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Westernization | Westernization (or Westernisation, see spelling differences), also Europeanisation or occidentalization (from the Occident), is a process whereby societies come under or adopt what is considered to be Western culture, in areas such as industry, technology, science, education, politics, economics, lifestyle, law, norms, mores, customs, traditions, values, mentality, perceptions, diet, clothing, language, writing system, religion, and philosophy. During colonialism it often involved the spread of Christianity. A related concept is Northernization, which is the consolidation or influence of the Global North.
Westernization has been a growing influence across the world in the last few centuries, with some thinkers assuming Westernization to be the equivalent of modernization, a way of thought that is often debated. The overall process of Westernization is often two-sided in that Western influences and interests themselves are joined with parts of the affected society, at minimum, to become a more Westernized society, with the putative goal of attaining a Western life or some aspects of it, while Western societies are themselves affected by this process and interaction with non-Western groups.
Westernization traces its roots back to Ancient Greece. Later, the Roman Empire took on the first process of Westernization as it was heavily influenced by Greece and created a new culture based on the principles and values of the Ancient Greek society. The Romans emerged with a culture that grew into a new Western identity based on the Greco-Roman society. Westernization can also be compared to acculturation and enculturation. Acculturation is "the process of cultural and psychological change that takes place as a result of contact between cultural groups and their individual members".
After contact, changes in cultural patterns are evident within one or both cultures. Specific to Westernization and the non-Western culture, foreign societies tend to adopt changes in their social systems relative to Western ideology, lifestyle, and physical appearance, along with numerous other aspects, and shifts in culture patterns can be seen to take root as a community becomes acculturated to Western customs and characteristics – in other words, Westernized. The phenomenon of Westernization does not follow any one specific pattern across societies as the degree of adaption and fusion with Western customs will occur at varying magnitudes within different communities. Specifically, the extent to which domination, destruction, resistance, survival, adaptation, or modification affect a native culture may differ following inter-ethnic contact.
Western world
The West was originally defined as the Western world. A thousand years later, the East-West Schism separated the Catholic Church and Eastern Orthodox Church from each other. The definition of Western changed as the West was influenced by and spread to other nations. Islamic and Byzantine scholars added to the Western canon when their stores of Greek and Roman literature jump-started the Renaissance. The Cold War also reinterpreted the definition of the West by excluding the countries of the former Eastern Bloc. Today, most modern uses of the term refer to the societies in the West and their close genealogical, linguistic, and philosophical descendants. Typically included are those countries whose ethnic identity and dominant culture are derived from Western European culture. Though it shares a similar historical background, the Western world is not a monolithic bloc, as many cultural, linguistic, religious, political, and economic differences exist between Western countries and populations.
Significantly influenced countries
The following countries or regions experienced a significant influence by the process of Westernization:
Armenia: Geographically located in the Caucasus region of West Asia, Armenia's culture has been increasingly influenced by the process of Westernization. Throughout its history, Armenia has been influenced by Western and Eastern civilizations. Armenia became the first state in the world to adopt Christianity as its official religion in 301 AD. The traditional Armenian homeland composed of Eastern Armenia and Western Armenia came under the rule of the Roman, Persian, Arab, Ottoman, and Russian empires. Current Armenia gained its independence in 1991, following the collapse of the Soviet Union. Today, the Government of Armenia maintains positive relations with Iran, Russia, and the West, including the United States and the EU. The country participates in various organizations linked to the EU, such as the Eastern Partnership, the Euronest Parliamentary Assembly and is a member of the Council of Europe, the European Political Community, the OSCE, the BSEC, La Francophonie, and NATO's Partnership for Peace and Euro-Atlantic Partnership Council. In 2017, Armenia signed an extensive agreement with the EU; the CEPA agreement further strengthens economic and political ties. Armenia is also a member of various European organisations for sports, education, and cultural events such as UEFA, the European Olympic Committees, and the European Higher Education Area, and participates in the Eurovision Song Contest.
Azerbaijan: Geographically located in the Caucasus mountain range (natural border between Western Asia and Eastern Europe). Azerbaijan borrowed Western traditions mainly as a result of imperial Russian influence, with the Muslim world's first opera and secular democracy being established there before its invasion by the Soviets. Currently, the country participates in various European organizations including the EU's Eastern Partnership, the Council of Europe, and GUAM. It is also a member of European organisations for sports such as UEFA and the European Olympic Committees, and regularly participates in the Eurovision Song Contest. Despite this, the country remains an authoritarian regime with considerable human rights and press freedom issues.
Cape Verde: An insular country in West Africa, Cape Verde has influences of European culture (particularly Portuguese) and, together with the Azores and Madeira (Portugal), and the Canary Islands (Spain), it is part of the archipelagos of Macaronesia. Due to this, the country has shared close diplomatic and cultural relations with both Iberian countries and has even tried to approach Western organizations, like the EU and NATO.
Hong Kong, Macau, and Singapore: Despite their geographical positions in East and Southeast Asia, due to the heavy influences of European heritage (particularly British and Portuguese) culture, they are at-least partially westernized.
Israel: Although Israel is geographically located in Western Asia, many Western cultural influences were brought in Israel by Jewish settlers from the diaspora, particularly countries like Canada, France, Germany, the United Kingdom, and the United States. It is a member of the OECD. It is often a member of European organisations for sports and cultural events such as UEFA and Eurovision, which is due in large part to Israel's ouster from their respective Asian counterparts. According to Sammy Smooha, a professor emeritus of sociology at Haifa University, Israel is described as a "hybrid," a modern and developed "semi-Western" state. With time, he acknowledged, Israel will become "more and more Western." But as a result of the ongoing Arab–Israeli conflict, full Westernization will be a slow process in Israel.
Japan, South Korea, and Taiwan: Although they are geographically located in East Asia, the three countries have westernized themselves by adopting democratic forms of government, free market economic systems, major contributions to Western science and technology, and could be described as "hybrid", "semi-Western" states.
Americas: Most countries in Americas are considered Western countries, largely because most of its peoples are descended from Europeans (Spanish and Portuguese settlers and later immigration from other European nations), and their society operates in a highly Westernized way. Most countries in the Americas use either English, French, Spanish or Portuguese as their official language. According to the CIA World Factbook, there has also been considerable immigration to South America, particularly to Argentina, Brazil, Chile, and Uruguay, from European nations other than Spain and Portugal (for example, from Germany, Italy, the Netherlands, etc.—see Immigration to Argentina, Immigration to Brazil, Immigration to Chile, and Immigration to Uruguay).
Lebanon: Geographically located in Western Asia, Lebanon is the most Westernized country in the Arab world. In ancient history, Lebanon was ruled by the Hellenistic and Roman empires. Even though it was later ruled by the Caliphate, Lebanon has the highest proportion of Christians in the Arab world, and Christians have dominated the country politically, economically and culturally. Since it was historically a French mandate, France promotes French culture and European-style education in Lebanon. At that time, Beirut was known as the "Little Paris of the Middle East". Currently, French language is still widely spoken and Lebanon is a member of the Organization of la Francophonie.
Philippines: Geographically located in Southeast Asia, due to heavy influences of European (particularly Spanish) and American cultures in Filipino culture, the country is considered Westernized. Moreover, nearly 90% of the Filipino population practices Christianity.
Thailand: Although Thailand is geographically located in Southeast Asia, through the 18th and 19th centuries, Siam faced imperialist pressure from France and the United Kingdom, including many unequal treaties with Western powers and forced concessions of territory; it nevertheless remained the only Southeast Asian country to avoid direct Western colonization. The country became westernized by itself, the Siamese system of government was centralized and initially organized into a modern unitary absolute monarchy during the reign of Chulalongkorn, later as a constitutional monarchy following the Siamese revolution of 1932. In the late 1950s, Thailand became a major ally of the United States, and played a key anti-communist role in the region as a member of the SEATO. Currently, Thailand continues to have strong ties to Western countries.
Turkey: Although geographically only 3% of Turkey lies in Europe (East Thrace) and the rest in Western Asia, Turkey is one of the most Westernized Turkic countries. The country has a similar economic system, has a customs union with the European Union in addition to being an official candidate for membership, and is a member of traditional European & Western organisations such as the OECD, the Council of Europe, and NATO. It is also a member of European organisations for sports such as UEFA and the European Olympic Committees, and has participated in the Eurovision Song Contest. Relations between Turkey and Western countries have been deteriorating since the 2010s.
Vietnam:Geographically located in Southeast Asia, due to the influence of French rule, Vietnamese completely abandoned Chữ Hán and Chữ Nôm that the French government considered backward and hindered the spread of European ideas, and adopted Latin script (chữ Quốc ngữ). During French rule, a large number of French-style buildings were built in Saigon and Hanoi, thus earning the nickname Paris of the East. Christianity (especially Catholicism) has a huge influence in Vietnam. After the partition of Vietnam, South Vietnam was Americanized and North Vietnam was Sovietized. Currently, Vietnam is a member of the Organization of la Francophonie.
Views
Kishore Mahbubani
Kishore Mahbubani's book entitled The Great Convergence: Asia, the West, and the Logic of One World (Public Affairs), is very optimistic. It proposes that a new global civilization is being created. The majority of non-Western countries admire and adhere to Western living standards. It says this newly emerging global order has to be ruled through new policies and attitudes. He argues that policymakers all over the world must change their preconceptions and accept that we live in one world. The national interests must be balanced with global interests and the power must be shared. Mahbubani urges that only through these actions can we create a world that converges benignly.
Samuel P. Huntington posits a conflict between "the West and the Rest" and offers three forms of general action that non-Western civilizations can react toward Western countries.
Non-Western countries can attempt to achieve isolation to preserve their own values and protect themselves from Western invasion. He argues that the cost of this action is high and only a few states can pursue it.
According to the theory of "band-wagoning" non-Western countries can join and accept Western values.
Non-Western countries can make an effort to balance Western power through modernization. They can develop economic, and military power and cooperate with other non-Western countries against the West while still preserving their own values and institutions.
Mahbubani counters this argument in his other book, The New Asian Hemisphere: The Irresistible Shift of Global Power to the East. This time, he argues that Western influence is now "unraveling", with Eastern powers such as China arising. He states:
He explains the decline of Western influence, stating reasons as to the loss of Western credibility with the rest of the world.
There is an increasing perception that Western countries will prioritize their domestic problems over international issues, despite their spoken and written promises of having global interests and needs.
The West has become increasingly biased and close-minded in their perception of "non-Western" countries such as China, declaring it an "un-free" country for not following a democratic form of government.
The West uses a double standard when dealing with international issues.
As the biggest Eastern populations gain more power, they are moving away from the Western influences they sought after in the past. The "anti-Americanism" sentiment is not temporary, as Westerners like to believe – the change in the Eastern mindset has become far too significant for it to change back.
Samuel P. Huntington
In contrast to territorial delineation, others, like the American political scientist Samuel P. Huntington in The Clash of Civilizations, consider what is "Western" based on religious affiliation, such as deeming the majority-Western Christian part of Europe and North America the West, and creating 6 other civilizations, including Latin America, Confucian, Japanese, Islamic, Hindu and Slavic-Orthodox, to organize the rest of the globe. Huntington argued that after the end of the Cold War, world politics had been moved into a new aspect in which non-Western civilizations were no more the exploited recipients of Western civilization but become another important actor joining the West to shape and move the world history. Huntington believed that while the age of ideology had ended, the world had only reverted to a normal state of affairs characterized by cultural conflict. In his thesis, he argued that the primary axis of conflict in the future will be along cultural and religious lines.
Edward Said
In Orientalism Edward Said views Westernization as it occurred in the process of colonization, an exercise of essentializing a "subject race" in order to more effectively dominate them. Said references Arthur Balfour, the British Prime Minister from 1902 to 1905, who regarded the rise of nationalism in Egypt in the late 19th century as counterproductive to a "benevolent" system of occupational rule. Balfour frames his argument in favor of continued rule over the Egyptian people by appealing to England's great "understanding" of Egypt's civilization and purporting that England's cultural strengths complemented and made them natural superiors to Egypt's racial deficiencies. Regarding this claim, Said says, "Knowledge to Balfour means surveying a civilization from its origins to its prime to its decline – and of course, it means being able to...The object of such knowledge is inherently vulnerable to scrutiny; this object is a 'fact' which, if it develops, changes, or otherwise transforms itself...[the civilization] nevertheless is fundamentally, even ontologically stable. To have such knowledge of such a thing is to dominate it." The act of claiming coherent knowledge of a society in effect objectifies and others it into marginalization, making people who are classified into that race as "almost everywhere nearly the same." Said also argues that this relationship to the "inferior" races, in fact, works to also fortify and make coherent what is meant by "the West"; if "The Oriental is irrational, depraved (fallen), childlike, "different..." then "...the European is rational, virtuous, mature, normal." Thus, "the West" acts as a construction in the similar way as does "the Orient" – it is a created notion to justify a particular set of power relations, in this case, the colonization and rule of a foreign country.
Process
Colonization and Europeanization (1400s–1970s)
From the 1400s onward, Europeanization and colonialism spread gradually over much of the world and controlled different regions during this five centuries long period, colonizing or subjecting the majority of the globe.
Following World War II, Western leaders and academics sought to expand innate liberties and international equality. A period of decolonization began. At the end of the 1960s, most colonies were allowed autonomy. Those new states often adopted some aspects of Western politics such as a constitution, while frequently reacting against Western culture.
In Asia
General reactions to Westernization can include fundamentalism, protectionism, or embrace to varying degrees. Countries such as Korea and China attempted to adopt a system of isolationism but have ultimately juxtaposed parts of Western culture into their own, often adding original and unique social influences, as exemplified by the introduction of over 1,300 locations of the traditionally Western fast-food chain McDonald's into China. Specific to Taiwan, the industry of bridal photography (see Photography in Taiwan) has been significantly influenced by the Western idea of "love". As examined by author Bonnie Adrian, Taiwanese bridal photos of today provide a striking contrast to past accepted norms, contemporary couples often displaying great physical affection and, at times, placed in typically Western settings to augment the modernity, in comparison to the historically prominent relationship, often stoic and distant, exhibited between bride and groom. Though Western concepts may have initially played a role in creating this cultural shift in Taiwan, the market and desire for bridal photography has not continued without adjustments and social modifications to this Western notion.
Korea
In Korea, the first contact with Westernization was during the Joseon Dynasty, in the 17th century. Every year, the emperor dispatched a few envoy ambassadors to China and while they were staying in Beijing, the Western missionaries were there. Through the missionaries, Korean ambassadors were able to adopt Western technology. In the 19th century, Korea started to send ambassadors to the foreign countries, other than Japan and China. While Korea was being Westernized slowly in the late 19th century, Korea had the idea of "Eastern ways and Western frames (東道西器)", meaning that they accepted the Western "bowl", but used it with Eastern principles inside.
Japan
In Japan, the Netherlands continued to play a key role in transmitting Western know-how to the Japanese from the 17th century to the mid-19th century, because the Japanese had only opened their doors to Dutch merchants before US Navy Commodore Matthew Perry's visit in 1853. After Commodore Perry's visit, Japan began to deliberately accept Western culture to the point of hiring Westerners to teach Western customs and traditions to the Japanese starting in the Meiji era. Since then, many Japanese politicians have encouraged the Westernization of Japan with the use of the term Datsu-A Ron, which means the argument for "leaving Asia" or "Good-bye Asia". In Datsu-A Ron, "Westernization" was described as an "unavoidable" but "fruitful" change. In contrast, despite many advances in industrial efficiency, Japan has sustained a culture of strict social hierarchy and limited individualization.
Iran
In Iran, the process of Westernization dates back to the country's attempt to westernize during the beginning of the 1930s, which was dictated by Shah Rezā Khan and continued by his son during the Cold War and agitated the largely conservative Shia Muslim masses of the country which was partly responsible for the 1979 Iranian Revolution.
Turkey
In Turkey, the synchronization process with the West is known as the Tanzimat (reorganization) period. The Ottoman Empire began to change itself according to modern science, practice, and culture. The Empire took some innovations from the West. Also, with the contribution of foreign engineers, the Empire repaired its old arm systems. Newly-found schools, permanent ambassadors, and privy councils were an essential improvement for the Empire. As a result, Turkey is one of the most Westernized majority-Muslim nations.
India
India's independence movement took inspiration from Western ideas about democracy and human rights. India's ruling class after independence in 1947 remained somewhat Westernized; India's first Prime Minister, Jawaharlal Nehru, had such a substantial Britishness that he once described himself as "the last Englishman to rule India." In 2014, however, the Bharatiya Janata Party (BJP) won power on the back of perceptions of the ruling class being insufficiently Indian.
Globalization (1970s–present)
Westernization is often regarded as a part of the ongoing process of globalization. This theory proposes that Western thought has led to globalisation, and that globalisation propagates Western culture, leading to a cycle of Westernization. On top of largely Western government systems such as democracy and constitution, many Western technologies and customs like music, clothing, and cars have been introduced across various parts of the world and copied and created in traditionally non-Western countries.
Westernization has been reversed in some countries following war or regime change. For example: Russia in aftermath of the Bolshevik Revolution around 1917, Continental China by 1949, Cuba in aftermath of the Revolution in 1959, and Iran by the 1979 revolution.
The main characteristics are economic and political (free trade) democratisation, combined with the spread of an individualised culture. Often it was regarded as opposite to the worldwide influence of communism. After the break-up of the USSR in late 1991 and the end of the Cold War, many of its component states and allies nevertheless underwent Westernization, including privatization of hitherto state-controlled industry.
With debates still going on, the question of whether globalization can be characterized as Westernization can be seen in various aspects. Globalization is happening in various aspects, ranging from economics, politics, and even food or culture. Westernization, to some schools, is seen as a form of globalization that leads the world to be similar to Western powers. Being globalized means taking positive aspects of the world, but globalization also brings the debate about being Westernized. Democracy, fast food, and American pop culture can all be examples that are considered as Westernization of the world.
According to the "Theory of the Globe scrambled by Social network: a new Sphere of Influence 2.0", published by Jura Gentium (University of Florence), the increasing role of Westernization is characterized by social media. The comparison with Eastern societies, who decided to ban American social media platforms (such as Iran and China with Facebook and Twitter), marks a political desire to avoid the Westernization process of their own populations and ways to communicate.
Consequences
Due to the colonization of the Americas and Oceania by Europeans, the cultural, ethnic, and linguistic make-up of the Americas and Oceania has been changed. This is most visible in settler colonies such as: Australia, Canada, New Zealand, and the United States,Argentina, Brazil, Chile, Costa Rica, and Uruguay, where the traditional indigenous population has been predominantly replaced demographically by non-indigenous settlers due to transmitted disease and conflict. This demographic takeover in settler countries has often resulted in the linguistic, social, and cultural marginalisation of indigenous people. Even in countries where large populations of indigenous people remain or the indigenous peoples have mixed (mestizo) considerably with European settlers, such as: Mexico, Peru, Panama, Suriname, Ecuador, Bolivia, Venezuela, Belize, Paraguay, South Africa, Colombia, Guatemala, Haiti, Honduras, Guyana, El Salvador, Jamaica, Cuba, or Nicaragua, relative marginalisation still exists.
Linguistic influence
Due to colonization and immigration, the formerly prevalent languages in the Americas, Oceania, and part of South Africa, are now usually Indo-European languages or creoles based on them:
English (Australia, New Zealand, United States, and Canada without mainly French-speaking Quebec); English along with English-based creole languages (Anglophone Africa, Antigua and Barbuda, Bahamas, Barbados, Dominica, Federated States of Micronesia, Fiji, Grenada, Guyana, Hong Kong, India, Jamaica, Kiribati, Marshall Islands, Nauru, Palau, Papua New Guinea, the Philippines, Saint Kitts and Nevis, Saint Lucia, Saint Vincent and the Grenadines, Samoa, Singapore, Solomon Islands, Sri Lanka, Tonga, Tuvalu, and Trinidad and Tobago).
French (Quebec, New Brunswick and parts of Ontario in Canada and Saint Pierre and Miquelon); French along with French-based creole languages (Francophone Africa, French Guiana, Guadeloupe, Haiti, Vanuatu, Martinique, and Saint-Barthelemy).
Spanish ( the Americas, Equatorial Guinea, Western Sahara, and the Philippines).
Portuguese (Brazil, Lusophone Africa, East Timor, Macau, Goa, and other members of the Community of Portuguese Language Countries).
Dutch along with Creole languages (Suriname, Aruba and the Netherlands Antilles).
Afrikaans along with English (parts of South Africa and Namibia).
German along with Creole languages (along with Afrikaans in Namibia and some areas in the US, such as Pennsylvania (Pennsylvania Dutch))
Many indigenous languages are on the verge of becoming extinct. Some settler countries have preserved indigenous languages; for example, in New Zealand, the Māori language is one of three official languages, the others being English and New Zealand sign language, another example is Ireland, where Irish is the first official language, followed by English as the second official language.
Sports importance in Westernization
The importance of sports partly comes from its connection to Westernization. The insight by Edelman, R., & Wilson, W. (2017) explains “This new system of thought and practices imbued with positive values in the exertion and strategic deployment of the human body, embracing the Anglo-American notion that physical activity was meaningful in and of itself, conducive to values such as learning and character-building. Modern athletics and competitive sports, avatars of this new body culture, elicited largely willing local receptions in North Asia, though there were no doubt isolated cases of coercive foisting better characterized as cultural imperialism.”
See also
References
Further reading
'
The Limits of Westernization: American and East Asian Intellectuals Create Modernity, 1860-1960 (2019) Routledge, written by Jon Thares Davidann
The Decline of the West (1918), written by Oswald Spengler.
The End of History and the Last Man (1992), written by Francis Fukuyama.
The Clash of Civilizations (1996), written by Samuel P. Huntington.
The Triumph of the West (1985) written by Oxford University historian J.M. Roberts.
Gardels, Nathan (1997) 'Clash of civilizations: modernization without Westernization', The National Times, May/June: 8-10.
Global culture
Cultural assimilation
Cultural geography
Imperialism
Western culture | 0.815325 | 0.993961 | 0.810401 |
Anachronism | An anachronism (from the Greek , 'against' and , 'time') is a chronological inconsistency in some arrangement, especially a juxtaposition of people, events, objects, language terms and customs from different time periods. The most common type of anachronism is an object misplaced in time, but it may be a verbal expression, a technology, a philosophical idea, a musical style, a material, a plant or animal, a custom, or anything else associated with a particular period that is placed outside its proper temporal domain.
An anachronism may be either intentional or unintentional. Intentional anachronisms may be introduced into a literary or artistic work to help a contemporary audience engage more readily with a historical period. Anachronism can also be used intentionally for purposes of rhetoric, propaganda, comedy, or shock. Unintentional anachronisms may occur when a writer, artist, or performer is unaware of differences in technology, terminology and language, customs and attitudes, or even fashions between different historical periods and eras.
Types
The metachronism-prochronism contrast is nearly synonymous with parachronism-anachronism, and involves postdating-predating respectively.
Parachronism
A parachronism (from the Greek , "on the side", and , "time") postdates. It is anything that appears in a time period in which it is not normally found (though not sufficiently out of place as to be impossible).
This may be an object, idiomatic expression, technology, philosophical idea, musical style, material, custom, or anything else so closely bound to a particular time period as to seem strange when encountered in a later era. They may be objects or ideas that were once common but are now considered rare or inappropriate. They can take the form of obsolete technology or outdated fashion or idioms.
Prochronism
A prochronism (from the Greek , "before", and , "time") predates. It is an impossible anachronism which occurs when an object or idea has not yet been invented when the situation takes place, and therefore could not have possibly existed at the time. A prochronism may be an object not yet developed, a verbal expression that had not yet been coined, a philosophy not yet formulated, a breed of animal not yet evolved or bred, or use of a technology that had not yet been created.
Metachronism
A metachronism (from the Greek , "after", and , "time") postdates. It is the use of older cultural artifacts in modern settings which may seem inappropriate. For example, it could be considered metachronistic for a modern-day person to be depicted wearing a top hat or writing with a quill.
Politically motivated anachronism
Works of art and literature promoting a political, nationalist or revolutionary cause may use anachronism to depict an institution or custom as being more ancient than it actually is, or otherwise intentionally blur the distinctions between past and present. For example, the 19th-century Romanian painter Constantin Lecca depicts the peace agreement between Ioan Bogdan Voievod and Radu Voievod—two leaders in Romania's 16th-century history—with the flags of Moldavia (blue-red) and of Wallachia (yellow-blue) seen in the background. These flags date only from the 1830s: anachronism promotes legitimacy for the unification of Moldavia and Wallachia into the Kingdom of Romania at the time the painting was made. The Russian artist Vasily Vereshchagin, in his painting Suppression of the Indian Revolt by the English, depicts the aftermath of the Indian Rebellion of 1857, when mutineers were executed by being blown from guns. In order to make the argument that the method of execution would again be utilized by the British if another rebellion broke out in India, Vereshchagin depicted the British soldiers conducting the executions in late 19th-century uniforms.
Art and literature
Anachronism is used especially in works of imagination that rest on a historical basis. Anachronisms may be introduced in many ways: for example, in the disregard of the different modes of life and thought that characterize different periods, or in ignorance of the progress of the arts and sciences and other facts of history. They vary from glaring inconsistencies to scarcely perceptible misrepresentation. Anachronisms may be the unintentional result of ignorance, or may be a deliberate aesthetic choice.
Sir Walter Scott justified the use of anachronism in historical literature: "It is necessary, for exciting interest of any kind, that the subject assumed should be, as it were, translated into the manners as well as the language of the age we live in." However, as fashions, conventions and technologies move on, such attempts to use anachronisms to engage an audience may have quite the reverse effect, as the details in question are increasingly recognized as belonging neither to the historical era being represented, nor to the present, but to the intervening period in which the artwork was created. "Nothing becomes obsolete like a period vision of an older period", writes Anthony Grafton; "Hearing a mother in a historical movie of the 1940s call out 'Ludwig! Ludwig van Beethoven! Come in and practice your piano now!' we are jerked from our suspension of disbelief by what was intended as a means of reinforcing it, and plunged directly into the American bourgeois world of the filmmaker."
It is only since the beginning of the 19th century that anachronistic deviations from historical reality have jarred on a general audience. C. S. Lewis wrote:
Anachronisms abound in the works of Raphael and Shakespeare, as well as in those of less celebrated painters and playwrights of earlier times. Carol Meyers says that anachronisms in ancient texts can be used to better understand the stories by asking what the anachronism represents. Repeated anachronisms and historical errors can become an accepted part of popular culture, such as the belief that Roman legionaries wore leather armor.
Comical anachronism
Comedy fiction set in the past may use anachronism for humorous effect. Comedic anachronism can be used to make serious points about both historical and modern society, such as drawing parallels to political or social conventions.
Future anachronism
Even with careful research, science fiction writers risk anachronism as their works age because they cannot predict all political, social, and technological change.
For example, many books, television shows, radio productions and films nominally set in the mid-21st century or later refer to the Soviet Union, to Saint Petersburg in Russia as Leningrad, to the continuing struggle between the Eastern and Western Blocs and to divided Germany and divided Berlin. Star Trek has suffered from future anachronisms; instead of "retconning" these errors, the 2009 film retained them for consistency with older franchises.
Buildings or natural features, such as the World Trade Center in New York City, can become out of place once they disappear, with some works having been edited to remove the World Trade Center to avoid this situation.
Futuristic technology may appear alongside technology which would be obsolete by the time in which the story is set. For example, in the stories of Robert A. Heinlein, interplanetary space travel coexists with calculation using slide rules.
Language anachronism
Language anachronisms in novels and films are quite common, both intentional and unintentional. Intentional anachronisms inform the audience more readily about a film set in the past. In this regard, language and pronunciation change so fast that most modern people (even many scholars) would find it difficult, or even impossible, to understand a film with dialogue in 15th-century English; thus, audiences willingly accept characters speaking an updated language, and modern slang and figures of speech are often used in these films.
Unconscious anachronism
Unintentional anachronisms may occur even in what are intended as wholly objective and accurate records or representations of historic artifacts and artworks, because the perspectives of historical recorders are conditioned by the assumptions and practices of their own times, in a form of cultural bias. One example is the attribution of historically inaccurate beards to various medieval tomb effigies and figures in stained glass in records made by English antiquaries of the late 16th and early 17th centuries. Working in an age in which beards were in fashion and widespread, the antiquaries seem to have unconsciously projected the fashion back into an era in which they were rare.
In academia
In historical writing, the most common type of anachronism is the adoption of the political, social or cultural concerns and assumptions of one era to interpret or evaluate the events and actions of another. The anachronistic application of present-day perspectives to comment on the historical past is sometimes described as presentism. Empiricist historians, working in the traditions established by Leopold von Ranke in the 19th century, regard this as a great error, and a trap to be avoided. Arthur Marwick has argued that "a grasp of the fact that past societies are very different from our own, and ... very difficult to get to know" is an essential and fundamental skill of the professional historian; and that "anachronism is still one of the most obvious faults when the unqualified (those expert in other disciplines, perhaps) attempt to do history".
Detection of forgery
The ability to identify anachronisms may be employed as a critical and forensic tool to demonstrate the fraudulence of a document or artifact purporting to be from an earlier time. Anthony Grafton discusses, for example, the work of the 3rd-century philosopher Porphyry, of Isaac Casaubon (1559–1614), and of Richard Reitzenstein (1861–1931), all of whom succeeded in exposing literary forgeries and plagiarisms, such as those included in the "Hermetic Corpus", through – among other techniques – the recognition of anachronisms. The detection of anachronisms is an important element within the scholarly discipline of diplomatics, the critical analysis of the forms and language of documents, developed by the Maurist scholar Jean Mabillon (1632–1707) and his successors René-Prosper Tassin (1697–1777) and Charles-François Toustain (1700–1754). The philosopher and reformer Jeremy Bentham wrote at the beginning of the 19th century:
Examples are:
The exposure by Lorenzo Valla in 1440 of the so-called Donation of Constantine, a decree purportedly issued by the Emperor Constantine the Great in either 315 or 317 AD, as a later forgery, depended to a considerable degree on the identification of anachronisms, such as references to the city of Constantinople (a name not in fact bestowed until 330 AD).
A large number of apparent anachronisms in the Book of Mormon have served to convince critics that the book was written in the 19th century, and not, as its adherents claim, in pre-Columbian America.
The use of 19th- and 20th-century anti-semitic terminology demonstrates that the purported "Franklin Prophecy" (attributed to Benjamin Franklin, who died in 1790) is a forgery.
The "William Lynch speech", an address, supposedly delivered in 1712, on the control of slaves in Virginia, is now considered to be a 20th-century forgery, partly on account of its use of anachronistic terms such as "program" and "refueling".
See also
Anachronisms in the Book of Mormon
Anatopism
Evolutionary anachronism
Invented traditions
List of stories set in a future now past
Retrofuturism
Skeuomorph
Society for Creative Anachronism
Steampunk
Tiffany Problem
Whig history
References
Bibliography
External links | 0.81098 | 0.99842 | 0.809699 |
Pre-industrial society | Pre-industrial society refers to social attributes and forms of political and cultural organization that were prevalent before the advent of the Industrial Revolution, which occurred from 1750 to 1850. Pre-industrial refers to a time before there were machines and tools to help perform tasks en masse. Pre-industrial civilization dates back to centuries ago, but the main era known as the pre-industrial society occurred right before the industrial society. Pre-Industrial societies vary from region to region depending on the culture of a given area or history of social and political life. Europe was known for its feudal system and the Italian Renaissance.
The term "pre-industrial" is also used as a benchmark for environmental conditions before the development of industrial society: for example, the
Paris Agreement, adopted in Paris on 12 December, 2015 and in force from 4 November, 2016, "aims to limit global warming to well below 2, preferably to 1.5 degrees celsius, compared to pre-industrial levels." The date for the end of the "pre-industrial era" is not defined.
Common attributes
Limited production
Extreme agricultural economy
Limited division of labor. In pre-industrial societies, production was relatively simple and the number of specialized crafts was limited.
Limited variation of social classes
Parochialism—Communications were limited between communities in pre-industrial societies. Few had the opportunity to see or hear beyond their own village. Industrial societies grew with the help of faster means of communication, having more information at hand about the world, allowing knowledge transfer and cultural diffusion between them.
Populations grew at substantial rates
Social classes: peasants and lords
Subsistence level of living
Population dependent on peasants for food
People were located in villages rather than in cities
Economic systems
Hunter gather society
Commodity market
Mercantilism
Subsistence agriculture
Subsistence
Labor conditions
Harsh working conditions had been prevalent long before the Industrial Revolution took place. Pre-industrial society was very static, and child labour, dirty living conditions, and long working hours were not as equally prevalent before the Industrial Revolution.
See also
Agrarian society
Industrialisation
Modernization theory
Traditional society
Dependency Theory
Imperialism
Hunter gatherers
Low technology
Transhumance
Nomads
Pastoral nomads
Nomadic
Post-industrial society
Proto-industrialization
References
Bibliography
Grinin, L. 2007. Periodization of History: A theoretic-mathematical analysis. In: History & Mathematics. Ed. by Leonid Grinin, Victor de Munck, and Andrey Korotayev. Moscow: KomKniga/URSS. P.10-38. .
Sociological terminology
Industrial Revolution | 0.814736 | 0.99342 | 0.809376 |
Periodization | In historiography, periodization is the process or study of categorizing the past into discrete, quantified, and named blocks of time for the purpose of study or analysis. This is usually done in order to understand current and historical processes, and the causality that might have linked those events.
Periodizations can provide a convenient segmentation of time, wherein events within the period might consist of relatively similar characteristics. However, determining the precise beginning and ending of any 'period' is often arbitrary, since it has changed over time and over the course of history. Systems of periodization are more or less arbitrary, yet it provides a framework to help us understand them. Periodizing labels are continually challenged and redefined, but once established, period "brands" are so convenient that many are hard to change.
History
The practice of dividing history into ages or periods is as early as the development of writing, and can be traced to the Sumerian
period. The Sumerian King List, dating to the second millennium BC—and for most parts it is not considered historically accurate—is "periodized" into dynastic regnal eras. The classical division into a Golden Age, Silver Age, Bronze Age, Heroic Age, and Iron Age goes back to Hesiod in the 8th – 7th century BC.
One Biblical periodization scheme commonly used in the Middle Ages was Saint Paul's theological division of history into three ages: the first before the age of Moses (under nature); the second under Mosaic law (under law); the third in the age of Christ (under grace). But perhaps the most widely discussed periodization scheme of the Middle Ages was the Six Ages of the World, written by the early 5th century AD, where every age was a thousand years counting from Adam to the present, with the present time (in the Middle Ages) being the sixth and final age.
Background
Periodizing blocks might overlap, conflict or contradict one another. Some have a cultural usage (the "Gilded Age"), others refer to prominent historical events ('the Interwar period), while others are defined by decimal numbering systems ('the 1960s', 'the 17th century'). Other periods are named from influential individuals (the 'Napoleonic Era', the 'Victorian Era', and the 'Porfiriato').
Some of these usages will also be geographically specific. This is especially true of periodizing labels derived from individuals or ruling dynasties, such as the Jacksonian Era in America, the Meiji Era in Japan, or the Merovingian Period in France. Cultural terms may also have a limited reach. Thus the concept of the "Romantic period" is largely meaningless outside the Western world of Europe and European-influenced cultures. Likewise, 'the 1960s', though technically applicable to anywhere in the world according to Common Era numbering, has a certain set of specific cultural connotations in certain countries. For this reason, it may be possible to say such things as "The 1960s never occurred in Spain". This would mean that the sexual revolution, counterculture, youth rebellion and so on never developed during that decade in Spain's conservative Roman Catholic culture and under Francisco Franco's authoritarian regime. The historian Arthur Marwick mentions that "the 1960s' began in the late 1950s and ended in the early 1970s". This was because the cultural and economic conditions that define the meaning of the period covers more than the accidental fact of a 10-year block beginning with the number 6. This extended usage is termed the 'long 1960s'. This usage derives from other historians who have adopted labels such as "the long 19th century" (1789–1914) to reconcile arbitrary decimal chronology with meaningful cultural and social phases. Eric Hobsbawm has also argued for what he calls "the short twentieth century", encompassing the period from the First World War through to the end of the Cold War.
Periodizing terms often have negative or positive connotations that may affect their usage. This includes Victorian, which often negatively suggests sexual repression and class conflict. Other labels such as Renaissance have strongly positive characteristics. As a result, these terms sometimes extend in meaning. Thus the English Renaissance is often used for a period largely identical to the Elizabethan Period or reign of Elizabeth I, and begins some 200 years later than the Italian Renaissance. However the Carolingian Renaissance is said to have occurred during the reign of the Frankish king Charlemagne, and his immediate successors, and the Macedonian Renaissance occurred in the Roman Empire. Other examples, neither of which constituted a "rebirth" in the sense of revival, are the American Renaissance of the 1820s–1860s, referring mainly to literature, and the Harlem Renaissance of the 1920s, referring mainly to literature but also to music and the visual arts.
The conception of a 'rebirth' of Classical Latin learning is first credited to the Italian poet Petrarch (1304–1374), the father of Renaissance Humanism, but the conception of a rebirth has been in common use since Petrarch's time. The dominant usage of the word Renaissance refers to the cultural changes that occurred in Italy that culminated in the High Renaissance around 1500–1530. This concept applies dominantly to the visual arts, and the work of Michelangelo, Raphael, and Leonardo da Vinci. Secondarily it is applied to other arts, but it is questionable whether it is useful to describe a phase in economic, social and political history. Many professional historians now refer to the historical periods commonly known as the Renaissance and the Reformation as the start of the Early Modern Period, which extends much later. There is a gradual change in the courses taught and books published to correspond to the change in period nomenclature, which in part reflects differences between social history and cultural history. The new nomenclature suggests a broader geographical coverage and a growing attention to the relationships between Europe and the wider world.
The term Middle Ages also derives from Petrarch. He was comparing his own period to the Ancient or Classical world, seeing his time as a time of rebirth after a dark intermediate period, the Middle Ages. The idea that the Middle Ages was a middle phase between two other large scale periodizing concepts, Ancient and Modern, still persists. It can be subdivided into the Early, High and Late Middle Ages. The term Dark Ages is no longer in common use among modern scholars because of the difficulty of using it neutrally, though some writers have attempted to retain it and divest it of its negative connotations. The term "Middle Ages" and especially the adjective medieval can also have a negative ring in colloquial use, but does not carry over into academic terminology. However, other terms, such as Gothic architecture, used to refer to a style typical of the High Middle Ages have largely lost the negative connotations they initially had, acquiring new meanings over time (see Gothic architecture and Goth subculture).
The Gothic and the Baroque were both named during subsequent stylistic periods when the preceding style was unpopular. The word "Gothic" was applied as a pejorative term to all things Northern European and, hence, barbarian, probably first by Giorgio Vasari. He coined the term "Gothic" in an effort to describe (particularly architecture) what he found objectionable. The word baroque—derived from similar words in Portuguese, Spanish, or French—literally refers to an irregular or misshapen pearl. Its first use outside the field of jewellery manufacture was in the early 18th century, as a criticism of music that was viewed as over-complicated and rough. Later, the term was also used to describe architecture and art. The Baroque period was first designated as such in the 19th century, and is generally considered to have begun around 1600 in all media. Music history places the end of the period in the year 1750 with the death of J. S. Bach, while art historians consider the main period to have ended significantly earlier in most areas.
Three-age system
In archeology, the usual method for periodization of the distant prehistoric past is to rely on changes in material culture and technology, such as the Stone Age, Bronze Age and Iron Age and their sub-divisions also based on different styles of material remains. Despite the development over recent decades of the ability through radiocarbon dating and other scientific methods to give actual dates for many sites or artefacts, these long-established schemes seem likely to remain in use. In many cases neighbouring cultures with writing have left some history of cultures without it, which may be used. The system further underwent subdivisions, including the 1865 partitioning of the Stone Age into Palaeolithic, Mesolithic and Neolithic periods by John Lubbock.
Historiography
Some events or short periods of change have such a drastic effect on the cultures they affect that they form a natural break in history. These are often marked by the widespread use of both pre- and post- phrases centered on the event, as in pre-Reformation and post-Reformation, or pre-colonial and post-colonial. Both pre-war and post-war are still understood to refer to World War II, though at some future point the phrases will need to be altered to make that clear.
World history
Several major periods historians may use are:
Prehistory
Ancient history
Late antiquity
Post-classical history
Early modern period
Modern history (sometimes the nineteenth century and modern are combined)
Contemporary history
Although post-classical is synonymous with the Middle Ages of Western Europe, the term post-classical is not necessarily a member of the traditional tripartite periodization of Western European history into 'classical', 'middle' and 'modern'.
Some popularized periodizations using the terms long or short by historians are:
Long eighteenth century
Long nineteenth century
Short twentieth century
See also
References
Citations
Sources
Lawrence Besserman, ed., The Challenge of Periodization: Old Paradigms and New Perspectives, 1996, . See Chapter 1 for an overview of the postmodernist position on periodization.
Bentley, J. H. 1996. Cross-Cultural Interaction and Periodization in World History. American Historical Review (June): 749–770.
Grinin, L. 2007. Periodization of History: A theoretic-mathematical analysis. In: History & Mathematics . Moscow: KomKniga/URSS. pp. 10–38. .
External links
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History of Europe | The history of Europe is traditionally divided into four time periods: prehistoric Europe (prior to about 800 BC), classical antiquity (800 BC to AD 500), the Middle Ages (AD 500–1500), and the modern era (since AD 1500).
The first early European modern humans appear in the fossil record about 48,000 years ago, during the Paleolithic era. Settled agriculture marked the Neolithic era, which spread slowly across Europe from southeast to the north and west. The later Neolithic period saw the introduction of early metallurgy and the use of copper-based tools and weapons, and the building of megalithic structures, as exemplified by Stonehenge. During the Indo-European migrations, Europe saw migrations from the east and southeast. The period known as classical antiquity began with the emergence of the city-states of ancient Greece. Later, the Roman Empire came to dominate the entire Mediterranean Basin. The Migration Period of the Germanic people began in the late 4th century AD and made gradual incursions into various parts of the Roman Empire.
The fall of the Western Roman Empire in AD 476 traditionally marks the start of the Middle Ages. While the Eastern Roman Empire would continue for another 1000 years, the former lands of the Western Empire would be fragmented into a number of different states. At the same time, the early Slavs began to become established as a distinct group in the central and eastern parts of Europe. The first great empire of the Middle Ages was the Frankish Empire of Charlemagne, while the Islamic conquest of Iberia established Al-Andalus. The Viking Age saw a second great migration of Norse peoples. Attempts to retake the Levant from the Muslim states that occupied it made the High Middle Ages the age of the Crusades, while the political system of feudalism came to its height. The Late Middle Ages were marked by large population declines, as Europe was threatened by the bubonic plague, as well as invasions by the Mongol peoples from the Eurasian Steppe. At the end of the Middle Ages, there was a transitional period, known as the Renaissance.
Early Modern Europe is usually dated to the end of the 15th century. Technological changes such as gunpowder and the printing press changed how warfare was conducted and how knowledge was preserved and disseminated. The Reformation saw the fragmentation of religious thought, leading to religious wars. The Age of Exploration led to colonization, and the exploitation of the people and resources of colonies brought resources and wealth to Western Europe. After 1800, the Industrial Revolution brought capital accumulation and rapid urbanization to Western Europe, while several countries transitioned away from absolutist rule to parliamentary regimes. The Age of Revolution saw long-established political systems upset and turned over. In the 20th century, World War I led to a remaking of the map of Europe as the large empires were broken up into nation-states. Lingering political issues would lead to World War II, during which Nazi Germany perpetrated The Holocaust. The subsequent Cold War saw Europe divided by the Iron Curtain into capitalist and communist states, many of them members of NATO and the Warsaw Pact, respectively. The West's remaining colonial empires were dismantled. The last decades saw the fall of remaining dictatorships in Western Europe and a gradual political integration, which led to the European Community, later the European Union. After the Revolutions of 1989, all European communist states transitioned to capitalism. The 21st century began with most of them gradually joining the EU. In parallel, Europe suffered from the Great Recession and its after-effects, the European migrant crisis, and the Russian invasion of Ukraine.
Prehistory of Europe
Paleolithic
Homo erectus migrated from Africa to Europe before the emergence of modern humans. Homo erectus georgicus, which lived roughly 1.8 million years ago in Georgia, is the earliest hominid to be discovered in Europe. The earliest appearance of anatomically modern people in Europe has been dated to 45,000 BC, referred to as the Early European modern humans. Some locally developed transitional cultures (Uluzzian in Italy and Greece, Altmühlian in Germany, Szeletian in Central Europe and Châtelperronian in the southwest) use clearly Upper Palaeolithic technologies at very early dates.
Nevertheless, the definitive advance of these technologies is made by the Aurignacian culture, originating in the Levant (Ahmarian) and Hungary (first full Aurignacian). By 35,000 BC, the Aurignacian culture and its technology had extended through most of Europe. The last Neanderthals seem to have been forced to retreat to the southern half of the Iberian Peninsula. Around 29,000 BC a new technology/culture appeared in the western region of Europe: the Gravettian. This technology/culture has been theorised to have come with migrations of people from the Balkans (see Kozarnika).
Around 16,000 BC, Europe witnessed the appearance of a new culture, known as Magdalenian, possibly rooted in the old Gravettian. This culture soon superseded the Solutrean area and the Gravettian of mainly France, Spain, Germany, Italy, Poland, Portugal and Ukraine. The Hamburg culture prevailed in Northern Europe in the 14th and the 13th millennium BC as the Creswellian (also termed the British Late Magdalenian) did shortly after in the British Isles.
Around 12,500 BC, the Würm glaciation ended. Magdalenian culture persisted until c. 10,000 BC, when it quickly evolved into two microlithist cultures: Azilian (Federmesser), in Spain and southern France, and then Sauveterrian, in southern France and Tardenoisian in Central Europe, while in Northern Europe the Lyngby complex succeeded the Hamburg culture with the influence of the Federmesser group as well.
Neolithic and Copper Age
Evidence of permanent settlement dates from the 8th millennium BC in the Balkans. The Neolithic reached Central Europe in the 6th millennium BC and parts of Northern Europe in the 5th and 4th millenniums BC. The modern indigenous populations of Europe are largely descended from three distinct lineages: Mesolithic hunter-gatherers, a derivative of the Cro-Magnon population, Early European Farmers who migrated from Anatolia during the Neolithic Revolution, and Yamnaya pastoralists who expanded into Europe in the context of the Indo-European expansion. The Indo-European migrations started in Southeast Europe at around c. 4200 BC. through the areas around the Black sea and the Balkan peninsula. In the next 3000 years the Indo-European languages expanded through Europe.
Around this time, in the 5th millennium BC the Varna culture evolved. In 4700 – 4200 BC, the Solnitsata town, believed to be the oldest prehistoric town in Europe, flourished.
Ancient Europe
Bronze Age
The first well-known literate civilization in Europe was the Minoan civilization that arose on the island of Crete and flourished from approximately the 27th century BC to the 15th century BC.
The Minoans were replaced by the Mycenaean civilization which flourished during the period roughly between 1600 BC, when Helladic culture in mainland Greece was transformed under influences from Minoan Crete, and 1100 BC. The major Mycenaean cities were Mycenae and Tiryns in Argolis, Pylos in Messenia, Athens in Attica, Thebes and Orchomenus in Boeotia, and Iolkos in Thessaly. In Crete, the Mycenaeans occupied Knossos. Mycenaean settlement sites also appeared in Epirus, Macedonia, on islands in the Aegean Sea, on the coast of Asia Minor, the Levant, Cyprus and Italy. Mycenaean artefacts have been found well outside the limits of the Mycenean world.
Quite unlike the Minoans, whose society benefited from trade, the Mycenaeans advanced through conquest. Mycenaean civilization was dominated by a warrior aristocracy. Around 1400 BC, the Mycenaeans extended their control to Crete, the centre of the Minoan civilization, and adopted a form of the Minoan script (called Linear A) to write their early form of Greek in Linear B.
The Mycenaean civilization perished with the collapse of Bronze-Age civilization on the eastern shores of the Mediterranean Sea. The collapse is commonly attributed to the Dorian invasion, although other theories describing natural disasters and climate change have been advanced as well. Whatever the causes, the Mycenaean civilization had disappeared after LH III C, when the sites of Mycenae and Tiryns were again destroyed and lost their importance. This end, during the last years of the 12th century BC, occurred after a slow decline of the Mycenaean civilization, which lasted many years before dying out. The beginning of the 11th century BC opened a new context, that of the protogeometric, the beginning of the geometric period, the Greek Dark Ages of traditional historiography.
The Bronze Age collapse may be seen in the context of technological history that saw the slow spread of ironworking technology from present-day Bulgaria and Romania in the 13th and the 12th centuries BC.
The Tumulus culture and the following Urnfield culture of central Europe were part of the origin of the Roman and Greek cultures.
Classical Antiquity
Classical antiquity, also known as the classical era, classical period, classical age, or simply antiquity, is the period of cultural history between the 8th century BC and the 5th century AD comprising the interwoven civilizations of ancient Greece and ancient Rome known together as the Greco-Roman world, centered on the Mediterranean Basin. It is the period during which ancient Greece and ancient Rome flourished and had major influence throughout much of Europe, North Africa, and West Asia.
Ancient Greece
The Hellenic civilisation was a collection of city-states or poleis with different governments and cultures that achieved notable developments in government, philosophy, science, mathematics, politics, sports, theatre and music.
The most powerful city-states were Athens, Sparta, Thebes, Corinth, and Syracuse. Athens was a powerful Hellenic city-state and governed itself with an early form of direct democracy invented by Cleisthenes; the citizens of Athens voted on legislation and executive bills themselves. Athens was the home of Socrates, Plato, and the Platonic Academy.
The Hellenic city-states established colonies on the shores of the Black Sea and the Mediterranean Sea (Asia Minor, Sicily, and Southern Italy in Magna Graecia). By the late 6th century BC, the Greek city states in Asia Minor had been incorporated into the Persian Empire, while the latter had made territorial gains in the Balkans (such as Macedon, Thrace, Paeonia, etc.) and Eastern Europe proper as well. During the 5th century BC, some of the Greek city states attempted to overthrow Persian rule in the Ionian Revolt, which failed. This sparked the first Persian invasion of mainland Greece. At some point during the ensuing Greco-Persian Wars, namely during the Second Persian invasion of Greece, and precisely after the Battle of Thermopylae and the Battle of Artemisium, almost all of Greece to the north of the Isthmus of Corinth had been overrun by the Persians, but the Greek city states reached a decisive victory at the Battle of Plataea. With the end of the Greco-Persian wars, the Persians were eventually forced to withdraw from their territories in Europe. The Greco-Persian Wars and the victory of the Greek city states directly influenced the entire further course of European history and would set its further tone. Some Greek city-states formed the Delian League to continue fighting Persia, but Athens' position as leader of this league led Sparta to form the rival Peloponnesian League. The Peloponnesian Wars ensued, and the Peloponnesian League was victorious. Subsequently, discontent with Spartan hegemony led to the Corinthian War and the defeat of Sparta at the Battle of Leuctra. At the same time at the north ruled the Thracian Odrysian Kingdom between the 5th century BC and the 1st century AD.
Hellenic infighting left Greek city states vulnerable, and Philip II of Macedon united the Greek city states under his control. The son of Philip II, known as Alexander the Great, invaded neighboring Persia, toppled and incorporated its domains, as well as invading Egypt and going as far off as India, increasing contact with people and cultures in these regions that marked the beginning of the Hellenistic period.
After the death of Alexander the Great, his empire split into multiple kingdoms ruled by his generals, the Diadochi. The Diadochi fought against each other in a series of conflicts called the Wars of the Diadochi. In the beginning of the 2nd century BC, only three major kingdoms remained: the Ptolemaic Egypt, the Seleucid Empire and Macedonia. These kingdoms spread Greek culture to regions as far away as Bactria.
Ancient Rome
Much of Greek learning was assimilated by the nascent Roman state as it expanded outward from Italy, taking advantage of its enemies' inability to unite: the only challenge to Roman ascent came from the Phoenician colony of Carthage, and its defeats in the three Punic Wars marked the start of Roman hegemony. First governed by kings, then as a senatorial republic (the Roman Republic), Rome became an empire at the end of the 1st century BC, under Augustus and his authoritarian successors.
The Roman Empire had its centre in the Mediterranean, controlling all the countries on its shores; the northern border was marked by the Rhine and Danube rivers. Under the emperor Trajan (2nd century AD) the empire reached its maximum expansion, controlling approximately of land surface, including Italia, Gallia, Dalmatia, Aquitania, Britannia, Baetica, Hispania, Thrace, Macedonia, Greece, Moesia, Dacia, Pannonia, Egypt, Asia Minor, Cappadocia, Armenia, Caucasus, North Africa, Levant and parts of Mesopotamia. Pax Romana, a period of peace, civilisation and an efficient centralised government in the subject territories ended in the 3rd century, when a series of civil wars undermined Rome's economic and social strength.
In the 4th century, the emperors Diocletian and Constantine were able to slow down the process of decline by splitting the empire into a Western part with a capital in Rome and an Eastern part with the capital in Byzantium, or Constantinople (now Istanbul). Constantinople is generally considered to be the center of "Eastern Orthodox civilization". Whereas Diocletian severely persecuted Christianity, Constantine declared an official end to state-sponsored persecution of Christians in 313 with the Edict of Milan, thus setting the stage for the Church to become the state church of the Roman Empire in about 380.
The Roman Empire had been repeatedly attacked by invading armies from Northern Europe and in 476, Rome finally fell. Romulus Augustus, the last emperor of the Western Roman Empire, surrendered to the Germanic King Odoacer.
Late Antiquity and Migration Period
When Emperor Constantine had reconquered Rome under the banner of the cross in 312, he soon afterwards issued the Edict of Milan in 313 (preceded by the Edict of Serdica in 311), declaring the legality of Christianity in the Roman Empire. In addition, Constantine officially shifted the capital of the Roman Empire from Rome to the Greek town of Byzantium, which he renamed Nova Roma – it was later named Constantinople ("City of Constantine").
Theodosius I, who had made Christianity the official religion of the Roman Empire, would be the last emperor to preside over a united Roman Empire, until his death in 395. The empire was split into two halves: the Western Roman Empire centred in Ravenna, and the Eastern Roman Empire (later to be referred to as the Byzantine Empire) centred in Constantinople. The Roman Empire was repeatedly attacked by Hunnic, Germanic, Slavic and other "barbarian" tribes (see: Migration Period), and in 476 finally the Western part fell to the Heruli chieftain Odoacer.
Roman authority in the Western part of the empire had collapsed, and a power vacuum left in the wake of this collapse; the central organization, institutions, laws and power of Rome had broken down, resulting in many areas being open to invasion by migrating tribes. Over time, feudalism and manorialism arose, providing for division of land and labour, as well as a broad if uneven hierarchy of law and protection. These localised hierarchies were based on the bond of common people to the land on which they worked, and to a lord, who would provide and administer both local law to settle disputes among the peasants, as well as protection from outside invaders.
The western provinces soon were to be dominated by three great powers: first, the Franks (Merovingian dynasty) in Francia 481–843 AD, which covered much of present France and Germany; second, the Visigothic kingdom 418–711 AD in the Iberian Peninsula (modern Spain); and third, the Ostrogothic kingdom 493–553 AD in Italy and parts of the western Balkans. The Ostrogoths were later replaced by the Kingdom of the Lombards 568–774 AD. Although these powers covered large territories, they did not have the great resources and bureaucracy of the Roman empire to control regions and localities; more power and responsibilities were left to local lords. On the other hand, it also meant more freedom, particularly in more remote areas.
In Italy, Theodoric the Great began the cultural romanisation of the new world he had constructed. He made Ravenna a centre of Romano-Greek culture of art and his court fostered a flowering of literature and philosophy in Latin. In Iberia, King Chindasuinth created the Visigothic Code.
In the Eastern part the dominant state was the remaining Eastern Roman Empire.
In the feudal system, new princes and kings arose, the most powerful of which was arguably the Frankish ruler Charlemagne. In 800, Charlemagne, reinforced by his massive territorial conquests, was crowned Emperor of the Romans by Pope Leo III, solidifying his power in western Europe. Charlemagne's reign marked the beginning of a new Germanic Roman Empire in the west, the Holy Roman Empire. Outside his borders, new forces were gathering. The Kievan Rus' were marking out their territory, a Great Moravia was growing, while the Angles and the Saxons were securing their borders.
For the duration of the 6th century, the Eastern Roman Empire was embroiled in a series of deadly conflicts, first with the Persian Sassanid Empire (see Roman–Persian Wars), followed by the onslaught of the arising Islamic Caliphate (Rashidun and Umayyad). By 650, the provinces of Egypt, Palestine and Syria were lost to the Muslim forces, followed by Hispania and southern Italy in the 7th and 8th centuries (see Muslim conquests). The Arab invasion from the east was stopped after the intervention of the Bulgarian Empire (see Han Tervel).
Post-classical and Medieval Europe
The Middle Ages are commonly dated from the fall of the Western Roman Empire (or by some scholars, before that) in the 5th century to the beginning of the early modern period in the 16th century marked by the rise of nation states, the division of Western Christianity in the Reformation, the rise of humanism in the Italian Renaissance, and the beginnings of European overseas expansion which allowed for the Columbian Exchange.
Byzantium
Many consider Emperor Constantine I (reigned 306–337) to be the first "Byzantine emperor". It was he who moved the imperial capital in 324 from Nicomedia to Byzantium, which re-founded as Constantinople, or Nova Roma ("New Rome"). The city of Rome itself had not served as the capital since the reign of Diocletian (284–305). Some date the beginnings of the Empire to the reign of Theodosius I (379–395) and Christianity's official supplanting of the pagan Roman religion, or following his death in 395, when the empire was split into two parts, with capitals in Rome and Constantinople. Others place it yet later in 476, when Romulus Augustulus, traditionally considered the last western emperor, was deposed, thus leaving sole imperial authority with the emperor in the Greek East. Others point to the reorganisation of the empire in the time of Heraclius (c. 620) when Latin titles and usages were officially replaced with Greek versions. In any case, the changeover was gradual and by 330, when Constantine inaugurated his new capital, the process of hellenization and increasing Christianisation was already under way. The Empire is generally considered to have ended after the fall of Constantinople to the Ottoman Turks in 1453. The Plague of Justinian was a pandemic that afflicted the Byzantine Empire, including its capital Constantinople, in the years 541–542. It is estimated that the Plague of Justinian killed as many as 100 million people. It caused Europe's population to drop by around 50% between 541 and 700. It also may have contributed to the success of the Muslim conquests. During most of its existence, the Byzantine Empire was one of the most powerful economic, cultural, and military forces in Europe, and Constantinople was one of the largest and wealthiest cities in Europe.
Early Middle Ages
The Early Middle Ages span roughly five centuries from 500 to 1000.
In the East and Southeast of Europe new dominant states formed: the Avar Khaganate (567–after 822), Old Great Bulgaria (632–668), the Khazar Khaganate (c. 650–969) and Danube Bulgaria (founded by Asparuh in 680) were constantly rivaling the hegemony of the Byzantine Empire.
From the 7th century Byzantine history was greatly affected by the rise of Islam and the Caliphates. Muslim Arabs first invaded historically Roman territory under Abū Bakr, first Caliph of the Rashidun Caliphate, who entered Roman Syria and Roman Mesopotamia. As the Byzantines and neighboring Sasanids were severely weakened by the time, amongst the most important reason(s) being the protracted, centuries-lasting and frequent Byzantine–Sasanian wars, which included the climactic Byzantine–Sasanian War of 602–628, under Umar, the second Caliph, the Muslims entirely toppled the Sasanid Persian Empire, and decisively conquered Syria and Mesopotamia, as well as Roman Palestine, Roman Egypt, and parts of Asia Minor and Roman North Africa. In the mid 7th century AD, following the Muslim conquest of Persia, Islam penetrated into the Caucasus region, of which parts would later permanently become part of Russia. This trend, which included the conquests by the invading Muslim forces and by that the spread of Islam as well continued under Umar's successors and under the Umayyad Caliphate, which conquered the rest of Mediterranean North Africa and most of the Iberian Peninsula. Over the next centuries Muslim forces were able to take further European territory, including Cyprus, Malta, Crete, and Sicily and parts of southern Italy.
The Muslim conquest of Hispania began when the Moors invaded the Christian Visigothic kingdom of Hispania in 711, under the Berber general Tariq ibn Ziyad. They landed at Gibraltar on 30 April and worked their way northward. Tariq's forces were joined the next year by those of his Arab superior, Musa ibn Nusair. During the eight-year campaign most of the Iberian Peninsula was brought under Muslim rule – save for small areas in the northwest (Asturias) and largely Basque regions in the Pyrenees. In 711, Visigothic Hispania was weakened because it was immersed in a serious internal crisis caused by a war of succession to the throne. The Muslims took advantage of the crisis within the Hispano-Visigothic society to carry out their conquests. This territory, under the Arab name Al-Andalus, became part of the expanding Umayyad empire.
The second siege of Constantinople (717) ended unsuccessfully after the intervention of Tervel of Bulgaria and weakened the Umayyad dynasty and reduced their prestige. In 722 Don Pelayo formed an army of 300 Astur soldiers, to confront Munuza's Muslim troops. In the battle of Covadonga, the Astures defeated the Arab-Moors, who decided to retire. The Christian victory marked the beginning of the Reconquista and the establishment of the Kingdom of Asturias, whose first sovereign was Don Pelayo. The conquerors intended to continue their expansion in Europe and move northeast across the Pyrenees, but were defeated by the Frankish leader Charles Martel at the Battle of Poitiers in 732. The Umayyads were overthrown in 750 by the 'Abbāsids, and, in 756, the Umayyads established an independent emirate in the Iberian Peninsula.
Feudal Christendom
The Holy Roman Empire emerged around 800, as Charlemagne, King of the Franks and part of the Carolingian dynasty, was crowned by the pope as emperor. His empire based in modern France, the Low Countries and Germany expanded into modern Hungary, Italy, Bohemia, Lower Saxony and Spain. He and his father received substantial help from an alliance with the Pope, who wanted help against the Lombards. His death marked the beginning of the end of the dynasty, which collapsed entirely by 888. The fragmentation of power led to semi-autonomy in the region, and has been defined as a critical starting point for the formation of states in Europe.
To the east, Bulgaria was established in 681 and became the first Slavic country. The powerful Bulgarian Empire was the main rival of Byzantium for control of the Balkans for centuries and from the 9th century became the cultural centre of Slavic Europe. The Empire created the Cyrillic script during the 9th century AD, at the Preslav Literary School, and experienced the Golden Age of Bulgarian cultural prosperity during the reign of emperor Simeon I the Great (893–927). Two states, Great Moravia and Kievan Rus', emerged among the Slavic peoples respectively in the 9th century. In the late 9th and 10th centuries, northern and western Europe felt the burgeoning power and influence of the Vikings who raided, traded, conquered and settled swiftly and efficiently with their advanced seagoing vessels such as the longships. The Vikings had left a cultural influence on the Anglo-Saxons and Franks as well as the Scots. The Hungarians pillaged mainland Europe, the Pechenegs raided Bulgaria, Rus States and the Arab states. In the 10th century independent kingdoms were established in Central Europe including Poland and the newly settled Kingdom of Hungary. The Kingdom of Croatia also appeared in the Balkans. The subsequent period, ending around 1000, saw the further growth of feudalism, which weakened the Holy Roman Empire.
In eastern Europe, Volga Bulgaria became an Islamic state in 921, after Almış I converted to Islam under the missionary efforts of Ahmad ibn Fadlan.
Slavery in the early medieval period had mostly died out in western Europe by about the year 1000 AD, replaced by serfdom. It lingered longer in England and in peripheral areas linked to the Muslim world, where slavery continued to flourish. Church rules suppressed slavery of Christians. Most historians argue the transition was quite abrupt around 1000, but some see a gradual transition from about 300 to 1000.
High Middle Ages
In 1054, the East–West Schism occurred between the two remaining Christian seats in Rome and Constantinople (modern Istanbul).
The High Middle Ages of the 11th, 12th, and 13th centuries show a rapidly increasing population of Europe, which caused great social and political change from the preceding era. By 1250, the robust population increase greatly benefited the economy, reaching levels it would not see again in some areas until the 19th century.
From about the year 1000 onwards, Western Europe saw the last of the barbarian invasions and became more politically organized. The Vikings had settled in Britain, Ireland, France and elsewhere, whilst Norse Christian kingdoms were developing in their Scandinavian homelands. The Magyars had ceased their expansion in the 10th century, and by the year 1000, the Roman Catholic Apostolic Kingdom of Hungary was recognised in central Europe. With the brief exception of the Mongol invasions, major barbarian incursions ceased.
Bulgarian sovereignty was re-established with the anti-Byzantine uprising of the Bulgarians and Vlachs in 1185. The crusaders invaded the Byzantine Empire, captured Constantinople in 1204 and established their Latin Empire. Kaloyan of Bulgaria defeated Baldwin I, Latin Emperor of Constantinople, in the Battle of Adrianople on 14 April 1205. The reign of Ivan Asen II of Bulgaria led to maximum territorial expansion and that of Ivan Alexander of Bulgaria to a Second Golden Age of Bulgarian culture. The Byzantine Empire was fully re-established in 1261.
In the 11th century, populations north of the Alps began to settle new lands. Vast forests and marshes of Europe were cleared and cultivated. At the same time settlements moved beyond the traditional boundaries of the Frankish Empire to new frontiers in Europe, beyond the Elbe river, tripling the size of Germany in the process. Crusaders founded European colonies in the Levant, the majority of the Iberian Peninsula was conquered from the Muslims, and the Normans colonised southern Italy, all part of the major population increase and resettlement pattern.
The High Middle Ages produced many different forms of intellectual, spiritual and artistic works. The most famous are the great cathedrals as expressions of Gothic architecture, which evolved from Romanesque architecture. This age saw the rise of modern nation-states in Western Europe and the ascent of the famous Italian city-states, such as Florence and Venice. The influential popes of the Catholic Church called volunteer armies from across Europe to a series of Crusades against the Seljuq Turks, who occupied the Holy Land. The rediscovery of the works of Aristotle led Thomas Aquinas and other thinkers to develop the philosophy of Scholasticism.
Holy wars
After the East–West Schism, Western Christianity was adopted by the newly created kingdoms of Central Europe: Poland, Hungary and Bohemia. The Roman Catholic Church developed as a major power, leading to conflicts between the Pope and emperor. The geographic reach of the Roman Catholic Church expanded enormously due to the conversions of pagan kings (Scandinavia, Lithuania, Poland, Hungary), the Christian Reconquista of Al-Andalus, and the Crusades. Most of Europe was Roman Catholic in the 15th century.
Early signs of the rebirth of civilization in western Europe began to appear in the 11th century as trade started again in Italy, leading to the economic and cultural growth of independent city-states such as Venice and Florence; at the same time, nation-states began to take form in places such as France, England, Spain, and Portugal, although the process of their formation (usually marked by rivalry between the monarchy, the aristocratic feudal lords and the church) actually took several centuries. These new nation-states began writing in their own cultural vernaculars, instead of the traditional Latin. Notable figures of this movement would include Dante Alighieri and Christine de Pizan. The Holy Roman Empire, essentially based in Germany and Italy, further fragmented into a myriad of feudal principalities or small city states, whose subjection to the emperor was only formal.
The 14th century, when the Mongol Empire came to power, is often called the Age of the Mongols. Mongol armies expanded westward under the command of Batu Khan. Their western conquests included almost all of Kievan Rus' (save Novgorod, which became a vassal), and the Kipchak-Cuman Confederation. Bulgaria, Hungary, and Poland managed to remain sovereign states. Mongolian records indicate that Batu Khan was planning a complete conquest of the remaining European powers, beginning with a winter attack on Austria, Italy and Germany, when he was recalled to Mongolia upon the death of Great Khan Ögedei. Most historians believe only his death prevented the complete conquest of Europe. The areas of Eastern Europe and most of Central Asia that were under direct Mongol rule became known as the Golden Horde. Under Uzbeg Khan, Islam became the official religion of the region in the early 14th century. The invading Mongols, together with their mostly Turkic subjects, were known as Tatars. In Russia, the Tatars ruled the various states of the Rus' through vassalage for over 300 years.
In the Northern Europe, Konrad of Masovia gave Chełmno to the Teutonic Knights in 1226 as a base for a Crusade against the Old Prussians and Grand Duchy of Lithuania. The Livonian Brothers of the Sword were defeated by the Lithuanians, so in 1237 Gregory IX merged the remainder of the order into the Teutonic Order as the Livonian Order. By the middle of the century, the Teutonic Knights completed their conquest of the Prussians before converting the Lithuanians in the subsequent decades. The order also came into conflict with the Eastern Orthodox Church of the Pskov and Novgorod Republics. In 1240 the Orthodox Novgorod army defeated the Catholic Swedes in the Battle of the Neva, and, two years later, they defeated the Livonian Order in the Battle on the Ice. The Union of Krewo in 1386, bringing two major changes in the history of the Grand Duchy of Lithuania: conversion to Catholicism and establishment of a dynastic union between the Grand Duchy of Lithuania and the Crown of the Kingdom of Poland marked both the greatest territorial expansion of the Grand Duchy and the defeat of the Teutonic Knights in the Battle of Grunwald in 1410.
Late Middle Ages
The Late Middle Ages spanned around the 14th and late 15th centuries. Around 1300, centuries of European prosperity and growth came to a halt. A series of famines and plagues, such as the Great Famine of 1315–1317 and the Black Death, killed people in a matter of days, reducing the population of some areas by half as many survivors fled. Kishlansky reports:
The Black Death touched every aspect of life, hastening a process of social, economic, and cultural transformation already underway.... Fields were abandoned, workplaces stood idle, international trade was suspended. Traditional bonds of kinship, village, and even religion were broken amid the horrors of death, flight, and failed expectations. "People cared no more for dead men than we care for dead goats," wrote one survivor.
Depopulation caused labor to become scarcer; the survivors were better paid and peasants could drop some of the burdens of feudalism. There was also social unrest; France and England experienced serious peasant risings including the Jacquerie and the Peasants' Revolt. The unity of the Catholic Church was shattered by the Great Schism. Collectively these events have been called the Crisis of the Late Middle Ages.
Beginning in the 14th century, the Baltic Sea became one of the most important trade routes. The Hanseatic League, an alliance of trading cities, facilitated the absorption of vast areas of Poland, Lithuania, and Livonia into trade with other European countries. This fed the growth of powerful states in this part of Europe including Poland–Lithuania, Hungary, Bohemia, and Muscovy later on. The conventional end of the Middle Ages is usually associated with the fall of the city of Constantinople and of the Byzantine Empire to the Ottoman Turks in 1453. The Turks made the city the capital of their Ottoman Empire, which lasted until 1922 and included Egypt, Syria, and most of the Balkans. The Ottoman wars in Europe marked an essential part of the history of the continent.
A key 15th-century development was the advent of the movable type of printing press circa 1439 in Mainz, building upon the impetus provided by the prior introduction of paper from China via the Arabs in the High Middle Ages. The adoption of the technology across the continent at dazzling speed for the remaining part of the 15th century would usher a revolution and by 1500 over 200 cities in Europe had presses that printed between 8 and 20 million books.
Early modern Europe
The Early Modern period spans the centuries between the Middle Ages and the Industrial Revolution, roughly from 1500 to 1800, or from the discovery of the New World in 1492 to the French Revolution in 1789. The period is characterised by the rise in importance of science and increasingly rapid technological progress, secularised civic politics, and the nation state. Capitalist economies began their rise, and the early modern period also saw the rise and dominance of the economic theory of mercantilism. As such, the early modern period represents the decline and eventual disappearance, in much of the European sphere, of feudalism, serfdom and the power of the Catholic Church. The period includes the Renaissance, the Scientific Revolution, the Protestant Reformation, the disastrous Thirty Years' War, the European colonisation of the Americas and the European witch-hunts.
Renaissance
Despite these crises, the 14th century was also a time of great progress within the arts and sciences. A renewed interest in ancient Greek and Roman led to the Italian Renaissance, a cultural movement that profoundly affected European intellectual life in the early modern period. Beginning in Italy, and spreading to the north, west and middle Europe during a cultural lag of some two and a half centuries, its influence affected literature, philosophy, art, politics, science, history, religion, and other aspects of intellectual inquiry. The Humanists saw their repossession of a great past as a Renaissance – a rebirth of civilization itself. Important political precedents were also set in this period. Niccolò Machiavelli's political writing in The Prince influenced later absolutism and realpolitik. Also important were the many patrons who ruled states and used the artistry of the Renaissance as a sign of their power.
The Scientific Revolution took place in Europe starting towards the second half of the Renaissance period, with the 1543 Nicolaus Copernicus publication De revolutionibus orbium coelestium (On the Revolutions of the Heavenly Spheres) often cited as its beginning.
Exploration and trade
Toward the end of the period, an era of discovery began. The growth of the Ottoman Empire, culminating in the fall of Constantinople in 1453, cut off trading possibilities with the east. Western Europe was forced to discover new trading routes, as happened with Columbus' travel to the Americas in 1492, and Vasco da Gama's circumnavigation of India and Africa in 1498.
The numerous wars did not prevent European states from exploring and conquering wide portions of the world, from Africa to Asia and the newly discovered Americas. In the 15th century, Portugal led the way in geographical exploration along the coast of Africa in search of a maritime route to India, followed by Spain near the close of the 15th century, dividing their exploration of the world according to the Treaty of Tordesillas in 1494. They were the first states to set up colonies in America and European trading posts (factories) along the shores of Africa and Asia, establishing the first direct European diplomatic contacts with Southeast Asian states in 1511, China in 1513 and Japan in 1542. In 1552, Russian tsar Ivan the Terrible conquered two major Tatar khanates, the Khanate of Kazan and the Astrakhan Khanate. The Yermak's voyage of 1580 led to the annexation of the Tatar Siberian Khanate into Russia, and the Russians would soon after conquer the rest of Siberia, steadily expanding to the east and south over the next centuries. Oceanic explorations soon followed by France, England and the Netherlands, who explored the Portuguese and Spanish trade routes into the Pacific Ocean, reaching Australia in 1606 and New Zealand in 1642.
Reformation
With the development of the printing press, new ideas spread throughout Europe and challenged traditional doctrines in science and theology. Simultaneously, the Reformation under German Martin Luther questioned Papal authority. The most common dating of the Reformation begins in 1517, when Luther published The Ninety-Five Theses, and concludes in 1648 with the Treaty of Westphalia that ended years of European religious wars.
During this period corruption in the Catholic Church led to a sharp backlash in the Protestant Reformation. It gained many followers especially among princes and kings seeking a stronger state by ending the influence of the Catholic Church. Figures other than Martin Luther began to emerge as well like John Calvin whose Calvinism had influence in many countries and King Henry VIII of England who broke away from the Catholic Church in England and set up the Anglican Church. These religious divisions brought on a wave of wars inspired and driven by religion but also by the ambitious monarchs in Western Europe who were becoming more centralized and powerful.
The Protestant Reformation also led to a strong reform movement in the Catholic Church called the Counter-Reformation, which aimed to reduce corruption as well as to improve and strengthen Catholic dogma. Two important groups in the Catholic Church who emerged from this movement were the Jesuits, who helped keep Spain, Portugal, Poland, and other European countries within the Catholic fold, and the Oratorians of Saint Philip Neri, who ministered to the faithful in Rome, restoring their confidence in the Church of Jesus Christ that subsisted substantially in the Church of Rome. Still, the Catholic Church was somewhat weakened by the Reformation, portions of Europe were no longer under its sway and kings in the remaining Catholic countries began to take control of the church institutions within their kingdoms.
Unlike many European countries at the time, the Polish–Lithuanian Commonwealth was notably tolerant of the Protestant movement, as well the Principality of Transylvania. A degree of tolerance was also displayed in Ottoman Hungary. While still enforcing the predominance of Catholicism, they continued to allow the large religious minorities to maintain their faiths, traditions and customs. The Polish–Lithuanian Commonwealth became divided among Catholics, Protestants, Orthodox, Jews and a small Muslim population.
Another development was the idea of 'European superiority'. There was a movement by some such as Montaigne that regarded the non-Europeans as a better, more natural and primitive people. Post services were founded all over Europe, which allowed a humanistic interconnected network of intellectuals across Europe, despite religious divisions. However, the Roman Catholic Church banned many leading scientific works; this led to an intellectual advantage for Protestant countries, where the banning of books was regionally organised. Francis Bacon and other advocates of science tried to create unity in Europe by focusing on the unity in nature.1 In the 15th century, at the end of the Middle Ages, powerful sovereign states were appearing, built by the New Monarchs who were centralising power in France, England, and Spain. On the other hand, the Parliament in the Polish–Lithuanian Commonwealth grew in power, taking legislative rights from the Polish king. The new state power was contested by parliaments in other countries especially England. New kinds of states emerged which were co-operation agreements among territorial rulers, cities, farmer republics and knights.
Mercantilism and colonial expansion
The Iberian kingdoms were able to dominate colonial activity in the 16th century. The Portuguese forged the first global empire in the 15th and 16th century, whilst during the 16th century and the first half of the 17th century, the crown of Castile (and the overarching Hispanic Monarchy, including Portugal from 1580 to 1640) became the most powerful empire in the world. Spanish dominance in America was increasingly challenged by British, French, Dutch and Swedish colonial efforts of the 17th and 18th centuries. New forms of trade and expanding horizons made new forms of government, law and economics necessary.
Colonial expansion continued in the following centuries (with some setbacks, such as successful wars of independence in the British American colonies and then later Haiti, Mexico, Argentina, Brazil, and others amid European turmoil of the Napoleonic Wars). Spain had control of a large part of North America, all of Central America and a great part of South America, the Caribbean and the Philippines; Britain took the whole of Australia and New Zealand, most of India, and large parts of Africa and North America; France held parts of Canada and India (nearly all of which was lost to Britain in 1763), Indochina, large parts of Africa and the Caribbean islands; the Netherlands gained the East Indies (now Indonesia) and islands in the Caribbean; Portugal obtained Brazil and several territories in Africa and Asia; and later, powers such as Germany, Belgium, Italy and Russia acquired further colonies.
This expansion helped the economy of the countries owning them. Trade flourished, because of the minor stability of the empires. By the late 16th century, American silver accounted for one-fifth of Spain's total budget. The French colony of Saint-Domingue was one of richest European colonies in the 18th century, operating on a plantation economy fueled by slave labor. During the period of French rule, cash crops produced in Saint-Domingue comprised thirty percent of total French trade while its sugar exports represented forty percent of the Atlantic market.
Crisis of the 17th century
The 17th century was an era of crisis. Many historians have rejected the idea, while others promote it as an invaluable insight into the warfare, politics, economics, and even art. The Thirty Years' War (1618–1648) focused attention on the massive horrors that wars could bring to entire populations. The 1640s in particular saw more state breakdowns around the world than any previous or subsequent period. The Polish–Lithuanian Commonwealth, the largest state in Europe, temporarily disappeared. In addition, there were secessions and upheavals in several parts of the Spanish empire, the world's first global empire. In Britain the entire Stuart monarchy (England, Scotland, Ireland, and its North American colonies) rebelled. Political insurgency and a spate of popular revolts seldom equalled shook the foundations of most states in Europe and Asia. More wars took place around the world in the mid-17th century than in almost any other period of recorded history. Across the Northern Hemisphere, the mid-17th century experienced almost unprecedented death rates.
Age of absolutism
The "absolute" rule of powerful monarchs such as Louis XIV (ruled France 1643–1715), Peter the Great (ruled Russia 1682–1725), Maria Theresa (ruled Habsburg lands 1740–1780) and Frederick the Great (ruled Prussia 1740–86), produced powerful centralized states, with strong armies and powerful bureaucracies, all under the control of the king.
Throughout the early part of this period, capitalism (through mercantilism) was replacing feudalism as the principal form of economic organisation, at least in the western half of Europe. The expanding colonial frontiers resulted in a Commercial Revolution. The period is noted for the rise of modern science and the application of its findings to technological improvements, which animated the Industrial Revolution after 1750.
The Reformation had profound effects on the unity of Europe. Not only were nations divided one from another by their religious orientation, but some states were torn apart internally by religious strife, avidly fostered by their external enemies. France suffered this fate in the 16th century in the series of conflicts known as the French Wars of Religion, which ended in the triumph of the Bourbon Dynasty. England settled down under Elizabeth I to a moderate Anglicanism. Much of modern-day Germany was made up of numerous small sovereign states under the theoretical framework of the Holy Roman Empire, which was further divided along internally drawn sectarian lines. The Polish–Lithuanian Commonwealth is notable in this time for its religious indifference and general immunity to European religious strife.
Thirty Years' War 1618–1648
The Thirty Years' War was fought between 1618 and 1648, across Germany and neighbouring areas, and involved most of the major European powers except England and Russia, involving Catholics versus Protestants for the most part. The major impact of the war was the devastation of entire regions scavenged bare by the foraging armies. Episodes of widespread famine and disease, and the breakup of family life, devastated the population of the German states and, to a lesser extent, the Low Countries, the Crown of Bohemia and northern parts of Italy, while bankrupting many of the regional powers involved. Between one-fourth and one-third of the German population perished from direct military causes or from disease and starvation, as well as postponed births.
After the Peace of Westphalia, which ended the war in favour of nations deciding their own religious allegiance, absolutism became the norm of the continent, while parts of Europe experimented with constitutions foreshadowed by the English Civil War and particularly the Glorious Revolution. European military conflict did not cease, but had less disruptive effects on the lives of Europeans. In the advanced northwest, the Enlightenment gave a philosophical underpinning to the new outlook, and the continued spread of literacy, made possible by the printing press, created new secular forces in thought.
From the Union of Krewo, central and eastern Europe was dominated by Kingdom of Poland and Grand Duchy of Lithuania. In the 16th and 17th centuries Central and Eastern Europe was an arena of conflict for domination of the continent between Sweden, the Polish–Lithuanian Commonwealth (involved in series of wars, like Khmelnytsky uprising, Russo-Polish War, the Deluge, etc.) and the Ottoman Empire. This period saw a gradual decline of these three powers which were eventually replaced by new enlightened absolutist monarchies: Russia, Prussia and Austria (the Habsburg monarchy). By the turn of the 19th century they had become new powers, having divided Poland between themselves, with Sweden and Turkey having experienced substantial territorial losses to Russia and Austria respectively as well as pauperisation.
War of the Spanish Succession
The War of the Spanish Succession (1701–1715) was a major war with France opposed by a coalition of England, the Netherlands, the Habsburg monarchy, and Prussia. Duke of Marlborough commanded the English and Dutch victory at the Battle of Blenheim in 1704. The main issue was whether France under King Louis XIV would take control of Spain's very extensive possessions and thereby become by far the dominant power, or be forced to share power with other major nations. After initial allied successes, the long war produced a military stalemate and ended with the Treaty of Utrecht, which was based on a balance of power in Europe. Historian Russell Weigley argues that the many wars almost never accomplished more than they cost. British historian G. M. Trevelyan argues:
That Treaty [of Utrecht], which ushered in the stable and characteristic period of Eighteenth-Century civilization, marked the end of danger to Europe from the old French monarchy, and it marked a change of no less significance to the world at large – the maritime, commercial and financial supremacy of Great Britain.
Prussia
Frederick the Great, king of Prussia 1740–86, modernized the Prussian army, introduced new tactical and strategic concepts, fought mostly successful wars (Silesian Wars, Seven Years' War) and doubled the size of Prussia.
Russia
Russia fought numerous wars to achieve rapid expansion toward the east – i.e. Siberia, Far East, south, to the Black Sea, and south-east and to central Asia. Russia boasted a large and powerful army, a very large and complex internal bureaucracy, and a splendid court that rivaled Paris and London. However the government was living far beyond its means and seized Church lands, leaving organized religion in a weak condition. Throughout the 18th century Russia remained "a poor, backward, overwhelmingly agricultural, and illiterate country."
Enlightenment
The Enlightenment was a powerful, widespread cultural movement of intellectuals beginning in late 17th-century Europe emphasizing the power of reason rather than tradition; it was especially favourable to science (especially Isaac Newton's physics) and hostile to religious orthodoxy (especially of the Catholic Church). It sought to analyze and reform society using reason, to challenge ideas grounded in tradition and faith, and to advance knowledge through the scientific method. It promoted scientific thought, skepticism, and intellectual interchange. The Enlightenment was a revolution in human thought. This new way of thinking was that rational thought begins with clearly stated principles, uses correct logic to arrive at conclusions, tests the conclusions against evidence, and then revises the principles in light of the evidence.
Enlightenment thinkers opposed superstition. Some Enlightenment thinkers collaborated with Enlightened despots, absolutist rulers who attempted to forcibly impose some of the new ideas about government into practice. The ideas of the Enlightenment exerted significant influence on the culture, politics, and governments of Europe.
Originating in the 17th century, it was sparked by philosophers Francis Bacon, Baruch Spinoza, John Locke, Pierre Bayle, Voltaire, Francis Hutcheson, David Hume and physicist Isaac Newton. Ruling princes often endorsed and fostered these figures and even attempted to apply their ideas of government in what was known as enlightened absolutism. The Scientific Revolution is closely tied to the Enlightenment, as its discoveries overturned many traditional concepts and introduced new perspectives on nature and man's place within it. The Enlightenment flourished until about 1790–1800, at which point the Enlightenment, with its emphasis on reason, gave way to Romanticism, which placed a new emphasis on emotion; a Counter-Enlightenment began to increase in prominence.
In France, Enlightenment was based in the salons and culminated in the great Encyclopédie (1751–72). These new intellectual strains would spread to urban centres across Europe, notably England, Scotland, the German states, the Netherlands, Poland, Russia, Italy, Austria, and Spain, as well as Britain's American colonies. The political ideals of the Enlightenment influenced the United States Declaration of Independence, the United States Bill of Rights, the French Declaration of the Rights of Man and of the Citizen, and the Polish–Lithuanian Constitution of 3 May 1791.
Norman Davies has argued that Freemasonry was a powerful force on behalf of Liberalism and Enlightenment ideas in Europe, from about 1700 to the 20th century. It expanded rapidly during the Age of Enlightenment, reaching practically every country in Europe. The great enemy of Freemasonry was the Roman Catholic Church, so that in countries with a large Catholic element, such as France, Italy, Austria, Spain and Mexico, much of the ferocity of the political battles involve the confrontation between supporters of the Church versus active Masons. 20th-century totalitarian and revolutionary movements, especially the Fascists and Communists, crushed the Freemasons.
From revolution to imperialism (1789–1914)
The "long 19th century", from 1789 to 1914 saw the drastic social, political and economic changes initiated by the Industrial Revolution, the French Revolution and the Napoleonic Wars. Following the reorganisation of the political map of Europe at the Congress of Vienna in 1815, Europe experienced the rise of Nationalism, the rise of the Russian Empire and the peak of the British Empire, as well as the decline of the Ottoman Empire. Finally, the rise of the German Empire and the Austro-Hungarian Empire initiated the course of events that culminated in the outbreak of the First World War in 1914.
Industrial Revolution
The Industrial Revolution saw major changes in agriculture, manufacturing, and transport impacted Britain and subsequently spread to the United States and Western Europe. Technological advancements, most notably the utilization of the steam engine, were major catalysts in the industrialisation process. It started in England and Scotland in the mid-18th century with the mechanisation of the textile industries, the development of iron-making techniques and the increased use of coal as the main fuel. Trade expansion was enabled by the introduction of canals, improved roads and railways. The introduction of steam power (fuelled primarily by coal) and powered machinery (mainly in textile manufacturing) underpinned the dramatic increases in production capacity. The development of all-metal machine tools in the first two decades of the 19th century facilitated the manufacture of more production machines for manufacturing in other industries. The effects spread throughout Western Europe and North America during the 19th century, eventually affecting most of the world.
Era of the French Revolution
Historians R.R. Palmer and Joel Colton argue:
In 1789 France fell into revolution, and the world has never since been the same. The French Revolution was by far the most momentous upheaval of the whole revolutionary age. It replaced the "old regime" with "modern society," and at its extreme phase became very radical, so much so that all later revolutionary movements have looked back to it as a predecessor to themselves.... From the 1760s to 1848, the role of France was decisive.
The era of the French Revolution and the subsequent Napoleonic wars was a difficult time for monarchs. Tsar Paul I of Russia was assassinated; King Louis XVI of France was executed, as was his queen Marie Antoinette. Furthermore, kings Charles IV of Spain, Ferdinand VII of Spain and Gustav IV Adolf of Sweden were deposed as were ultimately the Emperor Napoleon and all of the relatives he had installed on various European thrones. King Frederick William III of Prussia and Emperor Francis II of Austria barely clung to their thrones. King George III of Great Britain lost the better part of the First British Empire.
The American Revolution (1775–1783) was the first successful revolt of a colony against a European power. It rejected aristocracy and established a republican form of government that attracted worldwide attention. The French Revolution (1789–1804) was a product of the same democratic forces in the Atlantic World and had an even greater impact. French historian François Aulard says:
From the social point of view, the Revolution consisted in the suppression of what was called the feudal system, in the emancipation of the individual, in greater division of landed property, the abolition of the privileges of noble birth, the establishment of equality, the simplification of life.... The French Revolution differed from other revolutions in being not merely national, for it aimed at benefiting all humanity."
French intervention in the American Revolutionary War had nearly bankrupted the state. After repeated failed attempts at financial reform, King Louis XVI had to convene the Estates-General, a representative body of the country made up of three estates: the clergy, the nobility, and the commoners. The third estate, joined by members of the other two, declared itself to be a National Assembly and created, in July, the National Constituent Assembly. At the same time the people of Paris revolted, famously storming the Bastille prison on 14 July 1789.
At the time the assembly wanted to create a constitutional monarchy, and over the following two years passed various laws including the Declaration of the Rights of Man and of the Citizen, the abolition of feudalism, and a fundamental change in the relationship between France and Rome. At first the king agreed with these changes and enjoyed reasonable popularity with the people. As anti-royalism increased along with threat of foreign invasion, the king tried to flee and join France's enemies. He was captured and on 21 January 1793, having been convicted of treason, he was guillotined.
On 20 September 1792 the National Convention abolished the monarchy and declared France a republic. Due to the emergency of war, the National Convention created the Committee of Public Safety to act as the country's executive. Under Maximilien de Robespierre, the committee initiated the Reign of Terror, during which up to 40,000 people were executed in Paris, mainly nobles and those convicted by the Revolutionary Tribunal, often on the flimsiest of evidence. Internal tensions at Paris drove the Committee towards increasing assertions of radicalism and increasing suspicions. A few months into this phase, more and more prominent revolutionaries were being sent to the guillotine by Robespierre and his faction, for example Madame Roland and Georges Danton. Elsewhere in the country, counter-revolutionary insurrections were brutally suppressed. The regime was overthrown in the coup of 9 Thermidor (27 July 1794) and Robespierre was executed. The regime which followed ended the Terror and relaxed Robespierre's more extreme policies.
Napoleon
Napoleon Bonaparte was France's most successful general in the Revolutionary wars. In 1799 on 18 Brumaire (9 November) he overthrew the government, replacing it with the Consulate, which he dominated. He gained popularity in France by restoring the Church, keeping taxes low, centralizing power in Paris, and winning glory on the battlefield. In 1804 he crowned himself Emperor. In 1805, Napoleon planned to invade Britain, but a renewed British alliance with Russia and Austria (Third Coalition), forced him to turn his attention towards the continent, while at the same time the French fleet was demolished by the British at the Battle of Trafalgar, ending any plan to invade Britain. On 2 December 1805, Napoleon defeated a numerically superior Austro-Russian army at Austerlitz, forcing Austria's withdrawal from the coalition (see Treaty of Pressburg) and dissolving the Holy Roman Empire. In 1806, a Fourth Coalition was set up. On 14 October Napoleon defeated the Prussians at the Battle of Jena-Auerstedt, marched through Germany and defeated the Russians on 14 June 1807 at Friedland. The Treaties of Tilsit divided Europe between France and Russia and created the Duchy of Warsaw.
On 12 June 1812 Napoleon invaded Russia with a Grande Armée of nearly 700,000 troops. After the measured victories at Smolensk and Borodino Napoleon occupied Moscow, only to find it burned by the retreating Russian army. He was forced to withdraw. On the march back his army was harassed by Cossacks, and suffered disease and starvation. Only 20,000 of his men survived the campaign. By 1813 the tide had begun to turn from Napoleon. Having been defeated by a seven nation army at the Battle of Leipzig in October 1813, he was forced to abdicate after the Six Days' Campaign and the occupation of Paris. Under the Treaty of Fontainebleau he was exiled to the island of Elba. He returned to France on 1 March 1815 (see Hundred Days), raised an army, but was finally defeated by a British and Prussian force at the Battle of Waterloo on 18 June 1815 and exiled to the small British island of Saint Helena.
Impact of the French Revolution
Roberts finds that the Revolutionary and Napoleonic wars, from 1793 to 1815, caused 4 million deaths (of whom 1 million were civilians); 1.4 million were French.
Outside France the Revolution had a major impact. Its ideas became widespread. Roberts argues that Napoleon was responsible for key ideas of the modern world, so that, "meritocracy, equality before the law, property rights, religious toleration, modern secular education, sound finances, and so on-were protected, consolidated, codified, and geographically extended by Napoleon during his 16 years of power."
Furthermore, the French armies in the 1790s and 1800s directly overthrew feudal remains in much of western Europe. They liberalised property laws, ended seigneurial dues, abolished the guild of merchants and craftsmen to facilitate entrepreneurship, legalised divorce, closed the Jewish ghettos and made Jews equal to everyone else. The Inquisition ended as did the Holy Roman Empire. The power of church courts and religious authority was sharply reduced and equality under the law was proclaimed for all men.
France conquered Belgium and turned it into another province of France. It conquered the Netherlands, and made it a client state. It took control of the German areas on the left bank of the Rhine River and set up a puppet Confederation of the Rhine. It conquered Switzerland and most of Italy, setting up a series of puppet states. The result was glory and an infusion of much needed money from the conquered lands. However the enemies of France, led by Britain, formed a Second Coalition in 1799 (with Britain joined by Russia, the Ottoman Empire and Austria). It scored a series of victories that rolled back French successes, and trapped the French Army in Egypt. Napoleon slipped through the British blockade in October 1799, returning to Paris, where he overthrew the government and made himself the ruler.
Napoleon conquered most of Italy in the name of the French Revolution in 1797–99. He split up Austria's holdings and set up a series of new republics, complete with new codes of law and abolition of feudal privileges. Napoleon's Cisalpine Republic was centered on Milan; Genoa became a republic; the Roman Republic was formed as well as the small Ligurian Republic around Genoa. The Neapolitan Republic was formed around Naples, but it lasted only five months. He later formed the Kingdom of Italy, with his brother as King. In addition, France turned the Netherlands into the Batavian Republic, and Switzerland into the Helvetic Republic. All these new countries were satellites of France, and had to pay large subsidies to Paris, as well as provide military support for Napoleon's wars. Their political and administrative systems were modernized, the metric system introduced, and trade barriers reduced. Jewish ghettos were abolished. Belgium and Piedmont became integral parts of France.
Most of the new nations were abolished and returned to prewar owners in 1814. However, Artz emphasizes the benefits the Italians gained from the French Revolution:
For nearly two decades the Italians had excellent codes of law, a fair system of taxation, a better economic situation, and more religious and intellectual toleration than they had known for centuries.... Everywhere old physical, economic, and intellectual barriers had been thrown down and the Italians had begun to be aware of a common nationality.
Likewise in Switzerland the long-term impact of the French Revolution has been assessed by Martin:
It proclaimed the equality of citizens before the law, equality of languages, freedom of thought and faith; it created a Swiss citizenship, basis of our modern nationality, and the separation of powers, of which the old regime had no conception; it suppressed internal tariffs and other economic restraints; it unified weights and measures, reformed civil and penal law, authorized mixed marriages (between Catholics and Protestants), suppressed torture and improved justice; it developed education and public works.
The greatest impact came in France itself. In addition to effects similar to those in Italy and Switzerland, France saw the introduction of the principle of legal equality, and the downgrading of the once powerful and rich Catholic Church. Power became centralized in Paris, with its strong bureaucracy and an army supplied by conscripting all young men. French politics were permanently polarized – new names were given, "left" and "right" for the supporters and opponents of the principles of the Revolution.
Religion
By the 19th century, governments increasingly took over traditional religious roles, paying much more attention to efficiency and uniformity than to religiosity. Secular bodies took control of education away from the churches, abolished taxes and tithes for the support of established religions, and excluded bishops from the upper houses. Secular laws increasingly regulated marriage and divorce, and maintaining birth and death registers became the duty of local officials. Although the numerous religious denominations in the United States founded many colleges and universities, that was almost exclusively a state function across Europe. Imperial powers protected Christian missionaries in African and Asian colonies. In France and other largely Catholic nations, anti-clerical political movements tried to reduce the role of the Catholic Church. Likewise briefly in Germany in the 1870s there was a fierce Kulturkampf (culture war) against Catholics, but the Catholics successfully fought back. The Catholic Church concentrated more power in the papacy and fought against secularism and socialism. It sponsored devotional reforms that gained wide support among the churchgoers.
Nations rising
The political development of nationalism and the push for popular sovereignty culminated with the ethnic/national revolutions of Europe. During the 19th century nationalism became one of the most significant political and social forces in history; it is typically listed among the top causes of World War I. Most European states had become constitutional monarchies by 1871, and Germany and Italy merged many small city-states to become united nation-states. Germany in particular increasingly dominated the continent in economics and political power. Meanwhile, on a global scale, Great Britain, with its far-flung British Empire, unmatched Royal Navy, and powerful bankers, became the world's first global power. The sun never set on its territories, while an informal empire operated through British financiers, entrepreneurs, traders and engineers who established operations in many countries, and largely dominated Latin America. The British were especially famous for financing and constructing railways around the world.
Napoleon's conquests of the German and Italian states around 1800–1806 played a major role in stimulating nationalism and demand for national unity.
Germany
In the German states east of Prussia Napoleon abolished many of the old or medieval relics, such as dissolving the Holy Roman Empire in 1806. He imposed rational legal systems and his organization of the Confederation of the Rhine in 1806 promoted a feeling of German nationalism. In the 1860s it was Prussian chancellor Otto von Bismarck who achieved German unification in 1870 after the many smaller states followed Prussia's leadership in wars against Denmark, Austria and France.
Italy
Italian nationalism emerged in the 19th century and was the driving force for Italian unification or the "Risorgimento". It was the political and intellectual movement that consolidated different states of the Italian Peninsula into the single state of the Kingdom of Italy in 1860. The memory of the Risorgimento is central to both Italian nationalism and Italian historiography.
Serbia
For centuries the Orthodox Christian Serbs were ruled by the Muslim-controlled Ottoman Empire. The success of the Serbian revolution (1804–1817) against Ottoman rule in 1817 marked the foundation of modern Principality of Serbia. It achieved de facto independence in 1867 and finally gained recognition in the Berlin Congress of 1878. The Serbs developed a larger vision for nationalism in Pan-Slavism and with Russian support sought to pull the other Slavs out of the Austro-Hungarian Empire. Austria, with German backing, tried to crush Serbia in 1914 but Russia intervened, thus igniting the First World War in which Austria dissolved into nation states.
In 1918, the region of Vojvodina proclaimed its secession from Austria-Hungary to unite with the pan-Slavic State of Slovenes, Croats and Serbs; the Kingdom of Serbia joined the union on 1 December 1918, and the country was named Kingdom of Serbs, Croats, and Slovenes. It was renamed Yugoslavia, which was never able to tame the multiple nationalities and religions and it flew apart in civil war in the 1990s.
Greece
The Greek drive for independence from the Ottoman Empire inspired supporters across Christian Europe, especially in Britain. France, Russia and Britain intervened to make this nationalist dream become reality with the Greek War of Independence (1821-1829/1830).
Bulgaria
Bulgarian modern nationalism emerged under Ottoman rule in the late 18th and early 19th century. An autonomous Bulgarian Exarchate was established in 1870/1872 for the diocese of Bulgaria as well as for those, wherein at least two-thirds of Orthodox Christians were willing to join it. The April Uprising in 1876 indirectly resulted in the re-establishment of Bulgaria in 1878.
Poland
In the 1790s, Germany, Russia and Austria partitioned Poland. Napoleon set up the Duchy of Warsaw, igniting a spirit of Polish nationalism. Russia took it over in 1815 as Congress Poland with the tsar as King of Poland. Large-scale nationalist revolts erupted in 1830 and 1863–64 but were harshly crushed by Russia, which tried to Russify the Polish language, culture and religion. The collapse of the Russian Empire in the First World War enabled the major powers to reestablish an independent Second Polish Republic, which survived until 1939. Meanwhile, Poles in areas controlled by Germany moved into heavy industry but their religion came under attack by Bismarck in the Kulturkampf of the 1870s. The Poles joined German Catholics in a well-organized new Centre Party, and defeated Bismarck politically. He responded by stopping the harassment and cooperating with the Centre Party.
Spain
After the War of the Spanish Succession, the assimilation of the Crown of Aragon by the Castilian Crown through the Decrees of Nova planta was the first step in the creation of the Spanish nation state, through the imposition of the political and cultural characteristics of the dominant ethnic group, in this case the Castilians, over those of other ethnic groups, who became national minorities to be assimilated. Since the political unification of 1714, Spanish assimilation policies towards Catalan-speaking territories (Catalonia, Valencia, the Balearic Islands, part of Aragon) and other national minorities have been a historical constant. The nationalization process accelerated in the 19th century, in parallel to the origin of Spanish nationalism, the social, political and ideological movement that tried to shape a Spanish national identity based on the Castilian model, in conflict with the other historical nations of the State. These nationalist policies, sometimes very aggressive, and still in force, are the seed of repeated territorial conflicts within the State.
Education
An important component of nationalism was the study of the nation's heritage, emphasizing the national language and literary culture. This stimulated, and was in turn strongly supported by, the emergence of national educational systems. Latin gave way to the national language, and compulsory education, with strong support from modernizers and the media, became standard in Germany and eventually other West European nations. Voting reforms extended the franchise. Every country developed a sense of national origins – the historical accuracy was less important than the motivation toward patriotism. Universal compulsory education was extended to girls at the elementary level. By the 1890s, strong movements emerged in some countries, including France, Germany and the United States, to extend compulsory education to the secondary level.
Ideological coalitions
After the defeat of revolutionary France, the great powers tried to restore the situation which existed before 1789. The 1815 Congress of Vienna produced a peaceful balance of power among the European empires, known as the Metternich system. The powerbase of their support was the aristocracy. However, their reactionary efforts were unable to stop the spread of revolutionary movements: the middle classes had been deeply influenced by the ideals of the French revolution, and the Industrial Revolution brought important economical and social changes.
Radical intellectuals looked to the working classes for a base for socialist, communist and anarchistic ideas. Widely influential was the 1848 Communist Manifesto by Karl Marx and Friedrich Engels.
The middle classes and businessmen promoted liberalism, free trade and capitalism. Aristocratic elements concentrated in government service, the military and the established churches. Nationalist movements (in Germany, Italy, Poland, Hungary, and elsewhere) sought national unification and/or liberation from foreign rule. As a result, the period between 1815 and 1871 saw a large number of revolutionary attempts and independence wars. Greece successfully revolted against Ottoman rule in the 1820s.
France under Napoleon III
Napoleon III, nephew of Napoleon I, parlayed his famous name and to widespread popularity across France. He returned from exile in 1848, promising to stabilize the chaotic political situation. He was elected president and maneuvered successfully to name himself Emperor, a move approved later by a large majority of the French electorate. The first part of his Imperial term brought many important reforms, facilitated by Napoleon's control of the lawmaking body, the government, and the French Armed Forces. Hundreds of old Republican leaders were arrested and deported. Napoleon controlled the media and censored the news. In compensation for the loss of freedom, Napoleon gave the people new hospitals and asylums, beautified and modernized Paris, and built a modern railroad and transportation system that dramatically improved commerce. The economy grew, but industrialization was not as rapid as Britain, and France depended largely on small family-oriented firms as opposed to the large companies that were emerging in the United States and Germany. France was on the winning side in the Crimean War (1854–56), but after 1858 Napoleon's foreign-policy was less and less successful. Foreign-policy blunders finally destroyed his reign in 1870–71. His empire collapsed after being defeated in the Franco-Prussian War.
France became a republic, but until the 1880s there was a strong popular demand for monarchy. Hostility to the Catholic Church became a major issue, as France battle between secular and religious forces well into the 20th century, with the secular elements usually more successful. The French Third Republic emerged in 1871.
Bismarck's Germany
From his base in Prussia, Otto von Bismarck in the 1860s engineered a series of short, decisive wars, that unified most of the German states (excluding Austria) into a powerful German Empire. By 1871 he used balance of power diplomacy to preserve Germany's new role and keep Europe at peace. The new German Empire industrialized rapidly and challenged Britain for economic leadership. Bismarck was removed from office in 1890 by an aggressive young Kaiser Wilhelm II, who pursued a disruptive foreign policy that polarized Europe into rival camps. These rival camps went to war with each other in 1914.
Austrian and Russian empires
The power of nationalism to create new states was irresistible in the 19th century, and the process could lead to collapse in the absence of a strong nationalism. Austria-Hungary had the advantage of size and a large army, but multiple disadvantages: rivals on four sides, unstable finances, a fragmented population, a thin industrial base, and minimal naval resources. It did have the advantage of good diplomats, typified by Metternich. They employed a grand strategy for survival that balanced out different forces, set up buffer zones, and kept the Hapsburg empire going despite wars with the Ottomans, Frederick the Great, Napoleon and Bismarck, until the First World War. The Empire overnight disintegrated into multiple states based on ethnic nationalism and the principle of self-determination.
The Russian Empire likewise brought together a multitude of languages and cultures, so that its military defeat in the First World War led to multiple splits that created independent Finland, Latvia, Lithuania, Estonia, and Poland, and briefly independent Ukraine, Armenia, Georgia, and Azerbaijan.
Emigration
There was mass European emigration to the Americas, South Africa, Australia and New Zealand in the 19th and 20th centuries, as a result of a dramatic demographic transition in 19th-century Europe, subsequent wars and political changes on the continent. From the end of the Napoleonic Wars in 1815 to the end of World War I in 1918, millions of Europeans emigrated. Of these, 71% went to North America, 21% to Central and South America and 7% to Australia. About 11 million of these people went to Latin America, of whom 38% were Italians, 28% were Spaniards and 11% were Portuguese.
Imperialism
Colonial empires were the product of the European Age of Discovery from the 15th century. The initial impulse behind these dispersed maritime empires and those that followed was trade. Both the Portuguese Empire and Spanish Empire quickly grew into the first global political and economic systems with territories spread around the world.
Subsequent major European colonial empires included the French, Dutch, and British. The latter, consolidated during the period of British maritime hegemony in the 19th century, became the largest empire in history because of the improved ocean transportation technologies of the time as well as electronic communication. At its height in 1920, the British Empire covered a quarter of the Earth's land area and comprised a quarter of its population. Other European countries, such as Belgium, Germany, and Italy, pursued colonial empires as well (mostly in Africa), but they were smaller. Russia built its Russian Empire through conquest by land in Eastern Europe, and Asia.
By the mid-19th century, the Ottoman Empire had declined. This instigated the Crimean War in 1854 and began a tenser period of minor clashes among the globe-spanning empires of Europe. In the second half of the 19th century, the Kingdom of Sardinia and the Kingdom of Prussia carried out a series of wars that resulted in the creation of Italy and Germany as nation-states, significantly changing the balance of power in Europe. From 1870, Otto von Bismarck engineered a German hegemony that put France in a critical situation. It slowly rebuilt its relationships, seeking alliances with Russia and Britain to control the growing power of Germany. In this way, two opposing sides – the Triple Alliance of 1882 (Germany, Austria-Hungary and Italy) and the Triple Entente of 1907 (Britain, France and Russia) – formed in Europe, escalating military forces and alliances.
1914–1945: two world wars
World War I
After the relative peace of most of the 19th century, the rivalry between European powers, compounded by rising nationalism among ethnic groups, exploded in 1914, when World War I started. Over 65 million European soldiers were mobilised from 1914 to 1918; 20 million soldiers and civilians died. On one side were Germany, Austria-Hungary, the Ottoman Empire and Bulgaria (the Central Powers/Triple Alliance), while on the other side stood Serbia and the Triple Entente(France, Britain and Russia), which were joined by Italy in 1915, Romania in 1916 and the United States in 1917. The Western Front involved especially brutal combat without any territorial gains by either side. Single battles like Verdun and the Somme killed hundreds of thousands. Czarist Russia collapsed in the February Revolution of 1917 and Germany claimed victory on the Eastern Front. After eight months of liberal rule, the October Revolution brought Vladimir Lenin and the Bolsheviks to power, leading to the creation of the Soviet Union. With American entry into the war in 1917, and the failure of Germany's spring 1918 offensive, Germany had run out of manpower. Germany's allies, Austria-Hungary and the Ottoman Empire, surrendered and dissolved, followed by Germany on 11 November 1918.
The world war was settled by the victors at the Paris Peace Conference, 1919. The major decisions were the creation of the League of Nations; peace treaties with defeated enemies, most notably the Treaty of Versailles with Germany; the awarding of German and Ottoman overseas possessions as "mandates", chiefly to Britain and France; and the drawing of new national boundaries to better reflect the forces of nationalism. Multiple nations were required to sign minority rights treaties. The Treaty of Versailles itself weakened Germany's military power and placed full blame for the war and costly reparations on its shoulders – the humiliation and resentment in Germany was probably one of the causes of Nazi success and indirectly a cause of World War II.
Interwar
In the Treaty of Versailles (1919) the winners recognised the new states (Poland, Czechoslovakia, Hungary, Austria, Yugoslavia, Finland, Estonia, Latvia, Lithuania) created in central Europe from the defunct German, Austro-Hungarian and Russian empires, based on national (ethnic) self-determination. It was a peaceful era with a few small wars before 1922 such as the Ukrainian–Soviet War (1917–1921) and the Polish–Soviet War (1919–1921). Prosperity was widespread, and the major cities sponsored a youth culture called the "Roaring Twenties" or "Jazz Age".
The Allied victory in the First World War seemed to mark the triumph of liberalism. Historian Martin Blinkhorn argues that the liberal themes were ascendant in terms of "cultural pluralism, religious and ethnic toleration, national self-determination, free-market economics, representative and responsible government, free trade, unionism, and the peaceful settlement of international disputes through a new body, the League of Nations." However, as early as 1917, the emerging liberal order was being challenged by the new communist movement. Communist revolts were beaten back everywhere else, but succeeded in Russia.
Italy adopted an authoritarian dictatorship known as Fascism in 1922. Authoritarian regimes replaced democracy in the 1930s in Nazi Germany, Portugal, Austria, Poland, Greece, the Baltic countries and Francoist Spain. By 1940, there were only four liberal democracies left on the European continent: France, Finland, Switzerland and Sweden.
Great Depression: 1929–39
After the Wall Street Crash of 1929, most of the world sank into a Great Depression; prices and profits fell and unemployment soared. The worst hit sectors included heavy industry, export-oriented agriculture, mining and lumbering, and construction. World trade fell by two-thirds.
In most of Europe, many nations turned to dictators and authoritarian regimes. The most momentous change of government came when Hitler took power in Germany in 1933. The main institution that was meant to bring stability was the League of Nations, created in 1919. However the League failed to resolve any major crises, undermined by the bellicosity of Nazi Germany, Imperial Japan, the Soviet Union, and Mussolini's Italy, and by the non-participation of the United States. By 1937 it was largely ignored.
Italy conquered Ethiopia in 1931. The Spanish Civil War (1936–1939) was won by the rebels (the Nationalist faction), led by Francisco Franco. The civil war did not escalate into a larger conflict, but did become a worldwide ideological battleground that pitted the left, the communist movement and many liberals against Catholics, conservatives, and fascists. Britain, France and the US remained neutral. Worldwide there was a decline in pacifism and a growing sense that another world war was imminent.
World War II
In 1938 Adolf Hitler annexed the Sudetenland. In the Munich Agreement, Britain and France adopted a policy of appeasement, but Germany subsequently took over the rest of Czechoslovakia. After allying with Japan in the Anti-Comintern Pact and then also with Benito Mussolini's Italy in the "Pact of Steel", and finally signing a non-aggression treaty with the Soviet Union in August 1939, Hitler launched the Second World War on 1 September 1939 by attacking Poland. Britain and France declared war on Germany, but there was little fighting during the "Phoney War" period. War began in earnest in spring 1940 with the successful Blitzkrieg conquests of Denmark, Norway, the Low Countries, and France. Britain defeated Germany's air attacks in the Battle of Britain. Hitler's goal was to control Eastern Europe but the attack on the Soviet Union was delayed until June 1941 and the Wehrmacht was stopped close to Moscow in December 1941.
Over the next year the Germans started to suffer a series of defeats. War raged between the Axis Powers (Germany, Italy, and Japan) and the Allied Forces (British Empire, Soviet Union, and the United States). The Allied Forces won in North Africa, invaded Italy in 1943, and recaptured France in 1944. In 1945 Germany itself was invaded from the east by the Soviet Union and from the west by the other Allies. As the Red Army conquered the Reichstag in the Battle of Berlin, Hitler committed suicide and Germany surrendered. World War II was the deadliest conflict in human history, causing between 50 and 80 million deaths, the majority of whom were civilians (approximately 38 to 55 million).
This period was also marked by systematic genocide. In 1942–45, separately from the war-related deaths, the Nazis killed over 11 million civilians identified through IBM-enabled censuses, including the majority of the Jews and Gypsies of Europe, millions of Polish and Soviet Slavs, homosexuals, Jehovah's Witnesses, disabled people, and political enemies. Meanwhile, in the 1930s the Soviet system of forced labour, expulsions and allegedly engineered famine had a similar death toll. Millions of civilians were affected by forced population transfers.
Cold War era
The world wars ended the pre-eminent position of Britain, France and Germany in Europe and the world. At the Yalta Conference, Europe was divided into spheres of influence between the victors of World War II, and soon became the principal zone of contention in the Cold War between the Western countries and the Communist bloc. The United States and the majority of European liberal democracies established the NATO military alliance. Later, the Soviet Union and its satellites in 1955 established the Warsaw Pact. The Warsaw Pact had a much larger ground force, but the American-French-British nuclear umbrellas protected NATO.
Communist states were imposed by the Red Army in the East, while parliamentary democracy became dominant in the West. Most historians point to its success as the product of exhaustion with war and dictatorship, and the promise of continued economic prosperity.
Economic recovery
The United States gave away about $20 billion in Marshall Plan grants and other funding to Western Europe, 1945 to 1951. Historian Michael J. Hogan argues that American aid was critical in stabilizing the economy and politics of Western Europe. It brought in modern management that dramatically increased productivity, and encouraged cooperation between labor and management, and among states. Local Communist parties were opposed, and they lost prestige and influence and a role in government. In strategic terms, says Hogan, the Marshall Plan strengthened the West against the possibility of a communist invasion or political takeover. However, the Marshall Plan's role in the rapid recovery has been debated. Most reject the idea that it only miraculously revived Europe, since the evidence shows that a general recovery was already under way. Economic historians Bradford De Long and Barry Eichengreen conclude:
It was not large enough to have significantly accelerated recovery by financing investment, aiding the reconstruction of damaged infrastructure, or easing commodity bottlenecks. We argue, however, that the Marshall Plan did play a major role in setting the stage for post-World War II Western Europe's rapid growth. The conditions attached to Marshall Plan aid pushed European political economy in a direction that left its post World War II "mixed economies" with more "market" and less "controls" in the mix.
The Soviet Union concentrated on its own recovery. It seized and transferred most of Germany's industrial plants and it exacted war reparations from East Germany, Hungary, Romania, and Bulgaria. It used trading arrangements deliberately designed to favor the Soviet Union. Moscow controlled the Communist parties that ruled the satellite states. Historian Mark Kramer concludes:
The net outflow of resources from eastern Europe to the Soviet Union was approximately $15 billion to $20 billion in the first decade after World War II, an amount roughly equal to the total aid provided by the United States to western Europe under the Marshall Plan.
Looking at the half century after the war historian Walter Lacquer concluded:
"The postwar generations of European elites aimed to create more democratic societies. They wanted to reduce the extremes of wealth and poverty and provide essential social services in a way that prewar generations had not. They had had quite enough of unrest and conflict. For decades many Continental societies had more or less achieved these aims and had every reason to be proud of their progress. Europe was quiet and civilized. Europe's success was based on recent painful experience: the horrors of two world wars; the lessons of dictatorship; the experiences of fascism and communism. Above all, it was based on a feeling of European identity and common values – or so it appeared at the time."
The post-war period witnessed a significant rise in the standard of living of the Western European working class.
Western Europe's industrial nations in the 1970s were hit by a global economic crisis. Causes included obsolescent heavy industry, sudden high energy prices which caused sharp inflation, inefficient nationalized railways and heavy industries, lagging computer technology, high government deficits and growing unrest led by militant labour unions. Germany and Sweden sought to create a social consensus behind a gradual restructuring. Germany's efforts proved highly successful. In Britain under the premiership of Margaret Thatcher, the solution was shock therapy, high interest rates, austerity, and selling off inefficient corporations as well as the public housing. One result was escalating social tensions in Britain. Thatcher eventually defeated her opponents and radically changed the British economy, but controversy persisted.
Recent history
Western Europe began economic and then political integration, with the aim to unite the region and defend it. This process included organisations such as the European Coal and Steel Community and the Council of Europe. The Solidarność movement in the 1980s weakened the Communist government in Poland. At the time the Soviet leader Mikhail Gorbachev initiated perestroika and glasnost, which weakened Soviet influence in Europe. In 1989 after the Pan-European Picnic the Iron Curtain and the Berlin Wall came down and Communist governments outside the Soviet Union were deposed. In 1990 the Federal Republic of Germany absorbed East Germany. In 1991 the Communist Party of the Soviet Union in Moscow collapsed, ending the USSR, which split into fifteen independent states. The most violent dissolution happened in Yugoslavia. Four out of six Yugoslav republics declared independence and for most of them a violent war ensued, in some parts lasting until 1995. In 2006 Montenegro seceded and became an independent state. Kosovo's government unilaterally declared independence from Serbia on 17 February 2008.
The European Economic Community pushed for closer integration, co-operation in foreign and home affairs, and started to increase its membership into the neutral and former communist countries. In 1993, the Maastricht Treaty established the European Union, succeeding the EEC. The neutral countries of Austria, Finland and Sweden acceded to the EU, and those that did not join were tied into the EU's economic market via the European Economic Area. These countries also entered the Schengen Agreement which lifted border controls between member states. The euro was created in 1999 and replaced all previous currencies in participating states in 2002, forming the eurozone.
The EU did not participate in the Yugoslav Wars, and was divided on supporting the United States in the 2003–2011 Iraq War. NATO was part of the war in Afghanistan, but at a much lower level of involvement than the United States.
In the post–Cold War era, NATO and the EU have been gradually admitting most of the former members of the Warsaw Pact. In 2004, the EU gained 10 new members. (Estonia, Latvia, and Lithuania, which had been part of the Soviet Union; Czech Republic, Hungary, Poland, Slovakia, and Slovenia, five former-communist countries; Malta, and the divided island of Cyprus.) These were followed by Bulgaria and Romania in 2007. Russia's regime interpreted these expansions as violations against NATO's promise to not expand "one inch to the east" in 1990. Russia engaged in bilateral disputes about gas supplies with Belarus and Ukraine which endangered the European supply, and engaged in a war with Georgia in 2008.
Public opinion in the EU turned against enlargement, partially due to what was seen as over-eager expansion including Turkey gaining candidate status. The European Constitution was rejected in France and the Netherlands, and then (as the Treaty of Lisbon) in Ireland, although a second vote passed in Ireland in 2009.
The 2007–2008 financial crisis and the Great Recession affected Europe, and government responded with austerity. Limited ability of the smaller EU nations (most notably Greece) to handle their debts led to social unrest including the anti-austerity movement, government liquidation, and financial insolvency. In May 2010, the German parliament agreed to loan 22.4 billion euros to Greece over three years, with the stipulation that Greece follow strict austerity measures. See European sovereign-debt crisis.
Beginning in 2014, Ukraine has been in a state of revolution and unrest. On 16 March, a disputed referendum was held in Crimea leading to the de facto secession of Crimea and its largely internationally unrecognized annexation to the Russian Federation.
In June 2016, in a referendum in the United Kingdom on the country's membership in the European Union, 52% of voters voted to leave the EU, leading to the complex Brexit separation process and negotiations, which led to political and economic changes for both the UK and the remaining European Union countries. The UK left the EU on 31 January 2020. Later that year, Europe was affected by the COVID-19 pandemic.
According to the Wall Street Journal in 2021 as Angela Merkel stepped down as Chancellor of Germany after 16 years: Ms. Merkel leaves in her wake a weakened Europe, a region whose aspirations to act as a third superpower have come to seem ever more unrealistic. When she became chancellor in 2005, the EU was at a high point: It had adopted the euro, which was meant to rival the dollar as a global currency, and had just expanded by absorbing former members of the Soviet bloc. Today’s EU, by contrast, is geographically and economically diminished. Having lost the U.K. because of Brexit, it faces deep political and cultural divisions, lags behind in the global race for innovation and technology and is increasingly squeezed by the mounting U.S.-China strategic rivalry. Europe has endured thanks in part to Ms. Merkel’s pragmatic stewardship, but it has been battered by crises during her entire time in office.Russia began an invasion of Ukraine on 24 February 2022, in a major escalation of the Russo-Ukrainian War that began in 2014. It is the largest conventional military attack in Europe since World War II.
Chronology
7000 BC: Neolithic in Europe begins.
4600 - 4200 BC: First European proto-civilisation, first golden artefacts and first fortified stone town - the Varna culture.
5000 - 3500 BC: First European proto-script - the Old European script (Danubian script).
3850 - 3600 BC: Malta's Temple period begins.
3500 BC: First European civilization, Minoan civilization, begins on Crete.
3000 BC: Indo-Europeans begin a large-scale settlement of the continent.
2500 BC: Stonehenge is constructed.
2100 BC: First European script, Cretan hieroglyphs, is invented by Minoans.
1750 BC: Mycenaean civilization begins.
1600 BC: Thera eruption occurs on the island of Santorini, destructing the Minoan city of Thera.
1450 BC: Crete is conquered by Mycenaeans.
1200 BC: Late Bronze Age collapse begins, that may be seen in the context of a technological history that saw the slow spread of ironworking technology from present-day Bulgaria and Romania in the 13th and the 12th centuries BC.
1100 BC: Minoan civilization falls.
1050 BC: Mycenaean civilization falls after a period of palace destruction, marking the beginning of Greek Dark Ages.
900 BC: Etruscan civilization begins.
800 BC: Greek Dark Ages end, marking the beginning of classical antiquity.
753 BC: Traditional year of founding of Rome.
700 BC: Homer composes The Iliad, an epic poem that represents the first extended work of European literature.
509 BC: Roman Republic is created.
499 BC: Greco-Persian Wars begin.
BC: The Thracian Odrysian kingdom was founded as the most important Daco-Thracian state union.
449 BC: End of Greco-Persian Wars with Greeks defeating Achaemid Empire.
440 BC: Herodotus defends Athenian political freedom in the Histories.
404 BC: Sparta wins the Peloponnesian War.
323 BC: Alexander the Great dies and his Macedonian Empire (reaching far into Asia) fragments.
264 BC: Punic Wars begin.
146 BC: Punic Wars end with destruction of Carthage.
48 BC: Julius Caesar crosses the Rubicon river, marking the beginning of a civil war.
44 BC: Julius Caesar is murdered. The Roman Republic enters its terminal crisis.
27 BC: Establishment of the Roman Empire under Octavian.
AD
14 AD: Octavian dies.
30 or 33 AD: Jesus, a popular religious leader, is crucified.
45–55 (ca): First Christian congregations in mainland Greece and in Rome.
68: First Roman imperial dynasty, Julio-Claudian, ends with suicide of Nero.
79: Eruption of Vesuvius occurs, burying the cities of Pompeii, Herculaneum and Stabiae under the ashes.
117: Roman Empire reaches its territorial peak.
166: Antonine Plague begins.
293: Diocletian reorganizes the Empire by creating the Tetrarchy.
313: Constantine officially recognises Christianity, marking the end of the persecution of Christians.
330: Constantine makes Constantinople into his capital, a new Rome.
370: Huns first enter Europe.
395: Following the death of Theodosius I, the Empire is permanently split into the Eastern Roman Empire (later Byzantium) and the Western Roman Empire.
476: Odoacer captures Ravenna and deposes the last Roman emperor in the west: traditionally seen as the end date of the Western Roman Empire.
527: Justinian I is crowned emperor of Byzantium. Orders the editing of Corpus Juris Civilis, Digest (Roman law).
597: Beginning of Roman Catholic Christianization of Anglo-Saxon England (missions and churches had been in existence well before this date, but their contacts with Rome had been loose or nonexistent)
600: Saint Columbanus uses the term "Europe" in a letter.
655: Jus patronatus.
681: Khan Asparukh leads the Bulgars and in a union with the numerous local Slavs invades the Byzantine Empire in the Battle of Ongal, creating Bulgaria.
718: Tervel of Bulgaria helps the Byzantine Empire stop the Arabic invasion of Europe, and breaks the siege of Constantinople.
722: Battle of Covadonga in the Iberian Peninsula. Pelayo, a noble Visigoth, defeats a Muslim army that tried to conquer the Cantabrian coast. This helps establish the Christian Kingdom of Asturias, and marks the beginning of the Reconquista.
732: At the Battle of Tours, the Franks stop the advance of the Arabs into Europe.
800: Coronation of Charlemagne as Holy Roman Emperor.
813: Third Council of Tours: Priests are ordered to preach in the native language of the population.
843: Treaty of Verdun.
863: Saints Cyril and Methodius arrive in Great Moravia, initiating Christian mission among the Slav peoples.
864: Boris I of Bulgaria officially baptises the whole nation, converting the non-Christian population from Tengrism, Slavic and other paganism to Christianity, and officially founding the Bulgarian Church
872: Unification of Norway.
886: Bulgarian students of Cyril and Methodius – Sava, Kliment, Naum, Gorazd, Angelariy – arrive back to Bulgaria, creating the Preslav and Ohrid Literary Schools.
893: The Cyrillic alphabet, developed during the 9th century AD at the Preslav Literary School in the First Bulgarian Empire, becomes the official Bulgarian alphabet.
895: Hungarian people led by Árpád start to settle in the Carpathian Basin.
917: In the Battle of Achelous (917) Bulgaria defeats the Byzantine Empire, and Simeon I of Bulgaria is proclaimed as emperor, thus Bulgaria becomes an empire.
962: Otto I of East Francia is crowned as "Emperor" by the Pope, beginning the Holy Roman Empire.
988 Kievan Rus adopts Christianity, often seen as the origin of the Russian Orthodox Church.
1054: Start of the East–West Schism, which divides the Christian church for centuries.
1066: Successful Norman Invasion of England by William the Conqueror.
1095: Pope Urban II calls for the First Crusade.
12th century: The 12th century in literature saw an increase in the number of texts. The Renaissance of the 12th century occurs.
1128: Battle of São Mamede, formation of Portuguese sovereignty.
1131: Birth of the Kingdom of Sicily
1185: Bulgarian sovereignty was reestablished with the anti-Byzantine uprising of the Bulgarians and Vlachs
1250: Death of emperor Frederick II; end of effective ability of emperors to exercise control in Italy.
1303: The period of the Crusades is over.
1309–1378: The Avignon Papacy
1315–1317: The Great Famine of 1315–1317 in Northern Europe
1341: Petrarch, the "Father of Humanism", becomes the first poet laureate since antiquity.
1337–1453: The Hundred Years' War between England and France.
1348–1351: Black Death kills about one-third of Europe's population.
1439: Johannes Gutenberg invents first movable type and the first printing press for books, starting the Printing Revolution.
1453: Fall of Constantinople to the Ottoman Turks.
1487: The Wars of the Roses end.
1492: The Reconquista ends in the Iberian Peninsula. A Spanish expeditionary group, commanded by Christopher Columbus, lands in the New World.
1497: Vasco da Gama departs to India starting direct trade with Asia.
1498: Leonardo da Vinci paints The Last Supper in Milan as the Renaissance flourishes.
1508: Maximilian I the last ruling "King of the Romans" and the first "elected Emperor of the Romans".
1517: Martin Luther nails his 95 theses on indulgences to the door of the church in Wittenberg, triggering discussions which would soon lead to the Reformation
1519: Ferdinand Magellan and Juan Sebastián Elcano begin first global circumnavigation. Their expedition returns in 1522.
1519: Hernán Cortés begins conquest of Mexico for Spain.
1532: Francisco Pizarro begins the conquest of Peru (the Inca Empire) for Spain.
1543: Nicolaus Copernicus publishes De revolutionibus orbium coelestium (On the Revolutions of the Celestial Spheres).
1547: The Grand Duchy of Moscow becomes the Tsardom of Russia.
1582: The introduction of the Gregorian calendar; Russia refuses to adopt it until 1918.
1610: Galileo Galilei uses his telescope to discover the moons of Jupiter.
1618: The Thirty Years' War brings massive devastation to central Europe.
1648: The Peace of Westphalia ends the Thirty Years' War, and introduces the principle of the integrity of the nation state.
1687: Isaac Newton publishes Principia Mathematica, having a profound impact on The Enlightenment.
1699: Treaty of Karlowitz concludes the Austro-Ottoman War. This marks the end of Ottoman control of Central Europe and the beginning of Ottoman stagnation, establishing the Habsburg monarchy as the dominant power in Central and Southeastern Europe.
1700: Outbreak of the War of the Spanish Succession and the Great Northern War. The first would check the aspirations of Louis XIV, king of France to dominate European affairs; the second would lead to Russia's emergence as a great power and a recognizably European state.
18th century: Age of Enlightenment spurs an intellectual renaissance across Europe.
1707: The Kingdom of Great Britain is formed by the union of the Kingdom of England and the Kingdom of Scotland.
1712: Thomas Newcomen invents first practical steam engine which begins Industrial Revolution in Britain.
1721: Foundation of the Russian Empire.
1775: James Watt invents a new efficient steam engine accelerating the Industrial Revolution in Britain.
1776: Adam Smith publishes The Wealth of Nations.
1784: Immanuel Kant publishes Answering the Question: What Is Enlightenment?.
1789: Beginning of the French Revolution and end of the absolute monarchy in France.
1792–1802: French Revolutionary Wars.
1799: Napoleon comes to power, eventually consolidating his position as Emperor of the French.
1803–1815: Napoleonic Wars end in defeat of Napoleon.
1806: Napoleon abolishes the Holy Roman Empire.
1814–1815: Congress of Vienna; Treaty of Vienna; France is reduced to 1789 boundaries; Reactionary forces dominate across Europe.
1825: George Stephenson opens the Stockton and Darlington Railway the first steam train railway for passenger traffic in the world.
1830: The southern provinces secede from the United Kingdom of the Netherlands in the Belgian Revolution.
1836: Louis Daguerre invents first practical photographic method, in effect the first camera.
1838: , the first steamship built for regularly scheduled transatlantic crossings enters service.
1848: Revolutions of 1848 and publication of The Communist Manifesto.
1852: Start of the Crimean War, which ends in 1855 in a defeat for Russia.
1859: Charles Darwin publishes On the Origin of Species.
1861: Unification of Italy after victories by Giuseppe Garibaldi.
1866: First commercially successful transatlantic telegraph cable is completed.
1860s: Russia emancipates its serfs and Karl Marx completes the first volume of Das Kapital.
1870: Franco-Prussian War and the fall of the Second French Empire.
1871: Unification of Germany under the direction of Otto von Bismarck.
1873: Panic of 1873 occurs. The Long Depression begins.
1878: Re-establishment of Bulgaria, independence of Serbia, Montenegro and Romania
1885: Karl Benz invents Benz Patent-Motorwagen, the world's first automobile.
1885: First permanent citywide electrical tram system in Europe (in Sarajevo).
1895: Auguste and Louis Lumière begin exhibitions of projected films before the paying public with their cinematograph, a portable camera, printer, and projector.
1902: Guglielmo Marconi sends first transatlantic radio transmission.
1914: Archduke Franz Ferdinand of Austria is assassinated; World War I begins.
1917: Vladimir Lenin and the Bolsheviks seize power in the Russian Revolution. The ensuing Russian Civil War lasts until 1922.
1918: World War I ends with the defeat of Germany and the Central Powers. Ten million soldiers killed; collapse of Russian, German, Austrian, and Ottoman empires.
1918: Collapse of the German Empire and monarchic system; founding of Weimar Republic.
1918: Worldwide Spanish flu epidemic kills millions in Europe.
1918: Austro-Hungarian Empire dissolves.
1919: Versailles Treaty strips Germany of its colonies, several provinces and its navy and air force; limits army; Allies occupy western areas; reparations ordered.
1920: League of Nations begins operations; largely ineffective; defunct by 1939.
1921–22: Ireland divided; Irish Free State becomes independent and civil war erupts.
1922: Benito Mussolini and the Fascists take power in Italy.
1929: Worldwide Great Depression begins with stock market crash in New York City.
1933: Adolf Hitler and the Nazis take power in Germany.
1935: Italy conquers Ethiopia; League sanctions are ineffective.
1936: Start of the Spanish Civil War; ends in 1939 with victory of Nationalists who are aided by Germany and Italy.
1938: Germany escalates the persecution of Jews with Kristallnacht.
1938: Appeasement of Germany by Britain and France; Munich agreement splits Czechoslovakia; Germany seized the remainder in 1939.
1939: Britain and France hurriedly rearm; failed to arrange treaty with USSR.
1939: Adolf Hitler and Joseph Stalin agree partition of Eastern Europe in Molotov–Ribbentrop Pact.
1939: Nazi Germany invades Poland, starting the Second World War.
1940: Great Britain under Winston Churchill becomes the last nation to hold out against the Nazis after winning the Battle of Britain.
1941: U.S. begins large-scale lend-lease aid to Britain, Free France, the USSR and other Allies; Canada also provides financial aid.
1941: Germany invades the Soviet Union in Operation Barbarossa; fails to capture Moscow or Leningrad.
1942: Adolf Hitler and Nazi Germany commence the Holocaust – a Final Solution, with the murder of 6 million Jews.
1943: After Stalingrad and Kursk, Soviet forces begin recapturing Nazi-occupied territory in the East.
1944: U.S., British and Canadian armed forces invade Nazi-occupied France at Normandy.
1945: Hitler commits suicide, Mussolini is executed. World War II ends with Europe in ruins and Germany defeated.
1945: United Nations formed.
1947: The British Empire begins a process of voluntarily dismantling with the granting of independence to India and Pakistan.
1947: Cold War begins as Europe is polarized East versus West.
1948–1951: U.S. provides large sums to rebuild Western Europe through the Marshall Plan; stimulates large-scale modernization of European industries and reduction of trade restrictions.
1949: The NATO alliance is established.
1955: USSR creates a rival military coalition, the Warsaw Pact.
1950: The Schuman Declaration begins the process of European integration.
1954: The French Empire begins to be dismantled; Withdraws from Vietnam.
1956: Suez Crisis signals the end of the effective power of the British Empire.
1956: Hungarian Uprising defeated by Soviet military forces.
1957: Treaties of Rome establish the European Economic Community from 1958.
1962: The Second Vatican Council opens and begins a period of reform in the Catholic Church
1968: The May 1968 events in France lead France to the brink of revolution.
1968: The Prague Spring is defeated by Warsaw Pact military forces. The Club of Rome is founded.
1973: Denmark, Ireland and the United Kingdom join the European Communities.
1980: The Solidarność movement under Lech Wałęsa begins open, overground opposition to the Communist rule in Poland.
1981: Greece joins the European Communities.
1985: Mikhail Gorbachev becomes leader of the Soviet Union and begins reforms which inadvertently leads to the fall of Communism and the Soviet Union.
1986: Portugal and Spain join the European Communities.
1986: Chernobyl disaster occurs, the worst nuclear disaster in history.
1989: Communism overthrown in all the Warsaw Pact countries except the Soviet Union. Fall of the Berlin Wall (opening of unrestrained border crossings between east and west, which effectively deprived the wall of any relevance).
1990: Reunification of Germany.
1991: Breakup of Yugoslavia and the beginning of the Yugoslav Wars.
1991: Dissolution of the Soviet Union and the creation of the Commonwealth of Independent States.
1993: Maastricht Treaty establishes the European Union.
1995: Austria, Finland and Sweden join the European Union.
1997–99: End of European colonial empires in Asia with the handover of Hong Kong and Macau to China.
2004: Slovenia, Hungary, the Czech Republic, Slovakia, Poland, Lithuania, Latvia, Estonia, Cyprus and Malta join the European Union.
2007: Bulgaria and Romania join the European Union.
2008: The Great Recession begins. Unemployment rises in some parts of Europe.
2013: Croatia joins the European Union.
2014: Revolution of Dignity in Ukraine and the beginning of the Russo-Ukrainian War.
2015: European migrant crisis starts.
2020: The United Kingdom leaves the European Union.
2020-2023: COVID-19 pandemic in Europe, countries with the most cases are Russia, the United Kingdom, France, Spain, and Italy.
2022: Russian invasion of Ukraine opens with some of the most intense combat operations in Europe since the end of the Cold War.
2023: Finland joins NATO.
2024: Sweden joins NATO.
See also
Genetic history of Europe
History of the Balkans
History of the Mediterranean region
History of the Romani people
History of Western civilization
List of history journals#Europe
List of largest European cities in history
List of predecessors of sovereign states in Europe
List of sovereign states by date of formation § Europe
Major explorations after the Age of Discovery
Timeline of European Union history
References
Sources
Further reading
External links
EurhistXX: The Network for the Contemporary History of Europe, edited in English from Berlin
Contains information on historical trends in living standards in various European countries
European History Primary Sources Online access to primary sources for historians
Vistorica – Timelines of European modern history | 0.804999 | 0.998863 | 0.804084 |
Early modern period | The early modern period is a historical period that is part of, or (depending on the historian) immediately preceded, the modern period, with divisions based primarily on the history of Europe and the broader concept of modernity. There is no exact date that marks the beginning or end of the period and its extent may vary depending on the area of history being studied. In general, the early modern period is considered to have lasted from around the start of the 16th century to the start of the 19th century (about 1500–1800). In a European context, it is defined as the period following the Middle Ages and preceding the advent of modernity; but the dates of these boundaries are far from universally agreed. In the context of global history, the early modern period is often used even in contexts where there is no equivalent "medieval" period.
Various events and historical transitions have been proposed as the start of the early modern period, including the fall of Constantinople in 1453, the start of the Renaissance, the end of the Crusades and the beginning of the Age of Discovery. Its end is often marked by the French Revolution, and sometimes also the American Revolution or Napoleon's rise to power.
Historians in recent decades have argued that, from a worldwide standpoint, the most important feature of the early modern period was its spreading globalizing character. New economies and institutions emerged, becoming more sophisticated and globally articulated over the course of the period. The early modern period also included the rise of the dominance of mercantilism as an economic theory. Other notable trends of the period include the development of experimental science, increasingly rapid technological progress, secularized civic politics, accelerated travel due to improvements in mapping and ship design, and the emergence of nation states.
Definition
The early modern period is a subdivision of the most recent of the three major periods of European history: antiquity, the Middle Ages and the modern period. The term "early modern" was first proposed by medieval historian Lynn Thorndike in his 1926 work A Short History of Civilization as a broader alternative to the Renaissance. It was first picked up within the field of economic history during the 1940s and 1950s and gradually spread to other historians in the following decades and became widely known among scholars during the 1990s.
Overview
At the onset of the early modern period, trends in various regions of the world represented a shift away from medieval modes of organization, politically and economically. Feudalism declined in Europe, and Christendom saw the end of the Crusades and of religious unity in Western Europe under the Roman Catholic Church. The old order was destabilized by the Protestant Reformation, which caused a backlash that expanded the Inquisition and sparked the disastrous European wars of religion, which included the especially bloody Thirty Years' War and ended with the establishment of the modern international system in the Peace of Westphalia. Along with the European colonization of the Americas, this period also contained the Commercial Revolution and the Golden Age of Piracy. The globalization of the period can be seen in the medieval North Italian city-states and maritime republics, particularly Genoa, Venice, and Milan. Russia reached the Pacific coast in 1647 and consolidated its control over the Russian Far East in the 19th century. The Great Divergence took place as Western Europe greatly surpassed China in technology and per capita wealth.
As the Age of Revolution dawned, beginning with revolts in America and France, political changes were then pushed forward in other countries partly as a result of upheavals of the Napoleonic Wars and their impact on thought and thinking, from concepts from nationalism to organizing armies. The early period ended in a time of political and economic change, as a result of mechanization in society, the American Revolution, and the first French Revolution; other factors included the redrawing of the map of Europe by the Final Act of the Congress of Vienna and the peace established by the Second Treaty of Paris, which ended the Napoleonic Wars.
In the Americas, pre-Columbian peoples had built a large and varied civilization, including the Aztec Empire, the Inca civilization, the Maya civilization and its cities, and the Muisca. The European colonization of the Americas began during the early modern period, as did the establishment of European trading hubs in Asia and Africa, which contributed to the spread of Christianity around the world. The rise of sustained contacts between previously isolated parts of the globe, in particular the Columbian Exchange that linked the Old World and the New World, greatly altered the human environment. Notably, the Atlantic slave trade and colonization of Native Americans began during this period. The Ottoman Empire conquered Southeastern Europe, and parts of West Asia and North Africa.
In the Islamic world, after the fall of the Timurid Renaissance, powers such as the Ottoman, Suri, Safavid, and Mughal empires grew in strength (three of which are known as gunpowder empires for the military technology that enabled them). Particularly in the Indian subcontinent, Mughal architecture, culture, and art reached their zenith, while the empire itself is believed to have had the world's largest economy, bigger than the entirety of Western Europe and worth 25% of global GDP. By the mid-18th century, India was a major proto-industrializing region.
Various Chinese dynasties controlled the East Asian sphere. In Japan, the Edo period from 1600 to 1868 is also referred to as the early modern period. In Korea, the early modern period is considered to have lasted from the rise of the Joseon Dynasty to the enthronement of King Gojong. By the 16th century, Asian economies under the Ming dynasty and Mughal Bengal were stimulated by trade with the Portuguese, the Spanish, and the Dutch, while Japan engaged in the Nanban trade after the arrival of the first European Portuguese during the Azuchi–Momoyama period.
Meanwhile, in Southeast Asia, the Toungoo Empire along with Ayutthaya experienced a golden age and ruled a large extent of Mainland Southeast Asia, with the Nguyen and Trinh lords de facto ruling the south and north of present-day Vietnam respectively, whereas the Mataram Sultanate was the dominant power in Maritime Southeast Asia. The early modern period experienced an influx of European traders and missionaries into the region.
Asia and Africa
East Asia
In Early Modern times, the major nations of East Asia attempted to pursue a course of isolationism from the outside world but this policy was not always enforced uniformly or successfully. However, by the end of the Early Modern Period, China, Korea and Japan were mostly closed and uninterested in Europeans, even while trading relationships grew in port cities such as Guangzhou and Dejima.
Chinese dynasties
Around the beginning of the ethnically Han Ming dynasty (1368–1644), China was leading the world in mathematics as well as science. However, Europe soon caught up to China's scientific and mathematical achievements and surpassed them. Many scholars have speculated about the reason behind China's lag in advancement. A historian named Colin Ronan claims that though there is no one specific answer, there must be a connection between China's urgency for new discoveries being weaker than Europe's and China's inability to capitalize on its early advantages. Ronan believes that China's Confucian bureaucracy and traditions led to China not having a scientific revolution, which led China to have fewer scientists to break the existing orthodoxies, like Galileo Galilei. Despite inventing gunpowder in the 9th century, it was in Europe that the classic handheld firearms, matchlocks, were invented, with evidence of use around the 1480s. China was using the matchlocks by 1540, after the Portuguese brought their matchlocks to Japan in the early 1500s. China during the Ming Dynasty established a bureau to maintain its calendar. The bureau was necessary because the calendars were linked to celestial phenomena and that needs regular maintenance because twelve lunar months have 344 or 355 days, so occasional leap months have to be added in order to maintain 365 days per year.
In the early Ming dynasty, urbanization increased as the population grew and as the division of labor grew more complex. Large urban centers, such as Nanjing and Beijing, also contributed to the growth of private industry. In particular, small-scale industries grew up, often specializing in paper, silk, cotton, and porcelain goods. For the most part, however, relatively small urban centers with markets proliferated around the country. Town markets mainly traded food, with some necessary manufactures such as pins or oil. In the 16th century the Ming dynasty flourished over maritime trade with the Portuguese, Spanish and Dutch Empires. The trade brought in a massive amount of silver, which China at the time needed desperately. Prior to China's global trade, its economy ran on paper money. However, in the 14th century, China's paper money system suffered a crisis, and by the mid-15th century, crashed. The silver imports helped fill the void left by the broken paper money system, which helps explain why the value of silver in China was twice as high as the value of silver in Spain during the end of the 16th century.
China under the later Ming dynasty became isolated, prohibiting the construction of ocean going sea vessels. Despite isolationist policies the Ming economy still suffered from an inflation due to an overabundance of Spanish New World silver entering its economy through new European colonies such as Macau. Ming China was further strained by victorious but costly wars to protect Korea from Japanese Invasion. The European trade depression of the 1620s also hurt the Chinese economy, which sunk to the point where all of China's trading partners cut ties with them: Philip IV restricted shipments of exports from Acapulco, the Japanese cut off all trade with Macau, and the Dutch severed connections between Goa and Macau.
The damage to the economy was compounded by the effects on agriculture of the incipient Little Ice Age, natural calamities, crop failure and sudden epidemics. The ensuing breakdown of authority and people's livelihoods allowed rebel leaders, such as Li Zicheng, to challenge Ming authority.
The Ming dynasty fell around 1644 to the ethnically Manchu Qing dynasty, which would be the last dynasty of China. The Qing ruled from 1644 to 1912, with a brief, abortive restoration in 1917. During its reign, the Qing dynasty adopted many of the outward features of Chinese culture in establishing its rule, but did not necessarily "assimilate", instead adopting a more universalist style of governance. The Manchus were formerly known as the Jurchens. When Beijing was captured by Li Zicheng's peasant rebels in 1644, the Chongzhen Emperor, the last Ming emperor, committed suicide. The Manchus then allied with former Ming general Wu Sangui and seized control of Beijing, which became the new capital of the Qing dynasty. The Manchus adopted the Confucian norms of traditional Chinese government in their rule of China proper. Schoppa, the editor of The Columbia Guide to Modern Chinese History argues, "A date around 1780 as the beginning of modern China is thus closer to what we know today as historical 'reality'. It also allows us to have a better baseline to understand the precipitous decline of the Chinese polity in the nineteenth and twentieth centuries."
Japanese shogunates
The Sengoku period that began around 1467 and lasted around a century consisted of several continually "warring states".
Following contact with the Portuguese on Tanegashima Isle in 1543, the Japanese adopted several of the technologies and cultural practices of their visitors, whether in the military area (the arquebus, European-style cuirasses, European ships), religion (Christianity), decorative art, language (integration to Japanese of a Western vocabulary) and culinary: the Portuguese introduced tempura and valuable refined sugar.
Central government was largely reestablished by Oda Nobunaga and Toyotomi Hideyoshi during the Azuchi–Momoyama period. Although a start date of 1573 is often given, in more broad terms, the period begins with Oda Nobunaga's entry into Kyoto in 1568, when he led his army to the imperial capital in order to install Ashikaga Yoshiaki as the 15th, and ultimately final, shōgun of the Ashikaga shogunate, and it lasts until the coming to power of Tokugawa Ieyasu after his victory over supporters of the Toyotomi clan at the Battle of Sekigahara in 1600. Tokugawa received the title of shōgun in 1603, establishing the Tokugawa shogunate.
The Edo period from 1600 to 1868 characterized early modern Japan. The Tokugawa shogunate was a feudalist regime of Japan established by Tokugawa Ieyasu and ruled by the shōguns of the Tokugawa clan. The period gets its name from the capital city, Edo, now called Tokyo. The Tokugawa shogunate ruled from Edo Castle from 1603 until 1868, when it was abolished during the Meiji Restoration in the late Edo period (often called the Late Tokugawa shogunate).
Society in the Japanese "Tokugawa period" (Edo society), unlike the shogunates before it, was based on the strict class hierarchy originally established by Toyotomi Hideyoshi. The daimyōs (feudal lords) were at the top, followed by the warrior-caste of samurai, with the farmers, artisans, and traders ranking below. The country was strictly closed to foreigners with few exceptions with the Sakoku policy. Literacy among the Japanese people rose in the two centuries of isolation.
In some parts of the country, particularly smaller regions, daimyōs and samurai were more or less identical, since daimyōs might be trained as samurai, and samurai might act as local lords. Otherwise, the largely inflexible nature of this social stratification system unleashed disruptive forces over time. Taxes on the peasantry were set at fixed amounts which did not account for inflation or other changes in monetary value. As a result, the tax revenues collected by the samurai landowners were worth less and less over time. This often led to numerous confrontations between noble but impoverished samurai and well-to-do peasants. None, however, proved compelling enough to seriously challenge the established order until the arrival of foreign powers.
Korean dynasty
In 1392, General Yi Seong-gye established the Joseon dynasty (1392–1910) with a largely bloodless coup. Yi Seong-gye moved the capital of Korea to the location of modern-day Seoul. The dynasty was heavily influenced by Confucianism, which also played a large role to shaping Korea's strong cultural identity. King Sejong the Great (1418–1450), one of the only two kings in Korea's history to earn the title of great in their posthumous titles, reclaimed Korean territory to the north and created the Korean alphabet.
During the end of the 16th century, Korea was invaded twice by Japan, first in 1592 and again in 1597. Japan failed both times due to Admiral Yi Sun-sin, Korea's revered naval genius, who led the Korean Navy using advanced metal clad ships called turtle ships. Because the ships were armed with cannons, Admiral Yi's navy was able to demolish the Japanese invading fleets, destroying hundreds of ships in Japan's second invasion. During the 17th century, Korea was invaded again, this time by Manchurians, who would later take over China as the Qing Dynasty. In 1637, King Injo was forced to surrender to the Qing forces, and was ordered to send princesses as concubines to the Qing Prince Dorgon.
South Asia
Indian empires
The rise of the Mughal Empire is usually dated from 1526, around the end of the Middle Ages. It was an Islamic Persianate imperial power that ruled most of the area as Hindustan by the late 17th and the early 18th centuries. The empire dominated South and Southwestern Asia,
becoming the biggest global economy and manufacturing power, with a nominal GDP that valued a quarter of world GDP, superior than the combination of Europe's GDP.
The "classic period" ended with the death of Mughal Emperor Aurangzeb, although the dynasty continued for another 150 years. During this period, the Empire was marked by a highly centralized administration connecting the different regions. All the significant monuments of the Mughals, their most visible legacy, date to this period which was characterized by the expansion of Persian cultural influence in the Indian subcontinent, with brilliant literary, artistic, and architectural results. The Maratha Confederacy, located in the south west of present-day India, surpassed the Mughals as the dominant power in India from 1740 and expanding rapid until the Third Battle of Panipat halted their expansion in 1761.
British and Dutch colonization
The development of New Imperialism saw the conquest of nearly all eastern hemisphere territories by colonial powers. The commercial colonization of India commenced in 1757, after the Battle of Plassey, when the Nawab of Bengal surrendered his dominions to the British East India Company, in 1765, when the company was granted the diwani, or the right to collect revenue, in Bengal and Bihar, or in 1772, when the company established a capital in Calcutta, appointed its first Governor-General, Warren Hastings, and became directly involved in governance.
The Maratha Confederacy, following the Anglo-Maratha wars, eventually lost to the British East India Company in 1818 with the Third Anglo-Maratha War. Rule by the Company lasted until 1858, when, after the Indian rebellion of 1857 and following the Government of India Act 1858, the British government assumed the task of directly administering India in the new British Raj. In 1819, Stamford Raffles established Singapore as a key trading post for Britain in its rivalry with the Dutch. However, the rivalry cooled in 1824 when an Anglo-Dutch treaty demarcated their respective interests in Southeast Asia. From the 1850s onwards, the pace of colonization shifted to a significantly higher gear.
Southeast Asia
At the start of the modern era, the Spice Route between India and China crossed Majapahit, an archipelagic empire based on the island of Java. It was the last of the major Hindu empires of Maritime Southeast Asia and is considered one of the greatest states in Indonesian history. Its influence extended to Sumatra, the Malay Peninsula, Borneo, and eastern Indonesia, though the effectiveness of this influence remains debated. Majapahit struggled to control the rising Sultanate of Malacca, which dominated Muslim Malay settlements in Phuket, Satun, Pattani, and Sumatra. The Portuguese invaded Malacca's capital in 1511, and by 1528, the Sultanate of Johor was established by a Malaccan prince to succeed Malacca.
West Asia and North Africa
Ottoman Empire
During the early modern era, the Ottoman Empire enjoyed an expansion and consolidation of power, leading to a Pax Ottomana. This was perhaps the golden age of the empire. The Ottomans expanded southwest into North Africa while battling with the re-emergent Persian Shi'a Safavid Empire to the east.
North Africa
In the Ottoman sphere, the Turks seized Egypt in 1517 and established the regencies of Algeria, Tunisia, and Tripolitania (between 1519 and 1551), Morocco remaining an independent Arabized Berber state under the Sharifan dynasty.
Safavid Iran
The Safavid Empire was a great Shia Persianate empire after the Islamic conquest of Persia and the establishment of Islam, marking an important point in the history of Islam in the east. The Safavid dynasty was founded about 1501. From their base in Ardabil, the Safavids established control over all of Persia and reasserted the Iranian identity of the region, thus becoming the first native dynasty since the Sassanids to establish a unified Iranian state. Problematic for the Safavids was the powerful Ottoman Empire. The Ottomans, a Sunni dynasty, fought several campaigns against the Safavids.
What fueled the growth of Safavid economy was its position between the burgeoning civilizations of Europe to its west and Islamic Central Asia to its east and north. The Silk Road, which led from Europe to East Asia, revived in the 16th century. Leaders also supported direct sea trade with Europe, particularly England and The Netherlands, which sought Persian carpet, silk, and textiles. Other exports were horses, goat hair, pearls, and an inedible bitter almond hadam-talka used as a spice in India. The main imports were spice, textiles (woolens from Europe, cotton from Gujarat), metals, coffee, and sugar. Despite their demise in 1722, the Safavids left their mark by establishing and spreading Shi'a Islam in major parts of the Caucasus and West Asia.
Uzbeks and Afghan Pashtuns
In the 16th to early 18th centuries, Central Asia was under the rule of Uzbeks, and the far eastern portions were ruled by the local Pashtuns. Between the 15th and 16th centuries, various nomadic tribes arrived from the steppes, including the Kipchaks, Naimans, Kangly, Khongirad, and Manghuds. These groups were led by Muhammad Shaybani, who was the Khan of the Uzbeks.
The lineage of the Afghan Pashtuns stretches back to the Hotaki dynasty. Following Muslim Arab and Turkic conquests, Pashtun ghazis (warriors for the faith) invaded and conquered much of northern India during the Lodhi dynasty and Suri dynasty. Pashtun forces also invaded Persia, and the opposing forces were defeated in the Battle of Gulnabad. The Pashtuns later formed the Durrani Empire.
Sub-Saharan Africa
The Songhai Empire took control of the trans-Saharan trade at the beginning of the modern era. It seized Timbuktu in 1468 and Jenne in 1473, building the regime on trade revenues and the cooperation of Muslim merchants. The empire eventually made Islam the official religion, built mosques, and brought Muslim scholars to Gao.
Europe
Many major events caused Europe to change around the start of the 16th century, starting with the Fall of Constantinople in 1453, the fall of Muslim Spain and the discovery of the Americas in 1492, and Martin Luther's Protestant Reformation in 1517. In England the modern period is often dated to the start of the Tudor period with the victory of Henry VII over Richard III at the Battle of Bosworth in 1485. Early modern European history is usually seen to span from the start of the 15th century, through the Age of Enlightenment in the 17th and 18th centuries, until the beginning of the Industrial Revolution in the late 18th century.
The early modern period is taken to end with the French Revolution, the Napoleonic Wars, and the Dissolution of the Holy Roman Empire at the Congress of Vienna. At the end of the early modern period, the British and Russian empires had emerged as world powers from the multipolar contest of colonial empires, while the three great Asian empires of the early modern period, Ottoman Turkey, Mughal India and Qing China, all entered a period of stagnation or decline.
Gunpowder and firearms
When gunpowder was introduced to Europe, it was immediately used almost exclusively in weapons and explosives for warfare. Though it was invented in China, gunpowder arrived in Europe already formulated for military use; European countries took advantage of this and were the first to create the classic firearms. The advances made in gunpowder and firearms was directly tied to the decline in the use of plate armor because of the inability of the armor to protect one from bullets. The musket was able to penetrate all forms of armor available at the time, making armor obsolete, and as a consequence the heavy musket as well. Although there is relatively little to no difference in design between arquebus and musket except in size and strength, it was the term musket which remained in use up into the 1800s.
European kingdoms and movements
In the early modern period, the Holy Roman Empire was a union of territories in Central Europe under a Holy Roman Emperor the first of which was Otto I. The last was Francis II, who abdicated and dissolved the Empire in 1806 during the Napoleonic Wars. Despite its name, for much of its history the Empire did not include Rome within its borders.
The Renaissance was a cultural movement that began in the 14th century, beginning in Italy in the Late Middle Ages and later spreading to the rest of Europe. The term is also used more loosely to refer to the historic era, but since the changes of the Renaissance were not uniform across Europe, this is a general use of the term. As a cultural movement, it encompassed a rebellion of learning based on classical sources, the development of linear perspective in painting, and gradual but widespread educational reform.
Notable individuals
Johannes Gutenberg is credited as the first European to use movable type printing, around 1439, and as the global inventor of the mechanical printing press. Nicolaus Copernicus formulated a comprehensive heliocentric cosmology (1543), which displaced the Earth from the center of the universe. His book, De revolutionibus orbium coelestium (On the Revolutions of the Celestial Spheres) began modern astronomy and sparked the Scientific Revolution. Another notable individual was Machiavelli, an Italian political philosopher, considered a founder of modern political science. Machiavelli is most famous for a short political treatise, The Prince, a work of realist political theory. The Swiss Paracelsus (1493–1541) is associated with a medical revolution while the Anglo-Irish Robert Boyle was one of the founders of modern chemistry. In visual arts, notable representatives included the "three giants of the High Renaissance", namely Leonardo da Vinci, Michelangelo, and Raphael, Albrecht Dürer (often considered the greatest artist of Northern Renaissance), Titian from the Venetian school, Peter Paul Rubens of the Flemish Baroque traditions. Famous composers included Guillaume Du Fay, Heinrich Isaac, Josquin des Prez, Giovanni Pierluigi da Palestrina, Claudio Monteverdi, Jean-Baptiste Lully.
Among the notable royalty of the time was Charles the Bold (1433–1477), the last Valois Duke of Burgundy, known as Charles the Bold (or Rash) to his enemies, His early death was a pivotal moment in European history. Charles has often been regarded as the last representative of the feudal spirit, although in administrative affairs, he introduced remarkable modernizing innovations. Upon his death, Charles left an unmarried nineteen-year-old daughter, Mary of Burgundy, as his heir. Her marriage would have enormous implications for the political balance of Europe. Frederick III, Holy Roman Emperor secured the match for his son, the future Maximilian I, Holy Roman Emperor, with the aid of Mary's stepmother, Margaret. In 1477, the territory of the Duchy of Burgundy was annexed by France. In the same year, Mary married Maximilian, Archduke of Austria. A conflict between the Burgundian side (Maximilian brought with himself almost no resources from the Empire) and France ensued, culminating in the Treaty of Senlis (1493) which gave the majority of Burgundian inheritance to the Habsburg (Mary already died in 1482). The rise of the Habsburg dynasty was a prime factor in the spreading of the Renaissance.
In Central Europe, King Matthias Corvinus (1443–1490), a notable nation builder, conqueror (Hungary in his time was the most powerful in Central Europe) and patron, was the first who introduced the Renaissance outside of Italy. In military area, he introduced the Black Army, one of the first standing armies in Europe and a remarkably modern force.
Some noblemen from the generation that lived during this period have been attributed the moniker "the last knight", with the most notable being the above-mentioned Maximilian I (1459–1519), Chevalier de Bayard (1476–1524), Franz von Sickingen (1481–1523) and Götz von Berlichingen (1480–1562). Maximilian (although Claude Michaud opines that he could claim "last knight" status by virtue of being the last medieval epic poet) was actually a chief modernizing force of the time (whose reform initiatives led to Europe-wide revolutions in the areas of warfare and communications, among others), who broke the back of the knight class (causing many to become robber barons) and had personal conflicts with the three other men on the matter of the knight's status.
Christians and Christendom
Christianity was challenged at the beginning of the modern period with the fall of Constantinople in 1453 and later by various movements to reform the church (including Lutheran, Zwinglian, and Calvinist), followed by the Counter Reformation.
End of the Crusades and Unity
The Hussite Crusades (1419–1434) involved military actions against the followers of Jan Hus in Bohemia, concluding with the Battle of Grotniki. These wars were notable for being among the first European conflicts where hand-held gunpowder weapons, like muskets, played a decisive role. The Taborite faction of Hussite warriors, primarily infantry, decisively defeated larger armies with heavily armored knights, contributing to the infantry revolution. However, the Hussite Crusades were ultimately inconclusive.
The final crusade, the Crusade of 1456, was organized to counter the advancing Ottoman Empire and lift the Siege of Belgrade (1456), led by John Hunyadi and Giovanni da Capistrano. The siege culminated in a counterattack that forced Sultan Mehmet II to retreat, with the victory being credited with deciding the fate of Christendom. The noon bell, ordered by Pope Callixtus III, commemorates this victory across the Christian world to this day.
Nearly a century later, the Peace of Augsburg (1555) ended the concept of a united Christian church. The principle of cuius regio, eius religio allowed rulers to determine their state's religion. This framework was solidified by the Treaty of Westphalia (1648), which ended the European Wars of Religion and the notion of a singular Christian hegemony. The treaty also marked the birth of the modern concept of national sovereignty.
Inquisitions and Reformations
The Inquisition in the modern era refers to several institutions within the Catholic Church tasked with prosecuting heretics and others who violated canon law. The first significant manifestation was the Spanish Inquisition (1478–1834). The Inquisition prosecuted crimes such as sorcery, blasphemy, Judaizing, witchcraft, and censorship of printed literature. Its jurisdiction was limited to baptized Catholics, while non-Christians were typically tried by secular courts.
The Reformation and rise of modernity in the early 16th century brought changes to Christendom. The Augustinian friar Martin Luther challenged the Church with his Ninety-five Theses, marking the start of the Reformation. Luther’s movement, supported by the Electorate of Saxony, developed at the University of Wittenberg, where he became a professor.
Luther’s 95 Theses criticized practices like the sale of indulgences and sparked debates, leading to the rise of rival Protestant denominations, such as Lutheranism and the Reformed tradition. In England, the movement became known as the English Reformation, resulting in the formation of Anglicanism.
The Diet of Worms (1521) declared Luther a heretic, but Emperor Charles V was preoccupied with external threats and allowed German princes to decide whether to enforce the Edict of Worms. The religious conflict escalated, leading to the formation of the Schmalkaldic League to defend Protestant interests. This culminated in the Peace of Augsburg (1555), which established the principle of cuius regio, eius religio—allowing rulers to determine the religion of their territories.
Two main Inquisitions remained active in the modern era:
The Portuguese Inquisition (1536–1821), similar to the Spanish Inquisition.
The Roman Inquisition (1542–circa 1860), covering most of the Italian peninsula and certain other areas.
The Counter-Reformation began in 1545 with the Council of Trent in response to the Protestant Reformation. Its goal was to reform internal Church practices while reaffirming the Church’s authority as the true Church of Christ.
Tsardom of Russia
In development of the Third Rome ideas, the Grand Duke Ivan IV (the "Awesome" or "the Terrible") was officially crowned the first Tsar ("Caesar") of Russia in 1547. The Tsar promulgated a new code of laws (Sudebnik of 1550), established the first Russian feudal representative body (Zemsky Sobor) and introduced local self-management into the rural regions. During his long reign, Ivan IV nearly doubled the already large Russian territory by annexing the three Tatar khanates (parts of disintegrated Golden Horde): Kazan and Astrakhan along the Volga River, and Sibirean Khanate in South Western Siberia. Thus by the end of the 16th century Russia was transformed into a multiethnic, multiconfessional and transcontinental state.
Russia experienced territorial growth through the 17th century, which was the age of Cossacks. Cossacks were warriors organized into military communities, resembling pirates and pioneers of the New World. The native land of the Cossacks is defined by a line of Russian/Ruthenian town-fortresses located on the border with the steppe and stretching from the middle Volga to Ryazan and Tula, then breaking abruptly to the south and extending to the Dnieper via Pereyaslavl. This area was settled by a population of free people practicing various trades and crafts.
Mercantile capitalism
Trade and the new economy
In the Old World, the most desired trading goods were gold, silver, and spices. Western Europeans used the compass, new sailing ship technologies, new maps, and advances in astronomy to seek a viable trade route to Asia for valuable spices that Mediterranean powers could not contest.
Piracy's Golden Age
The Golden Age of Piracy is a designation given to one or more outbursts of piracy in the early modern period, spanning from the mid-17th century to the mid-18th century. The buccaneering period covers approximately the late 17th century. This period was characterized by Anglo-French seamen based in Jamaica and Tortuga attacking Spanish colonies and shipping in the Caribbean and eastern Pacific. The Pirate Round was a route followed by certain Anglo-American pirates in the early 18th century, involving voyages from Bermuda and the Americas to attack Muslim and East India Company ships in the Indian Ocean and Red Sea. The post-War of the Spanish Succession period saw many unemployed sailors and privateers turning to piracy in the Caribbean, the American eastern seaboard, West Africa, and the Indian Ocean.
European states and politics
The 15th to 18th century period is marked by the first European colonies, the rise of strong centralized governments, and the beginnings of recognizable European nation states that are the direct antecedents of today's states. Although the Renaissance included revolutions in many intellectual pursuits, as well as social and political upheaval, it is perhaps best known for European artistic developments and the contributions of such polymaths as Leonardo da Vinci and Michelangelo, who inspired the term "Renaissance man".
The Peace of Westphalia resulted from the first modern diplomatic congress. Until 1806, the regulations became part of the constitutional laws of the Holy Roman Empire. The Treaty of the Pyrenees, signed in 1659, ended the war between France and Spain and is often considered part of the overall accord.
French power
Men who featured prominently in the political and military life of France during this period include Mazarin, Jean-Baptiste Colbert, Turenne, Vauban. French culture likewise flourished during this era, producing a number of figures of great renown, including Molière, Racine, Boileau, La Fontaine, Lully, Le Brun, Rigaud, Louis Le Vau, Jules Hardouin Mansart, Claude Perrault and Le Nôtre.
Early English revolutions
Before the Age of Revolution, the English Civil War was a series of armed conflicts and political machinations between Parliamentarians and Royalists. The first and second civil wars pitted the supporters of King Charles I against the supporters of the Long Parliament, while the third war saw fighting between supporters of King Charles II and supporters of the Rump Parliament. The Civil War ended with the Parliamentary victory at the Battle of Worcester. The monopoly of the Church of England on Christian worship in England ended with the victors consolidating the established Protestant Ascendancy in Ireland. Constitutionally, the wars established the precedent that an English monarch cannot govern without Parliament's consent. The English Restoration, or simply put as the Restoration, began in 1660 when the English, Scottish and Irish monarchies were all restored under Charles II after the Commonwealth of England that followed the English Civil War. The Glorious Revolution of 1688 establishes modern parliamentary democracy in England.
International balance of power
The Peace of Utrecht established after a series of individual peace treaties signed in the Dutch city of Utrecht concluded between various European states helped end the War of the Spanish Succession. The representatives who met were Louis XIV of France and Philip V of Spain on the one hand, and representatives of Queen Anne of Great Britain, the Duke of Savoy, and the United Provinces on the other. The treaty enregistered the defeat of French ambitions expressed in the wars of Louis XIV and preserved the European system based on the balance of power. The Treaty of Utrecht marked the change from Dutch to British naval supremacy.
Americas
The term colonialism is normally used with reference to discontiguous overseas empires rather than contiguous land-based empires, European or otherwise. European colonisation during the 15th to 19th centuries resulted in the spread of Christianity to Sub-Saharan Africa, the Americas, Australia and the Philippines.
Exploration and conquest of the Americas
Colonial Latin America
Initially, Portuguese settlements (Brazil) in the coastal northeast were of lesser importance in the larger Portuguese overseas empire, where lucrative commerce and small settlements devoted to trade were established in coastal Africa, India and China. With sparse indigenous populations that could not be coerced to work and no known deposits of precious metals, Portugal sought a high-value, low-bulk export product and found it in sugarcane. Black African slave labour from Portugal's West African possessions was imported to do the grueling agricultural work. As the wealth of the Ibero-America increased, some Western European powers (Dutch, French, British, Danish) sought to duplicate the model in areas that the Iberians had not settled in numbers. They seized some Caribbean islands from the Spanish and transferred the model of sugar production on plantations with slave labour and settled in northern areas of North America in what are now the Eastern Seaboard of the United States and Canada.
Colonial North America
North America outside the zone of Spanish settlement was a contested area in the 17th century. Spain had founded small settlements in Florida and Georgia, but nowhere near the size of those in New Spain or the Caribbean islands. France, The Netherlands, and Great Britain held colonies in North America and the West Indies from the 17th century, 100 years after the Spanish and Portuguese established permanent colonies. The British colonies in North America were founded between 1607 (Virginia) and 1733 (Georgia). The Dutch explored the east coast of North America and began founding settlements in what they called New Netherland (now New York State.). France colonized what is now Eastern Canada, founding Quebec City in 1608. France's loss in the Seven Years' War resulted in the transfer of New France to Great Britain.
The Thirteen Colonies, in lower British North America, rebelled against British rule through 1765-1783, due to various factors such as belief in natural rights, the enforcement of new taxes levied by a Parliament which they could not vote for representatives in, and opposition to monarchy. The British colonies in Canada remained loyal to the crown, and a provisional government formed by the Thirteen Colonies proclaimed their independence on 4 July 1776, and subsequently became the original 13 United States of America. With the 1783 Treaty of Paris ending the American Revolutionary War, Britain recognised the former Thirteen Colonies' independence.
Atlantic World
A key development in early modern history is the creation of the Atlantic World as a category. The term generally encompasses Western Europe, West Africa, and the Americas. It seeks to illustrate both local and regional developments, as well as the connections between these geographical regions through trade, migration, and cultural exchange.
Religion, science, philosophy, and education
Protestant Reformation
The early modern period was initiated by the Reformation and the collapse of the unity of the medieval Western Church. The theology of Calvinism in particular has been argued as instrumental to the rise of capitalism. Max Weber has written a highly influential book on this called The Protestant Ethic and the Spirit of Capitalism.
Counter-Reformation and Jesuits
The Counter-Reformation was a period of Catholic revival in response to the Reformation during the mid-16th to mid-17th centuries. The Counter-Reformation was a comprehensive effort, involving ecclesiastical reforms as well as political and spiritual movements.
Such reforms included the foundation of seminaries for the proper training of priests, the reform of religious life by returning orders to their spiritual foundations, and new spiritual movements focusing on the devotional life and a personal relationship with Christ, including the Spanish mystics and the French school of spirituality. It also involved political activities that included the Roman Inquisition.
New religious orders were a fundamental part of this trend. Orders such as the Capuchins, Ursulines, Theatines, Discalced Carmelites, the Barnabites, and especially the Jesuits strengthened rural parishes, improved popular piety, helped to curb corruption within the church, and set examples that would be a strong impetus for Catholic renewal.
Scientific Revolution
The Great Divergence in scientific discovery, technological innovation, and economic development began in the early modern period as the pace of change in Western countries increased significantly compared to the rest of the world.
During the Scientific Revolution of the 16th and 17th centuries, empiricism and modern science replaced older methods of studying nature, which had relied on ancient texts by writers like Aristotle. By the time of the Revolution, these methods resulted in an accumulation of knowledge that overturned ideas inherited from Ancient Greece and Islamic scholars. Major changes during the Scientific Revolution and the 18th century included:
The ancient geocentric model of the solar system (the other planets circle the Earth) was replaced by the heliocentrism (the planets circle the Sun). This shift, known as the Copernican Revolution, is marked by the 1543 publication of Nicolaus Copernicus's De revolutionibus orbium coelestium. Copernicus' work, influenced by earlier scholars such as Mu'ayyad al-Din al-Urdi, sparked a significant paradigm shift. The Catholic Church resisted this theory, and the Inquisition famously imprisoned Galileo Galilei for promoting it.
Using precise astronomical observations by Tycho Brahe, Johannes Kepler developed Kepler's laws of planetary motion, demonstrating that planets move in ellipses rather than perfect circles. The idea that the stars were fixed on celestial spheres was replaced by the idea that stars are distant suns. Astrology and astronomy began to separate into different disciplines, with only astronomy using scientific methods. Telescope technology improved tremendously as did the study of optics.
Aristotle's laws of motion were replaced by Newton's laws of motion and Newton's law of universal gravitation. The 1687 publication of Isaac Newton's Principia Mathematica is often used to mark the end of the Scientific Revolution, as it established the fundamental laws of physics that would dominate scientific thinking for centuries.
Advances in anatomy were marked by the publication of De Humani Corporis Fabrica Libri Septem (1543) by Andreas Vesalius, which revolutionized the understanding of human anatomy and corrected errors in the works of Galen. In 1628, William Harvey’s De Motu Cordis advanced knowledge of the circulatory system.
Both the 8th century Islamic experimenter Jabir ibn Hayyan and the 17th century scientist Robert Boyle have been described as founders of modern chemistry. Both worked as alchemists before the fields were clearly separated. Boyle argued for corpuscularianism in the 1661 book The Sceptical Chymist and discovered Boyle's law of gases. The chemical revolution followed with the discovery of the conservation of mass, which led to the rejection of phlogiston theory and the identification of chemical elements.
Modern scientific dentistry was founded by Pierre Fauchard, who is credited with pioneering dental techniques in his 1728 work Le Chirurgien Dentiste.
The smallpox vaccine was invented in the 1770s and popularized by Edward Jenner in the 1790s, though it was unclear at the time how it worked.
The ancient theory of spontaneous generation remained dominant throughout the early modern period, but the history of evolutionary thought includes some who questioned the strictest form of this dogma. The idea of partial common descent was famously promoted by Georges-Louis Leclerc, Comte de Buffon. Evolution was not fully articulated and accepted until the 19th century.
The invention of the microscope led to the development of microbiology, with early observations of microorganisms by Antonie van Leeuwenhoek in the 1670s.
Carl Linnaeus published the first modern taxonomy in Systema Naturae (1735), introducing the classification of organisms into hierarchical categories and replacing Aristotle’s ideas.
Early modern geology was established with the work of Nicolas Steno, who proposed the law of superposition in 1669, and the systematic study of fossils and rock types began to question the biblical age of the Earth.
Early developments in the history of electromagnetism included research into the relationship between electricity and magnetism, the development of the electrostatic generator, and the discovery of Coulomb's law in 1784, which described the force between electric charges.
In the social sciences:
Historical linguistics began in the late 18th century, with William Jones identifying the common origin of what are now called Indo-European languages.
The fields of anthropology and paleoanthropology emerged in the 18th century, but much of early modern anthropology is now considered scientific racism.
Adam Smith's work, such as his seminal book The Wealth of Nations, has been interpreted as the foundation of classical economics.
Technology
Inventions of the early modern period included the floating dock, lifting tower, newspaper, grenade musket, lightning rod, bifocals, and Franklin stove. Early attempts at building a practical electrical telegraph were hindered because static electricity was the only source available.
Enlightenment and reason
The Age of Enlightenment is also called the Age of Reason because it marked a departure from the medieval tradition of scholasticism, which was rooted in Christian dogma, and from Renaissance philosophy's occultist approaches. Instead, reason became the central source of knowledge, initiating the era of modern philosophy, especially in Western philosophy. This period in Europe was characterized by system-builders—philosophers who established unified theories of epistemology, metaphysics, logic, ethics, and sometimes even politics and the physical sciences.
Early 17th-century philosophy is often referred to as the Age of Rationalism, succeeding Renaissance philosophy and preceding the Enlightenment. Some consider it the earliest part of the Enlightenment, stretching over two centuries. This era includes the works of Isaac Newton (1643–1727), such as Philosophiæ Naturalis Principia Mathematica (1687), and the development of Descartes' famous proposition Cogito, ergo sum (1637). The first major advancements in modern science included Newton's theory of gravity, which, along with the contributions of John Locke, Pierre Bayle, Baruch Spinoza, and others, fueled the Enlightenment.
The 18th century saw the rise of secularization in Europe, notably following the French Revolution. Immanuel Kant classified his predecessors into two philosophical schools: Rationalism and Empiricism. The former was represented by figures such as René Descartes, Baruch Spinoza, and Gottfried Leibniz. Roger Williams established the colony of Providence Plantations in New England on the principle of separation of church and state after being exiled by the Puritans of the Massachusetts Bay Colony.
French salon culture played a key role in spreading Enlightenment ideas, culminating in the influential Encyclopédie (1751–72), edited by Denis Diderot with contributions from thinkers such as Voltaire and Montesquieu. The Quarrel of the Ancients and the Moderns stirred debate within the French Academy, elevating contemporary knowledge over classical Greek and Roman wisdom. Enlightenment thought also significantly influenced German philosophy, fostered by Frederick the Great, with Immanuel Kant emerging as a leading figure. These developments also had profound impacts on the Scottish Enlightenment, Russian Enlightenment, Enlightenment in Spain, and Enlightenment in Poland. The Enlightenment flourished until around 1790–1800, after which the emphasis on reason gave way to Romanticism and the growing influence of Counter-Enlightenment movements.
Humanism
With the adoption of large-scale printing after 1500, Italian Renaissance Humanism spread northward to France, Germany, Holland and England, where it became associated with the Reformation.
Developing during the Enlightenment era, Renaissance humanism as an intellectual movement spread across Europe. The basic training of the humanist was to speak well and write (typically, in the form of a letter). The term umanista comes from the latter part of the 15th century. The people were associated with the studia humanitatis, a novel curriculum that was competing with the quadrivium and scholastic logic.
In France, pre-eminent Humanist Guillaume Budé (1467–1540) applied the philological methods of Italian Humanism to the study of antique coinage and to legal history, composing a detailed commentary on Justinian's Code. Although a royal absolutist (and not a republican like the early Italian umanisti), Budé was active in civic life, serving as a diplomat for Francis I and helping to found the Collège des Lecteurs Royaux (later the ). Meanwhile, Marguerite de Navarre, the sister of Francis I, herself a poet, novelist and religious mystic, gathered around her and protected a circle of vernacular poets and writers, including Clément Marot, Pierre de Ronsard and François Rabelais.
Death in the early modern period
Mortality rates
During the early modern period, thorough and accurate global data on mortality rates is limited for a number of reasons including disparities in medical practices and views on the dead. However, there still remains data from European countries that still holds valuable information on the mortality rates of infants during this era. In his book Life Under Pressure: Mortality and Living Standards in Europe and Asia, 1700–1900, Tommy Bengtsson provides adequate information pertaining to the data of infant mortality rates in European countries as well as provide necessary contextual influences on these mortality rates.
European infant mortality rates
Infant mortality was a global concern during the early modern period as many newborns would not survive into childhood. Bengsston provides comparative data on infant mortality averages in a variety of European towns, cities, regions and countries starting from the mid-1600s to the 1800s. These statistics are measured for infant deaths within the first month of every 1,000 births in a given area.
For instance, the average infant mortality rate in what is now Germany was 108 infant deaths for every 1,000 births; in Bavaria, there were 140–190 infant deaths reported for every 1,000 births. In France, Beauvaisis reported 140–160 infants dying per every 1,000 babies born. In what is now Italy, Venice averaged 134 infant deaths per 1,000 births. In Geneva, 80–110 infants died per every 1,000 babies born. In Sweden, 70–95 infants died per 1,000 births in Linköping, 48 infants died per 1,000 births in Sundsvall, and 41 infants died per 1,000 births in Vastanfors.
Causes of infant mortality
Bengsston writes that climate conditions were the most important factor in determining infant mortality rates: "For the period from birth to the fifth birthday, [climate] is clearly the most important determinant of death". Winters proved to be harsh on families and their newborns, especially if the other seasons of the year were warmer. This seasonal drop in temperature was a lot for an infant's body to adapt to.
For instance, Italy is home to a very warm climate in the summer, and the temperature drops immensely in the winter. This lends context to Bengsston writing that "the [Italian] winter peak was the cruelest: during the first 10 days of life, a newborn was four times more likely to die than in the summer". According to Bengsston, this trend existed amongst cities in different parts of Italy and in various parts of Europe even though cities operated under different economic and agricultural conditions. This leads Bengsston to his conclusion on what may have caused mortality rates in infants to spike during winter: "The strong protective effect of summer for neonatal deaths leads us to suppose that in many cases, these might be due to the insufficient heating systems of the houses or to the exposure of the newborn to cold during the baptism ceremony. This last hypothesis could explain why the effect was so strong in Italy".
Capital punishment
During the early modern period, many societies' views on death changed greatly. With the implementation of new torture techniques, and increased public executions, people began to give more value to their life, and their body after death. Along with the views on death, methods of execution also changed. New devices to torture and execute criminals were invented. The number of criminals executed by gibbeting increased, as did the total rate of executions during the early modern period.
See also
Cuisine in the early modern world
Early modern warfare
Periodization
Price revolution
Proto-globalization
References
Works cited
External links
Internet Modern History Sourcebook, fordham.edu
Discussion of the medieval/modern transition from the introduction to the pioneering Cambridge Modern History (1902–1912)
Society for Renaissance Studies
Early Modern Culture (archived 25 September 2011)
Early Modern Resources
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Articles which contain graphical timelines
Historical eras
History of Europe by period
World history | 0.801404 | 0.999153 | 0.800725 |
Three-age system | The three-age system is the periodization of human prehistory (with some overlap into the historical periods in a few regions) into three time-periods: the Stone Age, the Bronze Age, and the Iron Age, although the concept may also refer to other tripartite divisions of historic time periods. In history, archaeology and physical anthropology, the three-age system is a methodological concept adopted during the 19th century according to which artefacts and events of late prehistory and early history could be broadly ordered into a recognizable chronology. C. J. Thomsen initially developed this categorization in the period 1816 to 1825, as a result of classifying the collection of an archaeological exhibition chronologically – there resulted broad sequences with artefacts made successively of stone, bronze, and iron.
The system appealed to British researchers working in the "science" of ethnology – they adopted it to establish race sequences for Britain's past based on cranial types. Although the craniological ethnology that formed its first scholarly context does not have modern scientific value, the relative chronology of the Stone Age, the Bronze Age and the Iron Age remains in use in a general public context, and the three-ages concept underpins prehistoric chronology for Europe, the Mediterranean world and the Near East.
The structure reflects the cultural and historical background of Mediterranean Europe and the Middle East. It soon underwent further subdivisions, including the 1865 partitioning of the Stone Age into Palaeolithic and Neolithic periods by John Lubbock. The schema, however, has little or no utility for establishing chronological frameworks in sub-Saharan Africa, much of Asia, the Americas, and some other areas; and has little importance in contemporary archaeological or anthropological discussion for these regions.
Origin
The concept of dividing pre-historical ages into systems based on metals extends far back in European history, probably originated by Lucretius in the first century BC. But the present archaeological system of the three main ages – stone, bronze and iron – originates with the 19th century Danish archaeologist Christian Jürgensen Thomsen, who placed the system on a more scientific basis by typological and chronological studies, at first, of tools and other artifacts present in the Museum of Northern Antiquities in Copenhagen (later the National Museum of Denmark). He later used artifacts and the excavation reports published or sent to him by Danish archaeologists who were doing controlled excavations. His position as curator of the museum gave him enough visibility to become highly influential on Danish archaeology. A well-known and well-liked figure, he explained his system in person to visitors at the museum, many of them professional archaeologists.
The Metallic Ages of Hesiod
In his poem Works and Days, the ancient Greek poet Hesiod, possibly between 750 and 650 BC, defined five successive Ages of Man: Golden, Silver, Bronze, Heroic and Iron. Only the Bronze Age and the Iron Age are based on the use of metal:
... then Zeus the father created the third generation of mortals, the age of bronze ... They were terrible and strong, and the ghastly action of Ares was theirs, and violence. ... The weapons of these men were bronze, of bronze their houses, and they worked as bronzesmiths. There was not yet any black iron.
Hesiod knew from the traditional poetry, such as the Iliad, and the heirloom bronze artifacts that abounded in Greek society, that before the use of iron to make tools and weapons, bronze had been the preferred material and iron was not smelted at all. He did not continue the manufacturing metaphor, but mixed his metaphors, switching over to the market value of each metal. Iron was cheaper than bronze, so there must have been a golden and a silver age. He portrays a sequence of metallic ages, but it is a degradation rather than a progression. Each age has less of a moral value than the preceding. Of his own age he says: "And I wish that I were not any part of the fifth generation of men, but had died before it came, or had been born afterward."
The Progress of Lucretius
The moral metaphor of the ages of metals continued. Lucretius, however, replaced moral degradation with the concept of progress, which he conceived to be like the growth of an individual human being. The concept is evolutionary:
For the nature of the world as a whole is altered by age. Everything must pass through successive phases. Nothing remains forever what it was. Everything is on the move. Everything is transformed by nature and forced into new paths ... The Earth passes through successive phases, so that it can no longer bear what it could, and it can now what it could not before.
The Romans believed that animal species and humans were spontaneously generated from the materials of the Earth, because of which the Latin word mater, "mother", descends to English-speakers as matter and material. In Lucretius the Earth is a mother, Venus, to whom the poem is dedicated in the first few lines. She brought forth humankind by spontaneous generation. Having been given birth as a species, humans must grow to maturity by analogy with the individual. The different phases of their collective life are marked by the accumulation of customs to form material civilization:
The earliest weapons were hands, nails and teeth. Next came stones and branches wrenched from trees, and fire and flame as soon as these were discovered. Then men learnt to use tough iron and copper. With copper they tilled the soil. With copper they whipped up the clashing waves of war, ... Then by slow degrees the iron sword came to the fore; the bronze sickle fell into disrepute; the ploughman began to cleave the earth with iron, ...
Lucretius envisioned a pre-technological human that was "far tougher than the men of today ... They lived out their lives in the fashion of wild beasts roaming at large." The next stage was the use of huts, fire, clothing, language and the family. City-states, kings and citadels followed them. Lucretius supposes that the initial smelting of metal occurred accidentally in forest fires. The use of copper followed the use of stones and branches and preceded the use of iron.
Early lithic analysis by Michele Mercati
By the 16th century, a tradition had developed based on observational incidents, true or false, that the black objects found widely scattered in large quantities over Europe had fallen from the sky during thunderstorms and were therefore to be considered generated by lightning. They were so published by Konrad Gessner in De rerum fossilium, lapidum et gemmarum maxime figuris & similitudinibus at Zurich in 1565 and by many others less famous. The name ceraunia, "thunderstones", had been assigned.
Ceraunia were collected by many persons over the centuries including Michele Mercati, Superintendent of the Vatican Botanical Garden in the late 16th century. He brought his collection of fossils and stones to the Vatican, where he studied them at leisure, compiling the results in a manuscript, which was published posthumously by the Vatican at Rome in 1717 as Metallotheca. Mercati was interested in Ceraunia cuneata, "wedge-shaped thunderstones", which seemed to him to be most like axes and arrowheads, which he now called ceraunia vulgaris, "folk thunderstones", distinguishing his view from the popular one. His view was based on what may be the first in-depth lithic analysis of the objects in his collection, which led him to believe that they are artifacts and to suggest that the historical evolution of these artefacts followed a scheme.
Mercati, examining the surfaces of the ceraunia, noted that the stones were of flint and that they had been chipped all over by another stone to achieve by percussion their current forms. The protrusion at the bottom he identified as the attachment point of a haft. Concluding that these objects were not ceraunia, he compared collections to determine exactly what they were. Vatican collections included artifacts from the New World of exactly the shapes of the supposed ceraunia. The reports of the explorers had identified them to be implements and weapons or parts of them.
Mercati posed the question to himself, why would anyone prefer to manufacture artefacts of stone rather than of metal, a superior material? His answer was that metallurgy was unknown at that time. He cited Biblical passages to prove that in Biblical times stone was the first material used. He also revived the three-age system of Lucretius, which described a succession of periods based on the use of stone (and wood), bronze and iron respectively. Due to lateness of publication, Mercati's ideas were already being developed independently; however, his writing served as a further stimulus.
The usages of Mahudel and de Jussieu
On 12 November 1734, Nicholas Mahudel, physician, antiquarian and numismatist, read a paper at a public sitting of the Académie Royale des Inscriptions et Belles-Lettres in which he defined three "usages" of stone, bronze and iron in a chronological sequence. He had presented the paper several times that year but it was rejected until the November revision was finally accepted and published by the academy in 1740. It was entitled . It expanded the concepts of Antoine de Jussieu, who had gotten a paper accepted in 1723 entitled . In Mahudel, there is not just one usage for stone, but two more, one each for bronze and iron.
He begins his treatise with descriptions and classifications of the , the ceraunia of contemporaneous European interest. After cautioning the audience that natural and man-made objects are often easily confused, he asserts that the specific "figures" or "formes that can be distinguished" of the stones were man-made, not natural:
It was Man's hand that made them serve as instruments
Their cause, he asserts, is "the industry of our forefathers." He adds later that bronze and iron implements imitate the uses of the stone ones, suggesting a replacement of stone with metals. Mahudel is careful not to take credit for the idea of a succession of usages in time but states: "it is Michel Mercatus, physician of Clement VIII who first had this idea". He does not coin a term for ages, but speaks only of the times of usages. His use of foreshadows the 20th century "industries", but where the moderns mean specific tool traditions, Mahudel meant only the art of working stone and metal in general.
The three-age system of C. J. Thomsen
An important step in the development of the Three-age System came in the period 1816–1825 when the Danish antiquarian Christian Jürgensen Thomsen was able to use the Danish national collection of antiquities and the records of their finds as well as reports from contemporaneous excavations to provide a solid empirical basis for the system. He showed that artefacts could be classified into types and that these types varied over time in ways that correlated with the predominance of stone, bronze or iron implements and weapons. In this way he turned the Three-age System from being an evolutionary scheme based on intuition and general knowledge into a system of relative chronology supported by archaeological evidence. Initially, the three-age system as it was developed by Thomsen and his contemporaries in Scandinavia, such as Sven Nilsson and J.J.A. Worsaae, was grafted onto the traditional biblical chronology. But, during the 1830s they achieved independence from textual chronologies and relied mainly on typology and stratigraphy.
In 1816 Thomsen at age 27 was appointed to succeed the retiring Rasmus Nyerup as Secretary of the Kongelige Commission for Oldsagers Opbevaring ("Royal Commission for the Preservation of Antiquities"), which had been founded in 1807. The post was unsalaried; Thomsen had independent means. At his appointment Bishop Münter said that he was an "amateur with a great range of accomplishments." Between 1816 and 1819 he reorganized the commission's collection of antiquities. In 1819 he opened the first Museum of Northern Antiquities, in Copenhagen, in a former monastery, to house the collections. It later became the National Museum.
Like the other antiquarians Thomsen undoubtedly knew of the three-age model of prehistory through the works of Lucretius, the Dane Vedel Simonsen, Montfaucon and Mahudel. Sorting the material in the collection chronologically he mapped out which kinds of artefacts co-occurred in deposits and which did not, as this arrangement would allow him to discern any trends that were exclusive to certain periods. In this way he discovered that stone tools did not co-occur with bronze or iron in the earliest deposits while subsequently bronze did not co-occur with iron – so that three periods could be defined by their available materials, stone, bronze and iron.
To Thomsen the find circumstances were the key to dating. In 1821 he wrote in a letter to fellow prehistorian Schröder:
nothing is more important than to point out that hitherto we have not paid enough attention to what was found together.
and in 1822:
we still do not know enough about most of the antiquities either; ... only future archaeologists may be able to decide, but they will never be able to do so if they do not observe what things are found together and our collections are not brought to a greater degree of perfection.
This analysis emphasizing co-occurrence and systematic attention to archaeological context allowed Thomsen to build a chronological framework of the materials in the collection and to classify new finds in relation to the established chronology, even without much knowledge of their provenience. In this way, Thomsen's system was a true chronological system rather than an evolutionary or technological system. Exactly when his chronology was reasonably well established is not clear, but by 1825 visitors to the museum were being instructed in his methods. In that year also he wrote to J.G.G. Büsching:
To put artifacts in their proper context I consider it most important to pay attention to the chronological sequence, and I believe that the old idea of first stone, then copper, and finally iron, appears to be ever more firmly established as far as Scandinavia is concerned.
By 1831 Thomsen was so certain of the utility of his methods that he circulated a pamphlet, Scandinavian Artefacts and Their Preservation, advising archaeologists to "observe the greatest care" to note the context of each artifact. The pamphlet had an immediate effect. Results reported to him confirmed the universality of the Three-age System. Thomsen also published in 1832 and 1833 articles in the Nordisk Tidsskrift for Oldkyndighed, "Scandinavian Journal of Archaeology". He already had an international reputation when in 1836 the Royal Society of Northern Antiquaries published his illustrated contribution to "Guide to Scandinavian Archaeology" in which he put forth his chronology together with comments about typology and stratigraphy.
Thomsen was the first to perceive typologies of grave goods, grave types, methods of burial, pottery and decorative motifs, and to assign these types to layers found in excavation. His published and personal advice to Danish archaeologists concerning the best methods of excavation produced immediate results that not only verified his system empirically but placed Denmark in the forefront of European archaeology for at least a generation. He became a national authority when C.C Rafn, secretary of the Kongelige Nordiske Oldskriftselskab ("Royal Society of Northern Antiquaries"), published his principal manuscript in Ledetraad til Nordisk Oldkyndighed ("Guide to Scandinavian Archaeology") in 1836. The system has since been expanded by further subdivision of each era, and refined through further archaeological and anthropological finds.
Stone Age subdivisions
The savagery and civilization of Sir John Lubbock
It was to be a full generation before British archaeology caught up with the Danish. When it did, the leading figure was another multi-talented man of independent means: John Lubbock, 1st Baron Avebury. After reviewing the Three-age System from Lucretius to Thomsen, Lubbock improved it and took it to another level, that of cultural anthropology. Thomsen had been concerned with techniques of archaeological classification. Lubbock found correlations with the customs of savages and civilization.
In his 1865 book, Prehistoric Times, Lubbock divided the Stone Age in Europe, and possibly nearer Asia and Africa, into the Palaeolithic and the Neolithic:
By "drift" Lubbock meant river-drift, the alluvium deposited by a river. For the interpretation of Palaeolithic artifacts, Lubbock, pointing out that the times are beyond the reach of history and tradition, suggests an analogy, which was adopted by the anthropologists. Just as the paleontologist uses modern elephants to help reconstruct fossil pachyderms, so the archaeologist is justified in using the customs of the "non-metallic savages" of today to understand "the early races which inhabited our continent." He devotes three chapters to this approach, covering the "modern savages" of the Indian and Pacific Oceans and the Western Hemisphere, concluding:
Perhaps it will be thought... I have selected... the passages most unfavorable to savages.... In reality the very reverse is the case.... Their real condition is even worse and more abject than that which I have endeavoured to depict.
The elusive Mesolithic of Hodder Westropp
Sir John Lubbock's use of the terms Palaeolithic ("Old Stone Age") and Neolithic ("New Stone Age") were immediately popular. They were applied, however, in two different senses: geologic and anthropologic. In 1867–68 Ernst Haeckel in 20 public lectures in Jena, entitled General Morphology, to be published in 1870, referred to the Archaeolithic, the Palaeolithic, the Mesolithic and the Caenolithic as periods in geologic history. He could only have got these terms from Hodder Westropp, who took Palaeolithic from Lubbock, invented Mesolithic ("Middle Stone Age") and Caenolithic instead of Lubbock's Neolithic. None of these terms appear anywhere, including the writings of Haeckel, before 1865. Haeckel's use was innovative.
Westropp first used Mesolithic and Caenolithic in 1865, almost immediately after the publication of Lubbock's first edition. He read a paper on the topic before the Anthropological Society of London in 1865, published in 1866 in the Memoirs. After asserting:
Man, in all ages and in all stages of his development, is a tool-making animal.
Westropp goes on to define "different epochs of flint, stone, bronze or iron; ..." He never did distinguish the flint from the Stone Age (having realized they were one and the same), but he divided the Stone Age as follows:
"The flint implements of the gravel-drift"
"The flint implements found in Ireland and Denmark"
"Polished stone implements"
These three ages were named respectively the Palaeolithic, the Mesolithic and the Kainolithic. He was careful to qualify these by stating:
Their presence is thus not always an evidence of a high antiquity, but of an early and barbarous state; ...
Lubbock's savagery was now Westropp's barbarism. A fuller exposition of the Mesolithic waited for his book, Pre-Historic Phases, dedicated to Sir John Lubbock, published in 1872. At that time he restored Lubbock's Neolithic and defined a Stone Age divided into three phases and five stages.
The First Stage, "Implements of the Gravel Drift", contains implements that were "roughly knocked into shape". His illustrations show Mode 1 and Mode 2 stone tools, basically Acheulean handaxes. Today they are in the Lower Palaeolithic.
The Second Stage, "Flint Flakes" are of the "simplest form" and were struck off cores. Westropp differs in this definition from the modern, as Mode 2 contains flakes for scrapers and similar tools. His illustrations, however, show Modes 3 and 4, of the Middle and Upper Palaeolithic. His extensive lithic analysis leaves no doubt. They are, however, part of Westropp's Mesolithic.
The Third Stage, "a more advanced stage" in which "flint flakes were carefully chipped into shape", produced small arrowheads from shattering a piece of flint into "a hundred pieces", selecting the most suitable and working it with a punch. The illustrations show that he had microliths, or Mode 5 tools in mind. His Mesolithic is therefore partly the same as the modern.
The Fourth Stage is a part of the Neolithic that is transitional to the Fifth Stage: axes with ground edges leading to implements totally ground and polished. Westropp's agriculture is removed to the Bronze Age, while his Neolithic is pastoral. The Mesolithic is reserved to hunters.
Piette finds the Mesolithic
In that same year, 1872, Sir John Evans produced a massive work, The Ancient Stone Implements, in which he in effect repudiated the Mesolithic, making a point to ignore it, denying it by name in later editions. He wrote:
Sir John Lubbock has proposed to call them the Archaeolithic, or Palaeolithic, and the Neolithic Periods respectively, terms which have met with almost general acceptance, and of which I shall avail myself in the course of this work.
Evans did not, however, follow Lubbock's general trend, which was typological classification. He chose instead to use type of find site as the main criterion, following Lubbock's descriptive terms, such as tools of the drift. Lubbock had identified drift sites as containing Palaeolithic material. Evans added to them the cave sites. Opposed to drift and cave were the surface sites, where chipped and ground tools often occurred in unlayered contexts. Evans decided he had no choice but to assign them all to the most recent. He therefore consigned them to the Neolithic and used the term "Surface Period" for it.
Having read Westropp, Sir John knew perfectly well that all the former's Mesolithic implements were surface finds. He used his prestige to quell the concept of Mesolithic as best he could, but the public could see that his methods were not typological. The less prestigious scientists publishing in the smaller journals continued to look for a Mesolithic. For example, Isaac Taylor in The Origin of the Aryans, 1889, mentions the Mesolithic but briefly, asserting, however, that it formed "a transition between the Palaeolithic and Neolithic Periods". Nevertheless, Sir John fought on, opposing the Mesolithic by name as late as the 1897 edition of his work.
Meanwhile, Haeckel had totally abandoned the geologic uses of the -lithic terms. The concepts of Palaeozoic, Mesozoic and Cenozoic had originated in the early 19th century and were gradually becoming coin of the geologic realm. Realizing he was out of step, Haeckel started to transition to the -zoic system as early as 1876 in The History of Creation, placing the -zoic form in parentheses next to the -lithic form.
The gauntlet was officially thrown down before Sir John by J. Allen Brown, speaking for the opposition before the Anthropological Institute on 8 March 1892. In the journal he opens the attack by striking at a "hiatus" in the record:
It has been generally assumed that a break occurred between the period during which ... the continent of Europe was inhabited by Palaeolithic Man and his Neolithic successor ... No physical cause, no adequate reasons have ever been assigned for such a hiatus in human existence ...
The main hiatus at that time was between British and French archaeology, as the latter had already discovered the gap 20 years earlier and had already considered three answers and arrived at one solution, the modern. Whether Brown did not know or was pretending not to know is unclear. In 1872, the very year of Evans' publication, Gabriel de Mortillet had presented the gap to the Congrès international d'Anthropologie at Brussels:
Between the Palaeolithic and Neolithic, there is a wide and deep gap, a large hiatus.
Apparently prehistoric man was hunting big game with stone tools one year and farming with domestic animals and ground stone tools the next. Mortillet postulated a "time then unknown" to fill the gap. The hunt for the "unknown" was on. On 16 April 1874, Mortillet retracted. "That hiatus is not real," he said before the Société d'Anthropologie, asserting that it was an informational gap only. The other theory had been a gap in nature, that, because of the ice age, man had retreated from Europe. The information must now be found. In 1895 Édouard Piette stated that he had heard Édouard Lartet speak of "the remains from the intermediate period", which were yet to be discovered, but Lartet had not published this view. The gap had become a transition. However, asserted Piette:
I was fortunate to discover the remains of that unknown time which separated the Magdalenian age from that of polished stone axes ... it was, at Mas-d'Azil in 1887 and 1888 when I made this discovery.
He had excavated the type site of the Azilian Culture, the basis of today's Mesolithic. He found it sandwiched between the Magdalenian and the Neolithic. The tools were like those of the Danish kitchen-middens, termed the Surface Period by Evans, which were the basis of Westropp's Mesolithic. They were Mode 5 stone tools, or microliths. He mentions neither Westropp nor the Mesolithic, however. For him this was a "solution of continuity (solution de continuité)" To it he assigns the semi-domestication of dog, horse, cow, etc., which "greatly facilitated the work of Neolithic man (a beaucoup facilité la tàche de l'homme néolithique)." Brown in 1892 does not mention Mas-d'Azil. He refers to the "transition or 'Mesolithic' forms" but to him these are "rough hewn axes chipped over the entire surface" mentioned by Evans as the earliest of the Neolithic. Where Piette believed he had discovered something new, Brown wanted to break out known tools considered Neolithic.
The Epipaleolithic and Protoneolithic of Stjerna and Obermaier
Sir John Evans never changed his mind, giving rise to a dichotomous view of the Mesolithic and a multiplication of confusing terms. On the continent, all seemed settled: there was a distinct Mesolithic with its own tools and both tools and customs were transitional to the Neolithic. Then in 1910, the Swedish archaeologist, Knut Stjerna, addressed another problem of the Three-Age System: although a culture was predominantly classified as one period, it might contain material that was the same as or like that of another. His example was the Gallery grave Period of Scandinavia. It was not uniformly Neolithic, but contained some objects of bronze and more importantly to him three different subcultures.
One of these "civilisations" (sub-cultures) located in the north and east of Scandinavia was rather different, featuring but few gallery graves, using instead stone-lined pit graves containing implements of bone, such as harpoon and javelin heads. He observed that they "persisted during the recent Paleolithic period and also during the Protoneolithic." Here he had used a new term, "Protoneolithic", which was according to him to be applied to the Danish kitchen-middens.
Stjerna also said that the eastern culture "is attached to the Paleolithic civilization." However, it was not intermediary and of its intermediates he said "we cannot discuss them here." This "attached" and non-transitional culture he chose to call the Epipaleolithic, defining it as follows:
With Epipaleolithic I mean the period during the early days that followed the age of the reindeer, the one that retained Paleolithic customs. This period has two stages in Scandinavia, that of Maglemose and that of Kunda.
There is no mention of any Mesolithic, but the material he described had been previously connected with the Mesolithic. Whether or not Stjerna intended his Protoneolithic and Epipaleolithic as a replacement for the Mesolithic is not clear, but Hugo Obermaier, a German archaeologist who taught and worked for many years in Spain, to whom the concepts are often erroneously attributed, used them to mount an attack on the entire concept of Mesolithic. He presented his views in , 1916, which was translated into English in 1924. Viewing the Epipaleolithic and the Protoneolithic as a "transition" and an "interim" he affirmed that they were not any sort of "transformation:"
But in my opinion this term is not justified, as it would be if these phases presented a natural evolutionary development – a progressive transformation from Paleolithic to Neolithic. In reality, the final phase of the Capsian, the Tardenoisian, the Azilian and the northern Maglemose industries are the posthumous descendants of the Palaeolithic ...
The ideas of Stjerna and Obermaier introduced a certain ambiguity into the terminology, which subsequent archaeologists found and find confusing. Epipaleolithic and Protoneolithic cover the same cultures, more or less, as does the Mesolithic. Publications on the Stone Age after 1916 include some sort of explanation of this ambiguity, leaving room for different views. Strictly speaking the Epipaleolithic is the earlier part of the Mesolithic. Some identify it with the Mesolithic. To others it is an Upper Paleolithic transition to the Mesolithic. The exact use in any context depends on the archaeological tradition or the judgement of individual archaeologists. The issue continues.
Lower, middle and upper from Haeckel to Sollas
The post-Darwinian approach to the naming of periods in earth history focused at first on the lapse of time: early (Palaeo-), middle (Meso-) and late (Ceno-). This conceptualization automatically imposes a three-age subdivision to any period, which is predominant in modern archaeology: Early, Middle and Late Bronze Age; Early, Middle and Late Minoan, etc. The criterion is whether the objects in question look simple or are elaborative. If a horizon contains objects that are post-late and simpler-than-late they are sub-, as in Submycenaean.
Haeckel's presentations are from a different point of view. His History of Creation of 1870 presents the ages as "Strata of the Earth's Crust", in which he prefers "upper", "mid-" and "lower" based on the order in which one encounters the layers. His analysis features an Upper and Lower Pliocene as well as an Upper and Lower Diluvial (his term for the Pleistocene). Haeckel, however, was relying heavily on Lyell. In the 1833 edition of Principles of Geology (the first) Lyell devised the terms Eocene, Miocene and Pliocene to mean periods of which the "strata" contained some (Eo-, "early"), lesser (Mio-) and greater (Plio-) numbers of "living Mollusca represented among fossil assemblages of western Europe." The Eocene was given Lower, Middle, Upper; the Miocene a Lower and Upper; and the Pliocene an Older and Newer, which scheme would indicate an equivalence between Lower and Older, and Upper and Newer.
In a French version, , in 1839 Lyell called the Older Pliocene the Pliocene and the Newer Pliocene the Pleistocene (Pleist-, "most"). Then in Antiquity of Man in 1863 he reverted to his previous scheme, adding "Post-Tertiary" and "Post-Pliocene". In 1873 the Fourth Edition of Antiquity of Man restores Pleistocene and identifies it with Post-Pliocene. As this work was posthumous, no more was heard from Lyell. Living or deceased, his work was immensely popular among scientists and laymen alike. "Pleistocene" caught on immediately; it is entirely possible that he restored it by popular demand. In 1880 Dawkins published The Three Pleistocene Strata containing a new manifesto for British archaeology:
The continuity between geology, prehistoric archaeology and history is so direct that it is impossible to picture early man in this country without using the results of all these three sciences.
He intends to use archaeology and geology to "draw aside the veil" covering the situations of the peoples mentioned in proto-historic documents, such as Caesar's Commentaries and the Agricola of Tacitus. Adopting Lyell's scheme of the Tertiary, he divides Pleistocene into Early, Mid- and Late. Only the Palaeolithic falls into the Pleistocene; the Neolithic is in the "Prehistoric Period" subsequent. Dawkins defines what was to become the Upper, Middle and Lower Paleolithic, except that he calls them the "Upper Cave-Earth and Breccia", the "Middle Cave-Earth", and the "Lower Red Sand", with reference to the names of the layers. The next year, 1881, Geikie solidified the terminology into Upper and Lower Palaeolithic:
In Kent's Cave the implements obtained from the lower stages were of a much ruder description than the various objects detected in the upper cave-earth ... And a very long time must have elapsed between the formation of the lower and upper Palaeolithic beds in that cave.
The Middle Paleolithic in the modern sense made its appearance in 1911 in the 1st edition of William Johnson Sollas' Ancient Hunters. It had been used in varying senses before then. Sollas associates the period with the Mousterian technology and the relevant modern people with the Tasmanians. In the 2nd edition of 1915 he has changed his mind for reasons that are not clear. The Mousterian has been moved to the Lower Paleolithic and the people changed to the Australian aborigines; furthermore, the association has been made with Neanderthals and the Levalloisian added. Sollas says wistfully that they are in "the very middle of the Palaeolithic epoch". Whatever his reasons, the public would have none of it. From 1911 on, Mousterian was Middle Paleolithic, except for holdouts. Alfred L. Kroeber in 1920, Three essays on the antiquity and races of man, reverting to Lower Paleolithic, explains that he is following Gabriel de Mortillet. The English-speaking public remained with Middle Paleolithic.
Early and late from Worsaae through the three-stage African system
Thomsen had formalized the Three-age System by the time of its publication in 1836. The next step forward was the formalization of the Palaeolithic and Neolithic by Sir John Lubbock in 1865. Between these two times Denmark held the lead in archaeology, especially because of the work of Thomsen's at first junior associate and then successor, Jens Jacob Asmussen Worsaae, rising in the last year of his life to Kultus Minister of Denmark. Lubbock offers full tribute and credit to him in Prehistoric Times.
Worsaae in 1862 in Om Tvedelingen af Steenalderen, previewed in English even before its publication by The Gentleman's Magazine, concerned about changes in typology during each period, proposed a bipartite division of each age:Both for Bronze and Stone it was now evident that a few hundred years would not suffice. In fact, good grounds existed for dividing each of these periods into two, if not more.
He called them earlier or later. The three ages became six periods. The British seized on the concept immediately. Worsaae's earlier and later became Lubbock's palaeo- and neo- in 1865, but alternatively English speakers used Earlier and Later Stone Age, as did Lyell's 1883 edition of Principles of Geology, with older and younger as synonyms. As there is no room for a middle between the comparative adjectives, they were later modified to early and late. The scheme created a problem for further bipartite subdivisions, which would have resulted in such terms as early early Stone Age, but that terminology was avoided by adoption of Geikie's upper and lower Paleolithic.
Amongst African archaeologists, the terms Old Stone Age, Middle Stone Age and Late Stone Age are preferred.
Wallace's grand revolution recycled
When Sir John Lubbock was doing the preliminary work for his 1865 magnum opus, Charles Darwin and Alfred Russel Wallace were jointly publishing their first papers "On the Tendency of Species to form Varieties; and on the Perpetuation of Varieties and Species by Natural Means of Selection". Darwins's On the Origin of Species came out in 1859, but he did not elucidate the theory of evolution as it applies to man until the Descent of Man in 1871. Meanwhile, Wallace read a paper in 1864 to the Anthropological Society of London that was a major influence on Sir John, publishing in the very next year. He quoted Wallace:From the moment when the first skin was used as a covering, when the first rude spear was formed to assist in the chase, the first seed sown or shoot planted, a grand revolution was effected in nature, a revolution which in all the previous ages of the world's history had had no parallel, for a being had arisen who was no longer necessarily subject to change with the changing universe,—a being who was in some degree superior to nature, inasmuch as he knew how to control and regulate her action, and could keep himself in harmony with her, not by a change in body, but by an advance in mind.
Wallace distinguishing between mind and body was asserting that natural selection shaped the form of man only until the appearance of mind; after then, it played no part. Mind formed modern man, meaning that result of mind, culture. Its appearance overthrew the laws of nature. Wallace used the term "grand revolution". Although Lubbock believed that Wallace had gone too far in that direction he did adopt a theory of evolution combined with the revolution of culture. Neither Wallace nor Lubbock offered any explanation of how the revolution came about, or felt that they had to offer one. Revolution is an acceptance that in the continuous evolution of objects and events sharp and inexplicable disconformities do occur, as in geology. And so it is not surprising that in the 1874 Stockholm meeting of the International Congress of Prehistoric Anthropology and Archaeology, in response to Ernst Hamy's denial of any "break" between Paleolithic and Neolithic based on material from dolmens near Paris "showing a continuity between the paleolithic and neolithic folks," Edouard Desor, geologist and archaeologist, replied: "that the introduction of domesticated animals was a complete revolution and enables us to separate the two epochs completely."
A revolution as defined by Wallace and adopted by Lubbock is a change of regime, or rules. If man was the new rule-setter through culture then the initiation of each of Lubbock's four periods might be regarded as a change of rules and therefore as a distinct revolution, and so Chambers's Journal, a reference work, in 1879 portrayed each of them as:...an advance in knowledge and civilization which amounted to a revolution in the then existing manners and customs of the world.
Because of the controversy over Westropp's Mesolithic and Mortillet's Gap beginning in 1872 archaeological attention focused mainly on the revolution at the Palaeolithic–Neolithic boundary as an explanation of the gap. For a few decades the Neolithic Period, as it was called, was described as a kind of revolution. In the 1890s, a standard term, the Neolithic Revolution, began to appear in encyclopedias such as Pears. In 1925 the Cambridge Ancient History reported:There are quite a large number of archaeologists who justifiably consider the period of the Late Stone Age to be a Neolithic revolution and an economic revolution at the same time. For that is the period when primitive agriculture developed and cattle breeding began.
Vere Gordon Childe's revolution for the masses
In 1936 a champion came forward who would advance the Neolithic Revolution into the mainstream view: Vere Gordon Childe. After giving the Neolithic Revolution scant mention in his first notable work, the 1928 edition of New Light on the Most Ancient East, Childe made a major presentation in the first edition of Man Makes Himself in 1936 developing Wallace's and Lubbock's theme of the human revolution against the supremacy of nature and supplying detail on two revolutions, the Paleolithic–Neolithic and the Neolithic–Bronze Age, which he called the Second or Urban revolution.
Lubbock had been as much of an ethnologist as an archaeologist. The founders of cultural anthropology, such as Tylor and Morgan, were to follow his lead on that. Lubbock created such concepts as savages and barbarians based on the customs of then modern tribesmen and made the presumption that the terms can be applied without serious inaccuracy to the men of the Paleolithic and the Neolithic. Childe broke with this view:The assumption that any savage tribe today is primitive, in the sense that its culture faithfully reflects that of much more ancient men is gratuitous.
Childe concentrated on the inferences to be made from the artifacts:But when the tools ... are considered ... in their totality, they may reveal much more. They disclose not only the level of technical skill ... but also their economy .... The archaeologists's ages correspond roughly to economic stages. Each new "age" is ushered in by an economic revolution ....
The archaeological periods were indications of economic ones:Archaeologists can define a period when it was apparently the sole economy, the sole organization of production ruling anywhere on the earth's surface.
These periods could be used to supplement historical ones where history was not available. He reaffirmed Lubbock's view that the Paleolithic was an age of food gathering and the Neolithic an age of food production. He took a stand on the question of the Mesolithic identifying it with the Epipaleolithic. The Mesolithic was to him "a mere continuance of the Old Stone Age mode of life" between the end of the Pleistocene and the start of the Neolithic. Lubbock's terms "savagery" and "barbarism" do not much appear in Man Makes Himself but the sequel, What Happened in History (1942), reuses them (attributing them to Morgan, who got them from Lubbock) with an economic significance: savagery for food-gathering and barbarism for Neolithic food production. Civilization begins with the urban revolution of the Bronze Age.
The Pre-pottery Neolithic of Garstang and Kenyon at Jericho
Even as Childe was developing this revolution theme the ground was sinking under him. Lubbock did not find any pottery associated with the Paleolithic, asserting of its to him last period, the Reindeer, "no fragments of metal or pottery have yet been found." He did not generalize but others did not hesitate to do so. The next year, 1866, Dawkins proclaimed of Neolithic people that "these invented the use of pottery...." From then until the 1930s pottery was considered a sine qua non of the Neolithic. The term Pre-Pottery Age came into use in the late 19th century but it meant Paleolithic.
Meanwhile, the Palestine Exploration Fund founded in 1865 completing its survey of excavatable sites in Palestine in 1880 began excavating in 1890 at the site of ancient Lachish near Jerusalem, the first of a series planned under the licensing system of the Ottoman Empire. Under their auspices in 1908 Ernst Sellin and Carl Watzinger began excavation at Jericho (Tell es-Sultan) previously excavated for the first time by Sir Charles Warren in 1868. They discovered a Neolithic and Bronze Age city there. Subsequent excavations in the region by them and others turned up other walled cities that appear to have preceded the Bronze Age urbanization.
All excavation ceased for World War I. When it was over the Ottoman Empire was no longer a factor there. In 1919 the new British School of Archaeology in Jerusalem assumed archaeological operations in Palestine. John Garstang finally resumed excavation at Jericho 1930–1936. The renewed dig uncovered another 3000 years of prehistory that was in the Neolithic but did not make use of pottery. He called it the Pre-pottery Neolithic, as opposed to the Pottery Neolithic, subsequently often called the Aceramic or Pre-ceramic and Ceramic Neolithic.
Kathleen Kenyon was a young photographer then with a natural talent for archaeology. Solving a number of dating problems she soon advanced to the forefront of British archaeology through skill and judgement. In World War II she served as a commander in the Red Cross. In 1952–1958 she took over operations at Jericho as the Director of the British School, verifying and expanding Garstang's work and conclusions. There were two Pre-pottery Neolithic periods, she concluded, A and B. Moreover, the PPN had been discovered at most of the major Neolithic sites in the near East and Greece. By this time her personal stature in archaeology was at least equal to that of V. Gordon Childe. While the three-age system was being attributed to Childe in popular fame, Kenyon became gratuitously the discoverer of the PPN. More significantly the question of revolution or evolution of the Neolithic was increasingly being brought before the professional archaeologists.
Bronze Age subdivisions
Danish archaeology took the lead in defining the Bronze Age, with little of the controversy surrounding the Stone Age. British archaeologists patterned their own excavations after those of the Danish, which they followed avidly in the media. References to the Bronze Age in British excavation reports began in the 1820s contemporaneously with the new system being promulgated by C.J. Thomsen. Mention of the Early and Late Bronze Age began in the 1860s following the bipartite definitions of Worsaae.
The tripartite system of Sir John Evans
In 1874 at the Stockholm meeting of the International Congress of Anthropology and Prehistoric Archaeology, a suggestion was made by A. Bertrand that no distinct age of bronze had existed, that the bronze artifacts discovered were really part of the Iron Age. Hans Hildebrand in refutation pointed to two Bronze Ages and a transitional period in Scandinavia. John Evans denied any defect of continuity between the two and asserted there were three Bronze Ages, "the early, middle and late Bronze Age".
His view for the Stone Age, following Lubbock, was quite different, denying, in The Ancient Stone Implements, any concept of a Middle Stone Age. In his 1881 parallel work, The Ancient Bronze Implements, he affirmed and further defined the three periods, strangely enough recusing himself from his previous terminology, Early, Middle and Late Bronze Age (the current forms) in favor of "an earlier and later stage" and "middle". He uses Bronze Age, Bronze Period, Bronze-using Period and Bronze Civilization interchangeably. Apparently Evans was sensitive of what had gone before, retaining the terminology of the bipartite system while proposing a tripartite one. After stating a catalogue of types of bronze implements he defines his system:The Bronze Age of Britain may, therefore, be regarded as an aggregate of three stages: the first, that characterized by the flat or slightly flanged celts, and the knife-daggers ... the second, that characterized by the more heavy dagger-blades and the flanged celts and tanged spear-heads or daggers, ... and the third, by palstaves and socketed celts and the many forms of tools and weapons, ... It is in this third stage that the bronze sword and the true socketed spear-head first make their advent.
From Evans' gratuitous Copper Age to the mythical chalcolithic
In chapter 1 of his work, Evans proposes for the first time a transitional Copper Age between the Neolithic and the Bronze Age. He adduces evidence from far-flung places such as China and the Americas to show that the smelting of copper universally preceded alloying with tin to make bronze. He does not know how to classify this fourth age. On the one hand he distinguishes it from the Bronze Age. On the other hand, he includes it:In thus speaking of a bronze-using period I by no means wish to exclude the possible use of copper unalloyed with tin.
Evans goes into considerable detail tracing references to the metals in classical literature: Latin aer, aeris and Greek first for "copper" and then for "bronze". He does not mention the adjective of aes, which is aēneus, nor is he interested in formulating New Latin words for the Copper Age, which is good enough for him and many English authors from then on. He offers literary proof that bronze had been in use before iron and copper before bronze.
In 1884 the center of archaeological interest shifted to Italy with the excavation of Remedello and the discovery of the Remedello culture by Gaetano Chierici. According to his 1886 biographers, Luigi Pigorini and Pellegrino Strobel, Chierici devised the term Età Eneo-litica to describe the archaeological context of his findings, which he believed were the remains of Pelasgians, or people that preceded Greek and Latin speakers in the Mediterranean. The age (Età) was:A period of transition from the age of stone to that of bronze (periodo di transizione dall'età della pietra a quella del bronzo)
Whether intentional or not, the definition was the same as Evans', except that Chierici was adding a term to New Latin. He describes the transition by stating the beginning (litica, or Stone Age) and the ending (eneo-, or Bronze Age); in English, "the stone-to-bronze period". Shortly after, "Eneolithic" or "Aeneolithic" began turning up in scholarly English as a synonym for "Copper Age". Sir John's own son, Arthur Evans, beginning to come into his own as an archaeologist and already studying Cretan civilization, refers in 1895 to some clay figures of "aeneolithic date" (quotes his).
End of the Iron Age
The three-age system is a way of dividing prehistory, and the Iron Age is therefore considered to end in a particular culture with either the start of its protohistory, when it begins to be written about by outsiders, or when its own historiography begins. Although iron is still the major hard material in use in modern civilization, and steel is a vital and indispensable modern industry, as far as archaeologists are concerned the Iron Age has therefore now ended for all cultures in the world.
The date when it is taken to end varies greatly between cultures, and in many parts of the world there was no Iron Age at all, for example in Pre-Columbian America and the prehistory of Australia. For these and other regions the three-age system is little used. By a convention among archaeologists, in the Ancient Near East the Iron Age is taken to end with the start of the Achaemenid Empire in the 6th century BC, as the history of that is told by the Greek historian Herodotus. This remains the case despite a good deal of earlier local written material having become known since the convention was established. In Western Europe, the Iron Age is ended by the Roman conquest. In South Asia the start of the Maurya Empire about 320 BC is usually taken as the endpoint; although we have a considerable quantity of earlier written texts from India, they give us relatively little in the way of a conventional record of political history. For Egypt, China and Greece "Iron Age" is not a very useful concept, and relatively little used as a period term. In the first two prehistory has ended, and periodization by historical ruling dynasties has already begun, in the Bronze Age, which these cultures do have. In Greece, the Iron Age begins during the Greek Dark Ages, and coincides with the cessation of a historical record for some centuries. For Scandinavia and other parts of northern Europe that the Romans did not reach, the Iron Age continues until the start of the Viking Age in about 800 AD.
Dating
The question of the dates of the objects and events discovered through archaeology is the prime concern of any system of thought that seeks to summarize history through the formulation of ages or epochs. An age is defined through comparison of contemporaneous events. Increasingly, the terminology of archaeology is parallel to that of historical method. An event is "undocumented" until it turns up in the archaeological record. Fossils and artifacts are "documents" of the epochs hypothesized. The correction of dating errors is therefore a major concern.
In the case where parallel epochs defined in history were available, elaborate efforts were made to align European and Near Eastern sequences with the datable chronology of Ancient Egypt and other known civilizations. The resulting grand sequence was also spot checked by evidence of calculateable solar or other astronomical events. These methods are only available for the relatively short term of recorded history. Most prehistory does not fall into that category.
Physical science provides at least two general groups of dating methods, stated below. Data collected by these methods is intended to provide an absolute chronology to the framework of periods defined by relative chronology.
Grand systems of layering
The initial comparisons of artifacts defined periods that were local to a site, group of sites or region.
Advances made in the fields of seriation, typology, stratification and the associative dating of artifacts and features permitted even greater refinement of the system. The ultimate development is the reconstruction of a global catalogue of layers (or as close to it as possible) with different sections attested in different regions. Ideally once the layer of the artifact or event is known a quick lookup of the layer in the grand system will provide a ready date. This is considered the most reliable method. It is used for calibration of the less reliable chemical methods.
Measurement of chemical change
Any material sample contains elements and compounds that are subject to decay into other elements and compounds. In cases where the rate of decay is predictable and the proportions of initial and end products can be known exactly, consistent dates of the artifact can be calculated. Due to the problem of sample contamination and variability of the natural proportions of the materials in the media, sample analysis in the case where verification can be checked by grand layering systems has often been found to be widely inaccurate. Chemical dates therefore are only considered reliable used in conjunction with other methods. They are collected in groups of data points that form a pattern when graphed. Isolated dates are not considered reliable.
Other -liths and -lithics
The term Megalithic does not refer to a period of time, but merely describes the use of large stones by ancient peoples from any period. An eolith is a stone that might have been formed by natural process but occurs in contexts that suggest modification by early humans or other primates for percussion.
Three-age system resumptive table
* Formation of states starts during the Early Bronze Age in Egypt and Mesopotamia and during the Late Bronze Age first empires are founded.
Criticism
The Three-age System has been criticized since at least the 19th century. Every phase of its development has been contested. Some of the arguments that have been presented against it follow.
Unsound epochalism
In some cases criticism resulted in other, parallel three-age systems, such as the concepts expressed by Lewis Henry Morgan in Ancient Society, based on ethnology. These disagreed with the metallic basis of epochization. The critic generally substituted his own definitions of epochs. Vere Gordon Childe said of the early cultural anthropologists:Last century Herbert Spencer, Lewis H. Morgan and Tylor propounded divergent schemes ... they arranged these in a logical order .... They assumed that the logical order was a temporal one.... The competing systems of Morgan and Tylor remained equally unverified – and incompatible – theories.
More recently, many archaeologists have questioned the validity of dividing time into epochs at all. For example, one recent critic, Graham Connah, describes the three-age system as "epochalism" and asserts:So many archaeological writers have used this model for so long that for many readers it has taken on a reality of its own. In spite of the theoretical agonizing of the last half-century, epochalism is still alive and well ... Even in parts of the world where the model is still in common use, it needs to be accepted that, for example, there never was actually such a thing as 'the Bronze Age.'
Over-simplification
Some view the three-age system as overly simple; that is, it neglects vital detail and forces complex circumstances into a mold they do not fit. Rowlands argues that the division of human societies into epochs based on the presumption of a single set of related changes is not realistic:But as a more rigorous sociological approach has begun to show that changes at the economic, political and ideological levels are not 'all of apiece' we have come to realise that time may be segmented in as many ways as convenient to the researcher concerned.
The three-age system is a relative chronology. The explosion of archaeological data acquired in the 20th century was intended to elucidate the relative chronology in detail. One consequence was the collection of absolute dates. Connah argues:As radiocarbon and other forms of absolute dating contributed more detailed and more reliable chronologies, the epochal model ceased to be necessary.
Peter Bogucki of Princeton University summarizes the perspective taken by many modern archaeologists:
Although modern archaeologists realize that this tripartite division of prehistoric society is far too simple to reflect the complexity of change and continuity, terms like 'Bronze Age' are still used as a very general way of focusing attention on particular times and places and thus facilitating archaeological discussion.
Eurocentrism
Another common criticism attacks the broader application of the three-age system as a cross-cultural model for social change. The model was originally designed to explain data from Europe and West Asia, but archaeologists have also attempted to use it to explain social and technological developments in other parts of the world such as the Americas, Australasia, and Africa. Many archaeologists working in these regions have criticized this application as eurocentric. Graham Connah writes that:
... attempts by Eurocentric archaeologists to apply the model to African archaeology have produced little more than confusion, whereas in the Americas or Australasia it has been irrelevant, ...
Alice B. Kehoe further explains this position as it relates to American archaeology:
... Professor Wilson's presentation of prehistoric archaeology was a European product carried across the Atlantic to promote an American science compatible with its European model.
Kehoe goes on to complain of Wilson that "he accepted and reprised the idea that the European course of development was paradigmatic for humankind." This criticism argues that the different societies of the world underwent social and technological developments in different ways. A sequence of events that describes the developments of one civilization may not necessarily apply to another, in this view. Instead social and technological developments must be described within the context of the society being studied.
See also
Atomic Age
Industrial Age
Information Age (Silicon age)
List of archaeological periods
Periodization
Social Age
References
Bibliography
External links
Human Timeline (Interactive) – Smithsonian, National Museum of Natural History (August 2016).
Archaeological theory
Prehistory
1830s neologisms
Periodization | 0.801034 | 0.997677 | 0.799174 |
Human history | Human history is the record of humankind from prehistory to the present. Modern humans evolved in Africa around 300,000 years ago and initially lived as hunter-gatherers. They migrated out of Africa during the Last Ice Age and had populated most of the Earth by the end of the Ice Age 12,000 years ago. Soon afterward, the Neolithic Revolution in West Asia brought the first systematic husbandry of plants and animals, and saw many humans transition from a nomadic life to a sedentary existence as farmers in permanent settlements. The growing complexity of human societies necessitated systems of accounting and writing.
These developments paved the way for the emergence of early civilizations in Mesopotamia, Egypt, the Indus Valley, and China, marking the beginning of the Ancient period in 3500 BCE. These civilizations supported the establishment of regional empires and acted as a fertile ground for the advent of transformative philosophical and religious ideas, initially Hinduism during the late Bronze Age, and later Buddhism, Confucianism, Greek philosophy, Jainism, Judaism, Taoism, and Zoroastrianism during the Axial Age. The following post-classical period, from about 500 to 1500 CE, witnessed the rise of Islam and the continued spread and consolidation of Christianity while civilization expanded to new parts of the world and trade between societies increased. These developments were accompanied by the rise and decline of major empires, such as the Byzantine Empire, the Islamic Caliphates, the Mongol Empire, and various Chinese dynasties. This period's invention of gunpowder and of the printing press greatly affected subsequent history.
During the early modern period, spanning from approximately 1500 to 1800 CE, European powers explored and colonized regions worldwide, intensifying cultural and economic exchange. This era saw substantial intellectual, cultural, and technological advances in Europe driven by the Renaissance, the Scientific Revolution, and the Enlightenment. By the 18th century, the accumulation of knowledge and technology had reached a critical mass that brought about the Industrial Revolution, substantial to the Great Divergence, and began the modern period starting around 1800 CE. The rapid growth in productive power further increased international trade and colonization, linking the different civilizations in the process of globalization, and cemented European dominance throughout the 19th century. Over the last quarter-millennium, despite the devastating effects of two world wars, there has been a great acceleration in the rates of growth of many domains, including human population, agriculture, industry, commerce, scientific knowledge, technology, communications, military capabilities, and environmental degradation.
The study of human history relies on insights from academic disciplines including history, archaeology, anthropology, linguistics, and genetics. To provide an accessible overview, researchers divide human history by a variety of periodizations.
Prehistory
Human evolution
Humans evolved in Africa from great apes through the lineage of hominins, which arose 7–5 million years ago. The ability to walk on two legs emerged after the split from chimpanzees in early hominins, such as Australopithecus, as an adaptation possibly associated with a shift from forest to savanna habitats. Hominins began to use rudimentary stone tools million years ago, marking the advent of the Paleolithic era.
The genus Homo evolved from Australopithecus. The earliest record of Homo is the 2.8 million-year-old specimen LD 350-1 from Ethiopia, and the earliest named species is Homo habilis which evolved by 2.3 million years ago. The most important difference between Homo habilis and Australopithecus was a 50% increase in brain size. H. erectus evolved by 2 million years ago and was the first hominin species to leave Africa and disperse across Eurasia. Perhaps as early as 1.5 million years ago, but certainly by 250,000 years ago, hominins began to use fire for heat and cooking.
Beginning about 500,000 years ago, Homo diversified into many new species of archaic humans such as the Neanderthals in Europe, the Denisovans in Siberia, and the diminutive H. floresiensis in Indonesia. Human evolution was not a simple linear or branched progression but involved interbreeding between related species. Genomic research has shown that hybridization between substantially diverged lineages was common in human evolution. DNA evidence suggests that several genes of Neanderthal origin are present among all non-sub-Saharan African populations. Neanderthals and other hominins, such as Denisovans, may have contributed up to 6% of their genome to present-day non-sub-Saharan African humans.
Early humans
Homo sapiens emerged in Africa around 300,000 years ago from the species Homo heidelbergensis. Humans continued to develop over the succeeding millennia, and by 100,000 years ago, were using jewelry and ocher to adorn the body. By 50,000 years ago, they buried their dead, used projectile weapons, and engaged in seafaring. One of the most important changes (the date of which is unknown) was the development of syntactic language, which dramatically improved the human ability to communicate. Signs of early artistic expression can be found in the form of cave paintings and sculptures made from ivory, stone, and bone, implying a form of spirituality generally interpreted as animism or shamanism. The earliest known musical instruments besides the human voice are bone flutes from the Swabian Jura in Germany, dated around 40,000 years old. Paleolithic humans lived as hunter-gatherers and were generally nomadic.
The migration of anatomically modern humans out of Africa took place in multiple waves beginning 194,000–177,000 years ago. The dominant view among scholars is that the early waves of migration died out and all modern non-Africans are descended from a single group that left Africa 70,000–50,000 years ago. H. sapiens proceeded to colonize all the continents and larger islands, arriving in Australia 65,000 years ago, Europe 45,000 years ago, and the Americas 21,000 years ago. These migrations occurred during the most recent Ice Age, when various temperate regions of today were inhospitable. Nevertheless, by the end of the Ice Age some 12,000 years ago, humans had colonized nearly all ice-free parts of the globe. Human expansion coincided with both the Quaternary extinction event and the Neanderthal extinction. These extinctions were probably caused by climate change, human activity, or a combination of the two.
Rise of agriculture
Beginning around 10,000 BCE, the Neolithic Revolution marked the development of agriculture, which fundamentally changed the human lifestyle. Agriculture began independently in different parts of the globe, and included a diverse range of taxa, in at least 11 separate centers of origin. Cereal crop cultivation and animal domestication had occurred in Mesopotamia by at least 8500 BCE in the form of wheat, barley, sheep, and goats. The Yangtze River Valley in China domesticated rice around 8000–7000 BCE; the Yellow River Valley may have cultivated millet by 7000 BCE. Pigs were the most important domesticated animal in early China. People in Africa's Sahara cultivated sorghum and several other crops between 8000 and 5000 BCE, while other agricultural centers arose in the Ethiopian Highlands and the West African rainforests. In the Indus River Valley, crops were cultivated by 7000 BCE and cattle were domesticated by 6500 BCE. In the Americas, squash was cultivated by at least 8500 BCE in South America, and domesticated arrowroot appeared in Central America by 7800 BCE. Potatoes were first cultivated in the Andes of South America, where the llama was also domesticated. It is likely that women played a central role in plant domestication throughout these developments.
Various explanations of the causes of the Neolithic Revolution have been proposed. Some theories identify population growth as the main factor, leading people to seek out new food sources. Others see population growth not as the cause but as the effect of the associated improvements in food supply. Further suggested factors include climate change, resource scarcity, and ideology. The transition to agriculture created food surpluses that could support people not directly engaged in food production, permitting far denser populations and the creation of the first cities and states.
Cities were centers of trade, manufacturing, and political power. They developed mutually beneficial relationships with their surrounding countrysides, receiving agricultural products and providing manufactured goods and varying degrees of political control in return. Early proto-cities appeared at Çatalhöyük and Jericho, possibly as early as the 10th and 9th millennia BCE. Pastoral societies based on nomadic animal herding also developed, mostly in dry areas unsuited for plant cultivation such as the Eurasian Steppe or the African Sahel. Conflict between nomadic herders and sedentary agriculturalists was frequent and became a recurring theme in world history. Neolithic societies usually worshiped ancestors, sacred places, or anthropomorphic deities. The vast complex of Göbekli Tepe in Turkey, dated 9500–8000 BCE, is an example of a Neolithic religious or civic site.
Metalworking was first used in the creation of copper tools and ornaments around 6400 BCE. Gold and silver soon followed, primarily for use in ornaments. The first signs of bronze, an alloy of copper and tin, date to around 4500 BCE, but the alloy did not become widely used until the third millennium BCE.
Ancient history
Cradles of civilization
The Bronze Age saw the development of cities and civilizations. Early civilizations arose close to rivers, first in Mesopotamia (3300 BCE) with the Tigris and Euphrates, followed by the Egyptian civilization along the Nile River (3200 BCE), the Norte Chico civilization in coastal Peru (3100 BCE), the Indus Valley civilization in Pakistan and northwestern India (2500 BCE), and the Chinese civilization along the Yangtze and Yellow Rivers (2200 BCE).
These societies developed a number of shared characteristics, including a central government, a complex economy and social structure, and systems for keeping records. These cultures variously invented the wheel, mathematics, bronze-working, sailing boats, the potter's wheel, woven cloth, construction of monumental buildings, and writing. Polytheistic religions developed, centered on temples where priests and priestesses performed sacrificial rites.
Writing facilitated the administration of cities, the expression of ideas, and the preservation of information. It may have independently developed in at least four ancient civilizations: Mesopotamia (3300 BCE), Egypt (around 3250 BCE), China (1200 BCE), and lowland Mesoamerica (by 650 BCE). The earliest system of writing was the Mesopotamian cuneiform script, which began as a system of pictographs, whose pictorial representations eventually became simplified and more abstract. Other influential early writing systems include Egyptian hieroglyphs and the Indus script. In China, writing was first used during the Shang dynasty (1766–1045 BCE).
Transport was facilitated by waterways, including rivers and seas, which fostered the projection of military power and the exchange of goods, ideas, and inventions. The Bronze Age also saw new land technologies, such as horse-based cavalry and chariots, that allowed armies to move faster. Trade became increasingly important as urban societies exchanged manufactured goods for raw materials from distant lands, creating vast commercial networks and the beginnings of archaic globalization. Bronze production in Southwest Asia, for example, required the import of tin from as far away as England.
The growth of cities was often followed by the establishment of states and empires. In Egypt, the initial division into Upper and Lower Egypt was followed by the unification of the whole valley around 3100 BCE. Around 2600 BCE, the Indus Valley civilization built major cities at Harappa and Mohenjo-daro. Mesopotamian history was characterized by frequent wars between city-states, leading to shifts in hegemony from one city to another. In the 25th–21st centuries BCE, the empires of Akkad and the Neo-Sumerians arose in this area. In Crete, the Minoan civilization emerged by 2000 BCE and is regarded as the first civilization in Europe.
Over the following millennia, civilizations developed across the world. By 1600 BCE, Mycenaean Greece began to develop. It flourished until the Late Bronze Age collapse that affected many Mediterranean civilizations between 1300 and 1000 BCE. The foundations of many cultural aspects in India were laid in the Vedic period (1750–600 BCE), including the emergence of Hinduism. From around 550 BCE, many independent kingdoms and republics known as the Mahajanapadas were established across the subcontinent.
Speakers of the Bantu languages began expanding across Central, Eastern, and Southern Africa as early as 3000 BCE until 1000 CE. Their expansion and encounters with other groups resulted in the displacement of the Pygmy peoples and the Khoisan, and in the spread of mixed farming and ironworking throughout sub-Saharan Africa, laying the foundations for later states.
The Lapita culture emerged in the Bismarck Archipelago near New Guinea around 1500 BCE and colonized many uninhabited islands of Remote Oceania, reaching as far as Samoa by 700 BCE.
In the Americas, the Norte Chico culture emerged in Peru around 3100 BCE. The Norte Chico built public monumental architecture at the city of Caral, dated 2627–1977 BCE. The later Chavín polity is sometimes described as the first Andean state, centered on the religious site at Chavín de Huantar. Other important Andean cultures include the Moche, whose ceramics depict many aspects of daily life, and the Nazca, who created animal-shaped designs in the desert called Nazca lines. The Olmecs of Mesoamerica developed by about 1200 BCE and are known for the colossal stone heads that they carved from basalt. They also devised the Mesoamerican calendar that was used by later cultures such as the Maya and Teotihuacan. Societies in North America were primarily egalitarian hunter-gatherers, supplementing their diet with the plants of the Eastern Agricultural Complex. They built earthworks such as Watson Brake (4000 BCE) and Poverty Point (3600 BCE), both in Louisiana.
Axial Age
From 800 to 200 BCE, the Axial Age saw the emergence of transformative philosophical and religious ideas that developed in many different places mostly independently of each other. Chinese Confucianism, Indian Buddhism and Jainism, and Jewish monotheism all arose during this period. Persian Zoroastrianism began earlier, perhaps around 1000 BCE, but was institutionalized by the Achaemenid Empire during the Axial Age. New philosophies took hold in Greece during the 5th century BCE, epitomized by thinkers such as Plato and Aristotle. The first Olympic Games were held in 776 BCE, marking a period known as "classical antiquity". In 508 BCE, the world's first democratic system of government was instituted in Athens.
Axial Age ideas shaped subsequent intellectual and religious history. Confucianism was one of the three schools of thought that came to dominate Chinese thinking, along with Taoism and Legalism. The Confucian tradition, which would become particularly influential, looked for political morality not to the force of law but to the power and example of tradition. Confucianism would later spread to Korea and Japan. Buddhism reached China in about the 1st century CE and spread widely, with 30,000 Buddhist temples in northern China alone by the 7th century CE. Buddhism became the main religion in much of South, Southeast, and East Asia. The Greek philosophical tradition diffused throughout the Mediterranean world and as far as India, starting in the 4th century BCE after the conquests of Alexander the Great of Macedon. Both Christianity and Islam developed from the beliefs of Judaism.
Regional empires
The millennium from 500 BCE to 500 CE saw a series of empires of unprecedented size develop. Well-trained professional armies, unifying ideologies, and advanced bureaucracies created the possibility for emperors to rule over large domains whose populations could attain numbers upwards of tens of millions of subjects. International trade also expanded, most notably the massive trade routes in the Mediterranean Sea, the maritime trade web in the Indian Ocean, and the Silk Road.
The kingdom of the Medes helped to destroy the Assyrian Empire in tandem with the nomadic Scythians and the Babylonians. Nineveh, the capital of Assyria, was sacked by the Medes in 612 BCE. The Median Empire gave way to successive Iranian states, including the Achaemenid (550–330 BCE), Parthian (247 BCE–224 CE), and Sasanian Empires (224–651 CE).
Two major empires began in modern-day Greece. In the late 5th century BCE, several Greek city states checked the Achaemenid Persian advance in Europe through the Greco-Persian Wars. These wars were followed by the Golden Age of Athens, the seminal period of ancient Greece that laid many of the foundations of Western civilization, including the first theatrical performances. The wars led to the creation of the Delian League, founded in 477 BCE, and eventually the Athenian Empire (454–404 BCE), which was defeated by a Spartan-led coalition during the Peloponnesian War. Philip of Macedon unified the Greek city-states into the Hellenic League and his son Alexander the Great (356–323 BCE) founded an empire extending from present-day Greece to India. The empire divided into several successor states shortly after his death, resulting in the founding of many cities and the spread of Greek culture throughout conquered regions, a process referred to as Hellenization. The Hellenistic period lasted from the death of Alexander in 323 BCE to 31 BCE when Ptolemaic Egypt fell to Rome.
In Europe, the Roman Republic was founded in the 6th century BCE and began expanding its territory in the 3rd century BCE. Priorly, the Carthaginian Empire had dominated the Mediterranean, however lost three successive wars to the Romans. The Republic became an empire and by the time of Augustus (63 BCE–14 CE), it had established dominion over most of the Mediterranean Sea. The empire continued to grow and reached its peak under Trajan (53–117 CE), controlling much of the land from England to Mesopotamia. The two centuries that followed are known as the Pax Romana, a period of unprecedented peace, prosperity, and political stability in most of Europe. Christianity was legalized by Constantine I in 313 CE after three centuries of imperial persecution. It became the sole official religion of the empire in 380 CE while the emperor Theodosius outlawed pagan religions in 391–392 CE.
In South Asia, Chandragupta Maurya founded the Maurya Empire (320–185 BCE), which flourished under Ashoka the Great. From the 4th to 6th centuries CE, the Gupta Empire oversaw the period referred to as ancient India's golden age. The resulting stability helped usher in a flourishing period for Hindu and Buddhist culture in the 4th and 5th centuries, as well as major advances in science and mathematics. In South India, three prominent Dravidian kingdoms emerged: the Cheras, Cholas, and Pandyas.
In China, Qin Shi Huang put an end to the chaotic Warring States period by uniting all of China under the Qin dynasty (221–206 BCE). Qin Shi Huang was an adherent of the Legalist school of thought and he displaced the hereditary aristocracy by creating an efficient system of administration staffed by officials appointed according to merit. The harshness of the Qin dynasty led to rebellions and the dynasty's fall. It was followed by the Han dynasty (202 BCE–220 CE), which combined the Legalist bureaucratic system with Confucian ideals. The Han dynasty was comparable in power and influence to the Roman Empire that lay at the other end of the Silk Road. As economic prosperity fueled their military expansion, the Han conquered parts of Mongolia, Central Asia, Manchuria, Korea, and northern Vietnam. As with other empires during the classical period, Han China advanced significantly in the areas of government, education, science, and technology. The Han invented the compass, one of China's Four Great Inventions.
In Africa, the Kingdom of Kush prospered through its interactions with both Egypt and sub-Saharan Africa. It ruled Egypt as the Twenty-fifth Dynasty from 712 to 650 BCE, then continued as an agricultural and trading state based in the city of Meroë until the fourth century CE. The Kingdom of Aksum, centered in present-day Ethiopia, established itself by the 1st century CE as a major trading empire, dominating its neighbors in South Arabia and Kush and controlling the Red Sea trade. It minted its own currency and carved enormous monolithic stelae to mark its emperors' graves.
Successful regional empires were also established in the Americas, arising from cultures established as early as 2500 BCE. In Mesoamerica, vast pre-Columbian societies were built, the most notable being the Zapotec civilization (700 BCE–1521 CE), and the Maya civilization, which reached its highest state of development during the Mesoamerican classic period (c. 250–900 CE), but continued throughout the post-classic period. The great Maya city-states slowly rose in number and prominence, and Maya culture spread throughout the Yucatán and surrounding areas. The Maya developed a writing system and used the concept of zero in their mathematics. West of the Maya area, in central Mexico, the city of Teotihuacan prospered due to its control of the obsidian trade. Its power peaked around 450 CE, when its 125,000–150,000 inhabitants made it one of the world's largest cities.
Technology developed sporadically in the ancient world. There were periods of rapid technological progress, such as the Greco-Roman era in the Mediterranean region. Greek science, technology, and mathematics are generally considered to have reached their peak during the Hellenistic period, typified by devices such as the Antikythera mechanism. There were also periods of technological decay, such as the Roman Empire's decline and fall and the ensuing early medieval period. Two of the most important innovations were paper (China, 1st and 2nd centuries CE) and the stirrup (India, 2nd century BCE and Central Asia, 1st century CE), both of which diffused widely throughout the world. The Chinese learned to make silk and built massive engineering projects such as the Great Wall of China and the Grand Canal. The Romans were also accomplished builders, inventing concrete, perfecting the use of arches in construction, and creating aqueducts to transport water over long distances to urban centers.
Most ancient societies practiced slavery, which was particularly prevalent in Athens and Rome, where slaves made up a large proportion of the population and were foundational to the economy. Patriarchy was also common, with men controlling more political and economic power than women.
Declines, falls, and resurgence
The ancient empires faced common problems associated with maintaining huge armies and supporting a central bureaucracy. In Rome and Han China, the state began to decline, and barbarian pressure on the frontiers hastened internal dissolution. The Han dynasty fell into civil war in 220 CE, beginning the Three Kingdoms period, while its Roman counterpart became increasingly decentralized and divided about the same time in what is known as the Crisis of the Third Century. From the Eurasian Steppe, horse-based nomads dominated a large part of the continent. The development of the stirrup and the use of horse archers made the nomads a constant threat to sedentary civilizations.
In the 4th century CE, the Roman Empire split into western and eastern regions, with usually separate emperors. The Western Roman Empire fell in 476 CE to German influence under Odoacer. The Eastern Roman Empire, known as the Byzantine Empire, was more long-lasting. In China, dynasties rose and fell, but, in sharp contrast to the Mediterranean-European world, political unity was always eventually restored. After the fall of the Eastern Han dynasty and the demise of the Three Kingdoms, nomadic tribes from the north began to invade, causing many Chinese people to flee southward.
Post-classical history
The post-classical period, dated roughly from 500 to 1500 CE, was characterized by the rise and spread of major religions while civilization expanded to new parts of the world and trade between societies intensified. From the 10th to 13th centuries, the Medieval Warm Period in the northern hemisphere aided agriculture and led to population growth in parts of Europe and Asia. It was followed by the Little Ice Age, which, along with the plagues of the 14th century, put downward pressure on the population of Eurasia. Major inventions of the period were gunpowder, guns, and printing, all of which originated in China.
The post-classical period encompasses the early Muslim conquests, the Islamic Golden Age, and the commencement and expansion of the Arab slave trade, followed by the Mongol invasions and the founding of the Ottoman Empire. South Asia had a series of middle kingdoms, followed by the establishment of Islamic empires in India.
In West Africa, the Mali and Songhai Empires rose. On the southeast coast of Africa, Arabic ports were established where gold, spices, and other commodities were traded. This allowed Africa to join the Southeast Asia trading system, bringing it contact with Asia; this resulted in the Swahili culture.
China experienced the relatively successive Sui, Tang, Song, Yuan, and early Ming dynasties. Middle Eastern trade routes along the Indian Ocean, and the Silk Road through the Gobi Desert, provided limited economic and cultural contact between Asian and European civilizations. During the same period, civilizations in the Americas, such as the Mississippians, Aztecs, Maya, and Inca reached their zenith.
West and Central Asia
Before the advent of Islam in the 7th century, the Middle East was dominated by the Byzantine and Sasanian Empires, which frequently fought each other for control of several disputed regions. This was also a cultural battle, with Byzantine Christian culture competing against Persian Zoroastrian traditions. The birth of Islam created a new contender that quickly surpassed both of these empires.
Muhammad, the founder of Islam, initiated the early Muslim conquests in the 7th century. He established a new unified polity in Arabia that expanded rapidly under the Rashidun Caliphate and the Umayyad Caliphate, culminating in the establishment of Muslim rule on three continents (Asia, Africa, and Europe) by 750 CE. The subsequent Abbasid Caliphate oversaw the Islamic Golden Age, an era of learning, science, and invention during which philosophy, art, and literature flourished. Scholars preserved and synthesized knowledge and skills of ancient Greece and Persia the manufacture of paper from China and the decimal positional numbering system from India. At the same time, they made significant original contributions in various fields, such as Al-Khwarizmi's development of algebra and Avicenna's comprehensive philosophical system. Islamic civilization expanded both by conquest and based on its merchant economy. Merchants brought goods and their Islamic faith to China, India, Southeast Asia, and Africa.
Arab domination of the Middle East ended in the mid-11th century with the arrival of the Seljuk Turks, migrating south from the Turkic homelands. The Seljuks were challenged by Europe during the Crusades, a series of religious wars aimed at rolling back Muslim territory and regaining control of the Holy Land. The Crusades were ultimately unsuccessful and served more to weaken the Byzantine Empire, especially with the sack of Constantinople in 1204. In the early 13th century, a new wave of invaders, the Mongols, swept through the region but were eventually eclipsed by the Turks and the founding of the Ottoman Empire in modern-day Turkey around 1299.
Steppe nomads from Central Asia continued to threaten sedentary societies in the post-classical era, but they also faced incursions from the Arabs and Chinese. China expanded into Central Asia during the Sui dynasty (581–618). The Chinese were confronted by Turkic nomads, who were becoming the most dominant ethnic group in the region. Originally the relationship was largely cooperative but in 630, the Tang dynasty began an offensive against the Turks by capturing areas of the Ordos Desert. In the 8th century, Islam began to penetrate the region and soon became the sole faith of most of the population, though Buddhism remained strong in the east. From the 9th to 13th centuries, Central Asia was divided among several powerful states, including the Samanid, Seljuk, and Khwarazmian Empires. These states were succeeded by the Mongols in the 13th century. In 1370, Timur, a Turkic leader in the Mongol military tradition, conquered most of the region and founded the Timurid Empire. Timur's large empire collapsed soon after his death, but his descendants retained control of a core area in Central Asia and Iran. They oversaw the Timurid Renaissance of art and architecture.
Europe
Since at least the 4th century, Christianity has played a prominent role in shaping the culture, values, and institutions of Western civilization, primarily through Catholicism and later also Protestantism. Europe during the Early Middle Ages was characterized by depopulation, deurbanization, and barbarian invasions, all of which had begun in late antiquity. The barbarian invaders formed their own new kingdoms in the remains of the Western Roman Empire. Although there were substantial changes in society and political structures, most of the new kingdoms incorporated existing Roman institutions. Christianity expanded in Western Europe, and monasteries were founded. In the 7th and 8th centuries, the Franks under the Carolingian dynasty established an empire covering much of Western Europe; it lasted until the 9th century, when it succumbed to pressure from new invaders—the Vikings, Magyars, and Arabs. During the Carolingian era, churches developed a form of musical notation called neume which became the basis for the modern notation system. Kievan Rus' expanded from its capital in Kiev to become the largest state in Europe by the 10th century. In 988, Vladimir the Great adopted Orthodox Christianity as the state religion.
During the High Middle Ages, which began after 1000, the population of Europe increased as technological and agricultural innovations allowed trade to flourish and crop yields to increase. The establishment of the feudal system affected the structure of medieval society. It included manorialism, the organization of peasants into villages that owed rents and labor service to nobles, and vassalage, a political structure whereby knights and lower-status nobles owed military service to their overlords in return for the right to rents from lands and manors. Kingdoms became more centralized after the decentralizing effects of the breakup of the Carolingian Empire. In 1054, the Great Schism between the Catholic and Eastern Orthodox Churches led to the prominent cultural differences between Western and Eastern Europe. The Crusades were a series of religious wars waged by Christians to wrest control of the Holy Land from the Muslims and succeeded for long enough to establish some Crusader states in the Levant. Italian merchants imported slaves to work in households or in sugar processing. Intellectual life was marked by scholasticism and the founding of universities, while the building of Gothic cathedrals and churches was one of the outstanding artistic achievements of the age. The Middle Ages witnessed the first sustained urbanization of Northern and Western Europe and lasted until the beginning of the early modern period in the 16th century.
The Mongols reached Europe in 1236 and conquered Kievan Rus', along with briefly invading Poland and Hungary. Lithuania cooperated with the Mongols but remained independent and in the late 14th century formed a personal union with Poland. The Late Middle Ages were marked by difficulties and calamities. Famine, plague, and war devastated the population of Western Europe. The Black Death alone killed approximately 75 to 200 million people between 1347 and 1350. It was one of the deadliest pandemics in human history. Starting in Asia, the disease reached the Mediterranean and Western Europe during the late 1340s, and killed tens of millions of Europeans in six years; between a quarter and a third of the population perished.
Africa
Africa was home to many different civilizations.
In the 7th century North Africa saw the extinguishment of Byzantine Africa and the Berber kingdoms in the Early Muslim conquests. From the 10th century the Arabian empire's African territory was consumed by the Fatimid Caliphate centred on Egypt, who were supplanted by the Ayyubids in the 12th century, and them later by the Mamluks in the 13th century. In the Maghreb and Western Sahara, the Almoravids dominated from the 11th century, until it was subsumed by the Almohad Caliphate in the 12th century. The Almohad's collapse gave rise to the Marinids in Morocco, the Zayyanids in Algeria, and the Hafsids in Tunisia. In Nubia the Kingdom of Kush was succeeded by the Christian kingdoms of Makuria, Alodia, and Nobatia. In the 7th century Makuria conquered Nobatia to become the dominant power in the region and resisted Muslim expansion. They later entered a severe decline following civil war and Arab migrations to the Sudan and had disintegrated by the 15th century, giving rise to the Funj Sultanate.
In the Horn of Africa, Islam spread among the Somalis, while the Kingdom of Aksum declined from the 7th century following Muslim dominance over the Red Sea trade, and collapsed in the 10th century. The Zagwe dynasty emerged in the 12th century and contested hegemony with the Sultanate of Shewa and the powerful Kingdom of Damot. In the 13th century the Zagwe were overthrown by the Solomonic dynasty of the Ethiopian Empire, while Shewa gave way to the Walashma dynasty of the Sultanate of Ifat. Ethiopia emerged victorious against Ifat and occupied the Muslim states. The Ajuran Sultanate rose on the Horn's east coast to dominate the Indian Ocean trade. Ifat was succeeded by the Adal Sultanate who reconquered much of the Muslim lands.
In the West African Sahel region the Ghana Empire formed from the 3rd century, while from the 7th century the Gao Empire ruled to its east. Almoravid capture of royal Aoudaghost led to Ghana’s conversion to Islam in the 11th century, and climatic changes led to Ghana's conquest by its vassal Sosso in the 13th century. Sosso was quickly overthrown by the Mali Empire who conquered Gao and dominated the trans-Saharan trade. The Mossi Kingdoms were established to its south. To the east, the Kanem–Bornu Empire ruled from the 6th century, and projected power over the Hausa Kingdoms. The 15th century saw the crumbling of the Mali Empire, with the dominant power in the region becoming the Songhai Empire centred on Gao.
In the forest regions of West Africa, various kingdoms and empires flourished, such as the Yoruba empires of Ife and Oyo, the Igbo Kingdom of Nri, the Edo Kingdom of Benin (famous for its art), the Dagomba Kingdom of Dagbon, and the Akan kingdom of Bonoman. They came into contact with the Portuguese in the 15th century which saw the start of the Atlantic slave trade.
In the Congo Basin by the 13th century there were three main confederations of states: the Seven Kingdoms, Mpemba, and one led by Vungu. In the 14th century the Kingdom of Kongo emerged and dominated the region. Further east, the Luba Empire was founded in the Upemba Depression in the 15th century. In the northern Great Lakes, the Empire of Kitara rose around the 11th century, famed for its total lack of written record. It collapsed in the 15th century following Luo migrations to the region.
On the Swahili coast the Swahili city-states thrived off of the Indian Ocean trade and gradually Islamised, giving rise to the Kilwa Sultanate from the 10th century. Madagascar was settled by Austronesian peoples between the 5th and 7th centuries, as societies organised at the behest of hasina. In the Zambezi Basin, the Kingdom of Mapungubwe was founded in the 11th century. It was followed by the Kingdom of Zimbabwe in the 13th century, and the Mutapa Empire in the 15th century.
South Asia
After the fall of the Gupta Empire in 550 CE, North India was divided into a complex and fluid network of smaller kingdoms. Early Muslim incursions began in the northwest in 711 CE, when the Arab Umayyad Caliphate conquered much of present-day Pakistan. The Arab military advance was largely halted at that point, but Islam still spread in India, largely due to the influence of Arab merchants along the western coast. The 9th century saw the Tripartite Struggle for control of North India between the Pratihara, Pala, and Rashtrakuta Empires.
Post-classical dynasties in South India included those of the Chalukyas, Hoysalas, and Cholas. Literature, architecture, sculpture, and painting flourished under the patronage of these kings. Some of the other important states that emerged in South India during this time included the Bahmani Sultanate and the Vijayanagara Empire.
Northeast Asia
After a period of relative disunity, China was reunified by the Sui dynasty in 589. Under the succeeding Tang dynasty (618–907), China entered a golden age during which political stability and economic prosperity were accompanied by literary and artistic accomplishment, like the poetry of Li Bai and Du Fu. The Sui and Tang instituted the long-lasting imperial examination system, under which administrative positions were open only to those who passed an arduous test on Confucian thought and the Chinese classics. China competed with Tibet (618–842) for control of areas in Inner Asia. However, the Tang dynasty eventually splintered. After half a century of turmoil, the Song dynasty reunified much of China. Pressure from nomadic empires to the north became increasingly urgent. By 1127, northern China had been lost to the Jurchens in the Jin–Song Wars, and the Mongols conquered all of China in 1279. After about a century of Mongol Yuan dynasty rule, the ethnic Chinese reasserted control with the founding of the Ming dynasty in 1368.
In Japan, the imperial lineage was established during the 3rd century CE, and a centralized state developed during the Yamato period (c. 300–710). Buddhism was introduced, and there was an emphasis on the adoption of elements of Chinese culture and Confucianism. The Nara period (710–794) was characterized by the appearance of a nascent literary culture, as well as the development of Buddhist-inspired artwork and architecture. The Heian period (794–1185) saw the peak of imperial power, followed by the rise of militarized clans and the samurai. It was during the Heian period that Murasaki Shikibu penned The Tale of Genji, sometimes considered the world's first novel. From 1185 to 1868, Japan was dominated by powerful regional lords (daimyos) and the military rule of warlords (shoguns) such as the Ashikaga and Tokugawa shogunates. The emperor remained but did not wield significant influence. Meanwhile, the power of merchants grew. An influential art style known as ukiyo-e arose during the Tokugawa years, consisting of woodblock prints which originally depicted famous courtesans.
Post-classical Korea saw the end of the Three Kingdoms era, in which the kingdoms of Goguryeo, Baekje, and Silla had competed for hegemony. This period ended when Silla conquered Baekje in 660 and Goguryeo in 668, marking the beginning of the Northern and Southern States period, with Unified Silla in the south and Balhae, a successor state to Goguryeo, in the north. In 892 CE, this arrangement reverted to the Later Three Kingdoms, with Goguryeo emerging as dominant, unifying the entire peninsula by 936. The founding Goryeo dynasty ruled until 1392, succeeded by the Joseon dynasty, which ruled for approximately 500 years.
In Mongolia, Genghis Khan united various Mongol and Turkic tribes under one banner in 1206. The Mongol Empire expanded to comprise all of China and Central Asia, as well as large parts of Russia and the Middle East, to become the largest contiguous empire in history. After Möngke Khan died in 1259, the Mongol Empire was divided into four successor states: the Yuan Dynasty in China, the Chagatai Khanate in Central Asia, the Golden Horde in Eastern Europe and Russia, and the Ilkhanate in Iran.
Southeast Asia
The Southeast Asian polity of Funan, which had originated in the 2nd century CE, went into decline in the 6th century as Chinese trade routes shifted away from its ports. It was replaced by the Khmer Empire in 802 CE. The Khmers' capital city, Angkor, was the most extensive city in the world before the industrial age and contained Angkor Wat, the world's largest religious monument. The Sukhothai (mid-13th century CE) and Ayutthaya Kingdoms (1351 CE) were major powers of the Thais, who were influenced by the Khmers.
Starting in the 9th century, the Pagan Kingdom rose to prominence in modern Myanmar. Its collapse brought about political fragmentation that ended with the rise of the Toungoo Empire in the 16th century. Other notable kingdoms of the period include Srivijaya and Lavo (both coming into prominence in the 7th century), Champa and Hariphunchai (both about 750), Đại Việt (968), Lan Na (13th century), Majapahit (1293), Lan Xang (1353), and Ava (1365). Hinduism and Buddhism had been spreading in Southeast Asia since the 1st century CE when, beginning in the 13th century, Islam arrived and made its way to regions such as present-day Indonesia. This period also saw the emergence of the Malay states, including Brunei and Malacca. In the Philippines, several polities were formed such as Tondo, Cebu, and Butuan.
Oceania
The Polynesians, descendants of the Lapita peoples, colonized vast reaches of Remote Oceania beginning around 1000 CE. Their voyages resulted in the colonization of hundreds of islands including the Marquesas, Hawaii, Rapa Nui (Easter Island), and New Zealand.
The Tui Tonga Empire was founded in the 10th century CE and expanded between 1250 and 1500. Tongan culture, language, and hegemony spread widely throughout eastern Melanesia, Micronesia, and central Polynesia during this period. They influenced east 'Uvea, Rotuma, Futuna, Samoa, and Niue, as well as specific islands and parts of Micronesia, Vanuatu, and New Caledonia. In Northern Australia, there is evidence that Aboriginal Australians regularly traded with Makassan trepangers from Indonesia before the arrival of Europeans. In Aboriginal societies, leadership was based on achievement while the social structure of Polynesian societies was characterized by hereditary chiefdoms.
Americas
In North America, this period saw the rise of the Mississippian culture in the modern-day United States CE, marked by the extensive 11th-century urban complex at Cahokia. The Ancestral Puebloans and their predecessors (9th–13th centuries) built extensive permanent settlements, including stone structures that remained the largest buildings in North America until the 19th century.
In Mesoamerica, the Teotihuacan civilization fell and the classic Maya collapse occurred. The Aztec Empire came to dominate much of Mesoamerica in the 14th and 15th centuries.
In South America, the 15th century saw the rise of the Inca. The Inca Empire, with its capital at Cusco, spanned the entire Andes, making it the most extensive pre-Columbian civilization. The Inca were prosperous and advanced, known for an excellent road system and elegant stonework.
Early modern period
The early modern period is the era following the European Middle Ages until 1789 or 1800. A common break with the medieval period is placed between 1450 and 1500 which includes a number of significant events: the fall of Constantinople to the Ottoman Empire, the spread of printing and European voyages of discovery to America and along the African coast. The nature of warfare evolved as the size and organization of military forces on land and sea increased, alongside the wider propagation of gunpowder. The early modern period is significant for the start of proto-globalization, increaslingly centralized bureaucratic states and early forms of capitalism. European powers also began colonizing large parts of the world through maritime empires: first the Portuguese and Spanish Empires, then the French, English, and Dutch Empires. Historians still debate the causes of Europe's rise, which is known as the Great Divergence.
Capitalist economies emerged, initially in the northern Italian republics and some Asian port cities. European states practiced mercantilism by implementing one-sided trade policies designed to benefit the mother country at the expense of its colonies. Starting at the end of the 15th century, the Portuguese established trading posts across Africa, Asia, and Brazil, for commodities like gold and spices while also practicing slavery. In the 17th century, private chartered companies were established, such as the English East India Company in 1600 – often described as the first multinational corporation – and the Dutch East India Company in 1602. Meanwhile, in much of the European sphere, serfdom declined and eventually disappeared while the power of the Catholic Church waned.
The Age of Discovery was the first period in which the Old World engaged in substantial cultural, material, and biological exchange with the New World. It began in the late 15th century, when Portugal and Castile sent the first exploratory voyages to the Americas, where Christopher Columbus first arrived in 1492. Global integration continued as European colonization of the Americas initiated the Columbian exchange: the exchange of plants, animals, foods, human populations (including slaves), communicable diseases, and culture between the Eastern and Western Hemispheres. It was one of history's most important global events, involving ecology and agriculture. New crops brought from the Americas by 16th-century European seafarers substantially contributed to world population growth.
West and Central Asia
The Ottoman Empire quickly came to dominate the Middle East after conquering Constantinople in 1453, which marked the end of the Byzantine Empire. Persia came under the rule of the Safavids in 1501, succeeded by the Afshars in 1736, the Zands in 1751, and the Qajars in 1794. The Safavids established Shia Islam as Persia's official religion, thus giving Persia a separate identity from its Sunni neighbors. Along with the Mughals in India, the Ottomans and Safavids are known as the gunpowder empires because of their early adoption of firearms. At the end of the 18th century, the Russian Empire began its conquest of the Caucasus. The Uzbeks replaced the Timurids as the preeminent power in Central Asia.
Europe
The early modern period in Europe was an era of intense intellectual ferment. The Renaissance – the "rebirth" of classical culture, beginning in Italy in the 14th century and extending into the 16th – comprised the rediscovery of the classical world's cultural, scientific, and technological achievements, and the economic and social rise of Europe. This period is also celebrated for its artistic and literary attainments. Petrarch's poetry, Giovanni Boccaccio's Decameron, and the paintings and sculptures of Leonardo da Vinci and Michelangelo are some of the great works of the age. After the Renaissance came the Reformation, an anti-clerical theological and social movement that resulted in the creation of Protestant Christianity. The Renaissance also engendered a culture of inquisitiveness which ultimately led to humanism and the Scientific Revolution, an effort to understand the natural world through direct observation and experiment. The success of the new scientific techniques inspired attempts to apply them to political and social affairs, known as the Enlightenment, by thinkers such as John Locke and Immanuel Kant. This development was accompanied by secularization as a continued decline of the influence of religious beliefs and authorities in the public and private spheres. Johannes Gutenberg's invention of movable type printing in 1440 helped spread the ideas of the new intellectual movements.
In addition to changes wrought by incipient capitalism and colonialism, early modern Europeans experienced an increase in the power of the state. Absolute monarchs in France, Russia, the Habsburg lands, and Prussia produced powerful centralized states, with strong armies and efficient bureaucracies, all under the control of the king. In Russia, Ivan the Terrible was crowned in 1547 as the first tsar of Russia, and by annexing the Turkic khanates in the east, transformed Russia into a regional power, eventually replacing the Polish-Lithuanian Commonwealth as a major power in Eastern Europe. The countries of Western Europe, while expanding prodigiously through technological advances and colonial conquest, competed with each other economically and militarily in a state of almost constant war. Wars of particular note included the Thirty Years' War, the War of the Spanish Succession, the Seven Years' War, and the French Revolutionary Wars. The French Revolution, starting in 1789, laid the groundwork of liberal democracy by overthrowing monarchy. It led to the rise of Napoleon Bonaparte and the subsequent Napoleonic Wars of the early 19th century.
Africa
Throughout the 16th century the Ottomans conquered all of North Africa save for Morocco, which came under the rule of the Saadi dynasty at the same time, and then the Alawi dynasty in the 17th century. In the Horn of Africa there was the Oromo expansion in the 16th century, which weakened Ethiopia and caused Adal's collapse. Ajuran was succeeded by the Geledi Sultanate. In the late 19th and early 20th centuries Ethiopia rapidly expanded.
In West Africa, the Songhai Empire fell to Moroccan invasion in the late 16th century. They were succeeded by the Bamana Empire. The Fula jihads beginning in the 18th century led to the establishment of the Sokoto Caliphate, the Massina Empire, and the Tukulor Empire. In the forest regions, the Asante Empire was established in present-day Ghana. Between 1515 and 1800, 8 million Africans were exported in the Atlantic slave trade.
In the Congo Basin, Kongo fought three wars against the Portuguese who had begun colonising Angola, ending in the conquest of Ndongo in the 17th century. Further east, the Lunda Empire rose to dominate the region. It fell to the Chokwe in the 19th century. In the northern Great Lakes, there were the kingdoms of Bunyoro-Kitara, Buganda, and Rwanda among others.
Kilwa was conquered by the Portuguese in the 16th century as they began colonising Mozambique. They were defeated by the Omani Empire who took control of the Swahili coast. In Madagascar the 16th century onwards saw the emergence of Imerina, the Betsileo kingdoms, and the Sakalava empire; Imerina conquered most of the island in the 19th century. In the Zambezi Basin Mutapa was followed by the Rozvi Empire, with Maravi around Lake Malawi to its north. Mthwakazi succeeded Rozvi. Further south, the Dutch began colonising South Africa in the 16th century, who lost it to the British. In the 19th century the Mfecane ravaged the region and led to the establishment of the Zulu Kingdom.
South Asia
In the Indian subcontinent, the Mughal Empire was established under Babur in 1526 and lasted for two centuries. Starting in the northwest, it brought the entire subcontinent under Muslim rule by the late 17th century, except for the southernmost Indian provinces, which remained independent. To resist the Muslim rulers, the Hindu Maratha Empire was founded by Shivaji on the western coast in 1674. The Marathas gradually gained territory from the Mughals over several decades, particularly in the Mughal–Maratha Wars (1680–1707).
Sikhism developed at the end of the 15th century from the spiritual teachings of ten gurus. In 1799, Ranjit Singh established the Sikh Empire in the Punjab.
Northeast Asia
In 1644, the Ming were supplanted by the Qing, the last Chinese imperial dynasty, which ruled until 1912. Japan experienced its Azuchi–Momoyama period (1568–1600), followed by the Edo period (1600–1868). The Korean Joseon dynasty (1392–1910) ruled throughout this period, repelling invasions from Japan and China in the 16th and 17th centuries. Expanded maritime trade with Europe significantly affected China and Japan during this period, particularly through the Portuguese in Macau and the Dutch in Nagasaki. However, China and Japan later pursued isolationist policies designed to eliminate foreign influences.
Southeast Asia
In 1511, the Portuguese overthrew the Malacca Sultanate in present-day Malaysia and Indonesian Sumatra. The Portuguese held this important trading territory (and the valuable associated navigational strait) until overthrown by the Dutch in 1641. The Johor Sultanate, centered on the southern tip of the Malay Peninsula, became the dominant trading power in the region.
European colonization expanded with the Dutch in Indonesia, the Portuguese in Timor, and the Spanish in the Philippines.
Oceania
The Pacific Islands of Oceania were also affected by European contact, starting with the circumnavigational voyage of Ferdinand Magellan (1519–1522), who landed in the Marianas and other islands. Abel Tasman (1642–1644) sailed to present-day Australia, New Zealand, and nearby islands. James Cook (1768–1779) made the first recorded European contact with Hawaii. In 1788, Britain founded its first Australian colony.
Americas
Several European powers colonized the Americas, largely displacing the native populations and conquering the advanced civilizations of the Aztecs and Inca. Diseases introduced by Europeans devastated American societies, killing 60–90 million people by 1600 and reducing the population by 90–95%. In some cases, colonial policies included the deliberate genocide of indigenous peoples. Spain, Portugal, Britain, and France all made extensive territorial claims, and undertook large-scale settlement, including the importation of large numbers of African slaves. One side-effect of the slave trade was cultural exchange through which various African traditions found their way to the Americas, including cuisine, music, and dance. Portugal claimed Brazil, while Spain seized the rest of South America, Mesoamerica, and southern North America. The Spanish mined and exported prodigious amounts of gold and silver, leading to a surge in inflation known as the Price Revolution in the 16th and 17th centuries in Western Europe.
In North America, Britain colonized the east coast while France settled the central region. Russia made incursions into the northwest coast of North America, with its first colony in present-day Alaska in 1784, and the outpost of Fort Ross in present-day California in 1812. France lost its North American territory to England and Spain after the Seven Years' War (1756–1763). Britain's Thirteen Colonies declared independence as the United States in 1776, ratified by the Treaty of Paris in 1783, ending the American Revolutionary War. In 1791, African slaves launched a successful rebellion in the French colony of Saint-Domingue. France won back its continental claims from Spain in 1800, but sold them to the United States in the Louisiana Purchase of 1803.
Modern period
Long nineteenth century
The long nineteenth century traditionally starts with the French Revolution in 1789, and lasts until the outbreak of World War I in 1914. It saw the global spread of the Industrial Revolution, the greatest transformation of the world economy since the Neolithic Revolution. The Industrial Revolution began in Great Britain around 1770 and used new modes of production—the factory, mass production, and mechanization—to manufacture a wide array of goods faster while using less labor than previously required. Industrialization raised the global standard of living but caused upheaval as factory owners and workers clashed over wages and working conditions. Along with industrialization came modern globalization, the increasing interconnection of world regions in the economic, political, and cultural spheres. Globalization began in the early 19th century and was enabled by improved transportation technologies such as railroads and steamships.
European empires lost territories in Latin America, which won independence by the 1820s through military campaigns, but expanded elsewhere as their industrial economies gave them an advantage over the rest of the world. Britain gained control of the Indian subcontinent, Burma, Malaya, North Borneo, Hong Kong, and Aden; the French took Indochina; and the Dutch cemented their rule over Indonesia. The British also colonized Canada, Australia, New Zealand, and South Africa with large numbers of British colonists emigrating to these colonies. Russia colonized large pre-agricultural areas of Siberia. The United States completed its westward expansion, establishing control over the territory from the Atlantic to the Pacific coast. In the late 19th century to early 20th century, the European powers, driven by the Second Industrial Revolution, rapidly conquered and colonised almost the entirety of Africa. Only Ethiopia and Liberia remained independent. Imperial rule in Africa involved many atrocities such as those in the Congo Free State and the Herero and Nama genocide.
Within Europe, economic and military competition fostered the creation and consolidation of nation-states, and other ethno-cultural communities began to identify themselves as distinctive nations with aspirations for their own cultural and political autonomy. This nationalism became important to peoples across the world in the 19th and 20th centuries. The first wave of democratization occurred between 1828 and 1926, during which democratic institutions were established in 33 countries worldwide. Most of the world abolished slavery and serfdom in the 19th century. Over several decades, beginning in the late 19th century and continuing throughout the 20th, in many countries the women's suffrage movement won women the right to vote, and women began to enjoy greater access to education and to professions beyond domestic employment.
In response to the encroachment by European powers, several countries undertook programs of industrialization and political reform along Western lines. The Meiji Restoration in Japan was successful and led to the establishment of a colonial empire, while the tanzimat reforms in the Ottoman Empire did little to slow the Ottoman decline. China achieved some success with its Self-Strengthening Movement, but was devastated by the Taiping Rebellion, history's bloodiest civil war, which killed 20–30 million people between 1850 and 1864.
By the end of the century, the United States became the world's largest economy. During the Second Industrial Revolution, new technological advances, involving electric power, the internal combustion engine, and assembly-line manufacturing, further increased productivity. Technological innovations also provided new avenues for artistic expression through the media of photography, sound recording, and film. Meanwhile, industrial pollution and environmental degradation accelerated drastically. Balloon flight had been invented in the late 18th century, but it was only at the beginning of the 20th century that powered aircraft were developed.
The 20th century opened with Europe at an apex of wealth and power. Much of the world was under its direct colonial control or its indirect influence through heavily Europeanized nations like the United States and Japan. As the century unfolded, however, the global system dominated by rival powers was subjected to severe strains, and ultimately yielded to a more fluid structure of independent nation states.
World wars
This transformation was catalyzed by wars of unparalleled scope and devastation. World War I was a global conflict from 1914 to 1918 between the Allies, led by France, Russia, and the United Kingdom, and the Central Powers, led by Germany, Austria-Hungary, the Ottoman Empire, and Bulgaria. It had an estimated death toll ranging from 10 to 22.5 million and resulted in the collapse of four empires – the Austro-Hungarian, German, Ottoman, and Russian Empires. Its new emphasis on industrial technology had made traditional military tactics obsolete. The Armenian, Assyrian, and Greek genocides saw the systematic destruction, mass murder, and expulsion of those populations in the Ottoman Empire. From 1918 to 1920, the Spanish flu caused the deaths of at least 25 million people.
In the war's aftermath a League of Nations was formed in the hope of averting future international conflicts; and powerful ideologies rose to prominence. The Russian Revolution of 1917 created the first communist state, while the 1920s and 1930s saw fascist political parties gain control in Italy and Germany.
Ongoing national rivalries, exacerbated by the economic turmoil of the Great Depression, helped precipitate World War II. In that war, the vast majority of the world's countries, including all the great powers, fought as part of two opposing military alliances: the Allies and the Axis. The leading Axis powers were Germany, Japan, and Italy; while the United Kingdom, the United States, the Soviet Union, and the Republic of China were the "Big Four" Allied powers.
The militaristic governments of Germany and Japan pursued an ultimately doomed course of imperialist expansionism. In the course of doing so, Germany orchestrated the genocide of six million Jews in the Holocaust, and of millions of non-Jews across German-occupied Europe, while Japan murdered millions of Chinese. The war also saw the introduction and use of nuclear weapons, which brought unprecedented destruction and ultimately led to Japan's surrender. Estimates of the war's total casualties range from 55 to 80 million. During Joseph Stalin's rule from 1924 to 1953, the Soviet Union committed countless atrocities against its own people, including mass purges, forced labor camps, and widespread famine caused by state policies.
Contemporary history
When World War II ended in 1945, the United Nations was founded in the hope of preventing future wars, as the League of Nations had been formed following World War I. The United Nations championed the human rights movement, in 1948 adopting a Universal Declaration of Human Rights. Several European countries formed what would evolve into a 27-member-state economic and political community, the European Union.
World War II had opened the way for the advance of communism into Eastern and Central Europe, China, North Korea, North Vietnam, and Cuba. To contain this advance, the United States established a global network of alliances. The largest, NATO, was established in 1949 and eventually grew to include 32 member states. In response, in 1955 the Soviet Union and its Eastern European allies formed the Warsaw Pact mutual-defense treaty.
The United States and the Soviet Union emerged as the primary global powers in the aftermath of World War II. Both nations harbored deep suspicions and fears about the global spread of the other's political-economic system — capitalism for the United States and communism for the Soviet Union. This mutual distrust sparked the Cold War, a 45-year stand-off and arms race between the two nations and their allies.
With the development of nuclear weapons during World War II and their subsequent proliferation, all of humanity was put at risk of nuclear war between the two superpowers, as demonstrated by many incidents, most prominently the October 1962 Cuban Missile Crisis. Such war being viewed as impractical, the superpowers instead waged proxy wars in non-nuclear-armed Third World countries. The Cold War ended peacefully in 1991 after the Soviet Union collapsed, partly due to its inability to compete economically with the United States and Western Europe.
Cold War preparations to deter or fight a third world war accelerated advances in technologies that, though conceptualized before World War II, had been implemented for that war's exigencies, such as jet aircraft, rocketry, and computers. In the decades after World War II, these advances led to jet travel; artificial satellites with innumerable applications, including GPS; and the Internet, which in the 1990s began to gain traction as a form of communication. These inventions revolutionized the movement of people, ideas, and information.
The second half of the 20th century also saw groundbreaking scientific and technological developments such as the discovery of the structure of DNA and DNA sequencing, the worldwide eradication of smallpox, the Green Revolution in agriculture, the discovery of plate tectonics, the moon landings, crewed and uncrewed exploration of space, advancements in energy technologies, and foundational discoveries in physics phenomena ranging from the smallest entities (particle physics) to the greatest (physical cosmology).
These technical innovations had far-reaching effects. The world's population quadrupled to six billion during the 20th century, while world economic output increased by a factor of 20. The rate of population growth started to decline towards the end of the 20th century, in part because of increased awareness of family planning and better access to contraceptives. Parts of the world now have low or very low fertility rates. Public health measures and advances in medical science contributed to a sharp increase in global life expectancy from about 31 years in 1900 to over 66 years in 2000. In 1820, 75% of humanity lived on less than one dollar a day, while in 2001 only about 20% did. At the same time, economic inequality increased both within individual countries and between rich and poor countries. The importance of public education had already begun to increase in the 18th and 19th centuries but it was not until the end of the 20th and the beginning of the 21st centuries that compulsory and free education was provided to most children worldwide.
In China, the Maoist government implemented industrialization and collectivization policies as part of the Great Leap Forward (1958–1962), leading to the starvation deaths (1959–1961) of 30–40 million people. After these policies were rescinded, China entered a period of economic liberalization and rapid growth, with the economy expanding by 6.6% per year from 1978 to 2003. In the postwar decades, the African, Asian, and Oceanian colonies of European empires won their formal independence, a process known as decolonization. Postcolonial states in Africa struggled to grow their economies, facing structural barriers such as reliance on the export of commodities rather than manufactured goods. Sub-Saharan Africa was the world region hit hardest by the HIV/AIDS pandemic of the late 20th century. Moreover, Africa experienced high levels of violence, exemplified by the Second Congo War (1998–2003), the deadliest conflict since World War II. Latin America also faced economic problems and an over-reliance on commodity exports. The Middle East experienced numerous conflicts, including the Iran-Iraq War, the first and second Gulf wars, and the Syrian Civil War, as well as frequent and ongoing tensions between Israel and Palestine. Development efforts in Latin America were hindered by political instability, some of which was caused by the United States as it repeatedly intervened in the region.
The early 21st century was marked by growing economic globalization and integration, which brought both benefits and risks to interlinked economies, as exemplified by the Great Recession of the late 2000s and early 2010s. Communications expanded, with smartphones and social media becoming ubiquitous worldwide by the mid-2010s. By the early 2020s, artificial intelligence systems improved to the point of outperforming humans at many circumscribed tasks. The influence of religion continued to decline in many Western countries while some parts of the Muslim world saw the rise of fundamentalist movements. In 2020, the COVID-19 pandemic substantially disrupted global trading, caused recessions in the global economy, and spurred cultural paradigm shifts. Concerns grew as existential threats from environmental degradation and global warming became increasingly evident, while mitigation efforts, including a shift to sustainable energy, made gradual progress.
Academic research
The study of human history has a long tradition and early precursors were already practiced in the ancient period as attempts to provide comprehensive accounts of the history of the world. Most research before the 20th century focused on histories of individual communities and societies after the prehistoric period. This changed in the late 20th century, when attempts to integrate the diverse narratives into a common context reaching back to the emergence of the first humans became a central research topic. This transition to a widened perspective was accompanied by questioning Eurocentrism and the Western-focused perspective that had previously dominated academic history.
Like in other historical disciplines, the methodology of analyzing textual sources to construct narratives and interpretations of past events plays a central role in the study of human history. The scope of its topic poses the unique challenge of synthesizing a coherent and comprehensive narrative spanning different cultures, regions, and time periods while taking diverse individual perspectives into account. This is also reflected in its interdisciplinary approach by integrating insights from fields belonging to the humanities and the social, biological, and physical sciences, such as other historical disciplines, archaeology, anthropology, linguistics, genetics, paleontology, and geology. The interdisciplinary approach is of particular importance to the study of human history before the invention of writing.
Periodization
To provide an accessible overview, historians divide human history into different periods organized around key themes, events, or developments that have shaped human societies over time. The number of periods and their time frames depend on the chosen topics, and the transitions between periods are often more fluid than static periodization schemes suggest.
A traditionally influential periodization in European scholarship distinguishes between the ancient, medieval, and modern periods organized around historical events responsible for major shifts in political, economic, and cultural structures to mark the transitions between the periods: first the fall of the Western Roman Empire and later the emergence of the Renaissance. Another periodization divides human history into three periods based on the way humans engage with nature to produce goods. The first transition happened with the emergence of agriculture and husbandry to replace hunting and gathering as the main means of food production. The Industrial Revolution constitutes the second transition. A further approach uses the relations between societies to divide the history of the world into the periods of Middle Eastern dominance before 500 BCE, Eurasian cultural balance until 1500 CE, and Western dominance afterwards. The invention of writing is often used to demark prehistory from the ancient period while another approach divides early history based on the type of tools used in the Stone, Bronze, and Iron Ages. Historians focusing on religion and culture identify the Axial Age as a key turning point that laid the spiritual and philosophical foundations of many of the world's major civilizations. Some historians draw on elements from different approaches to arrive at a more nuanced periodization.
References
Explanatory notes
Citations
Bibliography
World history
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Golden age (metaphor) | A golden age is a period considered the peak in the history of a country or people, a time period when the greatest achievements were made. The term originated from early Greek and Roman poets, who used it to refer to a time when mankind lived in a better time and was pure (see Golden Age).
The ancient Greek poet Hesiod introduced the term in his Works and Days, when referring to the period when the "Golden Race" of man lived. This was part of fivefold division of Ages of Man, starting with the Golden age, then the Silver Age, the Bronze Age, the Age of Heroes (including the Trojan War), and finally, the current Iron Age. The concept was further refined by Ovid, in his Metamorphoses, into the four "metal ages" (golden, silver, bronze, and iron).
The Golden age in Classic literature
The Golden age as described by Hesiod was an age where all humans were created directly by the Olympian gods. They lived long lives in peace and harmony, and were oblivious of death. The "Golden race" were however mortals, but would die peacefully and in their sleep unmarked by sickness and age. Ovid emphasizes the justice and peace that defined the Golden Age. He described it as a time before man learned the art of navigation, and as a pre-agricultural society. The idea of a Golden age lingered in literature and historical understanding throughout the Greek and Roman periods. It was partly replaced by the Christian Six Ages of the World based on the biblical chronology in the early Middle Ages.
Evolution from period to metaphor
The term "Golden age" has always had a metaphoric element. A few centuries after Hesiod, Plato pointed out that the "Golden race" were not made from gold as such, but that the term should be understood metaphorically. The classical idea of the "metal ages" as actual historical periods held sway throughout the Greek and Roman periods. While supplemented by St. Augustine's "Six Ages of the World", the classical ideas were never entirely eradicated, and it resurfaced to form the basis of division of time in early archaeology.
At the birth of modern archaeology in the 18th century, the "Golden age" was associated with a pre-agricultural society. However, already in the 16th century, the term "Golden age" was replaced by "Stone Age" in the three-age system. Still, Rousseau used the term for a loosely defined historical period characterized by the "State of nature" as late as the late 18th century. While the concept of an Iron and Bronze Age are still used by historians and archaeologists, the "Golden age" of Hesiod was a purely mythical period, and has come to signify any period in history where the state of affairs for a specific phenomenon appear to have been on their height, better than in the periods preceding it and following the "Golden Age". It is sometimes still employed for the hunter-gatherer tribal societies of the Mesolithic, but only as a metaphor.
Golden Age in society timeline
A society's Golden Age marks that period in its history having a heightened output of art, science, literature, and philosophy.
Ancient Egypt experienced several Golden Ages, including the Fourth Dynasty during the Old Kingdom, as well as the New Kingdom
The Belle Epoque period is considered France's golden age as it was a time when culture, science, and living standards reached their peak
Athenian Golden Age presided by Pericles
14th & 15th century Africa were a golden age for West Africa, when trade routes flourished, leading to the advancement of Mathematics and Science.
Golden age of Latin literature, the period in Latin literature between Cicero and Ovid
The age of the "Five Good Emperors" during the Principate, part of the Pax Romana period, is generally considered the zenith of the Roman Empire, and Edward Gibbon even considered it the happiest age of humanity
Golden age of India, the period between the 3rd century to the 6th century CE under the leadership of the Gupta Empire, during which Indians made great achievements in mathematics, science, culture, religion, philosophy and astronomy, while the Mughal Empire was considered as the last golden age of India, when India last had 1/4th of the global economy, construction of monuments such as the Taj Mahal and Red Fort.
The Classic Period of Mesoamerica (3rd to 9th century), the era when Teotihuacan dominated central Mexico and several important Maya city states reached their apogee
Early Christian Ireland, when Ireland was united under one High King and was significant in European art
Islamic Golden Age in which Islamic scientific achievements spanned a wide range of subject areas including medicine, mathematics, astronomy, and agriculture as well as physics, economics, engineering and optics.
Reign of Harun al-Rashid (786–809), the height of the Abbasid Caliphate, before the Fourth Fitna, the Anarchy at Samarra, and the onset of political fragmentation
More generally from the reign of Harun al-Rashid until the sack of Baghdad by the Mongols (1258) in the Arab world
Reignited in the 15th century in the Age of the Islamic Gunpowders (Ottoman, Safavid, and Mughal Empires) until the early 17th century (1453-1683)
Byzantine Empire under the Macedonian dynasty (867–1056), has been dubbed the "Golden Age" of Byzantium
Golden age of Kyiv, 10th century
China has had multiple golden ages, with the Han (especially the Rule of Wen and Jing and the Rule of Ming and Zhang), Tang, Song, Ming and Qing all considered golden ages in Chinese history. The "Chinese Golden Age" is used to refer to the period of the Tang and Song Dynasties from 618 to 1279, which saw an economic revolution
Golden age of Jewish culture in the Iberian Peninsula, the period between 900 and 1100. Sometimes categorized as part of the larger Islamic Golden Age, because of the event's timeframe and geography
Golden age of Christian monasticism, 8th–12th centuries, its peak being 11th century to early-mid 12th century. Understood to be a golden age in the European continent of strictly religious matters, and not in comparison to other golden ages of the era
Golden Age of medieval Bulgarian culture, a golden age in Bulgaria
Georgian Golden Age, the period of prosperity and cultural flourishing in the Kingdom of Georgia in the 11th, 12th, and early 13th centuries, especially under Queen Tamar the Great
Golden Age in Indonesian history from about 1293 to around 1500 when the Hindu–Buddhist Majapahit kingdom in eastern Java, under Gajah Mada, extended its influence to much of southern Malay Peninsula, Borneo, Sumatra, and Bali.
Second Golden Age of Bulgaria, the prosperity of Bulgarian culture, literature and arts during Emperor Ivan Alexander (1331–1371)
Portuguese Golden Ages
Portuguese Golden Age, 15th century – 1580. Possibly the European power of the time most proficient in sailing
Second Portuguese Golden Age, Brazilian gold rush, late 17th century to 19th century
Golden age of Valencian literature, 15th century
Ottoman Golden Age, 1450s–1560s, partly under the reign of Suleiman the Magnificent
The High Renaissance of the 16th century is often described as the "golden age" of the culture and art of Renaissance Italy
The history of Malta under the Order of Saint John (1530–1798) is generally considered as a "golden age" of architecture, the arts, health and education, especially between the late 1560s and the early 1770s
The Spanish Golden Age (siglo de oro) corresponds to the reign of the Catholic Monarchs and of the Habsburgs between 1492 and 1659, a period marked by a powerful Spanish Empire and by the flourishing of the arts
English Golden Ages
The "Golden Age of England" is the Elizabethan era, under Elizabeth I of England, in the late 16th century, as her reign is often depicted as a golden age and the high point of the English Renaissance.
The "Golden Age of Britain" is the Victorian era, under Queen Victoria, in the 19th century
Polish Golden Age, 14th century, end of 17th century
Dutch Golden Age, 17th century, approximately 1588–1672
Golden Age of Dutch Painting, spanning the 17th century
Golden Age of Netherlandish cartography, c. 1590s–1720s
Golden age of Belarusian history, 1500s–1570s, esp. 1550s–1570s
Grand Siècle, the reigns of Louis XIII and Louis XIV.
The Golden Age of Piracy, 1650–1730
The Genroku era (1688–1704) in Japan is widely considered a "golden age" for literature, drama, and the arts
Danish Golden Age, first half of the 19th century
Golden Age of Russian Poetry, first half of the 19th century, with Russian poets Pushkin, Lermontov, Tyutchev and others
Golden Age of Capitalism, a period of rapid growth in the economies of the west, and Japan, from 1945 to 1970. Also used for the Gilded Age of the late 19th century
The Golden Twenties, the 1920s in Europe, the Roaring Twenties were the American equivalent
Likewise in the United States, the American Century may be taken to represent a golden age of global cultural influence and political hegemony
Culture and technology
A golden age is often ascribed to the years immediately following a technological innovation that allows new forms of expression and new ideas. Examples include:
Golden age of chocolate, 1850-1900
Golden age of illustration, 1880s-1910s
Golden age of board games, 1880s-1920s or 2000-present
The Golden Age of the Piano, roughly the end of the 19th century and beginning of the 20th
The Golden Age of Radio, 1920s–1940s
The Golden Age of American animation, between 1928 (sound) and the 1960s (television).
The Golden Age of Hollywood, which lasted from the end of the silent era in American cinema in the late 1920s to the 1960s
Golden Age of Television (referring to U.S. television circa 1950s) when television was still a fairly recent invention. Programs such as Kraft Television Theatre, Playhouse 90, and later Alfred Hitchcock Presents and The Twilight Zone brought a level of writing to American commercial television that would rarely be seen in the next several decades.
Golden age of Gameshows, late 50s to early 60s
Golden Age of Muscle Cars, 1964–1972.
Golden Age of Pornography, refers to a 15-year period (around 1969–1984) in commercial American pornography, which spread internationally, in which sexually-explicit films gained positive attention from mainstream cinemas, movie critics, and the general public. It began with release of the 1969 film Blue Movie directed by Andy Warhol, and the 1970 film Mona produced by Bill Osco. Those were the first adult erotic films, depicting explicit sex, to receive wide theatrical release in the United States. During that period, pornographic films emerged from underground studios, and became a full-scale industry with aspirations to become part of mainstream cinema.
Golden age of arcade video games, late 1970s-1980s
Golden Era of Spanish Software, 1983–1992
The Golden Age of radio-controlled buggies, 1983–1992. A period when model companies shifted towards practical electric-powered buggies, leading to numerous companies (including toy manufacturers) entering the market and helping it to become the dominant class.
Golden age of hip hop, mid 1980s–mid 1990s a period when hip-hop music was arguably at its creative and artistic peak
Golden age of Manga, 1980s-1990s
Second Golden Age of Television, 1999–2023, a period of high-quality and often scripted American television programming that started with The Sopranos, The Wire, Breaking Bad, and Mad Men (among others) and ended with the 2023 Hollywood labor disputes and streaming wars
Golden age of race queens had enjoyed two eras; the first was the swimsuit clad race queen bubble of the late 1980s to late 1990s and the miniskirted second golden age of race queen of the 2000s, when the influx of models came with the ability to draw the same as or bigger popularity than some of the drivers competing in the events.
At least one technology had its "Golden Age" in its latter years:
The Golden Age of Sail, 19th century.
A cultural "golden age" can feature in the construction of a national myth.
Genres
Technology and creativity spawn new genres or new surges in the production of literature and the arts. The onset (or dominance or heyday) of a new genre/movement, in popular parlance, becomes its "Golden Age". For example:
Golden age of Swordplay, period of sword skills from the 16th to the 18th centuries
Golden Age of Broadway, the period from about 1943 to 1968 that brought musicals like Oklahoma! (1943); Kiss Me, Kate (1948); West Side Story (1957); The Sound of Music (1959); and Hello, Dolly! (1964) to the Broadway stage
Golden Age of British dance bands, 1920s–1930s
Golden Age of the British whodunit, early 20th-century
Golden Age of Comic Books, period between roughly 1938 and 1945, though exact definitions vary
Golden Age of Mexican cinema, beginning in 1935 and ending in the late 1950s
Golden Age of Science Fiction, period from the late 1930s through the 1950s
Golden Age of the Western, of the Western movie, 1930s–1960s
Golden Age of Detective Fiction, an era of detective fiction between World Wars I and II, epitomised by Agatha Christie
Golden age of the Italian horror movie ( 1957–1979)
Golden age of Japanese cinema, 1950s
The golden age of Fast Food buffets, 1980s to the early 1990s
Golden Age of romantic comedies, 1990s
Golden age of J-horror, 1999 to 2005
The golden age of console RPGs, 1990s to early 2000s
Science
Golden age of cosmology (1992–present)
Golden age of general relativity, upon its entering the mainstream of theoretical physics, 1960–1975.
Golden age of physics (19th century) with modern physics (quantum mechanics and the theory of relativity)
Senior citizens
Some companies use "Golden Age" as a marketing euphemism for "senior citizen", itself a euphemism for "old person".
Golden Age Passport, a National Park Service pass for citizens who are 62 or older.
Sport
The golden age of alpinism (1854–1865), during which many major Alpine peaks saw their first ascents.
The Golden Age of cricket (1890–1914)
Golden age of baseball (1920–1960)
Golden age of American soccer (1921-1931)
Golden Age of Roller Skating (1937–1959)
Golden age of Bowling (1940s-1970s)
Golden Age of American Football (1950s-1960s)
Golden Age of Trans-Am Series (1968–1972)
Golden Age of Rallying (1983–1986), when loosened design rules produced powerful cars and a peak of popularity.
See also
Gilded Age
Heroic Age (disambiguation)
Silver age
Bronze Age (disambiguation)
Notes
Sources
Historiography
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Industrialisation | Industrialisation (UK) or industrialization (US) is the period of social and economic change that transforms a human group from an agrarian society into an industrial society. This involves an extensive reorganisation of an economy for the purpose of manufacturing. Industrialisation is associated with increase of polluting industries heavily dependent on fossil fuels. With the increasing focus on sustainable development and green industrial policy practices, industrialisation increasingly includes technological leapfrogging, with direct investment in more advanced, cleaner technologies.
The reorganisation of the economy has many unintended consequences both economically and socially. As industrial workers' incomes rise, markets for consumer goods and services of all kinds tend to expand and provide a further stimulus to industrial investment and economic growth. Moreover, family structures tend to shift as extended families tend to no longer live together in one household, location or place.
Background
The first transformation from an agricultural to an industrial economy is known as the Industrial Revolution and took place from the mid-18th to early 19th century. It began in Great Britain, spreading to Belgium, Switzerland, Germany, and France and eventually to other areas in Europe and North America. Characteristics of this early industrialisation were technological progress, a shift from rural work to industrial labour, and financial investments in new industrial structures. Later commentators have called this the First Industrial Revolution.
The "Second Industrial Revolution" labels the later changes that came about in the mid-19th century after the refinement of the steam engine, the invention of the internal combustion engine, the harnessing of electricity and the construction of canals, railways, and electric-power lines. The invention of the assembly line gave this phase a boost. Coal mines, steelworks, and textile factories replaced homes as the place of work.
By the end of the 20th century, East Asia had become one of the most recently industrialised regions of the world.
There is considerable literature on the factors facilitating industrial modernisation and enterprise development.
Social consequences
The Industrial Revolution was accompanied by significant changes in the social structure, the main change being a transition from farm work to factory-related activities. This has resulted in the concept of Social class, i.e., hierarchical social status defined by an individual's economic power. It has changed the family system as most people moved into cities, with extended family living apart becoming more common. The movement into more dense urban areas from less dense agricultural areas has consequently increased the transmission of diseases. The place of women in society has shifted from primary caregivers to breadwinners, thus reducing the number of children per household. Furthermore, industrialisation contributed to increased cases of child labour and thereafter education systems.
Urbanisation
As the Industrial Revolution was a shift from the agrarian society, people migrated from villages in search of jobs to places where factories were established. This shifting of rural people led to urbanisation and an increase in the population of towns. The concentration of labour in factories has increased urbanisation and the size of settlements, to serve and house the factory workers.
Exploitation
Changes in family structure
Family structure changes with industrialisation. Sociologist Talcott Parsons noted that in pre-industrial societies there is an extended family structure spanning many generations who probably remained in the same location for generations. In industrialised societies the nuclear family, consisting of only parents and their growing children, predominates. Families and children reaching adulthood are more mobile and tend to relocate to where jobs exist. Extended family bonds become more tenuous. One of the most important criticisms of industrialisation is that it caused children to stay away from home for many hours and to use them as cheap workers in factories.
Industrialisation in East Asia
Between the early 1960s and 1990s, the Four Asian Tigers underwent rapid industrialisation and maintained exceptionally high growth rates.
Current situation
the international development community (World Bank, Organisation for Economic Co-operation and Development (OECD), many United Nations departments, FAO WHO ILO and UNESCO, endorses development policies like water purification or primary education and co-operation amongst third world communities. Some members of the economic communities do not consider contemporary industrialisation policies as being adequate to the global south (Third World countries) or beneficial in the longer term, with the perception that they may only create inefficient local industries unable to compete in the free-trade dominated political order which industrialisation has fostered. Environmentalism and Green politics may represent more visceral reactions to industrial growth. Nevertheless, repeated examples in history of apparently successful industrialisation (Britain, Soviet Union, South Korea, China, etc.) may make conventional industrialisation seem like an attractive or even natural path forward, especially as populations grow, consumerist expectations rise and agricultural opportunities diminish.
The relationships among economic growth, employment, and poverty reduction are complex, and higher productivity can sometimes lead to static or even lower employment (see jobless recovery).
There are differences across sectors, whereby manufacturing is less able than the tertiary sector to accommodate both increased productivity and employment opportunities; more than 40% of the world's employees are "working poor", whose incomes fail to keep themselves and their families above the $2-a-day poverty line. There is also a phenomenon of deindustrialisation, as in the former USSR countries' transition to market economies, and the agriculture sector is often the key sector in absorbing the resultant unemployment.
See also
Automation
Deindustrialisation
Division of labour
Great Divergence
Idea of Progress
Mass production
Mechanisation
Newly industrialised country
References
Further reading
Hewitt, T., Johnson, H. and Wield, D. (Eds) (1992) industrialisation and Development, Oxford University Press: Oxford.
Hobsbawm, Eric (1962): The Age of Revolution. Abacus.
Kemp, Tom (1993) Historical Patterns of Industrialisation, Longman: London.
Kiely, R (1998) industrialisation and Development: A comparative analysis, UCL Press:London.
Pomeranz, Ken (2001)The Great Divergence: China, Europe and the Making of the Modern World Economy (Princeton Economic History of the Western World) by (Princeton University Press; New Ed edition, 2001)
Tilly, Richard H.: Industrialization as an Historical Process, European History Online, Main: Institute of European History, 2010, retrieved: 29 February 2011.
External links
Industrialisation
Economic development
Economic growth
Industrial history
Late modern economic history
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Social change | Social change is the alteration of the social order of a society which may include changes in social institutions, social behaviours or social relations. Sustained at a larger scale, it may lead to social transformation or societal transformation.
Definition
Social change may not refer to the notion of social progress or sociocultural evolution, the philosophical idea that society moves forward by evolutionary means. It may refer to a paradigmatic change in the socio-economic structure, for instance the transition from feudalism to capitalism, or hypothetical future transition to some form of post-capitalism.
Social development is the people that develop social and emotional skills across the lifespan, with particular attention to childhood and adolescence. Healthy social development allows us to form positive relationships with family, friends, teachers, and other people in our lives.
Accordingly, it may also refer to social revolution, such as the Socialist revolution presented in Marxism, or to other social movements, such as women's suffrage or the civil rights movement. Social change may be driven through cultural, religious, economic, environmental, scientific or technological forces.
Prominent theories
Change comes from two sources. One source is unique factors such as climate, weather, or the presence of specific groups of people. Another source is systematic factors. For example, successful development generally has the same requirements, such as a stable and flexible government, enough free and available resources, and a diverse social organization of society. On the whole, social change is usually a combination of systematic factors along with some random or unique factors.
Many theories attempt to explain social change. One view suggests that a theory of change should include elements such as structural aspects of change (like population shifts), processes and mechanisms of social change, and directions of change.
Christian: In Christianity & Judaism social change is seen in terms of God's blessings on faithfulness or curses on disobedience. See Deuteronomy chapter 28.
Hegelian: The classic Hegelian dialectic model of change is based on the interaction of opposing forces. Starting from a point of momentary stasis, Thesis countered by Antithesis first yields conflict, then it subsequently results in a new Synthesis.
Marxist: Marxism presents a dialectical and materialist concept of history, seeing humankind's history as a fundamental "struggle between social classes".
Kuhnian: The philosopher of science, Thomas Kuhn argues in The Structure of Scientific Revolutions with respect to the Copernican Revolution that people are likely to continue utilizing an apparently unworkable paradigm until a better paradigm is commonly accepted. A Kuhnian approach to the study of societies is provided by the critical juncture approach to social order and change.
Heraclitan: The Greek philosopher Heraclitus used the metaphor of a river to speak of change thus: "On those stepping into rivers staying the same other and other waters flow" (DK22B12). What Heraclitus seems to be suggesting here, later interpretations notwithstanding, is that, in order for the river to remain the river, change must constantly be taking place. Thus one may think of the Heraclitan model as parallel to that of a living organism, which, in order to remain alive, must constantly change. A contemporary application of this approach is shown in the social-change theory SEED-SCALE which builds off of the complexity theory subfield of emergence.
Daoist: The Chinese philosophical work Dao De Jing, I.8 and II.78 uses the metaphor of water as the ideal agent of change. Water, although soft and yielding, will eventually wear away stone. Change, in this model, is to be natural, harmonious and steady, albeit imperceptible.
Types of change
Social changes can vary according to speed and scope and impetus.
Some research on the various types of social change focuses on social organizations such as corporations.
Different manifestations of change include:
Fabian change – gradual and reformist incremental amelioration after the manner of the Fabian Society
radical change – improvements root and branch in the style of political radicalism
revolutionary change – abrupt, radical and drastic change, with implications of violence and of starting afresh (perhaps most popular as a political bogeyman)
transformational change – a New-age version of radical change, and thus difficult to define
continuous change, open-ended change – change (allegedly) for the sake of change
top-down change – reliance on leadership
bottom-up change – reliance on the huddled masses
socio-tectonic change – postulated deep-seated fundamental social shifts
Current examples
Global demographic shifts
One of the most obvious changes currently occurring is the change in the relative global population distribution between countries. In recent decades, developing countries have become a larger proportion of the world population, increasing from 68% in 1950 to 82% in 2010, and the population of the developed countries has declined from 32% of the total world population in 1950 to 18% in 2010. China and India continue to be the largest countries, followed by the US as a distant third. However, population growth throughout the world is slowing. Population growth among developed countries has been slowing since the 1950s and is now at 0.3% annual growth. Population growth among the less developed countries excluding the least developed ones has also been slowing since 1960 and is now at 1.3% annually. Population growth among the least developed countries has slowed relatively little; as of 2022, the annual growth rate is 2.33%.
Gendered patterns of work and care
In much of the developed world, changes from distinct men's work and women's work to more gender equal patterns have been economically important since the mid-20th century. Both men and women are considered to be great contributors to social change worldwide.
See also
Accelerating change
Activism
Alternative movement
Comparative historical research
Constitutional economics
Critical juncture theory
Culture change
Decadence
Global Social Change Research Project
Globalization
Historical sociology
Industrialisation
Lifestyle (sociology)
Modernization theory
Reform movement
Reformism
Revolution
Secularization
Social conservatism
Social degeneration
Social development theory
Social movement
Social progress
Social relation
Social revolution
Social transformation
Societal collapse
Societal transformation
Sociocultural evolution
References
Further reading
Eisenstadt, S. N. (1973). Tradition, Change, and Modernity. Krieger Publishing.
Giddens, Anthony (2006). Sociology. Cambridge: Polity Press.
Haralambos, Michael and Holborn, Martin (2008). Sociology: Themes and Perspectives. London: HarperCollins.
Harper, C. L. (1993). Exploring Social Change. New Jersey: Engelwood Cliffs.
Milstein, T. & Castro-Sotomayor, J. (2020). "Routledge Handbook of Ecocultural Identity." London, UK: Routledge. https://doi.org/10.4324/9781351068840.
Talcott Parsons, The Social System (1951). New York: The Free Press
Polanyi, Karl (1944). The Great Transformation. New York: Farrar & Rinehart.
Tilly, Charles (1988). "Misreading, then Rereading, Nineteenth-Century Social Change." Pp. 332–58 in Social Structures: A Network Approach, eds. Barry Wellman and S. D. Berkowitz. Cambridge: Cambridge University Press.
Tilly, Charles (2004). Social Movements, 1768-2004. Boulder, CO: Paradigm Publishers. .
Vago, Steven (1999). Social Change, 4th ed. Upper Saddle River, NJ: Prentice Hall. .
External links
Understanding The World Today – reports about global social, political, economic, demographic and technological change
Social Change Collection from Georgia State University
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Globalization | Globalization, or globalisation (Commonwealth English; see spelling differences), is the process of interaction and integration among people, companies, and governments worldwide. The term globalization first appeared in the early 20th century (supplanting an earlier French term mondialisation), developed its current meaning sometime in the second half of the 20th century, and came into popular use in the 1990s to describe the unprecedented international connectivity of the post–Cold War world. Its origins can be traced back to 18th and 19th centuries due to advances in transportation and communications technology. This increase in global interactions has caused a growth in international trade and the exchange of ideas, beliefs, and culture. Globalization is primarily an economic process of interaction and integration that is associated with social and cultural aspects. However, disputes and international diplomacy are also large parts of the history of globalization, and of modern globalization.
Economically, globalization involves goods, services, data, technology, and the economic resources of capital. The expansion of global markets liberalizes the economic activities of the exchange of goods and funds. Removal of cross-border trade barriers has made the formation of global markets more feasible. Advances in transportation, like the steam locomotive, steamship, jet engine, and container ships, and developments in telecommunication infrastructure such as the telegraph, the Internet, mobile phones, and smartphones, have been major factors in globalization and have generated further interdependence of economic and cultural activities around the globe.
Though many scholars place the origins of globalization in modern times, others trace its history to long before the European Age of Discovery and voyages to the New World, and some even to the third millennium BCE. Large-scale globalization began in the 1820s, and in the late 19th century and early 20th century drove a rapid expansion in the connectivity of the world's economies and cultures. The term global city was subsequently popularized by sociologist Saskia Sassen in her work The Global City: New York, London, Tokyo (1991).
In 2000, the International Monetary Fund (IMF) identified four basic aspects of globalization: trade and transactions, capital and investment movements, migration and movement of people, and the dissemination of knowledge. Globalizing processes affect and are affected by business and work organization, economics, sociocultural resources, and the natural environment. Academic literature commonly divides globalization into three major areas: economic globalization, cultural globalization, and political globalization.
Proponents of globalization point to economic growth and broader societal development as benefits, while opponents claim globalizing processes are detrimental to social well-being due to ethnocentrism, environmental consequences, and other potential drawbacks.
Between 1990 and 2010, globalisation progressed rapidly, driven by the information and communication technology revolution that lowered communication costs, along with trade liberalisation and the shift of manufacturing operations to emerging economies (particularly China).
Etymology and usage
The word globalization was used in the English language as early as the 1930s, but only in the context of education, and the term failed to gain traction. Over the next few decades, the term was occasionally used by other scholars and media, but it was not clearly defined. One of the first usages of the term in the meaning resembling the later, common usage was by French economist François Perroux in his essays from the early 1960s (in his French works he used the term "mondialisation" (literarly worldization in French), also translated as mundialization). Theodore Levitt is often credited with popularizing the term and bringing it into the mainstream business audience in the later in the middle of 1980s.
Though often treated as synonyms, in French, globalization is seen as a stage following mondialisation, a stage that implies the dissolution of national identities and the abolishment of borders inside the world network of economic exchanges.
Since its inception, the concept of globalization has inspired competing definitions and interpretations. Its antecedents date back to the great movements of trade and empire across Asia and the Indian Ocean from the 15th century onward.
In 1848, Karl Marx noticed the increasing level of national inter-dependence brought on by capitalism, and predicted the universal character of the modern world society. He states:
Sociologists Martin Albrow and Elizabeth King define globalization as "all those processes by which the people of the world are incorporated into a single world society." In The Consequences of Modernity, Anthony Giddens writes: "Globalization can thus be defined as the intensification of worldwide social relations which link distant localities in such a way that local happenings are shaped by events occurring many miles away and vice versa." In 1992, Roland Robertson, professor of sociology at the University of Aberdeen and an early writer in the field, described globalization as "the compression of the world and the intensification of the consciousness of the world as a whole."
In Global Transformations, David Held and his co-writers state:
Held and his co-writers' definition of globalization in that same book as "transformation in the spatial organization of social relations and transactions—assessed in terms of their extensity, intensity, velocity and impact—generating transcontinental or inter-regional flows" was called "probably the most widely-cited definition" in the 2014 DHL Global Connectiveness Index.
Swedish journalist Thomas Larsson, in his book The Race to the Top: The Real Story of Globalization, states that globalization:
Paul James defines globalization with a more direct and historically contextualized emphasis:
Globalization is the extension of social relations across world-space, defining that world-space in terms of the historically variable ways that it has been practiced and socially understood through changing world-time.
Manfred Steger, professor of global studies and research leader in the Global Cities Institute at RMIT University, identifies four main empirical dimensions of globalization: economic, political, cultural, and ecological. A fifth dimension—the ideological—cutting across the other four. The ideological dimension, according to Steger, is filled with a range of norms, claims, beliefs, and narratives about the phenomenon itself.
James and Steger stated that the concept of globalization "emerged from the intersection of four interrelated sets of 'communities of practice' (Wenger, 1998): academics, journalists, publishers/editors, and librarians." They note the term was used "in education to describe the global life of the mind"; in international relations to describe the extension of the European Common Market, and in journalism to describe how the "American Negro and his problem are taking on a global significance". They have also argued that four forms of globalization can be distinguished that complement and cut across the solely empirical dimensions. According to James, the oldest dominant form of globalization is embodied globalization, the movement of people. A second form is agency-extended globalization, the circulation of agents of different institutions, organizations, and polities, including imperial agents. Object-extended globalization, a third form, is the movement of commodities and other objects of exchange. He calls the transmission of ideas, images, knowledge, and information across world-space disembodied globalization, maintaining that it is currently the dominant form of globalization. James holds that this series of distinctions allows for an understanding of how, today, the most embodied forms of globalization such as the movement of refugees and migrants are increasingly restricted, while the most disembodied forms such as the circulation of financial instruments and codes are the most deregulated.
The journalist Thomas L. Friedman popularized the term "flat world", arguing that globalized trade, outsourcing, supply-chaining, and political forces had permanently changed the world, for better and worse. He asserted that the pace of globalization was quickening and that its impact on business organization and practice would continue to grow.
Economist Takis Fotopoulos defined "economic globalization" as the opening and deregulation of commodity, capital, and labor markets that led toward present neoliberal globalization. He used "political globalization" to refer to the emergence of a transnational élite and a phasing out of the nation-state. Meanwhile, he used "cultural globalization" to reference the worldwide homogenization of culture. Other of his usages included "ideological globalization", "technological globalization", and "social globalization".
Lechner and Boli (2012) define globalization as more people across large distances becoming connected in more and different ways.
"Globophobia" is used to refer to the fear of globalization, though it can also mean the fear of balloons.
History
There are both distal and proximate causes which can be traced in the historical factors affecting globalization. Large-scale globalization began in the 19th century.
Archaic
Archaic globalization conventionally refers to a phase in the history of globalization including globalizing events and developments from the time of the earliest civilizations until roughly the 1600s. This term is used to describe the relationships between communities and states and how they were created by the geographical spread of ideas and social norms at both local and regional levels.
In this schema, three main prerequisites are posited for globalization to occur. The first is the idea of Eastern Origins, which shows how Western states have adapted and implemented learned principles from the East. Without the spread of traditional ideas from the East, Western globalization would not have emerged the way it did. The interactions of states were not on a global scale and most often were confined to Asia, North Africa, the Middle East, and certain parts of Europe. With early globalization, it was difficult for states to interact with others that were not close. Eventually, technological advances allowed states to learn of others' existence and thus another phase of globalization can occur. The third has to do with inter-dependency, stability, and regularity. If a state is not dependent on another, then there is no way for either state to be mutually affected by the other. This is one of the driving forces behind global connections and trade; without either, globalization would not have emerged the way it did and states would still be dependent on their own production and resources to work. This is one of the arguments surrounding the idea of early globalization. It is argued that archaic globalization did not function in a similar manner to modern globalization because states were not as interdependent on others as they are today.
Also posited is a "multi-polar" nature to archaic globalization, which involved the active participation of non-Europeans. Because it predated the Great Divergence in the nineteenth century, where Western Europe pulled ahead of the rest of the world in terms of industrial production and economic output, archaic globalization was a phenomenon that was driven not only by Europe but also by other economically developed Old World centers such as Gujarat, Bengal, coastal China, and Japan.
The German historical economist and sociologist Andre Gunder Frank argues that a form of globalization began with the rise of trade links between Sumer and the Indus Valley civilization in the third millennium BCE. This archaic globalization existed during the Hellenistic Age, when commercialized urban centers enveloped the axis of Greek culture that reached from India to Spain, including Alexandria and the other Alexandrine cities. Early on, the geographic position of Greece and the necessity of importing wheat forced the Greeks to engage in maritime trade. Trade in ancient Greece was largely unrestricted: the state controlled only the supply of grain.
Trade on the Silk Road was a significant factor in the development of civilizations from China, the Indian subcontinent, Persia, Europe, and Arabia, opening long-distance political and economic interactions between them. Though silk was certainly the major trade item from China, common goods such as salt and sugar were traded as well; and religions, syncretic philosophies, and various technologies, as well as diseases, also traveled along the Silk Routes. In addition to economic trade, the Silk Road served as a means of carrying out cultural trade among the civilizations along its network. The movement of people, such as refugees, artists, craftsmen, missionaries, robbers, and envoys, resulted in the exchange of religions, art, languages, and new technologies.
Early modern
"Early modern" or "proto-globalization" covers a period of the history of globalization roughly spanning the years between 1600 and 1800. The concept of "proto-globalization" was first introduced by historians A. G. Hopkins and Christopher Bayly. The term describes the phase of increasing trade links and cultural exchange that characterized the period immediately preceding the advent of high "modern globalization" in the late 19th century. This phase of globalization was characterized by the rise of maritime European empires, in the 15th and 17th centuries, first the Portuguese Empire (1415) followed by the Spanish Empire (1492), and later the Dutch and British Empires. In the 17th century, world trade developed further when chartered companies like the British East India Company (founded in 1600) and the Dutch East India Company (founded in 1602, often described as the first multinational corporation in which stock was offered) were established.
An alternative view from historians Dennis Flynn and Arturo Giraldez, postulated that: globalization began with the first circumnavigation of the globe under the Magellan-Elcano expedition which preluded the rise of global silver trade.
Early modern globalization is distinguished from modern globalization on the basis of expansionism, the method of managing global trade, and the level of information exchange. The period is marked by the shift of hegemony to Western Europe, the rise of larger-scale conflicts between powerful nations such as the Thirty Years' War, and demand for commodities, most particularly slaves. The triangular trade made it possible for Europe to take advantage of resources within the Western Hemisphere. The transfer of animal stocks, plant crops, and epidemic diseases associated with Alfred W. Crosby's concept of the Columbian exchange also played a central role in this process. European, Middle Eastern, Indian, Southeast Asian, and Chinese merchants were all involved in early modern trade and communications, particularly in the Indian Ocean region.
Modern
According to economic historians Kevin H. O'Rourke, Leandro Prados de la Escosura, and Guillaume Daudin, several factors promoted globalization in the period 1815–1870:
The conclusion of the Napoleonic Wars brought in an era of relative peace in Europe.
Innovations in transportation technology reduced trade costs substantially.
New industrial military technologies increased the power of European states and the United States, and allowed these powers to forcibly open up markets across the world and extend their empires.
A gradual move towards greater liberalization in European countries.
During the 19th century, globalization approached its form as a direct result of the Industrial Revolution. Industrialization allowed standardized production of household items using economies of scale while rapid population growth created sustained demand for commodities. In the 19th century, steamships reduced the cost of international transportation significantly and railroads made inland transportation cheaper. The transportation revolution occurred some time between 1820 and 1850. More nations embraced international trade. Globalization in this period was decisively shaped by nineteenth-century imperialism such as in Africa and Asia. The invention of shipping containers in 1956 helped advance the globalization of commerce.
After World War II, work by politicians led to the agreements of the Bretton Woods Conference, in which major governments laid down the framework for international monetary policy, commerce, and finance, and the founding of several international institutions intended to facilitate economic growth by lowering trade barriers. Initially, the General Agreement on Tariffs and Trade (GATT) led to a series of agreements to remove trade restrictions. GATT's successor was the World Trade Organization (WTO), which provided a framework for negotiating and formalizing trade agreements and a dispute resolution process. Exports nearly doubled from 8.5% of total gross world product in 1970 to 16.2% in 2001. The approach of using global agreements to advance trade stumbled with the failure of the Doha Development Round of trade negotiation. Many countries then shifted to bilateral or smaller multilateral agreements, such as the 2011 United States–Korea Free Trade Agreement.
Since the 1970s, aviation has become increasingly affordable to middle classes in developed countries. Open skies policies and low-cost carriers have helped to bring competition to the market. In the 1990s, the growth of low-cost communication networks cut the cost of communicating between countries. More work can be performed using a computer without regard to location. This included accounting, software development, and engineering design.
Student exchange programs became popular after World War II, and are intended to increase the participants' understanding and tolerance of other cultures, as well as improving their language skills and broadening their social horizons. Between 1963 and 2006 the number of students studying in a foreign country increased 9 times.
Since the 1980s, modern globalization has spread rapidly through the expansion of capitalism and neoliberal ideologies. The implementation of neoliberal policies has allowed for the privatization of public industry, deregulation of laws or policies that interfered with the free flow of the market, as well as cut-backs to governmental social services. These neoliberal policies were introduced to many developing countries in the form of structural adjustment programs (SAPs) that were implemented by the World Bank and the International Monetary Fund (IMF). These programs required that the country receiving monetary aid would open its markets to capitalism, privatize public industry, allow free trade, cut social services like healthcare and education and allow the free movement of giant multinational corporations. These programs allowed the World Bank and the IMF to become global financial market regulators that would promote neoliberalism and the creation of free markets for multinational corporations on a global scale.
