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12160 | https://en.wikipedia.org/wiki/Politics%20of%20Guatemala | Politics of Guatemala | Politics of Guatemala takes place in a framework of a presidential representative democratic republic, where by the President of Guatemala is both head of state, head of government, and of a multi-party system. Executive power is exercised by the government. Legislative power is vested in both the government and the Congress of the Republic. The judiciary is independent of the executive and the legislature. Guatemala is a Constitutional Republic.
Guatemala's 1985 Constitution provides for a separation of powers among the executive, legislative, and judicial branches of government.
Executive branch
The president and vice president are directly elected through universal suffrage and limited to one term. A vice president can run for president after four years out of office.
|President
|Alejandro Giammattei
|Vamos
|14 January 2020
|}
Legislative branch
The Congress of the Republic (Congreso de la República) has 158 members, elected for a four-year term, partially in departmental constituencies and partially by nationwide proportional representation.
Political parties and elections
Political parties in Guatemala are generally numerous and unstable. No party has won the presidency more than once and in every election period the majority of the parties are small and newly formed. Even the longer-lived parties, such as the Christian Democrats (DCG) or the URNG, tend to last less than a decade as significant forces in Guatemalan politics.
Judicial branch
The Constitutional Court (Corte de Constitucionalidad) is Guatemala's constitutional court and only interprets the law in matters that affect the country's constitution. It is composed of five judges, elected for concurrent five-year terms each with a supplement, each serving one year as president of the Court: one is elected by Congress, one elected by the Supreme Court of Justice, one is appointed by the President, one is elected by Superior Council of the Universidad San Carlos de Guatemala, and one by the Bar Association (Colegio de Abogados);
The Supreme Court of Justice (Corte Suprema de Justicia) is Guatemala's highest court. It comprises thirteen members, who serve concurrent five-year terms and elect a president of the Court each year from among their number. The Supreme Court has an Appeal Court formed by 43 members. When one of the Supreme Court is absent or cannot participates in a case, one of the Appeal Court takes its place. The president of the Supreme Court of Justice is also president of the Judicial Branch of Guatemala (Organismo Judicial de Guatemala), and supervises both the hundreds of trial judges around the country (who are named to five-year terms) and the administrative work force which assists the magistrates.
Administrative divisions
Guatemala is divided into 22 departments, administered by governors appointed by the president. Guatemala City and 333 other municipalities are governed by popularly elected mayors or councils.
Foreign relations
Guatemala's major diplomatic interests are regional security and increasingly, regional development and economic integration.
Political culture and human rights
The 1999 presidential and legislative elections were considered by international observers to have been free and fair. Participation by women and indigenous voters was higher than in the recent past, although concerns remained regarding the accessibility of polling places in rural areas.
Alfonso Portillo's landslide victory combined with a Guatemalan Republican Front (FRG) majority in Congress suggested possibilities for rapid legislative action. However, under the Guatemalan Constitution of 1985, passage of many kinds of legislation requires a two-thirds vote. Passage of such legislation is not possible, therefore, with FRG votes alone.
The political balance was disrupted in 2000 when allegations surfaced that the FRG had illegally altered legislation. Following an investigation, the Supreme Court stripped those involved, including President of Congress and FRG chief Ríos Montt, of their legislative immunity to face charges in the case. At roughly the same time, the PAN opposition suffered an internal split and broke into factions; the same occurred in the ANN. As a result, reforms essential to peace implementation await legislative action.
New cases of human rights abuse continued to decline, although violent harassment of human rights workers presented a serious challenge to government authority. Common crime, aggravated by a legacy of violence and vigilante justice, presents another serious challenge. Impunity remains a major problem, primarily because democratic institutions, including those responsible for the administration of justice, have developed only a limited capacity to cope with this legacy. The government has stated it will require until 2002 to meet the target of increasing its tax burden (at about 10% of GDP, currently the lowest in the region) to 12% of GDP.
During the Presidential race, the FRG organized what will later be known as Black Thursday (Jueves negro). The FRG organized its partisans from the country and brought them to the city. The FRG gave them transport, food, a shelter for the night, and meter long sticks. With these sticks, the participants ran through the streets wreaking havoc on the public infrastructure. During this day a journalist of Prensa Libre (a leading newspaper) was killed.
The media, which have a tradition of being independent and free,[According to whom?] took it very personally and for the next month, every headline was about these events, and the participation of the ruling party in this day of terror. The FRG was protesting the ruling of the TSE (supreme electoral tribunal) to ban the FRG candidate Efrain Rios Mont from the race. The TSE argued that as a formal putschist, he was banned by the constitution from ever becoming president. The FRG argued that since the events in which the former general participated predate the constitution, he was eligible for presidential office. Common sense argued that if such a clause was not retroactive by nature it would have no point.
Since 2004 Óscar Berger of the GANA (a coalition of political parties rather than a single one) won the elections, it is important to note that this was the first government in the history of democratic Guatemala that did not have an overwhelming majority in Congress. After he took office in January 2004 it was made public that the FRG had wildly ransacked the government going to the extremes of stealing computer equipment and objects of historic importance. Alfonso Portillo fled to Mexico with an impressive amount of money stolen from military funds, the national hospital, and the revenue service. Guatemala made a formal request for the deportation of Portillo to face charges of embezzlement, however, Mexico has never revoked diplomatic asylum once it is granted to a person.
Though the constitution says nothing about it, the vice president runs the government like a prime minister while the president deals with foreign affairs, this can be seen regularly as the VP stands in for the president in many events that are traditionally presided by the President of the Republic.
Criminality has reached staggering proportions: about 200 murders per month and it is starting to affect the economy as many companies prefer to leave the country than face the growing corruption and insecurity. One significant problem is the ongoing gang warfare between the M18 (Mara Dieciocho) and the MS (Mara Salvatrucha). These are two rival street gangs comprising loosely linked international franchise organizations, who wield a power somewhat like that of the US mafia of the 1930s and are for the moment above and beyond the grasp of the law. They hold territory under their control and extort "taxes" (la renta) from it.
They are not yet involved in high-level organized trafficking. That industry is of a different class of organized crime in Guatemala, with Mexican smugglers and top-ranking Guatemalan police officials regularly making headlines being caught with hundreds of kilograms of cocaine.
The mara phenomenon originated in the United States in the 1980s, specifically in Los Angeles, among refugees fleeing civil wars in El Salvador and Guatemala. Later many members of the maras were deported from the United States to their countries of origin, and during the 1990s this has helped fuel the spread of the two gangs across the United States, Mexico, El Salvador, Guatemala, Honduras, and even Italy and Spain. There is a zone of Guatemala City, "El Gallito" which is recognized as being outside of Government control, it belongs to the drug lords that inhabit it. Barrio "El Gallito" is located in Zone 3, away from the National Palace where the Government's offices are located.
Drug trafficking has reached staggering proportions in Guatemala, with corruption extending to top positions of many branches of government. Various narco-mafias vie for control of the remote northern jungle regions of Petén, where drugs, arms, and people all cross the border into Mexico, mostly bound for the United States. Drug trafficking is undoubtedly the greatest threat to political freedom in Guatemala today.
Guatemala is plagued by lynchings which severely blemish the country's humans rights record as a violation of due process of law.
The Berger administration has been hailed in some circles for its work in devolution. Guatemala has always been a strongly centralized state and the administration sought to take halt the growing pre-eminence of the Capital. For example, the administration has engaged in mobile cabinets where the President and all his ministers will go into the country and change the seat of power every so often, to be "closer to the people".
The administration is facing growing financial difficulties, potentially in part due to 60% of the population being considered "poor" and therefore ineligible for taxation. The SAT (superintendence of tributary administration), the revenue service, is therefore obligated to tax the middle class which is starting to suffer under the burden. The SAT has become stringent in its application of the law seeking the full penalties of incarceration for tax evasion.
In September 2006 the PNC (civil national police), in a joint action with the national military took by storm the Pavon detention centre, a prison with 1,500 inmates which until that date hadn't been requisitioned for 10 years and which was a hub of criminal activity. Some inmates, the guard of the chief of the mafioso what ran the prison and the leader himself resisted the onslaught of forces of law with AK-47 and handguns, they were massacred. Around 3,000 infantry and 4 tanks participated in the action. This was a milestone in the history of Guatemala and made national headlines.
2006 saw the dismemberment of the GANA in the face of the 2007 elections. It fractured into many parties, damaging the ability of the government to get legislation through Congress.
In the November 2007, second round presidential elections, Álvaro Colom of the UNE was elected president, defeating ex-general Otto Perez Molina of the PP. And in 2011, Retired General Otto Pérez Molina of the Patriotic Party won the presidential election in a runoff against populist Manuel Baldizón of the LIDER party. Pérez Molina assumed office on 14 January 2012, and his vice president is Roxana Baldetti. In september 2015, President Otto Perez Molina resigned because of bribery allegations.
In October 2015 presidential election, former TV comedian Jimmy Morales was elected as the new President of Guatemala after huge anti-corruption demonstrations. He took office in January 2016. In January 2020, Alejandro Giammattei replaced Jimmy Morales as the President of Guatemala. Giammattei had won the presidential election in August 2019 with his "tough-on-crime" agenda.
See also
Central American Parliament
References
External links
Congresso of the Republic of Guatemala
Justice of Guatemala |
12164 | https://en.wikipedia.org/wiki/Armed%20Forces%20of%20Guatemala | Armed Forces of Guatemala | The Guatemalan Armed Forces () consists of the National Army of Guatemala (Ejercito Nacional de Guatemala, ENG), the Guatemalan National Defense Navy (Marina de la Defensa Nacional, includes Marines), the Guatemalan Air Force (Fuerza Aerea Guatemalteca, FAG), and the Presidential Honor Guard (Guardia de Honor Presidencial).
The Ministry of National Defence is the agency of the Guatemalan government responsible for the budget, training and policy of the armed forces. Based in Guatemala City, the Defence Ministry is heavily guarded, and the President of Guatemala frequently visits. the Minister of National Defence is Major General Luis Miguel Ralda Moreno.
The Minister of Defense is responsible for policy. Day-to-day operations are the responsibility of the military chief of staff and the national defense staff.
History
Guatemala is a signatory to the Rio Pact and was a member of the Central American Defense Council (CONDECA). The President of the Republic is commander-in-chief.
Prior to 1945 the Defence Ministry was titled the Secretariat of War (Secretaría de la Guerra).
An agreement signed in September 1996, which is one of the substantive peace accords, mandated that the mission of the armed forces change to focus exclusively on external threats. Presidents Álvaro Arzú and his successors Alfonso Portillo, Óscar Berger and Álvaro Colom, have used a constitutional clause to order the army on a temporary basis to support the police in response to a nationwide wave of violent crime, a product of the Mexican criminal organizations going across the north-west region.
The peace accords call for a one-third reduction in the army's authorized strength and budget — achieved in 2004 — and for a constitutional amendment to permit the appointment of a civilian minister of defense. A constitutional amendment to this end was defeated as part of a May 1999 plebiscite, but discussions between the executive and legislative branches continue on how to achieve this objective.
In 2004 the army has gone beyond its accord-mandated target, and has implemented troop reductions from an estimated 28,000 to 15,500 troops, including subordinate air force (1,000) and navy (1,000) elements. It is equipped with armaments and material from the United States, Israel, Taiwan, Argentina, Spain, and France. As part of the army downsizing, the operational structure of 19 military zones and three strategic brigades are being recast as several military zones are eliminated and their area of operations absorbed by others. The air force operates three air bases; the navy has two port bases.
The Guatemalan army has a special forces unit (specializing in anti-insurgent jungle warfare) known as the Kaibiles. In 2011, a Guatemalan court convicted four members of the Kaibiles, of killing more than 200 civilians in the Dos Erres massacre in 1982. Each man was sentenced to 6,050 years in prison. Their convictions for their roles in the massacre nearly 30 years prior, in which soldiers killed more than 200 men, women, and children, would not have happened if not for the courage of victims of violence and Guatemala's attorney general, Claudia Paz y Paz. After the convictions of the Dos Erres four, based on a Guatemalan government's commitment to reorganize its special forces units, the U.S. Department of Defense resumed military aid.
Armed Forces Day
The Día del Ejército (Army Day or Armed Forces Day) is celebrated on 30 June, although if it occurs on a Tuesday or Wednesday it is celebrated on the prior Monday, and if it occurs on Thursday, Friday, Saturday, or Sunday it moves to the following Monday.
Organization
The Armed Forces today number at around 39,000 active personnel.
Leadership
Service branches
Army
The Army or Land Forces are the oldest military branch of the armed forces. In the middle of the 19th century, General Rafael Carrera promoted it with the triumph in the Battle of San José La Arada, dated to 2 February 1851, a date that is today commemorated as the day of this branch.
Navy
The Navy was founded on 15 January 1959, by the then President Miguel Ydígoras Fuentes, due to the need to protect the country's marine resources, which at the time were the object of illegal predation by fishing boats from neighboring countries. It is a state entity with functions as a police agency for seas and rivers.
Air Force
The Guatemalan Air Force () constitutes the aviation portion of the Guatemalan Army. Founded in 1921, it is organized, equipped and trained to plan, conduct and execute the actions imposed by the State Military Defense in relation to the use of air power.
Honor Guard
The Presidential Honor Guard of Guatemala is a branch of the Guatemalan Land Forces, responsible for the care and protection of the President of the Republic, as well as the Vice President.
Equipment
Personal equipment
Vehicles
All data from World Military Intelligence
Armoured vehicles
Utility vehicles
Artillery
Towed artillery
12 M-101 105mm (United States)
8 M-102 105mm (United States)
56 M-56 105mm (Yugoslavia)
12 M-116 75mm (United States)
Mortars
55 M-1 81mm (United States)
12 M30 107mm (United States)
18 ECIA 120mm (Spain)
Recoilless rifles
64 M67 90mm recoilless rifles (United States)
64 M-1974 FMK-1 105mm recoilless rifles (Argentina)
56 M40A1 106mm recoilless rifles (United States)
Air defence
16 M-55 3x20mm (Yugoslavia)
16 GAI-BO1 20mm Oerlikon (Switzerland)
TCM 20 2x20mm (some reported) (Israel/Switzerland)
5 M42 Duster 2x40mm SP-AAG (United States/Sweden)
Naval boats
1 110 ft Broad class patrol boat: GC-1051
1 40 ft Dauntless class patrol boat: Iximche
2 85 ft Sewart Seacraft patrol boats: GC-851 Utatlan, GC-852 Subteniente Osoho Saravia
6 Cutlass 65 ft (Halter Marine) class patrol boats: GC 651-656
11 small patrol launches
1 ferry
2 sail training boats
2 Machete class personnel landing craft (Halter Marine)
Notable military personnel
Captain General Rafael Carrera
Colonel Jacobo Árbenz Guzman
Field Marshal José Víctor Zavala
General Justo Rufino Barrios
General Miguel Garcia Granados
References
External links
Official Website of Guatemala's Military
Raul Sohr. ‘’Centroamérica en guerra.’’ Alianza Editorial. México. 1988.
Christopher F. Foss. ‘’Jane's tank and combat vehicles recognition guide. ‘’Harper Collins Publishers. UK. 2000. |
12166 | https://en.wikipedia.org/wiki/Guernsey | Guernsey | Guernsey (; Guernésiais: Giernési) is an island in the English Channel off the coast of Normandy that is part of the Bailiwick of Guernsey, a British Crown Dependency.
It is the second largest of the Channel Islands, an island group roughly north of Saint-Malo and west of the Cotentin Peninsula. The jurisdiction consists of ten parishes on the island of Guernsey, three other inhabited islands (Herm, Jethou and Lihou), and many small islets and rocks.
It is not part of the United Kingdom, although defence and some aspects of international relations are managed by the UK. Although the bailiwicks of Jersey and Guernsey are often referred to collectively as the Channel Islands, the "Channel Islands" are not a constitutional or political unit. Jersey has a separate relationship to the Crown from the other Crown dependencies of Guernsey and the Isle of Man, although all are held by the monarch of the United Kingdom.
The island has a mixed British-Norman culture, although British cultural influence is stronger, with English being the main language and the Pound sterling its primary currency. The island has a traditional local language known as Guernésiais.
Toponymy
The island's name, "Guernsey", like that of neighbouring "Jersey", is of Old Norse origin. The second element of each word, "-ey", is the Old Norse for "island", while the original root, "guern(s)", is of uncertain origin and meaning, possibly deriving from either a personal name such as Grani or Warinn, or from gron, meaning pine tree.
Previous names for the Channel Islands vary over history, but include the Lenur islands, and Sarnia; Sarnia is the Latin name for Guernsey, or Lisia (Guernsey) and Angia (Jersey).
History
Early history
Around 6000 BC, rising seas created the English Channel and separated the Norman promontories that became the bailiwicks of Guernsey and Jersey from continental Europe. Neolithic farmers then settled on its coast and built the dolmens and menhirs found in the islands today, providing evidence of human presence dating back to around 5000 BC.
Evidence of Roman settlements on the island, and the discovery of amphorae from the Herculaneum area and Spain, show evidence of an intricate trading network with regional and long-distance trade. Buildings found in La Plaiderie, St Peter Port dating from 100 to 400 AD appear to be warehouses. The earliest evidence of shipping was the discovery of a wreck of a ship in St Peter Port harbour, which has been named "Asterix". It is thought to be a 3rd-century Roman cargo vessel and was probably at anchor or grounded when a fire broke out. Travelling from the Kingdom of Gwent, Saint Sampson, later the abbot of Dol in Brittany, is credited with the introduction of Christianity to Guernsey.
Middle Ages
In 933, the Cotentin Peninsula including Avranchin which included the islands, were placed by the French King Ranulf under the control of William I. The island of Guernsey and the other Channel Islands represent the last remnants of the medieval Duchy of Normandy. In 1204, when King John lost the continental portion of the Duchy to Philip II of France, the islands remained part of the kingdom of England. The islands were then recognised by the 1259 Treaty of Paris as part of Henry III's territories.
During the Middle Ages, the island was a haven for pirates that would use the "lamping technique" to ground ships close to the island. This intensified during the Hundred Years War, when, starting in 1339, the island was occupied by the Capetians on several occasions. The Guernsey Militia was first mentioned as operational in 1331 and would help defend the island for a further 600 years.
In 1372, the island was invaded by Aragonese mercenaries under the command of Owain Lawgoch (remembered as Yvon de Galles), who was in the pay of the French king. Owain and his dark-haired mercenaries were later absorbed into Guernsey legend as invading fairies from across the sea.
Early modern period
As part of the peace between England and France, Pope Sixtus IV issued in 1483 a Papal bull granting the Privilege of Neutrality, by which the Islands, their harbours and seas, as far as the eye can see, were considered neutral territory. Anyone molesting Islanders would be excommunicated. A Royal Charter in 1548 confirmed the neutrality. The French attempted to invade Jersey a year later in 1549 but were defeated by the militia. The neutrality lasted another century, until William III of England abolished the privilege due to privateering activity against Dutch ships.
In the mid-16th century, the island was influenced by Calvinist reformers from Normandy. During the Marian persecutions, three women, the Guernsey Martyrs, were burned at the stake for their Protestant beliefs, along with the infant son of one of the women. The burning of the infant was ordered by Bailiff Hellier Gosselin, with the advice of priests nearby who said the boy should burn due to having inherited moral stain from his mother. Later on Hellier Gosselin fled the island to escape widespread outrage.
During the English Civil War, Guernsey sided with the Parliamentarians. The allegiance was not total, however; there were a few Royalist uprisings in the southwest of the island, while Castle Cornet was occupied by the Governor, Sir Peter Osborne, and Royalist troops. In December 1651, with full honours of war, Castle Cornet surrendered – the last Royalist outpost anywhere in the British Isles to surrender.
Wars against France and Spain during the 17th and 18th centuries gave Guernsey shipowners and sea captains the opportunity to exploit the island's proximity to mainland Europe by applying for letters of marque and turning their merchantmen into privateers.
By the beginning of the 18th century, Guernsey's residents were starting to settle in North America, in particular founding Guernsey County in Ohio in 1810. The threat of invasion by Napoleon prompted many defensive structures to be built at the end of that century. The early 19th century saw a dramatic increase in the prosperity of the island, due to its success in the global maritime trade, and the rise of the stone industry. Maritime trade suffered a major decline with the move away from sailing craft as materials such as iron and steel were not available on the island.
Le Braye du Valle was a tidal channel that made the northern extremity of Guernsey, Le Clos du Valle, a tidal island. Le Braye du Valle was drained and reclaimed in 1806 by the British Government as a defence measure. The eastern end of the former channel became the town and harbour (from 1820) of St Sampson's, now the second biggest port in Guernsey. The western end of La Braye is now Le Grand Havre. The roadway called "The Bridge" across the end of the harbour at St Sampson's recalls the bridge that formerly linked the two parts of Guernsey at high tide. New roads were built and main roads metalled for ease of use by the military. Infrastructure was funded by creating money debt-free starting in 1815.
Contemporary period
During the First World War, about 3,000 island men served in the British Expeditionary Force. Of these, about 1,000 served in the Royal Guernsey Light Infantry regiment formed from the Royal Guernsey Militia in 1916.
From 30 June 1940, during the Second World War, the Channel Islands were occupied by German troops. Before the occupation, 80% of Guernsey children had been evacuated to England to live with relatives or strangers during the war. Most children returned home after the war ended in 1945. The occupying German forces deported over 1,000 Guernsey residents to camps in southern Germany, notably to the Lager Lindele (Lindele Camp) near Biberach an der Riß and to Oflag VII-C in Laufen. Guernsey was very heavily fortified during World War II, out of all proportion to the island's strategic value. German defences and alterations remain visible, particularly to Castle Cornet and around the northern coast of the island. Guernsey and Jersey were both liberated on 9 May 1945, now celebrated as Liberation Day on the two islands.
During the late 1940s the island repaired the damage caused to its buildings during the occupation. The tomato industry started up again and thrived until the 1970s when the significant increase in world oil prices led to a sharp, terminal decline. Tourism has remained important. Finance businesses grew in the 1970s and expanded in the next two decades and are important employers. Guernsey's constitutional and trading relationships with the UK is largely unaffected by Brexit.
Geography
Situated in Mont Saint-Michel Bay at around , Guernsey, Herm and some other smaller islands together have a total area of and coastlines of about . Elevation varies from sea level to at Hautnez on Guernsey.
There are many smaller islands, islets, rocks and reefs in Guernsey waters. Combined with a tidal range of and fast currents of up to 12 knots, this makes sailing in local waters dangerous. The very large tidal variation provides an environmentally rich inter-tidal zone around the islands, and some sites have received Ramsar Convention designation.
The tidal flows in the area are remarkable, owing to the flatness of the ground for nearly 32 km (20 mi) westward. Guernsey is the westernmost of the Channel Islands, and the jurisdiction is at the greatest distance from the coast of Normandy than any of the other islands.
Climate
Guernsey's climate is temperate with mild winters and mild, sunny summers. It is classified as an oceanic climate, with a dry-summer trend, although marginally wetter than mediterranean summers. The warmest months are July and August, when temperatures are generally around with some days occasionally going above . On average, the coldest month is February with an average weekly mean air temperature of . Average weekly mean air temperature reaches in August. Snow rarely falls and is unlikely to settle, but is most likely to fall in February. The temperature rarely drops below freezing, although strong wind-chill from Arctic winds can sometimes make it feel like it. The rainiest months are December (average ), November (average ) and January (average ). July is, on average, the sunniest month with 250 hours recorded sunshine; December the least with 58 hours recorded sunshine. 50% of the days are overcast.
Carbon
Guernsey plans to reach carbon neutrality by 2050 according to the Climate Change Policy & Action Plan adopted in August 2020.
Geology
Guernsey has a geological history stretching further back into the past than most of Europe. It forms part of the geological province of France known as the Armorican Massif. There is a broad geological division between the north and south of the island. The Southern Metamorphic Complex is elevated above the geologically younger, lower lying Northern Igneous Complex. Guernsey has experienced a complex geological evolution (especially the rocks of the southern complex) with multiple phases of intrusion and deformation recognisable.
Guernsey is composed of nine main rock types: two of these are granites and the rest gneiss.
Politics
Guernsey is a parliamentary representative democracy and a British Crown dependency. The Lieutenant Governor of Guernsey is the "representative of the Crown in right of the république of the Bailiwick of Guernsey". The official residence of the Lieutenant Governor is Government House. Since 2016 the incumbent has been Vice Admiral Sir Ian Corder KBE, CB, replacing his predecessor, Air Marshal Peter Walker, who had died in post. The post was created in 1835 as a result of the abolition of the office of Governor. Since that point, the Lieutenant Governor has always resided locally.
The jurisdiction is not part of the United Kingdom, although defence and most foreign relations are handled by the British Government.
The entire jurisdiction lies within the Common Travel Area of the British Islands and the Republic of Ireland. Taken together with the separate jurisdictions of Alderney and Sark it forms the Bailiwick of Guernsey.
States of Guernsey
The deliberative assembly of the States of Guernsey () is called the States of Deliberation () and consists of 38 People's Deputies, elected on an islandwide basis every four years. There are also two representatives from Alderney, a semi-autonomous dependency of the Bailiwick, but Sark sends no representative since it has its own legislature. The Bailiff or Deputy Bailiff preside in the assembly. There are also two non-voting members: H.M. Procureur (analogous to the role of Attorney General) and H.M. Comptroller (analogous to Solicitor General), both appointed by the Crown and collectively known as the Law Officers of the Crown.
A projet de loi is the equivalent of a UK bill or a French projet de loi, and a law is the equivalent of a UK act of parliament or a French loi. A draft law passed by the States can have no legal effect until formally approved by Her Majesty in Council and promulgated by means of an order in council. Laws are given the Royal Sanction at regular meetings of the Privy Council in London, after which they are returned to the islands for formal registration at the Royal Court. The States also make delegated legislation known as Ordinances (Ordonnances) and Orders (ordres) which do not require the Royal Assent. Commencement orders are usually in the form of ordinances.
The Policy and Resources Committee is responsible for Guernsey's constitutional and external affairs, developing strategic and corporate policy and coordinating States business. It also examines proposals and Reports placed before Guernsey's Parliament (the States of Deliberation) by Departments and Non States Bodies. The President of the committee is the de facto head of government of Guernsey.
Legal system
Guernsey's legal system originates in Norman Customary Law, overlaid with principles taken from English common law and Equity as well as from statute law enacted by the competent legislature(s) – usually, but not always, the States of Guernsey. Guernsey has almost complete autonomy over internal affairs and certain external matters. However, the Crown – that is to say, the UK Government – retains an ill-defined reserved power to intervene in the domestic affairs of any of the five Crown Dependencies within the British Islands "in the interests of good government". The UK Parliament is also a source of Guernsey law for those matters which are reserved to the UK, namely defence and foreign affairs.
The head of the bailiwick judiciary in Guernsey is the Bailiff, who, as well as performing the judicial functions of a Chief Justice, is also the head of the States of Guernsey and has certain civic, ceremonial and executive functions. The Bailiff's functions may be exercised by the Deputy Bailiff. The posts of Bailiff and Deputy Bailiff are Crown appointments. Sixteen Jurats, who need no specific legal training, are elected by the States of Election from among Islanders. They act as a jury, as judges in civil and criminal cases and fix the sentence in criminal cases. First mentioned in 1179, there is a list of Jurats who have served since 1299.
The oldest Courts of Guernsey can be traced back to the 9th century. The principal court is the Royal Court and exercises both civil and criminal jurisdiction. Additional courts, such as the Magistrate's Court, which deals with minor criminal matters, and the Court of Appeal, which hears appeals from the Royal Court, have been added to the Island's legal system over the years.
External relations
Several European countries have a consular presence within the jurisdiction. The French Consulate is based at Victor Hugo's former residence at Hauteville House.
While the jurisdiction of Guernsey has complete autonomy over internal affairs and certain external matters, the topic of complete independence from the British Crown has been discussed widely and frequently, with ideas ranging from Guernsey obtaining independence as a Dominion to the bailiwicks of Guernsey and Jersey uniting and forming an independent Federal State within the Commonwealth, whereby both islands retain their independence with regards to domestic affairs but internationally, the islands would be regarded as one state.
Although it was not a member of the European Union, it had a special relationship with it until Brexit. It had been treated as part of the European Community with access to the single market for the purposes of the free trade in goods. From 2021 with free travel to the continent ceasing, additional bureaucratic procedures come into force, including the need for international driving licences and green cards for vehicle insurance.
Parishes
Guernsey has ten parishes, which act as civil administration districts with limited powers. Each parish is administered by a Douzaine, usually made up of twelve members, known as Douzeniers. Douzeniers are elected for a four-year mandate, two Douzeniers being elected by parishioners at a parish meeting in November each year. The senior Douzenier is known as the Doyen (Dean). Two elected Constables () carry out the decisions of the Douzaine, serving for between one and three years. The longer serving Constable is known as the Senior Constable and his or her colleague as the Junior Constable. The Douzaines levy an Occupiers Rate on properties to provide funding for running of the administration.
Guernsey's Church of England parishes fall under the See of Canterbury, having split from the Bishopric of Winchester in 2014. The biggest parish is Castel, while the most populated is St Peter Port.
Economy
Financial services, such as banking, fund management, and insurance, account for about 37% of GDP. Tourism, manufacturing, and horticulture, mainly tomatoes and cut flowers, especially freesias, have been declining. Light tax and death duties make Guernsey a popular offshore finance centre for private-equity funds.
Guernsey does not have a Central Bank and it issues its own sterling coinage and banknotes. UK coinage and (English, Scottish and Northern Irish-faced) banknotes also circulate freely and interchangeably. Total island investment funds, used to fund pensions and future island costs, amount to £2.7billion as at June 2016. The island issued a 30-year bond in December 2015 for £330m, its first bond in 80 years. The island has been given a credit rating of AA-/A-1+ with a stable outlook from Standard & Poor's.
Guernsey has the official ISO 3166-1 alpha-2 code GG and the official ISO 3166-1 alpha-3 code GGY; market data vendors, such as Reuters, will report products related to Guernsey using the alpha-3 code.
In March 2016 there were over 32,291 people employed in Guernsey with 4,864 being self-employed and 2,453 employing businesses. 19.6% work in the finance industry and median earnings were £31,215.
Infrastructure
Public services, such as water, wastewater, the two main harbours and the airport are still owned and controlled by the States of Guernsey. The electricity, and postal services have been commercialised by the States and are now operated by companies wholly owned by the States of Guernsey. Gas is supplied by an independent private company. In 1998, Guernsey and Jersey jointly formed the Channel Islands Electricity Grid to operate and manage the submarine cables between Europe and the Channel Islands. The installation of these cables was originally to provide the island with a secure form of backup power but now are effectively the primary source of power with the local diesel generators providing back-up.
Guernsey Telecoms, which provided telecommunications, was sold by the States to Cable & Wireless plc, rebranded as Sure and was sold to Batelco in April 2013. Newtel was the first alternative telecommunications company on the island and was acquired by Wave Telecom in 2010 and subsequently rebranded as Jersey Telecom. Airtel-Vodafone also provide a mobile network.
Both the Guernsey Post postal boxes (since 1969) and the telephone boxes (since 2002) are painted blue, but otherwise are identical to their British counterparts, the red pillar box and red telephone box. In 2009 the telephone boxes at the bus station were painted yellow just like they used to be when Guernsey Telecoms was state-owned. The oldest pillar box still in use in the British Isles can be found in Union Street, St Peter Port, and dates back to 1853.
Transport
Ports and harbours exist at St Peter Port and St Sampson. There is a single paved airport, Guernsey Airport. The States of Guernsey wholly own their own airline, Aurigny. The decision to purchase the airline was made to protect important air links to and from the island and the sale was completed on 15 May 2003.
The Guernsey Railway, effectively an electric tramway, began working on 20 February 1892 and was abandoned on 9 June 1934. It replaced an earlier transport system which was worked by steam, the Guernsey Steam Tramway, which had operated from 6 June 1879 with six locomotives. Alderney is now the only Channel Island with a working railway.
A narrow gauge railway was built by the German forces during WW2 to transport materials used in the construction of coastal defenses. This was removed after the War.
Guernsey has a public bus service, operated by CT Plus on behalf of the States of Guernsey Environment and Infrastructure Department.
Business
, the finance industry forms the largest economic sector in Guernsey, generating around 40% of Guernsey's GDP and directly employing around 21% of its workforce. Banks began setting up operations in the island from the early 1960s onwards in order to avoid high onshore taxes and restrictive regulation. The industry regulator is the Guernsey Financial Services Commission, which was established in 1987.In 2015, the Bailiwick of Guernsey (in conjunction with Jersey) established the Channel Islands Financial Ombudsman (CIFO) to resolve consumer complaints about financial services provided in or from the Channel Islands of Jersey, Guernsey, Alderney and Sark.
Prior to the growth of the finance industry, the island's main industries were quarrying and horticulture. The latter particularly decline as a result of the oil price shocks of the 1970s and the introduction of cheap North Sea gas that benefited Dutch growers. Guernsey is home to Specsavers Optical Group and Healthspan also has its headquarters in Guernsey.
Tourism
Guernsey has been a tourist destination since at least the Victorian days, with the first tourist guide published in 1834. In the 19th century, two rail companies (London and South Western Railway and Great Western Railway) ran competing boats from the UK to St Peter Port, with a race to the only convenient berth. This was halted with the sinking of the SS Stella in 1899.
Guernsey enters Britain in Bloom with St Martin Parish winning the small town category twice in 2006 and 2011, Saint Peter Port winning the large coastal category in 2014 and St Peter's winning the small coastal prize in 2015. Herm has won Britain in Bloom categories several times: in 2002, 2008, and 2012, Herm won the Britain in Bloom Gold Award.
The military history of the island has left a number of fortifications, including Castle Cornet, Fort Grey. Guernsey loophole towers and a large collection of German fortifications with a number of museums.
The use of the roadstead in front of St Peter Port by over 100 cruise ships a year is bringing over 100,000 day-trip passengers to the island each year.
Taxation
Guernsey, Alderney and Sark each raise their own taxation, although in 1949 Alderney (but not Sark) transferred its fiscal rights to Guernsey.
Personal tax liability differs according to whether an individual is resident in the island or not. Individuals resident in the Jurisdiction of Guernsey (which does not include Sark) pay income tax at the rate of 20% on their worldwide income, whereas non-residents are only liable on income arising from activity or ownership within Guernsey. Unlike in the UK, the income tax year in Guernsey aligns to the calendar year. All Guernsey-resident individuals are subject to an upper limit on their tax liability, which is known as the "tax cap". Individuals may elect either of the following; Tax on non-Guernsey-source income restricted to £110,000, plus tax on Guernsey-source income (excluding Guernsey bank interest), or Taxed on worldwide income restricted to £220,000, including Guernsey-source income. Income derived from Guernsey land and property is excluded from the tax cap, as from 1 January 2015, and is subject to tax at the normal rate of 20%. Only one cap applies per married couple. As from 1 Jan 2019, these tax caps have increased to £130,000 and £260,000 respectively. Guernsey has also introduced a new lower £50k tax cap for new residents for three years, subject to buying an Open Market Part A house with a document duty in excess of that amount, and not having lived in Guernsey or Alderney for three years prior.
Since 2008, Guernsey has operated three levels of corporation tax, depending on the source of the income.
A 0% corporation tax rate on most companies.
A 10% rate (income from banking business and, with effect from 1 January 2013, extended to domestic insurance business, fiduciary business, insurance intermediary business and insurance manager business).
A 20% rate (income from trading activities regulated by the Office of the Director General of Utility Regulation, and income from the ownership of lands and buildings).
Guernsey levies no capital gains, inheritance, capital transfer, value added (VAT / TVA) or general withholding taxes. In the 2011 Budget, the UK announced that it would be ending Low Value Consignment Relief that was being used to sell goods VAT free to customers across the UK, with this legislation coming into force on 1 April 2012. Tax revenues represent 22.4% of GDP.
Social Security contributions, a form of taxation, are payable by most residents, employees paying 6.6%, self employed 11% and non employed 10.4%, all subject to upper and lower limits.
Society
Demographics
The population is 63,026 (July 2016 est.) The median age for males is 40 years and for females is 42 years. The population growth rate is 0.775% with 9.62 births/1,000 population, 8 deaths/1,000 population, and annual net migration of 6.07/1,000 population. The life expectancy is 80.1 years for males and 84.5 years for females. The Bailiwick ranked 10th in the world in 2015 with an average life expectancy of 82.47 years.
Border control
The whole jurisdiction of Guernsey is part of the Common Travel Area.
For immigration and nationality purposes it is UK law, and not Guernsey law, which applies (technically the Immigration Act 1971, extended to Guernsey by Order in Council). Guernsey may not apply different immigration controls from the UK.
Housing restrictions
Guernsey undertakes a population management mechanism using restrictions over who may work in the island through control of which properties people may live in. The housing market is split between local market properties and a set number of open market properties. Anyone may live in an open market property, but local market properties can only be lived in by those who qualify – either through being born in Guernsey (to at least one local parent), by obtaining a housing licence, or by virtue of sharing a property with someone who does qualify (living en famille). Consequently, open market properties are much more expensive both to buy and to rent. Housing licences are for fixed periods, often only valid for 4 years and only as long as the individual remains employed by a specified Guernsey employer. The licence will specify the type of accommodation and be specific to the address the person lives in, and is often subject to a police record check. These restrictions apply equally regardless of whether the property is owned or rented, and only apply to occupation of the property. Thus a person whose housing licence expires may continue to own a Guernsey property, but will no longer be able to live in it. There are no restrictions on who may own a property.
There are a number of routes to qualifying as a "local" for housing purposes. Generally, it is sufficient to be born to at least one Guernsey parent and to live in the island for ten years in a twenty-year period. In a similar way a partner (married or otherwise) of a local can acquire local status. Multiple problems arise following early separation of couples, especially if they have young children or if a local partner dies, in these situations personal circumstances and compassion can add weight to requests for local status. Once "local" status has been achieved it remains in place for life. Even a lengthy period of residence outside Guernsey does not invalidate "local" housing status.
Although Guernsey's inhabitants are full British citizens, prior to the UK's withdrawal from the EU, an endorsement restricted the right of establishment in other European Union states was placed in the passport of British citizens connected solely with the Channel Islands and Isle of Man. If it was classified with "Islander Status", the British passport was be endorsed as follows: 'The holder is not entitled to benefit from EU provisions relating to employment or establishment'. Those who had a parent or grandparent born in the United Kingdom itself (England, Scotland, Wales and Northern Ireland), or had lived in the United Kingdom for 5 years, were not subject to this restriction.
Education
Teaching in Guernsey is based on the English National Curriculum. There are 10 primary schools, plus two junior schools and three infant schools. , the island still has the 11-plus exam and pupils then transfer to one of four 11–16 secondary schools, or a co-educational grammar school. There are also three fee-paying colleges with lower schools, for which pupils over 11 receive grant support from the States of Guernsey. In 2016, the States of Guernsey voted to end the use of the 11-plus exams from 2019 onwards. It is also responsible for education on the neighbouring islands.
The Education Department is part way through a programme of re-building its secondary schools. The department has completed the building of Le Rondin special needs school, the Sixth Form Centre at the Grammar School and the first phase of the new College of Further Education – a performing arts centre. The construction of St Sampsons High was completed summer 2008 and admitted its first pupils in September 2008.
In 2008, the school leaving age was raised so the earliest date is the last Friday in June in the year a pupil turns 16, in line with England, Wales and Northern Ireland. This means pupils will be between 15 and 10 months and 16 and 10 months before being able to leave. Prior to this, pupils could leave school at the end of the term in which they turned 14, if they so wished: a letter was required to be sent to the Education department to confirm this. However, this option was undertaken by relatively few pupils, the majority choosing to complete their GCSEs and then either begin employment or continue their education.
Post-GCSE pupils have a choice of transferring to the state-run Grammar School & Sixth Form Centre, or to the independent colleges for academic AS/A Levels/International Baccalureate Diploma Programme. They also have the option to study vocational subjects at the island's Guernsey College of Further Education.
There are no universities in the island. Students who attend university in the United Kingdom receive state support towards both maintenance and tuition fees. In 2007, the Education Department received the approval of the States Assembly to introduce student contributions to the costs of higher education, in the form of student loans, as apply in the UK. However, immediately after the general election of 2008, the States Assembly voted in favour of a Requête which proposed abolishing the student loans scheme on the grounds that it was expensive to run and would potentially discourage students from going to, and then returning to the island from, university. In 2012, the Education Department reported to the States Assembly that it had no need to re-examine the basis of higher education funding at the present time.
Culture
The French impressionist painter Pierre-Auguste Renoir visited the island in late summer 1883. While on the island, he painted fifteen pictures of the views on the island, all featuring the bay and beach of Moulin Huet on the south coast.
The Guernsey cattle is an internationally famous icon of the island. As well as being prized for its rich creamy milk, which is claimed to hold health benefits over milk from other breeds, Guernsey cattle are increasingly being raised for their distinctively flavoured and rich yellowy-fatted beef, with butter made from the milk of Guernsey cows also has a distinctive yellow colour. Since the 1960s the number of individual islanders raising these cattle for private supply has diminished significantly, Guernsey steers can still be occasionally seen grazing on L'Ancresse common.
Guernsey also hosts a breed of goat known as the Golden Guernsey, distinguished by its golden-coloured coat. At the end of the Second World War, the Golden Guernsey had almost been rendered extinct due to interbreeding on the island. The survival of this breed is largely credited to the work of a single woman, Miriam Milbourne, who successfully hid her herd from the Germans during the occupation. Although no longer considered to be critically endangered, the breed remains on the watchlist of the Rare Breeds Survival Trust. The traditional explanation for the donkey (âne in French and Guernésiais) is the steepness of St Peter Port streets that necessitated beasts of burden for transport (in contrast to the flat terrain of the rival capital of St Helier in Jersey), although it is also used in reference to Guernsey inhabitants' stubbornness. In turn, Guernseymen traditionally refer to Jerseymen as crapauds ("toads").
The so-called Guernsey Lily, Nerine sarniensis, is also used as a symbol of the island, although this species was introduced to the island from South Africa.
Local food
A local delicacy is the ormer (Haliotis tuberculata), a variety of abalone harvested under strict laws from beaches at low spring tides. Traditional Guernsey recipes include a stew called Guernsey Bean Jar, that is particularly served at the annual Viaer Marchi festival. Chief ingredients include haricot and butter beans, pork and shin beef. Guernsey Gâche is a special bread made with raisins, sultanas and mixed peel. Gâche Mélée is a dessert consisting of spiced, chopped apples suspended in a sponge mix.
Languages
English is the language in general use by the majority of the population, while Guernésiais, the Norman language of the island, is spoken fluently by only about 2% of the population (according to 2001 census). However, 14% of the population claim some understanding of the language. Until the early 20th-century French was the only official language of the Bailiwick, and all deeds for the sale and purchase of real estate in Guernsey were written in French until 1971. Family and place names reflect this linguistic heritage. George Métivier, a poet, wrote in Guernesiais. The loss of the island's language and the Anglicisation of its culture, which began in the 19th century and proceeded inexorably for a century, accelerated sharply when the majority of the island's school children were evacuated to the UK for five years during the German occupation of 1940–45.
Literature
Victor Hugo, having arrived on Halloween 1855, wrote some of his best-known works while in exile in Guernsey, including Les Misérables. His home in St Peter Port, Hauteville House, is now a museum administered by the city of Paris. In 1866, he published a novel set on Guernsey, Travailleurs de la Mer (Toilers of the Sea), which he dedicated to the island. Guernsey was his home for fifteen years.
Mabel Collins (1851–1927), a theosophist and prolific author, was born in St Peter Port, Guernsey.
Guernseyman G. B. Edwards wrote a critically acclaimed novel, The Book of Ebenezer Le Page that was published in 1981, including insights into Guernsey life during the 20th century. In September 2008, a blue plaque was affixed to the house on the Braye Road where Edwards was raised.
Henry Watson Fowler moved to Guernsey in 1903. He and his brother Francis George Fowler composed The King's English, the Concise Oxford Dictionary and much of Modern English Usage on the island.
The Guernsey Literary and Potato Peel Pie Society, a novel by Mary Ann Shaffer and Annie Barrows, describes the Occupation of Germans during World War II. Written in 2009, it is about a writer who begins corresponding with residents of the island, and becomes compelled to visit the island.
Film
A Guernsey Literary and Potato Peel Pie Society film adaptation starring Lily James and Jessica Brown Findlay was released in 2018.
In 2021 the feature film titled Marooned Awakeneing, starring Murray McArthur, Cameron Ashplant and Tilly Keeper, began filming in Guernsey
Sport
Guernsey participates in the biennial Island Games, which it hosted in 1987 and 2003 at Footes Lane. Guernsey has also participated as a country in its own right in Commonwealth Games since 1970. Its first medals came in 1982 with its first gold in 1990.
In those sporting events where Guernsey does not have international representation, but the British Home Nations are competing separately, highly skilled islanders may choose to compete for any of the Home Nations. There are, however, restrictions on subsequent transfers to represent other Home Nations. The football player Matt Le Tissier, for example, could have played for the Scottish or Welsh football teams, but opted to play for England instead.
Football in Guernsey is run by the Guernsey Football Association. The top tier of Guernsey football is the FNB Priaulx League where there are nine teams (Alderney, Belgrave Wanderers, Manzur, Northerners, Sylvans, St Martin's, Rovers, Rangers and Vale Recreation). The second tier is the Jackson League. In the 2011–12 season, Guernsey F.C. was formed and entered the Combined Counties League Division 1, becoming the first Channel Island club ever to compete in the English leagues. Guernsey became division champions comfortably on 24 March 2012, they won the Combined Counties Premier Challenge Cup on 4 May 2012. Their second season saw them promoted again on the final day in front of 1,754 'Green Lions' fans, this time to Division One South of the Isthmian League, despite their fixtures being heavily affected not only by poor winter weather, but by their notable progression to the semi-finals of the FA Vase cup competition. They play in level 8 of the English football pyramid. The Corbet Football Field, donated by Jurat Wilfred Corbet OBE in 1932, has fostered the sport greatly over the years. Recently, the island upgraded to a larger, better-quality stadium, in Footes Lane.
Guernsey has the second oldest tennis club in the world, at Kings (founded in 1857), with courts built in 1875. The island has produced a world class tennis player in Heather Watson as well as professional squash players in Martine Le Moignan, Lisa Opie and Chris Simpson.
Guernsey was declared an affiliate member by the International Cricket Council (ICC) in 2005 and an associate member in 2008. The Guernsey cricket team plays in the World Cricket League and European Cricket Championship as well as the Sussex Cricket League.
Various forms of motorsport take place on the island, including races on the sands on Vazon beach as well as a quarter-mile "sprint" along the Vazon coast road. Le Val des Terres, a steeply winding road rising south from St Peter Port to Fort George, is often the focus of both local and international hill-climb races. In addition, the 2005, 2006 and 2007 World Touring Car Champion Andy Priaulx is a Guernseyman.
The racecourse on L'Ancresse Common was re-established in 2004 after a gap of 13 years, with the first new race occurring on 2 May 2005. Races are held on most May day bank holidays, with competitors from Guernsey as well as Jersey, France and the UK participating. Sea angling around Guernsey and the other islands in the Bailiwick from shore or boat is a popular pastime for both locals and visitors with the Bailiwick boasting multiple UK records.
See also
Outline of Guernsey
Index of Guernsey-related articles
Bibliography of Guernsey
List of people from Guernsey
United Kingdom–Crown Dependencies Customs Union
References
Notes
Citations
Sources
External links
States of Guernsey
Government House Guernsey
VisitGuernsey/ Guernsey tourism
Guernsey
Crown dependencies
English-speaking countries and territories
Geography of Guernsey
Islands of the Channel Islands
States and territories established in 1204 |
12176 | https://en.wikipedia.org/wiki/Guinea | Guinea | Guinea (), officially the Republic of Guinea (), is a coastal country in West Africa. Guinea borders the Atlantic Ocean to the west, Guinea-Bissau to the northwest, Senegal to the north, Mali to the northeast, Cote d'Ivoire to the southeast, and Sierra Leone and Liberia to the south. Formerly known as French Guinea (), the modern country is sometimes referred to as Guinea-Conakry after its capital Conakry, to distinguish it from other territories in the eponymous region such as Guinea-Bissau and Equatorial Guinea. Guinea has a population of million and an area of .
Guinea achieved independence from France in 1958. It has a long history of military coups d'état. In 2010, after decades of authoritarian rule, Guinea held its first democratic election. Although Guinea continued to hold multi-party elections, the country continued to face ethnic conflicts, widespread corruption, and abuses by military and police. Human rights in Guinea remain a controversial issue. In 2011, the United States government claimed that torture by security forces and abuse of women and children (including female genital mutilation) were ongoing human rights issues. In 2021, a military faction overthrew president Alpha Condé and suspended the constitution.
Guinea is a predominantly Islamic country, with Muslims representing 85 per cent of the population. Guinea's people belong to twenty-four ethnic groups. The country is divided into four geographic regions: Maritime Guinea on the low-lying Atlantic coast, the Fouta Djallon or Middle Guinea highlands, the Upper Guinea savanna region in the northeast, and the Guinée forestière region of tropical forests. French, the official language of Guinea, is the main language of communication in schools, in government administration, and the media, but more than twenty-four indigenous languages are also spoken. The largest are by far Susu, Pular, and Maninka, which dominate respectively in Maritime Guinea, Fouta Djallon, and Upper Guinea, while Guinée forestière is ethnolinguistically diverse.
Guinea's economy is largely dependent on agriculture and mineral production. It is the world's second largest producer of bauxite, and has rich deposits of diamonds and gold. The country was at the core of the 2014 Ebola outbreak.
Name
Guinea is named after the Guinea region. Guinea is a traditional name for the region of Africa that lies along the Gulf of Guinea. It stretches north through the forested tropical regions and ends at the Sahel. The English term Guinea comes directly from the Portuguese word Guiné, which emerged in the mid-15th century to refer to the lands inhabited by the Guineus, a generic term for the black African peoples south of the Senegal River, in contrast to the "tawny" Zenaga Berbers above it, whom they called Azenegues or Moors.
History
The land that is now Guinea belonged to a series of African empires until France colonized it in the 1890s, and made it part of French West Africa. Guinea declared its independence from France on 2 October 1958. From independence until the presidential election of 2010, Guinea was governed by a number of autocratic rulers.
West African empires and kingdoms in Guinea
What is now Guinea was on the fringes of the major West African empires. The earliest, the Ghana Empire, grew on trade but ultimately fell after repeated incursions of the Almoravids. It was in this period that Islam first arrived in the region by way of North African traders.
The Sosso Empire (12th to 13th centuries) briefly flourished in the resulting void, but the Mali Empire came to prominence when Soundiata Kéïta defeated the Sosso ruler Soumangourou Kanté at the Battle of Kirina, in c. 1235. The Mali Empire was ruled by Mansa (Emperors), the most notable being Kankou Moussa, who made a famous hajj to Mecca in 1324. Shortly after his reign, the Mali Empire began to decline and was ultimately supplanted by its vassal states in the 15th century.
The most successful of these was the Songhai Empire, which expanded its power from about 1460 and eventually surpassed the Mali Empire in both territory and wealth. It continued to prosper until a civil war, over succession, followed the death of Askia Daoud in 1582. The weakened empire fell to invaders from Morocco at the Battle of Tondibi, just three years later. The Moroccans proved unable to rule the kingdom effectively, however, and it split into many small kingdoms.
After the fall of the major West African empires, various kingdoms existed in what is now Guinea. Fulani Muslims migrated to Futa Jallon in Central Guinea, and established an Islamic state from 1727 to 1896, with a written constitution and alternate rulers. The Wassoulou or Wassulu Empire was short-lived (1878–1898), led by Samori Toure in the predominantly Malinké area of what is now upper Guinea and southwestern Mali (Wassoulou). It moved to Ivory Coast before being conquered by the French.
Colonial era
European traders competed for the cape trade from the 17th century onward and made inroads earlier. Slaves were exported to work elsewhere. The traders used the regional slave practices.
Guinea's colonial period began with French military penetration into the area in the mid-19th century. French domination was assured by the defeat in 1898 of the armies of Samori Touré, Mansa (or Emperor) of the Ouassoulou state and leader of Malinké descent, which gave France control of what today is Guinea and adjacent areas.
France negotiated Guinea's present boundaries in the late 19th and early 20th centuries with the British for Sierra Leone, the Portuguese for their Guinea colony (now Guinea-Bissau), and Liberia. Under the French, the country formed the Territory of Guinea within French West Africa, administered by a governor general resident in Dakar. Lieutenant governors administered the individual colonies, including Guinea.
Independence (1958)
In 1958, the French Fourth Republic collapsed due to political instability and its failures in dealing with its colonies, especially Indochina and Algeria. The founding of a Fifth Republic was supported by the French people, while French President Charles de Gaulle made it clear on 8 August 1958 that France's colonies were to be given a stark choice between more autonomy in a new French Community or immediate independence in the referendum to be held on 28 September 1958. The other colonies chose the former, but Guinea—under the leadership of Ahmed Sékou Touré whose Democratic Party of Guinea-African Democratic Rally (PDG) had won 56 of 60 seats in 1957 territorial elections—voted overwhelmingly for independence. The French withdrew quickly, and on 2 October 1958, Guinea proclaimed itself a sovereign and independent republic, with Sékou Touré as president.
In response to the vote for independence, the French settlers in Guinea were quite dramatic in severing ties with Guinea. The Washington Post observed how brutal the French were in tearing down all that they thought were their contributions to Guinea: "In reaction, and as a warning to other French-speaking territories, the French pulled out of Guinea over a two-month period, taking everything they could with them. They unscrewed lightbulbs, removed plans for sewage pipelines in Conakry, the capital, and even burned medicines rather than leave them for the Guineans."
Post-colonial rule (1958–2008)
Subsequently, Guinea quickly aligned itself with the Soviet Union and adopted socialist policies. This alliance was short-lived, however, as Guinea moved towards a Chinese model of socialism. Despite this, the country continued to receive investment from capitalist countries, such as the United States. By 1960, Touré had declared the PDG the country's only legal political party, and for the next 24 years, the government and the PDG were one. Touré was re-elected unopposed to four seven-year terms as president, and every five years voters were presented with a single list of PDG candidates for the National Assembly. Advocating a hybrid African Socialism domestically and Pan-Africanism abroad, Touré quickly became a polarising leader, with his government becoming intolerant of dissent, imprisoning thousands, and stifling the press.
Throughout the 1960s, the Guinean government nationalised land, removed French-appointed and traditional chiefs from power, and had strained ties with the French government and French companies. Touré's government relied on the Soviet Union and China for infrastructure aid and development, but much of this was used for political and not economic purposes, such as the building of large stadiums to hold political rallies. Meanwhile, the country's roads, railways and other infrastructure languished, and the economy stagnated.
On 22 November 1970, Portuguese forces from neighbouring Portuguese Guinea staged Operation Green Sea, a raid on Conakry by several hundred exiled Guinean opposition forces. Among their goals, the Portuguese military wanted to kill or capture Sekou Touré due to his support of the PAIGC, an independence movement and rebel group that had carried out attacks inside Portuguese Guinea from their bases in Guinea. After fierce fighting, the Portuguese-backed forces retreated, having freed several dozen Portuguese prisoners of war that were being held by the PAIGC in Conakry, but without having ousted Touré. In the years after the raid, massive purges were carried out by the Touré government, and at least fifty thousand people (one percent of Guinea's entire population) were killed. Countless others were imprisoned and faced torture. Often in the case of foreigners, they were forced to leave the country, after having had their Guinean spouse arrested and their children placed into state custody.
In 1977, a declining economy, mass killings, a stifling political atmosphere, and a ban on all private economic transactions led to the Market Women's Revolt, a series of anti-government riots started by women working in Conakry's Madina Market. This prompted Touré to make major reforms. Touré vacillated from supporting the Soviet Union to supporting the United States. The late 1970s and early 1980s saw some economic reforms, but Touré's centralized control of the state remained. Even the relationship with France improved; after the election of Valéry Giscard d'Estaing as French president, trade increased and the two countries exchanged diplomatic visits.
Sékou Touré died on 26 March 1984, after a heart operation in the United States, and was replaced by Prime Minister Louis Lansana Beavogui, who was to serve as interim president, pending new elections. The PDG was due to elect a new leader on 3 April 1984. Under the constitution, that person would have been the only candidate for president. However, hours before that meeting, Colonels Lansana Conté and Diarra Traoré seized power in a bloodless coup. Conté assumed the role of president, with Traoré serving as prime minister, until December.
Conté immediately denounced the previous regime's record on human rights, releasing two hundred and fifty political prisoners and encouraging approximately two hundred thousand more to return from exile. He also made explicit the turn away from socialism. This did little to alleviate poverty, and the country showed no immediate signs of moving towards democracy.
In 1992, Conté announced a return to civilian rule, with a presidential poll in 1993, followed by elections to parliament in 1995 (in which his party—the Party of Unity and Progress—won 71 of 114 seats.) Despite his stated commitment to democracy, Conté's grip on power remained tight. In September 2001, the opposition leader Alpha Condé was imprisoned for endangering state security, though he was pardoned 8 months later. He subsequently spent a period of exile in France.
In 2001, Conté organized and won a referendum to lengthen the presidential term, and in 2003, he began his third term, after elections were boycotted by the opposition. In January 2005, Conté survived a suspected assassination attempt while making a rare public appearance in the capital of Conakry. His opponents claimed that he was a "tired dictator", whose departure was inevitable, whereas his supporters believed that he was winning a battle with dissidents. Guinea still faced very real problems, and according to Foreign Policy, was in danger of becoming a failed state.
In 2000, Guinea became embroiled in the instability which had long blighted the rest of West Africa, as rebels crossed the borders with Liberia and Sierra Leone. It seemed for a time that the country was headed for civil war. Conté blamed neighbouring leaders for coveting Guinea's natural resources, though these claims were strenuously denied. In 2003, Guinea agreed to plans with her neighbours to tackle the insurgents. In 2007, there were large protests against the government, resulting in the appointment of a new prime minister.
Recent history
Conté remained in power until his death on 23 December 2008. Several hours following his death, Moussa Dadis Camara seized control in a coup, declaring himself head of a military junta. Protests against the coup became violent, and 157 people were killed when, on 28 September 2009, the junta ordered its soldiers to attack people who had gathered to protest against Camara's attempt to become president. The soldiers went on a rampage of rape, mutilation, and murder, which caused many foreign governments to withdraw their support for the new regime.
On 3 December 2009, an aide shot Camara during a dispute over the rampage in September. Camara went to Morocco for medical care. Vice-President (and defense minister) Sékouba Konaté flew back from Lebanon to run the country, in Camara's absence. After meeting in Ouagadougou on 13 and 14 January 2010, Camara, Konaté and Blaise Compaoré, President of Burkina Faso, produced a formal statement of twelve principles promising a return of Guinea to civilian rule within six months.
The presidential election was held on 27 June, with a second election held on 7 November, due to allegations of electoral fraud. Voter turnout was high, and the elections went relatively smoothly. Alpha Condé, leader of the opposition party Rally of the Guinean People (RGP), won the election, promising to reform the security sector and review mining contracts.
In late February 2013, political violence erupted in Guinea after protesters took to the streets to voice their concerns over the transparency of the upcoming May 2013 elections. The demonstrations were fueled by the opposition coalition's decision to step down from the electoral process, in protest at the lack of transparency in the preparations for elections. Nine people were killed during the protests, and around 220 were injured. Many of the deaths and injuries were caused by security forces using live ammunition on protesters.
The political violence also led to inter-ethnic clashes between the Fula and Malinke, the base of support for President Condé. The former mainly supported the opposition.
On 26 March 2013, the opposition party backed out of the negotiations with the government, over the upcoming 12 May election. The opposition said that the government had not respected them, and had not kept any promises they agreed to.
On 25 March 2014, the World Health Organization said that Guinea's Ministry of Health had reported an outbreak of Ebola virus disease in Guinea. This initial outbreak had a total of 86 cases, including 59 deaths. By 28 May, there were 281 cases, with 186 deaths. It is believed that the first case was Emile Ouamouno, a 2-year-old boy who lived in the village of Meliandou. He fell ill on 2 December 2013 and died on 6 December. On 18 September 2014, eight members of an Ebola education health care team were murdered by villagers in the town of Womey. As of 1 November 2015, there had been 3,810 cases and 2,536 deaths in Guinea.
The 2019–2020 Guinean protests were a series of bloody protests and mass civil unrest in Guinea against the rule of Alpha Conde that first broke out on October 14, 2019 against constitutional changes. More than 800 were killed in violent clashes.
After the 2020 Guinean presidential election, Alpha Condé's election to a third term was challenged by the opposition, who accused him of fraud. Condé claimed a constitutional referendum from March 2020 allowed him to run despite the two-term limit.
2021 coup
On 5 September 2021, in an apparent coup d'état, Lieutenant Colonel Mamady Doumbouya seized control of state television and declared that President Alpha Conde’s government had been dissolved and the nation’s borders closed, an announcement that came after hours of heavy gunfire erupted near the presidential palace. By the same evening, the putschists declared control over all Conakry and the country's armed forces, and, according to Guinée Matin, the military fully controlled the state administration by 6 September and started to replace the civil administration with its military counterpart.
The United Nations, European Union, African Union, and ECOWAS (which suspended Guinea's membership) immediately denounced the coup, and called for President Condé's unconditional release. Similar responses came from various neighboring and Western countries (including the United States), as well as from China (which relies on Guinea for half of its aluminum ore, facilitated by its connections to President Condé).
Government and politics
Guinea is a republic. The president is directly elected by the people and is the head of state and the head of government. The unicameral National Assembly is the legislative body of the country, and its members are directly elected by the people. The judicial branch is headed by the Supreme Court of Guinea, the highest and final court of appeal in the country.
Guinea is a member of many international organizations, including the African Union, Agency for the French-Speaking Community, African Development Bank, Economic Community of West African States, World Bank, Islamic Development Bank, IMF, and the United Nations.
Political culture
Former President Alpha Condé derived support from Guinea's second-largest ethnic group, the Malinke. Guinea's opposition was backed by the Fula ethnic group, who account for around 33.4 percent of the population.
Executive branch
The president of Guinea is normally elected by popular vote for a five-year term; the winning candidate must receive a majority of the votes cast to be elected president. The president governs Guinea, assisted by a council of 25 civilian ministers, appointed by him. The government administers the country through eight regions, 33 prefectures, over 100 subprefectures, and many districts (known as communes in Conakry and other large cities and villages, or quartiers in the interior). District-level leaders are elected; the president appoints officials to all other levels of the highly centralized administration.
Legislative branch
The National Assembly of Guinea, the country's legislative body, did not meet from 2008 to 2013, when it was dissolved after the military coup in December. Elections have been postponed many times since 2007. In April 2012, President Condé postponed the elections indefinitely, citing the need to ensure that they were "transparent and democratic".
The 2013 Guinean legislative election was held on 24 September 2013. President Alpha Condé's party, the Rally of the Guinean People (RPG), won a plurality of seats in the National Assembly of Guinea, with 53 out of 114 seats. The opposition parties won a total of 53 seats, and opposition leaders denounced the official results as fraudulent.
Foreign relations
Before 2021 coup
International organizations
Guinea is a member of the United Nations General Assembly, the African Union, and the West African regional economic and political bloc, ECOWAS.
United States
According to a February 2009 U.S. Department of State statement, Guinea's foreign relations, including those with its West African neighbours, had improved steadily since 1985. The Department's October 2018 statement indicated that -- although "the U.S. condemned" Guinea's "2008 military coup d’etat," -- the U.S. had "close relations" with Guinea before the coup, and after "Guinea’s presidential elections in 2010, the United States re-established strong diplomatic relations with the government." The statement indicated support for the "legislative elections in 2013 and a second presidential election in 2015," as signs of "democratic reform."
However, a March 2021 report by the U.S. State Department blasted extensive human rights violations by the government, security forces and businesses in Guinea. The report cited extensive international criticism of the recent national elections, which yielded "President Alpha Conde’s re-election (despite disputed results)... following a controversial March referendum amending the constitution and allowing him to run for a third term."
After 2021 coup
International organizations
The United Nations promptly denounced the coup, and some of Guinea's strongest allies also condemned the coup. The African Union and West Africa's regional bloc (ECOWAS), both threatened sanctions -- though some analysts expect the threats to be of limited effect because Guinea is not a member of the West African currency union, and is not a landlocked country.
ECOWAS promptly suspended Guinea's membership, and demanded the unconditional release of President Condé, while sending envoys to Conakry to attempt a "constitutional" resolution of the situation.
China
Uncharacteristically responding to another nation's internal affairs, China (which relies on Guinea for half of its aluminium ore, facilitated by connections to ousted President Condé) openly opposed the coup.
United States
Immediately upon the 5 September 2021 coup d'etat, the U.S. State Department condemned the coup, warning that "violence and any extra-constitutional measures will only erode Guinea’s prospects for peace, stability, and prosperity, [and] could limit the ability of the United States and Guinea’s other international partners to support the country...," While not explicitly calling for President Condé's return to power, the U.S. called for "national dialogue to address concerns sustainably and transparently to enable a peaceful and democratic way forward for Guinea..."
Military
Guinea's armed forces are divided into five branches—army, navy, air force, the paramilitary National Gendarmerie and the Republican Guard—whose chiefs report to the Chairman of the Joint Chiefs of Staff, who is subordinate to the Minister of Defence. In addition, regime security forces include the National Police Force (Sûreté Nationale). The Gendarmerie, responsible for internal security, has a strength of several thousand.
The army, with about 15,000 personnel, is by far the largest branch of the armed forces and is mainly responsible for protecting the state borders, the security of administered territories, and defending Guinea's national interests.
Air force personnel total about 700. Its equipment includes several Russian-supplied fighter planes and transports.
The navy has about 900 personnel and operates several small patrol craft and barges.
Human rights
Homosexuality is illegal in Guinea. Same sex relations are considered a strong taboo, and the prime minister declared in 2010 that he does not consider sexual orientation a legitimate human right.
Guinea has one of the world's highest rates of female circumcision according to Anastasia Gage, an associate professor at Tulane University, and Ronan van Rossem, an associate professor at Ghent University. Female circumcision in Guinea had been performed on more than 98% of women . In Guinea almost all cultures, religions, and ethnicities practice female circumcision. The 2005 Demographic and Health Survey reported that 96% of women have gone through the operation. Prosecutions of its practitioners are nonexistent.
Regions and prefectures
The Republic of Guinea covers of West Africa, about 10 degrees north of the equator. Guinea is divided into four natural regions with distinct human, geographic, and climatic characteristics:
Maritime Guinea (La Guinée Maritime) covers 18% of the country.
Middle Guinea (La Moyenne-Guinée) covers 20% of the country.
Upper Guinea (La Haute-Guinée) covers 38% of the country.
Forested Guinea (Guinée forestière) covers 23% of the country, and is both forested and mountainous.
Guinea is divided into eight administrative regions which are subdivided into thirty-three prefectures. Conakry is Guinea's capital, largest city, and economic centre. Nzérékoré, located in the Guinée forestière region in Southern Guinea, is the second largest city.
Other major cities in the country with a population above 100,000 include Kankan, Kindia, Labe, Guéckédou, Boke, Mamou and Kissidougou.
The capital Conakry with a population of 1,675,069 ranks as a special zone.
Geography
Guinea shares a border with Guinea-Bissau to the north-west, Senegal to the north, Mali to the north-east, Ivory Coast to the east, Sierra Leone to the south-west and Liberia to the south. The nation forms a crescent as it curves from its southeast region to the north and west, to its northwest border with Guinea-Bissau and southwestern coast on the Atlantic Ocean. The sources of the Niger River, the Gambia River, and the Senegal River are all found in the Guinea Highlands.
At , Guinea is roughly the size of the United Kingdom. There are of coastline and a total land border of . It lies mostly between latitudes 7° and 13°N, and longitudes 7° and 15°W, with a small area that is west of 15°.
Guinea is divided into four main regions: Maritime Guinea, also known as Lower Guinea or the Basse-Coté lowlands, populated mainly by the Susu ethnic group; the cooler, mountainous Fouta Djallon that run roughly north–south through the middle of the country, populated by Fulas; the Sahelian Haute-Guinea to the northeast, populated by Malinké; and the forested jungle regions in the southeast, with several ethnic groups. Guinea's mountains are the source for the Niger, the Gambia, and Senegal Rivers, as well as the numerous rivers flowing to the sea on the west side of the range in Sierra Leone and Ivory Coast.
The highest point in Guinea is Mount Nimba at . Although the Guinean and Ivorian sides of the Nimba Massif are a UNESCO Strict Nature Reserve, the portion of the so-called Guinean Backbone continues into Liberia, where it has been mined for decades; the damage is quite evident in the Nzérékoré Region at .
Guinea is home to five ecoregions: Guinean montane forests, Western Guinean lowland forests, Guinean forest-savanna mosaic, West Sudanian savanna, and Guinean mangroves. It had a 2019 Forest Landscape Integrity Index mean score of 4.9/10, ranking it 114th globally out of 172 countries.
Wildlife
The wildlife of Guinea is very diverse, due to the wide variety of different habitats. The southern part of the country lies within the Guinean Forests of West Africa Biodiversity hotspot, while the north-east is characterized by dry savanna woodlands. Unfortunately, declining populations of large animals are restricted to uninhabited distant parts of parks and reserves.
Taxonomy
Species found in Guinea include the following:
Amphibians : Hemisus guineensis, Phrynobatrachus guineensis
Reptiles : Acanthodactylus guineensis, Mochlus guineensis
Arachnids: Malloneta guineensis, Dictyna guineensis
Insects : Zorotypus guineensis, Euchromia guineensis
Birds: Melaniparus guineensis
Economy
Agriculture
The majority of Guineans work in the agriculture sector, which employs approximately 75% of the country. The rice is cultivated in the flooded zones between streams and rivers. However, the local production of rice is not sufficient to feed the country, so rice is imported from Asia. The agriculture sector of Guinea cultivates coffee beans, pineapples, peaches, nectarines, mangoes, oranges, bananas, potatoes, tomatoes, cucumbers, pepper, and many other types of produce. Guinea is one of the emerging regional producers of apples and pears. There are many plantations of grapes, pomegranates, and recent years have seen the development of strawberry plantations, based on the vertical hydroponic system.
Natural resources
Guinea has abundant natural resources, including 25% or more of the world's known bauxite reserves. Guinea also has diamonds, gold, and other metals. The country has great potential for hydroelectric power. Currently, bauxite and alumina are the only major exports. Other industries include processing plants for beer, juices, soft drinks and tobacco. Agriculture employs 75% of the nation's labour force. Under French rule, and at the beginning of independence, Guinea was a major exporter of bananas, pineapples, coffee, peanuts, and palm oil. Guinea has considerable potential for growth in the agricultural and fishing sectors. Soil, water, and climatic conditions provide opportunities for large-scale irrigated farming and agro industry.
Mining
Guinea possesses over 25 billion tonnes (metric tons) of bauxite – and perhaps up to one-half of the world's reserves. In addition, Guinea's mineral wealth includes more than 4-billion tonnes of high-grade iron ore, significant diamond and gold deposits, and undetermined quantities of uranium. Possibilities for investment and commercial activities exist in all these areas, but Guinea's poorly developed infrastructure and rampant corruption continue to present obstacles to large-scale investment projects.
Joint venture bauxite mining and alumina operations in north-west Guinea historically provide about 80% of Guinea's Foreign exchange reserves. Bauxite is refined into alumina, which is later smelted into aluminium. The Compagnie des Bauxites de Guinée (CBG), which exports about 14 million tonnes of high-grade bauxite annually, is the main player in the bauxite industry. CBG is a joint venture, 49% owned by the Guinean government and 51% by an international consortium known as Halco Mining Inc., itself a joint venture controlled by aluminium producer Alcoa (AA), global miner Rio Tinto Group and Dadco Investments. CBG has exclusive rights to bauxite reserves and resources in north-western Guinea, through 2038. In 2008, protesters upset about poor electrical services blocked the tracks CBG uses. Guinea often includes a proviso in its agreements with international oil companies, requiring its partners to generate power for nearby communities.The Compagnie des Bauxites de Kindia (CBK), a joint venture between the government of Guinea and RUSAL, produces some 2.5 million tonnes annually, nearly all of which is exported to Russia and Eastern Europe. Dian Dian, a Guinean/Ukrainian joint bauxite venture, has a projected production rate of per year, but is not expected to begin operation for several years. The Alumina Compagnie de Guinée (ACG), which took over the former Friguia Consortium, produced about 2.4 million tonnes in 2004, as raw material for its alumina refinery. The refinery exports about 750,000 tonnes of alumina. Both Global Alumina and Alcoa-Alcan have signed conventions with the government of Guinea to build large alumina refineries, with a combined capacity of about 4 million tonnes per year.
The Simandou mine represents one of the largest iron ore reserves in Guinea and in the world. In March 2010, Anglo-Australian corporation Rio Tinto Group and its biggest shareholder, Aluminum Corporation of China Limited (Chinalco), signed a preliminary agreement to develop Rio Tinto's iron ore project. In 2017, the Serious Fraud Office (SFO), Britain's anti-fraud regulator, launched an official investigation into Rio Tinto's business and mining practices in Guinea.
Diamonds and gold also are mined and exported on a large scale. The bulk of diamonds are mined artisanally. The largest gold mining operation in Guinea is a joint venture between the government and Ashanti Goldfields of Ghana. AREDOR, a joint diamond-mining venture between the Guinean Government (50%) and an Australian, British, and Swiss consortium, began production in 1984, and mined diamonds that were 90% gem quality. Production stopped from 1993 until 1996, when First City Mining of Canada purchased the international portion of the consortium. Société Minière de Dinguiraye (SMD) also has a large gold mining facility in Lero, near the Malian border.
Tigui Camara, a former model, is the first woman in Guinea to own a mining company, which is partially run as a social enterprise.
Oil
In 2006, Guinea signed a production sharing agreement with Hyperdynamics Corporation of Houston to explore a large offshore tract, and was recently in partnership with Dana Petroleum PLC (Aberdeen, United Kingdom). The initial well, the Sabu-1, was scheduled to begin drilling in October 2011, at a site in approximately 700 metres of water. The Sabu-1 targeted a four-way anticline prospect with upper Cretaceous sands, and was anticipated to be drilled to a total depth of 3,600 meters.
Following the completion of exploratory drilling in 2012, the Sabu-1 well was not deemed commercially viable. In November 2012, Hyperdynamics subsidiary SCS reached an agreement for a sale of 40% of the concession to Tullow Oil, bringing ownership shares in the Guinea offshore tract to 37% Hyperdynamics, 40% Tullow Oil, and 23% Dana Petroleum. Hyperdynamics will have until September 2016, under the current agreement, to begin drilling its next selected site, the Fatala Cenomanian turbidite fan prospect.
Science and technology
Tourism
Due to its diverse geography, Guinea presents some interesting tourist sites. Among the top attractions are the waterfalls found mostly in the Basse Guinee (Lower Guinea) and Moyenne Guinee (Middle Guinea) regions. The Soumba cascade at the foot of Mount Kakoulima in Kindia, Voile de la Mariée (Bride's Veil) in Dubreka, the Kinkon cascades that are about high on the Kokoula River in the prefecture of Pita, the Kambadaga falls that can reach during the rainy season on the same river, the Ditinn & Mitty waterfalls in Dalaba, and the Fetoré waterfalls and the stone bridge in the region of Labe are among the most well-known water-related tourist sites.
Transport infrastructure
Air
Conakry International Airport is the largest airport in the country, with flights to other cities in Africa as well as to Europe.
Domestic air services are intermittent.
Railways
Built between 1904 and 1910, a railway once linked Conakry to Kankan via Kouroussa but it ceased operating in 1995 and had been dismantled altogether by 2007 with rails mostly stolen and/or sold for scrap. Plans had at one time been mooted for the passenger line to be rehabilitated as part of an iron-ore development master plan but although the start of work was announced in 2010, corruption charges led the whole master plan to be paused and the line was only rebuilt as a 105 km mineral railway, paralleling the old route as far as the mines of Kalia. There is also a state run mineral railway linking the bauxite mines of Sangarédi to the port of Kamsar (137 km) and a 1960s narrow-gauge line operated by Russian aluminium producer RusAl to the mines at Fria (143 km).
As part of the plans to restart iron ore mining at Simandou blocks 1 and 2, the new development consortium pledged in 2019 to fund the construction of a new heavy-duty standard gauge railway to Matakong on the Atlantic coast where they would also invest some US$20 billion in developing a deepwater port. The 650 km route is far longer than an alternative heading south to the port of Buchanan, Liberia, which was considered as an alternative in an October 2019 feasibility study. However, the Matakong route would be entirely within Guinea and tied to an agricultural development corridor for citizens along the route.