In the late 19th and early 20th century, the connectedness of the world's economies and cultures grew very quickly. This slowed down from the 1910s onward due to the World Wars and the Cold War, but picked up again in the 1980s and 1990s. The revolutions of 1989 and subsequent liberalization in many parts of the world resulted in a significant expansion of global interconnectedness. The migration and movement of people can also be highlighted as a prominent feature of the globalization process. In the period between 1965 and 1990, the proportion of the labor force migrating approximately doubled. Most migration occurred between the developing countries and least developed countries (LDCs). As economic integration intensified workers moved to areas with higher wages and most of the developing world oriented toward the international market economy. The collapse of the Soviet Union not only ended the Cold War's division of the world – it also left the United States its sole policeman and an unfettered advocate of free market. It also resulted in the growing prominence of attention focused on the movement of diseases, the proliferation of popular culture and consumer values, the growing prominence of international institutions like the UN, and concerted international action on such issues as the environment and human rights. Other developments as dramatic were the Internet's becoming influential in connecting people across the world; , more than 2.4 billion people—over a third of the world's human population—have used the services of the Internet. Growth of globalization has never been smooth. One influential event was the late 2000s recession, which was associated with lower growth (in areas such as cross-border phone calls and Skype usage) or even temporarily negative growth (in areas such as trade) of global interconnectedness.
The China–United States trade war, starting in 2018, negatively affected trade between the two largest national economies. The economic impact of the COVID-19 pandemic included a massive decline in tourism and international business travel as many countries temporarily closed borders. The 2021–2022 global supply chain crisis resulted from temporary shutdowns of manufacturing and transportation facilities, and labor shortages. Supply problems incentivized some switches to domestic production. The economic impact of the 2022 Russian invasion of Ukraine included a blockade of Ukrainian ports and international sanctions on Russia, resulting in some de-coupling of the Russian economy with global trade, especially with the European Union and other Western countries.
Modern consensus for the last 15 years regards globalization as having run its course and gone into decline. A common argument for this is that trade has dropped since its peak in 2008, and never recovered since the Great Recession. New opposing views from some economists have argued such trends are a result of price drops and in actuality, trade volume is increasing, especially with agricultural products, natural resources and refined petroleum.
Economic globalization
Economic globalization is the increasing economic interdependence of national economies across the world through a rapid increase in cross-border movement of goods, services, technology, and capital. Whereas the globalization of business is centered around the diminution of international trade regulations as well as tariffs, taxes, and other impediments that suppresses global trade, economic globalization is the process of increasing economic integration between countries, leading to the emergence of a global marketplace or a single world market. Depending on the paradigm, economic globalization can be viewed as either a positive or a negative phenomenon. Economic globalization comprises: globalization of production; which refers to the obtainment of goods and services from a particular source from locations around the globe to benefit from difference in cost and quality. Likewise, it also comprises globalization of markets; which is defined as the union of different and separate markets into a massive global marketplace. Economic globalization also includes competition, technology, and corporations and industries.
Current globalization trends can be largely accounted for by developed economies integrating with less developed economies by means of foreign direct investment, the reduction of trade barriers as well as other economic reforms, and, in many cases, immigration.
International standards have made trade in goods and services more efficient. An example of such standard is the intermodal container. Containerization dramatically reduced the costs of transportation, supported the post-war boom in international trade, and was a major element in globalization. International standards are set by the International Organization for Standardization, which is composed of representatives from various national standards organizations.
A multinational corporation, or worldwide enterprise, is an organization that owns or controls the production of goods or services in one or more countries other than their home country. It can also be referred to as an international corporation, a transnational corporation, or a stateless corporation.
A free-trade area is the region encompassing a trade bloc whose member countries have signed a free-trade agreement (FTA). Such agreements involve cooperation between at least two countries to reduce trade barriers import quotas and tariffs and to increase trade of goods and services with each other.
If people are also free to move between the countries, in addition to a free-trade agreement, it would also be considered an open border. Arguably, the most significant free-trade area in the world is the European Union, a politico-economic union of member states that are primarily located in Europe. The EU has developed European Single Market through a standardized system of laws that apply in all member states. EU policies aim to ensure the free movement of people, goods, services, and capital within the internal market,
Trade facilitation looks at how procedures and controls governing the movement of goods across national borders can be improved to reduce associated cost burdens and maximize efficiency while safeguarding legitimate regulatory objectives.
Global trade in services is also significant. For example, in India, business process outsourcing has been described as the "primary engine of the country's development over the next few decades, contributing broadly to GDP growth, employment growth, and poverty alleviation".
William I. Robinson's theoretical approach to globalization is a critique of Wallerstein's World Systems Theory. He believes that the global capital experienced today is due to a new and distinct form of globalization which began in the 1980s. Robinson argues not only are economic activities expanded across national boundaries but also there is a transnational fragmentation of these activities. One important aspect of Robinson's globalization theory is that production of goods are increasingly global. This means that one pair of shoes can be produced by six countries, each contributing to a part of the production process.
Cultural globalization
Cultural globalization refers to the transmission of ideas, meanings, and values around the world in such a way as to extend and intensify social relations. This process is marked by the common consumption of cultures that have been diffused by the Internet, popular culture media, and international travel. This has added to processes of commodity exchange and colonization which have a longer history of carrying cultural meaning around the globe. The circulation of cultures enables individuals to partake in extended social relations that cross national and regional borders. The creation and expansion of such social relations is not merely observed on a material level. Cultural globalization involves the formation of shared norms and knowledge with which people associate their individual and collective cultural identities. It brings increasing interconnectedness among different populations and cultures.
Cross-cultural communication is a field of study that looks at how people from differing cultural backgrounds communicate, in similar and different ways among themselves, and how they endeavor to communicate across cultures. Intercultural communication is a related field of study.
Cultural diffusion is the spread of cultural items—such as ideas, styles, religions, technologies, languages etc.
Cultural globalization has increased cross-cultural contacts, but may be accompanied by a decrease in the uniqueness of once-isolated communities. For example, sushi is available in Germany as well as Japan, but Euro-Disney outdraws the city of Paris, potentially reducing demand for "authentic" French pastry. Globalization's contribution to the alienation of individuals from their traditions may be modest compared to the impact of modernity itself, as alleged by existentialists such as Jean-Paul Sartre and Albert Camus. Globalization has expanded recreational opportunities by spreading pop culture, particularly via the Internet and satellite television. The cultural diffusion can create a homogenizing force, where globalization is seen as synonymous with homogenizing force via connectedness of markets, cultures, politics and the desire for modernizations through imperial countries sphere of influence.
Religions were among the earliest cultural elements to globalize, being spread by force, migration, evangelists, imperialists, and traders. Christianity, Islam, Buddhism, and more recently sects such as Mormonism are among those religions which have taken root and influenced endemic cultures in places far from their origins.
Globalization has strongly influenced sports. For example, the modern Olympic Games has athletes from more than 200 nations participating in a variety of competitions. The FIFA World Cup is the most widely viewed and followed sporting event in the world, exceeding even the Olympic Games; a ninth of the entire population of the planet watched the 2006 FIFA World Cup Final.
The term globalization implies transformation. Cultural practices including traditional music can be lost or turned into a fusion of traditions. Globalization can trigger a state of emergency for the preservation of musical heritage. Archivists may attempt to collect, record, or transcribe repertoires before melodies are assimilated or modified, while local musicians may struggle for authenticity and to preserve local musical traditions. Globalization can lead performers to discard traditional instruments. Fusion genres can become interesting fields of analysis.
Music has an important role in economic and cultural development during globalization. Music genres such as jazz and reggae began locally and later became international phenomena. Globalization gave support to the world music phenomenon by allowing music from developing countries to reach broader audiences. Though the term "World Music" was originally intended for ethnic-specific music, globalization is now expanding its scope such that the term often includes hybrid subgenres such as "world fusion", "global fusion", "ethnic fusion", and worldbeat.
Bourdieu claimed that the perception of consumption can be seen as self-identification and the formation of identity. Musically, this translates into each individual having their own musical identity based on likes and tastes. These likes and tastes are greatly influenced by culture, as this is the most basic cause for a person's wants and behavior. The concept of one's own culture is now in a period of change due to globalization. Also, globalization has increased the interdependency of political, personal, cultural, and economic factors.
A 2005 UNESCO report showed that cultural exchange is becoming more frequent from Eastern Asia, but that Western countries are still the main exporters of cultural goods. In 2002, China was the third largest exporter of cultural goods, after the UK and US. Between 1994 and 2002, both North America's and the European Union's shares of cultural exports declined while Asia's cultural exports grew to surpass North America. Related factors are the fact that Asia's population and area are several times that of North America. Americanization is related to a period of high political American clout and of significant growth of America's shops, markets and objects being brought into other countries.
Some critics of globalization argue that it harms the diversity of cultures. As a dominating country's culture is introduced into a receiving country through globalization, it can become a threat to the diversity of local culture. Some argue that globalization may ultimately lead to Westernization or Americanization of culture, where the dominating cultural concepts of economically and politically powerful Western countries spread and cause harm to local cultures.
Globalization is a diverse phenomenon that relates to a multilateral political world and to the increase of cultural objects and markets between countries. The Indian experience particularly reveals the plurality of the impact of cultural globalization.
Transculturalism is defined as "seeing oneself in the other". Transcultural is in turn described as "extending through all human cultures" or "involving, encompassing, or combining elements of more than one culture". Children brought up in transcultural backgrounds are sometimes called third-culture kids.
Political globalization
Political globalization refers to the growth of the worldwide political system, both in size and complexity. That system includes national governments, their governmental and intergovernmental organizations as well as government-independent elements of global civil society such as international non-governmental organizations and social movement organizations. One of the key aspects of the political globalization is the declining importance of the nation-state and the rise of other actors on the political scene.
William R. Thompson has defined it as "the expansion of a global political system, and its institutions, in which inter-regional transactions (including, but certainly not limited to trade) are managed".
Political globalization is one of the three main dimensions of globalization commonly found in academic literature, with the two other being economic globalization and cultural globalization.
Intergovernmentalism is a term in political science with two meanings. The first refers to a theory of regional integration originally proposed by Stanley Hoffmann; the second treats states and the national government as the primary factors for integration. Multi-level governance is an approach in political science and public administration theory that originated from studies on European integration. Multi-level governance gives expression to the idea that there are many interacting authority structures at work in the emergent global political economy. It illuminates the intimate entanglement between the domestic and international levels of authority.
Some people are citizens of multiple nation-states. Multiple citizenship, also called dual citizenship or multiple nationality or dual nationality, is a person's citizenship status, in which a person is concurrently regarded as a citizen of more than one state under the laws of those states.
Increasingly, non-governmental organizations influence public policy across national boundaries, including humanitarian aid and developmental efforts. Philanthropic organizations with global missions are also coming to the forefront of humanitarian efforts; charities such as the Bill and Melinda Gates Foundation, Accion International, the Acumen Fund (now Acumen) and the Echoing Green have combined the business model with philanthropy, giving rise to business organizations such as the Global Philanthropy Group and new associations of philanthropists such as the Global Philanthropy Forum. The Bill and Melinda Gates Foundation projects include a current multibillion-dollar commitment to funding immunizations in some of the world's more impoverished but rapidly growing countries. The Hudson Institute estimates total private philanthropic flows to developing countries at US$59 billion in 2010.
As a response to globalization, some countries have embraced isolationist policies. For example, the North Korean government makes it very difficult for foreigners to enter the country and strictly monitors their activities when they do. Aid workers are subject to considerable scrutiny and excluded from places and regions the government does not wish them to enter. Citizens cannot freely leave the country.
Globalization and gender
Globalization has been a gendered process where giant multinational corporations have outsourced jobs to low-wage, low skilled, quota free economies like the ready made garment industry in Bangladesh where poor women make up the majority of labor force. Despite a large proportion of women workers in the garment industry, women are still heavily underemployed compared to men. Most women that are employed in the garment industry come from the countryside of Bangladesh triggering migration of women in search of garment work. It is still unclear as to whether or not access to paid work for women where it did not exist before has empowered them. The answers varied depending on whether it is the employers perspective or the workers and how they view their choices. Women workers did not see the garment industry as economically sustainable for them in the long run due to long hours standing and poor working conditions. Although women workers did show significant autonomy over their personal lives including their ability to negotiate with family, more choice in marriage, and being valued as a wage earner in the family. This did not translate into workers being able to collectively organize themselves in order to negotiate a better deal for themselves at work.
Another example of outsourcing in manufacturing includes the maquiladora industry in Ciudad Juarez, Mexico where poor women make up the majority of the labor force. Women in the maquiladora industry have produced high levels of turnover not staying long enough to be trained compared to men. A gendered two tiered system within the maquiladora industry has been created that focuses on training and worker loyalty. Women are seen as being untrainable, placed in un-skilled, low wage jobs, while men are seen as more trainable with less turnover rates, and placed in more high skilled technical jobs. The idea of training has become a tool used against women to blame them for their high turnover rates which also benefit the industry keeping women as temporary workers.
Other dimensions
Scholars also occasionally discuss other, less common dimensions of globalization, such as environmental globalization (the internationally coordinated practices and regulations, often in the form of international treaties, regarding environmental protection) or military globalization (growth in global extent and scope of security relationships). Those dimensions, however, receive much less attention the three described above, as academic literature commonly subdivides globalization into three major areas: economic globalization, cultural globalization and political globalization.
Movement of people
An essential aspect of globalization is movement of people, and state-boundary limits on that movement have changed across history. The movement of tourists and business people opened up over the last century. As transportation technology improved, travel time and costs decreased dramatically between the 18th and early 20th century. For example, travel across the Atlantic Ocean used to take up to 5 weeks in the 18th century, but around the time of the 20th century it took a mere 8 days. Today, modern aviation has made long-distance transportation quick and affordable.
Tourism is travel for pleasure. The developments in technology and transportation infrastructure, such as jumbo jets, low-cost airlines, and more accessible airports have made many types of tourism more affordable. At any given moment half a million people are in the air. International tourist arrivals surpassed the milestone of 1 billion tourists globally for the first time in 2012.
A visa is a conditional authorization granted by a country to a foreigner, allowing them to enter and temporarily remain within, or to leave that country. Some countries – such as those in the Schengen Area – have agreements with other countries allowing each other's citizens to travel between them without visas (for example, Switzerland is part of a Schengen Agreement allowing easy travel for people from countries within the European Union). The World Tourism Organization announced that the number of tourists who require a visa before traveling was at its lowest level ever in 2015.
Immigration is the international movement of people into a destination country of which they are not natives or where they do not possess citizenship in order to settle or reside there, especially as permanent residents or naturalized citizens, or to take-up employment as a migrant worker or temporarily as a foreign worker. According to the International Labour Organization, there were an estimated 232 million international migrants in the world (defined as persons outside their country of origin for 12 months or more) and approximately half of them were estimated to be economically active (i.e. being employed or seeking employment). International movement of labor is often seen as important to economic development. For example, freedom of movement for workers in the European Union means that people can move freely between member states to live, work, study or retire in another country.
Globalization is associated with a dramatic rise in international education. The development of global cross-cultural competence in the workforce through ad-hoc training has deserved increasing attention in recent times. More and more students are seeking higher education in foreign countries and many international students now consider overseas study a stepping-stone to permanent residency within a country. The contributions that foreign students make to host nation economies, both culturally and financially has encouraged major players to implement further initiatives to facilitate the arrival and integration of overseas students, including substantial amendments to immigration and visa policies and procedures.
A transnational marriage is a marriage between two people from different countries. A variety of special issues arise in marriages between people from different countries, including those related to citizenship and culture, which add complexity and challenges to these kinds of relationships. In an age of increasing globalization, where a growing number of people have ties to networks of people and places across the globe, rather than to a current geographic location, people are increasingly marrying across national boundaries. Transnational marriage is a by-product of the movement and migration of people.
Movement of information
Before electronic communications, long-distance communications relied on mail. Speed of global communications was limited by the maximum speed of courier services (especially horses and ships) until the mid-19th century. The electric telegraph was the first method of instant long-distance communication. For example, before the first transatlantic cable, communications between Europe and the Americas took weeks because ships had to carry mail across the ocean. The first transatlantic cable reduced communication time considerably, allowing a message and a response in the same day. Lasting transatlantic telegraph connections were achieved in the 1865–1866. The first wireless telegraphy transmitters were developed in 1895.
The Internet has been instrumental in connecting people across geographical boundaries. For example, Facebook is a social networking service which has more than 1.65 billion monthly active users .
Globalization can be spread by Global journalism which provides massive information and relies on the internet to interact, "makes it into an everyday routine to investigate how people and their actions, practices, problems, life conditions, etc. in different parts of the world are interrelated. possible to assume that global threats such as climate change precipitate the further establishment of global journalism."
Globalization and disease
In the current era of globalization, the world is more interdependent than at any other time. Efficient and inexpensive transportation has left few places inaccessible, and increased global trade has brought more and more people into contact with animal diseases that have subsequently jumped species barriers (see zoonosis).
Coronavirus disease 2019, abbreviated COVID-19, first appeared in Wuhan, China in November 2019. More than 180 countries have reported cases since then. , the U.S. has the most confirmed active cases in the world. More than 3.4 million people from the worst-affected countries entered the U.S. in the first three months since the inception of the COVID-19 pandemic. This has caused a detrimental impact on the global economy, particularly for SME's and Microbusinesses with unlimited liability/self-employed, leaving them vulnerable to financial difficulties, increasing the market share for oligopolistic markets as well as increasing the barriers of entry.
Measurement
One index of globalization is the KOF Index of Globalization, which measures three important dimensions of globalization: economic, social, and political. Another is the A.T. Kearney / Foreign Policy Magazine Globalization Index.
Measurements of economic globalization typically focus on variables such as trade, Foreign Direct Investment (FDI), Gross Domestic Product (GDP), portfolio investment, and income. However, newer indices attempt to measure globalization in more general terms, including variables related to political, social, cultural, and even environmental aspects of globalization.
The DHL Global Connectedness Index studies four main types of cross-border flow: trade (in both goods and services), information, people (including tourists, students, and migrants), and capital. It shows that the depth of global integration fell by about one-tenth after 2008, but by 2013 had recovered well above its pre-crash peak. The report also found a shift of economic activity to emerging economies.
Support and criticism
Reactions to processes contributing to globalization have varied widely with a history as long as extraterritorial contact and trade. Philosophical differences regarding the costs and benefits of such processes give rise to a broad-range of ideologies and social movements. Proponents of economic growth, expansion, and development, in general, view globalizing processes as desirable or necessary to the well-being of human society.
Antagonists view one or more globalizing processes as detrimental to social well-being on a global or local scale; this includes those who focus on social or natural sustainability of long-term and continuous economic expansion, the social structural inequality caused by these processes, and the colonial, imperialistic, or hegemonic ethnocentrism, cultural assimilation and cultural appropriation that underlie such processes.
Globalization tends to bring people into contact with foreign people and cultures. Xenophobia is the fear of that which is perceived to be foreign or strange. Xenophobia can manifest itself in many ways involving the relations and perceptions of an ingroup towards an outgroup, including a fear of losing identity, suspicion of its activities, aggression, and desire to eliminate its presence to secure a presumed purity.
Critiques of globalization generally stem from discussions surrounding the impact of such processes on the planet as well as the human costs. They challenge directly traditional metrics, such as GDP, and look to other measures, such as the Gini coefficient or the Happy Planet Index, and point to a "multitude of interconnected fatal consequences–social disintegration, a breakdown of democracy, more rapid and extensive deterioration of the environment, the spread of new diseases, increasing poverty and alienation" which they claim are the unintended consequences of globalization. Others point out that, while the forces of globalization have led to the spread of western-style democracy, this has been accompanied by an increase in inter-ethnic tension and violence as free market economic policies combine with democratic processes of universal suffrage as well as an escalation in militarization to impose democratic principles and as a means to conflict resolution.
On 9 August 2019, Pope Francis denounced isolationism and hinted that the Catholic Church will embrace globalization at the October 2019 Amazonia Synod, stating "the whole is greater than the parts. Globalization and unity should not be conceived as a sphere, but as a polyhedron: each people retains its identity in unity with others"
Public opinion
As a complex and multifaceted phenomenon, globalization is considered by some as a form of capitalist expansion which entails the integration of local and national economies into a global, unregulated market economy. A 2005 study by Peer Fis and Paul Hirsch found a large increase in articles negative towards globalization in the years prior. In 1998, negative articles outpaced positive articles by two to one. The number of newspaper articles showing negative framing rose from about 10% of the total in 1991 to 55% of the total in 1999. This increase occurred during a period when the total number of articles concerning globalization nearly doubled.
A number of international polls have shown that residents of Africa and Asia tend to view globalization more favorably than residents of Europe or North America. In Africa, a Gallup poll found that 70% of the population views globalization favorably. The BBC found that 50% of people believed that economic globalization was proceeding too rapidly, while 35% believed it was proceeding too slowly.
In 2004, Philip Gordon stated that "a clear majority of Europeans believe that globalization can enrich their lives, while believing the European Union can help them take advantage of globalization's benefits while shielding them from its negative effects". The main opposition consisted of socialists, environmental groups, and nationalists. Residents of the EU did not appear to feel threatened by globalization in 2004. The EU job market was more stable and workers were less likely to accept wage/benefit cuts. Social spending was much higher than in the US. In a Danish poll in 2007, 76% responded that globalization is a good thing.
Fiss, et al., surveyed US opinion in 1993. Their survey showed that, in 1993, more than 40% of respondents were unfamiliar with the concept of globalization. When the survey was repeated in 1998, 89% of the respondents had a polarized view of globalization as being either good or bad. At the same time, discourse on globalization, which began in the financial community before shifting to a heated debate between proponents and disenchanted students and workers. Polarization increased dramatically after the establishment of the WTO in 1995; this event and subsequent protests led to a large-scale anti-globalization movement.
Initially, college educated workers were likely to support globalization. Less educated workers, who were more likely to compete with immigrants and workers in developing countries, tended to be opponents. The situation changed after the Great Recession. According to a 1997 poll 58% of college graduates said globalization had been good for the US. By 2008 only 33% thought it was good. Respondents with high school education also became more opposed.
According to Takenaka Heizo and Chida Ryokichi, there was a perception in Japan that the economy was "Small and Frail". However, Japan was resource-poor and used exports to pay for its raw materials. Anxiety over their position caused terms such as internationalization and globalization to enter everyday language. However, Japanese tradition was to be as self-sufficient as possible, particularly in agriculture.
Many in developing countries see globalization as a positive force that lifts them out of poverty. Those opposing globalization typically combine environmental concerns with nationalism. Opponents consider governments as agents of neo-colonialism that are subservient to multinational corporations. Much of this criticism comes from the middle class; the Brookings Institution suggested this was because the middle class perceived upwardly mobile low-income groups as threatening to their economic security.
Economics
The literature analyzing the economics of free trade is extremely rich with extensive work having been done on the theoretical and empirical effects. Though it creates winners and losers, the broad consensus among economists is that free trade is a large and unambiguous net gain for society. In a 2006 survey of 83 American economists, "87.5% agree that the U.S. should eliminate remaining tariffs and other barriers to trade" and "90.1% disagree with the suggestion that the U.S. should restrict employers from outsourcing work to foreign countries."
Quoting Harvard economics professor N. Gregory Mankiw, "Few propositions command as much consensus among professional economists as that open world trade increases economic growth and raises living standards." In a survey of leading economists, none disagreed with the notion that "freer trade improves productive efficiency and offers consumers better choices, and in the long run these gains are much larger than any effects on employment." Most economists would agree that although increasing returns to scale might mean that certain industry could settle in a geographical area without any strong economic reason derived from comparative advantage, this is not a reason to argue against free trade because the absolute level of output enjoyed by both "winner" and "loser" will increase with the "winner" gaining more than the "loser" but both gaining more than before in an absolute level.
In the book The End of Poverty, Jeffrey Sachs discusses how many factors can affect a country's ability to enter the world market, including government corruption; legal and social disparities based on gender, ethnicity, or caste; diseases such as AIDS and malaria; lack of infrastructure (including transportation, communications, health, and trade); unstable political landscapes; protectionism; and geographic barriers. Jagdish Bhagwati, a former adviser to the U.N. on globalization, holds that, although there are obvious problems with overly rapid development, globalization is a very positive force that lifts countries out of poverty by causing a virtuous economic cycle associated with faster economic growth. However, economic growth does not necessarily mean a reduction in poverty; in fact, the two can coexist. Economic growth is conventionally measured using indicators such as GDP and GNI that do not accurately reflect the growing disparities in wealth. Additionally, Oxfam International argues that poor people are often excluded from globalization-induced opportunities "by a lack of productive assets, weak infrastructure, poor education and ill-health;" effectively leaving these marginalized groups in a poverty trap. Economist Paul Krugman is another staunch supporter of globalization and free trade with a record of disagreeing with many critics of globalization. He argues that many of them lack a basic understanding of comparative advantage and its importance in today's world.
The flow of migrants to advanced economies has been claimed to provide a means through which global wages converge. An IMF study noted a potential for skills to be transferred back to developing countries as wages in those a countries rise. Lastly, the dissemination of knowledge has been an integral aspect of globalization. Technological innovations (or technological transfer) are conjectured to benefit most developing and least developing countries (LDCs), as for example in the adoption of mobile phones.
There has been a rapid economic growth in Asia after embracing market orientation-based economic policies that encourage private property rights, free enterprise and competition. In particular, in East Asian developing countries, GDP per head rose at 5.9% a year from 1975 to 2001 (according to 2003 Human Development Report of UNDP). Like this, the British economic journalist Martin Wolf says that incomes of poor developing countries, with more than half the world's population, grew substantially faster than those of the world's richest countries that remained relatively stable in its growth, leading to reduced international inequality and the incidence of poverty.
Certain demographic changes in the developing world after active economic liberalization and international integration resulted in rising general welfare and, hence, reduced inequality. According to Wolf, in the developing world as a whole, life expectancy rose by four months each year after 1970 and infant mortality rate declined from 107 per thousand in 1970 to 58 in 2000 due to improvements in standards of living and health conditions. Also, adult literacy in developing countries rose from 53% in 1970 to 74% in 1998 and much lower illiteracy rate among the young guarantees that rates will continue to fall as time passes. Furthermore, the reduction in fertility rate in the developing world as a whole from 4.1 births per woman in 1980 to 2.8 in 2000 indicates improved education level of women on fertility, and control of fewer children with more parental attention and investment. Consequently, more prosperous and educated parents with fewer children have chosen to withdraw their children from the labor force to give them opportunities to be educated at school improving the issue of child labor. Thus, despite seemingly unequal distribution of income within these developing countries, their economic growth and development have brought about improved standards of living and welfare for the population as a whole.
Per capita gross domestic product (GDP) growth among post-1980 globalizing countries accelerated from 1.4 percent a year in the 1960s and 2.9 percent a year in the 1970s to 3.5 percent in the 1980s and 5.0 percent in the 1990s. This acceleration in growth seems even more remarkable given that the rich countries saw steady declines in growth from a high of 4.7 percent in the 1960s to 2.2 percent in the 1990s. Also, the non-globalizing developing countries seem to fare worse than the globalizers, with the former's annual growth rates falling from highs of 3.3 percent during the 1970s to only 1.4 percent during the 1990s. This rapid growth among the globalizers is not simply due to the strong performances of China and India in the 1980s and 1990s—18 out of the 24 globalizers experienced increases in growth, many of them quite substantial.
The globalization of the late 20th and early 21st centuries has led to the resurfacing of the idea that the growth of economic interdependence promotes peace. This idea had been very powerful during the globalization of the late 19th and early 20th centuries, and was a central doctrine of classical liberals of that era, such as the young John Maynard Keynes (1883–1946).
Some opponents of globalization see the phenomenon as a promotion of corporate interests. They also claim that the increasing autonomy and strength of corporate entities shapes the political policy of countries. They advocate global institutions and policies that they believe better address the moral claims of poor and working classes as well as environmental concerns. Economic arguments by fair trade theorists claim that unrestricted free trade benefits those with more financial leverage (i.e. the rich) at the expense of the poor.
Globalization allows corporations to outsource manufacturing and service jobs from high-cost locations, creating economic opportunities with the most competitive wages and worker benefits. Critics of globalization say that it disadvantages poorer countries. While it is true that free trade encourages globalization among countries, some countries try to protect their domestic suppliers. The main export of poorer countries is usually agricultural productions. Larger countries often subsidize their farmers (e.g., the EU's Common Agricultural Policy), which lowers the market price for foreign crops.
Global democracy
Democratic globalization is a movement towards an institutional system of global democracy that would give world citizens a say in political organizations. This would, in their view, bypass nation-states, corporate oligopolies, ideological non-governmental organizations (NGO), political cults and mafias. One of its most prolific proponents is the British political thinker David Held. Advocates of democratic globalization argue that economic expansion and development should be the first phase of democratic globalization, which is to be followed by a phase of building global political institutions. Francesco Stipo, Director of the United States Association of the Club of Rome, advocates unifying nations under a world government, suggesting that it "should reflect the political and economic balances of world nations. A world confederation would not supersede the authority of the State governments but rather complement it, as both the States and the world authority would have power within their sphere of competence". Former Canadian Senator Douglas Roche, O.C., viewed globalization as inevitable and advocated creating institutions such as a directly elected United Nations Parliamentary Assembly to exercise oversight over unelected international bodies.
Global civics
Global civics suggests that civics can be understood, in a global sense, as a social contract between global citizens in the age of interdependence and interaction. The disseminators of the concept define it as the notion that we have certain rights and responsibilities towards each other by the mere fact of being human on Earth. World citizen has a variety of similar meanings, often referring to a person who disapproves of traditional geopolitical divisions derived from national citizenship. An early incarnation of this sentiment can be found in Socrates, whom Plutarch quoted as saying: "I am not an Athenian, or a Greek, but a citizen of the world." In an increasingly interdependent world, world citizens need a compass to frame their mindsets and create a shared consciousness and sense of global responsibility in world issues such as environmental problems and nuclear proliferation.
Baha'i-inspired author Meyjes, while favoring the single world community and emergent global consciousness, warns of globalization as a cloak for an expeditious economic, social, and cultural Anglo-dominance that is insufficiently inclusive to inform the emergence of an optimal world civilization. He proposes a process of "universalization" as an alternative.
Cosmopolitanism is the proposal that all human ethnic groups belong to a single community based on a shared morality. A person who adheres to the idea of cosmopolitanism in any of its forms is called a cosmopolitan or cosmopolite. A cosmopolitan community might be based on an inclusive morality, a shared economic relationship, or a political structure that encompasses different nations. The cosmopolitan community is one in which individuals from different places (e.g. nation-states) form relationships based on mutual respect. For instance, Kwame Anthony Appiah suggests the possibility of a cosmopolitan community in which individuals from varying locations (physical, economic, etc.) enter relationships of mutual respect despite their differing beliefs (religious, political, etc.).
Canadian philosopher Marshall McLuhan popularized the term Global Village beginning in 1962. His view suggested that globalization would lead to a world where people from all countries will become more integrated and aware of common interests and shared humanity.
International cooperation
Military cooperation – Past examples of international cooperation exist. One example is the security cooperation between the United States and the former Soviet Union after the end of the Cold War, which astonished international society. Arms control and disarmament agreements, including the Strategic Arms Reduction Treaty (see START I, START II, START III, and New START) and the establishment of NATO's Partnership for Peace, the Russia NATO Council, and the G8 Global Partnership against the Spread of Weapons and Materials of Mass Destruction, constitute concrete initiatives of arms control and de-nuclearization. The US–Russian cooperation was further strengthened by anti-terrorism agreements enacted in the wake of 9/11.
Environmental cooperation – One of the biggest successes of environmental cooperation has been the agreement to reduce chlorofluorocarbon (CFC) emissions, as specified in the Montreal Protocol, in order to stop ozone depletion. The most recent debate around nuclear energy and the non-alternative coal-burning power plants constitutes one more consensus on what not to do. Thirdly, significant achievements in IC can be observed through development studies.
Economic cooperation – One of the biggest challenges in 2019 with globalization is that many believe the progress made in the past decades are now back tracking. The back tracking of globalization has coined the term "Slobalization." Slobalization is a new, slower pattern of globalization.
Anti-globalization movement
Anti-globalization, or counter-globalization, consists of a number of criticisms of globalization but, in general, is critical of the globalization of corporate capitalism. The movement is also commonly referred to as the alter-globalization movement, anti-globalist movement, anti-corporate globalization movement, or movement against neoliberal globalization. Opponents of globalization argue that power and respect in terms of international trade between the developed and underdeveloped countries of the world are unequally distributed. The diverse subgroups that make up this movement include some of the following: trade unionists, environmentalists, anarchists, land rights and indigenous rights activists, organizations promoting human rights and sustainable development, opponents of privatization, and anti-sweatshop campaigners.
In The Revolt of the Elites and the Betrayal of Democracy, Christopher Lasch analyzed the widening gap between the top and bottom of the social composition in the United States. For him, our epoch is determined by a social phenomenon: the revolt of the elites, in reference to The Revolt of the Masses (1929) by the Spanish philosopher José Ortega y Gasset. According to Lasch, the new elites, i.e. those who are in the top 20% in terms of income, through globalization which allows total mobility of capital, no longer live in the same world as their fellow-citizens. In this, they oppose the old bourgeoisie of the nineteenth and twentieth centuries, which was constrained by its spatial stability to a minimum of rooting and civic obligations. Globalization, according to the sociologist, has turned elites into tourists in their own countries. The denationalization of business enterprise tends to produce a class who see themselves as "world citizens, but without accepting ... any of the obligations that citizenship in a polity normally implies". Their ties to an international culture of work, leisure, information – make many of them deeply indifferent to the prospect of national decline. Instead of financing public services and the public treasury, new elites are investing their money in improving their voluntary ghettos: private schools in their residential neighborhoods, private police, garbage collection systems. They have "withdrawn from common life". Composed of those who control the international flows of capital and information, who preside over philanthropic foundations and institutions of higher education, manage the instruments of cultural production and thus fix the terms of public debate. So, the political debate is limited mainly to the dominant classes and political ideologies lose all contact with the concerns of the ordinary citizen. The result of this is that no one has a likely solution to these problems and that there are furious ideological battles on related issues. However, they remain protected from the problems affecting the working classes: the decline of industrial activity, the resulting loss of employment, the decline of the middle class, increasing the number of the poor, the rising crime rate, growing drug trafficking, the urban crisis.
D.A. Snow et al. contend that the anti-globalization movement is an example of a new social movement, which uses tactics that are unique and use different resources than previously used before in other social movements.
One of the most infamous tactics of the movement is the Battle of Seattle in 1999, where there were protests against the World Trade Organization's Third Ministerial Meeting. All over the world, the movement has held protests outside meetings of institutions such as the WTO, the International Monetary Fund (IMF), the World Bank, the World Economic Forum, and the Group of Eight (G8). Within the Seattle demonstrations the protesters that participated used both creative and violent tactics to gain the attention towards the issue of globalization.
Opposition to capital market integration
Capital markets have to do with raising and investing money in various human enterprises. Increasing integration of these financial markets between countries leads to the emergence of a global capital marketplace or a single world market. In the long run, increased movement of capital between countries tends to favor owners of capital more than any other group; in the short run, owners and workers in specific sectors in capital-exporting countries bear much of the burden of adjusting to increased movement of capital.
Those opposed to capital market integration on the basis of human rights issues are especially disturbed by the various abuses which they think are perpetuated by global and international institutions that, they say, promote neoliberalism without regard to ethical standards. Common targets include the World Bank (WB), International Monetary Fund (IMF), the Organisation for Economic Co-operation and Development (OECD) and the World Trade Organization (WTO) and free trade treaties like the North American Free Trade Agreement (NAFTA), Free Trade Area of the Americas (FTAA), the Multilateral Agreement on Investment (MAI) and the General Agreement on Trade in Services (GATS). In light of the economic gap between rich and poor countries, movement adherents claim free trade without measures in place to protect the under-capitalized will contribute only to the strengthening the power of industrialized nations (often termed the "North" in opposition to the developing world's "South").
Anti-corporatism and anti-consumerism
Corporatist ideology, which privileges the rights of corporations (artificial or juridical persons) over those of natural persons, is an underlying factor in the recent rapid expansion of global commerce. In recent years, there have been an increasing number of books (Naomi Klein's 2000 No Logo, for example) and films (e.g. The Corporation & Surplus) popularizing an anti-corporate ideology to the public.
A related contemporary ideology, consumerism, which encourages the personal acquisition of goods and services, also drives globalization. Anti-consumerism is a social movement against equating personal happiness with consumption and the purchase of material possessions. Concern over the treatment of consumers by large corporations has spawned substantial activism, and the incorporation of consumer education into school curricula. Social activists hold materialism is connected to global retail merchandizing and supplier convergence, war, greed, anomie, crime, environmental degradation, and general social malaise and discontent. One variation on this topic is activism by postconsumers, with the strategic emphasis on moving beyond addictive consumerism.
Global justice and inequality
Global justice
The global justice movement is the loose collection of individuals and groups—often referred to as a "movement of movements"—who advocate fair trade rules and perceive current institutions of global economic integration as problems. The movement is often labeled an anti-globalization movement by the mainstream media. Those involved, however, frequently deny that they are anti-globalization, insisting that they support the globalization of communication and people and oppose only the global expansion of corporate power. The movement is based in the idea of social justice, desiring the creation of a society or institution based on the principles of equality and solidarity, the values of human rights, and the dignity of every human being. Social inequality within and between nations, including a growing global digital divide, is a focal point of the movement. Many nongovernmental organizations have now arisen to fight these inequalities that many in Latin America, Africa and Asia face. A few very popular and well known non-governmental organizations (NGOs) include: War Child, Red Cross, Free The Children and CARE International. They often create partnerships where they work towards improving the lives of those who live in developing countries by building schools, fixing infrastructure, cleaning water supplies, purchasing equipment and supplies for hospitals, and other aid efforts.
Social inequality
The economies of the world have developed unevenly, historically, such that entire geographical regions were left mired in poverty and disease while others began to reduce poverty and disease on a wholesale basis. From around 1980 through at least 2011, the GDP gap, while still wide, appeared to be closing and, in some more rapidly developing countries, life expectancies began to rise. If we look at the Gini coefficient for world income, since the late 1980s, the gap between some regions has markedly narrowed—between Asia and the advanced economies of the West, for example—but huge gaps remain globally. Overall equality across humanity, considered as individuals, has improved very little. Within the decade between 2003 and 2013, income inequality grew even in traditionally egalitarian countries like Germany, Sweden and Denmark. With a few exceptions—France, Japan, Spain—the top 10 percent of earners in most advanced economies raced ahead, while the bottom 10 percent fell further behind. By 2013, 85 multibillionaires had amassed wealth equivalent to all the wealth owned by the poorest half (3.5 billion) of the world's total population of 7 billion.
Critics of globalization argue that globalization results in weak labor unions: the surplus in cheap labor coupled with an ever-growing number of companies in transition weakened labor unions in high-cost areas. Unions become less effective and workers their enthusiasm for unions when membership begins to decline. They also cite an increase in the exploitation of child labor: countries with weak protections for children are vulnerable to infestation by rogue companies and criminal gangs who exploit them. Examples include quarrying, salvage, and farm work as well as trafficking, bondage, forced labor, prostitution and pornography.
Women often participate in the workforce in precarious work, including export-oriented employment. Evidence suggests that while globalization has expanded women's access to employment, the long-term goal of transforming gender inequalities remains unmet and appears unattainable without regulation of capital and a reorientation and expansion of the state's role in funding public goods and providing a social safety net. Furthermore, the intersectionality of gender, race, class, can be overlooked by scholars and commentators when assessing the impact of globalization.
In 2016, a study published by the IMF posited that neoliberalism, the ideological backbone of contemporary globalized capitalism, has been "oversold", with the benefits of neoliberal policies being "fairly difficult to establish when looking at a broad group of countries" and the costs, most significantly higher income inequality within nations, "hurt the level and sustainability of growth."
Anti-global governance
Beginning in the 1930s, opposition arose to the idea of a world government, as advocated by organizations such as the World Federalist Movement (WFM). Those who oppose global governance typically do so on objections that the idea is unfeasible, inevitably oppressive, or simply unnecessary. In general, these opponents are wary of the concentration of power or wealth that such governance might represent. Such reasoning dates back to the founding of the League of Nations and, later, the United Nations.
Environmentalist opposition
Environmentalism is a broad philosophy, ideology and social movement regarding concerns for environmental conservation and improvement of the health of the environment. Environmentalist concerns with globalization include issues such as global warming, global water supply and water crises, inequity in energy consumption and energy conservation, transnational air pollution and pollution of the world ocean, overpopulation, world habitat sustainability, deforestation, biodiversity loss and species extinction.
One critique of globalization is that natural resources of the poor have been systematically taken over by the rich and the pollution promulgated by the rich is systematically dumped on the poor. Some argue that Northern corporations are increasingly exploiting resources of less wealthy countries for their global activities while it is the South that is disproportionately bearing the environmental burden of the globalized economy. Globalization is thus leading to a type of" environmental apartheid".
Helena Norberg-Hodge, the director and founder of Local Futures/International Society for Ecology and Culture, criticizes globalization in many ways. In her book Ancient Futures, Norberg-Hodge claims that "centuries of ecological balance and social harmony are under threat from the pressures of development and globalization." She also criticizes the standardization and rationalization of globalization, as it does not always yield the expected growth outcomes. Although globalization takes similar steps in most countries, scholars such as Hodge claim that it might not be effective to certain countries and that globalization has actually moved some countries backward instead of developing them.
A related area of concern is the pollution haven hypothesis, which posits that, when large industrialized nations seek to set up factories or offices abroad, they will often look for the cheapest option in terms of resources and labor that offers the land and material access they require (see Race to the bottom). This often comes at the cost of environmentally sound practices. Developing countries with cheap resources and labor tend to have less stringent environmental regulations, and conversely, nations with stricter environmental regulations become more expensive for companies as a result of the costs associated with meeting these standards. Thus, companies that choose to physically invest in foreign countries tend to (re)locate to the countries with the lowest environmental standards or weakest enforcement.
The European Union–Mercosur Free Trade Agreement, which would form one of the world's largest free trade areas, has been denounced by environmental activists and indigenous rights campaigners. The fear is that the deal could lead to more deforestation of the Amazon rainforest as it expands market access to Brazilian beef.
See also
Civilizing mission
Cosmopolitanism
Deglobalization
Environmental racism
Eurasianism
Franchising
Free trade
Global civics
Global commons
Global mobility
Global regionalization
Globalism
Global public goods
List of bilateral free-trade agreements
List of globalization-related indices
List of multilateral free-trade agreements
Middle East and globalization
Neorealism (international relations)
North–South divide
Outline of globalization
Postdevelopment theory
Technocapitalism
The No-Nonsense Guide to Globalization
Transnational cinema
Transnational citizenship
Triadization
United Nations Millennium Declaration
Vermeer's Hat
World Englishes
References
Further reading
Ampuja, Marko. Theorizing Globalization: A Critique of the Mediatization of Social Theory (Brill, 2012)
Conner, Tom, and Ikuko Torimoto, eds. Globalization Redux: New Name, Same Game (University Press of America, 2004).
Eriksen, Thomas Hylland. "Globalization." in Handbook of Political Anthropology (Edward Elgar Publishing, 2018).
Frey, James W. "The Global Moment: The Emergence of Globality, 1866–1867, and the Origins of Nineteenth-Century Globalization." The Historian 81.1 (2019): 9. online , focus on trade and Suez Canal
Gunder Frank, Andre, and Robert A. Denemark. ReOrienting the 19th Century: Global Economy in the Continuing Asian Age (Paradigm Publishers, 2013).
Hopkins, A.G., ed. Globalization in World History (Norton, 2003).
Lechner, Frank J., and John Boli, eds. The Globalization Reader (4th ed. Wiley-Blackwell, 2012).
Leibler, Anat. "The Emergence of a Global Economic Order: From Scientific Internationalism to Infrastructural Globalism." in Science, Numbers and Politics (Palgrave Macmillan, Cham, 2019) pp. 121–145 online.
Mir, Salam. "Colonialism, Postcolonialism, Globalization, and Arab Culture." Arab Studies Quarterly 41.1 (2019): 33–58. online
Olstein, Diego (2015) "Proto-globalization and Proto-glocalizations in the Middle Millennium." In Kedar, Benjamin and Wiesner-Hanks, Merry (Eds.), Cambridge World History. Volume 5: Expanding Webs of Exchange and Conquest, 500–1500 CE. Cambridge University Press, pp. 665–684
Pfister, Ulrich (2012), Globalization, EGO – European History Online, Mainz: Institute of European History, retrieved: 25 March 2021 (pdf).
Pieterse, Jan Nederveen. Globalization and culture: Global mélange (Rowman & Littlefield, 2019).
Rosenberg, Justin. "Globalization Theory: A Post Mortem," International Politics 42:1 (2005), 2–74.
Steger, Manfred B. Globalization: A Very Short Introduction (4th ed. Oxford University Press, 2017)
Van Der Bly, Martha C.E. "Globalization: A Triumph of Ambiguity," Current Sociology 53:6 (November 2005), 875–893
Wallerstein, Immanuel. "Globalization or the Age of Transition? A Long-Term View of the Trajectory of the World System," International Sociology 15:2 (June 2000), 251–267.
External links
Comprehensive discussion of the term at the Site Global Transformations
Globalization Website (Emory University) Links, Debates, Glossary etc.
BBC News Special Report – "Globalisation"
"Globalization" Stanford Encyclopedia of Philosophy Analysis of the idea and its history.
OECD Globalization statistics
Mapping Globalization, Princeton University
List of Global Development Indexes and Rankings
Theories of history
Economic geography
Cultural geography
International trade
Capitalism
Interculturalism
World history | 0.797125 | 0.999534 | 0.796754 |
Historian | A historian is a person who studies and writes about the past and is regarded as an authority on it. Historians are concerned with the continuous, methodical narrative and research of past events as relating to the human race; as well as the study of all history in time. Some historians are recognized by publications or training and experience. "Historian" became a professional occupation in the late nineteenth century as research universities were emerging in Germany and elsewhere.
Objectivity
Among historians
Ancient historians
In the 19th century scholars used to study ancient Greek and Roman historians to see how generally reliable they were. In recent decades, however, scholars have focused more on the constructions, genres, and meanings that ancient historians sought to convey to their audiences. History is always written with contemporary concerns and ancient historians wrote their histories in response to the needs of their times. Out of thousands of Greek and Roman historians, only the tiniest fraction's works survive and it is out of this small pool that ancient historians and ancient historiography are analyzed today. Modern historians of the ancient world have to deal with diverse types of evidence, which are debated more today than in the 19th century due to innovations in the field.
Ancient historians were very different from modern historians in terms of goals, documentation, sources, and methods. For instance, chronological systems were not widely used, their sources were often absorbed (traceability of such sources usually disappeared), and the goal of an ancient work was often to create political or military paradigms. It was only after the emergence of Christianity that philosophies of history grew in prominence due to the destiny of man from the Christian account. Epics such as Homer's works were used by historians and considered history even by Thucydides.
Modern historians
In the 19th-century historical studies became professionalized at universities and research centers along with a belief that history was a type of science. However, in the 20th century historians incorporated social science dimensions like politics, economy, and culture in their historiography, including postmodernism. Since the 1980s there has been a special interest in the memories and commemoration of past events.
History by its nature is prone to continuous debate, and historians tend to be divided. There is no past that is commonly agreed upon, since there are competing histories (e.g., of elites, non-elites, men, women, races, etc.). It is widely accepted that "strict objectivity is epistemologically unattainable for historians". Historians rarely articulate their conception of objectivity or discuss it in detail. And like in other professions, historians rarely analyze themselves or their activity. In practice, "specific canons of historical proof are neither widely observed nor generally agreed upon" among professional historians. Though objectivity is often seen as the goal of those who work on history, in practice there is no convergence on anything in particular. Historical scholarship is never value free since historian's writings are impacted by the frameworks of their times. Some scholars of history have observed that there are no particular standards for historical fields such as religion, art, science, democracy, and social justice as these are by their nature 'essentially contested' fields, such that they require diverse tools particular to each field beforehand in order to interpret topics from those fields.
There are three commonly held reasons why avoiding bias is not seen as possible in historical practice: a historian's interest inevitably influences their judgement (what information to use and omit, how to present the information, etc.); the sources used by historians for their history all have bias, and historians are products of their culture, concepts, and beliefs. Racial and cultural biases can play major roles in national histories, which often ignore or downplay the roles on other groups. Gender biases as well. Moral or worldview evaluations by historians are also seen partly inevitable, causing complications for historians and their historical writings. One way to deal with this is for historians to state their biases explicitly for their readers. In the modern era, newspapers (which have a bias of their own) impacts historical accounts made by historians. Wikipedia also contributes to difficulties for historians.
Legal cases
During the Irving v Penguin Books and Lipstadt trial, the court relied on Richard Evan's witness report which mentioned "objective historian" in the same vein as the reasonable person, and reminiscent of the standard traditionally used in English law of "the man on the Clapham omnibus". This was necessary so that there would be a legal benchmark to compare and contrast the scholarship of an objective historian against the illegitimate methods employed by David Irving, as before the Irving v Penguin Books and Lipstadt trial, there was no legal precedent for what constituted an objective historian.
Justice Gray leant heavily on the research of one of the expert witnesses, Richard J. Evans, who compared illegitimate distortion of the historical record practiced by Holocaust deniers with established historical methodologies.
By summarizing Gray's judgment, in an article published in the Yale Law Journal, Wendie E. Schneider distils these seven points for what he meant by an objective historian:
Schneider uses the concept of the "objective historian" to suggest that this could be an aid in assessing what makes a historian suitable as expert witnesses under the Daubert standard in the United States. Schneider proposed this, because, in her opinion, Irving could not have passed the standard Daubert tests unless a court was given "a great deal of assistance from historians".
Schneider proposes that by testing a historian against the criteria of the "objective historian" then, even if a historian holds specific political views (and she gives an example of a well-qualified historian's testimony that was disregarded by a United States court because he was a member of a feminist group), providing the historian uses the "objective historian" standards, they are a "conscientious historian". It was Irving's failure as an "objective historian" not his right-wing views that caused him to lose his libel case, as a "conscientious historian" would not have "deliberately misrepresented and manipulated historical evidence" to support his political views.
History analysis
The process of historical analysis involves investigation and analysis of competing ideas, facts, and purported facts to create coherent narratives that explain "what happened" and "why or how it happened". Modern historical analysis usually draws upon other social sciences, including economics, sociology, politics, psychology, anthropology, philosophy, and linguistics. While ancient writers do not normally share modern historical practices, their work remains valuable for its insights within the cultural context of the times. An important part of the contribution of many modern historians is the verification or dismissal of earlier historical accounts through reviewing newly discovered sources and recent scholarship or through parallel disciplines like archaeology.
Historiography
Ancient
Understanding the past appears to be a universal human need, and the telling of history has emerged independently in civilizations around the world. What constitutes history is a philosophical question (see philosophy of history). The earliest chronologies date back to Mesopotamia and ancient Egypt, though no historical writers in these early civilizations were known by name.
Systematic historical thought emerged in ancient Greece, a development that became an important influence on the writing of history elsewhere around the Mediterranean region. The earliest known critical historical works were The Histories, composed by Herodotus of Halicarnassus (484 – c. 425 BCE) who later became known as the "father of history" (Cicero). Herodotus attempted to distinguish between more and less reliable accounts and personally conducted research by travelling extensively, giving written accounts of various Mediterranean cultures. Although Herodotus' overall emphasis lay on the actions and characters of men, he also attributed an important role to divinity in the determination of historical events. Thucydides largely eliminated divine causality in his account of the war between Athens and Sparta, establishing a rationalistic element that set a precedent for subsequent Western historical writings. He was also the first to distinguish between cause and immediate origins of an event, while his successor Xenophon ( – 355 BCE) introduced autobiographical elements and character studies in his Anabasis.
The Romans adopted the Greek tradition. While early Roman works were still written in Greek, the Origines, composed by the Roman statesman Cato the Elder (234–149 BCE), was written in Latin, in a conscious effort to counteract Greek cultural influence. Strabo (63 BCE – CE) was an important exponent of the Greco-Roman tradition of combining geography with history, presenting a descriptive history of peoples and places known to his era. Livy (59 BCE – 17 CE) records the rise of Rome from city-state to empire. His speculation about what would have happened if Alexander the Great had marched against Rome represents the first known instance of alternate history.
In Chinese historiography, the Classic of History is one of the Five Classics of Chinese classic texts and one of the earliest narratives of China. The Spring and Autumn Annals, the official chronicle of the State of Lu covering the period from 722 to 481 BCE, is among the earliest surviving Chinese historical texts arranged on annalistic principles. Sima Qian (around 100 BCE) was the first in China to lay the groundwork for professional historical writing. His written work was the Shiji (Records of the Grand Historian), a monumental lifelong achievement in literature. Its scope extends as far back as the 16th century BCE, and it includes many treatises on specific subjects and individual biographies of prominent people and also explores the lives and deeds of commoners, both contemporary and those of previous eras.
Christian historiography began early, perhaps as early as Luke-Acts, which is the primary source for the Apostolic Age. Writing history was popular among Christian monks and clergy in the Middle Ages. They wrote about the history of Jesus Christ, that of the Church and that of their patrons, the dynastic history of the local rulers. In the Early Middle Ages historical writing often took the form of annals or chronicles recording events year by year, but this style tended to hamper the analysis of events and causes. An example of this type of writing is the Anglo-Saxon Chronicles, which were the work of several different writers: it was started during the reign of Alfred the Great in the late ninth century, but one copy was still being updated in 1154.
Muslim historical writings first began to develop in the seventh century, with the reconstruction of the Prophet Muhammad's life in the centuries following his death. With numerous conflicting narratives regarding Muhammad and his companions from various sources, scholars had to verify which sources were more reliable. To evaluate these sources, they developed various methodologies, such as the science of biography, science of hadith and Isnad (chain of transmission). They later applied these methodologies to other historical figures in the Islamic civilization. Famous historians in this tradition include Urwah (d. 712), Wahb ibn Munabbih (d. 728), Ibn Ishaq (d. 761), al-Waqidi (745–822), Ibn Hisham (d. 834), Muhammad al-Bukhari (810–870) and Ibn Hajar (1372–1449).
Enlightenment
During the Age of Enlightenment, the modern development of historiography through the application of scrupulous methods began.
French philosophe Voltaire (1694–1778) had an enormous influence on the art of history writing. His best-known histories are The Age of Louis XIV (1751), and Essay on the Customs and the Spirit of the Nations (1756). "My chief object," he wrote in 1739, "is not political or military history, it is the history of the arts, of commerce, of civilization – in a word, – of the human mind." He broke from the tradition of narrating diplomatic and military events, and emphasized customs, social history, and achievements in the arts and sciences. He was the first scholar to make a serious attempt to write the history of the world, eliminating theological frameworks, and emphasizing economics, culture, and political history.
At the same time, philosopher David Hume was having a similar impact on history in Great Britain. In 1754, he published the History of England, a six-volume work that extended from the Invasion of Julius Caesar to the Revolution in 1688. Hume adopted a similar scope to Voltaire in his history; as well as the history of Kings, Parliaments, and armies, he examined the history of culture, including literature and science, as well. William Robertson, a Scottish historian, and the Historiographer Royal published the History of Scotland 1542 – 1603, in 1759 and his most famous work, The history of the reign of Charles V in 1769. His scholarship was painstaking for the time and he was able to access a large number of documentary sources that had previously been unstudied. He was also one of the first historians who understood the importance of general and universally applicable ideas in the shaping of historical events.
The apex of Enlightenment history was reached with Edward Gibbon's, monumental six-volume work, The History of the Decline and Fall of the Roman Empire, published on 17 February 1776. Because of its relative objectivity and heavy use of primary sources, at the time its methodology became a model for later historians. This has led to Gibbon being called the first "modern historian". The book sold impressively, earning its author a total of about £9000. Biographer Leslie Stephen wrote that thereafter, "His fame was as rapid as it has been lasting."
19th century
The tumultuous events surrounding the French Revolution inspired much of the historiography and analysis of the early 19th century. Interest in the 1688 Glorious Revolution was also rekindled by the Great Reform Act of 1832 in England.
Thomas Carlyle published his magnum opus, the three-volume The French Revolution: A History in 1837. The resulting work had a passion new to historical writing. Thomas Macaulay produced his most famous work of history, The History of England from the Accession of James the Second, in 1848. His writings are famous for their ringing prose and for their confident, sometimes dogmatic, emphasis on a progressive model of British history, according to which the country threw off superstition, autocracy and confusion to create a balanced constitution and a forward-looking culture combined with the freedom of belief and expression. This model of human progress has been called the Whig interpretation of history.
In his main work Histoire de France, French historian Jules Michelet coined the term Renaissance (meaning "Re-birth" in French language), as a period in Europe's cultural history that represented a break from the Middle Ages, creating a modern understanding of humanity and its place in the world.
The nineteen-volume work covered French history from Charlemagne to the outbreak of the Revolution. Michelet was one of the first historians to shift the emphasis of history to the common people, rather than the leaders and institutions of the country. Another important French historian of the period was Hippolyte Taine. He was the chief theoretical influence of French naturalism, a major proponent of sociological positivism and one of the first practitioners of historicist criticism. Literary historicism as a critical movement has been said to originate with him.
One of the major progenitors of the history of culture and art, was the Swiss historian Jacob Burckhardt Burckhardt's best-known work is The Civilization of the Renaissance in Italy (1860). According to John Lukacs, he was the first master of cultural history, which seeks to describe the spirit and the forms of expression of a particular age, a particular people, or a particular place. By the mid-19th century, scholars were beginning to analyse the history of institutional change, particularly the development of constitutional government. William Stubbs's Constitutional History of England (3 vols., 1874–78) was an important influence on this developing field. The work traced the development of the English constitution from the Teutonic invasions of Britain until 1485, and marked a distinct step in the advance of English historical learning.
Karl Marx introduced the concept of historical materialism into the study of world-historical development. In his conception, the economic conditions and dominant modes of production determined the structure of society at that point. Previous historians had focused on the cyclical events of the rise and decline of rulers and nations. Process of nationalization of history, as part of national revivals in the 19th century, resulted with separation of "one's own" history from common universal history by such way of perceiving, understanding and treating the past that constructed history as history of a nation. A new discipline, sociology, emerged in the late 19th century and analyzed and compared these perspectives on a larger scale.
Professionalization in Germany
The modern academic study of history and methods of historiography were pioneered in 19th-century German universities. Leopold von Ranke was a pivotal influence in this regard, and is considered as the founder of modern source-based history.
Specifically, he implemented the seminar teaching method in his classroom and focused on archival research and analysis of historical documents. Beginning with his first book in 1824, the History of the Latin and Teutonic Peoples from 1494 to 1514, Ranke used an unusually wide variety of sources for a historian of the age, including "memoirs, diaries, personal and formal missives, government documents, diplomatic dispatches and first-hand accounts of eye-witnesses". Over a career that spanned much of the century, Ranke set the standards for much of later historical writing, introducing such ideas as reliance on primary sources (empiricism), an emphasis on narrative history and especially international politics (aussenpolitik). Sources had to be hard, not speculations and rationalizations. His credo was to write history the way it was. He insisted on primary sources with proven authenticity.
20th century
The term Whig history was coined by Herbert Butterfield in his short book The Whig Interpretation of History in 1931, (a reference to the British Whigs, advocates of the power of Parliament) to refer to the approach to historiography that presents the past as an inevitable progression towards ever greater liberty and enlightenment, culminating in modern forms of liberal democracy and constitutional monarchy. In general, Whig historians emphasized the rise of constitutional government, personal freedoms, and scientific progress. The term has been also applied widely in historical disciplines outside of British history (the history of science, for example) to criticize any teleological (or goal-directed), hero-based, and transhistorical narrative. Butterfield's antidote to Whig history was "...to evoke a certain sensibility towards the past, the sensibility which studies the past 'for the sake of the past', which delights in the concrete and the complex, which 'goes out to meet the past', which searches for 'unlikenesses between past and present'." Butterfield's formulation received much attention, and the kind of historical writing he argued against in generalised terms is no longer academically respectable.
The French Annales School radically changed the focus of historical research in France during the 20th century by stressing long-term social history, rather than political or diplomatic themes. The school emphasized the use of quantification and the paying of special attention to geography. An eminent member of this school, Georges Duby, described his approach to history as one that relegated the sensational to the sidelines and was reluctant to give a simple accounting of events, but strived on the contrary to pose and solve problems and, neglecting surface disturbances, to observe the long and medium-term evolution of economy, society, and civilisation.
Marxist historiography developed as a school of historiography influenced by the chief tenets of Marxism, including the centrality of social class and economic constraints in determining historical outcomes. Friedrich Engels wrote The Condition of the Working Class in England in 1844, which was salient in creating the socialist impetus in British politics from then on, e.g. the Fabian Society. R. H. Tawney's The Agrarian Problem in the Sixteenth Century (1912) and Religion and the Rise of Capitalism (1926), reflected his ethical concerns and preoccupations in economic history. A circle of historians inside the Communist Party of Great Britain (CPGB) formed in 1946 and became a highly influential cluster of British Marxist historians, who contributed to history from below and class structure in early capitalist society. Members included Christopher Hill, Eric Hobsbawm and E. P. Thompson.
World history, as a distinct field of historical study, emerged as an independent academic field in the 1980s. It focused on the examination of history from a global perspective and looked for common patterns that emerged across all cultures. Arnold J. Toynbee's ten-volume A Study of History, written between 1933 and 1954, was an important influence on this developing field. He took a comparative topical approach to independent civilizations and demonstrated that they displayed striking parallels in their origin, growth, and decay. William H. McNeill wrote The Rise of the West (1965) to improve upon Toynbee by showing how the separate civilizations of Eurasia interacted from the very beginning of their history, borrowing critical skills from one another, and thus precipitating still further change as adjustment between traditional old and borrowed new knowledge and practice became necessary.
Historical editing
A new advanced specialty opened in the late 20th century: historical editing. Edmund Morgan reports on its emergence in the United States:It required, to begin with, large sums of money. But money has proved easier to recruit than talent. Historians who undertake these large editorial projects must leave the main channel of academic life. They do not teach; they do not write their own books; they do not enjoy long vacations for rumination, reflection, and research on whatever topic interests them at the moment. Instead they must live in unremitting daily pursuit of an individual whose company, whatever his genius, may ultimately begin to pall. Anyone who has edited historical manuscripts knows that it requires as much physical and intellectual labor to prepare a text for publication as it does to write a book of one's own. Indeed, the new editorial projects are far too large for one man. The editor-in-chief, having decided to forego a regular academic career, must entice other scholars to help him; and with the present [high] demand for college teachers, this is no easy task.
Education and profession
An undergraduate history degree is often used as a stepping stone to graduate studies in business or law. Many historians are employed at universities and other facilities for post-secondary education. In addition, it is normal for colleges and universities to require a PhD degree for new full-time hires. A scholarly thesis, such as a doctoral dissertation, is now regarded as the baseline qualification for a professional historian. However, some historians still gain recognition based on published (academic) works and the award of fellowships by academic bodies like the Royal Historical Society. Publication is increasingly required by smaller schools, so graduate papers become journal articles and PhD dissertations become published monographs. The graduate student experience is difficult—those who finish their doctorate in the United States take on average 8 or more years; funding is scarce except at a few very rich universities. Being a teaching assistant in a course is required in some programs; in others it is a paid opportunity awarded a fraction of the students. Until the 1970s it was rare for graduate programs to teach how to teach; the assumption was that teaching was easy and that learning how to do research was the main mission. A critical experience for graduate students is having a mentor who will provide psychological, social, intellectual and professional support, while directing scholarship and providing an introduction to the profession.
Professional historians typically work in colleges and universities, archival centers, government agencies, museums, and as freelance writers and consultants. The job market for new PhDs in history is poor and getting worse, with many relegated to part-time "adjunct" teaching jobs with low pay and no benefits.
"Amateur" historians
C. Vann Woodward (1908–1999), Sterling Professor of History at Yale University, cautioned that the academicians had themselves abdicated their role as storytellers:Professionals do well to apply the term "amateur" with caution to the historian outside their ranks. The word does have deprecatory and patronizing connotations that occasionally backfire. This is especially true of narrative history, which nonprofessionals have all but taken over. The gradual withering of the narrative impulse in favor of the analytical urge among professional academic historians has resulted in a virtual abdication of the oldest and most honored role of the historian, that of storyteller. Having abdicated... the professional is in a poor position to patronize amateurs who fulfill the needed function he has abandoned.
See also
List of historians
References
Citations
Sources
Further reading
The American Historical Association's Guide to Historical Literature ed. by Mary Beth Norton and Pamela Gerardi (3rd ed. 2 vol, Oxford U.P. 1995) 2064 pages; annotated guide to 27,000 of the most important English language history books in all fields and topics vol 1 online, vol 2 online
Allison, William Henry. A guide to historical literature (1931) comprehensive bibliography for scholarship to 1930. online edition
Barnes, Harry ElmerA history of historical writing (1962)
Barraclough, Geoffrey. History: Main Trends of Research in the Social and Human Sciences, (1978)
Bentley, Michael. ed., Companion to Historiography, Routledge, 1997, pp; 39 chapters by experts
Bender, Thomas, et al. The Education of Historians for Twenty-first Century (2003) report by the Committee on Graduate Education of the American Historical Association
Breisach, Ernst. Historiography: Ancient, Medieval and Modern, 3rd edition, 2007,
Boia, Lucian et al., eds. Great Historians of the Modern Age: An International Dictionary (1991)
Cannon, John, et al., eds. The Blackwell Dictionary of Historians. Blackwell Publishers, 1988 .
Gilderhus, Mark T. History and Historians: A Historiographical Introduction, 2002,
Iggers, Georg G. Historiography in the 20th Century: From Scientific Objectivity to the Postmodern Challenge (2005)
Kelly, Boyd, ed. Encyclopedia of Historians and Historical Writing. (1999). Fitzroy Dearborn
Kramer, Lloyd, and Sarah Maza, eds. A Companion to Western Historical Thought Blackwell 2006. 520pp; .
Todd, Richard B. ed. Dictionary of British Classicists, 1500–1960, (2004). Bristol: Thoemmes Continuum, 2004 .
Woolf D. R. A Global Encyclopedia of Historical Writing (Garland Reference Library of the Humanities) (2 vol 1998) excerpt and text search
External links
Selected texts by the most known historians
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Modern era | The modern era or the modern period is considered the current historical period of human history. It was originally applied to the history of Europe and Western history for events that came after the Middle Ages, often from around the year 1500. From the 1990s, it is more common among historians to refer to the period after the Middle Ages and up to the 19th century as the early modern period. The modern period is today more often used for events from the 19th century until today. The time from the end of World War II (1945) can also be described as being part of contemporary history.
The common definition of the modern period today is often associated with events like the French Revolution, the Industrial Revolution, and the transition to nationalism towards the liberal international order.
The modern period has been a period of significant development in the fields of science, politics, warfare, and technology. It has also been an Age of Discovery and globalization. During this time, the European powers and later their colonies, strengthened its political, economic, and cultural colonization of the rest of the world. It also created a new modern lifestyle and has permanently changed the way people around the world live.
In the 19th and early 20th century, modernist art, politics, science, and culture have come to dominate not only Western Europe and North America, but almost every area on the globe, including movements thought of as opposed to the western world and globalization. The modern era is closely associated with the development of individualism, capitalism, urbanization, and a belief in the positive possibilities of technological and political progress.
The brutal wars and other conflicts of this era, many of which come from the effects of rapid change, and the connected loss of strength of traditional religious and ethical norms, have led to many reactions against modern development. Optimism and the belief in constant progress have been most recently criticized by postmodernism, while the dominance of Western Europe and North America over the rest of the world has been criticized by postcolonial theory.
Terminology
Eras can not easily be defined. 1500 is an approximate starting period for the modern era because many major events caused the Western world to change around that time: from the fall of Constantinople (1453), Gutenberg's moveable type printing press (1450s), completion of the Reconquista (1492) and Christopher Columbus's voyage to the Americas (also 1492), to the Reformation begun with Martin Luther's Ninety-five Theses (1517).
The term "modern" was coined shortly before 1585 to describe the beginning of a new era.
The term "early modern" was introduced in the English language by American historians at the turn of the 20th century (around 1900). It was long thought that the concept was invented either in the 1930s to distinguish the time between the Middle Ages and time of the late Enlightenment (1800), or that "early modern" was not coined until the mid-20th century and only gained substantial traction in the 1960s and 1970s. Nipperdey (2022) pointed to its widespread usage by American historians around 1900 already, adding: 'In the interwar years the term permeated all areas of professional activity from textbooks and graduate school seminars to conferences, research articles, and job descriptions.' The difference between "early modern" and just "modern" was defined by the French Revolution and the Industrial Revolution.
Sometimes distinct from the modern periods themselves, the terms "modernity" and "modernism" refer to a new way of thinking, distinct, from previous ways of thinking such as medieval thinking.
The European Renaissance (about 1420–1630) is an important transition period beginning between the Late Middle Ages and Early Modern Times, which started in Italy.
"Postmodernism", coined 1949, on the other hand, would describe rather a movement in art than a period of history, and is usually applied to arts, but not to any events of the very recent history. This changed, when postmodernity was coined to describe the major changes in the 1950s and 1960s in economy, society, culture, and philosophy.
These terms stem from European History; in worldwide usage, such as in China, India, and Islam, the terms are applied in a very different way, but often in the context with their contact with European culture in the Age of Discoveries.
Characteristics
Changes, mostly seen as advances, in all areas of human activity—politics, industry, society, economics, commerce, transport, communication, mechanization, automation, science, medicine, technology, religion, the arts, and other aspects of culture—appear to have transformed an Old World into the Modern or New World. In each case, the identification of the change over time can be used to demarcate the old and old-fashioned from the modern.
Starting in western countries, the modern world has seen a systematic re-evaluation of value systems, monarchical regimes, and feudal economic systems. These have often been replaced by democratic and liberal ideas in the areas of politics, science, psychology, sociology, and economics.
Some events of modern history, though born out of context not entirely new, show a new way of perceiving the world. The concept of modernity interprets the general meaning of these events and seeks explanations for major developments. Historians analyze the events taking place in Modern Times, since the so-called "Middle Ages" (between Modern and Ancient Times).
Early modern period
Late 15th to 17th century
Renaissance and early Reformation (–1600)
Gutenberg's moveable type printing press (1450s): information age and newspapers.
Discovery of America (1492): Voyages of Christopher Columbus.
Machiavelli's Il Principe (The Prince) started to circulate.
Copernicus and the beginning of the Scientific Revolution
Martin Luther challenges the Church on 31 October 1517 with the 95 Theses: Reformation.
Age of Discovery
Mercantilist economic theory and policy
Fall of the Spanish Armada 8 August 1588 enabled the Rise of the British Empire
Late Reformation and early Baroque (–1700)
The "Baroque" is a term usually applied to the history of art, architecture and music during this period.
Thirty Years' War 1618–1648 in Central Europe decimated the population by up to 20%.
The treaties of the Peace of Westphalia are signed in 1648, which ended several wars in Europe and established the beginning of sovereign states.
The Glorious Revolution of 1688 establishes modern parliamentary democracy in England.
Continuation of the Scientific Revolution
The beginning of the reign of Louis XIV r. 1643–1715, an example of the Age of Absolutism.
18th century
Age of Enlightenment and early Age of Revolution (ca. 1700–1800)
War of the Spanish Succession (1701–1714)
The 1713 Peace of Utrecht marked the change from Spanish to British naval supremacy.
War of the Austrian Succession (1740–1748)
Seven Years' War (1754–1763)
American Revolution (1765–1783)
French Revolution (1789–1799)
The beginning of the Industrial Revolution around 1760.
19th century
Historians sometimes define a nineteenth century historical era stretching from 1815 (the Congress of Vienna) to 1914 (the outbreak of the First World War); alternatively, Eric Hobsbawm defined the "long nineteenth century" as spanning the years 1789 to 1914.
During this century, the Spanish, Portuguese, and Ottoman Empires began to crumble and the Holy Roman and Mughal Empires ceased.
Napoleonic era (1799–1815)
The Napoleonic era is a period in the history of France and Europe. It is generally classified as the fourth stage of the French Revolution, the first being the National Assembly, the second being the Legislative Assembly, and the third being the Directory. The Napoleonic era begins roughly with Napoleon's coup d'état, overthrowing the Directory and ends at the Hundred Days and his defeat at Waterloo (November 9 1799 – June 28 1815). The Congress of Vienna soon set out to restore Europe to pre-French Revolution days.
Spreading of the Industrial Revolution
The Industrial Revolution was the major technological, socioeconomic, and cultural change in late 18th and early 19th century that began in Britain and spread throughout the world. During that time, an economy based on manual labour was replaced by one dominated by industry and the manufacture of machinery. It began with the mechanisation of the textile industries and the development of iron-making techniques, and trade expansion was enabled by the introduction of canals, improved roads, and then railways. The introduction of steam power (fuelled primarily by coal) and powered machinery (mainly in textile manufacturing) underpinned the dramatic increases in production capacity. The development of all-metal machine tools in the first two decades of the 19th century facilitated the manufacture of more production machines for manufacturing in other industries.
The date of the Industrial Revolution is not exact. Eric Hobsbawm held that it "broke out" in the 1780s and was not fully felt until the 1830s or 1840s, while T. S. Ashton held that it occurred roughly between 1760 and 1830 (in effect the reigns of George III, The Regency, and George IV).
The effects spread throughout Western Europe and North America during the 19th century, eventually affecting the majority of the world. The impact of this change on society was enormous and is often compared to the Neolithic Revolution, when mankind developed agriculture and gave up its nomadic lifestyle.
The First Industrial Revolution gave way to the Second Industrial Revolution around 1850, when technological and economic progress gained momentum with the development of steam-powered ships and railways, and later in the nineteenth century with the internal combustion engine and electric power generation.
Late 19th century
Following the Napoleonic Wars, the British Empire became the world's leading power, controlling one-quarter of the world's population and one-third of the land area. It enforced a Pax Britannica, encouraged trade, and battled rampant piracy.
Slavery was greatly reduced around the world. Following a successful slave revolt in Haiti, Britain forced the Barbary pirates to halt their practice of kidnapping and enslaving Europeans, banned slavery throughout its domain in 1833, and charged its navy with ending the global slave trade. Slavery was then abolished in Russia in 1861, by the Emancipation Proclamation in the United States in 1863, and in Brazil in 1888. (see Abolitionism).
Following the abolition of the slave trade, and propelled by economic exploitation, the Scramble for Africa was initiated formally at the Berlin West Africa Conference in 1884–1885. All the major European powers laid claim to the areas of Africa where they could exhibit a sphere of influence over the area. These claims did not have to have any substantial land holdings or treaties to be legitimate. The French gained major ground in West Africa, the British in East Africa, and the Portuguese and Spanish at various points throughout the continent, while Leopold II of Belgium was able to retain his personal fiefdom, Congo.
Electricity, steel, and petroleum fuelled a Second Industrial Revolution which enabled Germany, Japan, and the United States to become great powers that raced to create empires of their own. However, Russia and China failed to keep pace with the other world powers, which led to massive social unrest in both empires.
20th century
While earlier centuries also saw significant developments, the 20th century was distinguished by the unprecedented pace and global scale of economic, technological, and cultural changes.
Still, advancing technology and medicine have had a great impact even in the Global South. Large-scale industry and more centralized media made brutal dictatorships possible on an unprecedented scale in the middle of the century, leading to wars that were also unprecedented. However, the increased communications contributed to democratization.
Technological developments included the development of airplanes and space exploration, nuclear technology, advancement in genetics, and the dawning of the Information Age.
Major political developments included the Israeli–Palestinian conflict, two world wars, and the Cold War. It also saw the former British Empire lose most of its remaining political power over Commonwealth countries, most notably by the dividing of the British crown into several sovereignties by the Statute of Westminster, the patriation of constitutions by the Canada Act 1982, and the Australia Act 1986, as well as the independence of countries like India, Pakistan, South Africa, and Ireland.
World War I
The First World War was a world conflict, ranging from July 1914 to the final Armistice on 11 November 1918. The Allied Powers, led by the British Empire, France, Russia until March 1918, Japan and the United States after 1917, defeated the Central Powers, led by the German Empire, Austro-Hungarian Empire and the Ottoman Empire. The war caused the disintegration of four empires — the Austro-Hungarian, German, Ottoman, and Russian ones — as well as radical change in the European and Middle Eastern maps. The Allied powers before 1917 are sometimes referred to as the Triple Entente, and the Central Powers are sometimes referred to as the Triple Alliance.
Much of the fighting in World War I took place along the Western Front, within a system of opposing manned trenches and fortifications (separated by a "no man's land") running from the North Sea to the border of Switzerland. On the Eastern Front, the vast eastern plains and limited rail network prevented a trench warfare stalemate from developing, although the scale of the conflict was just as large. Hostilities also occurred on and under the sea and — for the first time — from the air. More than 9 million soldiers died on the various battlefields, and nearly that many more in the participating countries' home fronts on account of food shortages and genocide committed under the cover of various civil wars and internal conflicts. Notably, more people died of the worldwide influenza outbreak at the end of the war and shortly after than died in the hostilities. The unsanitary conditions engendered by the war, severe overcrowding in barracks, wartime propaganda interfering with public health warnings, and migration of so many soldiers around the world helped the outbreak become a pandemic.
Ultimately, World War I created a decisive break with the old world order that had emerged after the Napoleonic Wars, which was modified by the mid-19th century's nationalistic revolutions. The results of World War I would be important factors in the development of World War II approximately 20 years later.
Interwar period
The Interwar period was the period between the end of World War I in 1918 and the beginning of World War II in 1939. It included the Roaring Twenties, the Great Depression, and the rise of communism in Russia and fascism in Italy and Germany.
World War II
World War II was a global military conflict that took place in 1939–1945. It was the largest and deadliest war in history, culminating in The Holocaust and ending with the dropping of the atom bomb.
Although Japan had invaded China in 1937, the conventional view is that World War II began on September 1, 1939, when Nazi Germany invaded Poland. Within two days, the United Kingdom and France declared war on Germany, even though the fighting was confined to Poland. Pursuant to a then-secret provision of its non-aggression Molotov–Ribbentrop Pact, the Soviet Union joined Germany on September 17, 1939, to conquer Poland and divide Eastern Europe. The Allies were initially made up of Poland, the United Kingdom, France, Australia, Canada, New Zealand, South Africa, as well as British Commonwealth countries which were controlled directly by the UK, such as the Indian Empire. All of these countries declared war on Germany in September 1939.
Following the lull in fighting, known as the "Phoney War", Germany invaded western Europe in May 1940. Six weeks later, France, in the meantime attacked by Italy as well, surrendered to Germany, which then tried unsuccessfully to conquer Britain. On September 27, Germany, Italy, and Japan signed a mutual defense agreement, the Tripartite Pact, and were known as the Axis Powers. Nine months later, on June 22, 1941, Germany launched a massive invasion of the Soviet Union, which prompted it to join the Allies. Germany was now engaged in fighting a war on two fronts.
On December 7, 1941, Japan attacked the United States at Pearl Harbor, bringing it too into the war on the side of the Allies. China also joined the Allies, as did most of the rest of the world. China was in turmoil at the time and attacked Japanese armies through guerrilla-type warfare. By the beginning of 1942, the alignment of the major combatants was as follows: the British Commonwealth, the Soviet Union, and the United States were fighting Germany and Italy; China, the British Commonwealth, and the United States were fighting Japan. The United Kingdom, the United States, the Soviet Union, and China were referred to as a "trusteeship of the powerful" during World War II and were recognized as the Allied "Big Four" in the Declaration by United Nations. These four countries were considered the "Four Policemen" or "Four Sheriffs" of the Allies and were the primary victors of World War II. Battles raged across all of Europe, in the north Atlantic Ocean, across North Africa, throughout Southeast Asia, throughout China, across the Pacific Ocean, and in the air over Japan. Italy surrendered in September 1943 and was split into a northern Germany-occupied puppet state and an Allies-friendly state in the south; Germany surrendered in May 1945. Following the atomic bombings of Hiroshima and Nagasaki, Japan surrendered, marking the end of the war on September 2, 1945.
It is possible that around 62 million people died in the war; estimates vary greatly. About 60% of all casualties were civilians, who died as a result of disease, starvation, genocide (in particular, the Holocaust), and aerial bombing. The former Soviet Union and China suffered the most casualties. Estimates place deaths in the Soviet Union at around 23 million, while China suffered about 10 million. No country lost a greater portion of its population than Poland: approximately 5.6 million, or 16%, of its pre-war population of 34.8 million died. The Holocaust (which roughly means "burnt whole") was the deliberate and systematic murder of millions of Jews and other "unwanted" groups during World War II by the Nazi regime in Germany. Several differing views exist regarding whether it was intended to occur from the war's beginning or if the plans for it came about later. Regardless, persecution of Jews extended well before the war even started, such as during Kristallnacht (Night of Broken Glass). The Nazis used propaganda to great effect to stir up anti-Semitic feelings within ordinary Germans.
After World War II, Europe was informally split into Western and Soviet spheres of influence. Western Europe later aligned as NATO, and Eastern Europe as the Warsaw Pact. There was a shift in power from Western Europe and the British Empire to the two new superpowers, the United States and the Soviet Union. These two rivals would later face off in the Cold War. In Asia, the defeat of Japan led to its democratization. China's civil war continued through and after the war, eventually resulting in the establishment of the People's Republic of China. The former colonies of the European powers began their road to independence.
Cold War
The Cold War between the "West" (the United States, Western Europe, and Japan) and the "East" (the Soviet Union, Eastern Europe, and China) dominated politics from the end of World War II in 1945, until the collapse of the Soviet Union in 1991, at which point the Cold War ended and the post–Cold War era began (which includes most of the 1990s, the last decade of the 20th century).
The Korean War, Vietnam War, and Soviet–Afghan War, impacted political life, while the counterculture of the 1960s and the rise of computers changed society in different, complex ways, including higher social and local mobility.
1990s
At the end of the twentieth century, the world was at a major crossroads. Throughout the century, more technological advances had been made than in all of preceding history. Computers, the Internet, and other technologies radically altered daily lives. However, several problems faced the world during the Cold War period and the 1990s that followed.
First of all, the gap between rich and poor nations continued to widen. Some said that this problem could not be fixed, arguing that there was a set amount of wealth and it could only be shared by so many. Others claimed that powerful nations with large economies were not doing enough to help improve the rapidly evolving economies of the Third World. Developing countries faced many challenges, including the scale of the task to be surmounted, rapidly growing populations, and the need to protect the environment, along with the associated costs.
Secondly, disease threatened to destabilize many regions of the world. Viruses such as West Nile and Avian influenza continued to spread quickly and easily. In poor nations, malaria and other diseases affected the majority of the population. Millions were infected with HIV, the virus that causes AIDS, which was becoming an epidemic in southern Africa and around the world.
Increased globalization, specifically Americanization, was also occurring. While not necessarily a threat, it was causing anti-Western and anti-American feelings in parts of the world, especially in the Middle East. English was quickly becoming the global language, with people who did not speak it becoming increasingly disadvantaged.
Terrorism, dictatorship, and the spread of nuclear weapons were also issues requiring immediate attention. Dictators such as Kim Jong-il in North Korea continued to lead their nations toward the development of nuclear weapons. The fear existed that not only were terrorists already attempting to obtain nuclear weapons, but that they had already acquired them.
See also
Post-classical history
Quarrel of the Ancients and the Moderns
Timelines of modern history
Notes
References
External links
China and Europe
Historical eras
Modern history
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Post-classical history | In world history, post-classical history refers to the period from about 500 CE to 1500 CE, roughly corresponding to the European Middle Ages. The period is characterized by the expansion of civilizations geographically and the development of trade networks between civilizations. This period is also called the medieval era, post-antiquity era, post-ancient era, pre-modernity era, or pre-modern era.
In Asia, the spread of Islam created a series of caliphates and inaugurated the Islamic Golden Age, leading to advances in science in the medieval Islamic world and trade among the Asian, African, and European continents. East Asia experienced the full establishment of the power of Imperial China, which established several dynasties influencing Japan, Korea and Vietnam. Religions such as Buddhism and neo-Confucianism spread in the region. Gunpowder was developed in China during the post-classical era. The Mongol Empire connected Europe and Asia, creating safe trade and stability between the two regions. In total, the population of the world doubled in the time period, from approximately 210 million in 500 CE to 461 million in 1500 CE. The population generally grew steadily throughout the period but endured some incidental declines due to events including the Plague of Justinian, the Mongol invasions, and the Black Death.
Historiography
Terminology and periodization
Post-classical history is a periodization used by historians employing a world history approach to history, specifically the school developed during the late 20th and early 21st centuries. Outside of world history, the term is also sometimes used to avoid erroneous pre-conceptions around the terms Middle Ages, Medieval Period, and the Dark Ages (see medievalism), though the application of the term post-classical on a global scale is also problematic, and may likewise be Eurocentric. Academic publications sometimes use the terms post-classical and late antiquity synonymously to describe the history of Western Eurasia between 250 and 800 CE.
The post-classical period corresponds roughly to the period from 500 CE to 1450 CE. Beginning and ending dates might vary depending on the region, with the period beginning at the end of the previous classical period: Han China (ending in 220 CE), the Western Roman Empire (in 476 CE), the Gupta Empire (in 543 CE), and the Sasanian Empire (in 651 CE).
The post-classical period is one of the five or six major periods world historians use:
early civilization,
classical societies,
post-classical
early modern,
long nineteenth century, and
contemporary or modern era. (Sometimes the nineteenth century and modern are combined.)
Although post-classical is synonymous with the Middle Ages of Western Europe, the term post-classical is not necessarily a member of the traditional tripartite periodization of Western European history into classical, middle, and modern.
Approaches
The historical field of world history, which looks at common themes occurring across multiple cultures and regions, has enjoyed extensive development since the 1980s. However, World History research has tended to focus on early modern globalization (beginning around 1500) and subsequent developments, and views post-classical history as mainly pertaining to Afro-Eurasia. Historians recognize the difficulties of creating a periodization and identifying common themes that include not only this region but also, for example, the Americas, since they had little contact with Afro-Eurasia before the Columbian exchange. Thus researchers around the year 2020 emphasized that "a global history of the period between 500 and 1500 is still wanting" and that "historians have only just begun to embark on a global history of the Middle Ages".
For many regions of the world, there are well established histories. Although medieval studies in Europe tended in the 19th century to focus on creating histories for individual nation-states, much 20th-century research focused, successfully, on creating an integrated history of medieval Europe. The Islamic World likewise has a rich regional historiography, ranging from the 14th-century Ibn Khaldun to the 20th-century Marshall Hodgson and beyond. Correspondingly, research into the network of commercial hubs which enabled goods and ideas to move between China in the East and the Atlantic islands in the West—which can be called the early history of globalization—is fairly advanced; one key historian in this field is Janet Abu-Lughod. Understanding of communication within sub-Saharan Africa or the Americas is, by contrast, far more limited.
Around the 2010s, therefore, researchers began to explore the possibilities of writing history covering the Old World, where human activities were fairly interconnected, and establish its relationship with other cultural spheres, such as the Americas and Oceania. In the assessment of James Belich, John Darwin, Margret Frenz, and Chris Wickham,
Global history may be boundless, but global historians are not. Global history cannot usefully mean the history of everything, everywhere, all the time. [...] Three approaches [...] seem to us to have real promise. One is global history as the pursuit of significant historical problems across time, space, and specialism. This can sometimes be characterized as 'comparative' history. [...] Another is connectedness, including transnational relationships. [...] The third approach is the study of globalization [...]. Globalization is a term that needs to be rescued from the present, and salvaged for the past. To define it as always encompassing the whole planet is to mistake the current outcome for a very ancient process.
A number of commentators have pointed to the history of the Earth's climate as a useful approach to World History in the Middle Ages, noting that certain climate events had effects on all human populations.
Global trends
The post-classical era saw several common developments or themes. There was the expansion and growth of civilization into new geographic areas; the rise and/or spread of the three major world, or missionary, religions; and a period of rapidly expanding trade and trade networks. While scholastic emphasis has remained on Eurasia there is a growing effort to examine the effects of these global trends on other places. In describing geographic zones historians have identified three large self contained world regions, Afro-Eurasia, the Americas, and Oceania.
Growth of civilization
First was the expansion and growth of civilization into new geographic areas across Asia, Africa, Europe, Mesoamerica, and western South America. However, as noted by world historian Peter N. Stearns, there were no common global political trends during the post-classical period, rather it was a period of loosely organized states and other developments, but no common political patterns emerged. In Asia, China continued its historic dynastic cycle and became more complex, improving its bureaucracy. The creation of the Islamic empires established a new power in the Middle East, North Africa, the Caucasus, and Central Asia. The Mali and Songhai Empires were formed in West Africa. The fall of Roman civilization not only left a power vacuum for the Mediterranean and Europe, but forced certain areas to build what some historians might call new civilizations entirely. An entirely different political system was applied in Western Europe (i.e. feudalism), as well as a different society (i.e. manorialism). However, the once Eastern Roman Empire (Byzantium) retained many features of old Rome, as well as Greek and Persian similarities. Kievan Rus' and subsequently Russia began development in Eastern Europe as well. In the isolated Americas, Mesoamerica saw the building of the Aztec Empire, while the Andean region of South America saw the establishment of the Wari Empire first and the Inca Empire later. In Oceania, ancestors of modern Polynesians were established in village communities by the 6th century, a gradual intensification of complexity took place. In the 13th century, complex states were established, most notably the Tuʻi Tonga Empire which collected tribute from many island chains in the greater region.
Spread of universal religions
Religion that envisaged the possibility that all humans could be included in a universal order had emerged already in the first millennium BCE, particularly with Buddhism. In the following millennium, Buddhism was joined by two other major, universalizing, missionary religions, both developing from Judaism: Christianity and Islam. By the end of the period, these three religions were between them widespread, and often politically dominant, across the Old World.
Buddhism spread from India into China and flourished there briefly before using it as a hub to spread to Japan, Korea, and Vietnam; a similar effect occurred with Confucian revivalism in the later centuries.
Christianity had become the state church of the Roman Empire in 380, and continued spreading into northern and eastern Europe during the post-classical period at the expense of belief systems that Christians labelled pagan. An attempt was even made to incur upon the Middle East during the Crusades. The split of the Catholic Church in Western Europe and the Eastern Orthodox Church in Eastern Europe encouraged religious and cultural diversity in Eurasia.
Islam began between 610 and 632, with a series of revelations to Muhammad. It helped unify the warring Bedouin clans of the Arabian Peninsula and, through a rapid series of Muslim conquests, became established to the west across North Africa, the Iberian Peninsula, and parts of West Africa, and to the east across Persia, Central Asia, India, and Indonesia.
Outside of Eurasia, religion or otherwise a veneration of the supernatural was also used to reinforce power structures, articulate world views and create foundational myths for society. Mesoamerican cosmological narratives are an example of this.
Trade and communication
Finally, communication and trade across Afro-Eurasia increased rapidly. The Silk Road continued to spread cultures and ideas through trade. Communication spread throughout Europe, Asia, and Africa. Trade networks were established between western Europe, Byzantium, early Russia, the Islamic Empires, and the Far Eastern civilizations. In Africa, the earlier introduction of the camel allowed for a new and eventually large trans-Saharan trade, which connected Sub-Saharan West Africa to Eurasia. The Islamic Empires adopted many Greek, Roman, and Indian advances and spread them through the Islamic sphere of influence, allowing these developments to reach Europe, North and West Africa, and Central Asia. Islamic sea trade helped connect these areas, including those in the Indian Ocean and in the Mediterranean, replacing Byzantium in the latter region. The Christian Crusades into the Middle East (as well as Muslim Spain and Sicily) brought Islamic science, technology, and goods to Western Europe. Western trade into East Asia was pioneered by Marco Polo. Importantly, China began to influence regions like Japan, Korea, and Vietnam through trade and conquest. Finally, the growth of the Mongol Empire in Central Asia established safe trade which allowed goods, cultures, ideas, and disease to spread between Asia, Europe, and Africa.
The Americas had their own trade network, but here trade was restricted by range and scope. The Mayan network spread across Mesoamerica but lacked direct connections to the complex societies of South and North America, and these zones remained separate from one another.
In Oceania, some of the island chains of Polynesia engaged in trade with one another. For instance, with outrigger canoes long-distance communication of over 2,300 miles between Hawaii and Tahiti was maintained for centuries before its disruption and separation. Meanwhile, in Melanesia there is evidence of exchanges between mainland Papua New Guinea and the Trobriand Islands off its coast, most likely for obsidian. Populations moved westward until 1200, after which the network dissolved into much smaller economies.
Climate
During post-classical times, there is evidence that many regions of the world were affected similarly by global climate conditions; however, direct effects in temperature and precipitation varied by region. According to the Intergovernmental Panel on Climate Change, changes did not all occur at once. Generally however, studies found that temperatures were relatively warmer in the 11th century, but colder by the early 17th century. The degree of climate change which occurred in all regions across the world is uncertain, as is whether such changes were all part of a global trend. Climate trends appear to be more recognizable in the Northern than in the Southern Hemisphere however, there are instances where climate in areas without written records have been estimated, historians now believe the Southern Hemisphere became colder between 950 and 1250.
There are shorter climate periods that could be said roughly to account for large scale climate trends in the post-classical period. These include the Late Antique Little Ice Age, the Medieval Warm Period and the Little Ice Age. The extreme weather events of 536–537 were likely initiated by the eruption of the Lake Ilopango caldera in El Salvador. Sulfate emitted into the air initiated global cooling, migrations and crop failures worldwide, possibly intensifying an already cooler time period. Records show that the world's average temperature remained colder for at least a century afterwards.
The Medieval Warm Period from 950 to 1250 occurred mostly in the Northern Hemisphere, causing warmer summers in many areas; the high temperatures would only be surpassed by the global warming of the 20th/21st centuries. It has been hypothesized that the warmer temperatures allowed the Norse to colonize Greenland, due to ice-free waters. Outside of Europe there is evidence of warming conditions, including higher temperatures in China and major North American droughts which adversely affected numerous cultures.
After 1250, glaciers began to expand in Greenland, affecting its thermohaline circulation, and cooling the entire North Atlantic. In the 14th century, the growing season in Europe became unreliable; meanwhile in China the cultivation of oranges was driven southward by colder temperatures. Especially in Europe, the Little Ice Age had great cultural ramifications. It persisted until the Industrial Revolution, long after the post-classical period. Its causes are unclear: possible explanations include sunspots, orbital cycles of the Earth, volcanic activity, ocean circulation, and man-made population decline.
Timeline
This timetable gives a basic overview of states, cultures and events which transpired roughly between the years 200 and 1500. Sections are broken by political and geographic location.
Dates are approximate range (based upon influence), consult particular article for details
Middle Ages Divisions, Middle Ages Themes Other themes
Eurasian trends
This section explains events and trends which affected the geographic area of Eurasia. The civilizations within this area were distinct from one another but still endured shared experiences and some development patterns.
Feudalism
In the context of global history, the label of feudalism has been used to describe any agricultural society where central authority broke down to be replaced by a warrior aristocracy. Feudal societies are characterized by reliance on personal relationships with military elites, rather than a bureaucracy with a state-supported professional standing army. The label of feudalism has thus been used to describe many areas of Eurasia including medieval Europe, the Islamic iqta' system, Indian feudalism, and Heian Japan. Some world historians generalize that societies can be called feudal if authority was fragmented, with a set of obligations between vassal and lord. After the 8th century, feudalism became more common across Europe. Even Byzantium, which had inherited the government of the Roman Empire, chose to devolve its military obligations into themes to increase the number of soldiers and ships available for military service during times of crisis. There were similarities between European feudalism and the Islamic iqta', as both featured landed classes of mounted warriors whose titles were granted by a monarch or sultan. Because of these similarities, it was common for societal structures to be preserved in the face of religious upheaval; for instance, after the Islamic Delhi Sultanate conquered large portions of India, it imposed higher taxes but otherwise left local feudal structures in place.
Though most of Eurasia adopted feudalism and similar systems during this era, China employed a centralized bureaucracy throughout much of the post classical period, particularly after 1000. A major factor that distinguished China from other regions was that local leaders were reluctant to self-identify by their current location; instead, they typically displayed an ambition to unite the country in times of disunity.
Beyond a broad generalization, the usefulness of the term "feudalism" is debated by contemporary historians, as the daily functions of feudalism sometimes differed greatly between world regions. Comparisons between feudal Europe and post-classical Japan have been particularly controversial. Throughout the 20th century, historians often compared medieval Europe to post-classical Japan. More recently, it has been argued that, until roughly 1400, Japan balanced its decentralized military power with more centralized forms of imperial (governmental) and monastic (religious) authority. Only in the Sengoku period did there come to be fully decentralized power dominated by private military leaders. Still other historians reject the term feudalism outright, challenging its ability to usefully describe societies either within or outside of medieval Europe.
Mongol Empire
The Mongol Empire, which existed during the 13th and 14th centuries, was the largest continuous land empire in history. Originating in the steppes of Central Asia, the Mongol Empire eventually stretched from Central Europe to the Sea of Japan, extending northwards into Siberia, eastwards and southwards into the Indian subcontinent, Indochina, and the Iranian Plateau, and westwards as far as the Levant and Arabia.
The Mongol Empire emerged from the unification of nomadic tribes in the Mongolia homeland under the leadership of Genghis Khan, who was proclaimed ruler of all Mongols in 1206. The empire grew rapidly under his rule and then under his descendants, who sent invasions in every direction. The vast transcontinental empire connected east and west with an enforced Pax Mongolica allowing trade, technologies, commodities, and ideologies to be disseminated and exchanged across Eurasia.
The empire began to split due to wars over succession, as the grandchildren of Genghis Khan disputed whether the royal line should follow from his son and initial heir Ögedei, or one of his other sons such as Tolui, Chagatai, or Jochi. After Möngke Khan died, rival kurultai councils simultaneously elected different successors, the brothers Ariq Böke and Kublai Khan, who then not only fought each other in the Toluid Civil War, but also dealt with challenges from descendants of other sons of Genghis. Kublai successfully took power, but civil war ensued as Kublai sought unsuccessfully to regain control of the Chagatayid and Ögedeid families.
The Battle of Ain Jalut in 1260 marked the high-water point of the Mongol conquests and was the first time a Mongol advance had ever been beaten back in direct combat on the battlefield. Though the Mongols launched many more invasions into the Levant, briefly occupying it and raiding as far as Gaza after a decisive victory at the Battle of Wadi al-Khazandar in 1299, they withdrew due to various geopolitical factors.
By the time of Kublai's death in 1294, the Mongol Empire had fractured into four separate khanates or empires, each pursuing its own separate interests and objectives: the Golden Horde khanate in the northwest; the Chagatai Khanate in the west; the Ilkhanate in the southwest; and the Yuan dynasty based in modern-day Beijing. In 1304, the three western khanates briefly accepted the nominal suzerainty of the Yuan dynasty, but it was later overthrown by the Han Chinese Ming dynasty in 1368. The Genghisid rulers returned to Mongolia homeland and continued rule in the Northern Yuan dynasty. All of the original Mongol Khanates collapsed by 1500, but smaller successor states remained independent until the 1700s. Descendants of Chagatai Khan created the Mughal Empire that ruled much of India in early modern times.
The conquests and the interactions the Mongol Empire had with western Eurasia are one of the more comprehensively researched areas for historians looking to define a globalized Middle Ages.
Silk Road
The Silk Road was a Eurasian trade route that played a large role in global communication and interaction. It stimulated cultural exchange; encouraged the learning of new languages; resulted in the trade of many goods, such as silk, gold, and spices; and also spread religion and disease. It is even claimed by some historians – such as Andre Gunder Frank, William Hardy McNeill, Jerry H. Bentley, and Marshall Hodgson – that the Afro-Eurasian world was loosely united culturally, and that the Silk Road was fundamental to this unity. This major trade route began with the Han dynasty of China, connecting it to the Roman Empire and any regions in between or nearby. At this time, Central Asia exported horses, wool, and jade into China for the latter's silk; the Romans would trade for the Chinese commodity as well, offering wine in return. The Silk Road would often decline and rise again in trade from the Iron Age to the post-classical era. Following one such decline, it was reopened in Central Asia by Han dynasty general Ban Chao during the 1st century.
There were vulnerabilities as well to changing political situations. The rise of Islam changed the Silk Road, because Muslim rulers generally closed the Silk Road to Christian Europe to an extent that Europe would be cut off from Asia for centuries. Specifically, the political developments that affected the Silk Road included the emergence of the Turks, the political movements of the Byzatine and Sasanian Empires, and the rise of the Arabs, among others.
The Silk Road flourished again in the 13th century during the reign of the Mongol Empire, which through conquest had brought stability in Central Asia comparable to the Pax Romana. It was claimed by a Muslim historian that Central Asia was peaceful and safe to transverse. "(Central Asia) enjoyed such a peace that a man might have journeyed from the land of sunrise to the land of sunset with a golden platter upon his head without suffering the least violence from anyone."
As such, trade and communication between Europe, East Asia, South Asia, and West Asia required little effort. Handicraft production, art, and scholarship prospered, and wealthy merchants enjoyed cosmopolitan cities. Notable Travelers including Ibn Battuta, Rabban Bar Sauma, and Marco Polo traveled across North Africa and Eurasia freely, those that left accounts of their experiences inspired future adventurers. The Silk Road was also a major factor in spreading religion across Afro-Eurasia. Muslim teachings from Arabia and Persia reached East Asia. Buddhism spread from India, to China, to Central Asia. One significant development in the spread of Buddhism was the carving of the Gandhara School in the cities of ancient Taxila and the Peshwar, allegedly in the mid 1st century. In addition to commercial travel was the esteem of pilgrimage that existed across all of Afro-Eurasia, in the words of world historian R. I. Moore "if any single institution 'made' the Eurasian Middle Ages it was pilgrimage."
Nevertheless, after the 15th century, the Silk Road disappeared from regular use. This was primarily a result from the growing sea travel pioneered by Europeans, which allowed the trade of goods by sailing around the southern tip of Africa and into the Indian Ocean.
The route was vulnerable to spreading plague. The Plague of Justinian originated in East Africa and had a major outbreak in Europe in 542 causing the deaths of a quarter of the Mediterranean's population. Trade between Europe, Africa, and Asia along the route was at least partially responsible for spreading the plague. Eight centuries later, the Silk Road trade played a role in spreading the infamous Black Death. The disease, spread by rats, was carried by merchant ships sailing across the Mediterranean that brought the plague back to Sicily, causing an epidemic in 1347.
Plague and disease
In the Eurasian world, disease was an inescapable part of daily life. Europe in particular suffered minor outbreaks of disease every decade during the period. Using both land and sea routes, devastating pandemics could spread far beyond their initial focal point. Tracking the origin of massive bubonic plagues and their potential spread between Eastern and Western Eurasia has been academically contentious. Besides bubonic plague, other diseases including smallpox also spread across cultural regions.
The first plague
The first plague pandemic caused by Yersinia pestis began with the 541–549 Plague of Justinian. The origin of the plague appears to have been the Tian Shan mountains in Kyrgyzstan. But the origin of the 541–549 epidemic remains uncertain: some historians postulate East Africa as a possible geographical origin.
There is no record of a disease with the characteristics of Yersinia pestis breaking out in China before its appearance in Pelusium Egypt. The plague spread to Europe and West Asia, with a possible spread into East Asia. Established urban civilizations were massively depopulated; the economies and social fabric of established empires were severely destabilized. Rural societies, while still facing horrific death tolls, saw fewer socioeconomic effects. In addition, no evidence has been found of bubonic plague in India before 1600. Nevertheless, it is likely that the trauma of disease (and other natural disasters) was a major cause of profound religious and political changes in Eurasia. Different authorities reacted to disease outbreaks with strategies that they believed would best protect their power. The Catholic Church in France spoke of healing miracles; Confucian bureaucrats asserted that sudden deaths of Chinese emperors represented the loss of a dynasty's Mandate of Heaven, shifting blame away from themselves. The severe loss of manpower in the Byzantine and Sasanian Empires contributed to early Muslim conquests in the region. In the long term, overland trade in Eurasia diminished, as coastal Indian Ocean trade became more frequent. There were recurrent aftershocks of the Plague of Justinian until around 750, after which many nations saw an economic recovery.
Second plague pandemic until 1500
Six centuries later, a relative (but not a direct descendant) of Yersinia Pestis rose to afflict Eurasia: the Black Death. The first instance of the second plague pandemic was between 1347 and 1351. It killed variously between 25% and 50% of populations. Traditionally many historians believed the Black Death started in China and was then spread westward by invading Mongols who inadvertently carried infected fleas and rats with them. Although there is no concrete historical evidence for this theory, the plague is considered endemic on the steppe. Currently there is extensive historiography of the Black Death's effects in Europe and the Islamic world, but beyond Western Eurasia direct evidence for Black Death's presence is lacking. The Bulletin of the History of Medicine explored the potential linking of known 14th century epidemics in Asia with the plague. One example is the Deccan Plateau, where much of the Delhi Sultanate's army suddenly died of a sickness in 1334. As this was 15 years before Europe's Black Death but little detail about the symptoms, it is unlikely that this was an instance of bubonic plague. Meanwhile, Yuan China suffered from major epidemics in the mid-14th century, including a recorded 90% death rate in Hebei Province. As with the Deccan event, surviving accounts do not describe symptoms; so historians are left to speculate. Perhaps these outbreaks were not the Black Death but instead some other disease already common to East Asia at the time, such as typhus, smallpox, or dysentery. Compared to Western reactions to the Black Death, Chinese records that do mention the epidemics are relatively muted, indicating that epidemics were a routine occurrence. Historians consider the hypothesis of a Chinese origin of a westward-moving plague unlikely given the fragmentation of the Mongol Empire and the 5,000-mile journey between China proper and Crimea through sparsely populated Central Asia.
The aftershocks of the plague continued to affect populations well into the early modern period. In Western Europe, the devastating loss of people created lasting changes. Wage labor began to rise in Western Europe and there was more emphasis on labor-saving machines and mechanisms. Slavery, which had almost vanished from medieval Europe, returned and was one of the reasons for early Portuguese exploration after 1400. The adoption of Arabic numerals may have been partially caused by the plague. Importantly, many economies became specialist, producing only certain goods, seeking expansion elsewhere for exotic resources and slave labor. While typically Western European expansion as a result of the Black Death is most discussed, Islamic countries including the Ottoman Empire also partook in land-based expansionism and used their own slave trade.
Science
The term post-classical science is often used in academic circles and in college courses to combine the study of medieval European science and medieval Islamic science due to their interactions with one another. However scientific knowledge also spread westward by trade and war from Eastern Eurasia, particularly from China by Arabs. The Islamic world also took medical knowledge from South Asia.
In the Western world and in Islamic realms, much emphasis was placed on preserving the rationalist Greek tradition of figures such as Aristotle. In the context of science within Islam there are questions as to whether Islamic scientists simply preserved accomplishments from classical antiquity or built upon earlier Greek advances. Regardless, classical European science was brought back to the Christian kingdoms due to the experience of the Crusades.
As a result of Persian trade in China, and the battle of the Talas River, Chinese innovations entered the Islamic intellectual world. These include advances in astronomy and in papermaking. Paper-making spread through the Islamic world as far west as Islamic Spain, before paper-making was acquired for Europe by the Reconquista. There is debate about transmission of gunpowder regarding whether the Mongols introduced Chinese gunpowder weapons to Europe or whether gunpowder weapons were independently invented in Europe. In the Mongol Empire, information from diverse cultures was brought together for large projects: for instance in 1303 the Mongol Yuan dynasty combined Chinese and Islamic cartography to make a map that likely included all of Eurasia including western Europe. This "Eurasia map" is now lost, but it influenced Chinese and Korean geographical knowledge centuries later. It is apparent that within Eurasia transfer of information between world cultures did occur, usually through translations of written documents.
Literature and the arts
Within Eurasia, there were four major civilization groups that had literate cultures and created literature and arts, including Europe, West Asia, South Asia, and East Asia. Southeast Asia could be a possible fifth category but was influenced heavily from both South and East Asia literal cultures. All four cultures in post-classical times used poetry, drama, and prose. Throughout the period and until the 19th century poetry was the dominant form of literary expression. In West Asia, South Asia, Europe, and China, great poetic works often used figurative language. Examples include, the Sanskrit Shakuntala, the Arabic Thousand and one nights, Old English Beowulf and works by the Chinese Du Fu and the Persian Rumi. In Japan, prose uniquely thrived more than in other geographic areas. The Tale of Genji is considered the world's first realistic novel written in the 9th century.
Musically, most regions of the world only used monophonic melodies as opposed to harmony. Medieval Europe was the lone exception to this rule, developing harmonic music in the 14th/15th century as musical culture transitioned form sacred music (meant for the church) to secular music. South Asian and West Asian music were similar to each other for their use of microtone. East Asian music shared some similarities with European music by using twelve tones and employing scales, but differed in the number of scales used- 5 for the former and seven for the latter
History by region
Africa
During the post-classical era, Africa was both culturally and politically affected by the introduction of Islam and the Arab empires. This was especially true in the north, the Sudan, and the east coast. However, this conversion was not complete nor uniform among different areas, and the low-level classes hardly changed their beliefs at all. Prior to the migration and conquest of Muslims into Africa, much of the continent was dominated by diverse societies of varying sizes and complexities. These were ruled by kings or councils of elders who would control their constituents in a variety of ways. Most of these peoples practiced spiritual, animistic religions. Africa was culturally separated between Saharan Africa (which consisted of North Africa and the Sahara Desert) and sub-Saharan Africa (everything south of the Sahara). Sub-Saharan Africa was further divided into the Sudan, which covered everything north of Central Africa, including West Africa. The area south of the Sudan was primarily occupied by the Bantu peoples who spoke the Bantu language. From 1100 onward, Christian Europe and the Islamic world became dependent on Africa for gold.
After approximately 650 urbanization expanded for the first time beyond the ancient kingdoms Aksum and Nubia. African civilizations can be divided into three categories based on religion:
Christian civilizations on the Horn of Africa
Islamic civilizations which formed in the Niger River Valley and on the Swahili Coast
Traditional societies which adhered to native African religions
Sub-Saharan Africa was part of two large, separate trading networks, the trans-Saharan trade that bridged commerce between West and North Africa. Due to the huge profits from trade native African Islamic empires arose, including those of Ghana, Mali, and Songhai. In the 14th century, Mansa Musa of Mali may have been the wealthiest person of his time. Within Mali, the city of Timbuktu was an international center of science and well known throughout the Islamic world, particularly from the University of Sankoré. East Africa was part of the Indian Ocean trade network, which included both Arab ruled Islamic cities on the East African Coast such as Mombasa and traditional cities such as Great Zimbabwe which exported gold, copper and ivory to markets in the Middle East, South Asia, and Southeast Asia.
Europe
In Europe, Western civilization reconstituted after the fall of the Western Roman Empire into the period now known as the Early Middle Ages (500–1000). The Early Middle Ages saw a continuation of trends begun in late antiquity: depopulation, deurbanization, and increased barbarian invasion.
From the 7th until the 11th centuries, Arabs, Magyars, and Norse were all threats to the Christian Kingdoms that killed thousands of people over centuries. Raiders however, also created new trading networks. In Western Europe, the Frankish king Charlemagne attempted to kindle the rise of culture and science in the Carolingian Renaissance. In 800, Charlemagne founded the Holy Roman Empire in attempt to resurrect ancient Rome. The reign of Charlemagne attempted to kindle a rise of learning and literacy in what has become known as the Carolingian Renaissance.
In Eastern Europe, the Eastern Roman Empire survived in what is now called the Byzantine Empire, which created the Code of Justinian that inspired the legal structures of modern European states. Overseen by Eastern Orthodox emperors, in the 9th–10th centuries the Byzantine Eastern Orthodox Church Christianized the First Bulgarian Empire and Kievan Rus', the cultural and political ancestors to modern-day Bulgaria and North Macedonia, on the one hand, and Russia and Ukraine, on the other. Byzantium flourished as the leading power and trade center in its region in the Macedonian Renaissance until it was overshadowed by Italian city-states and the Islamic Ottoman Empire near the end of the Middle Ages.
Later in the period, the creation of the feudal system allowed greater degrees of military and agricultural organization. There was sustained urbanization in northern and western Europe. Later developments were marked by manorialism and feudalism, and evolved into the prosperous High Middle Ages. After 1000 the Christian kingdoms that had emerged from Rome's collapse changed dramatically in their cultural and societal character.
During the High Middle Ages (c. 1000–1300), Christian-oriented art and architecture flourished and the Crusades were mounted to recapture the Holy Land from Muslim control. The influence of the emerging nation-state was tempered by the ideal of an international Christendom and the presence of the Catholic Church in all western kingdoms. The codes of chivalry and courtly love set rules for proper behavior, while the Scholastic philosophers attempted to reconcile faith and reason. The age of Feudalism would be dramatically transformed by the cataclysm of the Black Death and its aftermath. This time would be a major underlying cause for the Renaissance. By the turn of the 16th century European or Western civilization would be engaging in the Age of Discovery.
The term "Middle Ages" first appears in Latin in the 15th century and reflects the view that this period was a deviation from the path of classical learning, a path supposedly reconnected by Renaissance scholarship.
West and Central Asia
The Arabian Peninsula and the surrounding Middle East and Near East regions saw dramatic change during the post-classical era caused primarily by the spread of Islam and the establishment of the Arab caliphates.
In the 5th century, the Middle East was separated by empires and their spheres of influence; the two most prominent were the Persian Sasanian Empire, centered in what is now Iran, and the Byzantine Empire in Anatolia (modern-day Turkey). The Byzantines and Sasanians fought with each other continually, a reflection of the rivalry between the Roman Empire and the Persian Empire seen during the previous five hundred years. The fighting weakened both states, leaving the stage open to a new power. Meanwhile, the nomadic Bedouin tribes who dominated the Arabian desert saw a period of tribal warfare for scarce resources and a familiarity with Abrahamic religions or monotheism.
While the Byzantine and Sasanian Empires were both weakened by the Byzantine–Sasanian War of 602–628, a new power in the form of Islam grew in the Middle East under Muhammad in Medina. In a series of rapid Muslim conquests, the Rashidun army, led by the caliphs and skilled military commanders such as Khalid ibn al-Walid, swept through most of the Middle East, taking more than half of Byzantine territory in the Arab–Byzantine wars and completely engulfing Persia in the Muslim conquest of Persia. It would be the Arab caliphates of the Middle Ages that would first unify the entire Middle East as a distinct region and create the dominant ethnic identity that persists today. These caliphates included the Rashidun, Umayyad, and Abbasid Caliphates, along with the later Turkic-based Seljuk Empire.
After Muhammad introduced Islam, it jump-started Middle Eastern culture into an Islamic Golden Age, inspiring achievements in architecture, the revival of old advances in science and technology, and the formation of a distinct way of life. Muslims saved and spread Greek advances in medicine, algebra, geometry, astronomy, anatomy, and ethics that would later find their way back to Western Europe.
The dominance of the Arabs came to a sudden end in the mid-11th century with the arrival of the Seljuk Turks, migrating south from the Turkic homelands in Central Asia. They conquered Persia, Iraq (capturing Baghdad in 1055), Syria, Palestine, and the Hejaz. This was followed by a series of Christian Western Europe invasions. The fragmentation of the Middle East allowed joint European forces mainly from England, France, and the emerging Holy Roman Empire, to enter the region. In 1099 the knights of the First Crusade captured Jerusalem and founded the Kingdom of Jerusalem, which survived until 1187, when Saladin retook the city. Smaller crusader fiefdoms survived until 1291. In the early 13th century, a new wave of invaders, the armies of the Mongol Empire, swept through the region, sacking Baghdad in the siege of Baghdad and advancing as far south as the border of Egypt in what became known as the Mongol conquests. The Mongols eventually retreated in 1335, but the chaos that ensued throughout the empire deposed the Seljuk Turks. In 1401, the region was further plagued by the Turko-Mongol, Timur, and his ferocious raids. By then, another group of Turks had arisen as well, the Ottomans.
South Asia
There has been difficulty applying the word "medieval" or "post-classical" to the history of South Asia. This section follows historian Stein Burton's definition that corresponds from the 8th century to the 16th century, more or less following the same time frame of the post-classical period and the European Middle Ages.
Until the 13th century, there was no less than 20 to 40 different states on the Indian subcontinent which hosted a variety of cultures, languages, writing systems and religions. At the beginning of the time period Buddhism was predominant throughout the area with the short-lived Pala Empire on the Indo-Gangetic Plain sponsoring the faith's institutions. One such institution was the Buddhist Nalanda mahavihara in modern-day Bihar, a center of scholarship that brought the divided South Asia onto the global intellectual stage. Another accomplishment was the invention of the Chaturanga game which later was exported to Europe and became chess.
In South India, the Hindu kingdom of Chola gained prominence with an overseas empire that controlled parts of modern-day Sri Lanka, Malaysia, and Indonesia as oversees territories and accelerated the spread of Hinduism into the historic culture of these places. In this time period, neighboring areas such as Afghanistan, Tibet, and Myanmar were under South Asian influence.
From 1206 onward, a series of Turkic invasions from modern-day Afghanistan and Iran conquered massive portions of North India, founding the Delhi Sultanate which remained supreme until the 16th century. Buddhism declined in South Asia vanishing in many areas but Hinduism survived and reinforced itself in areas conquered by Muslims. In the far south, the Vijayanagara Empire was not conquered by any Muslim state in the period. The turn of the 16th century would see the rise of a new Islamic empire – the Mughals and the establishment of European trade posts by the Portuguese.
Southeast Asia
From the 8th century onward, Southeast Asia stood to benefit from the trade taking place between South Asia and East Asia, numerous kingdoms arose in the region due to the flow of wealth passing through the Strait of Malacca. While Southeast Asia had numerous outside influences including Indian and Chinese Civilization, local cultures strove to cement their own unique identities. North Vietnam (known as Dai Viet) was culturally closer to China for centuries due to conquest.
Since rule from the third century BCE, North Vietnam continued to be subjugated by Chinese states, although they continually resisted periodically. There were three periods of Chinese domination that spanned near 1100 years. The Vietnamese gained long lasting independence in the 10th century when China was divided with Tĩnh Hải quân and the successor Đại Việt. Nonetheless, even as an independent state a sort of begrudging Sinicization occurred. South Vietnam was governed by the ancient Hindu Champa Kingdom but was annexed by the Vietnamese in the 15th century.
The spread of Hinduism, Buddhism, and maritime trade between China and South Asia created the foundation for Southeast Asia's first major empires; including the Khmer Empire from Cambodia and Srivijaya from Indonesia. During the Khmer Empire's height in the 12th century the city of Angkor Thom was among the largest of the pre-modern world due to its water management. King Jayavarman II constructed over a hundred hospitals throughout his realm. Nearby rose the Pagan Empire in modern-day Burma, using elephants as military might. The construction of the Buddhist Shwezigon Pagoda and its tolerance for believers of older polytheistic gods helped Theravada Buddhism become supreme in the region. In Indonesia, Srivijaya from the 7th through 14th century was a thalassocracy that focused on maritime city states and trade. Controlling the vital choke points of the Sunda and Malacca Straits it became rich from trade ranging from Japan through Arabia.
Gold, ivory, and ceramics were all major commodities traveling through port cities. The empire was also responsible for the construction of wonders such as Borobudur. During this time Indonesian sailors crossed the Indian Ocean; evidence suggests that they may have colonized Madagascar. Indian culture spread to the Philippines, likely through Indonesian trade resulting in the first documented use of writing in the archipelago and Indianized kingdoms.
Over time, changing economic and political conditions elsewhere and wars weakened the traditional empires of Southeast Asia. While the Mongol invasions did not directly annex Southeast Asia, the war-time devastation paved way for the rise of new nations. In the 14th century the Khmer Empire was uprooted by persistent years of war - losing the functionality and engineering knowledge of its advanced water management system. Srivijaya was overtaken by the Majapahit. Islamic missionaries and merchants arrived eventually leading to Islamization in Indonesia.
East Asia
The time frame of 500–1500 in East Asia's history and China in particular has been proposed as a possible classification for the region's history within the context of global post-classical history. Discussions within Columbia University's Association of Asian studies have postulated that similarities between China and other regions of Eurasia during post-classical times have often been overlooked. Typically the English language histography of Japan postulates that its 'medieval period' began as late as 1185.
During this period the Eastern empires continued to expand through trade, migration and conquests of neighboring areas. Japan and Korea went under the process of voluntary Sinicization, or the impression of Chinese cultural and political ideas.
Korea and Japan sinicized because their ruling class were largely impressed by China's bureaucracy. The major influences China had on these countries were the spread of Confucianism, the spread of Buddhism, and the establishment of centralized governance. Throughout East Asia, Buddhism was most visible in monasteries and local educational institutions and Confucianism remained the ideology of social cohesion and state power.
In the times of the Sui, Tang, and Song dynasties (581–1279), China remained the world's largest economy and most technologically advanced society. Inventions such as gunpowder, woodblock printing, and the magnetic compass were improved upon. China stood in contrast to other areas at the time as the imperial governments exhibited concentrated central authority instead of feudalism.
China exhibited much interest in foreign affairs during the Tang and Song dynasties. From the 7th through the 10th centuries, Tang China was focused on securing the Silk Road as the selling of its goods westwards was central to the nation's economy. For a time China successfully secured its frontiers by integrating their nomadic neighbors - the Göktürks - into their civilization. The Tang dynasty expanded into Central Asia and received tribute from countries as distant as Eastern Iran. Western expansion ended with wars with the Abbasid Caliphate and the deadly An Lushan Rebellion which resulted in a deadly but uncertain death toll of millions. After the collapse of the Tang dynasty and subsequent civil wars came the second phase of Chinese interest in foreign relations. Unlike the Tang, the Song specialized in overseas trade and peacefully created a maritime network, and China's population became concentrated in the south. Chinese merchant ships reached Indonesia, India, and Arabia. Southeast Asia's economy flourished from trade with Song China.
With the country's emphasis on trade and economic growth. Song China's economy began to use machines to manufacture goods and coal as a source of energy. The advances of the Song in the 11th/12th centuries have been considered an early industrial revolution. Economic advancements came at the cost of military affairs and the Song became open to invasions from the north. China became divided as Song's northern lands were conquered by the Jurchen people. By 1200, there were five Chinese kingdoms stretching from modern day Turkestan to the Sea of Japan including the Western Liao, Western Xia, Jin, Southern Song, and Dali. Because these states competed with each other they all were eventually annexed by the rising Mongol Empire before 1279. After seventy years of conquest, the Mongols proclaimed the Yuan dynasty and also annexed Korea; they failed to conquer Japan. Mongol conquerors also made China accessible to European travelers such as Marco Polo. The Mongol era was short lived due to plagues and famine. After the revolution in 1368, the succeeding Ming dynasty ushered in a period of prosperity and brief foreign expeditions before isolating itself from global affairs for centuries.
Korea and Japan however continued to have relations with China and with other Asian countries. In the 15th century Sejong the Great of Korea cemented his country's identity by creating the Hangul writing system to replace use of Chinese characters. Meanwhile, Japan fell under military rule of the Kamakura and later Ashikaga Shogunate dominated by the samurai.
Oceania
Separate from developments in Afro-Eurasia and the Americas the region of greater Oceania continued to develop independently of the outside world. In Australia, the society of Aboriginal Australians changed little through the post-classical Period since their arrival in the area from Africa around 50,000 BCE. The only evidence of outside contact were encounters with fishermen of Indonesian origin.
Polynesian and Micronesian peoples are rooted from Taiwan and Southeast Asia and began their migration into the Pacific Ocean from 3000 to 1500 BCE.
After the 4th century, the Micronesians and Polynesians began to explore the South Pacific and later constructed cities in previously uninhabited areas including Nan Madol Muʻa and others. Around 1200 CE the Tuʻi Tonga Empire spread its influence far and wide throughout the South Pacific Islands, being described by academics as a maritime chiefdom which used trade networks to keep power centralized around the king's capital. Polynesians on outrigger canoes discovered and colonized some of the last uninhabited islands of earth. Hawaii, New Zealand, and Easter Island were among the final places to be reached, settlers discovering pristine lands. Oral tradition claimed that navigator Ui-te-Rangiora discovered icebergs in the Southern Ocean. In exploring and settling, Polynesian settlers did not strike at random but used their knowledge of wind and water currents to reach their destinations.
On the settled islands some Polynesian groups became distinct from one another, a significant example being the Maori of New Zealand. Other island systems kept in contact with each other, including Hawaii and the Tahiti, goods in long-distance trade included basalt, and Pearl shell. Ecologically, Polynesians had the challenge of sustaining themselves within limited environments. Some settlements caused mass extinctions of some native plant and animal species over time by hunting species such as the moa and introducing the Polynesian rat. Easter Island settlers engaged in complete ecological destruction of their habtiat and their population crashed afterwards possibly due to the construction of the Easter Island Statues. Other colonizing groups adapted to accommodate to the ecology of specific islands such as the Moriori of the Chatham Islands.
Europeans on their voyages visited many Pacific islands in the 16th and 17th century, but most areas of Oceania were not colonized until after the voyages of British explorer James Cook in the 1780s.
Americas
The post-classical era of the Americas can be considered set at a different time span from that of Afro-Eurasia. As the developments of Mesoamerican and Andean civilization differ greatly from that of the Old World, as well as the speed at which it developed, the post-classical era in the traditional sense does not take place until near the end of the medieval age in Western Europe.
As such, for the purposes of this article, the Woodland period and Classic stage of the Americas will be discussed here, which takes place from about 400 to 1400. For the technical post-classical stage in American development which took place on the eve of European contact, see Post-Classic stage.
North America
As a continent there was little unified trade or communication. Advances in agriculture spread northward from Mesoamerica indirectly through trade. Major cultural areas however still developed independently of each other.
Norse contact and the polar regions
While there was little regular contact between the Americas and the Old World, the Norse explored and even colonized Greenland and Canada as early as 1000. None of these settlements survived past medieval times. Outside of Scandinavia knowledge of the discovery of the Americas was interpreted as a remote island or the North Pole.
The Norse arriving from Iceland settled Greenland from approximately 980 to 1450. The Norse arrived in southern Greenland prior to the 13th century approach of Inuit Thule people in the area. The extent of the interaction between the Norse and Thule is unclear. Greenland was valuable to the Norse due to trade of ivory that came from the tusks of walruses. The Little Ice Age adversely affected the colonies and they vanished. Greenland would be lost to Europeans until Danish Colonization in the 18th century.
The Norse also explored and colonized farther south in Newfoundland, Canada at L'Anse aux Meadows referred to by the Norse as Vinland. The colony at most existed for twenty years and resulted in no known transmission of diseases or technology to the First Nations. To the Norse Vinland was known for plentiful grape vines to make superior wine. One reason for the colony's failure was constant violence with the native Beothuk people who the Norse referred to as skrælings.
After initial expeditions there is a possibility that the Norse continued to visit modern day Canada. Surviving records from medieval Iceland indicate some sporadic voyages to a land called Markland, possibly the coast of Labrador, Canada, as late as 1347 presumably to collect wood for deforested Greenland.
Northern areas
In North America, many hunter-gatherer and agricultural societies thrived in the diverse region. Native American tribes varied greatly in characteristics; some, including the Mound Builders and the Oasisamerican cultures were complex chiefdoms. Other nations which inhabited the states of the modern northern United States and Canada had less complexity and did not follow technological changes as quickly. Approximately around the year 500 during the Woodland period, Native Americans began to transition to bows and arrows from spears for hunting and warfare. Around the year 1,000 corn was widely adopted as a staple crop in the Eastern United States. Corn would continue to be the staple crop of natives in the Eastern United States and Canada until the Columbian exchange.
In the Eastern United States, rivers were the medium of trade and communication. Cahokia located in the modern U.S. state of Illinois was among the most significant city within the Mississippian culture. Focused around Monks Mound archaeology indicates the population increased exponentially after 1000 because it manufactured important tools for agriculture and hosted cultural attractions. Around 1350 Cahokia was abandoned, environmental factors have been proposed for the city's decline.
At the same time Ancestral Puebloans constructed clusters of buildings in the Chaco Canyon site located in the State of New Mexico. Individual houses may have been occupied by more than 600 residents at any one time. Chaco Canyon was the only pre-Columbian site in the United States to build paved roads. Pottery indicates a society that was becoming more complex, turkeys for the first time in the continental United States were also domesticated. Around 1150 the structures of Chaco Canyon were abandoned, likely as a result of severe drought. There were also other Pueblo complexes in the Southwestern United States like the Cliff Palace located in Mesa Verde National Park. After reaching climaxes native complex societies in the United States declined and did not entirely recover before the arrival of European explorers.
Caribbean
Concentrating a significant number of islands, the Caribbean had been the scene of constant maritime migrations via canoes since the Lithic stage, with its first inhabitants reaching the area by around 5000 BCE.
After a millennia of population flows, the various peoples of the Caribbean entered in the post-classical period with notable developments on numerous permanent settlements and more complex social organizations, which were a result of the improvement of agricultural techniques and also the considerable growth of villages, that became great ceremonial and commercial centers led by different Cacique. Trading goods like shells, cotton, gold, colored stones and rare feathers were largely exported from island to island, ranging from the Lesser to the Great Antilles.
By around 650 C.E and 800 C.E, new migratory waves from the Caribbean coast of present-day Venezuela took place and several people began a process of major cultural, sociopolitical, and ritual reformulations, which led to the formation of the first chiefdoms and the emergence of social hierarchy. This period can also be described by the expulsion of the ancient Saladoid peoples from the main islands of the Caribbean and their subsequent replacement by the newly arrived Taíno people, who fiercely competed with other Arawak-speaking groups for arable land and war captives. Despite little evidence, some scholars still claim that the Taíno may have had a tenuous influence from the Maya civilization, as certain customs, such as the practice of batey, may have been inherited from the original Mesoamerican ballgame which also carried a religious character.
When Christopher Columbus landed in the Bahamas in 1492, he and his crew initially maintained a peaceful contact with the local Taíno people, but soon afterwards they were enslaved by the Spanish colonizers, bringing the area into the early modern period.
Mesoamerica
At the beginning of the global post-classical period, the city of Teotihuacan was at its zenith, housing over 125,000 people, at 500 A.D it was the sixth largest city in the world at the time. The city's residents built the Pyramid of the Sun the third largest pyramid of the world, oriented to follow astronomical events. Suddenly in the 6th and 7th centuries, the city suddenly declined possibly as a result of severe environmental damage caused by extreme weather events of 535–536. There is evidence that large parts of the city were burned, possibly in a domestic rebellion. The city's legacy would inspire all future civilizations in the region.
At the same time was Classic Age of the Maya civilization clustered in dozens of city states on the Yucatán and modern day Guatemala. The most significant of these cities was Chichen Itza which often fiercely competed with anywhere from 60 to 80 city states to be the dominant economic influence in the region. Likewise, other Mayan cities such as Tikal and Calakmul also initiated a series of full-scale conflicts in the area over power and prestige, culminating in the Tikal-Calakmul Wars in the 6th century.
The Mayans had an upper caste of priests, who were well versed in astronomy, mathematics, and writing. The Mayan developed the concept of zero, and a 365-day calendar which possibly pre-dates its creation in Old World societies. After 900, many Mayan cities suddenly declined due to ecological disaster which was likely caused by a combination of drought and an incessant cycle of warfare, It's also been noted that classical Mayan Cities lacked food storage facilities.
The Toltec Empire arose from the Toltec culture, and were remembered as wise and benevolent leaders. One priest-king called Ce Acatl Topiltzin advocated against human sacrifice. After his death in 947, civil wars of religious character broke out between those who supported and opposed Topiltzin's teachings. Modern historians however are skeptical of the extent of Toltec and influence and believe that much of the information known about the Toltecs was created by the later Aztecs as an inspiration myth.
In the 1300s, a small band of violent, religious radicals called the Aztecs began minor raids throughout the area. Eventually they began to claim connections with the Toltec civilization, and insisted they were the rightful successors. They began to grow in numbers and conquer large areas of land. Fundamental to their conquest, was the use of political terror in the sense that the Aztec leaders and priests would command the human sacrifice of their subjugated people as means of humility and coercion. Most of the Mesoamerican region would eventually fall under the Aztec Empire. On the Yucatán Peninsula most of the Maya peoples continued to be independent of the Aztecs but their traditional civilization declined. Aztec developments expanded cultivation, applying the use of chinampas, irrigation, and terrace agriculture; important crops included maize, sweet potatoes, and avocados.
In 1430, the city of Tenochtitlan allied with other powerful Nahuatl-speaking cities, Texcoco and Tlacopan, to create the Aztec Empire, otherwise known as the Triple Alliance. Though referred to as an empire the Aztec Empire functioned as a system of tribute collection with Tenochtitlan at its center. By the turn of the 16th century, "flower wars" between the Aztecs and rival states such as Tlaxcala had continued for over fifty years.
South America
South American civilization was concentrated in the Andean region which had already hosted complex cultures since 2,500 BCE. East of the Andean region, societies were generally semi nomadic. Discoveries on the Amazon River Basin indicate the region likely had a pre-contact population of five million people and hosted complex societies. Around the continent numerous agricultural peoples from Colombia to Argentina steadily advanced through numerous stages of development from 500 CE until European contact.
Andes
During ancient times, the Andes had developed civilizations independent of outside influences including that of Mesoamerica. Through the Post Classical era a cycle of civilizations continued until Spanish contact. Collectively Andean societies lacked currency, a written language and solid draft animals enjoyed by old world civilizations. Instead Andeans developed other methods to foster their growth, including use of the quipu system to communicate messages, llamas to carry smaller loads and an economy based on reciprocity. Societies were often based on strict social hierarchies and economic redistribution from the ruling class.
In the first half of the post-classical period, the Andes was dominated by two almost equally powerful states. In the north of Peru was the Wari Empire and in the south of Peru and Bolivia there was the Tiwanaku Empire, both of whom were inspired by the earlier Moche people. While the extent of their relationship to each other is unknown, it is believed that they competed with one another, but avoided direct conflict. Without war, there was prosperity and around the year 700 Tiwanaku city hosted a population of 1.4 million. After the 8th century both states declined due to changing environmental conditions, laying the ground work for the Incas and other minor kingdoms to emerge as distinct cultures centuries later.
In the 15th century, the Inca Empire rose to annex all other nations in the area. Led by their sun-god king, Sapa Inca, they slowly conquered what is now Peru, and built their society throughout the Andes cultural region. The Incas spoke the Quechua languages. Taking advantage of ancient advances left by previous Andean societies, the Incas were able to create the most advanced system of trade routes of South America, known as the Inca road system, which allowed greater interconnection between the conquered provinces. Incas have been known to have used abacuses to calculate mathematics. The Inca Empire is known for some of its magnificent structures, such as Machu Picchu in the Cusco region. The empire expanded quickly northwards to Ecuador, southwards to central Chile. To the north of the Inca Empire remained the independent Tairona and Muisca Confederation who practiced agriculture and gold metallurgy.
End of the period
As the post-classical era drew to a close in the 15th century, many of the empires established throughout the period were in decline. The Byzantine Empire would soon be overshadowed in the Mediterranean by both Islamic and Christian rivals including Venice, Genoa, and the Ottoman Empire. The Byzantines faced repeated attacks from eastern and western powers during the Fourth Crusade, and declined further until the loss of Constantinople to the Ottomans in 1453.
The largest change came in terms of trade and technology. The global significance of the fall of the Byzantines was the disruption of overland routes between Asia and Europe. Traditional dominance of nomadism in Eurasia declined and the Pax Mongolica which had allowed for interactions between different civilizations was no longer available. West Asia and South Asia were conquered by gunpowder empires which successfully used advances in military technology but closed the Silk Road.
Europeans – specifically the Portuguese and various Italian explorers – intended to replace land travel with sea travel. Originally European exploration merely looked for new routes to reach known destinations. Portuguese explorer Vasco da Gama traveled to India by sea in 1498 by circumnavigating Africa around the Cape of Good Hope. India and the coast of Africa were already known to Europeans but none had attempted a large trading mission prior to that time. Due to navigation advances Portugal would create a global colonial empire beginning with the conquest of Malacca in modern-day Malaysia from 1511.
Other explorers such as the Spanish-sponsored Italian Christopher Columbus intended to engage in trade by traveling on unfamiliar routes west from Europe. The subsequent European discovery of the Americas in 1492 resulted in the Columbian exchange and the world's first pan-oceanic globalization. Spanish explorer Ferdinand Magellan performed the first known circumnavigation of Earth in 1521. The transfer of goods and diseases across oceans was unprecedented in creating a more connected world. From developments in navigation and trade, modern history began.
Explanatory notes
References
Citations
Sources
Further reading
External links
Freemanpedia – a graphical representation of the Post-classical era.
Silk Road Seattle – a rich selection of primary sources on the Silk Road and interactions between different cultures in Post-classical times.
Fields of history
Historical eras
Articles which contain graphical timelines
World history
Middle Ages | 0.799509 | 0.994142 | 0.794826 |
Early modern Europe | Early modern Europe, also referred to as the post-medieval period, is the period of European history between the end of the Middle Ages and the beginning of the Industrial Revolution, roughly the mid 15th century to the late 18th century. Historians variously mark the beginning of the early modern period with the invention of moveable type printing in the 1450s, the Fall of Constantinople and end of the Hundred Years' War in 1453, the end of the Wars of the Roses in 1485, the beginning of the High Renaissance in Italy in the 1490s, the end of the Reconquista and subsequent voyages of Christopher Columbus to the Americas in 1492, or the start of the Protestant Reformation in 1517. The precise dates of its end point also vary and are usually linked with either the start of the French Revolution in 1789 or with the more vaguely defined beginning of the Industrial Revolution in late 18th century England.
Some of the more notable trends and events of the early modern period included the Reformation and the religious conflicts it provoked (including the French Wars of Religion and the Thirty Years' War), the rise of capitalism and modern nation states, widespread witch hunts and European colonization of the Americas.
Characteristics
The modern period was characterized by profound changes in many realms of human endeavor. Among the most important include the development of science as a formalized practice, increasingly rapid technological progress, and the establishment of secularized civic politics, law courts and the nation state. Capitalist economies began to develop in a nascent form, first in the northern Italian republics such as Genoa and Venice as well as in the cities of the Low Countries, and later in France, Germany and England. The early modern period also saw the rise and dominance of the economic theory of mercantilism. As such, the early modern period is often associated with the decline and eventual disappearance (at least in Western Europe) of feudalism and serfdom. The Protestant Reformation greatly altered the religious balance of Christendom, creating a formidable new opposition to the dominance of the Catholic Church, especially in Northern Europe. The early modern period also witnessed the circumnavigation of the Earth and the establishment of regular European contact with the Americas and South and East Asia. The ensuing rise of global systems of international economic, cultural and intellectual exchange played an important role in the development of capitalism and represents an identifiable early phase of globalization.
Periodization
Regardless of the precise dates used to define its beginning and end points, the early modern period is generally agreed to have comprised the Renaissance, the Reformation, the Scientific Revolution, and the Enlightenment. As such, historians have attributed a number of fundamental changes to the period, notably the increasingly rapid progress of science and technology, the secularization of politics, and the diminution of the absolute authority of the Roman Catholic Church as well as the lessening of the influence of all faiths upon national governments. Many historians have identified the early modern period as the epoch in which individuals began to think of themselves as belonging to a national polity—a notable break from medieval modes of self-identification, which had been largely based upon religion (belonging to a universal Christendom), language, or feudal allegiance (belonging to the manor or extended household of a particular magnate or lord).
The beginning of the early modern period is not clear-cut, but is generally accepted to be in the late 15th century or early 16th century. Significant dates in this transitional phase from medieval to early modern Europe can be noted:
1450: The invention of the first European movable type printing process by Johannes Gutenberg, a device that fundamentally changed the circulation of information. Movable type, which allowed individual characters to be arranged to form words and which is an invention separate from the printing press, had been invented earlier in China.
1453: The conquest of Constantinople by the Ottomans signalled the end of the Byzantine empire; the Battle of Castillon concluded the Hundred Years' War.
1485: The last Plantagenet king of England, Richard III, was killed at Bosworth and the medieval Wars of the Roses gave way to early modern Tudor monarchy, in the person of Henry VII.
1492: The first documented European voyage to the Americas by the Genoese explorer Christopher Columbus; the end of the Reconquista, with the final expulsion of the Moors from the Iberian Peninsula; the Spanish government expels the Jews.
1494: French king Charles VIII invaded Italy, drastically altering the status quo and beginning a series of wars which would punctuate the Italian Renaissance.
1513: First formulation of modern politics with the publication of Machiavelli's The Prince.
1517: The Reformation begins with Martin Luther nailing his ninety-five theses to the door of the church in Wittenberg, Germany.
1526: Ferdinand I, Holy Roman Emperor gains the crowns of Bohemia and Hungary.
1545: The Council of Trent begins Counter-Reformation and marks the end of the medieval Roman Catholic Church.
The end date of the early modern period is variously associated with the Industrial Revolution, which began in Britain in about 1750, or the beginning of the French Revolution in 1789, which drastically transformed the state of European politics and ushered in the Napoleonic era and modern Europe.
The role of nobles in the Feudal System had yielded to the notion of the Divine Right of Kings during the Middle Ages (in fact, this consolidation of power from the land-owning nobles to the titular monarchs was one of the most prominent themes of the Middle Ages). Among the most notable political changes included the abolition of serfdom and the crystallization of kingdoms into nation-states. Perhaps even more significantly, with the advent of the Reformation, the notion of Christendom as a unified political entity was destroyed. Many kings and rulers used this radical shift in the understanding of the world to further consolidate their sovereignty over their territories. For instance, many of the Germanic states (as well as English Reformation) converted to Protestantism in an attempt to slip out of the grasp of the Pope.
The intellectual developments of the period included the creation of the economic theory of mercantilism and the publication of enduringly influential works of political and social philosophy, such as Machiavelli's The Prince (1513) and Thomas More's Utopia (1515).
Reformation
The Protestant Reformation was a reform-oriented schism from the Roman Catholic Church initiated by Martin Luther and continued by John Calvin, Huldrych Zwingli, and other early Protestant Reformers. It is typically dated from 1517, lasting until the end of the Thirty Years' War (1618–1648) with the Peace of Westphalia in 1648. It was launched on 31 October 1517 by Martin Luther, who posted his 95 Theses criticizing the practice of indulgences to the door of the Castle Church in Wittenberg, Germany, commonly used to post notices to the University community. It was very widely publicized across Europe and caught fire. Luther began by criticizing the sale of indulgences, insisting that the Pope had no authority over purgatory and that the Catholic doctrine of the merits of the saints had no foundation in the gospel. The Protestant position, however, would come to incorporate doctrinal changes such as sola scriptura and sola fide.
The Reformation ended in division and the establishment of new church movements. The four most important traditions to emerge directly from the Reformation were Lutheranism, the Reformed (also called Calvinist or Presbyterian) tradition, Anglicanism, and the Anabaptists. Subsequent Protestant churches generally trace their roots back to these initial four schools of the Reformation. It also led to the Catholic or Counter Reformation within the Roman Catholic Church through a variety of new spiritual movements, reforms of religious communities, the founding of seminaries, the clarification of Catholic theology as well as structural changes in the institution of the Church.
The largest Protestant groups were the Lutherans and Calvinists. Lutheran churches were founded mostly in Germany, the Baltics and Scandinavia, while the Reformed ones were founded in Switzerland, Hungary, France, the Netherlands and Scotland.
The initial movement within Germany diversified, and other reform impulses arose independently of Luther. The availability of the printing press provided the means for the rapid dissemination of religious materials in the vernacular. The core motivation behind the Reformation was theological, though many other factors played a part, including the rise of nationalism, the Western Schism that eroded faith in the Papacy, the perceived corruption of the Roman Curia, the impact of humanism, and the new learning of the Renaissance that questioned much traditional thought.
There were also reformation movements throughout continental Europe known as the Radical Reformation, which gave rise to the Anabaptist, Moravian and other Pietistic movements.
The Roman Catholic Church responded with a Counter-Reformation initiated by the Council of Trent. Much work in battling Protestantism was done by the well-organised new order of the Jesuits. In general, Northern Europe, with the exception of most of Ireland, came under the influence of Protestantism. Southern Europe remained Roman Catholic, while Central Europe was a site of a fierce conflict, culminating in the Thirty Years' War, which left it devastated.
Church of England
The Reformation reshaped the Church of England decisively after 1547. The separation of the Church of England (or Anglican Church) from Rome under Henry VIII, beginning in 1529 and completed in 1537, brought England alongside this broad Reformation movement; however, religious changes in the English national church proceeded more conservatively than elsewhere in Europe. Reformers in the Church of England alternated, for decades, between sympathies for ancient Catholic tradition and more Reformed principles, gradually developing, within the context of robustly Protestant doctrine, a tradition considered a middle way (via media) between the Roman Catholic and Protestant traditions.
Consequences of the Protestant Reformation
The following outcomes of the Protestant Reformation regarding human capital formation, the Protestant ethic, economic development, governance, and "dark" outcomes have been identified by scholars.
Historiography
Margaret C. Jacob argues that there has been a dramatic shift in the historiography of the Reformation. Until the 1960s, historians focused their attention largely on the great leaders and also the theologians of the 16th century, especially Luther, Calvin, and Zwingli. Their ideas were studied in depth. However, the rise of the new social history in the 1960s look at history from the bottom up, not from the top down. Historians began to concentrate on the values, beliefs and behavior of the people at large. She finds, "in contemporary scholarship, the Reformation was then seen as a vast cultural upheaval, a social and popular movement and textured and rich because of its diversity."
Age of Enlightenment
"The Age of Enlightenment" refers to the 18th century in European philosophy, and is often thought of as part of a period which includes the Age of Reason. The term also more specifically refers to a historical intellectual movement, The Enlightenment. This movement advocated rationality as a means to establish an authoritative system of aesthetics, ethics, and logic. The intellectual leaders of this movement regarded themselves as a courageous elite, and regarded their purpose as one of leading the world toward progress and out of a long period of doubtful tradition, full of irrationality, superstition, and tyranny, which they believed began during a historical period they called the Dark Ages. This movement also provided a framework for the American and French Revolutions, the Latin American independence movement, and the Polish–Lithuanian Commonwealth Constitution of May 3, and also led to the rise of liberalism and the birth of socialism and communism. It is matched by the high baroque and classical eras in music, and the neo-classical period in the arts, and receives contemporary application in the unity of science movement which includes logical positivism.
Difference between 'early modern' and the Renaissance
The expression "early modern" is sometimes used as a substitute for the term Renaissance, and vice versa. However, "Renaissance" is properly used in relation to a diverse series of cultural developments; which occurred over several hundred years in many different parts of Europe—especially central and northern Italy—and span the transition from late Medieval civilization and the opening of the early modern period.
The term "early modern" is most often applied to Europe, and its overseas empire. However, it has also been employed in the history of the Ottoman Empire. In the historiography of Japan, the Edo period from 1590 to 1868 is also sometimes referred to as the "early modern" period.
Diplomacy and warfare
The 17th century saw very little peace in Europe – major wars were fought in 95 years (every year except 1610, 1669 to 1671, and 1680 to 1682.) The wars were unusually ugly. Europe in the late 17th century, 1648 to 1700, was an age of great intellectual, scientific, artistic and cultural achievement. Historian Frederick Nussbaum says it was:
"prolific in genius, in common sense, and in organizing ability. It could properly have been expected that intelligence, comprehension and high purpose would be applied to the control of human relations in general and to the relations between states and peoples in particular. The fact was almost completely opposite. It was a period of marked unintelligence, immorality and frivolity in the conduct of international relations, marked by wars undertaken for dimly conceived purposes, waged with the utmost brutality and conducted by reckless betrayals of allies."
The worst came during the Thirty Years' War, 1618–1648, which had an extremely negative impact on the civilian population of Germany and surrounding areas, with massive loss of life and disruption of the economy and society.
Thirty Years' War: 1618–1648
The Reformation led to a series of religious wars that culminated in the Thirty Years' War (1618–1648), which devastated much of Germany, killing between 25% and 40% of its entire population. Roman Catholic House of Habsburg and its allies fought against the Protestant princes of Germany, supported at various times by Denmark, Sweden and France. The Habsburgs, who ruled Spain, Austria, the Crown of Bohemia, Hungary, Slovene Lands, the Spanish Netherlands and much of Germany and Italy, were staunch defenders of the Roman Catholic Church. Some historians believe that the era of the Reformation came to a close when Roman Catholic France allied itself with Protestant states against the Habsburg dynasty. For the first time since the days of Martin Luther, political and national convictions again outweighed religious convictions in Europe.
Two main tenets of the Peace of Westphalia, which ended the Thirty Years' War, were:
All parties would now recognise the Peace of Augsburg of 1555, by which each prince would have the right to determine the religion of his own state, the options being Roman Catholicism, Lutheranism, and now Calvinism (the principle of cuius regio, eius religio).
Christians living in principalities where their denomination was not the established church were guaranteed the right to practice their faith in public during allotted hours and in private at their will.
The treaty also effectively ended the Papacy's pan-European political power. Pope Innocent X declared the treaty "null, void, invalid, iniquitous, unjust, damnable, reprobate, inane, empty of meaning and effect for all times" in his bull Zelo Domus Dei. European sovereigns, Roman Catholic and Protestant alike, ignored his verdict.
Scholars taking a "realist" perspective on wars and diplomacy have emphasized the Peace of Westphalia (1648) as a dividing line. It ended the Thirty Years' War (1618–1648), where religion and ideology had been powerful motivating forces for warfare. Westphalia, in the realist view, ushered in a new international system of sovereign states of roughly equal strength, dedicated not to ideology or religion but to enhance status, and territorial gains. The Catholic Church, for example, no longer devoted its energies to the very difficult task of reclaiming dioceses lost to Protestantism, but to build large-scale missions in overseas colonial possessions that could convert the natives by the thousands Using devoted members of society such as the Jesuits. According to Hamish Scott, the realist model assumes that "foreign policies were guided entirely by "Realpolitik," by the resulting struggle for resources and, eventually, by the search for what became known as a 'balance of power.'
Diplomacy before 1700 was not well developed, and chances to avoid wars were too often squandered. In England, for example, King Charles II paid little attention to diplomacy, which proved disastrous. During the Dutch war of 1665–67, England had no diplomats stationed in Denmark or Sweden. When King Charles realized he needed them as allies, he sent special missions that were uninformed about local political, military, and diplomatic situations, and were ignorant of personalities and political factionalism. Ignorance produced a series of blunders that ruined their efforts to find allies. King Louis XIV of France, by contrast, developed the most sophisticated diplomatic service, with permanent ambassadors and lesser ministers in major and minor capitals, all preparing steady streams of information and advice to Paris. Diplomacy became a career that proved highly attractive to rich senior aristocrats who enjoyed very high society at royal courts, especially because they carried the status of the most powerful nation in Europe. Increasingly, other nations copied the French model; French became the language of diplomacy, replacing Latin. By 1700, the British and the Dutch, with small land armies, large navies, and large treasuries, used astute diplomacy to build alliances, subsidizing as needed land powers to fight on their side, or as in the case of the Hessians, hiring regiments of soldiers from mercenary princes in small countries. The balance of power was very delicately calculated, so that winning a battle here was worth the slice of territory there, with no regard to the wishes of the inhabitants. Important peacemaking conferences at Utrecht (1713), Vienna (1738), Aix-la-Chapelle (1748) and Paris (1763) had a cheerful, cynical, game-like atmosphere in which professional diplomats cashed in victories like casino chips in exchange for territory.
Major states
Holy Roman Empire
Since 1512, the Holy Roman Empire was also known as the Holy Roman Empire of the German nation. The Habsburg House of Austria held the position of Holy Roman Emperors since the mid-1400s and for the entire Early modern period. Despite the lack of a centralized political structure in a period in which national monarchies were emerging, the Habsburg Emperors of the Early modern period came close to form a universal monarchy in Western Europe.
The Habsburgs expanded their control within and outside the Holy Roman Empire as a result of the dynastic policy pursued by Maximilian I, Holy Roman Emperor. Maximilian I married Mary of Burgundy, thus bringing the Burgundian Netherlands into the Habsburg inheritance. Their son, Philip the Handsome, married Joanna the Mad of Spain (daughter of Ferdinand II of Aragon and Isabella of Castile). Charles V, Holy Roman Emperor (son of Philip and Joanna) inherited the Habsburg Netherlands in 1506, Habsburg Spain and its territories in 1516, and Habsburg Austria in 1519.
The main opponents of the Habsburg Empire were the Ottoman Empire and the Kingdom of France. The Habsburgs clashed with France in a series of Italian wars. The Battle of Pavia (1525) initiated the Habsburg primacy in Italy and the replacement of France as the main European power. Nevertheless, religious wars forced Charles V to abdicate in 1556 and divide the Habsburg possessions between Spain and Austria. The next Holy Roman Emperor Ferdinand I completed the Council of Trent and maintained Germany at peace until the Thirty Years' War (1618–1648). The Habsburgs controlled the elective monarchies of Hungary and Bohemia as well, and eventually turned these states into hereditary domains.
Spain
In 1492 the Catholic Monarchs of Castile and Aragon funded Christopher Columbus's plan to sail west to reach the Indies by crossing the Atlantic. He landed on a continent uncharted by Europeans and seen as a new world, the Americas. To prevent conflict between Portugal and Castile (the crown under which Columbus made the voyage), the Treaty of Tordesillas was signed dividing the world into two regions of exploration, where each had exclusive rights to claim newly discovered lands.
The structure of the Spanish Empire was established under the Spanish Habsburgs (1516–1700) and under the Spanish Bourbon monarchs, the empire was brought under greater crown control and increased its revenues from the Indies. The crown's authority in The Indies was enlarged by the papal grant of powers of patronage, giving it power in the religious sphere.
Under Philip II of Spain, Spain, rather than the Habsburg empire, was identified as a more powerful nation than France and England globally. Furthermore, despite attacks from other European states, Spain retained its position of dominance with apparent ease. Spain controlled the Netherlands until the Dutch revolt, and important states in southern Italy. The Spanish claims to Naples and Sicily dated back to the 15th century, but had been marred by rival claims until the mid-16th century and the rule of Philip II. There would be no Italian revolts against Spanish rule until 1647. The death of the Ottoman emperor Suleiman the Magnificent in 1566 and the naval victory over the Ottoman Empire at the Battle of Lepanto in 1571 cemented the status of Spain as a superpower in Europe and the world. The Spanish Empire comprised territories and colonies of the Spanish Monarch in the Americas, Asia (Spanish Philippines), Europe and some territories in Africa and Oceania.
France
The Ancien Régime (French for "old regime") was the political and social system of the Kingdom of France from about 1450 until the French Revolution that started in 1789. The Ancien Régime was ruled by the late Valois and Bourbon dynasties. Much of the medieval political centralization of France had been lost in the Hundred Years' War, and the Valois Dynasty's attempts at re-establishing control over the scattered political centres of the country were hindered by the Wars of Religion). Much of the reigns of Henry IV, Louis XIII and the early years of Louis XIV were focused on administrative centralisation. Despite, however, the notion of "absolute monarchy" (typified by the king's right to issue lettres de cachet) and the efforts by the kings to create a centralized state, Ancien Régime France remained a country of systemic irregularities: administrative (including taxation), legal, judicial, and ecclesiastic divisions and prerogatives frequently overlapped, while the French nobility struggled to maintain their own rights in the matters of local government and justice, and powerful internal conflicts (like the Fronde) protested against this centralization.
The need for centralization in this period was directly linked to the question of royal finances and the ability to wage war. The internal conflicts and dynastic crises of the 16th and 17th centuries (the wars between Catholics and Protestants and the Habsburg's internal family conflict) and the territorial expansion of France in the 17th century demanded great sums which needed to be raised through taxes, such as the land tax and the tax on salt and by contributions of men and service from the nobility. The key to this centralization was the replacing of personal patronage systems organized around the king and other nobles by institutional systems around the state. The creation of intendants—representatives of royal power in the provinces—did much to undermine local control by regional nobles. The same was true of the greater reliance shown by the royal court on the "noblesse de robe" as judges and royal counselors. The creation of regional parlements had initially the same goal of facilitating the introduction of royal power into newly assimilated territories, but as the parlements gained in self-assurance, they began to be sources of disunity.
England
This period refers to England 1558–1603. The Elizabethan Era is the period associated with the reign of Queen Elizabeth I (1558–1603) and was a golden age in English cultural history. It was the height of the English Renaissance, and saw the flowering of English literature and poetry. This was also the time during which Elizabethan theatre grew. William Shakespeare, among others, composed highly innovative and powerful plays. It was an age of expansion and exploration abroad. At home the Protestant Reformation was established and successfully defended against the Catholic powers of Spain and France.
The Jacobean era was the reign James I of England (1603–1625). Overseas exploration and establishment of trading factories sped up, with the first permanent settlements in North America at Jamestown, Virginia in 1607, in Newfoundland in 1610, and at Plymouth Colony in Massachusetts in 1620. One king now ruled England and Scotland; the latter was fully absorbed by the Acts of Union 1707.
The tumultuous Caroline era was the reign of King Charles I (1625–1645), followed by his beheading by Oliver Cromwell's regime in 1649 . The Caroline era was dominated by the growing religious, political, and social conflict between the King and his supporters, termed the Royalist party, and the Puritan opposition that evolved in response to particular aspects of Charles' rule. The colonization of North America continued apace, with new colonies in Maryland (1634), Connecticut (1635), and Rhode Island (1636).
Poland
In early modern Europe, the Polish-Lithuanian Commonwealth was the largest country with a large population and was very powerful. It was the largest semi-democratically governed polity of its time. It had low taxes but managed to field thousands of Winged Hussars who composed of nobility who followed Sarmatism. The Polish military routinely beat other respectable opponents such as the Ottomans, the Swedes and the Russians.
Papacy
The papacy continued to exercise significant diplomatic influence during the Early modern period. The Popes were frequently assembling Holy Leagues to assert Catholic supremacy in Europe. During the Renaissance, Julius II and Paul III were largely involved in the Italian Wars and worked to preserve their primacy among the Italian princes. During the Counter-Reformation, the Papacy supported Catholic powers and factions all over Europe. Pope Pius V assembled the Catholic coalition that won the Battle of Lepanto against the Turks. Pope Sixtus V sided with the Catholics during the French wars of religion. Worldwide religious missions, such as the Jesuit China mission, were established by Pope Gregory XIII. Gregory XIII is also responsible for the establishment of the Gregorian calendar. Following the Peace of Westphalia and the birth of nation-states, Papal claims to universal authority came effectively to an end.
Other political powers
Ottoman Empire
Early Modern Italy
Papal States
Republic of Florence, Duchy of Florence, Grand Duchy of Tuscany
Republic of Venice
Duchy of Milan
Republic of Genoa
Kingdom of Naples
Kingdom of Portugal
Dutch Republic
Holy Roman Empire
Kingdom of Bohemia (Czech)
Habsburg monarchy (Austria)
Early Modern Germany
Duchy of Prussia, Kingdom of Prussia
Duchy of Bavaria, Electorate of Bavaria
Electorate of the Palatinate
Tsardom of Russia, Russian Empire
Early Modern Sweden
Denmark–Norway
Early Modern Romania
Kingdom of Hungary
See also
Renaissance
International relations 1648–1814
Early Modern warfare
Scientific Revolution
Age of Discovery
Protestant Reformation
Catholic Counter-Reformation
Thirty Years' War
Age of Enlightenment
References
Bibliography
John Coffey (2000), Persecution and Toleration in Protestant England 1558–1689, Studies in Modern History, Pearson Education
Benjamin J. Kaplan (2007), Divided by Faith. Religious Conflict and the Practice of Toleration in Early Modern Europe. Cambridge University Press
Joseph S. Freedman (1999), Philosophy and the Arts in Central Europe, 1500–1700: Teaching and Texts at Schools and Universities Aldershot: Ashgate
Further reading
Black, Jeremy. European International Relations, 1648–1815 (2002)
Blanning, T. C. W. The Culture of Power and the Power of Culture: Old Regime Europe 1660–1789 (2003)
Cameron, Euan. Early Modern Europe: An Oxford History (2001)
de Gouges, Linnea. Witch Hunts and State Building in Early Modern Europe Nisus Publications, 2017.
de Vries, Jan. The Economy of Europe in an Age of Crisis, 1600–1750 (1976)
de Vries, Jan. European Urbanization, 1500–1800 (1984)
Dewald, Jonathan. "The Early Modern Period." in Encyclopedia of European Social History, edited by Peter N. Stearns, (vol. 1: 2001), pp. 165–177. online
Dorn, Walter L. Competition For Empire 1740–1763 (1940) online
DuPlessis, Robert S. Transitions to capitalism in early modern Europe (2019).
Flinn, Michael W. The European Demographic System, 1500–1820 (1981)
Gatti, Hilary. Ideas of Liberty in Early Modern Europe (2015).
Gershoy, Leo. From Despotism To Revolution: 1763–1789 (1944) online
Grafton, Anthony. Inky Fingers: The Making of Books in Early Modern Europe (2020).
Gribben, Crawford, and Graeme Murdock, eds. Cultures of Calvinism in Early Modern Europe (Oxford UP, 2019).
Gutmann, Myron P. Toward the Modern Economy: Early Industry in Europe, 1500–1800 (1988)
Hesmyr, Atle: Scandinavia in the Early Modern Era(2017).
Hill, David Jayne. A history of diplomacy in the international development of Europe (3 vol. 1914) online
Jacob, Margaret C. Strangers nowhere in the world: the rise of cosmopolitanism in early modern Europe (2017).
Kennedy, Paul. The rise and fall of the great powers (2010).
Klein, Alexander, and Jelle Van Lottum. "The Determinants of International Migration in Early Modern Europe: Evidence from the Maritime Sector, c. 1700–1800." Social Science History 44.1 (2020): 143–167 online.
Langer, William. An Encyclopedia of World History (5th ed. 1973), very detailed outline
Levine, David. "The Population of Europe: Early Modern Demographic Patterns." in Encyclopedia of European Social History, edited by Peter N. Stearns, (vol. 2, 2001), pp. 145–157. online
Lindsay, J. O. ed. New Cambridge Modern History: The Old Regime, 1713–1763 (1957) online
Merriman, John. A History of Modern Europe: From the Renaissance to the Present (3rd ed. 2009, 2 vol), 1412 pp.
Mowat, R. B. History of European Diplomacy, 1451–1789 (1928) 324 pp. online free
Nussbaum, Frederick L. The triumph of science and reason, 1660–1685 (1953), Despite the narrow title is a general survey of European history.
Parker, Geoffrey. The Military Revolution: Military Innovation and the Rise of the West, 1500–1800 (1996)
Petrie, Charles. Earlier diplomatic history, 1492–1713 (1949), covers all of Europe; online
Petrie, Charles. Diplomatic History, 1713–1933 (1946), broad summary online
Pollmann, Judith. Memory in early modern Europe, 1500–1800 (Oxford UP, 2017).
Rice, Eugene F. The Foundations of Early Modern Europe, 1460–1559 (2nd ed. 1994) 240 pp.
Schroeder, Paul. The Transformation of European Politics 1763–1848 (1994) online; advanced diplomatic history
Scott, Hamish, ed. The Oxford Handbook of Early Modern European History, 1350–1750: Volume I: Peoples and Place (2015); Volume II: Cultures and Power (2015).
"The State Church in Early-Modern Europe." in Arts and Humanities Through the Eras, edited by Edward I. Bleiberg, et al., (vol. 5: The Age of the Baroque and Enlightenment 1600–1800, Gale, 2005), pp. 336–341. online
Stearns, Peter N., ed. Encyclopedia of European Social History (6 vol 2000), 3000 pp; overview vol. 1 pp. 165–77, plus hundreds of articles
Tallett, Frank. War and Society in Early Modern Europe: 1495–1715 (2016).
Wiesner, Merry E. Early Modern Europe, 1450–1789 (3rd ed. 2022)
Wiesner-Hanks, Merry E. Women and gender in early modern Europe (Cambridge UP, 2019).
Wolf, John B. The Emergence of the Great Powers, 1685–1715 (1951) online
External links
Discussion of the medieval/modern transition, from the introduction to the pioneering Cambridge Modern History (1903)
Society for Renaissance Studies
History of Europe by period
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Social stratification | Social stratification refers to a society's categorization of its people into groups based on socioeconomic factors like wealth, income, race, education, ethnicity, gender, occupation, social status, or derived power (social and political). It is a hierarchy within groups that ascribe them to different levels of privileges. As such, stratification is the relative social position of persons within a social group, category, geographic region, or social unit.
In modern Western societies, social stratification is defined in terms of three social classes: an upper class, a middle class, and a lower class; in turn, each class can be subdivided into an upper-stratum, a middle-stratum, and a lower stratum. Moreover, a social stratum can be formed upon the bases of kinship, clan, tribe, or caste, or all four.
The categorization of people by social stratum occurs most clearly in complex state-based, polycentric, or feudal societies, the latter being based upon socio-economic relations among classes of nobility and classes of peasants. Whether social stratification first appeared in hunter-gatherer, tribal, and band societies or whether it began with agriculture and large-scale means of social exchange remains a matter of debate in the social sciences. Determining the structures of social stratification arises from inequalities of status among persons, therefore, the degree of social inequality determines a person's social stratum. Generally, the greater the social complexity of a society, the more social stratification exists, by way of social differentiation.
Stratification can yield various consequences. For instance, the stratification of neighborhoods based on spatial and racial factors can influence disparate access to mortgage credit.
Overview
Definition and usage
"Social stratification" is a concept used in the social sciences to describe the relative social position of persons in a given social group, category, geographical region or other social unit. It derives from the Latin strātum (plural 'strata'; parallel, horizontal layers) referring to a given society's categorization of its people into rankings of socioeconomic tiers based on factors like wealth, income, social status, occupation and power. In modern Western societies, stratification is often broadly classified into three major divisions of social class: upper class, middle class, and lower class. Each of these classes can be further subdivided into smaller classes (e.g. "upper middle"). Social strata may also be delineated on the basis of kinship ties or caste relations.
The concept of social stratification is often used and interpreted differently within specific theories. In sociology, for example, proponents of action theory have suggested that social stratification is commonly found in developed societies, wherein a dominance hierarchy may be necessary in order to maintain social order and provide a stable social structure. Conflict theories, such as Marxism, point to the inaccessibility of resources and lack of social mobility found in stratified societies. Many sociological theorists have criticized the fact that the working classes are often unlikely to advance socioeconomically while the wealthy tend to hold political power which they use to exploit the proletariat (laboring class). Talcott Parsons, an American sociologist, asserted that stability and social order are regulated, in part, by universal values. Such values are not identical with "consensus" but can indeed be an impetus for social conflict, as has been the case multiple times through history. Parsons never claimed that universal values, in and by themselves, "satisfied" the functional prerequisites of a society. Indeed, the constitution of society represents a much more complicated codification of emerging historical factors. Theorists such as Ralf Dahrendorf alternately note the tendency toward an enlarged middle-class in modern Western societies due to the necessity of an educated workforce in technological economies. Various social and political perspectives concerning globalization, such as dependency theory, suggest that these effects are due to changes in the status of workers to the third world.
Four underlying principles
Four principles are posited to underlie social stratification. First, social stratification is socially defined as a property of a society rather than individuals in that society. Second, social stratification is reproduced from generation to generation. Third, social stratification is universal (found in every society) but variable (differs across time and place). Fourth, social stratification involves not just quantitative inequality but qualitative beliefs and attitudes about social status.
Complexity
Although stratification is not limited to complex societies, all complex societies exhibit features of stratification. In any complex society, the total stock of valued goods is distributed unequally, wherein the most privileged individuals and families enjoy a disproportionate share of income, power, and other valued social resources. The term "stratification system" is sometimes used to refer to the complex social relationships and social structures that generate these observed inequalities. The key components of such systems are: (a) social-institutional processes that define certain types of goods as valuable and desirable, (b) the rules of allocation that distribute goods and resources across various positions in the division of labor (e.g., physician, farmer, 'housewife'), and (c) the social mobility processes that link individuals to positions and thereby generate unequal control over valued resources.
Social mobility
Social mobility is the movement of individuals, social groups or categories of people between the layers or within a stratification system. This movement can be intragenerational or intergenerational. Such mobility is sometimes used to classify different systems of social stratification. Open stratification systems are those that allow for mobility between, typically by placing value on the achieved status characteristics of individuals. Those societies having the highest levels of intragenerational mobility are considered to be the most open and malleable systems of stratification. Those systems in which there is little to no mobility, even on an intergenerational basis, are considered closed stratification systems. For example, in caste systems, all aspects of social status are ascribed, such that one's social position at birth persists throughout one's lifetime.
Karl Marx
In Marxist theory, the modern mode of production consists of two main economic parts: the base and the superstructure. The base encompasses the relations of production: employer–employee work conditions, the technical division of labour, and property relations. Social class, according to Marx, is determined by one's relationship to the means of production. There exist at least two classes in any class-based society: the owners of the means of production and those who sell their labor to the owners of the means of production. At times, Marx almost hints that the ruling classes seem to own the working class itself as they only have their own labor power ('wage labor') to offer the more powerful in order to survive. These relations fundamentally determine the ideas and philosophies of a society and additional classes may form as part of the superstructure. Through the ideology of the ruling class—throughout much of history, the land-owning aristocracy—false consciousness is promoted both through political and non-political institutions but also through the arts and other elements of culture. When the aristocracy falls, the bourgeoisie become the owners of the means of production in the capitalist system. Marx predicted the capitalist mode would eventually give way, through its own internal conflict, to revolutionary consciousness and the development of more egalitarian, more communist societies.
Marx also described two other classes, the petite bourgeoisie and the lumpenproletariat. The petite bourgeoisie is like a small business class that never really accumulates enough profit to become part of the bourgeoisie, or even challenge their status. The lumpenproletariat is the underclass, those with little to no social status. This includes prostitutes, street gangs, beggars, the homeless or other untouchables in a given society. Neither of these subclasses has much influence in Marx's two major classes, but it is helpful to know that Marx did recognize differences within the classes.
According to Marvin Harris and Tim Ingold, Lewis Henry Morgan's accounts of egalitarian hunter-gatherers formed part of Karl Marx' and Friedrich Engels' inspiration for communism. Morgan spoke of a situation in which people living in the same community pooled their efforts and shared the rewards of those efforts fairly equally. He called this "communism in living". But when Marx expanded on these ideas, he still emphasized an economically oriented culture, with property defining the fundamental relationships between people. Yet, issues of ownership and property are arguably less emphasized in hunter-gatherer societies. This, combined with the very different social and economic situations of hunter-gatherers may account for many of the difficulties encountered when implementing communism in industrialized states. As Ingold points out: "The notion of communism, removed from the context of domesticity and harnessed to support a project of social engineering for large-scale, industrialized states with populations of millions, eventually came to mean something quite different from what Morgan had intended: namely, a principle of redistribution that would override all ties of a personal or familial nature, and cancel out their effects."
The counter-argument to Marxist's conflict theory is the theory of structural functionalism, argued by Kingsley Davis and Wilbert Moore, which states that social inequality places a vital role in the smooth operation of a society. The Davis–Moore hypothesis argues that a position does not bring power and prestige because it draws a high income; rather, it draws a high income because it is functionally important and the available personnel is for one reason or another scarce. Most high-income jobs are difficult and require a high level of education to perform, and their compensation is a motivator in society for people to strive to achieve more.
Max Weber
Max Weber was strongly influenced by Marx's ideas but rejected the possibility of effective communism, arguing that it would require an even greater level of detrimental social control and bureaucratization than capitalist society. Moreover, Weber criticized the dialectical presumption of a proletariat revolt, maintaining it to be unlikely. Instead, he develops a three-component theory of stratification and the concept of life chances. Weber held there are more class divisions than Marx suggested, taking different concepts from both functionalist and Marxist theories to create his own system. He emphasizes the difference between class, status and power, and treats these as separate but related sources of power, each with different effects on social action. Working half a century later than Marx, Weber claims there to be four main social classes: the upper class, the white collar workers, the petite bourgeoisie, and the manual working class.
Weber derives many of his key concepts on social stratification by examining the social structure of Germany. He notes that, contrary to Marx's theories, stratification is based on more than simple ownership of capital. Weber examines how many members of the aristocracy lacked economic wealth yet had strong political power. Many wealthy families lacked prestige and power, for example, because they were Jewish. Weber introduced three independent factors that form his theory of stratification hierarchy, which are; class, status, and power:
Class: A person's economic position in a society, based on birth and individual achievement. Weber differs from Marx in that he does not see this as the supreme factor in stratification. Weber notes how corporate executives control firms they typically do not own; Marx would have placed these people in the proletariat despite their high incomes by virtue of the fact they sell their labor instead of owning capital.
Status: A person's prestige, social honor, or popularity in a society. Weber notes that political power is not rooted in capital value solely, but also in one's individual status. Poets or saints, for example, can have extensive influence on society despite few material resources.
Power: A person's ability to get their way despite the resistance of others, particularly in their ability to engage social change. For example, individuals in government jobs, such as an employee of the Federal Bureau of Investigation, or a member of the United States Congress, may hold little property or status but still wield considerable social power.
C. Wright Mills
C. Wright Mills, drawing from the theories of Vilfredo Pareto and Gaetano Mosca, contends that the imbalance of power in society derives from the complete absence of countervailing powers against corporate leaders of the power elite. Mills both incorporated and revised Marxist ideas. While he shared Marx's recognition of a dominant wealthy and powerful class, Mills believed that the source for that power lay not only in the economic realm but also in the political and military arenas. During the 1950s, Mills stated that hardly anyone knew about the power elite's existence, some individuals (including the elite themselves) denied the idea of such a group, and other people vaguely believed that a small formation of a powerful elite existed. "Some prominent individuals knew that Congress had permitted a handful of political leaders to make critical decisions about peace and war; and that two atomic bombs had been dropped on Japan in the name of the United States, but neither they nor anyone they knew had been consulted."
Mills explains that the power elite embody a privileged class whose members are able to recognize their high position within society. In order to maintain their highly exalted position within society, members of the power elite tend to marry one another, understand and accept one another, and also work together.[pp. 4–5] The most crucial aspect of the power elite's existence lays within the core of education. "Youthful upper-class members attend prominent preparatory schools, which not only open doors to such elite universities as Harvard, Yale, and Princeton but also to the universities' highly exclusive clubs. These memberships in turn pave the way to the prominent social clubs located in all major cities and serving as sites for important business contacts."[pp. 63–67] Examples of elite members who attended prestigious universities and were members of highly exclusive clubs can be seen in George W. Bush and John Kerry. Both Bush and Kerry were members of the Skull and Bones club while attending Yale University. This club includes members of some of the most powerful men of the twentieth century, all of which are forbidden to tell others about the secrets of their exclusive club. Throughout the years, the Skull and Bones club has included presidents, cabinet officers, Supreme Court justices, spies, captains of industry, and often their sons and daughters join the exclusive club, creating a social and political network like none ever seen before.
The upper class individuals who receive elite educations typically have the essential background and contacts to enter into the three branches of the power elite: The political leadership, the military circle, and the corporate elite.
The Political Leadership: Mills held that, prior to the end of World War II, leaders of corporations became more prominent within the political sphere along with a decline in central decision-making among professional politicians.
The Military Circle: During the 1950s–1960s, increasing concerns about warfare resulted in top military leaders and issues involving defense funding and military personnel training becoming a top priority within the United States. Most of the prominent politicians and corporate leaders have been strong proponents of military spending.
The Corporate Elite: Mills explains that during the 1950s, when the military emphasis was recognized, corporate leaders worked with prominent military officers who dominated the development of policies. Corporate leaders and high-ranking military officers were mutually supportive of each other.[pp. 274–276]
Mills shows that the power elite has an "inner-core" made up of individuals who are able to move from one position of institutional power to another; for example, a prominent military officer who becomes a political adviser or a powerful politician who becomes a corporate executive. "These people have more knowledge and a greater breadth of interests than their colleagues. Prominent bankers and financiers, who Mills considered 'almost professional go-betweens of economic, political, and military affairs,' are also members of the elite's inner core.[pp. 288–289]
Anthropological theories
Most if not all anthropologists dispute the "universal" nature of social stratification, holding that it is not the standard among all societies. John Gowdy (2006) writes, "Assumptions about human behaviour that members of market societies believe to be universal, that humans are naturally competitive and acquisitive, and that social stratification is natural, do not apply to many hunter-gatherer peoples. Non-stratified egalitarian or acephalous ("headless") societies exist which have little or no concept of social hierarchy, political or economic status, class, or even permanent leadership."
Kinship-orientation
Anthropologists identify egalitarian cultures as "kinship-oriented", because they appear to value social harmony more than wealth or status. These cultures are contrasted with economically oriented cultures (including states) in which status and material wealth are prized, and stratification, competition, and conflict are common. Kinship-oriented cultures actively work to prevent social hierarchies from developing because they believe that such stratification could lead to conflict and instability. Reciprocal altruism is one process by which this is accomplished.
A good example is given by Richard Borshay Lee in his account of the Khoisan, who practice "insulting the meat". Whenever a hunter makes a kill, he is ceaselessly teased and ridiculed (in a friendly, joking fashion) to prevent him from becoming too proud or egotistical. The meat itself is then distributed evenly among the entire social group, rather than kept by the hunter. The level of teasing is proportional to the size of the kill. Lee found this out when he purchased an entire cow as a gift for the group he was living with, and was teased for weeks afterward about it (since obtaining that much meat could be interpreted as showing off).
Another example is the Australian Aboriginals of Groote Eylandt and Bickerton Island, off the coast of Arnhem Land, who have arranged their entire society—spiritually and economically—around a kind of gift economy called renunciation. According to David H. Turner, in this arrangement, every person is expected to give everything of any resource they have to any other person who needs or lacks it at the time. This has the benefit of largely eliminating social problems like theft and relative poverty. However, misunderstandings obviously arise when attempting to reconcile Aboriginal renunciative economics with the competition/scarcity-oriented economics introduced to Australia by European colonists.
Variables in theory and research
The social status variables underlying social stratification are based in social perceptions and attitudes about various characteristics of persons and peoples. While many such variables cut across time and place, the relative weight placed on each variable and specific combinations of these variables will differ from place to place over time. One task of research is to identify accurate mathematical models that explain how these many variables combine to produce stratification in a given society. Grusky (2011) provides a good overview of the historical development of sociological theories of social stratification and a summary of contemporary theories and research in this field. While many of the variables that contribute to an understanding of social stratification have long been identified, models of these variables and their role in constituting social stratification are still an active topic of theory and research. In general, sociologists recognize that there are no "pure" economic variables, as social factors are integral to economic value. However, the variables posited to affect social stratification can be loosely divided into economic and other social factors.
Economic
Strictly quantitative economic variables are more useful to describing social stratification than explaining how social stratification is constituted or maintained. Income is the most common variable used to describe stratification and associated economic inequality in a society. However, the distribution of individual or household accumulation of surplus and wealth tells us more about variation in individual well-being than does income, alone. Wealth variables can also more vividly illustrate salient variations in the well-being of groups in stratified societies. Gross Domestic Product (GDP), especially per capita GDP, is sometimes used to describe economic inequality and stratification at the international or global level.
Social
Social variables, both quantitative and qualitative, typically provide the most explanatory power in causal research regarding social stratification, either as independent variables or as intervening variables. Three important social variables include gender, race, and ethnicity, which, at the least, have an intervening effect on social status and stratification in most places throughout the world. Additional variables include those that describe other ascribed and achieved characteristics such as occupation and skill levels, age, education level, education level of parents, and geographic area. Some of these variables may have both causal and intervening effects on social status and stratification. For example, absolute age may cause a low income if one is too young or too old to perform productive work. The social perception of age and its role in the workplace, which may lead to ageism, typically has an intervening effect on employment and income.
Social scientists are sometimes interested in quantifying the degree of economic stratification between different social categories, such as men and women, or workers with different levels of education. An index of stratification has been recently proposed by Zhou for this purpose.
Gender
Gender is one of the most pervasive and prevalent social characteristics which people use to make social distinctions between individuals. Gender distinctions are found in economic-, kinship- and caste-based stratification systems. Social role expectations often form along sex and gender lines. Entire societies may be classified by social scientists according to the rights and privileges afforded to men or women, especially those associated with ownership and inheritance of property. In patriarchal societies, such rights and privileges are normatively granted to men over women; in matriarchal societies, the opposite holds true. Sex- and gender-based division of labor is historically found in the annals of most societies and such divisions increased with the advent of industrialization. Sex-based wage discrimination exists in some societies such that men, typically, receive higher wages than women for the same type of work. Other differences in employment between men and women lead to an overall gender-based pay-gap in many societies, where women as a category earn less than men due to the types of jobs which women are offered and take, as well as to differences in the number of hours worked by women. These and other gender-related values affect the distribution of income, wealth, and property in a given social order.
Race
Racism consists of both prejudice and discrimination based in social perceptions of observable biological differences between peoples. It often takes the form of social actions, practices or beliefs, or political systems in which different races are perceived to be ranked as inherently superior or inferior to each other, based on presumed shared inheritable traits, abilities, or qualities. In a given society, those who share racial characteristics socially perceived as undesirable are typically under-represented in positions of social power, i.e., they become a minority category in that society. Minority members in such a society are often subjected to discriminatory actions resulting from majority policies, including assimilation, exclusion, oppression, expulsion, and extermination. Overt racism usually feeds directly into a stratification system through its effect on social status. For example, members associated with a particular race may be assigned a slave status, a form of oppression in which the majority refuses to grant basic rights to a minority that are granted to other members of the society. More covert racism, such as that which many scholars posit is practiced in more contemporary societies, is socially hidden and less easily detectable. Covert racism often feeds into stratification systems as an intervening variable affecting income, educational opportunities, and housing. Both overt and covert racism can take the form of structural inequality in a society in which racism has become institutionalized.
Ethnicity
Ethnic prejudice and discrimination operate much the same as do racial prejudice and discrimination in society. In fact, only recently have scholars begun to differentiate race and ethnicity; historically, the two were considered to be identical or closely related. With the scientific development of genetics and the human genome as fields of study, most scholars now recognize that race is socially defined on the basis of biologically determined characteristics that can be observed within a society while ethnicity is defined on the basis of culturally learned behavior. Ethnic identification can include shared cultural heritage such as language and dialect, symbolic systems, religion, mythology and cuisine. As with race, ethnic categories of persons may be socially defined as minority categories whose members are under-represented in positions of social power. As such, ethnic categories of persons can be subject to the same types of majority policies. Whether ethnicity feeds into a stratification system as a direct, causal factor or as an intervening variable may depend on the level of ethnographic centrism within each of the various ethnic populations in a society, the amount of conflict over scarce resources, and the relative social power held within each ethnic category.
Global stratification
Globalizing forces lead to rapid international integration arising from the interchange of world views, products, ideas, and other aspects of culture. Advances in transportation and telecommunications infrastructure, including the rise of the telegraph and its modern representation the Internet, are major factors in globalization, generating further interdependence of economic and cultural activities.
Like a stratified class system within a nation, looking at the world economy one can see class positions in the unequal distribution of capital and other resources between nations. Rather than having separate national economies, nations are considered as participating in this world economy. The world economy manifests a global division of labor with three overarching classes: core countries, semi-periphery countries and periphery countries, according to World-systems and Dependency theories. Core nations primarily own and control the major means of production in the world and perform the higher-level production tasks and provide international financial services. Periphery nations own very little of the world's means of production (even when factories are located in periphery nations) and provide low to non-skilled labor. Semiperipheral nations are midway between the core and periphery. They tend to be countries moving towards industrialization and more diversified economies.
Core nations receive the greatest share of surplus production, and periphery nations receive the least. Furthermore, core nations are usually able to purchase raw materials and other goods from noncore nations at low prices, while demanding higher prices for their exports to noncore nations. A global workforce employed through a system of global labor arbitrage ensures that companies in core countries can utilize the cheapest semi-and non-skilled labor for production.
Today we have the means to gather and analyze data from economies across the globe. Although many societies worldwide have made great strides toward more equality between differing geographic regions, in terms of the standard of living and life chances afforded to their peoples, we still find large gaps between the wealthiest and the poorest within a nation and between the wealthiest and poorest nations of the world. A January 2014 Oxfam report indicates that the 85 wealthiest individuals in the world have a combined wealth equal to that of the bottom 50% of the world's population, or about 3.5 billion people. By contrast, for 2012, the World Bank reports that 21 percent of people worldwide, around 1.5 billion, live in extreme poverty, at or below $1.25 a day. Zygmunt Bauman has provocatively observed that the rise of the rich is linked to their capacity to lead highly mobile lives: "Mobility climbs to the rank of the uppermost among coveted values—and the freedom to move, perpetually a scarce and unequally distributed commodity, fast becomes the main stratifying factor of our late modern or postmodern time."
See also
Age stratification
Caste system
Class stratification
Cultural hegemony
Dominance hierarchy
Egalitarianism
Elite theory
Elitism
Gini coefficient
Globalization
Intersectionality
Marxism
Microinequity
Rankism
Religious stratification
Social class
Social inequality
Socioeconomic status
Social justice
Systems of social stratification
The Power Elite
References
Further reading
Anthropological categories of peoples
Social classes
Social inequality
Social status
Conflict theory
Economic problems
Urban anthropology
de:Soziale Schicht | 0.795264 | 0.998705 | 0.794234 |
Historical region | Historical regions (or historical areas) are geographical regions which, at some point in history, had a cultural, ethnic, linguistic or political basis, regardless of latter-day borders. There are some historical regions that can be considered as "active", for example: Moravia, which is held by the Czech Republic, is both a recognized part of the country as well as a historical region. They are used as delimitations for studying and analysing social development of period-specific cultures without any reference to contemporary political, economic or social organisations.
The fundamental principle underlying this view is that older political and mental structures exist which exercise greater influence on the spatial-social identity of individuals than is understood by the contemporary world, bound to and often blinded by its own worldview - e.g. the focus on the nation-state.
Definitions of regions vary, and regions can include macroregions such as Europe, territories of traditional sovereign states or smaller microregional areas. Geographic proximity is generally the required precondition for the emergence of a regional identity. In Europe, regional identities are often derived from the Migration Period but for the contemporary era are also often related to the territorial transformations that followed World War I and those that followed the Cold War.
Some regions are entirely invented, such as the Middle East, which was popularised in 1902 by a military strategist, Alfred Thayer Mahan, to refer to the area of the Persian Gulf.
Lists
Anatolia
Armenia
Central Europe
Dalmatia
Denmark (Lands / Districts)
Finland (Historical / Former)
France
Greece (Ancient / Traditional / Geographic)
Iraq (Mesopotamia)
Latvia
Caucasus
Lithuania
Poland
Portugal
Serbia
Sweden (Lands / Provinces)
Ukraine
United Kingdom
England
Hen Ogledd
Scotland (Provinces / Shires)
Wales
United States
See also
References
Citations
Works cited
Sven Tägil (ed.), Regions in Central Europe: The Legacy of History, C. Hurst & Co. Publishers, 1999
Marko Lehti, David James Smith, Post-Cold War Identity Politics: Northern and Baltic Experiences, Routledge, 2003
Compiled by V. M. Kotlyakov, A. I. Komarova, Elsevier's dictionary of geography: in English, Russian, French, Spanish, German, Elsevier, 2006
Martin W. Lewis, Kären Wigen, The Myth of Continents: A Critique of Metageography, University of California Press, 1997
Further reading
Susan Smith-Peter, Imagining Russian Regions: Subnational Identity and Civil Society in Nineteenth-Century Russia, Brill, 2017 | 0.800078 | 0.992671 | 0.794214 |
Military history | Military history is the study of armed conflict in the history of humanity, and its impact on the societies, cultures and economies thereof, as well as the resulting changes to local and international relationships.
Professional historians normally focus on military affairs that had a major impact on the societies involved as well as the aftermath of conflicts, while amateur historians and hobbyists often take a larger interest in the details of battles, equipment, and uniforms in use.
The essential subjects of military history study are the causes of war, the social and cultural foundations, military doctrine on each side, the logistics, leadership, technology, strategy, and tactics used, and how these changed over time. On the other hand, just war theory explores the moral dimensions of warfare, and to better limit the destructive reality caused by war, seeks to establish a doctrine of military ethics.
As an applied field, military history has been studied at academies and service schools because the military command seeks to not repeat past mistakes, and improve upon its current performance by instilling an ability in commanders to perceive historical parallels during a battle, so as to capitalize on the lessons learned from the past. When certifying military history instructors the Combat Studies Institute deemphasizes rote detail memorization and focuses on themes and context in relation to current and future conflict, using the motto "Past is Prologue."
The discipline of military history is dynamic, changing with development as much of the subject area as the societies and organisations that make use of it. The dynamic nature of the discipline of military history is largely due to the rapid change of military forces, and the art and science of managing them, as well as the frenetic pace of technological development that had taken place during the period known as the Industrial Revolution, and more recently in the nuclear and information ages. An important recent concept is the Revolution in Military Affairs (RMA) which attempts to explain how warfare has been shaped by emerging technologies, such as gunpowder. It highlights the short outbursts of rapid change followed by periods of relative stability.
Popular versus academic military history
In terms of the history profession in major countries, military history is an orphan, despite its enormous popularity with the general public. William H. McNeill points out:
This branch of our discipline flourishes in an intellectual ghetto. The 144 books in question [published in 1968-78] fall into two distinct classes: works aimed at a popular readership, written by journalists and men of letters outside academic circles, and professional work nearly always produced within the military establishment.... The study of military history in universities remains seriously underdeveloped. Indeed, lack of interest in and disdain for military history probably constitute one of the strangest prejudices of the profession.
In recent decades University level courses in military history remain popular; often they use films to humanize the combat experience. For example, Eugene P. A. Scleh, history professor at the University of Maine, has explored the advantages and problems of teaching a course of "Modern War and Its Images" entirely through films. Students said they found the documentaries more valuable than the dramas. However, military historians are frustrated by their marginal status in major history departments.
Academic historians concerned with military topics have their own scholarly organization, Society for Military History. Since 1937 it has published The Journal of Military History. Its four issues a year include scholarly articles reviews of new books, and a bibliography of new publications and dissertations. The Society has 2300 members, holds an annual convention, and gives out prizes for the best scholarship.
Historiography of military history
Historiography is the study of the history and method of the discipline of history or the study of a specialised topic. In this case, military history with an eye to gaining an accurate assessment of conflicts using all available sources. For this reason military history is periodised, creating overlaying boundaries of study and analysis in which descriptions of battles by leaders may be unreliable due to the inclination to minimize mention of failure and exaggerate success. Military historians use Historiographical analysis in an effort to allow an unbiased, contemporary view of records.
One military historian, Jeremy Black, outlined problems 21st-century military historians face as an inheritance of their predecessors: Eurocentricity, a technological bias, a focus on leading military powers and dominant military systems, the separation of land from sea and recently air conflicts, the focus on state-to-state conflict, a lack of focus on political "tasking" in how forces are used.
If these challenges were not sufficient for military historians, the limits of method are complicated by the lack of records, either destroyed or never recorded due to their value as a military secret. Scholars still do not know the exact nature of Greek fire, for instance. Researching Operation Enduring Freedom and Operation Iraqi Freedom, for example, have presented unique challenges to historians due to records that were destroyed to protect classified military information, among other reasons. Historians use their knowledge of government regulation and military organization, and employing a targeted and systematic research strategy to piece together war histories. Despite these limits, wars are some of the most studied and detailed periods of human history.
Military historians have often compared organization, tactical and strategic ideas, leadership, and national support of the militaries of different nations.
In the early 1980s, historian Jeffrey Kimball studied the influence of a historian's political position on current events on interpretive disagreement regarding the causes of 20th century wars. He surveyed the ideological preferences of 109 active diplomatic historians in the United States as well as 54 active military historians. He finds that their current political views are moderately correlated with their historiographical interpretations. A clear position on the left-right continuum regarding capitalism was apparent in most cases. All groups agreed with the proposition, "historically, Americans have tended to view questions of their national security in terms of such extremes as good vs. evil." Though the Socialists were split, the other groups agreed that "miscalculation and/or misunderstanding of the situation" had caused U.S. interventionism." Kimball reports that:
Of historians in the field of diplomatic history, 7% are Socialist, 19% are Other, 53% are Liberal, 11% are None and 10% Conservative. Of military historians, 0% are Socialist, 8% are Other, 35% are Liberal, 18% are None and 40% are Conservative.
Online resources
People interested in military history from all periods of time, and all subtopics, are increasingly turning to the Internet for many more resources than are typically available in nearby libraries. Since 1993, one of the most popular sites, with over 4000 members (subscriptions are free) has been H-WAR, sponsored by the H-Net network based at Michigan State University. H-War has six coeditors, and an academic advisory board that sets policy. It sponsors daily moderated discussions of current topics, announcements of new publications and conferences, and reports on developments at conferences. The H-Net family of lists has sponsored and published over 46,000 scholarly book reviews, thousands of which deal with books in military history broadly conceived. Wikipedia itself has a very wide coverage of military history, with over 180,000 articles. Its editors sponsor Wikipedia:WikiProject Military history and encourage readers to join.
Military and war museums
Military museums specialize in military histories; they are often organized from a national point of view, where a museum in a particular country will have displays organized around conflicts in which that country has taken part. They typically take a broad view of warfare's role in the nation's history. They typically include displays of weapons and other military equipment, uniforms, wartime propaganda, and exhibits on civilian life during wartime, and decorations, among others. A military museum may be dedicated to a particular or area, such as the Imperial War Museum Duxford for military aircraft, Deutsches Panzermuseum for tanks, the Lange Max Museum for the Western Front (World War I), the International Spy Museum for espionage, The National World War I Museum for World War I, the "D-Day Paratroopers Historical Center" (Normandy) for WWII airborne, or more generalist, such as the Canadian War Museum or the Musée de l'Armée. For the Italian alpine wall one can find the most popular museum of bunkers in the small museum n8bunker at Olang / Kronplatz in the heard of the dolomites of South Tyrol. The U.S. Army and the state National Guards operate 98 military history museums across the United States and three abroad.
Curators debate how or whether the goal of providing diverse representations of war, in terms of positive and negative aspects of warfare. War is seldom presented as a good thing, but soldiers are heavily praised. David Lowenthal has observed that in today's museums, "nothing seems too horrendous to commemorate". Yet as Andrew Whitmarsh notes, "museums frequently portray a sanitised version of warfare." The actual bomber that dropped the atomic bomb on Japan became the focus of an angry national controversy with veterans attacking curators and historians when the Smithsonian Institution planned to put its fuselage on public display in 1995. The uproar led to cancellation of the exhibit.
Early historians
The documentation of military history begins with the confrontation between Sumer (current Iraq) and Elam (current Iran) c. 2700 BC near the modern Basra. Other prominent records in military history are the Trojan War in Homer's Iliad (though its historicity has been challenged), The Histories by Herodotus (484–425 BC) who is often called the "father of history". Next was Thucydides whose impartiality, despite being an Athenian, allowed him to take advantage of his exile to research the war from different perspectives by carefully examining documents and interviewing eyewitnesses. An approach centered on the analysis of a leader was taken by Xenophon (430–355 BC) in Anabasis, recording the expedition of Cyrus the Younger into Anatolia.
The memoirs of the Roman Julius Caesar (100–44 BC) enable a comparative approach for campaigns such as Commentarii de Bello Gallico and Commentarii de Bello Civili.
Technological evolution
New weapons development can dramatically alter the face of war, the cost of warfare, the preparations, and the training of soldiers and leaders. A rule of thumb is that if your enemy has a potentially war winning weapon, you have to either match it or neutralize it.
Ancient era
Chariots originated around 2000 BC. The chariot was an effective, fast weapon; while one man controlled the maneuvering of the chariot, a second bowman could shoot arrows at enemy soldiers. These became crucial to the maintenance of several governments, including the New Egyptian Kingdom and the Shang dynasty and the nation states of the early to middle Zhou dynasty.
Some of the military unit types and technologies which were developed in the ancient world are:
Slinger
Hoplite
Auxiliaries
Infantry
Archery
Chariots
Cavalry
For settled agrarian civilizations, the infantry became the core of military action. The infantry started as opposing armed groups of soldiers underneath commanders. The Greeks and early Romans used rigid, heavily armed phalanxes. The Macedonians and Hellenistic states would adopt phalanx formations with sarissa pikemen. The Romans would later adopt more flexible maniples from their neighbors which made them extremely successful in the field of battle. The kingdoms of the Warring States in East Asia also adopted infantry combat, a transition from chariot warfare from centuries earlier.
Archers were a major component of many ancient armies, notably those of the Persians, Scythians, Egyptians, Nubians, Indians, Chinese, Koreans and Japanese.
Cavalry became an important tool. In the Sicilian Expedition, led by Athens in an attempt to subdue Syracuse, the well-trained Syracusan cavalry became crucial to the success of the Syracusans. Macedonian Alexander the Great effectively deployed his cavalry forces to secure victories. In battles such as the Battle of Cannae of the Second Punic War, and the Battle of Carrhae of the Roman-Persian Wars, the importance of the cavalry would be repeated.
There were also horse archers, who had the ability to shoot on horseback—the Parthians, Scythians, Mongols, and other various steppe people were especially fearsome with this tactic. By the 3rd–4th century AD, heavily armored cavalry became widely adopted by the Parthians, Sasanians, Byzantines, Eastern Han dynasty and Three Kingdoms, etc.
The early Indo-Iranians developed the use of chariots in warfare. The scythed chariot was later invented in India and soon adopted by the Persians.
War elephants were sometimes deployed for fighting in ancient warfare. They were first used in India and later adopted by the Persians. War elephants were also used in the Battle of the Hydaspes River, and by Hannibal in the Second Punic War against the Romans. One of the most important military transactions of the ancient world was Chandragupta Maurya's gift of 500 elephants to Seleucus I Nicator.
Naval warfare was often crucial to military success. Early navies used sailing ships without cannons; often the goal was to ram the enemy ships and cause them to sink. There was human oar power, often using slaves, built up to ramming speed. Galleys were used in the 3rd millennium BC by the Cretans. The Greeks later advanced these ships.
In 1210 BC, the first recorded naval battle was fought between Suppiluliuma II, king of the Hittites, and Cyprus, which was defeated. In the Greco-Persian Wars, the navy became of increasing importance.
Triremes were involved in more complicated sea-land operations. Themistocles helped to build up a stronger Greek navy, composed of 310 ships, and defeated the Persians at the Battle of Salamis, ending the Persian invasion of Greece.
In the First Punic War, the war between Carthage and Rome started with an advantage to Carthage because of their naval experience. A Roman fleet was built in 261 BC, with the addition of the corvus that allowed Roman soldiers to board enemy ships. The bridge would prove effective at the Battle of Mylae, resulting in a Roman victory.
The Vikings, in the 8th century AD, invented a ship propelled by oars with a dragon decorating the prow, hence called the Drakkar. The 12th century AD Song dynasty invented ships with watertight bulkhead compartments while the 2nd century BC Han dynasty invented rudders and sculled oars for their warships.
Fortifications are important in warfare. Early hill-forts were used to protect inhabitants in the Iron Age. They were primitive forts surrounded by ditches filled with water. Forts were then built out of mud bricks, stones, wood, and other available materials. Romans used rectangular fortresses built out of wood and stone. As long as there have been fortifications, there have been contraptions to break in, dating back to the times of Romans and earlier. Siege warfare is often necessary to capture forts.
Middle-ages
Some of the military unit types and technologies which were used in the medieval period are:
Artillery
Cataphract
Condottieri
Fyrd
Rashidun
Mobile guard
Mamluk
Janissary
Knight (see also: Chivalry)
Crossbow
Pikeman
Samurai
Sipahi
Trebuchet
Bows and arrows were often used by combatants. Egyptians shot arrows from chariots effectively. The crossbow was developed around 500 BC in China, and was used heavily in the Middle Ages. The English/Welsh longbow from the 12th century also became important in the Middle Ages. It helped to give the English a large early advantage in the Hundred Years' War, even though the English were eventually defeated. The Battle of Crécy and the Battle of Agincourt are excellent examples of how to destroy an enemy using a longbow. It dominated battlefields for over a century.
Gunpowder
There is evidence for gunpowder evolving slowly from formulations by Chinese alchemists as early as the 4th century, at first as experiments for life force and metal transmutation, and later experiments as pyrotechnics and incendiaries. By the 10th century, the developments in gunpowder led to many new weapons that were improved over time. The Chinese used incendiary devices based on this in siege warfare against the Mongols starting in the mid 13th century. "Pots with wicks of flax or cotton were used, containing a combination of sulfur, saltpeter (potassium nitrate), aconitine, oil, resin, ground charcoal and wax." Joseph Needham argued the Chinese were able to destroy buildings and walls using such devices. Such experimentation was not present in Western Europe, where the combination of saltpeter, sulfur and charcoal were used exclusively for explosives and as a propellant in firearms. What the Chinese often referred to as the "fire drug" arrived in Europe, fully fleshed out, as gunpowder.
Cannons were first used in Europe in the early 14th century, and played a vital role in the Hundred Years' War. The first cannons were simply welded metal bars in the form of a cylinder, and the first cannonballs were made of stone. By 1346, at the Battle of Crécy, the cannon had been used; at the Battle of Agincourt they would be used again.
The first infantry firearms, from fire lances to hand cannons, were held in one hand, while the explosive charge was ignited by a lit match or hot coal held in the other hand. In the mid-15th century came the matchlock, allowing the gun to be aimed and fired while held steady with both hands, as used in the arquebus. Starting about 1500, clever but complicated firing mechanisms were invented to generate sparks to ignite the powder instead of a lit match, starting with the wheel lock, snaplock, snaphance, and finally the flintlock mechanism, which was simple and reliable, becoming standard with the musket by the early 17th century.
At the beginning of the 16th century, the first European fire ships were used. Ships were filled with flammable materials, set on fire, and sent to enemy lines. This tactic was successfully used by Francis Drake to scatter the Spanish Armada at the Battle of Gravelines, and would later be used by the Chinese, Russians, Greeks, and several other countries in naval battles.
Naval mines were invented in the 17th century, though they were not used in great numbers until the American Civil War. They were used heavily in the First and Second World Wars. Air-deployed naval mines were used to mine the North Vietnamese port of Haiphong during the Vietnam War. The Iraqi Navy of Saddam Hussein used naval mines extensively during the Tanker War, as part of the Iran–Iraq War.
The first navigable submarine was built in 1624 by Cornelius Drebbel, it could cruise at a depth of 15 feet (5 m). However, the first military submarine was constructed in 1885 by Isaac Peral.
The Turtle was developed by David Bushnell during the American Revolution. Robert Fulton then improved the submarine design by creating the Nautilus.
The Howitzer, a type of field artillery, was developed in the 17th century to fire high trajectory explosive shells at targets that could not be reached by flat trajectory projectiles.
Organizational changes resulting in better training and intercommunication, made the concept combined arms possible, allowing the use of infantry, cavalry, and artillery in a coordinated way.
Bayonets also became of wide usage to infantry soldiers. Bayonet is named after Bayonne, France where it was first manufactured in the 16th century. It is used often in infantry charges to fight in hand-to-hand combat. General Jean Martinet introduced the bayonet to the French army. They were used heavily in the American Civil War, and continued to be used in modern wars like the Invasion of Iraq.
Balloons were first used in warfare at the end of the 18th century. It was first introduced in Paris of 1783; the first balloon traveled over 5 miles (8 km). Previously military scouts could only see from high points on the ground, or from the mast of a ship. Now they could be high in the sky, signalling to troops on the ground. This made it much more difficult for troop movements to go unobserved.
At the end of the 18th century, iron-cased artillery rockets were successfully used militarily in India against the British by Tipu Sultan of the Kingdom of Mysore during the Anglo-Mysore Wars. Rockets were generally inaccurate at that time, though William Hale, in 1844, was able to develop a better rocket. The new rocket no longer needed the rocket stick, and had a higher accuracy.
In the 1860s there were a series of advancements in rifles. The first repeating rifle was designed in 1860 by a company bought out by Winchester, which made new and improved versions. Springfield rifles arrived in the mid-19th century also. Machine guns arrived in the late 19th century. Automatic rifles and light machine guns first arrived at the beginning of the 20th century.
In the later part of the 19th century, the self-propelled torpedo was developed. The HNoMS Rap was the world's first torpedo boat.
Early guns and artillery
The fire lance, the predecessor of the gun, was invented in China between the tenth and eleventh century. The barrel was originally designed out of bamboo shoots, later with metal. Joseph Needham notes "all the long preparations and tentative experiments were made in China, and everything came to Islam and the West fully fledged, whether it was the fire lance or the explosive bomb, the rocket or the metal-barrel handgun and bombard." By the 1320s Europe had guns, but scholars state that the exact time and method of migration from China remains a mystery. Evidence of firearms is found in Iran and Central Asia in the late fourteenth century. It was not until roughly 1442 that guns were referenced in India. Reliable references to guns in Russia begins around 1382.
An illustration of a "pot-shaped gun" found in the Holkham Hall Milemete manuscript dated to 1326 shows earliest advent of firearms in European history. The illustration shows an arrow, set in the pot-shaped gun pointed directly at a structure. Archaeological evidence of such "gun arrows" were discovered in Eltz Castle, "dated by relation to a historical event (a feud with the Archbishop of Trier in 1331–36 leading to a siege), seem to confirm again that this was at least one of the types of guns like the Milemete used in these very early examples."
According to Peter Fraser Purton, the best evidence of the earliest gun in Europe is the Loshult gun, dated to the fourteenth century. Discovered in 1861, the Loshult was made of bronze measured 11.8 inches in length. A replica of the Loshult was created, using similar gunpowder compounds with present-day materials, to determine the effectiveness of the weapon. The Gunpowder Research Group, who designed the recreation, found that at high elevations, the Loshult could fire as far as 1300 meters. Though inaccurate, missing targets further than 200 meters, the Loshult could fire a range of projectiles such as arrows and shot. It was determined that the Loshult could be effectively fired at ranks of soldiers and structures.
Written works from the Cabinet des Titres of the Imperial Library of Paris has found evidence of canons in France in 1338. The works illustrate canons being used on-board ships at the Rouen during that time. "...an iron Fire-arm, which was provided with forty-eight bolts, made of iron and freather; also one pound of saltpetre and half a pound of sulphur to make the powder propel arrows."
Researchers have been unable to determine the sizes of these cannons and others, outside the artifacts recovered. Sir Henry Brackenbury was able to surmise the approximate size of these cannons by comparing receipts for both the firearms and the corresponding amounts of gunpowder purchased. The receipts show a transaction for "25 Livres for 5 canons." Brackenbury was able to deduce, when comparing the costs of the cannons and the gunpowder apportioned, that they each iron cannon weighed approximately 25 lbs, while the brass cannons weighed roughly 22 lbs.
Philip the Bold (1363–1404) is credited with creating the most effective artillery power in Europe in the late fourteenth century, effectively creating the Burgundian estate. Philip's development of a large artillery army made the small country a reputable force against larger empires such as England and France. Philip had achieved this by establishing a large scale artillery manufacturing economy in Burgundy. Philip used his new cache of artillery to help the French capture an English-held fortress of Odruik. The artillery used to take Odruik used cannonballs measuring to about 450 pounds.
Large artillery was a major contributing factor to the fall of Constantinople at the hands of Mehmed the Conqueror (1432–1481). Having resigned his position as ruler due to youth and inexperience in 1446, Mehmed moved to the Ottoman capital of Manisa. After his uncle, Murad II died in 1451, Mehmed once again became Sultan. He turned his attention to claiming the Byzantine capital, Constantinople. Mehmed, like Philip, started mass-producing cannons by enticing craftsmen to his cause with money and freedom. For 55 days, Constantinople was bombarded with artillery fire, throwing cannonballs as large as 800 lbs at its walls. On May 29, 1453, Constantinople fell into Ottoman control.
Early firearm tactics
As guns and artillery became more advanced and prevalent, so to did the tactics by which they were implemented. According to Historian Michael Roberts "...a military revolution began with the broad adoption of firearms and artillery by late sixteenth-century European armies." Infantry with firearms replaced cavalry. Empires adapted their strongholds to withstand artillery fire. Eventually drilling strategies and battlefield tactics were adapted for the evolution in firearms use.
In Japan, at the same time during the sixteenth-century, this military evolution was also taking hold. These changes included a universal adoption of firearms, tactical developments for effective use, logistical restructuring within the military itself, and "the emergence of centralized and political and institutional relationships indicative of the early modern order."
Tactically, beginning with Oda Nobunaga, the technique known as "volleying" or countermarch drills were implemented. Volley fire is an organized implementation of firearms, where infantry are structured in ranks. The ranks will alternate between loading and firing positions, allowing more consistent rates of fire and preventing enemies from taking over a position while members reload.
Historical evidence shows that Oda Nobunaga implemented his volley technique successfully in 1575, twenty years before evidence of such a technique is shown in Europe. The first indications of the countermarch technique in Europe was by Lord William Louis of Nassau (1538–1574) in the mid-1590s.
Korea also seemed to be adapting the volley technique, earlier than even the Japanese. "Koreans seem to have employed some kind of volley principle with guns by 1447, when the Korean King Sejong the Great instructed his gunners to shoot their 'fire barrels' in squads of five, taking turns firing and loading."
This was on display during what Kenneth Swope called the First Great East Asian War, when Japan was trying to take control and subjugate Korea. Toyotomi Hideyoshi (1537–1598) made a failed invasion of Korea, which lasted six years, eventually pushed back by the Koreans with the aid of Ming China. Japan, using overwhelming firepower, had many early victories on the Korean peninsulas. Though the Koreans had similar manpower, "the curtain of arrows thrown up by defenders was wiped out by [Japanese] gunfire." After the Japanese were finally pushed back in 1598, sweeping military reforms took place in Korea, largely based on updating and implementing the volley technique with firearms.
It was Qi Jiguang, a Ming Chinese General that provided the original treatise, disseminated to Koreans, that aided in this venture. In these manuals, Qi "...gave detailed instructions in the use of small group tactics, psychological warfare, and other 'modern' techniques." Qi emphasized repetitive drilling, dividing men into smaller groups, separating the strong from weak. Qi's ethos was one of synthesizing smaller groups, trained in various tactical formations, into larger companies, battalions and armies. By doing this they could "operate as eyes, hands, and feet..." aiding to overall unit cohesion.
Modern technologies
At the start of the World Wars, various nations had developed weapons that were a surprise to their adversaries, leading to a need to learn from this, and alter how to combat them. Flame throwers were first used in the First World War. The French were the first to introduce the armored car in 1902. Then in 1918, the British produced the first armored troop carrier. Many early tanks were proof of concept but impractical until further development. In World War I, the British and French held a crucial advantage due to their superiority in tanks; the Germans had only a few dozen A7V tanks, as well as 170 captured tanks. The British and French both had several hundred each. The French tanks included the 13 ton Schneider CA1, with a 75 mm gun, and the British had the Mark IV and Mark V tanks.
On December 17, 1903, the Wright Brothers performed the first controlled, powered, heavier-than-air flight; it went 39 meters (120 ft). In 1907, the first helicopter flew, but it wasn't practical for usage. Aviation became important in World War I, in which several aces gained fame. In 1911 an aircraft took off from a warship for the first time. Landings on a cruiser were another matter. This led to the development of an aircraft carrier with a decent unobstructed flight deck.
Chemical warfare exploded into the public consciousness in World War I but may have been used in earlier wars without as much human attention. The Germans used gas-filled shells at the Battle of Bolimov on January 3, 1915. These were not lethal, however. In April 1915, the Germans developed a chlorine gas that was highly lethal, and used it to moderate effect at the Second Battle of Ypres. Gas masks were invented in matter of weeks, and poison gas proved ineffective at winning battles. It was made illegal by all nations in the 1920s.
World War II gave rise to even more technology. The worth of aircraft grew from mostly reconnaissance to strategic bombing and more. The worth of the aircraft carrier was proved in the battles between the United States and Japan like the Battle of Midway. Radar was independently invented by the Allies and Axis powers. It used radio waves to detect objects. Molotov cocktails were invented by General Franco in the Spanish Civil War, directing the Nationalists to use them against Soviet tanks in the assault on Toledo. The atomic bomb was developed by the Manhattan Project and dropped on Hiroshima and Nagasaki in 1945, quickly and controversially ending World War II.
During the Cold War, the main powers engaged in a Nuclear arms race which comprised the making of atomic bombs, hydrogen bombs, and more advanced nuclear bombs. In the space race, both nations attempted to launch human beings into space, to the moon and send satellites. Other technological advances were centered on intelligence (like the spy satellite) and missiles (ballistic missiles, cruise missiles). The nuclear submarine was invented in 1955. This meant submarines no longer needed to surface as often, and could run more quietly. They evolved into underwater missile platforms.
Periods of military history
Prehistoric warfare
Prehistoric warfare refers to war that occurred between societies without recorded history. The Tollense valley battlefield is the oldest evidence of a large scale battle in Europe. More than 4,000 warriors fought in a battle on the site in the 13th century BC.
Ancient warfare
Much of what we know of ancient history is the history of militaries: their conquests, their movements, and their technological innovations. There are many reasons for this. Kingdoms and empires, the central units of control in the ancient world, could only be maintained through military force. Due to limited agricultural ability, there were relatively few areas that could support large communities, therefore fighting was common.
The Umma–Lagash war was one of the first wars in recorded history, fought between the Sumerian city-states of Lagash and Umma. The border conflict over the fertile Guedena region lasted for several generations.
Weapons and armor, designed to be sturdy, tended to last longer than other artifacts, and thus a great deal of surviving artifacts recovered tend to fall in this category as they are more likely to survive. Weapons and armor were also mass-produced to a scale that makes them quite plentiful throughout history, and thus more likely to be found in archaeological digs.
Such items were also considered signs of prosperity or virtue, and thus were likely to be placed in tombs and monuments to prominent warriors. And writing, when it existed, was often used for kings to boast of military conquests or victories.
Writing, when used by the common man, also tended to record such events, as major battles and conquests constituted major events that many would have considered worthy of recording either in an epic such as the Homeric writings pertaining to the Trojan War, or even personal writings. Indeed, the earliest stories center on warfare, as war was both a common and dramatic aspect of life; the witnessing of a major battle involving many thousands of soldiers would be quite a spectacle, even today, and thus considered worthy both of being recorded in song and art, but also in realistic histories, as well as being a central element in a fictional work.
Lastly, as nation states evolved and empires grew, the increased need for order and efficiency lead to an increase in the number of records and writings. Officials and armies would have good reason for keeping detailed records and accounts involving any and all things concerning a matter such as warfare that, in the words of Sun Tzu, was "a matter of vital importance to the state". For all these reasons, military history comprises a large part of ancient history.
Notable militaries in the ancient world included the Egyptians, Assyrians, Babylonians, Persians, Ancient Greeks (notably the Spartans and Macedonians), Kushites, Indians (notably the Magadhas, Gangaridais, Gandharas and Cholas), Early Imperial Chinese (notably the Qin and Han dynasties), Xiongnu Confederation, Ancient Romans, and Carthaginians.
The fertile crescent of Mesopotamia was the center of several prehistoric conquests. Mesopotamia was conquered by the Sumerians, Akkadians, Babylonians, Assyrians and Persians. Iranians were the first nation to introduce cavalry into their army.
Egypt began growing as an ancient power, but eventually fell to the Libyans, Nubians, Assyrians, Persians, Greeks, Romans, Byzantines and Arabs.
The earliest recorded battle in India was the Battle of the Ten Kings. The Indian epics Mahabharata and Ramayana are centered on conflicts and refer to military formations, theories of warfare and esoteric weaponry. Chanakya's Arthashastra contains a detailed study on ancient warfare, including topics on espionage and war elephants.
Alexander the Great invaded Northwestern India and defeated King Porus in the Battle of the Hydaspes River. The same region was soon re conquered by Chandragupta Maurya after defeating the Macedonians and Seleucids. He also went on to conquer the Nanda Empire and unify Northern India. Most of Southern Asia was unified under his grandson Ashoka the Great after the Kalinga War, though the empire collapsed not long after his reign.
In China, the Shang dynasty and Zhou dynasty had risen and collapsed. This led to a Warring States period, in which several states continued to fight with each other over territory. Philosopher-strategists such as Confucius and Sun Tzu wrote various manuscripts on ancient warfare (as well as international diplomacy).
The Warring States era philosopher Mozi (Micius) and his Mohist followers invented various siege weapons and siegecraft, including the Cloud Ladder (a four-wheeled, extendable ramp) to scale fortified walls during a siege of an enemy city. The warring states were first unified by Qin Shi Huang after a series of military conquests, creating the first empire in China.
His empire was succeeded by the Han dynasty, which expanded into Central Asia, Northern China/Manchuria, Southern China, and present day Korea and Vietnam. The Han came into conflict with settled people such as the Wiman Joseon, and proto-Vietnamese Nanyue. They also came into conflict with the Xiongnu (Huns), Yuezhi, and other steppe civilizations.
The Han defeated and drove the Xiongnus west, securing the city-states along the silk route that continued into the Parthian Empire. After the decline of central imperial authority, the Han dynasty collapsed into an era of civil war and continuous warfare during the Three Kingdoms period in the 3rd century AD.
The Achaemenid Persian Empire was founded by Cyrus the Great after conquering the Median Empire, Neo-Babylonian Empire, Lydia and Asia Minor. His successor Cambyses went on to conquer the Egyptian Empire, much of Central Asia, and parts of Greece, India and Libya. The empire later fell to Alexander the Great after defeating Darius III. After being ruled by the Seleucid dynasty, the Persian Empire was subsequently ruled by the Parthian and Sassanid dynasties, which were the Roman Empire's greatest rivals during the Roman-Persian Wars.
In Greece, several city-states rose to power, including Athens and Sparta. The Greeks successfully stopped two Persian invasions, the first at the Battle of Marathon, where the Persians were led by Darius the Great, and the second at the Battle of Salamis, a naval battle where the Greek ships were deployed by orders of Themistocles and the Persians were under Xerxes I, and the land engagement of the Battle of Plataea.
The Peloponnesian War then erupted between the two Greek powers Athens and Sparta. Athens built a long wall to protect its inhabitants, but the wall helped to facilitate the spread of a plague that killed about 30,000 Athenians, including Pericles. After a disastrous campaign against Syracuse, the Athenian navy was decisively defeated by Lysander at the Battle of Aegospotami.
The Macedonians, underneath Philip II of Macedon and Alexander the Great, invaded Persia and won several major victories, establishing Macedonia as a major power. However, following Alexander's death at an early age, the empire quickly fell apart.
Meanwhile, Rome was gaining power, following a rebellion against the Etruscans. During the three Punic Wars, the Romans defeated the neighboring power of Carthage. The First Punic War centered on naval warfare. The Second Punic War started with Hannibal's invasion of Italy by crossing the Alps. He famously won the encirclement at the Battle of Cannae. However, after Scipio invaded Carthage, Hannibal was forced to follow and was defeated at the Battle of Zama, ending the role of Carthage as a power.
After defeating Carthage the Romans went on to become the Mediterranean's dominant power, successfully campaigning in Greece, (Aemilius Paulus decisive victory over Macedonia at the Battle of Pydna), in the Middle East (Lucius Licinius Lucullus, Gnaeus Pompeius Magnus), in Gaul (Gaius Julius Caesar) and defeating several Germanic tribes (Gaius Marius, Germanicus). While Roman armies suffered several major losses, their large population and ability (and will) to replace battlefield casualties, their training, organization, tactical and technical superiority enabled Rome to stay a predominant military force for several centuries, utilizing well trained and maneuverable armies to routinely overcome the much larger "tribal" armies of their foes (see Battles of Aquae Sextiae, Vercellae, Tigranocerta, Alesia).
In 54 BC the Roman triumvir Marcus Licinius Crassus took the offensive against the Parthian Empire in the east. In a decisive battle at Carrhae Romans were defeated and the golden Aquilae (legionary battle standards) were taken as trophies to Ctesiphon. The battle was one of the worst defeats suffered by the Roman Republic in its entire history.
While successfully dealing with foreign opponents, Rome experienced numerous civil wars, notably the power struggles of Roman generals such as Marius and Sulla during the end of the Republic. Caesar was also notable for his role in the civil war against the other member of the Triumvirate (Pompey) and against the Roman Senate.
The successors of Caesar—Octavian and Mark Anthony—also fought a civil war with Caesar's assassins (Senators Brutus, Cassius, etc.). Octavian and Mark Anthony eventually fought another civil war between themselves to determine the sole ruler of Rome. Octavian emerged victorious and Rome was turned into an empire with a huge standing army of professional soldiers.
By the time of Marcus Aurelius, the Romans had expanded to the Atlantic Ocean in the west and to Mesopotamia in the east and controlled Northern Africa and Central Europe up to the Black Sea. However, Aurelius marked the end of the Five Good Emperors, and Rome quickly fell into decline.
The Huns, Goths, and other barbaric groups invaded Rome, which continued to suffer from inflation and other internal strifes. Despite the attempts of Diocletian, Constantine I, and Theodosius I, western Rome collapsed and was eventually conquered in 476. The Byzantine empire continued to prosper, however.
Medieval warfare
When stirrups came into use some time during the Dark Ages militaries were forever changed. This invention coupled with technological, cultural, and social developments had forced a dramatic transformation in the character of warfare from antiquity, changing military tactics and the role of cavalry and artillery.
Similar patterns of warfare existed in other parts of the world. In China around the 5th century armies moved from massed infantry to cavalry based forces, copying the steppe nomads. The Middle East and North Africa used similar, if often more advanced, technologies than Europe.
In Japan, the Medieval warfare period is considered by many to have stretched into the 19th century. In Africa along the Sahel and Sudan states like the Kingdom of Sennar and Fulani Empire employed Medieval tactics and weapons well after they had been supplanted in Europe.
In the Medieval period, feudalism was firmly implanted, and there existed many landlords in Europe. Landlords often owned castles to protect their territory.
The Islamic Arab Empire began rapidly expanding throughout the Middle East, North Africa, and Central Asia, initially led by Rashidun Caliphate, and later under the Umayyads. While their attempts to invade Europe by way of the Balkans were defeated by Byzantium and Bulgaria, the Arabs expanded to the Iberian Peninsula in the west and the Indus Valley in the east. The Abassids then took over the Arab Empire, though the Umayyads remained in control of Islamic Spain.
At the Battle of Tours, the Franks under Charles Martel stopped short a Muslim invasion. The Abassids defeated the Tang Chinese army at the Battle of Talas, but were later defeated by the Seljuk Turks and the Mongols centuries later, until the Arab Empire eventually came to an end after the Battle of Baghdad in 1258.
In China, the Sui dynasty had risen and conquered the Chen dynasty of the south. They invaded Vietnam (northern Vietnam had been in Chinese control since the Han dynasty), fighting the troops of Champa, who had cavalry mounted on elephants. After decades of economic turmoil and a failed invasion of Korea, the Sui collapsed and was followed by the Tang dynasty, who fought with various Turkic groups, the Tibetans of Lhasa, the Tanguts, the Khitans, and collapsed due to political fragmentation of powerful regional military governors (jiedushi). The innovative Song dynasty followed next, inventing new weapons of war that employed the use of Greek Fire and gunpowder (see section below) against enemies such as the Jurchens.
The Mongols under Genghis Khan, Ögedei Khan, Möngke Khan, and Kublai Khan conquered most of Eurasia. They took over China, Persia, Turkestan, and Russia. After Kublai Khan took power and created the Yuan dynasty, the divisions of the empire ceased to cooperate with each other, and the Mongol Empire was only nominally united.
In New Zealand, prior to European discovery, oral histories, legends and whakapapa include many stories of battles and wars. Māori warriors were held in high esteem. One group of Polynesians migrated to the Chatham Islands, where they developed the largely pacifist Moriori culture. Their pacifism left the Moriori unable to defend themselves when the islands were invaded by mainland Māori in the 1830s.
They proceeded to massacre the Moriori and enslave the survivors. Warrior culture also developed in the isolated Hawaiian Islands. During the 1780s and 1790s the chiefs and alii were constantly fighting for power. After a series of battles the Hawaiian Islands were united for the first time under a single ruler who would become known as Kamehameha I.
Gunpowder warfare
After gunpowder weapons were first developed in Song dynasty China (see also: Technology of the Song dynasty), the technology later spread west to the Ottoman Empire, from where it spread to the Safavid Empire of Persia and the Mughal Empire of India. The arquebus was later adopted by European armies during the Italian Wars of the early 16th century.
This all brought an end to the dominance of armored cavalry on the battlefield. The simultaneous decline of the feudal system—and the absorption of the medieval city-states into larger states—allowed the creation of professional standing armies to replace the feudal levies and mercenaries that had been the standard military component of the Middle Ages.
In Africa, Ahmad ibn Ibrihim al-Ghazi, was the first African commander to use gunpowder on the continent in the Ethiopian–Adal War, that lasted for fourteen years (1529–1543).
The period spanning between the 1648 Peace of Westphalia and the 1789 French Revolution is also known as Kabinettskriege (Princes' warfare) as wars were mainly carried out by imperial or monarchics states, decided by cabinets and limited in scope and in their aims. They also involved quickly shifting alliances, and mainly used mercenaries.
Over the course of the 18th–19th centuries all military arms and services underwent significant developments that included a more mobile field artillery, the transition from use of battalion infantry drill in close order to open order formations and the transfer of emphasis from the use of bayonets to the rifle that replaced the musket, and virtual replacement of all types of cavalry with the universal dragoons, or mounted infantry.
Military Revolution
The Military Revolution is a conceptual schema for explaining the transformation of European military strategy, tactics and technology in the early modern period. The argument is that dramatic advances in technology, government finance, and public administration transformed and modernized European armies, tactics, and logistics. Since warfare was so central to the European state, the transformation had a major impact on modernizing government bureaucracies, taxation, and the national economy. The concept was introduced by Michael Roberts in the 1950s as he focused on Sweden 1560–1660. Roberts emphasized the introduction of muskets that could not be aimed at small targets, but could be very effective when fired in volleys by three ranks of infantry soldiers, with one firing while the other two ranks reloaded. All three ranks march forward to demolish the enemy. The infantry now had the firepower that had been reserved to the artillery, and had mobility that could rapidly advance in the battlefield, which the artillery lacked. The infantry thereby surpassed the artillery in tactical maneuvering on the battlefield. Roberts linked these advances with larger historical consequences, arguing that innovations in tactics, drill and doctrine by the Dutch and Swedes 1560–1660 led to a need for more and better trained troops and thus for permanent forces (standing armies). Armies grew much larger and more expensive. These changes in turn had major political consequences in the level of administrative support and the supply of money, men and provisions, producing new financial demands and the creation of new governmental institutions. "Thus, argued Roberts, the modern art of war made possible—and necessary—the creation of the modern state". In the 1990s the concept was modified and extended by Geoffrey Parker, who argued that developments in fortification and siege warfare caused the revolution. The concept of a military revolution based upon technology has given way to models based more on a slow evolution in which technology plays a minor role to organization, command and control, logistics and in general non-material improvements. The revolutionary nature of these changes was only visible after a long evolution that handed Europe a predominant place in warfare, a place that the industrial revolution would confirm.
The concept of a military revolution in the sixteenth and seventeenth centuries has received a mixed reception among historians. Noted military historians Michael Duffy and Jeremy Black have strongly criticised it as misleading, exaggerated and simplistic.
Industrial warfare
As weapons—particularly small arms—became easier to use, countries began to abandon a complete reliance on professional soldiers in favor of conscription. Technological advances became increasingly important; while the armies of the previous period had usually had similar weapons, the industrial age saw encounters such as the Battle of Sadowa, in which possession of a more advanced technology played a decisive role in the outcome. Conscription was employed in industrial warfare to increase the number of military personnel that were available for combat. Conscription was notably used by Napoleon Bonaparte and the major parties during the two World Wars.
Total war was used in industrial warfare, the objective being to prevent the opposing nation to engage in war. Napoleon was the innovator. William Tecumseh Sherman's "March to the Sea" and Philip Sheridan's burning of the Shenandoah Valley during the American Civil War were examples. On the largest scale the strategic bombing of enemy cities and industrial factories during World War II was total warfare.
Modern warfare
Since the 1940s, preparation for a major war has been based on technological arms races involving all sorts of new weapons systems, such as nuclear and biological, as well as computerized control systems, and the opening of new venues, such as seen in the Space race involving the United States, the Soviet Union, and more recently, China.
Modern war also saw the improvement of armored tank technology. While tanks were present in the First World War, and the Second World War, armored warfare technology came to a head with the start of the Cold War. Many of the technologies commonly seen on main battle tanks today, such as composite armor, high caliber cannons, and advanced targeting systems, would be developed during this time.
A distinctive feature since 1945 is the absence of wars between major powers—indeed the near absence of any traditional wars between established countries. The major exceptions were the Indo-Pakistani War of 1971, the Iran–Iraq War 1980–1988, and the Gulf War of 1990–91. Instead actual fighting has largely been a matter of civil wars and insurgencies. The most recent example of a war between two nation states would be the 2022 Russian invasion of Ukraine.
See also
War Studies
Ancient Greek warfare
Military science
List of military writers
Maritime history
Military globalization
Naval history
Roman warfare
Society for Military History
Military history of ancient Rome
Military history of Africa
Military history of Europe
Military history of Oceania
Military history of North America
Military history of South America
Military history by country
Journal of Military History, scholarly journal
War in History, scholarly journal
War & Society, scholarly journal
History of physical training and fitness
Notes and references
Further reading
Archer, I. John R. Ferris, Holger H. Herwig, and Timothy H. E. Travers. World History of Warfare (2nd ed. 2008) 638 pp
Black, Jeremy. Warfare in the Western World, 1775–1882 (2001) 240 pp.
Black, Jeremy. Warfare in the Western World, 1882–1975 (2002), 256 pp.
Brownstone, David, and Irene M. Franck. Timelines of War: A Chronology of Warfare from 100,000 BC to the Present (1994)
Chambers, John Whiteclay, ed. The Oxford Companion to American Military History (2000) online
Cowley, Robert, and Geoffrey Parker, eds. The Reader's Companion to Military History (2001) coverage by scholars. Complete text online free of 1996 edition
Dear, I. C. B., and M. R. D. Foot, eds. Oxford Companion to World War II (2005; 2nd ed. 2010) online
Doughty, Robert, Ira D. Gruber, Roy K. Flint, and Mark Grimsley. Warfare In The Western World (2 vol 1996), comprehensive textbook; online vol 1 to 1871
Dupuy, R. Ernest and Trevor N. Dupuy. The Encyclopedia of Military History: From 3500 B.C. to the Present (1977), 1465 pp; comprehensive summary focused on wars and battles; online
Dyer, Gwynne. The Shortest History of War: From Hunter-Gatherers to Nuclear SuperpowersA Retelling for Our Times (2022).
Grossman, Mark. World military leaders: a biographical dictionary (Infobase Publishing, 2007).
Holmes, Richard, ed. The Oxford Companion to Military History (2001) 1071 pp; online at OUP
Jones, Archer, The Art of War in the Western World (2001)
Kohn, George C. Dictionary of Wars (3rd ed. 2006) 704 pp; very useful summary across world history
Karsten, Peter. ed., Encyclopedia of War and American Society (3 vols., 2005).
Keegan, John. The Face of Battle (1976) excerpt
Keegan, John. The Price of Admiralty: The Evolution of Naval Warfare (1989)
Lacroix, Paul. Military and religious life in the Middle Ages and at the period of the Renaissance (London: Bickers & Son, 1870)
Lamphear, John, ed. African Military History (Routledge, 2007).
Lawrence, D. R. (2009). The complete soldier: military books and military culture in early Stuart England, 1603-1645. Brill.
Lee, Wayne E. Waging War: Conflict, Culture, and Innovation in World History (2015) excerpt
Lynn, John A. Battle: A Cultural History of Combat and Culture (2003).
Muehlbauer, Matthew S., and David J. Ulbrich, eds. The Routledge History of Global War and Society (Routledge, 2018).
Nolan, Cathal J. The Allure of Battle: A History of How Wars Have Been Won and Lost (2017)
Nolan, Cathal J. The Age of Wars of Religion, 1000–1650: An Encyclopedia of Global Warfare and Civilization (2 vol 2006)
Parkinson, Roger. Encyclopedia of modern war (Routledge, 2021); since 1793.
Roy, Kaushik. A Global History of Pre-Modern Warfare: Before the Rise of the West, 10,000 BCE–1500 CE. (Routledge, 2021).
De Salazar, Gonzalo, "War, Peace and Civilization" [Guerra, paz y civilización], (Madrid: MAEC, 2016).
De Salazar, Gonzalo, "Crime and Armed Conflict" [Crimen y conflicto armado], (Madrid: MAEC, 2018).
Townshend, Charles, ed. The Oxford History of Modern War (2nd ed. 2005)
Trevor, N et al. Encyclopedia of military biography (Bloomsbury 2020).
Tucker, Spencer C., ed.Weapons and Warfare: From Ancient and Medieval Times to the 21st Century (2 vol, ABC-CLIO, 2020).
Tucker, Spencer C., ed. Middle East Conflicts from Ancient Egypt to the 21st Century: An Encyclopedia and Document Collection (4 vol, ABC-CLIO, 2019).
Tucker, Spencer. Encyclopedia of American Military History (2019).
Historiography and memory
Barnett, Correlli, Shelford Bidwell, Brian Bond, and John Terraine. Old Battles and New Defences: Can We Learn from Military History? (1986). online edition
Beaumont, Joan. "Australian military historiography" War & Society 42#1 (2023) pp. 99–121
Black, Jeremy. "Determinisms and Other Issues", Journal of Military History, 68 (Oct. 2004), 1217–1232. in Project MUSE
Black, Jeremy. Rethinking Military History (2004) online edition
Bucholz, Arden. "Hans Delbruck and Modern Military History." The Historian vol 55#3 (1993) pp. 517+.
Chambers II, John Whiteclay. "The New Military History: Myth and Reality", Journal of Military History, 55 (July 1991), 395–406
Chambers, John Whiteclay. "‘All Quiet on the Western Front’ (1930): the antiwar film and the image of the First World War." Historical journal of film, radio and television 14.4 (1994): 377–411.
Charters, David A., Marc Milner, and J. Brent Wilson. eds. Military History and the Military Profession, (1992)
Citino, Robert M. "Military Histories Old and New: A Reintroduction", The American Historical Review Vol. 112, no. 4 (October 2007), pp. 1070–1090 online version
Gill, John H. "From Great Captains to Common Grognards: research opportunities in Napoleonic military history." War & Society 41.1 (2022): 6–84.
Grimsley, Mark. "Why Military History Sucks", Nov. 1996, War Historian.org, online at Why Military History Sucks
Higham, John, ed. A Guide to the Sources of British Military History (2015) 654 pages excerpt
Hughes, Matthew, and W. Philpott, eds. Palgrave Advances in Modern Military History (2006) excerpt
Karsten, Peter. "The 'New' American Military History: A Map of the Territory, Explored and Unexplored", American Quarterly, 36 #3, (1984), 389–418 in JSTOR
Kimball, Jeffrey. "The Influence of Ideology on Interpretive Disagreement: A Report on a Survey of Diplomatic, Military and Peace Historians on the Causes of 20th Century U. S. Wars", History Teacher 17#3 (1984) pp. 355–384 online
Kohn, Richard H. "The Social History of the American Soldier: A Review and Prospectus for Research", American Historical Review, 86 (June 1981), 553–67. in JSTOR
Lee, Wayne E. "Mind and Matter – Cultural Analysis in American Military History: A Look at the State of the Field", Journal of American History, 93 (March 2007), 1116–1142. Fulltext: History Cooperative and Ebsco
Lynn, John A. "Rally Once Again: The Embattled Future of Academic Military History", Journal of Military History, 61 (Oct. 1997), 777–789.
Mearsheimer, John J. Liddell Hart and the Weight of History. (1988). 234 pp.
Messenger, Charles, ed. Reader's Guide to Military History (Routledge, 2001), 948 pp; detailed guide to the historiography of 500 topics excerpt and text search
Morillo, Stephen. What is Military History (2006)
Moyar, Mark. "The Current State of Military History", The Historical Journal (2007), 50: 225–240 online at CJO
Muehlbauer, Matthew S., and David J. Ulbrich, eds. The Routledge History of Global War and Society (2018) The Routledge History of Global War and Society
Muehlbauer, Matthew S., and David J. Ulbrich. Ways of War: American Military History from the Colonial Era to the Twenty-First Century (2018) Ways of War: American Military History from the Colonial Era to the Twenty-First Century
Murray, Williamson and Richard Hart Sinnreich, eds. The Past as Prologue: The Importance of History to the Military Profession (2006).
Noe, Kenneth W., George C. Rable and Carol Reardon. "Battle Histories: Reflections on Civil War Military Studies" Civil War History 53#3 2007. pp. 229+. online edition
Porch, Douglas. "Writing History in the 'End of History' Era: Reflections on Historians and the GWOT" Journal of Military History 2006 70(4): 1065–1079. on war on terror, 2001–present
Reardon, Carol. Soldiers and Scholars: The U.S. Army and the Uses of Military History, 1865–1920. U. Press of Kansas 1990. 270 pp. .
Reid, Brian Holden. "American Military History: the Need for Comparative Analysis." Journal of American History 2007 93(4): 1154–1157.
Reid, Brian Holden, and Joseph G. Dawson III, eds., "Special Issue: The Vistas of American Military History, 1800–1898", American Nineteenth Century History, 7 (June 2006), 139–321.
Riseman, Noah. "The Rise of Indigenous Military History." History Compass (2014) 12#12 pp. 901–911. cover 20th century. .
Rogers, Clifford J. ed. The Military Revolution Debate: Readings On The Military Transformation Of Early Modern Europe (1995)
Sharman, Jason C. "Myths of military revolution: European expansion and Eurocentrism." European Journal of International Relations 24.3 (2018): 491513 online
Schleh, Eugene P. "Books About Film and War." Film & History: An Interdisciplinary Journal of Film and Television Studies 8.1 (1978): 11–14.
Schleh, Eugene P. "All Quiet on the Western Front: A History Teacher's Reappraisal." Film & History 8.4 (1978): 66–69.
Spector, Ronald H. "Teetering on the Brink of Respectability." Journal of American History 2007 93(4): 1158–1160. online
Spiller, Roger. "Military History and its Fictions." Journal of Military History 2006 70(4): 1081–1097. online
Winter, Jay, and Antoine Prost. The Great War in History Debates and Controversies, 1914 to the Present (Cambridge UP, 2005) excerpt
Wolters, Timothy S. "Harvey A. DeWeerd and the Dawn of Academic Military History in the United States." Journal of Military History (Jan 2021) 85#1 pp 95–133.
External links
International Bibliography of Military History of the International Commission of Military History – from Brill.nl
H-WAR, daily discussion group for military historians – from Michigan State University Department of History, H-Net Humanities & Social Sciences Online
Web Sources for Military History – from AmericanHistoryProjects.com
Military History Encyclopedia on the Web
History
History | 0.797717 | 0.995513 | 0.794137 |
Humanities | Humanities are academic disciplines that study aspects of human society and culture, including certain fundamental questions asked by humans. During the Renaissance, the term 'humanities' referred to the study of classical literature and language, as opposed to the study of religion or 'divinity.' The study of the humanities was a key part of the secular curriculum in universities at the time. Today, the humanities are more frequently defined as any fields of study outside of natural sciences, social sciences, formal sciences (like mathematics), and applied sciences (or professional training). They use methods that are primarily critical, speculative, or interpretative and have a significant historical element—as distinguished from the mainly empirical approaches of science.
The humanities include the studies of philosophy, religion, history, language arts (literature, writing, oratory, rhetoric, poetry, etc.), performing arts (theater, music, dance, etc.), and visual arts (painting, sculpture, photography, filmmaking, etc.).
Some definitions of the humanities encompass law and religion due to their shared characteristics, such as the study of language and culture. However, these definitions are not universally accepted, as law and religion are often considered professional subjects rather than humanities subjects. Professional subjects, like some social sciences, are sometimes classified as being part of both the liberal arts and professional development education, whereas humanities subjects are generally confined to the traditional liberal arts education. Although sociology, anthropology, archaeology, linguistics and psychology share some similarities with the humanities, these are often considered social sciences. Similarly, disciplines such as finance, business administration, political science, economics, and global studies have closer ties to the social sciences rather than the humanities.
Scholars in the humanities are called humanities scholars or sometimes humanists. The term humanist also describes the philosophical position of humanism, which antihumanist scholars in the humanities reject. Renaissance scholars and artists are also known as humanists. Some secondary schools offer humanities classes usually consisting of literature, history, foreign language, and art.
Human disciplines like history and language mainly use the comparative method and comparative research. Other methods used in the humanities include hermeneutics, source criticism, esthetic interpretation, and speculative reason.
Etymology
The word humanities comes from the Renaissance Latin phrase studia humanitatis, which translates to study of humanity. This phrase was used to refer to the study of classical literature and language, which was seen as an important aspect of a refined education in the Renaissance. In its usage in the early 15th century, the studia humanitatis was a course of studies that consisted of grammar, poetry, rhetoric, history, and moral philosophy, primarily derived from the study of Latin and Greek classics. The word humanitas also gave rise to the Renaissance Italian neologism umanisti, whence "humanist", "Renaissance humanism".
Fields
Classics
Classics, in the Western academic tradition, refers to the studies of the cultures of classical antiquity, namely Ancient Greek and Latin and the Ancient Greek and Roman cultures. Classical studies is considered one of the cornerstones of the humanities; however, its popularity declined during the 20th century. Nevertheless, the influence of classical ideas on many humanities disciplines, such as philosophy and literature, remains strong.
History
History is systematically collected information about the past. When used as the name of a field of study, history refers to the study and interpretation of the record of humans, societies, institutions, and any topic that has changed over time.
Traditionally, the study of history has been considered a part of the humanities. In modern academia, history can occasionally be classified as a social science, though this definition is contested.
Language
While the scientific study of language is known as linguistics and is generally considered a social science, a natural science or a cognitive science, the study of languages is also central to the humanities. A good deal of twentieth- and twenty-first-century philosophy has been devoted to the analysis of language and to the question of whether, as Wittgenstein claimed, many of our philosophical confusions derive from the vocabulary we use; literary theory has explored the rhetorical, associative, and ordering features of language; and historical linguists have studied the development of languages across time. Literature, covering a variety of uses of language including prose forms (such as the novel), poetry and drama, also lies at the heart of the modern humanities curriculum. College-level programs in a foreign language usually include study of important works of the literature in that language, as well as the language itself.
Law
In everyday language, law refers to a rule that is enforced by a governing institution, as opposed to a moral or ethical rule that is not subject to formal enforcement. The study of law can be seen as either a social science or a humanities discipline, depending on one's perspective. Some see it as a social science because of its objective and measurable nature, while others view it as a humanities discipline because of its focus on values and interpretation. Law is not always enforceable, especially in the international relations context. Law has been defined in various ways, such as "a system of rules", "an interpretive concept" for achieving justice, "an authority" to mediate between people's interests, or "the command of a sovereign" backed by the threat of punishment.
However one likes to think of law, it is a completely central social institution. Legal policy is shaped by the practical application of ideas from many social science and humanities disciplines, including philosophy, history, political science, economics, anthropology, and sociology. Law is politics, because politicians create them. Law is philosophy, because moral and ethical persuasions shape their ideas. Law tells many of history's stories, because statutes, case law and codifications build up over time. Law is also economics, because any rule about contract, tort, property law, labour law, company law and many more can have long-lasting effects on how productivity is organised and the distribution of wealth. The noun law derives from the Old English word lagu, meaning something laid down or fixed, and the adjective legal comes from the Latin word LEX.
Literature
Literature is a term that does not have a universally accepted definition, but which has variably included all written work; writing that possesses literary merit; and language that emphasizes its own literary features, as opposed to ordinary language. Etymologically the term derives from the Latin word literatura/litteratura which means "writing formed with letters", although some definitions include spoken or sung texts. Literature can be classified as fiction or non-fiction; poetry or prose. It can be further distinguished according to major forms such as the novel, short story or drama; and works are often categorised according to historical periods, or according to their adherence to certain aesthetic features or expectations (genre).
Philosophy
Philosophy—etymologically, the "love of wisdom"—is generally the study of problems concerning matters such as existence, knowledge, justification, truth, justice, right and wrong, beauty, validity, mind, and language. Philosophy is distinguished from other ways of addressing these issues by its critical, generally systematic approach and its reliance on reasoned argument, rather than experiments (experimental philosophy being an exception).
Philosophy used to be a very comprehensive term, including what have subsequently become separate disciplines, such as physics. (As Immanuel Kant noted, "Ancient Greek philosophy was divided into three sciences: physics, ethics, and logic.") Today, the main fields of philosophy are logic, ethics, metaphysics, and epistemology. Still, it continues to overlap with other disciplines. The field of semantics, for example, brings philosophy into contact with linguistics.
Since the early twentieth century, philosophy in English-speaking universities has moved away from the humanities and closer to the formal sciences, becoming much more analytic. Analytic philosophy is marked by emphasis on the use of logic and formal methods of reasoning, conceptual analysis, and the use of symbolic and/or mathematical logic, as contrasted with the Continental style of philosophy. This method of inquiry is largely indebted to the work of philosophers such as Gottlob Frege, Bertrand Russell, G.E. Moore and Ludwig Wittgenstein.
Religion
Religious Studies is commonly regarded as a social science. Based on current knowledge, it seems that all known cultures, both in the past and present, have some form of belief system or religious practice. While there may be isolated individuals or groups who do not practice any form of religion, it is not known if there has ever been a society that was entirely devoid of religious belief. The definition of religion is not universal, and different cultures may have different ideas about what constitutes religion. Religion may be characterized with a community since humans are social animals. Rituals are used to bound the community together. Social animals require rules. Ethics is a requirement of society, but not a requirement of religion. Shinto, Daoism, and other folk or natural religions do not have ethical codes. While some religions do include the concept of deities, others do not. Therefore, the supernatural does not necessarily require the existence of deities. Rather, it can be broadly defined as any phenomena that cannot be explained by science or reason. Magical thinking creates explanations not available for empirical verification. Stories or myths are narratives being both didactic and entertaining. They are necessary for understanding the human predicament. Some other possible characteristics of religion are pollutions and purification, the sacred and the profane, sacred texts, religious institutions and organizations, and sacrifice and prayer. Some of the major problems that religions confront, and attempts to answer are chaos, suffering, evil, and death.
The non-founder religions are Hinduism, Shinto, and native or folk religions. Founder religions are Judaism, Christianity, Islam, Confucianism, Daoism, Mormonism, Jainism, Zoroastrianism, Buddhism, Sikhism, and the Baháʼí Faith. Religions must adapt and change through the generations because they must remain relevant to the adherents. When traditional religions fail to address new concerns, then new religions will emerge.
Performing arts
The performing arts differ from the visual arts in that the former uses the artist's own body, face, and presence as a medium, and the latter uses materials such as clay, metal, or paint, which can be molded or transformed to create some art object. Performing arts include acrobatics, busking, comedy, dance, film, magic, music, opera, juggling, marching arts, such as brass bands, and theatre.
Artists who participate in these arts in front of an audience are called performers, including actors, comedians, dancers, musicians, and singers. Performing arts are also supported by workers in related fields, such as songwriting and stagecraft. Performers often adapt their appearance, such as with costumes and stage makeup, etc. There is also a specialized form of fine art in which the artists perform their work live to an audience. This is called Performance art. Most performance art also involves some form of plastic art, perhaps in the creation of props. Dance was often referred to as a plastic art during the Modern dance era.
Musicology
Musicology as an academic discipline can take a number of different paths, including historical musicology, music literature, ethnomusicology and music theory. Undergraduate music majors generally take courses in all of these areas, while graduate students focus on a particular path. In the liberal arts tradition, musicology is also used to broaden skills of non-musicians by teaching skills, including concentration and listening.
Theatre
Theatre (or theater) (Greek "theatron", θέατρον) is the branch of the performing arts concerned with acting out stories in front of an audience using combinations of speech, gesture, music, dance, sound and spectacle — indeed any one or more elements of the other performing arts. In addition to the standard narrative dialogue style, theatre takes such forms as opera, ballet, mime, kabuki, classical Indian dance, Chinese opera, mummers' plays, and pantomime.
Dance
Dance (from Old French dancier, perhaps from Frankish) generally refers to human movement either used as a form of expression or presented in a social, spiritual or performance setting. Dance is also used to describe methods of non-verbal communication (see body language) between humans or animals (bee dance, mating dance), and motion in inanimate objects (the leaves danced in the wind). Choreography is the process of creating dances, and the people who create choreography are known as choreographers. Choreographers use movement, music, and other elements to create expressive and artistic dances. They may work alone or with other artists to create new works, and their work can be presented in a variety of settings, from small dance studios to large theaters.
Definitions of what constitutes dance are dependent on social, cultural, aesthetic, artistic, and moral constraints and range from functional movement (such as Folk dance) to codified, virtuoso techniques such as ballet.
Visual art
History of visual arts
The great traditions in art have a foundation in the art of one of the ancient civilizations, such as Ancient Japan, Greece and Rome, China, India, Greater Nepal, Mesopotamia and Mesoamerica.
Ancient Greek art saw a veneration of the human physical form and the development of equivalent skills to show musculature, poise, beauty and anatomically correct proportions. Ancient Roman art depicted gods as idealized humans, shown with characteristic distinguishing features (e.g., Zeus' thunderbolt).
The emphasis on spiritual and religious themes in Byzantine and Gothic art of the Middle Ages reflected the dominance of the church. However, in the Renaissance, a renewed focus on the physical world was reflected in art forms that depicted the human body and landscape in a more naturalistic and three-dimensional way.
Eastern art has generally worked in a style akin to Western medieval art, namely a concentration on surface patterning and local colour (meaning the plain colour of an object, such as basic red for a red robe, rather than the modulations of that colour brought about by light, shade and reflection). A characteristic of this style is that the local colour is often defined by an outline (a contemporary equivalent is the cartoon). This is evident in, for example, the art of India, Tibet and Japan.
Religious Islamic art forbids iconography, and expresses religious ideas through geometry instead. The physical and rational certainties depicted by the 19th-century Enlightenment were shattered not only by new discoveries of relativity by Einstein and of unseen psychology by Freud, but also by unprecedented technological development. Increasing global interaction during this time saw an equivalent influence of other cultures into Western art.
Media types
Drawing
Drawing is a means of making a picture, using a wide variety of tools and techniques. It generally involves making marks on a surface by applying pressure from a tool, or moving a tool across a surface. Common tools are graphite pencils, pen and ink, inked brushes, wax color pencils, crayons, charcoals, pastels, and markers. Digital tools that simulate the effects of these are also used. The main techniques used in drawing are: line drawing, hatching, crosshatching, random hatching, scribbling, stippling, and blending. A computer aided designer who excels in technical drawing is referred to as a draftsman or draughtsman.
Painting
Literally, painting is the practice of applying pigment suspended in a carrier (or medium) and a binding agent (a glue) to a surface (support) such as paper, canvas or a wall. However, when used in an artistic sense, it means the use of this activity in combination with drawing, composition and other aesthetic considerations in order to manifest the expressive and conceptual intention of the practitioner. Painting has been used throughout history to express spiritual and religious ideas, from mythological scenes on pottery to the frescoes of the Sistine Chapel, to body art.
Colour is highly subjective, but has observable psychological effects, although these can differ from one culture to the next. Black is associated with mourning in the West, but elsewhere white may be. Some painters, theoreticians, writers and scientists, including Goethe, Kandinsky, Isaac Newton, have written their own colour theories. Moreover, the use of language is only a generalization for a colour equivalent. The word "red", for example, can cover a wide range of variations on the pure red of the spectrum. Unlike music, where notes such as C or C# are universally accepted, there is no formalized register of colors. However, the Pantone system is widely used in the printing and design industry to standardize color reproduction.
Modern artists have extended the practice of painting considerably to include, for example, collage. This began with cubism and is not painting in strict sense. Some modern painters incorporate different materials such as sand, cement, straw or wood for their texture. Examples of these are the works of Jean Dubuffet or Anselm Kiefer. Modern and contemporary art has moved away from the historic value of craft in favour of concept (conceptual art); this has led some e.g. Joseph Kosuth to say that painting, as a serious art form, is dead, although this has not deterred the majority of artists from continuing to practise it either as whole or part of their work.
Sculpture involves creating three-dimensional forms out of various materials. These typically include malleable substances like clay and metal but may also extend to material that is cut or shaved down to the desired form, like stone and wood.
History
In the West, the history of the humanities can be traced to ancient Greece, as the basis of a broad education for citizens. During Roman times, the concept of the seven liberal arts evolved, involving grammar, rhetoric and logic (the trivium), along with arithmetic, geometry, astronomy and music (the quadrivium). These subjects formed the bulk of medieval education, with the emphasis being on the humanities as skills or "ways of doing".
A major shift occurred with the Renaissance humanism of the fifteenth century, when the humanities began to be regarded as subjects to study rather than practice, with a corresponding shift away from traditional fields into areas such as literature and history (studia humaniora). In the 20th century, this view was in turn challenged by the postmodernist movement, which sought to redefine the humanities in more egalitarian terms suitable for a democratic society since the Greek and Roman societies in which the humanities originated were elitist and aristocratic.
A distinction is usually drawn between the social sciences and the humanities. Classicist Allan Bloom writes in The Closing of the American Mind (1987):
Today
Education and employment
For many decades, there has been a growing public perception that a humanities education inadequately prepares graduates for employment. The common belief is that graduates from such programs face underemployment and incomes too low for a humanities education to be worth the investment.
Humanities graduates find employment in a wide variety of management and professional occupations. In Britain, for example, over 11,000 humanities majors found employment in the following occupations:
Education (25.8%)
Management (19.8%)
Media/Literature/Arts (11.4%)
Law (11.3%)
Finance (10.4%)
Civil service (5.8%)
Not-for-profit (5.2%)
Marketing (2.3%)
Medicine (1.7%)
Other (6.4%)
Many humanities graduates may find themselves with no specific career goals upon graduation, which can lead to lower incomes in the early stages of their career. On the other hand, graduates from more career-oriented programs often find jobs more quickly. However, the long-term career prospects of humanities graduates may be similar to those of other graduates, as research shows that by five years after graduation, they generally find a career path that appeals to them.
There is empirical evidence that graduates from humanities programs earn less than graduates from other university programs. However, the empirical evidence also shows that humanities graduates still earn notably higher incomes than workers with no postsecondary education, and have job satisfaction levels comparable to their peers from other fields. Humanities graduates also earn more as their careers progress; ten years after graduation, the income difference between humanities graduates and graduates from other university programs is no longer statistically significant. Humanities graduates can boost their incomes if they obtain advanced or professional degrees.
Humanities majors are sought after in many areas of business, specifically for their critical thinking and problem solving skills. While often considered "soft skills", Humanities majors gain skills such as, "include persuasive written and oral communication, creative problem-solving, teamwork, decision-making, self-management, and critical analysis".
In the United States
The Humanities Indicators
The Humanities Indicators, unveiled in 2009 by the American Academy of Arts and Sciences, are the first comprehensive compilation of data about the humanities in the United States, providing scholars, policymakers and the public with detailed information on humanities education from primary to higher education, the humanities workforce, humanities funding and research, and public humanities activities. Modeled after the National Science Board's Science and Engineering Indicators, Humanities Indicators are a source of reliable benchmarks to guide analysis of the state of the humanities in the United States.
The Humanities in American Life
The 1980 United States Rockefeller Commission on the Humanities described the humanities in its report, The Humanities in American Life:
Through the humanities we reflect on the fundamental question: What does it mean to be human? The humanities offer clues but never a complete answer. They reveal how people have tried to make moral, spiritual, and intellectual sense of a world where irrationality, despair, loneliness, and death are as conspicuous as birth, friendship, hope, and reason.
In liberal arts education
The Commission on the Humanities and Social Sciences 2013 report, The Heart of the Matter, supports the notion of a broad "liberal arts education", which includes study in disciplines from the natural sciences to the arts as well as the humanities.
Many colleges provide such an education; some require it. The University of Chicago and Columbia University were among the first schools to require an extensive core curriculum in philosophy, literature, and the arts for all students. Other colleges with nationally recognized, mandatory programs in the liberal arts are Fordham University, St. John's College, Saint Anselm College and Providence College. Prominent proponents of liberal arts in the United States have included Mortimer J. Adler and E. D. Hirsch, Jr.
As a major
In 1950, 1.2% of Americans aged 22 had earned a degree in the humanities. By 2010, this figure had risen to 2.6%. This represents a doubling of the number of Americans with degrees in the humanities over a 60-year period. The increase in the number of Americans with humanities degrees is in part due to the overall rise in college enrollment in the United States. In 1940, 4.6% of Americans had a four-year degree, but by 2016, this figure had risen to 33.4%. This means that the total number of Americans with college degrees has increased significantly, resulting in a greater number of people with degrees in the humanities as well. The proportion of degrees awarded in the humanities has declined in recent decades, even as the overall number of people with humanities degrees has increased. In 1954, 36 percent of Harvard undergraduates majored in the humanities, but in 2012, only 20 percent took that course of study. As recently as 1993, the humanities accounted for 15% of the bachelor's degrees awarded by colleges and universities in the United States. As of 2022, they accounted for less than 9%.
In the digital age
Researchers in the humanities have developed numerous large- and small-scale digital corporations, such as digitized collections of historical texts, along with the digital tools and methods to analyze them. Their aim is both to uncover new knowledge about corpora and to visualize research data in new and revealing ways. Much of this activity occurs in a field called the digital humanities.
STEM
Politicians in the United States currently espouse a need for increased funding of the STEM fields, science, technology, engineering, mathematics. Federal funding represents a much smaller fraction of funding for humanities than other fields such as STEM or medicine. The result was a decline of quality in both college and pre-college education in the humanities field.
Three-term Louisiana Governor, Edwin Edwards acknowledged the importance of the humanities in a 2014 video address to the academic conference, Revolutions in Eighteenth-Century Sociability. Edwards said:
Without the humanities to teach us how history has succeeded or failed in directing the fruits of technology and science to the betterment of our tribe of homo sapiens, without the humanities to teach us how to frame the discussion and to properly debate the uses-and the costs-of technology, without the humanities to teach us how to safely debate how to create a more just society with our fellow man and woman, technology and science would eventually default to the ownership of—and misuse by—the most influential, the most powerful, the most feared among us.
In Europe
The value of the humanities debate
The contemporary debate in the field of critical university studies centers around the declining value of the humanities. As in America, there is a perceived decline in interest within higher education policy in research that is qualitative and does not produce marketable products. This threat can be seen in a variety of forms across Europe, but much critical attention has been given to the field of research assessment in particular. For example, the UK [Research Excellence Framework] has been subject to criticism due to its assessment criteria from across the humanities, and indeed, the social sciences. In particular, the notion of "impact" has generated significant debate.
Philosophical history
Citizenship and self-reflection
Since the late 19th century, a central justification for the humanities has been that it aids and encourages self-reflection—a self-reflection that, in turn, helps develop personal consciousness or an active sense of civic duty.
Wilhelm Dilthey and Hans-Georg Gadamer centered the humanities' attempt to distinguish itself from the natural sciences in humankind's urge to understand its own experiences. This understanding, they claimed, ties like-minded people from similar cultural backgrounds together and provides a sense of cultural continuity with the philosophical past.
Scholars in the late 20th and early 21st centuries extended that "narrative imagination" to the ability to understand the records of lived experiences outside of one's own individual social and cultural context. Through that narrative imagination, it is claimed, humanities scholars and students develop a conscience more suited to the multicultural world we live in. That conscience might take the form of a passive one that allows more effective self-reflection or extend into active empathy that facilitates the dispensation of civic duties a responsible world citizen must engage in. There is disagreement, however, on the level of influence humanities study can have on an individual and whether or not the understanding produced in humanistic enterprise can guarantee an "identifiable positive effect on people".
Humanistic theories and practices
There are three major branches of knowledge: natural sciences, social sciences, and the humanities. Technology is the practical extension of the natural sciences, as politics is the extension of the social sciences. Similarly, the humanities have their own practical extension, sometimes called "transformative humanities" (transhumanities) or "culturonics" (Mikhail Epstein's term):
Nature – natural sciences – technology – transformation of nature
Society – social sciences – politics – transformation of society
Culture – human sciences – culturonics – transformation of culture
Technology, politics and culturonics are designed to transform what their respective disciplines study: nature, society, and culture. The field of transformative humanities includes various practicies and technologies, for example, language planning, the construction of new languages, like Esperanto, and invention of new artistic and literary genres and movements in the genre of manifesto, like Romanticism, Symbolism, or Surrealism.
Truth and meaning
The divide between humanistic study and natural sciences informs arguments of meaning in humanities as well. What distinguishes the humanities from the natural sciences is not a certain subject matter, but rather the mode of approach to any question. Humanities focuses on understanding meaning, purpose, and goals and furthers the appreciation of singular historical and social phenomena—an interpretive method of finding "truth"—rather than explaining the causality of events or uncovering the truth of the natural world. Apart from its societal application, narrative imagination is an important tool in the (re)production of understood meaning in history, culture and literature.
Imagination, as part of the tool kit of artists or scholars, helps create meaning that invokes a response from an audience. Since a humanities scholar is always within the nexus of lived experiences, no "absolute" knowledge is theoretically possible; knowledge is instead a ceaseless procedure of inventing and reinventing the context a text is read in. Poststructuralism has problematized an approach to the humanistic study based on questions of meaning, intentionality, and authorship. In the wake of the death of the author proclaimed by Roland Barthes, various theoretical currents such as deconstruction and discourse analysis seek to expose the ideologies and rhetoric operative in producing both the purportedly meaningful objects and the hermeneutic subjects of humanistic study. This exposure has opened up the interpretive structures of the humanities to criticism that humanities scholarship is "unscientific" and therefore unfit for inclusion in modern university curricula because of the very nature of its changing contextual meaning.
Pleasure, the pursuit of knowledge and scholarship
Some, like Stanley Fish, have claimed that the humanities can defend themselves best by refusing to make any claims of utility. (Fish may well be thinking primarily of literary study, rather than history and philosophy.) Any attempt to justify the humanities in terms of outside benefits such as social usefulness (say increased productivity) or in terms of ennobling effects on the individual (such as greater wisdom or diminished prejudice) is ungrounded, according to Fish, and simply places impossible demands on the relevant academic departments. Furthermore, critical thinking, while arguably a result of humanistic training, can be acquired in other contexts. And the humanities do not even provide any more the kind of social cachet (what sociologists sometimes call "cultural capital") that was helpful to succeed in Western society before the age of mass education following World War II.
Instead, scholars like Fish suggest that the humanities offer a unique kind of pleasure, a pleasure based on the common pursuit of knowledge (even if it is only disciplinary knowledge). Such pleasure contrasts with the increasing privatization of leisure and instant gratification characteristic of Western culture; it thus meets Jürgen Habermas' requirements for the disregard of social status and rational problematization of previously unquestioned areas necessary for an endeavor which takes place in the bourgeois public sphere. In this argument, then, only the academic pursuit of pleasure can provide a link between the private and the public realm in modern Western consumer society and strengthen that public sphere that, according to many theorists, is the foundation for modern democracy.
Others, like Mark Bauerlein, argue that professors in the humanities have increasingly abandoned proven methods of epistemology (I care only about the quality of your arguments, not your conclusions.) in favor of indoctrination (I care only about your conclusions, not the quality of your arguments.). The result is that professors and their students adhere rigidly to a limited set of viewpoints, and have little interest in, or understanding of, opposing viewpoints. Once they obtain this intellectual self-satisfaction, persistent lapses in learning, research, and evaluation are common.
Romanticization and rejection
Implicit in many of these arguments supporting the humanities are the makings of arguments against public support of the humanities. Joseph Carroll asserts that we live in a changing world, a world where "cultural capital" is replaced with scientific literacy, and in which the romantic notion of a Renaissance humanities scholar is obsolete. Such arguments appeal to judgments and anxieties about the essential uselessness of the humanities, especially in an age when it is seemingly vitally important for scholars of literature, history and the arts to engage in "collaborative work with experimental scientists or even simply to make "intelligent use of the findings from empirical science."
Despite many humanities based arguments against the humanities some within the exact sciences have called for their return. In 2017, Science popularizer Bill Nye retracted previous claims about the supposed 'uselessness' of philosophy. As Bill Nye states, "People allude to Socrates and Plato and Aristotle all the time, and I think many of us who make those references don't have a solid grounding," he said. "It's good to know the history of philosophy." Scholars, such as biologist Scott F. Gilbert, make the claim that it is in fact the increasing predominance, leading to exclusivity, of scientific ways of thinking that need to be tempered by historical and social context. Gilbert worries that the commercialization that may be inherent in some ways of conceiving science (pursuit of funding, academic prestige etc.) need to be examined externally. Gilbert argues:
See also
Art school
Discourse analysis
Outline of the humanities (humanities topics)
Great Books
Great Books programs in Canada
Liberal arts
Social sciences
Humanities, arts, and social sciences
Human science
The Two Cultures
List of academic disciplines
Public humanities
STEAM fields
Tinbergen's four questions
Environmental humanities
References
External links
Society for the History of the Humanities
Institute for Comparative Research in Human and Social Sciences (ICR) – Japan (archived 15 April 2016)
The American Academy of Arts and Sciences – US
Humanities Indicators – US
National Humanities Center – US (archived 7 July 2007)
The Humanities Association – UK
National Humanities Alliance
National Endowment for the Humanities – US
Australian Academy of the Humanities
National
American Academy Commission on the Humanities and Social Sciences
"Games and Historical Narratives" by Jeremy Antley – Journal of Digital Humanities
Film about the Value of the Humanities
Humans
Main topic articles
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Middle Ages | In the history of Europe, the Middle Ages or medieval period (also spelt mediaeval or mediæval) lasted from approximately 500 to 1500 AD. It is the second of the three traditional divisions of Western history: antiquity, medieval, and modern. Major developments include the economic predominance of agriculture, exploitation of the peasantry, slow inter-regional communication, the importance of personal relationships in power structures, and the weakness of state administration. The period is sometimes subdivided into the Early, High, and Late Middle Ages, and the early medieval period is alternatively referred to as the Dark Ages.
Population decline, counterurbanisation, the collapse of centralised authority, the mass migration of tribes (mainly Germanic peoples), and Christianisation, which had begun in late antiquity, continued into the Early Middle Ages. The movement of peoples led to the disintegration of the Western Roman Empire and the rise of new kingdoms. In the post-Roman world, taxation declined, the army was financed through land grants, and the blending of Later Roman civilisation and the invaders' traditions is well documented. The Eastern Roman Empire (or Byzantine Empire) survived, but lost the Middle East and North Africa to Muslim conquerors in the . Although the Carolingian dynasty of the Franks reunited many of the Western Roman lands by the early , the Carolingian Empire quickly fell apart into competing kingdoms which later fragmented into autonomous duchies and lordships.
During the High Middle Ages, which began after 1000, the population of Europe increased greatly as the Medieval Warm Period allowed crop yields to increase, and technological and agricultural innovations introduced a "commercial revolution". Slavery nearly disappeared, and peasants could improve their status by colonising faraway regions in return for economic and legal concessions. New towns developed from local commercial centers, and urban artisans united into local guilds to protect their common interests. Western church leaders accepted papal supremacy to get rid of lay influence, which accelerated the separation of the western Catholic and eastern Orthodox Churches and triggered the Investiture Controversy between the papacy and secular powers. With the spread of heavy cavalry, a new aristocracy stabilised their position through strict inheritance customs. In the system of feudalism, noble knights owed military service to their lords in return for the lands they had received in fief. Stone castles were built in regions where central authority was weak, but state power was on the rise by the end of the period. The settlement of Western European peasants and aristocrats towards the eastern and southern peripheries of Europe, often spurred by crusades, led to the expansion of Latin Christendom. The spread of cathedral schools and universities stimulated a new method of intellectual discussion, with an emphasis on rational argumentation known as scholasticism. Mass pilgrimages prompted the construction of massive Romanesque churches, while structural innovations led to the development of the more delicate Gothic architecture.
Calamities which included a great famine and the Black Death, which reduced the population by , began the Late Middle Ages in the . Conflicts between ethnic and social groups intensified and local conflicts often escalated into full-scale warfare, such as the Hundred Years' War. By the end of the period, the Byzantine Empire and the Balkan states were conquered by a new Muslim power, the Ottoman Empire. In the Iberian Peninsula, Christian kingdoms won their centuries-old war against their Muslim neighbours. The prominence of personal faith is well documented, but the Western Schism and dissident movements condemned as heresies presented a significant challenge to traditional power structures in the Western Church. Humanist scholars began to emphasise human dignity, and Early Renaissance architects and artists revived several elements of classical culture in Italy. During the last medieval century, naval expeditions in search for new trade routes introduced the Age of Discovery.
Terminology and periodisation
The Middle Ages is the second of the three major periods in the most enduring scheme of analysing European history: antiquity, the Middle Ages and the modern era. The Italian Leonardo Bruni (d. 1444) was the first to use tripartite periodisation in 1442, and it became standard with the German historian Christoph Cellarius (d. 1707). The adjective "medieval" or "mediaeval", pertaining to the Middle Ages, derives from ("middle age"), a Neo-Latin term first recorded in 1604.
It customarily spans the period between and 1500, but its start and end years are arbitrary. A common starting point, first used by Bruni, is 476: the year the last Western Roman Emperor was deposed. There is no universally-agreed-upon end date; the most frequently-used dates include 1453 (the fall of Constantinople), 1492 (Christopher Columbus's first voyage to the Americas), and 1517 (the beginning of the Protestant Reformation).
Europe, according to historian Miri Rubin, "did not live to a single rhythm over this period". Christianisation, the conversion of Europe to Christianity, took place in waves, and (re)urbanisation began in different regions at different times. Scholarly consensus characterises the period by the economic predominance of agriculture, exploitation of the peasantry, the importance of interpersonal relations—violence, patronage, kinship, and charisma—in power structures, slow inter-regional communication, and a fragile state bureaucracy.
Historians from Romance language-speaking countries tend to divide the Middle Ages into two parts: early ("high") and late ("low"). English-speaking historians, following their German counterparts, generally subdivide the period into thirds: Early, High, and Late. During the , the Middle Ages were often known as the Dark Ages; with the adoption of the three subdivisions in the early , however, use of that term was restricted to the Early Middle Ages. Historians who regard the Middle Ages as a Eurocentric concept tend to avoid its use in global history, although studies of "Medieval India", the "Muslim Middle Ages", and similar subjects are not uncommon.
Sources
Certain aspects of medieval society (including the lives of women or slaves) are poorly documented, which limits a comprehensive study of the period. The systematic publication of medieval written sources began with the by Ludovico Muratori (d. 1750), which was followed by similar series such as the in Germany and the Rolls Series in the United Kingdom. These large collections primarily contain annals, chronicles and other narrative sources focusing on the deeds of powerful men. Professional historians treat medieval narratives cautiously, since they are often filled with distorted facts or unrealistic information. Documents of state or church administration such as royal charters and chrysobulls are indispensable sources of medieval history, although many are forged. Other written sources include graffiti, seals, and letters.
Since the 1950s, archaeology has significantly contributed to studying the history of poorly-documented regions, periods, and groups (such as peasantry); chronological dating, however, is still uncertain. Legislation may influence archaeological research. New finds of coins and hoards are frequently exhibited in jurisdictions with liberal regulation such as England and Wales, but in other countries (such as Italy) finds from unofficial excavations are seldom published. Although medieval images and sculptures may provide useful information about everyday life, a critical approach is necessary; irony, satire, and anachronism were popular stylistic devices of medieval artists.
Later Roman Empire
The Roman Empire reached its greatest territorial extent during the , and the following two centuries saw the slow decline of Roman control of its outlying territories. Runaway inflation, external pressure on the frontiers, and outbreaks of plague combined to create the Crisis of the Third Century. The army doubled in size and military expenses steadily increased, primarily in response to the war with the Sasanian Empire. The need for revenue led to increased taxes, more centralised and bureaucratic state administration, and a decline in numbers of the curial (landowning) class. Emperor Diocletian split the empire into separately-administered eastern and western halves in 286. This system, which eventually had two senior and two junior co-emperors (known as the Tetrarchy) stabilised the imperial government for about two decades. After a period of civil war, Constantine the Great (r. 306–37) restored internal peace and re-founded the city of Byzantium as the eastern capital of Constantinople in 330.
Roman society stabilised in a new form which differed from the earlier classical period, with a widening gulf between rich and poor and a decline in the vitality of smaller towns. Another change was the Christianisation of the Roman Empire accelerated by the conversion of Constantine, although Christianity emerged as the empire's dominant religion only at the end of the . Debates about Christian theology intensified, and those who persisted with theological views condemned at the ecumenical councils faced persecution. Heretical views survived through proselytising campaigns outside the empire or because of local ethnic-group support; examples include Arianism among the Germanic peoples and monophysitism in Egypt and Syria. Judaism remained tolerated, although legislation limited Jewish rights.
The early Christians developed their own symbolism by the , often by reinterpreting popular motifs of pagan Roman art. The solemnity of later Roman artists' abstract style effectively visualised Christian messages, and Christ's enthroned figure became a principal element of early Christian art. Under Constantine, basilicas (large halls which had been used for administrative and commercial purposes) were adapted for Christian worship. The first illuminated manuscripts—hand-written books decorated with colourful miniatures—were produced with the spread of silent reading in the .
Civil wars between rival emperors diverted soldiers from the empire's frontier forces, allowing invaders to encroach beginning in the mid-. Although these movements of peoples have been described as "invasions", they were often not just military expeditions but mass migrations into the empire. In 376, hundreds of thousands of Goths fleeing from the Huns received permission from Emperor Valens (r. 364–78) to settle in Roman territory in the Balkans. The settlement did not go smoothly and, when Roman officials mishandled the situation, the Goths began to raid and plunder. Valens, attempting to put down the disorder, was killed fighting the Goths at the Battle of Adrianople. The Alans, Vandals, and Suebi crossed into Gaul in 406, and into present-day Spain in 409; a year later, the Visigoths (a Gothic group) sacked the city of Rome. The Franks, Alemanni, and the Burgundians ended up in Gaul; the Germanic groups now collectively known as Anglo-Saxons settled in Britain, and the Vandals conquered the province of Africa. The Hunnic king Attila (r. 434–53) led invasions into the Balkans in 442 and 447, Gaul in 451 and Italy in 452, but his Hunnic confederation fell apart after his death.
To deal with the migrations, the Eastern Roman elites combined the deployment of armed forces with gifts and grants of offices to the tribal leaders; the Western aristocrats failed to support the army and refused to pay tribute to prevent invasions by the tribes. These invasions led to the division of the western part of the empire into smaller political units, ruled by the invading tribes. The 5th-century emperors were often controlled by military strongmen such as Stilicho (d. 408), Aetius (d. 454), Ricimer (d. 472), or Odoacer (d. 493), who were partly (or fully) non-Roman. Odoacer deposed Romulus Augustulus (r. 475–76), the last western emperor, assumed the title of (king) and took full control of Italy, although in theory he ruled as a representative of the eastern emperor Zeno (r. 474–91). The Eastern Roman Empire (known as the Byzantine Empire after the fall of its western counterpart) had little ability to control the lost western territories, but its emperors maintained a claim on them.
Early Middle Ages
Post-Roman kingdoms
In the post-Roman world, the fusion of Roman culture with the customs of the invading tribes is well documented. Popular assemblies, which allowed free male tribal members more say in political matters than had been common in the Roman state, developed into legislative and judicial bodies. Much of the scholarly and written culture of the new political entities was based on Roman intellectual traditions. Many no longer supported their armies through taxes, instead relying on granting them land or rent; with less need for large tax revenues, the taxation systems declined.
In Britain, the Celtic Britons' culture had little impact on the Anglo-Saxon way of life, but the linguistic assimilation of the natives to the newcomers is evident. By , new political centres emerged; some local leaders accumulated considerable wealth, and a number of small kingdoms (such as Wessex and Mercia) were formed. Smaller kingdoms in present-day Wales and Scotland were still under the control of the native Britons and Picts. Ireland was divided into even smaller political units, perhaps as many as 150 tribal kingdoms.
The Ostrogoths moved to Italy from the Balkans under Theoderic the Great (r. 493–526). He set up a kingdom marked by its co-operation between the natives and the conquerors. Power struggles between Romanised and traditionalist Ostrogothic groups followed his death, providing the opportunity for the Byzantines to reconquer Italy. The Burgundians settled in Gaul, where they reorganised their kingdom. Elsewhere in Gaul, the Franks and Celtic Britons established stable polities. Francia was centred in northern Gaul, and the first king about whom much is known is Childeric I (d. 481). Under his son Clovis I (r. 509–11), the founder of the Merovingian dynasty, the Frankish kingdom expanded and converted to Christianity. Unlike other Germanic peoples, the Franks preferred mainstream Christianity to Arianism; this facilitated their cooperation with the native Gallo-Roman aristocracy. Britons fleeing from —present-day Great Britain—settled in what is now Brittany.
Other monarchies were established by the Visigoths in the Iberian Peninsula, the Suebi in northwestern Iberia, the Vandals in North Africa, and the Lombards in northern Italy. Coming from the Asian steppes, the nomadic Avars conquered most Slavic, Turkic and Germanic tribes in the lowlands along the lower and middle Danube by the end of the 6th century. Another steppe people (the Bulgars) defeated a Byzantine imperial army in 681 and established the First Bulgarian Empire, subjugating the local Slavic tribes near the Danube Delta.
The settlement of peoples was accompanied by changes in language. Latin, the literary language of the Western Roman Empire, was gradually replaced by vernacular languages (which evolved from Latin) collectively known as Romance languages. Greek remained the language of the Byzantine Empire, but Slav migrations expanded the area of Slavic languages in central and eastern Europe.
Byzantine survival
The Eastern Roman Empire remained intact and experienced an economic revival which lasted into the early . Political life was marked by closer relations between the political state and the Christian Church, with theological matters assuming an importance in Eastern politics that they did not have in Western Europe. Legal developments included the codification of Roman law; the most comprehensive compilation, the , was made under Emperor Justinian (r. 527–65). The Byzantines regularly employed eunuchs for administrative tasks or as guardians or tutors of women and children, since they considered castrated men exceptionally intelligent and loyal servants.
Justinian nearly died during the Nika riots, a popular revolt that destroyed half of Constantinople in 532. After crushing the revolt, he reinforced the autocratic elements of the imperial government and mobilised his troops against the western Arian kingdoms. The general Belisarius (d. 565) seized North Africa from the Vandals and attacked the Ostrogoths, but his campaign was interrupted by an unexpected Sasanian invasion from the east. Between 541 and 543, a deadly outbreak of plague decimated the empire. Justinian developed an extensive system of border forts to compensate for the lack of military personnel, but stopped maintaining the public roads. He resumed his expansionism in a decade, completing the conquest of the Ostrogothic kingdom and seizing much of southern Spain from the Visigoths.
Justinian's re-conquests and building program have been criticised by historians for bringing his realm to the brink of bankruptcy, but many of the difficulties faced by his successors were due to other factors (including the massive expansion of the Avars and their Slav allies). Eastern border defences collapsed during a new war with the Sasanian Empire, and the Persians seized Egypt, Syria, and much of Anatolia. The Avars, Slavs and Persians attacked Constantinople in 626, but could not conquer it. Emperor Heraclius (r. 610–41) launched an unexpected counterattack against the heart of the Sassanian Empire two years later, recovering the territories previously lost to the Persians.
Western society
In Western Europe, values attached to Latin scholarship and education largely disappeared. Although literacy remained important, it became a practical skill rather than an indication of status. By the late , the principal means of religious instruction were music and art rather than books. Most intellectual efforts imitated classical scholarship, but some original works were also created. The writings of Sidonius Apollinaris (d. 489), Cassiodorus (d. ), and Boethius (d. ) were typical of the age. Aristocratic culture focused on great feasts rather than literary pursuits. Family ties among the elites were important, as were the virtues of loyalty, courage, and honour; these ties led to the prevalence of feuds in aristocratic society. Most feuds seem to have ended quickly, with the payment of compensation.
Women participated in aristocratic society primarily as wives and mothers, with the mother of an underage ruler especially prominent in Francia. The lack of many child rulers in Anglo-Saxon society meant a lesser role for women as queen mothers, but this was countered by the increased role played by abbesses of monasteries. Women's influence on politics was fragile, and early medieval authors tended to depict powerful women in a bad light. Women were more respected in Scandinavian societies; a Viking woman could demand compensation from her husband for domestic violence, act as a seeress, or even command ships. Women usually died at a considerably younger age than men, primarily due to complications at childbirth. The disparity in numbers between marriageable women and men led to the detailed regulation of legal institutions protecting women's interests, including their right to the ("morning gift"). Early medieval laws acknowledged a man's right to have long-term sexual relationships with women other than his wife (such as concubines), but women were expected to remain faithful. Clerics censured sexual unions outside marriage, and monogamy also became the norm of secular law in the .
Landholding patterns were not uniform; some areas had greatly fragmented holdings but large, contiguous blocks of land were the norm in other areas. These differences permitted a wide variety of peasant societies, some dominated by aristocratic landholders and others with a great deal of autonomy. Land settlement also varied greatly. Some peasants lived in large settlements with as many as , and others on isolated farms. Since legislation made a clear distinction between free and unfree, there was no sharp difference between the legal status of the free peasant and the aristocrat; it was possible for a free peasant's family to rise to the aristocracy through military service. Demand for slaves was covered with warring and raids. After the Anglo-Saxons' conversion to Christianity, slave hunters mainly targeted the pagan Slav tribes; the English word "slave" derives from , the Medieval Latin term for Slavs. Christian ethics brought about significant changes in the position of slaves during the 7th and 8th centuries, since their right to a more humane treatment was enacted.
City life and culture were declining. Although the northern Italian cities remained inhabited, they decreased significantly in size. Cities also shrank in northern Europe, and civic monuments and other public buildings were raided for building materials. Jewish communities survived in Spain, southern Gaul and Italy. The Visigothic kings made concentrated efforts to convert the Hispanic Jews to Christianity, but the Jewish community quickly revived after the Muslim conquest of Spain. Muslim rulers employed Jewish courtiers, but Christian legislation forbade the appointment of Jews to government positions.
Rise of Islam
Religious beliefs were in flux along the Eastern Roman and Persian frontiers, as state-sponsored Roman missionaries proselytised among the pagan steppe peoples and the Persians made attempts to enforce Zoroastrianism on the Christian Armenians. The emergence of Islam in Arabia during the lifetime of Muhammad (d. 632) brought about more radical changes. After his death, Islamic forces conquered Syria, Persia, and Egypt. The Eastern Romans halted the Muslim expansion at Constantinople in 674–78 and 717–18; in the west, Islamic troops conquered North Africa, annihilated the Visigothic Kingdom in 711, and invaded southern Gaul beginning in 713.
The conquerors bypassed the mountainous northwestern region of the Iberian Peninsula and a small kingdom, Asturias, emerged as the centre of local resistance. The defeat of Muslim forces at the Battle of Tours in 732 led to the reconquest of southern France by the Franks, but the main reason for the halt of Islamic growth in Europe was the overthrow of the Umayyad Caliphate and its replacement by the Abbasid Caliphate. The Abbasids were concerned with the Middle East, losing control of portions of the Muslim lands in the west. Umayyad descendants took over Al-Andalus (or Muslim Spain), the Aghlabids controlled North Africa, and the Tulunids became rulers of Egypt. The Islamisation of the countryside in Al-Andalus was slow. Christians were regularly employed in state administration, but violent inter-religious conflicts could lead to their mass migration to the north. Except for Byzantium, Muslim Spain was the only place in Europe where eunuchs played a preeminent role in administration and social life, holding positions such as guardians of religious shrines or harem servants.
Trade and economy
As migrations and conquests disrupted trade networks throughout the old Roman lands, goods from long-range trade were replaced with local products. Non-local goods in the archaeological record are usually luxury goods or metal works. In the 7th and , new commercial networks were developing in northern Europe. Goods such as furs, walrus ivory and amber were delivered from the Baltic region to western Europe, triggering the establishment of toll stations and conflicts over their control. In the post-Roman kingdoms, base metal coinage nearly ceased but bronze Roman coins remained in circulation. Although gold coins were struck, they were mainly used for extraordinary expenditures such as the purchase of land or luxury goods. A shift from gold coinage to the mint of silver pennies began in the late , with the cessation of Byzantine subsidy payments to the Lombards and Franks. The elites' new emphasis on Christian charity also increased the demand for coins of lower value.
The flourishing Islamic economies' constant demand for fresh labour force and raw materials opened a new market for Europe . The continent emerged as a major supplier of house slaves and slave soldiers for Al-Andalus, northern Africa and the Levant. In addition, timber, fur and arms were delivered from Europe to the Mediterranean; Europe imported spices, medicine, incense, and silk. Large rivers, connecting distant regions, facilitated the expansion of transcontinental trade. Contemporaneous reports indicate that Anglo-Saxon merchants visited fairs at Paris, pirates preyed on tradesmen on the Danube, and Eastern Frankish merchants reached as far as Zaragoza in Al-Andalus.
Church life
The idea of Christian unity endured, although differences in ideology and practice between the Eastern and Western Churches were increasing. Native Roman aversion to Arian conquerors reinforced the traditional Christian concept of the separation of church and state in the west; this concept was alien to eastern clergymen, however, who regarded the Roman state as an instrument of divine providence. After the Muslim conquests, Byzantine emperors could less effectively intervene in the west. When Leo III (r. 717–41) prohibited the display of paintings of human figures in places of worship, the papacy rejected his claim to declare new dogmas with imperial edicts. Although the Byzantine Church condemned iconoclasm in 843, issues such as the rivalry for ecclesiastic jurisdiction over newly-converted peoples and the unilateral modification of the Nicene Creed in the west widened to the extent that differences were greater than similarities. In the west, the tithe (originally a voluntarily contribution) began to be levied as a church tax on agrarian products during the .
Few western bishops looked to the papacy for leadership. The only part of Western Europe where the papacy had influence was Britain, where Gregory the Great (pope 590–604) had sent a mission to convert the Anglo-Saxons to Christianity. Church attendance was low, and meetings with itinerant clergy and pilgrimages to popular saints' shrines were instrumental in religious education. Irish missionaries were most active in Western Europe between the 5th and . They were the first to use handbooks, known as penitentials, to determine appropriate acts of penance—typically prayers and fasts—for sinners. They emphasised sexual morality and prescribed severe penances for adulterers, fornicators and those engaged in non-reproductive sexual acts (such as homosexuals). In contrast with official Christianity, the Bogomils in the Balkans condemned sexual reproduction because they considered Satan the creator of the physical universe.
The Early Middle Ages saw the rise of Christian monasticism. Monastic ideals spread from Egypt in hagiographical literature, especially the Life of Anthony. Most European monasteries focused on community experience of the spiritual life, known as cenobitism. The Italian monk Benedict of Nursia (d. 547) developed the Benedictine Rule, which was widely used in western monasteries. In the east, monastic rules compiled by Theodore the Studite (d. 826) gained popularity after they were adopted in the Great Lavra on Mount Athos during the 960s.
Monasteries had a deep effect on local society, acting as land trusts for powerful families and centres of political authority; they were the main (and sometimes only) outposts of education and literacy in a region. Many surviving manuscripts of the Latin classics were copied by monks. Monks were also the authors of new works on history, theology, and other subjects by authors such as Bede (d. 735), a native of northern England. The Byzantine missionary Constantine (d. 869) developed Old Church Slavonic as a new liturgical language, establishing the basis for a flourishing Slavic religious literature; a new script was adopted , now known for Constantine's monastic name as Cyrillic. The Saxon nun Hrosvitha (d. 1000) wrote the first non-liturgical medieval dramas.
In Western Christendom, lay influence over church affairs reached its apex during the . Aristocrats regarded the churches and monasteries under their patronage as their personal property, and simony—the sale of church offices—was a common practice. Simony aroused a general fear, since many believed that irregularly-appointed priests could not confer valid sacraments such as baptism. Monastic communities were the first to react to this fear with rigorous observance of their rules. The establishment of Cluny Abbey in Burgundy in 909 initiated a more radical change, since Cluny was freed from lay control and placed under the protection of the papacy. The Cluniac Reforms indicated that the reformist idea of the "Liberty of the Church" could be achieved with submission to the papacy.
Carolingian Europe
The Merovingian kings customarily distributed Francia among their sons and destroyed their own power base with extensive land grants. In the northeastern Frankish kingdom of Austrasia, the Arnulfings were the most prominent beneficiaries of royal favour. As hereditary Mayors of the Palace, they were the power behind the throne beginning in the . One, Pepin of Herstal (d. 714), also assumed power in the central Frankish realm of Neustria. His son, Charles Martel (d. 741), took advantage of the permanent Muslim threat to confiscate church property and raise troops by parcelling it out to the recruits.
The Carolingians, as Charles Martel's descendants are known, succeeded the Merovingians as the royal dynasty of Francia in 751. The Merovingian king Childeric III (r. 743–51) was deposed that year, and Charles Martel's son Pepin the Short (r. 751–68) was crowned king with the consent of the Frankish leaders and the papacy. Pepin attacked the Lombards, enforcing their promise to respect papal possessions. His subsequent donation of central Italian territories to the Holy See marked the beginning of the Papal States.
Pepin left his kingdom in the hands of his sons: Charles, more often known as Charlemagne (r. 768–814), and Carloman (r. 768–71). When Carloman died, Charlemagne reunited Francia and embarked on a programme of expansion. He subjugated the Saxons, conquered the Lombards, and created a border province in northern Spain. Frankish troops also destroyed the Avars, facilitating the development of small Slav principalities primarily ruled by ambitious warlords under Frankish suzerainty. The coronation of Charlemagne as emperor on Christmas Day 800 marked the return of the Western Roman Empire, although the Byzantines did not recognise him as a second "emperor of the Romans".
His empire was administered by an itinerant court that travelled with the emperor and about 300 imperial officials (known as counts), who administered the empire's counties. The central administration supervised the counts with imperial emissaries, known as , who were roving inspectors and troubleshooters. The clerics of the royal chapel were responsible for recording important royal grants and decisions.
Charlemagne's court was the centre of the cultural revival sometimes known as the Carolingian Renaissance. Literacy increased with development of the arts, architecture and jurisprudence, and liturgical and scriptural studies under the auspices of the Anglo-Saxon scholar Alcuin (d. 804). He developed a script, presently known as Carolingian minuscule, which facilitated reading with the clear separation of words and the extensive use of punctuation. Charlemagne sponsored changes in church liturgy, imposing the Roman form of worship on his domains and Gregorian chant in liturgical music for the churches. His commitment to liturgical uniformity stimulated the development of musical notation, leading to the compilation of the first neumed prayer books by the middle of the . The systematic study of Byzantine liturgy contributed to the development of music theory in the west. Late-9th-century theoretical studies contain the earliest certain references to the arrangement of harmonic intervals in polyphony.
Breakup of the Carolingian Empire
Charlemagne continued the Frankish tradition of dividing his empire between his sons, but only one sonLouis the Pious (r. 814–40)was still alive by 813. Louis's reign was marked by divisions of the empire among his sons and civil wars between various alliances of father and sons. Three years after his death, his three surviving sons divided the empire among themselves in the Treaty of Verdun. A kingdom between the Rhine and Rhone rivers was created for Lothair I (r. 817–55) to go with his lands in Italy, and his imperial title was recognised. Louis the German (r. 843–76) controlled the eastern lands in modern-day Germany. Charles the Bald (r. 843–77) received the western Frankish lands making up most of modern-day France. Charlemagne's grandsons and great-grandsons divided their kingdoms among their descendants, eventually destroying all internal cohesion.
There was a brief reunion of the empire by Charles the Fat in 884, although its units retained separate administrations. By his death, early in 888, the Carolingians were close to extinction; non-dynastic claimants assumed power in most of the successor states, such as the Parisian count Odo in Francia (r. 888–98). In the eastern lands, the dynasty ended with the death of Louis the Child (r. 899–911) and the selection of the Franconian duke Conrad I (r. 911–18) as king. The dynasty was restored in West Francia in 898 and 936, but the last Carolingians could not control the aristocracy. In 987, the dynasty was replaced with the crowning of powerful aristocrat Hugh Capet (r. 987–96) as king.
Frankish culture and the Carolingian methods of state administration had a significant impact on neighboring peoples. Frankish threat triggered the formation of new states along the empire's eastern frontier: Bohemia, Moravia, and Croatia. The breakup of the Carolingian Empire was accompanied by invasions, migrations, and raids by external foes. The Atlantic and northern shores were harassed by the Vikings, who also raided the British Isles and settled there. In 911, the Viking chieftain Rollo (d. ) received permission from the Frankish king Charles the Simple (r. 898–922) to settle in present-day Normandy. The eastern parts of the Frankish kingdoms, especially Germany and Italy, were under continual Magyar assault until the invaders were defeated at the Battle of Lechfeld in 955. In the Mediterranean, Arab pirates launched regular raids against Italy and southern France; the Aghlabids conquered Sicily, and the Umayyads of Al-Andalus annexed the Balearic Islands.
New kingdoms and Byzantine revival
The Viking settlement in the British Isles led to the formation of new political entities, including the small (but militant) Kingdom of Dublin in Ireland. The Anglo-Saxon king Alfred the Great (r. 871–99) reached an agreement with Danish invaders in 879, acknowledging the existence of an independent Viking realm in Britain. By the middle of the 10th century, Alfred's successors had restored Anglo-Saxon control of the territory. In northern Britain, Kenneth MacAlpin (d. ) united the Picts and the Scots into the Kingdom of Alba.
The Ottonian dynasty established itself in Germany in the early , driving back the Magyars and fighting the disobedient dukes. After an appeal by the widowed Queen Adelaide of Italy (d. 999) for protection, (r. 936–73) crossed the Alps into Italy, married the young widow and had himself crowned king in Pavia in 951. His coronation as Holy Roman Emperor in Rome in 962 demonstrated his claim to Charlemagne's legacy. Otto's successors remained keenly interested in Italian affairs, but the absentee German kings were unable to assert permanent authority over the local aristocracy. In the Iberian Peninsula, the Basque fight for independence led to the formation of the Kingdom of Navarre and the counts of Barcelona gained autonomy in the Carolingian border province. Asturias expanded slowly south, and continued as the Kingdom of León.
The Eastern European trade routes towards Asia were controlled by the Khazars. Their multi-ethnic empire resisted the Muslim expansion, and their leaders converted to Judaism. A new trade route developed at the end of the , bypassing Khazar territory and connecting Central Asia with Europe across Volga Bulgaria; the local inhabitants converted to Islam. Swedish traders and slave hunters ranged down the rivers of the East European Plain, captured Kyiv from the Khazars, and attempted to seize Constantinople in 860 and 907. Contacts with Francia paved the way for missionary efforts by Christian clergy in Scandinavia, and Christianisation was closely associated with the growth of centralised kingdoms in Denmark, Norway, and Sweden. Norse colonists settled in Iceland and created a political system that hindered the accumulation of power by ambitious chieftains.
Byzantium revived under Emperor Basil I (r. 867–86) and his successors Leo VI (r. 886–912) and Constantine VII (r. 913–59), members of the Macedonian dynasty. The imperial court was the centre of a rebirth of classical learning known as the Macedonian Renaissance. The military was reorganised, which allowed the emperors John I (r. 969–76) and Basil II (r. 976–1025) to expand the empire's frontiers.
Missionary efforts by Eastern and Western clergy resulted in the conversion of the Moravians, Danubian Bulgars, Czechs, Poles, Magyars, and the inhabitants of the Kievan Rus'. After Moravia fell due to Magyar invasions , dukes of the Czech Přemyslid dynasty consolidated authority in Bohemia. In Poland, the destruction of old power centres accompanied the formation of the state under the Piast dukes. In Hungary, the princes of the Árpád dynasty used extensive violence to crush opposition by rival Magyar chieftains. The Rurikid princes of Kievan Rus' emerged as the rulers of East Europe's vast forest zones after Rus' raiders sacked the Khazar capital, Atil, in 965. Bulgaria was annexed by the Byzantines between 971 and 1018.
Architecture and art
New basilicas were built in the major Roman cities and post-Roman kingdoms from the 4th to the 6th centuries. Byzantine church architecture adopted an alternative model imitating the rectangular plan and the dome of Justinian's Hagia Sophia, the largest single-roofed structure in the Roman world. As the spacious basilicas became less useful with the decline of urban centres in the west, they gave way to smaller churches until the basilica form of architecture revived in the Carolingian Empire. A new standard feature of Carolingian basilicas is the use of a transept: the "arms" of a T-shaped building which are perpendicular to the long nave. In Al-Andalus, the Great Mosque of Córdoba became an extraordinary example of Moorish architecture.
Halls built of timber or stone were the centres of political and social life. Their design often adopted elements of later Roman architecture such as pilasters, columns, and sculptured discs. After the disintegration of the Carolingian Empire, the spread of aristocratic castles indicates a transition from communal fortifications to private defence. Most castles were wooden structures, but the wealthiest lords built stone fortresses. One or more towers (now known as keeps) were their most characteristic features, but castles often developed into multi-functional compounds with drawbridges, fortified courtyards, cisterns or wells, halls, chapels, stables and workshops.
Gold pouring into the tribal leaders from the Roman Empire was regularly remoulded into new artifacts, such as massive necklaces and eagle-shaped fibulae, by local goldsmiths. Their unrealistic style, often influenced by Iranian polychrome and cloisonné metal works, was introduced into Roman territory by the invading peoples. Artisans working for post-Roman elites developed a distinct, abstract design characterised by ribbons and highly-stylised animal motifs. Literary works such as the Old English epic poem Beowulf and the Nordic sagas refer to great royal treasures, but only a few of them survived; they included grave goods from Childeric's tomb at Tournai and the rich Anglo-Saxon burial at Sutton Hoo. Religious art quickly assimilated several elements of secular style, such as strapwork ornamenting and extensive segmentation. Paintings have mostly survived in richly-decorated Gospel Books, including the Book of Kells and the Lindisfarne Gospels—two examples of the Insular art of Ireland and Northumbria.
The Hellenistic tradition of realistic portrayal survived in the Mediterranean. Although the iconoclastic movement restricted Byzantine art, the iconophiles' triumph paved the way for an artistic renewal. The more naturalistic Mediterranean style was an important inspiration for western artists under Charlemagne, who considered the visual arts a powerful instrument of education and propaganda. After a long pause, Carolingian art rediscovered the human figure and Western artists often depicted people in illuminated codices. These were often protected by sumptuous book covers made of gold, pearls, and polished gemstones. Charlemagne's court seems to have been responsible for the acceptance of figurative monumental sculpture in Christian art and, by the end of the period, near-life-sized figures such as the Gero Cross were common in important churches. In England, book illuminators freely enriched their Insular heritage with Carolingian motifs such as sprigs of foliage. In post-Carolingian Germany, manuscripts illustrated with lively pictorial cycles indicate the impact of contemporary Byzantine art on Ottonian artists. In Christian Spain, artists adopted Islamic decorative motifs such as Kufic letters and Moorish arches.
Military and technology
The creation of heavily-armoured cataphract-type soldiers as cavalry was an important feature of the later Roman military, although the deployment of highly-specialised troops continued. The invading tribes had different emphases on types of soldiers, ranging from the primarily-infantry Anglo-Saxon invaders of Britain to the Vandals and Visigoths, who had a high proportion of cavalry in their armies. The greatest change in military affairs was the adoption of the Hunnic composite bow in place of the weaker Scythian composite bow. The Avar heavy cavalry introduced the use of stirrups in Europe, and it was adopted by Byzantine cavalrymen before the end of the . Another development was the increasing use of longswords and the progressive replacement of scale armour by mail and lamellar armour.
The importance of infantry and light cavalry began to decline during the early Carolingian period with the increasing dominance of elite heavy cavalry, although a large proportion of the armies appear to have been mounted infantry rather than true cavalry. The use of militia-type levies of the free population declined. One exception was Anglo-Saxon England, where the armies were still composed of regional levies known as the fyrd. In military technology, one of the main changes was the reappearance of the crossbow as a military weapon. A technological advance with implications beyond the military was the horseshoe, which allowed horses to be used in rocky terrain.
High Middle Ages
Society
Between and 1060, severe droughts struck the Middle East and the Eurasian Steppe experienced anomalous cold. The ensuing famines led to riots and military coups in the Byzantine Empire, the Abbasid Caliphate, and Egypt, and forced masses of nomadic Turks to seek new pasture lands in Iraq, Anatolia, and the Balkans. Their influx caused much destruction, and culminated in the establishment of the Seljuk Empire in the Middle East. In contrast, a period of population expansion began in Europe and its estimated population grew from 35 to 80 million between and 1347. The exact causes remain unclear, and improved agricultural techniques, assarting (bringing new lands into production), a more clement climate, and the lack of invasions have been suggested.
Feudalism regulated fundamental social relations in many parts of Europe. In this system, a lord granted property—typically land—to a vassal in return for services (primarily military) rendered. In other parts of Europe such as Germany, Poland, and Hungary, inalienable allods remained the dominant forms of landholding. Their owners owed homage to the king or a higher-ranking aristocrat, but their landholding was free of feudal obligations. In the Byzantine Empire and the Balkan states, the system—landholding with limited rights—benefited the military aristocracy.
Most medieval Western thinkers divided society into three fundamental classes: the clergy, the nobility, and the commoners. Commoners, about 98 per cent of the total population, were mainly rural peasants and artisans. The number of townspeople was growing, but never exceeded 10 per cent of the total population. Many peasants were no longer settled on isolated farms but had gathered into more-defensible small communities, usually known as manors or villages. In the system of manorialism, a manor was the basic unit of landholding; it consisted of smaller components, such as parcels held by peasant tenants and the lord's demesne. As churchmen prohibited the enslavement of coreligionists, a new form of dependency (serfdom) almost completely supplanted slavery by the late . Unlike slaves, serfs had legal capacity and their hereditary status was regulated by agreements with their lords. Restrictions on their activities varied, but their freedom of movement was customarily limited and they usually owed (labour services). Peasants left their homelands in return for economic and legal privileges, typically lower taxes, and the right to administer justice in their communities. Cross-border peasant movement had radical demographic consequences, such as the eastward spread of German settlements.
With the development of heavy cavalry, the uniform class of free warriors split into two groups. Those who could equip themselves as mounted knights were integrated into the traditional aristocracy, and the others were assimilated into the peasantry. The new elite's position was stabilised through the adoption of strict inheritance customs, such as primogeniture: the eldest son's right to inherit the family domains undivided. Nobles were stratified in the land and people over whom they had authority; the lowest-ranking nobles did not hold land, and had no vassals. The nobility was never a closed group; kings could raise commoners to the aristocracy, wealthy commoners could marry into noble families, and impoverished aristocrats could lose their privileged status. Western aristocrats often moved to the peripheries of Latin Christendom with the support of local rulers who appreciated their military skills or as conquerors. French-speaking noblemen mainly settled in the British Isles, southern Italy or Iberia, and German aristocrats preferred Central and Eastern Europe.
The clergy was divided into two types. The secular clergy cared for believers' spiritual needs and mainly served in parish churches, and the regular clergy lived under a religious rule as monks, canons, or friars. The introduction of clerical celibacy—the ban on priestly marriage—distinguished Catholic clergy from the laity. Church courts had exclusive jurisdiction over marital affairs, and church authorities supported popular peace movements in the west. Laypeople were obliged to confess their sins to a priest at least once a year beginning in the early , which reinforced priestly control of their lives.
Women were officially required to be subordinate to some male: their father, husband, or other kinsman. Women's work generally consisted of household or other domestic tasks, such as child care. Peasant women could supplement the household income by spinning or brewing at home, and they did field-work at harvest time. Townswomen could engage in trade, but often only by right of their husband; unlike their male competitors, they were not always allowed to train apprentices. Noblewomen could inherit land in the absence of a male heir, but their potential to give birth was considered their principal virtue. Since women were not ordained priests, the only roles open to them in the church were as nuns.
Economic revival
The expansion of population, greater agricultural productivity, and relative political stability laid the foundations for the commercial revolution in the 11th century. People with surplus cash began investing in commodities such as salt, pepper, silk, wine and honey in faraway markets. Rising trade brought new methods of dealing with money and gold coinage was again minted in Europe, first in Florence and Genoa. New forms of commercial contracts emerged, allowing risk to be shared within the framework of partnerships known as or . Bills of exchange also appeared, enabling the easy transmission of money. Since many types of coins were in circulation, money changers facilitated transactions between local and foreign merchants. Loans could be negotiated with them, which gave rise to the development of credit institutions known as banks.
As local commercial centres developed into towns, economic growth caused a new wave of urbanisation. Kings and aristocrats primarily supported the process in the hope of increased tax revenues. Most urban communities received privileges acknowledging their autonomy, but few cities could eliminate all elements of external control. Townspeople engaged in the same trade or profession were united in confraternities known as guilds. These associations typically made rules governing quality, training, and pricing, and only their members had access to local markets.
The Italian maritime republics, such as Amalfi, Venice, Genoa, and Pisa, were the first to profit from the revival of commerce in the Mediterranean. In the north, German merchants established associations known as and controlled trade routes connecting the British islands and the Low Countries with Scandinavia and Eastern Europe. Trading fairs were established and flourished in northern France, allowing Italian and German merchants to trade with one another and with local merchants.
Economic growth provided opportunities for Jewish merchants to spread throughout Europe with the support of local rulers. Jews could not engage in prestigious trades outside their communities, and often took low-status jobs such as ragmen or tax collectors. They were especially active in moneylending, because they could ignore the Christian clerical condemnation of loan interest. Jewish moneylenders and pawn brokers reinforced antisemitism which manifested itself in the blood libel and pogroms. Church authorities' growing concerns about Jewish influence on Christian life inspired legal segregation and the expulsion of the Jews from England.
Church reforms
Papal elections were controlled by Roman aristocrats during the early 11th century, but Emperor Henry III (r. 1039–56) broke their power and placed reform-minded clerics on the papal throne. With popular support, they achieved the acknowledgement of their jurisdiction in church affairs in many parts of Europe. The head of the Byzantine Church, Patriarch Michael I Cerularius (d. 1059), refused papal supremacy and was excommunicated by a papal legate in 1054. After a series of mutual excommunications, this East–West Schism led to the separation of the Roman Catholic and Eastern Orthodox Churches.
Lay investiture—the appointment of clerics by secular rulers—was condemned at a 1059 assembly of bishops in Rome. Henry's son and successor Henry IV (r. 1056–1105) wanted to preserve the right to appoint his own choices as prelates in his lands, but his appointments outraged Pope Gregory VII (pope 1073–85). Their quarrel developed into the Investiture Controversy, also involving other powers because kings did not relinquish control of appointments to bishoprics or abbeys voluntarily. All conflicts ended with a compromise—in the case of the Holy Roman Emperors, with the 1122 Concordat of Worms.
The High Middle Ages was a time of great religious movements. Old pilgrimage sites such as Rome, Jerusalem, and Compostela received increasing numbers of visitors, and new sites such as Monte Gargano and Bari rose to prominence. Popular movements emerged to support the implementation of church reform, but their anticlericalism sometimes led to the rejection of Catholic dogma by radical groups such as the Waldensians and Cathars. To suppress heresies, the popes appointed special commissioners of investigation known as inquisitors. Monastic reforms continued; the Cluniac monasteries' ceremonies were alien to those who preferred the simpler hermetical monasticism of early Christianity, or wanted to live an "apostolic life" of poverty and preaching. New monastic orders were established, including the Carthusians and the Cistercians. In the 13th century, mendicant orders who earned their living by begging (the Franciscans and the Dominicans) were approved by the papacy.
Individuals who were thought to receive divine revelations might present a challenge to clerical monopolies, but most respected official doctrines. The veneration of popular mystics, such as Francis of Assisi (d. 1226), was often sanctioned by church authorities. Many popular mystics were women. Among them, the nun Hildegard of Bingen (d. 1179/80) was a prolific and highly-respected scholar who proudly said that "no man can be made without a woman". Jewish mysticism culminated in the compilation of the , a 13th-century summary of kabbalistic teaching.
Rise of state power
The High Middle Ages saw the development of institutions that would dominate political life in Europe beyond the late . The kings' right to rule without a foreign power's intercession became widely accepted, introducing the idea of state sovereignty. The concept of hereditary monarchy was strengthening, and the first queens regnant assumed power as female succession was recognised in most countries. The chancery emerged as the central office of royal government and a court of appeals. Taxation quickly developed, because revenues from the royal domains could no more cover state expenditures. Extraordinary taxes were initially levied for military purposes, but by the end of the period taxes were collected more regularly. Effective taxation depended on consent which reinforced the role of representative assemblies, allowing them to exert influence on state administration.
The papacy, long attached to an ideology of independence from secular influence, first asserted its claim to temporal authority over the Christian world. The Papal Monarchy reached its zenith under the pontificate of (pope 1198–1216). As rulers of much of central Italy and feudal overlords of some of the Catholic rulers, the popes became deeply involved in secular politics. Sicily and southern Italy had been seized by Norman war bands from the local Lombard, Byzantine and Muslim rulers between 1016 and 1091, and Roger II (r. 1105–54) united the Norman principalities into the Kingdom of Sicily.
In the Holy Roman Empire, the Ottonians were replaced by the Salians in 1024. They protected the lesser nobility to reduce ducal power, and seized Burgundy before clashing with the papacy under . After an interval from 1125 and 1137, the Hohenstaufens succeeded the Salians. Their recurring conflicts with the papacy allowed the northern Italian cities and the German princes to extort considerable concessions from them. In 1183, Barbarossa (r. 1155–90) sanctioned the right of the Lombard cities to elect their leaders; the princes' autonomy was recognised during the reign of his grandson, (r. 1220–50). efforts to dominate Italy eventually led to the fall of his dynasty. In Germany, a period of interregnum civil war began during which Sicily—Frederick's maternal inheritance—was seized by the ambitious French prince Charles I of Anjou (r. 1266–85). During the civil war, the right of seven prince-electors to elect the king was reaffirmed. Rudolf of Habsburg (r. 1273–91), the first German king to be elected after the interregnum, realised that he could not control the whole empire. He granted Austria to his sons, establishing the basis for the Habsburgs' future dominance in central Europe. After his death, three Alpine peasant communities formed the Swiss Confederacy to defend their judicial autonomy against his kinsmen.
The French monarchy slowly began to expand its authority over the nobility. The kings faced a powerful rival in the Dukes of Normandy, who conquered England in 1066 under William the Conqueror (r. 1035–87). The cross-channel empire further expanded when (r. 1154–89) of the Angevin dynasty ascended the throne, since he had seized large areas of France through inheritance and marriage. The first Anglo-Norman lordships in Ireland were established during his reign. The Angevin Empire remained intact under his son Richard I (r. 1189–99), but Richard's brother John (r. 1199–1216) lost the northern French possessions to the French king Philip II Augustus (r. 1180–1223). John's financial exactions to pay for his unsuccessful attempts to regain Normandy led to the 1215 Magna Carta, a charter that confirmed the rights and privileges of free men in England. In France, Philip Augustus's son (r. 1223–26) distributed large portions of his father's conquests among his younger sons as appanages—virtually independent provinces—to facilitate their administration. His son Louis IX (r. 1226–70) improved local administration by appointing inspectors, known as , to oversee the royal officials' conduct. The royal court at Paris began hearing litigants in regular sessions almost year-round.
The Iberian Christian states began to push back against the Islamic powers in the south, a period known as the . After a number of divisions and reunifications of the Christian states, the Christian north had coalesced into the four kingdoms of Castile, Aragon, Navarre, and Portugal by 1230. Aragon emerged as a naval power, conquering Sicily from the Italian Angevins and Sardinia from the Genoese. Southern Iberia remained under the control of Islamic states, initially under the Caliphate of Córdoba (which broke up in 1031 into a shifting number of petty states known as taifas). Although the Almoravids and the Almohads (two dynasties from the Maghreb) established centralised rule of southern Iberia in the 1110s and 1170s respectively, their empires quickly disintegrated and allowed further expansion of the Christian kingdoms. The Catholic Scandinavian states also expanded; the Norwegian kings assumed control of the Norse colonies in Iceland and Greenland, Denmark seized parts of Estonia, and the Swedes conquered Finland.
In the east, Kievan Rus' fell apart into independent principalities. Among them, the northern Vladimir-Suzdal emerged as the dominant power after Suzdalian troops sacked Kyiv in 1169. Poland also disintegrated into autonomous duchies, enabling the Czech kings to expand in the prosperous Duchy of Silesia. The kings of Hungary seized Croatia, but respected the liberties of the native aristocracy. They claimed (but only periodically achieved) suzerainty over other lands and peoples such as Dalmatia, Bosnia, and the nomadic Cumans. The Cumans supported the Bulgarians and Vlachs during their anti-Byzantine revolt that led to the restoration of Bulgaria in the late . West of Bulgaria, Serbia gained independence.
With the rise of the Mongol Empire in the Eurasian Steppe under Genghis Khan (r. 1206–27), a new expansionist power reached Europe. The Mongols conquered Volga Bulgaria, shattered the Rus' principalities, and laid waste to large regions in Poland, Hungary, Croatia, Serbia and Bulgaria between 1236 and 1242. Their commander-in-chief, Batu Khan (r. 1241–56)—a grandson of Genghis Khan—set up his capital in Sarai on the Volga, establishing the Golden Horde: a virtually-autonomous Mongol state. The Mongols extracted heavy tribute from the Rus' principalities, and the Rus' princes had to ingratiate themselves with the Mongol khans for economic and political concessions. Under Mongol pressure, the Anatolian Seljuk Sultanate disintegrated into small (but often aggressive) Turkic lordships such as the one ruled by the Ottoman clan on the Byzantine border. The Mongol conquest was followed by a peaceful period in eastern Europe, facilitating the development of direct trade contacts between Europe and China through new Genoese colonies in the Black Sea region. The new land and sea routes to the Far East were described by the trader Marco Polo (d. 1324).
Crusades
Clashes with secular powers led to the militarisation of the papacy. In response to a Byzantine appeal for military aid against the Seljuk Turks, Urban II (pope 1088–99) proclaimed the First Crusade at the Council of Clermont. He declared the liberation of Jerusalem as its ultimate goal, and offered indulgence—the remission of sins—to all who took part. Tens of thousands of commoners formed loosely-organised bands to march to the east. They lived by looting, and attacked Jewish communities. Few of them reached Anatolia, and those who succeeded were annihilated by the Turks. The official crusade departed in 1096 under the command of prominent aristocrats such as Godfrey of Bouillon (d. 1100) and Raymond of Saint-Gilles (d. 1105). The crusaders defeated the Turks in major battles at Dorylaeum and Antioch, allowing the Byzantines to recover western Anatolia. The westerners consolidated their conquests in the Middle East into crusader states, but their security depended on external military assistance (which led to further crusades). Muslim resistance was raised by ambitious warlords such as Saladin (d. 1193), who captured Jerusalem in 1187. New crusades prolonged the crusader states' existence for another century, until the last strongholds fell to the Mamluks of Egypt in 1291.
The papacy also used the crusading ideology in other theaters of war. The Iberian crusades became fused with the , and reduced Al-Andalus to the Emirate of Granada by 1248. The German and Scandinavian rulers' expansion against the neighbouring pagan tribes developed into the Northern Crusades, forcing the assimilation of a number of Slavic, Baltic and Finnic peoples into the culture of Catholic Europe. The Fourth Crusade was diverted from the Holy Land to Constantinople and captured the city in 1204, setting up a Latin Empire in the east. Michael VIII Palaiologos (r. 1259–82), ruler of a Byzantine rump state, recaptured the city in 1261 but parts of Greece remained under western rule. The Albigensian Crusade, against the Cathars of Occitania, provided an opportunity for the French monarchy to expand into the region.
With its unique ceremonies and institutions, the crusading movement became a leading element of medieval life. A crusader oath could be fulfilled with a cash payment beginning in 1213, which gave rise to the sale of plenary indulgences by church authorities. The crusades fused monastic life with military service in the framework of a new type of monastic order, the military order, including the Knights Templar, the Hospitallers and the Teutonic Knights. The Teutonic Knights focused much of their activity in the Baltic, where they founded their own state in 1226.
Intellectual life
Cathedral chapters were expected to operate a school beginning in the late , and the more-lenient cathedral schools quickly marginalised the traditional monastic schools. Schools reaching the highest level of mastery in the disciplines they taught received the rank of , or university, from the pope or the Holy Roman Emperor. The new educational institutions encouraged scholarly discussion. Debates between the realists and the nominalists about the concept of "universals" were especially heated. Philosophical discourse was stimulated by the rediscovery of Aristotle (d. ), the Ancient Greek philosopher, and his emphasis on empiricism and rationalism. Scholars such as Peter Abelard (d. 1142) and Peter Lombard (d. 1164) introduced Aristotelian logic into theology. Scholasticism (a new method of intellectual discourse and pedagogy) required the study of authoritative texts, notably the Vulgate and patristic literature, but references to them could no longer override rational arguments. Scholastic academics summarised their (and other authors') views on specific subjects in comprehensive sentence collections known as , including the by Thomas Aquinas (d. 1274).
Chivalry and the ethos of courtly love developed in royal and noble courts. This culture was expressed in the vernacular languages, rather than Latin, and consisted of poems, stories, legends, and popular songs. Often the stories were written down in (songs of great deeds), glorifying their male heroes' often-brutal acts, including The Song of Roland and The Poem of the Cid. Chivalric romance praised chaste love, and eroticism was primarily expressed in poems by troubadours. Chivalric literature was inspired by classical mythology and the Celtic legends of the Arthurian cycle collected by Geoffrey of Monmouth (d. ). Other literary genres included spiritual autobiographies, chronicles, philosophical poems, and hymns. Theatre developed in mystery plays, but comic farces such as those by Adam de la Halle (d. 1287/88) also became popular. Previously present only in liturgy, polyphony appeared in secular songs in the form of motets; their popularity led to the fading of older liturgical forms, such as . Composers seceded from traditional rhythmic modes which required the invention of a new notation system, known as mensural notation, mainly developed by the music theorist Franco of Cologne 1260.
The 11th-century discovery of a copy of the paved the way for the systematic study of Roman law at Bologna, which led to the recording and standardisation of legal codes throughout Western Europe. Around 1140, the monk Gratian (fl. 12th century)—a teacher at Bologna—wrote what became the standard text of ecclesiastical law in Catholic Europe: the . Greek and Islamic influence replaced Roman numerals with the decimal positional number system, and the invention of algebra allowed more-advanced mathematics. Astronomy benefited from the translation of Ptolemy's Almagest from Greek into Latin. Medicine was studied, especially in southern Italy, where Islamic medicine influenced the school at Salerno.
Architecture and the arts
Encastellation continued, with stone fortresses built in regions where central authority was weak. Many were motte-and-bailey structures, but (tower castles) were preferred in central Europe and competing urban families built tall towers in Italian cities and towns. The great pilgrimages encouraged the construction of large churches along pilgrimage routes. This led to the development of stone architecture which resembled classical Roman building design and is known as Romanesque. Romanesque buildings have massive stone walls decorated with sculpture in relief and are typically covered by barrel, groin or rib vaults, but they have a number of regional variants. Traditional Byzantine religious architecture remained dominant in the Balkans, although some Serbian churches have a Romanesque influence.
Romanesque art (especially metalwork) was at its most sophisticated in Mosan art, in which distinct artistic personalities—including Nicholas of Verdun (d. 1205)—became apparent, and an almost-classical style is seen in works such as a font at Liège. Few wall paintings survive, although references to images abound in written sources. The employment of itinerant artists, and the use of sketches of murals facilitated the transmission of artistic motifs over long distances. Embroidery flourished; churches and castles were decorated by tapestries, and clerical vestments were adorned with needlework images.
Structural innovations introduced the evolution of Gothic architecture from Romanesque. They included pointed arches to reduce lateral thrust, flying buttresses to reinforce walls, and rib vaults to minimise their static importance. The new solutions allowed the extensive use of large stained glass windows. Gothic architecture emerged during the reconstruction of the Saint-Denis Abbey, near Paris, under Abbot Suger (d. 1151). The new style quickly spread, dominating religious architecture in much of Catholic Europe until the end of the Middle Ages.
Manuscript illumination gradually moved from monasteries to lay workshops, and the book of hours developed as a form of devotion for laypeople. Metalwork continued as the most prestigious form of art, with Limoges enamel a popular and relatively-affordable option. In Italy, the innovations of Cimabue, Duccio, and the Trecento master Giotto (d. 1337) greatly increased the sophistication and status of panel painting and fresco. Increasing prosperity during the resulted in greater production of secular art; many carved-ivory objects such as gaming pieces, combs, and small religious figures have survived.
Technology and the military
Technology developed primarily in minor innovations and the adoption of advanced technologies from Asia with Muslim mediation. Major technological advances included the first mechanical clocks and convex spectacles, and the manufacture of distilled spirits. In Europe, horizontal treadle looms were introduced in the ; windmills were first built after 1100, and spinning wheels appeared . Large scale construction projects advanced building technology, and increased demand for raw materials like timber, stone, and bricks. Shipbuilding improved with the use of the rib-and-plank method rather than the Roman system of mortise and tenon. Other improvements to ships included lateen sails and the stern-post rudder, both of which increased sailing speed. The astrolabe and compass allowed navigation at a great distance from shore.
The development of a three-field rotation system for crops increased land use by over , with a consequent increase in production. The improvement of the plough allowed heavier soils to be farmed more efficiently. The spread of horse collars led to the use of draught horses, who required less pasture than oxen. Legumes such as peas, beans, and lentils were grown more widely, in addition to cereal crops.
In military affairs, the use of specialised infantry increased. Along with the still-dominant heavy cavalry, armies often included mounted and infantry crossbowmen, sappers and engineers. Crossbow use increased, partly because of the increase in siege warfare. This led to the use of closed-face helmets, heavy body armour, and horse armour. In contrast, the Mongols remained lightly-armoured steppe horsemen even after they adopted Chinese military devices. The extensive use of spies for reconnoitering enemy land was a prominent factor in their successful military campaigns.
Late Middle Ages
Society and economy
The average annual temperature began declining , gradually introducing the Little Ice Age. Climate anomalies caused agricultural crises, culminating in the Great Famine of 1315–1317. Starving peasants slaughtered their draft animals, and survivors had to make extraordinary efforts to revive farming. This was followed in 1346 by the Black Death, a pandemic that spread throughout Europe and killed about one-third of the population. As plague continued to strike Europe until 1400, its total population fell by about .
The trauma of the plague led to pogroms against the Jews and the self-mortification of flagellants. Peasants who survived the pandemic paid lower rents to landlords, but demand for agricultural products declined and lower prices barely covered their costs. Urban workers received higher salaries, but were heavily taxed. Governments occasionally tried to raise rural rents or keep urban salaries low, provoking popular uprisings which included the in France, the Peasants' Revolt in England, and the Ciompi Revolt in Florence. Conflict polarised ethnic groups, and local statutes prohibited intermarriage and limited guild membership along ethnic lines. Private feuds were almost permanent in politically-fragmented regions, and local skirmishes often escalated into full-scale warfare.
Labour services owed by peasants for their land tenure were often changed into cash rent, providing landlords with a stable source of income. Landlords joined to extort privileges from their governments, but royal administrations began to protect the interests of the poor. Serfdom was officially abolished in many places, although in other regions (primarily central and eastern Europe) it was imposed on tenants who had been free. The rise of banking continued, fuelled partly by the cross-border movement of papal revenues with the mediation of large merchant houses. They also loaned money to warring royalty at great risk, and some were bankrupted when kings defaulted on loans.
The Jewish communities were permanently expelled from France and, provisionally, from most German cities and principalities. In contrast, Hungarian and Polish rulers encouraged the immigration of Jewish moneylenders. Massive pogroms led to the mass conversion of Spanish Jews in 1391. The "new Christians" were suspected of heresy, and the Spanish Inquisition was established to test their faith. Jews who refused to convert were exiled from Spain in 1492, and from Portugal in 1497. Most Spanish Jews left for the Ottoman Empire.
State resurgence
Although the growth of central governments continued, more than 500 autonomous polities existed at the end of the period. Successful dynasties reigned over several states (primarily in close cooperation with local elites), but could not freely redistribute resources throughout their realms. Fiscal and military matters were regularly discussed with representatives of elite groups—primarily the nobility, prelates, and burghers—at legislative assemblies known as parliament, , , or . Legal procedures improved as discretionary justice, previously dispensed by kings and their retainers, was delegated to professional lawyers.
In Germany, elected emperors were no more than supreme arbiters even if they had a significant power base in their hereditary lands. Imperial authority was even more limited in Italy, where Florence, Milan, and Venice exploited the power vacuum to expand. The centuries-old rivalry between England and France escalated into the Hundred Years' War when Edward III (r. 1327–77) laid claim to the French throne in 1337. The English won the battles of Crécy and Poitiers, captured the city of Calais, and took control of an expanded Gascony by 1360. Aristocratic feuds escalated into a civil war, allowing Henry V of England (r. 1413–22) to seize much of France. The unconquered French regions put up a strong resistance, boosted by the visions of peasant girl Joan of Arc (d. 1431). By 1453, Charles VII of France (r. 1422–61) expelled the English from the country except for Calais. England fought a long civil war known as the Wars of the Roses, which ended after Richard III (r. 1483–85) died fighting at Bosworth and his opponent, Henry Tudor, consolidated power as (r. 1485–1509). The wars prevented the English from expanding in the British Isles, but royal power remained weak in Scotland and much of Ireland was ruled by feuding local lords.
Succession trouble was not uncommon in the Iberian kingdoms; intermarriages between royal houses created conflicting claims to thrones, and royal bastards could successfully claim their paternal inheritance. Portugal opened a new theater of anti-Muslim warfare in Morocco by seizing Ceuta in 1415. Aragon and Castile were divided by conflicts between magnate factions or about the limits of royal government, but the Castilian Isabella I (r. 1474–1504) and her Aragonese husband Ferdinand II (r. 1479–1516) reinforced royal power. They completed the , conquering Granada in 1492.
The idea of elective kingship revived in the central European and Scandinavian monarchies for a variety of reasons, including aristocratic aversion to foreign influence. Royal power was restored in Poland early in the , during a period when the Teutonic Knights' expansion intensified. The Knights primarily targeted Lithuania, a loose confederation of mainly-pagan Lithuanian chieftains and Orthodox Rus' principalities. The common enemy prompted a Polish–Lithuanian union sealed by the marriage of Lithuanian grand duke Jogaila (r. 1377–1434) and the Polish queen Jadwiga (r. 1384–99), and the Lithuanian conversion to Catholicism. In Scandinavia, Margaret I of Denmark (r. 1387–1412) consolidated Denmark, Norway, and Sweden in the 1397 Union of Kalmar, but only the Danish–Norwegian union was lasting.
After Polish, Hungarian, and Lithuanian invasions, and succession crises undermined the Golden Horde's power in the , the princes of Muscovy began annexing the Rus' principalities (often in competition with Lithuania). Under Grand Prince Ivan III (r. 1462–1505), the conquest of the great trading cities of Novgorod and Tver completed Muscovy's dominance in the northeast. In southeastern Europe, the small Vlach principalities of Wallachia and Moldavia emerged; their rulers primarily accepted the suzerainty of Hungarian or Polish kings.
Collapse of Byzantium and rise of the Ottomans
Facing financial crises and threats from the west, the restored Byzantine Empire was unable to prevent Turkish expansion in Anatolia. Revolts by Catalan mercenaries and recurring civil wars further weakened the empire, allowing the Ottoman Turks to establish a strategic bridgehead at Gallipoli in 1354. Within a century, the Ottomans reduced the competing southeastern European kingdoms, principalities and lordships to tributary states. International coalitions, such as the crusades of Nicopolis (1396) and Varna (1444), could not stop their advance. The last Byzantine emperor, Constantine XI (r. 1449–53), died during the conquest of Constantinople by Sultan Mehmed II (r. 1451–81). Talented military commanders could repel individual Ottoman attacks but the Ottomans conquered almost all of the Balkans; Bulgaria was occupied in 1396, Serbia in 1459, Byzantine Greece in 1460, Bosnia in 1463, and the Albanian lords' resistance was broken by 1488. Ottoman rule was highly centralised, and sultans often appointed slaves to the highest offices. During the late , the sultans began murdering their brothers to avoid succession crises.
Controversy in the church
Since prolonged papal elections and conflicts with the Roman aristocracy had undermined papal authority in Italy, the seat of the papacy was moved to the city of Avignon in 1309. During the period of the Avignon Papacy, Frenchmen assumed leadership of the Catholic Church. When the French king Philip IV (r. 1285–1314) brought false charges against the wealthy Knights Templar, Pope Clement V (pope 1305–14) could not prevent their suppression in 1312. Although the papal seat was returned to Rome in 1377 due to popular pressure, disputes among the church leadership led to the Western Schism; two and, later, three rival lines of popes were each supported by several states. The schism was resolved at the Council of Constance with the resignation of one pope and the deposition of his two rivals, which paved the way for the election of an Italian cardinal as Pope Martin V (1417–31).
Theological debates intensified. English theologian John Wycliffe (d. 1384) criticised popular acts of devotion such as pilgrimages, and challenged Catholic doctrine on the Eucharist. His teachings influenced two major movements condemned as heretical by Catholic authorities: Lollardy in England and Hussitism in Bohemia. The Bohemian movement began with teachings of Czech theologian Jan Hus (d. 1415), who was burned at the stake at Constance. Hussitism, the target of anti-heresy crusades, survived as an officially-recognised denomination in Bohemia. In the hope of western support against the Ottomans, Byzantine church leaders submitted themselves to the papacy at the 1438–39 Council of Florence; most Orthodox believers rejected papal supremacy, however, and those who supported the church union died in exile.
Mysticism and devotional literature flourished. Meister Eckhart (d. 1327), a critic of Aquinas, urged the faithful to focus on perfecting their inner divine core. Although his works were censured for heresy, copies of his sermons survived which were read by Protestant reformer Martin Luther (d. 1546). The most characteristic late-medieval reform movement, the emphasised lay piety, community experience and personal faith. In the Orthodox world, the Athonite monks Gregory of Sinai (d. 1346) and Gregory Palamas (d. 1359) promoted a form of meditative prayers known as Hesychasm. A general fear of evil practices led to the first witch trials and a popular handbook, the (Hammer of the Witches), laid the groundwork for early modern witch hunts.
Scholars, intellectuals, and exploration
Prominent late-medieval philosophers departed from Aristotelian logic. Among them, William of Ockham (d. ) concluded that natural philosophy could not prove God's existence. Under his influence, most scholars who researched subjects yielding verifiable conclusions (such as mathematics or physics) no longer analysed theological issues. Marsilius of Padua (d. 1342), however, was still inspired by Aristotle to argue in favor of a community's right to regulate its life and control the clergy. Scholars such as Petrarch (d. 1374) intensively studied classical literature; many emphasised human dignity, and were known as humanists.
The poetry of Dante (d. 1321) and the prose of Boccaccio (d. 1375), both from Florence, indicate that the Italian Tuscan dialect had matured into a literary language on a par with Latin. English reached the same level with The Canterbury Tales by Geoffrey Chaucer (d. 1400). French became standardised with theoretical discussions about chivalric literature. One of the sharpest critics of chivalric romances, Christine de Pizan (d. ), wrote the feminist utopian The Book of the City of Ladies. The standardisation of song structures led to three (fixed forms)—, , and —in the early . Literacy improved as new schools and universities were established throughout Europe, often sponsored by urban authorities or wealthy individuals. The invention of the printing press with movable type simplified the mass publication of books, and competition between publishing houses contributed to the quick spread of news and ideas.
Several factors, primarily a growing demand for gold and European merchants' eagerness to avoid customs payments, prompted the search for a direct maritime route to India along the African coasts. Initially, the Portuguese led the explorations; Dinis Dias landed at Cap Verde in 1444, Bartolomeu Dias (d. 1500) sailed as far as the Cape of Good Hope in 1486, and Vasco da Gama (d. 1524) reached India in 1498. After visiting the African slave markets, the Portuguese became deeply involved in the slave trade with Europe and the Muslim world. Christopher Columbus proposed a westward, alternative route to India. He gained Isabella of Castile's support for his voyage of exploration that led to the European discovery of the Americas in 1492.
Technological and military developments
In cloth production, the second main employer after agriculture, the increased use of sheep with long-fibred wool allowed a stronger thread to be spun and the use of buttons to close garments enabled a better fit. Popular tailoring designs were quickly spread by pedlars, and trends in fashion were dictated by the Burgundian ducal court in much of 15th-century Europe. In metalworking, the blast furnace increased the quantity and quality of iron. The first patent law, in 1447 in Venice, granted a ten-year monopoly to inventors for their inventions.
As increased tax revenues allowed the employment of mercenaries in growing numbers, wars began to be primarily fought by professional soldiers throughout nearly all of Europe in the mid-14th century. Mercenaries were initially hired for wars, but a standing army was created in France in the late 1440s. Around 1438, child tribute from the Christian population began supplying the Ottoman army with professional foot soldiers known as Jannisaries. In Bohemia, religious enthusiasm, stern discipline and the use of wagon forts were key factors in Hussite victories. The earliest references to cannons were recorded in the early , and the use of cheap handguns quickly began to spread .
Art and architecture
The wealthiest Italian and French princes regularly hired foreign artists, which led to the convergence of courtly styles. This International Gothic reached much of Europe around 1400, producing masterpieces in sculpture and miniature. Throughout Europe, secular art increase in quantity and quality; the mercantile classes of Italy and Flanders became important patrons during the , commissioning small portraits and a growing range of luxury items such as jewellery, cassone chests, and maiolica pottery. In France and Flanders, tapestry weaving of series such as The Lady and the Unicorn became a major luxury industry.
Florence emerged as the center of intellectual and artistic life for most of the Quattrocento. The Medici—the city's most influential family—gathered a significant collection of classical sculptures and opened it to local artists. The Tuscan architect Brunelleschi (d. 1446) studied the Pantheon in Rome before completing the plan of the dome of the Florence Cathedral. The use of one-point perspective for creating the illusion of depth was another innovation, demonstrated by reliefs on the bronze door of the Florence Baptistery by Lorenzo Ghiberti (d. 1455). Early Renaissance artists restored the nude and eroticism (including homoerotocism) in artworks such as the bronze statue David by Donatello (d. 1466) and The Birth of Venus by the painter Boticelli (d. 1510). Flemish painters quickly improved their technique. When completing his Ghent Altarpiece, Jan van Eyck (d. 1441) used oil paint to create a translucent surface and tiny bushes to achieve a more lifelike representation of the natural world.
Printing houses throughout Europe began the mass production of inexpensive playing cards and primitive religious images during the mid-15th century. Block books—woodcuts containing illustrations and text—rapidly became popular, with best-sellers including the (Paupers' Bible) and (Art of Dying). Horror stories were widely read, including German booklets describing the cruel acts of Wallachian prince Vlad the Impaler (r. 1456–62). The first large illustrated printed book, the Nuremberg Chronicle, was published in 1493.
Modern perceptions and historiography
According to David Lindberg, the medieval period has frequently been described as a "time of barbarism, ignorance, and superstition" which placed "religious authority above personal experience and rational activity". This is a legacy of the Renaissance and Enlightenment, when scholars favourably contrasted their intellectual culture with the past. Renaissance scholars saw the Middle Ages as a period of decline from the high culture and civilisation of the classical world. Enlightenment scholars saw reason as superior to faith, and viewed the Middle Ages as a time of ignorance and superstition. One misconception is that all people in the Middle Ages believed that the Earth was flat. This is untrue; lecturers in medieval universities commonly argued that evidence indicated the Earth was a sphere. Science historian Edward Grant said, "If revolutionary rational thoughts were expressed in the Age of Reason, they were only made possible because of the long medieval tradition that established the use of reason as one of the most important of human activities".
During the , the brutality of the French Revolution sparked intense nostalgia for the medieval period. This medievalism inspired several influential intellectuals, including British historian Thomas Carlyle (d. 1881), French architect Eugène Viollet-le-Duc (d. 1879), and German composer Richard Wagner (d. 1883). Romantic nationalism sought the origins of modern nations in the Middle Ages, stimulating oppressed ethnic groups' national awakening and the expansionism of empires. The professionalisation of historical study began with the German historian Leopold von Ranke (d. 1886). He emphasised primary sources and studied several aspects of history, but his students focused on political history. Historians of the French school such as the medievalist Marc Bloch (d. 1944) broadened their perspective, examining culture, society, and identity. Marxism, with its emphasis on class conflict, influenced historical research in the Soviet Bloc. Monographs on the medieval history of certain groups such as women, Jews, slaves, heretics and homosexuals have been regularly published since the 1970s, with the influx of people from diverse social backgrounds into universities.
Notes
Citations
References
Further reading
External links
De Re Militari: The Society for Medieval Military History
Medievalists.net News and articles about the period.
Medieval History Database (MHDB)
Medieval Worlds, Official website – Comparative and interdisciplinary articles about the period.
The Labyrinth Resources for Medieval Studies.
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Sociology | Sociology is the scientific study of human society that focuses on society, human social behavior, patterns of social relationships, social interaction, and aspects of culture associated with everyday life. Regarded as a part of both the social sciences and humanities, sociology uses various methods of empirical investigation and critical analysis to develop a body of knowledge about social order and social change. Sociological subject matter ranges from micro-level analyses of individual interaction and agency to macro-level analyses of social systems and social structure. Applied sociological research may be applied directly to social policy and welfare, whereas theoretical approaches may focus on the understanding of social processes and phenomenological method.
Traditional focuses of sociology include social stratification, social class, social mobility, religion, secularization, law, sexuality, gender, and deviance. Recent studies have added socio-technical aspects of the digital divide as a new focus. As all spheres of human activity are affected by the interplay between social structure and individual agency, sociology has gradually expanded its focus to other subjects and institutions, such as health and the institution of medicine; economy; military; punishment and systems of control; the Internet; sociology of education; social capital; and the role of social activity in the development of scientific knowledge.
The range of social scientific methods has also expanded, as social researchers draw upon a variety of qualitative and quantitative techniques. The linguistic and cultural turns of the mid-20th century, especially, have led to increasingly interpretative, hermeneutic, and philosophical approaches towards the analysis of society. Conversely, the turn of the 21st century has seen the rise of new analytically, mathematically, and computationally rigorous techniques, such as agent-based modelling and social network analysis.
Social research has influence throughout various industries and sectors of life, such as among politicians, policy makers, and legislators; educators; planners; administrators; developers; business magnates and managers; social workers; non-governmental organizations; and non-profit organizations, as well as individuals interested in resolving social issues in general.
History
Sociological reasoning predates the foundation of the discipline itself. Social analysis has origins in the common stock of universal, global knowledge and philosophy, having been carried out from as far back as the time of old comic poetry which features social and political criticism, and ancient Greek philosophers Socrates, Plato, and Aristotle. For instance, the origin of the survey can be traced back to at least the Domesday Book in 1086, while ancient philosophers such as Confucius wrote about the importance of social roles.
Medieval Arabic writings encompass a rich tradition that unveils early insights into the field of sociology. Some sources consider Ibn Khaldun, a 14th-century Muslim scholar from Tunisia, to have been the father of sociology, although there is no reference to his work in the writings of European contributors to modern sociology. Khaldun's Muqaddimah was considered to be amongst the first works to advance social-scientific reasoning on social cohesion and social conflict.
Etymology
The word sociology derives part of its name from the Latin word socius ('companion' or 'fellowship'). The suffix -logy ('the study of') comes from that of the Greek -λογία, derived from λόγος (, 'word' or 'knowledge').
The term sociology was first coined in 1780 by the French essayist Emmanuel-Joseph Sieyès in an unpublished manuscript. Sociology was later defined independently by French philosopher of science Auguste Comte (1798–1857) in 1838 as a new way of looking at society. Comte had earlier used the term social physics, but it had been subsequently appropriated by others, most notably the Belgian statistician Adolphe Quetelet. Comte endeavored to unify history, psychology, and economics through the scientific understanding of social life. Writing shortly after the malaise of the French Revolution, he proposed that social ills could be remedied through sociological positivism, an epistemological approach outlined in the Course in Positive Philosophy (1830–1842), later included in A General View of Positivism (1848). Comte believed a positivist stage would mark the final era in the progression of human understanding, after conjectural theological and metaphysical phases. In observing the circular dependence of theory and observation in science, and having classified the sciences, Comte may be regarded as the first philosopher of science in the modern sense of the term.
Marx
Both Comte and Karl Marx set out to develop scientifically justified systems in the wake of European industrialization and secularization, informed by various key movements in the philosophies of history and science. Marx rejected Comtean positivism but in attempting to develop a "science of society" nevertheless came to be recognized as a founder of sociology as the word gained wider meaning. For Isaiah Berlin, even though Marx did not consider himself to be a sociologist, he may be regarded as the "true father" of modern sociology, "in so far as anyone can claim the title."To have given clear and unified answers in familiar empirical terms to those theoretical questions which most occupied men's minds at the time, and to have deduced from them clear practical directives without creating obviously artificial links between the two, was the principal achievement of Marx's theory. The sociological treatment of historical and moral problems, which Comte and after him, Spencer and Taine, had discussed and mapped, became a precise and concrete study only when the attack of militant Marxism made its conclusions a burning issue, and so made the search for evidence more zealous and the attention to method more intense.
Spencer
Herbert Spencer was one of the most popular and influential 19th-century sociologists. It is estimated that he sold one million books in his lifetime, far more than any other sociologist at the time. So strong was his influence that many other 19th-century thinkers, including Émile Durkheim, defined their ideas in relation to his. Durkheim's Division of Labour in Society is to a large extent an extended debate with Spencer from whose sociology Durkheim borrowed extensively.
Also a notable biologist, Spencer coined the term survival of the fittest. While Marxian ideas defined one strand of sociology, Spencer was a critic of socialism, as well as a strong advocate for a laissez-faire style of government. His ideas were closely observed by conservative political circles, especially in the United States and England.
Foundations of the academic discipline
The first formal Department of Sociology in the world was established in 1892 by Albion Small—from the invitation of William Rainey Harper—at the University of Chicago. The American Journal of Sociology was founded shortly thereafter in 1895 by Small as well.
The institutionalization of sociology as an academic discipline, however, was chiefly led by Émile Durkheim, who developed positivism as a foundation for practical social research. While Durkheim rejected much of the detail of Comte's philosophy, he retained and refined its method, maintaining that the social sciences are a logical continuation of the natural ones into the realm of human activity, and insisting that they may retain the same objectivity, rationalism, and approach to causality. Durkheim set up the first European department of sociology at the University of Bordeaux in 1895, publishing his Rules of the Sociological Method (1895). For Durkheim, sociology could be described as the "science of institutions, their genesis and their functioning."
Durkheim's monograph Suicide (1897) is considered a seminal work in statistical analysis by contemporary sociologists. Suicide is a case study of variations in suicide rates among Catholic and Protestant populations, and served to distinguish sociological analysis from psychology or philosophy. It also marked a major contribution to the theoretical concept of structural functionalism. By carefully examining suicide statistics in different police districts, he attempted to demonstrate that Catholic communities have a lower suicide rate than that of Protestants, something he attributed to social (as opposed to individual or psychological) causes. He developed the notion of objective social facts to delineate a unique empirical object for the science of sociology to study. Through such studies he posited that sociology would be able to determine whether any given society is healthy or pathological, and seek social reform to negate organic breakdown, or "social anomie".
Sociology quickly evolved as an academic response to the perceived challenges of modernity, such as industrialization, urbanization, secularization, and the process of rationalization. The field predominated in continental Europe, with British anthropology and statistics generally following on a separate trajectory. By the turn of the 20th century, however, many theorists were active in the English-speaking world. Few early sociologists were confined strictly to the subject, interacting also with economics, jurisprudence, psychology and philosophy, with theories being appropriated in a variety of different fields. Since its inception, sociological epistemology, methods, and frames of inquiry, have significantly expanded and diverged.
Durkheim, Marx, and the German theorist Max Weber are typically cited as the three principal architects of sociology. Herbert Spencer, William Graham Sumner, Lester F. Ward, W. E. B. Du Bois, Vilfredo Pareto, Alexis de Tocqueville, Werner Sombart, Thorstein Veblen, Ferdinand Tönnies, Georg Simmel, Jane Addams and Karl Mannheim are often included on academic curricula as founding theorists. Curricula also may include Charlotte Perkins Gilman, Marianne Weber, Harriet Martineau, and Friedrich Engels as founders of the feminist tradition in sociology. Each key figure is associated with a particular theoretical perspective and orientation.
Further developments
The first college course entitled "Sociology" was taught in the United States at Yale in 1875 by William Graham Sumner. In 1883, Lester F. Ward, who later became the first president of the American Sociological Association (ASA), published Dynamic Sociology—Or Applied social science as based upon statical sociology and the less complex sciences, attacking the laissez-faire sociology of Herbert Spencer and Sumner. Ward's 1,200-page book was used as core material in many early American sociology courses. In 1890, the oldest continuing American course in the modern tradition began at the University of Kansas, lectured by Frank W. Blackmar. The Department of Sociology at the University of Chicago was established in 1892 by Albion Small, who also published the first sociology textbook: An introduction to the study of society. George Herbert Mead and Charles Cooley, who had met at the University of Michigan in 1891 (along with John Dewey), moved to Chicago in 1894. Their influence gave rise to social psychology and the symbolic interactionism of the modern Chicago School. The American Journal of Sociology was founded in 1895, followed by the ASA in 1905.
The sociological canon of classics with Durkheim and Max Weber at the top owes its existence in part to Talcott Parsons, who is largely credited with introducing both to American audiences. Parsons consolidated the sociological tradition and set the agenda for American sociology at the point of its fastest disciplinary growth. Sociology in the United States was less historically influenced by Marxism than its European counterpart, and to this day broadly remains more statistical in its approach.
The first sociology department established in the United Kingdom was at the London School of Economics and Political Science (home of the British Journal of Sociology) in 1904. Leonard Trelawny Hobhouse and Edvard Westermarck became the lecturers in the discipline at the University of London in 1907. Harriet Martineau, an English translator of Comte, has been cited as the first female sociologist. In 1909, the German Sociological Association was founded by Ferdinand Tönnies and Max Weber, among others. Weber established the first department in Germany at the Ludwig Maximilian University of Munich in 1919, having presented an influential new antipositivist sociology. In 1920, Florian Znaniecki set up the first department in Poland. The Institute for Social Research at the University of Frankfurt (later to become the Frankfurt School of critical theory) was founded in 1923. International co-operation in sociology began in 1893, when René Worms founded the Institut International de Sociologie, an institution later eclipsed by the much larger International Sociological Association (ISA), founded in 1949.
Theoretical traditions
Positivism and anti-positivism
Positivism
The overarching methodological principle of positivism is to conduct sociology in broadly the same manner as natural science. An emphasis on empiricism and the scientific method is sought to provide a tested foundation for sociological research based on the assumption that the only authentic knowledge is scientific knowledge, and that such knowledge can only arrive by positive affirmation through scientific methodology.
The term has long since ceased to carry this meaning; there are no fewer than twelve distinct epistemologies that are referred to as positivism. Many of these approaches do not self-identify as "positivist", some because they themselves arose in opposition to older forms of positivism, and some because the label has over time become a pejorative term by being mistakenly linked with a theoretical empiricism. The extent of antipositivist criticism has also diverged, with many rejecting the scientific method and others only seeking to amend it to reflect 20th-century developments in the philosophy of science. However, positivism (broadly understood as a scientific approach to the study of society) remains dominant in contemporary sociology, especially in the United States.
Loïc Wacquant distinguishes three major strains of positivism: Durkheimian, Logical, and Instrumental. None of these are the same as that set forth by Comte, who was unique in advocating such a rigid (and perhaps optimistic) version. While Émile Durkheim rejected much of the detail of Comte's philosophy, he retained and refined its method. Durkheim maintained that the social sciences are a logical continuation of the natural ones into the realm of human activity, and insisted that they should retain the same objectivity, rationalism, and approach to causality. He developed the notion of objective sui generis "social facts" to serve as unique empirical objects for the science of sociology to study.
The variety of positivism that remains dominant today is termed instrumental positivism. This approach eschews epistemological and metaphysical concerns (such as the nature of social facts) in favour of methodological clarity, replicability, reliability and validity. This positivism is more or less synonymous with quantitative research, and so only resembles older positivism in practice. Since it carries no explicit philosophical commitment, its practitioners may not belong to any particular school of thought. Modern sociology of this type is often credited to Paul Lazarsfeld, who pioneered large-scale survey studies and developed statistical techniques for analysing them. This approach lends itself to what Robert K. Merton called middle-range theory: abstract statements that generalize from segregated hypotheses and empirical regularities rather than starting with an abstract idea of a social whole.
Antipositivism
The German philosopher Hegel criticised traditional empiricist epistemology, which he rejected as uncritical, and determinism, which he viewed as overly mechanistic. Karl Marx's methodology borrowed from Hegelian dialecticism but also a rejection of positivism in favour of critical analysis, seeking to supplement the empirical acquisition of "facts" with the elimination of illusions. He maintained that appearances need to be critiqued rather than simply documented. Early hermeneuticians such as Wilhelm Dilthey pioneered the distinction between natural and social science ('Geisteswissenschaft'). Various neo-Kantian philosophers, phenomenologists and human scientists further theorized how the analysis of the social world differs to that of the natural world due to the irreducibly complex aspects of human society, culture, and being.
In the Italian context of development of social sciences and of sociology in particular, there are oppositions to the first foundation of the discipline, sustained by speculative philosophy in accordance with the antiscientific tendencies matured by critique of positivism and evolutionism, so a tradition Progressist struggles to establish itself.
At the turn of the 20th century, the first generation of German sociologists formally introduced methodological anti-positivism, proposing that research should concentrate on human cultural norms, values, symbols, and social processes viewed from a resolutely subjective perspective. Max Weber argued that sociology may be loosely described as a science as it is able to identify causal relationships of human "social action"—especially among "ideal types", or hypothetical simplifications of complex social phenomena. As a non-positivist, however, Weber sought relationships that are not as "historical, invariant, or generalisable" as those pursued by natural scientists. Fellow German sociologist, Ferdinand Tönnies, theorised on two crucial abstract concepts with his work on "gemeinschaft and gesellschaft". Tönnies marked a sharp line between the realm of concepts and the reality of social action: the first must be treated axiomatically and in a deductive way ("pure sociology"), whereas the second empirically and inductively ("applied sociology").
Both Weber and Georg Simmel pioneered the "Verstehen" (or 'interpretative') method in social science; a systematic process by which an outside observer attempts to relate to a particular cultural group, or indigenous people, on their own terms and from their own point of view. Through the work of Simmel, in particular, sociology acquired a possible character beyond positivist data-collection or grand, deterministic systems of structural law. Relatively isolated from the sociological academy throughout his lifetime, Simmel presented idiosyncratic analyses of modernity more reminiscent of the phenomenological and existential writers than of Comte or Durkheim, paying particular concern to the forms of, and possibilities for, social individuality. His sociology engaged in a neo-Kantian inquiry into the limits of perception, asking 'What is society?' in a direct allusion to Kant's question 'What is nature?'
Classical theory
The contemporary discipline of sociology is theoretically multi-paradigmatic in line with the contentions of classical social theory. Randall Collins' well-cited survey of sociological theory retroactively labels various theorists as belonging to four theoretical traditions: Functionalism, Conflict, Symbolic Interactionism, and Utilitarianism.
Accordingly, modern sociological theory predominantly descends from functionalist (Durkheim) and conflict (Marx and Weber) approaches to social structure, as well as from symbolic-interactionist approaches to social interaction, such as micro-level structural (Simmel) and pragmatist (Mead, Cooley) perspectives. Utilitarianism (also known as rational choice or social exchange), although often associated with economics, is an established tradition within sociological theory.
Lastly, as argued by Raewyn Connell, a tradition that is often forgotten is that of Social Darwinism, which applies the logic of Darwinian biological evolution to people and societies. This tradition often aligns with classical functionalism, and was once the dominant theoretical stance in American sociology, from , associated with several founders of sociology, primarily Herbert Spencer, Lester F. Ward, and William Graham Sumner.
Contemporary sociological theory retains traces of each of these traditions and they are by no means mutually exclusive.
Functionalism
A broad historical paradigm in both sociology and anthropology, functionalism addresses the social structure—referred to as "social organization" by the classical theorists—with respect to the whole as well as the necessary function of the whole's constituent elements. A common analogy (popularized by Herbert Spencer) is to regard norms and institutions as 'organs' that work towards the proper functioning of the entire 'body' of society. The perspective was implicit in the original sociological positivism of Comte but was theorized in full by Durkheim, again with respect to observable, structural laws.
Functionalism also has an anthropological basis in the work of theorists such as Marcel Mauss, Bronisław Malinowski, and Radcliffe-Brown. It is in the latter's specific usage that the prefix "structural" emerged. Classical functionalist theory is generally united by its tendency towards biological analogy and notions of social evolutionism, in that the basic form of society would increase in complexity and those forms of social organization that promoted solidarity would eventually overcome social disorganization. As Giddens states:Functionalist thought, from Comte onwards, has looked particularly towards biology as the science providing the closest and most compatible model for social science. Biology has been taken to provide a guide to conceptualizing the structure and the function of social systems and to analyzing processes of evolution via mechanisms of adaptation. Functionalism strongly emphasizes the pre-eminence of the social world over its individual parts (i.e. its constituent actors, human subjects).
Conflict theory
Functionalist theories emphasize "cohesive systems" and are often contrasted with "conflict theories", which critique the overarching socio-political system or emphasize the inequality between particular groups. The following quotes from Durkheim and Marx epitomize the political, as well as theoretical, disparities, between functionalist and conflict thought respectively:
Symbolic interactionism
Symbolic interaction—often associated with interactionism, phenomenology, dramaturgy, interpretivism—is a sociological approach that places emphasis on subjective meanings and the empirical unfolding of social processes, generally accessed through micro-analysis. This tradition emerged in the Chicago School of the 1920s and 1930s, which, prior to World War II, "had been the center of sociological research and graduate study." The approach focuses on creating a framework for building a theory that sees society as the product of the everyday interactions of individuals. Society is nothing more than the shared reality that people construct as they interact with one another. This approach sees people interacting in countless settings using symbolic communications to accomplish the tasks at hand. Therefore, society is a complex, ever-changing mosaic of subjective meanings. Some critics of this approach argue that it only looks at what is happening in a particular social situation, and disregards the effects that culture, race or gender (i.e. social-historical structures) may have in that situation. Some important sociologists associated with this approach include Max Weber, George Herbert Mead, Erving Goffman, George Homans, and Peter Blau. It is also in this tradition that the radical-empirical approach of ethnomethodology emerges from the work of Harold Garfinkel.
Utilitarianism
Utilitarianism is often referred to as exchange theory or rational choice theory in the context of sociology. This tradition tends to privilege the agency of individual rational actors and assumes that within interactions individuals always seek to maximize their own self-interest. As argued by Josh Whitford, rational actors are assumed to have four basic elements:
"a knowledge of alternatives;"
"a knowledge of, or beliefs about the consequences of the various alternatives;"
"an ordering of preferences over outcomes;" and
"a decision rule, to select among the possible alternatives"
Exchange theory is specifically attributed to the work of George C. Homans, Peter Blau and Richard Emerson. Organizational sociologists James G. March and Herbert A. Simon noted that an individual's rationality is bounded by the context or organizational setting. The utilitarian perspective in sociology was, most notably, revitalized in the late 20th century by the work of former ASA president James Coleman.
20th-century social theory
Following the decline of theories of sociocultural evolution in the United States, the interactionist thought of the Chicago School dominated American sociology. As Anselm Strauss describes, "we didn't think symbolic interaction was a perspective in sociology; we thought it was sociology." Moreover, philosophical and psychological pragmatism grounded this tradition. After World War II, mainstream sociology shifted to the survey-research of Paul Lazarsfeld at Columbia University and the general theorizing of Pitirim Sorokin, followed by Talcott Parsons at Harvard University. Ultimately, "the failure of the Chicago, Columbia, and Wisconsin [sociology] departments to produce a significant number of graduate students interested in and committed to general theory in the years 1936–45 was to the advantage of the Harvard department." As Parsons began to dominate general theory, his work primarily referenced European sociology—almost entirely omitting citations of both the American tradition of sociocultural-evolution as well as pragmatism. In addition to Parsons' revision of the sociological canon (which included Marshall, Pareto, Weber and Durkheim), the lack of theoretical challenges from other departments nurtured the rise of the Parsonian structural-functionalist movement, which reached its crescendo in the 1950s, but by the 1960s was in rapid decline.
By the 1980s, most functionalist perspectives in Europe had broadly been replaced by conflict-oriented approaches, and to many in the discipline, functionalism was considered "as dead as a dodo:" According to Giddens:The orthodox consensus terminated in the late 1960s and 1970s as the middle ground shared by otherwise competing perspectives gave way and was replaced by a baffling variety of competing perspectives. This third 'generation' of social theory includes phenomenologically inspired approaches, critical theory, ethnomethodology, symbolic interactionism, structuralism, post-structuralism, and theories written in the tradition of hermeneutics and ordinary language philosophy.
Pax Wisconsana
While some conflict approaches also gained popularity in the United States, the mainstream of the discipline instead shifted to a variety of empirically oriented middle-range theories with no single overarching, or "grand", theoretical orientation. John Levi Martin refers to this "golden age of methodological unity and theoretical calm" as the Pax Wisconsana, as it reflected the composition of the sociology department at the University of Wisconsin–Madison: numerous scholars working on separate projects with little contention. Omar Lizardo describes the pax wisconsana as "a Midwestern flavored, Mertonian resolution of the theory/method wars in which [sociologists] all agreed on at least two working hypotheses: (1) grand theory is a waste of time; [and] (2) good theory has to be good to think with or goes in the trash bin." Despite the aversion to grand theory in the latter half of the 20th century, several new traditions have emerged that propose various syntheses: structuralism, post-structuralism, cultural sociology and systems theory. Some sociologists have called for a return to 'grand theory' to combat the rise of scientific and pragmatist influences within the tradition of sociological thought (see Duane Rousselle).
Structuralism
The structuralist movement originated primarily from the work of Durkheim as interpreted by two European scholars: Anthony Giddens, a sociologist, whose theory of structuration draws on the linguistic theory of Ferdinand de Saussure; and Claude Lévi-Strauss, an anthropologist. In this context, 'structure' does not refer to 'social structure', but to the semiotic understanding of human culture as a system of signs. One may delineate four central tenets of structuralism:
Structure is what determines the structure of a whole.
Structuralists believe that every system has a structure.
Structuralists are interested in 'structural' laws that deal with coexistence rather than changes.
Structures are the 'real things' beneath the surface or the appearance of meaning.
The second tradition of structuralist thought, contemporaneous with Giddens, emerges from the American School of social network analysis in the 1970s and 1980s, spearheaded by the Harvard Department of Social Relations led by Harrison White and his students. This tradition of structuralist thought argues that, rather than semiotics, social structure is networks of patterned social relations. And, rather than Levi-Strauss, this school of thought draws on the notions of structure as theorized by Levi-Strauss' contemporary anthropologist, Radcliffe-Brown. Some refer to this as "network structuralism", and equate it to "British structuralism" as opposed to the "French structuralism" of Levi-Strauss.
Post-structuralism
Post-structuralist thought has tended to reject 'humanist' assumptions in the construction of social theory. Michel Foucault provides an important critique in his Archaeology of the Human Sciences, though Habermas (1986) and Rorty (1986) have both argued that Foucault merely replaces one such system of thought with another. The dialogue between these intellectuals highlights a trend in recent years for certain schools of sociology and philosophy to intersect. The anti-humanist position has been associated with "postmodernism", a term used in specific contexts to describe an era or phenomena, but occasionally construed as a method.
Central theoretical problems
Overall, there is a strong consensus regarding the central problems of sociological theory, which are largely inherited from the classical theoretical traditions. This consensus is: how to link, transcend or cope with the following "big three" dichotomies:
subjectivity and objectivity, which deal with knowledge;
structure and agency, which deal with action;
and synchrony and diachrony, which deal with time.
Lastly, sociological theory often grapples with the problem of integrating or transcending the divide between micro, meso, and macro-scale social phenomena, which is a subset of all three central problems.
Subjectivity and objectivity
The problem of subjectivity and objectivity can be divided into two parts: a concern over the general possibilities of social actions, and the specific problem of social scientific knowledge. In the former, the subjective is often equated (though not necessarily) with the individual, and the individual's intentions and interpretations of the objective. The objective is often considered any public or external action or outcome, on up to society writ large. A primary question for social theorists, then, is how knowledge reproduces along the chain of subjective-objective-subjective, that is to say: how is intersubjectivity achieved? While, historically, qualitative methods have attempted to tease out subjective interpretations, quantitative survey methods also attempt to capture individual subjectivities. Qualitative methods take an approach to objective description known as in situ, meaning that descriptions must have appropriate contextual information to understand the information.
The latter concern with scientific knowledge results from the fact that a sociologist is part of the very object they seek to explain, as Bourdieu explains:
Structure and agency
Structure and agency, sometimes referred to as determinism versus voluntarism, form an enduring ontological debate in social theory: "Do social structures determine an individual's behaviour or does human agency?" In this context, agency refers to the capacity of individuals to act independently and make free choices, whereas structure relates to factors that limit or affect the choices and actions of individuals (e.g. social class, religion, gender, ethnicity, etc.). Discussions over the primacy of either structure or agency relate to the core of sociological epistemology (i.e. "what is the social world made of?", "what is a cause in the social world, and what is an effect?"). A perennial question within this debate is that of "social reproduction": how are structures (specifically, structures producing inequality) reproduced through the choices of individuals?
Synchrony and diachrony
Synchrony and diachrony (or statics and dynamics) within social theory are terms that refer to a distinction that emerged through the work of Levi-Strauss who inherited it from the linguistics of Ferdinand de Saussure. Synchrony slices moments of time for analysis, thus it is an analysis of static social reality. Diachrony, on the other hand, attempts to analyse dynamic sequences. Following Saussure, synchrony would refer to social phenomena as a static concept like a language, while diachrony would refer to unfolding processes like actual speech. In Anthony Giddens' introduction to Central Problems in Social Theory, he states that, "in order to show the interdependence of action and structure…we must grasp the time space relations inherent in the constitution of all social interaction." And like structure and agency, time is integral to discussion of social reproduction.
In terms of sociology, historical sociology is often better positioned to analyse social life as diachronic, while survey research takes a snapshot of social life and is thus better equipped to understand social life as synchronized. Some argue that the synchrony of social structure is a methodological perspective rather than an ontological claim. Nonetheless, the problem for theory is how to integrate the two manners of recording and thinking about social data.
Research methodology
Sociological research methods may be divided into two broad, though often supplementary, categories:
Qualitative designs emphasize understanding of social phenomena through direct observation, communication with participants, or analysis of texts, and may stress contextual and subjective accuracy over generality.
Quantitative designs approach social phenomena through quantifiable evidence, and often rely on statistical analysis of many cases (or across intentionally designed treatments in an experiment) to establish valid and reliable general claims.
Sociologists are often divided into camps of support for particular research techniques. These disputes relate to the epistemological debates at the historical core of social theory. While very different in many aspects, both qualitative and quantitative approaches involve a systematic interaction between theory and data. Quantitative methodologies hold the dominant position in sociology, especially in the United States. In the discipline's two most cited journals, quantitative articles have historically outnumbered qualitative ones by a factor of two. (Most articles published in the largest British journal, on the other hand, are qualitative.) Most textbooks on the methodology of social research are written from the quantitative perspective, and the very term "methodology" is often used synonymously with "statistics". Practically all sociology PhD programmes in the United States require training in statistical methods. The work produced by quantitative researchers is also deemed more 'trustworthy' and 'unbiased' by the general public, though this judgment continues to be challenged by antipositivists.
The choice of method often depends largely on what the researcher intends to investigate. For example, a researcher concerned with drawing a statistical generalization across an entire population may administer a survey questionnaire to a representative sample population. By contrast, a researcher who seeks full contextual understanding of an individual's social actions may choose ethnographic participant observation or open-ended interviews. Studies will commonly combine, or 'triangulate', quantitative and qualitative methods as part of a 'multi-strategy' design. For instance, a quantitative study may be performed to obtain statistical patterns on a target sample, and then combined with a qualitative interview to determine the play of agency.
Sampling
Quantitative methods are often used to ask questions about a population that is very large, making a census or a complete enumeration of all the members in that population infeasible. A 'sample' then forms a manageable subset of a population. In quantitative research, statistics are used to draw inferences from this sample regarding the population as a whole. The process of selecting a sample is referred to as 'sampling'. While it is usually best to sample randomly, concern with differences between specific subpopulations sometimes calls for stratified sampling. Conversely, the impossibility of random sampling sometimes necessitates nonprobability sampling, such as convenience sampling or snowball sampling.
Methods
The following list of research methods is neither exclusive nor exhaustive:
Archival research (or the Historical method): Draws upon the secondary data located in historical archives and records, such as biographies, memoirs, journals, and so on.
Content analysis: The content of interviews and other texts is systematically analysed. Often data is 'coded' as a part of the 'grounded theory' approach using qualitative data analysis (QDA) software, such as Atlas.ti, MAXQDA, NVivo, or QDA Miner.
Experimental research: The researcher isolates a single social process and reproduces it in a laboratory (for example, by creating a situation where unconscious sexist judgements are possible), seeking to determine whether or not certain social variables can cause, or depend upon, other variables (for instance, seeing if people's feelings about traditional gender roles can be manipulated by the activation of contrasting gender stereotypes). Participants are randomly assigned to different groups that either serve as controls—acting as reference points because they are tested with regard to the dependent variable, albeit without having been exposed to any independent variables of interest—or receive one or more treatments. Randomization allows the researcher to be sure that any resulting differences between groups are the result of the treatment.
Longitudinal study: An extensive examination of a specific person or group over a long period of time.
Observation: Using data from the senses, the researcher records information about social phenomenon or behaviour. Observation techniques may or may not feature participation. In participant observation, the researcher goes into the field (e.g. a community or a place of work), and participates in the activities of the field for a prolonged period of time in order to acquire a deep understanding of it. Data acquired through these techniques may be analysed either quantitatively or qualitatively. In the observation research, a sociologist might study global warming in some part of the world that is less populated.
Program Evaluation is a systematic method for collecting, analyzing, and using information to answer questions about projects, policies and programs, particularly about their effectiveness and efficiency. In both the public and private sectors, stakeholders often want to know whether the programs they are funding, implementing, voting for, or objecting to are producing the intended effect. While program evaluation first focuses on this definition, important considerations often include how much the program costs per participant, how the program could be improved, whether the program is worthwhile, whether there are better alternatives, if there are unintended outcomes, and whether the program goals are appropriate and useful.
Survey research: The researcher gathers data using interviews, questionnaires, or similar feedback from a set of people sampled from a particular population of interest. Survey items from an interview or questionnaire may be open-ended or closed-ended. Data from surveys is usually analysed statistically on a computer.
Computational sociology
Sociologists increasingly draw upon computationally intensive methods to analyse and model social phenomena. Using computer simulations, artificial intelligence, text mining, complex statistical methods, and new analytic approaches like social network analysis and social sequence analysis, computational sociology develops and tests theories of complex social processes through bottom-up modelling of social interactions.
Although the subject matter and methodologies in social science differ from those in natural science or computer science, several of the approaches used in contemporary social simulation originated from fields such as physics and artificial intelligence. By the same token, some of the approaches that originated in computational sociology have been imported into the natural sciences, such as measures of network centrality from the fields of social network analysis and network science. In relevant literature, computational sociology is often related to the study of social complexity. Social complexity concepts such as complex systems, non-linear interconnection among macro and micro process, and emergence, have entered the vocabulary of computational sociology. A practical and well-known example is the construction of a computational model in the form of an "artificial society", by which researchers can analyse the structure of a social system.
Subfields
Culture
Sociologists' approach to culture can be divided into "sociology of culture" and "cultural sociology"—terms which are similar, though not entirely interchangeable. Sociology of culture is an older term, and considers some topics and objects as more or less "cultural" than others. Conversely, cultural sociology sees all social phenomena as inherently cultural. Sociology of culture often attempts to explain certain cultural phenomena as a product of social processes, while cultural sociology sees culture as a potential explanation of social phenomena.
For Simmel, culture referred to "the cultivation of individuals through the agency of external forms which have been objectified in the course of history." While early theorists such as Durkheim and Mauss were influential in cultural anthropology, sociologists of culture are generally distinguished by their concern for modern (rather than primitive or ancient) society. Cultural sociology often involves the hermeneutic analysis of words, artefacts and symbols, or ethnographic interviews. However, some sociologists employ historical-comparative or quantitative techniques in the analysis of culture, Weber and Bourdieu for instance. The subfield is sometimes allied with critical theory in the vein of Theodor W. Adorno, Walter Benjamin, and other members of the Frankfurt School. Loosely distinct from the sociology of culture is the field of cultural studies. Birmingham School theorists such as Richard Hoggart and Stuart Hall questioned the division between "producers" and "consumers" evident in earlier theory, emphasizing the reciprocity in the production of texts. Cultural Studies aims to examine its subject matter in terms of cultural practices and their relation to power. For example, a study of a subculture (e.g. white working class youth in London) would consider the social practices of the group as they relate to the dominant class. The "cultural turn" of the 1960s ultimately placed culture much higher on the sociological agenda.
Art, music and literature
Sociology of literature, film, and art is a subset of the sociology of culture. This field studies the social production of artistic objects and its social implications. A notable example is Pierre Bourdieu's Les Règles de L'Art: Genèse et Structure du Champ Littéraire (1992). None of the founding fathers of sociology produced a detailed study of art, but they did develop ideas that were subsequently applied to literature by others. Marx's theory of ideology was directed at literature by Pierre Macherey, Terry Eagleton and Fredric Jameson. Weber's theory of modernity as cultural rationalization, which he applied to music, was later applied to all the arts, literature included, by Frankfurt School writers such as Theodor Adorno and Jürgen Habermas. Durkheim's view of sociology as the study of externally defined social facts was redirected towards literature by Robert Escarpit. Bourdieu's own work is clearly indebted to Marx, Weber and Durkheim.
Criminality, deviance, law and punishment
Criminologists analyse the nature, causes, and control of criminal activity, drawing upon methods across sociology, psychology, and the behavioural sciences. The sociology of deviance focuses on actions or behaviours that violate norms, including both infringements of formally enacted rules (e.g., crime) and informal violations of cultural norms. It is the remit of sociologists to study why these norms exist; how they change over time; and how they are enforced. The concept of social disorganization is when the broader social systems leads to violations of norms. For instance, Robert K. Merton produced a typology of deviance, which includes both individual and system level causal explanations of deviance.
Sociology of law
The study of law played a significant role in the formation of classical sociology. Durkheim famously described law as the "visible symbol" of social solidarity. The sociology of law refers to both a sub-discipline of sociology and an approach within the field of legal studies. Sociology of law is a diverse field of study that examines the interaction of law with other aspects of society, such as the development of legal institutions and the effect of laws on social change and vice versa. For example, an influential recent work in the field relies on statistical analyses to argue that the increase in incarceration in the US over the last 30 years is due to changes in law and policing and not to an increase in crime; and that this increase has significantly contributed to the persistence of racial stratification.
Communications and information technologies
The sociology of communications and information technologies includes "the social aspects of computing, the Internet, new media, computer networks, and other communication and information technologies."
Internet and digital media
The Internet is of interest to sociologists in various ways, most practically as a tool for research and as a discussion platform. The sociology of the Internet in the broad sense concerns the analysis of online communities (e.g. newsgroups, social networking sites) and virtual worlds, meaning that there is often overlap with community sociology. Online communities may be studied statistically through network analysis or interpreted qualitatively through virtual ethnography. Moreover, organizational change is catalysed through new media, thereby influencing social change at-large, perhaps forming the framework for a transformation from an industrial to an informational society. One notable text is Manuel Castells' The Internet Galaxy—the title of which forms an inter-textual reference to Marshall McLuhan's The Gutenberg Galaxy. Closely related to the sociology of the Internet is digital sociology, which expands the scope of study to address not only the internet but also the impact of the other digital media and devices that have emerged since the first decade of the twenty-first century.
Media
As with cultural studies, media study is a distinct discipline that owes to the convergence of sociology and other social sciences and humanities, in particular, literary criticism and critical theory. Though neither the production process nor the critique of aesthetic forms is in the remit of sociologists, analyses of socializing factors, such as ideological effects and audience reception, stem from sociological theory and method. Thus the 'sociology of the media' is not a subdiscipline per se, but the media is a common and often indispensable topic.
Economic sociology
The term "economic sociology" was first used by William Stanley Jevons in 1879, later to be coined in the works of Durkheim, Weber, and Simmel between 1890 and 1920. Economic sociology arose as a new approach to the analysis of economic phenomena, emphasizing class relations and modernity as a philosophical concept. The relationship between capitalism and modernity is a salient issue, perhaps best demonstrated in Weber's The Protestant Ethic and the Spirit of Capitalism (1905) and Simmel's The Philosophy of Money (1900). The contemporary period of economic sociology, also known as new economic sociology, was consolidated by the 1985 work of Mark Granovetter titled "Economic Action and Social Structure: The Problem of Embeddedness". This work elaborated the concept of embeddedness, which states that economic relations between individuals or firms take place within existing social relations (and are thus structured by these relations as well as the greater social structures of which those relations are a part). Social network analysis has been the primary methodology for studying this phenomenon. Granovetter's theory of the strength of weak ties and Ronald Burt's concept of structural holes are two of the best known theoretical contributions of this field.
Work, employment, and industry
The sociology of work, or industrial sociology, examines "the direction and implications of trends in technological change, globalization, labour markets, work organization, managerial practices and employment relations to the extent to which these trends are intimately related to changing patterns of inequality in modern societies and to the changing experiences of individuals and families the ways in which workers challenge, resist and make their own contributions to the patterning of work and shaping of work institutions."
Education
The sociology of education is the study of how educational institutions determine social structures, experiences, and other outcomes. It is particularly concerned with the schooling systems of modern industrial societies. A classic 1966 study in this field by James Coleman, known as the "Coleman Report", analysed the performance of over 150,000 students and found that student background and socioeconomic status are much more important in determining educational outcomes than are measured differences in school resources (i.e. per pupil spending). The controversy over "school effects" ignited by that study has continued to this day. The study also found that socially disadvantaged black students profited from schooling in racially mixed classrooms, and thus served as a catalyst for desegregation busing in American public schools.
Environment
Environmental sociology is the study of human interactions with the natural environment, typically emphasizing human dimensions of environmental problems, social impacts of those problems, and efforts to resolve them. As with other sub-fields of sociology, scholarship in environmental sociology may be at one or multiple levels of analysis, from global (e.g. world-systems) to local, societal to individual. Attention is paid also to the processes by which environmental problems become defined and known to humans. As argued by notable environmental sociologist John Bellamy Foster, the predecessor to modern environmental sociology is Marx's analysis of the metabolic rift, which influenced contemporary thought on sustainability. Environmental sociology is often interdisciplinary and overlaps with the sociology of risk, rural sociology and the sociology of disaster.
Human ecology
Human ecology deals with interdisciplinary study of the relationship between humans and their natural, social, and built environments. In addition to Environmental sociology, this field overlaps with architectural sociology, urban sociology, and to some extent visual sociology. In turn, visual sociology—which is concerned with all visual dimensions of social life—overlaps with media studies in that it uses photography, film and other technologies of media.
Social pre-wiring
Social pre-wiring deals with the study of fetal social behavior and social interactions in a multi-fetal environment. Specifically, social pre-wiring refers to the ontogeny of social interaction. Also informally referred to as, "wired to be social". The theory questions whether there is a propensity to socially oriented action already present before birth. Research in the theory concludes that newborns are born into the world with a unique genetic wiring to be social.
Circumstantial evidence supporting the social pre-wiring hypothesis can be revealed when examining newborns' behavior. Newborns, not even hours after birth, have been found to display a preparedness for social interaction. This preparedness is expressed in ways such as their imitation of facial gestures. This observed behavior cannot be attributed to any current form of socialization or social construction. Rather, newborns most likely inherit to some extent social behavior and identity through genetics.
Principal evidence of this theory is uncovered by examining Twin pregnancies. The main argument is, if there are social behaviors that are inherited and developed before birth, then one should expect twin foetuses to engage in some form of social interaction before they are born. Thus, ten foetuses were analyzed over a period of time using ultrasound techniques. Using kinematic analysis, the results of the experiment were that the twin foetuses would interact with each other for longer periods and more often as the pregnancies went on. Researchers were able to conclude that the performance of movements between the co-twins were not accidental but specifically aimed.
The social pre-wiring hypothesis was proved correct: The central advance of this study is the demonstration that 'social actions' are already performed in the second trimester of gestation. Starting from the 14th week of gestation twin foetuses plan and execute movements specifically aimed at the co-twin. These findings force us to predate the emergence of social behavior: when the context enables it, as in the case of twin foetuses, other-directed actions are not only possible but predominant over self-directed actions.
Family, gender, and sexuality
Family, gender and sexuality form a broad area of inquiry studied in many sub-fields of sociology. A family is a group of people who are related by kinship ties :- Relations of blood / marriage / civil partnership or adoption. The family unit is one of the most important social institutions found in some form in nearly all known societies. It is the basic unit of social organization and plays a key role in socializing children into the culture of their society. The sociology of the family examines the family, as an institution and unit of socialization, with special concern for the comparatively modern historical emergence of the nuclear family and its distinct gender roles. The notion of "childhood" is also significant. As one of the more basic institutions to which one may apply sociological perspectives, the sociology of the family is a common component on introductory academic curricula. Feminist sociology, on the other hand, is a normative sub-field that observes and critiques the cultural categories of gender and sexuality, particularly with respect to power and inequality. The primary concern of feminist theory is the patriarchy and the systematic oppression of women apparent in many societies, both at the level of small-scale interaction and in terms of the broader social structure. Feminist sociology also analyses how gender interlocks with race and class to produce and perpetuate social inequalities. "How to account for the differences in definitions of femininity and masculinity and in sex role across different societies and historical periods" is also a concern.
Health, illness, and the body
The sociology of health and illness focuses on the social effects of, and public attitudes toward, illnesses, diseases, mental health and disabilities. This sub-field also overlaps with gerontology and the study of the ageing process. Medical sociology, by contrast, focuses on the inner-workings of the medical profession, its organizations, its institutions and how these can shape knowledge and interactions. In Britain, sociology was introduced into the medical curriculum following the Goodenough Report (1944).
The sociology of the body and embodiment takes a broad perspective on the idea of "the body" and includes "a wide range of embodied dynamics including human and non-human bodies, morphology, human reproduction, anatomy, body fluids, biotechnology, genetics". This often intersects with health and illness, but also theories of bodies as political, social, cultural, economic and ideological productions. The ISA maintains a Research Committee devoted to "the Body in the Social Sciences".
Death, dying, bereavement
A subfield of the sociology of health and illness that overlaps with cultural sociology is the study of death, dying and bereavement, sometimes referred to broadly as the sociology of death. This topic is exemplified by the work of Douglas Davies and Michael C. Kearl.
Knowledge and science
The sociology of knowledge is the study of the relationship between human thought and the social context within which it arises, and of the effects prevailing ideas have on societies. The term first came into widespread use in the 1920s, when a number of German-speaking theorists, most notably Max Scheler, and Karl Mannheim, wrote extensively on it. With the dominance of functionalism through the middle years of the 20th century, the sociology of knowledge tended to remain on the periphery of mainstream sociological thought. It was largely reinvented and applied much more closely to everyday life in the 1960s, particularly by Peter L. Berger and Thomas Luckmann in The Social Construction of Reality (1966) and is still central for methods dealing with qualitative understanding of human society (compare socially constructed reality). The "archaeological" and "genealogical" studies of Michel Foucault are of considerable contemporary influence.
The sociology of science involves the study of science as a social activity, especially dealing "with the social conditions and effects of science, and with the social structures and processes of scientific activity." Important theorists in the sociology of science include Robert K. Merton and Bruno Latour. These branches of sociology have contributed to the formation of science and technology studies. Both the ASA and the BSA have sections devoted to the subfield of Science, Knowledge and Technology. The ISA maintains a Research Committee on Science and Technology.
Leisure
Sociology of leisure is the study of how humans organize their free time. Leisure includes a broad array of activities, such as sport, tourism, and the playing of games. The sociology of leisure is closely tied to the sociology of work, as each explores a different side of the work–leisure relationship. More recent studies in the field move away from the work–leisure relationship and focus on the relation between leisure and culture. This area of sociology began with Thorstein Veblen's Theory of the Leisure Class.
Peace, war, and conflict
This subfield of sociology studies, broadly, the dynamics of war, conflict resolution, peace movements, war refugees, conflict resolution and military institutions. As a subset of this subfield, military sociology aims towards the systematic study of the military as a social group rather than as an organization. It is a highly specialized sub-field which examines issues related to service personnel as a distinct group with coerced collective action based on shared interests linked to survival in vocation and combat, with purposes and values that are more defined and narrower than within civil society. Military sociology also concerns civilian-military relations and interactions between other groups or governmental agencies. Topics include the dominant assumptions held by those in the military, changes in military members' willingness to fight, military unionization, military professionalism, the increased utilization of women, the military industrial-academic complex, the military's dependence on research, and the institutional and organizational structure of military.
Political sociology
Historically, political sociology concerned the relations between political organization and society. A typical research question in this area might be: "Why do so few American citizens choose to vote?" In this respect questions of political opinion formation brought about some of the pioneering uses of statistical survey research by Paul Lazarsfeld. A major subfield of political sociology developed in relation to such questions, which draws on comparative history to analyse socio-political trends. The field developed from the work of Max Weber and Moisey Ostrogorsky.
Contemporary political sociology includes these areas of research, but it has been opened up to wider questions of power and politics. Today political sociologists are as likely to be concerned with how identities are formed that contribute to structural domination by one group over another; the politics of who knows how and with what authority; and questions of how power is contested in social interactions in such a way as to bring about widespread cultural and social change. Such questions are more likely to be studied qualitatively. The study of social movements and their effects has been especially important in relation to these wider definitions of politics and power.
Political sociology has also moved beyond methodological nationalism and analysed the role of non-governmental organizations, the diffusion of the nation-state throughout the Earth as a social construct, and the role of stateless entities in the modern world society. Contemporary political sociologists also study inter-state interactions and human rights.
Population and demography
Demographers or sociologists of population study the size, composition and change over time of a given population. Demographers study how these characteristics impact, or are impacted by, various social, economic or political systems. The study of population is also closely related to human ecology and environmental sociology, which studies a population's relationship with the surrounding environment and often overlaps with urban or rural sociology. Researchers in this field may study the movement of populations: transportation, migrations, diaspora, etc., which falls into the subfield known as mobilities studies and is closely related to human geography. Demographers may also study spread of disease within a given population or epidemiology.
Public sociology
Public sociology refers to an approach to the discipline which seeks to transcend the academy in order to engage with wider audiences. It is perhaps best understood as a style of sociology rather than a particular method, theory, or set of political values. This approach is primarily associated with Michael Burawoy who contrasted it with professional sociology, a form of academic sociology that is concerned primarily with addressing other professional sociologists. Public sociology is also part of the broader field of science communication or science journalism.
Race and ethnic relations
The sociology of race and of ethnic relations is the area of the discipline that studies the social, political, and economic relations between races and ethnicities at all levels of society. This area encompasses the study of racism, residential segregation, and other complex social processes between different racial and ethnic groups. This research frequently interacts with other areas of sociology such as stratification and social psychology, as well as with postcolonial theory. At the level of political policy, ethnic relations are discussed in terms of either assimilationism or multiculturalism. Anti-racism forms another style of policy, particularly popular in the 1960s and 1970s.
Religion
The sociology of religion concerns the practices, historical backgrounds, developments, universal themes and roles of religion in society. There is particular emphasis on the recurring role of religion in all societies and throughout recorded history. The sociology of religion is distinguished from the philosophy of religion in that sociologists do not set out to assess the validity of religious truth-claims, instead assuming what Peter L. Berger has described as a position of "methodological atheism". It may be said that the modern formal discipline of sociology began with the analysis of religion in Durkheim's 1897 study of suicide rates among Roman Catholic and Protestant populations. Max Weber published four major texts on religion in a context of economic sociology and social stratification: The Protestant Ethic and the Spirit of Capitalism (1905), The Religion of China: Confucianism and Taoism (1915), The Religion of India: The Sociology of Hinduism and Buddhism (1915), and Ancient Judaism (1920). Contemporary debates often centre on topics such as secularization, civil religion, the intersection of religion and economics and the role of religion in a context of globalization and multiculturalism.
Social change and development
The sociology of change and development attempts to understand how societies develop and how they can be changed. This includes studying many different aspects of society, for example demographic trends, political or technological trends, or changes in culture. Within this field, sociologists often use macrosociological methods or historical-comparative methods. In contemporary studies of social change, there are overlaps with international development or community development. However, most of the founders of sociology had theories of social change based on their study of history. For instance, Marx contended that the material circumstances of society ultimately caused the ideal or cultural aspects of society, while Weber argued that it was in fact the cultural mores of Protestantism that ushered in a transformation of material circumstances. In contrast to both, Durkheim argued that societies moved from simple to complex through a process of sociocultural evolution. Sociologists in this field also study processes of globalization and imperialism. Most notably, Immanuel Wallerstein extends Marx's theoretical frame to include large spans of time and the entire globe in what is known as world systems theory. Development sociology is also heavily influenced by post-colonialism. In recent years, Raewyn Connell issued a critique of the bias in sociological research towards countries in the Global North. She argues that this bias blinds sociologists to the lived experiences of the Global South, specifically, so-called, "Northern Theory" lacks an adequate theory of imperialism and colonialism.
There are many organizations studying social change, including the Fernand Braudel Center for the Study of Economies, Historical Systems, and Civilizations, and the Global Social Change Research Project.
Social networks
A social network is a social structure composed of individuals (or organizations) called "nodes", which are tied (connected) by one or more specific types of interdependency, such as friendship, kinship, financial exchange, dislike, sexual relationships, or relationships of beliefs, knowledge or prestige. Social networks operate on many levels, from families up to the level of nations, and play a critical role in determining the way problems are solved, organizations are run, and the degree to which individuals succeed in achieving their goals. An underlying theoretical assumption of social network analysis is that groups are not necessarily the building blocks of society: the approach is open to studying less-bounded social systems, from non-local communities to networks of exchange. Drawing theoretically from relational sociology, social network analysis avoids treating individuals (persons, organizations, states) as discrete units of analysis, it focuses instead on how the structure of ties affects and constitutes individuals and their relationships. In contrast to analyses that assume that socialization into norms determines behaviour, network analysis looks to see the extent to which the structure and composition of ties affect norms. On the other hand, recent research by Omar Lizardo also demonstrates that network ties are shaped and created by previously existing cultural tastes. Social network theory is usually defined in formal mathematics and may include integration of geographical data into sociomapping.
Social psychology
Sociological social psychology focuses on micro-scale social actions. This area may be described as adhering to "sociological miniaturism", examining whole societies through the study of individual thoughts and emotions as well as behaviour of small groups. One special concern to psychological sociologists is how to explain a variety of demographic, social, and cultural facts in terms of human social interaction. Some of the major topics in this field are social inequality, group dynamics, prejudice, aggression, social perception, group behaviour, social change, non-verbal behaviour, socialization, conformity, leadership, and social identity. Social psychology may be taught with psychological emphasis. In sociology, researchers in this field are the most prominent users of the experimental method (however, unlike their psychological counterparts, they also frequently employ other methodologies). Social psychology looks at social influences, as well as social perception and social interaction.
Stratification, poverty and inequality
Social stratification is the hierarchical arrangement of individuals into social classes, castes, and divisions within a society. Modern Western societies stratification traditionally relates to cultural and economic classes arranged in three main layers: upper class, middle class, and lower class, but each class may be further subdivided into smaller classes (e.g. occupational). Social stratification is interpreted in radically different ways within sociology. Proponents of structural functionalism suggest that, since the stratification of classes and castes is evident in all societies, hierarchy must be beneficial in stabilizing their existence. Conflict theorists, by contrast, critique the inaccessibility of resources and lack of social mobility in stratified societies.
Karl Marx distinguished social classes by their connection to the means of production in the capitalist system: the bourgeoisie own the means, but this effectively includes the proletariat itself as the workers can only sell their own labour power (forming the material base of the cultural superstructure). Max Weber critiqued Marxist economic determinism, arguing that social stratification is not based purely on economic inequalities, but on other status and power differentials (e.g. patriarchy). According to Weber, stratification may occur among at least three complex variables:
Property (class): A person's economic position in a society, based on birth and individual achievement. Weber differs from Marx in that he does not see this as the supreme factor in stratification. Weber noted how managers of corporations or industries control firms they do not own; Marx would have placed such a person in the proletariat.
Prestige (status): A person's prestige, or popularity in a society. This could be determined by the kind of job this person does or wealth.
Power (political party): A person's ability to get their way despite the resistance of others. For example, individuals in state jobs, such as an employee of the Federal Bureau of Investigation, or a member of the United States Congress, may hold little property or status but they still hold immense power.
Pierre Bourdieu provides a modern example in the concepts of cultural and symbolic capital. Theorists such as Ralf Dahrendorf have noted the tendency towards an enlarged middle-class in modern Western societies, particularly in relation to the necessity of an educated work force in technological or service-based economies. Perspectives concerning globalization, such as dependency theory, suggest this effect owes to the shift of workers to the developing countries.
Urban and rural sociology
Urban sociology involves the analysis of social life and human interaction in metropolitan areas. It is a discipline seeking to provide advice for planning and policy making. After the Industrial Revolution, works such as Georg Simmel's The Metropolis and Mental Life (1903) focused on urbanization and the effect it had on alienation and anonymity. In the 1920s and 1930s The Chicago School produced a major body of theory on the nature of the city, important to both urban sociology and criminology, utilizing symbolic interactionism as a method of field research. Contemporary research is commonly placed in a context of globalization, for instance, in Saskia Sassen's study of the "global city". Rural sociology, by contrast, is the analysis of non-metropolitan areas. As agriculture and wilderness tend to be a more prominent social fact in rural regions, rural sociologists often overlap with environmental sociologists.
Community sociology
Often grouped with urban and rural sociology is that of community sociology or the sociology of community. Taking various communities—including online communities—as the unit of analysis, community sociologists study the origin and effects of different associations of people. For instance, German sociologist Ferdinand Tönnies distinguished between two types of human association: gemeinschaft (usually translated as "community") and gesellschaft ("society" or "association"). In his 1887 work, Gemeinschaft und Gesellschaft, Tönnies argued that Gemeinschaft is perceived to be a tighter and more cohesive social entity, due to the presence of a "unity of will". The 'development' or 'health' of a community is also a central concern of community sociologists also engage in development sociology, exemplified by the literature surrounding the concept of social capital.
Other academic disciplines
Sociology overlaps with a variety of disciplines that study society, in particular social anthropology, political science, economics, social work and social philosophy. Many comparatively new fields such as communication studies, cultural studies, demography and literary theory, draw upon methods that originated in sociology. The terms "social science" and "social research" have both gained a degree of autonomy since their origination in classical sociology. The distinct field of social anthropology or anthroposociology is the dominant constituent of anthropology throughout the United Kingdom and Commonwealth and much of Europe (France in particular), where it is distinguished from cultural anthropology. In the United States, social anthropology is commonly subsumed within cultural anthropology (or under the relatively new designation of sociocultural anthropology).
Sociology and applied sociology are connected to the professional and academic discipline of social work. Both disciplines study social interactions, community and the effect of various systems (i.e. family, school, community, laws, political sphere) on the individual. However, social work is generally more focused on practical strategies to alleviate social dysfunctions; sociology in general provides a thorough examination of the root causes of these problems. For example, a sociologist might study why a community is plagued with poverty. The applied sociologist would be more focused on practical strategies on what needs to be done to alleviate this burden. The social worker would be focused on action; implementing theses strategies "directly" or "indirectly" by means of mental health therapy, counselling, advocacy, community organization or community mobilization.
Social anthropology is the branch of anthropology that studies how contemporary living human beings behave in social groups. Practitioners of social anthropology, like sociologists, investigate various facets of social organization. Traditionally, social anthropologists analyzed non-industrial and non-Western societies, whereas sociologists focused on industrialized societies in the Western world. In recent years, however, social anthropology has expanded its focus to modern Western societies, meaning that the two disciplines increasingly converge.
Sociocultural anthropology, which includes linguistic anthropology, is concerned with the problem of difference and similarity within and between human populations. The discipline arose concomitantly with the expansion of European colonial empires, and its practices and theories have been questioned and reformulated along with processes of decolonization. Such issues have re-emerged as transnational processes have challenged the centrality of the nation-state to theorizations about culture and power. New challenges have emerged as public debates about multiculturalism, and the increasing use of the culture concept outside of the academy and among peoples studied by anthropology. These times are not "business-as-usual" in the academy, in anthropology, or in the world, if ever there were such times.
Irving Louis Horowitz, in his The Decomposition of Sociology (1994), has argued that the discipline, while arriving from a "distinguished lineage and tradition", is in decline due to deeply ideological theory and a lack of relevance to policy making: "The decomposition of sociology began when this great tradition became subject to ideological thinking, and an inferior tradition surfaced in the wake of totalitarian triumphs." Furthermore: "A problem yet unmentioned is that sociology's malaise has left all the social sciences vulnerable to pure positivism—to an empiricism lacking any theoretical basis. Talented individuals who might, in an earlier time, have gone into sociology are seeking intellectual stimulation in business, law, the natural sciences, and even creative writing; this drains sociology of much needed potential." Horowitz cites the lack of a 'core discipline' as exacerbating the problem. Randall Collins, the Dorothy Swaine Thomas Professor in Sociology at the University of Pennsylvania and a member of the Advisory Editors Council of the Social Evolution & History journal, has voiced similar sentiments: "we have lost all coherence as a discipline, we are breaking up into a conglomerate of specialities, each going on its own way and with none too high regard for each other."
In 2007, The Times Higher Education Guide published a list of 'The most cited authors of books in the Humanities' (including philosophy and psychology). Seven of the top ten are listed as sociologists: Michel Foucault (1), Pierre Bourdieu (2), Anthony Giddens (5), Erving Goffman (6), Jürgen Habermas (7), Max Weber (8), and Bruno Latour (10).
Journals
The most highly ranked general journals which publish original research in the field of sociology are the American Journal of Sociology and the American Sociological Review. The Annual Review of Sociology, which publishes original review essays, is also highly ranked. Many other generalist and specialized journals exist.
See also
Bibliography of sociology
Critical juncture theory
Cultural theory
Engaged theory
Historic recurrence
History of the social sciences
List of sociologists
Outline of sociology
Political sociology
Post-industrial society
Social theory
Social psychology
Sociological Francoism
Notes
References
Citations
{{Reflist
|refs =
<ref name="transformation325">Harriss, John. The Second Great Transformation? Capitalism at the End of the Twentieth Century in Allen, T. and Thomas, Alan (eds) Poverty and Development in the 21st Century', Oxford University Press, Oxford. p. 325.</ref>
}}
Sources
Aby, Stephen H. 2005. Sociology: A Guide to Reference and Information Sources (3rd ed.). Littleton, CO: Libraries Unlimited Inc.
Babbie, Earl R. 2003. The Practice of Social Research (10th ed.). Wadsworth: Thomson Learning.
C. Wright Mills, Intellectual Craftsmanship Advices how to Work for young Sociologist Collins, Randall. 1994. Four Sociological Traditions. Oxford: Oxford University Press.
Coser, Lewis A. 1971. Masters of Sociological Thought: Ideas in Historical and Social Context. New York: Harcourt Brace Jovanovich. .
Giddens, Anthony. 2006. Sociology (5th ed.). Cambridge: Polity Press.
House, J. S., & Mortimer, J. (1990). Social structure and the individual: Emerging themes and new directions. Social Psychology Quarterly, 71–80.
Lipset, Seymour Martin and Everett Carll Ladd. "The Politics of American Sociologists", American Journal of Sociology (1972) 78#1 pp. 67–104
Merton, Robert K. 1959. Social Theory and Social Structure. Toward the codification of theory and research (revised & enlarged ed.). Glencoe, IL.
Mills, C. Wright. 1959. The Sociological Imagination
Nisbet, Robert A. 1967. The Sociological Tradition, London, Heinemann Educational Books.
Ritzer, George, and Douglas J. Goodman. 2004. Sociological Theory (6th ed.). McGraw-Hill.
Scott, John, and Gordon Marshall, eds. 2005. A Dictionary of Sociology (3rd ed.). Oxford University Press. ,
Wallace, Ruth A., and Alison Wolf. 1995. Contemporary Sociological Theory: Continuing the Classical Tradition (4th ed.). Prentice-Hall.
White, Harrison C. 2008. Identity and Control. How Social Formations Emerge (2nd ed.). Princeton: Princeton University Press.
Willis, Evan. 1996. The Sociological Quest: An introduction to the study of social life''. New Brunswick, NJ: Rutgers University Press.
External links
American Sociological Association (ASA)
Eastern Sociological Society (ESS)
Australian Sociological Association (TASA)
Bangladesh Sociological Society (BSS)
British Sociological Association (BSA)
Canadian Association of French-speaking Sociologists and Anthropologists
Canadian Sociological Association (CSA)
European Sociological Association (ESA)
French Sociological Association
German Sociological Association (DGS)
Guide to the University of Chicago Department of Sociology Interviews 1972 at the University of Chicago Special Collections Research Center
Guide to the University of Chicago Department of Sociology Records 1924-2001 at the University of Chicago Special Collections Research Center
Indian Sociological Society (ISS)
International Institute of Sociology (IIS)
International Sociological Association (ISA)
Latin American Sociological Association (ALAS)
Observatory of International Research (OOIR): Latest Papers and Trends in Sociology
Portuguese Sociological Association (APS)
Sociological Association of Ireland (SAI)
The Nordic Sociological Association (NSA)
The Swedish Sociological Association(in swedish) | 0.792768 | 0.999715 | 0.792542 |
Early Middle Ages | The Early Middle Ages (or early medieval period), sometimes controversially referred to as the Dark Ages, is typically regarded by historians as lasting from the late 5th to the 10th century. They marked the start of the Middle Ages of European history, following the decline of the Western Roman Empire, and preceding the High Middle Ages ( 11th to 14th centuries). The alternative term late antiquity, for the early part of the period, emphasizes elements of continuity with the Roman Empire, while Early Middle Ages is used to emphasize developments characteristic of the earlier medieval period.
The period saw a continuation of trends evident since late classical antiquity, including population decline, especially in urban centres, a decline of trade, a small rise in average temperatures in the North Atlantic region and increased migration. In the 19th century the Early Middle Ages were often labelled the Dark Ages, a characterization based on the relative scarcity of literary and cultural output from this time. The term is rarely used by academics today. The Eastern Roman Empire, or Byzantine Empire, survived, though in the 7th century the Rashidun Caliphate and the Umayyad Caliphate conquered the southern part of the Roman territory.
Many of the listed trends reversed later in the period. In 800, the title of Emperor was revived in Western Europe with Charlemagne, whose Carolingian Empire greatly affected later European social structure and history. Europe experienced a return to systematic agriculture in the form of the feudal system, which adopted such innovations as three-field planting and the heavy plough. Barbarian migration stabilized in much of Europe, although the Viking expansion greatly affected Northern Europe.
History
Collapse of Rome
Starting in the 2nd century, various indicators of Roman civilization began to decline, including urbanization, seaborne commerce, and population. Archaeologists have identified only 40 percent as many Mediterranean shipwrecks from the 3rd century as from the first. Estimates of the population of the Roman Empire during the period from 150 to 400 suggest a fall from 65 million to 50 million, a decline of more than 20 percent. Some scholars have connected this de-population to the Dark Ages Cold Period (300–700), when a decrease in global temperatures impaired agricultural yields.
Early in the 3rd century Germanic peoples migrated south from Scandinavia and reached the Black Sea, creating formidable confederations which opposed the local Sarmatians. In Dacia (present-day Romania) and on the steppes north of the Black Sea the Goths, a Germanic people, established at least two kingdoms: Therving and Greuthung.
The arrival of the Huns in 372–375 ended the history of these kingdoms. The Huns, a confederation of central Asian tribes, founded an empire. They had mastered the difficult art of shooting composite recurve bows from horseback. The Goths sought refuge in Roman territory (376), agreeing to enter the Empire as unarmed settlers. However many bribed the Danube border-guards into allowing them to bring their weapons.
The discipline and organization of a Roman legion made it a superb fighting unit. The Romans preferred infantry to cavalry because infantry could be trained to retain the formation in combat, while cavalry tended to scatter when faced with opposition. While a barbarian army could be raised and inspired by the promise of plunder, the legions required a central government and taxation to pay for salaries, constant training, equipment, and food. The decline in agricultural and economic activity reduced the empire's taxable income and thus its ability to maintain a professional army to defend itself from external threats.
In the Gothic War (376–382), the Goths revolted and confronted the main Roman army in the Battle of Adrianople (378). By this time, the distinction in the Roman army between Roman regulars and barbarian auxiliaries had broken down, and the Roman army was composed mainly of barbarians and soldiers recruited for a single campaign. The general decline in discipline also led to the use of smaller shields and lighter weaponry. Not wanting to share the glory, Eastern Emperor Valens ordered an attack on the Therving infantry under Fritigern without waiting for Western Emperor Gratian, who was on the way with reinforcements. While the Romans were fully engaged, the Greuthung cavalry arrived. Only one-third of the Roman army managed to escape. This represented the most shattering defeat that the Romans had suffered since the Battle of Cannae (216 BC), according to the Roman military writer Ammianus Marcellinus. The core army of the Eastern Roman Empire was destroyed, Valens was killed, and the Goths were freed to lay waste to the Balkans, including the armories along the Danube. As Edward Gibbon comments, "The Romans, who so coolly and so concisely mention the acts of justice which were exercised by the legions, reserve their compassion and their eloquence for their own sufferings, when the provinces were invaded and desolated by the arms of the successful Barbarians."
The empire lacked the resources, and perhaps the will, to reconstruct the professional mobile army destroyed at Adrianople, so it had to rely on barbarian armies to fight for it. The Eastern Roman Empire succeeded in buying off the Goths with tribute. The Western Roman Empire proved less fortunate. Stilicho, the western empire's half-Vandal military commander, stripped the Rhine frontier of troops to fend off invasions of Italy by the Visigoths in 402–03 and by other Goths in 406–07.
Fleeing before the advance of the Huns, the Vandals, Suebi, and Alans launched an attack across the frozen Rhine near Mainz; on 31 December 406, the frontier gave way and these tribes surged into Roman Gaul. There soon followed the Burgundians and bands of the Alamanni. In the fit of anti-barbarian hysteria which followed, the Western Roman Emperor Honorius had Stilicho summarily beheaded (408). Stilicho submitted his neck, "with a firmness not unworthy of the last of the Roman generals", wrote Gibbon. Honorius was left with only worthless courtiers to advise him. In 410, the Visigoths led by Alaric I captured the city of Rome and for three days fire and slaughter ensued as bodies filled the streets, palaces were stripped of their valuables, and the invaders interrogated and tortured those citizens thought to have hidden wealth. As newly converted Christians, the Goths respected church property, but those who found sanctuary in the Vatican and in other churches were the fortunate few.
Migration Period
The Goths and Vandals were only the first of many bands of peoples that flooded Western Europe in the absence of administrative governance. Some lived only for war and pillage and disdained Roman ways. Other peoples had been in prolonged contact with the Roman civilization, and were, to a certain degree, romanized. "A poor Roman plays the Goth, a rich Goth the Roman," said King Theoderic of the Ostrogoths. The subjects of the Roman empire were a mixture of Roman Christian, Arian Christian, Nestorian Christian, and pagan. The Germanic peoples knew little of cities, money, or writing, and were mostly pagan, though they were increasingly converting to Arianism, a non-trinitarian form of Christianity that considers God the Son to have been created by, and thus inferior to, God the Father, rather than the two being co-eternal, which is the position of Chalcedonian Christianity. Arianism found some favour in the Roman Empire before being eclipsed by the Chalcedonian position and then suppressed as heretical.
During the migrations, or Völkerwanderung (wandering of the peoples), the earlier settled populations were sometimes left intact though usually partially or entirely displaced. Roman culture north of the Po River was almost entirely displaced by the migrations. Whereas the peoples of France, Italy, Spain and Portugal continued to speak the dialects of Vulgar Latin that today constitute the Romance languages, the language of the smaller Roman-era population of what is now England disappeared with barely a trace in the territories settled by the Anglo-Saxons, although the Brittanic kingdoms of the west remained Brythonic speakers. The new peoples greatly altered established society, including law, culture, religion, and patterns of property ownership.
The pax Romana had provided safe conditions for trade and manufacture, and a unified cultural and educational milieu of far-ranging connections. As this was lost, it was replaced by the rule of local potentates, sometimes members of the established Romanized ruling elite, sometimes new lords of alien culture. In Aquitania, Gallia Narbonensis, southern Italy and Sicily, Baetica or southern Spain, and the Iberian Mediterranean coast, Roman culture lasted until the 6th or 7th centuries.
The gradual breakdown and transformation of economic and social linkages and infrastructure resulted in increasingly localized outlooks. This breakdown was often fast and dramatic as it became unsafe to travel or carry goods over any distance; there was a consequent collapse in trade and manufacture for export. Major industries that depended on trade, such as large-scale pottery manufacture, vanished almost overnight in places like Britain. Tintagel in Cornwall, as well as several other centres, managed to obtain supplies of Mediterranean luxury goods well into the 6th century, but then lost their trading links. Administrative, educational and military infrastructure quickly vanished, and the loss of the established cursus honorum led to the collapse of the schools and to a rise of illiteracy even among the leadership. The careers of Cassiodorus (died ) at the beginning of this period and of Alcuin of York (died 804) at its close were founded alike on their valued literacy. For the formerly Roman area, there was another 20 per cent decline in population between 400 and 600, or a one-third decline for 150–600. In the 8th century, the volume of trade reached its lowest level. The very small number of shipwrecks found that dated from the 8th century supports this (which represents less than 2 per cent of the number of shipwrecks dated from the 1st century). There was also reforestation and a retreat of agriculture centred around 500.
The Romans had practiced two-field agriculture, with a crop grown in one field and the other left fallow and ploughed under to eliminate weeds. Systematic agriculture largely disappeared and yields declined. It is estimated that the Plague of Justinian which began in 541 and recurred periodically for 150 years thereafter killed as many as 100 million people across the world. Some historians such as Josiah C. Russell (1958) have suggested a total European population loss of 50 to 60 per cent between 541 and 700. After the year 750, major epidemic diseases did not appear again in Europe until the Black Death of the 14th century. The disease smallpox, which was eradicated in the late 20th century, did not definitively enter Western Europe until about 581 when Bishop Gregory of Tours provided an eyewitness account that describes the characteristic findings of smallpox. Waves of epidemics wiped out large rural populations. Most of the details about the epidemics are lost, probably due to the scarcity of surviving written records.
For almost a thousand years, Rome was the most politically important, richest and largest city in Europe. Around 100 AD, it had a population of about 450,000, and declined to a mere 20,000 during the Early Middle Ages, reducing the sprawling city to groups of inhabited buildings interspersed among large areas of ruins and vegetation.
Eastern Roman Empire
The death of Theodosius I in 395 was followed by the division of the empire between his two sons. The Western Roman Empire disintegrated into a mosaic of warring Germanic kingdoms in the 5th century, effectively making the Eastern Roman Empire in Constantinople the Greek-speaking successor to the classical Roman Empire. The inhabitants continued to regard themselves as Romans, or Romaioi, until the fall of Constantinople to the Ottoman Empire in 1453. Despite this, to distinguish it from its predominantly Latin-speaking predecessor, historians began referring to the empire as "Byzantine", after the original name of Constantinople, Byzantium
The Eastern Roman or "Byzantine" Empire aimed to retain control of the trade routes between Europe and the Orient, which made the Empire the richest polity in Medieval Europe. Making use of their sophisticated warfare and superior diplomacy, the Byzantines managed to fend off assaults by the migrating barbarians. Their dreams of subduing the Western potentates briefly materialized during the reign of Justinian I in 527–565. Not only did Justinian restore some western territories to the Roman Empire, including Rome and the Italian peninsula itself, but he also codified Roman law (with his codification remaining in force in many areas of Europe until the 19th century) and commissioned the building of the largest and most architecturally advanced edifice of the Early Middle Ages, the Hagia Sophia. However, his reign also saw the outbreak of a bubonic plague pandemic, now known retroactively as the Plague of Justinian. The Emperor himself was afflicted, and within the span of less than a year, an estimated 200,000 Constantinopolites—two out of every five city residents—had died of the disease.
Justinian's successors Maurice and Heraclius confronted invasions by the Avar and Slavic tribes. After the devastations by the Slavs and the Avars, large areas of the Balkans became depopulated. In 626 Constantinople, by far the largest city of early medieval Europe, withstood a combined siege by Avars and Persians. Within several decades, Heraclius completed a holy war against the Persians, taking their capital and having a Sassanid monarch assassinated. Yet Heraclius lived to see his spectacular success undone by the Muslim conquests of Syria, three Palaestina provinces, Egypt, and North Africa which was considerably facilitated by religious disunity and the proliferation of heretical movements (notably Monophysitism and Nestorianism) in the areas converted to Islam.
Although Heraclius's successors managed to salvage Constantinople from two Arab sieges (in 674–77 and 717), the empire of the 8th and early 9th century was rocked by the great Iconoclastic Controversy, punctuated by dynastic struggles between various factions at court. The Bulgar and Slavic tribes profited from these disorders and invaded Illyria, Thrace and even Greece. After the decisive victory at Ongala in 680 the armies of the Bulgars and Slavs advanced to the south of the Balkan mountains, defeating again the Byzantines who were then forced to sign a humiliating peace treaty which acknowledged the establishment of the First Bulgarian Empire on the borders of the Empire.
To counter these threats a new system of administration was introduced. The regional civil and military administration were combined in the hands of a general, or strategos. A theme, which formerly denoted a subdivision of the Byzantine army, came to refer to a region governed by a strategos. The reform led to the emergence of great landed families which controlled the regional military and often pressed their claims to the throne (see Bardas Phocas and Bardas Sklerus for characteristic examples).
By the early 8th century, notwithstanding the shrinking territory of the empire, Constantinople remained the largest and the wealthiest city west of China, comparable only to Sassanid Ctesiphon, and later Abbasid Baghdad. The population of the imperial capital fluctuated between 300,000 and 400,000 as the emperors undertook measures to restrain its growth. The only other large Christian cities were Rome (50,000) and Thessalonica (30,000). Even before the 8th century was out, the Farmer's Law signalled the resurrection of agricultural technologies in the Roman Empire. As the 2006 Encyclopædia Britannica noted, "the technological base of Byzantine society was more advanced than that of contemporary western Europe: iron tools could be found in the villages; water mills dotted the landscape; and field-sown beans provided a diet rich in protein".
The ascension of the Macedonian dynasty in 867 marked the end of the period of political and religious turmoil and introduced a new golden age of the empire. While the talented generals such as Nicephorus Phocas expanded the frontiers, the Macedonian emperors (such as Leo the Wise and Constantine VII) presided over the cultural flowering in Constantinople, known as the Macedonian Renaissance. The enlightened Macedonian rulers scorned the rulers of Western Europe as illiterate barbarians and maintained a nominal claim to rule over the West. Although this fiction had been exploded with the coronation of Charlemagne in Rome (800), the Byzantine rulers did not treat their Western counterparts as equals. Generally, they had little interest in political and economic developments in the barbarian (from their point of view) West.
Against this economic background the culture and the imperial traditions of the Eastern Roman Empire attracted its northern neighbours—Slavs, Bulgars, and Khazars—to Constantinople, in search of either pillage or enlightenment. The movement of the Germanic tribes to the south triggered the great migration of the Slavs, who occupied the vacated territories. In the 7th century, they moved westward to the Elbe, southward to the Danube and eastward to the Dnieper. By the 9th century, the Slavs had expanded into sparsely inhabited territories to the south and east from these natural frontiers, peacefully assimilating the indigenous Illyrian and Finnic populations.
Rise of Islam
632–750
From the 7th century, Byzantine history was greatly affected by the rise of Islam and the Caliphates. Muslim Arabs first invaded historically Roman territory under Abū Bakr, first Caliph of the Rashidun Caliphate, who entered Roman Syria and Roman Mesopotamia. The Byzantines and neighbouring Persian Sasanids had been severely weakened by a long succession of Byzantine–Sasanian wars, especially the climactic Byzantine–Sasanian War of 602–628. Under Umar, the second Caliph, the Muslims decisively conquered Syria and Mesopotamia, as well as Roman Palestine, Roman Egypt, parts of Asia Minor and Roman North Africa, while they entirely toppled the Sasanids. In the mid 7th century, following the Muslim conquest of Persia, Islam penetrated into the Caucasus region, of which parts would later permanently become part of Russia. This expansion of Islam continued under Umar's successors and then the Umayyad Caliphate, which conquered the rest of Mediterranean North Africa and most of the Iberian Peninsula. Over the next centuries Muslim forces were able to take further European territory, including Cyprus, Malta, Septimania, Crete, and Sicily and parts of southern Italy.
The Muslim conquest of Hispania began when the Moors (mostly Berbers and some Arabs) invaded the Christian Visigothic Kingdom in the year 711, under their Berber leader Tariq ibn Ziyad. They landed at Gibraltar on 30 April and worked their way northward. Tariq's forces were joined the next year by those of his superior, Musa ibn Nusair. During the eight-year campaign most of the Iberian Peninsula was brought under Muslim rule—except for small areas in the north-northwest (Asturias) and largely Basque regions in the Pyrenees. This territory, under the Arab name Al-Andalus, became part of the expanding Umayyad empire.
The unsuccessful second siege of Constantinople (717) weakened the Umayyad dynasty and reduced their prestige. After their success in overrunning Iberia, the conquerors moved northeast across the Pyrenees. They were defeated by the Frankish leader Charles Martel at the Battle of Poitiers in 732. The Umayyads were overthrown in 750 by the Abbāsids and most of the Umayyad clan were massacred.
A surviving Umayyad prince, Abd-ar-rahman I, escaped to Spain and founded a new Umayyad dynasty in the Emirate of Cordoba in 756. Charles Martel's son Pippin the Short retook Narbonne, and his grandson Charlemagne established the Marca Hispanica across the Pyrenees in part of what today is Catalonia, reconquering Girona in 785 and Barcelona in 801. The Umayyads in Hispania proclaimed themselves caliphs in 929.
Birth of the Latin West
700–850
Climatic conditions in Western Europe began to improve after 700. In that year, the two major powers in western Europe were the Franks in Gaul and the Lombards in Italy. The Lombards had been thoroughly Romanized, and their kingdom was stable and well developed. The Franks, in contrast, were barely any different from their barbarian Germanic ancestors. The Kingdom of the Franks was weak and divided. Impossible to guess at the time, but by the end of the century, the Lombardic kingdom would be extinct, while the Frankish kingdom would have nearly reassembled the Western Roman Empire.
Though much of Roman civilization north of the Po River had been wiped out in the years after the end of the Western Roman Empire, between the 5th and 8th centuries, new political and social infrastructure began to develop. Much of this was initially Germanic and pagan. Arian Christian missionaries had been spreading Arian Christianity throughout northern Europe, though by 700 the religion of northern Europeans was largely a mix of Germanic paganism, Christianized paganism, and Arian Christianity. Chalcedonian Christianity had barely started to spread in northern Europe by this time. Through the practice of simony, local princes typically auctioned off ecclesiastical offices, causing priests and bishops to function as though they were yet another noble under the patronage of the prince. In contrast, a network of monasteries had sprung up as monks sought separation from the world. These monasteries remained independent from local princes, and as such constituted the "church" for most northern Europeans during this time. Being independent from local princes, they increasingly stood out as centres of learning, of scholarship, and as religious centres where individuals could receive spiritual or monetary assistance.
The interaction between the culture of the newcomers, their warband loyalties, the remnants of classical culture, and Christian influences, produced a new model for society, based in part on feudal obligations. The centralized administrative systems of the Romans did not withstand the changes, and the institutional support for chattel slavery largely disappeared. The Anglo-Saxons in England had also started to convert from Anglo-Saxon polytheism after the arrival of Christian missionaries in 597.
Italy
The Lombards, who first entered Italy in 568 under Alboin, carved out a state in the north, with its capital at Pavia. At first, they were unable to conquer the Exarchate of Ravenna, the Ducatus Romanus, and Calabria and Apulia. The next two hundred years were occupied in trying to conquer these territories from the Byzantine Empire.
The Lombard state was relatively Romanized, at least when compared to the Germanic kingdoms in northern Europe. It was highly decentralized at first, with the territorial dukes having practical sovereignty in their duchies, especially in the southern duchies of Spoleto and Benevento. For a decade following the death of Cleph in 575, the Lombards did not even elect a king; this period is called the Rule of the Dukes. The first written legal code was composed in poor Latin in 643: the Edictum Rothari. It was primarily the codification of the oral legal tradition of the people.
The Lombard state was well-organized and stabilized by the end of the long reign of Liutprand (717–744), but its collapse was sudden. Unsupported by the dukes, King Desiderius was defeated and forced to surrender his kingdom to Charlemagne in 774. The Lombard kingdom ended and a period of Frankish rule was initiated. The Frankish king Pepin the Short had, by the Donation of Pepin, given the pope the "Papal States" and the territory north of that swath of papally-governed land was ruled primarily by Lombard and Frankish vassals of the Holy Roman Emperor until the rise of the city-states in the 11th and 12th centuries.
In the south, a period of chaos began. The Duchy of Benevento maintained its sovereignty in the face of the pretensions of both the Western and Eastern Empires. In the 9th century, the Muslims conquered Sicily. The cities on the Tyrrhenian Sea departed from Byzantine allegiance. Various states owing various nominal allegiances fought constantly over territory until events came to a head in the early 11th century with the coming of the Normans, who conquered the whole of the south by the end of the century.
Britain
Roman Britain was in a state of political and economic collapse at the time of the Roman departure c. 400. A series of settlements (traditionally referred to as an invasion) by Germanic peoples began in the early fifth century, and by the sixth century the island would consist of many small kingdoms engaged in ongoing warfare with each other. The Germanic kingdoms are now collectively referred to as Anglo-Saxons. Christianity began to take hold among the Anglo-Saxons in the sixth century, with 597 given as the traditional date for its large-scale adoption.
Western Britain (Wales), eastern and northern Scotland (Pictland) and the Scottish highlands and isles continued their separate evolution. The Irish descended and Irish-influenced people of western Scotland were Christian from the fifth century onward, the Picts adopted Christianity in the sixth century under the influence of Columba, and the Welsh had been Christian since the Roman era.
The Kingdom of Northumbria was the pre-eminent power c. 600–700, absorbing several weaker Anglo-Saxon and Brythonic kingdoms, while Mercia held a similar status c. 700–800. Wessex would absorb all of the kingdoms in the south, both Anglo-Saxon and Briton. In Wales consolidation of power would not begin until the ninth century under the descendants of Merfyn Frych of Gwynedd, establishing a hierarchy that would last until the Norman invasion of Wales in 1081.
The first Viking raids on Britain began before 800, increasing in scope and destructiveness over time. In 865 a large, well-organized Danish Viking army (called the Great Heathen Army) attempted a conquest, breaking or diminishing Anglo-Saxon power everywhere but in Wessex. Under the leadership of Alfred the Great and his descendants, Wessex would at first survive, then coexist with, and eventually conquer the Danes. It would then establish the Kingdom of England and rule until the establishment of an Anglo-Danish kingdom under Cnut, and then again until the Norman Invasion of 1066.
Viking raids and invasion were no less dramatic for the north. Their defeat of the Picts in 839 led to a lasting Norse heritage in northernmost Scotland, and it led to the combination of the Picts and Gaels under the House of Alpin, which became the Kingdom of Alba, the predecessor of the Kingdom of Scotland. The Vikings combined with the Gaels of the Hebrides to become the Gall-Gaidel and establish the Kingdom of the Isles.
Frankish Empire
The Merovingians established themselves in the power vacuum of the former Roman provinces in Gaul, and Clovis I converted to Christianity following his victory over the Alemanni at the Battle of Tolbiac (496), laying the foundation of the Frankish Empire, the dominant state of early medieval Western Christendom. The Frankish kingdom grew through a complex development of conquest, patronage, and alliance building. Due to salic custom, inheritance rights were absolute, and all land was divided equally among the sons of a dead land holder. This meant that, when the king granted a prince land in reward for service, that prince and all of his descendants had an irrevocable right to that land that no future king could undo. Likewise, those princes (and their sons) could sublet their land to their own vassals, who could in turn sublet the land to lower sub-vassals. This all had the effect of weakening the power of the king as his kingdom grew, since the result was that the land became controlled not just by more princes and vassals, but by multiple layers of vassals. This also allowed his nobles to attempt to build their own power base, though given the strict salic tradition of hereditary kingship, few would ever consider overthrowing the king.
This increasingly fragmented arrangement was highlighted by Charles Martel, who as Mayor of the Palace was effectively the strongest prince in the kingdom. His accomplishments were highlighted, not just by his famous defeat of invading Muslims at the Battle of Tours, which is typically considered the battle that saved Europe from Muslim conquest, but by the fact that he greatly expanded Frankish influence. It was under his patronage that Boniface expanded Frankish influence into Germany by rebuilding the German church, with the result that, within a century, the German church was the strongest church in western Europe. Yet despite this, Charles Martel refused to overthrow the Frankish king. His son, Pepin the Short, inherited his power, and used it to further expand Frankish influence. Unlike his father, however, Pepin decided to seize the Frankish kingship. Given how strongly Frankish culture held to its principle of inheritance, few would support him if he attempted to overthrow the king. Instead, he sought the assistance of Pope Zachary, who was himself newly vulnerable due to fallout with the Byzantine Emperor over the Iconoclastic Controversy. Pepin agreed to support the pope and to give him land (the Donation of Pepin, which created the Papal States) in exchange for being consecrated as the new Frankish king. Given that Pepin's claim to the kingship was now based on an authority higher than Frankish custom, no resistance was offered to Pepin. With this, the Merovingian line of kings ended, and the Carolingian line began.
Pepin's son Charlemagne continued in the footsteps of his father and grandfather. He further expanded and consolidated the Frankish kingdom (now commonly called the Carolingian Empire). His reign also saw a cultural rebirth, commonly called the Carolingian Renaissance. Though the exact reasons are unclear, Charlemagne was crowned "Roman Emperor" by Pope Leo III on Christmas Day, 800. Upon Charlemagne's death, his empire had united much of modern-day France, western Germany and northern Italy. The years after his death illustrated how Germanic his empire remained. Rather than an orderly succession, his empire was divided in accordance with Frankish inheritance custom, which resulted in instability that plagued his empire until the last king of a united empire, Charles the Fat, died in 887, which resulted in a permanent split of the empire into West Francia and East Francia. West Francia would be ruled by Carolingians until 987 and East Francia until 911, after which time the partition of the empire into France and Germany was complete.
Feudalism
Around 800 there was a return to systematic agriculture in the form of the open field, or strip, system. A manor would have several fields, each subdivided into strips of land. An acre measured one "furlong" of 220 yards by one "chain" of 22 yards (that is, about 200 m by 20 m). A furlong (from "furrow long") was considered to be the distance an ox could plough before taking a rest; the strip shape of the acre field also reflected the difficulty in turning early heavy ploughs. In the idealized form of the system, each family got thirty such strips of land. The three-field system of crop rotation was first developed in the 9th century: wheat or rye was planted in one field, the second field had a nitrogen-fixing crop, and the third was fallow.
Compared to the earlier two-field system, a three-field system allowed for significantly more land to be put under cultivation. Even more important, the system allowed for two harvests a year, reducing the risk that a single crop failure will lead to famine. Three-field agriculture created a surplus of oats that could be used to feed horses. This surplus allowed for the replacement of the ox by the horse after the introduction of the padded horse collar in the 12th century. Because the system required a major rearrangement of real estate and of the social order, it took until the 11th century before it came into general use. The heavy wheeled plough was introduced in the late 10th century. It required greater animal power and promoted the use of teams of oxen. Illuminated manuscripts depict two-wheeled ploughs with both a mouldboard, or curved metal ploughshare, and a coulter, a vertical blade in front of the ploughshare. The Romans had used light, wheel-less ploughs with flat iron shares that often proved unequal to the heavy soils of northern Europe.
The return to systemic agriculture coincided with the introduction of a new social system called feudalism. This system featured a hierarchy of reciprocal obligations. Each man was bound to serve his superior in return for the latter's protection. This made for confusion of territorial sovereignty since allegiances were subject to change over time and were sometimes mutually contradictory. Feudalism allowed the state to provide a degree of public safety despite the continued absence of bureaucracy and written records.
Manors became largely self-sufficient, and the volume of trade along long-distance routes and in market towns declined during this period, though never ceased entirely. Roman roads decayed and long-distance trade depended more heavily on water transport.
Viking Age
The Viking Age spans the period roughly between the late 8th and mid-11th centuries in Scandinavia and Britain, following the Germanic Iron Age (and the Vendel Age in Sweden). During this period, the Vikings, Scandinavian warriors and traders raided and explored most parts of Europe, south-western Asia, northern Africa, and north-eastern North America.
With the means to travel (longships and open water), desire for goods led Scandinavian traders to explore and develop extensive trading partnerships in new territories. Some of the most important trading ports during the period include both existing and ancient cities such as Aarhus, Ribe, Hedeby, Vineta, Truso, Kaupang, Birka, Bordeaux, York, Dublin, and Aldeigjuborg.
Viking raiding expeditions were separate from, though coexisted with, regular trading expeditions. Apart from exploring Europe via its oceans and rivers, with the aid of their advanced navigational skills, they extended their trading routes across vast parts of the continent. They also engaged in warfare, looting and enslaving numerous Christian communities of Medieval Europe for centuries, contributing to the development of feudal systems in Europe.
Eastern Europe
600–1000
The Early Middle Ages marked the beginning of the cultural distinctions between Western and Eastern Europe north of the Mediterranean. Influence from the Byzantine Empire impacted the Christianization and hence almost every aspect of the cultural and political development of the East from the preeminence of Caesaropapism and Eastern Christianity to the spread of the Cyrillic alphabet. The turmoil of the so-called Barbarian invasions in the beginning of the period gradually gave way to more stabilized societies and states as the origins of contemporary Eastern Europe began to take shape during the High Middle Ages.
Turkic and Iranian invaders from Central Asia pressured the agricultural populations both in the Byzantine Balkans and in Central Europe creating a number of successor states in the Pontic steppes. After the dissolution of the Hunnic Empire, the Western Turkic and Avar Khaganates dominated territories from Pannonia to the Caspian Sea before being replaced by the short lived Old Great Bulgaria and the more successful Khazar Khaganate north of the Black Sea and the Magyars in Central Europe.
The Khazars were a nomadic Turkic people who managed to develop a multiethnic commercial state which owed its success to the control of much of the waterway trade between Europe and Central Asia. The Khazars also exacted tribute from the Alani, Magyars, various Slavic tribes, the Crimean Goths, and the Greeks of Crimea. Through a network of Jewish itinerant merchants, or Radhanites, they were in contact with the trade emporia of India and Spain.
Once they found themselves confronted by Arab expansionism, the Khazars pragmatically allied themselves with Constantinople and clashed with the Caliphate. Despite initial setbacks, they managed to recover Derbent and eventually penetrated as far south as Caucasian Iberia, Caucasian Albania and Armenia. In doing so, they effectively blocked the northward expansion of Islam into Eastern Europe even before khan Tervel achieved the same at the Second Arab Siege of Constantinople and several decades before the Battle of Tours in Western Europe. Islam eventually penetrated into Eastern Europe in the 920s when Volga Bulgaria exploited the decline of Khazar power in the region to adopt Islam from the Baghdad missionaries. The state religion of Khazaria, Judaism, disappeared as a political force with the fall of Khazaria, while Islam of Volga Bulgaria has survived in the region up to the present.
In the beginning of the period, the Slavic tribes started to expand aggressively into Byzantine possessions on the Balkans. The first attested Slavic polities were Serbia and Great Moravia, the latter of which emerged under the aegis of the Frankish Empire in the early 9th century. Great Moravia was ultimately overrun by the Magyars, who invaded the Pannonian Basin around 896. The Slavic state became a stage for confrontation between the Christian missionaries from Constantinople and Rome. Although West Slavs, Croats and Slovenes eventually acknowledged Roman ecclesiastical authority, the clergy of Constantinople succeeded in converting to Eastern Christianity two of the largest states of early medieval Europe, Bulgaria around 864, and Kievan Rus' c. 990.
Bulgaria
In 632 the Bulgars established the khanate of Old Great Bulgaria under the leadership of Kubrat. The Khazars managed to oust the Bulgars from Southern Ukraine into lands along middle Volga (Volga Bulgaria) and along lower Danube (Danube Bulgaria).
In 681 the Bulgars founded a powerful and ethnically diverse state that played a defining role in the history of early medieval Southeastern Europe. Bulgaria withstood the pressure from Pontic steppe tribes like the Pechenegs, Khazars, and Cumans, and in 806 destroyed the Avar Khanate. The Danube Bulgars were quickly slavicized and, despite constant campaigning against Constantinople, accepted Christianity from the Byzantine Empire. Through the efforts of missionaries Cyril and Methodius, mainly their disciples like Clement of Ohrid and Naum, the spread, initially of the Glagolitic, and later of the Cyrillic alphabet, developed in the capital Preslav. The local vernacular dialect, now known as Old Bulgarian or Old Church Slavonic, was established as the language of books and liturgy among Orthodox Christian Slavs.
After the adoption of Christianity in 864, Bulgaria became a cultural and spiritual hub of the Eastern Orthodox Slavic world. The Cyrillic script was developed around 885–886, and was afterwards also introduced with books to Serbia and Kievan Rus'. Literature, art, and architecture were thriving with the establishment of the Preslav and Ohrid Literary Schools along with the distinct Preslav Ceramics School. In 927 the Bulgarian Orthodox Church was the first European national Church to gain independence with its own Patriarch while conducting services in the vernacular Old Church Slavonic.
Under Simeon I (893–927), the state was the largest and one of the most powerful political entities of Europe, and it consistently threatened the existence of the Byzantine empire. From the middle of the 10th century Bulgaria was in decline as it entered a social and spiritual turmoil. It was in part due to Simeon's devastating wars, but was also exacerbated
by a series of successful Byzantine military campaigns. Bulgaria was conquered after a long resistance in 1018.
Kievan Rus'
Led by a Varangian dynasty, the Kievan Rus' controlled the routes connecting Northern Europe to Byzantium and to the Orient (for example: the Volga trade route). The Kievan state began with the rule (882–912) of Prince Oleg, who extended his control from Novgorod southwards along the Dnieper river valley in order to protect trade from Khazar incursions from the east and moved his capital to the more strategic Kiev. Sviatoslav I (died 972) achieved the first major expansion of Kievan Rus' territorial control, fighting a war of conquest against the Khazar Empire and inflicting a serious blow on Bulgaria. A Rus' attack (967 or 968), instigated by the Byzantines, led to the collapse of the Bulgarian state and the occupation of the east of the country by the Rus'. An ensuing direct military confrontation between the Rus' and Byzantium (970–971) ended with a Byzantine victory (971). The Rus' withdrew and the Byzantine Empire incorporated eastern Bulgaria. Both before and after their conversion to Christianity (conventionally dated 988 under Vladimir I of Kiev—known as Vladimir the Great), the Rus' also embarked on predatory military campaigns against the Byzantine Empire, some of which resulted in trade treaties. The importance of Russo-Byzantine relations to Constantinople was highlighted by the fact that Vladimir I of Kiev, son of Svyatoslav I, became the only foreigner to marry (989) a Byzantine princess of the Macedonian dynasty (which ruled the Eastern Roman Empire from 867 to 1056), a singular honour sought in vain by many other rulers.
Transmission of learning
With the Fall of the Western Roman Empire and with urban centres in decline, literacy and learning decreased in the West. De-urbanization reduced the scope of education, and by the 6th century teaching and learning moved to monastic and cathedral schools, with the study of biblical texts at the centre of education. The education of the laity continued with little interruption in Italy, Spain, and the southern part of Gaul, where Roman influences lasted longer. In the 7th century, however, learning expanded in Ireland and the Celtic lands, where Latin was a foreign language and Latin texts were eagerly studied and taught. The Carolingian Renaissance of classical education appeared in the Carolingian Empire in the 8th century.
In the Eastern Roman Empire (Byzantium), learning (in the sense of formal education involving literature) was maintained at a higher level than in the West. The classical education system, which would persist for hundreds of years, emphasized grammar, Latin, Greek, and rhetoric. Pupils read and reread classic works and wrote essays imitating their style. By the 4th century, this education system was Christianized. In De Doctrina Christiana (started 396, completed 426), Augustine explained how classical education fits into the Christian worldview: Christianity is a religion of the book, so Christians must be literate. Tertullian was more skeptical of the value of classical learning, asking "What indeed has Athens to do with Jerusalem?"
Science
In the ancient world, Greek was the primary language of science. Advanced scientific research and teaching was mainly carried on in the Hellenistic side of the Roman empire, and in Greek. Late Roman attempts to translate Greek writings into Latin had limited success. As the knowledge of Greek declined, the Latin West found itself cut off from some of its Greek philosophical and scientific roots. For a time, Latin-speakers who wanted to learn about science had access to only a couple of books by Boethius (c. 470–524) that summarized Greek handbooks by Nicomachus of Gerasa. Isidore of Seville produced a Latin encyclopedia in 630. Private libraries would have existed, and monasteries would also keep various kinds of texts.
The study of nature was pursued more for practical reasons than as an abstract inquiry: the need to care for the sick led to the study of medicine and of ancient texts on drugs; the need for monks to determine the proper time to pray led them to study the motion of the stars; and the need to compute the date of Easter led them to study and teach mathematics and the motions of the Sun and Moon.
Carolingian Renaissance
In the late 8th century, there was renewed interest in Classical Antiquity as part of the Carolingian Renaissance. Charlemagne carried out a reform in education. The English monk Alcuin of York elaborated a project of scholarly development aimed at resuscitating classical knowledge by establishing programs of study based upon the seven liberal arts: the trivium, or literary education (grammar, rhetoric, and dialectic), and the quadrivium, or scientific education (arithmetic, geometry, astronomy, and music). From 787 on, decrees began to circulate recommending the restoration of old schools and the founding of new ones across the empire.
Institutionally, these new schools were either under the responsibility of a monastery (monastic schools), a cathedral, or a noble court. The teaching of dialectic (a discipline that corresponds to today's logic) was responsible for the increase in the interest in speculative inquiry; from this interest would follow the rise of the Scholastic tradition of Christian philosophy. In the 12th and 13th centuries, many of those schools founded under the auspices of Charlemagne, especially cathedral schools, would become universities.
Byzantium's golden age
Byzantium's great intellectual achievement was the Corpus Juris Civilis ("Body of Civil Law"), a massive compilation of Roman law made under Justinian (r. 528–65). The work includes a section called the Digesta which abstracts the principles of Roman law in such a way that they can be applied to any situation. The level of literacy was considerably higher in the Byzantine Empire than in the Latin West. Elementary education was much more widely available, sometimes even in the countryside. Secondary schools still taught the Iliad and other classics.
As for higher education, the Neoplatonic Academy in Athens was closed in 526. There was also a school in Alexandria which remained open until the Arab conquest (640). The University of Constantinople, founded by Emperor Theodosius II (425), seems to have dissolved around this time. It was refounded by Emperor Michael III in 849. Higher education in this period focused on rhetoric, although Aristotle's logic was covered in simple outline. Under the Macedonian dynasty (867–1056), Byzantium enjoyed a golden age and a revival of classical learning. There was little original research, but many lexicons, anthologies, encyclopedias, and commentaries.
Islamic learning
In the course of the 11th century, Islam's scientific knowledge began to reach Western Europe, via Islamic Spain. The works of Euclid and Archimedes, lost in the West, were translated from Arabic to Latin in Spain. The modern Hindu–Arabic numeral system, including a notation for zero, were developed by Hindu mathematicians in the 5th and 6th centuries. Muslim mathematicians learned of it in the 7th century and added a notation for decimal fractions in the 9th and 10th centuries. Around 1000, Gerbert of Aurillac (later Pope Sylvester II) made an abacus with counters engraved with Arabic numerals. A treatise by Al-Khwārizmī on how to perform calculations with these numerals was translated into Latin in Spain in the 12th century.
Monasteries
Monasteries were targeted in the eighth and ninth centuries by Vikings who invaded the coasts of northern Europe. They were targeted not only because they stored books but also precious objects that were looted by invaders. In the earliest monasteries, there were no special rooms set aside as a library, but from the sixth century onwards libraries became an essential aspect of monastic life in Western Europe. The Benedictines placed books in the care of a librarian who supervised their use. In some monastic reading rooms, valuable books would be chained to shelves, but there were also lending sections as well. Copying was also another important aspect of monastic libraries, this was undertaken by resident or visiting monks and took place in the scriptorium. In the Byzantine world, religious houses rarely maintained their own copying centres. Instead they acquired donations from wealthy donors. In the tenth century, the largest collection in the Byzantine world was found in the monasteries of Mount Athos (modern-day Greece), which accumulated over 10,000 books. Scholars travelled from one monastery to another in search of the texts they wished to study. Travelling monks were often given funds to buy books, and certain monasteries which held a reputation for intellectual activities welcomed travelling monks who came to copy manuscripts for their own libraries. One of these was the monastery of Bobbio in Italy, which was founded by the Irish abbot Columbanus in 614, and by the ninth century boasted a catalogue of 666 manuscripts, including religious works, classical texts, histories and mathematical treatises.
Christianity West and East
From the early Christians, early medieval Christians inherited a church united by major creeds, a stable Biblical canon, and a well-developed philosophical tradition. The history of medieval Christianity traces Christianity during the Middle Ages—the period after the fall of the Western Roman Empire until the Protestant Reformation. The institutional structure of Christianity in the west during this period is different from what it would become later in the Middle Ages. As opposed to the later church, the church of the Early Middle Ages consisted primarily of the monasteries. The practice of simony has caused the ecclesiastical offices to become the property of local princes, and as such the monasteries constituted the only church institution independent of the local princes. In addition, the papacy was relatively weak, and its power was mostly confined to central Italy. Individualized religious practice was uncommon, as it typically required membership in a religious order, such as the Order of Saint Benedict. Religious orders would not proliferate until the high Middle Ages. For the typical Christian at this time, religious participation was largely confined to occasionally receiving mass from wandering monks. Few would receive this as often as once a month. By the end of this period, individual practice of religion was becoming more common, as monasteries started to transform into something approximating modern churches, where some monks might even give occasional sermons.
During the Early Middle Ages, the divide between Eastern and Western Christianity widened, paving the way for the East-West Schism in the 11th century. In the West, the power of the Bishop of Rome expanded. In 607, Boniface III became the first Bishop of Rome to use the title Pope. Pope Gregory I used his office as a temporal power, expanded Rome's missionary efforts to the British Isles, and laid the foundations for the expansion of monastic orders. Roman church traditions and practices gradually replaced local variants, including Celtic Christianity in the British Isles. Various barbarian tribes went from raiding and pillaging the island to invading and settling. They were entirely pagan, having never been part of the Empire, though they experienced Christian influence from the surrounding peoples, such as those who were converted by the mission of Augustine of Canterbury, sent by Pope Gregory I. In the East, the conquests of Islam reduced the power of the Greek-speaking patriarchates.
Christianization of the West
The Roman Church, the only centralized institution to survive the fall of the Western Roman Empire intact, was the sole unifying cultural influence in the West, preserving Latin learning, maintaining the art of writing, and preserving a centralized administration through its network of bishops ordained in succession. The Early Middle Ages are characterized by the urban control of bishops and the territorial control exercised by dukes and counts. The rise of urban communes marked the beginning of the High Middle Ages.
The Christianization of Germanic tribes began in the 4th century with the Goths and continued throughout the Early Middle Ages, led in the 6th to 7th centuries by the Hiberno-Scottish mission and replaced in the 8th to 9th centuries by the Anglo-Saxon mission, with Anglo-Saxons like Alcuin playing an important role in the Carolingian Renaissance. Boniface, the Apostle of the Germans, propagated Christianity in the Frankish Empire during the 8th century. He helped shape Western Christianity, and many of the dioceses he proposed remain until today. After his martyrdom, he was quickly hailed as a saint. By 1000, even Iceland had become Christian, leaving only more remote parts of Europe (Scandinavia, the Baltic, and Finnic lands) to be Christianized during the High Middle Ages.
Europe in 1000
Speculation that the world would end in the year 1000 was confined to a few uneasy French monks. Ordinary clerks used regnal years, e.g. the 4th year of the reign of Robert II (the Pious) of France. The use of the modern "anno domini" system of dating was largely confined to chroniclers of universal history, such as the Venerable Bede.
Western Europe remained less developed compared to the Islamic world, with its vast network of caravan trade, or China, at this time the world's most populous empire under the Song Dynasty. Constantinople had a population of about 300,000, but Rome had a mere 35,000 and Paris 20,000. By contrast, Córdoba, in Islamic Spain, at this time the world's largest city contained 450,000 inhabitants. The Vikings had a trade network in northern Europe, including a route connecting the Baltic to Constantinople through Russia, as did the Radhanites.
With nearly the entire nation freshly ravaged by the Vikings, England was in a desperate state. The long-suffering English later responded with a massacre of Danish settlers in 1002, leading to a round of reprisals and finally to Danish rule (1013), though England regained independence shortly after. But Christianization made rapid progress and proved itself the long-term solution to the problem of barbarian raiding. The territories of Scandinavia were soon to be fully Christianized Kingdoms: Denmark in the 10th century, Norway in the 11th, and Sweden, the country with the least raiding activity, in the 12th. Kievan Rus, recently converted to Orthodox Christianity, flourished as the largest state in Europe. Iceland, Greenland, and Hungary were all declared Christian about 1000.
In Europe, a formalized institution of marriage was established. The proscribed degree of consanguinity varied, but the custom made marriages annullable by application to the Pope. North of Italy, where masonry construction was never extinguished, stone construction was replacing timber in important structures. Deforestation of the densely wooded continent was under way. The 10th century marked a return of urban life, with the Italian cities doubling in population. London, abandoned for many centuries, was again England's main economic centre by 1000. By 1000, Bruges and Ghent held regular trade fairs behind castle walls, a tentative return of economic life to western Europe.
In the culture of Europe, several features surfaced soon after 1000 that mark the end of the Early Middle Ages: the rise of the medieval communes, the reawakening of city life, and the appearance of the burgher class, the founding of the first universities, the rediscovery of Roman law, and the beginnings of vernacular literature.
In 1000, the papacy was firmly under the control of German Emperor Otto III, or "emperor of the world" as he styled himself. But later church reforms enhanced its independence and prestige: the Cluniac movement, the building of the first great Transalpine stone cathedrals and the collation of the mass of accumulated decretals into a formulated canon law.
Middle East
Rise of Islam
Consult particular article for details
The rise of Islam begins around the time Muhammad and his followers took flight, the Hijra, from Mecca to the city of Medina. Muhammad spent his last ten years in a series of battles to conquer the Arabian region. From 622 to 632, Muhammad as the leader of a Muslim community in Medina was engaged in a state of war with the Meccans. In the proceeding decades, the area of Basra was conquered by the Muslims. During the reign of Umar, the Muslim army found it a suitable place to construct a base. Later the area was settled and a mosque was erected. Madyan was conquered and settled by Muslims, but the environment was considered harsh and the settlers moved to Kufa. Umar defeated the rebellion of several Arab tribes in a successful campaign, unifying the entire Arabian peninsula and giving it stability. Under Uthman's leadership, the empire, through the Muslim conquest of Persia, expanded into Fars in 650, some areas of Khorasan in 651, and the conquest of Armenia was begun in the 640s. In this time, the Rashidun Caliphate extended over the whole Sassanid Persian Empire and to more than two-thirds of the Eastern Roman Empire. The First Fitna, or the First Islamic Civil War, lasted for the entirety of Ali ibn Abi Talib's reign. After the recorded peace treaty with Hassan ibn Ali and the suppression of early Kharijites' disturbances, Muawiyah I acceded to the position of Caliph.
Islamic expansion
The Muslim conquests of the Eastern Roman Empire and Arab wars occurred between 634 and 750. Starting in 633, Muslims conquered Iraq. The Muslim conquest of Syria would begin in 634 and would be complete by 638. The Muslim conquest of Egypt started in 639. Before the Muslim invasion of Egypt began, the Eastern Roman Empire had already lost the Levant and its Arab ally, the Ghassanid Kingdom, to the Muslims. The Muslims would bring Alexandria under control and the fall of Egypt would be complete by 642. Between 647 and 709, Muslims swept across North Africa and established their authority over that region.
The site of the Grand Mosque was originally a pagan temple, then a Visigothic Christian church, before the Umayyad Moors at first converted the building into a mosque and then built a new mosque on the site.
The Transoxiana region was conquered by Qutayba ibn Muslim between 706 and 715 and loosely held by the Umayyads from 715 to 738. This conquest was consolidated by Nasr ibn Sayyar between 738 and 740. It was under the Umayyads from 740 to 748 and under the Abbasids after 748. Sindh, attacked in 664, would be subjugated by 712. Sindh became the easternmost province of the Umayyad. The Umayyad conquest of Hispania (Visigothic Spain) would begin in 711 and end by 718. The Moors, under Al-Samh ibn Malik, swept up the Iberian peninsula and by 719 overran Septimania; the area would fall under their full control in 720. With the Islamic conquest of Persia, the Muslim subjugation of the Caucasus would take place between 711 and 750. The end of the sudden Islamic Caliphate expansion ended around this time. The final Islamic dominion eroded the areas of the Iron Age Roman Empire in the Middle East and controlled strategic areas of the Mediterranean.
At the end of the 8th century, the former Western Roman Empire was decentralized and overwhelmingly rural. The Islamic conquest and rule of Sicily and Malta was a process which started in the 9th century. Islamic rule over Sicily was effective from 902, and the complete rule of the island lasted from 965 until 1061. The Islamic presence on the Italian Peninsula was ephemeral and limited mostly to semi-permanent soldier camps.
Caliphs and empire
The Abbasid Caliphate, ruled by the Abbasid dynasty of caliphs, was the third of the Islamic caliphates. Under the Abbasids, the Islamic Golden Age philosophers, scientists, and engineers of the Islamic world contributed enormously to technology, both by preserving earlier traditions and by adding their own inventions and innovations. Scientific and intellectual achievements blossomed in the period.
The Abbasids built their capital in Baghdad after replacing the Umayyad caliphs from all but the Iberian peninsula. The influence held by Muslim merchants over African-Arabian and Arabian-Asian trade routes was tremendous. As a result, Islamic civilization grew and expanded on the basis of its merchant economy, in contrast to their Christian, Indian, and Chinese peers who built societies from an agricultural landholding nobility.
The Abbasids flourished for two centuries but slowly went into decline with the rise to power of the Turkish army they had created, the Mamluks. Within 150 years of gaining control of Persia, the caliphs were forced to cede power to local dynastic emirs who only nominally acknowledged their authority. After the Abbasids lost their military dominance, the Samanids (or Samanid Empire) rose up in Central Asia. The Sunni Islam empire was a Tajik state and had a Zoroastrian theocratic nobility. It was the next native Persian dynasty after the collapse of the Sassanid Persian empire, caused by the Arab conquest.
Timeline
Beginning years
Dates
410: Visigoths under Alaric I sack Rome
430: Death of Saint Augustine
476: Odoacer deposes Romulus Augustus
496: Battle of Tolbiac, Clovis I converts to Chalcedonianism
507: Battle of Vouillé
527–565: Justinian I
535–552: Gothic Wars
541–542: Plague of Justinian in Constantinople
547: death of Benedict of Nursia
: birth of Muhammad
590–604 Pope Gregory I
597: death of Columba
602–629: Last great Roman–Persian War
615: death of Columbanus
626: Joint Persian-Avar-Slav Siege of Constantinople
632: death of Muhammad
636: death of Isidore of Seville
674–678: First Arab siege of Constantinople
681: First Bulgarian Empire established
Ending years
Dates
7th century: Khazar empire established
711–718: Umayyad conquest of Hispania
717: Second Arab siege of Constantinople
721: death of Ardo, last king of the Visigoths
718-722: Battle of Covadonga, establishment of the Kingdom of Asturias
730: First Iconoclastic Controversy
732: Battle of Tours/Poitiers
735: death of Bede, British historian
746: Blood court at Cannstatt
751: Pepin the Short founds the Carolingian dynasty
754: death of Saint Boniface
768–814: Charlemagne
778: Battle of Roncevaux Pass
782: Bloody Verdict of Verden
793: Viking raid on Lindisfarne; Viking Age begins
796–804: Alcuin initiates the Carolingian Renaissance
815: Byzantine Iconoclasm
843: Treaty of Verdun
862: Rurikid Dynasty established
871–899: Alfred the Great
872–930: Harald I of Norway
874-930: Settlement of Iceland
882: Kievan Rus' established
911: Treaty of Saint-Clair-sur-Epte (Normandy)
955: Battle of Lechfeld
962: Otto I crowned Holy Roman Emperor
969: Kievan Rus' subjugates Khazars
987–996: Hugh Capet
988: Christianization of Kievan Rus'
991: Battle of Maldon
See also
Early Christian Ireland
Early medieval European dress
Early medieval literature
English medieval clothing
Human history
Indo-Sassanid
Medieval demography
Medieval History of Africa
Turkic expansion
Notes
References
Citations
Further reading
Cambridge Economic History of Europe, vol. I 1966. Michael M. Postan, et al., editors.
Norman F. Cantor, 1963. The Medieval World 300 to 1300, (New York: MacMillen Co.)
Marcia L. Colish, 1997. Medieval Foundations of the Western Intellectual Tradition: 400–1400. (New Haven, CT: Yale University Press)
Georges Duby, 1974. The Early Growth of the European Economy: Warriors and Peasants from the Seventh to the Twelfth Century (New York: Cornell University Press) Howard B. Clark, translator.
Georges Duby, editor, 1988. A History of Private Life II: Revelations of the Medieval World (Harvard University Press)
Heinrich Fichtenau, (1957) 1978. The Carolingian Empire (University of Toronto) Peter Munz, translator.
Charles Freeman, 2003. The Closing of the Western Mind: The Rise of Faith and the Fall of Reason (London: William Heinemann)
Richard Hodges, 1982. Dark Age Economics: The Origins of Towns and Trade AD 600–1000 (New York: St Martin's Press)
David Knowles, (1962) 1988. The Evolution of Medieval Thought (Random House)
Richard Krautheimer, 1980. Rome: Profile of a City 312–1308 (Princeton University Press)
Robin Lane Fox, 1986. Pagans and Christians (New York: Knopf)
David C. Lindberg, 1992. The Beginnings of Western Science: 600 BC–1450 AD (Chicago: The University of Chicago Press)
John Marenbon (1983) 1988.Early Medieval Philosophy (480–1150): An Introduction (London: Routledge)
Rosamond McKittrick, 1983 The Frankish Church Under the Carolingians (London: Longmans, Green)
Karl Frederick Morrison, 1969. Tradition and Authority in the Western Church, 300–1140 (Princeton University Press)
Pierre Riché, (1978) 1988. Daily Life in the Age of Charlemagne (Liverpool: Liverpool University Press)
Laury Sarti, "Perceiving War and the Military in Early Christian Gaul (ca. 400–700 A.D.)" (= Brill's Series on the Early Middle Ages, 22), Leiden/Boston 2013, .
Richard Southern, 1953. The Making of the Middle Ages (Yale University Press)
Chris Wickham, 2005. Framing the Early Middle Ages: Europe and the Mediterranean 400-800, Oxford University Press.
Early Medieval History page, Clio History Journal, Dickson College, Australian Capital Territory.
Glimpses of the dark ages: Or, Sketches of the social condition of Europe, from the fifth to the twelfth century. (1846). New-York: Leavitt, Trow & company
External links
Age of spirituality : late antique and early Christian art, third to seventh century from The Metropolitan Museum of Art
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pt:Idade Média#Alta Idade Média | 0.792882 | 0.999044 | 0.792124 |
Medieval demography | Medieval demography is the study of human demography in Europe and the Mediterranean during the Middle Ages. It estimates and seeks to explain the number of people who were alive during the Medieval period, population trends, life expectancy, family structure, and related issues. Demography is considered a crucial element of historical change throughout the Middle Ages.
The population of Europe remained at a low level in the Early Middle Ages, boomed during the High Middle Ages and reached a peak around 1300, then a number of calamities caused a steep decline, the nature of which historians have debated. Population levels began to recover around the late 15th century, gaining momentum in the early 16th century.
The science of medieval demography relies on various lines of evidence, such as administrative records, wills and other types of records, archaeological field data, economic data, and written histories. Because the data are often incomplete and/or ambiguous, there can be significant disagreement among medieval demographers.
Demographic history of Europe
The population levels of Europe during the Middle Ages can be roughly categorized:
400–600 (Late Antiquity): population decline
600–1000 (Early Middle Ages): stable at a low level, with intermittent growth.
1000–1250 (High Middle Ages): population boom and expansion.
1250–1348 (Late Middle Ages): stable or intermittently rising at a high level, with fall in 1315–17 in most of Europe.
1348–1420 (Late Middle Ages): steep decline in England and France, growth in East Central Europe.
1420–1470 (Late Middle Ages): stable or intermittently falling to a low level in Western Europe, growth in East Central Europe.
1470–onward: slow expansion gaining momentum in the early 16th century.
Late Antiquity
Late Antiquity saw various indicators of Roman civilization beginning to decline, including urbanization, seaborne commerce, and total population. Only 40% as many Mediterranean shipwrecks have been found for the 3rd century as for the 1st. During the period from 150 to 400, with the intermittent appearance of plague, the population of the Roman Empire ranged from a high of 70 to a low of 50 million, followed by a fairly good recovery if not to the previous highs of the Early Empire. Serious gradual depopulation began in the West only in the 5th century and in the East due to the appearance of bubonic plague in 541 after 250 years of economic growth after the troubles which afflicted the empire from the 250s to 270s. Proximate causes of the population decrease include the Antonine Plague (165–180), the Plague of Cyprian (250 to 260), and the Crisis of the Third Century. European population probably reached a minimum during the extreme weather events of 535–536 and the ensuing Plague of Justinian (541–542). Some have connected this demographic transition to the Migration Period Pessimum, when a decrease in global temperatures impaired agricultural yields.
Early Middle Ages
A major plague epidemic struck the Mediterranean, and much of Europe, in the 6th century.
The Early Middle Ages saw relatively little population growth with urbanization well below its Roman peak, reflecting a low technological level, limited trade and political, social and economic dislocation exacerbated by the impact of Viking expansion in the north, Arab expansion in the south and the movement of Slavs and Bulgarians, and later the Magyars in the east. This rural, uncertain life spurred the development of feudalism and the Christianization of Europe. Estimates of the total population of Europe are speculative, but at the time of Charlemagne it is thought to have been between 25 and 30 million, of which perhaps half were in the Carolingian Empire that covered modern France, the Low Countries, western Germany, Austria, Slovenia, northern Italy and part of northern Spain. Most medieval settlements remained small, with agricultural land and large zones of unpopulated and lawless wilderness in between (Geographers estimate that around 800, as much as three-quarters of Europe was still forested).
Population density was only two to five persons per square kilometer in Britain, similarly in Germany, and somewhat higher in France.
Manorial surveys and some allusions to provincial hearth taxes suggest a population of 5 million for Carolingian France. Presumed densities of settlement support estimates of 4 million for Italy and a similar number for Iberia, as well as German lands (including Scandinavia); 6 million for Slavic lands and perhaps 2 million for Greece and southern Balkans; 1.5 million people for the entire British Isles.
High Middle Ages
In the 10th–13th centuries, agriculture expanded into the wilderness, in what has been termed the "great clearances". During the High Middle Ages, many forests and marshes were cleared and cultivated. At the same time, during the Ostsiedlung, Germans resettled east of the Elbe and Saale rivers, in regions previously only sparsely populated by Polabian Slavs. Crusaders expanded to the Crusader states, parts of the Iberian Peninsula were reconquered from the Moors, and the Normans colonized England and southern Italy. These movements and conquests are part of a larger pattern of population expansion and resettlement that occurred in Europe at this time.
Reasons for this expansion and colonization include an improving climate known as the Medieval warm period, which resulted in longer and more productive growing seasons; the end of the raids by Vikings, Arabs, and Magyars, resulting in greater political stability; advancements in medieval technology allowing more land to be farmed; 11th-century reforms of the Church that further increased social stability; and the rise of Feudalism, which also brought a measure of social stability. Towns and trade revived, and the rise of a money economy began to weaken the bonds of serfdom that tied peasants to the land. Land was at first plentiful while labour to clear and work the land was scarce; lords who owned the land found new ways to attract and keep labour. Urban centres were able to attract serfs with the promise of freedom. As new regions were settled, both internally and externally, population naturally increased.
Overall, European population tripled between the years 1000 to 1348 and is estimated to have reached a peak of 73.5 million to as high as 100 million.
England – The population of England, between 1.25 and 2 million in 1086, is estimated to have grown to somewhere between 3.7 million and 5–7 million, although the 14th-century estimates derive from sources after the first plague epidemics, and the estimates for pre-plague population depends on assumed plague mortality, the proportion of children and the rate of omissions in returns of taxable population.
Germany/Scandinavia – The population in Germany and Scandinavia rose from 4 million in 1000, to 11.5 million by the 1340.
Italy – Italy's population around 1300 has been variously estimated at between 10 and 13 million. The two largest cities in Italy, Venice and Florence, had about 100,000 persons each. The larger cities constituted as high as twenty percent of Italy's population. By 1300, the population of the entire province of Tuscany may have then surpassed 2 million people — a level the region would not reach again until after 1850.
Denmark – Danish population reached a peak of 1 million by 13th century, estimated from a survey partially preserved in Waldemar's Land Book (1231).
France – In 1328, France is believed to have supported between 13.4 million people (in a smaller geographical area than today's) and 18 to 20 million people (in the present-day area), the latter not reached again until the early modern period.
Kingdom of Hungary – The population of the Carpathian Basin probably did not exceed 1 million at the beginning of the 12th century and it may have been between one and two million before the Mongol (Tatar) invasion of 1240. The extent of destruction is reflected in low population growth in the subsequent period. Even in the early 14th century the population was only slightly higher, between 1.4 and 2.3 million. In the fourteenth century, under Angevin dynasty (1308-1386), the population of the Kingdom reached around 3 million, before the Plague. Transylvania, in the eastern part of the Kingdom, had around 550.000 people by 1300.
Wallachia – The region in the Southern part of modern Romania had a population of around 400,000 in fifteenth century.
Bulgaria – The population of the territories forming modern Bulgaria grew from around 1.1 million in the year 700 to 2.6 million in 1365.
Constantinople – In 1203 the population of Constantinople stood 400,000 to 500,000; when the Byzantines reclaimed the city in 1261 there were only about 35,000 inhabitants left. The population of the city stood between 40,000 and 50,000 by the 1450s. The number of people captured by the Ottomans after the fall of the city was around 33,000.
Kievan Rus – the population of Kievan Rus is estimated to be between 4.5 million and 8 million, in the absence of historical sources these estimates are based on the assumed population density.
Late Middle Ages
By the 14th century, the frontiers of settled cultivation had ceased to expand and internal colonization was coming to an end, but population levels remained high. Then a series of events—sometimes called the Crisis of the Late Middle Ages—collectively killed millions. Starting with the Great Famine in 1315 and the Black Death from 1348, the population of Europe fell abruptly. The period between 1348 and 1420 saw the heaviest loss. In parts of Germany, about 40% of the named inhabitants disappeared. The population of Provence was reportedly halved and in some parts of Tuscany, 70% were lost during this period.
Historians have struggled to explain why so many died. Some have questioned the long-standing theory that the decline in population was caused only by infectious disease (see further discussions at Black Death) and so historians have examined other social factors, as follows.
A classic Malthusian argument has been put forward that Europe was overpopulated: even in good times it was barely able to feed its population. Grain yields in the 14th century were between 2:1 and 7:1 (2:1 means for every seed planted, 2 are harvested. Modern grain yields are 30:1 or more.) Malnutrition developed gradually over decades, lowering resistance to disease, and competition for resources meant more warfare, and then finally crop yields were pushed down by the Little Ice Age.
An alternative theory is that competition for resources exacerbated the imbalance between property-owners and workers, and that the money supply ceased to keep up with fixed increased economic activity (being commodity money based principally on silver) so that wages sank while rents rose, leading to demographic stagnation. The economic conditions of the poor also aggravated the calamities of the plague because they had no recourse, such as fleeing to a villa in the country in the manner of the nobles in the Decameron. The poor lived in crowded conditions and could not isolate the sick, and had weaker immunities from a deficient diet, difficult living and working conditions and poor sanitation. After the plague and other exogenous causes of population decline lowered the labor supply, wages increased. This increased the mobility of labour and led to a redistribution of wealth, although property-owners' attempts to resist change through wage freezes and price controls contributed to popular uprisings such as the Peasants' Revolt of 1381. By 1450, the total population of Europe was substantially below that of 150 years earlier, but all classes overall had a higher standard of living.
The Brenner Debate
Still yet another theory, as introduced by Robert Brenner in a 1976 paper, is that the economic system of the High Middle Ages limited population growth. Feudal lords and landlords controlled most of Europe's land; they could charge high enough rents or demand a large enough percentage of peasants' profit that peasants on these lands were forced to survive at subsistence levels. With any surplus of food, labor, and income absorbed by the landowners, the peasants did not have enough capital to invest in their farms or enough incentive to increase the productivity of their land.
In addition, the small size of most peasants' farms inhibited centralized and more efficient cultivation of land on larger fields. In regions of Europe where primogeniture was less widely practiced, peasant lands were subdivided and re-subdivided with each generation of heirs; Brenner writes that consequently: "This too naturally reduced the general level of peasant income, the surplus available for potential investment in agriculture, and the slim hope of agricultural innovation."
As a result, on account of the social and economic system, the size of Europe's population was limited; the existing agricultural system and technology could not support a population beyond a certain size. When the population of Europe surpassed the threshold that the existing economic structure permitted: population loss, social instability, and famine could result. Only through modifying the existing social structure of land ownership and distribution could Europe's population surpass early 14th century levels.
The above paragraphs are a synopsis of Brenner's argument. The 1976 article has the full text of his original argument. Later, in 1985, T.H. Ashton and C.H.E. Philpin compiled a larger volume containing Brenner's original article and several scholarly responses to it.
Regardless of the cause, populations continued to fall into the 15th century and remained low into the 16th because the plague returned in cycles over the course of the fourteenth and fifteenth centuries, although subsequent plagues, such as the "children's plagues" of the 1360s were less virulent than the Great Plague of 1347–1348.
Science and art of medieval demography
Sources traditionally used by modern demographers, such as marriage, birth and death records, are often not available for this period, so scholars rely on other sources, such as archaeological surveys, and written records when available.
Examples of field data include the physical size of a settlement, and how it grows over time, and the appearance, or disappearance, of settlements. For example, after the Black Death the archaeological record shows the abandonment of upwards of 25% of all villages in Spain. However, archaeological data are often difficult to interpret. It is often difficult to assign a precise age to discoveries. Also, some of the largest and most important sites are still occupied and cannot be investigated. Available archaeological records may be concentrated on the more peripheral regions, for example early Middle Ages Anglo–Saxon burials at Sutton Hoo, in East Anglia in England, for which otherwise no records exist.
Because of these limitations, much of our knowledge comes from written records: descriptive and administrative accounts. Descriptive accounts include those of chroniclers who wrote about the size of armies, victims of war or famine, participants in an oath. However these cannot be relied on as accurate, and are most useful as supporting evidence rather than being taken factually on their own.
The most important written accounts are those contained in administrative records. These accounts are more objective and accurate because the motivation for writing them was not to influence others. These records can be divided into two categories: surveys and serial documents. Surveys cover an estate or region on a particular date, rather like a modern inventory. Manorial surveys were very common throughout the Middle Ages, in particular in France and England, but faded as serfdom gave way to a money economy. Fiscal surveys came with the rise of the money economy, the most famous and earliest being the Domesday Book in 1086. The Book of Hearths from Italy in 1244 is another example. The largest fiscal survey was of France in 1328. As kings continued to look for new ways to raise money, these fiscal surveys increased in number and scope over time. Surveys have limitations, because they are only a snapshot in time; they do not show long-term trends, and they tend to exclude elements of society.
Serial records come in different forms. The earliest are from the 8th century and are land conveyances, such as sales, exchanges, donations, and leases. Other types of serial records include death records from religious institutions and baptismal registrations. Other helpful records include heriots, court records, food prices and rent prices, from which inferences can be made.
Demographic tables of Europe's population
The tables below are estimated by .
Major scholars on medieval demography
Thomas Robert Malthus – founder of demography centered the Malthusian model of economic history.
Michael Postan – prominent scholar of the Malthusian model of medieval demographics.
Robert Brenner – prominent scholar of the Marxist model of medieval demographics, centered on social class and economic structure instead of population growth alone.
Karl Julius Beloch
Fernand Braudel
See also
Historical demography
Classical demography
Early modern demography
Crisis of the Late Middle Ages
Dark Ages (historiography)
Life expectancy
List of famines
List of disasters
Little Ice Age
Medieval household
Migration Period
Slavery in medieval Europe
References
Bibliography
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Further reading
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Medieval society
Demographic history | 0.795592 | 0.995531 | 0.792037 |
Late Middle Ages | The late Middle Ages or late medieval period was the period of European history lasting from AD 1300 to 1500. The late Middle Ages followed the High Middle Ages and preceded the onset of the early modern period (and in much of Europe, the Renaissance).
Around 1350, centuries of prosperity and growth in Europe came to a halt. A series of famines and plagues, including the Great Famine of 1315–1317 and the Black Death, reduced the population to around half of what it had been before the calamities. Along with depopulation came social unrest and endemic warfare. France and England experienced serious peasant uprisings, such as the Jacquerie and the Peasants' Revolt, as well as over a century of intermittent conflict, the Hundred Years' War. To add to the many problems of the period, the unity of the Catholic Church was temporarily shattered by the Western Schism. Collectively, those events are sometimes called the Crisis of the Late Middle Ages.
Despite the crises, the 14th century was also a time of great progress in the arts and sciences. Following a renewed interest in ancient Greek and Roman texts that took root in the High Middle Ages, the Italian Renaissance began. The absorption of Latin texts had started before the Renaissance of the 12th century through contact with Arabs during the Crusades, but the availability of important Greek texts accelerated with the fall of Constantinople to the Ottoman Turks, when many Byzantine scholars had to seek refuge in the West, particularly Italy.
Combined with this influx of classical ideas was the invention of printing, which facilitated the dissemination of the printed word and democratized learning. Those two things would later lead to the Reformation. Toward the end of the period, the Age of Discovery began. The expansion of the Ottoman Empire cut off trading possibilities with the East. Europeans were forced to seek new trading routes, leading to the Spanish expedition under Christopher Columbus to the Americas in 1492 and Vasco da Gama's voyage to Africa and India in 1498. Their discoveries strengthened the economy and power of European nations.
The changes brought about by these developments have led many scholars to view this period as the end of the Middle Ages and the beginning of modern history and of early modern Europe. However, the division is somewhat artificial, since ancient learning was never entirely absent from European society. As a result, there was developmental continuity between the ancient age (via classical antiquity) and the modern age. Some historians, particularly in Italy, prefer not to speak of the late Middle Ages at all but rather see the high period of the Middle Ages transitioning to the Renaissance and the modern era.
Historiography and periodization
The term "late Middle Ages" refers to one of the three periods of the Middle Ages, along with the early Middle Ages and the High Middle Ages. Leonardo Bruni was the first historian to use tripartite periodization in his History of the Florentine People (1442). Flavio Biondo used a similar framework in Decades of History from the Deterioration of the Roman Empire (1439–1453). Tripartite periodization became standard after the German historian Christoph Cellarius published Universal History Divided into an Ancient, Medieval, and New Period (1683).
For 18th-century historians studying the 14th and 15th centuries, the central theme was the Renaissance, with its rediscovery of ancient learning and the emergence of an individual spirit. The heart of this rediscovery lies in Italy, where, in the words of Jacob Burckhardt, "Man became a spiritual individual and recognized himself as such." This proposition was later challenged, and it was argued that the 12th century was a period of greater cultural achievement.
As economic and demographic methods were applied to the study of history, the trend was increasingly to see the late Middle Ages as a period of recession and crisis. Belgian historian Henri Pirenne continued the subdivision of Early, High, and late Middle Ages in the years around World War I. Yet it was his Dutch colleague, Johan Huizinga, who was primarily responsible for popularising the pessimistic view of the late Middle Ages, with his book The Autumn of the Middle Ages (1919). To Huizinga, whose research focused on France and the Low Countries rather than Italy, despair and decline were the main themes, not rebirth.
Modern historiography on the period has reached a consensus between the two extremes of innovation and crisis. It is now generally acknowledged that conditions were vastly different north and south of the Alps, and the term "late Middle Ages" is often avoided entirely within Italian historiography. The term "Renaissance" is still considered useful for describing certain intellectual, cultural, or artistic developments but not as the defining feature of an entire European historical epoch. The period from the early 14th century up until – and sometimes including – the 16th century is rather seen as characterized by other trends: demographic and economic decline followed by recovery, the end of Western religious unity and the subsequent emergence of the nation-state, and the expansion of European influence onto the rest of the world.
History
The limits of Christian Europe were still being defined in the 14th and 15th centuries. While the Grand Duchy of Moscow was beginning to repel the Mongols, and the Iberian kingdoms completed the Reconquista of the peninsula and turned their attention outwards, the Balkans fell under the dominance of the Ottoman Empire. Meanwhile, the remaining nations of the continent were locked in almost constant international or internal conflict.
The situation gradually led to the consolidation of central authority and the emergence of the nation state. The financial demands of war necessitated higher levels of taxation, resulting in the emergence of representative bodies – most notably the English Parliament. The growth of secular authority was further aided by the decline of the papacy with the Western Schism and the coming of the Protestant Reformation.
Northern Europe
After the failed union of Sweden and Norway of 1319–1365, the pan-Scandinavian Kalmar Union was instituted in 1397. The Swedes were reluctant members of the Danish-dominated union from the start. In an attempt to subdue the Swedes, King Christian II of Denmark had large numbers of the Swedish aristocracy killed in the Stockholm Bloodbath of 1520. Yet this measure only led to further hostilities, and Sweden broke away for good in 1523. Norway, on the other hand, became an inferior party of the union and remained united with Denmark until 1814.
Iceland benefited from its relative isolation and was the last Scandinavian country to be struck by the Black Death. Meanwhile, the Norse colony in Greenland died out, probably under extreme weather conditions in the 15th century. These conditions might have been the effect of the Little Ice Age.
Northwest Europe
The death of Alexander III of Scotland in 1286 threw the country into a succession crisis, and the English king, Edward I, was brought in to arbitrate. Edward claimed overlordship over Scotland, leading to the Wars of Scottish Independence. The English were eventually defeated, and the Scots were able to develop a stronger state under the Stewarts.
From 1337, England's attention was largely directed towards France in the Hundred Years' War. Henry V's victory at the Battle of Agincourt in 1415 briefly paved the way for a unification of the two kingdoms, but his son Henry VI soon squandered all previous gains. The loss of France led to discontent at home. Soon after the end of the war in 1453, the dynastic struggles of the Wars of the Roses (c. 1455–1485) began, involving the rival dynasties of the House of Lancaster and House of York.
The war ended in the accession of Henry VII of the House of Tudor, who continued the work started by the Yorkist kings of building a strong, centralized monarchy. While England's attention was thus directed elsewhere, the Hiberno-Norman lords in Ireland were becoming gradually more assimilated into Irish society, and the island was allowed to develop virtual independence under English overlordship.
Western Europe
The French House of Valois, which followed the House of Capet in 1328, was at its outset marginalized in its own country, first by the English invading forces of the Hundred Years' War and later by the powerful Duchy of Burgundy. The emergence of Joan of Arc as a military leader changed the course of war in favour of the French, and the initiative was carried further by King Louis XI.
Meanwhile, Charles the Bold, Duke of Burgundy, met resistance in his attempts to consolidate his possessions, particularly from the Swiss Confederation formed in 1291. When Charles was killed in the Burgundian Wars at the Battle of Nancy in 1477, the Duchy of Burgundy was reclaimed by France. At the same time, the County of Burgundy and the wealthy Burgundian Netherlands came into the Holy Roman Empire under Habsburg control, setting up conflict for centuries to come.
Central Europe
Bohemia prospered in the 14th century, and the Golden Bull of 1356 made the king of Bohemia first among the imperial electors, but the Hussite revolution threw the country into crisis. The Holy Roman Empire passed to the House of Habsburg in 1438, where it remained until its dissolution in 1806. Yet in spite of the extensive territories held by the Habsburgs, the Empire itself remained fragmented, and much real power and influence lay with the individual principalities. In addition, financial institutions, such as the Hanseatic League and the Fugger family, held great power, on both economic and political levels.
The Kingdom of Hungary experienced a golden age during the 14th century. In particular the reigns of the Angevin kings Charles Robert (1308–42) and his son Louis the Great (1342–82) were marked by success. The country grew wealthy as the main European supplier of gold and silver. Louis the Great led successful campaigns from Lithuania to Southern Italy, and from Poland to Northern Greece.
He had the greatest military potential of the 14th century with his enormous armies (often over 100,000 men). Meanwhile, Poland's attention was turned eastwards, as the Commonwealth with Lithuania created an enormous entity in the region. The union, and the conversion of Lithuania, also marked the end of paganism in Europe.
Louis did not leave a son as heir after his death in 1382. Instead, he named as his heir the young prince Sigismund of Luxemburg. The Hungarian nobility did not accept his claim, and the result was an internal war. Sigismund eventually achieved total control of Hungary and established his court in Buda and Visegrád. Both palaces were rebuilt and improved, and were considered the richest of the time in Europe. Inheriting the throne of Bohemia and the Holy Roman Empire, Sigismund continued conducting his politics from Hungary, but he was kept busy fighting the Hussites and the Ottoman Empire, which was becoming a menace to Europe in the beginning of the 15th century.
King Matthias Corvinus of Hungary led the largest army of mercenaries of the time, the Black Army of Hungary, which he used to conquer Moravia and Austria and to fight the Ottoman Empire. After Italy, Hungary was the first European country where the Renaissance appeared. However, the glory of the Kingdom ended in the early 16th century, when the King Louis II of Hungary was killed in the Battle of Mohács in 1526 against the Ottoman Empire. Hungary then fell into a serious crisis and was invaded, ending its significance in central Europe during the medieval era.
Eastern Europe
The state of Kievan Rus' fell during the 13th century in the Mongol invasion. The Grand Duchy of Moscow rose in power thereafter, winning a great victory against the Golden Horde at the Battle of Kulikovo in 1380. The victory did not end Tartar rule in the region, however, and its immediate beneficiary was the Grand Duchy of Lithuania, which extended its influence eastwards.
Under the reign of Ivan the Great (1462–1505), Moscow became a major regional power, and the annexation of the vast Republic of Novgorod in 1478 laid the foundations for a Russian national state. After the Fall of Constantinople in 1453, the Russian princes started to see themselves as the heirs of the Byzantine Empire. They eventually took on the imperial title of Tzar, and Moscow was described as the Third Rome.
Southeast Europe
The Byzantine Empire had for a long time dominated the eastern Mediterranean in politics and culture. By the 14th century, however, it had almost entirely collapsed into a tributary state of the Ottoman Empire, centered on the city of Constantinople and a few enclaves in Greece. With the Fall of Constantinople in 1453, the Byzantine Empire was permanently extinguished.
The Bulgarian Empire was in decline by the 14th century, and the ascendancy of Serbia was marked by the Serbian victory over the Bulgarians in the Battle of Velbazhd in 1330. By 1346, the Serbian king Stefan Dušan had been proclaimed emperor. Yet Serbian dominance was short-lived; the Serbian army led by the Lazar Hrebeljanovic was defeated by the Ottoman Army at the Battle of Kosovo in 1389, where most of the Serbian nobility was killed and the south of the country came under Ottoman occupation, as much of southern Bulgaria had become Ottoman territory in the Battle of Maritsa 1371. Northern remnants of Bulgaria were finally conquered by 1396, Serbia fell in 1459, Bosnia in 1463, and Albania was finally subordinated in 1479 only a few years after the death of Skanderbeg. Belgrade, a Hungarian domain at the time, was the last large Balkan city to fall under Ottoman rule, in the siege of Belgrade of 1521. By the end of the medieval period, the entire Balkan peninsula was annexed by, or became vassal to, the Ottomans.
Southwest Europe
Avignon was the seat of the papacy from 1309 to 1376. With the return of the Pope to Rome in 1378, the Papal State developed into a major secular power, culminating in the morally corrupt papacy of Alexander VI. Florence grew to prominence amongst the Italian city-states through financial business, and the dominant Medici family became important promoters of the Renaissance through their patronage of the arts. Other city-states in northern Italy also expanded their territories and consolidated their power, primarily Milan, Venice, and Genoa. The War of the Sicilian Vespers had by the early 14th century divided southern Italy into an Aragon Kingdom of Sicily and an Anjou Kingdom of Naples. In 1442, the two kingdoms were effectively united under Aragonese control.
The 1469 marriage of Isabella I of Castile and Ferdinand II of Aragon and the 1479 death of John II of Aragon led to the creation of modern-day Spain. In 1492, Granada was captured from the Moors, thereby completing the Reconquista. Portugal had during the 15th century – particularly under Henry the Navigator – gradually explored the coast of Africa, and in 1498, Vasco da Gama found the sea route to India. The Spanish monarchs met the Portuguese challenge by financing the expedition of Christopher Columbus to find a western sea route to India, leading to the discovery of the Americas in 1492.
Late medieval European society
Around 1300–1350, the Medieval Warm Period gave way to the Little Ice Age. The colder climate resulted in agricultural crises, the first of which is known as the Great Famine of 1315–1317. The demographic consequences of this famine, however, were not as severe as the plagues that occurred later in the century, particularly the Black Death. Estimates of the death rate caused by this epidemic range from one third to as much as sixty percent. By around 1420, the accumulated effect of recurring plagues and famines had reduced the population of Europe to perhaps no more than a third of what it was a century earlier. The effects of natural disasters were exacerbated by armed conflicts; this was particularly the case in France during the Hundred Years' War. It took 150 years for the European population to regain similar levels of 1300.
As the European population was severely reduced, land became more plentiful for the survivors, and labour was consequently more expensive. Attempts by landowners to forcibly reduce wages, such as the English 1351 Statute of Laborers, were doomed to fail. These efforts resulted in nothing more than fostering resentment among the peasantry, leading to rebellions such as the French Jacquerie in 1358 and the English Peasants' Revolt in 1381. The long-term effect was the virtual end of serfdom in Western Europe. In Eastern Europe, on the other hand, landowners were able to exploit the situation to force the peasantry into even more repressive bondage.
The upheavals caused by the Black Death left certain minority groups particularly vulnerable, especially the Jews, who were often blamed for the calamities. Anti-Jewish pogroms were carried out all over Europe; in February 1349, 2,000 Jews were murdered in Strasbourg. States were also guilty of discrimination against the Jews. Monarchs gave in to the demands of the people, and the Jews were expelled from England in 1290, from France in 1306, from Spain in 1492, and from Portugal in 1497.
While the Jews were suffering persecution, one group that probably experienced increased empowerment in the late Middle Ages was women. The great social changes of the period opened up new possibilities for women in the fields of commerce, learning, and religion. Yet at the same time, women were also vulnerable to incrimination and persecution, as belief in witchcraft increased.
The accumulation of social, environmental, and health-related problems also led to an increase in interpersonal violence in most parts of Europe. Population increase, religious intolerance, famine, and disease led to an increase in violent acts in vast parts of medieval society. One exception to this was North-Eastern Europe, whose population managed to maintain low levels of violence due to a more organized society resulting from extensive and successful trade.
Up until the mid-14th century, Europe had experienced steadily increasing urbanization. Cities were also decimated by the Black Death, but the role of urban areas as centres of learning, commerce, and government ensured continued growth. By 1500, Venice, Milan, Naples, Paris, and Constantinople each probably had more than 100,000 inhabitants. Twenty-two other cities were larger than 40,000; most of these were in Italy and the Iberian peninsula, but there were also some in France, the Empire, and the Low Countries, as well as London in England.
Military history
Through battles such as Courtrai (1302), Bannockburn (1314), and Morgarten (1315), it became clear to the great territorial princes of Europe that the military advantage of the feudal cavalry was lost and that a well equipped infantry was preferable. Through the Welsh Wars, the English became acquainted with, and adopted, the highly efficient longbow. Once properly managed, this weapon gave them a great advantage over the French in the Hundred Years' War.
The introduction of gunpowder affected the conduct of war significantly. Though employed by the English as early as the Battle of Crécy in 1346, firearms initially had little effect in the field of battle. It was through the use of cannons as siege weapons that major change was brought about; the new methods would eventually change the architectural structure of fortifications.
Changes also took place within the recruitment and composition of armies. The use of the national or feudal levy was gradually replaced by paid troops of domestic retinues or foreign mercenaries. The practice was associated with Edward III of England and the condottieri of the Italian city-states. All over Europe, Swiss mercenaries were in particularly high demand. At the same time, the period also saw the emergence of the first permanent armies. It was in Valois France, under the heavy demands of the Hundred Years' War, that the armed forces gradually assumed a permanent nature.
Parallel to the military developments emerged also a constantly more elaborate chivalric code of conduct for the warrior class. This newfound ethos can be seen as a response to the diminishing military role of the aristocracy, and it gradually became almost entirely detached from its military origin. The spirit of chivalry was given expression through the new (secular) type of chivalric orders; the first of these was the Order of St. George, founded by Charles I of Hungary in 1325, while the best known was probably the English Order of the Garter, founded by Edward III in 1348.
Christian conflict and reform
The Papal Schism
The French crown's increasing dominance over the Papacy culminated in the transference of the Holy See to Avignon in 1309. When the Pope returned to Rome in 1377, this led to the election of different popes in Avignon and Rome, resulting in the Western Schism (1378–1417). The Schism divided Europe along political lines; while France, her ally Scotland, and the Spanish kingdoms supported the Avignon Papacy, France's enemy England stood behind the pope in Rome, together with Portugal, Scandinavia, and most of the German princes.
At the Council of Constance (1414–1418), the Papacy was once more united in Rome. Even though the unity of the Western Church was to last for another hundred years, and though the Papacy was to experience greater material prosperity than ever before, the Great Schism had done irreparable damage. The internal struggles within the Church had impaired her claim to universal rule and promoted anti-clericalism among the people and their rulers, paving the way for reform movements.
Protestant Reformation
Though many of the events were outside the traditional time period of the Middle Ages, the end of the unity of the Western Church (the Protestant Reformation) was one of the distinguishing characteristics of the medieval period. The Catholic Church had long fought against heretic movements, but during the late Middle Ages, it started to experience demands for reform from within. The first of these came from Oxford professor John Wycliffe in England. Wycliffe held that the Bible should be the only authority in religious questions, and he spoke out against transubstantiation, celibacy, and indulgences. In spite of influential supporters among the English aristocracy, such as John of Gaunt, the movement was not allowed to survive. Though Wycliffe himself was left unmolested, his supporters, the Lollards, were eventually suppressed in England.
The marriage of Richard II of England to Anne of Bohemia established contacts between the two nations and brought Lollard ideas to her homeland. The teachings of the Czech priest Jan Hus were based on those of John Wycliffe, yet his followers, the Hussites, were to have a much greater political impact than the Lollards. Hus gained a great following in Bohemia, and in 1414, he was requested to appear at the Council of Constance to defend his cause. When he was burned as a heretic in 1415, it caused a popular uprising in the Czech lands. The subsequent Hussite Wars fell apart due to internal quarrels and did not result in religious or national independence for the Czechs, but both the Catholic Church and the German element within the country were weakened.
Martin Luther, a German monk, started the German Reformation by posting 95 theses on the castle church of Wittenberg on October 31, 1517. The immediate provocation spurring this act was Pope Leo X's renewal of the indulgence for the building of the new St. Peter's Basilica in 1514. Luther was challenged to recant his heresy at the Diet of Worms in 1521. When he refused, he was placed under the ban of the Empire by Charles V. Receiving the protection of Frederick the Wise, he was then able to translate the Bible into German.
To many secular rulers, the Protestant Reformation was a welcome opportunity to expand their wealth and influence. The Catholic Church met the challenges of the reforming movements with what has been called the Catholic Reformation, or Counter-Reformation. Europe became split into northern Protestant and southern Catholic parts, resulting in the Religious Wars of the 16th and 17th centuries.
Trade and commerce
The increasingly dominant position of the Ottoman Empire in the eastern Mediterranean presented an impediment to trade for the Christian nations of the west, who in turn started looking for alternatives. Portuguese and Spanish explorers found new trade routes – south of Africa to India, as well as across the Atlantic Ocean to America. As Genoese and Venetian merchants opened up direct sea routes with Flanders, the Champagne fairs lost much of their importance.
At the same time, English wool export shifted from raw wool to processed cloth, resulting in losses for the cloth manufacturers of the Low Countries. In the Baltic and North Sea, the Hanseatic League reached the peak of their power in the 14th century but started going into decline in the fifteenth.
In the late 13th and early 14th centuries, a process took place – primarily in Italy but partly also in the Empire – that historians have termed a "commercial revolution". Among the innovations of the period were new forms of partnership and the issuing of insurance, both of which contributed to reducing the risk of commercial ventures; the bill of exchange and other forms of credit that circumvented the canonical laws for gentiles against usury and eliminated the dangers of carrying bullion; and new forms of accounting, in particular double-entry bookkeeping, which allowed for better oversight and accuracy.
With the financial expansion, trading rights became more jealously guarded by the commercial elite. Towns saw the growing power of guilds, while on a national level, special companies would be granted monopolies on particular trades, like the English wool Staple. The beneficiaries of these developments would accumulate immense wealth. Families like the Fuggers in Germany, the Medicis in Italy, and the de la Poles in England and individuals like Jacques Cœur in France would help finance the wars of kings, achieving great political influence in the process.
Though there is no doubt that the demographic crisis of the 14th century caused a dramatic fall in production and commerce in absolute terms, there has been a vigorous historical debate over whether the decline was greater than the fall in population. While the older orthodoxy held that the artistic output of the Renaissance was a result of greater opulence, more recent studies have suggested that there might have been a so-called "depression of the Renaissance". In spite of convincing arguments for the case, the statistical evidence is simply too incomplete for a definite conclusion to be made.
Arts and sciences
In the 14th century, the predominant academic trend of scholasticism was challenged by the humanist movement. Though primarily an attempt to revitalise the classical languages, the movement also led to innovations within the fields of science, art, and literature, helped by impulses from Byzantine scholars who had to seek refuge in the west after the Fall of Constantinople in 1453.
In science, classical authorities like Aristotle were challenged for the first time since antiquity. Within the arts, humanism took the form of the Renaissance. Though the 15th-century Renaissance was a highly localised phenomenon – limited mostly to the city-states of northern Italy – artistic developments were taking place also further north, particularly in the Netherlands.
Philosophy, science and technology
The predominant school of thought in the 13th century was the Thomistic reconciliation of the teachings of Aristotle with Christian theology. The Condemnation of 1277, enacted at the University of Paris, placed restrictions on ideas that could be interpreted as heretical, restrictions that had implication for Aristotelian thought. An alternative was presented by William of Ockham, following the manner of the earlier Franciscan John Duns Scotus, who insisted that the world of reason and the world of faith had to be kept apart. Ockham introduced the principle of parsimony – or Occam's razor – whereby a simple theory is preferred to a more complex one and speculation on unobservable phenomena is avoided. This maxim is, however, often misquoted. Occam was referring to his nominalism in this quotation. Essentially saying the theory of absolutes, or metaphysical realism, was unnecessary to make sense of the world.
This new approach liberated scientific speculation from the dogmatic restraints of Aristotelian science and paved the way for new approaches. Particularly within the field of theories of motion, great advances were made, when such scholars as Jean Buridan, Nicole Oresme, and the Oxford Calculators challenged the work of Aristotle. Buridan developed the theory of impetus as the cause of the motion of projectiles, which was an important step towards the modern concept of inertia. The works of these scholars anticipated the heliocentric worldview of Nicolaus Copernicus.
Certain technological inventions of the period – whether of Arab or Chinese origin or unique European innovations – were to have great influence on political and social developments, in particular gunpowder, the printing press, and the compass. The introduction of gunpowder to the field of battle not only affected military organisation but also helped advance the nation-state. Gutenberg's movable type printing press made possible not only the Reformation but also a dissemination of knowledge that would lead to a gradually more egalitarian society. The compass, along with other innovations such as the cross-staff, the mariner's astrolabe, and advances in shipbuilding, enabled the navigation of the World Oceans and the early phases of colonialism. Other inventions had a greater impact on everyday life, such as eyeglasses and the weight-driven clock.
Visual arts and architecture
A precursor to Renaissance art can be seen already in the early 14th-century works of Giotto. Giotto was the first painter since antiquity to attempt the representation of three-dimensional reality and endow his characters with true human emotions. The most important developments, however, came in 15th-century Florence. The affluence of the merchant class allowed extensive patronage of the arts, and foremost among the patrons were the Medici.
The period saw several important technical innovations, like the principle of linear perspective found in the work of Masaccio and later described by Brunelleschi. Greater realism was also achieved through the scientific study of anatomy, championed by artists like Donatello. This can be seen particularly well in his sculptures, inspired by the study of classical models. As the centre of the movement shifted to Rome, the period culminated in the High Renaissance masters da Vinci, Michelangelo, and Raphael.
The ideas of the Italian Renaissance were slow to cross the Alps into northern Europe, but important artistic innovations were made also in the Low Countries. Though not – as previously believed – the inventor of oil painting, Jan van Eyck was a champion of the new medium and used it to create works of great realism and minute detail. The two cultures influenced each other and learned from each other, but painting in the Netherlands remained more focused on textures and surfaces than the idealized compositions of Italy.
In northern European countries, Gothic architecture remained the norm, and the Gothic cathedral was further elaborated. In Italy, on the other hand, architecture took a different direction, also here inspired by classical ideals. The crowning work of the period was the Santa Maria del Fiore in Florence, with Giotto's clock tower, Ghiberti's baptistery gates, and Brunelleschi's cathedral dome of unprecedented proportions.
Literature
The most important development of late medieval literature was the ascendancy of the vernacular languages. The vernacular had been in use in England since the 8th century and France since the 11th century, where the most popular genres had been the chanson de geste, troubadour lyrics, and romantic epics, or the romance. Though Italy was later in evolving a native literature in the vernacular language, it was here that the most important developments of the period were to come.
Dante Alighieri's Divine Comedy, written in the early 14th century, merged a medieval worldview with classical ideals. Another promoter of the Italian language was Boccaccio with his Decameron. The application of the vernacular did not entail a rejection of Latin, and both Dante and Boccaccio wrote prolifically in Latin as well as Italian, as would Petrarch later (whose Canzoniere also promoted the vernacular and whose contents are considered the first modern lyric poems). Together, the three poets established the Tuscan dialect as the norm for the modern Italian language.
The new literary style spread rapidly and in France, influenced such writers as Eustache Deschamps and Guillaume de Machaut. In England, Geoffrey Chaucer helped establish Middle English as a literary language with his Canterbury Tales, which contained a wide variety of narrators and stories (including some translated from Boccaccio). The spread of vernacular literature eventually reached as far as Bohemia and the Baltic, Slavic, and Byzantine worlds.
Music
Music was an important part of both secular and spiritual culture, and in the universities, it made up part of the quadrivium of the liberal arts. From the early 13th century, the dominant sacred musical form had been the motet, a composition with text in several parts. From the 1330s and onwards emerged the polyphonic style, which was a more complex fusion of independent voices. Polyphony had been common in the secular music of the Provençal troubadours. Many of these had fallen victim to the 13th-century Albigensian Crusade, but their influence reached the papal court at Avignon.
The main representatives of the new style, often referred to as ars nova as opposed to ars antiqua, were the composers Philippe de Vitry and Guillaume de Machaut. In Italy, where the Provençal troubadours had also found refuge, the corresponding period goes under the name of trecento, and the leading composers were Giovanni da Cascia, Jacopo da Bologna, and Francesco Landini. A prominent reformer of Orthodox Church music from the first half of the 14th century was John Kukuzelis; he also introduced a system of notation widely used in the Balkans in the following centuries.
Theatre
In the British Isles, plays were produced in some 127 different towns during the Middle Ages. These vernacular Mystery plays were written in cycles of a large number of plays: York (48 plays), Chester (24), Wakefield (32), and Unknown (42). A larger number of plays survive from France and Germany in this period, and some type of religious drama was performed in nearly every European country in the late Middle Ages. Many of these plays contained comedy, devils, villains, and clowns.
Morality plays emerged as a distinct dramatic form around 1400 and flourished until 1550, an example being The Castle of Perseverance, which depicts mankind's progress from birth to death. Another famous morality play is Everyman. Everyman receives Death's summons, struggles to escape, and finally resigns himself to necessity. Along the way, he is deserted by Kindred, Goods, and Fellowship – only Good Deeds goes with him to the grave.
At the end of the late Middle Ages, professional actors began to appear in England and Europe. Richard III and Henry VII both maintained small companies of professional actors. Their plays were performed in the Great Hall of a nobleman's residence, often with a raised platform at one end for the audience and a "screen" at the other for the actors. Also important were Mummers' plays, performed during the Christmas season, and court masques. These masques were especially popular during the reign of Henry VIII who had a House of Revels built and an Office of Revels established in 1545.
The end of medieval drama came about due to a number of factors, including the weakening power of the Catholic Church, the Protestant Reformation, and the banning of religious plays in many countries. Elizabeth I forbid all religious plays in 1558, and the great cycle plays had been silenced by the 1580s. Similarly, religious plays were banned in the Netherlands in 1539, the Papal States in 1547, and Paris in 1548. The abandonment of these plays destroyed the international theatre that had thereto existed and forced each country to develop its own form of drama. It also allowed dramatists to turn to secular subjects and the reviving interest in Greek and Roman theatre provided them with the perfect opportunity.
After the Middle Ages
After the end of the late Middle Ages period, the Renaissance spread unevenly over continental Europe from the southern European region. The intellectual transformation of the Renaissance is viewed as a bridge between the Middle Ages and the Modern era. Europeans would later begin an era of world discovery. Combined with the influx of classical ideas was the invention of printing which facilitated dissemination of the printed word and democratized learning. These two things would lead to the Protestant Reformation. Europeans also discovered new trading routes, as was the case with Columbus' travel to the Americas in 1492, and Vasco da Gama's circumnavigation of Africa and India in 1498. Their discoveries strengthened the economy and power of European nations.
Ottomans and Europe
By the end of the 15th century, the Ottoman Empire had advanced all over Southeast Europe, eventually conquering the Byzantine Empire and extending control over the Balkan states. Hungary was the last bastion of the Latin Christian world in the East, and fought to keep its rule over a period of two centuries. After the death of the young king Vladislaus I of Hungary during the Battle of Varna in 1444 against the Ottomans, the Kingdom was placed in the hands of Count John Hunyadi, who became Hungary's regent-governor (1446–1453). Hunyadi was considered one of the most relevant military figures of the 15th century: Pope Pius II awarded him the title of Athleta Christi, or Champion of Christ, for being the only hope of resisting the Ottomans from advancing to Central and Western Europe.
Hunyadi succeeded during the siege of Belgrade in 1456 against the Ottomans, the biggest victory against that empire in decades. This battle became a real crusade against the Muslims, as the peasants were motivated by the Franciscan friar Saint John of Capistrano, who came from Italy predicating him holy war. The effect that it created in that time was one of the main factors that helped in achieving the victory. However the premature death of the Hungarian lord left Pannonia defenseless and in chaos. In an extremely unusual event for the Middle Ages, Hunyadi's son, Matthias, was elected as king of Hungary by the Hungarian nobility. For the first time, a member of an aristocratic family (and not from a royal family) was crowned.
King Matthias Corvinus of Hungary (1458–1490) was one of the most prominent figures of the period, directing campaigns to the West, conquering Bohemia in answer to the pope's call for help against the Hussite Protestants. Also, in resolving political hostilities with the German emperor Frederick III of Habsburg, he invaded his western domains. Matthew organized the Black Army of mercenary soldiers; it was considered as the biggest army of its time. Using this powerful tool, the Hungarian king led wars against the Turkish armies and stopped the Ottomans during his reign. After the death of Matthew, and with end of the Black Army, the Ottoman Empire grew in strength and Central Europe was defenseless. At the Battle of Mohács, the forces of the Ottoman Empire annihilated the Hungarian army and Louis II of Hungary drowned in the Csele Creek while trying to escape. The leader of the Hungarian army, Pál Tomori, also died in the battle. This is considered to be one of the final battles of medieval times.
Timeline
Dates are approximate, consult particular articles for details
Middle Ages themes Other themes
14th century
1305: William Wallace was executed
1307: The Knights Templar were destroyed
1309: Beginning of Avignon papacy
1310: Dante began the Divine Comedy
1314: Battle of Bannockburn
1315–1317 Great Famine
1321–1328 Byzantine civil war
1328: First War of Scottish Independence ends
1337: The Hundred Years' War begins
1346: Stephen Dušan established a short-lived Serbian Empire
1347: The Black Death begins
1347: University of Prague was founded
1348: Giovanni Villani finishes work on Nuova Cronica
1348–1349: Byzantine–Genoese War
1362: Battle of Blue Waters
Lithuania defeats Golden Horde. Principality of Kiev becomes part of the Grand Duchy of Lithuania
1364: Jagiellonian University was founded
1371: Battle of Maritsa—first substantial Ottoman victory in Europe; partition of Bulgaria
1376: Avignon Papacy ended
1380: Battle of Kulikovo
1380: The Canterbury Tales
1381: Peasants' Revolt (England)
1381: John Wycliffe translated the Bible
1385: Union of Krewo, initiation of the Polish–Lithuanian union
1385: Battle of Aljubarrota
1386: University of Heidelberg was founded
1389: Battle of Kosovo—Serbian and Bosnian forces defeated by the Ottomans
1342–1392: Partitioning of the Kingdom of Rus (Galicia) between Poland and Lithuania (Galicia–Volhynia Wars)
1396: Battle of Nicopolis and first Ottoman conquest in Europe
1397: Kalmar Union
15th century
1402: Battle of Ankara
1409: Venetian Dalmatia
1410: Battle of Grunwald
1415: Conquest of Ceuta
1415: Battle of Agincourt
1415: Jan Hus was burned at the stake
1417: The Council of Constance
1419–1434: Hussite Wars in Bohemia
1429: Battle of Orléans
1431: Joan of Arc was burned at the stake
1434: The Medici family in Florence
1439: Johannes Gutenberg first used movable type printing in Europe
1444: Battle of Varna
1445: Battle of Suzdal
1453: Constantinople falls to Ottoman conquest
1455: Gutenberg Bible printed in Mainz
1456: Siege of Belgrade
1461: The Empire of Trebizond fell to the Turks
1469: Catholic Monarchs
1470: Battle of Lipnic
1474–1477: Burgundian Wars
1478: Muscovy conquered Novgorod
1478: The Catholic Monarchs established the Spanish Inquisition
1479: Battle of Breadfield
1480: Great Stand on the Ugra River. The end of the Tatar-Mongol yoke over the Russian principalities.
1485: Thomas Malory (Le Morte d'Arthur)
1492: Alhambra Decree
1492: Reconquista ended with the fall of Granada
1492: Christopher Columbus reached the "New World"
1494: Treaty of Tordesillas
1497–1498: Portuguese explorer Vasco da Gama's first voyage reached India after circumnavigating Africa
1499: Battle of Zonchio
Gallery
See also
List of basic medieval history topics
Timeline of the Middle Ages
Church and state in medieval Europe
Jews in the Middle Ages
Gothic book illustration
Notes
References
Further reading
Surveys
Ferguson, Wallace K. Europe in transition, 1300-1520 (1962) online.
Koenigsberger, H.G. Medieval Europe 400 - 1500 (1987) excerpt
Specific regions
Society
The Black Death
Warfare
Economy
Religion
Arts and sciences
External links
The Medieval and Classical Literature Library: Original sources on the Late Middle Ages
Historyteacher.net: Collection of links on the Late Middle Ages in Europe
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Western culture | Western culture, also known as Western civilization, European civilization, Occidental culture, or Western society, refers to the diverse culture of the Western World. The term "Western" encompasses the social norms, ethical values, traditional customs, belief systems, political systems, artifacts and technologies primarily rooted in European and Mediterranean histories. A broad concept, "Western culture" does not relate to a region with fixed members or geographical confines. It generally refers to the classical era cultures of Ancient Greece and Ancient Rome that expanded across the Mediterranean basin and Europe, and later circulated around the world predominantly through colonization and globalization.
Historically, scholars have closely associated the idea of Western culture with the classical era of Greco-Roman antiquity. However, scholars also acknowledge that other ancient cultures, like Ancient Egypt, the Phoenician city-states, and several Near-Eastern cultures stimulated and fostered Western civilization. The Hellenistic period also promoted syncretism, blending Greek, Roman, and Jewish cultures. Major advances in literature, engineering, and science shaped the Hellenistic Jewish culture from which the earliest Christians and the Greek New Testament emerged. The eventual Christianization of Europe in late-antiquity would ensure that the Christian religion, particularly the Catholic Church, remained a dominant force in Western culture for many centuries to follow.
Western culture continued to develop during the Middle Ages as reforms triggered by the medieval renaissances, the influence of the Islamic world via Al-Andalus and Sicily (including the transfer of technology from the East, and Latin translations of Arabic texts on science and philosophy by Greek and Hellenic-influenced Islamic philosophers), and the Italian Renaissance as Greek scholars fleeing the fall of Constantinople brought ancient Greek and Roman texts back to central and western Europe. Medieval Christianity is credited with creating the modern university, the modern hospital system, scientific economics, and natural law (which would later influence the creation of international law). European culture developed a complex range of philosophy, medieval scholasticism, mysticism and Christian and secular humanism, setting the stage for the Protestant Reformation in the 16th century, which fundamentally altered religious and political life. Led by figures like Martin Luther, Protestantism challenged the authority of the Catholic Church and promoted ideas of individual freedom and religious reform, paving the way for modern notions of personal responsibility and governance.
The Enlightenment in the 17th and 18th centuries shifted focus to reason, science, and individual rights, influencing revolutions across Europe and the Americas and the development of modern democratic institutions. Enlightenment thinkers advanced ideals of political pluralism and empirical inquiry, which, together with the Industrial Revolution, transformed Western society. In the 19th and 20th centuries, the influence of Enlightenment rationalism continued with the rise of secularism and liberal democracy, while the Industrial Revolution fueled economic and technological growth. The expansion of rights movements and the decline of religious authority marked significant cultural shifts. Tendencies that have come to define modern Western societies include the concept of political pluralism, individualism, prominent subcultures or countercultures, and increasing cultural syncretism resulting from globalization and immigration.
Terminology
"The West" as a geographical area is unclear and undefined. There is some disagreement about which nations should or should not be included in the category, when, and why. Certainly related conceptual terminology has changed over time in scope, meaning, and use. The term "western" draws on an affiliation with, or a perception of, a shared philosophy, worldview, political, and religious heritage grounded in the Greco-Roman world, the legacy of the Roman Empire, and medieval concepts of Christendom. For example, whether the Eastern Roman Empire (anachronistically/controversially referred to as the Byzantine Empire), or those countries heavily influenced by its legacy, should be counted as "Western" is an example of the possible ambiguity of the term. These questions can be traced back to the affiliatory nature of Roman culture to the culture of Classical Greece, a persistent Greek East and Latin West language-split within the Roman Empire, and an eventual permanent splitting of the Roman Empire in 395 into Western and Eastern halves. And perhaps, at its worst, culminating in Pope Leo III's transfer of the Roman Empire from the Eastern Roman Empire to the Frankish King Charlemagne in the form of the Holy Roman Empire in 800, the Great Schism of 1054, and the devastating Fourth Crusade of 1204. Conversely, traditions of scholarship around Plato, Aristotle, and Euclid had been forgotten in the Catholic west and were rediscovered by Italians from scholars fleeing the 1453 fall of the Eastern Roman Empire. The subsequent Renaissance, a conscious effort by Europeans to revive and surpass the ideas and achievements of the Greco-Roman world, eventually encouraged the Age of Discovery, the Scientific Revolution, Age of Enlightenment, and the subsequent Industrial Revolution. Similarly, complicated relationships between virtually all the countries and regions within a broadly defined "West" can be discussed in the light of a persistently fragmented political landscape resulting in a lack of uniformity and significant diversity between the various cultures affiliating with this shared socio-cultural heritage. Thus, those cultures identifying with the West and with what it means to be "western" change over time as the geopolitical circumstances of a place changes and what is meant by the terminology changes.
It is difficult to determine which individuals or places or trends fit into which category, and the East–West contrast is sometimes criticized as relativistic and arbitrary. Globalization has spread Western ideas so widely that almost all modern cultures are, to some extent, influenced by aspects of Western culture. Stereotypical views of "the West" have been labeled "Occidentalism", paralleling "Orientalism"—the term for the 19th-century stereotyped views of "the East".
Some philosophers have questioned whether Western culture can be considered a historically sound, unified body of thought. For example, Kwame Anthony Appiah pointed out in 2016 that many of the fundamental influences on Western culture - such as those of Greek philosophy - are also shared by the Islamic world to a certain extent. Appiah argues that the origin of the Western and European identity can be traced back to the 8th-century Muslim invasion of Europe via Iberia, when Christians would start to form a common Christian or European identity. Contemporary Latin chronicles from Spain referred to the victors in the Frankish victory over the Umayyads at the 732 Battle of Tours as "Europeans" according to Appiah, denoting a shared sense of identity.
A former, now less-acceptable synonym for "Western civilisation" was "the white race".
As Europeans discovered the extra-European world, old concepts adapted. The area that had formerly been considered the Orient ("the East") became the Near East as the interests of the European powers interfered with Meiji Japan and Qing China for the first time in the 19th century.
Thus the Sino-Japanese War in 1894–1895 occurred in the "Far East" while troubles surrounding the decline of the Ottoman Empire occurred simultaneously in the Near East. The term "Middle East" in the mid-19th century included the territory east of the Ottoman Empire but west of China—Greater Persia and Greater India—but is now used synonymously with "Near East" in most languages.
History
The earliest civilizations which influenced the development of Western culture were those of Mesopotamia; the area of the Tigris–Euphrates river system, largely corresponding to modern-day Iraq, northeastern Syria, southeastern Turkey and southwestern Iran: the cradle of civilization. Ancient Egypt similarly had a strong influence on Western culture.
Phoenician mercantilism and the introduction of the Alphabetic script boosted state formation in the Aegean and current-day Italy and current-day Spain, spawning civilizations in the Mediterranean such as Ancient Carthage, Ancient Greece, Etruria, and Ancient Rome.
The Greeks contrasted themselves with both their Eastern neighbours (such as the Trojans in Iliad) as well as their Northern neighbours (who they considered barbarians). Concepts of what is the West arose out of legacies of the Western and the Eastern Roman Empire. Later, ideas of the West were formed by the concepts of Latin Christendom and the Holy Roman Empire. What is thought of as Western thought today originates primarily from Greco-Roman and Christian traditions, with varying degrees of influence from the Germanic, Celtic and Slavic peoples, and includes the ideals of the Middle Ages, the Renaissance, Reformation and the Enlightenment.
The West of the Mediterranean Region during the Antiquity
While the concept of a "West" did not exist until the emergence of the Roman Republic, the roots of the concept can be traced back to Ancient Greece. Since Homeric literature (the Trojan Wars), through the accounts of the Persian Wars of Greeks against Persians by Herodotus, and right up until the time of Alexander the Great, there was a paradigm of a contrast between Greeks and other civilizations. Greeks felt they were the most civilized and saw themselves (in the formulation of Aristotle) as something between the advanced civilizations of the Near East (who they viewed as soft and slavish) and the wild barbarians of most of Europe to the north. During this period writers like Herodotus and Xenophon would highlight the importance of freedom in the Ancient Greek world, as opposed to the perceived slavery of the so-called barbaric world.
Alexander's conquests led to the emergence of a Hellenistic civilization, representing a synthesis of Greek and Near-Eastern cultures in the Eastern Mediterranean region. The Near-Eastern civilizations of Ancient Egypt and the Levant, which came under Greek rule, became part of the Hellenistic world. The most important Hellenistic centre of learning was Ptolemaic Egypt, which attracted Greek, Egyptian, Jewish, Persian, Phoenician and even Indian scholars. Hellenistic science, philosophy, architecture, literature and art later provided a foundation embraced and built upon by the Roman Empire as it swept up Europe and the Mediterranean world, including the Hellenistic world in its conquests in the 1st century BCE.
Following the Roman conquest of the Hellenistic world, the concept of a "West" arose, as there was a cultural divide between the Greek East and Latin West. The Latin-speaking Western Roman Empire consisted of Western Europe and Northwest Africa, while the Greek-speaking Eastern Roman Empire consisted of the Balkans, Asia Minor, Egypt and Levant. The "Greek" East was generally wealthier and more advanced than the "Latin" West. With the exception of Italia, the wealthiest provinces of the Roman Empire were in the East, particularly Roman Egypt which was the wealthiest Roman province outside of Italia. Nevertheless, the Celts in the West created some significant literature in the ancient world whenever they were given the opportunity (an example being the poet Caecilius Statius), and they developed a large amount of scientific knowledge themselves (as seen in their Coligny Calendar).
For about five hundred years, the Roman Empire maintained the Greek East and consolidated a Latin West, but an east–west division remained, reflected in many cultural norms of the two areas, including language. Eventually, the empire became increasingly split into a Western and Eastern part, reviving old ideas of a contrast between an advanced East, and a rugged West.
From the time of Alexander the Great (the Hellenistic period), Greek civilization came in contact with Jewish civilization. Christianity would eventually emerge from the syncretism of Hellenic culture, Roman culture, and Second Temple Judaism, gradually spreading across the Roman Empire and eclipsing its antecedents and influences.
The Greek and Roman paganism was gradually replaced by Christianity, first with its legalisation with the Edict of Milan and then the Edict of Thessalonica which made it the State church of the Roman Empire. Catholic Christianity, served as a unifying force in Christian parts of Europe, and in some respects replaced or competed with the secular authorities. The Jewish Christian tradition out of which it had emerged was all but extinguished, and antisemitism became increasingly entrenched or even integral to Christendom. Much of art and literature, law, education, and politics were preserved in the teachings of the Church.
In a broader sense, the Middle Ages, with its fertile encounter between Greek philosophical reasoning and Levantine monotheism was not confined to the West but also stretched into the old East. The philosophy and science of Classical Greece were largely forgotten in Europe after the collapse of the Western Roman Empire, other than in isolated monastic enclaves (notably in Ireland, which had become Christian but was never conquered by Rome). The learning of Classical Antiquity was better preserved in the Eastern Roman Empire. Justinian's Corpus Juris Civilis Roman civil law code was created in the East in his capital of Constantinople, and that city maintained trade and intermittent political control over outposts such as Venice in the West for centuries. Classical Greek learning was also subsumed, preserved, and elaborated in the rising Eastern world, which gradually supplanted Roman-Byzantine control as a dominant cultural-political force. Thus, much of the learning of classical antiquity was slowly reintroduced to European civilization in the centuries following the collapse of the Western Roman Empire.
The birth of European West during the Middle Ages
The Medieval West referred specifically to the Catholic "Latin" West, also called "Frankish" during Charlemagne's reign, in contrast to the Orthodox East, where Greek remained the language of the Byzantine Empire.
After the fall of Rome, much of Greco-Roman art, literature, science and even technology were all but lost in the western part of the old empire. However, this would become the center of a new West. Europe fell into political anarchy, with many warring kingdoms and principalities. Under the Frankish kings, it eventually, and partially, reunified, and the anarchy evolved into feudalism.
Much of the basis of the post-Roman cultural world had been set before the fall of the Western Roman Empire, mainly through the integration and reshaping of Roman ideas through Christian thought. The Eastern Orthodox Church founded many cathedrals, monasteries and seminaries, some of which continue to exist today.
After the fall of the Roman Empire, many of the classical Greek texts were translated into Arabic and preserved in the medieval Islamic world. The Greek classics along with Arabic science, philosophy and technology were transmitted to Western Europe and translated into Latin, sparking the Renaissance of the 12th century and 13th century.
Medieval Christianity is credited with creating the first modern universities. The Catholic Church established a hospital system in Medieval Europe that vastly improved upon the Roman valetudinaria and Greek healing temples. These hospitals were established to cater to "particular social groups marginalized by poverty, sickness, and age," according to the historian of hospitals, Guenter Risse. Christianity played a role in ending practices common among pagan societies, such as human sacrifice, slavery, infanticide and polygamy. Francisco de Vitoria, a disciple of Thomas Aquinas and a Catholic thinker who studied the issue regarding the human rights of colonized natives, is recognized by the United Nations as a father of international law, and now also by historians of economics and democracy as a leading light for the West's democracy and rapid economic development. Joseph Schumpeter, an economist of the twentieth century, referring to the Scholastics, wrote, "it is they who come nearer than does any other group to having been the 'founders' of scientific economics."
Later Middle Ages (Rome and Reformation)
The rediscovery of the Justinian Code in Western Europe early in the 10th century rekindled a passion for the discipline of law, which crossed many of the re-forming boundaries between East and West. In the Catholic or Frankish west, Roman law became the foundation on which all legal concepts and systems were based. Its influence is found in all Western legal systems, although in different manners and to different extents. The study of canon law, the legal system of the Catholic Church, fused with that of Roman law to form the basis of the refounding of Western legal scholarship. During the Reformation and Enlightenment, the ideas of civil rights, equality before the law, procedural justice, and democracy as the ideal form of society began to be institutionalized as principles forming the basis of modern Western culture, particularly in Protestant regions.
In the 14th century, starting from Italy and then spreading throughout Europe, there was a massive artistic, architectural, scientific and philosophical revival, as a result of the Christian revival of Greek philosophy, and the long Christian medieval tradition that established the use of reason as one of the most important of human activities. This period is commonly referred to as the Renaissance. In the following century, this process was further enhanced by an exodus of Greek Christian priests and scholars to Italian cities such as Florence and Venice after the end of the Byzantine Empire with the fall of Constantinople.
From Late Antiquity, through the Middle Ages, and onwards, while Eastern Europe was shaped by the Eastern Orthodox Church, Southern and Central Europe were increasingly stabilized by the Catholic Church which, as Roman imperial governance faded from view, was the only consistent force in Western Europe. In 1054 came the Great Schism that, following the Greek East and Latin West divide, separated Europe into religious and cultural regions present to this day. Until the Age of Enlightenment, Christian culture took over as the predominant force in Western civilization, guiding the course of philosophy, art, and science for many years. Movements in art and philosophy, such as the Humanist movement of the Renaissance and the Scholastic movement of the High Middle Ages, were motivated by a drive to connect Catholicism with Greek and Arab thought imported by Christian pilgrims. However, due to the division in Western Christianity caused by the Protestant Reformation and the Enlightenment, religious influence—especially the temporal power of the Pope—began to wane.
Expansion of the West: the Era of Colonialism (15th–20th centuries)
Early modern era
From the late 15th century to the 17th century, Western culture began to spread to other parts of the world through explorers and missionaries during the Age of Discovery, and by imperialists from the 17th century to the early 20th century. During the Great Divergence, a term coined by Samuel Huntington the Western world overcame pre-modern growth constraints and emerged during the 19th century as the most powerful and wealthy world civilization of the time, eclipsing Qing China, Mughal India, Tokugawa Japan, and the Ottoman Empire. The process was accompanied and reinforced by the Age of Discovery and continued into the modern period. Scholars have proposed a wide variety of theories to explain why the Great Divergence happened, including lack of government intervention, geography, colonialism, and customary traditions.
The Age of Discovery faded into the Age of Enlightenment of the 18th century, during which cultural and intellectual forces in European society emphasized reason, analysis, and individualism rather than traditional lines of authority. It challenged the authority of institutions that were deeply rooted in society, such as the Catholic Church; there was much talk of ways to reform society with toleration, science and skepticism.
Philosophers of the Enlightenment included Francis Bacon, René Descartes, John Locke, Baruch Spinoza, Voltaire (1694–1778), Jean-Jacques Rousseau, David Hume, and Immanuel Kant, who influenced society by publishing widely read works. Upon learning about enlightened views, some rulers met with intellectuals and tried to apply their reforms, such as allowing for toleration, or accepting multiple religions, in what became known as enlightened absolutism. New ideas and beliefs spread around Europe and were fostered by an increase in literacy due to a departure from solely religious texts. Publications include Encyclopédie (1751–72) that was edited by Denis Diderot and Jean le Rond d'Alembert. The Dictionnaire philosophique (Philosophical Dictionary, 1764) and Letters on the English (1733) written by Voltaire spread the ideals of the Enlightenment.
Coinciding with the Age of Enlightenment was the scientific revolution, spearheaded by Newton. This included the emergence of modern science, during which developments in mathematics, physics, astronomy, biology (including human anatomy) and chemistry transformed views of society and nature. While its dates are disputed, the publication in 1543 of Nicolaus Copernicus's De revolutionibus orbium coelestium (On the Revolutions of the Heavenly Spheres) is often cited as marking the beginning of the scientific revolution, and its completion is attributed to the "grand synthesis" of Newton's 1687 Principia.
Industrial Revolution
The Industrial Revolution was the transition to new manufacturing processes in the period from about 1760 to sometime between 1820 and 1840. This included going from hand production methods to machines, new chemical manufacturing and iron production processes, improved efficiency of water power, the increasing use of steam power, and the development of machine tools. These transitions began in Great Britain and spread to Western Europe and North America within a few decades.
The Industrial Revolution marks a major turning point in history; almost every aspect of daily life was influenced in some way. In particular, average income and population began to exhibit unprecedented sustained growth. Some economists say that the major impact of the Industrial Revolution was that the standard of living for the general population began to increase consistently for the first time in history, although others have said that it did not begin to meaningfully improve until the late 19th and 20th centuries. The precise start and end of the Industrial Revolution is still debated among historians, as is the pace of economic and social changes. GDP per capita was broadly stable before the Industrial Revolution and the emergence of the modern capitalist economy, while the Industrial Revolution began an era of per-capita economic growth in capitalist economies. Economic historians are in agreement that the onset of the Industrial Revolution is the most important event in the history of humanity since the domestication of animals, plants and fire.
The First Industrial Revolution evolved into the Second Industrial Revolution in the transition years between 1840 and 1870, when technological and economic progress continued with the increasing adoption of steam transport (steam-powered railways, boats, and ships), the large-scale manufacture of machine tools and the increasing use of machinery in steam-powered factories.
Post-Industrial era
Tendencies that have come to define modern Western societies include the concept of political pluralism, individualism, prominent subcultures or countercultures (such as New Age movements) and increasing cultural syncretism resulting from globalization and immigration. Western culture has been heavily influenced by the Renaissance, the Ages of Discovery and Enlightenment and the Industrial and Scientific Revolutions.
In the 20th century, Christianity declined in influence in many Western countries, mostly in the European Union where some member states have experienced falling church attendance and membership in recent years, and also elsewhere. Secularism (separating religion from politics and science) increased. Christianity remains the dominant religion in the Western world, where 70% are Christians.
The West went through a series of great cultural and social changes between 1945 and 1980. The emergent mass media (film, radio, television and recorded music) created a global culture that could ignore national frontiers. Literacy became almost universal, encouraging the growth of books, magazines and newspapers. The influence of cinema and radio remained, while televisions became near essentials in every home.
By the mid-20th century, Western culture was exported worldwide, and the development and growth of international transport and telecommunication (such as transatlantic cable and the radiotelephone) played a decisive role in modern globalization. The West has contributed a great many technological, political, philosophical, artistic and religious aspects to modern international culture: having been a crucible of Catholicism, Protestantism, democracy, industrialisation; the first major civilisation to seek to abolish slavery during the 19th century, the first to enfranchise women (beginning in Australasia at the end of the 19th century) and the first to put to use such technologies as steam, electric and nuclear power. The West invented cinema, television, the personal computer, the Internet and video games; developed sports such as soccer, cricket, golf, tennis, rugby, basketball, and volleyball; and transported humans to an astronomical object for the first time with the 1969 Apollo 11 Moon Landing.
Arts and humanities
While dance, music, visual art, story-telling, and architecture are human universals, they are expressed in the West in certain characteristic ways.
In Western dance, music, plays and other arts, the performers are only very infrequently masked. There are essentially no taboos against depicting a god, or other religious figures, in a representational fashion.
Music
In music, Catholic monks developed the first forms of modern Western musical notation to standardize liturgy throughout the worldwide Church, and an enormous body of religious music has been composed for it through the ages. This led directly to the emergence and development of European classical music and its many derivatives. The Baroque style, which encompassed music, art, and architecture, was particularly encouraged by the post-Reformation Catholic Church as such forms offered a means of religious expression that was stirring and emotional, intended to stimulate religious fervor.
The symphony, concerto, sonata, opera, and oratorio have their origins in Italy. Many musical instruments developed in the West have come to see widespread use all over the world; among them are the guitar, violin, piano, pipe organ, saxophone, trombone, clarinet, accordion, and the theremin. In turn, it has been claimed that some European instruments have roots in earlier Eastern instruments that were adopted from the medieval Islamic world. The solo piano, symphony orchestra, and the string quartet are also significant musical innovations of the West.
Painting and photography
Jan van Eyck, among other renaissance painters, made great advances in oil painting, and perspective drawings and paintings had their earliest practitioners in Florence. In art, the Celtic knot is a very distinctive Western repeated motif. Depictions of the nude human male and female in photography, painting, and sculpture are frequently considered to have special artistic merit. Realistic portraiture is especially valued.
Photography and the motion picture as both a technology and basis for entirely new art forms were also developed in the West.
Dance and performing arts
The ballet is a distinctively Western form of performance dance. The ballroom dance is an important Western variety of dance for the elite. The polka, the square dance, the flamenco, and the Irish step dance are very well known Western forms of folk dance.
Greek and Roman theatre are considered the antecedents of modern theatre, and forms such as medieval theatre, Passion Plays, morality plays, and commedia dell'arte are considered highly influential. Elizabethan theatre, with playwrights including William Shakespeare, Christopher Marlowe, and Ben Jonson, is considered one of the most formative and important eras for modern drama.
The soap opera, a popular culture dramatic form, originated in the United States first on radio in the 1930s, then a couple of decades later on television. The music video was also developed in the West in the middle of the 20th century. Musical theatre was developed in the West in the 19th and 20th Centuries, from music hall, comic opera, and Vaudeville; with significant contributions from the Jewish diaspora, African-Americans, and other marginalized peoples.
Literature
Western literature encompasses the literary traditions of Europe, as well as North America, Oceania and Latin America.
While epic literary works in verse such as the Mahabharata and Homer's Iliad are ancient and occurred worldwide, the prose novel as a distinct form of storytelling, with developed, consistent human characters and, typically, some connected overall plot (although both of these characteristics have sometimes been modified and played with in later times), was popularized by the West in the 17th and 18th centuries. Of course, extended prose fiction had existed much earlier; both novels of adventure and romance in the Hellenistic world and in Heian Japan. Both Petronius' Satyricon (c. 60 CE) and the Tale of Genji by Murasaki Shikibu (c. 1000 CE) have been cited as the world's first major novel but they had a very limited long-term impact on literary writing beyond their own day until much more recent times.
The novel, which made its appearance in the 18th century, is an essentially European creation. Chinese and Japanese literature contain some works that may be thought of as novels, but only the European novel is couched in terms of a personal analysis of personal dilemmas.
As in its artistic tradition, European literature pays deep tribute to human suffering. Tragedy, from its ritually and mythologically inspired Greek origins to modern forms where struggle and downfall are often rooted in psychological or social, rather than mythical, motives, is also widely considered a specifically European creation and can be seen as a forerunner of some aspects of both the novel and of classical opera.
The validity of reason was postulated in both Christian philosophy and the Greco-Roman classics. Christianity laid a stress on the inward aspects of actions and on motives, notions that were foreign to the ancient world. This subjectivity, which grew out of the Christian belief that man could achieve a personal union with God, resisted all challenges and made itself the fulcrum on which all literary exposition turned, including the 20th–21st century novels.
Architecture
Important Western architectural motifs include the Doric, Corinthian, and Ionic orders of Greek architecture, and the Romanesque, Gothic, Renaissance, Baroque, and Victorian styles, which are still widely recognized and used in contemporary Western architecture. Much of Western architecture emphasizes repetition of simple motifs, straight lines and expansive, undecorated planes. A modern ubiquitous architectural form that emphasizes this characteristic is the skyscraper, their modern equivalent first developed in New York and Chicago. The predecessor of the skyscraper can be found in the medieval towers erected in Bologna.
Cuisine
Western foodways were, until recently, considered to have their roots in the cuisines of Classical Rome and Greece, but the influence of Arab and Near Eastern cuisine on the West has become a topic of research in recent decades. The Crusaders, known mostly for fighting over holy land, settled in the Levant and acclimated to the local culture and cuisine. Fulcher of Chartres said "For we who were occidentals have now become orientals." These cultural experiences, carried back to France by notables like Eleanor of Aquitaine influenced Western European foodways. Many Oriental ingredients were relatively new to the Western lands. Sugar, almonds, pistachios, rosewater, and dried citrus fruits were all novelties to the Crusaders who encountered them in Saracen lands. Pepper, ginger and cinnamon were the most widely used spices of the European courts and noble households. By the end of the Middle Ages, cloves, nutmeg, mastic, galingale, and other imported spices had become part of the Western cuisine.
Saracen influence can be seen in medieval cookbooks. Some recipes retain their Arabic names in Italian translations of the Liber de Coquina. Known as bruet Sarassinois in the cuisine of North France, the concept of sweet and sour sauce is attested to in Greek tradition when Anthimus finishes his stew with vinegar and honey. Saracens combined sweet ingredients like date-juice and honey with pomegranate, lemons and citrus juices, or other sour ingredients. The technique of browning pieces of meat and simmering in liquid with vegetables is used in many recipes from the Baghdad cookery book. The same technique appears in the late-13th century Viandier. Fried pieces of beef simmered in wine with sugar and cloves was called bruet of Sarcynesse in English.
Scientific and technological inventions and discoveries
A notable feature of Western culture is its strong emphasis and focus on innovation and invention through science and technology, and its ability to generate new processes, materials and material artifacts with its roots dating back to the Ancient Greeks. The scientific method as "a method or procedure that has characterized natural science since the 17th century, consisting in systematic observation, measurement, and experiment, and the formulation, testing, and modification of hypotheses" was fashioned by the 17th-century Italian Galileo Galilei, with roots in the work of medieval scholars such as the 11th-century Iraqi physicist Ibn al-Haytham and the 13th-century English friar Roger Bacon.
By the will of the Swedish inventor Alfred Nobel the Nobel Prizes were established in 1895. The prizes in Chemistry, Literature, Peace, Physics, and Physiology or Medicine were first awarded in 1901. The percentage of ethnically European Nobel prize winners during the first and second halves of the 20th century were respectively 98 and 94 percent.
The West is credited with the development of the steam engine and adapting its use into factories, and for the generation of electric power. The electrical motor, dynamo, transformer, electric light, and most of the familiar electrical appliances, were inventions of the West. The Otto and the Diesel internal combustion engines are products whose genesis and early development were in the West. Nuclear power stations are derived from the first atomic pile constructed in Chicago in 1942.
Communication devices and systems including the telegraph, the telephone, radio, television, communications and navigation satellites, mobile phone, and the Internet were all invented by Westerners. The pencil, ballpoint pen, Cathode ray tube, liquid-crystal display, light-emitting diode, camera, photocopier, laser printer, ink jet printer, plasma display screen and World Wide Web were also invented in the West.
Ubiquitous materials including aluminum, clear glass, synthetic rubber, synthetic diamond and the plastics polyethylene, polypropylene, polyvinyl chloride and polystyrene were discovered and developed or invented in the West. Iron and steel ships, bridges and skyscrapers first appeared in the West. Nitrogen fixation and petrochemicals were invented by Westerners. Most of the elements were discovered and named in the West, as well as the contemporary atomic theories to explain them.
The transistor, integrated circuit, memory chip, first programming language and computer were all first seen in the West. The ship's chronometer, the screw propeller, the locomotive, bicycle, automobile, and airplane were all invented in the West. Eyeglasses, the telescope, the microscope and electron microscope, all the varieties of chromatography, protein and DNA sequencing, computerised tomography, nuclear magnetic resonance, x-rays, and light, ultraviolet and infrared spectroscopy, were all first developed and applied in Western laboratories, hospitals and factories.
In medicine, the pure antibiotics were created in the West. The method of preventing Rh disease, the treatment of diabetes, and the germ theory of disease were discovered by Westerners. The eradication of smallpox, was led by a Westerner, Donald Henderson. Radiography, computed tomography, positron emission tomography and medical ultrasonography are important diagnostic tools developed in the West. Other important diagnostic tools of clinical chemistry, including the methods of spectrophotometry, electrophoresis and immunoassay, were first devised by Westerners. So were the stethoscope, the electrocardiograph, and the endoscope. Vitamins, hormonal contraception, hormones, insulin, beta blockers and ACE inhibitors, along with a host of other medically proven drugs, were first used to treat disease in the West. The double-blind study and evidence-based medicine are critical scientific techniques widely used in the West for medical purposes.
In mathematics, calculus, statistics, logic, vectors, tensors and complex analysis, group theory, abstract algebra and topology were developed by Westerners. In biology, evolution, chromosomes, DNA, genetics and the methods of molecular biology are creations of the West. In physics, the science of mechanics and quantum mechanics, relativity, thermodynamics, and statistical mechanics were all developed by Westerners. The discoveries and inventions by Westerners in electromagnetism include Coulomb's law (1785), the first battery (1800), the unity of electricity and magnetism (1820), Biot–Savart law (1820), Ohm's law (1827), and Maxwell's equations (1871). The atom, nucleus, electron, neutron and proton were all unveiled by Westerners.
The world's most widely adopted system of measurement, the International System of Units, derived from the metric system, was first developed in France and evolved through contributions from various Westerners.
In business, economics, and finance, double entry bookkeeping, credit cards, and the charge card were all first used in the West.
Westerners are also known for their explorations of the globe and outer space. The first expedition to circumnavigate the Earth (1522) was by Westerners, as well as the first journey to the South Pole (1911), and the first Moon landing (1969). The landing of robots on Mars (2004 and 2012) and on an asteroid (2001), the Voyager 2 explorations of the outer planets (Uranus in 1986 and Neptune in 1989), Voyager 1s passage into interstellar space (2013), and New Horizons flyby of Pluto (2015) were significant recent Western achievements.
Media
The roots of modern-day Western mass media can be traced back to the late 15th century, when printing presses began to operate throughout wealthy European cities. The emergence of news media in the 17th century has to be seen in close connection with the spread of the printing press, from which the publishing press derives its name.
In the 16th century, a decrease in the preeminence of Latin in its literary use, along with the impact of economic change, the discoveries arising from trade and travel, navigation to the New World, science and arts and the development of increasingly rapid communications through print led to a rising corpus of vernacular media content in European society.
After the launch of the satellite Sputnik 1 by the Soviet Union in 1957, satellite transmission technology was dramatically realised, with the United States launching Telstar in 1962 linking live media broadcasts from the UK to the US. The first digital broadcast satellite (DBS) system began transmitting in US in 1975.
Beginning in the 1990s, the Internet has contributed to a tremendous increase in the accessibility of Western media content. Departing from media offered in bundled content packages (magazines, CDs, television and radio slots), the Internet has primarily offered unbundled content items (articles, audio and video files).
Religion
The native religions of Europe were polytheistic but not homogenous – however, they were similar insofar as they were predominantly Indo-European in origin. Roman religion was similar to but not the same as Hellenic religion – likewise for indigenous Germanic polytheism, Celtic polytheism and Slavic polytheism. Before this time many Europeans from the north, especially Scandinavians, remained polytheistic, though southern Europe was predominantly Christian from the 5th century onwards.
Western culture at a fundamental level is influenced by the Judeo-Christian and Greco-Roman traditions. These cultures had a number of similarities, such as a common emphasis on the individual, but they also embody fundamentally conflicting worldviews. For example, in Judaism and Christianity, God is the ultimate authority, while Greco-Roman tradition considers the ultimate authority to be reason. Christian attempts to reconcile these frameworks were responsible for the preservation of Greek philosophy. Historically, Europe has been the center and cradle of Christian civilization.
According to a survey by Pew Research Center from 2011, Christianity remains the dominant religion in the Western world where 70–84% are Christians, According to this survey, 76% of Europeans described themselves as Christians, and about 86% of the Americas' population identified themselves as Christians, (90% in Latin America and 77% in North America). 73% in Oceania self-identify as Christian, and 76% in South Africa are Christian.
2012 Eurobarometer polls about religiosity in the European Union in 2012 found that Christianity was the largest religion in the European Union, accounting for 72% of the EU population. Catholics are the largest Christian group, accounting for 48% of the EU citizens, while Protestants make up 12%, Eastern Orthodox make up 8% and other Christians make up 4%. Non-believers/Agnostics account for 16%, atheists account for 7%, and Muslims account for 2%. According to Scholars, in 2017, Europe's population was 77.8% Christian (up from 74.9% 1970), these changes were largely result of the collapse of Communism and switching to Christianity in the former Soviet Union and Eastern Bloc countries.
At the same there has been an increase in the share of agnostic or atheist residents in Europe; these made up about 18% of the European population in 2012. In particular, over half of the populations of the Czech Republic (79% of the population was agnostic, atheist or irreligious), the United Kingdom (52%), Germany (25–33%), France (30–35%) and the Netherlands (39–44%) are agnostic or atheist.
As in other areas, the Jewish diaspora and Judaism exist in the Western world.
There are also small but increasing numbers of people across the Western world who seek to revive the indigenous religions of their European ancestors; such groups include Germanic, Roman, Hellenic, Celtic, Slavic, and polytheistic reconstructionist movements. Likewise, Wicca, New Age spirituality and other neo-pagan belief systems enjoy notable minority support in Western states.
Sport
Since classical antiquity, sport has been an important facet of Western cultural expression.
A wide range of sports was already established by the time of Ancient Greece and the military culture and the development of sports in Greece influenced one another considerably. Sports became such a prominent part of their culture that the Greeks created the Olympic Games, which in ancient times were held every four years in a small village in the Peloponnesus called Olympia. Baron Pierre de Coubertin, a Frenchman, instigated the modern revival of the Olympic movement. The first modern Olympic games were held at Athens in 1896.
The Romans built immense structures such as the amphitheatres to house their festivals of sport. The Romans exhibited a passion for blood sports, such as the infamous Gladiatorial battles that pitted contestants against one another in a fight to the death. The Olympic Games revived many of the sports of classical antiquity—such as Greco-Roman wrestling, discus and javelin.
The sport of bullfighting is a traditional spectacle of Spain, Portugal, southern France, and some Latin American countries. It traces its roots to prehistoric bull worship and sacrifice and is often linked to Rome, where many human-versus-animal events were held. Bullfighting spread from Spain to its American colonies, and in the 19th century to France, where it developed into a distinctive form in its own right.
Jousting and hunting were popular sports in the European Middle Ages, and the aristocratic classes developed passions for leisure activities. A great number of popular global sports were first developed or codified in Europe. The modern game of golf originated in Scotland, where the first written record of golf is James II's banning of the game in 1457, as an unwelcome distraction to learning archery.
The Industrial Revolution that began in Great Britain in the 18th century brought increased leisure time, leading to more opportunities for citizens to participate in athletic activities and also follow spectator sports. These trends continued with the advent of mass media and global communication. The bat and ball sport of cricket was first played in England during the 16th century and was exported around the globe via the British Empire. A number of popular modern sports were devised or codified in the United Kingdom during the 19th century and obtained global prominence; these include ping pong, modern tennis, association football, netball and rugby.
Football (or soccer) remains hugely popular in Europe, but has grown from its origins to be known as the world game. Similarly, sports such as cricket, rugby, and netball were exported around the world, particularly among countries in the Commonwealth of Nations, thus India and Australia are among the strongest cricketing states, while victory in the Rugby World Cup has been shared among New Zealand, Australia, England, and South Africa.
Australian Rules Football, an Australian variation of football with similarities to Gaelic football and rugby, evolved in the British colony of Victoria in the mid-19th century. The United States also developed unique variations of English sports. English migrants took antecedents of baseball to America during the colonial period. The history of American football can be traced to early versions of rugby football and association football. Many games are known as "football" were being played at colleges and universities in the United States in the first half of the 19th century. American football resulted from several major divergences from rugby, most notably the rule changes instituted by Walter Camp, the "Father of American football". Basketball was invented in 1891 by James Naismith, a Canadian physical education instructor working in Springfield, Massachusetts, in the United States. Volleyball was created in Holyoke, Massachusetts, a city directly north of Springfield, in 1895.
Themes and traditions
Western culture has developed many themes and traditions, the most significant of which are:
Greco-Roman classic letters, arts, architecture, philosophical and cultural tradition, which include the influence of preeminent authors and philosophers such as Socrates, Plato, Aristotle, Homer, Virgil, and Cicero, as well as a long mythologic tradition.
Christian ethical, philosophical, and mythological tradition, stemming largely from the Christian Bible, particularly the New Testament Gospels.
Monasteries, schools, libraries, books, book making, universities, teaching, education, and lecture halls.
A tradition of the importance of the rule of law.
Secular humanism, rationalism and Enlightenment thought. This set the basis for a new critical attitude and open questioning of religion, favouring freethinking and questioning of the church as an authority, which resulted in open-minded and reformist ideals inside, such as liberation theology, which partly adopted these currents, and secular and political tendencies such as separation of church and state (sometimes termed laicism), agnosticism and atheism.
Generalized usage of some form of the Latin or Greek alphabet, and derived forms, such as Cyrillic, used by those southern and eastern Slavic countries of Christian Orthodox tradition, historically under the Byzantine Empire and later within the Russian czarist or the Soviet area of influence. Other variants of the Latin or Greek alphabets are found in the Gothic and Coptic alphabets, which historically superseded older scripts, such as runes, and the Egyptian Demotic and Hieroglyphic systems.
Natural law, human rights, constitutionalism, parliamentarism (or presidentialism) and formal liberal democracy in recent times—prior to the 19th century, most Western governments were still monarchies.
A large influence, in modern times, of many of the ideals and values developed and inherited from Romanticism.
An emphasis on, and use of, science as a means of understanding the natural world and humanity's place in it.
More pronounced use and application of innovation and scientific developments, as well as a more rational approach to scientific progress (what has been known as the scientific method).
See also
Notes
References
Citations
Sources
Ankerl, Guy (2000). Coexisting Civilizations: Arabo-Muslim, Bharati, Chinese, and Western. INUPRESS, Geneva, 119–244. .
Atle Hesmyr (2013). Civilization, Oikos, and Progress
Barzun, Jacques From Dawn to Decadence: 500 Years of Western Cultural Life 1500 to the Present HarperCollins (2000) .
Daly, Jonathan. "The Rise of Western Power: A Comparative History of Western Civilization " (London and New York: Bloomsbury, 2014). .
Daly, Jonathan. "Historians Debate the Rise of the West" (London and New York: Routledge, 2015). .
Derry, T. K. and Williams, Trevor I. A Short History of Technology: From the Earliest Times to A.D. 1900 Dover (1960) .
Duran, Eduardo, Bonnie Dyran Native American Postcolonial Psychology 1995 Albany: State University of New York Press
Hanson, Victor Davis; Heath, John (2001). Who Killed Homer: The Demise of Classical Education and the Recovery of Greek Wisdom, Encounter Books.
Jones, Prudence and Pennick, Nigel A History of Pagan Europe Barnes & Noble (1995) .
Meaney, Thomas "The Return of 'The West'" New York Times March 11, 2022.
Merriman, John Modern Europe: From the Renaissance to the Present W. W. Norton (1996) .
McClellan, James E. III and Dorn, Harold Science and Technology in World History Johns Hopkins University Press (1999) .
Stein, Ralph The Great Inventions Playboy Press (1976) .
Asimov, Isaac Asimov's Biographical Encyclopedia of Science and Technology: The Lives & Achievements of 1510 Great Scientists from Ancient Times to the Present Revised second edition, Doubleday (1982) .
Pastor, Ludwig von, History of the Popes from the Close of the Middle Ages; Drawn from the Secret Archives of the Vatican and other original sources, 40 vols. St. Louis, B. Herder (1898ff.)
Walsh, James Joseph, The Popes and Science; the History of the Papal Relations to Science During the Middle Ages and Down to Our Own Time, Fordham University Press, 1908, reprinted 2003, Kessinger Publishing. Reviews: p. 462.
Stearns, P.N. (2003). Western Civilization in World History, Routledge, New York.
Thornton, Bruce (2002). Greek Ways: How the Greeks Created Western Civilization, Encounter Books.
Ferguson, Niall, Civilization. The West and the rest, Penguin Press, 2011.
Pinker, Steven, Enlightenment Now: The Case for Reason, Science, Humanism, and Progress, Penguin Books, 2018.
Henrich, Joseph, The WEIRDest People in the World: How the West Became Psychologically Peculiar and Particularly Prosperous, Farrar, Straus and Giroux, 2020.
Stark, Rodney, The Victory of Reason: How Christianity Led to Freedom, Capitalism, and Western Success, Random House, 2006.
Stark, Rodney, How the West Won: The Neglected Story of the Triumph of Modernity, Intercollegiate Studies Institute, 2014.
Headley, John M. The Europeanization of the World: On the Origins of Human Rights and Democracy, Princeton University Press, 2007.
Further reading
Barzun, Jacques. From Dawn to Decadence: 500 Years of Western Cultural Life : 1500 to the Present. New York: HarperCollins, 2001.
Hesmyr, Atle Kultorp: Civilization; Its Economic Basis, Historical Lessons and Future Prospects (Telemark: Nisus Publications, 2020).
External links
An overview of the Western Civilization
Cultural anthropology
Sociological terminology | 0.792148 | 0.998891 | 0.79127 |
Renaissance | The Renaissance ( , ) is a period of history and a European cultural movement covering the 15th and 16th centuries. It marked the transition from the Middle Ages to modernity and was characterized by an effort to revive and surpass the ideas and achievements of classical antiquity. Associated with great social change in most fields and disciplines, including art, architecture, politics, literature, exploration and science, the Renaissance was first centered in the Republic of Florence, then spread to the rest of Italy and later throughout Europe. The term rinascita ("rebirth") first appeared in Lives of the Artists by Giorgio Vasari, while the corresponding French word was adopted into English as the term for this period during the 1830s.
The Renaissance's intellectual basis was founded in its version of humanism, derived from the concept of Roman and the rediscovery of classical Greek philosophy, such as that of Protagoras, who said that "man is the measure of all things". Although the invention of metal movable type sped the dissemination of ideas from the later 15th century, the changes of the Renaissance were not uniform across Europe: the first traces appear in Italy as early as the late 13th century, in particular with the writings of Dante and the paintings of Giotto.
As a cultural movement, the Renaissance encompassed innovative flowering of literary Latin and an explosion of vernacular literatures, beginning with the 14th-century resurgence of learning based on classical sources, which contemporaries credited to Petrarch; the development of linear perspective and other techniques of rendering a more natural reality in painting; and gradual but widespread educational reform. It saw myriad artistic developments and contributions from such polymaths as Leonardo da Vinci and Michelangelo, who inspired the term "Renaissance man". In politics, the Renaissance contributed to the development of the customs and conventions of diplomacy, and in science to an increased reliance on observation and inductive reasoning. The period also saw revolutions in other intellectual and social scientific pursuits, as well as the introduction of modern banking and the field of accounting.
Period
The Renaissance period started during the crisis of the Late Middle Ages and conventionally ends by the 1600s with the waning of humanism, and the advents of the Reformation and Counter-Reformation, and in art the Baroque period. It had a different period and characteristics in different regions, such as the Italian Renaissance, the Northern Renaissance, the Spanish Renaissance, etc.
In addition to the standard periodization, proponents of a "long Renaissance" may put its beginning in the 14th century and its end in the 17th century.
The traditional view focuses more on the Renaissance's early modern aspects and argues that it was a break from the past, but many historians today focus more on its medieval aspects and argue that it was an extension of the Middle Ages. The beginnings of the period—the early Renaissance of the 15th century and the Italian Proto-Renaissance from around 1250 or 1300—overlap considerably with the Late Middle Ages, conventionally dated to , and the Middle Ages themselves were a long period filled with gradual changes, like the modern age; as a transitional period between both, the Renaissance has close similarities to both, especially the late and early sub-periods of either.
The Renaissance began in Florence, one of the many states of Italy. Various theories have been proposed to account for its origins and characteristics, focusing on a variety of factors, including Florence's social and civic peculiarities at the time: its political structure, the patronage of its dominant family, the Medici, and the migration of Greek scholars and their texts to Italy following the fall of Constantinople to the Ottoman Empire. Other major centers were Venice, Genoa, Milan, Rome during the Renaissance Papacy, and Naples. From Italy, the Renaissance spread throughout Europe and also to American, African and Asian territories ruled by the European colonial powers of the time or where Christian missionaries were active.
The Renaissance has a long and complex historiography, and in line with general skepticism of discrete periodizations, there has been much debate among historians reacting to the 19th-century glorification of the "Renaissance" and individual cultural heroes as "Renaissance men", questioning the usefulness of Renaissance as a term and as a historical delineation.
Some observers have questioned whether the Renaissance was a cultural "advance" from the Middle Ages, instead seeing it as a period of pessimism and nostalgia for classical antiquity, while social and economic historians, especially of the longue durée, have instead focused on the continuity between the two eras, which are linked, as Panofsky observed, "by a thousand ties".
The word has also been extended to other historical and cultural movements, such as the Carolingian Renaissance (8th and 9th centuries), Ottonian Renaissance (10th and 11th century), and the Renaissance of the 12th century.
Overview
The Renaissance was a cultural movement that profoundly affected European intellectual life in the early modern period. Beginning in Italy, and spreading to the rest of Europe by the 16th century, its influence was felt in art, architecture, philosophy, literature, music, science, technology, politics, religion, and other aspects of intellectual inquiry. Renaissance scholars employed the humanist method in study, and searched for realism and human emotion in art.
Renaissance humanists such as Poggio Bracciolini sought out in Europe's monastic libraries the Latin literary, historical, and oratorical texts of antiquity, while the fall of Constantinople (1453) generated a wave of émigré Greek scholars bringing precious manuscripts in ancient Greek, many of which had fallen into obscurity in the West. It was in their new focus on literary and historical texts that Renaissance scholars differed so markedly from the medieval scholars of the Renaissance of the 12th century, who had focused on studying Greek and Arabic works of natural sciences, philosophy, and mathematics, rather than on such cultural texts.
In the revival of neoplatonism, Renaissance humanists did not reject Christianity; on the contrary, many of the Renaissance's greatest works were devoted to it, and the Church patronized many works of Renaissance art. But a subtle shift took place in the way that intellectuals approached religion that was reflected in many other areas of cultural life. In addition, many Greek Christian works, including the Greek New Testament, were brought back from Byzantium to Western Europe and engaged Western scholars for the first time since late antiquity. This new engagement with Greek Christian works, and particularly the return to the original Greek of the New Testament promoted by humanists Lorenzo Valla and Erasmus, helped pave the way for the Reformation.
Well after the first artistic return to classicism had been exemplified in the sculpture of Nicola Pisano, Florentine painters led by Masaccio strove to portray the human form realistically, developing techniques to render perspective and light more naturally. Political philosophers, most famously Niccolò Machiavelli, sought to describe political life as it really was, that is to understand it rationally. A critical contribution to Italian Renaissance humanism, Giovanni Pico della Mirandola wrote De hominis dignitate (Oration on the Dignity of Man, 1486), a series of theses on philosophy, natural thought, faith, and magic defended against any opponent on the grounds of reason. In addition to studying classical Latin and Greek, Renaissance authors also began increasingly to use vernacular languages; combined with the introduction of the printing press, this allowed many more people access to books, especially the Bible.
In all, the Renaissance can be viewed as an attempt by intellectuals to study and improve the secular and worldly, both through the revival of ideas from antiquity and through novel approaches to thought. Political philosopher Hans Kohn describes it as an age where "Men looked for new foundations"; some like Erasmus and Thomas More envisioned new reformed spiritual foundations, others. in the words of Machiavelli, una lunga sperienza delle cose moderne ed una continua lezione delle antiche (a long experience with modern life and a continuous learning from antiquity).
Sociologist Rodney Stark, plays down the Renaissance in favor of the earlier innovations of the Italian city-states in the High Middle Ages, which married responsive government, Christianity and the birth of capitalism. This analysis argues that, whereas the great European states (France and Spain) were absolute monarchies, and others were under direct Church control, the independent city-republics of Italy took over the principles of capitalism invented on monastic estates and set off a vast unprecedented Commercial Revolution that preceded and financed the Renaissance.
Historian Leon Poliakov offers a critical view in his seminal study of European racist thought: The Aryan Myth. According to Poliakov, the use of ethnic origin myths are first used by Renaissance humanists "in the service of a new born chauvinism".
Origins
Many argue that the ideas characterizing the Renaissance had their origin in Florence at the turn of the 13th and 14th centuries, in particular with the writings of Dante Alighieri (1265–1321) and Petrarch (1304–1374), as well as the paintings of Giotto di Bondone (1267–1337). Some writers date the Renaissance quite precisely; one proposed starting point is 1401, when the rival geniuses Lorenzo Ghiberti and Filippo Brunelleschi competed for the contract to build the bronze doors for the Baptistery of the Florence Cathedral (Ghiberti won). Others see more general competition between artists and polymaths such as Brunelleschi, Ghiberti, Donatello, and Masaccio for artistic commissions as sparking the creativity of the Renaissance.
Yet it remains much debated why the Renaissance began in Italy, and why it began when it did. Accordingly, several theories have been put forward to explain its origins. Peter Rietbergen posits that various influential Proto-Renaissance movements started from roughly 1300 onwards across many regions of Europe.
Latin and Greek phases of Renaissance humanism
In stark contrast to the High Middle Ages, when Latin scholars focused almost entirely on studying Greek and Arabic works of natural science, philosophy and mathematics, Renaissance scholars were most interested in recovering and studying Latin and Greek literary, historical, and oratorical texts. Broadly speaking, this began in the 14th century with a Latin phase, when Renaissance scholars such as Petrarch, Coluccio Salutati (1331–1406), Niccolò de' Niccoli (1364–1437), and Poggio Bracciolini (1380–1459) scoured the libraries of Europe in search of works by such Latin authors as Cicero, Lucretius, Livy, and Seneca. By the early 15th century, the bulk of the surviving such Latin literature had been recovered; the Greek phase of Renaissance humanism was under way, as Western European scholars turned to recovering ancient Greek literary, historical, oratorical and theological texts.
Unlike with Latin texts, which had been preserved and studied in Western Europe since late antiquity, the study of ancient Greek texts was very limited in medieval Western Europe. Ancient Greek works on science, mathematics, and philosophy had been studied since the High Middle Ages in Western Europe and in the Islamic Golden Age (normally in translation), but Greek literary, oratorical and historical works (such as Homer, the Greek dramatists, Demosthenes and Thucydides) were not studied in either the Latin or medieval Islamic worlds; in the Middle Ages these sorts of texts were only studied by Byzantine scholars. Some argue that the Timurid Renaissance in Samarkand and Herat, whose magnificence toned with Florence as the center of a cultural rebirth, were linked to the Ottoman Empire, whose conquests led to the migration of Greek scholars to Italian cities. One of the greatest achievements of Renaissance scholars was to bring this entire class of Greek cultural works back into Western Europe for the first time since late antiquity.
Muslim logicians, most notably Avicenna and Averroes, had inherited Greek ideas after they had invaded and conquered Egypt and the Levant. Their translations and commentaries on these ideas worked their way through the Arab West into Iberia and Sicily, which became important centers for this transmission of ideas. Between the 11th and 13th centuries, many schools dedicated to the translation of philosophical and scientific works from Classical Arabic to Medieval Latin were established in Iberia, most notably the Toledo School of Translators. This work of translation from Islamic culture, though largely unplanned and disorganized, constituted one of the greatest transmissions of ideas in history.
The movement to reintegrate the regular study of Greek literary, historical, oratorical, and theological texts back into the Western European curriculum is usually dated to the 1396 invitation from Coluccio Salutati to the Byzantine diplomat and scholar Manuel Chrysoloras (c. 1355–1415) to teach Greek in Florence. This legacy was continued by a number of expatriate Greek scholars, from Basilios Bessarion to Leo Allatius.
Social and political structures in Italy
The unique political structures of Italy during the Late Middle Ages have led some to theorize that its unusual social climate allowed the emergence of a rare cultural efflorescence. Italy did not exist as a political entity in the early modern period. Instead, it was divided into smaller city-states and territories: the Neapolitans controlled the south, the Florentines and the Romans at the center, the Milanese and the Genoese to the north and west respectively, and the Venetians to the north east. 15th-century Italy was one of the most urbanized areas in Europe. Many of its cities stood among the ruins of ancient Roman buildings; it seems likely that the classical nature of the Renaissance was linked to its origin in the Roman Empire's heartland.
Historian and political philosopher Quentin Skinner points out that Otto of Freising (c. 1114–1158), a German bishop visiting north Italy during the 12th century, noticed a widespread new form of political and social organization, observing that Italy appeared to have exited from feudalism so that its society was based on merchants and commerce. Linked to this was anti-monarchical thinking, represented in the famous early Renaissance fresco cycle The Allegory of Good and Bad Government by Ambrogio Lorenzetti (painted 1338–1340), whose strong message is about the virtues of fairness, justice, republicanism and good administration. Holding both Church and Empire at bay, these city republics were devoted to notions of liberty. Skinner reports that there were many defences of liberty such as the Matteo Palmieri (1406–1475) celebration of Florentine genius not only in art, sculpture and architecture, but "the remarkable efflorescence of moral, social and political philosophy that occurred in Florence at the same time".
Even cities and states beyond central Italy, such as the Republic of Florence at this time, were also notable for their merchant republics, especially the Republic of Venice. Although in practice these were oligarchical, and bore little resemblance to a modern democracy, they did have democratic features and were responsive states, with forms of participation in governance and belief in liberty. The relative political freedom they afforded was conducive to academic and artistic advancement. Likewise, the position of Italian cities such as Venice as great trading centres made them intellectual crossroads. Merchants brought with them ideas from far corners of the globe, particularly the Levant. Venice was Europe's gateway to trade with the East, and a producer of fine glass, while Florence was a capital of textiles. The wealth such business brought to Italy meant large public and private artistic projects could be commissioned and individuals had more leisure time for study.
Black Death
One theory that has been advanced is that the devastation in Florence caused by the Black Death, which hit Europe between 1348 and 1350, resulted in a shift in the world view of people in 14th century Italy. Italy was particularly badly hit by the plague, and it has been speculated that the resulting familiarity with death caused thinkers to dwell more on their lives on Earth, rather than on spirituality and the afterlife. It has also been argued that the Black Death prompted a new wave of piety, manifested in the sponsorship of religious works of art. However, this does not fully explain why the Renaissance occurred specifically in Italy in the 14th century. The Black Death was a pandemic that affected all of Europe in the ways described, not only Italy. The Renaissance's emergence in Italy was most likely the result of the complex interaction of the above factors.
The plague was carried by fleas on sailing vessels returning from the ports of Asia, spreading quickly due to lack of proper sanitation: the population of England, then about 4.2 million, lost 1.4 million people to the bubonic plague. Florence's population was nearly halved in the year 1347. As a result of the decimation in the populace the value of the working class increased, and commoners came to enjoy more freedom. To answer the increased need for labor, workers traveled in search of the most favorable position economically.
The demographic decline due to the plague had economic consequences: the prices of food dropped and land values declined by 30–40% in most parts of Europe between 1350 and 1400. Landholders faced a great loss, but for ordinary men and women it was a windfall. The survivors of the plague found not only that the prices of food were cheaper but also that lands were more abundant, and many of them inherited property from their dead relatives.
The spread of disease was significantly more rampant in areas of poverty. Epidemics ravaged cities, particularly children. Plagues were easily spread by lice, unsanitary drinking water, armies, or by poor sanitation. Children were hit the hardest because many diseases, such as typhus and congenital syphilis, target the immune system, leaving young children without a fighting chance. Children in city dwellings were more affected by the spread of disease than the children of the wealthy.
The Black Death caused greater upheaval to Florence's social and political structure than later epidemics. Despite a significant number of deaths among members of the ruling classes, the government of Florence continued to function during this period. Formal meetings of elected representatives were suspended during the height of the epidemic due to the chaotic conditions in the city, but a small group of officials was appointed to conduct the affairs of the city, which ensured continuity of government.
Cultural conditions in Florence
It has long been a matter of debate why the Renaissance began in Florence, and not elsewhere in Italy. Scholars have noted several features unique to Florentine cultural life that may have caused such a cultural movement. Many have emphasized the role played by the Medici, a banking family and later ducal ruling house, in patronizing and stimulating the arts. Some historians have postulated that Florence was the birthplace of the Renaissance as a result of luck, i.e., because "Great Men" were born there by chance: Leonardo, Botticelli and Michelangelo were all born in Tuscany. Arguing that such chance seems improbable, other historians have contended that these "Great Men" were only able to rise to prominence because of the prevailing cultural conditions at the time.
Lorenzo de' Medici (1449–1492) was the catalyst for an enormous amount of arts patronage, encouraging his countrymen to commission works from the leading artists of Florence, including Leonardo da Vinci, Sandro Botticelli, and Michelangelo Buonarroti. Works by Neri di Bicci, Botticelli, Leonardo, and Filippino Lippi had been commissioned additionally by the Convent of San Donato in Scopeto in Florence.
The Renaissance was certainly underway before Lorenzo de' Medici came to power – indeed, before the Medici family itself achieved hegemony in Florentine society.
Characteristics
Humanism
In some ways, Renaissance humanism was not a philosophy but a method of learning. In contrast to the medieval scholastic mode, which focused on resolving contradictions between authors, Renaissance humanists would study ancient texts in their original languages and appraise them through a combination of reasoning and empirical evidence. Humanist education was based on the programme of Studia Humanitatis, the study of five humanities: poetry, grammar, history, moral philosophy, and rhetoric. Although historians have sometimes struggled to define humanism precisely, most have settled on "a middle of the road definition... the movement to recover, interpret, and assimilate the language, literature, learning and values of ancient Greece and Rome". Above all, humanists asserted "the genius of man ... the unique and extraordinary ability of the human mind".
Humanist scholars shaped the intellectual landscape throughout the early modern period. Political philosophers such as Niccolò Machiavelli and Thomas More revived the ideas of Greek and Roman thinkers and applied them in critiques of contemporary government, following the Islamic steps of Ibn Khaldun. Pico della Mirandola wrote the "manifesto" of the Renaissance, the Oration on the Dignity of Man, a vibrant defence of thinking. Matteo Palmieri (1406–1475), another humanist, is most known for his work Della vita civile ("On Civic Life"; printed 1528), which advocated civic humanism, and for his influence in refining the Tuscan vernacular to the same level as Latin. Palmieri drew on Roman philosophers and theorists, especially Cicero, who, like Palmieri, lived an active public life as a citizen and official, as well as a theorist and philosopher and also Quintilian. Perhaps the most succinct expression of his perspective on humanism is in a 1465 poetic work La città di vita, but an earlier work, Della vita civile, is more wide-ranging. Composed as a series of dialogues set in a country house in the Mugello countryside outside Florence during the plague of 1430, Palmieri expounds on the qualities of the ideal citizen. The dialogues include ideas about how children develop mentally and physically, how citizens can conduct themselves morally, how citizens and states can ensure probity in public life, and an important debate on the difference between that which is pragmatically useful and that which is honest.
The humanists believed that it is important to transcend to the afterlife with a perfect mind and body, which could be attained with education. The purpose of humanism was to create a universal man whose person combined intellectual and physical excellence and who was capable of functioning honorably in virtually any situation. This ideology was referred to as the uomo universale, an ancient Greco-Roman ideal. Education during the Renaissance was mainly composed of ancient literature and history as it was thought that the classics provided moral instruction and an intensive understanding of human behavior.
Humanism and libraries
A unique characteristic of some Renaissance libraries is that they were open to the public. These libraries were places where ideas were exchanged and where scholarship and reading were considered both pleasurable and beneficial to the mind and soul. As freethinking was a hallmark of the age, many libraries contained a wide range of writers. Classical texts could be found alongside humanist writings. These informal associations of intellectuals profoundly influenced Renaissance culture. An essential tool of Renaissance librarianship was the catalog that listed, described, and classified a library's books. Some of the richest "bibliophiles" built libraries as temples to books and knowledge. A number of libraries appeared as manifestations of immense wealth joined with a love of books. In some cases, cultivated library builders were also committed to offering others the opportunity to use their collections. Prominent aristocrats and princes of the Church created great libraries for the use of their courts, called "court libraries", and were housed in lavishly designed monumental buildings decorated with ornate woodwork, and the walls adorned with frescoes (Murray, Stuart A.P.).
Art
Renaissance art marks a cultural rebirth at the close of the Middle Ages and rise of the Modern world. One of the distinguishing features of Renaissance art was its development of highly realistic linear perspective. Giotto di Bondone (1267–1337) is credited with first treating a painting as a window into space, but it was not until the demonstrations of architect Filippo Brunelleschi (1377–1446) and the subsequent writings of Leon Battista Alberti (1404–1472) that perspective was formalized as an artistic technique.
The development of perspective was part of a wider trend toward realism in the arts. Painters developed other techniques, studying light, shadow, and, famously in the case of Leonardo da Vinci, human anatomy. Underlying these changes in artistic method was a renewed desire to depict the beauty of nature and to unravel the axioms of aesthetics, with the works of Leonardo, Michelangelo and Raphael representing artistic pinnacles that were much imitated by other artists. Other notable artists include Sandro Botticelli, working for the Medici in Florence, Donatello, another Florentine, and Titian in Venice, among others.
In the Low Countries, a particularly vibrant artistic culture developed. The work of Hugo van der Goes and Jan van Eyck was particularly influential on the development of painting in Italy, both technically with the introduction of oil paint and canvas, and stylistically in terms of naturalism in representation. Later, the work of Pieter Brueghel the Elder would inspire artists to depict themes of everyday life.
In architecture, Filippo Brunelleschi was foremost in studying the remains of ancient classical buildings. With rediscovered knowledge from the 1st-century writer Vitruvius and the flourishing discipline of mathematics, Brunelleschi formulated the Renaissance style that emulated and improved on classical forms. His major feat of engineering was building the dome of Florence Cathedral. Another building demonstrating this style is the Basilica of Sant'Andrea, Mantua, built by Alberti. The outstanding architectural work of the High Renaissance was the rebuilding of St. Peter's Basilica, combining the skills of Bramante, Michelangelo, Raphael, Sangallo and Maderno.
During the Renaissance, architects aimed to use columns, pilasters, and entablatures as an integrated system. The Roman orders types of columns are used: Tuscan and Composite. These can either be structural, supporting an arcade or architrave, or purely decorative, set against a wall in the form of pilasters. One of the first buildings to use pilasters as an integrated system was in the Old Sacristy (1421–1440) by Brunelleschi. Arches, semi-circular or (in the Mannerist style) segmental, are often used in arcades, supported on piers or columns with capitals. There may be a section of entablature between the capital and the springing of the arch. Alberti was one of the first to use the arch on a monumental. Renaissance vaults do not have ribs; they are semi-circular or segmental and on a square plan, unlike the Gothic vault, which is frequently rectangular.
Renaissance artists were not pagans, although they admired antiquity and kept some ideas and symbols of the medieval past. Nicola Pisano (c. 1220 – c. 1278) imitated classical forms by portraying scenes from the Bible. His Annunciation, from the Pisa Baptistry, demonstrates that classical models influenced Italian art before the Renaissance took root as a literary movement.
Science
Applied innovation extended to commerce. At the end of the 15th century, Luca Pacioli published the first work on bookkeeping, making him the founder of accounting.
The rediscovery of ancient texts and the invention of the printing press in about 1440 democratized learning and allowed a faster propagation of more widely distributed ideas. In the first period of the Italian Renaissance, humanists favored the study of humanities over natural philosophy or applied mathematics, and their reverence for classical sources further enshrined the Aristotelian and Ptolemaic views of the universe. Writing around 1450, Nicholas of Cusa anticipated the heliocentric worldview of Copernicus, but in a philosophical fashion.
Science and art were intermingled in the early Renaissance, with polymath artists such as Leonardo da Vinci making observational drawings of anatomy and nature. Leonardo set up controlled experiments in water flow, medical dissection, and systematic study of movement and aerodynamics, and he devised principles of research method that led Fritjof Capra to classify him as the "father of modern science". Other examples of Da Vinci's contribution during this period include machines designed to saw marbles and lift monoliths, and new discoveries in acoustics, botany, geology, anatomy, and mechanics.
A suitable environment had developed to question classical scientific doctrine. The discovery in 1492 of the New World by Christopher Columbus challenged the classical worldview. The works of Ptolemy (in geography) and Galen (in medicine) were found to not always match everyday observations. As the Reformation and Counter-Reformation clashed, the Northern Renaissance showed a decisive shift in focus from Aristotelean natural philosophy to chemistry and the biological sciences (botany, anatomy, and medicine). The willingness to question previously held truths and search for new answers resulted in a period of major scientific advancements.
Some view this as a "scientific revolution", heralding the beginning of the modern age, others as an acceleration of a continuous process stretching from the ancient world to the present day. Significant scientific advances were made during this time by Galileo Galilei, Tycho Brahe, and Johannes Kepler. Copernicus, in De revolutionibus orbium coelestium (On the Revolutions of the Heavenly Spheres), posited that the Earth moved around the Sun. De humani corporis fabrica (On the Workings of the Human Body) by Andreas Vesalius, gave a new confidence to the role of dissection, observation, and the mechanistic view of anatomy.
Another important development was in the process for discovery, the scientific method, focusing on empirical evidence and the importance of mathematics, while discarding much of Aristotelian science. Early and influential proponents of these ideas included Copernicus, Galileo, and Francis Bacon. The new scientific method led to great contributions in the fields of astronomy, physics, biology, and anatomy.
Navigation and geography
During the Renaissance, extending from 1450 to 1650, every continent was visited and mostly mapped by Europeans, except the south polar continent now known as Antarctica. This development is depicted in the large world map Nova Totius Terrarum Orbis Tabula made by the Dutch cartographer Joan Blaeu in 1648 to commemorate the Peace of Westphalia.
In 1492, Christopher Columbus sailed across the Atlantic Ocean from Spain seeking a direct route to India of the Delhi Sultanate. He accidentally stumbled upon the Americas, but believed he had reached the East Indies.
In 1606, the Dutch navigator Willem Janszoon sailed from the East Indies in the Dutch East India Company ship Duyfken and landed in Australia. He charted about 300 km of the west coast of Cape York Peninsula in Queensland. More than thirty Dutch expeditions followed, mapping sections of the north, west, and south coasts. In 1642–1643, Abel Tasman circumnavigated the continent, proving that it was not joined to the imagined south polar continent.
By 1650, Dutch cartographers had mapped most of the coastline of the continent, which they named New Holland, except the east coast which was charted in 1770 by James Cook.
The long-imagined south polar continent was eventually sighted in 1820. Throughout the Renaissance it had been known as Terra Australis, or 'Australia' for short. However, after that name was transferred to New Holland in the nineteenth century, the new name of 'Antarctica' was bestowed on the south polar continent.
Music
From this changing society emerged a common, unifying musical language, in particular the polyphonic style of the Franco-Flemish school. The development of printing made distribution of music possible on a wide scale. Demand for music as entertainment and as an activity for educated amateurs increased with the emergence of a bourgeois class. Dissemination of chansons, motets, and masses throughout Europe coincided with the unification of polyphonic practice into the fluid style that culminated in the second half of the sixteenth century in the work of composers such as Giovanni Pierluigi da Palestrina, Orlande de Lassus, Tomás Luis de Victoria, and William Byrd.
Religion
The new ideals of humanism, although more secular in some aspects, developed against a Christian backdrop, especially in the Northern Renaissance. Much, if not most, of the new art was commissioned by or in dedication to the Roman Catholic Church. However, the Renaissance had a profound effect on contemporary theology, particularly in the way people perceived the relationship between man and God. Many of the period's foremost theologians were followers of the humanist method, including Erasmus, Huldrych Zwingli, Thomas More, Martin Luther, and John Calvin.
The Renaissance began in times of religious turmoil. The Late Middle Ages was a period of political intrigue surrounding the Papacy, culminating in the Western Schism, in which three men simultaneously claimed to be true Bishop of Rome. While the schism was resolved by the Council of Constance (1414), a resulting reform movement known as Conciliarism sought to limit the power of the pope. Although the papacy eventually emerged supreme in ecclesiastical matters by the Fifth Council of the Lateran (1511), it was dogged by continued accusations of corruption, most famously in the person of Pope Alexander VI, who was accused variously of simony, nepotism, and fathering children (most of whom were married off, presumably for the consolidation of power) while a cardinal.
Churchmen such as Erasmus and Luther proposed reform to the Church, often based on humanist textual criticism of the New Testament. In October 1517, Luther published the Ninety-five Theses, challenging papal authority and criticizing its perceived corruption, particularly with regard to instances of sold indulgences. The 95 Theses led to the Reformation, a break with the Roman Catholic Church that previously claimed hegemony in Western Europe. Humanism and the Renaissance therefore played a direct role in sparking the Reformation, as well as in many other contemporaneous religious debates and conflicts.
Pope Paul III came to the papal throne (1534–1549) after the sack of Rome in 1527, with uncertainties prevalent in the Catholic Church following the Reformation. Nicolaus Copernicus dedicated De revolutionibus orbium coelestium (On the Revolutions of the Celestial Spheres) to Paul III, who became the grandfather of Alessandro Farnese, who had paintings by Titian, Michelangelo, and Raphael, as well as an important collection of drawings, and who commissioned the masterpiece of Giulio Clovio, arguably the last major illuminated manuscript, the Farnese Hours.
Self-awareness
By the 15th century, writers, artists, and architects in Italy were well aware of the transformations that were taking place and were using phrases such as modi antichi (in the antique manner) or alle romana et alla antica (in the manner of the Romans and the ancients) to describe their work. In the 1330s Petrarch referred to pre-Christian times as antiqua (ancient) and to the Christian period as nova (new). From Petrarch's Italian perspective, this new period (which included his own time) was an age of national eclipse. Leonardo Bruni was the first to use tripartite periodization in his History of the Florentine People (1442). Bruni's first two periods were based on those of Petrarch, but he added a third period because he believed that Italy was no longer in a state of decline. Flavio Biondo used a similar framework in Decades of History from the Deterioration of the Roman Empire (1439–1453).
Humanist historians argued that contemporary scholarship restored direct links to the classical period, thus bypassing the Medieval period, which they then named for the first time the "Middle Ages". The term first appears in Latin in 1469 as media tempestas (middle times). The term rinascita (rebirth) first appeared, however, in its broad sense in Giorgio Vasari's Lives of the Artists, 1550, revised 1568. Vasari divides the age into three phases: the first phase contains Cimabue, Giotto, and Arnolfo di Cambio; the second phase contains Masaccio, Brunelleschi, and Donatello; the third centers on Leonardo da Vinci and culminates with Michelangelo. It was not just the growing awareness of classical antiquity that drove this development, according to Vasari, but also the growing desire to study and imitate nature.
Spread
In the 15th century, the Renaissance spread rapidly from its birthplace in Florence to the rest of Italy and soon to the rest of Europe. The invention of the printing press by German printer Johannes Gutenberg allowed the rapid transmission of these new ideas. As it spread, its ideas diversified and changed, being adapted to local culture. In the 20th century, scholars began to break the Renaissance into regional and national movements.
England
The Elizabethan era in the second half of the 16th century is usually regarded as the height of the English Renaissance. Many scholars see its beginnings in the early 16th century during the reign of Henry VIII.
The English Renaissance is different from the Italian Renaissance in several ways. The dominant art forms of the English Renaissance were literature and music, which had a rich flowering. Visual arts in the English Renaissance were much less significant than in the Italian Renaissance. The English Renaissance period in art began far later than the Italian, which had moved into Mannerism by the 1530s.
In literature the later part of the 16th century saw the flowering of Elizabethan literature, with poetry heavily influenced by Italian Renaissance literature but Elizabethan theatre a distinctive native style. Writers include William Shakespeare (1564–1616), Christopher Marlowe (1564–1593), Edmund Spenser (1552–1599), Sir Thomas More (1478–1535), and Sir Philip Sidney (1554–1586). English Renaissance music competed with that in Europe with composers such as Thomas Tallis (1505–1585), John Taverner (1490–1545), and William Byrd (1540–1623). Elizabethan architecture produced the large prodigy houses of courtiers, and in the next century Inigo Jones (1573–1652), who introduced Palladian architecture to England.
Elsewhere, Sir Francis Bacon (1561–1626) was the pioneer of modern scientific thought, and is commonly regarded as one of the founders of the Scientific Revolution.
France
The word "Renaissance" is borrowed from the French language, where it means "re-birth". It was first used in the eighteenth century and was later popularized by French historian Jules Michelet (1798–1874) in his 1855 work, Histoire de France (History of France).
In 1495 the Italian Renaissance arrived in France, imported by King Charles VIII after his invasion of Italy. A factor that promoted the spread of secularism was the inability of the Church to offer assistance against the Black Death. Francis I imported Italian art and artists, including Leonardo da Vinci, and built ornate palaces at great expense. Writers such as François Rabelais, Pierre de Ronsard, Joachim du Bellay, and Michel de Montaigne, painters such as Jean Clouet, and musicians such as Jean Mouton also borrowed from the spirit of the Renaissance.
In 1533, a fourteen-year-old Catherine de' Medici (1519–1589), born in Florence to Lorenzo de' Medici, Duke of Urbino and Madeleine de La Tour d'Auvergne, married Henry II of France, second son of King Francis I and Queen Claude. Though she became famous and infamous for her role in the French Wars of Religion, she made a direct contribution in bringing arts, sciences, and music (including the origins of ballet) to the French court from her native Florence.
Germany
In the second half of the 15th century, the Renaissance spirit spread to Germany and the Low Countries, where the development of the printing press (ca. 1450) and Renaissance artists such as Albrecht Dürer (1471–1528) predated the influence from Italy. In the early Protestant areas of the country humanism became closely linked to the turmoil of the Reformation, and the art and writing of the German Renaissance frequently reflected this dispute. However, the Gothic style and medieval scholastic philosophy remained exclusively until the turn of the 16th century. Emperor Maximilian I of Habsburg (ruling 1493–1519) was the first truly Renaissance monarch of the Holy Roman Empire.
Hungarian trecento and quattrocento
After Italy, Hungary was the first European country where the Renaissance appeared. The Renaissance style came directly from Italy during the Quattrocento (1400s) to Hungary first in the Central European region, thanks to the development of early Hungarian-Italian relationships — not only in dynastic connections, but also in cultural, humanistic and commercial relationsgrowing in strength from the 14th century. The relationship between Hungarian and Italian Gothic styles was a second reasonexaggerated breakthrough of walls is avoided, preferring clean and light structures. Large-scale building schemes provided ample and long term work for the artists, for example, the building of the Friss (New) Castle in Buda, the castles of Visegrád, Tata, and Várpalota. In Sigismund's court there were patrons such as Pippo Spano, a descendant of the Scolari family of Florence, who invited Manetto Ammanatini and Masolino da Pannicale to Hungary.
The new Italian trend combined with existing national traditions to create a particular local Renaissance art. Acceptance of Renaissance art was furthered by the continuous arrival of humanist thought in the country. Many young Hungarians studying at Italian universities came closer to the Florentine humanist center, so a direct connection with Florence evolved. The growing number of Italian traders moving to Hungary, specially to Buda, helped this process. New thoughts were carried by the humanist prelates, among them Vitéz János, archbishop of Esztergom, one of the founders of Hungarian humanism. During the long reign of Emperor Sigismund of Luxemburg the Royal Castle of Buda became probably the largest Gothic palace of the late Middle Ages. King Matthias Corvinus (r. 1458–1490) rebuilt the palace in early Renaissance style and further expanded it.
After the marriage in 1476 of King Matthias to Beatrice of Naples, Buda became one of the most important artistic centers of the Renaissance north of the Alps. The most important humanists living in Matthias' court were Antonio Bonfini and the famous Hungarian poet Janus Pannonius. András Hess set up a printing press in Buda in 1472. Matthias Corvinus's library, the Bibliotheca Corviniana, was Europe's greatest collections of secular books: historical chronicles, philosophic and scientific works in the 15th century. His library was second only in size to the Vatican Library. (However, the Vatican Library mainly contained Bibles and religious materials.) In 1489, Bartolomeo della Fonte of Florence wrote that Lorenzo de' Medici founded his own Greek-Latin library encouraged by the example of the Hungarian king. Corvinus's library is part of UNESCO World Heritage.
Matthias started at least two major building projects. The works in Buda and Visegrád began in about 1479. Two new wings and a hanging garden were built at the royal castle of Buda, and the palace at Visegrád was rebuilt in Renaissance style. Matthias appointed the Italian Chimenti Camicia and the Dalmatian Giovanni Dalmata to direct these projects. Matthias commissioned the leading Italian artists of his age to embellish his palaces: for instance, the sculptor Benedetto da Majano and the painters Filippino Lippi and Andrea Mantegna worked for him. A copy of Mantegna's portrait of Matthias survived. Matthias also hired the Italian military engineer Aristotele Fioravanti to direct the rebuilding of the forts along the southern frontier. He had new monasteries built in Late Gothic style for the Franciscans in Kolozsvár, Szeged and Hunyad, and for the Paulines in Fejéregyháza. In the spring of 1485, Leonardo da Vinci travelled to Hungary on behalf of Sforza to meet King Matthias Corvinus, and was commissioned by him to paint a Madonna.
Matthias enjoyed the company of Humanists and had lively discussions on various topics with them. The fame of his magnanimity encouraged many scholarsmostly Italianto settle in Buda. Antonio Bonfini, Pietro Ranzano, Bartolomeo Fonzio, and Francesco Bandini spent many years in Matthias's court. This circle of educated men introduced the ideas of Neoplatonism to Hungary. Like all intellectuals of his age, Matthias was convinced that the movements and combinations of the stars and planets exercised influence on individuals' life and on the history of nations. Martius Galeotti described him as "king and astrologer", and Antonio Bonfini said Matthias "never did anything without consulting the stars". Upon his request, the famous astronomers of the age, Johannes Regiomontanus and Marcin Bylica, set up an observatory in Buda and installed it with astrolabes and celestial globes. Regiomontanus dedicated his book on navigation that was used by Christopher Columbus to Matthias.
Other important figures of Hungarian Renaissance include Bálint Balassi (poet), Sebestyén Tinódi Lantos (poet), Bálint Bakfark (composer and lutenist), and Master MS (fresco painter).
Renaissance in the Low Countries
Culture in the Netherlands at the end of the 15th century was influenced by the Italian Renaissance through trade via Bruges, which made Flanders wealthy. Its nobles commissioned artists who became known across Europe. In science, the anatomist Andreas Vesalius led the way; in cartography, Gerardus Mercator's map assisted explorers and navigators. In art, Dutch and Flemish Renaissance painting ranged from the strange work of Hieronymus Bosch to the everyday life depictions of Pieter Brueghel the Elder.
Erasmus was arguably the Netherlands' best known humanist and Catholic intellectual during the Renaissance.
Northern Europe
The Renaissance in Northern Europe has been termed the "Northern Renaissance". While Renaissance ideas were moving north from Italy, there was a simultaneous southward spread of some areas of innovation, particularly in music. The music of the 15th-century Burgundian School defined the beginning of the Renaissance in music, and the polyphony of the Netherlanders, as it moved with the musicians themselves into Italy, formed the core of the first true international style in music since the standardization of Gregorian Chant in the 9th century. The culmination of the Netherlandish school was in the music of the Italian composer Giovanni Pierluigi da Palestrina. At the end of the 16th century Italy again became a center of musical innovation, with the development of the polychoral style of the Venetian School, which spread northward into Germany around 1600. In Denmark, the Renaissance sparked the translation of the works of Saxo Grammaticus into Danish as well as Frederick II and Christian IV ordering the redecoration or construction of several important works of architecture, i.e. Kronborg, Rosenborg and Børsen. Danish astronomer Tycho Brahe greatly contributed to turn astronomy into the first modern science and also helped launch the Scientific Revolution.
The paintings of the Italian Renaissance differed from those of the Northern Renaissance. Italian Renaissance artists were among the first to paint secular scenes, breaking away from the purely religious art of medieval painters. Northern Renaissance artists initially remained focused on religious subjects, such as the contemporary religious upheaval portrayed by Albrecht Dürer. Later, the works of Pieter Bruegel the Elder influenced artists to paint scenes of daily life rather than religious or classical themes. It was also during the Northern Renaissance that Flemish brothers Hubert and Jan van Eyck perfected the oil painting technique, which enabled artists to produce strong colors on a hard surface that could survive for centuries. A feature of the Northern Renaissance was its use of the vernacular in place of Latin or Greek, which allowed greater freedom of expression. This movement had started in Italy with the decisive influence of Dante Alighieri on the development of vernacular languages; in fact the focus on writing in Italian has neglected a major source of Florentine ideas expressed in Latin. The spread of the printing press technology boosted the Renaissance in Northern Europe as elsewhere, with Venice becoming a world center of printing.
Poland
The Polish Renaissance lasted from the late 15th to the late 16th century and was the Golden Age of Polish culture. Ruled by the Jagiellonian dynasty, the Kingdom of Poland (from 1569 known as the Polish–Lithuanian Commonwealth) actively participated in the broad European Renaissance. An early Italian humanist who came to Poland in the mid-15th century was Filippo Buonaccorsi, who was employed as royal advisor and councillor. The tomb of John I Albert, completed in 1505 by Francesco Fiorentino, is the first example of a Renaissance composition in the country. Many Italian artists subsequently came to Poland with Bona Sforza of Milan, when she married King Sigismund I in 1518. This was supported by temporarily strengthened monarchies in both areas, as well as by newly established universities.
The Renaissance was a period when the multi-national Polish state experienced a substantial period of cultural growth thanks in part to a century without major wars, aside from conflicts in the sparsely populated eastern and southern borderlands. Architecture became more refined and decorative. Mannerism played an important part in shaping what is now considered to be the truly Polish architectural style – high attics above the cornice with pinnacles and pilasters. It was also the time when the first major works of Polish literature were published, particularly those of Mikołaj Rey and Jan Kochanowski, and the Polish language became the lingua franca of East-Central Europe. The Jagiellonian University transformed into a major institution of higher education for the region and hosted many notable scholars, chiefly Nicolaus Copernicus and Conrad Celtes. Three more academies were founded at Königsberg (1544), Vilnius (1579), and Zamość (1594). The Reformation spread peacefully throughout the country, giving rise to the Nontrinitarian Polish Brethren. Living conditions improved, cities grew, and exports of agricultural products enriched the population, especially the nobility (szlachta) and magnates. The nobles gained dominance in the new political system of Golden Liberty, a counterweight to monarchical absolutism.
Portugal
Although Italian Renaissance had a modest impact in Portuguese arts, Portugal was influential in broadening the European worldview, stimulating humanist inquiry. Renaissance arrived through the influence of wealthy Italian and Flemish merchants who invested in the profitable commerce overseas. As the pioneer headquarters of European exploration, Lisbon flourished in the late 15th century, attracting experts who made several breakthroughs in mathematics, astronomy and naval technology, including Pedro Nunes, João de Castro, Abraham Zacuto, and Martin Behaim. Cartographers Pedro Reinel, Lopo Homem, Estêvão Gomes, and Diogo Ribeiro made crucial advances in mapping the world. Apothecary Tomé Pires and physicians Garcia de Orta and Cristóvão da Costa collected and published works on plants and medicines, soon translated by Flemish pioneer botanist Carolus Clusius.
In architecture, the huge profits of the spice trade financed a sumptuous composite style in the first decades of the 16th century, the Manueline, incorporating maritime elements. The primary painters were Nuno Gonçalves, Gregório Lopes, and Vasco Fernandes. In music, Pedro de Escobar and Duarte Lobo produced four songbooks, including the Cancioneiro de Elvas.
In literature, Luís de Camões inscribed the Portuguese feats overseas in the epic poem Os Lusíadas. Sá de Miranda introduced Italian forms of verse and Bernardim Ribeiro developed pastoral romance, while plays by Gil Vicente fused it with popular culture, reporting the changing times. Travel literature especially flourished: João de Barros, Fernão Lopes de Castanheda, António Galvão, Gaspar Correia, Duarte Barbosa, and Fernão Mendes Pinto, among others, described new lands and were translated and spread with the new printing press. After joining the Portuguese exploration of Brazil in 1500, Amerigo Vespucci coined the term New World, in his letters to Lorenzo di Pierfrancesco de' Medici.
The intense international exchange produced several cosmopolitan humanist scholars, including Francisco de Holanda, André de Resende, and Damião de Góis, a friend of Erasmus who wrote with rare independence on the reign of King Manuel I. Diogo de Gouveia and André de Gouveia made relevant teaching reforms via France. Foreign news and products in the Portuguese factory in Antwerp attracted the interest of Thomas More and Albrecht Dürer to the wider world. There, profits and know-how helped nurture the Dutch Renaissance and Golden Age, especially after the arrival of the wealthy cultured Jewish community expelled from Portugal.
Spain
The Renaissance arrived in the Iberian peninsula through the Mediterranean possessions of the Crown of Aragon and the city of Valencia. Many early Spanish Renaissance writers come from the Crown of Aragon, including Ausiàs March and Joanot Martorell. In the Crown of Castile, the early Renaissance was heavily influenced by the Italian humanism, starting with writers and poets such as Íñigo López de Mendoza, marqués de Santillana, who introduced the new Italian poetry to Spain in the early 15th century. Other writers, such as Jorge Manrique, Fernando de Rojas, Juan del Encina, Juan Boscán Almogáver, and Garcilaso de la Vega, kept a close resemblance to the Italian canon. Miguel de Cervantes's masterpiece Don Quixote is credited as the first Western novel. Renaissance humanism flourished in the early 16th century, with influential writers such as philosopher Juan Luis Vives, grammarian Antonio de Nebrija and natural historian Pedro de Mexía.
Later Spanish Renaissance tended toward religious themes and mysticism, with poets such as Luis de León, Teresa of Ávila, and John of the Cross, and treated issues related to the exploration of the New World, with chroniclers and writers such as Inca Garcilaso de la Vega and Bartolomé de las Casas, giving rise to a body of work, now known as Spanish Renaissance literature. The late Renaissance in Spain produced artists such as El Greco and composers such as Tomás Luis de Victoria and Antonio de Cabezón.
Further countries
Renaissance in Croatia
Renaissance in Scotland
Historiography
Conception
The Italian artist and critic Giorgio Vasari (1511–1574) first used the term rinascita in his book The Lives of the Artists (published 1550). In the book Vasari attempted to define what he described as a break with the barbarities of Gothic art: the arts (he held) had fallen into decay with the collapse of the Roman Empire and only the Tuscan artists, beginning with Cimabue (1240–1301) and Giotto (1267–1337) began to reverse this decline in the arts. Vasari saw ancient art as central to the rebirth of Italian art.
However, only in the 19th century did the French word achieve popularity in describing the self-conscious cultural movement based on revival of Roman models that began in the late 13th century. French historian Jules Michelet (1798–1874) defined "The Renaissance" in his 1855 work Histoire de France as an entire historical period, whereas previously it had been used in a more limited sense. For Michelet, the Renaissance was more a development in science than in art and culture. He asserted that it spanned the period from Columbus to Copernicus to Galileo; that is, from the end of the 15th century to the middle of the 17th century. Moreover, Michelet distinguished between what he called, "the bizarre and monstrous" quality of the Middle Ages and the democratic values that he, as a vocal Republican, chose to see in its character. A French nationalist, Michelet also sought to claim the Renaissance as a French movement.
The Swiss historian Jacob Burckhardt (1818–1897) in his The Civilization of the Renaissance in Italy (1860), by contrast, defined the Renaissance as the period between Giotto and Michelangelo in Italy, that is, the 14th to mid-16th centuries. He saw in the Renaissance the emergence of the modern spirit of individuality, which the Middle Ages had stifled. His book was widely read and became influential in the development of the modern interpretation of the Italian Renaissance.
More recently, some historians have been much less keen to define the Renaissance as a historical age, or even as a coherent cultural movement. The historian Randolph Starn, of the University of California Berkeley, stated in 1998:
Debates about progress
There is debate about the extent to which the Renaissance improved on the culture of the Middle Ages. Both Michelet and Burckhardt were keen to describe the progress made in the Renaissance toward the modern age. Burckhardt likened the change to a veil being removed from man's eyes, allowing him to see clearly.
On the other hand, many historians now point out that most of the negative social factors popularly associated with the medieval periodpoverty, warfare, religious and political persecution, for exampleseem to have worsened in this era, which saw the rise of Machiavellian politics, the Wars of Religion, the corrupt Borgia Popes, and the intensified witch-hunts of the 16th century. Many people who lived during the Renaissance did not view it as the "golden age" imagined by certain 19th-century authors, but were concerned by these social maladies. Significantly, though, the artists, writers, and patrons involved in the cultural movements in question believed they were living in a new era that was a clean break from the Middle Ages. Some Marxist historians prefer to describe the Renaissance in material terms, holding the view that the changes in art, literature, and philosophy were part of a general economic trend from feudalism toward capitalism, resulting in a bourgeois class with leisure time to devote to the arts.
Johan Huizinga (1872–1945) acknowledged the existence of the Renaissance but questioned whether it was a positive change. In his book The Autumn of the Middle Ages, he argued that the Renaissance was a period of decline from the High Middle Ages, destroying much that was important. The Medieval Latin language, for instance, had evolved greatly from the classical period and was still a living language used in the church and elsewhere. The Renaissance obsession with classical purity halted its further evolution and saw Latin revert to its classical form. This view is however somewhat contested by recent studies. Robert S. Lopez has contended that it was a period of deep economic recession. Meanwhile, George Sarton and Lynn Thorndike have both argued that scientific progress was perhaps less original than has traditionally been supposed. Finally, Joan Kelly argued that the Renaissance led to greater gender dichotomy, lessening the agency women had had during the Middle Ages.
Some historians have begun to consider the word Renaissance to be unnecessarily loaded, implying an unambiguously positive rebirth from the supposedly more primitive "Dark Ages", the Middle Ages. Most political and economic historians now prefer to use the term "early modern" for this period (and a considerable period afterwards), a designation intended to highlight the period as a transitional one between the Middle Ages and the modern era. Others such as Roger Osborne have come to consider the Italian Renaissance as a repository of the myths and ideals of western history in general, and instead of rebirth of ancient ideas as a period of great innovation.
The art historian Erwin Panofsky observed of this resistance to the concept of "Renaissance":
It is perhaps no accident that the factuality of the Italian Renaissance has been most vigorously questioned by those who are not obliged to take a professional interest in the aesthetic aspects of civilization – historians of economic and social developments, political and religious situations, and, most particularly, natural science – but only exceptionally by students of literature and hardly ever by historians of Art.
Other Renaissances
The term Renaissance has also been used to define periods outside of the 15th and 16th centuries in the earlier Medieval period. Charles H. Haskins (1870–1937), for example, made a case for a Renaissance of the 12th century. Other historians have argued for a Carolingian Renaissance in the 8th and 9th centuries, Ottonian Renaissance in the 10th century and for the Timurid Renaissance of the 14th century. The Islamic Golden Age has been also sometimes termed with the Islamic Renaissance. The Macedonian Renaissance is a term used for a period in the Roman Empire in the 9th-11th centuries CE.
Other periods of cultural rebirth in Modern times have also been termed "renaissances", such as the Bengal Renaissance, Tamil Renaissance, Nepal Bhasa renaissance, al-Nahda or the Harlem Renaissance. The term can also be used in cinema. In animation, the Disney Renaissance is a period that spanned the years from 1989 to 1999 which saw the studio return to the level of quality not witnessed since their Golden Age of Animation. The San Francisco Renaissance was a vibrant period of exploratory poetry and fiction writing in San Francisco in the mid-20th century.
See also
Index of Renaissance articles
Outline of the Renaissance
List of Renaissance figures
List of Renaissance structures
Roman Renaissance
Venetian Renaissance
References
Explanatory notes
Citations
General sources
Burckhardt, Jacob, The Civilization of the Renaissance in Italy (1860), a famous classic; excerpt and text search 2007 edition; also complete text online.
Further reading
Cronin, Vincent (1969), The Flowering of the Renaissance,
Cronin, Vincent (1992), The Renaissance,
Campbell, Gordon. The Oxford Dictionary of the Renaissance. (2003). 862 pp. online at OUP
Davis, Robert C. and Beth Lindsmith. Renaissance People: Lives that Shaped the Modern Age. (2011).
Ergang, Robert (1967), The Renaissance,
Ferguson, Wallace K. (1962), [Europe in Transition, 1300–1500],
Fisher, Celia. Flowers of the Renaissance. (2011).
Fletcher, Stella. The Longman Companion to Renaissance Europe, 1390–1530. (2000). 347 pp.
Grendler, Paul F., ed. The Renaissance: An Encyclopedia for Students. (2003). 970 pp.
Hale, John. The Civilization of Europe in the Renaissance. (1994). 648 pp.; a magistral survey, heavily illustrated; excerpt and text search
Hall, Bert S. Weapons and Warfare in Renaissance Europe: Gunpowder, Technology, and Tactics (2001); excerpt and text search
Hattaway, Michael, ed. A Companion to English Renaissance Literature and Culture. (2000). 747 pp.
Jensen, De Lamar (1992), Renaissance Europe,
Johnson, Paul. The Renaissance: A Short History. (2000). 197 pp. excerpt and text search; also online free
Keene, Bryan C. Gardens of the Renaissance. (2013).
King, Margaret L. Women of the Renaissance (1991) excerpt and text search
Kristeller, Paul Oskar, and Michael Mooney. Renaissance Thought and its Sources (1979); excerpt and text search
Nauert, Charles G. Historical Dictionary of the Renaissance. (2004). 541 pp.
Patrick, James A., ed. Renaissance and Reformation (5 vol 2007), 1584 pages; comprehensive encyclopedia
Plumb, J.H. The Italian Renaissance (2001); excerpt and text search
Paoletti, John T. and Gary M. Radke. Art in Renaissance Italy (4th ed. 2011)
Potter, G.R. ed. The New Cambridge Modern History: Volume 1: The Renaissance, 1493–1520 (1957) online; major essays by multiple scholars. Summarizes the viewpoint of the 1950s.
Robin, Diana; Larsen, Anne R.; and Levin, Carole, eds. Encyclopedia of Women in the Renaissance: Italy, France, and England (2007) 459 pp.
Rowse, A.L. The Elizabethan Renaissance: The Life of the Society (2000); excerpt and text search
Ruggiero, Guido. The Renaissance in Italy: A Social and Cultural History of the Rinascimento (Cambridge University Press, 2015). 648 pp. online review
Rundle, David, ed. The Hutchinson Encyclopedia of the Renaissance. (1999). 434 pp.; numerous brief articles online edition
Turner, Richard N. Renaissance Florence (2005); excerpt and text search
Ward, A. The Cambridge Modern History. Vol 1: The Renaissance (1902); older essays by scholars; emphasis on politics
Historiography
Bouwsma, William J. "The Renaissance and the drama of Western history." American Historical Review (1979): 1–15. in JSTOR
Caferro, William. Contesting the Renaissance (2010); excerpt and text search
Ferguson, Wallace K. "The Interpretation of the Renaissance: Suggestions for a Synthesis." Journal of the History of Ideas (1951): 483–495. online in JSTOR
Ferguson, Wallace K. "Recent trends in the economic historiography of the Renaissance." Studies in the Renaissance (1960): 7–26.
Ferguson, Wallace Klippert. The Renaissance in historical thought (AMS Press, 1981)
Grendler, Paul F. "The Future of Sixteenth Century Studies: Renaissance and Reformation Scholarship in the Next Forty Years", Sixteenth Century Journal Spring 2009, Vol. 40 Issue 1, pp. 182+
Murray, Stuart A.P. The Library: An Illustrated History. American Library Association, Chicago, 2012.
Ruggiero, Guido, ed. A Companion to the Worlds of the Renaissance. (2002). 561 pp.
Starn, Randolph. "A Postmodern Renaissance?" Renaissance Quarterly 2007 60(1): 1–24 in Project MUSE
Summit, Jennifer. "Renaissance Humanism and the Future of the Humanities". Literature Compass (2012) 9#10 pp: 665–678.
Trivellato, Francesca. "Renaissance Italy and the Muslim Mediterranean in Recent Historical Work", Journal of Modern History (March 2010), 82#1 pp: 127–155.
Woolfson, Jonathan, ed. Palgrave advances in Renaissance historiography (Palgrave Macmillan, 2005)
Primary sources
Bartlett, Kenneth, ed. The Civilization of the Italian Renaissance: A Sourcebook (2nd ed., 2011)
Ross, James Bruce, and Mary M. McLaughlin, eds. The Portable Renaissance Reader (1977); excerpt and text search
External links
"The Renaissance" episode of In Our Time, a BBC Radio 4 discussion with Francis Ames-Lewis, Peter Burke and Evelyn Welch (8 June 2000).
Renaissance Philosophy entry in the Internet Encyclopedia of Philosophy
Official website of the Society for Renaissance Studies
14th century in Europe
15th century in Europe
16th century in Europe
17th century in Europe
Christendom
Early modern period
Historical eras
History of Europe by period
Medieval philosophy
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Political history of the world | The political history of the world is the history of the various political entities created by the human race throughout their existence and the way these states define their borders. Throughout history, political systems have expanded from basic systems of self-governance and monarchy to the complex democratic and totalitarian systems that exist today. In parallel, political entities have expanded from vaguely defined frontier-type boundaries, to the national definite boundaries existing today.
Prehistoric era
The primate ancestors of human beings already had social and political skills. The first forms of human social organization were families living in band societies as hunter-gatherers.
After the invention of agriculture around the same time (7,000-8,000 BCE) across various parts of the world, human societies started transitioning to tribal forms of organization. Food surpluses made possible the development of a social elite who were not otherwise engaged in agriculture, industry or commerce, but dominated their communities by other means and monopolized decision-making. Nonetheless, larger societies made it more feasible for people to adopt diverse decision making and governance models.
There is evidence of diplomacy between different tribes, but also of endemic warfare. This could have been caused by theft of livestock or crops, abduction of women, or resource and status competition.
The Three-age system of periodization of prehistory was first introduced for Scandinavia by Christian Jürgensen Thomsen in the 1830s. By the 1860s, it was embraced as a useful division of the "earliest history of mankind" in general and began to be applied in Assyriology. The development of the now-conventional periodization in the archaeology of the Ancient Near East was developed in the 1920s to 1930s.
Ancient history
The early distribution of political power was determined by the availability of fresh water, fertile soil, and temperate climate of different locations. These were all necessary for the development of highly organized societies. The locations of these early societies were near, or benefiting from, the edges of tectonic plates.
The Indus Valley Civilization was located next to the Himalayas (which were created by tectonic pressures) and the Indus and Ganges rivers, which deposit sediment from the mountains to produce fertile land. A similar dynamic existed in Mesopotamia, where the Tigris and Euphrates did the same with the Zagros Mountains. Ancient Egypt was helped by the Nile depositing sediments from the East African highlands of its origins, while the Yellow River and Yangtze acted in the same way for Ancient China. Eurasia was advantaged in the development of agriculture by the natural occurrence of domesticable wild grass species and the east–west orientation of the landmass, allowing for the easy spread of domesticated crops. A similar advantage was given to it by half of the world's large mammal species living there, which could be domesticated.
As the cooling and drying of the climate by 3800 BCE caused drought in Mesopotamia, village farmers began co-operating and started creating larger settlements with irrigation systems. This new water infrastructure in turn required centralised administration with complex social organisation. However, there is archaeological evidence that shows similar successes with more egalitarian and decentralized complex societies. The first cities and systems of greater social organisation emerged in Mesopotamia, followed within a few centuries by ones at the Indus and Yellow River Valleys. In the cities, the workforce could specialise as the whole population did not have to work for food production, while stored food allowed for large armies to create empires. The first empires were those of Ancient Egypt and Mesopotamia. Smaller kingdoms existed in North China Plain, Indo-Gangetic Plain, Central Asia, Anatolia, Eastern Mediterranean, and Central America, while the rest of humanity continued to live in small tribes.
Middle East and the Mediterranean
The first states of sorts were those of early dynastic Sumer and early dynastic Egypt, which arose from the Uruk period and Predynastic Egypt respectively at approximately 3000BCE. Early dynastic Egypt was based around the Nile River in the north-east of Africa, the kingdom's boundaries being based around the Nile and stretching to areas where oases existed. Upper and Lower Egypt were unified around 3150 BCE by Pharaoh Menes. This process of consolidation was driven by the crowding of migrants from the expanding Sahara in the Nile Delta. Nevertheless, political competition continued within the country between centers of power such as Memphis and Thebes. The prevailing north-east trade winds made it easier to sail up the river, thereby helping the unification of the state. The geopolitical environment of the Egyptians had them surrounded by Nubia in the smaller southern oases of the Nile unreachable by boat, as well as by Libyan warlords operating from the oases around modern-day Benghazi, and finally by raiders across the Sinai and the sea. The country was well defended by natural barriers formed by the Sahara on both sides, though this also limited its ability to expand into a larger empire, mostly remaining a regional power along the Nile (except for a conquest of the Levant in the second millennium BCE). The lack of timber also made it too expensive to build a large navy for power projection across the Mediterranean or Red Seas.
Mesopotamian dominance
Mesopotamia is situated between the major rivers of Tigris and Euphrates, and the first political power in the region was the Akkadian Empire starting around 2300 BCE. They were preceded by Sumer, and later followed by Babylon, and Assyria. They faced competition from the mountainous areas to the north, strategically positioned above the Mesopotamian plains, with kingdoms such as Mitanni, Urartu, Elam, and Medes. The Mesopotamians also innovated in governance by writing the first laws.
A dry climate in the Iron Age caused turmoil as movements of people put pressure on the existing states resulting in the Late Bronze Age collapse, with Cimmerians, Arameans, Dorians, and the Sea Peoples migrating among others. Babylon never recovered following the death of Hammurabi in 1699 BCE. Following this, Assyria grew in power under Adad-nirari II. By the late ninth century BCE, the Assyrian Empire controlled almost all of Mesopotamia and much of the Levant and Anatolia. Meanwhile, Egypt was weakened, eventually breaking apart after the death of Osorkon II until 710 BCE. In 853, the Assyrians fought and won a battle against a coalition of Babylon, Egypt, Persia, Israel, Aram, and ten other nations, with over 60,000 troops taking part according to contemporary sources. However, the empire was weakened by internal struggles for power, and was plunged into a decade of turmoil beginning with a plague in 763 BCE. Following revolts by cities and lesser kingdoms against the empire, a coup d'état was staged in 745 by Tiglath-Pileser III. He raised the army from 44,000 to 72,000, followed by his successor Sennacherib who raised it to 208,000, and finally by Ashurbanipal who raised an army of over 300,000. This allowed the empire to spread over Cyprus, the entire Levant, Phrygia, Urartu, Cimmerians, Persia, Medes, Elam, and Babylon.
Persian dominance
By 650, Assyria had started declining as a severe drought hit the Middle East and an alliance was formed against them. Eventually they were replaced by the Median empire as the main power of the region following the Battle of Carchemish (605) and the Battle of the Eclipse (585). The Medians served as the launching pad for the rise of the Persian Empire. After first serving as vassals, under the third Persian king Cambyses I their influence rose, and in 553 they rose against the Medians. By the death of Cyrus the Great, the Persian Achaemenid Empire reached from Aegean Sea to Indus River and Caucasus to Nubia. The empire was divided into provinces ruled by satraps, who collected taxes and were typically local power brokers. The empire controlled about a third of the world's farm land and a quarter of its population. In 522, after King Cambyses II's death, Darius the Great took over power.
Greek dominance
As the population of Ancient Greece grew, they began a colonization of the Mediterranean region. This encouraged trade, which in turn caused political changes in the city-states with old elites being overthrown in Corinth in 657 and in Athens in 632, for example. There were many wars between the cities as well, including the Messenian Wars (743–742; 685–668), the Lelantine War (710–650), and the First Sacred War (595–585). In the seventh and sixth centuries, Corinth and Sparta were the dominant powers of Greece. The former was eventually supplanted by Athens as the main sea power, while Sparta remained the dominant land-force. In 499, in the Ionian Revolt Greek cities in Asia Minor rebelled against the Persian Empire but were crushed in the Battle of Lade. After this, the Persians invaded the Greek mainland in the Greco-Persian Wars (499–449).
The Macedonian King Philip II (350–336) conquered much of Greece. In 338, he formed the League of Corinth to liberate Greeks in Asia Minor from the Persians, with 10,000 troops invading in 336. After his murder, his son Alexander the Great took charge and crossed the Dardanelles in 334. After Asia Minor had been conquered, Alexander invaded Levant, Egypt, and Mesopotamia, defeating the Persians under Darius the Great in the Battle of Gaugamela in 331, and ending the last resistance by 328. After Alexander's death in Babylon in 323, the Macedonian Empire had no designated successor. This led to its division into four: the Antigonid dynasty in Macedonia, the Attalid dynasty in Anatolia, the Ptolemaic Kingdom in Egypt, and the Seleucid Empire over Mesopotamia.
Roman dominance
The Roman Republic became dominant in the Mediterranean Basin in the 3rd century BC after defeating the Samnites, the Gauls and the Etruscans for control of the Italian Peninsula. In 264, it challenged its main rival Carthage to a fight for Sicily, starting the Punic Wars. A truce was signed in 241, with Rome gaining Corsica and Sardinia in addition to Sicily. In 218, the Carthaginian Army general Hannibal marched out of Iberia towards Italy, crossing the Alps with his war elephants. After 15 years of fighting, the Roman republican army beat him and then sent troops against Carthage itself, defeating it in 202. The Second Punic War alone cost Rome 100,000 casualties. In 146, Carthage was finally destroyed completely at the end of the Third Punic War.
Rome suffered from various internal disturbances and instabilities. In 133, Tiberius Gracchus was killed alongside hundreds of supporters after trying to redistribute public land to the poor under the lex agraria. The Social War (91–88) was caused by neighbouring cities trying to secure themselves the benefits of Roman citizenship. In 82, general Sulla captured power violently, ending the Roman Republic and becoming a dictator. Following his death new power struggles emerged, and in Caesar's Civil War (49–46), Julius Caesar and Pompey fought over the empire, with the former winning. After the assassination of Julius Caesar in 44, a second civil war broke out between his potential heirs, Mark Antony and Augustus, the latter gaining the new title of Roman emperor. This then led to the Pax Romana, a long period of peace in the Roman Empire. The quarrels between the Ptolemaic Kingdom, the Seleucid Empire, the Parthian Empire and the Kingdom of Pontus in the Near East allowed the Romans to expand up to the Euphrates. During Augustus' reign the Rhine, Danube, and the Sahara became the other borders of the empire. The population reached about 60 million.
Political instability in Rome grew. Emperor Caligula (37–41) was murdered by the Praetorian Guard to replace him with Claudius (41–53), while his successor Nero (54–68) was rumored to have burned Rome down. The average reign from his death to Philip the Arab (244–249) was six years. Nevertheless, external expansion continued, with Trajan (98–117) invading Dacia, Parthia and Arabia. Its only formidable enemy was the Parthian Empire. Migrating peoples started exerting pressure on the borders of the empire in the Migration Period. The drying climate of Central Asia forced the Huns to move, and in 370 they crossed Don and soon after the Danube, forcing the Goths on the move, which in turn caused other Germanic tribes to overrun Roman borders. In 293, Diocletian (284–305) appointed three rulers for different parts of the empire. It was formally divided in 395 by Theodosius I (379–395) into the Western Roman and Byzantine Empires. In 406 the northern border of the former was overrun by the Alemanni, Vandals and Suebi. In 408 the Visigoths invaded Italy and then sacked Rome in 410. The final collapse of the Western Empire came in 476 with the deposal of Romulus Augustulus (475–476).
Indian subcontinent
Built around the Indus River, by 3300 BCE the Indus Valley civilization, located in modern-day India, Pakistan and Afghanistan, had formed. The civilization's boundaries extended to 600 km from the Arabian Sea. After its cities Mohenjo-daro and Harappa were abandoned around 1900 BCE, no political power is known to have replaced it.
States began to form in 12th century BCE with the formation of Kuru Kingdom which was first state level administration in Indian subcontinent. In 6th century BCE with the emergence of Mahajanapadas. Out of sixteen such states, four strong ones emerged: Kosala, Magadha, Vatsa, and Avanti, with Magadha dominating the rest by the mid-fifth century. The Magadha then transformed into the Nanda Empire under Mahapadma Nanda (345–321), extending from the Gangetic plains to the Hindu Kush and the Deccan Plateau. The empire was, however, overtaken by Chandragupta Maurya (324–298), turning it into the Maurya Empire. He defended against Alexander's invasion from the West and received control of the Hindu Kush mountain passes in a peace treaty signed in 303. By the time of his grandson Ashoka's rule, the empire stretched from Zagros Mountains to the Brahmaputra River. The empire contained a population of 50 to 60 million, governed by a system of provinces ruled by governor-princes, with a capital in Pataliputra.
After Ashoka's death, the empire had begun to decline, with Kashmir in the north, Shunga and Satavahana in the centre, and Kalinga as well as Pandya in the south becoming independent. In to this power vacuum, the Yuezhi were able to establish the new Kushan Empire in 30 CE. The Gupta Empire was founded by Chandragupta I (320–335), which in sixty years expanded from the Ganges to the Bay of Bengal and the Indus River following the downfall of the Kushan Empire. Gupta governance was similar to that of the Maurya. Following wars with the Hephthalites and other problems, the empire fell by 550.
China
In the North China Plain, the Yellow River allowed the rise of states such as Wei and Qi. This area was first unified by the Shang dynasty around 1600 BCE, and replaced by the Zhou dynasty in the Battle of Muye in 1046 BCE, with reportedly millions taking part in the fighting. The victors were however hit by internal unrest soon after. The main rivals of the Zhou were the Dongyi in Shandong, the Xianyun in Ordos, the Guifang in Shanxi, as well as the Chu in the middle reaches of the Yangtze.
Beginning in the eighth century BCE China, fell into chaos for five centuries during the Spring and Autumn (771–476) and Warring States periods (476–221). During the latter period, the Jin dynasty split into the Wei, Zhao and Han states, while the rest of the North China Plain was composed of the Chu, Qin, Qi and Yan states, while the Zhou remained in the centre with largely ceremonial power. While the Zhao had an advantage at first, the Qin ended up defeating them in 260 with about half a million soldiers fighting on each side at the Battle of Changping. The other states tried to form an alliance against the Qin but were defeated. In 221, the Qin dynasty was established with a population of about 40 million, with a capital of 350,000 in Linzi. Under the leadership of Qin Shi Huang, the dynasty initiated reforms such as establishing territorial administrative units, infrastructure projects (including the Great Wall of China) and uniform Chinese characters. However, after his death and burial with the Terracotta Army, the empire started falling apart when the Chu and Han started fighting over a power vacuum left by a weak heir, with the Han dynasty rising to power in 204 BCE.
Under the Han, the population of China rose to 50 million, with 400,000 in the capital Chang'an, and with territorial expansion to Korea, Vietnam and Tien Shan. Expeditions were also sent against the Xiongnu and to secure the Hexi Corridor, the Nanyue kingdom was annexed, and Hainan and Taiwan conquered. The Chinese pressure on the Xiongnu forced them towards the west, leading to the exodus of the Yuezhi, who in turn pillaged the capital of Bactria. This then led to their new Kushan Empire. The end of the Han dynasty in 220 CE came following internal upheavals, with its split into the Shu, Wu and Wei states. Following a brief unification under the Jin dynasty (266–420), China was divided again in 304 due to the rebellion of the Five Barbarians (304–316). Northern China and Sichuan were ruled by the Sixteen Kingdoms, while the Jin relocated south of the Yangtze River. By 439, the Xianbei-led Northern Wei unified the north while the Jin was usurped by the Liu Song, transitioning into the Northern and Southern dynasties period. China would be unified by the Sui dynasty in 589 CE.
Americas
The Olmecs were the first major Indigenous American culture, with some smaller ones such as the Chavín culture amongst mainly hunter-gatherers. The Olmecs were limited by the dense forests and the long rainy season of the Olmec heartland, as well as the lack of horses.
Post-classical era
Africa
The coast of East Africa contained a string of trading cities connected to kingdoms in the interior. The Horn of Africa was dominated by the Ethiopian Empire by the 13th and 14th centuries. South from it were the Swahili cities of Mogadishu, Mombasa, Zanzibar, Kilwa, and Sofala. By the 14th century, Kilwa had conquered most of the others. It also engaged in campaigns against the inland power of Great Zimbabwe. Great Zimbabwe was itself overtaken in trade by its rival, the Kingdom of Mutapa. Towards the north, the Empire of Kitara dominated the African Great Lakes in the fourteenth and fifteenth centuries. Towards the Atlantic coast, the Kingdom of Kongo was of regional importance around the same time. The Gulf of Guinea had the Kingdom of Benin. To the north, in the Sahel, there was a tripartite competition between the Mossi Kingdoms, the Songhai Empire, as well as the Mali Empire, with the latter declining in the fifteenth century.
Americas
The Tiwanaku Polity in western Bolivia based in the southern Lake Titicaca Basin. Its influence extended into present-day Peru and Chile and lasted from around 600 to 1000 AD. Chimor was the political grouping of the Chimú culture that ruled the northern coast of Peru beginning around 850 and ending around 1470. Chimor was the largest kingdom in the Late Intermediate period, encompassing of coastline. The Aymara kingdoms in turn were a group of native polities that flourished towards the Late Intermediate Period, after the fall of the Tiwanaku Empire, whose societies were geographically located in the Qullaw. They were developed between 1150 and 1477, before the kingdoms disappeared due to the military conquest of the Inca Empire.
Beginning around 250 AD, the Maya civilization develop many city-states linked by a complex trade network. In the Maya Lowlands two great rivals, the cities of Tikal and Calakmul, became powerful. The period also saw the intrusive intervention of the central Mexican city of Teotihuacan in Maya dynastic politics. In the 9th century, there was a widespread political collapse in the central Maya region, resulting in internecine warfare, the abandonment of cities, and a northward shift of population. The Postclassic period saw the rise of Chichen Itza in the north, and the expansion of the aggressive Kʼicheʼ kingdom in the Guatemalan Highlands. In the 16th century, the Spanish Empire colonised the Mesoamerican region, and a lengthy series of campaigns saw the fall of Nojpetén, the last Maya city, in 1697.
The Aztec Empire was formed as an alliance of three Nahua city-states: , , and . from the victorious factions of a civil war fought between the city of and its former tributary provinces. These three city-states ruled the area in and around the Valley of Mexico from 1428 until the combined forces of the Spanish and their native allies under defeated them in 1521. Despite the initial conception of the empire as an alliance of three self-governed city-states, quickly became dominant militarily. By the time the Spanish arrived in 1519, the lands of the Alliance were effectively ruled from , while the other partners in the alliance had taken subsidiary roles. The Tarascan state was the second-largest state in Mesoamerica at the time. It was founded in the early 14th century.
Asia
When China entered the Sui dynasty, the government changed and expanded in its borders as the many separate bureaucracies unified under one banner. This evolved into the Tang dynasty when Li Yuan took control of China in 626. By now, the Chinese borders had expanded from eastern China, up north into the Tang Empire. The Tang Empire fell apart in 907 and split into ten regional kingdoms and five dynasties with vague borders. Fifty-three years after the separation of the Tang Empire, China entered the Song dynasty under the rule of Chao K'uang, although the borders of this country expanded, they were never as large as those of the Tang dynasty and were constantly being redefined due to attacks from the neighboring Tartar (Mongol) people known as the Khitan tribes.
The Mongol Empire emerged from the unification of several nomadic tribes in the Mongol homeland under the leadership of Genghis Khan (–1227), whom a council proclaimed as the ruler of all Mongols in 1206. The empire grew rapidly under his rule and that of his descendants, who sent out invading armies in every direction. The vast transcontinental empire connected the East with the West, the Pacific to the Mediterranean, in an enforced Pax Mongolica, allowing the dissemination and exchange of trade, technologies, commodities and ideologies across Eurasia. The Mongol invasion halted China's economic development for over 150 years, decisively changing the balance of power in the Eastern Hemisphere.
The empire began to split due to wars over succession, as the grandchildren of Genghis Khan disputed whether the royal line should follow from his son and initial heir Ögedei or from one of his other sons, such as Tolui, Chagatai, or Jochi. The Toluids prevailed after a bloody purge of Ögedeid and Chagataid factions, but disputes continued among the descendants of Tolui. After Möngke Khan died (1259), rival kurultai councils simultaneously elected different successors, the brothers Ariq Böke and Kublai Khan, who fought each other in the Toluid Civil War (1260–1264) and also dealt with challenges from the descendants of other sons of Genghis. Kublai successfully took power, but civil war ensued as he sought unsuccessfully to regain control of the Chagatayid and Ögedeid families. By the time of Kublai's death in 1294 the Mongol Empire had fractured into four separate khanates or empires, each pursuing its own separate interests and objectives: the Golden Horde khanate in the northwest, the Chagatai Khanate in Central Asia, the Ilkhanate in the southwest, and the Yuan dynasty in the east, based in modern-day Beijing.
In 1304, the three western khanates briefly accepted the nominal suzerainty of the Yuan dynasty, but in 1368 the Han Chinese Ming dynasty took over the Mongol capital. The Genghisid rulers of the Yuan retreated to the Mongolian homeland and continued to rule there as the Northern Yuan dynasty. The Ming dynasty, the largest army in the world, with almost a million soldiers. It was therefore able to conduct military campaigns in Manchuria, Inner Mongolia, Yunnan, and Vietnam. Naval voyages were also sent, with the Ming treasure voyages reaching Africa. These also intervened militarily in Java, Sumatra, and Sri Lanka. The Ilkhanate disintegrated in the period 1335–1353. The Golden Horde had broken into competing khanates by the end of the 15th century and was defeated and thrown out of Russia in 1480 by the Grand Duchy of Moscow while the Chagatai Khanate lasted in one form or another until 1687.
Middle East and Europe
The Byzantine–Sasanian Wars of 572–591 and 602–628 produced the cumulative effects of a century of almost continuous conflict, leaving both empires crippled. When Kavadh II died only months after coming to the throne, the Sasanian Empire was plunged into several years of dynastic turmoil and civil war. The Sasanians were further weakened by economic decline, heavy taxation from Khosrau II's campaigns, religious unrest, and the increasing power of the provincial landholders. The Byzantine Empire was also severely affected, with its financial reserves exhausted by the war and the Balkans now largely in the hands of the Slavs. Additionally, Anatolia was devastated by repeated Persian invasions; the Empire's hold on its recently regained territories in the Caucasus, Syria, Mesopotamia, Palestine and Egypt was loosened by many years of Persian occupation. Neither empire was given any chance to recover, and according to George Liska, the "unnecessarily prolonged Byzantine–Persian conflict opened the way for Islam".
The Quraysh ruled the city of Mecca, and expelled their member Muhammad from it to the city of Medina in 622, from where he began spreading his new religion, Islam. In 631 Muhammad marched with 10,000 to Mecca and conquered it before dying the next year. His successors united most of Arabia in the Ridda wars (632–633) and then started the Muslim conquests of the Levant (634–641), Egypt (639–642) and Persia (633–651), the latter ending the Sasanian empire. In less than a decade after his death, the Islamic Rashidun Caliphate extended its reach from Atlas Mountains in the west to the Hindu Kush in the east. However, the First Fitna led to its replacement by the Umayyad Caliphate in 661, moving the centre of power to Damascus. At its height, the Umayaads ruled a third of the world's population. In 750, the Abbasid Caliphate replaced the Umayyads in the Abbasid Revolution. In 762, they moved the capital to Baghdad. The Emirate of Córdoba remained under Umayaad rule, while in 788 the Idrisid dynasty broke away in Morocco. The Fatimid Caliphate started taking over North Africa from 909 onwards, and the Buyid dynasty broke away in Persia and later Mesopotamia starting in the 930's.In 711, the Umayyad conquest of Hispania began, and in 717 they crossed the Pyrenees into the European Plain. They were met by the Merovingian dynasty, which had been established by Clovis I (481–511), which was in decline, leading Charles Martel to seize power and defeat the invasion force at the Battle of Tours in 732. His son Pepin the Short established the Carolingian dynasty in 751. Charlemagne (768–814) turned it into the Carolingian Empire, being crowned Emperor of the Romans in 800 by the Pope, with this forming the basis for the later Holy Roman Empire. Meanwhile, in Eastern Europe, Krum (795–814) expanded the Bulgarian Empire. The Treaty of Verdun divided Carolingian Empire into West, Middle and East Francia.
During the Viking Age (793–1066 AD), Norsemen known as Vikings undertook large-scale raiding, colonizing, conquest, and trading throughout Europe, and reached North America. Voyaging by sea from their homelands in Denmark, Norway and Sweden, the Norse people settled in the British Isles, Ireland, the Faroe Islands, Iceland, Greenland, Normandy, the Baltic coast, and along the Dnieper and Volga trade routes in eastern Europe, where they were also known as Varangians. They also briefly settled in Newfoundland, becoming the first Europeans to reach North America. The Vikings founded several kingdoms and earldoms in Europe: the kingdom of the Isles (Suðreyjar), Orkney (Norðreyjar), York (Jórvík) and the Danelaw (Danalǫg), Dublin (Dyflin), Normandy, and Kievan Rus' (Garðaríki). The Norse homelands were also unified into larger kingdoms during the Viking Age, and the short-lived North Sea Empire included large swathes of Scandinavia and Britain.
In 1095, Pope Urban II proclaimed the First Crusade at the Council of Clermont. He encouraged military support for Byzantine Emperor AlexiosI against the Seljuk Turks and an armed pilgrimage to Jerusalem. Across all social strata in western Europe there was an enthusiastic popular response. Volunteers took a public vow to join the crusade. Historians now debate the combination of their motivations, which included the prospect of mass ascension into Heaven at Jerusalem, satisfying feudal obligations, opportunities for renown, and economic and political advantage. Initial successes established four Crusader states in the Near East: the County of Edessa; the Principality of Antioch; the Kingdom of Jerusalem; and the County of Tripoli. The crusader presence remained in the region in some form until the city of Acre fell in 1291, leading to the rapid loss of all remaining territory in the Levant. After this, there were no further crusades to recover the Holy Land.
Following the end of the Carolingian Empire, the largest polities in Western Europe were the Holy Roman Empire, the Byzantine Empire, Kingdom of France, and the Kingdom of England. The Catholic Church also wielded tremendous power. In Eastern Europe, the Mongol invasion of Europe killed half the population 1237 to 1241. The resulting power vacuum helped the Teutonic Order, while the Kingdom of Poland and the Kingdom of Hungary became the main Catholic realms. Further east, the Kievan Rus' continued to prosper. The main power to the south meanwhile was the Byzantine Empire. However, by 1180, the Republic of Venice had changed the balance of maritime power in the Mediterranean. In the Greater Middle East, power was divided between the Seljuk Empire, the Fatimid Caliphate, the Buyid dynasty, and the Ghaznavids. No Islamic power was able to hold Egypt, the Levant, Mesopotamia, and Persia at the same time again. In 1258, the Mongol Siege of Baghdad pushed the Islamic world into disarray.
The Seljuk dynasty was founded by Osman I (1200–1323), leading to the Ottoman Empire. In 1345, the Ottomans entered Europe across the Dardanelles, conquering Thessaloniki in 1387, and advancing to Kosovo by 1389. The Fall of Constantinople followed in 1453. The Fall of Constantinople marked the end of the Byzantine Empire, and effectively the end of the Roman Empire, a state which dated back to 27 BC and lasted nearly 1,500 years. The conquest of Constantinople and the fall of the Byzantine Empire was a key event of the Late Middle Ages and is considered the end of the Medieval period.
Indian subcontinent
Indian politics revolved around the struggle between the Buddhist Pala Empire, the Hindu Gurjara-Pratihara dynasty, the Jainist Rashtrakuta dynasty, as well as the Islamic caliphate. The Pala Empire had risen around 750 in Bengal under Gopala I, while the Rashtrakutas had emerged around the same time in the Deccan Plateau and the southern coast under Dantidurga. The Pratiharas first united the Indo-Gangetic Plain under Nagabhata I (c. 730–760), who has defeated an Islamic invasion of northern India. The struggle between the four lasted for almost 200 years. By the ninth century, the Ghaznavids, a breakaway from the caliphate, arose after taking advantage of the others' internal weaknesses.
The Chola dynasty arose as the one of Asia's strongest trading powers before invading Sri Lanka at the end of the 900's. In 1025, they attacked rival commercial kingdom of Srivijaya in Southeast Asia. Their enemies in India included an alliance of Pandyan princes and the Chalukya dynasty. However, the Ghurid dynasty invaded the northern parts of the subcontinent 1175 to 1186, conquering much of them. In 1206, Qutb al-Din Aibak founded the Delhi Sultanate. By the 14th century, it controlled the Indo-Gangetic Plain and the Deccan Plateau. In the middle of the century, the latter saw the rise of the Vijayanagara Empire, which ruled much of southern India as a federation. The Sultanate and the Empire engaged in continuous warfare without either being able to defeat the other.
Early modern era
Americas
Beginning with the 1492 arrival of Christopher Columbus in the Caribbean and gaining control over more territory for over three centuries, the Spanish Empire would expand across the Caribbean Islands, half of South America, most of Central America and much of North America. The major empires of the American continents were defeated by much smaller Spanish forces. The Aztec Empire under Moctezuma II had 200,000 troops under its command, but was defeated by little over 600 conquistadors. The Inca Empire under Atahualpa with 60,000 soldiers was defeated by 168 Spaniards, meanwhile.
Following an earlier expedition to Yucatán led by Juan de Grijalva in 1518, Spanish conquistador Hernán Cortés led an expedition (entrada) to Mexico. Two years later, in 1519, Cortés and his retinue set sail for Mexico. Cortés made alliances with tributary city-states (altepetl) of the Aztec Empire as well as their political rivals, particularly the Tlaxcaltecs and Tetzcocans, a former partner in the Aztec Triple Alliance. Other city-states also joined, including Cempoala and Huejotzingo and polities bordering Lake Texcoco, the inland lake system of the Valley of Mexico. The Spanish campaign against the Aztec Empire had its final victory on 13 August 1521, when a coalition army of Spanish forces and native Tlaxcalan warriors led by Cortés and Xicotencatl the Younger captured the emperor Cuauhtémoc and Tenochtitlan, the capital of the Aztec Empire. The fall of Tenochtitlan marks the beginning of Spanish rule in central Mexico, and they established their capital of Mexico City on the ruins of Tenochtitlan.
After years of preliminary exploration and military skirmishes, 168 Spanish soldiers under conquistador Francisco Pizarro, his brothers, and their indigenous allies captured the Sapa Inca Atahualpa in the 1532 Battle of Cajamarca. It was the first step in a long campaign that took decades of fighting but ended in Spanish victory in 1572 and colonization of the region as the Viceroyalty of Peru.
The Spanish conquest of the Muisca took place from 1537 to 1540. Meanwhile, the Calchaquí Wars were a series of military conflicts between the Diaguita Confederation and the Spanish Empire in the 1560–1667 period. After many initial Spanish successes in the Arauco War against the Mapuche, the Battle of Curalaba in 1598 and the following destruction of the Seven Cities marked a turning point in the war leading to the establishment of a clear frontier between the Spanish domains and the land of the independent Mapuche.
Asia
Gunpowder empires
The gunpowder empires were the Ottoman, Safavid, and Mughal empires as they flourished from the 16th century to the 18th century. These three empires were among the strongest and most stable economies of the early modern period, leading to commercial expansion, and greater patronage of culture, while their political and legal institutions were consolidated with an increasing degree of centralisation. The empires underwent a significant increase in per capita income and population, and a sustained pace of technological innovation. They stretched from Central Europe and North Africa in the west to between today's modern Bangladesh and Myanmar in the east.
Under Sultan Selim I (1512–1520), the Ottomans defeated the Safavids in the Battle of Chaldiran (1514). His successor, Suleiman the Magnificent (1520–1566), the Ottoman Empire marked the peak of its power and prosperity as well as the highest development of its government, social, and economic systems. Already controlling the Balkans, it was able to invade Hungary and win in the Battle of Mohács (1526). However, further advancement failed after the Siege of Vienna (1529). Following naval victories in the Battle of Preveza (1538) and the Battle of Djerba (1560), the Ottomans also emerged as the dominant maritime power in the Mediterranean. A sailing voyage even reached the Aceh Sultanate in 1565. At the beginning of the 17th century, the empire contained 32 provinces and numerous vassal states. Some of these were later absorbed into the Ottoman Empire, while others were granted various types of autonomy over the course of centuries.
However, the Ottomans began to face many challenges. The failure to conquer the Safavid Empire forced it to keep forces in the east, while the expansion of the Russian Empire put pressure on the Black Sea territories. Meanwhile, Western powers began to overtake their maritime capabilities, with the Battle of Lepanto (1571) being a turning point. In 1683, the Battle of Vienna halted an Ottoman invasion again, with the Christian Holy League driving the Empire back into the Balkans. Despite the Venetian reconquest of Morea (Peloponnese) in the 1680s and it was recovered in 1715, while the island of Corfu under Venetian rule remained the only Greek island not conquered by the Ottomans. The Ottoman Empire still remained the largest power in the Mediterranean and the Middle East.
The Safavid dynasty ruled Persia from 1501 to 1722 (experiencing a brief restoration from 1729 to 1736). It ruled from the Black Sea to the Hindu Kush, with more than 50 million inhabitants. Originating from Caucasian warriors called the Qizilbash, they conquered Armenia in 1501, most of Persia by 1504, parts of Uzbekistan in 1511, and unsuccessfully fighting over Caucasus and Mesopotamia until 1555. However, Baghdad was recaptured in 1623. The expansion of Russia in the north eventually started to pose a threat. The Empire was finally defeated by and divided between the Ottomans and the Russians in 1722–23.
The Mughal Empire, was an empire in South Asia. For some two centuries, the empire stretched from the outer fringes of the Indus basin in the west, northern Afghanistan in the northwest, and Kashmir in the north, to the highlands of present-day Assam and Bangladesh in the east, and the uplands of the Deccan plateau in South India. In 1505, Central Asian invaders had entered the Indo-Gangetic Plain and established the Empire under Akbar (1556–1605). The neglect of northern defences allowed the Persians under Nader Shah to invade in 1739, with the capital Delhi sacked.
East Asia
Under the Ming dynasty (1368–1644), China's population and economy grew. While the Portuguese Empire was at first successfully kept out, Japanese pirates began to attack the coast, forcing co-operation with the Portuguese who established a trading settlement at Macau in 1554. Northern Mongol and Jurchen people established a coalition to invade the country, reaching Beijing in 1550. In 1592, the Japanese invaded Korea, while rebellions emerged in China.
Europe
In 1700, Charles II of Spain died, naming Phillip of Anjou, Louis XIV's grandson, his heir. Charles' decision was not well met by the British, who believed that Louis would use the opportunity to ally France and Spain and attempt to take over Europe. Britain formed the Grand Alliance with Holland, Austria and a majority of the German states and declared war against Spain in 1702. The War of the Spanish Succession lasted 11 years, and ended when the Treaty of Utrecht was signed in 1714.
Less than 50 years later, in 1740, war broke out again, sparked by the invasion of Silesia, part of Austria, by King Frederick the Great of Prussia. The British Empire, the Dutch Republic, and the Kingdom of Hungary supported Maria Theresa. Over the next eight years, these and other states participated in the War of the Austrian Succession, until a treaty was signed, allowing Prussia to keep Silesia. The Seven Years' War began when Theresa dissolved her alliance with Britain and allied with France and Russia. In 1763, Britain won the war, claiming Canada and land east of the Mississippi. Prussia also kept Silesia.
Oceania
Interest in the geography of the Southern Hemisphere began to increase in the 18th century. In 1642, Dutch navigator Abel Tasman was commissioned to explore the Southern Hemisphere; during his voyages, Tasman discovered the island of Van Diemen's Land, which was later named Tasmania, the Australian coast, and New Zealand in 1644. Captain James Cook was commissioned in 1768 to observe a solar eclipse in Tahiti and sailed into Stingray Harbor on Australia's east coast in 1770, claiming the land for the British Crown. Settlements in Australia began in 1788 when Britain began to utilize the country for the deportation of convicts, with the first free settles arriving in 1793. Likewise New Zealand became a home for hunters seeking whales and seals in the 1790s with later non-commercial settlements by the Scottish in the 1820s and 1830s.
Modern era
Revolutionary waves
The Atlantic Revolutions were a revolutionary wave in the late eighteenth and early nineteenth centuries. It took place in both the Americas and Europe. Following the Age of Enlightenment, ideas critical of absolutist monarchies began to spread, spreading liberalism. The first of these was the Corsican Revolution (1755–1769), which led to the first modern constitution and lead to female suffrage, inspired by the thought of Jean-Jacques Rousseau. In the American Revolution (1765–1783), American colonies of the British Empire rose against taxation without representation and declared that all men are created equal. Other revolutions included the Geneva Revolution of 1782, Revolt of Dutch Patriots (1785), Liège Revolution (1789–1795), Brabant Revolution (1790), Haitian Revolution (1791–1804), Batavian Revolution (1795), Slave revolt in Curaçao (1795), Fédon's rebellion (1796), Scottish Rebellion (1797), Irish Rebellion (1798), Helvetic Revolution (1798), and Altamuran Revolution (1799), 1811 German Coast uprising (1811), and the Norwegian War of Independence (1814). There were smaller upheavals in Switzerland, Russia, and Brazil. The revolutionaries in each country knew of the others and to some degree were inspired by or emulated them.
The French Revolutionary Wars were a series of sweeping military conflicts lasting from 1792 until 1802 and resulting from the French Revolution. They pitted France against Great Britain, the Holy Roman Empire, Prussia, Russia, and several other monarchies. They are divided in two periods: the War of the First Coalition (1792–97) and the War of the Second Coalition (1798–1802). Initially confined to Europe, the fighting gradually assumed a global dimension. After a decade of constant warfare and aggressive diplomacy, France had conquered territories in the Italian Peninsula, the Low Countries and the Rhineland in Europe and was retroceded Louisiana in North America. French success in these conflicts ensured the spread of revolutionary principles over much of Europe.
The Coup of 18 Brumaire brought General Napoleon Bonaparte to power as First Consul of France and in the view of most historians ended the French Revolution. The Napoleonic Wars (1803–1815) were a series of major conflicts pitting the French Empire and its allies, led by Napoleon I, against a fluctuating array of European powers formed into various coalitions. It produced a brief period of French domination over most of continental Europe. The wars stemmed from the unresolved disputes associated with the French Revolution and its resultant conflict. The wars are often categorised into five conflicts, each termed after the coalition that fought Napoleon: the Third Coalition (1805), the Fourth (1806–07), the Fifth (1809), the Sixth (1813–14), and the Seventh (1815).
The Peninsular War with France, which resulted from the Napoleonic occupation of Spain, caused Spanish Creoles in Spanish America to question their allegiance to Spain, stoking independence movements that culminated in various Spanish American wars of independence (1808–33), which were primarily fought between opposing groups of colonists and only secondarily against Spanish forces. At the same time, the Portuguese monarchy relocated to Brazil during Portugal's French occupation. After the royal court returned to Lisbon, the prince regent, Pedro, remained in Brazil and in 1822 successfully declared himself emperor of a newly independent Brazilian Empire.
Revolutions during the 1820s included the Carbonari in Italy, the Trienio Liberal in Spain, the Liberal Revolution of 1820 in the Kingdom of Portugal, the Greek War of Independence, and the Decembrist revolt in the Russian Empire. Followed by these, the Revolutions of 1830 were an included the Belgian Revolution in the United Kingdom of the Netherlands, the July Revolution in France, the November Uprising in the Congress Poland, and the Ustertag in Switzerland. The Revolutions of 1848 in turn were the most widespread revolutionary wave in European history. They included the March Revolution, French Revolution, German revolutions, the Revolutions in the Italian states, Greater Poland uprising, March Unrest, Revolutions in the Austrian Empire, Praieira revolt, Revolution in Luxembourg, Moldavian Revolution, Wallachian Revolution, Chartism, and the Young Ireland rebellion.
Great power competition
Inspired by the rebellions in the 1820s and 1830s against the outcome of the Congress of Vienna, the Italian unification process was precipitated by the revolutions of 1848. It reached completion in 1871, when the Papal States were captured and Rome was officially designated the capital of the Kingdom of Italy. After the Franco-Prussian War of 1870–71, Prussia, under Otto von Bismarck, brought together almost all the German states (excluding the Austrian Empire, Luxembourg, and Liechtenstein) into a new German Empire. Bismarck's new empire became the most powerful state in Continental Europe until 1914. Meanwhile, Britain had entered an era of "splendid isolation", avoiding entanglements that had led it into the Crimean War in 1854–1856. It concentrated on internal industrial development and political reform, and building up its great international holdings, the British Empire, while maintaining by far the world's strongest Navy to protect its island home and its many overseas possessions.
The Berlin Conference of 1884, which regulated European colonization and trade in Africa, is usually accepted as the beginning of the Scramble for Africa. In the last quarter of the 19th century, there were considerable political rivalries among the empires of the European continent, leading to the African continent being partitioned without wars between European nations. As late as the 1870s, Europeans controlled approximately 10% of the African continent, with all their territories located near the coasts. The most important holdings were Angola and Mozambique, held by Portugal; the Cape Colony, held by Great Britain; and Algeria, held by France. By 1914, only Ethiopia and Liberia remained independent of European control, with the latter having strong connections to the United States.
In the Spanish–American War of 1898, the United States intervened in the Cuban War of Independence, leading it to emerge as the predominant power in the Caribbean region, and resulting in U.S. acquisition of Spain's Pacific possessions. It also led to United States involvement in the Philippine Revolution and later to the Philippine–American War. The Banana Wars were a series of conflicts that consisted of military occupation, police action, and intervention by the United States in Central America and the Caribbean following the end of the Spanish–American War in 1898, after which the United States proceeded to conduct military interventions in Cuba, Panama, Nicaragua, Mexico, Haiti, and the Dominican Republic.
World wars
World War I and aftermath
World War I saw the continent of Europe split into two major opposing alliances; the Allied Powers, primarily composed of the United Kingdom of Great Britain and Ireland, the United States, France, the Russian Empire, Italy, Japan, Portugal, and the many aforementioned Balkan States such as the Kingdom of Serbia and Montenegro; and the Central Powers, primarily composed of the German Empire, the Austro-Hungarian Empire, the Ottoman Empire and Bulgaria. Though Serbia was defeated in the Serbian Campaign of 1915, and Romania joined the Allied Powers in 1916, only to be defeated in 1917, none of the great powers were knocked out of the war until 1918. The 1917 February Revolution in Russia replaced the Russian Empire with the Provisional Government, but continuing discontent with the cost of the war led to the October Revolution, the creation of the Soviet Socialist Republic, and the signing of the Treaty of Brest-Litovsk by the new government in March 1918, ending Russia's involvement in the war. One by one, the Central Powers quit: first Bulgaria (September 29), then the Ottoman Empire (October 31) and the Austro-Hungarian Empire (November 3). With its allies defeated, revolution at home, and the military no longer willing to fight, Kaiser Wilhelm abdicated on 9November and Germany signed an armistice on 11 November 1918, ending the war.
The partitioning of the Ottoman Empire after the war led to the domination of the Middle East by Western powers such as Britain and France, and saw the creation of the modern Arab world and the Republic of Turkey. The League of Nations mandate granted the French Mandate for Syria and the Lebanon, the British Mandate for Mesopotamia (later Iraq) and the British Mandate for Palestine, later divided into Mandatory Palestine and the Emirate of Transjordan (1921–1946). The Ottoman Empire's possessions in the Arabian Peninsula became the Kingdom of Hejaz, which the Sultanate of Nejd (today Saudi Arabia) was allowed to annex, and the Mutawakkilite Kingdom of Yemen. The Empire's possessions on the western shores of the Persian Gulf were variously annexed by Saudi Arabia (al-Ahsa and Qatif), or remained British protectorates (Kuwait, Bahrain, and Qatar) and became the Arab States of the Persian Gulf.
The Revolutions of 1917–1923 included political unrest and revolts around the world inspired by the success of the Russian Revolution and the disorder created by the aftermath of World War I. In war-torn Imperial Russia, the liberal February Revolution toppled the monarchy. A period of instability followed, and the Bolsheviks seized power during the October Revolution. In response to the emerging Soviet Union, anticommunist forces from a broad assortment of ideological factions fought against the Bolsheviks, particularly by the counter-revolutionary White movement and the peasant Green armies, the various nationalist movements in Ukraine after the Russian Revolution and other would-be new states like those in Soviet Transcaucasia and Soviet Central Asia, the anarchist-inspired Third Russian Revolution and the Tambov Rebellion. The Leninist victories also inspired a surge by world communism: the larger German Revolution and its offspring, like the Bavarian Soviet Republic, the neighbouring Hungarian Revolution, and the Biennio Rosso in Italy, in addition to various smaller uprisings, protests and strikes, all of which proved abortive. The Bolsheviks sought to coordinate this new wave of revolution in the Soviet-led Comintern.
The rise of fascism
The conditions of economic hardship caused by the Great Depression brought about an international surge of social unrest. In Germany, it contributed to the rise of the National Socialist German Workers' Party, which resulted in the demise of the Weimar Republic and the establishment of the fascist regime, Nazi Germany, under the leadership of Adolf Hitler. Fascist movements grew in strength elsewhere in Europe. Hungarian fascist Gyula Gömbös rose to power as Prime Minister of Hungary in 1932 and attempted to entrench his Party of National Unity throughout the country. The fascist Iron Guard movement in Romania soared in political support after 1933, gaining representation in the Romanian government, and an Iron Guard member assassinated Romanian prime minister Ion Duca. During the 6 February 1934 crisis, France faced the greatest domestic political turmoil since the Dreyfus Affair when the fascist Francist Movement and multiple far-right movements rioted en masse in Paris against the French government resulting in major political violence.
In the Americas, the Brazilian Integralists led by Plínio Salgado claimed as many as 200,000 members although following coup attempts it faced a crackdown from the Estado Novo of Getúlio Vargas in 1937. In the 1930s, the National Socialist Movement of Chile gained seats in Chile's parliament and attempted a coup d'état that resulted in the Seguro Obrero massacre of 1938.
World War II
World War II is generally considered to have begun on 1 September 1939, when Nazi Germany, under Adolf Hitler, invaded Poland. The United Kingdom and France subsequently declared war on Germany on the 3rd. Under the Molotov–Ribbentrop Pact of August 1939, Germany and the Soviet Union had partitioned Poland and marked out their "spheres of influence" across Finland, Romania and the Baltic states. From late 1939 to early 1941, in a series of campaigns and treaties, Germany conquered or controlled much of continental Europe, and formed the Axis alliance with Italy and Japan (along with other countries later on). Following the onset of campaigns in North Africa and East Africa, and the fall of France in mid-1940, the war continued primarily between the European Axis powers and the British Empire, with war in the Balkans, the aerial Battle of Britain, the Blitz of the UK, and the Battle of the Atlantic. On 22 June 1941, Germany led the European Axis powers in an invasion of the Soviet Union, opening the Eastern Front, the largest land theatre of war in history and trapping the Axis powers, crucially the German Wehrmacht, in a war of attrition.
Japan, which aimed to dominate Asia and the Pacific, was at war with the Republic of China by 1937. In December 1941, Japan attacked American and British territories with near-simultaneous offensives against Southeast Asia and the Central Pacific, including an attack on the US fleet at Pearl Harbor which forced the US to declare war against Japan; the European Axis powers declared war on the US in solidarity. Japan soon captured much of the western Pacific, but its advances were halted in 1942 after losing the critical Battle of Midway; later, Germany and Italy were defeated in North Africa and at the Battle of Stalingrad in the Soviet Union. Key setbacks in 1943—including a series of German defeats on the Eastern Front, the Allied invasions of Sicily and the Italian mainland, and Allied offensives in the Pacific—cost the Axis powers their initiative and forced it into strategic retreat on all fronts. In 1944, the Western Allies invaded German-occupied France, while the Soviet Union regained its territorial losses and turned towards Germany and its allies. During 1944 and 1945, Japan suffered reversals in mainland Asia, while the Allies crippled the Japanese Navy and captured key western Pacific islands.
The war in Europe concluded with the liberation of German-occupied territories, and the invasion of Germany by the Western Allies and the Soviet Union, culminating in the fall of Berlin to Soviet troops, Hitler's suicide and the German unconditional surrender on 8 May 1945. Following the Potsdam Declaration by the Allies on 26 July 1945 and the refusal of Japan to surrender on its terms, the United States dropped the first atomic bombs on the Japanese cities of Hiroshima, on 6 August, and Nagasaki, on 9 August. Faced with an imminent invasion of the Japanese archipelago, the possibility of additional atomic bombings, and the Soviet entry into the war against Japan and its invasion of Manchuria, Japan announced its intention to surrender on 15 August, then signed the surrender document on 2 September 1945, cementing total victory in Asia for the Allies.
World War II changed the political alignment and social structure of the globe. The United Nations (UN) was established to foster international co-operation and prevent future conflicts, and the victorious great powers—China, France, the Soviet Union, the United Kingdom, and the United States—became the permanent members of its Security Council. The Soviet Union and the United States emerged as rival superpowers, setting the stage for the nearly half-century-long Cold War. In the wake of European devastation, the influence of its great powers waned, triggering the decolonisation of Africa and Asia. Most countries whose industries had been damaged moved towards economic recovery and expansion. Political integration, especially in Europe, began as an effort to forestall future hostilities, end pre-war enmities and forge a sense of common identity.
Cold War
The Cold War was a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc, which began following World War II. The Western Bloc was led by the United States as well as the other First World nations of the Western Bloc that were generally liberal democratic but tied to a network of the authoritarian states, most of which were their former colonies. The Eastern Bloc was led by the Soviet Union and its Communist Party, which had an influence across the Second World. The US government supported right-wing governments and uprisings across the world, while the Soviet government funded communist parties and revolutions around the world. As nearly all the colonial states achieved independence in the period 1945–1960, they became Third World battlefields in the Cold War.
Early Cold War and decolonization
The first phase of the Cold War began shortly after the end of the Second World War in 1945. The United States and its allies created the NATO military alliance in 1949 in the apprehension of a Soviet attack and termed their global policy against Soviet influence containment. The Soviet Union formed the Warsaw Pact in 1955 in response to NATO. Major crises of this phase included the 1948–49 Berlin Blockade, the 1927–1949 Chinese Civil War, the 1950–1953 Korean War, the 1956 Hungarian Revolution, the 1956 Suez Crisis, the Berlin Crisis of 1961 and the 1962 Cuban Missile Crisis. The US and the USSR competed for influence in Latin America, the Middle East, and the decolonizing states of Africa and Asia.