River
There is some river traffic on the Niger and Milo rivers.
Road Transport
Most vehicles in Guinea are more than 20 years old, and cabs are any four-door vehicle which the owner has designated as being for hire. Locals, nearly entirely without vehicles of their own, rely upon these taxis (which charge per seat) and small buses to take them around town and across the country.
The major roads of Guinea are the following:
N1 connects Conakry, Coyah, Kindia, Mamou, Dabola, Kouroussa, and Kankan.
N2 connects Mamou, Faranah, Kissidougou, Guékédou, Macenta, Nzérékoré, and Lola.
N4 connects Coyah, Forécariah, and, Farmoreya.
N5 connects Mamou, Dalaba, Pita, and Labé.
N6 connects Kissidougou, Kankan, and Siguiri.
N20 connects Kamsar, Kolaboui, and Boké.
Horses and donkeys pull carts, primarily to transport construction materials.
Demography
The population of Guinea is estimated at million. Conakry, the capital and largest city, is the hub of Guinea's economy, commerce, education, and culture. In 2014, the total fertility rate (TFR) of Guinea was estimated at 4.93 children born per woman.
Largest cities
Languages
The official language of Guinea is French. Pulaar was spoken by 33.9% of the population in 2018 as their first or native language, followed by Mandingo, with 29.4%. The third most spoken native language is the Susu, spoken by 21.2% of the population in 2018 as their first language. Other languages spoken in Guinea as Guineans native language totalled 16% of the population in 2018, including Kissi and Kpelle.
Ethnic groups
The population of Guinea comprises about 24 ethnic groups. The Mandinka, also known as Mandingo or Malinké, comprise 29.4% of the population and are mostly found in eastern Guinea concentrated around the Kankan and Kissidougou prefectures.
The Fulas or Fulani, comprise 33.4% of the population and are mostly found in the Futa Djallon region.
The Soussou, comprising 21.2% of the population, are predominantly in western areas around the capital Conakry, Forécariah, and Kindia. Smaller ethnic groups make up the remaining 16% of the population, including Kpelle, Kissi, Zialo, Toma and others. Approximately 10,000 non-Africans live in Guinea, predominantly Lebanese, French, and other Europeans.
Religion
The population of Guinea is approximately 85 percent Muslim and 8 percent Christian, with 7 percent adhering to indigenous religious beliefs. Much of the population, both Muslim and Christian, also incorporate indigenous African beliefs into their outlook.
The vast majority of Guinean Muslims are adherent to Sunni Islam, of the Maliki school of jurisprudence, influenced by Sufism. There is also a Shi'a community in Guinea.
Christian groups include Roman Catholics, Anglicans, Baptists, Seventh-day Adventists, and Evangelical groups. Jehovah's Witnesses are active in the country and recognized by the Government. There is a small Baháʼí Faith community. There are small numbers of Hindus, Buddhists, and traditional Chinese religious groups among the expatriate community.
There were three days of ethno-religious fighting in the city of Nzerekore in July 2013. Fighting between ethnic Kpelle, who are Christian or animist, and ethnic Konianke, who are Muslims and close to the larger Malinke ethnic group, left at least 54 dead. The dead included people who were killed with machetes and burned alive. The violence ended after the Guinea military imposed a curfew, and President Conde made a televised appeal for calm.
Education
The literacy rate of Guinea is one of the lowest in the world: in 2010 it was estimated that only 41% of adults were literate (52% of males and 30% of females).
Primary education is compulsory for 6 years, but most children do not attend for so long, and many do not go to school at all. In 1999, primary school attendance was 40 percent. Children, particularly girls, are kept out of school to assist their parents with domestic work or agriculture, or to be married: Guinea has one of the highest rates of child marriage in the world.
Health
Ebola
In 2014, an outbreak of the Ebola virus occurred in Guinea. In response, the health ministry banned the sale and consumption of bats, thought to be carriers of the disease. Despite this measure, the virus eventually spread from rural areas to Conakry, and by late June 2014 had spread to neighbouring countries - Sierra Leone and Liberia. In early August 2014 Guinea closed its borders to Sierra Leone and Liberia to help contain the spread of the virus, as more new cases of the disease were being reported in those countries than in Guinea.
The outbreak began in early December in a village called Meliandou, southeastern Guinea, not far from the borders with both Liberia and Sierra Leone. The first known case involved a two-year-old child who died, after fever and vomiting and passing black stool, on 6 December. The child's mother died a week later, then a sister and a grandmother, all with symptoms that included fever, vomiting, and diarrhoea. Then, by way of care-giving visits or attendance at funerals, the outbreak spread to other villages.
Unsafe burials remained one of the primary sources of the transmission of the disease. The World Health Organization (WHO) reported that the inability to engage with local communities hindered the ability of health workers to trace the origins and strains of the virus.
While WHO terminated the Public Health Emergency of International Concern (PHEIC) on 29 March 2016, the Ebola Situation Report released on 30 March confirmed 5 more cases in the preceding two weeks, with viral sequencing relating one of the cases to the November 2014 outbreak.
The Ebola epidemic affected the treatment of other diseases in Guinea. Healthcare visits by the population declined due to fear of infection and to mistrust in the health-care system, and the system's ability to provide routine health-care and HIV/AIDS treatments decreased due to the Ebola outbreak.
Ebola re-emerged in Guinea in January–February 2021.
Maternal and child healthcare
The 2010 maternal mortality rate per 100,000 births for Guinea is 680. This is compared with 859.9 in 2008 and 964.7 in 1990. The under 5 mortality rate, per 1,000 births is 146 and the neonatal mortality as a percentage of under 5's mortality is 29. In Guinea the number of midwives per 1,000 live births is 1 and the lifetime risk of death for pregnant women is 1 in 26. Guinea has the second highest prevalence of female genital mutilation in the world.
HIV/AIDS
An estimated 170,000 adults and children were infected at the end of 2004. Surveillance surveys conducted in 2001 and 2002 show higher rates of HIV in urban areas than in rural areas. Prevalence was highest in Conakry (5%) and in the cities of the Forest Guinea region (7%) bordering Côte d'Ivoire, Liberia, and Sierra Leone.
HIV is spread primarily through multiple-partner heterosexual intercourse. Men and women are at nearly equal risk for HIV, with young people aged 15 to 24 most vulnerable. Surveillance figures from 2001 to 2002 show high rates among commercial sex workers (42%), active military personnel (6.6%), truck drivers and bush taxi drivers (7.3%), miners (4.7%), and adults with tuberculosis (8.6%).
Several factors are fueling the HIV/AIDS epidemic in Guinea. They include unprotected sex, multiple sexual partners, illiteracy, endemic poverty, unstable borders, refugee migration, lack of civic responsibility, and scarce medical care and public services.
Malnutrition
Malnutrition is a serious problem for Guinea. A 2012 study reported high chronic malnutrition rates, with levels ranging from 34% to 40% by region, as well as acute malnutrition rates above 10% in Upper Guinea's mining zones. The survey showed that 139,200 children suffer from acute malnutrition, 609,696 from chronic malnutrition and further 1,592,892 suffer from anemia. Degradation of care practices, limited access to medical services, inadequate hygiene practices and a lack of food diversity explain these levels.
Malaria
Malaria is prevalent in Guinea. It is transmitted year-round, with peak transmission from July through October. Malaria is one of the top causes of disability in Guinea.
COVID-19 pandemic
The first case of COVID-19 was reported in Guinea on 13 March 2020. By the end of 2020 the total number of confirmed cases was 13,722. Of these, 13,141 had recovered, 500 were active, and 81 people had died.
Culture
Sports
Football is the most popular sport in the country of Guinea, alongside basketball.
Football operations are run by the Guinean Football Federation. The association administers the national football team, as well as the national league. It was founded in 1960 and affiliated with FIFA since 1962 and with the Confederation of African Football since 1963.
The Guinea national football team, nicknamed Syli nationale (National Elephants), have played international football since 1962. Their first opponent was East Germany. They have yet to reach World Cup finals, but they were runners-up to Morocco in the Africa Cup of Nations in 1976.
Guinée Championnat National is the top division of Guinean football. Since it was established in 1965, three teams have dominated in winning the Guinée Coupe Nationale. Horoya AC leads with 16 titles and is the current (2017–2018) champion. Hafia FC (known as Conakry II in 1960s) is second with 15 titles having dominated in 1960s and 70s, but the last coming in 1985. Third with 13 is AS Kaloum Star, known as Conakry I in the 1960s. All three teams are based in the capital, Conakry. No other team has more than five titles.
The 1970s were a golden decade for Guinean football. Hafia FC won the African Cup of Champions Clubs three times, in 1972, 1975 and 1977, while Horoya AC won the 1978 African Cup Winners' Cup.
Polygamy
Polygamy is generally prohibited by law in Guinea, but there are exceptions. UNICEF reports that 53.4% of Guinean women aged 15–49 are in polygamous marriages.
Music
Like other West African countries, Guinea has a rich musical tradition. The group Bembeya Jazz became popular in the 1960s after Guinean independence.
Cuisine
Guinean cuisine varies by region with rice as the most common staple. Cassava is also widely consumed. Part of West African cuisine, the foods of Guinea include jollof rice, maafe, and tapalapa bread. In rural areas, food is eaten from a large serving dish and eaten by hand outside of homes.
See also
Outline of Guinea
Index of Guinea-related articles
Telephone numbers in Guinea
References
Further reading
Davidson, Basil. "Guinea, Past and Present" . History Today (June 1959) vol. 9, no. 6. pp. 392–398. Covers 1800 to 1959.
External links
Guinea. The World Factbook. Central Intelligence Agency.
Guinea from UCB Libraries GovPubs
Guinea profile from the BBC News
Guinea 2008 Summary Trade Statistics
1958 establishments in Guinea
Countries in Africa
Economic Community of West African States
Central African countries
French-speaking countries and territories
Former British protectorates
Least developed countries
Member states of the African Union
Member states of the Organisation internationale de la Francophonie
Member states of the Organisation of Islamic Cooperation
Current member states of the United Nations
Republics
States and territories established in 1958
West African countries |
12180 | https://en.wikipedia.org/wiki/Politics%20of%20Guinea | Politics of Guinea | Politics of Guinea takes place in a framework of a presidential representative democratic republic, whereby the President of Guinea is both head of state and head of government of Guinea. Executive power is exercised by the government. Legislative power is vested in both the government and the National Assembly.
Political history
Conté era (1984-2008)
A military dictatorship, led by then-Lt. Col. Lansana Conté and styling itself the Military Committee of National Recovery (CMRN), took control of Guinea in April 1984, shortly after the death of independent Guinea's first president, Sékou Touré. With Conté as president, the CMRN set about dismantling Touré's oppressive regime, abolishing the authoritarian constitution, dissolving the sole political party and its mass youth and women's organizations, and announcing the establishment of the Second Republic. The new government released all political prisoners and committed itself to the protection of human rights. In order to reverse the steady economic decline under Touré's rule, the CMRN reorganized the judicial system, decentralized the administration, promoted private enterprise, and encouraged foreign investment.
In 1990, Guineans approved by referendum a new constitution that inaugurated the Third Republic, and established a Supreme Court. In 1991, the CMRN was replaced by a mixed military and civilian body, the Transitional Council for National Recovery (CTRN), with Conté as president and a mandate to manage a five-year transition to full civilian rule. The CTRN drafted laws to create republican institutions and to provide for independent political parties, national elections, and freedom of the press. Political party activity was legalized in 1992, when more than 40 political parties were officially recognized for the first time.
In December 1993, Conté was elected to a 5-year term as president in the country's first multi-party elections, which were marred by irregularities and lack of transparency on the part of the government. In 1995, Conté's ruling PUP party won 76 of 114 seats in elections for the National Assembly amid opposition claims of irregularities and government tampering. In 1996, President Conté reorganized the government, appointing Sidya Touré to the revived post of Prime Minister and charging him with special responsibility for leading the government's economic reform program.
In the early hours of 23 December 2008, Aboubacar Somparé, the President of the National Assembly, announced on television that Conté had died at 6:45pm local time on 22 December "after a long illness", without specifying the cause of death.
According to Somparé, Conté "hid his physical suffering" for years "in order to give happiness to Guinea." Conté had left the country for medical treatment on numerous occasions in the years preceding his death, and speculation about his health had long been widespread. Contrary to his usual practice, Conté did not appear on television to mark Tabaski earlier in December 2008, and this sparked renewed speculation, as well as concern about the possibility of violence in the event of his death. At around the same time, a newspaper published a photograph suggesting that Conté was in poor physical condition and having difficulty standing up. The editor of that newspaper was arrested and the newspaper was required to print a photograph in which Conté looked healthy.
According to the constitution, the President of the National Assembly was to assume the Presidency of the Republic in the event of a vacancy, and a new presidential election was to be held within 60 days. Somparé requested that the President of the Supreme Court, Lamine Sidimé, declare a vacancy in the Presidency and apply the constitution. Prime Minister Souaré and Diarra Camara, the head of the army, stood alongside Somparé during his announcement. The government declared 40 days of national mourning and Camara called on soldiers to remain calm.
2008 coup and following
Six hours after Somparé announced Conté's death, a statement was read on television announcing a military coup d'état. This statement, read by Captain Moussa Dadis Camara on behalf of a group called National Council for Democracy, said that "the government and the institutions of the Republic have been dissolved". The statement also announced the suspension of the constitution "as well as political and union activity". In its place, the military said it had established a consultative council composed of civilian and military leaders.
On 27 September 2009, the day before planned demonstrations in the capital city Conakry, the government declared demonstrations illegal. Thousands of protestors defied the ban, assembling in a soccer stadium. 157 were left dead after the level of violence used by security forces escalated. Captain Moussa (Dadis) Camara told Radio France International on 28 September the shootings by members of his presidential guard were beyond his control. "Those people who committed those atrocities were uncontrollable elements in the military," he said. "Even I, as head of state in this very tense situation, cannot claim to be able to control those elements in the military."
On 3 December 2009 Captain Moussa Dadis Camara suffered a head wound in an attempted assassination in Conakry led by his aide-de-camp, Lieutenant Aboubacar Sidiki Diakité, who is known as Toumba. Captain Camara underwent surgery at a hospital in Morocco. Reports say Toumba's men opened fire on Captain Camara late Thursday at an army camp in the city of Conakry.
In a document released in 2010, an unknown source spoke with a U.S. diplomat and described the "ethnicization" of Guinea and the risk of conflict and violence like in Rwanda. He stated that Dadis Camara has recruited mercenaries from South Africa and Israel and assembled them, along with some of his own men, in Forecariah, in the ethnically Sussu region in the west of the country, while Dadis was from the Forest region to the east. His militia numbered 2,000-3,000 and was
armed with weapons from Ukraine. The risk of conflict and destabilization threatened the entire region, he said.
After a meeting in Ouagadougou on 13 and 14 January, Camara, Konaté and Blaise Compaoré, President of Burkina Faso, produced a formal statement of twelve principles promising a return of Guinea to civilian rule within six months. It was agreed that the military would not contest the forthcoming elections. On 21 January 2010 the military junta appointed Jean-Marie Doré as Prime Minister of a six-month transition government, leading up to elections.
2010 elections
The presidential election was set to take place on 27 June and 18 July 2010, it was held as being the first free and fair election since independence in 1958.
The first round took place normally on 27 June 2010 with ex Prime Minister Cellou Dalein Diallo and his rival Alpha Condé emerging as the two runners-up for the second round.
However, due to allegations of electoral fraud, the second round of the election was postponed until 19 September 2010. A delay until 10 October was announced by the electoral commission (CENI), subject to approval by Sékouba Konaté. Yet another delay until 24 October was announced in early October. Elections were finally held on 7 November. Voter turnout was high, and the elections went relatively smoothly.
16 November 2010, Alpha Condé, the leader of the opposition party Rally of the Guinean People (RGP), was officially declared the winner of a 7 November run-off in Guinea's presidential election. He had promised to reform the security sector and review mining contracts if elected.
2013 violence
In February 2013, the Guinean opposition party announced it would be stepping down from the electoral process due to a lack of transparency over the company used in registering voters. Calling on citizens to protest nationwide, the ensuing week saw multiple clashes between police and protesters, resulting in at least nine deaths, some of those due to live fire from security forces.
The protests were also a result of the previous months' political wrangling between Condé's administration and the opposition; minor protests were quelled on the street, and opposition supporters were arbitrarily arrested, prompting the resignation of two Guinean opposition ministers in September 2012. This month also saw the opposition parties announce their stepping down from the National Transitional Council, which is effectively an interim parliament, and that they would also boycott the national electoral commission. The president of the national electoral commission, Louceny Camara, also stepped down due to pressure from the opposition over his relationship with President Condé; Camara was rumoured to be his ally and a key figure in the president's rumoured attempts to pre-rig the legislative polls.
The week after the protest saw another minor clash between protesters and security forces after a march to mark the funerals of the deceased was dispersed by tear gas and gunfire.
On 7 March 2013, the government postponed the 12 May election date indefinitely until the political tension eased and preparations for free and fair elections could be established.
Despite the election postponement, President Condé ordered a crackdown on those responsible for the violence, and on 10 March, a Guinean court ordered opposition leaders to appear at a hearing scheduled for 14 March, in which they would be questioned for their role in organising the protests. Former Prime Minister Sidya Toure branded the summons as an "illegal procedure for what was an authorised march" and a "manipulation of justice for political ends".
2020 controversial elections
In October 2020, president Alpha Condé won presidential elections. Condé had been in power since 2010 and he won the third term. Opposition did not accept the results because of allegations of fraud. The president said a constitutional referendum in March 2020 allowed him to run despite a two-term limit. After the election there were violent protests across the country.
2021 coup
Following a military coup on 5 September 2021 the government was dissolved, borders closed, constitution suspended and President Condé was arrested. On 1 October 2021 Mamady Doumbouya was sworn in as Guinea's interim president after leading the coup.
Ethnic politics
President Alpha Condé derives support from Guinea's second-largest ethnic group, the Malinke. Guinea's opposition is backed by some of the Fula ethnic group (; ), who account for around 33.4 percent of the population.
Executive branch
The president of Guinea is normally elected by popular vote for a five-year term; candidate must receive a majority of the votes cast to be elected president. The president governs Guinea, assisted by a council of 25 civilian ministers appointed by him. The government administers the country through eight regions, 33 prefectures, over 100 subprefectures, and many districts (known as communes in Conakry and other large cities and villages or "quartiers" in the interior). District-level leaders are elected; the president appoints officials to all other levels of the highly centralized administration.
Between the 2010 Presidential Elections and 2021 coup the head of state was Alpha Condé. Following the 2021 coup he was replaced by Colonel Mamady Doumbouya acting as Chairman of the National Committee of Reconciliation and Development, a transitional military junta.
Legislative branch
The National Assembly of Guinea, the country's legislative body, had not met for a long period of time since 2008 when it was dissolved after the military coup in December of that year. Elections have been postponed many times since 2007. In April 2012, President Condé postponed the elections indefinitely, citing the need to ensure that they were "transparent and democratic".
The legislative elections took place on 28 September 2013 and President Alpha Conde's party, the Rally of the Guinean People, won with 53 seats.
In February 2022, five months after the 2021 military coup, a National Transitional Council headed by former lawmaker Dansa Kurouma and consisting of 81 members was established as a transitional parliament.
Administrative divisions of Guinea
Guinea is divided into seven administrative regions and subdivided into thirty-three prefectures. The national capital, Conakry, ranks as a special zone. The regions are Boké, Faranah, Kankan, Kindia, Labé, Mamou, Nzérékoré and Conakry.
Political parties and elections
Presidential elections
Parliamentary elections
International organization participation
Guinea's membership in the African Union was suspended after the coup.
Agency for the French-Speaking Community,
African, Caribbean, and Pacific Group of States,
African Development Bank,
Customs Cooperation Council,
Economic Commission for Africa,
Economic Community of West African States,
Food and Agriculture Organization,
Group of 77,
International Bank for Reconstruction and Development,
International Civil Aviation Organization,
International Criminal Court,
International Confederation of Free Trade Unions,
International Red Cross and Red Crescent Movement,
International Development Association,
Islamic Development Bank,
International Fund for Agricultural Development,
International Finance Corporation,
International Federation of Red Cross and Red Crescent Societies,
International Labour Organization,
International Monetary Fund,
International Maritime Organization,
International Telecommunications Satellite Organization,
International Criminal Police Organization,
International Olympic Committee,
International Organization for Migration (observer),
International Organization for Standardization (correspondent),
International Telecommunication Union,
United Nations Mission for the Referendum in Western Sahara,
Non-Aligned Movement,
Organization of African Unity,
Organisation of Islamic Cooperation,
Organisation for the Prohibition of Chemical Weapons,
United Nations,
United Nations Conference on Trade and Development,
United Nations Educational, Scientific, and Cultural Organization,
United Nations Industrial Development Organization,
Universal Postal Union,
World Confederation of Labour,
World Federation of Trade Unions,
World Health Organization,
World Intellectual Property Organization,
World Meteorological Organization,
World Tourism Organization,
World Trade Organization
See also
Moussa Dadis Camara#December 2008 army intervention
Komara government
References
Elections in Guinea |
12182 | https://en.wikipedia.org/wiki/Telecommunications%20in%20Guinea | Telecommunications in Guinea | Telecommunications in Guinea include radio, television, fixed and mobile radio, and the Internet.
The people of Guinea are among the poorest in West Africa and this reality is reflected in the development of the country's telecommunications environment. Radio is the most important source of information for the public in Guinea, and the only one to reach the entire country.
There is a single government-owned radio network, a growing number of private radio stations, and one government TV station. The fixed telephone system is inadequate, with just 18,000 lines to serve the country's 10.5 million inhabitants in 2012. Internet usage is very low, reaching just 1.5% of the population in 2012.
Radio and television
Radio remains the most important source of information for the public, and the only one to reach the entire country. The government licensed the country's first private broadcasters in 2006.
Radio stations:
one state-run radio broadcast station, Radio Télévision Guinéenne (RTG); RTG also operates several stations in rural areas; there are a steadily increasing number of privately owned radio stations, nearly all in the capital, Conakry; and about a dozen community radio stations (2011);
4 AM, 8 FM, and 3 shortwave (1998).
Radios: 357,000 (1997).
Television stations:
one state-run TV station, Radio Télévision Guinéenne (RTG); foreign TV programming is available via satellite and cable subscription services (2011);
6 TV stations (1997).
Television sets: 85,000 (1997).
State censorship
The government maintains marginal control over broadcast media, the media laws promulgated following the 2010 democratic transition have not been implemented, and there are reports of state censorship through journalist harassment and station closures. For example:
On 26 August 2012, the National Communication Council (CNC) suspended private radio station Liberte FM, based in the Forest Region city of N’Zerekore. The closure prevented Liberte FM from covering protests announced by opposition leaders for the following day. The national government allowed Liberty FM to reopen 48 hours later, after the protests concluded.
On 1 October 2012, Electricity of Guinea cut service to Espace FM, host of the investigative reporting radio program "The Big Mouths." The utility company claimed that Espace FM and its sister station, Sweet FM, collectively owed nearly 150 million GNF ($21,521) for electricity bills, despite the station's possession of payment receipts. Both stations were forced to operate on expensive generator power.
The government has been accused of penalizing stations and journalists who broadcast items criticizing government officials and their actions. Some journalists accuse government officials of attempting to influence the tone of their reporting with inappropriate pressure and bribes. Some journalists also hire bodyguards, and many practice self-censorship.
Telephones
Calling code: +224
International call prefix: 00
Main lines:
18,000 lines in use, 115th in the world (2012);
11,000 lines in use (1995).
Mobile cellular:
12,394 million lines,(2019).
790,000 lines (2007).
Telephone system: inadequate system of open-wire lines, small radiotelephone communication stations, and a new microwave radio relay system; Conakry reasonably well-served; coverage elsewhere remains inadequate and large companies tend to rely on their own systems for nationwide links; fixed-line teledensity less than 1 per 100 persons; mobile-cellular subscribership is expanding and exceeds 40 per 100 persons (2011).
Satellite earth stations: 1 Intelsat (Atlantic Ocean) (2011).
Communications cables: African Coast to Europe (ACE) submarine communications cable, which has a landing point in Conakry, links 23 countries along the west coast of Africa and on to Portugal and France.
Internet
Top-level domain: .gn
Internet users:
4,563 million users; 38% of the population (2019),
3,131 million users; 27% of the population (2017)
2,147 million users; 20% of the population (2014)
Fixed broadband: 762 subscriptions, 183rd in the world; less than 0.05% of population, 189th in the world (2012).
Wireless broadband: Unknown (2012).
Internet hosts: 15 hosts, 223rd in the world (2012).
IPv4: 4,096 addresses allocated, less than 0.05% of the world total, 0.4 addresses per 1000 people (2012).
Internet Service Providers: several ISPs including SKYVISON, ETI Bull, and Vizocom.
Internet censorship and surveillance
There are no government restrictions on access to the Internet or credible reports that the government monitors e-mail or Internet chat rooms without judicial oversight.
The constitution and law provide for freedom of speech and of the press, but the government, nevertheless, restricts these freedoms. Libel against the head of state, slander, and false reporting are subject to heavy fines. Some journalists accuse government officials of attempting to influence the tone of their reporting with inappropriate pressure and bribes. Some journalists hire bodyguards, and many practice self-censorship. Although the constitution and law provide for the inviolability of the home and legal searches require judicial search warrants, police reportedly ignore legal procedures in the pursuit of criminal suspects or when it serves their personal interests.
See also
Radio Télévision Guinéenne (RTG), the national broadcaster of Guinea.
References
External links
.gn domain registration website. |
12184 | https://en.wikipedia.org/wiki/Republic%20of%20Guinea%20Armed%20Forces | Republic of Guinea Armed Forces | The Republic of Guinea Armed Forces () are the armed forces of Guinea. They are responsible for the territorial security of Guinea's border and the defence of the country against external attack and aggression.
Guinea's armed forces are divided into five branches – army, navy, air force, the paramilitary National Gendarmerie and the Republican Guard – whose chiefs report to the Chairman of the Joint Chiefs of Staff, who is subordinate to the Minister of Defense. In addition, regime security forces include the National Police Force (Sûreté National). The Gendarmerie, responsible for internal security, has a strength of several thousand, and is armed with military equipment. It is aided by the Republican Guard, which provides protection for government officials.
History
Upon independence in 1958, France cut all ties and immediately began to repatriate Guinean soldiers serving in the French Army. Of the about 22,000 Guinean soldiers in French service, about 10,000 decided to remain with France. The other 12,000 were demobilised and returned to Guinea. The new armed forces were formed by incorporating some of the former French soldiers, after a careful screening process to determine political reliability, with members of the former territorial Gendarmie to form the People's Army of Guinea (L'Armee Populaire de Guinee). By the end of January 1959 the new army had reached a strength of around 2,000 officers and soldiers.
In February 1969, the Guinean government moved against the armed forces after alleging that a plot centred in Labé, the centre of the Fula (; ) homeland was planning to assassinate Toure and seize power, or, failing that, force the secession of Middle Guinea. This followed military dissatisfaction over the creation of a PDG control element in each army unit. Later the alleged Fula connection was dropped, the accusations widened to other groups, and over 1,000 Guineans arrested. After the plot, the army was regarded by the government as a centre of potential subversion, and the militia was developed as a counterforce to any military threat to the government.
The army resisted the Portuguese invasion of Guinea in November 1970. Purges that followed the 1970 invasion decimated the upper ranks of the army, with eight officers sentenced to death and 900 officers and men who had reached a certain age retired from active duty. General Noumandian Keita, chief of the Combined Arms General Staff, was convicted and replaced by the army's chief of staff, Namory Kieta, who was promoted to general.
In March 1971 elements of the Guinean military were deployed to Freetown in Sierra Leone after the Sierra Leonean President, Siaka Stevens, appeared to start losing his control of the Sierra Leonean military. Stevens visited Conakry on 19 March 1971, and soon afterwards, around 200 Guinean soldiers were despatched to Freetown. Two Guinean MiGs made a low flyover of Freetown and Touré placed the Guinean military on alert 'because of the serious troubles affecting the fraternal peoples of Sierra Leone.' The force, also reported as numbering 300, protected Stevens, though it was shortly reduced to 100 and then to fifty, plus a helicopter. The last Guinean troops were withdrawn in 1974.
In early 1975 the Guinean military consisted of an army of around 5,000, an air force of 300, and a naval component of around 200. The army comprised four infantry battalions, one armoured battalion, and one engineer battalion. In the early 1970s the armed forces were organised into four military zones, corresponding to the four geographical regions (Lower Guinea, Middle Guinea, Upper Guinea, and Guinée forestière). One of the four infantry battalions was assigned to each of the military zones. The zone headquarters also doubled as battalion headquarters, and acted as a supervisory element for elements of company and platoon size assigned to each of the country's twenty-nine administrative regions.
The only concentration of troops in Conakry appeared to be the armoured battalion, with a modest number of Soviet medium tanks manufactured in the late 1940s, as well as Soviet APCs, and elements of the engineer battalion. The armed forces, though formally responsible for defending the country's territorial integrity, were really during that period focused upon national development tasks, including agricultural, industrial, and construction tasks. The engineer battalion had companies in Conakry, Kankan, and Boké, and was engaged in constructing and repairing buildings and roads.
The Militia
Increasing mistrust of the regular armed forces after the Labé plot led to the militia assuming greater importance. The militia had grown out of a 1961 Democratic Party of Guinea (PDG) decision to create workplace 'committees for the defence of the revolution.' These committees were encouraged by party officials to report dishonest practices such as theft and embezzlement of funds which might 'endanger the achievements of the revolution.'
The PDG youth arm, the Youth of the African Democratic Revolution (JRDA) was especially exhorted to report irregularities and crime to party or police authorities. Units of volunteers, formed in response to this call, assumed limited policing functions. Following government praise for these units' efforts, the militia's role expanded, especially as black-market activity and smuggling grew worse. The force was formalized as the Popular Militia (Milices Populaires) in the early 1960s, given distinctive uniforms, and linked to the developing civic service, which was engaged on national development tasks. After 1966 it was consciously modeled after the Chinese Red Guards.
In 1969, the militia was officially granted a role equivalent to the army, as a counterbalance in any military coup d'état. The elements in the Conakry area were issued small arms and given military training. Touré had heralded this policy in 1967 when he wrote: 'thanks to their special political, physical, and social training, the people's militia will become the indisputable mainspring of our security system, of which the conventional armed forces constitute [but] a fundamental section.'
The militia was re-titled the National and Popular Militia in 1974 and its regular section scaled down, as the President announced that the country could not afford the large standing force that he believed was necessary to deter what he saw as the constant threat of invasion. The militia was re-organised in multiple tiers, with a staff in Conakry, some combat units, and the remainder of the permanent element serving as a cadre for reserve militia units in villages, industrial sites, and schools.
The permanent cadre was to circulate among the villages, spending three months in each one, to train the local militia. President Touré announced that the ultimate goal was to have a 100-strong paramilitary unit in each of the country's 4,000 villages. Infantry weapons of Soviet manufacture imported from the USSR, Czechoslovakia and the PRC were to be issued as they became available.
With much focus on the militia, Touré kept much of the armed forces in poverty. The International Crisis Group said that '..conditions of service were deplorable, even for officers. The senior officer corps lived on meagre rations and saw its privileges and family allowances curtailed over time. Soldiers of all ranks had to find ways to supplement their rations and were often reduced to working either on state farms or in small agricultural projects.' '...All regular military activity, for example exercises, was considered potentially subversive.'
Command appointments under Sékou Touré, March 1984
Source: Mamadou Kaly Bah, Regard Rétrospectif sur l'Armée Guinéenne, 1 November 1993
Joint Headquarters (Chef : Général Toya Condé)
Army Headquarters (Chef : Général Soma; Adjoint : Colonel Lansana Conté)
Zone militaire de Kindia (Commandant : Capitaine Babacar N'Diaye)
Zone militaire de Boké (Commandant : Cdt. Finando Tiani)
Zone militaire de Labé (Commandant : Cdt. Lancei Camara)
Zone militaire de Kankan (Commandant : Cdt. Mory Traoré)
Zone militaire de Faranah (Commandant : Cdt. Noumoukè Keita)
Zone militaire de Nzérékoré (Commandant : Idrissa Condé)
Bataillon du Quartier Général (Camp Almamy Samory Touré) (Commandant : Capitaine Kerfalla Camara)
Conakry Spécial Battalion (Camp Alfa Yaya Diallo) (Commandant : Cdt. Sidiki Condé)
Tank Battalion (Commandant : Capitaine Baourou Condé)
Bataillon des Troupes aéroportées (Parachutistes) (Commandant : Capitaine Lanciné Fangama Kéita)
Air Force Headquarters (Chef : Cdt. Abdourahmane Kéita)
Navy Headquarters (Chef : Capitaine Mohamed Lamine Sacko)
National Gendarmerie Headquarters (Chef : Cdt. Makan Camara)
Popular Militia Headquarters (Chef : Capitaine Mamadi Bayo )
The 1980s and Conté
On 3 April 1984, following Touré's death, Lansana Conté, assistant chief of staff of the army, led a coup d'état which toppled the interim head of state. A military junta, the CMRN, was installed, which started to feud within itself, and quickly, as had occurred under the Touré regime, the paramount national security concern became the preservation of the president's power. Conté had to suppress his first revolt in July 1985, by his immediate deputy, Colonel Diarra Traoré.
Regional conflicts in the 1990s and 2000–2001 attacks along the southern border by rebels acting as proxies for Liberia's Charles Taylor had important effects on the security forces. The Conté government was deeply involved in the First Liberian Civil War as it supported ULIMO, the major grouping opposing Taylor in Liberia. Yet on the other side of the border the Guinean government also contributed troops to the ill-fated ECOWAS peacekeeping force ECOMOG in Liberia. After ECOMOG departed in 1997–98, the Guinean government began supporting the new Liberian rebel movement LURD. Attacks by Taylor-backed rebels in 2000-01 were partially an attempt to stop this support.
More serious was a 1996 attempted coup that originated as a military mutiny caused by the armed forces' poor living conditions. Conté, 'civilianised' since a rigged election in 1993, had to make significant concessions in order to save his regime. Conté appointed his first civilian Minister of Defense in 1997.
The military was used three times in 2006–2007 to suppress popular protest: in June 2006, resulting in 16 deaths, on 22 January 2007, when it fired on protesters at the 9 November Bridge in Conakry, killing over 100, and on 9 February 2007, when it killed several more protesters.
The military suffered serious unrest in 2008. Among measures taken by Conte to try and shore up his support within the military after 2007 was the transfer of the 'popular Sékouba Konaté to Conakry to head the parachute Autonomous Battalion of Airborne Troops (French acronym BATA) in an attempt to calm the troops.' However, these and other measures failed to stop the coup d'état led by Moussa Dadis Camara in late December 2008.
In January 2009 a CNDD ordonnance combined four elite units of the Guinean armed forces - the presidential guards, the Bataillon Autonome des Troupes Aéroportées (BATA), the Battaillon des Commandos de Kindia (popularly known as the 'Commandos Chinois') and the Battaillon des Rangers - into a combined commando regiment.
On 28 September 2009, in what became known as the 'Bloody Monday' massacre/2009 Guinea protest, Amnesty International said that Guinea security forces killed more than 150 people and raped over 40 women during and following the protests. More than 1,500 people were wounded and many people went missing or were detained. As of early 2010, AI said that at least two senior military officers named by the United Nations as potentially having individual criminal responsibility for events constituting crimes against humanity, remain in positions of influence in the Guinean Presidential Cabinet, despite the formation of a new transitional government.
The International Crisis Group said in September 2010 that from 2001 to 2009 the size of the armed forces has risen dramatically from 10,000 in 2001 to a reported 45,000 in 2010 (though the latter figure needs to be treated with great caution.) 'This rapid growth has resulted from both formal and informal recruitment. Erratic mass promotions have created an inverted structure, with more officers than simple soldiers, eroding professionalism and straining the defence budget. Indiscipline, criminality and impunity are rife, while working and living conditions for rank-and-file soldiers are deplorable.'
Composition
Air Force
After achieving independence from France in 1958, the Force Aerienne de Guinea was formed with Soviet assistance in the delivery of 10 MiG-17F fighters and two MiG-15UTI trainers. In the same era an An-2, An-12, An-14, Il-14 and Il-18V transports were delivered, Mil Mi-4 helicopters also entered service. Other eastern bloc deliveries included three Aero L-29 jet trainers, six Yak-11s and Romania contributed licensed built IAR-316 Alouette III and two IAR-330L Puma transport helicopters. Further Soviet aid was requested when Conakry Airport was opened for use by Soviet Naval Aviation maritime reconnaissance aircraft. This resulted in the delivery of eight MiG-21PFMs and a MiG-21U in 1986 to replace the remaining MiG-17s.
Inventory
Army
There are four military regions - the 1st RM: Kindia; 2nd RM: Labé; 3rd RM: Kankan; 4ème RM: Nzérékoré, plus the Conakry special zone.
Equipment reportedly includes 30 T-34 tanks, 8 T-54 tanks (IISS 2012), and PT-76 light tanks (15 reported in service by International Institute for Strategic Studies (IISS) Military Balance 2012).
The IISS Military Balance 2020 listed the Army as comprising 8,500 personnel, with one armoured battalion, one special forces battalion, five infantry battalions, one ranger battalion, one commando battalion, one air mobile battalion, and the Presidential Guard battalion.
Weapons
Source: IISS Military Balance 2021, 470. Not comprehensive.
Navy
The navy has about 900 personnel and operates several small patrol craft and barges.
References
Further reading
International Crisis Group, 'Guinee: Incertitudes autour d'une fin de regne', ICG Africa Report No. 74, 19 December 2003.
Dominique Bangoura, La Guinée, in Alan Bryden, Boubacar N'Diaye, Security Sector Governance in Francophone West Africa: Realities and Opportunities, DCAF/Lit Verlag, 2011. Probably the most recent definitive account on the security sector.
Mohamed Tétémadi Bangoura, Dominique Bangoura, Gouvernance et réforme du secteur de la sécurité en Guinée: Défis démocratiques et de refondation, Editions L'Harmattan, 2010, , 9782296255449.
Military of Guinea
de:Guinea#Streitkräfte |
12191 | https://en.wikipedia.org/wiki/Economy%20of%20Guinea-Bissau | Economy of Guinea-Bissau | The economy of Guinea-Bissau comprises a mixture of state-owned and private companies. Guinea-Bissau is among the world's least developed nations and one of the 10 poorest countries in the world, and depends mainly on agriculture and fishing. Cashew crops have increased remarkably in recent years, and the country ranked ninth in cashew production for the year of 2019.
Guinea-Bissau exports to Asia non-fillet frozen fish and seafood, peanuts, palm kernels, and timber. License fees for fishing in their sea-zone (Gulf of Guinea) provide the government with some small revenue. Rice is the major crop and staple food. Due to European regulations, fish and cashew-nuts exports to Europe are totally prohibited as well as agriculture products in general.
Economic history
Early colonialism
From a European viewpoint, the economic history of the Guinea Coast is largely associated with slavery. Indeed, one of the alternative names for the region was the Slave Coast. When the Portuguese first sailed down the Atlantic coast of Africa in the 1430s, they were interested in gold. Ever since Mansa Musa, king of the Mali Empire, made his pilgrimage to Mecca in 1325, with 500 slaves and 100 camels (each carrying gold) the region had become synonymous with such wealth. The trade from sub-Saharan Africa was controlled by the Islamic Empire which stretched along Africa's northern coast. Muslim trade routes across the Sahara, which had existed for centuries, involved salt, kola, textiles, fish, grain and slaves.
As the Portuguese extended their influence around the coast, Mauritania, Senegambia (by 1445) and Guinea, they created trading posts. Rather than becoming direct competitors to the Muslim merchants, the expanding market opportunities in Europe and the Mediterranean resulted in increased trade across the Sahara. In addition, the Portuguese merchants gained access to the interior via the Sénégal and Gambia rivers which bisected long-standing trans-Saharan routes.
The Portuguese brought in copper ware, cloth, tools, wine and horses. Trade goods soon also included arms and ammunition. In exchange, the Portuguese received gold (transported from mines of the Akan deposits), pepper (a trade which lasted until Vasco da Gama reached India in 1498) and ivory.
There was a very small market for African slaves as domestic workers in Europe, and as workers on the sugar plantations of the Mediterranean. The Portuguese found they could make considerable amounts of gold transporting slaves from one trading post to another, along the Atlantic coast of Africa. Muslim merchants had a high demand for slaves, which were used as porters on the trans-Saharan routes, and for sale in the Islamic Empire. The Portuguese found Muslim merchants entrenched along the African coast as far as the Bight of Benin.
Before the arrival of the Europeans, the African slave trade, centuries old in Africa, was not yet the major feature of the coastal economy of Guinea. The expansion of trade occurs after the Portuguese reach this region in 1446, bringing great wealth to several local slave trading tribes. The Portuguese used slave labour to colonize and develop the previously uninhabited Cape Verde islands where they founded settlements and grew cotton and indigo. They then traded these goods, in the estuary of the Geba River, for black slaves captured by other black peoples in local African wars and raids.
The slaves were sold in Europe and, from the 16th century, in the Americas. The Company of Guinea was a Portuguese governative institution whose task was to deal with the spices and to fix the prices of the goods. It was called Casa da Guiné, Casa da Guiné e Mina from 1482 to 1483 and Casa da Índia e da Guiné in 1499. The local African rulers in Guinea, who prosper greatly from the slave trade, have no interest in allowing the Europeans any further inland than the fortified coastal settlements where the trading takes place. The Portuguese presence in Guinea was therefore largely limited to the port of Bissau.
Colonial era
As with the other Portuguese territories in mainland Africa (Portuguese Angola and Portuguese Mozambique), Portugal exercised control over the coastal areas of Portuguese Guinea when first laying claim to the whole region as a colony. For three decades there are costly and continuous campaigns to suppress the local African rulers. By 1915 this process was complete, enabling Portuguese colonial rule to progress in a relatively unruffled state - until the emergence of nationalist movements all over Africa in the 1950s.
For a brief period in the 1790s the British attempted to establish a rival foothold on an offshore island, at Bolama, but by the 19th century the Portuguese were sufficiently secure in Bissau to regard the neighbouring coastline as their own special territory. It was therefore natural for Portugal to lay claim to this region, soon to be known as Portuguese Guinea, when the European scramble for Africa began in the 1880s. Britain's interest in the region declined since the end of the British slave trade in 1807. After the abolition of slavery in the Portuguese overseas territories in the 1830s, the slave trade went into serious decline.
Portugal's main rival were the French, their colonial neighbours along the coast on both sides - in Senegal and in the region which became French Guinea. The Portuguese presence in Guinea was not disputed by the French. The only point at issue was the precise line of the borders. This was established by agreement between the two colonial powers in two series of negotiations, in 1886 and 1902–5. Until the end of the 19th century, rubber was the main export.
As an overseas province
In 1951, when the Portuguese government overhauled the entire colonial system, all Portugal's colonies, including Portuguese Guinea, were renamed Overseas Provinces (Províncias Ultramarinas). New infrastructures were built for education, health, agriculture, transportation, commerce, services, and administration.
Cashew, peanut, rice, timber, livestock and fish were the main economic productions. The port of Bissau was one of the main employers and a very important source of taxes for the province's authorities.
Independence war
The fight for independence began in 1956, when Amílcar Cabral founded the Partido Africano da Independência da Guiné e Cabo Verde (), the PAIGC. In 1961, when a purely political campaign for independence had made predictably little progress, the PAIGC adopted guerrilla tactics. Although heavily outnumbered by Portuguese troops (approximately 30,000 Portuguese to some 10,000 guerrillas), the PAIGe had the great advantage of safe havens over the border in Senegal and Guinea, both recently independent of French rule.
Several communist countries supported the guerrillas with weapons and military training. The conflict in Portuguese Guinea involving the PAIGC guerrillas and the Portuguese Army was the most intense and damaging of all Portuguese Colonial War. Thus, during the 1960s and early 1970s, Portuguese development plans promoting strong economic growth and effective socioeconomic policies, like those applied by the Portuguese in the other two theaters of war (Portuguese Angola and Portuguese Mozambique), were not possible. In 1972 Cabral sets up a government in exile in Conakry, the capital of neighbouring Guinea. It was there, in 1973, that he was assassinated outside his house - just a year before a left-wing military coup in Portugal dramatically altered the political situation.
By 1973 the PAIGC controlled most of the interior of the country, while the coastal and estuary towns, including the main populational and economic centres remained under Portuguese control. The village of Madina do Boé in the southeasternmost area of the territory, close to the border with neighbouring Guinea, was the location where PAIGC guerrillas declared the independence of Guinea-Bissau on September 24, 1973. The war in the colonies was increasingly unpopular in Portugal itself as the people got weary of war and balked at its ever-rising expense. Following the coup d'état in Portugal in 1974, the new left-wing revolutionary government of Portugal began to negotiate with the PAIGC and decided to offer independence to all the overseas territories.
After independence
As his brother Amílcar Cabral had been assassinated in 1973, Luís Cabral became the first president of independent Guinea-Bissau in the time after independence was granted on September 10, 1974. Already as the President of Guinea-Bissau, Luís Cabral tried to impose a planned economy in the country, and supported a socialist model that left the economy of Guinea-Bissau itself ruined. Similarly, the repression the authoritarian single-party regime he led imposed on the population and severe food shortages also left marks and, despite having always denied, Luís Cabral was accused of being responsible for the death of a large number of black Guinea-Bissauan soldiers who had fought along with the Portuguese Army against the PAIGC guerrillas during the Portuguese Colonial War.
Luís Cabral served from 1974 to 1980, when a military coup d'état led by João Bernardo "Nino" Vieira deposed him. After the military coup, in 1980 PAIGC admitted in its official newspaper "Nó Pintcha" (dated November 29, 1980) that many were executed and buried in unmarked collective graves in the woods of Cumerá, Portogole and Mansabá. All these events did not help the new-country to reach the level of prosperity, economic growth and development the new rulers had promised to its population.
Present day
Macro-economic trend
Following the April 2012 coup d'État growth plunged to reach -1.5% of GDP. In 2013, the country's GDP grew only by 0.9%. This low growth level during a period of democratic transition is explained by a combination of low administrative efficiency, low investments on account of the political instability and a bad cashew export season. Key macroeconomic indicators estimated by the African Development Bank are presented in the chart below:
Intermittent fighting between Senegalese-backed government troops and a military junta destroyed much of the country's infrastructure and caused widespread damage to the economy in 1998; the civil war led to a 28% drop in GDP that year, with partial recovery in 1999. Agricultural production is estimated to have fallen by 17% during the conflict, and the civil war led to a 28% overall drop in GDP in 1998. Cashew nut output, the main export crop, declined in 1998 by an estimated 30%. World cashew prices dropped by more than 50% in 2000, compounding the economic devastation caused by the conflict.
Before the war, trade reform and price liberalization were the most successful part of the country's structural adjustment program under IMF sponsorship. The tightening of monetary policy and the development of the private sector had also begun to reinvigorate the economy. Under the government's post-conflict economic and financial program, implemented with IMF and World Bank input, real GDP recovered in 1999 by almost 8%. In December 2000 Guinea-Bissau qualified for almost $800 million in debt-service relief under the first phase of the enhanced HIPC initiative and is scheduled to submit its Poverty Reduction Strategy Paper in March 2002. Guinea-Bissau will receive the bulk of its assistance under the enhanced HIPC initiative when it satisfies a number of conditions, including implementation of its Poverty Reduction Strategy Paper.
Because of high costs, the development of petroleum, phosphate, and other mineral resources is not a near-term prospect. It produces 400,000 barrels/day of petrol.
Mean wages were $0.52 per man-hour in 2009. In 2019 the minimal monthly wage it is around 35000 CFA = US$60.
The following table shows the main economic indicators in 1980–2017.
Financial sector
The financial sector of Guinea-Bissau is relatively underdeveloped: in 2013, financial intermediation accounted for 4% of GDP, banking penetration is below 1% of the population (IMF 2013. Article IV Consultations – Guinea-Bissau, IMF Country Report No 13/197) and access to finance is cited as the second most important constraint for businesses. As of 2015, only four banks were operating in the country. According to the IMF, regional private foreign banks held about 65% of shares in the Bissau-Guinean banking system (IMF 2013). Banks are regulated by the WAEMU authorities. In the aftermath of the civil war (1998/1999), private sector credit had fallen below 1% of GDP. In 2003 the balance sheets of banks amounted to EUR 21.3 million. Since then credit to the economy has risen to nearly 13.8% of GDP.
"Terra Ranka" (A fresh start): a new economic plan
On March 25, 2015, the Government of Guinea-Bissau convened an international donor conference in Brussels. Hosted by the European Union with support from the UNDP and other partners including the African Development Bank and the World Bank, the country's major partners joined in welcoming the country's new vision up to 2025, and to put pledges forth for its strategic and operational plan dubbed "Terra Ranka" (A fresh start). Pledges totalled EUR 1.3 billion.
The strategic and operational plan is composed of six pillars: (i) peace and governance, (ii) infrastructure, (iii) industrialisation, (iv) urban development, (v) human development and (vi) biodiversity. Each of the pillars is composed of a series of structuring projects to be financed either through direct donor support or through the mobilisation of private funding.
Income from waste dumping
In the 1980s Guinea-Bissau was part of a trend in the African continent toward the dumping of waste as a source of income. Plans to import toxic waste from Europe were cancelled after an international campaign to halt the trade. The government was offered a contract to dispose of 15 million tons of toxic waste over a 15-year period. The income from it was equivalent to twice the value of its external debt. After strong pressure from other African countries and environmental groups the Guinea-Bissau government renounced the deal.
Drug trafficking
Over the last decade European consumption of cocaine is believed to have tripled, and West Africa has become a primary transit point for trafficking the drug from Colombia to Europe. Guinea-Bissau is the leading West African country in this regard, with smugglers taking advantage of government corruption and disorder to operate unimpeded.
The army and police are alleged to be complicit and lack of boats or planes to patrol or control the vaste sea-zone turn a blind eye to cocain drug shipments from Latin America. The local population does not have access to the drug. Planes fly in, and use Guinea-Bissau's 88 remote islands, the majority of which are uninhabited.
Energy
As of 2019, only 28% of the total population had access to electricity, with only 7% of rural population and 56% of urban population having access to electricity.
In 2016, 99% of electricity generation capacity came from fossil sources and 1% from renewable sources.
See also
Transport in Guinea-Bissau
Telecommunications in Guinea-Bissau
Mining industry of Guinea-Bissau
United Nations Economic Commission for Africa
References
External links
Resources on Guinea-Bissau by the African Development Bank
Mineral resources of Guinea-Bissau
Guinea-Bissau latest trade data on ITC Trade Map
Africa's New Narcostate - photo essay by The Global Post
Guinea-Bissau
Guinea-Bissau |
12194 | https://en.wikipedia.org/wiki/Military%20of%20Guinea-Bissau | Military of Guinea-Bissau | The Revolutionary Armed Forces of the People () or FARP are the national military of Guinea-Bissau. They consist of an Army, Navy, Air Force and paramilitary forces. A 2008 United Nations Development Programme census estimated that there were around 4,000 personnel in the Armed Forces. An earlier CIA World Fact Book figure was 9,250. The World Fact Book also estimated military expenditure as $9.46 million, and military spending as a percentage of GDP as 3.1%.
The World Fact Book also reports that the military service age and obligation is 18–25 years of age for selective compulsory military service; 16 years of age or younger with parental consent, for voluntary service (2009).
Internal culture
2010 Guinea-Bissau military unrest
Major General Batista Tagme Na Waie was chief of staff of the Guinea-Bissau armed forces until his assassination in 2009.
Military unrest occurred in Guinea-Bissau on 1 April 2010. Prime Minister Carlos Gomes Junior was placed under house arrest by soldiers, who also detained Army Chief of Staff Zamora Induta. Supporters of Gomes and his party, PAIGC, reacted to the move by demonstrating in the capital, Bissau; Antonio Indjai, the Deputy Chief of Staff, then warned that he would have Gomes killed if the protests continued.
The EU ended its mission to reform the country's security forces, EU SSR Guinea-Bissau, on 4 August 2010, a risk that may further embolden powerful generals and drug traffickers in the army and elsewhere. The EU mission's spokesman in Guinea-Bissau said the EU had to suspend its programme when the mastermind of the mutiny, General Antonio Indjai, became army chief of staff. "The EU mission thinks this is a breach in the constitutional order. We can't work with him".
International drug trade
The multitude of small offshore islands and a military able to sidestep government with impunity has made it a favourite trans-shipment point for drugs to Europe. Aircraft drop payloads on or near the islands, and speedboats pick up bales to go direct to Europe or onshore. UN chief Ban Ki-moon has called for sanctions against those involved in Guinea-Bissau's drugs trade.
Air Force head Ibraima Papa Camara and former navy chief Jose Americo Bubo Na Tchuto have been named "drug kingpins".
Angolan assistance
Angola, at the presidency of the Community of Portuguese Language Countries (CPLP) since 2010, has since 2011 participated in a military mission in Guinea-Bissau (MISSANG) to assist in the reform of defence and security.
MISSANG had a strength of 249 Angolan men (both soldiers and police officers), following an agreement signed between the defence ministers of both countries, as a complement to a Governmental accord ratified by both parliaments.
The Angolan assistance mission included a programme of technical and military cooperation focused on a reform of the Guinean armed forces and police, including the repair of barracks and police stations, organisation of administrative services and technical and military training locally and in Angolan institutions. The mission was halted by the Angolan Government, following a politico-military crisis that led to the ousting of the interim president of Guinea- Bissau, Raimundo Pereira, and the prime minister, Gomes Júnior. By 22 June 2012, the Angolan vessel Rio M'bridge, carrying the mission's equipment, had arrived back in Luanda.
Army equipment
Air Force
After achieving independence from Portugal, the air force was formed by officers returning from training in Cuba and the USSR. The FAGB was re-equipped by the Soviet Union with a limited aid package in which its first combat aircraft were introduced.
Navy
In September 2010, Rear-Admiral Jose Americo Bubo Na Tchuto attempted a coup, but was arrested after failing to gain support. "Guinea-Bissau's navy chief, who was arrested last week and accused of trying to stage a coup, has escaped custody and fled to nearby Gambia, the armed forces said on Tuesday."
References
The Two Faces of War
''World Aircraft Information Files. Brightstar Publishing, London. File 338 Sheet 02
Further reading
B Embaló, Civil–military relations and political order in Guinea-Bissau, The Journal of Modern African Studies, 2012
Shaw, Mark, Drug trafficking in Guinea-Bissau, 1998-2014: the evolution of an elite protection network, The Journal of Modern African Studies, Vol. 53.3 (Sep 2015): 339–364.
External links
http://africansecuritysector.blogspot.com/2010/09/guinee-bissau-restructuration-de-larmee.html, September 2010
United Nations, Report of the Secretary-General on UNIOGBIS, S/2010/550, 25 October 2010. UNIOGBIS is the former United Nations Peacebuilding Support Office in Guinea-Bissau (UNOGBIS) and is closely involved in reform of the armed forces.
http://www.slateafrique.com/85917/secrets-de-la-crise-bissau-guineenne
Government of Guinea-Bissau |
12212 | https://en.wikipedia.org/wiki/Gangsta%20rap | Gangsta rap | Gangsta rap or gangster rap, initially called reality rap, emerged in the mid- to late 1980s as a controversial hip hop subgenre whose lyrics assert the culture and values typical of American street gangs and street hustlers. Many gangsta rappers flaunt associations with real street gangs, like the Crips and the Bloods. Gangsta rap's pioneers were Schoolly D of Philadelphia in 1985, Ice-T of Los Angeles in 1986, and especially N.W.A in 1988. In 1993, via record producer Dr. Dre, rapper Snoop Dogg, and their G-funk sound, gangsta rap took the rap genre's lead and became mainstream, popular music.
Gangsta rap has been recurrently accused of promoting disorderly conduct and broad criminality, especially assault, homicide, and drug dealing, as well as misogyny, promiscuity, and materialism. Gangsta rap's defenders have variously characterized it as artistic depictions but not literal endorsements of real life in American ghettos, or suggested that some lyrics voice rage against social oppression or police brutality, and have often accused critics of hypocrisy and racial bias. Still, gangsta rap has been assailed even by some black public figures, including Spike Lee, but first by pastor Calvin Butts and especially by activist C. Delores Tucker.
1985–1988: Origins and early years
Schoolly D and Ice-T
Philadelphia rapper Schoolly D is generally considered the first “gangsta rapper” or one of the first “gangsta rappers”, significantly influencing the more popular early gangsta rap originator, Ice-T. Ice-T was born in Newark, New Jersey, in 1958. As a teenager, he moved to Los Angeles where he rose to prominence in the West Coast hip hop scene. In 1986, Ice-T released "6 in the Mornin'", which is regarded as one of the first gangsta rap songs. Ice-T had been MCing since the early '80s, but first turned to gangsta rap themes after being influenced by Philadelphia rapper Schoolly D and his 1985 album Schoolly D. In an interview with PROPS magazine, Ice-T said:
Here's the exact chronological order of what really went down: The first record that came out along those lines was Schoolly D's "P.S.K." Then the syncopation of that rap was used by me when I made "6 in the Mornin'". The vocal delivery was the same: ' ... P.S.K. is makin' that green', ' ... six in the morning, police at my door'. When I heard that record I was like "Oh shit!" and call it a bite or what you will but I dug that record. My record didn't sound like P.S.K., but I liked the way he was flowing with it. P.S.K. was talking about Park Side Killers but it was very vague. That was the only difference, when Schoolly did it, it was "... one by one, I'm knockin' em out." All he did was represent a gang on his record. I took that and wrote a record about guns, beating people down and all that with "6 in the Mornin'". At the same time my single came out, Boogie Down Productions hit with Criminal Minded, which was a gangster-based album. It wasn't about messages or "You Must Learn", it was about gangsterism.
In 2011, Ice-T repeated in his autobiography that Schoolly D was his inspiration for gangsta rap. Ice-T continued to release gangsta albums for the remainder of the 1980s: Rhyme Pays in 1987, Power in 1988 and The Iceberg/Freedom of Speech...Just Watch What You Say in 1989. Ice-T's lyrics also contained strong political commentary, and often played the line between glorifying the gangsta lifestyle and criticizing it as a no-win situation.
Schoolly D's debut album, Schoolly D, and especially the song "P.S.K. What Does It Mean?", would heavily influence not only Ice-T, but also Eazy-E and N.W.A (most notably in the song "Boyz-n-the-Hood") as well as the Beastie Boys on their seminal hardcore hip hop inspired album Licensed to Ill (1986).
Boogie Down Productions
Boogie Down Productions released their first single, "Say No Brother (Crack Attack Don't Do It)", in 1986. It was followed by "South-Bronx/P is Free" and "9mm Goes Bang" in the same year. The latter is the most gangsta-themed song of the three; in it, KRS-One boasts about shooting a crack dealer and his posse to death (in self-defense). The album Criminal Minded followed in 1987, and was the first rap album to have firearms on its cover. Shortly after the release of this album, BDP's DJ, Scott LaRock was shot and killed. After this, BDP's subsequent records were more focused with the inadequate rationale removed.
Other early influences
The New York-based Run-DMC and LL Cool J, though originating prior to the establishment of “gangsta rap” as a cohesive genre, were influential in the formation of gangsta rap, often producing early aggressive hardcore hip hop songs and being among the first rappers to dress in gang-like street clothing. The seminal Long Island-based group Public Enemy featured aggressive, politically charged lyrics, which had an especially strong influence on gangsta rappers such as Ice Cube. Rakim and Eric B & Rakim would further influence gangsta rap with aggressive, street-oriented raps, especially on the 1987 album Paid In Full .
In 1986, the Los Angeles-based group C.I.A. (consisting of Ice Cube, K-Dee, Sir Jinks) rapped over the rap group Beastie Boys’ tracks for songs such as "My Posse" and "Ill-Legal", and the Beastie Boys' influence can be seen significantly in N.W.A's early albums. The Beastie Boys had started out as a hardcore punk band, but after introduction to producer Rick Rubin and the exit of Kate Schellenbach they became a rap group. According to Rolling Stone Magazine, their 1986 album Licensed to Ill is "filled with enough references to guns, drugs and empty sex (including the pornographic deployment of a Wiffleball bat in "Paul Revere") to qualify as a gangsta-rap cornerstone."
1988–1997: Golden age
N.W.A.
The first blockbuster gangsta rap album was N.W.A's Straight Outta Compton, released in 1988. Straight Outta Compton would establish West Coast hip hop as a vital genre, and establish Los Angeles as a legitimate rival to hip hop's long-time capital, New York City. Straight Outta Compton sparked the first major controversy regarding hip hop lyrics when their song "Fuck tha Police" earned a letter from FBI Assistant Director, Milt Ahlerich, strongly expressing law enforcement's resentment of the song. Due to the influence of Ice-T, N.W.A, and Ice Cube's early solo career, gangsta rap is often somewhat erroneously credited as being a mostly West Coast phenomenon, despite the contributions of East Coast acts like Boogie Down Productions in shaping the genre and despite Philadelphia rapper Schoolly D being generally regarded as the first gangsta rapper.
In the early 1990s, former N.W.A member Ice Cube would further influence gangsta rap with his hardcore, socio-political solo albums, which suggested the potential of gangsta rap as a political medium to give voice to inner-city youth. N.W.A's second album, Efil4zaggin (1991) (released after Ice Cube's departure from the group), broke ground as the first gangsta rap album to reach #1 on the Billboard pop charts.
West, East and South
Aside from N.W.A and Ice T, Too Short (from Oakland, California), Kid Frost and the South Gate-based Latino group Cypress Hill were pioneering West Coast rappers with gangsta rap songs and themes. Above the Law also played an important role in the gangsta rap movement, as their 1990 debut album Livin' Like Hustlers, as well as their guest appearance on N.W.A's 1991 Efil4zaggin, foreshadowed the dominance of the genre in 1990s starting with Dr. Dre's The Chronic.
East Coast hardcore rappers like Kool G Rap, Big Daddy Kane, Slick Rick, and EPMD also reflected the trend in hip-hop music in the late 1980s towards hard-hitting, angry, aggressive, and politically conscious lyrics, revolving around crime, violence, poverty, war and gunplay.
The Houston-based group known as the Geto Boys came out around the late 1980s and made songs containing both gangsta themes of crime and violence. Early 90s, the Geto Boys gained Top 40 hit "Mind Playing Tricks On Me". The group notably released gangsta song "Scarface", a track centered on selling cocaine and killing rival gang members. The Geto Boys are also known for being the first rap group to sample from the movie Scarface, a film which became the basis for various mafioso rap samples in the 1990s. Furthermore, the Geto Boys, along with Jam Master J's and Erick Sermon's group Flatlinerz and Prince Paul's and RZA's group Gravediggaz, are often cited as pioneers of "horrorcore" rap, a transgressive and abrasive subgenre of hardcore rap or gangsta rap which focuses on common horror themes, such as the supernatural and the occult, often with gothic or macabre lyrics, satanic imagery and slasher film or splatter film-like violence.
Ice-T's solo career
Ice-T released one of the seminal albums of the genre, OG: Original Gangster in 1991. It also contained a song by his new thrash metal group Body Count, who released a self titled album in 1992. Particular controversy surrounded one of its songs "Cop Killer". The rock song was intended to speak from the viewpoint of a police target seeking revenge on racist, brutal cops. Ice-T's rock song infuriated government officials, the National Rifle Association and various police advocacy groups. Consequently, Time Warner Music refused to release Ice-T's upcoming album Home Invasion and dropped Ice-T from the label. Ice-T suggested that the furor over the song was an overreaction, telling journalist Chuck Philips "... they've done movies about nurse killers and teacher killers and student killers. Arnold Schwarzenegger blew away dozens of cops as the Terminator. But I don't hear anybody complaining about that." In the same interview, Ice-T suggested to Philips that the misunderstanding of Cop Killer, the misclassification of it as a rap song (not a rock song), and the attempts to censor it had racial overtones: "The Supreme Court says it's OK for a white man to burn a cross in public. But nobody wants a black man to write a record about a cop killer."
Ice-T's next album, Home Invasion was postponed as a result of the controversy, and was finally released in 1993. While it contained gangsta elements, it was his most political album to date. After a proposed censoring of the Home Invasion album cover art, he left Warner Bros. Records. Ice-T's subsequent releases went back to straight gangsta-ism, but were never as popular as his earlier releases. He had alienated his core audience with his involvement in metal, his emphasis on politics and with his uptempo Bomb-Squad style beats during a time when G-funk was popular. He published a book "The Ice Opinion: Who Gives a @#!*% ?" in 1994.
G-funk and Death Row Records
In 1992, former N.W.A member Dr. Dre released The Chronic, a massive seller (eventually going triple platinum) which showed that explicit gangsta rap could hold mass commercial appeal just like more pop-oriented rappers such as MC Hammer, The Fresh Prince and Tone Lōc. The album established the dominance of West Coast gangsta rap and Dre's new post-N.W.A label, Death Row Records (owned by Dr. Dre along with Marion "Suge" Knight), as Dre's album showcased a stable of promising new Death Row rappers. The album also began the subgenre of G-funk, a slow, drawled form of hip hop that dominated the rap charts for some time.
Extensively sampling P-Funk bands, especially Parliament and Funkadelic, G-funk was multi-layered, yet simple and easy to dance to. The simple message of its lyrics, that life's problems could be overcome by guns, alcohol, and marijuana, endeared it to a teenage audience. The single "Nuthin' but a "G" Thang" became a crossover hit, with its humorous, House Party-influenced video becoming an MTV staple despite that network's historic orientation towards rock music.
Another success was Ice Cube's Predator album, released at about the same time as The Chronic in 1992. It sold over 5 million copies and was #1 in the charts, propelled by the hit single "It Was a Good Day", despite the fact that Ice Cube was not a Death Row artist. One of the genre's biggest crossover stars was Dre's protégé Snoop Doggy Dogg (Doggystyle), whose exuberant, party-oriented themes made songs such as "Gin and Juice" club anthems and top hits nationwide. In 1996, 2Pac signed with Death Row and released the multi-platinum double album All Eyez on Me. Not long afterward, his shocking murder brought gangsta rap into the national headlines and propelled his posthumous The Don Killuminati: The 7 Day Theory album (released under the alias "Makaveli") (which eerily featured an image of 2Pac being crucified on the front cover) to the top of the charts. Warren G was another G-funk musician along with the now deceased Nate Dogg. Other successful G-funk influenced artists included Spice 1, MC Eiht and MC Ren, all of them reaching decent positions on the Billboard 100, in spite of not being associated with Death Row.
Mafioso rap
Mafioso rap is a hardcore hip hop subgenre founded by Kool G Rap in the late 1980s. East coast mafioso rap was partially the counterpart of West Coast G-funk rap. Mafioso rap is characterized by references to famous mobsters and mafiosi, racketeering and organized crime in general (but especially the Sicilian Mafia, the Italian-American Mafia, African-American organized crime and Latin American organized crime or drug cartels). Though a significant amount of mafioso rap was more gritty and street-oriented, focusing on street-level organized crime, other mafioso rap artists frequently focused on lavish, self-indulgent, materialistic and luxurious subject matter associated with crime bosses and high-level mobsters, such as expensive drugs, cars and expensive champagne. Though the genre died down for several years, it re-emerged in 1995 when Wu-Tang Clan member Raekwon released his critically acclaimed solo album, Only Built 4 Cuban Linx... It. 1995 also saw the release of Doe or Die by Nas' protégé AZ and the release of the album 4,5,6 by subgenre originator Kool G Rap. This album featured other mafioso rap artists MF Grimm, Nas and B-1. These three albums brought the genre to mainstream recognition, and inspired other East Coast artists, such as Jay-Z, Notorious B.I.G. and Nas, to adopt the same themes as well with their albums Reasonable Doubt, Life After Death and It Was Written (respectively).
East coast gangsta rap was popular by the late 1990s, and there were more modern mafioso rap albums such as Ghostface Killah's Fishscale, Jay-Z's American Gangster and Raekwon's Only Built 4 Cuban Linx... Pt. II. Many rappers, such as Conejo, Mr Criminal, T.I., Rick Ross, Fabolous, Jadakiss, Jim Jones and Cassidy have maintained popularity with lyrics about self-centered urban criminal lifestyles or "hustling". Lil' Kim's mafioso album La Bella Mafia, released in 2003, was a commercial success, receiving platinum certification. In 2020, Belgian rapper CHG Unfadable released the mafioso rap album Lifestyle featuring Kool G Rap, AZ and the first Italian-American mob rapper The Shark. After a long slump in the popularity of Mafioso rap, music collective Griselda re-popularised nostalgic Mafioso rap and boom-bap rap style of the 90s and 80s with artists such as Westside Gunn, Conway the Machine, Benny the Butcher, and Daringer.
East Coast hardcore hip hop and the East Coast–West Coast feud
Meanwhile, rappers from New York City, such as Wu-Tang Clan, Black Moon (group) and Boot Camp Clik, Onyx, Big L, Mobb Deep, Nas, The Notorious B.I.G., DMX, and The LOX, among others, pioneered a grittier sound known as hardcore hip hop. In 1994, both Nas and The Notorious B.I.G. released their debut albums Illmatic (April 19) and Ready to Die (September 13) respectively, which paved the way for New York City to take back dominance from the West Coast. In an interview for The Independent in 1994, the Wu-Tang Clan's GZA commented on the term "gangsta rap" and its association with his group's music and hip hop at the time:
It is widely speculated that the ensuing "East/West" battle between Death Row Records and Bad Boy Records resulted in the deaths of Death Row Records' 2Pac (who was 25 years old) and Bad Boy Records' The Notorious B.I.G. (who was 24 years old). Even before the murders, Death Row had begun to unravel, as co-founder Dr. Dre had left earlier in 1996; in the aftermath of 2Pac's death, label owner Suge Knight was sentenced to prison for a parole violation, and Death Row proceeded to sink quickly as most of its remaining artists, including Snoop Dogg, left. Dr. Dre, at the MTV Video Music Awards, claimed that "gangsta rap was dead". While Puff Daddy's Bad Boy Entertainment fared better than its West Coast rival, it eventually began to lose popularity and support by the end of the decade, due to its pursuit of a more mainstream sound, as well as challenges from Atlanta and New Orleans-based labels, especially, Master P's No Limit stable of popular rappers.
Southern and Midwest gangsta rap
Houston first came on to the national scene in the late 1980s with the violent and disturbing stories told by the Geto Boys, with member Scarface achieving major solo success in the mid-1990s. Willie D recorded G rap album also.
After the deaths of Tupac Shakur and Biggie Smalls and the media attention the murders generated, gangsta rap became an even greater commercial force. However, most of the industry's major labels were in turmoil, bankrupt, or creatively stagnant, and new labels representing the rap scenes in new locations sprang up.
Master P's No Limit Records label, based out of New Orleans, became quite popular in the late 1990s, though critical success was very scarce, with the exceptions of some later additions like Mystikal (Ghetto Fabulous, 1998). No Limit had begun its rise to national popularity with Master P's The Ghetto Is Trying to Kill Me! (1994), and had major hits with Silkk the Shocker (Charge It 2 Da Game, 1998) and C-Murder (Life or Death, 1998). Cash Money Records, also based out of New Orleans, had enormous commercial success beginning in the late 1990s with a similar musical style but utilized a quality-over-quantity business approach unlike No Limit.
Memphis collective Hypnotize Minds, led by Three 6 Mafia and Project Pat, have taken gangsta rap to some of its darker extremes. Led by in-house producers DJ Paul and Juicy J, the label became known for its pulsating, menacing beats and uncompromisingly thuggish lyrics. However, in the mid-2000s, the group began attaining more mainstream popularity, eventually culminating in the Three 6 Mafia winning an Academy Award for the song "It's Hard out Here for a Pimp" from Hustle & Flow.
Midwest gangsta rap originated in the mid-1990s and rose to major prominence in the 2000s. Midwest hip hop was originally distinctive for its faster-paced flow. This is evident in the styles of the earliest Midwestern rappers to release albums, Chicago's Twista and Cleveland's Bone Thugs-n-Harmony. Bone Thugs, known for their fast, harmonizing vocals coupled with an ultra-quick rap delivery, would achieve major success with their critically acclaimed 1995 album E. 1999 Eternal, which featured a major hit in the Grammy-winning "Tha Crossroads".
The Chopped and Screwed genre was developed in Houston, Texas which remains the location most associated with the style. The late DJ Screw, a South Houston DJ, is credited with the creation of and early experimentation with the genre. DJ Screw began making mixtapes of the slowed-down music in the early 1990s and began the Screwed Up Click. This provided a significant outlet for MCs in the South-Houston area, and helped local rappers such as Big Moe, Lil' Flip, E.S.G., UGK, Lil' Keke, South Park Mexican, Spice 1 and Z-Ro gain regional and sometimes national prominence.
Narco-rap
Narco-rap is a music scene, similar to the early underground gangsta rap scene, that emerged in north-eastern Mexico and southern Texas. Its lyrical content, popular among Latino youth, is violent and focuses on the power of drug cartels and the gruesomeness of the Mexican drug war. Narco-rap emerged in the urban areas of Tamaulipas, a Mexican state currently subject to a turf war between Los Zetas and the Gulf Cartel. Narco-rappers sing about the life of mobsters and the reality of the cities under the cartel's rule. Some of the key players of the genre are Cano y Blunt, DemenT and Big Los.
1997–2007: Bling era
Before the late 1990s, gangsta rap, while a huge-selling genre, had been regarded as well outside of the pop mainstream, committed to representing the experience of the inner-city and not "selling out" to the pop charts. However, the rise of Bad Boy Records, propelled by the massive crossover success of Bad Boy head Sean "Puffy" Combs's 1997 ensemble album, No Way Out, on the heels of the media attention generated by the murders of 2Pac and The Notorious B.I.G., signaled a major stylistic change in gangsta rap (or as it is referred to on the East Coast, hardcore rap), as it morphed into a new subgenre of hip hop which would become even more commercially successful and popularly accepted.
The earlier, somewhat controversial crossover success enjoyed by popular gangsta rap songs like "Gin and Juice" gave way to gangsta rap's becoming a widely accepted staple on the pop charts in the late 1990s. For example, between the release of The Notorious B.I.G.'s debut album Ready to Die in 1994 and his follow-up, the posthumous Life After Death in 1997, his sound changed from a darker, tense production, with lyrics projecting desperation and paranoia, to a cleaner, more laid-back sound, fashioned for popular consumption (though the references to guns, drug dealing and life as a thug on the street remained).
R&B-styled hooks and instantly recognizable samples of well-known soul and pop songs from the 1970s and 1980s were the staples of this sound, which was showcased primarily in Sean "Puffy" Combs's latter-day production work for The Notorious B.I.G. ("Mo Money, Mo Problems"), Mase ("Feels So Good") and non-Bad Boy artists such as Jay-Z ("Can I Get A...") and Nas ("Street Dreams"). Also achieving similar levels of success with a similar sound at the same time as Bad Boy was Master P and his No Limit label in New Orleans, as well as the New Orleans upstart Cash Money label.
Many of the artists who achieved such mainstream success in the 2000s, such as Jay-Z, DMX, then 50 Cent and G-Unit, originated from the gritty 1990s East Coast rap scene and were influenced by hardcore artists such as The Notorious B.I.G., Wu-Tang Clan and Nas. Mase and Cam'ron were typical of a more relaxed, casual flow that became the pop-gangsta norm. By contrast, other rappers like Eminem and DMX enjoyed commercial success in the late 1990s by rapping about ever-more macabre tales of death and violence, maintaining commercial relevance by attempting to be controversial and subversive, growing on the Horrorcore rap style born in the late 1980s.
2007–present: Mainstream decline, rise of drill and trap
By the late 2000s, alternative hip hop had secured its place within the mainstream, due in part to the declining commercial viability of gangsta rap. Industry observers view the sales race between Kanye West's Graduation and 50 Cent's Curtis as a turning point for hip hop. Kanye West emerged the victor, selling nearly a million copies in the first week alone, proving that innovative rap music could be just as commercially viable as gangsta rap, if not more so. Although he designed it as a melancholic pop album rather than a rap album, Kanye's following 808s & Heartbreak would have a significant effect on hip hop music. While his decision to sing about love, loneliness, and heartache for the entirety of the album was at first heavily criticized by music audiences and the album was predicted to be a flop, its subsequent critical acclaim and commercial success encouraged other mainstream rappers to take greater creative risks with their music. During the release of The Blueprint 3, New York rap mogul Jay-Z revealed that next studio album would be an experimental effort, stating, "... it's not gonna be a #1 album. That's where I'm at right now. I wanna make the most experimental album I ever made." Jay-Z elaborated that like Kanye, he was unsatisfied with contemporary hip hop, was being inspired by indie-rockers like Grizzly Bear, and asserted his belief that the indie rock movement would play an important role in the continued evolution of hip-hop.
In the 2010s, a new form of gangsta rap known as drill emerged from the Midwest, gaining popularity via rappers such as Lil Durk, Chief Keef, Lil Reese, King Von, and Lil Herb. West Coast rapper Vince Staples is part of the new generation of rappers that is influenced by G-funk. Being from the same area as Snoop himself, Staples has a sound that is lyrically in comparison to gangsta rap, though also containing elements of conscious rap. His 2015 album Summertime '06 reflects the "challenges of racism, injustice, and violent fallouts in his childhood neighborhood." Other gangsta rappers who have maintained success in recent times include Rick Ross, Jeezy, Nipsey Hussle, Gucci Mane, Freddie Gibbs, Meek Mill, Ace Hood, Pusha T, YG, A$AP Ferg, Bobby Shmurda, A$AP Rocky, Jay Rock, ScHoolboy Q, 21 Savage, Kodak Black, Dave East, Tay-K, Uncle Murda, Casanova, Blueface, NLE Choppa, Lil Loaded, Pop Smoke, 22Gz, 42 Dugg, Lil Baby, and DaBaby.
Gangsta rap's pioneers have met success in other forms of pop culture as well. In 2016, N.W.A. was inducted to the Rock and Roll Hall of Fame. They were followed up by the late Tupac Shakur in 2017 who was inducted as the first solo hip hop act, under his first year of eligibility as a nominee. Other Rock and Roll Hall of Fame Hip-Hop Acts include the 2007 induction of Grandmaster Flash and the Furious Five, who are considered pioneers of expanding the sound of Hip-Hop from disco inspired partying, to street reality that inspired social change. The 2009 induction of Run-D.M.C to the Rock and Roll Hall of Fame opened the door for more Hip-Hop inductions, as they were followed up by the 2012 induction of Beastie Boys, and the 2013 induction of Public Enemy.
Criticism and debate
The explicit nature of gangsta rap's lyrics has made it heavily controversial. There is also debate about the causation between gangsta rap and violent behavior. A study by the Prevention Research Center of the Pacific Institute for Research and Evaluation in Berkeley, Calif., finds young people who listen to rap and hip-hop are more likely to abuse alcohol and commit violent acts.
Critics of gangsta rap hold that it glorifies and encourages criminal behavior, and may be at least partially to blame for the problem of street gangs. Although this view is often stereotyped as that of white conservatives, it has been shared by members of the black community, most notably Bill Cosby.
Those who are supportive or at least less critical of gangsta rap hold that crime on the street level is for the most part a reaction to poverty and that gangsta rap reflects the reality of lower class life. Many believe that the blaming of crime on gangsta rap is a form of unwarranted moral panic; The World Development Report 2011, for instance, confirmed that most street gang members maintain that poverty and unemployment is what drove them to crime; none made reference to music. Ice Cube famously satirized the blame placed on gangsta rap for social ills in his song "Gangsta Rap Made Me Do It". Many gangsta rappers maintain they are playing a "role" in their music like an actor in a play or film, and do not encourage the behavior in their music.
Moreover, English scholar Ronald A.T. Judy has argued that gangsta rap reflects the experience of blackness at the end of political economy, when capital is no longer wholly produced by human labor but in a globalized system of commodities. In this economy, gangsta rap traffics blackness as a commodifiable effect of "being a nigga". In other words, gangsta rap defines the experience of blackness, in which he locates in gangsta rap's deployment of the word "nigga", in this new global economic system as "adaptation to the force of commodification". For Judy, nigga (and gangsta rap) becomes an epistemologically authentic category for describing the condition of being black in the modern "realm of things".
Despite this, many who hold that gangsta rap is not responsible for social ills are critical of the way many gangsta rappers intentionally exaggerate their criminal pasts for the sake of street credibility. Rick Ross and Slim Jesus among others have been heavily criticized for this.
2Pacalypse Now controversy
In 1992, then-U.S. Vice President Dan Quayle blasted the recording industry for producing rap music he believed led to violence. Quayle called on Time Warner Inc. subsidiary, Interscope Records, to withdraw Tupac Shakur's 1991 debut album 2Pacalypse Now from stores. Quayle stated, "There is absolutely no reason for a record like this to be published—It has no place in our society." Quayle's motivation came in light of the murder of a Texas state trooper Bill Davidson, who had been shot by Ronald Ray Howard after he had been pulled over. Howard was driving a stolen vehicle while songs from 2Pacalypse Now were playing on the tape deck when he was stopped by the officer. The family of Davidson filed a civil suit against Shakur and Interscope Records, claiming the record's violent lyrics incite "imminent lawless action". District Judge John D. Rainey held that Shakur and the record companies did not have the duty to prevent distributing his music when they could not reasonably foresee violence arising from the distribution, nor was there any intent for the usage of the music as a "product for purposes of recovery under a products liability theory." Judge Rainey concluded the suit by ruling the Davidsons' argument that the music was unprotected speech under the First Amendment was irrelevant.
C. Delores Tucker
Politicians such as C. Delores Tucker have cited concerns with sexually explicit and misogynistic lyrics featured in hip-hop tracks. Tucker claimed the explicit lyrics used in hip-hop songs were threatening to the African-American community. Tucker, who once was the highest-ranking African American woman in the Pennsylvania state government, focused on rap music in 1993, labeling it as "pornographic filth" and claiming it was offensive and demeaning to black women. Tucker stated, "You can't listen to all that language and filth without it affecting you." Tucker also handed out leaflets containing lyrics from rap music and urged people to read them aloud. She picketed stores that sold the music and handed out petitions. She then proceeded to buy stock in Time Warner, Sony and other companies for the sole purpose to protest rap music at shareholders meetings. In 1994, Tucker protested when the NAACP nominated rapper Tupac Shakur for one of its image awards as Outstanding Actor in a Motion Picture from his role in Poetic Justice.
Some rappers labeled her "narrow-minded", and some ridiculed her in their lyrics, notably Shakur, who mentions her multiple times in his diamond certified 1996 album All Eyez On Me. Shakur mentions Tucker in the tracks "Wonda Why They Call U Bitch" and "How Do U Want It", where Shakur sings "Delores Tucker, you's a motherfucker/Instead of trying to help a nigga you destroy a brother." Tucker filed a $10 million lawsuit against Shakur's estate for the comments made in both songs. In her lawsuit, she claimed that the comments were slanderous, caused her emotional distress and invaded her personal privacy. The case was eventually dismissed. Shakur was not the only rap artist to mention her in his songs, as Jay-Z, Eminem, Lil' Kim, The Game and Lil Wayne have all previously criticized Tucker for her opposition of the genre.
First Amendment rights
Gangsta rap has also raised questions of whether it is protected speech under the First Amendment to the United States Constitution, since lyrics may express violence and may be considered true threats. The Supreme Court ruled in Elonis v. United States (2015) that mens rea, the intent to commit a crime, is necessary to convict someone of a crime for using threatening words in a rap song.
In a notable case, rapper Jamal Knox, performing as "Mayhem Mal", wrote a gangsta rap song named "F*** the Police" shortly after he was arrested for gun and drug charges in Pittsburgh. The song's lyrics specifically named the two arresting officers, and included explicit violent threats including "Let's kill these cops cuz they don't do us no good". One of the officers, believing to be threatened, subsequently left the force.
Knox was convicted of making terroristic threats and of witness intimidation in a bench trial, and the conviction was affirmed by the Supreme Court of Pennsylvania, which held that the song's lyrics amounted to a true threat. Knox petitioned the Supreme Court of the United States to hear the case, and academics joined rappers Killer Mike, Chance the Rapper, Meek Mill, Yo Gotti, Fat Joe and 21 Savage in an amicus curiae brief arguing that Knox's song should be seen as a political statement and thus is protected speech. The Supreme Court declined review in April 2019.
International influence
German gangsta-rap
The gangsta-rap movement in Germany derived its roots from the '90s and since 2003–2004 has become a successful subgenre of German hip hop. Contextually and musically, it borrows its influences from the French and US-based gangsta rap and battle rap. Although there is a certain correlation between street-rap and gangsta-rap, gangsta-rap is not considered as a derivative genre since it is only partially related to street-rap and has contextually little to do with the other subgenre.
History
Pioneers of the subgenre gangsta-rap, who have since the 1990s still been active, are Kool Savas and Azad. Within the genre, they implemented an incredibly explicit, broken and aggressive text, that originally still had much influence from English text elements. This style of rap, after the turn of the century, was implemented by the majority of gangsta-rappers in Germany and is, therefore, a very well respected form on the approach of German gangsta-rap. On the other hand, Savas distanced himself from these vulgar and explicit texts. One of the founding fathers of German gangsta-rap, Charnell, the little-known rapper and martial-arts artist, thematized growing up in the midst of a social renaissance. Gangsta-rap in other countries, that resembled the music of the Rödelheim Hartreim Projekt in Germany, was commercially successful in the 2000s. Germany at the time, however, had few rappers active in this subgenre; allowing certain artists in the Berlin underground-hip-hop scene an opportunity to establish themselves with their lyrics representing a certain hardship acquired through the criminal lifestyle which had previously been popularized. Recognizable names from the underground scene are Bass Sultan Hengzt, Fler, MC Bogy or MOK. Another notable rapper and pioneer of gangsta-rap in Germany is Azad. Although he came from the rural Frankfurt am Main, he was a big reason this subgenre became popular in Germany. In his lyrical text, he thematized the rigid and rough lifestyle of living in the northwest district of Frankfurt.
At the beginning of the year 2003 the process of commercialization of this subgenre began. Contrary to popular belief, a variable of the German gangsta-rap became popular before the actual subgenre itself did. When Sido, a notoriously known rapper from Berlin, released his album Maske which thematized gangs, drugs and violence, this album became the first of its genre to sell 100,000 copies. Following that album Sido released another two named Ich and Ich und meine Maske which both had over 100,000 sold copies and emphasized the success of his first album.
Following the success of Sido and his albums, Bushido became the next artist to emerge from the German gangsta-rap scene. He established himself a career and became the most important representative of German gangsta-rap of his time. Aggro Berlin, the label those two artists were both represented by, stated that this version of rap was the second, more aggressive evolution of German hip-hop. Bushido's albums Carlo Cokxxx Nutten with Fler and Bushido's debut album Vom Bordstein bis zur Skyline had relatively little success although the prominent topics on his album reflected directly with the themes that made Sido popular.
Following the continuous success of Sido and Bushido came a wave of rappers who were trying, with the help of major-labels, to establish themselves and be recognized by the populace. Eventually came Massiv, who was signed with Sony BMG, and was crowned by his label to be the German 50 Cent. This artist did not reach the success of 50 Cent. Further artists such as Baba Saad or Kollegah have since then established themselves as relatively successful in the German charts. As of recently, names such as Farid Bang, Nate57, Majoe & Jasko and Haftbefehl have appeared on the charts regularly.
Musical style
Gangsta-rap in Germany originated from Queensbridge-rap in the 1990s as well as French gangsta-rap. Characteristically the necessary ambiance and melody for this type of hip-hop needs to be melancholic, dark and often threatening. Often, the songs incorporate piano, choir, synthesizers, but also samples from classical and neo-classical arrangements. All complexities such as minimalistic arrangements to vast orchestral symphonic arrangements are used and sampled in this subgenre.
Road rap
Road rap (also known as British gangsta rap or simply UK rap) is a genre of music pioneered in South London, primarily in Brixton and Peckham. The genre was pioneered by groups such as PDC, SMS, GAS, PYG, SN1, North Star, MashTown, U.S.G. and artists such as Giggs, K Koke, Sneakbo and Nines. The genre came to the fore as a backlash against the perceived commercialisation of grime in the mid-late 2000s in London. The genre came to prominence around 2007 with the rise of Giggs. Road rap retained the explicit depictions of violence and British gang culture found in some early grime music and combines it with a musical style more similar to American gangsta rap than the sound system influenced music of grime, dubstep, UK garage, jungle, reggae and dub.
Gangs played a large part in the genre, with gangs such as Star Gang (formed by former Tottenham Mandem members), the Peckham Boys based in Peckham (with its various sets such as SN1, PYG, and OPB) and GAS Gang, based in Brixton, becoming notable in the road rap scene during the 2000s.
The road rap scene centres around mixtape releases and YouTube videos with some of the genres more popular acts getting mainstream recognition. The genre has been criticised for the relentless nihilism and violence in its lyrics as well as its links to gangs and gun crime with many rappers serving prison sentences. In keeping with grime, road rap has suffered from pre-emptive policing with Giggs claiming that the Metropolitan Police have set out to deny him the opportunity to make a living from music having banned him from touring. In 2011, Stigs was served the first ever gang injunction that banned him from rapping about anything that may encourage violence.
In the early 2010s, the American genre drill began to emerge in the UK, pushed by groups such as 150, 67, and Section Boyz. UK drill has been referred to as subgenre of road rap due to the influence it's had on the genre. Road rap also went on to influence afroswing, which emerged in the mid-2010s.
See also
List of gangsta rap artists
List of criminal enterprises, gangs, and syndicates
Narcocorrido
Road rap
References
Sources
Hip hop genres
Criticism of hip-hop
Hardcore hip hop
American styles of music
Music of New York City
Music of New York (state)
Music of California
Compton, California
African-American culture
1980s in music
1990s in music
2000s in music
2010s in music
2020s in music
Music controversies
Obscenity controversies in music
1980s fads and trends
1990s fads and trends
2000s fads and trends
2010s fads and trends
2020s fads and trends |
12230 | https://en.wikipedia.org/wiki/Gary%20Coleman | Gary Coleman | Gary Wayne Coleman (February 8, 1968 – May 28, 2010) was an American actor and comedian. Coleman is regarded as one of the greatest child actors of all time, and was the highest-paid adolescent on television throughout the late 1970s and 1980s. He was rated first on a list of VH1's "100 Greatest Kid Stars".
Coleman was known for playing the role of Arnold Jackson in the sitcom Diff'rent Strokes (1978–1986), which he reprised in numerous other television series such as Hello, Larry (1979), The Facts of Life (1979–1980) and The Fresh Prince of Bel-Air (1996), among others. For playing the role of Arnold, he received several accolades, which include two Young Artist Awards; in 1980 for Outstanding Contribution to Youth Through Entertainment and in 1982 for Best Young Actor in a Comedy Series; and three People's Choice Awards; a consecutive three wins for Favorite Young TV Performer from 1980 to 1983; as well as nominations for two TV Land Awards.
Coleman's stardom resulted in several roles thereafter, including his film debut On the Right Track (1981), the comedies Jimmy the Kid and The Kid with the Broken Halo (both released in 1982), the cult film Dirty Work (1998), and the satirical-comedy film An American Carol (2008) and the independent film Midgets vs. Mascots (2009). He was the star of The Gary Coleman Show (1982) where he voiced Andy LeBeau, and he additionally provided the voice of Kevin in the animated show Waynehead (1996–1997). He also starred in the video games The Curse of Monkey Island (1997) and the cult video game Postal 2 (2003).
Coleman struggled financially in later life; in 1989, he successfully sued his parents and business adviser over misappropriation of his assets, only to declare bankruptcy a decade later. Very few details of Coleman's medical history have been made public, although his battles with issues such as growth deficiency, substance abuse and depression across his lifespan earned significant media coverage. On May 26, 2010, Coleman was admitted to Utah Valley Regional Medical Center in Provo, Utah after falling down the stairs at his home in Santaquin and hitting his head, suffering an epidural hematoma. Two days later, on May 28, 2010, Coleman died at the age of 42.
Early life
Gary Wayne Coleman was born in Zion, Illinois, on February 8, 1968. He was adopted by W. G. Coleman, a fork-lift operator, and Edmonia Sue, a nurse practitioner. Due to focal segmental glomerulosclerosis, a kidney disease, and the corticosteroids and other medications used to treat it, his growth was limited to , and his face kept a childlike appearance even into adulthood. He underwent two unsuccessful kidney transplants in 1973 and again in 1984, and required frequent dialysis.
Coleman was an avid railroad fan, and he later worked part-time at Denver-area, Tucson-area, and California hobby stores to be around his hobby. Coleman built and maintained miniature railroads in his homes in several states throughout the 1990s. Currently, at least one of Coleman's model railroads is being preserved in Colorado Springs, Colorado. In a 1993 television interview, Coleman said he had twice attempted suicide by overdosing on pills. Coleman lived in Santaquin, a small town about south of Salt Lake City, Utah, from 2005 to the remainder of his life.
Career
In 1974, Coleman's career began when he appeared in a commercial for Harris Bank. His line (after the announcer said, "You should have a Harris banker") was "You should have a Hubert doll." "Hubert" was a stuffed lion representing the Harris bank logo. The same year, he appeared in an episode of Medical Center. In 1977, Coleman appeared in a pilot for a revival of The Little Rascals as Stymie, which ultimately ended up not getting picked up as a series. His work on the Little Rascals pilot caught the attention of an executive, and in 1978 Coleman was cast as Arnold Jackson in Diff'rent Strokes, playing one of two Black brothers from Harlem adopted by a wealthy white widower in Manhattan. After the premiere, Diff'rent Strokes became a hit, and ran for 8 seasons, ending in 1986.
Coleman received recognition and praise for his work on Diff'rent Strokes; for his role he received five Young Artist Award nominations, of which he won two, and won the People's Choice Awards for Favorite Young TV Performer four years in a row, from 1980 to 1983. At the height of his fame on Diff'rent Strokes, he earned $100,000 per episode, and he became known by his character's catchphrase "What'chu talkin' 'bout, Willis?", uttered skeptically in response to statements by his brother Willis, who was portrayed by Todd Bridges. According to Bridges' autobiography Killing Willis, Coleman was made to work long hours on the set of Diff'rent Strokes despite his age and health problems, which contributed to his being unhappy and separating himself from the rest of the cast. A Biography Channel documentary estimated that Coleman was left with a quarter of the original amount of money he retrieved from his years on Diff'rent Strokes after paying his parents, advisers, lawyers, and taxes. In 1989, Coleman sued his adoptive parents and former business advisor for $3.8 million for misappropriating his trust fund and won a $1.28 million judgment in 1993.
Coleman had appeared on The Jeffersons as Raymond, George Jefferson's nephew, and on Good Times in 1978 as Penny's friend Gary. Along with his work on Diff'rent Strokes, Coleman began working in films, first appearing in the baseball comedy television film The Kid from Left Field in 1979. In that same year, he made a guest appearance on the science-fiction show Buck Rogers in the 25th Century as a time-displaced whiz kid named Hieronymous Fox; a role he would reprise in a later episode in Season 2 of the series (in 1980). In 1981, Coleman made his feature film debut with the comedy On the Right Track, headlining as Lester, a young shoeshine boy who achieves fame for having a talent for gambling on horses. The film was received with mixed reviews, with critics stating that the film rode nearly entirely on Coleman's credibility and presence; however, the film was a commercial success, and his performance was praised. He next starred in Jimmy the Kid (1982). The film was financially successful, but received resoundingly negative reviews, with critic Roger Ebert writing "... movies like this don't really have room for brilliant performances. They're written by formula, cast by computer and directed by the book, and when a little spontaneity creeps in, it seems out of place."
Coleman starred in the television film The Kid with the Broken Halo. The film served as the basis for The Gary Coleman Show in 1982, where Coleman had the lead voice role as Andy LeBeau, an angel in training who comes to earth to help others and gain his wings. Coleman voiced the role Kevin in the animated show Waynehead, which ran from 1996 to 1997. He also voiced Kenny Falmouth in the video game The Curse of Monkey Island in 1997, which gained him attention, being one of the first few major mainstream actors to appear in a video game. He had ventured into politics, and in the 2003 California recall election he was a candidate for governor. His campaign was sponsored by the free newsweekly East Bay Express as a satirical comment on the recall. After Arnold Schwarzenegger declared his candidacy, Coleman announced that he would vote for Schwarzenegger. Coleman placed 8th in a field of 135 candidates, receiving 14,242 votes.
In 2003, Coleman portrayed a fictional version of himself in the video game Postal 2 (2003). The second game in the Postal franchise, it received a cult following following its release, and brought Coleman much attention. In 2005, Coleman appeared in John Cena's music video for his single "Bad, Bad Man" (from the album You Can't See Me) and played himself as a villain taking Michael Jackson and Madonna hostage. The video was a spoof of 1980s culture, focusing on The A-Team. Coleman's final television role was a voice role in the animated-series Robot Chicken. His final film roles were starring as Charles Higgins in the sports comedy film Church Ball (2006), appearing as a slave in the satirical comedy film An American Carol (2008), and appearing as Gary in the comedy film Midgets vs. Mascots (2009).
Personal life
In 1998, Coleman was charged with assault while working as a security guard. Tracy Fields, a Los Angeles bus driver and fan of Coleman's work on Diff'rent Strokes, approached him in a California mall and requested his autograph, while Coleman was shopping for a bulletproof vest. When Coleman refused to give her an autograph, an argument ensued, and Fields reportedly mocked Coleman's lackluster career as an actor. Coleman then punched Fields in the face several times in front of witnesses. He was arrested and later testified in court that she threatened him, and he defended himself. "She wouldn't leave me alone. I was getting scared, and she was getting ugly," he said. Coleman pleaded no contest to one count of assault, received a suspended jail sentence, and was ordered to pay Fields' $1,665 hospital bill and to take anger management classes.
In August 1999, Coleman filed for bankruptcy protection. Multiple people, he said, were responsible for his insolvency, "from me, to accountants, to my adoptive parents, to agents, to lawyers, and back to me again". He lost $200,000 on an arcade he named the Gary Coleman Game Parlor, which was located at Fisherman's Village in Marina del Rey, California. Ongoing medical expenses contributed significantly to Coleman's chronic financial problems and compelled him, at times, to resort to unusual fundraising activities. In 1999, he partnered with UGO Networks on an online auction titled "Save Me!". Items included his couch, a "tiny pimp suit" with matching gold Nikes and an autographed ice scraper. Items attracted more than $5,000 in bids.
In early 2007, he met Shannon Price, 22, on the set of the film Church Ball, where she was working as an extra. Price and Coleman married several months later. On May 1 and 2, 2008, they made a well-publicized appearance on the show Divorce Court to air their differences in an attempt to save their marriage. Nevertheless, they divorced in August 2008, and Coleman was granted an ex parte restraining order against Price to prevent her from living in his home when he was hospitalized after their divorce. According to a court petition later filed by Price, she and Coleman continued to live together in a common-law marriage until his death. However, a judge ultimately ruled against Price after hearing evidence that she carried on affairs with other men during the time she claimed to be with Coleman, and "physically abused Coleman in public, led him around by the hand like a child [and] displayed no physical affection toward him in front of anyone".
In 2007, Coleman was cited for misdemeanor disorderly conduct in Provo, Utah, after a "heated discussion" in public with his wife. In 2009, Coleman and his ex-wife were involved in a domestic dispute, after which Price was arrested on suspicion of domestic violence, and both parties were cited for disorderly conduct. In 2009, Coleman underwent heart surgery, details of which were never made public, but he is known to have developed pneumonia postoperatively. In January 2010, Coleman was hospitalized after a seizure in Los Angeles, and in February, he suffered another seizure on the set of The Insider television program.
In 2008, Coleman was involved in a car accident after an altercation at a Payson, Utah, bowling alley, which began when Colt Rushton, age 24, photographed Coleman without his permission. The two men argued, according to witnesses. In the parking lot, Coleman allegedly backed his truck into Rushton, striking his knee and pulling him under the vehicle, before hitting another car. Rushton was treated at a local hospital for minor injuries and released. Coleman later pleaded no contest to charges of disorderly conduct and reckless driving and was fined $100. In 2010, he settled a civil suit related to the incident for an undisclosed amount. Months before his death, in 2010, Coleman was arrested on an outstanding domestic assault warrant in Santaquin, booked into the Utah County Jail, and released the following day.
Death
On May 26, 2010, Coleman was admitted to Utah Valley Regional Medical Center in Provo, Utah, in critical condition after falling down the stairs at his home in Santaquin and hitting his head, possibly after another seizure, and suffering an epidural hematoma. According to a hospital spokesman, Coleman was conscious and lucid the next morning, but his condition subsequently worsened. By mid-afternoon on May 27, he was unconscious and on life support. He died at 12:05 pm MDT (18:05 UTC) on May 28, 2010, at age 42. The weekend after Coleman's death, a scheduled funeral was postponed and later canceled due to a dispute regarding the disposition of his estate and remains among Coleman's adoptive parents, former business associate Anna Gray, and Price. Coleman's former manager, Dion Mial, was involved initially but withdrew after Coleman's 1999 will, which named Mial as executor and directed that his wake be "...conducted by those with no financial ties to me and can look each other in the eyes and say they really cared personally for Gary Coleman", turned out to have been superseded by a later one replacing Mial with Gray, and directing "...that there be no funeral service, wake, or other ceremony memorializing my passing".
Questions were raised as to whether Price, who approved discontinuing Coleman's life support, was legally authorized to do so. The controversy was exacerbated by a photograph published on the front page of the tabloid newspaper Globe depicting Price posed next to a comatose, intubated Coleman, under the headline, "It Was Murder!" While Coleman's final will, signed in 2005, named Gray as executor and awarded his entire estate to her, Coleman and Price married in 2007. Although they divorced in 2008, Price claimed in a court petition that she remained Coleman's common-law wife, with the two sharing bank accounts, and the couple presenting themselves publicly as husband and wife until Coleman's death. Her assertion, if validated by the court, would have made her his lawful heir.
In May 2012, Judge James Taylor stated that while Price had indeed lived in Coleman's home after their marriage ended, their relationship at the time of his death failed to meet Utah's standard for a common-law marriage. The hospital later issued a statement confirming that Coleman had completed an advance healthcare directive granting Price permission to make medical decisions on his behalf. An investigation by Santaquin police was closed on October 5, 2010, after the medical examiner ruled Coleman's death accidental, and no evidence of wrongdoing could be demonstrated.
Legacy
Coleman is frequently listed as one of the most influential child actors in the world. He was rated first on a list of VH1's "100 Greatest Kid Stars" on television, and was noted by MTV for having an "Undeniable Impact on Pop Culture." Mike Hogan from Vanity Fair wrote on his career, saying "He was unquestionably a superstar, overshadowing them with his radiant charisma and boundless energy, but the kidney condition that enabled him, even as a teen, to play the world's most precocious little brother on TV also complicated his life in ways most of us will never understand." Filk music act Ookla the Mok paid tribute to Coleman on their 2003 album "oh okay LA" with the song "A.M. Suicide".
Coleman is parodied in Avenue Q, which won the 2004 Tony Award for Best Musical. A fictionalized version of Coleman works as the superintendent of the apartment complex where the musical takes place. In the song "It Sucks to Be Me", he laments his fate. On Broadway, the role was originally performed by Natalie Venetia Belcon. The show's creators, Jeff Marx and Robert Lopez, have said the Coleman character personifies one of Avenue Q central themes: that as children we are told we are "special", but upon entering adulthood, we discover that life is not nearly as easy as we have been led to believe. They added that their original intent was for Coleman himself to play the Gary Coleman role, and he expressed interest in accepting it but did not show up for a meeting scheduled to discuss it. In 2005, Coleman announced his intention to sue the producers of Avenue Q for their depiction of him, although the lawsuit never materialized. At the 2007 New York Comic Con, Coleman said, "I wish there was a lawyer on Earth that would sue them for me."
Following his death in 2010, the casts of the off-Broadway production of Avenue Q in New York City and the Avenue Q National Tour in Dallas dedicated their performances to his memory, and the actors playing the part of Coleman paid tribute to him from the stage at the performances' conclusions. The Coleman character remained in the show after modifications were made to relevant dialogue. Randy Kester – Coleman's attorney – told Dallas News in 2010, "The world's going to be a little less happy place without Gary. For being a small guy, he sure had a big impact on the world." The disposition of Coleman's ashes remains unreported. Shannon Price, his previous wife, had said were she granted disposition, she would have scattered the ashes at the Golden Spike National Historic Site in Utah as a tribute to Coleman's lifelong love of trains. In the 2021 Diff'rent Strokes special, actor Kevin Hart played Coleman's signature character of Arnold Jackson.
Works and accolades
Throughout his career, Coleman had garnered over sixty acting credits, and over eighty television appearances. For playing the role of Arnold Jackson in the sitcom Diff'rent Strokes (1978–1986), he received several accolades, which include two Young Artist Awards and three People's Choice Awards; the latter being a consecutive three wins for Favorite Young TV Performer from 1980 to 1983; and nominations for two TV Land Awards.
References
External links
Gary Coleman: 1968–2010 photo gallery by The Washington Post
1968 births
2010 deaths
20th-century African-American people
20th-century American comedians
20th-century American male actors
21st-century African-American people
21st-century American comedians
21st-century American male actors
Accidental deaths from falls
Accidental deaths in Utah
Actors with dwarfism
African-American male actors
African-American male child actors
African-American male comedians
American adoptees
American male child actors
American male comedians
American male film actors
American male television actors
American male voice actors
American people convicted of assault
Comedians from Illinois
Comedians from Utah
Crossroads School alumni
Deaths by intracerebral hemorrhage
Kidney transplant recipients
Male actors from Illinois
Male actors from Utah
People from Santaquin, Utah
People from Zion, Illinois |
12233 | https://en.wikipedia.org/wiki/Greenpeace | Greenpeace | Greenpeace is an independent global campaigning network. The network comprises 26 independent national/regional organisations in over 55 countries across Europe, the Americas, Africa, Asia and the Pacific, as well as a co-ordinating body, Greenpeace International, based in Amsterdam, the Netherlands. Greenpeace was founded in 1971 by Irving and Dorothy Stowe, a Canadian and a US immigrant environmental activists. Greenpeace states its goal is to "ensure the ability of the Earth to nurture life in all its diversity" and focuses its campaigning on worldwide issues such as climate change, deforestation, overfishing, commercial whaling, genetic engineering, and anti-nuclear issues. It uses direct action, lobbying, research, and ecotage to achieve its goals. The global network does not accept funding from governments, corporations, or political parties, relying on three million individual supporters and foundation grants. Greenpeace has a general consultative status with the United Nations Economic and Social Council and is a founding member of the INGO Accountability Charter, an international non-governmental organization that intends to foster accountability and transparency of non-governmental organizations.
Greenpeace is known for its direct actions and has been described as one of the most visible environmental organisations in the world. It has raised environmental issues to public knowledge, and influenced both the private and the public sector. The organization has received criticism; it was the subject of an open letter from more than 100 Nobel laureates urging Greenpeace to end its campaign against genetically modified organisms (GMOs). The organisation's direct actions have sparked legal actions against Greenpeace activists, such as fines and suspended sentences for destroying a test plot of genetically modified wheat and damaging the Nazca Lines, a UN World Heritage site in Peru.
Along with several other NGOs, Greenpeace was the subject of an improper investigation by the US Federal Bureau of Investigation between 2001 and 2005. The Inspector General of the US Justice Department determined that there was "little or no basis" for the investigation and that it resulted in the FBI giving inaccurate and misleading information to the United States Congress.
History
Origins
In the late 1960s, the U.S. had planned its Cannikin underground nuclear weapon test in the tectonically unstable island of Amchitka in Alaska; the plans raised some concerns of the test triggering earthquakes and causing a tsunami. Some 7,000 people blocked the Peace Arch Border Crossing between British Columbia and Washington, carrying signs reading "Don't Make A Wave. It's Your Fault If Our Fault Goes". and "Stop My Ark's Not Finished." The protests did not stop the U.S. from detonating the bomb.
While no earthquake or tsunami followed the test, the opposition grew when the U.S. announced they would detonate a bomb five times more powerful than the first one. Among the opponents were Jim Bohlen, a veteran who had served in the U.S. Navy, and Irving Stowe and Dorothy Stowe, who had recently become Quakers. They were frustrated by the lack of action by the Sierra Club Canada, of which they were members. From Irving Stowe, Jim Bohlen learned of a form of passive resistance, "bearing witness", where objectionable activity is protested simply by mere presence. Jim Bohlen's wife Marie came up with the idea to sail to Amchitka, inspired by the anti-nuclear voyages of Albert Bigelow in 1958. The idea ended up in the press and was linked to The Sierra Club. The Sierra Club did not like this connection and in 1970 The Don't Make a Wave Committee was established for the protest. Early meetings were held in the Shaughnessy home of Robert Hunter and his wife Bobbi Hunter. Subsequently, the Stowe home at 2775 Courtenay Street (Vancouver) became the headquarters. As Rex Weyler put it in his chronology, Greenpeace, in 1969, Irving and Dorothy Stowe's "quiet home on Courtenay Street would soon become a hub of monumental, global significance". Some of the first Greenpeace meetings were held there. The first office was opened in a backroom, storefront on Cypress and West Broadway southeast corner in Kitsilano, Vancouver. Within half a year Greenpeace moved in to share the upstairs office space with The Society Promoting Environmental Conservation at 4th and Maple in Kitsilano.
Irving Stowe arranged a benefit concert (supported by Joan Baez) that took place on 16 October 1970 at the Pacific Coliseum in Vancouver. The concert created the financial basis for the first Greenpeace campaign. Amchitka, the 1970 concert that launched Greenpeace was published by Greenpeace in November 2009 on CD and is also available as an mp3 download via the Amchitka concert website. Using the money raised with the concert, the Don't Make a Wave Committee chartered a ship, the Phyllis Cormack owned and sailed by John Cormack. The ship was renamed Greenpeace for the protest after a term coined by activist Bill Darnell. The complete crew included: Captain John Cormack (the boat's owner), Jim Bohlen, Bill Darnell, Patrick Moore, Dr Lyle Thurston, Dave Birmingham, Terry A. Simmons, Richard Fineberg, Robert Hunter (journalist), Ben Metcalfe (journalist), Bob Cummings (journalist) and Bob Keziere (photographer).
On 15 September 1971, the ship sailed towards Amchitka and faced the U.S. Coast Guard ship Confidence which forced the activists to turn back. Because of this and the increasingly bad weather the crew decided to return to Canada only to find out that the news about their journey and reported support from the crew of the Confidence had generated sympathy for their protest. After this Greenpeace tried to navigate to the test site with other vessels, until the U.S. detonated the bomb. The nuclear test was criticized, and the U.S. decided not to continue with their test plans at Amchitka.
Founders and founding time of Greenpeace
Environmental historian Frank Zelko dates the formation of the "Don't Make a Wave Committee" to 1969 and, according to Jim Bohlen, the group adopted the name "Don't Make a Wave Committee" on 28 November 1969. According to the Greenpeace web site, The Don't Make a Wave Committee was established in 1970. Certificate of incorporation of The Don't Make a Wave Committee dates the incorporation to the fifth of October 1970. Researcher Vanessa Timmer dates the official incorporation to 1971. Greenpeace itself calls the protest voyage of 1971 as "the beginning". According to Patrick Moore, who was an early member and has since mutually distanced himself from Greenpeace, and Rex Weyler, the name of "The Don't Make a Wave Committee" was officially changed to Greenpeace Foundation in 1972.
Vanessa Timmer has referred to the early members as "an unlikely group of loosely organized protestors". Frank Zelko has commented that "unlike Friends of the Earth, for example, which sprung fully formed from the forehead of David Brower, Greenpeace developed in a more evolutionary manner. There was no single founder". Greenpeace itself says on its web page that "there's a joke that in any bar in Vancouver, British Columbia, you can sit down next to someone who claims to have founded Greenpeace. In fact, there was no single founder: name, idea, spirit and tactics can all be said to have separate lineages". Patrick Moore has said that "the truth is that Greenpeace was always a work in progress, not something definitively founded like a country or a company. Therefore there are a few shades of gray about who might lay claim to being a founder of Greenpeace." Early Greenpeace director Rex Weyler says on his homepage that the insiders of Greenpeace have debated about the founders since the mid-1970s.
The current Greenpeace web site lists the founders of The Don't Make a Wave Committee as Dorothy and Irving Stowe, Marie and Jim Bohlen, Ben and Dorothy Metcalfe, and Robert Hunter. According to both Patrick Moore and an interview with Dorothy Stowe, Dorothy Metcalfe, Jim Bohlen and Robert Hunter, the founders of The Don't Make a Wave Committee were Paul Cote, Irving and Dorothy Stowe and Jim and Marie Bohlen.
Paul Watson, founder of the Sea Shepherd Conservation Society maintains that he also was one of the founders of The Don't Make a Wave Committee and Greenpeace. Greenpeace has stated that Watson was an influential early member, but not one of the founders of Greenpeace. Watson has since accused Greenpeace of rewriting their history.
Because Patrick Moore was among the crew of the first protest voyage, Moore also considers himself one of the founders. Greenpeace claims that although Moore was a significant early member, he was not among the founders of Greenpeace.
After Amchitka
After the office in the Stowe home, (and after the first concert fund-raiser) Greenpeace functions moved to other private homes and held public meetings weekly on Wednesday nights at the Kitsilano Neighborhood House before settling, in the autumn of 1974, in a small office shared with the SPEC environmental group at 2007 West 4th at Maple in Kitsilano. When the nuclear tests at Amchitka were over, Greenpeace moved its focus to the French atmospheric nuclear weapons testing at the Moruroa Atoll in French Polynesia. The young organization needed help for their protests and were contacted by David McTaggart, a former businessman living in New Zealand. In 1972 the yacht Vega, a ketch owned by David McTaggart, was renamed Greenpeace III and sailed in an anti-nuclear protest into the exclusion zone at Moruroa to attempt to disrupt French nuclear testing. This voyage was sponsored and organized by the New Zealand branch of the Campaign for Nuclear Disarmament. The French Navy tried to stop the protest in several ways, including assaulting David McTaggart. McTaggart was supposedly beaten to the point that he lost sight in one of his eyes. However, one of McTaggart's crew members photographed the incident and went public. After the assault was publicized, France announced it would stop the atmospheric nuclear tests.
In the mid-1970s some Greenpeace members started an independent campaign, Project Ahab, against commercial whaling, since Irving Stowe was against Greenpeace focusing on other issues than nuclear weapons. After Irving Stowe died in 1975, the Phyllis Cormack sailed from Vancouver to face Soviet whalers on the coast of California. Greenpeace activists disrupted the whaling by placing themselves between the harpoons and the whales, and footage of the protests spread across the world. Later in the 1970s, the organization widened its focus to include toxic waste and commercial seal hunting.
The "Greenpeace Declaration of Interdependence" was published by Greenpeace in the Greenpeace Chronicles (Winter 1976-77). This declaration was a condensation of a number of ecological manifestos Bob Hunter had written over the years.
Organizational development
Greenpeace evolved from a group of Canadian and American protesters into a less conservative group of environmentalists who were more reflective of the counterculture and hippie youth movements of the 1960s and 1970s. The social and cultural background from which Greenpeace emerged heralded a period of de-conditioning away from Old World antecedents and sought to develop new codes of social, environmental and political behavior.
In the mid-1970s independent groups using the name Greenpeace started springing up worldwide. By 1977, there were 15 to 20 Greenpeace groups around the world. At the same time the Canadian Greenpeace office was heavily in debt. Disputes between offices over fund-raising and organizational direction split the global movement as the North American offices were reluctant to be under the authority of the Canada office.
After the incidents of Moruroa Atoll, David McTaggart had moved to France to battle in court with the French state and helped to develop the cooperation of European Greenpeace groups. David McTaggart lobbied the Canadian Greenpeace Foundation to accept a new structure bringing the scattered Greenpeace offices under the auspices of a single global organization. The European Greenpeace paid the debt of the Canadian Greenpeace office and on 14 October 1979, Greenpeace International came into existence. Under the new structure, the local offices contributed a percentage of their income to the international organization, which took responsibility for setting the overall direction of the movement with each regional office having one vote. Some Greenpeace groups, namely London Greenpeace (dissolved in 2001) and the US-based Greenpeace Foundation (still operational) however decided to remain independent from Greenpeace International.
In 2015, Greenpeace UK launched an investigative journalism publication called Unearthed.
Organizational structure
Governance
Greenpeace consists of Greenpeace International (officially Stichting Greenpeace Council) based in Amsterdam, Netherlands, and 26 regional offices operating in 55 countries. The regional offices work largely autonomously under the supervision of Greenpeace International. The executive director of Greenpeace is elected by the board members of Greenpeace International. The current directors of Greenpeace International are Bunny McDiarmid and Jennifer Morgan and the current Chair of the Board is Ayesha Imam. Greenpeace has a staff of 2,400 and 15,000 volunteers globally.
Each regional office is led by a regional executive director elected by the regional board of directors. The regional boards also appoint a trustee to The Greenpeace International Annual General Meeting, where the trustees elect or remove the board of directors of Greenpeace International. The annual general meeting's role is also to discuss and decide the overall principles and strategically important issues for Greenpeace in collaboration with the trustees of regional offices and Greenpeace International board of directors.
Funding
Greenpeace receives its funding from individual supporters and foundations. It screens all major donations in order to ensure it does not receive unwanted donations. Other than the Netherlands' National Postcode Lottery, the biggest government-sponsored lottery in that country, the organization does not accept money from governments, intergovernmental organizations, political parties or corporations in order to avoid their influence.
Donations from foundations which are funded by political parties or receive most of their funding from governments or intergovernmental organizations are rejected. Foundation donations are also rejected if the foundations attach unreasonable conditions, restrictions or constraints on Greenpeace activities or if the donation would compromise the independence and aims of the organization. Since in the mid-1990s the number of supporters started to decrease, Greenpeace pioneered the use of face-to-face fundraising where fundraisers actively seek new supporters at public places, subscribing them for a monthly direct debit donation. In 2008, most of the €202.5 million received by the organization was donated by about 2.6 million regular supporters, mainly from Europe. In 2014, the organization's annual revenue was reported to be about €300 million (US$400 million) although they lost about €4 million (US$5 million) in currency speculation that year.
In September 2003, Public Interest Watch (PIW) complained to the Internal Revenue Service that Greenpeace US's A tax returns were inaccurate and in violation of the law. The IRS conducted an extensive review and concluded in December 2005 that Greenpeace USA continued to qualify for its tax-exempt status. In March 2006 The Wall Street Journal reported that PIW's "federal tax filing, covering August 2003 to July 2004, stated that $120,000 of the $124,095 the group received in contributions during that period came from Exxon Mobil". In 2013, after the IRS performed a follow-up audit, which again was clean, and, following claims of politically motivated IRS audits of groups affiliated with the Tea Party movement, Greenpeace U.S. Executive Director Phil Radford called for a Congressional investigation into all politically motivated audits – including those allegedly targeting the Tea Party Movement, the NAACP, and Greenpeace.
Digital transformation
International Executive Director Kumi Naidoo declared the 2009 Copenhagen Climate Change Conference a "colossal failure" and indicated the organization faced a "burning platform" moment. Naidoo encouraged Greenpeace's international executive directors to embrace new strategies and tactics or risk becoming irrelevant.
To implement a new strategy approved in 2010, Greenpeace hired Michael Silberman to build a "Digital Mobilisation Centre of Excellence" in 2011, which turned into the Mobilisation Lab ("MobLab"). Designed as a source of best practices, testing, and strategy development, the MobLab also focused on increasing digital capacity and promoting community-based campaigning in 42 countries. In March 2017, the MobLab spun out of Greenpeace through a joint investment by Greenpeace and CIVICUS World Alliance for Citizen Participation."
Summary of priorities and campaigns
On its International website, Greenpeace defines its mission as the following:
Greenpeace is an independent campaigning organisation, which uses non-violent, creative confrontation to expose global environmental problems, and develop solutions for a green and peaceful future. Our goal is to ensure the ability of the earth to nurture life in all its diversity. That means we want to:
Stop the planet from warming beyond 1.5° to prevent the most catastrophic impacts of the climate breakdown.
Protect biodiversity in all its forms.
Slow the volume of hyper-consumption and learn to live within our means.
Promote renewable energy as a solution that can power the world.
Nurture peace, global disarmament and non-violence.
Climate and energy
Greenpeace was one of the first parties to formulate a sustainable development scenario for climate change mitigation, which it did in 1993. According to sociologists Marc Mormont and Christine Dasnoy, the organization played a significant role in raising public awareness of global warming in the 1990s. Greenpeace has also focused on CFCs, because of both their global warming potential and their effect on the ozone layer. It was one of the leading participants advocating early phase-out of ozone depleting substances in the Montreal Protocol. In the early 1990s, Greenpeace developed a CFC-free refrigerator technology, "Greenfreeze" for mass production together with the refrigerator industry. United Nations Environment Programme awarded Greenpeace for "outstanding contributions to the protection of the Earth's ozone layer" in 1997. In 2011 two-fifths of the world's total production of refrigerators were based on Greenfreeze technology, with over 600 million units in use.
Currently Greenpeace considers global warming to be the greatest environmental problem facing the Earth. It calls for global greenhouse gas emissions to peak in 2015 and to decrease as close to zero as possible by 2050. To reach these numbers, Greenpeace has called for the industrialized countries to cut their emissions at least 40% by 2020 (from 1990 levels) and to give substantial funding for developing countries to build a sustainable energy capacity, to adapt to the inevitable consequences of global warming, and to stop deforestation by 2020. Together with EREC, Greenpeace has formulated a global energy scenario, "Energy [R]evolution", where 80% of the world's total energy is produced with renewables, and the emissions of the energy sector are decreased by over 80% of the 1990 levels by 2050.
Using direct action, members Greenpeace have protested several times against coal by occupying coal power plants and blocking coal shipments and mining operations, in places such as New Zealand, Svalbard, Australia, and the United Kingdom. Greenpeace is also critical of extracting petroleum from oil sands and has used direct action to block operations at the Athabasca oil sands in Canada.
Green Planet Energy
In 1999 Greenpeace Germany (NGO) founded Greenpeace Energy, a renewable electricity cooperative that supplied customers with fossil gas starting from 2011. After a 2021 media outcry about an entity associated with Greenpeace selling fossil fuel which has been described as greenwashing, the cooperative changed its name to Green Planet Energy. The Greenpeace Germany NGO retains one share in the cooperative, which has been criticized for "greenwashing" Russian gas.
Kingsnorth court case
In October 2007, six Greenpeace protesters were arrested for breaking into the Kingsnorth power station in Kent, England; climbing the 200-metre smokestack, painting the name Gordon on the chimney (in reference to former UK Prime Minister, Gordon Brown), and causing an estimated £30,000 damage. At their subsequent trial they admitted trying to shut the station down, but argued that they were legally justified because they were trying to prevent climate change from causing greater damage to property elsewhere around the world. Evidence was heard from David Cameron's environment adviser Zac Goldsmith, climate scientist James E. Hansen and an Inuit leader from Greenland, all saying that climate change was already seriously affecting life around the world. The six activists were acquitted. It was the first case where preventing property damage caused by climate change has been used as part of a "lawful excuse" defense in court. Both The Daily Telegraph and The Guardian described the acquittal as embarrassment to the Brown Ministry. In December 2008 The New York Times listed the acquittal in its annual list of the most influential ideas of the year.
"Go Beyond Oil"
As part of their stance on renewable energy commercialisation, Greenpeace have launched the "Go Beyond Oil" campaign. The campaign is focused on slowing, and eventually ending, the world's consumption of oil; with activist activities taking place against companies that pursue oil drilling as a venture. Much of the activities of the "Go Beyond Oil" campaign have been focused on drilling for oil in the Arctic and areas affected by the Deepwater Horizon disaster. The activities of Greenpeace in the Arctic have mainly involved the Edinburgh-based oil and gas exploration company, Cairn Energy; and range from protests at the Cairn Energy's headquarters to scaling their oil rigs in an attempt to halt the drilling process.
The "Go Beyond Oil" campaign also involves applying political pressure on the governments who allow oil exploration in their territories; with the group stating that one of the key aims of the "Go Beyond Oil" campaign is to "work to expose the lengths the oil industry is willing to go to squeeze the last barrels out of the ground and put pressure on industry and governments to move beyond oil."
Nuclear power
Greenpeace is opposed to nuclear power because it views it as "dangerous, polluting, expensive and non-renewable". The organization highlights the Chernobyl nuclear disaster of 1986 and Fukushima nuclear disaster of 2011 as evidence of the risk nuclear power can pose to people's lives, the environment and the economy. Greenpeace views the benefits of nuclear power to be relatively minor in comparison to its major problems and risks, such as environmental damage and risks from uranium mining, nuclear weapons proliferation, and unresolved questions concerning nuclear waste. The organization argues that the potential of nuclear power to mitigate global warming is marginal, referring to the IEA energy scenario where an increase in world's nuclear capacity from 2608 TWh in 2007 to 9857 TWh by 2050 would cut global greenhouse gas emissions less than 5% and require 32 nuclear reactor units of 1000 MW capacity built per year until 2050. According to Greenpeace, the slow construction times, construction delays, and hidden costs all negate nuclear power's mitigation potential. This makes the IEA scenario technically and financially unrealistic. They also argue that binding massive amounts of investments on nuclear energy would take funding away from more effective solutions. Greenpeace views the construction of Olkiluoto 3 nuclear power plant in Finland as an example of the problems on building new nuclear power.
Anti-nuclear advertisement
In 1994, Greenpeace published an anti-nuclear newspaper advert which included a claim that nuclear facilities Sellafield would kill 2,000 people in the next 10 years, and an image of a hydrocephalus-affected child said to be a victim of nuclear weapons testing in Kazakhstan. Advertising Standards Authority viewed the claim concerning Sellafield as unsubstantiated, lacking any scientific base. This resulted in the banning of the advert. Greenpeace did not admit fault, stating that a Kazakhstan doctor had said that the child's condition was due to nuclear testing even though no nuclear weapons testing is performed in Sellafield.
EDF spying conviction and appeal
In 2011, a French court fined Électricité de France (EDF) €1.5m and jailed two senior employees for spying on Greenpeace, including hacking into Greenpeace's computer systems. Greenpeace was awarded €500,000 in damages. Although EDF claimed that a security firm had only been employed to monitor Greenpeace, the court disagreed, jailing the head and deputy head of EDF's nuclear security operation for three years each. EDF appealed the conviction, the company was cleared of conspiracy to spy on Greenpeace and the fine was cancelled. Two employees of the security firm, Kargus, run by a former member of France's secret services, received sentences of three and two years respectively.
Ozone layer and Greenfreeze
The ozone layer surrounding the Earth absorbs significant amounts of ultraviolet radiation. A 1976 report by the US Academy of Sciences supported the ozone "depletion hypothesis". Its suffering large losses from chlorinated and nitrogenous compounds was reported in 1985. Earlier studies had led some countries to enact bans on aerosol sprays, so that the Vienna Convention was signed in 1985 the Montreal Protocol was signed in 1987 to go in force two years later. The use of CFCs and HCFCs in refrigeration were and are among the banned technologies. A German technological institute developed an ozone-safe hydrocarbon alternative refrigerant that came to a Greenpeace campaigner's attention around 1992. The rights to the technology were donated to Greenpeace, which maintained it as an open source patent. With industry resistance, Greenpeace was able to rescue and engage a former East German manufacturer near closure. Greenpeace's resourceful outreach and marketing resulted in the technology's rapid widespread production in Germany, followed by the banning of CFC technology. They then succeeded in getting Greenfreeze used in China and elsewhere in Europe, and after some years in Japan and South America, and finally in the US by 2012.
Forest campaign
Greenpeace aims to protect intact primary forests from deforestation and degradation with the target of zero deforestation by 2020. The organization has accused several corporations, such as Unilever, Nike, KFC, Kit Kat and McDonald's of having links to the deforestation of the tropical rainforests, resulting in policy changes in several of the companies. Greenpeace, together with other environmental NGOs, also campaigned for ten years for the EU to ban import of illegal timber. The EU decided to ban illegal timber in July 2010. As deforestation contributes to global warming, Greenpeace has demanded that REDD (Reduced Emission from Deforestation and Forest Degradation) should be included in the climate treaty following the Kyoto treaty.
Another Greenpeace movement concerning the rain forests is discouraging palm oil industries. The movement has been the most active in Indonesia where already 6 million hectares are used for palm oil plantation and had plans for another 4 million hectares by 2015. Acknowledging that mass production of palm oil may be disastrous on biodiversity of forests, Greenpeace is actively campaigning against the production, urging the industries and the government to turn to other forms of energy resources. One of the positive results of the campaign was GAR (Golden Agri-Resources), the world's second largest palm oil production company, deciding to commit itself to forest conservation. The company signed an agreement which prevents them from developing plantations in areas where large amounts of carbon are locked up.
On the promotional side, an example of Greenpeace's success in the area is a viral video from 2016 protesting Nestlé's use of palm oil in Kit Kat bars. The video received over 1 million views, and resulted in a public statement by Nestlé claiming to no longer use such practices in their products. In 2018, Greenpeace released an animated short starring a fictional orangutan named Rang-tan ahead of the World Orangutan Day. In November 2018, UK's Clearcast have denied a version of Rang-tan video as submitted by Iceland Foods Ltd.
Removal of an ancient tree
In June 1995, Greenpeace took a trunk of a tree from the forests of the proposed national park of Koitajoki in Ilomantsi, Finland and put it on display at exhibitions held in Austria and Germany. Greenpeace said in a press conference that the tree was originally from a logged area in the ancient forest which was supposed to be protected. Metsähallitus accused Greenpeace of theft and said that the tree was from a normal forest and had been left standing because of its old age. Metsähallitus also said that the tree had actually crashed over a road during a storm. The incident received publicity in Finland, for example in the large newspapers Helsingin Sanomat and Ilta-Sanomat. Greenpeace replied that the tree had fallen down because the protective forest around it had been clearcut, and that they wanted to highlight the fate of old forests in general, not the fate of one particular tree. Greenpeace also highlighted that Metsähallitus admitted the value of the forest afterwards as Metsähallitus currently refers to Koitajoki as a distinctive area because of its old growth forests.
Wilmar International palm-oil issue
On 25 June 2018 after an investigation conducted by Greenpeace International, it was revealed that Wilmar International (the world's largest palm-oil trader) was still linked to forest destruction in the Indonesian province of Papua. Gama's deforestation (a palm oil business run by senior Wilmar executives) had reached twice the size of Paris. Greenpeace also called Wilmar out for breaking the commitment to end deforestation policy signed by Wilmar in December 2013, in which they promised to incorporate organic and sustainable ways to collect palm oil.
Greenpeace's 2018 report asserted that Wilmar International is "the biggest and dirtiest palm oil trader in the world." Global head of Greenpeace on Southeast Asia, Kiki Taufik, argues that "Wilmar must immediately cut off all palm oil suppliers that can’t prove they aren’t destroying rainforests." He also added that "Wilmar has been trading Gama’s oil all over the world, including top brands like P&G, Nestlé and Unilever. Brands cannot let this deception pass unchallenged and have no choice but to suspend all business with Wilmar until it can prove it only trades clean palm oil from responsible producers."
Until now, Wilmar's executives have only denied the accusation labeling them as "false" and are not taking any blame. The debate remains unsolved.
Resolute Forest Products issue
The logging company Resolute Forest Products sued Greenpeace several times since 2013. In 2020, a court in California ordered Resolute to pay US$816,000 to the organization to cover the costs of the legal process after the claims of the company were mostly rejected in one 2019 lawsuit. Greenpeace claims that the activity of the company is hurting the Boreal forest of Canada. Greenpeace claims that Boreal Forests contain even more carbon than Tropical Forests and therefore are very important to protecting the global climate.
Tokyo Two
In 2008, two Greenpeace anti-whaling activists, Junichi Sato and Toru Suzuki, stole a case of whale meat from a delivery depot in Aomori prefecture, Japan. Their intention was to expose what they considered embezzlement of the meat collected during whale hunts. After a brief investigation of their allegations was ended, Sato and Suzuki were charged with theft and trespassing. Amnesty International said that the arrests and following raids on Greenpeace Japan office and homes of five of Greenpeace staff members were aimed at intimidating activists and non-governmental organizations. They were convicted of theft and trespassing in September 2010 by the Aomori District Court.
Genetically modified organisms (GMOs)
Greenpeace has also supported the rejection of GM food from the US in famine-stricken Zambia as long as supplies of non-genetically engineered grain exist, stating that the US "should follow in the European Union's footsteps and allow aid recipients to choose their food aid, buying it locally if they wish. This practice can stimulate developing economies and creates more robust food security", adding that, "if Africans truly have no other alternative, the controversial GE maize should be milled so it can't be planted. It was this condition that allowed Zambia's neighbours Zimbabwe and Malawi to accept it." After Zambia banned all GM food aid, the former agricultural minister of Zambia criticized, "how the various international NGOs that have spoken approvingly of the government's action will square the body count with their various consciences." Concerning the decision of Zambia, Greenpeace has stated that, "it was obvious to us that if no non-GM aid was being offered then they should absolutely accept GM food aid. But the Zambian government decided to refuse the GM food. We offered our opinion to the Zambian government and, as many governments do, they disregarded our advice."
In 2007 Greenpeace funded research by Gilles-Éric Séralini into MON 863 genetically engineered maize which concluded it caused health issues to the rats used in the study. European Food Safety Authority (EFSA) and French Commission du Génie Biomoléculaire (AFBV) evaluation indicated serious methodological errors in the publication. Further research by Séralini on GMO resulted in widespread criticism of scientific fraud and retractions of his publications.
Also in 2007 Greenpeace similarly publicised results of Árpád Pusztai which were retracted too.
Greenpeace on golden rice
Greenpeace opposes the planned use of golden rice, a variety of Oryza sativa rice produced through genetic engineering to biosynthesize beta-carotene, a precursor of pro-vitamin A in the edible parts of rice. The addition of beta-carotene to the rice is seen as preventive to loss of sight in poverty stricken countries where golden rice is intended for distribution. According to Greenpeace, golden rice has not managed to do anything about malnutrition for 10 years during which alternative methods are already tackling malnutrition. The alternative proposed by Greenpeace is to discourage monocropping and to increase production of crops which are naturally nutrient-rich (containing other nutrients not found in golden rice in addition to beta-carotene). Greenpeace argues that resources should be spent on programs that are already working and helping to relieve malnutrition.
The renewal of these concerns coincided with the publication of a paper in the journal Nature about a version of golden rice with much higher levels of beta carotene. This "golden rice 2" was developed and patented by Syngenta, which provoked Greenpeace to renew its allegation that the project is driven by profit motives and to serve as propaganda aimed at increasing public opinion of GMO products.
Although Greenpeace stated that the golden rice program's true efficiency in treating malnourished populations was its primary concern as early as 2001, statements from March and April 2005 also continued to express concern over human health and environmental safety. In particular, Greenpeace has expressed concern over the lack of safety testing being done on GMO crops such as golden rice and of "playing with the lives of people...using Golden Rice to promote more GMOs".
In June 2016, a conglomeration of 107 Nobel Laureates signed an open letter urging Greenpeace to end its campaign against genetically modified crops and Golden Rice in particular. In the letter, they also called upon governments of the world to "do everything in their power to oppose Greenpeace's actions and accelerate the access of farmers to all the tools of modern biology, especially seeds improved through biotechnology." The letter states that "Opposition based on emotion and dogma contradicted by data must be stopped." Greenpeace responded stating that "Accusations that anyone is blocking genetically engineered 'Golden' rice are false" and that they support "...investing in climate-resilient ecological agriculture and empowering farmers to access a balanced and nutritious diet, rather than pouring money down the drain for GE 'Golden' rice."
Toxic waste
In July 2011, Greenpeace released its Dirty Laundry report accusing some of the world's top fashion and sportswear brands of releasing toxic waste into China's rivers. The report profiles the problem of water pollution resulting from the release of toxic chemicals associated with the country's textile industry. Investigations focused on industrial wastewater disccorrharges from two facilities in China; one belonging to the Youngor Group located on the Yangtze River Delta and the other to Well Dyeing Factory Ltd. located on a tributary of the Pearl River Delta. Scientific analysis of samples from both facilities revealed the presence of hazardous and persistent hormone disruptor chemicals, including alkylphenols, perfluorinated compounds and perfluorooctane sulfonate.
The report goes on to assert that the Youngor Group and Well Dyeing Factory Ltd. - the two companies behind the facilities - have commercial relationships with a range of major clothing brands, including Abercrombie & Fitch, Adidas, Bauer Hockey, Calvin Klein, Converse, Cortefiel, H&M, Lacoste, Li Ning, Metersbonwe Group, Nike, Phillips-Van Heusen and Puma AG.
In 2013, Greenpeace launched the "Detox Fashion" campaign, which signed up some fashion brands to stop the discharge of toxic chemicals into rivers as a result of the production of their clothes.
Guide to Greener Electronics
In August 2006, Greenpeace released the first edition of Guide to Greener Electronics, a magazine where mobile and PC manufacturers were ranked for their green performance, mainly based on the use of toxic materials in their products and e-waste. In November 2011, the criteria were updated, as the industry had progressed since 2006, with the objective to get companies to set goals for greenhouse gas reduction, the use of renewable power up to 100 percent, producing long-lasting products free of hazardous substances and increasing sustainable practices. To ensure the transparency of the ranking the companies are assessed based only on their public information. For proving companies' policies and practices, Greenpeace uses chemical testing of products, reports from industry observers, media reports and testing of consumer programs to check if they match with their actions. Since the Guide was released in 2006, along with other similar campaigns has driven numerous improvements, when companies ranked eliminate toxic chemicals from their products and improve their recycling schemes. The last published edition of Guide to Greener Electronics was in 2017. The 2017 version included 17 major IT companies and ranked them on three criteria: energy use, resource consumption and chemical elimination.
Save the Arctic
In continuity of the successful campaign to reach the Antarctic-Environmental Protocol, in 2012 and 2013 protests with "Save the Arctic" banners were started. To stop oil- and gas-drilling, industrial fishing and military operations in the Arctic region completely, a "global sanctuary in the high arctic" was demanded from the World leaders at the UN General Assembly: "We want them to pass a UN resolution expressing international concern for the Arctic." A resolution to protect the very vulnerable wildlife and ecosystem. 30 activists from MV Arctic Sunrise were arrested on 19 September 2013 by the Russian Coast Guard while protesting at Gazprom's Prirazlomnaya platform. Greenpeace members were originally charged with piracy, then later downgraded to hooliganism, before being dropped altogether following the passage of an amnesty law by the Russian government.
In July 2014, Greenpeace launched a global boycott campaign to persuade Lego to cease producing toys carrying the oil company Shell's logo in response to Shell's plans to drill for oil in the Arctic. Lego's partnership with Shell dates back to the 1960s, although the LEGO company created a fictional oil company called Octan. Octan has appeared in countless sets, computer and console games, can be seen at Legoland parks, and is featured as the corporation headed by the villain President Business in The Lego Movie.
Norway
There is a conflict over oil rigs in the Arctic Ocean between the Norwegian Government and Greenpeace. In 2013, three activists of Greenpeace got on a Statoil's oil rig, wearing bear suits. According to a spokesman from Greenpeace Russia, they stayed on the rig for about three hours. The activists in bear suits "were escorted" to the shore. Statoil reportedly did not intend to file a suit against them.
Greenpeace had argued that Statoil's drilling plans posed a threat to Bear Island, an uninhabited wildlife sanctuary that is home to rare species including polar bears, because an oil spill would be nearly impossible to clean up in the Arctic because of the harsh conditions. Greenpeace regards the petroleum activities of Statoil as "illegal". Statoil denies the Greenpeace statement. According to The Maritime Executive (2014), Statoil says "Statoil respects people's right to make a legal protest, and we feel it is important to have a democratic debate around the oil industry. We have established robust plans for the operation, and feel confident they can be carried out safely and without accidents."
On 27 May 2014, Greenpeace's ship, MV Esperanza, took over Transocean Spitsbergen, oil rig of Statoil in the Barents Sea such that it became incapable of operating. After that, the manager of Greenpeace Norway Truls Gulowsen answered a phone interview, stating that "Five protesters left the rig by helicopter last night and three returned to a nearby Greenpeace ship." There were seven more protesters on the rig at the time, but the Norwegian police could not remove them immediately because the rig was a flag of convenience ship registered in the Marshall Islands and thus regarded as a ship in the open sea, as long as it did not begin drilling. On 29 May, however, the seven activists from Greenpeace were peacefully captured by Norwegian police on the rig. Soon after, according to Reuters, all the activists were set free without any fine. On 30 May, the Norwegian Coast Guard finally towed away Esperanza, though in the morning Greenpeace submitted a plea on which more than 80,000 signatures to the Norwegian Environment Minister Tine Sundtoft in Oslo were written. Norwegian government and police reportedly allowed the coast guard to tow the Greenpeace ship.
The Norwegian police stated that Statoil asked Greenpeace to stop preventing its activities, but Greenpeace ignored the warning. The police have stated that Greenpeace's interference with the petroleum activities of Statoil was the contrary to Norwegian law and ordered Greenpeace to leave the Barents Sea site. Statoil said delays to the start of drilling cost the company about $1.26 million per day.
According to Reuters, Statoil was slated to begin drilling "three oil wells in the Apollo, Atlantis and Mercury prospects in the Hoop area, [which is] some 300 km away from the mainland [of Norway]" in the summer of 2014. Greenpeace has continued to criticize the big oil company for their "green wash," arguing that Statoil hid the truth that it is doing the risky oil drilling by holding "Lego League" with Lego and distracting people's attention to the company's project, and it also argues that Statoil has to alter its attitude toward environments.
Ships
Since Greenpeace was founded, seagoing ships have played a vital role in its campaigns. Greenpeace has chartered additional ships as needed. At least one non-Greenpeace owned ship was used during the organization's 2008-11 campaign to disrupt trawling in the North Sea by placing large boulders on the seafloor and then providing local authorities with updated charts of where the boulders were placed. All ships are equipped with marine diesel engines.
In service
Rainbow Warrior is the third vessel to bear the name. Launched in 2011, it is sometimes referred to as Rainbow Warrior III.
MV Arctic Sunrise
MV Esperanza
Previously in service
First Rainbow Warrior
In 1978, Greenpeace launched the original Rainbow Warrior, a , former fishing trawler named after the book Warriors of the Rainbow, which inspired early activist Robert Hunter on the first voyage to Amchitka. Greenpeace purchased the Rainbow Warrior (originally launched as the Sir William Hardy in 1955) at a cost of £40,000. Volunteers restored and refitted it over a period of four months. First deployed to disrupt the hunt of the Icelandic whaling fleet, the Rainbow Warrior quickly became a mainstay of Greenpeace campaigns. Between 1978 and 1985, crew members also engaged in direct action against the ocean-dumping of toxic and radioactive waste, the grey seal hunt in Orkney and nuclear testing in the Pacific. In May 1985, the vessel was instrumental for 'Operation Exodus', the evacuation of about 300 Rongelap Atoll islanders whose home had been contaminated with nuclear fallout from a US nuclear test two decades earlier which had never been cleaned up and was still having severe health effects on the locals.
Later in 1985 the Rainbow Warrior was to lead a flotilla of protest vessels into the waters surrounding Moruroa atoll, site of French nuclear testing. The sinking of the Rainbow Warrior occurred when the French government secretly bombed the ship in Auckland harbour on orders from François Mitterrand himself. This killed Dutch freelance photographer Fernando Pereira, who thought it was safe to enter the boat to get his photographic material after a first small explosion, but drowned as a result of a second, larger explosion. The attack was a public relations disaster for France after it was quickly exposed by the New Zealand police. The French Government in 1987 agreed to pay New Zealand compensation of NZ$13 million and formally apologised for the bombing. The French Government also paid ₣2.3 million compensation to the family of the photographer. Later, in 2001, when the Institute of Cetacean Research of Japan called Greenpeace "eco-terrorists", Gert Leipold, then Executive Director of Greenpeace, detested the claim, saying "calling non-violent protest terrorism insults those who were injured or killed in the attacks of real terrorists, including Fernando Pereira, killed by State terrorism in the 1985 attack on the Rainbow Warrior".
Second Rainbow Warrior
In 1989 Greenpeace commissioned a replacement Rainbow Warrior vessel, sometimes referred to as Rainbow Warrior II. It retired from service on 16 August 2011, to be replaced by the third generation vessel. In 2005 the Rainbow Warrior II ran aground on and damaged the Tubbataha Reef in the Philippines while inspecting the reef for coral bleaching. Greenpeace was fined US$7,000 for damaging the reef and agreed to pay the fine saying they felt responsible for the damage, although Greenpeace stated that the Philippines government had given it outdated charts. The park manager of Tubbataha appreciated the quick action Greenpeace took to assess the damage to the reef.
Others
MV Sirius
MV Solo
MV Greenpeace
MV Gondwana
MV Beluga (in German)
Reactions and responses to Greenpeace activities
Lawsuits have been filed against Greenpeace for lost profits, reputation damage and "sailormongering". In 2004 it was revealed that the Australian government was willing to offer a subsidy to Southern Pacific Petroleum on the condition that the oil company would take legal action against Greenpeace, which had campaigned against the Stuart Oil Shale Project.
Some corporations, such as Royal Dutch Shell, BP and Électricité de France have reacted to Greenpeace campaigns by spying on Greenpeace activities and infiltrating Greenpeace offices. Greenpeace activists have also been targets of phone tapping, death threats, violence and even state terrorism in the case of the bombing of the Rainbow Warrior.
Criticism
Patrick Moore, an early Greenpeace member, left the organization in 1986 when it, according to Moore, decided to support a universal ban on chlorine in drinking water. Moore has argued that Greenpeace today is motivated by politics rather than science and that none of his "fellow directors had any formal science education". Bruce Cox, Director of Greenpeace Canada, responded that Greenpeace has never demanded a universal chlorine ban and that Greenpeace does not oppose use of chlorine in drinking water or in pharmaceutical uses, adding that "Mr. Moore is alone in his recollection of a fight over chlorine and/or use of science as his reason for leaving Greenpeace." Paul Watson, an early member of Greenpeace has said that Moore "uses his status as a so-called co-founder of Greenpeace to give credibility to his accusations. I am also a co-founder of Greenpeace and I have known Patrick Moore for 35 years.[...] Moore makes accusations that have no basis in fact". More recently, Moore has been particularly critical of Greenpeace's stance on golden rice, an issue where Moore has been joined by other environmentalists such as Mark Lynas, claiming that Greenpeace has "waged a campaign of misinformation, trashed the scientists who are working to bring Golden Rice to the people who need it, and supported the violent destruction of Golden Rice field trials."
Patrick Moore also reversed his position on nuclear power in 1976, first opposing it and now supporting it. In Australian newspaper The Age, he writes "Greenpeace is wrong—we must consider nuclear power". He argues that any realistic plan to reduce reliance on fossil fuels or greenhouse gas emissions need increased use of nuclear energy. Phil Radford, Executive Director of Greenpeace US responded that nuclear energy is too risky, takes too long to build to address climate change, and claims that most countries, including the U.S., could shift to nearly 100% renewable energy while phasing out nuclear power by 2050.
Brent Spar tanker
Research published in natural science journal Nature accused Greenpeace of not caring for facts when it criticized the dumping of the Brent Spar tanker, and accused the group of exaggerating the volume of oil that was stored in the tanker. Greenpeace had claimed that the tanker contained 5,500 tonnes of crude oil, while Shell estimated it only contained 50 tonnes. However, the measurements had been made under duress during a protest occupation of the platform, since Shell had refused permission, and Greenpeace activists had been under attack by water cannons and the like. The BBC issued an apology to Greenpeace for having reported that the NGO lied.
Shell UK took three years to evaluate the disposal options, concluding that the disposal of the tanker in the deep ocean was the "Best Practicable Environmental Option" (BPEO), an option which gained some support within some portion of the scientific community, as it was found by some to be of "negligible" environmental impact. British government and Oslo and Paris Commissions (OSPAR) accepted the solution.
The resulting NGO campaign against Shell's proposals included letters, boycotts which even escalated to vandalism in Germany, and lobbying at intergovernmental conferences. Binding moratoriums supporting Greenpeace's, ecosystem protection, and the precautionary principle position were issued in more than one intergovernmental meeting, and at the 1998 OSPAR Convention, WWF presented a study of toxic effects on deep sea ecosystems. The meeting confirmed a general prohibition on ocean dumping. Shell had transported the rig to the dumping site, but in the last hours canceled the operation and announced that it had failed in communicating its plans sufficiently to the public, admitting they had underestimated the strength of public opinion. In January 1998, Shell issued a new BPEO indicating recycling the rig as a quay in Norway.
In 1999, the Brent Spar container was decommissioned and one side issue that emerged was that the legs of the structure were found to contain cold-water coral species (Lophelia pertusa). As a result, the possibility was suggested of keeping the legs of such platforms on the sea bed in future, to serve as habitat. A Greenpeace representative opposed the suggestion, citing the fact that the reefs formed by the coral are at risk, not the coral itself, and that such a move would not promote development of such reefs, and expose coral species to toxic substances found in oil. "If I was to dump a car in a wood, moss would grow on it, and if I was lucky a bird may even nest in it. But this is not justification to fill our forests with disused cars," said Greenpeace campaigner Simon Reddy.
Pascal Husting commute
In 2013 reports noted that Pascal Husting, the director of Greenpeace International's "international programme" was commuting 400 km (250 miles) to work by plane, despite Greenpeace's activism to reduce air travel due to carbon footprint. Greenpeace has said "the growth in aviation is ruining our chances of stopping dangerous climate change". After a "public uproar" Greenpeace announced that Husting would commute by train.
Nazca Lines
In December 2014, Greenpeace activists damaged rock related to the Nazca Lines in Peru while setting up a banner within the lines of one of the famed geoglyphs, and there were concerns that the harm might be irreparable. The activists damaged an area around the hummingbird by walking near the glyph without regulation footwear. Access to the area around the lines is strictly prohibited and special shoes must be worn to avoid damaging the UN World Heritage site. Greenpeace claimed the activists were "absolutely careful to protect the Nazca lines," but this is contradicted by video and photographs showing the activists wearing conventional shoes (not special protective shoes) while walking on the site. Greenpeace has apologized to the Peruvian people, but Loise Jamie Castillo, Peru's Vice Minister of Cultural Heritage called the apology "a joke", because Greenpeace refused to identify the vandals or accept responsibility. Culture Minister Diana Álvarez-Calderón said that evidence gathered during an investigation by the government will be used as part of a legal suit against Greenpeace. "The damage done is irreparable and the apologies offered by the environmental group aren't enough," she said at a news conference. By January 2015, Greenpeace had presented statements of four members of the NGO involved in the action.
Anti-whaling campaign in Norway in the 1990s
During the 1990s Greenpeace conducted many anti-whaling expeditions in Norway. Critics have said that Greenpeace only campaigned against whaling to gain economic donations from the US economy, and it had little to do with saving the environment or the lives of the whales. For example, shark hunting is a more pressing issue, but since sharks are widely feared in the United States, activism to help sharks does not receive as much financial support. Greenpeace has rejected this claim. However, in Norwegian Newspaper Dagbladet on 11 April 2015, Kumi Naidoo admitted that the anti-whale campaign was a "miscalculation". Greenpeace holds that whaling was only resumed by Norway after the IWC ban because of political election motives, and faces many explicit hurdles, including decreased demand in Japan and toxic chemical contamination.
Open letter from Nobel laureates
In June 2016, 107 Nobel laureates signed an open letter urging Greenpeace to end its opposition to genetically modified organisms (GMOs). The letter stated: "We urge Greenpeace and its supporters to re-examine the experience of farmers and consumers worldwide with crops and foods improved through biotechnology, recognize the findings of authoritative scientific bodies and regulatory agencies, and abandon their campaign against "GMOs" in general and Golden Rice in particular. Scientific and regulatory agencies around the world have repeatedly and consistently found crops and foods improved through biotechnology to be as safe as, if not safer than those derived from any other method of production. There has never been a single confirmed case of a negative health outcome for humans or animals from their consumption. Their environmental impacts have been shown repeatedly to be less damaging to the environment, and a boon to global biodiversity." The Nobel laureates also called upon governments of the world to "do everything in their power to oppose Greenpeace's actions and accelerate the access of farmers to all the tools of modern biology, especially seeds improved through biotechnology." The letter goes on to say that "Opposition based on emotion and dogma contradicted by data must be stopped." Greenpeace responded stating that "Accusations that anyone is blocking genetically engineered 'Golden' rice are false" and that they support "[...] investing in climate-resilient ecological agriculture and empowering farmers to access a balanced and nutritious diet, rather than pouring money down the drain for GE 'Golden' rice."
Efforts to curb Arctic Oil Exploration
In December 2020, Norway’s Supreme Court refused to interfere in the work of ongoing oil exploration endeavors which was challenged jointly by Greenpeace and Nature and Youth Norway on the ground that the activity related to oil explorations violate human rights due to its contributing aspect towards carbon emission. The ruling said that the permission granted during 2016 will remain valid as it was not found to violate either 'Norwegian Constitution’s right' or 'European Convention on Human Rights'. Greta Thunberg reportedly contributed $29,000 as the lawsuit cost on behalf of the plaintiff Greenpeace and Nature and Youth Norway.