Détente and the Third World
Following the Cuban Missile Crisis, a new phase began that saw the Sino-Soviet split between China and the Soviet Union complicate relations within the Communist sphere, while France, a Western Bloc state, began to demand greater autonomy of action. The USSR invaded Czechoslovakia to suppress the 1968 Prague Spring, while the US experienced internal turmoil from the civil rights movement and opposition to the Vietnam War. In the 1960s–70s, an international peace movement took root among citizens around the world. Movements against nuclear arms testing and for nuclear disarmament took place, with large anti-war protests. By the 1970s, both sides had started making allowances for peace and security, ushering in a period of détente that saw the Strategic Arms Limitation Talks and the US opening relations with the People's Republic of China as a strategic counterweight to the USSR. A number of self-proclaimed Marxist regimes were formed in the second half of the 1970s in the Third World, including Angola, Mozambique, Ethiopia, Cambodia, Afghanistan and Nicaragua.
End of the Cold War
Détente collapsed at the end of the decade with the beginning of the Soviet–Afghan War in 1979. The early 1980s was another period of elevated tension. The United States increased diplomatic, military, and economic pressures on the Soviet Union, at a time when it was already suffering from economic stagnation. In the mid-1980s, the new Soviet leader Mikhail Gorbachev introduced the liberalizing reforms of glasnost ("openness", c. 1985) and perestroika ("reorganization", 1987) and ended Soviet involvement in Afghanistan. Pressures for national sovereignty grew stronger in Eastern Europe, and Gorbachev refused to militarily support their governments any longer.
In 1989, the fall of the Iron Curtain after the Pan-European Picnic and a peaceful wave of revolutions (with the exception of Romania and Afghanistan) overthrew almost all communist governments of the Eastern Bloc. The Communist Party of the Soviet Union itself lost control in the Soviet Union and was banned following an abortive coup attempt in August 1991. This in turn led to the formal dissolution of the USSR in December 1991, the declaration of independence of its constituent republics and the collapse of communist governments across much of Africa and Asia. The United States was left as the world's only superpower.
Post-Cold War era
1990s
Following the collapse of the Soviet Union, many post-Soviet conflicts took place across its former territory. Secessionist movements fought against their new host governments in the First Nagorno-Karabakh War (1988–1994), Transnistria War(1990–1992), South Ossetia War (1991–1992), War in Abkhazia (1992–1993), and in the First Chechen War (1994–1996). Civil conflicts over power within the new states were fought in Georgia (1991–1993), in Tajikistan (1992–1997), and in Russia in 1993. Czechoslovakia broke apart peacefully in 1993, while the breakup of Yugoslavia starting in 1990 led to the bitter inter-ethnic Yugoslav Wars of the rest of the decade.
Following the end of the global competition between real socialism and market democracies, many Third Way politicians emerged. In the United States, a leading proponent of this was 42nd President Bill Clinton, who was in office from 1993 to 2001. In the United Kingdom, Third Way social-democratic proponent Tony Blair claimed that the socialism he advocated was different from traditional conceptions of socialism and said: "My kind of socialism is a set of values based around notions of social justice. [...] Socialism as a rigid form of economic determinism has ended, and rightly".
Following German reunification, European integration continued, led by Chancellor of Germany Helmut Kohl and President of France François Mitterrand. On 1 November 1993, the Maastricht Treaty became effective, creating the European Union with its pillar system, formalising European Political Cooperation as the Common Foreign and Security Policy and adding the new area of Justice and Home Affairs. On 1 January 1994 the European Economic Area (EEA) entered into force, allowing European Free Trade Association (EFTA) members Norway and Iceland to enter the Single European Market (created the previous year) without joining the Union. The Schengen Agreement later came into effect on 26 March 1995.
Between 7 April and 15 July 1994, during the Rwandan Civil War, the Rwandan genocide occurred. During this period of around 100 days, members of the Tutsi minority ethnic group, as well as some moderate Hutu and Twa, were killed by armed militias. The most widely accepted scholarly estimates are around 500,000 to 662,000 Tutsi deaths. The genocide had lasting and profound effects. In 1996, the RPF-led Rwandan government launched an offensive into Zaire (now the Democratic Republic of the Congo), home to exiled leaders of the former Rwandan government and many Hutu refugees, starting the First Congo War and killing an estimated 200,000 people. The subsequent Second Congo War began in August 1998, little more than a year after the First Congo War, and involved some of the same issues, with nine African countries and around twenty-five armed groups involved in the war.
Under Jiang Zemin's leadership, China experienced substantial economic growth with the continuation of market reforms, saw the return of Hong Kong from the United Kingdom in 1997 and Macau from Portugal in 1999 and improved its relations with the outside world, while the Communist Party maintained its tight control over the state. However, during the Third Taiwan Strait Crisis a series of missile tests conducted by the People's Republic of China in the waters surrounding Taiwan from 21 July 1995 to 23 March 1996, leading the U.S. government responding by staging the biggest display of American military might in Asia since the Vietnam War, while on May 7, 1999, during the NATO bombing of Yugoslavia, U.S. guided bombs hit the People's Republic of China embassy in the Belgrade district of New Belgrade, killing three Chinese journalists and outraging the Chinese public.
Atal Bihari Vajpayee, one of the co-founders of the Bharatiya Janata Party and a member of the Rashtriya Swayamsevak Sangh Hindu nationalist organisation, became the first Indian prime minister not of the Indian National Congress to serve a full term in office. During his tenure, on 28 May 1998, a few weeks after India's second nuclear test (Operation Shakti), Pakistan detonated five nuclear devices during operation Chagai-I, becoming the seventh country in the world to successfully develop and test nuclear weapons. The Kargil War was an armed conflict fought between India and Pakistan from May to July 1999 in the Kargil district of Jammu and Kashmir and elsewhere along the Line of Control (LoC). The 1999 Pakistani coup d'état was a bloodless coup initiated by General Pervez Musharraf, who overthrew the publicly elected Prime Minister Nawaz Sharif on 12 October 1999.
2000s
Following the September 11 attacks in 2001 by Al-Qaeda, the American-led intervention in Afghanistan led to the fall of the Taliban government in Afghanistan after the country had harboured the terrorists behind it. However, the US occupation of the country failed to quell the subsequent Taliban insurgency. During the Iraqi conflict, the 2003 invasion of Iraq by a United States-led coalition toppled the government of Saddam Hussein, but the conflict continued as an insurgency emerged to oppose the occupying forces and the post-invasion Iraqi government. The United States also conducted a series of military strikes on al-Qaeda militants in Yemen since the War on Terror began. The insurgency in Khyber Pakhtunkhwa began in 2004 when tensions rooted in the Pakistan Army's search for al-Qaeda fighters in the Waziristan area escalated into armed resistance, with Pakistan's actions presented as its contribution to the War on Terror.
Russia also engaged on its own, largely internally focused, counter-terrorism campaign during the Second Chechen War and the Insurgency in the North Caucasus. Rising to leadership during this time, Vladimir Putin's first tenure as president saw the Russian economy grew on average by seven percent per year, while Russia also experienced democratic backsliding and a shift to authoritarianism, characterised by endemic corruption,. Putin became during this time the second-longest serving contemporary European president after his close ally Alexander Lukashenko of Belarus. In other post-communist states, colour revolutions against the local elites took place, including the Federal Republic of Yugoslavia's Bulldozer Revolution (2000), Georgia's Rose Revolution (2003), Ukraine's Orange Revolution (2004), and Kyrgyzstan's Tulip Revolution (2005). The Russo-Georgian War place in August 2008 following a period of worsening relations between the two countries.
In the 2000s, there was an active movement towards further consolidation of the European Union, with the introduction of symbols and institutions usually reserved for sovereign states, such as citizenship, a common currency (used by 19 out of 27 members), a flag, an anthem and a motto (In Varietate Concordia, "United in Diversity"). An attempt to introduce a European Constitution was made in 2004, but it failed to be ratified; instead, the Treaty of Lisbon was signed in 2007 in order to salvage some of the reforms that had been envisaged in the constitution. The largest expansion of the European Union (EU), in terms of territory, number of states, and population took place on 1 May 2004 with the simultaneous accessions of Cyprus, the Czech Republic, Estonia, Hungary, Latvia, Lithuania, Malta, Poland, Slovakia, and Slovenia. Seven of these were part of the former Eastern Bloc. Part of the same wave of enlargement was also the accession of Bulgaria and Romania in 2007.
Hu Jintao was the paramount leader of China from 2004 to 2012. and the first leader of the Communist Party from a generation younger than the founders of the republic. Along with his colleague Premier Wen Jiabao, he presided over nearly a decade of consistent economic growth and development that cemented China as a major world power. Hu sought to improve socio-economic equality domestically through the Scientific Outlook on Development, which aimed to build a "Harmonious Socialist Society". Under his leadership, the authorities also cracked down on social disturbances, ethnic minority protests, and dissident figures which also led to many controversial events such as the unrest in Tibet and the passing of the Anti-Secession Law. In foreign policy, Hu advocated for "China's peaceful development", pursuing soft power in international relations and a corporate approach to diplomacy. Throughout Hu's tenure, China's influence in Africa, Latin America, and other developing regions increased.
In Latin America, the Pink tide was a political wave and perception of a turn towards left-wing governments in Latin American democracies moving away from the neoliberal economic model at the start of the 21st century. The ideology of such governments was variously described as post-neoliberalism or socialism of the 21st century. Leaders who have advocated for this form of socialism include Hugo Chávez of Venezuela, Néstor Kirchner of Argentina, Rafael Correa of Ecuador, Evo Morales of Bolivia and Luiz Inácio Lula da Silva of Brazil. Following its Bolivarian Revolution, Venezuela tried to export its ideology of Bolivarianism into other countries of the region, establishing and seating regional organisations such as ALBA, the Community of Latin American and Caribbean States, and Petrocaribe. Some pink tide governments have been varyingly characterized by some of its critics as being "anti-American" and populist, and, particularly in the case of Venezuela and Nicaragua, as authoritarian.
2010s
The Arab Spring was a series of anti-government protests, uprisings, and armed rebellions that spread across much of the Arab world in the early 2010s. It began in response to corruption and economic stagnation and was influenced by the Tunisian Revolution. From Tunisia, the protests then spread to five other countries: Libya, Egypt, Yemen, Syria, and Bahrain, where either the ruler was deposed (Zine El Abidine Ben Ali, Muammar Gaddafi, Hosni Mubarak, and Ali Abdullah Saleh) or major uprisings and social violence occurred including riots, civil wars, or insurgencies. Sustained street demonstrations also took place in Morocco, Iraq, Algeria, Lebanon, Jordan, Kuwait, Oman, and Sudan. The wave of initial revolutions and protests faded by mid-2012, as many Arab Spring demonstrations met with violent responses from authorities, as well as from pro-government militias, counter-demonstrators, and militaries. Large-scale conflicts resulted: the Syrian Civil War; the rise of ISIL, insurgency in Iraq and the following civil war; the Egyptian Crisis, coup, and subsequent unrest and insurgency; the Libyan Civil War; and the Yemeni Crisis and following civil war. Some referred to the succeeding conflicts as the Arab Winter. Among the effects of the conflicts were the 2015 European migrant crisis.
The handling of the European debt crisis led to the premature end of several European national governments and influenced the outcome of many elections. Following the early Greek legislative election, 2012 where the popularity of PASOK dropped from 42.5% in 2010 to as low as 7% in some polls in 2012, the term Pasokification was subsequently coined to describe the decline of centre-left social-democratic political parties in European and other Western countries during the 2010s, often accompanied by the rise of nationalist, left-wing and right-wing populist alternatives. In Europe, the share of votes for such parties was at its 70-year lowest in 2015. Populist and far-right political parties in turn proved very successful throughout Europe in the late-2010s. The 2017 French presidential election caused a radical shift in French politics, as the prevailing parties of The Republicans and Socialists failed to make it to the second round of voting, with far-right Marine Le Pen and political newcomer Emmanuel Macron instead facing each other.
On 22 February 2014, Ukrainian president Viktor Yanukovych was ousted from office as a result of the Euromaidan and the Revolution of Dignity, which broke out after his decision to reject the European Union–Ukraine Association Agreement and instead pursue closer ties with Russia and the Eurasian Economic Union. Shortly after Yanukovych's overthrow and exile to Russia, Ukraine's eastern and southern regions erupted with pro-Russia unrest. Simultaneously, unmarked Russian troops moved into Ukraine's Crimea and took control of strategic positions and infrastructure, including the Crimean Parliament on 27 February 2014, subsequently annexing the region. In April 2014, Russian separatists in eastern Ukraine proclaimed the establishment of the Donetsk People's Republic (in Ukraine's Donetsk Oblast) and the Luhansk People's Republic (in Ukraine's Luhansk Oblast) with direct Russian military involvement in the subsequent War in Donbas against Ukraine.
In the United Kingdom, as part of a campaign pledge to win votes from Eurosceptics, Conservative prime minister David Cameron promised to hold a referendum if his government was re-elected. His government subsequently held a referendum on continued EU membership in 2016, in which voters chose to leave the EU with 51.9 per cent of the vote share. This led to his resignation, his replacement by Theresa May, and four years of negotiations with the EU on the terms of departure and on future relations, completed under a Boris Johnson government, with government control remaining with the Conservative Party in this period. In the United States, Donald Trump won the 2016 United States presidential election as the Republican nominee against Democratic nominee Hillary Clinton. His political positions were described as populist, protectionist, isolationist, and nationalist.
In Asia, neo-nationalism spread successfully as well. Chinese Communist Party general secretary Xi Jinping's concept of "Chinese Dream" was described as an expression of new nationalism. It pride in the historic Chinese civilisation, embracing the teachings of Confucius and other ancient Chinese sages, and thus rejecting the anti-Confucius campaign of Party chairman Mao Zedong. Indian Prime Minister Narendra Modi assumed office in 2014 as a member of the Rashtriya Swayamsevak Sangh (RSS), a right-wing paramilitary organisation aligned with the Bharatiya Janata Party, which has also been said to advocate a neo-nationalist ideology. In Japan, The 63rd Prime Minister Shinzō Abe (in office from 2012 to 2020), a member of the right-wing organisation Nippon Kaigi, also promoted ideas of new nationalism. The Philippine President Rodrigo Duterte (assumed office in 2016) and his party PDP-Laban adopted Filipino nationalism as a platform as well.
The conservative wave emerged in the mid-2010s in Latin America as the influence of leftist governments declined in Argentina as the conservative liberal Mauricio Macri succeeded the Peronist Cristina Fernández de Kirchner in 2015; in Brazil, there was Dilma Rousseff's impeachment process that resulted in Rousseff's departure and the rise of her Vice President Michel Temer to power in 2016; in Peru the conservative economist Pedro Pablo Kuczynski succeeded Ollanta Humala; in Chile the conservative Sebastián Piñera succeeded the socialist Michelle Bachelet in 2018 just as it was in 2010; and in 2018 the far-right congressman Jair Bolsonaro became 38th President of Brazil. However, a series of violent protests against austerity measures and income inequality scattered throughout Latin America have also recently occurred including the 2019–20 Chilean protests, 2019–2020 Colombian protests, 2018–19 Haitian protests, 2019 Ecuadorian protests and the 2021 Colombian protests. A resurgence of the pink tide, however, was kicked off by Mexico in 2018 and Argentina in 2019.
2020s
In 2022, Russia invaded Ukraine and began several military and military-civilian administrations across captured regions. On March 2, Russia captured the city of Kherson, the capital of Kherson Oblast. After capturing the city, the Russian military began a military occupation of the city. On April 26, Russia unseated Mayor Ihor Kolykhaiev and replaced him with former KGB agent Oleksandr Kobets as the mayor of Kherson. Russia also appointed Vladimir Saldo the new regional administrator for Kherson Oblast.
In 2023, following the Hamas attack on Israel, Israel began a counter invasion of the Gaza Strip to unseat and remove Hamas from political power and military control of the Gaza Strip. Near the end of 2023, Israel captured the city of Beit Hanoun and removed Hamas from power in the city. However, a week later, the Israeli military withdrew from the city, allowing Hamas to regain control militarily and politically.
See also
Notes
References
World history | 0.796016 | 0.992897 | 0.790363 |
History of globalization | The historical origins of globalization (also known as historical globalization) are the subject of ongoing debate. Though many scholars situate the origins of globalization in the modern era (around the 19th century), others regard it as a phenomenon with a long history, dating back thousands of years (a concept known as archaic globalization). The period in the history of globalization roughly spanning the years between 1600 and 1800 is in turn known as the proto-globalization.
Divisions of time
Thomas L. Friedman divides the history of globalization into three periods: Globalization 1.0 (1492–1800), Globalization 2.0 (1800–2000) and Globalization 3.0 (2000–present). He states that Globalization 1.0 involved the globalization of countries, Globalization 2.0 involved the globalization of companies and Globalization 3.0 involves the globalization of individuals.
Klaus Schwab, founder and Executive Chairman of the World Economic Forum, Richard Baldwin and Philippe Martin have divided the history of globalization into four eras: Globalization 1.0 was before World War I, Globalization 2.0 was after World War II "when trade in goods was combined with complementary Globalization 3.0, for which other terms in use have included "New Globalization", hyperglobalization, the "global value chain revolution", and the period of offshoring, refers to a more recent period of change in global economic relationships, and Globalization 4.0 to current (2018 onwards) changes affecting services in particular.
Archaic globalization
Perhaps the extreme proponent of a deep historical origin for globalization was Andre Gunder Frank, an economist associated with dependency theory. Frank argued that a form of globalization has been in existence since the rise of trade links between Sumer and the Indus Valley civilization in the third millennium BC. Critics of this idea contend that it rests upon an over-broad definition of globalization.
Even as early as the Prehistoric period, the roots of modern globalization could be found. Territorial expansion by our ancestors to all five continents was a critical component in establishing globalization. The development of agriculture furthered globalization by converting the vast majority of the world's population into a settled lifestyle. However, globalization failed to accelerate due to lack of long-distance interaction and technology. The contemporary process of globalization likely occurred around the middle of the 19th century as increased capital and labor mobility coupled with decreased transport costs led to a smaller world.
An early form of globalized economics and culture, known as archaic globalization, existed during the Hellenistic Age, when commercialized urban centers were focused around the axis of Greek culture over a wide range that stretched from India to Spain, with such cities as Alexandria, Athens, and Antioch at its center. Trade was widespread during that period, and it is the first time the idea of a cosmopolitan culture (from Greek "Cosmopolis", meaning "world city") emerged. Others have perceived an early form of globalization in the trade links between the Roman Empire, the Parthian Empire, and the Han Dynasty. The increasing articulation of commercial links between these powers inspired the development of the Silk Road, which started in western China, reached the boundaries of the Parthian empire, and continued onwards towards Rome.
The Islamic Golden Age was also an important early stage of globalization, when Jewish and Muslim traders and explorers established a sustained economy across the Old World resulting in a globalization of crops, trade, knowledge and technology. Globally significant crops such as sugar and cotton became widely cultivated across the Muslim world in this period, while the necessity of learning Arabic and completing the Hajj created a cosmopolitan culture.
The advent of the Mongol Empire, though destabilizing to the commercial centers of the Middle East and China, greatly facilitated travel along the Silk Road. This permitted travelers and missionaries such as Marco Polo to journey successfully (and profitably) from one end of Eurasia to the other. The Pax Mongolica of the thirteenth century had several other notable globalizing effects. It witnessed the creation of the first international postal service, as well as the rapid transmission of epidemic diseases such as bubonic plague across the newly unified regions of Central Asia. These pre-modern phases of global or hemispheric exchange are sometimes known as archaic globalization. Up to the sixteenth century, however, even the largest systems of international exchange were limited to the Old World.
Proto-globalization
The phase is known as proto-globalization. It was characterized by the rise of maritime European empires, in the 15th, 16th and 17th centuries, first the Portuguese and Spanish Empires, and later the Dutch and British Empires. In the 17th century, globalization became also a private business phenomenon when chartered companies like British East India Company (founded in 1600), often described as the first multinational corporation, as well as the Dutch East India Company (founded in 1602) were established.
The Age of Discovery brought a broad change in globalization, being the first period in which Eurasia and Africa engaged in substantial cultural, material and biologic exchange with the New World. It began in the late 15th century, when the two Kingdoms of the Iberian Peninsula – Portugal and Castile – sent the first exploratory voyages around the Cape of Good Hope and to the Americas, "discovered" in 1492 by Christopher Columbus. Shortly before the turn of the 16th century, Portuguese started establishing trading posts (factories) from Africa to Asia and Brazil, to deal with the trade of local products like slaves, gold, spices and timber, introducing an international business center under a royal monopoly, the House of India.
Global integration continued with the European colonization of the Americas initiating the Columbian Exchange, the enormous widespread exchange of plants, animals, foods, human populations (including slaves), communicable diseases, and culture between the Eastern and Western hemispheres. It was one of the most significant global events concerning ecology, agriculture, and culture in history. New crops that had come from the Americas via the European seafarers in the 16th century significantly contributed to the world's population growth.
Modern globalization
The 19th century witnessed the advent of globalization approaching its modern form. Industrialization allowed cheap production of household items using economies of scale, while rapid population growth created sustained demand for commodities. Globalization in this period was decisively shaped by nineteenth-century imperialism. After the First and Second Opium Wars, which opened up China to foreign trade, and the completion of the British conquest of India, the vast populations of these regions became ready consumers of European exports. It was in this period that areas of sub-Saharan Africa and the Pacific islands were incorporated into the world system. Meanwhile, the conquest of parts of the globe, notably sub-Saharan Africa, by Europeans yielded valuable natural resources such as rubber, diamonds and coal and helped fuel trade and investment between the European imperial powers, their colonies, and the United States.
Between the globalization in the 19th and in the 20th there are significant differences. There are two main points on which the differences can be seen. One point is the global trade in this centuries as well as the capital, investment and the economy.
Global trade
The global trade in the 20th century shows a higher share of trade in merchant production, a growth of the trade in services and the rise of production and trade by multinational firms.
The production of merchant goods in the 20th century largely decreased from the levels seen in the 19th century. However, the amount of merchant goods that were produced for the merchandise trade grew.
The trade in services also grew more important in the 20th compared to the 19th century.
The last point that distinguishes the global trade in the 19th century compared to the global trade in the 20th century, is the extent of multinational cooperation. In the 20th century, you can see a "quantum leap" in multinational cooperation compared to the 19th century. Before the 20th century began, there were just Portfolio investment, but no trade-related or production-relation Direct investment.
Commercial integration has improved since last century, barriers that inhibit trade are lower and transport costs have decreased. Multinational trade contracts and agreements have been signed, like the General Agreement on Tariffs and Trade (GATT), North American Free Trade Agreement (NAFTA), the European Union (EU) has been hugely involved in eliminating tariffs between member states, and the World Trade Organization. From 1890 and up to World War I instability in trade was a problem, but in the post war period there has mostly been economic expansion which leads to stability. Nations have to take care of their own products; they have to make sure that foreign goods do not suffocate their domestic products causing unemployment and maybe social instability. Technological changes have caused lower transporting costs; it takes just a few hours to transport goods between continents to-day, instead of weeks or even months in the nineteenth century.
By consideration financial crisis one key difference is the monetary regime. In the 19th century it occurred under the fixed exchange rates of the gold standard. But in the 20th century it took place in a regime of managed flexibility. Furthermore, in the 19th century countries had developed effective lenders of last resort, but the same was not true at the periphery and countries there suffered the consequences. A century later there was a domestic safety net in most emerging countries so that banking panics were changed into situations where the debts of an insolvent banking system were taken over by the government. The recovery from banking crisis is another key difference. It has tended to begin earlier in the recent period than in the typical crisis episode a hundred years ago. In the 19th century there were no international rescue packages available to emerging economies. But in the recent period such rescues were a typical component of the financial landscape all over the world.
The flows information were an important downside in 19th century. Prior to the Transatlantic cable and the Radiotelephone, it used to take very long for information to go from one place to another. So this means that it was very difficult to analyze the information. For instance, it was not so easy to distinguish good and bad credits. Therefore, the information asymmetry played a very important role in international investments. The railway bonds serve as a great example.
There was also many contracting problems. It was very difficult for companies working overseas to manage their operations in other parts of the world, so this was clearly a big barrier to investment.
Several macroeconomic factors such as exchange risks and uncertain monetary policies were a big barrier for international investments as well.
The accounting standards in the U.S. were relatively underdeveloped in the 19th century. The British investors played a very important role in transferring their accounting practices to the new emerging markets.
Aftermath of World War I: collapse of globalization
The first phase of "modern globalization" began to break down at the beginning of the 20th century, with World War I. The European-dominated network were increasingly confronted with images and stories of 'others', thus, then took it upon themselves to take the role of world's guardians of universal law and morality. Racist and unequal practices became also part of their practices in search of materials and resources that from other regions of the world. The increase of world trade before beginning in 1850 right before World War I broke out in 1914 were incentives for bases of direct colonial rule in the global South. Since other European currencies were becoming quite largely circulated, the need to own resource bases became imperative. The novelist VM Yeates criticised the financial forces of globalization as a factor in creating World War I. Financial forces as a factor for creating World War 1 seem to be partly responsible. An example of this would be France's colonial rule over most of Africa during the 20th century. Before World War I broke out, there was no specific aims for the wars in Africa from the French, which left Africans in a “lost” state. Military potential of Africa was first to be emphasized unlike its economic potential...at least at first. France's interest in the military potential of French Africa took a while to be accepted. Africans in the French army were treated with feelings of inferiority from the French. As for the economic incentive for colonial rule came in 1917 when France's was faced with a crisis of food supply. This coming after the outbreak of the war which had left France without the ability to support itself agriculturally since France had a shortage of fertilizers and machinery in 1917.
Post-World War II: globalization resurgent
Globalization, since World War II, is partly the result of planning by politicians to break down borders hampering trade. Their work led to the Bretton Woods conference, an agreement by the world's leading politicians to lay down the framework for international commerce and finance, and the founding of several international institutions intended to oversee the processes of globalization. Globalization was also driven by the global expansion of multinational corporations based in the United States and Europe, and worldwide exchange of new developments in science, technology and products, with most significant inventions of this time having their origins in the Western world according to Encyclopædia Britannica. Worldwide export of western culture went through the new mass media: film, radio and television and recorded music. Development and growth of international transport and telecommunication played a decisive role in modern globalization.
These institutions include the International Bank for Reconstruction and Development (the World Bank), and the International Monetary Fund. Globalization has been facilitated by advances in technology which have reduced the costs of trade, and trade negotiation rounds, originally under the auspices of the General Agreement on Tariffs and Trade (GATT), which led to a series of agreements to remove restrictions on free trade.
Since World War II, barriers to international trade have been considerably lowered through international agreements – GATT. Particular initiatives carried out as a result of GATT and the World Trade Organization (WTO), for which GATT is the foundation, have included:
Promotion of free trade:
Elimination of tariffs; creation of free trade zones with small or no tariffs
Reduced transportation costs, especially resulting from development of containerization for ocean shipping.
Reduction or elimination of capital controls
Reduction, elimination, or harmonization of subsidies for local businesses
Creation of subsidies for global corporations
Harmonization of intellectual property laws across the majority of states, with more restrictions
Supranational recognition of intellectual property restrictions (e.g. patents granted by China would be recognized in the United States)
Cultural globalization, driven by communication technology and the worldwide marketing of Western cultural industries, was understood at first as a process of homogenization, as the global domination of American culture at the expense of traditional diversity. However, a contrasting trend soon became evident in the emergence of movements protesting against globalization and giving new momentum to the defense of local uniqueness, individuality, and identity.
The Uruguay Round (1986 to 1994) led to a treaty to create the WTO to mediate trade disputes and set up a uniform platform of trading. Other bilateral and multilateral trade agreements, including sections of Europe's Maastricht Treaty and the North American Free Trade Agreement (NAFTA) have also been signed in pursuit of the goal of reducing tariffs and barriers to trade.
World exports rose from 8.5% in 1970, to 16.2% of total gross world product in 2001.
In the 1990s, the growth of low cost communication networks allowed work done using a computer to be moved to low wage locations for many job types. This included accounting, software development, and engineering design. In late 2000s, much of the industrialized world entered into a deep recession. Some analysts said in 2009 the world was going through a period of deglobalization after years of increasing economic integration. China has become the world's largest exporter surpassing Germany.
Criticism
Some authors have argued that stretching the beginning of globalization far back in time renders the concept wholly inoperative and useless for political analysis.
See also
History of capitalism
Human history
Military globalization
International relations since 1989
References
External links
History of Globalization at Library of Congress
[http://www.sas.upenn.edu/~dludden/global1.htm A Quick Guide to the World History of Globalisation warming | 0.794762 | 0.99443 | 0.790335 |
Great Divergence | The Great Divergence or European miracle is the socioeconomic shift in which the Western world (i.e. Western Europe and the parts of the New World where its people became the dominant populations) overcame pre-modern growth constraints and emerged during the 19th century as the most powerful and wealthy world civilizations, eclipsing previously dominant or comparable civilizations from the Middle East and Asia such as Qing China, Mughal India, the Ottoman Empire, Safavid Iran, and Tokugawa Japan, among others.
Scholars have proposed a wide variety of theories to explain why the Great Divergence happened, including geography, culture, intelligence, institutions, colonialism, resources, and pure chance. There is disagreement over the nomenclature of the "great" divergence, as a clear point of beginning of a divergence is traditionally held to be the 16th or even the 15th century, with the Commercial Revolution and the origins of mercantilism and capitalism during the Renaissance and the Age of Discovery, the rise of the European colonial empires, proto-globalization, the Scientific Revolution, or the Age of Enlightenment. Yet the largest jump in the divergence happened in the late 18th and 19th centuries with the Industrial Revolution and Technological Revolution. For this reason, the "California school" considers only this to be the great divergence.
Technological advances, in areas such as transportation, mining, and agriculture, were embraced to a higher degree in western Eurasia than the east during the Great Divergence. Technology led to increased industrialization and economic complexity in the areas of agriculture, trade, fuel, and resources, further separating east and west. Western Europe's use of coal as an energy substitute for wood in the mid-19th century gave it a major head start in modern energy production. In the twentieth century, the Great Divergence peaked before the First World War and continued until the early 1970s; then, after two decades of indeterminate fluctuations, in the late 1980s it was replaced by the Great Convergence as the majority of developing countries reached economic growth rates significantly higher than those in most developed countries.
Terminology and definition
The term "Great Divergence" was coined by Samuel P. Huntington in 1996 and used by Kenneth Pomeranz in his book The Great Divergence: China, Europe, and the Making of the Modern World Economy (2000). The same phenomenon was discussed by Eric Jones, whose 1981 book The European Miracle: Environments, Economies and Geopolitics in the History of Europe and Asia popularized the alternate term "European Miracle". Broadly, both terms signify a socioeconomic shift in which European countries advanced ahead of others during the modern period.
The timing of the Great Divergence is in dispute among historians. The traditional dating is as early as the 16th (or even 15th) century, with scholars arguing that Europe had been on a trajectory of higher growth since that date. Pomeranz and others of the California school argue that the period of most rapid divergence was during the 19th century. Citing nutrition data and chronic European trade deficits as evidence, these scholars argue that before that date the most developed parts of Asia, in terms of grain wage had comparable economic development to Europe, especially Qing China in the Yangzi Delta and South Asia in the Bengal Subah. Economic Historian Prasannan Parthasarathi argued that wages in parts of South India, particularly Mysore, could be on par with Britain, but evidence is scattered and more research is needed to draw any conclusion.
Some argue that the cultural factors behind the divergence can be traced to earlier periods and institutions such as the Renaissance and the Chinese imperial examination system. Broadberry asserts that in terms of Silver wage even the richest areas of Asia were behind Western Europe as early as the 16th century. He cites statistics comparing England to the Yangzi Delta (the most developed part of China by a good margin) showing that by 1600 the former had three times the latter's average wages when measured in silver, 15% greater wages when measured in wheat equivalent (the latter being used as a proxy for buying power of basic subsistence goods and the former as a proxy for buying power of craft goods, especially traded ones), and higher urbanization. England's silver wages were also five times higher than those of India in the late 16th century, with relatively higher grain wages reflecting an abundance of grain, and low silver wages reflecting low levels of overall development. Grain wages started to diverge more sharply from the early 18th century, with English wages being two and a half times higher than India or China's in wheat equivalent while remaining about five times higher in silver at that time.
However this would only apply to Northwest Europe, as Broadberry states that the silver wages in Southern, Central, and Eastern Europe were still on par with the advanced parts of Asia until 1800.
The question of whether grain or silver wages more accurately reflect the overall standard of living has been long debated by economists and historians.
Conditions in pre–Great Divergence cores
Although core regions in Eurasia had achieved a relatively high standard of living by the 18th century, shortages of land, soil degradation, deforestation, lack of dependable energy sources, and other ecological constraints limited growth in per capita incomes. Rapid rates of depreciation on capital meant that a great part of savings in pre-modern economies were spent on replacing depleted capital, hampering capital accumulation. Massive windfalls of fuel, land, food and other resources were necessary for continued growth and capital accumulation, leading to colonialism. The Industrial Revolution overcame these restraints, allowing rapid, sustained growth in per capita incomes for the first time in human history.
Western Europe
After the Viking, Muslim, and Magyar invasions waned in the 10th century, Western Christian Europe entered a period of prosperity, population growth and territorial expansion known as the High Middle Ages. Trade and commerce revived, with increased specialization between areas and between the countryside and artisans in towns. By the 13th century, the best land had been occupied and agricultural income began to fall, though trade and commerce continued to expand, especially in Venice and other northern Italian cities. The 14th century, then, brought a series of calamities: famines, wars, the Black Death and other epidemics.
The Historical Origins of Economic Growth suppose that the Black Death had some moments that might have positively affected development. The labor scarcity that resulted from the Black Death led women to enter the workforce and drove active markets for agricultural labor. The resulting drop in the population led to falling rents and rising wages, undermining the feudal and manorial relationships that had characterized Medieval Europe.
According to a 2014 study, "there was a 'little divergence' within Europe between 1300 and 1800: real wages in the North Sea Region more or less stabilized at the level attained after the Black Death, and remained relatively high (above subsistence) throughout the early modern period (and into the nineteenth century), whereas real wages in the 'periphery' (in Germany, Italy, and Spain) began to fall after the fifteenth century and returned to some kind of subsistence minimum during the 1500–1800 period. This 'little divergence' in real wages mirrors a similar divergence in GDP per capita: in the 'periphery' of Europe there was almost no per capita growth (or even a decline) between 1500 and 1800, whereas in Holland and England real income continued to rise and more or less doubled in this period".
In the Age of Discovery, navigators discovered new routes to the Americas and Asia. Commerce expanded, together with innovations such as joint stock companies and various financial institutions. New military technologies favored larger units, leading to a concentration of power in states whose finances relied on trade. The Dutch Republic was controlled by merchants, while Parliament gained control of the Kingdom of England after a long struggle culminating in the Glorious Revolution. These arrangements proved more hospitable to economic development. At the end of the 16th century, London and Antwerp began pulling away from other European cities, as illustrated in the following graph of real wages in several European cities:
According to a 2021 review of existing evidence by Jack Goldstone, the Great Divergence only arose after 1750 (or even 1800) in northwestern Europe. Prior to that, economic growth rates in northwestern Europe were neither sustained nor remarkable, and income per capita was similar to "peak levels achieved hundreds of years earlier in the most developed regions of Italy and China."
The West had a series of unique advantages compared to Asia, such as the proximity of coal mines; the discovery of the New World, which alleviated ecological restraints on economic growth (land shortages etc.); and the profits from colonization.
China
China has had a larger population than Europe throughout the last two millennia. Unlike Europe, it was politically united for long periods during that time. During the Song dynasty (960–1279), the country experienced a revolution in agriculture, water transport, finance, urbanization, science and technology, which made the Chinese economy the most advanced in the world from about 1100. Mastery of wet-field rice cultivation opened up the hitherto underdeveloped south of the country, while later northern China was devastated by Jurchen and Mongol invasions, floods and epidemics. The result was a dramatic shift in the center of population and industry from the home of Chinese civilization around the Yellow River to the south of the country, a trend only partially reversed by the re-population of the north from the 15th century. By 1300, China as a whole had fallen behind Italy in living standards and by 1400, England had also caught up with it but its wealthiest regions, especially the Yangzi Delta, may have remained on par with those of Europe until the early 18th century.
In the late imperial period (1368–1911), comprising the Ming and Qing dynasties, taxation was low, and the economy and population grew significantly, though without substantial increases in productivity. Chinese goods such as silk, tea, and ceramics were in great demand in Europe, leading to an inflow of silver, expanding the money supply and facilitating the growth of competitive and stable markets. By the end of the 18th century, population density levels exceeded those in Europe. China had more large cities but far fewer small ones than in contemporary Europe. Kenneth Pomeranz originally claimed that Great Divergence did not begin until the 19th century. Later he revisited his position and now sees the date between 1700 and 1750.
India
According to a 2020 study and dataset, the Great Divergence between northern India (from Gujarat to Bengal) and Britain began in the late 17th century. It widened after the 1720s and exploded after the 1800s. The study found that it was "primarily England's spurt and India's stagnation in the first half of the nineteenth century that brought about most serious differences in the standard of living."
Throughout its history, India, especially the Bengal Sultanate, has been a major trading nation that benefited from extensive external and internal trade. Its agriculture was highly efficient as well as its industry. Unlike China, Japan and western and central Europe, India did not experience extensive deforestation until the 19th and 20th centuries. It thus had no pressure to move to coal as a source of energy. From the 17th century, cotton textiles from Mughal India became popular in Europe, with some governments banning them to protect their wool industries. Mughal Bengal, the most developed region, in particular, was globally prominent in industries such as textile manufacturing and shipbuilding.
In early modern Europe, there was significant demand for products from Mughal India, particularly in cotton textiles, as well as goods such as spices, peppers, indigo, silks, and saltpeter (for use in munitions). European fashion, for example, became increasingly dependent on Indian textiles and silks. In the 17th and 18th centuries, India accounted for 95% of British imports from Asia. Amiya Kumar Bagchi estimates 10.3% of Bihar's populace were involved in hand spinning thread, 2.3% weaving, and 9% in other manufacturing trades, in 1809–13, to satisfy this demand. In contrast, there was very little demand for European goods in India, which was largely self-sufficient, thus Europeans had very little to offer, except for some woolen textiles, unprocessed metals and a few luxury items. The trade imbalance caused Europeans to export large quantities of gold and silver to India in order to pay for Indian imports.
Middle East
The Middle East was more advanced than Western Europe in 1000, on par by the middle of the 16th century, but by 1750, leading Middle Eastern states had fallen behind Western European states such as Britain and the Netherlands.
An example of a Middle Eastern country that had an advanced economy in the early 19th century was Ottoman Egypt, which had a highly productive industrial manufacturing sector, and per-capita income that was comparable to Western European countries such as France and higher than that of Japan and Eastern Europe. In 1819, Egypt under Muhammad Ali began programs of state-sponsored industrialization, which included setting up factories for weapons production, an iron foundry, large-scale cotton cultivation, mills for ginning, spinning and weaving of cotton, and enterprises for agricultural processing. By the early 1830s, Egypt had 30 cotton mills, employing about 30,000 workers. Under Muhammad Ali of Egypt in the early 19th century, steam engines were introduced to Egyptian industrial manufacturing. Boilers were manufactured and installed in Egyptian industries such as ironworks, textile manufacturing, paper mills, and hulling mills. Compared to Western Europe, Egypt also had superior agriculture and an efficient transport network through the Nile. Economic historian Jean Batou argues that the necessary economic conditions for rapid industrialization existed in Egypt during the 1820s–1830s.
After the death of Muhammad Ali in 1849, his industrialization programs fell into decline, after which, according to historian Zachary Lockman, "Egypt was well on its way to full integration into a European-dominated world market as supplier of a single raw material, cotton." Lockman argues that, had Egypt succeeded in its industrialization programs, "it might have shared with Japan [or the United States] the distinction of achieving autonomous capitalist development and preserving its independence."
Japan
Japanese society was governed by the Tokugawa shogunate, which divided Japanese society into a strict hierarchy and intervened considerably in the economy through state monopolies and restrictions on foreign trade; however, in practice, the Shogunate's rule was often circumvented. From 725 to 1974, Japan experienced GDP per capita growth at an annual rate of 0.04%, with major periods of positive per capita GDP growth occurring during 1150–1280, 1450–1600 and after 1730. There were no significant periods of sustained growth reversals. Relative to the United Kingdom, GDP per capita was at roughly similar levels until the middle of the 17th century. By 1850, per capita incomes in Japan were approximately a quarter of the British level. However, 18th-century Japan had a higher life expectancy, 41.1 years for adult males, compared with 31.6 to 34 for England, between 27.5 and 30 for France, and 24.7 for Prussia.
Sub-Saharan Africa
Pre-colonial sub-Saharan Africa was politically fragmented, just as early modern Europe was. Africa was home to numerous wealthy empires which grew around coastal areas or large rivers that served as part of important trade routes. Africa was however far more sparsely populated than Europe. According to University of Michigan political scientist Mark Dincecco, "the high land/ labor ratio may have made it less likely that historical institutional centralization at the "national level" would occur in sub-Saharan Africa, thwarting further state development." The transatlantic slave trade may have further weakened state power in Africa.
A series of states developed in the Sahel on the southern edge of the Sahara which made immense profits from trading across the Sahara, trading heavily in gold and slaves for the trans-Saharan slave trade. Kingdoms in the heavily forested regions of West Africa were also part of trade networks. The growth of trade in this area was driven by the Yoruba civilization, which was supported by cities surrounded by farmed land and made wealthy by extensive trade development.
For most of the first millennium AD, the Axumite Kingdom in East Africa had a powerful navy and trading links reaching as far as the Byzantine Empire and India. Between the 14th and 17th centuries, the Ajuran Sultanate in modern-day Somalia practiced hydraulic engineering and developed new systems for agriculture and taxation, which continued to be used in parts of the Horn of Africa as late as the 19th century.
On the east coast of Africa, Swahili kingdoms had a prosperous trading empire. Swahili cities were important trading ports along the Indian Ocean, engaging in trade with the Middle East and Far East. Kingdoms in southeast Africa also developed extensive trade links with other civilizations as far away as China and India. The institutional framework for long-distance trade across political and cultural boundaries had long been strengthened by the adoption of Islam as a cultural and moral foundation for trust among and with traders.
Possible factors
Scholars have proposed numerous theories to explain why the Great Divergence occurred.
Coal
In metallurgy and steam engines the Industrial Revolution made extensive use of coal and coke – as cheaper, more plentiful and more efficient than wood and charcoal. Coal-fired steam engines also operated in the railways and in shipping, revolutionizing transport in the early 19th century. Kenneth Pomeranz drew attention to differences in the availability of coal between West and East. Due to regional climate, European coal mines were wetter, and deep mines did not become practical until the introduction of the Newcomen steam engine to pump out groundwater. In mines in the arid northwest of China, ventilation to prevent explosions was much more difficult.
Another difference involved geographic distance; although China and Europe had comparable mining technologies, the distances between the economically developed regions and coal deposits differed vastly. The largest coal deposits in China are located in the northwest, within reach of the Chinese industrial core during the Northern Song (960–1127). During the 11th century China developed sophisticated technologies to extract and use coal for energy, leading to soaring iron production. The southward population shift between the 12th and 14th centuries resulted in new centers of Chinese industry far from the major coal deposits. Some small coal deposits were available locally, though their use was sometimes hampered by government regulations. In contrast, Britain contained some of the largest coal deposits in Europe – all within a relatively compact island.
The centrality of coal to Industrial revolution was criticized by Gregory Clark and David Jacks, who show that coal could be substituted without much loss of national income. Similarly Deirdre N. McCloskey says that coal could easily have been imported to Britain from other countries. Moreover, the Chinese could move their industries closer to coal reserves.
New World
A variety of theories posit Europe's unique relationship with the New World as a major cause of the Great Divergence. The high profits earned from the colonies and the slave trade constituted 7 percent a year, a relatively high rate of return considering the high rate of depreciation on pre–industrial capital stocks, which limited the amount of savings and capital accumulation. Early European colonization was sustained by profits through selling New World goods to Asia, especially silver to China. According to Pomeranz, the most important advantage for Europe was the vast amount of fertile, uncultivated land in the Americas which could be used to grow large quantities of farm products required to sustain European economic growth and allowed labor and land to be freed up in Europe for industrialization. New World exports of wood, cotton, and wool are estimated to have saved England the need for 23 to of cultivated land (by comparison, the total amount of cultivated land in England was just 17 million acres), freeing up immense amounts of resources. The New World also served as a market for European manufactures.
Chen (2012) also suggested that the New World as a necessary factor for industrialization, and trade as a supporting factor causing less developed areas to concentrate on agriculture supporting industrialized regions in Europe.
Political fragmentation
Jared Diamond and Peter Watson argue that a notable feature of Europe's geography was that it encouraged political balkanization, such as having several large peninsulas and natural barriers such as mountains and straits that provided defensible borders. By contrast, China's geography encouraged political unity, with a much smoother coastline and a heartland dominated by two river valleys (Yellow and Yangtze).
Thanks to the topographical structure with "its mountain chains, coasts, and major marches , formed boundaries at which states expanding from the core areas could meet and pause…". Hence, this helps European countries feel "in the same boat". Due to the location of mountain ranges, there were several distinct geographical cores that could provide the nuclei for future states. Another point in Europe's political fragmentation in comparison to, for example, China is the location of the Eurasian steppe. After horse domestication, steppe nomads (for instance, Genghis Khan and the Mongols) posed a threat to the sedentary population until the 18th century. The reason for the threat is "the fragile ecology of the steppe meant that during periods of drought or cold weather, steppe nomads were more likely to invade neighboring populations". Hence, this stimulated China, which is near the steppe, to build a strong, unified state.
In his book Guns, Germs, and Steel, Diamond argues that advanced cultures outside Europe had developed in areas whose geography was conducive to large, monolithic, isolated empires. In these conditions policies of technological and social stagnation could persist. He gives the example of China in 1432, when the Xuande Emperor outlawed the building of ocean-going ships, in which China was the world leader at the time. On the other hand, Christopher Columbus obtained sponsorship from Queen Isabella I of Castile for his expedition even though three other European rulers turned it down. As a result, governments that suppressed economic and technological progress soon corrected their mistakes or were out-competed relatively quickly. He argues that these factors created the conditions for more rapid internal superpower change (Spain succeeded by France and then by the United Kingdom) than was possible elsewhere in Eurasia.
Justin Yifu Lin argued that China's large population size proved beneficial in technological advancements prior to the 14th century, but that the large population size was not an important factor in the kind of technological advancements that resulted in the Industrial Revolution. Early technological advancements depended on "learning by doing" (where population size was an important factor, as advances could spread over a large political unit), whereas the Industrial Revolution was the result of experimentation and theory (where population size is less important). Before Europe took some steps towards technology and trade, there was an issue with the importance of education. By 1800, literacy rates were 68% in the Netherlands and 50% in Britain and Belgium, whereas in non-European societies, literacy rates started to rise in the 20th century. At the early stages of the Industrial Revolution, there was no demand for skilled labor. However, during the next phases of the Industrial Revolution, factors that influence worker productivity—education, training, skills, and health—were the primary purpose.
Economic historian Joel Mokyr has argued that political fragmentation (the presence of a large number of European states) made it possible for heterodox ideas to thrive, as entrepreneurs, innovators, ideologues and heretics could easily flee to a neighboring state in the event that the one state would try to suppress their ideas and activities. This is what set Europe apart from the technologically advanced, large unitary empires such as China. China had both a printing press and movable type, yet the industrial revolution would occur in Europe. In Europe, political fragmentation was coupled with an "integrated market for ideas" where Europe's intellectuals used the lingua franca of Latin, had a shared intellectual basis in Europe's classical heritage and the pan-European institution of the Republic of Letters. The historian Niall Ferguson attributes this divergence to the West's development of six "killer apps", which he finds were largely missing elsewhere in the world in 1500 – "competition, the scientific method, the rule of law, modern medicine, consumerism and the work ethic".
Economic historian Tuan-Hwee Sng has argued that the large size of the Chinese state contributed to its relative decline in the 19th century:
The vast size of the Chinese empire created a severe principal–agent problem and constrained how the country was governed. In particular, taxes had to be kept low due to the emperor's weak oversight of his agents and the need to keep corruption in check. The Chinese state's fiscal weaknesses were long masked by its huge tax base. However, economic and demographic expansion in the eighteenth century exacerbated the problems of administrative control. This put a further squeeze on the nation's finances and left China ill-prepared for the challenges of the nineteenth century.
One reason why Japan was able to modernize and adopt the technologies of the West was due to its much smaller size relative to China.
Stanford political scientist Gary W. Cox argues in a 2017 study,
that Europe's political fragmentation interacted with her institutional innovations to foster substantial areas of "economic liberty," where European merchants could organize production freer of central regulation, faced fewer central restrictions on their shipping and pricing decisions, and paid lower tariffs and tolls than their counterparts elsewhere in Eurasia. When fragmentation afforded merchants multiple politically independent routes on which to ship their goods, European rulers refrained from imposing onerous regulations and levying arbitrary tolls, lest they lose mercantile traffic to competing realms. Fragmented control of trade routes magnified the spillover effects of political reforms. If parliament curbed arbitrary regulations and tolls in one realm, then neighboring rulers might have to respond in kind, even if they themselves remained without a parliament. Greater economic liberty, fostered by the interaction of fragmentation and reform, unleashed faster and more inter-connected urban growth.
Other geographic factors
Fernand Braudel of the Annales school of historians argued that the Mediterranean Sea was poor for fishing due to its depth, therefore encouraging long-distance trade. Furthermore, the Alps and other parts of the Alpide belt supplied the coastal regions with fresh migrants from the uplands. This helped the spread of ideas, as did the east–west axis of the Mediterranean which lined up with the prevailing winds and its many archipelagos which together aided navigation, as was also done by the great rivers which brought inland access, all of which further increased immigration. The peninsulas of the Mediterranean also promoted political nationalism which brought international competition. One of the geographical issues that affected the economies of Europe and the Middle East is the discovery of the Americas and the Cape Route around Africa. The old trade routes became useless, which led to the economic decline of cities both in Central Asia and the Middle East and, moreover, in Italy.
Testing theories related to geographic endowments economists William Easterly and Ross Levine find evidence that tropics, germs, and crops affect development through institutions. They find no evidence that tropics, germs, and crops affect country incomes directly other than through institutions, nor did they find any effect of policies on development once controls for institutions were implemented. However, there is the opposite argument to the abovementioned statement. In the 16th century in Ireland, potato cultivation became popular as this crop was perfectly suited to the Irish soil and climate. Hence, it raised farmers' incomes in the short run, and the peasants' quality of life rose with the increase in their calorie consumption. The majority of the population was dependent on potatoes. In the 19th century, a new fungus, late blight, was ravaging potato crops in the U.S. and then Europe. In 1845, half of the potatoes were blighted; in 1845, three-quarters were. The result was the Great Famine (1845–1849).
Innovation
Beginning in the early 19th century, economic prosperity rose greatly in the West due to improvements in technological efficiency, as evidenced by the advent of new conveniences including the railroad, steamboat, steam engine, and the use of coal as a fuel source. These innovations contributed to the Great Divergence, elevating Europe and the United States to high economic standing relative to the East.
It has been argued the attitude of the East towards innovation is one of the other factors that might have played a big role in the West's advancements over the East. According to David Landes, after a few centuries of innovations and inventions, it seemed like the East stopped trying to innovate and began to sustain what they had. They kept nurturing their pre-modern inventions and did not move forward with the modern times. China decided to continue a self-sustaining process of scientific and technological advancement on the basis of their indigenous traditions and achievements. The East's attitude towards innovation showed that they focused more on experience, while the West focused on experimentation. The East did not see the need to improve on their inventions and thus from experience, focused on their past successes. While they did this, the West was focused more on experimentation and trial by error, which led them to come up with new and different ways to improve on existing innovations and create new ones.
Efficiency of markets and state intervention
A common argument is that Europe had more free and efficient markets than other civilizations, which has been cited as a reason for the Great Divergence. In Europe, market efficiency was disrupted by the prevalence of feudalism and mercantilism. Practices such as entail, which restricted land ownership, hampered the free flow of labor and buying and selling of land. These feudal restrictions on land ownership were especially strong in continental Europe. China had a relatively more liberal land market, hampered only by weak customary traditions. Bound labor, such as serfdom and slavery were more prevalent in Europe than in China, even during the Manchu conquest. Urban industry in the West was more restrained by guilds and state-enforced monopolies than in China, where in the 18th century the principal monopolies governed salt and foreign trade through Guangzhou. Pomeranz rejects the view that market institutions were the cause of the Great Divergence, and concludes that China was closer to the ideal of a market economy than Europe.
Economic historian Paul Bairoch presents a contrary argument, that Western countries such as the United States, Britain and Spain did not initially have free trade, but had protectionist policies in the early 19th century, as did China and Japan. In contrast, he cites the Ottoman Empire as an example of a state that did have free trade, which he argues had a negative economic impact and contributed to its deindustrialization. The Ottoman Empire had a liberal trade policy, open to foreign imports, which has origins in capitulations of the Ottoman Empire, dating back to the first commercial treaties signed with France in 1536 and taken further with capitulations in 1673 and 1740, which lowered duties to only 3% for imports and exports. The liberal Ottoman policies were praised by British economists advocating free trade, such as J. R. McCulloch in his Dictionary of Commerce (1834), but later criticized by British politicians opposing free trade, such as prime minister Benjamin Disraeli, who cited the Ottoman Empire as "an instance of the injury done by unrestrained competition" in the 1846 Corn Laws debate:
Wages and living standards
Classical economists, beginning with Adam Smith and Thomas Malthus, argued that high wages in the West stimulated labor-saving technological advancements.
Revisionist studies in the mid to late 20th century have depicted living standards in 18th century China and pre–-Industrial Revolution Europe as comparable. According to Pomeranz life expectancy in China and Japan was comparable to the advanced parts of Europe. Similarly Chinese consumption per capita in calories intake is comparable to England. According to Pomeranz and others, there was modest per capita growth in both regions, the Chinese economy was not stagnant, and in many areas, especially agriculture, was ahead of Western Europe. Chinese cities were also ahead in public health. Economic historian Paul Bairoch estimated that China's GNP per capita in 1800 was $228 in 1960 US dollars ($ in 1990 dollars), higher than Western Europe's $213 ($ in 1990 dollars) at the time.
Similarly for Ottoman Egypt, its per-capita income in 1800 was comparable to that of Western European countries such as France, and higher than the overall average income of Eastern Europe and Japan. Economic historian Jean Barou estimated that, in terms of 1960 dollars, Egypt in 1800 had a per-capita income of $232 ($ in 1990 dollars). In comparison, per-capita income in terms of 1960 dollars for France in 1800 was $240 ($ in 1990 dollars), for Eastern Europe in 1800 was $177 ($ in 1990 dollars), and for Japan in 1800 was $180 ($ in 1990 dollars).
According to Paul Bairoch, in the mid-18th century, "the average standard of living in Europe was a little bit lower than that of the rest of the world." He estimated that, in 1750, the average GNP per capita in the Eastern world (particularly China, India and the Middle East) was $188 in 1960 dollars ($ in 1990 dollars), higher than the West's $182 ($ in 1990 dollars). He argues that it was after 1800 that Western European per-capita income pulled ahead. However, the average incomes of China and Egypt were still higher than the overall average income of Europe.
According to Jan Luiten van Zanden, the relationship between GDP per capita with wages and standards of living is very complex. He gives Netherlands economic history as an example. Real wages in Netherlands declined during the early modern period between 1450 and 1800. The decline was fastest between 1450/75 and the middle of the sixteenth century, after which real wages stabilized, meaning that even during the Dutch Golden Age purchasing power did not grow. The stability remained until the middle of 18th century, after which wages declined again. Similarly citing studies of the average height of Dutch men, van Zaden shows that it declined from the Late Middle Ages. During 17th and 18th centuries, at the height of Dutch Golden Age, the average height was 166 centimeters, about 4 centimeters lower than in 14th and early 15th century. This most likely indicates consumption declines during the early modern period, and average height would not equal medieval heights until the 20th century. Meanwhile, GDP per capita increased by 35 to 55% between 1510/1514 and the 1820s. Hence it is possible that standards of living in advanced parts of Asia were comparable with Western Europe in the late 18th century, while Asian GDP per capita was about 70% lower.
Şevket Pamuk and Jan-Luiten van Zanden also show that during the Industrial Revolution, living standards in Western Europe increased little before the 1870s, as the increase in nominal wages was undermined by rising food prices. The substantial rise in living standards only started after 1870, with the arrival of cheap food from the Americas. Western European GDP grew rapidly after 1820, but real wages and the standard of living lagged behind.
According to Robert Allen, at the end of the Middle Ages, real wages were similar across Europe and at a very high level. In the 16th and 17th century wages collapsed everywhere, except in the Low Countries and London. These were the most dynamic regions of the early modern economy, and their living standards returned to the high level of the late fifteenth century. The dynamism of London spread to the rest of England in 18th century. Although there was fluctuation in real wages in England between 1500 and 1850, there was no long term rise until the last third of 19th century. And it was only after 1870 that real wages begin to rise in other cities of Europe, and only then they finally surpassed the level of late 15th century. Hence while the Industrial Revolution raised GDP per capita, it was only a century later before a substantial raise in standard of living.
However, responding to the work of Bairoch, Pomeranz, Parthasarathi and others, more subsequent research has found that parts of 18th century Western Europe did have higher wages and levels of per capita income than in much of India, Ottoman Turkey, Japan and China. However, the views of Adam Smith were found to have overgeneralized Chinese poverty. Between 1725 and 1825 laborers in Beijing and Delhi were only able to purchase a basket of goods at a subsistence level, while laborers in London and Amsterdam were able to purchase goods at between 4 and 6 times a subsistence level. As early as 1600 Indian GDP per capita was about 60% the British level. A real decline in per capita income did occur in both China and India, but in India began during the Mughal period, before British colonialism. Outside of Europe much of this decline and stagnation has been attributed to population growth in rural areas outstripping growth in cultivated land as well as internal political turmoil. Free colonials in British North America were considered by historians and economists in a survey of academics to be amongst the most well off people in the world on the eve of the American Revolution. The earliest evidence of a major health transition leading to increased life expectancy began in Europe in the 1770s, approximately one century before Asia's. Robert Allen argues that the relatively high wages in eighteenth century Britain both encouraged the adoption of labour-saving technology and worker training and education, leading to industrialisation.
Luxury consumption
Luxury consumption is regarded by many scholars to have stimulated the development of capitalism and thus contributed to the Great Divergence. Proponents of this view argue that workshops, which manufactured luxury articles for the wealthy, gradually amassed capital to expand their production and then emerged as large firms producing for a mass market; they believe that Western Europe's unique tastes for luxury stimulated this development further than other cultures. However, others counter that luxury workshops were not unique to Europe; large cities in China and Japan also possessed many luxury workshops for the wealthy, and that luxury workshops do not necessarily stimulate the development of "capitalistic firms".
Property rights
Differences in property rights have been cited as a possible cause of the Great Divergence. This view states that Asian merchants could not develop and accumulate capital because of the risk of state expropriation and claims from fellow kinsmen, which made property rights very insecure compared to those of Europe. However, others counter that many European merchants were de facto expropriated through defaults on government debt, and that the threat of expropriation by Asian states was not much greater than in Europe, except in Japan.
Government and policies are seen as an integral part of modern societies and have played a major role in how different economies have been formed. The Eastern societies had governments which were controlled by the ruling dynasties and thus, were not a separate entity. Their governments at the time lacked policies that fostered innovation and thus resulted in slow advancements. As explained by Cohen, the east had a restrictive system of trade that went against the free world market theory; there was no political liberty or policies that encouraged the capitalist market (Cohen, 1993). This was in contrast to the western society that developed commercial laws and property rights which allowed for the protection and liberty of the marketplace. Their capitalist ideals and market structures encouraged innovation.
Pomeranz (2000) argues that much of the land market in China was free, with many supposedly hereditary tenants and landlords being frequently removed or forced to sell their land. Although Chinese customary law specified that people within the village were to be offered the land first, Pomeranz states that most of the time the land was offered to more capable outsiders, and argues that China actually had a freer land market than Europe.
However, Robert Brenner and Chris Isett emphasize differences in land tenancy rights. They argue that in the lower Yangtze, most farmers either owned land or held secure tenancy at fixed rates of rent, so that neither farmers nor landlords were exposed to competition. In 15th century England, lords had lost their serfs, but were able to assert control over almost all of the land, creating a rental market for tenant farmers. This created competitive pressures against subdividing plots, and the fact that plots could not be directly passed on to sons forced them to delay marriage until they had accumulated their own possessions. Thus in England both agricultural productivity and population growth were subject to market pressures throughout the early modern period.
A 2017 study found that the presence of secure property rights in Europe and their absence in large parts of the Middle-East contributed to the increase of expensive labour-saving capital goods, such as water-mills, windmills, and cranes, in medieval Europe and their decrease in the Middle-East.
High-level equilibrium trap
The high-level equilibrium trap theory argues that China did not undergo an indigenous industrial revolution since its economy was in a stable equilibrium, where supply and demand for labor were equal, disincentivizing the development of labor-saving capital.
European colonialism
A number of economic historians have argued that European colonialism played a major role in the deindustrialization of non-Western societies. Paul Bairoch, for example, cites British colonialism in India as a primary example, but also argues that European colonialism played a major role in the deindustrialization of other countries in Asia, the Middle East, and Latin America, and contributed to a sharp economic decline in Africa. Other modern economic historians have blamed British colonial rule for India's deindustrialization in particular. The colonization of India is seen as a major factor behind both India's deindustrialization and Britain's Industrial Revolution.
The historian Jeffrey G. Williamson has argued that India went through a period of deindustrialization in the latter half of the 18th century as an indirect outcome of the collapse of the Mughal Empire, with British rule later causing further deindustrialization. According to Williamson, the decline of the Mughal Empire led to a decline in agricultural productivity, which drove up food prices, then nominal wages, and then textile prices, which led to India losing a share of the world textile market to Britain even before it had superior factory technology, though Indian textiles still maintained a competitive advantage over British textiles up until the 19th century. Economic historian Prasannan Parthasarathi, however, has argued that there wasn't any such economic decline for several post-Mughal states, notably Bengal Subah and the Kingdom of Mysore, which were comparable to Britain in the late 18th century, until British colonial policies caused deindustrialization.
Up until the 19th century, India was the world's leading cotton textile manufacturer, with Bengal and Mysore the centers of cotton production. In order to compete with Indian imports, Britons invested in labour-saving textile manufacturing technologies during their Industrial Revolution. Following political pressure from the new industrial manufacturers, in 1813, Parliament abolished the two-centuries-old, protectionist East India Company monopoly on trade with Asia and introduced import tariffs on Indian textiles. Until then, the monopoly had restricted exports of British manufactured goods to India. Exposing the Proto-industrial hand spinners and weavers in the territories the British East India Company administered in India to competition from machine spun threads, and woven fabrics, resulting in De-Proto-Industrialization, with the decline of native manufacturing opening up new markets for British goods. British colonization forced open the large Indian market to British goods while restricting Indian imports to Britain, and raw cotton was imported from India without taxes or tariffs to British factories which manufactured textiles from Indian cotton and sold them back to the Indian market. India thus served as both an important supplier of raw goods such as cotton to British factories and a large captive market for British manufactured goods. In addition, the capital amassed from Bengal following its conquest after the Battle of Plassey in 1757 was used to invest in British industries such as textile manufacturing and greatly increase British wealth. Britain eventually surpassed India as the world's leading cotton textile manufacturer in the 19th century. British colonial rule has been blamed for the subsequently dismal state of British India's economy, with investment in Indian industries limited since it was a colony.
Economic decline in India has been traced to before British colonial rule and was largely a result of increased output in other parts of the world and Mughal disintegration. India's share of world output (24.9%) was largely a function of its share of the world population around 1600. Between 1880 and 1930 total Indian cotton textile production increased from 1200 million yards to 3700 million yards. The introduction of railways into India have been a source of controversy regarding their overall impact, but evidence points to a number of positive outcomes such as higher incomes, economic integration, and famine relief. Per capita GDP decreased from $550 (in 1990 dollars) per person in 1700 under Mughal rule to $533 (in 1990 dollars) in 1820 under British rule, then increased to $618 (in 1990 dollars) in 1947 upon independence. Coal production increased in Bengal, largely to satisfy the demand of the railroads. Life expectancy increased by about 10 years between 1870 and independence.
Recent research on colonialism has been more favorable regarding its long-term impacts on growth and development. A 2001 paper by Daren Acemoglu, Simon Johnson, and James Robinson found that nations with temperate climates and low levels of mortality were more popular with settlers and were subjected to greater degrees of colonial rule. Those nations benefited from Europeans creating more inclusive institutions that lead to higher rates of long term growth. Subsequent research has confirmed that both how long a nation was a colony or how many Europeans settlers migrated there are positively correlated with economic development and institutional quality, although the relationships becomes stronger after 1700 and vary depending on the colonial power, with British colonies typically faring best. Acemoglu et al. also suggest that colonial profits were too small a percentage of GNP to account for the divergence directly but could account for it indirectly due to the effects it had on institutions by reducing the power of absolutist monarchies and securing property rights.
Culture
Rosenberg and Birdzell claim that the so-called Eastern culture of respect and unquestionable devotion to the ruling dynasty was as a result of a culture where the control of the dynasty led to a silent society that "did not ask questions or experiment without the approval or order from the ruling class". On the other hand, they claimed that the West of the late medieval era did not have a central authority or absolute state, which allowed for a free flow of ideas (Rosenberg, Birdzell, 1986). Moreover, there is another researcher who wrote that Christianity considered to be a critical issue to the emergence of liberal societies. This eastern culture also supposedly showed a dismissal of change due to their "fear of failure" and disregard for the imitation of outside inventions and science; this was different from the "Western culture" which they claimed to be willing to experiment and imitate others to benefit their society. They claimed that this was a culture where change was encouraged, and sense of anxiety and disregard for comfort led them to be more innovative. Max Weber argued in The Protestant Ethic and the Spirit of Capitalism that capitalism in northern Europe evolved when the Protestant work ethic (particularly Calvinist) influenced large numbers of people to engage in work in the secular world, developing their own enterprises and engaging in trade and the accumulation of wealth for investment. In his book The Religion of China: Confucianism and Taoism he blames Chinese culture for the non-emergence of capitalism in China. Chen (2012) similarly claims that cultural differences were the most fundamental cause for the divergence, arguing that the humanism of the Renaissance followed by the Enlightenment (including revolutionary changes in attitude towards religion) enabled a mercantile, innovative, individualistic, and capitalistic spirit. For Ming China, he claims there existed repressive measures which stifled dissenting opinions and nonconformity. He claimed that Confucianism taught that disobedience to one's superiors was supposedly tantamount to "sin". In addition Chen claimed that merchants and artificers had less prestige than they did in Western Europe. Justin Yifu Lin has argued for the role of the imperial examination system in removing the incentives for Chinese intellectuals to learn mathematics or to conduct experimentation. Yasheng Huang has argued that the imperial examination system monopolized the most capable intellectuals in service of the state, sustained the propagation of Confucianism, and preempted the emergence of ideas that could challenge it.
However, many scholars who have studied Confucian teachings have criticized the claim that the philosophy promoted unquestionable loyalty to one's superiors and the state. The core of Confucian philosophy itself was already humanist and rationalist; it "[does] not share a belief in divine law and [does] not exalt faithfulness to a higher law as a manifestation of divine will."
One of the central teachings of Confucianism is that one should remonstrate with authority. Many Confucians throughout history disputed their superiors in order to not only prevent the superiors and the rulers from wrongdoing, but also to maintain the independent spirits of the Confucians.
Furthermore, the merchant class of China throughout all of Chinese history were usually wealthy and held considerable influence above their supposed social standing. Historians like Yu Yingshi and Billy So have shown that as Chinese society became increasingly commercialized from the Song dynasty onward, Confucianism had gradually begun to accept and even support business and trade as legitimate and viable professions, as long as merchants stayed away from unethical actions. Merchants in the meantime had also benefited from and utilized Confucian ethics in their business practices. By the Song period, the scholar-officials themselves were using intermediary agents to participate in trading. This is true especially in the Ming and Qing dynasties, when the social status of merchants had risen to such significance that by the late Ming period, many scholar-officials were unabashed to declare publicly in their official family histories that they had family members who were merchants. Consequently, while Confucianism did not actively promote profit seeking, it did not hinder China's commercial development either.
Of the developed cores of the Old World, India was distinguished by its caste system of bound labor, which hampered economic and population growth and resulted in relative underdevelopment compared to other core regions. Compared with other developed regions, India still possessed large amounts of unused resources. India's caste system gave an incentive to elites to drive their unfree laborers harder when faced with increased demand, rather than invest in new capital projects and technology. The Indian economy was characterized by vassal-lord relationships, which weakened the motive of financial profit and the development of markets; a talented artisan or merchant could not hope to gain much personal reward. Pomeranz argues that India was not a very likely site for an industrial breakthrough, despite its sophisticated commerce and technologies.
Aspects of Islamic law have been proposed as an argument for the divergence for the Muslim world. Economist Timur Kuran argues that Islamic institutions which had at earlier stages promoted development later started preventing more advanced development by hampering formation of corporations, capital accumulation, mass production, and impersonal transactions. Other similar arguments proposed include the gradual prohibition of independent religious judgements (Ijtihad) and a strong communalism which limited contacts with outside groups and the development of institutions dealing with more temporary interactions of various kinds, according to Kuran. Economic historian Paul Bairoch noted, however, that Ottoman law promoted liberal free trade earlier than Britain and the United States, arguing that free trade had a negative economic impact on the Ottoman Empire and contributed to its deindustrialization, in contrast to the more protectionist policies of Britain and the United States in the early 19th century.
Representative government
A number of economists have argued that representative government was a factor in the Great Divergence. They argue that absolutist governments, where rulers are not broadly accountable, are prone to corruption and rent-seeking while hurting property rights and innovation. Representative governments however were accountable to broader segments of the population and thus had to protect property rights and not rule in arbitrary ways, which caused economic prosperity. Discussed effects between democratization and economic growth during Great Divergence include increasing elite competition incentivizing economic growth.
Globalization
A 2017 study in the American Economic Review found that "globalization was the major driver of the economic divergence between the rich and the poor portions of the world in the years 1850–1900." The states that benefited from globalization were "characterised by strong constraints on executive power, a distinct feature of the institutional environment that has been demonstrated to favour private investment." One of other advantages was transformation in technological power in U.S. and Europe. As an illustration, in 1839 Chinese rulers decided to ban the trade with British merchants who flooded China with opium. However, “China’s creaking imperial navy was no match for a small fleet of British gunboats, driven by steam engines and shielded with steel armour”.
Chance
A number of economic historians have posited that the Industrial Revolution may have partly occurred where and when it did due to luck and chance.
The Black Death
Historian James Belich has argued that the Black Death, a bubonic plague pandemic occurring in Afro-Eurasia from 1346 to 1353, set the conditions that made the Great Divergence possible. He argues that the pandemic, which caused mass death in Europe, doubled the per capita endowment of everything. A labor scarcity led to expanded use of waterpower, wind power, and gunpowder, as well as fast-tracked innovations in water-powered blast furnaces, heavily gunned galleons, and musketry.
Economic effects
The Old World methods of agriculture and production could only sustain certain lifestyles. Industrialization dramatically changed the European and American economy and allowed it to attain much higher levels of wealth and productivity than the other Old World cores. Although Western technology later spread to the East, differences in uses preserved the Western lead and accelerated the Great Divergence.
Productivity
When analyzing comparative use-efficiency, the economic concept of total factor productivity (TFP) is applied to quantify differences between countries. TFP analysis controls for differences in energy and raw material inputs across countries and is then used to calculate productivity. The difference in productivity levels, therefore, reflects efficiency of energy and raw materials use rather than the raw materials themselves. TFP analysis has shown that Western countries had higher TFP levels on average in the 19th century than Eastern countries such as India or China, showing that Western productivity had surpassed the East.
Per capita income
Some of the most striking evidence for the Great Divergence comes from data on per capita income. The West's rise to power directly coincides with per capita income in the West surpassing that in the East. This change can be attributed largely to the mass transit technologies, such as railroads and steamboats, that the West developed in the 19th century. The construction of large ships, trains, and railroads greatly increased productivity. These modes of transport made moving large quantities of coal, corn, grain, livestock and other goods across countries more efficient, greatly reducing transportation costs. These differences allowed Western productivity to exceed that of other regions.
Economic historian Paul Bairoch has estimated the GDP per capita of several major countries in 1960 US dollars after the Industrial Revolution in the early 19th century, as shown below. His estimates show that the GDP per capita of Western European countries rose rapidly after industrialization.
For the 18th century, and in comparison to non-European regions, Bairoch in 1995 stated that, in the mid-18th century, "the average standard of living in Europe was a little bit lower than that of the rest of the world."
Agriculture
Before and during the early 19th century, much of continental European agriculture was underdeveloped compared to Asian Cores and England. This left Europe with abundant idle natural resources. England, on the other hand, had reached the limit of its agricultural productivity well before the beginning of the 19th century. Rather than taking the costly route of improving soil fertility, the English increased labor productivity by industrializing agriculture. From 1750 to 1850, European nations experienced population booms; however, European agriculture was barely able to keep pace with the dietary needs. Imports from the Americas, and the reduced caloric intake required by industrial workers compared to farmers allowed England to cope with the food shortages. By the turn of the 19th century, much European farmland had been eroded and depleted of nutrients. Fortunately, through improved farming techniques, the import of fertilizers, and reforestation, Europeans were able to recondition their soil and prevent food shortages from hampering industrialization. Meanwhile, many other formerly hegemonic areas of the world were struggling to feed themselves – notably China.
Fuel and resources
The global demand for wood, a major resource required for industrial growth and development, was increasing in the first half of the 19th century. A lack of interest of silviculture in Western Europe, and a lack of forested land, caused wood shortages. By the mid-19th century, forests accounted for less than 15% of land use in most Western European countries. Fuel costs rose sharply in these countries throughout the 18th century and many households and factories were forced to ration their usage, and eventually adopt forest conservation policies. It was not until the 19th century that coal began providing much needed relief to the European energy shortage. China had not begun to use coal on a large scale until around 1900, giving Europe a huge lead on modern energy production.
Through the 19th century, Europe had vast amounts of unused arable land with adequate water sources. However, this was not the case in China; most idle lands suffered from a lack of water supply, so forests had to be cultivated. Since the mid-19th century, northern China's water supplies have been declining, reducing its agricultural output. By growing cotton for textiles, rather than importing, China exacerbated its water shortage.
During the 19th century, supplies of wood and land decreased considerably, greatly slowing growth of Chinese per capita incomes.
Trade
During the era of European imperialism, periphery countries were often set up as specialized producers of specific resources. Although these specializations brought the periphery countries temporary economic benefit, the overall effect inhibited the industrial development of periphery territories. Cheaper resources for core countries through trade deals with specialized periphery countries allowed the core countries to advance at a much greater pace, both economically and industrially, than the rest of the world.
Europe's access to a larger quantity of raw materials and a larger market to sell its manufactured goods gave it a distinct advantage through the 19th century. In order to further industrialize, it was imperative for the developing core areas to acquire resources from less densely populated areas, since they lacked the lands required to supply these resources themselves. Europe was able to trade manufactured goods to their colonies, including the Americas, for raw materials. The same sort of trading could be seen throughout regions in China and Asia, but colonization brought a distinct advantage to the West. As these sources of raw materials began to proto-industrialize, they would turn to import substitution, depriving the hegemonic nations of a market for their manufactured goods. Since European nations had control over their colonies, they were able to prevent this from happening. Britain was able to use import substitution to its benefit when dealing with textiles from India. Through industrialization, Britain was able to increase cotton productivity enough to make it lucrative for domestic production, and overtake India as the world's leading cotton supplier. Although Britain had limited cotton imports to protect its own industries, they allowed cheap British products into colonial India from the early 19th century. The colonial administration failed to promote Indian industry, preferring to export raw materials.
Western Europe was also able to establish profitable trade with Eastern Europe. Countries such as Prussia, Bohemia and Poland had very little freedom in comparison to the West; forced labor left much of Eastern Europe with little time to work towards proto-industrialization and ample manpower to generate raw materials.
Guilds and journeymanship
A 2017 study in the Quarterly Journal of Economics argued, "medieval European institutions such as guilds, and specific features such as journeymanship, can explain the rise of Europe relative to regions that relied on the transmission of knowledge within closed kinship systems (extended families or clans)". Guilds and journeymanship were superior for creating and disseminating knowledge, which contributed to the occurrence of the Industrial Revolution in Europe.
See also
Colonial empire
Deindustrialisation in 19th century India
Economic history of China before 1912
Eurocentrism
History of Western civilization
Mass production
Modern history
Criticism of Qing dynasty's economic performance
Textile manufacture during the British Industrial Revolution
Western empires
Books
Before and Beyond Divergence
Civilization: The West and the Rest
The Civilizing Process
The Clash of Civilizations
The Eastern Origins of Western Civilisation
The European Miracle
A Farewell to Alms
How the West Won: The Neglected Story of the Triumph of Modernity
Great Divergence and Great Convergence
The Great Divergence: China, Europe, and the Making of the Modern World Economy
Guns, Germs, and Steel
The Rise and Fall of the Great Powers
The Rise of the West
The Wealth and Poverty of Nations
Why the West Rules—For Now
The WEIRDest People in the World
The Great Escape: A Review Essay on Escape from Rome: The Failure of Empire and the Road to Prosperity
References
Citations
Works cited
Further reading
Court, V. (2019). "A reassessment of the Great Divergence debate: towards a reconciliation of apparently distinct determinants". European Review of Economic History. .
Hoffmann, Philip T. (2015) Why Did Europe Conquer the World? Princeton, Princeton University Press
Rubin, Jared (2017) Rulers, Religion, and Riches: Why the West Got Rich and the Middle East Did Not Cambridge, Cambridge University Press
Olstein, Diego. (2017) “Latin America in Global History: An Historiographic Overview”. Estudos Historicos, 30:60, pp. 253–272. summary
Root, Hilton L. (2020). Network Origins of the Global Economy: East vs. West in a Complex Systems Perspective. Cambridge University Press.
Sharman, J.C. (2019) Empires of the Weak: The Real Story of European Expansion and the Creation of the New World Order Princeton, Princeton University Press
External links
The Maddison-Project – Estimates of economic growth between 1 and 2010
China and Europe, 1500–2000 and Beyond: What Is "Modern"? (course materials). Columbia University
History of the Atlantic Ocean
Industrial Revolution
Late modern economic history
Theories of history
Economic development
Western culture | 0.792761 | 0.996389 | 0.789898 |
Historiography | Historiography is the study of the methods used by historians in developing history as an academic discipline, and by extension, the term historiography is any body of historical work on a particular subject. The historiography of a specific topic covers how historians have studied that topic by using particular sources, techniques of research, and theoretical approaches to the interpretation of documentary sources. Scholars discuss historiography by topic—such as the historiography of the United Kingdom, of WWII, of the pre-Columbian Americas, of early Islam, and of China—and different approaches to the work and the genres of history, such as political history and social history. Beginning in the nineteenth century, the development of academic history produced a great corpus of historiographic literature. The extent to which historians are influenced by their own groups and loyalties—such as to their nation state—remains a debated question.
In Europe, the academic discipline of historiography was established in the 5th century BC with the Histories, by Herodotus, who thus established Greek historiography. In the 2nd century BC, the Roman statesman Cato the Elder produced the Origines, which is the first Roman historiography. In Asia, the father and son intellectuals Sima Tan and Sima Qian established Chinese historiography with the book Shiji (Records of the Grand Historian), in the time of the Han Empire in Ancient China. During the Middle Ages, medieval historiography included the works of chronicles in medieval Europe, the Ethiopian Empire in the Horn of Africa, Islamic histories by Muslim historians, and the Korean and Japanese historical writings based on the existing Chinese model. During the 18th-century Age of Enlightenment, historiography in the Western world was shaped and developed by figures such as Voltaire, David Hume, and Edward Gibbon, who among others set the foundations for the modern discipline. In the 19th century, historical studies became professionalized at universities and research centers along with a belief that history was like a science. In the 20th century, historians incorporated social science dimensions like politics, economy, and culture in their historiography.
The research interests of historians change over time, and there has been a shift away from traditional diplomatic, economic, and political history toward newer approaches, especially social and cultural studies. From 1975 to 1995 the proportion of professors of history in American universities identifying with social history increased from 31 to 41 percent, while the proportion of political historians decreased from 40 to 30 percent. In 2007, of 5,723 faculty members in the departments of history at British universities, 1,644 (29 percent) identified themselves with social history and 1,425 (25 percent) identified themselves with political history. Since the 1980s there has been a special interest in the memories and commemoration of past events—the histories as remembered and presented for popular celebration.
Terminology
In the early modern period, the term historiography meant "the writing of history", and historiographer meant "historian". In that sense certain official historians were given the title "Historiographer Royal" in Sweden (from 1618), England (from 1660), and Scotland (from 1681). The Scottish post is still in existence.
Historiography was more recently defined as "the study of the way history has been and is written—the history of historical writing", which means that, "When you study 'historiography' you do not study the events of the past directly, but the changing interpretations of those events in the works of individual historians."
History
Antiquity
Understanding the past appears to be a universal human need, and the "telling of history" has emerged independently in civilizations around the world.
What constitutes history is a philosophical question (see philosophy of history). The earliest chronologies date back to ancient Egypt and Sumerian/Akkadian Mesopotamia, in the form of chronicles and annals. However, most historical writers in these early civilizations were not known by name, and their works usually did not contain narrative structures or detailed analysis. By contrast, the term "historiography" is taken to refer to written history recorded in a narrative format for the purpose of informing future generations about events. In this limited sense, "ancient history" begins with the written history of early historiography in Classical Antiquity, established in 5th century BC Classical Greece.
Europe
Greece
The earliest known systematic historical thought and methodologies emerged in ancient Greece and the wider Greek world, a development which would be an important influence on the writing of history elsewhere around the Mediterranean region. The tradition of logography in Archaic Greece preceded the full narrative form of historiography, in which logographers such as Hecataeus of Miletus provided prose compilations about places in geography and peoples in an early form of cultural anthropology, as well as speeches used in courts of law. The earliest known fully narrative critical historical works were The Histories, composed by Herodotus of Halicarnassus (484–425 BC) who became known as the "father of history". Herodotus attempted to distinguish between more and less reliable accounts, and personally conducted research by travelling extensively, giving written accounts of various Mediterranean cultures. Although Herodotus' overall emphasis lay on the actions and characters of men, he also attributed an important role to divinity in the determination of historical events.
The generation following Herodotus witnessed a spate of local histories of the individual city-states (poleis), written by the first of the local historians who employed the written archives of city and sanctuary. Dionysius of Halicarnassus characterized these historians as the forerunners of Thucydides, and these local histories continued to be written into Late Antiquity, as long as the city-states survived. Two early figures stand out: Hippias of Elis, who produced the lists of winners in the Olympic Games that provided the basic chronological framework as long as the pagan classical tradition lasted, and Hellanicus of Lesbos, who compiled more than two dozen histories from civic records, all of them now lost.
Thucydides largely eliminated divine causality in his account of the war between Athens and Sparta, establishing a rationalistic element which set a precedent for subsequent Western historical writings. He was also the first to distinguish between cause and immediate origins of an event, while his successor Xenophon ( – 355 BC) introduced autobiographical elements and biographical character studies in his Anabasis.
The proverbial Philippic attacks of the Athenian orator Demosthenes (384–322 BC) on Philip II of Macedon marked the height of ancient political agitation. The now lost history of Alexander's campaigns by the diadoch Ptolemy I (367–283 BC) may represent the first historical work composed by a ruler. Polybius ( – 120 BC) wrote on the rise of the Roman Republic to world prominence, and attempted to harmonize the Greek and Roman points of view. Diodorus Siculus composed a universal history, the Bibliotheca historica, that sought to explain various known civilizations from their origins up until his own day in the 1st century BC.
The Chaldean priest Berossus ( BC) composed a Greek-language History of Babylonia for the Seleucid king Antiochus I, combining Hellenistic methods of historiography and Mesopotamian accounts to form a unique composite. Reports exist of other near-eastern histories, such as that of the Phoenician historian Sanchuniathon; but he is considered semi-legendary and writings attributed to him are fragmentary, known only through the later historians Philo of Byblos and Eusebius, who asserted that he wrote before even the Trojan war. The native Egyptian priest and historian Manetho composed a history of Egypt in Greek for the Ptolemaic royal court during the 3rd century BC.
Rome
The Romans adopted the Greek tradition, writing at first in Greek, but eventually chronicling their history in a freshly non-Greek language. Early Roman works were still written in Greek, such as the annals of Quintus Fabius Pictor. However, the Origines, composed by the Roman statesman Cato the Elder (234–149 BC), was written in Latin, in a conscious effort to counteract Greek cultural influence. It marked the beginning of Latin historical writings. Hailed for its lucid style, Julius Caesar's (103–44 BC) de Bello Gallico exemplifies autobiographical war coverage. The politician and orator Cicero (106–43 BC) introduced rhetorical elements in his political writings.
Strabo (63 BC – AD) was an important exponent of the Greco-Roman tradition of combining geography with history, presenting a descriptive history of peoples and places known to his era. The Roman historian Sallust (86–35 BC) sought to analyze and document what he viewed as the decline of the Republican Roman state and its virtues, highlighted in his respective narrative accounts of the Catilinarian conspiracy and the Jugurthine War. Livy (59 BC – 17 AD) records the rise of Rome from city-state to empire. His speculation about what would have happened if Alexander the Great had marched against Rome represents the first known instance of alternate history.
Biography, although popular throughout antiquity, was introduced as a branch of history by the works of Plutarch ( – 125 AD) and Suetonius ( – after 130 AD) who described the deeds and characters of ancient personalities, stressing their human side. Tacitus ( AD) denounces Roman immorality by praising German virtues, elaborating on the topos of the Noble savage. Tacitus' focus on personal character can also be viewed as pioneering work in psychohistory. Although rooted in Greek historiography, in some ways Roman historiography shared traits with Chinese historiography, lacking speculative theories and instead relying on annalistic forms, revering ancestors, and imparting moral lessons for their audiences, laying the groundwork for medieval Christian historiography.
East Asia
China
The Han dynasty eunuch Sima Qian (145-86 BC) was the first in China to lay the groundwork for professional historical writing. His work superseded the older style of the Spring and Autumn Annals, compiled in the 5th century BC, the Bamboo Annals, the Classic of History, and other court and dynastic annals that recorded history in a chronological form that abstained from analysis and focused on moralistic teaching. In 281 AD the tomb of King Xiang of Wei (d. 296 BC) was opened, inside of which was found a historical text called the Bamboo Annals, after the writing material. It is similar in style to the Spring and Autumn Annals and covers events from the mythical Yellow Emperor to 299 BC. Opinions on the authenticity of the text has varied throughout the centuries, and it was rediscovered too late to gain the same status as the Spring and Autumn Annals.
Sima's Shiji (Records of the Grand Historian), initiated by his father the court astronomer Sima Tan (165–110 BC), pioneered the "Annals-biography" format, which would become the standard for prestige history writing in China. In this genre a history opens with a chronological outline of court affairs, and then continues with detailed biographies of prominent people who lived during the period in question. The scope of his work extended as far back as the 16th century BC with the founding of the Shang dynasty. It included many treatises on specific subjects and individual biographies of prominent people. He also explored the lives and deeds of commoners, both contemporary and those of previous eras.
Whereas Sima's had been a universal history from the beginning of time down to the time of writing, his successor Ban Gu wrote an annals-biography history limiting its coverage to only the Western Han dynasty, the Book of Han (96 AD). This established the notion of using dynastic boundaries as start- and end-points, and most later Chinese histories would focus on a single dynasty or group of dynasties.
The Records of the Grand Historian and Book of Han were eventually joined by the Book of the Later Han (AD 488) (replacing the earlier, and now only partially extant, Han Records from the Eastern Pavilion) and the Records of the Three Kingdoms (AD 297) to form the "Four Histories". These became mandatory reading for the Imperial Examinations and have therefore exerted an influence on Chinese culture comparable to the Confucian Classics. More annals-biography histories were written in subsequent dynasties, eventually bringing the number to between twenty-four and twenty-six, but none ever reached the popularity and impact of the first four.
Traditional Chinese historiography describes history in terms of dynastic cycles. In this view, each new dynasty is founded by a morally righteous founder. Over time, the dynasty becomes morally corrupt and dissolute. Eventually, the dynasty becomes so weak as to allow its replacement by a new dynasty.
Middle Ages to Renaissance
Christendom
Christian historical writing arguably begins with the narrative sections of the New Testament, particularly Luke-Acts, which is the primary source for the Apostolic Age, though its historical reliability is disputed. The first tentative beginnings of a specifically Christian historiography can be seen in Clement of Alexandria in the second century.
The growth of Christianity and its enhanced status in the Roman Empire after Constantine I (see State church of the Roman Empire) led to the development of a distinct Christian historiography, influenced by both Christian theology and the nature of the Christian Bible, encompassing new areas of study and views of history. The central role of the Bible in Christianity is reflected in the preference of Christian historians for written sources, compared to the classical historians' preference for oral sources and is also reflected in the inclusion of politically unimportant people. Christian historians also focused on development of religion and society. This can be seen in the extensive inclusion of written sources in the Ecclesiastical History of Eusebius of Caesarea around 324 and in the subjects it covers. Christian theology considered time as linear, progressing according to divine plan. As God's plan encompassed everyone, Christian histories in this period had a universal approach. For example, Christian writers often included summaries of important historical events prior to the period covered by the work.
Writing history was popular among Christian monks and clergy in the Middle Ages. They wrote about the history of Jesus Christ, that of the Church and that of their patrons, the dynastic history of the local rulers. In the Early Middle Ages historical writing often took the form of annals or chronicles recording events year by year, but this style tended to hamper the analysis of events and causes. An example of this type of writing is the Anglo-Saxon Chronicle, which was the work of several different writers: it was started during the reign of Alfred the Great in the late 9th century, but one copy was still being updated in 1154. Some writers in the period did construct a more narrative form of history. These included Gregory of Tours and more successfully Bede, who wrote both secular and ecclesiastical history and who is known for writing the Ecclesiastical History of the English People.
Outside of Europe and West Asia, Christian historiography also existed in Africa. For instance, Augustine of Hippo, the Berber theologian and bishop of Hippo Regius in Numidia (Roman North Africa), wrote a multiple volume autobiography called Confessions between 397 and 400 AD. While earlier pagan rulers of the Kingdom of Aksum produced autobiographical style epigraphic texts in locations spanning Ethiopia, Eritrea, and Sudan and in either Greek or the native Ge'ez script, the 4th century AD Ezana Stone commemorating Ezana of Axum's conquest of the Kingdom of Kush in Nubia also emphasized his conversion to Christianity (the first indigenous African head of state to do so). Aksumite manuscripts from the 5th to 7th centuries AD chronicling the dioceses and episcopal sees of the Coptic Orthodox Church demonstrate not only an adherence to Christian chronology but also influences from the non-Christian Kingdom of Kush, the Ptolemaic dynasty of Hellenistic Egypt, and the Yemenite Jews of the Himyarite Kingdom. The tradition of Ethiopian historiography evolved into a matured form during the Solomonic dynasty. Though works such as the 13th century Kebra Nagast blended Christian mythology with historical events in its narrative, the first proper biographical chronicle on an Emperor of Ethiopia was made for Amda Seyon I (r. 1314–1344), depicted as a Christian savior of his nation in conflicts with the Islamic Ifat Sultanate. The 16th century monk Bahrey was the first in Ethiopia to produce a historical ethnography, focusing on the migrating Oromo people who came into military conflict with the Ethiopian Empire. While royal biographies existed for individual Ethiopian emperors authored by court historians who were also clerical scholars within the Ethiopian Orthodox Church, the reigns of Iyasu II (r. 1730–1755) and Iyoas I (r. 1755–1769) were the first to be included in larger general dynastic histories.
During the Renaissance, history was written about states or nations. The study of history changed during the Enlightenment and Romanticism. Voltaire described the history of certain ages that he considered important, rather than describing events in chronological order. History became an independent discipline. It was not called philosophia historiae anymore, but merely history (historia).
Islamic world
Muslim historical writings first began to develop in the 7th century, with the reconstruction of the Prophet Muhammad's life in the centuries following his death. With numerous conflicting narratives regarding Muhammad and his companions from various sources, it was necessary to verify which sources were more reliable. In order to evaluate these sources, various methodologies were developed, such as the "science of biography", "science of hadith" and "Isnad" (chain of transmission). These methodologies were later applied to other historical figures in the Islamic civilization. Famous historians in this tradition include Urwah (d. 712), Wahb ibn Munabbih (d. 728), Ibn Ishaq (d. 761), al-Waqidi (745–822), Ibn Hisham (d. 834), Muhammad al-Bukhari (810–870) and Ibn Hajar (1372–1449). Historians of the medieval Islamic world also developed an interest in world history. Islamic historical writing eventually culminated in the works of the Arab Muslim historian Ibn Khaldun (1332–1406), who published his historiographical studies in the Muqaddimah (translated as Prolegomena) and Kitab al-I'bar (Book of Advice). His work was forgotten until it was rediscovered in the late 19th century.
East Asia
Japan
The earliest works of history produced in Japan were the Rikkokushi (Six National Histories), a corpus of six national histories covering the history of Japan from its mythological beginnings until the 9th century. The first of these works were the Nihon Shoki, compiled by Prince Toneri in 720.
Korea
The tradition of Korean historiography was established with the Samguk Sagi, a history of Korea from its allegedly earliest times. It was compiled by Goryeo court historian Kim Busik after its commission by King Injong of Goryeo (r. 1122–1146). It was completed in 1145 and relied not only on earlier Chinese histories for source material, but also on the Hwarang Segi written by the Silla historian Kim Daemun in the 8th century. The latter work is now lost.
China
The Shitong, published around 710 by the Tang Chinese historian Liu Zhiji (661–721), was the first work to provide an outline of the entire tradition of Chinese historiography up to that point, and the first comprehensive work on historical criticism, arguing that historians should be skeptical of primary sources, rely on systematically gathered evidence, and should not treat previous scholars with undue deference. In 1084 the Song dynasty official Sima Guang completed the Zizhi Tongjian (Comprehensive Mirror to Aid in Government), which laid out the entire history of China from the beginning of the Warring States period (403 BC) to the end of the Five Dynasties period (959) in chronological annals form, rather than in the traditional annals-biography form. This work is considered much more accessible than the "Official Histories" for the Six dynasties, Tang dynasty, and Five Dynasties, and in practice superseded those works in the mind of the general reader.
The great Song Neo-Confucian Zhu Xi found the Mirror to be overly long for the average reader, as well as too morally nihilist, and therefore prepared a didactic summary of it called the Zizhi Tongjian Gangmu (Digest of the Comprehensive Mirror to Aid in Government), posthumously published in 1219. It reduced the original's 249 chapters to just 59, and for the rest of imperial Chinese history would be the first history book most people ever read.
South East Asia
Philippines
Historiography of the Philippines refers to the studies, sources, critical methods and interpretations used by scholars to study the history of the Philippines. It includes historical and archival research and writing on the history of the Philippine archipelago including the islands of Luzon, Visayas, and Mindanao. The Philippine archipelago was part of many empires before the Spanish Empire arrived in the 16th century.
Southeast Asia is classified as part of the Indosphere and the Sinosphere. The archipelago had direct contact with China during the Song dynasty (960–1279), and was a part of the Srivijaya and Majapahit empires.
The pre-colonial Philippines widely used the abugida system in writing and seals on documents, though it was for communication and no recorded writings of early literature or history. Ancient Filipinos usually wrote documents on bamboo, bark, and leaves, which did not survive, unlike inscriptions on clay, metal, and ivory did, such as the Laguna Copperplate Inscription and Butuan Ivory Seal. The discovery of the Butuan Ivory Seal also proves the use of paper documents in ancient Philippines.
After the Spanish conquest, pre-colonial Filipino manuscripts and documents were gathered and burned to eliminate pagan beliefs. This has been the burden of historians in the accumulation of data and the development of theories that gave historians many aspects of Philippine history that were left unexplained. The interplay of pre-colonial events and the use of secondary sources written by historians to evaluate the primary sources, do not provide a critical examination of the methodology of the early Philippine historical study.
Enlightenment
During the Age of Enlightenment, the modern development of historiography through the application of scrupulous methods began. Among the many Italians who contributed to this were Leonardo Bruni (c. 1370–1444), Francesco Guicciardini (1483–1540), and Cesare Baronio (1538–1607).
Voltaire
French philosophe Voltaire (1694–1778) had an enormous influence on the development of historiography during the Age of Enlightenment through his demonstration of fresh new ways to look at the past. Guillaume de Syon argues:
Voltaire's best-known histories are The Age of Louis XIV (1751), and his Essay on the Customs and the Spirit of the Nations (1756). He broke from the tradition of narrating diplomatic and military events, and emphasized customs, social history and achievements in the arts and sciences. He was the first scholar to make a serious attempt to write the history of the world, eliminating theological frameworks, and emphasizing economics, culture and political history. Although he repeatedly warned against political bias on the part of the historian, he did not miss many opportunities to expose the intolerance and frauds of the church over the ages. Voltaire advised scholars that anything contradicting the normal course of nature was not to be believed. Although he found evil in the historical record, he fervently believed reason and educating the illiterate masses would lead to progress. Voltaire's History of Charles XII (1731) about the Swedish warrior king (Swedish: Karl XII) is also one of his most famous works. It is not least known as one of Napoleon's absolute favorite books.
Voltaire explains his view of historiography in his article on "History" in Diderot's Encyclopédie: "One demands of modern historians more details, better ascertained facts, precise dates, more attention to customs, laws, mores, commerce, finance, agriculture, population." Already in 1739 he had written: "My chief object is not political or military history, it is the history of the arts, of commerce, of civilization—in a word—of the human mind." Voltaire's histories used the values of the Enlightenment to evaluate the past. He helped free historiography from antiquarianism, Eurocentrism, religious intolerance and a concentration on great men, diplomacy, and warfare. Peter Gay says Voltaire wrote "very good history", citing his "scrupulous concern for truths", "careful sifting of evidence", "intelligent selection of what is important", "keen sense of drama", and "grasp of the fact that a whole civilization is a unit of study".
David Hume
At the same time, philosopher David Hume was having a similar effect on the study of history in Great Britain. In 1754 he published The History of England, a 6-volume work which extended "From the Invasion of Julius Caesar to the Revolution in 1688". Hume adopted a similar scope to Voltaire in his history; as well as the history of Kings, Parliaments, and armies, he examined the history of culture, including literature and science, as well. His short biographies of leading scientists explored the process of scientific change and he developed new ways of seeing scientists in the context of their times by looking at how they interacted with society and each other—he paid special attention to Francis Bacon, Robert Boyle, Isaac Newton and William Harvey.
He also argued that the quest for liberty was the highest standard for judging the past, and concluded that after considerable fluctuation, England at the time of his writing had achieved "the most entire system of liberty, that was ever known amongst mankind".
Edward Gibbon
The apex of Enlightenment history was reached with Edward Gibbon's monumental six-volume work, The History of the Decline and Fall of the Roman Empire, published on 17 February 1776. Because of its relative objectivity and heavy use of primary sources, its methodology became a model for later historians. This has led to Gibbon being called the first "modern historian". The book sold impressively, earning its author a total of about £9000. Biographer Leslie Stephen wrote that thereafter, "His fame was as rapid as it has been lasting."
Gibbon's work has been praised for its style, its piquant epigrams and its effective irony. Winston Churchill memorably noted, "I set out upon ... Gibbon's Decline and Fall of the Roman Empire [and] was immediately dominated both by the story and the style. ... I devoured Gibbon. I rode triumphantly through it from end to end and enjoyed it all." Gibbon was pivotal in the secularizing and 'desanctifying' of history, remarking, for example, on the "want of truth and common sense" of biographies composed by Saint Jerome. Unusually for an 18th-century historian, Gibbon was never content with secondhand accounts when the primary sources were accessible (though most of these were drawn from well-known printed editions). He said, "I have always endeavoured to draw from the fountain-head; that my curiosity, as well as a sense of duty, has always urged me to study the originals; and that, if they have sometimes eluded my search, I have carefully marked the secondary evidence, on whose faith a passage or a fact were reduced to depend." In this insistence upon the importance of primary sources, Gibbon broke new ground in the methodical study of history:
In accuracy, thoroughness, lucidity, and comprehensive grasp of a vast subject, the 'History' is unsurpassable. It is the one English history which may be regarded as definitive. ... Whatever its shortcomings the book is artistically imposing as well as historically unimpeachable as a vast panorama of a great period.
19th century
The tumultuous events surrounding the French Revolution inspired much of the historiography and analysis of the early 19th century. Interest in the 1688 Glorious Revolution was also rekindled by the Great Reform Act of 1832 in England. Nineteenth century historiography, especially among American historians, featured conflicting viewpoints that represented the times. According to 20th-century historian Richard Hofstadter:
Thomas Carlyle
Thomas Carlyle published his three-volume The French Revolution: A History, in 1837. The first volume was accidentally burned by John Stuart Mill's maid. Carlyle rewrote it from scratch. Carlyle's style of historical writing stressed the immediacy of action, often using the present tense. He emphasised the role of forces of the spirit in history and thought that chaotic events demanded what he called 'heroes' to take control over the competing forces erupting within society. He considered the dynamic forces of history as being the hopes and aspirations of people that took the form of ideas, and were often ossified into ideologies. Carlyle's The French Revolution was written in a highly unorthodox style, far removed from the neutral and detached tone of the tradition of Gibbon. Carlyle presented the history as dramatic events unfolding in the present as though he and the reader were participants on the streets of Paris at the famous events. Carlyle's invented style was epic poetry combined with philosophical treatise. It is rarely read or cited in the last century.
French historians: Michelet and Taine
In his main work Histoire de France (1855), French historian Jules Michelet (1798–1874) coined the term Renaissance (meaning "rebirth" in French), as a period in Europe's cultural history that represented a break from the Middle Ages, creating a modern understanding of humanity and its place in the world. The 19-volume work covered French history from Charlemagne to the outbreak of the French Revolution. His inquiry into manuscript and printed authorities was most laborious, but his lively imagination, and his strong religious and political prejudices, made him regard all things from a singularly personal point of view.
Michelet was one of the first historians to shift the emphasis of history to the common people, rather than the leaders and institutions of the country. He had a decisive impact on scholars. Gayana Jurkevich argues that led by Michelet:
Hippolyte Taine (1828–1893), although unable to secure an academic position, was the chief theoretical influence of French naturalism, a major proponent of sociological positivism, and one of the first practitioners of historicist criticism. He pioneered the idea of "the milieu" as an active historical force which amalgamated geographical, psychological, and social factors. Historical writing for him was a search for general laws. His brilliant style kept his writing in circulation long after his theoretical approaches were passé.
Cultural and constitutional history
One of the major progenitors of the history of culture and art, was the Swiss historian Jacob Burckhardt. Siegfried Giedion described Burckhardt's achievement in the following terms: "The great discoverer of the age of the Renaissance, he first showed how a period should be treated in its entirety, with regard not only for its painting, sculpture and architecture, but for the social institutions of its daily life as well."
His most famous work was The Civilization of the Renaissance in Italy, published in 1860; it was the most influential interpretation of the Italian Renaissance in the nineteenth century and is still widely read. According to John Lukacs, he was the first master of cultural history, which seeks to describe the spirit and the forms of expression of a particular age, a particular people, or a particular place. His innovative approach to historical research stressed the importance of art and its inestimable value as a primary source for the study of history. He was one of the first historians to rise above the narrow nineteenth-century notion that "history is past politics and politics current history.
By the mid-19th century, scholars were beginning to analyse the history of institutional change, particularly the development of constitutional government. William Stubbs's Constitutional History of England (3 vols., 1874–1878) was an important influence on this developing field. The work traced the development of the English constitution from the Teutonic invasions of Britain until 1485, and marked a distinct step in the advance of English historical learning. He argued that the theory of the unity and continuity of history should not remove distinctions between ancient and modern history. He believed that, though work on ancient history is a useful preparation for the study of modern history, either may advantageously be studied apart. He was a good palaeographer, and excelled in textual criticism, in examination of authorship, and other such matters, while his vast erudition and retentive memory made him second to none in interpretation and exposition.
Von Ranke and professionalization in Germany
The modern academic study of history and methods of historiography were pioneered in 19th-century German universities, especially the University of Göttingen. Leopold von Ranke (1795–1886) at Berlin was a pivotal influence in this regard, and was the founder of modern source-based history. According to Caroline Hoefferle, "Ranke was probably the most important historian to shape historical profession as it emerged in Europe and the United States in the late 19th century."
Specifically, he implemented the seminar teaching method in his classroom, and focused on archival research and analysis of historical documents. Beginning with his first book in 1824, the History of the Latin and Teutonic Peoples from 1494 to 1514, Ranke used an unusually wide variety of sources for a historian of the age, including "memoirs, diaries, personal and formal missives, government documents, diplomatic dispatches and first-hand accounts of eye-witnesses". Over a career that spanned much of the century, Ranke set the standards for much of later historical writing, introducing such ideas as reliance on primary sources, an emphasis on narrative history and especially international politics. Sources had to be solid, not speculations and rationalizations. His credo was to write history the way it was. He insisted on primary sources with proven authenticity.
Ranke also rejected the 'teleological approach' to history, which traditionally viewed each period as inferior to the period which follows. In Ranke's view, the historian had to understand a period on its own terms, and seek to find only the general ideas which animated every period of history. In 1831 and at the behest of the Prussian government, Ranke founded and edited the first historical journal in the world, called .
Another important German thinker was Georg Wilhelm Friedrich Hegel, whose theory of historical progress ran counter to Ranke's approach. In Hegel's own words, his philosophical theory of "World history ... represents the development of the spirit's consciousness of its own freedom and of the consequent realization of this freedom." This realization is seen by studying the various cultures that have developed over the millennia, and trying to understand the way that freedom has worked itself out through them:
World history is the record of the spirit's efforts to attain knowledge of what it is in itself. The Orientals do not know that the spirit or man as such are free in themselves. And because they do not know that, they are not themselves free. They only know that One is free. ... The consciousness of freedom first awoke among the Greeks, and they were accordingly free; but, like the Romans, they only knew that Some, and not all men as such, are free. ... The Germanic nations, with the rise of Christianity, were the first to realize that All men are by nature free, and that freedom of spirit is his very essence.
Karl Marx introduced the concept of historical materialism into the study of world historical development. In his conception, the economic conditions and dominant modes of production determined the structure of society at that point. In his view five successive stages in the development of material conditions would occur in Western Europe. The first stage was primitive communism where property was shared and there was no concept of "leadership". This progressed to a slave society where the idea of class emerged and the State developed. Feudalism was characterized by an aristocracy working in partnership with a theocracy and the emergence of the nation-state. Capitalism appeared after the bourgeois revolution when the capitalists (or their merchant predecessors) overthrew the feudal system and established a market economy, with
private property and parliamentary democracy. Marx then predicted the eventual proletarian revolution that would result in the attainment of socialism, followed by communism, where property would be communally owned.
Previous historians had focused on cyclical events of the rise and decline of rulers and nations. Process of nationalization of history, as part of national revivals in the 19th century, resulted with separation of "one's own" history from common universal history by such way of perceiving, understanding and treating the past that constructed history as history of a nation. A new discipline, sociology, emerged in the late 19th century and analyzed and compared these perspectives on a larger scale.
Macaulay and Whig history
The term "Whig history", coined by Herbert Butterfield in his short book The Whig Interpretation of History in 1931, means the approach to historiography which presents the past as an inevitable progression towards ever greater liberty and enlightenment, culminating in modern forms of liberal democracy and constitutional monarchy. In general, Whig historians emphasized the rise of constitutional government, personal freedoms and scientific progress. The term has been also applied widely in historical disciplines outside of British history (the history of science, for example) to criticize any teleological (or goal-directed), hero-based, and transhistorical narrative.
Paul Rapin de Thoyras's history of England, published in 1723, became "the classic Whig history" for the first half of the 18th century. It was later supplanted by the immensely popular The History of England by David Hume. Whig historians emphasized the achievements of the Glorious Revolution of 1688. This included James Mackintosh's History of the Revolution in England in 1688, William Blackstone's Commentaries on the Laws of England, and Henry Hallam's Constitutional History of England.
The most famous exponent of 'Whiggery' was Thomas Babington Macaulay. His writings are famous for their ringing prose and for their confident, sometimes dogmatic, emphasis on a progressive model of British history, according to which the country threw off superstition, autocracy and confusion to create a balanced constitution and a forward-looking culture combined with freedom of belief and expression. This model of human progress has been called the Whig interpretation of history. He published the first volumes of his most famous work of history, The History of England from the Accession of James II, in 1848. It proved an immediate success and replaced Hume's history to become the new orthodoxy. His 'Whiggish convictions' are spelled out in his first chapter:
His legacy continues to be controversial; Gertrude Himmelfarb wrote that "most professional historians have long since given up reading Macaulay, as they have given up writing the kind of history he wrote and thinking about history as he did." However, J. R. Western wrote that: "Despite its age and blemishes, Macaulay's History of England has still to be superseded by a full-scale modern history of the period".
The Whig consensus was steadily undermined during the post-World War I re-evaluation of European history, and Butterfield's critique exemplified this trend. Intellectuals no longer believed the world was automatically getting better and better. Subsequent generations of academic historians have similarly rejected Whig history because of its presentist and teleological assumption that history is driving toward some sort of goal. Other criticized 'Whig' assumptions included viewing the British system as the apex of human political development, assuming that political figures in the past held current political beliefs (anachronism), considering British history as a march of progress with inevitable outcomes and presenting political figures of the past as heroes, who advanced the cause of this political progress, or villains, who sought to hinder its inevitable triumph. J. Hart says "a Whig interpretation requires human heroes and villains in the story."
20th century
20th-century historiography in major countries is characterized by a move to universities and academic research centers. Popular history continued to be written by self-educated amateurs, but scholarly history increasingly became the province of PhD's trained in research seminars at a university. The training emphasized working with primary sources in archives. Seminars taught graduate students how to review the historiography of the topics, so that they could understand the conceptual frameworks currently in use, and the criticisms regarding their strengths and weaknesses. Western Europe and the United States took leading roles in this development. The emergence of area studies of other regions also developed historiographical practices.
France: Annales school
The French Annales school radically changed the focus of historical research in France during the 20th century by stressing long-term social history, rather than political or diplomatic themes. The school emphasized the use of quantification and the paying of special attention to geography.
The Annales d'histoire économique et sociale journal was founded in 1929 in Strasbourg by Marc Bloch and Lucien Febvre. These authors, the former a medieval historian and the latter an early modernist, quickly became associated with the distinctive Annales approach, which combined geography, history, and the sociological approaches of the Année Sociologique (many members of which were their colleagues at Strasbourg) to produce an approach which rejected the predominant emphasis on politics, diplomacy and war of many 19th and early 20th-century historians as spearheaded by historians whom Febvre called Les Sorbonnistes. Instead, they pioneered an approach to a study of long-term historical structures (la longue durée) over events and political transformations. Geography, material culture, and what later Annalistes called mentalités, or the psychology of the epoch, are also characteristic areas of study. The goal of the Annales was to undo the work of the Sorbonnistes, to turn French historians away from the narrowly political and diplomatic toward the new vistas in social and economic history. For early modern Mexican history, the work of Marc Bloch's student François Chevalier on the formation of landed estates (haciendas) from the sixteenth century to the seventeenth had a major impact on Mexican history and historiography, setting off an important debate about whether landed estates were basically feudal or capitalistic.
An eminent member of this school, Georges Duby, described his approach to history as one that relegated the sensational to the sidelines and was reluctant to give a simple accounting of events, but strived on the contrary to pose and solve problems and, neglecting surface disturbances, to observe the long and medium-term evolution of economy, society and civilisation. The Annalistes, especially Lucien Febvre, advocated a histoire totale, or histoire tout court, a complete study of a historical problem.
The second era of the school was led by Fernand Braudel and was very influential throughout the 1960s and 1970s, especially for his work on the Mediterranean region in the era of Philip II of Spain. Braudel developed the idea, often associated with Annalistes, of different modes of historical time: l'histoire quasi immobile (motionless history) of historical geography, the history of social, political and economic structures (la longue durée), and the history of men and events, in the context of their structures. His 'longue durée' approach stressed slow, and often imperceptible effects of space, climate and technology on the actions of human beings in the past. The Annales historians, after living through two world wars and major political upheavals in France, were deeply uncomfortable with the notion that multiple ruptures and discontinuities created history. They preferred to stress slow change and the longue durée. They paid special attention to geography, climate, and demography as long-term factors. They considered the continuities of the deepest structures were central to history, beside which upheavals in institutions or the superstructure of social life were of little significance, for history lies beyond the reach of conscious actors, especially the will of revolutionaries.
Noting the political upheavals in Europe and especially in France in 1968, Eric Hobsbawm argued that "in France the virtual hegemony of Braudelian history and the Annales came to an end after 1968, and the international influence of the journal dropped steeply." Multiple responses were attempted by the school. Scholars moved in multiple directions, covering in disconnected fashion the social, economic, and cultural history of different eras and different parts of the globe. By the time of crisis the school was building a vast publishing and research network reaching across France, Europe, and the rest of the world. Influence indeed spread out from Paris, but few new ideas came in. Much emphasis was given to quantitative data, seen as the key to unlocking all of social history. However, the Annales ignored the developments in quantitative studies underway in the U.S. and Britain, which reshaped economic, political and demographic research.
Marxist historiography
Marxist historiography developed as a school of historiography influenced by the chief tenets of Marxism, including the centrality of social class and economic constraints in determining historical outcomes (historical materialism). Friedrich Engels wrote The Peasant War in Germany, which analysed social warfare in early Protestant Germany in terms of emerging capitalist classes. Although it lacked a rigorous engagement with archival sources, it indicated an early interest in history from below and class analysis, and it attempts a dialectical analysis. Another treatise of Engels, The Condition of the Working Class in England in 1844, was salient in creating the socialist impetus in British politics from then on, e.g. the Fabian Society.
R. H. Tawney was an early historian working in this tradition. The Agrarian Problem in the Sixteenth Century (1912) and Religion and the Rise of Capitalism (1926), reflected his ethical concerns and preoccupations in economic history. He was profoundly interested in the issue of the enclosure of land in the English countryside in the sixteenth and seventeenth centuries and in Max Weber's thesis on the connection between the appearance of Protestantism and the rise of capitalism. His belief in the rise of the gentry in the century before the outbreak of the Civil War in England provoked the 'Storm over the Gentry' in which his methods were subjected to severe criticisms by Hugh Trevor-Roper and John Cooper.
Historiography in the Soviet Union was greatly influenced by Marxist historiography, as historical materialism was extended into the Soviet version of dialectical materialism.
A circle of historians inside the Communist Party of Great Britain (CPGB) formed in 1946 and became a highly influential cluster of British Marxist historians, who contributed to history from below and class structure in early capitalist society. While some members of the group (most notably Christopher Hill and E. P. Thompson) left the CPGB after the 1956 Hungarian Revolution, the common points of British Marxist historiography continued in their works. They placed a great emphasis on the subjective determination of history.
Christopher Hill's studies on 17th-century English history were widely acknowledged and recognised as representative of this school. His books include Puritanism and Revolution (1958), Intellectual Origins of the English Revolution (1965 and revised in 1996), The Century of Revolution (1961), AntiChrist in 17th-century England (1971), The World Turned Upside Down (1972) and many others.
E. P. Thompson pioneered the study of history from below in his work, The Making of the English Working Class, published in 1963. It focused on the forgotten history of the first working-class political left in the world in the late-18th and early-19th centuries. In his preface to this book, Thompson set out his approach to writing history from below:
Thompson's work was also significant because of the way he defined "class". He argued that class was not a structure, but a relationship that changed over time. He opened the gates for a generation of labor historians, such as David Montgomery and Herbert Gutman, who made similar studies of the American working classes.
Other important Marxist historians included Eric Hobsbawm, C. L. R. James, Raphael Samuel, A. L. Morton and Brian Pearce.
Biography
Biography has been a major form of historiography since the days when Plutarch wrote the parallel lives of great Roman and Greek leaders. It is a field especially attractive to nonacademic historians, and often to the spouses or children of famous people, who have access to the trove of letters and documents. Academic historians tend to downplay biography because it pays too little attention to broad social, cultural, political and economic forces, and perhaps too much attention to popular psychology. The "Great Man" tradition in Britain originated in the multi-volume Dictionary of National Biography (which originated in 1882 and issued updates into the 1970s); it continues to this day in the new Oxford Dictionary of National Biography. In the United States, the Dictionary of American Biography was planned in the late 1920s and appeared with numerous supplements into the 1980s. It has now been displaced by the American National Biography as well as numerous smaller historical encyclopedias that give thorough coverage to Great Persons. Bookstores do a thriving business in biographies, which sell far more copies than the esoteric monographs based on post-structuralism, cultural, racial or gender history. Michael Holroyd says the last forty years "may be seen as a golden age of biography", but nevertheless calls it the "shallow end of history". Nicolas Barker argues that "more and more biographies command an ever larger readership", as he speculates that biography has come "to express the spirit of our age".
Daniel R. Meister argues that:
British debates
Marxist historian E. H. Carr developed a controversial theory of history in his 1961 book What Is History?, which proved to be one of the most influential books ever written on the subject. He presented a middle-of-the-road position between the empirical or (Rankean) view of history and R. G. Collingwood's idealism, and rejected the empirical view of the historian's work being an accretion of "facts" that they have at their disposal as nonsense. He maintained that there is such a vast quantity of information that the historian always chooses the "facts" they decide to make use of. In Carr's famous example, he claimed that millions had crossed the Rubicon, but only Julius Caesar's crossing in 49 BC is declared noteworthy by historians. For this reason, Carr argued that Leopold von Ranke's famous dictum wie es eigentlich gewesen (show what actually happened) was wrong because it presumed that the "facts" influenced what the historian wrote, rather than the historian choosing what "facts of the past" they intended to turn into "historical facts". At the same time, Carr argued that the study of the facts may lead the historian to change his or her views. In this way, Carr argued that history was "an unending dialogue between the past and present".
Carr is held by some critics to have had a deterministic outlook in history. Others have modified or rejected this use of the label "determinist". He took a hostile view of those historians who stress the workings of chance and contingency in the workings of history. In Carr's view, no individual is truly free of the social environment in which they live, but contended that within those limitations, there was room, albeit very narrow room for people to make decisions that affect history. Carr emphatically contended that history was a social science, not an art, because historians like scientists seek generalizations that helped to broaden the understanding of one's subject.
One of Carr's most forthright critics was Hugh Trevor-Roper, who argued that Carr's dismissal of the "might-have-beens of history" reflected a fundamental lack of interest in examining historical causation. Trevor-Roper asserted that examining possible alternative outcomes of history was far from being a "parlour-game" was rather an essential part of the historians' work, as only by considering all possible outcomes of a given situation could a historian properly understand the period.
The controversy inspired Sir Geoffrey Elton to write his 1967 book The Practice of History. Elton criticized Carr for his "whimsical" distinction between the "historical facts" and the "facts of the past", arguing that it reflected "...an extraordinarily arrogant attitude both to the past and to the place of the historian studying it". Elton, instead, strongly defended the traditional methods of history and was also appalled by the inroads made by postmodernism. Elton saw the duty of historians as empirically gathering evidence and objectively analyzing what the evidence has to say. As a traditionalist, he placed great emphasis on the role of individuals in history instead of abstract, impersonal forces. Elton saw political history as the highest kind of history. Elton had no use for those who seek history to make myths, to create laws to explain the past, or to produce theories such as Marxism.
U.S. approaches
Classical and European history was part of the 19th-century grammar curriculum. American history became a topic later in the 19th century.
In the historiography of the United States, there were a series of major approaches in the 20th century. In 2009–2012, there were an average of 16,000 new academic history books published in the U.S. every year.
Progressive historians
The Progressive historians were a group of 20th century historians of the United States associated with a historiographical tradition that embraced an economic interpretation of American history. Most prominent among these was Charles A. Beard, who was influential in academia and with the general public.
Consensus history
Consensus history emphasizes the basic unity of American values and downplays conflict as superficial. It was especially attractive in the 1950s and 1960s. Prominent leaders included Richard Hofstadter, Louis Hartz, Daniel Boorstin, Allan Nevins, Clinton Rossiter, Edmund Morgan, and David M. Potter. In 1948 Hofstadter made a compelling statement of the consensus model of the U.S. political tradition:
New Left history
Consensus history was rejected by New Left viewpoints that attracted a younger generation of radical historians in the 1960s. These viewpoints stress conflict and emphasize the central roles of class, race and gender. The history of dissent, and the experiences of racial minorities and disadvantaged classes was central to the narratives produced by New Left historians.
Quantification and new approaches to history
Social history, sometimes called the "new social history", is a broad branch that studies the experiences of ordinary people in the past. It had major growth as a field in the 1960s and 1970s, and still is well represented in history departments. However, after 1980 the "cultural turn" directed the next generation to new topics. In the two decades from 1975 to 1995, the proportion of professors of history in U.S. universities identifying with social history rose from 31 to 41 percent, while the proportion of political historians fell from 40 to 30 percent.
The growth was enabled by the social sciences, computers, statistics, new data sources such as individual census information, and summer training programs at the Newberry Library and the University of Michigan. The New Political History saw the application of social history methods to politics, as the focus shifted from politicians and legislation to voters and elections.
The Social Science History Association was formed in 1976 as an interdisciplinary group with a journal Social Science History and an annual convention. The goal was to incorporate in historical studies perspectives from all the social sciences, especially political science, sociology and economics. The pioneers shared a commitment to quantification. However, by the 1980s the first blush of quantification had worn off, as traditional historians counterattacked. Harvey J. Graff says:
Meanwhile, "new" economic history became well-established. However, cliometrics has never been considered a historical field by the vast majority of historians so that cliometric articles have not been cited by historians. Economists mostly employed economic theories and econometric applications similar to typical economic papers. As a result, quantification remained central to demographic studies, but slipped behind in political and social history as traditional narrative approaches made a comeback. Recently, as the newest approach in economic history "new history of capitalism" appeared. In the first article of the related journal, Marc Flandreau defined their purpose as "crossing border" to create a truly interdisciplinary field.
Latin America
Latin America is the former Spanish American empire in the Western Hemisphere plus Portuguese Brazil. Professional historians pioneered the creation of this field, starting in the late nineteenth century. The term "Latin America" did not come into general usage until the twentieth century and in some cases it was rejected. The historiography of the field has been more fragmented than unified, with historians of Spanish America and Brazil generally remaining in separate spheres. Another standard division within the historiography is the temporal factor, with works falling into either the early modern period (or "colonial era") or the post-independence (or "national") period, from the early nineteenth onward. Relatively few works span the two eras and few works except textbooks unite Spanish America and Brazil. There is a tendency to focus on histories of particular countries or regions (the Andes, the Southern Cone, the Caribbean) with relatively little comparative work.
Historians of Latin America have contributed to various types of historical writing, but one major, innovative development in Spanish American history is the emergence of ethnohistory, the history of indigenous peoples, especially in Mexico based on alphabetic sources in Spanish or in indigenous languages.
For the early modern period, the emergence of Atlantic history, based on comparisons and linkages of Europe, the Americas, and Africa from 1450 to 1850 that developed as a field in its own right has integrated early modern Latin American history into a larger framework. For all periods, global or world history have focused on the connections between areas, likewise integrating Latin America into a larger perspective. Latin America's importance to world history is notable but often overlooked. "Latin America's central, and sometimes pioneering, role in the development of globalization and modernity did not cease with the end of colonial rule and the early modern period. Indeed, the region's political independence places it at the forefront of two trends that are regularly considered thresholds of the modern world. The first is the so-called liberal revolution, the shift from monarchies of the ancien régime, where inheritance legitimated political power, to constitutional republics... The second, and related, trend consistently considered a threshold of modern history that saw Latin America in the forefront is the development of nation-states."
Historical research appears in a number of specialized journals. These include Hispanic American Historical Review (est. 1918), published by the Conference on Latin American History; The Americas, (est. 1944); Journal of Latin American Studies (1969); Canadian Journal of Latin American and Caribbean Studies, (est.1976) Bulletin of Latin American Research, (est. 1981); Colonial Latin American Review (1992); and Colonial Latin American Historical Review (est. 1992). Latin American Research Review (est. 1969), published by the Latin American Studies Association, does not focus primarily on history, but it has often published historiographical essays on particular topics.
General works on Latin American history have appeared since the 1950s, when the teaching of Latin American history expanded in U.S. universities and colleges. Most attempt full coverage of Spanish America and Brazil from the conquest to the modern era, focusing on institutional, political, social and economic history. An important, eleven volume treatment of Latin American history is The Cambridge History of Latin America, with separate volumes on the colonial era, nineteenth century, and the twentieth century. There is a small number of general works that have gone through multiple editions. Major trade publishers have also issued edited volumes on Latin American history and historiography. Reference works include the Handbook of Latin American Studies, which publishes articles by area experts, with annotated bibliographic entries, and the Encyclopedia of Latin American History and Culture.
Africa
Since most African societies recorded their history orally, written records largely focussed on the actions of outsiders. Historiography in the colonial period was undertaken by European academics and historians from a European perspective, under the pretence of Western superiority supported by scientific racism. Oral sources were deprecated and dismissed by unfamiliar historians, giving them the impression Africa had history nor desire to create it.
African historiography became organised at the academic level in the mid 20th century. Kenneth Dike, among others, pioneered a new methodology of reconstructing African history using the oral traditions, alongside evidence from European-style histories and other historical sciences. This movement towards utilising oral sources in a multi-disciplinary approach culminated in UNESCO commissioning the General History of Africa, edited by specialists drawn from across the African continent, and publishing from 1981 to 2024. Contemporary historians are still tasked with building the institutional frameworks incorporating African epistemologies and representing an African perspective.
World history
World history, as a distinct field of historical study, emerged as an independent academic field in the 1980s. It focused on the examination of history from a global perspective and looked for common patterns that emerged across all cultures. The basic thematic approach of this field was to analyse two major focal points: integration—how processes of world history have drawn people of the world together, and difference—how patterns of world history reveal the diversity of the human experience.
Arnold J. Toynbee's ten-volume A Study of History, took an approach that was widely discussed in the 1930s and 1940s. By the 1960s his work was virtually ignored by scholars and the general public. He compared 26 independent civilizations and argued that they displayed striking parallels in their origin, growth, and decay. He proposed a universal model to each of these civilizations, detailing the stages through which they all pass: genesis, growth, time of troubles, universal state, and disintegration. The later volumes gave too much emphasis on spirituality to satisfy critics.
Chicago historian William H. McNeill wrote The Rise of the West (1965) to show how the separate civilizations of Eurasia interacted from the very beginning of their history, borrowing critical skills from one another, and thus precipitating still further change as adjustment between traditional old and borrowed new knowledge and practice became necessary. He then discusses the dramatic effect of Western civilization on others in the past 500 years of history. McNeill took a broad approach organized around the interactions of peoples across the globe. Such interactions have become both more numerous and more continual and substantial in recent times. Before about 1500, the network of communication between cultures was that of Eurasia. The term for these areas of interaction differ from one world historian to another and include world-system and ecumene. His emphasis on cultural fusions influenced historical theory significantly.
The cultural turn
The "cultural turn" of the 1980s and 1990s affected scholars in most areas of history. Inspired largely by anthropology, it turned away from leaders, ordinary people and famous events to look at the use of language and cultural symbols to represent the changing values of society.
The British historian Peter Burke finds that cultural studies has numerous spinoffs, or topical themes it has strongly influenced. The most important include gender studies and postcolonial studies, as well as memory studies, and film studies.
Diplomatic historian Melvyn P. Leffler finds that the problem with the "cultural turn" is that the culture concept is imprecise, and may produce excessively broad interpretations, because it:
Memory studies
Memory studies is a new field, focused on how nations and groups (and historians) construct and select their memories of the past in order to celebrate (or denounce) key features, thus making a statement of their current values and beliefs. Historians have played a central role in shaping the memories of the past as their work is diffused through popular history books and school textbooks. French sociologist Maurice Halbwachs, opened the field with La mémoire collective (Paris: 1950).
Many historians examine how the memory of the past has been constructed, memorialized or distorted. Historians examine how legends are invented. For example, there are numerous studies of the memory of atrocities from World War II, notably the Holocaust in Europe and Japanese war crimes in Asia. British historian Heather Jones argues that the historiography of the First World War in recent years has been reinvigorated by the cultural turn. Scholars have raised entirely new questions regarding military occupation, radicalization of politics, race, and the male body.
Representative of recent scholarship is a collection of studies on the "Dynamics of Memory and Identity in Contemporary Europe". Sage has published the scholarly journal Memory Studies since 2008, and the book series "Memory Studies" was launched by Palgrave Macmillan in 2010 with 5–10 titles a year.
Scholarly journals
The historical journal, a forum where academic historians could exchange ideas and publish newly discovered information, came into being in the 19th century. The early journals were similar to those for the physical sciences, and were seen as a means for history to become more professional. Journals also helped historians to establish various historiographical approaches, the most notable example of which was Annales. Économies, sociétés, civilisations, a publication of the Annales school in France. Journals now typically have one or more editors and associate editors, an editorial board, and a pool of scholars to whom articles that are submitted are sent for confidential evaluation. The editors will send out new books to recognized scholars for reviews that usually run 500 to 1000 words. The vetting and publication process often takes months or longer. Publication in a prestigious journal (which accept 10 percent or fewer of the articles submitted) is an asset in the academic hiring and promotion process. Publication demonstrates that the author is conversant with the scholarly field. Page charges and fees for publication are uncommon in history. Journals are subsidized by universities or historical societies, scholarly associations, and subscription fees from libraries and scholars. Increasingly they are available through library pools that allow many academic institutions to pool subscriptions to online versions. Most libraries have a system for obtaining specific articles through inter-library loan.
Some major historical journals
1839 Revista do Instituto Histórico e Geográfico Brasileiro (Brazil)
1840 Historisk tidsskrift (Denmark)
1859 Historische Zeitschrift (Germany)
1866 Archivum historicum, later Historiallinen arkisto (Finland, published in Finnish)
1867 Századok (Hungary)
1869 Časopis Matice moravské (Czech republic – then part of Austria-Hungary)
1871 Historisk tidsskrift (Norway)
1876 Revue Historique (France)
1880 Historisk tidskrift (Sweden)
1886 English Historical Review (England)
1887 Kwartalnik Historyczny (Poland – then part of Austria-Hungary)
1892 William and Mary Quarterly (US)
1894 Ons Hémecht (Luxembourg)
1895 American Historical Review (US)
1895 Český časopis historický (Czech republic – then part of Austria-Hungary)
1914 Mississippi Valley Historical Review (renamed in 1964 the Journal of American History) (US)
1915 The Catholic Historical Review (US)
1916 The Journal of Negro History (renamed in 2001 The Journal of African American History) (US)
1916 Historisk Tidskrift för Finland (Finland, published in Swedish)
1918 Hispanic American Historical Review (US)
1920 Canadian Historical Review (Canada)
1922 Slavonic and East European Review (SEER), (England)
1928 Scandia (Sweden)
1929 Annales d'histoire économique et sociale (France)
1935 Journal of Southern History (US)
1941 The Journal of Economic History (US)
1944 The Americas (US)
1951 Historia Mexicana (Mexico)
1952 Past & present: a journal of historical studies (England)
1953 Vierteljahrshefte für Zeitgeschichte (Germany)
1954 Ethnohistory (US)
1956 Journal of the Historical Society of Nigeria (Nigeria)
1957 Victorian Studies (US)
1960 Journal of African History (England)
1960 Technology and culture: the international quarterly of the Society for the History of Technology (US)
1960 History and Theory (US)
1967 Indian Church History Review (India) (earlier published as the Bulletin of Church History Association of India)
1967 The Journal of Social History (US)
1969 Journal of Interdisciplinary History (US)
1969 Journal of Latin American Studies (UK)
1975 Geschichte und Gesellschaft. Zeitschrift für historische Sozialwissenschaft (Germany)
1975 Signs (US)
1976 Journal of Family History (US)
1978 The Public Historian (US)
1981 Bulletin of Latin American Research (UK)
1982 Storia della Storiografia – History of Historiography – Histoire de l'Historiographie – Geschichte der Geschichtsschreibung
1982 Subaltern Studies (Oxford University Press)
1986 Zeitschrift für Sozialgeschichte des 20. und 21. Jahrhunderts, new title since 2003: Sozial.Geschichte. Zeitschrift für historische Analyse des 20. und 21. Jahrhunderts (Germany)
1990 Gender and History (US)
1990 Journal of World History (US)
1990 L'Homme. Zeitschrift für feministische Geschichtswissenschaft (Austria)
1990 Österreichische Zeitschrift für Geschichtswissenschaften (ÖZG)
1992 Women's History Review
1992 Colonial Latin American Historical Review (US)
1992 Colonial Latin American Review
1996 Environmental History (US)
2011 International Journal for the Historiography of Education
Narrative
According to Lawrence Stone, narrative has traditionally been the main rhetorical device used by historians. In 1979, at a time when the new Social History was demanding a social-science model of analysis, Stone detected a move back toward the narrative. Stone defined narrative as follows: it is organized chronologically; it is focused on a single coherent story; it is descriptive rather than analytical; it is concerned with people not abstract circumstances; and it deals with the particular and specific rather than the collective and statistical. He reported that, "More and more of the 'new historians' are now trying to discover what was going on inside people's heads in the past, and what it was like to live in the past, questions which inevitably lead back to the use of narrative."
Historians committed to a social science approach, however, have criticized the narrowness of narrative and its preference for anecdote over analysis, and its use of clever examples rather than statistically verified empirical regularities.
Topics studied
Some of the common topics in historiography are:
Reliability of the sources used, in terms of authorship, credibility of the author, and the authenticity or corruption of the text. (See also source criticism.)
Historiographical tradition or framework. Every historian uses one (or more) historiographical traditions, for example Marxist, Annales school, "total history", or political history.
Moral issues, guilt assignment, and praise assignment
Revisionism versus orthodox interpretations
Historical metanarratives and metahistory.
Approaches
How a historian approaches historical events is one of the most important decisions within historiography. Historians commonly recognise that individual historical facts—dealing with names, dates and places—are not particularly meaningful in themselves. Such facts only become useful/informative when assembled with other historical evidence, and the process of assembling this evidence is understood as a particular historiographical approach.
Some influential historiographical approaches include:
Big history
Business history, History of institutions and Official history
Black history
Chronology
Comparative history
Cultural history
Diplomatic history
Decolonization of knowledge
Economic history (history of capitalism), (Business history), (financial history)
Environmental history, a relatively new field
Ethnohistory
Gender history including women's history, family history, feminist history
Global history, or World History
Global studies
Great man theory and Heroism
History of medicine
History of religion and church history; the history of theology is usually handled under theology
Indigenous history
Industrial history and the history of technology
Intellectual history and the history of ideas
Labor history
Legendary history – important in pre-modern contexts
Local history and microhistory
Marxist historiography and historical materialism
Migration studies
Military history, including naval and air history
Mythistory – history incorporating elements of myth
National history – comforting myths of individual peoples
Oral history and Traditional knowledge
Political history
Public history, especially museums and historic preservation
Quantitative history (prosopography using statistics to study biographies)
Historiography of science
Social history and people's history; along with the French version the Annales school and the German Bielefeld School
Subaltern Studies, regarding post-colonial India
Urban history
American urban history
Whig history, history interpreted as the story of continuous progress
World history
Zeitgeist
Related fields
Important related fields include:
Antiquarianism
Genealogy
Historical archaeology
Intellectual history
Numismatics
Paleography
Philosophy of history
Pseudohistory
See also
List of historians by area of study
Historical significance
National memory
Methods
Archival research
Auxiliary sciences of history
Historical method
Humanistic historiography
List of historians, inclusive of most major historians
List of historians by area of study
List of history journals
Philosophy of history
Popular history
Primary source – documents, correspondence, diaries
Secondary source – interpretations, written history
Tertiary source – textbooks and encyclopedias
Periodization
Public history, including museums and historical preservation
Historical revisionism
Shared historical authority
Historiography at Wikiversity, where it is part of the School of History
Topics
African historiography
Historiography of Argentina
Atlantic history
Historiography of Canada
Chinese historiography
Historiography of the Cold War
Historiography of early Christianity
Ethiopian historiography
Historiography of the French Revolution
Annales school, in France
Historiography of Germany
Bielefeld School, in Germany
Greek historiography
Historiography of Alexander the Great
Classics
History of India#Historiography
Historiography of the fall of the Mughal Empire
Historiography of Islam
Historiography of early Islam
Historiography of Japan
Historiography of Korea
Korean nationalist historiography
Latin American History
Middle Ages
Historiography of feudalism
Dark Ages (historiography)
Historiography of the Crusades
Historiography and nationalism
Roman historiography
Historiography of the fall of the Western Roman Empire
Historiography of Switzerland
Historiography in the Soviet Union
Historiography of the United Kingdom
Historiography of Scotland
Historiography of the British Empire
Historiography of the United States
Frontier thesis
World history
Historiography of the causes of World War I
Historiography of World War II
Historiography of the Battle of France, 1940
References
Bibliography
Theory
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R.G. Collingwood, The Idea of History, 1936,
Deluermoz, Quentin, and Singaravélou, Pierre: A Past of Possibilities: A History of What Could Have Been ; Yale University Press, 2021
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Geoffrey Elton, The Practice of History, 1969,
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Harlaftis, Gelina, ed. The New Ways of History: Developments in Historiography (I.B. Tauris, 2010) 260 pp; trends in historiography since 1990
Hewitson, Mark, History and Causality, Palgrave Macmillan, 2014
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Guides to scholarship
The American Historical Association's Guide to Historical Literature, ed. by Mary Beth Norton and Pamela Gerardi (3rd ed. 2 vol, Oxford U.P. 1995) 2064 pages; annotated guide to 27,000 of the most important English language history books in all fields and topics vol 1 online, vol 2 online
Allison, William Henry et al. eds. A guide to historical literature (1931) comprehensive bibliography for scholarship to 1930 as selected by scholars from the American Historical Association online edition, free;
Backhouse, Roger E. and Philippe Fontaine, eds. A Historiography of the Modern Social Sciences (Cambridge University Press, 2014) pp. ix, 248; essays on the ways in which the histories of psychology, anthropology, sociology, economics, history, and political science have been written since 1945
Black, Jeremy. Clio's Battles: Historiography in Practice (Indiana University Press, 2015.) xvi, 323 pp.
Boyd, Kelly, ed. Encyclopedia of Historians and Historical Writers (2 Vol 1999), 1600 pp covering major historians and themes
Cline, Howard F. ed. Guide to Ethnohistorical Sources, Handbook of Middle American Indians (4 vols U of Texas Press 1973.
Gray, Wood. Historian's Handbook, 2nd ed. (Houghton-Mifflin Co., cop. 1964), vii, 88 pp; a primer
Elton, G.R. Modern Historians on British History 1485–1945: A Critical Bibliography 1945–1969 (1969), annotated guide to 1000 history books on every major topic, plus book reviews and major scholarly articles. online
Loades, David, ed. Reader's Guide to British History (Routledge; 2 vol 2003) 1760 pp; highly detailed guide to British historiography excerpt and text search
Parish, Peter, ed. Reader's Guide to American History (Routledge, 1997), 880 pp; detailed guide to historiography of American topics excerpt and text search
Popkin, Jeremy D. From Herodotus to H-Net: The Story of Historiography (Oxford UP, 2015).
Woolf, Daniel et al. The Oxford History of Historical Writing (5 vol 2011–r12), covers all major historians since AD 600
The Oxford History of Historical Writing: Volume 1: Beginnings to AD 600 online at
The Oxford History of Historical Writing: Volume 3: 1400–1800 online at
The Oxford History of Historical Writing: Volume 4: 1800–1945 online at
Histories of historical writing
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Barnes, Harry Elmer. A history of historical writing (1962)
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Bauer, Stefan. The Invention of Papal History: Onofrio Panvinio between Renaissance and Catholic Reform (Oxford University Press, 2020).
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Conrad, Sebastian. The Quest for the Lost Nation: Writing History in Germany and Japan in the American Century (2010)
Crymble, Adam. Technology and the Historian: Transformations in the Digital Age (University of Illinois, 2021), 241 pp
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Iggers, Georg G. Historiography in the 20th Century: From Scientific Objectivity to the Postmodern Challenge (2005)
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Momigliano, Arnaldo. The Classical Foundation of Modern Historiography, 1990,
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Woolf, Daniel, ed. The Oxford History of Historical Writing. 5 vols. (Oxford University Press, 2011–12)
Woolf, Daniel, A Concise History Of History (Cambridge University Press, 2019)
Feminist historiography
Bonnie G. Smith, The Gender of History: Men, Women, and Historical Practice, Harvard University Press 2000
Gerda Lerner, The Majority Finds its Past: Placing Women in History, New York: Oxford University Press 1979
Judith M. Bennett, History Matters: Patriarchy and the Challenge of Feminism, University of Pennsylvania Press, 2006
Julie Des Jardins, Women and the Historical Enterprise in America, University of North Carolina Press, 2002
Donna Guy, "Gender and Sexuality in Latin America" in The Oxford Handbook of Latin American History, José C. Moya, ed. New York: Oxford University Press 2011, pp. 367–381.
Asunción Lavrin, "Sexuality in Colonial Spanish America" in The Oxford Handbook of Latin American History, José C. Moya, ed. New York: Oxford University Press 2011, pp. 132–154.
Mary Ritter Beard, Woman as force in history: A study in traditions and realities
Mary Spongberg, Writing women's history since the Renaissance, Palgrave Macmillan, 2002
Clare Hemmings, "Why Stories Matter: The Political Grammar of Feminist Theory", Duke University Press 2011
National and regional studies
Berger, Stefan et al., eds. Writing National Histories: Western Europe Since 1800 (1999) excerpt and text search; how history has been used in Germany, France & Italy to legitimize the nation-state against socialist, communist and Catholic internationalism
Iggers, Georg G. A new Directions and European Historiography (1975)
LaCapra, Dominic, and Stephen L. Kaplan, eds. Modern European Intellectual History: Reappraisals and New Perspective (1982)
Asia and Africa
R.C. Majumdar, Historiography in Modem India (Bombay, 1970)
Marcinkowski, M. Ismail. Persian Historiography and Geography: Bertold Spuler on Major Works Produced in Iran, the Caucasus, Central Asia, India and Early Ottoman Turkey (Singapore: Pustaka Nasional, 2003)
Martin, Thomas R. Herodotus and Sima Qian: The First Great Historians of Greece and China: A Brief History with Documents (2009)
E. Sreedharan, A Textbook of Historiography, 500 B.C. to A.D. 2000 (2004)
Arvind Sharma, Hinduism and Its Sense of History (Oxford University Press, 2003)
Shourie, Arun (2014). Eminent historians: Their technology, their line, their fraud. Noida, Uttar Pradesh, India : HarperCollins Publishers.
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Bann, Stephen. Romanticism and the Rise of History (Twayne Publishers, 1995)
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Furber, Elizabeth, ed. Changing Views on British History; Essays on Historical Writing Since 1939 (1966); 418pp; essays by scholars
Hale, John Rigby, ed. The evolution of British historiography: from Bacon to Namier (1967).
Hexter, J. H. On Historians: Reappraisals of some of the makers of modern history (1979); covers Carl Becker, Wallace Ferguson, Fernan Braudel, Lawrence Stone, Christopher Hill, and J.G.A. Pocock
Howsam, Leslie. "Academic Discipline or Literary Genre?: The Establishment of Boundaries in Historical Writing". Victorian Literature and Culture 32.02 (2004): 525–545. online
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Kenyon, John. The History Men: The Historical Profession in England since the Renaissance (1983)
Loades, David. Reader's Guide to British History (2 vol. 2003) 1700pp; 1600-word-long historiographical essays on about 1000 topics
Mitchell, Rosemary. Picturing the Past: English History in Text and Image 1830–1870 (Oxford: Clarendon Press, 2000)
Philips, Mark Salber. Society and Sentiment: Genres of Historical Writing in Britain, 1740–1820 (Princeton University Press, 2000).
Richardson, Roger Charles, ed. The debate on the English Revolution (2nd ed. Manchester University Press, 1998)
Schlatter, Richard, ed. Recent Views on British History: Essays on Historical Writing Since 1966 (1984) 525 pp; 13 topics essays by scholars
British Empire
Berger, Carl. Writing Canadian History: Aspects of English Canadian Historical Writing since 1900, (2nd ed. 1986)
Bhattacharjee, J. B. Historians and Historiography of North East India (2012)
Davison, Graeme. The Use and Abuse of Australian History (2000)
Farrell, Frank. Themes in Australian History: Questions, Issues and Interpretation in an Evolving Historiography (1990)
Gare, Deborah. "Britishness in Recent Australian Historiography", The Historical Journal, Vol. 43, No. 4 (Dec., 2000), pp. 1145–1155 in JSTOR
Guha, Ranajiit. Dominance Without Hegemony: History and Power in Colonial India (Harvard UP, 1998)
Granatstein, J. L. Who Killed Canadian History? (1998)
Mittal, S. C India distorted: A study of British historians on India (1995), on 19th century writers
Saunders, Christopher. The making of the South African past: major historians on race and class, (1988)
Winks, Robin, ed. The Oxford History of the British Empire: Volume V: Historiography (2001)
France
Burke, Peter. The French Historical Revolution: The Annales School 1929–2014 (John Wiley & Sons, 2015).
Daileader, Philip and Philip Whalen, eds. French Historians 1900–2000: New Historical Writing in Twentieth-Century France (2010) 40 long essays by experts. excerpt
Revel, Jacques, and Lynn Hunt, eds. Histories: French Constructions of the Past, (1995). 654pp; 65 essays by French historians
Stoianovich, Traian. French Historical Method: The Annales Paradigm (1976)
Germany
Fletcher, Roger. "Recent developments in West German Historiography: the Bielefeld School and its critics". German Studies Review (1984): 451–480. in JSTOR
Hagemann, Karen, and Jean H. Quataert, eds. Gendering Modern German History: Rewriting Historiography (2008)
Iggers, Georg G. The German Conception of History: The National Tradition of Historical Thought from Herder to the Present (2nd ed. 1983)
Rüger, Jan, and Nikolaus Wachsmann, eds. Rewriting German history: new perspectives on modern Germany (Palgrave Macmillan, 2015). excerpt
Sheehan, James J. "What is German history? Reflections on the role of the nation in German history and historiography". Journal of Modern History (1981): 2–23. in JSTOR
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Stuchtey, Benedikt, and Peter Wende, eds. British and German historiography, 1750–1950: traditions, perceptions, and transfers (2000).
Latin America
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Coatsworth, John. "Cliometrics and Mexican History", Historical Methods18:1 (Winter 1985)31–37.
Lockhart, James. "The Social History of Early Latin America". Latin American Research Review 1972.
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United States
Hofstadter, Richard. The Progressive Historians: Turner, Beard, Parrington (1968)
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Palmer, William W. "All Coherence Gone? A Cultural History of Leading History Departments in the United States, 1970–2010", Journal of The Historical Society (2012), 12: 111–153.
Palmer, William. Engagement with the Past: The Lives and Works of the World War II Generation of Historians (2001)
Parish, Peter J., ed. Reader's Guide to American History (1997), historiographical overview of 600 topics
Wish, Harvey. The American Historian (1960), covers pre-1920
Themes, organizations, and teaching
Carlebach, Elishiva, et al. eds. Jewish History and Jewish Memory: Essays in Honor of Yosef Hayim Yerushalmi (1998) excerpt and text search
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Darcy, R. and Richard C. Rohrs, A Guide to Quantitative History (1995)
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Ernest, John. Liberation Historiography: African American Writers and the Challenge of History, 1794–1861. (2004)
Evans, Ronald W. The Hope for American School Reform: The Cold War Pursuit of Inquiry Learning in Social Studies(Palgrave Macmillan; 2011) 265 pages
Ferro, Marc, Cinema and History (1988)
Green, Anna, and Kathleen Troup. The Houses of History: A Critical Reader in Twentieth Century History and Theory. 2 ed. Manchester University Press, 2016.
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Ritchie, Donald A. The Oxford Handbook of Oral History (2010) excerpt and text search
Tröhler, Daniel "History and Historiography. Approaches to Historical Research in Education" T. Fitzgerald (ed.), Handbook of Historical Studies in Education (2019);
External links
International Commission for the History and Theory of Historiography
short guide to Historiographical terms
Basic guide to historiography research for undergraduates
Cromohs – cyber review of modern historiography open-access electronic scholarly journal
History of Historiography scholarly journal in several languages
Philosophy of history | 0.791067 | 0.998232 | 0.789668 |
Historical sociology | Historical sociology is an interdisciplinary field of research that combines sociological and historical methods to understand the past, how societies have developed over time, and the impact this has on the present. It emphasises a mutual line of inquiry of the past and present to understand how discrete historical events fit into wider societal progress and ongoing dilemmas through complementary comparative analysis.
Looking at how social structures are changed and reproduced, historical sociology strives to understand the visible mechanisms and hidden structures that hinder certain parts of human development, whilst allowing other parts to thrive. Throughout this, it challenges the ahistoricism of modern sociology as a discipline, of the limited engagement with the past in studying social structures, whilst simultaneously critiquing the disengagement of historical study with the differences between societies and the broader social patterns between historical events.
This interdisciplinary field operates within a spectrum between history and sociology with a 'sociology of history' residing at one end and a 'history of society' residing at another. A diverse range of people can be found throughout this spectrum that explore history through a sociological lens compared to others that dissect society through its historical events. Although valid lines of research, they are based on singular disciplinary approaches and are reductionist in nature. In the middle of this spectrum historical sociology can be found that works to intertwine these mono-discipline efforts into an interdisciplinary approach.
Origins
As time has passed, history and sociology have developed into two different specific academic disciplines. Historical data was used and is used today in mainly these three ways. The first one is: Examining a theory through a Parallel investigation. To correspond with the natural-science conceptions of laws, and to look at, or apply various historical material where you gather your resources in order to prove the theory that is applied. Or on the other hand sociologists for the parallel investigation theory could apply the theory to certain cases of investigation but in a different modalities of a more widely used process. The second theory that sociologists mainly use: applying and contrasting certain events or policies. Analysed by their specific, or what makes them in unique quality of a composition, certain events used by the sociologist for comparative data can be contrasted and compared. For interpretive sociologists it is very common for them to use the 'Verstehen' tradition. And lastly, the third way sociologists typically relate is by taking a look at the causalities from a macro point of view. This is Mill's method: " a) principle of difference: a case with effect and cause present is contrasted with a case with effect and cause absent; and b) principle of agreement: cases with same effects are compared in terms of their (ideally identical) causes. There is an important debate on the usefulness of Mill's method for sociological research, which relates to the fact that historical research is often based on only few cases and that many sociological theories are probabilistic, not deterministic. Today, historical sociology is measured by a conjunction of questions that are rich in detail.
Scope
Human agency
A shared theme of sociology and history is accounting for the paradox of human agency. "The problem of agency is the problem of finding a way to account for human experience which recognises simultaneously and in equal measure that history and society are made by constant and more or less purposeful individual action and that individual action, however purposeful, is made by history and society".
This theme is presented across authors from Marx to Spencer where a symbiotic relation enables action to create structure, whilst that structure defines action. Here, historical sociology outlines that the key to understanding our human agency is to track its development over time. Better enabling us to see the changes and continuations of actions and structures that shape human agency throughout our societies.
Comparative historical sociology
Contemporary historical sociology is primarily concerned with how the state has developed since the Middle Ages, analysing relations between states, classes, economic and political systems.
Impact on other disciplines
International relations
(See International Relations)
Historical sociology has become an increasingly used approach in international relations to draw upon the reflective usefulness of historical sociology in exploring the past and present together, challenging unhistorical viewpoints in the field that stem from realist and neoliberalism paradigms that often see the wider structural makeup of the world as static.
Political economy
(See Political Economy)
The work of political economy aims to reconcile the development of political and economic systems for insight into policy. Historical sociology critiques political economy for (1) viewing the present as a natural structure, (2) focus on history as a path dependent outcome, and (3) shaping their insights around prominent figures with limited engagement of wider processes and "regular" people.
Notable authors
Giovanni Arrighi
Jean Baechler
Randall Collins
Emile Durkheim
Norbert Elias
Michel Foucault
John A. Hall
Michael Mann
Karl Marx
Barrington Moore
Karl Polanyi
Stein Rokkan
Theda Skocpol
Charles Tilly
Immanuel Wallerstein
Max Weber
Reinhard Bendix
Richard Lachmann
Sinisa Malesevic
Margaret Somers
Julia Adams
George Steinmetz
Journals
Journal of Historical Sociology
Research organisations
Historical sociology
American Sociological Association Comparative-Historical Sociology
British Sociological Association Historical & Comparative Sociology Study Group
International Sociological Association Historical Sociology Research Committee
Interdisciplinary
Harvard University Political and Historical Sociology Research Cluster
See also
Comparative historical research
Comparative sociology
Critical juncture theory
History of sociology
International relations theory
Sociocultural evolution
World-systems theory
Economic sociology
Cliodynamics
Historical materialism
Imprinting
References
Further reading
Robert Leroux, History and Sociology in France: From Scientific History to the Durkheimian School, London, Routledge, 2018.
Charles Tilly, Historical Sociology, in Scott G. McNall & Gary N. Howe, eds., Current Perspectives in Social Theory. Vol. I. (1980) Greenwich, Connecticut: JAI Press, online
Charles Tilly, Historical Sociology, in International Encyclopedia of the Behavioral and Social Sciences (2001) Amsterdam: Elsevier. Vol. 10, 6753–6757, online
Charles Tilly, Three Visions of History and Theory, in History and Theory (2007) 46: 299-307, online
Charles Tilly, History of and in Sociology, introduction to the didactic seminar on methodologies of the history of sociology, American Sociological Association annual meeting, Montréal, May 2007, online
George Steinmetz, 'Ideas in Exile: Refugees from Nazi Germany and the Failure to Transplant Historical Sociology into the United States.” International Journal of Politics, Culture, and Society''', 2010.
Mathieu Deflem, “Useless Tilly (et al.): Teaching Comparative-Historical Sociology Wisely.” Trajectories, Newsletter of the ASA Comparative & Historical Sociology section, 19(1):14-17, 2007. online
George Steinmetz, 'The Historical Sociology of Historical Sociology: Germany and the United States in the 20th century', Sociologica (Italian Journal of Sociology online)2008 February). online
George Steinmetz,'The Relations between Sociology and History in the United States: The Current State of Affairs', Journal of Historical Sociology 20:1-2 (2007): 1-12.
John Baylis, Steve Smith, Globalization of world politics: An introduction to international relations'', Oxford University Press, 3rd ed., 2005, , p. 276–278
David Baronov, The Dialectics of Inquiry Across the Historical Social Sciences. Routledge Press. 2013.
Reading list
Introductory
Delanty, G and Isin, E. F. (2003). Handbook of historical sociology. London: SAGE.
External links
Scientific Prediction in Historical Sociology: Ibn Khaldun meets Al Saud
Interdisciplinary subfields of sociology
Historical sociology
Social history | 0.805565 | 0.979603 | 0.789134 |
Total war | Total war is a type of warfare that includes any and all (including civilian-associated) resources and infrastructure as legitimate military targets, mobilises all of the resources of society to fight the war, and gives priority to warfare over non-combatant needs.
The term has been defined as "A war that is unrestricted in terms of the weapons used, the territory or combatants involved, or the objectives pursued, especially one in which the laws of war are disregarded."
In the mid-19th century, scholars identified total war as a separate class of warfare. In a total war, the differentiation between combatants and non-combatants diminishes due to the capacity of opposing sides to consider nearly every human, including non-combatants, as resources that are used in the war effort.
Characteristics
Total war is a concept that has been extensively studied by scholars of conflict and war. One of the most notable contributions to this field of research is the work of Stig Förster, who has identified four dimensions of total war: total purposes, total methods, total mobilisation, and total control. Tiziano Peccia has built upon Förster's work by adding a fifth dimension of "total change." Peccia argues that total war not only has a profound impact on the outcome of the conflict but also produces significant changes in the political, cultural, economic, and social realms beyond the end of the conflict. As Peccia puts it, "total war is an earthquake that has the world as its epicenter."
The four dimensions of total war identified by Förster are:
1) Total purposes: The aim of continuous growth of the power of the parties involved and hegemonic visions.
2) Total methods: Similar and common methodologies among countries that intend to increase their spheres of influence.
3) Total mobilisation: Inclusion in the conflict of parties not traditionally involved, such as women and children or individuals who are not part of the armed bodies.
4) Total control: Multisectoral centralisation of the powers and orchestration of the activities of the countries in a small circle of dictators or oligarchs, with cross-functional control over education and culture, media/propaganda, economic, and political activities.
Peccia's contribution of "total change" adds to this framework by emphasising the long-term effects of total war on society.
5) Total change: This includes changes in social attitudes, cultural norms, and political structures, as well as economic and technological developments.
In Peccia's view, total war not only transforms the military and political landscape but also has far-reaching and long-time implications for society as a whole.
Actions that may characterise the post-19th century concept of total war include:
Strategic bombing, as during World War II, the Korean War, and the Vietnam War (Operations Barrel Roll, Rolling Thunder and Linebacker II)
Blockade and sieging of population centres, as with the Allied blockade of Germany and the Siege of Leningrad during the First and Second World Wars
Scorched earth policy, as with the March to the Sea during the American Civil War and the Japanese "Three Alls Policy" during the Second Sino-Japanese War
Commerce raiding, tonnage war, and unrestricted submarine warfare, as with privateering, the German U-boat campaigns of the First and Second World Wars, and the United States submarine campaign against Japan during World War II
Collective punishment, pacification operations, and reprisals against populations deemed hostile, as with the execution and deportation of suspected Communards following the fall of the 1871 Paris Commune or the German reprisal policy targeting resistance movements, insurgents, and Untermenschen such as in France (e.g. Maillé massacre) and Poland during World War II
Industrial warfare, as with all belligerents in their respective home fronts during World War I and World War II
The use of civilians and prisoners of war as forced labour for military operations, as with Japan, USSR and Germany's massive use of forced labourers of other nations during World War II (see Slavery in Japan and forced labour under German rule during World War II)
Giving no quarter (i.e. take no prisoners), as with Hitler's Commando Order during World War II
Background
The phrase "total war" seemingly originated amongst French writers during World War I and French writer Léon Daudet published a collection of essays called La Guerre Totale ("The total war") in 1918. The phrase was popularised by the 1935 publication of German general Erich Ludendorff's World War I memoir, Der totale Krieg ("The total war"). Some authors extend the concept back as far as classic work of Carl von Clausewitz, On War, as "absoluter Krieg" (absolute war), even though he did not use the term; others interpret Clausewitz differently. Total war also describes the French "guerre à outrance" during the Franco-Prussian War.
In his 24 December 1864 letter to his chief of staff during the American Civil War, Union general William Tecumseh Sherman wrote the Union was "not only fighting hostile armies, but a hostile people, and must make old and young, rich and poor, feel the hard hand of war, as well as their organized armies," defending Sherman's March to the Sea, the operation that inflicted widespread destruction of infrastructure in Georgia.
United States Air Force General Curtis LeMay updated the concept for the nuclear age. In 1949, he first proposed that a total war in the nuclear age would consist of delivering the entire nuclear arsenal in a single overwhelming blow, going as far as "killing a nation".
History
Middle Ages
Written by academics at Eastern Michigan University, the Cengage Advantage Books: World History textbook claims that while total war "is traditionally associated with the two global wars of the twentieth century... it would seem that instances of total war predate the twentieth century." They write:
18th and 19th centuries
Europe
In his book, The First Total War: Napoleon's Europe and the Birth of Warfare as We Know it, David A Bell, a French History professor at Princeton University argues that the French Revolutionary Wars introduced to mainland Europe some of the first concepts of total war, such as mass conscription. He claims that the new republic found itself threatened by a powerful coalition of European nations and used the entire nation's resources in an unprecedented war effort that included levée en masse (mass conscription). By 23 August 1793, the French front line forces grew to some 800,000 with a total of 1.5 million in all services—the first time an army in excess of a million had been mobilised in Western history:
During the Russian campaign of 1812 the Russians retreated while destroying infrastructure and agriculture in order to effectively hamper the French and strip them of adequate supplies. In the campaign of 1813, Allied forces in the German theatre alone amounted to nearly one million whilst two years later in the Hundred Days a French decree called for the total mobilisation of some 2.5 million men (though at most a fifth of this was managed by the time of the French defeat at Waterloo). During the prolonged Peninsular War from 1808 to 1814 some 300,000 French troops were kept permanently occupied by, in addition to several hundred thousand Spanish, Portuguese and British regulars, an enormous and sustained guerrilla insurgency—ultimately French deaths would amount to 300,000 in the Peninsular War alone.
The Franco-Prussian War was fought in breach of the recently signed Geneva Convention of 1864, when "European opinion increasingly expected that civilians and soldiers should be treated humanely in war".
North America
The Sullivan Expedition of 1779 was an example of total warfare. As Native American and Loyalist forces massacred American farmers, killed livestock and burned buildings in remote frontier areas, General George Washington sent General John Sullivan with 4,000 troops to seek "the total destruction and devastation of their settlements" in upstate New York. There was only one small battle as the expedition devastated "14 towns and most flourishing crops of corn." The Native Americans escaped to Canada where the British fed them; they remained there after the war.
Sherman's March to the Sea in the American Civil War—from 15 November 1864, through 21 December 1864—is sometimes considered to be an example of total war, for which Sherman used the term hard war. Some historians challenge this designation, as Sherman's campaign assaulted primarily military targets and Sherman ordered his men to spare civilian homes.
20th century
World War I
Air Warfare
Bombing civilians from the air was adopted as a strategy for the first time in World War I, and a leading advocate of this strategy was Peter Strasser "Leader of Airships" (Führer der Luftschiffe; F.d.L.). Strasser, who was chief commander of German Imperial Navy Zeppelins during World War I, the main force operating German strategic bombing across Europe and the UK, saw bombing of civilians as well as military targets as an essential element of total war. He argued that causing civilian casualties and damaging domestic infrastructure served both as propaganda and as a means of diverting resources from the front line.
Propaganda
One of the features of total war in Britain was the use of government propaganda posters to divert all attention to the war on the home front. Posters were used to influence public opinion about what to eat and what occupations to take, and to change the attitude of support towards the war effort. Even music halls were used as propaganda, with propaganda songs aimed at recruitment.
After the failure of the Battle of Neuve Chapelle, the large British offensive in March 1915, the British Commander-in-Chief Field Marshal John French blamed the lack of progress on insufficient and poor-quality artillery shells. This led to the Shell Crisis of 1915 which brought down both the Liberal government and Premiership of H. H. Asquith. He formed a new coalition government dominated by Liberals and appointed David Lloyd George as Minister of Munitions. It was a recognition that the whole economy would have to be geared for war if the Allies were to prevail on the Western Front.
Carl Schmitt, a supporter of Nazi Germany, wrote that total war meant "total politics"—authoritarian domestic policies that imposed direct control of the press and economy. In Schmitt's view the total state, which directs fully the mobilisation of all social and economic resources to war, is antecedent to total war. Scholars consider that the seeds of this total state concept already existed in the German state of World War I, which exercised full control of the press and other aspects economic and social life as espoused in the statement of state ideology known as the "Ideas of 1914".
Rationing
As young men left the farms for the front, domestic food production in Britain and Germany fell. In Britain, the response was to import more food, which was done despite the German introduction of unrestricted submarine warfare, and to introduce rationing. The Royal Navy's blockade of German ports prevented Germany from importing food and hastened German capitulation by creating a food crisis in Germany.
Almost the whole of Europe and some of the European colonial empires mobilised soldiers. Rationing occurred on the home fronts. Bulgaria went so far as to mobilise a quarter of its population, or 800,000 people, a greater share of its population than any other country during the war.
World War II
The Second World War was the quintessential total war of modernity. The level of national mobilisation of resources on all sides of the conflict, the battlespace being contested, the scale of the armies, navies, and air forces raised through conscription, the active targeting of non-combatants (and non-combatant property), the general disregard for collateral damage, and the unrestricted aims of the belligerents marked total war on an unprecedented and unsurpassed, multicontinental scale.
Imperial Japan
During the first part of the Shōwa era, the government of Imperial Japan launched a string of policies to promote a total war effort against China and occidental powers and increase industrial production. Among these were the National Spiritual Mobilization Movement and the Imperial Rule Assistance Association.
The State General Mobilization Law had fifty clauses, which provided for government controls over civilian organisations (including labour unions), nationalisation of strategic industries, price controls and rationing, and nationalised the news media. The laws gave the government the authority to use unlimited budgets to subsidise war production and to compensate manufacturers for losses caused by war-time mobilisation. Eighteen of the fifty articles outlined penalties for violators.
To improve its production, Imperial Japan used millions of slave labourers and pressed more than 18 million people in East Asia into forced labour.
United Kingdom
Before the onset of the Second World War, Great Britain drew on its First World War experience to prepare legislation that would allow immediate mobilisation of the economy for war, should future hostilities break out. Rationing of most goods and services was introduced, not only for consumers but also for manufacturers. This meant that factories manufacturing products that were irrelevant to the war effort had more appropriate tasks imposed. All artificial light was subject to legal blackouts.
Not only were men conscripted into the armed forces from the beginning of the war (something which had not happened until the middle of World War I), but women were also conscripted as Land Girls to aid farmers and the Bevin Boys were conscripted to work down the coal mines.
Enormous casualties were expected in bombing raids, so children were evacuated from London and other cities en masse to the countryside for compulsory billeting in households. In the long term this was one of the most profound and longer-lasting social consequences of the whole war for Britain. This is because it mixed up children with adults of other classes. Not only did the middle and upper classes become familiar with the urban squalor suffered by working class children from the slums, but the children got a chance to see animals and the countryside, often for the first time, and experience rural life.
The use of statistical analysis, by a branch of science which has become known as Operational Research to influence military tactics, was a departure from anything previously attempted. It was a very powerful tool but it further dehumanised war particularly when it suggested strategies that were counter-intuitive. Examples, where statistical analysis directly influenced tactics include the work done by Patrick Blackett's team on the optimum size and speed of convoys and the introduction of bomber streams, by the Royal Air Force to counter the night fighter defences of the Kammhuber Line.
Nazi Germany
In 1935 General Ludendorff in the book Der Totale Krieg gave life to the term "Total War" in the German lexicon. However, being followers of the stab-in-the-back myth, military and Nazi leadership believed that Germany hadn't lost World War I on the battlefield but solely on the home front.
Therefore, Germany started the war under the concept which was later named blitzkrieg. Officially, it did not accept that it was in a total war until Joseph Goebbels' Sportpalast speech of 18 February 1943—in which the crowd was told "Totaler Krieg – Kürzester Krieg" ("Total War – Shortest War”.)
Goebbels and Hitler had spoken in March 1942 about Goebbels' idea to put the entire home front on a war footing. Hitler appeared to accept the concept, but took no action. Goebbels had the support of minister of armaments Albert Speer, economics minister Walther Funk and Robert Ley, head of the German Labour Front, and they pressed Hitler in October 1942 to take action, but Hitler, while outwardly agreeing, continued to dither. Finally, after the holidays in 1942, Hitler sent his powerful personal secretary, Martin Bormann, to discuss the question with Goebbels and Hans Lammers, the head of the Reich Chancellery. As a result, Bormann told Goebbels to go ahead and draw up a draft of the necessary decree, to be signed in January 1943. Hitler signed the decree on 13 January, almost a year after Goebbels first discussed the concept with him. The decree set up a steering committee consisting of Bormann, Lammers, and General Wilhelm Keitel to oversee the effort, with Goebbels and Speer as advisors; Goebbels had expected to be one of the triumvirate. Hitler remained aloof from the project, and it was Goebbels and Hermann Göring who gave the "total war" radio address from the Sportspalast the next month, on the 10th anniversary of the Nazi's "seizure of power".
The commitment to the doctrine of the short war was a continuing handicap for the Germans; neither plans nor state of mind were adjusted to the idea of a long war until the failure of the Operation Barbarossa. A major strategic defeat in the Battle of Moscow forced Speer as armaments minister to nationalise German war production and eliminate the worst inefficiencies.
Canada
In Canada early use of the term concerned whether or not the country was committing enough to mobilising its resources, rather than whether or not to target civilians of the enemy countries. During the early days of the Second World War, whether or not Canada was committed to a "total war effort" was point of partisan political debate between the governing Liberals and the opposition Conservatives. The Conservatives elected as their national leader Arthur Meighen, who had been the cabinet minister responsible for implementing conscription during the First World War, and advocated for conscription again. Prime Minister W.L. Mackenzie King argued that Canada could still be said to have a "total war effort" without conscription, and delivered nationally broadcast speeches to this effect 1942. Meighen failed to win his seat in by-election in 1942, and the issue subsided for a short time. But eventually, national conscription was introduced in Canada in 1944, as well as dramatically increased taxation, another symbol of the "total war effort".
Soviet Union
The Soviet Union (USSR) was a command economy which already had an economic and legal system allowing the economy and society to be redirected into fighting a total war. The transportation of factories and whole labour forces east of the Urals as the Germans advanced across the USSR in 1941 was an impressive feat of planning. Only those factories which were useful for war production were moved because of the total war commitment of the Soviet government.
The Eastern Front of the European Theatre of World War II encompassed the conflict in central and eastern Europe from 22 June 1941, to 9 May 1945. It was the largest theatre of war in history in terms of numbers of soldiers, equipment and casualties and was notorious for its unprecedented ferocity, destruction, and immense loss of life (see World War II casualties). The fighting involved millions of German, Hungarian, Romanian and Soviet troops along a broad front hundreds of kilometres long. It was by far the deadliest single theatre of World War II. Scholars now believe that at most 27 million Soviet citizens died during the war, including at least 8.7 million soldiers who fell in battle against Hitler's armies or died in POW camps. Millions of civilians died from starvation, exposure, atrocities, and massacres. The Axis lost over 5 million soldiers in the east as well as many thousands of civilians.
During the Battle of Stalingrad, newly built T-34 tanks were driven—unpainted because of a paint shortage—from the factory floor straight to the front. This came to symbolise the USSR's commitment to a policy of total war.
United States
The United States underwent an unprecedented mobilisation of national resources for the Second World War, creating a military-industrial complex that still exists. Although the United States was not in danger of an existential attack, the national sense after Pearl Harbor was to use all the nation's resources to defeat Germany and Japan. Most non-essential activities were rationed, prohibited or restrained, and most of the fit unmarried young men were drafted. There was little urgency before 1940, when the collapse of France ended the Phoney War and revealed urgent needs. Nevertheless, President Franklin Roosevelt moved to first solidify public opinion before acting. In 1940 the first peacetime draft was instituted, along with Lend-Lease programs to aid the British, and covert aid was passed to the Chinese as well.
American public opinion was still opposed to involvement in the problems of Europe and Asia, however. In 1941, the Soviet Union became the latest nation to be invaded, and the U.S. gave its aid as well. American ships began defending aid convoys to the Allied nations against submarine attacks, and a total trade embargo against the Empire of Japan was instituted to deny its military the raw materials its factories and military forces required to continue its offensive actions in China.
In late 1941, Japan's Army-dominated government decided to seize by military force the strategic resources of South-East Asia and Indonesia since the Western powers would not give Japan these goods by trade. Planning for this action included surprise attacks on American and British forces in Hong Kong, the Philippines, Malaya, and the U.S. naval base and warships at Pearl Harbor. In response to these attacks, the UK and U.S. declared war the next day. Nazi Germany declared war on the U.S. a few days later, along with Fascist Italy; the U.S. found itself fully involved in a second world war.
As the United States began to gear up for a major war, information and propaganda efforts were set in motion. Civilians (including children) were encouraged to take part in fat, grease, and scrap metal collection drives. Many factories making non-essential goods retooled for war production. Levels of industrial productivity previously unheard of were attained during the war; multi-thousand-ton convoy ships were routinely built in a month and a half, and tanks poured out of the former automobile factories. Within a few years of the U.S. entry into the Second World War, nearly every man without children fit for service, between 18 and 30, was conscripted into the military "for the duration" of the conflict, and unprecedented numbers of women took up jobs previously held by them. Strict systems of rationing of consumer staples were introduced to redirect productive capacity to war needs.
Previously untouched sections of the nation mobilised for the war effort. Academics became technocrats; home-makers became bomb-makers (massive numbers of women worked in industry during the war); union leaders and businessmen became commanders in the massive armies of production. The great scientific communities of the United States were mobilised as never before, and mathematicians, doctors, engineers, and chemists turned their minds to the problems ahead of them.
By the war's end, a multitude of advances had been made in medicine, physics, engineering, and the other sciences. This included the efforts of the theoretical physicists working at the Los Alamos National Laboratory on the Manhattan Project, which led to the Trinity nuclear test and thus brought about the Atomic Age.
In the war, the United States lost 407,316 military personnel, but had managed to avoid the extensive level of damage to civilian and industrial infrastructure that other participants suffered. The U.S. emerged as one of the two superpowers after the war.
Unconditional surrender
After the United States entered World War II, Franklin D. Roosevelt declared at Casablanca conference to the other Allies and the press that unconditional surrender was the objective of the war against the Axis Powers of Germany, Italy, and Japan. Prior to this declaration, the individual regimes of the Axis Powers could have negotiated an armistice similar to that at the end of World War I and then a conditional surrender when they perceived that the war was lost.
The unconditional surrender of the major Axis powers caused a legal problem at the post-war Nuremberg Trials, because the trials appeared to be in conflict with Articles 63 and 64 of the Geneva Convention of 1929. Usually if such trials are held, they would be held under the auspices of the defeated power's own legal system as happened with some of the minor Axis powers, for example in the post World War II Romanian People's Tribunals. To circumvent this, the Allies argued that the major war criminals were captured after the end of the war, so they were not prisoners of war and the Geneva Conventions did not cover them. Further, the collapse of the Axis regimes created a legal condition of total defeat (debellatio) so the provisions of the 1907 Hague Convention over military occupation were not applicable.
Post-World War II
Since the end of World War II, no industrial nation has fought such a large, decisive war. This is likely due to the availability of nuclear weapons, whose destructive power and quick deployment render a full mobilisation of a country's resources such as in World War II logistically impractical and strategically irrelevant.
By the end of the 1950s, the ideological stand-off of the Cold War between the Western world and the Soviet Union had resulted in thousands of nuclear weapons being aimed by each side at the other. Strategically, the equal balance of destructive power possessed by each side manifests in the doctrine of mutually assured destruction (MAD), which determines that a nuclear attack by one superpower would result in a nuclear counter-strike by the other. This would result in hundreds of millions of deaths in a world where, in words widely attributed to Nikita Khrushchev, "The living will envy the dead".
During the Cold War, the two superpowers sought to avoid open conflict between their respective forces, as both sides recognised that such a clash could very easily escalate, and quickly involve nuclear weapons. Instead, the superpowers fought each other through their involvement in proxy wars, military buildups, and diplomatic standoffs.
In the case of proxy wars, each superpower supported its respective allies in conflicts with forces aligned with the other superpower, such as in the Vietnam War and the Soviet invasion of Afghanistan.
The following post-World War II conflicts have been characterized as "total war":
1948 Arab–Israeli War (1948–1949)
Iran–Iraq War (1980–1988)
Russian invasion of Ukraine (2022–present)
See also
The bomber will always get through
Conventional warfare
Economic warfare
Roerich Pact
War economy
War of annihilation
References
Bibliography
Barnhart, Michael A. Japan prepares for total war: The search for economic security, 1919–1941 (Cornell UP, 2013).
Barrett, John G. "Sherman and Total War in the Carolinas." North Carolina Historical Review 37.3 (1960): 367–381. online
Black, Jeremy. The age of total war, 1860–1945 (Rowman & Littlefield Publishers, 2010).
Broers, Michael. "The Concept of Total War in the Revolutionary – Napoleonic Period." War in History 15.3 (2008): 247–268.
Craig, Campbell. Glimmer of a new Leviathan: Total war in the realism of Niebuhr, Morgenthau, and Waltz (Columbia University Press, 2004), Intellectual history.
Fisher, Noel C. "'Prepare Them For My Coming': General William T. Sherman, Total War, and Pacification in West Tennessee." Tennessee Historical Quarterly 51.2 (1992): 75–86.
Förster, Stig, and Jorg Nagler. On the Road to Total War: The American Civil War and the German Wars of Unification, 1861–1871 (Cambridge University Press, 2002).
Hewitson, Mark. "Princes’ Wars, Wars of the People, or Total War? Mass Armies and the Question of a Military Revolution in Germany, 1792–1815." War in History 20.4 (2013): 452–490.
Hoffman, Christopher S. Major General William T. Sherman's total war in the Savannah and Carolina campaigns (US Army Command and General Staff College, School for Advanced Military Studies Fort Leavenworth, 2018) online.
Hsieh, Wayne Wei-Siang. "Total War and the American Civil War Reconsidered: The End of an Outdated" Master Narrative"." Journal of the Civil War Era 1.3 (2011): 394–408. online
Marwick, Arthur, Clive Emsley, and Wendy Simpson. Total war and historical change: Europe 1914–1955 (Open University Press, 2001).
Royster, Charles. The Destructive War: William Tecumseh Sherman, Stonewall Jackson, and the Americans (1993)
Walters, John Bennett. "General William T. Sherman and total war." Journal of Southern History 14.4 (1948): 447–480. online
Walters, John Bennett. Merchant of terror: General Sherman and total war (1973); adds nothing new says John F. Marszalek, Journal of American History (Dec. 1974), pp. 784–785.
External links
Israel's 1948 War of Independence as a Total War
A collection of papers relating to the Sullivan Expedition
Daniel Marc Segesser: Controversy: Total War, in: 1914–1918-online. International Encyclopedia of the First World War.
Wars by type
Warfare by type
Military doctrines
Economic warfare
Military economics
Military science | 0.790091 | 0.998374 | 0.788806 |
Decoloniality | Decoloniality is a school of thought that aims to delink from Eurocentric knowledge hierarchies and ways of being in the world in order to enable other forms of existence on Earth. It critiques the perceived universality of Western knowledge and the superiority of Western culture, including the systems and institutions that reinforce these perceptions. Decolonial perspectives understand colonialism as the basis for the everyday function of capitalist modernity and imperialism.
Decoloniality emerged as part of a South America movement examining the role of the European colonization of the Americas in establishing Eurocentric modernity/coloniality according to Aníbal Quijano, who defined the term and reach.
Decolonial theory and practice have recently been subject to increasing critique. For example, Olúfẹ́mi Táíwò argued that it is analytically unsound, that "coloniality" is often conflated with "modernity", and that "decolonisation" becomes an impossible project of total emancipation. Jonatan Kurzwelly and Malin Wilckens used the example of decolonisation of academic collections of human remains, which were collected during colonial times to support racist theories and give legitimacy to colonial oppression, and showed how both contemporary scholarly methods and political practice perpetuate reified and essentialist notions of identities.
Foundational principles
Coloniality of knowledge
Coloniality of power
Colonialism as the root
The decolonial movement includes diverse forms of critical theory, articulated by pluriversal forms of liberatory thinking that arise out of distinct situations. In its academic forms, it analyzes class distinctions, ethnic studies, gender studies, and area studies. It has been described as consisting of analytic (in the sense of semiotics) and practical "options confronting and delinking from [...] the colonial matrix of power" or from a "matrix of modernity" rooted in colonialism.
It considers colonialism "the underlying logic of the foundation and unfolding of Western civilization from the Renaissance to today," although this foundational interconnectedness is often downplayed. This logic is commonly referred to as the colonial matrix of power or coloniality of power. Some have built upon decolonial theory by proposing Critical Indigenous Methodologies for research.
Imperialism as the successor
Although formal and explicit colonization ended with the decolonization of the Americas during the eighteenth and nineteenth century and the decolonization of much of the Global South in the late twentieth century, its successors, Western imperialism and globalization perpetuate those inequalities. The colonial matrix of power produced social discrimination eventually variously codified as racial, ethnic, anthropological or national according to specific historic, social, and geographic contexts. Decoloniality emerged as the colonial matrix of power was put into place during the 16th century. It is, in effect, a continuing confrontation of, and delinking from, Eurocentrism.
Coloniality of gender
Disobedience and de-linking
Decoloniality has been called a form of "epistemic disobedience", "epistemic de-linking", and "epistemic reconstruction". In this sense, decolonial thinking is the recognition and implementation of a border gnosis or subaltern, a means of eliminating the provincial tendency to pretend that Western European modes of thinking are universal. In less theoretical applications—such as movements for Indigenous autonomy—decoloniality is considered a program of de-linking from contemporary legacies of coloniality, a response to needs unmet by the modern Rightist or Leftist governments, or, most broadly, social movements in search of a "new humanity" or the search for "social liberation from all power organized as inequality, discrimination, exploitation, and domination".
Decoloniality
Frantz Fanon and Aimé Césaire contributed to decolonial thinking, theory, and practice by identifying core principles of decoloniality. The first principle they identified is that colonialism must be confronted and treated as a discourse which fundamentally frames all aspects of thinking, organization, and existence. Framing colonialism as a "fundamental problem" empowers the colonized to center their experiences and thinking without seeking the recognition of the colonizer—a step towards the creation of decolonial thinking.
The second core principle is that decolonization goes beyond ending colonization. Nelson Maldonado-Torres explains, "For decolonial thinking decolonization is less the end of colonialism wherever it has occurred and more the project of undoing and unlearning the coloniality of power, knowledge, and being and of creating a new sense of humanity and forms of interrelationality." This is the work of the decolonial project that has epistemic, political, and ethical dimensions.
Aníbal Quijano summarized the goals of decoloniality as a need to recognize that the instrumentation of reason by the colonial matrix of power produced distorted paradigms of knowledge and spoiled the liberating promises of modernity, and by that recognition, realize the destruction of the global coloniality of power. Alanna Lockward explains that Europe has engaged in an intentional "politics of confusion" to conceal the relationship between modernity and coloniality.
Decoloniality is synonymous with decolonial "thinking and doing", and it questions or problematizes the histories of power emerging from Europe. These histories underlie the logic of Western civilization. Thus, decoloniality refers to analytic approaches and socioeconomic and political practices opposed to pillars of Western civilization: coloniality and modernity. This makes decoloniality both a political and epistemic project.
Examples
Examples of contemporary decolonial programmatics and analytics exist throughout the Americas. Decolonial movements include the contemporary Zapatista governments of Southern Mexico, Indigenous movements for autonomy throughout South America, ALBA, CONFENIAE in Ecuador, ONIC in Colombia, the TIPNIS movement in Bolivia, and the Landless Workers' Movement in Brazil. These movements embody action oriented towards the goals expressed to seek ever-increasing freedoms by challenging the reasoning behind modernity, since modernity is in fact a facet of the colonial matrix of power.
Examples of contemporary decolonial analytics include ethnic studies programs at various educational levels designed primarily to appeal to certain ethnic groups, including those at the K-12 level recently banned in Arizona, as well as long-established university programs. Scholars primarily with analytics who fail to recognize the connection between politics or decoloniality and the production of knowledge—between programmatics and analytics—are those claimed by decolonialists to most likely to reflect "an underlying acceptance of capitalist modernity, liberal democracy, and individualism" values which decoloniality seeks to challenge.
Decolonial critique
Researchers, authors, creators, theorists, and others engage in decoloniality through essays, artwork, and media. Many of these creators engage in decolonial critique. In decolonial critique, thinkers employ the theoretical, political, epistemic, and social frameworks advanced by decoloniality to scrutinize, reformulate, and denaturalize often widely accepted and celebrated concepts. Many decolonial critiques focus on reformulating the concept of modernity as situated within colonial and racial frameworks. Decolonial critique may inspire a decolonial culture that delinks from reproducing Western hierarchies. Decolonial critique is a method of applying decolonial methods and practices to all facets of epistemic, social, and political thinking.
Decolonial art
Decolonial art critiques Western art for the way it is alienated from the surrounding world and its focus on pursuing aesthetic beauty. Rather than feelings of sublime at the beauty of an art object, decolonial art seeks to evoke feelings of "sadness, indignation, repentance, hope, solidarity, resolution to change the world in the future, and, most importantly, with the restoration of human dignity." Decolonial aesthetics "seek to recognize and open options for liberating the senses" beyond just visual senses and challenge "the idea of art from Eurocentric forms of expression and philosophies of the beautiful."
Decolonial art may "re-inscribe indigeneity on the land" that has been obscured by colonialism and reveal alternatives or an "always elsewhere of colonialism." Graffiti can function as an open or public challenge to colonial or imperialist structures and disrupt notions of a contented oppressed or colonized people.
Notable artists include:
Kwame Akoto-Bamfo (Ghana): Creates sculptures and installations that reflect on the history of the Transatlantic Slave Trade and its impact on African communities.
Maria Thereza Alves (Brazil): Focuses on Indigenous and environmental issues, shedding light on the impact of colonization on Indigenous communities.
Wangechi Mutu (Kenya/United States): Explores African identities and the interplay between tradition and modernity in a postcolonial context through painting, collage, and sculpture.
Tracey Moffatt (Australia): Examines identities, stories, and representations of Indigenous populations in Australia, focusing on colonial and postcolonial themes.
Yinka Shonibare (United Kingdom/Nigeria): Utilizes African batik-printed fabrics and examines cultural identity, colonialism, and postcolonial issues through sculptures and installations.
Decolonial feminism
Decolonial feminism reformulates the coloniality of gender by critiquing the very formation of gender and its subsequent formations of patriarchy and the gender binary, not as universal constants across cultures, but as structures that have been instituted by and for the benefit of European colonialism.
Marìa Lugones proposes that decolonial feminism speaks to how "the colonial imposition of gender cuts across questions of ecology, economics, government, relations with the spirit world, and knowledge, as well as across everyday practices that either habituate us to take care of the world or to destroy it." Decolonial feminists like Karla Jessen Williamson and Rauna Kuokkanen have examined colonialism as a force that has imposed gender hierarchies on Indigenous women that have disempowered and fractured Indigenous communities and ways of life.
Decolonial love
Decolonial love is a love established on our relationality that is directed toward the emancipation of community from the coloniality of power, including human and non-human beings. It was developed by Chicana feminist Chela Sandoval as a reformulation of love beyond individualist romantic notions of love. Decolonial love "demands a deep recognition of our humanity and mutual implacability in undoing colonial relations of power and oppression that lead to indifference, contempt, and dehumanization." It begins from within, as a love of one's humanity and for those who have resisted colonial violence in their pursuit of healing and liberation. Thinkers who speak to the concept state that it is rooted in Indigenous cosmologies, including In Lak'ech ("you are my other me"), where love is a relational and resisting act toward the coloniality of power.
Critiquing Western liberal democracy
Moving beyond the critiques of enlightenment philosophy and modernity, decolonial critiques of democracy uncover how practices in democratic governance root themselves in colonial and racial rhetoric. Subhabrata Bobby Banerjee seeks to counter "hegemonic models of democracy that cannot address issues of inequality and colonial difference."
Banerjee critiques western liberal democracy: "In liberal democracies colonial power becomes the epistemic basis of a privileged Eurocentric position that can explain culture and define the realities and identities of marginalized populations, while eliding power asymmetries inherent in the fixing of colonial difference." He also extends this analysis against deliberative democracy, arguing that this political theory fails to take into account colonized forms of deliberation often discounted and silenced—including oral history, music production, and more—as well as how asymmetries of power are reproduced within political arenas.
Distinction from related ideas
Decoloniality is often conflated with postcolonialism, decolonization, and postmodernism. However, decolonial theorists draw clear distinctions.
Postcolonialism
Postcolonialism is often mainstreamed into general oppositional practices by "people of color", "Third World intellectuals", or ethnic groups. Decoloniality—as both an analytic and a programmatic approach—is said to move "away and beyond the post-colonial" because "post-colonialism criticism and theory is a project of scholarly transformation within the academy".
This final point is debatable, as some postcolonial scholars consider postcolonial criticism and theory to be both an analytic (a scholarly, theoretical, and epistemic) project and a programmatic (a practical, political) stance. This disagreement is an example of the ambiguity—"sometimes dangerous, sometimes confusing, and generally limited and unconsciously employed"—of the term "postcolonialism," which has been applied to analysis of colonial expansion and decolonization, in contexts such as Algeria, the 19th-century United States, and 19th-century Brazil.
Decolonial scholars consider the colonization of the Americas a precondition for postcolonial analysis. The seminal text of postcolonial studies, Orientalism by Edward Said, describes the nineteenth-century European invention of the Orient as a geographic region considered racially and culturally distinct from, and inferior to, Europe. However, without the European invention of the Americas in the sixteenth century, sometimes referred to as Occidentalism, the later invention of the Orient would have been impossible. This means that postcolonialism becomes problematic when applied to post-nineteenth-century Latin America.
Political decolonization
Decolonization is largely political and historical: the end of the period of territorial domination of lands primarily in the global south by European powers. Decolonial scholars contend that colonialism did not disappear with political decolonization.
It is important to note the vast differences in the histories, socioeconomics, and geographies of colonization in its various global manifestations. However, coloniality— meaning racialized and gendered socioeconomic and political stratification according to an invented Eurocentric standard—was common to all forms of colonization. Similarly, decoloniality in the form of challenges to this Eurocentric stratification manifested previous to de jure decolonization. Gandhi and Jinnah in India, Fanon in Algeria, Mandela in South Africa, and the early 20th-century Zapatistas in Mexico are all examples of decolonial projects that existed before decolonization.
Postmodernism
"Modernity" as a concept is complementary to coloniality. Coloniality is called "the darker side of western modernity". The problematic aspects of coloniality are often overlooked when describing the totality of Western society, whose advent is instead often framed as the introduction of modernity and rationality, a concept critiqued by post-modern thinkers. However, this critique is largely "limited and internal to European history and the history of European ideas".
Although postmodern thinkers recognize the problematic nature of the notions of modernity and rationality, these thinkers often overlook the fact that modernity as a concept emerged when Europe defined itself as the center of the world. In this sense, those seen as part of the periphery are themselves part of Europe's self-definition.
To summarize, like modernity, postmodernity often reproduces the "Eurocentric fallacy" foundational to modernity. Therefore, rather than criticizing the terrors of modernity, decolonialism criticizes Eurocentric modernity and rationality because of the "irrational myth" that these conceal. Decolonial approaches thus seek to "politicise epistemology from the experiences of those on the 'border,' not to develop yet another epistemology of politics".
See also
Anti-imperialism
References
Works cited
Further reading
LeVine, Mark 2005a: Overthrowing Geography: Jaffa, Tel Aviv and the Struggle for Palestine. Berkeley: University of California Press.
LeVine, Mark 2005b: Why They Don't Hate Us: Lifting the Veil on the Axis of Evil. Oxford, UK: Oneworld Publications.
Quijano, Aníbal and Immanuel Wallerstein 1992: Americanity as Concept: Or the Americas in the Modern World-System. International Social Science Journal 131: 549–557.
Vallega, Alejandro A. 2015: Latin American Philosophy: from Identity to Radical Exteriority. Indiana University Press.
Walsh, Catherine & Mignolo Walter (2018) On Decoloniality Duke University Press
Walsh, Catherine. (2012) ""Other" Knowledges,"Other" Critiques: Reflections on the Politics and Practices of Philosophy and Decoloniality in the "Other" America." Transmodernity: Journal of Peripheral Cultural Production of the Luso-Hispanic World 1.3.
Wan-hua, Huang. (2011) "The Process of Decoloniality of Taiwan Literature in the Early Postwar Period." Taiwan Research Journal 1: 006.
Bhambra, G. (2012). Postcolonialism and decoloniality: A dialogue. In The Second ISA Forum of Sociology (August 1–4). Isaconf.
Drexler-Dreis, J. (2013). Decoloniality as Reconciliation. Concilium: International Review of Theology-English Edition, (1), 115–122.
Wanzer, D. A. (2012). Delinking Rhetoric, or Revisiting McGee's Fragmentation Thesis through Decoloniality. Rhetoric & Public Affairs, 15(4), 647–657.
Chalmers, Gordon (2013) Indigenous as ’not-Indigenous' as ’Us'?: A dissident insider's views on pushing the bounds for what constitutes 'our mob'. Australian Indigenous Law Review, 17(2), pp. 47–55. http://search.informit.com.au/documentSummary;dn=900634481905301;res=IELIND
Smith, Linda Tuhiwai (2012) Decolonizing Methodologies: Research and Indigenous Peoples (2nd edition). London: Zed Books.
Critical theory
Decolonization
International relations theory | 0.79653 | 0.990284 | 0.78879 |
Eurocentrism | Eurocentrism (also Eurocentricity or Western-centrism) refers to viewing the West as the center of world events or superior to all other cultures. The exact scope of Eurocentrism varies from the entire Western world to just the continent of Europe or even more narrowly, to Western Europe (especially during the Cold War). When the term is applied historically, it may be used in reference to the presentation of the European perspective on history as objective or absolute, or to an apologetic stance toward European colonialism and other forms of imperialism.
The term "Eurocentrism" dates back to the late 1970s but it did not become prevalent until the 1990s, when it was frequently applied in the context of decolonization and development and humanitarian aid that industrialised countries offered to developing countries. The term has since been used to critique Western narratives of progress, Western scholars who have downplayed and ignored non-Western contributions, and to contrast Western epistemologies with Indigenous ways of knowing.
Terminology
The adjective Eurocentric, or Europe-centric, has been in use in various contexts since at least the 1920s. The term was popularised (in French as européocentrique) in the context of decolonization and internationalism in the mid-20th century. English usage of Eurocentric as an ideological term in identity politics was current by the mid-1980s.
The abstract noun Eurocentrism (French eurocentrisme, earlier europocentrisme) as the term for an ideology was coined in the 1970s by the Egyptian Marxian economist Samir Amin, then director of the African Institute for Economic Development and Planning of the United Nations Economic Commission for Africa. Amin used the term in the context of a global, core–periphery or dependency model of capitalist development. English usage of Eurocentrism is recorded by 1979. According to Amin, Eurocentrism dates back to the Rennaisance, and did not flourish until the 19th century.
The coinage of Western-centrism is younger, attested in the late 1990s, and specific to English.
History
According to historian Enrique Dussel, Eurocentrism has its roots in Hellenocentrism. Art historian and critic Christopher Allen points out that since antiquity, the outward-looking spirit of Western civilization has been more curious about other peoples and more open about learning about them than any other: Herodotus and Strabo travelled through Ancient Egypt and wrote about it in detail; Western explorers mapped the whole surface of the globe; Western scholars carried out fundamental research into all the languages of the world and established the sciences of archaeology and anthropology.
European exceptionalism
During the European colonial era, encyclopaedias often sought to give a rationale for the predominance of European rule during the colonial period by referring to a special position taken by Europe compared to the other continents.
Thus Johann Heinrich Zedler, in 1741, wrote that "even though Europe is the smallest of the world's four continents, it has for various reasons a position that places it before all others.... Its inhabitants have excellent customs, they are courteous and erudite in both sciences and crafts".
The Brockhaus Enzyklopädie of 1847 still expressed an ostensibly Eurocentric approach and claimed about Europe that "its geographical situation and its cultural and political significance is clearly the most important of the five continents, over which it has gained a most influential government both in material and even more so in cultural aspects".
European exceptionalism thus grew out of the Great Divergence of the Early Modern period, due to the combined effects of the Scientific Revolution, the Commercial Revolution, and the rise of colonial empires, the Industrial Revolution and a Second European colonization wave.
The assumption of European exceptionalism is widely reflected in popular genres of literature, especially in literature for young adults (for example, Rudyard Kipling's 1901 novel Kim) and in adventure-literature in general. Portrayal of European colonialism in such literature has been analysed in terms of Eurocentrism in retrospect, such as presenting idealised and often exaggeratedly masculine Western heroes, who conquered "savage" peoples in the remaining "dark spaces" of the globe.
The European miracle, a term coined by Eric Jones in 1981, refers to the surprising rise of Europe during the Early Modern period. During the 15th to 18th centuries, a great divergence took place, comprising the European Renaissance, the European Age of Discovery, the formation of European colonial empires, the Age of Reason, and the associated leap forward in technology and the development of capitalism and early industrialization. As a result, by the 19th century European powers dominated world trade and world politics.
In Lectures on the Philosophy of History, published in 1837, Georg Wilhelm Friedrich Hegel saw world history as starting in Asia but shifting to Greece and Italy, and then north of the Alps to France, Germany and England. Hegel interpreted India and China as stationary countries, lacking inner momentum. Hegel's China replaced the real historical development with a fixed, stable scenario, which made it the outsider of world history. Both India and China were waiting and anticipating a combination of certain factors from outside until they could acquire real progress in human civilization. Hegel's ideas had a profound impact on western historiography and attitudes. Some scholars disagree with his ideas that the Oriental countries were outside of world history.
Max Weber (1864-1920) suggested that capitalism is the speciality of Europe, because Oriental countries such as India and China do not contain the factors which would enable them to develop capitalism in a sufficient manner. Weber wrote and published many treatises in which he emphasized the distinctiveness of Europe. In The Protestant Ethic and the Spirit of Capitalism (1905), he wrote that the "rational" capitalism, manifested by its enterprises and mechanisms, only appeared in the Protestant western countries, and a series of generalised and universal cultural phenomena only appear in the west.
Even the state, with a written constitution and a government organised by trained administrators and constrained by rational law, only appears in the West, even though other regimes can also comprise states. ("Rationality" is a multi-layered term whose connotations are developed and escalated as with the social progress. Weber regarded rationality as a proprietary article for western capitalist society.)
Anticolonialism
Even in the 19th century, anticolonial movements had developed claims about national traditions and values that were set against those of Europe in Africa and India. In some cases, as China, where local ideology was even more exclusionist than the Eurocentric one, Westernization did not overwhelm longstanding Chinese attitudes to its own cultural centrality.
Orientalism developed in the late 18th century as a disproportionate Western interest in and idealization of Eastern (i.e. Asian) cultures.
By the early 20th century, some historians, such as Arnold J. Toynbee, were attempting to construct multifocal models of world civilizations. Toynbee also drew attention in Europe to non-European historians, such as the medieval Tunisian scholar Ibn Khaldun. He also established links with Asian thinkers, such as through his dialogues with Daisaku Ikeda of Soka Gakkai International.
Transformations of eurocentrism
Authors show that since its first conceptualization, the concept of eurocentrism has evolved. Alina Sajed and John Hobson point to the emergence of a critical eurocentrism, stressing that 'while [critical IR theory] is certainly critical of the West, nevertheless its tendency towards "Eurofetishism" –by which Western agency is reified at the expense of non-Western agency– leads it into a "critical Eurocentrism". Expanding on their work, Audrey Alejandro has put forward the idea of a postcolonial eurocentrism, understood as an emerging form of Eurocentrism that
Recent usage
Arab journalists detected Eurocentrism in western media coverage of the Russian invasion of Ukraine in February 2022, when the depth and scope of coverage and concern contrasted with that devoted to longer-running contemporary wars outside Europe such as those in Syria and in Yemen.
Debate and academic discourse
Eurocentrism has been a particularly important concept in development studies. Brohman (1995) argued that Eurocentrism "perpetuated intellectual dependence on a restricted group of prestigious Western academic institutions that determine the subject matter and methods of research".
In treatises on historical or contemporary Eurocentrism that appeared since the 1990s, Eurocentrism is mostly cast in terms of dualisms such as civilised/barbaric or advanced/backward, developed/undeveloped, core/periphery, implying "evolutionary schemas through which societies inevitably progress", with a remnant of an "underlying presumption of a superior white Western self as referent of analysis." Eurocentrism and the dualistic properties that it labels on non-European countries, cultures and persons have often been criticised in the political discourse of the 1990s and 2000s, particularly in the greater context of political correctness, race in the United States and affirmative action.
In the 1990s, there was a trend of criticising various geographic terms current in the English language as Eurocentric, such as the traditional division of Eurasia into Europe and Asia or the term Middle East.
Eric Sheppard, in 2005, argued that contemporary Marxism itself has Eurocentric traits (in spite of "Eurocentrism" originating in the vocabulary of Marxian economics), because it supposes that the third world must go through a stage of capitalism before "progressive social formations can be envisioned".
Andre Gunder Frank harshly criticised Eurocentrism. He believed that most scholars were the disciples of the social sciences and history guided by Eurocentrism. He criticised some Western scholars for their ideas that non-Western areas lack outstanding contributions in history, economy, ideology, politics and culture compared with the West. These scholars believed that the same contribution made by the West gives Westerners an advantage of endo-genetic momentum which is pushed towards the rest of the world, but Frank believed that the Oriental countries also contributed to the human civilization in their own perspectives.
Arnold Toynbee in his A Study of History, gave a critical remark on Eurocentrism. He believed that although western capitalism shrouded the world and achieved a political unity based on its economy, the Western countries cannot "westernize" other countries. Toynbee concluded that Eurocentrism is characteristic of three misconceptions manifested by self-centerment, the fixed development of Oriental countries and linear progress.
There has been some debate on whether historical Eurocentrism qualifies as "just another ethnocentrism", as it is found in most of the world's cultures, especially in cultures with imperial aspirations, as in the Sinocentrism in China; in the Empire of Japan (c. 1868–1945), or during the American Century. James M. Blaut (2000) argued that Eurocentrism indeed went beyond other ethnocentrisms, as the scale of European colonial expansion was historically unprecedented and resulted in the formation of a "colonizer's model of the world".
Indigenous philosophies have been noted to greatly contrast with Eurocentric thought. Indigenous scholar James (Sákéj) Youngblood Henderson states that Eurocentricism contrasts greatly with Indigenous worldviews: "the discord between Aboriginal and Eurocentric worldviews is dramatic. It is a conflict between natural and artificial contexts." Indigenous scholars Norman K. Denzin and Yvonna S. Linco state that "in some ways, the epistemological critique initiated by Indigenous knowledge is more radical than other sociopolitical critiques of the West, for the Indigenous critique questions the very foundations of Western ways of knowing and being."
The terms Afrocentrism vs. Eurocentrism have come to play a role in the 2000s to 2010s in the context of the academic discourse on race in the United States and critical whiteness studies, aiming to expose white supremacism and white privilege. Afrocentrist scholars, such as Molefi Kete Asante, have argued that there is a prevalence of Eurocentric thought in the processing of much of academia on African affairs. Similarly, the Asiacentric scholar, Yoshitaka Miike, has critiqued theoretical, methodological, and comparative Eurocentrism in knowledge production about Asian societies and cultures.
In contrast, in an article, 'Eurocentrism and Academic Imperialism' by Professor Seyed Mohammad Marandi, from the University of Tehran, states that Eurocentric thought exists in almost all aspects of academia in many parts of the world, especially in the humanities. Edgar Alfred Bowring states that in the West, self-regard, self-congratulation and denigration of the 'Other' run more deeply and those tendencies have infected more aspects of their thinking, laws and policy than anywhere else. Luke Clossey and Nicholas Guyatt have measured the degree of Eurocentrism in the research programs of top history departments.
Some authors have focused on how scholars who denounce Eurocentrism often inadvertently reproduce Eurocentrism through culturally bias norm's. The methodologist Audrey Alejandro refers to this process as a "recursive paradox": "It is a methodo-epistemological recursive paradox that [International Relations] critical scholars experience, producing a discourse that is implicitly counter-productive to the anti-Eurocentric values they advocate."
Africa
Colonial historiography
Berber and sub-Saharan African societies have been termed oral civilisations, contrasted with literate civilisations, due to their reverence for the oral word. The academic discipline of history arrived with the conquest and colonisation of Africa in the late 19th to early 20th century, and involved the study of Africa and its history by European academics and historians. Prior to colonisation, most African societies used oral tradition to record their long history, along with their state apparatus such as constitutions and court proceedings, including in cases where they had developed or had adapted a writing script. This meant there was little written history, and the domination of European powers across the continent meant African history was written from an entirely European perspective under the pretence of Western superiority supported by scientific racism. Oral sources were deprecated and dismissed by unfamiliar historians, giving them the impression that Africa had no history nor desire to create it. Despite a movement in the mid to late 20th century towards utilising oral sources in a multidisciplinary approach and their growing legitimacy in historiography, contemporary historians are still tasked with decolonising African historiography, building the institutional frameworks incorporating African epistemologies, and representing an African perspective.
Latin America
Eurocentrism affected Latin America through colonial domination and expansion. This occurred through the application of new criteria meant to "impose a new social classification of the world population on a global scale". Based on this occurrence, a new social-historic identities were newly produced, although already produced in America. Some of these names include; 'Whites', 'Negroes', 'Blacks', 'Yellows', 'Olives', 'Indians', and 'Mestizos'. With the advantage of being located in the Atlantic basin, 'Whites' were in a privileged to control gold and silver production. The work which created the product was by 'Indians' and 'Negroes'. With the control of commercial capital from 'White' workers. And therefore, Europe or Western Europe emerged as the central place of new patterns and capitalist power.
Islamic world
Eurocentrism's effect on the Islamic world has predominantly come from a fundamental statement of preventing the account of lower-level explanation and account of Islamic cultures and their social evolution, mainly through eurocentrism's idealist construct. This construct has gained power from the historians revolving their conclusions around the idea of a central point that favours the notion that the evolution of societies and their progress are dictated by general tendencies, leading to the Islamic world's evolution becoming more of a philosophical topic of history instead of historical fact. Along with this, eurocentrism extends to trivialise and marginalise the philosophies, scientific contributions, cultures, and other additional facets of the Islamic world.
Stemming from Eurocentrism's innate bias towards Western civilization came the creation of the concept of the "European Society," which favoured the components (mainly Christianity) of European civilization and allowed eurocentrists to brand diverging societies and cultures as "uncivilized". Prevalent during the nineteenth century, the labelling of uncivilised in the eyes of eurocentrists enabled Western countries to classify non-European and non-white countries as inferior, and limit their inclusion and contribution in actions like international law. This exclusion was seen as acceptable by individuals like John Westlake, a professor of international law at the University of Cambridge at the time, who commented that countries with European civilizations should be those which comprise the international society, and that countries like Turkey and Persia should only be allowed a part of international law.
Orientalism
Eurocentrism's reach has not only affected the perception of the cultures and civilizations of the Islamic world, but also the aspects and ideas of Orientalism, a cultural idea that distinguished the "Orient" of the East from the "Occidental" Western societies of Europe and North America, and which was originally created so that the social and cultural milestones of the Islamic and Oriental world would be recognised. This effect began to take place during the nineteenth century when the Orientalist ideals were distilled and shifted from topics of sensuality and deviating mentalities to what is described by Edward Said as "unchallenged coherence". Along with this shift came the creation of two types of orientalism: latent, which covered the Orient's constant durability through history, and manifest, a more dynamic orientalism that changes with the new discovery of information. The eurocentric influence is shown in the latter, as the nature of manifest Orientalism is to be altered with new findings, which leaves it vulnerable to the warping of its refiner's ideals and principles. In this state, eurocentrism has used orientalism to portray the Orient as "backwards" and bolster the superiority of the Western world and continue the undermining of their cultures to further the agenda of racial inequality.
With those wanting to represent the eurocentric ideals better by way of orientalism, there came a barrier of languages, being Arabic, Persian, and other similar languages. With more researchers wanting to study more of Orientalism, there was an assumption made about the languages of the Islamic world: that having the ability to transcribe the texts of the past Islamic world would give great knowledge and insight on oriental studies. In order to do this, many researchers underwent training in philology, believing that an understanding of the languages would be the only necessary training. This reasoning came as the belief at the time was that other studies like anthropology and sociology were deemed irrelevant as they did not believe it misleading to this portion of mankind.
Beauty standards and the cosmetic industry
Due to colonialism, Eurocentric beauty ideals have had varying degrees of impact on the cultures of non-Western countries. The influence on beauty ideals across the globe varies by region, with Eurocentric ideals having a relatively strong impact in South Asia but little to no impact in East Asia. However, Eurocentric beauty ideals have also been on the decline in the United States, especially with the success of Asian female models, which may be signaling a breakdown in the hegemony of White American beauty ideals. In Vietnam, Eurocentric beauty ideals have been openly rejected, as local women consider Western women's ideal of beauty as being overweight, masculine and unattractive.
Another study questioning the impact of Eurocentric beauty ideals in South Asia noted that Indian women won a relatively high number of international beauty pageants, and that Indian media tends to use mostly Indian female models. The authors cite the dominance of the Bollywood film industry in India, which tends to minimize the impact of Western ideals.
Clark doll experiment
In the 1940s, psychologists Kenneth and Mamie Clark conducted experiments called "the doll tests" to examine the psychological effects of segregation on African-American children. They tested children by presenting them with four dolls, identical in all but skin tone. The children were instructed to choose which doll they preferred and were asked the race of the doll. Most of the children chose the white doll. The Clarks stated in their results that the perceptions of the African-American children had been altered by the discrimination they faced. The tested children also labelled the white dolls with positive descriptions.
One of the criticisms of this experiment is presented by Robin Bernstein, a professor of African and African American studies and women, gender, and sexuality, who argues that the Clarks' tests were scientifically flawed, though they did reflect a negative portrayal of black dolls in American theater and media that dates back to the Civil War era. Bernstein posits that the choices made by the subjects of the Clark doll tests were not necessarily an indication of black self-hatred. Instead, it was a cultural choice between two different toys—one that was to be loved and one that was to be physically harassed, as exemplified in performance and popular media. According to Bernstein, this argument "redeems the Clarks' child subjects by offering a new understanding of them not as psychologically damaged dupes, but instead as agential experts in children's culture."
Mexican doll experiment
In 2012, Mexicans recreated the doll test. Mexico's National Council to Prevent Discrimination presented a video where children had to pick the "good doll", and the doll that looks like them. By doing this experiment, the researchers sought to analyse the degree to which Mexican children are influenced by modern-day media accessible to them. Most of the children chose the white doll; they also stated that it looked like them. The people who carried out the study noted that Eurocentrism is deeply rooted in different cultures, including Latin cultures.
Skin lightening
Skin lightening has become a common practice in some countries. One study found that, in Tanzania, motivation for the use of skin lightening products is to look more 'European'. However, in East Asia, the practice began long before exposure to Europeans – tan skin was associated with lower-class field work, and thus constant exposure to sun, while having pale skin signified belonging to the upper-class. Skin bleaching can have negative health effects. One study observed that, among the female population of Senegal in West Africa, 26% of women were using skin lightening creams at the time. The most common products used were hydroquinone and corticosteroids. 75% of women who used these creams showed adverse cutaneous effects, mainly acne.
East Asia
In East Asia, the impact of Eurocentrism in beauty advertisements has been minimal. Anti-European undercurrents in local advertisements for female-oriented products are quite common. European models are hired for around half of advertisements made by European brands such as Estee Lauder and L'Oreal, while local Japanese cosmetics brands tend to use exclusively East Asian female models.
In Singapore, a country with a large population of Chinese people. European women are ranked below Chinese women in the female beauty hierarchy. According to the author, the blonde hair of Swedish women reduced their femininity, because it was racialized as a Western trait. The authors also noted that these women's Swedish husbands were highly attracted to local East Asian women, which further reduced the self-esteem of the blonde Swedish women living in Singapore.
The use of European female models has actually declined within Japan, and some Japanese skincare companies have discontinued the use of Western female models entirely, while others have even portrayed white women as explicitly inferior to Asian women, on the basis of their lighter hair color. There is a widespread belief in Japan that Japanese women's skin color is "better" than white women's, and the placement of European female models in local advertisements does not reflect any special status of white women within Japan.
Brazil
The beauty ideal for females in Brazil is the ; a mixed-race brown woman who is supposed to represent the best characteristics of every racial group in Brazil. According to Alexander Edmond's book Pretty Modern: Beauty, Sex, and Plastic Surgery in Brazil, whiteness plays a role in Latin American, specifically Brazilian, beauty standards, but it is not necessarily distinguished based on skin colour. Edmonds said the main ways to define whiteness in people in Brazil is by looking at their hair, nose, then mouth before considering skin colour. Edmonds focuses on the popularity of plastic surgery in Brazilian culture. Plastic surgeons usually applaud and flatter mixtures when emulating aesthetics for performing surgery, and the more popular mixture is African and European. This shapes beauty standards by racialising biological and popular beauty ideals to suggest that mixture with whiteness is better. Donna Goldstein's book Laughter Out of Place: Race, Class, Violence, and Sexuality in a Rio Shantytown also addresses how whiteness influences beauty in Brazil. Goldstein notes that in Brazil, there is a hierarchy for beauty that places being mixed race at the top and pure, un-admixed black characteristics at the bottom, calling them ugly.
In Erica Lorraine William's Sex Tourism in Bahia: Ambiguous Entanglements, Williams notes that there is no Eurocentric beauty ideal for women in Brazil. White Brazilian women are aware that foreign male sex tourists are not interested in them, and that they prefer brown and black women over white Brazilian women. One white woman in Brazil complained that "gringos" never even look at her, and that they prefer black and Mestiza women for sexual liaisons.
See also
Pro-Eurocentrism
Colonial mentality
Discovery doctrine
Orientalism
Anti-Eurocentrism
The Crest of the Peacock: Non-European Roots of Mathematics
The Eastern Origins of Western Civilisation
Other centrisms
Afrocentrism
Americentrism
Ethnocentrism
Hellenocentrism
Indocentrism
Sinocentrism
Related topics
History of Western civilization
Pan-Arabism
Pan-European identity
Universalism in geography
Western culture
Western values
References
Further reading
Samir Amin, Accumulation on a World Scale, Monthly Review Press, 1974.
Samir Amin: L'eurocentrisme, critique d'une idéologie. Paris 1988, engl. Eurocentrism, Monthly Review Press 1989,
Bernal, M. Black Athena: The Afroasiatic Roots of Classical Civilization, Rutgers University Press (1987) )
Bessis, Sophie (2003). Western Supremacy: The Triumph of an Idea. Zed Books.
Blaut, J. M. (1993) The Colonizer's Model of the World: Geographical Diffusionism and Eurocentric History. Guilford Press.
Blaut, J. M. (2000) Eight Eurocentric Historians. Guilford Press.
Frank, Andre Gunder (1998) ReOrient: Global Economy in the Asian Age. University of California Press.
Haushofer, Karl (1924) Geopolitik des pazifischen Ozeans, Berlin, Kurt Vowinckel Verlag.
Van der Pijl, Kees, The Discipline of Western Supremacy: Modes of Foreign Relations and Political Economy, Volume III, Pluto Press, 2014,
Lambropoulos, Vassilis (1993) The Rise of Eurocentrism: Anatomy of interpretation, Princeton, New Jersey: Princeton University Press.
Lindqvist, Sven (1996). Exterminate all the brutes. New Press, New York.
Rabasa, Jose (1994) Inventing America: Spanish Historiography and the Formation of Eurocentrism (Oklahoma Project for Discourse and Theory, vol. 2), University of Oklahoma Press
Said, Edward (1978). Orientalism. Pantheon Books.
Schmidl, P. G. (2007) "ҁUrḍī: Mu'ayyad (al‐Milla wa‐) al‐Dīn (Mu'ayyad ibn Barīk [Burayk]) al‐ҁUrḍī (al‐ҁĀmirī al‐Dimashqī)". In: Hockey T. et al. (eds) The Biographical Encyclopedia of Astronomers. Springer, New York
Shohat, Ella and Stam, Robert (1994) Unthinking Eurocentrism: multiculturalism and the media. New York: Routledge.
Vlassopoulos, K. (2011). Unthinking the Greek polis: Ancient Greek history beyond Eurocentrism. Cambridge: Cambridge University Press.
Xypolia, Ilia (2016) "Eurocentrism and Orientalism" in The Encyclopedia of Postcolonial Studies
External links
Critiques of Eurocentrism Bibliography
"Eurocentrism" by Hannah Franzki, Center for InterAmerican Studies Wiki, Bielefeld University
European-American culture
Ethnocentrism
Geocultural perspectives
Pan-Europeanism
Political neologisms
1970s neologisms
Western culture | 0.792027 | 0.995672 | 0.7886 |
Modernity | Modernity, a topic in the humanities and social sciences, is both a historical period (the modern era) and the ensemble of particular socio-cultural norms, attitudes and practices that arose in the wake of the Renaissancein the Age of Reason of 17th-century thought and the 18th-century Enlightenment. Commentators variously consider the era of modernity to have ended by 1930, with World War II in 1945, or as late as the period falling between the 1980s and 1990s; the following era is often referred to as "postmodernity". The term "contemporary history" is also used to refer to the post-1945 timeframe, without assigning it to either the modern or postmodern era. (Thus "modern" may be used as a name of a particular era in the past, as opposed to meaning "the current era".)
Depending on the field, modernity may refer to different time periods or qualities. In historiography, the 16th to 18th centuries are usually described as early modern, while the long 19th century corresponds to modern history proper. While it includes a wide range of interrelated historical processes and cultural phenomena (from fashion to modern warfare), it can also refer to the subjective or existential experience of the conditions they produce, and their ongoing impact on human culture, institutions, and politics.
As an analytical concept and normative idea, modernity is closely linked to the ethos of philosophical and aesthetic modernism; political and intellectual currents that intersect with the Enlightenment; and subsequent developments such as existentialism, modern art, the formal establishment of social science, and contemporaneous antithetical developments such as Marxism. It also encompasses the social relations associated with the rise of capitalism, and shifts in attitudes associated with secularization, liberalization, modernization and post-industrial life.
By the late 19th and 20th centuries, modernist art, politics, science and culture has come to dominate not only Western Europe and North America, but almost every populated area on the globe, including movements thought of as opposed to the West and globalization. The modern era is closely associated with the development of individualism, capitalism, urbanization and a belief in the possibilities of technological and political progress. Wars and other perceived problems of this era, many of which come from the effects of rapid change, and the connected loss of strength of traditional religious and ethical norms, have led to many reactions against modern development. Optimism and belief in constant progress has been most recently criticized by postmodernism while the dominance of Western Europe and Anglo-America over other continents has been criticized by postcolonial theory.
In the context of art history, modernity (Fr. modernité) has a more limited sense, modern art covering the period of 1860–1970. Use of the term in this sense is attributed to Charles Baudelaire, who in his 1863 essay "The Painter of Modern Life", designated the "fleeting, ephemeral experience of life in an urban metropolis", and the responsibility art has to capture that experience. In this sense, the term refers to "a particular relationship to time, one characterized by intense historical discontinuity or rupture, openness to the novelty of the future, and a heightened sensitivity to what is unique about the present".
Etymology
The Late Latin adjective modernus, a derivation from the adverb modo ("presently, just now", also "method"), is attested from the 5th century CE, at first in the context of distinguishing the Christian era of the Later Roman Empire from the Pagan era of the Greco-Roman world. In the 6th century CE, Roman historian and statesman Cassiodorus appears to have been the first writer to use modernus ("modern") regularly to refer to his own age.
The terms antiquus and modernus were used in a chronological sense in the Carolingian era. For example, a magister modernus referred to a contemporary scholar, as opposed to old authorities such as Benedict of Nursia. In its early medieval usage, the term modernus referred to authorities regarded in medieval Europe as younger than the Greco-Roman scholars of Classical antiquity and/or the Church Fathers of the Christian era, but not necessarily to the present day, and could include authors several centuries old, from about the time of Bede, i.e. referring to the time after the foundation of the Order of Saint Benedict and/or the fall of the Western Roman Empire.
The Latin adjective was adopted in Middle French, as moderne, by the 15th century, and hence, in the early Tudor period, into Early Modern English. The early modern word meant "now existing", or "pertaining to the present times", not necessarily with a positive connotation. English author and playwright William Shakespeare used the term modern in the sense of "every-day, ordinary, commonplace".
The word entered wide usage in the context of the late 17th-century quarrel of the Ancients and the Moderns within the Académie Française, debating the question of "Is Modern culture superior to Classical (Græco–Roman) culture?" In the context of this debate, the ancients (anciens) and moderns (modernes) were proponents of opposing views, the former believing that contemporary writers could do no better than imitate the genius of Classical antiquity, while the latter, first with Charles Perrault (1687), proposed that more than a mere Renaissance of ancient achievements, the Age of Reason had gone beyond what had been possible in the Classical period of the Greco-Roman civilization. The term modernity, first coined in the 1620s, in this context assumed the implication of a historical epoch following the Renaissance, in which the achievements of antiquity were surpassed.
Phases
Modernity has been associated with cultural and intellectual movements of 1436–1789 and extending to the 1970s or later.
According to Marshall Berman, modernity is periodized into three conventional phases dubbed "Early", "Classical", and "Late" by Peter Osborne:
Early modernity: 1500–1789 (or 1453–1789 in traditional historiography)
People were beginning to experience a more modern life (Laughey, 31).
Classical modernity: 1789–1900 (corresponding to the long 19th century (1789–1914) in Hobsbawm's scheme)
Consisted of the rise and growing use of daily newspapers, telegraphs, telephones and other forms of mass media, which influenced the growth of communicating on a broader scale (Laughey, 31).
Late modernity: 1900–1989
Consisted of the globalization of modern life (Laughey, 31).
In the second phase, Berman draws upon the growth of modern technologies such as the newspaper, telegraph and other forms of mass media. There was a great shift into modernization in the name of industrial capitalism. Finally in the third phase, modernist arts and individual creativity marked the beginning of a new modernist age as it combats oppressive politics, economics as well as other social forces including mass media.
Some authors, such as Lyotard and Baudrillard, believe that modernity ended in the mid- or late 20th century and thus have defined a period subsequent to modernity, namely Postmodernity (1930s/1950s/1990s–present). Other theorists, however, regard the period from the late 20th century to the present as merely another phase of modernity; Zygmunt Bauman calls this phase liquid modernity, Giddens labels it high modernity (see High modernism).
Definition
Political
Politically, modernity's earliest phase starts with Niccolò Machiavelli's works which openly rejected the medieval and Aristotelian style of analyzing politics by comparison with ideas about how things should be, in favour of realistic analysis of how things really are. He also proposed that an aim of politics is to control one's own chance or fortune, and that relying upon providence actually leads to evil. Machiavelli argued, for example, that violent divisions within political communities are unavoidable, but can also be a source of strength which lawmakers and leaders should account for and even encourage in some ways.
Machiavelli's recommendations were sometimes influential upon kings and princes, but eventually came to be seen as favoring free republics over monarchies. Machiavelli in turn influenced Francis Bacon, Marchamont Needham, James Harrington, John Milton, David Hume, and many others.
Important modern political doctrines which stem from the new Machiavellian realism include Mandeville's influential proposal that "Private Vices by the dextrous Management of a skilful Politician may be turned into Publick Benefits" (the last sentence of his Fable of the Bees), and also the doctrine of a constitutional separation of powers in government, first clearly proposed by Montesquieu. Both these principles are enshrined within the constitutions of most modern democracies. It has been observed that while Machiavelli's realism saw a value to war and political violence, his lasting influence has been "tamed" so that useful conflict was deliberately converted as much as possible to formalized political struggles and the economic "conflict" encouraged between free, private enterprises.
Starting with Thomas Hobbes, attempts were made to use the methods of the new modern physical sciences, as proposed by Bacon and Descartes, applied to humanity and politics. Notable attempts to improve upon the methodological approach of Hobbes include those of John Locke, Spinoza, Giambattista Vico, and Rousseau. David Hume made what he considered to be the first proper attempt at trying to apply Bacon's scientific method to political subjects, rejecting some aspects of the approach of Hobbes.
Modernist republicanism openly influenced the foundation of republics during the Dutch Revolt (1568–1609), English Civil War (1642–1651), American Revolution (1775–1783), the French Revolution (1789–1799), and the Haitian Revolution (1791–1804).
A second phase of modernist political thinking begins with Rousseau, who questioned the natural rationality and sociality of humanity and proposed that human nature was much more malleable than had been previously thought. By this logic, what makes a good political system or a good man is completely dependent upon the chance path a whole people has taken over history. This thought influenced the political (and aesthetic) thinking of Immanuel Kant, Edmund Burke and others and led to a critical review of modernist politics. On the conservative side, Burke argued that this understanding encouraged caution and avoidance of radical change. However more ambitious movements also developed from this insight into human culture, initially Romanticism and Historicism, and eventually both the Communism of Karl Marx, and the modern forms of nationalism inspired by the French Revolution, including, in one extreme, the German Nazi movement.
On the other hand, the notion of modernity has been contested also due to its Euro-centric underpinnings. Postcolonial scholars have extensively critiqued the Eurocentric nature of modernity, particularly its portrayal as a linear process originating in Europe and subsequently spreading—or being imposed—on the rest of the world. Dipesh Chakrabarty contends that European historicism positions Europe as the exclusive birthplace of modernity, placing European thinkers and institutions at the center of Enlightenment, progress, and innovation. This narrative marginalizes non-Western thinkers, ideas and achievements, reducing them to either deviations from or delays in an otherwise supposedly universal trajectory of modern development. Frantz Fanon similarly exposes the hypocrisy of European modernity, which promotes ideals of progress and rationality while concealing how much of Europe’s economic growth was built on the exploitation, violence, and dehumanization integral to colonial domination. Similarly, Bhambra argued that beyond economic advancement, Western powers "modernized" through colonialism, demonstrating that developments such as the welfare systems in England were largely enabled by the wealth extracted through colonial exploitation.
Sociological
In sociology, a discipline that arose in direct response to the social problems of modernity, the term most generally refers to the social conditions, processes, and discourses consequent to the Age of Enlightenment. In the most basic terms, British sociologist Anthony Giddens describes modernity as
Other writers have criticized such definitions as just being a listing of factors. They argue that modernity, contingently understood as marked by an ontological formation in dominance, needs to be defined much more fundamentally in terms of different ways of being.
This means that modernity overlays earlier formations of traditional and customary life without necessarily replacing them. In a 2006 review essay, historian Michael Saler extended and substantiated this premise, noting that scholarship had revealed historical perspectives on modernity that encompassed both enchantment and disenchantment. Late Victorians, for instance, "discussed science in terms of magical influences and vital correspondences, and when vitalism began to be superseded by more mechanistic explanations in the 1830s, magic still remained part of the discourse—now called 'natural magic,' to be sure, but no less 'marvelous' for being the result of determinate and predictable natural processes." Mass culture, despite its "superficialities, irrationalities, prejudices, and problems," became "a vital source of contingent and rational enchantments as well." Occultism could contribute to the conclusions reached by modern psychologists and advanced a "satisfaction" found in this mass culture. In addition, Saler observed that "different accounts of modernity may stress diverse combinations or accentuate some factors more than others...Modernity is defined less by binaries arranged in an implicit hierarchy, or by the dialectical transformation of one term into its opposite, than by unresolved contradictions and oppositions, or antinomies: modernity is Janus-faced."
In 2020, Jason Crawford critiqued this recent historiography on enchantment and modernity. The historical evidence of "enchantments" for these studies, particularly in mass and print cultures, "might offer some solace to the citizens of a disenchanted world, but they don't really change the condition of that world." These "enchantments" offered a "troubled kind of unreality" increasingly separate from modernity. Per Osterrgard and James Fitchett advanced a thesis that mass culture, while generating sources for "enchantment", more commonly produced "simulations" of "enchantments" and "disenchantments" for consumers.
Cultural and philosophical
The era of modernity is characterised socially by industrialisation and the division of labour, and philosophically by "the loss of certainty, and the realization that certainty can never be established, once and for all". With new social and philosophical conditions arose fundamental new challenges. Various 19th-century intellectuals, from Auguste Comte to Karl Marx to Sigmund Freud, attempted to offer scientific and/or political ideologies in the wake of secularisation. Modernity may be described as the "age of ideology".
Critical theorists such as Theodor Adorno and Zygmunt Bauman propose that modernity or industrialization represents a departure from the central tenets of the Enlightenment and towards nefarious processes of alienation, such as commodity fetishism and the Holocaust. Contemporary sociological critical theory presents the concept of rationalization in even more negative terms than those Weber originally defined. Processes of rationalization—as progress for the sake of progress—may in many cases have what critical theory says is a negative and dehumanising effect on modern society.
Consequent to debate about economic globalization, the comparative analysis of civilizations, and the post-colonial perspective of "alternative modernities", Shmuel Eisenstadt introduced the concept of "multiple modernities". Modernity as a "plural condition" is the central concept of this sociologic approach and perspective, which broadens the definition of "modernity" from exclusively denoting Western European culture to a culturally relativistic definition, thereby: "Modernity is not Westernization, and its key processes and dynamics can be found in all societies".
Secularization
Central to modernity is emancipation from religion, specifically the hegemony of Christianity (mainly Roman Catholicism), and the consequent secularization. According to writers like Fackenheim and Husserl, modern thought repudiates the Judeo-Christian belief in the Biblical God as a mere relic of superstitious ages. It all started with Descartes' revolutionary methodic doubt, which transformed the concept of truth in the concept of certainty, whose only guarantor is no longer God or the Church, but Man's subjective judgement.
Theologians have adapted in different ways to the challenge of modernity. Liberal theology, over perhaps the past 200 years or so, has tried, in various iterations, to accommodate, or at least tolerate, modern doubt in expounding Christian revelation, while Traditionalist Catholics, Eastern Orthodox and fundamentalist Protestant thinkers and clerics have tried to fight back, denouncing skepticism of every kind. Modernity aimed towards "a progressive force promising to liberate humankind from ignorance and irrationality".
Scientific
In the 16th and 17th centuries, Copernicus, Kepler, Galileo and others developed a new approach to physics and astronomy which changed the way people came to think about many things. Copernicus presented new models of the Solar System which no longer placed humanity's home, Earth, in the centre. Kepler used mathematics to discuss physics and described regularities of nature this way. Galileo actually made his famous proof of uniform acceleration in freefall using mathematics.
Francis Bacon, especially in his Novum Organum, argued for a new methodological approach. It was an experimental based approach to science, which sought no knowledge of formal or final causes. Yet, he was no materialist. He also talked of the two books of God, God's Word (Scripture) and God's work (nature). But he also added a theme that science should seek to control nature for the sake of humanity, and not seek to understand it just for the sake of understanding. In both these things he was influenced by Machiavelli's earlier criticism of medieval Scholasticism, and his proposal that leaders should aim to control their own fortune.
Influenced both by Galileo's new physics and Bacon, René Descartes argued soon afterward that mathematics and geometry provided a model of how scientific knowledge could be built up in small steps. He also argued openly that human beings themselves could be understood as complex machines.
Isaac Newton, influenced by Descartes, but also, like Bacon, a proponent of experimentation, provided the archetypal example of how both Cartesian mathematics, geometry and theoretical deduction on the one hand, and Baconian experimental observation and induction on the other hand, together could lead to great advances in the practical understanding of regularities in nature.
Technological
One common conception of modernity is the condition of Western history since the mid-15th century, or roughly the European development of movable type and the printing press. In this context the modern society is said to develop over many periods, and to be influenced by important events that represent breaks in the continuity.
Artistic
After modernist political thinking had already become widely known in France, Rousseau's re-examination of human nature led to a new criticism of the value of reasoning itself which in turn led to a new understanding of less rationalistic human activities, especially the arts. The initial influence was upon the movements known as German Idealism and Romanticism in the 18th and 19th century. Modern art therefore belongs only to the later phases of modernity.
For this reason art history keeps the term modernity distinct from the terms Modern Age and Modernism – as a discrete "term applied to the cultural condition in which the seemingly absolute necessity of innovation becomes a primary fact of life, work, and thought". And modernity in art "is more than merely the state of being modern, or the opposition between old and new".
In the essay "The Painter of Modern Life" (1863), Charles Baudelaire gives a literary definition: "By modernity I mean the transitory, the fugitive, the contingent".
Advancing technological innovation, affecting artistic technique and the means of manufacture, changed rapidly the possibilities of art and its status in a rapidly changing society. Photography challenged the place of the painter and painting. Architecture was transformed by the availability of steel for structures.
Theological
From conservative Protestant theologian Thomas C. Oden's perspective, modernity is marked by "four fundamental values":
"Moral relativism (which says that what is right is dictated by culture, social location, and situation)"
"Autonomous individualism (which assumes that moral authority comes essentially from within)"
"Narcissistic hedonism (which focuses on egocentric personal pleasure)"
"Reductive naturalism (which reduces what is reliably known to what one can see, hear, and empirically investigate)"
Modernity rejects anything "old" and makes "novelty ... a criterion for truth." This results in a great "phobic response to anything antiquarian." In contrast, "classical Christian consciousness" resisted "novelty".
Within Roman Catholicism, Pope Pius IX and Pope Pius X claim that Modernism (in a particular definition of the Catholic Church) is a danger to the Christian faith. Pope Pius IX compiled a Syllabus of Errors published on December 8, 1864, to describe his objections to Modernism. Pope Pius X further elaborated on the characteristics and consequences of Modernism, from his perspective, in an encyclical entitled "Pascendi dominici gregis" (Feeding the Lord's Flock) on September 8, 1907. Pascendi Dominici Gregis states that the principles of Modernism, taken to a logical conclusion, lead to atheism. The Roman Catholic Church was serious enough about the threat of Modernism that it required all Roman Catholic clergy, pastors, confessors, preachers, religious superiors and seminary professors to swear an Oath against modernism from 1910 until this directive was rescinded in 1967, in keeping with the directives of the Second Vatican Council.
Defined
Of the available conceptual definitions in sociology, modernity is "marked and defined by an obsession with 'evidence'," visual culture, and personal visibility. Generally, the large-scale social integration constituting modernity, involves the:
increased movement of goods, capital, people, and information among formerly discrete populations, and consequent influence beyond the local area
increased formal social organization of mobile populaces, development of "circuits" on which they and their influence travel, and societal standardization conducive to socio-economic mobility
increased specialization of the segments of society, i.e., division of labor, and area inter-dependency
increased level of excessive stratification in terms of social life of a modern man
Increased state of dehumanisation, dehumanity, unionisation, as man became embittered about the negative turn of events which sprouted a growing fear.
man became a victim of the underlying circumstances presented by the modern world
Increased competitiveness among people in the society (survival of the fittest) as the jungle rule sets in.
See also
Notes
References
Bibliography
.
Further reading
Adem, Seifudein. 2004. "Decolonizing Modernity: Ibn-Khaldun and Modern Historiography." In Islam: Past, Present and Future, International Seminar on Islamic Thought Proceedings, edited by Ahmad Sunawari Long, Jaffary Awang, and Kamaruddin Salleh, 570–87. Salangor Darul Ehsan, Malaysia: Department of Theology and Philosophy, Faculty of Islamic Studies, Universiti Kebangsaan Malaysia.
Arendt, Hannah. 1958. "The Origins Of Totalitarianism" Cleavland: World Publishing Co.
Buci-Glucksmann, Christine. 1994. Baroque Reason: The Aesthetics of Modernity. Thousand Oaks, Calif: Sage Publications. (cloth) (pbk)
Carroll, Michael Thomas. 2000. Popular Modernity in America: Experience, Technology, Mythohistory. SUNY Series in Postmodern Culture. Albany: State University of New York Press. (hc) (pbk)
Corchia, Luca. 2008. "Il concetto di modernità in Jürgen Habermas. Un indice ragionato." The Lab's Quarterly/Il Trimestrale del Laboratorio 2:396ff. ISSN 2035-5548.
Crouch, Christopher. 2000. "Modernism in Art Design and Architecture," New York: St. Martins Press. (cloth) (pbk)
Davidann, Jon Thares. 2019. "The Limits of Westernization: American and East Asians Create Modernity, 1860–1960." Oxford: Routledge.
Dipper, Christof: Moderne (modernity), version: 2.0, in: Docupedia Zeitgeschichte, 22. November 2018
Eisenstadt, Shmuel Noah. 2003. Comparative Civilizations and Multiple Modernities, 2 vols. Leiden and Boston: Brill.
Everdell, William R. 1997. The First Moderns: Profiles in the Origins of Twentieth-Century Thought. Chicago: University of Chicago Press. (cloth); (pbk).
Gaonkar, Dilip Parameshwar (ed.). 2001. Alternative Modernities. A Millennial Quartet Book. Durham: Duke University Press. (cloth); (pbk)
Giddens, Anthony. 1990. The Consequences of Modernity. Stanford: Stanford University Press. (cloth); (pbk); Cambridge, UK: Polity Press in association with Basil Blackwell, Oxford.
Horváth, Ágnes, 2013. Modernism and Charisma. Houndmills, Basingstoke: Palgrave Macmillan. (cloth)
Jarzombek, Mark. 2000. The Psychologizing of Modernity: Art, Architecture, History. Cambridge: Cambridge University Press.
Kolakowsi, Leszek. 1990. Modernity on Endless Trial. Chicago: University of Chicago Press.
Kopić, Mario. Sekstant. Belgrade: Službeni glasnik.
Latour, Bruno. 1993. We Have Never Been Modern, translated by Catherine Porter. Cambridge, MA: Harvard University Press. (hb) (pbk.)
Perreau-Saussine, Emile. 2005. . Commentaire no. 109 (Spring): 181–93.
Vinje, Victor Condorcet. 2017. The Challenges of Modernity. Nisus Publications.
Wagner, Peter. 1993. A Sociology of Modernity: Liberty and Discipline. Routledge: London.
Wagner, Peter. 2001. Theorizing Modernity. Inescapability and Attainability in Social Theory. SAGE: London.
Wagner, Peter. 2008. Modernity as Experience and Interpretation: A New Sociology of Modernity. Polity Press: London.
External links
Historiography
Postmodern theory
Modernism
Historical eras
Sociological terminology | 0.790459 | 0.997621 | 0.788579 |
Medievalism | Medievalism is a system of belief and practice inspired by the Middle Ages of Europe, or by devotion to elements of that period, which have been expressed in areas such as architecture, literature, music, art, philosophy, scholarship, and various vehicles of popular culture. Since the 17th century, a variety of movements have used the medieval period as a model or inspiration for creative activity, including Romanticism, the Gothic revival, the Pre-Raphaelite and Arts and Crafts movements, and neo-medievalism (a term often used interchangeably with medievalism).
Historians have attempted to conceptualize the history of non-European countries in terms of medievalisms, but the approach has been controversial among scholars of Latin America, Africa, and Asia.
Renaissance to Enlightenment
In the 1330s, Petrarch expressed the view that European culture had stagnated and drifted into what he called the "Dark Ages", since the fall of Rome in the fifth century, owing to among other things, the loss of many classical Latin texts and to the corruption of the language in contemporary discourse. Scholars of the Renaissance believed that they lived in a new age that broke free of the decline described by Petrarch. Historians Leonardo Bruni and Flavio Biondo developed a three tier outline of history composed of Ancient, Medieval, and Modern. The Latin term media tempestas (middle time) first appears in 1469. The term medium aevum (Middle Ages) is first recorded in 1604. "Medieval" first appears in the nineteenth century and is an Anglicised form of medium aevum.
During the Reformations of the 16th and 17th centuries, Protestants generally followed the critical views expressed by Renaissance Humanists, but for additional reasons. They saw classical antiquity as a golden time, not only because of Latin literature, but because it was the early beginnings of Christianity. The intervening 1000 year Middle Age was a time of darkness, not only because of lack of secular Latin literature, but because of corruption within the Church such as Popes who ruled as kings, pagan superstitions with saints' relics, celibate priesthood, and institutionalized moral hypocrisy. Most Protestant historians did not date the beginnings of the modern era from the Renaissance, but later, from the beginnings of the Reformation.
In the Age of Enlightenment of the 17th and 18th centuries, the Middle Ages was seen as an "Age of Faith" when religion reigned, and thus as a period contrary to reason and contrary to the spirit of the Enlightenment. For them the Middle Ages was barbaric and priest-ridden. They referred to "these dark times", "the centuries of ignorance", and "the uncouth centuries". The Protestant critique of the Medieval Church was taken into Enlightenment thinking by works including Edward Gibbon's Decline and Fall of the Roman Empire (1776–89). Voltaire was particularly energetic in attacking the religiously dominated Middle Ages as a period of social stagnation and decline, condemning Feudalism, Scholasticism, The Crusades, The Inquisition and the Catholic Church in general.
Gothic revival
The Gothic Revival was an architectural movement which began in the 1740s in England. Its popularity grew rapidly in the early nineteenth century, when increasingly serious and learned admirers of neo-Gothic styles sought to revive medieval forms in contrast to the classical styles prevalent at the time. In England, the epicentre of this revival, it was intertwined with deeply philosophical movements associated with a re-awakening of "High Church" or Anglo-Catholic self-belief (and by the Catholic convert Augustus Welby Pugin) concerned by the growth of religious nonconformism. He went on to produce important Gothic buildings such as Cathedrals at Birmingham and Southwark and the British Houses of Parliament in the 1840s. Large numbers of existing English churches had features such as crosses, screens and stained glass (removed at the Reformation), restored or added, and most new Anglican and Catholic churches were built in the Gothic style. Viollet-le-Duc was a leading figure in the movement in France, restoring the entire walled city of Carcassonne as well as Notre-Dame and Sainte Chapelle in Paris. In America Ralph Adams Cram was a leading force in American Gothic, with his most ambitious project the Cathedral of St. John the Divine in New York (one of the largest cathedrals in the world), as well as Collegiate Gothic buildings at Princeton Graduate College. On a wider level the wooden Carpenter Gothic churches and houses were built in large numbers across North America in this period.
In English literature, the architectural Gothic Revival and classical Romanticism gave rise to the Gothic novel, often dealing with dark themes in human nature against medieval backdrops and with elements of the supernatural. Beginning with The Castle of Otranto (1764) by Horace Walpole, 4th Earl of Orford, it also included Mary Shelley's Frankenstein (1818) and John Polidori's The Vampyre (1819), which helped found the modern horror genre. This helped create the dark romanticism or American Gothic of authors like Edgar Allan Poe in works including "The Fall of the House of Usher" (1839) and "The Pit and the Pendulum" (1842) and Nathanial Hawthorne in "The Minister's Black Veil" (1836) and "The Birth-Mark" (1843). This in turn influenced American novelists like Herman Melville in works such as Moby-Dick (1851). Early Victorian Gothic novels included Emily Brontë's Wuthering Heights (1847) and Charlotte Brontë's Jane Eyre (1847). The genre was revived and modernised toward the end of the century with works like Robert Louis Stevenson's Strange Case of Dr Jekyll and Mr Hyde (1886), Oscar Wilde's The Picture of Dorian Gray (1890) and Bram Stoker's Dracula (1897).
Anglo-Saxonism
Main article: Anglo-Saxonism in the 19th century
The development of philology through the 17th-19th centuries as a subject of study in north west Europe and England saw increased interest in tracing the so-called 'roots' of languages and cultures including English, German, Icelandic and Dutch. Antiquaries of the time believed that languages and cultures were intertwined, and Old English texts, especially Beowulf, were claimed by antiquarians from each linguistic-cultural group as 'their' oldest poem.
In England, Rebecca Brackmann argues that an increased interest in Old English and imagined Anglo-Saxon culture was a result of, and in turn fuelled, political upheaval in the 17th and 18th centuries.
Great Seal of the United States
In the United States, Anglo-Saxon mythologies persisted, with Thomas Jefferson proposing that Hengist and Horsa were shown on the Great Seal of the United States.
Romanticism
Romanticism was a complex artistic, literary, and intellectual movement that originated in the second half of the eighteenth century in Western Europe, and gained strength during and after the Industrial and French Revolutions. It was partly a revolt against the political norms of the Age of Enlightenment which rationalised nature, and was embodied most strongly in the visual arts, music, and literature. Romanticism has been seen as "the revival of the life and thought of the Middle Ages", reaching beyond rational and Classicist models to elevate medievalism and elements of art and narrative perceived to be authentically medieval, in an attempt to escape the confines of population growth, urban sprawl and industrialism, embracing the exotic, unfamiliar and distant.
The name "Romanticism" itself was derived from the medieval genre chivalric romance. This movement contributed to the strong influence of such romances, disproportionate to their actual showing among medieval literature, on the image of Middle Ages, such that a knight, a distressed damsel, and a dragon is used to conjure up the time pictorially. The Romantic interest in the medieval can particularly be seen in the illustrations of English poet William Blake and the Ossian cycle published by Scottish poet James Macpherson in 1762, which inspired both Goethe's Götz von Berlichingen (1773), and the young Walter Scott. The latter's Waverley Novels, including Ivanhoe (1819) and Quentin Durward (1823) helped popularise, and shape views of, the medieval era. The same impulse manifested itself in the translation of medieval national epics into modern vernacular languages, including Nibelungenlied (1782) in Germany, The Lay of the Cid (1799) in Spain, Beowulf (1833) in England, The Song of Roland (1837) in France, which were widely read and highly influential on subsequent literary and artistic work.
The Nazarenes
The name Nazarene was adopted by a group of early nineteenth-century German Romantic painters who reacted against Neoclassicism and hoped to return to art which embodied spiritual values. They sought inspiration in artists of the Late Middle Ages and the early Renaissance, rejecting what they saw as the superficial virtuosity of later art. The name Nazarene came from a term of derision used against them for their affectation of a biblical manner of clothing and hair style. The movement was originally formed in 1809 by six students at the Vienna Academy and called the Brotherhood of St. Luke or Lukasbund, after the patron saint of medieval artists. In 1810 four of them, Johann Friedrich Overbeck, Franz Pforr, Ludwig Vogel and Johann Konrad Hottinger moved to Rome, where they occupied the abandoned monastery of San Isidoro and were joined by Philipp Veit, Peter von Cornelius, Julius Schnorr von Karolsfeld, Friedrich Wilhelm Schadow and a loose grouping of other German artists. They met up with Austrian romantic landscape artist Joseph Anton Koch (1768–1839) who became an unofficial tutor to the group and in 1827 they were joined by Joseph von Führich (1800–76). In Rome the group lived a semi-monastic existence, as a way of re-creating the nature of the medieval artist's workshop. Religious subjects dominated their output and two major commissions for the Casa Bartholdy (1816–17) (later moved to the Alte Nationalgalerie in Berlin) and the Casino Massimo (1817–29), allowed them to attempt a revival of the medieval art of fresco painting and gained then international attention. However, by 1830 all except Overbeck had returned to Germany and the group had disbanded. Many Nazareners became influential teachers in German art academies and were a major influence on the later English Pre-Raphaelite Brotherhood.
Social commentary
Eventually, medievalism moved from the confines of fiction into the immediate realm of social commentary as a means of critiquing life in the Industrial Era. An early work of this kind is William Cobbett's History of the Protestant Reformation (1824–6), which was influenced by his reading of John Lingard's History of England (1819–30), among other sources. Cobbett attacked the Reformation as having divided a once-unified and wealthy England into "masters and slaves, a very few enjoying the extreme of luxury, and millions doomed to the extreme of misery", while decrying how "this land of meat and beef was changed, all of a sudden into a land of dry bread and oatmeal porridge". In the Victorian era, the principal representatives of this school were Thomas Carlyle and his disciple John Ruskin.
In Carlyle's Past and Present (1843), which Oliver Elton called the "most remarkable fruit in English literature of the medieval revival", the modern workhouse is contrasted with the medieval monastery. He draws on Jocelyn de Brakelond's twelfth-century account of Samson of Tottington's abbotcy of Bury St Edmunds Abbey to answer the "Condition-of-England Question", calling for a "Chivalry of Labour" based on cooperation and fraternity rather than competition and "Cash-payment for the sole nexus", and for the leadership of paternalistic "Captains of Industry".
Along with medievalist writers Walter Scott, Robert Southey, and Kenelm Henry Digby, Carlyle was among the "important literary influences" on Young England, a "parliamentary experiment in romanticism which created considerable stir during the eighteen-forties," led by Lord John Manners and Benjamin Disraeli. Young England developed contemporaneously with the Oxford Movement, which has been defined as "medievalism in religion."
Ruskin connected the quality of a nation's architecture with its spiritual health, comparing the originality and freedom of medieval art with the mechanistic sterility of modernism in such works as Modern Painters, Volume II (1846), The Seven Lamps of Architecture (1849) and The Stones of Venice (1851–3). At the urging of Carlyle, Ruskin, who identified as both a "violent Tory of the old school" and a "Communist of the old school", adapted this thesis to his theory of political economy in Unto This Last (1860), and to his "Ideal Commonwealth" in Time and Tide (1867), the characteristics of which were derived from the Middle Ages: the guild system, the feudal system, chivalry, and the church.
The Pre-Raphaelites
The Pre-Raphaelite Brotherhood was a group of English painters, poets, and critics, founded in 1848 by William Holman Hunt, John Everett Millais and Dante Gabriel Rossetti. The three founders were soon joined by William Michael Rossetti, James Collinson, Frederic George Stephens and Thomas Woolner to form a seven-member "brotherhood". The group's intention was to reform art by rejecting what they considered to be the mechanistic approach first adopted by the Mannerist artists who succeeded Raphael and Michelangelo. They believed that the Classical poses and elegant compositions of Raphael in particular had been a corrupting influence on the academic teaching of art. Hence the name "Pre-Raphaelite". In particular, they objected to the influence of Sir Joshua Reynolds, the founder of the English Royal Academy of Arts, believing that his broad technique was a sloppy and formulaic form of academic Mannerism. In contrast, they wanted to return to the abundant detail, intense colours, and complex compositions of Quattrocento Italian and Flemish art.
The Arts and Crafts movement
The Arts and Crafts movement was an aesthetic movement, directly influenced by the Gothic Revival and the Pre-Raphaelites, but moving away from aristocratic, nationalist and high Gothic influences to an emphasis on the idealised peasantry and medieval community, particularly of the fourteenth century, often with socialist political tendencies and reaching its height between about 1880 and 1910. The movement was inspired by the writings of Carlyle and Ruskin and was spearheaded by the work of William Morris, a friend of the Pre-Raphaelites and a former apprentice to Gothic-revival architect G. E. Street. He focused on the fine arts of textiles, wood and metal work and interior design. Morris also produced medieval and ancient themed poetry, beside socialist tracts and the medieval Utopia News From Nowhere (1890). Morris formed Morris, Marshall, Faulkner & Co. in 1861, which produced and sold furnishings and furniture, often with medieval themes, to the emerging middle classes. The first Arts and Crafts exhibition in the United States was held in Boston in 1897 and local societies spread across the country, dedicated to preserving and perfecting disappearing craft and beautifying house interiors. Whereas the Gothic revival had tended to emulate ecclesiastical and military architecture, the arts and crafts movement looked to rustic and vernacular medieval housing. The creation of aesthetically pleasing and affordable furnishings proved highly influential on subsequent artistic and architectural developments.
Romantic nationalism
By the nineteenth century real and pseudo-medieval symbols were a currency of European monarchical state propaganda. German emperors dressed up in and proudly displayed medieval costumes in public, and they rebuilt the great medieval castle and spiritual home of the Teutonic Order at Marienburg. Ludwig II of Bavaria built a fairy-tale castle at Neuschwanstein and decorated it with scenes from Wagner's operas, another major Romantic image maker of the Middle Ages. The same imagery would be used in Nazi Germany in the mid-twentieth century to promote German national identity with plans for extensive building in the medieval style and attempts to revive the virtues of the Teutonic knights, Charlemagne and the Round Table.
In England, the Middle Ages were trumpeted as the birthplace of democracy because of the Magna Carta of 1215. In the reign of Queen Victoria there was considerable interest in things medieval, particularly among the ruling classes. The notorious Eglinton Tournament of 1839 attempted to revive the medieval grandeur of the monarchy and aristocracy. Medieval fancy dress became common in this period at royal and aristocratic masquerades and balls and individuals and families were painted in medieval costume. These trends inspired a nineteenth-century genre of medieval poetry that included Idylls of the King (1842) by Alfred Tennyson, 1st Baron Tennyson and "The Sword of Kingship" (1866) by Thomas Westwood, which recast specifically modern themes in the medieval settings of Arthurian romance.
Twentieth and twenty-first centuries
Popular culture
Depictions of the Middle Ages can be found in different cultural media, including advertising.
Film
Film has been one of the most significant creators of images of the Middle Ages since the early twentieth century. The first medieval film was also one of the earliest films ever made, about Jeanne d'Arc in 1899, while the first to deal with Robin Hood dates to as early as 1908. Influential European films, often with a nationalist agenda, included the German Nibelungenlied (1924), Eisenstein's Alexander Nevsky (1938) and Bergman's The Seventh Seal (1957), while in France there were many Joan of Arc sequels. Hollywood adopted the medieval as a major genre, issuing periodic remakes of the King Arthur, William Wallace and Robin Hood stories, adapting to the screen such historical romantic novels as Ivanhoe (1952—by MGM), and producing epics in the vein of El Cid (1961). More recent revivals of these genres include Robin Hood Prince of Thieves (1991), The 13th Warrior (1999) and The Kingdom of Heaven (2005).
Fantasy
While the folklore that fantasy drew on for its magic and monsters was not exclusively medieval, elves, dragons, and unicorns, among many other creatures, were drawn from medieval folklore and romance. Earlier writers in the genre, such as George MacDonald in The Princess and the Goblin (1872), William Morris in The Well at the World's End (1896) and Lord Dunsany in The King of Elfland's Daughter (1924), set their tales in fantasy worlds clearly derived from medieval sources, though often filtered through later views. In the first half of the twentieth century pulp fiction writers like Robert E. Howard and Clark Ashton Smith helped popularise the sword and sorcery branch of fantasy, which often utilised prehistoric and non-European settings beside elements of the medieval.<ref>J. A. Tucker, A Sense of Wonder: Samuel R. Delany, Race, Identity and Difference (Wesleyan University Press, 2004), p. 91.</ref> In contrast, authors such as E. R. Eddison and particularly J.R.R. Tolkien, set the type for high fantasy, normally based in a pseudo-medieval setting, mixed with elements of medieval folklore. Other fantasy writers have emulated such elements, and films, role-playing and computer games also took up this tradition. Modern fantasy writers have taken elements of the medieval from these works to produce some of the most commercially successful works of fiction of recent years, sometimes pointing to the absurdities of the genre, as in Terry Pratchett's Discworld novels, or mixing it with the modern world as in J. K. Rowling's Harry Potter books.
Living history
In the second half of the twentieth century interest in the medieval was increasingly expressed through form of re-enactment, including combat reenactment, re-creating historical conflict, armour, arms and skill, as well as living history which re-creates the social and cultural life of the past, in areas such as clothing, food and crafts. The movement has led to the creation of medieval markets and Renaissance fairs, from the late 1980s, particularly in Germany and the United States of America.
Neo-medievalism
Neo-medievalism (or neomedievalism) is a neologism that was first popularized by the Italian medievalist Umberto Eco in his 1973 essay "Dreaming of the Middle Ages". The term has no clear definition but has since been used to describe the intersection between popular fantasy and medieval history as can be seen in computer games such as MMORPGs, films and television, neo-medieval music, and popular literature. It is in this area—the study of the intersection between contemporary representation and past inspiration(s)—that medievalism and neomedievalism tend to be used interchangeably. Neomedievalism has also been used as a term describing the post-modern study of medieval history and as a term for a trend in modern international relations, first discussed in 1977 by Hedley Bull, who argued that society was moving towards a form of "neomedievalism" in which individual notions of rights and a growing sense of a "world common good" were undermining national sovereignty.
The study of medievalism
Leslie J. Workman, Kathleen Verduin and David Metzger noted in their introduction to Studies in Medievalism IX "Medievalism and the Academy, Vol I" (1997) their sense that medievalism had been perceived by some medievalists as a "poor and somewhat whimsical relation of (presumably more serious) medieval studies". In The Cambridge Companion to Medievalism (2016), editor Louise D'Arcens noted that some of the earliest medievalism scholarship (that is, study of the phenomenon of medievalism) was by Victorian specialists including Alice Chandler (with her monograph A Dream of Order: The Medieval Ideal in Nineteenth Century England (London: Taylor and Francis, 1971), and Florence Boos, with her edited volume History and Community: Essays in Victorian Medievalism (London: Garland Publishing, 1992)). D'Arcens proposed that the 1970s saw the discipline of medievalism become an academic area of research in its own right, with the International Society for the Study of Medievalism formalised in 1979 with the publication of its Studies In Medievalism journal, organised by Leslie J. Workman. D'Arcens notes that by 2016 medievalism was taught as a subject on "hundreds" of university courses around the world, and there were "at least two" scholarly journals dedicated to medievalism studies: Studies in Medievalism and postmedieval.
Clare Monagle has argued that political medievalism has caused medieval scholars to repeatedly reconsider whether medievalism is a part of the study of the Middle Ages as a historical period. Monagle explains how in 1977 the International Relations scholar Hedley Bull coined the term "New Medievalism" to describe the world as a result of the rising powers of non-state actors in society (such as terrorist groups, corporations, or supra-state organisations such as the European Economic Community) which, due to new technologies, boundaries of jurisdiction that cross national borders, and shifts in private wealth challenged the exclusive authority of the state. Monagle explained that in 2007 medieval scholar Bruce Holsinger published Neomedievalism, Conservativism and the War on Terror, which identified how George W. Bush's administration relied on medievalising rhetoric to identify al-Qaeda as "dangerously fluid, elusive, and stateless". Monagle documents how Gabrielle Spiegel, then president of the American Historical Society "expressed concern at the idea that scholars of the historical medieval period might consider themselves licensed to in some way to intervene in contemporary medievalism", as to do so "conflates two very different historical periods". Eileen Joy (co-founder and co-editor of the postmedieval journal), responded to Spiegel that "the idea of a medieval past itself, as something that can be demarcated and cordoned off from other historical time periods, was and is of itself [...] a form of medievalism. Therefore, practising medievalists should absolutely pay heed to the use and abuse of the Middle Ages in contemporary discourse".
Medievalism topics are now annual features at the major medieval conferences the International Medieval Congress hosted at the University of Leeds, UK, and the International Congress on Medieval Studies at Kalamazoo, Michigan.
Exhibitions about medievalism
30 January - 22 May 2013. New Medievalist visions, King's College London, Maughan Library.
October 16, 2018 - March 3, 2019. Juggling the Middle Ages, Dumbarton Oaks, Washington DC. Juggling the Middle Ages "explores the influence of the medieval world by focusing on this single story with a long-lasting impact", Le Jongleur de Notre Dame or Our Lady’s Tumbler.''
Further reading
Bibliography
Notes
Themes of the Romantic Movement
Historiography of the Middle Ages
Middle Ages in popular culture | 0.795908 | 0.990717 | 0.788519 |
Historical drama | A historical drama (also period drama, period piece or just period) is a dramatic work set in a past time period, usually used in the context of film and television, which presents historical events and characters with varying degrees of fictional elements such as creative dialogue or fictional scenes which aim to compress separate events or illustrate a broader factual narrative. The biographical film is a type of historical drama which generally focuses on a single individual or well-defined group. Historical dramas can include romances, adventure films, and swashbucklers.
Historical drama can be differentiated from historical fiction, which generally present fictional characters and events against a backdrop of historical events. A period piece may be set in a vague or general era such as the Middle Ages, or a specific period such as the Roaring Twenties, or the recent past.
Scholarship
In different eras different subgenres have risen to popularity, such as the westerns and sword and sandal films that dominated North American cinema in the 1950s. The costume drama is often separated as a genre of historical dramas. Early critics defined them as films focusing on romance and relationships in sumptuous surroundings, contrasting them with other historical dramas believed to have more serious themes. Other critics have defended costume dramas, and argued that they are disparaged because they are a genre directed towards women. Historical dramas have also been described as a conservative genre, glorifying an imagined past that never existed.
Historical accuracy
Historical drama may include mostly fictionalized narratives based on actual people or historical events, such as the history plays of Shakespeare, Apollo 13, The Tudors, Braveheart, Chernobyl, Enemy at the Gates, Les Misérables, and Titanic. Works may include references to real-life people or events from the relevant time period or contain factually accurate representations of the time period.
Works that focus on accurately portraying specific historical events or persons are instead known as docudrama, such as The Report. Where a person's life is central to the story, such a work is known as biographical drama, with notable examples being films such as Alexander, Frida, House of Saddam, Lincoln, Lust for Life, Raging Bull, Stalin, and Oppenheimer.
See also
Historical fiction
Jidaigeki, Japanese historical dramas
Sageuk, Korean historical dramas
References
Drama
Film genres
Television genres | 0.789245 | 0.998244 | 0.78786 |
Big History | Big History is an academic discipline which examines history from the Big Bang to the present. Big History resists specialization, and searches for universal patterns or trends. It examines long time frames using a multidisciplinary approach based on combining numerous disciplines from science and the humanities, and explores human existence in the context of this bigger picture. It integrates studies of the cosmos, Earth, life, and humanity using empirical evidence to explore cause-and-effect relations, and is taught at universities and primary and secondary schools often using web-based interactive presentations.
Historian David Christian has been credited with coining the term "Big History" while teaching one of the first such courses at Macquarie University. An all-encompassing study of humanity's relationship to cosmology and natural history has been pursued by scholars since the Renaissance, and the new field, Big History, continues such work.
Comparison with conventional history
Big History examines the past using numerous time scales, from the Big Bang to modernity, unlike conventional history courses which typically begin with the introduction of farming and civilization, or with the beginning of written records. It explores common themes and patterns. Courses generally do not focus on humans until one-third to halfway through, and, unlike conventional history courses, there is not much focus on kingdoms or civilizations or wars or national borders. If conventional history focuses on human civilization with humankind at the center, Big History focuses on the universe and shows how humankind fits within this framework and places human history in the wider context of the universe's history.
Unlike conventional history, Big History tends to go rapidly through detailed historical eras such as the Renaissance or Ancient Egypt. It draws on the latest findings from biology, astronomy, geoscience, chemistry, physics, archaeology, anthropology, psychology, sociology, economics, prehistory, ancient history, and natural history, as well as standard history. One teacher explained:
We're taking the best evidence from physics and the best evidence from chemistry and biology, and we're weaving it together into a story ... They're not going to learn how to balance [chemical] equations, but they're going to learn how the chemical elements came out of the death of stars, and that's really interesting.
Big History arose from a desire to go beyond the specialized and self-contained fields that emerged in the 20th century. It tries to grasp history as a whole, looking for common themes across multiple time scales in history. Conventional history typically begins with the invention of writing, and is limited to past events relating directly to the human race. Big Historians point out that this limits study to the past 5,000 years and neglects the much longer time when humans existed on Earth. Henry Kannberg sees Big History as being a product of the Information Age, a stage in history itself following speech, writing, and printing. Big History covers the formation of the universe, stars, and galaxies, and includes the beginning of life as well as the period of several hundred thousand years when humans were hunter-gatherers. It sees the transition to civilization as a gradual one, with many causes and effects, rather than an abrupt transformation from uncivilized static cavemen to dynamic civilized farmers. An account in The Boston Globe describes what it polemically asserts to be the conventional "history" view:
Early humans were slump-shouldered, slope-browed, hairy brutes. They hunkered over campfires and ate scorched meat. Sometimes they carried spears. Once in a while they scratched pictures of antelopes on the walls of their caves. That's what I learned during elementary school, anyway. History didn't start with the first humans—they were cavemen! The Stone Age wasn't history; the Stone Age was a preamble to history, a dystopian era of stasis before the happy onset of civilization, and the arrival of nifty developments like chariot wheels, gunpowder, and Google. History started with agriculture, nation-states, and written documents. History began in Mesopotamia's Fertile Crescent, somewhere around 4000 BC. It began when we finally overcame our savage legacy, and culture surpassed biology.
Big History, in contrast to conventional history, has more of an interdisciplinary basis. Advocates sometimes view conventional history as "microhistory" or "shallow history", and note that three-quarters of historians specialize in understanding the last 250 years while ignoring the "long march of human existence." However, one historian disputed that the discipline of history has overlooked the big view, and described the "grand narrative" of Big History as a "cliché that gets thrown around a lot." One account suggested that conventional history had the "sense of grinding the nuts into an ever finer powder." It emphasizes long-term trends and processes rather than history-making individuals or events. Historian Dipesh Chakrabarty of the University of Chicago suggested that Big History was less politicized than contemporary history because it enables people to "take a step back." It uses more kinds of evidence than the standard historical written records, such as fossils, tools, household items, pictures, structures, ecological changes and genetic variations.
Criticism of Big History
Critics of Big History, including sociologist Frank Furedi, have deemed the discipline an "anti-humanist turn of history." The Big History narrative has also been challenged for failing to engage with the methodology of the conventional history discipline. According to historian and educator Sam Wineburg of Stanford University, Big History eschews the interpretation of texts in favor of a purely scientific approach, thus becoming "less history and more of a kind of evolutionary biology or quantum physics."
Another criticism of Big History made by associate professor Ian Hesketh, is that it mixes up science disciplines using holistic views that are very close to mythic or religious approaches, without mentioning this in its narrative.
Currently, the Big History is a consolidated academic field that is giving rise to new views and epistemological approaches, especially in Latin America and the Caribbean, whose decolonial vision of history, economics and Science has opened new questions. In this sense, the transdisciplinary and biomimetics research of Javier Collado represents an ecology of knowledge between scientific knowledge and the ancestral wisdom of native peoples, such as Indigenous peoples in Ecuador. This transdisciplinary vision integrates and unifies diverse epistemes that are in, between, and beyond the scientific disciplines, that is, it includes ancestral wisdom, spirituality, art, emotions, mystical experiences and other dimensions forgotten in the history of science, specially by the positivist approach. In approaching the Big History from the complexity sciences, the transdisciplinary methodology seeks to understand the interconnections of the human race with the different levels of reality that co-exist in nature and in the cosmos, and this includes mystical and spiritual experiences, very present in the rituals of shamanism with ayahuasca and other sacred plants. The common denominator of all indigenous and aboriginal ancestral worldviews is the spiritual and ecological conception that structures their social organizations, which are in harmony and respect with the different forms of life that exist on our planet. In the same way that Fritjof Capra carried out an analysis of the parallels between modern physics and Eastern mysticism, the teaching of the Big History in universities of Brazil, Ecuador, Colombia, and Argentina is nourished by the worldview of their ancestor to analyze the parallels between the scientific discoveries and the original knowledge of the native and indigenous peoples.
Time scales and questions
Big History makes comparisons based on different time scales and notes similarities and differences between the human, geological, and cosmological scales. David Christian believes such "radical shifts in perspective" will yield "new insights into familiar historical problems, from the nature/nurture debate to environmental history to the fundamental nature of change itself." It shows how human existence has been changed by both human-made and natural factors: for example, according to natural processes which happened more than four billion years ago, iron emerged from the remains of an exploding star and, as a result, humans could use this hard metal to forge weapons for hunting and war. The discipline addresses such questions as "How did we get here?," "How do we decide what to believe?," "How did Earth form?," and "What is life?" According to Fred Spier it offers a "grand tour of all the major scientific paradigms" and helps students to become scientifically literate quickly. One interesting perspective that arises from Big History is that despite the vast temporal and spatial scales of the history of the Universe, it is actually very small pockets of the cosmos where most of the "history" is happening, due to the nature of complexity.
Cosmic evolution
Cosmic evolution, the scientific study of universal change, is closely related to Big History (as are the allied subjects of the epic of evolution and astrobiology); some researchers regard cosmic evolution as broader than Big History, since the latter mainly examines the specific historical trek from Big Bang → Milky Way → Sun → Earth → humanity. Cosmic evolution, while fully addressing all complex systems (and not merely those that led to humans) has been taught and researched for decades, mostly by astronomers and astrophysicists. This Big-Bang-to-humankind scenario well preceded the subject that some historians began calling Big History in the 1990s. Cosmic evolution is an intellectual framework that offers a grand synthesis of the many varied changes in the assembly and composition of radiation, matter, and life throughout the history of the universe. While engaging in issues of the origins of humanity, this interdisciplinary subject attempts to unify the sciences within the entirety of natural history—a single, inclusive scientific narrative of the origin and evolution of all material things over ~14 billion years, from the origin of the universe to the present day on Earth.
The roots of the idea of cosmic evolution extend back millennia. Ancient Greek philosophers in the fifth century BCE, most notably Heraclitus, are celebrated for their reasoned claims that all things change. Early modern speculation about cosmic evolution began more than a century ago, including the broad insights of Robert Chambers, Herbert Spencer, Charles Sanders Peirce, and Lawrence Henderson. Only in the mid-20th century was the cosmic-evolutionary scenario articulated as a research paradigm to include empirical studies of galaxies, stars, planets, and life—in short, an expansive agenda that combines physical, biological, and cultural evolution. Harlow Shapley widely articulated the idea of cosmic evolution (often calling it "cosmography") in public venues at mid-century, and NASA embraced it in the late 20th century as part of its more limited astrobiology program. Carl Sagan, Eric Chaisson, Hubert Reeves, Erich Jantsch, and Preston Cloud, among others, extensively championed cosmic evolution at roughly the same time around 1980. This extremely broad subject now continues to be formulated as both a technical research program and a scientific worldview for the 21st century.
One popular collection of scholarly materials on cosmic evolution is based on teaching and research that has been underway at Harvard University since the mid-1970s.
Complexity, energy, thresholds
Cosmic evolution is a quantitative subject, whereas big history typically is not; this is because cosmic evolution is practiced mostly by natural scientists, while big history by social scholars. These two subjects, closely allied and overlapping, benefit from each other; cosmic evolutionists tend to treat universal history linearly, thus humankind enters their story only at the most very recent times, whereas big historians tend to stress humanity and its many cultural achievements, granting human beings a larger part of their story. People can compare and contrast these different emphases by watching two short movies portraying the Big-Bang-to-humankind narrative, one animating time linearly, and the other capturing time (actually look-back time) logarithmically; in the former, humans enter this 14-minute movie in the last second, while in the latter we appear much earlier—yet both are correct.
These different treatments of time over ~14 billion years, each with different emphases on historical content, are further clarified by noting that some cosmic evolutionists divide the whole narrative into three phases and seven epochs:
Phases: physical evolution → biological evolution → cultural evolution
Epochs: particulate → galactic → stellar → planetary → chemical → biological → cultural
This contrasts with the approach used by some big historians who divide the narrative into many more thresholds, as noted in the discussion at the end of this section below. Yet another telling of the Big-Bang-to-humankind story is one that emphasizes the earlier universe, particularly the growth of particles, galaxies, and large-scale cosmic structure, such as in physical cosmology.
Notable among quantitative efforts to describe cosmic evolution are Eric Chaisson's research efforts to describe the concept of energy flow through open, thermodynamic systems, including galaxies, stars, planets, life, and society. The observed increase of energy rate density (energy/time/mass) among a whole host of complex systems is one useful way to explain the rise of complexity in an expanding universe that still obeys the cherished second law of thermodynamics and thus continues to accumulate net entropy. As such, ordered material systems—from buzzing bees and redwood trees to shining stars and thinking beings—are viewed as temporary, local islands of order in a vast, global sea of disorder. A recent review article, which is especially directed toward big historians, summarizes much of this empirical effort over the past decade.
One striking finding of such complexity studies is the apparently ranked order among all known material systems in the universe. Although the absolute energy in astronomical systems greatly exceeds that of humans, and although the mass densities of stars, planets, bodies, and brains are all comparable, the energy rate density for humans and modern human society are approximately a million times greater than for stars and galaxies. For example, the Sun emits a vast luminosity, 4x1033 erg/s (equivalent to nearly a billion billion billion watt light bulb), but it also has a huge mass, 2x1033 g; thus each second an amount of energy equaling only 2 ergs passes through each gram of this star. In contrast to any star, more energy flows through each gram of a plant's leaf during photosynthesis, and much more (nearly a million times) rushes through each gram of a human brain while thinking (~20W/1350g).
Cosmic evolution is more than a subjective, qualitative assertion of "one damn thing after another". This inclusive scientific worldview constitutes an objective, quantitative approach toward deciphering much of what comprises organized, material Nature. Its uniform, consistent philosophy of approach toward all complex systems demonstrates that the basic differences, both within and among many varied systems, are of degree, not of kind. And, in particular, it suggests that optimal ranges of energy rate density grant opportunities for the evolution of complexity; those systems able to adjust, adapt, or otherwise take advantage of such energy flows survive and prosper, while other systems adversely affected by too much or too little energy are non-randomly eliminated.
Fred Spier is foremost among those big historians who have found the concept of energy flows useful, suggesting that Big History is the rise and demise of complexity on all scales, from sub-microscopic particles to vast galaxy clusters, and not least many biological and cultural systems in between.
David Christian, in an 18-minute TED talk, described some of the basics of the Big History course. Christian describes each stage in the progression towards greater complexity as a "threshold moment" when things become more complex, but they also become more fragile and mobile. Some of Christian's threshold stages are:
The universe appears, incredibly hot, busting, expanding, within a second.
Stars are born.
Stars die, creating temperatures hot enough to make complex chemicals, as well as rocks, asteroids, planets, moons, and our solar system.
Earth is created.
Life appears on Earth, with molecules growing from the Goldilocks conditions, with neither too much nor too little energy.
Humans appear, language, collective learning.
Christian elaborated that more complex systems are more fragile, and that while collective learning is a powerful force to advance humanity in general, it is not clear that humans are in charge of it, and it is possible in his view for humans to destroy the biosphere with the powerful weapons that have been invented.
In the 2008 lecture series through The Teaching Company's Great Courses entitled Big History: The Big Bang, Life on Earth, and the Rise of Humanity, Christian explains Big History in terms of eight thresholds of increasing complexity:
The Big Bang and the creation of the Universe about 14 billion years ago
The creation of the first complex objects, stars, about 12 billion years ago
The creation of chemical elements inside dying stars required for chemically complex objects, including plants and animals
The formation of planets, such as our Earth, which are more chemically complex than the Sun
The origin and evolution of life from roughly about 4.2 billion years ago, including the evolution of our hominine ancestors
The development of our species, Homo sapiens, about 300,000 years ago, covering the Paleolithic era of human history
The appearance of agriculture about 11,000 years ago in the Neolithic era, allowing for larger, more complex societies
The "modern revolution", or the vast social, economic, and cultural transformations that brought the world into the modern era
What will happen in the future and predicting what will be the next threshold in our history
Goldilocks conditions
A theme in Big History is what has been termed Goldilocks conditions or the Goldilocks principle, which describes how "circumstances must be right for any type of complexity to form or continue to exist," as emphasized by Spier in his recent book. For humans, bodily temperatures can neither be too hot nor too cold; for life to form on a planet, it can neither have too much nor too little energy from sunlight. Stars require sufficient quantities of hydrogen, sufficiently packed together under tremendous gravity, to cause nuclear fusion.
Christian suggests that complexity arises when these Goldilocks conditions are met, that is, when things are not too hot or cold, not too fast or slow. For example, life began not in solids (molecules are stuck together, preventing the right kinds of associations) or gases (molecules move too fast to enable favorable associations) but in liquids such as water that permitted the right kinds of interactions at the right speeds.
Somewhat in contrast, Chaisson has maintained for well more than a decade that "organizational complexity is mostly governed by the optimum use of energy—not too little as to starve a system, yet not too much as to destroy it". Neither maximum energy principles nor minimum entropy states are likely relevant to appreciate the emergence of complexity in Nature writ large.
Other themes
Advances in particular sciences such as archaeology, gene mapping, and evolutionary ecology have enabled historians to gain new insights into the early origins of humans, despite the lack of written sources. One account suggested that proponents of Big History were trying to "upend" the conventional practice in historiography of relying on written records.
Big History proponents suggest that humans have been affecting climate change throughout history, by such methods as slash-and-burn agriculture, although past modifications have been on a lesser scale than in recent years during the Industrial Revolution.
A book by Daniel Lord Smail in 2008 suggested that history was a continuing process of humans learning to self-modify our mental states by using stimulants such as coffee and tobacco, as well as other means such as religious rites or romance novels. His view is that culture and biology are highly intertwined, such that cultural practices may cause human brains to be wired differently from those in different societies.
Another theme that has been actively discussed recently by the Big History community is the issue of the Big History Singularity.
A 2021 book, Expanding Worldviews: Astrobiology, Big History and Cosmic Perspectives, edited by Ian Crawford explores links between Big History and astrobiology, and argues that both subjects have the potential to yield positive intellectual and societal benefits owing to their inherent cosmic and evolutionary perspectives.
Presentation by web-based interactive video
Big History is more likely than conventional history to be taught with interactive "video-heavy" websites without textbooks, according to one account. The discipline has benefited from having new ways of presenting themes and concepts in new formats, often supplemented by Internet and computer technology. For example, the ChronoZoom project is a way to explore the 14 billion year history of the universe in an interactive website format. It was described in one account:
In 2012, the History channel showed the film History of the World in Two Hours. It showed how dinosaurs effectively dominated mammals for 160 million years until an asteroid impact wiped them out. One report suggested the History channel had won a sponsorship from StanChart to develop a Big History program entitled Mankind. In 2013 the History channel's new H2 network debuted the 10-part series Big History, narrated by Bryan Cranston and featuring David Christian and an assortment of historians, scientists and related experts. Each episode centered on a major Big History topic such as salt, mountains, cold, flight, water, meteors and megastructures.
History of the field
Early efforts
While the emerging field of Big History in its present state is generally seen as having emerged in the past two decades beginning around 1990, there have been numerous precedents going back to the 1500s with Giordano Bruno's works, especially Lo spaccio della besta trionfante (1584)(The Return of the Triumphant Beast). In this work, Bruno traces out the decline of the Christian era and posits that this decline will be based on a massive ecological and economic crisis, which he allegorizes as a 'cetus', a whale, whose thrashings create disruptive waves and cause people to question the religious and philosophical underpinnings of the west. According to Bruno, it is exactly the laser-like focus, for hundreds of years, on the economic growth and spread of people (through colonialism and capitalism, which were rationalized through Christianity) that will lead to an environmental tipping point, or crisis, when humans recognize that their own material well being is predicated and completely dependent on the presence of myriad other beings, animals, plankton, plants, bacteria, and so forth. In a sense, Bruno's work foresaw the Material Turn, which dates to the 1990s. It should be stressed that Bruno sees this flow of history as based on evolution and the learning curve. In the mid-19th century, Alexander von Humboldt's book Cosmos, and Robert Chambers' 1844 book Vestiges of the Natural History of Creation were seen as early precursors to the field. In a sense, Darwin's theory of evolution was, in itself, an attempt to explain a biological phenomenon by examining longer term cause-and-effect processes. In the first half of the 20th century, secular biologist Julian Huxley originated the term "evolutionary humanism", while around the same time the French Jesuit paleontologist Pierre Teilhard de Chardin examined links between cosmic evolution and a tendency towards complexification (including human consciousness), while envisaging compatibility between cosmology, evolution, and theology. In the mid and later 20th century, The Ascent of Man by Jacob Bronowski examined history from a multidisciplinary perspective. Later, Eric Chaisson explored the subject of cosmic evolution quantitatively in terms of energy rate density, and the astronomer Carl Sagan wrote Cosmos. Thomas Berry, a cultural historian, and the academic Brian Swimme explored meaning behind myths and encouraged academics to explore themes beyond organized religion.
The field continued to evolve from interdisciplinary studies during the mid-20th century, stimulated in part by the Cold War and the Space Race. Some early efforts were courses in Cosmic Evolution at Harvard University in the United States, and Universal History in the Soviet Union. One account suggested that the notable Earthrise photo, taken by William Anders during a lunar orbit by the Apollo 8, which showed Earth as a small blue and white ball behind a stark and desolate lunar landscape, not only stimulated the environmental movement but also caused an upsurge of interdisciplinary interest. The French historian Fernand Braudel examined daily life with investigations of "large-scale historical forces like geology and climate". Physiologist Jared Diamond in his book Guns, Germs, and Steel examined the interplay between geography and human evolution; for example, he argued that the horizontal shape of the Eurasian continent enabled human civilizations to advance more quickly than the vertical north–south shape of the American continent, because an east–west continental axis and correspondingly similar climates facilitated the transfer and exchange of animals (as protein, for pulling carts, and other uses), ideas and information, as well as structures of human competition that honed and fine-tuned cultural and technological achievements.
In the 1970s, scholars in the United States including geologist Preston Cloud of the University of Minnesota, astronomer G. Siegfried Kutter at Evergreen State College in Washington state, and Harvard University astrophysicists George B. Field and Eric Chaisson started synthesizing knowledge to form a "science-based history of everything", although each of these scholars emphasized somewhat their own particular specializations in their courses and books. In 1980, the Austrian philosopher Erich Jantsch wrote The Self-Organizing Universe which viewed history in terms of what he called "process structures". There was an experimental course taught by John Mears at Southern Methodist University in Dallas, Texas, and more formal courses at the university level began to appear.
In 1991 Clive Ponting wrote A Green History of the World: The Environment and the Collapse of Great Civilizations. His analysis did not begin with the Big Bang, but his chapter "Foundations of History" explored the influences of large-scale geological and astronomical forces over a broad time period.
Sometimes the terms "Deep History" and "Big History" are interchangeable, but sometimes "Deep History" simply refers to history going back several hundred thousand years or more without the other senses of being a movement within history itself.
David Christian
One exponent is David Christian of Macquarie University in Sydney, Australia. He read widely in diverse fields in science, and believed that much was missing from the general study of history. His first university-level course was offered in 1989. He developed a college course beginning with the Big Bang to the present in which he collaborated with numerous colleagues from diverse fields in science and the humanities and the social sciences. This course eventually became a Teaching Company course entitled Big History: The Big Bang, Life on Earth, and the Rise of Humanity, with 24 hours of lectures, which appeared in 2008.
Since the 1990s, other universities began to offer similar courses. In 1994 at the University of Amsterdam and the Eindhoven University of Technology, college courses were offered. In 1996, Fred Spier wrote The Structure of Big History. Spier looked at structured processes which he termed "regimes":
Christian's course caught the attention of philanthropist Bill Gates, who discussed with him how to turn Big History into a high school-level course. Gates said about David Christian:
Educational courses
By 2002, a dozen college courses on Big History had sprung up around the world. Cynthia Stokes Brown initiated Big History at the Dominican University of California, and she wrote Big History: From the Big Bang to the Present. In 2010, Dominican University of California launched the world's first Big History program to be required of all first-year students, as part of the school's general education track. This program, directed by Mojgan Behmand, includes a one-semester survey of Big History, and an interdisciplinary second-semester course exploring the Big History metanarrative through the lens of a particular discipline or subject. A course description reads:
The Dominican faculty's approach is to synthesize the disparate threads of Big History thought, in order to teach the content, develop critical thinking and writing skills, and prepare students to wrestle with the philosophical implications of the Big History metanarrative. In 2015, University of California Press published Teaching Big History, a comprehensive pedagogical guide for teaching Big History, edited by Richard B. Simon, Mojgan Behmand, and Thomas Burke, and written by the Dominican faculty.
Barry Rodrigue, at the University of Southern Maine, established the first general education course and the first online version, which has drawn students from around the world. The University of Queensland in Australia previously required all history majors to take an undergraduate big history course entitled Global History, but in 2020 remade the course to remove its big history aspects. The University of Queensland has since taken an active stance against big history, with Associate Professor Ian Hesketh being a world-leading critic. By 2011, 50 professors around the world have offered courses. In 2012, one report suggested that Big History was being practiced as a "coherent form of research and teaching" by hundreds of academics from different disciplines.
In 2008, Christian and his colleagues began developing a course for secondary school students. In 2011, a pilot high school course was taught to 3,000 kids in 50 high schools worldwide. In 2012, there were 87 schools, with 50 in the United States, teaching Big History, with the pilot program set to double in 2013 for students in the ninth and tenth grades, and even in one middle school. The subject is a STEM course at one high school.
There are initiatives to make Big History a required standard course for university students throughout the world. An education project founded by philanthropist Bill Gates from his personal funds was launched in Australia and the United States, to offer a free online version of the course to high school students.
International Big History Association
The International Big History Association (IBHA) was founded at the Coldigioco Geological Observatory in Coldigioco, Marche, Italy, on 20 August 2010. Its headquarters is located at Grand Valley State University in Allendale, Michigan, United States. Its inaugural gathering in 2012 was described as "big news" in a report in The Huffington Post.
The Second IBHA Conference took place in Dominican University of California (San Rafael, CA) on August 6–10, 2014. The Third IBHA Conference was held in University of Amsterdam on 14–17 July 2016.
People involved
Some notable academics involved with the concept include:
David Christian of Macquarie University, Sydney, Australia
Eric Chaisson of Harvard University, Cambridge, Massachusetts
Walter Alvarez of the University of California, Berkeley, California
Craig Benjamin of Grand Valley State University, Allendale, Michigan
Cynthia Stokes Brown of Dominican University of California, San Rafael, California
Andrey Korotayev of the Center for Big History and System Forecasting of the Institute of Oriental Studies of the Russian Academy of Sciences, Moscow, Russia
Ian Crawford of Birkbeck College London, UK
See also
History
Cosmic Calendar
Chronology of the universe
Timeline of the early universe
Timeline of natural history
Timeline of the evolutionary history of life
Timeline of human evolution
Timeline of human prehistory
Timeline of historic inventions
Timeline of scientific discoveries
References
Further reading
The Cosmos
Bally, J., and B. Reipurth. The Birth of Stars and Planets. Cambridge, UK: Cambridge University Press, 2006.
Bryson, Bill. A Short History of Nearly Everything. New York: Broadway Books, 2003.
Chaisson, Eric. Epic of Evolution: Seven Ages of the Cosmos. New York: Columbia University Press, 2006.
Christian, David. Maps of Time: An Introduction to Big History. Berkeley: University of California Press. 2004.
Delsemme, Armande. Our Cosmic Origins: From the Big Bang to the Emergence of Life and Intelligence. Cambridge, UK: Cambridge University Press, 1998.
Greene, Brian. The Fabric of the Cosmos: Space, Time and the Texture of Reality. London: Penguin Books, 2005.
McSween, H. Y. Stardust to Planets. New York: St. Martin's Press, 1993.
Morrison, D., and T. Owen. The Planetary System. New York: Addison-Wesley, 1988.
Primack, Joel, and Nancy Abrams. The View from the Center of the Universe: Discovering Our Extraordinary Place in the Cosmos. New York: Penguin, 2006.
Taylor, S. R. Solar System Evolution. Cambridge, UK: Cambridge University Press, 1992.
Ussher, J. The Annals of the World. London: E. Tyler, for F. Crook and G. Bedell, 1658.
The Earth
Alvarez, Walter. T. Rex and the Crater of Doom. Princeton, NJ: Princeton University Press, 1997.
Cloud, P. Oasis in Space: Earth History from the Beginning. New York: Norton, 1988.
Condie, K. C. Earth: An Evolving System. Amsterdam: Elsevier, 2005.
Erwin, Douglas H. Extinction: How Life on Earth Nearly Ended 250 Million Years Ago. Princeton and Oxford: Princeton University Press, 2006.
Fortey, R. A. Earth: An Intimate History. New York: Knopf, 2004.
Hazen, Robert M. The Story of Earth: The First 4.5 Billion Years, from Stardust to Living Planet. New York: Viking, 2012.
Lunine, J. I. Earth: Evolution of a Habitable World. Cambridge, UK: Cambridge University Press, 1999.
Tarbuck, E. J., and F. K. Lutgens. Earth: An Introduction to Physical Geology. Upper Saddle River, NJ: Pearson Prentice Hall, 2005.
Ward, P., and D. Brownlee. The Life and Death of Planet Earth. New York: Henry Holt, 2002.
Life
Browne, Janet. Charles Darwin: The Power of Place. Vol. 2. New York: Knopf, 2002.
Dawkins, Richard. The Greatest Show on Earth: The Evidence for Evolution. New York: Free Press, 2009.
Goodenough, Ursula. The Sacred Depths of Nature. New York and Oxford: Oxford University Press, 1998.
Margulis, Lynn, and Dorion Sagan. Microcosmos: Four Billion Years of Evolution from Our Microbial Ancestors. Berkeley: University of California Press, 1986.
Smith, Cameron M., and Charles Sullivan. The Top Ten Myths about Evolution. Amherst, NY: Prometheus Books, 2007.
Weiner, Jonathan. The Beak of the Finch: A Story of Evolution for Our Time. New York: Knopf, 1994.
Wilson, Edward O. The Social Conquest of Earth. New York and London: Liveright Publishing (division of Norton), 2012.
Human Prehistory
Bellwood, Peter, and Peter Hiscock. “Australians and Austronesians.” In Chris Scarre, ed., The Human Past: World Prehistory and the Development of Human Societies. London: Thames & Hudson, 2005, 264–305.
Brantingham, P. J., S. L. Kuhn, and K. W. Kerry. The Early Upper Paleolithic beyond Western Europe. Berkeley: University of California Press, 2004.
Burroughs, William James. Climate Change in Prehistory: The End of the Reign of Chaos. Cambridge, UK: Cambridge University Press, 2005.
Deacon, Terrence W. The Symbolic Species: The Co-evolution of Language and the Brain. Harmondsworth, UK: Penguin, 1997; New York: Norton, 1998.
Dunbar, Robin. The Human Story: A New History of Mankind's Evolution. London: Faber and Faber, 2004.
Gazzaniga, Michael S. Human: The Science behind What Makes Us Unique. New York: Ecco/HarperCollins, 2008.
Goodall, Jane. Through a Window: My Thirty Years with the Chimpanzees of Gombe. Boston: Houghton Mifflin, 1990.
Hardy, Sarah Blaffer. Mother Nature: A History of Mothers, Infants and Natural Selection. New York: Pantheon, 1999.
Klein, Richard. The Dawn of Human Culture. New York: Wiley, 2002.
Lewis-Williams, D. The Mind in the Cave: Consciousness and the Origin of Art. London: Thames & Hudson, 2002.
Lee, Richard. The Dobe !Kung. New York: Holt, Rinehart and Winston, 1984.
McBrearty, Sally, and Alison S. Brooks. “The Revolution That Wasn't: A New Interpretation of the Origin of Modern Human Behavior.” Journal of Human Evolution 39 (2000):453–563.
Markale, Jean. The Great Goddess: Reverence of the Divine Feminine from the Paleolithic to the Present. Rochester, VT: Inner Traditions, 1999.
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The Agricultural Revolution
Ammerman, A. J., and L. L. Cavalli-Sforza. The Neolithic Transition and the Genetics of Populations in Europe. Princeton, NJ: Princeton University Press, 1984.
Bellwood, Peter. First Farmers: The Origins of Agricultural Societies. Oxford/Malden (MA): Blackwell, 2005.
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Smith, Bruce D. The Emergence of Agriculture. New York: Scientific American Library, 1995.
Traditional Civilizations
Anderson, Bonnie S., and Judith P. Zinsser. A History of Their Own: Women in Europe from Prehistory to the Present. New York: Harper and Row, 1988.
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Brown, Chip. “The King Herself.” National Geographic, April 2009, 88-111.
Brown, Judith K. “Note on the Division of Labor by Sex.” American Anthropologist 72 (1970):1075–76.
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Benjamin, Craig. “Hungry for Han Goods? Zhang Qian and the Origins of the Silk Roads.” In M. Gervers and G. Long, Toronto Studies in Central and Inner Asia, Vol. 8. Toronto: University of Toronto Press, 2007, 3–30.
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Davies, Nigel. Human Sacrifice in History and Today. New York: William Morrow, 1981.
D’Altroy, Terence N. The Incas. Malden, MA: Blackwell, 2002.
Fernandez-Armesto, Felipe. Pathfinders: A Global History of Exploration. New York: Norton, 2007.
Fernandez-Armesto, Felipe. The World: A History. Upper Saddle River, NJ: Pearson Prentice Hall, 2007.
Garnsey, Peter. Famine and Food Supply in the Greco-Roman World. Cambridge, UK: Cambridge University Press, 1988.
Gately, Iain. Tobacco: The Story of How Tobacco Seduced the World. New York: Grove Press, 2001.
Gillmor, Frances. Flute of the Smoking Mirror: A Portrait of Nezahualcoyotl, Poet-King of the Aztecs. Salt Lake City: University of Utah Press, 1983.
Jaspers, Karl. The Way to Wisdom: An Introduction to Philosophy. New Haven, CT: Yale University Press, 2003.
Johnson, Allen W., and Timothy Earle. The Evolution of Human Societies. 2nd ed. Stanford, CA: Stanford University Press, 2000.
Kemp, Barry J. Ancient Egypt: Anatomy of a Civilization. 2nd ed. London and New York: Routledge, 2006.
Leick, Gwendolyn. Mesopotamia: The Invention of the City. London: Penguin, 2001.
Leon-Portilla, Miguel. Fifteen Poets of the Aztec World. Norman: University of Oklahoma Press, 1992.
McIntosh, Jane R. A Peaceful Realm: The Rise and Fall of Indus Civilization. New York: Westview, 2002.
McNeill, J. R., and William H. McNeill. The Human Web. New York: Norton, 2003.
Man, John. Atlas of the Year 1000. Cambridge, MA: Harvard University Press, 1999.
Mann, Charles C. 1491: New Revelations of the Americas before Columbus. New York: Knopf, 2006.
Marcus, Joyce. Mesoamerican Writing Systems: Propaganda, Myth and History in Four Ancient Civilizations. Princeton, NJ: Princeton University Press, 1992.
Mitchell, Stephen. Gilgamesh: A New English Version. New York: Free Press, 2004.
Nemet-Nejat, Karen Rhea. Daily Life in Ancient Mesopotamia. Westport, CT: Greenwood Press, 1998.
Ristvet, Lauren. In the Beginning: World History from Human Evolution to the First States. New York: McGraw-Hill, 2007.
Schmandt-Besserat, Denise. How Writing Came About: Handbook to Life in Ancient Mesopotamia. Austin: University of Texas Press, 1996.
Shaffer, Lynda. “Southernization.” Journal of World History 5, no. 1 (1994):1–21.
Smith, Michael E. "The Aztecs." 2nd ed. Malden, MA: Blackwell, 2003.
Strayer, Robert. Ways of the World: A Global History. Boston: Bedford/St. Martin's Press, 2009.
Toner, Jerry. Popular Culture in Ancient Rome. Cambridge, UK: Polity, 2009.
Taagepera, Rein. “Size and Duration of Empires: Growth-Decline Curves, 3000 to 600 BC.” Social Science Research 7 (1978):180–96.
Wallerstein, Immanuel. “The Timespace of World-Systems Analysis: A Philosophical Essay.” Historical Geography 23, nos. 1 and 2 (1995).
Webster, David, and Susan Toby Evans. “Mesoamerican Civilization.” In Chris Scarre, ed., The Human Past: World Prehistory and the Development of Human Societies. London: Thames & Hudson, 2005, 594–639.
Weisner-Hanks, Merry E. Gender in History: New Perspectives on the Past. Oxford: Blackwell, 2001.
Wolf, Eric. Europe and the People without History. Berkeley: University of California Press, 1982.
Worrall, Simon. “Made in China.” National Geographic, June 2003, 112ff.
The Modern Revolution
Allen, Robert C. The British Industrial Revolution in Global Perspective. Cambridge and New York: Cambridge University Press, 2009.
Ansary, Tamin. Destiny Disrupted: A History of the World through Islamic Eyes. New York: Public Affairs, 2009.
Bayly, C. A. Birth of the Modern World, 1780–1914: Global Connections and Comparisons. Malden, MA: Blackwell, 2004.
Bin Wong, Robert. China Transformed: Historical Change and the Limits of European Experience. Ithaca and London: Cornell University Press, 1997.
Bulliet, Richard, et al. The Earth and Its Peoples: A Global History. 2nd ed. Boston: Houghton Mifflin, 2003.
Clossey, Luke. “Merchants, Migrants, Missionaries, and Globalization in the Early-Modern Pacific.” Journal of Global History 1 (2006):41–58.
Crosby, Alfred W. Children of the Sun: A History of Humanity's Unappeasable Appetite for Energy. New York: Norton, 2006.
Crosby, Alfred W. The Columbian Exchange: Biological and Cultural Consequences of 1492. Westport, CT: Greenwood Press, 1972.
Crosby, Alfred W. Ecological Imperialism: The Biological Expansion of Europe, 900–1900. Cambridge, UK: Cambridge University Press, 1986.
Davis, Mike. Late Victorian Holocausts: El Niño Famines and the Making of the Third World. London: Verso, 2001.
Crutzen, Paul. "The Geology of Mankind." Nature 415 (January 3, 2002):23.
Ferguson, Niall. Empire: The Rise and Demise of the British World Order and the Lessons for Global Power. New York: Basic Books, 2004.
Fernlund, Kevin Jon. A Big History of North America, from Montezuma to Monroe. Columbia: University of Missouri Press. 2022.
Fernlund, Kevin Jon. "The Great Battle of the Books between the Cultural Evolutionists and the Cultural Relativists: from the Beginning of Infinity to the End of History" in Journal of Big History 4 (2020): 6-30.
Fernlund, Kevin J. "To Think Like a Star: The American West, Modern Cosmology, and Big History." Montana: The Magazine of Western History 59 (Summer 2009): 23–44.
Headrick, Daniel. Technology: A World History. Oxford, UK: Oxford University Press, 2009.
Headrick, Daniel R. The Tools of Empire: Technology and European Imperialism in the Nineteenth Century. New York: Oxford University Press, 1981.
Hobsbawm, Eric. Age of Extremes: The Short Twentieth Century: 1914–1991. London: Little, Brown, 1994.
Hunt, Lynn. Inventing Human Rights: A History. New York: Norton, 2007.
McNeill, John. Something New under the Sun: An Environmental History of the Twentieth-Century World. New York: Norton, 2000.
McNeill, William H. The Shape of European History. New York: Oxford University Press, 1974.
Maddison, Angus. The World Economy: A Millennial Perspective. Paris: OECD, 2001.
Marks, Robert. The Origins of the Modern World: A Global and Ecological Narrative from the Fifteenth to the Twenty-First Century. 2nd ed. Lanham, MD: Rowman & Littlefield, 2007.
Morris, Ian. Why the West Rules--for Now: The Patterns of History, and What They Reveal About the Future. New York: Farrar, Straus and Giroux, 2011.
Northrup, David. "Globalization and the Great Convergence." Journal of World History 16, no. 3 (September 2005):249–67.
Pomeranz, Kenneth. The Great Divergence: Europe, China, and the Making of the Modern World Economy. Princeton, NJ: Princeton University Press, 2000.
Pomeranz, Kenneth, and Steven Topik. The World That Trade Created: Society, Culture, and the World Economy: 1400 to the Present. 2nd ed. Armonk, ME: Sharpe, 2006.
Richards, John. The Unending Frontier: An Environmental History of the Early Modern World. Berkeley: University of California Press, 2003.
Ringrose, David. Expansion and Global Interaction, 1200–1700. New York: Longman, 2001.
Ruddiman, William. Plows, Plagues, and Petroleum: How Humans Took Control of Climate. Princeton, NJ: Princeton University Press, 2005.
Smail, Daniel Lord. On Deep History and the Brain. Berkeley: University of California Press, 2008.
Strayer, Robert W. Ways of the World: A Brief Global History, 2 vols. Boston and New York: Bedford/St. Martin's, 2009.
Tignor, Robert, et al. Worlds Together: Worlds Apart. 2nd ed., Vol. 1. New York: Norton, 2008.
Uglow, Jenny. The Lunar Men: Five Friends Whose Curiosity Changed the World. New York: Farrar, Straus and Giroux, 2002.
The Future
Brown, Lester R. Plan B 4.0: Mobilizing to Save Civilization. New York and London: Norton, 2009.
Davidson, Eric A. You Can't Eat GNP: Economics as If Ecology Mattered. Cambridge, MA: Perseus, 2000.
Diamond, Jared. Collapse: How Societies Choose to Fail or Succeed. New York: Viking, 2005.
Kaku, Michio. Visions: How Science Will Revolutionize the Twenty-First Century. Oxford, New York, and Melbourne: Oxford University Press, 1998.
Kilgore, De Witt Douglas. Astrofuturism: Science, Race, and Visions of Utopia in Space. Philadelphia: University of Pennsylvania Press, 2003.
Korten, David. The Great Turning: From Empire to Earth Community. San Francisco: Berrett-Koehler, 2006.
Kurzweill, Ray. The Singularity Is Near: When Humans Transcend Biology. New York: Penguin, 2006.
Lovelock, James. The Vanishing Face of Gaia: A Final Warning. New York: Basic Books, 2009.
McAnany, Patricia A., and Norman Yoffee. Questioning Collapse: Human Resilience, Ecological Vulnerability, and the Aftermath of Empire. Cambridge, UK: Cambridge University Press, 2010.
Miller, Walter M. A Canticle for Leibowitz. New York: Bantam, 1997. Originally published 1959.
Mueller, Richard A. Physics for Future Presidents: The Science behind the Headlines. New York and London: Norton, 2008.
Prantzos, Nikos. Our Cosmic Future: Humanity's Fate in the Universe. Cambridge, UK: Cambridge University Press, 2000.
Roberts, Paul. The End of Oil: On the Edge of a Perilous New World. Boston: Houghton Mifflin, 2004.
Roston, Eric. The Carbon Age: How Life's Core Element Has Become Civilization's Greatest Threat. New York: Walker, 2008.
Sachs, Jeffrey D. Common Wealth: Economics for a Crowded Planet. New York: Penguin, 2008.
Sagan, Carl. Pale Blue Dot: A Vision of the Human Future in Space. New York: Ballantine, 1994.
Shiva, Vandana. Earth Democracy: Justice, Sustainability, and Peace. Cambridge, MA: South End Press, 2005.
Smil, Vaclav. Energy in World History. Boulder, CO: Westview Press, 1994.
Stableford, Brian, and David Langford. The Third Millennium: A History of the World, AD 2000–3000. London: Sidgwick and Jackson, 1985.
Wagar, Warren. A Short History of the Future. 3rd ed. Chicago: University of Chicago Press, 1999.
External links
ChronoZoom website
Teaching & Researching Big History: Exploring a New Scholarly Field, International Big History Association, 2014.
Cosmic evolution website, a multi-media web site with many video/animation interactive features for both introductory learners and technical experts
Official website for the International Big History Association
Big History Site website, multilingual
Co-evolution in Big History - a transdisciplinary and biomimetic introduction to the Sustainable Development Goals. | 0.793404 | 0.992819 | 0.787706 |
Civilization | A civilization is any complex society characterized by the development of the state, social stratification, urbanization, and symbolic systems of communication beyond signed or spoken languages (namely, writing systems and graphic arts).
Civilizations include features such as agriculture, architecture, infrastructure, technological advancement, currency, taxation, regulation, and specialization of labour.
Historically, a civilization has often been understood as a larger and "more advanced" culture, in implied contrast to smaller, supposedly less advanced cultures. In this broad sense, a civilization contrasts with non-centralized tribal societies, including the cultures of nomadic pastoralists, Neolithic societies, or hunter-gatherers; however, sometimes it also contrasts with the cultures found within civilizations themselves. Civilizations are organized densely-populated settlements divided into hierarchical social classes with a ruling elite and subordinate urban and rural populations, which engage in intensive agriculture, mining, small-scale manufacture and trade. Civilization concentrates power, extending human control over the rest of nature, including over other human beings.
The word civilization relates to the Latin or 'city'. As the National Geographic Society has explained it: "This is why the most basic definition of the word civilization is 'a society made up of cities.'"
The earliest emergence of civilizations is generally connected with the final stages of the Neolithic Revolution in West Asia, culminating in the relatively rapid process of urban revolution and state formation, a political development associated with the appearance of a governing elite.
History of the concept
The English word civilization comes from the French ('civilized'), from ('civil'), related to ('citizen') and ('city'). The fundamental treatise is Norbert Elias's The Civilizing Process (1939), which traces social mores from medieval courtly society to the early modern period. In The Philosophy of Civilization (1923), Albert Schweitzer outlines two opinions: one purely material and the other material and ethical. He said that the world crisis was from humanity losing the ethical idea of civilization, "the sum total of all progress made by man in every sphere of action and from every point of view in so far as the progress helps towards the spiritual perfecting of individuals as the progress of all progress".
Related words like "civility" developed in the mid-16th century. The abstract noun "civilization", meaning "civilized condition", came in the 1760s, again from French. The first known use in French is in 1757, by Victor de Riqueti, marquis de Mirabeau, and the first use in English is attributed to Adam Ferguson, who in his 1767 Essay on the History of Civil Society wrote, "Not only the individual advances from infancy to manhood but the species itself from rudeness to civilisation". The word was therefore opposed to barbarism or rudeness, in the active pursuit of progress characteristic of the Age of Enlightenment.
In the late 1700s and early 1800s, during the French Revolution, "civilization" was used in the singular, never in the plural, and meant the progress of humanity as a whole. This is still the case in French. The use of "civilizations" as a countable noun was in occasional use in the 19th century, but has become much more common in the later 20th century, sometimes just meaning culture (itself in origin an uncountable noun, made countable in the context of ethnography). Only in this generalized sense does it become possible to speak of a "medieval civilization", which in Elias's sense would have been an oxymoron. Using the terms "civilization" and "culture" as equivalents are controversial and generally rejected so that for example some types of culture are not normally described as civilizations.
Already in the 18th century, civilization was not always seen as an improvement. One historically important distinction between culture and civilization is from the writings of Rousseau, particularly his work about education, Emile. Here, civilization, being more rational and socially driven, is not fully in accord with human nature, and "human wholeness is achievable only through the recovery of or approximation to an original discursive or pre-rational natural unity" (see noble savage). From this, a new approach was developed, especially in Germany, first by Johann Gottfried Herder and later by philosophers such as Kierkegaard and Nietzsche. This sees cultures as natural organisms, not defined by "conscious, rational, deliberative acts", but a kind of pre-rational "folk spirit". Civilization, in contrast, though more rational and more successful in material progress, is unnatural and leads to "vices of social life" such as guile, hypocrisy, envy and avarice. In World War II, Leo Strauss, having fled Germany, argued in New York that this opinion of civilization was behind Nazism and German militarism and nihilism.
Characteristics
Social scientists such as V. Gordon Childe have named a number of traits that distinguish a civilization from other kinds of society. Civilizations have been distinguished by their means of subsistence, types of livelihood, settlement patterns, forms of government, social stratification, economic systems, literacy and other cultural traits. Andrew Nikiforuk argues that "civilizations relied on shackled human muscle. It took the energy of slaves to plant crops, clothe emperors, and build cities" and considers slavery to be a common feature of pre-modern civilizations.
All civilizations have depended on agriculture for subsistence, with the possible exception of some early civilizations in Peru which may have depended upon maritime resources.
The traditional "surplus model" postulates that cereal farming results in accumulated storage and a surplus of food, particularly when people use intensive agricultural techniques such as artificial fertilization, irrigation and crop rotation. It is possible but more difficult to accumulate horticultural production, and so civilizations based on horticultural gardening have been very rare. Grain surpluses have been especially important because grain can be stored for a long time.
Research from the Journal of Political Economy contradicts the surplus model. It postulates that horticultural gardening was more productive than cereal farming. However, only cereal farming produced civilization because of the appropriability of yearly harvest. Rural populations that could only grow cereals could be taxed allowing for a taxing elite and urban development. This also had a negative effect on rural population, increasing relative agricultural output per farmer. Farming efficiency created food surplus and sustained the food surplus through decreasing rural population growth in favour of urban growth. Suitability of highly productive roots and tubers was in fact a curse of plenty, which prevented the emergence of states and impeded economic development.
A surplus of food permits some people to do things besides producing food for a living: early civilizations included soldiers, artisans, priests and priestesses, and other people with specialized careers. A surplus of food results in a division of labour and a more diverse range of human activity, a defining trait of civilizations. However, in some places hunter-gatherers have had access to food surpluses, such as among some of the indigenous peoples of the Pacific Northwest and perhaps during the Mesolithic Natufian culture. It is possible that food surpluses and relatively large scale social organization and division of labour predates plant and animal domestication.
Civilizations have distinctly different settlement patterns from other societies. The word civilization is sometimes defined as "living in cities". Non-farmers tend to gather in cities to work and to trade.
Compared with other societies, civilizations have a more complex political structure, namely the state. State societies are more stratified than other societies; there is a greater difference among the social classes. The ruling class, normally concentrated in the cities, has control over much of the surplus and exercises its will through the actions of a government or bureaucracy. Morton Fried, a conflict theorist and Elman Service, an integration theorist, have classified human cultures based on political systems and social inequality. This system of classification contains four categories.
Hunter-gatherer bands, which are generally egalitarian.
Horticultural–pastoralist societies in which there are generally two inherited social classes: chief and commoner.
Highly stratified structures, or chiefdoms, with several inherited social classes: king, noble, freemen, serf and slave.
Civilizations, with complex social hierarchies and organized, institutional forms of government.
Economically, civilizations display more complex patterns of ownership and exchange than less organized societies. Living in one place allows people to accumulate more personal possessions than nomadic people. Some people also acquire landed property, or private ownership of the land. Because a percentage of people in civilizations do not grow their own food, they must trade their goods and services for food in a market system, or receive food through the levy of tribute, redistributive taxation, tariffs or tithes from the food producing segment of the population. Early human cultures functioned through a gift economy supplemented by limited barter systems. By the early Iron Age, contemporary civilizations developed money as a medium of exchange for increasingly complex transactions. In a village, the potter makes a pot for the brewer and the brewer compensates the potter by giving him a certain amount of beer. In a city, the potter may need a new roof, the roofer may need new shoes, the cobbler may need new horseshoes, the blacksmith may need a new coat and the tanner may need a new pot. These people may not be personally acquainted with one another and their needs may not occur all at the same time. A monetary system is a way of organizing these obligations to ensure that they are fulfilled. From the days of the earliest monetarized civilizations, monopolistic controls of monetary systems have benefited the social and political elites.
The transition from simpler to more complex economies does not necessarily mean an improvement in the living standards of the populace. For example, although the Middle Ages is often portrayed as an era of decline from the Roman Empire, studies have shown that the average stature of males in the Middle Ages (c. 500 to 1500 CE) was greater than it was for males during the preceding Roman Empire and the succeeding Early Modern Period (c. 1500 to 1800 CE). Also, the Plains Indians of North America in the 19th century were taller than their "civilized" American and European counterparts. The average stature of a population is a good measurement of the adequacy of its access to necessities, especially food, and its freedom from disease.
Writing, developed first by people in Sumer, is considered a hallmark of civilization and "appears to accompany the rise of complex administrative bureaucracies or the conquest state". Traders and bureaucrats relied on writing to keep accurate records. Like money, the writing was necessitated by the size of the population of a city and the complexity of its commerce among people who are not all personally acquainted with each other. However, writing is not always necessary for civilization, as shown by the Inca civilization of the Andes, which did not use writing at all but except for a complex recording system consisting of knotted strings of different lengths and colors: the "Quipus", and still functioned as a civilized society.
Aided by their division of labour and central government planning, civilizations have developed many other diverse cultural traits. These include organized religion, development in the arts, and countless new advances in science and technology.
Assessments of what level of civilization a polity has reached are based on comparisons of the relative importance of agricultural as opposed to trading or manufacturing capacities, the territorial extensions of its power, the complexity of its division of labour, and the carrying capacity of its urban centres. Secondary elements include a developed transportation system, writing, standardized measurement, currency, contractual and tort-based legal systems, art, architecture, mathematics, scientific understanding, metallurgy, political structures, and organized religion.
As a contrast with other societies
The idea of civilization implies a progression or development from a previous "uncivilized" state. Traditionally, cultures that defined themselves as "civilized" often did so in contrast to other societies or human groupings viewed as less civilized, calling the latter barbarians, savages, and primitives. Indeed, the modern Western idea of civilization developed as a contrast to the indigenous cultures European settlers encountered during the European colonization of the Americas and Australia. The term "primitive," though once used in anthropology, has now been largely condemned by anthropologists because of its derogatory connotations and because it implies that the cultures it refers to are relics of a past time that do not change or progress.
Because of this, societies regarding themselves as "civilized" have sometimes sought to dominate and assimilate "uncivilized" cultures into a "civilized" way of living. In the 19th century, the idea of European culture as "civilized" and superior to "uncivilized" non-European cultures was fully developed, and civilization became a core part of European identity. The idea of civilization can also be used as a justification for dominating another culture and dispossessing a people of their land. For example, in Australia, British settlers justified the displacement of Indigenous Australians by observing that the land appeared uncultivated and wild, which to them reflected that the inhabitants were not civilized enough to "improve" it. The behaviors and modes of subsistence that characterize civilization have been spread by colonization, invasion, religious conversion, the extension of bureaucratic control and trade, and by the introduction of new technologies to cultures that did not previously have them. Though aspects of culture associated with civilization can be freely adopted through contact between cultures, since early modern times Eurocentric ideals of "civilization" have been widely imposed upon cultures through coercion and dominance. These ideals complemented a philosophy that assumed there were innate differences between "civilized" and "uncivilized" peoples.
Cultural identity
"Civilization" can also refer to the culture of a complex society, not just the society itself. Every society, civilization or not, has a specific set of ideas and customs, and a certain set of manufactures and arts that make it unique. Civilizations tend to develop intricate cultures, including a state-based decision-making apparatus, a literature, professional art, architecture, organized religion and complex customs of education, coercion and control associated with maintaining the elite.
The intricate culture associated with civilization has a tendency to spread to and influence other cultures, sometimes assimilating them into the civilization, a classic example being Chinese civilization and its influence on nearby civilizations such as Korea, Japan and Vietnam Many civilizations are actually large cultural spheres containing many nations and regions. The civilization in which someone lives is that person's broadest cultural identity.
It is precisely the protection of this cultural identity that is becoming increasingly important nationally and internationally. According to international law, the United Nations and UNESCO try to set up and enforce relevant rules. The aim is to preserve the cultural heritage of humanity and also the cultural identity, especially in the case of war and armed conflict. According to Karl von Habsburg, President of Blue Shield International, the destruction of cultural assets is also part of psychological warfare. The target of the attack is often the opponent's cultural identity, which is why symbolic cultural assets become a main target. It is also intended to destroy the particularly sensitive cultural memory (museums, archives, monuments, etc.), the grown cultural diversity, and the economic basis (such as tourism) of a state, region or community.
Many historians have focused on these broad cultural spheres and have treated civilizations as discrete units. Early twentieth-century philosopher Oswald Spengler, uses the German word Kultur, "culture", for what many call a "civilization". Spengler believed a civilization's coherence is based on a single primary cultural symbol. Cultures experience cycles of birth, life, decline, and death, often supplanted by a potent new culture, formed around a compelling new cultural symbol. Spengler states civilization is the beginning of the decline of a culture as "the most external and artificial states of which a species of developed humanity is capable".
This "unified culture" concept of civilization also influenced the theories of historian Arnold J. Toynbee in the mid-twentieth century. Toynbee explored civilization processes in his multi-volume A Study of History, which traced the rise and, in most cases, the decline of 21 civilizations and five "arrested civilizations". Civilizations generally declined and fell, according to Toynbee, because of the failure of a "creative minority", through moral or religious decline, to meet some important challenge, rather than mere economic or environmental causes.
Samuel P. Huntington defines civilization as "the highest cultural grouping of people and the broadest level of cultural identity people have short of that which distinguishes humans from other species".
Complex systems
Another group of theorists, making use of systems theory, looks at a civilization as a complex system, i.e., a framework by which a group of objects can be analysed that work in concert to produce some result. Civilizations can be seen as networks of cities that emerge from pre-urban cultures and are defined by the economic, political, military, diplomatic, social and cultural interactions among them. Any organization is a complex social system and a civilization is a large organization. Systems theory helps guard against superficial and misleading analogies in the study and description of civilizations.
Systems theorists look at many types of relations between cities, including economic relations, cultural exchanges and political/diplomatic/military relations. These spheres often occur on different scales. For example, trade networks were, until the nineteenth century, much larger than either cultural spheres or political spheres. Extensive trade routes, including the Silk Road through Central Asia and Indian Ocean sea routes linking the Roman Empire, Persian Empire, India and China, were well established 2000 years ago when these civilizations scarcely shared any political, diplomatic, military, or cultural relations. The first evidence of such long-distance trade is in the ancient world. During the Uruk period, Guillermo Algaze has argued that trade relations connected Egypt, Mesopotamia, Iran and Afghanistan. Resin found later in the Royal Cemetery at Ur is suggested was traded northwards from Mozambique.
Many theorists argue that the entire world has already become integrated into a single "world system", a process known as globalization. Different civilizations and societies all over the globe are economically, politically, and even culturally interdependent in many ways. There is debate over when this integration began, and what sort of integration – cultural, technological, economic, political, or military-diplomatic – is the key indicator in determining the extent of a civilization. David Wilkinson has proposed that economic and military-diplomatic integration of the Mesopotamian and Egyptian civilizations resulted in the creation of what he calls the "Central Civilization" around 1500 BCE. Central Civilization later expanded to include the entire Middle East and Europe, and then expanded to a global scale with European colonization, integrating the Americas, Australia, China and Japan by the nineteenth century. According to Wilkinson, civilizations can be culturally heterogeneous, like the Central Civilization, or homogeneous, like the Japanese civilization. What Huntington calls the "clash of civilizations" might be characterized by Wilkinson as a clash of cultural spheres within a single global civilization. Others point to the Crusading movement as the first step in globalization. The more conventional viewpoint is that networks of societies have expanded and shrunk since ancient times, and that the current globalized economy and culture is a product of recent European colonialism.
History
The notion of human history as a succession of "civilizations" is an entirely modern one. In the European Age of Discovery, emerging Modernity was put into stark contrast with the Neolithic and Mesolithic stage of the cultures of many of the peoples they encountered. Nonetheless, developments in the Neolithic stage, such as agriculture and sedentary settlement, were critical to the development of modern conceptions of civilization.
Urban Revolution
The Natufian culture in the Levantine corridor provides the earliest case of a Neolithic Revolution, with the planting of cereal crops attested from 11,000 BCE. The earliest neolithic technology and lifestyle were established first in Western Asia (for example at Göbekli Tepe, from about 9,130 BCE), later in the Yellow River and Yangtze basins in China (for example the Peiligang and Pengtoushan cultures), and from these cores spread across Eurasia. Mesopotamia is the site of the earliest civilizations developing from 7,400 years ago. This area has been evaluated by Beverley Milton-Edwards as having "inspired some of the most important developments in human history including the invention of the wheel, the building of the earliest cities and the development of written cursive script". Similar pre-civilized "neolithic revolutions" also began independently from 7,000 BCE in northwestern South America (the Caral-Supe civilization) and in Mesoamerica. The Black Sea area served as a cradle of European civilization. The site of Solnitsata – a prehistoric fortified (walled) stone settlement (prehistoric city) (5500–4200 BCE) – is believed by some archaeologists to be the oldest known town in present-day Europe.
The 8.2 Kiloyear Arid Event and the 5.9 Kiloyear Inter-pluvial saw the drying out of semiarid regions and a major spread of deserts. This climate change shifted the cost-benefit ratio of endemic violence between communities, which saw the abandonment of unwalled village communities and the appearance of walled cities, seen by some as a characteristic of early civilizations.
This "urban revolution"—a term introduced by Childe in the 1930s—from the 4th millennium BCE, marked the beginning of the accumulation of transferable economic surpluses, which helped economies and cities develop. Urban revolutions were associated with the state monopoly of violence, the appearance of a warrior, or soldier, class and endemic warfare (a state of continual or frequent warfare), the rapid development of hierarchies, and the use of human sacrifice.
The civilized urban revolution in turn was dependent upon the development of sedentism, the domestication of grains, plants and animals, the permanence of settlements and development of lifestyles that facilitated economies of scale and accumulation of surplus production by particular social sectors. The transition from complex cultures to civilizations, while still disputed, seems to be associated with the development of state structures, in which power was further monopolized by an elite ruling class who practiced human sacrifice.
Towards the end of the Neolithic period, various elitist Chalcolithic civilizations began to rise in various "cradles" from around 3600 BCE beginning with Mesopotamia, expanding into large-scale kingdoms and empires in the course of the Bronze Age (Akkadian Empire, Indus Valley Civilization, Old Kingdom of Egypt, Neo-Sumerian Empire, Middle Assyrian Empire, Babylonian Empire, Hittite Empire, and to some degree the territorial expansions of the Elamites, Hurrians, Amorites and Ebla).
Outside the Old World, development took place independently in the Pre-Columbian Americas. Urbanization in the Caral-Supe civilization in coastal Peru began about 3500 BCE. In North America, the Olmec civilization emerged about 1200 BCE; the oldest known Mayan city, located in Guatemala, dates to about 750 BCE. and Teotihuacan in Mexico was one of the largest cities in the world in 350 CE, with a population of about 125,000.
Axial Age
The Bronze Age collapse was followed by the Iron Age around 1200 BCE, during which a number of new civilizations emerged, culminating in a period from the 8th to the 3rd century BCE which Karl Jaspers termed the Axial Age, presented as a critical transitional phase leading to classical civilization.
Modernity
A major technological and cultural transition to modernity began approximately 1500 CE in Western Europe, and from this beginning new approaches to science and law spread rapidly around the world, incorporating earlier cultures into the technological and industrial society of the present.
Fall of civilizations
Civilizations are traditionally understood as ending in one of two ways; either through incorporation into another expanding civilization (e.g. as Ancient Egypt was incorporated into Hellenistic Greek, and subsequently Roman civilizations), or by collapsing and reverting to a simpler form of living, as happens in so-called Dark Ages.
There have been many explanations put forward for the collapse of civilization. Some focus on historical examples, and others on general theory.
Ibn Khaldun's Muqaddimah influenced theories of the analysis, growth, and decline of the Islamic civilization. He suggested repeated invasions from nomadic peoples limited development and led to social collapse.
Edward Gibbon's work The Decline and Fall of the Roman Empire is a well-known and detailed analysis of the fall of Roman civilization. Gibbon suggested the final act of the collapse of Rome was the fall of Constantinople to the Ottoman Turks in 1453 CE. For Gibbon, "The decline of Rome was the natural and inevitable effect of immoderate greatness. Prosperity ripened the principle of decay; the cause of the destruction multiplied with the extent of conquest; and, as soon as time or accident had removed the artificial supports, the stupendous fabric yielded to the pressure of its own weight. The story of the ruin is simple and obvious; and instead of inquiring why the Roman Empire was destroyed, we should rather be surprised that it has subsisted for so long".
Theodor Mommsen in his History of Rome suggested Rome collapsed with the collapse of the Western Roman Empire in 476 CE and he also tended towards a biological analogy of "genesis", "growth", "senescence", "collapse" and "decay".
Oswald Spengler, in his Decline of the West rejected Petrarch's chronological division, and suggested that there had been only eight "mature civilizations". Growing cultures, he argued, tend to develop into imperialistic civilizations, which expand and ultimately collapse, with democratic forms of government ushering in plutocracy and ultimately imperialism.
Arnold J. Toynbee in his A Study of History suggested that there had been a much larger number of civilizations, including a small number of arrested civilizations, and that all civilizations tended to go through the cycle identified by Mommsen. The cause of the fall of a civilization occurred when a cultural elite became a parasitic elite, leading to the rise of internal and external proletariats.
Joseph Tainter in The Collapse of Complex Societies suggested that there were diminishing returns to complexity, due to which, as states achieved a maximum permissible complexity, they would decline when further increases actually produced a negative return. Tainter suggested that Rome achieved this figure in the 2nd century CE.
Jared Diamond in his 2005 book Collapse: How Societies Choose to Fail or Succeed suggests five major reasons for the collapse of 41 studied cultures: environmental damage, such as deforestation and soil erosion; climate change; dependence upon long-distance trade for needed resources; increasing levels of internal and external violence, such as war or invasion; and societal responses to internal and environmental problems.
Peter Turchin in his Historical Dynamics and Andrey Korotayev et al. in their Introduction to Social Macrodynamics, Secular Cycles, and Millennial Trends suggest a number of mathematical models describing collapse of agrarian civilizations. For example, the basic logic of Turchin's "fiscal-demographic" model can be outlined as follows: during the initial phase of a sociodemographic cycle we observe relatively high levels of per capita production and consumption, which leads not only to relatively high population growth rates, but also to relatively high rates of surplus production. As a result, during this phase the population can afford to pay taxes without great problems, the taxes are quite easily collectible, and the population growth is accompanied by the growth of state revenues. During the intermediate phase, the increasing population growth leads to the decrease of per capita production and consumption levels, it becomes more and more difficult to collect taxes, and state revenues stop growing, whereas the state expenditures grow due to the growth of the population controlled by the state. As a result, during this phase the state starts experiencing considerable fiscal problems. During the final pre-collapse phases the overpopulation leads to further decrease of per capita production, the surplus production further decreases, state revenues shrink, but the state needs more and more resources to control the growing (though with lower and lower rates) population. Eventually this leads to famines, epidemics, state breakdown, and demographic and civilization collapse.