Vandalism of an aircraft
In March 2021, nine Greenpeace activists got inside Charles de Gaulle Airport by scaling a fence at the edge of the airport ramp and vandalized on one side of an Air France Boeing 777 with an extendable paint roller. They claimed that was to raise awareness on “greenwashing” of climate change and environmental regulation, and as a commentary on a climate bill debate in the French Parliament. Despite warnings from security officers, they refused to surrender. They were later arrested, and sparked security concerns about the airport. The National Airline Pilots Union (SNPL) denounced the act, saying that it is a costly damage, and went against the claims of the activists.
Archives
There is a Greenpeace Canada fonds at Library and Archives Canada. Archival reference number is R4377.
See also
350.org
Climate Reality Project
Climate Clock
European Renewable Energy Council
Friends of Nature
Fund for Wild Nature
How to Change the World (2015 documentary film about Greenpeace)
Sea Shepherd Conservation Society
World Wide Fund for Nature
References
Further reading
Hunter, Robert and McTaggart, David (1978) Greenpeace III: Journey into the Bomb (Collins).
Hunter, Robert (1979) Warriors of the Rainbow: A Chronicle of the Greenpeace Movement (Holt, Rinehart and Winston).
King, Michael (1986) Death of the Rainbow Warrior (Penguin Books).
McCormick, John (1995) The Global Environmental Movement (John Wiley)
Robie, David (1987) Eyes of Fire: The Last Voyage of the Rainbow Warrior (New Society Press).
Brown, Michael; May, John (1989) The Greenpeace Story (Dorling Kindersley, 1991).
Weyler, Rex (2004), Greenpeace: How a Group of Ecologists, Journalists and Visionaries Changed the World, Rodale
Mulvaney, Kieran; Warford, Mark (1996): Witness: Twenty-Five Years on the Environmental Front Line, Andre Deutsch.
Zelko, Frank (2013): Make it a Green Peace. The Rise of Countercultural Environmentalism (Oxford University Press, 2013) , book review: Jan-Henrik Meyer (2016): Where did Environmentalism come from
Zelko, Frank (2017): Scaling Greenpeace: From Local Activism to Global Governance , in: Historical Social Research 42 (2), 318–342.
External links
FBI file on Greenpeace
Environmental organizations established in 1971 |
12236 | https://en.wikipedia.org/wiki/GDP%20%28disambiguation%29 | GDP (disambiguation) | GDP or gross domestic product is the basic measure of a country's overall economic output.
GDP may also refer to:
GDP (chemotherapy), a chemotherapy treatment regimen
GDP (musician), an American hip hop musician from New Jersey
Giant depolarizing potentials, the first type of electrical activity of developing brain
Gibraltar Defence Police, a civil police force which guards and enforces law on Ministry of Defence installations in Gibraltar
Gidea Park railway station, National Rail station code GDP
Good distribution practice, the guidelines for the proper distribution of medicinal products for human use
Good Documentation Practice, pharmaceutical description of standards by which documents are created and maintained
Ground delay program, a traffic flow initiative for aviation in the United States
Guanosine diphosphate, a nucleotide
Grand Ducal Police, the national police force of Luxembourg
GdP may refer to:
(), a trade union of police employees in Germany |
12240 | https://en.wikipedia.org/wiki/Gold | Gold | Gold is a chemical element with the symbol Au (from ) and atomic number 79, making it one of the higher atomic number elements that occur naturally. It is a bright, slightly orange-yellow, dense, soft, malleable, and ductile metal in a pure form. Chemically, gold is a transition metal and a group 11 element. It is one of the least reactive chemical elements and is solid under standard conditions. Gold often occurs in free elemental (native) form, as nuggets or grains, in rocks, veins, and alluvial deposits. It occurs in a solid solution series with the native element silver (as electrum), naturally alloyed with other metals like copper and palladium, and mineral inclusions such as within pyrite. Less commonly, it occurs in minerals as gold compounds, often with tellurium (gold tellurides).
Gold is resistant to most acids, though it does dissolve in aqua regia (a mixture of nitric acid and hydrochloric acid), forming a soluble tetrachloroaurate anion. Gold is insoluble in nitric acid, which dissolves silver and base metals, a property long used to refine gold and confirm the presence of gold in metallic substances, giving rise to the term acid test. Gold also dissolves in alkaline solutions of cyanide, which are used in mining and electroplating. Gold dissolves in mercury, forming amalgam alloys, and as the gold acts simply as a solute, this is not a chemical reaction.
A relatively rare element, gold is a precious metal that has been used for coinage, jewelry, and other arts throughout recorded history. In the past, a gold standard was often implemented as a monetary policy. Still, gold coins ceased to be minted as a circulating currency in the 1930s, and the world gold standard was abandoned for a fiat currency system after 1971.
, the world's largest gold producer by far was China, with 440 tonnes per year. A total of around 201,296 tonnes of gold exists above ground, . This is equal to a cube with each side measuring roughly . The world consumption of new gold produced is about 50% in jewelry, 40% in investments and 10% in industry. Gold's high malleability, ductility, resistance to corrosion and most other chemical reactions, and conductivity of electricity have led to its continued use in corrosion-resistant electrical connectors in all types of computerized devices (its chief industrial use). Gold is also used in infrared shielding, colored-glass production, gold leafing, and tooth restoration. Certain gold salts are still used as anti-inflammatories in medicine.
Characteristics
Gold is the most malleable of all metals. It can be drawn into a wire of single-atom width, and then stretched considerably before it breaks. Such nanowires distort via formation, reorientation and migration of dislocations and crystal twins without noticeable hardening. A single gram of gold can be beaten into a sheet of , and an avoirdupois ounce into . Gold leaf can be beaten thin enough to become semi-transparent. The transmitted light appears greenish blue, because gold strongly reflects yellow and red. Such semi-transparent sheets also strongly reflect infrared light, making them useful as infrared (radiant heat) shields in visors of heat-resistant suits, and in sun-visors for spacesuits. Gold is a good conductor of heat and electricity.
Gold has a density of 19.3 g/cm3, almost identical to that of tungsten at 19.25 g/cm3; as such, tungsten has been used in counterfeiting of gold bars, such as by plating a tungsten bar with gold, or taking an existing gold bar, drilling holes, and replacing the removed gold with tungsten rods. By comparison, the density of lead is 11.34 g/cm3, and that of the densest element, osmium, is .
Color
Whereas most metals are gray or silvery white, gold is slightly reddish-yellow. This color is determined by the frequency of plasma oscillations among the metal's valence electrons, in the ultraviolet range for most metals but in the visible range for gold due to relativistic effects affecting the orbitals around gold atoms. Similar effects impart a golden hue to metallic caesium.
Common colored gold alloys include the distinctive eighteen-karat rose gold created by the addition of copper. Alloys containing palladium or nickel are also important in commercial jewelry as these produce white gold alloys. Fourteen-karat gold-copper alloy is nearly identical in color to certain bronze alloys, and both may be used to produce police and other badges. Fourteen- and eighteen-karat gold alloys with silver alone appear greenish-yellow and are referred to as green gold. Blue gold can be made by alloying with iron, and purple gold can be made by alloying with aluminium. Less commonly, addition of manganese, indium, and other elements can produce more unusual colors of gold for various applications.
Colloidal gold, used by electron-microscopists, is red if the particles are small; larger particles of colloidal gold are blue.
Isotopes
Gold has only one stable isotope, , which is also its only naturally occurring isotope, so gold is both a mononuclidic and monoisotopic element. Thirty-six radioisotopes have been synthesized, ranging in atomic mass from 169 to 205. The most stable of these is with a half-life of 186.1 days. The least stable is , which decays by proton emission with a half-life of 30 µs. Most of gold's radioisotopes with atomic masses below 197 decay by some combination of proton emission, α decay, and β+ decay. The exceptions are , which decays by electron capture, and , which decays most often by electron capture (93%) with a minor β− decay path (7%). All of gold's radioisotopes with atomic masses above 197 decay by β− decay.
At least 32 nuclear isomers have also been characterized, ranging in atomic mass from 170 to 200. Within that range, only , , , , and do not have isomers. Gold's most stable isomer is with a half-life of 2.27 days. Gold's least stable isomer is with a half-life of only 7 ns. has three decay paths: β+ decay, isomeric transition, and alpha decay. No other isomer or isotope of gold has three decay paths.
Synthesis
The possible production of gold from a more common element, such as lead, has long been a subject of human inquiry, and the ancient and medieval discipline of alchemy often focused on it; however, the transmutation of the chemical elements did not become possible until the understanding of nuclear physics in the 20th century. The first synthesis of gold was conducted by Japanese physicist Hantaro Nagaoka, who synthesized gold from mercury in 1924 by neutron bombardment. An American team, working without knowledge of Nagaoka's prior study, conducted the same experiment in 1941, achieving the same result and showing that the isotopes of gold produced by it were all radioactive.
Gold can currently be manufactured in a nuclear reactor by irradiation either of platinum or mercury.
Only the mercury isotope , which occurs with a frequency of 0.15% in natural mercury, can be converted to gold by neutron capture (forming ) and subsequent electron capture to with slow neutrons. Other isotopes of mercury can only be converted into yet heavier mercury isotopes when irradiated with slow neutrons, which either are stable or beta decay into thallium.
Using fast neutrons, the mercury isotope, which comprises 10.04% of natural mercury, can be converted by splitting off a neutron and becoming , which then disintegrates to stable gold. This reaction, however, possesses a smaller activation cross section and is feasible only with unmoderated reactors.
It is also possible to eject several neutrons with by bombarding Hg-Isotopes with very fast neutrons, creating (n,2n) or (n,3n) reactions, however as fission neutrons do not have the required very high energies, this would require particle accelerators to produce neutrons by spallation, which can produce neutrons of any given energy.
Mercury itself can also serve as a spallation source for either gamma ray spallation (γ,n) reactions or proton induced spallation, however only gamma ray spallation has the potential to produce gold from mercury and its nuclear cross section is small.
Chemistry
Although gold is the most noble of the noble metals, it still forms many diverse compounds. The oxidation state of gold in its compounds ranges from −1 to +5, but Au(I) and Au(III) dominate its chemistry. Au(I), referred to as the aurous ion, is the most common oxidation state with soft ligands such as thioethers, thiolates, and organophosphines. Au(I) compounds are typically linear. A good example is Au(CN)2−, which is the soluble form of gold encountered in mining. The binary gold halides, such as AuCl, form zigzag polymeric chains, again featuring linear coordination at Au. Most drugs based on gold are Au(I) derivatives.
Au(III) (referred to as the auric) is a common oxidation state, and is illustrated by gold(III) chloride, Au2Cl6. The gold atom centers in Au(III) complexes, like other d8 compounds, are typically square planar, with chemical bonds that have both covalent and ionic character.
Gold does not react with oxygen at any temperature and, up to 100 °C, is resistant to attack from ozone.
Some free halogens react with gold. Gold is strongly attacked by fluorine at dull-red heat to form gold(III) fluoride. Powdered gold reacts with chlorine at 180 °C to form AuCl3. Gold reacts with bromine at 140 °C to form gold(III) bromide, but reacts only very slowly with iodine to form the monoiodide.
Gold does not react with sulfur directly, but gold(III) sulfide can be made by passing hydrogen sulfide through a dilute solution of gold(III) chloride or chlorauric acid.
Gold readily dissolves in mercury at room temperature to form an amalgam, and forms alloys with many other metals at higher temperatures. These alloys can be produced to modify the hardness and other metallurgical properties, to control melting point or to create exotic colors.
Gold is unaffected by most acids. It does not react with hydrofluoric, hydrochloric, hydrobromic, hydriodic, sulfuric, or nitric acid. It does react with selenic acid, and is dissolved by aqua regia, a 1:3 mixture of nitric acid and hydrochloric acid. Nitric acid oxidizes the metal to +3 ions, but only in minute amounts, typically undetectable in the pure acid because of the chemical equilibrium of the reaction. However, the ions are removed from the equilibrium by hydrochloric acid, forming AuCl4− ions, or chloroauric acid, thereby enabling further oxidation.
Gold is similarly unaffected by most bases. It does not react with aqueous, solid, or molten sodium or potassium hydroxide. It does however, react with sodium or potassium cyanide under alkaline conditions when oxygen is present to form soluble complexes.
Common oxidation states of gold include +1 (gold(I) or aurous compounds) and +3 (gold(III) or auric compounds). Gold ions in solution are readily reduced and precipitated as metal by adding any other metal as the reducing agent. The added metal is oxidized and dissolves, allowing the gold to be displaced from solution and be recovered as a solid precipitate.
Rare oxidation states
Less common oxidation states of gold include −1, +2, and +5.
The −1 oxidation state occurs in aurides, compounds containing the Au− anion. Caesium auride (CsAu), for example, crystallizes in the caesium chloride motif; rubidium, potassium, and tetramethylammonium aurides are also known. Gold has the highest electron affinity of any metal, at 222.8 kJ/mol, making Au− a stable species.
Gold(II) compounds are usually diamagnetic with Au–Au bonds such as [. The evaporation of a solution of in concentrated produces red crystals of gold(II) sulfate, Au2(SO4)2. Originally thought to be a mixed-valence compound, it has been shown to contain cations, analogous to the better-known mercury(I) ion, . A gold(II) complex, the tetraxenonogold(II) cation, which contains xenon as a ligand, occurs in [AuXe4](Sb2F11)2.
Gold pentafluoride, along with its derivative anion, , and its difluorine complex, gold heptafluoride, is the sole example of gold(V), the highest verified oxidation state.
Some gold compounds exhibit aurophilic bonding, which describes the tendency of gold ions to interact at distances that are too long to be a conventional Au–Au bond but shorter than van der Waals bonding. The interaction is estimated to be comparable in strength to that of a hydrogen bond.
Well-defined cluster compounds are numerous. In such cases, gold has a fractional oxidation state. A representative example is the octahedral species . Gold chalcogenides, such as gold sulfide, feature equal amounts of Au(I) and Au(III).
Medicinal uses
Medicinal applications of gold and its complexes have a long history dating back thousands of years. Several gold complexes have been applied to treat rheumatoid arthritis, the most frequently used being aurothiomalate, aurothioglucose, and auranofin. Both gold(I) and gold(III) compounds have been investigated as possible anti-cancer drugs. For gold(III) complexes, reduction to gold(0/I) under physiological conditions has to be considered. Stable complexes can be generated using different types of bi-, tri-, and tetradentate ligand systems, and their efficacy has been demonstrated in vitro and in vivo.
Origin
Gold production in the universe
Gold is thought to have been produced in supernova nucleosynthesis, and from the collision of neutron stars, and to have been present in the dust from which the Solar System formed.
Traditionally, gold in the universe is thought to have formed by the r-process (rapid neutron capture) in supernova nucleosynthesis, but more recently it has been suggested that gold and other elements heavier than iron may also be produced in quantity by the r-process in the collision of neutron stars. In both cases, satellite spectrometers at first only indirectly detected the resulting gold. However, in August 2017, the spectroscopic signatures of heavy elements, including gold, were observed by electromagnetic observatories in the GW170817 neutron star merger event, after gravitational wave detectors confirmed the event as a neutron star merger. Current astrophysical models suggest that this single neutron star merger event generated between 3 and 13 Earth masses of gold. This amount, along with estimations of the rate of occurrence of these neutron star merger events, suggests that such mergers may produce enough gold to account for most of the abundance of this element in the universe.
Asteroid origin theories
Because the Earth was molten when it was formed, almost all of the gold present in the early Earth probably sank into the planetary core. Therefore, most of the gold that is in the Earth's crust and mantle has in one model thought to have been delivered to Earth later, by asteroid impacts during the Late Heavy Bombardment, about 4 billion years ago.
Gold which is reachable by humans has, in one case, been associated with a particular asteroid impact. The asteroid that formed Vredefort crater 2.020 billion years ago is often credited with seeding the Witwatersrand basin in South Africa with the richest gold deposits on earth. However, this scenario is now questioned. The gold-bearing Witwatersrand rocks were laid down between 700 and 950 million years before the Vredefort impact. These gold-bearing rocks had furthermore been covered by a thick layer of Ventersdorp lavas and the Transvaal Supergroup of rocks before the meteor struck, and thus the gold did not actually arrive in the asteroid/meteorite. What the Vredefort impact achieved, however, was to distort the Witwatersrand basin in such a way that the gold-bearing rocks were brought to the present erosion surface in Johannesburg, on the Witwatersrand, just inside the rim of the original diameter crater caused by the meteor strike. The discovery of the deposit in 1886 launched the Witwatersrand Gold Rush. Some 22% of all the gold that is ascertained to exist today on Earth has been extracted from these Witwatersrand rocks.
Mantle return theories
Notwithstanding the impact above, much of the rest of the gold on Earth is thought to have been incorporated into the planet since its very beginning, as planetesimals formed the planet's mantle, early in Earth's creation. In 2017, an international group of scientists, established that gold "came to the Earth's surface from the deepest regions of our planet", the mantle, evidenced by their findings at Deseado Massif in the Argentinian Patagonia.
Occurrence
On Earth, gold is found in ores in rock formed from the Precambrian time onward. It most often occurs as a native metal, typically in a metal solid solution with silver (i.e. as a gold/silver alloy). Such alloys usually have a silver content of 8–10%. Electrum is elemental gold with more than 20% silver, and is commonly known as white gold. Electrum's color runs from golden-silvery to silvery, dependent upon the silver content. The more silver, the lower the specific gravity.
Native gold occurs as very small to microscopic particles embedded in rock, often together with quartz or sulfide minerals such as "fool's gold", which is a pyrite. These are called lode deposits. The metal in a native state is also found in the form of free flakes, grains or larger nuggets that have been eroded from rocks and end up in alluvial deposits called placer deposits. Such free gold is always richer at the exposed surface of gold-bearing veins, owing to the oxidation of accompanying minerals followed by weathering; and by washing of the dust into streams and rivers, where it collects and can be welded by water action to form nuggets.
Gold sometimes occurs combined with tellurium as the minerals calaverite, krennerite, nagyagite, petzite and sylvanite (see telluride minerals), and as the rare bismuthide maldonite (Au2Bi) and antimonide aurostibite (AuSb2). Gold also occurs in rare alloys with copper, lead, and mercury: the minerals auricupride (Cu3Au), novodneprite (AuPb3) and weishanite ((Au, Ag)3Hg2).
Recent research suggests that microbes can sometimes play an important role in forming gold deposits, transporting and precipitating gold to form grains and nuggets that collect in alluvial deposits.
Another recent study has claimed water in faults vaporizes during an earthquake, depositing gold. When an earthquake strikes, it moves along a fault. Water often lubricates faults, filling in fractures and jogs. About below the surface, under very high temperatures and pressures, the water carries high concentrations of carbon dioxide, silica, and gold. During an earthquake, the fault jog suddenly opens wider. The water inside the void instantly vaporizes, flashing to steam and forcing silica, which forms the mineral quartz, and gold out of the fluids and onto nearby surfaces.
Seawater
The world's oceans contain gold. Measured concentrations of gold in the Atlantic and Northeast Pacific are 50–150 femtomol/L or 10–30 parts per quadrillion (about 10–30 g/km3). In general, gold concentrations for south Atlantic and central Pacific samples are the same (~50 femtomol/L) but less certain. Mediterranean deep waters contain slightly higher concentrations of gold (100–150 femtomol/L) attributed to wind-blown dust and/or rivers. At 10 parts per quadrillion the Earth's oceans would hold 15,000 tonnes of gold. These figures are three orders of magnitude less than reported in the literature prior to 1988, indicating contamination problems with the earlier data.
A number of people have claimed to be able to economically recover gold from sea water, but they were either mistaken or acted in an intentional deception. Prescott Jernegan ran a gold-from-seawater swindle in the United States in the 1890s, as did an English fraudster in the early 1900s. Fritz Haber did research on the extraction of gold from sea water in an effort to help pay Germany's reparations following World War I. Based on the published values of 2 to 64 ppb of gold in seawater a commercially successful extraction seemed possible. After analysis of 4,000 water samples yielding an average of 0.004 ppb it became clear that extraction would not be possible and he ended the project.
History
The earliest recorded metal employed by humans appears to be gold, which can be found free or "native". Small amounts of natural gold have been found in Spanish caves used during the late Paleolithic period, c. 40,000 BC.
The oldest gold artifacts in the world are from Bulgaria and are dating back to the 5th millennium BC (4,600 BC to 4,200 BC), such as those found in the Varna Necropolis near Lake Varna and the Black Sea coast, thought to be the earliest "well-dated" finding of gold artifacts in history.(La Niece 2009) Several prehistoric Bulgarian finds are considered no less old – the golden treasures of Hotnitsa, Durankulak, artifacts from the Kurgan settlement of Yunatsite near Pazardzhik, the golden treasure Sakar, as well as beads and gold jewelry found in the Kurgan settlement of Provadia – Solnitsata (“salt pit”). However, Varna gold is most often called the oldest since this treasure is the largest and most diverse.
Gold artifacts probably made their first appearance in Ancient Egypt at the very beginning of the pre-dynastic period, at the end of the fifth millennium BC and the start of the fourth, and smelting was developed during the course of the 4th millennium; gold artifacts appear in the archeology of Lower Mesopotamia during the early 4th millennium. As of 1990, gold artifacts found at the Wadi Qana cave cemetery of the 4th millennium BC in West Bank were the earliest from the Levant. Gold artifacts such as the golden hats and the Nebra disk appeared in Central Europe from the 2nd millennium BC Bronze Age.
The oldest known map of a gold mine was drawn in the 19th Dynasty of Ancient Egypt (1320–1200 BC), whereas the first written reference to gold was recorded in the 12th Dynasty around 1900 BC. Egyptian hieroglyphs from as early as 2600 BC describe gold, which King Tushratta of the Mitanni claimed was "more plentiful than dirt" in Egypt. Egypt and especially Nubia had the resources to make them major gold-producing areas for much of history. One of the earliest known maps, known as the Turin Papyrus Map, shows the plan of a gold mine in Nubia together with indications of the local geology. The primitive working methods are described by both Strabo and Diodorus Siculus, and included fire-setting. Large mines were also present across the Red Sea in what is now Saudi Arabia.
Gold is mentioned in the Amarna letters numbered 19 and 26 from around the 14th century BC.
Gold is mentioned frequently in the Old Testament, starting with Genesis 2:11 (at Havilah), the story of the golden calf, and many parts of the temple including the Menorah and the golden altar. In the New Testament, it is included with the gifts of the magi in the first chapters of Matthew. The Book of Revelation 21:21 describes the city of New Jerusalem as having streets "made of pure gold, clear as crystal". Exploitation of gold in the south-east corner of the Black Sea is said to date from the time of Midas, and this gold was important in the establishment of what is probably the world's earliest coinage in Lydia around 610 BC. The legend of the golden fleece dating from eighth century BCE may refer to the use of fleeces to trap gold dust from placer deposits in the ancient world. From the 6th or 5th century BC, the Chu (state) circulated the Ying Yuan, one kind of square gold coin.
In Roman metallurgy, new methods for extracting gold on a large scale were developed by introducing hydraulic mining methods, especially in Hispania from 25 BC onwards and in Dacia from 106 AD onwards. One of their largest mines was at Las Medulas in León, where seven long aqueducts enabled them to sluice most of a large alluvial deposit. The mines at Roşia Montană in Transylvania were also very large, and until very recently, still mined by opencast methods. They also exploited smaller deposits in Britain, such as placer and hard-rock deposits at Dolaucothi. The various methods they used are well described by Pliny the Elder in his encyclopedia Naturalis Historia written towards the end of the first century AD.
During Mansa Musa's (ruler of the Mali Empire from 1312 to 1337) hajj to Mecca in 1324, he passed through Cairo in July 1324, and was reportedly accompanied by a camel train that included thousands of people and nearly a hundred camels where he gave away so much gold that it depressed the price in Egypt for over a decade, causing high inflation. A contemporary Arab historian remarked:
The European exploration of the Americas was fueled in no small part by reports of the gold ornaments displayed in great profusion by Native American peoples, especially in Mesoamerica, Peru, Ecuador and Colombia. The Aztecs regarded gold as the product of the gods, calling it literally "god excrement" (teocuitlatl in Nahuatl), and after Moctezuma II was killed, most of this gold was shipped to Spain. However, for the indigenous peoples of North America gold was considered useless and they saw much greater value in other minerals which were directly related to their utility, such as obsidian, flint, and slate. El Dorado is applied to a legendary story in which precious stones were found in fabulous abundance along with gold coins. The concept of El Dorado underwent several transformations, and eventually accounts of the previous myth were also combined with those of a legendary lost city. El Dorado, was the term used by the Spanish Empire to describe a mythical tribal chief (zipa) of the Muisca native people in Colombia, who, as an initiation rite, covered himself with gold dust and submerged in Lake Guatavita. The legends surrounding El Dorado changed over time, as it went from being a man, to a city, to a kingdom, and then finally to an empire.
Gold played a role in western culture, as a cause for desire and of corruption, as told in children's fables such as Rumpelstiltskin—where Rumpelstiltskin turns hay into gold for the peasant's daughter in return for her child when she becomes a princess—and the stealing of the hen that lays golden eggs in Jack and the Beanstalk.
The top prize at the Olympic Games and many other sports competitions is the gold medal.
75% of the presently accounted for gold has been extracted since 1910, two-thirds since 1950.
One main goal of the alchemists was to produce gold from other substances, such as lead — presumably by the interaction with a mythical substance called the philosopher's stone. Trying to produce gold led the alchemists to systematically find out what can be done with substances, and this laid the foundation for today's chemistry, which can produce gold (albeit uneconomically) by using nuclear transmutation. Their symbol for gold was the circle with a point at its center (☉), which was also the astrological symbol and the ancient Chinese character for the Sun.
The Dome of the Rock is covered with an ultra-thin golden glassier. The Sikh Golden temple, the Harmandir Sahib, is a building covered with gold. Similarly the Wat Phra Kaew emerald Buddhist temple (wat) in Thailand has ornamental gold-leafed statues and roofs. Some European king and queen's crowns were made of gold, and gold was used for the bridal crown since antiquity. An ancient Talmudic text circa 100 AD describes Rachel, wife of Rabbi Akiva, receiving a "Jerusalem of Gold" (diadem). A Greek burial crown made of gold was found in a grave circa 370 BC.
Etymology
"Gold" is cognate with similar words in many Germanic languages, deriving via Proto-Germanic *gulþą from Proto-Indo-European *ǵʰelh₃- ("to shine, to gleam; to be yellow or green").
The symbol Au is from the , the Latin word for "gold". The Proto-Indo-European ancestor of aurum was *h₂é-h₂us-o-, meaning "glow". This word is derived from the same root (Proto-Indo-European *h₂u̯es- "to dawn") as *h₂éu̯sōs, the ancestor of the Latin word Aurora, "dawn". This etymological relationship is presumably behind the frequent claim in scientific publications that aurum meant "shining dawn".
Culture
Outside chemistry, gold is mentioned in a variety of expressions, most often associated with intrinsic worth. Great human achievements are frequently rewarded with gold, in the form of gold medals, gold trophies and other decorations. Winners of athletic events and other graded competitions are usually awarded a gold medal. Many awards such as the Nobel Prize are made from gold as well. Other award statues and prizes are depicted in gold or are gold plated (such as the Academy Awards, the Golden Globe Awards, the Emmy Awards, the Palme d'Or, and the British Academy Film Awards).
Aristotle in his ethics used gold symbolism when referring to what is now known as the golden mean. Similarly, gold is associated with perfect or divine principles, such as in the case of the golden ratio and the golden rule.
Gold is further associated with the wisdom of aging and fruition. The fiftieth wedding anniversary is golden. A person's most valued or most successful latter years are sometimes considered "golden years". The height of a civilization is referred to as a golden age.
Blood gold
The British Gold Coast (Ghana today) and the Guinea region were among of the main centres of European trade in slaves and gold. The British Guinea (coin) was minted from gold extracted from this area. The Danish Gold Coast, French Guinea, Portuguese Guinea and Spanish Guinea were adjacent European colonies to serve the gold and slave trade. British interests were represented by the Royal African Company, which shipped more African slaves to the Americas than any other company in the history of the Atlantic slave trade.
Religion
In some forms of Christianity and Judaism, gold has been associated both with holiness and evil. In the Book of Exodus, the Golden Calf is a symbol of idolatry, while in the Book of Genesis, Abraham was said to be rich in gold and silver, and Moses was instructed to cover the Mercy Seat of the Ark of the Covenant with pure gold. In Byzantine iconography the halos of Christ, Mary and the Christian saints are often golden.
In Islam, gold (along with silk) is often cited as being forbidden for men to wear. Abu Bakr al-Jazaeri, quoting a hadith, said that "[t]he wearing of silk and gold are forbidden on the males of my nation, and they are lawful to their women". This, however, has not been enforced consistently throughout history, e.g. in the Ottoman Empire. Further, small gold accents on clothing, such as in embroidery, may be permitted.
According to Christopher Columbus, those who had something of gold were in possession of something of great value on Earth and a substance to even help souls to paradise.
Wedding rings are typically made of gold. It is long lasting and unaffected by the passage of time and may aid in the ring symbolism of eternal vows before God and the perfection the marriage signifies. In Orthodox Christian wedding ceremonies, the wedded couple is adorned with a golden crown (though some opt for wreaths, instead) during the ceremony, an amalgamation of symbolic rites.
On 24 August 2020, Israeli archaeologists discovered a trove of early Islamic gold coins near the central city of Yavne. Analysis of the extremely rare collection of 425 gold coins indicated that they were from the late 9th century. Dating to around 1,100 years back, the gold coins were from the Abbasid Caliphate.
Production
According to the United States Geological Survey in 2016, about of gold has been accounted for, of which 85% remains in active use.
In 2017, the world's largest gold producer by far was China with 440 tonnes. The second-largest producer, Australia, mined 300 tonnes in the same year, followed by Russia with 255 tonnes.
Mining and prospecting
Since the 1880s, South Africa has been the source of a large proportion of the world's gold supply, and about 22% of the gold presently accounted is from South Africa. Production in 1970 accounted for 79% of the world supply, about 1,480 tonnes. In 2007 China (with 276 tonnes) overtook South Africa as the world's largest gold producer, the first time since 1905 that South Africa had not been the largest.
, China was the world's leading gold-mining country, followed in order by Australia, Russia, the United States, Canada, and Peru. South Africa, which had dominated world gold production for most of the 20th century, had declined to sixth place. Other major producers are Ghana, Burkina Faso, Mali, Indonesia and Uzbekistan.
In South America, the controversial project Pascua Lama aims at exploitation of rich fields in the high mountains of Atacama Desert, at the border between Chile and Argentina.
It has been estimated that up to one-quarter of the yearly global gold production originates from artisanal or small scale mining.
The city of Johannesburg located in South Africa was founded as a result of the Witwatersrand Gold Rush which resulted in the discovery of some of the largest natural gold deposits in recorded history. The gold fields are confined to the northern and north-western edges of the Witwatersrand basin, which is a thick layer of archean rocks located, in most places, deep under the Free State, Gauteng and surrounding provinces. These Witwatersrand rocks are exposed at the surface on the Witwatersrand, in and around Johannesburg, but also in isolated patches to the south-east and south-west of Johannesburg, as well as in an arc around the Vredefort Dome which lies close to the center of the Witwatersrand basin. From these surface exposures the basin dips extensively, requiring some of the mining to occur at depths of nearly , making them, especially the Savuka and TauTona mines to the south-west of Johannesburg, the deepest mines on earth. The gold is found only in six areas where archean rivers from the north and north-west formed extensive pebbly Braided river deltas before draining into the "Witwatersrand sea" where the rest of the Witwatersrand sediments were deposited.
The Second Boer War of 1899–1901 between the British Empire and the Afrikaner Boers was at least partly over the rights of miners and possession of the gold wealth in South Africa.
During the 19th century, gold rushes occurred whenever large gold deposits were discovered. The first documented discovery of gold in the United States was at the Reed Gold Mine near Georgeville, North Carolina in 1803. The first major gold strike in the United States occurred in a small north Georgia town called Dahlonega. Further gold rushes occurred in California, Colorado, the Black Hills, Otago in New Zealand, a number of locations across Australia, Witwatersrand in South Africa, and the Klondike in Canada.
Grasberg mine located in Papua, Indonesia is the largest gold mine in the world.
Extraction and refining
Gold extraction is most economical in large, easily mined deposits. Ore grades as little as 0.5 parts per million (ppm) can be economical. Typical ore grades in open-pit mines are 1–5 ppm; ore grades in underground or hard rock mines are usually at least 3 ppm. Because ore grades of 30 ppm are usually needed before gold is visible to the naked eye, in most gold mines the gold is invisible.
The average gold mining and extraction costs were about $317 per troy ounce in 2007, but these can vary widely depending on mining type and ore quality; global mine production amounted to 2,471.1 tonnes.
After initial production, gold is often subsequently refined industrially by the Wohlwill process which is based on electrolysis or by the Miller process, that is chlorination in the melt. The Wohlwill process results in higher purity, but is more complex and is only applied in small-scale installations. Other methods of assaying and purifying smaller amounts of gold include parting and inquartation as well as cupellation, or refining methods based on the dissolution of gold in aqua regia.
As of 2020, the amount of CO2 produced in mining a kilogram of gold is 16 tonnes, while recycling a kilogram of gold produces 53 kilograms of CO2 equivalent. Approximately 30 percent of the global gold supply is recycled and not mined as of 2020.
Corporations are starting to adopt gold recycling including jewelry companies such as Generation Collection and computer companies including Dell.
Consumption
The consumption of gold produced in the world is about 50% in jewelry, 40% in investments, and 10% in industry.
According to World Gold Council, China is the world's largest single consumer of gold in 2013 and toppled India for the first time with Chinese consumption increasing by 32 percent in a year, while that of India only rose by 13 percent and world consumption rose by 21 percent. Unlike India where gold is mainly used for jewelry, China uses gold for manufacturing and jewelry.
Pollution
Gold production is associated with contribution to hazardous pollution.
Low-grade gold ore may contain less than one ppm gold metal; such ore is ground and mixed with sodium cyanide to dissolve the gold. Cyanide is a highly poisonous chemical, which can kill living creatures when exposed in minute quantities. Many cyanide spills from gold mines have occurred in both developed and developing countries which killed aquatic life in long stretches of affected rivers. Environmentalists consider these events major environmental disasters. Thirty tons of used ore is dumped as waste for producing one troy ounce of gold. Gold ore dumps are the source of many heavy elements such as cadmium, lead, zinc, copper, arsenic, selenium and mercury. When sulfide-bearing minerals in these ore dumps are exposed to air and water, the sulfide transforms into sulfuric acid which in turn dissolves these heavy metals facilitating their passage into surface water and ground water. This process is called acid mine drainage. These gold ore dumps are long term, highly hazardous wastes second only to nuclear waste dumps.
It was once common to use mercury to recover gold from ore, but today the use of mercury is largely limited to small-scale individual miners. Minute quantities of mercury compounds can reach water bodies, causing heavy metal contamination. Mercury can then enter into the human food chain in the form of methylmercury. Mercury poisoning in humans causes incurable brain function damage and severe retardation.
Gold extraction is also a highly energy intensive industry, extracting ore from deep mines and grinding the large quantity of ore for further chemical extraction requires nearly 25 kWh of electricity per gram of gold produced.
Monetary use
Gold has been widely used throughout the world as money, for efficient indirect exchange (versus barter), and to store wealth in hoards. For exchange purposes, mints produce standardized gold bullion coins, bars and other units of fixed weight and purity.
The first known coins containing gold were struck in Lydia, Asia Minor, around 600 BC. The talent coin of gold in use during the periods of Grecian history both before and during the time of the life of Homer weighed between 8.42 and 8.75 grams. From an earlier preference in using silver, European economies re-established the minting of gold as coinage during the thirteenth and fourteenth centuries.
Bills (that mature into gold coin) and gold certificates (convertible into gold coin at the issuing bank) added to the circulating stock of gold standard money in most 19th century industrial economies.
In preparation for World War I the warring nations moved to fractional gold standards, inflating their currencies to finance the war effort.
Post-war, the victorious countries, most notably Britain, gradually restored gold-convertibility, but international flows of gold via bills of exchange remained embargoed; international shipments were made exclusively for bilateral trades or to pay war reparations.
After World War II gold was replaced by a system of nominally convertible currencies related by fixed exchange rates following the Bretton Woods system. Gold standards and the direct convertibility of currencies to gold have been abandoned by world governments, led in 1971 by the United States' refusal to redeem its dollars in gold. Fiat currency now fills most monetary roles. Switzerland was the last country to tie its currency to gold; it backed 40% of its value until the Swiss joined the International Monetary Fund in 1999.
Central banks continue to keep a portion of their liquid reserves as gold in some form, and metals exchanges such as the London Bullion Market Association still clear transactions denominated in gold, including future delivery contracts.
Today, gold mining output is declining.
With the sharp growth of economies in the 20th century, and increasing foreign exchange, the world's gold reserves and their trading market have become a small fraction of all markets and fixed exchange rates of currencies to gold have been replaced by floating prices for gold and gold future contract.
Though the gold stock grows by only 1 or 2% per year, very little metal is irretrievably consumed. Inventory above ground would satisfy many decades of industrial and even artisan uses at current prices.
The gold proportion (fineness) of alloys is measured by karat (k). Pure gold (commercially termed fine gold) is designated as 24 karat, abbreviated 24k. English gold coins intended for circulation from 1526 into the 1930s were typically a standard 22k alloy called crown gold, for hardness (American gold coins for circulation after 1837 contain an alloy of 0.900 fine gold, or 21.6 kt).
Although the prices of some platinum group metals can be much higher, gold has long been considered the most desirable of precious metals, and its value has been used as the standard for many currencies. Gold has been used as a symbol for purity, value, royalty, and particularly roles that combine these properties. Gold as a sign of wealth and prestige was ridiculed by Thomas More in his treatise Utopia. On that imaginary island, gold is so abundant that it is used to make chains for slaves, tableware, and lavatory seats. When ambassadors from other countries arrive, dressed in ostentatious gold jewels and badges, the Utopians mistake them for menial servants, paying homage instead to the most modestly dressed of their party.
The ISO 4217 currency code of gold is XAU. Many holders of gold store it in form of bullion coins or bars as a hedge against inflation or other economic disruptions, though its efficacy as such has been questioned; historically, it has not proven itself reliable as a hedging instrument. Modern bullion coins for investment or collector purposes do not require good mechanical wear properties; they are typically fine gold at 24k, although the American Gold Eagle and the British gold sovereign continue to be minted in 22k (0.92) metal in historical tradition, and the South African Krugerrand, first released in 1967, is also 22k (0.92).
The special issue Canadian Gold Maple Leaf coin contains the highest purity gold of any bullion coin, at 99.999% or 0.99999, while the popular issue Canadian Gold Maple Leaf coin has a purity of 99.99%. In 2006, the United States Mint began producing the American Buffalo gold bullion coin with a purity of 99.99%. The Australian Gold Kangaroos were first coined in 1986 as the Australian Gold Nugget but changed the reverse design in 1989. Other modern coins include the Austrian Vienna Philharmonic bullion coin and the Chinese Gold Panda.
Price
, gold is valued at around $42 per gram ($1,300 per troy ounce).
Like other precious metals, gold is measured by troy weight and by grams. The proportion of gold in the alloy is measured by karat (k), with 24 karat (24k) being pure gold, and lower karat numbers proportionally less. The purity of a gold bar or coin can also be expressed as a decimal figure ranging from 0 to 1, known as the millesimal fineness, such as 0.995 being nearly pure.
The price of gold is determined through trading in the gold and derivatives markets, but a procedure known as the Gold Fixing in London, originating in September 1919, provides a daily benchmark price to the industry. The afternoon fixing was introduced in 1968 to provide a price when US markets are open.
History
Historically gold coinage was widely used as currency; when paper money was introduced, it typically was a receipt redeemable for gold coin or bullion. In a monetary system known as the gold standard, a certain weight of gold was given the name of a unit of currency. For a long period, the United States government set the value of the US dollar so that one troy ounce was equal to $20.67 ($0.665 per gram), but in 1934 the dollar was devalued to $35.00 per troy ounce ($0.889/g). By 1961, it was becoming hard to maintain this price, and a pool of US and European banks agreed to manipulate the market to prevent further currency devaluation against increased gold demand.
On 17 March 1968, economic circumstances caused the collapse of the gold pool, and a two-tiered pricing scheme was established whereby gold was still used to settle international accounts at the old $35.00 per troy ounce ($1.13/g) but the price of gold on the private market was allowed to fluctuate; this two-tiered pricing system was abandoned in 1975 when the price of gold was left to find its free-market level. Central banks still hold historical gold reserves as a store of value although the level has generally been declining. The largest gold depository in the world is that of the U.S. Federal Reserve Bank in New York, which holds about 3% of the gold known to exist and accounted for today, as does the similarly laden U.S. Bullion Depository at Fort Knox.
In 2005 the World Gold Council estimated total global gold supply to be 3,859 tonnes and demand to be 3,754 tonnes, giving a surplus of 105 tonnes.
After 15 August 1971 Nixon shock, the price began to greatly increase, and between 1968 and 2000 the price of gold ranged widely, from a high of $850 per troy ounce ($27.33/g) on 21 January 1980, to a low of $252.90 per troy ounce ($8.13/g) on 21 June 1999 (London Gold Fixing). Prices increased rapidly from 2001, but the 1980 high was not exceeded until 3 January 2008, when a new maximum of $865.35 per troy ounce was set. Another record price was set on 17 March 2008, at $1023.50 per troy ounce ($32.91/g).
In late 2009, gold markets experienced renewed momentum upwards due to increased demand and a weakening US dollar. On 2 December 2009, gold reached a new high closing at $1,217.23. Gold further rallied hitting new highs in May 2010 after the European Union debt crisis prompted further purchase of gold as a safe asset. On 1 March 2011, gold hit a new all-time high of $1432.57, based on investor concerns regarding ongoing unrest in North Africa as well as in the Middle East.
From April 2001 to August 2011, spot gold prices more than quintupled in value against the US dollar, hitting a new all-time high of $1,913.50 on 23 August 2011, prompting speculation that the long secular bear market had ended and a bull market had returned. However, the price then began a slow decline towards $1200 per troy ounce in late 2014 and 2015.
In August 2020, the gold price picked up to US$2060 per ounce after a complexive growth of 59% from August 2018 to October 2020, a period during which it outplaced the Nasdaq total return of 54%.
Goldbacks
Goldbacks, first invented in April 2019, are a new invention in which gold is formed into bills and denominated in smaller amounts such as 1/1000th or 1/100th of an ounce. Goldbacks were designed with the mission to help facilitate even small transactions in gold. Goldbacks are used as used as currency in a variety of states and have Utah, Nevada, New Hampshire, and Wyoming variations.
Other applications
Jewelry
Because of the softness of pure (24k) gold, it is usually alloyed with base metals for use in jewelry, altering its hardness and ductility, melting point, color and other properties. Alloys with lower karat rating, typically 22k, 18k, 14k or 10k, contain higher percentages of copper or other base metals or silver or palladium in the alloy. Nickel is toxic, and its release from nickel white gold is controlled by legislation in Europe. Palladium-gold alloys are more expensive than those using nickel. High-karat white gold alloys are more resistant to corrosion than are either pure silver or sterling silver. The Japanese craft of Mokume-gane exploits the color contrasts between laminated colored gold alloys to produce decorative wood-grain effects.
By 2014, the gold jewelry industry was escalating despite a dip in gold prices. Demand in the first quarter of 2014 pushed turnover to $23.7 billion according to a World Gold Council report.
Gold solder is used for joining the components of gold jewelry by high-temperature hard soldering or brazing. If the work is to be of hallmarking quality, the gold solder alloy must match the fineness (purity) of the work, and alloy formulas are manufactured to color-match yellow and white gold. Gold solder is usually made in at least three melting-point ranges referred to as Easy, Medium and Hard. By using the hard, high-melting point solder first, followed by solders with progressively lower melting points, goldsmiths can assemble complex items with several separate soldered joints. Gold can also be made into thread and used in embroidery.
Electronics
Only 10% of the world consumption of new gold produced goes to industry, but by far the most important industrial use for new gold is in fabrication of corrosion-free electrical connectors in computers and other electrical devices. For example, according to the World Gold Council, a typical cell phone may contain 50 mg of gold, worth about 50 cents. But since nearly one billion cell phones are produced each year, a gold value of 50 cents in each phone adds to $500 million in gold from just this application.
Though gold is attacked by free chlorine, its good conductivity and general resistance to oxidation and corrosion in other environments (including resistance to non-chlorinated acids) has led to its widespread industrial use in the electronic era as a thin-layer coating on electrical connectors, thereby ensuring good connection. For example, gold is used in the connectors of the more expensive electronics cables, such as audio, video and USB cables. The benefit of using gold over other connector metals such as tin in these applications has been debated; gold connectors are often criticized by audio-visual experts as unnecessary for most consumers and seen as simply a marketing ploy. However, the use of gold in other applications in electronic sliding contacts in highly humid or corrosive atmospheres, and in use for contacts with a very high failure cost (certain computers, communications equipment, spacecraft, jet aircraft engines) remains very common.
Besides sliding electrical contacts, gold is also used in electrical contacts because of its resistance to corrosion, electrical conductivity, ductility and lack of toxicity. Switch contacts are generally subjected to more intense corrosion stress than are sliding contacts. Fine gold wires are used to connect semiconductor devices to their packages through a process known as wire bonding.
The concentration of free electrons in gold metal is 5.91×1022 cm−3. Gold is highly conductive to electricity, and has been used for electrical wiring in some high-energy applications (only silver and copper are more conductive per volume, but gold has the advantage of corrosion resistance). For example, gold electrical wires were used during some of the Manhattan Project's atomic experiments, but large high-current silver wires were used in the calutron isotope separator magnets in the project.
It is estimated that 16% of the world's presently-accounted-for gold and 22% of the world's silver is contained in electronic technology in Japan.
Medicine
Metallic and gold compounds have long been used for medicinal purposes. Gold, usually as the metal, is perhaps the most anciently administered medicine (apparently by shamanic practitioners) and known to Dioscorides. In medieval times, gold was often seen as beneficial for the health, in the belief that something so rare and beautiful could not be anything but healthy. Even some modern esotericists and forms of alternative medicine assign metallic gold a healing power.
In the 19th century gold had a reputation as an anxiolytic, a therapy for nervous disorders. Depression, epilepsy, migraine, and glandular problems such as amenorrhea and impotence were treated, and most notably alcoholism (Keeley, 1897).
The apparent paradox of the actual toxicology of the substance suggests the possibility of serious gaps in the understanding of the action of gold in physiology. Only salts and radioisotopes of gold are of pharmacological value, since elemental (metallic) gold is inert to all chemicals it encounters inside the body (e.g., ingested gold cannot be attacked by stomach acid). Some gold salts do have anti-inflammatory properties and at present two are still used as pharmaceuticals in the treatment of arthritis and other similar conditions in the US (sodium aurothiomalate and auranofin). These drugs have been explored as a means to help to reduce the pain and swelling of rheumatoid arthritis, and also (historically) against tuberculosis and some parasites.
Gold alloys are used in restorative dentistry, especially in tooth restorations, such as crowns and permanent bridges. The gold alloys' slight malleability facilitates the creation of a superior molar mating surface with other teeth and produces results that are generally more satisfactory than those produced by the creation of porcelain crowns. The use of gold crowns in more prominent teeth such as incisors is favored in some cultures and discouraged in others.
Colloidal gold preparations (suspensions of gold nanoparticles) in water are intensely red-colored, and can be made with tightly controlled particle sizes up to a few tens of nanometers across by reduction of gold chloride with citrate or ascorbate ions. Colloidal gold is used in research applications in medicine, biology and materials science. The technique of immunogold labeling exploits the ability of the gold particles to adsorb protein molecules onto their surfaces. Colloidal gold particles coated with specific antibodies can be used as probes for the presence and position of antigens on the surfaces of cells. In ultrathin sections of tissues viewed by electron microscopy, the immunogold labels appear as extremely dense round spots at the position of the antigen.
Gold, or alloys of gold and palladium, are applied as conductive coating to biological specimens and other non-conducting materials such as plastics and glass to be viewed in a scanning electron microscope. The coating, which is usually applied by sputtering with an argon plasma, has a triple role in this application. Gold's very high electrical conductivity drains electrical charge to earth, and its very high density provides stopping power for electrons in the electron beam, helping to limit the depth to which the electron beam penetrates the specimen. This improves definition of the position and topography of the specimen surface and increases the spatial resolution of the image. Gold also produces a high output of secondary electrons when irradiated by an electron beam, and these low-energy electrons are the most commonly used signal source used in the scanning electron microscope.
The isotope gold-198 (half-life 2.7 days) is used in nuclear medicine, in some cancer treatments and for treating other diseases.
Cuisine
Gold can be used in food and has the E number 175. In 2016, the European Food Safety Authority published an opinion on the re-evaluation of gold as a food additive. Concerns included the possible presence of minute amounts of gold nanoparticles in the food additive, and that gold nanoparticles have been shown to be genotoxic in mammalian cells in vitro.
Gold leaf, flake or dust is used on and in some gourmet foods, notably sweets and drinks as decorative ingredient. Gold flake was used by the nobility in medieval Europe as a decoration in food and drinks, in the form of leaf, flakes or dust, either to demonstrate the host's wealth or in the belief that something that valuable and rare must be beneficial for one's health.
Danziger Goldwasser (German: Gold water of Danzig) or Goldwasser () is a traditional German herbal liqueur produced in what is today Gdańsk, Poland, and Schwabach, Germany, and contains flakes of gold leaf. There are also some expensive (c. $1000) cocktails which contain flakes of gold leaf. However, since metallic gold is inert to all body chemistry, it has no taste, it provides no nutrition, and it leaves the body unaltered.
Vark is a foil composed of a pure metal that is sometimes gold, and is used for garnishing sweets in South Asian cuisine.
Miscellanea
Gold produces a deep, intense red color when used as a coloring agent in cranberry glass.
In photography, gold toners are used to shift the color of silver bromide black-and-white prints towards brown or blue tones, or to increase their stability. Used on sepia-toned prints, gold toners produce red tones. Kodak published formulas for several types of gold toners, which use gold as the chloride.
Gold is a good reflector of electromagnetic radiation such as infrared and visible light, as well as radio waves. It is used for the protective coatings on many artificial satellites, in infrared protective faceplates in thermal-protection suits and astronauts' helmets, and in electronic warfare planes such as the EA-6B Prowler.
Gold is used as the reflective layer on some high-end CDs.
Automobiles may use gold for heat shielding. McLaren uses gold foil in the engine compartment of its F1 model.
Gold can be manufactured so thin that it appears semi-transparent. It is used in some aircraft cockpit windows for de-icing or anti-icing by passing electricity through it. The heat produced by the resistance of the gold is enough to prevent ice from forming.
Gold is attacked by and dissolves in alkaline solutions of potassium or sodium cyanide, to form the salt gold cyanide—a technique that has been used in extracting metallic gold from ores in the cyanide process. Gold cyanide is the electrolyte used in commercial electroplating of gold onto base metals and electroforming.
Gold chloride (chloroauric acid) solutions are used to make colloidal gold by reduction with citrate or ascorbate ions. Gold chloride and gold oxide are used to make cranberry or red-colored glass, which, like colloidal gold suspensions, contains evenly sized spherical gold nanoparticles.
Gold, when dispersed in nanoparticles, can act as a heterogeneous catalyst of chemical reactions.
Toxicity
Pure metallic (elemental) gold is non-toxic and non-irritating when ingested and is sometimes used as a food decoration in the form of gold leaf. Metallic gold is also a component of the alcoholic drinks Goldschläger, Gold Strike, and Goldwasser. Metallic gold is approved as a food additive in the EU (E175 in the Codex Alimentarius). Although the gold ion is toxic, the acceptance of metallic gold as a food additive is due to its relative chemical inertness, and resistance to being corroded or transformed into soluble salts (gold compounds) by any known chemical process which would be encountered in the human body.
Soluble compounds (gold salts) such as gold chloride are toxic to the liver and kidneys. Common cyanide salts of gold such as potassium gold cyanide, used in gold electroplating, are toxic by virtue of both their cyanide and gold content. There are rare cases of lethal gold poisoning from potassium gold cyanide. Gold toxicity can be ameliorated with chelation therapy with an agent such as dimercaprol.
Gold metal was voted Allergen of the Year in 2001 by the American Contact Dermatitis Society; gold contact allergies affect mostly women. Despite this, gold is a relatively non-potent contact allergen, in comparison with metals like nickel.
A sample of the fungus Aspergillus niger was found growing from gold mining solution; and was found to contain cyano metal complexes, such as gold, silver, copper, iron and zinc. The fungus also plays a role in the solubilization of heavy metal sulfides.
See also
Bulk leach extractable gold
Chrysiasis (dermatological condition)
Commodity fetishism (Marxist economic theory)
Digital gold currency
GFMS consultancy
Gold fingerprinting
Gold phosphine complex
Gold Prospectors Association of America
List of countries by gold production
Mining in Roman Britain
Prospecting
Tumbaga
Iron pyrite
Nordic gold
References
External links
Hart, Matthew, Gold: The Race for the World's Most Seductive Metal Gold : the race for the world's most seductive metal"], New York : Simon & Schuster, 2013.
Chemistry in its element podcast (MP3) from the Royal Society of Chemistry's Chemistry World: Gold www.rsc.org
Gold at The Periodic Table of Videos (University of Nottingham)
Getting Gold 1898 book, www.lateralscience.co.uk
, www.epa.gov
Chemical elements
Transition metals
Noble metals
Precious metals
Cubic minerals
Minerals in space group 225
Dental materials
Electrical conductors
Native element minerals
E-number additives
Symbols of Alaska
Symbols of California
Chemical elements with face-centered cubic structure |
12246 | https://en.wikipedia.org/wiki/Alliance%2090/The%20Greens | Alliance 90/The Greens | Alliance 90/The Greens (, ), often simply referred to as the Greens ( ), is a green political party in Germany. It was formed in 1993 as the merger of The Greens, formed in West Germany in 1980, and Alliance 90, formed in East Germany in 1990. The Greens had itself merged with the East German Green Party after German reunification in 1990.
Since January 2022, Ricarda Lang and Omid Nouripour have co-led the party. It currently holds 118 of the 736 seats in the Bundestag, and its parliamentary group is the third largest of six in the Bundestag, having won 14.8% of votes cast in the 2021 federal election. The leaders of the Alliance 90/The Greens parliamentary group are Britta Haßelmann and Katharina Dröge. After being an opposition party from 2005 to 2021, the Greens have been part of a governing coalition with the Social Democrats and the FDP following the 2021 German federal election.
The party holds seats in all sixteen of Germany's state legislatures except the Saarland, and is a member of coalition governments in ten states. Winfried Kretschmann, Minister-President of Baden-Württemberg, is the only Green head of government in Germany. The Landtag of Baden-Württemberg is also the only state legislature in which Alliance 90/The Greens is the largest party; it is the second largest party in the legislatures of Bavaria, Berlin, Hamburg, and Hesse.
Alliance 90/The Greens is a founding member of the European Green Party and the Greens–European Free Alliance group in the European Parliament. It is currently the largest party in the G/EFA group, with 21 MEPs. In the 2019 European election, Alliance 90/The Greens was the second largest party in Germany, winning 20.5% of votes cast. The party had 125,126 members in December 2021, making it the fourth largest party in Germany by membership.
Former names and variants in the states
The Green Party was initially founded in West Germany as Die Grünen (the Greens) in January 1980. It grew out of the anti-nuclear energy, environmental, peace, new left, and new social movements of the late 20th century.
Grüne Liste Umweltschutz (green list for environmental protection) was the name used for some branches in Lower Saxony and other states in the Federal Republic of Germany. These groups were founded in 1977 and took part in several elections. Most of them merged with The Greens in 1980.
The West Berlin state branch of The Greens was founded as Alternative Liste, or precisely, Alternative Liste für Demokratie und Umweltschutz (AL; alternative list for democracy and environmental protection) in 1978 and became the official West Berlin branch of The Greens in 1980. In 1993 it renamed to Alliance 90/The Greens Berlin after the merger with East Berlin's Greens and Alliance 90.
The Hamburg state branch of the Green Party was called Grün-Alternative Liste Hamburg (GAL; green-alternative list) from its foundation in 1982 until 2012. In 1984 it became the official Hamburg branch of The Greens.
History
12–13 January 1980: Foundation congress
The political party The Greens () sprung out of the wave of New Social Movements that were active in the 1970s, including environmentalist, anti-war, and anti-nuclear movements which can trace their origin to the student protests of 1968. Officially founded as a German national party on 13 January 1980 in Karlsruhe, the party sought to give these movements political and parliamentary representation, as the pre-existing peoples parties were not organised in a way to address their stated issues. Its membership included organisers from former attempts to achieve institutional representation such as GLU and AUD. Opposition to pollution, use of nuclear power, NATO military action, and certain aspects of industrialised society were principal campaign issues. The party also championed sexual liberation and the abolition of age of consent laws.
The formation of a party was purportedly first discussed by movement leaders in 1978. Important figures in the first years were – among others – Petra Kelly, Joschka Fischer, Gert Bastian, Lukas Beckmann, Rudolf Bahro, Joseph Beuys, Antje Vollmer, Herbert Gruhl, August Haußleiter, Luise Rinser, Dirk Schneider, Christian Ströbele, Jutta Ditfurth, and Baldur Springmann.
In the foundational congress of 1980, the ideological tenets of the party were consolidated, proclaiming the famous Four Pillars of the Green Party:
Social justice
Ecological wisdom
Grassroots democracy
Nonviolence
1980s: Parliamentary representation on the federal level
In 1982, the conservative factions of the Greens broke away to form the Ecological Democratic Party (ÖDP). Those who remained in the Green party were more strongly pacifist and against restrictions on immigration and reproductive rights, while supporting the legalisation of cannabis use, placing a higher priority on working for LGBT rights, and tending to advocate what they described as "anti-authoritarian" concepts of education and child-rearing. They also tended to identify more closely with a culture of protest and civil disobedience, frequently clashing with police at demonstrations against nuclear weapons, nuclear energy, and the construction of a new runway () at Frankfurt Airport. Those who left the party at the time might have felt similarly about some of these issues, but did not identify with the forms of protest that Green party members took part in.
After some success at state-level elections, the party won 27 seats with of the vote in the Bundestag, the lower house of the German parliament, in the 1983 federal election. Among the important political issues at the time was the deployment of Pershing II IRBMs and nuclear-tipped cruise missiles by the U.S. and NATO on West German soil, generating strong opposition in the general population that found an outlet in mass demonstrations. The newly formed party was able to draw on this popular movement to recruit support. Partly due to the impact of the Chernobyl disaster in 1986, and to growing awareness of the threat of air pollution and acid rain to German forests (), the Greens increased their share of the vote to in the 1987 federal election. Around this time, Joschka Fischer emerged as the unofficial leader of the party, which he remained until resigning all leadership posts following the 2005 federal election.
The Greens were the target of attempts by the East German secret police to enlist the cooperation of members who were willing to align the party with the agenda of the German Democratic Republic. The party ranks included several politicians who were later discovered to have been Stasi agents, including Bundestag representative Dirk Schneider, European Parliament representative Brigitte Heinrich, and Red Army Faction defense lawyer Klaus Croissant. Greens politician and Bundestag representative Gert Bastian was also a founding member of , a pacifist group created and funded by the Stasi, the revelation of which may have contributed to the murder-suicide in which he killed his partner and Greens founder Petra Kelly. A study commissioned by the Greens determined that 15 to 20 members intimately cooperated with the Stasi and another 450 to 500 had been informants.
Until 1987, the Greens included a faction involved in pedophile activism, the short for (approx. working group "Gays, Pederasts and Transsexuals"). This faction campaigned for repealing § 176 of the German penal code, dealing with child sexual abuse. This group was controversial within the party itself, and was seen as partly responsible for the poor election result of 1985. This controversy re-surfaced in 2013 and chairwoman Claudia Roth stated she welcomed an independent scientific investigation on the extent of influence pedophile activists had on the party in the mid-1980s. In November 2014 the political scientist Franz Walter presented the final report about his research on a press conference.
1990s: German reunification, electoral failure in the West, formation of Alliance 90/The Greens
In the 1990 federal elections, taking place post-reunified Germany, the Greens in the West did not pass the 5% limit required to win seats in the Bundestag. It was only due to a temporary modification of German election law, applying the five-percent "hurdle" separately in East and West Germany, that the Greens acquired any parliamentary seats at all. This happened because in the new states of Germany, the Greens, in a joint effort with Alliance 90, a heterogeneous grouping of civil rights activists, were able to gain more than 5% of the vote. Some critics attribute this poor performance to the reluctance of the campaign to cater to the prevalent mood of nationalism, instead focusing on subjects such as global warming. A campaign poster at the time proudly stated, "Everyone is talking about Germany; we're talking about the weather!", paraphrasing a popular slogan of Deutsche Bundesbahn, the German national railway. The party also opposed imminent reunification that was in process, instead wanting to initiate debates on ecology and nuclear issues before reunification causing a drop in support in Western Germany. After the 1994 federal election; however, the merged party returned to the Bundestag, and the Greens received 7.3% of the vote nationwide and 49 seats.
1998–2002: Greens as governing party, first term
In the 1998 federal election, despite a slight fall in their percentage of the vote (6.7%), the Greens retained 47 seats and joined the federal government for the first time in 'Red-Green' coalition government with the Social Democratic Party of Germany (SPD). Joschka Fischer became Vice-Chancellor of Germany and foreign minister in the new government, which had two other Green ministers (Andrea Fischer, later Renate Künast, and Jürgen Trittin).
Almost immediately the party was plunged into a crisis by the question of German participation in the NATO actions in Kosovo. Numerous anti-war party members resigned their party membership when the first post-war deployment of German troops in a military conflict abroad occurred under a Red-Green government, and the party began to experience a long string of defeats in local and state-level elections. Disappointment with the Green participation in government increased when anti-nuclear power activists realised that shutting down the nation's nuclear power stations would not happen as quickly as they wished, and numerous pro-business SPD members of the federal cabinet opposed the environmentalist agenda of the Greens, calling for tacit compromises.
In 2001, the party experienced a further crisis as some Green Members of Parliament refused to back the government's plan of sending military personnel to help with the 2001 invasion of Afghanistan. Chancellor Gerhard Schröder called a vote of confidence, tying it to his strategy on the war. Four Green MPs and one Social Democrat voted against the government, but Schröder was still able to command a majority.
On the other hand, the Greens achieved a major success as a governing party through the 2000 decision to phase out the use of nuclear energy. Minister of Environment, Nature Conservation and Nuclear Safety Jürgen Trittin reached an agreement with energy companies on the gradual phasing out of the country's nineteen nuclear power plants and a cessation of civil usage of nuclear power by 2020. This was authorised through the Nuclear Exit Law. Based on an estimate of 32 years as the normal period of operation for a nuclear power plant, the agreement defines precisely how much energy a power plant is allowed to produce before being shut down. This law has since been overturned.
2002–2005: Greens as governing party, second term
Despite the crises of the preceding electoral period, in the 2002 federal election, the Greens increased their total to 55 seats (in a smaller parliament) and 8.6%. This was partly due to the perception that the internal debate over the war in Afghanistan had been more honest and open than in other parties, and one of the MPs who had voted against the Afghanistan deployment, Hans-Christian Ströbele, was directly elected to the Bundestag as a district representative for the Friedrichshain-Kreuzberg – Prenzlauer Berg East constituency in Berlin, becoming the first Green to ever gain a first-past-the-post seat in Germany.
The Greens benefited from increased inroads among traditionally left-wing demographics which had benefited from Green-initiated legislation in the 1998–2002 term, such as environmentalists (Renewable Energies Act) and LGBT groups (Registered Partnership Law). Perhaps most important for determining the success of both the Greens and the SPD was the increasing threat of war in Iraq, which was highly unpopular with the German public, and helped gather votes for the parties which had taken a stand against participation in this war. Despite losses for the SPD, the Red-Green coalition government retained a very slight majority in the Bundestag (4 seats) and was renewed, with Joschka Fischer as foreign minister, Renate Künast as minister for consumer protection, nutrition and agriculture, and Jürgen Trittin as minister for the environment.
One internal issue in 2002 was the failed attempt to settle a long-standing discussion about the question of whether members of parliament should be allowed to become members of the party executive. Two party conventions declined to change the party statute. The necessary majority of two-thirds was missed by a small margin. As a result, former party chairpersons Fritz Kuhn and Claudia Roth (who had been elected to parliament that year) were no longer able to continue in their executive function and were replaced by former party secretary general Reinhard Bütikofer and former Bundestag member Angelika Beer. The party then held a member referendum on this question in the spring of 2003 which changed the party statute. Now members of parliament may be elected for two of the six seats of the party executive, as long as they are not ministers or caucus leaders. 57% of all party members voted in the member referendum, with 67% voting in favor of the change. The referendum was only the second in the history of Alliance 90/The Greens, the first having been held about the merger of the Greens and Alliance 90. In 2004, after Angelika Beer was elected to the European parliament, Claudia Roth was elected to replace her as party chair.
The only party convention in 2003 was planned for November 2003, but about 20% of the local organisations forced the federal party to hold a special party convention in Cottbus early to discuss the party position regarding Agenda 2010, a major reform of the German welfare programmes planned by Chancellor Schröder.
The November 2003 party convention was held in Dresden and decided the election platform for the 2004 European Parliament elections. The German Green list for these elections was headed by Rebecca Harms (then leader of the Green party in Lower Saxony) and Daniel Cohn-Bendit, previously Member of the European Parliament for The Greens of France. The November 2003 convention is also noteworthy because it was the first convention of a German political party ever to use an electronic voting system.
The Greens gained a record 13 of Germany's 99 seats in these elections, mainly due to the perceived competence of Green ministers in the federal government and the unpopularity of the Social Democratic Party.
In early 2005, the Greens were the target of the German Visa Affair 2005, instigated in the media by the Christian Democratic Union (CDU). At the end of April 2005, they celebrated the decommissioning of the Obrigheim nuclear power station. They also continue to support a bill for an Anti-Discrimination Law (:de: Allgemeines Gleichbehandlungsgesetz) in the Bundestag.
In May 2005, the only remaining state-level red-green coalition government lost the vote in the North Rhine-Westphalia state election, leaving only the federal government with participation of the Greens (apart from local governments). In the early 2005 federal election the party incurred very small losses and achieved 8.1% of the vote and 51 seats. However, due to larger losses of the SPD, the previous coalition no longer had a majority in the Bundestag.
2005–2021: In opposition
For almost two years after the federal election in 2005, the Greens were not part of any government at the state or federal level. In June 2007, the Greens in Bremen entered into a coalition with the Social Democratic Party (SPD) following the 2007 Bremen state election.
In April 2008, following the 2008 Hamburg state election, the Green-Alternative List (GAL) in Hamburg entered into a coalition with the Christian Democratic Union (CDU), the first such state-level coalition in Germany. Although the GAL had to agree to the deepening of the Elbe River, the construction of a new coal-fired power station and two road projects they had opposed, they also received some significant concessions from the CDU. These included reforming state schools by increasing the number of primary school educational stages, the restoration of trams as public transportation in the city-state, and more pedestrian-friendly real estate development. On 29 November 2010, the coalition collapsed, resulting in an election that was won by SPD.
Following the Saarland state election of August 2009, The Greens held the balance of power after a close election where no two-party coalitions could create a stable majority government. After negotiations, the Saarland Greens rejected the option of a left-wing 'red-red-green' coalition with the SPD and The Left (Die Linke) in order to form a centre-right state government with the CDU and Free Democratic Party (FDP), a historical first time that a Jamaica coalition has formed in German politics.
In June 2010, in the first state election following the victory of the CDU/CSU and FDP in the 2009 federal election, the "black-yellow" CDU-FDP coalition in North Rhine-Westphalia under Jürgen Rüttgers lost its majority. The Greens and the SPD came one seat short of a governing majority, but after multiple negotiations about coalitions of SPD and Greens with either the FDP or The Left, the SPD and Greens decided to form a minority government, which was possible because under the constitution of North Rhine-Westphalia a plurality of seats is sufficient to elect a minister-president. So a red-green government in a state where it was defeated under Peer Steinbrück in 2005 came into office again on 14 June 2010 with the election of Hannelore Kraft as minister-president (Cabinet Kraft I).
The Greens founded the first international chapter of a German political party in the U.S. on 13 April 2008 at the Goethe-Institut in Washington D.C. Its main goal is "to provide a platform for politically active and green-oriented German citizens, in and beyond Washington D.C., to discuss and actively participate in German Green politics. [...] to foster professional and personal exchange, channeling the outcomes towards the political discourse in Germany."
In March 2011 (two weeks after the Fukushima nuclear disaster had begun), the Greens made large gains in Rhineland-Palatinate and in Baden-Württemberg. In Baden-Württemberg they became the senior partner in a governing coalition for the first time. Winfried Kretschmann is now the first Green to serve as Minister-President of a German State (Cabinet Kretschmann I and II). Polling data from August 2011 indicated that one in five Germans supported the Greens. From 4 October 2011 to 4 September 2016, the party was represented in all state parliaments.
Like the Social Democrats, the Greens backed Chancellor Angela Merkel on most bailout votes in the German parliament during her second term, saying their pro-European stances overrode party politics. Shortly before the elections, the party plummeted to a four-year low in the polls, undermining efforts by Peer Steinbrück's Social Democrats to unseat Merkel.
While being in opposition on the federal level since 2005, the Greens have established themselves as a powerful force in Germany's political system. By 2016, the Greens had joined 11 out of 16 state governments in a variety of coalitions. Over the years, they have built up an informal structure called G-coordination to organize interests between the federal party office, the parliamentary group in the Bundestag, and the Greens governing on the state level.
The Greens remained the smallest of six parties in the Bundestag in the 2017 federal election, winning 8.9% of votes. After the election, they entered into talks for a Jamaica coalition with the CDU and FDP. Discussions collapsed after the FDP withdrew in November.
After the federal election and unsuccessful Jamaica negotiations, the party held elections for two new co-leaders; incumbents Özdemir and Peter did not stand for re-election. Robert Habeck and Annalena Baerbock were elected with 81% and 64% of votes, respectively. Habeck had served as deputy premier and environment minister in Schleswig-Holstein since 2012, while Baerbock had been a leading figure in the party's Brandenburg branch since 2009. Their election was considered a break with tradition, as they were both members of the moderate wing.
The Greens saw a major surge in support during the Bavarian and Hessian state elections in October 2018, becoming the second largest party in both. They subsequently rose to second place behind the CDU/CSU in national polling, averaging between 17% and 20% over the next six months.
In the 2019 European Parliament election, the Greens achieved their best ever result in a national election, placing second with 20.5% of the vote and winning 21 seats. National polling released after the election showed a major boost for the party. The first poll after the election, conducted by Forsa, showed the Greens in first place on 27%. This was the first time the Greens had ever been in first place in a national opinion poll, and the first time in the history of the Federal Republic that any party other than the CDU/CSU or SPD had placed first in a national poll. This trend continued as polls from May to July showed the CDU/CSU and Greens trading first place, after which point the CDU/CSU pulled ahead once more. The Greens continued to poll in the low 20% range into early 2020.
The Greens recorded best-ever results in the Brandenburg (10.8%) and Saxony (8.6%) state elections in September 2019, and subsequently joined coalition governments in both states. They suffered an unexpected decline in the Thuringian election in October, only narrowing retaining their seats with 5.2%. In the February 2020 Hamburg state election, the Greens became the second largest party, winning 24.2% of votes cast.
In March 2021, the Greens improved their performance in Baden-Württemberg, where they remained the strongest party with 32.6% of votes, and Rhineland-Palatinate, where they moved into third place with 9.3%.
Due to their sustained position as the second most popular party in national polling ahead of the September 2021 federal election, the Greens chose to forgo the traditional dual lead-candidacy in favour of selecting a single Chancellor candidate. Co-leader Annalena Baerbock was announced as Chancellor candidate on 19 April and formally confirmed on 12 June with 98.5% approval.
The Greens surged in opinion polls in late April and May, briefly surpassing the CDU as the most popular party in the country, but their numbers slipped back after Baerbock was caught up in several controversies. Her personal popularity also fell below that of both Armin Laschet and Olaf Scholz, the Chancellor candidates for the CDU and SPD, respectively. The party's fortunes did not reverse even after the July floods, which saw climate change return as the most important issue among voters. The situation worsened in August as the SPD surged into first place to the detriment of both the CDU and Greens.
2021–present: Return to government
The Greens finished in third place in the 2021 federal election with 14.8% of votes. Though their best ever federal election result, it was considered a bitter disappointment in light of their polling numbers during the previous three years. They entered coalition talks with the FDP and SPD, eventually joining a traffic light coalition under Chancellor Olaf Scholz which took office on 8 December 2021. The Greens have five ministers in the Scholz cabinet, including Robert Habeck as Vice-Chancellor and Annalena Baerbock as foreign minister.
Since party statute mandates that party leaders may not hold government office, Baerbock and Habeck stepped down after entering cabinet. At a party conference in January 2022, Ricarda Lang and Omid Nouripour were elected to succeed them. At the time of the her election, Lang was 28 years old, speaker for women's issues, and a former leader of the Green Youth. 46-year-old Nouripour was foreign affairs spokesman and a member of the Bundestag since 2006. Of the new leaders, Lang is considered a representative of the party's left-wing, while Nouripour represents the right-wing.
Leadership (1993–present)
Leaders of the Alliance 90/The Greens
Election results
Federal Parliament (Bundestag)
Results of Alliance 90/The Greens (East) and The Greens (West)
European Parliament
State Parliaments (Länder)
Results timeline
States (Länder)
Ideology and policy
The West German Greens played a key role in the development of green politics in Europe, with their original program outlining "four principles: ecological, social, grassroots, and non-violent." Initially ideologically heterogenous, the party took up a position on the radical left in its early years, which were dominated by conflicts between the more left-wing "Fundi" (fundamentalist) and more moderate "Realo" (realist) factions. These conflicts became less significant as the party moved toward the political mainstream in the 1990s.
In the 21st century, Alliance 90/The Greens is typically classified on the centre-left of the political spectrum, focusing on environmentalist and socially progressive policies. Emphasis is placed on mitigating climate change, reducing carbon emissions, and fostering sustainability and environmentally-friendly practices. They support equality, social justice, and humanitarian responses to events such as the European migrant crisis. Their fiscal platform is flexible and seeks to balance social, economic, and environmental interests. The party is strongly pro-European, advocating European federalism, and promotes wider international cooperation, including strengthening existing alliances.
Since the late 2010s, the Greens have been described as practicing a pragmatic, moderate approach, which allows them to work with parties from across the political spectrum. This has led some commentators to describe them as filling a gap in the political centre left by the declining popularity of the CDU/CSU and SPD. Particularly during the leadership of Annalena Baerbock and Robert Habeck, the party has received attention for its stances and style, described as practicing a "radical realism" in an attempt to reconcile its principles with practical politics. At the same time, the party has placed rhetorical emphasis on optimism and cross-party cooperation, denouncing populism and divisiveness.
Drug policy
The party supports the legalization and regulation of cannabis and is the sponsor of the proposed German cannabis control bill.
Foreign policy
The Greens are regarded as taking a centrist line on defense and pushing for a stronger common EU foreign policy, especially against Russia and China. Green Party co-leader Annalena Baerbock has proposed a post-pacifist foreign policy. She supports eastward expansion of NATO and called out the number of UN resolutions critical of Israel as "absurd compared to resolutions against other states." The party's program included references to NATO as an "indispensable” part of European security. The Greens have promised to abolish the contested Nord Stream 2 pipeline to ship Russian natural gas to Germany. The party criticized the EU's investment deal with China. In 2016, the Greens criticised Germany's defense plan with Saudi Arabia, which has been waging war in Yemen and has been accused of massive human rights violations.
The party remains divided over issues such as nuclear disarmament and U.S. nuclear weapons on German territory. Some Greens want Germany to sign the United Nations' Treaty on the Prohibition of Nuclear Weapons.
Energy and nuclear power
Ever since the party's inception, The Greens have been concerned with the immediate halt of construction or operation of all nuclear power stations. As an alternative, they promote a shift to non-nuclear renewable energy and a comprehensive program of energy conservation.
In 1986, large parts of Germany were covered with radioactive contamination from the Chernobyl disaster and Germans went to great lengths to deal with the contamination. Germany's anti-nuclear stance was strengthened. From the mid-1990s onwards, anti-nuclear protests were primarily directed against transports of radioactive waste in "CASTOR" containers.
After the Chernobyl disaster, the Greens became more radicalised and resisted compromise on the nuclear issue. During the 1990s, a re-orientation towards a moderate program occurred, with concern about global warming and ozone depletion taking a more prominent role. During the federal red-green government (1998–2005) many people became disappointed with what they saw as excessive compromise on key Greens policies.
Energy policy is still the most important cross-cutting issue in climate and economic policies. Implementation of Green Policy would see electricity generation from 100 percent renewable sources as early as 2040. The development of renewable energy and combined heat and power is also a great opportunity for technical and economic innovation. Solar industry and environmental technologies are already a significant part of key industries providing jobs which need to be developed and promoted vigorously. In addition, a priority of green energy policy is increasing the thermal insulation and energy efficiency of homes, the phaseout of all nuclear energy generation with possible high-efficiency gas-fired power plants operational during the transition phase.
Environment and climate policy
The central idea of green politics is sustainable development. The concept of environmental protection is the cornerstone of Alliance 90/The Greens policy. In particular, the economic, energy and transport policy claims are in close interaction with environmental considerations. The Greens acknowledge the natural environment as a high priority and animal protection should be enshrined as a national objective in constitutional law. An effective environmental policy would be based on a common environmental code, with the urgent integration of a climate change bill. During the red-green coalition (1998–2005) a policy of agricultural change was launched labeled as a paradigm shift in agricultural policy towards a more ecological friendly agriculture, which needs to continue.
The Greens have praised the European Green Deal, which aims to make the EU climate neutral by 2050. Climate change is at the center of all policy considerations. This includes environmental policy and safety and social aspects. The plans of the Alliance 90/The Greens provide a climate change bill laying down binding reductions to greenhouse gas emissions in Germany by 2020 restricting emissions to minus 40 percent compared to 1990.
European Union
Alliance 90/The Greens supports the eventual federalization of the European Union into a Federal European Republic (German: Föderale Europäische Republik), i.e. a single federal European sovereign state.
Transport
A similarly high priority is given to transport policy. The switch from a traveling allowance to a mobility allowance, which is paid regardless of income to all employees, replacing company car privileges. The truck toll will act as a climate protection instrument internalizing the external costs of transport. Railway should be promoted in order to achieve the desired environmental objectives and the comprehensive care of customers. The railway infrastructure is to remain permanently in the public sector, allowing a reduction in expenditure on road construction infrastructure. The Greens want to control privileges on kerosene and for international flights, introduce an air ticket levy. Restrict speeds nationwide on the highways to 120 km/h and country roads to 80 km/h. The Greens want to create a market incentive and research program of €500 million annually to ensure that by 2020 there are at least two million electric cars on German roads.
Welfare, health, family and education
For many years, the Green Party has advocated against the "Ehegattensplitting" policy, under which the incomes of married couples are split for taxation purposes. Furthermore, the Party advocates for a massive increase in federal spending for places in preschools, and for increased investment in education: an additional 1 billion Euros for vocational schools and 200 million Euros more BAföG (Bundesausbildungsförderungsgesetz in German, approximately translated to "the Federal Law for the Advancement of Education") for adults.
In its 2013 platform, the Green Party successfully advocated for a minimum wage of 8.50 Euro per hour, which was implemented on 1 January 2015. It continues to press for higher minimum wages.
The Greens want the starting retirement age to remain 67, but with some qualificationsfor example, a provision for partial retirement.
The Greens advocate decriminalizing marijuana usage and the private growing of plants. Furthermore, the Greens support research on the drug and the use of marijuana for medicinal purposes.
Women and LGBTQIA+ rights
The Green Party supports the implementation of quotas in executive boards, the policy of equal pay for equal work, and continuing the fight against domestic violence. According to its website, the Green Party "fights for the acceptance and against the exclusion of homosexuals, bisexuals, intersex- and transgender people and others".
In order to recognize the political persecution that LGBT+ people face abroad, the Green Party wants to extend asylum to LGBTQIA+ people abroad. The policy change was sponsored primarily by Volker Beck, one of the Party's most prominent gay members. Because of the extensive support the Green Party has given the LGBTQIA+ community since its conception, many LGBTQIA+ people vote for the Green Party even if their political ideology does not quite align otherwise.
Electorate
The Infratest Dimap political research company has suggested the Green voter demographic includes those on higher incomes (e.g. above €2000/month) and the party's support is less among households with lower incomes. The same polling research also concluded that the Greens received fewer votes from the unemployed and general working population, with business people favouring the party as well as the centre-right liberal Free Democratic Party. According to Infratest Dimap the Greens received more voters from the age group 34–42 than any other age group and that the young were generally more supportive of the party than the old. (Source: Intrafest Dimap political research company for the ARD.)
The Greens have a higher voter demographic in urban areas than rural areas, except for a small number of rural areas with pressing local environmental concerns, such as strip mining or radioactive waste deposits. The cities of Bonn, Cologne, Stuttgart, Berlin, Hamburg, Frankfurt and Munich have among the highest percentages of Green voters in the country. The towns of Aachen, Bonn, Darmstadt, Hanover, Mönchengladbach, Stuttgart and Wuppertal have Green mayors. The party has a lower level of support in the states of the former German Democratic Republic (East Germany); nonetheless, the party is currently represented in every state landtag except Saarland.
See also
Anti-nuclear movement
Green party
Green Party faction (Bundestag)
Green Youth (Germany)
List of German Green Party politicians
List of political parties in Germany
Notes
References
Further reading
Kolinsky, Eva (1989): The Greens in West Germany: Organisation and Policy Making Oxford: Berg.
Nishida, Makoto (2005): Strömungen in den Grünen (1980–2003) : eine Analyse über informell-organisierte Gruppen innerhalb der Grünen Münster: Lit, ,
Raschke, Joachim (1993): Die Grünen: Wie sie wurden, was sie sind. Köln: Bund-Verlag.
Raschke, Joachim (2001): Die Zukunft der Grünen. Frankfurt am Main / New York: Campus.
Stifel, Andreas (2018): Vom erfolgreichen Scheitern einer Bewegung – Bündnis 90/Die Grünen als politische Partei und soziokulturelles Phänomen. Wiesbaden: VS Springer.
Wiesenthal, Helmut (2000): "Profilkrise und Funktionswandel. Bündnis 90/Die Grünen auf dem Weg zu einem neuen Selbstverständnis", in Aus Politik und Zeitgeschichte, B5 2000, S. 22–29.
External links
Official Homepage of Bündnis 90/Die Grünen
European Green Party information on Bündnis 90/Die Grünen
"German Greens and Pax Europa" (English) The Nation article about Green foreign policy
The Rise of the Green Party – slideshow by Der Spiegel
1980 establishments in West Germany
1983 in the environment
Centre-left parties in Europe
Environmentalism in Germany
European Green Party
Global Greens member parties
Green political parties in Germany
Organisations based in Berlin
Parties represented in the European Parliament
Political parties established in 1980
Progressivism in Germany |
12284 | https://en.wikipedia.org/wiki/Grimoire | Grimoire | A grimoire ( ) (also known as a "book of spells" or a "spellbook") is a textbook of magic, typically including instructions on how to create magical objects like talismans and amulets, how to perform magical spells, charms and divination, and how to summon or invoke supernatural entities such as angels, spirits, deities, and demons. In many cases, the books themselves are believed to be imbued with magical powers, although in many cultures, other sacred texts that are not grimoires (such as the Bible) have been believed to have supernatural properties intrinsically. The only contents found in a grimoire would be information on spells, rituals, the preparation of magical tools, and lists of ingredients and their magical correspondences. In this manner, while all books on magic could be thought of as grimoires, not all magical books should be thought of as grimoires.
While the term grimoire is originally European—and many Europeans throughout history, particularly ceremonial magicians and cunning folk, have used grimoires—the historian Owen Davies noted that similar books can be found all around the world, ranging from Jamaica to Sumatra. He also noted that in this sense, the world's first grimoires were created in Europe and the Ancient Near East.
Etymology
It is most commonly believed that the term grimoire originated from the Old French word grammaire, which had initially been used to refer to all books written in Latin. By the 18th century, the term had gained its now common usage in France, and had begun to be used to refer purely to books of magic. Owen Davies presumed this was because "many of them continued to circulate in Latin manuscripts".
However, the term grimoire later developed into a figure of speech amongst the French indicating something that was hard to understand. In the 19th century, with the increasing interest in occultism amongst the British following the publication of Francis Barrett's The Magus (1801), the term entered the English language in reference to books of magic.
History
Ancient period
The earliest known written magical incantations come from ancient Mesopotamia (modern Iraq), where they have been found inscribed on cuneiform clay tablets that archaeologists excavated from the city of Uruk and dated to between the 5th and 4th centuries BC. The ancient Egyptians also employed magical incantations, which have been found inscribed on amulets and other items. The Egyptian magical system, known as heka, was greatly altered and expanded after the Macedonians, led by Alexander the Great, invaded Egypt in 332 BC.
Under the next three centuries of Hellenistic Egypt, the Coptic writing system evolved, and the Library of Alexandria was opened. This likely had an influence upon books of magic, with the trend on known incantations switching from simple health and protection charms to more specific things, such as financial success and sexual fulfillment. Around this time the legendary figure of Hermes Trismegistus developed as a conflation of the Egyptian god Thoth and the Greek Hermes; this figure was associated with writing and magic and, therefore, of books on magic.
The ancient Greeks and Romans believed that books on magic were invented by the Persians. The 1st-century AD writer Pliny the Elder stated that magic had been first discovered by the ancient philosopher Zoroaster around the year 647 BC but that it was only written down in the 5th century BC by the magician Osthanes. His claims are not, however, supported by modern historians.
The ancient Jewish people were often viewed as being knowledgeable in magic, which, according to legend, they had learned from Moses, who had learned it in Egypt. Among many ancient writers, Moses was seen as an Egyptian rather than a Jew. Two manuscripts likely dating to the 4th century, both of which purport to be the legendary eighth Book of Moses (the first five being the initial books in the Biblical Old Testament), present him as a polytheist who explained how to conjure gods and subdue demons.
Meanwhile, there is definite evidence of grimoires being used by certain, particularly Gnostic, sects of early Christianity. In the Book of Enoch found within the Dead Sea Scrolls, for instance, there is information on astrology and the angels. In possible connection with the Book of Enoch, the idea of Enoch and his great-grandson Noah having some involvement with books of magic given to them by angels continued through to the medieval period.
Israelite King Solomon was a Biblical figure associated with magic and sorcery in the ancient world. The 1st-century Romano-Jewish historian Josephus mentioned a book circulating under the name of Solomon that contained incantations for summoning demons and described how a Jew called Eleazar used it to cure cases of possession. The book may have been the Testament of Solomon but was more probably a different work. The pseudepigraphic Testament of Solomon is one of the oldest magical texts. It is a Greek manuscript attributed to Solomon and likely written in either Babylonia or Egypt sometime in the first five centuries AD, over 1,000 years after Solomon's death.
The work tells of the building of The Temple and relates that construction was hampered by demons until the angel Michael gave the king a magical ring. The ring, engraved with the Seal of Solomon, had the power to bind demons from doing harm. Solomon used it to lock demons in jars and commanded others to do his bidding, although eventually, according to the Testament, he was tempted into worshiping "false gods", such as Moloch, Baal, and Rapha. Subsequently, after losing favour with God, King Solomon wrote the work as a warning and a guide to the reader.
When Christianity became the dominant faith of the Roman Empire, the early Church frowned upon the propagation of books on magic, connecting it with paganism, and burned books of magic. The New Testament records that after the unsuccessful exorcism by the seven sons of Sceva became known, many converts decided to burn their own magic and pagan books in the city of Ephesus; this advice was adopted on a large scale after the Christian ascent to power.
Medieval period
In the Medieval period, the production of grimoires continued in Christendom, as well as amongst Jews and the followers of the newly founded Islamic faith. As the historian Owen Davies noted, "while the [Christian] Church was ultimately successful in defeating pagan worship it never managed to demarcate clearly and maintain a line of practice between religious devotion and magic." The use of such books on magic continued. In Christianised Europe, the Church divided books of magic into two kinds: those that dealt with "natural magic" and those that dealt in "demonic magic".
The former was acceptable because it was viewed as merely taking note of the powers in nature that were created by God; for instance, the Anglo-Saxon leechbooks, which contained simple spells for medicinal purposes, were tolerated. Demonic magic was not acceptable, because it was believed that such magic did not come from God, but from the Devil and his demons. These grimoires dealt in such topics as necromancy, divination and demonology. Despite this, "there is ample evidence that the mediaeval clergy were the main practitioners of magic and therefore the owners, transcribers, and circulators of grimoires," while several grimoires were attributed to Popes.
One such Arabic grimoire devoted to astral magic, the 12th-century Ghâyat al-Hakîm fi'l-sihr, was later translated into Latin and circulated in Europe during the 13th century under the name of the Picatrix. However, not all such grimoires of this era were based upon Arabic sources. The 13th-century Sworn Book of Honorius, for instance, was (like the ancient Testament of Solomon before it) largely based on the supposed teachings of the Biblical king Solomon and included ideas such as prayers and a ritual circle, with the mystical purpose of having visions of God, Hell, and Purgatory and gaining much wisdom and knowledge as a result. Another was the Hebrew Sefer Raziel Ha-Malakh, translated in Europe as the Liber Razielis Archangeli.
A later book also claiming to have been written by Solomon was originally written in Greek during the 15th century, where it was known as the Magical Treatise of Solomon or the Little Key of the Whole Art of Hygromancy, Found by Several Craftsmen and by the Holy Prophet Solomon. In the 16th century, this work had been translated into Latin and Italian, being renamed the Clavicula Salomonis, or the Key of Solomon.
In Christendom during the medieval age, grimoires were written that were attributed to other ancient figures, thereby supposedly giving them a sense of authenticity because of their antiquity. The German abbot and occultist Trithemius (1462–1516) supposedly had a Book of Simon the Magician, based upon the New Testament figure of Simon Magus. Simon Magus had been a contemporary of Jesus Christ's and, like the Biblical Jesus, had supposedly performed miracles, but had been demonized by the Medieval Church as a devil worshiper and evil individual.
Similarly, it was commonly believed by medieval people that other ancient figures, such as the poet Virgil, astronomer Ptolemy and philosopher Aristotle, had been involved in magic, and grimoires claiming to have been written by them were circulated. However, there were those who did not believe this; for instance, the Franciscan friar Roger Bacon (c. 1214–94) stated that books falsely claiming to be by ancient authors "ought to be prohibited by law."
Early modern period
As the early modern period commenced in the late 15th century, many changes began to shock Europe that would have an effect on the production of grimoires. Historian Owen Davies classed the most important of these as the Protestant Reformation and subsequent Catholic Counter-Reformation, the witch-hunts and the advent of printing. The Renaissance saw the continuation of interest in magic that had been found in the Mediaeval period, and in this period, there was an increased interest in Hermeticism among occultists and ceremonial magicians in Europe, largely fueled by the 1471 translation of the ancient Corpus hermeticum into Latin by Marsilio Ficino (1433–99).
Alongside this, there was a rise in interest in the Jewish mysticism known as the Kabbalah, which was spread across the continent by Pico della Mirandola and Johannes Reuchlin. The most important magician of the Renaissance was Heinrich Cornelius Agrippa (1486–1535), who widely studied occult topics and earlier grimoires and eventually published his own, the Three Books of Occult Philosophy, in 1533. A similar figure was the Swiss magician known as Paracelsus (1493–1541), who published Of the Supreme Mysteries of Nature, in which he emphasised the distinction between good and bad magic. A third such individual was Johann Georg Faust, upon whom several pieces of later literature were written, such as Christopher Marlowe's Doctor Faustus, that portrayed him as consulting with demons.
The idea of demonology had remained strong in the Renaissance, and several demonological grimoires were published, including The Fourth Book of Occult Philosophy, which falsely claimed to having been authored by Agrippa, and the Pseudomonarchia Daemonum, which listed 69 demons. To counter this, the Roman Catholic Church authorised the production of many works of exorcism, the rituals of which were often very similar to those of demonic conjuration. Alongside these demonological works, grimoires on natural magic continued to be produced, including Magia naturalis, written by Giambattista Della Porta (1535–1615).
Iceland held magical traditions in regional work as well, most remarkably the Galdrabók where numerous symbols of mystic origin are dedicated to the practitioner. These pieces give a perfect fusion of Germanic pagan and Christian influence, seeking splendid help from the Norse gods and referring to the titles of demons.
The advent of printing in Europe meant that books could be mass-produced for the first time and could reach an ever-growing literate audience. Among the earliest books to be printed were magical texts. The nóminas were one example, consisting of prayers to the saints used as talismans. It was particularly in Protestant countries, such as Switzerland and the German states, which were not under the domination of the Roman Catholic Church, where such grimoires were published.
Despite the advent of print, however, handwritten grimoires remained highly valued, as they were believed to contain inherent magical powers, and they continued to be produced. With increasing availability, people lower down the social scale and women began to have access to books on magic; this was often incorporated into the popular folk magic of the average people and, in particular, that of the cunning folk, who were professionally involved in folk magic. These works left Europe and were imported to the parts of Latin America controlled by the Spanish and Portuguese empires and the parts of North America controlled by the British and French empires.
Throughout this period, the Inquisition, a Roman Catholic organisation, had organised the mass suppression of peoples and beliefs that they considered heretical. In many cases, grimoires were found in the heretics' possessions and destroyed. In 1599, the church published the Indexes of Prohibited Books, in which many grimoires were listed as forbidden, including several mediaeval ones, such as the Key of Solomon, which were still popular.
In Christendom, there also began to develop a widespread fear of witchcraft, which was believed to be Satanic in nature. The subsequent hysteria, known as the Witch Hunt, caused the death of around 40,000 people, most of whom were women. Sometimes, those found with grimoires, particularly demonological ones, were prosecuted and dealt with as witches but, in most cases, those accused had no access to such books. Highly literate Iceland proved an exception to this, where a third of the 134 witch trials held involved people who had owned grimoires. By the end of the Early Modern period and the beginning of the Enlightenment, many European governments brought in laws prohibiting many superstitious beliefs in an attempt to bring an end to the Witch Hunt; this would invariably affect the release of grimoires.
Meanwhile, Hermeticism and the Kabbalah would influence the creation of a mystical philosophy known as Rosicrucianism, which first appeared in the early 17th century, when two pamphlets detailing the existence of the mysterious Rosicrucian group were published in Germany. These claimed that Rosicrucianism had originated with a Medieval figure known as Christian Rosenkreuz, who had founded the Brotherhood of the Rosy Cross; however, there was no evidence for the existence of Rosenkreuz or the Brotherhood.
18th and 19th centuries
The 18th century saw the rise of the Enlightenment, a movement devoted to science and rationalism, predominantly amongst the ruling classes. However, amongst much of Europe, belief in magic and witchcraft persisted, as did the witch trials in certain areas. Governments tried to crack down on magicians and fortune tellers, particularly in France, where the police viewed them as social pests who took money from the gullible, often in a search for treasure. In doing so, they confiscated many grimoires.
A new form of printing developed in France, the Bibliothèque bleue. Many grimoires published through this circulated among an ever-growing percentage of the populace, in particular the Grand Albert, the Petit Albert (1782), the Grimoire du Pape Honorius and the Enchiridion Leonis Papae. The Petit Albert contained a wide variety of forms of magic, for instance, dealing in simple charms for ailments along with more complex things such as the instructions for making a Hand of Glory.
In the late 18th and early 19th centuries, following the French Revolution of 1789, a hugely influential grimoire was published under the title of the Grand Grimoire, which was considered particularly powerful, because it involved conjuring and making a pact with the devil's chief minister, Lucifugé Rofocale, to gain wealth from him. A new version of this grimoire was later published under the title of the Dragon rouge and was available for sale in many Parisian bookstores. Similar books published in France at the time included the Black Pullet and the Grimoirium Verum. The Black Pullet, probably authored in late-18th-century Rome or France, differs from the typical grimoires in that it does not claim to be a manuscript from antiquity but told by a man who was a member of Napoleon's armed expeditionary forces in Egypt.
The widespread availability of printed grimoires in France—despite the opposition of both the rationalists and the church—soon spread to neighbouring countries such as Spain and Germany. In Switzerland, Geneva was commonly associated with the occult at the time, particularly by Catholics, because it had been a stronghold of Protestantism. Many of those interested in the esoteric traveled from Roman Catholic nations to Switzerland to purchase grimoires or to study with occultists. Soon, grimoires appeared that involved Catholic saints; one example that appeared during the 19th century that became relatively popular, particularly in Spain, was the Libro de San Cipriano, or The Book of St. Ciprian, which falsely claimed to date from c. 1000. Like most grimoires of this period, it dealt with (among other things) how to discover treasure.
In Germany, with the increased interest in folklore during the 19th century, many historians took an interest in magic and in grimoires. Several published extracts of such grimoires in their own books on the history of magic, thereby helping to further propagate them. Perhaps the most notable of these was the Protestant pastor Georg Conrad Horst (1779–1832), who from 1821 to 1826, published a six-volume collection of magical texts in which he studied grimoires as a peculiarity of the Mediaeval mindset.
Another scholar of the time interested in grimoires, the antiquarian bookseller Johann Scheible, first published the Sixth and Seventh Books of Moses, two influential magical texts that claimed to have been written by the ancient Jewish figure Moses. The Sixth and Seventh Books of Moses were among the works that later spread to the countries of Scandinavia, where, in Danish and Swedish, grimoires were known as black books and were commonly found among members of the army.
In Britain, new grimoires continued to be produced throughout the 18th century, such as Ebenezer Sibly's A New and Complete Illustration of the Celestial Science of Astrology. In the last decades of that century, London experienced a revival of interest in the occult that was further propagated when Francis Barrett published The Magus in 1801. The Magus contained many things taken from older grimoires, particularly those of Cornelius Agrippa, and while not achieving initial popularity upon release, gradually became an influential text.
One of Barrett's pupils, John Parkin, created his own handwritten grimoire, The Grand Oracle of Heaven, or, The Art of Divine Magic, although it was never published, largely because Britain was at war with France, and grimoires were commonly associated with the French. The only writer to publish British grimoires widely in the early 19th century, Robert Cross Smith, released The Philosophical Merlin (1822) and The Astrologer of the Nineteenth Century (1825), but neither sold well.
In the late 19th century, several of these texts (including The Book of Abramelin and the Key of Solomon) were reclaimed by para-Masonic magical organisations, such as the Hermetic Order of the Golden Dawn and the Ordo Templi Orientis.
20th and 21st centuries
The Secret Grimoire of Turiel claims to have been written in the 16th century, but no copy older than 1927 has been produced.
A modern grimoire, the Simon Necronomicon, takes its name from a fictional book of magic in the stories of H. P. Lovecraft, inspired by Babylonian mythology and by the "Ars Goetia", a section in the Lesser Key of Solomon that concerns the summoning of demons. The Azoëtia of Andrew D. Chumbley has been described by Gavin Semple as a modern grimoire.
The neopagan religion of Wicca publicly appeared in the 1940s, and Gerald Gardner introduced the Book of Shadows as a Wiccan grimoire.
The term grimoire commonly serves as an alternative name for a spell book or tome of magical knowledge in fantasy fiction and role-playing games. The most famous fictional grimoire is the Necronomicon, a creation of H. P. Lovecraft.
See also
Table of correspondences, a type of reference work used in ceremonial magic
References
Bibliography
External links
Internet Sacred Text Archives: Grimoires
Digitized Grimoires
Scandinavian folklore
Fiction about magic
Magic (supernatural)
Magical objects
Non-fiction genres
Religious objects
Western esotericism |
12293 | https://en.wikipedia.org/wiki/Graphical%20user%20interface | Graphical user interface | The graphical user interface (GUI or ) is a form of user interface that allows users to interact with electronic devices through graphical icons and audio indicator such as primary notation, instead of text-based user interfaces, typed command labels or text navigation. GUIs were introduced in reaction to the perceived steep learning curve of command-line interfaces (CLIs), which require commands to be typed on a computer keyboard.
The actions in a GUI are usually performed through direct manipulation of the graphical elements. Beyond computers, GUIs are used in many handheld mobile devices such as MP3 players, portable media players, gaming devices, smartphones and smaller household, office and industrial controls. The term GUI tends not to be applied to other lower-display resolution types of interfaces, such as video games (where head-up display (HUD) is preferred), or not including flat screens, like volumetric displays because the term is restricted to the scope of two-dimensional display screens able to describe generic information, in the tradition of the computer science research at the Xerox Palo Alto Research Center.
User interface and interaction design
Designing the visual composition and temporal behavior of a GUI is an important part of software application programming in the area of human–computer interaction. Its goal is to enhance the efficiency and ease of use for the underlying logical design of a stored program, a design discipline named usability. Methods of user-centered design are used to ensure that the visual language introduced in the design is well-tailored to the tasks.
The visible graphical interface features of an application are sometimes referred to as chrome or GUI (pronounced gooey). Typically, users interact with information by manipulating visual widgets that allow for interactions appropriate to the kind of data they hold. The widgets of a well-designed interface are selected to support the actions necessary to achieve the goals of users. A model–view–controller allows flexible structures in which the interface is independent of and indirectly linked to application functions, so the GUI can be customized easily. This allows users to select or design a different skin at will, and eases the designer's work to change the interface as user needs evolve. Good user interface design relates to users more, and to system architecture less.
Large widgets, such as windows, usually provide a frame or container for the main presentation content such as a web page, email message, or drawing. Smaller ones usually act as a user-input tool.
A GUI may be designed for the requirements of a vertical market as application-specific graphical user interfaces. Examples include automated teller machines (ATM), point of sale (POS) touchscreens at restaurants, self-service checkouts used in a retail store, airline self-ticket and check-in, information kiosks in a public space, like a train station or a museum, and monitors or control screens in an embedded industrial application which employ a real-time operating system (RTOS).
Cell phones and handheld game systems also employ application specific touchscreen GUIs. Newer automobiles use GUIs in their navigation systems and multimedia centers, or navigation multimedia center combinations.
Examples
Components
A GUI uses a combination of technologies and devices to provide a platform that users can interact with, for the tasks of gathering and producing information.
A series of elements conforming a visual language have evolved to represent information stored in computers. This makes it easier for people with few computer skills to work with and use computer software. The most common combination of such elements in GUIs is the windows, icons, text fields, canvases, menus, pointer (WIMP) paradigm, especially in personal computers.
The WIMP style of interaction uses a virtual input device to represent the position of a pointing device's interface, most often a mouse, and presents information organized in windows and represented with icons. Available commands are compiled together in menus, and actions are performed making gestures with the pointing device. A window manager facilitates the interactions between windows, applications, and the windowing system. The windowing system handles hardware devices such as pointing devices, graphics hardware, and positioning of the pointer.
In personal computers, all these elements are modeled through a desktop metaphor to produce a simulation called a desktop environment in which the display represents a desktop, on which documents and folders of documents can be placed. Window managers and other software combine to simulate the desktop environment with varying degrees of realism.
Entries may appear in a list to make space for text and details, or in a grid for compactness and larger icons with little space underneath for text. Variations inbetween exist, such as a list with multiple columns of items and a grid of items with rows of text extending sideways from the icon.
Multi-row and multi-column layouts commonly found on the web are "shelf" and "waterfall". The former is found on image search engines, where images appear with a fixed height but variable length, and is typically implemented with the CSS property and parameter display: inline-block;. A waterfall layout found on Imgur and Tweetdeck with fixed width but variable height per item is usually implemented by specifying column-width:.
Post-WIMP interface
Smaller app mobile devices such as personal digital assistants (PDAs) and smartphones typically use the WIMP elements with different unifying metaphors, due to constraints in space and available input devices. Applications for which WIMP is not well suited may use newer interaction techniques, collectively termed post-WIMP user interfaces.
As of 2011, some touchscreen-based operating systems such as Apple's iOS (iPhone) and Android use the class of GUIs named post-WIMP. These support styles of interaction using more than one finger in contact with a display, which allows actions such as pinching and rotating, which are unsupported by one pointer and mouse.
Interaction
Human interface devices, for the efficient interaction with a GUI include a computer keyboard, especially used together with keyboard shortcuts, pointing devices for the cursor (or rather pointer) control: mouse, pointing stick, touchpad, trackball, joystick, virtual keyboards, and head-up displays (translucent information devices at the eye level).
There are also actions performed by programs that affect the GUI. For example, there are components like inotify or D-Bus to facilitate communication between computer programs.
History
Early efforts
Ivan Sutherland developed Sketchpad in 1963, widely held as the first graphical computer-aided design program. It used a light pen to create and manipulate objects in engineering drawings in realtime with coordinated graphics. In the late 1960s, researchers at the Stanford Research Institute, led by Douglas Engelbart, developed the On-Line System (NLS), which used text-based hyperlinks manipulated with a then-new device: the mouse. (A 1968 demonstration of NLS became known as "The Mother of All Demos.") In the 1970s, Engelbart's ideas were further refined and extended to graphics by researchers at Xerox PARC and specifically Alan Kay, who went beyond text-based hyperlinks and used a GUI as the main interface for the Smalltalk programming language, which ran on the Xerox Alto computer, released in 1973. Most modern general-purpose GUIs are derived from this system.
The Xerox PARC user interface consisted of graphical elements such as windows, menus, radio buttons, and check boxes. The concept of icons was later introduced by David Canfield Smith, who had written a thesis on the subject under the guidance of Kay. The PARC user interface employs a pointing device along with a keyboard. These aspects can be emphasized by using the alternative term and acronym for windows, icons, menus, pointing device (WIMP). This effort culminated in the 1973 Xerox Alto, the first computer with a GUI, though the system never reached commercial production.
The first commercially available computer with a GUI was 1979 PERQ workstation, manufactured by Three Rivers Computer Corporation. Its design was heavily influenced by the work at Xerox PARC. In 1981, Xerox eventually commercialized the Alto in the form of a new and enhanced system – the Xerox 8010 Information System – more commonly known as the Xerox Star. These early systems spurred many other GUI efforts, including Lisp machines by Symbolics and other manufacturers, the Apple Lisa (which presented the concept of menu bar and window controls) in 1983, the Apple Macintosh 128K in 1984, and the Atari ST with Digital Research's GEM, and Commodore Amiga in 1985. Visi On was released in 1983 for the IBM PC compatible computers, but was never popular due to its high hardware demands. Nevertheless, it was a crucial influence on the contemporary development of Microsoft Windows.
Apple, Digital Research, IBM and Microsoft used many of Xerox's ideas to develop products, and IBM's Common User Access specifications formed the basis of the user interfaces used in Microsoft Windows, IBM OS/2 Presentation Manager, and the Unix Motif toolkit and window manager. These ideas evolved to create the interface found in current versions of Microsoft Windows, and in various desktop environments for Unix-like operating systems, such as macOS and Linux. Thus most current GUIs have largely common idioms.
Popularization
GUIs were a hot topic in the early 1980s. The Apple Lisa was released in 1983, and various windowing systems existed for DOS operating systems (including PC GEM and PC/GEOS). Individual applications for many platforms presented their own GUI variants. Despite the GUIs advantages, many reviewers questioned the value of the entire concept, citing hardware limits, and problems in finding compatible software.
In 1984, Apple released a television commercial which introduced the Apple Macintosh during the telecast of Super Bowl XVIII by CBS, with allusions to George Orwell's noted novel Nineteen Eighty-Four. The goal of the commercial was to make people think about computers, identifying the user-friendly interface as a personal computer which departed from prior business-oriented systems, and becoming a signature representation of Apple products.
Windows 95, accompanied by an extensive marketing campaign, was a major success in the marketplace at launch and shortly became the most popular desktop operating system.
In 2007, with the iPhone and later in 2010 with the introduction of the iPad, Apple popularized the post-WIMP style of interaction for multi-touch screens, and those devices were considered to be milestones in the development of mobile devices.
The GUIs familiar to most people as of the mid-late 2010s are Microsoft Windows, macOS, and the X Window System interfaces for desktop and laptop computers, and Android, Apple's iOS, Symbian, BlackBerry OS, Windows Phone/Windows 10 Mobile, Tizen, WebOS, and Firefox OS for handheld (smartphone) devices.
Comparison to other interfaces
Command-line interfaces
Since the commands available in command line interfaces can be many, complex operations can be performed using a short sequence of words and symbols. Custom functions may be used to facilitate access to frequent actions.
Command-line interfaces are more lightweight, as they only recall information necessary for a task; for example, no preview thumbnails or graphical rendering of web pages. This allows greater efficiency and productivity once many commands are learned. But reaching this level takes some time because the command words may not be easily discoverable or mnemonic. Also, using the command line can become slow and error-prone when users must enter long commands comprising many parameters or several different filenames at once. However, windows, icons, menus, pointer (WIMP) interfaces present users with many widgets that represent and can trigger some of the system's available commands.
GUIs can be made quite hard when dialogs are buried deep in a system or moved about to different places during redesigns. Also, icons and dialog boxes are usually harder for users to script.
WIMPs extensively use modes, as the meaning of all keys and clicks on specific positions on the screen are redefined all the time. Command-line interfaces use modes only in limited forms, such as for current directory and environment variables.
Most modern operating systems provide both a GUI and some level of a CLI, although the GUIs usually receive more attention. The GUI is usually WIMP-based, although occasionally other metaphors surface, such as those used in Microsoft Bob, 3dwm, or File System Visualizer.
GUI wrappers
Graphical user interface (GUI) wrappers find a way around the command-line interface versions (CLI) of (typically) Linux and Unix-like software applications and their text-based user interfaces or typed command labels. While command-line or text-based applications allow users to run a program non-interactively, GUI wrappers atop them avoid the steep learning curve of the command-line, which requires commands to be typed on the keyboard. By starting a GUI wrapper, users can intuitively interact with, start, stop, and change its working parameters, through graphical icons and visual indicators of a desktop environment, for example.
Applications may also provide both interfaces, and when they do the GUI is usually a WIMP wrapper around the command-line version. This is especially common with applications designed for Unix-like operating systems. The latter used to be implemented first because it allowed the developers to focus exclusively on their product's functionality without bothering about interface details such as designing icons and placing buttons. Designing programs this way also allows users to run the program in a shell script.
Three-dimensional graphical user interfaces (3D GUIs)
Several attempts have been made to create a multi-user three-dimensional environment or 3D GUI, including Sun's Project Looking Glass, Metisse, which was similar to Project Looking Glass, BumpTop, where users can manipulate documents and windows with realistic movement and physics as if they were physical documents, and the Croquet Project, which moved to the Open Cobalt and Open Croquet efforts.
The zooming user interface (ZUI) is a related technology that promises to deliver the representation benefits of 3D environments without their usability drawbacks of orientation problems and hidden objects. It is a logical advance on the GUI, blending some three-dimensional movement with two-dimensional or 2.5D vector objects. In 2006, Hillcrest Labs introduced the first zooming user interface for television.
For typical computer displays, three-dimensional is a misnomer—their displays are two-dimensional, for example, Metisse characterized itself as a "2.5-dimensional" UI. Semantically, however, most graphical user interfaces use three dimensions. With height and width, they offer a third dimension of layering or stacking screen elements over one another. This may be represented visually on screen through an illusionary transparent effect, which offers the advantage that information in background windows may still be read, if not interacted with. Or the environment may simply hide the background information, possibly making the distinction apparent by drawing a drop shadow effect over it.
Some environments use the methods of 3D graphics to project virtual three-dimensional user interface objects onto the screen. These are often shown in use in science fiction films (see below for examples). As the processing power of computer graphics hardware increases, this becomes less of an obstacle to a smooth user experience.
Three-dimensional graphics are currently mostly used in computer games, art, and computer-aided design (CAD). A three-dimensional computing environment can also be useful in other uses, like molecular graphics, aircraft design and Phase Equilibrium Calculations/Design of unit operations and chemical processes.
Technologies
The use of three-dimensional graphics has become increasingly common in mainstream operating systems, from creating attractive interfaces, termed eye candy, to functional purposes only possible using three dimensions. For example, user switching is represented by rotating a cube that faces are each user's workspace, and window management are represented via a Rolodex-style flipping mechanism in Windows Vista (see Windows Flip 3D). In both cases, the operating system transforms windows on-the-fly while continuing to update the content of those windows.
Interfaces for the X Window System have also implemented advanced three-dimensional user interfaces through compositing window managers such as Beryl, Compiz and KWin using the AIGLX or XGL architectures, allowing the use of OpenGL to animate user interactions with the desktop.
In science fiction
Three-dimensional GUIs appeared in science fiction literature and films before they were technically feasible or in common use. For example; the 1993 American film Jurassic Park features Silicon Graphics' three-dimensional file manager File System Navigator, a real-life file manager for Unix operating systems. The film Minority Report has scenes of police officers using specialized 3D data systems. In prose fiction, three-dimensional user interfaces have been portrayed as immersible environments like William Gibson's Cyberspace or Neal Stephenson's Metaverse. Many futuristic imaginings of user interfaces rely heavily on object-oriented user interface (OOUI) style and especially object-oriented graphical user interface (OOGUI) style.
See also
Apple Computer, Inc. v. Microsoft Corp.
Console user interface
Computer icon
Distinguishable interfaces
General Graphics Interface (software project)
GUI tree
Human factors and ergonomics
Look and feel
Natural user interface
Ncurses
Object-oriented user interface
Organic user interface
Rich web application
Skeuomorph
Skin (computing)
Theme (computing)
Text entry interface
User interface design
Vector-based graphical user interface
Notes
References
External links
Evolution of Graphical User Interface in last 50 years by Raj Lal
The men who really invented the GUI by Clive Akass
Graphical User Interface Gallery, screenshots of various GUIs
Marcin Wichary's GUIdebook, Graphical User Interface gallery: over 5500 screenshots of GUI, application and icon history
The Real History of the GUI by Mike Tuck
In The Beginning Was The Command Line by Neal Stephenson
3D Graphical User Interfaces (PDF) by Farid BenHajji and Erik Dybner, Department of Computer and Systems Sciences, Stockholm University
Rayed
Topological Analysis of the Gibbs Energy Function (Liquid-Liquid Equilibrium Correlation Data). Including a Thermodinamic Review and a Graphical User Interface (GUI) for Surfaces/Tie-lines/Hessian matrix analysis - University of Alicante (Reyes-Labarta et al. 2015-18)
Software architecture
American inventions
3D GUIs
computer information |
12334 | https://en.wikipedia.org/wiki/God%20Save%20the%20Queen | God Save the Queen | "God Save the Queen", alternatively "God Save the King" (dependent on the gender of the reigning monarch), is the national or royal anthem in most Commonwealth realms, their territories, and the British Crown dependencies. The author of the tune is unknown, and it may originate in plainchant, but an attribution to the composer John Bull is sometimes made.
"God Save the Queen" is the de facto national anthem of the United Kingdom, and one of two national anthems used by New Zealand since 1977, as well as for several of the UK's territories that have their own additional local anthem. It is also the royal anthem – played specifically in the presence of the monarch – of the aforementioned countries, as well as Australia (since 1984), Canada (since 1980), Belize (since 1981), Antigua and Barbuda (since 1981), The Bahamas (since 1973), and most other Commonwealth realms.
In countries not previously part of the British Empire, the tune of "God Save the Queen" has provided the basis for various patriotic songs, though still generally connected with royal ceremony. The melody continues to be used for the national anthem of Liechtenstein, "Oben am jungen Rhein", and the royal anthem of Norway, "Kongesangen". In the United States, the melody is used for the patriotic song "My Country, 'Tis of Thee" (also known as "America"). The melody was also used for the national anthem 'Heil dir im Siegerkranz' of the German Empire from 1871 to 1918 and as "The Prayer of Russians", the imperial anthem of Russia from 1816 to 1833. In Switzerland, it is known as "Rufst du, mein Vaterland".
Beyond its first verse, which is consistent, "God Save the Queen/King" has many historic and extant versions. Since its first publication, different verses have been added and taken away and, even today, different publications include various selections of verses in various orders. In general, only one verse is sung. Sometimes two verses are sung, and on rare occasions, three.
The sovereign and her or his spouse are saluted with the entire composition, while other members of the royal family who are entitled to royal salute (such as the Prince of Wales and the Duke of Cambridge along with their spouses) receive just the first six bars. The first six bars also form all or part of the Vice Regal Salute in some Commonwealth realms other than the UK (e.g., in Canada, governors general and lieutenant governors at official events are saluted with the first six bars of "God Save the Queen" followed by the first four and last four bars of "O Canada"), as well as the salute given to governors of British overseas territories.
History
In The Oxford Companion to Music, Percy Scholes points out the similarities to an early plainsong melody, although the rhythm is very distinctly that of a galliard, and he gives examples of several such dance tunes that bear a striking resemblance to "God Save the King/Queen". Scholes quotes a keyboard piece by John Bull (1619) which has some similarities to the modern tune, depending on the placing of accidentals which at that time were unwritten in certain cases and left to the discretion of the player (see musica ficta). He also points to several pieces by Henry Purcell, one of which includes the opening notes of the modern tune, setting the words "God Save the King". Nineteenth-century scholars and commentators mention the widespread belief that an old Scots carol, "Remember O Thou Man", was the source of the tune.
The first published version of what is almost the present tune appeared in 1744 in Thesaurus Musicus. The 1744 version of the song was popularised in Scotland and England the following year, with the landing of Charles Edward Stuart and was published in The Gentleman's Magazine (see illustration above). This manuscript has the tune depart from that which is used today at several points, one as early as the first bar, but is otherwise clearly a strong relative of the contemporary anthem. It was recorded as being sung in London theatres in 1745, with, for example, Thomas Arne writing a setting of the tune for the Drury Lane Theatre.
Scholes' analysis includes mention of "untenable" and "doubtful" claims, as well as "an American misattribution". Some of these are:
James Oswald was a possible author of the Thesaurus Musicus, so may have played a part in the history of the song, but is not a strong enough candidate to be cited as the composer of the tune.
Henry Carey: Scholes refutes this attribution: first on the grounds that Carey himself never made such a claim; second, when the claim was made by Carey's son (in 1795), it was in support of a request for a pension from the British Government; and third, the younger Carey claimed that his father, who died in 1743, had written parts of the song in 1745. It has also been claimed that the work was first publicly performed by Carey during a dinner in 1740 in honour of Admiral Edward "Grog" Vernon, who had captured the Spanish harbour of Porto Bello (then in the Viceroyalty of New Granada, now in Panama) during the War of Jenkins' Ear.
Scholes recommends the attribution "traditional" or "traditional; earliest known version by John Bull (1562–1628)". The English Hymnal (musical editor Ralph Vaughan Williams) gives no attribution, stating merely "17th or 18th cent."
Original lyrics
The lyrics as published in the Gentleman's Magazine in 1745 ran:
God save great George our king,
Long live our noble king,
God save the king.
Send him victorious,
Happy and glorious,
Long to reign over us,
God save the king!
Use in the United Kingdom
Like many aspects of British constitutional life, "God Save the Queen" derives its official status from custom and use, not from Royal Proclamation or Act of Parliament. The variation in the UK of the lyrics to "God Save the Queen" is the oldest amongst those currently used, and forms the basis on which all other versions used throughout the Commonwealth are formed; though, again, the words have varied over time.
England has no official national anthem of its own; "God Save the Queen" is treated as the English national anthem when England is represented at sporting events (though there are some exceptions to this rule, such as cricket where "Jerusalem" is used). There is a movement to establish an English national anthem, with Blake and Parry's "Jerusalem" and Elgar's "Land of Hope and Glory" among the top contenders. Wales has a single official national anthem, "Hen Wlad Fy Nhadau" (Land of my Fathers) while Scotland uses unofficial anthems ("Scotland the Brave" was traditionally used until the 1990s, since then, "Flower of Scotland" is more commonly used), these anthems are used formally at state and national ceremonies as well as international sporting events such as football and rugby union matches. On all occasions in Northern Ireland, "God Save the Queen" is still used as the official anthem.
The phrase "No surrender" is occasionally sung in the bridge before "Send her victorious" by England football fans at matches. The phrase is also associated with Ulster loyalism and can sometimes be heard at the same point before Northern Ireland football matches.
Since 2003, "God Save the Queen", considered an all-inclusive anthem for Great Britain and Northern Ireland, as well as other countries within the Commonwealth, has been dropped from the Commonwealth Games. Northern Irish athletes receive their gold medals to the tune of the "Londonderry Air", popularly known as "Danny Boy". In 2006, English winners heard Elgar's "Pomp and Circumstance March No. 1", usually known as "Land of Hope and Glory", but after a poll conducted by the Commonwealth Games Council for England prior to the 2010 Games, "Jerusalem" was adopted as England's new Commonwealth Games anthem. In sports in which the UK competes as one nation, most notably as Great Britain at the Olympics, "God Save the Queen" is used to represent anyone or any team that comes from the United Kingdom.
Lyrics in the UK
The phrase "God Save the King" is much older than the song, appearing, for instance, several times in the King James Bible. A text based on the 1st Book of Kings Chapter 1: verses 38–40, "And all the people rejoic'd, and said: God save the King! Long live the King! May the King live for ever, Amen", has been sung at every coronation since that of King Edgar in 973. Scholes says that as early as 1545 "God Save the King" was a watchword of the Royal Navy, with the response being "Long to reign over us". He also notes that the prayer read in churches on anniversaries of the Gunpowder Plot includes words which might have formed part of the basis for the second verse "Scatter our enemies...assuage their malice and confound their devices".
In 1745, The Gentleman's Magazine published "God save our lord the king: A new song set for two voices", describing it "As sung at both Playhouses" (the Theatres Royal at Drury Lane and Covent Garden). Traditionally, the first performance was thought to have been in 1745, when it was sung in support of King George II, after his defeat at the Battle of Prestonpans by the army of Charles Edward Stuart, son of James Francis Edward Stuart, the Jacobite claimant to the British throne.
It is sometimes claimed that, ironically, the song was originally sung in support of the Jacobite cause: the word "send" in the line "Send him victorious" could imply that the king was absent. However, the Oxford English Dictionary cites examples of "[God] send (a person) safe, victorious, etc." meaning "God grant that he may be safe, etc.". There are also examples of early 18th-century drinking glasses which are inscribed with a version of the words and were apparently intended for drinking the health of King James II and VII.
Scholes acknowledges these possibilities but argues that the same words were probably being used by both Jacobite and Hanoverian supporters and directed at their respective kings.
In 1902, the musician William Hayman Cummings, quoting mid-18th century correspondence between Charles Burney and Sir Joseph Banks, suggested that the words had been based on a Latin verse composed for King James II at the Chapel Royal.
Standard version in the United Kingdom
There is no definitive version of the lyrics. However, the version consisting of the three verses reproduced in the box on the right hand side has the best claim to be regarded as the "standard" British version, appearing not only in the 1745 Gentleman's Magazine, but also in publications such as The Book of English Songs: From the Sixteenth to the Nineteenth Century (1851), National Hymns: How They Are Written and How They Are Not Written (1861), Household Book of Poetry (1882), and Hymns Ancient and Modern, Revised Version (1982).
The same version with verse two omitted appears in publications including Scouting for Boys (1908), and on the British Monarchy website. At the Queen's Golden Jubilee Party at the Palace concert, Prince Charles referred in his speech to the "politically incorrect second verse" of the National Anthem.
According to Alan Michie's Rule, Britannia, which was published in 1952, after the death of King George VI but before the coronation of Queen Elizabeth II, when the first General Assembly of the United Nations was held in London in January 1946 the King, in honour of the occasion, "ordered the belligerent imperious second stanza of 'God Save the King' to be rewritten to bring it more into the spirit of the brotherhood of nations."
In the UK, the first verse is typically sung alone, even on official occasions, although the third verse is sometimes sung in addition on certain occasions such as during the opening ceremonies of the 2012 Summer Olympics and 2012 Summer Paralympics, and usually at the Last Night of the Proms.
Standard version of the music
The standard version of the melody and its key of G major are still those of the originally published version, although the start of the anthem is often signalled by an introductory timpani roll of two bars length. The bass line of the standard version differs little from the second voice part shown in the original, and there is a standard version in four-part harmony for choirs. The first three lines (six bars of music) are soft, ending with a short crescendo into "Send her victorious", and then is another crescendo at "over us:" into the final words "God save the Queen".
In the early part of the 20th century there existed a Military Band version in the higher key of B, because it was easier for brass instruments to play in that key, though it had the disadvantage of being more difficult to sing: however now most Bands play it in the correct key of concert F.
Since 1953, the anthem is sometimes preceded by a fanfare composed by Gordon Jacob for the coronation of Queen Elizabeth II.
Alternative British versions
There have been several attempts to rewrite the words. In the nineteenth century there was some lively debate about the national anthem as verse two was considered by some to be slightly offensive in its use of the phrase "scatter her enemies." Some thought it placed better emphasis on the respective power of Parliament and the Crown to change "her enemies" to "our enemies"; others questioned the theology and proposed "thine enemies" instead. Sydney G. R. Coles wrote a completely new version, as did Canon F. K. Harford.
William Hickson's alternative version
In 1836 William Hickson wrote an alternative version, of which the first, third, and fourth verses gained some currency when they were appended to the National Anthem in the English Hymnal. The fourth "Hickson" verse was sung after the traditional first verse at the Queen's Golden Jubilee National Service of Thanksgiving in 2002, and during the raising of the Union Flag during the 2008 Summer Olympics closing ceremony, in which London took the baton from Beijing to host the 2012 Summer Olympics.
Samuel Reynolds Hole's alternative version
To mark the celebration of the Diamond Jubilee of Queen Victoria, a modified version of the second verse was written by the Dean of Rochester, the Very Reverend Samuel Reynolds Hole. A four-part harmony setting was then made by Frederick Bridge, and published by Novello.
The Musical Times commented: "There are some conservative minds who may regret the banishment of the 'knavish tricks' and aggressive spirit of the discarded verse, but it must be admitted that Dean Hole's lines are more consonant with the sentiment of modern Christianity." Others reactions were more negative, one report describing the setting as "unwarrantable liberties...worthy of the severest reprobation", with "too much of a Peace Society flavour about it...If we go about pleading for peace, other nations will get it into their heads that we are afraid of fighting." Perhaps unsurprisingly, Hole's version failed to replace the existing verse permanently.
Official peace version
A less militaristic version of the song, titled "Official peace version, 1919", was first published in the hymn book Songs of Praise in 1925. This was "official" in the sense that it was approved by the British Privy Council in 1919. However, despite being reproduced in some other hymn books, it is largely unknown today.
Historic Jacobite and anti-Jacobite alternative verses
Around 1745, anti-Jacobite sentiment was captured in a verse appended to the song, with a prayer for the success of Field Marshal George Wade's army then assembling at Newcastle. These words attained some short-term use, although they did not appear in the published version in the October 1745 Gentleman's Magazine. This verse was first documented as an occasional addition to the original anthem by Richard Clark in 1822, and was also mentioned in a later article on the song, published by the Gentleman's Magazine in October 1836. Therein, it is presented as an "additional verse... though being of temporary application only... stored in the memory of an old friend... who was born in the very year 1745, and was thus the associate of those who heard it first sung", the lyrics given being:
The 1836 article and other sources make it clear that this verse was not used soon after 1745, and certainly before the song became accepted as the British national anthem in the 1780s and 1790s. It was included as an integral part of the song in the Oxford Book of Eighteenth-Century Verse of 1926, although erroneously referencing the "fourth verse" to the Gentleman's Magazine article of 1745.
On the opposing side, Jacobite beliefs were demonstrated in an alternative verse used during the same period:
In May 1800, following an attempt to assassinate King George III at London's Drury Lane theatre, playwright Richard Sheridan immediately composed an additional verse, which was sung from the stage the same night:
Various other attempts were made during the eighteenth and nineteenth centuries to add verses to commemorate particular royal or national events. For example, according to Fitzroy Maclean, when Jacobite forces bypassed Wade's force and reached Derby, but then retreated and when their garrison at Carlisle Castle surrendered to a second government army led by King George's son, the Duke of Cumberland, another verse was added. Other short-lived verses were notably anti-French, such as the following, quoted in the book Handel by Edward J. Dent:
However, none of these additional verses survived into the twentieth century. Updated "full" versions including additional verses have been published more recently, including the standard three verses, Hickson's fourth verse, Sheridan's verse and the Marshal Wade verse.
Historic republican alternative
A version from 1794 composed by the American republican and French citizen Joel Barlow celebrated the power of the guillotine to liberate:
Performance in the UK
The style most commonly heard in official performances was proposed as the "proper interpretation" by King George V, who considered himself something of an expert (in view of the number of times he had heard it). An Army Order was duly issued in 1933, which laid down regulations for tempo, dynamics and orchestration. This included instructions such as that the opening "six bars will be played quietly by the reed band with horns and basses in a single phrase. Cornets and side-drum are to be added at the little scale-passage leading into the second half of the tune, and the full brass enters for the last eight bars". The official tempo for the opening section is a metronome setting of 60, with the second part played in a broader manner, at a metronome setting of 52. In recent years the prescribed sombre-paced introduction is often played at a faster and livelier tempo.
Until the latter part of the 20th century, theatre and concert goers were expected to stand while the anthem was played after the conclusion of a show. In cinemas this brought a tendency for audiences to rush out while the end credits played to avoid this formality. (This can be seen in the 1972 Dad's Army episode "A Soldier's Farewell".)
The anthem continues to be played at some traditional events such as Wimbledon, Royal Variety Performance, the Edinburgh Tattoo, Royal Ascot, Henley Royal Regatta and The Proms as well as at Royal events.
The anthem was traditionally played at close-down on the BBC, and with the introduction of commercial television to the UK this practice was adopted by some ITV companies (with the notable exceptions of Granada, Thames Television, Central Television, Border Television, and Yorkshire Television). BBC Two also never played the anthem at close-down, and ITV dropped the practice in the late 1980s when the network switch to 24 hour broadcasting, but it continued on BBC One until 8 November 1997 (thereafter BBC One began to simulcast with BBC News after end of programmes). The tradition is carried on, however, by BBC Radio 4, which plays the anthem each night as a transition piece between the end of the Radio 4 broadcasting and the move to BBC World Service. BBC Radio 4 and BBC Radio 2 also play the National Anthem just before the 0700 and 0800 news bulletins on the actual and official birthdays of the Queen and the birthdays of senior members of the Royal Family. On 17 January 2022 the GB News Channel started playing the anthem at 05:59 every morning at the beginning of the day's programming.
The UK's national anthem usually prefaces The Queen's Christmas Message (although in 2007 it appeared at the end, taken from a recording of the 1957 television broadcast), and important royal announcements, such as of royal deaths, when it is played in a slower, sombre arrangement.
Performance in Lancashire
Other British anthems
Frequently, when an anthem is needed for one of the constituent countries of the United Kingdom at an international sporting event, for instance an alternative song is used:
England generally uses "God Save the Queen", but "Jerusalem", "Rule, Britannia!" and "Land of Hope and Glory" have also been used.
At international test cricket matches, England has, since 2004, used "Jerusalem" as the anthem.
At international rugby league matches, England uses "God Save the Queen" and also "Jerusalem".
At international rugby union and football matches, England uses "God Save the Queen".
At the Commonwealth Games, Team England uses "Jerusalem" as their victory anthem.
Scotland uses "Flower of Scotland" as their anthem for most sporting occasions.
Wales uses "Hen Wlad Fy Nhadau" ("Land of My Fathers") for governmental ceremonies and sporting occasions. At official occasions, especially those with royal connections, "God Save the Queen" is also played.
Northern Ireland uses "God Save the Queen" as its national anthem. However, many Irish nationalists feel unrepresented by the British anthem and seek an alternative. Northern Ireland also uses the "Londonderry Air" as its victory anthem at the Commonwealth Games. When sung, the "Londonderry Air" has the lyrics to "Danny Boy". At international rugby union matches, where Northern Irish players compete alongside those from the Ireland as part of an All-Ireland team, "Ireland's Call" is used.
The British and Irish Lions rugby union tour of 2005 used the song "The Power of Four", but this experiment has not been repeated.
The London 2012 Olympics Opening Ceremony provided a conscious use of three of the four anthems listed above; the ceremony began with a rendition of the first verse of "Jerusalem", before a choir in Northern Ireland sang "Danny Boy" and a choir in Edinburgh performed part of "Flower of Scotland." Notably, Wales was represented by the hymn "Bread of Heaven", not "Hen Wlad Fy Nhadhau".
In April 2007 there was an early day motion, number 1319, to the British Parliament to propose that there should be a separate England anthem: "That this House ... believes that all English sporting associations should adopt an appropriate song that English sportsmen and women, and the English public, would favour when competing as England". An amendment (EDM 1319A3) was proposed by Evan Harris that the song "should have a bit more oomph than God Save The Queen and should also not involve God."
For more information see also:
National anthem of England
National anthem of Scotland
Hen Wlad Fy Nhadau
National anthem of Northern Ireland
Use in other Commonwealth countries
"God Save the King/Queen" was exported around the world via the expansion of the British Empire, serving as each country's national anthem. Throughout the Empire's evolution into the Commonwealth of Nations, the song declined in use in most states which became independent. In New Zealand, it remains one of the official national anthems.
Australia
In Australia, the song has standing through a Royal Proclamation issued by Governor-General Sir Ninian Stephen on 19 April 1984. It declared "God Save the Queen" to be the Royal Anthem and that it is to be played when the Australian monarch or a member of the Royal Family is present, though not exclusively in such circumstances. The same proclamation made "Advance Australia Fair" the national anthem and the basis for the "Vice-Regal Salute" (the first four and last two bars of the anthem).
Prior to 1984, "God Save the Queen" was the national anthem of Australia. In 1975, former Prime Minister Gough Whitlam, dismissed by Governor-General Sir John Kerr, alluded to the anthem in his comment "Well may we say 'God save the Queen', because nothing will save the Governor-General!".
Canada
By convention, "God Save the Queen" (, Dieu Sauve le Roi when a King) is the Royal Anthem of Canada. It is sometimes played or sung together with the national anthem, "O Canada", at private and public events organised by groups such as the Government of Canada, the Royal Canadian Legion, police services, and loyal groups. The governor general and provincial lieutenant governors are accorded the "Viceregal Salute", comprising the first three lines of "God Save the Queen", followed by the first and last lines of "O Canada".
"God Save the Queen" has been sung in Canada since the late 1700s and by the mid 20th century was, along with "O Canada", one of the country's two de facto national anthems, the first and last verses of the standard British version being used. By-laws and practices governing the use of either song during public events in municipalities varied; in Toronto, "God Save the Queen" was employed, while in Montreal it was "O Canada". Prime Minister Lester B. Pearson in 1964 said one song would have to be chosen as the country's national anthem and, three years later, he advised Governor General Georges Vanier to appoint the Special Joint Committee of the Senate and House of Commons on the National and Royal Anthems. Within two months, on 12 April 1967, the committee presented its conclusion that "God Save the Queen", whose music and lyrics were found to be in the public domain, should be designated as the Royal Anthem of Canada and "O Canada" as the national anthem, one verse from each, in both official languages, to be adopted by parliament. The group was then charged with establishing official lyrics for each song; for "God Save the Queen", the English words were those inherited from the United Kingdom and the French words were taken from those that had been adopted in 1952 for the coronation of Elizabeth II. When the bill pronouncing "O Canada" as the national anthem was put through parliament, the joint committee's earlier recommendations regarding "God Save the Queen" were not included.
The Department of National Defence and the Canadian Forces regulates that "God Save the Queen" be played as a salute to the monarch and other members of the Canadian Royal Family, though it may also be used as a hymn, or prayer. The words are not to be sung when the song is played as a military royal salute and is abbreviated to the first three lines while arms are being presented. Elizabeth II stipulated that the arrangement in G major by Lieutenant Colonel Basil H. Brown be used in Canada. The authorised version to be played by pipe bands is Mallorca.
Lyrics in Canada
The first verse of "God Save the Queen" has been translated into French, as shown below:
Dieu protège la reine
De sa main souveraine !
Vive la reine !
Qu'un règne glorieux
Long et victorieux,
Rende son peuple heureux.
Vive la reine !
There is a special Canadian verse in English which was once commonly sung in addition to the two standing verses:
Our loved Dominion bless
With peace and happiness
From shore to shore;
And let our Empire be
Loyal, united, free,
True to herself and Thee
For evermore.
Channel Islands
"God Save the Queen" is used by both Bailiwicks of the Channel Islands as an alternative to their respective national anthems. Its use case and popular version is generally similar to how it is used in the United Kingdom. However, the anthem has been translated in Jèrriais:
Dgieu sauve not' Duchêss,
Longue vie à not' Duchêss,
Dgieu sauve la Reine!
Rends-la victorieuse
Jouaiyeuse et glorieuse;
Qu'on règne sus nous heûtheuse -
Dgieu sauve la Reine!
Tes dons les pus précieux,
Sus yi vèrse des cieux,
Dgieu sauve la Reine!
Qu'on défende nous louais
Et d'un tchoeu et d'eune vouaix
Jé chantons à janmais
Dgieu sauve la Reine!
The meaning is broadly similar to the first paragraph of the English version, except for the first two lines which say "God save our Duchess" and "Long live our Duchess".
New Zealand
"God Save the Queen" was the sole official national anthem until 1977 when "God Defend New Zealand" was added as a second. "God Save the Queen" is now most often only played when the sovereign, governor-general or other member of the Royal Family is present, or on some occasions such as Anzac Day. The Māori-language version was written by Edward Marsh Williams under the title, "E te atua tohungia te kuini".
There is a special New Zealand verse in English which was once commonly sung to replace the second and third verses:
Not on this land alone
But be God's mercies known
From shore to shore.
Lord, make the nations see
That we in liberty
Should form one family
The wide world o'er.
Lyrics in Māori
All verses of "God Save the Queen" have been translated into Māori. The first verse is shown below:
Me tohu e t'Atua
To matou Kuini pai:
Kia ora ia
Meinga kia maia ia,
Kia hari nui, kia koa,
Kia kuini tonu ia,
Tau tini noa.
Rhodesia
When Rhodesia issued its Unilateral Declaration of Independence from the UK on 11 November 1965, it did so while still maintaining loyalty to Queen Elizabeth II as the Rhodesian head of state, despite the non-recognition of the Rhodesian government by the United Kingdom and the United Nations; "God Save the Queen" therefore remained the Rhodesian national anthem. This was supposed to demonstrate the continued allegiance of the Rhodesian people to the monarch, but the retention in Rhodesia of a song so associated with the UK while the two countries were at loggerheads regarding its constitutional status caused Rhodesian state occasions to have "a faintly ironic tone", in the words of The Times. Nevertheless, "God Save the Queen" remained Rhodesia's national anthem until March 1970, when the country formally declared itself a republic. "Rise, O Voices of Rhodesia" was adopted in its stead in 1974 and remained in use until the country returned to the UK's control in December 1979. Since the internationally recognised independence of the Republic of Zimbabwe in April 1980, "God Save the Queen" has had no official status there.
South Africa
"God Save the Queen" (, God Red die Koning when a King) was a co-national anthem of South Africa from 1938 until 1957, when it was formally replaced by "Die Stem van Suid-Afrika" as the sole national anthem. The latter served as a sort of de facto co-national anthem alongside the former until 1938.
Use elsewhere
The melody has often been used, with lyrics slightly or significantly altered, for royal or national anthems of other countries.
During the 19th century, it was used officially in Sweden, and in Iceland. It was also in official usage for brief periods in Imperial Russia, in Greece and in the Kingdom of Hawaii.
In Germany, it was used by the kingdoms of Prussia, Hanover, Saxony and Bavaria, and was adopted as anthem of the German Empire ("Heil dir im Siegerkranz") after unification in 1871. It remains as the national anthem of Liechtenstein, and was used by Switzerland until 1961.
Musical adaptations
Composers
About 140 composers have used the tune in their compositions.
Ludwig van Beethoven composed a set of seven piano variations in the key of C major to the theme of "God Save the King", catalogued as WoO.78 (1802–1803). He also quotes it in his orchestral work Wellington's Victory.
Muzio Clementi used the theme to "God Save the King" in his Symphony No. 3 in G major, often called the "Great National Symphony", catalogued as WoO. 34. Clementi paid a high tribute to his adopted homeland (the United Kingdom) where he grew up and stayed most of his lifetime. He based the Symphony (about 1816–1824) on "God Save the King", which is hinted at earlier in the work, not least in the second movement, and announced by the trombones in the finale.
Johann Christian Bach composed a set of variations on "God Save the King" for the finale to his sixth keyboard concerto (Op. 1) written c. 1763.
Joseph Haydn was impressed by the use of "God Save the King" as a national anthem during his visit to London in 1794, and on his return to Austria composed "Gott erhalte Franz den Kaiser" ("God Save Emperor Francis") for the birthday of the last Holy Roman Emperor and Roman-German King, Francis II. It became the anthem of the Austrian Empire after the end of the Holy Roman Empire with revised lyrics, its tune ultimately being used for the German national anthem. The tune of "God Save the King" was adopted for the Prussian royal anthem "Heil Dir im Siegerkranz".
Franz Liszt wrote a piano paraphrase on the anthem (S.259 in the official catalogue, c. 1841).
Johann Strauss I quoted "God Save the Queen" in full at the end of his waltz Huldigung der Königin Victoria von Grossbritannien (Homage to Queen Victoria of Great Britain) Op. 103, where he also quoted Rule, Britannia! in full at the beginning of the piece.
Siegfried August Mahlmann in the early 19th century wrote alternate lyrics to adapt the hymn for the Kingdom of Saxony, as "Gott segne Sachsenland" ("God Bless Saxony").
Christian Heinrich Rinck wrote two sets of variations on the anthem: the last movement of his Piano Trio Op. 34 No. 1 (1815) is a set of five variations and a concluding coda; and Theme (Andante) and (12) Variations in C Major on "Heil dir im Siegerkranz" (God Save the King), Op. 55.
Heinrich Marschner used the anthem in his "Grande Ouverture solenne", op.78 (1842).
Gaetano Donizetti used this anthem in his opera "Roberto Devereux".
Joachim Raff used this anthem in his Jubelouverture, Opus 103 (1864) dedicated to Adolf, Herzog von Nassau, on the 25th anniversary of his reign.
Gioachino Rossini used this anthem in the last scene of his "Il viaggio a Reims", when all the characters, coming from many different European countries, sing a song which recalls their own homeland. Lord Sidney, bass, sings "Della real pianta" on the notes of "God Save the King". Samuel Ramey used to interpolate a spectacular virtuoso cadenza at the end of the song.
Fernando Sor used the anthem in his 12 Studies, Op. 6: No. 10 in C Major in the section marked 'Maestoso.'
Arthur Sullivan quotes the anthem at the end of his ballet Victoria and Merrie England.
Claude Debussy opens with a brief introduction of "God Save the King" in one of his Preludes, Hommage à S. Pickwick Esq. P.P.M.P.C.. The piece draws its inspiration from the main character of the Charles Dickens novel The Pickwick Papers.
Niccolò Paganini wrote a set of highly virtuosic variations on "God Save the King" as his Opus 9.
Max Reger wrote Variations and Fugue on 'Heil dir im Siegerkranz' (God Save the King) for organ in 1901 after the death of Queen Victoria. It does not have an opus number.
A week before the Coronation Ode was due to be premiered at the June 1902 "Coronation Gala Concert" at Covent Garden (it was cancelled, owing to the King's illness), Sir Edward Elgar introduced an arrangement of "Land of Hope and Glory" as a solo song performed by Clara Butt at a "Coronation Concert" at the Albert Hall. Novello seized upon the prevailing patriotism and requested that Elgar arrange the National Anthem as an appropriate opening for a concert performed in front of the Court and numerous British and foreign dignitaries. This version for orchestra and chorus, which is enlivened by use of a cappella and marcato effects, was also performed at the opening of the British Empire Exhibition at Wembley on St. George's Day, 1924, and recorded under the composer's Baton in 1928, with the LSO and the Philharmonic Choir. Elgar also used the first verse of the Anthem as the climax of a short "Civic Procession and Anthem", written to accompany the mayoral procession at the opening of the Hereford Music Festival on 4 September 1927. This premiere performance was recorded, and is today available on CD; the score was lost following the festival, and Elgar resorted to reconstructing it by ear from the recording.
Carl Maria von Weber uses the "God Save the King" theme at the end of his "Jubel Overture".
Giuseppe Verdi included "God Save the Queen" in his "Inno delle nazioni" (Hymn of the Nations), composed for the London 1862 International Exhibition.
Benjamin Britten arranged "God Save the Queen" in 1961 for the Leeds Festival. This version has been programmed several times at the Last Night of the Proms.
Charles Ives wrote Variations on "America" for organ in 1891 at age seventeen. It included a polytonal section in three simultaneous keys, though this was omitted from performances at his father's request, because "it made the boys laugh out loud". Ives was fond of the rapid pedal line in the final variation, which he said was "almost as much fun as playing baseball". The piece was not published until 1949; the final version includes an introduction, seven variations and a polytonal interlude. The piece was adapted for orchestra in 1963 by William Schuman. This version became popular during the bicentennial celebrations, and is often heard at pops concerts.
Muthuswami Dikshitar (1776–1835), one of the musical trinity in South Indian classical (Carnatic) music composed some Sanskrit pieces set to Western tunes. These are in the raga Sankarabharanam and are referred to as "nottu swaras". Among these, the composition "Santatam Pahimam Sangita Shyamale" is set to the tune of "God Save the Queen".
Sigismond Thalberg (1812–1871), Swiss composer and one of the most famous virtuoso pianists of the 19th century, wrote a fantasia on "God Save the Queen".
Johan Nepomuk Hummel (1778–1837) wrote the Variations from God Save the King in D major, op. 10 and quoted the tune briefly in his Freudenfest-Ouverture in D major S 148
Adrien-François Servais (1807–66) and Joseph Ghys (1801–48) wrote Variations brillantes et concertantes sur l'air "God Save the King", op. 38, for violin and cello and performed it in London and St Petersburg.
Georges Onslow (1784–1853) used the tune in his String Quartet No. 7 in G Minor, op.9, second movement.
Hans Huber used the melody ("Rufst du, mein Vaterland") in the first movement of his Symphony no 3 in C minor, op. 118 ("Heroic").
Ferdinando Carulli used the melody in Fantaisie sur un air national anglais, for recorder & guitar, Op. 102.
Louis Drouet composed "Variations on the air God save the King" for flute and piano.
Gordon Jacob wrote a choral arrangement of God Save the Queen with a trumpet fanfare introduction, for the coronation of Queen Elizabeth II in 1953.
Rock adaptations
Jimi Hendrix played an impromptu version of "God Save the Queen" to open his set at the Isle of Wight Festival 1970. Just before walking onto the stage, he asked "How does it [the anthem] go again?". Hendrix gave the same sort of distortion and improvisation of "God Save the Queen", as he had done with "The Star-Spangled Banner" at the Woodstock Festival, 1969.
The rock band Queen recorded an instrumental version of "God Save the Queen" for their 1975 album A Night at the Opera. Guitarist Brian May adapted the melody using his distinctive layers of overdubbed electric guitars. This recorded version was played at the end of almost every Queen concert, while vocalist Freddie Mercury walked around the stage wearing a crown and a cloak on their Magic Tour in 1986. The song was played whilst all the Queen members would take their bows. On 3 June 2002, during the Queen's Golden Jubilee, Brian May performed the anthem on his Red Special electric guitar for Party at the Palace from the roof of Buckingham Palace which is featured on the 30th Anniversary DVD edition of A Night at the Opera.
In 1977, the Sex Pistols recorded a song titled "God Save the Queen" in open reference to the National Anthem and the Queen's Silver Jubilee celebrations that year, with the song intending to stand for sympathy for the working class and resentment of the monarchy. They were banned from many venues, censored by mainstream media, and reached number 2 on the official U.K. singles charts and number 1 on the NME chart.
A version of "God Save the Queen" by Madness features the melody of the song played on kazoos. It was included on the compilation album The Business – the Definitive Singles Collection.
Computer music
The anthem was the first piece of music played on a computer, and the first computer music to be recorded.
Musical notes were first generated by a computer programmed by Alan Turing at the Computing Machine Laboratory of the University of Manchester in 1948. The first music proper, a performance of the National Anthem was programmed by Christopher Strachey on the Mark II Manchester Electronic Computer at same venue, in 1951. Later that year, short extracts of three pieces, the first being the National Anthem, were recorded there by a BBC outside broadcasting unit: the other pieces being "Ba Ba Black Sheep", and "In the Mood". Researchers at the University of Canterbury, Christchurch restored the acetate master disc in 2016 and the results may be heard on SoundCloud.
Reception
The philosopher and reformer Jeremy Bentham praised "God Save the King" in 1796: "the melody recommending itself by beauty to the most polished ears, and by its simplicity to the rudest ear. A song of this complexion, implanted by the habit of half a century in the mass of popular sentiment, can not be refused a place in the inventory of the national blessings." Ludwig van Beethoven wrote "I have to show the English a little of what a blessing 'God Save the King' is". Alex Marshall, the British author of Republic or Death!: Travels in Search of National Anthems, called the anthem "ludicrous".
Calls for a new national anthem(s)
There have been calls within the UK for a new national anthem, whether it be for the United Kingdom itself, Britain and/or England (which all currently use "God Save the Queen"). There are many reasons people cite for wishing for a new national anthem, such as: from a non-religious standpoint claims of "God Save the Queen" being long outdated and irrelevant in the 21st century, rejection of odes to promoting war and rejection of praising the monarchy from a republican perspective. A further reason is that England has no anthem of its own for sporting contests and the like, whereas Scotland, Northern Ireland, and Wales do; "Flower of Scotland", "Londonderry Air", and "Hen Wlad Fy Nhadau" fill this niche (the former two on an unofficial basis), while England tends to use "God Save the Queen" exclusively and also unofficially.
Notes and references
Notes
References
External links
National Anthem at the Royal Family website
Streaming audio, lyrics and information about God Save the Queen
Department of Canadian Heritage – Royal anthem page
God Save Great George our King: – article discussing different versions of the lyrics
A Point of View: Is it time for a new British national anthem? BBC News. Published 15 January 2016. Retrieved 17 July 2017.
On some Philological Peculiarities in the English Authorized Version of the Bible. By Thomas Watts, Esq.
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Compositions by Benjamin Britten
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God in culture |
12343 | https://en.wikipedia.org/wiki/Guadeloupe | Guadeloupe | Guadeloupe (; ; , ) is an archipelago and overseas department and region of France in the Caribbean. It consists of six inhabited islands—Basse-Terre, Grande-Terre, Marie-Galante, La Désirade and the two inhabited Îles des Saintes—as well as many uninhabited islands and outcroppings. It is south of Antigua and Barbuda and Montserrat, north of Dominica. The region's capital city is Basse-Terre, located on the southern west coast of Basse-Terre Island; however, the most populous city is Les Abymes and the main center of business is neighbouring Pointe-à-Pitre, both located on Grande-Terre Island.
Like the other overseas departments, it is an integral part of France. As a constituent territory of the European Union and the Eurozone, the euro is its official currency and any European Union citizen is free to settle and work there indefinitely. However, as an overseas department, it is not part of the Schengen Area. The region formerly included Saint Barthélemy and Saint Martin, which were detached from Guadeloupe in 2007 following a 2003 referendum.
Christopher Columbus, who was the first European to see Guadeloupe, where he landed in 1493, gave the island its name. The official language is French; Antillean Creole is also spoken.
Etymology
The archipelago was called (or "The Island of Beautiful Waters") by the native Arawak people.
Christopher Columbus named the island in 1493 after the Our Lady of Guadalupe, a shrine to the Virgin Mary venerated in the Spanish town of Guadalupe, Extremadura. Upon becoming a French colony, the Spanish name was retained though altered to French orthography and phonology. The islands are locally known as .
History
Pre-colonial era
The islands were first populated by indigenous peoples of the Americas, possibly as far back as 3000 BCE. The Arawak people are the first identifiable group, but they were later displaced circa 1400 CE by Kalina-Carib peoples.
15th–17th centuries
Christopher Columbus was the first European to see Guadeloupe, landing in November 1493 and giving it its current name. Several attempts at colonisation by the Spanish in the 16th century failed due to attacks from the native peoples. In 1626, the French under Pierre Belain d'Esnambuc began to take an interest in Guadeloupe, expelling Spanish settlers. The Compagnie des Îles de l'Amérique settled in Guadeloupe in 1635, under the direction of Charles Liénard de L'Olive and Jean du Plessis d'Ossonville; they formally took possession of the island for France and brought in French farmers to colonise the land. This led to the death of many indigenous people by disease and violence. By 1640, however, the Compagnie des Îles de l'Amérique had gone bankrupt, and they thus sold Guadeloupe to Charles Houël du Petit Pré who began plantation agriculture, with the first African slaves arriving in 1650. Slave resistance was immediately widespread, with an open uprising in 1656 lasting several weeks and a simultaneous spate of mass desertions that lasted at least two years until the French compelled indigenous peoples to stop assisting them. Ownership of the island passed to the French West India Company before it was annexed to France in 1674 under the tutelage of their Martinique colony. Institutionalised slavery, enforced by the Code Noir from 1685, led to a booming sugar plantation economy.