Peter Heather argues in his book The Fall of the Roman Empire: a New History of Rome and the Barbarians that this civilization did not end for moral or economic reasons, but because centuries of contact with barbarians across the frontier generated its own nemesis by making them a more sophisticated and dangerous adversary. The fact that Rome needed to generate ever greater revenues to equip and re-equip armies that were for the first time repeatedly defeated in the field, led to the dismemberment of the Empire. Although this argument is specific to Rome, it can also be applied to the Asiatic Empire of the Egyptians, to the Han and Tang dynasties of China, to the Muslim Abbasid Caliphate and others.
Bryan Ward-Perkins, in his book The Fall of Rome and the End of Civilization, argues from mostly archaeological evidence that the collapse of Roman civilization in western Europe had deleterious impacts on the living standards of the population, unlike some historians who downplay this. The collapse of complex society meant that even basic plumbing for the elite disappeared from the continent for 1,000 years. Similar impacts have been postulated for the Dark Age after the Late Bronze Age collapse in the Eastern Mediterranean, the collapse of the Maya, on Easter Island and elsewhere.
Arthur Demarest argues in Ancient Maya: The Rise and Fall of a Rainforest Civilization, using a holistic perspective to the most recent evidence from archaeology, paleoecology, and epigraphy, that no one explanation is sufficient but that a series of erratic, complex events, including loss of soil fertility, drought and rising levels of internal and external violence led to the disintegration of the courts of Mayan kingdoms, which began a spiral of decline and decay. He argues that the collapse of the Maya has lessons for civilization today.
Jeffrey A. McNeely has recently suggested that "a review of historical evidence shows that past civilizations have tended to over-exploit their forests, and that such abuse of important resources has been a significant factor in the decline of the over-exploiting society".
Thomas Homer-Dixon considers the fall in the energy return on investments. The energy expended to energy yield ratio is central to limiting the survival of civilizations. The degree of social complexity is associated strongly, he suggests, with the amount of disposable energy environmental, economic and technological systems allow. When this amount decreases civilizations either have to access new energy sources or collapse.
Feliks Koneczny in his work "On the Plurality of Civilizations" calls his study the science on civilizations. He asserts that civilizations fall not because they must or there exist some cyclical or a "biological" life span and that there stil exist two ancient civilizations – Brahmin-Hindu and Chinese – which are not ready to fall any time soon. Koneczny claimed that civilizations cannot be mixed into hybrids, an inferior civilization when given equal rights within a highly developed civilization will overcome it. One of Koneczny's claims in his study on civilizations is that "a person cannot be civilized in two or more ways" without falling into what he calls an "abcivilized state" (as in abnormal). He also stated that when two or more civilizations exist next to one another and as long as they are vital, they will be in an existential combat imposing its own "method of organizing social life" upon the other. Absorbing alien "method of organizing social life" that is civilization and giving it equal rights yields a process of decay and decomposition.
Future
According to political scientist Samuel P. Huntington, the 21st century will be characterized by a clash of civilizations, which he believes will replace the conflicts between nation-states and ideologies that were prominent in the 19th and 20th centuries. However, this viewpoint been strongly challenged by others such as Edward Said, Muhammed Asadi and Amartya Sen. Ronald Inglehart and Pippa Norris have argued that the "true clash of civilizations" between the Muslim world and the West is caused by the Muslim rejection of the West's more liberal sexual values, rather than a difference in political ideology, although they note that this lack of tolerance is likely to lead to an eventual rejection of (true) democracy. In Identity and Violence Sen questions if people should be divided along the lines of a supposed "civilization", defined by religion and culture only. He argues that this ignores the many others identities that make up people and leads to a focus on differences.
Cultural Historian Morris Berman argues in Dark Ages America: the End of Empire that in the corporate consumerist United States, the very factors that once propelled it to greatness―extreme individualism, territorial and economic expansion, and the pursuit of material wealth―have pushed the United States across a critical threshold where collapse is inevitable. Politically associated with over-reach, and as a result of the environmental exhaustion and polarization of wealth between rich and poor, he concludes the current system is fast arriving at a situation where continuation of the existing system saddled with huge deficits and a hollowed-out economy is physically, socially, economically and politically impossible. Although developed in much more depth, Berman's thesis is similar in some ways to that of Urban Planner, Jane Jacobs who argues that the five pillars of United States culture are in serious decay: community and family; higher education; the effective practice of science; taxation and government; and the self-regulation of the learned professions. The corrosion of these pillars, Jacobs argues, is linked to societal ills such as environmental crisis, racism and the growing gulf between rich and poor.
Cultural critic and author Derrick Jensen argues that modern civilization is directed towards the domination of the environment and humanity itself in an intrinsically harmful, unsustainable, and self-destructive fashion. Defending his definition both linguistically and historically, he defines civilization as "a culture... that both leads to and emerges from the growth of cities", with "cities" defined as "people living more or less permanently in one place in densities high enough to require the routine importation of food and other necessities of life". This need for civilizations to import ever more resources, he argues, stems from their over-exploitation and diminution of their own local resources. Therefore, civilizations inherently adopt imperialist and expansionist policies and, to maintain these, highly militarized, hierarchically structured, and coercion-based cultures and lifestyles.
The Kardashev scale classifies civilizations based on their level of technological advancement, specifically measured by the amount of energy a civilization is able to harness. The scale is only hypothetical, but it puts energy consumption in a cosmic perspective. The Kardashev scale makes provisions for civilizations far more technologically advanced than any currently known to exist.
Non-human civilizations
The current scientific consensus is that human beings are the only animal species with the cognitive ability to create civilizations that has emerged on Earth. A recent thought experiment, the silurian hypothesis, however, considers whether it would "be possible to detect an industrial civilization in the geological record" given the paucity of geological information about eras before the quaternary.
Astronomers speculate about the existence of communicating intelligent civilizations within and beyond the Milky Way galaxy, usually using variants of the Drake equation. They conduct searches for such intelligences – such as for technological traces, called "technosignatures". The proposed proto-scientific field "xenoarchaeology" is concerned with the study of artifact remains of non-human civilizations to reconstruct and interpret past lives of alien societies if such get discovered and confirmed scientifically.
See also
Notes
References
Bibliography
From the Earliest Times to the Battle of Lepanto. (1987 reprint).
From the Defeat of the Spanish Armada to the Battle of Waterloo. (1987 reprint).
From the American Civil War to the End of World War II. (1987 reprint).
Korotayev, Andrey, World Religions and Social Evolution of the Old World Oikumene Civilizations: A Cross-Cultural Perspective. Lewiston, New York: Edwin Mellen Press, 2004.
Kradin, Nikolay. Archaeological Criteria of Civilization. Social Evolution & History, Vol. 5, No 1 (2006): 89–108. .
Further reading
Gribbin, John, "Alone in the Milky Way: Why We Are Probably the Only Intelligent Life in the Galaxy", Scientific American, vol. 319, no. 3 (September 2018), pp. 94–99. "Is life likely to exist elsewhere in the [Milky Way] galaxy? Almost certainly yes, given the speed with which it appeared on Earth. Is another technological civilization likely to exist today? Almost certainly no, given the chain of circumstances that led to our existence. These considerations suggest that we are unique not just on our planet but in the whole Milky Way. And if our planet is so special, it becomes all the more important to preserve this unique world for ourselves, our descendants and the many creatures that call Earth home." (p. 99.)
External links
BBC on civilization
Top 10 oldest civilizations
Anthropological categories of peoples
Cultural anthropology
Cultural geography
Cultural history
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Ancient history | Ancient history is a time period from the beginning of writing and recorded human history through late antiquity. The span of recorded history is roughly 5,000 years, beginning with the development of Sumerian cuneiform script. Ancient history covers all continents inhabited by humans in the period 3000 BCAD 500, ending with the expansion of Islam in late antiquity. The three-age system periodizes ancient history into the Stone Age, the Bronze Age, and the Iron Age, with recorded history generally considered to begin with the Bronze Age. The start and end of the three ages vary between world regions. In many regions the Bronze Age is generally considered to begin a few centuries prior to 3000 BC, while the end of the Iron Age varies from the early first millennium BC in some regions to the late first millennium AD in others.
During the time period of ancient history, the world population was already exponentially increasing due to the Neolithic Revolution, which was in full progress. While in 10,000 BC, the world population stood at 2 million, it rose to 45 million by 3000 BC. By the Iron Age in 1000 BC, the population had risen to 72 million. By the end of the ancient period in AD 500, the world population is thought to have stood at 209 million. In 10,500 years, the world population increased by 100 times.
Prehistory
Prehistory is the period before written history. Most of our knowledge of that period comes from the work of archaeologists. Prehistory is often known as the Stone Age, and is divided into the Paleolithic (earliest), Mesolithic, and Neolithic.
The early human migrations in the Lower Paleolithic saw Homo erectus spread across Eurasia 1.8 million years ago. Evidence for the use of fire has been dated as early as 1.8 million years ago, a date which is contested, with generally accepted evidence for the controlled use of fire dating to 780,000 years ago. Actual use of hearths first appears 400,000 years ago. Dates for the emergence of Homo sapiens (modern humans) range from 250,000 to 160,000 years ago, with the varying dates being based on DNA studies and fossils respectively. Some 50,000 years ago, Homo sapiens migrated out of Africa. They reached Australia about 45,000 years ago, southwestern Europe about the same time, southeastern Europe and Siberia around 40,000 years ago, and Japan about 30,000 years ago. Humans migrated to the Americas about 15,000 years ago.
Evidence for agriculture emerges in about 9000 BC in what is now eastern Turkey and spread through the Fertile Crescent. Settlement at Göbekli Tepe began around 9500 BC and may have the world's oldest temple. The Nile River Valley has evidence of sorghum and millet cultivation starting around 8000 BC and agricultural use of yams in Western Africa perhaps dates to the same time period. Cultivation of millet, rice, and legumes began around 7000 BC in China. Taro cultivation in New Guinea dates to about 7000 BC also with squash cultivation in Mesoamerica perhaps sharing that date. Animal domestication began with the domestication of dogs, which dates to at least 15,000 years ago, and perhaps even earlier. Sheep and goats were domesticated around 9000 BC in the Fertile Crescent, alongside the first evidence for agriculture. Other animals, such as pigs and poultry, were later domesticated and used as food sources. Cattle and water buffalo were domesticated around 7000 BC and horses, donkeys, and camels were domesticated by about 4000 BC. All of these animals were used not only for food, but to carry and pull people and loads, greatly increasing human ability to do work. The invention of the simple plough by 6000 BC further increased agricultural efficiency.
Metal use in the form of hammered copper items predates the discovery of smelting of copper ores, which happened around 6000 BC in western Asia and independently in eastern Asia before 2000 BC. Gold and silver use dates to between 6000 and 5000 BC. Alloy metallurgy began with bronze in about 3500 BC in Mesopotamia and was developed independently in China by 2000 BC. Pottery developed independently throughout the world, with fired pots appearing first among the Jomon of Japan and in West Africa at Mali. Sometime between 5000 and 4000 BC the potter's wheel was invented. By 3000 BC, the pottery wheel was adapted into wheeled vehicles which could be used to carry loads further and easier than with human or animal power alone.
Writing developed separately in five different locations in human history: Mesopotamia, Egypt, India, China, and Mesoamerica. By 3400 BC, "proto-literate" cuneiform spread in the Middle East. Egypt developed its own system of hieroglyphs by about 3200 BC. By 2800 BC the Indus Valley civilization had developed its Indus script, which remains undeciphered. Chinese Characters were independently developed in China during the Shang dynasty in the form of the Oracle Bone Script dating to the period 1600 to 1100 BC. Writing in Mesoamerica dates to 600 BC with the Zapotec civilization.
History by region
West Asia
The ancient Near East is considered the cradle of civilization. It was the first to practice intensive year-round agriculture; created one of the first coherent writing systems, invented the potter's wheel and then the vehicular wheel, created the first centralized governments, law codes and empires, as well as displaying social stratification, slavery, and organized warfare. It began the study of the stars and the sciences of astronomy and mathematics.
Mesopotamia
Mesopotamia is the site of some of the earliest known civilisations in the world. Agricultural communities emerged in the area with the Halaf culture around 8000 BC and continued to expand through the Ubaid period around 6000 BC. Cities began in the Uruk period (4000–3100 BC) and expanded during the Jemdet Nasr (3100–2900 BC) and Early Dynastic (2900–2350 BC) periods. The surplus of storable foodstuffs created by this economy allowed the population to settle in one place instead of migrating after crops and herds. It also allowed for a much greater population density, and in turn required an extensive labour force and division of labour. This organization led to the necessity of record keeping and the development of writing.
Babylonia was an Amorite state in lower Mesopotamia (modern southern Iraq), with Babylon as its capital. Babylonia emerged when Hammurabi created an empire out of the territories of the former kingdoms of Sumer and Akkad.
The Neo-Babylonian Empire, or Chaldea, was Babylonia from the 7th and 6th centuries BC. Under the reign of Nebuchadnezzar II, it conquered Jerusalem. This empire also created the Hanging Gardens of Babylon and the still-surviving Ishtar Gate as architectural embellishments of its capital at Babylon.
Akkad was a city and its surrounding region near Babylon. Akkad also became the capital of the Akkadian Empire. Despite an extensive search, the precise site has never been found. Akkad reached the height of its power between about 2330 and 2150 BC, following the conquests of King Sargon of Akkad. Through the spread of Sargon's empire, the language of Akkad, known as Akkadian from the city, spread and replaced the Sumerian language in Mesopotamia and eventually by 1450 BC was the main language of diplomacy in the Near East.
Assyria was originally a region on the Upper Tigris, where a small state was created in the 19th century BC. The capital was at Assur, which gave the state its name. Later, as a nation and empire that came to control all of the Fertile Crescent, Egypt and much of Anatolia, the term "Assyria proper" referred to roughly the northern half of Mesopotamia (the southern half being Babylonia), with Nineveh as its capital. The Assyrian kings controlled a large kingdom at three different times in history. These are called the Old (20th to 18th centuries BC), Middle (14th to 11th centuries BC), and Neo-Assyrian (9th to 7th centuries BC) kingdoms, or periods.
Mitanni was a Hurrian empire in northern Mesopotamia founded around 1500 BC. The Mitanians conquered and controlled Assyria until the 14th century BC while contending with Egypt for control of parts of modern Syria. Its capital was Washukanni, whose precise location has not been determined by archaeologists.
Iranian peoples
The Medes and Persians were peoples who had appeared in the Iranian plateau around 1500 BC. Both peoples spoke Indo-European languages and were mostly pastoralists with a tradition of horse archery. The Medes established their own Median Empire by the 6th century BC, having defeated the Neo-Assyrian Empire with the Chaldeans in 614 BC.
The Achaemenid Empire was founded by Cyrus the Great, who first became king of the Persians, then conquered the Medes, Lydia, and Babylon by 539 BC. The empire built on earlier Mesopotamian systems of government to govern their large empire. By building roads, they improved both the ability to send governmental instructions throughout their lands as well as improving the ability of their military forces to be deployed rapidly. Increased trade and upgraded farming techniques increased wealth, but also exacerbated inequalities between social classes. The empire's location at the centre of trading networks spread its intellectual and philosophical ideas throughout a wide area, and its religion, while not itself spreading far, had an impact on later religions such as Christianity, Islam, and Judaism. Cyrus' son Cambyses II conquered Egypt, while a later emperor, Darius the Great, expanded the empire to the Indus River, creating the largest empire in the world to that date. But Darius and his son Xerxes I failed to expand into Greece, with expeditions in 490 and 480 BC eventually failing. The Achaemenid dynasty and empire fell to Alexander the Great by 330 BC, and after Alexander's death, much of the area previously ruled by the Cyrus and his successors was ruled by the Seleucid dynasty.
Parthia was an Iranian civilisation situated in the northeastern part of modern Iran. Their power was based on a combination of military power based on heavy cavalry with a decentralised governing structure based on a federated system. The Parthian Empire was led by the Arsacid dynasty, which by around 155 BC under Mithradates I had mostly conquered the Seleucid Empire. Parthia had many wars with the Romans, but it was rebellions within the empire that ended it in the 3rd century AD.
The Sasanian Empire began when the Parthian Empire ended in AD 224. Their rulers claimed the Achaemenids as ancestors and set up their capital at Ctesiphon in Mesopotamia. Their period of greatest military expansion occurred under Shapur I, who by the time of his death in AD 272 had defeated Roman imperial armies and set up buffer states between the Sasanians and Roman Empires. After Shapur, the Sasanians were under more pressure from the Kushans to their east as well as the Roman then Byzantine Empire to its west. However, the Sasanians rebuilt and founded numerous cities and their merchants traveled widely and introduced crops such as sugar, rice, and cotton into the Iranian plateau. But in AD 651, the last Sassanid emperor was killed by the expanding Islamic Arabs.
Hittites
The Hittites first came to Anatolia about 1900 BC and during the period 1600-1500 they expanded into Mesopotamia where they adopted the cuneiform script to their Indo-European language. By 1200 their empire stretched to Phoenicia and eastern Anatolia. They improved two earlier technologies from Mesopotamia and spread these new techniques widely – improved iron working and light chariots with spoked wheels in warfare. The Hittites introduced the casting of iron with molds and then hammering it which enabled weapons and tools to be made stronger and also cheaper. Although chariots had been used previously, the use of spoked wheels allowed the chariots to be much lighter and more maneuverable. In 1274 BC the Hittites clashed with the Egyptians at the Battle of Kadesh, where both sides claimed victory. In 1207 the Hittite capital of Hattusa was sacked, ending the Hittite Empire.
Israel
Israel and Judah were related Iron Age kingdoms of the ancient Levant and had existed during the Iron Ages and the Neo-Babylonian, Persian and Hellenistic periods. The name Israel first appears in the stele of the Egyptian pharaoh Merneptah around 1209 BC. This "Israel" was a cultural and probably political entity of the central highlands, well enough established to be perceived by the Egyptians as a possible challenge to their hegemony, but an ethnic group rather than an organised state.
Israel had emerged by the middle of the 9th century BC, when the Assyrian King Shalmaneser III named "Ahab the Israelite" among his enemies at the battle of Qarqar (853). Judah emerged somewhat later than Israel, probably during the 9th century BC, but the subject is one of considerable controversy. Israel came into conflict with the Assyrians, who conquered Israel in 722 BC. The Neo-Babylonian Empire did the same to Judah in 586. After both conquests, the conquering forces deported many of the inhabitants to other regions of their respective empires.
Following the fall of Babylon to the Persian Empire, Cyrus the Great allowed the rebuilding of the temple at Jerusalem, and some of the exiles from Judah returned to Judea, where they remained under Persian rule until the Maccabean revolt led to independence during Hellenistic period until Roman conquest.
Phoenicia
Phoenicia was an ancient civilisation centered in the north of ancient Canaan, with its heartland along the coastal regions of modern-day Lebanon, Syria and Israel. Phoenician civilisation was an enterprising maritime trading culture that spread across the Mediterranean between the period of 1550 to 300 BC. One Phoenician colony, Carthage, ruled an empire in the Western Mediterranean until being defeated by Rome in the Punic Wars. The Phoenicians invented the Phoenician alphabet, the forerunner of the modern alphabet still in use today.
Arabia
The history of Pre-Islamic Arabia before the rise of Islam in the AD 630s is not known in great detail. Archaeological exploration in the Arabian peninsula has been sparse; indigenous written sources are limited to the many inscriptions and coins from southern Arabia. Existing material consists primarily of written sources from other traditions (such as Egyptians, Greeks, Persians, Romans, etc.) and oral traditions later recorded by Islamic scholars. A number of small kingdoms existed in Arabia from around AD 100 to perhaps about AD 400.
Africa
Afro-Asiatic Africa
Carthage
Carthage was founded around 814 BC by Phoenician settlers. Ancient Carthage was a city-state that ruled an empire through alliances and trade influence that stretched throughout North Africa and modern Spain. At the height of the city's influence, its empire included most of the western Mediterranean. The empire was in a constant state of struggle with the Roman Republic, which led to a series of conflicts known as the Punic Wars. After the third and final Punic War, Carthage was destroyed and then occupied by Roman forces. Nearly all of the territory held by Carthage fell into Roman hands.
Egypt
Ancient Egypt was a long-lived civilisation geographically located in north-eastern Africa. It was concentrated along the middle to lower reaches of the Nile River, reaching its greatest extent during the 2nd millennium BC, which is referred to as the New Kingdom period. It reached broadly from the Nile Delta in the north, as far south as Jebel Barkal at the Fourth Cataract of the Nile. Extensions to the geographical range of ancient Egyptian civilisation included, at different times, areas of the southern Levant, the Eastern Desert and the Red Sea coastline, the Sinai Peninsula, and the Western Desert (focused on the several oases).
Ancient Egypt developed over at least three and a half millennia. It began with the incipient unification of Nile Valley polities around 3100 BC, traditionally under Menes. The civilisation of ancient Egypt was characterised primarily by intensive agricultural use of the fertile Nile Valley; the use of the Nile itself for transportation; the development of writing systems – first hieroglyphs and then later hieratic and other derived scripts – and literature; the organisation of collective projects such as the pyramids; trade with surrounding regions; and a polytheistic religious tradition that included elaborate funeral customs including mummification. Overseeing these activities were a socio-political and economic elite under the figure of a (semi)-divine ruler from a succession of ruling dynasties.
Ancient Egyptian history is divided across various periods, beginning with the Old Kingdom, which saw pyramid building on a large scale. After 2100 BC, the Old Kingdom dissolved into smaller states during the First Intermediate Period, which lasted about 100 years. The Middle Kingdom began around 2000 BC with the reunification of Egypt under pharoes ruling from Thebes. The Middle Kingdom ended with the conquest of northern Egypt by the Hyksos around 1650 BC. The Hyksos were expelled from Egypt and the land was reunited in the New Kingdom around 1550 BC. This period lasted until about 1000 BC, and saw Egypt expand its borders into Palestine and Syria. The Third Intermediate Period was marked by the rule of priests as well as the conquest of Egypt by Nubian kings and then later Assyria, Persia, and Macedonians.
Nubia
The Ta-Seti kingdom in Nubia to the south of Egypt was conquered by Egyptian rulers around 3100 BC, but by 2500 BC the Nubians had created a new kingdom further south, known as the Kingdom of Kush, centred on the upper Nile with a capital at Kerma. In the Egyptian New Kingdom period, Kush once more was conquered by Egypt. However, by 1100 BC a new kingdom of Kush had formed, with a capital at Napata. Nubian rulers conquered Egypt around 760 BC and retained control for about a century.
Aksum and ancient Ethiopia
The Kingdom of Aksum was an important trading nation in northeastern Africa centered in present-day Eritrea and northern Ethiopia, it existed from approximately AD 100 to 940, growing from the Iron Age proto-Aksumite period around the 4th century BC to achieve prominence by the 1st century AD. The Kingdom of Aksum at its height by the early 6th-century AD extended through much of modern Ethiopia and across the Red Sea to Arabia. The capital city of the empire was Aksum, now in northern Ethiopia.
Niger-Congo Africa
Nok culture
The Nok culture appeared in Nigeria around 1000 BC and mysteriously vanished around AD 200. The civilisation's social system is thought to have been highly advanced. The Nok civilisation was considered to be the earliest sub-Saharan producer of life-sized Terracotta which have been discovered by archaeologists. The Nok also used iron smelting that may have been independently developed.
Sahel
Djenné-Djenno
The civilisation of Djenné-Djenno was located in the Niger River Valley in the country of Mali and is considered to be among the oldest urbanized centers and the best-known archaeology site in sub-Saharan Africa. This archaeological site is located about away from the modern town and is believed to have been involved in long-distance trade and possibly the domestication of African rice. The site is believed to exceed ; however, this is yet to be confirmed with extensive survey work. With the help of archaeological excavations mainly by Susan and Roderick McIntosh, the site is known to have been occupied from 250 BC to AD 900. The city is believed to have been abandoned and moved where the current city is located due to the spread of Islam and the building of the Great Mosque of Djenné. Previously, it was assumed that advanced trade networks and complex societies did not exist in the region until the arrival of traders from Southwest Asia. However, sites such as Djenné-Djenno disprove this, as these traditions in West Africa flourished long before. Towns similar to that at Djenne-Jeno also developed at the site of Dia, also in Mali along the Niger River, from around 900 BC.
Dhar Tichitt and Oualata
Dhar Tichitt and Oualata were prominent among the early urban centres, dated to 2000 BC, in present-day Mauritania. About 500 stone settlements littered the region in the former savannah of the Sahara. Its inhabitants fished and grew millet. It has been found that the Soninke of the Mandé peoples were responsible for constructing such settlements. Around 300 BC, the region became more desiccated and the settlements began to decline, most likely relocating to Koumbi Saleh. From the type of architecture and pottery, it is believed that Tichit was related to the subsequent Ghana Empire. Old Jenne (Djenne) began to be settled around 300 BC, producing iron and with sizeable population, evidenced in crowded cemeteries. The inhabitants and creators of these settlements during these periods are thought to have been ancestors of the Soninke people.
Bantu expansion
Peoples speaking precursors to the modern-day Bantu languages began to spread throughout southern Africa, and by 2000 BC they were expanding past the Congo River and into the Great Lakes area. By AD 1000 these groups had spread throughout all of southern Africa south of the equator. Iron metallurgy and agriculture spread along with these peoples, with the cultivation of millet, oil palms, sorghum, and yams as well as the use of domesticated cattle, pigs, and sheep. These technologies helped increase population, and settled communities became common in sub-Saharan Africa except in deserts or heavy forests.
South Asia
Paleolithic tools have been discovered in India dating to 200,000 years ago, and neolithic sites are known from near the Indus Valley dating to around 8000 BC. Agriculture began in the Indus Valley around 7000 BC, and reached the Ganges Valley by 3000 BC. Barley, cotton, and wheat were grown and the population had domesticated cattle, goats, and sheep.
The Indus Valley civilization developed around 3000 BC in the Indus and Ghaggar-Hakra river valleys of eastern Afghanistan, Pakistan, and western India. Another name for this civilisation is Harappan, after the first of its cities to be excavated, Harappa in the Pakistani province of Punjab. Harappan civilization grew out of the earlier agricultural communities as they evolved into cities. These communities created and traded jewelry, figurines, and seals that appear widely scattered throughout Mesopotamia, Afghanistan, and Iran. Chickens were domesticated in addition to the earlier crops and animals. They developed their own writing system, the Indus Valley script, which is still mostly undeciphered. The exact structure of society and the way the cities were governed is not known. By about 1600 BC, the Indus Valley culture had abandoned many of their cities, including Mohenjo-Daro. The exact reason for this decline is not known.
Indo-European speaking peoples began to spread into India about 1500 BC. The Rigveda, in Sanskrit, dates to this period and begins a period often known as the Vedic period. Between 1500 and 500 BC these peoples spread throughout most of India and had begun to found small cities. Vedic society was characterized by the varna system which divided society into four broad castes, which were later elaborated. By the end of the Vedic period, this way of organizing society had become central to Indian society. Religion in the late Vedic period was evolving into Hinduism, which spread throughout Southeast Asia. Siddhartha Gautama, born around 560 BC in northern India, went on to found a new religion based on his ascetic life – Buddhism. This faith also spread throughout Eastern and Southeastern Asia after his death. This period also saw the composition of the epics Ramayana and Mahabharata.
The kingdom of Magadha rose to prominence under a number of dynasties that peaked in power under the reign of Ashoka Maurya, one of India's most legendary and famous emperors. During the reign of Ashoka, the four dynasties of Chola, Chera, and Pandya were ruling in the South, while Devanampiya Tissa (250–210 BC) controlled Anuradhapura (now Sri Lanka). These kingdoms, while not part of Ashoka's empire, were in friendly terms with the Maurya Empire. An alliance existed between Devanampiya Tissa and Ashoka of India, who sent Buddhist missionaries to Sri Lanka.
Most of North India was reunited under the Gupta Empire beginning under Chandragupta I around AD 320. Under his successors the empire spread to include much of India except for the Deccan Plateau and the very south of the peninsula. This was a period of relative peace, and the Gupta rulers generally left administration in local rulers. The Gupta Empire was weakened and ultimately ruined by the raids of Hunas (a branch of the Hephthalites emanating from Central Asia), and the empire broke up into smaller regional kingdoms by the end of the fifth century AD. India would remain fragmented into smaller states until the rise of the Mughal Empire in the 1500s.
Southeast Asia & Oceania
The Neolithic period of Southeast Asia was characterized by several migrations into Mainland and Island Southeast Asia from southern China by Austronesian, Austroasiatic, Kra-Dai and Hmong-Mien-speakers.
Territorial principalities in both Insular and Mainland Southeast Asia, characterized as "agrarian kingdoms", developed an economy by around 500 BCE based on surplus crop cultivation and moderate coastal trade of domestic natural products. Several states of the Malayan-Indonesian "thalassian" zone shared these characteristics with Indochinese polities like the Pyu city-states in the Irrawaddy River valley, the Văn Lang kingdom in the Red River Delta and Funan around the lower Mekong. Văn Lang, founded in the 7th century BCE, endured until 258 BCE under the Hồng Bàng dynasty, as part of the Đông Sơn culture that sustained a dense and organised population that produced an elaborate Bronze Age industry.
Intensive wet-rice cultivation in an ideal climate enabled the farming communities to produce a regular crop surplus that was used by the ruling elite to raise, command and pay work forces for public construction and maintenance projects such as canals and fortifications.
Mainland Southeast Asia
The earliest known evidence of copper and bronze production in Southeast Asia was found at Ban Chiang in north-east Thailand and among the Phùng Nguyên culture of northern Vietnam around 2000 BCE.
The Đông Sơn culture established a tradition of bronze production and the manufacture of evermore refined bronze and iron objects, such as plows, axes and sickles with shaft holes, socketed arrows and spearheads and small ornamented items. By about 500 BCE, large and delicately decorated bronze drums of remarkable quality, weighing more than , were produced in the laborious lost-wax casting process. This industry of highly sophisticated metal processing was developed independent of Chinese or Indian influence. Historians relate these achievements to the presence of organized, centralized and hierarchical communities and a large population.
Between 1000 BCE and 100 CE, the Sa Huỳnh culture flourished along the south-central coast of Vietnam. Ceramic jar burial sites that included grave goods have been discovered at various sites along the entire territory. Among large, thin-walled terracotta jars, ornamented and colorized cooking pots, glass items, jade earrings and metal objects were deposited near the rivers and along the coast.
Austronesia
Around 3000 to 1500 BCE, a large-scale migration of Austronesians, known as the Austronesian expansion began from Taiwan. Population growth primarily fueled this migration. These first settlers settled in northern Luzon, in the archipelago of the Philippines, intermingling with the earlier Australo-Melanesian population who had inhabited the islands since about 23,000 years earlier. Over the next thousand years, Austronesian peoples migrated southeast to the rest of the Philippines, and into the islands of the Celebes Sea and Borneo. From southwestern Borneo, Austronesians spread further west in a single migration event to both Sumatra and the coastal regions of southern Vietnam, becoming the ancestors of the speakers of the Malayic and Chamic branches of the Austronesian language family.
Soon after reaching the Philippines, Austronesians colonized the Northern Mariana Islands by 1500 BCE or even earlier, becoming the first humans to reach Remote Oceania. The Chamorro migration was also unique in that it was the only Austronesian migration to the Pacific Islands to successfully retain rice cultivation. Palau and Yap were settled by separate voyages by 1000 BCE.
Another important migration branch was by the Lapita culture, which rapidly spread into the islands off the coast of northern New Guinea and into the Solomon Islands and other parts of coastal New Guinea and Island Melanesia by 1200 BCE. They reached the islands of Fiji, Samoa, and Tonga by around 900 to 800 BCE. This remained the furthest extent of the Austronesian expansion into Polynesia until around 700 CE, when there was another surge of island colonization. It reached the Cook Islands, Tahiti, and the Marquesas by 700 CE; Hawaii by 900 CE; Rapa Nui by 1000 CE; and New Zealand by 1200 CE. For a few centuries, the Polynesian islands were connected by bidirectional long-distance sailing, with the exception of Rapa Nui, which had limited further contact due to its isolated geographical location. Island groups like the Pitcairns, the Kermadec Islands, and the Norfolk Islands were also formerly settled by Austronesians but later abandoned. There is also putative evidence, based in the spread of the sweet potato, that Austronesians may have reached South America from Polynesia, where they might have traded with the Indigenous peoples of the Americas.
Austronesians established prehistoric maritime trade networks in Island Southeast Asia, including the Maritime Jade Road, a jade trade network, in Southeast Asia which existed in Taiwan and the Philippines for 3,000 years from 2000 BCE to 1000 CE. The trade was established by links between the indigenous peoples of Taiwan and the Philippines, and later included parts of Vietnam, Malaysia, Indonesia, Thailand, and other areas in Southeast Asia (known as the Sa Huynh-Kalanay Interaction Sphere). Lingling-o artifacts are one of the notable archeological finds originating from the Maritime Jade Road. During the operation of the Maritime Jade Road, the Austronesian spice trade networks were also established by Islander Southeast Asians with Sri Lanka and Southern India by around 1000 to 600 BCE.
They also established early long-distance contacts with Africa, possibly as early as before 500 BCE, based on archaeological evidence like banana phytoliths in Cameroon and Uganda and remains of Neolithic chicken bones in Zanzibar. An Austronesian group, originally from the Makassar Strait region around Kalimantan and Sulawesi, eventually settled Madagascar, either directly from Southeast Asia or from preexisting mixed Austronesian-Bantu populations from East Africa. Estimates for when this occurred vary from the 1st century CE, to as late as the 6th to 7th centuries CE. It is likely that the Austronesians that settled Madagascar followed a coastal route through South Asia and East Africa, rather than directly across the Indian Ocean. Genetic evidence suggests that some individuals of Austronesian descent reached Africa and the Arabian Peninsula.
By around the 2nd century BCE, the Neolithic Austronesian jade and spice trade networks in Southeast Asia connected with the maritime trade routes of South Asia, the Middle East, eastern Africa, and the Mediterranean, becoming what is now known as the Maritime Silk Road. Prior to the 10th century, the eastern part of the route was primarily used by Southeast Asian Austronesian traders using distinctive lashed-lug ships, although Tamil and Persian traders also sailed the western parts of the routes. It allowed the exchange of goods from East and Southeast Asia on one end, all the way to Europe and eastern Africa on the other.
Srivijaya, an Austronesian polity founded at Palembang in 682 CE, rose to dominate the trade in the region around the straits of Malacca and Sunda and the South China Sea emporium by controlling the trade in luxury aromatics and Buddhist artifacts from West Asia to a thriving Tang market. It emerged through the conquest and subjugation of neighboring thalassocracies. These included Melayu, Kedah, Tarumanagara, and Mataram, among others. These polities controlled the sea lanes in Southeast Asia and exploited the spice trade of the Spice Islands, as well as maritime trade-routes between India and China.
East Asia
China
The Chinese civilisation that emerged within the Yellow River valley is one of earliest civilisations in the world. Prior to the formation of civilisation, neolithic cultures such as the Longshan and Yangshao dating to 5000 BC produced sophisticated pottery, cultivated millet, and likely produced clothes woven from hemp and silk. Rice was also farmed and pigs and water buffalo were kept for food. Longshan potters may have used the pottery wheel to produce their wares. Ancient Chinese traditions described three ancient dynasties that predated the unification under the Qin and Han dynasties. These were the Xia, the Shang, and the Zhou. It was not until the later 20th century that many historians considered the Shang or Xia to be anything other than legendary. Little is yet known about the Xia, which appears to have begun around 2200 BC, and may have controlled parts of the Yangtze River valley.
The Shang dynasty traditionally is dated to 1766 to 1122 BC. Bronze was central to Shang culture and technology, with chariots and bronze weapons helping to expand Shang control over northern China. The cities at Ao and Yinxu, near Anyang, have been excavated and city walls, royal palaces, and archives as well as tombs and workshops were found. A system of writing developed, beginning with oracle bones, of which over 100,000 are still extant.
Towards the end of the 2nd millennium BC, the Shang were overrun by the Zhou dynasty from the Wei River valley to the west. The Zhou rulers at this time invoked the concept of the Mandate of Heaven to legitimize their rule, a concept that would be influential for almost every successive dynasty. The Zhou initially established their capital in the west near modern Xi'an, near the Yellow River, but they would preside over a series of expansions into the Yangtze River valley. Zhou administration was decentralised, with local elites responsible for collecting tribute and providing military support to the Zhou rulers.
In the 8th century BC, power became decentralized during the Spring and Autumn period, named after the influential Spring and Autumn Annals. In this period, local military leaders used by the Zhou began to assert their power and vie for hegemony. The situation was aggravated by the invasion of other peoples, forcing the Zhou to move their capital east to Luoyang. In each of the hundreds of states that eventually arose, local strongmen held most of the political power and continued their subservience to the Zhou kings in name only. The Hundred Schools of Thought of Chinese philosophy blossomed during this period, and such influential intellectual movements as Confucianism, Taoism, Legalism and Mohism were founded, partly in response to the changing political world.
After further political consolidation, seven prominent states remained by the end of the 5th century BC, and the years in which these few states battled each other is known as the Warring States period. Though there remained a nominal Zhou king until 256 BC, he was largely a figurehead and held little power. As neighboring territories of these warring states, including areas of modern Sichuan and Liaoning, were annexed by the growing power of the rulers of Qin, they were governed under the new local administrative system of commandery. The final expansion in this period began during the reign of Ying Zheng, the king of Qin. His unification of the other six powers, and further annexations to the south and southeast by 213 BC enabled him to proclaim himself the First Emperor (Qin Shi Huangdi).
Qin Shi Huangdi ruled the unified China directly with absolute power. In contrast to the decentralized and feudal rule of earlier dynasties the Qin ruled directly. Nationwide the philosophy of legalism was enforced and publications promoting rival ideas such as Confucianism were prohibited. In his reign unified China created the first continuous Great Wall with the use of forced labour. Invasions were launched southward to annex Vietnam. The Qin period also saw the standardization of the Chinese writing system and the government unified the legal systems as well as setting standardized units of measurement throughout the empire. After the emperor's death rebellions began and the Han dynasty took power and ruled China for over four centuries with a brief interruption from AD 9 to 23. The Han dynasty promoted the spread of iron agricultural tools, which helped create a food surplus that led to a large growth of population during the Han period. Silk production also increased and the manufacture of paper was invented. Though the Han enjoyed great military and economic success, it was strained by the rise of aristocrats who disobeyed the central government. Public frustration provoked the Yellow Turban Rebellion; though a failure it nonetheless accelerated the empire's downfall. After AD 208, the Han dynasty broke up into rival kingdoms. China would remain divided for almost the next 400 years.
Neighbours of China
The East Asian nations adjacent to China were all profoundly influenced by their interactions with Chinese civilisation. Korea and Vietnam were brought under Han rule by Han Wudi in the second century BC, and this rule led to cultural influences on both areas for many centuries to come. Wudi also faced a threat from the Xiongnu, a nomadic people from the Central Asian steppes. Wudi's invasions ended the Xiongnu state.
In 108 BC, the Han dynasty of China conquered much of Korea but when Han China began its decline, three kingdoms in Korea – those of Baekje, Goguryeo and Silla – emerged and expelled the Chinese. Goguryeo and Baekje were eventually destroyed by a Tang dynasty and Silla alliance. Silla then drove out the Tang dynasty in 676 to control most of the Korean peninsula undisputed.
Jomon culture formed in Japan before 500 BC and under Chinese influence became the Yayoi culture which built large tombs by AD 200. In the 300s, a kingdom formed in the Yamato plain, perhaps influenced by Korean refugees.
Americas
In pre-Columbian times, several large, centralized ancient civilisations developed in the Western Hemisphere, both in Mesoamerica and western South America. Beyond these areas, the use of agriculture expanded East of the Andes Mountains in South America particularly with the Marajoara culture, and in the continental United States.
Andean civilisations
Ancient Andean civilisation began with the rise of organized fishing communities from 3500 BC onwards. Along with a sophisticated maritime society came the construction of large monuments, which likely existed as community centers. The peoples of this area grew beans, cotton, peanuts, and sweet potatoes, fished in the ocean, and by about 2000 BC had added the potato to their crops. The Chavin culture, based around the Chavin cult, emerged around 1000 BC and led to large temples and artworks as well as sophisticated textiles. Gold, silver, and copper were worked for jewelry and occasionally for small copper tools.
After the decline of Chavin culture, a number of cities formed after about 200 BC. The cities at Huari, Pucara, and Tiahuanaco were all likely over 10,000 residents. From about AD 300, the Mochica culture arose along the Moche River. These people left painted pottery depicting their society and culture with a wide range of varied subjects. Besides the Mochica, there were a number of other large states in the Andes after about AD 100. Included amongst these are the Nazca culture, who were mainly village-dwelling but left behind a large ceremonial centre at Cahuachi as well as the Nazca lines, a large number of huge designs set into the desert floor.
Mesoamerica
Agricultural cultivation began around 8000 BC in Mesoamerica, where avocados, beans, chili peppers, gourds, and squashes were grown from about 7000 BC. Around 4000 BC maize began to be grown, and soon after this tomatoes. Settlements appeared around 3000 BC and by 2000 BC most of Mesoamerica was practicing agriculture. Although some animals were domesticated — notably turkeys and dogs — the lack of suitable large animals precluded the development of animals used for transportation or labour.
Around 1200 BC the first Olmec center of San Lorenzo was founded, which remained the centre of Olmec civilisation until around 800 BC when La Venta took over before losing primacy to Tres Zapotes around 400 BC. These and other Olmec centres were groups of tombs, temples, and other ceremonial sites built of stone. Their construction testifies to the complexity of Olmec society, although the exact nature of how they were governed is not known. They also erected large stone sculptures of human heads and other subjects. Jade jewelry and other Olmec objects are found throughout Mesoamerica, likely having travelled via trade networks. The Olmec writing system was mainly used for recording their calendar, both of which influenced later Mesoamerican cultures.
After the decline of the Olmecs, other civilisations in Mesoamerica either arose or emerged from the Olmec shadow - the Mayans, the Zapotecs, and Teotihuacan. The Zapotecs began around 500 BC in the Oaxaca Valley at the site of Monte Alban. Monte Alban grew to around 25,000 residents in the period around AD 200, with the city having large stone temples and an expansive stone plaza. Like the Olmecs, they had a writing system and calendar. But by AD 900 Monte Alban was deserted for unknown reasons. Teotihuacan developed around AD 200 and centred on the city of Teotihuacan, which grew to perhaps as many as 200,000 inhabitants at its height. Teotihuacan lasted until around AD 700, when it was burned and vandalized.
Maya culture began to emerge around AD 300 in the Yucatan Peninsula and modern-day Guatemala. During the 600 years of the Classical Maya period, more than 80 Mayan sites were built, with temples, pyramids, and palaces the focal point of each centre. The most influential was Tikal, but Mayan civilisation was based on city-states which often were at war with each other. This seems not to have restricted trade, which went on between the cities. A priestly elite kept astronomical and calendrical knowledge, recording it with a writing system based on the Olmec system of glyphs. History, poetry, and other records were recorded in books, most of which did not survive the Spanish conquest of Mesoamerica. Mathematics was also studied, and they used the concept of zero in their calculations. The Mayan civilisation began to decline about AD 800, and most of its cities were deserted soon afterwards.
Northern America
Organized societies, in the ancient United States or Canada, were often mound builder civilisations. One of the most significant of these was the Poverty Point culture that existed in the U.S. state of Louisiana, and was responsible for the creation of over 100 mound sites. The Mississippi River was a core area in the development of long-distance trade and culture. Following Poverty Point, successive complex cultures such as the Hopewell emerged in the Southeastern United States in the Early Woodland period. Before AD 500 many mound builder societies retained a hunter gatherer form of subsistence.
Europe
Greece
Greece is home to the first advanced civilizations in Europe beginning with the Cycladic civilization on the islands of the Aegean Sea around 3200 BC, and the Minoan civilization in Crete (2700–1500 BC). The Minoans built large palaces decorated with frescoes and wrote in the undeciphered script known as Linear A. The Mycenaean civilization, the first distinctively Greek civilization later emerged on the mainland (1600–1100 BC), consisting of a network of palace-centered states and writing the earliest attested form of Greek with the Linear B script. The Mycenaeans gradually absorbed the Minoans, but collapsed violently around 1200 BC, along with several other civilizations in the eastern Mediterranean, during the regional event known as the Late Bronze Age collapse. This ushered in a period known as the Greek Dark Ages, from which written records are absent.
The Archaic Period in Greece is generally considered to have lasted from around the 8th century BC to the invasion by Xerxes in 480 BC. This period saw the expansion of the Greek world around the Mediterranean, with the founding of Greek city-states as far afield as Sicily in the west and the Black Sea in the east. Politically, the Archaic period in Greece saw the collapse of the power of the old aristocracies, with democratic reforms in Athens and the development of Sparta's unique constitution. The end of the Archaic period also saw the rise of Athens, which would come to be a dominant power in the Classical Period, after the reforms of Solon and the tyranny of Pisistratus.
The Classical Greek world was dominated throughout the 5th century BC by the major powers of Athens and Sparta. Through the Delian League, Athens was able to convert pan-hellenist sentiment and fear of the Persian threat into a powerful empire, and this, along with the conflict between Sparta and Athens culminating in the Peloponnesian War, was the major political development of the first part of the Classical period. The period in Greek history from the death of Alexander the Great until the rise of the Roman empire and its conquest of Egypt in 30 BC is known as the Hellenistic period. After Alexander's death, a series of wars between his successors eventually led to three large states being formed from parts of Alexander's conquests, each ruled by a dynasty founded by one of the successors. These were the Antigonids, the Selucids, and the Ptolemies. These three kingdoms, along with smaller kingdoms, spread Greek culture and lifestyles into Asia and Egypt. These varying states eventually were conquered by Rome or the Parthian Empire.
Rome
Ancient Rome was a civilisation that grew out of the city-state of Rome, originating as a small agricultural community founded on the Italian peninsula in the 8th century BC, with influences from Greece and other Italian civilisations, such as the Etruscans. Traditionally Rome was founded as a monarchy that then became a republic. Rome expanded through the Italian peninsula through a series of wars in the fifth through the third centuries BC. This expansion brought the Roman republic into conflict with Carthage, leading to a series of Punic Wars, that ended with the destruction of Carthage in 146 BC. Rome then expanded into Greece and the eastern Mediterranean, while a series of internal conflicts led to the republic becoming an empire ruled by an emperor by the first century AD. Throughout the first and second centuries AD, the Empire grew slightly while spreading Roman culture throughout its boundaries.
A number of factors led to the eventual decline of the Roman Empire. The western half of the empire, including Hispania, Gaul, and Italy, eventually broke into independent kingdoms in the 5th century AD; the Eastern Roman Empire, governed from Constantinople, is referred to as the Byzantine Empire after AD 476, the traditional date for the "fall of Rome" and subsequent onset of the Middle Ages.
Late antiquity
The Roman Empire underwent considerable social, cultural and organizational change starting with reign of Diocletian, who began the custom of splitting the empire into eastern and western halves ruled by multiple emperors. Constantine the Great began the process of Christianizing the empire and established a new capital at Constantinople. Migrations of Germanic tribes disrupted Roman rule from the late 4th century onwards, culminating in the eventual collapse of the empire in the West in 476, replaced by the so-called barbarian kingdoms. The resultant cultural fusion of Greco-Roman, Germanic and Christian traditions formed the cultural foundations of Europe. There has been attempt by scholars to connect European late antiquity to other areas in Eurasia.
Nomads and Iron Age peoples
The Celts were a diverse group of tribal societies in Iron Age Europe. Proto-Celtic culture formed in the Early Iron Age in Central Europe (Hallstatt period, named for the site in present-day Austria). By the later Iron Age (La Tène period), Celts had expanded over wide range of lands: as far west as Ireland and the Iberian Peninsula, as far east as Galatia (central Anatolia), and as far north as Scotland. By the early centuries AD, following the expansion of the Roman Empire and the Great Migrations of Germanic peoples, Celtic culture had become restricted to the British Isles.
The Huns were a nomadic people who formed a large state in Eastern Europe by about AD 400, and under their leader Attila, they fought against both sections of the Roman Empire. However, after Attila's death, the state fell apart and the Huns' influence in history disappeared. The Hun-Xiongnu connection is controversial at best and is often disputed but is also not completely discredited.
Migration of Germanic peoples to Britain from what is now northern Germany and southern Scandinavia is attested from the 5th century. Groups of Goths migrated into western Europe, with the Ostrogoths eventually settling in Italy before being conquered by the Lombards. A related people, the Visigoths, settled in Spain, founding a kingdom that lasted until it was conquered by Islamic rulers in the AD 700s.
Developments
Religion and philosophy
The rise of civilisation corresponded with the institutional sponsorship of belief in gods, supernatural forces and the afterlife. During the Bronze Age, many civilisations adopted their own form of polytheism. Usually, polytheistic Gods manifested human personalities, strengths and failings. Early religion was often based on location, with cities or entire countries selecting a deity, that would grant them preferences and advantages over their competitors. Worship involved the construction of representation of deities, and the granting of sacrifices. Sacrifices could be material goods, food, or in extreme cases human sacrifice to please a deity. New philosophies and religions arose in both east and west, particularly about the 6th century BC. Over time, a great variety of religions developed around the world, with some of the earliest major ones being Hinduism (around 2000 BC), Buddhism (5th century BC), and Jainism (6th century BC) in India, and Zoroastrianism in Persia. The Abrahamic religions trace their origin to Judaism, around 1700 BC.
In the east, three schools of thought were to dominate Chinese thinking until the modern day. These were Taoism, Legalism and Confucianism. The Confucian tradition, which would attain dominance, looked for political morality not to the force of law but to the power and example of tradition. Confucianism would later spread into the Korean peninsula and Japan.
In the west, the Greek philosophical tradition, represented by Socrates, Plato, and Aristotle, was diffused throughout Europe and the Middle East in the 4th century BC by the conquests of Alexander the Great. After the Bronze and Iron Age religions formed, Christianity spread through the Roman world.
Science and technology
Ancient technological progress began before the recording of history, with tools, use of fire, domestication of animals, and agriculture all predating recorded history. The use of metals and the ability to make metal alloys was foundational for later technologies to develop. Medical knowledge, including the use of herbs to treat illnesses and wounds as well as some surgical techniques, advanced during antiquity. An early very important development that allowed for further advancement was writing, which allowed humans to record information for later use.
The characteristics of ancient Egyptian technology are indicated by a set of artifacts and customs that lasted for thousands of years. The Egyptians invented and used many basic machines, such as the ramp and the lever, to aid construction processes. The Egyptians also played an important role in developing Mediterranean maritime technology, including ships. The Babylonians and Egyptians were early astronomers who recorded their observations of the night sky.
Water managing Qanats which likely emerged on the Iranian plateau and possibly also in the Arabian peninsula sometime in the early 1st millennium BC spread from there slowly west- and eastward.
The Hindu–Arabic numeral system with the concept of zero was developed in India, while modern forms of paper were invented in China in the first century AD.
See also
Outline of ancient history
References
Citations
Sources
Further reading
Web edition is constantly updated.
External links
Websites
World History Encyclopedia
Ancient Civilizations – British Museum's website on various topics of ancient civilisation
Ancient history sourcebook
The Perseus digital library
Barrington Atlas of the Greek and Roman world
Directories
Ancient History – Academic Info: directory of online resources for the study of ancient history.
Ancient History Resources : Ancient history research links for high school and college students.
Ancient history
Historical eras
Articles which contain graphical timelines | 0.78784 | 0.999427 | 0.787389 |
Protohistory | Protohistory is the period between prehistory and written history, during which a culture or civilization has not yet developed writing, but other cultures that have developed writing have noted the existence of those pre-literate groups in their own writings.
Protohistoric may also refer to the transition period between the advent of literacy in a society and the writings of the first historians. The preservation of oral traditions may complicate matters, as they can provide a secondary historical source for even earlier events. Colonial sites involving a literate group and a nonliterate group are also studied as protohistoric situations.
The term can also refer to a period in which fragmentary or external historical documents, not necessarily including a developed writing system, have been found. For instance, the Proto–Three Kingdoms of Korea, the Yayoi, recorded by the Chinese, and the Mississippian groups, recorded by early European explorers, are protohistoric.
Use of term
In The Oxford Illustrated History of Prehistoric Europe, an article by Timothy Taylor stated:
In the abstract of a later paper on "slavery in the first millennium Aegean, Carpatho-Balkan and Pontic regions", Taylor, primarily an archaeologist, stated,
For other examples, see also the writings of Brian M. Fagan on the protohistory of North America and the work of Muhammed Abdul Nayeem on that of the Arabian Peninsula
Chronology
As with prehistory, determining when a culture may be considered prehistoric or protohistoric is sometimes difficult for anthropologists. Data varies considerably from culture to culture, region to region, and even from one system of reckoning dates to another.
In its simplest form, protohistory follows the same chronology as prehistory and is based on the technological advancement of a particular people with regard to metallurgy:
Copper Age, or Chalcolithic
The Bronze Age
The Iron Age
Civilizations and peoples
The best-known protohistoric civilizations and ethnic groups are those for whom the term was originally coined: the barbarian tribes mentioned by European and Asian writers. Many protohistoric peoples also feature in prehistory and in history:
Alans
Balts
Bulgars
Celts
Dacians
Erie
Gauls
Germanic peoples
Huns
Kofun
Magyars
Mosopelea
Timucua
Numidians
Parthians
Sarmatians
Scythians
Slavs
Susquehannock
Thracians
Proto–Three Kingdoms of Korea
Yamatai (Japan)
Yarlung dynasty (Tibet)
See also
Ancient history
, recorded in Sumerian records, possibly identical with the Indus civilisation
The Collection of Pre- and Protohistoric Artifacts at the University of Jena
References
Historical eras | 0.791832 | 0.993185 | 0.786436 |
Longue durée | The longue durée (; ) is the French Annales School approach to the study of history. It gives priority to long-term historical structures over what François Simiand called histoire événementielle ("evental history", the short-term time-scale that is the domain of the chronicler and the journalist). It concentrates instead on all-but-permanent or slowly evolving structures, and replaces elite biographies with the broader syntheses of prosopography. The crux of the idea is to examine extended periods of time and draw conclusions from historical trends and patterns.
Approach
The longue durée is part of a tripartite system that includes short-term événements and medium-term conjunctures (periods of decades or centuries when more profound cultural changes such as the industrial revolution can take place).
The approach, which incorporates social scientific methods such as the recently evolved field of economic history into general history, was pioneered by Marc Bloch and Lucien Febvre in the Interwar period. The approach was carried on by Fernand Braudel, who published his views after becoming the editor of Annales in 1956. In the second part of the century, Braudel took stock of the current status of social studies in crisis, foundering under the weight of their own successes, in an article in 1958, "Histoire et sciences sociales: La longue durée". Among the works which Braudel remarked on as examples of the longue durée was Alphonse Dupront's study of the long-standing idea in Western Europe of a crusade, which extended across diverse European societies far beyond the last days of the actual crusades, and among spheres of thought with a long life he noted Aristotelian science. In the longue durée of economic history, beyond, or beneath, the cycles and structural crises, lie "old attitudes of thought and action, resistant frameworks dying hard, at times against all logic." Braudel also stressed the importance of slow-changing geographic factors, like the constraints placed by the natural environment upon human production and communication. In the first volume of The Mediterranean and the Mediterranean World in the Age of Philip II, for example, he described the tension between mountain dwellers and plain dwellers, with their different cultures and economic models, as a basic feature of Mediterranean history over thousands of years.
The history of the longue durée that informs Braudel's two masterworks therefore offers a contrast to the archives-directed history that arose at the end of the 19th century, and a return to the broader views of the earlier generation of Jules Michelet, Leopold von Ranke, Jacob Burckhardt or Numa Denis Fustel de Coulanges.
Averil Cameron, in examining the Mediterranean world in late antiquity concluded that "consideration of the longue durée is more helpful than the appeal to immediate causal factors." Sergio Villalobos also expressly took the long view in his Historia del pueblo chileno.
Jean-François Bayart extended the concept to Africa. The systems of inequality and domination inherent in pre-colonial African societies have their own historical dynamics. Consequently, postcolonial national constructions cannot be understood from the sole point of view of their relations with the Western powers and their position in the world economy, Bayart argued. African states must therefore be analyzed in their historicity, which implies analyzing the power relations within contemporary African societies - in particular the role played by the dominant class in its societies, so as to update all the parameters that influence the present and the future of these States, he posited.
See also
Cliodynamics
Macrohistory
World-systems theory
David Nirenberg § Anti-Judaism: The Western Tradition
Notes
Sources and further reading
Fernand Braudel and Sarah Matthews, On History, The University of Chicago Press, 1982,
Robert D. Putnam with Robert Leonardi and Raffaella Y. Nanetti, Making Democracy Work: Civic Traditions in Modern Italy, Princeton University Press, 1993,
Debating the long durée, a special section in Annales. Histoire, Sciences Sociales – English Edition, ISSN: 2398-5682 (Print), 2268–3763 (Online)
Theories of history | 0.792744 | 0.991676 | 0.786145 |
Prehistory | Prehistory, also called pre-literary history, is the period of human history between the first known use of stone tools by hominins million years ago and the beginning of recorded history with the invention of writing systems. The use of symbols, marks, and images appears very early among humans, but the earliest known writing systems appeared years ago. It took thousands of years for writing systems to be widely adopted, with writing having spread to almost all cultures by the 19th century. The end of prehistory therefore came at different times in different places, and the term is less often used in discussing societies where prehistory ended relatively recently.
In the early Bronze Age, Sumer in Mesopotamia, the Indus Valley Civilisation, and ancient Egypt were the first civilizations to develop their own scripts and keep historical records, with their neighbours following. Most other civilizations reached their end of prehistory during the following Iron Age. The three-age division of prehistory into Stone Age, Bronze Age, and Iron Age remains in use for much of Eurasia and North Africa, but is not generally used in those parts of the world where the working of hard metals arrived abruptly from contact with Eurasian cultures, such as Oceania, Australasia, much of Sub-Saharan Africa, and parts of the Americas. With some exceptions in pre-Columbian civilizations in the Americas, these areas did not develop complex writing systems before the arrival of Eurasians, so their prehistory reaches into relatively recent periods; for example, 1788 is usually taken as the end of the prehistory of Australia.
The period when a culture is written about by others, but has not developed its own writing system, is often known as the protohistory of the culture. By definition, there are no written records from human prehistory, which can only be known from material archaeological and anthropological evidence: prehistoric materials and human remains. These were at first understood by the collection of folklore and by analogy with pre-literate societies observed in modern times. The key step to understanding prehistoric evidence is dating, and reliable dating techniques have developed steadily since the nineteenth century. Further evidence has come from the reconstruction of ancient spoken languages. More recent techniques include forensic chemical analysis to reveal the use and provenance of materials, and genetic analysis of bones to determine kinship and physical characteristics of prehistoric peoples.
Definition
Beginning and end
The beginning of prehistory is normally taken to be marked by human-like beings appearing on Earth. The date marking its end is typically defined as the advent of the contemporary written historical record.
Both dates consequently vary widely from region to region. For example, in European regions, prehistory cannot begin before million years ago, which is when the first signs of human presence have been found; however, Africa and Asia contain sites dated as early as and 1.8 million years ago, respectively. Depending on the date when relevant records become a useful academic resource, its end date also varies. For example, in Egypt it is generally accepted that prehistory ended around 3100 BCE, whereas in New Guinea the end of the prehistoric era is set much more recently, in the 1870s, when the Russian anthropologist Nicholai Miklukho-Maklai spent several years living among native peoples, and described their way of life in a comprehensive treatise. In Europe the relatively well-documented classical cultures of Ancient Greece and Ancient Rome had neighbouring cultures, including the Celts and the Etruscans, with little writing. Historians debate how much weight to give to the sometimes biased accounts in Greek and Roman literature, of these protohistoric cultures.
Time periods
In dividing up human prehistory in Eurasia, historians typically use the three-age system, whereas scholars of pre-human time periods typically use the well-defined geologic record and its internationally defined stratum base within the geologic time scale. The three-age system is the periodization of human prehistory into three consecutive time periods, named for their predominant tool-making technologies: Stone Age, Bronze Age and Iron Age. In some areas, there is also a transition period between Stone Age and Bronze Age, the Chalcolithic or Copper Age.
For the prehistory of the Americas see Pre-Columbian era.
History of the term
The notion of "prehistory" emerged during the Enlightenment in the work of antiquarians who used the word "primitive" to describe societies that existed before written records. The word "prehistory" first appeared in English in 1836 in the Foreign Quarterly Review.
The geologic time scale for pre-human time periods, and the three-age system for human prehistory, were systematised during the nineteenth century in the work of British, French, German, and Scandinavian anthropologists, archaeologists, and antiquarians.
Means of research
The main source of information for prehistory is archaeology (a branch of anthropology), but some scholars are beginning to make more use of evidence from the natural and social sciences.
The primary researchers into human prehistory are archaeologists and physical anthropologists who use excavation, geologic and geographic surveys, and other scientific analysis to reveal and interpret the nature and behavior of pre-literate and non-literate peoples. Human population geneticists and historical linguists are also providing valuable insight. Cultural anthropologists help provide context for societal interactions, by which objects of human origin pass among people, allowing an analysis of any article that arises in a human prehistoric context. Therefore, data about prehistory is provided by a wide variety of natural and social sciences, such as anthropology, archaeology, archaeoastronomy, comparative linguistics, biology, geology, molecular genetics, paleontology, palynology, physical anthropology, and many others.
Human prehistory differs from history not only in terms of its chronology, but in the way it deals with the activities of archaeological cultures rather than named nations or individuals. Restricted to material processes, remains, and artefacts rather than written records, prehistory is anonymous. Because of this, reference terms that prehistorians use, such as "Neanderthal" or "Iron Age", are modern labels with definitions sometimes subject to debate.
Stone Age
The concept of a "Stone Age" is found useful in the archaeology of most of the world, although in the archaeology of the Americas it is called by different names and begins with a Lithic stage, or sometimes Paleo-Indian. The sub-divisions described below are used for Eurasia, and not consistently across the whole area.
Palaeolithic
"Palaeolithic" means "Old Stone Age", and begins with the first use of stone tools. The Paleolithic is the earliest period of the Stone Age. It extends from the earliest known use of stone tools by hominins million years ago, to the end of the Pleistocene BP (before the present period).
The early part of the Palaeolithic is called the Lower Paleolithic (as in excavations it appears underneath the Upper Paleolithic), beginning with the earliest stone tools dated to around 3.3 million years ago at the Lomekwi site in Kenya. These tools predate the genus Homo and were probably used by Kenyanthropus. Evidence of control of fire by early hominins during the Lower Palaeolithic Era is uncertain and has at best limited scholarly support. The most widely accepted claim is that H. erectus or H. ergaster made fires between 790,000 and 690,000 BP in a site at Bnot Ya'akov Bridge, Israel. The use of fire enabled early humans to cook food, provide warmth, have a light source, deter animals at night and meditate.
Early Homo sapiens originated some 300,000 years ago, ushering in the Middle Palaeolithic. Anatomic changes indicating modern language capacity also arise during the Middle Palaeolithic. During the Middle Palaeolithic Era, there is the first definitive evidence of human use of fire. Sites in Zambia have charred logs, charcoal and carbonized plants, that have been dated to 180,000 BP. The systematic burial of the dead, music, prehistoric art, and the use of increasingly sophisticated multi-part tools are highlights of the Middle Paleolithic.
The Upper Paleolithic extends from 50,000 and 12,000 years ago, with the first organized settlements and blossoming of artistic work.
Throughout the Palaeolithic, humans generally lived as nomadic hunter-gatherers. Hunter-gatherer societies tended to be very small and egalitarian, although hunter-gatherer societies with abundant resources or advanced food-storage techniques sometimes developed sedentary lifestyles with complex social structures such as chiefdoms, and social stratification. Long-distance contacts may have been established, as in the case of Indigenous Australian "highways" known as songlines.
Mesolithic
The Mesolithic, or Middle Stone Age (from the Greek mesos, 'middle', and lithos, 'stone'), was a period in the development of human technology between the Palaeolithic and Neolithic.
The Mesolithic period began with the retreat of glaciers at the end of the Pleistocene epoch, some 10,000 BP, and ended with the introduction of agriculture, the date of which varied by geographic region. In some areas, such as the Near East, agriculture was already underway by the end of the Pleistocene, and there the Mesolithic is short and poorly defined. In areas with limited glacial impact, the term "Epipalaeolithic" is preferred.
Regions that experienced greater environmental effects as the last ice age ended have a much more evident Mesolithic era, lasting millennia. In Northern Europe, societies were able to live well on rich food supplies from the marshlands fostered by the warmer climate. Such conditions produced distinctive human behaviours that are preserved in the material record, such as the Maglemosian and Azilian cultures. These conditions also delayed the coming of the Neolithic until as late as 4000 BCE (6,000 BP) in northern Europe.
Remains from this period are few and far between, often limited to middens. In forested areas, the first signs of deforestation have been found, although this would only begin in earnest during the Neolithic, when more space was needed for agriculture.
The Mesolithic is characterized in most areas by small composite flint tools: microliths and microburins. Fishing tackle, stone adzes, and wooden objects such as canoes and bows have been found at some sites. These technologies first occur in Africa, associated with the Azilian cultures, before spreading to Europe through the Iberomaurusian culture of Northern Africa and the Kebaran culture of the Levant. However, independent discovery is not ruled out.
Neolithic
"Neolithic" means "New Stone Age", from about 10,200 BCE in some parts of the Middle East, but later in other parts of the world, and ended between 4,500 and 2,000 BCE. Although there were several species of humans during the Paleolithic, by the Neolithic only Homo sapiens sapiens remained. This was a period of technological and social developments which established most of the basic elements of historical cultures, such as the domestication of crops and animals, and the establishment of permanent settlements and early chiefdoms. The era commenced with the beginning of farming, which produced the "Neolithic Revolution". It ended when metal tools became widespread (in the Copper Age or Bronze Age; or, in some geographical regions, in the Iron Age). The term Neolithic is commonly used in the Old World; its application to cultures in the Americas and Oceania is complicated by the fact standard progression from stone to metal tools, as seen in the Old World, does not neatly apply.
Early Neolithic farming was limited to a narrow range of plants, both wild and domesticated, which included einkorn wheat, millet and spelt, and the keeping of dogs, sheep, and goats. By about 6,900–6,400 BCE, it included domesticated cattle and pigs, the establishment of permanently or seasonally inhabited settlements, and the use of pottery. The Neolithic period saw the development of early villages, agriculture, animal domestication, tools, and the onset of the earliest recorded incidents of warfare.
Settlements became more permanent, some with circular houses made of mudbrick with a single room. Settlements might have a surrounding stone wall to keep domesticated animals in and hostile tribes out. Later settlements have rectangular mud-brick houses where the family lived in single or multiple rooms. Burial findings suggest an ancestor cult with preserved skulls of the dead. The Vinča culture may have created the earliest system of writing. The megalithic temple complexes of Ġgantija are notable for their gigantic structures. Although some late Eurasian Neolithic societies formed complex stratified chiefdoms or even states, states evolved in Eurasia only with the rise of metallurgy, and most Neolithic societies on the whole were relatively simple and egalitarian. Most clothing appears to have been made of animal skins, as indicated by finds of large numbers of bone and antler pins which are ideal for fastening leather. Wool cloth and linen might have become available during the later Neolithic, as suggested by finds of perforated stones that (depending on size) may have served as spindle whorls or loom weights.
Chalcolithic
In Old World archaeology, the "Chalcolithic", "Eneolithic", or "Copper Age" refers to a transitional period where early copper metallurgy appeared alongside the widespread use of stone tools. During this period, some weapons and tools were made of copper. This period was still largely Neolithic in character. It is a phase of the Bronze Age before it was discovered that adding tin to copper formed the harder bronze. The Copper Age is seen as a transition period between the Stone Age and Bronze Age.
An archaeological site in Serbia contains the oldest securely dated evidence of copper making at high temperature, from 7,500 years ago. The find in 2010 extends the known record of copper smelting by about 800 years, and suggests that copper smelting may have been invented independently in separate parts of Asia and Europe at that time, rather than spreading from a single source. The emergence of metallurgy may have occurred first in the Fertile Crescent, where it gave rise to the Bronze Age in the 4th millennium BCE (the traditional view), although finds from the Vinča culture in Europe have now been securely dated to slightly earlier than those of the Fertile Crescent. Timna Valley contains evidence of copper mining 7,000 years ago. The process of transition from Neolithic to Chalcolithic in the Middle East is characterized in archaeological stone tool assemblages by a decline in high quality raw material procurement and use. North Africa and the Nile Valley imported its iron technology from the Near East and followed the Near Eastern course of Bronze Age and Iron Age development.
Bronze Age
The Bronze Age is the earliest period in which some civilizations reached the end of prehistory, by introducing written records. The Bronze Age, or parts thereof, are thus considered to be part of prehistory only for the regions and civilizations who developed a system of keeping written records during later periods. The invention of writing coincides in some areas with the beginnings of the Bronze Age. After the appearance of writing, people started creating texts including written records of administrative matters.
The Bronze Age refers to a period in human cultural development when the most advanced metalworking (at least in systematic and widespread use) included techniques for smelting copper and tin from naturally occurring outcroppings of ores, and then combining them to cast bronze. These naturally occurring ores typically included arsenic as a common impurity. Tin ores are rare, as reflected in the fact there were no tin bronzes in Western Asia before 3000 BCE. The Bronze Age forms part of the three-age system for prehistoric societies. In this system, it follows the Neolithic in some areas of the world.
While copper is a common ore, deposits of tin are rare in the Old World, and often had to be traded or carried considerable distances from the few mines, stimulating the creation of extensive trading routes. In many areas as far apart as China and England, the valuable new material was used for weapons, but for a long time apparently not available for agricultural tools. Much of it seems to have been hoarded by social elites, and sometimes deposited in extravagant quantities, from Chinese ritual bronzes and Indian copper hoards, to European hoards of unused axe-heads.
By the end of the Bronze Age large states, whose armies imposed themselves on people with a different culture, and are often called empires, had arisen in Egypt, China, Anatolia (the Hittites), and Mesopotamia, all of them literate.
Iron Age
The Iron Age is not part of prehistory for all civilizations who had introduced written records during the Bronze Age. Most remaining civilizations did so during the Iron Age, often through conquest by empires, which continued to expand during this period. For example, in most of Europe conquest by the Roman Empire means the term Iron Age is replaced by "Roman", "Gallo-Roman", and similar terms after the conquest. Even before conquest, many areas began to have a protohistory, as they were written about by literate cultures; the protohistory of Ireland is an example.
In archaeology, the Iron Age refers to the advent of ferrous metallurgy. The adoption of iron coincided with other changes, often including more sophisticated agricultural practices, religious beliefs and artistic styles, which makes the archaeological Iron Age coincide with the "Axial Age" in the history of philosophy. Although iron ore is common, the metalworking techniques necessary to use iron are different from those needed for the metal used earlier, more heat is required. Once the technical challenge had been solved, iron replaced bronze as its higher abundance meant armies could be armed much more easily with iron weapons.
Timeline
All dates are approximate and conjectural, obtained through research in the fields of anthropology, archaeology, genetics, geology, or linguistics. They are all subject to revision due to new discoveries or improved calculations. BP stands for "Before Present (1950)." BCE stands for "Before Common Era".
Paleolithic
Lower Paleolithic
c. 3.3 million BP – Earliest stone tools
c. 2.8 million BP – Genus Homo appears
c. 600,000 BP – Hunting-gathering
c. 400,000 BP – Control of fire by early humans
Middle Paleolithic
c. 300,000 BP – Anatomically modern humans (Homo sapiens sapiens) appear in Africa, one of whose characteristics is a lack of significant body hair compared to other primates. See Jebel Irhoud.
c. 300,000–30,000 BP – Mousterian (Neanderthal) culture in Europe.
c. 170,000–83,000 BP – Invention of clothing
c. 75,000 BP – Toba Volcano supereruption.
c. 80,000–50,000 BP – Homo sapiens exit Africa as a single population. In the next millennia, descendants from this population migrate to southern India, the Malay islands, Australia, Japan, China, Siberia, Alaska, and the northwestern coast of North America.
c. 80,000–50,000? BP – Behavioral modernity, by this point including language and sophisticated cognition
Upper Paleolithic
c. 45,000 BP / 43,000 BCE – Beginnings of Châtelperronian culture in France.
c. 40,000 BP / 38,000 BCE – First human settlement in the southern half of the Australian mainland, by indigenous Australians (including the future sites of Sydney, Perth, and Melbourne.)
c. 32,000 BP / 30,000 BCE – Beginnings of Aurignacian culture, exemplified by the cave paintings ("parietal art") of Chauvet Cave in France.
c. 30,500 BP / 28,500 BCE – New Guinea is populated by colonists from Asia or Australia.
c. 30,000 BP / 28,000 BCE – A herd of reindeer is slaughtered and butchered by humans in the Vezere Valley in what is today France.
c. 28,000–20,000 BP – Gravettian period in Europe. Harpoons, needles, and saws invented.
c. 26,500 BP – Last Glacial Maximum (LGM). Subsequently, the ice melts and the glaciers retreat again (Late Glacial Maximum). During this latter period human beings return to Western Europe (see Magdalenian culture) and enter North America from Eastern Siberia for the first time (see Paleo-Indians, pre-Clovis culture and Settlement of the Americas).
c. 26,000 BP / 24,000 BCE – People around the world use fibres to make baby-carriers, clothes, bags, baskets, and nets.
c. 25,000 BP / 23,000 BCE – A settlement consisting of huts built of rocks and mammoth bones is founded near what is now Dolní Věstonice in Moravia in the Czech Republic. This is the oldest human permanent settlement that has been found by archaeologists.
c. 23,000 BP / 21,000 BCE – Small-scale trial cultivation of plants in Ohalo II, a hunter-gatherers' sedentary camp on the shore of the Sea of Galilee, Israel.
c. 16,000 BP / 14,000 BCE – Wisent (bison) sculpted in clay deep inside the cave now known as Le Tuc d'Audoubert in the French Pyrenees near what is now the border of Spain.
c. 14,800 BP / 12,800 BCE – The Humid Period begins in North Africa. The region that would later become the Sahara is wet and fertile, and the aquifers are full.
Mesolithic/Epipaleolithic
to 9,500 BCE – Natufian culture: a culture of sedentary hunter-gatherers who may have cultivated rye in the Levant (Eastern Mediterranean)
Neolithic
–9,200 BCE – Figs of a parthenocarpic (and therefore sterile) type are cultivated in the early Neolithic village Gilgal I (in the Jordan Valley, 13 km north of Jericho). The find predates the domestication of wheat, barley, and legumes, and may thus be the first known instance of agriculture.
– Circles of T-shaped stone pillars erected at Göbekli Tepe in the Southeastern Anatolia Region of Turkey during pre-pottery Neolithic A (PPNA) period. As yet unexcavated structures at the site are thought to date back to the epipaleolithic.
/ 7000 BCE – In northern Mesopotamia, now northern Iraq, cultivation of barley and wheat begins. At first they are used for beer, gruel, and soup, eventually for bread. In early agriculture at this time the planting stick is used, but it is replaced by a primitive plough in subsequent centuries. Around this time, a round stone tower, now preserved at about 8.5 meters high and 8.5 meters in diameter is built in Jericho.
Chalcolithic
– Pictographic proto-writing, known as proto-cuneiform, appears in Sumer, and records begin to be kept. According to the majority of specialists, the first Mesopotamian writing (actually still pictographic proto-writing at this stage) was a tool for record-keeping that had little connection to the spoken language.
– Approximate date of death of "Ötzi the Iceman", found preserved in ice in the Ötztal Alps in 1991. A copper-bladed axe, which is a characteristic technology of this era, was found with the corpse.
– Skara Brae is constructed. This stone-built village consisted of ten clustered houses with stone hearths, beds, cupboards, and an ancient sewer system. This village occupied for 600 years before being abandoned in .
– Stonehenge construction begins. In its first version, it consisted of a circular ditch and bank, with 56 wooden posts.
– The Yamnaya expansions from the Pontic–Caspian steppe into Europe and Asia. These migrations are thought to have spread Yamnaya Steppe pastoralist ancestry and Indo-European languages across large parts of Eurasia.
By region
Old World
Prehistoric Africa
Predynastic Egypt
Prehistoric Central North Africa
Prehistoric Asia
East Asia:
Prehistoric China
Prehistoric Korea
Japanese Paleolithic
East Asian Bronze Age
Chinese Bronze Age
South Asia
Prehistory of India
South Asian Stone Age
Prehistory of Sri Lanka
Prehistory of Central Asia
Prehistoric Siberia
Southeast Asia:
Prehistoric Indonesia
Prehistoric Thailand
Southwest Asia (Near East)
Prehistory of Iran
Aurignacian
Natufian culture
Ubaid period
Uruk period
Ancient Near East
Prehistoric Europe
Prehistoric Caucasus
Prehistoric Georgia
Prehistoric Armenia
Paleolithic Europe
Neolithic Europe
Bronze Age Europe
Iron Age Europe
Atlantic fringe
Prehistoric Britain
Prehistoric Ireland
Prehistoric Iberia
Prehistoric Balkans
New World
Pre-Columbian Americas
Prehistoric Southwestern cultural divisions
2nd millennium BCE in North American prehistory
1st millennium BCE in North American prehistory
1st millennium in North American prehistory
Prehistory of Newfoundland and Labrador
Prehistory of the Canadian Maritimes
Prehistory of Quebec
Oceania
Prehistoric Australia
Prehistoric New Zealand
Ancient Hawaii
See also
Archaic humans
Band society
History of the family
Human evolution
Paleoanthropology
Pantribal sodality
Prehistoric medicine
Prehistoric music
Prehistoric religion
Prehistoric warfare
Younger Dryas
References
External links
Submerged Landscapes Archaeological Network
North Pacific Prehistory is an academic journal specialising in Northeast Asian and North American archaeology.
Prehistory in Algeria and in Morocco
Early Humans a collection of resources for students from the Courtenay Middle School Library.
World history | 0.786692 | 0.99921 | 0.78607 |
High Middle Ages | The High Middle Ages, or High Medieval Period, was the period of European history that lasted from AD 1000 to 1300. The High Middle Ages were preceded by the Early Middle Ages and followed by the Late Middle Ages, which ended around AD 1500 (by historiographical convention).
Key historical trends of the High Middle Ages include the rapidly increasing population of Europe, which brought about great social and political change from the preceding era, and the Renaissance of the 12th century, including the first developments of rural exodus and urbanization. By 1350, the robust population increase had greatly benefited the European economy, which had reached levels that would not be seen again in some areas until the 19th century. That trend faltered during the Late Middle Ages because of a series of calamities, most notably the Black Death, but also numerous wars as well as economic stagnation.
From around 780, Europe saw the last of the barbarian invasions and became more socially and politically organized. The Carolingian Renaissance stimulated scientific and philosophical activity in Northern Europe. The first universities started operating in Bologna, Oxford, Paris, Salamanca, Cambridge and Modena. The Vikings settled in the British Isles, France and elsewhere, and Norse Christian kingdoms started developing in their Scandinavian homelands. The Magyars ceased their expansion in the 10th century, and by the year 1000, a Christian Kingdom of Hungary had become a recognized state in Central Europe that was forming alliances with regional powers. With the brief exception of the Mongol invasions in the 13th century, major nomadic incursions ceased. The powerful Byzantine Empire of the Macedonian and Komnenos dynasties gradually gave way to the resurrected Serbia and Bulgaria and to a successor crusader state (1204 to 1261), who continually fought each other until the end of the Latin Empire. The Byzantine Empire was reestablished in 1261 with the recapture of Constantinople from the Latins, though it was no longer a major power and would continue to falter through the 14th century, with remnants lasting until the mid 15th century.
In the 11th century, populations north of the Alps began a more intensive settlement, targeting "new" lands, some areas of which had reverted to wilderness after the end of the Western Roman Empire. In what historian Charles Higounet called the "great clearances", Europeans cleared and cultivated some of the vast forests and marshes that lay across much of the continent. At the same time, settlers moved beyond the traditional boundaries of the Frankish Empire to new frontiers beyond the Elbe River, which tripled the size of Germany in the process. The Catholic Church, which reached the peak of its political power around then, called armies from across Europe to a series of Crusades against the Seljuk Turks. The crusaders occupied the Holy Land and founded the Crusader States in the Levant. Other wars led to the Northern Crusades. The Christian kingdoms took much of the Iberian Peninsula from Muslim control, and the Normans conquered southern Italy, all part of the major population increases and the resettlement patterns of the era.
The High Middle Ages produced many different forms of intellectual, spiritual and artistic works. The age also saw the rise of ethnocentrism, which evolved later into modern national identities in most of Europe, the ascent of the great Italian city-states and the rise and fall of the Islamic civilization of Al-Andalus. The rediscovery of the works of Aristotle, at first indirectly through medieval Jewish and Islamic philosophy, led Maimonides, Ibn Sina, Ibn Rushd, Thomas Aquinas and other thinkers of the period to expand Scholasticism, a combination of Judeo-Islamic and Catholic ideologies with the ancient philosophy. For much of this period, Constantinople remained Europe's most populous city, and Byzantine art reached a peak in the 12th century. In architecture, many of the most notable Gothic cathedrals were built or completed around this period.
The Crisis of the Late Middle Ages began at the start of the 14th century and marked the end of the period.
Historical events and politics
Great Britain and Ireland
In England, the Norman Conquest of 1066 resulted in a kingdom ruled by a Francophone nobility. The Normans invaded Ireland in 1169 and soon established themselves in most of the country, although their stronghold was the southeast. Likewise, Scotland and Wales were subdued into vassal states at about the same time, though Scotland later asserted its independence and Wales remained largely under the rule of independent native princes until the death of Llywelyn ap Gruffydd in 1282. The Exchequer was founded in the 12th century under King Henry I, and the first parliaments were convened. In 1215, after the loss of Normandy, King John signed the Magna Carta into law, limiting the power of English monarchs.
Iberia
A key geo-strategic development in the Iberian Peninsula was the Christian conquest of Toledo in 1085. Dominated by war, the societal structures and relations in the northern Christian kingdoms were subordinated to the demands of omnipresent military conflict. The territorial expansion of the northern Christian kingdoms to the south brought the creation of border societies, where military demands on knights and foot soldiers and the promotion of settlement were prioritized over potential seigneurial income; military orders also played an important role in the borderlands in the southern meseta. Agricultural models in areas with Mediterranean climate were generally based on biennial crop rotation. Despite population growth, agricultural output remained relatively rigid throughout the period; between the 10th and 13th centuries, migration southwards to exposed areas was incentivized by the possibility of enjoying privileges and acquiring properties. Conversely, the intensive agriculture-prevalent model in Muslim-ruled lands did not require territorial expansion. While Muslim lands enjoyed a certain demographic and financial edge, Almoravids and Almohads from northern Africa featured volatile state structures; barring (unsuccessful) attempts to take Toledo, they did not stand out for carrying out an expansionist policy.
Italy
In Italy, with the Norman conquest, the first great and powerful state was formed, the Kingdom of Sicily with hereditary monarchy. Subsequently joined to the Holy Roman Empire, it had its moment of maximum splendor with the emperor Frederick II.
In the rest of Italy, independent city states grew affluent on Eastern Mediterranean maritime trade. These were in particular the thalassocracies of Pisa, Amalfi, Genoa and Venice, which played a key role in European trade from then on, making these cities become major financial centers.
Scandinavia
From the mid-10th to the mid-11th centuries, the Scandinavian kingdoms were unified and Christianized, resulting in an end of Viking raids, and greater involvement in European politics. King Cnut of Denmark ruled over both England and Norway. After Cnut's death in 1035, England and Norway were both lost, and with the defeat of Valdemar II in 1227, Danish predominance in the region came to an end. Meanwhile, Norway extended its Atlantic possessions, ranging from Greenland to the Isle of Man, while Sweden, under Birger Jarl, built up a power-base in the Baltic Sea. However, the Norwegian influence started to decline already in the same period, marked by the Treaty of Perth of 1266. Also, civil wars raged in Norway between 1130 and 1240.
France and Germany
By the time of the High Middle Ages, the Carolingian Empire had been divided and replaced by separate successor kingdoms called France and Germany, although not with their modern boundaries. France pushed to the west. The Angevin Empire controlled much of France in the 12th century and early 13th century until the French retook much of their previous territory.
Germany
By the time of the High Middle Ages, the Carolingian Empire had been divided and replaced by separate successor kingdoms called France and Germany, although not with their modern boundaries. Germany was significantly more eastern. Germany was under the banner of the Holy Roman Empire, which reached its high-water mark of unity and political power under Kaiser Frederick Barbarossa.
Georgia
During the successful reign of King David IV of Georgia (1089–1125), the Kingdom of Georgia grew in strength and expelled the Seljuk Empire from its lands. David's decisive victory in the Battle of Didgori (1121) against the Seljuk Turks, as a result of which Georgia recaptured its lost capital Tbilisi, marked the beginning of the Georgian Golden Age. David's granddaughter Queen Tamar continued the upward rise, successfully neutralizing internal opposition and embarking on an energetic foreign policy aided by further decline of the hostile Seljuk Turks. Relying on a powerful military élite, Tamar was able to build on the successes of her predecessors to consolidate an empire which dominated vast lands spanning from present-day southern Russia on the Black Sea to the Caspian Sea. Georgia remained a leading regional power until its collapse under the Mongol attacks within two decades after Tamar's death.
Hungary
In the High Middle Ages, the Kingdom of Hungary (founded in 1000) became one of the most powerful medieval states in central Europe and Western Europe. King Saint Stephen I of Hungary introduced Christianity to the region; he is remembered by the contemporary chroniclers as a very religious monarch, with wide knowledge of Latin grammar, strict with his own people but kind to foreigners. He eradicated the remnants of the tribal organisation in the Kingdom and forced the people to sedentarize and adopt the Christian religion. He founded the Hungarian medieval state, organising it politically into counties using the Germanic system as a model.
The following monarchs usually kept a close relationship with Rome, such as Saint Ladislaus I of Hungary, and a tolerant attitude with the pagans that escaped to the Kingdom searching for sanctuary (for example Cumans in the 13th century), which eventually created certain discomfort for some Popes. By entering into Personal union with the Kingdom of Croatia and the establishment of other vassal states, Hungary became a small empire that extended its control over the Southeast Europe and the Carpathian region. During medieval times, the Hungarian royal house contributed the most saints to the Catholic Church .
Lithuania
During the High Middle Ages Lithuania emerged as a Duchy of Lithuania in the early 13th century, then briefly becoming the Kingdom of Lithuania from 1251 to 1263. After the assassination of its first Christian king Mindaugas Lithuania was known as Grand Duchy of Lithuania. Unconquered during the Lithuanian Crusade, Lithuania itself rapidly expanded to the East due to conquests and became one of the largest states in Europe.
Poland
In the mid-10th century Poland emerged as a duchy after Mieszko I, the ruler of the Polans, conquered the surrounding Lechitic tribes in the region. Then in 1025 under the rule of Bolesław I the Brave, Poland became a kingdom.
Southeast Europe
The High Middle Ages saw the height and decline of the Slavic state of Kievan Rus' and emergence of Cumania. Later, the Mongol invasion in the 13th century had a great impact on the east of Europe, as many countries of the region were invaded, pillaged, conquered or vassalized.
During the first half of this period (1185), Byzantine Empire dominated the Southeast Europe, and under the Komnenian emperors there was a revival of prosperity and urbanization; however, their domination of Southeast Europe was coming to an end with a successful Vlach-Bulgarian rebellion in 1185, and henceforth the region was divided between the Byzantines in Greece, some parts of Macedonia, and Thrace, the Bulgarians in Moesia and most of Thrace and Macedonia, and the Serbs to the northwest. Eastern and Western churches had formally split in the 11th century, and despite occasional periods of co-operation during the 12th century, in 1204 the Fourth Crusade treacherously captured Constantinople. This severely damaged the Byzantines, and their power was ultimately weakened by the Seljuks and the rising Ottoman Empire in the 14–15th century. The power of the Latin Empire, however, was short-lived after the Crusader army was routed by Bulgarian Emperor Kaloyan in the Battle of Adrianople (1205).
Climate and agriculture
The Medieval Warm Period, the period from the 10th century to about the 14th century in Europe, was a relatively warm and gentle interval ended by the generally colder Little Ice Age which would continue until the Middle of the 19th century. Farmers grew wheat well north into Scandinavia, and wine grapes in northern England, although the maximum expansion of vineyards appeared to occur within the Little Ice Age period. During this time, a high demand for wine and steady volume of alcohol consumption inspired a viticulture revolution of progress. The relative protection from famine during this time allowed Europe's population to increase, despite the famine in 1315 that killed 1.5 million people. This increased population contributed to the founding of new towns and an increase in industrial and economic activity during the period. They also established trade and a comprehensive production of alcohol. Food production also increased during this time as new ways of farming were introduced, including the use of a heavier plow, horses instead of oxen, and a three-field system that allowed the cultivation of a greater variety of crops than the earlier two-field system—notably legumes, the growth of which prevented the depletion of important nitrogen from the soil.
The rise of chivalry
During the High Middle Ages, the idea of a Christian warrior started to change as Christianity grew more prominent in Medieval Europe. The Codes of Chivalry promoted the ideal knight to be selfless, faithful, and fierce against those who threaten the weak. Household heavy cavalry (knights) became common in the 11th century across Europe, and tournaments were invented. Tournaments allowed knights to establish their family name while being able to gather vast wealth and renown through victories. In the 12th century, the Cluny monks promoted ethical warfare and inspired the formation of orders of chivalry, such as the Templar Knights. Inherited titles of nobility were established during this period. In 13th-century Germany, knighthood became another inheritable title, although one of the less prestigious, and the trend spread to other countries.
Religion
Christian Church
The East–West Schism of 1054 formally separated the Christian church into two parts: Roman Catholicism in Western Europe and Eastern Orthodoxy in the east. It occurred when Pope Leo IX and Patriarch Michael I excommunicated each other, mainly over disagreement over the filioque, an addition to the creed concerning the origin of the Holy Spirit, as well as disputes as to the existence of papal authority over the four Eastern patriarchs, use of unleavened bread in the liturgy, and fasting days.
Crusades
The Catholic Crusades occurred between the 11th and 13th centuries. They were conducted under papal authority, initially with the intent of reestablishing Christian rule in The Holy Land by taking the area from the Muslim Fatimid Caliphate. The Fatimids had captured Palestine in AD 970, lost it to the Seljuk Turks in 1073 and recaptured it in 1098, just before they lost it again in 1099 as a result of the First Crusade.
Military orders
In the context of the crusades, monastic military orders were founded that would become the template for the late medieval chivalric orders.
The Knights Templar were a Christian military order founded after the First Crusade to help protect Christian pilgrims from hostile locals and highway bandits. The order was deeply involved in banking, and in 1307 Philip the Fair (Philippine le Bel) had the entire order arrested in France and dismantled on charges of alleged heresy.
The Knights Hospitaller were originally a Christian organization founded in Jerusalem in 1080 to provide care for poor, sick, or injured pilgrims to the Holy Land. After Jerusalem was taken in the First Crusade, it became a religious/military order that was charged with the care and defence of the Crusader states. After the Holy Lands were eventually taken by Muslim forces, it moved its operations to Rhodes, and later Malta.
The Teutonic Knights were a German religious order formed in 1190, in the city of Acre, to aid Christian pilgrims on their way to the Holy Lands and to operate hospitals for the sick and injured in Outremer. After Muslim forces captured the Holy Lands, the order moved to Transylvania in 1211 and later, after being expelled, invaded pagan Prussia with the intention of Christianizing the Baltic region. Yet, both before and after the Order's main pagan opponent, Lithuania, converted to Christianity, the Order had already attacked other Christian nations such as Novgorod and Poland. The Teutonic Knights' power hold, which became considerable, was broken in 1410, at the Battle of Grunwald, where the Order suffered a devastating defeat against a joint Polish-Lithuanian army. After Grunwald, the Order declined in power until 1809 when it was officially dissolved. There were ten crusades in total.
Scholasticism
The new Christian method of learning was influenced by Anselm of Canterbury (1033–1109) from the rediscovery of the works of Aristotle, at first indirectly through Medieval Jewish and Muslim Philosophy (Maimonides, Avicenna, and Averroes) and then through Aristotle's own works brought back from Byzantine and Muslim libraries; and those whom he influenced, most notably Albertus Magnus, Bonaventure and Abélard. Many scholastics believed in empiricism and supporting Roman Catholic doctrines through secular study, reason, and logic. They opposed Christian mysticism, and the Platonist-Augustinian belief that the mind is an immaterial substance. The most famous of the scholastics was Thomas Aquinas (later declared a "Doctor of the Church"), who led the move away from the Platonic and Augustinian and towards Aristotelianism. Aquinas developed a philosophy of mind by writing that the mind was at birth a tabula rasa ("blank slate") that was given the ability to think and recognize forms or ideas through a divine spark. Other notable scholastics included Muhammad Averroes, Roscelin, Abélard, Peter Lombard, and Francisco Suárez. One of the main questions during this time was the problem of universals. Prominent opponents of various aspects of the scholastic mainstream included Duns Scotus, William of Ockham, Peter Damian, Bernard of Clairvaux, and the Victorines.
Golden age of monasticism
The late 11th century/early-mid 12th century was the height of the golden age of Christian monasticism (8th-12th centuries).
Benedictine Order – black-robed monks
Cistercian Order – white-robed monks
Bernard of Clairvaux
Mendicant orders
The 13th century saw the rise of the Mendicant orders such as the:
Franciscans (Friars Minor, commonly known as the Grey Friars), founded 1209
Carmelites (Hermits of the Blessed Virgin Mary of Carmel, commonly known as the White Friars), founded 1206–1214
Dominicans (Order of Preachers, commonly called the Black Friars), founded 1215
Augustinians (Hermits of St. Augustine, commonly called the Austin Friars), founded 1256
Heretical movements
Christian heresies existed in Europe before the 11th century but only in small numbers and of local character: in most cases, a rogue priest, or a village returning to pagan traditions. However, beginning in the 11th century, mass-movement heresies appeared. The roots of this can be partially sought in the rise of urban cities, free merchants, and a new money-based economy. The rural values of monasticism held little appeal to urban people who began to form sects more in tune with urban culture. The first large-scale heretical movements in Western Europe originated in the newly urbanized areas such as southern France and northern Italy and were probably influenced by the Bogomils and other dualist movements. These heresies were on a scale the Catholic Church had never seen before and as such the response was one of elimination for some (such as the Cathars). Some Catholic monastic leaders, such as Francis of Assisi, the founder of the Franciscans, had to be recognized directly by the Pope so as not to be confused with actual heretical movements such as the Waldensians.
Cathars
Catharism was a movement with Gnostic elements that originated around the middle of the 10th century, branded by the contemporary Roman Catholic Church as heretical. It existed throughout much of Western Europe, but its origination was in Languedoc and surrounding areas in southern France.
The name Cathar stems from Greek katharos, "pure". One of the first recorded uses is Eckbert von Schönau who wrote on heretics from Cologne in 1181: "Hos nostra Germania catharos appellat." ([In] our Germany [one] calls these [people] "Cathars".)
The Cathars are also called Albigensians. This name originates from the end of the 12th century, and was used by the chronicler Geoffroy du Breuil of Vigeois in 1181. The name refers to the southern town of Albi (the ancient Albiga). The designation is hardly exact, for the centre was at Toulouse and in the neighbouring districts.
The Albigensians were strong in southern France, northern Italy, and the southwestern Holy Roman Empire.
The Bogomils were strong in the Southeastern Europe, and became the official religion supported by the Bosnian kings.
Dualists believed that historical events were the result of struggle between a good (spiritual) force and an evil (material) force and that the world was of the evil force, though it could be controlled or defeated through asceticism and good works.
Albigensian Crusade, Simon de Montfort, Montségur, Château de Quéribus
Waldensians
Peter Waldo of Lyon was a wealthy merchant who gave up his riches around 1175 after a religious experience and became a preacher. He founded the Waldensians which became a Christian sect believing that all religious practices should have strictly scriptural bases. Waldo was denied the right to preach his sermons by the Third Lateran Council in 1179, which he did not obey and continued to speak freely until he was excommunicated in 1184. Waldo was critical of the Christian clergy saying they did not live according to the word. He rejected the practice of selling indulgences (simony), as well as the common saint cult practices of the day.
Waldensians are considered a forerunner to the Protestant Reformation, and they melted into Protestantism with the outbreak of the Reformation and became a part of the wider Reformed tradition after the views of John Calvin and his theological successors in Geneva proved very similar to their own theological thought. Waldensian churches still exist, located on several continents.
Trade and commerce
In Northern Europe, the Hanseatic League, a federation of free cities to advance trade by sea, was founded in the 12th century, with the foundation of the city of Lübeck, which would later dominate the League, in 1158–1159. Many northern cities of the Holy Roman Empire became Hanseatic cities, including Amsterdam, Cologne, Bremen, Hanover and Berlin. Hanseatic cities outside the Holy Roman Empire were, for instance, Bruges and the Polish city of Gdańsk (Danzig), as well as Königsberg, capital of the monastic state of the Teutonic Knights. In Bergen, Norway and Veliky Novgorod, Russia the league had factories and middlemen. In this period the Germans started colonising Europe beyond the Empire, into Prussia and Silesia.
In the late 13th century, a Venetian explorer named Marco Polo became one of the first Europeans to travel the Silk Road to China. Westerners became more aware of the Far East when Polo documented his travels in Il Milione. He was followed by numerous Christian missionaries to the East, such as William of Rubruck, Giovanni da Pian del Carpine, André de Longjumeau, Odoric of Pordenone, Giovanni de' Marignolli, Giovanni di Monte Corvino, and other travellers such as Niccolò de' Conti.
Science
Philosophical and scientific teaching of the Early Middle Ages was based upon few copies and commentaries of ancient Greek texts that remained in Western Europe after the collapse of the Western Roman Empire. Most of them were studied only in Latin as knowledge of Greek was very limited.
This scenario changed during the Renaissance of the 12th century. The intellectual revitalization of Europe started with the birth of medieval universities. The increased contact with the Islamic world in Spain and Sicily during the Reconquista, and the Byzantine world and Muslim Levant during the Crusades, allowed Europeans access to scientific Arabic and Greek texts, including the works of Aristotle, Alhazen, and Averroes. The European universities aided materially in the translation and propagation of these texts and started a new infrastructure which was needed for scientific communities.
At the beginning of the 13th century there were reasonably accurate Latin translations of the main works of almost all the intellectually crucial ancient authors, allowing a sound transfer of scientific ideas via both the universities and the monasteries. By then, the natural science contained in these texts began to be extended by notable scholastics such as Robert Grosseteste, Roger Bacon, Albertus Magnus and Duns Scotus. Precursors of the modern scientific method can be seen already in Grosseteste's emphasis on mathematics as a way to understand nature, and in the empirical approach admired by Bacon, particularly in his Opus Majus.
Technology
During the 12th and 13th century in Europe there was a radical change in the rate of new inventions, innovations in the ways of managing traditional means of production, and economic growth. In less than a century there were more inventions developed and applied usefully than in the previous thousand years of human history all over the globe. The period saw major technological advances, including the adoption or invention of windmills, watermills, printing (though not yet with movable type), gunpowder, the astrolabe, glasses, scissors of the modern shape, a better clock, and greatly improved ships. The latter two advances made possible the dawn of the Age of Discovery. These inventions were influenced by foreign culture and society.
Alfred W. Crosby described some of this technological revolution in The Measure of Reality: Quantification in Western Europe, 1250-1600 and other major historians of technology have also noted it.
The earliest written record of a windmill is from Yorkshire, England, dated 1185.
Paper manufacture began in Italy around 1270.
The spinning wheel was brought to Europe (probably from India) in the 13th century.
The magnetic compass aided navigation, first reaching Europe some time in the late 12th century.
Eye glasses were invented in Italy in the late 1280s.
The astrolabe returned to Europe via Islamic Spain.
Fibonacci introduces Hindu-Arabic numerals to Europe with his book Liber Abaci in 1202.
The West's oldest known depiction of a stern-mounted rudder can be found on church carvings dating to around 1180.
Arts
Visual arts
Art in the High Middle Ages includes these important movements:
Anglo-Saxon art was influential on the British Isles until the Norman Invasion of 1066
Romanesque art continued traditions from the Classical world (not to be confused with Romanesque architecture)
Gothic art developed a distinct Germanic flavor (not to be confused with Gothic architecture).
Indo-Islamic architecture begins when Muhammad of Ghor made Delhi a Muslim capital
Byzantine art continued earlier Byzantine traditions, influencing much of Eastern Europe.
Illuminated manuscripts gained prominence both in the Catholic and Orthodox churches
Architecture
Gothic architecture superseded the Romanesque style by combining flying buttresses, gothic (or pointed) arches and ribbed vaults. It was influenced by the spiritual background of the time, being religious in essence: thin horizontal lines and grates made the building strive towards the sky. Architecture was made to appear light and weightless, as opposed to the dark and bulky forms of the previous Romanesque style. It was commonly thought that light was an expression of God; therefore, architectural techniques were adapted and developed to build churches that reflected this teaching. Colorful glass windows enhanced the spirit of lightness. As color was much rarer at medieval times than today, it can be assumed that these virtuoso works of art had an awe-inspiring impact on the common man from the street. High-rising intricate ribbed, and later fan vaultings demonstrated movement toward heaven. Veneration of God was also expressed by the relatively large size of these buildings. A gothic cathedral therefore not only invited the visitors to elevate themselves spiritually, it was also meant to demonstrate the greatness of God. The floor plan of a gothic cathedral corresponded to the rules of scholasticism: According to Erwin Panofsky's Gothic Architecture and Scholasticism, the plan was divided into sections and uniform subsections. These characteristics are exhibited by the most famous sacral building of the time: Notre Dame de Paris.
Literature
A variety of cultures influenced the literature of the High Middle Ages, one of the strongest among them being Christianity. The connection to Christianity was greatest in Latin literature, which influenced the vernacular languages in the literary cycle of the Matter of Rome. Other literary cycles, or interrelated groups of stories, included the Matter of France (stories about Charlemagne and his court), the Acritic songs dealing with the chivalry of Byzantium's frontiersmen, and perhaps the best known cycle, the Matter of Britain, which featured tales about King Arthur, his court, and related stories from Brittany, Cornwall, Wales and Ireland. An anonymous German poet tried to bring the Germanic myths from the Migration Period to the level of the French and British epics, producing the Nibelungenlied. There was also a quantity of poetry and historical writings which were written during this period, such as Historia Regum Britanniae by Geoffrey of Monmouth.
Despite political decline during the late 12th and much of the 13th centuries, the Byzantine scholarly tradition remained particularly fruitful over the time period. One of the most prominent philosophers of the 11th century, Michael Psellos, reinvigorated Neoplatonism on Christian foundations and bolstered the study of ancient philosophical texts, along with contributing to history, grammar, and rhetorics. His pupil and successor at the head of Philosophy at the University of Constantinople Ioannes Italos continued the Platonic line in Byzantine thought and was criticized by the Church for holding opinions it considered heretical, such as the doctrine of transmigration. Two Orthodox theologians important in the dialogue between the eastern and western churches were Nikephoros Blemmydes and Maximus Planudes. Byzantine historical tradition also flourished with the works of the brothers Niketas and Michael Choniates in the beginning of the 13th century and George Akropolites a generation later. Dating from 12th century Byzantine Empire is also Timarion, an Orthodox Christian anticipation of Divine Comedy. Around the same time the so-called Byzantine novel rose in popularity with its synthesis of ancient pagan and contemporaneous Christian themes.
At the same time southern France gave birth to Occitan literature, which is best known for troubadours who sang of courtly love. It included elements from Latin literature and Arab-influenced Spain and North Africa. Later its influence spread to several cultures in Western Europe, notably in Portugal and the Minnesänger in Germany. Provençal literature also reached Sicily and Northern Italy laying the foundation of the "sweet new style" of Dante and later Petrarca. Indeed, the most important poem of the Late Middle Ages, the allegorical Divine Comedy, is to a large degree a product of both the theology of Thomas Aquinas and the largely secular Occitan literature.
Music
The surviving music of the High Middle Ages is primarily religious in nature, since music notation developed in religious institutions, and the application of notation to secular music was a later development. Early in the period, Gregorian chant was the dominant form of church music; other forms, beginning with organum, and later including clausulae, conductus, and the motet, developed using the chant as source material.
During the 11th century, Guido of Arezzo was one of the first to develop musical notation, which made it easier for singers to remember Gregorian chants.
It was during the 12th and 13th centuries that Gregorian plainchant gave birth to polyphony, which appeared in the works of French Notre Dame School (Léonin and Pérotin). Later it evolved into the ars nova (Philippe de Vitry, Guillaume de Machaut) and the musical genres of late Middle Ages. An important composer during the 12th century was the nun Hildegard of Bingen.
The most significant secular movement was that of the troubadours, who arose in Occitania (Southern France) in the late 11th century. The troubadours were often itinerant, came from all classes of society, and wrote songs on a variety of topics, though with a particular focus on courtly love. Their style went on to influence the trouvères of northern France, the minnesingers of Germany, and the composers of secular music of the Trecento in northern Italy.
Theatre
Economic and political changes in the High Middle Ages led to the formation of guilds and the growth of towns, and this would lead to significant changes for theatre starting in this time and continuing into the Late Middle Ages. Trade guilds began to perform plays, usually religiously based, and often dealing with a biblical story that referenced their profession. For instance, a baker's guild would perform a reenactment of the Last Supper. In the British Isles, plays were produced in some 127 different towns during the Middle Ages. These vernacular Mystery plays were written in cycles of a large number of plays: York (48 plays), Chester (24), Wakefield (32) and Unknown (42). A larger number of plays survive from France and Germany in this period and some type of religious dramas were performed in nearly every European country in the Late Middle Ages. Many of these plays contained comedy, devils, villains and clowns.
There were also a number of secular performances staged in the Middle Ages, the earliest of which is The Play of the Greenwood by Adam de la Halle in 1276. It contains satirical scenes and folk material such as faeries and other supernatural occurrences. Farces also rose dramatically in popularity after the 13th century. The majority of these plays come from France and Germany and are similar in tone and form, emphasizing sex and bodily excretions.
Timeline
1054 – East–West Schism
1066 – Battle of Hastings
1073–1085 – Pope Gregory VII
1071 – Battle of Manzikert
1077 – Henry IV's Walk to Canossa
1086 – Domesday Book
1086 – Battle of az-Zallaqah
1088 – University of Bologna founded
1091 – Battle of Levounion
1096 – University of Oxford founded
1096–1099 – First Crusade
1123 – First Lateran Council
1139 – Second Lateran Council
1145–1149 – Second Crusade
1147 – Wendish Crusade
– University of Paris founded
1155–1190 – Frederick I Barbarossa
1159 – foundation of the Hanseatic League
1169 – Norman invasion of Ireland
1185 – reestablishment of the Bulgarian Empire
1189–1192 – Third Crusade
1200–1204 – Fourth Crusade
1205 – Battle of Adrianople
1209 – University of Cambridge founded
1209 – foundation of the Franciscan Order
1209–1229 – Albigensian Crusade
1212 – Battle of Las Navas de Tolosa
1214 - Battle of Bouvines - Medieval France is a rising power
1215 – Magna Carta
1216 – recognition of the Dominican Order
1215 – Fourth Lateran Council
1217–1221 – Fifth Crusade
1218 – University of Salamanca founded
1220–1250 – Frederick II
1222 – University of Padua founded
1223 – approval of the Franciscan Rule of Life
1228–1229 – Sixth Crusade
1230 – Prussian Crusade
1230 – Battle of Klokotnitsa
1237–1242 – Mongol invasion of Europe
1241 – Battle of Legnica and Battle of Mohi
1242 – Battle of the Ice
1248–1254 – Seventh Crusade
1257 – foundation of the Collège de Sorbonne
1261 – the Byzantine Empire reconquers Constantinople.
1274 – death of Thomas Aquinas; Summa Theologica published
1277-1280 – Uprising of Ivaylo – Medieval Europe's only successful peasant uprising
1280 – death of Albertus Magnus
1291 – Acre, the last European outpost in the Near East, is captured by the Mamluks under Khalil.
See also
Early Middle Ages
Late Middle Ages
Middle Ages
Gothic book illustration
Notes
Works cited
Further reading
Fuhrmann, Horst. Germany in the High Middle Ages: c. 1050–1200 (Cambridge UP, 1986).
Jordan, William C. Europe in the High Middle Ages (2nd ed. Penguin, 2004).
Mundy, John H. Europe in the High Middle Ages, 1150–1309 (2014) – online
Power, Daniel, ed. The Central Middle Ages: Europe 950–1320 (Oxford UP, 2006).
External links
Music of the Middle Ages: 475–1500
Middle Ages: The High Middle Ages in the Columbia Encyclopedia at Infoplease
Provençal literature in the Columbia Encyclopedia at Infoplease
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1st millennium | The first millennium of the anno Domini or Common Era was a millennium spanning the years 1 to 1000 (1st to 10th centuries; in astronomy: JD – ). The world population rose more slowly than during the preceding millennium, from about 200 million in the year 1 to about 300 million in the year 1000.
In Western Eurasia (Europe and Near East), the first millennium was a time of great transition from Classical Antiquity to the Middle Ages. The 1st century saw the peak of the Roman Empire, followed by its gradual decline during the period of Late Antiquity, the rise of Christianity and the Great Migrations. The second half of the millennium is characterized as the Early Middle Ages in Europe, and marked by the Viking expansion in the west, and the continuation of the Byzantine Empire (Eastern Roman Empire) in the east.
In East Asia, the first millennium was also a time of great cultural advances, notably the spread of Buddhism to East Asia. In China, the Han dynasty is replaced by the Jin dynasty and later the Tang dynasty until the 10th century sees renewed fragmentation in the Five Dynasties and Ten Kingdoms period. In Japan, a sharp increase in population followed when farmers' use of iron tools increased their productivity and crop yields. The Yamato court was established. The North Indian subcontinent was divided among numerous kingdoms throughout the first millennium, until the formation of the Gupta Empire. Islam expanded rapidly from Arabia to western Asia, India, North Africa and the Iberian Peninsula, culminating in the Islamic Golden Age (700–1200).
In Mesoamerica, the first millennium was a period of enormous growth known as the Classic Era (200–900). Teotihuacan grew into a metropolis and its empire dominated Mesoamerica. In South America, pre-Incan, coastal cultures flourished, producing impressive metalwork and some of the finest pottery seen in the ancient world.
In North America, the Mississippian culture rose at the end of the millennium in the Mississippi and Ohio river valleys. Numerous cities were built; Cahokia, the largest, was based in present-day Illinois. The construction of Monks Mound at Cahokia was begun in 900–950.
In Sub-Saharan Africa, the Bantu expansion reaches Southern Africa by about the 5th century.
The trans Saharan slave trade spans the Sahara and the Swahili coast by the 9th century.
Civilizations, kingdoms and dynasties
Events
The events in this section are organized according to the United Nations geoscheme
Inventions, discoveries, introductions
Centuries and decades
References
Millennia | 0.788706 | 0.995756 | 0.785358 |
Diachrony and synchrony | Synchrony and diachrony are two complementary viewpoints in linguistic analysis. A synchronic approach (from "together" and "time") considers a language at a moment in time without taking its history into account. Synchronic linguistics aims at describing a language at a specific point of time, often the present. In contrast, a diachronic (from "through" and "time") approach, as in historical linguistics, considers the development and evolution of a language through history.
For example, the study of Middle English—when the subject is temporally limited to a sufficiently homogeneous form—is synchronic focusing on understanding how a given stage in the history of English functions as a whole. The diachronic approach, by contrast, studies language change by comparing the different stages. This latter approach is what surface analysis often relies on, as a given composition may not have appeared synchronously in history. The terms synchrony and diachrony are often associated with historical linguist Ferdinand de Saussure, who considered the synchronic perspective as systematic but argued that language change is too unpredictable to be considered a system.
Conceptual development
The concepts were theorized by the Swiss linguist Ferdinand de Saussure, professor of general linguistics in Geneva from 1896 to 1911, and appeared in writing in his posthumous Course in General Linguistics published in 1916.
Saussure's teachers in historical-comparative and reconstructive linguistics such as Georg Curtius advocated the neo-grammarian manifesto according to which linguistic change is based on absolute laws. Thus, it was argued that ancient languages without surviving data could be reconstructed limitlessly after the discovery of such laws. In contradiction to his predecessors, Saussure demonstrated with multiple examples in his Course that such alleged laws are too unreliable to allow reconstructions far beyond the empirical data. Therefore, in Saussure's view, language change (diachrony) does not form a system. By contrast, each synchronic stage is held together by a systemic equilibrium based on the interconnectedness of meaning and form. To understand why a language has the forms it has at a given stage, both the diachronic and the synchronic dimension must be considered.
Saussure likewise rejected the idea of the Darwinian linguists August Schleicher and Max Müller, who considered languages as living organisms arguing that linguistics belongs to life sciences. Saussure illustrates the historical development of languages by way of his distinction between the synchronic and the diachronic perspective employing a metaphor of moving pictures. Even though objects on film appear to be moving, at a closer inspection, this turns out to be an illusion because each picture is static ('synchronic') and there is nothing between the pictures except a lifeless frame. In a similar manner, the "life" of language—simply language change—consists of a series of static points, which are physically independent of the previous stage. In such a context, Saussure warns against the confusion of synchrony and diachrony expressing his concern that these could be not studied simultaneously.
Following the posthumous publication of Saussure's Course, the separation of synchronic and diachronic linguistics became controversial and was rejected by structural linguists including Roman Jakobson and André Martinet, but was well-received by the generative grammarians, who considered Saussure's statement as an overall rejection of the historical-comparative method. In American linguistics, Saussure became regarded as an opponent of historical linguistics. In 1979, Joseph Greenberg stated
"One of the major developments of the last decade or so in linguistics has been a revived and apparently still expanding interest in historical linguistics (..) As a minimum, the strict separation of synchronic and diachronic studies—envisaged by Saussure, but never absolute in practice—is now widely rejected."
By contrast, Mark Aronoff argues that Saussure rooted linguistic theory in synchronic states rather than diachrony breaking a 19th-century tradition of evolutionary explanation in linguistics.
A dualistic opposition between synchrony and diachrony has been carried over into philosophy and sociology, for instance by Roland Barthes and Jean-Paul Sartre. Jacques Lacan also used it for psychoanalysis. Prior to de Saussure, many similar concepts were also developed independently by Polish linguists Jan Baudouin de Courtenay and Mikołaj Kruszewski of the Kazan School, who used the terms statics and dynamics of language.
In 1970 Eugenio Coșeriu, revisiting De Saussure's synchrony and diachrony distinction in the description of language, coined the terms diatopic, diastratic and diaphasic to describe linguistic variation.
References
Further reading
Linguistics terminology
Ferdinand de Saussure
Dichotomies | 0.790058 | 0.993826 | 0.78518 |
High modernism | High modernism (also known as high modernity) is a form of modernity, characterized by an unfaltering confidence in science and technology as means to reorder the social and natural world. The high modernist movement was particularly prevalent during the Cold War, especially in the late 1950s and 1960s.
Definition
High modernity is distinguished by the following characteristics:
Strong confidence in the potential for scientific and technological progress, including a reliance on the expertise of scientists, engineers, bureaucrats and other intellectuals.
Attempts to master nature (including human nature) to meet human needs.
An emphasis on rendering complex environments or concepts (such as old cities or social dynamics) legible, most often through spatial ordering (for example, city planning on a grid).
Disregard for historical, geographical and social context in development.
Relation to modernity
Modernity relates to the modern era and the aesthetic qualities of modernism; however, modernity refers specifically to the social conditions and relations that arise out of the modern period, usually as a result of capitalism and industrialization. Thus, modernity can be understood as the state of society during and following the process of modernization.
Modernity and high modernity are concerned with human progress and the potential of human intervention to bring about positive change in the structure of society; however, high modernity's visions of societal change rely on the expertise of intellectuals and scientific innovation, making high modernity a more elitist project than its predecessor.
Both concepts operate on an ambiguous understanding of what the final stage of societal progress will entail. While modernity is retrospective in its prescriptions for the future and promotes organic growth, high modernity advocates a complete transformation of existing conditions and the creation of a blank slate. This break from the historical and geographical contexts of places often results in the application of standardized models to a variety of locations, often with socially disruptive consequences (see examples below).
Modernity and modernization are associated with capitalist and industrial development, and emphasize the increased movement of goods, people, capital and information (see Globalization). This emphasis on economic freedom and capitalism is accompanied by the decline of traditional forms of society and the rise of the nation-state. In contrast, high modernism transcends traditional political ideological divisions in its reordering of society towards a utopian ideal as such ideal societies are highly subjective across the political spectrum. Furthermore, projects characteristic of high modernity are best enacted under conditions of authoritarian and technocratic rule, as populations are more easily controlled and changed.
Historical precedents
Despite its name, high modernism is not an exclusively modern phenomenon. One of the first manifestations of high modernism appeared in urban planning. In the 5th century BC, the Greek philosopher Hippodamus proposed the grid plan in urban planning, and implemented the grid plan in construction of Piraeus (the port of Athens), which has remained largely unchanged to this day.
Notably, our main source on Hippodamus is Aristotle, who criticized his grid plan in Politics II.8. Thus, criticism of high modernism also has a long history.
The Industrial Revolution was a major impetus of high modernism. In industrial production, standardization is necessary for economies of scale, and standardization necessarily increases legibility and homogenizes local context. The drive to standardization can be seen in Henry Ford's quote concerning consumer choice of Ford Model T: "You can have any color you want so long as it's black."
The high modernist method of governance has also been practiced in the East Asian cultural sphere for millennia. It originated in Legalism, which was adopted by the Qin dynasty (221 BC–206 BC). The Qin dynasty undertook massive standardization projects for the entire country, including measurement standards, currency, writing system, institution of a bureaucracy (replacing feudalism of the Zhou dynasty), and more practical details, such as the length of chariot axles. More controversially, the Qin dynasty also unified philosophy, with the promotion of Legalism and suppression of all other philosophies.
Although the brutality of the Qin regime contributed to its rapid collapse, the outcomes of its unification projects remained largely intact throughout history. The unification of philosophy remained intact too, but with Confucianism replacing Legalism.
The grid plan is a common motif in Chinese and Japanese capitals, which is visible in the maps of Chang'an, Beijing, and Heian-kyō.
Modernization and development
Standardized legal names
Throughout most of human history, the act of naming is a local and informal affair. For example, the local names of geographical features depend critically on how they appear to the local people. The towns of Durham and Guilford in the state of Connecticut are connected by a road, which those who live in Durham call the “Guilford Road,” while those living in Guilford call it the “Durham Road.” The same informality and a focus on use over uniformity characterizes personal naming. For example, around the year 1700 in England, a mere eight given names accounted for nearly ninety percent of the total male population [John, Edward, William, Henry, Charles, James, Richard, Robert]. This did not pose a problem to local people, who would add informal by-names for disambiguation (“John-the-miller,” “John-the shepherd”). Furthermore, a personal name can change over time, as a person takes on new traits and loses old traits. It could also be different in different contexts, such as with nicknames, stage names, etc.
With modern state-building, the problem of illegible naming became acute. Consequently, a common naming system of Patronymic surname was promoted at the expense of informal local naming systems. Whereas in Europe, patronymy was the exception in 14th century, it became the norm in 19th century. This process reached its logical conclusion with the national identification number, which allows unique identification of any citizen across their entire lifespan. It is purely a naming system for the state administration, completely devoid of any personal or local meaning.
This state-sponsored standardization apparatus is clearly visible in Iceland, where the Icelandic Naming Committee maintains an official list of approved Icelandic given names.
Modernist housing
Modernist architecture is an architecture style based on modern construction materials, particularly glass, steel, and reinforced concrete, and the idea that form should follow function (functionalism). When applied to architecture intended for human residence, it is called modernist housing.
The main proponent of architectural modernism, Le Corbusier, designed the Unité d'habitation residential housing principle, and implemented it first in La Cité Radieuse, Marseille, completed in 1952. With 337 apartments of 23 different layouts, over 12 stories, all suspended on large pilotis, it remains popular and in use to this day. In 2016, it was added to the UNESCO World Heritage List for its importance to the development of modernist architecture.
Modernist housing has been implemented extensively in the form of high-rise apartment buildings in Asian cities with high urban densities. Two illustrative examples are Hong Kong and Singapore. In Hong Kong in the year 2020, 2.1 million residents were in public housing, which is 28% of the total population. In terms of households, 0.8 million households were in public housing, which is 43% of all households.
In Singapore, public housing is administered by the Housing and Development Board, first formed in 1960. While its original mission was to build cheap flats for the poor, it later expanded its mission to plan and develop public housing for all Singapore residents. In the year 2020, 78.7% residents live in public housing, decreasing from a high of 88.0% in 2000. There was a concurrent rise in residents living private condominiums and other kinds of apartments, from 6.5% to 16.0%. The rest 5% live in "landed properties", a proportion that remained stable since 2000.
Despite its origin in the west, modernist housing projects have met with far less success in Western countries. The most iconic failure is the Pruitt–Igoe housing project, a housing complex of 33 buildings, of 11 stories each, first occupied in 1954. Living conditions rapidly deteriorated, and it was demolished in 1972. It came to become a symbol of the failures of urban renewal, public-policy planning and public housing. Some, such as the architectural historian Charles Jencks, and journalist Tom Wolfe, argued that it demonstrated the error of architectural modernism itself.
These claims are problematized both by the long-term functioning of modernist housing projects outside of the United States, as well as by multiple counter-narratives developed within, such as explaining that the tenant selection process selected people unprepared for urban living, or that the geometry of design precluded the direct surveillance for preventing crime. The legacy of Pruitt–Igoe remains contested, both between architects concerning the benefits and faults of architectural modernism, and between general political observers concerning the benefits and faults of public housing, or high modernism in general.
Development in the Soviet Union
Despite the strong association of modernization with Western society, high modernism also found purchase in the Soviet Party, under Nikita Khrushchev. Following the death of Joseph Stalin, Khrushchev retooled Soviet policy to include most of the ideas of Western high modernity with socialist undertones, emphasizing the role of science in providing progress without exploitation or social inequity. It social sphere it went further as to aspirations to reconstruct the whole human society and formation of New Soviet Man. Both the Soviet Union and the United States viewed the modernization of the developing world as a way to expand their respective spheres of influence and create new economic markets; however, it was the Soviet Union and other autocratic regimes during this period that adopted high modernism as the optimal vision to bring about modernization.
Development in the third world
Geographer Peter J. Taylor argues that high modernism is predicated upon a false optimism in the transformative power of science and technology contributed to confusion in the modernization process, especially in the case of third world countries striving to develop according to Western principles of modernization.
Following the successes of the Marshall Plan in Europe, economists turned their attention towards development in the Third World in the aftermath of the Second World War. Contemporary development theory stressed the necessity of capital accumulation and modernization in order for underdeveloped countries in Asia, Africa and Latin America to 'catch up' to the developed Western nations. Post-World War II development schemes were problematized by a focus on economy (ignoring the political, social and institutional impediments to growth), as well as its assumption that conditions in developing countries were the same as those in Europe that experienced success under the Marshall Plan. Modernization theory built upon previous ideas of sociocultural evolution from the previous century, constructing a global hierarchy based on economic development. In this worldview, Western countries were the most developed, while the rest of the world (particularly countries that had just experienced decolonization) still possessed traditional, pre-modern economies. In order to advance beyond this traditional state, the third world would therefore need to emulate developed Western countries, through optimistic social engineering endeavours.
The overwhelming enthusiasm for the power of science and technology to manage the human and natural world encouraged regimes to attempt monumental development projects that would rapidly catapult developing countries into Western-style development. High modernism emphasized spatial order as rational design; by standardizing, simplifying and ordering physical space, otherwise complex concepts or entities could be made legible and more easily controlled, including economies.
Brasília
During the first half of the twentieth century, Brazil was a primarily agricultural nation that was economically reliant on the United States. Beginning in the 1950s, Brazilian elites sought to reinvent Brazil's economy through import substitution industrialization. The modernization of the Brazilian economy was also accompanied by grand designs to improve education, culture, health care, transportation systems, community organization, property distribution, and administration in order to spark a new sense of national agency in the population.
Part of this grand vision for Brazil's future was the relocation of the nation's capital from the coastal Rio de Janeiro to a new inland site named Brasília. Essentially located in the wilderness, Brasília was to be a “single-function, strictly administrative capital,” says political scientist and anthropologist James C. Scott. Here, long-considered plans for a new capital were finally able to come to fruition thanks to global enthusiasm for the potential of technology. Brasília's massive scale, rational design and cultural offerings, all built from the ground up in the forests of Brazil made it the ultimate manifestation of high modernity. The project's chief architect, Oscar Niemeyer, was strongly influenced by Soviet high modernism in his prescriptions for the new capital as the Soviet Union began to slowly open up to the rest of the world in a new period of internationalism. Despite the cultural and ideological differences of the two countries, both shared common ground in their determination to modernize, strong state authority and a strong belief in the doctrine of high modernity.
The new Brazilian capital was completed in under four years and was presented to the world upon its completion in 1960 as the epitome of urban modernism. The city was planned as a manifestation of Brazil's future as a modern, industrialized power, creating a completely new city that would then create a new society. Based on the master plans of the Congrès International d’Architecture Moderne (CIAM), Brasília's urban space was oriented around mobility, uniformity and functionality, achieved through the elimination of corridor streets (seen as the source of disease and criminality) and the creation of indistinguishable residence sectors based on occupation, known as ‘’superquadra’’.
Total state control of development was critical to the creation of utopian high modernist cities by the CIAM, as it prevented conflict between the planned ideal society and the incoherence of imposing this model on existing conditions.
Following the completion of the city, it became apparent that Brasília’s high modernist design had overlooked the complexities of urban space and had overestimated the ability of functional, rational design to improve socio-political order. Planners’ focus on orienting mobility in the city around automobile traffic had eliminated the street as a place for public gathering; the removal of street corners in favour of cul-de-sacs and open space (punctuated by monumental sculptural and architectural forms like the Cathedral of Brasília and the National Congress Building) discouraged pedestrian traffic, traditional social networking and organic growth of public space. The organization of Brasília's settlement similarly restricted social space by collectivizing residents according to their occupation in the ‘’superquadra’’, transforming the private sphere of the home into a space where the individual was ‘symbolically minimized.’ While these ‘’superquadra’’ featured their own educational, entertainment, recreational and retail facilities to meet any perceivable need of the city’s residents, these perceived needs were based on European models from CIAM and architect Le Corbusier. Furthermore, the aesthetic monotony and scale of the city’s built environment created feelings of isolation, forced conformity and disorientation among residents; there also existed a stark contrast between the wealthier residents living in the centre of the city and the poorer residents situated along the city’s margins.
Inuit and the Canadian military
State reliance on high modernity to control human populations during the Cold War was not limited to the US. In Canada, the construction of the Distant Early Warning Line increased Euro-Canadian activity in the north, disrupting the traditional lifestyle of local Inuit populations and the arctic landscape in the process. Prime Minister John Diefenbaker's promise to build "a nation in the [north] ... patterned on our way of life" resulted in towns and houses patterned on southern Canadian models that ignored the cultural and geographical context of the Arctic.
The newly constructed towns of Frobisher Bay and Inuvik were ambitiously designed by federal officials to overcome the previously 'uninhabitable' arctic environment and rapidly incorporate the Inuit into the modern age; however, the disregard for the local conditions and opinions of northerners resulted in spatial segregation of Inuit and military personnel in the two towns. In pursuit of a modernized, self-sufficient northern settlement, state-led projects to stabilize the nomadic Inuit in towns disrupted native resource-based economies and contributed to spatial segregation, social inequity, health problems and cultural dislocation.
In the arts
Visual arts and music
Cultural critic Bram Dijkstra criticizes "high modernism" as an austere, abstract, and anti-humanist vision of modernism:
Much of the post-WWII high modernism in America and the rest of the western world is antihumanist, hostile to notions of community, of any form of humanism. It becomes about the lack of meaning, the need to create our own significance out of nothing. The highest level of significance, that of the elite, becomes abstraction. So the concept of the evolutionary elite arises again, deliberately excluding those who 'haven't evolved.'
High modernism is exemplified in the writings of Clement Greenberg, who described an opposition between "avant-garde" art and "kitsch" in his essay Avant-Garde and Kitsch. Composer Milton Babbitt's well-known essay "Who Cares if You Listen" describes "efficiency", an increase in "the number of functions associated with each component", "a high degree of contextuality and autonomy", and an "extension of the methods of other musics" as being among the traits possessed by contemporary serious music, though the words "modernism" and "modernist" do not occur in the article, and "modern" occurs only in a quotation with reference to Beethoven and Tchaikovsky.
Literature
The term "high modernism" as used in literary criticism generally lacks the pejorative connotations it has in other contexts. High literary modernism, on the contrary, is generally used to describe a subgenre of literary modernism, and generally encompasses works published between the end of the First World War and the beginning of the Second. Regardless of the specific year it was produced, high modernism is characterized primarily by a complete and unambiguous embrace of what Andreas Huyssen calls the "Great Divide". That is, it believes that there is a clear distinction between capital-A Art and mass culture, and it places itself firmly on the side of Art and in opposition to popular or mass culture. (Postmodernism, according to Huyssen, may be defined precisely by its rejection of this distinction.)
See also
Chinese economic reform
High culture
High Middle Ages, a periodization correspondent to high modernity
Fordism
Manifest Destiny
New Frontier
Scientism
Technocentrism
Technological utopianism
Techno-progressivism
Progress
United States in the 1950s
References
Modernism
1950s in art
1960s in art
1950s in the United States
1960s in the United States | 0.797128 | 0.984858 | 0.785057 |
Whig history | Whig history (or Whig historiography) is an approach to historiography that presents history as a journey from an oppressive and benighted past to a "glorious present". The present described is generally one with modern forms of liberal democracy and constitutional monarchy: it was originally a term for the metanarratives praising Britain's adoption of constitutional monarchy and the historical development of the Westminster system. The term has also been applied widely in historical disciplines outside of British history (e.g. in the history of science) to describe "any subjection of history to what is essentially a teleological view of the historical process". When the term is used in contexts other than British history, "whig history" (lowercase) is preferred.
In the British context, whig historians emphasize the rise of constitutional government, personal freedoms and scientific progress. The term is often applied generally (and pejoratively) to histories that present the past as the inexorable march of progress towards enlightenment. The term is also used extensively in the history of science to refer to historiography that focuses on the successful chains of theories and experiments that led to present-day theories, while ignoring failed theories and dead ends.
Whig history laid the groundwork for modernization theory and the resulting deployment of development aid around the world after World War II, which has sometimes been criticized as destructive to its recipients.
Terminology
The British historian Herbert Butterfield used the term "Whig history" in his short but influential book The Whig Interpretation of History (1931). It takes its name from the British Whigs, advocates of the power of Parliament, who opposed the Tories, advocates of the power of the king.
Butterfield's usage of the term was not in relation to the British or American Whig parties or Whiggism, but rather took aim at "the nineteenth-century school of historiography that praised all progress and habitually associated Protestantism with liberal views of liberty". The terms "whig" and "whiggish" are now used broadly, becoming "universal descriptors for all progressive narratives".
When H. A. L. Fisher in 1928 gave a Raleigh lecture, he implied that the "whig historians" really were Whigs (i.e. associated with the Whig party or its Liberal successor) and had written centrist histories that were "good history despite their enthusiasm for Gladstonian or Liberal Unionist causes"; on introduction the term was mostly approbatory, unlike Butterfield's later use, since Fisher applauded Macaulay's "instructive and illuminating" history. By the time Butterfield wrote his Whig Interpretation, he may have been beating a dead horse: P. B. M. Blaas, in his 1978 book Continuity and Anachronism, argued that whig history itself had lost all vitality by 1914. Subsequent generations of academic historians have rejected Whig history because of its presentist and teleological assumption that history is driving toward some sort of goal.
The Whig Interpretation of History
Butterfield's purpose with writing his 1931 book was to criticise oversimplified narratives (or "abridgements") which interpreted past events in terms of the present for the purposes of achieving "drama and apparent moral clarity". Butterfield especially noted:
Butterfield argued that this approach to history compromised the work of the historian in several ways. The emphasis on the inevitability of progress leads to the mistaken belief that the progressive sequence of events becomes "a line of causation", tempting the historian to go no further to investigate the causes of historical change. The focus on the present as the goal of historical change leads the historian to a special kind of "abridgement", selecting only those events that seem important from the present point of view.
He also criticised it for modernising the past: "the result [of whig history] is that to many of us [historical figures] seem much more modern than they really were, and even when we have corrected this impression by closer study we find it difficult to keep in mind the differences between their world and ours".
Whig history is also criticised as having an overly dualist view with heroes on the side of liberty and freedom against traditionalist villains opposing the inevitability of progress. It also casts an overly negative view of opposing parties to heroes described, taking such parties "to have contributed nothing to the making of the present" and at worst converting them into a "dummy that acts as a better foil to the grand whig virtues". Butterfield illustrated this by criticising views of Martin Luther and the Reformation which "are inclined to write sometimes as though Protestantism in itself was somehow constituted to assist [the process of secularisation]" and misconceptions that the British constitution was created by Whigs opposed by Tories rather than created by compromise and interplay mediated by then-political contingencies.
He also felt that whig history viewed the world in terms of a morality play: that "[the whig historian imagines himself] inconclusive unless he can give a verdict; and studying Protestant and Catholic in the 16th century he feels that loose threads are still left hanging unless he can show which party was in the right".
Butterfield instead advances a view of history stressing the accidental and contingent nature of events rather than some kind of inevitable and structural shift. Moreover, he called upon historians "to evoke a certain sensibility towards the past, the sensibility which studies the past 'for the sake of the past', which delights in the concrete and the complex, which 'goes out to meet the past', which searches for 'unlikenesses between past and present.
A decade later however, if under wartime pressure from the Second World War, Butterfield would note of the Whig interpretation that "whatever it may have done to our history, it has had a wonderful effect on our politics....In every Englishman there is hidden something of a whig that seems to tug at the heart-strings".
Subsequent views
Butterfield's formulation has subsequently received much attention and the kind of historical writing he argued against in generalized terms is no longer academically respectable. Despite its polemical success, Butterfield's celebrated book was criticized by David Cannadine as "slight, confused, repetitive and superficial". However, of the English tradition more broadly, Cannadine wrote:
E. H. Carr in What Is History? (1961) gave the book the backhanded compliment of being "a remarkable book in many ways" noting that "though it denounced the whig interpretation over some 130 pages, it did not... name a single whig except Fox, who was no historian, or a single historian save Acton, who was no whig".
Michael Bentley analyses Butterfield's whig theory as referring to a canon of 19th-century historians in and of England (such as William Stubbs, James Anthony Froude, E. A. Freeman, J. R. Green, W. E. H. Lecky, Lord Acton, J. R. Seeley, S. R. Gardiner, C. H. Firth and J. B. Bury) that in fact excludes few except Thomas Carlyle. The theory identifies the common factors and Bentley comments:
Carlyle apart, the so-called Whigs were predominantly Christian, predominantly Anglican, thinkers for whom the Reformation supplied the critical theatre of enquiry when considering the origins of modern England. When they wrote about the history of the English constitution, as so many of them did, they approached their story from the standpoint of having Good News to relate ... If they could not have found the grandeur that they developed had they been writing half a century earlier, neither could they have supported their optimism had they lived to endure the barbarisms of the Somme and Passchendaele.
Roger Scruton takes the theory underlying whig history to be centrally concerned with social progress and reaction, with the progressives shown as victors and benefactors. According to Victor Feske, there is too much readiness to accept Butterfield's classic formulation from 1931 as definitive.
British whig history
In Britain, whig history is a view of British history that sees it as a "steady evolution of British parliamentary institutions, benevolently watched over by Whig aristocrats, and steadily spreading social progress and prosperity". It described a "continuity of institutions and practices since Anglo-Saxon times that lent to English history a special pedigree, one that instilled a distinctive temper in the English nation (as whigs liked to call it) and an approach to the world [which] issued in law and lent legal precedent a role in preserving or extending the freedoms of Englishmen".
Paul Rapin de Thoyras's history of England, published in 1723, became "the classic Whig history" for the first half of the eighteenth century. Rapin claimed that the English had preserved their ancient constitution against the absolutist tendencies of the Stuarts. However, Rapin's history lost its place as the standard history of England in the late 18th century and early 19th century to that of David Hume.
According to Arthur Marwick, however, Henry Hallam was the first whig historian, publishing Constitutional History of England in 1827, which "greatly exaggerated the importance of 'parliaments' or of bodies [whig historians] thought were parliaments" while tending "to interpret all political struggles in terms of the parliamentary situation in Britain [during] the nineteenth century, in terms, that is, of Whig reformers fighting the good fight against Tory defenders of the status quo".
David Hume
In The History of England (1754–1761), Hume challenged whig views of the past and the whig historians in turn attacked Hume; but they could not dent his history. In the early 19th century, some whig historians came to incorporate Hume's views, dominant for the previous fifty years. These historians were members of the New Whigs around Charles James Fox (1749–1806) and Lord Holland (1773–1840) in opposition until 1830 and so "needed a new historical philosophy". Fox himself intended to write a history of the Glorious Revolution of 1688, but only managed the first year of James II's reign. A fragment was published in 1808. James Mackintosh then sought to write a Whig history of the Glorious Revolution, published in 1834 as the History of the Revolution in England in 1688.
Thomas Babington Macaulay
Hume still dominated English historiography, but this changed when Thomas Babington Macaulay entered the field, utilising Fox and Mackintosh's work and manuscript collections. Macaulay's History of England was published in a series of volumes from 1848 to 1855. It proved an immediate success, replacing Hume's history and becoming the new orthodoxy. As if to introduce a linear progressive view of history, the first chapter of Macaulay's History of England proposes:
The history of our country during the last hundred and sixty years is eminently the history of physical, of moral, and of intellectual improvement.While Macaulay was a popular and celebrated historian of the whig school, his work did not feature in Butterfield's 1931 Whig Interpretation of History. According to Ernst Breisach, "his style captivated the public as did his good sense of the past and firm whiggish convictions".
William Stubbs
William Stubbs (1825–1901), the constitutional historian and influential teacher of a generation of historians, was the author of the extremely influential Constitutional History of England (published between 1873–78) and became a crucial figure in the later survival and respectability of whig history. According to Reba Soffer,
Stubb's history began with an imagined Anglo-Saxon past into which representative parliamentary institutions emerged and fought for control with the absolutist crown in various stages (including overreaches in during the English Civil War) before uniting in "nation, church, peers and people" in the Glorious Revolution. This view of events was substantially challenged: Maitland discovered in 1893 that the early "parliaments" had "no hint of operating as a representative body but resembled instead a meeting of the King's Council, called to meet the king's purposes; it passed no 'legislation', but rather considered petitions or 'bills' as though acting as an ultimate court of justice". Albert Pollard, writing in 1920, also shot through much of Stubbs' ideas on the representative and law-making powers of early English parliaments, pulling the emergence of a semi-independent House of Commons to the 1620s.
Robert Hebert Quick
Political history was the usual venue for whig history in Great Britain, but it also appears in other areas. Robert Hebert Quick (1831–1891) was one of the leaders of the Whig school of the history of education, along with G. A. N. Lowndes. In 1898, Quick explained the value of studying the history of educational reform, arguing that the great accomplishments of the past were cumulative and comprised the building blocks that “would raise us to a higher standing-point from which we may see much that will make the right road clearer to us”.
End of whig history
Frederic William Maitland is "now universally recognised as the first practitioner of the modern discipline of history", using "medieval law as a tool to prise open the mind of medieval men". Blaas, in Continuity and Anachronism (1978) discerns new methods in the work of J. H. Round, F. W. Maitland and A. F. Pollard; Bentley believes that their work "contained the origins of much twentieth-century [historical] thinking in England". Marwick also positively mentions Gardiner, Seeley, Lord Acton, and T. F. Tout as transforming the teaching and study of history at British universities into a recognisable modern form.
The First World War, however, did substantial damage to whig history's fundamental assumption of progress and improvement:
Accelerated by the sceptical power of a new breed of historian epitomized in the brilliance of F. W. Maitland, whiggery had begun its turn downwards (we are told) and met its Waterloo on the Somme ... [T]win thrusts—on the one hand cultural despair in face of a dead civilization, on the other a determination to make history say something different for the post-war generation—worked between them to put whig susceptibilities between a rock and a hard place.
Bentley also speculates that 19th-century British historiography took the form of an indirect social history which "attempted to embrace society by absorbing it into the history of the state", a project gravely disrupted by the First World War and renewed questions on "the pretensions of the state as an avatar of social harmony". He, however, notes that whig history has not died "outside the academy" and lives on partially in criticism of history as something published in "a row of small-minded monographs written by authors calling themselves 'doctor', whose life-experience and sense of English culture extended no further than taking cups of tea in the Institute of Historical Research".
Later instances and criticism
In science
It has been argued that the historiography of science is "riddled with Whiggish history". Like other whig histories, whig history of science tends to divide historical actors into "good guys" who are on the side of truth (as is now known), and "bad guys" who opposed the emergence of these truths because of ignorance or bias. Science is seen as emerging from "a series of victories over pre-scientific thinking". From this whiggish perspective, Ptolemy would be criticized because his astronomical system placed the Earth at the center of the universe while Aristarchus would be praised because he placed the Sun at the center of the Solar System. This kind of evaluation ignores historical background and the evidence that was available at a particular time: Did Aristarchus have evidence to support his idea that the Sun was at the center? Were there good reasons to reject Ptolemy's system before the sixteenth century?
The writing of Whig history of science is especially found in the writings of scientists and general historians, while this whiggish tendency is commonly opposed by professional historians of science. Nicholas Jardine describes the changing attitude to whiggishness this way:
By the mid-1970s, it had become commonplace among historians of science to employ the terms "Whig" and "Whiggish", often accompanied by one or more of "hagiographic", "internalist", "triumphalist", even "positivist", to denigrate grand narratives of scientific progress. At one level there is, indeed, an obvious parallel with the attacks on Whig constitutional history in the opening decades of the century. For, as P. B. M. Blaas has shown, those earlier attacks were part and parcel of a more general onslaught in the name of an autonomous, professional and scientific history, on popular, partisan and moralising historiography. Similarly, ... For post-WWII champions of the newly professionalized history of science the targets were quite different. Above all, they were out to establish a critical distance between the history of science and the teaching and promotion of the sciences. In particular, they were suspicious of the grand celebratory and didactic narratives of scientific discovery and progress that had proliferated in the inter-war years.
More recently, some scholars have argued that Whig history is essential to the history of science. At one level, "the very term 'the history of science' has itself profoundly Whiggish implications. One may be reasonably clear what 'science' means in the 19th century and most of the 18th century. In the 17th century 'science' has very different meaning. Chemistry, for example, was then inextricably mixed up with alchemy. Before the 17th century dissecting out such a thing as 'science' in anything like the modern sense of the term involves profound distortions." The science historians' rejection of whiggishness has been criticised by some scientists for failing to appreciate "the temporal depth of scientific research".
In economics
Retrospectives on modern macroeconomics are generally whiggish histories. For example, the popularisation of mathematical models by Paul Samuelson's Foundations of Economic Analysis, when viewed by economists trained in a mathematical framework becomes "an important milestone on the road to the mathematization of economics" in a story told by the victorious. Yet "those who do not agree that such mathematization is a good thing could argue that the mathematical developments... represent a regression rather than a progression". The introduction of rational expectations similarly carries implicit hindsight bias: people who disagree on the reality of agents making decisions in the manner assumed (e.g. behavioral economics) "would not necessarily rejoice in [rational expectations'] present ascendancy".
Burrow views Marxist history, with its "[supposed] anticipated terminus from which it derives its moral and political point", as "characteristically whig".
In philosophy
One very common example of Whig history is the work of Georg Wilhelm Friedrich Hegel, to whom is often ascribed a teleological view of history with an inexorable trajectory in the direction of progress.
Marxists have had varied views on Whig history. The traditional inheritance of Hegel, interpreted through Engels' articulation of historical materialism, implied that history progressed from a "primitive communism", through slave societies, feudal societies, capitalism, and finally to socialism and communism. However, contemporary Marxists, such as Ellen Meiksins Wood, have aggressively challenged those assumptions as deterministic and ahistorical. Walter Benjamin criticized conception of history which assumed a necessarily progressive or teleological course, though he did not employ the term "Whig history". "The danger affects both the content of the [progressive] tradition and its receivers. The same threat hangs over both: that of becoming a tool of the ruling classes. In every era the attempt must be made anew to wrest tradition away from a conformism that is about to overpower it."
In Canadian history
Regarding Canada, Allan Greer argues:
In the emergence of intelligent life
In The Anthropic Cosmological Principle (1986), John D. Barrow and Frank J. Tipler identify whiggishness with a teleological principle of convergence in history to liberal democracy. This is in line with what Barrow and Tipler call the "anthropic principle".
In general history and biography
James A. Hijiya points out the persistence of whiggish history in history textbooks. In the debate over Britishness, David Marquand praised the whig approach on the grounds that "ordered freedom and evolutionary progress have been among the hallmarks of modern British history, and they should command respect".
Historian Edward J. Larson in his book Summer for the Gods: The Scopes Trial and America's Continuing Debate Over Science and Religion (1997) challenged a whiggish view of the Scopes trial. The book won the Pulitzer Prize for History in 1998.
See also
References
Sources
Further reading
1963 edition at the Internet Archive.
External links
Text of The Whig Interpretation of History
James A. Hijiya, "Why the West Is Lost"
2003 article "Catholic Whiggery"
1930s neologisms
Historiography
Linear theories
Progress
Religion and science
Theories of history
Whiggism | 0.789312 | 0.994522 | 0.784988 |
Agriculture in the Middle Ages | Agriculture in the Middle Ages describes the farming practices, crops, technology, and agricultural society and economy of Europe from the fall of the Western Roman Empire in 476 to approximately 1500. The Middle Ages are sometimes called the Medieval Age or Period. The Middle Ages are also divided into the Early, High, and Late Middle Ages. The early modern period followed the Middle Ages.
Epidemics and climatic cooling caused a large decrease in the European population in the 6th century. Compared to the Roman period, agriculture in the Middle Ages in Western Europe became more focused on self-sufficiency. The Feudal period began about 1000. The agricultural population under feudalism in Northern Europe was typically organized into manors consisting of several hundred or more acres of land presided over by a Lord of the manor, with a Roman Catholic church and priest. Most of the people living on the manor were peasant farmers or serfs who grew crops for themselves, and either labored for the lord and church or paid rent for their land. Barley and wheat were the most important crops in most European regions; oats and rye were also grown, along with a variety of vegetables and fruits. Oxen and horses were used as draft animals. Sheep were raised for wool and pigs were raised for meat.
Crop failures due to bad weather were frequent throughout the Middle Ages and famine was often the result.
The medieval system of agriculture began to break down in the 14th century with the development of more intensive agricultural methods in the Low Countries and after the population losses of the Black Death in 1347–1351 made more land available to a diminished number of farmers. Medieval farming practices, however, continued with little change in the Slavic regions and some other areas until the mid-19th century.
Background
Three events set the stage—and would influence agriculture for centuries—in Europe. First was the fall of the western Roman Empire which began to lose territory to foreign ‘barbarian’ invaders about the year 400. The last western Roman emperor abdicated in 476. Thereafter, the lands and people of the former western Roman Empire would be divided among different ethnic groups, whose rule was often ephemeral and constantly in flux. Unifying factors of Europe included the gradual adoption of the Christian religion by most Europeans and in western Europe the use of Latin as a common language of international communication, scholarship, and science. Greek had a similar status in the Eastern Roman Empire.
Secondly was an era of global cooling which started in 536 and ended about 660. The cooling was caused by volcanic eruptions in 536, 540, and 547. The Byzantine historian Procopius said that "the sun put forth its light without brightness." Summer temperatures in Europe dropped as much as 2.5 °C (4.5 °F) and the sky was dimmed from volcanic dust in the atmosphere for 18 months, sufficient to cause crop failures and famine. Temperatures remained lower than the preceding Roman period for more than one hundred years. The Late Antique Little Ice Age preceded, and may have influenced, a number of disruptive events, including pandemics, human migration, and political turmoil.
Third, was the Plague of Justinian which began in 541, spread throughout Europe, and recurred periodically until 750. The plague may have killed up to 25 percent of the people of the eastern Roman or Byzantine Empire and a similar percentage in western and northern Europe. The double impact on the population of climatic cooling and the plague led to reduced harvests of grain. John of Ephesus's account of travel through rural areas speaks of "crops of wheat...white and standing but there was no one to reap them and store the wheat" and "Vineyards, whose picking season came and went" with nobody to pick and press the grapes. John also speaks of the "severe winter", presumably caused by volcanic dust.
The consequence of these factors was that the population of Europe was substantially less in 600 than it had been in 500. The estimate of one scholar was that the population on the Italian peninsula decreased from 11 million in 500 to 8 million in 600 and remained at that level for nearly 300 years. The declines in the population of other parts of Europe were probably of similar magnitude.
The Early Middle Ages
The popular view is that the fall of the Western Roman Empire caused what Petrarch would later call "dark ages" in western Europe in which notionally "knowledge and civility", the "arts of elegance," and "many of the useful arts" were neglected or lost. Conversely, however, the lot of the farmers who made at least 80 percent of the total population, may have improved in the aftermath of the Roman Empire. The fall of Rome saw the "shrinking of tax burdens, weakening of the aristocracy, and consequently greater freedom for peasants." The countryside of the Roman Empire was dotted with "villas" or estates, characterized by Pliny the Elder as "the ruin of Italy." The estates were owned by wealthy aristocrats and worked in part by slaves. More than 1,500 villas are known to have existed in England alone. With the fall of Rome, the villas were abandoned or transformed into utilitarian rather than elite uses. "In western Europe, then, we seem to see the effect of a release from the pressure of the Roman imperial market, army and taxation, and a return to farming based more on local needs."
The population declines of the 6th century, and, thus, a shortage of labor may have facilitated greater freedom among rural people who were either slaves or had been bound to the land under Roman law.
The Eastern Roman Empire. Early in the Middle Ages the agricultural history of the Eastern Roman Empire differed from that of western Europe. The 5th and 6th centuries saw an expansion of market-oriented and industrial farming, especially of olive oil and wine, and the adoption of new technology such as oil and wine presses. The settlement patterns in the east were also different than the west. Rather than the villas of the Roman Empire in the west, the farmers of the east lived in villages which continued to exist and even expand.
Iberian peninsula. The Iberian Peninsula seems to have had a different experience than eastern and western Europe. There is evidence of abandonment of farmland and reforestation due to depopulation, but also evidence of expanded grazing and market-oriented livestock raising of horses, mules, and donkeys. The economy of the Iberian peninsula seems to have become disconnected from the rest of Europe and, instead, it became a major trading partner of North Africa in the fifth century, long before the Umayyad conquest of the peninsula in 711.
Agriculture in Iberia
In what historian Andrew Watson called the Arab Agricultural Revolution, the Arab Muslim rulers of much of Al Andalus (8th through the 15th centuries) introduced or popularized a large number of new crops and new agricultural technology into the Iberian peninsula (Spain and Portugal). The crops introduced by the Arabs included sugar cane, rice, hard wheat (durum), citrus, cotton, and figs. Many of these crops required sophisticated methods of irrigation, water management, and "agricultural technologies such as crop rotation, management of pests, and fertilizing crops by natural means." Some scholars have questioned how much of the Arab (or Muslim) Agricultural Revolution was unique, and how much was a revival and expansion of technology developed in the Middle East during the centuries of Roman rule. Whether credit of invention belongs mostly to the people of the Middle East during the Roman Empire or to the arrival of the Arabs, "the Iberian landscape changed profoundly" beginning in the 8th century.
Feudalism
Gradually, the Roman system of villas and agricultural estates using partly slave labor was replaced by manorialism and serfdom. Historian Peter Sarris has identified the characteristics of feudal society in sixth century Italy, and even earlier in the Byzantine Empire and Egypt. One of the differences between the villa and medieval manor was that the agriculture of the villa was commercially oriented and specialized while the manor was directed toward self-sufficiency.
Slavery was important for the agricultural labor force of the Roman Empire, and died out in western Europe by 1100. The slaves of the Roman Empire were property, like livestock, with no rights of personhood and could be sold or traded at the will of his owner. Similarly, the serf was tied to the land and could not leave his servitude, but his tenure on the land was secure. If the manor changed owners the serfs remained on the land. Serfs had limited rights to property, although their freedom of movement was limited and they owed labor or rent to their lord.
Feudalism was in full flower for most of northern Europe by 1000 and its heartland was the rich agricultural lands in the Seine valley of France and the Thames valley of England. The medieval population was divided into three groups: 'those who pray' (clergy), 'those who fight' (knights, soldiers, aristocrats), and 'those who work' (peasants). The serf and farmer supported with labor and taxes the clergy who prayed and the noble lords, knights, and warriors who fought. In return the farmer received the services of the church and protection by mounted and heavily armored soldiers. The church took its tithe and the soldiers required a large economic investment. A social and legal gulf resulted between the priest, the knight, and the farmer. Moreover, with the end of the Carolingian Empire (800–888), the power of kings declined and the central authority was little felt. Thus, the European countryside became a patchwork of small, semi-autonomous fiefdoms of lords and clergy ruling over a populace mostly of farmers, some relatively prosperous, some possessing land, and some landless.
A major factor contributing to the death of feudalism in most of Europe was the Black Death of 1347–1351 and subsequent epidemics which killed one-third or more of the people of Europe. In the aftermath of the Black Death, land was abundant and labor was scarce and the rigid relationships among farmers, the church, and the nobility changed. Feudalism is generally regarded as having ended in western Europe around 1500, although serfs were not finally freed in Russia until 1861.
The Manor. Agricultural land in the Middle Ages under feudalism was usually organized in manors. The medieval manor consisted of several hundred (or sometimes thousand) acres of land. A large manor house served as the home or part-time home of the lord of the manor. Some manors were under the authority of bishops or abbots of the Catholic church. Some lords owned more than one manor, and the church controlled large areas. Within the lands of a manor, a parish church and a nucleated village housing the farmers was usually near the manor house. The manor house, church, and village were surrounded by cultivated and fallow land, woods, and pasture. Some of the land was the demesne of the lord; some was allocated to individual farmers, and some to the parish priest. Some of the woods and pasture were held in common and used for grazing and wood-gathering. Most manors had a mill for grinding grain into flour and an oven to bake bread.
Fields
The field systems in Medieval Europe included the open-field system, so called because there were no barriers between fields belonging to different farmers. The landscape was one of long and uncluttered views. In its archetypal form, cultivated land consisted of long, narrow strips of land in a distinctive ridge and furrow pattern. Individual farmers owned or farmed several different strips of land scattered around the farming area. The reason for farmers possessing scattered strips of land was apparently to reduce risk; if the crop in one strip failed, it might thrive in another strip. The lord of the manor also had strips of land scattered around the fields as did the parish priest for the upkeep of the church. The open-field system required cooperation among the residents of the community and with the lord and the priest. "Strips of land were cultivated individually, yet were subject to communal rotations and (typically) communal regulation of cropping."
Two patterns of cultivation were typical of the open-field system. In the first, the arable land was divided into two fields. One half was cultivated and the other one was left fallow every year. Crops were rotated between the two fields every year, with the fallow field being allowed to recover its fertility and used for livestock grazing when not dedicated to crops. The two-field system continued to be most prevalent throughout the Middle Ages in dry-summer Mediterranean climates in which grain crops were planted in autumn and harvested in spring, the summer being too dry for spring-planted crops to prosper.
A three-field pattern was typical of the later Middle Ages in northern Europe with its wetter climate. One field was planted in autumn, one field was planted in spring, and the third field was left fallow. Crops were rotated from year to year and field to field. Thus, cultivation was more intensive than it was under the two-field pattern. In both patterns, common areas of wood and pasture as well as fallowed fields were used for communal grazing and wood-gathering.
The woods and meadows comprising common lands were open to exploitation to all farmers in the manor, but under strict management of the number of livestock allowed each farmer to avoid over grazing. Fallow fields were treated as common lands for grazing.
The open-field system had a more individualistic, less-communal variant, usually prevalent in less productive areas for agriculture. The strips of land cultivated by farmers were more concentrated, sometimes into a single block of land rather than scattered holdings. Crop decisions were often made by individuals or a small group of farmers rather than a whole village. An individual farmer might possess not only cultivated land, but woods and pastures, rather than the commons of the pure open-field system. Villages were often strung out along a road rather than nucleated as in the archetypal open-field system.
An enclosed field system was found mostly in pastoral areas, areas of mixed farming and pasture, and more marginal farming areas. The enclosed field system was characterized by individual decision making. Farmers typically enclosed their land with hedgerows, stones, or trees. The village church was often at a prominent location and houses were scattered rather than collected into a village. This individualistic field system was found in eastern and southwestern England, Normandy and Brittany in France, and scattered throughout Europe.
Farmers' holdings
Farmers were not equal in the amount of land they farmed. In a survey of seven English counties in 1279, perhaps typical of Europe as a whole, 46 percent of farmers held less than , which was insufficient land to support a family. Some were completely landless, or possessed only a small garden adjacent to their house. These poor farmers were often employed by richer farmers, or practiced a trade in addition to farming.
Thirty-three percent of farmers held about one-half virgate of land ( to ), sufficient in most years to support a family. Twenty percent of farmers held about a full virgate, sufficient not only to support a family but to produce a surplus. A few farmers accumulated more than a virgate of land and thus were relatively wealthy, although not belonging to the nobility. These rich farmers might have tenants of their own and would hire labor to work their lands.
Thirty-two percent of arable land was held by the lord of the manor. The farmers of the manor were required to work for a specified number of days per year on the lord's land or to pay rent to the lord on the land they farmed.
Crops
In the late Roman Empire in Europe the most important crops were bread wheat in Italy and barley in northern Europe and the Balkans. Near the Mediterranean Sea viticulture and olives were important. Rye and oats were only slowly becoming major crops. The Romans introduced viticulture to more northerly areas such as Paris and the valleys of the Moselle and Rhine rivers. Cultivation of olives in medieval France was traditional on the southeastern coast bordering on Italy, but apparently the cultivation of olives in Languedoc on a large scale began in areas only in the 15th century.
In Roman times, spelt, a kind of wheat, was the most common grain grown on the upper Danube River in Swabia, Germany, and spelt continued to be an important crop in many areas of Europe throughout medieval times. Emmer wheat was of much less importance in Swabia and most of Europe. Bread wheat was relatively unimportant in Swabia.
In the eighth through 11th century, in northern France, the most important crops were (in approximate order) rye (Secale cereale), bread wheat, barley, and, oats (Avena sativa). Barley and oats were the most important crops in Normandy and Brittany. Rye is more winter-hardy and tolerant of poor soils than wheat, and thus became the dominant crop on many marginal and northernmost European sites. Another hardy crop, bere, a kind of barley, was grown in Scandinavia and England and especially in marginal agricultural areas in Scotland.
In the lowlands of the Netherlands and adjacent France, soil influenced the crops planted. On sandy soils, in a three-field system, wheat was nearly absent as a crop with rye planted as a winter crop and oats and barley being the principal spring-planted crops. On more fertile loess and loamy soils, wheat, including spelt, became much more important replacing rye in many areas. Other crops included pulses (beans and peas) and fruits and vegetables. Farmers of loess and loamy soils planted a wider variety of crops than those on sandy soils.
In Wiltshire in England in the 13th and 14th centuries, wheat, barley, and oats were the three most common crops, with varying percentages of each on different manors. Legumes were planted on up to 8 percent of the common fields. In addition to the grain crops in the common fields of the open-field system, farmer's houses usually had a small garden (croft) near their house in which they grew vegetables such as cabbages, onions, peas and beans; an apple, cherry or pear tree; and raised a pig or two and a flock of geese.
Livestock
Livestock was more important in northern Europe than in the Mediterranean area where dry weather in summer reduced the fodder available for animals. Near the Mediterranean, sheep and goats were the most important farm animals and transhumance (seasonal movement of livestock) was common. In northern Europe cattle, pigs, and horses were also important. Mediterranean soils were lighter than those commonly found in northern Europe, thus reducing the need of Mediterranean farmers for oxen and horses as draft animals. Cattle, especially oxen, were vital in northern Europe as draft animals. Plow teams, ideally comprising eight oxen, were necessary to plow the heavy soils. Few farmers were wealthy enough to own a full team and thus plowing required cooperation and sharing of draft animals among farmers. Horses in Roman times were owned mostly by the wealthy but they were increasingly used as draft animals to replace oxen after about 1000. Oxen were cheaper to own and maintain, but horses were faster. Pigs were the most important animals raised for meat in medieval England and other parts of northern Europe. Pigs were prolific and required little care. Sheep produced wool, skin (for parchment), meat, and milk, though less valuable in the marketplace than pigs.
Productivity
Crop yields in the Middle Ages were extremely low compared to those of the 21st century, although probably not inferior to those in much of the Roman Empire preceding the Middle Ages and the early modern period following the Middle Ages. The most common means of calculating yield was the number of seeds harvested compared to the number of seeds planted. On several manors in Sussex England, for example, the average yield for the years 1350–1399 was 4.34 seeds produced for each seed sown for wheat, 4.01 for barley, and 2.87 for oats. (By contrast, wheat production in the 21st century can total 30 to 40 seeds harvested for each seed sown.) Average yields of grain crops in England from 1250 to 1450 were 7 to 15 bushels per acre (470 to 1000 kg per ha). Poor years, however, might see yields drop to less than 4 bushels per acre. Yields in the 21st century, by contrast, can range upwards to 60 bushels per acre. The yields in England were probably typical for Europe in the Middle Ages.
Scholars have often criticized medieval agriculture for its inefficiency and low productivity. The inertia of an established system was blamed. "Everyone was forced to conform to village norms of cropping, harvesting, and building." Two reputed inefficiencies of the predominant open-field system were the communal management of land which resulted in less than optimal allocation of resources and the fact that farmers had small, scattered strips of land to cultivate which was wasting of time in traveling from one strip to another. Despite the reputed inefficiencies, the open-field system existed for roughly one thousand years over large parts of Europe and only disappeared slowly from 1500 to 1800. Moreover, the replacement of the open-field system by privately owned property was fiercely resisted by many elements of society. The "brave new world" of a harsher, more competitive and capitalistic society from the 16th century onward destroyed the securities and certainties of land tenure in the open-field system.
The "Postan Thesis" is also cited as a factor in the low productivity of medieval agriculture. Productivity suffered because of inadequate fertilization to keep the land productive. This was due to a shortage of pasture for farm animals and, thus, a shortage of nitrogen-rich manure to fertilize the arable land. Moreover, because of population growth after 1000, marginal lands, pasture, and woodlands were converted into arable lands which further reduced the number of farm animals and the quantity of manure.
The earliest evidence of progress in increasing productivity comes in the 14th and 15th centuries from the Low Countries of the Netherlands and Belgium, and Flanders in northern France. The agricultural practices there involved the near elimination of fallow land by planting cover crops such as vetch, beans, turnips, spurry, and broom and high-value crops such as rapeseed, madder and hops. As opposed to the extensive agriculture of medieval times, this new technique involved intensive cultivation of small plots of land. Techniques of intensive cultivation quickly spread to Norfolk in England, agriculturally-speaking the most advanced area of England. These advancements aside, it was the 17th century before England saw widespread increases in agricultural productivity in what was called the British Agricultural Revolution.
The low level of medieval yields persisted in Russia and some other areas until the 19th century. In 1850, the average yield for grain in Russia was 600 kilograms per hectare (about 9 bushels per acre), less than one half the yield in England and the Low Countries at that time.
Famines
Famines caused by crop failures and poor crop years were an ever present danger in medieval Europe. It was often not possible to relieve a famine in one area by importing grain from another area as the difficulty of overland transportation caused the price of grain to double for each 50 miles it was transported.
One study concluded that famines in Europe occurred on an average every 20 years between the years 750 and 950. The principal causes were extreme weather and climatic anomalies which reduced agriculture production. Warfare was not found to be a major cause of famine. A study of crop failures in Winchester, England from 1232 to 1349 found that harvest failure occurred an average of every 12 years for wheat and every 8 years for barley and oats. Localized famine may have occurred in years in which one or more crops failed. Weather was again identified as the chief cause. Climatic change may have played a part as the Little Ice Age may have begun between 1275 and 1300 with a consequent shortening of the growing season.
Warfare was apparently responsible for a major famine in Hungary from 1243 to 1245. These were the years in the aftermath of the Mongol invasion and widespread destruction. Twenty to fifty percent of the population of Hungary is estimated to have died of hunger and war.
The best known and most extensive famine of the Middle Ages was the Great Famine of 1315–1317 (which actually persisted to 1322) that affected 30 million people in northern Europe, of whom five to ten percent died. The famine came near the end of three centuries of growth in population and prosperity. The causes were "severe winters and rainy springs, summers and falls." Yields of crops fell by one-third or one-fourth and draft animals died in large numbers. The Black Death of 1347–1352 was more lethal, but the Great Famine was the worst natural catastrophe of the later Middle Ages.
Technological innovation
The most important technical innovation for agriculture in the Middle Ages was the widespread adoption around 1000 of the mouldboard plow and its close relative, the heavy plow. These two plows enabled medieval farmers to exploit the fertile but heavy clay soils of northern Europe. In the Roman era and on light soils, the ard or scratch plow had sufficed. The mouldboard and heavy plows turned the soil over which facilitated the control of weeds and their incorporation into the soil, increasing fertility. Mouldboard plowing also produced the familiar ridge and furrow pattern of medieval fields which facilitated drainage of excess moisture. "By allowing for better field drainage, access [to] the most fertile soils, and saving of peasant labor time, the heavy plow stimulated food production and, as a consequence 'population growth, specialization of function, urbanization, and the growth of leisure.'"
Two additional advances coming into general use in Europe around 1000 were the horse collar and the horseshoe. The horse collar increased the pulling capacity of a horse. The horseshoe protected a horse's hooves. These advances resulted in the horse becoming an alternative to slow-moving oxen as a draft animal and for transportation.
These technological innovations and the additional agricultural production they stimulated resulted in Europe experiencing a large increase in population from 1000 (or earlier) to 1300, an increase that was reversed by the Great Famine and the Black Death of the 14th century.
References
Further reading
Agriculture in Europe
Medieval agriculture
Middle Ages | 0.789356 | 0.994117 | 0.784712 |
Cliodynamics | Cliodynamics is a transdisciplinary area of research that integrates cultural evolution, economic history/cliometrics, macrosociology, the mathematical modeling of historical processes during the longue durée, and the construction and analysis of historical databases.
Cliodynamics treats history as science. Its practitioners develop theories that explain such dynamical processes as the rise and fall of empires, population booms and busts, and the spread and disappearance of religions. These theories are translated into mathematical models. Finally, model predictions are tested against data. Thus, building and analyzing massive databases of historical and archaeological information is one of the most important goals of cliodynamics.
Etymology
The word cliodynamics is composed of clio- and -dynamics. In Greek mythology, Clio is the muse of history. Dynamics, most broadly, is the study of how and why phenomena change with time.
The term was originally coined by Peter Turchin in 2003, and can be traced to the work of such figures as Ibn Khaldun, Alexandre Deulofeu, Jack Goldstone, Sergey Kapitsa, Randall Collins, John Komlos, and Andrey Korotayev.
Mathematical modeling of historical dynamics
Many historical processes are dynamic, in that they change with time: populations increase and decline, economies expand and contract, states grow and collapse, and so on. As such, practitioners of cliodynamics apply mathematical models to explain macrohistorical patterns—things like the rise of empires, social discontent, civil wars, and state collapse.
Cliodynamics is the application of a dynamical systems approach to the social sciences in general and to the study of historical dynamics in particular. More broadly, this approach is quite common and has proved its worth in innumerable applications (particularly in the natural sciences).
The dynamical systems approach is so called because the whole phenomenon is represented as a system consisting of several elements (or subsystems) that interact and change dynamically (i.e., over time). More simply, it consists of taking a holistic phenomenon and splitting it up into separate parts that are assumed to interact with each other. In the dynamical systems approach, one sets out explicitly with mathematical formulae how different subsystems interact with each other. This mathematical description is the model of the system, and one can use a variety of methods to study the dynamics predicted by the model, as well as attempt to test the model by comparing its predictions with observed empirical, dynamic evidence.
Although the focus is usually on the dynamics of large conglomerates of people, the approach of cliodynamics does not preclude the inclusion of human agency in its explanatory theories. Such questions can be explored with agent-based computer simulations.
Databases and data sources
Cliodynamics relies on large bodies of evidence to test competing theories on a wide range of historical processes. This typically involves building massive stores of evidence. The rise of digital history and various research technologies have allowed huge databases to be constructed in recent years.
Some prominent databases utilized by cliodynamics practitioners include:
The Seshat: Global History Databank, which systematically collects state-of-the-art accounts of the political and social organization of human groups and how societies have evolved through time into an authoritative databank. Seshat is affiliated also with the Evolution Institute, a non-profit think-tank that "uses evolutionary science to solve real-world problems."
D-PLACE (Database of Places, Languages, Culture and Environment), which provides data on over 1,400 human social formations.
The Atlas of Cultural Evolution, an archaeological database created by Peter N. Peregrine.
CHIA (Collaborative for Historical Information and Analysis), a multidisciplinary collaborative endeavor hosted by the University of Pittsburgh with the goal of archiving historical information and linking data as well as academic/research institutions around the globe.
International Institute of Social History, which collects data on the global social history of labour relations, workers, and labour.
Human Relations Area Files (eHRAF)
Archaeology
World Cultures
Clio-Infra, a database of measures of economic performance and other aspects of societal well-being on a global sample of societies from 1800 CE to the present.
The Google Ngram Viewer, an online search engine that charts frequencies of sets of comma-delimited search strings using a yearly count of n-grams as found in the largest online body of human knowledge, the Google Books corpus.
Research
Areas of study
As of 2016, the main directions of academic study in cliodynamics are:
The coevolutionary model of social complexity and warfare, based on the theoretical framework of cultural multilevel selection
The study of revolutions and rebellions
Structural-demographic theory and secular cycles
Explanations of the global distribution of languages benefitted from the empirical finding that the geographic area in which a language is spoken is more closely associated with the political complexity of the speakers than with all other variables under analysis.
Mathematical modeling of the long-term ("millennial") trends of world-systems analysis,
Structural-demographic models of the Modern Age revolutions, including the Arab revolutions of 2011.
The analysis of vast quantities of historical newspaper content, which shows how periodic structures can be automatically discovered in historical newspapers. A similar analysis was performed on social media, again revealing strongly periodic structures.
Organizations
There are several established venues of peer-reviewed cliodynamics research:
Cliodynamics: The Journal of Quantitative History and Cultural Evolution is a peer-reviewed web-based (open-access) journal that publishes on the transdisciplinary area of cliodynamics. It seeks to integrate historical models with data to facilitate theoretical progress. The first issue was published in December 2010. Cliodynamics is a member of Scopus and the Directory of Open Access Journals (DOAJ).
The University of Hertfordshire's Cliodynamics Lab is the first lab in the world dedicated explicitly to the new research area of cliodynamics. It is directed by Pieter François, who founded the Lab in 2015.
The Santa Fe Institute is a private, not-for-profit research and education center where leading scientists grapple with compelling and complex problems. The institute supports work in complex modeling of networks and dynamical systems. One of the areas of SFI research is cliodynamics. In the past the institute has sponsored a series of conversations and meetings on theoretical history.
Criticism
Critics of cliodynamics often argue that the complex social formations of the past cannot and should not be reduced to quantifiable, analyzable 'data points', for doing so overlooks each historical society's particular circumstances and dynamics. Many historians and social scientists contend that there are no generalisable causal factors that can explain large numbers of cases, but that historical investigation should focus on the unique trajectories of each case, highlighting commonalities in outcomes where they exist. As Zhao notes, "most historians believe that the importance of any mechanism in history changes, and more importantly, that there is no time-invariant structure that can organise all historical mechanisms into a system."
Fiction
Starting in the 1940s, Isaac Asimov invented the fictional precursor to this discipline, in what he called psychohistory, as a major plot device in his Foundation series of science fiction novels Robert Heinlein wrote a 1952 short story, The Year of the Jackpot, with a similar plot device about tracking the cycles of history and using them to predict the future.
See also
Critical juncture theory
Generations (book)
Historical geographic information system
Sociocultural evolution
Historical dynamics
References
Bibliography
Finley, Klint. 2013. "Mathematicians Predict The Future With Data from the Past." Wired.
(segment starts at 47:18)
Komlos J., Nefedov S. 2002. Compact Macromodel of Pre-Industrial Population Growth. Historical Methods. (35): 92–94.
(Excerpts) (Publisher's page)
Korotayev A. et al., A Trap At The Escape From The Trap? Demographic-Structural Factors of Political Instability in Modern Africa and West Asia. Cliodynamics 2/2 (2011): 1-28.
Tsirel, S. V. 2004. On the Possible Reasons for the Hyperexponential Growth of the Earth Population. Mathematical Modeling of Social and Economic Dynamics / Ed. by M. G. Dmitriev and A. P. Petrov, pp. 367–9. Moscow: Russian State Social University, 2004.
Turchin P. 2006. Population Dynamics and Internal Warfare: A Reconsideration . Social Evolution & History 5(2): 112–147 (with Andrey Korotayev).
(on Google Books)
Further reading
External links
Cliodynamics: The Journal of Quantitative History and Cultural Evolution
Seshat: Global History Databank
Peter Turchin's Cliodynamics Page
Historical Dynamics in a time of Crisis: Late Byzantium, 1204-1453 (a discussion of some concepts of cliodynamics from the point of view of medieval studies)
"Nature" article (August 2012): Human cycles: History as science
Evolution Institute
Cyclical theories
Dynamical systems
Econometric modeling
Economic history studies
Social history | 0.794529 | 0.987628 | 0.784698 |
Historical linguistics | Historical linguistics, also known as diachronic linguistics, is the scientific study of how languages change over time. It seeks to understand the nature and causes of linguistic change and to trace the evolution of languages. Historical linguistics involves several key areas of study, including the reconstruction of ancestral languages, the classification of languages into families,(comparative linguistics) and the analysis of the cultural and social influences on language development.
This field is grounded in the Uniformitarian Principle, which posits that the processes of language change observed today were also at work in the past, unless there is clear evidence to suggest otherwise. Historical linguists aim to describe and explain changes in individual languages, explore the history of speech communities, and study the origins and meanings of words (etymology).
Development
Modern historical linguistics dates to the late 18th century, having originally grown out of the earlier discipline of philology, the study of ancient texts and documents dating back to antiquity. Initially, historical linguistics served as the cornerstone of comparative linguistics, primarily as a tool for linguistic reconstruction. Scholars were concerned chiefly with establishing language families and reconstructing unrecorded proto-languages, using the comparative method and internal reconstruction. The focus was initially on the well-known Indo-European languages, many of which had long written histories; scholars also studied the Uralic languages, another Eurasian language-family for which less early written material exists. Since then, there has been significant comparative linguistic work expanding outside of European languages as well, such as on the Austronesian languages and on various families of Native American languages, among many others. Comparative linguistics became only a part of a more broadly-conceived discipline of historical linguistics. For the Indo-European languages, comparative study is now a highly specialized field.
Some scholars have undertaken studies attempting to establish super-families, linking, for example, Indo-European, Uralic, and other families into Nostratic. These attempts have not met with wide acceptance. The information necessary to establish relatedness becomes less available as the time increases. The time-depth of linguistic methods is limited due to chance word resemblances and variations between language groups, but a limit of around 10,000 years is often assumed. Several methods are used to date proto-languages, but the process is generally difficult and its results are inherently approximate.
Diachronic and synchronic analysis
In linguistics, a synchronic analysis is one that views linguistic phenomena only at a given time, usually the present, but a synchronic analysis of a historical language form is also possible. It may be distinguished from diachronic, which regards a phenomenon in terms of developments through time. Diachronic analysis is the main concern of historical linguistics. However, most other branches of linguistics are concerned with some form of synchronic analysis. The study of language change offers a valuable insight into the state of linguistic representation, and because all synchronic forms are the result of historically evolving diachronic changes, the ability to explain linguistic constructions necessitates a focus on diachronic processes.
Initially, all of modern linguistics was historical in orientation. Even the study of modern dialects involved looking at their origins. Ferdinand de Saussure's distinction between synchronic and diachronic linguistics is fundamental to the present day organization of the discipline. Primacy is accorded to synchronic linguistics, and diachronic linguistics is defined as the study of successive synchronic stages. Saussure's clear demarcation, however, has had both defenders and critics.
In practice, a purely-synchronic linguistics is not possible for any period before the invention of the gramophone, as written records always lag behind speech in reflecting linguistic developments. Written records are difficult to date accurately before the development of the modern title page. Often, dating must rely on contextual historical evidence such as inscriptions, or modern technology, such as carbon dating, can be used to ascertain dates of varying accuracy. Also, the work of sociolinguists on linguistic variation has shown synchronic states are not uniform: the speech habits of older and younger speakers differ in ways that point to language change. Synchronic variation is linguistic change in progress.
Synchronic and diachronic approaches can reach quite different conclusions. For example, a Germanic strong verb (e.g. English sing ↔ sang ↔ sung) is irregular when it is viewed synchronically: the native speaker's brain processes them as learned forms, but the derived forms of regular verbs are processed quite differently, by the application of productive rules (for example, adding -ed to the basic form of a verb as in walk → walked). That is an insight of psycholinguistics, which is relevant also for language didactics, both of which are synchronic disciplines. However, a diachronic analysis shows that the strong verb is the remnant of a fully regular system of internal vowel changes, in this case the Indo-European ablaut; historical linguistics seldom uses the category "irregular verb".
The principal tools of research in diachronic linguistics are the comparative method and the method of internal reconstruction. Less-standard techniques, such as mass lexical comparison, are used by some linguists to overcome the limitations of the comparative method, but most linguists regard them as unreliable. The findings of historical linguistics are often used as a basis for hypotheses about the groupings and movements of peoples, particularly in the prehistoric period. In practice, however, it is often unclear how to integrate the linguistic evidence with the archaeological or genetic evidence. For example, there are numerous theories concerning the homeland and early movements of the Proto-Indo-Europeans, each with its own interpretation of the archaeological record.
Comparative linguistics
Comparative linguistics, originally comparative philology, is a branch of historical linguistics that is concerned with comparing languages in order to establish their historical relatedness. Languages may be related by convergence through borrowing or by genetic descent, thus languages can change and are also able to cross-relate. Genetic relatedness implies a common origin among languages. Comparative linguists construct language families, reconstruct proto-languages, and analyze the historical changes that have resulted in the documented languages' divergences.
Etymology
Etymology studies the history of words: when they entered a language, from what source, and how their form and meaning have changed over time. Words may enter a language in several ways, including being borrowed as loanwords from another language, being derived by combining pre-existing elements in the language, by a hybrid known as phono-semantic matching.
In languages with a long and detailed history, etymology makes use of philology, the study of how words change from culture to culture over time. Etymologists also apply the methods of comparative linguistics to reconstruct information about languages that are too old for any direct information (such as writing) to be known. By analysis of related languages by the comparative method, linguists can make inferences about their shared parent language and its vocabulary. In that way, word roots that can be traced all the way back to the origin of, for instance, the Indo-European language family have been found. Although originating in the philological tradition, much current etymological research is done in language families for which little or no early documentation is available, such as Uralic and Austronesian.
Dialectology
Dialectology is the scientific study of linguistic dialect, the varieties of a language that are characteristic of particular groups, based primarily on geographic distribution and their associated features. This is in contrast to variations based on social factors, which are studied in sociolinguistics, or variations based on time, which are studied in historical linguistics. Dialectology treats such topics as divergence of two local dialects from a common ancestor and synchronic variation.
Dialectologists are concerned with grammatical features that correspond to regional areas. Thus, they are usually dealing with populations living in specific locales for generations without moving, but also with immigrant groups bringing their languages to new settlements. Immigrant groups often bring their linguistic practices to new settlements, leading to distinct linguistic varieties within those communities. Dialectologists analyze these immigrant dialects to understand how languages develop and diversify in response to migration and cultural interactions.
Phonology
Phonology is a sub-field of linguistics which studies the sound system of a specific language or set of languages. Whereas phonetics is about the physical production and perception of the sounds of speech, phonology describes the way sounds function within a given language or across languages. Phonology studies when sounds are or are not treated as distinct within a language. For example, the p in pin is aspirated, but the p in spin is not. In English these two sounds are used in complementary distribution and are not used to differentiate words so they are considered allophones of the same phoneme. In some other languages like Thai and Quechua, the same difference of aspiration or non-aspiration differentiates words and so the two sounds, or phones, are considered to be distinct phonemes. In addition to the minimal meaningful sounds (the phonemes), phonology studies how sounds alternate, such as the in English, and topics such as syllable structure, stress, accent, and intonation.
Principles of phonology have also been applied to the analysis of sign languages, but the phonological units do not consist of sounds. The principles of phonological analysis can be applied independently of modality because they are designed to serve as general analytical tools, not language-specific ones.
Morphology and syntax
Morphology is the study of patterns of word-formation within a language. It attempts to formulate rules that model the knowledge of speakers. In the context of historical linguistics, formal means of expression change over time. Words as units in the lexicon are the subject matter of lexicology. Along with clitics, words are generally accepted to be the smallest units of syntax; however, it is clear in most languages that words may be related to one another by rules. These rules are understood by the speaker, and reflect specific patterns in how word formation interacts with speech. In the context of historical linguistics, the means of expression change over time.
Syntax is the study of the principles and rules for constructing sentences in natural languages. Syntax directly concerns the rules and principles that govern sentence structure in individual languages. Researchers attempt to describe languages in terms of these rules. Many historical linguistics attempt to compare changes in sentence between related languages, or find universal grammar rules that natural languages follow regardless of when and where they are spoken.
Evolutionary context
In terms of evolutionary theory, historical linguistics (as opposed to research into the origin of language) studies Lamarckian acquired characteristics of languages. This perspective explores how languages adapt and change over time in response to cultural, societal, and environmental factors. Language evolution within the framework of historical linguistics is akin to Lamarckism in the sense that linguistic traits acquired during an individual's lifetime can potentially influence subsequent generations of speakers.
Rate of adaptation
Historical linguists often use the terms conservative and innovative to describe the extent of change within a language variety relative to that of comparable varieties. Conservative languages change less over time when compared to innovative languages.
See also
Etymological dictionary
Genetic linguistics
Glottochronology
Historical dictionary
Lexicostatistics
List of ancestor languages
List of languages by first written accounts
Mass lexical comparison
Paleolinguistics
Real-time sociolinguistics
Wave model
References
Citations
Works cited
Kortmann, Bernd: English Linguistics: Essentials, Anglistik-Amerikanistik, Cornlesen, pp. 37–49
Further reading
Raimo Anttila, Historical and Comparative Linguistics (2nd ed.) (John Benjamins, 1989)
Karl Brugmann, Berthold Delbrück, Grundriß der vergleichenden Grammatik der indogermanischen Sprachen (1886–1916).
Theodora Bynon, Historical Linguistics (Cambridge University Press, 1977)
Henry M. Hoenigswald, Language change and linguistic reconstruction (Chicago: Univ. of Chicago Press 1960).
Richard D. Janda and Brian D. Joseph (Eds), The Handbook of Historical Linguistics (Blackwell, 2004)
Roger Lass, Historical linguistics and language change. (Cambridge University Press, 1997)
Winfred P. Lehmann, Historical Linguistics: An Introduction (Second Edition) (Holt, 1973)
April McMahon, Understanding Language Change (Cambridge University Press, 1994)
James Milroy, Linguistic Variation and Change (Blackwell, 1992)
A. C. Partridge, Tudor to Augustan English: a Study in Syntax and Style, from Caxton to Johnson, in series, The Language Library, London: A. Deutsch, 1969; 242 p. SBN 233-96092-9
M.L. Samuels, Linguistic Evolution (Cambridge University Press, 1972)
R. L. Trask (ed.), Dictionary of Historical and Comparative Linguistics (Fitzroy Dearborn, 2001)
August Schleicher: Compendium der vergleichenden Grammatik der indogermanischen Sprachen. (Kurzer Abriss der indogermanischen Ursprache, des Altindischen, Altiranischen, Altgriechischen, Altitalischen, Altkeltischen, Altslawischen, Litauischen und Altdeutschen.) (2 vols.) Weimar, H. Boehlau (1861/62); reprinted by Minerva GmbH, Wissenschaftlicher Verlag,
External links
Dictionaries
Comparative linguistics
Quantitative linguistics | 0.789148 | 0.994232 | 0.784596 |
Renaissance humanism | Renaissance humanism is a worldview centered on the nature and importance of humanity that emerged from the study of Classical antiquity.
Renaissance humanists sought to create a citizenry able to speak and write with eloquence and clarity, and thus capable of engaging in the civic life of their communities and persuading others to virtuous and prudent actions. Humanism, while set up by a small elite who had access to books and education, was intended as a cultural movement to influence all of society. It was a program to revive the cultural heritage, literary legacy, and moral philosophy of the Greco-Roman civilization.
It first began in Italy and then spread across Western Europe in the 14th, 15th, and 16th centuries. During the period, the term humanist referred to teachers and students of the humanities, known as the , which included the study of Latin and Ancient Greek literatures, grammar, rhetoric, history, poetry, and moral philosophy. It was not until the 19th century that this began to be called humanism instead of the original humanities, and later by the retronym Renaissance humanism to distinguish it from later humanist developments.
During the Renaissance period most humanists were Christians, so their concern was to "purify and renew Christianity", not to do away with it. Their vision was to return ad fontes ("to the pure sources") to the Gospels, the New Testament and the Church Fathers, bypassing the complexities of medieval Christian theology.
Definition
Very broadly, the project of the Italian Renaissance humanists of the fourteenth and fifteenth centuries was the studia humanitatis: the study of the humanities, "a curriculum focusing on language skills." This project sought to recover the culture of ancient Greece and Rome through its literature and philosophy and to use this classical revival to imbue the ruling classes with the moral attitudes of said ancients—a project James Hankins calls one of "virtue politics." But what this studia humanitatis actually constituted is a subject of much debate. According to one scholar of the movement,
Early Italian humanism, which in many respects continued the grammatical and rhetorical traditions of the Middle Ages, not merely provided the old Trivium with a new and more ambitious name (Studia humanitatis), but also increased its actual scope, content and significance in the curriculum of the schools and universities and in its own extensive literary production. The studia humanitatis excluded logic, but they added to the traditional grammar and rhetoric not only history, Greek, and moral philosophy, but also made poetry, once a sequel of grammar and rhetoric, the most important member of the whole group.However, in investigating this definition in his article "The changing concept of the studia humanitatis in the early Renaissance," Benjamin G. Kohl provides an account of the various meanings the term took on over the course of the period.
Around the middle of the fourteenth century, when the term first came into use among Italian literati, it was used in reference to a very specific text: as praise of the cultural and moral attitudes expressed in Cicero's Pro Archia poeta (62 BCE).
Tuscan humanist Coluccio Salutati popularized the term in the 1370s, using the phrase to refer to culture and learning as a guide to moral life, with a focus on rhetoric and oration. Over the years, he came to use it specifically in literary praise of his contemporaries, but later viewed the studia humanitatis as a means of editing and restoring ancient texts and even understanding scripture and other divine literature.
But it was not until the beginning of the quattrocento (15th century) that the studia humanitatis began to be associated with particular academic disciplines, when Pier Paolo Vergerio, in his De ingenuis moribus, stressed the importance of rhetoric, history, and moral philosophy as a means of moral improvement.
By the middle of the century, the term was adopted more formally, as it started to be used in Bologna and Padua in reference to university courses that taught these disciplines as well as Latin poetry, before then spreading northward throughout Italy.
But the first instance of it as encompassing grammar, rhetoric, history, poetry, and moral philosophy all together only came when Tommaso Parentucelli wrote to Cosimo de' Medici with recommendations regarding his library collection, saying, "de studiis autem humanitatis quantum ad grammaticam, rhetoricam, historicam et poeticam spectat ac moralem" ("concerning studies of the humanities, insofar as they [consist of] grammar, rhetoric, history and poetry, and also ethics").
And so, the term studia humanitatis took on a variety of meanings over the centuries, being used differently by humanists across the various Italian city-states as one definition got adopted and spread across the country. Still, it has referred consistently to a mode of learning—formal or not—that results in one's moral edification.
Under the influence and inspiration of the classics, Renaissance humanists developed a new rhetoric and new learning. Some scholars also argue that humanism articulated new moral and civic perspectives, and values offering guidance in life to all citizens. Renaissance humanism was a response to what came to be depicted by later whig historians as the "narrow pedantry" associated with medieval scholasticism.
Origin
In the last years of the 13th century and in the first decades of the 14th century, the cultural climate was changing in some European regions. The rediscovery, study, and renewed interest in authors who had been forgotten, and in the classical world that they represented, inspired a flourishing return to linguistic, stylistic and literary models of antiquity. There emerged a consciousness of the need for a cultural renewal, which sometimes also meant a detachment from contemporary culture. Manuscripts and inscriptions were in high demand and graphic models were also imitated. This "return to the ancients" was the main component of so-called "pre-humanism", which developed particularly in Tuscany, in the Veneto region, and at the papal court of Avignon, through the activity of figures such as Lovato Lovati and Albertino Mussato in Padua, Landolfo Colonna in Avignon, Ferreto de' Ferreti in Vicenza, Convenevole from Prato in Tuscany and then in Avignon, and many others.
By the 14th century some of the first humanists were great collectors of antique manuscripts, including Petrarch, Giovanni Boccaccio, Coluccio Salutati, and Poggio Bracciolini. Of the four, Petrarch was dubbed the "Father of Humanism," as he was the one who first encouraged the study of pagan civilizations and the teaching of classical virtues as a means of preserving Christianity. He also had a library, of which many manuscripts did not survive. Many worked for the Catholic Church and were in holy orders, like Petrarch, while others were lawyers and chancellors of Italian cities, and thus had access to book copying workshops, such as Petrarch's disciple Salutati, the Chancellor of Florence.
In Italy, the humanist educational program won rapid acceptance and, by the mid-15th century, many of the upper classes had received humanist educations, possibly in addition to traditional scholastic ones. Some of the highest officials of the Catholic Church were humanists with the resources to amass important libraries. Such was Cardinal Basilios Bessarion, a convert to the Catholic Church from Greek Orthodoxy, who was considered for the papacy, and was one of the most learned scholars of his time. There were several 15th-century and early 16th-century humanist Popes one of whom, Aeneas Silvius Piccolomini (Pope Pius II), was a prolific author and wrote a treatise on The Education of Boys. These subjects came to be known as the humanities, and the movement which they inspired is shown as humanism.
The migration waves of Byzantine Greek scholars and émigrés in the period following the Crusader sacking of Constantinople and the end of the Byzantine Empire in 1453 was a very welcome addition to the Latin texts scholars like Petrarch had found in monastic libraries for the revival of Greek literature and science via their greater familiarity with ancient Greek works. They included Gemistus Pletho, George of Trebizond, Theodorus Gaza, and John Argyropoulos.
There were important centres of Renaissance humanism in Bologna, Ferrara, Florence, Genoa, Livorno, Mantua, Padua, Pisa, Naples, Rome, Siena, Venice, Vicenza, and Urbino.
Italian humanism spread northward to France, Germany, the Low Countries, Poland-Lithuania, Hungary and England with the adoption of large-scale printing after 1500, and it became associated with the Reformation. In France, pre-eminent humanist Guillaume Budé (1467–1540) applied the philological methods of Italian humanism to the study of antique coinage and to legal history, composing a detailed commentary on Justinian's Code. Budé was a royal absolutist (and not a republican like the early Italian umanisti) who was active in civic life, serving as a diplomat for François I and helping to found the Collège des Lecteurs Royaux (later the ). Meanwhile, Marguerite de Navarre, the sister of François I, was a poet, novelist, and religious mystic who gathered around her and protected a circle of vernacular poets and writers, including Clément Marot, Pierre de Ronsard, and François Rabelais.
Paganism and Christianity in the Renaissance
Many humanists were churchmen, most notably Pope Pius II, Sixtus IV, and Leo X, and there was often patronage of humanists by senior church figures. Much humanist effort went into improving the understanding and translations of Biblical and early Christian texts, both before and after the Reformation, which was greatly influenced by the work of non-Italian, Northern European figures such as Erasmus, Jacques Lefèvre d'Étaples, William Grocyn, and Swedish Catholic Archbishop in exile Olaus Magnus.
Description
The Cambridge Dictionary of Philosophy describes the rationalism of ancient writings as having tremendous impact on Renaissance scholars:
In 1417, for example, Poggio Bracciolini discovered the manuscript of Lucretius, De rerum natura, which had been lost for centuries and which contained an explanation of Epicurean doctrine, though at the time this was not commented on much by Renaissance scholars, who confined themselves to remarks about Lucretius's grammar and syntax.
Only in 1564 did French commentator Denys Lambin (1519–72) announce in the preface to the work that "he regarded Lucretius's Epicurean ideas as 'fanciful, absurd, and opposed to Christianity'." Lambin's preface remained standard until the nineteenth century. Epicurus's unacceptable doctrine that pleasure was the highest good "ensured the unpopularity of his philosophy". Lorenzo Valla, however, puts a defense of epicureanism in the mouth of one of the interlocutors of one of his dialogues.
Epicureanism
Charles Trinkhaus regards Valla's "epicureanism" as a ploy, not seriously meant by Valla, but designed to refute Stoicism, which he regarded together with epicureanism as equally inferior to Christianity. Valla's defense, or adaptation, of Epicureanism was later taken up in The Epicurean by Erasmus, the "Prince of humanists:"
This passage exemplifies the way in which the humanists saw pagan classical works, such as the philosophy of Epicurus, as being in harmony with their interpretation of Christianity.
Neo-Platonism
Renaissance Neo-Platonists such as Marsilio Ficino (whose translations of Plato's works into Latin were still used into the 19th century) attempted to reconcile Platonism with Christianity, according to the suggestions of early Church Fathers Lactantius and Saint Augustine. In this spirit, Pico della Mirandola attempted to construct a syncretism of religions and philosophies with Christianity, but his work did not win favor with the church authorities, who rejected it because of his views on magic.
Evolution and reception
The historian of the Renaissance Sir John Hale cautions against too direct a linkage between Renaissance humanism and modern uses of the term humanism: "Renaissance humanism must be kept free from any hint of either 'humanitarianism' or 'humanism' in its modern sense of rational, non-religious approach to life ... the word 'humanism' will mislead ... if it is seen in opposition to a Christianity its students in the main wished to supplement, not contradict, through their patient excavation of the sources of ancient God-inspired wisdom."
Individual freedom
Historian Steven Kreis expresses a widespread view (derived from the 19th-century Swiss historian Jacob Burckhardt), when he writes that: The period from the fourteenth century to the seventeenth worked in favor of the general emancipation of the individual. The city-states of northern Italy had come into contact with the diverse customs of the East, and gradually permitted expression in matters of taste and dress. The writings of Dante, and particularly the doctrines of Petrarch and humanists like Machiavelli, emphasized the virtues of intellectual freedom and individual expression. In the essays of Montaigne the individualistic view of life received perhaps the most persuasive and eloquent statement in the history of literature and philosophy.
Two noteworthy trends in some Renaissance humanists were Renaissance Neo-Platonism and Hermeticism, which through the works of figures like Nicholas of Kues, Giordano Bruno, Cornelius Agrippa, Campanella and Giovanni Pico della Mirandola sometimes came close to constituting a new religion itself. Of these two, Hermeticism has had great continuing influence in Western thought, while the former mostly dissipated as an intellectual trend, leading to movements in Western esotericism such as Theosophy and New Age thinking. The "Yates thesis" of Frances Yates holds that before falling out of favour, esoteric Renaissance thought introduced several concepts that were useful for the development of scientific method, though this remains a matter of controversy.
Sixteenth century and beyond
Though humanists continued to use their scholarship in the service of the church into the middle of the sixteenth century and beyond, the sharply confrontational religious atmosphere following the Reformation resulted in the Counter-Reformation that sought to silence challenges to Catholic theology, with similar efforts among the Protestant denominations. Some humanists, even moderate Catholics such as Erasmus, risked being declared heretics for their perceived criticism of the institutional church.
A number of humanists joined the Reformation movement and took over leadership functions, for example, Philipp Melanchthon, Ulrich Zwingli, Martin Luther, Henry VIII, John Calvin, and William Tyndale.
With the Counter-Reformation initiated by the Council of Trent (1545–1563), positions hardened and a strict Catholic orthodoxy based on scholastic philosophy was imposed. However the education systems developed by Jesuits ran on humanist lines.
Historiography
The Baron Thesis
Hans Baron (1900–1988) was the inventor of the now ubiquitous term "civic humanism." First coined in the 1920s and based largely on his studies of Leonardo Bruni, Baron's "thesis" proposed the existence of a central strain of humanism, particularly in Florence and Venice, dedicated to republicanism.
As argued in his chef-d'œuvre, The Crisis of the Early Italian Renaissance: Civic Humanism and Republican Liberty in an Age of Classicism and Tyranny, the German historian thought that civic humanism originated in around 1402, after the great struggles between Florence and Visconti-led Milan in the 1390s. He considered Petrarch's humanism to be a rhetorical, superficial project, and viewed this new strand to be one that abandoned the feudal and supposedly "otherworldly" (i.e., divine) ideology of the Middle Ages in favour of putting the republican state and its freedom at the forefront of the "civic humanist" project. Already controversial at the time of The Crisis' publication, the "Baron Thesis" has been met with even more criticism over the years.
Even in the 1960s, historians Philip Jones and Peter Herde found Baron's praise of "republican" humanists naive, arguing that republics were far less liberty-driven than Baron had believed, and were practically as undemocratic as monarchies. James Hankins adds that the disparity in political values between the humanists employed by oligarchies and those employed by princes was not particularly notable, as all of Baron's civic ideals were exemplified by humanists serving various types of government. In so arguing, he asserts that a "political reform program is central to the humanist movement founded by Petrarch. But it is not a 'republican' project in Baron's sense of republic; it is not an ideological product associated with a particular regime type."
Garin and Kristeller
Two renowned Renaissance scholars, Eugenio Garin and Paul Oskar Kristeller collaborated with one another throughout their careers. But while the two historians were on good terms, they fundamentally disagreed on the nature of Renaissance humanism.
Kristeller affirmed that Renaissance humanism used to be viewed just as a project of Classical revival, one that led to great increase in Classical scholarship. But he argued that this theory "fails to explain the ideal of eloquence persistently set forth in the writings of the humanists," asserting that "their classical learning was incidental to" their being "professional rhetoricians." Similarly, he considered their influence on philosophy and particular figures' philosophical output to be incidental to their humanism, viewing grammar, rhetoric, poetry, history, and ethics to be the humanists' main concerns.
Garin, on the other hand, viewed philosophy itself as being ever-evolving, each form of philosophy being inextricable from the practices of the thinkers of its period. He thus considered the Italian humanists' break from Scholasticism and newfound freedom to be perfectly in line with this broader sense of philosophy.
During the period in which they argued over these differing views, there was a broader cultural conversation happening regarding Humanism: one revolving around Jean-Paul Sartre and Martin Heidegger.
In 1946, Sartre published a work called "L'existentialisme est un humanisme," in which he outlined his conception of existentialism as revolving around the belief that "existence comes before essence"; that man "first of all exists, encounters himself, surges up in the world – and defines himself afterwards," making himself and giving himself purpose.
Heidegger, in a response to this work of Sartre's, declared: "For this is humanism: meditating and caring, that human beings be human and not inhumane, "inhuman", that is, outside their essence." He also discussed a decline in the concept of humanism, pronouncing that it had been dominated by metaphysics and essentially discounting it as philosophy. He also explicitly criticized Italian Renaissance humanism in the letter.
While this discourse was taking place outside the realm of Renaissance Studies (for more on the evolution of the term "humanism," see Humanism), this background debate was not irrelevant to Kristeller and Garin's ongoing disagreement. Kristeller—who had at one point studied under Heidegger—also discounted (Renaissance) humanism as philosophy, and Garin's Der italienische Humanismus was published alongside Heidegger's response to Sartre—a move that Rubini describes as an attempt "to stage a pre-emptive confrontation between historical humanism and philosophical neo-humanisms." Garin also conceived of the Renaissance humanists as occupying the same kind of "characteristic angst the existentialists attributed to men who had suddenly become conscious of their radical freedom," further weaving philosophy with Renaissance humanism.
Hankins summarizes the Kristeller v. Garin debate as:
Kristeller conceives of professional philosophers as being very formal and method-focused. Renaissance humanists, on the other hand, he viewed to be professional rhetoricians who, using their classically-inspired paideia or institutio, did improve fields such as philosophy, but without the practice of philosophy being their main goal or function.
Garin, instead, wanted his "humanist-philosophers to be organic intellectuals," not constituting a rigid school of thought, but having a shared outlook on life and education that broke with the medieval traditions that came before them.
I.R. Grigulevich
According to Russian historian and Stalinist assassin Iosif Grigulevich two characteristic traits of late Renaissance humanism were "its revolt against abstract, Aristotelian modes of thought and its concern with the problems of war, poverty, and social injustice."
Humanist
See also
Christian humanism
Greek scholars in the Renaissance
Legal humanists
New Learning
Renaissance Latin
Renaissance humanism in Northern Europe
Notes
Further reading
Bolgar, R. R. The Classical Heritage and Its Beneficiaries: from the Carolingian Age to the End of the Renaissance. Cambridge, 1954.
Cassirer, Ernst. Individual and Cosmos in Renaissance Philosophy. Harper and Row, 1963.
Cassirer, Ernst (Editor), Paul Oskar Kristeller (Editor), John Herman Randall (Editor). The Renaissance Philosophy of Man. University of Chicago Press, 1969.
Cassirer, Ernst. Platonic Renaissance in England. Gordian, 1970.
Celenza, Christopher S. The Lost Italian Renaissance: Humanism, Historians, and Latin's Legacy. Baltimore: Johns Hopkins University Press. 2004
Celenza, Christopher S. Petrarch: Everywhere a Wanderer. London: Reaktion. 2017
Celenza, Christopher S. The Intellectual World of the Italian Renaissance: Language, Philosophy, and the Search for Meaning. New York and Cambridge: Cambridge University Press. 2018
Erasmus, Desiderius. "The Epicurean". In Colloquies.
Garin, Eugenio. Science and Civic Life in the Italian Renaissance. New York: Doubleday, 1969.
Garin, Eugenio. Italian Humanism: Philosophy and Civic Life in the Renaissance. Basil Blackwell, 1965.
Garin, Eugenio. History of Italian Philosophy. (2 vols.) Amsterdam/New York: Rodopi, 2008.
Grafton, Anthony. Bring Out Your Dead: The Past as Revelation. Harvard University Press, 2004
Grafton, Anthony. Worlds Made By Words: Scholarship and Community in the Modern West. Harvard University Press, 2009
Hale, John. A Concise Encyclopaedia of the Italian Renaissance. Oxford University Press, 1981, .
Kallendorf, Craig W, editor. Humanist Educational Treatises. Cambridge, Massachusetts: The I Tatti Renaissance Library, 2002.
Kraye, Jill (Editor). The Cambridge Companion to Renaissance Humanism. Cambridge University Press, 1996.
Kristeller, Paul Oskar. Renaissance Thought and Its Sources. Columbia University Press, 1979
Pico della Mirandola, Giovanni. Oration on the Dignity of Man. In Cassirer, Kristeller, and Randall, eds. Renaissance Philosophy of Man. University of Chicago Press, 1969.
Skinner, Quentin. Renaissance Virtues: Visions of Politics: Volume II. Cambridge University Press, [2002] 2007.
Makdisi, George. The Rise of Humanism in Classical Islam and the Christian West: With Special Reference to Scholasticism, 1990: Edinburgh University Press
McManus, Stuart M. "Byzantines in the Florentine Polis: Ideology, Statecraft and Ritual during the Council of Florence". Journal of the Oxford University History Society, 6 (Michaelmas 2008/Hilary 2009).
Nauert, Charles Garfield. Humanism and the Culture of Renaissance Europe (New Approaches to European History). Cambridge University Press, 2006.
Plumb, J. H. ed.: The Italian Renaissance 1961, American Heritage, New York, (page refs from 1978 UK Penguin edn).
Rossellini, Roberto. The Age of the Medici: Part 1, Cosimo de' Medici; Part 2, Alberti 1973. (Film Series). Criterion Collection.
Symonds, John Addington.The Renaissance in Italy. Seven Volumes. 1875–1886.
Trinkaus, Charles. The Scope of Renaissance Humanism. Ann Arbor: University of Michigan Press, 1983.
Wind, Edgar. Pagan Mysteries in the Renaissance. New York: W.W. Norton, 1969.
Witt, Ronald. "In the footsteps of the ancients: the origins of humanism from Lovato to Bruni." Leiden: Brill Publishers, 2000
External links
Renaissance Humanism – World History Encyclopedia
Humanism 1: An Outline by Albert Rabil, Jr.
"Rome Reborn: The Vatican Library & Renaissance Culture: Humanism". The Library of Congress. 2002-07-01
Paganism in the Renaissance, BBC Radio 4 discussion with Tom Healy, Charles Hope & Evelyn Welch (In Our Time, June 16, 2005)
Medieval philosophy
Philosophical schools and traditions
Humanism | 0.78575 | 0.998308 | 0.78442 |
Historical materialism | Historical materialism is Karl Marx's theory of history. Marx located historical change in the rise of class societies and the way humans labor together to make their livelihoods.
Karl Marx stated that technological development can change the modes of production over time. This change in the mode of production inevitably encourages changes to a society's economic system.
Marx's lifetime collaborator, Friedrich Engels, coined the term "historical materialism" and described it as "that view of the course of history which seeks the ultimate cause and the great moving power of all important historic events in the economic development of society, in the changes in the modes of production and exchange, in the consequent division of society into distinct classes, and in the struggles of these classes against one another."
Although Marx never brought together a formal or comprehensive description of historical materialism in one published work, his key ideas are woven into a variety of works from the 1840s onward. Since Marx's time, the theory has been modified and expanded. It now has many Marxist and non-Marxist variants.
Enlightenment views of history
Marx's view of history was shaped by his engagement with the intellectual and philosophical movement known as the Age of Enlightenment and the profound scientific, political, economic and social transformations that took place in Britain and other parts of Europe in the 16th, 17th and 18th centuries.
The "spirit of liberty"
Enlightenment thinkers responded to the worldly transformations by promoting individual liberties and attacking religious dogmas and the divine right of kings. A group of thinkers including Hobbes (1588–1679), Montesquieu (1689–1755), Voltaire (1694–1778), Smith (1723–1790), Turgot (1727–1781) and Condorcet (1743–1794) explored new forms of inquiry, including empirical studies of human nature, history, economics and society. Some philosophers, for example, Vico (1668–1744), Herder (1744–1803) and Hegel (1770–1831), sought to uncover organizing principles of human history in underlying themes, meanings, and directions. For many Enlightenment philosophers, the power of ideas became the mainspring for understanding historical change and the rise and fall of civilizations. History was the gradual advance of the "spirit of liberty" or the growth of nationalism or democracy, rationality and law. This view of history remains popular to this day.
Materialism
Beginning in the 16th and 17th centuries, materialism came to prominence in Western philosophy, especially in opposition to the Cartesian rationalism of philosophers such as Descartes. Notable philosophers expounding materialist views included Francis Bacon, Pierre Gassendi, and John Locke. They were followed by a series of materialists in France in the 18th century such as Étienne Bonnot de Condillac, Claude Adrien Helvétius, and Baron d'Holbach. In the 19th century, the pre-Marxist communists Théodore Dézamy and Jules Gay adopted materialism in their historical analysis of society as well. Marx inherited his materialist philosophy from this Gassendi-Dezamy line of thinkers.
Marx's ideas were also influenced by his reading of Young Hegelian writer Ludwig Feuerbach's 1833 work Geschichte der neuern Philosophie von Bacon von Verulam bis Benedict Spinoza which covered Gassendi's materialist philosophy as well as Gassendi's treatment on materialist Ancient Greek philosophers such as Epicurus, Leucippus, and Democritus.
Materialist conception of history
Inspired by Enlightenment thinkers, especially Condorcet, the utopian socialist Henri de Saint-Simon (1760–1825) formulated his own materialist interpretation of history, similar to those later used in Marxism, analyzing historical epochs based on their level of technology and organization and dividing them between eras of slavery, serfdom, and finally wage labor. According to the socialist leader Jean Jaurès, the French writer Antoine Barnave was the first to develop the theory that economic forces were the driving factors in history.
Marx came to his commitment to a materialist analysis of society and political economy around 1844 and completed his works The Holy Family in 1845, The German Ideology or Leipzig Council in 1846, and The Poverty of Philosophy in 1847 along with Friedrich Engels.
'Great man' history
Marx rejected the enlightenment view that ideas alone were the driving force in society or that the underlying cause of change was guided by the actions of leaders in government or religion. The "great man" and occasionally "great woman" view of historical change was popularized by the 19th-century Scottish philosopher Thomas Carlyle (1795–1881) who wrote "the history of the world is nothing but the biography of great men". According to Marx, this conception of history amounted to nothing more than a collection of "high-sounding dramas of princes and states".
Hegel's contribution to Marx's theory of history
While studying at the University of Berlin, Marx encountered the philosophy of Hegel (1770–1831) which had a profound and lasting influence on his thinking. One of Hegel's key critiques of enlightenment philosophy was that while thinkers were often able to describe what made societies from one epoch to the next different, they struggled to account for why they changed.
Hegel and historicism
Classical economists presented a model of civil society based on a universal and unchanging human nature. Hegel challenged this view and argued that human nature as well as the formulations of art, science and the institutions of the state and its codes, laws and norms were all defined by their history and could only be understood by examining their historical development. Hegel’s philosophical thought saw it as an expression of a specific culture rather than an eternal truth: "Philosophy is its own age comprehended in thought."
World spirit
In each society, humans were 'free by nature" but constrained by their "brutal recklessness of passion" and "untamed natural impulses" that led to injustice and violence. It was only through wider society and the state, which was expressed in each historical epoch, by a "spirit of the age", collective consciousness or geist, that "Freedom" could be realized. For Hegel, history was the working through of a process where humans become ever more conscious of the rational principles that govern social development.
Dialectics of change
Hegel's dialectical method presents the world as a complex totality where all aspects of society (familial, economic, scientific, governmental, etc.) are interconnected, mutually influential, and unable to be considered in isolation. According to Hegel, at any particular point in time, society is an amalgam of contesting forces – some promoting stability and others striving for change. It is not just external factors that bring about transformation but internal contradictions. The unceasing drive of this dynamic is played out by real people struggling to achieve their aims. The outcome is that ideas, institutions and bodies of society are reconfigured into new forms expressing new characteristics. At certain decisive moments in history, during periods of great conflict, the actions of "great historical men" can align with the "spirit of the age" to bring about a fundamental advance in freedom.
Algebra of revolution
The implication of Hegel's philosophy that every social order, no matter how powerful and secure, will eventually wither away was incendiary. These ideas were inspirational to Marx and the Young Hegelians who sought to develop a radical critique of the Prussian authorities and their failure to introduce constitutional change or reform social institutions. However, Hegel's contention that ideas or the "spirit of the age" drive history was mistaken in Marx's view. Hegel, wrote Marx, "fell into the illusion of conceiving the real as the product of thought..." Marx contended that the engine of history was to be found in a materialist understanding of society - the productive process and the way humans labored to meet their needs. Marx and Engels first set out their materialist conception of history in The German Ideology, written in 1845. The book is a lengthy polemic against Marx and Engels' fellow Young Hegelians and contemporaries Ludwig Feuerbach, Bruno Bauer, and Max Stirner.
Historical materialism
The production of life
Marx based his theory of history on the necessity of labor to ensure physical survival. In The German Ideology, Marx wrote that the first historical act, was the production of means to satisfy material needs and that labor is a "fundamental condition of all history, which today, as thousands of years ago, must daily and hourly be fulfilled merely in order to sustain human life". Human labor forms the materialist basis for society and is at the heart of Marx's account of history. Marx viewed labor throughout history, in all societies and in all modes of production, from the earliest Paleolithic hunter gatherers through to feudal societies and to modern capitalist economies as an "everlasting Nature-imposed condition of human existence" that compels humans to join socially to produce their means of subsistence.
Forces and relations of production
Marx identified two mutually interdependent structures of humans' interaction with nature and the process of producing their subsistence: the forces of production and relations of production.
Forces of production
The forces of production are everything that humans use to make the things that society needs. They include human labor and the raw materials, land, tools, instruments and knowledge required for production. The flint sharpened spears and harpoons developed by early humans in the late Paleolithic period are all forces of production. Over time, the forces of production tend to develop and expand as new skills, knowledge and technology (for example wooden scratch plows then heavier iron plows) are put to use to meet human needs. From one generation to the next, technical skills, evolving traditions of practice and mechanical innovations are reproduced and disseminated.
Relations of production
Marx extended this premise by asserting the importance of the fact that, in order to carry out production and exchange, people have to enter into very definite social relations, or more specifically, "relations of production". However, production does not get carried out in the abstract, or by entering into arbitrary or random relations chosen at will, but instead are determined by the development of the existing forces of production.
The relations of production are determined by the level and character of these productive forces present at any given time in history. In all societies, human beings collectively work on nature but, especially in class societies, do not do the same work. In such societies, there is a division of labor in which people not only carry out different kinds of labor but occupy different social positions on the basis of those differences. The most important such division is that between manual and intellectual labor whereby one class produces a given society's wealth while another is able to monopolize control of the means of production. In this way, both govern that society and live off of the wealth generated by the laboring classes.
Base and superstructure
Marx identified society's relations of production (arising on the basis of given productive forces) as the economic base of society. He also explained that on the foundation of the economic base, there arise certain political institutions, laws, customs, culture, etc., and ideas, ways of thinking, morality, etc. These constitute the political/ideological "superstructure" of society. This superstructure not only has its origin in the economic base, but its features also ultimately correspond to the character and development of that economic base, i.e. the way people organize society, its relations of production, and its mode of production. G.A. Cohen argues in Karl Marx's Theory of History: A Defence that a society's superstructure stabilizes or entrenches its economic structure, but that the economic base is primary and the superstructure secondary. That said, it is precisely because the superstructure strongly affects the base that the base selects that superstructure. As Charles Taylor wrote: "These two directions of influence are so far from being rivals that they are actually complementary. The functional explanation requires that the secondary factor tend to have a causal effect on the primary, for this dispositional fact is the key feature of the explanation." It is because the influences in the two directions are not symmetrical that it makes sense to speak of primary and secondary factors, even where one is giving a non-reductionist, "holistic" account of social interaction.
To summarize, history develops in accordance with the following observations:
Social progress is driven by progress in the material, productive forces a society has at its disposal (technology, labour, capital goods and so on).
Humans are inevitably involved in productive relations (roughly speaking, economic relationships or institutions), which constitute the most decisive social relations. These relations progress with the development of the productive forces. They are largely determined by the division of labor, which in turn tends to determine social class.
Relations of production are both determined by the means and forces of production and set the conditions of their development. For example, capitalism tends to increase the rate at which the forces develop and stresses the accumulation of capital.
The relations of production define the mode of production, e.g. the capitalist mode of production is characterized by the polarization of society into capitalists and workers.
The superstructure—the cultural and institutional features of a society, its ideological materials—is ultimately an expression of the mode of production on which the society is founded.
Every type of state is a powerful institution of the ruling class; the state is an instrument which one class uses to secure its rule and enforce its preferred relations of production and its exploitation onto society.
State power is usually only transferred from one class to another by social and political upheaval.
When a given relation of production no longer supports further progress in the productive forces, either further progress is strangled, or 'revolution' must occur.
The actual historical process is not predetermined but depends on class struggle, especially the elevation of class consciousness and organization of the working class.
Key implications in the study and understanding of history
Many writers note that historical materialism represented a revolution in human thought, and a break from previous ways of understanding the underlying basis of change within various human societies. As Marx puts it, "a coherence arises in human history" because each generation inherits the productive forces developed previously and in turn further develops them before passing them on to the next generation. Further, this coherence increasingly involves more of humanity the more the productive forces develop and expand to bind people together in production and exchange.
This understanding counters the notion that human history is simply a series of accidents, either without any underlying cause or caused by supernatural beings or forces exerting their will on society. Historical materialism posits that history is made as a result of struggle between different social classes rooted in the underlying economic base. According to G. A. Cohen, author of Karl Marx's Theory of History: A Defence, the level of development of society's productive forces (i.e., society's technological powers, including tools, machinery, raw materials, and labor power) determines society's economic structure, in the sense that it selects a structure of economic relations that tends best to facilitate further technological growth. In historical explanation, the overall primacy of the productive forces can be understood in terms of two key theses:
In saying that productive forces have a universal tendency to develop, Cohen's reading of Marx is not claiming that productive forces always develop or that they never decline. Their development may be temporarily blocked, but because human beings have a rational interest in developing their capacities to control their interactions with external nature in order to satisfy their wants, the historical tendency is strongly toward further development of these capacities.
Broadly, the importance of the study of history lies in the ability of history to explain the present. John Bellamy Foster asserts that historical materialism is important in explaining history from a scientific perspective, by following the scientific method, as opposed to belief-system theories like creationism and intelligent design, which do not base their beliefs on verifiable facts and hypotheses.
Modes of production
The main modes of production that Marx identified include primitive communism, slave society, feudalism, capitalism and communism. Mercantilism, mixed economy (state-capitalism) and socialism are sometimes included in the modes of production by later authors. In each of these stages of production, people interact with nature and production in different ways. Any surplus from that production was distributed differently. Marx propounded that humanity first began living in primitive communist societies, then came the ancient societies such as Rome and Greece which were based on a ruling class of citizens and a class of slaves, then feudalism which was based on nobles and serfs, and then capitalism which is based on the capitalist class (bourgeoisie) and the working class (proletariat). In his idea of a future communist society, Marx explains that classes would no longer exist, and therefore the exploitation of one class by another is abolished.
Primitive communism
To historical materialists, hunter-gatherer societies constituted primitive communist societies. In a primitive communist society, the productive forces would have consisted of all able-bodied persons engaged in obtaining food and resources from the land, and everyone would share in what was produced by hunting and gathering. There would be no private property, which is distinguished from personal property such as articles of clothing and similar personal items, because primitive society produced no surplus; what was produced was quickly consumed and this was because there existed no division of labour, hence people were forced to work together. The few things that existed for any length of time - the means of production (tools and land), housing - were held communally. In Engels' view, in association with matrilocal residence and matrilineal descent, reproductive labour was shared. There would have also been a lack of state.
Ancient mode of production
Slave societies, the ancient mode of production, were formed as productive forces advanced, namely due to agriculture and its ensuing abundance which led to the abandonment of nomadic society. Slave societies were marked by their use of slavery and minor private property; production for use was the primary form of production. Slave society is considered by historical materialists to be the first class-stratified society formed of citizens and slaves. Surplus from agriculture was distributed to the citizens, who exploited the slaves that worked the fields.
Feudal mode of production
The feudal mode of production emerged from slave society (e.g. in Europe after the collapse of the Roman Empire), coinciding with the further advance of productive forces. Feudal society's class relations were marked by an entrenched nobility and serfdom. For Marx, what defined feudalism was the power of the ruling class (the aristocracy) in their control of arable land, leading to a class society based upon the exploitation of the peasants who farm these lands, typically under serfdom and principally by means of labour, produce and money rents. Simple commodity production existed in the form of artisans and merchants. This merchant class would grow in size and eventually form the bourgeoisie. However, production was still largely for use.
Capitalist mode of production
The capitalist mode of production materialized when the rising bourgeois class grew large enough to institute a shift in the productive forces. The bourgeoisie's primary form of production was in the form of commodities, i.e. they produced with the purpose of exchanging their products. As this commodity production grew, the old feudal systems came into conflict with the new capitalist ones; feudalism was then eschewed as capitalism emerged. The bourgeoisie's influence expanded until commodity production became fully generalized:
The feudal system of industry, in which industrial production was monopolised by closed guilds, now no longer sufficed for the growing wants of the new markets. The manufacturing system took its place. The guild-masters were pushed on one side by the manufacturing middle class; division of labour between the different corporate guilds vanished in the face of division of labour in each single workshop.
With the rise of the bourgeoisie came the concepts of nation-states and nationalism. Marx argued that capitalism completely separated the economic and political forces. Marx took the state to be a sign of this separation—it existed to manage the massive conflicts of interest which arose between the proletariat and bourgeoisie in capitalist society. Marx observed that nations arose at the time of the appearance of capitalism on the basis of community of economic life, territory, language, certain features of psychology, and traditions of everyday life and culture. In The Communist Manifesto Marx and Engels explained that the coming into existence of nation-states was the result of class struggle, specifically of the capitalist class's attempts to overthrow the institutions of the former ruling class. Prior to capitalism, nations were not the primary political form. Vladimir Lenin shared a similar view on nation-states. There were two opposite tendencies in the development of nations under capitalism. One of them was expressed in the activation of national life and national movements against the oppressors. The other was expressed in the expansion of links among nations, the breaking down of barriers between them, the establishment of a unified economy and of a world market (globalization); the first is a characteristic of lower-stage capitalism and the second a more advanced form, furthering the unity of the international proletariat. Alongside this development was the forced removal of the serfdom from the countryside to the city, forming a new proletarian class. This caused the countryside to become reliant on large cities. Subsequently, the new capitalist mode of production also began expanding into other societies that had not yet developed a capitalist system (e.g. the scramble for Africa). The Communist Manifesto stated:
National differences and antagonism between peoples are daily more and more vanishing, owing to the development of the bourgeoisie, to freedom of commerce, to the world market, to uniformity in the mode of production and in the conditions of life corresponding thereto.
The supremacy of the proletariat will cause them to vanish still faster. United action, of the leading civilised countries at least, is one of the first conditions for the emancipation of the proletariat.
In proportion as the exploitation of one individual by another will also be put an end to, the exploitation of one nation by another will also be put an end to. In proportion as the antagonism between classes within the nation vanishes, the hostility of one nation to another will come to an end.
Under capitalism, the bourgeoisie and proletariat become the two primary classes. Class struggle between these two classes was now prevalent. With the emergence of capitalism, productive forces were now able to flourish, causing the Industrial Revolution in Europe. Despite this, however, the productive forces eventually reach a point where they can no longer expand, causing the same collapse that occurred at the end of feudalism:
Modern bourgeois society, with its relations of production, of exchange and of property, a society that has conjured up such gigantic means of production and of exchange, is like the sorcerer who is no longer able to control the powers of the nether world whom he has called up by his spells. [...] The productive forces at the disposal of society no longer tend to further the development of the conditions of bourgeois property; on the contrary, they have become too powerful for these conditions, by which they are fettered, and so soon as they overcome these fetters, they bring disorder into the whole of bourgeois society, endanger the existence of bourgeois property.
Communist mode of production
Lower-stage of communism
The bourgeoisie, as Marx stated in The Communist Manifesto, has "forged the weapons that bring death to itself; it has also called into existence the men who are to wield those weapons—the modern working class—the proletarians." Historical materialists henceforth believe that the modern proletariat are the new revolutionary class in relation to the bourgeoisie, in the same way that the bourgeoisie was the revolutionary class in relation to the nobility under feudalism. The proletariat, then, must seize power as the new revolutionary class in a dictatorship of the proletariat.
Between capitalist and communist society there lies the period of the revolutionary transformation of the one into the other. Corresponding to this is also a political transition period in which the state can be nothing but the revolutionary dictatorship of the proletariat.
Marx also describes a communist society developed alongside the proletarian dictatorship:
Within the co-operative society based on common ownership of the means of production, the producers do not exchange their products; just as little does the labor employed on the products appear here as the value of these products, as a material quality possessed by them, since now, in contrast to capitalist society, individual labor no longer exists in an indirect fashion but directly as a component part of total labor. The phrase "proceeds of labor", objectionable also today on account of its ambiguity, thus loses all meaning.
What we have to deal with here is a communist society, not as it has developed on its own foundations, but, on the contrary, just as it emerges from capitalist society; which is thus in every respect, economically, morally, and intellectually, still stamped with the birthmarks of the old society from whose womb it emerges. Accordingly, the individual producer receives back from society—after the deductions have been made—exactly what he gives to it. What he has given to it is his individual quantum of labor. For example, the social working day consists of the sum of the individual hours of work; the individual labor time of the individual producer is the part of the social working day contributed by him, his share in it. He receives a certificate from society that he has furnished such-and-such an amount of labor (after deducting his labor for the common funds); and with this certificate, he draws from the social stock of means of consumption as much as the same amount of labor cost. The same amount of labor which he has given to society in one form, he receives back in another.
This lower-stage of communist society is, according to Marx, analogous to the lower-stage of capitalist society, i.e. the transition from feudalism to capitalism, in that both societies are "stamped with the birthmarks of the old society from whose womb it emerges." The emphasis on the idea that modes of production do not exist in isolation but rather are materialized from the previous existence is a core idea in historical materialism.
There is considerable debate among communists regarding the nature of this society. Some such as Joseph Stalin, Fidel Castro, and other Marxist-Leninists believe that the lower-stage of communism constitutes its own mode of production, which they call socialist rather than communist. Marxist-Leninists believe that this society may still maintain the concepts of property, money, and commodity production.
Higher-stage of communism
To Marx, the higher-stage of communist society is a free association of producers which has successfully negated all remnants of capitalism, notably the concepts of states, nationality, sexism, families, alienation, social classes, money, property, commodities, the bourgeoisie, the proletariat, division of labor, cities and countryside, class struggle, religion, ideology, and markets. It is the negation of capitalism.
Marx made the following comments on the higher-phase of communist society:
In a higher phase of communist society, after the enslaving subordination of the individual to the division of labor, and therewith also the antithesis between mental and physical labor, has vanished; after labor has become not only a means of life but life's prime want; after the productive forces have also increased with the all-around development of the individual, and all the springs of co-operative wealth flow more abundantly—only then can the narrow horizon of bourgeois right be crossed in its entirety and society inscribe on its banners: From each according to his ability, to each according to his needs!
Warnings against misuse
In the 1872 Preface to the French edition of Vol. 1, Marx emphasized that "[t]here is no royal road to science, and only those who do not dread the fatiguing climb of its steep paths have a chance of gaining its luminous summits." Reaching a scientific understanding required conscientious, painstaking research, instead of philosophical speculation and unwarranted, sweeping generalizations. Having abandoned abstract philosophical speculation in his youth, Marx himself showed great reluctance during the rest of his life about offering any generalities or universal truths about human existence or human history.
The first explicit and systematic summary of the materialist interpretation of history to be published was Engels's book Herr Eugen Dühring's Revolution in Science, written with Marx's approval and guidance, and often referred to as the Anti-Dühring. One of the polemics was to ridicule the easy "world schematism" of philosophers, who invented the latest wisdom from behind their writing desks. Towards the end of his life, in 1877, Marx wrote a letter to the editor of the Russian paper Otetchestvennye Zapisky, which significantly contained the following disclaimer:
Marx goes on to illustrate how the same factors can in different historical contexts produce very different results so that quick and easy generalizations are not really possible. To indicate how seriously Marx took research when he died, his estate contained several cubic metres of Russian statistical publications (it was, as the old Marx observed, in Russia that his ideas gained the most influence).
Insofar as Marx and Engels regarded historical processes as law-governed processes, the possible future directions of historical development were to a great extent limited and conditioned by what happened before. Retrospectively, historical processes could be understood to have happened by necessity in certain ways and not others, and to some extent at least, the most likely variants of the future could be specified on the basis of careful study of the known facts.
Towards the end of his life, Engels commented several times about the abuse of historical materialism. In a letter to Conrad Schmidt dated 5 August 1890, he stated:
Finally, in a letter to Franz Mehring dated 14 July 1893, Engels stated:
Engels warned about conceiving of Marx's ideas as deterministic, saying: "According to the materialist conception of history, the ultimately determining element in history is the production and reproduction of real life. Other than this neither Marx nor I have ever asserted. Hence if somebody twists this into saying that the economic element is the only determining one, he transforms that proposition into a meaningless, abstract, senseless phrase." On another occasion, Engels remarked that "younger people sometimes lay more stress on the economic side than is due to it".
Criticism
Philosopher of science Karl Popper, in The Poverty of Historicism and Conjectures and Refutations, critiqued such claims of the explanatory power or valid application of historical materialism by arguing that it could explain or explain away any fact brought before it, making it unfalsifiable and thus pseudoscientific. Similar arguments were brought by Leszek Kołakowski in Main Currents of Marxism.
In his 1940 essay Theses on the Philosophy of History, scholar Walter Benjamin compares historical materialism to the Turk, an 18th-century device which was promoted as a mechanized automaton which could defeat skilled chess players but actually concealed a human who controlled the machine. Benjamin suggested that, despite Marx's claims to scientific objectivity, historical materialism was actually quasi-religious. Like the Turk, wrote Benjamin, "[t]he puppet called 'historical materialism' is always supposed to win. It can do this with no further ado against any opponent, so long as it employs the services of theology, which as everyone knows is small and ugly and must be kept out of sight." Benjamin's friend and colleague Gershom Scholem would argue that Benjamin's critique of historical materialism was so definitive that, as Mark Lilla would write, "nothing remains of historical materialism [...] but the term itself".
Continued development
In a foreword to his essay Ludwig Feuerbach and the End of Classical German Philosophy (1886), three years after Marx's death, Engels claimed confidently that "the Marxist world outlook has found representatives far beyond the boundaries of Germany and Europe and in all the literary languages of the world." Indeed, in the years after Marx and Engels' deaths, "historical materialism" was identified as a distinct philosophical doctrine and was subsequently elaborated upon and systematized by Orthodox Marxist and Marxist–Leninist thinkers such as Eduard Bernstein, Karl Kautsky, Georgi Plekhanov and Nikolai Bukharin. This occurred despite the fact that many of Marx's earlier works on historical materialism, including The German Ideology, remained unpublished until the 1930s.
The substantivist ethnographic approach of economic anthropologist and sociologist Karl Polanyi bears similarities to historical materialism. Polanyi distinguishes between the formal definition of economics as the logic of rational choice between limited resources and a substantive definition of economics as the way humans make their living from their natural and social environment. In The Great Transformation (1944), Polanyi asserts that both the formal and substantive definitions of economics hold true under capitalism, but the formal definition falls short when analyzing the economic behavior of pre-industrial societies, whose behavior was more often governed by redistribution and reciprocity. While Polanyi was influenced by Marx, he rejected the primacy of economic determinism in shaping the course of history, arguing that rather than being a realm unto itself, an economy is embedded within its contemporary social institutions, such as the state in the case of the market economy.
Perhaps the most notable recent exploration of historical materialism is G. A. Cohen's Karl Marx's Theory of History: A Defence, which inaugurated the school of Analytical Marxism. Cohen advances a sophisticated technological-determinist interpretation of Marx "in which history is, fundamentally, the growth of human productive power, and forms of society rise and fall according as they enable or impede that growth."
Jürgen Habermas believes historical materialism "needs revision in many respects", especially because it has ignored the significance of communicative action.
Göran Therborn has argued that the method of historical materialism should be applied to historical materialism as an intellectual tradition and to the history of Marxism itself.
In the early 1980s, Paul Hirst and Barry Hindess elaborated a structural Marxist interpretation of historical materialism.
Regulation theory, especially in the work of Michel Aglietta draws extensively on historical materialism.
Following the collapse of the Soviet Union in the early 1990s, much of Marxist thought was seen as anachronistic. A major effort to "renew" historical materialism comes from historian Ellen Meiksins Wood, who wrote in 1995 that, "There is something off about the assumption that the collapse of Communism represents a terminal crisis for Marxism. One might think, among other things, that in a period of capitalist triumphalism there is more scope than ever for the pursuit of Marxism's principal project, the critique of capitalism."[T]he kernel of historical materialism was an insistence on the historicity and specificity of capitalism, and denial that its laws were the universal laws of history...this focus on the specificity of capitalism, as a moment with historical origins as well as an end, with a systemic logic specific to it, encourages a truly historical sense lacking in classical political economy and conventional ideas of progress, and this had potentially fruitful implications for the historical study of other modes of production too.
Referencing Marx's Theses on Feuerbach, Wood argued for historical materialism to be understood as "a theoretical foundation for interpreting the world in order to change it."
See also
References
Citations
Sources
Further reading
Critical account which focuses on incoherencies in the thought of Marx, Engels and Lenin.
American criticism of orthodox Marxism and argument for a more radical version of historical materialism that sticks closer to Marx by changing itself to keep up with changes in the historical situation.
Contains an early defence of the materialist conception of history against its critics of the day.
Free interpretation of Marx's idea.
Influential analytical Marxist interpretation.
Captures the full subtlety of Marx's thought, but at length in four volumes.
Good reply to false interpretations of Marx's view of history.
Sympathetically critical of dialectical materialism.
Argues historical materialism must be revised to include communicative action.
Marxist view of history according to a leader of the International Socialist Tendency.
Provides an introductory chapter on historical materialism.
Attempts to provide an alternative to schematic interpretations of historical materialism.
Good survey.
Emphasizes understanding the roots of class society and the state.
Modelled on Lenin's "Three components of Marxism" but with a section on the reception and diffusion of Marxism in the world.
Standard Maoist reading of Marx's materialism.
Classic statement by a contemporary and friend of Marx & Engels.
Trotskyist interpretations of problems of history.
Attempts to develop a post-Stalinist interpretation of Marx's project.
Classical Marxist account of the philosophy of Marx, Engels, Lenin, Lukacs, and Trotsky.
Provides a short survey.
Classic statement of Stalinist doctrine.
Includes a good short introduction.
Critical survey of the relationship between sociology and historical materialism.
Polemic which ridicules theorists of history who do not actually study history.
Alternative survey.
Sees historical materialism as a methodology and Das Kapital as an application of the method.
Delves into misinterpretations of Marx including the substitution of "Historical materialism" by Lenin.
Ideology of the Communist Party of the Soviet Union
Marxist theory
Marxism
Materialism | 0.785261 | 0.998705 | 0.784243 |
Dark Ages (historiography) | The Dark Ages is a term for the Early Middle Ages (–10th centuries), or occasionally the entire Middle Ages (–15th centuries), in Western Europe after the fall of the Western Roman Empire, which characterises it as marked by economic, intellectual, and cultural decline.
The concept of a "Dark Age" as a historiographical periodization originated in the 1330s with the Italian scholar Petrarch, who regarded the post-Roman centuries as "dark" compared to the "light" of classical antiquity. The term employs traditional light-versus-darkness imagery to contrast the era's supposed darkness (ignorance and error) with earlier and later periods of light (knowledge and understanding). The phrase Dark Age(s) itself derives from the Latin saeculum obscurum, originally applied by Caesar Baronius in 1602 when he referred to a tumultuous period in the 10th and 11th centuries. The concept thus came to characterize the entire Middle Ages as a time of intellectual darkness in Europe between the fall of Rome and the Renaissance, and became especially popular during the 18th-century Age of Enlightenment. Others, however, have used the term to denote the relative scarcity of records regarding at least the early part of the Middle Ages.
As the accomplishments of the era came to be better understood in the 19th and the 20th centuries, scholars began restricting the Dark Ages appellation to the Early Middle Ages; today's scholars maintain this posture. The majority of modern scholars avoid the term altogether because of its negative connotations, finding it misleading and inaccurate. Despite this, Petrarch's pejorative meaning remains in use, particularly in popular culture, which often simplistically views the Middle Ages as a time of violence and backwardness.
History
Petrarch
The idea of a Dark Age originated with the Tuscan scholar Petrarch in the 1330s. Writing of the past, he said: "Amidst the errors there shone forth men of genius; no less keen were their eyes, although they were surrounded by darkness and dense gloom". Christian writers, including Petrarch himself, had long used traditional metaphors of 'light versus darkness' to describe 'good versus evil'. Petrarch was the first to give the metaphor secular meaning by reversing its application. He now saw classical antiquity, so long considered a 'dark' age for its lack of Christianity, in the 'light' of its cultural achievements, while Petrarch's own time, allegedly lacking such cultural achievements, was seen as the age of darkness.
From his perspective on the Italian peninsula, Petrarch saw the Roman period and classical antiquity as an expression of greatness. He spent much of his time traveling through Europe, rediscovering and republishing classic Latin and Greek texts. He wanted to restore the Latin language to its former purity. Renaissance humanists saw the preceding 900 years as a time of stagnation, with history unfolding not along the religious outline of Saint Augustine's Six Ages of the World, but in cultural (or secular) terms through progressive development of classical ideals, literature, and art.
Petrarch wrote that history had two periods: the classic period of Greeks and Romans, followed by a time of darkness in which he saw himself living. In around 1343, in the conclusion of his epic Africa, he wrote: "My fate is to live among varied and confusing storms. But for you perhaps, if as I hope and wish you will live long after me, there will follow a better age. This sleep of forgetfulness will not last forever. When the darkness has been dispersed, our descendants can come again in the former pure radiance." In the 15th century, historians Leonardo Bruni and Flavio Biondo developed a three-tier outline of history. They used Petrarch's two ages, plus a modern, 'better age', which they believed the world had entered. Later, the term 'Middle Ages' – Latin media tempestas (1469) or medium aevum (1604), was used to describe the period of supposed decline.
Reformation
During the Reformations of the 16th and 17th centuries, Protestants generally had a similar view to Renaissance humanists such as Petrarch, but also added an anti-Catholic perspective. They saw classical antiquity as a golden time not only because of its Latin literature but also because it witnessed the beginnings of Christianity. They promoted the idea that the 'Middle Age' was a time of darkness also because of corruption within the Catholic Church, such as popes ruling as kings, veneration of saints' relics, a licentious priesthood and institutionalized moral hypocrisy.
Baronius
In response to the Protestants, Catholics developed a counter-image to depict the High Middle Ages in particular as a period of social and religious harmony and not 'dark' at all. The most important Catholic reply to the Magdeburg Centuries was the Annales Ecclesiastici by Cardinal Caesar Baronius. Baronius was a trained historian who produced a work that the Encyclopædia Britannica in 1911 described as "far surpassing anything before" and that Acton regarded as "the greatest history of the Church ever written". The Annales covered the first twelve centuries of Christianity to 1198 and was published in twelve volumes between 1588 and 1607. It was in Volume X that Baronius coined the term "dark age" for the period between the end of the Carolingian Empire in 888 and the first stirrings of Gregorian Reform under Pope Clement II in 1046:
Significantly, Baronius termed the age 'dark' because of the paucity of written records. The "lack of writers" he referred to may be illustrated by comparing the number of volumes in Migne's Patrologia Latina containing the work of Latin writers from the 10th century (the heart of the age he called 'dark') with the number containing the work of writers from the preceding and succeeding centuries. A minority of these writers were historians.
There is a sharp drop from 34 volumes in the 9th century to just 8 in the 10th. The 11th century, with 13, evidences a certain recovery, and the 12th century, with 40, surpasses the 9th, something that the 13th, with just 26, fails to do. There was indeed a 'dark age', in Baronius's sense of a "lack of writers", between the Carolingian Renaissance in the 9th century and the beginnings, sometime in the 11th, of what has been called the Renaissance of the 12th century. Furthermore, there was an earlier period of "lack of writers" during the 7th and 8th centuries. Therefore, in Western Europe, two 'dark ages' can be identified, separated by the brilliant but brief Carolingian Renaissance.
Baronius' 'dark age' seems to have struck historians, for it was in the 17th century that the term started to spread to various European languages, with his original Latin term being reserved for the period to which he had applied it. Some, following Baronius, used 'dark age' neutrally to refer to a dearth of written records, but others used it pejoratively and lapsed into that lack of objectivity that has discredited the term for many modern historians.
The first British historian to use the term was most likely Gilbert Burnet, in the form 'darker ages' which appears several times in his work during the later 17th century. The earliest reference seems to be in the "Epistle Dedicatory" to Volume I of The History of the Reformation of the Church of England of 1679, where he writes: "The design of the reformation was to restore Christianity to what it was at first, and to purge it of those corruptions, with which it was overrun in the later and darker ages." He uses it again in the 1682 Volume II, where he dismisses the story of "St George's fighting with the dragon" as "a legend formed in the darker ages to support the humour of chivalry". Burnet was a bishop chronicling how England became Protestant, and his use of the term is invariably pejorative.
Enlightenment
During the Age of Enlightenment of the 17th and 18th centuries, many critical thinkers saw religion as antithetical to reason. For them the Middle Ages, or "Age of Faith", was therefore the opposite of the Age of Reason. Baruch Spinoza, Bernard Fontenelle, Immanuel Kant, David Hume, Thomas Jefferson, Thomas Paine, Denis Diderot,
Voltaire, Marquis De Sade and Jean-Jacques Rousseau were vocal in attacking the Middle Ages as a period of social regress dominated by religion, while Gibbon in The History of the Decline and Fall of the Roman Empire expressed contempt for the "rubbish of the Dark Ages". Yet just as Petrarch, seeing himself at the cusp of a "new age", was criticising the centuries before his own time, so too were Enlightenment writers.
Consequently, an evolution had occurred in at least three ways. Petrarch's original metaphor of light versus dark has expanded over time, implicitly at least. Even if later humanists no longer saw themselves living in a dark age, their times were still not light enough for 18th-century writers who saw themselves as living in the real Age of Enlightenment, while the period to be condemned stretched to include what we now call Early Modern times. Additionally, Petrarch's metaphor of darkness, which he used mainly to deplore what he saw as a lack of secular achievement, was sharpened to take on a more explicitly anti-religious and anti-clerical meaning.
Romanticism
In the late 18th and the early 19th centuries, the Romantics reversed the negative assessment of Enlightenment critics with a vogue for medievalism. The word "Gothic" had been a term of opprobrium akin to "Vandal" until a few self-confident mid-18th-century English "Goths" like Horace Walpole initiated the Gothic Revival in the arts. This stimulated interest in the Middle Ages, which for the following generation began to take on the idyllic image of an "Age of Faith". This, reacting to a world dominated by Enlightenment rationalism, expressed a romantic view of a Golden Age of chivalry. The Middle Ages were seen with nostalgia as a period of social and environmental harmony and spiritual inspiration, in contrast to the excesses of the French Revolution and, most of all, to the environmental and social upheavals and utilitarianism of the developing Industrial Revolution. The Romantics' view is still represented in modern-day fairs and festivals celebrating the period with 'merrie' costumes and events.
Just as Petrarch had twisted the meaning of light and darkness, the Romantics had twisted the judgment of the Enlightenment. However, the period that they idealized was largely the High Middle Ages, extending into Early Modern times. In one respect, that negated the religious aspect of Petrarch's judgment, since these later centuries were those when the power and prestige of the Church were at their height. To many, the scope of the Dark Ages was becoming divorced from this period, denoting mainly the centuries immediately following the fall of Rome.
Modern scholarly use
The term was widely used by 19th-century historians. In 1860, in The Civilization of the Renaissance in Italy, Jacob Burckhardt delineated the contrast between the medieval 'dark ages' and the more enlightened Renaissance, which had revived the cultural and intellectual achievements of antiquity. The earliest entry for a capitalized "Dark Ages" in the Oxford English Dictionary (OED) is a reference in Henry Thomas Buckle's History of Civilization in England in 1857, who wrote: "During these, which are rightly called the Dark Ages, the clergy were supreme." The OED in 1894 defined an uncapitalised "dark ages" as "a term sometimes applied to the period of the Middle Ages to mark the intellectual darkness characteristic of the time". Since the Late Middle Ages significantly overlap with the Renaissance, the term 'Dark Ages' became restricted to distinct times and places in medieval Europe. Thus the 5th and 6th centuries in Britain, at the height of the Saxon invasions, have been called "the darkest of the Dark Ages".
The term "Dark Ages" was increasingly questioned from the mid-twentieth century as archaeological, historical and literary studies led to greater understanding of the period, In 1977, the historian Denys Hay spoke ironically of "the lively centuries which we call dark". More forcefully, a book about the history of German literature published in 2007 describes "the dark ages" as "a popular if uninformed manner of speaking".
Most modern historians do not use the term "dark ages" and prefer terms such as Early Middle Ages. However, when used by some historians today, the term "Dark Ages" is meant to describe the economic, political and cultural problems of the era. For others, the term Dark Ages is intended to be neutral, expressing the idea that the events of the period seem 'dark' to us because of the paucity of the historical record. For example, Robert Sallares, commenting on the lack of sources to establish whether the plague pandemic of 541 to 750 reached Northern Europe, opines that "the epithet Dark Ages is surely still an appropriate description of this period".
However, from the later 20th century onward, other historians became critical even of this nonjudgmental use of the term for two main reasons. Firstly, it is questionable whether it is ever possible to use the term in a neutral way: scholars may intend it, but ordinary readers may not understand it so. Secondly, 20th-century scholarship had increased understanding of the history and culture of the period, to such an extent that it is no longer really 'dark' to modern viewers. To avoid the value judgment implied by the expression, many historians now avoid it altogether. It was occasionally used up to the 1990s by historians of early medieval Britain, for example in the title of the 1991 book by Ann Williams, Alfred Smyth and D. P. Kirby, A Biographical Dictionary of Dark Age Britain, England, Scotland and Wales, c.500–c.1050, and in the comment by Richard Abels in 1998 that the greatness of Alfred the Great "was the greatness of a Dark Age king". In 2020, John Blair, Stephen Rippon and Christopher Smart observed that: "The days when archaeologists and historians referred to the fifth to the tenth centuries as the 'Dark Ages' are long gone, and the material culture produced during that period demonstrates a high degree of sophistication."
Modern non-scholarly use
A 2021 lecture by Howard Williams of Chester University explored how "stereotypes and popular perceptions of the Early Middle Ages – popularly still considered the European 'Dark Ages' – plague popular culture"; and finding 'Dark Ages' is "rife outside of academic literature, including in newspaper articles and media debates." As to why it is used, according to Williams, legends and racial misunderstandings have been revitalized by modern nationalists, colonialists and imperialists around present-day concepts of identity, faith and origin myths i.e. appropriating historical myths for modern political ends.
In a book about medievalisms in popular culture by Andrew B. R. Elliott (2017), he found "by far" the most common use of 'Dark Ages' is to "signify a general sense of backwardness or lack of technological sophistication", in particular noting how it has become entrenched in daily and political discourse. Reasons for use, according to Elliott, are often "banal medievalisms", which are "characterized mainly by being unconscious, unwitting and by having little or no intention to refer to the Middle Ages"; for example, referring to an insurance industry still reliant on paper instead of computers as being in the 'Dark Ages'. These banal uses are little more than tropes that inherently contain a criticism about lack of progress. Elliott connects 'Dark Ages' to the "Myth of Progress", also observed by Joseph Tainter, who says, "There is genuine bias against so-called 'Dark Ages'" because of a modern belief that society normally traverses from lesser to greater complexity, and when complexity is reduced during a collapse, this is perceived as out of the ordinary and thus undesirable; he counters that complexity is rare in human history, a costly mode of organization that must be constantly maintained, and periods of less complexity are common and to be expected as part of the overall progression towards greater complexity.
In Peter S. Wells's 2008 book, Barbarians to Angels: The Dark Ages Reconsidered, he writes, "I have tried to show that far from being a period of cultural bleakness and unmitigated violence, the centuries (5th - 9th) known popularly as the Dark Ages were a time of dynamic development, cultural creativity, and long-distance networking". He writes that our "popular understanding" of these centuries "depends largely on the picture of barbarian invaders that Edward Gibbon presented more than two hundred years ago," and that this view has been accepted "by many who have read and admire Gibbon's work."
David C. Lindberg, a science and religion historian, says the 'Dark Ages' are "according to wide-spread popular belief" portrayed as "a time of ignorance, barbarism and superstition", for which he asserts "blame is most often laid at the feet of the Christian church". Medieval historian Matthew Gabriele echoes this view as a myth of popular culture. Andrew B. R. Elliott notes the extent to which "Middle Ages/Dark Ages have come to be synonymous with religious persecution, witch hunts and scientific ignorance".
See also
Conflict thesis and continuity thesis
Greek dark ages after Late Bronze Age collapse
References
External links
"Dark Ages" in Encyclopædia Britannica
"Decline and fall of the Roman myth" by Terry Jones
"Why the Middle Ages are called the Dark Ages"
Alban Gautier, « De l'usage des Dark Ages en histoire médiévale », portail Ménestrel, 2017 (in French)
Historiography of the Middle Ages
Early Middle Ages
Historical eras
Urban decay | 0.784468 | 0.999524 | 0.784095 |
History | History (derived ) is the systematic study and documentation of the human past. History is an academic discipline which uses a narrative to describe, examine, question, and analyze past events, and investigate their patterns of cause and effect. Historians debate which narrative best explains an event, as well as the significance of different causes and effects. Historians debate the nature of history as an end in itself, and its usefulness in giving perspective on the problems of the present.
The period of events before the invention of writing systems is considered prehistory. "History" is an umbrella term comprising past events as well as the memory, discovery, collection, organization, presentation, and interpretation of these events. Historians seek knowledge of the past using historical sources such as written documents, oral accounts or traditional oral histories, art and material artifacts, and ecological markers.
Stories common to a particular culture, but not supported by external sources (such as the tales surrounding King Arthur), are usually classified as cultural heritage or legends. History differs from myth in that it is supported by verifiable evidence. However, ancient cultural influences have helped create variant interpretations of the nature of history, which have evolved over the centuries and continue to change today. The modern study of history is wide-ranging, and includes the study of specific regions and certain topical or thematic elements of historical investigation. History is taught as a part of primary and secondary education, and the academic study of history is a major discipline in universities.
Herodotus, a 5th-century BCE Greek historian, is often considered the "father of history", as one of the first historians in the Western tradition, though he has been criticized as the "father of lies". Along with his contemporary Thucydides, he helped form the foundations for the modern study of past events and societies. Their works continue to be read today, and the gap between the culture-focused Herodotus and the military-focused Thucydides remains a point of contention or approach in modern historical writing. In East Asia a state chronicle, the Spring and Autumn Annals, was reputed to date from as early as 722 BCE, though only 2nd-century BCE texts have survived. The title "father of history" has also been attributed, in their respective societies, to Sima Qian, Ibn Khaldun, and Kenneth Dike.
Etymology
The word history comes from historía. It was in that sense that Aristotle used the word in his History of Animals. The ancestor word is attested early on in Homeric Hymns, Heraclitus, the Athenian ephebes' oath, and in Boeotic inscriptions (in a legal sense, either "judge" or "witness", or similar). The Greek word was borrowed into Classical Latin as historia, meaning "investigation, inquiry, research, account, description, written account of past events, writing of history, historical narrative, recorded knowledge of past events, story, narrative". History was borrowed from Latin (possibly via Old Irish or Old Welsh) into Old English as stær ("history, narrative, story"), but this word fell out of use in the late Old English period. Meanwhile, as Latin became Old French (and Anglo-Norman), historia developed into forms such as istorie, estoire, and historie, with new developments in the meaning: "account of the events of a person's life (beginning of the 12th century), chronicle, account of events as relevant to a group of people or people in general (1155), dramatic or pictorial representation of historical events, body of knowledge relative to human evolution, science, narrative of real or imaginary events, story".
It was from Anglo-Norman that history was brought into Middle English, and it has persisted. It appears in the 13th-century Ancrene Wisse, but seems to have become a common word in the late 14th century, with an early attestation appearing in John Gower's Confessio Amantis of the 1390s (VI.1383): "I finde in a bok compiled | To this matiere an old histoire, | The which comth nou to mi memoire". In Middle English, the meaning of history was "story" in general. The restriction to the meaning "the branch of knowledge that deals with past events; the formal record or study of past events, esp. human affairs" arose in the mid-15th century. With the Renaissance, older senses of the word were revived, and it was in the Greek sense that Francis Bacon used the term in the late 16th century, when he wrote about natural history. For him, historia was "the knowledge of objects determined by space and time", that sort of knowledge provided by memory (while science was provided by reason, and poetry was provided by fantasy).
In an expression of the linguistic synthetic vs. analytic/isolating dichotomy, English like Chinese (史 vs. 诌) now designates separate words for human history and storytelling in general. In modern German, French, and most Germanic and Romance languages, which are solidly synthetic and highly inflected, the same word is still used to mean both "history" and "story". Historian in the sense of a "researcher of history" is attested from 1531. In all European languages, the substantive history is still used to mean both "what happened with men" and "the scholarly study of the happened" or the word historiography. The adjective historical is attested from 1661, and historic from 1669.
Description
Historians write in the context of their own time, and with due regard to the current dominant ideas of how to interpret the past, and sometimes write to provide lessons for their own society. In the words of Benedetto Croce, "All history is contemporary history". History is facilitated by the formation of a "true discourse of past" through the production of narrative and analysis of past events relating to the human race. The modern discipline of history is dedicated to the institutional production of this discourse.
All events that are remembered and preserved in some authentic form constitute the historical record. The task of historical discourse is to identify the sources which can most usefully contribute to the production of accurate accounts of past. Therefore, the constitution of the historian's archive is a result of circumscribing a more general archive by invalidating the usage of certain texts and documents (by falsifying their claims to represent the "true past"). Part of the historian's role is to skillfully and objectively use the many sources from the past, most often found in the archives. The process of creating a narrative inevitably generates debate, as historians remember or emphasize different events of the past.
The study of history has sometimes been classified as part of the humanities, other times part of the social sciences. It can be seen as a bridge between those two broad areas, incorporating methodologies from both. Some historians strongly support one or the other classification. In the 20th century the Annales school revolutionized the study of history, by using such outside disciplines as economics, sociology, and geography in the study of global history.
Traditionally, historians have recorded events of the past, either in writing or by passing on an oral tradition, and attempted to answer historical questions through the study of written documents and oral accounts. From the beginning, historians have used such sources as monuments, inscriptions, and pictures. In general, the sources of historical knowledge can be separated into three categories: what is written, what is said, and what is physically preserved, and historians often consult all three. But writing is the marker that separates history from what comes before.
Archaeology is especially helpful in unearthing buried sites and objects, which contribute to the study of history. Archeological finds rarely stand alone, with narrative sources complementing its discoveries. Archeology's methodologies and approaches are independent from the field of history. "Historical archaeology" is a specific branch of archeology which often contrasts its conclusions against those of contemporary textual sources. For example, Mark Leone, the excavator and interpreter of historical Annapolis, Maryland, US, has sought to understand the contradiction between textual documents idealizing "liberty" and the material record, demonstrating the possession of slaves and the inequalities of wealth made apparent by the study of the total historical environment.
There are varieties of ways in which history can be organized, including chronologically, culturally, territorially, and thematically. These divisions are not mutually exclusive, and significant intersections are present. It is possible for historians to concern themselves with both the very specific and the very general, though the trend has been toward specialization. The area called Big History resists this specialization, and searches for universal patterns or trends. History has often been studied with some practical or theoretical aim, but may be studied out of simple intellectual curiosity.
Prehistory
Human history is the memory of the past experience of Homo sapiens around the world, as that experience has been preserved, largely in written records. By "prehistory", historians mean the recovery of knowledge of the past in an area where no written records exist, or where the writing of a culture is not understood. By studying painting, drawings, carvings, and other artifacts, some information can be recovered even in the absence of a written record. Since the 20th century, the study of prehistory is considered essential to avoid history's implicit exclusion of certain civilizations, such as those of sub-Saharan Africa and pre-Columbian America. Historians in the West have been criticized for focusing disproportionately on the Western world. In 1961, British historian E. H. Carr wrote:
This definition includes within the scope of history the strong interests of peoples, such as Aboriginal Australians and New Zealand Māori in the past, and the oral records maintained and transmitted to succeeding generations, even before their contact with European civilization.
Historiography
Historiography has a number of related meanings. Firstly, it can refer to how history has been produced: the story of the development of methodology and practices (for example, the move from short-term biographical narrative toward long-term thematic analysis). Secondly, it can refer to what has been produced: a specific body of historical writing (for example, "medieval historiography during the 1960s" means "Works of medieval history written during the 1960s"). Thirdly, it may refer to why history is produced: the philosophy of history. As a meta-level analysis of descriptions of the past, this third conception can relate to the first two in that the analysis usually focuses on the narratives, interpretations, world view, use of evidence, or method of presentation of other historians. Historians debate whether history can be taught as a single coherent narrative or a series of competing narratives.
Methods
Europeans have written and published extensively to pull together a "universal history" in the early modern period. This written corpus and discourse in Europe includes ethnographic encounters, comparative philosophy, as well as archaeological discovery.
Herodotus, from the 5th century BC, has been acclaimed as the "father of history". However, his contemporary Thucydides is credited with having first approached history with a well-developed historical method in the History of the Peloponnesian War. Thucydides, unlike Herodotus, regarded history as the product of the choices and actions of humans, and looked at cause and effect, rather than the result of divine intervention (though Herodotus was not wholly committed to this idea himself). In his historical method, Thucydides emphasized chronology, a nominally neutral point of view, and that the human world was the result of human actions. Greek historians viewed history as cyclical, with events regularly recurring.
There was sophisticated use of historical method in ancient and medieval China. The groundwork for professional historiography in East Asia was established by court historian Sima Qian (145–90 BC), author of the Records of the Grand Historian (Shiji) and posthumously known as the Father of Chinese historiography. Saint Augustine was influential in Christian and Western thought at the beginning of the medieval period. Through the Medieval and Renaissance periods, history was often studied through a sacred or religious perspective. Around 1800, German philosopher and historian Georg Wilhelm Friedrich Hegel brought philosophy and a more secular approach in historical study.
In the preface to his book, the Muqaddimah (1377), the Arab historian and early sociologist, Ibn Khaldun, warned of 7 mistakes he thought historians committed. In this criticism, he approached the past as strange and in need of interpretation. The originality of Ibn Khaldun was to claim that the cultural difference of another age must govern the evaluation of relevant historical material, to distinguish the principles according to which it might be possible to attempt the evaluation, and to feel the need for experience, in addition to rational principles, in order to assess a culture of the past. Ibn Khaldun criticized "idle superstition and uncritical acceptance of historical data". He introduced a scientific method to the study of history, and referred to it as his "new science". His method laid the groundwork for the observation of the role of state, communication, propaganda and systematic bias in history, and so is sometimes considered to be the "father of historiography"
or the "father of the philosophy of history".
In the West, historians developed modern methods of historiography in the 17th and 18th centuries, especially in France and Germany. In 1851, Herbert Spencer summarized these methods:"From the successive strata of our historical deposits, they [historians] diligently gather all the highly colored fragments, pounce upon everything that is curious and sparkling and chuckle like children over their glittering acquisitions; meanwhile the rich veins of wisdom that ramify amidst this worthless debris, lie utterly neglected. Cumbrous volumes of rubbish are greedily accumulated, while those masses of rich ore, that should have been dug out, and from which golden truths might have been smelted, are left untaught and unsought."
By the "rich ore" Spencer meant scientific theory of history. Meanwhile, Henry Thomas Buckle expressed a dream of history becoming one day a science: "In regard to nature, events apparently the most irregular and capricious have been explained and have been shown to be in accordance with certain fixed and universal laws. This has been done because men of ability and, above all, men of patient, untiring thought have studied events with the view of discovering their regularity, and if human events were subject to a similar treatment, we have every right to expect similar results.
Contrary to Buckle's dream, the 19th-century historian with greatest influence on methods became Leopold von Ranke in Germany. He limited history to "what really happened" and by this directed the field further away from science. For Ranke, historical data should be collected carefully, examined objectively and put together with critical rigor. But these procedures "are merely the prerequisites and preliminaries of science. The heart of science is searching out order and regularity in the data being examined and in formulating generalizations or laws about them."
In the 20th century, academic historians focused less on epic nationalistic narratives, which often tended to glorify the nation or great men, to more objective and complex analyses of social and intellectual forces. A major trend of historical methodology in the 20th century was to treat history more as a social science rather than art, which traditionally had been the case. Leading advocates of history as a social science were a diverse collection of scholars which included Fernand Braudel and E. H. Carr. Many are noted for their multidisciplinary approach e.g. Braudel combined history with geography. Nevertheless, these multidisciplinary approaches failed to produce a theory of history. So far only one theory of history came from a professional historian. Whatever other theories of history exist, they were written by experts from other fields (for example, Marxian theory of history). The field of digital history has begun to address ways of using computer technology, to pose new questions to historical data and generate digital scholarship.
In opposition to the claims of history as a social science, historians such as Hugh Trevor-Roper argued the key to historians' work was the power of the imagination, and hence contended that history should be understood as art. French historians associated with the Annales school introduced quantitative history, using raw data to track the lives of typical individuals, and were prominent in the establishment of cultural history (cf. histoire des mentalités). Intellectual historians such as Herbert Butterfield have argued for the significance of ideas in history. American historians, motivated by the civil rights era, focused on formerly overlooked ethnic, racial, and socioeconomic groups. A genre of social history to emerge post-WWII was Alltagsgeschichte (History of Everyday Life). Scholars such as Ian Kershaw examined what everyday life was like for ordinary people in 20th-century Germany, especially in Nazi Germany.
The Marxist theory of historical materialism theorises that society is fundamentally determined by the material conditions at any given time – in other words, the relationships which people have with each other in order to fulfill basic needs such as feeding, clothing and housing themselves and their families. Overall, Marx and Engels claimed to have identified five successive stages of the development of these material conditions in Western Europe. Marxist historiography was once orthodoxy in the Soviet Union, but since the communism's collapse there, its influence has significantly reduced.
Marxist historians sought to validate Karl Marx's theories by analyzing history from a Marxist perspective. In response to the Marxist interpretation of history, historians such as François Furet have offered anti-Marxist interpretations of history. Feminist historians argued for the importance of studying the experience of women. Postmodernists have challenged the validity and need for the study of history on the basis all history is based on the personal interpretation of sources. Keith Windschuttle's 1994 book, The Killing of History defended the worth of history.
Today, most historians begin their research in archives, on either a physical or digital platform. They often propose an argument and use research to support it. John H. Arnold proposed that history is an argument, which creates the possibility of creating change. Digital information companies, such as Google, have sparked controversy over the role of internet censorship in information access.
Potential shortcomings in the production of history
Many historians believe that the production of history is embedded with bias because events and known facts in history can be interpreted in a variety of ways. Constantin Fasolt suggested that history is linked to politics by the practice of silence itself. He said: "A second common view of the link between history and politics rests on the elementary observation that historians are often influenced by politics." According to Michel-Rolph Trouillot, the historical process is rooted in the archives, therefore silences, or parts of history that are forgotten, may be an intentional part of a narrative strategy that dictates how areas of history are remembered. Historical omissions can occur in many ways and can have a profound effect on historical records. Information can also purposely be excluded or left out accidentally. Historians have coined multiple terms that describe the act of omitting historical information, including: "silencing", "selective memory", and erasures. Gerda Lerner, a twentieth century historian who focused much of her work on historical omissions involving women and their accomplishments, explained the negative impact that these omissions had on minority groups.
Environmental historian William Cronon proposed three ways to combat bias and ensure authentic and accurate narratives: narratives must not contradict known fact, they must make ecological sense (specifically for environmental history), and published work must be reviewed by scholarly community and other historians to ensure accountability.
Areas of study
Periods
Historical study often focuses on events and developments that occur in particular blocks of time. Historians give these periods of time names in order to allow "organising ideas and classificatory generalisations" to be used by historians. The names given to a period can vary with geographical location, as can the dates of the beginning and end of a particular period. Centuries and decades are commonly used periods and the time they represent depends on the dating system used. Most periods are constructed retrospectively and so reflect value judgments made about the past. The way periods are constructed and the names given to them can affect the way they are viewed and studied.
Prehistoric periodization
The field of history generally leaves prehistory to archeologists, who have entirely different sets of tools and theories. In archeology, the usual method for periodization of the distant prehistoric past is to rely on changes in material culture and technology, such as the Stone Age, Bronze Age, and Iron Age, with subdivisions that are also based on different styles of material remains. Here prehistory is divided into a series of "chapters" so that periods in history could unfold not only in a relative chronology but also narrative chronology. This narrative content could be in the form of functional-economic interpretation. There are periodizations, however, that do not have this narrative aspect, relying largely on relative chronology, and that are thus devoid of any specific meaning.
Despite the development over recent decades of the ability through radiocarbon dating and other scientific methods to give actual dates for many sites or artefacts, these long-established schemes seem likely to remain in use. In many cases neighboring cultures with writing have left some history of cultures without it, which may be used. Periodization, however, is not viewed as a perfect framework, with one account explaining that "cultural changes do not conveniently start and stop (combinedly) at periodization boundaries" and that different trajectories of change need to be studied in their own right before they get intertwined with cultural phenomena.
Geographical locations
Particular geographical locations can form the basis of historical study, for example, continents, countries, and cities. Understanding why historic events took place is important. To do this, historians often turn to the methods and theory from the discipline of geography. According to Jules Michelet in his book Histoire de France (1833), "without geographical basis, the people, the makers of history, seem to be walking on air". Weather patterns, the water supply, and the landscape of a place all affect the lives of the people who live there. For example, to explain why the ancient Egyptians developed a successful civilization, studying the geography of Egypt is essential. Egyptian civilization was built on the banks of the Nile River, which flooded each year, depositing soil on its banks. The rich soil could help farmers grow enough crops to feed the people in the cities. That meant everyone did not have to farm, so some people could perform other jobs that helped develop the civilization. There is also the case of climate, which historians like Ellsworth Huntington and Ellen Churchill Semple cited as a crucial influence on the course of history. Huntington and Semple further argued that climate has an impact on racial temperament.
Regions
History of Africa begins with the first emergence of modern human beings on the continent, continuing into its modern present as a patchwork of diverse and politically developing states.
History of the Americas is the collective history of North and South America, including the Caribbean and Central America.
History of North America is the study of the past passed down from generation to generation on the continent in the Earth's Northern and Western Hemispheres.
History of the Caribbean begins with the oldest evidence where 7,000-year-old remains have been found.
History of Central America is the study of the past passed down from generation to generation on the continent in the Earth's Western Hemisphere.
History of South America is the study of the past passed down from generation to generation on the continent in the Earth's Southern and Western Hemispheres.
History of Eurasia is the collective history of several distinct peripheral coastal regions: the Middle East, South Asia, East Asia, Southeast Asia, and Europe, linked by the interior mass of the Eurasian Steppe of Central Asia and Eastern Europe.
History of Europe describes the passage of time from humans inhabiting the European continent to the present day.
History of Asia can be seen as the collective history of several distinct peripheral coastal regions, East Asia, South Asia, and the Middle East, linked by the interior mass of the Eurasian Steppe.
History of East Asia is the study of the past passed down from generation to generation in East Asia.
History of India is the study of the past passed down from generation to generation in the sub-Himalayan region.
History of the Middle East begins with the earliest civilizations in the region now known as the Middle East that were established around 3000 BC, in Mesopotamia (Iraq).
History of Southeast Asia has been characterized as interaction between regional players and foreign powers.
History of Oceania is the collective history of Australia, New Zealand, and the Pacific Islands.
History of Australia starts with the documentation of the Makassar trading with Indigenous Australians on Australia's north coast.
History of New Zealand dates back at least 700 years to when it was discovered and settled by Polynesians, who developed a distinct Māori culture centered on kinship links and land.
History of the Pacific Islands covers the history of the islands in the Pacific Ocean.
History of Antarctica emerges from early Western theories of a vast continent known as Terra Australis, believed to exist in the far south of the globe.
Political
Political history covers the type of government, the branches of government, leaders, legislation, political activism, political parties, and voting.
Military
Military history concerns warfare, strategies, battles, weapons, and the psychology of combat. The "new military history" since the 1970s has been concerned with soldiers more than generals, with psychology more than tactics, and with the broader impact of warfare on society and culture.
Religious
The history of religion has been a main theme for both secular and religious historians for centuries, and continues to be taught in seminaries and academe. Leading journals include Church History, The Catholic Historical Review, and History of Religions. Topics range widely from political and cultural and artistic dimensions, to theology and liturgy. This subject studies religions from all regions and areas of the world where humans have lived.
Social
Social history, sometimes called the new social history, is the field that includes history of ordinary people and their strategies and institutions for coping with life. In its "golden age" it was a major growth field in the 1960s and 1970s among scholars, and still is well represented in history departments. In two decades from 1975 to 1995, the proportion of professors of history in American universities identifying with social history rose from 31% to 41%, while the proportion of political historians fell from 40% to 30%. In the history departments of British universities in 2007, of the 5723 faculty members, 1644 (29%) identified themselves with social history while political history came next with 1425 (25%). The "old" social history before the 1960s was a hodgepodge of topics without a central theme, and it often included political movements, like Populism, that were "social" in the sense of being outside the elite system. Social history was contrasted with political history, intellectual history and the history of great men. English historian G. M. Trevelyan saw it as the bridging point between economic and political history, reflecting that, "Without social history, economic history is barren and political history unintelligible." While the field has often been viewed negatively as history with the politics left out, it has also been defended as "history with the people put back in".
Subfields
The chief subfields of social history include:
Black history
Demographic history
Ethnic history
Gender history
History of childhood
History of education
History of the family
Labor history
LGBT history
Rural history
Urban history
American urban history
Women's history
Cultural
Cultural history replaced social history as the dominant form in the 1980s and 1990s. It typically combines the approaches of anthropology and history to look at language, popular cultural traditions and cultural interpretations of historical experience. It examines the records and narrative descriptions of past knowledge, customs, and arts of a group of people. How peoples constructed their memory of the past is a major topic. Cultural history includes the study of art in society as well is the study of images and human visual production (iconography).
Diplomatic
Diplomatic history focuses on the relationships between nations, primarily regarding diplomacy and the causes of wars. More recently it looks at the causes of peace and human rights. It typically presents the viewpoints of the foreign office, and long-term strategic values, as the driving force of continuity and change in history. This type of political history is the study of the conduct of international relations between states or across state boundaries over time. Historian Muriel Chamberlain notes that after the First World War, "diplomatic history replaced constitutional history as the flagship of historical investigation, at once the most important, most exact and most sophisticated of historical studies". She adds that after 1945, the trend reversed, allowing social history to replace it.
Economic
Although economic history has been well established since the late 19th century, in recent years academic studies have shifted more and more toward economics departments and away from traditional history departments. Business history deals with the history of individual business organizations, business methods, government regulation, labour relations, and impact on society. It also includes biographies of individual companies, executives, and entrepreneurs. It is related to economic history. Business history is most often taught in business schools.
Environmental
Environmental history is a new field that emerged in the 1980s to look at the history of the environment, especially in the long run, and the impact of human activities upon it. It is an offshoot of the environmental movement, which was kickstarted by Rachel Carson's Silent Spring in the 1960s.
World
World history is the study of major civilizations over the last 3,000 years or so. World history is primarily a teaching field, rather than a research field. It gained popularity in the United States, Japan and other countries after the 1980s with the realization that students need a broader exposure to the world as globalization proceeds. It has led to highly controversial interpretations by Oswald Spengler and Arnold J. Toynbee, among others.
The World History Association publishes the Journal of World History every quarter since 1990. The H-World discussion list serves as a network of communication among practitioners of world history, with discussions among scholars, announcements, syllabi, bibliographies and book reviews.
People's
A people's history is a type of historical work which attempts to account for historical events from the perspective of common people. A people's history is the history of the world that is the story of mass movements and of the outsiders. Individuals or groups not included in the past in other types of writing about history are the primary focus, which includes the disenfranchised, the oppressed, the poor, the nonconformists, and the otherwise forgotten people. The authors are typically on the left and have a socialist model in mind, as in the approach of the History Workshop movement in Britain in the 1960s.
Intellectual
Intellectual history and the history of ideas emerged in the mid-20th century, with the focus on the intellectuals and their books on the one hand, and on the other the study of ideas as disembodied objects with a career of their own.
Gender
Gender history is a subfield of History and Gender studies, which looks at the past from the perspective of gender. The outgrowth of gender history from women's history stemmed from many non-feminist historians dismissing the importance of women in history. According to Joan W. Scott, "Gender is a constitutive element of social relationships based on perceived differences between the sexes, and gender is a primary way of signifying relations of power", meaning that gender historians study the social effects of perceived differences between the sexes and how all genders use allotted power in societal and political structures. Despite being a relatively new field, gender history has had a significant effect on the general study of history. Gender history traditionally differs from women's history in its inclusion of all aspects of gender such as masculinity and femininity, and today's gender history extends to include people who identify outside of that binary.
LGBT history deals with the first recorded instances of same-sex love and sexuality of ancient civilizations, and involves the history of lesbian, gay, bisexual and transgender (LGBT) peoples and cultures around the world.
Public
Public history describes the broad range of activities undertaken by people with some training in the discipline of history who are generally working outside of specialized academic settings. Public history practice has quite deep roots in the areas of historic preservation, archival science, oral history, museum curatorship, and other related fields. The term itself began to be used in the United States and Canada in the late 1970s, and the field has become increasingly professionalized since that time. Some of the most common settings for public history are museums, historic homes and historic sites, parks, battlefields, archives, film and television companies, and all levels of government.
Historians
Professional and amateur historians discover, collect, organize, and present information about past events. They discover this information through archeological evidence, written primary sources, verbal stories or oral histories, and other archival material. In lists of historians, historians can be grouped by order of the historical period in which they were writing, which is not necessarily the same as the period in which they specialized. Chroniclers and annalists, though they are not historians in the true sense, are also frequently included.
Judgement
Since the 20th century, Western historians have disavowed the aspiration to provide the "judgement of history". The goals of historical judgements or interpretations are separate to those of legal judgements, that need to be formulated quickly after the events and be final. A related issue to that of the judgement of history is that of collective memory.
Pseudohistory
Pseudohistory is a term applied to texts which purport to be historical in nature but which depart from standard historiographical conventions in a way which undermines their conclusions. It is closely related to deceptive historical revisionism. Works which draw controversial conclusions from new, speculative, or disputed historical evidence, particularly in the fields of national, political, military, and religious affairs, are often rejected as pseudohistory.
Teaching
Scholarship vs teaching
A major intellectual battle took place in Britain in the early twentieth century regarding the place of history teaching in the universities. At Oxford and Cambridge, scholarship was downplayed. Professor Charles Harding Firth, Oxford's Regius Professor of history in 1904 ridiculed the system as best suited to produce superficial journalists. The Oxford tutors, who had more votes than the professors, fought back in defense of their system saying that it successfully produced Britain's outstanding statesmen, administrators, prelates, and diplomats, and that mission was as valuable as training scholars. The tutors dominated the debate until after the Second World War. It forced aspiring young scholars to teach at outlying schools, such as Manchester University, where Thomas Frederick Tout was professionalizing the History undergraduate programme by introducing the study of original sources and requiring the writing of a thesis.
In the United States, scholarship was concentrated at the major PhD-producing universities, while the large number of other colleges and universities focused on undergraduate teaching. A tendency in the 21st century was for the latter schools to increasingly demand scholarly productivity of their younger tenure-track faculty. Furthermore, universities have increasingly relied on inexpensive part-time adjuncts to do most of the classroom teaching.
Nationalism
From the origins of national school systems in the 19th century, the teaching of history to promote national sentiment has been a high priority. In the United States after World War I, a strong movement emerged at the university level to teach courses in Western Civilization, so as to give students a common heritage with Europe. In the US after 1980, attention increasingly moved toward teaching world history or requiring students to take courses in non-western cultures, to prepare students for life in a globalized economy.
The teaching of history in French schools was influenced by the Nouvelle histoire as disseminated after the 1960s by Cahiers pédagogiques and Enseignement and other journals for teachers. Also influential was the Institut national de recherche et de documentation pédagogique (INRDP). Joseph Leif, the Inspector-general of teacher training, said pupils children should learn about historians' approaches as well as facts and dates. Louis François, Dean of the History/Geography group in the Inspectorate of National Education advised that teachers should provide historic documents and promote "active methods" which would give pupils "the immense happiness of discovery". Proponents said it was a reaction against the memorization of names and dates that characterized teaching and left the students bored. Traditionalists protested loudly it was a postmodern innovation that threatened to leave the youth ignorant of French patriotism and national identity.
Bias in school teaching
In several countries, history textbooks are tools to foster nationalism and patriotism, and give students the official narrative about national enemies. In many countries, history textbooks are sponsored by the national government and are written to put the national heritage in the most favorable light. For example, in Japan, mention of the Nanking Massacre has been removed from textbooks and the entire Second World War is given cursory treatment. Other countries have complained about this. Another example includes Turkey, where there is no mention of the Armenian Genocide in Turkish textbooks as a result of the denial of the genocide. Academic historians have often fought against the politicization of the textbooks, sometimes with success.
It was standard policy in communist countries to present only a rigid Marxist historiography. In the United States, textbooks published by the same company often differ in content from state to state. An example of content that is represented different in different regions of the country is the history of the Southern states, where slavery and the American Civil War are treated as controversial topics. McGraw-Hill Education for example, was criticized for describing Africans brought to American plantations as "workers" instead of slaves in a textbook. In 21st-century Germany, the history curriculum is controlled by the 16 states, and is characterized not by superpatriotism but rather by an "almost pacifistic and deliberately unpatriotic undertone" and reflects "principles formulated by international organizations such as UNESCO or the Council of Europe, thus oriented towards human rights, democracy and peace." The result is that "German textbooks usually downplay national pride and ambitions and aim to develop an understanding of citizenship centered on democracy, progress, human rights, peace, tolerance and Europeanness."
See also
Glossary of history
Historic recurrence
Outline of history
References
Further reading
Annotated guide to 27,000 of the most important English language history books in all fields and topics.
Discussion of the impact of the end of the Cold War upon scholarly research funding, the impact of the Internet and Wikipedia on history study and teaching, and the importance of storytelling in history writing and teaching.
excerpt and text search.
excerpt and text search.
excerpt and text search.
This is Book 1 of 25 Volumes.
External links
of BestHistorySites
of BBC History
Internet History Sourcebooks Project See also Internet History Sourcebooks Project (Collections of public domain and copy-permitted historical texts for educational use)
Larned, J. N. (1836-1913) at Project Gutenberg including eight History for ready reference items
HyperHistory - a visual overview of many history timelines
Macrohistory - a comprehensive timeline of historical events
GeaCron - an interactive world history atlas
Humanities
Main topic articles | 0.78426 | 0.999765 | 0.784076 |
Afrocentrism | Afrocentrism is a worldview that is centered on the history of people of African descent or a view that favors it over non-African civilizations. It is in some respects a response to Eurocentric attitudes about African people and their historical contributions. It seeks to counter what it sees as mistakes and ideas perpetuated by the racist philosophical underpinnings of Western academic disciplines as they developed during and since Europe's Early Renaissance as justifying rationales for the enslavement of other peoples, in order to enable more accurate accounts of not only African but all people's contributions to world history. Afrocentricity deals primarily with self-determination and African agency and is a pan-African point of view for the study of culture, philosophy, and history.
Afrocentrism is a scholarly movement that seeks to conduct research and education on global history subjects, from the perspective of historical African peoples and polities. It takes a critical stance on Eurocentric assumptions and myths about world history, in order to pursue methodological studies of the latter. Some of the critics of the movement believe that it often denies or minimizes European, Near Eastern, and Asian cultural influences while exaggerating certain aspects of historical African civilizations that independently accomplished a significant level of cultural and technological development. In general, Afrocentrism is usually manifested in a focus on the history of Africa and its role in contemporary African-American culture among others.
What is today broadly called Afrocentrism evolved out of the work of African American intellectuals in the late nineteenth and early twentieth centuries, but flowered into its modern form due to the activism of African American intellectuals in the U.S. civil rights movement and in the development of African American studies programs in universities. However, following the development of universities in African colonies in the 1950s, African scholars became major contributors to African historiography. A notable pioneer is the professor Kenneth Dike, who became chairman of the Committee on African Studies at Harvard in the 1970s. In strict terms Afrocentrism, as a distinct historiography, reached its peak in the 1980s and 1990s. Today it is primarily associated with Cheikh Anta Diop, John Henrik Clarke, Ivan van Sertima and Molefi Kete Asante. Asante, however, describes his theories as Afrocentricity.
Proponents of Afrocentrism support the claim that the contributions of various Black African people have been downplayed or discredited as part of the legacy of colonialism and slavery's pathology of "writing Africans out of history".
Major critics of Afrocentrism include Mary Lefkowitz, who dismiss it as pseudohistory, reactive, and obstinately therapeutic. Others, such as Kwame Anthony Appiah, believe that Afrocentrism defeats its purpose of dismantling unipolar studies of world history by seeking to replace Eurocentricity with an equally ethnocentric and hierarchical curriculum, and negatively essentializes European culture and people of European descent. Clarence E. Walker claims it to be "Eurocentrism in blackface".
Terminology
The term "Afrocentrism" dates to 1962. The adjective "Afrocentric" appears in a typescript proposal for an entry in Encyclopedia Africana, possibly due to W. E. B. Du Bois. The abstract noun "Afrocentricity" dates to the 1970s, and was popularized by Molefi Asante's Afrocentricity: The Theory of Social Change (1980). Molefi Kete Asante's theory, Afrocentricity, has been one developed in academic settings and may incorporate the terms Afrocentric to describe scholarship and Afrocentrists to describe scholars, but does not use Afrocentrism. According to Asante, though the two terms are often confused to mean the same, Afrocentrists are not adherents of Afrocentrism. This has caused confusing notions about who is considered an Afrocentrist, as various scholars who may or may not be associated with Asante and his works have been erroneously given the title, even by other academics. Asante has written that Afrocentricity and Afrocentrism are not the same and neither do they share the same origin:
By way of distinction, Afrocentricity should not be confused with the variant Afrocentrism. The term “Afrocentrism” was first used by the opponents of Afrocentricity who in their zeal saw it as an obverse of Eurocentrism. The adjective “Afrocentric” in the academic literature always referred to “Afrocentricity.” However, the use of “Afrocentrism” reflected a negation of the idea of Afrocentricity as a positive and progressive paradigm. The aim was to assign religious signification to the idea of African centeredness. However, it has come to refer to a broad cultural movement of the late twentieth century that has a set of philosophical, political, and artistic ideas which provides the basis for the musical, sartorial, and aesthetic dimensions of the African personality. On the other hand, Afrocentricity, as I have previously defined it, is a theory of agency, that is, the idea that African people must be viewed and view themselves as agents rather than spectators to historical revolution and change. To this end Afrocentricity seeks to examine every aspect of the subject place of Africans in historical, literary, architectural, ethical, philosophical, economic, and political life.
History
Afrocentrism has its origins in the work of African and African diaspora intellectuals in the late 19th and early 20th centuries, following social changes in the United States and Africa due both to the end of slavery and the decline of colonialism. Following the American Civil War, African Americans in the South gathered together in communities to evade white control, established their own church congregations, and worked hard to gain education. They increasingly took more active public roles despite severe racial discrimination and segregation. American and African intellectuals looked to the African past for a re-evaluation of what its civilizations had achieved and what they meant for contemporary people.
As an ideology and political movement, Afrocentrism had its beginnings in activism among black intellectuals, political figures, and historians in the context of the US American civil rights movement. According to U.S. professor Victor Oguejiofor Okafor, concepts of Afrocentricity lie at the core of disciplines such as African American studies. But Wilson J. Moses claims that Afrocentrism roots are not exclusively African:
In 1987, Martin Bernal published his Black Athena, in which he claims that ancient Greece was colonized by northern invaders mixing with a colony established by Phoenicia (modern Lebanon). A major theme of the work is the alleged denial by Western academia of the African and (western) Asiatic influence on ancient Greek culture.
Aspects of Afrocentricity and Afrocentrism
Afrocentricity book
In 2000, African American Studies professor Molefi Kete Asante, gave a lecture entitled "Afrocentricity: Toward a New Understanding of African Thought in this Millennium," in which he presented many of his ideas:
Africa has been betrayed by international commerce, by missionaries and imams, by the structure of knowledge imposed by the Western world, by its own leaders, and by the ignorance of its own people of its past.
Philosophy originated in Africa and the first philosophers in the world were Africans.
Afrocentricity constitutes a new way of examining data, and a novel orientation to data; it carries with it assumptions about the current state of the African world.
His aim is "to help lay out a plan for the recovery of African place, respectability, accountability, and leadership."
Afrocentricity can stand its ground among any ideology or religion: Marxism, Islam, Christianity, Buddhism, or Judaism. Your Afrocentricity will emerge in the presence of these other ideologies because it is from you.
Afrocentrism is the only ideology that can liberate African people.
Asante also stated:
However, Wilson J. Moses, said of Asante: "His second book, The Afrocentric Idea (1987), was a creative and in some respects brilliant but rambling theoretical work, much influenced by the revolution in "critical theory" that occurred in American intellectual life during the late 1970s and early 1980s." Some also assert that the definition of Afrocentricity has never sat still long enough to be properly described and accurately critiqued.
Afrocentric education
Afrocentric education is education designed to empower peoples of the African diaspora. A central premise behind it is that many Africans have been subjugated by limiting their awareness of themselves and indoctrinating them with ideas that work against them. To control a people's culture is to control their tools of self-determination in relationship to others. Like educational leaders of other cultures, proponents assert that what educates one group of people does not necessarily educate and empower another group–so they assert educational priorities distinctly for the Africans in a given context.
Afrocentric theology
The black church in the United States developed out of the creolization of African spirituality and European-American Christianity; early members of the churches made certain stories their own. During the antebellum years, the idea of deliverance out of slavery, as in the story of Exodus, was especially important. After Reconstruction and the restoration of white supremacy, their hope was based on deliverance from segregation and other abuses. They found much to respond to in the idea of a personal relationship with Jesus, and shaped their churches by the growth of music and worship styles that related to African as well as European-American traditions.
Twentieth-century "Africentric approaches" to Christian theology and preaching have been more deliberate. Writers and thinkers emphasize "Black presence" in the Christian Bible, including the idea of a "Black Jesus".
Kwanzaa
In 1966 Maulana Karenga of the black separatist US Organization created Kwanzaa; which became the first specifically African American holiday to be widely observed amongst African Americans. Karenga rejected liberation theology and considered the practice of Christianity anti-thetical to the creation of an African-American identity independent from white America. Karenga said his goal was to "give Blacks an alternative to the existing holiday and give Blacks an opportunity to celebrate themselves and history, rather than simply imitate the practice of the dominant society."
Race and Pan-African identity
Many Afrocentrists seek to challenge concepts such as white privilege, color-blind perspectives, and race-neutral pedagogies. There are strong ties between Afrocentricity and Critical race theory.
Afrocentrists agree with the current scientific consensus that holds that Africans exhibit a range of types and physical characteristics, and that such elements as wavy hair or aquiline facial features are part of a continuum of African types that do not depend on admixture with Caucasian groups. They cite work by Hiernaux and Hassan that they believe demonstrates that populations could vary based on micro-evolutionary principles (climate adaptation, drift, selection), and that such variations existed in both living and fossil Africans.
Afrocentrists have condemned what they consider to be attempts at dividing African peoples into racial clusters as new versions of discredited theories, such as the Hamitic hypothesis and the Dynastic Race Theory. These theories, they contend, attempted to identify certain African ethnicities, such as Nubians, Ethiopians and Somalis, as "Caucasoid" groups that entered Africa to bring civilization to the natives. They believe that Western academics have traditionally limited the peoples they defined as "Black" Africans to those south of the Sahara, but used broader "Caucasoid" or related categories to classify peoples of Egypt or North Africa. Afrocentrists also believe strongly in the work of certain anthropologists who have suggested that there is little evidence to support that the first North African populations were closely related to "Caucasoids" of Europe and western Asia.
In 1964 Afrocentric scholar Cheikh Anta Diop expressed a belief in such a double standard:
French historian Jean Vercoutter has claimed that archaeological workers routinely classified Negroid remains as Mediterranean, even though they found such remains in substantial numbers with ancient artefacts.
Some Afrocentrists have adopted a pan-Africanist perspective that people of color are all "African people" or "diasporic Africans," citing physical characteristics they exhibit in common with Black Africans. Afrocentric scholar Runoko Rashidi writes that they are all part of the "global African community." Some Afrocentric writers include in the African diaspora the Dravidians of India, "Negritos" of Southeast Asia (Thailand, the Philippines and Malaysia); and the aboriginal peoples of Australia and Melanesia.
Pre-Columbian Africa-Americas theories
In the 1970s, Ivan van Sertima advanced the theory that the complex civilizations of the Americas were the result of trans-oceanic influence from the Egyptians or other African civilizations. Such a claim is his primary thesis in They Came Before Columbus, published in 1978. The few hyper-diffusionist writers seek to establish that the Olmec people, who built the first highly complex civilization in Mesoamerica and are considered by some to be the mother civilization for all other civilizations of Mesoamerica, were deeply influenced by Africans. Van Sertima said that the Olmec civilization was a hybrid one of Africans and Native Americans. His theory of pre-Columbian American-African contact has since met with considerable and detailed opposition by scholars of Mesoamerica. Van Sertima has been accused of "doctoring" and twisting data to fit his conclusions, inventing evidence, and ignoring the work of respected Central and South American scholars to advance his own theory. Mainstream historians of Mesoamerica overwhelmingly reject that view with detailed rebuttals.
Claims have been also forwarded contending that African civilizations were founding influences on the Chinese Xia cultures.
Afrocentrism and Ancient Egypt
Several Afrocentrists have claimed that important cultural characteristics of ancient Egypt were indigenous to Africa and that these features were present in other early African civilizations such as the later Kerma and the Meroitic civilizations of Nubia. Scholars who have held this view include Marcus Garvey, George James, Martin Bernal, Ivan van Sertima, John Henrik Clarke, and Molefi Kete Asante as well as the Afrocentrist writers Cheikh Anta Diop and Chancellor Williams. The claim has also been made by many Afrocentric scholars that the Ancient Egyptians themselves were Black African (sub-saharan African) rather than North African/Maghrebi, and that the various invasions on Egypt resulted in the "Africanity" of Ancient Egypt becoming diluted, resulting in the modern diversity seen today. Examining this view, Egyptologist Stuart Tyson Smith, wrote that "Any characterization of race of the ancient Egyptians depends on modern cultural definitions, not on scientific study. Thus, by modern American standards it is reasonable to characterise the Egyptians as 'black', while acknowledging the scientific evidence for the physical diversity of Africans". Smith, however, expressed criticism of Egyptologists and Afrocentrists that defined ancient Egyptians "as members of an essentialist racial category" with perceived "Caucasoid" or "Negroid/Africoid" phenotypes".
As historian Ronald H. Fritze argued, mainstream Egyptologists and other scholars strongly object to Afrocentric Egyptology, viewing it as "theurapetic mythology" for black people, since it fails to provide sufficient evidence or persuasive interpretations to back up its claims.
Stephen Howe, professor in the history and cultures of colonialism at Bristol University, writes that contrary to "Afrocentric speculation, depending on undocumented assertions that the relatively light-skinned people of the lower Nile today descend from Arab conquerors rather than earlier residents". Howe also cited a 1995 publication which stated "the latest major synthetic work on African populations is firmly of the opinion that "It was not the Arabs physically displaced Egyptians. Instead the Egyptians were transformed by relatively small number of immigrants bringing in new ideas, which, when disseminated, created a wider ethnic identity".
S.O.Y. Keita, a biological anthropologist and research affilitate at the Smithsonian Institution who has been described as sympathetic to Afrocentrism, but defined his position as that "it is not a question of “African” “influence”; Ancient Egypt was organically African. Studying early Egypt in its African context is not “Afrocentric,” but simply correct". Keita has argued that the original inhabitants of the Nile Valley were primarily a variety of indigenous Northeast Africans from the areas of the desiccating Sahara and more southerly areas. He reviewed studies on the biological affinities of the Ancient Egyptian population and described the skeletal morphologies of early dynastic Egyptian remains as a "Saharo-tropical African variant". He also noted that over time gene flow from the Near East and Europe added more genetic variability to the region. In 2022, Keita argued that some genetic studies have a "default racialist or racist approach" and should be interpreted in a framework with other sources of evidence. Several other academics, including Christopher Ehret, Fekri Hassan,
Bruce Williams, Frank Yurco, Molefi Kete Asante, Lanny Bell and A.J. Boyce across various disciplines have contended that Ancient Egypt was fundamentally an African civilization, with cultural and biological connections to Egypt's African neighbors.
Scholars have challenged the various assertions of Afrocentrists on the cultural and biological characteristics of Ancient Egyptian civilization and its people. At a UNESCO Symposium in the 1970s, some of the participants, including Jean Vercoutter, Serge Sauneron, Gunnar Säve-Söderbergh and Jean Leclant expressed "profound" disagreement with the "Black", homogeneous hypothesis. Despite contestations, UNESCO decided to include his "Origin of the ancient Egyptians" in the General History of Africa, with an editorial comment mentioning the disagreement. However, Diop's chapter was credited as a "painstakingly researched contribution" in the general conclusion of the symposium report by the International Scientific Committee's Rapporteur, Professor Jean Devisse, which nevertheless lead to a "real lack of balance" in the discussion among participants. The ancient world did not employ racial categories such as "Black" or "White" as they had no conception of "race", but rather labeled groups according to their land of origin and cultural traits. However, Keita studying the controversy, finds simplistic political appellations (in the negative or affirmative) describing ancient populations as "black" or "white" to be inaccurate and instead focuses on the ancestry of ancient Egypt as being a part of the native and diverse biological variation of Africa, which includes a variety of phenotypes and skin gradients.
Egyptian Egyptologist Zahi Hawass has gone on record as saying that the Ancient Egyptians were not black and “We believe that the origin of Ancient Egyptians was purely Egyptian based on the discovery made by British Egyptologist Flinders Petrie at Naqada, and this is why the Ancient Egyptian civilisation did not occur in Africa, it occurred only here”. In 2022, Hawass reiterated his view that "Africans have nothing to do with the pyramids scientifically" and stated that Africans "ruled in Egypt in the late Era, at the time of the 25th dynasty". Hawass also accused some international figures of African descent that promoted Afrocentrism of racism and fabrication of Egyptian history.
In 2008, Stuart Tyson Smith expressed criticism of a facial reconstruction of Tutankhamun as "very light-skinned" which reflected "bias" and "predictably and justifiably, it has provoked protests from Afrocentrists" as "Egyptologists have been strangely reluctant to admit that the ancient Egyptians were rather dark-skinned Africans, especially the farther south one goes".
In 2011, Stephen Quirke, professor of Egyptian Archaeology and Philology argued that the UNESCO-sponsored conference on the General History of Africa in 1974 "did not change the Eurocentric climate of research" and of the need to incorporate both African-centred studies and White European, academic perspectives. He later outlined that "research conferences and publications on the history and language of Kemet [Egypt] remain dominated ... by those brought up and trained in European, not African societies and languages (which include Arabic)".
African-American Afrocentric "hoteps" and the far-right
African-Americans who use the Black Egyptian hypothesis as a source of black pride have been called "the hoteps" (after the Egyptian word hotep). The term has often been used disparagingly by non-hotep African-Americans, some of whom have linked the ideology of the hotep community – which is anti-feminist, anti-gay and anti-Semitic – to the far-right. Hoteps have been described as promoting false histories and misinformation about black people and black history. Some have argued hotep beliefs are too narrow-minded (focusing only on Egypt as opposed to other aspects of African history), and black feminists argue that hoteps perpetuate rape culture by policing women's sexuality and not criticizing predatory black men.
Alkebulan
Among Afrocentrists the name 'Alkebulan' (also spelled 'Al Kebulan' or 'Alkebu Lan') is sometimes used a replacement for 'Africa.' Users often erroneously claim that it derives from the Arabic for 'Land of the Blacks' (in reality Bilad as-Sudan), or alternatively that it comes from one or more indigenous African languages and means 'Garden of Life' or 'Motherland'. The earliest record of the term 'Alkebulan' is the introduction to an 1813 Spanish poem celebrating the defenders of Zaragoza, in which the author claimed an Arabic origin of the term. In the 20th century it was popularized by Yosef Ben-Jochannan, though this is sometimes incorrectly credited to Cheikh Anta Diop in a non-existent book called “The Kemetic History of Afrika”.
Reception
Afrocentrism has encountered opposition from mainstream scholars who charge it with historical inaccuracy, scholarly ineptitude, and racism.
Yaacov Shavit, a critic of the movement, summarises its goals in the preface to his book History in Black, in which he states:
Other critics, such as Mary Lefkowitz, contend that the Afrocentric historical approach is entrenched in myth and fantasy. She argues that Afrocentrism is grounded in identity politics and myth rather than sound scholarship. In The Skeptic's Dictionary, philosophy professor Robert Todd Carroll labeled Afrocentrism "pseudohistorical". He argued that Afrocentrism's prime goal was to encourage black nationalism and ethnic pride in order to effectively combat the destructive consequences of cultural and universal racism. Professor of history Clarence E. Walker has described Afrocentrism as "a mythology that is racist, reactionary, essentially therapeutic and is eurocentrism in black face."
Classicist Mary Lefkowitz rejects George James's theories about Egyptian contributions to Greek civilization as being faulty scholarship. She writes that ancient Egyptian texts show little similarity to Greek philosophy. Lefkowitz states that Aristotle could not have stolen his ideas from the great Library at Alexandria as James suggested, because the library was founded after Aristotle's death. On the basis of such errors, Lefkowitz calls Afrocentrism "an excuse to teach myth as history." Mary Lefkowitz in 1997 whilst criticising elements of Afrocentrism had acknowledged that the origins of the ancient Egyptians were more clear due to the "recent evidence on skeletons and DNA [which] suggests that the people who settled in the Nile valley, like all of humankind, came from somewhere south of the Sahara; they were not (as some nineteenth-century scholars had supposed) invaders from the North".
In 2002, Ibrahim Sundiata wrote in the American Historical Review that:
Literature and languages scholar Cain Hope Felder, a supporter of Afrocentric ideas, has warned Afrocentrists to avoid certain pitfalls, including:
Demonizing categorically all white people, without careful differentiation between persons of goodwill and those who consciously perpetuate racism.
Adopting multiculturalism as a curricular alternative that eliminates, marginalizes, or vilifies European heritage to the point that Europe epitomizes all the evil in the world.
Gross over-generalizations and using factually or incorrect material is bad history and bad scholarship.
Nathan Glazer writes that although Afrocentricity can mean many things, the popular press has generally given most attention to its most outlandish theories. Glazer agrees with many of the findings and conclusions presented in Lefkowitz's book Not Out of Africa. Yet he also argues that Afrocentrism often presents legitimate and relevant scholarship. The late Manning Marable was also a critic of Afrocentrism. He wrote:
Some Afrocentrists agree in rejecting those works which critics have characterized as examples of bad scholarship. Adisa A. Alkebulan states that the work of Afrocentric scholars is not fully appreciated because critics use the claims of "a few non-Afrocentrists" as "an indictment against Afrocentricity."
In 1996, the historian August Meier critically reviewed the new work of Mary Lefkowitz on Afrocentrism as "Eurocentric". He criticized her book Not out of Africa: How Afrocentrism became an Excuse to Teach Myth as History for what he saw as her neglect of the African-American historic literature of the 19th and 20th centuries. Meier believes she fails to take the African-American experiences into account, to the extent that she "fails to answer the question raised in this book's subtitle".
Maghan Keita describes the controversy over Afrocentrism as a cultural war. He believes certain "epistemologies" are warring with each other: the "epistemology of blackness" argues for the "responsibilities and potential of black peoples to function in and contribute to the progress of civilization."
List of prominent authors
Marimba Ani, professor, author and activist: Yurugu: An Afrikan-centered Critique of European Cultural Thought and Behavior (Trenton: Africa World Press, 1994).
Molefi Kete Asante, professor, author: Afrocentricity: The Theory of Social Change; The Afrocentric Idea; The Egyptian Philosophers: Ancient African Voices from Imhotep to Akhenaten
Jacob Carruthers, Egyptologist; founding director of the Association for the Study of Classical African Civilization; founder and director of the Kemetic Institute, Chicago
Cheikh Anta Diop, author: The African Origin of Civilization: Myth or Reality; Civilization or Barbarism: An Authentic Anthropology; Precolonial Black Africa; The Cultural Unity of Black Africa: The Domains of Patriarchy and of Matriarchy in Classical Antiquity; The Peopling of Ancient Egypt & the Deciphering of the Meroitic Script
Yosef Ben-Jochannan, author: African Origins of Major "Western Religions"; Black Man of the Nile and His Family; Africa: Mother of Western Civilization; New Dimensions in African History; The Myth of Exodus and Genesis and the Exclusion of Their African Origins; Abu Simbel to Ghizeh: A Guide Book and Manual
The protagonist of this novel describes her ongoing daily experiences in the US using a consistently Afrocentric perspective.
Runoko Rashidi, author: Introduction to African Civilizations; The global African community: The African presence in Asia, Australia, and the South Pacific
J.A. Rogers, author: Sex and Race: Negro-Caucasian Mixing in All Ages and All Lands: The Old World; Nature Knows No Color Line; Sex and Race: A History of White, Negro, and Indian Miscegenation in the Two Americas: The New World; 100 Amazing Facts About the Negro With Complete Proof: A Short Cut to the World History of the Negro
Ivan van Sertima, author: They Came before Columbus: The African Presence in Ancient America, African Presence in Early Europe ; Blacks in Science Ancient and Modern; African Presence in Early Asia; African Presence in Early America; Early America Revisited; Egypt Revisited: Journal of African Civilizations; Nile Valley Civilizations; Egypt: Child of Africa (Journal of African Civilizations, V. 12); The Golden Age of the Moor (Journal of African Civilizations, Vol. 11, Fall 1991); Great Black Leaders: Ancient and Modern; Great African Thinkers: Cheikh Anta Diop
Chancellor Williams, author: The Destruction of Black Civilization: Great Issues of a Race from 4500 B.C. to 2000 A.D.
Théophile Obenga, author: Ancient Egypt and Black Africa: a student's handbook for the study of Ancient Egypt in philosophy, linguistics, and gender relations
Asa Hilliard, III, author: SBA: The Reawakening of the African Mind; The Teachings of Ptahhotep
See also
"Out of Africa" theory
African-American culture
African philosophy
African Renaissance
Anti-Europeanism
Americentrism
Asiacentrism
Basking in reflected glory
Black orientalism
Black supremacy
Ethnocentrism
Nationalism and archaeology
Négritude
Nuwaubian Nation
Pseudohistory
Race and ethnicity in the United States
Reverse discrimination
References
Literature
Primary
Asante, Molefi Kete (2007). An Afrocentric Manifesto. Cambridge: Polity Press.
Secondary
Adeleke, Tunde. (2009). The Case Against Afrocentrism. University Press of Mississippi.
Konstan, David. "Inventing Ancient Greece: [Review article]", History and Theory, Vol. 36, No. 2. (May 1997), pp. 261–269.
External links
Afrocentricity by Molefi Kete Asante, asante.net
"The Afrocentric Hustle" Stanley Crouch comments on the emergence of Afrocentric thought in the African American community.
Afrocentrism: The Argument We're Really Having by Ibrahim Sundiata
ankhonline.com
African-American culture
Black Power
Ethnocentrism
Geocultural perspectives
Pan-Africanism
Political neologisms
Pseudohistory
Historical revisionism
African-American-related controversies
Anti–Middle Eastern sentiment
Africana philosophy | 0.787596 | 0.995318 | 0.783909 |
Feudalism | Feudalism, also known as the feudal system, was a combination of legal, economic, military, cultural, and political customs that flourished in medieval Europe from the 9th to 15th centuries. Broadly defined, it was a way of structuring society around relationships derived from the holding of land in exchange for service or labour.
The classic definition, by François Louis Ganshof (1944), describes a set of reciprocal legal and military obligations of the warrior nobility and revolved around the key concepts of lords, vassals, and fiefs. A broader definition, as described by Marc Bloch (1939), includes not only the obligations of the warrior nobility but the obligations of all three estates of the realm: the nobility, the clergy, and the peasantry, all of whom were bound by a system of manorialism; this is sometimes referred to as a "feudal society".
Although it is derived from the Latin word feodum or feudum (fief), which was used during the Medieval period, the term feudalism and the system it describes were not conceived of as a formal political system by the people who lived during the Middle Ages. Since the publication of Elizabeth A. R. Brown's "The Tyranny of a Construct" (1974) and Susan Reynolds's Fiefs and Vassals (1994), there has been ongoing inconclusive discussion among medieval historians as to whether feudalism is a useful construct for understanding medieval society.
Definition
The adjective feudal was in use by at least 1405, and the noun feudalism was in use by the end of the 18th century, paralleling the French .
According to a classic definition by François Louis Ganshof (1944), feudalism describes a set of reciprocal legal and military obligations of the warrior nobility that revolved around the key concepts of lords, vassals and fiefs, though Ganshof himself noted that his treatment was only related to the "narrow, technical, legal sense of the word."
A broader definition, as described in Marc Bloch's Feudal Society (1939), includes not only the obligations of the warrior nobility but the obligations of all three estates of the realm: the nobility, the clergy, and those who lived off their labour, most directly the peasantry, which was bound by a system of manorialism. This order is often referred to as a feudal society, echoing Bloch's usage.
Outside its European context, the concept of feudalism can be extended to analogous social structures in other regions, most often in discussions of feudal Japan under the shoguns, and sometimes in discussions of the Zagwe dynasty in medieval Ethiopia, which had some feudal characteristics (sometimes called "semifeudal"). Some have taken the feudalism analogy further, seeing feudalism (or traces of it) in places as diverse as Spring and Autumn period China, ancient Egypt, the Parthian Empire, India until the Mughal dynasty and the Antebellum South and Jim Crow laws in the American South.
The term feudalism has also been applied—often pejoratively—to non-Western societies where institutions and attitudes similar to those in medieval Europe are perceived to prevail. Some historians and political theorists believe that the term feudalism has been deprived of specific meaning by the many ways it has been used, leading them to reject it as a useful concept for understanding society.
The applicability of the term feudalism has also been questioned in the context of some Central and Eastern European countries, such as Poland and Lithuania, with scholars observing that the medieval political and economic structure of those countries bears some, but not all, resemblances to the Western European societies commonly described as feudal.
Etymology
The word feudal comes from the medieval Latin feudālis, the adjectival form of feudum 'fee, feud', first attested in a charter of Charles the Fat in 884, which is related to Old French fé, fié, Provençal feo, feu, fieu, and Italian fio. The ultimate origin of feudālis is unclear. It may come from a Germanic word, perhaps fehu or *fehôd, but these words are not attested in this meaning in Germanic sources, or even in the Latin of the Frankish laws.
One theory about the origin of fehu was proposed by Johan Hendrik Caspar Kern in 1870, being supported by, amongst others, William Stubbs and Marc Bloch. Kern derived the word from a putative Frankish term *fehu-ôd, in which *fehu means "cattle" and -ôd means "goods", implying "a movable object of value". Bloch explains that by the beginning of the 10th century it was common to value land in monetary terms but to pay for it with objects of equivalent value, such as arms, clothing, horses or food. This was known as feos, a term that took on the general meaning of paying for something in lieu of money. This meaning was then applied to land itself, in which land was used to pay for fealty, such as to a vassal. Thus the old word feos meaning movable property would have changed to feus, meaning the exact opposite: landed property.
Archibald Ross Lewis proposes that the origin of 'fief' is not feudum (or feodum), but rather foderum, the earliest attested use being in Vita Hludovici (840) by Astronomus. In that text is a passage about Louis the Pious that says , which can be translated as "Louis forbade that military provender (which they popularly call "fodder") be furnished."
Initially in medieval Latin European documents, a land grant in exchange for service was called a (Latin). Later, the term , or , began to replace in the documents. The first attested instance of this is from 984, although more primitive forms were seen up to one-hundred years earlier. The origin of the and why it replaced has not been well established, but there are multiple theories, described below.
The term "féodal" was first used in 17th-century French legal treatises (1614) and translated into English legal treatises as an adjective, such as "feodal government".
In the 18th century, Adam Smith, seeking to describe economic systems, effectively coined the forms "feudal government" and "feudal system" in his book The Wealth of Nations (1776). The phrase "feudal system" appeared in 1736, in Baronia Anglica, published nine years after the death of its author Thomas Madox, in 1727. In 1771, in his book The History of Manchester, John Whitaker first introduced the word "feudalism" and the notion of the feudal pyramid.
Another theory by Alauddin Samarrai suggests an Arabic origin, from fuyū (the plural of fay, which literally means "the returned", and was used especially for 'land that has been conquered from enemies that did not fight'). Samarrai's theory is that early forms of 'fief' include feo, feu, feuz, feuum and others, the plurality of forms strongly suggesting origins from a loanword. The first use of these terms is in Languedoc, one of the least Germanic areas of Europe and bordering Al-Andalus (Muslim Spain). Further, the earliest use of feuum (as a replacement for beneficium) can be dated to 899, the same year a Muslim base at Fraxinetum (La Garde-Freinet) in Provence was established. It is possible, Samarrai says, that French scribes, writing in Latin, attempted to transliterate the Arabic word fuyū (the plural of fay), which was used by the Muslim invaders and occupiers at the time, resulting in a plurality of forms – feo, feu, feuz, feuum and others—from which eventually feudum derived. Samarrai, however, also advises to handle this theory with care, as Medieval and Early Modern Muslim scribes often used etymologically "fanciful roots" to support outlandish claims that something was of Arabian or Muslim origin.
History
Feudalism, in its various forms, usually emerged as a result of the decentralization of an empire: such as in the Carolingian Empire in the 9th century AD, which lacked the bureaucratic infrastructure[clarification needed] necessary to support cavalry without allocating land to these mounted troops. Mounted soldiers began to secure a system of hereditary rule over their allocated land and their power over the territory came to encompass the social, political, judicial, and economic spheres.
These acquired powers significantly diminished unitary power in these empires. However, once the infrastructure to maintain unitary power was re-established—as with the European monarchies—feudalism began to yield to this new power structure and eventually disappeared.
Classic feudalism
The classic François Louis Ganshof version of feudalism describes a set of reciprocal legal and military obligations of the warrior nobility based on the key concepts of lords, vassals, and fiefs. In broad terms a lord was a noble who held land, a vassal was a person granted possession of the land by the lord, and the land was known as a fief. In exchange for the use of the fief and protection by the lord, the vassal provided some sort of service to the lord. There were many varieties of feudal land tenure, consisting of military and non-military service. The obligations and corresponding rights between lord and vassal concerning the fief form the basis of the feudal relationship.
Vassalage
Before a lord could grant land (a fief) to someone, he had to make that person a vassal. This was done at a formal and symbolic ceremony called a commendation ceremony, which was composed of the two-part act of homage and oath of fealty. During homage, the lord and vassal entered into a contract in which the vassal promised to fight for the lord at his command, whilst the lord agreed to protect the vassal from external forces. Fealty comes from the Latin fidelitas and denotes the fidelity owed by a vassal to his feudal lord. "Fealty" also refers to an oath that more explicitly reinforces the commitments of the vassal made during homage; such an oath follows homage.
Once the commendation ceremony was complete, the lord and vassal were in a feudal relationship with agreed obligations to one another. The vassal's principal obligation to the lord was to provide aid or military service. Using whatever equipment the vassal could obtain by virtue of the revenues from the fief, the vassal had to answer calls to military service by the lord. This security of military help was the primary reason the lord entered into the feudal relationship. In addition, the vassal could have other obligations to his lord, such as attendance at his court, whether manorial, baronial, both termed court baron, or at the king's court.
It could also involve the vassal providing "counsel", so that if the lord faced a major decision he would summon all his vassals and hold a council. At the level of the manor this might be a fairly mundane matter of agricultural policy, but also included sentencing by the lord for criminal offences, including capital punishment in some cases. Concerning the king's feudal court, such deliberation could include the question of declaring war. These are examples of feudalism; depending on the period of time and location in Europe, feudal customs and practices varied.
The feudal revolution in France
In its origin, the feudal grant of land had been seen in terms of a personal bond between lord and vassal, but with time and the transformation of fiefs into hereditary holdings, the nature of the system came to be seen as a form of "politics of land" (an expression used by the historian Marc Bloch). The 11th century in France saw what has been called by historians a "feudal revolution" or "mutation" and a "fragmentation of powers" (Bloch) that was unlike the development of feudalism in England or Italy or in Germany in the same period or later: Counties and duchies began to break down into smaller holdings as castellans and lesser seigneurs took control of local lands, and (as comital families had done before them) lesser lords usurped/privatized a wide range of prerogatives and rights of the state, including travel dues, market dues, fees for using woodlands, obligations, use the lord's mill and, most importantly, the highly profitable rights of justice, etc. (what Georges Duby called collectively the "seigneurie banale"). Power in this period became more personal.
This "fragmentation of powers" was not, however, systematic throughout France, and in certain counties (such as Flanders, Normandy, Anjou, Toulouse), counts were able to maintain control of their lands into the 12th century or later. Thus, in some regions (like Normandy and Flanders), the vassal/feudal system was an effective tool for ducal and comital control, linking vassals to their lords; but in other regions, the system led to significant confusion, all the more so as vassals could and frequently did pledge themselves to two or more lords. In response to this, the idea of a "liege lord" was developed (where the obligations to one lord are regarded as superior) in the 12th century.
End of European feudalism (1500–1850s)
Around this time, rich, "middle-class" commoners chafed at the authority and powers held by feudal lords, overlords, and nobles, and preferred the idea of autocratic rule where a king and one royal court held almost all the power. Feudal nobles regardless of ethnicity generally thought of themselves as arbiters of a politically free system, so this often puzzled them before the fall of most feudal laws.
Most of the military aspects of feudalism effectively ended by about 1500. This was partly since the military shifted from armies consisting of the nobility to professional fighters thus reducing the nobility's claim on power, but also because the Black Death reduced the nobility's hold over the lower classes. Vestiges of the feudal system hung on in France until the French Revolution of the 1790s. Even when the original feudal relationships had disappeared, there were many institutional remnants of feudalism left in place. Historian Georges Lefebvre explains how at an early stage of the French Revolution, on just one night of 4 August 1789, France abolished the long-lasting remnants of the feudal order. It announced, "The National Assembly abolishes the feudal system entirely." Lefebvre explains:
Originally the peasants were supposed to pay for the release of seigneurial dues; these dues affected more than a quarter of the farmland in France and provided most of the income of the large landowners. The majority refused to pay and in 1793 the obligation was cancelled. Thus the peasants got their land free, and also no longer paid the tithe to the church.
In the Kingdom of France, following the French Revolution, feudalism was abolished with a decree of 11 August 1789 by the Constituent Assembly, a provision that was later extended to various parts of Italian kingdom following the invasion by French troops. In the Kingdom of Naples, Joachim Murat abolished feudalism with the law of 2 August 1806, then implemented with a law of 1 September 1806 and a royal decree of 3 December 1808. In the Kingdom of Sicily the abolishing law was issued by the Sicilian Parliament on 10 August 1812. In Piedmont feudalism ceased by virtue of the edicts of 7 March, and 19 July 1797 issued by Charles Emmanuel IV, although in the Kingdom of Sardinia, specifically on the island of Sardinia, feudalism was abolished only with an edict of 5 August 1848.
In the Kingdom of Lombardy–Venetia, feudalism was abolished with the law of 5 December 1861 n.º 342 were all feudal bonds abolished. The system lingered on in parts of Central and Eastern Europe as late as the 1850s. Slavery in Romania was abolished in 1856. Russia finally abolished serfdom in 1861.
More recently in Scotland, on 28 November 2004, the Abolition of Feudal Tenure etc. (Scotland) Act 2000 entered into full force putting an end to what was left of the Scottish feudal system. The last feudal regime, that of the island of Sark, was abolished in December 2008, when the first democratic elections were held for the election of a local parliament and the appointment of a government. The "revolution" is a consequence of the juridical intervention of the European Parliament, which declared the local constitutional system as contrary to human rights, and, following a series of legal battles, imposed parliamentary democracy.
Feudal society
The phrase "feudal society" as defined by Marc Bloch offers a wider definition than Ganshof's and includes within the feudal structure not only the warrior aristocracy bound by vassalage, but also the peasantry bound by manorialism, and the estates of the Church. Thus the feudal order embraces society from top to bottom, though the "powerful and well-differentiated social group of the urban classes" came to occupy a distinct position to some extent outside the classic feudal hierarchy.
Historiography
The idea of feudalism was unknown and the system it describes was not conceived of as a formal political system by the people living in the medieval period. This section describes the history of the idea of feudalism, how the concept originated among scholars and thinkers, how it changed over time, and modern debates about its use.
Evolution of the concept
The concept of a feudal state or period, in the sense of either a regime or a period dominated by lords who possess financial or social power and prestige, became widely held in the middle of the 18th century, as a result of works such as Montesquieu's (1748; published in English as The Spirit of Law), and Henri de Boulainvilliers's (1737; published in English as An Historical Account of the Ancient Parliaments of France or States-General of the Kingdom, 1739). In the 18th century, writers of the Enlightenment wrote about feudalism to denigrate the antiquated system of the , or French monarchy. This was the Age of Enlightenment, when writers valued reason and the Middle Ages were viewed as the "Dark Ages". Enlightenment authors generally mocked and ridiculed anything from the "Dark Ages" including feudalism, projecting its negative characteristics on the current French monarchy as a means of political gain. For them "feudalism" meant seigneurial privileges and prerogatives. When the French Constituent Assembly abolished the "feudal regime" in August 1789, this is what was meant.
Adam Smith used the term "feudal system" to describe a social and economic system defined by inherited social ranks, each of which possessed inherent social and economic privileges and obligations. In such a system, wealth derived from agriculture, which was arranged not according to market forces but on the basis of customary labour services owed by serfs to landowning nobles.
Heinrich Brunner
Heinrich Brunner, in his The Equestrian Service and the Beginnings of the Feudal System (1887), maintained that Charles Martel laid the foundation for feudalism during the 8th century. Brunner believed Martel to be a brilliant warrior who secularized church lands for the purpose of providing precarias (or leases) for his followers, in return for their military service. Martel's military ambitions were becoming more expensive as it changed into a cavalry force, thus the need to maintain his followers through the despoiling of church lands.
Responding to Brunner's thesis, Paul Fouracre theorizes that the church itself held power over the land with its own precarias. The most commonly utilized precarias was the gifting of land to the church, done for various spiritual and legal purposes. Although Charles Martel did indeed utilize precaria for his own purposes, and even drove some of the bishops out of the church and placed his own laymen in their seats, Fouracre discounts Martel's role in creating political change, that it was simply a military move in order to have control in the region by hording land through tenancies, and expelling the bishops who he did not agree with, but it did not specifically create feudalism.
Karl Marx
Karl Marx also uses the term in the 19th century in his analysis of society's economic and political development, describing feudalism (or more usually feudal society or the feudal mode of production) as the order coming before capitalism. For Marx, what defined feudalism was the power of the ruling class (the aristocracy) in their control of arable land, leading to a class society based upon the exploitation of the peasants who farm these lands, typically under serfdom and principally by means of labour, produce and money rents. He deemed feudalism a 'democracy of unfreedom', juxtaposing the oppression of feudal subjects with a holistic integration of political and economic life of the sort lacking under industrial capitalism.
He also took it as a paradigm for understanding the power-relationships between capitalists and wage-labourers in his own time: "in pre-capitalist systems it was obvious that most people did not control their own destiny—under feudalism, for instance, serfs had to work for their lords. Capitalism seems different because people are in theory free to work for themselves or for others as they choose. Yet most workers have as little control over their lives as feudal serfs." Some later Marxist theorists (e.g. Eric Wolf) have applied this label to include non-European societies, grouping feudalism together with imperial China and the Inca Empire, in the pre-Columbian era, as 'tributary' societies .
Later studies
In the late 19th and early 20th centuries, J. Horace Round and Frederic William Maitland, both historians of medieval Britain, arrived at different conclusions about the character of Anglo-Saxon English society before the Norman Conquest in 1066. Round argued that the Normans had brought feudalism with them to England, while Maitland contended that its fundamentals were already in place in Britain before 1066. The debate continues today, but a consensus viewpoint is that England before the Conquest had commendation (which embodied some of the personal elements in feudalism) while William the Conqueror introduced a modified and stricter northern French feudalism to England incorporating (1086) oaths of loyalty to the king by all who held by feudal tenure, even the vassals of his principal vassals (holding by feudal tenure meant that vassals must provide the quota of knights required by the king or a money payment in substitution).
In the 20th century, two outstanding historians offered still more widely differing perspectives. The French historian Marc Bloch, arguably the most influential 20th-century medieval historian, approached feudalism not so much from a legal and military point of view but from a sociological one, presenting in Feudal Society (1939; English 1961) a feudal order not limited solely to the nobility. It is his radical notion that peasants were part of the feudal relationship that sets Bloch apart from his peers: while the vassal performed military service in exchange for the fief, the peasant performed physical labour in return for protection – both are a form of feudal relationship. According to Bloch, other elements of society can be seen in feudal terms; all the aspects of life were centred on "lordship", and so we can speak usefully of a feudal church structure, a feudal courtly (and anti-courtly) literature, and a feudal economy.
In contradistinction to Bloch, the Belgian historian François Louis Ganshof defined feudalism from a narrow legal and military perspective, arguing that feudal relationships existed only within the medieval nobility itself. Ganshof articulated this concept in Qu'est-ce que la féodalité? ("What is feudalism?", 1944; translated in English as Feudalism). His classic definition of feudalism is widely accepted today among medieval scholars, though questioned both by those who view the concept in wider terms and by those who find insufficient uniformity in noble exchanges to support such a model.
Although Georges Duby was never formally a student in the circle of scholars around Marc Bloch and Lucien Febvre, that came to be known as the Annales school, Duby was an exponent of the tradition. In a published version of his 1952 doctoral thesis entitled (Society in the 11th and 12th centuries in the Mâconnais region), and working from the extensive documentary sources surviving from the Burgundian monastery of Cluny, as well as the dioceses of Mâcon and Dijon, Duby excavated the complex social and economic relationships among the individuals and institutions of the Mâconnais region and charted a profound shift in the social structures of medieval society around the year 1000. He argued that in early 11th century, governing institutions—particularly comital courts established under the Carolingian monarchy—that had represented public justice and order in Burgundy during the 9th and 10th centuries receded and gave way to a new feudal order wherein independent aristocratic knights wielded power over peasant communities through strong-arm tactics and threats of violence.
In 1939, the Austrian historian Theodor Mayer subordinated the feudal state as secondary to his concept of a Personenverbandsstaat (personal interdependency state), understanding it in contrast to the territorial state. This form of statehood, identified with the Holy Roman Empire, is described as the most complete form of medieval rule, completing conventional feudal structure of lordship and vassalage with the personal association among the nobility. But the applicability of this concept to cases outside of the Holy Roman Empire has been questioned, as by Susan Reynolds. The concept has also been questioned and superseded in German historiography because of its bias and reductionism towards legitimating the .
Challenges to the feudal model
In 1974, the American historian Elizabeth A. R. Brown rejected the label feudalism as an anachronism that imparts a false sense of uniformity to the concept. Having noted the current use of many, often contradictory, definitions of feudalism, she argued that the word is only a construct with no basis in medieval reality, an invention of modern historians read back "tyrannically" into the historical record. Supporters of Brown have suggested that the term should be expunged from history textbooks and lectures on medieval history entirely. In Fiefs and Vassals: The Medieval Evidence Reinterpreted (1994), Susan Reynolds expanded upon Brown's original thesis. Although some contemporaries questioned Reynolds's methodology, other historians have supported it and her argument. Reynolds argues:
The term feudal has also been applied to non-Western societies, in which institutions and attitudes similar to those of medieval Europe are perceived to have prevailed (see Examples of feudalism). Japan has been extensively studied in this regard. Karl Friday notes that in the 21st century historians of Japan rarely invoke feudalism; instead of looking at similarities, specialists attempting comparative analysis concentrate on fundamental differences. Ultimately, critics say, the many ways the term feudalism has been used have deprived it of specific meaning, leading some historians and political theorists to reject it as a useful concept for understanding society.