18th–19th centuries
During the Seven Years' War, the British captured and occupied the islands until the 1763 Treaty of Paris. During that time, Pointe-à-Pitre became a major harbour, and markets in Britain's North American colonies were opened to Guadeloupean sugar, which was traded for foodstuffs and timber. The economy expanded quickly, creating vast wealth for the French colonists. So prosperous was Guadeloupe at the time that, under the 1763 Treaty of Paris, France forfeited its Canadian colonies in exchange for the return of Guadeloupe. Coffee planting began in the late 1720s, also worked by slaves and, by 1775, cocoa had become a major export product as well.
The French Revolution brought chaos to Guadeloupe. Under new revolutionary law, free people of colour were entitled to equal rights. Taking advantage of the chaotic political situation, Britain invaded Guadeloupe in 1794. The French responded by sending an expeditionary force led by Victor Hugues, who retook the islands and abolished slavery. More than 1,000 French colonists were killed in the aftermath.
In 1802, the First French Empire reinstated the pre-revolutionary government and slavery, prompting a slave rebellion led by Louis Delgrès. The French authorities responded quickly, culminating in the Battle of Matouba on 28 May 1802. Realising they had no chance of success, Delgrès and his followers committed mass suicide by deliberately exploding their gunpowder stores. In 1810, the British captured the island again, handing it over to Sweden under the 1813 Treaty of Stockholm.
In the 1814 Treaty of Paris, Sweden ceded Guadeloupe to France, giving rise to the Guadeloupe Fund. In 1815, the Treaty of Vienna acknowledged French control of Guadeloupe.
Slavery was abolished in the French Empire in 1848. After 1854, indentured labourers from the French colony of Pondicherry in India were brought in. Emancipated slaves had the vote from 1849, but French nationality and the vote were not granted to Indian citizens until 1923, when a long campaign, led by Henry Sidambarom, finally achieved success.
20th–21st centuries
In 1936, Félix Éboué became the first black governor of Guadeloupe. During the Second World War Guadeloupe initially came under the control of the Vichy government, later joining Free France in 1943. In 1946, the colony of Guadeloupe became an overseas department of France.
Tensions arose in the post-war era over the social structure of Guadeloupe and its relationship with mainland France. The 'Massacre of St Valentine' occurred in 1952, when striking factory workers in Le Moule were shot at by the Compagnies républicaines de sécurité, resulting in four deaths. In May 1967 racial tensions exploded into rioting following a racist attack on a black Guadeloupean, resulting in eight deaths.
An independence movement grew in the 1970s, prompting France to declare Guadeloupe a French region in 1974. The Union populaire pour la libération de la Guadeloupe (UPLG) campaigned for complete independence, and by the 1980s the situation had turned violent with the actions of groups such as Groupe de libération armée (GLA) and Alliance révolutionnaire caraïbe (ARC).
Greater autonomy was granted to Guadeloupe in 2000. Through a referendum in 2003, Saint-Martin and Saint Barthélemy voted to separate from the administrative jurisdiction of Guadeloupe, this being fully enacted by 2007.
In January 2009, labour unions and others known as the Liyannaj Kont Pwofitasyon went on strike for more pay. Strikers were angry with low wages, the high cost of living, high levels of poverty relative to mainland France and levels of unemployment that are amongst the worst in the European Union. The situation quickly escalated, exacerbated by what was seen as an ineffectual response by the French government, turning violent and prompting the deployment of extra police after a union leader (Jacques Bino) was shot and killed. The strike lasted 44 days and had also inspired similar actions on nearby Martinique. President Nicolas Sarkozy later visited the island, promising reform. Tourism suffered greatly during this time and affected the 2010 tourist season as well.
Geography
Guadeloupe is an archipelago of more than 12 islands, as well as islets and rocks situated where the northeastern Caribbean Sea meets the western Atlantic Ocean. It is located in the Leeward Islands in the northern part of the Lesser Antilles, a partly volcanic island arc. To the north lie Antigua and Barbuda and the British Overseas Territory of Montserrat, with Dominica lying to the south.
The two main islands are Basse-Terre (west) and Grande-Terre (east), which form a butterfly shape as viewed from above, the two 'wings' of which are separated by the Grand Cul-de-Sac Marin, Rivière Salée and Petit Cul-de-Sac Marin. More than half of Guadeloupe's land surface consists of the 847.8 km2 Basse-Terre. The island is mountainous, containing such peaks as Mount Sans Toucher (4,442 feet; 1,354 metres) and Grande Découverte (4,143 feet; 1,263 metres), culminating in the active volcano La Grande Soufrière, the highest mountain peak in the Lesser Antilles with an elevation of . In contrast Grande-Terre is mostly flat, with rocky coasts to the north, irregular hills at the centre, mangrove at the southwest, and white sand beaches sheltered by coral reefs along the southern shore. This is where the main tourist resorts are found.
Marie-Galante is the third-largest island, followed by La Désirade, a north-east slanted limestone plateau, the highest point of which is . To the south lies the Îles de Petite-Terre, which are two islands (Terre de Haut and Terre de Bas) totalling 2 km2.
Les Saintes is an archipelago of eight islands of which two, Terre-de-Bas and Terre-de-Haut are inhabited. The landscape is similar to that of Basse-Terre, with volcanic hills and irregular shoreline with deep bays.
There are numerous other smaller islands, most notably Tête à l'Anglais, Îlet à Kahouanne, Îlet à Fajou, Îlet Macou, Îlet aux Foux, Îlets de Carénage, La Biche, Îlet Crabière, Îlets à Goyaves, Îlet à Cochons, Îlet à Boissard, Îlet à Chasse and Îlet du Gosier.
Geology
Basse-Terre is a volcanic island. The Lesser Antilles are at the outer edge of the Caribbean Plate, and Guadeloupe is part of the outer arc of the Lesser Antilles Volcanic Arc. Many of the islands were formed as a result of the subduction of oceanic crust of the Atlantic Plate under the Caribbean Plate in the Lesser Antilles subduction zone. This process is ongoing and is responsible for volcanic and earthquake activity in the region. Guadeloupe was formed from multiple volcanoes, of which only La Grande Soufrière is not extinct. Its last eruption was in 1976, and led to the evacuation of the southern part of Basse-Terre. 73,600 people were displaced throughout three and a half months following the eruption.
K–Ar dating indicates that the three northern massifs on Basse-Terre Island are 2.79 million years old. Sections of volcanoes collapsed and eroded within the last 650,000 years, after which the Sans Toucher volcano grew in the collapsed area. Volcanoes in the north of Basse-Terre Island mainly produced andesite and basaltic andesite. There are several beaches of dark or "black" sand.
La Désirade, east of the main islands, has a basement from the Mesozoic, overlaid with thick limestones from the Pliocene to Quaternary periods.
Grande-Terre and Marie-Galante have basements probably composed of volcanic units of Eocene to Oligocene, but there are no visible outcrops. On Grande-Terre, the overlying carbonate platform is 120 metres thick.
Climate
The islands are part of the Leeward Islands, so called because they are downwind of the prevailing trade winds, which blow out of the northeast. This was significant in the days of sailing ships. Grande-Terre is so named because it is on the eastern, or windward side, exposed to the Atlantic winds. Basse-Terre is so named because it is on the leeward south-west side and sheltered from the winds. Guadeloupe has a tropical climate tempered by maritime influences and the Trade Winds. There are two seasons, the dry season called "Lent" from January to June, and the wet season called "winter", from July to December.
Tropical cyclones and storm surges
Located in a very exposed region, Guadeloupe and its dependencies have to face many cyclones. The deadliest hurricane to hit Guadeloupe was the Pointe-à-Pitre hurricane of 1776, which killed at least 6,000 people.
On 16 September 1989, Hurricane Hugo caused severe damage to the islands of the archipelago and left a deep mark on the memory of the local inhabitants. In 1995, three hurricanes (Iris, Luis and Marilyn) hit the archipelago in less than three weeks.
Some of the deadliest hurricanes that have hit Guadeloupe are the following:
In the 20th century: 12 September 1928: 1928 Okeechobee hurricane; 11 August 1956: Hurricane Betsy; 22 August 1964: Hurricane Cleo; 27 September 1966: Hurricane Inez; 16–17 September 1989: Hurricane Hugo; 14–15 September 1995: Hurricane Marilyn.
In the 21st century: 6 September 2017: Hurricane Irma; 18–19 September 2017: Hurricane Maria.
Flora
With fertile volcanic soils, heavy rainfall and a warm climate, vegetation on Basse-Terre is lush. Most of the islands' forests are on Basse-Terre, containing such species as mahogany, ironwood and chestnut trees. Mangrove swamps line the Salée River. Much of the forest on Grande-Terre has been cleared, with only a few small patches remaining.
Between 300 and 1,000 m of altitude, the rainforest that covers a large part of the island of Basse-Terre develops. There we find the white gum tree, the acomat-boucan or chestnut tree, the marbri or bois-bandé or the oleander; shrubs and herbaceous plants such as the mountain palm, the balisier or ferns; many epiphytes: bromeliads, philodendrons, orchids and lianas. Above 1,000 m, the humid savannah develops, composed of mosses, lichens, sphagnum or more vigorous plants such as mountain mangrove, high altitude violet or mountain thyme.
The dry forest occupies a large part of the islands of Grande-Terre, Marie-Galante, Les Saintes, La Désirade and also develops on the leeward coast of Basse-Terre. The coastal forest is more difficult to develop because of the nature of the soil (sandy, rocky), salinity, sunshine and wind and is the environment where the sea grape, the mancenilla (a very toxic tree whose trunk is marked with a red line), the icaquier or the Coconut tree grow. On the cliffs and in the Arid zones are found cacti such as the cactus-cigar (Cereus), the prickly pear, the chestnut cactus, the "Tête à l'anglais" cactus and the aloes.
The Mangrove forest that borders some of Guadalupe's coasts is structured in three levels, from the closest to the sea to the farthest. On the first level are the red mangroves; on the second, about ten meters from the sea, the black mangroves form the shrubby mangrove; on the third level the white mangroves form the tall mangrove. Behind the mangrove, where the tide and salt do not penetrate, a swamp forest sometimes develops, unique in Guadeloupe. The representative species of this environment is the Mangrove-medaille.
Fauna
Few terrestrial mammals, aside from bats and raccoons, are native to the islands. The introduced Javan mongoose is also present on Guadeloupe. Bird species include the endemic purple-throated carib, Guadeloupe woodpecker and the extinct Guadeloupe parakeet. The waters of the islands support a rich variety of marine life.
However, by studying 43,000 bone remains from six islands in the archipelago, 50 to 70% of snakes and lizards on the Guadeloupe Islands became extinct after European colonists arrived, who had brought with them mammals such as cats, mongooses, rats, and raccoons, which might have preyed upon the native reptiles.
Environmental preservation
In recent decades, Guadeloupe's natural environments have been affected by hunting and fishing, forest retreat, urbanization and suburbanization. They also suffer from the development of intensive crops (banana and sugar cane, in particular), which reached their peak in the years 1955–75. This has led to the following situation: seagrass beds and reefs have degraded by up to 50% around the large islands; mangroves and mantids have almost disappeared in Marie-Galante, Les Saintes and La Désirade; the salinity of the fresh water table has increased due to "the intensity of use of the layer"; and pollution of agricultural origin (pesticides and nitrogenous compounds).
In addition, the ChlEauTerre study, unveiled in March 2018, concludes that 37 different anthropogenic molecules (more than half of which come from residues of now-banned pesticides, such as chlordecone) were found in "79% of the watersheds analyzed in Grande-Terre and 84% in Basse-Terre." A report by the Guadeloupe Water Office notes that in 2019 there is a "generalized degradation of water bodies."
Despite everything, there is a will to preserve these environments whose vegetation and landscape are preserved in some parts of the islands and constitute a sensitive asset for tourism. These areas are partially protected and classified as ZNIEFF, sometimes with nature reserve status, and several caves are home to protected chiropterans.
The Guadalupe National Park was created on 20 February 1989. In 1992, under the auspices of UNESCO, the Biosphere Reserve of the Guadeloupe Archipelago (Réserve de biosphère de l'archipel de la Guadeloupe) was created. As a result, on 8 December 1993, the marine site of Grand Cul-de-sac was listed as a wetland of international importance. The island thus became the overseas department with the most protected areas.
Earthquakes and tsunamis
The archipelago is crossed by numerous geological faults such as those of la Barre or la Cadoue, while in depth, in front of Moule and La Désirade begins the Désirade Fault, and between the north of Maria-Galante and the south of Grande-Terre begins the Maria Galante Fault. And it is because of these geological characteristics, the islands of the department of Guadeloupe are classified in zone III according to the seismic zoning of France and are subject to a specific risk prevention plan.
The 1843 earthquake in the Lesser Antilles is, to this day, the most violent earthquake known. It caused the death of more than a thousand people, as well as major damage in Pointe-à-Pitre.
On 21 November 2004, the islands of the department, in particular Les Saintes archipelago, were shaken by a violent earthquake that reached a magnitude of 6.3 on the Richter scale and caused the death of one person, as well as extensive material damage.
Demographics
Guadeloupe recorded a population of 402,119 in the 2013 census. The population is mainly Afro-Caribbean. White European, Indian (Tamil, Telugu, and other South Indians), Lebanese, Syrians, and Chinese are all minorities. There is also a substantial population of Haitians in Guadeloupe who work mainly in construction and as street vendors. Basse-Terre is the political capital; however, the largest city and economic hub is Pointe-à-Pitre.
The population of Guadeloupe has been stable recently, with a net increase of only 335 people between the 2008 and 2013 censuses. In 2012 the average population density in Guadeloupe was 247.7 inhabitants for every square kilometre, which is very high in comparison to France's overall average of 116.5 inhabitants for every square kilometre. One third of the land is devoted to agriculture and all mountains are uninhabitable; this lack of space and shelter makes the population density even higher.
Major urban areas
Health
In 2011, life expectancy at birth was recorded at 77.0 years for males and 83.5 for females.
Medical centers in Guadeloupe include: University Hospital Center (CHU) in Pointe-à-Pitre, Regional Hospital Center (CHR) in Basse-Terre, and four hospitals located in Capesterre-Belle-Eau, Pointe-Noire, Bouillante and Saint-Claude.
The Institut Pasteur de la Guadeloupe, is located in Pointe-à-Pitre and is responsible for researching environmental hygiene, vaccinations, and the spread of tuberculosis and mycobacteria
Immigration
The relative wealth of Guadeloupe contrasts with the extreme poverty of several islands in the Caribbean region, which makes the community an attractive place for the populations of some of these territories. In addition, other factors, such as political instability and natural disasters, explain this immigration. As early as the 1970s, the first illegal immigrants of Haitian origin arrived in Guadeloupe to meet a need for labor in the agricultural sector; alongside this Haitian immigration, which is more visible because it is more numerous, Guadeloupe has also seen the arrival and settlement of populations from the island of Dominica and the Dominican Republic. In 2005, the prefecture, which represents the State in Guadeloupe, reported figures of between 50,000 and 60,000 foreigners in the department.
Migration
Created in 1963 by Michel Debré, Bumidom's objective was to "[...] contribute to the solution of demographic problems in the overseas departments". To this end, its missions were multiple: information for future emigrants, vocational training, family reunification and management of reception centers. At the time, this project was also seen as a means to diminish the influence of the West Indian independence movements, which were gaining strength in the 1960s.
Between 1963 and 1981, an estimated 16,562 Guadeloupeans emigrated to metropolitan France through Bumidom. And the miniseries Le Rêve français (The French Dream) sets out to recount some of the consequences of the emigration of West Indians and Reunionese to France.
An estimated 50,000 Guadeloupeans and Martinicans participated in the construction of the Panama Canal between 1904 and 1914. In 2014, it was estimated that there were between 60,000 and 70,000 descendants of these West Indians living in Panama. Other waves of migration to North America, especially to Canada, occurred at the beginning of the 20th century.
Governance
Together with Martinique, La Réunion, Mayotte and French Guiana, Guadeloupe is one of the overseas departments, being both a region and a department combined into one entity. It is also an outermost region of the European Union. The inhabitants of Guadeloupe are French citizens with full political and legal rights.
Legislative powers are centred on the separate departmental and regional councils. The elected president of the Departmental Council of Guadeloupe is currently Josette Borel-Lincertin; its main areas of responsibility include the management of a number of social and welfare allowances, of junior high school (collège) buildings and technical staff, and local roads and school and rural buses. The Regional Council of Guadeloupe is a body, elected every six years, consisting of a president (currently Ary Chalus) and eight vice-presidents. The regional council oversees secondary education, regional transportation, economic development, the environment, and some infrastructure, among other things.
Guadeloupe elects one deputy from one of each of the first, second, third, and fourth constituencies to the National Assembly of France. Three senators are chosen for the Senate of France by indirect election. For electoral purposes, Guadeloupe is divided into two arrondissements (Basse-Terre and Pointe-à-Pitre), and 21 cantons.
Most of the French political parties are active in Guadeloupe. In addition there are also regional parties such as the Guadeloupe Communist Party, the Progressive Democratic Party of Guadeloupe, the Guadeloupean Objective, the Pluralist Left, and United Guadeloupe, Solidary and Responsible.
The prefecture (regional capital) of Guadeloupe is Basse-Terre. Local services of the state administration are traditionally organised at departmental level, where the prefect represents the government.
Administrative divisions
For the purposes of local government, Guadeloupe is divided into 32 communes. Each commune has a municipal council and a mayor. Revenues for the communes come from transfers from the French government, and local taxes. Administrative responsibilities at this level include water management, civil register, and municipal police.
Geopolitics
From a geostrategic point of view, Guadeloupe is located in a central part of the Caribbean archipelago between the Atlantic Ocean and the Caribbean Sea. This location in the region allows France to reach a large part of the eastern coast of the American continent. The exclusive economic zone formed by Guadeloupe and Martinique covers just over 126,146 square kilometres. In 1980 France established its maritime boundaries in the area by signing a Treaty with Venezuela. This provides France with important fishing resources.This offers France important fishing resources and independence to develop a sovereign policy of underwater research and protection (protection of humpback whales, Cousteau reserve, protection of coral reefs). Because of its geographical position, Guadeloupe allows France to participate in political and diplomatic dialogues at both the regional (Lesser and Greater Antilles) and continental (Latin and North America) levels.
The signing of the Regional Convention for the Internationalisation of Enterprise (CRIE), membership of the Economic Commission for Latin America and the Caribbean (ECLAC) and membership of the Association of Caribbean States (ACS) are milestones that have enabled Guadeloupe to develop its bilateral or multilateral relations within the framework of international agreements or institutions.11 The development of bilateral and multilateral economic partnerships with other Caribbean and American states is based on the modernisation of the autonomous port of Guadeloupe and the importance of the Guadeloupe-Polo Caribe international airport.
Symbols and flags
As a part of France, Guadeloupe uses the French tricolour as its flag and La Marseillaise as its anthem. However, a variety of other flags are also used in an unofficial or informal context, most notably the sun-based flag. Independentists also have their own flag.
Economy
The economy of Guadeloupe depends on tourism, agriculture, light industry and services. It is reliant upon mainland France for large subsidies and imports and public administration is the largest single employer on the islands. Unemployment is especially high among the youth population.
In 2017, the Gross domestic product (GDP) of Guadeloupe was €9.079 billion, and showed 3.4% growth. The GDP per capita of Guadeloupe was €23,152. Imports amounted to €3.019 billion, and exports to €1.157 billion. The main export products are bananas, sugar and rum. Banana exports suffered in 2017 from damages due to Hurricane Irma and Hurricane Maria.
Tourism
Tourism is the one of the most prominent sources of income, with most visitors coming from France and North America. An increasingly large number of cruise ships visit Guadeloupe, the cruise terminal of which is in Pointe-à-Pitre.
Agriculture
The traditional sugar cane crop is slowly being replaced by other crops, such as bananas (which now supply about 50% of export earnings), eggplant, guinnep, noni, sapotilla, giraumon squash, yam, gourd, plantain, christophine, cocoa, jackfruit, pomegranate, and many varieties of flowers. Other vegetables and root crops are cultivated for local consumption, although Guadeloupe is dependent upon imported food, mainly from the rest of France.
Light industry
Of the various light industries, sugar and rum production, solar energy, cement, furniture and clothing are the most prominent. Most manufactured goods and fuel are imported.
Culture
Language
Guadeloupe's official language is French, which is spoken by nearly all of the population. 99% of Guadeloupeans speak French. They also speak the so-called patois Creole, which is a French-based Creole also known as Antillean Creole.
Guadeloupean Creole emerged as a result of the need for all ethnic groups (European, mainly French, African and Amerindian) to be able to understand each other. This language is therefore the result of a mixture created in the 17th century in response to a communicative emergency. Unlike the Spanish and the English, the French did not have a unified language at the time of the colonisation of Guadeloupe. The Normans spoke Norman, the Bretons Breton, and therefore could not impose their language.
Moreover, Terre-de-Haut and Terre-de-Bas, in the Saintes archipelago, due to their settlement history (Breton, Norman and Poitevin settlers), have their own Creoles which differ from Guadeloupean Creole by their French pronunciations, their particular expressions, their syntax and their sonorities. Although it is not transcribed, these islanders call their Creole "patois" or "language of St. Martin" and actively ensure its transmission and perpetuation by their descendants in vernacular form.
A Guadeloupean béké first wrote Creole at the end of the 17th century. And he had transcribed it, at the time, from the French orthography.
As Guadeloupe is a French department, French is the official language. However, Guadeloupean French (in contact with Creole) has certain linguistic characteristics that differ from those of standard metropolitan French. However, this regional French has been little studied and most of the descriptions made refer to its lexicon and morphosyntax. However, there is now a very detailed study of the phonetic aspect of Guadeloupean French (this would be the first study to deal with both the acoustic and the phonological and perceptual aspects of Guadeloupean French in particular and West Indian French in general). It is also concerned with the reading varieties of Guadeloupean French (acrolect, mesolect and basilect).
Since the return to the roots of part of the Guadeloupean population, a real interest in Creole has been created through the appearance of books of short stories and poetry published in Creole and French over the last ten years. In this context, Hector Poullet is a pioneer of Creole-mediated dictation. Creole is also a very colourful language and very philosophical in its expressions and phrases, which, translated literally into French, can be confusing. The representatives of the older generations are not always fluent in French, but in Guadeloupean Creole.
Today, the question as to whether French and Creole are stable in Guadeloupe, i.e. whether both languages are practised widely and competently throughout society, remains a subject of active research.
Religion
About 80% of the population are Roman Catholic. Guadeloupe is in the diocese of Basse-Terre (et Pointe-à-Pitre). Other major religions include various Protestant denominations. In 1685, the Black Code announced the Christian religion in its Catholic form as the only authorized religion in the French West Indies, thus excluding Jews and the various Protestant groups from practicing their beliefs, and imposed the forced conversion of the newly arrived slaves and the baptism of the older ones.
This was followed by a rapid fashion among the slaves, since this religion offered them a spiritual refuge and allowed them to safeguard some of their African beliefs and customs, thus marking the beginning of a religious syncretism. Since the 1970s, new religions and groups have been 'competing' with the Catholic Church, such as the Evangelical Pentecostal Church, the Seventh-day Adventist Church, the Bible Students or Jehovah's Witnesses and The Church of Jesus Christ of Latter-day Saints.
Administratively, the territory of Guadeloupe is part of the Diocese of Basse-Terre and Pointe-à-Pitre, attached to the Catholic Church in France. The diocese includes the territories of Guadeloupe, St. Barthélemy and St. Martin and the number of faithful is estimated at 400,000. In 2020 there were 59 priests active in the diocese. The episcopal see is located in Basse-Terre, in the cathedral of Notre-Dame-de-Guadeloupe.
Hinduism, which accompanied the Indians who came to work in Guadeloupe in the mid-19th century, has expanded since the 1980s. The Indian community has its own tradition that comes from India. It is the mayé men, a distorted pronunciation of the name of the Tamil Indian goddess Mariamman. There are no less than 400 temples in the archipelago. Islam made its appearance in the French West Indies in the 1970s, first in Martinique.
According to the president of the Muslim association of Guadeloupe, there are between 2,500 and 3,000 Muslims in the department. The island has two mosques. Judaism has been present in Guadeloupe since the arrival of Dutch settlers expelled from the northeast of present-day Brazil in 1654. There is a synagogue and an Israelite cultural community. Guadeloupeans of Syrian and Lebanese origin practice Catholicism in its Maronite form. Rastafari has been attractive to some young people since the 1970s following its emergence in the United States and Jamaica. The quimbois or kenbwa, practiced in Guadeloupe, refer to magical-religious practices derived from Christian and African syncretism.
Literature
Guadeloupe has always had a rich literary output, with Guadeloupean author Saint-John Perse winning the 1960 Nobel Prize in Literature. Other prominent writers from Guadeloupe or of Guadeloupean descent include Maryse Condé, Simone Schwarz-Bart, Myriam Warner-Vieyra, Oruno Lara, Daniel Maximin, Paul Niger, Guy Tirolien and Nicolas-Germain Léonard.
Music
Music and dance are also very popular, and the interaction of African, French and Indian cultures has given birth to some original new forms specific to the archipelago, most notably zouk music. Since the 1970s, Guadeloupean music has increasingly claimed the local language, Guadeloupean Creole as the preferred language of popular music. Islanders enjoy many local dance styles including zouk, zouk-love, compas, as well as the modern international genres such as hip hop, etc.
Traditional Guadeloupean music includes biguine, kadans, cadence-lypso, and gwo ka. Popular music artists and bands such as Experience 7, Francky Vincent, Kassav' (which included Patrick St-Eloi, and Gilles Floro) embody the more traditional music styles of the island, whilst other musical artists such as the punk band The Bolokos (1) or Tom Frager focus on more international genres such as rock or reggae. Many international festivals take place in Guadeloupe, such as the Creole Blues Festival on Marie-Galante. All the Euro-French forms of art are also ubiquitous, enriched by other communities from Brazil, Dominican Republic, Haiti, India, Lebanon, Syria) who have migrated to the islands.
Classical music has seen a resurgent interest in Guadeloupe. One of the first known composers of African origin was born in Guadeloupe, Le Chevalier de Saint-Georges, a contemporary of Joseph Haydn and Wolfgang Amadeus Mozart, and a celebrated figure in Guadeloupe. Several monuments and cites are dedicated to Saint-Georges in Guadeloupe, and there is an annual music festival, Festival International de Musique Saint-Georges, dedicated in his honour. The festival attracts classical musicians from all over the world and is one of the largest classical music festivals in the Caribbean.Another element of Guadeloupean culture is its dress. A few women (particularly of the older generation) wear a unique style of traditional dress, with many layers of colourful fabric, now only worn on special occasions. On festive occasions they also wore a madras (originally a "kerchief" from South India) headscarf tied in many different symbolic ways, each with a different name. The headdress could be tied in the "bat" style, or the "firefighter" style, as well as the "Guadeloupean woman". Jewellery, mainly gold, is also important in the Guadeloupean lady's dress, a product of European, African and Indian inspiration.
Traditional dress
Traditional dress, inherited today, is the result of a long cultural mix involving Africa, Asia and Europe. This cultural mix was initially based on triangular trade and later on a more globalized trade that included importing fabrics from the Orient. For example, in the traditional Guadeloupean costume, we find Asian influences with the use of madras cloth from India, African and European influences (Spanish in this case) with the use of the headscarf for covering and again European influences (French in this case) in the adoption of the lace petticoat from Brittany.
The clothing worn in Guadeloupe has mutated over the centuries and has undergone changes that reflect the social conditions and the evolution of society, from the time of slavery to the present day. During the second half of the 17th century, slaves arriving in Guadeloupe were naked or nearly naked. They were then forced to wear rags or the owner's worn-out clothes, which were quickly discarded, barely concealing their nakedness. Or slaves working in the fields wore the "three-hole" dress, made of a vegetable fiber fabric in which three holes were made (two for the arms and one for the head). Under pressure from the church and the authorities, slaves were forced to wear the "three-hole" dress.
Under pressure from the church and as soon as the Black Code was enforced in 1685, owners were required to provide "each slave with two suits of cloth or four alders (about 7.5 m2 ) of cloth a year... art.25" which only modestly improved their conditions. However, the poor quality of the clothing worn during slavery must be qualified, as it could vary according to the day of the week (daily clothing, Sunday clothing, clothing for special occasions), or according to the status of the slaves employed in the houses.
In fact, the latter could be dressed in clothes of different quality according to the job they performed on the property. For example, in the case of the maids, their clothes could be of better quality because they had to reflect the image of success and wealth that their master wanted to project.
From the 17th century onwards, the development of the Creole costume coincided with the desire of slave women to regain their dignity, with the evolution of their employment within the household or Guadeloupean society (specialization in the sewing and dressmaking trades), with the evolution of Guadeloupean society (free women of color, freed slaves, mulatto women) and with the influence of the European fashionable costume, which the housewife represented.
After the abolition of slavery, the main periods of traditional Guadeloupean dress were the following:
1848 to 1930, establishment of the use of the costume;
From 1930 to 1950, significant decrease in the use of the traditional costume;
From 1950 to 1960, period in which the traje becomes a "folkloric" garment;
From 1960 to the present, the traditional costume has been recovered and is valued both as an everyday garment and as a sign of attachment to the culture of Guadalupe.53 Today, many designers are inspired by the traditional costume to make some of their creations.
As a result of this fusion of African and European dress codes over the centuries, including materials from distant origins, the Guadeloupean wardrobe includes Creole garments such as: the cozy dress or wòb ti-do, an everyday dress also called "à corps" because it fits the body like a corset; the skirt-shirt, in ceremonial dress (the shirt is made of very fine batiste trimmed with lace, which stops at the elbows and is buttoned with golden buttons. The skirt, full and very wide in the back with tail, is knotted above the breasts); the bodice dress which is distinguished from the others by the quantity and richness of the fabric used (satin, brocade satin, satin).
The traditional headdress, worn with or without the women's traditional costume, is the subject of a precise codification:
The "tête chaudière" is the ceremonial headdress with a round, flat shape, topped with a spiked knot;
The four-pointed headdress (headdress with four knots) means "my heart has room for whoever wants it! ";
The three-pointed headdress means "my heart is taken!".
The two-pointed headdress means "my heart is compromised, but you can try your luck! ";
The one-ended headdress means "my heart is free! "
Gastronomy
In terms of gastronomy, Guadeloupean cuisine is a mixture of African, European and Asian influences. It uses first of all agricultural products such as poyo (plantain more commonly called green plantain or ti-nain), bread plantain, okra, cabbage, pigeon peas, cristofina, yam or sweet potato.
The sea and rivers provide rays, snappers, octopus (chatou), lambis, burgots (a type of large whale), sea urchins and ouassous. Orchards provide fruits such as soursop, red jambosier, passion fruit (marakoudja), mango, quenette, and citrus. Condiments sometimes added to dishes are habanero chili, cive (a kind of onion from the country) or roucou seeds that give a red tint to sauces.
The cooking, often spicy and seasoned, results from soaking meat or fish for hours before cooking, to enhance its flavor. Typical dishes are: fish blaff, dombrés, bébélé (from Marie-Galante), colombo (equivalent to Indian curry) and matété (rice cooked with crab). And as for appetizers or snacks, there are morcillas criollas, accras, cassava cakes and bokit.
As for desserts, there are blancmange, sorbets or various fruit salads. As for pastries, you can choose from pâtés with jam, tourment d'amour (in Les Saintes), caca bœuf (in Marie-Galante) or sacristain. The "pain natté", which is a local brioche bread, is often eaten.
There are local productions of candied fruits (elderberry, pineapple, carambola) and jams (guava, banana, coconut). Sorbets such as coconut sherbet or snowball made with crushed ice to which a syrup (mint, grenadine) is added are also consumed. Sweets include coconut sugar, kilibibi and konkada (of Beninese origin).In the category of beverages, the consumption of soft drinks is very important in Guadeloupe, as well as that of a drink locally nicknamed black beer. In addition, it is not uncommon to see vendors of sugar cane juice or coconut water on the roads. Chaudeau is consumed on special occasions (weddings, baptisms, communions) and is a Guadeloupean-style eggnog eaten with a whipped cake (génoise). The rum, whose consumption is culturally imbricated in the Guadeloupean society, comes in particular from one of the ten distilleries distributed in the Guadeloupean territory and that produce the rums of Guadeloupe.
Festivities
At Christmas, families and friends gather during the chanté Nwel, an opportunity to sing carols and celebrate. After the vacations, rehearsals begin for the Guadeloupe carnival. Carnival groups parade through the streets every Sunday afternoon until the Carnival festivities in February or March. For example, the groups with skins, the Akiyo group are groups composed only of large percussion and lambi shell instruments. They have the particularity of having no brass instruments in the band, no choreography, they often parade without themed costumes. Since 2014, the Carnival in kabwèt of Marie-Galante has been registered in the inventory of the intangible heritage of France at Unesco.
Shrove Tuesday is the big party where carnival groups compete in the main town, Basse-Terre, or in Pointe-à-Pitre, for the best costumes, the best music or the best choreography whose theme is imposed by the carnival committees. The next day, on Ash Wednesday, the day that ends the carnival, the mascot king of the carnival nicknamed Vaval is burned, which signals the end of the festivities, everyone parades in black and white (to mark Vaval's mourning), and then the forty days of Lent begin. Most of the population is Catholic and respects this period. But, given the great fondness for festivities, on the "Thursday of Lent" a parade is organized in red and black identical to that of Carnival, with groups of musicians preceded by people parading.
After this period of deprivation, the Easter celebrations take place, during which families usually go camping on the beach and eat traditional and very popular dishes based on crabs: matété (rice cooked with crab), calalou (crabs with wooden leaves accompanied by white rice) or dombrés with crabs (small balls of flour cooked with crab).
Sport
Football (soccer) is popular in Guadeloupe, and several notable footballers are of Guadeloupean origin, including Marius Trésor, Stéphane Auvray, Ronald Zubar and his younger brother Stéphane, Miguel Comminges, Dimitri Foulquier, Bernard Lambourde, Anthony Martial, Alexandre Lacazette, Thierry Henry, Lilian Thuram, William Gallas, Layvin Kurzawa, Mikael Silvestre, Thomas Lemar and Kingsley Coman.
The national football team were 2007 CONCACAF Gold Cup semi-finalists, defeated by Mexico.
Basketball is popular. Best known players are the NBA players Rudy Gobert, Mickaël Piétrus, Johan Petro, Rodrigue Beaubois, and Mickael Gelabale (now playing in Russia), who were born on the island.
Several track and field athletes, such as Marie-José Pérec, Patricia Girard-Léno, Christine Arron, and Wilhem Belocian, are also Guadeloupe natives.
The island has produced many world-class fencers. Yannick Borel, Daniel Jérent, Ysaora Thibus, Anita Blaze, Enzo Lefort and Laura Flessel were all born and raised in Guadeloupe. According to olympic gold medalist and world champion Yannick Borel, there is a good fencing school and a culture of fencing in Guadeloupe.
Even though Guadeloupe is part of France, it has its own sports teams. Rugby union is a small but rapidly growing sport in Guadeloupe.
The island is internationally known for hosting the Karujet Race – Jet Ski World Championship since 1998. This nine-stage, four-day event attracts competitors from around the world (mostly Caribbeans, Americans, and Europeans). The Karujet, generally made up of seven races around the island, has an established reputation as one of the most difficult championships in which to compete.
The Route du Rhum is one of the most prominent nautical French sporting events, occurring every four years.
Bodybuilder Serge Nubret was born in Anse-Bertrand, Grande-Terre, representing the French state in various bodybuilding competitions throughout the 1960s and 1970s including the IFBB's Mr. Olympia contest, taking 3rd place every year from 1972 to 1974, and 2nd place in 1975. Bodybuilder Marie-Laure Mahabir also hails from Guadeloupe.
The country has a passion for cycling. It hosted the French Cycling Championships in 2009 and continues to host the Tour de Guadeloupe every year.
Guadeloupe continues to host the Orange Open de Guadeloupe tennis tournament (since 2011).
The Tour of Guadeloupe sailing, which was founded in 1981.
In boxing, Ludovic Proto - as an amateur, he competed in the 1988 Summer Olympics in the men's light welterweight division. As a professional, he was a former French and European welterweight champion;
Gilbert Delé - as a professional, he was a former French and European light-middleweight champion, then he won the WBA world light-middleweight title in 1991;
Jean-Marc Mormeck - as a professional, he was a former French light heavyweight champion and two-time unified world cruiserweight champion—held the WBA, WBC, and The Ring titles twice between 2005 and 2007).
Transport
Guadeloupe is served by a number of airports; most international flights use Pointe-à-Pitre International Airport. Boats and cruise ships frequent the islands, using the ports at Pointe-à-Pitre and Basse-Terre.
On 9 September 2013 the county government voted in favour of constructing a tramway in Pointe-à-Pitre. The first phase will link northern Abymes to downtown Pointe-à-Pitre by 2019. The second phase, scheduled for completion in 2023, will extend the line to serve the university.
Education
The Guadeloupe academic region includes only the Guadeloupe academy. It employs 9,618 people and its operating budget was €714.3 million for 2018–2019. The territory has 300 elementary schools, including 1 private kindergarten under contract and 14 private elementary schools under contract. It also has 52 middle schools, including 6 private under contract. And finally, it has 38 high schools, 13 of which are private under contract.
During the 2018–2019 school year were enrolled at Guadeloupe Academy:
45,510 students in primary education ;
45,626 students in secondary education;
2,718 graduate students in high school.
Since 2014, the Academy has 12 districts divided into 5 poles:
The Pôle Îles du Nord (St. Martin and St. Barthélemy);
The Basse-Terre Nord Pole (Baie-Mahault, Capesterre-Belle-Eau and Sainte-Rose) ;
The South Pole of Basse-Terre: Basse-Terre and Bouillante (including the islands of Les Saintes);
The North Pole of Grande-Terre: Grande-Terre Nord, Sainte-Anne and Saint-François (including the islands of La Désirade and Marie-Galante);
The South Pole of Grande-Terre: Les Abymes, Gosier and Pointe-à-Pitre.
The islands of Guadeloupe also have two local campuses of the University of the West Indies (Fouillole and Camp Jacob), a "city of knowledge" including a health and social campus, a "university of trades" including a training center for apprentices (CFA), a regional arts and entertainment center, a student residence and, finally, three sites of the regional deuxième chance school.
Infrastructure
Energy
The island has great potential for solar, wind and marine energy, but by 2018, biomass and coal energy and petroleum hydrocarbons are still the most used.
The Energy transition Law (TECV) provides for 50% renewable energy by 2020 in the territory. And the Guadeloupe EPP plans to develop 66 MW of additional biomass capacity between 2018 and 2023, including 43 MW to replace coal.
For example, the Albioma Caraïbes (AC) coal-fired power plant will be converted to biomass to help increase the share of renewables in Guadeloupe's energy mix from 20.5% to 35% , thereby mitigating the island's dependence on fossil fuels and reducing acidic air pollution and the production of toxic and bottom ash.
This 34 MW power plant, producing 260 GWh/year of electricity in 2018 (i.e. 15% of the island's needs), should reduce 265 000 t of CO2 equivalent/year throughout the chain (−87% once converted to biomass compared to the previous situation, coal).
Guadeloupe has an electricity production plant, in Le Moule, based on the sugar cane agricultural sector, which recovers the residues from sugar cane crushing (bagasse) to produce energy; 12 wind farms, such as in Désirade, Le Moule or Marie-Galante; a geothermal power plant in Bouillante, which uses the energy of water vapor produced by volcanic activity (the plant's electricity production ranks it first nationally); a project to harness the energy of waves and ocean currents; photovoltaic installations that contribute to the operation of solar water heaters for homes and to the development of the electric vehicle sector.
Electricity produced by hydropower, which represents 2.2% of total production, comes from dams built on the beds of certain rivers.
Drinking water supply
The water distributed by Guadeloupe's drinking water network comes mainly from Basse Terre, 70% from river intakes and 20% from spring catchments. The remaining 10% comes from boreholes tapping the groundwater of Grande Terre and Marie-Galante.
Access to water and sanitation is problematic due to the deteriorated state of the network, which causes many losses in the water supply system. For years, water shortages have been recurrent and have forced "water shifts", mainly in the municipalities of Grande-Terre, which are the most affected, with consequences for private individuals and agricultural activities.
According to statistics from the Water Office (2020 data), 61% of drinking water production is wasted, i.e. almost 50 million cubic meters of water per year, due to pipes in poor condition. In addition, 70% of wastewater treatment plants do not meet standards.
Crime
Although Guadeloupe is one of the safest islands in the Caribbean, it was the most violent overseas French department in 2016. The murder rate is slightly more than that of Paris, at 8.2 per 100,000. The high level of unemployment caused violence and crime to rise, especially in 2009 and 2010, the years following the Great Recession. Residents of Guadeloupe describe the island as a place with little everyday crime, and most violence is caused by the drug trade or domestic disputes.
See also
Bibliography of Guadeloupe
Index of Guadeloupe-related articles
List of colonial and departmental heads of Guadeloupe
Overseas departments and territories of France
Slavery in the Caribbean
References
Further reading
Haigh, Sam – An Introduction to Caribbean Francophone Writing: Guadeloupe and Martinique.
Jennings, Eric T. – Vichy in the Tropics: Petain’s National Revolution in Madagascar, Guadeloupe, and Indochina, 1940–1944.
Noble, G. K. – The Resident Birds of Guadeloupe.
Paiewonsky, Michael – Conquest of Eden, 1493–1515: Other Voyages of Columbus; Guadeloupe, Puerto Rico, Hispaniola, Virgin Islands.
Roche, Jean-Claude – Oiseau des Antilles. Vol. 1, The Lesser Antilles from Grenada to Guadeloupe.
External links
Dependent territories in the Caribbean
Overseas departments of France
French Caribbean
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Lesser Antilles
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12398 | https://en.wikipedia.org/wiki/Geographic%20information%20system | Geographic information system | A geographic information system (GIS) is a type of database containing geographic data (that is, descriptions of phenomena for which location is relevant), combined with software tools for managing, analyzing, and visualizing those data. In a broader sense, one may consider such a system to also include human users and support staff, procedures and workflows, body of knowledge of relevant concepts and methods, and institutional organizations.
The uncounted plural, geographic information systems, also abbreviated GIS, is the most common term for the industry and profession concerned with these systems. It is roughly synonymous with geoinformatics and part of the broader geospatial field, which also includes GPS, remote sensing, etc. Geographic information science, the academic discipline that studies these systems and their underlying geographic principles, may also be abbreviated as GIS, but the unambiguous GIScience is more common.
Geographic information systems are utilized in multiple technologies, processes, techniques and methods. They are attached to various operations and numerous applications, that relate to: engineering, planning, management, transport/logistics, insurance, telecommunications, and business. For this reason, GIS and location intelligence applications are at the foundation of location-enabled services, that rely on geographic analysis and visualization.
GIS provides the capability to relate previously unrelated information, through the use of location as the "key index variable". Locations and extents that are found in the Earth's spacetime, are able to be recorded through the date and time of occurrence, along with x, y, and z coordinates; representing, longitude (x), latitude (y), and elevation (z). All Earth-based, spatial–temporal, location and extent references, should be relatable to one another, and ultimately, to a "real" physical location or extent. This key characteristic of GIS, has begun to open new avenues of scientific inquiry and studies.
History and development
While digital GIS dates to the mid-1960s, when Roger Tomlinson first coined the phrase "geographic information system", many of the geographic concepts and methods that GIS automates date back decades earlier.
One of the first known instances in which spatial analysis was used came from the field of epidemiology in the "Rapport sur la marche et les effets du choléra dans Paris et le département de la Seine" (1832). French geographer and cartographer, Charles Picquet created a map outlining the forty-eight Districts in Paris, using halftone color gradients, to provide a visual representation for the number of reported deaths due to cholera per every 1,000 inhabitants.
In 1854, John Snow, an epidemiologist and physician, was able to determine the source of a cholera outbreak in London through the use of spatial analysis. Snow achieved this through plotting the residence of each casualty on a map of the area, as well as the nearby water sources. Once these points were marked, he was able to identify the water source within the cluster that was responsible for the outbreak. This was one of the earliest successful uses of a geographic methodology in pinpointing the source of an outbreak in epidemiology. While the basic elements of topography and theme existed previously in cartography, Snow's map was unique due to his use of cartographic methods, not only to depict, but also to analyze clusters of geographically dependent phenomena.
The early 20th century saw the development of photozincography, which allowed maps to be split into layers, for example one layer for vegetation and another for water. This was particularly used for printing contours – drawing these was a labour-intensive task but having them on a separate layer meant they could be worked on without the other layers to confuse the draughtsman. This work was originally drawn on glass plates but later plastic film was introduced, with the advantages of being lighter, using less storage space and being less brittle, among others. When all the layers were finished, they were combined into one image using a large process camera. Once color printing came in, the layers idea was also used for creating separate printing plates for each color. While the use of layers much later became one of the main typical features of a contemporary GIS, the photographic process just described is not considered to be a GIS in itself – as the maps were just images with no database to link them to.
Two additional developments are notable in the early days of GIS: Ian McHarg's publication "Design with Nature" and its map overlay method and the introduction of a street network into the U.S. Census Bureau's DIME (Dual Independent Map Encoding) system.
Computer hardware development spurred by nuclear weapon research led to general-purpose computer "mapping" applications by the early 1960s.
In 1960 the world's first true operational GIS was developed in Ottawa, Ontario, Canada, by the federal Department of Forestry and Rural Development. Developed by Dr. Roger Tomlinson, it was called the Canada Geographic Information System (CGIS) and was used to store, analyze, and manipulate data collected for the Canada Land Inventory, an effort to determine the land capability for rural Canada by mapping information about soils, agriculture, recreation, wildlife, waterfowl, forestry and land use at a scale of 1:50,000. A rating classification factor was also added to permit analysis.
CGIS was an improvement over "computer mapping" applications as it provided capabilities for data storage, overlay, measurement, and digitizing/scanning. It supported a national coordinate system that spanned the continent, coded lines as arcs having a true embedded topology and it stored the attribute and locational information in separate files. As a result of this, Tomlinson has become known as the "father of GIS", particularly for his use of overlays in promoting the spatial analysis of convergent geographic data. CGIS lasted into the 1990s and built a large digital land resource database in Canada. It was developed as a mainframe-based system in support of federal and provincial resource planning and management. Its strength was continent-wide analysis of complex datasets. The CGIS was never available commercially.
In 1964 Howard T. Fisher formed the Laboratory for Computer Graphics and Spatial Analysis at the Harvard Graduate School of Design (LCGSA 1965–1991), where a number of important theoretical concepts in spatial data handling were developed, and which by the 1970s had distributed seminal software code and systems, such as SYMAP, GRID, and ODYSSEY, to universities, research centers and corporations worldwide. These programs were the first examples of general purpose GIS software that was not developed for a particular installation, and was very influential on future commercial software, such as Esri ARC/INFO, released in 1983.
By the late 1970s two public domain GIS systems (MOSS and GRASS GIS) were in development, and by the early 1980s, M&S Computing (later Intergraph) along with Bentley Systems Incorporated for the CAD platform, Environmental Systems Research Institute (ESRI), CARIS (Computer Aided Resource Information System), and ERDAS (Earth Resource Data Analysis System) emerged as commercial vendors of GIS software, successfully incorporating many of the CGIS features, combining the first generation approach to separation of spatial and attribute information with a second generation approach to organizing attribute data into database structures.
In 1986, Mapping Display and Analysis System (MIDAS), the first desktop GIS product was released for the DOS operating system. This was renamed in 1990 to MapInfo for Windows when it was ported to the Microsoft Windows platform. This began the process of moving GIS from the research department into the business environment.
By the end of the 20th century, the rapid growth in various systems had been consolidated and standardized on relatively few platforms and users were beginning to explore viewing GIS data over the Internet, requiring data format and transfer standards. More recently, a growing number of free, open-source GIS packages run on a range of operating systems and can be customized to perform specific tasks. The major trend of the 21st Century has been the integration of GIS capabilities with other Information technology and Internet infrastructure, such as relational databases, cloud computing, software as a service (SAAS), and mobile computing.
GIS software
The distinction must be made between a singular geographic information system, which is a single installation of software and data for a particular use, along with associated hardware, staff, and institutions (e.g., the GIS for a particular city government); and GIS software, a general-purpose application program that is intended to be used in many individual geographic information systems in a variety of application domains. Starting in the late 1970s, many software packages have been created specifically for GIS applications, including commercial programs such as Esri, ArcGIS, Autodesk and MapInfo Professional and open source programs such as QGIS, GRASS GIS and MapGuide. These and other desktop GIS applications include a full suite of capabilities for entering, managing, analyzing, and visualizing geographic data, and are designed to be used on their own.
Starting in the late 1990s with the emergence of the Internet, server GIS has been developed as another mechanism for providing GIS capabilities. This is standalone software installed on a server, similar to other server software such as HTTP servers and relational database management systems, enabling clients to have access to GIS data and processing tools without having to install specialized desktop software, often by accessing the server through a web browser. This strategy has been extended through the development of cloud-based GIS platforms such as ArcGIS Online and GIS-specialized Software as a service (SAAS).
An alternative approach is to integrate of some or all of these capabilities into other software or information technology architectures. One example is a spatial extension to Object-relational database software, which defines a geometry datatype so that spatial data can be stored in relational tables, and extensions to SQL for spatial analysis operations such as overlay. Another example is the proliferation of geospatial libraries and application programming interfaces (e.g., GDAL, Leaflet, D3.js) that extend programming languages to enable the incorporation of GIS data and processing into custom software, including web mapping sites and location-based services in smartphones.
Geospatial data management
The core of any GIS is a database that contains representations of geographic phenomena, modeling their geometry (location and shape) and their properties or attributes. A GIS database may be stored in a variety of forms, such as a collection of separate data files or a single spatially-enabled relational database. Collecting and managing these data usually comprise the bulk of the time and financial resources of a project, far more than other aspects such as analysis and mapping.
Aspects of geographic data
GIS uses spatio-temporal (space-time) location as the key index variable for all other information. Just as a relational database containing text or numbers can relate many different tables using common key index variables, GIS can relate otherwise unrelated information by using location as the key index variable. The key is the location and/or extent in space-time.
Any variable that can be located spatially, and increasingly also temporally, can be referenced using a GIS. Locations or extents in Earth space–time may be recorded as dates/times of occurrence, and x, y, and z coordinates representing, longitude, latitude, and elevation, respectively. These GIS coordinates may represent other quantified systems of temporo-spatial reference (for example, film frame number, stream gage station, highway mile-marker, surveyor benchmark, building address, street intersection, entrance gate, water depth sounding, POS or CAD drawing origin/units). Units applied to recorded temporal-spatial data can vary widely (even when using exactly the same data, see map projections), but all Earth-based spatial–temporal location and extent references should, ideally, be relatable to one another and ultimately to a "real" physical location or extent in space–time.
Related by accurate spatial information, an incredible variety of real-world and projected past or future data can be analyzed, interpreted and represented. This key characteristic of GIS has begun to open new avenues of scientific inquiry into behaviors and patterns of real-world information that previously had not been systematically correlated.
Data modeling
GIS data represents phenomena that exist in the real world, such as roads, land use, elevation, trees, waterways, and states. The most common types of phenomena that are represented in data can be divided into two conceptualizations: discrete objects (e.g., a house, a road) and continuous fields (e.g., rainfall amount or population density). {rp|pages=62-65}} Other types of geographic phenomena, such as events (e.g., World War II), processes (e.g., suburbanization), and masses (e.g., soil) are represented less commonly or indirectly, or are modeled in analysis procedures rather than data.
Traditionally, there are two broad methods used to store data in a GIS for both kinds of abstractions mapping references: raster images and vector. Points, lines, and polygons represent vector data of mapped location attribute references.
A new hybrid method of storing data is that of identifying point clouds, which combine three-dimensional points with RGB information at each point, returning a "3D color image". GIS thematic maps then are becoming more and more realistically visually descriptive of what they set out to show or determine.
Data acquisition
GIS data acquisition includes several methods for gathering spatial data into a GIS database, which can be grouped into three categories: primary data capture, the direct measurement phenomena in the field (e.g., remote sensing, the global positioning system); secondary data capture, the extraction of information from existing sources that are not in a GIS form, such as paper maps, through digitization; and data transfer, the copying of existing GIS data from external sources such as government agencies and private companties. All of these methods can consume significant time, finances, and other resources.
Primary data capture
Survey data can be directly entered into a GIS from digital data collection systems on survey instruments using a technique called coordinate geometry (COGO). Positions from a global navigation satellite system (GNSS) like Global Positioning System can also be collected and then imported into a GIS. A current trend in data collection gives users the ability to utilize field computers with the ability to edit live data using wireless connections or disconnected editing sessions. Current trend is to utilize applications available on smartphones and PDAs - Mobile GIS. This has been enhanced by the availability of low-cost mapping-grade GPS units with decimeter accuracy in real time. This eliminates the need to post process, import, and update the data in the office after fieldwork has been collected. This includes the ability to incorporate positions collected using a laser rangefinder. New technologies also allow users to create maps as well as analysis directly in the field, making projects more efficient and mapping more accurate.
Remotely sensed data also plays an important role in data collection and consist of sensors attached to a platform. Sensors include cameras, digital scanners and lidar, while platforms usually consist of aircraft and satellites. In England in the mid 1990s, hybrid kite/balloons called helikites first pioneered the use of compact airborne digital cameras as airborne geo-information systems. Aircraft measurement software, accurate to 0.4 mm was used to link the photographs and measure the ground. Helikites are inexpensive and gather more accurate data than aircraft. Helikites can be used over roads, railways and towns where unmanned aerial vehicles (UAVs) are banned.
Recently aerial data collection has become more accessible with miniature UAVs and drones. For example, the Aeryon Scout was used to map a 50-acre area with a ground sample distance of in only 12 minutes.
The majority of digital data currently comes from photo interpretation of aerial photographs. Soft-copy workstations are used to digitize features directly from stereo pairs of digital photographs. These systems allow data to be captured in two and three dimensions, with elevations measured directly from a stereo pair using principles of photogrammetry. Analog aerial photos must be scanned before being entered into a soft-copy system, for high-quality digital cameras this step is skipped.
Satellite remote sensing provides another important source of spatial data. Here satellites use different sensor packages to passively measure the reflectance from parts of the electromagnetic spectrum or radio waves that were sent out from an active sensor such as radar. Remote sensing collects raster data that can be further processed using different bands to identify objects and classes of interest, such as land cover.
Secondary data capture
The most common method of data creation is digitization, where a hard copy map or survey plan is transferred into a digital medium through the use of a CAD program, and geo-referencing capabilities. With the wide availability of ortho-rectified imagery (from satellites, aircraft, Helikites and UAVs), heads-up digitizing is becoming the main avenue through which geographic data is extracted. Heads-up digitizing involves the tracing of geographic data directly on top of the aerial imagery instead of by the traditional method of tracing the geographic form on a separate digitizing tablet (heads-down digitizing). Heads-down digitizing, or manual digitizing, uses a special magnetic pen, or stylus, that feeds information into a computer to create an identical, digital map. Some tablets use a mouse-like tool, called a puck, instead of a stylus. The puck has a small window with cross-hairs which allows for greater precision and pinpointing map features. Though heads-up digitizing is more commonly used, heads-down digitizing is still useful for digitizing maps of poor quality.
Existing data printed on paper or PET film maps can be digitized or scanned to produce digital data. A digitizer produces vector data as an operator traces points, lines, and polygon boundaries from a map. Scanning a map results in raster data that could be further processed to produce vector data.
Web mining is a novel method of collecting spatial data. Researchers build a web crawler application to aggregate required spatial data from the web. For example, the exact geo-location or the neighborhood of apartments can be collected from online real estate listing websites.
When data is captured, the user should consider if the data should be captured with either a relative accuracy or absolute accuracy, since this could not only influence how information will be interpreted but also the cost of data capture.
After entering data into a GIS, the data usually requires editing, to remove errors, or further processing. For vector data it must be made "topologically correct" before it can be used for some advanced analysis. For example, in a road network, lines must connect with nodes at an intersection. Errors such as undershoots and overshoots must also be removed. For scanned maps, blemishes on the source map may need to be removed from the resulting raster. For example, a fleck of dirt might connect two lines that should not be connected.
Projections, coordinate systems, and registration
The earth can be represented by various models, each of which may provide a different set of coordinates (e.g., latitude, longitude, elevation) for any given point on the Earth's surface. The simplest model is to assume the earth is a perfect sphere. As more measurements of the earth have accumulated, the models of the earth have become more sophisticated and more accurate. In fact, there are models called datums that apply to different areas of the earth to provide increased accuracy, like North American Datum of 1983 for U.S. measurements, and the World Geodetic System for worldwide measurements.
The latitude and longitude on a map made against a local datum may not be the same as one obtained from a GPS receiver. Converting coordinates from one datum to another requires a datum transformation such as a Helmert transformation, although in certain situations a simple translation may be sufficient.
In popular GIS software, data projected in latitude/longitude is often represented as a Geographic coordinate system. For example, data in latitude/longitude if the datum is the 'North American Datum of 1983' is denoted by 'GCS North American 1983'.
Data quality
While no digital model can be a perfect representation of the real world, it is important that GIS data be of a high quality. In keeping with the principle of homomorphism, the data must be close enough to reality so that the results of GIS procedures correctly correspond to the results of real world processes. This means that there is no single standard for data quality, because the necessary degree of quality depends on the scale and purpose of the tasks for which it is to be used. Several elements of data quality are important to GIS data:
Accuracy
The degree of similarity between a represented measurement and the actual value; conversely, error is the amount of difference between them. In GIS data, there is concern for accuracy in representations of location (positional accuracy), property (attribute accuracy), and time. For example, the US 2020 Census says that the population of Houston on April 1 2020 was 2,304,580; if it was actually 2,310,674, this would be an error and thus a lack of attribute accuracy.
Precision
The degree of refinement in a represented value. In a quantitative property, this is the number of significant digits in the measured value. An imprecise value is vague or ambiguous, including a range of possible values. For example, if one were to say that the population of Houston on April 1 2020 was "about 2.3 million," this statement would be imprecise, but likely accurate because the correct value (and many incorrect values) are included. As with accuracy, representations of location, property, and time can all be more or less precise. Resolution is a commonly used expression of positional precision, especially in raster data sets.
Uncertainty
A general acknowledgement of the presence of error and imprecision in geographic data. That is, it is a degree of general doubt, given that it is difficult to know exactly how much error is present in a data set, although some form of estimate may be attempted (a confidence interval being such an estimate of uncertainty). This is sometimes used as a collective term for all or most aspects of data quality.
Vagueness or fuzziness
The degree to which an aspect (location, property, or time) of a phenomenon is inherently imprecise, rather than the imprecision being in a measured value. For example, the spatial extent of the Houston metropolitan area is vague, as there are places on the outskirts of the city that are less connected to the central city (measured by activities such as commuting) than places that are closer. Mathematical tools such as fuzzy set theory are commonly used to manage vagueness in geographic data.
Completeness
The degree to which a data set represents all of the actual features that it purports to include. For example, if a layer of "roads in Houston" is missing some actual streets, it is incomplete.
Currency
The most recent point in time at which a data set claims to be an accurate representation of reality. This is a concern for the majority of GIS applications, which attempt to represent the world "at present," in which case older data is of lower quality.
Consistency
The degree to which the representations of the many phenomena in a data set correctly correspond with each other. Consistency in topological relationships between spatial objects is an especially important aspect of consistency. For example, if all of the lines in a street network were accidentally moved 10 meters to the East, they would be inaccurate but still consistent, because they would still properly connect at each intersection, and network analysis tools such as shortest path would still give correct results.
Propagation of uncertainty
The degree to which the quality of the results of Spatial analysis methods and other processing tools derives from the quality of input data. For example, interpolation is a common operation used in many ways in GIS; because it generates estimates of values between known measurements, the results will always be more precise, but less certain (as each estimate has an unknown amount of error).
GIS accuracy depends upon source data, and how it is encoded to be data referenced. Land surveyors have been able to provide a high level of positional accuracy utilizing the GPS-derived positions. High-resolution digital terrain and aerial imagery, powerful computers and Web technology are changing the quality, utility, and expectations of GIS to serve society on a grand scale, but nevertheless there are other source data that affect overall GIS accuracy like paper maps, though these may be of limited use in achieving the desired accuracy.
In developing a digital topographic database for a GIS, topographical maps are the main source, and aerial photography and satellite imagery are extra sources for collecting data and identifying attributes which can be mapped in layers over a location facsimile of scale. The scale of a map and geographical rendering area representation type, or map projection, are very important aspects since the information content depends mainly on the scale set and resulting locatability of the map's representations. In order to digitize a map, the map has to be checked within theoretical dimensions, then scanned into a raster format, and resulting raster data has to be given a theoretical dimension by a rubber sheeting/warping technology process known as georeferencing.
A quantitative analysis of maps brings accuracy issues into focus. The electronic and other equipment used to make measurements for GIS is far more precise than the machines of conventional map analysis. All geographical data are inherently inaccurate, and these inaccuracies will propagate through GIS operations in ways that are difficult to predict.
Raster-to-vector translation
Data restructuring can be performed by a GIS to convert data into different formats. For example, a GIS may be used to convert a satellite image map to a vector structure by generating lines around all cells with the same classification, while determining the cell spatial relationships, such as adjacency or inclusion.
More advanced data processing can occur with image processing, a technique developed in the late 1960s by NASA and the private sector to provide contrast enhancement, false color rendering and a variety of other techniques including use of two dimensional Fourier transforms. Since digital data is collected and stored in various ways, the two data sources may not be entirely compatible. So a GIS must be able to convert geographic data from one structure to another. In so doing, the implicit assumptions behind different ontologies and classifications require analysis. Object ontologies have gained increasing prominence as a consequence of object-oriented programming and sustained work by Barry Smith and co-workers.
Spatial ETL
Spatial ETL tools provide the data processing functionality of traditional extract, transform, load (ETL) software, but with a primary focus on the ability to manage spatial data. They provide GIS users with the ability to translate data between different standards and proprietary formats, whilst geometrically transforming the data en route. These tools can come in the form of add-ins to existing wider-purpose software such as spreadsheets.
Spatial analysis with GIS
GIS spatial analysis is a rapidly changing field, and GIS packages are increasingly including analytical tools as standard built-in facilities, as optional toolsets, as add-ins or 'analysts'. In many instances these are provided by the original software suppliers (commercial vendors or collaborative non commercial development teams), while in other cases facilities have been developed and are provided by third parties. Furthermore, many products offer software development kits (SDKs), programming languages and language support, scripting facilities and/or special interfaces for developing one's own analytical tools or variants. The increased availability has created a new dimension to business intelligence termed "spatial intelligence" which, when openly delivered via intranet, democratizes access to geographic and social network data. Geospatial intelligence, based on GIS spatial analysis, has also become a key element for security. GIS as a whole can be described as conversion to a vectorial representation or to any other digitisation process.
Geoprocessing is a GIS operation used to manipulate spatial data. A typical geoprocessing operation takes an input dataset, performs an operation on that dataset, and returns the result of the operation as an output dataset. Common geoprocessing operations include geographic feature overlay, feature selection and analysis, topology processing, raster processing, and data conversion. Geoprocessing allows for definition, management, and analysis of information used to form decisions.
Terrain analysis
Many geographic tasks involve the terrain, the shape of the surface of the earth, such as hydrology, earthworks, and biogeography. Thus, terrain data is often a core dataset in a GIS, usually in the form of a raster Digital elevation model (DEM) or a Triangulated irregular network (TIN). A variety of tools are available in most GIS software for analyzing terrain, often by creating derivative datasets that represent a specific aspect of the surface. Some of the most common include:
Slope or grade is the steepness or gradient of a unit of terrain, usually measured as an angle in degrees or as a percentage.
Aspect can be defined as the direction in which a unit of terrain faces. Aspect is usually expressed in degrees from north.
Cut and fill is a computation of the difference between the surface before and after an excavation project to estimate costs.
Hydrological modeling can provide a spatial element that other hydrological models lack, with the analysis of variables such as slope, aspect and watershed or catchment area. Terrain analysis is fundamental to hydrology, since water always flows down a slope. As basic terrain analysis of a digital elevation model (DEM) involves calculation of slope and aspect, DEMs are very useful for hydrological analysis. Slope and aspect can then be used to determine direction of surface runoff, and hence flow accumulation for the formation of streams, rivers and lakes. Areas of divergent flow can also give a clear indication of the boundaries of a catchment. Once a flow direction and accumulation matrix has been created, queries can be performed that show contributing or dispersal areas at a certain point. More detail can be added to the model, such as terrain roughness, vegetation types and soil types, which can influence infiltration and evapotranspiration rates, and hence influencing surface flow. One of the main uses of hydrological modeling is in environmental contamination research. Other applications of hydrological modeling include groundwater and surface water mapping, as well as flood risk maps.
Viewshed analysis predicts the impact that terrain has on the visibility between locations, which is especially important for wireless communications.
Shaded relief is a depiction of the surface as if it were a three dimensional model lit from a given direction, which is very commonly used in maps.
Most of these are generated using algorithms that are discrete simplifications of vector calculus. Slope, aspect, and surface curvature in terrain analysis are all derived from neighborhood operations using elevation values of a cell's adjacent neighbours. Each of these is strongly affected by the level of detail in the terrain data, such as the resolution of a DEM, which should be chosen carefully.
Proximity analysis
Distance is a key part of solving many geographic tasks, usually due to the friction of distance. Thus, a wide variety of analysis tools have analyze distance in some form, such as buffers, Voronoi or Thiessen polygons, Cost distance analysis, and network analysis.
Data analysis
It is difficult to relate wetlands maps to rainfall amounts recorded at different points such as airports, television stations, and schools. A GIS, however, can be used to depict two- and three-dimensional characteristics of the Earth's surface, subsurface, and atmosphere from information points. For example, a GIS can quickly generate a map with isopleth or contour lines that indicate differing amounts of rainfall. Such a map can be thought of as a rainfall contour map. Many sophisticated methods can estimate the characteristics of surfaces from a limited number of point measurements. A two-dimensional contour map created from the surface modeling of rainfall point measurements may be overlaid and analyzed with any other map in a GIS covering the same area. This GIS derived map can then provide additional information - such as the viability of water power potential as a renewable energy source. Similarly, GIS can be used to compare other renewable energy resources to find the best geographic potential for a region.
Additionally, from a series of three-dimensional points, or digital elevation model, isopleth lines representing elevation contours can be generated, along with slope analysis, shaded relief, and other elevation products. Watersheds can be easily defined for any given reach, by computing all of the areas contiguous and uphill from any given point of interest. Similarly, an expected thalweg of where surface water would want to travel in intermittent and permanent streams can be computed from elevation data in the GIS.
Topological modeling
A GIS can recognize and analyze the spatial relationships that exist within digitally stored spatial data. These topological relationships allow complex spatial modelling and analysis to be performed. Topological relationships between geometric entities traditionally include adjacency (what adjoins what), containment (what encloses what), and proximity (how close something is to something else).
Geometric networks
Geometric networks are linear networks of objects that can be used to represent interconnected features, and to perform special spatial analysis on them. A geometric network is composed of edges, which are connected at junction points, similar to graphs in mathematics and computer science. Just like graphs, networks can have weight and flow assigned to its edges, which can be used to represent various interconnected features more accurately. Geometric networks are often used to model road networks and public utility networks, such as electric, gas, and water networks. Network modeling is also commonly employed in transportation planning, hydrology modeling, and infrastructure modeling.
Cartographic modeling
Dana Tomlin probably coined the term "cartographic modeling" in his PhD dissertation (1983); he later used it in the title of his book, Geographic Information Systems and Cartographic Modeling (1990). Cartographic modeling refers to a process where several thematic layers of the same area are produced, processed, and analyzed. Tomlin used raster layers, but the overlay method (see below) can be used more generally. Operations on map layers can be combined into algorithms, and eventually into simulation or optimization models.
Map overlay
The combination of several spatial datasets (points, lines, or polygons) creates a new output vector dataset, visually similar to stacking several maps of the same region. These overlays are similar to mathematical Venn diagram overlays. A union overlay combines the geographic features and attribute tables of both inputs into a single new output. An intersect overlay defines the area where both inputs overlap and retains a set of attribute fields for each. A symmetric difference overlay defines an output area that includes the total area of both inputs except for the overlapping area.
Data extraction is a GIS process similar to vector overlay, though it can be used in either vector or raster data analysis. Rather than combining the properties and features of both datasets, data extraction involves using a "clip" or "mask" to extract the features of one data set that fall within the spatial extent of another dataset.
In raster data analysis, the overlay of datasets is accomplished through a process known as "local operation on multiple rasters" or "map algebra", through a function that combines the values of each raster's matrix. This function may weigh some inputs more than others through use of an "index model" that reflects the influence of various factors upon a geographic phenomenon.
Geostatistics
Geostatistics is a branch of statistics that deals with field data, spatial data with a continuous index. It provides methods to model spatial correlation, and predict values at arbitrary locations (interpolation).
When phenomena are measured, the observation methods dictate the accuracy of any subsequent analysis. Due to the nature of the data (e.g. traffic patterns in an urban environment; weather patterns over the Pacific Ocean), a constant or dynamic degree of precision is always lost in the measurement. This loss of precision is determined from the scale and distribution of the data collection.
To determine the statistical relevance of the analysis, an average is determined so that points (gradients) outside of any immediate measurement can be included to determine their predicted behavior. This is due to the limitations of the applied statistic and data collection methods, and interpolation is required to predict the behavior of particles, points, and locations that are not directly measurable.
Interpolation is the process by which a surface is created, usually a raster dataset, through the input of data collected at a number of sample points. There are several forms of interpolation, each which treats the data differently, depending on the properties of the data set. In comparing interpolation methods, the first consideration should be whether or not the source data will change (exact or approximate). Next is whether the method is subjective, a human interpretation, or objective. Then there is the nature of transitions between points: are they abrupt or gradual. Finally, there is whether a method is global (it uses the entire data set to form the model), or local where an algorithm is repeated for a small section of terrain.
Interpolation is a justified measurement because of a spatial autocorrelation principle that recognizes that data collected at any position will have a great similarity to, or influence of those locations within its immediate vicinity.
Digital elevation models, triangulated irregular networks, edge-finding algorithms, Thiessen polygons, Fourier analysis, (weighted) moving averages, inverse distance weighting, kriging, spline, and trend surface analysis are all mathematical methods to produce interpolative data.
Address geocoding
Geocoding is interpolating spatial locations (X,Y coordinates) from street addresses or any other spatially referenced data such as ZIP Codes, parcel lots and address locations. A reference theme is required to geocode individual addresses, such as a road centerline file with address ranges. The individual address locations have historically been interpolated, or estimated, by examining address ranges along a road segment. These are usually provided in the form of a table or database. The software will then place a dot approximately where that address belongs along the segment of centerline. For example, an address point of 500 will be at the midpoint of a line segment that starts with address 1 and ends with address 1,000. Geocoding can also be applied against actual parcel data, typically from municipal tax maps. In this case, the result of the geocoding will be an actually positioned space as opposed to an interpolated point. This approach is being increasingly used to provide more precise location information.
Reverse geocoding
Reverse geocoding is the process of returning an estimated street address number as it relates to a given coordinate. For example, a user can click on a road centerline theme (thus providing a coordinate) and have information returned that reflects the estimated house number. This house number is interpolated from a range assigned to that road segment. If the user clicks at the midpoint of a segment that starts with address 1 and ends with 100, the returned value will be somewhere near 50. Note that reverse geocoding does not return actual addresses, only estimates of what should be there based on the predetermined range.
Multi-criteria decision analysis
Coupled with GIS, multi-criteria decision analysis methods support decision-makers in analysing a set of alternative spatial solutions, such as the most likely ecological habitat for restoration, against multiple criteria, such as vegetation cover or roads. MCDA uses decision rules to aggregate the criteria, which allows the alternative solutions to be ranked or prioritised. GIS MCDA may reduce costs and time involved in identifying potential restoration sites.
GIS data mining
GIS or spatial data mining is the application of data mining methods to spatial data. Data mining, which is the partially automated search for hidden patterns in large databases, offers great potential benefits for applied GIS-based decision making. Typical applications include environmental monitoring. A characteristic of such applications is that spatial correlation between data measurements require the use of specialized algorithms for more efficient data analysis.
Data output and cartography
Cartography is the design and production of maps, or visual representations of spatial data. The vast majority of modern cartography is done with the help of computers, usually using GIS but production of quality cartography is also achieved by importing layers into a design program to refine it. Most GIS software gives the user substantial control over the appearance of the data.
Cartographic work serves two major functions:
First, it produces graphics on the screen or on paper that convey the results of analysis to the people who make decisions about resources. Wall maps and other graphics can be generated, allowing the viewer to visualize and thereby understand the results of analyses or simulations of potential events. Web Map Servers facilitate distribution of generated maps through web browsers using various implementations of web-based application programming interfaces (AJAX, Java, Flash, etc.).
Second, other database information can be generated for further analysis or use. An example would be a list of all addresses within one mile (1.6 km) of a toxic spill.
An archeochrome is a new way of displaying spatial data. It is a thematic on a 3D map that is applied to a specific building or a part of a building. It is suited to the visual display of heat-loss data.
Terrain depiction
Traditional maps are abstractions of the real world, a sampling of important elements portrayed on a sheet of paper with symbols to represent physical objects. People who use maps must interpret these symbols. Topographic maps show the shape of land surface with contour lines or with shaded relief.
Today, graphic display techniques such as shading based on altitude in a GIS can make relationships among map elements visible, heightening one's ability to extract and analyze information. For example, two types of data were combined in a GIS to produce a perspective view of a portion of San Mateo County, California.
The digital elevation model, consisting of surface elevations recorded on a 30-meter horizontal grid, shows high elevations as white and low elevation as black.
The accompanying Landsat Thematic Mapper image shows a false-color infrared image looking down at the same area in 30-meter pixels, or picture elements, for the same coordinate points, pixel by pixel, as the elevation information.
A GIS was used to register and combine the two images to render the three-dimensional perspective view looking down the San Andreas Fault, using the Thematic Mapper image pixels, but shaded using the elevation of the landforms. The GIS display depends on the viewing point of the observer and time of day of the display, to properly render the shadows created by the sun's rays at that latitude, longitude, and time of day.
Web mapping
In recent years there has been a proliferation of free-to-use and easily accessible mapping software such as the proprietary web applications Google Maps and Bing Maps, as well as the free and open-source alternative OpenStreetMap. These services give the public access to huge amounts of geographic data, perceived by many users to be as trustworthy and usable as professional information.
Some of them, like Google Maps and OpenLayers, expose an application programming interface (API) that enable users to create custom applications. These toolkits commonly offer street maps, aerial/satellite imagery, geocoding, searches, and routing functionality. Web mapping has also uncovered the potential of crowdsourcing geodata in projects like OpenStreetMap, which is a collaborative project to create a free editable map of the world. These mashup projects have been proven to provide a high level of value and benefit to end users outside that possible through traditional geographic information.
Applications
Since its origin in the 1960s, GIS has been used in an ever-increasing range of applications, corroborating the widespread importance of location and aided by the continuing reduction in the barriers to adopting geospatial technology. The perhaps hundreds of different uses of GIS can be classified in several ways:
Goal: the purpose of an application can be broadly classified as either scientific research or resource management. The purpose of research, defined as broadly as possible, is to discover new knowledge; this may be performed by someone who considers herself a scientist, but may also be done by anyone who is trying to learn why the world appears to work the way it does. A study as practical as deciphering why a business location has failed would be research in this sense. Management (sometimes called operational applications), also defined as broadly as possible, is the application of knowledge to make practical decisions on how to employ the resources one has control over to achieve one's goals. These resources could be time, capital, labor, equipment, land, mineral deposits, wildlife, and so on.
Decision level: Management applications have been further classified as strategic, tactical, operational, a common classification in business management. Strategic tasks are long-term, visionary decisions about what goals one should have, such as whether a business should expand or not. Tactical tasks are medium-term decisions about how to achieve strategic goals, such as a national forest creating a grazing management plan. Operational decisions are concerned with the day-to-day tasks, such as a person finding the shortest route to a pizza restaurant.
Topic: the domains in which GIS is applied largely fall into those concerned with the human world (e.g., economics, politics, transportation, education, landscape architecture, archaeology, urban planning, real estate, public health, crime mapping, national defense), and those concerned with the natural world (e.g., geology, biology, oceanography, climate). That said, one of the powerful capabilities of GIS and the spatial perspective of geography is their integrative ability to compare disparate topics, and many applications are concerned with multiple domains. Examples of integrated human-natural application domains include Natural hazard mitigation, wildlife management, sustainable development, natural resources, and climate change response.
Institution: GIS has been implemented in a variety of different kinds of institutions: government (at all levels from municipal to international), business (of all types and sizes), non-profit organizations (even churches), as well as personal uses. The latter has become increasingly prominent with the rise of location-enabled smartphones.
Lifespan: GIS implementations may be focused on a project or an enterprise. A Project GIS is focused on accomplishing a single task: data is gathered, analysis is performed, and results are produced separately from any other projects the person may perform, and the implementation is essentially transitory. An Enterprise GIS is intended to be a permanent institution, including a database that is carefully designed to be useful for a variety of projects over many years, and is likely used by many individuals across an enterprise, with some employed full-time just to maintain it.
Integration: Traditionally, most GIS applications were standalone, using specialized GIS software, specialized hardware, specialized data, and specialized professionals. Although these remain common to the present day, integrated applications have greatly increased, as geospatial technology was merged into broader enterprise applications, sharing IT infrastructure, databases, and software, often using enterprise integration platforms such as SAP.
The implementation of a GIS is often driven by jurisdictional (such as a city), purpose, or application requirements. Generally, a GIS implementation may be custom-designed for an organization. Hence, a GIS deployment developed for an application, jurisdiction, enterprise, or purpose may not be necessarily interoperable or compatible with a GIS that has been developed for some other application, jurisdiction, enterprise, or purpose.
GIS is also diverging into location-based services, which allows GPS-enabled mobile devices to display their location in relation to fixed objects (nearest restaurant, gas station, fire hydrant) or mobile objects (friends, children, police car), or to relay their position back to a central server for display or other processing.
Open Geospatial Consortium standards
The Open Geospatial Consortium (OGC) is an international industry consortium of 384 companies, government agencies, universities, and individuals participating in a consensus process to develop publicly available geoprocessing specifications. Open interfaces and protocols defined by OpenGIS Specifications support interoperable solutions that "geo-enable" the Web, wireless and location-based services, and mainstream IT, and empower technology developers to make complex spatial information and services accessible and useful with all kinds of applications. Open Geospatial Consortium protocols include Web Map Service, and Web Feature Service.
GIS products are broken down by the OGC into two categories, based on how completely and accurately the software follows the OGC specifications.
Compliant products are software products that comply to OGC's OpenGIS Specifications. When a product has been tested and certified as compliant through the OGC Testing Program, the product is automatically registered as "compliant" on this site.
Implementing products are software products that implement OpenGIS Specifications but have not yet passed a compliance test. Compliance tests are not available for all specifications. Developers can register their products as implementing draft or approved specifications, though OGC reserves the right to review and verify each entry.
Adding the dimension of time
The condition of the Earth's surface, atmosphere, and subsurface can be examined by feeding satellite data into a GIS. GIS technology gives researchers the ability to examine the variations in Earth processes over days, months, and years. As an example, the changes in vegetation vigor through a growing season can be animated to determine when drought was most extensive in a particular region. The resulting graphic represents a rough measure of plant health. Working with two variables over time would then allow researchers to detect regional differences in the lag between a decline in rainfall and its effect on vegetation.
GIS technology and the availability of digital data on regional and global scales enable such analyses. The satellite sensor output used to generate a vegetation graphic is produced for example by the advanced very-high-resolution radiometer (AVHRR). This sensor system detects the amounts of energy reflected from the Earth's surface across various bands of the spectrum for surface areas of about 1 square kilometer. The satellite sensor produces images of a particular location on the Earth twice a day. AVHRR and more recently the moderate-resolution imaging spectroradiometer (MODIS) are only two of many sensor systems used for Earth surface analysis.
In addition to the integration of time in environmental studies, GIS is also being explored for its ability to track and model the progress of humans throughout their daily routines. A concrete example of progress in this area is the recent release of time-specific population data by the U.S. Census. In this data set, the populations of cities are shown for daytime and evening hours highlighting the pattern of concentration and dispersion generated by North American commuting patterns. The manipulation and generation of data required to produce this data would not have been possible without GIS.
Using models to project the data held by a GIS forward in time have enabled planners to test policy decisions using spatial decision support systems.
Semantics
Tools and technologies emerging from the World Wide Web Consortium's Semantic Web are proving useful for data integration problems in information systems. Correspondingly, such technologies have been proposed as a means to facilitate interoperability and data reuse among GIS applications. and also to enable new analysis mechanisms.
Ontologies are a key component of this semantic approach as they allow a formal, machine-readable specification of the concepts and relationships in a given domain. This in turn allows a GIS to focus on the intended meaning of data rather than its syntax or structure. For example, reasoning that a land cover type classified as deciduous needleleaf trees in one dataset is a specialization or subset of land cover type forest in another more roughly classified dataset can help a GIS automatically merge the two datasets under the more general land cover classification. Tentative ontologies have been developed in areas related to GIS applications, for example the hydrology ontology developed by the Ordnance Survey in the United Kingdom and the SWEET ontologies developed by NASA's Jet Propulsion Laboratory. Also, simpler ontologies and semantic metadata standards are being proposed by the W3C Geo Incubator Group to represent geospatial data on the web. GeoSPARQL is a standard developed by the Ordnance Survey, United States Geological Survey, Natural Resources Canada, Australia's Commonwealth Scientific and Industrial Research Organisation and others to support ontology creation and reasoning using well-understood OGC literals (GML, WKT), topological relationships (Simple Features, RCC8, DE-9IM), RDF and the SPARQL database query protocols.
Recent research results in this area can be seen in the International Conference on Geospatial Semantics and the Terra Cognita – Directions to the Geospatial Semantic Web workshop at the International Semantic Web Conference.
Implications of GIS on society
With the popularization of GIS in decision making, scholars have begun to scrutinize the social and political implications of GIS. GIS can also be misused to distort reality for individual and political gain. It has been argued that the production, distribution, utilization, and representation of geographic information are largely related with the social context and has the potential to increase citizen trust in government. Other related topics include discussion on copyright, privacy, and censorship. A more optimistic social approach to GIS adoption is to use it as a tool for public participation.
In education
At the end of the 20th century, GIS began to be recognized as tools that could be used in the classroom. The benefits of GIS in education seem focused on developing spatial thinking, but there is not enough bibliography or statistical data to show the concrete scope of the use of GIS in education around the world, although the expansion has been faster in those countries where the curriculum mentions them.
GIS seem to provide many advantages in teaching geography because they allow for analyses based on real geographic data and also help raise many research questions from teachers and students in classrooms. They also contribute to improvement in learning by developing spatial and geographical thinking and, in many cases, student motivation.
In local government
GIS is proven as an organization-wide, enterprise and enduring technology that continues to change how local government operates. Government agencies have adopted GIS technology as a method to better manage the following areas of government organization:
Economic development departments use interactive GIS mapping tools, aggregated with other data (demographics, labor force, business, industry, talent) along with a database of available commercial sites and buildings in order to attract investment and support existing business. Businesses making location decisions can use the tools to choose communities and sites that best match their criteria for success.
Public safety operations such as emergency operations centers, fire prevention, police and sheriff mobile technology and dispatch, and mapping weather risks.
Parks and recreation departments and their functions in asset inventory, land conservation, land management, and cemetery management
Public works and utilities, tracking water and stormwater drainage, electrical assets, engineering projects, and public transportation assets and trends
Fiber network management for interdepartmental network assets
School analytical and demographic data, asset management, and improvement/expansion planning
Public administration for election data, property records, and zoning/management
The Open Data initiative is pushing local government to take advantage of technology such as GIS technology, as it encompasses the requirements to fit the Open Data/Open Government model of transparency. With Open Data, local government organizations can implement Citizen Engagement applications and online portals, allowing citizens to see land information, report potholes and signage issues, view and sort parks by assets, view real-time crime rates and utility repairs, and much more. The push for open data within government organizations is driving the growth in local government GIS technology spending, and database management.
See also
AM/FM/GIS
ArcGIS
At-location mapping
Automotive navigation system
Cadastral map
Collaborative mapping
Comparison of GIS software
Counter-mapping
CyberGIS
Digital geologic mapping
Distributed GIS
Geographic information systems in China
Geographic information systems in geospatial intelligence
Geoinformatics
Geomatics
GIS and aquatic science
GIS and public health
GISCorps
GIS Day
GIS in archaeology
GvSIG
Historical GIS
Integrated Geo Systems
List of GIS data sources
List of GIS software
Map database management
Participatory GIS
QGIS
SAGA GIS
TerrSet
Traditional knowledge GIS
Virtual globe
References
Further reading
Berry, J. K. (1993). Beyond Mapping: Concepts, Algorithms and Issues in GIS. Fort Collins, CO: GIS World Books.
Bolstad, P. (2019). GIS Fundamentals: A first text on Geographic Information Systems, Sixth Edition. Ann Arbor: XanEdu, 764 pp.
Burrough, P. A. and McDonnell, R. A. (1998). Principles of geographical information systems. Oxford University Press, Oxford, 327 pp.
Chang, K. (2007). Introduction to Geographic Information System, 4th Edition. McGraw Hill,
Elangovan, K. (2006). "GIS: Fundamentals, Applications and Implementations", New India Publishing Agency, New Delhi" 208 pp.
Fu, P., and J. Sun (2010). Web GIS: Principles and Applications. ESRI Press. Redlands, CA. .
Harvey, Francis (2008). A Primer of GIS, Fundamental geographic and cartographic concepts. The Guilford Press, 31 pp.
Heywood, I., Cornelius, S., and Carver, S. (2006). An Introduction to Geographical Information Systems. Prentice Hall. 3rd edition.
Longley, P.A., Goodchild, M.F., Maguire, D.J. and Rhind, D.W. (2005). Geographic Information Systems and Science. Chichester: Wiley. 2nd edition.
Maguire, D.J., Goodchild M.F., Rhind D.W. (1997). "Geographic Information Systems: principles, and applications" Longman Scientific and Technical, Harlow.
Ott, T. and Swiaczny, F. (2001) .Time-integrative GIS. Management and analysis of spatio-temporal data, Berlin / Heidelberg / New York: Springer.
Pickles, J., ed., (1994) Ground Truth: The Social Implications of Geographic Information Systems, New York and London: Guilford, 248 pp.
Thurston, J., Poiker, T.K. and J. Patrick Moore. (2003). Integrated Geospatial Technologies: A Guide to GPS, GIS, and Data Logging. Hoboken, New Jersey: Wiley.
Wheatley, David and Gillings, Mark (2002). Spatial Technology and Archaeology. The Archaeological Application of GIS. London, New York, Taylor & Francis.
External links |
12435 | https://en.wikipedia.org/wiki/Grass%20%28disambiguation%29 | Grass (disambiguation) | Grass refers to the many species of plants in the family Poaceae.
Grass may also refer to:
Plants
Grass is also commonly used in the names of other plants, some but not all with narrow leaves, including:
Blue-eyed grasses, Sisyrinchium in the family Iridaceae
China grass, Boehmeria nivea, a nettle grown for fibre, in family Urticaceae
Cotton grass, Eriophorum spp., in family Cyperaceae.
Deergrass (disambiguation):
Rhexia spp., in family Melastomataceae
Trichophorum spp., in family Cyperaceae, particularly Trichophorum cespitosum
Ditch grass, Ruppia maritima, in family Ruppiaceae
Eelgrass:
Zostera in family Zosteraceae
Vallisneria in family Hydrocharitaceae
Golden-eye grass, Curculigo orchioides, in family Hypoxidaceae
Good Friday Grass, Luzula campestris, in family Juncaceae.
Goosegrass, Galium aparine in the family Rubiaceae
Grass (cannabis), a slang name for cannabis (drug)
Grass of Parnassus, Parnassia, in family Celastraceae
Knotgrass, Polygonum spp., in family Polygonaceae
Mondo grass, Ophiopogon japonicus, in family Asparagaceae
Nutgrass, Cyperus rotundus, in family Cyperaceae
Pepper grass, Lepidium spp., in family Brassicaceae
Sawgrass, Cladium spp., in family Cyperaceae
Scurvy-grass, Cochlearia spp., in family Brassicaceae
Scurvy-grass sorrel, Oxalis enneaphylla in family Oxalidaceae
Seagrasses in four families, Posidoniaceae, Zosteraceae, Hydrocharitaceae, or Cymodoceaceae
Sleeping grass, Mimosa pudica, in family Fabaceae
Whitlow grass, Draba and Erophila spp., in family Brassicaceae:
Xyridaceae, known as the yellow-eyed grass family
People with the surname
Alex Grass (1927–2009), American businessman and lawyer
Arthur Grass (1897–1994), English-born Brazilian cricketer
Frank J. Grass (born 1951), American general
Günter Grass (1927–2015), German author and playwright, Nobel Prize in Literature 1999
John Grass (1837–1918), Native American Lakota leader
Philippe Grass (1801–1876), French sculptor
Vincent Grass (born 1949), Belgian actor
Places
Grass Mountain (Vermont)
Grass Range, Montana
Grass Valley, California
Art, entertainment, and media
Film
Grass (1925 film), a documentary about the Bakhtiari tribe of Iran
Grass (1999 film), a documentary about marijuana
Grass (1968), an independent film by Clarke Mackey
Grass (2018 film), a South Korean film
Games
Grass (card game), a cannabis-themed card game similar to Mille Bornes
Literature
Grass (novel), a novel in The Arbai Trilogy by Sheri Tepper
"Grass", a poem by Patti Smith from her 1978 book Babel
"Grass", a poem by Carl Sandburg
Music
"Grass", Russian art song by Aleksandr Yegorovich Varlamov (1801-1848)
Grass (album), a 2005 album by Keller Williams
"Grass" (Animal Collective song), a single by the band Animal Collective
"Grass" (XTC song), a 1986 single by XTC, written Moulding, from the Skylarking album
"Grass" (Robert Wyatt song) single, words by poet Ivor Cutler 1981
Television
Grass (TV series), a BBC television series
Computing and technology
GRASS (programming language), a programming language used to script 2D vector graphics animations
GRASS GIS, an open source geographic information system
Slang usage
Grass, grasser or Supergrass (informant) in the UK, an informant, especially one criminal informing on another, to the police or other authorities.
Grass, an informal name for marijuana.
Other uses of the above
Grass dance, a Native American style of pow wow dancing
See also
Gras (disambiguation)
Grasse, a commune in the Alpes-Maritimes department (of which it is a sub-prefecture), on the French Riviera |
12454 | https://en.wikipedia.org/wiki/Gough%20Whitlam | Gough Whitlam | Edward Gough Whitlam (; 11 July 191621 October 2014) was the 21st prime minister of Australia, serving from 1972 to 1975. The longest-serving leader of the Australian Labor Party (ALP), he was removed as prime minister after controversially being dismissed by the governor-general of Australia, Sir John Kerr, at the climax of the 1975 Australian constitutional crisis. Whitlam is the only Australian prime minister to have been removed from office in this manner.
Whitlam served as an air navigator in the Royal Australian Air Force for four years during World War II, and worked as a barrister following the war. He was first elected to the Australian House of Representatives in 1952, becoming a member of parliament (MP) for the division of Werriwa. Whitlam became deputy leader of the Labor Party in 1960, and in 1967, after the retirement of Arthur Calwell, was elected leader of the party and became the Leader of the Opposition. After narrowly losing the 1969 federal election, Whitlam led Labor to victory at the 1972 election, after 23 years of continuous Coalition government.
The Whitlam Government implemented a large number of new programmes and policy changes, including the termination of military conscription, institution of universal health care and free university education, and the implementation of legal aid programmes. With the opposition-controlled Australian Senate delaying passage of bills, Whitlam called a double dissolution election in 1974 in which he won a slightly reduced majority in the House of Representatives, and picked up three Senate seats, although that was not enough to provide a majority in the Senate. The Whitlam government then instituted the first and only joint sitting enabled under section 57 of the Australian constitution as part of the double dissolution process. Despite the government's second election victory, the opposition, reacting to government scandals and a declining economy suffering from the 1973 oil crisis and the 1973–75 recession, continued to obstruct the government's programme in the Senate.
In late 1975, the opposition senators refused to allow a vote on the government's appropriation bills, returning them to the House of Representatives with a demand that the government go to an election, thus denying the government supply. Whitlam refused to agree to the request, arguing that his government, which held a clear majority in the House of Representatives, was being held to ransom by the Senate. The crisis ended in mid-November, when governor-general Sir John Kerr dismissed him from office and commissioned the opposition leader, Malcolm Fraser, as caretaker prime minister. Labor lost the subsequent election by a landslide. Whitlam stepped down as leader of the party after losing again at the 1977 election, and retired from parliament the following year. Upon the election of the Hawke Government in 1983, he was appointed as Ambassador to UNESCO, a position he filled with distinction, and was elected a member of the UNESCO Executive Board. He remained active into his nineties. The propriety and circumstances of his dismissal and the legacy of his government have been frequently debated in the decades since he left office.
Early life
Edward Gough Whitlam was born on 11 July 1916 at the family home 'Ngara', 46 Rowland Street, Kew, a suburb of Melbourne, the elder of two children (his sister, Freda, was born four years after him), to Martha (née Maddocks) and Fred Whitlam. His father was a federal public servant who later served as Commonwealth Crown Solicitor, and Whitlam senior's involvement in human rights issues was a powerful influence on his son. Since his maternal grandfather was also named Edward, from early childhood he was called by his middle name, Gough, which in turn had come from his paternal grandfather who had been named after the British soldier Field-Marshal Hugh Gough, 1st Viscount Gough.
In 1918, Fred Whitlam was promoted to deputy Crown solicitor and transferred to Sydney. The family lived first in the North Shore suburb of Mosman and then in Turramurra. At age six, Gough began his education at Chatswood Church of England Girls' School (early primary schooling at a girls' school was not unusual for small boys at the time). After a year there, he attended Mowbray House School and Knox Grammar School in the suburbs of Sydney.
Fred Whitlam was promoted again in 1927, this time to Assistant Crown Solicitor. The position was located in the new national capital of Canberra, and the Whitlam family moved there. Whitlam remains the only prime minister to have spent his formative years in Canberra. At the time, conditions remained primitive in what was dubbed "the bush capital" and "the land of the blowflies". Gough attended the government Telopea Park School. In 1932, Whitlam's father transferred him to Canberra Grammar School where, at the Speech Day ceremony that year, he was awarded a prize by the Governor-General, Sir Isaac Isaacs.
Whitlam enrolled at St Paul's College at the University of Sydney at the age of 18. He earned his first wages by appearing, with several other "Paulines", in a cabaret scene in the film The Broken Melodythe students were chosen because St Paul's required formal wear at dinner, and they could therefore supply their own costumes. After receiving a Bachelor of Arts degree with second-class honours in classics, Whitlam remained at St Paul's to begin his law studies. He had originally contemplated an academic career, but his lacklustre marks made that unlikely. Dropping out of Greek classes, he professed himself unable to care for the "dry as dust" lectures of Enoch Powell.
Military service
Soon after the outbreak of World War II in 1939, Whitlam enlisted in the Sydney University Regiment, part of the Militia. In late 1941, following the Japanese attack on Pearl Harbor, and with a year remaining in his legal studies, he volunteered for the Royal Australian Air Force (RAAF). In 1942, while awaiting entry into the service, Whitlam met and married Margaret Elaine Dovey, who had swum for Australia in the 1938 British Empire Games and was the daughter of barrister and future New South Wales Supreme Court judge Bill Dovey. He entered the RAAF on 20 June 1942.
Whitlam trained as a navigator and bomb aimer, before serving with No. 13 Squadron RAAF, based mainly on the Gove Peninsula, Northern Territory, flying Lockheed Ventura bombers. He reached the rank of Flight Lieutenant. While in the service, he began his political activities, distributing literature for the Australian Labor Party during the 1943 federal election and urging the passage of the "Fourteen Powers" referendum of 1944, which would have expanded the powers of the federal government. Although the party was victorious, the referendum it advocated was defeated. In 1961, Whitlam said of the referendum defeat, "My hopes were dashed by the outcome and from that moment I determined to do all I could do to modernise the Australian Constitution." While still in uniform, Whitlam joined the ALP in Sydney in 1945. He was discharged from the RAAF on 17 October 1945, and continued to use Air Force log books to record all the flights he took until 2007. Whitlam completed his studies after the war, obtained his Bachelor of Laws, and was admitted to the federal and New South Wales bars in 1947.
Early political career, 1952–1967
Member of Parliament, 1952–1960
With his war service loan, Whitlam built a house in seaside Cronulla. He also bought the block of land next door, using the prize money (£1,000 in security bonds) he received for winning the Australian National Quiz Championship in 1948 and 1949 (he was runner-up in 1950). He sought to make a career in the ALP there, but local Labor supporters were sceptical of Whitlam's loyalties, given his privileged background. In the postwar years, he practised law, concentrating on landlord/tenant matters, and sought to build his bona fides in the party. He ran twiceunsuccessfullyfor the local council, once (also unsuccessfully) for the New South Wales Legislative Assembly, and campaigned for other candidates. In 1951, Bert Lazzarini, the Labor member for the Federal electorate of Werriwa, announced that he would stand down at the next election. Whitlam won the preselection as ALP candidate. Lazzarini died in 1952 before completing his term and Whitlam was elected to the House of Representatives in the ensuing by-election on 29 November 1952. Whitlam trebled Lazzarini's majority in a 12 per cent swing to Labor.
Whitlam joined the ALP minority in the House of Representatives. His maiden speech provoked an interruption by a future prime minister, John McEwen, who was then told by the Speaker that maiden speeches are traditionally heard in silence. Whitlam responded to McEwen by saying Benjamin Disraeli had been heckled in his maiden speech and had responded, "The time will come when you shall hear me." He told McEwen, "The time will come when you may interrupt me." According to early Whitlam biographers Laurie Oakes and David Solomon, this cool response put the Coalition government on notice that the new Member for Werriwa would be a force to be reckoned with.
In the rough and tumble debate in the House of Representatives, Whitlam called fellow MHR Bill Bourke "this grizzling Quisling", Garfield Barwick (who, as High Court Chief Justice, played a role in Whitlam's downfall) a "bumptious bastard", and he said Bill Wentworth exhibited a "hereditary streak of insanity". After calling future prime minister William McMahon a "quean", he apologised.
The ALP had been out of office since the Chifley Government's defeat in 1949 and, since 1951, had been under the leadership of Bert Evatt, whom Whitlam greatly admired. In 1954, the ALP seemed likely to return to power. The Prime Minister, Robert Menzies, adroitly used the defection of a Soviet official to his advantage, and his coalition of the Liberal and Country parties was returned in the 1954 election with a seven-seat majority. After the election, Evatt attempted to purge the party of industrial groupers, who had long dissented from party policy, and who were predominantly Catholic and anti-communist. The ensuing division in the ALP, which came to be known as "The Split", sparked the birth of the Democratic Labor Party (DLP). It was a conflict that helped to keep Labor out of power for a generation, since DLP supporters chose the Liberal Party in preferential voting. Whitlam supported Evatt throughout this period.
In 1955, a redistribution divided Whitlam's electorate of Werriwa in two, with his Cronulla home located in the new electorate of Hughes. Although Whitlam would have received ALP support in either division, he chose to continue standing for Werriwa and moved from Cronulla to Cabramatta. This meant even longer journeys for his older children to attend school, since neither electorate had a high school at the time, and they attended school in Sydney.
Whitlam was appointed to the Parliamentary Joint Committee on Constitutional Review in 1956. Biographer Jenny Hocking calls his service on the committee, which included members from all parties in both chambers of Parliament, one of the "great influences in his political development". According to Hocking, service on the committee caused Whitlam to focus not on internal conflicts consuming the ALP, but on Labor goals which were possible and worthwhile in the constitutional framework. Many Labor goals, such as nationalisation, ran contrary to the Constitution. Whitlam came to believe the Constitutionand especially Section 96 (which allowed the federal government to make grants to the states)could be used to advance a worthwhile Labor programme.
Deputy Leader, 1960–1967
By the late 1950s Whitlam was seen as a leadership contender once the existing Labor leaders exited the scene. Most of the party's major figures, including Evatt, Deputy Leader Arthur Calwell, Eddie Ward, and Reg Pollard, were in their sixties, twenty years older than Whitlam. In 1960, after losing three elections, Evatt resigned and was replaced by Calwell, with Whitlam defeating Ward for deputy leader. Calwell came within a handful of votes of winning the cliffhanger 1961 election. He had not wanted Whitlam as deputy leader, and believed Labor would have won if Ward had been in the position.
Soon after the 1961 election, events began to turn against Labor. When President Sukarno of Indonesia announced that he intended to take over West New Guinea as the colonial Dutch departed, Calwell responded by declaring that Indonesia must be stopped by force. Calwell's statement was called "crazy and irresponsible" by Prime Minister Menzies, and the incident reduced public support for the ALP. At that time, the Federal Conference of the Labor Party, which dictated policy to parliamentary members, consisted of six members from each state, but not Calwell or Whitlam. In early 1963 a special conference met in a Canberra hotel to determine Labor policy regarding a proposed US base in northern Australia; Calwell and Whitlam were photographed by The Daily Telegraph peering in through the doors, waiting for the verdict. In an accompanying story, Alan Reid of the Telegraph wrote that Labor was ruled by "36 faceless men". The Liberals seized on it, issuing a leaflet called "Mr Calwell and the Faceless Men" which accused Calwell and Whitlam of taking direction from "36 unknown men, not elected to Parliament nor responsible to the people".
Menzies manipulated the Opposition on issues that bitterly divided it, such as direct aid to the states for private schools, and the proposed base. He called an early election for November 1963, standing in support of those two issues. The Prime Minister performed better than Calwell on television and received an unexpected boost after the assassination of US President John F. Kennedy. As a result, the Coalition easily defeated Labor on a 10-seat swing. Whitlam had hoped Calwell would step down after 1963, but he remained, reasoning that Evatt had been given three opportunities to win, and that he should be allowed a third try. Calwell dismissed proposals that the ALP leader and deputy leader should be entitled to membership of the party's conference (or on its governing 12-person Federal Executive, which had two representatives from each state), and instead ran successfully for one of the conference's Victoria seats. Labor did badly in a 1964 by-election in the Tasmanian electorate of Denison, and lost seats in the 1964 half-Senate election. The party was also defeated in the state elections in the most populous state, New South Wales, surrendering control of the state government for the first time since 1941.
Whitlam's relationship with Calwell, never good, deteriorated further after publication of a 1965 article in The Australian. The article reported off-the-record comments Whitlam had made that his leader was "too old and weak" to win office, and that the party might be gravely damaged by an "old-fashioned" 70-year-old Calwell seeking his first term as prime minister. Later that year, at Whitlam's and Don Dunstan's urging, and over Calwell's objection, the biennial party conference made major changes to the party's platform: deleting support for the White Australia policy and making the ALP's leader and deputy leader ex officio members of the conference and executive, along with the party's leader and deputy leader in the Senate. As Whitlam considered the Senate unrepresentative, he opposed the admission of its ALP leaders to the party's governing bodies.
Menzies retired in January 1966, and was succeeded as prime minister by the new Liberal Party leader, Harold Holt. After years of politics being dominated by the elderly Menzies and Calwell, the younger Holt was seen as a breath of fresh air, and attracted public interest and support in the run-up to the November election.
In early 1966, the 36-member conference, with Calwell's assent, banned any ALP parliamentarian from supporting federal assistance to the states for spending on both government and private schools, commonly called "state aid". Whitlam broke with the party on the issue, and was charged with gross disloyalty by the executive, an offence which carried the penalty of expulsion from the party. Before the matter could be heard, Whitlam left for Queensland, where he campaigned intensively for the ALP candidate Rex Patterson in the Dawson by-election. The ALP won, dealing the government its first by-election defeat since 1952. Whitlam survived the expulsion vote by a margin of only two, gaining both Queensland votes. At the end of April, Whitlam challenged Calwell for the leadership; though Calwell received two-thirds of the vote, he announced that if the party lost the upcoming election, he would not stand again for the leadership.
Holt called an election for November 1966, in which Australia's involvement in the Vietnam War was a major issue. Calwell called for an "immediate and unconditional withdrawal" of Australian troops from Vietnam. Whitlam, however, said this would deprive Australia of any voice in a settlement, and that regular troops, rather than conscripts, should remain under some circumstances. Calwell considered Whitlam's remark disastrous, disputing the party line just five days before the election. The ALP suffered a crushing defeat; the party was reduced to 41 seats in the House of Representatives. Shortly after the election, Whitlam faced another expulsion vote for his stance on Vietnam, and survived. True to his word, Calwell resigned two months after the election. At the caucus meeting on 8February 1967, Whitlam was elected party leader, defeating leading left-wing candidate Dr Jim Cairns.
Leader of the Opposition, 1967–1972
Reforming the ALP
Whitlam believed the Labor Party had little chance of being elected unless it could expand its appeal from the traditional working-class base to include the suburban middle class. He sought to shift control of the ALP from union officials to the parliamentary party, and hoped even rank-and-file party members could be given a voice in the conference. In 1968, controversy erupted within the party when the executive refused to seat new Tasmanian delegate Brian Harradine, a Whitlam supporter who was considered a right-wing extremist. Whitlam resigned the leadership, demanding a vote of confidence from caucus. He defeated Cairns for the leadership in an unexpectedly close 38–32 vote. Despite the vote, the executive refused to seat Harradine.
With the ALP's governing bodies unwilling to reform themselves, Whitlam worked to build support for change among ordinary party members. He was successful in reducing union influence in the party, though he was never able to give the rank and file a direct vote in selecting the executive. The Victoria branch of the party had long been a problem; its executive was far to the left of the rest of the ALP, and had little electoral success. Whitlam was able to reconstruct the Victoria party organisation against the will of its leaders, and the reconstituted state party proved essential to victory in the 1972 election.
By the time of the 1969 party conference, Whitlam had gained considerable control over the ALP. That conference passed 61 resolutions, including broad changes to party policy and procedures. It called for the establishment of an Australian Schools Commission to consider the proper level of state aid for schools and universities, recognition of Aboriginal land claims, and expanded party policy on universal health care. The conference also called for increased federal involvement in urban planning, and formed the basis of "The Program" of modern socialism which Whitlam and the ALP presented to the voters in 1972.
Since 1918, Labor had called for the abolition of the existing Australian Constitution, and the vesting of all political power in Parliament, a plan which would turn the states into powerless geographic regions. Beginning in 1965, Whitlam sought to change this goal. He finally succeeded at the 1971 ALP Conference in Launceston, Tasmania, which called for Parliament to receive "such plenary powers as are necessary and desirable" to achieve the ALP's goals in domestic and international affairs. Labor also pledged to abolish the Senate; this goal was not erased from the party platform until 1979, after Whitlam had stepped down as leader.
Leader of the Opposition
Soon after taking the leadership, Whitlam reorganised the ALP caucus, assigning portfolios and turning the Labor frontbench into a shadow cabinet. While the Liberal-Country Coalition had a huge majority in the House of Representatives, Whitlam energised the party by campaigning intensively to win two by-elections in 1967: first in Corio in Victoria, and later that year in Capricornia in Queensland. The November half-Senate election saw a moderate swing to Labor and against the Coalition, compared with the general election the previous year. These federal victories, in which both Whitlam and Holt campaigned, helped give Whitlam the leverage he needed to carry out party reforms.
At the end of 1967, Holt vanished while swimming in rough seas near Melbourne; his body was never recovered. John McEwen, as leader of the junior Coalition partner, the Country Party, took over as prime minister for three weeks until the Liberals could elect a new leader. Senator John Gorton won the vote and became prime minister. The leadership campaign was conducted mostly by television, and Gorton appeared to have the visual appeal needed to keep Whitlam out of office. Gorton resigned his seat in the Senate, and in February 1968 won the by-election for Holt's seat of Higgins in Victoria. For the remainder of the year, Gorton appeared to have the better of Whitlam in the House of Representatives. In his chronicle of the Whitlam years, however, speechwriter Graham Freudenberg asserts that Gorton's erratic behaviour, Whitlam's strengthening of his party, and events outside Australia (such as the Vietnam War) ate away at Liberal dominance.
Gorton called an election for October 1969. Whitlam and the ALP, with little internal dissension, stood on a platform calling for domestic reform, an end to conscription, and the withdrawal of Australian troops from Vietnam by 1July 1970. Whitlam knew that, given the ALP's poor position after the 1966 election, victory was unlikely. Nevertheless, Whitlam scored an 18-seat swing, Labor's best performance since losing government in 1949. It also scored a 7.1 per cent two-party swing, the largest to not result in a change of government. Although the Coalition was returned for an eighth term in government, it was with a slim majority of three seats, down from 19 prior to the election. Labor actually won a bare majority of the two-party vote and only DLP preferences, especially in Melbourne-area seats, kept Whitlam from becoming prime minister. The 1970 half-Senate election brought little change to Coalition control, but the Liberal vote fell below 40 per cent for the first time, representing a severe threat to Gorton's leadership.
In March 1971, the resentment against Gorton came to a head when a confidence vote in the Liberal caucus resulted in a tie. Declaring that this was a sign he no longer had the confidence of the party, Gorton resigned, and William McMahon was elected his successor. With the Liberals in turmoil, Whitlam and the ALP sought to gain public trust as a credible government-in-waiting. The party's actions, such as its abandonment of the White Australia policy, gained favourable media attention. The Labor leader flew to Papua New Guinea and pledged himself to the independence of what was then under Australian trusteeship. In 1971, Whitlam flew to Beijing and met with Chinese officials, including Zhou Enlai. McMahon attacked Whitlam for the visit and claimed that the Chinese had manipulated him. This attack backfired when US President Richard Nixon announced that he would visit China the following year. His National Security Advisor, Henry Kissinger, visited Beijing between 9–11 July (less than a week after Whitlam's visit of 4–6 July), and, unknown to Whitlam, some of Kissinger's staff had been in Beijing preparing for Kissinger's visit at the same time as the Labor delegation. According to Whitlam biographer Jenny Hocking, the incident transformed Whitlam into an international statesman, while McMahon was seen as reacting defensively to Whitlam's foreign policy ventures. Other errors by McMahon, such as a confused ad-lib speech while visiting Washington, and a statement to Indonesia's President Suharto that Australia was a "west European nation", also damaged the government.
By early 1972, Labor had established a clear lead in the polls; indeed, for the first time since 1955 its support was greater than the combined vote for the Coalition and DLP. Unemployment was at a ten-year peak, rising to 2.14 per cent in August (though the unemployment rate was calculated differently compared to the present, and did not include thousands of rural workers on Commonwealth-financed relief work). Inflation was also at its highest rate since the early 1950s. The government recovered slightly in the August Budget session of Parliament, proposing income tax cuts and increased spending. The Labor strategy for the run-up to the election was to sit back and allow the Coalition to make mistakes. Whitlam controversially stated in March "draft-dodging is not a crime" and that he would be open to a revaluation of the Australian dollar. With the Coalition sinking in the polls and his own personal approval ratings down as low as 28 per cent, McMahon waited as long as he could, finally calling an election for the House of Representatives for 2December. Whitlam noted that the polling day was the anniversary of the Battle of Austerlitz at which another "ramshackle, reactionary coalition" had been given a "crushing defeat".
Labor campaigned under the slogan "It's Time", an echo of Menzies' successful 1949 slogan, "It's Time for a Change". Surveys showed that even Liberal voters approved of the Labor slogan. Whitlam pledged an end to conscription and the release of individuals who had refused the draft; an income tax surcharge to pay for universal health insurance; free dental care for students; and renovation of ageing urban infrastructure. The party pledged to eliminate university tuition fees and establish a schools commission to evaluate educational needs. The party benefited from the support of the proprietor of News Limited, Rupert Murdoch, who preferred Whitlam over McMahon. Labor was so dominant in the campaign that some of Whitlam's advisers urged him to stop joking about McMahon; people were feeling sorry for him. The election saw the ALP increase its tally by 12 seats, mostly in suburban Sydney and Melbourne, for a majority of nine in the House of Representatives. The ALP gained little beyond the suburban belts, however, losing a seat in South Australia and two in Western Australia.
Prime Minister, 1972–1975
First term
Duumvirate
Whitlam took office with a majority in the House of Representatives, but without control of the Senate (elected in the 1967 and 1970 half-elections). The Senate at that time consisted of ten members from each of the six states, elected by single transferable vote. Historically, when Labor won government, the parliamentary caucus chose the ministers, with the party leader having the power only to assign portfolios. However, the new Labor caucus would not meet until after the final results came in on 15 December.
With Labor's win beyond doubt even though counting was still underway, McMahon advised the Governor-General, Sir Paul Hasluck, that he was no longer in a position to govern. Soon afterward, Whitlam advised Hasluck that he could form a government with his new majority. This was in accordance with longstanding Australian constitutional practice. Convention also held that McMahon would stay on as caretaker prime minister until the full results were in. However, Whitlam was unwilling to wait that long. On 5December, per Whitlam's request, Hasluck swore Whitlam and Labor's deputy leader, Lance Barnard, as an interim two-man government, with Whitlam as prime minister and Barnard as deputy prime minister. The two men held 27 portfolios during the two weeks before a full cabinet could be determined.
During the two weeks the so-called "duumvirate" held office, Whitlam sought to fulfill those campaign promises that did not require legislation. Whitlam ordered negotiations to establish full relations with the People's Republic of China, and broke those with Taiwan. The diplomatic relations were established in 1972 and an embassy opened in Beijing in 1973. Legislation allowed the defence minister to grant exemptions from conscription. Barnard held this office, and exempted everyone. Seven men were at that time incarcerated for refusing conscription; Whitlam arranged for their liberation. The Whitlam government in its first days reopened the equal pay case pending before the Commonwealth Conciliation and Arbitration Commission, and appointed a woman, Elizabeth Evatt, to the commission. Whitlam and Barnard eliminated sales tax on contraceptive pills, announced major grants for the arts, and appointed an interim schools commission. The duumvirate barred racially discriminatory sports teams from Australia, and instructed the Australian delegation at the United Nations to vote in favour of sanctions on apartheid South Africa and Rhodesia. It also ordered the Australian Army Training Team home from Vietnam, ending Australia's involvement in the war; most troops, including all conscripts, had been withdrawn by McMahon. According to Whitlam's speechwriter Graham Freudenberg, the duumvirate was a success, as it showed that the Labor government could manipulate the machinery of government, despite almost a quarter-century in opposition. However, Freudenberg noted that the rapid pace and public excitement caused by the duumvirate's actions caused the Opposition to be wary of giving Labor too easy a time, and gave rise to one post-mortem assessment of the Whitlam government: "We did too much too soon."
Enacting a program
The McMahon government had consisted of 27 ministers, twelve of whom comprised the Cabinet. In the run-up to the election, the Labor caucus had decided that if the party took power all 27 ministers were to be Cabinet members. Intense canvassing took place amongst ALP parliamentarians as the duumvirate did its work, and on 18 December the caucus elected the Cabinet. The results were generally acceptable to Whitlam, and within three hours, he had announced the portfolios of the Cabinet members. To give himself greater control over the Cabinet, in January 1973 Whitlam established five Cabinet committees (with the members appointed by himself, not the caucus) and took full control of the Cabinet agenda.
Whitlam, prime minister for fewer than three years between 1972 and 1975, pushed through a raft of reforms that radically changed Australia's economic, legal and cultural landscape.
The Whitlam government abolished the death penalty for federal crimes. Legal aid was established, with offices in each state capital. It abolished university fees, and established the Schools Commission to allocate funds to schools. Whitlam founded the Department of Urban Development and, having lived in developing Cabramatta, most of which lacked sewage facilities, established the National Sewerage Program, which set a goal to leave no urban home unsewered. The Whitlam government gave grants directly to local government units for urban renewal, flood prevention, and the promotion of tourism. Other federal grants financed highways linking the state capitals, and paid for standard-gauge rail lines between the states. The government attempted to set up a new city at Albury–Wodonga on the Victoria–New South Wales border. The process was started for "Advance Australia Fair" to become the country's national anthem in place of "God Save the Queen". The Order of Australia replaced the British honours system in early 1975.
In 1973, the National Gallery of Australia, then called the Australian National Gallery, bought the painting "Blue Poles" by contemporary artist Jackson Pollock for US$2million (A$1.3million at the time of payment), which was about a third of its annual budget. This required Whitlam's personal permission, which he gave on the condition the price was publicised. The purchase created a political and media scandal, and was said to symbolise, alternatively, Whitlam's foresight and vision or his profligate spending.
Whitlam travelled extensively as prime minister, and was the first Australian prime minister to visit China while in office. He was criticised for making this visit, especially after Cyclone Tracy struck Darwin; he interrupted an extensive tour of Europe for 48 hours (deemed too brief a period by many) to view the devastation.
Early troubles
From the start of the Whitlam government, the Opposition, led by Billy Snedden, who replaced McMahon as Liberal leader in December 1972, sought to use control of the Senate to baulk Whitlam. It did not seek to block all government legislation; the Coalition senators, led by Senate Liberal leader Reg Withers, sought to block government legislation only when the obstruction would advance the Opposition's agenda. The Whitlam government also had troubles in relations with the states. New South Wales refused the government's request to close the Rhodesian Information Centre in Sydney. The Queensland premier, Joh Bjelke-Petersen refused to consider any adjustment in Queensland's border with Papua New Guinea, which, due to the state's ownership of islands in the Torres Strait, came within half a kilometre of the Papuan mainland. Liberal state governments in New South Wales and Victoria were re-elected by large margins in 1973. Whitlam and his majority in the House of Representatives proposed a constitutional referendum in December 1973, transferring control of wages and prices from the states to the federal government. The two propositions failed to attract a majority of voters in any state, and were rejected by over 800,000 votes nationwide.
In 1974, the Senate refused to pass six bills after they were passed twice by the House of Representatives. With the Opposition threatening to disrupt money supply to government, Whitlam used the Senate's recalcitrance to trigger a double dissolution election, holding it instead of the half-Senate election. After a campaign featuring the Labor slogan "Give Gough a fair go", the Whitlam government was returned, with its majority in the House of Representatives cut from seven to five and its Senate seats increased by three. It was only the second time since Federation that a Labor government had been elected to a second full term. The government and the opposition each had 29 Senators with two seats held by independents. The deadlock over the twice-rejected bills was broken, uniquely in Australian history, with a special joint sitting of the two houses of Parliament under Section 57 of the Constitution. This session, authorised by the new governor-general, John Kerr, passed bills providing for universal health insurance (known then as Medibank, today as Medicare) and providing the Northern Territory and Australian Capital Territory with representation in the Senate, effective at the next election.
Murphy raids
In February 1973, the Attorney General, Senator Lionel Murphy, led a police raid on the Melbourne office of the Australian Security Intelligence Organisation, which was under his ministerial responsibility. Murphy believed that ASIO might have files relating to threats against Yugoslav Prime Minister Džemal Bijedić, who was about to visit Australia, and feared ASIO might conceal or destroy them. The Opposition attacked the Government over the raid, terming Murphy a "loose cannon". A Senate investigation of the incident was cut short when Parliament was dissolved in 1974. According to journalist and author Wallace Brown, the controversy over the raid continued to dog the Whitlam government throughout its term, because the incident was "so silly".
Gair Affair
By early 1974, the Senate had rejected nineteen government bills, ten of them twice. With a half-Senate election due by mid-year, Whitlam looked for ways to shore up support in that body. Queensland senator and former DLP leader Vince Gair signalled his willingness to leave the Senate for a diplomatic post. Gair's term would not expire until the following half-Senate election or upon a double dissolution election. With five Queensland seats at stake in the half-Senate election, the ALP was expected to win only two, but if six (including Gair's) were at stake, the party would be likely to win a third. Possible control of the Senate was therefore at stake; Whitlam agreed to Gair's request and had Governor-General Sir Paul Hasluck appoint him ambassador to Ireland. Word leaked of Gair's pending resignation, and Whitlam's opponents attempted to counteract his manoeuvre. On what became known as the "Night of the Long Prawns", Country Party members secreted Gair at a small party in a legislative office as the ALP searched for him to secure his written resignation. As Gair enjoyed beer and prawns, Bjelke-Petersen advised the Queensland governor, Colin Hannah, to issue writs for only the usual five vacancies, since Gair's seat was not yet vacant, effectively countering Whitlam's plan.
Second term
By mid-1974, Australia was in an economic slump, suffering from the 1973 oil crisis and 1973–75 recession. The 1973 oil crisis had caused prices to spike and, according to government figures, inflation topped 13 per cent for over a year between 1973 and 1974. Part of the inflation was due to Whitlam's desire to increase wages and conditions of the Commonwealth Public Service as a pacesetter for the private sector. The Whitlam government had cut tariffs by 25 per cent in 1973; 1974 saw an increase in imports of 30 per cent and a $1.5billion increase in the trade deficit. Primary producers of commodities such as beef were caught in a credit squeeze as short-term rates rose to extremely high levels. Unemployment also rose significantly. Unease within the ALP led to Barnard's defeat when Jim Cairns challenged him for his deputy leadership. Whitlam gave little help to his embattled deputy, who had formed the other half of the duumvirate.
Despite these economic indicators, the Budget presented in August 1974 saw large increases in spending, especially in education. Treasury officials had advised a series of tax and fee increases, ranging from excise taxes to the cost of posting a letter; their advice was mostly rejected by Cabinet. The Budget was unsuccessful in dealing with the inflation and unemployment, and Whitlam introduced large tax cuts in November. He also announced additional spending to help the private sector.
Beginning in October 1974, the Whitlam government sought overseas loans to finance its development plans, with the newly enriched oil nations a likely target. Whitlam attempted to secure financing before informing the Loan Council which included state officials hostile to Whitlam. His government empowered Pakistani financier Tirath Khemlani as an intermediary in the hope of securing US$4billion in loans. While the Loans Affair did not result in a loan, according to author and Whitlam speechwriter Graham Freudenberg, "The only cost involved was the cost to the reputation of the Government. That cost was to be immenseit was government itself."
Whitlam appointed Senator Murphy to the High Court, even though Murphy's Senate seat would not be up for election if a half-Senate election were held. Labor then held three of the five short-term New South Wales Senate seats. Under proportional representation, Labor could hold its three short-term seats in the next half-Senate election but, if Murphy's seat were also contested, Labor was unlikely to win four out of six. Thus, a Murphy appointment meant the almost certain loss of a seat in the closely divided Senate at the next election. Whitlam appointed Murphy anyway. By convention, senators appointed by the state legislature to fill casual vacancies were from the same political party as the former senator. The New South Wales premier, Tom Lewis felt that this convention applied only to vacancies caused by deaths or ill-health, and arranged for the legislature to elect Cleaver Bunton, former mayor of Albury and an independent. By March 1975, many Liberal parliamentarians felt Snedden was doing an inadequate job as leader of the Opposition, and that Whitlam was dominating him in the House of Representatives. Malcolm Fraser challenged Snedden for the leadership, and defeated him on 21 March.
Soon after Fraser's accession, controversy arose over the Whitlam government's actions in trying to restart peace talks in Vietnam. As the North prepared to end the civil war, Whitlam sent cables to both Vietnamese governments, telling Parliament both cables were substantially the same. The Opposition contended he had misled Parliament, and a motion to censure Whitlam was defeated along party lines. The Opposition also attacked Whitlam for not allowing enough South Vietnamese refugees into Australia, with Fraser calling for the entry of 50,000. Freudenberg alleges that 1,026 Vietnamese refugees entered Australia in the final eight months of the Whitlam government, and only 399 in 1976 under Fraser. However, by 1977, Australia had accepted more than five thousand refugees.
As the political situation deteriorated, Whitlam and his government continued to enact legislation: The Family Law Act 1975 provided for no-fault divorce while the Racial Discrimination Act 1975 caused Australia to ratify the International Convention on the Elimination of All Forms of Racial Discrimination that Australia had signed under Holt, but which had never been ratified. In August 1975, Whitlam gave the Gurindji people of the Northern Territory title deeds to part of their traditional lands, beginning the process of Aboriginal land reform. The next month, Australia granted independence to Papua New Guinea.
Following the 1974 Carnation Revolution, Portugal began a process of decolonisation and began a withdrawal from Portuguese Timor (later East Timor). Australians had long taken an interest in the colony; the nation had sent troops to the region during World WarII, and many East Timorese had fought the Japanese as guerrillas. In September 1974, Whitlam met with President Suharto in Indonesia and indicated that he would support Indonesia if it annexed East Timor. At the height of the Cold War, and in the context of the American retreat from Indo-China, he felt that incorporation of East Timor into Indonesia would enhance the stability of the region, and reduce the risk of the East Timorese FRETILIN movement, which many feared was communist, coming to power.
Whitlam had offered Barnard a diplomatic post and in early 1975 Barnard agreed to this, triggering a by-election in his Tasmanian electorate of Bass. The election on 28 June proved a disaster for Labor, which lost the seat with a swing against it of 17 per cent. The next week, Whitlam removed deputy prime minister Cairns, who had misled Parliament about the Loans Affair amid controversy about his relationship with his office manager, Junie Morosi. At the time of Cairns's dismissal, one Senate seat was vacant, following the death on 30 June of Queensland ALP Senator Bertie Milliner. The state Labor party nominated Mal Colston, resulting in a deadlock. The unicameral Queensland legislature twice voted against Colston, and the party refused to submit any alternative candidates. Bjelke-Petersen finally convinced the legislature to elect a low-level union official, Albert Field, who had contacted his office and expressed a willingness to serve. In interviews, Field made it clear he would not support Whitlam. Field was expelled from the ALP for standing against Colston, and Labor senators boycotted his swearing-in. Whitlam argued that, because of the manner of filling vacancies, the Senate was "corrupted" and "tainted", with the Opposition enjoying a majority they did not win at the ballot box.
Dismissal
In October 1975, the Opposition, led by Malcolm Fraser, determined to withhold supply by deferring consideration of appropriation bills. With Field on leave (his Senate appointment having been challenged), the Coalition had an effective majority of 30–29 in the Senate. The Coalition believed that if Whitlam could not deliver supply, and would not advise new elections, Kerr would have to dismiss him. Supply would run out on 30 November.
The stakes were raised in the conflict on 10 October, when the High Court declared valid the Act granting the territories two senators each. In a half-Senate election, most successful candidates would not take their places until 1July 1976, but the territories' senators, and those filling Field's and Bunton's seats, would assume their seats immediately. This gave Labor an outside chance of controlling the Senate, at least until 1July 1976.
On 14 October, Labor minister Rex Connor, mastermind of the loans scheme, was forced to resign when Khemlani released documents showing that Connor had made misleading statements. The continuing scandal bolstered the Coalition in their stance that they would not concede supply. Whitlam on the other hand, convinced that he would win the battle, was glad of the distraction from the Loans Affair, and believed he would "smash" not only the Senate, but Fraser's leadership as well.
Whitlam told the House of Representatives on 21 October,
Whitlam and his ministers repeatedly claimed that the Opposition was damaging not only the constitution, but the economy as well. The Coalition senators remained united, though several became increasingly concerned about the tactic of blocking supply. As the crisis dragged into November, Whitlam attempted to make arrangements for public servants and suppliers to be able to cash cheques at banks. These transactions would be temporary loans which the government would repay once supply was restored. This plan to prolong government without supply was presented to Kerr unsigned on 6November, under the title "Draft Joint Opinion" (ostensibly of solicitor-general Maurice Byers and attorney-general Kep Enderby). It proposed that public employees, including members of the armed forces and police, "could assign arrears of pay by way of mortgage". The government's refusal to formalise this and other "advice" was a factor justifying Kerr's resort to advice from elsewhere.
Kerr was following the crisis closely. At a luncheon with Whitlam and several of his ministers on 30 October, Kerr suggested a compromise: if Fraser conceded supply, Whitlam would agree not to call the half-Senate election until May or June 1976, or alternatively would agree not to call the Senate into session until after 1July. Whitlam rejected the idea, seeking to end the Senate's right to deny supply. On 3November, after a meeting with Kerr, Fraser proposed that if the government agreed to hold a House of Representatives election at the same time as the half-Senate election, the Coalition would concede supply. Whitlam rejected this offer, stating that he had no intention of advising a House election for at least a year.
With the crisis unresolved, Kerr decided to dismiss Whitlam as prime minister. Fearing that Whitlam would go to the Queen and potentially have him removed, the Governor-General gave Whitlam no prior hint. Against Whitlam's advice, he conferred with High Court Chief Justice Sir Garfield Barwick, who agreed that he had the power to dismiss Whitlam.
A meeting among the party leaders, including Whitlam and Fraser, to resolve the crisis on the morning of 11 November came to nothing. Kerr and Whitlam met at the Governor-General's office that afternoon at 1:00pm. Unknown to Whitlam, Fraser was waiting in an ante-room; Whitlam later said he would not have set foot in the building if he had known Fraser was there. Whitlam, as he had told Kerr by phone earlier that day, came prepared to advise a half-Senate election, to be held on 13 December. Kerr instead told Whitlam he had terminated his commission as prime minister, and handed him a letter to that effect. After the conversation, Whitlam returned to the Prime Minister's residence, The Lodge, had lunch and conferred with his advisers. Immediately after his meeting with Whitlam, Kerr commissioned Fraser as caretaker Prime Minister, on the assurance he could obtain supply and would then advise Kerr to dissolve both houses for election.
In the confusion, Whitlam and his advisers did not immediately tell any Senate members of the dismissal, with the result that when the Senate convened at 2:00pm, the appropriation bills were rapidly passed, with the ALP senators assuming the Opposition had given in. The bills were soon sent to Kerr to receive Royal Assent. At 2:34pm, ten minutes after supply had been secured, Fraser rose in the House and announced he was prime minister. Whitlam immediately moved a successful no confidence motion against Fraser in the House. The Speaker, Gordon Scholes, was instructed to advise Kerr to reinstate Whitlam.
Kerr refused to receive Scholes, keeping him waiting for more than an hour. In that time Kerr rang Justice Anthony Mason to ask for advice. Mason told him the no confidence motion in the House was "irrelevant". Kerr then prorogued Parliament by proclamation: his Official Secretary, David Smith, came to Parliament House to proclaim the dissolution from the front steps. A large, angry crowd had gathered, and Smith was nearly drowned out by their noise. He concluded his task by taking the unilateral step of re-instating the traditional ending for a royal proclamation "God save the Queen", a practise the Whitlam government had abolished. Whitlam, who had been standing behind Smith, then addressed the crowd:
Well may we say "God save the Queen", because nothing will save the Governor-General! The Proclamation which you have just heard read by the Governor-General's Official Secretary was countersigned Malcolm Fraser, who will undoubtedly go down in Australian history from Remembrance Day 1975 as Kerr's cur. They won't silence the outskirts of Parliament House, even if the inside has been silenced for a few weeks.... Maintain your rage and enthusiasm for the campaign for the election now to be held and until polling day.
Alleged CIA involvement
During the crisis, Whitlam had alleged that National Country Party leader Doug Anthony had close links to the US Central Intelligence Agency (CIA). In early November 1975, the Australian Financial Review wrote that Richard Lee Stallings, a former CIA officer, had been channelling money to Anthony, who was a close friend.
Kerr had been involved with a number of CIA fronts. In the 1950s, Kerr had joined the Association for Cultural Freedom, a conservative group which had been established by, and received funding from, the CIA through the Congress for Cultural Freedom. Kerr was on its executive board and wrote for its magazine Quadrant. In 1966, Kerr helped to found Lawasia (or Law Asia), an organization of lawyers which had offices in all the major capitals of Asia. It was funded by The Asia Foundation, a prominent CIA front.
Christopher Boyce, who was convicted of spying for the Soviet Union while an employee of a CIA contractor, said the CIA wanted Whitlam removed from office because he threatened to close US military bases in Australia, including Pine Gap. Boyce said Kerr was described by the CIA as "our man Kerr".
Whitlam later wrote that Kerr did not need any encouragement from the CIA. However, he also said that in 1977 United States Deputy Secretary of State Warren Christopher made a special trip to Sydney to meet with him and told him, on behalf of US President Jimmy Carter, of his willingness to work with whatever government Australians elected, and that the US would never again interfere with Australia's democratic processes.
Former ASIO chief Sir Edward Woodward has dismissed the notion of CIA involvement, as has journalist Paul Kelly. Justice Robert Hope, who had twice been royal commissioner investigating the Australian intelligence agencies, including ASIO, stated in 1998 that he had attempted to locate and interview a witness who had allegedly given in-camera evidence to the Church Committee about CIA involvement in the dismissal. He was unable to find either the witness or testimony, despite having the support of "a senior [US] senator". In his top secret supplementary report, however, Hope dismissed the idea of a CIA involvement in Australian politics.
Return to Opposition, 1975–1978
As the ALP began the 1975 campaign, it seemed that its supporters would maintain their rage. Early rallies drew huge crowds, with attendees handing Whitlam money to pay election expenses. The crowds greatly exceeded those in any of Whitlam's earlier campaigns; in The Domain, Sydney, 30,000 people gathered for an ALP rally below a banner: "Shame Fraser Shame". Fraser's appearances drew protests, and a letter bomb sent to Kerr was defused by authorities. Instead of making a policy speech to keynote his campaign, Whitlam made a speech attacking his opponents and calling 11 November "a day which will live in infamy".
Polls from the first week of campaigning showed a nine-point swing against Labor, which would have decimated Labor if repeated in an election. Whitlam's campaign team disbelieved the results at first, but additional polling returns clearly showed that the electorate had turned against Labor. The Coalition attacked Labor for economic conditions, and released television commercials with the title "The Three Dark Years" showing images from Whitlam government scandals. The ALP campaign concentrated on the issue of Whitlam's dismissal and did not address the economy until its final days. By that time Fraser was confident of victory and content to sit back, avoid specifics and make no mistakes. In the election, the Coalition won the largest majority government in Australian history, winning 91 seats to Labor's 36. Labor suffered a 6.5 per cent swing against it and its caucus was cut almost in half, suffering a 30-seat swing. Labor was left with five fewer seats than it had when Whitlam took the leadership. The Coalition also won a 37–25 majority in the Senate.
Whitlam stayed on as Opposition leader, surviving a leadership challenge. In early 1976, an additional controversy broke when it was reported that Whitlam had been involved in ALP attempts to raise $500,000 during the election from the Ahmed Hassan al-Bakr government of Iraq. No money had actually been paid, and no charges were filed.
The Whitlams were visiting China at the time of the Tangshan earthquake in July 1976, though they were staying in Tianjin, away from the epicentre. The Age printed a cartoon by Peter Nicholson showing the Whitlams huddled together in bed with Margaret Whitlam saying, "Did the earth move for you too, dear?" This cartoon prompted a page full of outraged letters from Labor partisans and a telegram from Gough Whitlam, safe in Tokyo, requesting the original of the cartoon.
In early 1977 Whitlam faced a leadership challenge from Bill Hayden, the last treasurer in the Whitlam government, and won by a two-vote margin. Fraser called an election for 10 December. Although Labor managed to pick up five seats, the Coalition still enjoyed a majority of 48. According to Freudenberg, "The meaning and the message were unmistakable. It was the Australian people's rejection of Edward Gough Whitlam." Whitlam's son Tony, who had joined his father in the House of Representatives at the 1975 election, was defeated. Shortly after the election, Whitlam resigned as party leader and was succeeded by Hayden.
Later years and death, 1978–2014
Whitlam was made a Companion of the Order of Australia in June 1978, and resigned from Parliament on 31 July of the same year. He then held various academic positions. When Labor returned to power under Bob Hawke in 1983, Whitlam was appointed as Australia's ambassador to UNESCO, based in Paris. He served for three years in this post, defending UNESCO against allegations of corruption. At the end of his term as ambassador Whitlam was elected to the Executive Board of UNESCO for a 3-year term, until 1989. In 1985, he was appointed to Australia's Constitutional Commission.
Whitlam was appointed chairman of the National Gallery of Australia in 1987 after his son Nick, who was then managing director of the State Bank of New South Wales, turned down the position. He and Margaret Whitlam were part of the bid team that in 1993 persuaded the International Olympic Committee to give Sydney the right to host the 2000 Summer Olympics.
Sir John Kerr died in 1991. He and Whitlam never reconciled; indeed, Whitlam always saw his dismissal from office as a "constitutional coup d'état". Whitlam and Fraser put aside their differences and became friends during the 1980s, though they never discussed the events of 1975. The two subsequently campaigned together in support of the 1999 Australian republic referendum. In March 2010, Fraser visited Whitlam at his Sydney office while on a book tour to promote his memoirs. Whitlam accepted an autographed copy of the book and presented Fraser with a copy of his 1979 book about the dismissal, The Truth of the Matter.
During the 1990s Labor Government, Whitlam used the Australian Greens as a "decoy questioner" in parliament. According to Dee Margetts, Whitlam "didn't like what Keating and Hawke had done" and regularly sent the Greens questions to ask the government about policies he disagreed with.
Whitlam initially had a close relationship with Labor leader Mark Latham, however, by 2005 he had called for Latham's resignation from parliament. Whitlam called his support of Latham to enter federal politics as one of his "lingering regrets".
Whitlam supported fixed four-year terms for both houses of Parliament. In 2006, he accused the ALP of failing to press for this change. In April 2007, he and Margaret Whitlam were both made life members of the Australian Labor Party. This was the first time anyone had been made a life member of the party organisation at the national level.
In 2007, Whitlam testified at an inquest into the death of Brian Peters, one of five Australia-based TV personnel killed in East Timor in October 1975. Whitlam indicated he had warned Peters' colleague, Greg Shackleton, who was also killed, that the Australian government could not protect them in East Timor and that they should not go there. He also said Shackleton was "culpable" if he had not passed on Whitlam's warning.
Whitlam joined three other former prime ministers in February 2008 in returning to Parliament to witness the Federal Government apology to the Aboriginal Stolen Generations by the then prime minister Kevin Rudd. On 21 January 2009, Whitlam achieved a greater age () than any other prime minister of Australia, surpassing the previous record holder Frank Forde. On the 60th anniversary of his marriage to Margaret Whitlam, he called it "very satisfactory" and claimed a record for "matrimonial endurance". In 2010, it was reported that Whitlam had moved into an aged care facility in Sydney's inner east in 2007. Despite this, he continued to go to his office three days a week. Margaret Whitlam remained in the couple's nearby apartment. In early 2012, she suffered a fall there, leading to her death in hospital at the age of 92 on 17 March of that year, a month short of the Whitlams' 70th wedding anniversary.
Gough Whitlam died on the morning of 21 October 2014. His family announced that there would be a private cremation and a public memorial service. Whitlam was survived by his four children, five grandchildren and nine great-grandchildren. He was the longest-lived Australian Prime Minister, dying at the age of 98 years and 102 days. He predeceased his successor Malcolm Fraser (14 years his junior) by just under five months.
Memorials
A state memorial service was held on 5November 2014 in the Sydney Town Hall and was led by Kerry O'Brien. The Welcome to Country was given by Auntie Millie Ingram and eulogies were delivered by Graham Freudenberg, Cate Blanchett, Noel Pearson, John Faulkner and Antony Whitlam. Pearson's contribution in particular was hailed as "one of the best political speeches of our time". Musical performances were delivered by William Barton (a didgeridoo improvisation), Paul Kelly and Kev Carmody (their land rights protest song From Little Things Big Things Grow), as well as the Sydney Philharmonia Choir and the Sydney Symphony Orchestra, conducted by Benjamin Northey. In accordance with Whitlam's wishes, the orchestra performed "In Tears of Grief" from Bach's St Matthew Passion, "Va, pensiero" from Verdi's Nabucco, "Un Bal" from Symphonie fantastique by Berlioz and, as the final piece, Jerusalem by Parry. Jerusalem was followed by a flypast of four RAAF F/A-18 Hornets in missing man formation. Those attending the memorial included the current and some former governors-general, the current and all living former prime ministers, and members of the family of Vincent Lingiari. The two-hour service, attended by 1,000 invited guests and 900 others, was screened to thousands outside the Hall, as well as in Cabramatta and Melbourne, and broadcast live by ABC television.
In honour of Whitlam, the Australian Electoral Commission created the Division of Whitlam in the House of Representatives in place of the Division of Throsby, with effect from the 2016 election. ACT Chief Minister Katy Gallagher announced that a future Canberra suburb will be named for Whitlam, and that his family would be consulted about other potential memorials. Gough Whitlam Park in Earlwood, New South Wales, is named after him.
In January 2021, the Whitlams' purpose-built home from 1956 to 1978 at 32 Albert Street, Cabramatta, designed by architect Roy Higson Dell Appleton, came up for sale. It was eventually sold at for $1.15 million to a group of Labor supporters, including former NSW Premier Barrie Unsworth, with the intention of restoring the house for educational purposes as a museum. The work is supported by a Commonwealth government national heritage grant of $1.3 million and is to be run by the Whitlam Institute of Western Sydney University. The house was proposed to be listed as a local heritage item in the Fairfield Local Environmental Plan 2013 as part of a regular LEP review, which identified the house as being at least of state heritage significance.
Legacy and historical evaluation
Whitlam remains well remembered for the circumstances of his dismissal. It is a legacy he did little to efface; he wrote a 1979 book, The Truth of the Matter (the title is a play on that of Kerr's 1978 memoir, Matters for Judgment), and devoted part of his subsequent book, Abiding Interests, to the circumstances of his removal. According to journalist and author Paul Kelly, who penned two books on the crisis, Whitlam "achieved a paradoxical triumph: the shadow of the dismissal has obscured the sins of his government".
More books have been written about Whitlam, including his own writings, than about any other Australian prime minister. According to Whitlam biographer Jenny Hocking, for a period of at least a decade, the Whitlam era was viewed almost entirely in negative terms, but that has changed. Still, she feels Australians take for granted programmes and policies initiated by the Whitlam government, such as recognition of China, legal aid, and Medicare. Ross McMullin, who wrote an official history of the ALP, notes that Whitlam remains greatly admired by many Labor supporters because of his efforts to reform Australian government, and his inspiring leadership. Some rankings have put Whitlam high on the list of Australia's better prime ministers. Economist and writer Ross Gittins evaluates opinions on the Whitlam Government's responses to the economic challenges of the time:
Wallace Brown describes Whitlam in his book about his experiences covering Australian prime ministers as a journalist:
Whitlam's last words in the documentary film Gough WhitlamIn His Own Words (2002) were in response to a question about his status as an icon and elder statesman. He said:
Published works
On Australia's Constitution (Melbourne: Widescope, 1977).
The Truth of the Matter (Melbourne: Melbourne University Press, 1979).
The Whitlam Government (Ringwood: Viking, 1985).
Abiding Interests (Brisbane: University of Queensland Press, 1997).
My Italian Notebook: The Story of an Enduring Love Affair (Sydney: Allen & Unwin, 2002)
See also
The Hon E.G. Whitlam, painting by Clifton Pugh
Whitlam Government
First Whitlam Ministry
Second Whitlam Ministry
Third Whitlam Ministry
References
Citations
Bibliography
External links
Gough WhitlamAustralia's Prime Ministers / National Archives of Australia
The Whitlam Institute
The Whitlam Dismissal11 November 1975
Dismissal letterCopy of dismissal letter
Gurindji Land Ceremony Speechtranscript and audio from August 1975
Listen to an excerpt of Gough Whitlam's 'Kerr's Cur' speech from the National Film and Sound Archive
"It's Time" speechtranscript
1916 births
2014 deaths
1975 Australian constitutional crisis
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Australian Labor Party members of the Parliament of Australia
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Companions of the Order of Australia
Honorary Grand Companions of the Order of Logohu
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12460 | https://en.wikipedia.org/wiki/Green | Green | Green is the color between cyan and yellow on the visible spectrum. It is evoked by light which has a dominant wavelength of roughly 495570 nm. In subtractive color systems, used in painting and color printing, it is created by a combination of yellow and cyan; in the RGB color model, used on television and computer screens, it is one of the additive primary colors, along with red and blue, which are mixed in different combinations to create all other colors. By far the largest contributor to green in nature is chlorophyll, the chemical by which plants photosynthesize and convert sunlight into chemical energy. Many creatures have adapted to their green environments by taking on a green hue themselves as camouflage. Several minerals have a green color, including the emerald, which is colored green by its chromium content.
During post-classical and early modern Europe, green was the color commonly associated with wealth, merchants, bankers and the gentry, while red was reserved for the nobility. For this reason, the costume of the Mona Lisa by Leonardo da Vinci and the benches in the British House of Commons are green while those in the House of Lords are red. It also has a long historical tradition as the color of Ireland and of Gaelic culture. It is the historic color of Islam, representing the lush vegetation of Paradise. It was the color of the banner of Muhammad, and is found in the flags of nearly all Islamic countries.
In surveys made in American, European, and Islamic countries, green is the color most commonly associated with nature, life, health, youth, spring, hope, and envy. In the European Union and the United States, green is also sometimes associated with toxicity and poor health, but in China and most of Asia, its associations are very positive, as the symbol of fertility and happiness. Because of its association with nature, it is the color of the environmental movement. Political groups advocating environmental protection and social justice describe themselves as part of the Green movement, some naming themselves Green parties. This has led to similar campaigns in advertising, as companies have sold green, or environmentally friendly, products. Green is also the traditional color of safety and permission; a green light means go ahead, a green card permits permanent residence in the United States.
Etymology and linguistic definitions
The word green comes from the Middle English and Old English word grene, which, like the German word grün, has the same root as the words grass and grow. It is from a Common Germanic *gronja-, which is also reflected in Old Norse grænn, Old High German gruoni (but unattested in East Germanic), ultimately from a PIE root * "to grow", and root-cognate with grass and to grow.
The first recorded use of the word as a color term in Old English dates to ca. AD 700.
Latin with viridis also has a genuine and widely used term for "green". Related to virere "to grow" and ver "spring", it gave rise to words in several Romance languages, French vert, Italian verde (and English vert, verdure etc.). Likewise the Slavic languages with zelenъ. Ancient Greek also had a term for yellowish, pale green – χλωρός, chloros (cf. the color of chlorine), cognate with χλοερός "verdant" and χλόη "chloe, the green of new growth".
Thus, the languages mentioned above (Germanic, Romance, Slavic, Greek) have old terms for "green" which are derived from words for fresh, sprouting vegetation.
However, comparative linguistics makes clear that these terms were coined independently, over the past few millennia, and there is no identifiable single Proto-Indo-European or word for "green". For example, the Slavic zelenъ is cognate with Sanskrit hari "yellow, ochre, golden".
The Turkic languages also have jašɨl "green" or "yellowish green", compared to a Mongolian word for "meadow".
Languages where green and blue are one color
In some languages, including old Chinese, Thai, old Japanese, and Vietnamese, the same word can mean either blue or green. The Chinese character 青 (pronounced qīng in Mandarin, ao in Japanese, and thanh in Sino-Vietnamese) has a meaning that covers both blue and green; blue and green are traditionally considered shades of "青". In more contemporary terms, they are 藍 (lán, in Mandarin) and 綠 (lǜ, in Mandarin) respectively. Japanese also has two terms that refer specifically to the color green, 緑 (midori, which is derived from the classical Japanese descriptive verb midoru "to be in leaf, to flourish" in reference to trees) and グリーン (guriin, which is derived from the English word "green"). However, in Japan, although the traffic lights have the same colors as other countries have, the green light is described using the same word as for blue, aoi, because green is considered a shade of aoi; similarly, green variants of certain fruits and vegetables such as green apples, green shiso (as opposed to red apples and red shiso) will be described with the word aoi. Vietnamese uses a single word for both blue and green, xanh, with variants such as xanh da trời (azure, lit. "sky blue"), lam (blue), and lục (green; also xanh lá cây, lit. "leaf green").
"Green" in modern European languages corresponds to about 520–570 nm, but many historical and non-European languages make other choices, e.g. using a term for the range of ca. 450–530 nm ("blue/green") and another for ca. 530–590 nm ("green/yellow"). In the comparative study of color terms in the world's languages, green is only found as a separate category in languages with the fully developed range of six colors (white, black, red, green, yellow, and blue), or more rarely in systems with five colors (white, red, yellow, green, and black/blue). (See distinction of green from blue) These languages have introduced supplementary vocabulary to denote "green", but these terms are recognizable as recent adoptions that are not in origin color terms (much like the English adjective orange being in origin not a color term but the name of a fruit). Thus, the Thai word เขียว kheīyw, besides meaning "green", also means "rank" and "smelly" and holds other unpleasant associations.
The Celtic languages had a term for "blue/green/grey", Proto-Celtic *glasto-, which gave rise to Old Irish glas "green, grey" and to Welsh glas "blue". This word is cognate with the Ancient Greek γλαυκός "bluish green", contrasting with χλωρός "yellowish green" discussed above.
In modern Japanese, the term for green is 緑, while the old term for "blue/green", now means "blue". But in certain contexts, green is still conventionally referred to as 青, as in and , reflecting the absence of blue-green distinction in old Japanese (more accurately, the traditional Japanese color terminology grouped some shades of green with blue, and others with yellow tones).
In science
Color vision and colorimetry
In optics, the perception of green is evoked by light having a spectrum dominated by energy with a wavelength of roughly 495570nm. The sensitivity of the dark-adapted human eye is greatest at about 507nm, a blue-green color, while the light-adapted eye is most sensitive about 555nm, a yellow-green; these are the peak locations of the rod and cone (scotopic and photopic, respectively) luminosity functions.
The perception of greenness (in opposition to redness forming one of the opponent mechanisms in human color vision) is evoked by light which triggers the medium-wavelength M cone cells in the eye more than the long-wavelength L cones. Light which triggers this greenness response more than the yellowness or blueness of the other color opponent mechanism is called green. A green light source typically has a spectral power distribution dominated by energy with a wavelength of roughly 487570 nm.
Human eyes have color receptors known as cone cells, of which there are three types. In some cases, one is missing or faulty, which can cause color blindness, including the common inability to distinguish red and yellow from green, known as deuteranopia or redgreen color blindness. Green is restful to the eye. Studies show that a green environment can reduce fatigue.
In the subtractive color system, used in painting and color printing, green is created by a combination of yellow and blue, or yellow and cyan; in the RGB color model, used on television and computer screens, it is one of the additive primary colors, along with red and blue, which are mixed in different combinations to create all other colors. On the HSV color wheel, also known as the RGB color wheel, the complement of green is magenta; that is, a color corresponding to an equal mixture of red and blue light (one of the purples). On a traditional color wheel, based on subtractive color, the complementary color to green is considered to be red.
In additive color devices such as computer displays and televisions, one of the primary light sources is typically a narrow-spectrum yellowish-green of dominant wavelength ~550nm; this "green" primary is combined with an orangish-red "red" primary and a purplish-blue "blue" primary to produce any color in betweenthe RGB color model. A unique green (green appearing neither yellowish nor bluish) is produced on such a device by mixing light from the green primary with some light from the blue primary.
Lasers
Lasers emitting in the green part of the spectrum are widely available to the general public in a wide range of output powers. Green laser pointers outputting at 532nm (563.5 THz) are relatively inexpensive compared to other wavelengths of the same power, and are very popular due to their good beam quality and very high apparent brightness. The most common green lasers use diode pumped solid state (DPSS) technology to create the green light. An infrared laser diode at 808nm is used to pump a crystal of neodymium-doped yttrium vanadium oxide (Nd:YVO4) or neodymium-doped yttrium aluminium garnet (Nd:YAG) and induces it to emit 281.76 THz (1064 nm). This deeper infrared light is then passed through another crystal containing potassium, titanium and phosphorus (KTP), whose non-linear properties generate light at a frequency that is twice that of the incident beam (563.5 THz); in this case corresponding to the wavelength of 532nm ("green"). Other green wavelengths are also available using DPSS technology ranging from 501 nm to 543 nm. Green wavelengths are also available from gas lasers, including the helium–neon laser (543nm), the Argon-ion laser (514nm) and the Krypton-ion laser (521nm and 531nm), as well as liquid dye lasers. Green lasers have a wide variety of applications, including pointing, illumination, surgery, laser light shows, spectroscopy, interferometry, fluorescence, holography, machine vision, non-lethal weapons and bird control.
As of mid-2011, direct green laser diodes at 510nm and 500nm have become generally available, although the price remains relatively prohibitive for widespread public use. The efficiency of these lasers (peak 3%) compared to that of DPSS green lasers (peak 35%) may also be limiting adoption of the diodes to niche uses.
Pigments, food coloring and fireworks
Many minerals provide pigments which have been used in green paints and dyes over the centuries. Pigments, in this case, are minerals which reflect the color green, rather that emitting it through luminescent or phosphorescent qualities. The large number of green pigments makes it impossible to mention them all. Among the more notable green minerals, however is the emerald, which is colored green by trace amounts of chromium and sometimes vanadium. Chromium(III) oxide (Cr2O3), is called chrome green, also called viridian or institutional green when used as a pigment. For many years, the source of amazonite's color was a mystery. Widely thought to have been due to copper because copper compounds often have blue and green colors, the blue-green color is likely to be derived from small quantities of lead and water in the feldspar. Copper is the source of the green color in malachite pigments, chemically known as basic copper(II) carbonate.