Historian Richard Abels notes that "Western civilization and world civilization textbooks now shy away from the term 'feudalism'."
See also
General
Barons in Scotland
Bastard feudalism
Cestui que
English feudal barony
Feudal baron
Feudal duties
List of feudal wars 12th–14th century
Investiture
Lehnsmann
Majorat
Neo-feudalism
Nulle terre sans seigneur
Protofeudalism
Quia Emptores
Statutes of Mortmain
Suzerainty
Vassal state
Ziamet
Non-European
Fengjian (Chinese)
Feudalism in Pakistan
Feudal Japan
Hacienda
Indian feudalism
Mandala (political model)
Sakdina, a Thai feudal system
Samanta, an Indian feudal system
Small castes
Zemene Mesafint
References
Bibliography
Further reading
Bloch, Marc, Feudal Society. Tr. L.A. Manyon. Two volumes. Chicago: University of Chicago Press, 1961. .
Guerreau, Alain, L'avenir d'un passé incertain. Paris: Le Seuil, 2001 (complete history of the meaning of the term).
Poly, Jean-Pierre and Bournazel, Eric, The Feudal Transformation, 900–1200., Tr. Caroline Higgitt. New York and London: Holmes and Meier, 1991.
Reynolds, Susan, Fiefs and Vassals: The Medieval Evidence Reinterpreted. Oxford: Oxford University Press, 1994. .
Historiographical works
End of feudalism
; compares Europe and Japan.
France
Herbert, Sydney. The Fall of Feudalism in France (1921) full text online free.
Mackrell, John Quentin Colborne. The Attack on Feudalism in Eighteenth-century France (Routledge, 2013).
Markoff, John. Abolition of Feudalism: Peasants, Lords, and Legislators in the French Revolution (Penn State Press, 2010).
Global Health
Keshri VR, Bhaumik S (2022) . The feudal structure of global health and its implications for decolonisation . BMJ Global Health Available online https://gh.bmj.com/content/7/9/e010603
External links
"Feudalism", by Elizabeth A. R. Brown. Encyclopædia Britannica Online.
"Feudalism?" , by Paul Halsall. Internet Medieval Sourcebook.
"Feudalism: the history of an idea", by Fredric Cheyette (Amherst), excerpted from New Dictionary of the History of Ideas (2004)
Medieval Feudalism, by Carl Stephenson. Cornell University Press, 1942. Classic introduction to Feudalism.
, by Robert Harbison, 1996, Western Kentucky University.
9th-century establishments in Europe
1861 disestablishments in Europe
Economic systems
Political systems
Social systems | 0.784185 | 0.999614 | 0.783882 |
Social cycle theory | Social cycle theories are among the earliest social theories in sociology. Unlike the theory of social evolutionism, which views the evolution of society and human history as progressing in some new, unique direction(s), sociological cycle theory argues that events and stages of society and history generally repeat themselves in cycles. Such a theory does not necessarily imply that there cannot be any social progress. In the early theory of Sima Qian and the more recent theories of long-term ("secular") political-demographic cycles as well as in the Varnic theory of P. R. Sarkar, an explicit accounting is made of social progress.
Historical forerunners
Interpretation of history as repeating cycles of Dark and Golden Ages was a common belief among ancient cultures. Kyklos (Ancient Greek: κύκλος , "cycle") is a term used by some classical Greek authors to describe what they considered as the cycle of governments in a society. It was roughly based on the history of Greek city-states in the same period. The concept of the kyklos is first elaborated by Plato, Aristotle, and most extensively Polybius. They all came up with their own interpretation of the cycle, and possible solutions to break the cycle, since they thought the cycle to be harmful. Later writers such as Cicero and Machiavelli commented on the kyklos. The more limited cyclical view of history defined as repeating cycles of events was put forward in the academic world in the 19th century in historiosophy (a branch of historiography) and is a concept that falls under the category of sociology. However, Polybius, Ibn Khaldun (see Asabiyyah), and Giambattista Vico can be seen as precursors of this analysis. The saeculum was identified in Roman times. In recent times, P. R. Sarkar in his social cycle theory has used this idea to elaborate his interpretation of history.
Plato
Plato describes his cycle of governments in his work Republic, Book VIII and IX. He distinguishes five forms of government: aristocracy, timocracy, oligarchy, democracy, and tyranny, and writes that governments devolve respectively in this order from aristocracy into tyranny. Plato's cycle of governments is linked with his anthropology of the rulers that come with each form of government. This philosophy is intertwined with the way the cycle of governments plays out. An aristocracy is ruled by aristocratic people whose rule is guided by their rationality. The decline of aristrocracy into timocracy happens when people who are less qualified to rule come to power. Their rule and decision-making is guided by honor. Timocracy devolves into oligarchy as soon as those rulers act in pursuit of wealth; oligarchy devolves into democracy when the rulers act on behalf of freedom; and lastly, democracy devolves into tyranny if rulers mainly seek power. Plato believes that having a philosopher king, and thus having an aristocratic form of government is the most desirable.
Polybius
According to Polybius, who has the most fully developed version of the kyklos, it rotates through the three basic forms of government: democracy, aristocracy, and monarchy, and the three degenerate forms of each of these governments: ochlocracy, oligarchy, and tyranny. Originally society is in ochlocracy but the strongest figure emerges and sets up a monarchy. The monarch's descendants, who lack virtue because of their family's power, become despots and the monarchy degenerates into a tyranny. Because of the excesses of the ruler the tyranny is overthrown by the leading citizens of the state who set up an aristocracy. They too quickly forget about virtue and the state becomes an oligarchy. These oligarchs are overthrown by the people who set up a democracy. Democracy soon becomes corrupt and degenerates into ochlocracy, beginning the cycle anew. Polybius's concept of the cycle of governments is called anacyclosis. Polybius, in contrast to Aristotle, focuses on the idea of mixed government: the idea that the ideal government is one that blends elements of monarchy, aristocracy, and democracy. Aristotle mentions this notion but pays little attention to it. Polybius saw the Roman Republic as the embodiment of this mixed constitution, and this would explain why the Roman Republic was so powerful and why it would remain stable for a longer amount of time. Polybius' full description can be found in Book VI of his Histories.
Cicero
Cicero describes anacyclosis in his philosophical work De re publica. His version of the anacyclosis is heavily inspired by Polybius' writings. Cicero argues, contrary to Polybius, that the Roman state can prevail and will not succumb to the harmful cycle despite its mixed government, as long as the Roman Republic will return to its ancient virtues (mos maiorum).
Machiavelli
Machiavelli, writing during the Renaissance, appears to have adopted Polybius' version of the cycle. Machiavelli's adoption of anacyclosis can be seen in Book I, Chapter II of his Discourses on Livy. Although Machiavelli adopts the idea of the circular structure in which types of governments alternate, he does not accept Polybius' idea that the cycle naturally devolves through the exact same pattern of governments.
19th and 20th century theories
Thomas Carlyle conceived of history as though it were a phoenix, growing and dying in stages akin to the seasons. He saw the French Revolution as the ashes or winter of European civilisation, and that it would necessarily build out of the rubble. Russian philosopher Nikolai Danilewski in Rossiia i Evropa (1869), differentiated between various smaller civilizations (Egyptian, Chinese, Persian, Greek, Roman, German, and Slav, among others). He wrote that each civilization has a life cycle, and by the end of the 19th century the Roman-German civilization was in decline, while the Slav civilization was approaching its Golden Age. A similar theory was put forward by Oswald Spengler who in his Der Untergang des Abendlandes (1918) also argued that the Western civilization had entered its final phase of development and its decline was inevitable.
The first social cycle theory in sociology was created by Italian sociologist and economist Vilfredo Pareto in his (1916). He centered his theory on the concept of an elite social class, which he divided into cunning 'foxes' and violent 'lions'. In his view of society, the power constantly passes from the 'foxes' to the 'lions' and vice versa.
Sociological cycle theory was also developed by Pitirim A. Sorokin in his Social and Cultural Dynamics (1937, 1943). He classified societies according to their 'cultural mentality', which can be ideational (reality is spiritual), sensate (reality is material), or idealistic (a synthesis of the two). He interpreted the contemporary West as a sensate civilization dedicated to technological progress and prophesied its fall into decadence and the emergence of a new ideational or idealistic era.
Alexandre Deulofeu developed a mathematical model of social cycles that he claimed fit historical facts. He argued that civilizations and empires go through cycles in his book Mathematics of History (in Catalan, published in 1951). He claims that each civilization passes through a minimum of three 1700-year cycles. As part of civilizations, empires have an average lifespan of 550 years. He also stated that by knowing the nature of these cycles, it could be possible to modify the cycles in such a way that change could be peaceful instead of leading to war. Deulofeu believed he had found the origin of Romanesque art, during the 9th century, in an area between Empordà and Roussillon, which he argued was the cradle of the second cycle of western European civilization.
Literary expressions
Much of post-apocalyptic fiction depicts various kinds of cyclical history, with depictions of civilization collapsing and being slowly built up again to collapse again and so on.
An early example is Anatole France's 1908 satirical novel Penguin Island which traces the history of Penguinia—a thinly disguised analogue of France—from medieval times to the modern times and into a future of a monstrous super-city—which eventually collapses. This is followed by a renewed Feudalism and agrarian society, and a gradual building up of increasingly advanced civilization—culminating with a new monstrous super-city which would eventually collapse again, and so on.
A later example is Walter M. Miller Jr.'s A Canticle for Leibowitz, which begins in the aftermath of a devastating nuclear war, with the Catholic Church seeking to preserve a remnant of old texts (as it did in the historical Early Middle Ages), and ends with a new civilization, built up over two thousand years, once again destroying itself in a nuclear war—and a new group of Catholic clergy yet again setting out to preserve a remnant of civilized knowledge.
In the future depicted in October the First Is Too Late, a 1966 science fiction novel by astrophysicist Fred Hoyle, the protagonists fly over where they expected to see the United States, but see no sign of urban civilization. At first assuming they were in the pre-1750 past, they later find it was a future time. Humanity is doomed to go through repeated cycles of industrialization, overpopulation, collapse—followed by rebuilding, and then again industrialization, overpopulation and collapse and so on, over and over again. In the far future, a civilization which is aware of this history no longer wants progress.
Contemporary theories
One of the most important recent findings in the study of the long-term dynamic social processes was the discovery of the political-demographic cycles as a basic feature of the dynamics of complex agrarian systems.
The presence of political-demographic cycles in the pre-modern history of Europe and China, and in chiefdom level societies worldwide has been known for quite a long time, and already in the 1980s more or less developed mathematical models of demographic cycles started to be produced (first of all for Chinese "dynastic cycles") (Usher 1989). At the moment there are a considerable number of such models (Chu and Lee 1994; Nefedov 1999, 2002, 2003, 2004; S. Malkov, Kovalev, and A. Malkov 2000; S. Malkov and A. Malkov 2000; Malkov and Sergeev 2002, 2004a, 2004b; Malkov et al. 2002; Malkov 2002, 2003, 2004; Turchin 2003, 2005a; Korotayev et al. 2006).
Long cycle theory
George Modelski, who presented his ideas in the book Long Cycles in World Politics (1987), is the chief architect of long cycle theory. Long cycle theory describes the connection between war cycles, economic supremacy, and the political aspects of world leadership.
Long cycles, or long waves, offer perspectives on global politics by permitting "the careful exploration of the ways in which world wars have recurred, and lead states such as Britain and the United States have succeeded each other in an orderly manner." Not to be confused with Simon Kuznets' idea of long-cycles, or long-swings, long cycles of global politics are patterns of past world politics.
The long cycle, according to Dr. Dan Cox, is a period of time lasting approximately 70 to 100 years. At the end of that period, "the title of most powerful nation in the world switches hands." Modelski divides the long cycle into four phases. When periods of global war, which could last as much as one-fourth of the total long cycle, are factored in, the cycle can last from 87 to 122 years.
Many traditional theories of international relations, including the other approaches to hegemony, believe that the baseline nature of the international system is anarchy. Modelski's long cycle theory, however, states that war and other destabilizing events are a natural product of the long cycle and larger global system cycle. They are part of the living processes of the global polity and social order. Wars are "systemic decisions" that "punctuate the movement of the system at regular intervals." Because "world politics is not a random process of hit or miss, win or lose, depending on the luck of the draw or the brute strength of the contestants", anarchy does not play a role; long cycles have provided, for the last five centuries, a means for the successive selection and operation of numerous world leaders.
Modelski used to believe that long cycles were a product of the modern period. He suggests that the five long cycles, which have taken place since about 1500, are each a part of a larger global system cycle, or the modern world system.
Under the terms of long cycle theory, five hegemonic long cycles have taken place, each strongly correlating to economic Kondratieff Waves (or K-Waves). The first hegemon would have been Portugal during the 16th century, then the Netherlands during the 17th century. Next, Great Britain served twice, first during the 18th century, then during the 19th century. The United States has been serving as hegemon since the end of World War II.
In 1988, Joshua S Goldstein advanced the concept of the political midlife crisis in his book on "Long Cycle Theory", Long Cycles: Prosperity and War in the Modern Age, which offers four examples of the process:
The British Empire and the Crimean War (1853–1856): A century after Britain's successful launch of the Industrial Revolution, and following the subsequent British railway boom of 1815–1853, Britain, in the Crimean War, attacked the Russian Empire, which was perceived as a threat to British India and to eastern Mediterranean trade routes to India. The Crimean War highlighted the poor state of the British Army, which were then addressed, and Britain concentrated on colonial expansion and took no further part in European wars until the outbreak of World War I in 1914.
The German Empire and World War I (1914–1918): Under Chancellor Otto von Bismarck, Germany had been unified between 1864 and 1871, and then had seen 40 years' rapid industrial, military, and colonial expansion. In 1914 the Schlieffen Plan for conquering France in eight weeks was to have been followed by the subjugation of the Russian Empire, leaving Germany the master of Mitteleuropa (Central Europe). In the event, France, Britain, Russia, and the United States fought Germany to a standstill, to defeat, and to a humiliating peace settlement at Versailles (1919) and the establishment of Germany's unstable Weimar Republic (1919–1933), in a prelude to World War II.
The Soviet Union and the Cuban Missile Crisis (1962): The Soviet Union had industrialised rapidly under Joseph Stalin and, following World War II, had become a rival nuclear superpower to the United States. In 1962 Soviet Premier Nikita Khrushchev, intent on securing strategic parity with the United States, covertly, with the support of Fidel Castro, shipped nuclear missiles to Castro's Cuba, 70 miles from the US state of Florida. US President John F. Kennedy blockaded (the term "quarantined" being used because a blockade is an act of war), the island of Cuba and negotiated the Soviet missiles' removal from Cuba (in exchange for the subsequent removal of US missiles from Turkey).
The United States and the Vietnam War (1955–1975): During World War II and the ensuing postwar period, the United States had greatly expanded its military capacities and industries. After France, supported financially by the US, had been defeated in Vietnam in 1954 and that country had been temporarily split into North and South Vietnam under the 1954 Geneva Accords; and when war had broken out between the North and South following South Vietnam President Ngo Dinh Diem's refusal to permit all-Vietnam elections in 1956 as stipulated in the Geneva Accords, the ideologically anti-communist United States supported South Vietnam with materiel in a Cold War proxy war and by degrees allowed itself to be drawn into South Vietnam's losing struggle against communist North Vietnam and the Viet Cong acting in South Vietnam. Ultimately, following the defeat of South Vietnam and the United States, the US's governing belief that South Vietnam's defeat would result in all of remaining Mainland Southeast Asia "going communist" (as proclaimed by the US's "domino theory"), proved erroneous.
Kondratiev waves
In economics, Kondratiev waves (also called supercycles, great surges, long waves, K-waves or the long economic cycle) are hypothesized cycle-like phenomena in the modern world economy. It is stated that the period of a wave ranges from forty to sixty years, the cycles consist of alternating intervals of high sectoral growth and intervals of relatively slow growth. They are estimated to be roughly between 10.3²x 10 and 10.3² megahertz.
Such theories are dismissed by most economists on the basis of econometric analysis which has found that recessions are essentially random events, and the probability of a recession does not show any kind of pattern across time. Despite frequent use of the term business cycles to refer to changes in an economy around its trend line, the phrase is considered a misnomer. It is widely agreed that fluctuations in economic activity do not exhibit any kind of predictable repetition over time, and the appearance of cycles is a result of pareidolia.
Secular cycles theory
Recently the most important contributions to the development of the mathematical models of long-term ("secular") sociodemographic cycles have been made by Sergey Nefedov, Peter Turchin, Andrey Korotayev, and Sergey Malkov. What is important is that on the basis of their models Nefedov, Turchin and Malkov have managed to demonstrate that sociodemographic cycles were a basic feature of complex agrarian systems (and not a specifically Chinese or European phenomenon).
The basic logic of these models is as follows:
After the population reaches the ceiling of the carrying capacity of land, its growth rate declines toward near-zero values.
The system experiences significant stress with decline in the living standards of the common population, increasing the severity of famines, growing rebellions etc.
As has been shown by Nefedov, most complex agrarian systems had considerable reserves for stability, however, within 50–150 years these reserves were usually exhausted and the system experienced a demographic collapse (a Malthusian catastrophe), when increasingly severe famines, epidemics, increasing internal warfare and other disasters led to a considerable decline of population.
As a result of this collapse, free resources became available, per capita production and consumption considerably increased, the population growth resumed and a new sociodemographic cycle started.
It has become possible to model these dynamics mathematically in a rather effective way. Note that the modern theories of political-demographic cycles do not deny the presence of trend dynamics and attempt at the study of the interaction between cyclical and trend components of historical dynamics.
The models have two main phases, each with two subphases.
Integrative phase
Expansion (growth)
Stagflation (compression)
Disintegrative phase
Crisis phase (state breakdown)
Depression / intercycle
An intercycle is where a functioning state collapses and takes some time to rebuild.
Disintegrative phases typically do not have continuous disorder, but instead periods of strife alternating with relatively peaceful periods. This alternation typically has a period of about two human generation times (40 – 60 years), and Turchin calls it a "fathers and sons" cycle.
Fourth Turning theory
The Strauss–Howe generational theory, also known as the Fourth Turning theory or simply the Fourth Turning, which was created by authors William Strauss and Neil Howe, describes a theorized recurring generation cycle in American history. According to the theory, historical events are associated with recurring generational personas (archetypes). Each generational persona unleashes a new era (called a turning) in which a new social, political, and economic climate exists. Turnings tend to last around 20–22 years. They are part of a larger cyclical "saeculum" (a long human life, which usually spans between 80 and 90 years, although some saecula have lasted longer). The theory states that after every saeculum, a crisis recurs in American history, which is followed by a recovery (high). During this recovery, institutions and communitarian values are strong. Ultimately, succeeding generational archetypes attack and weaken institutions in the name of autonomy and individualism, which ultimately creates a tumultuous political environment that ripens conditions for another crisis.
Schlesinger liberal-conservative cycles of United States history
The cyclical theory (United States history) is a theory of US history developed by Arthur M. Schlesinger Sr. and Arthur M. Schlesinger Jr. It states that US history alternates between two kinds of phases:
Liberal, increasing democracy, public purpose, human rights, concern with the wrongs of the many
Conservative, containing democracy, private interest, property rights, concern with the rights of the few
Each kind of phase generates the other. Liberal phases generate conservative phases from activism burnout, and conservative phases generate liberal phases from accumulation of unsolved problems.
Huntington's creedal-passion episodes of United States history
Historian Samuel P. Huntington has proposed that American history has had several bursts of "creedal passion" roughly every 60 years. These are efforts to bring American government closer to the "American creed" of being "egalitarian, participatory, open, noncoercive, and responsive to the demands of individuals and groups."
United States Party Systems
The United States has had six party systems over its history. Each one is a characteristic platform and set of constituencies of each of the two major parties. A new party system emerges from a burst of reform, and in some cases, the disintegration of a party in the previous system (1st: Federalist, 2nd: Whig).
Skowronek United States Regimes and Presidency Types
Political scientist Stephen Skowronek has proposed that American history has gone through several regimes, with four main types of presidencies. Each regime has a dominant party and an opposition party. The President involved in starting it is a "reconstructive" one, and that President's successors in the dominant party are "articulating" ones. However, opposition-party Presidents are often elected, "preemptive" ones. A regime ends with having a President or two from its dominant party, a "disjunctive" President.
Klingberg cycles of United States foreign policy
Frank Klingberg has proposed a cyclic theory of US foreign policy. It states that the US alternates between extroverted phases, phases involving military adventures, challenging other nations, and annexing territory, and introverted phases, phases with the absence of these activities.
See also
Cyclic model (cosmology)
Historic recurrence
List of cycles
Revolutionary wave
Societal collapse
State collapse
References
Further reading
Parvini, N. (2023). The Prophets of Doom. Andrews UK Limited.
Chu, C. Y. C., and R. D. Lee. (1994) Famine, Revolt, and the Dynastic Cycle: Population Dynamics in Historic China. Journal of Population Economics 7: 351–78.
Alexandre Deulofeu (1967) La Matemàtica de la Història (Mathematics of History), Figueres, Editorial Emporitana, 1967.
Fischer, David Hackett (1996). The Great Wave: Price Revolutions and the Rhythm of History. Oxford and New York: Oxford University Press. for 1999 paperback reprint.
Johan Galtung and Sohail Inayatullah, Macrohistory and Macrohistorians: Perspectives on Individual, Social, and Civilizational Change, Praeger Publishers, 1997, .
Sohail Inayatullah, Understanding P. R. Sarkar: The Indian Episteme, Macrohistory and Transformative Knowledge, Brill Academic Publishers, 2002, .
Korotayev A., Malkov A., & Khaltourina D. (2006) Introduction to Social Macrodynamics: Secular Cycles and Millennial Trends. Moscow: URSS. . Chapter 4.
Korotayev, A. & Khaltourina D. (2006) Introduction to Social Macrodynamics: Secular Cycles and Millennial Trends in Africa. Moscow: URSS.
Nefedov, S. A. (2003). A Theory of Demographic Cycles and the Social Evolution of Ancient and Medieval Oriental Societies. Oriens 3: 5–22.
Nefedov, S. A. (2004). A Model of Demographic Cycles in Traditional Societies: The Case of Ancient China. Social Evolution & History 3(1): 69–80.
Postan, M. M. (1973). Essays on Medieval Agriculture and General Problems of the Medieval Economy. Cambridge: Cambridge University Press.
Prabhat Rainjan Sarkar (1967). Human Society-2, Ananda Marga Publications, Anandanagar, P.O. Baglata, Dist. Purulia, West Bengal, India.
Tainter, Joseph (1988). The Collapse of Complex Civilizations. Cambridge University Press.
Turchin, P. (2003) Historical Dynamics: Why States Rise and Fall. Princeton, NJ: Princeton University Press.
Turchin, P. (2005). Dynamical Feedbacks between Population Growth and Sociopolitical Instability in Agrarian States. Structure & Dynamics 1 Dynamical Feedbacks between Population Growth and Sociopolitical Instability in Agrarian States.
Turchin, P., et al., eds. (2007). History & Mathematics: Historical Dynamics and Development of Complex Societies. Moscow: KomKniga.
Trends and Cycles, Keldysh Institute of Applied Mathematics, 2014.
Usher, D. (1989). The Dynastic Cycle and the Stationary State. The American Economic Review 79: 1031–44.
Weiss, Volkmar (2007). "The population cycle drives human history - from a eugenic phase into a dysgenic phase and eventual collapse." The Journal of Social, Political and Economic Studies 32: 327-358.
Weiss, Volkmar (2020). IQ Means Inequality: The Population Cycle that Drives Human History. KDP. .
External links
Secular Cycles and Millennial Trends
Complex historical dynamics of crisis: the case of Byzantium (with an extensive discussion of the concept of secular cycles from the point of view of medieval studies)
Sociological theories | 0.788959 | 0.993365 | 0.783724 |
Historicism | Historicism is an approach to explaining the existence of phenomena, especially social and cultural practices (including ideas and beliefs), by studying the process or history by which they came about. The term is widely used in philosophy, anthropology, and sociology.
This historical approach to explanation differs from and complements the approach known as functionalism, which seeks to explain a phenomenon, such as for example a social form, by providing reasoned arguments about how that social form fulfills some function in the structure of a society. In contrast, rather than taking the phenomenon as a given and then seeking to provide a justification for it from reasoned principles, the historical approach asks "Where did this come from?" and "What factors led up to its creation?"; that is, historical explanations often place a greater emphasis on the role of process and contingency.
Historicism is often used to help contextualize theories and narratives, and may be a useful tool to help understand how social and cultural phenomena came to be.
The historicist approach differs from individualist theories of knowledge such as strict empiricism and rationalism, which does not take into account traditions. Historicism can be reductionist, often tends to be, and is usually contrasted with theories that posit that historical changes occur entirely at random.
David Summers, building on the work of E. H. Gombrich, defines historicism negatively, writing that it posits "that laws of history are formulatable and that in general the outcome of history is predictable," adding "the idea that history is a universal matrix prior to events, which are simply placed in order within that matrix by the historian." This approach, he writes, "seems to make the ends of history visible, thus to justify the liquidation of groups seen not to have a place in the scheme of history" and that it has led to the "fabrication of some of the most murderous myths of modern times."
History of the term
The term historicism (Historismus) was coined by German philosopher Karl Wilhelm Friedrich Schlegel. Over time, what historicism is and how it is practiced have developed different and divergent meanings. Elements of historicism appear in the writings of French essayist Michel de Montaigne (1533–1592) and Italian philosopher G. B. Vico (1668–1744), and became more fully developed with the dialectic of Georg Wilhelm Friedrich Hegel (1770–1831), influential in 19th-century Europe. The writings of Karl Marx, influenced by Hegel, also include historicism. The term is also associated with the empirical social sciences and with the work of Franz Boas. Historicism tends to be hermeneutic because it values cautious, rigorous, and contextualized interpretation of information; or relativist, because it rejects notions of universal, fundamental and immutable interpretations.
Variants
Hegelian
Hegel viewed the realization of human freedom as the ultimate purpose of history, which could be achieved only through the creation of the perfect state. Historical progress toward this state would occur through a dialectical process: the tension between the purpose of humankind (freedom) and humankind's current condition would produce the attempt by humankind to change its condition to one more in accord with its nature. However, because humans are often not aware of the goal of humanity and history, the process of achieving freedom is necessarily one of self-discovery.
Hegel saw progress toward freedom as conducted by the "spirit" (Geist), a seemingly supernatural force that directs all human actions and interactions. Yet Hegel makes clear that the spirit is a mere abstraction that comes into existence "through the activity of finite agents". Thus, Hegel's determining forces of history may not have a metaphysical nature, though many of his opponents and interpreters have understood him as holding metaphysical and determinist views.
Hegel's historicism also suggests that any human society and all human activities such as science, art, or philosophy, are defined by their history. Consequently, their essence can be sought only by understanding said history. The history of any such human endeavor, moreover, not only continues but also reacts against what has gone before; this is the source of Hegel's famous dialectic teaching usually summarized by the slogan "thesis, antithesis, and synthesis". (Hegel did not use these terms, although Johann Fichte did.) Hegel's famous aphorism, "Philosophy is the history of philosophy", describes it bluntly.
Hegel's position is perhaps best illuminated when contrasted against the atomistic and reductionist opinion of human societies and social activities self-defining on an ad hoc basis through the sum of dozens of interactions. Yet another contrasting model is the persistent metaphor of a social contract. Hegel considers the relationship between individuals and societies as organic, not atomic: even their social discourse is mediated by language, and language is based on etymology and unique character. It thus preserves the culture of the past in thousands of half-forgotten metaphors. To understand why a person is the way he is, you must examine that person in his society: and to understand that society, you must understand its history, and the forces that influenced it. The Zeitgeist, the "Spirit of the Age", is the concrete embodiment of the most important factors that are acting in human history at any given time. This contrasts with teleological theories of activity, which suppose that the end is the determining factor of activity, as well as those who believe in a tabula rasa, or blank slate, opinion, such that individuals are defined by their interactions.
These ideas can be interpreted variously. The Right Hegelians, working from Hegel's opinions about the organicism and historically determined nature of human societies, interpreted Hegel's historicism as a justification of the unique destiny of national groups and the importance of stability and institutions. Hegel's conception of human societies as entities greater than the individuals who constitute them influenced nineteenth-century romantic nationalism and its twentieth-century excesses. The Young Hegelians, by contrast, interpreted Hegel's thoughts on societies influenced by social conflict for a doctrine of social progress, and attempted to manipulate these forces to cause various results. Karl Marx's doctrine of "historical inevitabilities" and historical materialism is one of the more influential reactions to this part of Hegel's thought. Significantly, Karl Marx's theory of alienation argues that capitalism disrupts traditional relationships between workers and their work.
Hegelian historicism is related to his ideas on the means by which human societies progress, specifically the dialectic and his conception of logic as representing the inner essential nature of reality. Hegel attributes the change to the "modern" need to interact with the world, whereas ancient philosophers were self-contained, and medieval philosophers were monks. In his History of Philosophy Hegel writes:
In modern times things are very different; now we no longer see philosophic individuals who constitute a class by themselves. With the present day all difference has disappeared; philosophers are not monks, for we find them generally in connection with the world, participating with others in some common work or calling. They live, not independently, but in the relation of citizens, or they occupy public offices and take part in the life of the state. Certainly they may be private persons, but if so, their position as such does not in any way isolate them from their other relationship. They are involved in present conditions, in the world and its work and progress. Thus their philosophy is only by the way, a sort of luxury and superfluity. This difference is really to be found in the manner in which outward conditions have taken shape after the building up of the inward world of religion. In modern times, namely, on account of the reconciliation of the worldly principle with itself, the external world is at rest, is brought into order — worldly relationships, conditions, modes of life, have become constituted and organized in a manner which is conformable to nature and rational. We see a universal, comprehensible connection, and with that individuality likewise attains another character and nature, for it is no longer the plastic individuality of the ancients. This connection is of such power that every individuality is under its dominion, and yet at the same time can construct for itself an inward world.
This opinion that entanglement in society creates an indissoluble bond with expression, would become an influential question in philosophy, namely, the requirements for individuality. It would be considered by Nietzsche, John Dewey and Michel Foucault directly, as well as in the work of numerous artists and authors. There have been various responses to Hegel's challenge. The Romantic period emphasized the ability of individual genius to transcend time and place, and use the materials from their heritage to fashion works which were beyond determination. The modern would advance versions of John Locke's infinite malleability of the human animal. Post-structuralism would argue that since history is not present, but only the image of history, that while an individual era or power structure might emphasize a particular history, that the contradictions within the story would hinder the very purposes that the history was constructed to advance.
Anthropological
In the context of anthropology and other sciences which study the past, historicism has a different meaning. Historical Particularism is associated with the work of Franz Boas. His theory used the diffusionist concept that there were a few "cradles of civilization" which grew outwards, and merged it with the idea that societies would adapt to their circumstances. The school of historicism grew in response to unilinear theories that social development represented adaptive fitness, and therefore existed on a continuum. While these theories were espoused by Charles Darwin and many of his students, their application as applied in social Darwinism and general evolution characterized in the theories of Herbert Spencer and Leslie White, historicism was neither anti-selection, nor anti-evolution, as Darwin never attempted nor offered an explanation for cultural evolution. However, it attacked the notion that there was one normative spectrum of development, instead emphasizing how local conditions would create adaptations to the local environment. Julian Steward refuted the viability of globally and universally applicable adaptive standards proposing that culture was honed adaptively in response to the idiosyncrasies of the local environment, the cultural ecology, by specific evolution. What was adaptive for one region might not be so for another. This conclusion has likewise been adopted by modern forms of biological evolutionary theory.
The primary method of historicism was empirical, namely that there were so many requisite inputs into a society or event, that only by emphasizing the data available could a theory of the source be determined. In this opinion, grand theories are unprovable, and instead intensive field work would determine the most likely explanation and history of a culture, and hence it is named "historicism".
This opinion would produce a wide range of definition of what, exactly, constituted culture and history, but in each case the only means of explaining it was in terms of the historical particulars of the culture itself.
New Historicism
Since the 1950s, when Jacques Lacan and Michel Foucault argued that each epoch has its own knowledge system, within which individuals are inexorably entangled, many post-structuralists have used historicism to describe the opinion that all questions must be settled within the cultural and social context in which they are raised. Answers cannot be found by appeal to an external truth, but only within the confines of the norms and forms that phrase the question. This version of historicism holds that there are only the raw texts, markings and artifacts that exist in the present, and the conventions used to decode them. This school of thought is sometimes given the name of New Historicism. The same term, new historicism is also used for a school of literary scholarship which interprets a poem, drama, etc. as an expression of or reaction to the power-structures of its society. Stephen Greenblatt is an example of this school.
Modern Historicism
Within the context of 20th-century philosophy, debates continue as to whether ahistorical and immanent methods were sufficient to understand the meaning (that is to say, "what you see is what you get" positivism) or whether context, background and culture are important beyond the mere need to decode words, phrases and references. While post-structural historicism is relativist in its orientation—that is, it sees each culture as its own frame of reference—a large number of thinkers have embraced the need for historical context, not because culture is self-referential, but because there is no more compressed means of conveying all of the relevant information except through history. This opinion is often seen as deriving from the work of Benedetto Croce. Recent historians using this tradition include Thomas Kuhn.
Talcott Parsons criticized historicism as a case of idealistic fallacy in The Structure of Social Action (1937). Post-structuralism uses the term new historicism, which has some associations with both anthropology and Hegelianism.
Christian Historicism
Eschatological
In Christianity, the term historicism refers to the confessional Protestant form of prophetical interpretation which holds that the fulfillment of biblical prophecy has occurred throughout history and continues to occur; as opposed to other methods which limit the time-frame of prophecy-fulfillment to the past or to the future.
Dogmatic and ecclesiastic
There is also a particular opinion in ecclesiastical history and in the history of dogmas which has been described as historicist by Pope Pius XII in the encyclical Humani generis. "They add that the history of dogmas consists in the reporting of the various forms in which revealed truth has been clothed, forms that have succeeded one another in accordance with the different teachings and opinions that have arisen over the course of the centuries." "There is also a certain historicism, which attributing value only to the events of man's life, overthrows the foundation of all truth and absolute law, both on the level of philosophical speculations and especially to Christian dogmas."
Critics
Marxism
Western Marxists such as Karl Korsch, Antonio Gramsci and the early Georg Lukacs emphasise the roots of Marx's thought in Hegel. They interpret Marxism as an historically relativist philosophy, which views ideas (including Marxist theory) as necessary products of the historical epochs that create them. In this view, Marxism is not an objective social science, but rather a theoretical expression of the class consciousness of the working class within an historical process. This understanding of Marxism is strongly criticised by the structural Marxist Louis Althusser, who affirms that Marxism is an objective science, autonomous from interests of society and class.
Karl Popper
Karl Popper used the term historicism in his influential books The Poverty of Historicism and The Open Society and Its Enemies, to mean: "an approach to the social sciences which assumes that historical prediction is their primary aim, and which assumes that this aim is attainable by discovering the 'rhythms' or the 'patterns', the 'laws' or the 'trends' that underlie the evolution of history". Popper condemned historicism along with the determinism and holism which he argued formed its basis, claiming that historicism had the potential to inform dogmatic, ideological beliefs not predicated upon facts that were falsifiable. In The Poverty of Historicism, he identified historicism with the opinion that there are "inexorable laws of historical destiny", an opinion he warned against. If this seems to contrast with what proponents of historicism argue for, in terms of contextually relative interpretation, this happens, according to Popper, only because such proponents are unaware of the type of causality they ascribe to history. Popper wrote with reference to Hegel's theory of history, which he criticized extensively.
In The Open Society and Its Enemies, Popper attacks "historicism" and its proponents, among whom he identifies and singles out Hegel, Plato and Marx—calling them all "enemies of the open society". The objection he makes is that historicist positions, by claiming that there is an inevitable and deterministic pattern to history, abrogate the democratic responsibility of the individual to make free contributions to the evolution of society, hence leading to totalitarianism. Throughout this work, he defines his conception of historicism as: "The central historicist doctrine—the doctrine that history is controlled by specific historical or evolutionary laws whose discovery would enable us to prophesy the destiny of man."
Another of his targets is what he terms "moral historicism", the attempt to infer moral values from the course of history; in Hegel's words, that "history is the world's court of justice". Popper says that he does not believe "that success proves anything or that history is our judge". Futurism must be distinguished from prophecies that the right will prevail: these attempt to infer history from ethics, rather than ethics from history, and are therefore historicism in the normal sense rather than moral historicism.
He also attacks what he calls "Historism", which he regards as distinct from historicism. By historism, he means the tendency to regard every argument or idea as completely accounted for by its historical context, as opposed to assessing it by its merits.
Leo Strauss
Leo Strauss used the term historicism and reportedly termed it the single greatest threat to intellectual freedom insofar as it denies any attempt to address injustice-pure-and-simple (such is the significance of historicism's rejection of "natural right" or "right by nature"). Strauss argued that historicism "rejects political philosophy" (insofar as this stands or falls by questions of permanent, trans-historical significance) and is based on the belief that "all human thought, including scientific thought, rests on premises which cannot be validated by human reason and which came from historical epoch to historical epoch." Strauss further identified R. G. Collingwood as the most coherent advocate of historicism in the English language. Countering Collingwood's arguments, Strauss warned against historicist social scientists' failure to address real-life problems—most notably that of tyranny—to the extent that they relativize (or "subjectivize") all ethical problems by placing their significance strictly in function of particular or ever-changing socio-material conditions devoid of inherent or "objective" "value". Similarly, Strauss criticized Eric Voegelin's abandonment of ancient political thought as guide or vehicle in interpreting modern political problems.
In his books, Natural Right and History and On Tyranny, Strauss offers a complete critique of historicism as it emerges in the works of Hegel, Marx, and Heidegger. Many believe that Strauss also found historicism in Edmund Burke, Tocqueville, Augustine, and John Stuart Mill. Although it is largely disputed whether Strauss himself was a historicist, he often indicated that historicism grew out of and against Christianity and was a threat to civic participation, belief in human agency, religious pluralism, and, most controversially, an accurate understanding of the classical philosophers and religious prophets themselves. Throughout his work, he warns that historicism, and the understanding of progress that results from it, expose us to tyranny, totalitarianism, and democratic extremism. In his exchange with Alexandre Kojève in On Tyranny, Strauss seems to blame historicism for Nazism and Communism. In a collection of his works by Kenneth Hart entitled Jewish Philosophy and the Crisis of Modernity, he argues that Islam, traditional Judaism, and ancient Greece, share a concern for sacred law that makes them especially susceptible to historicism, and therefore to tyranny. Strauss makes use of Nietzsche's own critique of progress and historicism, although Strauss refers to Nietzsche himself (no less than to Heidegger) as a "radical historicist" who articulated a philosophical (if only untenable) justification for historicism.
See also
Parametric determinism
Path dependence
Sociocultural evolution
References
Further reading
Franz Boas, The Mind of Primitive Man.
Hans-Georg Gadamer, Truth and Method.
G. W. F. Hegel, 1911. The Philosophy of History.
Ludwig von Mises, 1957. Theory and History, chapter 10: "Historicism"
Karl Popper, 1945. The Open Society and Its Enemies, in 2 volumes. Routledge. .
Karl Popper, 1993. The Poverty of Historicism. Routledge. .
External links
Historicism in Anthropology
Literary criticism
Evolution
Georg Wilhelm Friedrich Hegel
Social philosophy
Theories of history
History
Philosophy of history | 0.787274 | 0.995443 | 0.783687 |
Historical institutionalism | Historical institutionalism (HI) is a new institutionalist social science approach that emphasizes how timing, sequences and path dependence affect institutions, and shape social, political, economic behavior and change. Unlike functionalist theories and some rational choice approaches, historical institutionalism tends to emphasize that many outcomes are possible, small events and flukes can have large consequences, actions are hard to reverse once they take place, and that outcomes may be inefficient. A critical juncture may set in motion events that are hard to reverse, because of issues related to path dependency. Historical institutionalists tend to focus on history (longer temporal horizons) to understand why specific events happen.
The term "Historical Institutionalism" began appearing in publications in the early 1990s, although it had been used in the late 1980s. The most widely cited historical institutionalist scholars are Peter Hall, Paul Pierson, Theda Skocpol, Douglass North, and Kathleen Thelen. Prominent works of historical institutionalist scholarship have used both sociological and rationalist methods. Due to a focus on events involving causal complexity (equifinality, complex interaction effects and path dependency), historical institutionalist works tend to employ detailed comparative case studies.
Old and new institutionalism
Kathleen Thelen and Sven Steinmo contrast New Institutionalism with "Old Institutionalism", which was overwhelmingly focused on detailed narratives of institutions, with little focus on comparative analyses. Thus, the Old Institutionalism was unhelpful for comparative research and explanatory theory. This "Old Institutionalism" began to be undermined when scholars increasingly highlighted how the formal rules and administrative structures of institutions were not accurately describing the behavior of actors and policy outcomes.
Works, such as Karl Polanyi's The Great Transformation, Theda Skocpol's States and Social Revolutions, Philippe Schmitter's Still a Century of Corporatism?, Barrington Moore's Social Origins of Dictatorship and Democracy, and Evans, Ruschemeyer and Skocpol's Bringing the State Back In have been characterized as precursors to Historical Institutionalism, spawning a new research program.
Historical institutionalism is a predominant approach in research on the welfare state. In the field of International Relations, John Ikenberry's After Victory and Abraham Newman's Protectors of Privacy are prominent works of historical institutionalist scholarship.
The treatment of history
Unlike most western scholars who preceded them, including classical liberals, classical Marxists, empiricists, dialectical thinkers and positivists, historical institutionalists do not accept that history necessarily develops in a straightforward, linear fashion. Instead, they examine the conditions under which a particular trajectory was followed and not others, a phenomenon that Gabriel Almond refers to as the "historical cure". As a consequence, specifying why particular paths were not taken is as important as specifying the actual trajectory of history.
As opposed to the old institutionalists, they postulate that history will not necessarily lead to a "happy" outcome (i.e. "fascism or democracy as the end of history").
Historical institutionalist works tend to reject functionalist accounts of institutions. Therefore, they are suspicious of explanations for the emergence of institutions that work backwards from the functions of institutions to their origins. Historical institutionalists tend to see origins behind the creation of institutions as the result of conflict and contestation, which then gets locked in and persists, even if the circumstances that resulted in the institution change.
Mechanisms of institutional stability
The concept of path dependence is essential to historical institutionalist analyses. Due to path dependence, institutions may have considerable stability and "stickiness", even in situations when the institutional leads to suboptimal arrangements. For Paul Pierson, path dependence entails that “outcomes at a ‘critical juncture’ trigger feedback mechanisms [negative or positive] that reinforce the recurrence of a particular pattern into the future.” Thus, path dependence makes it harder to reverse once a certain path has been taken, because there are increased costs to switching from the path. These paths may lead to outcomes are inefficient, but nonetheless persist, because of the costs involved in making substantial overhauls. An example of this is the QWERTY keyboard layout, which was efficient for typewriters to prevent jams in the 19th century and was implemented in computer keyboards in the 20th century. However, the QWERTY keyboard is arguably not as efficient as a computer keyboard could be, but the keyboard layout has persisted over time due to the costs involved in overhauling computer keyboards. Jacob Hacker and Paul Pierson argue that other approaches to institutions may fall guilty of treating politics as if it were the film Groundhog Day where each day the participants just start over; in reality, past politics and policy legacies shape the interests, incentives, power and organizational abilities of political actors.
According to Paul Pierson, the following factors contribute to institutional stability:
Large setup costs: actors may stick with existing institutions because there are large setup costs associated with creating new ones
Learning effects: actors may stick with existing institutions because it is costly to learn about procedures and processes in new institutions
Coordination effects: actors may stick with existing institutions because it is too complex to coordinate multiple actors into creating new institutions
Adaptive expectations: actors may expend resources on an institution over another because it is likely to stay or become the dominant institution
These factors entail that actors have devoted resources into developing certain institution-specific skills and are unlikely to expend resources on alternative institutions.
A related crux of historical institutionalism is that temporal sequences matter: outcomes depend upon the timing of exogenous factors (such as inter-state competition or economic crisis) in relation to particular institutional configurations (such as the level of bureaucratic professionalism or degree of state autonomy from class forces). For example, Theda Skocpol suggests that the democratic outcome of the English Civil War was a result of the fact that the comparatively weak English Crown lacked the military capacity to fight the landed upper-class. In contrast, the rise of rapid industrialization and fascism in Prussia when faced with international security threats was because the Prussian state was a “highly bureaucratic and centralized agrarian state” composed by “men closely ties to landed notables”. Thomas Ertman, in his account of state building in medieval and early modern Europe, argues that variations in the type of regime built in Europe during this period can be traced to one macro-international factor and two historical institutional factors. At the macro-structural level, the “timing of the onset of sustained geopolitical competition” created an atmosphere of insecurity that appeared best addressed by consolidating state power. The timing of the onset of competition is critical for Ertman's explanation. States that faced competitive pressures early had to consolidate through patrimonial structures, since the development of modern bureaucratic techniques had not yet arrived. States faced with competitive pressures later on the other hand, could take advantage of advancements in training and knowledge to promote a more technically oriented civil service.
An important element to historical institutionalism is that it may cement certain distributions of power or increase asymmetries of power through policy feedbacks, "lock in" effects and stickiness. For example, France has a permanent seat on the UN Security Council because of its power and status at the end of World War II, yet it would likely not get a permanent seat if the UN Security Council were re-designed decades later.
Mechanisms of institutional change
Historical institutionalists have identified major shocks, such as wars and revolutions, as important factors that lead to institutional change because those shocks create "critical junctures" whereby certain path dependencies get created. One prominent account in this vein is John Ikenberry's work on international orders which argues that after major wars, the dominant powers set up world orders that are favorable to their interests.
Aside from shocks, historical institutionalists have also identified numerous factors that subtly lead to institutional change. These include:
Layering: grafting new rules onto old rules
Displacement: when relevant actors leave existing institutions and go to new or alternative institutions
Conversion: old rules are reinterpreted and redirected to apply to new goals, functions and purposes
Drift: old rules fail to apply to situations that they were intended for because of changing social conditions
Exhaustion: an institution overextends itself to the point that it does not have the capacity to fulfill its purposes and ultimately breaks down
As part of these subtle changes, there may be widespread noncompliance with the formal rules of an institution, prompting change. There may also be shifts in the balance of power between the social coalitions that comprise the institution.
Reception
Historical institutionalism is not a unified intellectual enterprise (see also new institutionalism). Some scholars are oriented towards treating history as the outcome of rational and purposeful behavior based on the idea of equilibrium (see rational choice). They rely heavily on quantitative approaches and formal theory. Others, more qualitative oriented scholars, reject the idea of rationality and instead emphasize the idea that randomness and accidents matter in political and social outcomes. There are unsolvable epistemological differences between both approaches. However given the historicity of both approaches, and given their focus on institutions, both can fall under "historical institutionalism".
Munck argues that work that emphasizes critical junctures as causes has two problems: (i) the problem of infinite regress (the notion that the cause of events can constantly be pushed back further in time), and (ii) the problem of distal non-recurring causes (convincingly arguing that a distant non-recurring event caused a much later event).
Avner Greif and David Laitin have criticized the notion of increased returns.
Sociological institutionalists and ideational scholars have criticized versions of Historical Institutionalism that adopt materialist and rationalist ontologies. Scholars who use ideational approaches argue that institutional change occurs during episodes when institutions are perceived be failing (such as during economic crises) or during episodes of uncertainty, as this creates room for an exchange of ideas and a receptivity for institutional change. Political scientists such as Henry Farrell, Martha Finnemore, Mark Blyth, Oddny Helgadóttir, and William Kring argue that Historical Institutionalism has over time tended to engage more with rational choice institutionalism than with sociological institutionalism. Vincent Pouliot similarly writes that "soft rational choice... informs most versions of [Historical Institutionalism]." According to Michael Zurn, Historical institutionalism "lacks a theory of action."
In Paradigms and Sand Castles, an influential book on research design in comparative politics, Barbara Geddes argues that there are methodological limits to the kind of path-dependent arguments that is often found in Historical Institutionalist research. She argues that it is hard to rule out rival explanations for a proposed outcome and to precisely identify one purported critical juncture or another.
Major institutionalist scholars and books
Perry Anderson, Lineages of the Absolutist State
Kenneth A. Armstrong & Simon Bulmer, The governance of the Single European Market
Reinhard Bendix, Nation Building and Citizenship: Studies of our Changing Social Order
Suzanne Berger, Peasants Against Politics
Ruth Berins Collier and David Collier, Shaping the Political Arena
Thomas Ertman, Birth of the Leviathan
Peter B Evans, Embedded Autonomy
Alexander Gerschenkron, Economic Backwardness in Historical Perspective
Peter A. Hall, Governing the Economy
Samuel P. Huntington, Political Order in Changing Societies
John Ikenberry, After Victory
Chalmers Johnson, Peasant Nationalism and Communist Power
Peter Katzenstein, Cultural Norms and National Security
Atul Kohli, The State and Development in the Third World
Stephen Krasner, Sovereignty: Organized Hypocrisy
Margaret Levi, Consent, Dissent and Patriotism
Gregory Luebbert, Liberalism Fascism and Social Democracy
Ian Lustick, Unsettled States, Disputed Lands
Joel S. Migdal, Strong Societies and Weak State
Barrington Moore, Social Origins of Dictatorship and Democracy
Douglass North, Institutions, Institutional Change and Economic Performance
Paul Pierson, Politics in Time
Karl Polanyi, The Great Transformation
Dietrich Rueschemeyer, Evelyne Huber, and John D. Stephens, Capitalist Development and Democracy
James C. Scott, Seeing Like a State
Theda Skocpol, States and Social Revolutions, Protecting Soldiers and Mothers
Philip Selznick, "Institutionalism 'Old' and 'New'". Administrative Science Quarterly 41 (2): 270–77
Stephen Skowronek, The Politics Presidents Make
Rogers Smith, Civic Ideals
Sven Steinmo, Taxation and Democracy, The Evolution of Modern States
Kathleen Thelen, How Institutions Evolve?
Charles Tilly, Coercion, Capital, and European States, AD 990–1992
Stephen Van Evera, Causes of War
Thorstein Veblen, An Inquiry into the Nature of Peace and the Terms of Its Perpetuation
Rorden Wilkinson, The WTO: Crisis and the Governance of Global Trade
Daniel Ziblatt, Structuring the State
John Zysman, Governments, Markets, and Growth: Financial Systems and Politics of Industrial Change.
Francis Fukuyama, The Origins of Political Order
See also
Critical juncture theory
Liberal institutionalism
Institutional economics
New institutional economics
Rational Choice Institutionalism
Analytic narrative
References
Further reading
Daniel W. Drezner (2010) "Is historical institutionalism bunk?" Review of International Political Economy, 17:4, 791–804
Peter A. Hall, “Historical Institutionalism in Rationalist and Sociological Perspective,” in James Mahoney and Kathleen Thelen, Explaining Institutional Change (Cambridge University Press 2010).
Pierson, Paul. 2000. "Path Dependence, Increasing Returns, and the Study of Politics." American Political Science Review 33, 6/7:251-67.
Fioretos, Orfeo (ed.). International Politics and Institutions in Time. Oxford University Press.
Fioretos, O. (2011). "Historical Institutionalism in International Relations." International Organization, 65(2), 367–399.
Fioretos, Orfeo, Tulia G. Falleti, and Adam Sheingate. 2016. The Oxford Handbook of Historical Institutionalism. Oxford University Press.
Steinmo, Sven. 2008. "Historical Institutionalism." in Approaches and Methodologies in the Social Sciences. Cambridge University Press.
Thelen, Kathleen. 2002. "How Institutions Evolve: Insights from Comparative-Historical Analysis." in Mahoney, James and Dueschemeyer, Dietrich, eds. Comparative Historical Analysis in the Social Sciences. Cambridge University Press.
Peter Hall and David Soskice. Varieties of Capitalism. Oxford: Oxford University Press. 2000.
Kathleen Thelen, “Historical Institutionalism in Comparative Politics.” Annual Review of Political Science 1999: 369–404.
Kathleen Thelen. "Varieties of Capitalism: Trajectories of Liberalization and the New Politics of Social Solidarity." Annual Review of Political Science. 2012; 15:137- 159.
Henry Farrell and Abraham Newman. Domestic Institutions Beyond the Nation State: Charting the New Interdependence Approach. 2014. World Politics 66, 2:331- 363.
Henry Farrell and Abraham L. Newman (2010) "Making global markets: Historical institutionalism in international political economy." Review of International Political Economy, 17:4, 609–638
Rixen, Thomas, Lora Anne Viola, Michael Zürn (eds.). 2016. Historical Institutionalism and International Relations: Explaining Institutional Development in World Politics. Oxford University Press.
Waylen, G. (2009). What Can Historical Institutionalism Offer Feminist Institutionalists? Politics & Gender, 5(2), 245–253.
Political science terminology
Subfields of political science
Institutionalism
Social science methodology | 0.798437 | 0.981401 | 0.783587 |
Late antiquity | Late antiquity is sometimes defined as spanning from the end of classical antiquity to the local start of the Middle Ages, from around the late 3rd century up to the 7th or 8th century in Europe and adjacent areas bordering the Mediterranean Basin depending on location. The popularisation of this periodization in English has generally been credited to historian Peter Brown, who proposed a period between 150 and 750 AD. The Oxford Centre for Late Antiquity defines it as "the period between approximately 250 and 750 AD". Precise boundaries for the period are a continuing matter of debate. In the West, its end was earlier, with the start of the Early Middle Ages typically placed in the 6th century, or even earlier on the edges of the Western Roman Empire.
Terminology
The term Spätantike, literally "late antiquity", has been used by German-speaking historians since its popularization by Alois Riegl in the early 20th century. It was given currency in English partly by the writings of Peter Brown, whose survey The World of Late Antiquity (1971) revised the Gibbon view of a stale and ossified Classical culture, in favour of a vibrant time of renewals and beginnings, and whose The Making of Late Antiquity offered a new paradigm of understanding the changes in Western culture of the time in order to confront Sir Richard Southern's The Making of the Middle Ages.
The continuities between the later Roman Empire, as it was reorganized by Diocletian (r. 284–305), and the Early Middle Ages are stressed by writers who wish to emphasize that the seeds of medieval culture were already developing in the Christianized empire, and that they continued to do so in the Eastern Roman Empire or Byzantine Empire at least until the coming of Islam. Concurrently, some migrating Germanic tribes such as the Ostrogoths and Visigoths saw themselves as perpetuating the "Roman" tradition. While the usage "Late Antiquity" suggests that the social and cultural priorities of classical antiquity endured throughout Europe into the Middle Ages, the usage of "Early Middle Ages" or "Early Byzantine" emphasizes a break with the classical past, and the term "Migration Period" tends to de-emphasize the disruptions in the former Western Roman Empire caused by the creation of Germanic kingdoms within her borders beginning with the foedus with the Goths in Aquitania in 418.
The general decline of population, technological knowledge and standards of living in Europe during this period became the archetypal example of societal collapse for writers from the Renaissance. As a result of this decline, and the relative scarcity of historical records from Europe in particular, the period from roughly the early fifth century until the Carolingian Renaissance (or later still) was referred to as the "Dark Ages". This term has mostly been abandoned as a name for a historiographical epoch, being replaced by "Late Antiquity"
in the periodization of the late Western Roman Empire, the early Byzantine Empire and the Early Middle Ages.
Period history
The Roman Empire underwent considerable social, cultural and organizational changes starting with the reign of Diocletian, who began the custom of splitting the Empire into Eastern and Western portions ruled by multiple emperors simultaneously. The Sasanian Empire supplanted the Parthian Empire and began a new phase of the Roman–Persian Wars, the Roman–Sasanian Wars. The divisions between the Greek East and Latin West became more pronounced. The Diocletianic Persecution of Christians in the early 4th century was ended by Galerius and under Constantine the Great, Christianity was made legal in the Empire. The 4th century Christianization of the Roman Empire was extended by the conversions of Tiridates the Great of Armenia, Mirian III of Iberia, and Ezana of Axum, who later invaded and ended the Kingdom of Kush. During the late 4th century reign of Theodosius I, Nicene Christianity was proclaimed the state church of the Roman Empire.
The city of Constantinople became the permanent imperial residence in the East by the 5th century and superseded Rome as the largest city in the Late Roman Empire and the Mediterranean Basin. The longest Roman aqueduct system, the -long Aqueduct of Valens was constructed to supply it with water, and the tallest Roman triumphal columns were erected there.
Migrations of Germanic, Hunnic, and Slavic tribes disrupted Roman rule from the late 4th century onwards, culminating first in the Sack of Rome by the Visigoths in 410 and subsequent Sack of Rome by the Vandals in 455, part of the eventual collapse of the Empire in the West itself by 476. The Western Empire was replaced by the so-called barbarian kingdoms, with the Arian Christian Ostrogothic Kingdom ruling Rome from Ravenna. The resultant cultural fusion of Greco-Roman, Germanic, and Christian traditions formed the foundations of the subsequent culture of Europe.
In the 6th century, Roman imperial rule continued in the East, and the Byzantine-Sasanian wars continued. The campaigns of Justinian the Great led to the fall of the Ostrogothic and Vandal Kingdoms, and their reincorporation into the Empire, when the city of Rome and much of Italy and North Africa returned to imperial control. Though most of Italy was soon part of the Kingdom of the Lombards, the Roman Exarchate of Ravenna endured, ensuring the so-called Byzantine Papacy. Justinian constructed the Hagia Sophia, a great example of Byzantine architecture, and the first outbreak of the centuries-long first plague pandemic took place. At Ctesiphon, the Sasanians completed the Taq Kasra, the colossal iwan of which is the largest single-span vault of unreinforced brickwork in the world and the triumph of Sasanian architecture.
The middle of the 6th century was characterized by extreme climate events (the volcanic winter of 535–536 and the Late Antique Little Ice Age) and a disastrous pandemic (the Plague of Justinian in 541). The effects of these events in the social and political life are still under discussion. In the 7th century the disastrous Byzantine–Sasanian War of 602–628 and the campaigns of Khosrow II and Heraclius facilitated the emergence of Islam in the Arabian Peninsula during the lifetime of Muhammad. Subsequent Muslim conquest of the Levant and Persia overthrew the Sasanian Empire and permanently wrested two thirds of the Eastern Roman Empire's territory from Roman control, forming the Rashidun Caliphate. The Byzantine Empire under the Heraclian dynasty began the middle Byzantine period, and together with the establishment of the later 7th century Umayyad Caliphate, generally marks the end of late antiquity.
Religion
One of the most important transformations in late antiquity was the formation and evolution of the Abrahamic religions: Christianity, Rabbinic Judaism and, eventually, Islam.
A milestone in the spread of Christianity was the conversion of Emperor Constantine the Great (r. 306–337) in 312, as claimed by his Christian panegyrist Eusebius of Caesarea, although the sincerity of his conversion is debated. Constantine confirmed the legalization of the religion through the so-called Edict of Milan in 313, jointly issued with his rival in the East, Licinius (r. 308–324). By the late 4th century, Emperor Theodosius the Great had made Christianity the State religion, thereby transforming the Classical Roman world, which Peter Brown characterized as "rustling with the presence of many divine spirits."
Constantine I was a key figure in many important events in Christian history, as he convened and attended the first ecumenical council of bishops at Nicaea in 325, subsidized the building of churches and sanctuaries such as the Church of the Holy Sepulchre in Jerusalem, and involved himself in questions such as the timing of Christ's resurrection and its relation to the Passover.
The birth of Christian monasticism the 3rd century was a major step in the development of Christian spirituality. While it initially operated outside the episcopal authority of the Church, it would become hugely successful and by the 8th century it became one of the key Christian practices. Monasticism was not the only new Christian movement to appear in late antiquity, although it had perhaps the greatest influence and it achieved unprecedented geographical spread. It influenced many aspects of Christian religious life and led to a proliferation of various ascetic or semi-ascetic practices. Holy Fools and Stylites counted among the more extreme forms but through such personalities like John Chrysostom, Jerome, Augustine or Gregory the Great monastic attitudes penetrated other areas of Christian life.
Late antiquity marks the decline of Roman state religion, circumscribed in degrees by edicts likely inspired by Christian advisors such as Eusebius to 4th-century emperors, and a period of dynamic religious experimentation and spirituality with many syncretic sects, some formed centuries earlier, such as Gnosticism or Neoplatonism and the Chaldaean oracles, some novel, such as hermeticism. Culminating in the reforms advocated by Apollonius of Tyana being adopted by Aurelian and formulated by Flavius Claudius Julianus to create an organized but short-lived pagan state religion that ensured its underground survival into the Byzantine age and beyond.
Mahāyāna Buddhism developed in India and along the Silk Road in Central Asia, while Manichaeism, a Dualist faith, arose in Mesopotamia and spread both East and West, for a time contending with Christianity in the Roman Empire.
Many of the new religions relied on the emergence of the parchment codex (bound book) over the papyrus volumen (scroll), the former allowing for quicker access to key materials and easier portability than the fragile scroll, thus fueling the rise of synoptic exegesis, papyrology. Notable in this regard is the topic of the Fifty Bibles of Constantine.
Laity vs clergy
Within the recently legitimized Christian community of the 4th century, a division could be more distinctly seen between the laity and an increasingly celibate male leadership. These men presented themselves as removed from the traditional Roman motivations of public and private life marked by pride, ambition and kinship solidarity, and differing from the married pagan leadership. Unlike later strictures on priestly celibacy, celibacy in late antique Christianity sometimes took the form of abstinence from sexual relations after marriage, and it came to be the expected norm for urban clergy. Celibate and detached, the upper clergy became an elite equal in prestige to urban notables, the potentes or dynatoi.
The rise of Islam
Islam appeared in the 7th century, spurring Arab armies to invade the Eastern Roman Empire and the Sassanian Empire of Persia, destroying the latter. After conquering all of North Africa and Visigothic Spain, the Islamic invasion was halted by Charles Martel at the Battle of Tours in modern France.
On the rise of Islam, two main theses prevail. On the one hand, there is the traditional view, as espoused by most historians prior to the second half of the twentieth century (and after) and by Muslim scholars. This view, the so-called "out of Arabia"-thesis, holds that Islam as a phenomenon was a new, alien element in the late antique world. Related to this is the Pirenne Thesis, according to which the Arab invasions marked—through conquest and the disruption of Mediterranean trade routes—the cataclysmic end of late antiquity and the beginning of the Middle Ages.
On the other hand, there is a more recent thesis, associated with scholars in the tradition of Peter Brown, in which Islam is seen to be a product of the late antique world, not foreign to it. This school suggests that its origin within the shared cultural horizon of the late antique world explains the character of Islam and its development. Such historians point to similarities with other late antique religions and philosophies—especially Christianity—in the prominent role and manifestations of piety in Islam, in Islamic asceticism and the role of "holy persons", in the pattern of universalist, homogeneous monotheism tied to worldly and military power, in early Islamic engagement with Greek schools of thought, in the apocalypticism of Islamic theology and in the way the Quran seems to react to contemporary religious and cultural issues shared by the late antique world at large. Further indication that Arabia (and thus the environment in which Islam first developed) was a part of the late antique world is found in the close economic and military relations between Arabia, the Byzantine Empire and the Sassanian Empire. In recent years, the period of late antiquity has become a major focus in the fields of Quranic studies and Islamic origins.
Political transformations
The late antique period also saw a wholesale transformation of the political and social basis of life in and around the Roman Empire.
The Roman citizen elite in the 2nd and 3rd centuries, under the pressure of taxation and the ruinous cost of presenting spectacular public entertainments in the traditional cursus honorum, had found under the Antonines that security could be obtained only by combining their established roles in the local town with new ones as servants and representatives of a distant emperor and his traveling court. After Constantine centralized the government in his new capital of Constantinople (dedicated in 330), the late antique upper classes were divided among those who had access to the far-away centralized administration (in concert with the great landowners), and those who did not; although they were well-born and thoroughly educated, a classical education and the election by the Senate to magistracies was no longer the path to success. Room at the top of late antique society was more bureaucratic and involved increasingly intricate channels of access to the emperor; the plain toga that had identified all members of the Republican senatorial class was replaced with the silk court vestments and jewelry associated with Byzantine imperial iconography. Also indicative of the times is the fact that the imperial cabinet of advisors came to be known as the consistorium, or those who would stand in courtly attendance upon their seated emperor, as distinct from the informal set of friends and advisors surrounding the Augustus.
Cities
The later Roman Empire was in a sense a network of cities. Archaeology now supplements literary sources to document the transformation followed by collapse of cities in the Mediterranean Basin. Two diagnostic symptoms of decline—or as many historians prefer, 'transformation'—are subdivision, particularly of expansive formal spaces in both the domus and the public basilica, and encroachment, in which artisans' shops invade the public thoroughfare, a transformation that was to result in the souk (marketplace). Burials within the urban precincts mark another stage in dissolution of traditional urbanistic discipline, overpowered by the attraction of saintly shrines and relics. In Roman Britain, the typical 4th- and 5th-century layer of dark earth within cities seems to be a result of increased gardening in formerly urban spaces.
The city of Rome went from a population of 800,000 in the beginning of the period to a population of 30,000 by the end of the period, the most precipitous drop coming with the breaking of the aqueducts during the Gothic War. A similar though less marked decline in urban population occurred later in Constantinople, which was gaining population until the outbreak of the Plague of Justinian in 541. In Europe there was also a general decline in urban populations. As a whole, the period of late antiquity was accompanied by an overall population decline in almost all Europe, and a reversion to more of a subsistence economy. Long-distance markets disappeared, and there was a reversion to a greater degree of local production and consumption, rather than webs of commerce and specialized production.
Concurrently, the continuity of the Eastern Roman Empire at Constantinople meant that the turning-point for the Greek East came later, in the 7th century, as the Eastern Roman, or Byzantine Empire centered around the Balkans, North Africa (Egypt and Carthage), and Asia Minor. The cities in the East were still lively stages for political participation and remained important for background for religious and political disputes. The degree and extent of discontinuity in the smaller cities of the Greek East is a moot subject among historians. The urban continuity of Constantinople is the outstanding example of the Mediterranean world; of the two great cities of lesser rank, Antioch was devastated by the Persian sack of 540, followed by the plague of Justinian (542 onwards) and completed by earthquake, while Alexandria survived its Islamic transformation, to suffer incremental decline in favour of Cairo in the medieval period.
Justinian rebuilt his birthplace in Illyricum, as Justiniana Prima, more in a gesture of imperium than out of an urbanistic necessity; another "city", was reputed to have been founded, according to Procopius' panegyric on Justinian's buildings, precisely at the spot where the general Belisarius touched shore in North Africa: the miraculous spring that gushed forth to give them water and the rural population that straightway abandoned their ploughshares for civilised life within the new walls, lend a certain taste of unreality to the project.
In mainland Greece, the inhabitants of Sparta, Argos and Corinth abandoned their cities for fortified sites in nearby high places; the fortified heights of Acrocorinth are typical of Byzantine urban sites in Greece. In Italy, populations that had clustered within reach of Roman roads began to withdraw from them, as potential avenues of intrusion, and to rebuild in typically constricted fashion round an isolated fortified promontory, or rocca; Cameron notes similar movement of populations in the Balkans, 'where inhabited centres contracted and regrouped around a defensible acropolis, or were abandoned in favour of such positions elsewhere."
In the western Mediterranean, the only new cities known to be founded in Europe between the 5th and 8th centuries were the four or five Visigothic "victory cities". Reccopolis in the province of Guadalajara is one: the others were Victoriacum, founded by Leovigild, which may survive as the city of Vitoria, though a 12th-century (re)foundation for this city is given in contemporary sources; Lugo id est Luceo in the Asturias, referred to by Isidore of Seville, and Ologicus (perhaps Ologitis), founded using Basque labour in 621 by Suinthila as a fortification against the Basques, modern Olite. All of these cities were founded for military purposes and at least Reccopolis, Victoriacum, and Ologicus in celebration of victory. A possible fifth Visigothic foundation is Baiyara (perhaps modern Montoro), mentioned as founded by Reccared in the 15th-century geographical account, Kitab al-Rawd al-Mitar. The arrival of a highly urbanized Islamic culture in the decade following 711 ensured the survival of cities in the Hispaniae into the Middle Ages.
Beyond the Mediterranean world, the cities of Gaul withdrew within a constricted line of defense around a citadel. Former imperial capitals such as Cologne and Trier lived on in diminished form as administrative centres of the Franks. In Britain most towns and cities had been in decline, apart from a brief period of recovery during the fourth century, well before the withdrawal of Roman governors and garrisons but the process might well have stretched well into the fifth century. Historians emphasizing urban continuities with the Anglo-Saxon period depend largely on the post-Roman survival of Roman toponymy. Aside from a mere handful of its continuously inhabited sites, like York and London and possibly Canterbury, however, the rapidity and thoroughness with which its urban life collapsed with the dissolution of centralized bureaucracy calls into question the extent to which Roman Britain had ever become authentically urbanized: "in Roman Britain towns appeared a shade exotic," observes H. R. Loyn, "owing their reason for being more to the military and administrative needs of Rome than to any economic virtue". The other institutional power centre, the Roman villa, did not survive in Britain either. Gildas lamented the destruction of the twenty-eight cities of Britain; though not all in his list can be identified with known Roman sites, Loyn finds no reason to doubt the essential truth of his statement.
Classical antiquity can generally be defined as an age of cities; the Greek polis and Roman municipium were locally organised, self-governing bodies of citizens governed by written constitutions. When Rome came to dominate the known world, local initiative and control were gradually subsumed by the ever-growing Imperial bureaucracy; by the Crisis of the Third Century the military, political and economic demands made by the Empire made the service in local government to be an onerous duty, often imposed as punishment. Harassed urban dwellers fled to the walled estates of the wealthy to avoid taxes, military service, famine and disease. In the Western Roman Empire especially, many cities destroyed by invasion or civil war in the 3rd century could not be rebuilt. Plague and famine hit the urban class in greater proportion, and thus the people who knew how to keep civic services running. Perhaps the greatest blow came in the wake of the extreme weather events of 535–536 and subsequent Plague of Justinian, when the remaining trade networks ensured the Plague spread to the remaining commercial cities. The impact of this outbreak of plague has recently been disputed. The end of classical antiquity is the end of the polis model. While there was a decline of urban life in late antiquity (especially in the West) the epoch brought with it new forms of political participation in the urban spaces as well. Especially the role of crowds and masses in cities has increased, leading to new levels of tension.
Public building
In the cities the strained economies of Roman over-expansion arrested growth. Almost all new public building in late antiquity came directly or indirectly from the emperors or imperial officials. Attempts were made to maintain what was already there. The supply of free grain and oil to 20% of the population of Rome remained intact the last decades of the 5th century. It was once thought that the elite and rich had withdrawn to the private luxuries of their numerous villas and town houses. Scholarly opinion has revised this. They monopolized the higher offices in the imperial administration, but they were removed from military command by the late 3rd century. Their focus turned to preserving their vast wealth rather than fighting for it.
The basilica, which had functioned as a law court or for imperial reception of foreign dignitaries, became the primary public building in the 4th century. Due to the stress on civic finances, cities spent money on walls, maintaining baths and markets at the expense of amphitheaters, temples, libraries, porticoes, gymnasia, concert and lecture halls, theaters and other amenities of public life. In any case, as Christianity took over, many of these buildings which were associated with pagan cults were neglected in favor of building churches and donating to the poor. The Christian basilica was copied from the civic structure with variations. The bishop took the chair in the apse reserved in secular structures for the magistrate—or the Emperor himself—as the representative here and now of Christ Pantocrator, the Ruler of All, his characteristic late antique icon. These ecclesiastical basilicas (e.g., St. John Lateran and St. Peter's in Rome) were themselves outdone by Justinian's Hagia Sophia, a staggering display of later Roman/Byzantine power and architectural taste, though the building is not architecturally a basilica. In the former Western Roman Empire almost no great buildings were constructed from the 5th century. A most outstanding example is the Basilica of San Vitale in Ravenna constructed at a cost of 26,000 gold solidi or 360 Roman pounds of gold.
City life in the East, though negatively affected by the plague in the 6th–7th centuries, finally collapsed due to Slavic invasions in the Balkans and
Persian destructions in Anatolia in the 620s. City life continued in Syria, Jordan and Palestine into the 8th. In the later 6th century street construction was still undertaken in Caesarea Maritima in Palestine, and Edessa was able to deflect Chosroes I with massive payments in gold in 540 and 544, before it was overrun in 609.
Sculpture and art
The stylistic changes characteristic of late antique art mark the end of classical Roman art and the beginnings of medieval art. As a complicated period bridging between Roman art and later medieval styles (such as that of the Byzantines), the late antique period saw a transition from the classical idealized realism tradition largely influenced by ancient Greek art to the more iconic, stylized art of the Middle Ages. Unlike classical art, late antique art does not emphasize the beauty and movement of the body, but rather, hints at the spiritual reality behind its subjects. Additionally, mirroring the rise of Christianity and the collapse of the Western Roman Empire, painting and freestanding sculpture gradually fell from favor in the artistic community. Replacing them were greater interests in mosaics, architecture, and relief sculpture.
As the soldier emperors such as Maximinus Thrax (r. 235–238) emerged from the provinces in the 3rd century, they brought with them their own regional influences and artistic tastes. For example, artists jettisoned the classical portrayal of the human body for one that was more rigid and frontal. This is markedly evident in the combined porphyry Portrait of the Four Tetrarchs in Venice. With these stubby figures clutching each other and their swords, all individualism, naturalism, Roman verism, and Greek idealism diminish. The Arch of Constantine in Rome, which re-used earlier classicising reliefs together with ones in the new style, shows the contrast especially clearly. In nearly all artistic media, simpler shapes were adopted and once natural designs were abstracted. Additionally hierarchy of scale overtook the preeminence of perspective and other classical models for representing spatial organization.
From Early Christian art began to create new public forms, which now included sculpture, previously distrusted by Christians as it was so important in pagan worship. Sarcophagi carved in relief had already become highly elaborate, and Christian versions adopted new styles, showing a series of different tightly packed scenes rather than one overall image (usually derived from Greek history painting) as was the norm. Soon the scenes were split into two registers, as in the Dogmatic Sarcophagus or the Sarcophagus of Junius Bassus (the last of these exemplifying a partial revival of classicism).
Nearly all of these more abstracted conventions could be observed in the glittering mosaics of the era, which during this period moved from being decoration derivative from painting used on floors (and walls likely to become wet) to a major vehicle of religious art in churches. The glazed surfaces of the tesserae sparkled in the light and illuminated the basilica churches. Unlike their fresco predecessors, much more emphasis was placed on demonstrating a symbolic fact rather than on rendering a realistic scene. As time progressed during the late antique period, art become more concerned with biblical themes and influenced by interactions of Christianity with the Roman state. Within this Christian subcategory of Roman art, dramatic changes were also taking place in the Depiction of Jesus. Jesus Christ had been more commonly depicted as an itinerant philosopher, teacher or as the "Good Shepherd", resembling the traditional iconography of Hermes. He was increasingly given Roman elite status, and shrouded in purple robes like the emperors with orb and scepter in hand — this new type of depiction is variously thought to be derived from either the iconography of Jupiter or of classical philosophers.
As for luxury arts, manuscript illumination on vellum and parchment emerged from the 5th century, with a few manuscripts of Roman literary classics like the Vergilius Vaticanus and the Vergilius Romanus, but increasingly Christian texts, of which Quedlinburg Itala fragment (420–430) is the oldest survivor. Carved ivory diptychs were used for secular subjects, as in the imperial and consular diptychs presented to friends, as well as religious ones, both Christian and pagan – they seem to have been especially a vehicle for the last group of powerful pagans to resist Christianity, as in the late 4th century Symmachi–Nicomachi diptych. Extravagant hoards of silver plate are especially common from the 4th century, including the Mildenhall Treasure, Esquiline Treasure, Hoxne Hoard, and the imperial Missorium of Theodosius I.
Literature
In the field of literature, late antiquity is known for the declining use of classical Greek and Latin, and the rise of literary cultures in Syriac, Armenian, Georgian, Ethiopic, Arabic, and Coptic. It also marks a shift in literary style, with a preference for encyclopedic works in a dense and allusive style, consisting of summaries of earlier works (anthologies, epitomes) often dressed up in elaborate allegorical garb (e.g., De nuptiis Mercurii et Philologiae [The Marriage of Mercury and Philology] of Martianus Capella and the De arithmetica, De musica, and of Boethius—both later key works in medieval education). The 4th and 5th centuries also saw an explosion of Christian literature, of which Greek writers such as Eusebius of Caesarea, Basil of Caesarea, Gregory of Nazianzus and John Chrysostom and Latin writers such as Ambrose of Milan, Jerome and Augustine of Hippo are only among the most renowned representatives. On the other hand, authors such as Ammianus Marcellinus (4th century) and Procopius of Caesarea (6th century) were able to keep the tradition of classical Hellenistic historiography alive in the Byzantine empire.
One genre of literature among Christian writers in this period was the Hexaemeron, dedicated to the composition of commentaries, homilies, and treatises concerned with the exegesis of the Genesis creation narrative. The first example of this was the Hexaemeron of Basil of Caesarea, with the first occurrence in Syriac literature being the Hexaemeron of Jacob of Serugh.
Poetry
Greek poets of the late antique period included Antoninus Liberalis, Quintus Smyrnaeus, Nonnus, Romanus the Melodist and Paul the Silentiary.
Latin poets included Ausonius, Paulinus of Nola, Claudian, Rutilius Namatianus, Orientius, Sidonius Apollinaris, Corippus and Arator.
Jewish poets included Yannai, Eleazar ben Killir and Yose ben Yose.
See also
Byzantine Empire
Peter Brown
Henri Pirenne
Fall of the Western Roman Empire
Early Middle Ages
Migration Period
Roman–Persian Wars
Church of the priest Félix and baptistry of Kélibia
Low Roman Empire
Notes
References
Perry Anderson, Passages from Antiquity to Feudalism, NLB, London, 1974.
Peter Brown, The World of Late Antiquity: from Marcus Aurelius to Muhammad (CE 150–750), Thames and Hudson, 1989,
Peter Brown, Authority and the Sacred : Aspects of the Christianisation of the Roman World, Routledge, 1997,
Peter Brown, The Rise of Western Christendom: Triumph and Diversity 200–1000 CE, Blackwell, 2003,
Henning Börm, Westrom. Von Honorius bis Justinian, 2nd ed., Kohlhammer Verlag, 2018, . (Review in English).
Averil Cameron, The Later Roman Empire: CE 284–430, Harvard University Press, 1993,
Averil Cameron, The Mediterranean World in Late Antiquity CE 395–700, Routledge, 2011,
Averil Cameron et al. (editors), The Cambridge Ancient History, vols. 12–14, Cambridge University Press 1997ff.
Gilian Clark, Late Antiquity: A Very Short Introduction, Oxford University Press, 2011,
John Curran, Pagan City and Christian Capital: Rome in the Fourth Century, Clarendon Press, 2000.
Alexander Demandt, Die Spätantike, 2nd ed., Beck, 2007
Peter Dinzelbacher and Werner Heinz, Europa in der Spätantike, Primus, 2007.
Mateusz Fafinski, and Jakob Riemenschneider. Monasticism and the City in Late Antiquity and the Early Middle Ages. Elements in Late Antique Religion 2. Cambridge: Camabridge University Press, 2023.
Fabio Gasti, Profilo storico della letteratura tardolatina, Pavia University Press, 2013, .
Tomas Hägg (ed.) "SO Debate: The World of Late Antiquity revisited," in Symbolae Osloenses (72), 1997.
Scott F. Johnson ed., The Oxford Handbook of Late Antiquity, Oxford University Press, 2012,
Arnold H.M. Jones, The Later Roman Empire, 284–602; a social, economic and administrative survey, vols. I, II, University of Oklahoma Press, 1964.
Bertrand Lançon, Rome in Late Antiquity: CE 313–604, Routledge, 2001.
Noel Lenski (ed.), The Cambridge Companion to the Age of Constantine, Cambridge University Press, 2006.
Samuel N.C. Lieu and Dominic Montserrat (eds.), From Constantine to Julian: Pagan and Byzantine Views, A Source History, Routledge, 1996.
Josef Lössl and Nicholas J. Baker-Brian (eds.), A Companion to Religion in Late Antiquity, Wiley Blackwell, 2018.
Michael Maas (ed.), The Cambridge Companion to the Age of Justinian, Cambridge University Press, 2005.
Michael Maas (ed.), The Cambridge Companion to the Age of Attila, Cambridge University Press, 2015.
Robert Markus, The end of Ancient Christianity, Cambridge University Press, 1990.
Ramsay MacMullen, Christianizing the Roman Empire C.E. 100–400, Yale University Press, 1984.
Stephen Mitchell, A History of the Later Roman Empire. CE 284–641, 2nd ed., Blackwell, 2015.
Michael Rostovtzeff (rev. P. Fraser), The Social and Economic History of the Roman Empire, Oxford University Press, 1979.
Johannes Wienand (ed.), Contested Monarchy. Integrating the Roman Empire in the Fourth Century CE, Oxford University Press, 2015.
External links
New Advent – The Fathers of the Church, a Catholic website with English translations of the Early Fathers of the Church.
ORB Encyclopedia's section on Late Antiquity in the Mediterranean from ORB
Overview of Late Antiquity, from ORB
Princeton/Stanford Working Papers in Classics, a collaborative forum of Princeton and Stanford to make the latest scholarship on the field available in advance of final publication.
The End of the Classical World, source documents from the Internet Medieval Sourcebook
Worlds of Late Antiquity , from the University of Pennsylvania
Age of spirituality : late antique and early Christian art, third to seventh century from The Metropolitan Museum of Art
History by period
History of the Mediterranean
4th century
5th century
6th century
7th century
Historical eras | 0.78463 | 0.998442 | 0.783407 |
Culture | Culture is a concept that encompasses the social behavior, institutions, and norms found in human societies, as well as the knowledge, beliefs, arts, laws, customs, capabilities, attitude, and habits of the individuals in these groups. Culture is often originated from or attributed to a specific region or location.
Humans acquire culture through the learning processes of enculturation and socialization, which is shown by the diversity of cultures across societies.
A cultural norm codifies acceptable conduct in society; it serves as a guideline for behavior, dress, language, and demeanor in a situation, which serves as a template for expectations in a social group.
Accepting only a monoculture in a social group can bear risks, just as a single species can wither in the face of environmental change, for lack of functional responses to the change.
Thus in military culture, valor is counted a typical behavior for an individual and duty, honor, and loyalty to the social group are counted as virtues or functional responses in the continuum of conflict. In the practice of religion, analogous attributes can be identified in a social group.
Cultural change, or repositioning, is the reconstruction of a cultural concept of a society. Cultures are internally affected by both forces encouraging change and forces resisting change. Cultures are externally affected via contact between societies.
Organizations like UNESCO attempt to preserve culture and cultural heritage.
Description
Culture is considered a central concept in anthropology, encompassing the range of phenomena that are transmitted through social learning in human societies. Cultural universals are found in all human societies. These include expressive forms like art, music, dance, ritual, religion, and technologies like tool usage, cooking, shelter, and clothing. The concept of material culture covers the physical expressions of culture, such as technology, architecture and art, whereas the immaterial aspects of culture such as principles of social organization (including practices of political organization and social institutions), mythology, philosophy, literature (both written and oral), and science comprise the intangible cultural heritage of a society.
In the humanities, one sense of culture as an attribute of the individual has been the degree to which they have cultivated a particular level of sophistication in the arts, sciences, education, or manners. The level of cultural sophistication has also sometimes been used to distinguish civilizations from less complex societies. Such hierarchical perspectives on culture are also found in class-based distinctions between a high culture of the social elite and a low culture, popular culture, or folk culture of the lower classes, distinguished by the stratified access to cultural capital. In common parlance, culture is often used to refer specifically to the symbolic markers used by ethnic groups to distinguish themselves visibly from each other such as body modification, clothing or jewelry. Mass culture refers to the mass-produced and mass mediated forms of consumer culture that emerged in the 20th century. Some schools of philosophy, such as Marxism and critical theory, have argued that culture is often used politically as a tool of the elites to manipulate the proletariat and create a false consciousness. Such perspectives are common in the discipline of cultural studies. In the wider social sciences, the theoretical perspective of cultural materialism holds that human symbolic culture arises from the material conditions of human life, as humans create the conditions for physical survival, and that the basis of culture is found in evolved biological dispositions.
When used as a count noun, a "culture" is the set of customs, traditions, and values of a society or community, such as an ethnic group or nation. Culture is the set of knowledge acquired over time. In this sense, multiculturalism values the peaceful coexistence and mutual respect between different cultures inhabiting the same planet. Sometimes "culture" is also used to describe specific practices within a subgroup of a society, a subculture (e.g. "bro culture"), or a counterculture. Within cultural anthropology, the ideology and analytical stance of cultural relativism hold that cultures cannot easily be objectively ranked or evaluated because any evaluation is necessarily situated within the value system of a given culture.
Etymology
The modern term "culture" is based on a term used by the ancient Roman orator Cicero in his Tusculanae Disputationes, where he wrote of a cultivation of the soul or "cultura animi", using an agricultural metaphor for the development of a philosophical soul, understood teleologically as the highest possible ideal for human development. Samuel Pufendorf took over this metaphor in a modern context, meaning something similar, but no longer assuming that philosophy was man's natural perfection. His use, and that of many writers after him, "refers to all the ways in which human beings overcome their original barbarism, and through artifice, become fully human."
In 1986, philosopher Edward S. Casey wrote, "The very word culture meant 'place tilled' in Middle English, and the same word goes back to Latin colere, 'to inhabit, care for, till, worship' and cultus, 'A cult, especially a religious one.' To be cultural, to have a culture, is to inhabit a place sufficiently intensely to cultivate it—to be responsible for it, to respond to it, to attend to it caringly."
Culture described by Richard Velkley: ... originally meant the cultivation of the soul or mind, acquires most of its later modern meaning in the writings of the 18th-century German thinkers, who were on various levels developing Rousseau's criticism of "modern liberalism and Enlightenment." Thus a contrast between "culture" and "civilization" is usually implied in these authors, even when not expressed as such.
In the words of anthropologist E.B. Tylor, it is "that complex whole which includes knowledge, belief, art, morals, law, custom and any other capabilities and habits acquired by man as a member of society." Alternatively, in a contemporary variant, "Culture is defined as a social domain that emphasizes the practices, discourses and material expressions, which, over time, express the continuities and discontinuities of social meaning of a life held in common.
The Cambridge English Dictionary states that culture is "the way of life, especially the general customs and beliefs, of a particular group of people at a particular time." Terror management theory posits that culture is a series of activities and worldviews that provide humans with the basis for perceiving themselves as "person[s] of worth within the world of meaning"—raising themselves above the merely physical aspects of existence, in order to deny the animal insignificance and death that Homo sapiens became aware of when they acquired a larger brain.
The word is used in a general sense as the evolved ability to categorize and represent experiences with symbols and to act imaginatively and creatively. This ability arose with the evolution of behavioral modernity in humans around 50,000 years ago and is often thought to be unique to humans. However, some other species have demonstrated similar, though much less complicated, abilities for social learning. It is also used to denote the complex networks of practices and accumulated knowledge and ideas that are transmitted through social interaction and exist in specific human groups, or cultures, using the plural form.
Change
Raimon Panikkar identified 29 ways in which cultural change can be brought about, including growth, development, evolution, involution, renovation, reconception, reform, innovation, revivalism, revolution, mutation, progress, diffusion, osmosis, borrowing, eclecticism, syncretism, modernization, indigenization, and transformation. In this context, modernization could be viewed as adoption of Enlightenment era beliefs and practices, such as science, rationalism, industry, commerce, democracy, and the notion of progress. Rein Raud, building on the work of Umberto Eco, Pierre Bourdieu and Jeffrey C. Alexander, has proposed a model of cultural change based on claims and bids, which are judged by their cognitive adequacy and endorsed or not endorsed by the symbolic authority of the cultural community in question.
Cultural invention has come to mean any innovation that is new and found to be useful to a group of people and expressed in their behavior but which does not exist as a physical object. Humanity is in a global "accelerating culture change period," driven by the expansion of international commerce, the mass media, and above all, the human population explosion, among other factors. Culture repositioning means the reconstruction of the cultural concept of a society.
Cultures are internally affected by both forces encouraging change and forces resisting change. These forces are related to both social structures and natural events, and are involved in the perpetuation of cultural ideas and practices within current structures, which themselves are subject to change.
Social conflict and the development of technologies can produce changes within a society by altering social dynamics and promoting new cultural models, and spurring or enabling generative action. These social shifts may accompany ideological shifts and other types of cultural change. For example, the U.S. feminist movement involved new practices that produced a shift in gender relations, altering both gender and economic structures. Environmental conditions may also enter as factors. For example, after tropical forests returned at the end of the last ice age, plants suitable for domestication were available, leading to the invention of agriculture, which in turn brought about many cultural innovations and shifts in social dynamics.
Cultures are externally affected via contact between societies, which may also produce—or inhibit—social shifts and changes in cultural practices. War or competition over resources may impact technological development or social dynamics. Additionally, cultural ideas may transfer from one society to another, through diffusion or acculturation. In diffusion, the form of something (though not necessarily its meaning) moves from one culture to another. For example, Western restaurant chains and culinary brands sparked curiosity and fascination to the Chinese as China opened its economy to international trade in the late 20th-century. "Stimulus diffusion" (the sharing of ideas) refers to an element of one culture leading to an invention or propagation in another. "Direct borrowing", on the other hand, tends to refer to technological or tangible diffusion from one culture to another. Diffusion of innovations theory presents a research-based model of why and when individuals and cultures adopt new ideas, practices, and products.
Acculturation has different meanings. Still, in this context, it refers to the replacement of traits of one culture with another, such as what happened to certain Native American tribes and many indigenous peoples across the globe during the process of colonization. Related processes on an individual level include assimilation (adoption of a different culture by an individual) and transculturation. The transnational flow of culture has played a major role in merging different cultures and sharing thoughts, ideas, and beliefs.
Early modern discourses
German Romanticism
Immanuel Kant (1724–1804) formulated an individualist definition of "enlightenment" similar to the concept of : "Enlightenment is man's emergence from his self-incurred immaturity." He argued that this immaturity comes not from a lack of understanding, but from a lack of courage to think independently. Against this intellectual cowardice, Kant urged: "" ("Dare to be wise!"). In reaction to Kant, German scholars such as Johann Gottfried Herder (1744–1803) argued that human creativity, which necessarily takes unpredictable and highly diverse forms, is as important as human rationality. Moreover, Herder proposed a collective form of : "For Herder, was the totality of experiences that provide a coherent identity, and sense of common destiny, to a people."
In 1795, the Prussian linguist and philosopher Wilhelm von Humboldt (1767–1835) called for an anthropology that would synthesize Kant's and Herder's interests. During the Romantic era, scholars in Germany, especially those concerned with nationalist movements—such as the nationalist struggle to create a "Germany" out of diverse principalities, and the nationalist struggles by ethnic minorities against the Austro-Hungarian Empire—developed a more inclusive notion of culture as "worldview". According to this school of thought, each ethnic group has a distinct worldview that is incommensurable with the worldviews of other groups. Although more inclusive than earlier views, this approach to culture still allowed for distinctions between "civilized" and "primitive" or "tribal" cultures.
In 1860, Adolf Bastian (1826–1905) argued for "the psychic unity of mankind." He proposed that a scientific comparison of all human societies would reveal that distinct worldviews consisted of the same basic elements. According to Bastian, all human societies share a set of "elementary ideas"; different cultures, or different "folk ideas", are local modifications of the elementary ideas. This view paved the way for the modern understanding of culture. Franz Boas (1858–1942) was trained in this tradition, and he brought it with him when he left Germany for the United States.
English Romanticism
In the 19th century, humanists such as English poet and essayist Matthew Arnold (1822–1888) used the word "culture" to refer to an ideal of individual human refinement, of "the best that has been thought and said in the world." This concept of culture is also comparable to the German concept of : "...culture being a pursuit of our total perfection by means of getting to know, on all the matters which most concern us, the best which has been thought and said in the world."
In practice, culture referred to an elite ideal and was associated with such activities as art, classical music, and haute cuisine. As these forms were associated with urban life, "culture" was identified with "civilization" (from ). Another facet of the Romantic movement was an interest in folklore, which led to identifying a "culture" among non-elites. This distinction is often characterized as that between high culture, namely that of the ruling social group, and low culture. In other words, the idea of "culture" that developed in Europe during the 18th and early 19th centuries reflected inequalities within European societies.
Matthew Arnold contrasted "culture" with anarchy; other Europeans, following philosophers Thomas Hobbes and Jean-Jacques Rousseau, contrasted "culture" with "the state of nature." According to Hobbes and Rousseau, the Native Americans who were being conquered by Europeans from the 16th centuries on were living in a state of nature; this opposition was expressed through the contrast between "civilized" and "uncivilized." According to this way of thinking, one could classify some countries and nations as more civilized than others and some people as more cultured than others. This contrast led to Herbert Spencer's theory of Social Darwinism and Lewis Henry Morgan's theory of cultural evolution. Just as some critics have argued that the distinction between high and low cultures is an expression of the conflict between European elites and non-elites, other critics have argued that the distinction between civilized and uncivilized people is an expression of the conflict between European colonial powers and their colonial subjects.
Other 19th-century critics, following Rousseau, have accepted this differentiation between higher and lower culture, but have seen the refinement and sophistication of high culture as corrupting and unnatural developments that obscure and distort people's essential nature. These critics considered folk music (as produced by "the folk," i.e., rural, illiterate, peasants) to honestly express a natural way of life, while classical music seemed superficial and decadent. Equally, this view often portrayed indigenous peoples as "noble savages" living authentic and unblemished lives, uncomplicated and uncorrupted by the highly stratified capitalist systems of the West.
In 1870 the anthropologist Edward Tylor (1832–1917) applied these ideas of higher versus lower culture to propose a theory of the evolution of religion. According to this theory, religion evolves from more polytheistic to more monotheistic forms. In the process, he redefined culture as a diverse set of activities characteristic of all human societies. This view paved the way for the modern understanding of religion.
Anthropology
Although anthropologists worldwide refer to Tylor's definition of culture, in the 20th century "culture" emerged as the central and unifying concept of American anthropology, where it most commonly refers to the universal human capacity to classify and encode human experiences symbolically, and to communicate symbolically encoded experiences socially. American anthropology is organized into four fields, each of which plays an important role in research on culture: biological anthropology, linguistic anthropology, cultural anthropology, and in the United States and Canada, archaeology. The term , or "culture glasses," coined by German American anthropologist Franz Boas, refers to the "lenses" through which a person sees their own culture. Martin Lindstrom asserts that , which allow a person to make sense of the culture they inhabit, "can blind us to things outsiders pick up immediately."
Sociology
The sociology of culture concerns culture as manifested in society. For sociologist Georg Simmel (1858–1918), culture referred to "the cultivation of individuals through the agency of external forms which have been objectified in the course of history." As such, culture in the sociological field can be defined as the ways of thinking, the ways of acting, and the material objects that together shape a people's way of life. Culture can be either of two types, non-material culture or material culture. Non-material culture refers to the non-physical ideas that individuals have about their culture, including values, belief systems, rules, norms, morals, language, organizations, and institutions, while material culture is the physical evidence of a culture in the objects and architecture they make or have made. The term tends to be relevant only in archeological and anthropological studies, but it specifically means all material evidence which can be attributed to culture, past or present.
Cultural sociology first emerged in Weimar Germany (1918–1933), where sociologists such as Alfred Weber used the term ('cultural sociology'). Cultural sociology was then reinvented in the English-speaking world as a product of the cultural turn of the 1960s, which ushered in structuralist and postmodern approaches to social science. This type of cultural sociology may be loosely regarded as an approach incorporating cultural analysis and critical theory. Cultural sociologists tend to reject scientific methods, instead hermeneutically focusing on words, artifacts and symbols. Culture has since become an important concept across many branches of sociology, including resolutely scientific fields like social stratification and social network analysis. As a result, there has been a recent influx of quantitative sociologists to the field. Thus, there is now a growing group of sociologists of culture who are, confusingly, not cultural sociologists. These scholars reject the abstracted postmodern aspects of cultural sociology, and instead, look for a theoretical backing in the more scientific vein of social psychology and cognitive science.
Early researchers and development of cultural sociology
The sociology of culture grew from the intersection between sociology (as shaped by early theorists like Marx, Durkheim, and Weber) with the growing discipline of anthropology, wherein researchers pioneered ethnographic strategies for describing and analyzing a variety of cultures around the world. Part of the legacy of the early development of the field lingers in the methods (much of cultural, sociological research is qualitative), in the theories (a variety of critical approaches to sociology are central to current research communities), and in the substantive focus of the field. For instance, relationships between popular culture, political control, and social class were early and lasting concerns in the field.
Cultural studies
In the United Kingdom, sociologists and other scholars influenced by Marxism such as Stuart Hall (1932–2014) and Raymond Williams (1921–1988) developed cultural studies. Following nineteenth-century Romantics, they identified culture with consumption goods and leisure activities (such as art, music, film, food, sports, and clothing). They saw patterns of consumption and leisure as determined by relations of production, which led them to focus on class relations and the organization of production.
In the United Kingdom, cultural studies focuses largely on the study of popular culture; that is, on the social meanings of mass-produced consumer and leisure goods. Richard Hoggart coined the term in 1964 when he founded the Birmingham Centre for Contemporary Cultural Studies or CCCS. It has since become strongly associated with Stuart Hall, who succeeded Hoggart as Director. Cultural studies in this sense, then, can be viewed as a limited concentration scoped on the intricacies of consumerism, which belongs to a wider culture sometimes referred to as Western civilization or globalism.
From the 1970s onward, Stuart Hall's pioneering work, along with that of his colleagues Paul Willis, Dick Hebdige, Tony Jefferson, and Angela McRobbie, created an international intellectual movement. As the field developed, it began to combine political economy, communication, sociology, social theory, literary theory, media theory, film/video studies, cultural anthropology, philosophy, museum studies, and art history to study cultural phenomena or cultural texts. In this field researchers often concentrate on how particular phenomena relate to matters of ideology, nationality, ethnicity, social class, and/or gender.
Cultural studies is concerned with the meaning and practices of everyday life. These practices comprise the ways people do particular things (such as watching television or eating out) in a given culture. It also studies the meanings and uses people attribute to various objects and practices. Specifically, culture involves those meanings and practices held independently of reason. Watching television to view a public perspective on a historical event should not be thought of as culture unless referring to the medium of television itself, which may have been selected culturally; however, schoolchildren watching television after school with their friends to "fit in" certainly qualifies since there is no grounded reason for one's participation in this practice.
In the context of cultural studies, a text includes not only written language, but also films, photographs, fashion, or hairstyles: the texts of cultural studies comprise all the meaningful artifacts of culture. Similarly, the discipline widens the concept of culture. Culture, for a cultural-studies researcher, not only includes traditional high culture (the culture of ruling social groups) and popular culture, but also everyday meanings and practices. The last two, in fact, have become the main focus of cultural studies. A further and recent approach is comparative cultural studies, based on the disciplines of comparative literature and cultural studies.
Scholars in the United Kingdom and the United States developed somewhat different versions of cultural studies after the late 1970s. The British version of cultural studies had originated in the 1950s and 1960s, mainly under the influence of Richard Hoggart, E.P. Thompson, and Raymond Williams, and later that of Stuart Hall and others at the Centre for Contemporary Cultural Studies at the University of Birmingham. This included overtly political, left-wing views, and criticisms of popular culture as "capitalist" mass culture; it absorbed some of the ideas of the Frankfurt School critique of the "culture industry" (i.e. mass culture). This emerges in the writings of early British cultural-studies scholars and their influences: see the work of (for example) Raymond Williams, Stuart Hall, Paul Willis, and Paul Gilroy.
In the United States, Lindlof and Taylor write, "cultural studies [were] grounded in a pragmatic, liberal-pluralist tradition." The American version of cultural studies initially concerned itself more with understanding the subjective and appropriative side of audience reactions to, and uses of, mass culture; for example, American cultural-studies advocates wrote about the liberatory aspects of fandom.
The distinction between American and British strands, however, has faded. Some researchers, especially in early British cultural studies, apply a Marxist model to the field. This strain of thinking has some influence from the Frankfurt School, but especially from the structuralist Marxism of Louis Althusser and others. The main focus of an orthodox Marxist approach concentrates on the production of meaning. This model assumes a mass production of culture and identifies power as residing with those producing cultural artifacts.
In a Marxist view, the mode and relations of production form the economic base of society, which constantly interacts and influences superstructures, such as culture. Other approaches to cultural studies, such as feminist cultural studies and later American developments of the field, distance themselves from this view. They criticize the Marxist assumption of a single, dominant meaning, shared by all, for any cultural product. The non-Marxist approaches suggest that different ways of consuming cultural artifacts affect the meaning of the product.
This view comes through in the book Doing Cultural Studies: The Story of the Sony Walkman (by Paul du Gay et al.), which seeks to challenge the notion that those who produce commodities control the meanings that people attribute to them. Feminist cultural analyst, theorist, and art historian Griselda Pollock contributed to cultural studies from viewpoints of art history and psychoanalysis. The writer Julia Kristeva is among influential voices at the turn of the century, contributing to cultural studies from the field of art and psychoanalytical French feminism.
Petrakis and Kostis (2013) divide cultural background variables into two main groups:
The first group covers the variables that represent the "efficiency orientation" of the societies: performance orientation, future orientation, assertiveness, power distance, and uncertainty avoidance.
The second covers the variables that represent the "social orientation" of societies, i.e., the attitudes and lifestyles of their members. These variables include gender egalitarianism, institutional collectivism, in-group collectivism, and human orientation.
In 2016, a new approach to culture was suggested by Rein Raud, who defines culture as the sum of resources available to human beings for making sense of their world and proposes a two-tiered approach, combining the study of texts (all reified meanings in circulation) and cultural practices (all repeatable actions that involve the production, dissemination or transmission of purposes), thus making it possible to re-link anthropological and sociological study of culture with the tradition of textual theory.
Psychology
Starting in the 1990s, psychological research on culture influence began to grow and challenge the universality assumed in general psychology. Culture psychologists began to try to explore the relationship between emotions and culture, and answer whether the human mind is independent from culture. For example, people from collectivistic cultures, such as the Japanese, suppress their positive emotions more than their American counterparts. Culture may affect the way that people experience and express emotions. On the other hand, some researchers try to look for differences between people's personalities across cultures. As different cultures dictate distinctive norms, culture shock is also studied to understand how people react when they are confronted with other cultures. LGBT culture is displayed with significantly different levels of tolerance within different cultures and nations. Cognitive tools may not be accessible or they may function differently cross culture. For example, people who are raised in a culture with an abacus are trained with distinctive reasoning style. Cultural lenses may also make people view the same outcome of events differently. Westerners are more motivated by their successes than their failures, while East Asians are better motivated by the avoidance of failure. Culture is important for psychologists to consider when understanding the human mental operation. The notion of the anxious, unstable, and rebellious adolescent has been criticized by experts, such as Robert Epstein, who state that an undeveloped brain is not the main cause of teenagers' turmoils. Some have criticized this understanding of adolescence, classifying it as a relatively recent phenomenon in human history created by modern society, and have been highly critical of what they view as the infantilization of young adults in American society. According to Robert Epstein and Jennifer, "American-style teen turmoil is absent in more than 100 cultures around the world, suggesting that such mayhem is not biologically inevitable. Second, the brain itself changes in response to experiences, raising the question of whether adolescent brain characteristics are the cause of teen tumult or rather the result of lifestyle and experiences." David Moshman has also stated in regards to adolescence that brain research "is crucial for a full picture, but it does not provide an ultimate explanation."
Protection of culture
There are a number of international agreements and national laws relating to the protection of cultural heritage and cultural diversity. UNESCO and its partner organizations such as Blue Shield International coordinate international protection and local implementation. The Hague Convention for the Protection of Cultural Property in the Event of Armed Conflict and the UNESCO Convention on the Protection and Promotion of the Diversity of Cultural Expressions deal with the protection of culture. Article 27 of the Universal Declaration of Human Rights deals with cultural heritage in two ways: it gives people the right to participate in cultural life on the one hand and the right to the protection of their contributions to cultural life on the other.
In the 21st century, the protection of culture has been the focus of increasing activity by national and international organizations. The UN and UNESCO promote cultural preservation and cultural diversity through declarations and legally-binding conventions or treaties. The aim is not to protect a person's property, but rather to preserve the cultural heritage of humanity, especially in the event of war and armed conflict. According to Karl von Habsburg, President of Blue Shield International, the destruction of cultural assets is also part of psychological warfare. The target of the attack is the identity of the opponent, which is why symbolic cultural assets become a main target. It is also intended to affect the particularly sensitive cultural memory, the growing cultural diversity and the economic basis (such as tourism) of a state, region or municipality.
Tourism is having an increasing impact on the various forms of culture. On the one hand, this can be physical impact on individual objects or the destruction caused by increasing environmental pollution and, on the other hand, socio-cultural effects on society.
See also
Animal culture
Anthropology
Cultural area
Cultural studies
Cultural identity
Cultural tourism
Culture 21 – United Nations plan of action
Outline of culture
Recombinant culture
Semiotics of culture
References
Sources
Further reading
Books
Bastian, Adolf (2009), Encyclopædia Britannica Online
Arnold, Matthew. 1869. Culture and Anarchy. New York: Macmillan. Third edition, 1882, available online. Retrieved: 2006-06-28.
Bakhtin, M.M. (1981) The Dialogic Imagination: Four Essays. Ed. Michael Holquist. Trans. Caryl Press. .
Barzilai, Gad (2003). Communities and Law: Politics and Cultures of Legal Identities University of Michigan Press.
Bourdieu, Pierre (1977). Outline of a Theory of Practice. Cambridge University Press.
Carhart. Michael C. (2007). The Science of Culture in Enlightenment Germany, Cambridge, Harvard University press.
Cohen, Anthony P. (1985). The Symbolic Construction of Community. New York: Routledge
Dawkins, R. (1999) [1982]. The Extended Phenotype: The Long Reach of the Gene. Oxford Paperbacks.
Findley & Rothney (1986). Twentieth-Century World, Houghton Mifflin
Geertz, Clifford (1973). The Interpretation of Cultures: Selected Essays. New York. .
Goodall, J. (1986). The Chimpanzees of Gombe: Patterns of Behavior. Cambridge, Massachusetts: Belknap Press of Harvard University Press.
Hoult, T.F., ed. (1969). Dictionary of Modern Sociology. Totowa, New Jersey: Littlefield, Adams & Co.
Jary, D. and J. Jary (1991). The HarperCollins Dictionary of Sociology. New York: HarperCollins.
Keiser, R. Lincoln (1969). The Vice Lords: Warriors of the Streets. Holt, Rinehart, and Winston. .
Kroeber, A.L. and C. Kluckhohn (1952). Culture: A Critical Review of Concepts and Definitions. Cambridge, Massachusetts: Peabody Museum
Kim, Uichol (2001). "Culture, science and indigenous psychologies: An integrated analysis." In D. Matsumoto (Ed.), Handbook of culture and psychology. Oxford: Oxford University Press
McClenon, James. Tylor, Edward B(urnett) (1998) Encyclopedia of Religion and Society. Ed. William Swatos and Peter Kivisto. Walnut Creek: AltaMira, pp. 528–529.
Middleton, R. (1990). Studying Popular Music. Philadelphia: Open University Press. .
O'Neil, D. (2006). Cultural Anthropology Tutorials , Behavioral Sciences Department, Palomar College, San Marco, California. Retrieved: 2006-07-10.
Reagan, Ronald. "Final Radio Address to the Nation" , January 14, 1989. Retrieved June 3, 2006.
Reese, W.L. (1980). Dictionary of Philosophy and Religion: Eastern and Western Thought. New Jersey US; Sussex, UK: Humanities Press.
UNESCO (2002). Universal Declaration on Cultural Diversity, issued on International Mother Language Day,
White, L. (1949). The Science of Culture: A study of man and civilization. New York: Farrar, Straus and Giroux.
Wilson, Edward O. (1998). Consilience: The Unity of Knowledge. New York: Vintage. .
Articles
The Meaning of "Culture" (2014-12-27), Joshua Rothman, The New Yorker
External links
Cultura: International Journal of Philosophy of Culture and Axiology
What is Culture?
Social concepts
Social constructionism
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Proto-Indo-European society | Proto-Indo-European society is the reconstructed culture of Proto-Indo-Europeans, the ancient speakers of the Proto-Indo-European language, ancestor of all modern Indo-European languages.
Scientific approaches
Many of the modern ideas in this field involve the unsettled Indo-European homeland debate about the precise origins of the language itself. There are four main approaches researchers have employed in their attempts to study this culture:
Historical linguistics (especially comparative linguistics): interpretations based on the reconstruction and identification of words and formulae (those cited *thus on this page, with a preceding asterisk) which formed part of the vocabulary of the Proto-Indo-European language. These are reconstructed on the basis of sound laws and shared grammatical structures; the definitions hereunder given for the roots should be read as "connotations" (the concepts associated with a word that were inherited in the daughter languages), close to their original "denotation" (the exact meaning at the time of the Proto-Indo-European language).
Comparative mythology: interpretations based on the comparison of Indo-European beliefs to identify shared themes and characteristics. While few divine names can be confidently reconstructed due to foreign influences and considerable evolutions in beliefs, scholars have been able to recover parts of the Proto-Indo-European mythology. Comparative folklore is often overlooked in Indo-European studies due to the difficulty of dating the origin of folk stories.
Archaeology: interpretations based on archaeological evidence of a material culture. The Kurgan hypothesis, proposed by archeologists Marija Gimbutas (1956) and David W. Anthony (2007), is the most widely accepted theory on the Indo-European homeland, and postulates an origin in the Pontic-Caspian steppes during the Chalcolithic period. What follows are interpretations based upon this hypothesis.
Archaeogenetics: interpretations based on the study of ancient DNA to understand the nature of ancient human migrations and "mating networks". In support for the Kurgan hypothesis, Yamnaya migrations have been linked to the spread of Indo-Europeans languages in several genetic studies published in recent years. In support of the Anatolian Hypothesis, a study named "Mapping the Origins and Expansion of the Indo-European Language Family" gained widespread media attention in 2012, but received scrutiny from historical linguists, who accused the study of abandoning the comparative method and of conflating language with genes. Nonetheless, "Mapping the Origins" has been cited by many since its publication, highlighting an interdisciplinary gap between linguistics and genetics.
Chronology
Archaeologist David W. Anthony and linguist Donald Ringe distinguish three different cultural stages in the evolution of the Proto-Indo-European language:
Early (4500–4000), the common ancestor of all attested Indo-European languages, before the Anatolian split (Cernavodă culture; 4000 BCE); associated with the early Khvalynsk culture,
Classic, or "post-Anatolian" (4000–3500), the last common ancestor of the non-Anatolian languages, including Tocharian; associated with the late Khvalynsk and Repin cultures,
Late (3500–2500), in its dialectal period due to the spread of the Yamnaya horizon over a large area.
Early Khvalynsk (4900–3900)
Domesticated cattle were introduced around 4700 BCE from the Danube valley to the Volga-Ural steppes where the Early Khvalynsk culture (4900–3900) had emerged, associated by Anthony with the Early Proto-Indo-European language. Cattle and sheep were more important in ritual sacrifices than in diet, suggesting that a new set of cults and rituals had spread eastward across the Pontic-Caspian steppes, with domesticated animals at the root of the Proto-Indo-European conception of the universe. Anthony attributes the first and progressive domestication of horses, from taming to actually working with the animal, to this period. Between 4500 and 4200, copper, exotic ornamental shells and polished stone maces were exchanged across the Pontic–Caspian steppes from Varna, in the eastern Balkans, to Khvalynsk, near the Volga river. Around 4500, a minority of richly decorated single graves, partly enriched by imported copper items, began to appear in the steppes, contrasting with the remaining outfitted graves.
The Anatolian distinctive sub-family may have emerged from a first wave of Indo-European migration into southeastern Europe around 4200–4000, coinciding with the Suvorovo–to–Cernavoda I migration, in the context of a progression of the Khvalynsk culture westwards towards the Danube area, from which had also emerged the Novodanilovka (4400–3800) and Late Sredny Stog (4000–3500) cultures.
Recent genetic studies have shown that males of the Khvalynsk culture belonged to the Western Steppe Herder (WSH) cluster, which is a mixture of Eastern Hunter-Gatherer (EHG) and Caucasus Hunter-Gatherer (CHG) ancestry. This admixture appears to have happened on the eastern Pontic–Caspian steppe starting around 5,000 BC.
Late Khvalynsk/Repin (3900–3300)
Steppe economies underwent a revolutionary change between 4200 and 3300 BCE, in a shift from a partial reliance on herding, when domesticated animals were probably used principally as a ritual currency for public sacrifices, to a later regular dietary dependence on cattle, and either sheep or goat meat and dairy products. The Late Khvalynsk and Repin cultures (3900–3300), associated with the classic (post-Anatolian) Proto-Indo-European language, showed the first traces of cereal cultivation after 4000, in the context of a slow and partial diffusion of farming from the western parts of the steppes to the east. Around 3700–3300, a second migration wave of proto-Tocharian speakers towards South Siberia led to the emergence of the Afanasievo culture (3300–2500).
The spoke-less wheeled wagon was introduced to the Pontic-Caspian steppe around 3500 from the neighbouring North Caucasian Maykop culture (3700–3000), with which Proto-Indo-Europeans traded wool and horses. Interactions with the hierarchical Maykop culture, itself influenced by the Mesopotamian Uruk culture, had notable social effects on the Proto-Indo-European way of life. Meanwhile, the Khvalynsk-influenced cultures that had emerged in the Danube-Donets region after the first migration gave way to the Cernavodă (4000–3200), Usatovo (3500–2500), Mikhaylovka (3600–3000) and Kemi Oba (3700–2200) cultures, from west to east respectively.
Yamnaya period (3300–2600)
The Yamnaya horizon, associated with the Late Proto-Indo-European language (following both the Anatolian and Tocharian splits), originated in the Don-Volga region before spreading westwards after 3300 BCE, establishing a cultural horizon founded on kurgan funerals that stretched over a vast steppic area between the Dnieper and Volga rivers. It was initially a herding-based society, with limited crop cultivation in the eastern part of the steppes, while the Dnieper-Donets region was more influenced by the agricultural Tripolye culture. Paleolinguistics likewise postulates Proto-Indo-European speakers as a semi-nomadic and pastoral population with subsidiary agriculture.
Bronze was introduced to the Pontic-Caspian steppes during this period. Following the Yamnaya expansion, long-distance trade in metals and other valuables, such as salt in the hinterlands, probably brought prestige and power to Proto-Indo-European societies. However, the native tradition of pottery making was weakly developed. The Yamnaya funeral sacrifice of wagons, carts, sheep, cattle, and horse was likely related to a cult of ancestors requiring specific rituals and prayers, a connection between language and cult that introduced the Late Proto-Indo-European language to new speakers. Yamnaya chiefdoms had institutionalized differences in prestige and power, and their society was organized along patron-client reciprocity, a mutual exchange of gifts and favors between their patrons, the gods, and human clients. The average life expectancy was fairly high, with many individuals living to 50–60 years old. The language itself appeared as a dialect continuum during this period, meaning that neighbouring dialects differed only slightly between each other, whereas distant language varieties were probably no longer mutually intelligible due to accumulated divergences over space and time.
As the steppe became dryer and colder between 3500 and 3000, herds needed to be moved more frequently in order to feed them sufficiently. Yamnaya distinctive identity was thus founded on mobile pastoralism, permitted by two earlier innovations: the introduction of the wheeled wagon and the domestication of the horse. Yamnaya herders likely watched over their cattle and raided on horseback, while they drove wagons for the bulk transport of water or food. Light-framework dwellings could be easily assembled and disassembled to be transported on pack animals.
Another climate change that occurred after around 3000 led to a more favourable environment allowing for grassland productivity. Yamnaya new pastoral economy then experienced a third wave of rapid demographic expansion, that time towards Central and Northern Europe. Migrations of Usatovo people towards southeastern Poland, crossing through the Old European Tripolye culture from around 3300 BCE, followed by Yamnya migrations towards the Pannonian Basin between 3100 and 2800, are interpreted by some scholars as movements of pre-Italic, pre-Celtic and pre-Germanic speakers.
The Proto-Indo-European language probably ceased to be spoken after 2500 as its various dialects had already evolved into non-mutually intelligible languages that began to spread across most of western Eurasia during the third wave of Indo-European migrations (3300–1500). Indo-Iranian languages were introduced to Central Asia, present-day Iran, and South Asia after 2000 BCE.
Social structure
Class structure
It is generally agreed that Proto-Indo-European society was hierarchical, with some form of social ranking and various degrees of social status. It is unlikely, however, that they had a rigidly stratified structure, or castes such as are found in historical India. There was a general distinction between free persons and slaves, typically prisoners of war or debtors unable to repay a debt. The free part of society was composed of an elite class of priests, kings and warriors, along with the commoners, with each tribe following a chief (*) sponsoring feasts and ceremonies, and immortalized in praise poetry.
The presence of kurgan graves prominently decorated with dress, body ornaments and weaponry, along with well-attested roots for concepts such as "wealth" (*), "to be in need" (*) or "servant" (*, "one who moves about on both sides"; and *, "one standing below"), indicate that a hierarchy of wealth and poverty was recognized. Some graves, larger than the average and necessitating a considerable number of people to be built, likewise suggest a higher status given to some individuals. These prestigious funerals were not necessarily reserved to the wealthiest person. Smiths in particular were given sumptuous graves, possibly due to the association of smithery with magic during the early Bronze Age. In general, such graves were mostly occupied by males in the eastern Don-Volga steppes, while they were more egalitarian in the western Dnieper-Donets region.
Kinship
Linguistics has allowed for the reliable reconstruction of a large number of words relating to kinship relations. These all agree in exhibiting a patriarchal, patrilocal and patrilineal social fabric. Patrilocality is confirmed by lexical evidence, including the word *-, 'to lead (away)', being the word that denotes a male wedding a female. Rights, possessions, and responsibilities were consequently reckoned to the father, and wives were to reside after marriage near the husband's family, after the payment of a bride-price.
The household (*) was generally ruled by the senior male of the family, the * ('master of the household'), and could also consist of his children, grandchildren, and perhaps unrelated slaves or servants. His wife probably also played a complementary role: some evidence suggest that she would have kept her position as the mistress (*) of the household in the event her husband dies, while the eldest son would have become the new master. The Proto-Indo-European expansionist kinship system was likely supported by both marital exogamy (the inclusion of foreign women through marriage) and the exchange of foster children with other families and clans, as suggested by genetic evidence and later attestations from Indo-European-speaking groups.
Once established, the family lasted as long as the male stock of its founder endured, and clan or tribal founders were often portrayed as mythical beings stemming from a legendary past in Indo-European traditions. In this form of kinship organization, the individual's genetic distance from the clan's founding ancestor determined his social status. But if he was of exceptional prowess or virtue, the same individual could in his turn gain social prestige among the community and eventually found his own descent-group.
In the reconstructed lexicon linking the individual to the clan, * means a 'member of one's own group', 'one who belongs to the community' (in contrast to an outsider). It gave way to the Indo-Iranian (an endonym), and probably to the Celtic ('noble, freeman'), the Hittite ('peer, companion'), and the Germanic ('noble, distinguished'). It is unlikely however that the term had an ethnic connotation, and we do not know if Proto-Indo-European speakers had a term to designate themselves as a group. Another word, *, means 'people', 'freemen' in a more general way.
Patron-client
Proto-Indo-European had several words for 'leader': * was a general term derived from * ('set in place, arrange'); * meant a ruler who also had religious functions, with the Roman ('king of the sacred') as a heritage of the priestly function of the king.
Public feasts sponsored by such patrons were a way for them to promote and secure a political hierarchy built on the unequal mobilization of labor and resources, by displaying their generosity towards the rest of the community. Rivals competed publicly through the size and complexity of their feasts, and alliances were confirmed by gift-giving and promises made during those public gatherings. The host of the feast was called the *, the 'lord of the guests', who honoured the immortal gods and his mortal guests with gifts of food, drink, and poetry.
Guest-host
Vertical social inequalities were partly balanced by horizontal mutual obligations of hospitality between guests and hosts. According to Anthony, the domestication of horses and the introduction of the wagon in the Pontic-Caspian steppe between 4500 and 3500 BCE led to an increase in mobility across the Yamnaya horizon, and eventually to the emergence of a guest-host political structure. As various herding clans began to move across the steppes, especially during harsh seasons, it became necessary to regulate local migrations on the territories of tribes which had likely restricted these obligations to their kins or co-residents (*h₂erós) until then. In Proto-Indo-European, the term *ghós-ti-, whose original meaning must have been "table companion", could either mean a host or a guest. The connotation of an obligatory reciprocity between both guests and hosts has persisted in descendant cognates, such as Latin hospēs ("foreigner, guest; host"), Old English ġiest ("stranger, guest"), or Old Church Slavonic gostĭ ("guest") and gospodĭ ("master").
Guests and hosts were indeed involved in a mutual and reciprocal relationship bound by oaths and sacrifices. The giving and receiving of favors was accompanied by a set of ritual actions that indebted the guest to show hospitality to his host at any time in the future. The obligation could even be heritable: Homer’s warriors, Glaukos and Diomedes, stopped fighting and presented gifts to each other when they learned that their grandfathers had shared a guest-host relationship. Violations of the guest-host obligations were considered immoral, illegal and unholy: in Irish law, refusing hospitality was deemed a crime as serious as murder. The killing of a guest was also greeted with a singular revulsion, as was the abuse of hospitality.
Legal system
Because of the archaic nature of traditional legal phraseology—which preserves old forms and meaning for words—and the necessity for legal sentences to be uttered precisely the same way each time to remain binding, it is possible to securely reconstruct some elements of the Proto-Indo-European legal system. For instance, the word *- ('to make a circle, complete') designated a type of compensation where the father (or master) had to either pay for the damages caused by his son (or slave), or surrender the perpetrator to the offended party. It is attested by a common legal and linguistic origin in both Roman and Hittite laws. Another root denoting a compensation, *, had the meanings of 'blood-price', 'vengeance' or 'guilt' in daughter languages, suggesting that it was specifically applied to the restitution for theft or violence.
Law was apparently designed to preserve the 'order' (*) of the universe, with the underlying idea that the cosmic harmony should be maintained, be it in the physical universe or the social world. There was however probably no public enforcement of justice, nor were there formal courts as we know them today. Contractual obligations were protected by private individuals acting as sureties: they pledged to be responsible for payments of debts incurred by someone else if the latter defaulted. In case of litigation, one could either take matter into their own hands, for instance by barring someone from accessing their property to compel payment, or bring the case before judges (perhaps kings) that included witnesses. The word for 'oath', *, derives from the verb * ('to go'), after the practice of walking between slaughtered animals as part of taking an oath.
The root * (from *, 'to fit') is associated with the concept of a cosmic order, that is which is 'fitting, right, ordered'. It is one of the most securely reconstructed Proto-Indo-European words, with cognates attested in most sub-families: Latin ('joint'); Middle High German ('innate feature, nature, fashion'); Greek (, 'arrangement'), possibly (, 'excellence'); Armenian (, 'ornament, shape'); Avestan ('order') and ('truth'); Sanskrit (, 'right time, order, rule'); Hittite (, 'right, proper'); Tocharian A ('to praise, be pleased with').
Trifunctional hypothesis
The trifunctional hypothesis, proposed by Georges Dumézil, postulates a tripartite ideology reflected in a threefold division between a clerical class (encompassing both the religious and social functions of the priests and rulers), a warrior class (connected with the concepts of violence and braveness), and a class of farmers or husbandmen (associated with fertility and craftsmanship), on the basis that many historically known groups speaking Indo-European languages show such a division. Dumézil initially contended that it derived from an actual division in Indo-European societies, but later toned down his approach by representing the system as fonctions or general organizing principles. Dumézil's theory has been influential and some scholars continue to operate under its framework, although it has also been criticized as aprioristic and too inclusive, and thus impossible to be proved or disproved.
Culture
Beliefs
The reconstructed cosmology of the proto-Indo-Europeans shows that the ritual sacrifice of cattle, cows in particular, was at the root of their beliefs, as the primordial condition of the world order. The myth of *Trito, the first warrior, involves the liberation of cattle stolen by a three-headed serpent named *Ngwhi. After recovering the wealth of the people, Trito eventually offered the cattle to the priest in order to ensure the continuity of the cycle of giving between gods and humans. The creation myth could have rationalized raiding as the recovery of cattle that the gods had intended for the people who sacrificed properly. Many Indo-European cultures preserved the tradition of cattle raiding, which they often associated with epic myths. Georges Dumézil suggested that the religious function was represented by a duality, one reflecting the magico-religious nature of priesthood, while the other is involved in religious sanction to human society (especially contracts), a theory supported by common features in Iranian, Roman, Scandinavian and Celtic traditions. The study of astronomy was not much developed among Proto-Indo-Europeans, and they probably had established names for only a few individual stars and star-groups (e.g. Sirius, Ursa Major).
The basic word for "god" in proto-Indo-European is *deiwós ("celestial"), itself a derivative of *dei- ("to shine, be bright"). On the other hand, the word for "earth" (*dʰéǵʰōm) is at root of both "earthly" and "human", as it is notably attested in the Latin cognates humus and homo. This suggests a hierarchical conception of the status of mankind regarding the gods, confirmed by the use of the term "mortal" (*mr̩tós) as a synonym of "human" as opposed to the never-dying gods in Indo-European traditions. The idea is expressed in the Homeric phrase "of the immortal gods and of men who walk on earth".
Proto-Indo-European beliefs were influenced by a resistant animistic substratum, and the few names that can be reconstructed based upon both linguistic (cognates) and thematic (reflexes) evidence are the cosmic and elemental deities: the 'Daylight-Sky' (*Dyḗus), his partner 'Earth' (*Dʰéǵʰōm), his daughter the 'Dawn' (*H₂éwsōs), and his Twin Sons, the 'Sun' (*Séh₂ul) and the Sun-Maiden, and deities of winds, waters, fire, rivers and springs. The Proto-Indo-European creation myth tells of a primordial sacrifice performed by the first man *Manu ("Man") on his twin brother *Yemo ("Twin"), from whom emerged the cosmological elements. Other deities, such as the weather-god *Perkʷunos and the guardian of roads and herds, *Péh₂usōn, are probably late innovations since they are attested in a restricted number of traditions, Western (European) and Graeco-Aryan, respectively.
Rituals
Proto-Indo-Europeans practiced a polytheistic religion centered on sacrificial rites of cattle and horses, probably administered by a class of priests or shamans. Animals were slaughtered and dedicated to the gods in the hope of winning their favor. The king as the high priest would have been the central figure in establishing good relations with the other world. The Khvalynsk culture, associated with early Proto-Indo-European, had already shown archeological evidence for the sacrifice of domesticated animals. Proto-Indo-Europeans also had a sacred tradition of horse sacrifice for the renewal of kinship involving the ritual mating of a queen or king with a horse, which was then sacrificed and cut up for distribution to the other participants in the ritual.
Although we know little about the role of magic in Proto-Indo-European society, there is no doubt that it existed as a social phenomenon, as several branches attest the use of similarly worded charms and curses, such as ones against worms. Furthermore, incantations and spells were frequently regarded as one of the three categories of medicine, along with the use of surgical instruments and herbs or drugs. Since the earliest evidence for the burning of the plant was found in Romanian kurgans dated 3,500 BCE, some scholars suggest that cannabis was first used as a psychoactive drug by Proto-Indo-Europeans during ritual ceremonies, a custom they eventually spread throughout western Eurasia during their migrations. Descendant cognates of the root *kanna- ("cannabis") have been proposed in Sanskrit śaná, Greek kánnabis (κάνναβις), Germanic *hanipa (German Hanf, English hemp), Russian konopljá, Albanian kanëp, Armenian kanap and Old Prussian knapios. Other linguists suggest that the common linguistic inheritance does not date back to the Indo-European period and contend that the word cannabis likely spread later across Eurasia as a Wanderwort ('wandering word'), ultimately borrowed into Ancient Greek and Sanskrit from a non-Indo-European language.
Poetry
Poetry and songs were central to Proto-Indo-European society. The poet-singer was the society's highest-paid professional, possibly a member of a hereditary profession that ran in certain families, the art passing from father to son as the poet had to acquire all the technical aspects of the art and to master an extensive body of traditional subject matter. He performed against handsome rewards—such as gifts of horses, cattle, wagons and women—and was held in high esteem. In some cases, the poet-singer had a stable relationship with a particular noble prince or family. In other cases, he travelled about with his dependants, attaching himself to one court after another.
A transmitter of inherited cultural knowledge, the poet sang as a recall of the old heroic times, entrusted with telling the praises of heroes, kings, and gods. Composing sacred hymns ensured the gods would in turn bestow favourable fate to the community, and for kings that their memory would live on many generations. A lexeme for a special song, the *erkw ("praise of the gift") has been identified in early Proto-Indo-European. Such praise poems proclaimed the generosity of the gods (or a patron) and enumerated their gifts, expanding the patron's fame, the path to immortality otherwise only attainable for mortals through conspicuous acts of war or piety.
The concept of fame (*ḱléwos) was central to Proto-Indo-European poetry and culture. Many poetic dictions built on this term can be reconstituted, including *ḱléwos wéru ("wide fame"), *ḱléwos meǵh₂ ("great fame"), *ḱléuesh₂ h₂nróm ("the famous deeds of men, heroes"), or *dus-ḱlewes ("having bad repute"). Indo-European poetic tradition was probably oral-formulaic: stock formulas, such as the imperishable fame (*ḱléwos ń̥dʰgʷʰitom), the swift horses (*h₁ōḱéwes h₁éḱwōs), the eternal life (*h₂iu-gʷih₃), the metaphor of the wheel of the sun (*sh₂uens kʷekʷlos), or the epithet man-killer (*hₐnr̥-gʷhen), attached to Hektor and Rudra alike, were transmitted among poet-singers to fill out traditional verse-lines in epic song lyrics. The task of the Indo-European poet was to preserve over the generations the famous deeds of heroes. He would compose and retell poems based on old and sometimes obscure formulations, reconnecting the motifs with his own skills and improvisations. Poetry was therefore associated with the acts of weaving words (*wékʷos webh-) and crafting speech (*wékʷos teḱs-).
Warfare
Although Proto-Indo-Europeans have been often cast as warlike conquerors, their reconstructed arsenal is not particularly extensive. There is no doubt that they possessed archery, as several words with the meaning of "spear" (*gʷéru ; *ḱúh₁los), "pointed stick" (*h₂eiḱsmo) or "throwing spear" (*ǵʰai-só-s) are attested. The term *wēben meant a "cutting weapon", probably a knife, and *h₂/₃n̩sis a "large offensive knife", likely similar to bronze daggers found across Eurasia around 3300–3000 BCE. Proto-Indo-Europeans certainly did not know swords, which appeared later around 2000–1500. The axe was known as *h₄edʰés, while the word *spelo/eh₂ designated a wooden or leather shield. The term *leh₂wós meant "military unit" or "military action", while *teutéh₂- might have referred to the "adult male with possession" who would mobilize during warfare, perhaps originally a Proto-Indo-European term meaning "the people under arms".
A number of scholars propose that Proto-Indo-European rituals included the requirement that young unmarried men initiate into manhood by joining a warrior-band named *kóryos. They were led by a senior male and lived off the country by hunting and engaging in raiding and pillaging foreign communities. Kóryos members served in such brotherhoods (Männerbünde) for a number of years before returning home to adopt more respectable identities as mature men. During their initiation period, the young males wore the skin and bore the names of wild animals, especially wolves (*wl̩kʷo) and dogs (*ḱwōn), in order to assume their nature and escape the rules and taboos of their host society.
Most kurgan stelae found in Pontic-Caspian steppe feature a man wearing a belt and weapons carved on the stone. In later Indo-European traditions, notably the (half-)naked warrior figures of Germanic and Celtic art, *kóryos raiders wore a belt that bound them to their leader and the gods, and little else. The tradition of kurgan stelae featuring warriors with a belt is also common in Scythian cultures. A continuity of an "animal-shaped raid culture" has been also postulated based on various elements attested in later Indo-European-speaking cultures, such as the Germanic Berserkers, the Italic Ver Sacrum, and the Spartan Crypteia, as well as in the mythical Celtic fianna and Vedic Maruts, and in the legend of the werewolf ("man-wolf"), found in Greek, Germanic, Baltic and Slavic traditions alike.
In a mostly patriarchal economy based on bride competition, the escalation of the bride-price in periods of climate change could have resulted in an increase in cattle raiding by unmarried men. Scholars also suggest that, alongside the attractiveness of the patron-client and the guest-host relationships, the *kóryos could have played a key role in diffusing Indo-European languages across most of Eurasia.
Personal names
The use of two-word compound words for personal names, typically but not always ascribing some noble or heroic feat to their bearer, is so common in Indo-European languages that it is certainly an inherited feature. These names often belonged in early dialects to the class of compound words that in the Sanskrit tradition are called bahuvrihi. As in Vedic bahuvrihi (literally "much-rice", meaning "one who has much rice"), those compounds are formed as active structures indicating possession and do not require a verbal root. From the Proto-Indo-European personal name *Ḱléwos-wésu (lit. "good-fame", meaning "possessing good fame") derive the Liburnian Vescleves, the Greek Eukleḗs (Εὐκλεής), the Old Persian Huçavah, the Avestan Haosravah-, and the Sanskrit Suśráva.
A second type of compound consists of a noun followed by a verbal root or stem, describing an individual performing an action. Compounds more similar to synthetics are found in the Sanskrit Trasá-dasyus ("one who causes enemies to tremble"), the Greek Archelaus (Ἀρχέλαος, "one who rules people"), and the Old Persian Xšayāršan ("one who rules men").
Many Indo-European personal names are associated with the horse (*h₁éḱwos) in particular, which expressed both the wealth and nobility of their bearer, including the Avestan Hwaspa ("owning good horses"), the Greek Hippónikos ("winning by his horses"), or the Gaulish Epomeduos ("master of horses"). Since domestic animals also served to sacrifice, there were often used as exocentric structures in compound names (the bearers are not 'horses' themselves but 'users of horses' in some way), in contrast to endocentric personal names rather associated with wild animals like the wolf, for instance in the German Rudolf ("a famous wolf") or the Serbian Dobrovuk ("a good wolf").
Economy
Proto-Indo-Europeans possessed a Neolithic mixed economy based on livestock and subsidiary agriculture, with a wide range of economic regimes and various degrees of mobility that could be expected across the large Pontic-Caspian steppe. Tribes were typically more influenced by farming in the western Dnieper-Donets region, where cereal cultivation was practised, while the eastern Don-Volga steppes were inhabited by semi-nomadic and pastoral populations mostly relying on herding.
Proto-Indo-European distinguished between unmovable and movable wealth (*péḱu, the "livestock"). As for the rest of society, economy was founded on reciprocity. A gift always entailed a counter-gift, and each party was bound to the other in a mutual relationship cemented by trust.
Trade
The early Khvalynsk culture, located in the Volga-Ural steppes and associated with early Proto-Indo-European, had trade relationship with Old European cultures. Domesticated cattle, sheep and goats, as well as copper, were introduced eastward from the Danube valley around 4700–4500. Copper objects show an artistic influence from Old Europe, and the appearance of sacrificed animals suggest that a new set of rituals emerged following the introduction of herding from the west. The Old European Tripolye culture continued to influence the western part of the steppes, in the Dnieper-Donets region, where the Yamnaya culture was more agricultural and less male-centered.
Proto-Indo-European speakers also had indirect contacts with Uruk around 3700–3500 through the North Caucasian Maikop culture, a trade route that introduced the wheeled wagon into the Caspian-Pontic steppes. Wheel-made pottery imported from Mesopotamia were found in the Northern Caucasus, and Maikop chieftain was buried wearing Mesopotamian symbols of power—the lion paired with the bull. The late Khvalynsk and Repin cultures probably traded wool and domesticated horses in exchange, as suggested by the widespread appearance of horses in archeological sites across Transcaucasia after 3300. Socio-cultural interactions with Northwest Caucasians have been proposed, on the ground that the Proto-Indo-European language shows a number of lexical parallels with Proto-Northwest Caucasian. Proto-Indo-European also exhibits lexical loans to or from other Caucasian languages, particularly Proto-Kartvelian.
Proto-Indo-European probably also had trade relationships with Proto-Uralic speakers around the Ural Mountains. Words for "sell" and "wash" were borrowed in Proto-Uralic, and words for "price" and "draw, lead" were introduced in the Proto-Finno-Ugric language. James P. Mallory suggested that the expansion of the Uralic languages across the northern forest zone might have been stimulated by organizational changes within Uralic forager societies, resulting partly from interaction with more complex, hierarchical Proto-Indo-European and (later) Indo-Iranian pastoral societies at the steppe/forest-steppe ecological border.
Technology
From the reconstructable lexicon, it is clear that Proto-Indo-Europeans were familiar with wheeled vehicles—certainly horse-drawn wagons (*weǵʰnos)—as they knew the wheel (*kʷekʷlóm), the axle (*h₂eḱs-), the shaft (*h₂/₃éih₁os), and the yoke (*yugóm). Although wheels were most likely not invented by Proto-Indo-Europeans, the word *kʷekʷlóm is a native derivation of the root ("to turn") rather than a borrowing, suggesting short contacts with the people who introduced the concept to them.
The technology used was a solid wheel made of three planks joined with their outer edges trimmed to a circle. The swift chariot with spoked wheels, which made the mode of transport much more rapid and lighter, appeared later within the Sintashta culture (2100–1800), associated with the Indo-Iranians. As the word for "boat" (*néh₂us) is widely attested across the language groups, the means of transport (likely a dugout canoe) was certainly known by Proto-Indo-Europeans.
The vocabulary associated with metallurgy is very restricted and at best we can attest the existence of copper/bronze, gold, and silver. The basic word for "metal" (*h₂ey-es) is generally presumed to mean "copper" or a copper-tin alloy of "bronze". "Gold" is reliably reconstructed as *h₂eusom, and *h₂erǵ-n̩t-om designated a "white metal" or "silver". Proto-Indo-Europeans were also familiar with the sickle (*sr̩po/eh₂), the awl (*h₁óleh₂) for working leather or drilling wood, and used a primitive plough (*h₂érh₃ye/o) made of a curved and forked branch.
The term for "oven" or "cooking vessel" (*h₂/₃ukʷ) has been reconstructed based on four branches, as for "baking" (*bʰōg-) and "boiling" (*yes-). They certainly drank beer (*h₂elut) and mead (*médʰu), and the word for "wine" (*wóinom) has been proposed, although this remains a debated issue. Proto-Indo-Europeans produced textile, as attested by the reconstructed roots for wool (*wĺh₂neh₂), flax (*linom), sewing (*syuh₁-), spinning (*(s)pen-), weaving (*h₂/₃webʰ-) and plaiting (*pleḱ-), as well as needle (*skʷēis) and thread (*pe/oth₂mo). They were also familiar with combs (*kes) and ointments with salve (*h₃engʷ-).
Animals
Animals (mammals in particular) are fairly abundant in the reconstructed lexicon. We can ascribe about seventy-five names to various animal species, but it hardly recovers all the animals to have been distinguished in the proto-language. While *kʷetwor-pod designated a four-footed animal (tetrapod), *gʷyéh₃wyom seems to have been the general term for animals, derived from the root *gʷyeh₃-, "to live". Proto-Indo-European speakers also made a distinction between wild animals (*ǵʰwḗr) and the livestock (*péḱu).
Domesticated animals
The reconstructed lexicon suggests a Neolithic economy with extensive references to domesticated animals. They were familiar with cows (*gʷṓus), sheep (*h₃ówis), goats (*díks, or *h₂eiĝs) and pigs (*sūs ; also *pórḱos, "piglet").
They knew dogs (*ḱwōn), milk (*ǵl̩ákt; also *h₂melǵ-, "to milk") and dairy foods, wool (*wĺh₂neh₂) and woollen textiles, agriculture, wagons, and honey (*mélit). The domestication of the horse (*h₁éḱwos), thought to be an extinct Tarpan species, probably originated with these peoples, and scholars invoke this innovation as a factor contributing to their increased mobility and rapid expansion.
The dog was perceived as a symbol of death and depicted as the guardian of the Otherworld in Indo-European cultures (Greek Cerberus, Indic Śārvara, Norse Garmr). The mytheme possibly stems from an older Ancient North Eurasian belief, as evidenced by similar motifs in Native American and Siberian mythology, in which case it might be one of the oldest mythemes recoverable through comparative mythology. In various Indo-European traditions, the worst throw at the game of dice was named the "dog", and the best throw was known as the "dog-killer". Canine teeth of dogs were frequently worn as pendants in Yamnaya graves in the western Pontic steppes, particularly in the Ingul valley.
Wild animals
Linguistic evidence suggest that Proto-Indo-European speakers were also in contact with various wild animals, such as red foxes (*wl(o)p), wolves (*wl̩kʷo), bears (*h₂ŕ̩tḱos), red deers (*h₁elh₁ēn), elks (moose) (*h₁ólḱis), eagles (*h₃or), otters (*udrós), snakes (*h₁ógʷʰis), mice (*mūs ; from *mus-, "to steal"), or trouts (*lóḱs).
Some of them were featured in mythological and folkloric motifs. Goats draw the chariots of the Norse and Indic gods Thor and Pushan, and they are associated with the Baltic god Perkūnas and the Greek god Pan. The words for both the wolf and the bear underwent taboo deformation in a number of branches, suggesting that they were feared as symbols of death in Proto-Indo-European culture.
In Indo-European culture, the term "wolf" is generally applied to brigands and outlaws who live in the wild. Ritual and mythological concepts connected with wolves, in some cases similar with Native American beliefs, may represent a common Ancient North Eurasian heritage: mai-coh meant both "wolf" and "witch" among Navajos, and shunk manita tanka a "doglike powerful spirit" among Očhéthi Šakówiŋ, while the Proto-Indo-European root *ṷeid ("knowledge, clairvoyance") designated the wolf in both Hittite (ṷetna) and Old Norse (witnir), and a "werewolf" in Slavic languages (Serbian vjedogonja and vukodlak, Slovenian vedanec, Ukrainian viščun).
See also
Proto-Indo-Europeans
Proto-Indo-European homeland
Proto-Indo-European language
Proto-Indo-European mythology
Khvalynsk culture
Yamnaya horizon
References
Notes
Citations
Bibliography
Further reading
Carstens, Anne Marie. "To Bury a Ruler: The Meaning of the Horse in Aristocratic Burials." In: Tracing the Indo-Europeans: New Evidence from Archaeology and Historical Linguistics, edited by Olsen Birgit Anette, Olander, Thomas; and Kristiansen, Kristian. Oxford; Philadelphia: Oxbow Books, 2019. pp. 165–184. www.jstor.org/stable/j.ctvmx3k2h.14.
Edholm, Kristoffer af. "Crossing the River of Battle: A Heroic Motif in Ancient Indian and Old Norse Texts" In: Journal of Indo-European Studies (JIES) 49 (2021), 231–250.
Fortunato, Laura (2011). "Reconstructing the History of Residence Strategies in Indo-European–Speaking Societies: Neo-, Uxori-, and Virilocality." In: Human Biology: Vol. 83: Iss. 1, Article 7. Available at: https://digitalcommons.wayne.edu/humbiol/vol83/iss1/7
Friedrich, Paul. "Proto-Indo-European Kinship". In: Ethnology 5, no. 1 (1966): 1-36. doi:10.2307/3772899.
Galton, Herbert. "The Indo-European Kinship Terminology". In: Zeitschrift Für Ethnologie 82, no. 1 (1957): 121–38. www.jstor.org/stable/25840433.
Olsen, Birgit Anette. "Aspects of Family Structure among the Indo-Europeans." In: Tracing the Indo-Europeans: New Evidence from Archaeology and Historical Linguistics, edited by Olsen, Birgit Anette; Olander Thomas, and Kristiansen Kristian, 145–64. Oxford; Philadelphia: Oxbow Books, 2019. www.jstor.org/stable/j.ctvmx3k2h.13.
Puhvel, Jaan. "Victimal Hierarchies in Indo-European Animal Sacrifice". In: The American Journal of Philology 99, no. 3 (1978): 354–62. doi:10.2307/293746.
Requena, Miguel, and Díez De Revenga. "Las Representaciones Colectivas De Los Pueblos Indoeuropeos". In: Reis, no. 25 (1984): 181–95. Accessed June 23, 2020. doi:10.2307/40183059.
Sadovski, Velizar. "On Horses and Chariots in Ancient Indian and Iranian Personal Names." In: Pferde in Asien: Geschichte, Handel Und Kultur [Horses in Asia: History, Trade and Culture]. Edited by FRAGNER BERT G., KAUZ RALPH, PTAK RODERICH, and SCHOTTENHAMMER ANGELA, 111–28. Wien: Austrian Academy of Sciences Press, 2009. www.jstor.org/stable/j.ctvmd83w6.17.
Testart, Alain. "Reconstructing Social and Cultural Evolution: The Case of Dowry in the Indo-European Area". In: Current Anthropology 54, no. 1 (2013): 23–50. doi:10.1086/668679.
Vassilkov, Yaroslav. ""Words and things": An attempt at reconstruction of the earliest Indo-European concept of heroism". In: Indologica. T. Ya. Elizarenkova Memorial Volume. Book 2. Compiled and edited by L. Kulikov, M. Rusanov. Moscow, 2012. pp. 157–187.
Winter, Werner. "Some Widespread Indo-European Titles". In: Indo-European and Indo-Europeans: Papers Presented at the Third Indo-European Conference at the University of Pennsylvania. Edited by Cardona George, Hoenigswald Henry M., and Senn Alfred, 49–54. PHILADELPHIA: University of Pennsylvania Press, 1970. www.jstor.org/stable/j.ctv4v31xt.7.
Society
Bronze Age
Society by ethnicity | 0.792148 | 0.988508 | 0.783045 |
The Order of Things | The Order of Things: An Archaeology of the Human Sciences (Les Mots et les Choses: Une archéologie des sciences humaines) is a book by French philosopher Michel Foucault. It proposes that every historical period has underlying epistemic assumptions, ways of thinking, which determine what is truth and what is acceptable discourse about a subject, by delineating the origins of biology, economics, and linguistics. The introduction to the origins of the human sciences begins with detailed, forensic analyses and discussion of the complex networks of sightlines, hidden-ness, and representation that exist in the group painting (The Ladies-in-waiting, 1656) by Diego Velázquez. Foucault's application of the analyses shows the structural parallels in the similar developments in perception that occurred in researchers' ways of seeing the subject in the human sciences.
The concept of episteme
In The Order of Things: An Archaeology of the Human Sciences Foucault wrote that a historical period is characterized by epistemes — ways of thinking about truth and about discourse — which are common to the fields of knowledge, and determine what ideas it is possible to conceptualize and what ideas it is acceptable to affirm as true. That the acceptable ideas change and develop in the course of time, manifested as paradigm shifts of intellectualism, for instance between the "Classical Age" and "Modernity" (from Kant onwards) — which is the period considered by Foucault in the book — is support for the thesis that every historical period has underlying epistemic assumptions, ways of thinking that determined what is truth and what is rationally acceptable.
Concerning language: from general grammar to linguistics
Concerning living organisms: from natural history to biology
Concerning money: from the science of wealth to economics
Foucault analyzes three epistemes:
The episteme of the Renaissance, characterized by resemblance and similitude
The episteme of the Classical era, characterized by representation and ordering, identity and difference, as categorization and taxonomy
The episteme of the Modern era, the character of which is the subject of the book
In the Classical-era episteme, the concept of "man" was not yet defined. Man was not subject to a distinct epistemological awareness. Classical thought, and previous ones, were able to talk about the mind and the body, about the human being, and about his very limited place in the universe, about all the limits of knowledge and his freedom, but none of them have ever known man as modern thought has done. The humanism of the Renaissance, the rationalism of the "classics" assigned human beings a privileged place in the order of the world, but they did not think of man. This happened only with Kant's Critique of Pure Reason, when the entire Western episteme was overturned. The connection between "positivity and finitude", the duplication of the empirical and the transcendental, the "perpetual reference of the cogito to the unthought", the "retreat and the return of the origin", define, for Foucault, man's way of being, because now reflection tries to philosophically found the possibility of knowledge on the analysis of this way of being and no longer on that of representation.
Epistemic interpretation
The Order of Things (1966) is about the "cognitive status of the modern human sciences" in the production of knowledge — the ways of seeing that researchers apply to a subject under examination. Foucault's introduction to the epistemic origins of the human sciences is a forensic analysis of the painting Las Meninas (The Ladies-in-waiting, 1656), by Diego Velázquez, as an objet d'art. For the detailed descriptions, Foucault uses language that is "neither prescribed by, nor filtered through the various texts of art-historical investigation." Ignoring the 17th-century social context of the painting — the subject (a royal family); the artist's biography, technical acumen, artistic sources and stylistic influences; and the relationship with his patrons (King Philip IV of Spain and Queen Mariana of Austria) — Foucault analyzes the conscious, artistic artifice of Las Meninas as a work of art, to show the network of complex, visual relationships that exist among the painter, the subjects, and the spectator who is viewing the painting:
As a representational painting Las Meninas is a new episteme (way of thinking) that is at the midpoint between two "great discontinuities" in European intellectualism, the Classical and the modern: "Perhaps there exists, in this painting by Velázquez, the representation, as it were, of Classical representation, and the definition of the space it opens up to us . . . representation freed, finally, from the relation that was impeding it, can offer itself as representation, in its pure form."
The Order of Things concludes with Foucault's explanation of why he did the forensic analysis:
Influence
The critique of epistemic practices presented in The Order of Things: An Archaeology of the Human Sciences expanded and deepened the research methodology of cultural history. Foucault's presentation and explanation of cultural shifts in awareness about ways of thinking, prompted the historian of science Theodore Porter to investigate and examine the contemporary bases for the production of knowledge, which yielded a critique of the scientific researcher's psychological projection of modern categories of knowledge upon past people and things that remain intrinsically unintelligible, despite contemporary historical knowledge of the past under examination.
In France, The Order of Things established Foucault's intellectual pre-eminence among the national intelligentsia; in a review of which, the philosopher Jean-Paul Sartre said that Foucault was "the last barricade of the bourgeoisie." Responding to Sartre, Foucault said, "poor bourgeoisie; if they needed me as a 'barricade', then they had already lost power!" In the book Structuralism (Le Structuralisme, 1968) Jean Piaget compared Foucault's episteme to the concept of paradigm shift, which the philosopher of science Thomas Kuhn presented in The Structure of Scientific Revolutions (1962).
See also
Le Monde 100 Books of the Century
The Archaeology of Knowledge
Notes
External links
English translation of the Preface
1966 non-fiction books
Books about discourse analysis
Éditions Gallimard books
French non-fiction books
Philosophy books
Postmodern novels
Works by Michel Foucault | 0.789211 | 0.992089 | 0.782968 |
History of human rights | While belief in the sanctity of human life has ancient precedents in many religions of the world, the foundations of modern human rights began during the era of renaissance humanism in the early modern period. The European wars of religion and the civil wars of seventeenth-century Kingdom of England gave rise to the philosophy of liberalism and belief in natural rights became a central concern of European intellectual culture during the eighteenth-century Age of Enlightenment. Ideas of natural rights, which had a basis in natural law, lay at the core of the American and French Revolutions which occurred toward the end of that century, but the idea of human rights came about later. Democratic evolution through the nineteenth century paved the way for the advent of universal suffrage in the twentieth century. Two world wars led to the creation of the Universal Declaration of Human Rights.
The post-war era saw movements arising from specific groups experiencing a shortfall in their rights, such as feminism and the civil rights of African Americans. The human rights movements of members of the Soviet bloc emerged in the 1970s along with workers' rights movements in the West. The movements quickly jelled as social activism and political rhetoric in many nations put human rights high on the world agenda. By the 21st century, historian Samuel Moyn has argued, the human rights movement expanded beyond its original anti-totalitarianism to include numerous causes involving humanitarianism and social and economic development in the Developing World.
The history of human rights has been complex. Many established rights for instance would be replaced by other systems which deviate from their original western design. Stable institutions may be uprooted such as in cases of conflict such as war and terrorism or a change in culture.
Ancient and pre-modern eras
Some notions of righteousness present in ancient law and religion are sometimes retrospectively included under the term "human rights". While Enlightenment philosophers suggest a secular social contract between the rulers and the ruled, ancient traditions derived similar conclusions from notions of divine law, and, in Hellenistic philosophy, natural law. Samuel Moyn suggests that the concept of human rights is intertwined with the modern sense of citizenship, which did not emerge until the past few hundred years. Nonetheless, relevant examples exist in the Ancient and pre-modern eras, although Ancient peoples did not have the same modern-day conception of universal human rights.
Ancient West Asia
The reforms of Urukagina of Lagash, the earliest known legal code, is often thought to be an early example of reform. Professor Norman Yoffee wrote that after Igor M. Diakonoff "most interpreters consider that Urukagina, himself not of the ruling dynasty at Lagash, was no reformer at all. Indeed, by attempting to curb the encroachment of a secular authority at the expense of temple prerogatives, he was, if a modern term must be applied, a reactionary." Author Marilyn French wrote that the discovery of penalties for adultery for women but not for men represents "the first written evidence of the degradation of women". The oldest legal code extant today is the Neo-Sumerian Code of Ur-Nammu. Several other sets of laws were also issued in Mesopotamia, including the Code of Hammurabi, one of the most famous examples of this type of document. It shows rules, and punishments if those rules are broken, on a variety of matters, including women's rights, men's rights, children's rights and slave rights.
Africa
The Northeast African civilization of Ancient Egypt supported basic human rights. For example, Pharaoh Bocchoris (725–720 BC) promoted individual rights, suppressed imprisonment for debt, and reformed laws relating to the transferral of property.
Antiquity
Many historians suggest that the Achaemenid Persian Empire of ancient Iran established unprecedented principles of human rights in the 6th century BC under Cyrus the Great. After his conquest of the Neo-Babylonian Empire in 539 BC, the king issued the Cyrus cylinder, discovered in 1879 and seen by some today as the first human rights document. The cylinder has been linked by some commentators to the decrees of Cyrus recorded in the Books of Chronicles, Nehemiah, and Ezra, which state that Cyrus allowed (at least some of) the Jews to return to their homeland from their Babylonian Captivity. Additionally it stated the freedom to practice one's faith without persecution and forced conversions. According to art historian Neil MacGregor, the proclamation of full religious freedoms in Babylon and elsewhere in the Persian empire was an important inspiration for human rights by prominent thinkers millennia later, especially in the United States.
In opposition to the above viewpoint, the interpretation of the Cylinder as a "charter of human rights" has been dismissed by other historians and characterized by some others as political propaganda devised by the Pahlavi regime. The German historian Josef Wiesehöfer argues that the image of "Cyrus as a champion of the UN human rights policy ... is just as much a phantom as the humane and enlightened Shah of Persia", while historian Elton L. Daniel has described such an interpretation as "rather anachronistic" and tendentious. The cylinder now lies in the British Museum, and a replica is kept at the United Nations Headquarters.
Many thinkers point to the concept of citizenship beginning in the early poleis of ancient Greece, where all free citizens had the right to speak and vote in the political assembly.
The Twelve Tables Law established the principle "Privilegia ne irroganto", which literally means "privileges shall not be imposed".
The Mauryan Emperor Ashoka, who ruled from 268 to 232 BCE, established the largest empire in South Asia. Following the reportedly destructive Kalinga War, Ashoka adopted Buddhism and abandoned an expansionist policy in favor of humanitarian reforms. The Edicts of Ashoka were erected throughout his empire, containing the 'Law of Piety'. These laws prohibited religious discrimination, and cruelty against both humans and animals. The Edicts emphasize the importance of tolerance in public policy by the government. The slaughter or capture of prisoners of war was also condemned by Ashoka. Some sources claim that slavery was also non-existent in ancient India. The Greek records say there is absence of slavery during the rule of Sandrocottus.
In ancient Rome an ius gentium or jus gentium was a right which a citizen was due simply by dint of his citizenship. The concept of a Roman ius is a precursor to a right as conceived in the Western European tradition. The word "justice" is derived from ius. Human rights legislation in the Roman Empire included the introduction of the presumption of innocence by Emperor Antoninus Pius and the Edict of Milan by Emperor Constantine the Great establishing complete freedom of religion.
The coining of the phrase 'Human rights' can be attributed to Tertullian in his letter To Scapula wherein he wrote about the religious freedom in Roman Empire. He equated "fundamental human rights" as a "privilege of nature" in this letter.
Early Islamic caliphate
Historians generally agree that Muhammad preached against what he saw as the social evils of his day, and that Islamic social reforms in areas such as social security, family structure, slavery, and the rights of women and ethnic minorities were intended to improve on what was present in existing Arab society at the time. For example, according to Bernard Lewis, Islam "from the first denounced aristocratic privilege, rejected hierarchy, and adopted a formula of the career open to the talents." John Esposito sees Muhammad as a reformer who condemned practices of the pagan Arabs such as female infanticide, exploitation of the poor, usury, murder, false contracts, and theft. Bernard Lewis believes that the egalitarian nature of Islam "represented a very considerable advance on the practice of both the Greco-Roman and the ancient Persian world." Muhammed also incorporated Arabic and Mosaic laws and customs of the time into his divine revelations.
The Constitution of Medina, also known as the Charter of Medina, was drafted by Muhammad in 622. It constituted a formal agreement between Muhammad and all of the significant tribes and families of Yathrib (later known as Medina), including Muslims, Jews, and pagans. The document was drawn up with the explicit concern of bringing to an end the bitter intertribal fighting between the clans of the Aws (Aus) and Khazraj within Medina. To this effect it instituted a number of rights and responsibilities for the Muslim, Jewish and pagan communities of Medina bringing them within the fold of one community-the Ummah.
If the prisoners were in the custody of a person, then the responsibility was on the individual. Lewis states that Islam brought two major changes to ancient slavery which were to have far-reaching consequences. "One of these was the presumption of freedom; the other, the ban on the enslavement of free persons except in strictly defined circumstances," Lewis continues. The position of the Arabian slave was "enormously improved": the Arabian slave "was now no longer merely a chattel but was also a human being with a certain religious and hence a social status and with certain quasi-legal rights."
Esposito states that reforms in women's rights affected marriage, divorce and inheritance. Women were not accorded with such legal status in other cultures, including the West, until centuries later. The Oxford Dictionary of Islam states that the general improvement of the status of Arab women included prohibition of female infanticide and recognizing women's full personhood. "The dowry, previously regarded as a bride-price paid to the father, became a nuptial gift retained by the wife as part of her personal property." Under Islamic law, marriage was no longer viewed as a "status" but rather as a "contract", in which the woman's consent was imperative. "Women were given inheritance rights in a patriarchal society that had previously restricted inheritance to male relatives." Annemarie Schimmel states that "compared to the pre-Islamic position of women, Islamic legislation meant an enormous progress; the woman has the right, at least according to the letter of the law, to administer the wealth she has brought into the family or has earned by her own work." William Montgomery Watt states that Muhammad, in the historical context of his time, can be seen as a figure who testified on behalf of women's rights and improved things considerably. Watt explains: "At the time Islam began, the conditions of women were terrible—they had no right to own property, were supposed to be the property of the man, and if the man died everything went to his sons." Muhammad, however, by "instituting rights of property ownership, inheritance, education and divorce, gave women certain basic safeguards." Haddad and Esposito state that "Muhammad granted women rights and privileges in the sphere of family life, marriage, education, and economic endeavors, rights that help improve women's status in society." However, other writers have argued that women before Islam were more liberated drawing most often on the first marriage of Muhammad and that of Muhammad's parents, but also on other points such as worship of female idols at Mecca.
Sociologist Robert Bellah (Beyond belief) argues that Islam in its 7th-century origins was, for its time and place, "remarkably modern...in the high degree of commitment, involvement, and participation expected from the rank-and-file members of the community." This is because, he argues, that Islam emphasized the equality of all Muslims, where leadership positions were open to all. Dale Eickelman writes that Bellah suggests "the early Islamic community placed a particular value on individuals, as opposed to collective or group responsibility."
Early Islamic law's principles concerning military conduct and the treatment of prisoners of war under the early Caliphate are considered precursors to international humanitarian law. The many requirements on how prisoners of war should be treated included, for example, providing shelter, food and clothing, respecting their cultures, and preventing any acts of execution, rape or revenge. Some of these principles were not codified in Western international law until modern times. Islamic law under the early Caliphate institutionalised humanitarian limitations on military conduct, including attempts to limit the severity of war, guidelines for ceasing hostilities, distinguishing between civilians and combatants, preventing unnecessary destruction, and caring for the sick and wounded.
Middle Ages
Europe
The concept of human rights in the medieval ages built on the natural law tradition. This tradition was heavily influenced by the writings of St Paul's early Christian thinkers such as St Hilary of Poitiers, St Ambrose, and St Augustine. Augustine was among the earliest to examine the legitimacy of the laws of man, and attempt to define the boundaries of what laws and rights occur naturally based on wisdom and conscience, instead of being arbitrarily imposed by mortals, and if people are obligated to obey laws that are unjust.
This medieval tradition became prominent and influenced Magna Carta is an English charter originally issued in 1215 which influenced the development of the common law and many later constitutional documents related to human rights, such as the 1689 English Bill of Rights, the 1789 United States Constitution, and the 1791 United States Bill of Rights.
Magna Carta was originally written because of disagreements between Pope Innocent III, King John and the English barons about the rights of the King. Magna Carta required the King to renounce certain rights, respect certain legal procedures and accept that his will could be bound by the law. It explicitly protected certain rights of the King's subjects, whether free or fettered—most notably the writ of habeas corpus, allowing appeal against unlawful imprisonment.
For modern times, the most enduring legacy of Magna Carta is considered the right of habeas corpus. This right arises from what are now known as clauses 36, 38, 39, and 40 of the 1215 Magna Carta. Magna Carta also included the right to due process:
The statute of Kalisz (1264), bestowed privileges to the Jewish minority in the Kingdom of Poland such as protection from discrimination and hate speech.
At the Council of Constance (1414–1418), scholar and jurist Pawel Wlodkowic delivered an address from his Tractatus de potestate papae et imperatoris respectu infidelium ("Treatise on the Power of the Pope and the Emperor Respecting Infidels") in which he advocated the peaceful coexistence of Christians and pagans, making him a precursor of religious tolerance in Europe.
Africa
The Kouroukan Fouga was the constitution of the Mali Empire. It was composed in the 13th century, and was one of the very first charters on human rights. It included the "right to life and to the preservation of physical integrity" and significant protections for women.
Early modern period and modern foundations
Age of Discovery, early modern period and Age of Enlightenment
The conquest of the Americas in the 15th and 16th centuries by Spain, during the Age of Discovery, resulted in vigorous debate about human rights in Colonial Spanish America. This led to the issuance of the Laws of Burgos by Ferdinand the Catholic on behalf of his daughter, Joanna of Castile. Friar Antonio de Montesinos, a Friar of the Dominican Order at the Island of Hispaniola, delivered a sermon on December 21, 1511, which was attended by Bartolomé de las Casas. It is believed that reports from the Dominicans in Hispaniola motivated the Spanish Crown to act. The sermon, known as the Christmas Sermon, gave way to further debates from 1550 to 1551 between Las Casas and Juan Ginés de Sepúlveda at Valladolid. Among the provisions of the Laws of Burgos were child labor; women's rights; wages; suitable accommodations; and rest/vacation, among others.
Several 17th- and 18th-century European philosophers, most notably John Locke, developed the concept of natural rights, the notion that people are naturally free and equal. Locke believed natural rights were derived from divinity since humans were creations of God, and his ideas were important in the development of the modern notion of rights. Lockean natural rights did not rely on citizenship nor any law of the state, nor were they necessarily limited to one particular ethnic, cultural or religious group. Around the same time, in 1689, the English Bill of Rights was created which asserted some basic human rights, most famously freedom from cruel and unusual punishment.
In the 1700s, the novel became a popular form of entertainment. Popular novels, such as Julie, or the New Heloise by Jean-Jacques Rousseau and Pamela; or, Virtue Rewarded by Samuel Richardson, laid a foundation for popular acceptance of human rights by making readers empathize with characters unlike themselves.
Two major revolutions occurred during the 18th century in the United States (1776) and in France (1789). The Virginia Declaration of Rights of 1776 sets up a number of fundamental rights and freedoms. The later United States Declaration of Independence includes concepts of natural rights and famously states "that all men are created equal, that they are endowed by their Creator with certain unalienable rights, that among these are life, liberty and the pursuit of happiness"; this was followed in 1789 by the United States Bill of Rights, that enumerated specific rights, such as freedom of speech and the right against self-incrimination. Similarly, the French Declaration of the Rights of Man and of the Citizen defines a set of individual and collective rights of the people. These are, in the document, held to be universal—not only to French citizens but to all men without exception.
19th century to World War I
Philosophers such as Thomas Paine, John Stuart Mill and Hegel expanded on the theme of universality during the 18th and 19th centuries.
In 1831 William Lloyd Garrison wrote in The Liberator newspaper that he was trying to enlist his readers in "the great cause of human rights" so the term human rights may have come into use sometime between Paine's The Rights of Man and Garrison's publication. In 1849, a contemporary, Henry David Thoreau, wrote about human rights in his treatise On the Duty of Civil Disobedience which was later influential on human rights and civil rights thinkers. United States Supreme Court Justice David Davis, in his 1867 opinion for Ex parte Milligan, wrote: "By the protection of the law, human rights are secured; withdraw that protection and they are at the mercy of wicked rulers or the clamor of an excited people."
Many groups and movements have managed to achieve profound social changes over the course of the 20th century in the name of human rights. In Western Europe and North America, labour unions brought about laws granting workers the right to strike, establishing safer work conditions and forbidding or regulating child labor. The women's suffrage movement succeeded in gaining for many women the right to vote. National liberation movements in the Global South succeeded in gaining many countries independence from Western colonialism, one of the most influential being Mahatma Gandhi's leadership of the Indian independence movement. Movements by ethnic and religious minorities for racial and religious equality succeeded in many parts of the world, among them the American civil rights movement, and more recent diverse identity politics movements, on behalf of women and minorities which have occurred around the world.
The foundation of the International Committee of the Red Cross, the 1864 Lieber Code and the first of the Geneva Conventions in 1864 laid the foundations of international humanitarian law, to be further developed following the two World Wars.
Auguries of United Nations human rights law have been located in the late-19th century movement to suppress and abolish slavery across the world as well as in the conventional protection of minorities from religious, racial, and national discrimination within states under the auspices of unilateral, bilateral, and multilateral treaty law, first found in the 1878 Treaty of Berlin.
Pope Leo XIII's Apostolic Exhortation Rerum Novarum in 1891 marked the official beginning of Catholic Social Teaching. The document was principally concerned with discussing workers' rights, property rights, and citizens' rights against State intrusion. From that time forward, popes (and Vatican II) would release apostolic exhortations and encyclicals on topics that touched on human rights more and more frequently.
The proposition that a state's agents could be held criminally responsible for atrocities perpetrated against the state's own nationals was advanced by the British, French, and Russian governments in May 1915 in response to Turkey's genocide of Armenians.
Between World War I and World War II
The League of Nations was established in 1919 at the negotiations over the Treaty of Versailles following the end of World War I. The League's goals included disarmament, preventing war through collective security, settling disputes between countries through negotiation, diplomacy and improving global welfare. Enshrined in its Charter was a mandate to promote many of the rights which were later included in the Universal Declaration of Human Rights.
The League of Nations had mandates to support many of the former colonies of the Western European colonial powers during their transition from colony to independent state.
Established as an agency of the League of Nations, and now part of United Nations, the International Labour Organization also had a mandate to promote and safeguard certain of the rights later included in the UDHR:
Also of particular note is the ILO's 1919 convention protecting women from pregnancy discrimination in employment, the 1921 Right of Association (Agriculture) Convention, and the 1930 Forced Labour Convention.
Modern human rights movement
After World War II
Rights in war and the extension of the Geneva Conventions
The Geneva Conventions came into being between 1864 and 1949 as a result of efforts by Henry Dunant, the founder of the International Committee of the Red Cross. The conventions safeguard the human rights of individuals involved in conflict, and follow on from the 1899 and 1907 Hague Conventions, the international community's first attempt to define laws of war. Despite first being framed before World War II, the conventions were revised as a result of World War II and readopted by the international community in 1949.
The Geneva Conventions are:
The Geneva Convention for the Amelioration of the Condition of the Wounded and Sick in Armed Forces in the Field was adopted in 1864. It was significantly revised and replaced by the 1906 version, the 1929 version, and later the First Geneva Convention of 1949.
The Geneva Convention for the Amelioration of the Condition of Wounded, Sick and Shipwrecked Members of Armed Forces at Sea was adopted in 1906. It was significantly revised and replaced by the Second Geneva Convention of 1949.
The Geneva Convention relative to the Treatment of Prisoners of War was adopted in 1929. It was significantly revised and replaced by the Third Geneva Convention of 1949.
The Fourth Geneva Convention relative to the Protection of Civilian Persons in Time of War was adopted in 1949.
In addition, there are three additional amendment protocols to the Geneva Convention:
Protocol I (1977): Protocol Additional to the Geneva Conventions of 12 August 1949, and relating to the Protection of Victims of International Armed Conflicts.
Protocol II (1977): Protocol Additional to the Geneva Conventions of 12 August 1949, and relating to the Protection of Victims of Non-International Armed Conflicts.
Protocol III (2005): Protocol Additional to the Geneva Conventions of 12 August 1949, and relating to the Adoption of an Additional Distinctive Emblem.
All four conventions were last revised and ratified in 1949, based on previous revisions and partly on some of the 1907 Hague Conventions. Later, conferences have added provisions prohibiting certain methods of warfare and addressing issues of civil wars. Nearly all 200 countries of the world are "signatory" nations, in that they have ratified these conventions. The International Committee of the Red Cross is the controlling body of the Geneva conventions.
Universal Declaration of Human Rights
The Universal Declaration of Human Rights is a non-binding declaration adopted by the United Nations General Assembly in 1948, partly in response to the barbarism of World War II. The Declaration urges member nations to promote a number of human, civil, economic and social rights, asserting these rights are part of the "foundation of freedom, justice and peace in the world". It was declared by the United Nations General Assembly to be a common standard of achievements for all peoples and all nations. It sets forth, for the first time in history, fundamental human rights to be universally protected.
The Universal Declaration of Human Rights was framed by members of the Human Rights Commission, with Eleanor Roosevelt as Chair, who began to discuss an "International Bill of Rights" in 1947. The members of the Commission did not immediately agree on the form of such a bill of rights, and whether, or how, it should be enforced. The Commission proceeded to frame the UDHR and accompanying treaties, but the UDHR quickly became the priority. Canadian law professor John Humphrey and French lawyer Rene Cassin were responsible for much of the cross-national research and the structure of the document respectively, where the articles of the declaration were interpretative of the general principle of the preamble. The document was structured by Cassin to include the basic principles of dignity, liberty, equality and brotherhood in the first two articles, followed successively by rights pertaining to individuals; rights of individuals in relation to each other and to groups; spiritual, public and political rights; and economic, social and cultural rights. The final three articles place, according to Cassin, rights in the context of limits, duties and the social and political order in which they are to be realized. Humphrey and Cassin intended the rights in the UDHR to be legally enforceable through some means, as is reflected in the third clause of the preamble:
Some of the Declaration was researched and written by a committee of international experts on human rights, including representatives from all continents and all major religions, and drawing on consultation with leaders such as Mahatma Gandhi. The inclusion of both civil and political rights and economic, social and cultural rights was predicated on the assumption that basic human rights are indivisible and that the different types of rights listed are inextricably linked. Though this principle was not opposed by any member states at the time of adoption (the declaration was adopted unanimously, with the abstention of the Soviet Bloc, Apartheid South Africa and Saudi Arabia), this principle was later subject to significant challenges.
European Convention on Human Rights
The UN declaration was succeeded by the European Convention on Human Rights, a binding convention drafted by the Council of Europe in 1950 and signed by 47 countries. The Convention has 18 articles, 13 of which are rights guaranteed under it:
Right to life – All human beings have a right to live without being subjected to unlawful killing, the exception being lawful self-defence or defence of another. Under this article all states have a responsibility to investigate suspicious deaths and take positive action to prevent loss of life in certain circumstances.
Prohibition of torture – Without exception, nobody can be subjected to torture or "cruel and degrading treatment".
Prohibition of slavery – Slavery, servitude and forced labour are forbidden unless part of legal penal servitude, compulsory military service or required to be done during a state of emergency.
Right to liberty and security – All people have a right to liberty except in the context of judicial imprisonment. The article also provides those arrested with the right to be informed, in a language they understand, of the reasons for the arrest and any charge they face, the right of prompt access to judicial proceedings to determine the legality of the arrest or detention, to trial within a reasonable time or release pending trial, and the right to compensation in the case of arrest or detention in violation of this article.
Right to a fair trial – Anybody accused of a crime has the right to a public hearing before an independent and impartial tribunal within reasonable time, the presumption of innocence, and other minimum rights for those charged with a criminal offence (adequate time and facilities to prepare their defence, access to legal representation, right to examine witnesses against them or have them examined, right to the free assistance of an interpreter)
Freedom from retroactive punishment – Nobody can be prosecuted for an act or omission that was not illegal under national or international law at the time.
Right to privacy – Under the ECHR, all people have a right to respect for one's "private and family life, his home and his correspondence" as long as none of it violates the law. Among other things, this article forbids illegal police searches and legally protects private sexual activity.
Freedom of thought, conscience and religion – All people have a right to freely express their beliefs as long as those beliefs are not illegal, to change their religion, and to express religious belief through worship, teaching, practice and observance.
Freedom of assembly – All people have a right to form or join any group or organization for any purpose as long as that purpose is not illegal.
Right to marriage – All men and women of marriageable age have a right to marry and form a family. Controversially this protection only applies to heterosexual couples.
Freedom of expression – All people may freely express their opinions and impart and receive information except in certain extreme circumstances.
Freedom from discrimination – Protects rights defined elsewhere in the convention from being denied on the basis of sex, race, colour, language, religion, political or other opinions, national or social origin, association with a national minority, property, birth or other status. 20 of the 47 signatories adhere to an additional protocol extending this to cover discrimination in any legal right.
Right to remedy – Anybody who believes their rights have been violated may petition the European Court of Human Rights to have their case heard and their grievances addressed and redressed.
The other five articles address enforcement of the rights enumerated in the convention and special circumstances in which these rights can be restricted. The United Kingdom, one of the signatories of the ECHR, later passed the Human Rights Act 1998 enshrining these rights in UK law and giving the judiciary the ability to enforce them under UK law.
Late 20th century
According to historian Samuel Moyn the next major landmark in human rights happened in the 1970s. Human rights were included in point VII of the Helsinki Accords, which was signed in 1975 by thirty-five states, including the United States, Canada, and all European states except Albania and Andorra.
During his inaugural speech in 1977, the 39th President of the United States Jimmy Carter made human rights a pillar of United States foreign policy. Human rights advocacy organization Amnesty International later won the Nobel Peace Prize also in 1977. Carter, who was instrumental to the Camp David accord peace treaty would himself win the Nobel Peace Prize in 2002 "for his decades of untiring effort to find peaceful solutions to international conflicts, to advance democracy and human rights, and to promote economic and social development".
21st century
Human rights advocacy has continued into the early 21st century, centred around achieving greater economic and political freedom. In July 2022, the United Nations General Assembly adopted a resolution in which it is recognized that everyone on the planet has a right to a healthy environment. It called on states to step up efforts to ensure their people have access to a "clean, healthy and sustainable environment."
See also
Asian values
Cairo Declaration on Human Rights in Islam
World Conference on Human Rights
Notes
Further reading
Burke, Roland. "Flat affect? Revisiting emotion in the historiography of human rights." Journal of Human Rights 16#2 (2017): 123–141.
Fomerand, Jacques. ed. Historical Dictionary of Human Rights (2021) excerpt
Gorman, Robert F. and Edward S. Mihalkanin, eds. Historical Dictionary of Human Rights and Humanitarian Organizations (2007) excerpt
Ishay, Micheline. The History of Human Rights: From Ancient Times to the Globalization Era (2nd ed. U of California Press, 2008). online
Maddex, Robert L., ed. International encyclopedia of human rights: freedoms, abuses, and remedies (CQ Press, 2000).
Mayers, David. "Humanity in 1948: The Genocide Convention and the Universal Declaration of Human Rights" Diplomacy & Statecraft (2015) 26#3 pp. 446–472.
Slaughter, Joseph R. "Hijacking human rights: Neoliberalism, the new historiography, and the end of the Third World." Human Rights Quarterly 40.4 (2018): 735–775.
Primary sources
Ishay, Micheline, ed. The Human Rights Reader: Major Political Essays, Speeches, and Documents from Ancient Times to the Present (2nd ed. 2007) excerpt
External links
The Laws of Burgos: 500 Years of Human Rights from the Law Library of Congress blog | 0.788517 | 0.992906 | 0.782923 |
Europe | Europe is a continent located entirely in the Northern Hemisphere and mostly in the Eastern Hemisphere. It is bordered by the Arctic Ocean to the north, the Atlantic Ocean to the west, the Mediterranean Sea to the south, and Asia to the east. Europe shares the landmass of Eurasia with Asia, and of Afro-Eurasia with both Asia and Africa. Europe is commonly considered to be separated from Asia by the watershed of the Ural Mountains, the Ural River, the Caspian Sea, the Greater Caucasus, the Black Sea, and the waterway of the Bosporus Strait.
Europe covers about , or 2% of Earth's surface (6.8% of land area), making it the second-smallest continent (using the seven-continent model). Politically, Europe is divided into about fifty sovereign states, of which Russia is the largest and most populous, spanning 39% of the continent and comprising 15% of its population. Europe had a total population of about million (about 10% of the world population) in ; the third-largest after Asia and Africa. The European climate is affected by warm Atlantic currents, such as the Gulf Stream, which produce a temperate climate, tempering winters and summers, on much of the continent. Further from the sea, seasonal differences are more noticeable producing more continental climates.
European culture consists of a range of national and regional cultures, which form the central roots of the wider Western civilisation, and together commonly reference ancient Greece and ancient Rome, particularly through their Christian successors, as crucial and shared roots. Beginning with the fall of the Western Roman Empire in 476 CE, Christian consolidation of Europe in the wake of the Migration Period marked the European post-classical Middle Ages. The Italian Renaissance spread in the continent a new humanist interest in art and science which led to the modern era. Since the Age of Discovery, led by Spain and Portugal, Europe played a predominant role in global affairs with multiple explorations and conquests around the world. Between the 16th and 20th centuries, European powers colonised at various times the Americas, almost all of Africa and Oceania, and the majority of Asia.
The Age of Enlightenment, the French Revolution, and the Napoleonic Wars shaped the continent culturally, politically, and economically from the end of the 17th century until the first half of the 19th century. The Industrial Revolution, which began in Great Britain at the end of the 18th century, gave rise to radical economic, cultural, and social change in Western Europe and eventually the wider world. Both world wars began and were fought to a great extent in Europe, contributing to a decline in Western European dominance in world affairs by the mid-20th century as the Soviet Union and the United States took prominence and competed over dominance in Europe and globally. The resulting Cold War divided Europe along the Iron Curtain, with NATO in the West and the Warsaw Pact in the East. This divide ended with the Revolutions of 1989, the fall of the Berlin Wall, and the dissolution of the Soviet Union, which allowed European integration to advance significantly.
European integration is being advanced institutionally since 1948 with the founding of the Council of Europe, and significantly through the realisation of the European Union (EU), which represents today the majority of Europe. The European Union is a supranational political entity that lies between a confederation and a federation and is based on a system of European treaties. The EU originated in Western Europe but has been expanding eastward since the dissolution of the Soviet Union in 1991. A majority of its members have adopted a common currency, the euro, and participate in the European single market and a customs union. A large bloc of countries, the Schengen Area, have also abolished internal border and immigration controls. Regular popular elections take place every five years within the EU; they are considered to be the second-largest democratic elections in the world after India's. The EU is the third-largest economy in the world.
Name
The place name Evros was first used by the ancient Greeks to refer to their northernmost province, which bears the same name today. The principal river there – Evros (today's Maritsa) – flows through the fertile valleys of Thrace, which itself was also called Europe, before the term meant the continent.
In classical Greek mythology, Europa (, ) was a Phoenician princess. One view is that her name derives from the Ancient Greek elements 'wide, broad', and (, , ) 'eye, face, countenance', hence their composite would mean 'wide-gazing' or 'broad of aspect'. Broad has been an epithet of Earth herself in the reconstructed Proto-Indo-European religion and the poetry devoted to it. An alternative view is that of Robert Beekes, who has argued in favour of a pre-Indo-European origin for the name, explaining that a derivation from would yield a different toponym than Europa. Beekes has located toponyms related to that of Europa in the territory of ancient Greece, and localities such as that of Europos in ancient Macedonia.
There have been attempts to connect to a Semitic term for west, this being either Akkadian meaning 'to go down, set' (said of the sun) or Phoenician 'evening, west', which is at the origin of Arabic and Hebrew . Martin Litchfield West stated that "phonologically, the match between Europa's name and any form of the Semitic word is very poor", while Beekes considers a connection to Semitic languages improbable.
Most major world languages use words derived from or Europa to refer to the continent. Chinese, for example, uses the word (/), which is an abbreviation of the transliterated name ( means "continent"); a similar Chinese-derived term is also sometimes used in Japanese such as in the Japanese name of the European Union, , despite the katakana being more commonly used. In some Turkic languages, the originally Persian name ("land of the Franks") is used casually in referring to much of Europe, besides official names such as or .
Definition
Contemporary definition
Clickable map of Europe, showing one of the most commonly used continental boundaries Key: blue: states which straddle the border between Europe and Asia;
green: countries not geographically in Europe, but closely associated with the continent
The prevalent definition of Europe as a geographical term has been in use since the mid-19th century.
Europe is taken to be bounded by large bodies of water to the north, west and south; Europe's limits to the east and north-east are usually taken to be the Ural Mountains, the Ural River, and the Caspian Sea; to the south-east, the Caucasus Mountains, the Black Sea, and the waterways connecting the Black Sea to the Mediterranean Sea.
Islands are generally grouped with the nearest continental landmass, hence Iceland is considered to be part of Europe, while the nearby island of Greenland is usually assigned to North America, although politically belonging to Denmark. Nevertheless, there are some exceptions based on sociopolitical and cultural differences. Cyprus is closest to Anatolia (or Asia Minor), but is considered part of Europe politically and it is a member state of the EU. Malta was considered an island of North-western Africa for centuries, but now it is considered to be part of Europe as well. "Europe", as used specifically in British English, may also refer to Continental Europe exclusively.
The term "continent" usually implies the physical geography of a large land mass completely or almost completely surrounded by water at its borders. Prior to the adoption of the current convention that includes mountain divides, the border between Europe and Asia had been redefined several times since its first conception in classical antiquity, but always as a series of rivers, seas and straits that were believed to extend an unknown distance east and north from the Mediterranean Sea without the inclusion of any mountain ranges. Cartographer Herman Moll suggested in 1715 Europe was bounded by a series of partly-joined waterways directed towards the Turkish straits, and the Irtysh River draining into the upper part of the Ob River and the Arctic Ocean. In contrast, the present eastern boundary of Europe partially adheres to the Ural and Caucasus Mountains, which is somewhat arbitrary and inconsistent compared to any clear-cut definition of the term "continent".
The current division of Eurasia into two continents now reflects East-West cultural, linguistic and ethnic differences which vary on a spectrum rather than with a sharp dividing line. The geographic border between Europe and Asia does not follow any state boundaries and now only follows a few bodies of water. Turkey is generally considered a transcontinental country divided entirely by water, while Russia and Kazakhstan are only partly divided by waterways. France, the Netherlands, Portugal and Spain are also transcontinental (or more properly, intercontinental, when oceans or large seas are involved) in that their main land areas are in Europe while pockets of their territories are located on other continents separated from Europe by large bodies of water. Spain, for example, has territories south of the Mediterranean Sea—namely, Ceuta and Melilla—which are parts of Africa and share a border with Morocco. According to the current convention, Georgia and Azerbaijan are transcontinental countries where waterways have been completely replaced by mountains as the divide between continents.
History of the concept
Early history
The first recorded usage of Eurṓpē as a geographic term is in the Homeric Hymn to Delian Apollo, in reference to the western shore of the Aegean Sea. As a name for a part of the known world, it is first used in the 6th century BCE by Anaximander and Hecataeus. Anaximander placed the boundary between Asia and Europe along the Phasis River (the modern Rioni River on the territory of Georgia) in the Caucasus, a convention still followed by Herodotus in the 5th century BCE. Herodotus mentioned that the world had been divided by unknown persons into three parts—Europe, Asia, and Libya (Africa)—with the Nile and the Phasis forming their boundaries—though he also states that some considered the River Don, rather than the Phasis, as the boundary between Europe and Asia. Europe's eastern frontier was defined in the 1st century by geographer Strabo at the River Don. The Book of Jubilees described the continents as the lands given by Noah to his three sons; Europe was defined as stretching from the Pillars of Hercules at the Strait of Gibraltar, separating it from Northwest Africa, to the Don, separating it from Asia.
The convention received by the Middle Ages and surviving into modern usage is that of the Roman era used by Roman-era authors such as Posidonius, Strabo, and Ptolemy, who took the Tanais (the modern Don River) as the boundary.
The Roman Empire did not attach a strong identity to the concept of continental divisions. However, following the fall of the Western Roman Empire, the culture that developed in its place, linked to Latin and the Catholic church, began to associate itself with the concept of "Europe". The term "Europe" is first used for a cultural sphere in the Carolingian Renaissance of the 9th century. From that time, the term designated the sphere of influence of the Western Church, as opposed to both the Eastern Orthodox churches and to the Islamic world.
A cultural definition of Europe as the lands of Latin Christendom coalesced in the 8th century, signifying the new cultural condominium created through the confluence of Germanic traditions and Christian-Latin culture, defined partly in contrast with Byzantium and Islam, and limited to northern Iberia, the British Isles, France, Christianised western Germany, the Alpine regions and northern and central Italy. The concept is one of the lasting legacies of the Carolingian Renaissance: Europa often figures in the letters of Charlemagne's court scholar, Alcuin. The transition of Europe to being a cultural term as well as a geographic one led to the borders of Europe being affected by cultural considerations in the East, especially relating to areas under Byzantine, Ottoman, and Russian influence. Such questions were affected by the positive connotations associated with the term Europe by its users. Such cultural considerations were not applied to the Americas, despite their conquest and settlement by European states. Instead, the concept of "Western civilization" emerged as a way of grouping together Europe and these colonies.
Modern definitions
The question of defining a precise eastern boundary of Europe arises in the Early Modern period, as the eastern extension of Muscovy began to include North Asia. Throughout the Middle Ages and into the 18th century, the traditional division of the landmass of Eurasia into two continents, Europe and Asia, followed Ptolemy, with the boundary following the Turkish Straits, the Black Sea, the Kerch Strait, the Sea of Azov and the Don (ancient Tanais). But maps produced during the 16th to 18th centuries tended to differ in how to continue the boundary beyond the Don bend at Kalach-na-Donu (where it is closest to the Volga, now joined with it by the Volga–Don Canal), into territory not described in any detail by the ancient geographers.
Around 1715, Herman Moll produced a map showing the northern part of the Ob River and the Irtysh River, a major tributary of the Ob, as components of a series of partly-joined waterways taking the boundary between Europe and Asia from the Turkish Straits, and the Don River all the way to the Arctic Ocean. In 1721, he produced a more up to date map that was easier to read. However, his proposal to adhere to major rivers as the line of demarcation was never taken up by other geographers who were beginning to move away from the idea of water boundaries as the only legitimate divides between Europe and Asia.
Four years later, in 1725, Philip Johan von Strahlenberg was the first to depart from the classical Don boundary. He drew a new line along the Volga, following the Volga north until the Samara Bend, along Obshchy Syrt (the drainage divide between the Volga and Ural Rivers), then north and east along the latter waterway to its source in the Ural Mountains. At this point he proposed that mountain ranges could be included as boundaries between continents as alternatives to nearby waterways. Accordingly, he drew the new boundary north along Ural Mountains rather than the nearby and parallel running Ob and Irtysh rivers. This was endorsed by the Russian Empire and introduced the convention that would eventually become commonly accepted. However, this did not come without criticism. Voltaire, writing in 1760 about Peter the Great's efforts to make Russia more European, ignored the whole boundary question with his claim that neither Russia, Scandinavia, northern Germany, nor Poland were fully part of Europe. Since then, many modern analytical geographers like Halford Mackinder have declared that they see little validity in the Ural Mountains as a boundary between continents.
The mapmakers continued to differ on the boundary between the lower Don and Samara well into the 19th century. The 1745 atlas published by the Russian Academy of Sciences has the boundary follow the Don beyond Kalach as far as Serafimovich before cutting north towards Arkhangelsk, while other 18th- to 19th-century mapmakers such as John Cary followed Strahlenberg's prescription. To the south, the Kuma–Manych Depression was identified by a German naturalist, Peter Simon Pallas, as a valley that once connected the Black Sea and the Caspian Sea, and subsequently was proposed as a natural boundary between continents.
By the mid-19th century, there were three main conventions, one following the Don, the Volga–Don Canal and the Volga, the other following the Kuma–Manych Depression to the Caspian and then the Ural River, and the third abandoning the Don altogether, following the Greater Caucasus watershed to the Caspian. The question was still treated as a "controversy" in geographical literature of the 1860s, with Douglas Freshfield advocating the Caucasus crest boundary as the "best possible", citing support from various "modern geographers".
In Russia and the Soviet Union, the boundary along the Kuma–Manych Depression was the most commonly used as early as 1906. In 1958, the Soviet Geographical Society formally recommended that the boundary between the Europe and Asia be drawn in textbooks from Baydaratskaya Bay, on the Kara Sea, along the eastern foot of Ural Mountains, then following the Ural River until the Mugodzhar Hills, and then the Emba River; and Kuma–Manych Depression, thus placing the Caucasus entirely in Asia and the Urals entirely in Europe. The Flora Europaea adopted a boundary along the Terek and Kuban rivers, so southwards from the Kuma and the Manych, but still with the Caucasus entirely in Asia. However, most geographers in the Soviet Union favoured the boundary along the Caucasus crest, and this became the common convention in the later 20th century, although the Kuma–Manych boundary remained in use in some 20th-century maps.
Some view the separation of Eurasia into Asia and Europe as a residue of Eurocentrism: "In physical, cultural and historical diversity, China and India are comparable to the entire European landmass, not to a single European country. [...]."
History
Prehistory
During the 2.5 million years of the Pleistocene, numerous cold phases called glacials (Quaternary ice age), or significant advances of continental ice sheets, in Europe and North America, occurred at intervals of approximately 40,000 to 100,000 years. The long glacial periods were separated by more temperate and shorter interglacials which lasted about 10,000–15,000 years. The last cold episode of the last glacial period ended about 10,000 years ago. Earth is currently in an interglacial period of the Quaternary, called the Holocene.
Homo erectus georgicus, which lived roughly 1.8 million years ago in Georgia, is the earliest hominin to have been discovered in Europe. Other hominin remains, dating back roughly 1 million years, have been discovered in Atapuerca, Spain. Neanderthal man (named after the Neandertal valley in Germany) appeared in Europe 150,000 years ago (115,000 years ago it is found already in the territory of present-day Poland) and disappeared from the fossil record about 40,000 years ago, with their final refuge being the Iberian Peninsula. The Neanderthals were supplanted by modern humans (Cro-Magnons), who seem to have appeared in Europe around 43,000 to 40,000 years ago. However, there is also evidence that Homo sapiens arrived in Europe around 54,000 years ago, some 10,000 years earlier than previously thought. The earliest sites in Europe dated 48,000 years ago are Riparo Mochi (Italy), Geissenklösterle (Germany) and Isturitz (France).
The European Neolithic period—marked by the cultivation of crops and the raising of livestock, increased numbers of settlements and the widespread use of pottery—began around 7000 BCE in Greece and the Balkans, probably influenced by earlier farming practices in Anatolia and the Near East. It spread from the Balkans along the valleys of the Danube and the Rhine (Linear Pottery culture), and along the Mediterranean coast (Cardial culture). Between 4500 and 3000 BCE, these central European neolithic cultures developed further to the west and the north, transmitting newly acquired skills in producing copper artifacts. In Western Europe the Neolithic period was characterised not by large agricultural settlements but by field monuments, such as causewayed enclosures, burial mounds and megalithic tombs. The Corded Ware cultural horizon flourished at the transition from the Neolithic to the Chalcolithic. During this period giant megalithic monuments, such as the Megalithic Temples of Malta and Stonehenge, were constructed throughout Western and Southern Europe.
The modern native populations of Europe largely descend from three distinct lineages: Mesolithic hunter-gatherers, descended from populations associated with the Paleolithic Epigravettian culture; Neolithic Early European Farmers who migrated from Anatolia during the Neolithic Revolution 9,000 years ago; and Yamnaya Steppe herders who expanded into Europe from the Pontic–Caspian steppe of Ukraine and southern Russia in the context of Indo-European migrations 5,000 years ago. The European Bronze Age began c. 3200 BCE in Greece with the Minoan civilisation on Crete, the first advanced civilisation in Europe. The Minoans were followed by the Myceneans, who collapsed suddenly around 1200 BCE, ushering the European Iron Age. Iron Age colonisation by the Greeks and Phoenicians gave rise to early Mediterranean cities. Early Iron Age Italy and Greece from around the 8th century BCE gradually gave rise to historical Classical antiquity, whose beginning is sometimes dated to 776 BCE, the year of the first Olympic Games.
Classical antiquity
Ancient Greece was the founding culture of Western civilisation. Western democratic and rationalist culture are often attributed to Ancient Greece. The Greek city-state, the polis, was the fundamental political unit of classical Greece. In 508 BCE, Cleisthenes instituted the world's first democratic system of government in Athens. The Greek political ideals were rediscovered in the late 18th century by European philosophers and idealists. Greece also generated many cultural contributions: in philosophy, humanism and rationalism under Aristotle, Socrates and Plato; in history with Herodotus and Thucydides; in dramatic and narrative verse, starting with the epic poems of Homer; in drama with Sophocles and Euripides; in medicine with Hippocrates and Galen; and in science with Pythagoras, Euclid, and Archimedes. In the course of the 5th century BCE, several of the Greek city states would ultimately check the Achaemenid Persian advance in Europe through the Greco-Persian Wars, considered a pivotal moment in world history, as the 50 years of peace that followed are known as Golden Age of Athens, the seminal period of ancient Greece that laid many of the foundations of Western civilisation.
Greece was followed by Rome, which left its mark on law, politics, language, engineering, architecture, government, and many more key aspects in western civilisation. By 200 BCE, Rome had conquered Italy and over the following two centuries it conquered Greece, Hispania (Spain and Portugal), the North African coast, much of the Middle East, Gaul (France and Belgium), and Britannia (England and Wales).
Expanding from their base in central Italy beginning in the third century BCE, the Romans gradually expanded to eventually rule the entire Mediterranean basin and Western Europe by the turn of the millennium. The Roman Republic ended in 27 BCE, when Augustus proclaimed the Roman Empire. The two centuries that followed are known as the pax romana, a period of unprecedented peace, prosperity and political stability in most of Europe. The empire continued to expand under emperors such as Antoninus Pius and Marcus Aurelius, who spent time on the Empire's northern border fighting Germanic, Pictish and Scottish tribes. Christianity was legalised by Constantine I in 313 CE after three centuries of imperial persecution. Constantine also permanently moved the capital of the empire from Rome to the city of Byzantium (modern-day Istanbul) which was renamed Constantinople in his honour in 330 CE. Christianity became the sole official religion of the empire in 380 CE, and in 391–392 CE the emperor Theodosius outlawed pagan religions. This is sometimes considered to mark the end of antiquity; alternatively antiquity is considered to end with the fall of the Western Roman Empire in 476 CE; the closure of the pagan Platonic Academy of Athens in 529 CE; or the rise of Islam in the early 7th century CE. During most of its existence, the Byzantine Empire was one of the most powerful economic, cultural, and military forces in Europe.
Early Middle Ages
During the decline of the Roman Empire, Europe entered a long period of change arising from what historians call the "Age of Migrations". There were numerous invasions and migrations amongst the Ostrogoths, Visigoths, Goths, Vandals, Huns, Franks, Angles, Saxons, Slavs, Avars, Bulgars, Vikings, Pechenegs, Cumans, and Magyars. Renaissance thinkers such as Petrarch would later refer to this as the "Dark Ages".
Isolated monastic communities were the only places to safeguard and compile written knowledge accumulated previously; apart from this, very few written records survive. Much literature, philosophy, mathematics, and other thinking from the classical period disappeared from Western Europe, though they were preserved in the east, in the Byzantine Empire.
While the Roman empire in the west continued to decline, Roman traditions and the Roman state remained strong in the predominantly Greek-speaking Eastern Roman Empire, also known as the Byzantine Empire. During most of its existence, the Byzantine Empire was the most powerful economic, cultural, and military force in Europe. Emperor Justinian I presided over Constantinople's first golden age: he established a legal code that forms the basis of many modern legal systems, funded the construction of the Hagia Sophia and brought the Christian church under state control.
From the 7th century onwards, as the Byzantines and neighbouring Sasanid Persians were severely weakened due to the protracted, centuries-lasting and frequent Byzantine–Sasanian wars, the Muslim Arabs began to make inroads into historically Roman territory, taking the Levant and North Africa and making inroads into Asia Minor. In the mid-7th century, following the Muslim conquest of Persia, Islam penetrated into the Caucasus region. Over the next centuries Muslim forces took Cyprus, Malta, Crete, Sicily, and parts of southern Italy. Between 711 and 720, most of the lands of the Visigothic Kingdom of Iberia were brought under Muslim rule—save for small areas in the northwest (Asturias) and largely Basque regions in the Pyrenees. This territory, under the Arabic name Al-Andalus, became part of the expanding Umayyad Caliphate. The unsuccessful second siege of Constantinople (717) weakened the Umayyad dynasty and reduced their prestige. The Umayyads were then defeated by the Frankish leader Charles Martel at the Battle of Poitiers in 732, which ended their northward advance. In the remote regions of north-western Iberia and the middle Pyrenees the power of the Muslims in the south was scarcely felt. It was here that the foundations of the Christian kingdoms of Asturias, Leon, and Galicia were laid and from where the reconquest of the Iberian Peninsula would start. However, no coordinated attempt would be made to drive the Moors out. The Christian kingdoms were mainly focused on their own internal power struggles. As a result, the Reconquista took the greater part of eight hundred years, in which period a long list of Alfonsos, Sanchos, Ordoños, Ramiros, Fernandos, and Bermudos would be fighting their Christian rivals as much as the Muslim invaders.
During the Dark Ages, the Western Roman Empire fell under the control of various tribes. The Germanic and Slav tribes established their domains over Western and Eastern Europe, respectively. Eventually the Frankish tribes were united under Clovis I. Charlemagne, a Frankish king of the Carolingian dynasty who had conquered most of Western Europe, was anointed "Holy Roman Emperor" by the Pope in 800. This led in 962 to the founding of the Holy Roman Empire, which eventually became centred in the German principalities of central Europe.
East Central Europe saw the creation of the first Slavic states and the adoption of Christianity (. The powerful West Slavic state of Great Moravia spread its territory all the way south to the Balkans, reaching its largest territorial extent under Svatopluk I and causing a series of armed conflicts with East Francia. Further south, the first South Slavic states emerged in the late 7th and 8th century and adopted Christianity: the First Bulgarian Empire, the Serbian Principality (later Kingdom and Empire), and the Duchy of Croatia (later Kingdom of Croatia). To the east, Kievan Rus' expanded from its capital in Kiev to become the largest state in Europe by the 10th century. In 988, Vladimir the Great adopted Orthodox Christianity as the religion of state. Further east, Volga Bulgaria became an Islamic state in the 10th century, but was eventually absorbed into Russia several centuries later.
High and Late Middle Ages
The period between the year 1000 and 1250 is known as the High Middle Ages, followed by the Late Middle Ages until c. 1500.
During the High Middle Ages the population of Europe experienced significant growth, culminating in the Renaissance of the 12th century. Economic growth, together with the lack of safety on the mainland trading routes, made possible the development of major commercial routes along the coast of the Mediterranean and Baltic Seas. The growing wealth and independence acquired by some coastal cities gave the Maritime Republics a leading role in the European scene.
The Middle Ages on the mainland were dominated by the two upper echelons of the social structure: the nobility and the clergy. Feudalism developed in France in the Early Middle Ages, and soon spread throughout Europe. A struggle for influence between the nobility and the monarchy in England led to the writing of Magna Carta and the establishment of a parliament. The primary source of culture in this period came from the Roman Catholic Church. Through monasteries and cathedral schools, the Church was responsible for education in much of Europe.
The Papacy reached the height of its power during the High Middle Ages. An East-West Schism in 1054 split the former Roman Empire religiously, with the Eastern Orthodox Church in the Byzantine Empire and the Roman Catholic Church in the former Western Roman Empire. In 1095 Pope Urban II called for a crusade against Muslims occupying Jerusalem and the Holy Land. In Europe itself, the Church organised the Inquisition against heretics. In the Iberian Peninsula, the Reconquista concluded with the fall of Granada in 1492, ending over seven centuries of Islamic rule in the south-western peninsula.
In the east, a resurgent Byzantine Empire recaptured Crete and Cyprus from the Muslims, and reconquered the Balkans. Constantinople was the largest and wealthiest city in Europe from the 9th to the 12th centuries, with a population of approximately 400,000. The Empire was weakened following the defeat at Manzikert, and was weakened considerably by the sack of Constantinople in 1204, during the Fourth Crusade. Although it would recover Constantinople in 1261, Byzantium fell in 1453 when Constantinople was taken by the Ottoman Empire.
In the 11th and 12th centuries, constant incursions by nomadic Turkic tribes, such as the Pechenegs and the Cuman-Kipchaks, caused a massive migration of Slavic populations to the safer, heavily forested regions of the north, and temporarily halted the expansion of the Rus' state to the south and east. Like many other parts of Eurasia, these territories were overrun by the Mongols. The invaders, who became known as Tatars, were mostly Turkic-speaking peoples under Mongol suzerainty. They established the state of the Golden Horde with headquarters in Crimea, which later adopted Islam as a religion, and ruled over modern-day southern and central Russia for more than three centuries. After the collapse of Mongol dominions, the first Romanian states (principalities) emerged in the 14th century: Moldavia and Walachia. Previously, these territories were under the successive control of Pechenegs and Cumans. From the 12th to the 15th centuries, the Grand Duchy of Moscow grew from a small principality under Mongol rule to the largest state in Europe, overthrowing the Mongols in 1480, and eventually becoming the Tsardom of Russia. The state was consolidated under Ivan III the Great and Ivan the Terrible, steadily expanding to the east and south over the next centuries.
The Great Famine of 1315–1317 was the first crisis that would strike Europe in the late Middle Ages. The period between 1348 and 1420 witnessed the heaviest loss. The population of France was reduced by half. Medieval Britain was afflicted by 95 famines, and France suffered the effects of 75 or more in the same period. Europe was devastated in the mid-14th century by the Black Death, one of the most deadly pandemics in human history which killed an estimated 25 million people in Europe alone—a third of the European population at the time.
The plague had a devastating effect on Europe's social structure; it induced people to live for the moment as illustrated by Giovanni Boccaccio in The Decameron (1353). It was a serious blow to the Roman Catholic Church and led to increased persecution of Jews, beggars and lepers. The plague is thought to have returned every generation with varying virulence and mortalities until the 18th century. During this period, more than 100 plague epidemics swept across Europe.
Early modern period
The Renaissance was a period of cultural change originating in Florence, and later spreading to the rest of Europe. The rise of a new humanism was accompanied by the recovery of forgotten classical Greek and Arabic knowledge from monastic libraries, often translated from Arabic into Latin. The Renaissance spread across Europe between the 14th and 16th centuries: it saw the flowering of art, philosophy, music, and the sciences, under the joint patronage of royalty, the nobility, the Roman Catholic Church and an emerging merchant class. Patrons in Italy, including the Medici family of Florentine bankers and the Popes in Rome, funded prolific quattrocento and cinquecento artists such as Raphael, Michelangelo and Leonardo da Vinci.
Political intrigue within the Church in the mid-14th century caused the Western Schism. During this forty-year period, two popes—one in Avignon and one in Rome—claimed rulership over the Church. Although the schism was eventually healed in 1417, the papacy's spiritual authority had suffered greatly. In the 15th century, Europe started to extend itself beyond its geographic frontiers. Spain and Portugal, the greatest naval powers of the time, took the lead in exploring the world. Exploration reached the Southern Hemisphere in the Atlantic and the southern tip of Africa. Christopher Columbus reached the New World in 1492, and Vasco da Gama opened the ocean route to the East linking the Atlantic and Indian Oceans in 1498. The Portuguese-born explorer Ferdinand Magellan reached Asia westward across the Atlantic and the Pacific Oceans in a Spanish expedition, resulting in the first circumnavigation of the globe, completed by the Spaniard Juan Sebastián Elcano (1519–1522). Soon after, the Spanish and Portuguese began establishing large global empires in the Americas, Asia, Africa and Oceania. France, the Netherlands and England soon followed in building large colonial empires with vast holdings in Africa, the Americas and Asia. In 1588, a Spanish armada failed to invade England. A year later England tried unsuccessfully to invade Spain, allowing Philip II of Spain to maintain his dominant war capacity in Europe. This English disaster also allowed the Spanish fleet to retain its capability to wage war for the next decades. However, two more Spanish armadas failed to invade England (2nd Spanish Armada and 3rd Spanish Armada).
The Church's power was further weakened by the Protestant Reformation in 1517 when German theologian Martin Luther nailed his Ninety-five Theses criticising the selling of indulgences to the church door. He was subsequently excommunicated in the papal bull Exsurge Domine in 1520 and his followers were condemned in the 1521 Diet of Worms, which divided German princes between Protestant and Roman Catholic faiths. Religious fighting and warfare spread with Protestantism. The plunder of the empires of the Americas allowed Spain to finance religious persecution in Europe for over a century. The Thirty Years' War (1618–1648) crippled the Holy Roman Empire and devastated much of Germany, killing between 25 and 40 percent of its population. In the aftermath of the Peace of Westphalia, France rose to predominance within Europe. The defeat of the Ottoman Turks at the Battle of Vienna in 1683 marked the historic end of Ottoman expansion into Europe.
The 17th century in Central and parts of Eastern Europe was a period of general decline; the region experienced more than 150 famines in a 200-year period between 1501 and 1700. From the Union of Krewo (1385) east-central Europe was dominated by the Kingdom of Poland and the Grand Duchy of Lithuania. The hegemony of the vast Polish–Lithuanian Commonwealth had ended with the devastation brought by the Second Northern War (Deluge) and subsequent conflicts; the state itself was partitioned and ceased to exist at the end of the 18th century.
From the 15th to 18th centuries, when the disintegrating khanates of the Golden Horde were conquered by Russia, Tatars from the Crimean Khanate frequently raided Eastern Slavic lands to capture slaves. Further east, the Nogai Horde and Kazakh Khanate frequently raided the Slavic-speaking areas of contemporary Russia and Ukraine for hundreds of years, until the Russian expansion and conquest of most of northern Eurasia (i.e. Eastern Europe, Central Asia and Siberia).
The Renaissance and the New Monarchs marked the start of an Age of Discovery, a period of exploration, invention and scientific development. Among the great figures of the Western scientific revolution of the 16th and 17th centuries were Copernicus, Kepler, Galileo and Isaac Newton. According to Peter Barrett, "It is widely accepted that 'modern science' arose in the Europe of the 17th century (towards the end of the Renaissance), introducing a new understanding of the natural world."
18th and 19th centuries
The Seven Years' War brought to an end the "Old System" of alliances in Europe. Consequently, when the American Revolutionary War turned into a global war between 1778 and 1783, Britain found itself opposed by a strong coalition of European powers, and lacking any substantial ally.
The Age of Enlightenment was a powerful intellectual movement during the 18th century promoting scientific and reason-based thoughts. Discontent with the aristocracy and clergy's monopoly on political power in France resulted in the French Revolution, and the establishment of the First Republic as a result of which the monarchy and many of the nobility perished during the initial reign of terror. Napoleon Bonaparte rose to power in the aftermath of the French Revolution, and established the First French Empire that, during the Napoleonic Wars, grew to encompass large parts of Europe before collapsing in 1815 with the Battle of Waterloo. Napoleonic rule resulted in the further dissemination of the ideals of the French Revolution, including that of the nation state, as well as the widespread adoption of the French models of administration, law and education. The Congress of Vienna, convened after Napoleon's downfall, established a new balance of power in Europe centred on the five "Great Powers": the UK, France, Prussia, Austria and Russia. This balance would remain in place until the Revolutions of 1848, during which liberal uprisings affected all of Europe except for Russia and the UK. These revolutions were eventually put down by conservative elements and few reforms resulted. The year 1859 saw the unification of Romania, as a nation state, from smaller principalities. In 1867, the Austro-Hungarian empire was formed; 1871 saw the unifications of both Italy and Germany as nation-states from smaller principalities.
In parallel, the Eastern Question grew more complex ever since the Ottoman defeat in the Russo-Turkish War (1768–1774). As the dissolution of the Ottoman Empire seemed imminent, the Great Powers struggled to safeguard their strategic and commercial interests in the Ottoman domains. The Russian Empire stood to benefit from the decline, whereas the Habsburg Empire and Britain perceived the preservation of the Ottoman Empire to be in their best interests. Meanwhile, the Serbian Revolution (1804) and Greek War of Independence (1821) marked the beginning of the end of Ottoman rule in the Balkans, which ended with the Balkan Wars in 1912–1913. Formal recognition of the de facto independent principalities of Montenegro, Serbia and Romania ensued at the Congress of Berlin in 1878.
The Industrial Revolution started in Great Britain in the last part of the 18th century and spread throughout Europe. The invention and implementation of new technologies resulted in rapid urban growth, mass employment and the rise of a new working class. Reforms in social and economic spheres followed, including the first laws on child labour, the legalisation of trade unions, and the abolition of slavery. In Britain, the Public Health Act of 1875 was passed, which significantly improved living conditions in many British cities. Europe's population increased from about 100 million in 1700 to 400 million by 1900. The last major famine recorded in Western Europe, the Great Famine of Ireland, caused death and mass emigration of millions of Irish people. In the 19th century, 70 million people left Europe in migrations to various European colonies abroad and to the United States. The industrial revolution also led to large population growth, and the reached a peak of slightly above 25% around the year 1913.
20th century to the present
Two world wars and an economic depression dominated the first half of the 20th century. The First World War was fought between 1914 and 1918. It started when Archduke Franz Ferdinand of Austria was assassinated by the Yugoslav nationalist Gavrilo Princip. Most European nations were drawn into the war, which was fought between the Entente Powers (France, Belgium, Serbia, Portugal, Russia, the United Kingdom, and later Italy, Greece, Romania, and the United States) and the Central Powers (Austria-Hungary, Germany, Bulgaria, and the Ottoman Empire). The war left more than 16 million civilians and military dead. Over 60 million European soldiers were mobilised from 1914 to 1918.
Russia was plunged into the Russian Revolution, which threw down the Tsarist monarchy and replaced it with the communist Soviet Union, leading also to the independence of many former Russian governorates, such as Finland, Estonia, Latvia and Lithuania, as new European countries. Austria-Hungary and the Ottoman Empire collapsed and broke up into separate nations, and many other nations had their borders redrawn. The Treaty of Versailles, which officially ended the First World War in 1919, was harsh towards Germany, upon whom it placed full responsibility for the war and imposed heavy sanctions. Excess deaths in Russia over the course of the First World War and the Russian Civil War (including the postwar famine) amounted to a combined total of 18 million. In 1932–1933, under Stalin's leadership, confiscations of grain by the Soviet authorities contributed to the second Soviet famine which caused millions of deaths; surviving kulaks were persecuted and many sent to Gulags to do forced labour. Stalin was also responsible for the Great Purge of 1937–38 in which the NKVD executed 681,692 people; millions of people were deported and exiled to remote areas of the Soviet Union.
The social revolutions sweeping through Russia also affected other European nations following The Great War: in 1919, with the Weimar Republic in Germany and the First Austrian Republic; in 1922, with Mussolini's one-party fascist government in the Kingdom of Italy and in Atatürk's Turkish Republic, adopting the Western alphabet and state secularism.
Economic instability, caused in part by debts incurred in the First World War and 'loans' to Germany played havoc in Europe in the late 1920s and 1930s. This, and the Wall Street Crash of 1929, brought about the worldwide Great Depression. Helped by the economic crisis, social instability and the threat of communism, fascist movements developed throughout Europe placing Adolf Hitler in power of what became Nazi Germany.
In 1933, Hitler became the leader of Germany and began to work towards his goal of building Greater Germany. Germany re-expanded and took back the Saarland and Rhineland in 1935 and 1936. In 1938, Austria became a part of Germany following the Anschluss. Following the Munich Agreement signed by Germany, France, the United Kingdom, and Italy, later in 1938 Germany annexed the Sudetenland, which was a part of Czechoslovakia inhabited by ethnic Germans. In early 1939, the remainder of Czechoslovakia was split into the Protectorate of Bohemia and Moravia, controlled by Germany and the Slovak Republic. At the time, the United Kingdom and France preferred a policy of appeasement.
With tensions mounting between Germany and Poland over the future of Danzig, the Germans turned to the Soviets and signed the Molotov–Ribbentrop Pact, which allowed the Soviets to invade the Baltic states and parts of Poland and Romania. Germany invaded Poland on 1 September 1939, prompting France and the United Kingdom to declare war on Germany on 3 September, opening the European Theatre of the Second World War. The Soviet invasion of Poland started on 17 September and Poland fell soon thereafter. On 24 September, the Soviet Union attacked the Baltic countries and, on 30 November, Finland, the latter of which was followed by the devastating Winter War for the Red Army. The British hoped to land at Narvik and send troops to aid Finland, but their primary objective in the landing was to encircle Germany and cut the Germans off from Scandinavian resources. Around the same time, Germany moved troops into Denmark. The Phoney War continued.
In May 1940, Germany attacked France through the Low Countries. France capitulated in June 1940. By August, Germany had begun a bombing offensive against the United Kingdom but failed to convince the Britons to give up. In 1941, Germany invaded the Soviet Union in Operation Barbarossa. On 7 December 1941 Japan's attack on Pearl Harbor drew the United States into the conflict as allies of the British Empire, and other allied forces.
After the staggering Battle of Stalingrad in 1943, the German offensive in the Soviet Union turned into a continual fallback. The Battle of Kursk, which involved the largest tank battle in history, was the last major German offensive on the Eastern Front. In June 1944, British and American forces invaded France in the D-Day landings, opening a new front against Germany. Berlin finally fell in 1945, ending the Second World War in Europe. The war was the largest and most destructive in human history, with 60 million dead across the world. More than 40 million people in Europe had died as a result of the Second World War, including between 11 and 17 million people who perished during the Holocaust. The Soviet Union lost around 27 million people (mostly civilians) during the war, about half of all Second World War casualties. By the end of the Second World War, Europe had more than 40 million refugees. Several post-war expulsions in Central and Eastern Europe displaced a total of about 20 million people.
The First World War, and especially the Second World War, diminished the eminence of Western Europe in world affairs. After the Second World War the map of Europe was redrawn at the Yalta Conference and divided into two blocs, the Western countries and the communist Eastern bloc, separated by what was later called by Winston Churchill an "Iron Curtain". The United States and Western Europe established the NATO alliance and, later, the Soviet Union and Central Europe established the Warsaw Pact. Particular hot spots after the Second World War were Berlin and Trieste, whereby the Free Territory of Trieste, founded in 1947 with the UN, was dissolved in 1954 and 1975, respectively. The Berlin blockade in 1948 and 1949 and the construction of the Berlin Wall in 1961 were one of the great international crises of the Cold War.
The two new superpowers, the United States and the Soviet Union, became locked in a fifty-year-long Cold War, centred on nuclear proliferation. At the same time decolonisation, which had already started after the First World War, gradually resulted in the independence of most of the European colonies in Asia and Africa.
In the 1980s the reforms of Mikhail Gorbachev and the Solidarity movement in Poland weakened the previously rigid communist system. The opening of the Iron Curtain at the Pan-European Picnic then set in motion a peaceful chain reaction, at the end of which the Eastern bloc, the Warsaw Pact and other communist states collapsed, and the Cold War ended. Germany was reunited, after the symbolic fall of the Berlin Wall in 1989 and the maps of Central and Eastern Europe were redrawn once more. This made old previously interrupted cultural and economic relationships possible, and previously isolated cities such as Berlin, Prague, Vienna, Budapest and Trieste were now again in the centre of Europe.
European integration also grew after the Second World War. In 1949 the Council of Europe was founded, following a speech by Sir Winston Churchill, with the idea of unifying Europe to achieve common goals. It includes all European states except for Belarus, Russia, and Vatican City. The Treaty of Rome in 1957 established the European Economic Community between six Western European states with the goal of a unified economic policy and common market. In 1967 the EEC, European Coal and Steel Community, and Euratom formed the European Community, which in 1993 became the European Union. The EU established a parliament, court and central bank, and introduced the euro as a unified currency. Between 2004 and 2013, more Central European countries began joining, expanding the EU to 28 European countries and once more making Europe a major economical and political centre of power. However, the United Kingdom withdrew from the EU on 31 January 2020, as a result of a June 2016 referendum on EU membership. The Russo-Ukrainian conflict, which has been ongoing since 2014, steeply escalated when Russia launched a full-scale invasion of Ukraine on 24 February 2022, marking the largest humanitarian and refugee crisis in Europe since the Second World War and the Yugoslav Wars.
Geography
Europe makes up the western fifth of the Eurasian landmass. It has a higher ratio of coast to landmass than any other continent or subcontinent. Its maritime borders consist of the Arctic Ocean to the north, the Atlantic Ocean to the west and the Mediterranean, Black and Caspian Seas to the south.
Land relief in Europe shows great variation within relatively small areas. The southern regions are more mountainous, while moving north the terrain descends from the high Alps, Pyrenees and Carpathians, through hilly uplands, into broad, low northern plains, which are vast in the east. This extended lowland is known as the Great European Plain and at its heart lies the North German Plain. An arc of uplands also exists along the north-western seaboard, which begins in the western parts of the islands of Britain and Ireland, and then continues along the mountainous, fjord-cut spine of Norway.
This description is simplified. Subregions such as the Iberian Peninsula and the Italian Peninsula contain their own complex features, as does mainland Central Europe itself, where the relief contains many plateaus, river valleys and basins that complicate the general trend. Sub-regions like Iceland, Britain and Ireland are special cases. The former is a land unto itself in the northern ocean that is counted as part of Europe, while the latter are upland areas that were once joined to the mainland until rising sea levels cut them off.
Climate
Europe lies mainly in the temperate climate zone of the northern hemisphere, where the prevailing wind direction is from the west. The climate is milder in comparison to other areas of the same latitude around the globe due to the influence of the Gulf Stream, an ocean current which carries warm water from the Gulf of Mexico across the Atlantic Ocean to Europe. The Gulf Stream is nicknamed "Europe's central heating", because it makes Europe's climate warmer and wetter than it would otherwise be. The Gulf Stream not only carries warm water to Europe's coast but also warms up the prevailing westerly winds that blow across the continent from the Atlantic Ocean.
Therefore, the average temperature throughout the year of Aveiro is , while it is only in New York City which is almost on the same latitude, bordering the same ocean. Berlin, Germany; Calgary, Canada; and Irkutsk, in far south-eastern Russia, lie on around the same latitude; January temperatures in Berlin average around higher than those in Calgary and they are almost higher than average temperatures in Irkutsk.
The large water masses of the Mediterranean Sea, which equalise the temperatures on an annual and daily average, are also of particular importance. The water of the Mediterranean extends from the Sahara desert to the Alpine arc in its northernmost part of the Adriatic Sea near Trieste.
In general, Europe is not just colder towards the north compared to the south, but it also gets colder from the west towards the east. The climate is more oceanic in the west and less so in the east. This can be illustrated by the following table of average temperatures at locations roughly following the 64th, 60th, 55th, 50th, 45th and 40th latitudes. None of them is located at high altitude; most of them are close to the sea.
It is notable how the average temperatures for the coldest month, as well as the annual average temperatures, drop from the west to the east. For instance, Edinburgh is warmer than Belgrade during the coldest month of the year, although Belgrade is around 10° of latitude farther south.
Climate change
Geology
The geological history of Europe traces back to the formation of the Baltic Shield (Fennoscandia) and the Sarmatian craton, both around 2.25 billion years ago, followed by the Volgo–Uralia shield, the three together leading to the East European craton (≈ Baltica) which became a part of the supercontinent Columbia. Around 1.1 billion years ago, Baltica and Arctica (as part of the Laurentia block) became joined to Rodinia, later resplitting around 550 million years ago to reform as Baltica. Around 440 million years ago Euramerica was formed from Baltica and Laurentia; a further joining with Gondwana then leading to the formation of Pangea. Around 190 million years ago, Gondwana and Laurasia split apart due to the widening of the Atlantic Ocean. Finally and very soon afterwards, Laurasia itself split up again, into Laurentia (North America) and the Eurasian continent. The land connection between the two persisted for a considerable time, via Greenland, leading to interchange of animal species. From around 50 million years ago, rising and falling sea levels have determined the actual shape of Europe and its connections with continents such as Asia. Europe's present shape dates to the late Tertiary period about five million years ago.
The geology of Europe is hugely varied and complex and gives rise to the wide variety of landscapes found across the continent, from the Scottish Highlands to the rolling plains of Hungary. Europe's most significant feature is the dichotomy between highland and mountainous Southern Europe and a vast, partially underwater, northern plain ranging from Ireland in the west to the Ural Mountains in the east. These two halves are separated by the mountain chains of the Pyrenees and Alps/Carpathians. The northern plains are delimited in the west by the Scandinavian Mountains and the mountainous parts of the British Isles. Major shallow water bodies submerging parts of the northern plains are the Celtic Sea, the North Sea, the Baltic Sea complex and Barents Sea.
The northern plain contains the old geological continent of Baltica and so may be regarded geologically as the "main continent", while peripheral highlands and mountainous regions in the south and west constitute fragments from various other geological continents. Most of the older geology of western Europe existed as part of the ancient microcontinent Avalonia.
Flora
Having lived side by side with agricultural peoples for millennia, Europe's animals and plants have been profoundly affected by the presence and activities of humans. With the exception of Fennoscandia and northern Russia, few areas of untouched wilderness are currently found in Europe, except for various national parks.
The main natural vegetation cover in Europe is mixed forest. The conditions for growth are very favourable. In the north, the Gulf Stream and North Atlantic Drift warm the continent. Southern Europe has a warm but mild climate. There are frequent summer droughts in this region. Mountain ridges also affect the conditions. Some of these, such as the Alps and the Pyrenees, are oriented east–west and allow the wind to carry large masses of water from the ocean in the interior. Others are oriented south–north (Scandinavian Mountains, Dinarides, Carpathians, Apennines) and because the rain falls primarily on the side of mountains that is oriented towards the sea, forests grow well on this side, while on the other side, the conditions are much less favourable. Few corners of mainland Europe have not been grazed by livestock at some point in time, and the cutting down of the preagricultural forest habitat caused disruption to the original plant and animal ecosystems.
Possibly 80 to 90 percent of Europe was once covered by forest. It stretched from the Mediterranean Sea to the Arctic Ocean. Although over half of Europe's original forests disappeared through the centuries of deforestation, Europe still has over one quarter of its land area as forest, such as the broadleaf and mixed forests, taiga of Scandinavia and Russia, mixed rainforests of the Caucasus and the Cork oak forests in the western Mediterranean. During recent times, deforestation has been slowed and many trees have been planted. However, in many cases monoculture plantations of conifers have replaced the original mixed natural forest, because these grow quicker. The plantations now cover vast areas of land, but offer poorer habitats for many European forest dwelling species which require a mixture of tree species and diverse forest structure. The amount of natural forest in Western Europe is just 2–3% or less, while in its Western Russia its 5–10%. The European country with the smallest percentage of forested area is Iceland (1%), while the most forested country is Finland (77%).
In temperate Europe, mixed forest with both broadleaf and coniferous trees dominate. The most important species in central and western Europe are beech and oak. In the north, the taiga is a mixed spruce–pine–birch forest; further north within Russia and extreme northern Scandinavia, the taiga gives way to tundra as the Arctic is approached. In the Mediterranean, many olive trees have been planted, which are very well adapted to its arid climate; Mediterranean Cypress is also widely planted in southern Europe. The semi-arid Mediterranean region hosts much scrub forest. A narrow east–west tongue of Eurasian grassland (the steppe) extends westwards from Ukraine and southern Russia and ends in Hungary and traverses into taiga to the north.
Fauna
Glaciation during the most recent ice age and the presence of humans affected the distribution of European fauna. As for the animals, in many parts of Europe most large animals and top predator species have been hunted to extinction. The woolly mammoth was extinct before the end of the Neolithic period. Today wolves (carnivores) and bears (omnivores) are endangered. Once they were found in most parts of Europe. However, deforestation and hunting caused these animals to withdraw further and further. By the Middle Ages the bears' habitats were limited to more or less inaccessible mountains with sufficient forest cover. Today, the brown bear lives primarily in the Balkan peninsula, Scandinavia and Russia; a small number also persist in other countries across Europe (Austria, Pyrenees etc.), but in these areas brown bear populations are fragmented and marginalised because of the destruction of their habitat. In addition, polar bears may be found on Svalbard, a Norwegian archipelago far north of Scandinavia. The wolf, the second-largest predator in Europe after the brown bear, can be found primarily in Central and Eastern Europe and in the Balkans, with a handful of packs in pockets of Western Europe (Scandinavia, Spain, etc.).
Other carnivores include the European wildcat, red fox and arctic fox, the golden jackal, different species of martens, the European hedgehog, different species of reptiles (like snakes such as vipers and grass snakes) and amphibians, as well as different birds (owls, hawks and other birds of prey).
Important European herbivores are snails, larvae, fish, different birds and mammals, like rodents, deer and roe deer, boars and living in the mountains, marmots, steinbocks, chamois among others. A number of insects, such as the small tortoiseshell butterfly, add to the biodiversity.
Sea creatures are also an important part of European flora and fauna. The sea flora is mainly phytoplankton. Important animals that live in European seas are zooplankton, molluscs, echinoderms, different crustaceans, squids and octopuses, fish, dolphins and whales.
Biodiversity is protected in Europe through the Council of Europe's Bern Convention, which has also been signed by the European Community as well as non-European states.
Politics
The political map of Europe is substantially derived from the re-organisation of Europe following the Napoleonic Wars in 1815. The prevalent form of government in Europe is parliamentary democracy, in most cases in the form of republic; in 1815, the prevalent form of government was still the monarchy. Europe's remaining eleven monarchies are constitutional.
European integration is the process of political, legal, economic (and in some cases social and cultural) integration of European states as it has been pursued by the powers sponsoring the Council of Europe since the end of the Second World War. The European Union has been the focus of economic integration on the continent since its foundation in 1993. More recently, the Eurasian Economic Union has been established as a counterpart comprising former Soviet states.
27 European states are members of the politico-economic European Union, 26 of the border-free Schengen Area and 20 of the monetary union Eurozone. Among the smaller European organisations are the Nordic Council, the Benelux, the Baltic Assembly, and the Visegrád Group.
The least democratic countries in Europe are Belarus, Russia, and Turkey in 2024 according to the V-Dem Democracy indices.
List of states and territories
This list includes all internationally recognised sovereign countries falling even partially under any common geographical or political definitions of Europe.
Within the above-mentioned states are several de facto independent countries with limited to no international recognition. None of them are members of the UN:
Several dependencies and similar territories with broad autonomy are also found within or close to Europe. This includes Åland (an autonomous county of Finland), two autonomous territories of the Kingdom of Denmark (other than Denmark proper), three Crown Dependencies and two British Overseas Territories. Svalbard is also included due to its unique status within Norway, although it is not autonomous. Not included are the three countries of the United Kingdom with devolved powers and the two Autonomous Regions of Portugal, which despite having a unique degree of autonomy, are not largely self-governing in matters other than international affairs. Areas with little more than a unique tax status, such as the Canary Islands and Heligoland, are also not included for this reason.
Economy
As a continent, the economy of Europe is currently the largest on Earth and it is the richest region as measured by assets under management with over $32.7 trillion compared to North America's $27.1 trillion in 2008. In 2009 Europe remained the wealthiest region. Its $37.1 trillion in assets under management represented one-third of the world's wealth. It was one of several regions where wealth surpassed its precrisis year-end peak. As with other continents, Europe has a large wealth gap among its countries. The richer states tend to be in the Northwest and West in general, followed by Central Europe, while most economies of Eastern and Southeastern Europe are still reemerging from the collapse of the Soviet Union and the breakup of Yugoslavia.
The model of the Blue Banana was designed as an economic geographic representation of the respective economic power of the regions, which was further developed into the Golden Banana or Blue Star. The trade between East and West, as well as towards Asia, which had been disrupted for a long time by the two world wars, new borders and the Cold War, increased sharply after 1989. In addition, there is new impetus from the Chinese Belt and Road Initiative across the Suez Canal towards Africa and Asia.
The European Union, a political entity composed of 27 European states, comprises the largest single economic area in the world. Nineteen EU countries share the euro as a common currency.
Five European countries rank in the top ten of the world's largest national economies in GDP (PPP). This includes (ranks according to the CIA): Germany (6), Russia (7), the United Kingdom (10), France (11) and Italy (13).
Some European countries are much richer than others. The richest in terms of nominal GDP is Monaco with its US$185,829 per capita (2018) and the poorest is Ukraine with its US$3,659 per capita (2019).
As a whole, Europe's GDP per capita is US$21,767 according to a 2016 International Monetary Fund assessment.
Economic history
Industrial growth (1760–1945)
Capitalism has been dominant in the Western world since the end of feudalism. From Britain, it gradually spread throughout Europe. The Industrial Revolution started in Europe, specifically the United Kingdom in the late 18th century, and the 19th century saw Western Europe industrialise. Economies were disrupted by the First World War, but by the beginning of the Second World War, they had recovered and were having to compete with the growing economic strength of the United States. The Second World War, again, damaged much of Europe's industries.
Cold War (1945–1991)
After the Second World War the economy of the UK was in a state of ruin, and continued to suffer relative economic decline in the following decades. Italy was also in a poor economic condition but regained a high level of growth by the 1950s. West Germany recovered quickly and had doubled production from pre-war levels by the 1950s. France also staged a remarkable comeback enjoying rapid growth and modernisation; later on Spain, under the leadership of Franco, also recovered and the nation recorded huge unprecedented economic growth beginning in the 1960s in what is called the Spanish miracle. The majority of Central and Eastern European states came under the control of the Soviet Union and thus were members of the Council for Mutual Economic Assistance (COMECON).
The states which retained a free-market system were given a large amount of aid by the United States under the Marshall Plan. The western states moved to link their economies together, providing the basis for the EU and increasing cross border trade. This helped them to enjoy rapidly improving economies, while those states in COMECON were struggling in a large part due to the cost of the Cold War. Until 1990, the European Community was expanded from 6 founding members to 12. The emphasis placed on resurrecting the West German economy led to it overtaking the UK as Europe's largest economy.
Reunification (1991–present)
With the fall of communism in Central and Eastern Europe in 1991, the post-socialist states underwent shock therapy measures to liberalise their economies and implement free market reforms.
After East and West Germany were reunited in 1990, the economy of West Germany struggled as it had to support and largely rebuild the infrastructure of East Germany, while the latter experienced sudden mass unemployment and plummeting of industrial production.
By the millennium change, the EU dominated the economy of Europe, comprising the five largest European economies of the time: Germany, the United Kingdom, France, Italy, and Spain. In 1999, 12 of the 15 members of the EU joined the Eurozone, replacing their national currencies by the euro.
Figures released by Eurostat in 2009 confirmed that the Eurozone had gone into recession in 2008. It impacted much of the region. In 2010, fears of a sovereign debt crisis developed concerning some countries in Europe, especially Greece, Ireland, Spain and Portugal. As a result, measures were taken, especially for Greece, by the leading countries of the Eurozone. The EU-27 unemployment rate was 10.3% in 2012. For those aged 15–24 it was 22.4%.
Demographics
The population of Europe was about 742 million in 2023 according to UN estimates. This is slightly more than one ninth of the world's population. The population density of Europe (the number of people per area) is the second highest of any continent, behind Asia. The population of Europe is currently slowly decreasing, by about 0.2% per year, because there are fewer births than deaths. This natural decrease in population is reduced by the fact that more people migrate to Europe from other continents than vice versa.
Southern Europe and Western Europe are the regions with the highest average number of elderly people in the world. In 2021, the percentage of people over 65 years old was 21% in Western Europe and Southern Europe, compared to 19% in all of Europe and 10% in the world. Projections suggest that by 2050 Europe will reach 30%. This is caused by the fact that the population has been having children below replacement level since the 1970s. The United Nations predicts that Europe will decline in population between 2022 and 2050 by −7 per cent, without changing immigration movements.
According to a population projection of the UN Population Division, Europe's population may fall to between 680 and 720 million people by 2050, which would be 7% of the world population at that time. Within this context, significant disparities exist between regions in relation to fertility rates. The average number of children per female of child-bearing age is 1.52, far below the replacement rate. The UN predicts a steady population decline in Central and Eastern Europe as a result of emigration and low birth rates.
Ethnic groups
Pan and Pfeil (2004) count 87 distinct "peoples of Europe", of which 33 form the majority population in at least one sovereign state, while the remaining 54 constitute ethnic minorities.
Migration
Europe is home to the highest number of migrants of all global regions at nearly 87 million people in 2020, according to the International Organisation for Migration. In 2005, the EU had an overall net gain from immigration of 1.8 million people. This accounted for almost 85% of Europe's total population growth. In 2021, 827,000 persons were given citizenship of an EU member state, an increase of about 14% compared with 2020. 2.3 million immigrants from non-EU countries entered the EU in 2021.
Early modern emigration from Europe began with Spanish and Portuguese settlers in the 16th century, and French and English settlers in the 17th century. But numbers remained relatively small until waves of mass emigration in the 19th century, when millions of poor families left Europe.
Today, large populations of European descent are found on every continent. European ancestry predominates in North America and to a lesser degree in South America (particularly in Uruguay, Argentina, Chile and Brazil, while most of the other Latin American countries also have a considerable population of European origins). Australia and New Zealand have large European-derived populations. Africa has no countries with European-derived majorities (or with the exception of Cape Verde and probably São Tomé and Príncipe, depending on context), but there are significant minorities, such as the White South Africans in South Africa. In Asia, European-derived populations, specifically Russians, predominate in North Asia and some parts of Northern Kazakhstan. Also in Asia, Europeans, especially the Spanish are an influential minority population in the Philippines.
Languages
Europe has about 225 indigenous languages, mostly falling within three Indo-European language groups: the Romance languages, derived from the Latin of the Roman Empire; the Germanic languages, whose ancestor language came from southern Scandinavia; and the Slavic languages. Slavic languages are mostly spoken in Southern, Central and Eastern Europe. Romance languages are spoken primarily in Western and Southern Europe, as well as in Switzerland in Central Europe and Romania and Moldova in Eastern Europe. Germanic languages are spoken in Western, Northern and Central Europe as well as in Gibraltar and Malta in Southern Europe. Languages in adjacent areas show significant overlaps (such as in English, for example). Other Indo-European languages outside the three main groups include the Baltic group (Latvian and Lithuanian), the Celtic group (Irish, Scottish Gaelic, Manx, Welsh, Cornish and Breton), Greek, Armenian and Albanian.
A distinct non-Indo-European family of Uralic languages (Estonian, Finnish, Hungarian, Erzya, Komi, Mari, Moksha and Udmurt) is spoken mainly in Estonia, Finland, Hungary and parts of Russia. Turkic languages include Azerbaijani, Kazakh and Turkish, in addition to smaller languages in Eastern and Southeast Europe (Balkan Gagauz Turkish, Bashkir, Chuvash, Crimean Tatar, Karachay-Balkar, Kumyk, Nogai and Tatar). Kartvelian languages (Georgian, Mingrelian and Svan) are spoken primarily in Georgia. Two other language families reside in the North Caucasus (termed Northeast Caucasian, most notably including Chechen, Avar and Lezgin; and Northwest Caucasian, most notably including Adyghe). Maltese is the only Semitic language that is official within the EU, while Basque is the only European language isolate.
Multilingualism and the protection of regional and minority languages are recognised political goals in Europe today. The Council of Europe Framework Convention for the Protection of National Minorities and the Council of Europe's European Charter for Regional or Minority Languages set up a legal framework for language rights in Europe.
Religion
The largest religion in Europe is Christianity, with 76.2% of Europeans considering themselves Christians, including Catholic, Eastern Orthodox and various Protestant denominations. Among Protestants, the most popular are Lutheranism, Anglicanism and the Reformed faith. Smaller Protestant denominations include Anabaptists as well as denominations centered in the United States such as Pentecostalism, Methodism, and Evangelicalism. Although Christianity originated in the Middle East, its centre of mass shifted to Europe when it became the official religion of the Roman Empire in the late 4th century. Christianity played a prominent role in the development of the European culture and identity. Today, a bit over 25% of the world's Christians live in Europe.
Islam is the second most popular religion in Europe. Over 25 million, or roughly 5% of the population, adhere to it. In Albania and Bosnia and Herzegovina, two countries in the Balkan peninsula in Southeastern Europe, Islam instead of Christianity is the majority religion. This is also the case in Turkey and in certain parts of Russia, as well as in Azerbaijan and Kazakhstan, all of which are at the border to Asia. Many countries in Europe are home to a sizeable Muslim minority, and immigration to Europe has increased the number of Muslim people in Europe in recent years.
The Jewish population in Europe was about 1.4 million people in 2020 (about 0.2% of the population). There is a long history of Jewish life in Europe, beginning in antiquity. During the late 19th and early 20th centuries, the Russian Empire had the majority of the world's Jews living within its borders. In 1897, according to Russian census of 1897, the total Jewish population of Russia was 5.1 million people, which was 4.13% of total population. Of this total, the vast majority lived within the Pale of Settlement. In 1933, there were about 9.5 million Jewish people in Europe, representing 1.7% of the population, but most were killed, and most of the rest displaced, during The Holocaust. In the 21st century, France has the largest Jewish population in Europe, followed by the United Kingdom, Germany and Russia.
Other religions practiced in Europe include Hinduism and Buddhism, which are minority religions, except in Russia's Republic of Kalmykia, where Tibetan Buddhism is the majority religion.
A large and increasing number of people in Europe are irreligious, atheist and agnostic. They are estimated to make up about 18.3% of Europe's population currently.
Major cities and urban areas
The three largest urban areas of Europe are Moscow, London and Paris. All have over 10 million residents, and as such have been described as megacities. While Istanbul has the highest total city population, it lies partly in Asia. 64.9% of the residents live on the European side and 35.1% on the Asian side.
The next largest cities in order of population are Madrid, Saint Petersburg, Milan, Barcelona, Berlin, and Rome each having over three million residents.
When considering the commuter belts or metropolitan areas within Europe (for which comparable data is available), Moscow covers the largest population, followed in order by Istanbul, London, Paris, Madrid, Milan, Ruhr Area, Saint Petersburg, Rhein-Süd, Barcelona and Berlin.
Culture
"Europe" as a cultural concept is substantially derived from the shared heritage of ancient Greece and the Roman Empire and its cultures. The boundaries of Europe were historically understood as those of Christendom (or more specifically Latin Christendom), as established or defended throughout the medieval and early modern history of Europe, especially against Islam, as in the Reconquista and the Ottoman wars in Europe.
This shared cultural heritage is combined by overlapping indigenous national cultures and folklores, roughly divided into Slavic, Latin (Romance) and Germanic, but with several components not part of either of these groups (notably Greek, Basque and Celtic). Historically, special examples with overlapping cultures are Strasbourg with Latin (Romance) and Germanic, or Trieste with Latin, Slavic and Germanic roots.
Cultural contacts and mixtures shape a large part of the regional cultures of Europe. Europe is often described as "maximum cultural diversity with minimal geographical distances".
Different cultural events are organised in Europe, with the aim of bringing different cultures closer together and raising awareness of their importance, such as the European Capital of Culture, the European Region of Gastronomy, the European Youth Capital and the European Capital of Sport.
Sport
Social dimension
In Europe many people are unable to access basic social conditions, which makes it harder for them to thrive and flourish. Access to basic necessities can be compromised, for example 10% of Europeans spend at least 40% of household income on housing. 75 million Europeans feel socially isolated. From the 1980s income inequality has been rising and wage shares have been falling. In 2016, the richest 20% of households earned over five times more than the poorest 20%. Many workers experience stagnant real wages and precarious work is common even for essential workers.
See also
Early modern Europe
Eurodistrict
European Games
European Union as a potential superpower
Euroregion
Financial and social rankings of sovereign states in Europe
Flags of Europe
Healthcare in Europe
List of sovereign states in Europe by GDP (nominal)
List of European television stations
List of names of European cities in different languages
List of villages in Europe
Lists of cities in Europe
Modernity
OSCE countries statistics
Pan-European identity
Notes
References
Sources
National Geographic Society (2005). National Geographic Visual History of the World. Washington, DC: National Geographic Society. .
External links
Europe: Human Geography at the National Geographic Society
European Reading Room from the United States Library of Congress
The Columbia Gazetteer of the World Online Columbia University Press
Historical Maps
Borders in Europe 3000BC to the present Geacron Historical atlas
Online history of Europe in 21 maps
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History of Western civilization | Western civilization traces its roots back to Europe and the Mediterranean. It is linked to ancient Greece, from which it was carried to Rome, and Medieval Western Christendom which emerged during the Middle Ages and experienced such transformative episodes as the development of Scholasticism, the Renaissance, the Reformation, the Enlightenment, the Industrial Revolution, the Scientific Revolution, and the development of liberal democracy. The civilizations of Classical Greece are considered seminal periods in Western history. Major cultural contributions also came from the Christianized Germanic peoples, such as the Franks, the Goths, and the Burgundians. Charlemagne founded the Carolingian Empire and he is referred to as the "Father of Europe." Contributions also emerged from pagan peoples of pre-Christian Europe, such as the Celts and Germanic pagans as well as some significant religious contributions derived from Judaism and Hellenistic Judaism stemming back to Second Temple Judea, Galilee, and the early Jewish diaspora; and some other Middle Eastern influences. Western Christianity has played a prominent role in the shaping of Western civilization, which throughout most of its history, has been nearly equivalent to Christian culture. (There were Christians outside of the West, such as China, India, Russia, Byzantium and the Middle East). Western civilization has spread to produce the dominant cultures of modern Americas and Oceania, and has had immense global influence in recent centuries in many ways.
Following the 5th century Fall of Rome, Europe entered the Middle Ages, during which period the Catholic Church filled the power vacuum left in the West by the fall of the Western Roman Empire, while the Eastern Roman Empire (or Byzantine Empire) endured in the East for centuries, becoming a Hellenic Eastern contrast to the Latin West. By the 12th century, Western Europe was experiencing a flowering of art and learning, propelled by the construction of cathedrals, the establishment of medieval universities, and greater contact with the medieval Islamic world via Al-Andalus and Sicily, from where Arabic texts on science and philosophy were translated into Latin. Christian unity was shattered by the Reformation from the 16th century. A merchant class grew out of city states, initially in the Italian peninsula (see Italian city-states), and Europe experienced the Renaissance from the 14th to the 17th century, heralding an age of technological and artistic advance and ushering in the Age of Discovery which saw the rise of such global European empires as those of Portugal and Spain.
The Industrial Revolution began in Britain in the 18th century. Under the influence of the Enlightenment, the Age of Revolution emerged from the United States and France as part of the transformation of the West into its industrialised, democratised modern form. The lands of North and South America, South Africa, Australia and New Zealand became first part of European empires and then home to new Western nations, while Africa and Asia were largely carved up between Western powers. Laboratories of Western democracy were founded in Britain's colonies in Australasia from the mid-19th centuries, while South America largely created new autocracies. In the 20th century, absolute monarchy disappeared from Europe, and despite episodes of Fascism and Communism, by the close of the century, virtually all of Europe was electing its leaders democratically. Most Western nations were heavily involved in the First and Second World Wars and protracted Cold War. World War II saw Fascism defeated in Europe, and the emergence of the United States and Soviet Union as rival global powers and a new "East-West" political contrast.
Other than in Russia, the European empires disintegrated after World War II and civil rights movements and widescale multi-ethnic, multi-faith migrations to Europe, the Americas and Oceania lowered the earlier predominance of ethnic Europeans in Western culture. European nations moved towards greater economic and political co-operation through the European Union. The Cold War ended around 1990 with the collapse of Soviet-imposed Communism in Central and Eastern Europe. In the 21st century, the Western World retains significant global economic power and influence. The West has contributed a great many technological, political, philosophical, artistic and religious aspects to modern international culture: having been a crucible of Catholicism, Protestantism, democracy, industrialisation; the first major civilisation to seek to abolish slavery during the 19th century, the first to enfranchise women (beginning in Australasia at the end of the 19th century) and the first to put to use such technologies as steam, electric and nuclear power. The West invented cinema, television, radio, telephone, the automobile, rocketry, flight, electric light, the personal computer and the Internet; produced artists such as Michelangelo, Shakespeare, Leonardo da Vinci, Beethoven, Vincent van Gogh, Picasso, Bach and Mozart; developed sports such as soccer, cricket, golf, tennis, rugby and basketball; and transported humans to an astronomical object for the first time with the 1969 Apollo 11 Moon Landing.
Antiquity: before AD 500
The Middle Ages
Early Middle Ages: 500–1000
While the Roman Empire and Christian religion survived in an increasingly Hellenised form in the Byzantine Empire centered at Constantinople in the East, Western civilization suffered a collapse of literacy and organization following the fall of Rome in AD 476. Gradually however, the Christian religion re-asserted its influence over Western Europe.
After the Fall of Rome, the papacy served as a source of authority and continuity. In the absence of a magister militum living in Rome, even the control of military matters fell to the pope. Gregory the Great (c 540–604) administered the church with strict reform. A trained Roman lawyer and administrator, and a monk, he represents the shift from the classical to the medieval outlook and was a father of many of the structures of the later Roman Catholic Church. According to the Catholic Encyclopedia, he looked upon Church and State as co-operating to form a united whole, which acted in two distinct spheres, ecclesiastical and secular, but by the time of his death, the papacy was the great power in Italy:
According to tradition, it was a Romanized Briton, Saint Patrick who introduced Christianity to Ireland around the 5th century. Roman legions had never conquered Ireland, and as the Western Roman Empire collapsed, Christianity managed to survive there. Monks sought out refuge at the far fringes of the known world: like Cornwall, Ireland, or the Hebrides. Disciplined scholarship carried on in isolated outposts like Skellig Michael in Ireland, where literate monks became some of the last preservers in Western Europe of the poetic and philosophical works of Western antiquity.
By around 800 they were producing illuminated manuscripts such as the Book of Kells. The missions of Gaelic monasteries led by monks like St Columba spread Christianity back into Western Europe during the Middle Ages, establishing monasteries initially in northern Britain, then through Anglo-Saxon England and the Frankish Empire during the Middle Ages. Thomas Cahill, in his 1995 book How the Irish Saved Civilization, credited Irish Monks with having "saved" Western Civilization during this period. According to art historian Kenneth Clark, for some five centuries after the fall of Rome, virtually all men of intellect joined the Church and practically nobody in western Europe outside of monastic settlements had the ability to read or write.
Around AD 500, Clovis I, the King of the Franks, became a Christian and united Gaul under his rule. Later in the 6th century, the Byzantine Empire restored its rule in much of Italy and Spain. Missionaries sent from Ireland by the Pope helped to convert England to Christianity in the 6th century as well, restoring that faith as the dominant in Western Europe.
Muhammed, the founder and Prophet of Islam was born in Mecca in AD 570. Working as a trader he encountered the ideas of Christianity and Judaism on the fringes of the Byzantine Empire, and around 610 began preaching of a new monotheistic religion, Islam, and in 622 became the civil and spiritual leader of Medina, soon after conquering Mecca in 630. Dying in 632, Muhammed's new creed conquered first the Arabian tribes, then the great Byzantine cities of Damascus in 635 and Jerusalem in 636. A multiethnic Islamic empire was established across the formerly Roman Middle East and North Africa. By the early 8th century, Iberia and Sicily had fallen to the Muslims. By the 9th century, Malta, Cyprus, and Crete had fallen – and for a time the region of Septimania.
Only in 732 was the Muslim advance into Europe stopped by the Frankish leader Charles Martel, saving Gaul and the rest of the West from conquest by Islam. From this time, the "West" became synonymous with Christendom, the territory ruled by Christian powers, as Oriental Christianity fell to dhimmi status under the Muslim Caliphates. The cause to liberate the "Holy Land" remained a major focus throughout medieval history, fueling many consecutive crusades, only the first of which was successful (although it resulted in many atrocities, in Europe as well as elsewhere).
Charlemagne ("Charles the Great" in English) became king of the Franks. He conquered Gaul (modern day France), northern Spain, Saxony, and northern and central Italy. In 800, Pope Leo III crowned Charlemagne Holy Roman Emperor. Under his rule, his subjects in non-Christian lands like Germany converted to Christianity.
After his reign, the empire he created broke apart into the kingdom of France (from Francia meaning "land of the Franks"), Holy Roman Empire and the kingdom in between (containing modern day Switzerland, northern-Italy, Eastern France and the low-countries).
Starting in the late 8th century, the Vikings began seaborne attacks on the towns and villages of Europe. Eventually, they turned from raiding to conquest, and conquered Ireland, most of England, and northern France (Normandy). These conquests were not long-lasting, however. In 954 Alfred the Great drove the Vikings out of England, which he united under his rule, and Viking rule in Ireland ended as well. In Normandy the Vikings adopted French culture and language, became Christians and were absorbed into the native population.
By the beginning of the 11th century Scandinavia was divided into three kingdoms, Norway, Sweden, and Denmark, all of which were Christian and part of Western civilization. Norse explorers reached Iceland, Greenland, and even North America, however only Iceland was permanently settled by the Norse. A period of warm temperatures from around 1000–1200 enabled the establishment of a Norse outpost in Greenland in 985, which survived for some 400 years as the most westerly outpost of Christendom. From here, Norseman attempted their short-lived European colony in North America, five centuries before Columbus.
In the 10th century another marauding group of warriors swept through Europe, the Magyars. They eventually settled in what is today Hungary, converted to Christianity and became the ancestors of the Hungarian people.
A West Slavic people, the Poles, formed a unified state by the 10th century and having adopted Christianity also in the 10th century but with pagan rising in the 11th century.
By the start of the second millennium AD, the West had become divided linguistically into three major groups. The Romance languages, based on Latin, the language of the Romans, the Germanic languages, and the Celtic languages. The most widely spoken Romance languages were French, Italian, Portuguese and Spanish. Four widely spoken Germanic languages were English, German, Dutch, and Danish. Irish and Scots Gaelic were two widely spoken Celtic languages in the British Isles.
High Middle Ages: 1000–1300
Art historian Kenneth Clark wrote that Western Europe's first "great age of civilisation" was ready to begin around the year 1000. From 1100, he wrote: "every branch of life – action, philosophy, organisation, technology [experienced an] extraordinary outpouring of energy, an intensification of existence". Upon this period rests the foundations of many of Europe's subsequent achievements. By Clark's account, the Catholic Church was very powerful, essentially internationalist and democratic in its structures and run by monastic organisations generally following the Rule of Saint Benedict. Men of intelligence usually joined religious orders and those of intellectual, administrative or diplomatic skill could advance beyond the usual restraints of society – leading churchmen from faraway lands were accepted in local bishoprics, linking European thought across wide distances. Complexes like the Abbey of Cluny became vibrant centres with dependencies spread throughout Europe. Ordinary people also trekked vast distances on pilgrimages to express their piety and pray at the site of holy relics.
Monumental abbeys and cathedrals were constructed and decorated with sculptures, hangings, mosaics and works belonging to one of the greatest epochs of art and providing stark contrast to the monotonous and cramped conditions of ordinary living. Abbot Suger of the Abbey of St. Denis is considered an influential early patron of Gothic architecture and believed that love of beauty brought people closer to God: "The dull mind rises to truth through that which is material". Clark calls this "the intellectual background of all the sublime works of art of the next century and in fact has remained the basis of our belief of the value of art until today".
By the year 1000 feudalism had become the dominant social, economic and political system. At the top of society was the monarch, who gave land to nobles in exchange for loyalty. The nobles gave land to vassals, who served as knights to defend their monarch or noble. Under the vassals were the peasants or serfs. The feudal system thrived as long as peasants needed protection by the nobility from invasions originating inside and outside of Europe. So as the 11th century progressed, the feudal system declined along with the threat of invasion.
In 1054, after centuries of strained relations, the Great Schism occurred over differences in doctrine, splitting the Christian world between the Catholic Church, centered in Rome and dominant in the West, and the Orthodox Church, centered in Constantinople, capital of the Byzantine Empire. The last pagan land in Europe was converted to Christianity with the conversion of the Baltic peoples in the High Middle Ages, bringing them into Western civilization as well.
As the Medieval period progressed, the aristocratic military ideal of Chivalry and institution of knighthood based around courtesy and service to others became culturally important. Large Gothic cathedrals of extraordinary artistic and architectural intricacy were constructed throughout Europe, including Canterbury Cathedral in England, Cologne Cathedral in Germany and Chartres Cathedral in France (called the "epitome of the first great awakening in European civilisation" by Kenneth Clark). The period produced ever more extravagant art and architecture, but also the virtuous simplicity of such as St Francis of Assisi (expressed in the Prayer of St Francis) and the epic poetry of Dante Alighieri's Divine Comedy. As the Church grew more powerful and wealthy, many sought reform. The Dominican and Franciscan Orders were founded, which emphasized poverty and spirituality.
Women were in many respects excluded from political and mercantile life, however, leading churchwomen were an exception. Medieval abbesses and female superiors of monastic houses were powerful figures whose influence could rival that of male bishops and abbots: "They treated with kings, bishops, and the greatest lords on terms of perfect equality;. . . they were present at all great religious and national solemnities, at the dedication of churches, and even, like the queens, took part in the deliberation of the national assemblies...". The increasing popularity of devotion to the Virgin Mary (the mother of Jesus) secured maternal virtue as a central cultural theme of Catholic Europe. Kenneth Clark wrote that the 'Cult of the Virgin' in the early 12th century "had taught a race of tough and ruthless barbarians the virtues of tenderness and compassion".
In 1095, Pope Urban II called for a Crusade to re-conquer the Holy Land from Muslim rule, when the Seljuk Turks prevented Christians from visiting the holy sites there. For centuries prior to the emergence of Islam, Asia Minor and much of the Mid East had been a part of the Roman and later Byzantine Empires. The Crusades were originally launched in response to a call from the Byzantine Emperor for help to fight the expansion of the Turks into Anatolia.
The First Crusade succeeded in its task, but at a serious cost on the home front, and the crusaders established rule over the Holy Land. However, Muslim forces reconquered the land by the 13th century, and subsequent crusades were not very successful. The specific crusades to restore Christian control of the Holy Land were fought over a period of nearly 200 years, between 1095 and 1291. Other campaigns in Spain and Portugal (the Reconquista), and Northern Crusades continued into the 15th century.
The Crusades had major far-reaching political, economic, and social impacts on Europe. They further served to alienate Eastern and Western Christendom from each other and ultimately failed to prevent the march of the Turks into Europe through the Balkans and the Caucasus.
After the fall of the Roman Empire, many of the classical Greek texts were translated into Arabic and preserved in the medieval Islamic world, from where the Greek classics along with Arabic science and philosophy were transmitted to Western Europe and translated into Latin during the Renaissance of the 12th century and 13th century.
Cathedral schools began in the Early Middle Ages as centers of advanced education, some of them ultimately evolving into medieval universities. During the High Middle Ages, Chartres Cathedral operated the famous and influential Chartres Cathedral School. The medieval universities of Western Christendom were well-integrated across all of Western Europe, encouraged freedom of enquiry and produced a great variety of fine scholars and natural philosophers, including Robert Grosseteste of the University of Oxford, an early expositor of a systematic method of scientific experimentation; and Saint Albert the Great, a pioneer of biological field research. The Italian University of Bologna is considered the oldest continually operating university.
Philosophy in the High Middle Ages focused on religious topics. Christian Platonism, which modified Plato's idea of the separation between the ideal world of the forms and the imperfect world of their physical manifestations to the Christian division between the imperfect body and the higher soul was at first the dominant school of thought. However, in the 12th century the works of Aristotle were reintroduced to the West, which resulted in a new school of inquiry known as scholasticism, which emphasized scientific observation. Two important philosophers of this period were Saint Anselm and Saint Thomas Aquinas, both of whom were concerned with proving God's existence through philosophical means. The Summa Theologica by Aquinas was one of the most influential documents in medieval philosophy and Thomism continues to be studied today in philosophy classes. Theologian Peter Abelard wrote in 1122 "I must understand in order that I may believe... by doubting we come to questioning, and by questioning we perceive the truth".
In Normandy, the Vikings adopted French culture and language, mixed with the native population of mostly Frankish and Gallo-Roman stock and became known as the Normans. They played a major political, military, and cultural role in medieval Europe and even the Near East. They were famed for their martial spirit and Christian piety. They quickly adopted the Romance language of the land they settled in, their dialect becoming known as Norman, an important literary language. The Duchy of Normandy, which they formed by treaty with the French crown, was one of the great large fiefs of medieval France. The Normans are famed both for their culture, such as their unique Romanesque architecture, and their musical traditions, as well as for their military accomplishments and innovations. Norman adventurers established a kingdom in Sicily and southern Italy by conquest, and a Norman expedition on behalf of their duke led to the Norman Conquest of England. Norman influence spread from these new centres to the Crusader States in the Near East, to Scotland and Wales in Great Britain, and to Ireland.
Relations between the major powers in Western society: the nobility, monarchy and clergy, sometimes produced conflict. If a monarch attempted to challenge church power, condemnation from the church could mean a total loss of support among the nobles, peasants, and other monarchs. The Holy Roman Emperor Henry IV, one of the most powerful men of the 11th century, stood three days bare-headed in the snow at Canossa in 1077, in order to reverse his excommunication by Pope Gregory VII. As monarchies centralized their power as the Middle Ages progressed, nobles tried to maintain their own authority. The sophisticated Court of Holy Roman Emperor Frederick II was based in Sicily, where Norman, Byzantine, and Islamic civilization had intermingled. His realm stretched through Southern Italy, through Germany and in 1229, he crowned himself King of Jerusalem. His reign saw tension and rivalry with the Papacy over control of Northern Italy. A patron of education, Frederick founded the University of Naples.
Plantagenet kings first ruled the Kingdom of England in the 12th century. Henry V left his mark with a famous victory against larger numbers at the Battle of Agincourt, while Richard the Lionheart, who had earlier distinguished himself in the Third Crusade, was later romanticised as an iconic figure in English folklore. A distinctive English culture emerged under the Plantagenets, encouraged by some of the monarchs who were patrons of the "father of English poetry", Geoffrey Chaucer. The Gothic architecture style was popular during the time, with buildings such as Westminster Abbey remodelled in that style. King John's sealing of the Magna Carta was influential in the development of common law and constitutional law. The 1215 Charter required the King to proclaim certain liberties, and accept that his will was not arbitrary — for example by explicitly accepting that no "freeman" (non-serf) could be punished except through the law of the land, a right which is still in existence today. Political institutions such as the Parliament of England and the Model Parliament originate from the Plantagenet period, as do educational institutions including the universities of Cambridge and Oxford.
From the 12th century onward inventiveness had re-asserted itself outside of the Viking north and the Islamic south of Europe. Universities flourished, mining of coal commenced, and crucial technological advances such as the lock, which enabled sail ships to reach the thriving Belgian city of Bruges via canals, and the deep sea ship guided by magnetic compass and rudder were invented.
Late Middle Ages: 1300–1500
A cooling in temperatures after about 1150 saw leaner harvests across Europe and consequent shortages of food and flax material for clothing. Famines increased and in 1316 serious famine gripped Ypres. In 1410, the last of the Greenland Norseman abandoned their colony to the ice. From Central Asia, Mongol invasions progressed towards Europe throughout the 13th century, resulting in the vast Mongol Empire which became the largest empire of history and ruled over almost half of the human population and expanded through the world by 1300.
The Papacy had its court at Avignon from 1305 to 1378 This arose from the conflict between the Papacy and the French crown. A total of seven popes reigned at Avignon; all were French, and all were increasingly under the influence of the French crown. Finally in 1377 Gregory XI, in part because of the entreaties of the mystic Saint Catherine of Sienna, restored the Holy See to Rome, officially ending the Avignon papacy. However, in 1378 the breakdown in relations between the cardinals and Gregory's successor, Urban VI, gave rise to the Western Schism — which saw another line of Avignon Popes set up as rivals to Rome (subsequent Catholic history does not grant them legitimacy). The period helped weaken the prestige of the Papacy in the buildup to the Protestant Reformation.
In the Later Middle Ages, the Black Plague struck Europe, arriving in 1347. Europe was overwhelmed by the outbreak of bubonic plague, probably brought to Europe by the Mongols. The fleas hosted by rats carried the disease and it devastated Europe. Major cities like Paris, Hamburg, Venice and Florence lost half their population. Around 20 million people – up to a third of Europe's population – died from the plague before it receded. The plague periodically returned over the coming centuries.
The last centuries of the Middle Ages saw the waging of the Hundred Years' War between England and France. The war began in 1337 when the king of France laid claim to English-ruled Gascony in southern France, and the king of England claimed to be the rightful king of France. At first, the English conquered half of France and seemed likely to win the war, until the French were rallied by a peasant girl, who would later become a saint, Joan of Arc. Although she was captured and executed by the English, the French fought on and won the war in 1453. After the war, France gained all of Normandy, excluding the city of Calais, which it gained in 1558.
Following the Mongols from Central Asia came the Ottoman Turks. By 1400 they had captured most of modern-day Turkey and extended their rule into Europe through the Balkans and as far as the Danube, surrounding even the fabled city of Constantinople. Finally, in 1453, one of Europe's greatest cities fell to the Turks. The Ottomans under the command of Sultan Mehmed II, fought a vastly outnumbered defending army commanded by Emperor Constantine XI — the last "Emperor of the Eastern Roman Empire" — and blasted down the ancient walls with the terrifying new weaponry of the cannon. The Ottoman conquests sent refugee Greek scholars westward, contributing to the revival of the West's knowledge of the learning of Classical Antiquity.
Probably the first clock in Europe was installed in a Milan church in 1335, hinting at the dawning mechanical age. By the 14th century, the middle class in Europe had grown in influence and number as the feudal system declined. This spurred the growth of towns and cities in the West and improved the economy of Europe. This, in turn helped begin a cultural movement in the West known as the Renaissance, which began in Italy. Italy was dominated by city-states, many of which were nominally part of the Holy Roman Empire, and were ruled by wealthy aristocrats like the Medicis, or in some cases, by the pope.
Renaissance and Reformation
The Renaissance: 14th to 17th century
The Renaissance, originating from Italy, ushered in a new age of scientific and intellectual inquiry and appreciation of ancient Greek and Roman civilizations. The merchant cities of Florence, Genoa, Ghent, Nuremberg, Geneva, Zürich, Lisbon and Seville provided patrons of the arts and sciences and unleashed a flurry of activity.
The Medici became the leading family of Florence and fostered and inspired the birth of the Italian Renaissance along with other families of Italy, such as the Visconti and Sforza of Milan, the Este of Ferrara, and the Gonzaga of Mantua. Greatest artists like Brunelleschi, Botticelli, Da Vinci, Michelangelo, Giotto, Donatello, Titian and Raphael produced inspired works – their paintwork was more realistic-looking than had been created by Medieval artists and their marble statues rivalled and sometimes surpassed those of Classical Antiquity. Michelangelo carved his masterpiece David from marble between 1501 and 1504.
Humanist historian Leonardo Bruni, split the history in the antiquity, Middle Ages and modern period.
Churches began being built in the Romanesque style for the first time in centuries. While art and architecture flourished in Italy and then the Netherlands, religious reformers flowered in Germany and Switzerland; printing was establishing itself in the Rhineland and navigators were embarking on extraordinary voyages of discovery from Portugal and Spain.
Around 1450, Johannes Gutenberg developed a printing press, which allowed works of literature to spread more quickly. Secular thinkers like Machiavelli re-examined the history of Rome to draw lessons for civic governance. Theologians revisited the works of St Augustine. Important thinkers of the Renaissance in Northern Europe included the Catholic humanists Desiderius Erasmus, a Dutch theologian, and the English statesman and philosopher Thomas More, who wrote the seminal work Utopia in 1516. Humanism was an important development to emerge from the Renaissance. It placed importance on the study of human nature and worldly topics rather than religious ones. Important humanists of the time included the writers Petrarch and Boccaccio, who wrote in both Latin as had been done in the Middle Ages, as well as the vernacular, in their case Tuscan Italian.
As the calendar reached the year 1500, Europe was blossoming – with Leonardo da Vinci painting his Mona Lisa portrait not long after Christopher Columbus reached the Americas (1492), Amerigo Vespucci proofed that America is not a part of India, the Portuguese navigator Vasco Da Gama sailed around Africa into the Indian Ocean and Michelangelo completed his paintings of Old Testament themes on the ceiling of the Sistine Chapel in Rome (the expense of such artistic exuberance did much to spur the likes of Martin Luther in Northern Europe in their protests against the Church of Rome).
For the first time in European history, events North of the Alps and on the Atlantic Coast were taking centre stage. Important artists of this period included Bosch, Dürer, and Breugel. In Spain Miguel de Cervantes wrote the novel Don Quixote, other important works of literature in this period were the Canterbury Tales by Geoffrey Chaucer and Le Morte d'Arthur by Sir Thomas Malory. The most famous playwright of the era was the Englishman William Shakespeare whose sonnets and plays (including Hamlet, Romeo and Juliet and Macbeth) are considered some of the finest works ever written in the English language.
Meanwhile, the Christian kingdoms of northern Iberia continued their centuries-long fight to reconquer the peninsula from its Muslim rulers. In 1492, the last Islamic stronghold, Granada, fell, and Iberia was divided between the Christian kingdoms of Spain and Portugal. Iberia's Jewish and Muslim minorities were forced to convert to Catholicism or be exiled. The Portuguese immediately looked to expand outward sending expeditions to explore the coasts of Africa and engage in trade with the mostly Muslim powers on the Indian Ocean, making Portugal wealthy. In 1492, a Spanish expedition of Christopher Columbus found the Americas during an attempt to find a western route to East Asia.
From the East, however, the Ottoman Turks under Suleiman the Magnificent continued their advance into the heart of Christian Europe — besieging Vienna in 1529.
The 16th century saw the flowering of the Renaissance in the rest of the West. In the Kingdom of Poland, astronomer Nicolaus Copernicus deduced that the geocentric model of the universe was incorrect, and that in fact the planets revolve around the sun. In the Netherlands, the invention of the telescope and the microscope resulted in the investigation of the universe and the microscopic world. The father of modern science Galileo and Christiaan Huygens developed more advance telescopes and used these in their scientific research. The father of microbiology, Antonie van Leeuwenhoek pioneered the use of the microscope in the study of microbes and established microbiology as a scientific discipline. Advances in medicine and understanding of the human anatomy also increased in this time. Gerolamo Cardano partially invented several machines and introduced essential mathematics theories. In England, Sir Isaac Newton pioneered the science of physics. These events led to the so-called scientific revolution, which emphasized experimentation.
The Reformation: 1500–1650
The other major movement in the West in the 16th century was the Reformation, which would profoundly change the West and end its religious unity. The Reformation began in 1517 when the Catholic monk Martin Luther wrote his 95 Theses, which denounced the wealth and corruption of the church, as well as many Catholic beliefs, including the institution of the papacy and the belief that, in addition to faith in Christ, "good works" were also necessary for salvation. Luther drew on the beliefs of earlier church critics, like the Bohemian Jan Hus and the Englishman John Wycliffe. Luther's beliefs eventually ended in his excommunication from the Catholic Church and the founding of a church based on his teachings: the Lutheran Church, which became the majority religion in northern Germany. Soon other reformers emerged, and their followers became known as Protestants. In 1525, Ducal Prussia became the first Lutheran state.
In the 1540s the Frenchman John Calvin founded a church in Geneva which forbade alcohol and dancing, and which taught God had selected those destined to be saved from the beginning of time. His Calvinist Church gained about half of Switzerland and churches based on his teachings became dominant in the Netherlands (the Dutch Reformed Church) and Scotland (the Presbyterian Church). In England, when the Pope failed to grant King Henry VIII a divorce, he declared himself head of the Church in England (founding what would evolve into today's Church of England and Anglican Communion). Some Englishmen felt the church was still too similar to the Catholic Church and formed the more radical Puritanism. Many other small Protestant sects were formed, including Zwinglianism, Anabaptism and Mennonism. Although they were different in many ways, Protestants generally called their religious leaders ministers instead of priests, and believed only the Bible, and not Tradition offered divine revelation.
Britain and the Dutch Republic allowed Protestant dissenters to migrate to their North American colonies – thus the future United States found its early Protestant ethos – while Protestants were forbidden to migrate to the Spanish colonies (thus South America retained its Catholic hue). A more democratic organisational structure within some of the new Protestant movements – as in the Calvinists of New England – did much also to foster a democratic spirit in Britain's American colonies.
The Catholic Church responded to the Reformation with the Counter Reformation. Some of Luther and Calvin's criticisms were heeded: the selling of indulgences was reined in by the Council of Trent in 1562. But exuberant baroque architecture and art was embraced as an affirmation of the faith and new seminaries and orders were established to lead missions to far off lands. An important leader in this movement was Saint Ignatius of Loyola, founder of the Society of Jesus (Jesuit Order) which gained many converts and sent such famous missionaries as Saints Matteo Ricci to China, Francis Xavier to India and Peter Claver to the Americas.
As princes, kings and emperors chose sides in religious debates and sought national unity, religious wars erupted throughout Europe, especially in the Holy Roman Empire. Emperor Charles V was able to arrange the Peace of Augsburg between the warring Catholic and Protestant nobility. However, in 1618, the Thirty Years' War began between Protestants and Catholics in the empire, which eventually involved neighboring countries like France. The devastating war finally ended in 1648. In the Peace of Westphalia ending the war, Lutheranism, Catholicism and Calvinism were all granted toleration in the empire. The two major centers of power in the empire after the war were Protestant Prussia in the north and Catholic Austria in the south. The Dutch, who were ruled by the Spanish at the time, revolted and gained independence, founding a Protestant country. The Elizabethan era is famous above all for the flourishing of English drama, led by playwrights such as William Shakespeare and for the seafaring prowess of English adventurers such as Sir Francis Drake. Her 44 years on the throne provided welcome stability and helped forge a sense of national identity. One of her first moves as queen was to support the establishment of an English Protestant church, of which she became the Supreme Governor of what was to become the Church of England.
By 1650, the religious map of Europe had been redrawn: Scandinavia, Iceland, north Germany, part of Switzerland, Netherlands and Britain were Protestant, while the rest of the West remained Catholic. A byproduct of the Reformation was increasing literacy as Protestant powers pursued an aim of educating more people to be able to read the Bible.
Rise of Western empires: 1500–1800
From its dawn until modern times, the West had suffered invasions from Africa, Asia, and non-Western parts of Europe. By 1500 Westerners took advantage of their new technologies, sallied forth into unknown waters, expanded their power and the Age of Discovery began, with Western explorers from seafaring nations like Portugal and Castile (later Spain) and later Holland, France and England setting forth from the "Old World" to chart faraway shipping routes and discover "new worlds".
In 1492, the Genovese born mariner, Christopher Columbus set out under the auspices of the Crown of Castile (Spain) to seek an oversea route to the East Indies via the Atlantic Ocean. Rather than Asia, Columbus landed in the Bahamas, in the Caribbean. Spanish colonization followed and Europe established Western Civilization in the Americas. The Portuguese explorer Vasco da Gama led the first sailing expedition directly from Europe to India in 1497–1499, by the Atlantic and Indian oceans, opening up the possibility of trade with the East other than via perilous overland routes like the Silk Road. Ferdinand Magellan, a Portuguese explorer working for the Spanish Crown (under the Crown of Castile), led an expedition in 1519–1522 which became the first to sail from the Atlantic Ocean into the Pacific Ocean and the first to cross the Pacific. The Spanish explorer Juan Sebastián Elcano completed the first circumnavigation of the Earth (Magellan was killed in the Philippines).
The Americas were deeply affected by European expansion, due to conquest, sickness, and introduction of new technologies and ways of life. The Spanish Conquistadors conquered most of the Caribbean islands and overran the two great New World empires: the Aztec Empire of Mexico and the Inca Empire of Peru. From there, Spain conquered about half of South America, all of Central America and much of North America. Portugal also expanded in the Americas, attempting to establish some fishing colonies in northern North America first (with a relatively limited duration) and conquering half of South America and calling their colony Brazil. These Western powers were aided not only by superior technology like gunpowder, but also by Old World diseases which they inadvertently brought with them, and which wiped out large segments of the Amerindian population. The native populations, called Indians by Columbus, since he originally thought he had landed in Asia (but often called Amerindians by scholars today), were converted to Catholicism and adopted the language of their rulers, either Spanish or Portuguese. They also adopted much of Western culture. Many Iberian settlers arrived, and many of them intermarried with the Amerindians resulting in a so-called Mestizo population, which became the majority of the population of Spain's American empires.
Other European colonial powers followed in their wake, most prominently the English, Dutch, and French. All three nations established colonies through North and South America and the West Indies. English colonies were established on Caribbean islands such as Barbados, Saint Kitts and Antigua and on North America (largely through a proprietary system) in regions such as Maryland, Massachusetts and Rhode Island. Dutch and French colonization efforts followed a similar pattern, focusing on the Caribbean and North America. The islands of Aruba, Curaçao and Sint Maarten gradually came under Dutch control, while the Dutch established the colony of New Netherland in North America. France gradually colonized Louisiana and Quebec during the 17th and 18th centuries, and transformed its West Indian colony of Saint-Domingue into the wealthiest European overseas possession in the 18th century through a slave-based plantation economy.
In the Americas, it seems that only the most remote peoples managed to stave off complete assimilation by Western and Western-fashioned governments. These include some of the northern peoples (i.e., Inuit), some peoples in the Yucatán, Amazonian forest dwellers, and various Andean groups. Of these, the Quechua people, Aymara people, and Maya people are the most numerous: at around 10–11 million, 2 million, and 7 million, respectively. Bolivia is the only country in the Americas with an indigenous majority.
Contact between the Old and New Worlds produced the Columbian Exchange, named after Columbus. It involved the transfer of goods unique to one hemisphere to another. Westerners brought cattle, horses, and sheep to the New World, and from the New World Europeans received tobacco, potatoes, and bananas. Other items becoming important in global trade were the sugarcane and cotton crops of the Americas, and the gold and silver brought from the Americas not only to Europe but elsewhere in the Old World.
As European settlers began to colonize the Americas, numerous cash crop plantations sprung up to accommodate increasing demand in Europe. Initially, the labour source of these plantations came from European indentured servants; however, soon this system was supplemented by enslaved Africans imported by European slavers from Africa to the Americas via the transatlantic slave trade. Roughly 12 million enslaved Africans were forcibly transported to the Americas, primarily to the West Indies and South America. Once there, they were primarily forced to work on these plantations in brutal conditions, cultivating crops such as sugar, cotton and tobacco. Together with European trade to Africa and American trade to Europe, this trade was known as the "triangular trade". Slavery continued to underpin the economies of European colonies throughout the Americas until the abolitionist movement and slave resistance led to its abolition in the 19th century.
After trading with African rulers for some time, Westerners began establishing colonies in Africa. The Portuguese conquered ports in North, West and East Africa and inland territory in what is today Angola and Mozambique. They also established relations with the Kingdom of Kongo in central Africa before, and eventually the Kongolese converted to Catholicism. The Dutch established colonies in modern-day South Africa, which attracted many Dutch settlers. Western powers also established colonies in West Africa. However, most of the continent remained unknown to Westerners and their colonies were restricted to Africa's coasts.
Westerners also expanded in Asia. The Portuguese controlled port cities in the East Indies, India, Persian Gulf, Sri Lanka, Southeast Asia and China. During this time, the Dutch began their colonisation of the Indonesian archipelago, which became the Dutch East Indies in the early 19th century, and gained port cities in Sri Lanka and Malaysia and India. Spain conquered the Philippines and converted the inhabitants to Catholicism. Missionaries from Iberia (including some from Italy and France) gained many converts in Japan until Christianity was outlawed by Japan's emperor. Some Chinese also became Christian, although most did not. Most of India was divided up between England and France.
As Western powers expanded they competed for land and resources. In the Caribbean, pirates attacked each other and the navies and colonial cities of countries, in hopes of stealing gold and other valuables from a ship or city. This was sometimes supported by governments. For example, England supported the pirate Sir Francis Drake in raids against the Spanish. Between 1652 and 1678, the three Anglo-Dutch wars were fought, of which the last two were won by the Dutch. At the end of the Napoleonic Wars, England gained New Netherland (which was traded with Suriname and Dutch South Africa). In 1756, the Seven Years' War, or French and Indian War began. It involved several powers fighting on several continents. In North America, English soldiers and colonial troops defeated the French, and in India the French were also defeated by England. In Europe Prussia defeated Austria. When the war ended in 1763, New France and eastern Louisiana were ceded to England, while western Louisiana was given to Spain. France's lands in India were ceded to England. Prussia was given rule over more territory in what is today Germany.
The Dutch navigator Willem Janszoon had been the first documented Westerner to land in Australia in 1606 Another Dutchman, Abel Tasman later touched mainland Australia, and mapped Tasmania and New Zealand for the first time, in the 1640s. The English navigator James Cook became first to map the east coast of Australia in 1770. Cook's extraordinary seamanship greatly expanded European awareness of far shores and oceans: his first voyage reported favourably on the prospects of colonisation of Australia; his second voyage ventured almost to Antarctica (disproving long held European hopes of an undiscovered Great Southern Continent); and his third voyage explored the Pacific coasts of North America and Siberia and brought him to Hawaii, where an ill-advised return after a lengthy stay saw him clubbed to death by natives.
Europe's period of expansion in early modern times greatly changed the world. New crops from the Americas improved European diets. This, combined with an improved economy thanks to Europe's new network of colonies, led to a demographic revolution in the West, with infant mortality dropping, and Europeans getting married younger and having more children. The West became more sophisticated economically, adopting Mercantilism, in which companies were state-owned and colonies existed for the good of the mother country.
Enlightenment
Absolutism and the Enlightenment: 1500–1800
The West in the early modern era went through great changes as the traditional balance between monarchy, nobility and clergy shifted. With the feudal system all but gone, nobles lost their traditional source of power. Meanwhile, in Protestant countries, the church was now often headed by a monarch, while in Catholic countries, conflicts between monarchs and the Church rarely occurred and monarchs were able to wield greater power than they ever had in Western history. Under the doctrine of the Divine right of kings, monarchs believed they were only answerable to God: thus giving rise to absolutism.
At the opening of the 15th century, tensions were still going on between Islam and Christianity. Europe, dominated by Christians, remained under threat from the Muslim Ottoman Turks. The Turks had migrated from central to western Asia and converted to Islam years earlier. Their capture of Constantinople in 1453, thus extinguishing the Eastern Roman Empire, was a crowning achievement for the new Ottoman Empire. They continued to expand across the Middle East, North Africa and the Balkans. Under the leadership of the Spanish, a Christian coalition destroyed the Ottoman navy at the battle of Lepanto in 1571 ending their naval control of the Mediterranean. However, the Ottoman threat to Europe was not ended until a Polish led coalition defeated the Ottoman at the Battle of Vienna in 1683. The Turks were driven out of Buda (the eastern part of Budapest they had occupied for a century), Belgrade, and Athens – though Athens was to be recaptured and held until 1829.
The 16th century is often called Spain's Siglo de Oro (golden century). From its colonies in the Americas it gained large quantities of gold and silver, which helped make Spain the richest and most powerful country in the world. One of the greatest Spanish monarchs of the era was Charles I (1516–1556, who also held the title of Holy Roman Emperor Charles V). His attempt to unite these lands was thwarted by the divisions caused by the Reformation and ambitions of local rulers and rival rulers from other countries. Another great monarch was Philip II (1556–1598), whose reign was marked by several Reformation conflicts, like the loss of the Netherlands and the Spanish Armada. These events and an excess of spending would lead to a great decline in Spanish power and influence by the 17th century.
After Spain began to decline in the 17th century, the Dutch, by virtue of its sailing ships, became the greatest world power, leading the 17th century to be called the Dutch Golden Age. The Dutch followed Portugal and Spain in establishing an overseas colonial empire — often under the corporate colonialism model of the East India and West India Companies. After the Anglo-Dutch Wars, France and England emerged as the two greatest powers in the 18th century.
Louis XIV became king of France in 1643. His reign was one of the most opulent in European history. He built a large palace in the town of Versailles.
The Holy Roman Emperor exerted no great influence on the lands of the Holy Roman Empire by the end of the Thirty Years' War. In the north of the empire, Prussia emerged as a powerful Protestant nation. Under many gifted rulers, like King Frederick the Great, Prussia expanded its power and defeated its rival Austria many times in war. Ruled by the Habsburg dynasty, Austria became a great empire, expanding at the expense of the Ottoman Empire and Hungary.
One land where absolutism did not take hold was England, which had trouble with revolutionaries. Elizabeth I, daughter of Henry VIII, had left no direct heir to the throne. The rightful heir was actually James VI of Scotland, who was crowned James I of England. James's son, Charles I resisted the power of Parliament. When Charles attempted to shut down Parliament, the Parliamentarians rose up and soon all of England was involved in a civil war. The English Civil War ended in 1649 with the defeat and execution of Charles I. Parliament declared a kingless Commonwealth but soon appointed the anti-absolutist leader and staunch Puritan Oliver Cromwell as Lord Protector. Cromwell enacted many unpopular Puritan religious laws in England, like outlawing alcohol and theaters, although religious diversity may have grown. (It was Cromwell, after all, that invited the Jews back into England after the Edict of Expulsion.) After his death, the monarchy was restored under Charles's son, who was crowned Charles II. His son, James II succeeded him. James and his infant son were Catholics.
Not wanting to be ruled by a Catholic dynasty, Parliament invited James's daughter Mary and her husband William of Orange, to rule as co-monarchs. They agreed on the condition James would not be harmed. Realizing he could not count on the Protestant English army to defend him, he abdicated following the Glorious Revolution of 1688. Before William III and Mary II were crowned however, Parliament forced them to sign the English Bill of Rights, which guaranteed some basic rights to all Englishmen, granted religious freedom to non-Anglican Protestants, and firmly established the rights of Parliament. In 1707, the Act of Union of 1707 were passed by the parliaments of Scotland and England, merging Scotland and England into a single Kingdom of Great Britain, with a single parliament. This new kingdom also controlled Ireland which had previously been conquered by England. Following the Irish Rebellion of 1798, in 1801 Ireland was formally merged with Great Britain to form the United Kingdom of Great Britain and Ireland. Ruled by the Protestant Ascendancy, Ireland eventually became an English-speaking land, though the majority population preserved distinct cultural and religious outlooks, remaining predomininantly Catholic except in parts of Ulster and Dublin. By then, the British experience had already contributed to the American Revolution.
The Polish–Lithuanian Commonwealth was an important European center for the development of modern social and political ideas. It was famous for its rare quasi-democratic political system, praised by philosophers such as Erasmus; and, during the Counter-Reformation, was known for near-unparalleled religious tolerance, with peacefully coexisting Catholic, Jewish, Eastern Orthodox, Protestant and Muslim communities. With its political system the Commonwealth gave birth to political philosophers such as Andrzej Frycz Modrzewski (1503–1572), Wawrzyniec Grzymała Goślicki (1530–1607) and Piotr Skarga (1536–1612). Later, works by Stanisław Staszic (1755–1826) and Hugo Kołłątaj (1750–1812) helped pave the way for the Constitution of 3 May 1791, which historian Norman Davies calls "the first constitution of its kind in Europe". Polish–Lithuanian Commonwealth's constitution enacted revolutionary political principles for the first time on the European continent. The Komisja Edukacji Narodowej, Polish for Commission of National Education, formed in 1773, was the world's first national Ministry of Education and an important achievement of the Polish Enlightenment.
The intellectual movement called the Age of Enlightenment began in this period as well. Its proponents opposed the absolute rule of the monarchs, and instead emphasized the equality of all individuals and the idea that governments should derive their existence from the consent of the governed. Enlightenment thinkers called philosophes (French for philosophers) idealized Europe's classical heritage. They looked at Athenian democracy and the Roman Republic as ideal governments. They believed reason held the key to creating an ideal society.
The Englishman Francis Bacon espoused the idea that senses should be the primary means of knowing, while the Frenchman René Descartes advocated using reason over the senses. In his works, Descartes was concerned with using reason to prove his own existence and the existence of the external world, including God. Another belief system became popular among philosophes, Deism, which taught that a single god had created but did not interfere with the world. This belief system never gained popular support and largely died out by the early 19th century.
Thomas Hobbes was an English philosopher, best known today for his work on political philosophy. His 1651 book Leviathan established the foundation for most of Western political philosophy from the perspective of social contract theory. The theory was examined also by John Locke (Second Treatise of Government (1689)) and Rousseau (Du contrat social (1762)). Social contract arguments examine the appropriate relationship between government and the governed and posit that individuals unite into political societies by a process of mutual consent, agreeing to abide by common rules and accept corresponding duties to protect themselves and one another from violence and other kinds of harm.
In 1690 John Locke wrote that people have certain natural rights like life, liberty and property and that governments were created in order to protect these rights. If they did not, according to Locke, the people had a right to overthrow their government. The French philosopher Voltaire criticized the monarchy and the Church for what he saw as hypocrisy and for their persecution of people of other faiths. Another Frenchman, Montesquieu, advocated division of government into executive, legislative and judicial branches. The French author Rousseau stated in his works that society corrupted individuals. Many monarchs were affected by these ideas, and they became known to history as the enlightened despots. However, most only supported Enlightenment ideas that strengthened their own power.
The Scottish Enlightenment was a period in 18th century Scotland characterised by an outpouring of intellectual and scientific accomplishments. Scotland reaped the benefits of establishing Europe's first public education system and a growth in trade which followed the Act of Union with England of 1707 and expansion of the British Empire. Important modern attitudes towards the relationship between science and religion were developed by the philosopher/historian David Hume. Adam Smith developed and published The Wealth of Nations, the first work in modern economics. He believed competition and private enterprise could increase the common good. The celebrated bard Robert Burns is still widely regarded as the national poet of Scotland.
European cities like Paris, London, and Vienna grew into large metropolises in early modern times. France became the cultural center of the West. The middle class grew even more influential and wealthy. Great artists of this period included El Greco, Rembrandt, and Caravaggio.
By this time, many around the world wondered how the West had become so advanced, for example, the Orthodox Christian Russians, who came to power after conquering the Mongols that had conquered Kiev in the Middle Ages. They began westernizing under Czar Peter the Great, although Russia remained uniquely part of its own civilization. The Russians became involved in European politics, dividing up the Polish–Lithuanian Commonwealth with Prussia and Austria.
Revolution: 1770–1815
During the late 18th century and early 19th century, much of the West experienced a series of revolutions that would change the course of history, resulting in new ideologies and changes in society. The first of these revolutions began in North America. The Thirteen Colonies of British North America had by this period. The majority of the population was of English, Scottish, Welsh and Irish descent, while significant minorities included people of French, Dutch and German and Africa descent, as well as some Native Americans. Most of the population was Anglican, others were Congregationalist or Puritan, while minorities included other Protestant churches like the Society of Friends and the Lutherans, as well as some Roman Catholics and Jews. The colonies had their own great cities and universities and continually welcomed new immigrants, mostly from Britain. After the expensive Seven Years' War, Britain needed to raise revenue, and felt the colonists should bare the brunt of the new taxation it felt was necessary. The colonists greatly resented these taxes and protested the fact they could be taxed by Britain but had no representation in the government.
After Britain's King George III refused to seriously consider colonial grievances raised at the first Continental Congress, some colonists took up arms. Leaders of a new pro-independence movement were influenced by Enlightenment ideals and hoped to bring an ideal nation into existence. On 4 July 1776, the colonies declared independence with the signing of the United States Declaration of Independence. Drafted primarily by Thomas Jefferson, the document's preamble eloquently outlines the principles of governance that would come to increasingly dominate Western thinking over the ensuing century and a half:
George Washington led the new Continental Army against the British forces, who had many successes early in this American Revolution. After years of fighting, the colonists formed an alliance with France and defeated the British at Yorktown, Virginia in 1781. The treaty ending the war granted independence to the colonies, which became The United States of America.
The other major Western revolution at the turn of the 19th century was the French Revolution. In 1789 France faced an economical crisis. The King called, for the first time in more than two centuries, the Estates General, an assembly of representatives of each estate of the kingdom: the First Estate (the clergy), the Second Estate (the nobility), and the Third Estate (middle class and peasants); in order to deal with the crisis. As the French society was gained by the same Enlightenment ideals that led to the American revolution, in which many Frenchmen, such as Lafayette, took part; representatives of the Third Estate, joined by some representatives of the lower clergy, created the National Assembly, which, unlike the Estates General, provided the common people of France with a voice proportionate to their numbers.
The people of Paris feared the King would try to stop the work of the National Assembly and Paris was soon consumed with riots, anarchy, and widespread looting. The mobs soon had the support of the French Guard, including arms and trained soldiers, because the royal leadership essentially abandoned the city. On the fourteenth of July 1789 a mob stormed the Bastille, a prison fortress, which led the King to accept the changes. On 4 August 1789 the National Constituent Assembly abolished feudalism sweeping away both the seigneurial rights of the Second Estate and the tithes gathered by the First Estate. It was the first time in Europe, where feudalism was the norm for centuries, that such a thing happened. In the course of a few hours, nobles, clergy, towns, provinces, companies, and cities lost their special privileges.
At first, the revolution seemed to be turning France into a constitutional monarchy, but the other continental Europe powers feared a spread of the revolutionary ideals and eventually went to war with France. In 1792 King Louis XVI was imprisoned after he had been captured fleeing Paris and the Republic was declared. The Imperial and Prussian armies threatened retaliation on the French population should it resist their advance or the reinstatement of the monarchy. As a consequence, King Louis was seen as conspiring with the enemies of France. His execution on 21 January 1793 led to more wars with other European countries. During this period France effectively became a dictatorship after the parliamentary coup of the radical leaders, the Jacobin. Their leader, Robespierre oversaw the Reign of Terror, in which thousands of people deemed disloyal to the republic were executed. Finally, in 1794, Robespierre himself was arrested and executed, and more moderate deputies took power. This led to a new government, the French Directory. In 1799, a coup overthrew the Directory and General Napoleon Bonaparte seized power as dictator and even an emperor in 1804.
Liberté, égalité, fraternité (French for "Liberty, equality, fraternity"), now the national motto of France, had its origins during the French Revolution, though it was only later institutionalised. It remains another iconic motto of the aspirations of Western governance in the modern world.
Some influential intellectuals came to reject the excesses of the revolutionary movement. Political theorist Edmund Burke had supported the American Revolution, but turned against the French Revolution and developed a political theory which opposed governing based on abstract ideas, and preferred 'organic' reform. He is remembered as a father of modern Anglo-conservatism. In response to such critiques, the American revolutionary Thomas Paine published his book The Rights of Man in 1791 as a defence of the ideals of the French Revolution. The spirit of the age also produced early works of feminist philosophy – notably Mary Wollstonecraft's 1792 book: A Vindication of the Rights of Woman.
Napoleonic Wars
The Napoleonic Wars were a series of conflicts involving Napoleon's French Empire and changing sets of European allies by opposing coalitions that ran from 1803 to 1815. As a continuation of the wars sparked by the French Revolution of 1789, they revolutionized European armies and played out on an unprecedented scale, mainly due to the application of modern mass conscription. French power rose quickly, conquering most of Europe, but collapsed rapidly after France's disastrous invasion of Russia in 1812. Napoleon's empire ultimately suffered complete military defeat resulting in the restoration of the Bourbon monarchy in France. The wars resulted in the dissolution of the Holy Roman Empire and sowed the seeds of nascent nationalism in Germany and Italy that would lead to the two nations' consolidation later in the century. Meanwhile, the Spanish Empire began to unravel as French occupation of Spain weakened Spain's hold over its colonies, providing an opening for nationalist revolutions in Spanish America. As a direct result of the Napoleonic Wars, the British Empire became the foremost world power for the next century, thus beginning Pax Britannica.
France had to fight on multiple battlefronts against the other European powers. A nationwide conscription was voted to reinforce the old royal army made of noble officers and professional soldiers. With this new kind of army, Napoleon was able to beat the European allies and dominate Europe. The revolutionary ideals, based no more on feudalism but on the concept of a sovereign nation, spread all over Europe. When Napoleon eventually lost and the monarchy reinstated in France, these ideals survived and led to the revolutionary waves of the 19th century that brought democracy to many European countries.
With the success of the American Revolution, the Spanish Empire also began to crumble as their American colonies sought independence as well. In 1808, when Joseph Bonaparte was installed as the Spanish King by the Napoleonic French, the Spanish resistance resorted to governing Juntas. When the Supreme Central Junta of Seville fell to the French in 1810, the Spanish American colonies developed themselves governing Juntas in the name of the deposed King Ferdinand VII (upon the concept known as "Retroversion of the Sovereignty to the People"). As this process led to open conflicts between independentists and loyalists, the Spanish American Independence Wars immediately ensued; resulting, by the 1820s, in the definitive loss for the Spanish Empire of all its American territories, with the exception of Cuba and Puerto Rico.
Rise of the English-speaking world: 1815–1870
The years following Britain's victory in the Napoleonic Wars were a period of expansion for Britain as it rebuilt the British Empire. The new United States grew even more rapidly. This period of expansion would help establish Anglicanism as the dominant religion, English as the dominant language, and English and Anglo-American culture as the dominant culture of two continents and many other lands outside the British Isles.
Industrial Revolution in the English-speaking world
Rapid economic growth following the Napoleonic Wars was the continuing product of the ever-expanding Industrial Revolution. The revolution began in Britain, where Thomas Newcomen developed a steam engine in 1712 to pump seeping water out of mines. This engine at first was powered by water, but soon coal and wood were heavily used. The British first learned to use steam power effectively. In 1804, the first steam powered railroad locomotive was developed in Britain, which allowed goods and people to be transported at faster speeds than ever before in history. Soon, large numbers of goods were being produced in factories. This resulted in great societal changes, and many people settled in the cities where the factories were located. Factory work could often be brutal.
With no safety regulations, people became sick from contaminants in the air in textile mills for, example. Many workers were also horribly maimed by dangerous factory machinery. Since workers relied only on their small wages for sustenance, entire families were forced to work, including children. These and other problems caused by industrialism resulted in some reforms by the mid-19th century. The economic model of the West also began to change, with mercantilism being replaced by capitalism, in which companies, and later, large corporations, were run by individual investors.
New ideological movements began as a result of the Industrial Revolution, including the Luddite movement, which opposed machinery, feeling it did not benefit the common good, and the socialists, whose beliefs usually included the elimination of private property and the sharing of industrial wealth. Unions were founded among industrial workers to help secure better wages and rights. Another result of the revolution was a change in societal hierarchy, especially in Europe, where nobility still occupied a high level on the social ladder. Capitalists emerged as a new powerful group, with educated professionals like doctors and lawyers under them, and the various industrial workers at the bottom. These changes were often slow however, with Western society as a whole remaining primarily agricultural for decades.
Great Britain: 1815–1870
From 1837 until 1901, Queen Victoria reigned over Great Britain and the ever-expanding British Empire. The Industrial Revolution accelerated, making Britain the most powerful nation. It enjoyed relative peace and stability from 1815 until 1914, this period is often called the Pax Britannica, from the Latin "British Peace". The monarch became more a figurehead and symbol of national identity; actual power was in the hands of the prime minister and the cabinet, and was based on a majority in the House of Commons. Two rival parties were the Conservative Party and the Liberal Party. The Liberal constituency was made up mostly of businessmen, as many Liberals supported the idea of a free market. Conservatives were supported by the aristocracy and gentry landowners. Control of Parliament switched back and forth between the parties. Overall, it was a period of reform.
In 1832 more representation was granted to new industrial cities, and laws barring Catholics from serving in Parliament were repealed, although discrimination against Catholics, especially Irish Catholics, continued. Other reforms granted near universal manhood suffrage, and state-supported elementary education for all Britons. More rights were granted to workers as well.
Ireland had been ruled from London since the Middle Ages. After the Protestant Reformation the British Establishment began a campaign of discrimination against Roman Catholic and Presbyterian Irish, who lacked many rights under the Penal Laws, and the majority of the agricultural land was owned by the Protestant Ascendancy. Great Britain and Ireland had become a single nation ruled from London without the autonomous Parliament of Ireland after the Act of Union of 1800 was passed, creating the United Kingdom of Great Britain and Ireland. In the mid-19th century, Ireland suffered a devastating famine, which killed 10% of the population and led to massive emigration: see Irish diaspora.
British Empire: 1815–1870
Throughout the 19th century, Britain's power grew enormously and the sun quite literally "never set" on the British Empire, for it had outposts on every occupied continent. It consolidated control over such far flung territories as Canada and Jamaica in the Americas, Australia and New Zealand in Oceania; Malaya, Hong Kong and Singapore in the Far East and a line of colonial possessions from Egypt to the Cape of Good Hope through Africa. All of India was under British rule by 1858.
In 1804, the Shah of the declining Mughal Empire had formally accepted the protection of the British East India Company. Many Britons settled in India, establishing a rich ruling class. They then expanded into neighbouring Burma. Among the British born in India were the immensely influential writers Rudyard Kipling (1865) and George Orwell (1903).
In the Far East, Britain went to war with the declining Qing dynasty of China when it tried to stop British merchants in China from selling the opium to the Chinese public. The First Opium War (1840–1842), ended in a British victory, and China was forced to remove barriers to British trade and cede several ports and the island of Hong Kong to Britain. Soon, other powers sought these same privileges with China and China was forced to agree, ending Chinese isolation from the rest of the world. In 1853 an American expedition opened up Japan to trade with first the U.S., and then the rest of the world.
In 1833, Britain ended slavery by buying out all the owners throughout its empire after a successful campaign by abolitionists. Furthermore, Britain had a great deal of success attempting to get other powers to outlaw the practice as well.
As British settlement of southern Africa continued, the descendants of the Dutch in southern Africa, called the Boers or Afrikaners, whom Britain had ruled since the Anglo-Dutch Wars, migrated northward, disliking British rule. Explorers and missionaries like David Livingstone became national heroes. Cecil Rhodes founded Rhodesia and a British army under Lord Kitchener secured control of Sudan in the 1898 Battle of Omdurman.
Canada: 1815–1870
Following the American Revolution, many Loyalists to Britain fled north to what is today Canada (where they were called United Empire Loyalists). Joined by mostly British colonists, they helped establish early colonies like Ontario and New Brunswick. British settlement in North America increased, and soon there were several colonies both north and west of the early ones in the northeast of the continent, these new ones included British Columbia and Prince Edward Island.
Rebellions broke out against British rule in 1837, but Britain appeased the rebels' supporters in 1867 by confederating the colonies into Canada, with its own prime minister. Although Canada was still firmly within the British Empire, its people now enjoyed a great degree of self-rule. Canada was unique in the British Empire in that it had a French-speaking province, Quebec, which Britain had gained rule over in the Seven Years' War.
Australia and New Zealand: 1815–1870
The First Fleet of British convicts arrived at New South Wales, Australia in 1788 and established a British outpost and penal colony at Sydney Cove. These convicts were often petty 'criminals', and represented the population spill-over of Britain's Industrial Revolution, as a result of the rapid urbanisation and dire crowding of British cities. Other convicts were political dissidents, particularly from Ireland. The establishment of a wool industry and the enlightened governorship of Lachlan Macquarie were instrumental in transforming New South Wales from a notorious prison outpost into a budding civil society. Further colonies were established around the perimeter of the continent and European explorers ventured deep inland. A free colony was established at South Australia in 1836 with a vision for a province of the British Empire with political and religious freedoms. The colony became a cradle of democratic reform. The Australian gold rushes increased prosperity and cultural diversity and autonomous democratic parliaments began to be established from the 1850s onward.
The native inhabitants of Australia, called the Aborigines, lived as hunter-gatherers before European arrival. The population, never large, was largely dispossessed without treaty agreements nor compensations through the 19th century by the expansion of European agriculture, and, as had occurred when Europeans arrived in North and South America, faced superior European weaponry and suffered greatly from exposure to Old World diseases such as smallpox, to which they had no biological immunity.
From the early 19th century, New Zealand was being visited by European explorers, sailors, missionaries, traders and adventurers (known as Pākehā) and was administered by Britain from the nearby colony of New South Wales. In 1840 Britain signed the Treaty of Waitangi with the natives of New Zealand, the Māori, in which Britain gained sovereignty over the archipelago. As more European settlers arrived, clashes resulted and the New Zealand colonial government fought several wars before defeating the Māori. By 1870, New Zealand had a population made up mostly of European descent.
United States: 1815–1870
Following independence from Britain, the United States began expanding westward, and soon a number of new states had joined the union. In 1803, the United States purchased the Louisiana Territory from France, whose emperor, Napoleon I, had regained it from Spain. Soon, America's growing population was settling the Louisiana Territory, which geographically doubled the size of the country. At the same time, a series of revolutions and independence movements in Spain and Portugal's American empires resulted in the liberation of nearly all of Latin America, as the region composed of South America, most of the Caribbean, and North America from Mexico south became known. At first Spain and its allies seemed ready to try to reconquer the colonies, but the U.S. and Britain opposed this, and the reconquest never took place. From 1821 on, the U.S. bordered the newly independent nation of Mexico. An early problem faced by the Mexican republic was what to do with its sparsely populated northern territories, which today make up a large part of the American West. The government decided to try to attract Americans looking for land. Americans arrived in such large numbers that both the provinces of Texas and California had majority white, English-speaking populations.
This led to a culture clash between these provinces and the rest of Mexico. When Mexico became a dictatorship under General Antonio López de Santa Anna, the Texans declared independence. After several battles, Texas gained independence from Mexico, although Mexico later claimed it still had a right to Texas. After existing as a republic modeled after the U.S. for several years, Texas joined the United States in 1845. This led to border disputes between the U.S. and Mexico, resulting in the Mexican–American War. The war ended with an American victory, and Mexico had to cede all its northern territories to the United States, and recognize the independence of California, which had revolted against Mexico during the war. In 1850, California joined the United States. In 1848, the U.S. and Britain resolved a border dispute over territory on the Pacific coast, called the Oregon Country by giving Britain the northern part and the U.S. the southern part. In 1867, the U.S. expanded again, purchasing the Russian colony of Alaska, in northwestern North America.
Politically, the U.S. became more democratic with the abolishment of property requirements in voting, although voting remained restricted to white males. By the mid-19th century, the most important issue was slavery. The Northern states generally had outlawed the practice, while the Southern states not only had kept it legal but came to feel it was essential to their way of life. As new states joined the union, lawmakers clashed over whether they should be slave states or free states. In 1860, the anti-slavery candidate Abraham Lincoln was elected president. Fearing he would try to outlaw slavery in the whole country, several southern states seceded, forming the Confederate States of America, electing their own president and raising their own army. Lincoln countered that secession was illegal and raised an army to crush the rebel government, thus the advent of the American Civil War (1861–65).
The Confederates had a skilled military that even succeeded in invading the northern state of Pennsylvania. However, the war began to turn around, with the defeat of Confederates at Gettysburg, Pennsylvania, and at Vicksburg, which gave the Union control of the important Mississippi River. Union forces invaded deep into the South, and the Confederacy's greatest general, Robert E. Lee, surrendered to Ulysses S. Grant of the Union in 1865. After that, the south came under Union occupation, ending the American Civil War. Lincoln was tragically assassinated in 1865, but his dream of ending slavery, exhibited in the wartime Emancipation Proclamation, was carried out by his Republican Party, which outlawed slavery, granted blacks equality and black males voting rights via constitutional amendments. However, although the abolishment of slavery would not be challenged, equal treatment for blacks would be.
The Gettysburg Address, Lincoln's most famous speech and one of the most quoted political speeches in United States history, was delivered at the dedication of the Soldiers' National Cemetery in Gettysburg, Pennsylvania on 19 November 1863, during the Civil War, four and a half months after the Battle of Gettysburg. Describing America as a "nation conceived in Liberty and dedicated to the proposition that all men are created equal", Lincoln famously called on those gathered:
Continental Europe: 1815–1870
The years following the Napoleonic Wars were a time of change in Europe. The Industrial Revolution, nationalism, and several political revolutions transformed the continent.
Industrial technology was imported from Britain. The first lands affected by this were France, the Low Countries, and western Germany. Eventually the Industrial Revolution spread to other parts of Europe. Many people in the countryside migrated to major cities like Paris, Berlin, and Amsterdam, which were connected like never before by railroads. Europe soon had its own class of wealthy industrialists, and large numbers of industrial workers. New ideologies emerged as a reaction against perceived abuses of industrial society. Among these ideologies were socialism and the more radical communism, created by the German Karl Marx. According to communism, history was a series of class struggles, and at the time industrial workers were pitted against their employers. Inevitably the workers would rise up in a worldwide revolution and abolish private property, according to Marx. Communism was also atheistic, since, according to Marx, religion was simply a tool used by the dominant class to keep the oppressed class docile.
Several revolutions occurred in Europe following the Napoleonic Wars. The goal of most of these revolutions was to establish some form of democracy in a particular nation. Many were successful for a time, but their effects were often eventually reversed. Examples of this occurred in Spain, Italy, and Austria. Several European nations stood steadfastly against revolution and democracy, including Austria and Russia.
Two successful revolts of the era were the Greek and Serbian wars of independence, which freed those nations from Ottoman rule. Another successful revolution occurred in the Low Countries. After the Napoleonic Wars, the Netherlands was given control of modern-day Belgium, which had been part of the Holy Roman Empire. The Dutch found it hard to rule the Belgians, due to their Catholic religion and French language. In the 1830s, the Belgians successfully overthrew Dutch rule, establishing the Kingdom of Belgium.
In 1848 a series of revolutions occurred in Prussia, Austria, and France. In France, the king, Louis-Philippe, was overthrown and a republic was declared. Louis Napoleon, nephew of Napoleon I was elected the republic's first president. Extremely popular, Napoleon was made Napoleon III (since Napoleon I's son had been crowned Napoleon II during his reign), Emperor of the French, by a vote of the French people, ending France's Second Republic. Revolutionaries in Prussia and Italy focused more on nationalism, and most advocated the establishment of unified German and Italian states, respectively.
In the city-states of Italy, many argued for a unification of all the Italian kingdoms into a single nation. Obstacles to this included the many Italian dialects spoken by the people of Italy, and the Austrian presence in the north of the peninsula. Unification of the peninsula began in 1859.
The powerful Kingdom of Sardinia (also called Savoy or Piedmont) formed an alliance with France and went to war with Austria in that year. The war ended with a Sardinian victory, and Austrian forces left Italy. Plebiscites were held in several cities, and the majority of people voted for union with Sardinia, creating the Kingdom of Italy under Victor Emmanuel II. In 1860, the Italian nationalist Garibaldi led revolutionaries in an overthrow of the government of the Kingdom of the Two Sicilies. A plebiscite held there resulted in a unification of that kingdom with Italy. Italian forces seized the eastern Papal States in 1861.
In 1866 Venetia became part of Italy after Italy's ally, Prussia, defeated that kingdom's rulers, the Austrians, in the Austro-Prussian War. In 1870, Italian troops conquered the Papal States, completing unification. Pope Pius IX refused to recognize the Italian government or negotiate settlement for the loss of Church land.
Prussia in the middle and late parts of the 19th century was ruled by its king, Wilhelm I, and its skilled chancellor, Otto von Bismarck. In 1864, Prussia went to war with Denmark and gained several German-speaking lands as a result. In 1866, Prussia went to war with the Austrian Empire and won, and created a confederation of it and several German states, called the North German Confederation, setting the stage for the 1871 formation of the German Empire.
After years of dealing with Hungarian revolutionaries, whose kingdom Austria had conquered centuries earlier, the Austrian emperor, Franz Joseph agreed to divide the empire into two parts: Austria and Hungary, and rule as both Emperor of Austria and king of Hungary. The new Austro-Hungarian Empire was created in 1867. The two peoples were united in loyalty to the monarch and Catholicism.
There were changes throughout the West in science, religion and culture between 1815 and 1870. Europe in 1870 differed greatly from its state in 1815. Most Western European nations had some degree of democracy, and two new national states had been created, Italy and Germany. Political parties were formed throughout the continent and with the spread of industrialism, Europe's economy was transformed, although it remained very agricultural.
Culture, arts and sciences: 1815–1914
The 19th and early 20th centuries saw important contributions to the process of modernisation of Western art and Literature and the continuing evolution in the role of religion in Western societies.
Napoleon re-established the Catholic Church in France through the Concordat of 1801. The end of the Napoleonic wars, signaled by the Congress of Vienna, brought Catholic revival and the return of the Papal States. In 1801, a new political entity was formed, the United Kingdom of Great Britain and Ireland, which merged the kingdoms of Great Britain and Ireland, thus increasing the number of Catholics in the new state. Pressure for abolition of anti-Catholic laws grew and in 1829 Parliament passed the Roman Catholic Relief Act 1829, giving Catholics almost equal civil rights, including the right to vote and to hold most public offices. While remaining a minority religion in the British Empire, a steady stream of new Catholics would continue to convert from the Church of England and Ireland, notably John Henry Newman and the poets Gerard Manley Hopkins and Oscar Wilde. The Anglo-Catholic movement began, emphasizing the Catholic traditions of the Anglican Church. New churches like the Methodist, Unitarian, and LDS Churches were founded. Many Westerners became less religious in this period, although a majority of people still held traditional Christian beliefs.
The 1859 publication of On the Origin of Species, by the English naturalist Charles Darwin, provided an alternative hypothesis for the development, diversification, and design of human life to the traditional poetic scriptural explanation known as Creationism. According to Darwin, only the organisms most able to adapt to their environment survived while others became extinct. Adaptations resulted in changes in certain populations of organisms which could eventually cause the creation of new species. Modern genetics started with Gregor Johann Mendel, a German-Czech Augustinian monk who studied the nature of inheritance in plants. In his 1865 paper "Versuche über Pflanzenhybriden" ("Experiments on Plant Hybridization"), Mendel traced the inheritance patterns of certain traits in pea plants and described them mathematically. Louis Pasteur and Joseph Lister made discoveries about bacteria and its effects on humans. Geologists at the time made discoveries indicating the world was far older than most believed it to be. Early batteries were invented and a telegraph system was also invented, allowing global communication.
In 1869 Russian chemist Dmitri Mendeleev published his Periodic table. The success of Mendeleev's table came from two decisions he made: The first was to leave gaps in the table when it seemed that the corresponding element had not yet been discovered. The second decision was to occasionally ignore the order suggested by the atomic weights and switch adjacent elements, such as cobalt and nickel, to better classify them into chemical families. At the end of the 19th century, a number of discoveries were made in physics which paved the way for the development of modern physics – including Maria Skłodowska-Curie's work on radioactivity.
In Europe by the 19th century, fashion had shifted away from such artistic styles as Mannerism, Baroque and Rococo and sought to revert to the earlier, simpler art of the Renaissance by creating Neoclassicism. Neoclassicism complemented the intellectual movement known as the Enlightenment, which was similarly idealistic. Ingres, Canova, and Jacques-Louis David are among the best-known neoclassicists.
Just as Mannerism rejected Classicism, so did Romanticism reject the ideas of the Enlightenment and the aesthetic of the Neoclassicists. Romanticism emphasized emotion and nature, and idealized the Middle Ages. Important musicians were Franz Schubert, Pyotr Tchaikovsky, Richard Wagner, Fryderyk Chopin, and John Constable. Romantic art focused on the use of color and motion in order to portray emotion, but like classicism used Greek and Roman mythology and tradition as an important source of symbolism. Another important aspect of Romanticism was its emphasis on nature and portraying the power and beauty of the natural world. Romanticism was also a large literary movement, especially in poetry. Among the greatest Romantic artists were Eugène Delacroix, Francisco Goya, Karl Bryullov, J. M. W. Turner, John Constable, Caspar David Friedrich, Ivan Aivazovsky, Thomas Cole, and William Blake. Romantic poetry emerged as a significant genre, particularly during the Victorian Era with leading exponents including William Wordsworth, Samuel Taylor Coleridge, Robert Burns, Edgar Allan Poe and John Keats. Other Romantic writers included Sir Walter Scott, Lord Byron, Alexander Pushkin, Victor Hugo, and Goethe.
Some of the best regarded poets of the era were women. Mary Wollstonecraft had written one of the first works of feminist philosophy, A Vindication of the Rights of Woman which called for equal education for women in 1792 and her daughter, Mary Shelley became an accomplished author best known for her 1818 novel Frankenstein, which examined some of the frightening potential of the rapid advances of science.
In early 19th-century Europe, in response to industrialization, the movement of Realism emerged. Realism sought to accurately portray the conditions and hardships of the poor in the hopes of changing society. In contrast with Romanticism, which was essentially optimistic about mankind, Realism offered a stark vision of poverty and despair. Similarly, while Romanticism glorified nature, Realism portrayed life in the depths of an urban wasteland. Like Romanticism, Realism was a literary as well as an artistic movement. The great Realist painters include Jean-Baptiste-Siméon Chardin, Gustave Courbet, Jean-François Millet, Camille Corot, Honoré Daumier, Édouard Manet, Edgar Degas (both considered as Impressionists), Ilya Repin, and Thomas Eakins, among others.
Writers also sought to come to terms with the new industrial age. The works of the Englishman Charles Dickens (including his novels Oliver Twist and A Christmas Carol) and the Frenchman Victor Hugo (including Les Misérables) remain among the best known and widely influential. The first great Russian novelist was Nikolai Gogol (Dead Souls). Then came Ivan Goncharov, Nikolai Leskov and Ivan Turgenev. Leo Tolstoy (War and Peace, Anna Karenina) and Fyodor Dostoevsky (Crime and Punishment, The Idiot, The Brothers Karamazov) soon became internationally renowned to the point that many scholars such as F. R. Leavis have described one or the other as the greatest novelist ever. In the second half of the century Anton Chekhov excelled in writing short stories and became perhaps the leading dramatist internationally of his period. American literature also progressed with the development of a distinct voice: Mark Twain produced his masterpieces Tom Sawyer and Adventures of Huckleberry Finn. In Irish literature, the Anglo-Irish tradition produced Bram Stoker and Oscar Wilde writing in English and a Gaelic Revival had emerged by the end of the 19th century. The poetry of William Butler Yeats prefigured the emergence of the 20th-century Irish literary giants James Joyce, Samuel Beckett and Patrick Kavanagh. In Britain's Australian colonies, bush balladeers such as Henry Lawson and Banjo Paterson brought the character of a new continent to the pages of world literature.
The response of architecture to industrialisation, in stark contrast to the other arts, was to veer towards historicism. The railway stations built during this period are often called "the cathedrals of the age". Architecture during the Industrial Age witnessed revivals of styles from the distant past, such as the Gothic Revival—in which style the iconic Palace of Westminster in London was re-built to house the mother parliament of the British Empire. Notre Dame de Paris Cathedral in Paris was also restored in the Gothic style, following its desecration during the French Revolution.
Out of the naturalist ethic of Realism grew a major artistic movement, Impressionism. The Impressionists pioneered the use of light in painting as they attempted to capture light as seen from the human eye. Edgar Degas, Édouard Manet, Claude Monet, Camille Pissarro, and Pierre-Auguste Renoir, were all involved in the Impressionist movement. As a direct outgrowth of Impressionism came the development of Post-Impressionism. Paul Cézanne, Vincent van Gogh, Paul Gauguin, Georges Seurat are the best known Post-Impressionists. In Australia the Heidelberg School was expressing the light and colour of Australian landscape with a new insight and vigour.
The Industrial Revolution which began in Britain in the 18th century brought increased leisure time, leading to more time for citizens to attend and follow spectator sports, greater participation in athletic activities, and increased accessibility. The bat and ball sport of cricket was first played in England during the 16th century and was exported around the globe via the British Empire. A number of popular modern sports were devised or codified in Britain during the 19th century and obtained global prominence – these include Ping Pong, modern tennis, Association football, netball and rugby. The United States also developed popular international sports during this period. English migrants took antecedents of baseball to America during the colonial period. American football resulted from several major divergences from rugby, most notably the rule changes instituted by Walter Camp. Basketball was invented in 1891 by James Naismith, a Canadian physical education instructor working in Springfield, Massachusetts in the United States. Baron Pierre de Coubertin, a Frenchman, instigated the modern revival of the Olympic Games, with the first modern Olympics being held in Athens in 1896.
New Imperialism: 1870–1914
The years between 1870 and 1914 saw the expansion of Western power. By 1914, the Western and some Asian and Eurasian empires like the Empire of Japan, Russian Empire, Ottoman Empire, and Qing China dominated the entire planet. The major Western players in this New Imperialism were the United Kingdom, Russia, France, Germany, Italy, the Netherlands, Spain, Portugal, Belgium, Denmark, Sweden-Norway, and the United States. Japan was the only non-Western power involved in this new era of imperialism.
Although the West had had a presence in Africa for centuries, its colonies were limited mostly to Africa's coast. Europeans, including the Britons Mungo Park and David Livingstone, the German Johannes Rebmann, and the Frenchman René Caillié, explored the interior of the continent, allowing greater European expansion in the later 19th century.
The period between 1870 and 1914 is often called the Scramble for Africa, due to the competition between European nations for control of Africa. In 1830, France occupied Algeria in North Africa. Many Frenchman settled on Algeria's Mediterranean coast. In 1882 Britain annexed Egypt. France eventually conquered most of Morocco and Tunisia as well. Libya was conquered by the Italians. Spain gained a small part of Morocco and modern-day Western Sahara. West Africa was dominated by France, although Britain ruled several smaller West African colonies. Germany also established two colonies in West Africa, and Portugal had one as well. Central Africa was dominated by the Belgian Congo. At first the colony was ruled by Belgium's king, Leopold II, however his regime was so brutal the Belgian government took over the colony.
The Germans and French also established colonies in Central Africa. The British and Italians were the two dominant powers in East Africa, although France also had a colony there. Southern Africa was dominated by Britain. Tensions between the British Empire and the Boer Republics led to the Boer Wars, fought on and off between the 1880s and 1902, ending in a British victory. In 1910 Britain united its South African colonies with the former Boer republics and established the Union of South Africa, a dominion of the British Empire. The British established several other colonies in Southern Africa. The Portuguese and Germans also established a presence in Southern Africa. The French conquered the island of Madagascar.
By 1914, Africa had only two independent nations, Liberia, a nation founded in West Africa by free black Americans earlier in the 19th century, and the ancient kingdom of Ethiopia in East Africa. Many Africans, like the Zulus and Ashanti, resisted European rule, but in the end Europe succeeded in conquering and transforming the continent. Missionaries arrived and established schools, while industrialists helped establish rubber, diamond and gold industries on the continent. Perhaps the most ambitious change by Europeans was the construction of the Suez Canal in Egypt, allowing ships to travel from the Atlantic to the Indian Ocean without having to go all the way around Africa.
In Asia, China was defeated by Britain in the First Opium War and later Britain and France in the Arrow War, forcing it to open up to trade with the West. Soon every major Western power as well as Russia and Japan had spheres of influence in China, although the country remained independent. Southeast Asia was divided between French Indochina and British Burma. One of the few independent nations in this region at the time was Siam. The Dutch continued to rule their colony of the Dutch East Indies, while Britain and Germany also established colonies in Oceania. India remained an integral part of the British Empire, with Queen Victoria being crowned Empress of India. The British even built a new capital in India, New Delhi. The Middle East remained largely under the rule of the Ottoman Empire and Persia. Britain, however, established a sphere of influence in Persia and a few small colonies in Arabia and coastal Mesopotamia.
The Pacific islands were conquered by Germany, the U.S., Britain, France, and Belgium. In 1893, the ruling class of colonists in Hawaii overthrew the Hawaiian monarchy of Queen Liliuokalani and established a republic. Since most of the leaders of the overthrow were Americans or descendants of Americans, they asked to be annexed by the United States, which agreed to the annexation in 1898.
Latin America was largely free from foreign rule throughout this period, although the United States and Britain had a great deal of influence over the region. Britain had two colonies on the Latin American mainland, while the United States, following 1898, had several in the Caribbean. The U.S. supported the independence of Cuba and Panama, but gained a small territory in central Panama and intervened in Cuba several times. Other countries also faced American interventions from time to time, mostly in the Caribbean and southern North America.
Competition over control of overseas colonies sometimes led to war between Western powers, and between Western powers and non-Westerners. At the turn of the 20th century, Britain fought several wars with Afghanistan to prevent it from falling under the influence of Russia, which ruled all of Central Asia excluding Afghanistan. Britain and France nearly went to war over control of Africa. In 1898, the United States and Spain went to war after an American naval ship was sunk in the Caribbean. Although today it is generally held that the sinking was an accident, at the time the U.S. held Spain responsible and soon American and Spanish forces clashed everywhere from Cuba to the Philippines. The U.S. won the war and gained several Caribbean colonies including Puerto Rico and several Pacific islands, including Guam and the Philippines. Important resistance movements to Western Imperialism included the Boxer Rebellion, fought against the colonial powers in China, and the Philippine–American War, fought against the United States, both of which failed.
The Russo-Turkish War (1877–78) left the Ottoman Empire little more than an empty shell, but the failing empire was able to hang on into the 20th century, until its final partition, which left the British and French colonial empires in control of much of the former Ottoman ruled Arab countries of the Middle East (British Mandate of Palestine, British Mandate of Mesopotamia, French Mandate of Syria, French Mandate of Lebanon, in addition to the British occupation of Egypt from 1882). Even though this happened centuries after the West had given up its futile attempts to conquer the "Holy Land" under religious pretexts, this fueled resentment against the "Crusaders" in the Islamic world, which along with the nationalisms hatched under Ottoman rule, contributed to the development of Islamism.
The expanding Western powers greatly changed the societies they conquered. Many connected their empires via railroad and telegraph and constructed churches, schools, and factories.
Great powers and the First World War: 1870–1918
By the late 19th century, the world was dominated by a few great powers, including Great Britain, the United States, and Germany. France, Russia, Austria-Hungary, and Italy were also great powers.
Western inventors and industrialists transformed the West in the late 19th century and early 20th century. The American Thomas Edison pioneered electricity and motion picture technology. Other American inventors, the Wright brothers, completed the first successful airplane flight in 1903. The first automobiles were also invented in this period. Petroleum became an important commodity after the discovery it could be used to power machines. Steel was developed in Britain by Henry Bessemer. This very strong metal, combined with the invention of elevators, allowed people to construct very tall buildings, called skyscrapers.
In the late 19th century, the Italian Guglielmo Marconi was able to communicate across distances using radio. In 1876, the first telephone was invented by Alexander Graham Bell, a British expatriate living in America. Many became very wealthy from this Second Industrial Revolution, including the American entrepreneurs Andrew Carnegie and John D. Rockefeller. Unions continued to fight for the rights of workers, and by 1914 laws limiting working hours and outlawing child labor had been passed in many Western countries.
Culturally, the English-speaking nations were in the midst of the Victorian era, named for Britain's queen. In France, this period is called the Belle Époque, a period of many artistic and cultural achievements. The suffragette movement began in this period, which sought to gain voting rights for women, with New Zealand and Australian parliaments granting women's suffrage in the 1890s. However, by 1914, only a dozen U.S. states had given women this right, although women were treated more and more as equals of men before the law in many countries.
Cities grew as never before between 1870 and 1914. This led at first to unsanitary and crowded living conditions, especially for the poor. However, by 1914, municipal governments were providing police and fire departments and garbage removal services to their citizens, leading to a drop in death rates. Unfortunately, pollution from burning coal and wastes left by thousands of horses that crowded the streets worsened the quality of life in many urban areas. Paris, lit up by gas and electric light, and containing the tallest structure in the world at the time, the Eiffel Tower, was often looked to as an ideal modern city, and served as a model for city planners around the world.
United States: 1870–1914
Following the American Civil War, great changes occurred in the United States. After the war, the former Confederate States were put under federal occupation and federal lawmakers attempted to gain equality for blacks by outlawing slavery and giving them citizenship. After several years, however, Southern states began rejoining the Union as their populations pledged loyalty to the United States government, and in 1877 Reconstruction as this period was called, came to an end. After being re-admitted to the Union, Southern lawmakers passed segregation laws and laws preventing blacks from voting, resulting in blacks being regarded as second-class citizens for decades to come.
Another great change beginning in the 1870s was the settlement of the western territories by Americans. The population growth in the American West led to the creation of many new western states, and by 1912 all the land of the contiguous U.S. was part of a state, bringing the total to 48. As whites settled the West, however, conflicts occurred with the Amerindians. After several Indian Wars, the Amerindians were forcibly relocated to small reservations throughout the West and by 1914 whites were the dominant ethnic group in the American West. As the farming and cattle industries of the American West matured and new technology allowed goods to be refrigerated and brought to other parts of the country and overseas, people's diets greatly improved and contributed to increased population growth throughout the West.
America's population greatly increased between 1870 and 1914, due largely to immigration. The U.S. had been receiving immigrants for decades but at the turn of the 20th century, the numbers greatly increased due partly to large population growth in Europe. Immigrants often faced discrimination, because many differed from most Americans in religion and culture. Despite this, most immigrants found work and enjoyed a greater degree of freedom than in their home countries. Major immigrant groups included the Irish, Italians, Russians, Scandinavians, Germans, Poles and Diaspora Jews. The vast majority, at least by the second generation, learned English, and adopted American culture, while at the same time contributing to that culture by, for example, introducing the celebration of ethnic holidays and foreign cuisine to America. These new groups also changed America's religious landscape. Although it remained mostly Protestant, Catholics especially, as well as Jews and Orthodox Christians, increased in number.
The U.S. became a major military and industrial power during this time, gaining a colonial empire from Spain and surpassing Britain and Germany to become the world's major industrial power by 1900. Despite this, most Americans were reluctant to get involved in world affairs, and American presidents generally tried to keep the U.S. out of foreign entanglement.
Europe: 1870–1914
The years between 1870 and 1914 saw the rise of Germany as the dominant power in Europe. By the late 19th century, Germany had surpassed Britain to become the world's greatest industrial power. It also had the mightiest army in Europe. From 1870 to 1871, Prussia was at war with France. Prussia won the war and gained two border territories, Alsace and Lorraine, from France. After the war, Wilhelm took the title kaiser from the Roman title caesar, proclaimed the German Empire, and all the German states other than Austria united with this new nation, under the leadership of Prussian Chancellor Otto von Bismarck.
After the Franco-Prussian War, Napoleon III was dethroned and France was proclaimed a republic. During this time, France was increasingly divided between Catholics and monarchists and anticlerical and republican forces. In 1900, church and state were officially separated in France, although the majority of the population remained Catholic. France also found itself weakened industrially following its war with Prussia due to its loss of iron and coal mines following the war. In addition, France's population was smaller than Germany's and was hardly growing. Despite all this, France's strong sense of nationhood, among other things, kept the country together.
Between 1870 and 1914, Britain continued to peacefully switch between Liberal and Conservative governments, and maintained its vast empire, the largest in world history. Two problems faced by Britain in this period were the resentment of British rule in Ireland and Britain's falling behind Germany and the United States in industrial production.
British dominions: 1870–1914
The European populations of Canada, Australia, New Zealand and South Africa all continued to grow and thrive in this period and evolved democratic Westminster system parliaments.
Canada united as a dominion of the British Empire under the Constitution Act, 1867 (British North America Acts). The colony of New Zealand gained its own parliament (called a "general assembly") and home rule in 1852. and in 1907 was proclaimed the Dominion of New Zealand. Britain began to grant its Australian colonies autonomy beginning in the 1850s and during the 1890s, the colonies of Australia voted to unite. In 1901 they were federated as an independent nation under the British Crown, known as the Commonwealth of Australia, with a wholly elected bicameral parliament. The Constitution of Australia had been drafted in Australia and approved by popular consent. Thus Australia is one of the few countries established by a popular vote. The Second Boer War (1899–1902) ended with the conversion of the Boer republics of South Africa into British colonies and these colonies later formed part of the Union of South Africa in 1910 with equal rights for the Boers, who dominated elections.
From the 1850s, Canada, Australia and New Zealand had become laboratories of democracy. By the 1870s, they had already granted voting rights to their citizens in advance of most other Western nations. In 1893, New Zealand became the first self-governing nation to extend the right to vote to women and, in 1895, the women of South Australia also became the first to obtain the right to stand for Parliament.
During the 1890s Australia also saw such milestones as the invention of the secret ballot, the introduction of a minimum wage and the election of the world's first Labor Party government, prefiguring the emergence of Social Democratic governments in Europe. The old age pension was established in Australia and New Zealand by 1900.
From the 1880s, the Heidelberg School of art adapted Western painting techniques to Australian conditions, while writers like Banjo Paterson and Henry Lawson introduced the character of a new continent into English literature and antipodean artists such as the opera singer Dame Nellie Melba began to influence the European arts.
Rival alliances
The late 19th century saw the creation of two rival alliances in Europe. Germany, Italy, and Austria-Hungary formed the Triple Alliance. France and Russia also developed strong relations with one another, due to the financing of Russia's Industrial Revolution by French capitalists. Although it did not have a formal alliance, Russia supported the Slavic Orthodox nations of the Balkans and the Caucasus, which had been created in the 19th century after several wars and revolutions against the Ottoman Empire, which by now was in decline and ruled only parts of the southern Balkan Peninsula. This Russian policy, called Pan-Slavism, led to conflicts with the Ottoman and Austro-Hungarian Empires, which had many Slavic subjects. Franco-German relations were also tense in this period due to France's defeat and loss of land at the hands of Prussia in the Franco-Prussian War. Also in this period, Britain ended its policy of isolation from the European continent and formed an alliance with France, called the Entente Cordiale. Rather than achieve greater security for the nations of Europe, however, these alliances increased the chances of a general European war breaking out.
Other factors that would eventually lead to World War I were the competition for overseas colonies, the military buildups of the period, most notably Germany's, and the feeling of intense nationalism throughout the continent.
World War I
When the war broke out, much of the fighting was between Western powers, and the immediate casus belli was an assassination. The victim was the heir to the Austro-Hungarian throne, Franz Ferdinand, and he was assassinated on 28 June 1914 by a Yugoslav nationalist named Gavrilo Princip in the city of Sarajevo, at the time part of the Austro-Hungarian Empire. Although Serbia agreed to all but one point of the Austrian ultimatum (it did not take responsibility in planning the assassination but was ready to hand over any subject involved on its territory), Austria-Hungary was more than eager to declare war, attacked Serbia and effectively began World War I. Fearing the conquest of a fellow Slavic Orthodox nation, Russia declared war on Austria-Hungary. Germany responded by declaring war on Russia as well as France, which it feared would ally with Russia.
To reach France, Germany invaded neutral Belgium in August, leading Britain to declare war on Germany. The war quickly stalemated, with trenches being dug from the North Sea to Switzerland. The war also made use of new and relatively new technology and weapons, including machine guns, airplanes, tanks, battleships, and submarines. Even chemical weapons were used at one point. The war also involved other nations, with Romania and Greece joining the British Empire and France and Bulgaria and the Ottoman Empire joining Germany. The war spread throughout the globe with colonial armies clashing in Africa and Pacific nations such as Japan and Australia, allied with Britain, attacking German colonies in the Pacific.
In the Middle East, the Australian and New Zealand Army Corps landed at Gallipoli in 1915 in a failed bid to support an Anglo-French capture of the Ottoman capital of Istanbul. Unable to secure an early victory in 1915, British Empire forces later attacked from further south after the beginning of the Arab revolt and conquered Mesopotamia and Palestine from the Ottomans with the support of local Arab rebels. The British Empire also supported an Arab revolt against the Ottomans that was centered in the Arabian Peninsula.
1916 saw some of the most ferocious fighting in human history with the Somme Offensive on the Western Front alone resulting in 500,000 German casualties, 420,000 British and Dominion casualties, and 200,000 French casualties.
1917 was a crucial year in the war. The United States had followed a policy of neutrality in the war, feeling it was a European conflict. However, during the course of the war many Americans had died on board British ocean liners sunk by the Germans, leading to anti-German feelings in the U.S. There had also been incidents of sabotage on American soil, including the Black Tom explosion. What finally led to American involvement in the war, however, was the discovery of the Zimmermann Telegram, in which Germany offered to help Mexico conquer part of the United States if it formed an alliance with Germany. In April, the U.S. declared war on Germany.
The same year the U.S. entered the war, Russia withdrew. After the deaths of many Russian soldiers and hunger in Russia, a revolution occurred against the Czar, Nicholas II. Nicholas abdicated and a Liberal provisional government was set up. In October, Russian communists, led by Vladimir Lenin rose up against the government, resulting in a civil war. Eventually, the communists won and Lenin became premier. Feeling World War I was a capitalist conflict, Lenin signed a peace treaty with Germany in which it gave up a great deal of its Central and Eastern European lands.
Although Germany and its allies no longer had to focus on Russia, the large numbers of American troops and weapons reaching Europe turned the tide against Germany, and after more than a year of fighting, Germany surrendered.
The treaties which ended the war, including the famous Versailles Treaty dealt harshly with Germany and its former allies. The Austro-Hungarian Empire were completely abolished and Germany was greatly reduced in size. Many nations regained their independence, including Poland, Czechoslovakia, and Yugoslavia. The last Austro-Hungarian emperor abdicated, and two new republics, Austria and Hungary, were created. The last Ottoman sultan was overthrown by the Turkish nationalist revolutionary named Atatürk and the Ottoman homeland of Turkey was declared a republic. Germany's kaiser also abdicated and Germany was declared a republic. Germany was also forced to give up the lands it had gained in the Franco-Prussian War to France, accept responsibility for the war, reduce its military and pay reparations to Britain and France.
In the Middle East, Britain gained Palestine, Transjordan (modern-day Jordan), and Mesopotamia as colonies. France gained Syria and Lebanon. An independent kingdom consisting of most of the Arabian peninsula, Saudi Arabia, was also established. Germany's colonies in Africa, Asia, and the Pacific were divided between the British and French Empires.
The war had cost millions of lives and led many in the West to develop a strong distaste for war. Few were satisfied with, and many despised the agreements made at the end of the war. Japanese and Italians were angry that they had not been given any new colonies after the war, and many Americans felt the war had been a mistake. Germans were outraged at the state of their country following the war. Also, unlike many in the United States had hoped for, democracy did not flourish in the world in the post-war period. The League of Nations, an international organization proposed by American president Woodrow Wilson to prevent another great war from breaking out, proved ineffective, especially because the United States Senate stopped Wilson White House from ratifying U.S. membership.
Interwar years: 1918–1939
United States in the interwar years
After World War I, most Americans regretted getting involved in world affairs and desired a "return to normalcy". The 1920s were a period of economic prosperity in the United States. Many Americans bought cars, radios, and other appliances with the help of installment payments. Also, many Americans invested in the stock market as a source of income. Movie theaters sprang up throughout the country, although at first they did not have sound. Alcoholic beverages were outlawed in the United States and women were granted the right to vote. Although the United States was arguably the most powerful nation in the post-war period, Americans remained isolationist and elected several conservative presidents during this period.
In October 1929 the New York stock market crashed, leading to the Great Depression. Many lost their life's savings and the resulting decline in consumer spending led millions to lose their jobs as banks and businesses closed. In the Midwestern United States, a severe drought destroyed many farmers' livelihoods. In 1932, Americans elected Franklin D. Roosevelt president. Roosevelt followed a series of policies which regulated the stock market and banks, and created many public works programs aimed at providing the unemployed with work. Roosevelt's policies helped alleviate the worst effects of the Depression, although by 1941 the Great Depression was still ongoing. Roosevelt also instituted pensions for the elderly and provided money to those who were unemployed. Roosevelt was also one of the most popular presidents in U.S. history, earning re-election in 1936, and also in 1940 and 1944, becoming the only U.S. president to serve more than two terms.
Europe in the interwar years
Europe was relatively unstable following World War I. Although many prospered in the 1920s, Germany was in a deep financial and economic crisis. Also, France and Britain owed the U.S. a great deal of money. When the United States went into Depression, so did Europe. There were perhaps 30 million people around the world unemployed following the Depression. Many governments helped to alleviate the suffering of their citizens and by 1937 the economy had improved although the lingering effects of the Depression remained. Also, the Depression led to the spread of radical left-wing and right-wing ideologies, like Communism and Fascism.
In 1919-1921 Polish–Soviet War took place. After the Russian Revolution of 1917 Russia sought to spread communism to the rest of Europe. This is evidenced by the well-known daily order by marshal Tukhachevsky to his troops: "Over the corpse of Poland leads the road to the world's fire. Towards Wilno, Minsk, Warsaw go!". Poland, whose statehood had just been re-established by the Treaty of Versailles following the Partitions of Poland in the late 18th century achieved an unexpected and decisive victory at the Battle of Warsaw. In the wake of the Polish advance eastward, the Soviets sued for peace and the war ended with a ceasefire in October 1920. A formal peace treaty, the Peace of Riga, was signed on 18 March 1921. According to the British historian A. J. P. Taylor, the Polish–Soviet War "largely determined the course of European history for the next twenty years or more. [...] Unavowedly and almost unconsciously, Soviet leaders abandoned the cause of international revolution." It would be twenty years before the Bolsheviks would send their armies abroad to 'make revolution'. According to American sociologist Alexander Gella, "the Polish victory had gained twenty years of independence not only for Poland, but at least for an entire central part of Europe."
In 1916, militant Irish republicans staged a rising and proclaimed a republic. The rising was suppressed after six days with leaders of the rising being executed. This was followed by the Irish War of Independence in 1919–1921 and the Irish Civil War (1922–1923). After the civil war, the island was divided. Northern Ireland remained part of the United Kingdom, while the rest of the island became the Irish Free State. In 1927, the United Kingdom renamed itself the United Kingdom of Great Britain and Northern Ireland.
In 1918, the UK granted the right to vote to women.
British dominions in the interwar years
The relationship between Britain and its Empire evolved significantly over the period. In 1919, the British Empire was represented at the all-important Versailles Peace Conference by delegates from its dominions who had each suffered large casualties during the War.
The Balfour Declaration at the 1926 Imperial Conference, stated that Britain and its dominions were "equal in status, in no way subordinate one to another in any aspect of their domestic or external affairs, though united by common allegiance to the Crown, and freely associated as members of the British Commonwealth of Nations". These aspects to the relationship were eventually formalised by the Statute of Westminster in 1931 – a British law which, at the request and with the consent of the dominion parliaments clarified the independent powers of the dominion parliaments, and granted the former colonies full legal freedom except areas where they chose to remain subordinate. Previously the British Parliament had had residual ill-defined powers, and overriding authority, over dominion legislation. It applied to the six dominions which existed in 1931: Canada, Australia, the Irish Free State, the Dominion of Newfoundland, New Zealand, and the Union of South Africa.
Each of the dominions remained within the British Commonwealth and retained close political and cultural ties with Britain and continued to recognize the British monarch as head of their own independent nations. Australia, New Zealand, and Newfoundland had to ratify the statute for it to take effect. Australia and New Zealand did so in 1942 and 1947 respectively. Newfoundland united with Canada in 1949 and the Irish Free State came to an end in 1937, when the citizens voted by referendum to replace its 1922 constitution. It was succeeded by the entirely sovereign modern state of Ireland.
Rise of totalitarianism
The inter-war years saw the establishment of the first totalitarian regimes in world history. The first was established in Russia following the revolution of 1917. The Russian Empire was renamed the Union of Soviet Socialist Republics, or Soviet Union. The government controlled every aspect of its citizens' lives, from maintaining loyalty to the Communist Party to persecuting religion. Lenin helped to establish this state but it was brought to a new level of brutality under his successor, Joseph Stalin.
The first totalitarian state in the West was established in Italy. Unlike the Soviet Union however, this would be a Fascist rather than a Communist state. Fascism is a less organized ideology than Communism, but generally it is characterized by a total rejection of humanism and liberal democracy, as well as very intense nationalism, with a government headed by a single all-powerful dictator. The Italian politician Benito Mussolini established the Fascist Party (from which Fascism derives its name) following World War I. Fascists won the support of many disillusioned Italians, who were angry over Italy's treatment following World War I. They also employed violence and intimidation against their political enemies. In 1922, Mussolini seized power by threatening to lead his followers on a march on Rome if he was not named prime minister. Although he had to share some power with the monarchy, Mussolini ruled as a dictator.
Under his rule, Italy's military was built up and democracy became a thing of the past. One important diplomatic achievement of his reign, however, was the Lateran Treaty, between Italy and the Pope, in which a small part of Rome where St. Peter's Basilica and other Church property was located was given independence as Vatican City and the Pope was reimbursed for lost Church property. In exchange, the Pope recognized the Italian government.
Another Fascist party, the Nazis, would take power in Germany. The Nazis were similar to Mussolini's Fascists but held many views of their own. Nazis were obsessed with racial theory, believing Germans to be part of a master race, destined to dominate the inferior races of the world. The Nazis were especially hateful of Jews. Another unique aspect of Nazism was its connection with a small movement that supported a return to ancient Germanic paganism. Adolf Hitler, a World War I veteran, became leader of the party in 1921. Gaining support from many disillusioned Germans, and by using intimidation against its enemies, the Nazi party had gained a great deal of power by the early 1930s. In 1933, Hitler was named Chancellor, and seized dictatorial power. Hitler built up Germany's military in violation of the Versailles Treaty and stripped Jews of all rights in Germany. Eventually, the regime Hitler created would lead to the Second World War.
In Spain, a Republic was proclaimed in 1931 in the wake of the demise of the Bourbon monarchic regime and its dictatorial solution. In 1936, a military coup d'état against the republic started the Spanish Civil War, which ended in 1939 with the victory of the rebel side (supported by Fascist Italy and Nazi Germany), and with Francisco Franco as dictator.
Second World War and its aftermath: 1939–1950
The late 1930s saw a series of violations of the Versailles Treaty by Germany, however, France and Britain refused to act. In 1938, Hitler annexed Austria in an attempt to unite all German-speakers under his rule. Next, he annexed a German-speaking area of Czechoslovakia. Britain and France agreed to recognize his rule over that land and in exchange Hitler agreed not to expand his empire further. In a matter of months, however, Hitler broke the pledge and annexed the rest of Czechoslovakia. Despite this, the British and French chose to do nothing, wanting to avoid war at any cost. Hitler then formed a secret non-aggression pact with the Soviet Union, despite the fact that the Soviet Union was Communist and Germany was Nazi.
Also in the 1930s, Italy conquered Ethiopia. The Soviets too began annexing neighboring countries. Japan began taking aggressive actions towards China. After Japan opened itself to trade with the West in the mid-19th century, its leaders learned to take advantage of Western technology and industrialized their country by the end of the century. By the 1930s, Japan's government was under the control of militarists who wanted to establish an empire in the Asia-Pacific region. In 1937, Japan invaded China.
In 1939, German forces invaded Poland, and soon the country was divided between the Soviet Union and Germany. France and Britain declared war on Germany, World War II had begun. The war featured the use of new technologies and improvements on existing ones. Airplanes called bombers were capable of travelling great distances and dropping bombs on targets. Submarine, tank and battleship technology also improved. Most soldiers were equipped with hand-held machine guns and armies were more mobile than ever before. Also, the British invention of radar would revolutionize tactics. German forces invaded and conquered the Low Countries and by June had even conquered France. In 1940 Germany, Italy and Japan formed an alliance and became known as the Axis Powers. Germany next turned its attention to Britain.
Hitler attempted to defeat the British using only air power. In the Battle of Britain, German bombers destroyed much of the British air force and many British cities. Led by their prime minister, the defiant Winston Churchill, the British refused to give up and launched air attacks on Germany. Eventually, Hitler turned his attention from Britain to the Soviet Union. In June 1941, German forces invaded the Soviet Union and soon reached deep into Russia, surrounding Moscow, Leningrad, and Stalingrad. Hitler's invasion came as a total surprise to Stalin; however, Hitler had always believed sooner or later Soviet Communism and what he believed were the "inferior" Slavic peoples had to be wiped out.
The United States attempted to remain neutral early in the war. However, a growing number feared the consequences of a Fascist victory. President Roosevelt began sending weapons and support to the British, Chinese, and Soviets. Also, the U.S. placed an embargo against the Japanese, as they continued their war with China and conquered many colonies formerly ruled by the French and Dutch, who were now under German rule. In 1941, Japan launched a surprise attack on Pearl Harbor, an American naval base in Hawaii. The U.S. responded by declaring war on Japan. The next day, Germany and Italy declared war on the United States. The United States, the British Commonwealth, and the Soviet Union now constituted the Allies, dedicated to destroying the Axis Powers. Other allied nations included Canada, Australia, New Zealand, South Africa and China.
In the Pacific War, British, Indian and Australian troops made a disorganised last stand at Singapore, before surrendering on 15 February 1942. The defeat was the worst in British military history. Around 15,000 Australian soldiers alone became prisoners of war. Allied prisoners died in their thousands interned at Changi Prison or working as slave labourers on such projects as the infamous Burma Railway and the Sandakan Death Marches. Australian cities and bases – notably Darwin suffered air raids and Sydney suffered naval attack. U.S. General Douglas MacArthur, based in Melbourne, Australia became "Supreme Allied Commander of the South West Pacific" and the foundations of the post war Australia-New Zealand-United States Alliance were laid.
In May 1942, the Royal Australian Navy and U.S. Navy engaged the Japanese in the Battle of the Coral Sea and halted the Japanese fleet headed for Australian waters. The Battle of Midway in June effectively defeated the Japanese navy. In August 1942, Australian forces inflicted the first land defeat on advancing Japanese forces at the Battle of Milne Bay in the Australian Territory of New Guinea.
By 1942, German and Italian armies ruled Norway, the Low Countries, France, the Balkans, Central Europe, part of Russia, and most of North Africa. Japan by this year ruled much of China, Southeast Asia, Indonesia, the Philippines, and many Pacific Islands. Life in these empires was cruel – especially in Germany, where the Holocaust was perpetrated. Eleven million people – six million of them Jews – were systematically murdered by the German Nazis by 1945.
From 1943 on, the Allies gained the upper hand. American and British troops first liberated North Africa from the Germans and Italians. Next they invaded Italy, where Mussolini was deposed by the king and later was killed by Italian partisans. Italy surrendered and came under Allied occupation. After the liberation of Italy, American, British, and Canadian troops crossed the English Channel and liberated Normandy, France, from German rule after great loss of life. The Western Allies were then able to liberate the rest of France and move towards Germany. During these campaigns in Africa and Western Europe, the Soviets fought off the Germans, pushing them out of the Soviet Union altogether and driving them out of Eastern and East-Central Europe. In 1945 the Western Allies and Soviets invaded Germany itself. The Soviets captured Berlin and Hitler committed suicide. Germany surrendered unconditionally and came under Allied occupation. The war against Japan continued however. American forces from 1943 on had worked their way across the Pacific, liberating territory from the Japanese. The British also fought the Japanese in such places as Burma. By 1945, the U.S. had surrounded Japan, however the Japanese refused to surrender. Fearing a land invasion would cost one million American lives, the U.S. used a new weapon against Japan, the atomic bomb, developed after years of work by an international team including Germans, in the United States. These atomic bombings of Hiroshima and Nagasaki combined with a Soviet invasion of many of Japan's occupied territories in the east, led Japan to surrender.
After the war the U.S., Britain and the Soviet Union attempted to cooperate. German and Japanese military leaders responsible for atrocities in their regimes were put on trial and many were executed. The international organization the United Nations was created. Its goal was to prevent wars from breaking out as well as provide the people of the world with security, justice and rights. The period of post-war cooperation ended, however, when the Soviet Union rigged elections in the occupied nations of Central and Eastern Europe to allow for Communist victories. Soon, all of Eastern and much of Central Europe had become a series of Communist dictatorships, all staunchly allied with the Soviet Union. Germany following the war had been occupied by British, American, French, and Soviet forces. Unable to agree on a new government, the country was divided into a democratic west and Communist east. Berlin itself was also divided, with West Berlin becoming part of West Germany and East Berlin becoming part of East Germany. Meanwhile, the former Axis nations soon had their sovereignty restored, with Italy and Japan regaining independence following the war.
World War II had cost millions of lives and devastated many others. Entire cities lay in ruins and economies were in shambles. However, in the Allied countries, the people were filled with pride at having stopped Fascism from dominating the globe, and after the war, Fascism was all but extinct as an ideology. The world's balance of power also shifted, with the United States and Soviet Union being the world's two superpowers.
Fall of the Western empires: 1945–1999
Following World War II, the great colonial empires established by the Western powers beginning in early modern times began to collapse. There were several reasons for this. Firstly, World War II had devastated European economies and had forced governments to spend great deals of money, making the price of colonial administration increasingly hard to manage. Secondly, the two new superpowers following the war, the United States and Soviet Union were both opposed to imperialism, so the now weakened European empires could generally not look to the outside for help. Thirdly, Westerners increasingly were not interested in maintaining and even opposed the existence of empires. The fourth reason was the rise of independence movements following the war. The future leaders of these movements had often been educated at colonial schools run by Westerners where they adopted Western ideas like freedom, equality, self-determination and nationalism, and which turned them against their colonial rulers.
The first colonies to gain independence were in Asia. In 1946, the U.S. granted independence to the Philippines, its only large overseas colony. In British India, Mahatma Gandhi led his followers in non-violent resistance to British rule. By the late 1940s Britain found itself unable to work with Indians in ruling the colony, this, combined with sympathy around the world for Gandhi's non-violent movement, led Britain to grant independence to India, dividing it into the largely Hindu country of India and the smaller, largely Muslim nation of Pakistan in 1947.
In 1948 Burma gained independence from Britain, and in 1945 Indonesian nationalists declared Indonesian independence, which the Netherlands recognised in 1949 after a four-year armed and diplomatic struggle. Independence for French Indochina came only after a great conflict. After the withdrawal of Japanese forces from the colony following World War II, France regained control but found it had to contend with an independence movement that had fought against the Japanese. The movement was led by the Vietnamese Ho Chi Minh, leader of the Vietnamese Communists. Because of this, the U.S. supplied France with arms and support, fearing Communists would dominate South-east Asia. In the end though, France gave in and granted independence, creating Laos, Cambodia, Communist North Vietnam, and South Vietnam.
In the Middle East, following World War II, Britain had granted independence to the formerly Ottoman territories of Mesopotamia, which became Iraq, Kuwait, and Transjordan, which became Jordan. France also granted independence to Syria and Lebanon. British Palestine, however, presented a unique challenge. Following World War I, when Britain gained the colony, Jewish and Arab national aspirations conflicted, followed by a proposal of the UN to divided Mandatory Palestine into a Jewish state and an Arab state. The Arabs objected, Britain withdrew and the Zionists declared the state of Israel on 14 May 1948.
The other major center of colonial power, Africa, was freed from colonial rule following World War II as well. Egypt gained independence from Britain and this was soon followed by Ghana and Tunisia. One violent independence movement of the time was fought in Algeria, in which Algerian rebels went so far as to kill innocent Frenchmen. In 1962, however, Algeria gained independence from France. By the 1970s the entire continent had become independent of European rule, although a few southern countries remained under the rule of white colonial minorities.
By the close of the 20th century, the European colonial Empires had ceased to exist as significant global entities. Sunset for the British Empire came when Britain's lease on the great trading port of Hong Kong was brought to end, and political control was transferred to the People's Republic of China in 1997. Soon after, in 1999, the transfer of sovereignty over Macau was concluded between Portugal and China, bringing to a close six centuries of Portuguese colonialism. Britain remained culturally linked to its former empire through the voluntary association of the Commonwealth of Nations, and 14 British Overseas Territories remained (formerly known as Crown colonies), consisting mainly of scattered island outposts. Currently, 15 independent Commonwealth realms retain the British monarch as their head of state. Canada, Australia and New Zealand emerged as vibrant and prosperous migrant nations. The once vast French colonial empire had lost its major possessions though a scattered territories remained as Overseas departments and territories of France. The shrunken Dutch Empire retained a few Caribbean islands as constituent countries of the Kingdom of the Netherlands. Spain had lost its overseas possessions, but its legacy was vast – with Latin culture remaining throughout South and Central America. Along with Portugal and France, Spain had made Catholicism a global religion.
Of Europe's empires, only the Russian Empire remained a significant geo-political force into the late 20th century, having morphed into the Soviet Union and Warsaw Pact, which, drawing on the writings of the German Karl Marx, established a socialist economic model under Communist dictatorship, which ultimately collapsed in the early 1990s. Adaptations of Marxism continued as the stated inspiration for Governments in Central America and Asia into the 21st century – though only a handful survived the end of the Cold War.
The end of the Western Empires greatly changed the world. Although many newly independent nations attempted to become democracies, many slipped into military and autocratic rule. Amid power vacuums and newly determined national borders, civil war also became a problem, especially in Africa, where the introduction of firearms to ancient tribal rivalries exacerbated problems.
The loss of overseas colonies partly also led many Western nations, particularly in continental Europe, to focus more on European, rather than global, politics as the European Union rose as an important entity. Though gone, the colonial empires left a formidable cultural and political legacy, with English, French, Spanish, Portuguese, Russian and Dutch being spoken by peoples across far flung corners of the globe. European technologies were now global technologies – religions like Catholicism and Anglicanism, founded in the West, were booming in post colonial Africa and Asia. Parliamentary (or presidential) democracies, as well as rival Communist style one party states invented in the West had replaced traditional monarchies and tribal government models across the globe. Modernity, for many, was equated with Westernisation.
Cold War: 1945–1991
From the end of World War II almost until the start of the 21st century, Western and world politics were dominated by the state of tensions and conflict between the world's two superpowers, the United States and the Soviet Union. In the years following World War II, the Soviets established satellite states throughout Central and Eastern Europe, including historically and culturally Western nations like Poland and Hungary. Following the division of Germany, the East Germans constructed the Berlin Wall, to prevent East Berliners from escaping to the "freedom" of West Berlin. The Berlin Wall would come to represent the Cold War around the world.
Rather than revert to isolationism, the United States took an active role in global politics following World War II to halt Communist expansion. After the war, Communist parties in Western Europe increased in prestige and number, especially in Italy and France, leading many to fear the whole of Europe would become Communist. The U.S. responded to this with the Marshall Plan, in which the U.S. financed the rebuilding of Western Europe and poured money into its economy. The Plan was a huge success and soon Europe was prosperous again, with many Europeans enjoying a standard of living close that in the U.S. (following World War II, the U.S. became very prosperous and Americans enjoyed the highest standard of living in the world). National rivalries ended in Europe and most Germans and Italians, for example, were happy to be living under democratic rule, regretting their Fascist pasts. In 1949, the North Atlantic Treaty was signed, creating the North Atlantic Treaty Organization, or NATO. The treaty was signed by the United States, Canada, the Low Countries, Norway, Denmark, Iceland, Portugal, Italy, France, and Britain. NATO members agreed that if any one of them were attacked, they would all consider themselves attacked and retaliate. NATO would expand as the years went on, other nations joined, including Greece, Turkey, and West Germany. The Soviets responded with the Warsaw Pact, an alliance which bound Central and Eastern Europe to fight with the United States and its allies in the event of war.
One of the first actual conflicts of the Cold War took place in China. Following the withdrawal of Japanese troops after World War II, China was plunged into civil war, pitting Chinese Communists against Nationalists, who opposed Communism. The Soviets supported the Communists while the Americans supported the Nationalists. In 1949, the Communists were victorious, proclaiming the People's Republic of China. However, the Nationalists continued to rule the island of Taiwan off the coast. With American guarantees of protection for Taiwan, China did not make an attempt to take over the island. A major political change in East Asia in this period was Japan's becoming a tolerant, democratic society and an ally of the United States. In 1950, another conflict broke out in Asia, this time in Korea.
The peninsula had been divided between a Communist North and non-Communist South in 1948 following the withdrawal of American and Soviet troops. In 1950, the North Koreans invaded South Korea, wanting to united the land under Communism. The UN condemned the action, and, because the Soviets were boycotting the organization at the time and therefore had no influence on it, the UN sent forces to liberate South Korea. Many nations sent troops, but most were from America. UN forces were able to liberate the South and even attempted to conquer the North. However, fearing the loss of North Korea, Communist China sent troops to the North. The U.S. did not retaliate against China, fearing war with the Soviet Union, so the war stalemated. In 1953 the two sides agreed to a return to the pre-war borders and a de-militarization of the border area.
The world lived in the constant fear of World War III in the Cold War. Seemingly any conflict involving Communism might lead to a conflict between the Warsaw pact countries and the NATO countries. The prospect of a third world war was made even more frightening by the fact that it would almost certainly be a nuclear war. In 1949 the Soviets developed their first atomic bomb, and soon both the United States and Soviet Union had enough to destroy the world several times over. With the development of missile technology, the stakes were raised as either country could launch weapons from great distances across the globe to their targets. Eventually, Britain, France, and China would also develop nuclear weapons. It is believed that Israel developed nuclear weapons as well.
One major event that nearly brought the world to the brink of war was the Cuban Missile Crisis. In the 1950s a revolution in Cuba had brought the only Communist regime in the Western Hemisphere to power. In 1962, the Soviets began constructing missile sites in Cuba and sending nuclear missiles. Because of its close proximity to the U.S., the U.S. demanded the Soviets withdraw missiles from Cuba. The U.S. and Soviet Union came very close to attacking one another, but in the end came to a secret agreement in which the NATO withdrew missiles in exchange for a Soviet withdrawal of missiles from Cuba.
The next great Cold War conflict occurred in Southeast Asia. In the 1960s, North Vietnam invaded South Vietnam, hoping to unite all of Vietnam under Communist rule. The U.S. responded by supporting the South Vietnamese. In 1964, American troops were sent to "save" South Vietnam from conquest, which many Americans feared would lead to Communist dominance in the entire region. The Vietnam War lasted many years, but most Americans felt the North Vietnamese would be defeated in time. Despite American technological and military superiority, by 1968, the war showed no signs of ending and most Americans wanted U.S. forces to end their involvement. The U.S. undercut support for the North by getting the Soviets and Chinese to stop supporting North Vietnam, in exchange for recognition of the legitimacy of mainland China's Communist government, and began withdrawing troops from Vietnam. In 1972, the last American troops left Vietnam and in 1975 South Vietnam fell to the North. In the following years Communism took power in neighboring Laos and Cambodia.
By the 1970s global politics were becoming more complex. For example, France's president proclaimed France was a great power in and of itself. However, France did not seriously threaten the U.S. for supremacy in the world or even Western Europe. In the Communist world, there was also division, with the Soviets and Chinese differing over how Communist societies should be run. Soviet and Chinese troops even engaged in border skirmishes, although full-scale war never occurred.
The last great armed conflict of the Cold War took place in Afghanistan. In 1979, Soviet forces invaded that country, hoping to establish Communism. Muslims from throughout the Islamic World travelled to Afghanistan to defend that Muslim nation from conquest, calling it a Jihad, or Holy War. The U.S. supported the Jihadists and Afghan resisters, despite the fact that the Jihadists were vehemently anti-Western. By 1989 Soviet forces were forced to withdraw and Afghanistan fell into civil war, with an Islamic fundamentalist government, the Taliban taking over much of the country.
The late 1970s had seen a lessening of tensions between the U.S. and Soviet Union, called Détente. However, by the 1980s Détente had ended with the invasion of Afghanistan. In 1981, Ronald Reagan became President of the United States and sought to defeat the USSR by leveraging the United States capitalist economic system to outproduce the communist Russians. The United States military was in a state of low moral after its loss in the Vietnam War, and President Reagan began a huge effort to out-produce the Soviets in military production and technology. In 1985, a new Soviet leader, Mikhail Gorbachev took power. Gorbachev, knowing that the Soviet Union could no longer compete economically with the United States, implemented a number of reforms granting his citizens freedom of speech and introducing some capitalist reforms. Gorbachev and America's staunch anti-Communist president Ronald Reagan were even able to negotiate treaties limiting each side's nuclear weapons. Gorbachev also ended the policy of imposing Communism in Central and Eastern Europe. In the past Soviet troops had crushed attempts at reform in places like Hungary and Czechoslovakia. Now, however, Eastern Europe was freed from Soviet domination. In Poland the Round Table Talks between the government and the Solidarity-led opposition led to semi-free elections in 1989. Elections in Poland where anti-communist candidates won a striking victory sparked off a succession of peaceful anti-communist revolutions in Central and Eastern Europe known as the Revolutions of 1989. Soon, Communist regimes throughout Europe collapsed.
In Germany, after calls from Reagan to Gorbachev to tear down the Berlin Wall, the people of East and West Berlin tore down the wall and East Germany's Communist government was voted out. East and West Germany unified to create the country of Germany, with its capital in the reunified Berlin. The changes in Central and Eastern Europe led to calls for reform in the Soviet Union itself. A failed coup by hard-liners led to greater instability in the Soviet Union, and the Soviet legislature, long subservient to the Communist Party, voted to abolish the Soviet Union in 1991. What had been the Soviet Union was divided into many republics. Although many slipped into authoritarianism, most became democracies. These new republics included Russia, Ukraine, and Kazakhstan. By the early 1990s, the West and Europe as a whole was finally free from Communism.
Following the end of the Cold War, Communism largely died out as a major political movement. After the fall of USSR, the United States became the world's only superpower.
Western countries: 1945–1980
United States: 1945–1980
Following World War II, there was an unprecedented period of prosperity in the United States. The majority of Americans entered the middle class and moved from the cities into surrounding suburbs, buying homes of their own. Most American households owned at least one car, as well as the relatively new invention, the television. Also, the American population greatly increased as part of the so-called "baby boom" following the war. For the first time following the war, large of numbers of non-wealthy Americans were able to attend college.
Following the war, black Americans started what has become known as the Civil Rights Movement in the United States. After roughly a century of second-class citizenship following the abolition of slavery, blacks began seeking full equality. This was helped by the 1954 decision by the Supreme Court, outlawing segregation in schools, which was common in the South. Martin Luther King Jr., a black minister from the South led many blacks and whites who supported their cause in non-violent protests against discrimination. Eventually, the Civil Rights Act and Voting Rights Act were passed in 1964, banning measures that had prevented blacks from voting and outlawing segregation and discrimination in the U.S.
In politics, the Democratic and Republican parties remained dominant. In 1945, the Democratic party relied on Southerners, whose support went back to the days when Democrats defended a state's right to own slaves, and Northeasterners and industrial Mid-Westerners, who supported the pro-labor and pro-immigrant policies of the Democrats. Republicans tended to rely on middle-class Protestants from elsewhere in the country. As the Democrats began championing civil rights, however, Southern Democrats felt betrayed, began voting Republican. Presidents from this period were Harry Truman, Dwight Eisenhower, John F. Kennedy, Lyndon Johnson, Richard Nixon, Gerald Ford, and Jimmy Carter. The years 1945–1980 saw the expansion of federal power and the establishment of programs to help the elderly and poor pay for medical expenses.
By 1980, many Americans had become pessimistic about their country. Despite its status as one of only two superpowers, the Vietnam War as well as the social upheavals of the 1960s and an economic downturn in the 1970s led America to become a much-less confident nation.
Europe
At the close of the war, much of Europe lay in ruins with millions of homeless refugees. A souring of relations between the Western Allies and the Soviet Union then saw Europe split by an Iron Curtain, dividing the continent between West and East. In Western Europe, democracy had survived the challenge of Fascism and began a period of intense rivalry with Eastern Communism, which was to continue into the 1980s. France and Britain secured themselves permanent positions on the newly formed United Nations Security Council, but Western European empires did not long survive the war, and no one Western European nation would ever again be the paramount power in world affairs.
Despite these immense challenges however, Western Europe again rose as an economic and cultural powerhouse. Assisted first by the Marshall Plan of financial aid from the United States, and later through closer economic integration through the European Common Market, Western Europe quickly re-emerged as a global economic power house. The vanquished nations of Italy and West Germany became leading economies and allies of the United States. So marked was their recovery that historians refer to an Italian economic miracle and in the case of West Germany and Austria the Wirtschaftswunder (German for "economic miracle").
Facing a new power balance between the Soviet East and American West, Western European nations moved closer together. In 1957, Belgium, France, the Netherlands, West Germany, Italy and Luxembourg signed the landmark Treaty of Rome, creating the European Economic Community, free of customs duties and tariffs, and allowing the rise of a new European geo-political force. Eventually, this organization was renamed the European Union or (EU), and many other nations joined, including Britain, Ireland, and Denmark. The EU worked toward economic and political cooperation among European nations.
Most European countries became welfare states, in which governments provided a large number of services to their people through taxation. By 1980, most of Europe had universal healthcare and pensions for the elderly. The unemployed were also guaranteed income from the government, and European workers were guaranteed long vacation time. Many other entitlements were established, leading many Europeans to enjoy a very high standard of living. By the 1980s, however, the economic problems of the welfare state were beginning to emerge.
Europe had many important political leaders during this time. Charles de Gaulle, leader of the French government in exile during World War II, served as France's president for many years. He sought to carve out for France a great power status in the world.
Although Europe as a whole was relatively peaceful in this period, both Britain and Spain suffered from acts of terrorism. In Britain, The Troubles saw Irish republicans battle Unionists loyal to Britain. In Spain, ETA, a Basque separatist group, began committing acts of terror against Spaniards, hoping to gain independence for the Basques, an ethnic minority in north-eastern Spain. Both these terrorist campaigns failed, however.
For Greece, Spain and Portugal, ideological battles between left and right continued and the emergence of parliamentary democracy was troubled. Greece experienced Civil War, coup and counter-coup into the 1970s. Portugal, since the 1930s under a quasi-Fascist regime and among the poorest nations in Europe, fought a rearguard action against independence movements in its empire, until a 1974 coup. The last authoritarian dictatorship in Western Europe fell in 1975, when Francisco Franco, dictator of Spain, died. Franco had helped to modernize the country and improve the economy. His successor, King Juan Carlos, transformed the country into a constitutional monarchy. By 1980, all Western European nations were democracies.
British Empire and Commonwealth 1945–1980
Between 1945 and 1980, the British Empire was transformed from its centuries old position as a global colonial power, to a voluntary association known as the Commonwealth of Nations – only some of which retained any formal political links to Britain or its monarchy. Some former British colonies or protectorates disassociated themselves entirely from Britain.
Britain
The popular war time leader Winston Churchill was swept from office at the 1945 election and the Labour Government of Clement Attlee introduced a program of nationalisation of industry and introduced wide-ranging social welfare. Britain's finances had been ravaged by the war and John Maynard Keynes was sent to Washington to negotiate the massive Anglo-American loan on which Britain relied to fund its post-war reconstruction.
India was granted Independence in 1947 and Britain's global influence rapidly declined as decolonisation proceeded. Though the USSR and United States now stood as the post war super powers, Britain and France launched the ill-fated Suez intervention in the 1950s, and Britain committed to the Korean War.
From the 1960s The Troubles afflicted Northern Ireland, as British Unionist and Irish Republican paramilitaries conducted campaigns of violence in support of their political goals. The conflict at times spilled into Ireland and England and continental Europe. Paramilitaries such as the IRA (Irish Republican Army) wanted union with the Republic of Ireland while the UDA (Ulster Defence Association) were supporters of Northern Ireland remaining within the United Kingdom.
In 1973, Britain entered the European Common Market, stepping away from imperial and commonwealth trade ties. Inflation and unemployment contributed to a growing sense of economic decline – partly offset by the exploitation of North Sea Oil from 1974. In 1979, the electorate turned to Conservative Party leader Margaret Thatcher, who became Britain's first female prime minister. Thatcher launched a radical program of economic reform and remained in power for over a decade. In 1982, Thatcher dispatched a British fleet to the Falkland Islands which successfully repelled an Argentine invasion of the British Territory, demonstrating that Britain could still project power across the globe.
Canada
Canada continued to evolve its own national identity in the post-war period. Although it was an independent nation, it remained part of the British Commonwealth and recognized the British monarch as the Canadian monarch as well. Following the war, French and English were recognized as co-equal official languages in Canada, and French became the only official language in the French-speaking province of Quebec. Referendums were held in both 1980 and 1995 in which Quebecers, however, voted not to secede from the union. Other cultural changes Canada faced were similar to those in the United States. Racism and discrimination largely disappeared in the post-war years, and dual-income families became the norm. Also, there was a rejection of traditional Western values by many in Canada. The government also established universal health care for its citizens following the war.
Australia and New Zealand: 1945–1980
Following World War II, Australia and New Zealand enjoyed a great deal of prosperity along with the rest of the West. Both countries remained constitutional monarchies within the evolving Commonwealth of Nations and continued to recognise British monarchs as head of their own independent Parliaments. However, following British defeats by the Japanese in World War II, the post-war decline of the British Empire, and entry of Britain into the European Economic Community in 1973, the two nations re-calibrated defence and trade relations with the rest of the world.
Following the Fall of Singapore in 1941, Australia turned to the United States for military aid against the Japanese Empire and Australia and New Zealand joined the United States in the ANZUS military alliance in the early 1950s and contributed troops to anti-communist conflicts in South-East Asia in the 1950s, 1960s and 1970s. The two nations also established multicultural immigration programs with waves of economic and refugee migrants establishing bases for large Southern European, East Asian, Middle Eastern, and South Pacific islander communities. Trade integration with Asia expanded, particularly through good post-war relations with Japan.
The Maori and Australian Aborigines had been largely dispossessed and disenfranchised during the 19th and early 20th centuries, but relations between the descendants of European settlers and the Indigenous peoples of Australia and New Zealand began to improve through legislative and social reform over the post-war period corresponding with the civil rights movement in North America. The Fraser government became a vocal critic of white-minority rule in Apartheid South Africa and Rhodesia, concluding the Gleaeagles Agreement in 1977.
The arts also diversified and flourished over the period – with Australian cinema, literature and musical artists expanding their nation's profile internationally. The iconic Sydney Opera House opened in 1973 and Australian Aboriginal Art began to find international recognition and influence.
Western culture: 1945–1980
The West went through a series of great cultural and social changes between 1945 and 1980. Mass media created a global culture that could ignore national frontiers. Literacy became almost universal, encouraging the growth of books, magazines and newspapers. The influence of cinema and radio remained, while televisions became near essentials in every home. A new pop culture also emerged with rock n roll and pop stars at its heart.
Religious observance declined in most of the West. Protestant churches began focusing more on social gospel rather than doctrine, and the ecumenist movement, which supported co-operation among Christian Churches. The Catholic Church changed many of its practices in the Second Vatican Council, including allowing masses to be said in the vernacular rather than Latin.
The counterculture of the 1960s (and early 1970s) began in the United States as a reaction against the conservative government, social norms of the 1950s, the political conservatism (and perceived social repression) of the Cold War period, and the US government's extensive military intervention in Vietnam.
With the abolition of laws treating most non-whites as second-class citizens, overt institutional racism largely disappeared from the West.
Although the United States failed to secure the legal equality of women with men (by the failure of Congress to ratify the Equal Rights Amendment), women continued working outside the home, and by 1980 the double-income family became commonplace in Western society. Beginning in the 1960s, many began rejecting traditional Western values and there was a decline in emphasis on church and the family.
Rock and roll music and the spread of technological innovations such as television dramatically altered the cultural landscape of western civilisation. The influential artists of the 20th century often belonged to the new technology artforms.
Rock and roll emerged from the United States out of African-American music from the 1950s to become a quintessential 20th-century art form. Artists such as Chuck Berry and Little Richard developed the new genre in the United States. British rock and roll emerged later, with bands and artists like The Beatles, The Rolling Stones and Jimi Hendrix rising to unparalleled success during the 1960s. From Australia emerged the mega pop band The Bee Gees and hard rock band AC/DC, who carried the genre in new directions through the 1970s. These musical artists were icons of radical social changes which saw many traditional notions of western culture alter dramatically.
Hollywood, California became synonymous with film during the 20th century and American Cinema continued a period of immense global influence in the West after World War II. American cinema played a role in adjusting community attitudes through the 1940s to 1980 with seminal works like John Ford's 1956 Western The Searchers, starring John Wayne, providing a sympathetic view of the Native American experience; and 1962's To Kill a Mockingbird, based on the Pulitzer Prize-winning novel by Harper Lee and starring Gregory Peck, challenging racial prejudice. The advent of television challenged the status of cinema and the artform evolved dramatically from the 1940s through the age of glamorous icons like Marilyn Monroe and directors like Alfred Hitchcock to the emergence of such directors as Stanley Kubrick, George Lucas and Steven Spielberg, whose body of work reflected the emerging Space Age and immense technological and social change.
Western nations: 1980–present
The 1980s were a period of economic growth in the West, though the 1987 Stock Market Crash saw much of the West enter the 1990s in a downturn. The 1990s and turn of the century in turn saw a period of prosperity throughout the West. The World Trade Organization was formed to assist in the organisation of world trade. Following the collapse of Soviet Communism, Central and Eastern Europe began a difficult readjustment towards market economies and parliamentary democracy. In the post Cold War environment, new co-operation emerged between the West and former rivals like Russia and China, but Islamism declared itself a mortal enemy of the West, and wars were launched in Afghanistan and the mid-East in response.
The economic cycle turned again with the Great Recession, but amidst a new economic paradigm, the effect on the West was uneven, with Europe and United States suffering deep recession, but Pacific economies like Australia and Canada, largely avoiding the downturn – benefitting from a combination of rising trade with Asia, good fiscal management and banking regulation. In the early 21st century, Brasil, Russia, India and China (the BRIC nations) were re-emerging as drivers of economic growth from outside North America and Western Europe.
In the early stages after the Cold War, Russian president Boris Yeltsin stared down an attempted restoration of Sovietism in Russia, and pursued closer relations with the West. Amid economic turmoil a class of oligarchs emerged at the summit of the Russian economy. Yeltsin's chosen successor, the former spy, Vladimir Putin, tightened the reins on political opposition, opposed separatist movements within the Russian Federation, and battled pro-Western neighbour states like Georgia, contributing to a challenging climate of relations with Europe and America. Former Soviet satellites joined NATO and the European Union, leaving Russia again isolated in the East. Under Putin's long reign, the Russian economy profited from a resource boom in the global economy, and the political and economic instability of the Yeltsin era quickly became a thing of the past.
Elsewhere, both within and without the West, democracy and capitalism were in the ascendant – even Communist holdouts like mainland China and (to a lesser extent) Cuba and Vietnam, while retaining one party government, experimented with market liberalisation, a process which accelerated after the fall of European Communism, enabling the re-emergence of China as an alternative centre of economic and political power standing outside the West.
Free trade agreements were signed by many countries. The European nations broke down trade barriers with one another in the EU, and the United States, Canada, and Mexico signed the North American Free Trade Agreement (NAFTA). Although free trade has helped businesses and consumers, it has had the unintended consequence of leading companies to outsource jobs to areas where labor is cheapest. Today, the West's economy is largely service and information-based, with most of the factories closing and relocating to China and India.
European countries have had very good relations with each other since 1980. The European Union has become increasingly powerful, taking on roles traditionally reserved for the nation-state. Although real power still exists in the individual member states, one major achievement of the Union was the introduction of the Euro, a currency adopted by most EU countries.
Australia and New Zealand continued their large multi-ethnic immigration programs and became more integrated in the Asia Pacific region. While remaining constitutional monarchies within the Commonwealth, distance has grown between them and Britain, spurred on by Britain's entry into the European Common Market. Australia and New Zealand have integrated their own economies via a free trade agreement. While political and cultural ties with North America and Europe remain strong, economic reform and commodities trade with the booming economies of Asia have set the South Pacific nations on a new economic trajectory with Australia largely avoiding a downturn in the Great Recession which unleashed severe economic loss through North America and Western Europe.
Today Canada remains part of the Commonwealth, and relations between French and English Canada have continued to present problems. A referendum was held in Quebec, however, in 1980, in which Quebecers voted to remain part of Canada.
In 1990, the white-minority government of the Republic of South Africa, led by F. W. de Klerk, began negotiations to dismantle the system of apartheid. South Africa held its first universal elections in 1994, which the African National Congress (ANC), led by Nelson Mandela, won by an overwhelming majority. The country has since rejoined the Commonwealth of Nations.
Since 1991, the United States has been regarded as the world's only superpower. Politically, the United States is dominated by the Republican and Democratic parties. Presidents of the United States between 1980 and 2006 have been Ronald Reagan, George H. W. Bush, Bill Clinton, and George W. Bush. Since 1980, Americans have become far more optimistic about their country than they were in the 1970s. Since the 1960s, a large number of immigrants have been coming into the U.S., mostly from Asia and Latin America, with the largest single group being Mexicans. Large numbers from those areas have also been coming illegally, and the solution to this problem has produced much debate in the U.S.
On 11 September 2001, the United States suffered the worst terrorist attack in its history. Four planes were hijacked by Islamic extremists and crashed into the World Trade Center, the Pentagon, and a field in Pennsylvania.
The 2007–2008 financial crisis, considered by many economists to be the worst financial crisis since the Great Depression of the 1930s, was triggered by a liquidity shortfall in the United States banking system, and resulted in the collapse of large financial institutions, the bailout of banks by national governments, and downturns in stock markets throughout much of the West. The United States and Britain faced serious downturn, while Portugal, Greece, Ireland and Iceland faced major debt crises. Almost uniquely among Western nations, Australia avoided recession off the back of strong Asian trade and 25 years of economic reform and low levels of government debt.
Evidence of the major demographic and social shifts which have taken place within Western society since World War II can be found with the elections of national level leaders: United States (Barack Obama was elected president in 2009, becoming the first African-American to hold that office), France (Nicolas Sarkozy, a president of France of Hungarian descent), Germany (Angela Merkel, the first female leader of that nation), and Australia (Julia Gillard, also the first female leader of that nation).
Western nations and the world
Following 1991, Western nations provided troops and aid to many war-torn areas of the world. Some of these missions were unsuccessful, like the attempt by the United States to provide relief in Somalia in the early 1990s. A very successful peace-making operation was conducted in the Balkans in the late 1990s, however. After the Cold War, Yugoslavia broke up into several countries along ethnic lines, and soon countries and ethnic groups within countries of the former Yugoslavia began fighting one another. Eventually, NATO troops arrived in 1999 and ended the conflict. Australian led a United Nations mission into East Timor in 1999 (INTERFET) to restore order during that nation's transition to democracy and independence from Indonesia.
The greatest war fought by the West in the 1990s, however, was the Persian Gulf War. In 1990, the Middle Eastern nation of Iraq, under its brutal dictator Saddam Hussein, invaded the much smaller neighbouring country of Kuwait. After refusing to withdraw troops, the United Nations condemned Iraq and sent troops to liberate Kuwait. American, British, French, Egyptian and Syrian troops all took part in the liberation. The war ended in 1991, with the withdrawal of Iraqi troops from Kuwait and Iraq's agreement to allow United Nations inspectors to search for weapons of mass destruction in Iraq.
The West had become increasingly unpopular in the Middle East following World War II. The Arab states greatly disliked the West's support for Israel. Many soon had a special hatred towards the United States, Israel's greatest ally. Also, partly to ensure stability on the region and a steady supply of the oil the world economy needed, the United States supported many corrupt dictatorships in the Middle East.
In 1979, an Islamic revolution in Iran overthrew the pro-Western Shah and established an anti-Western Shiite Islamic theocracy. Following the withdrawal of Soviet troops from Afghanistan, most of the country came under the rule of a Sunni Islamic theocracy, the Taliban. The Taliban offered shelter to the Islamic terrorist group Al-Qaeda, founded by the extremist Saudi Arabian exile Osama bin Laden. Al-Qaeda launched a series of attacks on United States overseas interests in the 1990s and 2000. Following the September 11 attacks, however, the United States overthrew the Taliban government and captured or killed many Al Qaeda leaders, including Bin Laden.
In 2003, the United States led a controversial war in Iraq, because Saddam had never accounted for all his weapons of mass destruction. By May of that year, American, British, Polish and troops from other countries had defeated and occupied Iraq. Weapons of mass destruction however, were never found afterwards. In both Afghanistan and Iraq, the United States and its allies established democratic governments. Following the Iraq war, however, an insurgency made up of a number of domestic and foreign factions has cost many lives and made establishing a government very hard.
In March 2011, a multi-state coalition led by NATO began a military intervention in Libya to implement United Nations Security Council Resolution 1973, which was taken in response to threat made by the government of Muammar Gaddafi against the civilian population of Libya during the 2011 Libyan civil war.
Western society and culture (since 1980)
In general, Western culture has become increasingly secular in Northern Europe, North America, Australia and New Zealand. Nevertheless, in a sign of the continuing status of the ancient Western institution of the Papacy in the early 21st century, the Funeral of Pope John Paul II brought together the single largest gathering in history of heads of state outside the United Nations. It is likely to have been the largest single gathering of Christianity in history, with numbers estimated in excess of four million mourners gathering in Rome. He was followed by another non-Italian Benedict XVI, whose near-unprecedented retirement from the papacy in 2013 ushered in the election of the Argentine Pope Francis – the first pope from the Americas, the new demographic heartland of Catholicism.
Personal computers emerged from the West as a new society changing phenomenon during this period. In the 1960s, experiment began on networks linking computers and from these experiments grew the World Wide Web. The internet revolutionised global communications through the late 1990s and into the early 21st century and permitted the rise of new social media with profound consequences, linking the world as never before. In the West, the internet allowed free access to vast amounts of information, while outside the democratic West, as in China and in Middle Eastern nations, a range of censorship and monitoring measures were instigated, providing a new socio-political contrast between east and west.
Historiography
Chicago historian William H. McNeill wrote The Rise of the West (1965) to show how the separate civilizations of Eurasia interacted from the very beginning of their history, borrowing critical skills from one another, and thus precipitating still further change as adjustment between traditional old and borrowed new knowledge and practice became necessary. He then discusses the dramatic effect of Western civilization on others in the past 500 years of history. McNeill took a broad approach organized around the interactions of peoples across the globe. Such interactions have become both more numerous and more continual and substantial in recent times. Before about 1500, the network of communication between cultures was that of Eurasia. The term for these areas of interaction differ from one world historian to another and include world-system and ecumene. His emphasis on cultural fusions influenced historical theory significantly.
See also
Outline of the history of Western civilization
Role of Christianity in civilization
History of Europe
Eurocentrism
Media
Civilisation: A Personal View by Kenneth Clark (TV series), BBC TV, 1969
The Ascent of Man (TV series), BBC TV, 1973
References
Further reading
Cole, Joshua and Carol Symes. Western Civilizations (Brief Fifth Edition) (2 vol 2020)
Kishlansky, Mark A. et al. A brief history of western civilization : the unfinished legacy (2 vol 2007) vol 1 online; also vol 2 online
Perry, Marvin Myrna Chase, et al. Western Civilization: Ideas, Politics, and Society (2015)
Rand McNally. Atlas of western civilization (2006) online
Spielvogel, Jackson J. Western Civilization (10th ed. 2017)
Bruce Thornton Greek Ways: How the Greeks Created Western Civilization Encounter Books, 2002
Tim Blanning The Pursuit of Glory: Europe 1648–1815 Penguin Books, 2008
Niall Ferguson Civilization. The West and the rest Penguin Press, 2011
Ian Kershaw To Hell and Back: Europe 1914–1949 Penguin Books, 2015
Richard J. Evans The Pursuit of Power: Europe 1815-1914 Penguin Books, 2017
Ian Kershaw To Hell and Back: Europe 1914–1949 Penguin Books, 2015
Ian Kershaw The Global Age: Europe 1950–2017 Penguin Books, 2020
Historiography
Allardyce, Gilbert. "The rise and fall of the western civilization course." American Historical Review 87.3 (1982): 695–725. online
Bavaj, Riccardo: "The West": A Conceptual Exploration , European History Online, Mainz: Institute of European History, 2011, retrieved: 28 November 2011.
Bentley, Jerry H. "Cross-cultural interaction and periodization in world history." American Historical Review 101.3 (1996): 749–770.
Douthit, Nathan. "The Dialectical Commons of Western Civilization and Global/World History." History Teacher 24#3 (1991), pp. 293–305, online.
Manning, Patrick. "The problem of interactions in world history." American Historical Review 101.3 (1996): 771–782. online
Pincince, John. "Jerry Bentley World History, and the Decline of the 'West'" Journal of World History 25#4 (2014), pp. 631–43, online.
Porciana, Haria, and Lutz Raphael, eds. Atlas of European Historiography: The Making of a Profession 1800-2005 ( Palgrave Macmillan, 2010) uses 80 maps to show how historians studied Europe.
External links
textbooks--online free to read
Christendom
Civilizations
Western culture | 0.786851 | 0.994754 | 0.782723 |
Science in the Renaissance | During the Renaissance, great advances occurred in geography, astronomy, chemistry, physics, mathematics, manufacturing, anatomy and engineering. The collection of ancient scientific texts began in earnest at the start of the 15th century and continued up to the Fall of Constantinople in 1453, and the invention of printing allowed a faster propagation of new ideas. Nevertheless, some have seen the Renaissance, at least in its initial period, as one of scientific backwardness. Historians like George Sarton and Lynn Thorndike criticized how the Renaissance affected science, arguing that progress was slowed for some amount of time. Humanists favored human-centered subjects like politics and history over study of natural philosophy or applied mathematics. More recently, however, scholars have acknowledged the positive influence of the Renaissance on mathematics and science, pointing to factors like the rediscovery of lost or obscure texts and the increased emphasis on the study of language and the correct reading of texts.
Marie Boas Hall coined the term Scientific Renaissance to designate the early phase of the Scientific Revolution, 1450–1630. More recently, Peter Dear has argued for a two-phase model of early modern science: a Scientific Renaissance of the 15th and 16th centuries, focused on the restoration of the natural knowledge of the ancients; and a Scientific Revolution of the 17th century, when scientists shifted from recovery to innovation.
Context
During and after the Renaissance of the 12th century, Europe experienced an intellectual revitalization, especially with regard to the investigation of the natural world. In the 14th century, however, a series of events that would come to be known as the Crisis of the Late Middle Ages was underway. When the Black Death came, it wiped out so many lives it affected the entire system. It brought a sudden end to the previous period of massive scientific change. The plague killed 25–50% of the people in Europe, especially in the crowded conditions of the towns, where the heart of innovations lay. Recurrences of the plague and other disasters caused a continuing decline of population for a century.
The Renaissance
The 14th century saw the beginning of the cultural movement of the Renaissance. By the early 15th century, an international search for ancient manuscripts was underway and would continue unabated until the Fall of Constantinople in 1453, when many Byzantine scholars had to seek refuge in the West, particularly Italy. Likewise, the invention of the printing press was to have great effect on European society: the facilitated dissemination of the printed word democratized learning and allowed a faster propagation of new ideas.
Initially, there were no new developments in physics or astronomy, and the reverence for classical sources further enshrined the Aristotelian and Ptolemaic views of the universe. Renaissance philosophy lost much of its rigor as the rules of logic and deduction were seen as secondary to intuition and emotion. At the same time, Renaissance humanism stressed that nature came to be viewed as an animate spiritual creation that was not governed by laws or mathematics. Only later, when no more manuscripts could be found, did humanists turn from collecting to editing and translating them, and new scientific work began with the work of such figures as Copernicus, Cardano, and Vesalius.
Important developments
Alchemy and chemistry
While differing in some respects, alchemy and chemistry often had similar goals during the Renaissance period, and together they are sometimes referred to as chymistry. Alchemy is the study of the transmutation of materials through obscure processes. Although it is often viewed as a pseudoscientific endeavor, many of its practitioners utilized widely accepted scientific theories of their times to formulate hypotheses about the constituents of matter and the ways matter could be changed. One of the main aims of alchemists was to find a method of creating gold and other precious metals from the transmutation of base materials. A common belief of alchemists was that there is an essential substance from which all other substances formed, and that if you could reduce a substance to this original material, you could then construct it into another substance, like lead to gold. Medieval alchemists worked with two main elements or "principles", sulphur and mercury.
Paracelsus was a chymist and physician of the Renaissance period who believed that, in addition to sulphur and mercury, salt served as one of the primary alchemical principles from which everything else was made. Paracelsus was also instrumental in helping to put chemical practices to practical medicinal use through a recognition that the body operates through processes which may be seen as chemical in nature. These lines of thinking directly conflicted with many long-held traditional beliefs, such as those popularized by Aristotle; however, Paracelsus was insistent that questioning principles of nature was essential to continue the general growth of knowledge.
Despite its frequent basis in what may be considered scientific practices by modern standards, numerous factors caused chymistry as a discipline to remain separate from general academia until near the end of the Renaissance, when it finally began appearing as a portion of some university education. The commercial nature of chymistry at the time, along with the lack of classical basis for the practice, were some of the contributing factors which led to the general view of the discipline as a craft rather than a respectable academic discipline.
Astronomy
The astronomy of the late Middle Ages was based on the geocentric model described by Claudius Ptolemy in antiquity. Probably very few practicing astronomers or astrologers actually read Ptolemy's Almagest, which had been translated into Latin by Gerard of Cremona in the 12th century. Instead they relied on introductions to the Ptolemaic system such as the De sphaera mundi of Johannes de Sacrobosco and the genre of textbooks known as Theorica planetarum. For the task of predicting planetary motions they turned to the Alfonsine tables, a set of astronomical tables based on the Almagest models but incorporating some later modifications, mainly the trepidation model attributed to Thabit ibn Qurra. Contrary to popular belief, astronomers of the Middle Ages and Renaissance did not resort to "epicycles on epicycles" in order to correct the original Ptolemaic models—until one comes to Copernicus himself.
Sometime around 1450, mathematician Georg Purbach (1423–1461) began a series of lectures on astronomy at the University of Vienna. Regiomontanus (1436–1476), who was then one of his students, collected his notes on the lecture and later published them as Theoricae novae planetarum in the 1470s. This "New Theorica" replaced the older theorica as the textbook of advanced astronomy. Purbach also began to prepare a summary and commentary on the Almagest. He died after completing only six books, however, and Regiomontanus continued the task, consulting a Greek manuscript brought from Constantinople by Cardinal Bessarion. When it was published in 1496, the Epitome of the Almagest made the highest levels of Ptolemaic astronomy widely accessible to many European astronomers for the first time.
The last major event in Renaissance astronomy is the work of Nicolaus Copernicus (1473–1543). He was among the first generation of astronomers to be trained with the Theoricae novae and the Epitome. Shortly before 1514 he began to revive Aristarchus's idea that the Earth revolves around the Sun. He spent the rest of his life attempting a mathematical proof of heliocentrism. When De revolutionibus orbium coelestium was finally published in 1543, Copernicus was on his deathbed. A comparison of his work with the Almagest shows that Copernicus was in many ways a Renaissance scientist rather than a revolutionary, because he followed Ptolemy's methods and even his order of presentation. Not until the works of Johannes Kepler (1571–1630) and Galileo Galilei (1564–1642) was Ptolemy's manner of doing astronomy superseded. The use of more advanced tables and mathematics would provide the impetus for the establishment of the Gregorian calendar in 1582 (primarily to reform the calculation of the date of Easter), replacing the Julian calendar, which had several errors.
Mathematics
The accomplishments of Greek mathematicians survived throughout Late Antiquity and the Middle Ages through a long and indirect history. Much of the work of Euclid, Archimedes, and Apollonius, along with later authors such as Hero and Pappus, were copied and studied in both Byzantine culture and in Islamic centers of learning. Translations of these works began already in the 12th century, with the work of translators in Spain and Sicily, working mostly from Arabic and Greek sources into Latin. Two of the most prolific were Gerard of Cremona and William of Moerbeke.
The greatest of all translation efforts, however, took place in the 15th and 16th centuries in Italy, as attested by the numerous manuscripts dating from this period currently found in European libraries. Virtually all leading mathematicians of the era were obsessed with the need for restoring the mathematical works of the ancients. Not only did humanists assist mathematicians with the retrieval of Greek manuscripts, they also took an active role in translating these work into Latin, often commissioned by religious leaders such as Nicholas V and Cardinal Bessarion.
Some of the leading figures in this effort include Regiomontanus, who made a copy of the Latin Archimedes and had a program for printing mathematical works; Commandino (1509–1575), who likewise produced an edition of Archimedes, as well as editions of works by Euclid, Hero, and Pappus; and Maurolyco (1494–1575), who not only translated the work of ancient mathematicians but added much of his own work to these. Their translations ensured that the next generation of mathematicians would be in possession of techniques far in advance of what it was generally available during the Middle Ages.
It must be borne in mind that the mathematical output of the 15th and 16th centuries was not exclusively limited to the works of the ancient Greeks. Some mathematicians, such as Tartaglia and Luca Paccioli, welcomed and expanded on the medieval traditions of both Islamic scholars and people like Jordanus and Fibonnacci. Giordano Bruno was also one to critique the works of people like Aristotle, whom he believed to have a flawed logic and developed a mathematical doctrine for the computation of partial physics, with Bruno attempting to transform theories of nature.
Physics
The progress being made in math was complemented by advancements in physics, with people like Galileo attempting to bridge the gap between the two fields and question Aristotelian ideas. The revived invertigation of physics opened up many opportunities in subfields like mechanics, optics, navigation, and cartography.
Mechanical theories had originated with the Greeks, especially Aristotle and Archimedes. Mechanics and philosophy had been related disciplines in ancient Greece, and only in the Renaissance did the two subjects begin to split. A lot of the work of developing new mechanical ideas and theories was carried out by Italians such as Rafael Bombelli, though the Fleming Simon Stevin also provided many ideas. Galileo also contributed to the advancement of this field with a treatise on mechanics in 1593, helping to develop ideas on relativity, freely falling bodies, and accelerated linear motion, though he lacked the means to properly communicate his findings at the time. In June 1609, Galileo's interests shifted to his telescopic investigations after having been close to revolutionizing the science of mechanics.
Navigation was an important topic of the time, and many innovations were made that, with the introduction of better ships and applications of the compass, would later lead to geographical discoveries. The calculations involved in navigation proved to be difficult, with the technology of the time unable to accuately predict weather or determine one's geographic position. Determining one's longitude proved especially challenging, since one's local time need to be calculated on the basis of an astonomical observation. One theory that was tested was to record the time of an eclipse and use Regiomontanus' Ephemerides to compare it with Nuremberg time or Zacuto's Almanach perpetuum to compare it with Salamanca time, though the margin of error in such calculations was unacceptably great (around 25.5 degrees). Until longitude could be accurately determined, navigators had to rely on dead reckoning, with its many uncertainties.
Medicine
With the Renaissance came an increase in experimental investigation, principally in the field of dissection and body examination, thus advancing our knowledge of human anatomy. The development of modern neurology began in the 16th century with Andreas Vesalius, who described the anatomy of the brain and other organs; he had little knowledge of the brain's function, thinking that it resided mainly in the ventricles. Understanding of medical sciences and diagnosis improved, but with little direct benefit to health care. Few effective drugs existed, beyond opium and quinine. William Harvey provided a refined and complete description of the circulatory system. The most useful tomes in medicine, used both by students and expert physicians, were materiae medicae and pharmacopoeiae.
Geography and the New World
In the history of geography, the key classical text was the Geographia of Claudius Ptolemy (2nd century). It was translated into Latin in the 15th century by Jacopo d'Angelo. It was widely read in manuscript and went through many print editions after it was first printed in 1475. Regiomontanus worked on preparing an edition for print prior to his death; his manuscripts were consulted by later mathematicians in Nuremberg. Ptolemy's Geographia became the basis for most maps made in Europe throughout the 15th century. Even as new knowledge began to replace the content of old maps, the rediscovery of Ptolemy's mapping system, including the use of coordinates and projection, helped to redefine the overall field of cartography as a scientific pursuit rather than an artistic one.
The information provided by Ptolemy, as well as Pliny the Elder and other classical sources, was soon seen to be in contradiction to the lands explored in the Age of Discovery. The new discoveries revealed shortcomings in classical knowledge; they also opened European imagination to new possibilities. In particular, Christopher Columbus' voyage to the New World in 1492 helped set the tone for what would soon after become a wave of European expansion. Thomas More's Utopia was inspired partly by the discovery of the New World. Most maps developed prior to this period grossly underestimated the extent of the lands separating Europe from India on a westward route through the New World; however, through contributions of explorers such as Ferdinand Magellan, efforts were made to create more accurate maps during this period.
See also
Continuity thesis
The Copernican Question
Renaissance magic
Renaissance technology
Notes
References
Dear, Peter. Revolutionizing the Sciences: European Knowledge and Its Ambitions, 1500–1700. Princeton: Princeton University Press, 2001.
Debus, Allen G. Man and Nature in the Renaissance. Cambridge: Cambridge University Press, 1978.
Grafton, Anthony, et al. New Worlds, Ancient Texts: The Power of Tradition and the Shock of Discovery. Cambridge: Belknap Press of Harvard University Press, 1992.
Hall, Marie Boas. The Scientific Renaissance, 1450–1630. New York: Dover Publications, 1962, 1994.
External links
Renaissance science and technology at Britannica.com
Renaissance
Science | 0.791172 | 0.989306 | 0.78271 |
Chronology | Chronology (from Latin , from Ancient Greek , , ; and , -logia) is the science of arranging events in their order of occurrence in time. Consider, for example, the use of a timeline or sequence of events. It is also "the determination of the actual temporal sequence of past events".
Chronology is a part of periodization. It is also a part of the discipline of history including earth history, the earth sciences, and study of the geologic time scale.
Related fields
Chronology is the science of locating historical events in time. It relies mostly upon chronometry, which is also known as timekeeping, and historiography, which examines the writing of history and the use of historical methods. Radiocarbon dating estimates the age of formerly living things by measuring the proportion of carbon-14 isotope in their carbon content. Dendrochronology estimates the age of trees by correlation of the various growth rings in their wood to known year-by-year reference sequences in the region to reflect year-to-year climatic variation. Dendrochronology is used in turn as a calibration reference for radiocarbon dating curves.
Calendar and era
The familiar terms calendar and era (within the meaning of a coherent system of numbered calendar years) concern two complementary fundamental concepts of chronology. For example, during eight centuries the calendar belonging to the Christian era, which era was taken in use in the 8th century by Bede, was the Julian calendar, but after the year 1582 it was the Gregorian calendar. Dionysius Exiguus (about the year 500) was the founder of that era, which is nowadays the most widespread dating system on earth. An epoch is the date (year usually) when an era begins.
Ab Urbe condita era
Ab Urbe condita is Latin for "from the founding of the City (Rome)", traditionally set in 753 BC. It was used to identify the Roman year by a few Roman historians. Modern historians use it much more frequently than the Romans themselves did; the dominant method of identifying Roman years was to name the two consuls who held office that year. Before the advent of the modern critical edition of historical Roman works, AUC was indiscriminately added to them by earlier editors, making it appear more widely used than it actually was.
It was used systematically for the first time only about the year 400, by the Iberian historian Orosius. Pope Boniface IV, in about the year 600, seems to have been the first who made a connection between these this era and Anno Domini. (AD 1 = AUC 754.)
Astronomical era
Dionysius Exiguus' Anno Domini era (which contains only calendar years AD) was extended by Bede to the complete Christian era (which contains, in addition all calendar years BC, but no year zero). Ten centuries after Bede, the French astronomers Philippe de la Hire (in the year 1702) and Jacques Cassini (in the year 1740), purely to simplify certain calculations, put the Julian Dating System (proposed in the year 1583 by Joseph Scaliger) and with it an astronomical era into use, which contains a leap year zero, which precedes the year 1 (AD).
Prehistory
While of critical importance to the historian, methods of determining chronology are used in most disciplines of science, especially astronomy, geology, paleontology and archaeology.
In the absence of written history, with its chronicles and king lists, late 19th century archaeologists found that they could develop relative chronologies based on pottery techniques and styles. In the field of Egyptology, William Flinders Petrie pioneered sequence dating to penetrate pre-dynastic Neolithic times, using groups of contemporary artefacts deposited together at a single time in graves and working backwards methodically from the earliest historical phases of Egypt. This method of dating is known as seriation.
Known wares discovered at strata in sometimes quite distant sites, the product of trade, helped extend the network of chronologies. Some cultures have retained the name applied to them in reference to characteristic forms, for lack of an idea of what they called themselves: "The Beaker People" in northern Europe during the 3rd millennium BCE, for example. The study of the means of placing pottery and other cultural artifacts into some kind of order proceeds in two phases, classification and typology: Classification creates categories for the purposes of description, and typology seeks to identify and analyse changes that allow artifacts to be placed into sequences.
Laboratory techniques developed particularly after mid-20th century helped constantly revise and refine the chronologies developed for specific cultural areas. Unrelated dating methods help reinforce a chronology, an axiom of corroborative evidence. Ideally, archaeological materials used for dating a site should complement each other and provide a means of cross-checking. Conclusions drawn from just one unsupported technique are usually regarded as unreliable.
Synchronism
The fundamental problem of chronology is to synchronize events. By synchronizing an event it becomes possible to relate it to the current time and to compare the event to other events. Among historians, a typical need is to synchronize the reigns of kings and leaders in order to relate the history of one country or region to that of another. For example, the Chronicon of Eusebius (325 A.D.) is one of the major works of historical synchronism. This work has two sections. The first contains narrative chronicles of nine different kingdoms: Chaldean, Assyrian, Median, Lydian, Persian, Hebrew, Greek, Peloponnesian, Asian, and Roman. The second part is a long table synchronizing the events from each of the nine kingdoms in parallel columns.
By comparing the parallel columns, the reader can determine which events were contemporaneous, or how many years separated two different events. To place all the events on the same time scale, Eusebius used an Anno Mundi (A.M.) era, meaning that events were dated from the supposed beginning of the world as computed from the Book of Genesis in the Hebrew Pentateuch. According to the computation Eusebius used, this occurred in 5199 B.C. The Chronicon of Eusebius was widely used in the medieval world to establish the dates and times of historical events. Subsequent chronographers, such as George Syncellus (died circa 811), analyzed and elaborated on the Chronicon by comparing with other chronologies. The last great chronographer was Joseph Justus Scaliger (1540-1609) who reconstructed the lost Chronicon and synchronized all of ancient history in his two major works, De emendatione temporum (1583) and Thesaurus temporum (1606). Much of modern historical datings and chronology of the ancient world ultimately derives from these two works. Scaliger invented the concept of the Julian Day which is still used as the standard unified scale of time for both historians and astronomers.
In addition to the literary methods of synchronism used by traditional chronographers such as Eusebius, Syncellus and Scaliger, it is possible to synchronize events by archaeological or astronomical means. For example, the Eclipse of Thales, described in the first book of Herodotus can potentially be used to date the Lydian War because the eclipse took place during the middle of an important battle in that war. Likewise, various eclipses and other astronomical events described in ancient records can be used to astronomically synchronize historical events. Another method to synchronize events is the use of archaeological findings, such as pottery, to do sequence dating.
See also
Examples
Parian Chronicle
List of timelines – specific chronologies
Timelines of world history – overall historical chronology
Christian chronology
Dionysius Exiguus' Easter table
Easter
Lunar cycle
Millennium question
Paschal full moon
Solar cycle
General
Annals
French revolutionary era
Historiography
Traditional Jewish chronology
Fiction writing
Aspects and examples of non-chronological story-telling:
Flashback
Flashforward
Linearity (writing)
Reverse chronology
Notes
References
Hegewisch, D. H., & Marsh, J. (1837). Introduction to historical chronology. Burlington [Vt.]: C. Goodrich.
B. E. Tumanian, "Measurement of Time in Ancient and Medieval Armenia," Journal for the History of Astronomy 5, 1974, pp. 91–98.
Kazarian, K. A., "History of Chronology by B. E. Tumanian," Journal for the History of Astronomy, 4, 1973, p. 137
Porter, T. M., "The Dynamics of Progress: Time, Method, and Measure". The American Historical Review, 1991.
Further reading
Published in the 18th–19th centuries
Weeks, J. E. (1701). The gentleman's hour glass; or, An introduction to chronology; being a plain and compendious analysis of time. Dublin: James Hoey.
Hodgson, J., Hinton, J., & Wallis, J. (1747). An introduction to chronology:: containing an account of time; also of the most remarkable cycles, epoch's, era's, periods, and moveable feasts. To which is added, a brief account of the several methods proposed for the alteration of the style, the reforming the calendar, and fixing the true time of the celebration of Easter. London: Printed for J. Hinton, at the King's Arms in St Paul's Church-yard.
Smith, T. (1818). An introduction to chronology. New York: Samuel Wood.
Published in the 20th century
Keller, H. R. (1934). The dictionary of dates. New York: The Macmillan company.
Poole, R. L., & Poole, A. L. (1934). Studies in chronology and history. Oxford: Clarendon Press.
Langer, W. L., & Gatzke, H. W. (1963). An encyclopedia of world history, ancient, medieval and modern, chronologically arranged. Boston: Houghton Mifflin.
Momigliano, A. "Pagan and Christian Historiography in the Fourth Century A.D." in A. Momigliano, ed., The Conflict Between Paganism and Christianity in the Fourth Century, The Clarendon Press, Oxford, 1963, pp. 79–99
Williams, N., & Storey, R. L. (1966). Chronology of the modern world: 1763 to the present time. London: Barrie & Rockliffe.
Steinberg, S. H. (1967). Historical tables: 58 B.C.-A.D. 1965. London: Macmillan.
Freeman-Grenville, G. S. P. (1975). Chronology of world history: a calendar of principal events from 3000 BC to AD 1973. London: Collings.
Neugebauer, O. (1975). A History of Ancient Mathematical Astronomy Springer-Verlag.
Bickerman, E. J. (1980). The Chronology of the Ancient World. London: Thames and Hudson.
Whitrow, G. J. (1990). Time in history views of time from prehistory to the present day. Oxford [u.a.]: Oxford Univ. Press.
Aitken, M. (1990). Science-Based Dating in Archaeology. London: Thames and Hudson.
Richards, E. G. (1998). Mapping Time: The Calendar and History. Oxford University Press.
Published in the 21st century
Koselleck, R. "Time and History." The Practice of Conceptual History. Timing History, Spacing Concepts. Palo Alto: Stanford University Press, 2002.
External links
Dating the Past (archived 29 May 2005)
Pragmatic Bayesians: a decade of integrating radiocarbon dates in chronological models (archived 5 April 2005) from the University of Sheffield at the Internet Archive. Accessed 2008-01-04.
Open Library. Works related to chronology
Chattopadhyay, Subhasis. Chronicity and Temporality: A Revisionary Hermeneutics of Time in Prabuddha Bharata or Awakened India 120 (10):606–609 (2015). .
Earth sciences
Time | 0.785562 | 0.996088 | 0.782489 |
Sapiens: A Brief History of Humankind | Sapiens: A Brief History of Humankind (, Qitzur Toldot ha-Enoshut) is a book by Yuval Noah Harari, first published in Hebrew in Israel in 2011 based on a series of lectures Harari taught at The Hebrew University of Jerusalem, and in English in 2014. The book, focusing on Homo sapiens, surveys the history of humankind, starting from the Stone Age and going up to the twenty-first century. The account is situated within a framework that intersects the natural sciences with the social sciences.
Summary
Harari's work places human history within a framework, with the natural sciences setting limits for human activity and social sciences shaping what happens within those bounds. The academic discipline of history is the account of cultural change.
Harari surveys the history of humankind from the Stone Age up to the 21st century, focusing on Homo sapiens. He divides the history of Sapiens into four major parts:
The Cognitive Revolution (c. 70,000 BCE, the start of behavioral modernity when imagination evolved in Sapiens).
The (first) Agricultural Revolution (c. 10,000 BCE, the development of agriculture).
The Unification of Humankind (c. 34 CE, the gradual consolidation of human political organizations towards globalization).
The Scientific Revolution (c. 1543 CE, the emergence of objective science).
Harari's main argument is that Sapiens came to dominate the world because they are the only animal that can cooperate flexibly in large numbers. He argues that prehistoric Sapiens were a key cause of the extinction of other human species such as the Neanderthals and numerous other megafauna. He further argues that the ability of Sapiens to cooperate in large numbers arises from its unique capacity to believe in things existing purely in the imagination, such as gods, nations, money and human rights. He argues that these beliefs give rise to discrimination – whether racial, sexual or political – and it is potentially impossible to have a completely unbiased society. Harari claims that all large-scale human cooperation systems – including religions, political structures, trade networks and legal institutions – owe their emergence to Sapiens' distinctive cognitive capacity for fiction. Accordingly, Harari describes money as a system of mutual trust and political and economic systems as similar to religions.
Harari's key claim regarding the Agricultural Revolution is that while it promoted population growth for Sapiens and co-evolving species like wheat and cows, it made the lives of most individuals (and animals) worse than they had been when Sapiens were mostly hunter-gatherers, since their diet and daily lives became significantly less varied. Humans' violent treatment of other animals is a theme that runs throughout the book.
In discussing the unification of humankind, Harari argues that over its history, the trend for Sapiens has increasingly been towards political and economic interdependence. For centuries, the majority of humans lived in empires, and capitalist globalization is effectively producing one, global empire. Harari argues that money, empires, and universal religions are the principal drivers of this process.
Harari describes the Scientific Revolution as an innovation in European thought, whereby elites became willing to admit to and try to remedy their own ignorance. He describes this as one driver of early modern European imperialism and of the current convergence of human cultures. Harari also claims there is a lack of research into the history of happiness, positing that people today are not significantly happier than in past eras. He concludes by discussing how modern technology may soon end the species by ushering in genetic engineering, immortality, and non-organic life. Harari metaphorically describes humans as deities in that they can create species.
Harari cites Jared Diamond's Guns, Germs, and Steel (1997) as one of the greatest inspirations for the book.
Reception
Popular reception
First published in Hebrew in 2011, the book was later released in English in 2015 and has since been translated into 65 different languages. It made The New York Times best-seller list, appearing for 182 weeks (as of May 2022) including 96 consecutive weeks. According to Book Marks, the book received "positive" reviews based on 9 critic reviews with 1 being "rave" and 5 being "positive" and 3 being "mixed". It won the National Library of China's Wenjin Book Award for the best book published in 2014. Writing four years after its English-language publication, Alex Preston wrote in The Guardian that Sapiens had become a "publishing phenomenon" with "wild success" symptomatic of a broader trend toward "intelligent, challenging nonfiction, often books that are several years old". Concurrently, The Guardian listed the book as among the ten "best brainy books of the decade". The Royal Society of Biologists in the UK shortlisted the book in its 2015 Book Awards. Bill Gates ranked Sapiens among his ten favorite books, and Mark Zuckerberg also recommended it. Kirkus Reviews awarded a star to the book, noting that it is "the great debates of history aired out with satisfying vigor". The British daily The Times also gave the book a rave review, quoting that "Sapiens is the kind of book that sweeps cobwebs out of your brain" and that it is "mind-thrilling". The Sydney Morning Herald described the book as "always engaging and often provocative".
In 2015 the Israel Museum in Jerusalem created a special, temporary exhibit based on the book, using archeological and artistic displays to demonstrate the main themes found in the book. The exhibit ran from May until December 2015.
Discussing the book's success in 2020, Ian Parker writing for The New Yorker said "the book thrived in an environment of relative critical neglect" since it received few major reviews at the time of its release. Parker describes Sapiens''' extremely broad scope as being a defense against expert criticism. Quoting Harari's academic advisor Steven Gunn, "Nobody's an expert on the meaning of everything, or the history of everybody, over a long period." In a 2022 article titled "The Dangerous Populist Science of Yuval Noah Harari" for Current Affairs, neuroscientist Darshana Narayanan expanded on The New Yorker's comments: "I tried my hand at fact-checking Sapiens ... I consulted colleagues in the neuroscience and evolutionary biology community and found that Harari's errors are numerous and substantial, and cannot be dismissed as nit-picking."
Scholarly reception
Anthropologist Christopher Robert Hallpike reviewed the book and did not find any "serious contribution to knowledge". Hallpike suggested that "...whenever his facts are broadly correct they are not new, and whenever he tries to strike out on his own he often gets things wrong, sometimes seriously". He considered it an infotainment publishing event offering a "wild intellectual ride across the landscape of history, dotted with sensational displays of speculation, and ending with blood-curdling predictions about human destiny."
Science journalist Charles C. Mann concluded in The Wall Street Journal, "There's a whiff of dorm-room bull sessions about the author's stimulating but often unsourced assertions."
Reviewing the book in The Washington Post, evolutionary anthropologist Avi Tuschman points out problems stemming from the contradiction between Harari's "freethinking scientific mind" and his "fuzzier worldview hobbled by political correctness", but nonetheless wrote that "Harari's book is important reading for serious-minded, self-reflective sapiens."
Reviewing the book in The Guardian, philosopher Galen Strawson concluded that, among several other problems, "Much of Sapiens is extremely interesting, and it is often well expressed. As one reads on, however, the attractive features of the book are overwhelmed by carelessness, exaggeration and sensationalism". He specifically mentions how the author ignores happiness studies, that his claims of the "opening of a gap between the tenets of liberal humanism and the latest findings of the life sciences" is silly and deplores how the author, once again, transforms Adam Smith into the apostle of greed.
Bibliographic details
The original Hebrew publication was first issued in 2011 as קיצור תולדות האנושות [Ḳitsur toldot ha-enoshut], which translates into A Brief History of Humankind.
A 2012 English translation was self-published with the title From Animals Into Gods. The English translation was published in 2015 as Sapiens: A Brief History of Humankind, "translated by the author with the help of John Purcell and Haim Watzman", simultaneously in London by Harvill Secker (hardback), (trade paperback) and in Canada by Signal ( (bound), (html)). It was then republished in London by Vintage Books in 2015 ( (paperback)).
In 2020 the first volume of the graphic novel version of the book was published simultaneously in several languages, with the title Sapiens: A Graphic History, Volume 1: The Birth of Humankind. It is credited as coauthored by Harari and David Vandermeulen, with adaptation and illustrations by Daniel Casanave. The second volume Sapiens: A Graphic History, Volume 2: The Pillars of Civilization was published in October 2021.
See also
Homo Deus: A Brief History of Tomorrow The Outline of History (H. G. Wells)
Guns, Germs, and Steel (Jared Diamond)
The 10,000 Year Explosion: How Civilization Accelerated Human Evolution (Gregory Cochran and Henry Harpending)
The Dawn of Everything (David Graeber and David Wengrow)
Symbolic culture
References
External links
Yuval Harari interviewed by Alan Philps about his book, The World Today, September 2015, Volume 71, Number 5.
Bill Gates. How Did Humans Get Smart?, Gates Notes, May 17, 2016.
Dirk Lindebaum. Sapiens: A brief history of humankind (Book Review), Management Learning'', 46 (5) 2015, pp. 636–638.
Sapiens: Summary in Brief
2011 non-fiction books
History books about civilization
Books by Yuval Noah Harari
Anthropology books
Non-fiction books adapted into comics
Universal history books | 0.782908 | 0.999302 | 0.782362 |
Paleolithic | The Paleolithic or Palaeolithic, also called the Old Stone Age, is a period in human prehistory that is distinguished by the original development of stone tools, and which represents almost the entire period of human prehistoric technology. It extends from the earliest known use of stone tools by hominins, 3.3 million years ago, to the end of the Pleistocene, 11,650 cal BP.
The Paleolithic Age in Europe preceded the Mesolithic Age, although the date of the transition varies geographically by several thousand years. During the Paleolithic Age, hominins grouped together in small societies such as bands and subsisted by gathering plants, fishing, and hunting or scavenging wild animals. The Paleolithic Age is characterized by the use of knapped stone tools, although at the time humans also used wood and bone tools. Other organic commodities were adapted for use as tools, including leather and vegetable fibers; however, due to rapid decomposition, these have not survived to any great degree.
About 50,000 years ago, a marked increase in the diversity of artifacts occurred. In Africa, bone artifacts and the first art appear in the archaeological record. The first evidence of human fishing is also noted, from artifacts in places such as Blombos cave in South Africa. Archaeologists classify artifacts of the last 50,000 years into many different categories, such as projectile points, engraving tools, sharp knife blades, and drilling and piercing tools.
Humankind gradually evolved from early members of the genus Homo—such as Homo habilis, who used simple stone tools—into anatomically modern humans as well as behaviourally modern humans by the Upper Paleolithic. During the end of the Paleolithic Age, specifically the Middle or Upper Paleolithic Age, humans began to produce the earliest works of art and to engage in religious or spiritual behavior such as burial and ritual. Conditions during the Paleolithic Age went through a set of glacial and interglacial periods in which the climate periodically fluctuated between warm and cool temperatures.
By BP, the first humans set foot in Australia. By BP, humans lived at 61°N latitude in Europe. By BP, Japan was reached, and by BP humans were present in Siberia, above the Arctic Circle. By the end of the Upper Paleolithic Age humans had crossed Beringia and expanded throughout the Americas continents.
Etymology
The term "Palaeolithic" was coined by archaeologist John Lubbock in 1865. It derives from Greek: παλαιός, palaios, "old"; and λίθος, lithos, "stone", meaning "old age of the stone" or "Old Stone Age".
Paleogeography and climate
The Paleolithic overlaps with the Pleistocene epoch of geologic time. Both ended 12,000 years ago although the Pleistocene started 2.6 million years ago, 700,000 years after the Paleolithic's start. This epoch experienced important geographic and climatic changes that affected human societies.
During the preceding Pliocene, continents had continued to drift from possibly as far as from their present locations to positions only from their current location. South America became linked to North America through the Isthmus of Panama, bringing a nearly complete end to South America's distinctive marsupial fauna. The formation of the isthmus had major consequences on global temperatures, because warm equatorial ocean currents were cut off, and the cold Arctic and Antarctic waters lowered temperatures in the now-isolated Atlantic Ocean.
Most of Central America formed during the Pliocene to connect the continents of North and South America, allowing fauna from these continents to leave their native habitats and colonize new areas. Africa's collision with Asia created the Mediterranean, cutting off the remnants of the Tethys Ocean. During the Pleistocene, the continents were essentially at their modern positions; the tectonic plates on which they sit have probably moved at most from each other since the beginning of the period.
Climates during the Pliocene became cooler and drier, and seasonal, similar to modern climates. Ice sheets grew on Antarctica. The formation of an Arctic ice cap around 3 million years ago is signaled by an abrupt shift in oxygen isotope ratios and ice-rafted cobbles in the North Atlantic and North Pacific Ocean beds. Mid-latitude glaciation probably began before the end of the epoch. The global cooling that occurred during the Pliocene may have spurred on the disappearance of forests and the spread of grasslands and savannas.
The Pleistocene climate was characterized by repeated glacial cycles during which continental glaciers pushed to the 40th parallel in some places. Four major glacial events have been identified, as well as many minor intervening events. A major event is a general glacial excursion, termed a "glacial". Glacials are separated by "interglacials". During a glacial, the glacier experiences minor advances and retreats. The minor excursion is a "stadial"; times between stadials are "interstadials". Each glacial advance tied up huge volumes of water in continental ice sheets deep, resulting in temporary sea level drops of or more over the entire surface of the Earth. During interglacial times, drowned coastlines were common, mitigated by isostatic or other emergent motion of some regions.
The effects of glaciation were global. Antarctica was ice-bound throughout the Pleistocene and the preceding Pliocene. The Andes were covered in the south by the Patagonian ice cap. There were glaciers in New Zealand and Tasmania. The decaying glaciers of Mount Kenya, Mount Kilimanjaro, and the Ruwenzori Range in east and central Africa were larger. Glaciers existed in the mountains of Ethiopia and to the west in the Atlas Mountains. In the northern hemisphere, many glaciers fused into one. The Cordilleran Ice Sheet covered the North American northwest; the Laurentide covered the east. The Fenno-Scandian ice sheet covered northern Europe, including Great Britain; the Alpine ice sheet covered the Alps. Scattered domes stretched across Siberia and the Arctic shelf. The northern seas were frozen. During the late Upper Paleolithic (Latest Pleistocene) BP, the Beringia land bridge between Asia and North America was blocked by ice, which may have prevented early Paleo-Indians such as the Clovis culture from directly crossing Beringia to reach the Americas.
According to Mark Lynas (through collected data), the Pleistocene's overall climate could be characterized as a continuous El Niño with trade winds in the south Pacific weakening or heading east, warm air rising near Peru, warm water spreading from the west Pacific and the Indian Ocean to the east Pacific, and other El Niño markers.
The Paleolithic is often held to finish at the end of the ice age (the end of the Pleistocene epoch), and Earth's climate became warmer. This may have caused or contributed to the extinction of the Pleistocene megafauna, although it is also possible that the late Pleistocene extinctions were (at least in part) caused by other factors such as disease and overhunting by humans. New research suggests that the extinction of the woolly mammoth may have been caused by the combined effect of climatic change and human hunting. Scientists suggest that climate change during the end of the Pleistocene caused the mammoths' habitat to shrink, resulting in a drop in population. The small populations were then hunted out by Paleolithic humans. The global warming that occurred during the end of the Pleistocene and the beginning of the Holocene may have made it easier for humans to reach mammoth habitats that were previously frozen and inaccessible. Small populations of woolly mammoths survived on isolated Arctic islands, Saint Paul Island and Wrangel Island, until BP and BP respectively. The Wrangel Island population became extinct around the same time the island was settled by prehistoric humans. There is no evidence of prehistoric human presence on Saint Paul island (though early human settlements dating as far back as 6500 BP were found on the nearby Aleutian Islands).
Paleolithic people
Nearly all of our knowledge of Paleolithic people and way of life comes from archaeology and ethnographic comparisons to modern hunter-gatherer cultures such as the !Kung San who live similarly to their Paleolithic predecessors. The economy of a typical Paleolithic society was a hunter-gatherer economy. Humans hunted wild animals for meat and gathered food, firewood, and materials for their tools, clothes, or shelters.
The population density was very low, around only . This was most likely due to low body fat, infanticide, high levels of physical activity among women, late weaning of infants, and a nomadic lifestyle. In addition, even a large area of land could not support many people without being actively farmed - food was difficult to come by and so groups were prevented from growing too large by the amount of food they could gather. Like contemporary hunter-gatherers, Paleolithic humans enjoyed an abundance of leisure time unparalleled in both Neolithic farming societies and modern industrial societies. At the end of the Paleolithic, specifically the Middle or Upper Paleolithic, people began to produce works of art such as cave paintings, rock art and jewellery and began to engage in religious behavior such as burials and rituals.
Homo erectus
At the beginning of the Paleolithic, hominins were found primarily in eastern Africa, east of the Great Rift Valley. Most known hominin fossils dating earlier than one million years before present are found in this area, particularly in Kenya, Tanzania, and Ethiopia.
By BP, groups of hominins began leaving Africa, settling southern Europe and Asia. The South Caucasus was occupied by BP, and northern China was reached by BP. By the end of the Lower Paleolithic, members of the hominin family were living in what is now China, western Indonesia, and, in Europe, around the Mediterranean and as far north as England, France, southern Germany, and Bulgaria. Their further northward expansion may have been limited by the lack of control of fire: studies of cave settlements in Europe indicate no regular use of fire prior to BP.
East Asian fossils from this period are typically placed in the genus Homo erectus. Very little fossil evidence is available at known Lower Paleolithic sites in Europe, but it is believed that hominins who inhabited these sites were likewise Homo erectus. There is no evidence of hominins in America, Australia, or almost anywhere in Oceania during this time period.
Fates of these early colonists, and their relationships to modern humans, are still subject to debate. According to current archaeological and genetic models, there were at least two notable expansion events subsequent to peopling of Eurasia BP. Around 500,000 BP a group of early humans, frequently called Homo heidelbergensis, came to Europe from Africa and eventually evolved into Homo neanderthalensis (Neanderthals). In the Middle Paleolithic, Neanderthals were present in the region now occupied by Poland.
Both Homo erectus and Homo neanderthalensis became extinct by the start of the Upper Paleolithic. Descended from Homo sapiens, the anatomically modern Homo sapiens sapiens emerged in eastern Africa BP, left Africa around 50,000 BP, and expanded throughout the planet. Multiple hominid groups coexisted for some time in certain locations. Homo neanderthalensis were still found in parts of Eurasia BP years, and engaged in an unknown degree of interbreeding with Homo sapiens sapiens. DNA studies also suggest an unknown degree of interbreeding between Homo sapiens sapiens and Homo sapiens denisova.
Hominin fossils not belonging either to Homo neanderthalensis or to Homo sapiens species, found in the Altai Mountains and Indonesia, were radiocarbon dated to BP and BP respectively.
For the duration of the Paleolithic, human populations remained low, especially outside the equatorial region. The entire population of Europe between 16,000 and 11,000 BP likely averaged some 30,000 individuals, and between 40,000 and 16,000 BP, it was even lower at 4,000–6,000 individuals. However, remains of thousands of butchered animals and tools made by Palaeolithic humans were found in Lapa do Picareiro, a cave in Portugal, dating back between 41,000 and 38,000 years ago.
Technology and crafts
Some researchers have noted that science, limited in that age to some early ideas about astronomy (or cosmology), had limited impact on Paleolithic technology. Making fire was widespread knowledge, and it was possible without an understanding of chemical processes, These types of practical skills are sometimes called crafts. Religion, superstitution or appeals to the supernatural may have played a part in the cultural explanations of phenomena like combustion.
Tools
Paleolithic humans made tools of stone, bone (primarily deer), and wood. The early paleolithic hominins, Australopithecus, were the first users of stone tools. Excavations in Gona, Ethiopia have produced thousands of artifacts, and through radioisotopic dating and magnetostratigraphy, the sites can be firmly dated to 2.6 million years ago. Evidence shows these early hominins intentionally selected raw stone with good flaking qualities and chose appropriate sized stones for their needs to produce sharp-edged tools for cutting.
The earliest Paleolithic stone tool industry, the Oldowan, began around 2.6 million years ago. It produced tools such as choppers, burins, and stitching awls. It was completely replaced around 250,000 years ago by the more complex Acheulean industry, which was first conceived by Homo ergaster around 1.8–1.65 million years ago. The Acheulean implements completely vanish from the archaeological record around 100,000 years ago and were replaced by more complex Middle Paleolithic tool kits such as the Mousterian and the Aterian industries.
Lower Paleolithic humans used a variety of stone tools, including hand axes and choppers. Although they appear to have used hand axes often, there is disagreement about their use. Interpretations range from cutting and chopping tools, to digging implements, to flaking cores, to the use in traps, and as a purely ritual significance, perhaps in courting behavior. William H. Calvin has suggested that some hand axes could have served as "killer frisbees" meant to be thrown at a herd of animals at a waterhole so as to stun one of them. There are no indications of hafting, and some artifacts are far too large for that. Thus, a thrown hand axe would not usually have penetrated deeply enough to cause very serious injuries. Nevertheless, it could have been an effective weapon for defense against predators. Choppers and scrapers were likely used for skinning and butchering scavenged animals and sharp-ended sticks were often obtained for digging up edible roots. Presumably, early humans used wooden spears as early as 5 million years ago to hunt small animals, much as their relatives, chimpanzees, have been observed to do in Senegal, Africa. Lower Paleolithic humans constructed shelters, such as the possible wood hut at Terra Amata.
Fire use
Fire was used by the Lower Paleolithic hominins Homo erectus and Homo ergaster as early as 300,000 to 1.5 million years ago and possibly even earlier by the early Lower Paleolithic (Oldowan) hominin Homo habilis or by robust Australopithecines such as Paranthropus. However, the use of fire only became common in the societies of the following Middle Stone Age and Middle Paleolithic. Use of fire reduced mortality rates and provided protection against predators. Early hominins may have begun to cook their food as early as the Lower Paleolithic ( million years ago) or at the latest in the early Middle Paleolithic ( years ago). Some scientists have hypothesized that hominins began cooking food to defrost frozen meat, which would help ensure their survival in cold regions.
Archaeologists cite morphological shifts in cranial anatomy as evidence for emergence of cooking and food processing technologies. These morphological changes include decreases in molar and jaw size, thinner tooth enamel, and decrease in gut volume.
During much of the Pleistocene epoch, our ancestors relied on simple food processing techniques such as roasting.
The Upper Palaeolithic saw the emergence of boiling, an advance in food processing technology which rendered plant foods more digestible, decreased their toxicity, and maximised their nutritional value. Thermally altered rock (heated stones) are easily identifiable in the archaeological record. Stone-boiling and pit-baking were common techniques which involved heating large pebbles then transferring the hot stones into a perishable container to heat the water. This technology is typified in the Middle Palaeolithic example of the Abri Pataud hearths.
Raft
The Lower Paleolithic Homo erectus possibly invented rafts ( BP) to travel over large bodies of water, which may have allowed a group of Homo erectus to reach the island of Flores and evolve into the small hominin Homo floresiensis. However, this hypothesis is disputed within the anthropological community. The possible use of rafts during the Lower Paleolithic may indicate that Lower Paleolithic hominins such as Homo erectus were more advanced than previously believed, and may have even spoken an early form of modern language. Supplementary evidence from Neanderthal and modern human sites located around the Mediterranean Sea, such as Coa de sa Multa ( BP), has also indicated that both Middle and Upper Paleolithic humans used rafts to travel over large bodies of water (i.e. the Mediterranean Sea) for the purpose of colonizing other bodies of land.
Advanced tools
By around 200,000 BP, Middle Paleolithic stone tool manufacturing spawned a tool making technique known as the prepared-core technique, that was more elaborate than previous Acheulean techniques. This technique increased efficiency by allowing the creation of more controlled and consistent flakes. It allowed Middle Paleolithic humans to create stone tipped spears, which were the earliest composite tools, by hafting sharp, pointy stone flakes onto wooden shafts. In addition to improving tool making methods, the Middle Paleolithic also saw an improvement of the tools themselves that allowed access to a wider variety and amount of food sources. For example, microliths or small stone tools or points were invented around 70,000–65,000 BP and were essential to the invention of bows and atlatls (spear throwers) in the following Upper Paleolithic.
Harpoons were invented and used for the first time during the late Middle Paleolithic ( BP); the invention of these devices brought fish into the human diets, which provided a hedge against starvation and a more abundant food supply. Thanks to their technology and their advanced social structures, Paleolithic groups such as the Neanderthals—who had a Middle Paleolithic level of technology—appear to have hunted large game just as well as Upper Paleolithic modern humans. and the Neanderthals in particular may have likewise hunted with projectile weapons. Nonetheless, Neanderthal use of projectile weapons in hunting occurred very rarely (or perhaps never) and the Neanderthals hunted large game animals mostly by ambushing them and attacking them with mêlée weapons such as thrusting spears rather than attacking them from a distance with projectile weapons.
Other inventions
During the Upper Paleolithic, further inventions were made, such as the net ( or BP) bolas, the spear thrower ( BP), the bow and arrow ( or BP) and the oldest example of ceramic art, the Venus of Dolní Věstonice ( BP). Kilu Cave at Buku island, Solomon Islands, demonstrates navigation of some 60 km of open ocean at 30,000 BCcal.
Early dogs were domesticated sometime between 30,000 and 14,000 BP, presumably to aid in hunting. However, the earliest instances of successful domestication of dogs may be much more ancient than this. Evidence from canine DNA collected by Robert K. Wayne suggests that dogs may have been first domesticated in the late Middle Paleolithic around 100,000 BP or perhaps even earlier.
Archaeological evidence from the Dordogne region of France demonstrates that members of the European early Upper Paleolithic culture known as the Aurignacian used calendars ( BP). This was a lunar calendar that was used to document the phases of the moon. Genuine solar calendars did not appear until the Neolithic. Upper Paleolithic cultures were probably able to time the migration of game animals such as wild horses and deer. This ability allowed humans to become efficient hunters and to exploit a wide variety of game animals. Recent research indicates that the Neanderthals timed their hunts and the migrations of game animals long before the beginning of the Upper Paleolithic.
Social organization
The social organization of the earliest Paleolithic (Lower Paleolithic) societies remains largely unknown to scientists, though Lower Paleolithic hominins such as Homo habilis and Homo erectus are likely to have had more complex social structures than chimpanzee societies. Late Oldowan/Early Acheulean humans such as Homo ergaster/Homo erectus may have been the first people to invent central campsites or home bases and incorporate them into their foraging and hunting strategies like contemporary hunter-gatherers, possibly as early as 1.7 million years ago; however, the earliest solid evidence for the existence of home bases or central campsites (hearths and shelters) among humans only dates back to 500,000 years ago.
Similarly, scientists disagree whether Lower Paleolithic humans were largely monogamous or polygynous. In particular, the Provisional model suggests that bipedalism arose in pre-Paleolithic australopithecine societies as an adaptation to monogamous lifestyles; however, other researchers note that sexual dimorphism is more pronounced in Lower Paleolithic humans such as Homo erectus than in modern humans, who are less polygynous than other primates, which suggests that Lower Paleolithic humans had a largely polygynous lifestyle, because species that have the most pronounced sexual dimorphism tend more likely to be polygynous.
Human societies from the Paleolithic to the early Neolithic farming tribes lived without states and organized governments. For most of the Lower Paleolithic, human societies were possibly more hierarchical than their Middle and Upper Paleolithic descendants, and probably were not grouped into bands, though during the end of the Lower Paleolithic, the latest populations of the hominin Homo erectus may have begun living in small-scale (possibly egalitarian) bands similar to both Middle and Upper Paleolithic societies and modern hunter-gatherers.
Middle Paleolithic societies, unlike Lower Paleolithic and early Neolithic ones, consisted of bands that ranged from 20–30 or 25–100 members and were usually nomadic. These bands were formed by several families. Bands sometimes joined together into larger "macrobands" for activities such as acquiring mates and celebrations or where resources were abundant. By the end of the Paleolithic era ( BP), people began to settle down into permanent locations, and began to rely on agriculture for sustenance in many locations. Much evidence exists that humans took part in long-distance trade between bands for rare commodities (such as ochre, which was often used for religious purposes such as ritual) and raw materials, as early as 120,000 years ago in Middle Paleolithic. Inter-band trade may have appeared during the Middle Paleolithic because trade between bands would have helped ensure their survival by allowing them to exchange resources and commodities such as raw materials during times of relative scarcity (i.e. famine, drought). Like in modern hunter-gatherer societies, individuals in Paleolithic societies may have been subordinate to the band as a whole. Both Neanderthals and modern humans took care of the elderly members of their societies during the Middle and Upper Paleolithic.
Some sources claim that most Middle and Upper Paleolithic societies were possibly fundamentally egalitarian and may have rarely or never engaged in organized violence between groups (i.e. war).
Some Upper Paleolithic societies in resource-rich environments (such as societies in Sungir, in what is now Russia) may have had more complex and hierarchical organization (such as tribes with a pronounced hierarchy and a somewhat formal division of labor) and may have engaged in endemic warfare. Some argue that there was no formal leadership during the Middle and Upper Paleolithic. Like contemporary egalitarian hunter-gatherers such as the Mbuti pygmies, societies may have made decisions by communal consensus decision making rather than by appointing permanent rulers such as chiefs and monarchs. Nor was there a formal division of labor during the Paleolithic. Each member of the group was skilled at all tasks essential to survival, regardless of individual abilities. Theories to explain the apparent egalitarianism have arisen, notably the Marxist concept of primitive communism. Christopher Boehm (1999) has hypothesized that egalitarianism may have evolved in Paleolithic societies because of a need to distribute resources such as food and meat equally to avoid famine and ensure a stable food supply. Raymond C. Kelly speculates that the relative peacefulness of Middle and Upper Paleolithic societies resulted from a low population density, cooperative relationships between groups such as reciprocal exchange of commodities and collaboration on hunting expeditions, and because the invention of projectile weapons such as throwing spears provided less incentive for war, because they increased the damage done to the attacker and decreased the relative amount of territory attackers could gain. However, other sources claim that most Paleolithic groups may have been larger, more complex, sedentary and warlike than most contemporary hunter-gatherer societies, due to occupying more resource-abundant areas than most modern hunter-gatherers who have been pushed into more marginal habitats by agricultural societies.
Anthropologists have typically assumed that in Paleolithic societies, women were responsible for gathering wild plants and firewood, and men were responsible for hunting and scavenging dead animals. However, analogies to existent hunter-gatherer societies such as the Hadza people and the Aboriginal Australians suggest that the sexual division of labor in the Paleolithic was relatively flexible. Men may have participated in gathering plants, firewood and insects, and women may have procured small game animals for consumption and assisted men in driving herds of large game animals (such as woolly mammoths and deer) off cliffs. Additionally, recent research by anthropologist and archaeologist Steven Kuhn from the University of Arizona is argued to support that this division of labor did not exist prior to the Upper Paleolithic and was invented relatively recently in human pre-history. Sexual division of labor may have been developed to allow humans to acquire food and other resources more efficiently. Possibly there was approximate parity between men and women during the Middle and Upper Paleolithic, and that period may have been the most gender-equal time in human history. Archaeological evidence from art and funerary rituals indicates that a number of individual women enjoyed seemingly high status in their communities, and it is likely that both sexes participated in decision making. The earliest known Paleolithic shaman ( BP) was female. Jared Diamond suggests that the status of women declined with the adoption of agriculture because women in farming societies typically have more pregnancies and are expected to do more demanding work than women in hunter-gatherer societies. Like most modern hunter-gatherer societies, Paleolithic and Mesolithic groups probably followed a largely ambilineal approach. At the same time, depending on the society, the residence could be virilocal, uxorilocal, and sometimes the spouses could live with neither the husband's relatives nor the wife's relatives at all. Taken together, most likely, the lifestyle of hunter-gatherers can be characterized as multilocal.
Sculpture and painting
Early examples of artistic expression, such as the Venus of Tan-Tan and the patterns found on elephant bones from Bilzingsleben in Thuringia, may have been produced by Acheulean tool users such as Homo erectus prior to the start of the Middle Paleolithic period. However, the earliest undisputed evidence of art during the Paleolithic comes from Middle Paleolithic/Middle Stone Age sites such as Blombos Cave–South Africa–in the form of bracelets, beads, rock art, and ochre used as body paint and perhaps in ritual. Undisputed evidence of art only becomes common in the Upper Paleolithic.
Lower Paleolithic Acheulean tool users, according to Robert G. Bednarik, began to engage in symbolic behavior such as art around 850,000 BP. They decorated themselves with beads and collected exotic stones for aesthetic, rather than utilitarian qualities. According to him, traces of the pigment ochre from late Lower Paleolithic Acheulean archaeological sites suggests that Acheulean societies, like later Upper Paleolithic societies, collected and used ochre to create rock art. Nevertheless, it is also possible that the ochre traces found at Lower Paleolithic sites is naturally occurring.
Upper Paleolithic humans produced works of art such as cave paintings, Venus figurines, animal carvings, and rock paintings. Upper Paleolithic art can be divided into two broad categories: figurative art such as cave paintings that clearly depicts animals (or more rarely humans); and nonfigurative, which consists of shapes and symbols. Cave paintings have been interpreted in a number of ways by modern archaeologists. The earliest explanation, by the prehistorian Abbe Breuil, interpreted the paintings as a form of magic designed to ensure a successful hunt. However, this hypothesis fails to explain the existence of animals such as saber-toothed cats and lions, which were not hunted for food, and the existence of half-human, half-animal beings in cave paintings. The anthropologist David Lewis-Williams has suggested that Paleolithic cave paintings were indications of shamanistic practices, because the paintings of half-human, half-animal figures and the remoteness of the caves are reminiscent of modern hunter-gatherer shamanistic practices. Symbol-like images are more common in Paleolithic cave paintings than are depictions of animals or humans, and unique symbolic patterns might have been trademarks that represent different Upper Paleolithic ethnic groups. Venus figurines have evoked similar controversy. Archaeologists and anthropologists have described the figurines as representations of goddesses, pornographic imagery, apotropaic amulets used for sympathetic magic, and even as self-portraits of women themselves.
R. Dale Guthrie has studied not only the most artistic and publicized paintings, but also a variety of lower-quality art and figurines, and he identifies a wide range of skill and ages among the artists. He also points out that the main themes in the paintings and other artifacts (powerful beasts, risky hunting scenes and the over-sexual representation of women) are to be expected in the fantasies of adolescent males during the Upper Paleolithic.
The "Venus" figurines have been theorized, not universally, as representing a mother goddess; the abundance of such female imagery has inspired the theory that religion and society in Paleolithic (and later Neolithic) cultures were primarily interested in, and may have been directed by, women. Adherents of the theory include archaeologist Marija Gimbutas and feminist scholar Merlin Stone, the author of the 1976 book When God Was a Woman. Other explanations for the purpose of the figurines have been proposed, such as Catherine McCoid and LeRoy McDermott's hypothesis that they were self-portraits of woman artists and R.Dale Gutrie's hypothesis that served as "stone age pornography".
Music
The origins of music during the Paleolithic are unknown. The earliest forms of music probably did not use musical instruments other than the human voice or natural objects such as rocks. This early music would not have left an archaeological footprint. Music may have developed from rhythmic sounds produced by daily chores, for example, cracking open nuts with stones. Maintaining a rhythm while working may have helped people to become more efficient at daily activities. An alternative theory originally proposed by Charles Darwin explains that music may have begun as a hominin mating strategy. Bird and other animal species produce music such as calls to attract mates. This hypothesis is generally less accepted than the previous hypothesis, but nonetheless provides a possible alternative.
Upper Paleolithic (and possibly Middle Paleolithic) humans used flute-like bone pipes as musical instruments, and music may have played a large role in the religious lives of Upper Paleolithic hunter-gatherers. As with modern hunter-gatherer societies, music may have been used in ritual or to help induce trances. In particular, it appears that animal skin drums may have been used in religious events by Upper Paleolithic shamans, as shown by the remains of drum-like instruments from some Upper Paleolithic graves of shamans and the ethnographic record of contemporary hunter-gatherer shamanic and ritual practices.
Religion and beliefs
According to James B. Harrod humankind first developed religious and spiritual beliefs during the Middle Paleolithic or Upper Paleolithic. Controversial scholars of prehistoric religion and anthropology, James Harrod and Vincent W. Fallio, have recently proposed that religion and spirituality (and art) may have first arisen in Pre-Paleolithic chimpanzees or Early Lower Paleolithic (Oldowan) societies. According to Fallio, the common ancestor of chimpanzees and humans experienced altered states of consciousness and partook in ritual, and ritual was used in their societies to strengthen social bonding and group cohesion.
Middle Paleolithic humans' use of burials at sites such as Krapina, Croatia ( BP) and Qafzeh, Israel ( BP) have led some anthropologists and archaeologists, such as Philip Lieberman, to believe that Middle Paleolithic humans may have possessed a belief in an afterlife and a "concern for the dead that transcends daily life". Cut marks on Neanderthal bones from various sites, such as Combe-Grenal and Abri Moula in France, suggest that the Neanderthals—like some contemporary human cultures—may have practiced ritual defleshing for (presumably) religious reasons. According to recent archaeological findings from Homo heidelbergensis sites in Atapuerca, humans may have begun burying their dead much earlier, during the late Lower Paleolithic; but this theory is widely questioned in the scientific community.
Likewise, some scientists have proposed that Middle Paleolithic societies such as Neanderthal societies may also have practiced the earliest form of totemism or animal worship, in addition to their (presumably religious) burial of the dead. In particular, Emil Bächler suggested (based on archaeological evidence from Middle Paleolithic caves) that a bear cult was widespread among Middle Paleolithic Neanderthals. A claim that evidence was found for Middle Paleolithic animal worship BCE originates from the Tsodilo Hills in the African Kalahari desert has been denied by the original investigators of the site. Animal cults in the Upper Paleolithic, such as the bear cult, may have had their origins in these hypothetical Middle Paleolithic animal cults. Animal worship during the Upper Paleolithic was intertwined with hunting rites. For instance, archaeological evidence from art and bear remains reveals that the bear cult apparently involved a type of sacrificial bear ceremonialism, in which a bear was shot with arrows, finished off by a shot or thrust in the lungs, and ritually worshipped near a clay bear statue covered by a bear fur with the skull and the body of the bear buried separately. Barbara Ehrenreich controversially theorizes that the sacrificial hunting rites of the Upper Paleolithic (and by extension Paleolithic cooperative big-game hunting) gave rise to war or warlike raiding during the following Epipaleolithic and Mesolithic or late Upper Paleolithic.
The existence of anthropomorphic images and half-human, half-animal images in the Upper Paleolithic may further indicate that Upper Paleolithic humans were the first people to believe in a pantheon of gods or supernatural beings, though such images may instead indicate shamanistic practices similar to those of contemporary tribal societies. The earliest known undisputed burial of a shaman (and by extension the earliest undisputed evidence of shamans and shamanic practices) dates back to the early Upper Paleolithic era ( BP) in what is now the Czech Republic. However, during the early Upper Paleolithic it was probably more common for all members of the band to participate equally and fully in religious ceremonies, in contrast to the religious traditions of later periods when religious authorities and part-time ritual specialists such as shamans, priests and medicine men were relatively common and integral to religious life.
Religion was possibly apotropaic; specifically, it may have involved sympathetic magic. The Venus figurines, which are abundant in the Upper Paleolithic archaeological record, provide an example of possible Paleolithic sympathetic magic, as they may have been used for ensuring success in hunting and to bring about fertility of the land and women. The Upper Paleolithic Venus figurines have sometimes been explained as depictions of an earth goddess similar to Gaia, or as representations of a goddess who is the ruler or mother of the animals. James Harrod has described them as representative of female (and male) shamanistic spiritual transformation processes.
Diet and nutrition
Paleolithic hunting and gathering people ate varying proportions of vegetables (including tubers and roots), fruit, seeds (including nuts and wild grass seeds) and insects, meat, fish, and shellfish. However, there is little direct evidence of the relative proportions of plant and animal foods. Although the term "paleolithic diet", without references to a specific timeframe or locale, is sometimes used with an implication that most humans shared a certain diet during the entire era, that is not entirely accurate. The Paleolithic was an extended period of time, during which multiple technological advances were made, many of which had impact on human dietary structure. For example, humans probably did not possess the control of fire until the Middle Paleolithic, or tools necessary to engage in extensive fishing. On the other hand, both these technologies are generally agreed to have been widely available to humans by the end of the Paleolithic (consequently, allowing humans in some regions of the planet to rely heavily on fishing and hunting). In addition, the Paleolithic involved a substantial geographical expansion of human populations. During the Lower Paleolithic, ancestors of modern humans are thought to have been constrained to Africa east of the Great Rift Valley. During the Middle and Upper Paleolithic, humans greatly expanded their area of settlement, reaching ecosystems as diverse as New Guinea and Alaska, and adapting their diets to whatever local resources were available.
Another view is that until the Upper Paleolithic, humans were frugivores (fruit eaters) who supplemented their meals with carrion, eggs, and small prey such as baby birds and mussels, and only on rare occasions managed to kill and consume big game such as antelopes. This view is supported by studies of higher apes, particularly chimpanzees. Chimpanzees are the closest to humans genetically, sharing more than 96% of their DNA code with humans, and their digestive tract is functionally very similar to that of humans. Chimpanzees are primarily frugivores, but they could and would consume and digest animal flesh, given the opportunity. In general, their actual diet in the wild is about 95% plant-based, with the remaining 5% filled with insects, eggs, and baby animals. In some ecosystems, however, chimpanzees are predatory, forming parties to hunt monkeys. Some comparative studies of human and higher primate digestive tracts do suggest that humans have evolved to obtain greater amounts of calories from sources such as animal foods, allowing them to shrink the size of the gastrointestinal tract relative to body mass and to increase the brain mass instead.
Anthropologists have diverse opinions about the proportions of plant and animal foods consumed. Just as with still existing hunters and gatherers, there were many varied "diets" in different groups, and also varying through this vast amount of time. Some paleolithic hunter-gatherers consumed a significant amount of meat and possibly obtained most of their food from hunting, while others were believed to have a primarily plant-based diet. Most, if not all, are believed to have been opportunistic omnivores. One hypothesis is that carbohydrate tubers (plant underground storage organs) may have been eaten in high amounts by pre-agricultural humans. It is thought that the Paleolithic diet included as much as per day of fruit and vegetables. The relative proportions of plant and animal foods in the diets of Paleolithic people often varied between regions, with more meat being necessary in colder regions (which were not populated by anatomically modern humans until BP). It is generally agreed that many modern hunting and fishing tools, such as fish hooks, nets, bows, and poisons, were not introduced until the Upper Paleolithic and possibly even Neolithic. The only hunting tools widely available to humans during any significant part of the Paleolithic were hand-held spears and harpoons. There is evidence of Paleolithic people killing and eating seals and elands as far as BP. On the other hand, buffalo bones found in African caves from the same period are typically of very young or very old individuals, and there is no evidence that pigs, elephants, or rhinos were hunted by humans at the time.
Paleolithic peoples suffered less famine and malnutrition than the Neolithic farming tribes that followed them. This was partly because Paleolithic hunter-gatherers accessed a wider variety of natural foods, which allowed them a more nutritious diet and a decreased risk of famine. Many of the famines experienced by Neolithic (and some modern) farmers were caused or amplified by their dependence on a small number of crops. It is thought that wild foods can have a significantly different nutritional profile than cultivated foods. The greater amount of meat obtained by hunting big game animals in Paleolithic diets than Neolithic diets may have also allowed Paleolithic hunter-gatherers to enjoy a more nutritious diet than Neolithic agriculturalists. It has been argued that the shift from hunting and gathering to agriculture resulted in an increasing focus on a limited variety of foods, with meat likely taking a back seat to plants. It is also unlikely that Paleolithic hunter-gatherers were affected by modern diseases of affluence such as type 2 diabetes, coronary heart disease, and cerebrovascular disease, because they ate mostly lean meats and plants and frequently engaged in intense physical activity, and because the average lifespan was shorter than the age of common onset of these conditions.
Large-seeded legumes were part of the human diet long before the Neolithic Revolution, as evident from archaeobotanical finds from the Mousterian layers of Kebara Cave, in Israel. There is evidence suggesting that Paleolithic societies were gathering wild cereals for food use at least as early as 30,000 years ago. However, seeds—such as grains and beans—were rarely eaten and never in large quantities on a daily basis. Recent archaeological evidence also indicates that winemaking may have originated in the Paleolithic, when early humans drank the juice of naturally fermented wild grapes from animal-skin pouches. Paleolithic humans consumed animal organ meats, including the livers, kidneys, and brains. Upper Paleolithic cultures appear to have had significant knowledge about plants and herbs and may have sometimes practiced rudimentary forms of horticulture. In particular, bananas and tubers may have been cultivated as early as 25,000 BP in southeast Asia. In the Paleolithic Levant, 23,000 years ago, cereals cultivation of emmer, barley, and oats has been observed near the Sea of Galilee.
Late Upper Paleolithic societies also appear to have occasionally practiced pastoralism and animal husbandry, presumably for dietary reasons. For instance, some European late Upper Paleolithic cultures domesticated and raised reindeer, presumably for their meat or milk, as early as 14,000 BP. Humans also probably consumed hallucinogenic plants during the Paleolithic. The Aboriginal Australians have been consuming a variety of native animal and plant foods, called bushfood, for an estimated 60,000 years, since the Middle Paleolithic.
In February 2019, scientists reported evidence, based on isotope studies, that at least some Neanderthals may have eaten meat. People during the Middle Paleolithic, such as the Neanderthals and Middle Paleolithic Homo sapiens in Africa, began to catch shellfish for food as revealed by shellfish cooking in Neanderthal sites in Italy about 110,000 years ago and in Middle Paleolithic Homo sapiens sites at Pinnacle Point, South Africa around 164,000 BP. Although fishing only became common during the Upper Paleolithic, fish have been part of human diets long before the dawn of the Upper Paleolithic and have certainly been consumed by humans since at least the Middle Paleolithic. For example, the Middle Paleolithic Homo sapiens in the region now occupied by the Democratic Republic of the Congo hunted large -long catfish with specialized barbed fishing points as early as 90,000 years ago. The invention of fishing allowed some Upper Paleolithic and later hunter-gatherer societies to become sedentary or semi-nomadic, which altered their social structures. Example societies are the Lepenski Vir as well as some contemporary hunter-gatherers, such as the Tlingit. In some instances (at least the Tlingit), they developed social stratification, slavery, and complex social structures such as chiefdoms.
Anthropologists such as Tim White suggest that cannibalism was common in human societies prior to the beginning of the Upper Paleolithic, based on the large amount of "butchered human" bones found in Neanderthal and other Lower/Middle Paleolithic sites. Cannibalism in the Lower and Middle Paleolithic may have occurred because of food shortages. However, it may have been for religious reasons, and would coincide with the development of religious practices thought to have occurred during the Upper Paleolithic. Nonetheless, it remains possible that Paleolithic societies never practiced cannibalism, and that the damage to recovered human bones was either the result of excarnation or predation by carnivores such as saber-toothed cats, lions, and hyenas.
A modern-day diet known as the Paleolithic diet exists, based on restricting consumption only to those foods presumed to be available to anatomically modern humans prior to the advent of settled agriculture.
See also
Abbassia Pluvial
Bontnewydd Palaeolithic site
Caveman
Japanese Paleolithic
Lascaux
Last Glacial Maximum
Luzia Woman
Mousterian Pluvial
Origins of society
Palaeoarchaeology
Peopling of the Americas
Turkana Boy
References
External links
Human Timeline (Interactive) – Smithsonian, National Museum of Natural History (August 2016).
Donsmaps: a vast repository of Paleolithic resources
Interactive Timeline Simile/Timemap index of Eurasian sites
Pleistocene
Historical eras | 0.782631 | 0.999577 | 0.7823 |
Classical antiquity | Classical antiquity, also known as the classical era, classical period, classical age, or simply antiquity, is the period of cultural European history between the 8th century BC and the 5th century AD comprising the interwoven civilizations of ancient Greece and ancient Rome known together as the Greco-Roman world, centered on the Mediterranean Basin. It is the period during which ancient Greece and ancient Rome flourished and had major influence throughout much of Europe, North Africa, and West Asia.
Conventionally, it is often considered to begin with the earliest-recorded Epic Greek poetry of Homer (8th–7th-century BC) and ends with the end of the Western Roman Empire in 476 AD. Such a wide span of history and territory covers many disparate cultures and periods. Classical antiquity may also refer to an idealized vision among later people of what was, in Edgar Allan Poe's words, "the glory that was Greece, and the grandeur that was Rome".
The culture of the ancient Greeks, together with some influences from the ancient Near East, was the basis of art, philosophy, society, and education in the Mediterranean and Near East until the Roman imperial period. The Romans preserved, imitated, and spread this culture throughout Europe, until they were able to compete with it. This Greco-Roman cultural foundation has been immensely influential on the language, politics, law, educational systems, philosophy, science, warfare, literature, historiography, ethics, rhetoric, art and architecture of both the Western, and through it, the modern world.
Surviving fragments of classical culture helped produce a revival beginning during the 14th century which later came to be known as the Renaissance, and various neo-classical revivals occurred during the 18th and 19th centuries.
History
Archaic period (c. 8th to c. 6th centuries BC)
The earliest period of classical antiquity occurs during a time of gradual resurgence of historical sources after the Late Bronze Age collapse. The 8th and 7th centuries BC are still largely protohistorical, with the earliest Greek alphabetic inscriptions appearing during the first half of the 8th century. The legendary poet Homer is usually assumed to have lived during the 8th or 7th century BC, and his lifetime is often considered as the beginning of classical antiquity. During the same period is the traditional date for the establishment of the Ancient Olympic Games, in 776 BC.
Phoenicians, Carthaginians and Assyrians
The Phoenicians originally expanded from ports in Canaan, by the 8th century dominating trade in the Mediterranean. Carthage was founded in 814 BC, and the Carthaginians by 700 BC had established strongholds in Sicily, Italy and Sardinia, which created conflicts of interest with Etruria. A stele found in Kition, Cyprus commemorates the victory of King Sargon II in 709 BC over the seven kings of the island, marking an important part of the transfer of Cyprus from Tyrian rule to the Neo-Assyrian Empire.
Greece
The Archaic period followed the Greek Dark Ages, and saw significant advancements in political theory, and the beginnings of democracy, philosophy, theatre, poetry, as well as the revitalization of the written language (which had been lost during the Dark Ages).
In pottery, the Archaic period sees the development of the Orientalizing style, which signals a shift from the geometric style of the later Dark Ages and the accumulation of influences derived from Egypt, Phoenicia and Syria.
Pottery styles associated with the later part of the Archaic age are the black-figure pottery, which originated in Corinth during the 7th-century BC and its successor, the red-figure style, developed by the Andokides Painter in about 530 BC.
Greek colonies
Iron Age Italy
The Etruscans had established political control in the region by the late 7th-century BC, forming the aristocratic and monarchial elite. The Etruscans apparently lost power in the area by the late 6th-century BC, and at this time, the Italic tribes reinvented their government by creating republics, with greater restraints on the ability of individual rulers to exercise power.
Roman kingdom
According to legend, Rome was founded on 21 April 753 BC by twin descendants of the Trojan prince Aeneas, Romulus and Remus. As the city was bereft of women, legend says that the Latins invited the Sabines to a festival and stole their unmarried maidens, resulting the integration of Latins and Sabines.
Archaeological evidence indeed shows first traces of settlement at the Roman Forum in the mid-8th century BC, though settlements on the Palatine Hill may date back to the 10th century BC.
According to legend, the seventh and final king of Rome was Tarquinius Superbus. As the son of Tarquinius Priscus and the son-in-law of Servius Tullius, Superbus was of Etruscan birth. It was during his reign that the Etruscans reached their apex of power. Superbus removed and destroyed all the Sabine shrines and altars from the Tarpeian Rock, enraging the people of Rome. The people came to object to his rule when he failed to recognize the rape of Lucretia, a patrician Roman, by his own son. Lucretia's kinsman, Lucius Junius Brutus (ancestor to Marcus Brutus), summoned the Senate and had Superbus and the monarchy expelled from Rome in 510 BC. After Superbus' expulsion, the Senate in 509 BC voted to never again allow the rule of a king and reformed Rome into a republican government.
Classical Greece (5th to 4th centuries BC)
The classical period of Ancient Greece corresponds to most of the 5th and 4th centuries BC, in particular, from the end of the Athenian tyranny in 510 BC to the death of Alexander the Great in 323 BC. In 510, Spartan troops helped the Athenians overthrow the tyrant Hippias, son of Peisistratos. Cleomenes I, king of Sparta, established a pro-Spartan oligarchy conducted by Isagoras.
The Greco-Persian Wars (499–449 BC), concluded by the Peace of Callias ended with not only the liberation of Greece, Macedon, Thrace, and Ionia from Persian rule, but also with the dominance of Athens in the Delian League, which resulted in conflict with Sparta and the Peloponnesian League, resulting in the Peloponnesian War (431–404 BC), ending with a Spartan victory.
Greece began the 4th century with Spartan hegemony, but by 395 BC the Spartan rulers dismissed Lysander from office, and Sparta lost its naval supremacy. Athens, Argos, Thebes and Corinth, the latter two of which were formerly Spartan allies, challenged Spartan dominance in the Corinthian War, which ended inconclusively in 387 BC. Later, in 371 BC, the Theban generals Epaminondas and Pelopidas won a victory at the Battle of Leuctra. The result of this battle was the end of Spartan supremacy and the establishment of Theban hegemony. Thebes sought to maintain its dominance until it was finally ended by the increasing power of Macedon in 346 BC.
During the reign of Philip II, (359–336 BC), Macedon expanded into the territory of the Paeonians, the Thracians and the Illyrians. Philip's son, Alexander the Great, (356–323 BC) managed to briefly extend Macedonian power not only over the central Greek city-states but also to the Persian Empire, including Egypt and lands as far east as the fringes of India. The classical Greek period conventionally ends at the death of Alexander in 323 BC and the fragmentation of his empire, which was at this time divided among the Diadochi.
Hellenistic period (323–146 BC)
Greece began the Hellenistic period with the increasing power of Macedon and the conquests of Alexander the Great. Greek became the lingua franca far beyond Greece itself, and Hellenistic culture interacted with the cultures of Persia, the Kingdom of Israel and Kingdom of Judah, Central Asia and Egypt. Significant advances were made in the sciences (geography, astronomy, mathematics, etc.), notably with the followers of Aristotle (Aristotelianism).
The Hellenistic period ended with the increase of the Roman Republic to a super-regional power during the 2nd century BC and the Roman conquest of Greece in 146 BC.
Roman Republic (5th to 1st centuries BC)
The Republican period of Ancient Rome began with the overthrow of the Monarchy c. 509 BC and lasted more than 450 years until its subversion through a series of civil wars, into the Principate form of government and the Imperial period. During the half millennium of the Republic, Rome increased from a regional power of the Latium to the dominant force in Italy and beyond. The unification of Italy by the Romans was a gradual process, brought about by a series of conflicts of the 4th and 3rd centuries, the Samnite Wars, Latin War, and Pyrrhic War. Roman victory in the Punic Wars and Macedonian Wars established Rome as a super-regional power by the 2nd century BC, followed by the acquisition of Greece and Asia Minor. This tremendous increase of power was accompanied by economic instability and social unrest, resulting in the Catiline conspiracy, the Social War and the First Triumvirate, and finally the transformation to the Roman Empire during the latter half of the 1st century BC.
Roman Empire (1st century BC to 5th century AD)
The precise end of the Republic is disputed by modern historians; Roman citizens of the time did not recognize that the Republic had ceased to exist. The early Julio-Claudian Emperors maintained that the res publica still existed, albeit protected by their extraordinary powers, and would eventually return to its earlier Republican form. The Roman state continued to term itself a res publica as long as it continued to use Latin as its official language.
Rome acquired imperial character de facto from the 130s BC with the acquisition of Cisalpine Gaul, Illyria, Greece and Hispania, and definitely with the addition of Iudaea, Asia Minor and Gaul during the 1st century BC. At the time of the empire's maximal extension during the reign of Trajan (AD 117), Rome controlled the entire Mediterranean as well as Gaul, parts of Germania and Britannia, the Balkans, Dacia, Asia Minor, the Caucasus, and Mesopotamia.
Culturally, the Roman Empire was significantly Hellenized, but also incorporated syncretic "eastern" traditions, such as Mithraism, Gnosticism, and most notably Christianity.
Classical Rome had vast differences within their family life compared to the Greeks. Fathers had great power over their children, and husbands over their wives. In fact, the word family, familia in Latin, actually referred to those who were subject to the authority of a male head of household. This included non-related members such as slaves and servants. By marriage, both men and women shared property. Divorce was allowed first during the first century BC and could be done by either man or woman.
Late antiquity (4th to 6th centuries AD)
The Roman Empire began to weaken as a result of the crisis of the third century. During Late antiquity Christianity became increasingly popular, finally ousting the Roman imperial cult with the Theodosian decrees of 393. Successive invasions of Germanic tribes finalized the
weakening of the Western Roman Empire during the 5th century, while the Eastern Roman Empire persisted throughout the Middle Ages, in a state called Romania by its citizens, and designated the Byzantine Empire by later historians. Hellenistic philosophy was succeeded by continued development of Platonism and Epicureanism, with Neoplatonism in due course influencing the theology of the Christian Church Fathers.
Many writers have attempted to name a specific date for the symbolic "end" of antiquity, with the most prominent dates being the deposing of the last Western Roman Emperor in 476, the closing of the last Platonic Academy in Athens by the Eastern Roman emperor Justinian I in 529, and the conquest of much of the Mediterranean by the new Muslim faith from 634 to 718. These Muslim conquests, of Syria (637), Egypt (639), Cyprus (654), North Africa (665), Hispania (718), Southern Gaul (720), Crete (820), and Sicily (827), Malta (870), as well as the sieges of the Eastern Roman capital (first in 674–78 and then in 717–18) severed the economic, cultural, and political links that had traditionally united the classical cultures around the Mediterranean, ending antiquity (see Pirenne Thesis).
The original Roman Senate continued to express decrees into the late 6th century, and the last Eastern Roman emperor to use Latin as the language of his court in Constantinople was emperor Maurice, who reigned until 602. The overthrow of Maurice by his mutinying Danube army commanded by Phocas resulted in the Slavic invasion of the Balkans and the weakening of Balkan and Greek urban culture (resulting in the flight of Balkan Latin speakers to the mountains, see Origin of the Romanians), and also provoked the Byzantine–Sasanian War of 602–628 in which all the great eastern cities except Constantinople were lost. The resulting turmoil did not end until the Muslim conquests of the 7th century finalized the irreversible loss of all the largest Eastern Roman imperial cities besides the capital itself. The emperor Heraclius in Constantinople, who reigned during this period, conducted his court in Greek, not Latin, though Greek had always been an administrative language of the eastern Roman regions. Eastern-Western associations weakened with the ending of the Byzantine Papacy.
The Eastern Roman empire's capital city Constantinople remained the only unconquered large urban site of the original Roman empire, as well as being the largest city in Europe. Yet many classical books, sculptures, and technologies survived there along with classical Roman cuisine and scholarly traditions, well into the Middle Ages, when much of it was "rediscovered" by visiting Western crusaders. Indeed, the inhabitants of Constantinople continued to refer to themselves as Romans, as did their eventual conquerors in 1453, the Ottomans (see Romaioi and Rûm.) The classical scholarship and culture that was still preserved in Constantinople were brought by refugees fleeing its conquest in 1453 and helped to begin the Renaissance (see Greek scholars in the Renaissance).
Ultimately, it was a slow, complex, and graduated change of the socio-economic structure in European history that resulted in the changeover between classical antiquity and medieval society and no specific date can truly exemplify that.
Political revivalism
In politics, the late Roman conception of the Empire as a universal state, commanded by one supreme divinely appointed ruler, united with Christianity as a universal religion likewise headed by a supreme patriarch, proved very influential, even after the disappearance of imperial authority in the west. This tendency reached its maximum when Charlemagne was crowned "Roman Emperor" in the year 800, an act which resulted in the formation of the Holy Roman Empire. The notion that an emperor is a monarch who outranks a king dates from this period. In this political ideal, there would always be a Roman Empire, a state the jurisdiction of which extended through the entire civilized western world.
That model continued to exist in Constantinople for the entirety of the Middle Ages, where the Byzantine Emperor was considered the sovereign of the entire Christian world. The Patriarch of Constantinople was the Empire's highest-ranked cleric, but even he was subordinate to the emperor, who was "God's Vicegerent on Earth". The Greek-speaking Byzantines and their descendants continued to call themselves "Romioi" until the creation of a new Greek state in 1832.
After the capture of Constantinople in 1453, the Russian Czars (a title derived from Caesar) claimed the Byzantine legacy as the champion of Orthodoxy; Moscow was described as the "Third Rome", and the Czars ruled as divinely appointed Emperors into the 20th century.
Despite the fact that the Western Roman secular authority disappeared entirely in Europe, it still left traces. The Papacy and the Catholic Church in particular maintained Latin language, culture, and literacy for centuries; to this day the popes are termed Pontifex Maximus which during the classical period was a title belonging to the emperor, and the ideal of Christendom continued the legacy of a united European civilization even after its political unity had ended.
The political idea of an Emperor in the West to match the Emperor in the East continued after the Western Roman Empire's collapse; it was revived by the coronation of Charlemagne in 800; the self-described Holy Roman Empire ruled central Europe until 1806.
The Renaissance idea that the classical Roman virtues had been lost as a result of medievalism was especially powerful in European politics of the 18th and 19th centuries. Reverence for Roman republicanism was strong among the Founding Fathers of the United States and the Latin American revolutionaries; the Americans described their new government as a republic (from res publica) and gave it a Senate and a President (another Latin term), rather than use available English terms like commonwealth or parliament.
Similarly in Revolutionary and Napoleonic France, republicanism and Roman martial virtues were promoted by the state, as can be seen in the architecture of the Panthéon, the Arc de Triomphe, and the paintings of Jacques-Louis David. During the revolution, France transitioned from kingdom to republic to dictatorship to Empire (complete with Imperial Eagles) that the Romans had experienced centuries earlier.
Cultural legacy
Classical antiquity is a general term for a long period of cultural history. Such a wide sampling of history and territory covers many rather disparate cultures and periods. "Classical antiquity" often refers to an idealized vision of later people, of what was, in Edgar Allan Poe's words, "the glory that was Greece, the grandeur that was Rome!" During the 18th and 19th centuries AD, reverence for classical antiquity was much greater in Europe and the United States than it is now. Respect for the ancient people of Greece and Rome affected politics, philosophy, sculpture, literature, theatre, education, architecture, and sexuality.
Epic poetry in Latin continued to be written and circulated well into the 19th century. John Milton and even Arthur Rimbaud received their first poetic educations in Latin. Genres like epic poetry, pastoral verse, and the frequent use of characters and themes from Greek mythology affected Western literature greatly. In architecture, there have been several Greek Revivals, which seem more inspired in retrospect by Roman architecture than Greek. Washington, DC has many large marble buildings with facades made to look like Greek temples, with columns constructed in the classical orders of architecture.
The philosophy of St. Thomas Aquinas was derived largely from that of Aristotle, despite the intervening change in religion from Hellenic Polytheism to Christianity. Greek and Roman authorities such as Hippocrates and Galen formed the basis of the practice of medicine even longer than Greek thought prevailed in philosophy. In the French theater, playwrights such as Molière and Racine wrote plays on mythological or classical historical subjects and subjected them to the strict rules of the classical unities derived from Aristotle's Poetics. The desire to dance in a manner allegedly similar to the manner of the ancient Greeks caused Isadora Duncan to create her brand of ballet.
Timeline
See also
Classical architecture
Classical tradition
Classics (Classical education)
Outline of classical studies
Outline of ancient Greece
Outline of ancient Rome
Post-classical history (the next period)
Regions during classical antiquity
Hellenistic Greece
History of the Balkans
Roman Dacia
Troy
Explanatory notes
References
Citations
General and cited references
Grinin L. E. Early State in the Classical World: Statehood and Ancient Democracy. In Grinin L. E. et al. (eds.) Hierarchy and Power in the History of civilizations: Ancient and Medieval Cultures (pp. 31–84). Moscow: URSS, 2008.Early State in the Classical World
Further reading
Boatwright, Mary T., Daniel J. Gargola, and Richard J. A. Talbert. 2004. The Romans: From village to empire. New York and Oxford: Oxford Univ. Press
Bugh, Glenn. R., ed. 2006. The Cambridge Companion to the Hellenistic world. Cambridge, UK: Cambridge Univ. Press.
Burkert, Walter. 1992. The Orientalizing revolution: The Near Eastern influence on Greek culture in the early Archaic age. Translated by Margaret E. Pinder and Walter Burkert. Cambridge, MA: Harvard Univ. Press.
Erskine, Andrew, ed. 2003. A companion to the Hellenistic world. Malden, MA, and Oxford: Blackwell.
Flower, Harriet I. 2004. The Cambridge Companion to the Roman Republic. Cambridge, UK: Cambridge Univ. Press.
Green, Peter. 1990. Alexander to Actium: The historical evolution of the Hellenistic age. Berkeley: Univ. of California Press.
Hornblower, Simon. 1983. The Greek world 479–323 BC. London and New York: Methuen.
Kallendorf, Craig W., ed. 2007. A Companion to the Classical Tradition. Malden, MA: Blackwell.
Kinzl, Konrad, ed. 2006. A Companion to the Classical Greek world. Oxford and Malden, MA: Blackwell.
Murray, Oswyn. 1993. Early Greece. 2nd ed. Cambridge, MA: Harvard Univ. Press.
Potter, David S. 2006. A companion to the Roman Empire. Malden, MA: Blackwell
Rhodes, Peter J. 2006. A history of the Classical Greek world: 478–323 BC. Blackwell History of the Ancient World. Malden, MA: Blackwell.
Rosenstein, Nathan S., and Robert Morstein-Marx, eds. 2006. A companion to the Roman Republic. Oxford: Blackwell.
Shapiro, H. Alan, ed. 2007. The Cambridge Companion to Archaic Greece. Cambridge Companions to the Ancient World. Cambridge, UK, and New York: Cambridge Univ. Press.
Shipley, Graham. 2000. The Greek world after Alexander 323–30 BC. London: Routledge.
Walbank, Frank W. 1993. The Hellenistic World. Revised ed. Cambridge, MA: Harvard Univ. Press.
External links
Articles which contain graphical timelines
Historical eras
History of Europe by period
History of the Mediterranean | 0.782575 | 0.999529 | 0.782207 |
Exceptionalism | Exceptionalism is the perception or belief that a species, country, society, institution, movement, individual, or time period is "exceptional" (i.e., unusual or extraordinary). The term carries the implication, whether or not specified, that the referent is superior in some way.
Although the idea appears to have developed with respect to an era, today it is particularly applied with respect to particular nations or regions.
Other uses of the term include medical and genetic exceptionalism.
History
The German romantic philosopher-historians, especially Johann Gottfried Herder (1744–1803) and Johann Gottlieb Fichte (1762–1814), dwelt on the theme of uniqueness in the late 18th century. They de-emphasized the political state and instead emphasized the uniqueness of the Volk, comprising the whole people, their languages and traditions. Each nation, considered as a cultural entity with its own distinctive history, possessed a "national spirit", or "soul of the people" (in German: Volksgeist). This idea had a strong influence in the growth of nationalism in 19th-century European lands—especially in ones ruled by élites from somewhere else.
Claims of exceptionality have been made for many countries, including the United States, Australia (especially in South Australia), China, France, Germany, Greece, Pakistan, Imperial Japan, Iran, Serbia, Israel, North Korea, South Africa, Spain, the UK, the USSR, Thailand and Lebanon. Historians have added many other cases, including historic empires such as China, the Ottoman Empire, ancient Rome, and ancient India, along with a wide range of minor kingdoms in history.
Criticism
Belief in exceptionalism can represent erroneous thought analogous to historicism in that it overemphasizes peculiarities in an analysis and ignores or downplays meaningful comparisons. A group may assert exceptionalism in order to exaggerate the appearance of difference, to invoke a wider latitude of action, and to avoid recognition of similarities that would reduce perceived justifications. This can be an example of special pleading, a form of spurious argumentation that ignores relevant bases for meaningful comparisons. Exceptionalism is often based on poor historical knowledge.
Separateness
J. Bradford DeLong has used the term "exceptionalism" to describe the economic growth of post-World War II Western Europe.
Exceptionalism can represent an error analogous to historicism in assuming that only peculiarities are relevant to analysis, while overlooking meaningful comparisons. Political scientist Noritada Matsuda writes, "[W]hat is seemingly exceptional in one country may be found in other countries."
In ideologically-driven debates, a group may assert exceptionalism, with or without the term, in order to exaggerate the appearance of difference, perhaps to create an atmosphere permissive of a wider latitude of action, and to avoid recognition of similarities that would reduce perceived justifications. If unwarranted, this represents an example of special pleading, a form of spurious argumentation that ignores relevant bases for meaningful comparison.
The term "exceptionalism" can imply criticism of a tendency to remain separate from others. For example, the reluctance of the United States government to join various international treaties is sometimes called "exceptionalist".
Medical exceptionalism
Use of the term "HIV exceptionalism" implies that AIDS is a contagious disease that is or should be treated differently from other contagions or entails benefits not available to those suffering from other diseases.
See also
Instances of exceptionalism:
American exceptionalism (United States of America)
Chinese exceptionalism
Chosen people (multiple nations)
Christ of Europe (Poland)
God's Own Country (multiple nations)
Holy Rus & Eurasianism (Russia)
Nihonjinron (Japan)
Sonderweg (Germany)
Related terms:
Anthropocentrism
Chauvinism
Civilizing mission
Cultural exception
Grandiosity
Great Divergence
Historic recurrence
Jingoism
Rare Earth hypothesis
Third Rome
Notes
References
George M. Fredrickson. "From Exceptionalism to Variability: Recent Developments in Cross-National Comparative History," Journal of American History, Vol. 82, No. 2 (Sep., 1995), pp. 587–604 in JSTOR
Gallant, Thomas W. "Greek Exceptionalism and Contemporary Historiography: New Pitfalls and Old Debates," Journal of Modern Greek Studies, Volume 15, Number 2, October 1997, pp. 209–16
Michael Kammen, "The Problem of American Exceptionalism: A Reconsideration," American Quarterly, Vol. 45, No. 1 (Mar., 1993), pp. 1–43 in JSTOR
Seymour Martin Lipset, American Exceptionalism: A Double-Edged Sword (1996)
Lund, Joshua. "Barbarian Theorizing and the Limits of Latin American Exceptionalism," Cultural Critique, 47, Winter 2001, pp. 54–90 in Project Muse
Pei, Minxin. "The Puzzle of East Asian Exceptionalism," Journal of Democracy, Volume 5, Number 4, October 1994, pp. 90–103
Thompson, Eric C. "Singaporean Exceptionalism and Its Implications for ASEAN Regionalism," Contemporary Southeast Asia, Volume 28, Number 2, August 2006, pp. 183–206.
Further reading
Greg Grandin, "The Strange Career of American Exceptionalism", The Nation, January 2/9, 2017, pp. 22–27.
Comparative politics
Critical theory
Nationalism
International relations theory | 0.791556 | 0.988053 | 0.782099 |
Colonialism | Colonialism is the exploitation of people and of resources by a foreign group. Colonizers monopolize political power and hold conquered societies and their people to be inferior to their conquerors in legal, administrative, social, cultural, or biological terms. While frequently advanced as an imperialist regime, colonialism can also take the form of settler colonialism, whereby colonial settlers invade and occupy territory to permanently replace an existing society with that of the colonizers, possibly towards a genocide of native populations.
Colonialism developed as a concept describing European colonial empires of the modern era, which spread globally from the 15th century to the mid-20th century, spanning 35% of Earth's land by 1800 and peaking at 84% by the beginning of World War I. European colonialism employed mercantilism and chartered companies, and established coloniality, which keeps the colonized socio-economically othered and subaltern through modern biopolitics of sexuality, gender, race, disability and class, among others, resulting in intersectional violence and discrimination. Colonialism has been justified with beliefs of having a civilizing mission to cultivate land and life, based on beliefs of entitlement and superiority, historically often rooted in the belief of a Christian mission.
Because of this broad impact different instances of colonialism have been identified from around the world and in history, starting with when colonization was developed by developing colonies and metropoles, the base colonial separation and characteristic.
Decolonization, which started in the 18th century, gradually led to the independence of colonies in waves, with a particular large wave of decolonizations happening in the aftermath of World War II between 1945 and 1975. Colonialism has a persistent impact on a wide range of modern outcomes, as scholars have shown that variations in colonial institutions can account for variations in economic development, regime types, and state capacity. Some academics have used the term neocolonialism to describe the continuation or imposition of elements of colonial rule through indirect means in the contemporary period.
Etymology
Colonialism is etymologically rooted in the Latin word "Colonus", which was used to describe tenant farmers in the Roman Empire. The coloni sharecroppers started as tenants of landlords, but as the system evolved they became permanently indebted to the landowner and trapped in servitude.
Definitions
The earliest uses of colonialism referred to plantations that men emigrated to and settled. The term expanded its meaning in the early 20th century to primarily refer to European imperial expansion and the imperial subjection of Asian and African peoples.
Collins English Dictionary defines colonialism as "the practice by which a powerful country directly controls less powerful countries and uses their resources to increase its own power and wealth". Webster's Encyclopedic Dictionary defines colonialism as "the system or policy of a nation seeking to extend or retain its authority over other people or territories". The Merriam-Webster Dictionary offers four definitions, including "something characteristic of a colony" and "control by one power over a dependent area or people".
The Stanford Encyclopedia of Philosophy uses the term "to describe the process of European settlement and political control over the rest of the world, including the Americas, Australia, and parts of Africa and Asia". It discusses the distinction between colonialism, imperialism and conquest and states that "[t]he difficulty of defining colonialism stems from the fact that the term is often used as a synonym for imperialism. Both colonialism and imperialism were forms of conquest that were expected to benefit Europe economically and strategically," and continues "given the difficulty of consistently distinguishing between the two terms, this entry will use colonialism broadly to refer to the project of European political domination from the sixteenth to the twentieth centuries that ended with the national liberation movements of the 1960s".
In his preface to Jürgen Osterhammel's Colonialism: A Theoretical Overview, Roger Tignor says "For Osterhammel, the essence of colonialism is the existence of colonies, which are by definition governed differently from other territories such as protectorates or informal spheres of influence." In the book, Osterhammel asks, "How can 'colonialism' be defined independently from 'colony? He settles on a three-sentence definition:
According to Julian Go, "Colonialism refers to the direct political control of a society and its people by a foreign ruling state... The ruling state monopolizes political power and keeps the subordinated society and its people in a legally inferior position." He also writes, "colonialism depends first and foremost upon the declaration of sovereignty and/or territorial seizure by a core state over another territory and its inhabitants who are classified as inferior subjects rather than equal citizens."
According to David Strang, decolonization is achieved through the attainment of sovereign statehood with de jure recognition by the international community or through full incorporation into an existing sovereign state.
Types of colonialism
The Times once quipped that there were three types of colonial empire: "The English, which consists in making colonies with colonists; the German, which collects colonists without colonies; the French, which sets up colonies without colonists." Modern studies of colonialism have often distinguished between various overlapping categories of colonialism, broadly classified into four types: settler colonialism, exploitation colonialism, surrogate colonialism, and internal colonialism. Some historians have identified other forms of colonialism, including national and trade forms.
Settler colonialism involves large-scale immigration by settlers to colonies, often motivated by religious, political, or economic reasons. This form of colonialism aims largely to supplant prior existing populations with a settler one, and involves large number of settlers emigrating to colonies for the purpose of establishing settlements. Argentina, Australia, Brazil, Canada, Chile, China, New Zealand, Russia, South Africa, United States, Uruguay, and (controversially) Israel, are examples of nations created or expanded in their contemporary form by settler colonization.
Exploitation colonialism involves fewer colonists and focuses on the exploitation of natural resources or labour to the benefit of the metropole. This form consists of trading posts as well as larger colonies where colonists would constitute much of the political and economic administration. The European colonization of Africa and Asia was largely conducted under the auspices of exploitation colonialism.
Surrogate colonialism involves a settlement project supported by a colonial power, in which most of the settlers do not come from the same ethnic group as the ruling power, as it has been (controversially) argued was the case of Mandatory Palestine and the Colony of Liberia.
Internal colonialism is a notion of uneven structural power between areas of a state. The source of exploitation comes from within the state. This is demonstrated in the way control and exploitation may pass from people from the colonizing country to an immigrant population within a newly independent country.
National colonialism is a process involving elements of both settler and internal colonialism, in which nation-building and colonization are symbiotically connected, with the colonial regime seeking to remake the colonized peoples into their own cultural and political image. The goal is to integrate them into the state, but only as reflections of the state's preferred culture. The Republic of China in Taiwan is the archetypal example of a national-colonialist society.
Trade colonialism involves the undertaking of colonialist ventures in support of trade opportunities for merchants. This form of colonialism was most prominent in 19th-century Asia, where previously isolationist states were forced to open their ports to Western powers. Examples of this include the Opium Wars and the opening of Japan.
Socio-cultural evolution
When colonists settled in pre-populated areas, the societies and cultures of the people in those areas permanently changed. Colonial practices directly and indirectly forced the colonized peoples to abandon their traditional cultures. For example, European colonizers in the United States implemented the residential schools program to force native children to assimilate into the hegemonic culture.
Cultural colonialism gave rise to culturally and ethnically mixed populations such as the mestizos of the Americas, as well as racially divided populations such as those found in French Algeria or in Southern Rhodesia. In fact, everywhere where colonial powers established a consistent and continued presence, hybrid communities existed.
Notable examples in Asia include the Anglo-Burmese, Anglo-Indian, Burgher, Eurasian Singaporean, Filipino mestizo, Kristang, and Macanese peoples. In the Dutch East Indies (later Indonesia) the vast majority of "Dutch" settlers were in fact Eurasians known as Indo-Europeans, formally belonging to the European legal class in the colony.
History
Antiquity
Activity that could be called colonialism has a long history, starting at least as early as the ancient Egyptians. Phoenicians, Greeks, and Romans founded colonies in antiquity. Phoenicia had an enterprising maritime trading-culture that spread across the Mediterranean from 1550 BC to 300 BC; later the Persian Empire and various Greek city-states continued on this line of setting up colonies. The Romans would soon follow, setting up coloniae throughout the Mediterranean, in North Africa, and in Western Asia.
Medieval
Beginning in the 7th century, Arabs colonized a substantial portion of the Middle East, North Africa, and parts of Asia and Europe. From the 9th century Vikings (Norsemen) such as Leif Erikson established colonies in Britain, Ireland, Iceland, Greenland, North America, present-day Russia and Ukraine, France (Normandy) and Sicily. In the 9th century a new wave of Mediterranean colonisation began, with competitors such as the Venetians, Genovese and Amalfians infiltrating the wealthy previously Byzantine or Eastern Roman islands and lands. European Crusaders set up colonial regimes in Outremer (in the Levant, 1097–1291) and in the Baltic littoral (12th century onwards). Venice began to dominate Dalmatia and reached its greatest nominal colonial extent at the conclusion of the Fourth Crusade in 1204, with the declaration of the acquisition of three octaves of the Byzantine Empire.
Modern
The European early modern period began with the Turkish colonization of Anatolia. After the Ottoman Empire conquered Constantinople in 1453, the sea routes discovered by Portuguese Prince Henry the Navigator (1394–1460) became central to trade, and helped fuel the Age of Discovery.
The Crown of Castile encountered the Americas in 1492 through sea travel and built trading posts or conquered large extents of land. The Treaty of Tordesillas divided the areas of these "new" lands between the Spanish Empire and the Portuguese Empire in 1494.
The 17th century saw the birth of the Dutch Empire and French colonial empire, as well as the English overseas possessions, which later became the British Empire. It also saw the establishment of Danish overseas colonies and Swedish overseas colonies.
A first wave of separatism started with the American Revolutionary War (1775–1783), initiating the Rise of the "Second" British Empire (1783–1815). The Spanish Empire largely collapsed in the Americas with the Spanish American wars of independence (1808–1833). Empire-builders established several new colonies after this time, including in the German colonial empire and Belgian colonial empire. Starting with the end of the French Revolution European authors such as Johann Gottfried Herder, August von Kotzebue, and Heinrich von Kleist prolifically published so as to conjure up sympathy for the oppressed native peoples and the slaves of the new world, thereby starting the idealization of native humans.
The Habsburg monarchy, the Russian Empire, and the Ottoman Empire existed at the same time but did not expand over oceans. Rather, these empires expanded through the conquest of neighbouring territories. There was, though, some Russian colonization of North America across the Bering Strait. From the 1860s onwards the Empire of Japan modelled itself on European colonial empires and expanded its territories in the Pacific and on the Asian mainland. The Empire of Brazil fought for hegemony in South America. The United States gained overseas territories after the 1898 Spanish–American War, hence, the coining of the term "American imperialism".
In the late 19th century, many European powers became involved in the Scramble for Africa.
20th century
The world's colonial population at the outbreak of the First World War (1914) – a high point for colonialism – totalled about 560 million people, of whom 70% lived in British possessions, 10% in French possessions, 9% in Dutch possessions, 4% in Japanese possessions, 2% in German possessions, 2% in American possessions, 3% in Portuguese possessions, 1% in Belgian possessions and 0.5% in Italian possessions. The domestic domains of the colonial powers had a total population of about 370 million people. Outside Europe, few areas had remained without coming under formal colonial tutorship – and even Siam, China, Japan, Nepal, Afghanistan, Persia, and Abyssinia had felt varying degrees of Western colonial-style influence – concessions, unequal treaties, extraterritoriality and the like.
Asking whether colonies paid, economic historian Grover Clark (1891–1938) argues an emphatic "No!" He reports that in every case the support cost, especially the military system necessary to support and defend colonies, outran the total trade they produced. Apart from the British Empire, they did not provide favoured destinations for the immigration of surplus metropole populations. The question of whether colonies paid is a complicated one when recognizing the multiplicity of interests involved. In some cases colonial powers paid a lot in military costs while private investors pocketed the benefits. In other cases the colonial powers managed to move the burden of administrative costs to the colonies themselves by imposing taxes.
After World War I (1914–1918), the victorious Allies divided up the German colonial empire and much of the Ottoman Empire between themselves as League of Nations mandates, grouping these territories into three classes according to how quickly it was deemed that they could prepare for independence. The empires of Russia and Austria collapsed in 1917–1918, and the Soviet empire started. Nazi Germany set up short-lived colonial systems (Reichskommissariate, Generalgouvernement) in Eastern Europe in the early 1940s.
In the aftermath of World War II (1939–1945), decolonisation progressed rapidly. The tumultuous upheaval of the war significantly weakened the major colonial powers, and they quickly lost control of colonies such as Singapore, India, and Libya. In addition, the United Nations shows support for decolonisation in its 1945 charter. In 1960, the UN issued the Declaration on the Granting of Independence to Colonial Countries and Peoples, which affirmed its stance (though notably, colonial empires such as France, Spain, the United Kingdom, and the United States abstained).
The word "neocolonialism" originated from Jean-Paul Sartre in 1956, to refer to a variety of contexts since the decolonisation that took place after World War II. Generally it does not refer to a type of direct colonisation – rather to colonialism or colonial-style exploitation by other means. Specifically, neocolonialism may refer to the theory that former or existing economic relationships, such as the General Agreement on Tariffs and Trade and the Central American Free Trade Agreement, or the operations of companies (such as Royal Dutch Shell in Nigeria and Brunei) fostered by former colonial powers were or are used to maintain control of former colonies and dependencies after the colonial independence movements of the post–World War II period.
The term "neocolonialism" became popular in ex-colonies in the late 20th century.
Contemporary
While colonies of contiguous empires have been historically excluded, they can be seen as colonies.
Contemporary expansion of colonies is seen by some in case of Russian imperialism and Chinese imperialism. There is also ongoing debate in academia about Zionism as settler colonialism.
Impact
The impacts of colonisation are immense and pervasive. Various effects, both immediate and protracted, include the spread of virulent diseases, unequal social relations, detribalization, exploitation, enslavement, medical advances, the creation of new institutions, abolitionism, improved infrastructure, and technological progress. Colonial practices also spur the spread of conquerors' languages, literature and cultural institutions, while endangering or obliterating those of Indigenous peoples. The cultures of the colonised peoples can also have a powerful influence on the imperial country.
With respect to international borders, Britain and France traced close to 40% of the entire length of the world's international boundaries.
Economy, trade and commerce
Economic expansion, sometimes described as the colonial surplus, has accompanied imperial expansion since ancient times. Greek trade networks spread throughout the Mediterranean region while Roman trade expanded with the primary goal of directing tribute from the colonised areas towards the Roman metropole. According to Strabo, by the time of emperor Augustus, up to 120 Roman ships would set sail every year from Myos Hormos in Roman Egypt to India. With the development of trade routes under the Ottoman Empire,
Aztec civilisation developed into an extensive empire that, much like the Roman Empire, had the goal of exacting tribute from the conquered colonial areas. For the Aztecs, a significant tribute was the acquisition of sacrificial victims for their religious rituals.
On the other hand, European colonial empires sometimes attempted to channel, restrict and impede trade involving their colonies, funneling activity through the metropole and taxing accordingly.
Despite the general trend of economic expansion, the economic performance of former European colonies varies significantly. In "Institutions as a Fundamental Cause of Long-run Growth", economists Daron Acemoglu, Simon Johnson and James A. Robinson compare the economic influences of the European colonists on different colonies and study what could explain the huge discrepancies in previous European colonies, for example, between West African colonies like Sierra Leone and Hong Kong and Singapore.
According to the paper, economic institutions are the determinant of the colonial success because they determine their financial performance and order for the distribution of resources. At the same time, these institutions are also consequences of political institutions – especially how de facto and de jure political power is allocated. To explain the different colonial cases, we thus need to look first into the political institutions that shaped the economic institutions.
For example, one interesting observation is "the Reversal of Fortune" – the less developed civilisations in 1500, like North America, Australia, and New Zealand, are now much richer than those countries who used to be in the prosperous civilisations in 1500 before the colonists came, like the Mughals in India and the Incas in the Americas. One explanation offered by the paper focuses on the political institutions of the various colonies: it was less likely for European colonists to introduce economic institutions where they could benefit quickly from the extraction of resources in the area. Therefore, given a more developed civilisation and denser population, European colonists would rather keep the existing economic systems than introduce an entirely new system; while in places with little to extract, European colonists would rather establish new economic institutions to protect their interests. Political institutions thus gave rise to different types of economic systems, which determined the colonial economic performance.
European colonisation and development also changed gendered systems of power already in place around the world. In many pre-colonialist areas, women maintained power, prestige, or authority through reproductive or agricultural control. For example, in certain parts of sub-Saharan Africa women maintained farmland in which they had usage rights. While men would make political and communal decisions for a community, the women would control the village's food supply or their individual family's land. This allowed women to achieve power and autonomy, even in patrilineal and patriarchal societies.
Through the rise of European colonialism came a large push for development and industrialisation of most economic systems. When working to improve productivity, Europeans focused mostly on male workers. Foreign aid arrived in the form of loans, land, credit, and tools to speed up development, but were only allocated to men. In a more European fashion, women were expected to serve on a more domestic level. The result was a technologic, economic, and class-based gender gap that widened over time.
Within a colony, the presence of extractive colonial institutions in a given area has been found have effects on the modern day economic development, institutions and infrastructure of these areas.
Slavery and indentured servitude
European nations entered their imperial projects with the goal of enriching the European metropoles. Exploitation of non-Europeans and of other Europeans to support imperial goals was acceptable to the colonisers. Two outgrowths of this imperial agenda were the extension of slavery and indentured servitude. In the 17th century, nearly two-thirds of English settlers came to North America as indentured servants.
European slave traders brought large numbers of African slaves to the Americas by sail. Spain and Portugal had brought African slaves to work in African colonies such as Cape Verde and São Tomé and Príncipe, and then in Latin America, by the 16th century. The British, French and Dutch joined in the slave trade in subsequent centuries. The European colonial system took approximately 11 million Africans to the Caribbean and to North and South America as slaves.
Abolitionists in Europe and Americas protested the inhumane treatment of African slaves, which led to the elimination of the slave trade (and later, of most forms of slavery) by the late 19th century. One (disputed) school of thought points to the role of abolitionism in the American Revolution: while the British colonial metropole started to move towards outlawing slavery, slave-owning elites in the Thirteen Colonies saw this as one of the reasons to fight for their post-colonial independence and for the right to develop and continue a largely slave-based economy.
British colonising activity in New Zealand from the early 19th century played a part in ending slave-taking and slave-keeping among the indigenous Māori.
On the other hand, British colonial administration in Southern Africa, when it officially abolished slavery in the 1830s, caused rifts in society which arguably perpetuated slavery in the Boer Republics and fed into the philosophy of apartheid.
The labour shortages that resulted from abolition inspired European colonisers in Queensland, British Guaiana and Fiji (for example) to develop new sources of labour, re-adopting a system of indentured servitude. Indentured servants consented to a contract with the European colonisers. Under their contract, the servant would work for an employer for a term of at least a year, while the employer agreed to pay for the servant's voyage to the colony, possibly pay for the return to the country of origin, and pay the employee a wage as well. The employees became "indentured" to the employer because they owed a debt back to the employer for their travel expense to the colony, which they were expected to pay through their wages. In practice, indentured servants were exploited through terrible working conditions and burdensome debts imposed by the employers, with whom the servants had no means of negotiating the debt once they arrived in the colony.
India and China were the largest source of indentured servants during the colonial era. Indentured servants from India travelled to British colonies in Asia, Africa and the Caribbean, and also to French and Portuguese colonies, while Chinese servants travelled to British and Dutch colonies. Between 1830 and 1930, around 30 million indentured servants migrated from India, and 24 million returned to India. China sent more indentured servants to European colonies, and around the same proportion returned to China.
Following the Scramble for Africa, an early but secondary focus for most colonial regimes was the suppression of slavery and the slave trade. By the end of the colonial period they were mostly successful in this aim, though slavery persists in Africa and in the world at large with much the same practices of de facto servility despite legislative prohibition.
Military innovation
Conquering forces have throughout history applied innovation in order to gain an advantage over the armies of the people they aim to conquer. Greeks developed the phalanx system, which enabled their military units to present themselves to their enemies as a wall, with foot soldiers using shields to cover one another during their advance on the battlefield. Under Philip II of Macedon, they were able to organise thousands of soldiers into a formidable battle force, bringing together carefully trained infantry and cavalry regiments. Alexander the Great exploited this military foundation further during his conquests.
The Spanish Empire held a major advantage over Mesoamerican warriors through the use of weapons made of stronger metal, predominantly iron, which was able to shatter the blades of axes used by the Aztec civilisation and others. The use of gunpowder weapons cemented the European military advantage over the peoples they sought to subjugate in the Americas and elsewhere.
End of empire
The populations of some colonial territories, such as Canada, enjoyed relative peace and prosperity as part of a European power, at least among the majority. Minority populations such as First Nations peoples and French-Canadians experienced marginalisation and resented colonial practices. Francophone residents of Quebec, for example, were vocal in opposing conscription into the armed services to fight on behalf of Britain during World War I, resulting in the Conscription crisis of 1917. Other European colonies had much more pronounced conflict between European settlers and the local population. Rebellions broke out in the later decades of the imperial era, such as India's Sepoy Rebellion of 1857.
The territorial boundaries imposed by European colonisers, notably in central Africa and South Asia, defied the existing boundaries of native populations that had previously interacted little with one another. European colonisers disregarded native political and cultural animosities, imposing peace upon people under their military control. Native populations were often relocated at the will of the colonial administrators.
The Partition of British India in August 1947 led to the Independence of India and the creation of Pakistan. These events also caused much bloodshed at the time of the migration of immigrants from the two countries. Muslims from India and Hindus and Sikhs from Pakistan migrated to the respective countries they sought independence for.
Post-independence population movement
In a reversal of the migration patterns experienced during the modern colonial era, post-independence era migration followed a route back towards the imperial country. In some cases, this was a movement of settlers of European origin returning to the land of their birth, or to an ancestral birthplace. 900,000 French colonists (known as the Pied-Noirs) resettled in France following Algeria's independence in 1962. A significant number of these migrants were also of Algerian descent. 800,000 people of Portuguese origin migrated to Portugal after the independence of former colonies in Africa between 1974 and 1979; 300,000 settlers of Dutch origin migrated to the Netherlands from the Dutch West Indies after Dutch military control of the colony ended.
After WWII 300,000 Dutchmen from the Dutch East Indies, of which the majority were people of Eurasian descent called Indo Europeans, repatriated to the Netherlands. A significant number later migrated to the US, Canada, Australia and New Zealand.
Global travel and migration in general developed at an increasingly brisk pace throughout the era of European colonial expansion. Citizens of the former colonies of European countries may have a privileged status in some respects with regard to immigration rights when settling in the former European imperial nation. For example, rights to dual citizenship may be generous, or larger immigrant quotas may be extended to former colonies.
In some cases, the former European imperial nations continue to foster close political and economic ties with former colonies. The Commonwealth of Nations is an organisation that promotes cooperation between and among Britain and its former colonies, the Commonwealth members. A similar organisation exists for former colonies of France, the Francophonie; the Community of Portuguese Language Countries plays a similar role for former Portuguese colonies, and the Dutch Language Union is the equivalent for former colonies of the Netherlands.
Migration from former colonies has proven to be problematic for European countries, where the majority population may express hostility to ethnic minorities who have immigrated from former colonies. Cultural and religious conflict have often erupted in France in recent decades, between immigrants from the Maghreb countries of north Africa and the majority population of France. Nonetheless, immigration has changed the ethnic composition of France; by the 1980s, 25% of the total population of "inner Paris" and 14% of the metropolitan region were of foreign origin, mainly Algerian.
Introduced diseases
Encounters between explorers and populations in the rest of the world often introduced new diseases, which sometimes caused local epidemics of extraordinary virulence. For example, smallpox, measles, malaria, yellow fever, and others were unknown in pre-Columbian America.
Half the native population of Hispaniola in 1518 was killed by smallpox. Smallpox also ravaged Mexico in the 1520s, killing 150,000 in Tenochtitlan alone, including the emperor, and Peru in the 1530s, aiding the European conquerors. Measles killed a further two million Mexican natives in the 17th century. In 1618–1619, smallpox wiped out 90% of the Massachusetts Bay Native Americans. Smallpox epidemics in 1780–1782 and 1837–1838 brought devastation and drastic depopulation among the Plains Indians. Some believe that the death of up to 95% of the Native American population of the New World was caused by Old World diseases. Over the centuries, the Europeans had developed high degrees of immunity to these diseases, while the indigenous peoples had no time to build such immunity.
Smallpox decimated the native population of Australia, killing around 50% of indigenous Australians in the early years of British colonisation. It also killed many New Zealand Māori. As late as 1848–49, as many as 40,000 out of 150,000 Hawaiians are estimated to have died of measles, whooping cough and influenza. Introduced diseases, notably smallpox, nearly wiped out the native population of Easter Island. In 1875, measles killed over 40,000 Fijians, approximately one-third of the population. The Ainu population decreased drastically in the 19th century, due in large part
to infectious diseases brought by Japanese settlers pouring into Hokkaido.
Conversely, researchers have hypothesised that a precursor to syphilis may have been carried from the New World to Europe after Columbus's voyages. The findings suggested Europeans could have carried the nonvenereal tropical bacteria home, where the organisms may have mutated into a more deadly form in the different conditions of Europe. The disease was more frequently fatal than it is today; syphilis was a major killer in Europe during the Renaissance. The first cholera pandemic began in Bengal, then spread across India by 1820. Ten thousand British troops and countless Indians died during this pandemic. Between 1736 and 1834 only some 10% of East India Company's officers survived to take the final voyage home. Waldemar Haffkine, who mainly worked in India, who developed and used vaccines against cholera and bubonic plague in the 1890s, is considered the first microbiologist.
According to a 2021 study by Jörg Baten and Laura Maravall on the anthropometric influence of colonialism on Africans, the average height of Africans decreased by 1.1 centimetres upon colonization and later recovered and increased overall during colonial rule. The authors attributed the decrease to diseases, such as malaria and sleeping sickness, forced labor during the early decades of colonial rule, conflicts, land grabbing, and widespread cattle deaths from the rinderpest viral disease.
Countering disease
As early as 1803, the Spanish Crown organised a mission (the Balmis expedition) to transport the smallpox vaccine to the Spanish colonies, and establish mass vaccination programs there. By 1832, the federal government of the United States established a smallpox vaccination program for Native Americans. Under the direction of Mountstuart Elphinstone a program was launched to propagate smallpox vaccination in India. From the beginning of the 20th century onwards, the elimination or control of disease in tropical countries became a driving force for all colonial powers. The sleeping sickness epidemic in Africa was arrested due to mobile teams systematically screening millions of people at risk. In the 20th century, the world saw the biggest increase in its population in human history due to lessening of the mortality rate in many countries due to medical advances. The world population has grown from 1.6 billion in 1900 to over seven billion today.
Botany
Colonial botany refers to the body of works concerning the study, cultivation, marketing and naming of the new plants that were acquired or traded during the age of European colonialism. Notable examples of these plants included sugar, nutmeg, tobacco, cloves, cinnamon, Peruvian bark, peppers, Sassafras albidum, and tea. This work was a large part of securing financing for colonial ambitions, supporting European expansion and ensuring the profitability of such endeavors. Vasco de Gama and Christopher Columbus were seeking to establish routes to trade spices, dyes and silk from the Moluccas, India and China by sea that would be independent of the established routes controlled by Venetian and Middle Eastern merchants. Naturalists like Hendrik van Rheede, Georg Eberhard Rumphius, and Jacobus Bontius compiled data about eastern plants on behalf of the Europeans. Though Sweden did not possess an extensive colonial network, botanical research based on Carl Linnaeus identified and developed techniques to grow cinnamon, tea and rice locally as an alternative to costly imports.
Geography
Settlers acted as the link between indigenous populations and the imperial hegemony, thus bridging the geographical, ideological and commercial gap between the colonisers and colonised. While the extent in which geography as an academic study is implicated in colonialism is contentious, geographical tools such as cartography, shipbuilding, navigation, mining and agricultural productivity were instrumental in European colonial expansion. Colonisers' awareness of the Earth's surface and abundance of practical skills provided colonisers with a knowledge that, in turn, created power.
Anne Godlewska and Neil Smith argue that "empire was 'quintessentially a geographical project. Historical geographical theories such as environmental determinism legitimised colonialism by positing the view that some parts of the world were underdeveloped, which created notions of skewed evolution. Geographers such as Ellen Churchill Semple and Ellsworth Huntington put forward the notion that northern climates bred vigour and intelligence as opposed to those indigenous to tropical climates (See The Tropics) viz a viz a combination of environmental determinism and Social Darwinism in their approach.
Political geographers also maintain that colonial behaviour was reinforced by the physical mapping of the world, therefore creating a visual separation between "them" and "us". Geographers are primarily focused on the spaces of colonialism and imperialism; more specifically, the material and symbolic appropriation of space enabling colonialism.
Maps played an extensive role in colonialism, as Bassett would put it "by providing geographical information in a convenient and standardised format, cartographers helped open West Africa to European conquest, commerce, and colonisation". Because the relationship between colonialism and geography was not scientifically objective, cartography was often manipulated during the colonial era. Social norms and values had an effect on the constructing of maps. During colonialism map-makers used rhetoric in their formation of boundaries and in their art. The rhetoric favoured the view of the conquering Europeans; this is evident in the fact that any map created by a non-European was instantly regarded as inaccurate. Furthermore, European cartographers were required to follow a set of rules which led to ethnocentrism; portraying one's own ethnicity in the centre of the map. As J.B. Harley put it, "The steps in making a map – selection, omission, simplification, classification, the creation of hierarchies, and 'symbolisation' – are all inherently rhetorical."
A common practice by the European cartographers of the time was to map unexplored areas as "blank spaces". This influenced the colonial powers as it sparked competition amongst them to explore and colonise these regions. Imperialists aggressively and passionately looked forward to filling these spaces for the glory of their respective countries. The Dictionary of Human Geography notes that cartography was used to empty 'undiscovered' lands of their Indigenous meaning and bring them into spatial existence via the imposition of "Western place-names and borders, [therefore] priming 'virgin' (putatively empty land, 'wilderness') for colonisation (thus sexualising colonial landscapes as domains of male penetration), reconfiguring alien space as absolute, quantifiable and separable (as property)."
David Livingstone stresses "that geography has meant different things at different times and in different places" and that we should keep an open mind in regards to the relationship between geography and colonialism instead of identifying boundaries. Geography as a discipline was not and is not an objective science, Painter and Jeffrey argue, rather it is based on assumptions about the physical world. Comparison of exogeographical representations of ostensibly tropical environments in science fiction art support this conjecture, finding the notion of the tropics to be an artificial collection of ideas and beliefs that are independent of geography.
Ocean and space
With contemporary advances in deep sea and outer space technologies, colonization of the seabed and the Moon have become an object of non-terrestrial colonialism.
Versus imperialism
Marxism
Marxism views colonialism as a form of capitalism, enforcing exploitation and social change. Marx thought that working within the global capitalist system, colonialism is closely associated with uneven development. It is an "instrument of wholesale destruction, dependency and systematic exploitation producing distorted economies, socio-psychological disorientation, massive poverty and neocolonial dependency". Colonies are constructed into modes of production. The search for raw materials and the current search for new investment opportunities is a result of inter-capitalist rivalry for capital accumulation. Lenin regarded colonialism as the root cause of imperialism, as imperialism was distinguished by monopoly capitalism via colonialism and as Lyal S. Sunga explains: "Vladimir Lenin advocated forcefully the principle of self-determination of peoples in his "Theses on the Socialist Revolution and the Right of Nations to Self-Determination" as an integral plank in the programme of socialist internationalism" and he quotes Lenin who contended that "The right of nations to self-determination implies exclusively the right to independence in the political sense, the right to free political separation from the oppressor nation. Specifically, this demand for political democracy implies complete freedom to agitate for secession and for a referendum on secession by the seceding nation." Non-Russian Marxists within the RSFSR and later the USSR, like Sultan Galiev and Vasyl Shakhrai, meanwhile, between 1918 and 1923 and then after 1929, considered the Soviet regime a renewed version of Russian imperialism and colonialism.
In his critique of colonialism in Africa, the Guyanese historian and political activist Walter Rodney states:The decisiveness of the short period of colonialism and its negative consequences for Africa spring mainly from the fact that Africa lost power. Power is the ultimate determinant in human society, being basic to the relations within any group and between groups. It implies the ability to defend one's interests and if necessary to impose one's will by any means available ... When one society finds itself forced to relinquish power entirely to another society that in itself is a form of underdevelopment ... During the centuries of pre-colonial trade, some control over social political and economic life was retained in Africa, in spite of the disadvantageous commerce with Europeans. That little control over internal matters disappeared under colonialism. Colonialism went much further than trade. It meant a tendency towards direct appropriation by Europeans of the social institutions within Africa. Africans ceased to set indigenous cultural goals and standards, and lost full command of training young members of the society. Those were undoubtedly major steps backwards ... Colonialism was not merely a system of exploitation, but one whose essential purpose was to repatriate the profits to the so-called 'mother country'. From an African view-point, that amounted to consistent expatriation of surplus produced by African labour out of African resources. It meant the development of Europe as part of the same dialectical process in which Africa was underdeveloped. Colonial Africa fell within that part of the international capitalist economy from which surplus was drawn to feed the metropolitan sector. As seen earlier, exploitation of land and labour is essential for human social advance, but only on the assumption that the product is made available within the area where the exploitation takes place.According to Lenin, the new imperialism emphasised the transition of capitalism from free trade to a stage of monopoly capitalism to finance capital. He states it is, "connected with the intensification of the struggle for the partition of the world". As free trade thrives on exports of commodities, monopoly capitalism thrived on the export of capital amassed by profits from banks and industry. This, to Lenin, was the highest stage of capitalism. He goes on to state that this form of capitalism was doomed for war between the capitalists and the exploited nations with the former inevitably losing. War is stated to be the consequence of imperialism. As a continuation of this thought, G.N. Uzoigwe states, "But it is now clear from more serious investigations of African history in this period that imperialism was essentially economic in its fundamental impulses."
Liberalism and capitalism
Classical liberals were generally in abstract opposition to colonialism and imperialism, including Adam Smith, Frédéric Bastiat, Richard Cobden, John Bright, Henry Richard, Herbert Spencer, H.R. Fox Bourne, Edward Morel, Josephine Butler, W.J. Fox and William Ewart Gladstone. Their philosophies found the colonial enterprise, particularly mercantilism, in opposition to the principles of free trade and liberal policies. Adam Smith wrote in The Wealth of Nations that Britain should grant independence to all of its colonies and also argued that it would be economically beneficial for British people in the average, although the merchants having mercantilist privileges would lose out.
Race and gender
During the colonial era, the global process of colonisation served to spread and synthesize the social and political belief systems of the "mother-countries" which often included a belief in a certain natural racial superiority of the race of the mother-country. Colonialism also acted to reinforce these same racial belief systems within the "mother-countries" themselves. Usually also included within the colonial belief systems was a certain belief in the inherent superiority of male over female. This particular belief was often pre-existing amongst the pre-colonial societies, prior to their colonisation.
Popular political practices of the time reinforced colonial rule by legitimising European (and/ or Japanese) male authority, and also legitimising female and non-mother-country race inferiority through studies of craniology, comparative anatomy, and phrenology. Biologists, naturalists, anthropologists, and ethnologists of the 19th century were focused on the study of colonised indigenous women, as in the case of Georges Cuvier's study of Sarah Baartman. Such cases embraced a natural superiority and inferiority relationship between the races based on the observations of naturalists' from the mother-countries. European studies along these lines gave rise to the perception that African women's anatomy, and especially genitalia, resembled those of mandrills, baboons, and monkeys, thus differentiating colonised Africans from what were viewed as the features of the evolutionarily superior, and thus rightfully authoritarian, European woman.
In addition to what would now be viewed as pseudo-scientific studies of race, which tended to reinforce a belief in an inherent mother-country racial superiority, a new supposedly "science-based" ideology concerning gender roles also then emerged as an adjunct to the general body of beliefs of inherent superiority of the colonial era. Female inferiority across all cultures was emerging as an idea supposedly supported by craniology that led scientists to argue that the typical brain size of the female human was, on the average, slightly smaller than that of the male, thus inferring that therefore female humans must be less developed and less evolutionarily advanced than males. This finding of relative cranial size difference was later attributed to the general typical size difference of the human male body versus that of the typical human female body.
Within the former European colonies, non-Europeans and women sometimes faced invasive studies by the colonial powers in the interest of the then prevailing pro-colonial scientific ideology of the day.
Othering
Othering is the process of creating a separate entity to persons or groups who are labelled as different or non-normal due to the repetition of characteristics. Othering is the creation of those who discriminate, to distinguish, label, categorise those who do not fit in the societal norm. Several scholars in recent decades developed the notion of the "other" as an epistemological concept in social theory. For example, postcolonial scholars, believed that colonising powers explained an "other" who were there to dominate, civilise, and extract resources through colonisation of land.
Political geographers explain how colonial/imperial powers "othered" places they wanted to dominate to legalise their exploitation of the land. During and after the rise of colonialism the Western powers perceived the East as the "other", being different and separate from their societal norm. This viewpoint and separation of culture had divided the Eastern and Western culture creating a dominant/subordinate dynamic, both being the "other" towards themselves.
Post-colonialism
Post-colonialism (or post-colonial theory) can refer to a set of theories in philosophy and literature that grapple with the legacy of colonial rule. In this sense, one can regard post-colonial literature as a branch of postmodern literature concerned with the political and cultural independence of peoples formerly subjugated in colonial empires.
Many practitioners take Edward Saïd's book Orientalism (1978) as the theory's founding work (although French theorists such as Aimé Césaire (1913–2008) and Frantz Fanon (1925–1961) made similar claims decades before Saïd). Saïd analyzed the works of Balzac, Baudelaire and Lautréamont, arguing that they helped to shape a societal fantasy of European racial superiority.
Writers of post-colonial fiction interact with the traditional colonial discourse, but modify or subvert it; for instance by retelling a familiar story from the perspective of an oppressed minor character in the story. Gayatri Chakravorty Spivak's Can the Subaltern Speak? (1998) gave its name to Subaltern Studies.
In A Critique of Postcolonial Reason (1999), Spivak argued that major works of European metaphysics (such as those of Kant and Hegel) not only tend to exclude the subaltern from their discussions, but actively prevent non-Europeans from occupying positions as fully human subjects. Hegel's Phenomenology of Spirit (1807), famous for its explicit ethnocentrism, considers Western civilisation as the most accomplished of all, while Kant also had some traces of racialism in his work.
The 2014 YouGov survey found that British people are mostly proud of colonialism and the British Empire:
Colonistics
The field of colonistics studies colonialism from such viewpoints as those of economics, sociology and psychology.
Migrations
Nations and regions outside Northern China with significant populations of Han Chinese ancestry:
Xinjiang: 42.24% Han settlers, 44.96% Indigenous
Tibet: disputed. 12.2% Han Chinese in the Tibet Autonomous Region.
Taiwan: 95–97% Han Taiwanese, 2.3% Indigenous
Singapore: 74.3% Han Chinese, 13.5% Indigenous Malay
Malaysia: 22.9% Han Chinese, 69.7% Indigenous
Manchuria: 80%+ Han Chinese, <20% Indigenous Manchurians.
Nations and regions outside Europe with significant populations of European ancestry
Africa (see Europeans in Africa)
South Africa (European South African): 5.8% of the population
Namibia (European Namibians): 6.5% of the population, of which most are Afrikaans-speaking, in addition to a German-speaking minority.
Réunion: estimated to be approximately 25% of the population
Zimbabwe (Europeans in Zimbabwe)
Algeria (Pied-noir)
Botswana: 3% of the population
Kenya (Europeans in Kenya)
Mauritius (Franco-Mauritian)
Morocco (European Moroccans)
Ivory Coast (French people)
Senegal
Canary Islands (Spaniards), known as Canarians.
Seychelles (Franco-Seychellois)
Somalia (Italian Somalis)
Eritrea (Italian Eritreans)
Saint Helena (UK) including Tristan da Cunha (UK): predominantly European.
Eswatini: 3% of the population
Tunisia (European Tunisians)
Asia
Siberia (Russians, Germans and Ukrainians)
Kazakhstan (Russians in Kazakhstan, Germans of Kazakhstan): 30% of the population
Uzbekistan (Russians and other Slavs): 6% of the population
Kyrgyzstan (Russians and other Slavs): 14% of the population
Turkmenistan (Russians and other Slavs): 4% of the population
Tajikistan (Russians and other Slavs): 1% of the population
Hong Kong
Philippines (Spanish Ancestry): 3% of the population
China (Russians in China)
Indian subcontinent (Anglo-Indians)
Latin America (see White Latin American)
Argentina (European Immigration to Argentina): 97% European and mestizo of the population
Bolivia: 15% of the population
Brazil (White Brazilian): 47% of the population
Chile (White Chilean): 60–70% of the population.
Colombia (White Colombian): 37% of the population
Costa Rica: 83% of the population
Cuba (White Cuban): 65% of the population
Dominican Republic: 16% of the population
Ecuador: 7% of the population
Honduras: 1% of the population
El Salvador: 12% of the population
Mexico (White Mexican): 9% or ~17% of the population. and 70–80% more as Mestizos.
Nicaragua: 17% of the population
Panama: 10% of the population
Puerto Rico: approx. 80% of the population
Peru (European Peruvian): 15% of the population
Paraguay: approx. 20% of the population
Uruguay (White Uruguayan): 88% of the population
Venezuela (White Venezuelan): 42% of the population
Rest of the Americas
Bahamas: 12% of the population
Barbados (White Barbadian): 4% of the population
Bermuda: 34% of the population
Canada (European Canadians): 80% of the population
Falkland Islands: mostly of British descent.
French Guiana: 12% of the population
Greenland: 12% of the population
Martinique: 5% of the population
Saint Barthélemy
Trinidad and Tobago: 1% of the population
United States (European American): 72% of the population, including Hispanic and Non-Hispanic Whites.
Oceania (see Europeans in Oceania)
Australia (European Australians): 90% of the population
New Zealand (European New Zealanders): 78% of the population
New Caledonia (Caldoche): 35% of the population
French Polynesia: (Zoreilles) 10% of the population
Hawaii: 25% of the population
Christmas Island: approx. 20% of the population.
Guam: 7% of the population
Norfolk Island: 9→5% of the population
See also
African independence movements
Age of Discovery
Anti-imperialism
Chartered company
Chinese imperialism
Christianity and colonialism
Civilising mission
Client state
Colonial Empire
Colonialism and the Olympic Games
Coloniality of power
Colonial war
Cultural colonialism
Decoloniality
Decolonization of the Americas
Developmentalism
Direct colonial rule
Empire of Liberty
European colonization of Africa
European colonization of the Americas
European colonization of Micronesia
European colonisation of Southeast Asia
French law on colonialism
German eastward expansion
Global Empire
Historiography of the British Empire
Impact of Western European colonialism and colonisation
International relations of the Great Powers (1814–1919)
Muslim conquests
Orientalism
Pluricontinental
Protectorate
Right of conquest
Satellite state
Stranger King (Concept)
Western imperialism in Asia
References
Further reading
Albertini, Rudolf von. European Colonial Rule, 1880–1940: The Impact of the West on India, Southeast Asia, and Africa (1982) 581 pp
Benjamin, Thomas, ed. Encyclopedia of Western Colonialism Since 1450 (2006)
Cooper, Frederick. Colonialism in Question: Theory, Knowledge, History (2005)
Cotterell, Arthur. Western Power in Asia: Its Slow Rise and Swift Fall, 1415–1999 (2009) popular history; excerpt
Getz, Trevor R. and Heather Streets-Salter, eds.: Modern Imperialism and Colonialism: A Global Perspective (2010)
LeCour Grandmaison, Olivier: Coloniser, Exterminer – Sur la guerre et l'Etat colonial, Fayard, 2005,
Lindqvist, Sven: Exterminate All The Brutes, 1992, New Press; Reprint edition (June 1997),
Morris, Richard B. and Graham W. Irwin, eds. Harper Encyclopedia of the Modern World: A Concise Reference History from 1760 to the Present (1970) online
Ness, Immanuel and Zak Cope, eds. The Palgrave Encyclopedia of Imperialism and Anti-Imperialism (2 vol 2015), 1456 pp
Nuzzo, Luigi: Colonial Law, European History Online, Mainz: Institute of European History, 2010, retrieved: December 17, 2012.
Osterhammel, Jürgen: Colonialism: A Theoretical Overview, Princeton, NJ: M. Wiener, 1997.
Page, Melvin E. et al. eds. Colonialism: An International Social, Cultural, and Political Encyclopedia (3 vol 2003)
Petringa, Maria, Brazza, A Life for Africa (2006), .
Prashad, Vijay: The Darker Nations: A People's History of the Third World, The New Press, 2007.
Rönnbäck, K. & Broberg, O. (2019) Capital and Colonialism. The Return on British Investments in Africa 1869–1969 (Palgrave Studies in Economic History)
Schill, Pierre : Réveiller l'archive d'une guerre coloniale. Photographies et écrits de Gaston Chérau, correspondant de guerre lors du conflit italo-turc pour la Libye (1911–1912), Créaphis, 480 p., 2018. Awaken the archive of a colonial war. Photographs and writings of a French war correspondent during the Italo-Turkish war in Libya (1911–1912). With contributions from art historian Caroline Recher, critic Smaranda Olcèse, writer Mathieu Larnaudie and historian Quentin Deluermoz.
Stuchtey, Benedikt: Colonialism and Imperialism, 1450–1950, European History Online, Mainz: Institute of European History, 2011, retrieved: July 13, 2011.
Townsend, Mary Evelyn. European colonial expansion since 1871 (1941).
U.S. Tariff Commission. Colonial tariff policies (1922), worldwide; 922pp survey online
Ab Imperio E
Wendt, Reinhard: European Overseas Rule, European History Online, Mainz: Institute of European History, 2011, retrieved: June 13, 2012.
Primary sources
Conrad, Joseph, Heart of Darkness, 1899
Fanon, Frantz, The Wretched of the Earth, Preface by Jean-Paul Sartre. Translated by Constance Farrington. London: Penguin Book, 2001
Las Casas, Bartolomé de, A Short Account of the Destruction of the Indies (1542, published in 1552).
External links
Cultural geography
International relations theory
Articles containing video clips | 0.782587 | 0.999224 | 0.781979 |
Evolutionary economics | Evolutionary economics is a school of economic thought that is inspired by evolutionary biology. Although not defined by a strict set of principles and uniting various approaches, it treats economic development as a process rather than an equilibrium and emphasizes change (qualitative, organisational, and structural), innovation, complex interdependencies, self-evolving systems, and limited rationality as the drivers of economic evolution. The support for the evolutionary approach to economics in recent decades seems to have initially emerged as a criticism of the mainstream neoclassical economics, but by the beginning of the 21st century it had become part of the economic mainstream itself.
Evolutionary economics does not take the characteristics of either the objects of choice or of the decision-maker as fixed. Rather, it focuses on the non-equilibrium processes that transform the economy from within and their implications, considering interdependencies and feedback. The processes in turn emerge from the actions of diverse agents with bounded rationality who may learn from experience and interactions and whose differences contribute to the change.
Roots of evolutionary economics
Early ideas
The idea of human society and the world in general as subject to evolution has been following mankind throughout its existence. Hesiod, an ancient Greek poet thought to be the first Western written poet regarding himself as an individual, described five Ages of Man – the Golden Age, the Silver Age, the Bronze Age, the Heroic Age, and the Iron Age – following from divine existence to toil and misery. Modern scholars consider his works as one of the sources for early economic thought. The concept is also present in the Metamorphoses by an ancient Roman poet Ovid. His Four Ages include technological progress: in the Golden Age, men did not know arts and craft, whereas by the Iron Age people had learnt and discovered agriculture, architecture, mining, navigation, and national boundaries, but had also become violent and greedy. This concept was not exclusive to the Greek and Roman civilizations (see, for instance, Yuga Cycles in Hinduism, the Three Ages of Buddhism, Aztecs’ Five Suns), but a common feature is the path towards misery and destruction, with technological advancements accompanied by moral degradation.
Medieval and early modern times
Medieval views on society, economics and politics (at least in Europe and Pax Islamica) were influenced by religious norms and traditions. Catholic and Islamic scholars debated on the moral appropriateness of certain economic practices, such as interest. The subject of changes was thought of in existential terms. For instance, Augustine of Hippo regarded time as a phenomenon of the universe created by God and a measure of change, whereas God exists outside of time.
A major contribution to the views on the evolution of society was Leviathan by Thomas Hobbes. A human, according to Hobbes, is a matter in motion with one's own appetites and desires. Due to these numerous desires and the scarcity of resources, the natural state of a human is a war of all against all:
“In such condition there is no place for industry, because the fruit thereof is uncertain, and consequently no culture of the earth, no navigation nor the use of commodities that may be imported by sea, no commodious building, no instruments of moving and removing such things as require much force, no knowledge of the face of the earth, no account of time, no arts, no letters, no society, and which is worst of all, continual fear and danger of violent death, and the life of man, solitary, poor, nasty, brutish, and short.”
In order to overcome this natural anarchy, Hobbs saw it necessary to impose an ultimate restraint in the form of a sovereign.
Economic development and socialism
Further theoretical developments relate to the names of prominent socialists of the 19th century, who viewed economic and political systems as products of social evolution (in contrast to the notions of natural rights and morality). In his book What is Property?, Pierre-Joseph Proudhon noted:
“Thus, in a given society, the authority of man over man is inversely proportional to the stage of intellectual development which that society has reached.”
The approach was also employed by Karl Marx. In his view, over the course of history superior economic systems would replace inferior ones. Inferior systems were beset by internal contradictions and inefficiencies that made them impossible to survive in the long term. In Marx's scheme, feudalism was replaced by capitalism, which would eventually be superseded by socialism.
Emergence and development
The term "evolutionary economics" might have been first coined by Thorstein Veblen. Veblen saw the need for taking into account cultural variation in his economic approach; no universal "human nature" could possibly be invoked to explain the variety of norms and behaviours that the new science of anthropology showed to be the rule rather than an exception. He also argued that social institutions are subject to selection process and that economic science should embrace the Darwinian theory.
Veblen's followers quickly abandoned his evolutionary legacy. When they finally returned to the use of the term “evolutionary”, they referred to development and change in general, without its Darwinian meaning. Further researchers, such as Joseph Schumpeter, studied entrepreneurship and innovation using this term, but not in the Darwinian sense. Another prominent economist, Friedrich von Hayek, also employed the elements of the evolutionary approach, especially criticizing “the fatal conceit” of socialists who believed they could and should design a new society while disregarding human nature. However, Hayek seemed to see the Darwin theory not as a revolution itself, but rather as an intermediary step in the line of evolutionary thinking. There were other notable contributors to the evolutionary approach in economics, such as Armen Alchian, who argued that, faced with uncertainty and incomplete information, firms adapt to the environment instead of pursuing profit maximization.
An Evolutionary Theory of Economic Change and beyond
The publication of An Evolutionary Theory of Economic Change by Richard R. Nelson and Sidney G. Winter in 1982 marked a turning point in the field of evolutionary economics. Inspired by Alchian's work about the decision-making process of firms under uncertainty and the behavioural theory of the firm by Richard Cyert and James March, Nelson and Winter constructed a comprehensive evolutionary theory of business behavior using the concept of natural selection. In this framework, firms operate on the basis of organizational routines, which they evaluate and may change while functioning in a certain selection environment. Since then, evolutionary economics, as noted by Nicolai Foss, has been concerned with “the transformation of already existing structures and the emergence and possible spread of novelties.” Economies have been viewed as a complex system, a result of causal interactions (non-linear and chaotic) between different agents and entities with varied characteristics. Instead of perfect information and rationality, Herbert Simon's concept of bounded rationality has become prevailing.
By the 1990s, as put by Geoffrey Hodgson,
“it was possible to write of an international network or ‘invisible college’ of ‘evolutionary economists’ who, despite their analytical differences, were focusing on the problem of analyzing structural, technological, cultural and institutional change in economic systems… They were also united by their common dislike of the static and equilibrium approaches that dominated mainstream economics.”
In 2020, Yoshinori Shiozawa published a paper "A new framework for analyzing technological change" Journal of Evolutionary Economics 30: 989-1034, in which the author proved that (1) technological change induces the economic growth in the sense that real wage rate increases for all workers and (2) it is the major source
of economic growth.
Evolutionary economics and the Unified Growth Theory
The role of evolutionary forces in the process of economic development over the course of human history has been further explored during the past few decades, primarily by Oded Galor and his colleagues. A pioneer of the Unified Growth Theory, Galor depicts economic growth and development throughout human history as a continuous process driven by technological progress and the accumulation of human capital as well as by the accumulation of those biological, social and cultural features that favour further development. In Unified Growth Theory (2011), Galor presents a dynamic system capable of describing economic development in this way.
According to Galor's model, technological advancements in the early eras of the mankind (during the Malthusian epoch, with limited resources and near-subsistence levels of income) would lead to increases in the size of population, which in turn would further accelerate technological progress due to the production of new ideas and the increase in demand for them. At some point technological advancements would require higher levels of education and generate the demand for educated labour force. After that, an economy would move into a new phase characterised by demographic transition (given that investment into less children, although more costly, would yield higher returns) and sustained economic growth. The process is accompanied by improvements in living standards, the position of the working class as necessary in order to complement technological progress (contrary to Marx and his followers, who predicted its further impoverishment), and the position of women, paving the way for further social and gender equality improvements. Interdependent, these elements facilitate each other, creating a unified process of growth and development, although the pace may be different for different societies.
Galor's theory also refers to other fields of science, including evolutionary biology. He invokes, among other things, the sophisticated human brain and the anatomy of the human hand as key advantages that bolstered the development of humans (both as a species and as a society). In The Journey of Humanity: The Origins of Wealth and Inequality (2022) Galor provides some statements that exemplify his evolutionary approach:
“Consider… two large clans: the Quanty and the Qualy…
Suppose that Quanty households bear on average four children each, of whom only two reach adulthood and find a reproductive partner. Meanwhile, Qualy households bear on average only two children each, because their budget does not allow them to invest in the education and health of additional offspring [sic!], and yet, thanks to the investment that they do make, both children not only reach adulthood and find a reproductive partner but they also find jobs in commercial and skill-intensive occupations… Now suppose the society in which they live is one where technological development boosts the demand for the services of blacksmiths, carpenters and other trades who can manufacture tools and more efficient machines. This increase in earning capacity would place the Qualy clan at a distinct evolutionary advantage. Within a generation or two, its families are likely to enjoy higher incomes and amass greater resources.”
Galor, his colleagues and contemporaries have also used the evolutionary approach in order to explain the origins of more particular elements of economic and social behavior. Using the genealogical record of half a million people in Quebec during the period 1608-1800, it was suggested that moderate fertility, and hence the tendency towards investment in child quality, was beneficial for the long-run reproductive success, reflecting the quality-quantity tradeoff observed and discussed in earlier works. A natural experiment regarding the expansion of the New World crops into the Old World and vice versa during the Columbian exchange led to the conclusion that beneficial pre-industrial agro-climatic characteristics may have positively affected the formation of a future-oriented mindset in corresponding contemporary societies. Key concepts related to behavioural economics, such as risk aversion and loss aversion, were also studied through evolutionary lenses. For instance, Galor and Savitsky (2018) provided empirical evidence that the intensity of loss aversion may be correlated with historical exposure to climatic shocks and their effects on reproductive success, with greater climatic volatility in some regions leading to more loss-neutrality among contemporary individuals and ethnic groups originating from there. As for risk aversion, Galor and Michalopoulos (2012) suggested there was a reversal in the course of human history, with risk-tolerance presenting an evolutionary advantage during early stages of development by promoting technological advancements, and with risk-aversion being an advantage during later stages, when risk-tolerant individuals channel less resources towards children and natural selection favours risk-averse individuals.
Adaptive market hypothesis
Andrew Lo proposed the adaptive market hypothesis, a view that financial systems may follow principles of the efficient market hypothesis as well as evolutionary principles such as adaption and natural selection.
Criticism
The emergence of modern evolutionary economics was welcomed by the critics of the neoclassical mainstream. However, the field, especially the approach by Nelson and Winter, has also drawn critical attitude from other heterodox economists. A year after An Evolutionary Theory of Economic Change was published, Philip Mirowski expressed his doubts that this framework represented genuine evolutionary economics research (i.e., in the vein of Veblen) and not just a variant of neoclassical methodology, especially since the authors admitted their framework could include neoclassical orthodoxy. Some Veblenian institutionalists claim this framework is only a “protective modification of the neoclassical economics and is antithetical to Veblen's evolutionary economics.” Another possible shortcoming recognized by the proponents of modern evolutionary economics is that the field is heterogenous, with no convergence on an integrated approach.
Related fields
Evolutionary psychology
Evolutionary psychology is a theoretical approach in psychology that examines cognition and behaviour from a modern evolutionary perspective. It seeks to identify human psychological adaptations with regards to the ancestral problems they evolved to solve. In this framework, psychological traits and mechanisms are either functional products of natural and sexual selection or non-adaptive by-products of other adaptive traits. Economic concepts can also be viewed through these lenses. For instance, apparent anomalies in decision-making, such as violations of the maximization principle, may be a result of the human brain evolution. Another concept suitable for evolutionary analysis is the utility function, which may essentially be represented as the fitness evolutionary function.
Evoltunionary Psychology and Economic Behavior
There have been efforts to apply the insights of evolutionary psychology to understand economic behavior. An important part of this effort has been to use evolutionary psychology to analyze and add structure to the human utility function.
Paul H. Rubin has made significant contributions to this area of resesrch. His influential book, "Darwinian Politics," delves into the intersection of evolutionary theory and political and economic behavior, exploring how evolutionary principles shape human political preferences. This book shows that many errors in political decision making, such as a dislike of free trade, are based in our evolved mental architecture. This analysis is extended in "Folk Economics" which shows that our evolved brains are subject to zero-sum thinking.
Rubin, P. H. (2002). "Darwinian Politics." Rutgers Uuniverdity Press.
"Rubin, P. H. (2008). "Folk Economics." Southern Evonomic Journal
Evolutionary game theory
Evolutionary game theory is the application of game theory to evolving populations in biology. It defines a framework of contests, strategies, and analytics into which Darwinian competition can be modelled. It originated in 1973 with John Maynard Smith and George R. Price's formalisation of contests, analysed as strategies, and the mathematical criteria that can be used to predict the results of competing strategies.
Evolutionary game theory differs from classical game theory in focusing more on the dynamics of strategy change. This is influenced by the frequency of the competing strategies in the population.
Evolutionary game theory has helped to explain the basis of altruistic behaviours in Darwinian evolution. It has in turn become of interest to sociologists, anthropologists, philosophers, and economists.
See also
Adaptive market hypothesis
Behavioural economics
Complexity economics
Cultural economics
Heterodox economics
Institutional economics
Mainstream economics
Neoclassical economics
Non-equilibrium economics
Ecological model of competition
Population dynamics
Creative destruction
Innovation system
Evolutionary psychology
Evolutionary socialism
Universal Darwinism
Association for Evolutionary Economics
European Association for Evolutionary Political Economy
Geoffrey Hodgson
Oded Galor
Richard R. Nelson
Sidney G. Winter
Thorstein Veblen
References
Further reading
Veblen, T. B. (1898). Why Is Economics Not an Evolutionary Science? The Quarterly Journal of Economics, 12(3), pp. 373-97.
Veblen, T. B. (1899). The Theory of the Leisure Class: An Economic Study in the Evolution of Institutions. New York: Huebsch. Archived from on November 22, 2021.
Nelson, R. R., Winter, S. G. (1982). An Evolutionary Theory of Economic Change. Cambridge, MA: Harvard University Press. Archived from on March 23, 2023.
Hodgson, G. M. (2004) The Evolution of Institutional Economics: Agency, Structure and Darwinism in American Institutionalism. London and New York: Routledge.
Hodgson, G. M. (2012). Evolutionary Economics, in Fundamental Economics, edited by Mukul Majumdar, Ian Wills, Pasquale Michael Sgro, John M. Gowdy, in Encyclopedia of Life Support Systems (EOLSS), Developed under the Auspices of the UNESCO, EOLSS Publishers, Paris, France, . Archived from on April 24, 2023.
Oded Galor (2022). The Journey of Humanity: The Origins of Wealth and Inequality. Penguin Random House, 2022.
Journals
Journal of Economic Issues, sponsored by the Association for Evolutionary Economics.
Journal of Evolutionary Economics, sponsored by the International Josef Schumpeter Society.
Journal of Institutional Economics, sponsored by the European Association for Evolutionary Political Economy.
Criticisms of economics
Innovation economics
Schools of economic thought
Thorstein Veblen | 0.797862 | 0.979916 | 0.781837 |
Historical source | Historical sources is encompass "every kind of evidence that human beings have left of their past activities — the written word and spoken word, the shape of the landscape and the material artefact, the fine arts as well as photography and film."
While the range of potential historical sources has expanded to include many non-documentary sources, nevertheless "the study of history has nearly always been based squarely on what the historian can read in documents or hear from informants".
Historical sources are usually divided into primary and secondary, though some historians also refer to tertiary sources.
Types
Primary source
In the study of history as an academic discipline, a "primary source" (also called an "original source") is a first hand account of events by someone who lived through them. "Primary sources were made during the historical period that is being investigated."
Secondary source
In scholarship, a secondary source is a document or recording that relates or discusses information originally presented elsewhere.
A secondary source is one that gives information about a primary source. In a secondary source, the original information is selected, modified and arranged in a suitable format. Secondary sources involve generalization, analysis, interpretation, or evaluation of the original information.
Tertiary source
A tertiary source is an index or textual consolidation of already published primary and secondary sources that does not provide additional interpretations or analysis of the sources. Some tertiary sources can be used as an aid to find key (seminal) sources, key terms, general common knowledge and established mainstream science on a topic. The exact definition of tertiary varies by academic field.
See also
Historical document
Archive
External links
What are Historical Sources? - University of Cambridge Faculty of History
References
Historiography
History resources
Source
Sources | 0.785528 | 0.99495 | 0.781561 |
Colonization | Colonization (British English: colonisation) is a process of establishing occupation of or control over foreign territories or peoples for the purpose of cultivation, trade, exploitation or settlement, setting up coloniality and often colonies, such as for agriculture, commonly pursued and maintained by, but distinct from, imperialism, mercantilism, or colonialism. Colonization is sometimes used synonymously with settling, as with colonisation in biology.
Settler colonialism is a type of colonization structured and enforced by the settlers directly, while their or their ancestors' metropolitan country (metropole) maintains a connection or control through the settler's colonialism. In settler colonization, a minority group rules either through the assimilation or oppression of the indigenous peoples, or by establishing itself as the demographic majority through driving away, displacing or outright killing the indigenous people, as well as through immigration and births of metropolitan as well as other settlers.
The European colonization of Australia, New Zealand, and other places in Oceania was fueled by explorers, and colonists often regarding the encountered landmasses as terra nullius ("empty land" in Latin). This resulted in laws and ideas such as Mexico's General Colonization Law and the United States' manifest destiny doctrine which furthered colonization.
Etymology
The term colonization is derived from the Latin words ("to cultivate, to till"), ("a landed estate", "a farm") and ("a tiller of the soil", "a farmer"), then by extension "to inhabit". Someone who engages in colonization, i.e. the agent noun, is referred to as a colonizer, while the person who gets colonized, i.e. the object of the agent noun or absolutive, is referred to as a colonizee, colonisee or the colonised.
Pre-modern colonizations
Classical period
In ancient times, maritime nations such as the city-states of Greece and Phoenicia established colonies in other parts of the Mediterranean.
Another period of colonization in ancient times was during the Roman Empire. The Roman Empire conquered large parts of Western Europe, North Africa, and West Asia. In North Africa and West Asia, the Romans often conquered what they regarded as 'civilized' peoples. As they moved north into Europe, they mostly encountered rural peoples/tribes with very little in the way of cities. In these areas, waves of Roman colonization often followed the conquest of the areas. Many of the current cities throughout Europe began as Roman colonies, such as Cologne, Germany, originally called Colonia Claudia Ara Agrippinensium by the Romans, and the British capital city of London, which the Romans founded as Londinium.
Middle Ages
The decline and collapse of the Roman Empire saw (and was partly caused by) the large-scale movement of people in Eastern Europe and Asia. This is largely seen as beginning with nomadic horsemen from Asia (specifically the Huns) moving into the richer pasture land to the west, thus forcing the local people there to move further west and so on until eventually the Goths were forced to cross into the Roman Empire, resulting in continuous war with Rome which played a major role in the fall of the Roman Empire. During this period there were large-scale movements of people establishing new colonies all over western Europe. The events of this time saw the development of many of the modern-day nations of Europe like the Franks in France and Germany and the Anglo-Saxons in England.
In West Asia, during Sassanid Empire, some Persians established colonies in Yemen and Oman. The Arabs also established colonies in Northern Africa, Mesopotamia, and the Levant.
The Vikings of Scandinavia also carried out a large-scale colonization. The Vikings are best known as raiders, setting out from their original homelands in Denmark, southern Norway, and southern Sweden, to pillage the coastlines of northern Europe. In time, the Vikings began trading and established colonies. The Vikings first came across Iceland and established colonies there before moving onto Greenland, where they built settlements that endured until the 15th century. The Vikings launched an unsuccessful attempt at colonizing an area they called Vinland, which is probably at a site now known as L'Anse aux Meadows, Newfoundland and Labrador, on the eastern coastline of Canada.
Modern colonialism
In the Colonial Era, colonialism in this context refers mostly to Western European countries' colonization of lands mainly in the Americas, Africa, Asia and Oceania. The main European countries active in this form of colonization included Spain, Portugal, France, the Tsardom of Russia (later Russian Empire), the Kingdom of England (later Great Britain), the Netherlands, the Kingdom of Italy, the Kingdom of Prussia (now mostly Germany), Belgium, Denmark, and Sweden-Norway, and, beginning in the 18th century, the United States. Most of these countries had a period of almost complete power in world trade at some stage in the period from roughly 1500 to 1900. Beginning in the late 19th century, Imperial Japan also engaged in settler colonization, most notably in Hokkaido and Korea.
While some European colonization focused on shorter-term exploitation of economic opportunities (Newfoundland, for example, or Siberia) or addressed specific goals such as settlers seeking religious freedom (Massachusetts), at other times long-term social and economic planning was involved for both parties, but more on the colonizing countries themselves, based on elaborate theory-building (note James Oglethorpe's Colony of Georgia in the 1730s and Edward Gibbon Wakefield's New Zealand Company in the 1840s).
Colonization may be used as a method of absorbing and assimilating foreign people into the culture of the imperial country. One instrument to this end is linguistic imperialism, or the use of non-indigenous colonial languages to the exclusion of any indigenous languages from administrative (and often, any public) use.
20th–21st century
Soviet Union
In the 1920s, the Soviet regime implemented the so-called korenization policy in an attempt to win the trust of non-Russians by promoting their ethnic cultures and establishing for them many of the characteristic institutional forms of the nation-state. The early Soviet regime was hostile to even voluntary assimilation, and tried to de-Russify assimilated non-Russians. Parents and students not interested in the promotion of their national languages were labeled as displaying "abnormal attitudes". The authorities concluded that minorities unaware of their ethnicities had to be subjected to Belarusization, Polonization, etc.
By the early 1930s, the Soviet regime introduced limited Russification; allowing voluntary assimilation, which was often a popular demand. The list of nationalities was reduced from 172 in 1927 to 98 in 1939, by revoking support for small nations in order to merge them into bigger ones. For example, Abkhazia was merged into Georgia and thousands of ethnic Georgians were sent to Abkhazia. The Abkhaz alphabet was changed to a Georgian base, Abkhazian schools were closed and replaced with Georgian schools, the Abkhaz language was banned. The ruling elite was purged of ethnic Abkhaz and by 1952 over 80% of the 228 top party and government officials and enterprise managers in Abkhazia were ethnic Georgians (there remained 34 Abkhaz, 7 Russians and 3 Armenians in these positions). For Königsberg area of East Prussia (modern Kaliningrad Oblast) given to the Soviet Union at the 1945 Potsdam Conference Soviet control meant a forcible expulsion of the remaining German population and mostly involuntary resettlement of the area with Soviet civilians.
Russians were now presented as the most advanced and least chauvinist people of the Soviet Union.
Baltic states
Large numbers of ethnic Russians and other Russian speakers were settled in the three Baltic countries – Lithuania, Latvia, and Estonia – after their reoccupation in 1944, while local languages, religion and customs were suppressed. David Chioni Moore classified it as a "reverse-cultural colonization", where the colonized perceived the colonizers as culturally inferior. Colonization of the three Baltic countries was closely tied to mass executions, deportations and repression of the native population. During both Soviet occupations (1940–1941; 1944–1991) a combined 605,000 inhabitants of the three countries were either killed or deported (135,000 Estonians, 170,000 Latvians and 320,000 Lithuanians), while their properties and personal belongings, along with ones who fled the country, were confiscated and given to the arriving colonists – Soviet military and NKVD personnel, as well as functionaries of the Communist Party and economic migrants from kolkhozes.
The most dramatic case was Latvia, where the amount of ethnic Russians swelled from 168,300 (8.8%) in 1935 to 905,500 (34%) in 1989, whereas the proportion of ethnic Latvians fell from 77% in 1935 to 52% in 1989. Baltic states also faced intense economic exploitation, with Latvian SSR, for example, transferring 15.961 billion rubles (or 18.8% percent of its total revenue of 85 billion rubles) more to the USSR budget from 1946 to 1990 than it received back. And of the money transferred back, a disproportionate amount was spent on the region's militarization and funding of repressive institutions, especially in the early years of the occupation. It has been calculated by a Latvian state-funded commission that the Soviet occupation cost the economy of Latvia a total of 185 billion euros.
Conversely, Marxian economist and world-systems analyst Samir Amin asserts that, in contrast to colonialism, capital transfer in the USSR was used to develop poorer regions in the South and East with the wealthiest regions like Western Russia, Ukraine, and the Baltic Republics being the main source of capital. Estonian researcher Epp Annus acknowledges that the Soviet rule in the Baltic states did not possess every single characteristic of traditional colonialism since the Baltic states were already modern industrial European nation states with an established sense of national identity and cultural self-confidence prior to their Soviet invasion in 1940 and proposed that the initial Soviet occupation developed into a colonial rule gradually, as the local resistance turned into a hybrid coexistence with the Soviet power. The Soviet colonial rule never managed to fully establish itself and began rapidly disintegrating during perestroika, but after the restoration of independence, the Baltic states similarly had to deal with problems of a characteristically colonial nature, such as pollution, economic collapse and demographic tensions.
Jewish oblast
In 1934, the Soviet government established the Jewish Autonomous Oblast in the Soviet Far East to create a homeland for the Jewish people. Another motive was to strengthen Soviet presence along the vulnerable eastern border. The region was often infiltrated by the Chinese; in 1927, Chiang Kai-shek had ended cooperation with the Chinese Communist Party, which further increased the threat. Japan also seemed willing and ready to detach the Far Eastern provinces from the USSR. To make settlement of the inhospitable and undeveloped region more enticing, the Soviet government allowed private ownership of land. This led to many non-Jews to settle in the oblast to get a free farm.
By the 1930s, a massive propaganda campaign developed to induce more Jewish settlers to move there. In one instance, a government-produced Yiddish film called Seekers of Happiness told the story of a Jewish family that fled the Great Depression in the United States to make a new life for itself in Birobidzhan. Some 1,200 non-Soviet Jews chose to settle in Birobidzhan. The Jewish population peaked in 1948 at around 30,000, about one-quarter of the region's population. By 2010, according to data provided by the Russian Census Bureau, there were only 1,628 people of Jewish descent remaining in the JAO (1% of the total population), while ethnic Russians made up 92.7% of the JAO population. The JAO is Russia's only autonomous oblast and, aside of Israel, the world's only Jewish territory with an official status.
Israel
In the First Aliyah, much of the Zionist settlement consisted of legal land purchases for agricultural colonies, or moshavot, for wine and citrus production.
According to Elia Zuriek in his book "Israel's Colonial Project in Palestine: Brutal Pursuit", Israeli settlements in the West Bank is an additional form of colonization. This view is part of a key debate in the Israeli–Palestinian conflict. Law professors Steven Lubet and Jonathan Zasloff describe the "Zionism as settler colonialism" theory as politically motivated, derogatory and highly controversial. According to them, there are important differences between Zionism and settler colonialism, for instance: (1) Early Zionists did not seek to transport European culture into Israel, they sought to revive the culture of an indigenous people of the land, the culture of their ancestors (e.g., they left their European languages behind and adopted a Middle Eastern/Semitic one: Hebrew); (2) No settler colonial movement ever claimed to be "returning home"; (3) Jews had already been living in the "colonized" region for thousands of years. Both professors also point out that the academic journal where Wolfe published his essay fails to mention the Islamic military campaign that captured the region in the 7th and 8th centuries.
Indonesia
The transmigration program is an initiative of the Indonesian government to move landless people from densely populated areas of Java, but also to a lesser extent from Bali and Madura, to less populous areas of the country including Papua, Kalimantan, Sumatra, and Sulawesi.
Papua New Guinea
In 1884 Britain declared a protective order over South East New Guinea, establishing an official colony in 1888. Germany however, annexed parts of the North. This annexation separated the entire region into the South, known as "The Territory of Papua" and North, known as "German New Guinea".
Philippines
Due to marginalisation produced by continuous Resettlement Policy, by 1969, political tensions and open hostilities developed between the Government of the Philippines and Moro Muslim rebel groups in Mindanao.
Myanmar
Subject peoples
Many colonists came to colonies for slaves to their colonizing countries, so the legal power to leave or remain may not be the issue so much as the actual presence of the people in the new country. This left the indigenous natives of their lands slaves in their own countries.
The Canadian Indian residential school system was identified by the Truth and Reconciliation Commission (Canada) as colonization through depriving the youth of First Nations in Canada of their languages and cultures.
During the mid 20th century, there was the most dramatic and devastating attempt at colonization, and that was pursued with Nazism. Hitler and Heinrich Himmler and their supporters schemed for a mass migration of Germans to Eastern Europe, where some of the Germans were to become colonists, having control over the native people. These indigenous people were planned to be reduced to slaves or wholly annihilated.
Many advanced nations currently have large numbers of guest workers/temporary work visa holders who are brought in to do seasonal work such as harvesting or to do low-paid manual labor. Guest workers or contractors have a lower status than workers with visas, because guest workers can be removed at any time for any reason.
Endo-colonization
Colonization may be a domestic strategy when there is a widespread security threat within a nation and weapons are turned inward, as noted by Paul Virilio:
Obsession with security results in the endo-colonization of society: endo-colonization is the use of increasingly powerful and ubiquitous technologies of security turned inward, to attempt to secure the fast and messy circulations of our globalizing, networked society...it is the increasing domination of public life with stories of dangerous otherness and suspicion...
Some instances of the burden of endo-colonization have been noted:
The acute difficulties of the Latin American and southern European military-bureaucratic dictatorships in the seventies and early eighties and the Soviet Union in the late eighties can in large part be attributed to the economic, political and social contradictions induced by endo-colonizing militarism.
Space colonization
See also
Colonization
Colonialism
Coloniality of gender
Colonization of Antarctica
Cocacolonization
Ocean colonization
List of colonial empires
Other related
Colonisation (biology)
Human settlement
Imperialism
Pre-Columbian trans-oceanic contact
Notes and references
Bibliography
Cooper, Frederick, Colonialism in Question: Theory, Knowledge History, Berkeley: University of California Press, 2005
Jared Diamond, Guns, germs and steel. A short history of everybody for the last 13,000 years, 1997.
Ankerl Guy, Coexisting Contemporary Civilizations: Arabo-Muslim, Bharati, Chinese, and Western, INUPress, Geneva, 2000. .
Cotterell, Arthur. Western Power in Asia: Its Slow Rise and Swift Fall, 1415 - 1999 (2009) popular history; excerpt
Articles containing video clips
Settler colonialism | 0.782922 | 0.997979 | 0.781339 |
Relativism | Relativism is a family of philosophical views which deny claims to objectivity within a particular domain and assert that valuations in that domain are relative to the perspective of an observer or the context in which they are assessed. There are many different forms of relativism, with a great deal of variation in scope and differing degrees of controversy among them. Moral relativism encompasses the differences in moral judgments among people and cultures. Epistemic relativism holds that there are no absolute principles regarding normative belief, justification, or rationality, and that there are only relative ones. Alethic relativism (also factual relativism) is the doctrine that there are no absolute truths, i.e., that truth is always relative to some particular frame of reference, such as a language or a culture (cultural relativism). Some forms of relativism also bear a resemblance to philosophical skepticism. Descriptive relativism seeks to describe the differences among cultures and people without evaluation, while normative relativism evaluates the word truthfulness of views within a given framework.
Forms of relativism
Anthropological versus philosophical relativism
Anthropological relativism refers to a methodological stance, in which the researcher suspends (or brackets) their own cultural prejudice while trying to understand beliefs or behaviors in their contexts. This has become known as methodological relativism, and concerns itself specifically with avoiding ethnocentrism or the application of one's own cultural standards to the assessment of other cultures. This is also the basis of the so-called "emic" and "etic" distinction, in which:
An emic or insider account of behavior is a description of a society in terms that are meaningful to the participant or actor's own culture; an emic account is therefore culture-specific, and typically refers to what is considered "common sense" within the culture under observation.
An etic or outsider account is a description of a society by an observer, in terms that can be applied to other cultures; that is, an etic account is culturally neutral, and typically refers to the conceptual framework of the social scientist. (This is complicated when it is scientific research itself that is under study, or when there is theoretical or terminological disagreement within the social sciences.)
Philosophical relativism, in contrast, asserts that the truth of a proposition depends on the metaphysical, or theoretical frame, or the instrumental method, or the context in which the proposition is expressed, or on the person, groups, or culture who interpret the proposition.
Methodological relativism and philosophical relativism can exist independently from one another, but most anthropologists base their methodological relativism on that of the philosophical variety.
Descriptive versus normative relativism
The concept of relativism also has importance both for philosophers and for anthropologists in another way. In general, anthropologists engage in descriptive relativism ("how things are" or "how things seem"), whereas philosophers engage in normative relativism ("how things ought to be"), although there is some overlap (for example, descriptive relativism can pertain to concepts, normative relativism to truth).
Descriptive relativism assumes that certain cultural groups have different modes of thought, standards of reasoning, and so forth, and it is the anthropologist's task to describe, but not to evaluate the validity of these principles and practices of a cultural group. It is possible for an anthropologist in his or her fieldwork to be a descriptive relativist about some things that typically concern the philosopher (e.g., ethical principles) but not about others (e.g., logical principles). However, the descriptive relativist's empirical claims about epistemic principles, moral ideals and the like are often countered by anthropological arguments that such things are universal, and much of the recent literature on these matters is explicitly concerned with the extent of, and evidence for, cultural or moral or linguistic or human universals.
The fact that the various species of descriptive relativism are empirical claims may tempt the philosopher to conclude that they are of little philosophical interest, but there are several reasons why this is not so. First, some philosophers, notably Kant, argue that certain sorts of cognitive differences between human beings (or even all rational beings) are impossible, so such differences could never be found to obtain in fact, an argument that places a priori limits on what empirical inquiry could discover and on what versions of descriptive relativism could be true. Second, claims about actual differences between groups play a central role in some arguments for normative relativism (for example, arguments for normative ethical relativism often begin with claims that different groups in fact have different moral codes or ideals). Finally, the anthropologist's descriptive account of relativism helps to separate the fixed aspects of human nature from those that can vary, and so a descriptive claim that some important aspect of experience or thought does (or does not) vary across groups of human beings tells us something important about human nature and the human condition.
Normative relativism concerns normative or evaluative claims that modes of thought, standards of reasoning, or the like are only right or wrong relative to a framework. 'Normative' is meant in a general sense, applying to a wide range of views; in the case of beliefs, for example, normative correctness equals truth. This does not mean, of course, that framework-relative correctness or truth is always clear, the first challenge being to explain what it amounts to in any given case (e.g., with respect to concepts, truth, epistemic norms). Normative relativism (say, in regard to normative ethical relativism) therefore implies that things (say, ethical claims) are not simply true in themselves, but only have truth values relative to broader frameworks (say, moral codes). (Many normative ethical relativist arguments run from premises about ethics to conclusions that assert the relativity of truth values, bypassing general claims about the nature of truth, but it is often more illuminating to consider the type of relativism under question directly.)
Legal relativism
In English common law, two (perhaps three) separate standards of proof are recognized:
proof based on the balance of probabilities is the lesser standard used in civil litigation, which cases mostly concern money or some other penalty, that, if further and better evidence should emerge, is reasonably reversible.
proof beyond reasonable doubt is used in criminal law cases where an accused's right to personal freedom or survival is in question, because such punishment is not reasonably reversible.
Absolute truth is so complex as to be only capable of being fully understood by the omniscient established during the Tudor period as the one true God
Related and contrasting positions
Relationism is the theory that there are only relations between individual entities, and no intrinsic
properties. Despite the similarity in name, it is held by some to be a position distinct from relativism—for instance, because "statements about relational properties [...] assert an absolute truth about things in the world".
On the other hand, others wish to equate relativism, relationism and even relativity, which is a precise theory of relationships between physical objects: Nevertheless, "This confluence of relativity theory with relativism became a strong contributing factor in the increasing prominence of relativism".
Whereas previous investigations of science only sought sociological or psychological explanations of failed scientific theories or pathological science, the 'strong programme' is more relativistic, assessing scientific truth and falsehood equally in a historic and cultural context.
Criticisms
A common argument against relativism suggests that it inherently refutes itself: the statement "all is relative" classes either as a relative statement or as an absolute one. If it is relative, then this statement does not rule out absolutes. If the statement is absolute, on the other hand, then it provides an example of an absolute statement, proving that not all truths are relative. However, this argument against relativism only applies to relativism that positions truth as relative–i.e. epistemological/truth-value relativism. More specifically, it is only extreme forms of epistemological relativism that can come in for this criticism as there are many epistemological relativists who posit that some aspects of what is regarded as factually "true" are not universal, yet still accept that other universal truths exist (e.g. gas laws or moral laws).
Another argument against relativism posits a Natural Law. Simply put, the physical universe works under basic principles: the "Laws of Nature". Some contend that a natural Moral Law may also exist, for example as argued by, Immanuel Kant in Critique of Practical Reason, Richard Dawkins in The God Delusion (2006) and addressed by C. S. Lewis in Mere Christianity (1952). Dawkins said "I think we face an equal but much more sinister challenge from the left, in the shape of cultural relativism - the view that scientific truth is only one kind of truth and it is not to be especially privileged".
Philosopher Hilary Putnam, among others, states that some forms of relativism make it impossible to believe one is in error. If there is no truth beyond an individual's belief that something is true, then an individual cannot hold their own beliefs to be false or mistaken. A related criticism is that relativizing truth to individuals destroys the distinction between truth and belief.
Views
Philosophical
Ancient
Sophism
Sophists are considered the founding fathers of relativism in Western philosophy. Elements of relativism emerged among the Sophists in the 5th century BC. Notably, it was Protagoras who coined the phrase, "Man is the measure of all things: of things which are, that they are, and of things which are not, that they are not." The thinking of the Sophists is mainly known through their opponent, Plato. In a paraphrase from Plato's dialogue Theaetetus, Protagoras said: "What is true for you is true for you, and what is true for me is true for me."
Modern
Bernard Crick
Bernard Crick, a British political scientist and advocate of relativism, suggested in In Defence of Politics (1962) that moral conflict between people is inevitable. He thought that only ethics can resolve such conflict, and when that occurs in public it results in politics. Accordingly, Crick saw the process of dispute resolution, harms reduction, mediation or peacemaking as central to all of moral philosophy. He became an important influence on feminists and later on the Greens.
Paul Feyerabend
Philosopher of science Paul Feyerabend is often considered to be a relativist, although he denied being one.
Feyerabend argued that modern science suffers from being methodologically monistic (the belief that only a single methodology can produce scientific progress). Feyerabend summarises his case in Against Method with the phrase "anything goes".
In an aphorism [Feyerabend] often repeated, "potentially every culture is all cultures". This is intended to convey that world views are not hermetically closed, since their leading concepts have an "ambiguity" - better, an open-endedness - which enables people from other cultures to engage with them. [...] It follows that relativism, understood as the doctrine that truth is relative to closed systems, can get no purchase. [...] For Feyerabend, both hermetic relativism and its absolutist rival [realism] serve, in their different ways, to "devalue human existence". The former encourages that unsavoury brand of political correctness which takes the refusal to criticise "other cultures" to the extreme of condoning murderous dictatorship and barbaric practices. The latter, especially in its favoured contemporary form of "scientific realism", with the excessive prestige it affords to the abstractions of "the monster 'science'", is in bed with a politics which likewise disdains variety, richness and everyday individuality - a politics which likewise "hides" its norms behind allegedly neutral facts, "blunts choices and imposes laws".
Thomas Kuhn
Thomas Kuhn's philosophy of science, as expressed in The Structure of Scientific Revolutions, is often interpreted as relativistic. He claimed that, as well as progressing steadily and incrementally ("normal science"), science undergoes periodic revolutions or "paradigm shifts", leaving scientists working in different paradigms with difficulty in even communicating. Thus the truth of a claim, or the existence of a posited entity, is relative to the paradigm employed. However, it is not necessary for him to embrace relativism because every paradigm presupposes the prior, building upon itself through history and so on. This leads to there being a fundamental, incremental, and referential structure of development which is not relative but again, fundamental.
From these remarks, one thing is however certain: Kuhn is not saying that incommensurable theories cannot be compared - what they can't be is compared in terms of a system of common measure. He very plainly says that they can be compared, and he reiterates this repeatedly in later work, in a (mostly in vain) effort to avert the crude and sometimes catastrophic misinterpretations he suffered from mainstream philosophers and post-modern relativists alike.
But Kuhn rejected the accusation of being a relativist later in his postscript:
scientific development is ... a unidirectional and irreversible process. Later scientific theories are better than earlier ones for solving puzzles ... That is not a relativist's position, and it displays the sense in which I am a convinced believer in scientific progress.
Some have argued that one can also read Kuhn's work as essentially positivist in its ontology: the revolutions he posits are epistemological, lurching toward a presumably 'better' understanding of an objective reality through the lens presented by the new paradigm. However, a number of passages in Structure do indeed appear to be distinctly relativist, and to directly challenge the notion of an objective reality and the ability of science to progress towards an ever-greater grasp of it, particularly through the process of paradigm change.
In the sciences there need not be progress of another sort. We may, to be more precise, have to relinquish the notion, explicit or implicit, that changes of paradigm carry scientists and those who learn from them closer and closer to the truth.
We are all deeply accustomed to seeing science as the one enterprise that draws constantly nearer to some goal set by nature in advance. But need there be any such goal? Can we not account for both science's existence and its success in terms of evolution from the community's state of knowledge at any given time? Does it really help to imagine that there is some one full, objective, true account of nature and that the proper measure of scientific achievement is the extent to which it brings us closer to that ultimate goal?
George Lakoff and Mark Johnson
George Lakoff and Mark Johnson define relativism in Metaphors We Live By as the rejection of both subjectivism and metaphysical objectivism in order to focus on the relationship between them, i.e. the metaphor by which we relate our current experience to our previous experience. In particular, Lakoff and Johnson characterize "objectivism" as a "straw man", and, to a lesser degree, criticize the views of Karl Popper, Kant and Aristotle.
Robert Nozick
In his book Invariances, Robert Nozick expresses a complex set of theories about the absolute and the relative. He thinks the absolute/relative distinction should be recast in terms of an invariant/variant distinction, where there are many things a proposition can be invariant with regard to or vary with. He thinks it is coherent for truth to be relative, and speculates that it might vary with time. He thinks necessity is an unobtainable notion, but can be approximated by robust invariance across a variety of conditions—although we can never identify a proposition that is invariant with regard to everything. Finally, he is not particularly warm to one of the most famous forms of relativism, moral relativism, preferring an evolutionary account.
Joseph Margolis
Joseph Margolis advocates a view he calls "robust relativism" and defends it in his books Historied Thought, Constructed World, Chapter 4 (California, 1995) and The Truth about Relativism (Blackwell, 1991). He opens his account by stating that our logics should depend on what we take to be the nature of the sphere to which we wish to apply our logics. Holding that there can be no distinctions which are not "privileged" between the alethic, the ontic, and the epistemic, he maintains that a many-valued logic just might be the most apt for aesthetics or history since, because in these practices, we are loath to hold to simple binary logic; and he also holds that many-valued logic is relativistic. (This is perhaps an unusual definition of "relativistic". Compare with his comments on "relationism".) To say that "True" and "False" are mutually exclusive and exhaustive judgements on Hamlet, for instance, really does seem absurd. A many-valued logicwith its values "apt", "reasonable", "likely", and so onseems intuitively more applicable to interpreting Hamlet. Where apparent contradictions arise between such interpretations, we might call the interpretations "incongruent", rather than dubbing either of them "false", because using many-valued logic implies that a measured value is a mixture of two extreme possibilities. Using the subset of many-valued logic, fuzzy logic, it can be said that various interpretations can be represented by membership in more than one possible truth set simultaneously. Fuzzy logic is therefore probably the best mathematical structure for understanding "robust relativism" and has been interpreted by Bart Kosko as philosophically being related to Zen Buddhism.
It was Aristotle who held that relativism implies that we should, sticking with appearances only, end up contradicting ourselves somewhere if we could apply all attributes to all ousiai (beings). Aristotle, however, made non-contradiction dependent upon his essentialism. If his essentialism is false, then so too is his ground for disallowing relativism. (Subsequent philosophers have found other reasons for supporting the principle of non-contradiction.)
Beginning with Protagoras and invoking Charles Sanders Peirce, Margolis shows that the historic struggle to discredit relativism is an attempt to impose an unexamined belief in the world's essentially rigid rule-like nature. Plato and Aristotle merely attacked "relationalism"the doctrine of true for l or true for k, and the like, where l and k are different speakers or different worldsor something similar (most philosophers would call this position "relativism"). For Margolis, "true" means true; that is, the alethic use of "true" remains untouched. However, in real world contexts, and context is ubiquitous in the real world, we must apply truth values. Here, in epistemic terms, we might tout court retire "true" as an evaluation and keep "false". The rest of our value-judgements could be graded from "extremely plausible" down to "false". Judgements which on a bivalent logic would be incompatible or contradictory are further seen as "incongruent", although one may well have more weight than the other. In short, relativistic logic is not, or need not be, the bugbear it is often presented to be. It may simply be the best type of logic to apply to certain very uncertain spheres of real experiences in the world (although some sort of logic needs to be applied in order to make that judgement). Those who swear by bivalent logic might simply be the ultimate keepers of the great fear of the flux.
Richard Rorty
Philosopher Richard Rorty has a somewhat paradoxical role in the debate over relativism: he is criticized for his relativistic views by many commentators, but has always denied that relativism applies to much anybody, being nothing more than a Platonic scarecrow. Rorty claims, rather, that he is a pragmatist, and that to construe pragmatism as relativism is to beg the question.
'"Relativism" is the traditional epithet applied to pragmatism by realists'
'"Relativism" is the view that every belief on a certain topic, or perhaps about any topic, is as good as every other. No one holds this view. Except for the occasional cooperative freshman, one cannot find anybody who says that two incompatible opinions on an important topic are equally good. The philosophers who get called 'relativists' are those who say that the grounds for choosing between such opinions are less algorithmic than had been thought.'
'In short, my strategy for escaping the self-referential difficulties into which "the Relativist" keeps getting himself is to move everything over from epistemology and metaphysics into cultural politics, from claims to knowledge and appeals to self-evidence to suggestions about what we should try.'
Rorty takes a deflationary attitude to truth, believing there is nothing of interest to be said about truth in general, including the contention that it is generally subjective. He also argues that the notion of warrant or justification can do most of the work traditionally assigned to the concept of truth, and that justification is relative; justification is justification to an audience, for Rorty.
In Contingency, Irony, and Solidarity he argues that the debate between so-called relativists and so-called objectivists is beside the point because they do not have enough premises in common for either side to prove anything to the other.
Nalin de Silva
In his book Mage Lokaya (My World), 1986, Nalin de Silva criticized the basis of the established western system of knowledge, and its propagation, which he refers as "domination throughout the world".He explained in this book that mind independent reality is impossible and knowledge is not found but constructed. Further he has introduced and developed the concept of "Constructive Relativism" as the basis on which knowledge is constructed relative to the sense organs, culture and the mind completely based on Avidya.
Colin Murray Turbayne
In his final book Metaphors for the Mind: The Creative Mind and Its Origins (1991), Colin Murray Turbayne joins the debate about relativism and realism by providing an analysis of the manner in which Platonic metaphors which were first presented in the procreation model of the Timaeus dialogue have evolved over time to influence the philosophical works of both George Berkeley and Emmanuel Kant. In addition, he illustrates the manner in which these ancient Greek metaphors have subsequently evolved to impact the development of the theories of "substance" and "attribute", which in turn have dominated the development of human thought and language in the 20th century.
In his The Myth of Metaphor (1962) Turbayne argues that it is perfectly possible to transcend the limitations which are inherent in such metaphors, including those incorporated within the framework of classical "objective" mechanistic Newtonian cosmology and scientific materialism in general. In Turbayne's view, one can strive to embrace a more satisfactory epistemology by first acknowledging the limitations imposed by such metaphorical systems. This can readily be accomplished by restoring Plato's metaphorical model to its original state in which both "male" and "female" aspects of the mind work in concert within the context of a harmonious balance during the process of creation.
Postmodernism
The term "relativism" often comes up in debates over postmodernism, poststructuralism and phenomenology. Critics of these perspectives often identify advocates with the label "relativism". For example, the Sapir–Whorf hypothesis is often considered a relativist view because it posits that linguistic categories and structures shape the way people view the world. Stanley Fish has defended postmodernism and relativism.
These perspectives do not strictly count as relativist in the philosophical sense, because they express agnosticism on the nature of reality and make epistemological rather than ontological claims. Nevertheless, the term is useful to differentiate them from realists who believe that the purpose of philosophy, science, or literary critique is to locate externally true meanings. Important philosophers and theorists such as Michel Foucault, Max Stirner, political movements such as post-anarchism or post-Marxism can also be considered as relativist in this sense - though a better term might be social constructivist.
The spread and popularity of this kind of "soft" relativism varies between academic disciplines. It has wide support in anthropology and has a majority following in cultural studies. It also has advocates in political theory and political science, sociology, and continental philosophy (as distinct from Anglo-American analytical philosophy). It has inspired empirical studies of the social construction of meaning such as those associated with labelling theory, which defenders can point to as evidence of the validity of their theories (albeit risking accusations of performative contradiction in the process). Advocates of this kind of relativism often also claim that recent developments in the natural sciences, such as Heisenberg's uncertainty principle, quantum mechanics, chaos theory and complexity theory show that science is now becoming relativistic. However, many scientists who use these methods continue to identify as realist or post-positivist, and some sharply criticize the association.
Religious
Buddhism
Madhyamaka Buddhism, which forms the basis for many Mahayana Buddhist schools and which was founded by Nāgārjuna. Nāgārjuna taught the idea of relativity. In the Ratnāvalī, he gives the example that shortness exists only in relation to the idea of length. The determination of a thing or object is only possible in relation to other things or objects, especially by way of contrast. He held that the relationship between the ideas of "short" and "long" is not due to intrinsic nature (svabhāva). This idea is also found in the Pali Nikāyas and Chinese Āgamas, in which the idea of relativity is expressed similarly: "That which is the element of light ... is seen to exist on account of [in relation to] darkness; that which is the element of good is seen to exist on account of bad; that which is the element of space is seen to exist on account of form."
Madhyamaka Buddhism discerns two levels of truth: relative and ultimate. The two truths doctrine states that there are Relative or conventional, common-sense truth, which describes our daily experience of a concrete world, and Ultimate truth, which describes the ultimate reality as sunyata, empty of concrete and inherent characteristics. Conventional truth may be understood, in contrast, as "obscurative truth" or "that which obscures the true nature". It is constituted by the appearances of mistaken awareness. Conventional truth would be the appearance that includes a duality of apprehender and apprehended, and objects perceived within that. Ultimate truth is the phenomenal world free from the duality of apprehender and apprehended.
Catholicism
The Catholic Church, especially under John Paul II and Pope Benedict XVI, has identified relativism as one of the most significant problems for faith and morals today.
According to the Church and to some theologians, relativism, as a denial of absolute truth, leads to moral license and a denial of the possibility of sin and of God. Whether moral or epistemological, relativism constitutes a denial of the capacity of the human mind and reason to arrive at truth. Truth, according to Catholic theologians and philosophers (following Aristotle) consists of adequatio rei et intellectus, the correspondence of the mind and reality. Another way of putting it states that the mind has the same form as reality. This means when the form of the computer in front of someone (the type, color, shape, capacity, etc.) is also the form that is in their mind, then what they know is true because their mind corresponds to objective reality.
The denial of an absolute reference, of an axis mundi, denies God, who equates to Absolute Truth, according to these Christian theologians. They link relativism to secularism, an obstruction of religion in human life.
Leo XIII
Pope Leo XIII (1810–1903) was the first known Pope to use the word "relativism", in his encyclical Humanum genus (1884). Leo condemned Freemasonry and claimed that its philosophical and political system was largely based on relativism.
John Paul II
John Paul II wrote in Veritatis Splendor
As is immediately evident, the crisis of truth is not unconnected with this development. Once the idea of a universal truth about the good, knowable by human reason, is lost, inevitably the notion of conscience also changes. Conscience is no longer considered in its primordial reality as an act of a person's intelligence, the function of which is to apply the universal knowledge of the good in a specific situation and thus to express a judgment about the right conduct to be chosen here and now. Instead, there is a tendency to grant to the individual conscience the prerogative of independently determining the criteria of good and evil and then acting accordingly. Such an outlook is quite congenial to an individualist ethic, wherein each individual is faced with his own truth, different from the truth of others. Taken to its extreme consequences, this individualism leads to a denial of the very idea of human nature.
In Evangelium Vitae (The Gospel of Life), he says:
Freedom negates and destroys itself, and becomes a factor leading to the destruction of others, when it no longer recognizes and respects its essential link with the truth. When freedom, out of a desire to emancipate itself from all forms of tradition and authority, shuts out even the most obvious evidence of an objective and universal truth, which is the foundation of personal and social life, then the person ends up by no longer taking as the sole and indisputable point of reference for his own choices the truth about good and evil, but only his subjective and changeable opinion or, indeed, his selfish interest and whim.
Benedict XVI
In April 2005, in his homily during Mass prior to the conclave which would elect him as Pope, then Cardinal Joseph Ratzinger talked about the world "moving towards a dictatorship of relativism":
How many winds of doctrine we have known in recent decades, how many ideological currents, how many ways of thinking. The small boat of thought of many Christians has often been tossed about by these waves – thrown from one extreme to the other: from Marxism to liberalism, even to libertinism; from collectivism to radical individualism; from atheism to a vague religious mysticism; from agnosticism to syncretism, and so forth. Every day new sects are created and what Saint Paul says about human trickery comes true, with cunning which tries to draw those into error (cf Ephesians 4, 14). Having a clear Faith, based on the Creed of the Church, is often labeled today as a fundamentalism. Whereas, relativism, which is letting oneself be tossed and "swept along by every wind of teaching", looks like the only attitude acceptable to today's standards. We are moving towards a dictatorship of relativism which does not recognize anything as certain and which has as its highest goal one's own ego and one's own desires. However, we have a different goal: the Son of God, true man. He is the measure of true humanism. Being an "Adult" means having a faith which does not follow the waves of today's fashions or the latest novelties. A faith which is deeply rooted in friendship with Christ is adult and mature. It is this friendship which opens us up to all that is good and gives us the knowledge to judge true from false, and deceit from truth.
On June 6, 2005, Pope Benedict XVI told educators:
Today, a particularly insidious obstacle to the task of education is the massive presence in our society and culture of that relativism which, recognizing nothing as definitive, leaves as the ultimate criterion only the self with its desires. And under the semblance of freedom it becomes a prison for each one, for it separates people from one another, locking each person into his or her own 'ego'.
Then during the World Youth Day in August 2005, he also traced to relativism the problems produced by the communist and sexual revolutions, and provided a counter-counter argument.
In the last century we experienced revolutions with a common programme–expecting nothing more from God, they assumed total responsibility for the cause of the world in order to change it. And this, as we saw, meant that a human and partial point of view was always taken as an absolute guiding principle. Absolutizing what is not absolute but relative is called totalitarianism. It does not liberate man, but takes away his dignity and enslaves him. It is not ideologies that save the world, but only a return to the living God, our Creator, the Guarantor of our freedom, the Guarantor of what is really good and true.
Pope Francis
Pope Francis refers in Evangelii gaudium to two forms of relativism, "doctrinal relativism" and a "practical relativism" typical of "our age". The latter is allied to "widespread indifference" to systems of belief.
Jainism
Mahavira (599-527 BC), the 24th Tirthankara of Jainism, developed a philosophy known as Anekantavada. John Koller describes anekāntavāda as "epistemological respect for view of others" about the nature of existence, whether it is "inherently enduring or constantly changing", but "not relativism; it does not mean conceding that all arguments and all views are equal".
Sikhism
In Sikhism the Gurus (spiritual teachers) have propagated the message of "many paths" leading to the one God and ultimate salvation for all souls who tread on the path of righteousness. They have supported the view that proponents of all faiths can, by doing good and virtuous deeds and by remembering the Lord, certainly achieve salvation. The students of the Sikh faith are told to accept all leading faiths as possible vehicles for attaining spiritual enlightenment provided the faithful study, ponder and practice the teachings of their prophets and leaders. The holy book of the Sikhs called the Sri Guru Granth Sahib says: "Do not say that the Vedas, the Bible and the Koran are false. Those who do not contemplate them are false." Guru Granth Sahib page 1350; later stating: "The seconds, minutes, and hours, days, weeks and months, and the various seasons originate from the one Sun; O nanak, in just the same way, the many forms originate from the Creator." Guru Granth Sahib page 12,13.
See also
References
Bibliography
Maria Baghramian, Relativism, London: Routledge, 2004,
Gad Barzilai, Communities and Law: Politics and Cultures of Legal Identities, Ann Arbor: University of Michigan Press, 2003,
Andrew Lionel Blais, On the Plurality of Actual Worlds, University of Massachusetts Press, 1997,
Benjamin Brown, Thoughts and Ways of Thinking: Source Theory and Its Applications. London: Ubiquity Press, 2017. .
Ernest Gellner, Relativism and the Social Sciences, Cambridge: Cambridge University Press, 1985,
Rom Harré and Michael Krausz, Varieties of Relativism, Oxford, UK; New York, NY: Blackwell, 1996,
Knight, Robert H. The Age of Consent: the Rise of Relativism and the Corruption of Popular Culture. Dallas, Tex.: Spence Publishing Co., 1998. xxiv, 253, [1] p.
Michael Krausz, ed., Relativism: A Contemporary Anthology, New York: Columbia University Press, 2010,
Martin Hollis, Steven Lukes, Rationality and Relativism, Oxford: Basil Blackwell, 1982,
Joseph Margolis, Michael Krausz, R. M. Burian, Eds., Rationality, Relativism, and the Human Sciences, Dordrecht: Boston, M. Nijhoff, 1986,
Jack W. Meiland, Michael Krausz, Eds. Relativism, Cognitive and Moral, Notre Dame: University of Notre Dame Press, 1982,
Markus Seidel, Epistemic Relativism: A Constructive Critique, Basingstoke: Palgrave Macmillan, 2014,
External links
Westacott, E. Relativism, 2005, Internet Encyclopedia of Philosophy
Westacott, E. Cognitive Relativism, 2006, Internet Encyclopedia of Philosophy
Professor Ronald Jones on relativism
What 'Being Relative' Means, a passage from Pierre Lecomte du Nouy's "Human Destiny" (1947)
BBC Radio 4 series "In Our Time", on Relativism - the battle against transcendent knowledge, 19 January 2006
Against Relativism, by Christopher Noriss
The Catholic Encyclopedia
Harvey Siegel reviews Paul Boghossian's Fear of Knowledge
Epistemological schools and traditions | 0.784587 | 0.995858 | 0.781337 |
Uchronia | Uchronia is currently an English word-in-formation, a neologism, that is sometimes used in its original meaning as a straightforward synonym for alternate history, a genre of speculative fiction that reimagines historical events going in new, imaginary directions. However, it has also begun to refer to other related concepts.
In the Spanish, French, German, Portuguese, Italian, Catalan, and Galician languages, the words , , and are native terms for alternate history from which derives the English loanword uchronia. The word is composed of the Greek prefix ("not", "not any", and "no") and the Greek word "time", to describe a story set in "no time"; it was formed by analogy with the word utopia, a story set in "no place". It was coined by Charles Renouvier for his 1876 novel Uchronie, whose full title translated into English is Uchronia (Utopia in History), an Apocryphal Sketch of the Development of European Civilization Not as It Was But as It Might Have Been.
The English word, as a synonym for alternate history, has been applied for example to novels like Philip K. Dick's The Man in the High Castle and Philip Roth's The Plot Against America. However, another developing definition of uchronia is a larger umbrella category of fiction that encompasses alternate history, parallel universes, and stories based in futuristic or non-temporal settings. Yet another use of the term is for a genre of story rooted in divergences from actual history that originate as more gradual or micro-level changes, in contrast to alternate history, whose divergences have tended to be rooted in sudden and macro-level changes.
Furthermore, the goal of uchronia is sometimes now focused away from the traditional purpose of fiction as mere entertainment instead towards more practical applications in social and political discourse. In this context, it can refer to a re-imagining of a more positive history of a place than the current one, with real-world value in its implications and proposed solutions to social problems. Thus, as used by some scholars, uchronia is a whole new or alternative way of thinking, and not simply a genre of storytelling.
See also
Anachronism
Steampunk
References
External links
www.uchronia.net
Utopian fiction
Words originating in fiction
1870s neologisms
Alternate history websites
Science fiction themes
Speculative fiction | 0.793989 | 0.983638 | 0.780998 |
Cultural history | Cultural history records and interprets past events involving human beings through the social, cultural, and political milieu of or relating to the arts and manners that a group favors. Jacob Burckhardt (1818–1897) helped found cultural history as a discipline. Cultural history studies and interprets the record of human societies by denoting the various distinctive ways of living built up by a group of people under consideration. Cultural history involves the aggregate of past cultural activity, such as ceremony, class in practices, and the interaction with locales. It combines the approaches of anthropology and history to examine popular cultural traditions and cultural interpretations of historical experience.
Description
Many current cultural historians claim it to be a new approach, but cultural history was already referred to by nineteenth-century historians, notably the Swiss scholar of Renaissance history Jacob Burckhardt.
Cultural history overlaps in its approaches with the French movements of histoire des mentalités (Philippe Poirrier, 2004) and the so-called new history, and in the U.S. it is closely associated with the field of American studies. As originally conceived and practiced in the 19th century by Burckhardt, in relation to the Italian Renaissance, cultural history was oriented to the study of a particular historical period in its entirety, with regard not only to its painting, sculpture, and architecture, but to the economic basis underpinning society, and to the social institutions of its daily life. Echoes of Burkhardt's approach in the 20th century can be seen in Johan Huizinga's The Waning of the Middle Ages (1919).
Most often the focus is on phenomena shared by non-elite groups in a society, such as: carnival, festival, and public rituals; performance traditions of tale, epic, and other verbal forms; cultural evolutions in human relations (ideas, sciences, arts, techniques); and cultural expressions of social movements such as nationalism. Cultural history also examines main historical concepts as power, ideology, class, culture, cultural identity, attitude, race, perception and new historical methods as narration of body. Many studies consider adaptations of traditional culture to mass media (television, radio, newspapers, magazines, posters, etc.), from print to film and, now, to the Internet (culture of capitalism). Its modern approaches come from art history, Annales, Marxist school, microhistory and new cultural history.
Common theoretical touchstones for recent cultural history have included: Jürgen Habermas's formulation of the public sphere in The Structural Transformation of the Bourgeois Public Sphere; Clifford Geertz's notion of 'thick description' (expounded in The Interpretation of Cultures); and the idea of memory as a cultural-historical category, as discussed in Paul Connerton's How Societies Remember.
Historiography and the French Revolution
The area where new-style cultural history is often pointed to as being almost a paradigm is the "revisionist" history of the French Revolution, dated somewhere since François Furet's massively influential 1978 essay Interpreting the French Revolution. The "revisionist interpretation" is often characterized as replacing the allegedly dominant, allegedly Marxist, "social interpretation" which locates the causes of the Revolution in class dynamics. The revisionist approach has tended to put more emphasis on "political culture". Reading ideas of political culture through Habermas' conception of the public sphere, historians of the Revolution in the past few decades have looked at the role and position of cultural themes such as gender, ritual, and ideology in the context of pre-revolutionary French political culture.
Historians who might be grouped under this umbrella are Roger Chartier, Robert Darnton, Patrice Higonnet, Lynn Hunt, Keith Baker, Joan Landes, Mona Ozouf, and Sarah Maza. Of course, these scholars all pursue fairly diverse interests, and perhaps too much emphasis has been placed on the paradigmatic nature of the new history of the French Revolution. Colin Jones, for example, is no stranger to cultural history, Habermas, or Marxism, and has persistently argued that the Marxist interpretation is not dead, but can be revivified; after all, Habermas' logic was heavily indebted to a Marxist understanding. Meanwhile, Rebecca Spang has also recently argued that for all its emphasis on difference and newness, the 'revisionist' approach retains the idea of the French Revolution as a watershed in the history of (so-called) modernity and that the problematic notion of modernity has itself attracted scant attention.
Cultural studies
Cultural studies is an academic discipline popular among a diverse group of scholars. It combines political economy, geography, sociology, social theory, literary theory, film/video studies, cultural anthropology, philosophy, and art history/criticism to study cultural phenomena in various societies. Cultural studies researchers often concentrate on how a particular phenomenon relates to matters of ideology, nationality, ethnicity, social class, and/or gender. The term was coined by Richard Hoggart in 1964 when he founded the Birmingham Centre for Contemporary Cultural Studies. It has since become strongly associated with Stuart Hall, who succeeded Hoggart as Director.
Cultural history in popular culture
The BBC has produced and broadcast a number of educational television programmes on different aspects of human cultural history: in 1969 Civilisation, in 1973 The Ascent of Man, in 1985 The Triumph of the West and in 2012 Andrew Marr's History of the World.
See also
Collective unconscious
Ethnohistory
History of mentalities
Human history
References
Further reading
Arcangeli, Alessandro. (2011) Cultural History: A Concise Introduction (Routledge, 2011)
Burke, Peter. (2004). What is Cultural History?. Cambridge: Polity Press.
Cook, James W., et al. The Cultural Turn in U. S. History: Past, Present, and Future (2009) excerpt; 14 topical essays by scholars
Ginzburg "challenges us all to retrieve a cultural and social world that more conventional history does not record." -Back Cover
Green, Anna. (2008). Cultural History. Theory and History. Basingstoke and New York: Palgrave MacMillan.
Hérubel, Jean-Pierre V.M. (2010, January). "Observations on an Emergent Specialization: Contemporary French Cultural History. Significance for Scholarship." Journal of Scholarly Publishing 41#2 pp. 216–240.
Kelly, Michael. "Le regard de l'étranger: What French cultural studies bring to French cultural history." French Cultural Studies (2014) 25#3–4 pp: 253–261.
Kırlı, Cengiz. "From Economic History to Cultural History in Ottoman Studies." International Journal of Middle East Studies (2014) 46#2 pp: 376–378.
Laqueur, Walter, ed. Weimar: A cultural history (Routledge, 2017); Germany in 1920s.
McCaffery, Peter Gabriel, and Ben Marsden, eds. The Cultural History Reader (Routledge, 2014)
Melching, W., & Velema, W. (1994). Main trends in cultural history: ten essays. Amsterdam: Rodopi.
Moore, Alison M. "Historicising Historical Theory's History of Cultural Historiography" . Cosmos & History: The Journal of Natural and Social Philosophy, 12 (1), February 2016, 257–291.
Moore, Alison, "What Became of Cultural Historicism in the French Reclamation of Strasbourg After World War One?" French History and Civilization 5, 2014, 1–15
Morris, I. Archaeology as Cultural History: Words and Things in Iron Age Greece. (Blackwell Publishing, 1999).
Munslow, Alun. Deconstructing History (Routledge, 1997). .
Picón-Salas, Mariano. A cultural history of Spanish America (U of California Press, 2020).
Poirrier, Philippe (2004), Les Enjeux de l'histoire culturelle, Seuil.
Poster, M. (1997). Cultural history and postmodernity: disciplinary readings and challenges. New York: Columbia University Press.
Rickard, John. Australia: A cultural history (Monash University Publishing, 2017).
Rietbergen, Peter. Europe: a cultural history (Routledge, 2020).
Ritter, H. Dictionary of concepts in history. (Greenwood Press, 1986)
Salmi, H. "Cultural History, the Possible, and the Principle of Plenitude." History and Theory 50 (May 2011), 171–187.
Schlereth, T. J. Cultural history and material culture: everyday life, landscapes, museums. American material culture and folklife. (Ann Arbor, Mich: UMI Research Press, 1990).
Schwarz, Georg, Kulturexperimente im Altertum, Berlin: SI Symposion, 2010.
Spang, Rebecca. (2008). "Paradigms and Paranoia: how modern is the French Revolution?" American Historical Review, in JSTOR
Van Young, Eric. "The New Cultural History Comes to Old Mexico." in Writing Mexican History (Stanford UP, 2020) pp. 223–264.
External links
International Society for Cultural History
Web Portal on Historical Culture and Historiography
Cultural history
Cultural studies
Fields of history | 0.78773 | 0.99141 | 0.780963 |
Late modern period | In many periodizations of human history, the late modern period followed the early modern period. It began around 1800 and, depending on the author, either ended with the beginning of contemporary history in 1945, or includes the contemporary history period to the present day.
Notable historical events in the late 18th century, that marked the transition from the early modern period to the late modern period, include: the American Revolution (1765–91), French Revolution (1789–99), and beginning of the Industrial Revolution around 1760.
Definition
Possible end of the Late Modern period
There are differing approaches to defining a possible end or conclusion to the Late Modern period, or indeed whether it might be considered to have concluded at all. If that period is indeed concluded, then there are various options for how to label the subsequent era, i.e. the current contemporary era, as described below.
The Information Age is a historical period that began in the mid-20th century, characterized by a rapid epochal shift from traditional industry established by the Industrial Revolution to an economy primarily based upon information technology.
Some researchers typify the end of the Late Modern period by the concerns for the environment which began in 1950, as this marks the end of modern confidence about humanity's domination of the natural world.
The Postmodern era is the economic or cultural state or condition of society which is said to exist modernity. Some schools of thought hold that modernity ended in the late 20th century – in the 1980s or early 1990s – and that it was replaced by postmodernity, and still others would extend modernity to cover the developments denoted by postmodernity, while some believe that modernity ended sometime after World War II. The idea of the post-modern condition is sometimes characterized as a culture stripped of its capacity to function in any linear or autonomous state, such as e.g. regressive isolationism, as opposed to the progressive mind state of modernism.
Postmodernism is an intellectual stance or mode of discourse defined by an attitude of skepticism toward what it describes as the grand narratives and ideologies of modernism. It questions or criticizes viewpoints associated with Enlightenment rationality dating back to the 17th century.
The Post-industrial society is the stage of society's development when the service sector generates more wealth than the manufacturing sector of the economy. The term was originated by Alain Touraine and is closely related to similar sociological theoretical concepts such as post-Fordism, information society, knowledge economy, post-industrial economy, liquid modernity, and network society. They all can be used in economics or social science disciplines as a general theoretical backdrop in research design. As the term has been used, a few common themes have begun to emerge. Firstly, the economy undergoes a transition from the production of goods to the provision of services; also, producing ideas is the main way to grow the economy. The term is used by various researchers and social scientists.
Possible subdivisions
Additionally, the Late Modern period has been divided into various smaller periods; there are differing opinions and approaches on which time periods to assert in doing so.
Cold War era. The Cold War was a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc, which began following World War II. Historians do not fully agree on its starting and ending points, but the period is generally considered to span the 1947 Truman Doctrine (March 12, 1947) to the 1991 Dissolution of the Soviet Union (December 26, 1991).
The Digital Revolution (also known as the Third Industrial Revolution) is the shift from mechanical and analogue electronic technology to digital electronics which began in the latter half of the 20th century, with the adoption and proliferation of digital computers and digital record-keeping, that continues to the present day. Central to this revolution is the mass production and widespread use of digital logic, MOSFETs (MOS transistors), integrated circuit (IC) chips, and their derived technologies, including computers, microprocessors, digital cellular phones, and the Internet. These technological innovations have transformed traditional production and business techniques.
Industrial revolutions
The development of the steam engine started the Industrial Revolution in Great Britain. The steam engine was created to pump water from coal mines, enabling them to be deepened beyond groundwater levels. The date of the Industrial Revolution is not exact, but some studies suggest it occurred after the East India Company's conquests of Mughal Bengal, Kingdom of Mysore and the rest of India, which were already observing the proto-industrialization. Eric Hobsbawm held that it "broke out" in the 1780s and was not fully felt until the 1830s or 1840s, while T.S. Ashton held that it occurred roughly between 1760 and 1830 (in effect the reigns of George III, The Regency, and George IV).
19th century
Historians define the 19th century historical era as stretching from 1815 (the Congress of Vienna) to 1914 (the outbreak of the First World War). Alternatively, Eric Hobsbawm defined the "Long Nineteenth Century" as spanning the years 1789 to 1914.
European imperialism and empires
In the 1800s and early 1900s, the great and powerful Spanish, Portuguese, Ottoman, and Mughal Empires began to break apart. Spain, which was at one time unrivaled in Europe, had been declining for a long time when it was crippled by Napoleon Bonaparte's invasion.
The Ottoman Empire was wracked with a series of revolutions, resulting with the Ottoman's only holding a small region that surrounded the capital, Istanbul.
The Mughal Empire, which was descended from the Mongol Khanate, was bested by the upcoming Maratha Confederacy. All was going well for the Marathas until the British took an interest in the riches of India and the British ended up ruling not just the boundaries of Modern India, but also Pakistan, Burma, Nepal, Bangladesh and some Southern Regions of Afghanistan.
Portugal's vast territory of Brazil reformed into the independent Empire of Brazil. With the defeat of Napoleonic France, Britain became undoubtedly the most powerful country in the world, and by the end of the First World War controlled a Quarter of the world's population and a third of its surface. However, the power of the British Empire did not end on land, since it had the greatest navy on the planet. Electricity, steel, and petroleum enabled Germany to become a great international power that raced to create empires of its own.
Substantial decolonization of the Americas occurred through various revolutions and wars of independence fought by new countries in the Americas against European colonizers in late 18th and early-to-mid-19th centuries. The Spanish American wars of independence lasted from 1808 until 1829, directly related to the Napoleonic French invasion of Spain. The conflict started with short-lived governing juntas established in Chuquisaca and Quito opposing the composition of the Supreme Central Junta of Seville. When the Central Junta fell to the French, numerous new Juntas appeared all across the Americas, eventually resulting in a chain of newly independent countries stretching from Argentina and Chile in the south, to Mexico in the north. After the death of the king Ferdinand VII, in 1833, only Cuba and Puerto Rico remained under Spanish rule, until the Spanish–American War in 1898. Unlike the Spanish, the Portuguese did not divide their colonial territory in America. The captaincies they created were subdued to a centralized administration in Salvador (later relocated to Rio de Janeiro) which reported directly to the Portuguese Crown until its independence in 1822, becoming the Empire of Brazil.
The Meiji Restoration was a chain of events that led to enormous changes in Japan's political and social structure that was taking a firm hold at the beginning of the Meiji era which coincided the opening of Japan by the arrival of the Black Ships of Commodore Matthew Perry and made Imperial Japan a great power. Russia and Qing dynasty China failed to keep pace with the other world powers which led to massive social unrest in both empires. The Qing Dynasty's military power weakened during the 19th century, and faced with international pressure, massive rebellions and defeats in wars, the dynasty declined after the mid-19th century.
European powers controlled parts of Oceania, with French New Caledonia from 1853 and French Polynesia from 1889; the Germans established colonies in New Guinea in 1884, and Samoa in 1900. The United States expanded into the Pacific with Hawaii becoming a U.S. territory from 1898. Disagreements between the US, Germany and UK over Samoa led to the Tripartite Convention of 1899.
British Victorian era
The Victorian era of the United Kingdom was the period of Queen Victoria's reign from June 1837 to January 1901. This was a long period of prosperity for the British people, as profits gained from the overseas British Empire, as well as from industrial improvements at home, allowed a large, educated middle class to develop. Some scholars would extend the beginning of the period—as defined by a variety of sensibilities and political games that have come to be associated with the Victorians—back five years to the passage of the Reform Act 1832.
In Britain's "imperial century", victory over Napoleon left Britain without any serious international rival, other than Russia in central Asia. Unchallenged at sea, Britain adopted the role of global policeman, a state of affairs later known as the Pax Britannica, and a foreign policy of "splendid isolation". Alongside the formal control it exerted over its own colonies, Britain's dominant position in world trade meant that it effectively controlled the economies of many nominally independent countries, such as China, Argentina and Siam, which has been generally characterized as "informal empire". Of note during this time was the Anglo-Zulu War, which was fought in 1879 between the British Empire and the Zulu Empire.
British imperial strength was underpinned by the steamship and the telegraph, new technologies invented in the second half of the 19th century, allowing it to control and defend the Empire. By 1902, the British Empire was linked together by a network of telegraph cables, the so-called All Red Line. Growing until 1922, around of territory and roughly 458 million people were added to the British Empire. The British established colonies in Australia in 1788, New Zealand in 1840 and Fiji in 1872, with much of Oceania becoming part of the British Empire.
French governments and conflicts
The Bourbon Restoration followed the ousting of Napoleon I of France in 1814. The Allies restored the Bourbon Dynasty to the French throne. The ensuing period is called the Restoration, following French usage, and is characterized by a sharp conservative reaction and the re-establishment of the Roman Catholic Church as a power in French politics. The July Monarchy was a period of liberal constitutional monarchy in France under King Louis-Philippe starting with the July Revolution (or Three Glorious Days) of 1830 and ending with the Revolution of 1848. The Second Empire was the Imperial Bonapartist regime of Napoleon III from 1852 to 1870, between the Second Republic and the Third Republic, in France.
The Franco-Prussian War was a conflict between France and Prussia, while Prussia was backed up by the North German Confederation, of which it was a member, and the South German states of Baden, Württemberg and Bavaria. The complete Prussian and German victory brought about the final unification of Germany under King Wilhelm I of Prussia. It also marked the downfall of Napoleon III and the end of the Second French Empire, which was replaced by the Third Republic. As part of the settlement, almost all of the territory of Alsace-Lorraine was taken by Prussia to become a part of Germany, which it would retain until the end of World War I.
The French Third Republic was the republican government of France between the end of the Second French Empire following the defeat of Louis-Napoléon in the Franco-Prussian war in 1870 and the Vichy Regime after the invasion of France by the German Third Reich in 1940. The Third Republic endured seventy years, making it the most long-lasting regime in France since the collapse of the Ancien Régime in the French Revolution of 1789.
Italian unification
Italian unification was the political and social movement that annexed different states of the Italian peninsula into the single state of Italy in the 19th century. There is a lack of consensus on the exact dates for the beginning and the end of this period, but many scholars agree that the process began with the end of Napoleonic rule and the Congress of Vienna in 1815, and approximately ended with the Franco-Prussian War in 1871, though the last città irredente did not join the Kingdom of Italy until after World War I.
Slavery and abolition
Slavery was greatly reduced around the world in the 19th century. Following a successful slave revolt in Haiti, Britain forced the Barbary pirates to halt their practice of kidnapping and enslaving Europeans, banned slavery throughout its domain, and charged its navy with ending the global slave trade. Slavery was then abolished in Russia(1861), America(1865), and Brazil(1888).
African colonization
Following the abolition of the slave trade in 1807 and propelled by economic exploitation, the Scramble for Africa was initiated formally at the Berlin West Africa Conference in 1884–1885. The Berlin Conference attempted to avoid war among the European powers by allowing the European rival countries to carve up the continent of Africa into national colonies. Africans were not consulted.
The major European powers laid claim to the areas of Africa where they could exhibit a sphere of influence over the area. These claims did not have to have any substantial land holdings or treaties to be legitimate. The European power that demonstrated its control over a territory accepted the mandate to rule that region as a national colony. The European nation that held the claim developed and benefited from their colony's commercial interests without having to fear rival European competition. With the colonial claim came the underlying assumption that the European power that exerted control would use its mandate to offer protection and provide welfare for its colonial peoples, however, this principle remained more theory than practice. There were many documented instances of material and moral conditions deteriorating for native Africans in the late nineteenth and early twentieth centuries under European colonial rule, to the point where the colonial experience for them has been described as "hell on earth."
At the time of the Berlin Conference, Africa contained one-fifth of the world's population living in one-quarter of the world's land area. However, from Europe's perspective, they were dividing an unknown continent. European countries established a few coastal colonies in Africa by the mid-nineteenth century, which included Cape Colony (Great Britain), Angola (Portugal), and Algeria (France), but until the late nineteenth century Europe largely traded with free African states without feeling the need for territorial possession. Until the 1880s most of Africa remained uncharted, with western maps from the period generally showing blank spaces for the continent's interior.
From the 1880s to 1914, the European powers expanded their control across the African continent, competing with each other for Africa's land and resources. Great Britain controlled various colonial holdings in East Africa that spanned the length of the African continent from Egypt in the north to South Africa. The French gained major ground in West Africa, and the Portuguese held colonies in southern Africa. Germany, Italy, and Spain established a small number of colonies at various points throughout the continent, which included German East Africa (Tanganyika) and German Southwest Africa for Germany, Eritrea and Libya for Italy, and the Canary Islands and Rio de Oro in northwestern Africa for Spain. Finally, for King Leopold (ruled from 1865 to 1909), there was the large "piece of that great African cake" known as the Congo, which became his personal fiefdom. By 1914, almost the entire continent was under European control. Liberia, which was settled by freed American slaves in the 1820s, and Abyssinia (Ethiopia) in eastern Africa were the last remaining independent African states.
Meiji Japan
Around the end of the 19th century and into the 20th century, the Meiji era occurred during the reign of the Meiji Emperor. During this time, Japan started its modernization and rose to world power status. This era name means "Enlightened Rule". In Japan, the Meiji Restoration started in the 1860s, marking the rapid modernization by the Japanese themselves along European lines. Much research has focused on the issues of discontinuity versus continuity with the previous Tokugawa Period. It was not until the beginning of the Meiji Era that the Japanese government began taking modernization seriously. Japan expanded its military production base by opening arsenals in various locations. The hyobusho (war office) was replaced with a War Department and a Naval Department. The samurai class suffered great disappointment the following years.
Laws were instituted that required every able-bodied male Japanese citizen, regardless of class, to serve a mandatory term of three years with the first reserves and two additional years with the second reserves. This action, the deathblow for the samurai warriors and their daimyōs, initially met resistance from both the peasant and warrior alike. The peasant class interpreted the term for military service, ketsu-eki ("blood tax") literally, and attempted to avoid service by any means necessary. The Japanese government began modelling their ground forces after the French military. The French government contributed greatly to the training of Japanese officers. Many were employed at the military academy in Kyoto, and many more still were feverishly translating French field manuals for use in the Japanese ranks. Japan's modernized military gave Japan the opportunity to engage in Imperialism with its victory against the Qing Empire in the First Sino-Japanese War Japan annexed Taiwan, Korea and the Chinese province of Shandong.
After the death of the Meiji Emperor, the Taishō Emperor took the throne, the Taishō period was a time of democratic reform granting democratic rights to all Japanese men. Foreigners would be instrumental in aiding in Japan's modernization. A key foreign observer of the remarkable and rapid changes in Japanese society in this period was Ernest Mason Satow.
United States in the 19th century
Antebellum expansion
The Antebellum Age was a period of increasing division in the country based on the growth of slavery in the American South and in the western territories of Kansas and Nebraska that eventually led to the Civil War in 1861. The Antebellum Period is often considered to have begun with the Kansas–Nebraska Act of 1854, although it may have begun as early as 1812. This period is also significant because it marked the transition of American manufacturing to the industrial revolution.
"Manifest destiny" was the belief that the United States was destined to expand across the North American continent, from the Atlantic seaboard to the Pacific Ocean. During this time, the United States expanded to the Pacific Ocean—"from sea to shining sea"—largely defining the borders of the contiguous United States as they are today.
Civil War and Reconstruction
The American Civil War began when seven Southern slave states declared their secession from the U.S. and formed the Confederate States of America, the Confederacy (four more states joined the Confederacy later). Led by Jefferson Davis, they fought against the U.S. federal government (the Union) under President Abraham Lincoln, which was supported by all the free states and the five border slave states in the north.
Northern leaders agreed that victory would require more than the end of fighting. Secession and Confederate nationalism had to be totally repudiated and all forms of slavery or quasi-slavery had to be eliminated. Lincoln proved effective in mobilizing support for the war goals, raising large armies and supplying them, avoiding foreign interference, and making the end of slavery a war goal. The Confederacy had a larger area than it could defend, and it failed to keep its ports open and its rivers clear as was the case in the Battle of Vicksburg. The North kept up the pressure as the South could barely feed and clothe its soldiers. Its soldiers, especially those in the East under the command of General Robert E. Lee proved highly resourceful until they finally were overwhelmed by Generals Ulysses S. Grant and William T. Sherman in 1864–65. The Reconstruction era (1863–77) began with the Emancipation Proclamation in 1863, and included freedom, full citizenship and voting rights for Southern blacks. It was followed by a reaction that left the blacks in a second class status legally, politically, socially and economically until the 1960s.
The Gilded Age and legacy
During the Gilded Age, there was substantial growth in population in the United States and extravagant displays of wealth and excess of America's upper-class during the post-Civil War and post-Reconstruction era, in the late 19th century. The wealth polarization derived primarily from industrial and population expansion. The businessmen of the Second Industrial Revolution created industrial towns and cities in the Northeast with new factories, and contributed to the creation of an ethnically diverse industrial working class which produced the wealth owned by rising super-rich industrialists and financiers called the "robber barons". An example is the company of John D. Rockefeller, who was an important figure in shaping the new oil industry. Using highly effective tactics and aggressive practices, later widely criticized, Standard Oil absorbed or destroyed most of its competition.
The creation of a modern industrial economy took place. With the creation of a transportation and communication infrastructure, the corporation became the dominant form of business organization and a managerial revolution transformed business operations. In 1890, Congress passed the Sherman Antitrust Act—the source of all American anti-monopoly laws. The law forbade every contract, scheme, deal, or conspiracy to restrain trade, though the phrase "restraint of trade" remained subjective. By the beginning of the 20th century, per capita income and industrial production in the United States exceeded that of any other country except Britain. Long hours and hazardous working conditions led many workers to attempt to form labor unions despite strong opposition from industrialists and the courts. But the courts did protect the marketplace, declaring the Standard Oil group to be an "unreasonable" monopoly under the Sherman Antitrust Act in 1911. It ordered Standard to break up into 34 independent companies with different boards of directors.
Science and philosophy in the 19th century
Replacing the classical physics in use since the end of the scientific revolution, modern physics arose in the early 20th century with the advent of quantum physics, substituting mathematical studies for experimental studies and examining equations to build a theoretical structure. The old quantum theory was a collection of results which predate modern quantum mechanics, but were never complete or self-consistent. The collection of heuristic prescriptions for quantum mechanics were the first corrections to classical mechanics. Outside the realm of quantum physics, the various aether theories in classical physics, which supposed a "fifth element" such as the Luminiferous aether, were nullified by the Michelson–Morley experiment—an attempt to detect the motion of earth through the aether. In biology, Darwinism gained acceptance, promoting the concept of adaptation in the theory of natural selection. The fields of geology, astronomy and psychology also made strides and gained new insights. In medicine, there were advances in medical theory and treatments.
Starting one-hundred years before the 20th century, the Enlightenment philosophy was challenged in various quarters around the 1900s. Developed from earlier secular traditions, modern Humanist ethical philosophies affirmed the dignity and worth of all people, based on the ability to determine right and wrong by appealing to universal human qualities, particularly rationality, without resorting to the supernatural or alleged divine authority from religious texts. For liberal humanists such as Rousseau and Kant, the universal law of reason guided the way toward total emancipation from any kind of tyranny. These ideas were challenged, for example by the young Karl Marx, who criticized the project of political emancipation (embodied in the form of human rights), asserting it to be symptomatic of the very dehumanization it was supposed to oppose. For Friedrich Nietzsche, humanism was nothing more than a secular version of theism. In his Genealogy of Morals, he argues that human rights exist as a means for the weak to collectively constrain the strong. On this view, such rights do not facilitate emancipation of life, but rather deny it. In the 20th century, the notion that human beings are rationally autonomous was challenged by the concept that humans were driven by unconscious irrational desires.
Notable persons
Sigmund Freud is renowned for his redefinition of sexual desire as the primary motivational energy of human life, as well as his therapeutic techniques, including the use of free association, his theory of transference in the therapeutic relationship, and the interpretation of dreams as sources of insight into unconscious desires.
Albert Einstein is known for his theories of special relativity and general relativity. He also made important contributions to statistical mechanics, especially his mathematical treatment of Brownian motion, his resolution of the paradox of specific heats, and his connection of fluctuations and dissipation. Despite his reservations about its interpretation, Einstein also made contributions to quantum mechanics and, indirectly, quantum field theory, primarily through his theoretical studies of the photon.
Social Darwinism
At the end of the 19th century, Social Darwinism was promoted and included the various ideologies based on a concept that competition among all individuals, groups, nations, or ideas was a "natural" framework for social evolution in human societies. In this view, society's advancement is dependent on the "survival of the fittest". The term was in fact coined by Herbert Spencer and referred to in "The Gospel of Wealth" written by Andrew Carnegie.
Marxist society
Karl Marx summarized his approach to history and politics in the opening line of the first chapter of The Communist Manifesto (1848). He wrote:
The history of all hitherto existing society is the history of class struggles.
The Manifesto went through a number of editions from 1872 to 1890; notable new prefaces were written by Marx and Engels for the 1872 German edition, the 1882 Russian edition, the 1883 German edition, and the 1888 English edition. In general, Marxism identified five (and one transitional) successive stages of development in Western Europe.
Primitive communism: as seen in cooperative tribal societies.
Slavery: which develops when the tribe becomes a city-state. Aristocracy is born.
Feudalism: aristocracy is the ruling class. Merchants develop into capitalists.
Capitalism: capitalists are the ruling class, who create and employ the true working class.
Dictatorship of the proletariat: workers gain class consciousness, overthrow the capitalists and take control over the state.
Communism: a classless and stateless society.
20th century
Major political developments saw the former British Empire lose most of its remaining political power over commonwealth countries. The Trans-Siberian Railway, crossing Asia by train, was complete by 1916. Other events include the Israeli–Palestinian conflict, two world wars, and the Cold War.
Australian Constitution
In 1901, the Federation of Australia was the process by which the six separate British self-governing colonies of New South Wales, Queensland, South Australia, Tasmania, Victoria and Western Australia formed one nation. They kept the systems of government that they had developed as separate colonies but also would have a federal government that was responsible for matters concerning the whole nation. When the Constitution of Australia came into force, the colonies collectively became states of the Commonwealth of Australia.
Revolution and Warlords in China
The last days of the Qing dynasty were marked with civil unrest, failed reforms and foreign invasions such as the Boxer Rebellion. Responding to these civil failures and discontent, the Qing Imperial Court did attempt to reform the government in various ways, as the decision to draft a constitution in 1906, the establishment of provincial legislatures in 1909, and the preparation for a national parliament in 1910. However, many of these measures were opposed by the conservatives of the Qing Court, and many reformers were either imprisoned or executed outright. The failures of the Imperial Court to enact such reforming measures of political liberalization and modernization caused the reformists to steer toward the road of revolution.
The assertions of Chinese philosophy began to integrate concepts of Western philosophy, as steps toward modernization. By the time of the Xinhai Revolution in 1911, there were many calls, such as the May Fourth Movement, to completely abolish the old imperial institutions and practices of China. There were attempts to incorporate democracy, republicanism, and industrialism into Chinese philosophy, notably by Sun Yat-sen at the beginning of the 20th century.
In 1912, the Republic of China was established and Sun Yat-sen was inaugurated in Nanjing as the first Provisional President. But power in Beijing had already passed to Yuan Shikai, who had effective control of the Beiyang Army, the most powerful military force in China at the time. To prevent civil war and possible foreign intervention from undermining the infant republic, leaders agreed to the army's demand that China be united under a Beijing government. On March 10, in Beijing, Shikai was sworn in as the second Provisional President of the Republic of China.
After the early 20th century revolutions, shifting alliances of China's regional warlords waged war for control of the Beijing government. Despite the fact that various warlords gained control of the government in Beijing during the warlord era, this did not constitute a new era of control or governance, because other warlords did not acknowledge the transitory governments in this period and were a law unto themselves. These military-dominated governments were collectively known as the Beiyang government. The warlord era ended around 1927.
Early 20th century
In 1900, the world's population had approached approximately 1.6 billion. Four years into the 20th century saw the Russo-Japanese War with the Battle of Port Arthur establishing the Empire of Japan as a world power. The Russians were in constant pursuit of a warm water port on the Pacific Ocean, for their navy as well as for maritime trade. The Manchurian Campaign of the Russian Empire was fought against the Japanese over Manchuria and Korea. The major theatres of operations were Southern Manchuria, specifically the area around the Liaodong Peninsula and Mukden, and the seas around Korea, Japan, and the Yellow Sea. The resulting campaigns, in which the fledgling Japanese military consistently attained victory over the Russian forces arrayed against them, were unexpected by world observers. These victories, as time transpired, would dramatically transform the distribution of power in East Asia, resulting in a reassessment of Japan's recent entry onto the world stage. The embarrassing string of defeats increased Russian popular dissatisfaction with the inefficient and corrupt Tsarist government.
The Russian Revolution of 1905 was a wave of mass political unrest through vast areas of the Russian Empire. Some of it was directed against the government, while some was undirected. It included terrorism, worker strikes, peasant unrests, and military mutinies. It led to the establishment of the limited constitutional monarchy, the establishment of State Duma of the Russian Empire, and the multi-party system.
In China, the Qing Dynasty was overthrown following the Xinhai Revolution. The Xinhai Revolution began with the Wuchang uprising on October 10, 1911, and ended with the abdication of Emperor Puyi on February 12, 1912. The primary parties to the conflict were the Imperial forces of the Qing dynasty (1644–1911), and the revolutionary forces of the Chinese Revolutionary Alliance (Tongmenghui).
Edwardian Britain
The Edwardian era in the United Kingdom is the period spanning the reign of King Edward VII up to the end of the First World War, including the years surrounding the sinking of the RMS Titanic. In the early years of the period, the Second Boer War in South Africa split the country into anti- and pro-war factions. The imperial policies of the Conservatives eventually proved unpopular and in the general election of 1906 the Liberals won a huge landslide. The Liberal government was unable to proceed with all of its radical programme without the support of the House of Lords, which was largely Conservative. Conflict between the two Houses of Parliament over the People's Budget led to a reduction in the power of the peers in 1910. The general election in January that year returned a hung parliament with the balance of power held by Labour and Irish Nationalist members.
World War I
The causes of World War I included many factors, including the conflicts and antagonisms of the four decades leading up to the war. The Triple Entente was the name given to the loose alignment between the United Kingdom, France, and Russia after the signing of the Anglo-Russian Entente in 1907. The alignment of the three powers, supplemented by various agreements with Japan, the United States, and Spain, constituted a powerful counterweight to the Triple Alliance of Germany, Austria-Hungary, and Italy, the third having concluded an additional secret agreement with France effectively nullifying her Alliance commitments. Militarism, alliances, imperialism, and nationalism played major roles in the conflict. The immediate origins of the war lay in the decisions taken by statesmen and generals during the July Crisis of 1914, the spark (or casus belli) for which was the assassination of Archduke Franz Ferdinand of Austria.
However, the crisis did not exist in a void; it came after a long series of diplomatic clashes between the Great Powers over European and colonial issues in the decade prior to 1914 which had left tensions high. The diplomatic clashes can be traced to changes in the balance of power in Europe since 1870. An example is the Baghdad Railway which was planned to connect the Ottoman Empire cities of Konya and Baghdad with a line through modern-day Turkey, Syria and Iraq. The railway became a source of international disputes during the years immediately preceding World War I. Although it has been argued that they were resolved in 1914 before the war began, it has also been argued that the railroad was a cause of the First World War. Fundamentally the war was sparked by tensions over territory in the Balkans. Austria-Hungary competed with Serbia and Russia for territory and influence in the region and they pulled the rest of the great powers into the conflict through their various alliances and treaties. The Balkan Wars were two wars in South-eastern Europe in 1912–1913 in the course of which the Balkan League (Bulgaria, Montenegro, Greece, and Serbia) first captured Ottoman-held remaining part of Thessaly, Macedonia, Epirus, Albania and most of Thrace and then fell out over the division of the spoils, with incorporation of Romania this time.
The First World War began in 1914 and lasted to the final Armistice in 1918. The Allied Powers, led by the British Empire, France, Russia until March 1918, Japan and the United States after 1917, defeated the Central Powers, led by the German Empire, Austro-Hungarian Empire and the Ottoman Empire. The war caused the disintegration of four empires—the Austro-Hungarian, German, Ottoman, and Russian ones—as well as radical change in the European and West Asian maps. The Allied powers before 1917 are referred to as the Triple Entente, and the Central Powers are referred to as the Triple Alliance.
Much of the fighting in World War I took place along the Western Front, within a system of opposing manned trenches and fortifications (separated by a "No man's land") running from the North Sea to the border of Switzerland. On the Eastern Front, the vast eastern plains and limited rail network prevented a trench warfare stalemate from developing, although the scale of the conflict was just as large. Hostilities also occurred on and under the sea and—for the first time—from the air. More than 9 million soldiers died on the various battlefields, and nearly that many more in the participating countries' home fronts on account of food shortages and genocide committed under the cover of various civil wars and internal conflicts. Notably, more people died of the worldwide influenza outbreak at the end of the war and shortly after than died in the hostilities. The unsanitary conditions engendered by the war, severe overcrowding in barracks, wartime propaganda interfering with public health warnings, and migration of so many soldiers around the world helped the outbreak become a pandemic.
Ultimately, World War I created a decisive break with the old world order that had emerged after the Napoleonic Wars, which was modified by the mid-19th century's nationalistic revolutions. The results of World War I would be important factors in the development of World War II approximately 20 years later. More immediate to the time, the partitioning of the Ottoman Empire was a political event that redrew the political boundaries of West Asia. The huge conglomeration of territories and peoples formerly ruled by the Sultan of the Ottoman Empire was divided into several new nations. The partitioning brought the creation of the modern Arab world and the Republic of Turkey. The League of Nations granted France mandates over Syria and Lebanon and granted the United Kingdom mandates over Mesopotamia and Palestine (which was later divided into two regions: Palestine and Transjordan). Parts of the Ottoman Empire on the Arabian Peninsula became parts of what are today Saudi Arabia and Yemen.
Revolution and war in Russia
The Russian Revolution is the series of revolutions in Russia in 1917, which destroyed the Tsarist autocracy and led to the creation of the Soviet Union. Following the abdication of Nicholas II of Russia, the Russian Provisional Government was established. In October 1917, a red faction revolution occurred in which the Red Guard, armed groups of workers and deserting soldiers directed by the Bolshevik Party, seized control of Saint Petersburg (then known as Petrograd) and began an immediate armed takeover of cities and villages throughout the former Russian Empire.
Another action in 1917 that is of note was the armistice signed between Russia and the Central Powers at Brest-Litovsk. As a condition for peace, the treaty by the Central Powers conceded huge portions of the former Russian Empire to Imperial Germany and the Ottoman Empire, greatly upsetting nationalists and conservatives. The Bolsheviks made peace with the German Empire and the Central Powers, as they had promised the Russian people prior to the Revolution. Vladimir Lenin's decision has been attributed to his sponsorship by the foreign office of Wilhelm II, German Emperor, offered by the latter in hopes that with a revolution, Russia would withdraw from World War I. This suspicion was bolstered by the German Foreign Ministry's sponsorship of Lenin's return to Petrograd (St. Petersburg). The Western Allies expressed their dismay at the Bolsheviks, upset at:
the withdrawal of Russia from the war effort,
worried about a possible Russo-German alliance, and
galvanized by the prospect of the Bolsheviks making good their threats to assume no responsibility for, and so default on, Imperial Russia's massive foreign loans.
In addition, there was a concern, shared by many Central Powers as well, that the socialist revolutionary ideas would spread to the West. Hence, many of these countries expressed their support for the Whites, including the provision of troops and supplies. Winston Churchill declared that Bolshevism must be "strangled in its cradle".
The Russian Civil War was a multi-party war that occurred within the former Russian Empire after the Russian provisional government collapsed and the Soviets under the domination of the Bolshevik party assumed power, first in Petrograd and then in other places. In the wake of the October Revolution, the old Russian Imperial Army had been demobilized; the volunteer-based Red Guard was the Bolsheviks' main military force, augmented by an armed military component of the Cheka, the Bolshevik state security apparatus. There was an instituted mandatory conscription of the rural peasantry into the Red Army. Opposition of rural Russians to Red Army conscription units was overcome by taking hostages and shooting them when necessary to force compliance. Former Tsarist officers were used as "military specialists" (voenspetsy), taking their families hostage to ensure loyalty. At the start of the war, three-fourths of the Red Army officer corps was composed of former Tsarist officers. By its end, 83% of all Red Army divisional and corps commanders were ex-Tsarist soldiers.
The principal fighting occurred between the Bolshevik Red Army and the forces of the White Army. Many foreign armies warred against the Red Army, notably the Allied Forces, yet many volunteer foreigners fought in both sides of the Russian Civil War. Other nationalist and regional political groups also participated in the war, including the Ukrainian nationalist Green Army, the Ukrainian anarchist Insurgent Army and Black Guards, and warlords such as Ungern von Sternberg. The most intense fighting took place from 1918 to 1920. Major military operations ended on October 25, 1922, when the Red Army occupied Vladivostok, previously held by the Provisional Priamur Government. The last enclave of the White Forces was the Ayano-Maysky District on the Pacific coast. The majority of the fighting ended in 1920 with the defeat of General Pyotr Wrangel in the Crimea, but a notable resistance in certain areas continued until 1923 (e.g., Kronstadt uprising, Tambov Rebellion, Basmachi Revolt, and the final resistance of the White movement in the Far East).
While the early 1920s was a time of flux for revolutionary Russia and Central Asia, the Union of Soviet Socialist Republics was proclaimed in 1922 as the successor state to the fallen Russian Empire. Revolutionary leader Vladimir Lenin died of natural causes and was succeeded by Joseph Stalin.
The Early Republic of China
In 1917, China declared war on Germany in the hope of recovering its lost province, then under Japanese control. The New Culture Movement occupied the period from 1917 to 1923. Chinese representatives refused to sign the Treaty of Versailles, due to intense pressure from the student protesters and public opinion alike.
The May Fourth Movement helped to rekindle the then-fading cause of republican revolution. In 1917 Sun Yat-sen had become commander-in-chief of a rival military government in Guangzhou in collaboration with southern warlords. Sun's efforts to obtain aid from the Western democracies were ignored, however, and in 1920 he turned to the Soviet Union, which had recently achieved its own revolution. The Soviets sought to befriend the Chinese revolutionists by offering scathing attacks on Western imperialism. But for political expediency, the Soviet leadership initiated a dual policy of support for both Sun and the newly established Chinese Communist Party (CCP).
In early 1927, the Kuomintang-CCP rivalry led to a split in the revolutionary ranks. The CCP and the left wing of the Kuomintang had decided to move the seat of the Nationalist government from Guangzhou to Wuhan. But Chiang Kai-shek, whose Northern Expedition was proving successful, set his forces to destroying the Shanghai CCP apparatus and established an anti-Communist government at Nanjing in April 1927.
Nanjing period in China
The "Nanjing Decade" of 1928–37 was one of consolidation and accomplishment under the leadership of the Nationalists, with a mixed but generally positive record in the economy, social progress, development of democracy, and cultural creativity. Some of the harsh aspects of foreign concessions and privileges in China were moderated through diplomacy.
The 1920s and the Depression
The interwar period was the period between the end of the First World War and the beginning of the Second World War. This period was marked by turmoil in much of the world, as Europe struggled to recover from the devastation of the First World War.
In North America, especially the first half of this period, people experienced considerable prosperity in the Roaring Twenties. The social and societal upheaval known as the Roaring Twenties began in North America and spread to Europe in the aftermath of World War I. The Roaring Twenties, often called the "Jazz Age", saw an exposition of social, artistic, and cultural dynamism. "Normalcy" returned to politics, jazz music blossomed, the flapper redefined modern womanhood, Art Deco peaked. The spirit of the Roaring Twenties was marked by a general feeling of discontinuity associated with modernity, a break with traditions. Everything seemed to be feasible through modern technology. New technologies, especially automobiles, movies and radio proliferated "modernity" to a large part of the population. The 1920s saw the general favor of practicality, in architecture as well as in daily life. The 1920s was further distinguished by several inventions and discoveries, extensive industrial growth and the rise in consumer demand and aspirations, and significant changes in lifestyle.
Europe spent these years rebuilding and coming to terms with the vast human cost of the conflict. The occupation of Istanbul and İzmir in the Ottoman Empire by the Allies in the aftermath of World War I prompted the establishment of the Turkish National Movement. The Turkish War of Independence (1919–1923) was waged with the aim of revoking the terms of the Treaty of Sèvres. After the Turkish victory, the Treaty of Lausanne of July 24, 1923, led to the international recognition of the sovereignty of the newly formed "Republic of Turkey" as the successor state of the Ottoman Empire, and the republic was officially proclaimed on October 29, 1923, in Ankara, the country's new capital. The Lausanne Convention stipulated a population exchange between Greece and Turkey, whereby 1.1 million Greeks left Turkey for Greece in exchange for 380,000 Muslims transferred from Greece to Turkey. The economy of the United States became increasingly intertwined with that of Europe. In Germany, the Weimar Republic gave way to episodes of political and economic turmoil, which culminated with the German hyperinflation of 1923 and the failed Beer Hall Putsch of that same year. When Germany could no longer afford war payments, Wall Street invested heavily in European debts to keep the European economy afloat as a large consumer market for American mass-produced goods. By the middle of the decade, economic development soared in Europe, and the Roaring Twenties broke out in Germany, Britain and France, the second half of the decade becoming known as the "Golden Twenties". In France and francophone Canada, they were also called the "années folles" ("Crazy Years").
Worldwide prosperity changed dramatically with the onset of the Great Depression in 1929. The Wall Street Crash of 1929 served to punctuate the end of the previous era, as The Great Depression set in. The Great Depression was a worldwide economic downturn starting in most places in 1929 and ending at different times in the 1930s or early 1940s for different countries. It was the largest and most important economic depression in the 20th century, and is used in the 21st century as an example of how far the world's economy can fall.
The Great Depression had devastating effects in virtually every country, rich or poor. International trade plunged by half to two-thirds, as did personal income, tax revenue, prices and profits. Cities all around the world were hit hard, especially those dependent on heavy industry. Construction was virtually halted in many countries. Farming and rural areas suffered as crop prices fell by roughly 60 percent. Facing plummeting demand with few alternate sources of jobs, areas dependent on primary sector industries suffered the most. The Great Depression ended at different times in different countries with the effect lasting into the next era. America's Great Depression ended in 1941 with America's entry into World War II. The majority of countries set up relief programs, and most underwent some sort of political upheaval, pushing them to the left or right. In some world states, the desperate citizens turned toward nationalist demagogues—the most infamous being Adolf Hitler—setting the stage for the next era of war. The convulsion brought on by the worldwide depression resulted in the rise of Nazism. In Asia, Japan became an ever more assertive power, especially with regards to China.
The League and crises
The interwar period was also marked by a radical change in the international order, away from the balance of power that had dominated pre–World War I Europe. One main institution that was meant to bring stability was the League of Nations, which was created after the First World War with the intention of maintaining world security and peace and encouraging economic growth between member countries.
However the League failed to resolve any major crises and by 1938 it was no longer a major player. The League was undermined by the bellicosity of Nazi Germany, Imperial Japan, the Soviet Union, and Mussolini's Italy, and by the non-participation of the United States.
A series of international crises strained the League to its limits, the earliest being the invasion of Manchuria by Japan and the Abyssinian crisis of 1935/36 in which Italy invaded Abyssinia, one of the only free African nations at that time.
The League tried to enforce economic sanctions upon Italy, but to no avail. The incident highlighted French and British weakness, exemplified by their reluctance to alienate Italy and lose her as their ally. The limited actions taken by the Western powers pushed Mussolini's Italy towards alliance with Hitler's Germany anyway. The Abyssinian war showed Hitler how weak the League was and encouraged the remilitarization of the Rhineland in flagrant disregard of the Treaty of Versailles. This was the first in a series of provocative acts culminating in the invasion of Poland in September 1939 and the beginning of the Second World War.
Tripartite Pact, World War II and contemporary history (post-1945)
Facing resource scarcity due to a growing population, Japan seized Manchuria in September 1931 and put ex-Qing emperor Puyi in charge as head of the puppet state of Manchukuo in 1932. During the Sino-Japanese War (1937–1945), the loss of Manchuria, and its vast potential for military-industrial development, was a blow to the Chinese economy. After 1940, conflicts between the Kuomintang and Communists became more frequent in the areas not under Japanese control. The Communists expanded their influence wherever opportunities presented themselves through mass organizations, administrative reforms, and the land- and tax-reform measures favoring the peasants—while the Kuomintang attempted to neutralize the spread of Communist influence. The Second Sino-Japanese War had seen tensions rise between Imperial Japan and the United States; events such as the Panay incident and the Nanjing massacre turned American public opinion against Japan. With the occupation of French Indochina in the years of 1940–41, and with the continuing war in China, the United States placed a metal and oil embargo on Japan which were vital to its war effort. The Japanese were faced with the option of either withdrawing from China or seizing and securing new sources of raw materials in the resource-rich, European-controlled colonies of Southeast Asia—specifically British Malaya and the Dutch East Indies (modern-day Indonesia).
Although Japan had invaded China in 1937, the conventional view is that the World War II began on September 1, 1939, when Nazi Germany invaded Poland. Within two days the United Kingdom and France declared war on Germany, even though the fighting was confined to Poland. Pursuant to a then-secret provision of its non-aggression Molotov–Ribbentrop Pact, the Soviet Union joined Germany on September 17, 1939, to conquer Poland and divide Eastern Europe. The Allies were initially made up of Poland, the United Kingdom, France, Australia, Canada, New Zealand, South Africa, as well as British Commonwealth countries which were controlled directly by the UK, such as the Indian Empire. All of these countries declared war on Germany in September 1939.
Following the lull in fighting, known as the "Phoney War", Germany invaded western Europe in May 1940. Six weeks later, France, in the meantime, attacked by Italy as well, surrendered to Germany, which then tried unsuccessfully to conquer Britain. On September 27, Germany, Italy, and Japan signed a mutual defense agreement, the Tripartite Pact, and were known as the Axis Powers. Nine months later, on June 22, 1941, Germany launched a massive invasion of the Soviet Union, which prompt it to join the Allies. Germany was now engaged in fighting a war on two fronts. This proved to be a mistake – Germany had not successfully carried out the invasion of Britain and the war turned against the Axis.
On December 7, 1941, Japan attacked the United States at Pearl Harbor, bringing it too into the war on the side of the Allies. China also joined the Allies, as did most of the rest of the world. China was in turmoil at the time, and attacked Japanese armies through guerilla-type warfare. By the beginning of 1942, the alignment of the major combatants were as follows: the British Commonwealth, the Soviet Union and the United States were fighting Germany and Italy; China, the British Commonwealth, and the United States were fighting Japan. The United Kingdom, the United States, the Soviet Union and China were referred as a "trusteeship of the powerful" during the World War II and were recognized as the Allied "Big Four" in Declaration by United Nations These four countries were considered as the "Four Policemen" or "Four Sheriffs" of the Allies power and primary victors of World War II. Battles raged across all of Europe, in the North Atlantic Ocean, across North Africa, throughout Southeast Asia, throughout China, across the Pacific Ocean and in the air over Japan.
Italy surrendered in September 1943 and was split into a northern Germany-occupied puppet state and an Allies-friendly state in the South; Germany surrendered in May 1945. Following the atomic bombings of Hiroshima and Nagasaki, Japan surrendered, marking the end of the war on September 2, 1945.
It is possible that around 62 million people died in the war; estimates vary greatly. About 60% of all casualties were civilians, who died as a result of disease, starvation, genocide (in particular, the Holocaust), and aerial bombings. The Soviet Union and China suffered the most casualties. Estimates place deaths in the Soviet Union at around 23 million, while China suffered about 10 million. No country lost a greater portion of its population than Poland: approximately 5.6 million, or 16%, of its pre-war population of 34.8 million died.
The Holocaust (which roughly means "burnt whole") was the deliberate and systematic murder of millions of Jews and other "unwanted" during World War II by the Nazi regime in Germany. Several differing views exist regarding whether it was intended to occur from the war's beginning, or if the plans for it came about later. Regardless, persecution of Jews extended well before the war even started, such as in the Kristallnacht (Night of Broken Glass). The Nazis used propaganda to great effect to stir up anti-Semitic feelings within ordinary Germans.
Over the course of the 20th century, the world's per-capita gross domestic product grew by a factor of five, much more than all earlier centuries combined (including the 19th with its Industrial Revolution). Many economists made the case that this understated the magnitude of growth, as many of the goods and services consumed at the end of the 20th century, such as improved medicine (causing world life expectancy to increase by more than two decades) and communications technologies, were not available at any price at its inception. However, the gulf between the world's rich and poor grew wider, and the majority of the global population remained in the poor side of the divide.
Latin America polarization
In Latin America in the 1970s, leftists acquired a significant political influence which prompted the right-wing, ecclesiastical authorities and a large portion of the individual country's upper class to support coups d'état to avoid what they perceived as a communist threat. This was further fueled by Cuban and United States intervention which led to a political polarization. Most South American countries were in some periods ruled by military dictatorships that were supported by the United States of America. In the 1970s, the regimes of the Southern Cone collaborated in Operation Condor killing many leftist dissidents, including some urban guerrillas.
Information Age
The Information Age began in the mid-20th century, characterized by a rapid epochal shift from the traditional industry established by the Industrial Revolution to an economy primarily based upon information technology. The onset of the Information Age can be associated with the development of transistor technology, particularly the MOSFET (metal-oxide-semiconductor field-effect transistor), which became the fundamental building block of digital electronics and revolutionized modern technology.
According to the United Nations Public Administration Network, the Information Age was formed by capitalizing on computer microminiaturization advances, which, upon broader usage within society, would lead to modernized information and to communication processes becoming the driving force of social evolution.
Notes
References
Historical eras
Historiography
Postmodern theory
Articles which contain graphical timelines
World history | 0.788421 | 0.99015 | 0.780655 |
Natural history | Natural history is a domain of inquiry involving organisms, including animals, fungi, and plants, in their natural environment, leaning more towards observational than experimental methods of study. A person who studies natural history is called a naturalist or natural historian.
Natural history encompasses scientific research but is not limited to it. It involves the systematic study of any category of natural objects or organisms, so while it dates from studies in the ancient Greco-Roman world and the mediaeval Arabic world, through to European Renaissance naturalists working in near isolation, today's natural history is a cross-discipline umbrella of many specialty sciences; e.g., geobiology has a strong multidisciplinary nature.
Definitions
Before 1900
The meaning of the English term "natural history" (a calque of the Latin historia naturalis) has narrowed progressively with time, while, by contrast, the meaning of the related term "nature" has widened (see also History below).
In antiquity, "natural history" covered essentially anything connected with nature, or used materials drawn from nature, such as Pliny the Elder's encyclopedia of this title, published , which covers astronomy, geography, humans and their technology, medicine, and superstition, as well as animals and plants.
Medieval European academics considered knowledge to have two main divisions: the humanities (primarily what is now known as classics) and divinity, with science studied largely through texts rather than observation or experiment. The study of nature revived in the Renaissance, and quickly became a third branch of academic knowledge, itself divided into descriptive natural history and natural philosophy, the analytical study of nature. In modern terms, natural philosophy roughly corresponded to modern physics and chemistry, while natural history included the biological and geological sciences. The two were strongly associated. During the heyday of the gentleman scientists, many people contributed to both fields, and early papers in both were commonly read at professional science society meetings such as the Royal Society and the French Academy of Sciences—both founded during the 17th century.
Natural history had been encouraged by practical motives, such as Linnaeus' aspiration to improve the economic condition of Sweden. Similarly, the Industrial Revolution prompted the development of geology to help find useful mineral deposits.
Since 1900
Modern definitions of natural history come from a variety of fields and sources, and many of the modern definitions emphasize a particular aspect of the field, creating a plurality of definitions with a number of common themes among them. For example, while natural history is most often defined as a type of observation and a subject of study, it can also be defined as a body of knowledge, and as a craft or a practice, in which the emphasis is placed more on the observer than on the observed.
Definitions from biologists often focus on the scientific study of individual organisms in their environment, as seen in this definition by Marston Bates: "Natural history is the study of animals and Plants—of organisms. ... I like to think, then, of natural history as the study of life at the level of the individual—of what plants and animals do, how they react to each other and their environment, how they are organized into larger groupings like populations and communities" and this more recent definition by D.S. Wilcove and T. Eisner: "The close observation of organisms—their origins, their evolution, their behavior, and their relationships with other species".
This focus on organisms in their environment is also echoed by H.W. Greene and J.B. Losos: "Natural history focuses on where organisms are and what they do in their environment, including interactions with other organisms. It encompasses changes in internal states insofar as they pertain to what organisms do".
Some definitions go further, focusing on direct observation of organisms in their environments, both past and present, such as this one by G.A. Bartholomew: "A student of natural history, or a naturalist, studies the world by observing plants and animals directly. Because organisms are functionally inseparable from the environment in which they live and because their structure and function cannot be adequately interpreted without knowing some of their evolutionary history, the study of natural history embraces the study of fossils as well as physiographic and other aspects of the physical environment".
A common thread in many definitions of natural history is the inclusion of a descriptive component, as seen in a recent definition by H.W. Greene: "Descriptive ecology and ethology". Several authors have argued for a more expansive view of natural history, including S. Herman, who defines the field as "the scientific study of plants and animals in their natural environments. It is concerned with levels of organization from the individual organism to the ecosystem, and stresses identification, life history, distribution, abundance, and inter-relationships. It often and appropriately includes an esthetic component", and T. Fleischner, who defines the field even more broadly, as "A practice of intentional, focused attentiveness and receptivity to the more-than-human world, guided by honesty and accuracy". These definitions explicitly include the arts in the field of natural history, and are aligned with the broad definition outlined by B. Lopez, who defines the field as the "Patient interrogation of a landscape" while referring to the natural history knowledge of the Eskimo (Inuit).
A slightly different framework for natural history, covering a similar range of themes, is also implied in the scope of work encompassed by many leading natural history museums, which often include elements of anthropology, geology, paleontology, and astronomy along with botany and zoology, or include both cultural and natural components of the world.
The plurality of definitions for this field has been recognized as both a weakness and a strength, and a range of definitions has recently been offered by practitioners in a recent collection of views on natural history.
History
Prehistory
Prior to the advent of Western science humans were engaged and highly competent in indigenous ways of understanding the more-than-human world that are now referred to as traditional ecological knowledge. 21st century definitions of natural history are inclusive of this understanding, such as this by Thomas Fleischner of the Natural History Institute (Prescott, Arizona):Natural history – a practice of intentional focused attentiveness and receptivity to the more-than-human world, guided by honesty and accuracy – is the oldest continuous human endeavor. In the evolutionary past of our species, the practice of natural history was essential for our survival, imparting critical information on habits and chronologies of plants and animals that we could eat or that could eat us. Natural history continues to be critical to human survival and thriving. It contributes to our fundamental understanding of how the world works by providing the empirical foundation of natural sciences, and it contributes directly and indirectly to human emotional and physical health, thereby fostering healthier human communities. It also serves as the basis for all conservation efforts, with natural history both informing the science and inspiring the values that drive these.
Ancient
As a precursor to Western science, natural history began with Aristotle and other ancient philosophers who analyzed the diversity of the natural world. Natural history was understood by Pliny the Elder to cover anything that could be found in the world, including living things, geology, astronomy, technology, art, and humanity.
was written between 50 and 70 AD by Pedanius Dioscorides, a Roman physician of Greek origin. It was widely read for more than 1,500 years until supplanted in the Renaissance, making it one of the longest-lasting of all natural history books.
From the ancient Greeks until the work of Carl Linnaeus and other 18th-century naturalists, a major concept of natural history was the scala naturae or Great Chain of Being, an arrangement of minerals, vegetables, more primitive forms of animals, and more complex life forms on a linear scale of supposedly increasing perfection, culminating in our species.
Medieval
Natural history was basically static through the Middle Ages in Europe—although in the Arabic and Oriental world, it proceeded at a much brisker pace. From the 13th century, the work of Aristotle was adapted rather rigidly into Christian philosophy, particularly by Thomas Aquinas, forming the basis for natural theology. During the Renaissance, scholars (herbalists and humanists, particularly) returned to direct observation of plants and animals for natural history, and many began to accumulate large collections of exotic specimens and unusual monsters. Leonhart Fuchs was one of the three founding fathers of botany, along with Otto Brunfels and Hieronymus Bock. Other important contributors to the field were Valerius Cordus, Konrad Gesner, Frederik Ruysch, and Gaspard Bauhin. The rapid increase in the number of known organisms prompted many attempts at classifying and organizing species into taxonomic groups, culminating in the system of the Swedish naturalist Carl Linnaeus.
The British historian of Chinese science Joseph Needham calls Li Shizhen "the 'uncrowned king' of Chinese naturalists", and his Bencao gangmu "undoubtedly the greatest scientific achievement of the Ming". His works translated to many languages direct or influence many scholars and researchers.
Modern
A significant contribution to English natural history was made by parson-naturalists such as Gilbert White, William Kirby, John George Wood, and John Ray, who wrote about plants, animals, and other aspects of nature. Many of these men wrote about nature to make the natural theology argument for the existence or goodness of God. Since early modern times, however, a great number of women made contributions to natural history, particularly in the field of botany, be it as authors, collectors, or illustrators.
In modern Europe, professional disciplines such as botany, geology, mycology, palaeontology, physiology, and zoology were formed. Natural history, formerly the main subject taught by college science professors, was increasingly scorned by scientists of a more specialized manner and relegated to an "amateur" activity, rather than a part of science proper. In Victorian Scotland, the study of natural history was believed to contribute to good mental health. Particularly in Britain and the United States, this grew into specialist hobbies such as the study of birds, butterflies, seashells (malacology/conchology), beetles, and wildflowers; meanwhile, scientists tried to define a unified discipline of biology (though with only partial success, at least until the modern evolutionary synthesis). Still, the traditions of natural history continue to play a part in the study of biology, especially ecology (the study of natural systems involving living organisms and the inorganic components of the Earth's biosphere that support them), ethology (the scientific study of animal behavior), and evolutionary biology (the study of the relationships between life forms over very long periods of time), and re-emerges today as integrative organismal biology.
Amateur collectors and natural history entrepreneurs played an important role in building the world's large natural history collections, such as the Natural History Museum, London, and the National Museum of Natural History in Washington, DC.
Three of the greatest English naturalists of the 19th century, Henry Walter Bates, Charles Darwin, and Alfred Russel Wallace—who knew each other—each made natural history travels that took years, collected thousands of specimens, many of them new to science, and by their writings both advanced knowledge of "remote" parts of the world—the Amazon basin, the Galápagos Islands, and the Indonesian Archipelago, among others—and in so doing helped to transform biology from a descriptive to a theory-based science.
The understanding of "Nature" as "an organism and not as a mechanism" can be traced to the writings of Alexander von Humboldt (Prussia, 1769–1859). Humboldt's copious writings and research were seminal influences for Charles Darwin, Simón Bolívar, Henry David Thoreau, Ernst Haeckel, and John Muir.
Museums
Natural history museums, which evolved from cabinets of curiosities, played an important role in the emergence of professional biological disciplines and research programs. Particularly in the 19th century, scientists began to use their natural history collections as teaching tools for advanced students and the basis for their own morphological research.
Societies
The term "natural history" alone, or sometimes together with archaeology, forms the name of many national, regional, and local natural history societies that maintain records for animals (including birds (ornithology), insects (entomology) and mammals (mammalogy)), fungi (mycology), plants (botany), and other organisms. They may also have geological and microscopical sections.
Examples of these societies in Britain include the Natural History Society of Northumbria founded in 1829, London Natural History Society (1858), Birmingham Natural History Society (1859), British Entomological and Natural History Society founded in 1872, Glasgow Natural History Society, Manchester Microscopical and Natural History Society established in 1880, Whitby Naturalists' Club founded in 1913, Scarborough Field Naturalists' Society and the Sorby Natural History Society, Sheffield, founded in 1918. The growth of natural history societies was also spurred due to the growth of British colonies in tropical regions with numerous new species to be discovered. Many civil servants took an interest in their new surroundings, sending specimens back to museums in the Britain. (See also: Indian natural history)
Societies in other countries include the American Society of Naturalists and Polish Copernicus Society of Naturalists.
Professional societies have recognized the importance of natural history and have initiated new sections in their journals specifically for natural history observations to support the discipline. These include "Natural History Field Notes" of Biotropica, "The Scientific Naturalist" of Ecology, "From the Field" of Waterbirds, and the "Natural History Miscellany section" of the American Naturalist.
Benefits of Natural History
Natural history observations have contributed to scientific questioning and theory formation. In recent times such observations contribute to how conservation priorities are determined. Mental health benefits can ensue, as well, from regular and active observation of chosen components of nature, and these reach beyond the benefits derived from passively walking through natural areas.
See also
Evolutionary history of life
History of evolutionary thought
Naturalism (philosophy)
Nature documentary
Nature study
Nature writing
Russian naturalists
Timeline of natural history
Natural science
References
Further reading
Peter Anstey (2011), Two Forms of Natural History , Early Modern Experimental Philosophy .
Farber, Paul Lawrence (2000), Finding Order in Nature: The Naturalist Tradition from Linnaeus to E. O. Wilson. Johns Hopkins University Press: Baltimore.
Kohler, Robert E. (2002), Landscapes and Labscapes: Exploring the Lab-Field Border in Biology. University of Chicago Press: Chicago.
Mayr, Ernst. (1982), The Growth of Biological Thought: Diversity, Evolution, and Inheritance. The Belknap Press of Harvard University Press: Cambridge, Massachusetts.
Rainger, Ronald; Keith R. Benson; and Jane Maienschein (eds) (1988), The American Development of Biology. University of Pennsylvania Press: Philadelphia.
External links
A History of the Ecological Sciences by Frank N. Egerton
The Cambridge natural history, Vol. 07 (of 10)'', London: Macmillan and Co., 1904
History of biology
History of Earth science
History of science | 0.783513 | 0.996006 | 0.780383 |
World history (field) | World history or global history as a field of historical study examines history from a global perspective. It emerged centuries ago; leading practitioners have included Voltaire (1694–1778), Hegel (1770–1831), Karl Marx (1818–1883), Oswald Spengler (1880–1936), and Arnold J. Toynbee (1889–1975). The field became much more active (in terms of university teaching, text books, scholarly journals, and academic associations) in the late 20th century.
It is not to be confused with comparative history, which, like world history, deals with the history of multiple cultures and nations, but does not do so on a global scale. World historians use a thematic approach, with two major focal points: integration (how processes of world history have drawn people of the world together) and difference (how patterns of world history reveal the diversity of the human experience).
Periodisation
World history in the Western tradition is commonly divided into three parts, viz. ancient, medieval, and modern time. The division on ancient and medieval periods is less sharp or absent in the Arabic and Asian historiographies. A synoptic view of universal history led some scholars, beginning with Karl Jaspers, to distinguish the Axial Age synchronous to "classical antiquity" of the Western tradition. Jaspers also proposed a more universal periodization—prehistory, history and planetary history. All distinguished earlier periods belong to the second period (history) which is a relatively brief transitory phase between two much longer periods.
Establishment and perimeters of the field
Jerry H. Bentley (2011) observed that "the term world history has never been a clear signifier with a stable referent", and that usage of the term overlaps with universal history, comparative history, global history, big history, macro history, and transnational history, among others. Marnie Hughes-Warrington (2005) reasoned that "world history" is often mistaken to encompass the entire Earth, because works claiming to be "world histories" may have in practice a more limited scope, depending on the author's perspective: 'The "world" in world history (...) refers not to the earth in its entirety – both include and apart from human experience – but to the known and meaningful world of an individual or group.'
The advent of world history as a distinct academic field of study can be traced to the United States in the 1960s, but the pace quickened in the 1980s. A key step was the creation of the World History Association and graduate programs at a handful of American universities. Over the next decades scholarly publications, professional and academic organizations, and graduate programs in World History proliferated. World History has often displaced Western Civilization in the required curriculum of American high schools and universities, and is supported by new textbooks with a world history approach.
World history attempts to recognize and address two structures that have profoundly shaped professional history-writing:
A tendency to use current nation-states to set the boundaries and agendas of studies of the past.
A deep legacy of Eurocentric assumptions (found especially, but not only, in Western history-writing).
Thus World History tends to study networks, connections, and systems that cross traditional boundaries of historical study like linguistic, cultural, and national borders. World History is often concerned to explore social dynamics that have led to large-scale changes in human society, such as industrialization and the spread of capitalism, and to analyse how large-scale changes like these have affected different parts of the world. Like other branches of history-writing in the second half of the twentieth century, World History has a scope far beyond historians' traditional focus on politics, wars, and diplomacy, taking in a panoply of subjects like gender history, social history, cultural history, and environmental history.
Organizations
The H-World website and online network is used among some practitioners of world history, and allows discussions among scholars, announcements, syllabi, bibliographies and book reviews.
The International Society for the Comparative Study of Civilizations (ISCSC) approaches world history from the standpoint of comparative civilizations. Founded at a conference in 1961 in Salzburg, Austria, that was attended by Othmar Anderlie, Pitirim Sorokin, and Arnold J. Toynbee, this is an international association of scholars that publishes a journal, Comparative Civilization Review, and hosts an annual meeting in cities around the world.
The Journal of Global History is a scholarly journal established in 2006 and is published by Cambridge University Press.
The World History Association (WHA) was established in 1982, and is predominantly an American phenomenon. Since 1990, it publishes the Journal of World History on a quarterly basis.
History
Pre-modern
The study of world history, as distinct from national history, has existed in many world cultures. However, early forms of world history were not truly global and were limited to only the regions known by the historian.
In Ancient China, Chinese world history, that of China and the surrounding people of East Asia was based on the dynastic cycle articulated by Sima Qian . Sima Qian's model is based on the Mandate of Heaven. Rulers rise when they united China, then are overthrown when such dynasty became corrupt. Each new dynasty begins virtuous and strong, but then decays, provoking the transfer of Heaven's mandate to a new ruler. The test of virtue in a new dynasty is success in being obeyed by China and neighboring barbarians. After 2000 years Sima Qian's model still dominates scholarship, although the dynastic cycle is no longer used for modern Chinese history.
In Ancient Greece, Herodotus (5th century BC), as the founder of Greek historiography, presents discussions of the customs, geography, and history of Mediterranean peoples, particularly the Egyptians. His contemporary Thucydides rejected Herodotus's all-embracing approach to history, offering instead a more precise, sharply focused monograph, dealing not with vast empires over the centuries but with 27 years of war between Athens and Sparta. In Rome, the vast, patriotic history of Rome by Livy (59 BC – 17 AD) approximated Herodotean inclusiveness; Polybius aspired to combine the logical rigor of Thucydides with the scope of Herodotus.
Rashīd al-Dīn Fadhl-allāh Hamadānī (1247–1318), was a Muslim physician from Persian speaking family, polymathic writer, and historian, who wrote an enormous Islamic history, the Jami al-Tawarikh, in the Persian language, often considered a landmark in intercultural historiography and a key document on the Ilkhanids (13th and 14th century). His encyclopedic knowledge of a wide range of cultures from Mongolia to China to the Steppes of Central Eurasia to Persia, the Arabic-speaking lands, and Europe, provide the most direct access to information on the late Mongol era. His descriptions also highlight how the Mongol Empire and its emphasis on trade resulted in an atmosphere of cultural and religious exchange and intellectual ferment, resulting in the transmission of a host of ideas from East to West and vice versa.
One Muslim scholar, Ibn Khaldun (1332–1409) broke with traditionalism and offered a model of historical change in Muqaddimah, an exposition of the methodology of scientific history. Ibn Khaldun focused on the reasons for the rise and fall of civilization, arguing that the causes of change are to be sought in the economic and social structure of society. His work was largely ignored in the Muslim world.
Early modern
During the Renaissance in Europe, history was written about states or nations. The study of history changed during the Enlightenment and Romanticism. Voltaire described the history of certain ages that he considered important, rather than describing events in chronological order. History became an independent discipline. It was not called Philosophia Historiae anymore, but merely history (Historia). Voltaire, in the 18th century, attempted to revolutionize the study of world history. First, Voltaire concluded that the traditional study of history was flawed. The Christian Church, one of the most powerful entities in his time, had presented a framework for studying history. Voltaire, when writing History of Charles XII (1731) and The Age of Louis XIV (1751), instead choose to focus on economics, politics, and culture. These aspects of history were mostly unexplored by his contemporaries and would each develop into their sections of world history. Above all else, Voltaire regarded truth as the most essential part of recording world history. Nationalism and religion only subtracted from objective truth, so Voltaire freed himself for their influence when he recorded history.
Giambattista Vico (1668–1744) in Italy wrote Scienza Nuova seconda (The New Science) in 1725, which argued history as the expression of human will and deeds. He thought that men are historical entities and that human nature changes over time. Each epoch should be seen as a whole in which all aspects of culture—art, religion, philosophy, politics, and economics—are interrelated (a point developed later by Oswald Spengler). Vico showed that myth, poetry, and art are entry points to discovering the true spirit of a culture. Vico outlined a conception of historical development in which great cultures, like Rome, undergo cycles of growth and decline. His ideas were out of fashion during the Enlightenment but influenced the Romantic historians after 1800.
A major theoretical foundation for world history was given by German philosopher Georg Wilhelm Friedrich Hegel, who saw the modern Prussian state as the latest (though often confused with the highest) stage of world development.
G.W.F. Hegel developed three lenses through which he believed world history could be viewed. Documents produced during a historical period, such as journal entries and contractual agreements, were considered by Hegel to be part of Original History. These documents are produced by a person enveloped within a culture, making them conduits of vital information but also limited in their contextual knowledge. Documents which pertain to Hegel's Original History are classified by modern historians as primary sources.
Reflective History, Hegel's second lens, are documents written with some temporal distance separating the event which is discussed in academic writing. What limited this lens, according to Hegel, was the imposition of the writer's own cultural values and views on the historical event. This criticism of Reflective History was later formalized by Anthropologist Franz Boa and coined as Cultural relativism by Alain Locke. Both of these lenses were considered to be partially flawed by Hegel.
Hegel termed the lens which he advocated to view world history through as Philosophical History. To view history through this lens, one must analyze events, civilizations, and periods objectively. When done in this fashion, the historian can then extract the prevailing theme from their studies. This lens differs from the rest because it is void of any cultural biases and takes a more analytical approach to history. World History can be a broad topic, so focusing on extracting the most valuable information from certain periods may be the most beneficial approach. This third lens, as did Hegel's definitions of the other two, affected the study of history in the early modern period and our contemporary period.
Another early modern historian was Adam Ferguson. Ferguson's main contribution to the study of world history was his An Essay on the History of Civil Society (1767). According to Ferguson, world history was a combination of two forms of history. One was natural history; the aspects of our world which God created. The other, which was more revolutionary, was social history. For him, social history was the progress humans made towards fulfilling God's plan for humanity. He believed that progress, which could be achieved through individuals pursuing commercial success, would bring us closer to a perfect society; but we would never reach one. However, he also theorized that complete dedication to commercial success could lead to societal collapses—like what happened in Rome—because people would lose morality. Through this lens, Ferguson viewed world history as humanity's struggle to reach an ideal society.
Henry Home, Lord Kames was a philosopher during the Enlightenment and contributed to the study of world history. In his major historical work, Sketches on the History of Man, Kames outlined the four stages of human history which he observed. The first and most primitive stage was small hunter-gatherer groups. Then, to form larger groups, humans transitioned into the second stage when they began to domesticate animals. The third stage was the development of agriculture. This new technology established trade and higher levels of cooperation amongst sizable groups of people. With the gathering of people into agricultural villages, laws and social obligations needed to be developed so a form of order could be maintained. The fourth, and final stage, involved humans moving into market towns and seaports where agriculture was not the focus. Instead, commerce and other forms of labor arouse in a society. By defining the stages of human history, Homes influenced his successors. He also contributed to the development of other studies such as sociology and anthropology.
The Marxist theory of historical materialism claims the history of the world is fundamentally determined by the material conditions at any given time – in other words, the relationships which people have with each other to fulfil basic needs such as feeding, clothing and housing themselves and their families. Overall, Marx and Engels claimed to have identified five successive stages of the development of these material conditions in Western Europe.
The theory divides the history of the world into the following periods: Primitive communism; Slave society; Feudalism; Capitalism; and Socialism.
Regna Darnell and Frederic Gleach argue that, in the Soviet Union, the Marxian theory of history was the only accepted orthodoxy, and stifled research into other schools of thought on history. However, adherents of Marx's theories argue that Stalin distorted Marxism.
Contemporary
World history became a popular genre in the 20th century with universal history. In the 1920s, several best-sellers dealt with the history of the world, including surveys The Story of Mankind (1921) by Hendrik Willem van Loon and The Outline of History (1918) by H. G. Wells. Influential writers who have reached wide audiences include H. G. Wells, Oswald Spengler, Arnold J. Toynbee, Pitirim Sorokin, Carroll Quigley, Christopher Dawson, and Lewis Mumford. Scholars working the field include Eric Voegelin, William Hardy McNeill and Michael Mann. With evolving technologies such as dating methods and surveying laser technology called LiDAR, contemporary historians have access to new information which changes how past civilizations are studied.
Spengler's Decline of the West (2 vol 1919–1922) compared nine organic cultures: Egyptian (3400–1200 BC), Indian (1500–1100 BC), Chinese (1300 BC–AD 200), Classical (1100–400 BC), Byzantine (AD 300–1100), Aztec (AD 1300–1500), Arabian (AD 300–1250), Mayan (AD 600–960), and Western (AD 900–1900). His book was a success among intellectuals worldwide as it predicted the disintegration of European and American civilization after a violent "age of Caesarism", arguing by detailed analogies with other civilizations. It deepened the post-World War I pessimism in Europe, and was warmly received by intellectuals in China, India, and Latin America who hoped his predictions of the collapse of European empires would soon come true.
In 1936–1954, Toynbee's ten-volume A Study of History came out in three separate installments. He followed Spengler in taking a comparative topical approach to independent civilizations. Toynbee said they displayed striking parallels in their origin, growth, and decay. Toynbee rejected Spengler's biological model of civilizations as organisms with a typical life span of 1,000 years. Like Sima Qian, Toynbee explained decline as due to their moral failure. Many readers rejoiced in his implication (in vols. 1–6) that only a return to some form of Catholicism could halt the breakdown of western civilization which began with the Reformation. Volumes 7–10, published in 1954, abandoned the religious message, and his popular audience shrunk while scholars picked apart his mistakes.
McNeill wrote The Rise of the West (1963) to improve upon Toynbee by showing how the separate civilizations of Eurasia interacted from the very beginning of their history, borrowing critical skills from one another, and thus precipitating still further change as adjustment between traditional old and borrowed new knowledge and practice became necessary. McNeill took a broad approach organized around the interactions of peoples across the Earth. Such interactions have become both more numerous and more continual and substantial in recent times. Before about 1500, the network of communication between cultures was that of Eurasia. The term for these areas of interaction differ from one world historian to another and include world-system and ecumene. The importance of these intercultural contacts has begun to be recognized by many scholars.
History education
United States
As early as 1884, the American Historical Association advocated the study of the past on a world scale. T. Walter Wallbank and Alastair M. Taylor co-authored Civilization Past & Present, the first world-history textbook published in the United States (1942). With additional authors, this very successful work went through numerous editions up to the first decade of the twenty-first century. According to the Golden Anniversary edition of 1992, the ongoing objective of Civilization Past & Present "was to present a survey of world cultural history, treating the development and growth of civilization not as a unique European experience but as a global one through which all the great culture systems have interacted to produce the present-day world. It attempted to include all the elements of history – social, economic, political, religious, aesthetic, legal, and technological." Just as World War I strongly encouraged American historians to expand the study of Europe than to courses on Western civilization, World War II enhanced the global perspectives, especially regarding Asia and Africa. Louis Gottschalk, William H. McNeill, and Leften S. Stavrianos became leaders in the integration of world history to the American College curriculum. Gottschalk began work on the UNESCO 'History of Mankind: Cultural and Scientific Development' in 1951. McNeill, influenced by Toynbee, broadened his work on the 20th century to new topics. Since 1982 the World History Association at several regional associations began a program to help history professors broaden their coverage in freshman courses; world history became a popular replacement for courses on Western civilization. Professors Patrick Manning, at the University of Pittsburgh's World History Center; and Ross E. Dunn at San Diego State are leaders in promoting innovative teaching methods.
In related disciplines, such as art history and architectural history, global perspectives have been promoted as well. In schools of architecture in the U.S., the National Architectural Accrediting Board now requires that schools teach history that includes a non-west or global perspective. This reflects a decade-long effort to move past the standard Euro-centric approach that had dominated the field.
Historiography
Rankean historical positivism
The roots of historiography in the 19th century are bound up with the concept that history written with a strong connection to the primary sources could be integrated with "the big picture", i.e. to a general, universal history. For example, Leopold von Ranke, probably the pre-eminent historian of the 19th century, founder of Rankean historical positivism, the classic mode of historiography that now stands against postmodernism, attempted to write a Universal History at the close of his career. The works of world historians Oswald Spengler and Arnold J. Toynbee are examples of attempts to integrate primary source-based history and Universal History. Spengler's work is more general; Toynbee created a theory that would allow the study of "civilizations" to proceed with integration of source-based history writing and Universal History writing. Both writers attempted to incorporate teleological theories into general presentations of the history. Toynbee found as the telos (goal) of universal history the emergence of a single World State.
Modernization theory
According to Francis Fukuyama, modernization theory is the "last significant Universal History" written in the 20th century. This theory draws on Marx, Weber, and Durkheim. Talcott Parsons's Societies. Evolutionary and Comparative Perspectives (1966) is a key statement of this view of world history.
African and world history
In recent years, the relationship between African and world history has shifted rapidly from one of antipathy to one of engagement and synthesis. Reynolds (2007) surveys the relationship between African and world histories, with an emphasis on the tension between the area studies paradigm and the growing world-history emphasis on connections and exchange across regional boundaries. A closer examination of recent exchanges and debates over the merits of this exchange is also featured. Reynolds sees the relationship between African and world history as a measure of the changing nature of historical inquiry over the past century.
See also
Journal of Global History
Journal of World History
References
Works cited
Further reading
Manvir Singh, "Genghis the Good: Nomadic warriors like the Mongol hordes, scholars argue, built our world", The New Yorker, 1 & 8 January 2024, pp. 58–61. "Historians have worked to show that, in Sattin's words, 'the nomad story is neither less wonderful nor less significant than ours.' But we'll still be treating ourselves as the measure of everything unless we learn to revise our sense of significance. This may be the greatest gift a more global history offers us: greatness redefined." (p. 61.)
1960s introductions
Fields of history
Historiography
Intellectual history
Linear theories
Theories of history | 0.786234 | 0.992513 | 0.780348 |
Iron Age Scandinavia | Iron Age Scandinavia (or Nordic Iron Age) was the Iron Age, as it unfolded in Scandinavia. It was preceded by the Nordic Bronze Age.
Beginnings
The 6th and 5th centuries BC were a tipping point for exports and imports on the European continent. The ever-increasing conflicts and wars between the central European Celtic tribes and the Mediterranean cultures destabilized old major trade routes and networks between Scandinavia and the Mediterranean, eventually breaking them down. Archaeology attests a rapid and deep change in the Scandinavian culture and way of life due to various reasons which have not yet been sufficiently analyzed. Agricultural production became more intensified, organized around larger settlements and with a much more labour-intensive production. Slaves were introduced and deployed, something uncommon in the Nordic Bronze Age. The rising power, wealth and organization of the central European tribes in the following centuries did not seem to instigate an increased trade and contact between Scandinavia and central Europe before 200‒100 BC. At this point the Celtic tribes had organized themselves in numerous urban communities known as oppida, and the more stable political situation in Europe allowed for a whole new economic development and trade.
Bronze could not be produced in Scandinavia, as tin was not a local natural resource, but with new techniques, iron production from bog iron (mostly in Denmark) slowly gained ground. Iron is a versatile metal and was suitable for tools and weapons, but it was not until the Viking Age that iron incited a revolution in ploughing. Previously, herds of livestock had pasture grazed freely in large wood pastures, but were now placed in stables, probably to utilize manure more efficiently and increase agricultural production. Even though the advent of the Iron Age in Scandinavia was a time of great crisis, the new agricultural expansions, techniques and organizations proceeded apace. And though the decline of foreign trade might suggest that the period marked a transition from a rich and wealthy culture to a poor and meagre one, the population grew and new technology was developed. The period might just reflect a change of culture and not necessarily a decline in standards of living.
Periodization
The Iron Age in Scandinavia and Northern Europe begins around 500 BC with the Jastorf culture, and is taken to last until c. 800 AD and the beginning Viking Age. It succeeds the Nordic Bronze Age with the introduction of ferrous metallurgy by contact with the Hallstatt D/La Tène cultures.
Pre-Roman Iron Age (5th to 1st centuries BC). There are many bog bodies from Danish bog areas, some ritually killed, perhaps as human sacrifices, of which Tollund Man (found 1950) is the best-known. Their hair, skin and possessions have often been preserved in the anaerobic conditions, allowing archaeologists to learn more about their lifestyle.
Roman Iron Age (1st to 4th centuries AD)
Germanic Iron Age (5th to 8th centuries AD)
Vendel era
The Northern European Iron Age is the locus of Proto-Germanic culture, in its later stage differentiating into Proto-Norse (in Scandinavia), and West Germanic (Ingvaeonic, Irminonic, Istvaeonic) in northern Germany.
Culture and religion
See also
British Iron Age
Germanic Wars
Migration period
Proto-Germanic
Proto-Norse
References
Sources
Jørgen Jensen (2002): I begyndelsen, Gyldendal og Politikens Danmarks Historie (Vol. 1),
Bente Magnus, G Franceschi, Asger Jorn (2005): Men, Gods and Masks in Nordic Iron Age Art. .
M Zvelebil (1985): Iron Age transformations in Northern Russia and the Northeast Baltic, Beyond Domestication in Prehistoric Europe
External links
The Vendel Period: The Golden Age of the Norse
History of Scandinavia
Germanic archaeology
Archaeology of Northern Europe | 0.792341 | 0.984786 | 0.780286 |
Industrial Revolution | The Industrial Revolution, sometimes divided into the First Industrial Revolution and Second Industrial Revolution, was a period of global transition of the human economy towards more widespread, efficient and stable manufacturing processes that succeeded the Agricultural Revolution. Beginning in Great Britain, the Industrial Revolution spread to continental Europe and the United States, from around 1760 to about 1820–1840. This transition included going from hand production methods to machines; new chemical manufacturing and iron production processes; the increasing use of water power and steam power; the development of machine tools; and the rise of the mechanised factory system. Output greatly increased, and the result was an unprecedented rise in population and the rate of population growth. The textile industry was the first to use modern production methods, and textiles became the dominant industry in terms of employment, value of output, and capital invested.
Many of the technological and architectural innovations were of British origin. By the mid-18th century, Britain was the world's leading commercial nation, controlling a global trading empire with colonies in North America and the Caribbean. Britain had major military and political hegemony on the Indian subcontinent; particularly with the proto-industrialised Mughal Bengal, through the activities of the East India Company. The development of trade and the rise of business were among the major causes of the Industrial Revolution. Developments in law also facilitated the revolution, such as courts ruling in favour of property rights. An entrepreneurial spirit and consumer revolution helped drive industrialisation in Britain, which after 1800, was emulated in Belgium, the United States, and France.
The Industrial Revolution marked a major turning point in history, comparable only to humanity's adoption of agriculture with respect to material advancement. The Industrial Revolution influenced in some way almost every aspect of daily life. In particular, average income and population began to exhibit unprecedented sustained growth. Some economists have said the most important effect of the Industrial Revolution was that the standard of living for the general population in the Western world began to increase consistently for the first time in history, although others have said that it did not begin to improve meaningfully until the late 19th and 20th centuries. GDP per capita was broadly stable before the Industrial Revolution and the emergence of the modern capitalist economy, while the Industrial Revolution began an era of per-capita economic growth in capitalist economies. Economic historians agree that the onset of the Industrial Revolution is the most important event in human history since the domestication of animals and plants.
The precise start and end of the Industrial Revolution is still debated among historians, as is the pace of economic and social changes. According to Cambridge historian Leigh Shaw-Taylor, Britain was already industrialising in the 17th century, and "Our database shows that a groundswell of enterprise and productivity transformed the economy in the 17th century, laying the foundations for the world's first industrial economy. Britain was already a nation of makers by the year 1700" and "the history of Britain needs to be rewritten". Eric Hobsbawm held that the Industrial Revolution began in Britain in the 1780s and was not fully felt until the 1830s or 1840s, while T. S. Ashton held that it occurred roughly between 1760 and 1830. Rapid adoption of mechanized textiles spinning occurred in Britain in the 1780s, and high rates of growth in steam power and iron production occurred after 1800. Mechanised textile production spread from Great Britain to continental Europe and the United States in the early 19th century, with important centres of textiles, iron and coal emerging in Belgium and the United States and later textiles in France.
An economic recession occurred from the late 1830s to the early 1840s when the adoption of the Industrial Revolution's early innovations, such as mechanised spinning and weaving, slowed as their markets matured; and despite the increasing adoption of locomotives, steamboats and steamships, and hot blast iron smelting. New technologies such as the electrical telegraph, widely introduced in the 1840s and 1850s in the United Kingdom and the United States, were not powerful enough to drive high rates of economic growth.
Rapid economic growth began to reoccur after 1870, springing from a new group of innovations in what has been called the Second Industrial Revolution. These included new steel-making processes, mass production, assembly lines, electrical grid systems, the large-scale manufacture of machine tools, and the use of increasingly advanced machinery in steam-powered factories.
Etymology
The earliest recorded use of the term "Industrial Revolution" was in July 1799 by French envoy Louis-Guillaume Otto, announcing that France had entered the race to industrialise. In his 1976 book Keywords: A Vocabulary of Culture and Society, Raymond Williams states in the entry for "Industry": "The idea of a new social order based on major industrial change was clear in Southey and Owen, between 1811 and 1818, and was implicit as early as Blake in the early 1790s and Wordsworth at the turn of the [19th] century." The term Industrial Revolution applied to technological change was becoming more common by the late 1830s, as in Jérôme-Adolphe Blanqui's description in 1837 of .
Friedrich Engels in The Condition of the Working Class in England in 1844 spoke of "an industrial revolution, a revolution which at the same time changed the whole of civil society". Although Engels wrote his book in the 1840s, it was not translated into English until the late 19th century, and his expression did not enter everyday language until then. Credit for popularising the term may be given to Arnold Toynbee, whose 1881 lectures gave a detailed account of the term.
Economic historians and authors such as Mendels, Pomeranz, and Kridte argue that proto-industrialisation in parts of Europe, the Muslim world, Mughal India, and China created the social and economic conditions that led to the Industrial Revolution, thus causing the Great Divergence. Some historians, such as John Clapham and Nicholas Crafts, have argued that the economic and social changes occurred gradually and that the term revolution is a misnomer. This is still a subject of debate among some historians.
Requirements
Six factors facilitated industrialisation: high levels of agricultural productivity, such as that reflected in the British Agricultural Revolution, to provide excess manpower and food; a pool of managerial and entrepreneurial skills; available ports, rivers, canals, and roads to cheaply move raw materials and outputs; natural resources such as coal, iron, and waterfalls; political stability and a legal system that supported business; and financial capital available to invest. Once industrialisation began in Great Britain, new factors can be added: the eagerness of British entrepreneurs to export industrial expertise and the willingness to import the process. Britain met the criteria and industrialized starting in the 18th century, and then it exported the process to western Europe (especially Belgium, France, and the German states) in the early 19th century. The United States copied the British model in the early 19th century, and Japan copied the Western European models in the late 19th century.
Important technological developments
The commencement of the Industrial Revolution is closely linked to a small number of innovations, beginning in the second half of the 18th century. By the 1830s, the following gains had been made in important technologies:
Textiles – mechanised cotton spinning powered by water, and later steam, increased the output of a worker by a factor of around 500. The power loom increased the output of a worker by a factor of over 40. The cotton gin increased productivity of removing seed from cotton by a factor of 50. Large gains in productivity also occurred in spinning and weaving of wool and linen, but they were not as great as in cotton.
Steam power – the efficiency of steam engines increased so that they used between one-fifth and one-tenth as much fuel. The adaptation of stationary steam engines to rotary motion made them suitable for industrial uses. The high-pressure engine had a high power-to-weight ratio, making it suitable for transportation. Steam power underwent a rapid expansion after 1800.
Iron making – the substitution of coke for charcoal greatly lowered the fuel cost of pig iron and wrought iron production. Using coke also allowed larger blast furnaces, resulting in economies of scale. The steam engine began being used to power blast air (indirectly by pumping water to a water wheel) in the 1750s, enabling a large increase in iron production by overcoming the limitation of water power. The cast iron blowing cylinder was first used in 1760. It was later improved by making it double acting, which allowed higher blast furnace temperatures. The puddling process produced a structural grade iron at a lower cost than the finery forge. The rolling mill was fifteen times faster than hammering wrought iron. Developed in 1828, hot blast greatly increased fuel efficiency in iron production in the following decades.
Invention of machine tools – the first machine tools invented were the screw-cutting lathe, the cylinder boring machine, and the milling machine. Machine tools made the economical manufacture of precision metal parts possible, although it took several decades to develop effective techniques for making interchangeable parts.
Textile manufacture
British textile industry statistics
In 1750, Britain imported 2.5 million pounds of raw cotton, most of which was spun and woven by the cottage industry in Lancashire. The work was done by hand in workers' homes or occasionally in master weavers' shops. Wages in Lancashire were about six times those in India in 1770 when overall productivity in Britain was about three times higher than in India. In 1787, raw cotton consumption was 22 million pounds, most of which was cleaned, carded, and spun on machines. The British textile industry used 52 million pounds of cotton in 1800, which increased to 588 million pounds in 1850.
The share of value added by the cotton textile industry in Britain was 2.6% in 1760, 17% in 1801, and 22.4% in 1831. Value added by the British woollen industry was 14.1% in 1801. Cotton factories in Britain numbered approximately 900 in 1797. In 1760, approximately one-third of cotton cloth manufactured in Britain was exported, rising to two-thirds by 1800. In 1781, cotton spun amounted to 5.1 million pounds, which increased to 56 million pounds by 1800. In 1800, less than 0.1% of world cotton cloth was produced on machinery invented in Britain. In 1788, there were 50,000 spindles in Britain, rising to 7 million over the next 30 years.
Wool
The earliest European attempts at mechanised spinning were with wool; however, wool spinning proved more difficult to mechanise than cotton. Productivity improvement in wool spinning during the Industrial Revolution was significant but far less than that of cotton.
Silk
Arguably the first highly mechanised factory was John Lombe's water-powered silk mill at Derby, operational by 1721. Lombe learned silk thread manufacturing by taking a job in Italy and acting as an industrial spy; however, because the Italian silk industry guarded its secrets closely, the state of the industry at that time is unknown. Although Lombe's factory was technically successful, the supply of raw silk from Italy was cut off to eliminate competition. In order to promote manufacturing, the Crown paid for models of Lombe's machinery which were exhibited in the Tower of London.
Cotton
Parts of India, China, Central America, South America, and the Middle East have a long history of hand manufacturing cotton textiles, which became a major industry sometime after 1000 AD. In tropical and subtropical regions where it was grown, most was grown by small farmers alongside their food crops and was spun and woven in households, largely for domestic consumption. In the 15th century, China began to require households to pay part of their taxes in cotton cloth. By the 17th century, almost all Chinese wore cotton clothing. Almost everywhere cotton cloth could be used as a medium of exchange. In India, a significant amount of cotton textiles were manufactured for distant markets, often produced by professional weavers. Some merchants also owned small weaving workshops. India produced a variety of cotton cloth, some of exceptionally fine quality.
Cotton was a difficult raw material for Europe to obtain before it was grown on colonial plantations in the Americas. The early Spanish explorers found Native Americans growing unknown species of excellent quality cotton: sea island cotton (Gossypium barbadense) and upland green seeded cotton Gossypium hirsutum. Sea island cotton grew in tropical areas and on barrier islands of Georgia and South Carolina but did poorly inland. Sea island cotton began being exported from Barbados in the 1650s. Upland green seeded cotton grew well on inland areas of the southern U.S. but was not economical because of the difficulty of removing seed, a problem solved by the cotton gin. A strain of cotton seed brought from Mexico to Natchez, Mississippi, in 1806 became the parent genetic material for over 90% of world cotton production today; it produced bolls that were three to four times faster to pick.
Trade and textiles
The Age of Discovery was followed by a period of colonialism beginning around the 16th century. Following the discovery of a trade route to India around southern Africa by the Portuguese, the British founded the East India Company, along with smaller companies of different nationalities which established trading posts and employed agents to engage in trade throughout the Indian Ocean region.
One of the largest segments of this trade was in cotton textiles, which were purchased in India and sold in Southeast Asia, including the Indonesian archipelago where spices were purchased for sale to Southeast Asia and Europe. By the mid-1760s, cloth was over three-quarters of the East India Company's exports. Indian textiles were in demand in the North Atlantic region of Europe where previously only wool and linen were available; however, the number of cotton goods consumed in Western Europe was minor until the early 19th century.
Pre-mechanized European textile production
By 1600, Flemish refugees began weaving cotton cloth in English towns where cottage spinning and weaving of wool and linen was well established. They were left alone by the guilds who did not consider cotton a threat. Earlier European attempts at cotton spinning and weaving were in 12th-century Italy and 15th-century southern Germany, but these industries eventually ended when the supply of cotton was cut off. The Moors in Spain grew, spun, and wove cotton beginning around the 10th century.
British cloth could not compete with Indian cloth because India's labour cost was approximately one-fifth to one-sixth that of Britain's. In 1700 and 1721, the British government passed Calico Acts to protect the domestic woollen and linen industries from the increasing amounts of cotton fabric imported from India.
The demand for heavier fabric was met by a domestic industry based around Lancashire that produced fustian, a cloth with flax warp and cotton weft. Flax was used for the warp because wheel-spun cotton did not have sufficient strength, but the resulting blend was not as soft as 100% cotton and was more difficult to sew.
On the eve of the Industrial Revolution, spinning and weaving were done in households, for domestic consumption, and as a cottage industry under the putting-out system. Occasionally, the work was done in the workshop of a master weaver. Under the putting-out system, home-based workers produced under contract to merchant sellers, who often supplied the raw materials. In the off-season, the women, typically farmers' wives, did the spinning and the men did the weaving. Using the spinning wheel, it took anywhere from four to eight spinners to supply one handloom weaver.
Invention of textile machinery
The flying shuttle, patented in 1733 by John Kay—with a number of subsequent improvements including an important one in 1747—doubled the output of a weaver, worsening the imbalance between spinning and weaving. It became widely used around Lancashire after 1760 when John's son, Robert, invented the dropbox, which facilitated changing thread colors.
Lewis Paul patented the roller spinning frame and the flyer-and-bobbin system for drawing wool to a more even thickness. The technology was developed with the help of John Wyatt of Birmingham. Paul and Wyatt opened a mill in Birmingham which used their rolling machine powered by a donkey. In 1743, a factory opened in Northampton with 50 spindles on each of five of Paul and Wyatt's machines. This operated until about 1764. A similar mill was built by Daniel Bourn in Leominster, but this burnt down. Both Lewis Paul and Daniel Bourn patented carding machines in 1748. Based on two sets of rollers that travelled at different speeds, it was later used in the first cotton spinning mill.
In 1764, in the village of Stanhill, Lancashire, James Hargreaves invented the spinning jenny, which he patented in 1770. It was the first practical spinning frame with multiple spindles. The jenny worked in a similar manner to the spinning wheel, by first clamping down on the fibres, then by drawing them out, followed by twisting. It was a simple, wooden framed machine that only cost about £6 for a 40-spindle model in 1792 and was used mainly by home spinners. The jenny produced a lightly twisted yarn only suitable for weft, not warp.
The spinning frame or water frame was developed by Richard Arkwright who, along with two partners, patented it in 1769. The design was partly based on a spinning machine built by Kay, who was hired by Arkwright. For each spindle the water frame used a series of four pairs of rollers, each operating at a successively higher rotating speed, to draw out the fibre which was then twisted by the spindle. The roller spacing was slightly longer than the fibre length. Too close a spacing caused the fibres to break while too distant a spacing caused uneven thread. The top rollers were leather-covered and loading on the rollers was applied by a weight. The weights kept the twist from backing up before the rollers. The bottom rollers were wood and metal, with fluting along the length. The water frame was able to produce a hard, medium-count thread suitable for warp, finally allowing 100% cotton cloth to be made in Britain. Arkwright and his partners used water power at a factory in Cromford, Derbyshire in 1771, giving the invention its name.
Samuel Crompton invented the spinning mule in 1779, so called because it is a hybrid of Arkwright's water frame and James Hargreaves's spinning jenny in the same way that a mule is the product of crossbreeding a female horse with a male donkey. Crompton's mule was able to produce finer thread than hand spinning and at a lower cost. Mule-spun thread was of suitable strength to be used as a warp and finally allowed Britain to produce highly competitive yarn in large quantities.
Realising that the expiration of the Arkwright patent would greatly increase the supply of spun cotton and lead to a shortage of weavers, Edmund Cartwright developed a vertical power loom which he patented in 1785. In 1776, he patented a two-man operated loom. Cartwright's loom design had several flaws, the most serious being thread breakage. Samuel Horrocks patented a fairly successful loom in 1813. Horock's loom was improved by Richard Roberts in 1822, and these were produced in large numbers by Roberts, Hill & Co. Roberts was additionally a maker of high-quality machine tools and a pioneer in the use of jigs and gauges for precision workshop measurement.
The demand for cotton presented an opportunity to planters in the Southern United States, who thought upland cotton would be a profitable crop if a better way could be found to remove the seed. Eli Whitney responded to the challenge by inventing the inexpensive cotton gin. A man using a cotton gin could remove seed from as much upland cotton in one day as would previously have taken two months to process, working at the rate of one pound of cotton per day.
These advances were capitalised on by entrepreneurs, of whom the best known is Arkwright. He is credited with a list of inventions, but these were actually developed by such people as Kay and Thomas Highs; Arkwright nurtured the inventors, patented the ideas, financed the initiatives, and protected the machines. He created the cotton mill which brought the production processes together in a factory, and he developed the use of powerfirst horsepower and then water powerwhich made cotton manufacture a mechanised industry. Other inventors increased the efficiency of the individual steps of spinning (carding, twisting and spinning, and rolling) so that the supply of yarn increased greatly. Steam power was then applied to drive textile machinery. Manchester acquired the nickname Cottonopolis during the early 19th century owing to its sprawl of textile factories.
Although mechanisation dramatically decreased the cost of cotton cloth, by the mid-19th century machine-woven cloth still could not equal the quality of hand-woven Indian cloth, in part because of the fineness of thread made possible by the type of cotton used in India, which allowed high thread counts. However, the high productivity of British textile manufacturing allowed coarser grades of British cloth to undersell hand-spun and woven fabric in low-wage India, eventually destroying the Indian industry.
Iron industry
British iron production statistics
Bar iron was the commodity form of iron used as the raw material for making hardware goods such as nails, wire, hinges, horseshoes, wagon tires, chains, etc., as well as structural shapes. A small amount of bar iron was converted into steel. Cast iron was used for pots, stoves, and other items where its brittleness was tolerable. Most cast iron was refined and converted to bar iron, with substantial losses. Bar iron was made by the bloomery process, which was the predominant iron smelting process until the late 18th century.
In the UK in 1720, there were 20,500 tons of cast iron produced with charcoal and 400 tons with coke. In 1750 charcoal iron production was 24,500 and coke iron was 2,500 tons. In 1788, the production of charcoal cast iron was 14,000 tons while coke iron production was 54,000 tons. In 1806, charcoal cast iron production was 7,800 tons and coke cast iron was 250,000 tons.
In 1750, the UK imported 31,200 tons of bar iron and either refined from cast iron or directly produced 18,800 tons of bar iron using charcoal and 100 tons using coke. In 1796, the UK was making 125,000 tons of bar iron with coke and 6,400 tons with charcoal; imports were 38,000 tons and exports were 24,600 tons. In 1806 the UK did not import bar iron but exported 31,500 tons.
Iron process innovations
A major change in the iron industries during the Industrial Revolution was the replacement of wood and other bio-fuels with coal; for a given amount of heat, mining coal required much less labour than cutting wood and converting it to charcoal, and coal was much more abundant than wood, supplies of which were becoming scarce before the enormous increase in iron production that took place in the late 18th century.
In 1709, Abraham Darby made progress using coke to fuel his blast furnaces at Coalbrookdale. However, the coke pig iron he made was not suitable for making wrought iron and was used mostly for the production of cast iron goods, such as pots and kettles. He had the advantage over his rivals in that his pots, cast by his patented process, were thinner and cheaper than theirs.
In 1750, coke had generally replaced charcoal in the smelting of copper and lead and was in widespread use in glass production. In the smelting and refining of iron, coal and coke produced inferior iron to that made with charcoal because of the coal's sulfur content. Low sulfur coals were known, but they still contained harmful amounts. Conversion of coal to coke only slightly reduces the sulfur content. A minority of coals are coking. Another factor limiting the iron industry before the Industrial Revolution was the scarcity of water power to power blast bellows. This limitation was overcome by the steam engine.
Use of coal in iron smelting started somewhat before the Industrial Revolution, based on innovations by Clement Clerke and others from 1678, using coal reverberatory furnaces known as cupolas. These were operated by the flames playing on the ore and charcoal or coke mixture, reducing the oxide to metal. This has the advantage that impurities (such as sulphur ash) in the coal do not migrate into the metal. This technology was applied to lead from 1678 and to copper from 1687. It was also applied to iron foundry work in the 1690s, but in this case the reverberatory furnace was known as an air furnace. (The foundry cupola is a different, and later, innovation.)
Coke pig iron was hardly used to produce wrought iron until 1755–56, when Darby's son Abraham Darby II built furnaces at Horsehay and Ketley where low sulfur coal was available (and not far from Coalbrookdale). These furnaces were equipped with water-powered bellows, the water being pumped by Newcomen steam engines. The Newcomen engines were not attached directly to the blowing cylinders because the engines alone could not produce a steady air blast. Abraham Darby III installed similar steam-pumped, water-powered blowing cylinders at the Dale Company when he took control in 1768. The Dale Company used several Newcomen engines to drain its mines and made parts for engines which it sold throughout the country.
Steam engines made the use of higher-pressure and volume blast practical; however, the leather used in bellows was expensive to replace. In 1757, ironmaster John Wilkinson patented a hydraulic powered blowing engine for blast furnaces. The blowing cylinder for blast furnaces was introduced in 1760 and the first blowing cylinder made of cast iron is believed to be the one used at Carrington in 1768 that was designed by John Smeaton.
Cast iron cylinders for use with a piston were difficult to manufacture; the cylinders had to be free of holes and had to be machined smooth and straight to remove any warping. James Watt had great difficulty trying to have a cylinder made for his first steam engine. In 1774 Wilkinson invented a precision boring machine for boring cylinders. After Wilkinson bored the first successful cylinder for a Boulton and Watt steam engine in 1776, he was given an exclusive contract for providing cylinders. After Watt developed a rotary steam engine in 1782, they were widely applied to blowing, hammering, rolling and slitting.
The solutions to the sulfur problem were the addition of sufficient limestone to the furnace to force sulfur into the slag as well as the use of low sulfur coal. The use of lime or limestone required higher furnace temperatures to form a free-flowing slag. The increased furnace temperature made possible by improved blowing also increased the capacity of blast furnaces and allowed for increased furnace height.
In addition to lower cost and greater availability, coke had other important advantages over charcoal in that it was harder and made the column of materials (iron ore, fuel, slag) flowing down the blast furnace more porous and did not crush in the much taller furnaces of the late 19th century.
As cast iron became cheaper and widely available, it began being a structural material for bridges and buildings. A famous early example is the Iron Bridge built in 1778 with cast iron produced by Abraham Darby III. However, most cast iron was converted to wrought iron. Conversion of cast iron had long been done in a finery forge. An improved refining process known as potting and stamping was developed, but this was superseded by Henry Cort's puddling process. Cort developed two significant iron manufacturing processes: rolling in 1783 and puddling in 1784. Puddling produced a structural grade iron at a relatively low cost.
Puddling was a means of decarburizing molten pig iron by slow oxidation in a reverberatory furnace by manually stirring it with a long rod. The decarburized iron, having a higher melting point than cast iron, was raked into globs by the puddler. When the glob was large enough, the puddler would remove it. Puddling was backbreaking and extremely hot work. Few puddlers lived to be 40. Because puddling was done in a reverberatory furnace, coal or coke could be used as fuel. The puddling process continued to be used until the late 19th century when iron was being displaced by mild steel. Because puddling required human skill in sensing the iron globs, it was never successfully mechanised. Rolling was an important part of the puddling process because the grooved rollers expelled most of the molten slag and consolidated the mass of hot wrought iron. Rolling was 15 times faster at this than a trip hammer. A different use of rolling, which was done at lower temperatures than that for expelling slag, was in the production of iron sheets, and later structural shapes such as beams, angles, and rails.
The puddling process was improved in 1818 by Baldwyn Rogers, who replaced some of the sand lining on the reverberatory furnace bottom with iron oxide. In 1838 John Hall patented the use of roasted tap cinder (iron silicate) for the furnace bottom, greatly reducing the loss of iron through increased slag caused by a sand lined bottom. The tap cinder also tied up some phosphorus, but this was not understood at the time. Hall's process also used iron scale or rust which reacted with carbon in the molten iron. Hall's process, called wet puddling, reduced losses of iron with the slag from almost 50% to around 8%.
Puddling became widely used after 1800. Up to that time, British iron manufacturers had used considerable amounts of iron imported from Sweden and Russia to supplement domestic supplies. Because of the increased British production, imports began to decline in 1785, and by the 1790s Britain eliminated imports and became a net exporter of bar iron.
Hot blast, patented by the Scottish inventor James Beaumont Neilson in 1828, was the most important development of the 19th century for saving energy in making pig iron. By using preheated combustion air, the amount of fuel to make a unit of pig iron was reduced at first by between one-third using coke or two-thirds using coal; the efficiency gains continued as the technology improved. Hot blast also raised the operating temperature of furnaces, increasing their capacity. Using less coal or coke meant introducing fewer impurities into the pig iron. This meant that lower quality coal could be used in areas where coking coal was unavailable or too expensive; however, by the end of the 19th century transportation costs fell considerably.
Shortly before the Industrial Revolution, an improvement was made in the production of steel, which was an expensive commodity and used only where iron would not do, such as for cutting edge tools and for springs. Benjamin Huntsman developed his crucible steel technique in the 1740s. The raw material for this was blister steel, made by the cementation process. The supply of cheaper iron and steel aided a number of industries, such as those making nails, hinges, wire, and other hardware items. The development of machine tools allowed better working of iron, causing it to be increasingly used in the rapidly growing machinery and engine industries.
Steam power
The development of the stationary steam engine was an important element of the Industrial Revolution; however, during the early period of the Industrial Revolution, most industrial power was supplied by water and wind. In Britain, by 1800 an estimated 10,000 horsepower was being supplied by steam. By 1815 steam power had grown to 210,000 hp.
The first commercially successful industrial use of steam power was patented by Thomas Savery in 1698. He constructed in London a low-lift combined vacuum and pressure water pump that generated about one horsepower (hp) and was used in numerous waterworks and in a few mines (hence its "brand name", The Miner's Friend). Savery's pump was economical in small horsepower ranges but was prone to boiler explosions in larger sizes. Savery pumps continued to be produced until the late 18th century.
The first successful piston steam engine was introduced by Thomas Newcomen before 1712. Newcomen engines were installed for draining hitherto unworkable deep mines, with the engine on the surface; these were large machines, requiring a significant amount of capital to build, and produced upwards of . They were also used to power municipal water supply pumps. They were extremely inefficient by modern standards, but when located where coal was cheap at pit heads, they opened up a great expansion in coal mining by allowing mines to go deeper. Despite their disadvantages, Newcomen engines were reliable and easy to maintain and continued to be used in the coalfields until the early decades of the 19th century.
By 1729, when Newcomen died, his engines had spread to Hungary in 1722, and then to Germany, Austria, and Sweden. A total of 110 are known to have been built by 1733 when the joint patent expired, of which 14 were abroad. In the 1770s the engineer John Smeaton built some very large examples and introduced a number of improvements. A total of 1,454 engines had been built by 1800.
A fundamental change in working principles was brought about by Scotsman James Watt. With financial support from his business partner Englishman Matthew Boulton, he had succeeded by 1778 in perfecting his steam engine, which incorporated a series of radical improvements, notably the closing off of the upper part of the cylinder thereby making the low-pressure steam drive the top of the piston instead of the atmosphere; use of a steam jacket; and the celebrated separate steam condenser chamber. The separate condenser did away with the cooling water that had been injected directly into the cylinder which cooled the cylinder and wasted steam. Likewise, the steam jacket kept steam from condensing in the cylinder, also improving efficiency. These improvements increased engine efficiency so that Boulton and Watt's engines used only 20–25% as much coal per horsepower-hour as Newcomen's. Boulton and Watt opened the Soho Foundry for the manufacture of such engines in 1795.
In 1783, the Watt steam engine had been fully developed into a double-acting rotative type, which meant that it could be used to directly drive the rotary machinery of a factory or mill. Both of Watt's basic engine types were commercially very successful, and by 1800 the firm Boulton & Watt had constructed 496 engines, with 164 driving reciprocating pumps, 24 serving blast furnaces, and 308 powering mill machinery; most of the engines generated from .
Until about 1800, the most common pattern of steam engine was the beam engine, built as an integral part of a stone or brick engine-house, but soon various patterns of self-contained rotative engines (readily removable but not on wheels) were developed, such as the table engine. Around the start of the 19th century, at which time the Boulton and Watt patent expired, the Cornish engineer Richard Trevithick and the American Oliver Evans began to construct higher-pressure non-condensing steam engines, exhausting against the atmosphere. High pressure yielded an engine and boiler compact enough to be used on mobile road and rail locomotives and steamboats.
Small industrial power requirements continued to be provided by animal and human muscle until widespread electrification in the early 20th century. These included crank-powered, treadle-powered and horse-powered workshop, and light industrial machinery.
Machine tools
Pre-industrial machinery was built by various craftsmenmillwrights built watermills and windmills; carpenters made wooden framing; and smiths and turners made metal parts. Wooden components had the disadvantage of changing dimensions with temperature and humidity, and the various joints tended to rack (work loose) over time. As the Industrial Revolution progressed, machines with metal parts and frames became more common. Other important uses of metal parts were in firearms and threaded fasteners, such as machine screws, bolts, and nuts. There was also the need for precision in making parts. Precision would allow better working machinery, interchangeability of parts, and standardization of threaded fasteners.
The demand for metal parts led to the development of several machine tools. They have their origins in the tools developed in the 18th century by makers of clocks and watches and scientific instrument makers to enable them to batch-produce small mechanisms. Before the advent of machine tools, metal was worked manually using the basic hand tools of hammers, files, scrapers, saws, and chisels. Consequently, the use of metal machine parts was kept to a minimum. Hand methods of production were laborious and costly, and precision was difficult to achieve.
The first large precision machine tool was the cylinder boring machine invented by John Wilkinson in 1774. It was designed to bore the large cylinders on early steam engines. Wilkinson's machine was the first to use the principle of line-boring, where the tool is supported on both ends, unlike earlier designs used for boring cannon that relied on a less stable cantilevered boring bar.
The planing machine, the milling machine and the shaping machine were developed in the early decades of the 19th century. Although the milling machine was invented at this time, it was not developed as a serious workshop tool until somewhat later in the 19th century. James Fox of Derby and Matthew Murray of Leeds were manufacturers of machine tools who found success in exporting from England and are also notable for having developed the planer around the same time as Richard Roberts of Manchester.
Henry Maudslay, who trained a school of machine tool makers early in the 19th century, was a mechanic with superior ability who had been employed at the Royal Arsenal, Woolwich. He worked as an apprentice at the Royal Arsenal under Jan Verbruggen. In 1774 Verbruggen had installed a horizontal boring machine which was the first industrial size lathe in the UK. Maudslay was hired away by Joseph Bramah for the production of high-security metal locks that required precision craftsmanship. Bramah patented a lathe that had similarities to the slide rest lathe. Maudslay perfected the slide rest lathe, which could cut machine screws of different thread pitches by using changeable gears between the spindle and the lead screw. Before its invention, screws could not be cut to any precision using various earlier lathe designs, some of which copied from a template. The slide rest lathe was called one of history's most important inventions. Although it was not entirely Maudslay's idea, he was the first person to build a functional lathe using a combination of known innovations of the lead screw, slide rest, and change gears.
Maudslay left Bramah's employment and set up his own shop. He was engaged to build the machinery for making ships' pulley blocks for the Royal Navy in the Portsmouth Block Mills. These machines were all-metal and were the first machines for mass production and making components with a degree of interchangeability. The lessons Maudslay learned about the need for stability and precision he adapted to the development of machine tools, and in his workshops, he trained a generation of men to build on his work, such as Richard Roberts, Joseph Clement and Joseph Whitworth.
The techniques to make mass-produced metal parts of sufficient precision to be interchangeable is largely attributed to a program of the U.S. Department of War which perfected interchangeable parts for firearms in the early 19th century. In the half-century following the invention of the fundamental machine tools, the machine industry became the largest industrial sector of the U.S. economy, by value added.
Chemicals
The large-scale production of chemicals was an important development during the Industrial Revolution. The first of these was the production of sulphuric acid by the lead chamber process invented by the Englishman John Roebuck (James Watt's first partner) in 1746. He was able to greatly increase the scale of the manufacture by replacing the relatively expensive glass vessels formerly used with larger, less expensive chambers made of riveted sheets of lead. Instead of making a small amount each time, he was able to make around in each of the chambers, at least a tenfold increase.
The production of an alkali on a large scale became an important goal as well, and Nicolas Leblanc succeeded in 1791 in introducing a method for the production of sodium carbonate (soda ash). The Leblanc process was a reaction of sulfuric acid with sodium chloride to give sodium sulfate and hydrochloric acid. The sodium sulfate was heated with calcium carbonate and coal to give a mixture of sodium carbonate and calcium sulfide. Adding water separated the soluble sodium carbonate from the calcium sulfide. The process produced a large amount of pollution (the hydrochloric acid was initially vented to the atmosphere, and calcium sulfide was a waste product). Nonetheless, this synthetic soda ash proved economical compared to that produced from burning specific plants (barilla or kelp), which were the previously dominant sources of soda ash, and also to potash (potassium carbonate) produced from hardwood ashes. These two chemicals were very important because they enabled the introduction of a host of other inventions, replacing many small-scale operations with more cost-effective and controllable processes. Sodium carbonate had many uses in the glass, textile, soap, and paper industries. Early uses for sulfuric acid included pickling (removing rust from) iron and steel, and for bleaching cloth.
The development of bleaching powder (calcium hypochlorite) by Scottish chemist Charles Tennant in about 1800, based on the discoveries of French chemist Claude Louis Berthollet, revolutionised the bleaching processes in the textile industry by dramatically reducing the time required (from months to days) for the traditional process then in use, which required repeated exposure to the sun in bleach fields after soaking the textiles with alkali or sour milk. Tennant's factory at St Rollox, Glasgow, became the largest chemical plant in the world.
After 1860 the focus on chemical innovation was in dyestuffs, and Germany took world leadership, building a strong chemical industry. Aspiring chemists flocked to German universities in the 1860–1914 era to learn the latest techniques. British scientists by contrast, lacked research universities and did not train advanced students; instead, the practice was to hire German-trained chemists.
Concrete
In 1824 Joseph Aspdin, a British bricklayer turned builder, patented a chemical process for making portland cement which was an important advance in the building trades. This process involves sintering a mixture of clay and limestone to about , then grinding it into a fine powder which is then mixed with water, sand and gravel to produce concrete. Portland cement concrete was used by the English engineer Marc Isambard Brunel several years later when constructing the Thames Tunnel. Concrete was used on a large scale in the construction of the London sewer system a generation later.
Gas lighting
Though others made a similar innovation elsewhere, the large-scale introduction of gas lighting was the work of William Murdoch, an employee of Boulton & Watt. The process consisted of the large-scale gasification of coal in furnaces, the purification of the gas (removal of sulphur, ammonia, and heavy hydrocarbons), and its storage and distribution. The first gas lighting utilities were established in London between 1812 and 1820. They soon became one of the major consumers of coal in the UK. Gas lighting affected social and industrial organisation because it allowed factories and stores to remain open longer than with tallow candles or oil lamps. Its introduction allowed nightlife to flourish in cities and towns as interiors and streets could be lighted on a larger scale than before.
Glass making
Glass was made in ancient Greece and Rome. A new method of glass production, known as the cylinder process, was developed in Europe during the early 19th century. In 1832 this process was used by the Chance Brothers to create sheet glass. They became the leading producers of window and plate glass. This advancement allowed for larger panes of glass to be created without interruption, thus freeing up the space planning in interiors as well as the fenestration of buildings. The Crystal Palace is the supreme example of the use of sheet glass in a new and innovative structure.
Paper machine
A machine for making a continuous sheet of paper on a loop of wire fabric was patented in 1798 by Louis-Nicolas Robert in France. The paper machine is known as a Fourdrinier after the financiers, brothers Sealy and Henry Fourdrinier, who were stationers in London. Although greatly improved and with many variations, the Fourdrinier machine is the predominant means of paper production today. The method of continuous production demonstrated by the paper machine influenced the development of continuous rolling of iron and later steel and other continuous production processes.
Agriculture
The British Agricultural Revolution is considered one of the causes of the Industrial Revolution because improved agricultural productivity freed up workers to work in other sectors of the economy. In contrast, per-capita food supply in Europe was stagnant or declining and did not improve in some parts of Europe until the late 18th century.
The English lawyer Jethro Tull invented an improved seed drill in 1701. It was a mechanical seeder that distributed seeds evenly across a plot of land and planted them at the correct depth. This was important because the yield of seeds harvested to seeds planted at that time was around four or five. Tull's seed drill was very expensive and not very reliable and therefore did not have much of an effect. Good quality seed drills were not produced until the mid 18th century.
Joseph Foljambe's Rotherham plough of 1730 was the first commercially successful iron plough. The threshing machine, invented by the Scottish engineer Andrew Meikle in 1784, displaced hand threshing with a flail, a laborious job that took about one-quarter of agricultural labour. Lower labor requirements subsequently result in lowered wages and numbers of farm labourers, who faced near starvation, leading to the 1830 agricultural rebellion of the Swing Riots.
Machine tools and metalworking techniques developed during the Industrial Revolution eventually resulted in precision manufacturing techniques in the late 19th century for mass-producing agricultural equipment, such as reapers, binders, and combine harvesters.
Mining
Coal mining in Britain, particularly in South Wales, started early. Before the steam engine, pits were often shallow bell pits following a seam of coal along the surface, which were abandoned as the coal was extracted. In other cases, if the geology was favourable the coal was mined by means of an adit or drift mine driven into the side of a hill. Shaft mining was done in some areas, but the limiting factor was the problem of removing water. It could be done by hauling buckets of water up the shaft or to a sough (a tunnel driven into a hill to drain a mine). In either case, the water had to be discharged into a stream or ditch at a level where it could flow away by gravity.
The introduction of the steam pump by Thomas Savery in 1698 and the Newcomen steam engine in 1712 greatly facilitated the removal of water and enabled shafts to be made deeper, enabling more coal to be extracted. These were developments that had begun before the Industrial Revolution, but the adoption of John Smeaton's improvements to the Newcomen engine followed by James Watt's more efficient steam engines from the 1770s reduced the fuel costs of engines, making mines more profitable. The Cornish engine, developed in the 1810s, was much more efficient than the Watt steam engine.
Coal mining was very dangerous owing to the presence of firedamp in many coal seams. Some degree of safety was provided by the safety lamp which was invented in 1816 by Sir Humphry Davy and independently by George Stephenson. However, the lamps proved a false dawn because they became unsafe very quickly and provided a weak light. Firedamp explosions continued, often setting off coal dust explosions, so casualties grew during the entire 19th century. Conditions of work were very poor, with a high casualty rate from rock falls.
Transportation
At the beginning of the Industrial Revolution, inland transport was by navigable rivers and roads, with coastal vessels employed to move heavy goods by sea. Wagonways were used for conveying coal to rivers for further shipment, but canals had not yet been widely constructed. Animals supplied all of the motive power on land, with sails providing the motive power on the sea. The first horse railways were introduced toward the end of the 18th century, with steam locomotives being introduced in the early decades of the 19th century. Improving sailing technologies boosted average sailing speed by 50% between 1750 and 1830.
The Industrial Revolution improved Britain's transport infrastructure with a turnpike road network, a canal and waterway network, and a railway network. Raw materials and finished products could be moved more quickly and cheaply than before. Improved transportation also allowed new ideas to spread quickly.
Canals and improved waterways
Before and during the Industrial Revolution navigation on several British rivers was improved by removing obstructions, straightening curves, widening and deepening, and building navigation locks. Britain had over of navigable rivers and streams by 1750. Canals and waterways allowed bulk materials to be economically transported long distances inland. This was because a horse could pull a barge with a load dozens of times larger than the load that could be drawn in a cart.
Canals began to be built in the UK in the late 18th century to link the major manufacturing centres across the country. Known for its huge commercial success, the Bridgewater Canal in North West England, which opened in 1761 and was mostly funded by The 3rd Duke of Bridgewater. From Worsley to the rapidly growing town of Manchester its construction cost £168,000 (£ ), but its advantages over land and river transport meant that within a year of its opening in 1761, the price of coal in Manchester fell by about half. This success helped inspire a period of intense canal building, known as Canal Mania. Canals were hastily built with the aim of replicating the commercial success of the Bridgewater Canal, the most notable being the Leeds and Liverpool Canal and the Thames and Severn Canal which opened in 1774 and 1789 respectively.
By the 1820s a national network was in existence. Canal construction served as a model for the organisation and methods later used to construct the railways. They were eventually largely superseded as profitable commercial enterprises by the spread of the railways from the 1840s on. The last major canal to be built in the United Kingdom was the Manchester Ship Canal, which upon opening in 1894 was the largest ship canal in the world, and opened Manchester as a port. However, it never achieved the commercial success its sponsors had hoped for and signalled canals as a dying mode of transport in an age dominated by railways, which were quicker and often cheaper.
Britain's canal network, together with its surviving mill buildings, is one of the most enduring features of the early Industrial Revolution to be seen in Britain.
Roads
France was known for having an excellent system of roads at the time of the Industrial Revolution; however, most of the roads on the European continent and in the UK were in bad condition and dangerously rutted. Much of the original British road system was poorly maintained by thousands of local parishes, but from the 1720s (and occasionally earlier) turnpike trusts were set up to charge tolls and maintain some roads. Increasing numbers of main roads were turnpiked from the 1750s to the extent that almost every main road in England and Wales was the responsibility of a turnpike trust. New engineered roads were built by John Metcalf, Thomas Telford and most notably John McAdam, with the first 'macadam' stretch of road being Marsh Road at Ashton Gate, Bristol in 1816. The first macadam road in the U.S. was the "Boonsborough Turnpike Road" between Hagerstown and Boonsboro, Maryland in 1823.
The major turnpikes radiated from London and were the means by which the Royal Mail was able to reach the rest of the country. Heavy goods transport on these roads was by means of slow, broad-wheeled carts hauled by teams of horses. Lighter goods were conveyed by smaller carts or by teams of packhorse. Stagecoaches carried the rich, and the less wealthy could pay to ride on carriers carts. Productivity of road transport increased greatly during the Industrial Revolution, and the cost of travel fell dramatically. Between 1690 and 1840 productivity almost tripled for long-distance carrying and increased four-fold in stage coaching.
Railways
Railways were made practical by the widespread introduction of inexpensive puddled iron after 1800, the rolling mill for making rails, and the development of the high-pressure steam engine also around 1800. Reducing friction was one of the major reasons for the success of railroads compared to wagons. This was demonstrated on an iron plate-covered wooden tramway in 1805 at Croydon, England.
A good horse on an ordinary turnpike road can draw two thousand pounds, or one ton. A party of gentlemen were invited to witness the experiment, that the superiority of the new road might be established by ocular demonstration. Twelve wagons were loaded with stones, till each wagon weighed three tons, and the wagons were fastened together. A horse was then attached, which drew the wagons with ease, in two hours, having stopped four times, in order to show he had the power of starting, as well as drawing his great load.
Wagonways for moving coal in the mining areas had started in the 17th century and were often associated with canal or river systems for the further movement of coal. These were all horse-drawn or relied on gravity, with a stationary steam engine to haul the wagons back to the top of the incline. The first applications of the steam locomotive were on wagon or plate ways (as they were then often called from the cast-iron plates used). Horse-drawn public railways begin in the early 19th century when improvements to pig and wrought iron production were lowering costs.
Steam locomotives began being built after the introduction of high-pressure steam engines after the expiration of the Boulton and Watt patent in 1800. High-pressure engines exhausted used steam to the atmosphere, doing away with the condenser and cooling water. They were also much lighter weight and smaller in size for a given horsepower than the stationary condensing engines. A few of these early locomotives were used in mines. Steam-hauled public railways began with the Stockton and Darlington Railway in 1825.
The rapid introduction of railways followed the 1829 Rainhill trials, which demonstrated Robert Stephenson's successful locomotive design and the 1828 development of hot blast, which dramatically reduced the fuel consumption of making iron and increased the capacity of the blast furnace. On 15 September 1830, the Liverpool and Manchester Railway, the first inter-city railway in the world, was opened and was attended by Prime Minister Arthur Wellesley. The railway was engineered by Joseph Locke and George Stephenson, linked the rapidly expanding industrial town of Manchester with the port town of Liverpool. The opening was marred by problems caused by the primitive nature of the technology being employed; however, problems were gradually solved, and the railway became highly successful, transporting passengers and freight.
The success of the inter-city railway, particularly in the transport of freight and commodities, led to Railway Mania. Construction of major railways connecting the larger cities and towns began in the 1830s but only gained momentum at the very end of the first Industrial Revolution. After many of the workers had completed the railways, they did not return to their rural lifestyles but instead remained in the cities, providing additional workers for the factories.
Social effects
On a structural level the Industrial Revolution asked society the so-called social question, demanding new ideas for managing large groups of individuals. Visible poverty on one hand and growing population and materialistic wealth on the other caused tensions between the very rich and the poorest people within society. These tensions were sometimes violently released and led to philosophical ideas such as socialism, communism and anarchism.
Factory system
Prior to the Industrial Revolution, most of the workforce was employed in agriculture, either as self-employed farmers as landowners or tenants or as landless agricultural labourers. It was common for families in various parts of the world to spin yarn, weave cloth and make their own clothing. Households also spun and wove for market production. At the beginning of the Industrial Revolution, India, China, and regions of Iraq and elsewhere in Asia and the Middle East produced most of the world's cotton cloth while Europeans produced wool and linen goods.
In Great Britain in the 16th century, the putting-out system was practised, by which farmers and townspeople produced goods for a market in their homes, often described as cottage industry. Typical putting-out system goods included spinning and weaving. Merchant capitalists typically provided the raw materials, paid workers by the piece, and were responsible for the sale of the goods. Embezzlement of supplies by workers and poor quality were common problems. The logistical effort in procuring and distributing raw materials and picking up finished goods were also limitations of the putting-out system.
Some early spinning and weaving machinery, such as a 40 spindle jenny for about six pounds in 1792, was affordable for cottagers. Later machinery such as spinning frames, spinning mules and power looms were expensive (especially if water-powered), giving rise to capitalist ownership of factories.
The majority of textile factory workers during the Industrial Revolution were unmarried women and children, including many orphans. They typically worked for 12 to 14 hours per day with only Sundays off. It was common for women to take factory jobs seasonally during slack periods of farm work. Lack of adequate transportation, long hours, and poor pay made it difficult to recruit and maintain workers.
The change in the social relationship of the factory worker compared to farmers and cottagers was viewed unfavourably by Karl Marx; however, he recognized the increase in productivity made possible by technology.
Standards of living
Some economists, such as Robert Lucas Jr., say that the real effect of the Industrial Revolution was that "for the first time in history, the living standards of the masses of ordinary people have begun to undergo sustained growth ... Nothing remotely like this economic behaviour is mentioned by the classical economists, even as a theoretical possibility." Others argue that while the growth of the economy's overall productive powers was unprecedented during the Industrial Revolution, living standards for the majority of the population did not grow meaningfully until the late 19th and 20th centuries and that in many ways workers' living standards declined under early capitalism: some studies have estimated that real wages in Britain only increased 15% between the 1780s and 1850s and that life expectancy in Britain did not begin to dramatically increase until the 1870s.
The average height of the population declined during the Industrial Revolution, implying that their nutritional status was also decreasing.
During the Industrial Revolution, the life expectancy of children increased dramatically. The percentage of the children born in London who died before the age of five decreased from 74.5% in 1730–1749 to 31.8% in 1810–1829. The effects on living conditions have been controversial and were hotly debated by economic and social historians from the 1950s to the 1980s. Over the course of the period from 1813 to 1913, there was a significant increase in worker wages.
Food and nutrition
Chronic hunger and malnutrition were the norms for the majority of the population of the world including Britain and France until the late 19th century. Until about 1750, malnutrition limited life expectancy in France to about 35 years and about 40 years in Britain. The United States population of the time was adequately fed, much taller on average, and had a life expectancy of 45–50 years, although U.S. life expectancy declined by a few years by the mid 19th century. Food consumption per capita also declined during an episode known as the Antebellum Puzzle.
Food supply in Great Britain was adversely affected by the Corn Laws (1815–1846) which imposed tariffs on imported grain. The laws were enacted to keep prices high in order to benefit domestic producers. The Corn Laws were repealed in the early years of the Great Irish Famine.
The initial technologies of the Industrial Revolution, such as mechanized textiles, iron and coal, did little, if anything, to lower food prices. In Britain and the Netherlands, food supply increased before the Industrial Revolution with better agricultural practices; however, population grew as well.
Housing
The rapid population growth in the 19th century included the new industrial and manufacturing cities, as well as service centers such as Edinburgh and London. The critical factor was financing, which was handled by building societies that dealt directly with large contracting firms. Private renting from housing landlords was the dominant tenure. P. Kemp says this was usually of advantage to tenants. People moved in so rapidly there was not enough capital to build adequate housing for everyone, so low-income newcomers squeezed into increasingly overcrowded slums. Clean water, sanitation, and public health facilities were inadequate; the death rate was high, especially infant mortality, and tuberculosis among young adults. Cholera from polluted water and typhoid were endemic. Unlike rural areas, there were no famines such as the one that devastated Ireland in the 1840s.
A large exposé literature grew up condemning the unhealthy conditions. By far the most famous publication was by one of the founders of the socialist movement, The Condition of the Working Class in England in 1844 Friedrich Engels describes backstreet sections of Manchester and other mill towns, where people lived in crude shanties and shacks, some not completely enclosed, some with dirt floors. These shanty towns had narrow walkways between irregularly shaped lots and dwellings. There were no sanitary facilities. The population density was extremely high. However, not everyone lived in such poor conditions. The Industrial Revolution also created a middle class of businessmen, clerks, foremen, and engineers who lived in much better conditions.
Conditions improved over the course of the 19th century with new public health acts regulating things such as sewage, hygiene, and home construction. In the introduction of his 1892 edition, Engels notes that most of the conditions he wrote about in 1844 had been greatly improved. For example, the Public Health Act 1875 (38 & 39 Vict. c. 55) led to the more sanitary byelaw terraced house.
Water and sanitation
Pre-industrial water supply relied on gravity systems, and pumping of water was done by water wheels. Pipes were typically made of wood. Steam-powered pumps and iron pipes allowed the widespread piping of water to horse watering troughs and households.
Engels' book describes how untreated sewage created awful odours and turned the rivers green in industrial cities. In 1854 John Snow traced a cholera outbreak in Soho in London to fecal contamination of a public water well by a home cesspit. Snow's findings that cholera could be spread by contaminated water took some years to be accepted, but his work led to fundamental changes in the design of public water and waste systems.
Literacy
In the 18th century, there were relatively high levels of literacy among farmers in England and Scotland. This permitted the recruitment of literate craftsmen, skilled workers, foremen, and managers who supervised the emerging textile factories and coal mines. Much of the labour was unskilled, and especially in textile mills children as young as eight proved useful in handling chores and adding to the family income. Indeed, children were taken out of school to work alongside their parents in the factories. However, by the mid-19th century, unskilled labor forces were common in Western Europe, and British industry moved upscale, needing many more engineers and skilled workers who could handle technical instructions and handle complex situations. Literacy was essential to be hired. A senior government official told Parliament in 1870:
Upon the speedy provision of elementary education depends are industrial prosperity. It is of no use trying to give technical teaching to our citizens without elementary education; uneducated labourers—and many of our labourers are utterly uneducated—are, for the most part, unskilled labourers, and if we leave our work–folk any longer unskilled, notwithstanding their strong sinews and determined energy, they will become overmatched in the competition of the world.
The invention of the paper machine and the application of steam power to the industrial processes of printing supported a massive expansion of newspaper and pamphlet publishing, which contributed to rising literacy and demands for mass political participation.
Clothing and consumer goods
Consumers benefited from falling prices for clothing and household articles such as cast iron cooking utensils, and in the following decades, stoves for cooking and space heating. Coffee, tea, sugar, tobacco, and chocolate became affordable to many in Europe. The consumer revolution in England from the early 17th century to the mid-18th century had seen a marked increase in the consumption and variety of luxury goods and products by individuals from different economic and social backgrounds. With improvements in transport and manufacturing technology, opportunities for buying and selling became faster and more efficient than previous. The expanding textile trade in the north of England meant the three-piece suit became affordable to the masses. Founded by potter and retail entrepreneur Josiah Wedgwood in 1759, Wedgwood fine china and porcelain tableware was starting to become a common feature on dining tables. Rising prosperity and social mobility in the 18th century increased the number of people with disposable income for consumption, and the marketing of goods (of which Wedgwood was a pioneer) for individuals, as opposed to items for the household, started to appear, and the new status of goods as status symbols related to changes in fashion and desired for aesthetic appeal.
New businesses in various industries appeared in towns and cities throughout Britain. Confectionery was one such industry that saw rapid expansion. According to food historian Polly Russell: "chocolate and biscuits became products for the masses, thanks to the Industrial Revolution and the consumers it created. By the mid-19th century, sweet biscuits were an affordable indulgence and business was booming. Manufacturers such as Huntley & Palmers in Reading, Carr's of Carlisle and McVitie's in Edinburgh transformed from small family-run businesses into state-of-the-art operations". In 1847 Fry's of Bristol produced the first chocolate bar. Their competitor Cadbury of Birmingham was the first to commercialize the association between confectionery and romance when they produced a heart-shaped box of chocolates for Valentine's Day in 1868. The department store became a common feature in major High Streets across Britain; one of the first was opened in 1796 by Harding, Howell & Co. on Pall Mall in London. In the 1860s, fish and chip shops emerged across the country in order to satisfy the needs of the growing industrial population.
In addition to goods being sold in the growing number of stores, street sellers were common in an increasingly urbanized country. Matthew White: "Crowds swarmed in every thoroughfare. Scores of street sellers 'cried' merchandise from place to place, advertising the wealth of goods and services on offer. Milkmaids, orange sellers, fishwives and piemen, for example, all walked the streets offering their various wares for sale, while knife grinders and the menders of broken chairs and furniture could be found on street corners". An early soft drinks company, R. White's Lemonade, began in 1845 by selling drinks in London in a wheelbarrow.
Increased literacy rates, industrialisation, and the invention of the railway created a new market for cheap popular literature for the masses and the ability for it to be circulated on a large scale. Penny dreadfuls were created in the 1830s to meet this demand. The Guardian described penny dreadfuls as "Britain's first taste of mass-produced popular culture for the young", and "the Victorian equivalent of video games". By the 1860s and 1870s more than one million boys' periodicals were sold per week. Labelled an "authorpreneur" by The Paris Review, Charles Dickens used innovations from the revolution to sell his books, such as the new printing presses, enhanced advertising revenues, and the expansion of railroads. His first novel, The Pickwick Papers (1836), became a publishing phenomenon with its unprecedented success sparking numerous spin-offs and merchandise ranging from Pickwick cigars, playing cards, china figurines, Sam Weller puzzles, Weller boot polish and joke books. Nicholas Dames in The Atlantic writes, "Literature" is not a big enough category for Pickwick. It defined its own, a new one that we have learned to call "entertainment".
In 1861, Welsh entrepreneur Pryce Pryce-Jones formed the first mail order business, an idea which would change the nature of retail. Selling Welsh flannel, he created mail order catalogues, with customers able to order by mail for the first timethis following the Uniform Penny Post in 1840 and the invention of the postage stamp (Penny Black) where there was a charge of one penny for carriage and delivery between any two places in the United Kingdom irrespective of distanceand the goods were delivered throughout the UK via the newly created railway system. As the railway network expanded overseas, so did his business.
Population increase
The Industrial Revolution was the first period in history during which there was a simultaneous increase in both population and per capita income. According to Robert Hughes in The Fatal Shore, the population of England and Wales, which had remained steady at six million from 1700 to 1740, rose dramatically after 1740. The population of England had more than doubled from 8.3 million in 1801 to 16.8 million in 1850 and, by 1901, had nearly doubled again to 30.5 million. Improved conditions led to the population of Britain increasing from 10 million to 30 million in the 19th century. Europe's population increased from about 100 million in 1700 to 400 million by 1900.
Urbanization
The growth of the modern industry since the late 18th century led to massive urbanisation and the rise of new great cities, first in Europe and then in other regions, as new opportunities brought huge numbers of migrants from rural communities into urban areas. In 1800, only 3% of the world's population lived in cities, compared to nearly 50% by the beginning of the 21st century. Manchester had a population of 10,000 in 1717, but by 1911 it had burgeoned to 2.3 million.
Effect on women and family life
Women's historians have debated the effect of the Industrial Revolution and capitalism generally on the status of women. Taking a pessimistic side, Alice Clark argues that when capitalism arrived in 17th-century England, it lowered the status of women as they lost much of their economic importance. Clark argues that in 16th-century England, women were engaged in many aspects of industry and agriculture. The home was a central unit of production, and women played a vital role in running farms and in some trades and landed estates. Their useful economic roles gave them a sort of equality with their husbands. However, Clark argues, as capitalism expanded in the 17th century, there was more division of labour with the husband taking paid labour jobs outside the home, and the wife was reduced to unpaid household work. Middle- and upper-class women were confined to an idle domestic existence, supervising servants; lower-class women were forced to take poorly paid jobs. Capitalism, therefore, had a negative effect on powerful women.
In a more positive interpretation, Ivy Pinchbeck argues that capitalism created the conditions for women's emancipation. Tilly and Scott have emphasised the continuity in the status of women, finding three stages in English history. In the pre-industrial era, production was mostly for home use, and women produced much of the needs of the households. The second stage was the "family wage economy" of early industrialisation; the entire family depended on the collective wages of its members, including husband, wife, and older children. The third or modern stage is the "family consumer economy", in which the family is the site of consumption, and women are employed in large numbers in retail and clerical jobs to support rising standards of consumption.
Ideas of thrift and hard work characterised middle-class families as the Industrial Revolution swept Europe. These values were displayed in Samuel Smiles' book Self-Help, in which he states that the misery of the poorer classes was "voluntary and self-imposed—the results of idleness, thriftlessness, intemperance, and misconduct."
Labour conditions
Social structure and working conditions
In terms of social structure, the Industrial Revolution witnessed the triumph of a middle class of industrialists and businessmen over a landed class of nobility and gentry. Ordinary working people found increased opportunities for employment in mills and factories, but these were often under strict working conditions with long hours of labour dominated by a pace set by machines. As late as 1900, most industrial workers in the United States worked a 10-hour day (12 hours in the steel industry), yet earned 20–40% less than the minimum deemed necessary for a decent life; however, most workers in textiles, which was by far the leading industry in terms of employment, were women and children. For workers of the labouring classes, industrial life "was a stony desert, which they had to make habitable by their own efforts."
Harsh working conditions were prevalent long before the Industrial Revolution took place. Pre-industrial society was very static and often cruel—child labour, dirty living conditions, and long working hours were just as prevalent before the Industrial Revolution.
Factories and urbanisation
Industrialisation led to the creation of the factory. The factory system contributed to the growth of urban areas as large numbers of workers migrated into the cities in search of work in the factories. Nowhere was this better illustrated than the mills and associated industries of Manchester, nicknamed "Cottonopolis", and the world's first industrial city. Manchester experienced a six-times increase in its population between 1771 and 1831. Bradford grew by 50% every ten years between 1811 and 1851, and by 1851 only 50% of the population of Bradford were actually born there.
In addition, between 1815 and 1939, 20% of Europe's population left home, pushed by poverty, a rapidly growing population, and the displacement of peasant farming and artisan manufacturing. They were pulled abroad by the enormous demand for labour overseas, the ready availability of land, and cheap transportation. Still, many did not find a satisfactory life in their new homes, leading 7 million of them to return to Europe. This mass migration had large demographic effects: in 1800, less than 1% of the world population consisted of overseas Europeans and their descendants; by 1930, they represented 11%. The Americas felt the brunt of this huge emigration, largely concentrated in the United States.
For much of the 19th century, production was done in small mills which were typically water-powered and built to serve local needs. Later, each factory would have its own steam engine and a chimney to give an efficient draft through its boiler.
In other industries, the transition to factory production was not so divisive. Some industrialists tried to improve factory and living conditions for their workers. One of the earliest such reformers was Robert Owen, known for his pioneering efforts in improving conditions for workers at the New Lanark mills and often regarded as one of the key thinkers of the early socialist movement.
By 1746 an integrated brass mill was working at Warmley near Bristol. Raw material went in at one end, was smelted into brass and was turned into pans, pins, wire, and other goods. Housing was provided for workers on site. Josiah Wedgwood and Matthew Boulton (whose Soho Manufactory was completed in 1766) were other prominent early industrialists who employed the factory system.
Child labour
The Industrial Revolution led to a population increase, but the chances of surviving childhood did not improve throughout the Industrial Revolution, although infant mortality rates were reduced markedly. There was still limited opportunity for education, and children were expected to work. Employers could pay a child less than an adult even though their productivity was comparable; there was no need for strength to operate an industrial machine, and since the industrial system was new, there were no experienced adult labourers. This made child labour the labour of choice for manufacturing in the early phases of the Industrial Revolution between the 18th and 19th centuries. In England and Scotland in 1788, two-thirds of the workers in 143 water-powered cotton mills were described as children.
Child labour existed before the Industrial Revolution, but with the increase in population and education it became more visible. Many children were forced to work in relatively bad conditions for much lower pay than their elders, 10–20% of an adult male's wage.
Reports were written detailing some of the abuses, particularly in the coal mines and textile factories, and these helped to popularise the children's plight. The public outcry, especially among the upper and middle classes, helped stir change in the young workers' welfare.
Politicians and the government tried to limit child labour by law, but factory owners resisted; some felt that they were aiding the poor by giving their children money to buy food to avoid starvation, and others simply welcomed the cheap labour. In 1833 and 1844, the first general laws against child labour, the Factory Acts, were passed in Britain: children younger than nine were not allowed to work, children were not permitted to work at night, and the workday of youth under age 18 was limited to twelve hours. Factory inspectors supervised the execution of the law; however, their scarcity made enforcement difficult. About ten years later, the employment of children and women in mining was forbidden. Although laws such as these decreased the number of child labourers, child labour remained significantly present in Europe and the United States until the 20th century.
Organisation of labour
The Industrial Revolution concentrated labour into mills, factories, and mines, thus facilitating the organisation of combinations or trade unions to help advance the interests of working people. The power of a union could demand better terms by withdrawing all labour and causing a consequent cessation of production. Employers had to decide between giving in to the union demands at a cost to themselves or suffering the cost of the lost production. Skilled workers were difficult to replace, and these were the first groups to successfully advance their conditions through this kind of bargaining.
The main method the unions used to effect change was strike action. Many strikes were painful events for both sides, the unions and the management. In Britain, the Combination Act 1799 forbade workers to form any kind of trade union until its repeal in 1824. Even after this, unions were still severely restricted. One British newspaper in 1834 described unions as "the most dangerous institutions that were ever permitted to take root, under shelter of law, in any country..."
In 1832, the Reform Act extended the vote in Britain but did not grant universal suffrage. That year six men from Tolpuddle in Dorset founded the Friendly Society of Agricultural Labourers to protest against the gradual lowering of wages in the 1830s. They refused to work for less than ten shillings per week, although by this time wages had been reduced to seven shillings per week and were due to be further reduced to six. In 1834 James Frampton, a local landowner, wrote to Prime Minister Lord Melbourne to complain about the union, invoking an obscure law from 1797 prohibiting people from swearing oaths to each other, which the members of the Friendly Society had done. Six men were arrested, found guilty, and transported to Australia. They became known as the Tolpuddle Martyrs. In the 1830s and 1840s, the chartist movement was the first large-scale organised working-class political movement that campaigned for political equality and social justice. Its Charter of reforms received over three million signatures but was rejected by Parliament without consideration.
Working people also formed friendly societies and cooperative societies as mutual support groups against times of economic hardship. Enlightened industrialists, such as Robert Owen supported these organisations to improve the conditions of the working class. Unions slowly overcame the legal restrictions on the right to strike. In 1842, a general strike involving cotton workers and colliers was organised through the chartist movement which stopped production across Great Britain. Eventually, effective political organisation for working people was achieved through the trades unions who, after the extensions of the franchise in 1867 and 1885, began to support socialist political parties that later merged to become the British Labour Party.
Luddites
The rapid industrialisation of the English economy cost many craft workers their jobs. The movement started first with lace and hosiery workers near Nottingham and spread to other areas of the textile industry. Many weavers also found themselves suddenly unemployed since they could no longer compete with machines which only required relatively limited (and unskilled) labour to produce more cloth than a single weaver. Many such unemployed workers, weavers, and others turned their animosity towards the machines that had taken their jobs and began destroying factories and machinery. These attackers became known as Luddites, supposedly followers of Ned Ludd, a folklore figure. The first attacks of the Luddite movement began in 1811. The Luddites rapidly gained popularity, and the British government took drastic measures using the militia or army to protect industry. Those rioters who were caught were tried and hanged, or transported for life.
Unrest continued in other sectors as they industrialised, such as with agricultural labourers in the 1830s when large parts of southern Britain were affected by the Captain Swing disturbances. Threshing machines were a particular target, and hayrick burning was a popular activity. However, the riots led to the first formation of trade unions and further pressure for reform.
Shift in production's centre of gravity
The traditional centres of hand textile production such as India, parts of the Middle East, and later China could not withstand the competition from machine-made textiles, which over a period of decades destroyed the hand-made textile industries and left millions of people without work, many of whom starved.
The Industrial Revolution generated an enormous and unprecedented economic division in the world, as measured by the share of manufacturing output.
Cotton and the expansion of slavery
Cheap cotton textiles increased the demand for raw cotton; previously, it had primarily been consumed in subtropical regions where it was grown, with little raw cotton available for export. Consequently, prices of raw cotton rose. British production grew from 2 million pounds in 1700 to 5 million pounds in 1781 to 56 million in 1800. The invention of the cotton gin by American Eli Whitney in 1792 was the decisive event. It allowed green-seeded cotton to become profitable, leading to the widespread growth of the large slave plantation in the United States, Brazil, and the West Indies. In 1791 American cotton production was about 2 million pounds, soaring to 35 million by 1800, half of which was exported. America's cotton plantations were highly efficient and profitable and were able to keep up with demand. The U.S. Civil War created a "cotton famine" that led to increased production in other areas of the world, including European colonies in Africa.
Effect on environment
The origins of the environmental movement lay in the response to increasing levels of smoke pollution in the atmosphere during the Industrial Revolution. The emergence of great factories and the concomitant immense growth in coal consumption gave rise to an unprecedented level of air pollution in industrial centres; after 1900 the large volume of industrial chemical discharges added to the growing load of untreated human waste. The first large-scale, modern environmental laws came in the form of Britain's Alkali Acts, passed in 1863, to regulate the deleterious air pollution (gaseous hydrochloric acid) given off by the Leblanc process used to produce soda ash. An alkali inspector and four sub-inspectors were appointed to curb this pollution. The responsibilities of the inspectorate were gradually expanded, culminating in the Alkali Order 1958 which placed all major heavy industries that emitted smoke, grit, dust, and fumes under supervision.
The manufactured gas industry began in British cities in 1812–1820. The technique used produced highly toxic effluent that was dumped into sewers and rivers. The gas companies were repeatedly sued in nuisance lawsuits. They usually lost and modified the worst practices. The City of London repeatedly indicted gas companies in the 1820s for polluting the Thames and poisoning its fish. Finally, Parliament wrote company charters to regulate toxicity. The industry reached the U.S. around 1850 causing pollution and lawsuits.
In industrial cities local experts and reformers, especially after 1890, took the lead in identifying environmental degradation and pollution, and initiating grass-roots movements to demand and achieve reforms. Typically the highest priority went to water and air pollution. The Coal Smoke Abatement Society was formed in Britain in 1898 making it one of the oldest environmental non-governmental organisations. It was founded by artist William Blake Richmond, frustrated with the pall cast by coal smoke. Although there were earlier pieces of legislation, the Public Health Act 1875 required all furnaces and fireplaces to consume their own smoke. It also provided for sanctions against factories that emitted large amounts of black smoke. The provisions of this law were extended in 1926 with the Smoke Abatement Act to include other emissions, such as soot, ash, and gritty particles, and to empower local authorities to impose their own regulations.
Industrialisation beyond Great Britain
Europe
The Industrial Revolution in continental Europe came later than in Great Britain. It started in Belgium and France, then spread to the German states by the middle of the 19th century. In many industries, this involved the application of technology developed in Britain in new places. Typically, the technology was purchased from Britain or British engineers and entrepreneurs moved abroad in search of new opportunities. By 1809, part of the Ruhr Valley in Westphalia was called 'Miniature England' because of its similarities to the industrial areas of Britain. Most European governments provided state funding to the new industries. In some cases (such as iron), the different availability of resources locally meant that only some aspects of the British technology were adopted.
Austria-Hungary
The Habsburg realms which became Austria-Hungary in 1867 included 23 million inhabitants in 1800, growing to 36 million by 1870. Nationally, the per capita rate of industrial growth averaged about 3% between 1818 and 1870. However, there were strong regional differences. The railway system was built in the 1850–1873 period. Before they arrived transportation was very slow and expensive. In the Alpine and Bohemian (modern-day Czech Republic) regions, proto-industrialisation began by 1750 and became the center of the first phases of the Industrial Revolution after 1800. The textile industry was the main factor, utilising mechanisation, steam engines, and the factory system. In the Czech lands, the "first mechanical loom followed in Varnsdorf in 1801", with the first steam engines appearing in Bohemia and Moravia just a few years later. The textile production flourished particularly in Prague and Brno (German: Brünn), which was considered the 'Moravian Manchester'. The Czech lands, especially Bohemia, became the centre of industrialisation due to its natural and human resources. The iron industry had developed in the Alpine regions after 1750, with smaller centers in Bohemia and Moravia. Hungary—the eastern half of the Dual Monarchy, was heavily rural with little industry before 1870.
In 1791, Prague organised the first World's Fair/List of world's fairs, Bohemia (modern-day Czech Republic). The first industrial exhibition was on the occasion of the coronation of Leopold II as a king of Bohemia, which took place in Clementinum, and therefore celebrated the considerable sophistication of manufacturing methods in the Czech lands during that time period.
Technological change accelerated industrialisation and urbanisation. The GNP per capita grew roughly 1.76% per year from 1870 to 1913. That level of growth compared very favourably to that of other European nations such as Britain (1%), France (1.06%), and Germany (1.51%). However, in a comparison with Germany and Britain: the Austro-Hungarian economy as a whole still lagged considerably, as sustained modernisation had begun much later.
Belgium
Belgium was the second country in which the Industrial Revolution took place and the first in continental Europe: Wallonia (French-speaking southern Belgium) took the lead. Starting in the middle of the 1820s, and especially after Belgium became an independent nation in 1830, numerous works comprising coke blast furnaces as well as puddling and rolling mills were built in the coal mining areas around Liège and Charleroi. The leader was John Cockerill, a transplanted Englishman . His factories at Seraing integrated all stages of production, from engineering to the supply of raw materials, as early as 1825.
Wallonia exemplified the radical evolution of industrial expansion. Thanks to coal (the French word "houille" was coined in Wallonia), the region geared up to become the 2nd industrial power in the world after Britain. But it is also pointed out by many researchers, with its Sillon industriel, "Especially in the Haine, Sambre and Meuse valleys, between the Borinage and Liège...there was a huge industrial development based on coal-mining and iron-making...". Philippe Raxhon wrote about the period after 1830: "It was not propaganda but a reality the Walloon regions were becoming the second industrial power all over the world after Britain." "The sole industrial centre outside the collieries and blast furnaces of Walloon was the old cloth-making town of Ghent." Professor Michel De Coster stated: "The historians and the economists say that Belgium was the second industrial power of the world, in proportion to its population and its territory [...] But this rank is the one of Wallonia where the coal-mines, the blast furnaces, the iron and zinc factories, the wool industry, the glass industry, the weapons industry... were concentrated." Many of the 19th-century coal mines in Wallonia are now protected as World Heritage Sites.
Wallonia was also the birthplace of a strong socialist party and strong trade unions in a particular sociological landscape. At the left, the Sillon industriel, which runs from Mons in the west, to Verviers in the east (except part of North Flanders, in another period of the industrial revolution, after 1920). Even if Belgium is the second industrial country after Britain, the effect of the industrial revolution there was very different. In 'Breaking stereotypes', Muriel Neven and Isabelle Devious say:
The Industrial Revolution changed a mainly rural society into an urban one, but with a strong contrast between northern and southern Belgium. During the Middle Ages and the early modern period, Flanders was characterised by the presence of large urban centres [...] at the beginning of the nineteenth century this region (Flanders), with an urbanisation degree of more than 30 percent, remained one of the most urbanised in the world. By comparison, this proportion reached only 17 percent in Wallonia, barely 10 percent in most West European countries, 16 percent in France, and 25 percent in Britain. Nineteenth-century industrialisation did not affect the traditional urban infrastructure, except in Ghent... Also, in Wallonia, the traditional urban network was largely unaffected by the industrialisation process, even though the proportion of city-dwellers rose from 17 to 45 percent between 1831 and 1910. Especially in the Haine, Sambre and Meuse valleys, between the Borinage and Liège, where there was a huge industrial development based on coal-mining and iron-making, urbanisation was fast. During these eighty years, the number of municipalities with more than 5,000 inhabitants increased from only 21 to more than one hundred, concentrating nearly half of the Walloon population in this region. Nevertheless, industrialisation remained quite traditional in the sense that it did not lead to the growth of modern and large urban centres, but to a conurbation of industrial villages and towns developed around a coal mine or a factory. Communication routes between these small centres only became populated later and created a much less dense urban morphology than, for instance, the area around Liège where the old town was there to direct migratory flows.
France
The Industrial Revolution in France followed a particular course as it did not correspond to the main model followed by other countries. Notably, most French historians argue France did not go through a clear take-off. Instead, France's economic growth and industrialisation process was slow and steady through the 18th and 19th centuries. However, some stages were identified by Maurice Lévy-Leboyer:
French Revolution and Napoleonic Wars (1789–1815),
industrialisation, along with Britain (1815–1860),
economic slowdown (1860–1905),
renewal of the growth after 1905.
Germany
Based on its leadership in chemical research in the universities and industrial laboratories, Germany, which was unified in 1871, became dominant in the world's chemical industry in the late 19th century. At first the production of dyes based on aniline was critical.
Germany's political disunitywith three dozen statesand a pervasive conservatism made it difficult to build railways in the 1830s. However, by the 1840s, trunk lines linked the major cities; each German state was responsible for the lines within its own borders. Lacking a technological base at first, the Germans imported their engineering and hardware from Britain, but quickly learned the skills needed to operate and expand the railways. In many cities, the new railway shops were the centres of technological awareness and training, so that by 1850, Germany was self-sufficient in meeting the demands of railroad construction, and the railways were a major impetus for the growth of the new steel industry. Observers found that even as late as 1890, their engineering was inferior to Britain's. However, German unification in 1871 stimulated consolidation, nationalisation into state-owned companies, and further rapid growth. Unlike the situation in France, the goal was the support of industrialisation, and so heavy lines crisscrossed the Ruhr and other industrial districts and provided good connections to the major ports of Hamburg and Bremen. By 1880, Germany had 9,400 locomotives pulling 43,000 passengers and 30,000 tons of freight, and pulled ahead of France.
Sweden
During the period 1790–1815, Sweden experienced two parallel economic movements: an agricultural revolution with larger agricultural estates, new crops, and farming tools and commercialisation of farming, and a proto industrialisation, with small industries being established in the countryside and with workers switching between agricultural work in summer and industrial production in winter. This led to economic growth benefiting large sections of the population and leading up to a consumption revolution starting in the 1820s. Between 1815 and 1850, the protoindustries developed into more specialised and larger industries. This period witnessed increasing regional specialisation with mining in Bergslagen, textile mills in Sjuhäradsbygden, and forestry in Norrland. Several important institutional changes took place in this period, such as free and mandatory schooling introduced in 1842 (as the first country in the world), the abolition of the national monopoly on trade in handicrafts in 1846, and a stock company law in 1848.
From 1850 to 1890, Sweden experienced its "first" Industrial Revolution with a veritable explosion in export, dominated by crops, wood, and steel. Sweden abolished most tariffs and other barriers to free trade in the 1850s and joined the gold standard in 1873. Large infrastructural investments were made during this period, mainly in the expanding railroad network, which was financed in part by the government and in part by private enterprises. From 1890 to 1930, new industries developed with their focus on the domestic market: mechanical engineering, power utilities, papermaking and textile.
Japan
The Industrial Revolution began about 1870 as Meiji period leaders decided to catch up with the West. The government built railroads, improved roads, and inaugurated a land reform program to prepare the country for further development. It inaugurated a new Western-based education system for all young people, sent thousands of students to the United States and Europe, and hired more than 3,000 Westerners to teach modern science, mathematics, technology, and foreign languages in Japan (Foreign government advisors in Meiji Japan).
In 1871, a group of Japanese politicians known as the Iwakura Mission toured Europe and the United States to learn Western ways. The result was a deliberate state-led industrialisation policy to enable Japan to quickly catch up. The Bank of Japan, founded in 1882, used taxes to fund model steel and textile factories. Education was expanded and Japanese students were sent to study in the West.
Modern industry first appeared in textiles, including cotton and especially silk, which was based in home workshops in rural areas.
United States
During the late 18th and early 19th centuries when the UK and parts of Western Europe began to industrialise, the US was primarily an agricultural and natural resource producing and processing economy. The building of roads and canals, the introduction of steamboats and the building of railroads were important for handling agricultural and natural resource products in the large and sparsely populated country of the period.
Important American technological contributions during the period of the Industrial Revolution were the cotton gin and the development of a system for making interchangeable parts, which was aided by the development of the milling machine in the United States. The development of machine tools and the system of interchangeable parts was the basis for the rise of the US as the world's leading industrial nation in the late 19th century.
Oliver Evans invented an automated flour mill in the mid-1780s that used control mechanisms and conveyors so that no labour was needed from the time grain was loaded into the elevator buckets until the flour was discharged into a wagon. This is considered to be the first modern materials handling system, an important advance in the progress toward mass production.
The United States originally used horse-powered machinery for small-scale applications such as grain milling, but eventually switched to water power after textile factories began being built in the 1790s. As a result, industrialisation was concentrated in New England and the Northeastern United States, which has fast-moving rivers. The newer water-powered production lines proved more economical than horse-drawn production. In the late 19th century steam-powered manufacturing overtook water-powered manufacturing, allowing the industry to spread to the Midwest.
Thomas Somers and the Cabot Brothers founded the Beverly Cotton Manufactory in 1787, the first cotton mill in America, the largest cotton mill of its era, and a significant milestone in the research and development of cotton mills in the future. This mill was designed to use horsepower, but the operators quickly learned that the horse-drawn platform was economically unstable, and had economic losses for years. Despite the losses, the Manufactory served as a playground of innovation, both in turning a large amount of cotton, but also developing the water-powered milling structure used in Slater's Mill.
In 1793, Samuel Slater (1768–1835) founded the Slater Mill at Pawtucket, Rhode Island. He had learned of the new textile technologies as a boy apprentice in Derbyshire, England, and defied laws against the emigration of skilled workers by leaving for New York in 1789, hoping to make money with his knowledge. After founding Slater's Mill, he went on to own 13 textile mills. Daniel Day established a wool carding mill in the Blackstone Valley at Uxbridge, Massachusetts in 1809, the third woollen mill established in the US (The first was in Hartford, Connecticut, and the second at Watertown, Massachusetts.). The John H. Chafee Blackstone River Valley National Heritage Corridor retraces the history of "America's Hardest-Working River', the Blackstone. The Blackstone River and its tributaries, which cover more than from Worcester, Massachusetts to Providence, Rhode Island, was the birthplace of America's Industrial Revolution. At its peak over 1,100 mills operated in this valley, including Slater's Mill, and with it the earliest beginnings of America's industrial and technological development.
Merchant Francis Cabot Lowell from Newburyport, Massachusetts, memorised the design of textile machines on his tour of British factories in 1810. Realising that the War of 1812 had ruined his import business but that demand for domestic finished cloth was emerging in America, on his return to the United States, he set up the Boston Manufacturing Company. Lowell and his partners built America's second cotton-to-cloth textile mill at Waltham, Massachusetts, second to the Beverly Cotton Manufactory. After his death in 1817, his associates built America's first planned factory town, which they named after him. This enterprise was capitalised in a public stock offering, one of the first uses of it in the United States. Lowell, Massachusetts, using of canals and delivered by the Merrimack River, is considered by some as a major contributor to the success of the American Industrial Revolution. The short-lived utopia-like Waltham-Lowell system was formed, as a direct response to the poor working conditions in Britain. However, by 1850, especially following the Great Famine of Ireland, the system had been replaced by poor immigrant labour.
A major U.S. contribution to industrialisation was the development of techniques to make interchangeable parts from metal. Precision metal machining techniques were developed by the U.S. Department of War to make interchangeable parts for small firearms. The development work took place at the Federal Arsenals at Springfield Armory and Harpers Ferry Armory. Techniques for precision machining using machine tools included using fixtures to hold the parts in the proper position, jigs to guide the cutting tools and precision blocks and gauges to measure the accuracy. The milling machine, a fundamental machine tool, is believed to have been invented by Eli Whitney, who was a government contractor who built firearms as part of this program. Another important invention was the Blanchard lathe, invented by Thomas Blanchard. The Blanchard lathe, or pattern tracing lathe, was actually a shaper that could produce copies of wooden gun stocks. The use of machinery and the techniques for producing standardised and interchangeable parts became known as the American system of manufacturing.
Precision manufacturing techniques made it possible to build machines that mechanised the shoe industry and the watch industry. The industrialisation of the watch industry started in 1854 also in Waltham, Massachusetts, at the Waltham Watch Company, with the development of machine tools, gauges and assembling methods adapted to the micro precision required for watches.
Second Industrial Revolution
Steel is often cited as the first of several new areas for industrial mass-production, which are said to characterise a "Second Industrial Revolution", beginning around 1850, although a method for mass manufacture of steel was not invented until the 1860s, when Sir Henry Bessemer invented a new furnace which could convert molten pig iron into steel in large quantities. However, it only became widely available in the 1870s after the process was modified to produce more uniform quality. Bessemer steel was being displaced by the open hearth furnace near the end of the 19th century.
This Second Industrial Revolution gradually grew to include chemicals, mainly the chemical industries, petroleum (refining and distribution), and, in the 20th century, the automotive industry, and was marked by a transition of technological leadership from Britain to the United States and Germany.
The increasing availability of economical petroleum products also reduced the importance of coal and further widened the potential for industrialisation.
A new revolution began with electricity and electrification in the electrical industries. The introduction of hydroelectric power generation in the Alps enabled the rapid industrialisation of coal-deprived northern Italy, beginning in the 1890s.
By the 1890s, industrialisation in these areas had created the first giant industrial corporations with burgeoning global interests, as companies like U.S. Steel, General Electric, Standard Oil and Bayer AG joined the railroad and ship companies on the world's stock markets.
New Industrialism
The New Industrialist movement advocates for increasing domestic manufacturing while reducing emphasis on a financial-based economy that relies on real estate and trading speculative assets. New Industrialism has been described as "supply-side progressivism" or embracing the idea of "Building More Stuff". New Industrialism developed after the China Shock that resulted in lost manufacturing jobs in the U.S. after China joined the World Trade Organization in 2001. The movement strengthened after the reduction of manufacturing jobs during the Great Recession and when the U.S. was not able to manufacture enough tests or facemasks during the COVID-19 pandemic. New Industrialism calls for building enough housing to satisfy demand in order to reduce the profit in land speculation, to invest in infrastructure, and to develop advanced technology to manufacture green energy for the world. New Industrialists believe that the United States is not building enough productive capital and should invest more into economic growth.
Causes
The causes of the Industrial Revolution were complicated and remain a topic for debate. Geographic factors include Britain's vast mineral resources. In addition to metal ores, Britain had the highest quality coal reserves known at the time, as well as abundant water power, highly productive agriculture, and numerous seaports and navigable waterways.
Some historians believe the Industrial Revolution was an outgrowth of social and institutional changes brought by the end of feudalism in Britain after the English Civil War in the 17th century, although feudalism began to break down after the Black Death of the mid 14th century, followed by other epidemics, until the population reached a low in the 14th century. This created labour shortages and led to falling food prices and a peak in real wages around 1500, after which population growth began reducing wages. After 1540, increasing precious metals supply from the Americas caused coinage debasement (inflation), which caused land rents (often long-term leases that transferred to heirs on death) to fall in real terms.
The Enclosure movement and the British Agricultural Revolution made food production more efficient and less labour-intensive, forcing the farmers who could no longer be self-sufficient in agriculture into cottage industry, for example weaving, and in the longer term into the cities and the newly developed factories. The colonial expansion of the 17th century with the accompanying development of international trade, creation of financial markets and accumulation of capital are also cited as factors, as is the scientific revolution of the 17th century. A change in marrying patterns to getting married later made people able to accumulate more human capital during their youth, thereby encouraging economic development.
Until the 1980s, it was universally believed by academic historians that technological innovation was the heart of the Industrial Revolution and the key enabling technology was the invention and improvement of the steam engine. Marketing professor Ronald Fullerton suggested that innovative marketing techniques, business practices, and competition also influenced changes in the manufacturing industry.
Lewis Mumford has proposed that the Industrial Revolution had its origins in the Early Middle Ages, much earlier than most estimates. He explains that the model for standardised mass production was the printing press and that "the archetypal model for the industrial era was the clock". He also cites the monastic emphasis on order and time-keeping, as well as the fact that medieval cities had at their centre a church with bell ringing at regular intervals as being necessary precursors to a greater synchronisation necessary for later, more physical, manifestations such as the steam engine.
The presence of a large domestic market should also be considered an important driver of the Industrial Revolution, particularly explaining why it occurred in Britain. In other nations, such as France, markets were split up by local regions, which often imposed tolls and tariffs on goods traded among them. Internal tariffs were abolished by Henry VIII of England, they survived in Russia until 1753, 1789 in France and 1839 in Spain.
Governments' grant of limited monopolies to inventors under a developing patent system (the Statute of Monopolies in 1623) is considered an influential factor. The effects of patents, both good and ill, on the development of industrialisation are clearly illustrated in the history of the steam engine, the key enabling technology. In return for publicly revealing the workings of an invention the patent system rewarded inventors such as James Watt by allowing them to monopolise the production of the first steam engines, thereby rewarding inventors and increasing the pace of technological development. However, monopolies bring with them their own inefficiencies which may counterbalance, or even overbalance, the beneficial effects of publicising ingenuity and rewarding inventors. Watt's monopoly prevented other inventors, such as Richard Trevithick, William Murdoch, or Jonathan Hornblower, whom Boulton and Watt sued, from introducing improved steam engines, thereby retarding the spread of steam power.
Causes in Europe
One question of active interest to historians is why the Industrial Revolution occurred in Europe and not in other parts of the world in the 18th century, particularly China, India, and the Middle East (which pioneered in shipbuilding, textile production, water mills, and much more in the period between 750 and 1100), or at other times like in Classical Antiquity or the Middle Ages. A recent account argued that Europeans have been characterized for thousands of years by a freedom-loving culture originating from the aristocratic societies of early Indo-European invaders. Many historians, however, have challenged this explanation as being not only Eurocentric, but also ignoring historical context. In fact, before the Industrial Revolution, "there existed something of a global economic parity between the most advanced regions in the world economy." These historians have suggested a number of other factors, including education, technological changes (see Scientific Revolution in Europe), "modern" government, "modern" work attitudes, ecology, and culture.
China was the world's most technologically advanced country for many centuries; however, China stagnated economically and technologically and was surpassed by Western Europe before the Age of Discovery, by which time China banned imports and denied entry to foreigners. China was also a totalitarian society. It also taxed transported goods heavily. Modern estimates of per capita income in Western Europe in the late 18th century are of roughly 1,500 dollars in purchasing power parity (and Britain had a per capita income of nearly 2,000 dollars) whereas China, by comparison, had only 450 dollars. India was essentially feudal, politically fragmented and not as economically advanced as Western Europe.
Historians such as David Landes and sociologists Max Weber and Rodney Stark credit the different belief systems in Asia and Europe with dictating where the revolution occurred. The religion and beliefs of Europe were largely products of Judaeo-Christianity and Greek thought. Conversely, Chinese society was founded on men like Confucius, Mencius, Han Feizi (Legalism), Lao Tzu (Taoism), and Buddha (Buddhism), resulting in very different worldviews. Other factors include the considerable distance of China's coal deposits, though large, from its cities as well as the then unnavigable Yellow River that connects these deposits to the sea.
In contrast to China, India was split up into many competing kingdoms after the decline of the Mughal Empire, with the major ones in its aftermath including the Marathas, Sikhs, Bengal Subah, and Kingdom of Mysore. In addition, the economy was highly dependent on two sectorsagriculture of subsistence and cotton, and there appears to have been little technical innovation. It is believed that the vast amounts of wealth were largely stored away in palace treasuries by monarchs prior to the British take over.
Economic historian Joel Mokyr argued that political fragmentation, the presence of a large number of European states, made it possible for heterodox ideas to thrive, as entrepreneurs, innovators, ideologues and heretics could easily flee to a neighboring state in the event that the one state would try to suppress their ideas and activities. This is what set Europe apart from the technologically advanced, large unitary empires such as China and India by providing "an insurance against economic and technological stagnation". China had both a printing press and movable type, and India had similar levels of scientific and technological achievement as Europe in 1700, yet the Industrial Revolution would occur in Europe, not China or India. In Europe, political fragmentation was coupled with an "integrated market for ideas" where Europe's intellectuals used the of Latin, had a shared intellectual basis in Europe's classical heritage and the pan-European institution of the Republic of Letters. Political institutions could contribute to the relation between democratization and economic growth during Great Divergence.
In addition, Europe's monarchs desperately needed revenue, pushing them into alliances with their merchant classes. Small groups of merchants were granted monopolies and tax-collecting responsibilities in exchange for payments to the state. Located in a region "at the hub of the largest and most varied network of exchange in history", Europe advanced as the leader of the Industrial Revolution. In the Americas, Europeans found a windfall of silver, timber, fish, and maize, leading historian Peter Stearns to conclude that "Europe's Industrial Revolution stemmed in great part from Europe's ability to draw disproportionately on world resources."
Modern capitalism originated in the Italian city-states around the end of the first millennium. The city-states were prosperous cities that were independent from feudal lords. They were largely republics whose governments were typically composed of merchants, manufacturers, members of guilds, bankers and financiers. The Italian city-states built a network of branch banks in leading western European cities and introduced double entry bookkeeping. Italian commerce was supported by schools that taught numeracy in financial calculations through abacus schools.
Causes in Britain
Great Britain provided the legal and cultural foundations that enabled entrepreneurs to pioneer the Industrial Revolution. Key factors fostering this environment were:
The period of peace and stability which followed the unification of England and Scotland
There were no internal trade barriers, including between England and Scotland, or feudal tolls and tariffs, making Britain the "largest coherent market in Europe"
The rule of law (enforcing property rights and respecting the sanctity of contracts)
A straightforward legal system that allowed the formation of joint-stock companies (corporations)
Free market (capitalism)
Geographical and natural resource advantages of Great Britain were the fact that it had extensive coastlines and many navigable rivers in an age where water was the easiest means of transportation and Britain had the highest quality coal in Europe. Britain also had a large number of sites for water power.
There were two main values that drove the Industrial Revolution in Britain. These values were self-interest and an entrepreneurial spirit. Because of these interests, many industrial advances were made that resulted in a huge increase in personal wealth and a consumer revolution. These advancements also greatly benefitted British society as a whole. Countries around the world started to recognise the changes and advancements in Britain and use them as an example to begin their own Industrial Revolutions.
A debate sparked by Trinidadian politician and historian Eric Williams in his work Capitalism and Slavery (1944) concerned the role of slavery in financing the Industrial Revolution. Williams argued that European capital amassed from slavery was vital in the early years of the revolution, contending that the rise of industrial capitalism was the driving force behind abolitionism instead of humanitarian motivations. These arguments led to significant historiographical debates among historians, with American historian Seymour Drescher critiquing Williams' arguments in Econocide (1977).
Instead, the greater liberalisation of trade from a large merchant base may have allowed Britain to produce and use emerging scientific and technological developments more effectively than countries with stronger monarchies, particularly China and Russia. Britain emerged from the Napoleonic Wars as the only European nation not ravaged by financial plunder and economic collapse, and having the only merchant fleet of any useful size (European merchant fleets were destroyed during the war by the Royal Navy). Britain's extensive exporting cottage industries also ensured markets were already available for many early forms of manufactured goods. The conflict resulted in most British warfare being conducted overseas, reducing the devastating effects of territorial conquest that affected much of Europe. This was further aided by Britain's geographical positionan island separated from the rest of mainland Europe.
Another theory is that Britain was able to succeed in the Industrial Revolution due to the availability of key resources it possessed. It had a dense population for its small geographical size. Enclosure of common land and the related agricultural revolution made a supply of this labour readily available. There was also a local coincidence of natural resources in the North of England, the English Midlands, South Wales and the Scottish Lowlands. Local supplies of coal, iron, lead, copper, tin, limestone and water power resulted in excellent conditions for the development and expansion of industry. Also, the damp, mild weather conditions of the North West of England provided ideal conditions for the spinning of cotton, providing a natural starting point for the birth of the textiles industry.
The stable political situation in Britain from around 1689 following the Glorious Revolution, and British society's greater receptiveness to change (compared with other European countries) can also be said to be factors favouring the Industrial Revolution. Peasant resistance to industrialisation was largely eliminated by the Enclosure movement, and the landed upper classes developed commercial interests that made them pioneers in removing obstacles to the growth of capitalism. (This point is also made in Hilaire Belloc's The Servile State.)
The French philosopher Voltaire wrote about capitalism and religious tolerance in his book on English society, Letters on the English (1733), noting why England at that time was more prosperous in comparison to the country's less religiously tolerant European neighbours. "Take a view of the Royal Exchange in London, a place more venerable than many courts of justice, where the representatives of all nations meet for the benefit of mankind. There the Jew, the Mahometan [Muslim], and the Christian transact together, as though they all professed the same religion, and give the name of infidel to none but bankrupts. There the Presbyterian confides in the Anabaptist, and the Churchman depends on the Quaker's word. If one religion only were allowed in England, the Government would very possibly become arbitrary; if there were but two, the people would cut one another's throats; but as there are such a multitude, they all live happy and in peace."
Britain's population grew 280% from 1550 to 1820, while the rest of Western Europe grew 50–80%. Seventy percent of European urbanisation happened in Britain from 1750 to 1800. By 1800, only the Netherlands was more urbanised than Britain. This was only possible because coal, coke, imported cotton, brick and slate had replaced wood, charcoal, flax, peat and thatch. The latter compete with land grown to feed people while mined materials do not. Yet more land would be freed when chemical fertilisers replaced manure and horse's work was mechanised. A workhorse needs for fodder while even early steam engines produced four times more mechanical energy.
In 1700, five-sixths of the coal mined worldwide was in Britain, while the Netherlands had none; so despite having Europe's best transport, lowest taxes, and most urbanised, well-paid, and literate population, it failed to industrialise. In the 18th century, it was the only European country whose cities and population shrank. Without coal, Britain would have run out of suitable river sites for mills by the 1830s. Based on science and experimentation from the continent, the steam engine was developed specifically for pumping water out of mines, many of which in Britain had been mined to below the water table. Although extremely inefficient they were economical because they used unsaleable coal. Iron rails were developed to transport coal, which was a major economic sector in Britain.
Economic historian Robert Allen has argued that high wages, cheap capital and very cheap energy in Britain made it the ideal place for the industrial revolution to occur. These factors made it vastly more profitable to invest in research and development, and to put technology to use in Britain than other societies. However, two 2018 studies in The Economic History Review showed that wages were not particularly high in the British spinning sector or the construction sector, casting doubt on Allen's explanation. A 2022 study in the Journal of Political Economy by Morgan Kelly, Joel Mokyr, and Cormac O Grada found that industrialization happened in areas with low wages and high mechanical skills, whereas literacy, banks and proximity to coal had little explanatory power.
Transfer of knowledge
Knowledge of innovation was spread by several means. Workers who were trained in the technique might move to another employer or might be poached. A common method was for someone to make a study tour, gathering information where he could. During the whole of the Industrial Revolution and for the century before, all European countries and America engaged in study-touring; some nations, like Sweden and France, even trained civil servants or technicians to undertake it as a matter of state policy. In other countries, notably Britain and America, this practice was carried out by individual manufacturers eager to improve their own methods. Study tours were common then, as now, as was the keeping of travel diaries. Records made by industrialists and technicians of the period are an incomparable source of information about their methods.
Another means for the spread of innovation was by the network of informal philosophical societies, like the Lunar Society of Birmingham, in which members met to discuss natural philosophy and often its application to manufacturing. The Lunar Society flourished from 1765 to 1809, and it has been said of them, "They were, if you like, the revolutionary committee of that most far reaching of all the eighteenth-century revolutions, the Industrial Revolution". Other such societies published volumes of proceedings and transactions. For example, the London-based Royal Society of Arts published an illustrated volume of new inventions, as well as papers about them in its annual Transactions.
There were publications describing technology. Encyclopaedias such as Harris's Lexicon Technicum (1704) and Abraham Rees's Cyclopaedia (1802–1819) contain much of value. Cyclopaedia contains an enormous amount of information about the science and technology of the first half of the Industrial Revolution, very well illustrated by fine engravings. Foreign printed sources such as the Descriptions des Arts et Métiers and Diderot's Encyclopédie explained foreign methods with fine engraved plates.
Periodical publications about manufacturing and technology began to appear in the last decade of the 18th century, and many regularly included notice of the latest patents. Foreign periodicals, such as the Annales des Mines, published accounts of travels made by French engineers who observed British methods on study tours.
Protestant work ethic
Another theory is that the British advance was due to the presence of an entrepreneurial class which believed in progress, technology and hard work. The existence of this class is often linked to the Protestant work ethic (see Max Weber) and the particular status of the Baptists and the dissenting Protestant sects, such as the Quakers and Presbyterians that had flourished with the English Civil War. Reinforcement of confidence in the rule of law, which followed establishment of the prototype of constitutional monarchy in Britain in the Glorious Revolution of 1688, and the emergence of a stable financial market there based on the management of the national debt by the Bank of England, contributed to the capacity for, and interest in, private financial investment in industrial ventures.
Dissenters found themselves barred or discouraged from almost all public offices, as well as education at England's only two universities at the time (although dissenters were still free to study at Scotland's four universities). When the restoration of the monarchy took place and membership in the official Anglican Church became mandatory due to the Test Act, they thereupon became active in banking, manufacturing and education. The Unitarians, in particular, were very involved in education, by running Dissenting Academies, where, in contrast to the universities of Oxford and Cambridge and schools such as Eton and Harrow, much attention was given to mathematics and the sciences – areas of scholarship vital to the development of manufacturing technologies.
Historians sometimes consider this social factor to be extremely important, along with the nature of the national economies involved. While members of these sects were excluded from certain circles of the government, they were considered fellow Protestants, to a limited extent, by many in the middle class, such as traditional financiers or other businessmen. Given this relative tolerance and the supply of capital, the natural outlet for the more enterprising members of these sects would be to seek new opportunities in the technologies created in the wake of the scientific revolution of the 17th century.
Criticisms
The industrial revolution has been criticised for causing ecological collapse, mental illness, pollution and detrimental social systems. It has also been criticised for valuing profits and corporate growth over life and wellbeing. Multiple movements have arisen which reject aspects of the industrial revolution, such as the Amish or primitivists.
Individualism humanism and harsh conditions
Humanists and individualists criticise the Industrial revolution for mistreating women and children and turning men into work machines that lacked autonomy. Critics of the Industrial revolution promoted a more interventionist state and formed new organisations to promote human rights.
Primitivism
Primitivism argues that the Industrial Revolution have created an un-natural frame of society and the world in which humans need to adapt to an un-natural urban landscape in which humans are perpetual cogs without personal autonomy.
Certain primitivists argue for a return to pre-industrial society, while others argue that technology such as modern medicine, and agriculture are all positive for humanity assuming they are controlled by and serve humanity and have no effect on the natural environment.
Pollution and ecological collapse
The Industrial Revolution has been criticised for leading to immense ecological and habitat destruction. It has led to immense decrease in the biodiversity of life on Earth. The Industrial revolution has been said to be inherently unsustainable and will lead to eventual collapse of society, mass hunger, starvation, and resource scarcity.
The Anthropocene
The Anthropocene is a proposed epoch or mass extinction coming from humanity (anthropo- is the Greek root for humanity). Since the start of the Industrial revolution humanity has permanently changed the Earth, such as immense decrease in biodiversity, and mass extinction caused by the Industrial revolution. The effects include permanent changes to the Earth's atmosphere and soil, forests, the mass destruction of the Industrial revolution has led to catastrophic impacts on the Earth. Most organisms are unable to adapt leading to mass extinction with the remaining undergoing evolutionary rescue, as a result of the Industrial revolution.
Permanent changes in the distribution of organisms from human influence will become identifiable in the geologic record. Researchers have documented the movement of many species into regions formerly too cold for them, often at rates faster than initially expected. This has occurred in part as a result of changing climate, but also in response to farming and fishing, and to the accidental introduction of non-native species to new areas through global travel. The ecosystem of the entire Black Sea may have changed during the last 2000 years as a result of nutrient and silica input from eroding deforested lands along the Danube River.
Opposition from Romanticism
During the Industrial Revolution, an intellectual and artistic hostility towards the new industrialisation developed, associated with the Romantic movement. Romanticism revered the traditionalism of rural life and recoiled against the upheavals caused by industrialisation, urbanisation and the wretchedness of the working classes. Its major exponents in English included the artist and poet William Blake and poets William Wordsworth, Samuel Taylor Coleridge, John Keats, Lord Byron and Percy Bysshe Shelley.
The movement stressed the importance of "nature" in art and language, in contrast to "monstrous" machines and factories; the "Dark satanic mills" of Blake's poem "And did those feet in ancient time". Mary Shelley's Frankenstein reflected concerns that scientific progress might be two-edged. French Romanticism likewise was highly critical of industry.
See also
Proto-industrialization
Capitalist mode of production (Marxist theory)
Industrialization of China
Economic history of the United Kingdom
Fourth Industrial Revolution
History of capitalism
Industrial Age
Industrial society
Law of the handicap of a head start – Dialectics of progress
Machine Age
The Protestant Ethic and the Spirit of Capitalism
Steam
Textile manufacture during the British Industrial Revolution, a good description of the early industrial revolution
Footnotes
References
Further reading
. Reprinted by McGraw-Hill, New York and London, 1926; and by Lindsay Publications, Inc., Bradley, Illinois,.
Historiography
External links
Internet Modern History Sourcebook: Industrial Revolution
BBC History Home Page: Industrial Revolution
National Museum of Science and Industry website: machines and personalities
Factory Workers in the Industrial Revolution
"The Day the World Took Off" Six-part video series from the University of Cambridge tracing the question "Why did the Industrial Revolution begin when and where it did."
18th century in technology
19th century in technology
Age of Revolution
History of technology
Industrial history
Late modern Europe
Modern history of the United Kingdom
Revolutions by type
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Elitism | Elitism is the notion that individuals who form an elite — a select group with desirable qualities such as intellect, wealth, power, physical attractiveness, notability, special skills, experience, lineage — are more likely to be constructive to society and deserve greater influence or authority. The term elitism may be used to describe a situation in which power is concentrated in the hands of a limited number of people. Beliefs that are in opposition to elitism include egalitarianism, anti-intellectualism (against powerful institutions perceived to be controlled by elites), populism, and the political theory of pluralism.
Elite theory is the sociological or political science analysis of elite influence in society: elite theorists regard pluralism as a utopian ideal.
Elitism is closely related to social class and what sociologists term "social stratification". In modern Western societies, social stratification is typically defined in terms of three distinct social classes: the upper class, the middle class, and the lower class.
Some synonyms for "elite" might be "upper-class" or "aristocratic", indicating that the individual in question has a relatively large degree of control over a society's means of production. This includes those who gain this position due to socioeconomic means and not personal achievement. However, these terms are misleading when discussing elitism as a political theory, because they are often associated with negative "class" connotations and fail to appreciate a more unbiased exploration of the philosophy.
Characteristics
Attributes that identify an elite vary; personal achievement may not be essential. Elite status can be based on personal achievement, such as degrees from top-rate universities or impressive internships and job offers, as well as on lineage or passed-on fame from parents or grandparents.
As a term, "elite" usually describes a person or group of people who are members of the uppermost class of society, and wealth can contribute to that class determination. Personal attributes commonly purported by elitist theorists to be characteristic of the elite include: rigorous study of, or great accomplishment within, a particular field; a long track record of competence in a demanding field; an extensive history of dedication and effort in service to a specific discipline (e.g., medicine or law) or a high degree of accomplishment, training or wisdom within a given field; a high degree of physical discipline.
Elitists tend to favor social systems such as technocracy, combined with meritocracy and/or plutocracy, as opposed to political egalitarianism and populism. Elitists believe only a few "movers and shakers" truly change society, rather than the majority of people who only vote and elect the elites into power.
See also
Caste
Classism
Collective narcissism
Exclusivism
Global elite
International Debutante Ball
Ivory tower
Narcissism
Oligarchy
Rankism
Right-wing populism
Sectarianism
Self-righteousness
Snobbery
Social Darwinism
Social Evolution
Supremacism
References
External links
Deresiewicz, William (June 2008). The Disadvantages of an Elite Education. "Our best universities have forgotten that the reason they exist is to make minds, not careers." The American Scholar. Review of William Deresiewicz's book Excellent Sheep (April 2015), Foreign Affairs
Social groups
Political science
Ideologies
Oligarchy
Social theories
Prejudices
Elite theory
Psychological attitude | 0.78355 | 0.995493 | 0.780019 |
Culture of Europe | The culture of Europe is diverse, and rooted in its art, architecture, traditions, cuisines, music, folklore, embroidery, film, literature, economics, philosophy and religious customs.
Definition
Whilst there are a great number of perspectives that can be taken on the subject, it is impossible to form a single, all-embracing concept of European culture. Nonetheless, there are core elements which are generally agreed upon as forming the cultural foundation of modern Europe. One list of these elements given by K. Bochmann includes:
A common cultural and spiritual heritage derived from Greco-Roman antiquity, Christianity, Judaism, the Renaissance, its Humanism, the political thinking of the Enlightenment, the French Revolution, and the developments of Modernity, including all types of socialism;
A rich and dynamic material culture, parts of which have been extended to the other continents as the result of industrialization and colonialism during the "Great Divergence";
A specific conception of the individual expressed by the existence of, and respect for, a legality that guarantees human rights and the liberty of the individual;
A plurality of states with different political orders, which share new ideas with one another.
Respect for peoples, states, and nations outside Europe.
Berting says that these points fit with "Europe's most positive realizations".
The concept of European culture is arguably linked to the classical definition of the Western world. In this definition, Western culture is the set of literary, scientific, political, artistic, and philosophical principles which set it apart from other civilizations. Much of this set of traditions and knowledge is collected in the Western canon. The term has come to apply to countries whose history has been strongly marked by European immigration or settlement during the 18th and 19th centuries, such as the Americas, and Australasia, and is not restricted to Europe.
The Nobel Prize laureate in Literature Thomas Stearns Eliot, in his 1948 book Notes Towards the Definition of Culture, credited the prominent Christian influence upon the European culture: "It is in Christianity that our arts have developed; it is in Christianity that the laws of Europe have--until recently--been rooted."
History
In the 5th century BCE, Greek philosopher Herodotus conceptualized what it was that divided Europe and Asia, differentiating Europe, as the West (where the sun sets), from the East (where the sun rises). A later concept of Europe as a cultural sphere emerged during the Carolingian Renaissance of the late 8th and early 9th century, limited to the territories of Europe that practiced Western Christianity at the time.
Europe underwent social change and transition from the Middle Ages to modernisation, when the cultural movement Renaissance, from the 15th to 16th century, spread values and art techniques across the continent.
Art
Prehistoric art
Surviving European prehistoric art mainly comprises sculpture and rock art. It includes the oldest known representation of the human body, the Venus of Hohle Fel, dating from 40,000 to 35,000 BC, found in Schelklingen, Germany, and the Löwenmensch figurine, from about 30,000 BC, the oldest undisputed piece of figurative art. The Swimming Reindeer of about 11,000 BCE is among the finest Magdalenian carvings in bone or antler of animals in the art of the Upper Paleolithic. At the beginning of the Mesolithic in Europe, the figurative sculpture was greatly reduced, and remained a less common element in art than relief decoration of practical objects until the Roman period, despite some works such as the Gundestrup cauldron from the European Iron Age and the Bronze Age Trundholm sun chariot. The oldest European cave art dates back to 40,800 and can be found in the El Castillo Cave in Spain, but cave art exists across the continent. Rock painting was also performed on cliff faces, but fewer of those paintings have survived because of erosion. One well-known example is the rock paintings of Astuvansalmi in the Saimaa area of Finland.
The Rock Art of the Iberian Mediterranean Basin forms a distinct group with the human figure the main focus, often seen in large groups, with battles, dancing, and hunting all represented, as well as other activities and details such as clothing. The figures are generally rather sketchily depicted in thin paint, with the relationships between the groups of humans and animals more carefully depicted than individual figures. Prehistoric Celtic art is another distinct grouping from much of Iron Age Europe and survives mainly in the form of high-status metalwork skillfully decorated with complex, elegant, and mostly abstract designs, often using curving and spiral forms. Full-length human figures of any size are so rare that their absence may represent a religious taboo. As the Romans conquered Celtic territories, the style vanished, except in the British Isles, where it influenced the Insular style of the Early Middle Ages.
Classical art
Ancient Greek art stands out among that of other ancient cultures for its development of naturalistic but idealized depictions of the human body, in which largely nude male figures were generally the focus of innovation. The rate of stylistic development between about 750 and 300 BC was remarkable by ancient standards, and in surviving works is best seen in Ancient Greek sculpture. There were important innovations in painting, which have to be essentially reconstructed due to the lack of original survivals of quality, other than the distinct field of painted pottery. Black-figure pottery and the subsequent red-figure pottery are famous and influential examples of the Ancient Greek decorative arts.
Roman art was influenced by Greece and can in part be taken as a descendant of ancient Greek painting and sculpture, but was also strongly influenced by the more local Etruscan art of Italy. The sculpture was perhaps considered as the highest form of art by Romans, but figure painting was also very highly regarded. The Roman sculpture is primarily portraiture derived from the upper classes of society as well as depictions of the gods. However, Roman painting does have important unique characteristics. Among surviving Roman paintings are wall paintings, many from villas in Campania, in Southern Italy, especially at Pompeii and Herculaneum. Such painting can be grouped into four main "styles" or periods and may contain the first examples of trompe-l'œil, pseudo-perspective, and pure landscape. Early Christian art grew out of Roman popular, and later Imperial, art and adapted its iconography from these sources.
Medieval art
Medieval art can be broadly categorized into the Byzantine art of the Eastern Roman Empire, and the Gothic art that emerged in Western Europe over the same period.
Byzantine art was strongly influenced by its classical heritage but distinguished itself by the development of a new, abstract, aesthetic, marked by anti-naturalism and a favor for symbolism. The subject matter of monumental Byzantine art was primarily religious and imperial: the two themes are often combined, as in the portraits of later Byzantine emperors that decorated the interior of the sixth-century church of Hagia Sophia in Constantinople. However, the Byzantines inherited the Early Christian distrust of monumental sculpture in religious art, and produced only reliefs, of which very few survivals are anything like life-size, in sharp contrast to the medieval art of the West, where monumental sculpture revived from Carolingian art onwards. Small ivories were also mostly in relief. The so-called "minor arts" were very important in Byzantine art, and luxury items, including ivories carved in relief as formal presentation Consular diptychs or caskets such as the Veroli casket, hardstone carvings, enamels, glass, jewelry, metalwork, and figured silks were produced in large quantities throughout the Byzantine era.
Migration Period art includes the art of the Germanic tribes on the continent, as well the start of the distinct Insular art or Hiberno-Saxon art of the Anglo-Saxon and Celtic fusion in the British Isles. It covers many different styles of art including the polychrome style and the Scythian and Germanic animal style. After Christianization, Migration Period art developed into various schools of Early Medieval art in Western Europe, which are normally classified by region, such as Anglo-Saxon art and Carolingian art, before the continent-wide styles of Romanesque art and finally Gothic art developed.Romanesque art and Gothic art dominated Western and Central Europe from approximately 1000 AD to the rise of the Renaissance style in the 15th century or later, depending on the region. The Romanesque style was greatly influenced by Byzantine and Insular art. Religious art, such as church sculpture and decorated manuscripts, was particularly prominent. Art of the period was characterized by a very vigorous style in both sculpture and painting. Colors tended to be very striking and mostly primary. Compositions usually had little depth, and needed to be flexible to be squeezed into the shapes of historiated initials, column capitals, and church tympanums. Figures often varied in size in relation to their importance, and landscape backgrounds, if attempted at all, were closer to abstract decorations than realism.
Gothic art developed from Romanesque art in Northern France in the 12th century AD, led by the concurrent development of Gothic architecture. It spread to all of Western Europe, and much of Southern and Central Europe. In the late 14th century, the sophisticated court style of International Gothic developed, which continued to evolve until the late 15th century. In many areas, especially England and Germany, Late Gothic art continued well into the 16th century. Gothic art was often typological in nature, showing the stories of the New Testament and the Old Testament side by side. Saints' lives were often depicted. Images of the Virgin Mary changed from the Byzantine iconic form to a more human and affectionate mother, often showing the refined manners of a courtly lady.
Secular art came into its own during the gothic period alongside the creation of a bourgeois class who could afford to patronize the arts and commission works. Increased literacy and a growing body of secular vernacular literature encouraged the representation of secular themes in art. With the growth of cities, trade guilds were formed, and artists were often required to be members of a painters' guild—as a result, because of better record-keeping, more artists are known to us by name in this period than any previous.
Renaissance art
Renaissance art emerged as a distinct style in northern Italy from around 1420, in parallel with developments which occurred in philosophy, literature, music, and science. It took as its foundation the art of Classical antiquity, but was also influenced by the art of Northern Europe and contemporary scientific knowledge. Renaissance artists painted a wide variety of themes. Religious altarpieces, fresco cycles, and small works for private devotion were very popular. Painters in both Italy and northern Europe frequently turned to Jacobus de Voragine's Golden Legend (1260), a highly influential sourcebook for the lives of saints that had already had a strong influence on Medieval artists. Interest in classical antiquity and Renaissance humanism also resulted in many Mythological and history paintings. Decorative ornament, often used in painted architectural elements, was especially influenced by classical Roman motifs.
Techniques characteristic of Renaissance art include the use of proportion and linear perspective; foreshortening, to create an illusion of depth; sfumato, a technique of softening of sharp outlines by subtle blending of tones to give the illusion of depth or three-dimensionality; and chiaroscuro, the effect of using a strong contrast between light and dark to give the illusion of depth or three-dimensionality.
Mannerism, Baroque and Rococo
Renaissance Classicism spawned two different movements—Mannerism and the Baroque. Mannerism, a reaction against the idealist perfection of Classicism, employed distortion of light and spatial frameworks in order to emphasize the emotional content of a painting and the emotions of the painter. Where High Renaissance art emphasizes proportion, balance, and ideal beauty, Mannerism exaggerates such qualities, often resulting in compositions that are asymmetrical or unnaturally elegant. The style is notable for its intellectual sophistication as well as its artificial (as opposed to naturalistic) qualities. It favors compositional tension and instability rather than the balance and clarity of earlier Renaissance paintings.
In contrast, Baroque art took the representationalism of the Renaissance to new heights, emphasizing detail, movement, lighting, and drama. Perhaps the best-known Baroque painters are Caravaggio, Rembrandt, Peter Paul Rubens, and Diego Velázquez. Baroque art is often seen as part of the Counter-Reformation— the revival of spiritual life in the Roman Catholic Church. Religious and political themes are widely explored within the Baroque artistic context, and both paintings and sculptures are characterized by a strong element of drama, emotion, and theatricality. Baroque art was particularly ornate and elaborate in nature, often using rich, warm colors with dark undertones. Dutch Golden Age painting is a distinct subset of Baroque, leading to the development of secular genres such as still life, genre paintings of everyday scenes, and landscape painting.
By the 18th century, Baroque art had developed into Rococo in France. Rococo art was even more elaborate than the Baroque, but it was less serious and more playful. The artistic movement no longer placed emphasis on politics and religion, focusing instead on lighter themes such as romance, celebration, and appreciation of nature. Furthermore, it sought inspiration from the artistic forms and ornamentation of Far Eastern Asia, resulting in the rise in favor of porcelain figurines and chinoiserie in general. Rococo soon fell out of favor, being seen by many as a gaudy and superficial movement emphasizing aesthetics over meaning.
Neoclassical, Romanticism, and Realism
Neoclassicism began in the 18th century as a counter-movement opposing Rococo. It desired for a return to the simplicity, order, and 'purism' of classical antiquity, especially ancient Greece and Rome. Neoclassicism was the artistic component of the intellectual movement known as the Enlightenment. Neoclassicism had become widespread in Europe throughout the 18th century, especially in the United Kingdom. In many ways, Neoclassicism can be seen as a political movement as well as an artistic and cultural one. Neoclassical art places emphasis on order, symmetry, and classical simplicity; common themes in Neoclassical art include courage and war, as were commonly explored in ancient Greek and Roman art. Ingres, Canova, and Jacques-Louis David are among the best-known neoclassicists.
Just as Mannerism rejected Classicism, Romanticism rejected the aesthetic of the Neoclassicists, specifically the highly objective and ordered nature of Neoclassicism, favoring instead a more individual and emotional approach to the arts. Emphasis was placed on nature, especially when aiming to portray the power and beauty of the natural world, and emotions. Romantic art often used colors in order to express feelings and emotions. Romantic art was inspired by ancient Greek and Roman art and mythology, but also takes much of its aesthetic qualities from medievalism and Gothicism, as well as later mythology and folklore. Among the greatest Romantic artists were Eugène Delacroix, Francisco Goya, J. M. W. Turner, John Constable, Caspar David Friedrich, and William Blake.
In response to these changes caused by Industrialisation, the movement of Realism emerged, which sought to accurately portray the conditions and hardships of the poor in the hopes of changing society. In contrast with Romanticism, which was essentially optimistic about mankind, Realism offered a stark vision of poverty and despair. While Romanticism glorified nature, Realism portrayed life in the depths of an urban wasteland. Like Romanticism, Realism was a literary as well as an artistic movement. Other contemporary movements were more Historicist in nature, such as the Pre-Raphaelite Brotherhood, which attempted to return art to its state of "purity" prior to Raphael, and the Arts and Crafts Movement, which reacted against the impersonality of mass-produced goods and advocated a return to medieval craftsmanship.
Music
Classical music
Pre-1600
This broad era encompasses early music, which generally comprises Medieval music (500–1400) and Renaissance music (1400–1600), but sometimes includes Baroque music (1600–1760).
Post-1600
This era includes the common practice period from approximately 1600 to 1900, as well as the modernist and postmodernist styles that emerged after 1900 and which continue to the present day.
Modern music
Folk music: Europe has a wide and diverse range of indigenous music, sharing common features in rural, traveling, or maritime communities. Folk music is embedded in an unwritten, oral tradition, but was increasingly transcribed from the nineteenth century onwards. Many classical composers used folk melodies, and folk music continues to influence popular music in Europe, however its prominence varies across countries. See the list of European folk music.
Popular music: Europe has imported many different genres of popular music, including Rock, Blues, R&B Soul, Jazz, Hip-Hop and Pop. Various modern genres named after Europe are rooted in Electronic dance music (EDM), and include Europop, Eurodisco, Eurodance and Eurobeat. Popular music can vary considerably across Europe. Styles of music from nations formerly under Ottoman rule enrich this variation, with their native musical traditions having fused with Ottoman musical influences over centuries.
Media
Television
Radio
Newspapers
Architecture
Prehistoric architecture
The Neolithic long house was a long, narrow timber dwelling built by the first farmers in Europe beginning at least as early as the period 5000 to 6000 BC. Knap of Howar and Skara Brae, the Orkney Islands, Scotland, are stone-built Neolithic settlements dating from 3,500 BC. Megaliths found in Europe and the Mediterranean were also erected in the Neolithic period. See Neolithic architecture.
Ancient classical architecture
Ancient Greek architecture was produced by the Greek-speaking people whose culture flourished on the Greek mainland, the Peloponnese, the Aegean Islands, and in colonies in Anatolia and Italy for a period from about 900 BC until the 1st century AD. Ancient Greek architecture is distinguished by its highly formalized characteristics, both of structure and decoration. The formal vocabulary of ancient Greek architecture, in particular the division of architectural style into three defined orders: the Doric Order, the Ionic Order, and the Corinthian Order, was to have a profound effect on the Western architecture of later periods.
Ancient Roman architecture adopted the external language of classical Greek architecture for the purposes of the ancient Romans, but differed from Greek buildings, becoming a new architectural style. The two styles are often considered one body of classical architecture. Roman architecture flourished in the Roman Republic and even more so under the Empire, when the great majority of surviving buildings were constructed. It used new materials, particularly concrete, and newer technologies such as the arch and the dome to make buildings that were typically strong and well-engineered. Large numbers remain in some form across the empire, sometimes complete and still in use.
Medieval architecture
Romanesque architecture combines features of ancient Roman and Byzantine buildings and other local traditions. It is known for its massive quality, thick walls, round arches, sturdy pillars, groin vaults, large towers, and decorative arcading. Each building has clearly defined forms, frequently of a very regular, symmetrical plan; the overall appearance is one of simplicity when compared with the Gothic buildings that were to follow. The style can be identified right across Europe, despite regional characteristics and different materials, and is most frequently seen in churches. Plenty of examples of this architecture are found alongside the Camino de Santiago.
Gothic architecture flourished in Europe during the High and Late Middle Ages. It evolved from Romanesque architecture and was succeeded by Renaissance architecture. Originating in 12th century France and lasting into the 16th century, Gothic architecture was known during the period as Opus Francigenum ("French work"), with the term Gothic first appearing during the latter part of the Renaissance. Its characteristics include the pointed arch, the ribbed vault (which evolved from the joint vaulting of Romanesque architecture), and the flying buttress. Gothic architecture is most familiar as the architecture of many of the great cathedrals, abbeys, and churches of Europe.
Renaissance and baroque architecture
Renaissance architecture began in the early 14th and lasted until the early 17th century. It demonstrates a conscious revival and development of certain elements of ancient Greek and Roman architectural thought and material culture, particularly the symmetry, proportion, geometry, and the regularity of parts of ancient buildings. Developed first in Florence, with Filippo Brunelleschi as one of its innovators, the Renaissance style quickly spread to other Italian cities. The style was carried to France, Germany, England, Russia, and other parts of Europe at different dates and with varying degrees of impact
Palladian architecture was derived from and inspired by the designs of the Italian Renaissance architect Andrea Palladio (1508–1580). Palladio's work was strongly based on the symmetry, perspective, and values of the formal classical temple architecture of the Ancient Greeks and Romans. From the 17th century, Palladio's interpretation of this classical architecture was adapted as the style known as Palladianism. It continued to develop until the end of the 18th century, and continued to be popular in Europe throughout the 19th and early 20th centuries, where it was frequently employed in the design of public and municipal buildings.
Baroque architecture began in 16th-century Italy. It took the Roman vocabulary of Renaissance architecture and used it in a new rhetorical and theatrical fashion. It was, initially at least, directly linked to the Counter-Reformation, a movement within the Catholic Church to reform itself in response to the Protestant Reformation. Baroque was characterized by new explorations of form, light, and shadow, and a freer treatment of classical elements. It reached its extreme form in the Rococo style.
19th-century architecture
Revivalism was a hallmark of nineteenth-century European architecture. Revivals of the Romanesque, Gothic, Renaissance, and Baroque styles all took place, alongside revivals of the Classical styles. Regional styles, such as English Tudor, were also revived, as well as non-European styles, such as Chinese (Chinoiserie) and Egyptian. These revivals often used elements of the original style in a freer way than original examples, sometimes borrowing from multiple styles at once. At Alnwick Castle, for example, Gothic revival elements were added to the exterior of the original medieval castle, while the interiors were designed in a Renaissance style.
Art Nouveau architecture was a reaction against the eclectic styles which dominated European architecture in the second half of the 19th century. It was expressed through decoration. The buildings were covered with ornament in curving forms, based on flowers, plants, or animals: butterflies, peacocks, swans, irises, cyclamens, orchids, and water lilies. Façades were asymmetrical, and often decorated with polychrome ceramic tiles. The decoration usually suggested movement; there was no distinction between the structure and the ornament.
20th-century and modern architecture
Art Deco architecture began in Brussels in 1903–04. Early buildings had clean lines, rectangular forms, and no decoration on the facades; they marked a clean break with the Art Nouveau style. After the First World War, art deco buildings of steel and reinforced concrete began to appear in large cities across Europe and the United States. Buildings became more decorated, and interiors were extremely colorful and dynamic, combining sculpture, murals, and ornate geometric design in marble, glass, ceramics, and stainless steel.
Modernist architecture is a term applied to a group of styles of architecture that emerged in the first half of the 20th century and became dominant after World War II. It was based upon new technologies of construction, particularly the use of glass, steel, and reinforced concrete; and upon a rejection of the traditional neoclassical architecture and Beaux-Arts styles that were popular in the 19th century. Modernist architecture continued to be the dominant architectural style for institutional and corporate buildings into the 1980s, when it was challenged by postmodernism.
Expressionist architecture is a form of modern architecture that began during the first decades of the 20th century, in parallel with the expressionist visual and performing arts that especially developed and dominated in Germany. In the 1950s, the second movement of expressionist architecture developed, initiated by the Ronchamp Chapel Notre-Dame-du-Haut (1950–1955) by Le Corbusier. The style was individualistic, but tendencies include Distortion of form for an emotional effect, efforts at achieving the new, original, and visionary, and a conception of architecture as a work of art.
Postmodern architecture emerged in the 1960s as a reaction against the austerity, formality, and lack of variety of modern architecture, particularly in the international style advocated by Le Corbusier and Ludwig Mies van der Rohe. Embraced in the USA first, it spread to Europe. In contrast to Modernist buildings, Postmodern buildings have curved forms, decorative elements, asymmetry, bright colors, and features often borrowed from earlier periods. Colors and textures unrelated to the structure or function of the building. While rejecting the "puritanism" of modernism, it called for a return to ornament, and an accumulation of citations and collages borrowed from past styles. It borrowed freely from classical architecture, Rococo, neoclassical architecture, the Viennese secession, the British Arts and Crafts movement, the German Jugendstil.
Deconstructivist architecture is a movement of postmodern architecture which appeared in the 1980s, which gives the impression of the fragmentation of the constructed building. It is characterized by an absence of harmony, continuity, or symmetry. Its name comes from the idea of "Deconstruction", a form of semiotic analysis developed by the French philosopher Jacques Derrida. Besides fragmentation, Deconstructivism often manipulates the structure's surface skin and creates by non-rectilinear shapes which appear to distort and dislocate elements of architecture. The finished visual appearance is characterized by unpredictability and controlled chaos.
Literature
Classical literature
Medieval literature
Renaissance literature
Early modern literature
Modern literature
Film
Antoine Lumière realized, on 28 December 1895, the first projection, with the Cinematograph, in Paris.
In 1897, Georges Méliès established the first cinema studio on a rooftop property in Montreuil, near Paris.
Some notable European film movements include German Expressionism, Italian neorealism, French New Wave, Polish Film School, New German Cinema, Portuguese Cinema Novo, Movida Madrileña, Czechoslovak New Wave, Dogme 95, New French Extremity, and Romanian New Wave.
The cinema of Europe has its own awards, the European Film Awards.
Main festivals : Cannes Film Festival (France), Berlin International Film Festival (Germany). The Venice Film Festival (Italy) or Mostra Internazionale d'Arte Cinematografica di Venezia, is the oldest film festival in the world. Philippe Binant realized, on 2 February 2000, the first digital cinema projection in Europe.
Science
Classical science
See: History of science in classical antiquity
Medieval science
See: post-classical science
Renaissance science
See: History of science in the Renaissance
Early modern science
See: Scientific Revolution, Science in the Age of Enlightenment, and Romanticism in Science
Modern science
See: Science and Technology in Europe
Philosophy
European philosophy is a predominant strand of philosophy globally, and is central to philosophical enquiry in the Americas and most other parts of the world which have fallen under its influence. The Greek schools of philosophy in antiquity provide the basis of philosophical discourse that extends to today. Christian thought had a huge influence on many fields of European philosophy (as European philosophy has been on Christian thought too), sometimes as a reaction. Many political ideologies were theorized in Europe, such as capitalism, communism, fascism, socialism, or anarchism.
Classical
See: Ancient philosophy
Medieval
See: Medieval philosophy
Renaissance
See: Renaissance philosophy
Modern
See: Age of Enlightenment.
Contemporary
See: 20th-century philosophy and Contemporary philosophy
Religion
Christianity has been the dominant religion shaping European culture for at least the last 1700 years. Modern philosophical thought has very much been influenced by Christian philosophers such as St Thomas Aquinas and Erasmus. And throughout most of its history, European values have been nearly synonymous with Christian culture. Christian culture is said to have been the predominant force in western civilization, guiding the course of philosophy, art, and science. The notion of "Europe and the Western World" has been intimately connected with the concept of "Christianity and Christendom". Many even attribute Christianity for being the link that created a unified European identity.
Christianity
Christianity is the largest religion in Europe, with 76.2% of Europeans considering themselves Christian in 2010, As 2010, Catholics were the largest Christian group in Europe, accounting for more than 48% of European Christians. The second-largest Christian group in Europe was the Orthodox, who made up 32% of European Christians. About 19% of European Christians were part of the Protestant tradition. Russia is the largest Christian country in Europe by population, followed by Germany and Italy. In 2012 Europe constituted in absolute terms the world's largest Christian population. Historically, Europe has been the center and cradle of Christian civilization. Christianity played a prominent role in the development of the European culture and identity.
According to Scholars, in 2017, Europe's population was 77.8% Christian (up from 74.9% 1970), these changes were largely result of the collapse of Communism and switching to Christianity in the former Soviet Union and Eastern Bloc countries.
Catholicism
See: Catholic Church in Europe
Protestantism
See: Protestant Reformation
Eastern Orthodoxy
See: Eastern Orthodoxy in Europe
Islam
Judaism
Other religions
See: Hinduism by country, Buddhism in Europe, Sikhism by country
Atheism
See: Religion in Europe, History of Atheism, Atheism during the Age of Enlightenment
Cuisine
The cuisines of European countries are diverse by themselves, although there are common characteristics that distinguish European cooking from cuisines of Asian countries and others. Compared with traditional cooking of Asian countries, for example, meat is more prominent and substantial in serving-size. Dairy products are often utilized in the cooking process. Wheat-flour bread has long been the most common source of starch in this cuisine, along with pasta, dumplings, and pastries, although the potato has become a major starch plant in the diet of Europeans and their diaspora since the European colonization of the Americas.
Fashion
The earliest definite examples of needles originate from the Solutrean culture, which existed in France and Spain from 19,000 BC to 15,000 BC. The earliest dyed flax fibers have been found in a cave in Georgia and date back to 36,000 BP. See Clothing in ancient Rome, 1100–1200 in fashion, 1200–1300 in fashion, 1300–1400 in fashion, 1400–1500 in fashion, 1500–1550 in fashion, 1550–1600 in fashion, 1600–1650 in fashion, 1650–1700 in fashion, Textile manufacture during the Industrial Revolution
Sport
History
Olympics
See: History of the Olympics
Contemporary sports
Association football, which has its origins in the United Kingdom. The oldest association is The Football Association of England (1863), and the first international match was between Scotland and England (1872). It is now the world's most popular sport and is played throughout Europe.
Cricket has its origins in southeast England. It is popular throughout England and Wales, and parts of the Netherlands. It is also popular in other areas in Northwest Europe. It is however, very popular worldwide, especially in Africa, Australia, New Zealand, and the Indian subcontinent.
Cycling, which is also immensely popular as a means of transport, has most of its sporting adherents in Europe. Tour de France is the world's most-watched live annual sporting event. The bicycle itself is probably from France (see History of the bicycle).
The discus throw, javelin throw, and shot put have their origins in ancient Greece. The Olympics, both ancient and modern, have their origins too in Europe, and have a massive influence globally.
Field Hockey, as a modern game, began in 18th century England, with Ireland having the oldest federation. It is popular in Western Europe, the Indian subcontinent, Australia and East Asia. Ice hockey, popular in Europe and North America, may derive from this sport.
Golf, one of the most popular sports in Europe, Asia, and North America, has its origins in Scotland, with the oldest course being at Musselburgh.
Handball, which is popular in Europe and elsewhere, has its origins in antiquity. The modern game is from Denmark and Germany, with Germany having been involved in both the first women's and men's internationals.
Rugby League and Rugby Union were both created in England. They both have similar origins to football. Rugby Union is the older of the two codes and has rules that date from 1845 (see articles: History of rugby league and History of rugby union). They acrimoniously split in the late 19th century over the treatment of injured players. Rugby league gradually changed its laws over the next century with the result that today both sports have little in common, apart from the basics. They have both been carried abroad by colonization, particularly to many former British colonies. American Football and Canadian Football are derivatives of rugby.
Tennis which originates from England, and related games such as Table Tennis, derive from the game Real Tennis which is from France. It is popular throughout the world.
Regional sports
In addition, Europe has numerous national or regional sports which do not command a large international following outside of emigrant groups. These include:
Alpine Wrestling in Switzerland.
Bandy in Russia, Sweden, and Finland
Basque Pelota in parts of Spain and France, and which has been brought to the Americas by emigrants.
Bullfighting in Spain, Portugal, and parts of southern France near the Spanish Border.
Gaelic Football in Ireland, which influenced Australian rules football.
Gaelic Handball (Ireland) which was taken to the United States in the form of American Handball.
Hurling in Ireland.
Korfbal in the Netherlands and Belgium.
Pesäpallo (Boboll) in Finland
Pétanque, Boules, Irish Road Bowling, Skittles, Bocce, and Bowls and others are variations of bowling games which are popular throughout Europe and have been spread around the world.
Rounders from England now popular in northwest Europe from which Baseball derives.
Shinty in Scotland, which influenced ice hockey in Canada (see also Shinny).
Trotting in southern Europe.
Some sports competitions feature a European team gathering athletes from different European countries. These teams use the European flag as an emblem. The most famous of these competitions is the Ryder Cup in golf. Some sporting organizations hold European Championships like European Cricket Council, the European Games, the European Rugby Cup (Club/Regional competition), the European SC Championships, the FIRA - Association of European Rugby, the IIHF, the Mitropa Cup, the Rugby League European Federation - European Championship, the Sport in the European Union and the UEFA.
European politics
Overview
See: History of Europe
European Union
See: Politics of the European Union
Capital of Culture
Each year since 1985 one or more cities across Europe are chosen as European Capital of Culture, an EU initiative. Here are the past and future capitals:
1985: Athens
1986: Florence
1987: Amsterdam
1988: Berlin
1989: Paris
1990: Glasgow
1991: Dublin
1992: Madrid
1993: Antwerp
1994: Lisbon
1995: Luxembourg
1996: Copenhagen
1997: Thessaloniki
1998: Stockholm
1999: Weimar
2000: Avignon, Bergen, Bologna, Brussels, Helsinki, Kraków, Prague, Reykjavík, Santiago de Compostela
2001: Rotterdam, Porto
2002: Bruges, Salamanca
2003: Graz
2004: Genoa, Lille
2005: Cork
2006: Patras
2007: Sibiu, Luxembourg, Greater Region
2008: Liverpool, Stavanger
2009: Vilnius, Linz
2010: Essen (representing the Ruhr), Istanbul, Pécs
2011: Turku, Tallinn
2012: Guimarães, Maribor
2013: Marseille, Košice
2014: Umeå, Riga
2015: Mons, Plzeň
2016: San Sebastián, Wrocław
2017: Aarhus, Paphos
2018: Valletta, Malta and Leeuwarden
2019: Plovdiv and Matera
2020: Galway and Rijeka
Symbols
See also
Compendium of cultural policies and trends in Europe
Cultural policies of the European Union
Europalia
European dances
European Heritage Day
Europeanisation
Romano-Germanic culture
Western culture
Westernization
References
Bibliography
External links
Eurolinguistix.com
Europe.org.uk - online European culture magazine (EU London Office)
TheEuropeanLibrary.org, The European Library, gateway to Europe's national libraries
Europeana.eu European Digital Library
Europa.eu, EU Culture Portal (archived) | 0.784899 | 0.99377 | 0.780009 |
Separatism | Separatism is the advocacy of cultural, ethnic, tribal, religious, racial, regional, governmental, or gender separation from the larger group. As with secession, separatism conventionally refers to full political separation. Groups simply seeking greater autonomy are usually not considered separatists. Some discourse settings equate separatism with religious segregation, racial segregation, or sex segregation, while other discourse settings take the broader view that separation by choice may serve useful purposes and is not the same as government-enforced segregation. There is some academic debate about this definition, and in particular how it relates to secessionism, as has been discussed online.
Separatist groups practice a form of identity politics, or political activity and theorizing founded in the shared experiences of the group's members. Such groups believe attempts at integration with dominant groups compromise their identity and ability to pursue greater self-determination. However, economic and political factors usually are critical in creating strong separatist movements as opposed to less ambitious identity movements.
Motivations
Groups may have one or more motivations for separation, including:
Emotional resentment and hatred of rival communities.
Protection from genocide and ethnic cleansing.
Resistance by victims of oppression, including denigration of their language, culture or religion.
Influence and propaganda by those inside and outside the region who hope to gain politically from intergroup conflict and hatred.
Economic and political dominance of one group that does not share power and privilege in an egalitarian fashion.
Economic motivations: seeking to end economic exploitation by more powerful group or, conversely, to escape economic redistribution from a richer to a poorer group.
Preservation of threatened religious, language or other cultural tradition.
Destabilization from one separatist movement giving rise to others.
Geopolitical power vacuum from breakup of larger states or empires.
Continuing fragmentation as more and more states break up.
Feeling that the perceived nation was added to the larger state by illegitimate means.
The perception that the state can no longer support one's own group or has betrayed their interests.
Opposition to political decisions.
Types
Ethnic separatism can be based on cultural, linguistic as well as religious or racial differences. Ethnic separatist movements were relevant since they represented historical delineations between states, or in recent times, were the cause of conflicts between peoples in Europe, Africa and Asia with different ethnic/linguistic origins.
Separatism by continent
List of active separatist movements in Africa
List of active separatist movements in Asia
List of active separatist movements in Europe
List of active separatist movements in North America
List of active separatist movements in Oceania
List of active separatist movements in South America
Gender separatism
The relationship between gender and separatism is complex. Feminist separatism is women's choosing to separate from ostensibly male-defined, male-dominated institutions, relationships, roles and activities. Lesbian separatism advocates lesbianism as the logical result of feminism. Some separatist feminists and lesbian separatists have chosen to live apart in intentional community, cooperatives, and on land trusts. Queer nationalism (or "Gay separatism") seeks a community distinct and separate from other social groups. On the other hand, the MGTOW movement is sometimes considered a male-gender separatism, as at the center of this ideology is the notion of male separatism where men should not be a part of a feminist-biased society. Some fringe elements even propose a utopical no-women state.
Geographical and socioeconomic separatism
Some examples include:
Alberta separatism
Berber separatism in North Africa
Bougainville independence movement
Cape Independence
Casamance independence movement
Cascadian separatists
Catalan independence movement
Provisional Revolutionary Government of Cibao
Euskadi (Basque Country) independence movement
Hong Kong independence movement
New England New State Movement
Malaysian Sabah and Sarawak separatists
West Papuan independence
Free South movement
Quebec sovereignty movement
Scottish independence movement
Taiwanese independence movement
Racial separatism
Some separatist groups seek to separate from others along racial lines. They oppose interracial marriage and integration with other races and seek separate schools, businesses, churches and other institutions, and often separate societies, territories, countries, and governments:
Black separatism (also known as black nationalism) is the most prominent wave advancing the concepts of "Black racial identity" in the United States and has been advanced by black leaders like Marcus Garvey and organizations such as the Nation of Islam. Critical race theorists like New York University's Derrick Bell and University of Colorado's Richard Delgado argue that US legal, education and political systems are rife with blatant racism. They support efforts like "all-black" schools and dorms and question the efficacy and merit of government-enforced integration. In 2008 statements by Barack Obama's former pastor Jeremiah Wright, Jr., revived the issue of the current relevance of black separatism.
Latin American concepts of racial identity such as the bronze race and La Raza Cósmica are found in the small separatist Raza Unida Party. The Chicano Movement (or Chicano nation) in the United States sought to recreate Aztlán, the mythical homeland of the Aztecs comprising the Southwestern United States.
White separatism (also known as white nationalism) in the United States and Western Europe seeks separation of the white race and limits to nonwhite immigration under the argument that these policies are necessary for the white race's survival.
Religious separatism
Religious separatist groups and sects want to withdraw from some larger religious groups and/or believe they should interact primarily with coreligionists:
English Christians in the 16th and 17th centuries who wished to separate from the Church of England and form independent local churches were influential politically under Oliver Cromwell, who was himself a separatist. They were eventually called Congregationalists. The Pilgrims who established the first successful colony in New England were separatists.
Christian separatist groups in Indonesia, India and South Carolina (United States)
Zionism sought the creation of the State of Israel as a Jewish homeland, with separation from gentile Palestinians. Simon Dubnow, who had mixed feelings toward Zionism, formulated Jewish Autonomism, which was adopted in eastern Europe by Jewish political parties such as the Bund and his own Folkspartei before World War II. Zionism can also be seen as somewhat ethnic too, however, as its definition of who is Jewish has often included people of Jewish background who do not practice the Jewish religion. It is further complicated as some who had ancestors who converted to Judaism, such as some Ethiopian Jews, may not share ethnic history with the Jews, however, are considered to be so but not without debate.
The Partition of India and (later Pakistan and Bangladesh) arose as a result of separatism on the part of Muslims.
Sikhs in India sought an independent nation of Khalistan after an agitation in the 1970s and 1980s for implementation of the Anandpur Sahib Resolution (demanding things such as a greater share of river water and autonomy for Punjab) resulted in the storming of the Harimandir Sahib (Golden Temple) by the Government of India troops in 1984. The storming of the temple to flush out Sikh Militants who were gaining momentum in their agitation for greater autonomy for Punjab resulted in Sikhs demanding an independent state for the Sikhs situated in Punjab known as Khalistan. The conflict escalated and led to an assassination of the Prime Minister of India Indira Gandhi as a retaliation of an Indian military operation called 'Operation Blue Star' directed against the Sikhs' holiest shrine, the Golden Temple, in which many innocent Sikh civilians too died. The revenge murder of Gandhi evoked a Congress Party led backlash in the form of the Sikh genocide, which started in New Delhi and swept India in November 1984. That only further strengthened the Khalistan Movement, but it was largely subdued owing to the efforts of the police in Punjab. The controversial response by the Punjab State reportedly involved the use of human rights violations in the form of unexplained disappearances, faked encounters killings, rape and torture. However, many in the Sikh diaspora in the West and even Sikhs in India, still support the idea of Khalistan, but support has been dying since the 90's due to heavy Anti-Khalistan propaganda pushed by the Indian government, and fear of being targeted or killed for supporting Khalistan.
Muslim separatist groups in the Philippines (Mindanao and other regions: Moro Islamic Liberation Front, Abu Sayyaf), in Thailand (see also South Thailand insurgency), in India (see also Insurgency in Jammu and Kashmir), in the People's Republic of China (Xinjiang: East Turkestan Islamic Movement), Tanzania (Zanzibarian separatist movements), in the Central African Republic (Regions that are inhabited by Muslims: Séléka), in Russia (in the Northern Caucasus, especially in Chechnya: Caucasus Emirate), in Yugoslavia (Bosnia and Herzegovina: Alija Izetbegovic espoused an Islamic inspired separatism)
Governmental responses
How far separatist demands will go toward full independence, and whether groups pursue constitutional and nonviolent action or armed violence, depend on a variety of economic, political, social and cultural factors, including movement leadership and the government's response. Governments may respond in a number of ways, some of which are mutually exclusive. Some include:
accede to separatist demands
improve the circumstances of disadvantaged minorities, be they religious, linguistic, territorial, economic or political
adopt "asymmetric federalism" where different states have different relations to the central government depending on separatist demands or considerations
allow minorities to win in political disputes about which they feel strongly, through parliamentary voting, referendum, etc.
settle for a confederation or a commonwealth relationship where there are only limited ties among states.
See also
Lists
Lists of separatist movements
Lists of active separatist movements
List of active separatist movements recognized by intergovernmental organizations
List of historical separatist movements
List of states with limited recognition
Lists of ethnic groups
List of indigenous peoples
General
Annexation
Autonomism (political doctrine)
Ethnic nationalism
Ethnic minority
Ethnocentrism
Homeland
Identity politics
Intersectionality
Kinship
Language secessionism
Micronation
Military occupation
Multiculturalism
Minority group
Nation
Polarization
Partition
Refugee
Secession
Stateless nation
Unrepresented Nations and Peoples Organization
Orania
Volkstaat
References
Further reading
External links
From Spain to Iraq, states have to see that suppressing secession won't work
Political theories
Politics and race
Religion and politics
Independence movements
Secession
Segregation
Nationalism | 0.782505 | 0.996614 | 0.779856 |
Mining and metallurgy in medieval Europe | During the Middle Ages, between the 5th and 16th century AD, Western Europe saw a period of growth in the mining industry. The first important mines were those at Goslar in the Harz mountains, taken into commission in the 10th century. Another notable mining town is Falun in Sweden where copper has been mined since at least the 10th century and possibly even earlier. (Olsson 2010)
The rise of the Western European mining industry depended on the increasing influence of Western Europe on the world stage. Advances in medieval mining and metallurgy enabled the flourishing of Western European civilization. Accessible ores and improved extraction techniques supported economic growth and trade. Innovations like water-powered machinery and better smelting methods increased the productivity and quality of metals.
Metallurgical activities were also encouraged by the central political powers, regional authorities, monastic orders, and ecclesiastical overlords. These powers attempted to claim royal rights over the mines and a share in the output, both on private lands and regions belonging to The Crown. They were particularly interested in the extraction of the precious metal ores, and for this reason, the mines in their territories were open to all miners (Nef 1987, 706–715).
Early Middle Ages, 500-1000 AD
The social, political, and economic stagnation that followed the Roman Empire affected Europe throughout the early medieval period and had a critical impact on technological progress, trade, and social organization. Technological developments that affected the course of metal production were only feasible within a stable political environment, and this was not the case until the 9th century (Martinon-Torres & Rehren in press, a).
During the first medieval centuries, the output of metal was in a steady decline with constraints in small-scale activities. Miners adopted methods much less efficient than those of Roman times. Ores were extracted only from shallow depths or from remnants of formerly abandoned mines. The vicinity of the mine to villages or towns was also a determining factor when due to the high cost of material transportation (Martinon-Torres & Rehren in press, b). Only the output of iron diminished less in relation to the other base and precious metals until the 8th century. This fact, correlated with the dramatic decrease in copper production, may indicate a possible displacement of copper and bronze artifacts by iron ones (Forbes 1957, 64; Bayley et al. 2008, 50).
By the end of the 9th century, economic, and social conditions dictated a greater need for metal for agriculture, arms, stirrups, and decoration. Consequently, conditions began to favor metallurgy and a slow but steady general progress developed. Starting from the reign of the emperor Otto I in the 960s, smelting sites were multiplied. New mines were discovered and exploited, like the well-known Mines of Rammelsberg, close to the town of Goslar in the Harz Mountains. Open-cast mining and metallurgical activities were mostly concentrated in the Eastern Alps, Saxony, Bohemia, Tuscany, Rhineland, Gaul, and Spain (Nef 1987). It was mainly German miners and metallurgists who were the generators of metal production, but the French and Flemish made contributions to the developments.
High Middle Ages, 11th to 13th centuries
The period immediately after the 10th century marked the widespread application of several innovations in the field of mining and ore treatment: a shift to large-scale and better quality production. Medieval miners and metallurgists had to find solutions for the practical problems that limited former metal production, in order to meet the market demands for metals. This increased demand for metal was due to the population growth from the 11th to the 13th centuries. This growth had an impact on agriculture, trade, and building construction, including Gothic churches.
The main problem was the inefficient means for draining water out of shafts and tunnels in underground mining. This resulted in the flooding of mines which limited the extraction of ore to shallow depths close to the surface. The secondary problem was the separation of the metal-bearing minerals from the worthless material that surrounds it, or is closely mixed with it. There was, additionally, the difficulty of transporting the ore, which resulted in subsequently high costs.
The economic value of mining led to investment in the development of solutions to these problems, which had a distinctly positive impact on medieval metal output. This included innovations such as water power using waterwheels for powering draining engines, bellows, hammers, and the introduction of advanced types of furnaces.
These innovations were not adopted all at once or applied to all mines and smelting sites. Throughout the medieval period, these technical innovations, and traditional techniques coexisted. Their application depended on the time period and geographical region. Water power in medieval mining and metallurgy was introduced well before the 11th century, but it was only in the 11th century that it was widely applied. The introduction of the blast furnace, mostly for iron smelting, in all the established centers of metallurgy contributed to the quantitative and qualitative improvement of the metal output, making metallic iron available at a lower price.
In addition, cupellation, developed in the 8th century, was more often used for the refinement of lead-silver ores, to separate the silver from the lead (Bayley 2008). Parallel production with more than one technical method, and different treatment of ores would occur wherever multiple ores were present at one site. (Rehren et al. 1999).
Underground work in shafts, although limited in depth, was accomplished either by fire-setting for massive ore bodies or with iron tools for smaller scale extraction of limited veins. The sorting of base and precious metal ores was completed underground and they were transferred separately (Martinon-Torres & Rehren in press, b).
Permanent mining in Sweden proper begun in the High Middle Ages and did not spread to Finland until 1530 when the first iron mine began operations there.
Late Middle Ages, 14th to 16th centuries
By the 14th century, the majority of the more easily accessible ore deposits were exhausted. Thus, more advanced technological achievements were introduced in order to keep up with the demand in metal. The alchemical laboratory, separating precious metals from the baser ones they are typically found with, was an essential feature of the metallurgical enterprise.
A significant hiatus in underground mining was noted during the 14th and the early 15th century due to a series of historical events with severe social and economic impacts. The Great Famine (1315–1317), the Black Death (1347–1353), which diminished the European population by one third to one half, and the Hundred Years War (1337–1453) between England and France, that, amongst others, caused severe deforestation, and had dramatic influences in metallurgical industry and trade.
Lead mining, for example, ground to a halt due to the Black Death pandemic, when atmospheric lead pollution from smelting dropped to natural levels (zero) for the first and only time in the last 2000 years. The great demand of metals, e.g. for armor, could not be met due to the lack of manpower and capital investment.
It was only by the end of the 13th century that great capital expenditures were invested and more sophisticated machinery was installed in underground mining, which resulted in reaching greater depths. The wider application of water and horse power was necessary for draining water out of these deep shafts. Also, acid parting in separating gold from silver was introduced in the 14th century (Bayley 2008). Signs of recovery were present only after the mid 15th century, when the improved methods were widely adopted (Nef 1987, 723).
The discovery of the New World had an impact on European metal production and trade, which has affected the world economy ever since. New, rich ore deposits found in Central Europe during the 15th century were dwarfed by the large amounts of precious metal imports from the Americas.
Smiths and miners within medieval society
Metallurgists throughout medieval Europe were generally free to move within different regions. For instance, German metallurgists in search of rich precious metal ores took the lead in mining and influenced the course of metal production, not only in East and South Germany but also in almost all of Central Europe and the Eastern Alps.
As mining gradually became a task for specialized craftsmen, miners moved in large groups and formed settlements close to mines, each with their own customs. They were always welcomed by regional authorities, as the latter were interested in increasing revenue through the profitable exploitation of the mineral-rich subsurface. These authorities claimed a portion of the output, and smiths and miners were provided with land for cottages, mills, forges, farming, and pasture, while also being allowed to utilize streams and lumber. (Nef 1987, 706–715).
Advancing into the high and late Middle Ages, a notable shift occurred where smelting sites gained geographical independence from mines, leading to the separation of metalworking from ore smelting. The urban expansion that unfolded from the 10th century onwards, coupled with the pivotal influence of towns, afforded metallurgists an optimal setting to cultivate and refine their technological advancements. This era witnessed the systematic formation of metallurgical guilds, with their workshops often converging on the outskirts of these urban centers. (McLees 1996).
In medieval societies, liberal and mechanical arts were considered to be totally different disciplines. Metallurgists, like all craftsmen and artisans, almost always lacked the formal education that would inform a methodical intellectual background. Instead, they were the pioneers of causal thinking based on empirical observation and experimentation (Zilsel 2000).
See also
Mining in the Upper Harz
Mining Law (1412)
References
Sources
Agricola, Georgius, 1556, Translation Hoover, Herbert, 1912, De re metallica, Farlang, full streaming version + scientific introduction
Craddock, P. T., 1989. Metalworking Techniques. In: Youngs, S. (ed), Work of Angels: Masterpieces of Celtic Metalwork, 6th-9th centuries AD, 170–213.
Forbes, R. J., 1957. Metallurgy. In: Singer, C., Holmyard, E. J., Hall, A. R. & Williams, T. I. (eds), A History of Technology, vol. 2: The Mediterranean Civilizations and the Middle Ages c. 700 BC to AD 1500. Oxford: Clarendon Press, 41–80.
Martinon-Torres, M. & Rehren, Th., in press (a). Metallurgy, Europe. In: Encyclopedia of Society and Culture in the Medieval World. Dallas: Schlager.
Martinon-Torres, M. & Rehren, Th., in press (b). Mining, Europe. In: Encyclopedia of Society and Culture in the Medieval World. Dallas: Schlager.
Smith, C.S. & Hawthorne, J.H., 1974. Mappae Clavicula, A little key to the world of medieval techniques. Transactions of American Philosophical Society 64 (4), 1–128.
Theophilus, On Divers Arts: The foremost medieval treatise on Painting, Glassmaking and Metalwork. Hawthorne, J.G. & Smith, C.S. (trans), 1979. New York: Dover Publications.
Economy of Europe
History of Europe
Technology in the Middle Ages
History of metallurgy
Mining in Europe
Medieval economic history | 0.79068 | 0.986201 | 0.77977 |
Economic sector | One classical breakdown of economic activity distinguishes three sectors:
Primary: involves the retrieval and production of raw-material commodities, such as corn, coal, wood or iron. Miners, farmers and fishermen are all workers in the primary sector.
Secondary: involves the transformation of raw or intermediate materials into goods, as in steel into cars, or textiles into clothing. Builders and dressmakers work in the secondary sector.
Tertiary: involves the supplying of services to consumers and businesses, such as babysitting, cinemas or banking. Shopkeepers and accountants work in the tertiary sector.
In the 20th century, economists began to suggest that traditional tertiary services could be further distinguished from "quaternary" and quinary service sectors. Economic activity in the hypothetical quaternary sector comprises information- and knowledge-based services, while quinary services include industries related to human services and hospitality.
Economic theories divide economic sectors further into economic industries.
Historic evolution
An economy may include several sectors that evolved in successive phases:
The ancient economy built mainly on the basis of subsistence farming.
The Industrial Revolution lessened the role of subsistence farming, converting land-use to more extensive and monocultural forms of agriculture over the last three centuries. Economic growth took place mostly in the mining, construction and manufacturing industries.
In the economies of modern consumer societies, services, finance, and technology—the knowledge economy—play an increasingly significant role.
Even in modern times, developing countries tend to rely more on the first two sectors, in contrast to developed countries.
By ownership
An economy can also be divided along different lines:
Public sector or state sector
Private sector or privately run businesses
Voluntary sector
See also
Three-sector theory
Jean Fourastié
Industry classification
International Standard Industrial Classification
Industry Classification Benchmark
North American Industry Classification System – a sample application of sector-oriented analysis
Division of labour
Economic development
References
01
Business analysis
Business management | 0.785308 | 0.992869 | 0.779708 |
Social history | Social history, often called "history from below", is a field of history that looks at the lived experience of the past. Historians who write social history are called social historians.
Social history came to prominence in the 1960s, spreading from schools of thought in the United Kingdom and France which posited that the Great Man view of history was inaccurate because it did not adequately explain how societies changed. Instead, social historians wanted to show that change arose from within society, complicating the popular belief that powerful leaders were the source of dynamism. While social history came from the Marxist view of history (historical materialism), the cultural turn and linguistic turn saw the number of sub-fields expand as well as the emergence of other approaches to social history, including a social liberal approach and a more ambiguious critical theory approach.
In its "golden age" it was a major field in the 1960s and 1970s among young historians, and still is well represented in history departments in Britain, Canada, France, Germany and the United States. In the two decades from 1975 to 1995, the proportion of professors of history in American universities identifying with social history rose from 31% to 41%, while the proportion of political historians fell from 40% to 30%. In the history departments of British and Irish universities in 2014, of the 3410 faculty members reporting, 878 (26%) identified themselves with social history while political history came next with 841 (25%).
"Old" social history
There is an important distinction between old social history and new social history that exists in what are now sub-fields of social history that predate the 1960s. E. P. Thompson identified labour history as the central concern of new social historians because of its "Whiggish narritives", such as the term "labour movement" which erroneously suggests the constant progression toward the perfect future. The older social history included numerous topics that were not part of mainstream historiography, which was then political, military, diplomatic, constitutional history, the history of great men and intellectual history. It was a hodgepodge without a central theme, and it often included political movements, such as populism, that were "social" in the sense of being outside the elite system.
The emergence of "new" social history
The popular view is that new social history emerged in the 1960s with the publication of Thompson's The Making of the English Working Class (1963). Writing in 1966 in The Times Literary Supplement, Thompson described his approach as "history from below" and explained that it had come from earlier developments within the French Annales School.
According to C. J. Coventry, new social history arose in the 1930s at the University of Cambridge with the Communist Party Historians Group. Citing the reflections of Eric Hobsbawm, a contemporary of Thompson's and a fellow member of the Historians' Group, Coventry shows that the "new" social history popularly associated with Thompson's "history from below" was in fact a conscious revival of historical materialism by young British Marxist intellectuals under the tutelage of the Cambridge economist Maurice Dobb. As such, the foundational text of social history is Karl Marx's The Eighteenth Brumaire of Louis Bonaparte (1852), which is marked by its society-wide approach and consideration of everyday peoples. It was not until the 1960s, however, that social history gained popularity and scholarship flourished. This was when "social history truly came into being, with historians reflecting on their aristocratic and middle-class preoccupations, their veneration of elites (especially Great Men), their Protestant moralising and misanthropic tendencies".
The definition of social history
There are many definitions of social history, most of them isolated to national historiographies. The most consequential definition of social history is the one Thompson provided. Thompson saw his "history from below" approach as an attempt to reveal the "social nexus" through which broadscale change occurs. This is reflective of his historical materialism. However, Thompson's 1963 book was disproportionately concerned with the lived experience of forgotten or everyday people. The disparity between a society-wide approach (historical materialism) and the narrower preoccupation with giving voice to the voicesless (justice-seeking) is the basis of present-day confusion about the definition of social history. The confusion arose from Thompson's own inner political turmoil. Staughton Lynd sees Thompson's career as a gradual departure from Marxism until, in his last interview, he declined to describe himself as a Marxist. Where Thompson had said he did not believe in "theory with a capital T" and Marxism, Lynd shows that Thompson's departure was actually much more gradual, beginning with the 1956 Hungarian Uprising. The highly influential, but confused, definition used by Thompson was not resolved in part because of the cultural turn and the decline of Marxism on the left in the 1970s and 1980s.
British and Irish social history
Social history is associated in the United Kingdom with the work of E.P. Thompson in particular, and his studies The Making of the English Working Class and Whigs and Hunters: The Origin of the Black Act. Emerging after the second world war, it was consciously opposed to traditional history's focus on 'great men', which it counter-posed with 'History from below'.
Thus in the UK social history has often had a strong political impetus, and can be contrasted sharply with traditional history's (partial) documentation of the exploits of the powerful, within limited diplomatic and political spheres, and its reliance on archival sources and methods (see historical method and archive) that exclude the voices of less powerful groups within society. Social history has used a much wider range of sources and methods than traditional history and source criticism, in order to gain a broader view of the past. Methods have often including quantitative data analysis and, importantly, Oral History which creates an opportunity to glean perspectives and experiences of those people within society that are unlikely to be documented within archives. Eric Hobsbawm was an important UK social historian, who has both produced extensive social history of the UK, and has written also on the theory and politics of UK social history. Eric Hobsbawn and EP Thompson were both involved in the pioneering History Workshop Journal and Past & Present.
Ireland has its own historiography.
American social history
In United States historiography, history from below is referred to as "history from the bottom-up" and is closely related to "peoples history", associated in popular consciousness with Howard Zinn and his 1980 book, A People's History of the United States. Charles Tilly argues the tasks of the social historian are 1) "documenting large structural changes; 2) reconstructing the experiences of ordinary people in the course of those changes; and (3) connecting the two". Americanist Paul E. Johnson recalls the heady early promise of the movement in the late 1960s:
The New Social History reached UCLA at about that time, and I was trained as a quantitative social science historian. I learned that "literary" evidence and the kinds of history that could be written from it were inherently elitist and untrustworthy. Our cousins, the Annalistes, talked of ignoring heroes and events and reconstructing the more constitutive and enduring "background" of history. Such history could be made only with quantifiable sources. The result would be a "History from the Bottom Up" that ultimately engulfed traditional history and, somehow, helped to make a Better World. Much of this was acted out with mad-scientist bravado. One well-known quantifier said that anyone who did not know statistics at least through multiple regression should not hold a job in a history department. My own advisor told us that he wanted history to become "a predictive social science." I never went that far. I was drawn to the new social history by its democratic inclusiveness as much as by its system and precision. I wanted to write the history of ordinary people—to historicize them, put them into the social structures and long-term trends that shaped their lives, and at the same time resurrect what they said and did. In the late 1960s, quantitative social history looked like the best way to do that.
The Social Science History Association was formed in 1976 to bring together scholars from numerous disciplines interested in social history. It is still active and publishes Social Science History quarterly. The field is also the specialty of the Journal of Social History, edited since 1967 by Peter Stearns It covers such topics as gender relations; race in American history; the history of personal relationships; consumerism; sexuality; the social history of politics; crime and punishment, and history of the senses. Most of the major historical journals have coverage as well. However, after 1990 social history was increasingly challenged by cultural history, which emphasizes language and the importance of beliefs and assumptions and their causal role in group behavior.
France
Social history has dominated French historiography since the 1920s, thanks to the central role of the Annales School. Its journal Annales focuses attention on the synthesizing of historical patterns identified from social, economic, and cultural history, statistics, medical reports, family studies, and even psychoanalysis.
Germany
Social history developed within West German historiography during the 1950s-60s as the successor to the national history discredited by National Socialism. The German brand of "history of society" - Gesellschaftsgeschichte - has been known from its beginning in the 1960s for its application of sociological and political modernization theories to German history. Modernization theory was presented by Hans-Ulrich Wehler (1931–2014) and his Bielefeld School as the way to transform "traditional" German history, that is, national political history, centered on a few "great men," into an integrated and comparative history of German society encompassing societal structures outside politics. Wehler drew upon the modernization theory of Max Weber, with concepts also from Karl Marx, Otto Hintze, Gustav Schmoller, Werner Sombart and Thorstein Veblen.
In the 1970s and early 1980s German historians of society, led by Wehler and Jürgen Kocka at the "Bielefeld school" gained dominance in Germany by applying both modernization theories and social science methods. From the 1980s, however, they were increasingly criticized by proponents of the "cultural turn" for not incorporating culture in the history of society, for reducing politics to society, and for reducing individuals to structures. Historians of society inverted the traditional positions they criticized (on the model of Marx's inversion of Hegel). As a result, the problems pertaining to the positions criticized were not resolved but only turned on their heads. The traditional focus on individuals was inverted into a modern focus on structures, the traditional focus on culture was inverted into a modern focus on structures, and traditional emphatic understanding was inverted into modern causal explanation.
Jürgen Kocka finds two meanings to "social history." At the simplest level, it was the subdivision of historiography that focused on social structures and processes. In that regard, it stood in contrast to political or economic history. The second meaning was broader, and the Germans called it Gesellschaftsgeschichte. It is the history of an entire society from a social-historical viewpoint. English historian G. M. Trevelyan saw it as the bridging point between economic and political history, reflecting that, "Without social history, economic history is barren and political history unintelligible." While the field has often been viewed negatively as history with the politics left out, it has also been defended as "history with the people put back in."
In Germany the Gesellschaftsgeschichte movement introduced a vast range of topics, as Kocka, a leader of the Bielefeld School recalls:
In the 1960s and 1970s, "social history" caught the imagination of a young generation of historians. It became a central concept -- and a rallying point -- of historiographic revisionism. It meant many things at the same time. It gave priority to the study of particular kinds of phenomena, such as classes and movements, urbanization and industrialization, family and education, work and leisure, mobility, inequality, conflicts and revolutions. It stressed structures and processes over actors and events. It emphasized analytical approaches close to the social sciences rather than by the traditional methods of historical hermeneutics. Frequently social historians sympathized with the causes (as they saw them) of the little people, of the underdog, of popular movements, or of the working class. Social history was both demanded and rejected as a vigorous revisionist alternative to the more established ways of historiography, in which the reconstruction of politics and ideas, the history of events and hermeneutic methods traditionally dominated.
Hungarian social history
Before World War II, political history was in decline and an effort was made to introduce social history in the style of the French Annales School. After the war only Marxist interpretations were allowed. With the end of Communism in Hungary in 1989. Marxist historiography collapsed and social history came into its own, especially the study of the demographic patterns of the early modern period. Research priorities have shifted toward urban history and the conditions of everyday life.
Soviet Union and social history
When Communism ended in 1991, large parts of the Soviet archives were opened. The historians' data base leapt from a limited range of sources to a vast array of records created by modern bureaucracies. Social history flourished.
Canadian social history
Social history had a "golden age" in Canada in the 1970s, and continues to flourish among scholars. Its strengths include demography, women, labour, and urban studies.
Social history of Africa
Events of Africa's general social history since the 20th century refer to the colonial era for most of the countries with the exception of Ethiopia and Liberia, which are never colonized. Major processes in the continent involve resistance, independence, reconstruction, self-rule, and the process of modern politics including the formation of the African Union. Post-colonial milestones towards stability, economic growth, and unity have been made with continuous developments. Natural phenomena and subsequent economic effects have been more pronounced in countries such as Ethiopia followed by ethnic-based social crises and violence in the 21st century— that led to the mass migration of youth and skilled workers. Political and economic stability with respect to measures taken by international donor groups such as sanctions and subsequent responses from various nationals to such measures and Pan-Africanism are other dimensions of Africa's social history.
Australian social history
In Australia, social history took on a non-Marxist concern for revealing the lives of people who had previously been neglected by older generations of historians. The two most significant social historians of Australian historiography, Ann Curthoys and Humphrey McQueen have both identified a lack of interest in social history among scholars compared with other national historiographies and a general non-Marxist, a-theoretical approach to social history among Australian social historians. Scholars generally see the first application of social history as McQueen's A New Britannia (1970), although some believe Russel Ward's The Australian Legend (1958) may have been a prototype new social history.
Subfields
Historical demography
The study of the lives of ordinary people was revolutionized in the 1960s by the introduction of sophisticated quantitative and demographic methods, often using individual data from the census and from local registers of births, marriages, deaths and taxes, as well as theoretical models from sociology such as social mobility. H-DEMOG is a daily email discussion group that covers the field broadly.
Historical demography is the study of population history and demographic processes, usually using census or similar statistical data. It became an important specialty inside social history, with strong connections with the larger field of demography, as in the study of the Demographic Transition.
African-American history
Black history or African-American history studies African Americans and Africans in American history. The Association for the Study of African American Life and History was founded by Carter G. Woodson in 1915 and has 2500 members and publishes the Journal of African American History, formerly the Journal of Negro History. Since 1926 it has sponsored Black History Month every February.
Ethnic history
Ethnic history is especially important in the US and Canada, where major encyclopedias helped define the field. It covers the history of ethnic groups (usually not including Black or Native Americans).
Typical approaches include critical ethnic studies; comparative ethnic studies; critical race studies; Asian-American, and Latino/a or Chicano/a studies. In recent years Chicano/Chicana studies has become important as the Hispanic population has become the largest minority in the US.
The Immigration and Ethnic History Society was formed in 1976 and publishes a journal for libraries and its 829 members.
The American Conference for Irish Studies, founded in 1960, has 1,700 members and has occasional publications but no journal.
The American Italian Historical Association was founded in 1966 and has 400 members; it does not publish a journal
The American Jewish Historical Society is the oldest ethnic society, founded in 1892; it has 3,300 members and publishes American Jewish History
The Polish American Historical Association was founded in 1942, and publishes a newsletter and Polish American Studies, an interdisciplinary, refereed scholarly journal twice each year.
H-ETHNIC is a daily discussion list founded in 1993 with 1400 members; it covers topics of ethnicity and migration globally.
Labor history
Labor history, deals with labor unions and the social history of workers. See for example Labor history of the United States The Study Group on International Labor and Working-Class History was established: 1971 and has a membership of 1000. It publishes International Labor and Working-Class History. H-LABOR is a daily email-based discussion group formed in 1993 that reaches over a thousand scholars and advanced students. the Labor and Working-Class History Association formed in 1988 and publishes Labor: Studies in Working-Class History.
Kirk (2010) surveys labour historiography in Britain since the formation of the Society for the Study of Labour History in 1960. He reports that labour history has been mostly pragmatic, eclectic and empirical; it has played an important role in historiographical debates, such as those revolving around history from below, institutionalism versus the social history of labour, class, populism, gender, language, postmodernism and the turn to politics. Kirk rejects suggestions that the field is declining, and stresses its innovation, modification and renewal. Kirk also detects a move into conservative insularity and academicism. He recommends a more extensive and critical engagement with the kinds of comparative, transnational and global concerns increasingly popular among labour historians elsewhere, and calls for a revival of public and political interest in the topics. Meanwhile, Navickas, (2011) examines recent scholarship including the histories of collective action, environment and human ecology, and gender issues, with a focus on work by James Epstein, Malcolm Chase, and Peter Jones.
Women's history
Women's history exploded into prominence in the 1970s, and is now well represented in every geographical topic; increasingly it includes gender history. Social history uses the approach of women's history to understand the experiences of ordinary women, as opposed to "Great Women," in the past. Feminist women's historians such as Joan Kelly have critiqued early studies of social history for being too focused on the male experience.
Gender history
Gender history focuses on the categories, discourses and experiences of femininity and masculinity as they develop over time. Gender history gained prominence after it was conceptualized in 1986 by Joan W. Scott in her article "Gender: A Useful Category of Historical Analysis." Many social historians use Scott's concept of "perceived differences" to study how gender relations in the past have unfolded and continue to unfold. In keeping with the cultural turn, many social historians are also gender historians who study how discourses interact with everyday experiences.
History of the family
The History of the family emerged as a separate field in the 1970s, with close ties to anthropology and sociology. The trend was especially pronounced in the US and Canada. It emphasizes demographic patterns and public policy, but is quite separate from genealogy, though often drawing on the same primary sources, such as censuses and family records.
The influential pioneering study Women, Work, and Family (1978) was done by Louise A. Tilly and Joan W. Scott. It broke new ground with their broad interpretive framework and emphasis on the variable factors shaping women's place in the family and economy in France and England. The study considered the interaction of production, or traditional labor, and reproduction, the work of caring for children and families, in its analysis of women's wage labor and thus helped to bring together labor and family history. Much work has been done on the dichotomy in women's lives between the private sphere and the public. For a recent worldwide overview covering 7000 years see Maynes and Waltner's 2012 book and ebook, The Family: A World History (2012). For comprehensive coverage of the American case, see Marilyn Coleman and Lawrence Ganong, eds. The Social History of the American Family: An Encyclopedia (4 vol, 2014).
The history of childhood is a growing subfield.
History of education
For much of the 20th century, the dominant American historiography, as exemplified by Ellwood Patterson Cubberley (1868–1941) at Stanford, emphasized the rise of American education as a powerful force for literacy, democracy, and equal opportunity, and a firm basis for higher education and advanced research institutions. It was a story of enlightenment and modernization triumphing over ignorance, cost-cutting, and narrow traditionalism whereby parents tried to block their children's intellectual access to the wider world. Teachers dedicated to the public interest, reformers with a wide vision, and public support from the civic-minded community were the heroes. The textbooks help inspire students to become public schools teachers and thereby fulfill their own civic mission.
The crisis came in the 1960s, when a new generation of New Left scholars and students rejected the traditional celebratory accounts, and identified the educational system as the villain for many of America's weaknesses, failures, and crimes. Michael Katz (1939–2014) states they:
tried to explain the origins of the Vietnam War; the persistence of racism and segregation; the distribution of power among gender and classes; intractable poverty and the decay of cities; and the failure of social institutions and policies designed to deal with mental illness, crime, delinquency, and education.
The old guard fought back and bitter historiographical contests, with the younger students and scholars largely promoting the proposition that schools were not the solution to America's ills, they were in part the cause of Americans problems. The fierce battles of the 1960s died out by the 1990s, but enrollment in education history courses never recovered.
By the 1980s, compromise had been worked out, with all sides focusing on the heavily bureaucratic nature of the American public schooling.
In recent years most histories of education deal with institutions or focus on the ideas histories of major reformers, but a new social history has recently emerged, focused on who were the students in terms of social background and social mobility. In the US attention has often focused on minority and ethnic students. In Britain, Raftery et al. (2007) looks at the historiography on social change and education in Ireland, Scotland, and Wales, with particular reference to 19th-century schooling. They developed distinctive systems of schooling in the 19th century that reflected not only their relationship to England but also significant contemporaneous economic and social change. This article seeks to create a basis for comparative work by identifying research that has treated this period, offering brief analytical commentaries on some key works, discussing developments in educational historiography, and pointing to lacunae in research.
Historians have recently looked at the relationship between schooling and urban growth by studying educational institutions as agents in class formation, relating urban schooling to changes in the shape of cities, linking urbanization with social reform movements, and examining the material conditions affecting child life and the relationship between schools and other agencies that socialize the young.
The most economics-minded historians have sought to relate education to changes in the quality of labor, productivity and economic growth, and rates of return on investment in education. A major recent exemplar is Claudia Goldin and Lawrence F. Katz, The Race between Education and Technology (2009), on the social and economic history of 20th-century American schooling.
Urban history
The "new urban history" emerged in the 1950s in Britain and in the 1960s in the US. It looked at the "city as process" and, often using quantitative methods, to learn more about the inarticulate masses in the cities, as opposed to the mayors and elites. A major early study was Stephan Thernstrom's Poverty and Progress: Social Mobility in a Nineteenth Century City (1964), which used census records to study Newburyport, Massachusetts, 1850–1880. A seminal, landmark book, it sparked interest in the 1960s and 1970s in quantitative methods, census sources, "bottom-up" history, and the measurement of upward social mobility by different ethnic groups. Other exemplars of the new urban history included Kathleen Conzen, Immigrant Milwaukee, 1836-1860 (1976); Alan Dawley, Class and Community: The Industrial Revolution in Lynn (1975; 2nd ed. 2000); Michael B. Katz, The People of Hamilton, Canada West (1976); Eric H. Monkkonen, The Dangerous Class: Crime and Poverty in Columbus Ohio 1860-1865 (1975); and Michael P. Weber, Social Change in an Industrial Town: Patterns of Progress in Warren, Pennsylvania, From Civil War to World War I. (1976).
Representative comparative studies include Leonardo Benevolo, The European City (1993); Christopher R. Friedrichs, The Early Modern City, 1450-1750 (1995), and James L. McClain, John M. Merriman, and Ugawa Kaoru. eds. Edo and Paris (1994) (Edo was the old name for Tokyo).
There were no overarching social history theories that emerged developed to explain urban development. Inspiration from urban geography and sociology, as well as a concern with workers (as opposed to labor union leaders), families, ethnic groups, racial segregation, and women's roles have proven useful. Historians now view the contending groups within the city as "agents" who shape the direction of urbanization. The subfield has flourished in Australia—where most people live in cities.
Rural history
Agricultural History handles the economic and technological dimensions, while Rural history handles the social dimension. Burchardt (2007) evaluates the state of modern English rural history and identifies an "orthodox" school, focused on the economic history of agriculture. This historiography has made impressive progress in quantifying and explaining the output and productivity achievements of English farming since the "agricultural revolution." The celebratory style of the orthodox school was challenged by a dissident tradition emphasizing the social costs of agricultural progress, notably enclosure, which forced poor tenant farmers off the land. Recently, a new school, associated with the journal Rural History, has broken away from this narrative of agricultural change, elaborating a wider social history. The work of Alun Howkins has been pivotal in the recent historiography, in relation to these three traditions. Howkins, like his precursors, is constrained by an increasingly anachronistic equation of the countryside with agriculture. Geographers and sociologists have developed a concept of a "post-productivist" countryside, dominated by consumption and representation that may have something to offer historians, in conjunction with the well-established historiography of the "rural idyll." Most rural history has focused on the American South—overwhelmingly rural until the 1950s—but there is a "new rural history" of the North as well. Instead of becoming agrarian capitalists, farmers held onto preindustrial capitalist values emphasizing family and community. Rural areas maintained population stability; kinship ties determined rural immigrant settlement and community structures; and the defeminization of farm work encouraged the rural version of the "women's sphere." These findings strongly contrast with those in the old frontier history as well as those found in the new urban history.
Religion
The historiography of religion focuses mostly on theology and church organization and development. Recently the study of the social history or religious behavior and belief has become important.
Political history
While the study of elites and political institutions has produced a vast body of scholarship, the impact after 1960 of social historians has shifted emphasis onto the politics of ordinary people—especially voters and collective movements. Political historians responded with the "new political history," which has shifted attention to political cultures. Some scholars have recently applied a cultural approach to political history. Some political historians complain that social historians are likely to put too much stress on the dimensions of class, gender and race, reflecting a leftist political agenda that assumes outsiders in politics are more interesting than the actual decision makers.
Social history, with its leftist political origins, initially sought to link state power to everyday experience in the 1960s. Yet by the 1970s, social historians increasingly excluded analyses of state power from its focus. Social historians have recently engaged with political history through studies of the relationships between state formation, power and everyday life with the theoretical tools of cultural hegemony and governmentality.
See also
Cultural studies
Dig Where You Stand movement
History of sociology
List of history journals
Living history and open-air museums
Oral History
People's History
Practitioners
Salo Baron (1895–1989), Jewish history
Marc Bloch (1886–1944), Medieval, Annales School
Asa Briggs, Baron Briggs, (1921 - 2018) British
Martin Broszat (1926–1989), Germany
C. J. Coventry (b. 1991), Australian, transnational history
Ann Curthoys (b. 1945), Australian, transnational, women history
Merle Curti (1897–1997) American
Natalie Zemon Davis, (b. 1928) France
Herbert Gutman (1928–1985), American black and labor history
Eugene D. Genovese (1930–2012), American slavery
S. D. Goitein (1900–1985), Medieval Jewish history in Fustat and environs
Oscar Handlin (1915–2011), American ethnic
Eric Hobsbawm (1917–2012), labor history, social movements and resistances
Emmanuel Le Roy Ladurie (b. 1929), leader of Annales School, France
Sven Lindqvist (1932–2019), Sweden
Staughton Lynd (1929–2022) American
Humphrey McQueen (b. 1942) Australian, transnational history
Ram Sharan Sharma (1919–2011), India
Stephan Thernstrom (b. 1934), ethnic American; social mobility
Charles Tilly (1929 – 2008), European; theory
Louise A. Tilly (1930 - 2018), Europe; women and family
E. P. Thompson (1924–1993), British labour
Hans-Ulrich Wehler (1931–2014), 19th-century Germany, Bielefeld School
Notes
Bibliography
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Primary sources
Binder, Frederick M. and David M. Reimers, eds. The Way We Lived: Essays and Documents in American Social History.'' (2000). 313 pp.
External links
American Social History Project, NEH project—print, visual, and multimedia on US social and cultural history
Social History Society (UK); news items; also posts from authors of recent new books in social and cultural history.
Victorian-era social history, British 19c
Society for the social history of medicine, organization of historians studying social impact of medicine
"Social History Portal", guide to 900.000 digital objects in social history at 13 organizations
International Institute of Social History, presents research & new data on the global history of work, workers, and labour relations
Fields of history | 0.784614 | 0.993583 | 0.77958 |
Periodizations of capitalism | A periodization of capitalism seeks to distinguish stages of development that help understanding of features of capitalism through time. The best-known periodizations that have been proposed distinguish these stages as:
Early / monopoly / state monopoly capitalism (Sweezy)
Free trade / monopoly / finance capitalism (Hilferding)
Early capitalism (primitive accumulation) / colonialism / imperialism (Hobson, Lenin, Bukharin)
Extensive stage / intensive stage / late capitalism (Aglietta)
The Marxist periodization of capitalism into the stages: agricultural capitalism, merchant capitalism, industrial capitalism and state capitalism.
Another periodization includes merchant capitalism, industrial and finance capitalism, and global capitalism.
See also
Rudolf Hilferding
Ernest Mandel
Paul Sweezy
References
Aglietta, Michel, Régulation et crises du capitalisme, Kalmann-Lévy, Paris, 1976
External links
Imperialism: The Highest Stage of Capitalism by V.I. Lenin
Capitalism
Periodization | 0.800831 | 0.973361 | 0.779498 |
Women in STEM fields | Many scholars and policymakers have noted that the fields of science, technology, engineering, and mathematics (STEM) have remained predominantly male with historically low participation among women since the origins of these fields in the 18th century during the Age of Enlightenment.
Scholars are exploring the various reasons for the continued existence of this gender disparity in STEM fields. Those who view this disparity as resulting from discriminatory forces are also seeking ways to redress this disparity within STEM fields (these are typically construed as well-compensated, high-status professions with universal career appeal).
History
Women's participation in science, technology, and engineering has been limited and also under-reported throughout most of history. This has been the case, with exceptions, until large-scale changes began around the 1970s. Scholars have discussed possible reasons and mechanisms behind the limitations such as ingrained gender roles, sexism, and sex differences in psychology. There has also been an effort among historians of science to uncover under-reported contributions of women.
The term STEM was first used in 2001, primarily in connection with the choice of education and career. Different STEM fields have different histories, but women's participation, although limited, has been seen throughout history. Science, protoscience and mathematics have been practiced since ancient times, and during this time women have contributed to such fields as medicine, botany, astronomy, algebra, and geometry. In the Middle Ages in Europe and the Middle East, Christian monasteries and Islamic madrasas were places where women could work on such subjects as mathematics and the study of nature.
Universities in the Christian tradition began as places of education of a professional clergy that allowed no women, and the practice of barring women continued even after universities' missions broadened. Because women were generally barred from formal higher education until late in the 19th century, it was very difficult for them to enter specialized disciplines.
The development of industrial technology was dominated by men, and early technical achievements, such as the invention of the steam engine, were mainly due to men. Nevertheless, there are many examples of women's contributions to engineering.
Initially a "computer" was a person doing computations, who was often a woman. Working as a computer required conscientiousness, accuracy and speed. Some women who initially worked as human computers later advanced from doing simpler calculations to higher levels of work, where they specified tasks and algorithms and analyzed results.
Women's participation rates in the STEM fields started increasing noticeably in the 1970s and 1980s. Some fields, such as biotechnology, now have almost 50% participation of women.
Gender imbalance in STEM fields
Studies suggest that many factors contribute to the attitudes towards the achievement of young men in mathematics and science, including encouragement from parents, interactions with mathematics and science teachers, curriculum content, hands-on laboratory experiences, high school achievement in mathematics and science, and resources available at home. In the United States, research findings are mixed concerning when boys' and girls' attitudes about mathematics and science diverge. Analyzing several nationally representative longitudinal studies, one researcher found few differences in girls' and boys' attitudes toward science in the early secondary school years. Students' aspirations to pursue careers in mathematics and science influence both the courses they choose to take in those areas and the level of effort they put forth in these courses.
A 1996 USA study suggested that girls begin to lose self-confidence in middle school because they believe that men possess more intelligence in technological fields. The fact that men outperform women in some measures of spatial ability, a skill set many engineering professionals deem vital, generates this misconception. Feminist scholars postulate that boys are more likely to gain spatial skills outside the classroom because they are culturally and socially encouraged to build and work with their hands. Research shows that girls can develop these same skills with the same form of training.
A 1996 USA study of college freshmen by the Higher Education Research Institute shows that men and women differ greatly in their intended fields of study. Of first-time college freshmen in 1996, 20 percent of men and 4 percent of women planned to major in computer science and engineering, while similar percentages of men and women planned to major in biology or physical sciences. The differences in the intended majors between male and female first-time freshmen directly relate to the differences in the fields in which men and women earn their degree. At the post-secondary level, women are less likely than men to earn a degree in mathematics, physical sciences, or computer sciences and engineering. The exception to this gender imbalance is in the field of life science.
Effects of under-representation of women in STEM careers
In Scotland, a large number of women graduate in STEM subjects but fail to move onto a STEM career compared to men. The Royal Society of Edinburgh estimates that doubling women's high-skill contributions to Scotland's economy would benefit it by £170 million per annum.
A 2017 study found that closing the gender gap in STEM education would have a positive impact on economic growth in the EU, contributing to an increase in GDP per capita of 0.7–0.9% across the bloc by 2030 and of 2.2–3.0% by 2050.
Men's and women's earnings
Female college graduates earned less on average than male college graduates, even though they shared the earnings growth of all college graduates in the 1980s. Some of the differences in salary are related to the differences in occupations entered by women and men. Among recent science and engineering bachelor's degree recipients, women were less likely than men to be employed in science and engineering occupations. There remains a wage gap between men and women in comparable scientific positions. Among more experienced scientists and engineers, the gender gap in salaries is greater than for recent graduates. Salaries are highest in mathematics, computer science, and engineering, which are fields in which women are not highly represented. In Australia, a study conducted by the Australian Bureau of Statistics has shown that the current gender wage gap between men and women in STEM fields in Australia stands at 30.1 percent as of 2013, which is an increase of 3 percent since 2012. In addition, according to a study done by Moss, when faculty members of top research institutions in America were asked to recruit student applicants for a laboratory manager position, both men and women faculty members rated the male applicants as more hire-able and competent for the position, as opposed to the female applicants who shared an identical resume with the male applicants. In the Moss study, faculty members were willing to give the male applicants a higher starting salary and career mentoring opportunities.
Education and perception
The percentage of Ph.D. in STEM fields in the U.S. earned by women is about 42%, whereas the percentage of Ph.D. in all fields earned by women is about 52%. Stereotypes and educational differences can lead to the decline of women in STEM fields. These differences start as early as the third grade according to Thomas Dee, with boys advancing in math and science and girls advancing in reading. According to UNESCO, in 2023, 122 million girls globally are out of school, and women still account for nearly two-thirds of all adults who cannot read.
Representation of women worldwide
UNESCO, among other agencies including the European Commission and The Association of Academies and Societies of Sciences in Asia (AASSA), have been outspoken about the underrepresentation of women in STEM fields globally.
Despite their efforts to compile and interpret comparative statistics, it is necessary to exercise caution. Ann Hibner Koblitz has commented on the obstacles regarding the making of meaningful statistical comparisons between countries:
Even when different countries use the same definitions of terms, the social significance of the categories may differ considerably. Koblitz remarks:
Africa
According to UNESCO statistics, 30% of the Sub-Saharan tech workforce are women; this share rose to 33.5 percent in 2018. South Africa features among the top 20 countries in the world for the share of professionals with skills in artificial intelligence and machine learning, with women representing 28 percent of these South African professionals.
Asia
A fact sheet published by UNESCO in March 2015 presented worldwide statistics of women in the STEM fields, with a focus on Asia and the Pacific region. It reports that, worldwide, 30 percent of researchers are women; as of 2018, this share had increased to 33 percent. In these areas, East Asia, the Pacific, South Asia and West Asia had the most uneven balance, with 20 percent of researchers being women in each of those sub-regions. Meanwhile, Central Asia had the most equal balance in the region, with women comprising 46 percent of its researchers. The Central Asian countries Azerbaijan and Kazakhstan were the only countries in Asia with women as the majority of their researchers, though in both cases it was by a very small margin.
Cambodia
As at 2004, 13.9% of students enrolled in science programs in Cambodia were female and 21% of researchers in science, technology, and innovation fields were female as of 2002. These statistics are significantly lower than those of other Asian countries such as Malaysia, Mongolia, and South Korea. According to a UNESCO report on women in STEM in Asian countries, Cambodia's education system has a long history of male dominance stemming from its male-only Buddhist teaching practices. Starting in 1924, girls were allowed to enroll in school. Bias against women, not only in education but in other aspects of life as well, exists in the form of traditional views of men as more powerful and dignified than women, especially in the home and in the workplace, according to UNESCO's A Complex Formula.
Indonesia
UNESCO's A Complex Formula states that Indonesia's government has been working towards gender equality, especially through the Ministry of Education and Culture, but stereotypes about women's roles in the workplace persist. Due to traditional views and societal norms, women struggle to remain in their careers or to move up in the workplace. Substantially more women are enrolled in science-based fields such as pharmacy and biology than in mathematics and physics. Within engineering, statistics vary based on the specific engineering discipline; women make up 78% of chemical engineering students but only 5% of mechanical engineering students. As of 2005, out of 35,564 researchers in science, technology, and engineering, only 10,874 or 31% were female.
Japan
According to OECD data, about 25 percent of enrollment in STEM-related programs at the tertiary education level in Japan are women.
Kazakhstan
According to OECD data, about 66 percent of enrollment in STEM-related programs at the tertiary education level in Kazakhstan are women.
Malaysia
According to UNESCO, 48.19% of students enrolled in science programs in Malaysia were female as of 2011. This number has grown significantly in the past three decades, during which the country's employment of women has increased by 95%. In Malaysia, over 50% of employees in the computer industry, which is generally a male-dominated field within STEM, are women. Of students enrolled in pharmacy, more than 70% are female, while in engineering only 36% of students are female. Women held 49% of research positions in science, technology, and innovation as of 2011.
Mongolia
According to UNESCO's data from 2012 and 2018 respectively, 40.2% of students enrolled in science programs and 49% of researchers in science, technology, and innovation in Mongolia are female. Traditionally, nomadic Mongol culture was fairly egalitarian, with both women and men raising children, tending livestock, and fighting in battle, which mirrors the relative equality of women and men in Mongolia's modern-day workforce. More females than males pursue higher education and 65% of college graduates in Mongolia are women. However, women earn about 19–30% less than their male counterparts and are perceived by society to be less suited to engineering than men. Thirty percent or less of employees in computer science, construction architecture, and engineering are female while three in four biology students are female.
Nepal
As of 2011, 26.17% of Nepal's science students were women and 19% of their engineering students were also women. In research, women held 7.8% of positions in 2010. These low percentages correspond with Nepal's patriarchal societal values. In Nepal, women that enter STEM fields most often enter forestry or medicine, specifically nursing, which is perceived as a predominantly female occupation in most countries.
South Korea
In 2012, 30.63% of students who enrolled in science programs in South Korea were female, a number that has been increasing since the digital revolution. Numbers of male and female students enrolled at most levels of education are comparable as well, though the gender difference is larger in higher education. Confucian beliefs in the lower societal value of women as well as other cultural factors could influence South Korea's STEM gender gap. In South Korea, as in other countries, the percentage of women in medicine (61.6%) is much higher than the percentage of women in engineering (15.4%) and other more math-based stem fields. In research occupations in science, technology, and innovation, women made up 17% of the workforce as of 2011. In South Korea, most women working in STEM fields are classified as "non-regular" or temporary employees, indicating poor job stability. In a study conducted by the University of Glasgow which examined math anxiety and test performance of boys and girls from various countries, researchers found that South Korea had a high sex difference in mathematics scores, with female students scoring significantly lower than and experiencing more math anxiety on math tests than male students.
Thailand
According to OECD data, about 53 percent of enrollment in STEM-related programs at the tertiary education level in Thailand are women.
Gulf Cooperation Council States
Ann Hibner Koblitz reported on a series of interviews conducted in 2015 in Abu Dhabi with women engineers and computer scientists who had come to the United Arab Emirates and other Gulf states to find opportunities that were not available to them in their home country. The women spoke of a remarkably high level of job satisfaction and relatively little discrimination. Koblitz comments that
Central and South America
Nearly half of PhD degrees pursued in Central and South America are completed by women (2018). However, only a small minority is represented at decision-making levels.
A 2018 study gathered 6,849 articles published in Latin America and found that women researchers were 31% of published researchers in 2018, an increase from 27% in 2002. The same study also found that when women lead the research group, women contributors were published 60%, compared to when men are the leaders and the women contributors were published 20%.
When looking at over 1,500 articles related to Botany published in Latin America, a study found that participation from both women and men were equal, whether it be in publications or leading roles in scientific organizations. Also women had higher rates of publication in Argentina, Brazil, and Mexico when compared to other Latin American countries despite participation being nearly the same throughout the region. Although women have higher publications in Botany, men still out publish women and are often the ones cited in research papers and studies relating to the sciences.
The study concluded that according to the data (shown in the table above), women in Chile that are enrolled in STEM have higher enrollment in the sciences closely related to Biology and Medicine than other sciences in the technological field. After graduation women made up 67.70% of the workers in Engineering in Health and 59.80% of workers in Biomedical Engineering. While in other fields, such as Mechanical Engineering or Electrical Engineering (the more technical fields), men dominated the workforce with over 90% of workers being male.
Europe
In the European Union only 16.7% on average of ICT (Information and communication technology) specialists are women. Only in Romania and Bulgaria do women hold more than 25 percent of these roles. The gender distribution is more balanced, particularly in new member states when taking into account ICT technicians (middle and low-ranking positions).
In 2012, the percentage of women PhD graduates was 47.3% of the total, 51% of the social sciences, business and law, 42% of the science, mathematics and computing, and just the 28% of PhD graduates in engineering, manufacturing and construction. In the computing subfield only 21% of PhD graduates were women. In 2013 in the EU as an average men scientists and engineers made up 4.1% of total labour force, while women made up only 2.8%. In more than half of the countries women make up less than 45% of scientists and engineers. The situation has improved, as between 2008 and 2011 the number of women amongst employed scientists and engineers grew by an average of 11.1% per year, while the number of men grew only by 3.3% over the same period.
In 2015, in Slovenia, Portugal, France, Sweden, Norway, and Italy there were more boys than girls taking advanced courses in mathematics and physics in secondary education in Grade 12.
In 2018, European Commissioner for Digital Economy and Society Mariya Gabriel announced plans to increase the participation of women in the digital sector by challenging stereotypes; promoting digital skills and education and advocating for more women entrepreneurs.
In 2018, Ireland took the step of linking research funding from the Higher Education Authority to an institution's ability to reduce gender inequality.
North America
United States
According to the National Science Foundation, women comprise 43 percent of the U.S. workforce for scientists and engineers (S&E) under 75 years old. For those under 29 years old, women comprise 56% of the science and engineering workforce. Of scientists and engineers seeking employment, 50% under 75 are women, and 49% under 29 are women. About one in seven engineers are female. However, women comprise 28% of workers in S&E occupations - not all women who are trained as S&E are employed as scientists or engineers. Women hold 58% of S&E related occupations.
Women in STEM fields earn considerably less than men, even after controlling for a wide set of characteristics such as education and age. On average, men in STEM jobs earn $36.34 per hour while women in STEM jobs earn $31.11 per hour.
There are many reasons why gender pay gaps in STEM fields continue to exist which include women choosing STEM majors that pay less. However, even with the same degree, women still earned less. A research study on starting pay with an engineering degree found that women earned less than $61,000 while men earned more than $65,000.
Women dominate the total number of persons with bachelor's degrees, as well as those in STEM fields defined by the National Center for Education Statistics. However, they are underrepresented in specific fields including Computer Sciences, Engineering, and Mathematics. Along with women, racial/ethnic minorities in the United States are also underrepresented in STEM.
Asian women are well represented in STEM fields in the U.S.(though not as much as males of the same ethnicity) compared to African American, Hispanic, Pacific Islander, and Native American women. Within academia, these minority women represent less than 1% of tenure-track positions in the top 100 U.S. universities despite constituting approximately 13% of total US population. A 2015 study suggested that attitudes towards hiring women in STEM tenure track positions has improved, with a 2:1 preference for women in STEM after adjusting for equal qualifications and lifestyles (e.g., single, married, divorced).
African American women
According to Kimberly Jackson, prejudice and assumed stereotypes keep women of color, especially black women from studying in STEM fields. Psychologically, stereotypes on black women's intellect, cognitive abilities, and work ethic contribute to their lack of confidence in STEM. Some schools, such as Spelman College, have made attempts to change perceptions of African-American women and improve their rates of becoming involved and technically proficient in STEM. Students of color, especially Black students, face difficulty in STEM majors as they face hostile climates, microaggressions, and a lack of support and mentorship.
Despite facing discrimination, many African American women have risen to prominence in STEM fields, starting in the mid-1800s, when physician Rebecca Lee Crumpler was the first African American woman to earn a medical degree. In our day major scientific advances have been made by African American women such as Dr. Kizzmekia Corbett, who contributed to developing Covid-19 vaccines; Dr. Ayanna Howard, a leader in robotics and artificial intelligence; and Dr. Hadiyah-Nicole Green, a physicist known for her work in cancer treatments using lasers. Several organizations have worked to help African American women obtain the support needed to be successful in STEM; some of them include Sisters in STEM, Black Girls Do Stem, STEMNoire, and BWIStem.
Latin American women
A 2015 NCWIT study estimated that Latin American women represented only 1% of the US tech workforce. A 2018 study on 50 Latin American women who founded a technology company indicated that 20% were Mexican, 14% bi-racial, 8% unknown, 4% Venezuelan.
Canada
A Statistics Canada study from 2019 found that first-year women make up 44% of STEM students, compared with 64% of non-STEM students. Those women who transfer out of STEM courses usually go to a related field, such as health care or finance. A study conducted by the University of British Columbia discovered that only 20–25% of computer science students from all Canadian colleges and universities are women. As well, only about 1 in 5 of that percentage will graduate from those programs.
Statistically, women are less likely to choose a STEM program, regardless of mathematical ability. Young men with lower marks in mathematics are more likely to pursue STEM fields than their women-identified peers with higher marks in mathematics.
Oceania
Australia
Australia has only recently made significant attempts to promote participation of women in STEMM disciplines, including the formation of Women in STEMM Australia in 2014, a non-profit organisation that aims at connecting women in STEMM disciplines in a coherent network. Similarly, the STEM Women directory has been established to promote gender equity by showcasing the diversity of talent in Australian women in STEM fields. In 2015, the SAGE (Science in Australia Gender Equity) was started as a joint venture of the Australian Academy of Science and the Australian Academy of Technology and Engineering. The program is tasked with implementing a pilot of the Athena SWAN accreditation framework within Australian higher education institutions.
Underrepresentation in STEM-related awards and competitions
In terms of the most prestigious awards in STEM fields, fewer have been awarded to women than to men. Between 1901 and 2017 the female:total ratio of Nobel Prizes were 2:207 for physics, 4:178 for chemistry, 12:214 for physiology/medicine, and 1:79 for economic sciences.
The ratios for other fields were 14:114 in literature and 16:104 for peace. Maryam Mirzakhani was the first woman and first Iranian to receive the Fields Medal in 2014. The Fields Medal, is one of the most prestigious prize in mathematics, and has been awarded 56 times in total.
Fewer female students participate in prestigious STEM-related competitions such as the International Mathematical Olympiad. In 2017, only 10% of the IMO participants were female and there was one female on the South Korean winning team of six.
Recent advances in technology
Abbiss states that "the ubiquity of computers in everyday life has seen the breaking down of gender distinctions in preferences for and the use of different applications, particularly in the use of the internet and email." Both genders have acquired skills, competencies and confidence in using a variety of technological, mobile and application tools for personal, educational and professional use at high school level, but the gap still remains when it comes to enrollment of girls in computer science classes, which declines from grades 10 to 12. For higher education programs in information and communications technology, women make up only 3% of graduates globally.
A review of UK patent applications, in 2016, found that the proportion of new inventions registered by women was rising, but that most female inventors were active in stereotypically female fields such as "designing bras and make-up". 94% of inventions in the field of computing, 96% in automotive applications and mining, and 99% in explosives and munitions, were by men. In 2016 Russia had the highest percentage of patents filed by women, at about 16%. Then in 2019, the USPTO issued a report showing that the share of female inventors listed on US patents had recently risen to about 17%.
Explanations for low representation of women
There are a variety of proposed reasons for the relatively low numbers of women in STEM fields. These can be broadly classified into societal, psychological, and innate explanations. However, explanations are not necessarily restricted to just one of these categories.
Societal
Discrimination
This leakage may be due to discrimination, both overt and covert, faced by women in STEM fields. According to Schiebinger, women are twice as likely to leave jobs in science and engineering than men are. In the 1980s, researchers demonstrated a general evaluative bias against women.
In a 2012 study, email requests were sent to meet to professors in doctoral programs at the top 260 U.S. universities. It was impossible to determine whether any particular individual in this study was exhibiting discrimination, since each participant only viewed a request from one potential graduate student. However, researchers found evidence for discrimination against ethnic minorities and women relative to Caucasian men. In another study, science faculty were sent the materials of students who were applying for a lab manager position at their university. The materials were the same for each participant, but each application was randomly assigned either a male or a female name. The researchers found that faculty members rated the male candidates as both more competent and more hirable than the female candidates, despite applications being otherwise identical. If individuals are given information about a prospective student's gender, they may infer that he or she possesses traits consistent with stereotypes for that gender. A study in 2014 found that men are favored in some domains, such as tenure rates in biology, but that the majority of domains were gender-fair. The authors interpreted this to suggest that the underrepresentation of women in the professorial ranks was not solely caused by sexist hiring, promotion, and remuneration.
Audery Azoulay, UNESCO Chief, stated that even in, "21st century, women and girls are sidelined in science-related fields due to their gender." A 2017 survey showed that women working in the STEM fields are more likely to experience workplace discrimination than men. Around half of the women in the STEM profession have experienced gender-based discrimination, such as the man being paid more for the same job, being treated like they do not qualify for the job, or being mocked or insulted. Some women also stated that in a workplace where most employees were male, they felt that being a woman was a barrier to their success.
Stereotypes
Stereotypes about what someone in a STEM field should look and act like may cause established members of these fields to overlook individuals who are highly competent. The stereotypical scientist or individual in another STEM profession is usually thought to be male. Women in STEM fields may not fit individuals' conception of what a scientist, engineer, or mathematician "should" look like and may thus be overlooked or penalized. The Role Congruity Theory of Prejudice states that perceived incongruity between gender and a particular role or occupation can result in negative evaluations. In addition, negative stereotypes about women's quantitative abilities may lead people to devalue their work or discourage these women from continuing in STEM fields.
Both men and women who work in "nontraditional" occupations may encounter discrimination, but the forms and consequences of this discrimination are different. Individuals of a particular gender are often perceived to be better suited to particular careers or areas of study than those of the other gender. A study found that job advertisements for male-dominated careers tended to use more agentic words (or words denoting agency, such as "leader" and "goal-oriented") associated with male stereotypes. Social Role Theory, proposed in 1991, states that men are expected to display agentic qualities and women to display communal qualities. These expectations can influence hiring decisions. A 2009 study found that women tended to be described in more communal terms and men in more agentic terms in letters of recommendation. These researchers also found that communal characteristics were negatively related to hiring decisions in academia.
Although women entering traditionally male professions face negative stereotypes suggesting that they are not "real" women, these stereotypes do not seem to deter women to the same degree that similar stereotypes may deter men from pursuing nontraditional professions. There is historical evidence that women flock to male-identified occupations once opportunities are available. On the other hand, examples of occupations changing from predominantly female to predominantly male are very rare in human history. The few existing cases—such as medicine—suggest that redefinition of the occupations as appropriately masculine is necessary before men will consider joining them.
Although men in female-dominated occupations may contend with negative stereotypes about their masculinity, they may also experience certain benefits. In 1992 it was suggested that women in male-dominated occupations tended to hit a glass ceiling; while men in female-dominated occupations may hit a "glass escalator".
Black Sheep effect
The Black Sheep effect occurs when individuals are likely to evaluate members of their in-group more favorably than members of their out-group when those members are highly qualified. However, when an individual's in-group members have average or below average qualities, they are likely to evaluate them much lower than out-group members with equivalent qualifications. This suggests that established women in STEM fields will be more likely than established men to help early career women who display sufficient qualifications. However, established women will be less likely than men to help early career women who display insufficient qualifications.
Queen Bee effect
The Queen Bee effect is similar to the Black Sheep effect but applies only to women. It explains why higher-status women, particularly in male-dominated professions, may actually be far less likely to help other women than their male colleagues might be. A 2004 study found that while doctoral students in a number of different disciplines did not exhibit any gender differences in work commitment or work satisfaction, faculty members at the same university believed that female students were less committed to their work than male students. What was particularly surprising was that these beliefs by faculty members were most strongly endorsed by female faculty members, rather than male faculty members. One potential explanation for this finding is that individual mobility for a member of a negatively stereotyped group is often accompanied by a social and psychological distancing of oneself from the group. This implies that successful women in traditionally male-dominated careers do not see their success as evidence that negative stereotypes about women's quantitative and analytical abilities are wrong, but rather as proof that they personally are exceptions to the rule. Thus, such women may actually play a role in perpetuating, rather than abolishing, these negative stereotypes.
Mentorship
In STEM fields, the support and encouragement of a mentor can make a lot of difference in women's decisions of whether or not to continue pursuing a career in their discipline. This may be particularly true for younger individuals who may face many obstacles early on in their careers. Since these younger individuals often look to those who are more established in their discipline for help and guidance, the responsiveness and helpfulness of potential mentors is incredibly important.
There are many emerging mentorship programs. However, many women experience harassment from their mentors which can cause them to be unable to finish the program among many other issues.
A 2020 study surveyed women who are working in STEM field and live in the U.S., Northeast, and Eastern Canada. Most women reported that finding a mentor at their workplace was complex, and only a third of the women had some sort of mentor, formal or informal. During their time in school, half of the participants were able find a professor to be their mentor. They added that mentorship helped them complete their degree and guided them from the educational sphere to the workplace. The majority of the women agreed that mentorship is a crucial resource, and many want to be involved in mentorship, but there are not enough resources or opportunities in their work environment.
Lack of support
Women in STEM may leave due to not being invited to professional meetings, the use of sexually discriminating standards against women, inflexible working conditions, the perceived need to hide pregnancies, and the struggle to balance family and work. Women in STEM fields that have children either need child care or to take a long leave of absence. When a nuclear family can not afford child care, typically it is the mother that gives up her career to stay at home with the children. This is due in part to women being paid statistically less in their careers. The man makes more money so the man goes to work and the woman gives up her career. Maternity leave is another issue women in STEM fields face. In the U.S., maternity leave is required by The Family and Medical Leave Act of 1993 (FMLA). The FMLA requires 12 weeks of unpaid leave annually for mothers of newborn or newly adopted children. This is one of the lowest levels of leave in the industrialized world. All developed countries except the United States guarantee mothers at least some paid time off. If a new mother does not have external financial support or savings, they may not be able to take their full maternity leave. Few companies allow men to take paternity leave and it may be shorter than women's maternity leave.
Harassment
In 1993, The New England Journal of Medicine indicated that three-quarters of women students and residents were harassed at least once during their medical training. The 2020 Tribeca Film Festival documentary, "Picture a Scientist", highlighted the severe sexual and physical harassment women in STEM fields can face, often without adequate recourse. In that film Jane Willenbring, a female scientist and associate professor at Scripps Institution of Oceanography, shared how she was harassed by her mentor David R. Marchant during her fieldwork. She was called many demeaning names, harassed when using the bathroom, and even had shards of volcanic sand blown into her eyes.
Lack of role models
In engineering and science education, women made up almost 50 percent of non-tenure track lecturer and instructor jobs, but only 10 percent of tenured or tenure-track professors in 1996. In addition, the number of female department chairs in medical schools did not change from 1976 to 1996. Moreover, women who do make it to tenured or tenure-track positions may face the difficulties associated with holding a token status. They may lack support from colleagues and may face antagonism from peers and supervisors. Research has suggested that women's lack of interest may in part stem from stereotypes about employees and workplaces in STEM fields, to which stereotypes women are disproportionately responsive.
Clustering and leaky pipeline
In the early 1980s, Rossiter put forth the concept of "territorial segregation" or occupational segregation, which is the idea that women "cluster" in certain fields of study. For example, "women are more likely to teach and do research in the humanities and social sciences than in the natural sciences and engineering", and the majority of college women tend to choose majors such as psychology, education, English, performing arts, and nursing.
Rossiter also used "hierarchical segregation" as an explanation for the low number of women in STEM fields. She describes "hierarchical segregation" as a decrease in the number of women as one "moves up the ladder of power and prestige." This is related to the leaky STEM pipeline concept. The metaphor of the leaky pipeline has been used to describe how women drop out of STEM fields at all stages of their careers. In the U.S., out of 2,000 high school aged persons, 1944 were enrolled in high school fall 2014. Assuming equal enrollment for boys and girls, 60 boys and 62 girls are considered "gifted." By comparing enrollment to the population of persons 20–24 years old, 880 of the 1000 original women, and 654 of the original 1000 men will enroll in college (2014). In freshman year 330 women and 320 men will express an intent to study science or engineering. Of these only 142 women and 135 men will actually obtain a bachelor's degree in science or engineering, and only 7 women and 10 men will obtain a PhD in science or engineering.
Psychological
Lack of interest
A meta-analysis concluded that men prefer working with things and women prefer working with people. When interests were classified by RIASEC type (Realistic, Investigative, Artistic, Social, Enterprising, Conventional), men showed stronger Realistic and Investigative interests, and women showed stronger Artistic, Social, and Conventional interests. Sex differences were also found for more specific measures of interest in engineering, science, and mathematics, where men favored these interests.
In a 3-year interview study, Seymour and Hewitt (1997) found that perceptions that non-STEM academic majors offered better education options and better matched their interests was the most common (46%) reason provided by female students for switching majors from STEM areas to non-STEM areas. The second most frequently cited reason given for switching to non-STEM areas was a reported loss of interest in the women's chosen STEM majors. Additionally, 38% of female students who remained in STEM majors expressed concerns that there were other academic areas that might be a better fit for their interests. Preston's (2004) survey of 1,688 individuals who had left sciences also showed that 30 percent of the women endorsed "other fields more interesting" as their reason for leaving.
Advanced math skills do not often lead women to be interested in a STEM career. A Statistics Canada survey found that even young women of high mathematical ability are much less likely to enter a STEM field than young men of similar or even lesser ability.
A 2018 study originally claimed that countries with more gender equality had fewer women in science, technology, engineering and mathematics (STEM) fields. Some commentators argued that this was evidence of gender differences arising in more progressive countries, the so-called gender-equality paradox. However, a 2019 correction to the study outlined that the authors had created a previously undisclosed and unvalidated method to measure "propensity" of women and men to attain a higher degree in STEM, as opposed to the originally claimed measurement of "women's share of STEM degrees". Harvard researchers were unable to independently recreate the data reported in the study. A follow-up paper by the researchers who discovered the discrepancy found conceptual and empirical problems with the gender-equality paradox in STEM hypothesis.
Lack of confidence
According to A. N. Pell, the pipeline has several major leaks spanning the time from elementary school to retirement. One of the most important periods is adolescence. One of the factors behind girls' lack of confidence might be unqualified or ineffective teachers. Teachers' gendered perceptions on their students' capabilities can create an unbalanced learning environment and deter girls from pursuing further STEM education. They can also pass these stereotyped beliefs onto their students. Studies have also shown that student-teacher interactions affect girls' engagement with STEM. Teachers often give boys more opportunity to figure out the solution to a problem by themselves while telling the girls to follow the rules. Teachers are also more likely to accept questions from boys while telling girls to wait for their turns. This is partly due to gender expectations that boys will be active but that girls will be quiet and obedient. Prior to 1985, girls were provided fewer laboratory opportunities than boys. In middle and high school, science, mathematics, mechanics and computers courses are mainly taken by male students and also tend to be taught by male teachers. A lack of opportunities in STEM fields could lead to a loss of self-esteem in math and science abilities, and low self-esteem could prevent people from entering science and math fields.
One study found that women steer away from STEM fields because they believe they are not qualified for them; the study suggested that this could be fixed by encouraging girls to participate in more mathematics classes. Out of STEM-intending students, 35% of women stated that their reason for leaving calculus was due to lack of understanding the material, while only 14% of men stated the same. The study reports that this difference in reason for leaving calculus is thought to develop from women's low level of confidence in their ability, and not actual skill. This study continues to establish that women and men have different levels of confidence in their ability and that confidence is related to how individual's performance in STEM fields. It was seen in another study that when men and women of equal math ability were asked to rate their own ability, women will rate their own ability at a much lower level. Programs with the purpose to reduce anxiety in math or increase confidence have a positive impact on women continuing their pursuit of a career in the STEM field.
Not only can the issue of confidence keep women from even entering STEM fields, but even women in upper-level courses with higher skill are more strongly affected by the stereotype that they (by nature) do not possess innate ability to succeed. This can cause a negative effect on confidence for women despite making it through courses designed to filter students out of the field. Being chronically outnumbered and underestimated can fuel feelings of imposter syndrome reported by many women in the STEAM field.
Stereotype threat
Stereotype threat arises from the fear that one's actions will confirm a negative stereotype about one's in-group. This fear creates additional stress, consuming valuable cognitive resources and lowering task performance in the threatened domain. Individuals are susceptible to stereotype threat whenever they are assessed in a domain for which there is a perceived negative stereotype about a group to which they belong. Stereotype threat undermines the academic performance of women and girls in math and science, which leads to an underestimation of abilities in these subjects by standard measures of academic achievement. Individuals who identify strongly with a certain area (e.g., math) are more likely to have their performance in that area hampered by stereotype threat than those who identify less strongly with the area. This means that even highly motivated students from negatively stereotyped groups are likely to be adversely affected by stereotype threat and thus may come to disengage from the stereotyped domain.
Negative stereotypes about girls’ capabilities in mathematics and science drastically lower their performance in mathematics and science courses as well as their interest in pursuing a STEM career. Studies have found that gender differences in performance disappear if students are told that there are no gender differences on a particular mathematics test. This indicates that the learning environment can greatly impact success in a course.
Stereotype threat has been criticized on a theoretical basis. Several attempts to replicate its experimental evidence have failed. The findings in support of the concept have been suggested to be the product of publication bias.
A study was done to determine how stereotype threat and math identification can affect women who were majoring in a STEM related field. There were three different situations, designed to test the impact of stereotype on performance in math. One group of women were informed that men had previously out-performed women on the same calculus test they were about to take. The next group was told men and women had performed at the same level. The last group was told nothing about how men had performed and there was no mention of gender before taking their test. Out of these situations, women performed at their best scores when there was no mention of gender. The worst scores were from the situation where women were told that men had performed better than women. For women to pursue the male-dominated field of STEM, previous research shows that they must have more confidence in math/science ability.
Innate versus learned skill
Some studies propose the explanation that STEM fields (and especially fields like physics, math and philosophy) are considered by both teachers and students to require more innate talent than skills that can be learned. Combined with a tendency to view women as having less of the required innate abilities, researchers proposed that this can result in assessing women as less qualified for STEM positions. In a study done by Ellis, Fosdick and Rasmussen, it was concluded that without strong skills in calculus, women cannot perform as well as their male counterparts in any field of STEM, which leads to the fewer women pursuing a career in these fields. A high percentage of women that do pursue a career in STEM do not continue on this pathway after taking Calculus I, which was found to be a class that weeds out students from the STEM pathway.
There have been several controversial statements about innate ability and success in STEM. A few notable examples include Lawrence Summers, former president of Harvard University who suggested cognitive ability at high end positions could cause a population difference. Summers later stepped down as president. Former Google engineer, James Damore, wrote a memo entitled Google's Ideological Echo Chamber suggesting that differences in trait distributions between men and women was a reason for gender imbalance in STEM. The memo stated that affirmative action to reduce the gap could discriminate against highly qualified male candidates. Damore was fired for sending out this memo.
Comparative advantage
A 2019 study by two Paris economists suggests that women's under-representation in STEM fields could be the result of comparative advantage, caused not by girls' 10% lower performance on math tests, but rather their far superior reading performance, which, when taken together with their math performance, results in almost one standard deviation better overall performance than boys, which is theorized to make women more likely to study humanities-related subjects than math-related ones.
The current gender gap, however, is widely considered to be economically inefficient overall.
Strategies for increasing representation of women
There are a multitude of factors that may explain the low representation of women in STEM careers. Anne-Marie Slaughter, the first woman to hold the position of Director of Policy Planning for the United States Department of State, has recently suggested some strategies to the corporate and political environment to support women to fulfill to the best of their abilities the many roles and responsibilities that they undertake. The academic and research environment for women may benefit by applying some of the suggestions she has made to help women excel, while maintaining a work-life balance.
Social-psychological interventions
A number of researchers have tested interventions to alleviate stereotype threat for women in situations where their math and science skills are being evaluated. The hope is that by combating stereotype threat, these interventions will boost women's performance, encouraging a greater number of them to persist in STEM careers.
One simple intervention is simply educating individuals about the existence of stereotype threat. Researchers found that women who were taught about stereotype threat and how it could negatively impact women's performance in math performed as well as men on a math test, even when stereotype threat was induced. These women also performed better than women who were not taught about stereotype threat before they took the math test.
Role models
One of the proposed methods for alleviating stereotype threat is through introducing role models. One study found that women who took a math test that was administered by a female experimenter did not suffer a drop in performance when compared to women whose test was administered by a male experimenter. Additionally, these researchers found that it was not the physical presence of the female experimenter but rather learning about her apparent competence in math that buffered participants against stereotype threat.
The findings of another study suggest that role models do not necessarily have to be individuals with authority or high status, but can also be drawn from peer groups. This study found that girls in same-gender groups performed better on a task that measured math skills than girls in mixed-gender groups. This was due to the fact that girls in the same-gender groups had greater access to positive role models, in the form of their female classmates who excelled in math, than girls in mixed-gender groups.
Similarly, another experiment showed that making groups achievements salient helped buffer women against stereotype threat. Female participants who read about successful women, even though these successes were not directly related to performance in math, performed better on a subsequent math test than participants who read about successful corporations rather than successful women.
A study investigating the role of textbook images on science performance found that women demonstrated better comprehension of a passage from a chemistry lesson when the text was accompanied by a counter-stereotypic image (i.e., of a female scientist) than when the text was accompanied by a stereotypic image (i.e., of a male scientist).
Other scholars distinguish between the challenges of both recruitment and retention in increasing women's participation in STEM fields. These researchers suggest that although both female and male role models can be effective in recruiting women to STEM fields, female role models are more effective at promoting the retention of women in these fields. Female teachers can also act as role models for young girls. Reports have shown that the presence of female teachers positively influences girls' perceptions of STEM and increases their interest in STEM careers.
Self-affirmation
Researchers have investigated the usefulness of self-affirmation in alleviating stereotype threat. One study found that women who affirmed a personal value prior to experiencing stereotype threat performed as well on a math test as men and as women who did not experience stereotype threat. A subsequent study found that a short writing exercise in which college students, who were enrolled in an introductory physics course, wrote about their most important values substantially decreased the gender performance gap and boosted women's grades. Scholars believe that the effectiveness of such values-affirmation exercises is their ability to help individuals view themselves as complex individuals, rather than through the lens of a harmful stereotype. Supporting this hypothesis, another study found that women who were encouraged to draw self-concept maps with many nodes did not experience a performance decrease on a math test. However, women who did not draw self-concept maps or only drew maps with a few nodes did perform significantly worse than men on the math test. The effect of these maps with many nodes was to remind women of their "multiple roles and identities," that were unrelated to, and would thus not be harmed by, their performance on the math test.
Organized efforts
To increase women's enrollment in the STEM field, researchers believe that it should occur in elementary and middle schools. Gender differences are evident by kindergarten, and many children have developed an attitude towards math and their career. According to a study about high school and middle school students, there is evidence of a gender gap in science and math test scores. Another method to reduce the gender gap is to create communities and opportunities apart from school. For instance, creating a residential program, women's only college, and affiliation between high school and college for STEM programs will help eliminate the gender gap. The research has shown that gender gap in STEM might be because of unsupportive culture that hurts woman's advancement in their career. Therefore, women all over the United States are underrepresented in tenure faculty and leadership positions.
Organizations such as Girls Who Code, StemBox, and Stanford's Women in Data Science Initiative aim to encourage women and girls to explore male-dominated STEM fields. Many of these organizations offer summer programs and scholarships to girls interested in STEM fields.
The U.S. government has funded similar endeavors; the Department of State's Bureau of Educational and Cultural Affairs created TechGirls and TechWomen, exchange programs which teach Middle Eastern and North African girls and women skills valuable in STEM fields and encourage them to pursue STEM careers. There is also the TeachHer Initiative, spearheaded by UNESCO, Costa Rican First Lady, Mercedes Peñas Domingo, and Jill Biden which aims to close the gender gap in STEAM curricula and careers. The Initiative also emphasizes the importance of after school activities and clubs for girls. That's why Dell Technologies teamed up with Microsoft and Intel in 2019 to create an after-school program for young girls and underserved K-12 students across the U.S. and Canada called Girls Who Game (GWG). The program uses Minecraft: Education Edition as a tool to teach the girls communication, collaboration, creativity, and critical thinking skills.
Current campaigns to increase women's participation within STEM fields include the UK's GlamSci, and Verizon's #InspireHerMind project. The US Office of Science and Technology Policy during the Obama administration collaborated with the White House Council on Women and Girls to increase the participation of women and girls within STEM fields along with the "Educate to Innovate" campaign.
In August 2019, the University of Technology Sydney announced that women, or anyone with a long term educational disadvantage, applying to the Faculty of Engineering and Information Technology, and for a construction project management degree in the Faculty of Design, Architecture and Building, will be required to have a minimum Australian Tertiary Admission Rank that is ten points lower than that required of other students.
Programs such as FIRST(For Inspiration and Recognition of Science and Technology) are constantly working to eliminate the gender gap in computer science. FIRST is a robotic and research platform for students from kindergarten through high school. The activities and competitions in the program are usually about current STEM problems. According to the report, around 13.7 percent of men and 2.6 percent of women entering college hope to major in engineering. In contrast, 67 percent of men and 47 percent of women who engaged in the FIRST program tend to major in engineering.
Creative Resilience: Art by Women in Science is a multi-media exhibition and accompanying publication, produced in 2021 by the Gender Section of the United Nations Educational, Scientific and Cultural Organization (UNESCO). The project aims to give visibility to women, both professionals and university students, working in science, technology, engineering and mathematics (STEM). With short biographical information and graphic reproductions of their artworks dealing with the Covid-19 pandemic and accessible online, the project provides a platform for women scientists to express their experiences, insights, and creative responses to the pandemic.
See also
Sex and intelligence
International Conference of Women Engineers and Scientists
Women in science
Women in computing
Association for Women in Science
Association for Women in Mathematics
Stereotype threat
Pygmalion effect
Black sheep effect
Beyond Bias and Barriers
Implicit stereotypes
Gender-equality paradox
Glass ceiling
Inequality in the workplace
STEM fields
Heuristics in judgment and decision making
:Category:Organizations for women in science and technology
Margaret W. Rossiter History of Women in Science Prize
Matilda effect
Social norm
African women in engineering
Timeline of women in science
Timeline of women in mathematics
References
Notes
Sources
Further reading
American Association of University Women (2010). Why So Few?
American Association of University Women - official website and career development grants for women:
Workforce Innovation and Opportunity Act
Natarajan, Priyamvada, "Calculating Women" (review of Margot Lee Shetterly, Hidden Figures: The American Dream and the Untold Story of the Black Women Mathematicians Who Helped Win the Space Race, William Morrow; Dava Sobel, The Glass Universe: How the Ladies of the Harvard Observatory Took the Measure of the Stars, Viking; and Nathalia Holt, Rise of the Rocket Girls: The Women Who Propelled Us, from Missiles to the Moon to Mars, Little, Brown), The New York Review of Books, vol. LXIV, no. 9 (25 May 2017), pp. 38–39.
World Economic Forum "Global Gender Gap 2020"
Campero S. 2020. "Hiring and Intra-occupational Gender Segregation in Software Engineering." American Sociological Review.
Engineering education
Role status
Stereotypes of women
Science education
Statistics of education
Women in science and technology
American Association of University Women
Women engineers
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Industrial Age | The Industrial Age is a period of history that encompasses the changes in economic and social organization that began around 1760 in Great Britain and later in other countries, characterized chiefly by the replacement of hand tools with power-driven machines such as the power loom and the steam engine, and by the concentration of industry in large establishments.
While it is commonly believed that the Industrial Age was supplanted by the Information Age in the late 20th century, a view that has become common since the Revolutions of 1989, much of the Third World economy is still based on manufacturing, although mobile phones are now commonplace even in the poorest of countries, enabling access to global information networks. Even though many developing countries remain largely industrial, the Information Age is increasingly on the ground.
Origins
Huge changes in agricultural methods made the Industrial Revolution possible. This agricultural revolution started with changes in farming in the Netherlands, later developed by the British.
The Industrial Age began in Great Britain in the mid 18th century and was fueled by coal mining from places such as Wales and County Durham.
The Industrial Revolution began in Great Britain because it had the factors of production, land (all natural resources), capital, and labour. Britain had plenty of harbors that enabled trade, Britain had access to capital, such as goods and money, for example, tools, machinery, equipment, and inventory. Britain, lastly, had an abundance of labor, or industrial workers in this case. There are many other conditions that help show why the Industrial Revolution began in Great Britain. The British Isles and colonies overseas represented huge markets that created a large demand for British goods. Britain also had one of the largest spheres of influence due to its massive navy and merchant marine. The British government's concern for commercial interests was also important.
The steam engine allowed for steamboats and the locomotives, which made transportation much faster. By the mid-19th century the Industrial Revolution had spread to Continental Europe and North America, and since then it has spread to most of the world.
The textile industry
The cotton industry was the first industry to go through mechanization, the use of automatic machinery to increase production. The domestic system sprouted as a result of when businesses began importing raw cotton, employing spinners and weavers to make it into cloth from their home. James Hargreaves invented the spinning jenny, which could produce eight times as much thread as a single spinning wheel, and Richard Arkwright made it driven by water. Later Arkwright opened a spinning mill which marked the beginning of the factory system. In 1785, Edmund Cartwright invented a loom which was powered by water.
Steam engines
In 1712, Thomas Newcomen produced the first successful steam engine, and in 1769, James Watt patented the modern steam engine. As a result, steam replaced water as industry's major power source.
The steam engine allowed for steamboats and the locomotives, which made transportation much faster. By the mid-19th century the Industrial Revolution had spread to Continental Europe and North America, and since then it has spread to most of the world.
The Industrial Age is defined by mass production, broadcasting, the rise of the nation state, power, modern medicine and running water. The quality of human life has increased dramatically during the Industrial Age. Life expectancy today worldwide is more than twice as high as it was when the Industrial Revolution began.
See also
Information Age
Imagination age
References
Industrial Revolution
Historical eras
18th century
20th century
21st century
18th century in technology
19th century in technology
20th century in technology
21st century in technology | 0.785126 | 0.992628 | 0.779339 |
Shared Socioeconomic Pathways | Shared Socioeconomic Pathways (SSPs) are climate change scenarios of projected socioeconomic global changes up to 2100 as defined in the IPCC Sixth Assessment Report on climate change in 2021. They are used to derive greenhouse gas emissions scenarios with different climate policies. The SSPs provide narratives describing alternative socio-economic developments. These storylines are a qualitative description of logic relating elements of the narratives to each other. In terms of quantitative elements, they provide data accompanying the scenarios on national population, urbanization and GDP (per capita). The SSPs can be quantified with various Integrated Assessment Models (IAMs) to explore possible future pathways both with regards to socioeconomic and climate pathways.
The five scenarios are:
SSP1: Sustainability ("Taking the Green Road")
SSP2: "Middle of the Road"
SSP3: Regional Rivalry ("A Rocky Road")
SSP4: Inequality ("A Road Divided")
SSP5: Fossil-fueled Development ("Taking the Highway")
There are also ongoing efforts to downscaling European shared socioeconomic pathways (SSPs) for agricultural and food systems, combined with representative concentration pathways (RCP) to regionally specific, alternative socioeconomic and climate scenarios.
Descriptions of the SSPs
SSP1: Sustainability (Taking the Green Road)
"The world shifts gradually, but pervasively, toward a more sustainable path, emphasizing more inclusive development that respects predicted environmental boundaries. Management of the global commons slowly improves, educational and health investments accelerate the demographic transition, and the emphasis on economic growth shifts toward a broader emphasis on human well-being. Driven by an increasing commitment to achieving development goals, inequality is reduced both across and within countries. Consumption is oriented toward low material growth and lower resource and energy intensity."
SSP2: Middle of the road
"The world follows a path in which social, economic, and technological trends do not shift markedly from historical patterns. Development and income growth proceeds unevenly, with some countries making relatively good progress while others fall short of expectations. Global and national institutions work toward but make slow progress in achieving sustainable development goals. Environmental systems experience degradation, although there are some improvements and overall the intensity of resource and energy use declines. Global population growth is moderate and levels off in the second half of the century. Income inequality persists or improves only slowly and challenges to reducing vulnerability to societal and environmental changes remain."
SSP3: Regional rivalry (A Rocky Road)
"A resurgent nationalism, concerns about competitiveness and security, and regional conflicts push countries to increasingly focus on domestic or, at most, regional issues. Policies shift over time to become increasingly oriented toward national and regional security issues. Countries focus on achieving energy and food security goals within their own regions at the expense of broader-based development. Investments in education and technological development decline. Economic development is slow, consumption is material-intensive, and inequalities persist or worsen over time. Population growth is low in industrialized and high in developing countries. A low international priority for addressing environmental concerns leads to strong environmental degradation in some regions."
SSP4: Inequality (A Road Divided)
"Highly unequal investments in human capital, combined with increasing disparities in economic opportunity and political power, lead to increasing inequalities and stratification both across and within countries. Over time, a gap widens between an internationally-connected society that contributes to knowledge- and capital-intensive sectors of the global economy, and a fragmented collection of lower-income, poorly educated societies that work in a labor intensive, low-tech economy. Social cohesion degrades and conflict and unrest become increasingly common. Technology development is high in the high-tech economy and sectors. The globally connected energy sector diversifies, with investments in both carbon-intensive fuels like coal and unconventional oil, but also low-carbon energy sources. Environmental policies focus on local issues around middle and high income areas."
SSP5: Fossil-Fueled Development (Taking the Highway)
"This world places increasing faith in competitive markets, innovation and participatory societies to produce rapid technological progress and development of human capital as the path to sustainable development. Global markets are increasingly integrated. There are also strong investments in health, education, and institutions to enhance human and social capital. At the same time, the push for economic and social development is coupled with the exploitation of abundant fossil fuel resources and the adoption of resource and energy intensive lifestyles around the world. All these factors lead to rapid growth of the global economy, while global population peaks and declines in the 21st century. Local environmental problems like air pollution are successfully managed. There is faith in the ability to effectively manage social and ecological systems, including by geo-engineering if necessary."
SSP temperature projections from the IPCC Sixth Assessment Report
The IPCC Sixth Assessment Report assessed the projected temperature outcomes of a set of five scenarios that are based on the framework of the SSPs. The names of these scenarios consist of the SSP on which they are based (SSP1-SSP5), combined with the expected level of radiative forcing in the year 2100 (1.9 to 8.5 W/m2). This results in scenario names SSPx-y.z as listed below.
The role of SSP4 is missing in this table.
See also
Climate change scenario
Coupled Model Intercomparison Project
Representative Concentration Pathway
Special Report on Emissions Scenarios (published in 2000)
References
Sources
Riahi et al., The Shared Socioeconomic Pathways and their energy, land use, and greenhouse gas emissions implications: An overview. Global Environmental Change, 42, 153-168.
Climate change assessment and attribution
Futures studies
Intergovernmental Panel on Climate Change | 0.783561 | 0.994415 | 0.779184 |
English medieval clothing | The Medieval period in England is usually classified as the time between the fall of the Roman Empire to the beginning of the Renaissance, roughly the years AD 410–1485. For various peoples living in England, the Anglo-Saxons, Anglo-Danes, Normans and Britons, clothing in the medieval era differed widely for men and women as well as for different classes in the social hierarchy. The general styles of Early medieval European dress were shared in England. In the later part of the period, men's clothing changed much more rapidly than women's styles. Clothes were very expensive, and both men and women were divided into social classes by regulating the colors and styles that various ranks were permitted to wear. In the early Middle Ages, clothing was typically simple and, particularly in the case of lower-class peoples, served only basic utilitarian functions such as modesty and protection from the elements. As time went on the advent of more advanced textile techniques and increased international relations, clothing gradually got more and more intricate and elegant, even with those under the wealthy classes, up into the renaissance.
Female dress
Fifth and sixth centuries
The normal women's costume of this era was a long peplos-like garment, pulled up to the armpit and worn over a sleeved undergarment (usually another dress). The garment was clasped front to back by fastening brooches at the shoulders. The dress could be belted or girdled, with tools and personal items suspended from the belt. Women in this period may or may not have worn a head covering.
Fleeces and furs were probably used as garment lining or as warm outer garments. A simple poncho made with a neck-opening for the head could have been made from skins of domesticated sheep or cattle.
There is little evidence of footwear until the late sixth and seventh centuries. Agricultural laborers shown plowing and sowing in Anglo-Saxon illustrated manuscripts work barefoot, which may indicate that footwear was not the norm until the middle Anglo-Saxon era.
Seventh to ninth centuries
Changes in Anglo-Saxon women's dress began in the latter half of the sixth century in Kent and spread to other regions at the beginning of the seventh century. These fashion changes show the decreasing influence of Northern Europe and the increasing influence of the Frankish Kingdom and the Byzantine Empire and a revival of Roman culture. Linen is used more widely for garments and under-garments. Although there is little evidence to show whether women wore leggings or stockings under their gowns, it is more than likely that leg-coverings were worn by women during this period.
Tenth and eleventh centuries
Women typically wore a sleeveless overgarment, with or without a hood. If a hood was worn, it was either a scarf wrapped around the head and neck or an unconnected head covering with an opening for the face. It was assumed that the hooded style was influenced by Near Eastern art.
In contemporary art of this period, women are shown wearing ankle-length, tailored gowns. Gowns are often shown with a distinct border, sometimes in a contrasting color. Arms were usually covered; sleeves were often straight with a slight flare at the end. Braided or embroidered borders often decorated sleeves. By the eleventh century, multiple sleeve styles had come into fashion.
The girdles and buckled belts that were popular in the fifth and sixth century, with tools and personal items suspended from the belt, had gone out of fashion. Women wore simple ankle shoes and slippers. Archaeological evidence suggests that a variety of shoe styles were available.
Twelfth to fourteenth centuries
General attire
Around the year 1300, well-off women's gowns began fitting more tightly and had lower necklines. Clothing was layered and these layers were tightly bound to the body. Around this time, the surcoat came into use. By the end of the 14th century, the gown had replaced all garment items aside from the surcoat.
Basic garments now consisted of the smock, hose, kirtle, gown, belt, surcoat, girdle, cape, hood, and bonnet. Wealthier women would use fabrics and materials such as silk and fine linen; the lower classes would use wool and coarser linen. The skirt was developed during this period, and quickly eclipsed the petticoat in both popularity and use; use of a headdress, in various forms, (culminating in the hennin) was now an important element too.
The importation of luxurious fabrics increased over the period, and their use widened somewhat, but clothing remained very expensive. Very few women owned more than a few items of clothing.
Religious attire
Until the 16th century, religious women in the monastic order, like nuns, were required to wear a particular habit. It was made up of a tunic that used a cincture or a belt to secure it. On top of the tunic sat a scapular which was a long slender cloth. Lastly, their hair would be covered with a hood. It was very important that the women covered their hair because they did not want to come across as immodest. There were some religious women who preferred wearing a veil and a wimple (a cloth headdress) instead of the hood. The purpose of this habit was to portray the ideas associated with the monastic order such as conservatism, modesty, and purity. Additionally, this religious habit was able to distinguish you from other religious orders.
Male dress
Fifth and sixth centuries
Common attire
Early Anglo-Saxon men, regardless of social rank, wore a cloak, tunic, trousers, leggings, and accessories. The short, fur-lined cloak was designed so that the skin of the animal faced outward and the fur brushed against the undergarments. However, woolen cloaks have also been found. The garment opened either at the front or at the right shoulder. A single brooch, usually circular in shape, fastened the square or rectangular cloak. Other means of fastening the cloth together included tying, lacing, or using a clasp, often made of natural materials such as thorn, bones, wood, or horns. The less prosperous wore woolen cloaks.
The tunic ended between the hip and the knee and had either long or short sleeves. Clasps were not needed to hold the tunic together because when pulled over the head it would sit snugly around the neck without the use of lacing or ties, indicating that the garment was one continuous piece. A belt or girdle was usually worn with the tunic and might have had a buckle, and, as Gale Owen-Crocker states, "pouched over the belt". Multiple tunics were worn at once so that the lower one, often short-sleeved, served as a shirt.
Trousers, traditionally worn under a short tunic or with a small cloak, were ankle length. If loose, the excess material was bunched around the waist and, as Owen-Crocker describes, "hung in folds around the legs". Garters or leggings accompanied narrow trousers. Pieces of fabric attached to the trousers forming belt loops so that the garment could be at held in place at the waist by a belt.
Leggings, usually worn in pairs, acted as additional protection for the legs. The first legging referred to as the legging proper or stocking, consisted of woven fabric or leather. The second was simply leather or fabric used to tie on the leggings or, if worn around the shin or foot, providing warmth and protection. The lower caste wore leggings made of ripped or cut cloth from old clothes, blankets, or bags whereas the upper caste had custom made leggings. The very rich people sometimes wore jewels.
Belts worn at the hips were more of a necessity rather than a luxury. Buckles were common and most faced the front; however, others have been found to face both sides or even, in some cases, were placed at the back of the body. Owen-Crocker mentions that "belt ornaments and tags" dangled from the belts of the Anglo-Saxons in addition to everyday equipment. Beads occasionally acted as alternatives, although not often. Leather belts, often decorated, were the most common. Intricate belts, worn to be seen, were placed in view while an additional belt or girdle held the trouser in place under the tunic.
The Anglo-Saxons usually covered their bare feet, except when working. Shoes were made of leather and secured with straps. Hats and hoods were commonly worn as were gloves and mittens.
Seventh to tenth centuries
General attire
Clothing of the seventh through the 9th centuries was similar to that of previous centuries and again all classes generally wore the same clothing, although distinctions among the social hierarchy began to become more noticeable through ornamented garments. These common pieces consisted of tunics, cloaks, jackets, pants, and shoes. As in the 5th and 6th centuries, a linen shirt acted as an undergarment. Men generally wore a knee-length linen or woolen tunic, depending on the season, over their shirts. The sleeves of the tunic were long and close-fitting and excess material was pushed up the arm from the elbow to the wrist so that "rolls" were formed in the material. The neck of the tunic opened as did both sides and a belt or girdle was usually worn around the waist. According to rank, embellishments adorned the collar of the tunic, waist, or border and for peasants, or the working classes, a plain tunic with sleeves was generally worn. Examples of these decorations included, as James Planché states, "gold and silver chains and crosses, bracelets of gold, silver or ivory, golden and jeweled belts, strings of amber and other beads, rings, brooches, [and] buckles". The nobility tended to wear longer tunics than the lower social classes.
A cloak, worn over the tunic, fastened on either the breast or a shoulder with the assistance of a brooch. Once in place, the brooch was left attached to the garment so that the cloak was slipped over the head. The cloak, knee-length and rectangular in shape, was fastened so that it appeared to be pleated or folded. Hoods and collars began to appear in the 9th century, and around the same time, the cloak began to be curbed by the same belt that was worn over the tunic. The wrap-over coat also made an appearance during this era. This knee-length coat wrapped over the front of the body. Its sleeves were, as Owen-Crocker says, "deep, [with] decorated cuffs which [were] mostly straight". For the lower classes, this coat tended to be plainer than that of the nobility.
The waistcoat or jacket appeared during this time as well. For those who could afford it, the jacket was made of fur while less costly ones were made of linen. This jacket was waist-length and tended to have a broad collar.
The trousers in this era were shortened to mid-thigh and stockings, made of leather, met them there. Atop the stockings, rounds of cloth, linen, or leather were worn which started at the ankle and ended just below the knee, as Planché explains, in "close rolls.. or crisscrossing each other sandal-wise". Planché states that socks began to be worn over the stocking and were "banded at the top". Shoes of this era, painted black, had an opening down the instep and were secured with straps. Anglo-Saxons appreciated shoes and thus all classes wore them. Common colors for this era consisted of red, blue, and green.
King
Until the 9th century, the king or reigning authority wore ringed byrne which, as Planché explains, was "formed of rings sewn flat upon a leather tunic". This person also carried a projecting shield and "long, broad, straight iron sword" as Planché states. A square crown was worn as was a longer cloak. Beginning in the 9th century, the metal of the king was inscribed and later in the century silk began to be worn by both the king and the nobility.
Military
Well-armed Anglo-Saxon soldiers wore wrap-over coats decorated like chain mail with sleeves that narrowed at the wrists, these were often embroiled with flowers or plants. Owen-Crocker explains that the belts of commanders were elaborate, wide, and fastened by "a narrow strap which was riveted to the broad belt and passed through a buckle which was much narrower than the belt itself" leaving the end of the belt to hang down. Also attached to the belt were pouches which allowed soldiers to carry their weapons. In the 9th and 10th centuries, military attire did not differ much from that of civil attire. The only changes were in the form of short linen tunics with metal collars and the addition of a sword, spear, shield, and helmet. Weapons and clothes fittings worn on the battlefield were highly decorated with jewelry techniques, as seen in the discoveries at Sutton Hoo and in the Staffordshire Hoard; the concept of parade wear did not exist for the Anglo-Saxons.
Clergy
Planché asserts that the clergy of the 9th and 10th centuries dressed similarly to the laity, except when saying mass. Beginning in the later 8th century, the clergy were forbidden to wear bright colors or expensive or valuable fabrics. Owen-Crocker mentions that their twill cloaks were generally shorter than those of the laity, reaching just below the waist, and Planché adds, that they wore linen stocking.
Eleventh century
General attire
Planché explains that in the 11th century, shortened tunics became popular as did shorter hairstyles and beard lengths. Piercings also became fashionable for men as did golden bracelets. During this era, men continued to wear tunics, cloaks, and trousers which did not vary much from their previous counterparts. Coifs became popular head-coverings and appeared to be "flat round cap[s]". Long stockings, with feet attached, were in style, and leg bandages and shoes continued to be worn. Short boots, those only extending to the ankle, were introduced in the latter part of the century, as were the pointed-toe pigaches.
Military attire
Military attire was simply regular clothing with the addition of adornments depending on the number of "marks" a soldier had. These additions consisted of a spear, ax, sword, bow, shield, steel cap, helmet, an iron coat, or a linen or cloth tunic. During this era, soldiers carried either round or crescent shaped shields usually painted red. Higher-ranking officials decorated their swords with various colors and insignias. In the middle half of the century, armor began to be made of leather and weapons were made light-weight. Previous mail tunics, found to be too heavy preventing the soldier from properly fighting, were replaced by the new leather armor, which consisted of overlapping flaps, cut like scales or leaves and each dyed a different color.
In the latter half of the century, warriors shaved their heads to resemble the clergy in order to confuse foreign spies. The cowl, which was covered in rings, emerged during this time and was worn under the helmet, which also had a new addition, the nose piece. The ringed knee-length tunic was slit in the front and back to allow for more comfortable riding. The length of the trousers became shorter. "Mascled armor" began to replace the traditional ringed armory. These new iron pieces were assembled to look like mesh or nets but a combination of the two patterns have been found to be used. Another variation included covering the body in rings and removing the sleeves from the tunic. Planché mentions that a "square pectoral" was added to the breast of the armor as added protection and were "quilted or covered with rings". A yellow border was added to the pectorals, sleeves, and skirts. Shields had two new adjustments: one strap looped around the arm while a second strap circled around the neck, allowing the soldier the use of both his hands.
Clergy
The clergy of the 11th century had shaved heads and wore bonnets, which, according to Planché, were "slightly sinking in the center, with the pendent ornaments of the mitre attached to the side of it". Other garments included the chasuble, the outermost liturgical vestment, which retained its shape, and the dalmatics, a tunic-like vestment with large, bell-shaped sleeves, which tended to be arched on the sides. The pastoral staff was generally found to be plain in colour and ornamentation.
Twelfth century
General attire
The 12th century brought changes in the civil attire for the inhabitants of the British Isles. The tunic was now close fitting with a long skirt. There was, as C. Willett and Phillis Cunnington describe, a "slit up in front to the thigh level" and the sleeves, now close fitting, were "bell-shaped" at the wrist or, the "lower portion [hung] to form a pendulous cuff which might be rolled up for action". Peasants wore tunics which were shorter and the sleeves were "tubular…[and] rolled back". The tunic could be worn with or without the girdle, which now carried the sword. Neck lines were either diagonal, from the neck moving across the chest, or horizontal, from the neck to the shoulder. The super tunic, worn with a girdle, was occasionally worn alone but was never paired with the aforementioned tunic. The sleeves of this super tunic had, as the Cunningtons state, "pendulous cuffs", which were uncommon, or were "loose and often elbow-length only". The super tunic was occasionally lined with fur.
The cloak and mantle, a cloak resembling a loose cape, were fastened either with a brooch or clasp, or as the Cunningtons describe, "the corner of the neck edge on one side was pulled through a ring sewn to the opposite corner, and then knotted to keep in position". For the rich, the cloak was lined with fur and for all classes beneath, the cloak was hooded and made of animal hide, with the hair facing out.
Thirteenth century
General attire
For the first half of the 13th century, linen braies were worn and then shortened to the knee in the second half of the century, which then became drawers or undergarments. Short stockings ended just below the knee and the border was occasionally decorated. Longer stockings, mid thigh length, could also be worn: as C. Willett and Phillis Cunnington say, they were "shaped to fit the leg, widening above the knee so that they could be pulled up over the braies". The stockings and girdle were tied together at a point in the top front of the stocking by which to keep it in place. Some stockings had stirrups, whole feet, or no feet. For hosiery, made of wool or leather, a "thin leather sole was attached" so that shoes would not need to be worn. Leg wear during the 12th century tended to be brightly coloured and stripes were popular.
All classes of men during the 12th century wore shoes or boots. Shoes, as the Cunningtons say, were "open over the foot and fastened in front of the ankle with a strap secured by a brooch or buckle". For the wealthy, the bands on shoes were decorated and designs were often found "over the foot or around the heel". Different styles of shoes began to appear during this era. One such, as the Cunningtons state, was "high around the ankle and slit down the sides or in front" while others were laced or had "short uppers but cut high behind the heel". Boots were most notably mid calf or knee length and laced down the front or along the inner side. These boots tended to be brightly coloured and had, in the Cunningtons' words, "turn over tops". Shorter boots, with pointed toes, were also worn and ended just above the ankle. Boots were made of leather from a cow or ox, cloth, fish skin, or, for those who could afford it, silk.
Separate hoods also made an appearance. They were loose with, as the Cunningtons describe, a "pointed cowl" and were attached to a robe stretching to the shoulders. The cape was usually a single piece of material and thus had to be put on over the head. The Cunningtons state that the "pointed Phrygian cap," or the "small, round cap with stalk or with a rolled brim and with or without the stalk" or the "stalked soft cap, resembling a beret" were worn. Travelers wore "hats with large brims and low crowns…over the hood" which tied under the chin. Small hats with round crowns and, the Cunningtons say, "turned-down brim, decorated with a knob instead of a stalk" were also worn, as were coifs, which was a "close fitting plain linen bonnet which covered the ears and confined the hair" and tied under the chin. The coif could be worn with other hats or hoods.
Accessories for 12th century English men became more decorated. The girdle, mid century, became more elaborate in its ornamentation and in the latter half of the century, was, "tied like a sash in front with hanging ends" or, if "long and elaborate, was fastened with ornamental buckles" as the Cunningtons depict. Wallets and purses, in the early half of the century, were hung from the girdle or the breech girdle and in the latter half were placed under the tunic, out of sight. During this era gloves became fashionable for the nobility, although they were seldom worn. Rings, brooches, buckles, clasps, and "ornamental fillets of gold and silver", according to the Cunningtons, were worn by the ruling classes. Wool, linen, and silk continued to be used, as was leather, which the peasants used for tunics and mantle and left the hair on facing outward. Garments were also embroidered during this era.
Men continued to wear both short and long tunics with a girdle; however the slit up the front was removed. A new style was introduced in this era in which the sleeves and body were cut from one piece of material. A wide armhole, which extended to the waist, was left open and the sleeves were cut in order to, as the Cunningtons state, "slope off to a narrow tight cuff at the wrist". The super tunic of the 11th century continued to be worn by the less fashionable, the lower classes of society, and the girdle was optional.
Five new styles of the super tunic were introduced in this era. The first consisted of a front and back panel which extended from the shoulders to the calf level. The two panels were sewn together or clasped together near the waist, where they were met by a slit up the front. The neck opening was large so that the tunic could be put on over the head and a belt was not usually worn with this tunic. The second new style was more "voluminous" as the Cunningtons describe it, and hung in folds to a length between the knees and the ankles. The sleeves gathered at the shoulders and extended beyond the hands. A vertical slit was cut in the upper arm of the sleeve to allow unrestrained movement. This garment, like the previous, was put on over the head and a hood was often attached. The third style was much looser than the previous ones. The sleeves could extended to just below the elbow or could be worn short and wide. A buckled belt was optional. The fourth super tunic, or garnache, was knee length and the material was cut wide at the shoulders to allow the material to "fall down on each side, predicting cape-like sleeves," as the Cunningtons put it. The sides of this tunic could be clasped at the waist, sewn from the waist to the hem, or left open and was traditionally beltless. The last style was simply sleeveless and worn with a belt. For these cloaks and hoods red, Irish cloth was popular.
Fitchets, resembling modern day pockets, also appeared in the 13th century. Vertical slits were cut in the super tunic, which did not have any side openings, to allow access to purse or keys slung from the girdle of the tunic.
Men's headwear of the 13th century, as the Cunningtons illustrate, consisted of the hood, which was sometimes buttoned, and stalked round caps and large rimmed traveling hats, both seen in the previous century. New to this era were hats with "round brim[s] turned up at the back which could be worn reversed with the turn-up in front". Hats with round crowns also made an appearance and were sometimes found with a "knob on the crown" or with a "moderate brim with a downward slope or a rolled brim". The coif continued to be worn much more frequently.
During this era garments such as cloaks, mantles, and stockings remained unchanged. However, during this era, stockings were sometimes tied with narrow strips of material below the knee to hold the stocking in place. Leg bandages for the nobility became popular which criss-crossed and extended above the knee.
Shoes during this era were designed so that each shoe was cut explicitly for an individual's foot. Shoes were plain, and most were closed around the ankle and were laced or buckled along the inner side of the foot. Other shoes exposed the top of the foot and either stretched high behind the ankle or were clasped near the ankle by an instep strap. Boots, as the Cunningtons describe, were briefly coloured along the top, had a much looser fit, and were barely extended to the calf. Calthrop adds that boots were "turned over a little at the top".
Men's accessories were similar to those of the 11th century. Gloves continued to be worn by the nobility and could be long, stretching to the elbow, or short, wrist length, and began to be decorated, the Cunningtons explain, "with a broad strip of gold embroidery down the back as far as the knuckles". By the end of the century, gloves were more widely worn and were ornamented with silver or gilded buttons. Calthrop also includes that long hair and neatly trimmed beards were in style for 13th century men.
Fourteenth century
General attire
Men's clothing of the 14th century was much more form fitting than its 13th century counterparts. During this era, many of the standard pieces that had been worn by the Britons evolved into new garments and took on different names. P. Cunnington explains that loose garments, such as the tunic and super tunic, from previous centuries continued to be worn by the lower classes who were less concerned with fashion. These loose garments, as C. Cunnington states, were slit up the front, had sleeves, and were worn with a girdle. In addition, they could be shortened to the hip. The gipon, also called a pourpoint or doublet, emerged during the 14th century. It replaced the tunic and was knee length and close-fitting. The gipon was not designed with any folds or gathers as the tunic was. The sleeves were long and tight and the neck was low. The bodice was padded and the garment was either buttoned or laced down the front, but for the lower classes it was only buttoned to the waist. The gipon was traditionally worn over a shirt and if worn with an outer garment, a belt was not worn. At the end of the century, the gipon was shortened to above the mid-thigh and was worn with a belt at hip level
The outer garment of this era was known as the cote-hardie and replaced the super tunic of previous centuries. This new low necked, knee length piece was tight fitting and buttoned or laced down the front to waist level, where it then "flared into a full skirt which was open in the front" as C. Cunnington describes. The complex sleeves of the cote-hardie extended, in the front, to the elbow and, in back, hung in flaps which tapered and elongated. Sleeves during this era were decorated. A belt or girdle was worn with this new garment. The less fortunate wore looser cote-hardies which did not fasten in the front. Instead, they were one piece and were put on over the head. Cloaks and capes continued to be worn as outdoor wear and didn't change from the previous century.
Men's stockings of the 14th century were lengthened and tied to the region, so that it was hidden under the skirt. Shorter stockings were tied to garters with stripes of wool or linen. Shorter boots and shoes also become fashionable. Woolen soles were added to shoes as were straps.
The hood continued to be worn by men during this era. However, its shape changed. The pointed cowl was lengthened as P. Cunnington describes, "into a long streamer.. and from this another head-dress was made which was made in the form of a turban with a fall-over flap made from the hood cape". Stalked caps remained popular and small hats with close, turned up brims emerged. Toward the end of the century men began putting feathers in their hats for decoration.
Gloves spread amongst the social hierarchy so that even those of the working class were wearing them in the 14th century. For this class, only the thumb and two sections existed for the fingers.
Clothing and class
The lowest classes in the Middle Ages did not have access to the same clothing as nobility. Poor men and women working in the fields or wet or muddy conditions often went barefoot. Upper and middle-class women wore three garments and the third garment was either a surcoat, bliaut, or cotehardie. These were often lavish garments, depending on the wealth of the person wearing them, and could have trimmings in fur or silk decorated with elaborate designs. Because of the cost of fabric, the working classes hardly wore this third garment.
Another marker of the upper classes was an elaborate headdress. These could involve wires, draping fabric and pointed caps. Again, because of the cost the poor could not afford these and instead wore simple cloth veils called wimples that "draped over the head, around the neck and up to the chin". Working women wore ankle length dresses and men wore short tunics and breeches. The longer the garment, the higher in station a person was. This is evident in the sumptuary laws of 1327 which states "coming to the lowest class no serving man is to use 2½ yards in a short gown or 3 in a long one". Also, serving men such as servants or attendants usually did not wear cloaks, and for the nobles who did it served to distinguish them from the masses.
While most of the peasant women wove their fabric and then made their own clothing, the wealthy were able to afford tailors, furriers, and embroiderers. The wealthiest, such as royalty, would have "all these craftsmen on staff, sometimes one per each adult in the household".
Social status was of the utmost importance during the Middle Ages, and this idea was exemplified through fashion. For example, it was generally understood that scarlet tones, such as red and purple, were important items in the wardrobes of royalty. More specifically, these colours became reserved for Kings and Princes, and denoted luxury and wealth. The medieval sumptuary laws or "acts of apparel" were put into place to regulate the clothing choices of people during that time. Those who supported the enactment of such laws did so because the laws emphasized the differences between the classes, and clearly defined what those differences are. For example, the 1363 statute to the Clothing Law of 1337 states that wives of yeomen and handicraftsmen may not wear any veil or kerchief made of silk...the higher-status groups, however, are allowed to wear whatever imported items they want. This clearly states the understood division between the rich and poor during this era, and the importance of keeping the classes defined as separate entities. There were rules for every item of clothing; lower-class women were banned from wearing expensive veils. Only wives and daughters of wealthy men could wear velvet or satin. There was an unfair discontinuity in the rules; lower class citizens could never wear an item designated for the upper class, whereas the upper class could wear anything that suited them. For example, wives and daughters of servants were not to wear veils that cost more than twelve pence.
The English sumptuary acts of 1363 go into explicit detail about clothing items which were reserved for those below the king's status, putting restrictions on coat length and shoe height. In this legislation, the intention was to prevent men from acting as if they were from a higher class by way of how they dressed.
The laws specifically stated that a man was to dress within the status in which he was born. The acts depicted what clothing was to be worn and also clearly stated how the classes were ranked, with kings and royalty at the top and servants at the bottom. Most of these organized lists did not include all groups of people. The majority of the lists consisted of divisions of the upper and middle classes, while the lower classes were neglected altogether. This was because the middle class was considered most likely to violate the clothing laws because they were supposedly most influenced by social pressures, whereas lower-class people did not have the capabilities to dress according to a higher ranking even if they desired to do so. In fact, any mention of lower classes was done so out of necessity in order to complete the social hierarchy.
Textiles used
The most common material used was wool, with the wool ranging in texture and quality based on the type of sheep it came from. The quality could range from the very coarse and undyed for the lower class to extremely fine with designs and colour for the upper class. Linen and hemp were other fabrics used, and were utilized often by the lower classes as undergarments and head coverings. Also, silk was a popular material used by the wealthy and was imported from Asia. After the crusades, fabrics such as damasks, velvets, and satin were brought back to England, as was samite. Animal skins were also used such as "sheep-skin cloaks… in winter to keep out the cold and rain". Leather was used to produce items such as shoes, belts, gloves and armor.
The middle class could usually afford to dye their wool colours like blue and green. The wealthy could afford to add elaborate designs to their clothing as well as dying it red and black, expensive colours for the time. Purple was also considered a colour of royalty and was reserved for kings or religious figures such as the pope.
See also
England
1100–1200 in fashion
1200–1300 in fashion
1300–1400 in fashion
Anglo-Saxon dress
History of clothing and textiles
Early Middle Ages
High Middle Ages
Early medieval European dress
Anglo-Saxon brooches
Notes
References
Citations
Bibliography
External links
"Medieval Europe" at The British Museum
Society in medieval England
Medieval European costume
History of clothing (Western fashion)
Anglo-Norse England
English clothing | 0.783503 | 0.994382 | 0.779101 |
Scholarly method | The scholarly method or scholarship is the body of principles and practices used by scholars and academics to make their claims about their subjects of expertise as valid and trustworthy as possible, and to make them known to the scholarly public. It comprises the methods that systemically advance the teaching, research, and practice of a scholarly or academic field of study through rigorous inquiry. Scholarship is creative, can be documented, can be replicated or elaborated, and can be and is peer reviewed through various methods. The scholarly method includes the subcategories of the scientific method, with which scientists bolster their claims, and the historical method, with which historians verify their claims.
Methods
The historical method comprises the techniques and guidelines by which historians research primary sources and other evidence, and then write history. The question of the nature, and indeed the possibility, of sound historical method is raised in the philosophy of history, as a question of epistemology. History guidelines commonly used by historians in their work require external criticism, internal criticism, and synthesis.
The empirical method is generally taken to mean the collection of data on which to base a hypothesis or derive a conclusion in science. It is part of the scientific method, but is often mistakenly assumed to be synonymous with other methods. The empirical method is not sharply defined and is often contrasted with the precision of experiments, where data emerges from the systematic manipulation of variables. The experimental method investigates causal relationships among variables. An experiment is a cornerstone of the empirical approach to acquiring data about the world and is used in both natural sciences and social sciences. An experiment can be used to help solve practical problems and to support or negate theoretical assumptions.
The scientific method refers to a body of techniques for investigating phenomena, acquiring new knowledge, or correcting and integrating previous knowledge. To be termed scientific, a method of inquiry must be based on gathering observable, empirical and measurable evidence subject to specific principles of reasoning. A scientific method consists of the collection of data through observation and experimentation, and the formulation and testing of hypotheses.
See also
Academia
Academic authorship
Academic publishing
Discipline (academia)
Doctor (title)
Ethics
Historical revisionism
History of scholarship
Manual of style
Professor
Source criticism
Urtext edition
Wissenschaft
References
Academia
Methodology | 0.786525 | 0.99055 | 0.779092 |
Cultural globalization | Cultural globalization refers to the transmission of ideas, meanings and values around the world in such a way as to extend and intensify social relations. This process is marked by the common consumption of cultures that have been diffused by the Internet, popular culture media, and international travel. This has added to processes of commodity exchange and colonization which have a longer history of carrying cultural meaning around the globe. The circulation of cultures enables individuals to partake in extended social relations that cross national and regional borders. The creation and expansion of such social relations is not merely observed on a material level. Cultural globalization involves the formation of shared norms and knowledge with which people associate their individual and collective cultural identities. It brings increasing interconnectedness among different populations and cultures. The idea of cultural globalization emerged in the late 1980s, but was diffused widely by Western academics throughout the 1990s and early 2000s. For some researchers, the idea of cultural globalization is reaction to the claims made by critics of cultural imperialism in the 1970s and 1980s.
Basics
Extends ideas and cultures across all of the civilizations of the world.
Sets up tensions between processes of homogenization that contribute on the one hand to flattening social differences and human experience, while on the other hand enhancing the sense of the local and promoting counter-globalizing movements.
Occurs in everyday life, through digital communication, electronic commerce, popular culture, and international trade.
Attempts, in some of expressions, to promote Western lifestyles and possibly Americanize the world.
Encourages, in other expressions, cosmopolitan engagement across boundaries of difference.
Contributing factors
New technology and form of communication around the world help to integrate different cultures into each other.
Transportation technologies and services along with mass migration and individual travel contribute to this form of globalization allowing for cross-cultural exchanges.
Infrastructures and institutionalization embedded change (e.g. teaching languages such as English across the world through educational systems and training of teachers).
Benefits
Allows for profits to companies and nations.
Offers opportunities for development and advancement in economics, technology, and information and usually impacts developed countries.
Less stereotypes and misconception about other people and cultures.
Capacity to defend one's values and ideas globally.
Generates interdependent companies amongst companies.
Access to other cultures products.
Phases
Pre-modern phase: early civilizations to 1500
Early human migration (facilitation of trade and creation of social networks amongst other nations).
Emergence of world religions.
Development of trans-regional trade networks (long-distance trade, many centered in China and India. Early forms of globalization, especially with the Silk Road).
Modern phase
European imperialism (rise of the West. European expansionism, especially with Columbus' encounter with the New World which allowed goods and people to cross the Atlantic).
Emerging international economy.
International migration and developments outside of the West.
Spread of modernity.
Medical advancement that helped many.
Rise of the nation-state (a development of freedom of movement and cultural diffusion).
Industrialization (demand for raw materials to supply industries. Science grew immensely with electronic shipping, railways, and new forms of communication, such as cable technology).
Contemporary phase
Struggle after the cold war led to a slow but steady increase in cultural flows with the immigration of peoples, ideas, goods, symbols, and images.
Represented global cultural interconnectedness, which eventually led to developments in transport and transport infrastructures such as jet airlines, construction of road and rail networks. This allowed for more tourism and shifting patterns of global migration.
Marshall McLuhan introduced the term "global village" in the 1960s stating that it was the ability to connect and trade ideas instantly amongst the nations of the world.
The term "globalization" became popular in the 1980s.
Examples
Cultural globalization integrates scholars from several disciplines, such as anthropology, sociology, communication, cultural studies, geography, political science and international relations. The field is notably broad as there are several concepts which may be perceived as cultural or transnational.
A visible aspect of the cultural globalization is the diffusion of certain cuisines such as American fast food chains. The two most successful global food and beverage outlets, McDonald's and Starbucks, are American companies often cited as examples of globalization, with over 36,000 and 24,000 locations operating worldwide respectively as of 2015. The Big Mac Index is an informal measure of purchasing power parity among world currencies.
Cultural globalization is one of the three main dimensions of globalization commonly found in academic literature, with the two other being economic globalization and political globalization. However, unlike economic and political globalization, cultural globalization has not been the subject of extensive research. A growing field in cultural globalization research corresponds to the implementation of cross-cultural agility in globally operating businesses as a management tool to ensure operational effectiveness.
Measurement
There have been numerous attempts to measure globalization, typically using indices that capture quantitative data for trade flows, political integration, and other measures. The two most prominent are the AT Kearney/Foreign Policy Globalization index and the KOF Globalization Index. Cultural globalization, however, is much more difficult to capture using quantitative data, because it is difficult to find easily verifiable data of the flow of ideas, opinions, and fashions. One attempt to do so was the Cultural Globalization Index, proposed by Randolph Kluver and Wayne Fu in 2004, and initially published by Foreign Policy Magazine. This effort measured cultural flow by using global trade in media products (books, periodicals, and newspapers) as a proxy for cultural flow. Kluver and Fu followed up with an extended analysis, using this method to measure cultural globalization in Southeast Asia.
Impacts
The patterns of cultural globalization is a way of spreading theories and ideas from one place to another. Although globalization has affected us economically and politically, it has also affected us socially on a wider scale. With the inequalities issues, such as race, ethnic and class systems, social inequalities play a part within those categories.
The past half-century has witnessed a trend towards globalization. Within the media and pop culture, it has shaped individuals to have certain attitudes that involve race issues thus leading to stereotypes.
Technology is an impact that created a bridge that diffused the globalization of culture. It brings together globalization, urbanization and migration and how it has affected today's trends. Before urban centers had developed, the idea of globalization after the Second World War was that globalization took place due to the lifting of state restrictions by different nations. There were national boundaries for the flow of goods and services, concepts and ideas.
Perspectives
Hybridization
Many writers suggest that cultural globalization is a long-term historical process of bringing different cultures into interrelation. Jan Pieterse suggested that cultural globalization involves human integration and hybridization, arguing that it is possible to detect cultural mixing across continents and regions going back many centuries. They refer, for example, to the movement of religious practices, language and culture brought by Spanish colonization of the Americas. The Indian experience, to take another example, reveals both the pluralization of the impact of cultural globalization and its long-term history.
Homogenization
An alternative perspective on cultural globalization emphasizes the transfiguration of worldwide diversity into a uniformed Westernized consumer culture. Some critics argue that the dominance of American culture influencing the entire world will ultimately result in the end of cultural diversity. Such cultural globalization may lead to a human monoculture. This process, understood as cultural imperialism, is associated with the destruction of cultural identities, dominated by a homogenized and westernized, consumer culture. The global influence of American products, businesses and culture in other countries around the world has been referred to as Americanization. This influence is represented through that of American-based television programs which are rebroadcast throughout the world. Major American companies such as McDonald's and Coca-Cola have played a major role in the spread of American culture around the globe. Terms such as Coca-colonization have been coined to refer to the dominance of American products in foreign countries, which some critics of globalization view as a threat to the cultural identity of these nations.
Conflict intensification
Another alternative perspective argues that in reaction to the process of cultural globalization, a "Clash of Civilizations" might appear. Indeed, Samuel Huntington emphasizes the fact that while the world is becoming smaller and interconnected, the interactions between peoples of different cultures enhance the civilization consciousness that in turn invigorate differences. Indeed, rather than reaching a global cultural community, the differences in culture sharpened by this very process of cultural globalization will be a source of conflict. While not many commentators agree that this should be characterized as a 'Clash of Civilizations', there is general concurrence that cultural globalization is an ambivalent process bringing an intense sense of local difference and ideological contestation.
Alternatively, Benjamin Barber in his book Jihad vs. McWorld argues for a different "cultural division" of the world. In his book the McWorld represents a world of globalization and global connectivity and interdependence, looking to create a "commercially homogeneous global network". This global network is divided into four imperatives; Market, Resource, Information-Technology and the Ecological imperative. On the other hand, "Jihad" represents traditionalism and maintaining one's identity. Whereas "Clash of Civilizations" portrays a world with five coalitions of nation-states, "Jihad vs. McWorld" shows a world where struggles take place on a sub-national level. Although most of the western nations are capitalist and can be seen as "McWorld" countries, societies within these nations might be considered "Jihad" and vice versa.
Friction
Cultural globalization creates a more efficient society while also limiting how it can operate. Anna Tsing, an American anthropologist, explains that Friction makes global connections between cultures effective while also preventing globalization from being a smooth transition of power.
Instead of globalization being about networks or a continuous flow, Tsing argues that we should think about it being created in two parts, the outside world (global) and the local. Globalization is seen as a friction between these two social organizations where globalization relies on the local for its success instead of just consuming it.
The rainforests in Indonesia exemplify how globalization is not a straightforward process, but one that is complex and messy. Capitalist interests reshaped the landscape through chains of entrepreneurs and other businesses that came in and extracted its resources to sell to distant markets. In response to these interactions, environmental movements emerged and began to defend the rainforests and the communities. This instance is not limited to just a nation or a village, but to several social organizations all at work. Environmental activists, students, local communities, private interests, and investors all have interacted with one another in regard to globalization. This exemplifies how globalization promotes interconnections between groups who are entirely different from one another into a single place.
Friction among social groups present risks of both potential destruction and improvement. Through this idea, globalization is not simply a tool used for networking and worldwide connection, nor is it an authoritarian flow of capital interest looking to take over local communities. Instead, globalization is viewed as a continuous engagement between various different social groups. While the destruction of the rainforest habitats through globalization is seen as a negative result, the emergence of local and national activists in response to these circumstances have led to more support for indigenous and environmental rights.
Globalization is often seen as homogenizing the world and includes a diffusion of beliefs that are eventually infused and accepted across time and space. Instead, globalization is about understanding and recognizing that communities are not the same and these differences are what make up the contemporary world. The friction between different groups is what keeps global power in continuous motion.
Corruption brought to the rainforest through capital interests highlight the struggle to find distinctions between the locals who are working for domestic development and those who are motivated by foreign investors and corporations. These distinctions add to the confusion globalization brings as it blurs the line between private and public. Outside motivations began to impact some of these reclusive communities who, up until this point, were considered untouchable or unaffected by globalization.
See also
Military globalization
Engaged theory
Globalism
Globalization
Cultural homogenization
Cultural imperialism
Globalization of sports
Dimensions of globalization
References
Barber, Benjamin R., Jihad vs. McWorld, Hardcover: Crown, 1995, ; Paperback: Ballantine Books, 1996,
Further reading
Alonso, Paul. Digital Humor as Cultural Globalization in Latin America. Internet, Humor, and Nation in Latin/x America, 2022.
Unescoorg. (2016). Unescoorg. Retrieved 12 October 2016.
External links
The Big Mac Index index page — contains Big Mac Index data dating back to 1997 (Economist.com subscription required for details)
Globalization | 0.782853 | 0.995112 | 0.779027 |
Humanism | Humanism is a philosophical stance that emphasizes the individual and social potential, and agency of human beings, whom it considers the starting point for serious moral and philosophical inquiry.
The meaning of the term "humanism" has changed according to successive intellectual movements that have identified with it. During the Italian Renaissance, ancient works inspired Italian scholars, giving rise to the Renaissance humanism movement. During the Age of Enlightenment, humanistic values were reinforced by advances in science and technology, giving confidence to humans in their exploration of the world. By the early 20th century, organizations dedicated to humanism flourished in Europe and the United States, and have since expanded worldwide. In the early 21st century, the term generally denotes a focus on human well-being and advocates for human freedom, autonomy, and progress. It views humanity as responsible for the promotion and development of individuals, espouses the equal and inherent dignity of all human beings, and emphasizes a concern for humans in relation to the world.
Starting in the 20th century, humanist movements are typically non-religious and aligned with secularism. Most frequently, humanism refers to a non-theistic view centered on human agency, and a reliance on science and reason rather than revelation from a supernatural source to understand the world. Humanists tend to advocate for human rights, free speech, progressive policies, and democracy. People with a humanist worldview maintain religion is not a precondition of morality, and object to excessive religious entanglement with education and the state.
Contemporary humanist organizations work under the umbrella of Humanists International. Well-known humanist associations are Humanists UK and the American Humanist Association.
Etymology
The word "humanism" derives from the Latin word , which was first used in ancient Rome by Cicero and other thinkers to describe values related to liberal education. This etymology survives in the modern university concept of the humanities—the arts, philosophy, history, literature, and related disciplines. The word reappeared during the Italian Renaissance as umanista and entered the English language in the 16th century. The word "humanist" was used to describe a group of students of classical literature and those advocating for a classical education.
In 1755, in Samuel Johnson's influential A Dictionary of the English Language, the word humanist is defined as a philologer or grammarian, derived from the French word . In a later edition of the dictionary, the meaning "a term used in the schools of Scotland" was added. In the 1780s, Thomas Howes was one of Joseph Priestley's many opponents during the celebrated Unitarian disputes. Because of the different doctrinal meanings of Unitarian and Unitarianism, Howes used "the more precise appellations of humanists and humanism" when referring to those like Priestley "who maintain the mere humanity of Christ". This theological origin of humanism is considered obsolete.
In the early 19th century, the term humanismus was used in Germany with several meanings and from there, it re-entered the English language with two distinct denotations; an academic term linked to the study of classic literature and a more-common use that signified a non-religious approach to life contrary to theism. It is probable Bavarian theologian Friedrich Immanuel Niethammer coined the term humanismus to describe the new classical curriculum he planned to offer in German secondary schools. Soon, other scholars such as Georg Voigt and Jacob Burckhardt adopted the term. In the 20th century, the word was further refined, acquiring its contemporary meaning of a naturalistic approach to life, and a focus on the well-being and freedom of humans.
Definition
There is no single, widely accepted definition of humanism, and scholars have given different meanings to the term. For philosopher Sidney Hook, writing in 1974, humanists are opposed to the imposition of one culture in some civilizations, do not belong to a church or established religion, do not support dictatorships, and do not justify the use of violence for social reforms. Hook also said humanists support the elimination of hunger and improvements to health, housing, and education. In the same edited collection, Humanist philosopher H. J. Blackham argued humanism is a concept focusing on improving humanity's social conditions by increasing the autonomy and dignity of all humans. In 1999, Jeaneane D. Fowler said the definition of humanism should include a rejection of divinity, and an emphasis on human well-being and freedom. She also noted there is a lack of shared belief system or doctrine but, in general, humanists aim for happiness and self-fulfillment.
In 2015, prominent humanist Andrew Copson defined humanism as follows:
Humanism is naturalistic in its understanding of the universe; science and free inquiry will help us comprehend more about the universe.
This scientific approach does not reduce humans to anything less than human beings.
Humanists place importance of the pursuit of a self-defined, meaningful, and happy life.
Humanism is moral; morality is a way for humans to improve their lives.
Humanists engage in practical action to improve personal and social conditions.
According to the International Humanist and Ethical Union:
Humanism is a democratic and ethical life stance, which affirms that human beings have the right and responsibility to give meaning and shape to their own lives. It stands for the building of a more humane society through an ethic based on human and other natural values in the spirit of reason and free inquiry through human capabilities. It is not theistic, and it does not accept supernatural views of reality.
Dictionaries define humanism as a worldview or philosophical stance. According to Merriam Webster Dictionary, humanism is " ... a doctrine, attitude, or way of life centered on human interests or values; especially: a philosophy that usually rejects supernaturalism and stresses an individual's dignity and worth and capacity for self-realization through reason".
History
Predecessors
Traces of humanism can be found in ancient Greek philosophy. Pre-Socratic philosophers were the first Western philosophers to attempt to explain the world in terms of human reason and natural law without relying on myth, tradition, or religion. Protagoras, who lived in Athens , put forward some fundamental humanist ideas, although only fragments of his work survive. He made one of the first agnostic statements; according to one fragment: "About the gods I am able to know neither that they exist nor that they do not exist nor of what kind they are in form: for many things prevent me for knowing this, its obscurity and the brevity of man's life". Socrates spoke of the need to "know thyself"; his thought changed the focus of then-contemporary philosophy from nature to humans and their well-being. He was a theist executed for atheism, who investigated the nature of morality by reasoning. Aristotle (384–322 BCE) taught rationalism and a system of ethics based on human nature that also parallels humanist thought. In the third century BCE, Epicurus developed an influential, human-centered philosophy that focused on achieving eudaimonia. Epicureans continued Democritus' atomist theory—a materialistic theory that suggests the fundamental unit of the universe is an indivisible atom. Human happiness, living well, friendship, and the avoidance of excesses were the key ingredients of Epicurean philosophy that flourished in and beyond the post-Hellenic world. It is a repeated view among scholars that the humanistic features of ancient Greek thought are the roots of humanism 2,000 years later.
Other predecessor movements that sometimes use the same or equivalent vocabulary to modern Western humanism can be found in Chinese philosophy and religions such as Taoism and Confucianism.
Arabic translations of Ancient Greek literature during the Abbasid Caliphate in the eighth and ninth centuries influenced Islamic philosophers. Many medieval Muslim thinkers pursued humanistic, rational, and scientific discourse in their search for knowledge, meaning, and values. A wide range of Islamic writings on love, poetry, history, and philosophical theology show medieval Islamic thought was open to humanistic ideas of individualism, occasional secularism, skepticism, liberalism, and free speech; schools were established at Baghdad, Basra and Isfahan.
Renaissance
The intellectual movement later known as Renaissance humanism first appeared in Italy and has greatly influenced both contemporaneous and modern Western culture. Renaissance humanism emerged in Italy and a renewed interest in literature and the arts occurred in 13th-century Italy. Italian scholars discovered Ancient Greek thought, particularly that of Aristotle, through Arabic translations from Africa and Spain. Other centers were Verona, Naples, and Avignon. Petrarch, who is often referred to as the father of humanism, is a significant figure. Petrarch was raised in Avignon; he was inclined toward education at a very early age and studied alongside his well-educated father. Petrarch's enthusiasm for ancient texts led him to discover manuscripts such as Cicero's Pro Archia and Pomponius Mela's De Chorographia that were influential in the development of the Renaissance. Petrarch wrote Latin poems such as Canzoniere and De viris illustribus, in which he described humanist ideas. His most-significant contribution was a list of books outlining the four major disciplines—rhetoric, moral philosophy, poetry, and grammar—that became the basis of humanistic studies (studia humanitatis). Petrarch's list relied heavily on ancient writers, especially Cicero.
The revival of classicist authors continued after Petrarch's death. Florence chancellor and humanist Coluccio Salutati made his city a prominent center of Renaissance humanism; his circle included other notable humanists—including Leonardo Bruni, who rediscovered, translated, and popularized ancient texts. Humanists heavily influenced education. Vittorino da Feltre and Guarino Veronese created schools based on humanistic principles; their curriculum was widely adopted and by the 16th century, humanistic paideia was the dominant outlook of pre-university education. Parallel with advances in education, Renaissance humanists made progress in fields such as philosophy, mathematics, and religion. In philosophy, Angelo Poliziano, Nicholas of Cusa, and Marsilio Ficino further contributed to the understanding of ancient classical philosophers and Giovanni Pico della Mirandola undermined the dominance of Aristotelian philosophy by revitalizing Sextus Empiricus' skepticism. Religious studies were affected by the growth of Renaissance humanism when Pope Nicholas V initiated the translation of Hebrew and Greek biblical texts, and other texts in those languages, to contemporaneous Latin.
Humanist values spread from Italy in the 15th century. Students and scholars went to Italy to study before returning to their homelands carrying humanistic messages. Printing houses dedicated to ancient texts were established in Venice, Basel, and Paris. By the end of the 15th century, the center of humanism had shifted from Italy to northern Europe, with Erasmus of Rotterdam being the leading humanist scholar. The longest-lasting effect of Renaissance humanism was its education curriculum and methods. Humanists insisted on the importance of classical literature in providing intellectual discipline, moral standards, and a civilized taste for the elite—an educational approach that reached the contemporary era.
Enlightenment
During the Age of Enlightenment, humanistic ideas resurfaced, this time further from religion and classical literature. Science and intellectualism advanced, and humanists argued that rationality could replace deism as the means with which to understand the world. Humanistic values, such as tolerance and opposition to slavery, started to take shape. New philosophical, social, and political ideas appeared. Some thinkers rejected theism outright; and atheism, deism, and hostility to organized religion were formed. During the Enlightenment, Baruch Spinoza redefined God as signifying the totality of nature; Spinoza was accused of atheism but remained silent on the matter. Naturalism was also advanced by prominent Encyclopédistes. Baron d'Holbach wrote the polemic System of Nature, claiming that religion was built on fear and had helped tyrants throughout history. Diderot and Helvetius combined their materialism with sharp, political critique.
Also during the Enlightenment, the abstract conception of humanity started forming—a critical juncture for the construction of humanist philosophy. Previous appeals to "men" now shifted toward "man"; to illustrate this point, scholar Tony Davies points to political documents like The Social Contract (1762) of Rousseau, in which he says "Man is born free, but is everywhere in chains". Likewise, Thomas Paine's Rights of Man uses the singular form of the word, revealing a universal conception of "man". In parallel, Baconian empiricism—though not humanism per se—led to Thomas Hobbes's materialism.
Scholar J. Brent Crosson argues that, while there is a widely-held belief that the birth of humanism was solely a European affair, intellectual thought from Africa and Asia significantly contributed as well. He also notes that during enlightenment, the universal man did not encompass all humans but was shaped by gender and race. According to Crosson, the shift from man to human started during enlightenment and is still ongoing. Crosson also argues that enlightenment, especially in Britain, produced not only a notion of universal man, but also gave birth to pseudoscientific ideas, such as those about differences between races, that shaped European history.
From Darwin to current era
French philosopher Auguste Comte (1798–1857) introduced the idea—which is sometimes attributed to Thomas Paine—of a "religion of humanity". According to scholar Tony Davies, this was intended to be an atheist cult based on some humanistic tenets, and had some prominent members but soon declined. It was nonetheless influential during the 19th century, and its humanism and rejection of supernaturalism are echoed in the works of later authors such as Oscar Wilde, George Holyoake—who coined the word secularism—George Eliot, Émile Zola, and E. S. Beesly. Paine's The Age of Reason, along with the 19th-century Biblical criticism of the German Hegelians David Strauss and Ludwig Feuerbach, also contributed to new forms of humanism.
Advances in science and philosophy provided scholars with further alternatives to religious belief. Charles Darwin's theory of natural selection offered naturalists an explanation for the plurality of species. Darwin's theory also suggested humans are simply a natural species, contradicting the traditional theological view of humans as more than animals. Philosophers Ludwig Feuerbach, Friedrich Nietzsche, and Karl Marx attacked religion on several grounds, and theologians David Strauss and Julius Wellhausen questioned the Bible. In parallel, utilitarianism was developed in Britain through the works of Jeremy Bentham and John Stuart Mill. Utilitarianism, a moral philosophy, centers its attention on human happiness, aiming to eliminate human and animal pain via natural means. In Europe and the US, as philosophical critiques of theistic beliefs grew, large parts of society distanced themselves from religion. Ethical societies were formed, leading to the contemporary humanist movement.
The rise of rationalism and the scientific method was followed in the late 19th century in Britain by the start of many rationalist and ethical associations, such as the National Secular Society, the Ethical Union, and the Rationalist Press Association. In the 20th century, humanism was further promoted by the work of philosophers such as A. J. Ayer, Antony Flew, and Bertrand Russell, whose advocacy of atheism in Why I Am Not a Christian further popularized humanist ideas. In 1963, the British Humanist Association evolved out of the Ethical Union, and merged with many smaller ethical and rationalist groups. Elsewhere in Europe, humanist organizations also flourished. In the Netherlands, the Dutch Humanist Alliance gained a wide base of support after World War II; in Norway, the Norwegian Humanist Association gained popular support.
In the US, humanism evolved with the aid of significant figures of the Unitarian Church. Humanist magazines began to appear, including The New Humanist, which published the Humanist Manifesto I in 1933. The American Ethical Union emerged from newly founded, small, ethicist societies. The American Humanist Association (AHA) was established in 1941 and became as popular as some of its European counterparts. The AHA spread to all states, and some prominent public figures such as Isaac Asimov, John Dewey, Erich Fromm, Paul Kurtz, Carl Sagan, and Gene Roddenberry became members. Humanist organizations from all continents formed the International Humanist and Ethical Union (IHEU), which is now known as Humanists International, and promotes the humanist agenda via the United Nations organizations UNESCO and UNICEF.
Varieties of humanism
Early 20th century naturalists, who viewed their humanism as a religion and participated in church-like congregations, used the term "religious humanism". Religious humanism appeared mostly in the US and is now rarely practiced. The American Humanist Association arose from religious humanism. The same term has been used by religious groups such as the Quakers to describe their humanistic theology.
The term "Renaissance humanism" was given to a tradition of cultural and educational reform engaged in by civic and ecclesiastical chancellors, book collectors, educators, and writers that developed during the 14th and early 15th centuries. By the late 15th century, these academics began to be referred to as umanisti (humanists). While modern humanism's roots can be traced to the Renaissance, Renaissance humanism vastly differs from it.
Other terms using "humanism" in their name include:
Christian humanism: a historical current in the late Middle Ages in which Christian scholars combined Christian faith with interest in classical antiquity and a focus on human well-being.
Ethical humanism: a synonym of Ethical culture, was prominent in the US in the early 20th century and focused on relations between humans.
Scientific humanism: this emphasizes belief in the scientific method as a component of humanism as described in the works of John Dewey and Julian Huxley; scientific humanism is largely synonymous with secular humanism.
Secular humanism: coined in the mid-20th century, it was initially an attempt to denigrate humanism, but some humanist associations embraced the term. Secular humanism is synonymous with the contemporary humanist movement.
Marxist humanism: one of several rival schools of Marxist thought that accepts basic humanistic tenets such as secularism and naturalism, but differs from other strands of humanism because of its vague stance on democracy and rejection of free will.
Digital humanism: an emerging philosophical and ethical framework that seeks to preserve and promote human values, dignity, and well-being in the context of rapid technological advancements, particularly in the digital realm.
These varieties of humanism are now largely of historical interest only. Some ethical movements continue (eg New York Society for Ethical Culture) but in general humanism no longer needs any qualification "because the lifestance is by definition naturalistic, scientific, and secular". However, according to Andrew Copson the view that there are still two types of humanism – religious and secular – "has begun to seriously muddy the conceptual water".
Philosophy
Humanism is strongly linked to rationality. For humanists, humans are reasonable beings, and reasoning and the scientific method are means of finding truth. Humanists argue science and rationality have driven successful developments in various fields while the invocation of supernatural phenomena fails to coherently explain the world. One form of irrational thinking is adducing. Humanists are skeptical of explanations of natural phenomena or diseases that rely on hidden agencies.
Human autonomy is another hallmark of humanist philosophy. For people to be autonomous, their beliefs and actions must be the result of their own reasoning. For humanists, autonomy dignifies each individual; without autonomy, people's humanity is lessened. Humanists also consider human essence to be universal, irrespective of race and social status, diminishing the importance of collective identities and signifying the importance of individuals.
Immanuel Kant provided the modern philosophical basis of the humanist narrative. His theory of critical philosophy formed the basis of the world of knowledge, defending rationalism and grounding it in the empirical world. He also supported the idea of the moral autonomy of the individual, which is fundamental to his philosophy. According to Kant, morality is the product of the way humans live and not a set of fixed values. Instead of a universal ethic code, Kant suggested a universal procedure that shapes the ethics that differ among groups of people.
Philosopher and humanist advocate Corliss Lamont, in his book The Philosophy of Humanism (1997), states:
In the Humanist ethics the chief end of thought and action is to further this-earthly human interests on behalf of the greater glory of people. The watchword of Humanism is happiness for all humanity in this existence as contrasted with salvation for the individual soul in a future existence and the glorification of a supernatural Supreme Being ... It heartily welcomes all life-enhancing and healthy pleasures, from the vigorous enjoyments of youth to the contemplative delights of mellowed age, from the simple gratifications of food and drink, sunshine and sports, to the more complex appreciation of art and literature, friendship and social communion.
Themes
Morality
The humanist attitude toward morality has changed since its beginning. Starting in the 18th century, humanists were oriented toward an objective and universalist stance on ethics. Both Utilitarian philosophy—which aims to increase human happiness and decrease suffering—and Kantian ethics, which states one should act in accordance with maxims one could will to become a universal law, shaped the humanist moral narrative until the early 20th century. Because the concepts of free will and reason are not based on scientific naturalism, their influence on humanists remained in the early 20th century but was reduced by social progressiveness and egalitarianism. As part of social changes in the late 20th century, humanist ethics evolved to support secularism, civil rights, personal autonomy, religious toleration, multiculturalism, and cosmopolitanism.
A naturalistic criticism of humanistic morality is the denial of the existence of morality. For naturalistic skeptics, morality was not hardwired within humans during their evolution; humans are primarily selfish and self-centered. Defending humanist morality, humanist philosopher John R. Shook makes three observations that lead him to the acceptance of morality. According to Shook, homo sapiens has a concept of morality that must have been with the species since the beginning of human history, developing by recognizing and thinking upon behaviors. He adds morality is universal among human cultures and all cultures strive to improve their moral level. Shook concludes that while morality was initially generated by our genes, culture shaped human morals and continues to do so. He calls "moral naturalism" the view that morality is a natural phenomenon, can be scientifically studied, and is a tool rather than a set of doctrines that was used to develop human culture.
Humanist philosopher Brian Ellis advocates a social humanist theory of morality called "social contractual utilitarianism", which is based on Hume's naturalism and empathy, Aristotelian virtue theory, and Kant's idealism. According to Ellis, morality should aim for eudaimonia, an Aristotelian concept that combines a satisfying life with virtue and happiness by improving societies worldwide. Humanist Andrew Copson takes a consequentialist and utilitarian approach to morality; according to Copson, all humanist ethical traits aim at human welfare. Philosopher Stephen Law emphasizes some principles of humanist ethics; respect for personal moral autonomy, rejection of god-given moral commands, an aim for human well-being, and "emphasiz[ing] the role of reason in making moral judgements".
Humanism's godless approach to morality has driven criticism from religious commentators. The necessity for a divine being delivering sets of doctrines for morals to exist is a common argument; according to Dostoevsky's character Ivan Karamázov in The Brothers Karamazov, "if God does not exist, then everything is permitted". This argument suggests chaos will ensue if religious belief disappears. For humanists, theism is an obstacle to morality rather than a prerequisite for it. According to humanists, acting only out of fear, adherence to dogma, and expectation of a reward is a selfish motivation rather than morality. Humanists point to the subjectivity of the supposedly objective divine commands by referring to the Euthyphro dilemma, originally posed by Socrates: "does God command something because it is good or is something good because God commands it?" If goodness is independent from God, humans can reach goodness without religion but relativism is elicited if God creates goodness. Another argument against this religious criticism is the human-made nature of morality, even through religious means. The interpretation of holy scriptures almost always includes human reasoning; different interpreters reach contradictory theories.
Religion
Humanism has widely been seen as antithetical to religion. Philosopher of religion David Kline, traces the roots of this animosity since the Renaissance, when humanistic views deconstructed the previous religiously defined order. Kline describes several ways this antithesis has evolved. Kline notes the emergence of a confident human-made knowledge, which was a new way of epistemology, repelled the church from its authoritative position. Kline uses the paradigm of non-humanists Copernicus, Kepler, and Galileo to illustrate how scientific discoveries added to the deconstruction of the religious narrative in favor of human-generated knowledge. This ultimately uncoupled the fate of humans from the divine will, prompting social and political shifts. The relation of state and citizens changed as civic humanistic principles emerged; people were no longer to be servile to religiously grounded monarchies but could pursue their own destinies. Kline also points at the aspects of personal belief that added to the hostility between humanism and religion. Humanism was linked with prominent thinkers who advocated against the existence of God using rationalistic arguments. Critique of theism continued through the humanistic revolutions in Europe, challenging religious worldviews, attitudes and superstitions on a rational basis—a tendency that continued to the 20th century.
According to Stephen Law, humanist adherence to secularism placed humans at odds with religion, especially nationally dominant religions striving to retain privileges gained in the last centuries. Worth notes religious persons can be secularists. Law notes secularism is criticized for suppressing freedom of expression of religious persons but firmly denies such accusation; instead, he says, secularism protects this kind of freedom but opposes the privileged status of religious views.
According to Andrew Copson, humanism is not incompatible with some aspects of religion. He observes that components like belief, practice, identity, and culture can coexist, allowing an individual who subscribes to only a few religious doctrines to also identify as a humanist. Copson adds that religious critics usually frame humanism as an enemy of religion but most humanists are proponents of religious tolerance or exhibit a curiosity about religion's effects in society and politics, commenting: "Only a few are regularly outraged by other people's false beliefs per se".
The meaning of life
In the 19th century, along with the decline of religion and its accompanied teleology, the question of the meaning of life became more prominent. Unlike religions, humanism does not have a definite view on the meaning of life. Humanists commonly say people create rather than discover meaning. While philosophers such as Nietzsche and Sartre wrote on the meaning of life in a godless world, the work of Albert Camus has echoed and shaped humanism. In Camus' The Myth of Sisyphus, he quotes a Greek myth in which the absurd hero Sisyphus is destined to push a heavy rock up a hill; the rock slips back and he must repeat the task. Sisyphus is negating Gods and preset meanings of life, but argues that life has value and significance, and that each individual is able to create their meanings of life. Camus thus highlights the importance of personal agency and self-determination that lie at the centre of humanism.
Personal humanist interpretations of the meaning of life vary from the pursuit of happiness without recklessness and excesses to participation in human history, and connection with loved ones, living animals, and plants. Some answers are close to those of religious discourse if the appeal to divinity is overlooked. According to humanist professor Peter Derks, elements that contribute to the meaning of life are a morally worthy purpose in life, positive self-evaluation, an understanding of one's environment, being seen and understood by others, the ability to emotionally connect with others, and a desire to have a meaning in life. Humanist professor Anthony B. Pinn places the meaning of life in the quest of what he calls "complex subjectivity". Pinn, who is advocating for a non-theistic, humanistic religion inspired by African cultures, says seeking the never-reaching meaning of life contributes to well-being, and that rituals and ceremonies, which are occasions for reflection, provide an opportunity to assess the meaning of life, improving well-being.
In public life
In politics
The hallmark of contemporary humanism in politics is the demand for secularism. Philosopher Alan Haworth said secularism delivers fair treatment to all citizens of a nation-state since all are treated without discrimination; religion is a private issue and the state should have no power over it. He also argues that secularism helps plurality and diversity, which are fundamental aspects of our modern world. While barbarism and violence can be found in most civilizations, Haworth notes religion usually fuels rhetoric and enables these actions. He also said the values of hard work, honesty, and charity are found in other civilizations. According to Haworth, humanism opposes the irrationality of nationalism and totalitarianism, whether these are part of fascism or Marxist–Leninist communism.
According to professor Joseph O. Baker, in political theory, contemporary humanism is formed by two main tendencies; the first is individualistic and the second inclines to collectivism. The trajectory of each tendency can lead to libertarianism and socialism respectively, but a range of combinations exists. Individualistic humanists often have a philosophical perspective of humanism; in politics, these are inclined to libertarianism and in ethics tend to follow a scientistic approach. Collectivists have a more-applied view of humanism, lean toward socialism, and have a humanitarian approach to ethics. The second group has connections with the thought of young Marx, especially his anthropological views rejecting his political practices. A factor that repels many humanists from the libertarian view is the neoliberal or capitalistic consequences they feel it entails.
Humanism has been a part of both major 20th-century ideological currents—liberalism and Marxism. Early 19th-century socialism was connected to humanism. In the 20th century, a humanistic interpretation of Marxism focused on Marx's early writings, viewing Marxism not as "scientific socialism" but as a philosophical critique aimed at the overcoming of "alienation". In the US, liberalism is associated mostly with humanistic principles, which is distinct from the European use of the same word, which has economical connotations. In the post-1945 era, Jean-Paul Sartre and other French existentialists advocated for humanism, linking it to socialism while trying to stay neutral during the Cold War.
In psychology and counseling
Humanist counseling is humanism-inspired applied psychology, which is a major current of counseling. There are various approaches such as discussion and critical thinking, replying to existential anxiety, and focusing on social and political dimensions of problems. Humanist counseling focuses on respecting the client's worldview and placing it in the correct cultural context. The approach emphasizes an individual's inherent drive towards self-actualization and creativity. It also recognizes the importance of moral questions about one's interactions with people according to one's worldview. This is examined using a process of dialogue. Humanist counseling originated in post-World War II Netherlands.
Humanistic counseling is based on the works of psychologists Carl Rogers and Abraham Maslow. It introduced a positive, humanistic psychology in response to what Rogers and Maslow viewed as the over-pessimistic view of psychoanalysis in the early 1960s. Other sources include the philosophies of existentialism and phenomenology.
Some modern counseling organizations have humanist origins, like the British Association for Counselling and Psychotherapy, which was founded by Harold Blackham, which he developed alongside the British Humanist Association's Humanist Counselling Service. Modern-day humanist pastoral care in the UK and the Netherlands draws on elements of humanistic psychology.
Demographics
Demographic data about humanists is sparse. Scholar Yasmin Trejo examined the results of Pew Research Center's 2014 Religious Landscape Study. Trejo did not use self-identification to measure humanists but combined the answers of two questions: "Do you believe in God or a universal spirit?" (she chose those who answered 'no') and "when it comes to questions of right or wrong, which of the following do you look to most for guidance?" (picking answers 'scientific information' and 'philosophy and reason'). According to Trejo, most humanists identify as atheist or agnostic (37% and 18%), 29% as "nothing in particular", while 16% of humanists identify as religious. She also found most humanists (80%) were raised in a religious background. Sixty percent of humanists are married to non-religious spouses, while one quarter are married to a Christian. There is a gender divide among humanists: 67 percent are male. Trejo says this can be explained by the fact that more males self-identify as atheist, while women have stronger connections to religion because of socialization, community influence, and stereotypes; some women, especially Catholic Latinas, are expected to be religious and many of them abide by their community expectations. Other findings note the high level of education of most humanists, indicating a higher socioeconomic status. The population of humanists is overwhelming non-Hispanic white; according to Trejo, this is because minority groups are usually very religious.
Criticisms
Western and Christian
Criticism of humanism focus on its adherence to human rights, which some critics have called "Western". Critics say humanist values have become a tool of Western moral dominance, which is a form of neo-colonialism that leads to oppression and a lack of ethical diversity. Other critics, namely feminists, black activists, postcolonial critics, and gay and lesbian advocates, say humanism is an oppressive philosophy because it is not free from the biases of the white, heterosexual males who shaped it. History professor Samuel Moyn attacks humanism for its connection to human rights. According to Moyn, the concept of human rights in the 1960s was a declaration of anti-colonial struggle, but that idea was later transformed into an impossible utopian vision, replacing the failing utopias of the 20th century. The humanist use of human rights rhetoric thus turns human rights into a moral tool that is impractical and ultimately non-political. He also notes a commonality between humanism and the Catholic discourse on human dignity.
Anthropology professor Talal Asad argues humanism is a project of modernity and a secularized continuation of Western Christian theology. According to Asad, just as the Catholic Church passed the Christian doctrine of love to Africa and Asia while assisting in the enslavement of large parts of their population, humanist values have at times been a pretext for Western countries to expand their influence to other parts of the world to humanize "barbarians". Asad has also said humanism is not a purely secular phenomenon but takes the idea of the essence of humanity from Christianity. According to Asad, Western humanism cannot incorporate other humanistic traditions, such as those from India and China, without subsuming and ultimately eliminating them.
Sociology professor Didier Fassin has stated that humanism's focus on empathy and compassion, rather than goodness and justice, is a problem. According to Fassin, humanism originated in the Christian tradition, particularly the Parable of the Good Samaritan, in which empathy is universalized. Fassin has also argued that humanism's central essence, the sanctity of human life, is a religious victory hidden in a secular wrapper.
Amoral and materialistic
The main criticism from evangelical Christians, such as Tim LaHaye, is that humanism destroys traditional family and moral values. According to Corliss Lamont, this criticism is a malicious campaign by religious fanatics, the so-called Moral Majority, who need a demonic scapegoat to rally its followers. Other religious opponents scorn humanism by stating it is materialistic thereby diminishing humanity because it denies the spiritual nature and needs of man. Also, because the goal in life is the acquisition of material goods, humanism produces greed and selfishness. In response to this criticism Norman states that there is absolutely no reason why humanists should be committed to the view that the only things worth living for are 'material goods'. Such an accusation, he says, is based on a "sloppy" understanding of materialism. However, he does acknowledge a "tension" in humanism that because of its championing of scientific knowledge, it appears to be committed to a materialistic conception of human beings as physical systems and therefore as not much different from anything else in the universe.
Vague and indefinable
Humanism has frequently been criticised for its vagueness and the difficulty of defining the term. According to Paul Kurtz, “Humanism is so charged with levels of emotion and rhetoric that its meaning is often vague and ambiguous”. For Giustiniani, “the meaning of ‘humanism’ has so many shades that to analyze all of them is hardly feasible”. Nicolas Walter points out that most of the people in the past who have called themselves or been called humanists would reject many of today's tenets. The origins of humanism, he writes, “are so contradictory and confusing that it is often meaningless on its own”. Andrew Copson notes that the suggestion that there are two types of humanism – religious and secular – “has begun to seriously muddy the conceptual water”. According to Tony Davies, “the meaning of ‘humanism’ is the semantic tangle, or grapple, that makes its meaning so difficult to grasp”. For Sarah Bakewell, humanism “is a semantic cloud of meanings and implications, none attachable to any particular theorist or practitioner”.
Yet, the difficulty of defining humanism is not necessarily a problem. Davies avoids offering a definition, choosing instead “to stress the plurality, complexity and fluidity of meanings”. Jeaneane Fowler argues that humanism is indefinable precisely because of its “particular dynamism” and the acknowledged vagueness of the term “far from being a disadvantage, is an asset”.
Antihumanism
Antihumanism is a philosophical theory that rejects humanism as a pre-scientific ideology. This argument developed during the 19th and 20th centuries in parallel with the advancement of humanism. Prominent thinkers questioned the metaphysics of humanism and the human nature of its concept of freedom. Nietzsche, while departing from a humanistic, pro-Enlightenment viewpoint, criticized humanism for illusions on a number of topics, especially the nature of truth. According to Nietzsche, objective truth is an anthropomorphic illusion and humanism is meaningless, and replacing theism with reason and science simply replaces one religion with another.
According to Karl Marx, humanism is a bourgeois project that inaccurately attempts to present itself as radical. After the atrocities of World War II, questions about human nature and the concept of humanity were renewed. During the Cold War, influential Marxist philosopher Louis Althusser introduced the term "theoretical antihumanism" to attack both humanism and humanist-like socialist currents, eschewing more structural and formal interpretations of Marx. According to Althusser, Marx's early writings resonate with the humanistic idealism of Hegel, Kant, and Feuerbach, but Marx radically moved toward scientific socialism in 1845, rejecting concepts such as the essence of man.
Humanist organizations
Humanist organizations exist in several countries. Humanists International is a global organization. The three countries with the highest numbers of Humanist International member organisations are the UK, India, and the US. The largest humanist organisation is the Norwegian Humanist Association. Humanists UK – formerly the British Humanist Association – and the American Humanist Association are two of the oldest humanist organizations.
In 2015, London-based Humanists UK had around 28,000 members. Its membership includes some high-profile people such as Richard Dawkins, Brian Cox, Salman Rushdie, Polly Toynbee, and Stephen Fry, who are known for their participation in public debate, promoting secularism, and objecting to state funding for faith-based institutions. Humanists UK organizes and conducts non-religious ceremonies for weddings, namings, comings of age, and funerals.
The American Humanist Association (AHA) was formed in 1941 from previous humanist associations. Its journal The Humanist is the continuation of a previous publication The Humanist Bulletin. In 1953, the AHA established the "Humanist of the Year" award to honor individuals who promote science. By the 1970s, it became a well-recognized organization, initiating campaigns for abortion rights and opposing discriminatory policies. This resulted in the organization becoming a target of the religious right by the 1980s.
See also
Notes
References
Sources
Further reading
External links
American Humanist Association
International Humanist and Ethical Union
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