Verdigris is made by placing a plate or blade of copper, brass or bronze, slightly warmed, into a vat of fermenting wine, leaving it there for several weeks, and then scraping off and drying the green powder that forms on the metal. The process of making verdigris was described in ancient times by Pliny. It was used by the Romans in the murals of Pompeii, and in Celtic medieval manuscripts as early as the 5th century AD. It produced a blue-green which no other pigment could imitate, but it had drawbacks: it was unstable, it could not resist dampness, it did not mix well with other colors, it could ruin other colors with which it came into contact, and it was toxic. Leonardo da Vinci, in his treatise on painting, warned artists not to use it. It was widely used in miniature paintings in Europe and Persia in the 16th and 17th centuries. Its use largely ended in the late 19th century, when it was replaced by the safer and more stable chrome green. Viridian, as described above, was patented in 1859. It became popular with painters, since, unlike other synthetic greens, it was stable and not toxic. Vincent van Gogh used it, along with Prussian blue, to create a dark blue sky with a greenish tint in his painting Café Terrace at Night.
Green earth is a natural pigment used since the time of the Roman Empire. It is composed of clay colored by iron oxide, magnesium, aluminum silicate, or potassium. Large deposits were found in the South of France near Nice, and in Italy around Verona, on Cyprus, and in Bohemia. The clay was crushed, washed to remove impurities, then powdered. It was sometimes called Green of Verona.
Mixtures of oxidized cobalt and zinc were also used to create green paints as early as the 18th century.
Cobalt green, sometimes known as Rinman's green or zinc green, is a translucent green pigment made by heating a mixture of cobalt (II) oxide and zinc oxide. Sven Rinman, a Swedish chemist, discovered this compound in 1780. Green chrome oxide was a new synthetic green created by a chemist named Pannetier in Paris in about 1835. Emerald green was a synthetic deep green made in the 19th century by hydrating chrome oxide. It was also known as Guignet green.
There is no natural source for green food colorings which has been approved by the US Food and Drug Administration. Chlorophyll, the E numbers E140 and E141, is the most common green chemical found in nature, and only allowed in certain medicines and cosmetic materials. Quinoline Yellow (E104) is a commonly used coloring in the United Kingdom but is banned in Australia, Japan, Norway and the United States. Green S (E142) is prohibited in many countries, for it is known to cause hyperactivity, asthma, urticaria, and insomnia.
To create green sparks, fireworks use barium salts, such as barium chlorate, barium nitrate crystals, or barium chloride, also used for green fireplace logs. Copper salts typically burn blue, but cupric chloride (also known as "campfire blue") can also produce green flames. Green pyrotechnic flares can use a mix ratio 75:25 of boron and potassium nitrate. Smoke can be turned green by a mixture: solvent yellow 33, solvent green 3, lactose, magnesium carbonate plus sodium carbonate added to potassium chlorate.
Biology
Green is common in nature, as many plants are green because of a complex chemical known as chlorophyll, which is involved in photosynthesis. Chlorophyll absorbs the long wavelengths of light (red) and short wavelengths of light (blue) much more efficiently than the wavelengths that appear green to the human eye, so light reflected by plants is enriched in green. Chlorophyll absorbs green light poorly because it first arose in organisms living in oceans where purple halobacteria were already exploiting photosynthesis. Their purple color arose because they extracted energy in the green portion of the spectrum using bacteriorhodopsin. The new organisms that then later came to dominate the extraction of light were selected to exploit those portions of the spectrum not used by the halobacteria.
Animals typically use the color green as camouflage, blending in with the chlorophyll green of the surrounding environment. Most fish, reptiles, amphibians, and birds appear green because of a reflection of blue light coming through an over-layer of yellow pigment. Perception of color can also be affected by the surrounding environment. For example, broadleaf forests typically have a yellow-green light about them as the trees filter the light. Turacoverdin is one chemical which can cause a green hue in birds, especially. Invertebrates such as insects or mollusks often display green colors because of porphyrin pigments, sometimes caused by diet. This can causes their feces to look green as well. Other chemicals which generally contribute to greenness among organisms are flavins (lychochromes) and hemanovadin. Humans have imitated this by wearing green clothing as a camouflage in military and other fields. Substances that may impart a greenish hue to one's skin include biliverdin, the green pigment in bile, and ceruloplasmin, a protein that carries copper ions in chelation.
The green huntsman spider is green due to the presence of bilin pigments in the spider's hemolymph (circulatory system fluids) and tissue fluids. It hunts insects in green vegetation, where it is well camouflaged.
Green eyes
There is no green pigment in green eyes; like the color of blue eyes, it is an optical illusion; its appearance is caused by the combination of an amber or light brown pigmentation of the stroma, given by a low or moderate concentration of melanin, with the blue tone imparted by the Rayleigh scattering of the reflected light. Nobody is brought into the world with green eyes. An infant has one of two eye hues: dark or blue. Following birth, cells called melanocytes start to discharge melanin, the earthy colored shade, in the child's irises. This beginnings happening since melanocytes respond to light in time. Green eyes are most common in Northern and Central Europe. They can also be found in Southern Europe, West Asia, Central Asia, and South Asia. In Iceland, 89% of women and 87% of men have either blue or green eye color. A study of Icelandic and Dutch adults found green eyes to be much more prevalent in women than in men. Among European Americans, green eyes are most common among those of recent Celtic and Germanic ancestry, about 16%.
In history and art
Prehistoric history
Neolithic cave paintings do not have traces of green pigments, but neolithic peoples in northern Europe did make a green dye for clothing, made from the leaves of the birch tree. It was of very poor quality, more brown than green. Ceramics from ancient Mesopotamia show people wearing vivid green costumes, but it is not known how the colors were produced.
Ancient history
In Ancient Egypt, green was the symbol of regeneration and rebirth, and of the crops made possible by the annual flooding of the Nile. For painting on the walls of tombs or on papyrus, Egyptian artists used finely ground malachite, mined in the west Sinai and the eastern desert; a paintbox with malachite pigment was found inside the tomb of King Tutankhamun. They also used less expensive green earth pigment, or mixed yellow ochre and blue azurite. To dye fabrics green, they first colored them yellow with dye made from saffron and then soaked them in blue dye from the roots of the woad plant.
For the ancient Egyptians, green had very positive associations. The hieroglyph for green represented a growing papyrus sprout, showing the close connection between green, vegetation, vigor and growth. In wall paintings, the ruler of the underworld, Osiris, was typically portrayed with a green face, because green was the symbol of good health and rebirth. Palettes of green facial makeup, made with malachite, were found in tombs. It was worn by both the living and the dead, particularly around the eyes, to protect them from evil. Tombs also often contained small green amulets in the shape of scarab beetles made of malachite, which would protect and give vigor to the deceased. It also symbolized the sea, which was called the "Very Green."
In Ancient Greece, green and blue were sometimes considered the same color, and the same word sometimes described the color of the sea and the color of trees. The philosopher Democritus described two different greens: cloron, or pale green, and prasinon, or leek green. Aristotle considered that green was located midway between black, symbolizing the earth, and white, symbolizing water. However, green was not counted among the four classic colors of Greek painting – red, yellow, black and white – and is rarely found in Greek art.
The Romans had a greater appreciation for the color green; it was the color of Venus, the goddess of gardens, vegetables and vineyards. The Romans made a fine green earth pigment that was widely used in the wall paintings of Pompeii, Herculaneum, Lyon, Vaison-la-Romaine, and other Roman cities. They also used the pigment verdigris, made by soaking copper plates in fermenting wine. By the second century AD, the Romans were using green in paintings, mosaics and glass, and there were ten different words in Latin for varieties of green.
Postclassical history
In the Middle Ages and Renaissance, the color of clothing showed a person's social rank and profession. Red could only be worn by the nobility, brown and gray by peasants, and green by merchants, bankers and the gentry and their families. The Mona Lisa wears green in her portrait, as does the bride in the Arnolfini portrait by Jan van Eyck.
There were no good vegetal green dyes which resisted washing and sunlight for those who wanted or were required to wear green. Green dyes were made out of the fern, plantain, buckthorn berries, the juice of nettles and of leeks, the digitalis plant, the broom plant, the leaves of the fraxinus, or ash tree, and the bark of the alder tree, but they rapidly faded or changed color. Only in the 16th century was a good green dye produced, by first dyeing the cloth blue with woad, and then yellow with Reseda luteola, also known as yellow-weed.
The pigments available to painters were more varied; monks in monasteries used verdigris, made by soaking copper in fermenting wine, to color medieval manuscripts. They also used finely-ground malachite, which made a luminous green. They used green earth colors for backgrounds.
During the early Renaissance, painters such as Duccio di Buoninsegna learned to paint faces first with a green undercoat, then with pink, which gave the faces a more realistic hue. Over the centuries the pink has faded, making some of the faces look green.
Modern history
In the 18th and 19th century
The 18th and 19th centuries brought the discovery and production of synthetic green pigments and dyes, which rapidly replaced the earlier mineral and vegetable pigments and dyes. These new dyes were more stable and brilliant than the vegetable dyes, but some contained high levels of arsenic, and were eventually banned.
In the 18th and 19th centuries, green was associated with the romantic movement in literature and art. The German poet and philosopher Goethe declared that green was the most restful color, suitable for decorating bedrooms. Painters such as John Constable and Jean-Baptiste-Camille Corot depicted the lush green of rural landscapes and forests. Green was contrasted to the smoky grays and blacks of the Industrial Revolution.
The second half of the 19th century saw the use of green in art to create specific emotions, not just to imitate nature. One of the first to make color the central element of his picture was the American artist James McNeill Whistler, who created a series of paintings called "symphonies" or "noctures" of color, including Symphony in gray and green; The Ocean between 1866 and 1872.
The late 19th century also brought the systematic study of color theory, and particularly the study of how complementary colors such as red and green reinforced each other when they were placed next to each other. These studies were avidly followed by artists such as Vincent van Gogh. Describing his painting, The Night Cafe, to his brother Theo in 1888, Van Gogh wrote: "I sought to express with red and green the terrible human passions. The hall is blood red and pale yellow, with a green billiard table in the center, and four lamps of lemon yellow, with rays of orange and green. Everywhere it is a battle and antithesis of the most different reds and greens."
In the 20th and 21st century
In the 1980s green became a political symbol, the color of the Green Party in Germany and in many other European countries. It symbolized the environmental movement, and also a new politics of the left which rejected traditional socialism and communism. (See section below.)
Symbolism and associations
Safety and permission
Green can communicate safety to proceed, as in traffic lights. Green and red were standardized as the colors of international railroad signals in the 19th century. The first traffic light, using green and red gas lamps, was erected in 1868 in front of the Houses of Parliament in London. It exploded the following year, injuring the policeman who operated it. In 1912, the first modern electric traffic lights were put up in Salt Lake City, Utah. Red was chosen largely because of its high visibility, and its association with danger, while green was chosen largely because it could not be mistaken for red. Today green lights universally signal that a system is turned on and working as it should. In many video games, green signifies both health and completed objectives, opposite red.
Nature, vivacity, and life
Green is the color most commonly associated in Europe and the United States with nature, vivacity and life.
It is the color of many environmental organizations, such as Greenpeace, and of the Green Parties in Europe. Many cities have designated a garden or park as a green space, and use green trash bins and containers. A green cross is commonly used to designate pharmacies in Europe.
In China, green is associated with the east, with sunrise, and with life and growth. In Thailand, the color green is considered auspicious for those born on a Wednesday (light green for those born at night).
Springtime, freshness, and hope
Green is the color most commonly associated in the United States and Europe with springtime, freshness, and hope. Green is often used to symbolize rebirth and renewal and immortality. In Ancient Egypt; the god Osiris, king of the underworld, was depicted as green-skinned. Green as the color of hope is connected with the color of springtime; hope represents the faith that things will improve after a period of difficulty, like the renewal of flowers and plants after the winter season.
Youth and inexperience
Green the color most commonly associated in Europe and the United States with youth. It also often is used to describe anyone young, inexperienced, probably by the analogy to immature and unripe fruit. Examples include green cheese, a term for a fresh, unaged cheese, and greenhorn, an inexperienced person.
Calm, tolerance, and the agreeable
Surveys also show that green is the color most associated with the calm, the agreeable, and tolerance. Red is associated with heat, blue with cold, and green with an agreeable temperature. Red is associated with dry, blue with wet, and green, in the middle, with dampness. Red is the most active color, blue the most passive; green, in the middle, is the color of neutrality and calm, sometimes used in architecture and design for these reasons. Blue and green together symbolize harmony and balance. Experimental studies also show this calming effect in a statistical significant decrease of negative emotions and increase of creative performance.
Jealousy and envy
Green is often associated with jealousy and envy. The expression "green-eyed monster" was first used by William Shakespeare in Othello: "it is the green-eyed monster which doth mock the meat it feeds on." Shakespeare also used it in the Merchant of Venice, speaking of "green-eyed jealousy."
Love and sexuality
Green today is not commonly associated in Europe and the United States with love and sexuality, but in stories of the medieval period it sometimes represented love and the base, natural desires of man. It was the color of the serpent in the Garden of Eden who caused the downfall of Adam and Eve. However, for the troubadours, green was the color of growing love, and light green clothing was reserved for young women who were not yet married.
In Persian and Sudanese poetry, dark-skinned women, called "green" women, were considered erotic. The Chinese term for cuckold is "to wear a green hat." This was because in ancient China, prostitutes were called "the family of the green lantern" and a prostitute's family would wear a green headscarf.
In Victorian England, the color green was associated with homosexuality.
Dragons, fairies, monsters, and devils
In legends, folk tales and films, fairies, dragons, monsters, and the devil are often shown as green.
In the Middle Ages, the devil was usually shown as either red, black or green. Dragons were usually green, because they had the heads, claws and tails of reptiles.
Modern Chinese dragons are also often green, but unlike European dragons, they are benevolent; Chinese dragons traditionally symbolize potent and auspicious powers, particularly control over water, rainfall, hurricane, and floods. The dragon is also a symbol of power, strength, and good luck. The Emperor of China usually used the dragon as a symbol of his imperial power and strength. The dragon dance is a popular feature of Chinese festivals.
In Irish folklore and English folklore, the color was sometimes was associated with witchcraft, and with faeries and spirits. The type of Irish fairy known as a leprechaun is commonly portrayed wearing a green suit, though before the 20th century he was usually described as wearing a red suit.
In theater and film, green was often connected with monsters and the inhuman. The earliest films of Frankenstein were in black and white, but in the poster for the 1935 version The Bride of Frankenstein, the monster had a green face. Actor Bela Lugosi wore green-hued makeup for the role of Dracula in the 1927–1928 Broadway stage production.
Poison and sickness
Like other common colors, green has several completely opposite associations. While it is the color most associated by Europeans and Americans with good health, it is also the color most often associated with toxicity and poison. There was a solid foundation for this association; in the nineteenth century several popular paints and pigments, notably verdigris, vert de Schweinfurt and vert de Paris, were highly toxic, containing copper or arsenic. The intoxicating drink absinthe was known as "the green fairy".
A green tinge in the skin is sometimes associated with nausea and sickness. The expression 'green at the gills' means appearing sick. The color, when combined with gold, is sometimes seen as representing the fading of youth. In some Far East cultures the color green is used as a symbol of sickness or nausea.
Social status, prosperity and the dollar
Green in Europe and the United States is sometimes associated with status and prosperity. From the Middle Ages to the 19th century it was often worn by bankers, merchants country gentlemen and others who were wealthy but not members of the nobility. The benches in the House of Commons of the United Kingdom, where the landed gentry sat, are colored green.
In the United States green was connected with the dollar bill. Since 1861, the reverse side of the dollar bill has been green. Green was originally chosen because it deterred counterfeiters, who tried to use early camera equipment to duplicate banknotes. Also, since the banknotes were thin, the green on the back did not show through and muddle the pictures on the front of the banknote. Green continues to be used because the public now associates it with a strong and stable currency.
One of the more notable uses of this meaning is found in The Wonderful Wizard of Oz. The Emerald City in this story is a place where everyone wears tinted glasses that make everything appear green. According to the populist interpretation of the story, the city's color is used by the author, L. Frank Baum, to illustrate the financial system of America in his day, as he lived in a time when America was debating the use of paper money versus gold.
On flags
The flag of Italy (1797) was modeled after the French tricolor. It was originally the flag of the Cisalpine Republic, whose capital was Milan; red and white were the colors of Milan, and green was the color of the military uniforms of the army of the Cisalpine Republic. Other versions say it is the color of the Italian landscape, or symbolizes hope.
The flag of Brazil has a green field adapted from the flag of the Empire of Brazil. The green represented the royal family.
The flag of India was inspired by an earlier flag of the independence movement of Gandhi, which had a red band for Hinduism and a green band representing Islam, the second largest religion in India.
The flag of Pakistan symbolizes Pakistan's commitment to Islam and equal rights of religious minorities where the larger portion (3:2 ratio) of flag is dark green representing Muslim majority (98% of total population) while a white vertical bar (3:1 ratio) at the mast representing equal rights for religious minorities and minority religions in country. The crescent and star symbolizes progress and bright future respectively.
The Flag of Bangladesh has a green field based on a similar flag used during the Bangladesh Liberation War of 1971. It consists of a red disc on top of a green field. The red disc represents the sun rising over Bengal, and also the blood of those who died for the independence of Bangladesh. The green field stands for the lushness of the land of Bangladesh.
The flag of the international constructed language Esperanto has a green field and a green star in a white area. The green represents hope ("esperanto" means "one who hopes"), the white represents peace and neutrality and the star represents the five inhabited continents.
Green is one of the three colors (along with red and black, or red and gold) of Pan-Africanism. Several African countries thus use the color on their flags, including Nigeria, South Africa, Ghana, Senegal, Mali, Ethiopia, Togo, Guinea, Benin, and Zimbabwe. The Pan-African colors are borrowed from the Ethiopian flag, one of the oldest independent African countries. Green on some African flags represents the natural richness of Africa.
Many flags of the Islamic world are green, as the color is considered sacred in Islam (see below). The flag of Hamas, as well as the flag of Iran, is green, symbolizing their Islamist ideology. The 1977 flag of Libya consisted of a simple green field with no other characteristics. It was the only national flag in the world with just one color and no design, insignia, or other details. Some countries used green in their flags to represent their country's lush vegetation, as in the flag of Jamaica, and hope in the future, as in the flags of Portugal and Nigeria. The green cedar of Lebanon tree on the Flag of Lebanon officially represents steadiness and tolerance.
Green is a symbol of Ireland, which is often referred to as the "Emerald Isle". The color is particularly identified with the republican and nationalist traditions in modern times. It is used this way on the flag of the Republic of Ireland, in balance with white and the Protestant orange. Green is a strong trend in the Irish holiday St. Patrick's Day.
In politics
The first recorded green party was a political faction in Constantinople during the 6th century Byzantine Empire. which took its name from a popular chariot racing team. They were bitter opponents of the blue faction, which supported Emperor Justinian I and which had its own chariot racing team. In 532 AD rioting between the factions began after one race, which led to the massacre of green supporters and the destruction of much of the center of Constantinople. (See Nika Riots).
Green was the traditional color of Irish nationalism, beginning in the 17th century. The green harp flag, with a traditional gaelic harp, became the symbol of the movement. It was the banner of the Society of United Irishmen, which organized the ultimately unsuccessful Irish Rebellion of 1798. When Ireland achieved independence in 1922, green was incorporated into the national flag.
In the 1970s green became the color of the third biggest Swiss Federal Council political party, the Swiss People's Party SVP. The ideology is Swiss nationalism, national conservatism, right-wing populism, economic liberalism, agrarianism, isolationism, euroscepticism. The SVP was founded on September 22, 1971 and has 90,000 members.
In the 1980s green became the color of a number of new European political parties organized around an agenda of environmentalism. Green was chosen for its association with nature, health, and growth. The largest green party in Europe is Alliance '90/The Greens (German: Bündnis 90/Die Grünen) in Germany, which was formed in 1993 from the merger of the German Green Party, founded in West Germany in 1980, and Alliance 90, founded during the Revolution of 1989–1990 in East Germany. In the 2009 federal elections, the party won 11% of the votes and 68 out of 622 seats in the Bundestag.
Green parties in Europe have programs based on ecology, grassroots democracy, nonviolence, and social justice. Green parties are found in over one hundred countries, and most are members of the Global Green Network.
Greenpeace is a non-governmental environmental organization which emerged from the anti-nuclear and peace movements in the 1970s. Its ship, the Rainbow Warrior, frequently tried to interfere with nuclear tests and whaling operations. The movement now has branches in forty countries.
The Australian Greens was founded in 1992. In the 2010 federal election, the party received 13% of the vote (more than 1.6 million votes) in the Senate, a first for any Australian minor party.
Green is the color associated with Puerto Rico's Independence Party, the smallest of that country's three major political parties, which advocates Puerto Rican independence from the United States.
In Taiwan, green is used by Democratic Progressive Party. Green in Taiwan associates with Taiwan independence movement.
In religion
Green is the traditional color of Islam. According to tradition, the robe and banner of Muhammad were green, and according to the Koran (XVIII, 31 and LXXVI, 21) those fortunate enough to live in paradise wear green silk robes. Muhammad is quoted in a hadith as saying that "water, greenery, and a beautiful face" were three universally good things.
Al-Khidr ("The Green One"), was an important Qur'anic figure who was said to have met and traveled with Moses. He was given that name because of his role as a diplomat and negotiator. Green was also considered to be the median color between light and obscurity.
Roman Catholic and more traditional Protestant clergy wear green vestments at liturgical celebrations during Ordinary Time. In the Eastern Catholic Church, green is the color of Pentecost. Green is one of the Christmas colors as well, possibly dating back to pre-Christian times, when evergreens were worshiped for their ability to maintain their color through the winter season. Romans used green holly and evergreen as decorations for their winter solstice celebration called Saturnalia, which eventually evolved into a Christmas celebration. In Ireland and Scotland especially, green is used to represent Catholics, while orange is used to represent Protestantism. This is shown on the national flag of Ireland.
In Paganism, green represents abundance, growth, wealth, renewal, and balance. In magickal practices, green is often used to bring money and luck. One figure who shares parallels with various deities is the Green Man.
In gambling and sports
Gambling tables in a casino are traditionally green. The tradition is said to have started in gambling rooms in Venice in the 16th century.
Billiards tables are traditionally covered with green woolen cloth. The first indoor tables, dating to the 15th century, were colored green after the grass courts used for the similar lawn games of the period.
Green was the traditional color worn by hunters in the 19th century, particularly the shade called hunter green. In the 20th century most hunters began wearing the color olive drab, a shade of green, instead of hunter green.
Green is a common color for sports teams. Well-known teams include A.S. Saint-Étienne of France, known as Les Verts (The Greens). The Green Bay Packers, an American football team, has the color in its official name and wears green uniforms. A number of national soccer teams feature the color, with the color usually reflective of the teams' national flag.
British racing green was the international motor racing color of Britain from the early 1900s until the 1960s, when it was replaced by the colors of the sponsoring automobile companies.
A green belt in karate, taekwondo, and judo symbolizes a level of proficiency in the sport.
Idioms and expressions
Having a green thumb (American English) or green fingers (British English). To be passionate about or talented at gardening. The expression was popularized beginning in 1925 by a BBC gardening program.
Greenhorn. Someone who is inexperienced.
Green-eyed monster. Refers to jealousy. (See section above on jealousy and envy).
Greenmail. A term used in finance and corporate takeovers. It refers to the practice of a company paying a high price to buy back shares of its own stock to prevent an unfriendly takeover by another company or businessman. It originated in the 1980s on Wall Street, and originates from the green of dollars.
Green room. A room at a theater where actors rest when not onstage, or a room at a television studio where guests wait before going on-camera. It originated in the late 17th century from a room of that color at the Theatre Royal, Drury Lane in London.
Greenwashing. Environmental activists sometimes use this term to describe the advertising of a company which promotes its positive environmental practices to cover up its environmental destruction.
Green around the gills. A description of a person who looks physically ill.
Going green. An expression commonly used to refer to preserving the natural environment, and participating in activities such as recycling materials.
Looking green. A description of a person who looks revolted or repulsed.
Notes
See also
Shades of green
References
Cited texts
External links
Green All Over—slideshow by Life magazine
Primary colors
Secondary colors
Optical spectrum
Rainbow colors
Web colors |
12474 | https://en.wikipedia.org/wiki/Gospel%20of%20Barnabas | Gospel of Barnabas | The Gospel of Barnabas is a book depicting the life of Jesus, which claims to be by the biblical Barnabas who in this work is one of the twelve apostles. Two manuscripts are known to have existed, both dated to the late 16th or early 17th centuries, with one written in Italian and the other in Spanish, its text surviving only in a partial 18th-century transcript. Barnabas is about the same length as the four canonical gospels put together, with the bulk being devoted to an account of Jesus' ministry, much of it harmonized from accounts also found in the canonical gospels. In some key respects, it conforms to the Islamic interpretation of Christian origins and contradicts the New Testament teachings of Christianity.
The text of this Gospel is late and is considered pseudepigraphical. However, some academics suggest that it may contain remnants of an earlier, apocryphal work (perhaps Gnostic, Ebionite or Diatessaronic), redacted to bring it more in line with Islamic doctrine. Some Muslims consider the surviving versions as transmitting a suppressed apostolic original in support of the Islamic view of Jesus.
This work should not be confused with the surviving Epistle of Barnabas, nor with the surviving Acts of Barnabas.
Textual history
The earliest reference to a Barnabas gospel, which is generally agreed to correspond with the one found in the two known manuscripts, is in Morisco manuscript BNM MS 9653 in Madrid, written about 1634 by Ibrahim al-Taybili in Tunisia. While describing how the Bible predicts Muhammad, he speaks of the "Gospel of Saint Barnabas where one can find the light" ("y así mismo en Evangelio de San Bernabé, donde se hallará la luz"). The first published account of the Gospel was in 1717, when a brief reference to the Spanish text is found in De religione Mohamedica by Adriaan Reland; and then in 1718, a much more detailed description of the Italian text by the Irish deist John Toland. Both Italian and Spanish texts are referred to in 1734 by George Sale in The Preliminary Discourse to the Koran:
Sale's translation of the Qur'an text became the standard English version at that time; and through its dissemination, and that of the Preliminary Discourse, an awareness of the Gospel of Barnabas spread widely in scholarly circles; prompting many fruitless attempts to find the Arabic original to which Sale referred. However, in his description of the Gospel in the Preliminary Discourse, Sale was relying entirely on second-hand accounts. For example, contrary to Sale's notice, the words paraclete or periclyte are not explicitly found in the text of either the Spanish or Italian versions; although the Greek term periclyte is transliterated into Arabic in one of the marginal notes to the Italian manuscript at Chapter 44, as a gloss to the Italian 'uno splendore' which is indeed there applied to Muhammad by name. Subsequent to the preparation of the Preliminary Discourse, Sale was able to borrow the Spanish manuscript itself and had a transcript made.
Earlier occurrences of a Gospel of Barnabas
A "Gospel according to Barnabas" is mentioned in two early Christian lists of "Apocrypha" works: the Latin text of Decretum Gelasianum (6th century), as well as a 7th-century Greek List of the Sixty Books. These lists are independent witnesses. In 1698 John Ernest Grabe found an otherwise unreported saying of Jesus, attributed to the Apostle Barnabas, amongst the Greek manuscripts in the Baroccian collection in the Bodleian Library; which he speculated might be a quotation from this "lost gospel". John Toland translates the quotation as, The Apostle Barnabas says, he gets the worst of it who overcomes in evil contentions; because he thus comes to have the more sin; and claimed to have identified a corresponding phrase when he examined the surviving Italian manuscript of the Gospel of Barnabas in Amsterdam before 1709. Subsequent scholars examining the Italian and Spanish texts have been unable, however, to confirm Toland's observation.
This work should not be confused also with the surviving Epistle of Barnabas, which may have been written in 2nd century Alexandria. There is no link between the two books in style, content, or history other than their attribution to Barnabas. On the issue of circumcision, the books clearly hold very different views, that of the epistle's rejection of the Jewish practice as opposed to the gospel's promotion of the same. Neither should it be confused with the surviving Acts of Barnabas, which narrates an account of Barnabas' travels, martyrdom and burial, and which is generally thought to have been written in Cyprus sometime after 431.
In A.D. 478, during the reign of the Eastern Roman (later Byzantine) Emperor Zeno, archbishop Anthemios of Cyprus announced that the hidden burial place of Barnabas had been revealed to him in a dream. The saint's body was claimed to have been discovered in a cave with a copy of the canonical Gospel of Matthew on its breast; according to the contemporary account of Theodorus Lector, who reports that both bones and gospel book were presented by Anthemios to the emperor. Some scholars who maintain the antiquity of the Gospel of Barnabas propose that the text purportedly discovered in 478 should be identified with the Gospel of Barnabas instead; but this supposition is at variance with an account of Anthemios's gospel book by Severus of Antioch, who reported having examined the manuscript around the year 500, seeking to find whether it supported the piercing of the crucified Jesus by a spear at Matthew 27:49 (it did not). According to the 11th-century Byzantine historian Georgios Kedrenos, an uncial manuscript of Matthew's Gospel, believed to be that found by Anthemios, was then still preserved in the Chapel of St Stephen in the imperial palace in Constantinople.
Manuscripts
Italian manuscript
Prince Eugene's Italian manuscript had been presented to him in 1713 by John Frederick Cramer (1664–1715); and was transferred to the Austrian National Library in Vienna in 1738 with the rest of his library. In Amsterdam sometime before 1709, Cramer had lent the manuscript to Toland, who writes that; (Mr. Cramer) had it out of the library of a person of great name and authority in that said city; who during his life was often heard to put a high value on the piece. Whether as a rarity, or as the model of his religion, I know not. Michel Fremaux reports no success in tracking and identifying this previous owner, or in finding a corresponding manuscript listed in any Amsterdam catalogue or inventory. However, Toland's notice would imply that the unnamed deceased former owner was a prominent anti-Trinitarian or Unitarian by religion; and Fremaux conjectures that the manuscript may have been brought to Amsterdam by Christopher Sandius (1644–1680), either from his own activity as a collector in Poland; or more likely from his acquisition of the papers of Giovanni Michele Bruto (1517–1592), who had assembled an extensive collection of manuscript sources in Hungary and Transylvania. Cramer had published an edition of Bruto's theological writings in 1698, and Fremaux speculates that Cramer might have come across the Gospel of Barnabas in the course of his researches within Sandius's library in Amsterdam. Otherwise, Slomp has proposed that Gregorio Leti (1630–1701), whose Amsterdam library had been auctioned-off following his death, could be the unnamed former owner of the Italian manuscript. Leti however, though hostile to the Papacy (and Sixtus V in particular) was an orthodox Calvinist in religion.
The Italian manuscript has 506 pages, of which the Gospel of Barnabas fills pages 43 to 500, written within red frames in an Islamic style. The preceding pages five to forty-two are also red framed; but remain blank (other than for Cramer's presentation to Prince Eugene), and it may be inferred that some sort of preface or preliminary text was intended, although the space is much greater than would have been needed for the text of the corresponding Spanish Preface. There are chapter rubrics and margin notes in ungrammatical Arabic; with an occasional Turkish word, and many Turkish syntactical features. Its binding is Turkish, and appears to be original; but the paper has an Italian watermark, which has been dated between 1563 and 1620. The same scribe wrote both the Italian text and the Arabic notes, and was clearly "occidental" in being accustomed to write from left to right. There are catchwords at the bottom of each page, a practice common in manuscripts intended to be set up for printing. The manuscript appears to be unfinished, in that the Prologue and 222 chapters are provided throughout with framed blank spaces for titular headings, but only 28 of these spaces have been filled. This Italian manuscript formed the basis for the most commonly circulated English version, a translation undertaken by Lonsdale and Laura Ragg and published in 1907. The Raggs' English version was quickly re-translated into Arabic by Rashid Rida, in an edition published in Egypt in 1908.
The Italian spelling is idiosyncratic in frequently doubling consonants and adding an intrusive initial "h" where a word starts with a vowel (e.g. "hanno" for "anno"). The writer is not a professional scribe. Otherwise, however, the orthography and punctuation indicates a hand formed in the first half of the 16th century, and in certain key respects is characteristically Venetian. The underlying dialect however, is Tuscan; and shows a number of characteristic late medieval (14th–15th-century) forms. The linguistic experts consulted by the Raggs concluded that the Vienna manuscript was most likely the work of an older Venetian scribe, copying a Tuscan original, and writing in the second half of the 16th century.
Spanish manuscript
Sale says of the lost Spanish manuscript; "The book is a moderate quarto.. written in a very legible hand, but a little damaged towards the latter end. It contains two hundred and twenty-two chapters of unequal length, and four hundred and twenty pages." It had been lent to Sale by Dr. George Holme (1676–1765), Rector of Headley in Hampshire from 1718 till his death. Sale had a transcript made for his own use, and returned the original to Dr Holme; and it is recorded as being bequeathed to Queen's College, Oxford in Holme's will. This manuscript, with an English translation, passed subsequently to Dr. Thomas Monkhouse, also of Queen's College, who himself lent both text and translation to Dr. Joseph White who used them for his series of Bampton Lectures in 1784. Sale supposes that the Spanish manuscript is African in origin, but otherwise provides no indication of how Dr. Holme might have come by it; but as Holme had been chaplain to the English factory in Algiers from 1707 to 1709, a North African provenance may be inferred. Sale quotes three passages from the text in Spanish; and a further nine chapters are quoted by White in English translation. No trace is known of the original Spanish manuscript after Dr. Monkhouse's death in 1792.
However, an 18th-century copy, derived from the manuscript, was mentioned in a 1760 catalogue of the collection of manuscripts of the deceased author Joseph Ames, where it was described as "El Evangelio de Barnabas Apostol, transcribed from one in the Possession of Mr. Edm. Calamy, who bought it at the Decease of Mr. Geo. Sale, fol." Then, William Hone mentions the manuscript at the end of his 1823 book Ancient mysteries described, where Hone describes why he did not include the Gospel of Barnabas in his other book, Apocryphal New Testament:
It is said that the Gospel of Barnabas ought to have been included. Of that Gospel, the Rev. Jeremiah Jones supposed that there were no fragments extant. He refers to the Italian MS. of it in Prince Eugene's Library, quoted by Toland and La Monnoy, and gives their citations, at the same time observing that the piece is a Mahometan imposture. From another MS. belonging to Dr. Monkhouse, the Rev. Joseph White, in the notes to his Bampton Lectures, produces a long extract. Sale, who in his translation of the Koran, notices this Gospel, likewise had a MS. of it, which after his death was purchased by the Rev. Edm. Calamy, who permitted a copy to be taken by Mr. John Nickolls, the portrait collector: on his decease it became the property of Mr. Joseph Ames, author of the History of Printing, and is now in my possession.
The transcript was rediscovered in the 1970s in the University of Sydney's Fisher Library among the books of Charles Nicholson, labelled in English "Transcribed from ms. in possession of the Revd Mr Edm. Callamy who bought it at the decease of Mr George Sale ... and now gave me at the decease of Mr John Nickolls, 1745; (signed) N. Hone". The Sydney manuscript therefore is a copy of Sale's own transcript; and has 130 pages but does not contain the entire text, as at the bottom of page 116 there is a note Cap 121 to 200 wanting, such that page 117 resumes with chapter 200 (in the Spanish numeration). Comparing the Sydney transcript with the counterpart passages quoted in Spanish by Sale, there are no substantial differences, but it would appear that sometime between Sale's death in 1736 and 1745 some 80 chapters of his transcript had been lost; and are consequently also missing from the Sydney copy.
The Spanish text is preceded by a note claiming that it was translated from Italian by Mustafa de Aranda, an Aragonese Muslim resident in Istanbul. A Morisco letter of around 1630, now in Madrid, confirms de Aranda as an associate of Ibrahim al-Taybili, in whose works is found the earliest reference to the Spanish Gospel. In the Spanish text, the translator's note is itself preceded by a Preface by one assuming the pseudonym 'Fra Marino', claiming to have stolen a copy of the Italian version from the library of Pope Sixtus V. Fra Marino, clearly a high ranking Italian ecclesiastic, reports that having a post in the Inquisition Court, he had come into possession of several works which led him to believe that the Biblical text had been corrupted and that genuine apostolic texts had been improperly excluded. Fra Marino also claims to have been alerted to the existence of the Gospel of Barnabas, from an allusion in a work by Irenaeus against Paul; in a book which had been presented to him by a lady of the Colonna family. Marino outside Rome was a Colonna estate, and during the later 16th century Cardinal Ascanio Colonna, a close associate of both Sixtus V and Philip II of Spain, was building a palazzo there.
The linguistic forms, spelling and punctuation of the Spanish text (as recorded in the Sydney transcript) are generally close to standard Castilian of the late 16th century; and lack the idiosyncrasies of the Italian manuscript. Hence, linguistically, the surviving Spanish text appears later than the surviving Italian text; but this does not necessarily confirm that the underlying Spanish text is secondary.
Comparison
Aside from the missing 80 chapters, there are differences in the chapter divisions between the Italian and Spanish texts; and also between the Sydney transcript and the Spanish passages quoted by Dr. White in English. The Italian and Spanish chapters agree for the prologue and up to chapter 116. Chapter 117 in the Italian version is split into Chapters 117 and 118 in the Spanish; and then Chapters 118 and 119 in the Italian correspond with 119 in the Spanish. Chapter 120, before the lacuna, is common to both; but when the Spanish manuscript resumes, its numbered Chapter 200 corresponds to the numbered Italian Chapter 199. The two versions continue one chapter out of phase for the rest of the book so that the final Chapter 222 in the Sydney transcript corresponds to Chapter 221 in the Italian. The final Chapter 222 in the Italian is missing from the Spanish text. In the quotations of Joseph White, there is a further difference in that the long Chapter 218 (217 in the Italian text) is split, so that Chapter 220 in Dr. White's text corresponds to Chapter 219 in the Sydney transcript and Chapter 218 in the Italian manuscript. Dr. White's Chapter 221 corresponds with both Chapters 220 and 221 in the Sydney transcript, and Chapters 219 and 220 in the Italian. In this context it may be noted that Chapter 218 in the Italian manuscript contains a corrected chapter division, in that the scribe originally split off the final paragraph into the start of Chapter 219, and then erased and overwrote the division. This suggests that whatever text the scribe of the Italian manuscript was using as his copy, was unclear as to chapter divisions at this point.
Besides the absent final chapter, and the large lacuna already noted; the Spanish text also misses a section of around 100 words from its Chapter 222 (Chapter 221 in the Italian) and another substantial but shorter section from Chapter 211 (Chapter 210 in the Italian). These may be related to Sale's note that the manuscript was damaged towards the end. Otherwise there are numerous points where words present in the Italian text (and necessary for the sense) are not represented in the Spanish translation. Conversely there are also around a dozen places where the Raggs had speculated that a word or phrase might have been accidentally omitted in their Italian text, and in all these instances, the Spanish text supplies the missing words.
Unlike the Italian text, the Spanish text has no Arabic marginal notes or chapter summaries, nor are the Italian titles for the first twenty-seven chapters represented in the Spanish. There is a title provided in the Spanish text above the Prologue but this differs from that provided above the Prologue in the Italian text. Contrariwise, there is a title provided above Chapter 218 in the Sydney transcript, which is not found either above the corresponding Chapter 217 in the Italian text, nor is quoted at this point by Dr. White.
Other than in their respective copyist errors, there appear to be few substantial differences of meaning between the Spanish and Italian text; but one notable variant is found in the description of the crucifixion of Judas Iscariot in Chapter 218 in the Spanish text (217 in the Italian text). Jesus Christ has been miraculously abstracted from the action; and Judas, transformed into the likeness of Jesus, is crucified in his place. In the Spanish manuscript, and Dr. White's translation, it is said that all Jesus's disciples remained fooled by the transformation throughout the crucifixion "excepting Peter"; but this specific qualification is not present in the Italian text, nor is Peter stated as an exception in the earlier account of the transformation itself in Chapter 217 of the Spanish text.
Origins
Some researchers of the work argue for an Italian origin, noting phrases in Barnabas which are very similar to phrases used by Dante and suggesting that the author of Barnabas borrowed from Dante's works; they take the Spanish version's preface and translators's note as supporting this conclusion. Other researchers have noted a range of textual similarities between passages in the Gospel of Barnabas, and variously the texts of a series of late medieval vernacular harmonies of the four canonical gospels (in Middle English and Middle Dutch, but especially in Middle Italian); which are all speculated as deriving from a lost Vetus Latina version of the Diatessaron of Tatian. If true, this would also support an Italian origin.
Other researchers argue that the Spanish version came first; regarding both the translator's note, and the Spanish preface's claims of an Italian source, as fabrications intended to boost the work's credibility by linking it to the Papal libraries. These scholars note parallels with a series of Morisco forgeries, the Lead Books of Sacromonte, dating from the 1590s; or otherwise with Morisco reworkings of Christian and Islamic traditions, produced following the expulsion of the Moriscos from Spain.
A detailed comparison between the surviving Italian and Spanish texts shows numerous places where the Spanish reading appears to be secondary, as for example, where a word or phrase necessary for the meaning is missing in the Spanish text but present in the Italian. Bernabé Pons, arguing for the priority of the Spanish version, maintains that these are due to transcription errors accumulating through the stages of creating the Sydney manuscript, which is a copy of a copy. Joosten, however, while accepting that the carelessness of the two successive English copyists is the most likely explanation for most such instances, nevertheless argues that a minority of such readings are inherently more likely to be due to translation errors in the Spanish text. In particular, he sees the Spanish text as containing numerous 'Italicisms' as, for example, where the Italian text employs the conjunction pero, with an Italian meaning 'therefore'; while the Spanish text also reads pero, with a Spanish meaning 'however'; the Italian sense being the one demanded by the context. He finds no counterpart 'Castilianisms' in the Italian text. There are, however, other passages where the Spanish reading makes sense, while the Italian does not, and many features of the Italian text that are not found in the Spanish; such as the titles for chapters 1–27. Joosten argues that this indicates that both the 16th-century Italian and Spanish texts must depend on a lost Italian original, which he, in common with the Raggs, dates substantially to the mid-14th century. Joosten states:
If the Italian version is the original, then a plausible context for the text in its final form may be within anti-Trinitarian circles in Transylvania. In the mid 16th century many Italian and German anti-Trinitarians, persecuted both by Calvinists and by the Inquisition, sought refuge in Transylvania, whose church had adopted anti-Trinitarian doctrines in 1568, and whose aristocratic houses maintained an Italian-speaking culture. Michael Fremaux, in support of the hypothesis that the Italian manuscript may have been brought to Amsterdam from Translyvania, instances Symon Budny, Jacob Palaeologus and Christian Francken as late 16th century anti-Trinitrian thinkers with Transylvanian connections, whose religious teachings find close parallels in the Gospel of Barnabas.
Transylvania was nominally under Turkish overlordship and had close links to Istanbul; and when following the death of the anti-Trinitarian prince John Sigismund Zápolya in 1571 it became difficult for anti-Trinitarians to publish locally, attempts were made in the 1570s to establish a printing press in the Turkish capital to publish radical Protestant works.
Following the conquest of Moorish Granada in 1492, Sephardi Jews and Muslim Mudéjar were expelled from Spain. Although some found initial refuge in Italy (especially Venice), most resettled in the Ottoman Empire, where Spanish speaking Jews established in Istanbul a rich sub-culture with a flourishing Hebrew and Ladino printing industry. Numbers were further augmented after 1550, following campaigns of persecution by the Venetian Inquisition against Italian anti-Trinitarians and Jews. Although Muslim teaching at this time strongly opposed the printing of Islamic or Arabic texts, non-Muslim printing was not, in principle, forbidden. In the Spanish preface, Fra Marino records his wish that the Gospel of Barnabas should be printed, and the only place in Europe where that would have been possible in the late 16th century would have been Istanbul.
The lost Spanish manuscript claimed to have been written in Istanbul, and the surviving Italian manuscript has several Turkish features; so, whether the language of origin was Spanish or Italian, Istanbul is regarded by most researchers as the place of origin of the two known texts. A minority of researchers – such as David Sox – are, however, suspicious of the apparent 'Turkish' features of the Italian manuscript; especially the Arabic annotations, which they adjudge to be so riddled with elementary errors as to be most unlikely to have been written in Istanbul (even by an Italian scribe). In particular, they note that the glossing of the Italian version of the shahada into Arabic, does not correspond exactly with the standard ritual formula recited daily by every Muslim. These researchers are inclined to infer from these inconsistencies that both manuscripts may represent an exercise in forensic falsification, and they tend to locate their place of origin as Rome.
Few academics argue that the text, in its present form, dates back any earlier than the 14th–16th centuries; although a minority see it as containing portions of an earlier work, and almost all would detect the influence of earlier sources—over and above the Vulgate text of the Latin Bible. Consequently, most researchers would concur with a stratification of the surviving text into at least three distinct layers of composition:
An editorial layer dating from the late 16th century; and comprising, at the least, the Spanish preface and the Arabic annotations,
A layer of vernacular narrative composition, either in Spanish or Italian, and dating from no earlier than the mid-14th century,
A layer derived from earlier source materials, almost certainly transmitted to the vernacular author/translator in Latin; and comprising, at the least, those extensive passages in the Gospel of Barnabas that closely parallel pericopes in the canonical gospels; but whose underlying text appears markedly distinct from that of the late medieval Latin Vulgate (as for instance in the alternative version of the Lord's Prayer in chapter 37, which includes a concluding doxology, contrary to the Vulgate text, but in accordance with the Diatessaron and many other early variant traditions);
Much of the controversy and dispute concerning the authenticity of the Gospel of Barnabas can be re-expressed as debating whether specific highly transgressive themes (from an orthodox Christian perspective) might already have been present in the source materials utilised by a 14th–16th-century vernacular author, whether they might be due to that author himself, or whether they might even have been interpolated by the subsequent editor. Those researchers who regard these particular themes as primitive, nevertheless do not generally dispute that other parts of the Gospel may be late and anachronistic; while those researchers who reject the authenticity of these particular themes do not generally dispute that other parts of the Gospel could be transmitting variant readings from antiquity.
Analysis
This work clearly contradicts the New Testament biblical accounts of Jesus and his ministry but has strong parallels with the Islamic faith, not only mentioning Muhammad by name, but including the shahadah (chapter 39). It is strongly anti-Pauline and anti-Trinitarian in tone. In this work, Jesus is described as a prophet and not the son of God, while Paul is called "the deceived." Furthermore, the Gospel of Barnabas states that Jesus escaped crucifixion by being raised alive to heaven, while Judas Iscariot the traitor was crucified in his place. These beliefs—in particular, that Jesus is a prophet of God and raised alive without being crucified—conform to or resemble Islamic teachings which say that Jesus is a major prophet who did not die on the cross but was taken alive by angels to God.
Other passages, however, conflict with the teachings of the Qur'an—as, for instance, in the account of the Nativity, where Mary is said to have given birth to Jesus without pain or as in Jesus's ministry, where he permits the drinking of wine and enjoins monogamy—though the Qur'an allegedly acknowledges each prophet had a set of their own laws that might differ in some aspects from each other. Other examples include that hell will only be for the committers of the seven deadly sins (Barnabas: 4–44/135), anyone who refuses to be circumcised will not enter paradise (Barnabas 17/23), that there are 9 heavens (Barnabas 3/105).
If the Gospel of Barnabas is seen as an attempted synthesis of elements from both Christianity and Islam, then 16th- and 17th-century parallels can be suggested in Morisco and anti-Trinitarian writings.
Islamic and anti-Trinitarian views
The Gospel of Barnabas was little known outside academic circles until recent times, when a number of Muslims have taken to publishing it to argue against the orthodox Christian conception of Jesus. It generally resonates better with existing Muslim views than with Christianity:
Qur'an Surah 4 Verse 157–158:
And [for] their saying, "Indeed, we have killed the Messiah, Jesus the son of Mary, the messenger of Allah." And they did not kill him, nor did they crucify him; but it was made to appear to them so. And indeed, those who differ over it are in doubt about it. They have no knowledge of it except the following of assumption. And they did not kill him, for certain. (157) Rather, Allah raised him to Himself. And ever is Allah Exalted in Might and Wise. (158)
Rather than describing the crucifixion of Jesus, Gospel of Barnabas describes him being raised up into heaven It can be likened to the description of Elijah in 2 Kings, Chapter 2. It also foretells the coming of Muhammad by name and it calls Jesus a "prophet" whose mission was restricted to the "house of Israel".
It contains an extended polemic against the doctrine of predestination (Chapter 164), and in favour of justification by faith; arguing that the eternal destination of the soul to Heaven or Hell is neither pre-determined by God's grace (as in Calvinism), nor the judgement of God, in his mercy, on the faith of believers on Earth (as in Islam). Instead it states that all those condemned at the last judgement, but who subsequently respond in faith, who demonstrate unfeigned penitence, and who make a free choice of blessedness, will eventually be offered salvation (Chapter 137). Only those whose persistent pride prevents them from sincere repentance will remain forever in Hell. Such radically Pelagian beliefs in the 16th century were found amongst the anti-Trinitarian Protestant traditions later denoted as Unitarianism. Some 16th-century anti-Trinitarian divines sought to reconcile Christianity, Islam and Judaism; on the basis of very similar arguments to those presented in the Gospel of Barnabas, arguing that if salvation remains unresolved until the end times, then any one of the three religions could be a valid path to heaven for their own believers. The Spaniard, Michael Servetus denounced the orthodox Christian formulation of the Trinity (alleging the only explicit reference to the Trinity in the New Testament to be a later interpolation); and hoped thereby to bridge the doctrinal divide between Christianity and Islam. In 1553 he was executed in Geneva under the authority of John Calvin, but his teachings remained very influential amongst Italian Protestant exiles.
Included in chapter 145 is "The little book of Elijah"; which sets out instructions for a righteous life of asceticism and hermitic spirituality. Over the succeeding 47 chapters, Jesus is recorded as developing the theme that the ancient prophets, specifically Obadiah, Haggai and Hosea, were holy hermits following this religious rule; and contrasting their followers – termed "true Pharisees" – with the "false Pharisees" who lived in the world, and who constituted his chief opponents. The "true Pharisees" are said to congregate on Mount Carmel. This accords with the teaching of the medieval Carmelites, who lived as an eremitic congregation on Carmel in the 13th century; but who claimed (without any evidence) to be direct successors of Elijah and the Old Testament prophets. In 1291 the Mamluk advance into Syria compelled the friars on Carmel to abandon their monastery; but on dispersing through Western Europe they found that Western Carmelite congregations – especially in Italy – had largely abandoned the eremitic and ascetic ideal, adopting instead the conventual life and mission of the other Mendicant orders. Some researchers consider that the ensuing 14th–16th-century controversies can be found reflected in the text of the Gospel of Barnabas.
The Gospel also takes a strongly anti-Pauline tone at times, saying in the Italian version's beginning: "many, being deceived of Satan, under pretence of piety, are preaching most impious doctrine, calling Jesus son of God, repudiating the circumcision ordained of God for ever, and permitting every unclean meat: among whom also Paul has been deceived."
Prediction of Muhammad
The Gospel of Barnabas claims that Jesus predicted the advent of Muhammad, thus conforming with the Qur'an which mentions:
(Ahmad is an Arabic name from the same triconsonantal root as Muhammad: Ḥ-M-D = [ح – م – د].)
A Muslim scholarly tradition links this Qur'anic passage to the New Testament references to the Paraclete in the canonical Gospel of John (14:16, 14:26, 15:26, 16:7). The Greek word "paraclete" can be translated as "Counsellor", and refers according to Christians to the Holy Spirit. Some Muslim scholars, have noted the similarity to the Greek "periklytos" which can be translated as "admirable one"; or in Arabic, "Ahmad".
The name of "Muhammad" is frequently mentioned verbatim in the Gospel of Barnabas, as in the following quote:
Jesus answered: "The name of the Messiah is admirable, for God himself gave him the name when he had created his soul, and placed it in a celestial splendour. God said: 'Wait Mohammed; for thy sake I will to create paradise, the world, and a great multitude of creatures, whereof I make thee a present, insomuch that whoso bless thee shall be blessed, and whoso shall curse thee shall be accursed. When I shall send thee into the world I shall send thee as my messenger of salvation, and thy word shall be true, insomuch that heaven and earth shall fail, but thy faith shall never fail.' Mohammed is his blessed name." Then the crowd lifted up their voices, saying: "O God, send us thy messenger: O Admirable One, come quickly for the salvation of the world!"
— Barnabas 97:9–10
Paul and Barnabas
Hajj Sayed argues that the description of the conflict between Paul and Barnabas in Galatians supports the idea that the Gospel of Barnabas existed at the time of Paul. Blackhirst has suggested, by contrast, that Galatian's account of this argument could be the reason the gospel's writer attributed it to Barnabas. Paul writes in (Galatians Chapter 2):
Paul was attacking Peter for "trying to satisfy the Jews" by sticking to their laws, such as circumcision. It is contended that at this point Barnabas was following Peter and disagreeing with Paul. Some feel it also suggests that the inhabitants of Galatia at his time were using a gospel or gospels disagreeing with Paul's beliefs, which the Gospel of Barnabas could be one of them (although the Gospel of Peter would seem a more natural candidate, as in the light of the second letter.) To Galatian's account we may compare the Introductory Chapter of Gospel of Barnabas, where we read:
From the previous passages, it is argued that in the beginning, Paul and Barnabas were getting along with each other; but that at the end, they started to depart in their beliefs to give to the importance of the Jewish law.
Other non-canonical differences
According to the following passage, Jesus talked to Barnabas and gave him a secret:
Also according to the Gospel of Barnabas, Jesus charged Barnabas to write the gospel:
Anachronisms
Some readers have noted that the Gospel of Barnabas contains a number of anachronisms and historical incongruities:
It has Jesus sailing across the Sea of Galilee to Nazareth – which is actually inland; and thence going "up" to Capernaum – which is actually on the lakeside (chapters 20–21).
Jesus is said to have been born during the rule of Pontius Pilate, which began after the year 26.
Barnabas appears not to realize that "Christ" and "Messiah" are synonyms, "Christ" (khristos) being a Greek translation of the word messiah (mashiach), both having the meaning of "anointed". The Gospel of Barnabas thus errs in describing Jesus as "Jesus Christ" (lit. "Messiah Jesus" in Greek), yet claiming that 'Jesus confessed and said the truth, "I am not the Messiah"' (ch. 42).
There is reference to a jubilee which is to be held every hundred years (Chapter 82), rather than every fifty years as described in Leviticus: 25. This anachronism appears to link the Gospel of Barnabas to the declaration of a Holy Year in 1300 by Pope Boniface VIII; a Jubilee which he then decreed should be repeated every hundred years. In 1343 the interval between Holy Years was reduced by Pope Clement VI to fifty years.
Adam and Eve eat an apple (ch. 40); whereas the traditional association of the Fruit of the Tree of the Knowledge of Good and Evil (Book of Genesis 2:9,17; 3:5) with the apple rests on the translation of the Hebrew Bible into Latin, where both 'apple' and 'evil' are rendered as 'malum'.
The Gospel talks of wine being stored in wooden casks (chapter 152). Casks of palm wood were used by the fifth century B.C., when Herodotus shipped wine to Mesopotamia. Oaken casks were a characteristic of Gaul and Northern Italy, and were not commonly used for wine in the Roman empire until after 300 CE; whereas wine in 1st century Palestine was always stored in wineskins and jars (amphorae). The Pedunculate or English Oak Quercus robur does not grow in Palestine; and the wood of other species is not sufficiently airtight to be used in wine casks.
In Chapter 91, the "Forty Days" is referred to as an annual fast. This corresponds to the Christian tradition of fasting for forty days in Lent; a practice that is not witnessed earlier than the Council of Nicaea (325). Nor is there a forty days' fast in Judaism of the period (see Mishnah, volume Ta'anit, "Days of Fasting").
Where the Gospel of Barnabas includes quotations from the Old Testament, these correspond to readings as found in the Latin Vulgate rather than as found in either the Greek Septuagint, or the Hebrew Masoretic Text. The Latin Vulgate translation was a work that St. Jerome began in 382 AD, centuries after the death of Barnabas.
In Chapter 54 it says: "For he would get in change a piece of gold must have sixty mites" (Italian minuti). In the New Testament period, the only golden coin, the aureus, was worth approximately 3,200 of the smallest bronze coin, the lepton (translated into Latin as minuti); while the Roman standard silver coin, the denarius, was worth 128 lepta. The rate of exchange of 1:60 implied in the Gospel of Barnabas was, however, a commonplace of late medieval interpretation of the counterpart passage in the canonical Gospels (Mark 12:42), arising from the standard medieval understanding of minuti as meaning 'a sixtieth part'.
Chapter 91 records three contending Jewish armies 200,000 strong at Mizpeh, totaling 600,000 men, at a time when the Roman army across the entire Empire had a total strength estimated as 300,000.
In Chapter 119 Jesus instances sugar and gold as substances of equivalent rarity and value. Although the properties of sugar had been known in India in antiquity, it was not traded as a sweetener until industrial-scale production developed in the 6th century. From the 11th to 15th centuries, the sugar trade into Europe was an Arab monopoly, and its value was often compared with gold. From the mid-15th century, however, large-scale sugar estates were established in the Canary Islands and the Azores, and sugar, although still a luxury item, ceased to be exceptionally rare.
Islamic perspectives
Since the publication of English, Arabic, and Urdu translations at the beginning of the 20th century, the work has been popularly cited in support of the Islamic view of Jesus. Islamic writers who cite the work include Rahmatullah Kairanawi, Rashid Rida, Sayyid Abul Ala Maududi, and Muhammad Ata ur-Rahim.
Standard Muslim teaching asserts that the Injil Arabic name for the Evangel or the prophetic Gospel delivered through the prophet Isa (Jesus of Nazareth), has been irretrievably corrupted and distorted in the course of Christian transmission. In consequence, Muslim teaching asserts that no reliance can be placed on any text in the Christian tradition (including the four canonical gospels of the Christian New Testament) as truly representing the teachings of Jesus. Viewed from an orthodox Islamic perspective, the Gospel of Barnabas might be considered a Christian work, as its many points of difference from the Qur'an suggest; hence, it too may be expected to have undergone corruption and distortion. Consequently, no orthodox Muslim writer accepts the Gospel of Barnabas as transmitting the authentic Injil, and few deny that the known Italian text contains substantial elements of late fabrication. Additionally, the Gospel of Barnabas cannot even be a variant of the authentic Injil because the real Injil must be authored from the perspective of Allah the same way the Quran is supposed to be, and not from the perspective of Barnabas. Nevertheless, Muslim writers sometimes note those elements of the Gospel of Barnabas that stand in accord with standard Qur'anic teaching, such as the denial of Jesus as being Son of God and the prophetic prediction by Jesus of the coming Messenger of God and, consequently, some Muslims are inclined to regard these specific elements as representing the survival of suppressed early Jesus traditions much more compatible with Islam.
Possible Syriac manuscripts
In 1985, it was briefly claimed that an early Syriac copy of this gospel had been found near Hakkâri in eastern Turkey. However, it has since been demonstrated that this manuscript actually contains the canonical Bible.
In February 2012, it was confirmed by the Turkish Ministry of Culture and Tourism that a 52-page biblical manuscript in Syriac writing had been deposited in the Ethnography Museum of Ankara. Newspaper reports in Turkey claimed that the manuscript had been found in Cyprus in 2000, in an operation conducted by police against smugglers, and had been kept in a police repository since then; and further speculated that the text of the manuscript could be that of the Gospel of Barnabas. Photographs of a cover page have been widely published, on which can be read an inscription in a recent Neo-Aramaic hand, stating "In the name of our Lord, this book is written on the hands of the monks of the high monastery in Nineveh, in the 1,500th year of our Lord". No subsequent confirmation has been published, either as to the contents of the Ankara manuscript, or as to any findings of scientific tests for its age and authenticity.
See also
Islamic view of Jesus' death
List of Gospels
The Messiah (Iranian film) based on the Gospel of Barnabas.
Notes
References
Further reading
The complete Italian text is transcribed with an English translation and introduction:
Ragg, L and L – The Gospel of Barnabas (Clarendon Press, Oxford, England, 1907).
The Ragg's English translation was soon recopied in numerous unauthorised reprintings, chiefly in British India; and remains widely available to this day, both in paperback form and on the internet. These editions however, lack the Ragg's introduction and notes; as also their transcription of the Italian text and translations of the Arabic notes. They also differ from the original due to transcription errors. The Oxford University Press has not reprinted the 1907 text; however, now that it is out of copyright, a facsimile of the 1907 edition has been produced by Kessinger Publishing.
Ragg, L and L – The Gospel of Barnabas (Kessinger Publishing, Whitefish MT, 2009, 578pp).
A second Italian edition – in parallel columns with a modernised text:
Eugenio Giustolisi and Giuseppe Rizzardi, Il vangelo di Barnaba. Un vangelo per i musulmani? (Milano: Istituto Propaganda Libraria, 1991).
The complete text of the Italian manuscript has been published in photo-facsimile; with a French translation and extensive commentary and textual apparatus:
Cirillo L. & Fremaux M. Évangile de Barnabé: recherches sur la composition et l'origine, Editions Beauchesne, Paris, 1977, 598p
In 1999 Michel Fremaux issued a second edition of the manuscript facsimile, updated to take account of the recently rediscovered transcription of the Spanish manuscript:
Cirillo L. & Fremaux M. Évangile de Barnabé: Fac-simile, traduction et notes, Editions Beauchesne, Paris, 1999, 364pp
The text of the Spanish manuscript has been published with introduction, and annotations identifying variant readings in the Spanish and Italian texts:
Luis F. Bernabé Pons, El texto morisco del Evangelio de San Bernabé (Granada: Universidad de Granada, 1998), 260p
External links
Lonsdale & Laura Ragg, The Gospel of Barnabas, Oxford: Clarendon Press, 1907. . English translation at: sacred-texts.com
R. Blackhirst, "The Medieval Gospel of Barnabas": Full text of the Italian ms of Gospel of Barnabas, (in English), with supplementary material and photographs
Preface of the Spanish manuscript
Bibliography
Blackhirst, "Was there an early Gospel of Barnabas?"
History as a Literary Weapon:The Gospel of Barnabas in Muslim-Christian Polemics Oddbjørn Leirvik: a historical survey of both Christian and Islamic perspectives.
Android App for The Gospel of Barnabas on Google Playstore.
Christian perspectives
The Gospel of Barnabas in recent research, by Jan Slomp, a former missionary to Pakistan
F.P. Cotterell, "The Gospel of Barnabas" Vox Evangelica 10 (1977): 43–47.
Islamic Perspectives
Official website at barnabas.sabr.com
Apocryphal Gospels
Modern pseudepigrapha
Denial of the crucifixion of Jesus
16th-century Christian texts |
12533 | https://en.wikipedia.org/wiki/Geocaching | Geocaching | Geocaching is an outdoor recreational activity, in which participants use a Global Positioning System (GPS) receiver or mobile device and other navigational techniques to hide and seek containers, called "geocaches" or "caches", at specific locations marked by coordinates all over the world.
A typical cache is a small waterproof container containing a logbook and sometimes a pen or pencil. The geocacher signs the log with their established code name and dates it, in order to prove that they found the cache. After signing the log, the cache must be placed back exactly where the person found it. Larger containers such as plastic storage containers (Tupperware or similar) or ammunition boxes can also contain items for trading, such as toys or trinkets, usually of more sentimental worth than financial. Geocaching shares many aspects with benchmarking, trigpointing, orienteering, treasure-hunting, letterboxing, waymarking and Munzee.
History
Geocaching was originally similar to the game letterboxing (which originated in 1854), which uses clues and references to landmarks embedded in stories. Geocaching was conceived shortly after the removal of Selective Availability from the Global Positioning System on May 2, 2000 (Blue Switch Day.), because the improved accuracy of the system allowed for a small container to be specifically placed and located.
The first documented placement of a GPS-located cache took place on May 3, 2000, by Dave Ulmer of Beavercreek, Oregon. The location was posted on the Usenet newsgroup sci.geo.satellite-nav at . Within three days, the cache had been found twice, first by Mike Teague. According to Dave Ulmer's message, this cache was a black plastic bucket that was partially buried and contained software, videos, books, money, a can of beans, and a slingshot. The geocache and most of its contents were eventually destroyed by a lawn mower; the can of beans was the only item salvaged and was turned into a trackable item called the "Original Can of Beans". Another geocache and plaque called the Original Stash Tribute Plaque now sit at the site.
Geocaching company Groundspeak allows extraterrestrial caches, e.g. the Moon or Mars, although presently, the website provides only earthbound coordinates. The first published extraterrestrial geocache was GC1BE91, which was on the International Space Station between 2008 and 2017. It used the Baikonur launch area in Kazakhstan as its position. The original cache contained a travel bug (the first geocaching trackable item in space), which stayed on the station until it was brought back to earth in 2013. Due to fire restrictions on board the station, the geocache contained no official paper logbook. As of February 2021, only one confirmed geocacher (in 2013) has actually found the geocache, although others have claimed to have found it providing varying amounts of evidence. To commemorate the occasion, Groundspeak allowed specialized geocaching events to be published across the world, allowing attendees to obtain a virtual souvenir on their profile.
The second geocaching trackable in space is TB5EFXK which is attached to the SHERLOC calibration target on board the Mars Perseverance Rover, which landed on Mars on 18 February 2021. Geocachers will be given the opportunity to virtually discover the trackable once the WATSON camera sends back its first photographs of the calibration target that contains the tracking code number. The code is printed on a prototype helmet visor material that will be used to test how well it can withstand the Martian environment. This will help scientists in creating a viable Martian spacesuit for future manned missions to Mars.
The activity was originally referred to as the GPS stash hunt or gpsstashing. This was changed shortly after the original hide when it was suggested in the gpsstash eGroup that "stash" could have negative connotations and the term geocaching was adopted.
Over time, a variety of different hide-and-seek-type activities have been created or abandoned, so that "geocaching" may now refer to hiding and seeking containers, or locations or information without containers.
An independent accounting of the early history documents several controversial actions taken by Irish and Grounded, Inc., a predecessor to Groundspeak, to increase "commercialization and monopolistic control over the hobby". More recently, other similar hobbies such as Munzee have attracted some geocachers by rapidly adopting smart-phone technology, which has caused "some resistance from geocaching organizers about placing caches along with Munzees".
Geocaches
For the traditional geocache, a geocacher will place a waterproof container containing a log book (with pen and/or pencil) and trade items or trackables, then record the cache's coordinates. These coordinates, along with other details of the location, are posted on a listing site (see list of some sites below). Other geocachers obtain the coordinates from that listing site and seek out the cache using their handheld GPS receivers. The finding geocachers record their exploits in the logbook and online, but then must return the cache to the same coordinates so that other geocachers may find it. Geocachers are free to take objects (except the logbook, pencil, or stamp) from the cache in exchange for leaving something of similar or higher value.
Typical cache "treasures", also known in the geocaching world as SWAG (a backronym of "stuff we all get"), are not high in monetary value but may hold personal value to the finder. Aside from the logbook, common cache contents are unusual coins or currency, small toys, ornamental buttons, CDs, or books. Although not required, many geocachers decide to leave behind signature items, such as personal Geocoins, pins, or craft items, to mark their presence at the cache location. Disposable cameras are popular as they allow for anyone who found the cache to take a picture which can be developed and uploaded to a Geocaching web site listed below. Also common are objects that are moved from cache to cache called "hitchhikers", such as Travel Bugs or Geocoins, whose travels may be logged and followed online. Cachers who initially place a Travel Bug or Geocoins often assign specific goals for their trackable items. Examples of goals are to be placed in a certain cache a long distance from home, or to travel to a certain country, or to travel faster and farther than other hitchhikers in a race. Less common trends are site-specific information pages about the historic significance of the site, types of trees, birds in the area or other such information. Higher-value items are occasionally included in geocaches as a reward for the First to Find (called "FTF"), or in locations which are harder to reach. Dangerous or illegal items, weapons, food and drugs are not allowed and are specifically against the rules of most geocache listing sites.
If a geocache has been vandalized or stolen by a person who is not familiar with geocaching, it is said to have been "muggled". The term plays off the fact that those not familiar with geocaching are called muggles, a word borrowed from the Harry Potter series of books which were rising in popularity at the same time geocaching started.
Variations
Traditional geocaching gave birth to GeoCaching – an active urban game of the Encounter project. The game is quite similar to geocaching but has time limitations and hints.
Geocaches vary in size, difficulty, and location. Simple caches that are placed near a roadside are often called "drive-bys", "park 'n grabs" (PNGs), or "cache and dash". Geocaches may also be complex, involving lengthy searches, significant travel, or use of specialist equipment such as SCUBA diving, kayaking, or abseiling. Different geocaching websites list different variations per their own policies.
Container sizes range from "nanos", particularly magnetic nanos, which can be smaller than the tip of a finger and have only enough room to store the log sheet, to 20-liter (5 gallon) buckets or even larger containers, such as entire trucks. The most common cache containers in rural areas are lunch-box-sized plastic storage containers or surplus military ammunition cans. Ammo cans are considered the gold standard of containers because they are very sturdy, waterproof, animal- and fire-resistant, and relatively cheap, and have plenty of room for trade items. Smaller containers are more common in urban areas because they can be more easily hidden.
Geocache types
Over time many variations of geocaches have developed. Different platforms often have their own rules on which types are allowed or how they are classified. The following cache types are supported by both geocaching.com and opencaching.us unless stated otherwise.
A Traditional cache is the most common type and consists of a container with a logbook. Exact coordinates where the cache is located are given.
A Multi-cache consists of one or more stages, each of them containing the coordinates for the next one; the final stage contains a physical container with the logbook. An Offset cache is a multi-cache in which the initial coordinates are for a location containing information that encodes the final cache coordinates. An example would be to direct the finder to a plaque where the digits of a date on the plaque correspond to coordinates of the final cache.
Mystery/puzzle caches require one to discover information or solve a puzzle to find the cache. Some mystery caches provide a puzzle that must be solved to determine the physical cache location. Caches which do not fit into other categories are classified as mystery caches.
Challenge caches require a geocacher to complete a reasonably attainable geocaching-related task before being able to log the find. Examples include finding a number of caches that meet a category, completing a number of cache finds within a period of time, or finding a cache for every calendar day. On geocaching.com it is considered a subtype of the Mystery cache, while it is a type on its own on opencaching.us.
A Night cache is multi-stage and intended to be found at night by following a series of reflectors with a flashlight to the final cache location. Considered a variant of the Mystery cache on geoocaching.com.
A Chirp cache is a Garmin-created innovative advance on multi-caches using new wireless beacon technology. The Chirp stores hints, multicache coordinates, counts visitors and confirms the cache is nearby. These caches were fully supported at OpenCaching.com, but they caused considerable discussion and some controversy at Groundspeak, where they were given a new "attribute".
A Wherigo cache is a multi-stage cache hunt that uses a Wherigo "cartridge" to guide the player to find a physical cache sometime during cartridge play, usually at the end. Not all Wherigo cartridges incorporate geocaches into game play. Wherigo caches are unique to the geocaching.com website. Wherigo is a GPS location-aware software platform initially released in January 2008. Authors can develop self-enclosed story files (called "cartridges") that are read by the Wherigo player software, installed on either a GPS unit or smartphone. The player and story take advantage of the location information provided by the GPS to trigger in-game events, such as using a virtual object or interacting with characters. Completing an adventure can require reaching different locations and solving puzzles. Cartridges are coded in Lua. Lua may be used directly, but a builder application is usually used. The Wherigo site offers a builder application and a database of adventures free for download, though the builder has remained in its Alpha version since its last release in May 2008. The official player is only available for Pocket PC. A built-in player is available on Garmin Colorado and Oregon GPS models. The Wherigo Foundation was organized in December 2012. The group is composed of all Wherigo application developers who, up until that time, had been acting and developing separately. Their goal is to provide a consistent Wherigo experience across platforms, connect Wherigo applications via an API, and add modern features to the Wherigo platform. While Groundspeak is aware of this project, the company has yet to take a position.
A Letterbox cache or a Letterbox hybrid cache is a combination of a geocache and a letterbox in the same container. A letterbox has a rubber stamp and a logbook instead of tradable items. Letterboxers carry their own stamp with them, to stamp the letterbox's log book and inversely stamp their personal log book with the letterbox stamp. The hybrid cache contains the important materials for this and may or may not include trade items.
Moving/travelling caches are found at a listed set of coordinates. The finder hides the cache in a different location, and updates the listing, essentially becomes the hider, and the next finder continues the cycle. This cache type is supported at opencaching.us while it has been discontinued at geocaching.com.
Guest Book caches use guest books often found in museums, tourist information centers, etc. They are listed exclusively at opencaching.us.
The following cache types don't contain a physical logbook.
A BIT cache is a laminated card with a QR code, similar to Munzee. The BIT Cache also contains a URL and a password, for logging purposes. They are listed exclusively on opencaching.us.
Virtual caches are coordinates for a location, which has some other described object. Validation for finding a virtual cache generally requires one to email the cache hider with information such as a date or a name on a plaque, or to post a picture of oneself at the site with GPS receiver in hand. New virtual caches are no longer allowed by Groundspeak, but they remain supported by other sites. The Groundspeak website no longer lists new caches without a physical container, including virtual and webcam caches; however, older caches of these types have been grandfathered in (except for locationless/reverse, which are completely archived). On August 24, 2017, Groundspeak announced "Virtual Rewards", allowing 4000 new virtual caches to be placed during the following year. Earthcaches are one of the two exceptions to the no-container rule; they are caches in which players must answer geological questions to complete the cache. The other exception is for event caches; for an event to qualify, it must be specifically or mainly for geocachers, and must have a minimum duration dependent upon its category (CITO, regular, Mega, or Giga). Attendees of event caches can log that they 'attended', which will increment their number of found caches. Groundspeak created a waymarking website to handle all other non-physical caches.
Earthcaches are virtual caches that are organized by the Geological Society of America. The cacher usually has to perform a task which teaches an educational lesson about the earth science of the cache area. They are listed at geocaching.com.
Locationless/reverse caches are similar to a scavenger hunt. A description is given for something to find, such as a one-room schoolhouse, and the finder locates an example of this object. The finder records the location using their GPS receiver and often takes a picture at the location showing the named object and his or her GPS receiver. Typically others are not allowed to log that same location as a find.
Webcam caches are virtual caches whose coordinates have a public webcam. The finder is often required to capture their image from the webcam for verification of the find. New webcam caches are no longer allowed by Groundspeak, but they remain supported by opencaching.us.
Finally, a USB Cache or Dead Drop cache location has a USB flash drive embedded into walls or other structures. The cache is retrieved by connecting a device that has a USB port and that is able to read standard text files. This type is available at opencaching.us.
There are a few kinds of events.
An Event Cache is a gathering organized and attended by geocachers. It is not a true cache, but is treated as such by geocaching platforms: it can be "found" upon attending the event.
Cache-In Trash-Out (CITO) Events are coordinated activities of trash pickup and other maintenance tasks (such as constructing footpaths, planting trees and removing invasive species) to improve the environment. CITO is an ongoing environmental initiative created by Groundspeak Inc. related to geocaching which encourages geocachers to clean up parks and other areas. This is done in two ways: specific events, traditionally around the time of Earth Day each year, in which groups go around picking up litter and maintaining the landscape while finding geocaches.
Finally, a GPS Adventures Maze Exhibit is an exhibit at various museums and science centers in which participants in the maze learn about geocaching. These "events" have their own cache type on geocaching.com and include many non-geocachers.
Geodashing
Geodashing is an outdoor sport in which teams of players use GPS receivers to find and visit randomly selected "dashpoints" (also called "waypoints") around the world and report what they find. The objective is to visit as many dashpoints as possible.
Unlike geocaching, nothing is to be left at the dashpoints; the sole objective is to visit them within the time limit.
The first game, organized by gpsgames.org, ran for two months (June and July 2001); each subsequent game has run for one month. Players are often encouraged to take pictures at the dashpoints and upload them to the site.
Stratocaching
Geocaching from space is a combination of flight to near space, the geocaching game, and a unique science experiment. The first Stratocaching event was held on 16 November 2013 in Prague and was successful. Ten caches and two "radioseeds" went up to into the stratosphere on a gondola called Dropion module carried by a high-altitude balloon. The caches and seeds then fell to earth for people to find.
Technology
Obtaining data
GPX files containing information such as a cache description and information about recent visitors to the cache are available from various listing sites. Geocachers may upload geocache data (also known as waypoints) from various websites in various formats, most commonly in file-type GPX, which uses XML. Some websites allow geocachers to search (build queries) for multiple caches within a geographic area based on criteria such as ZIP code or coordinates, downloading the results as an email attachment on a schedule. In recent years, Android and iPhone users have been able to download apps such as GeoBeagle that allow them to use their 3G and GPS-enabled devices to actively search for and download new caches.
Converting and filtering data
A variety of geocaching applications are available for geocache data management, file-type translation, and personalization. Geocaching software can assign special icons or search (filter) for caches based on certain criteria (e.g. distance from an assigned point, difficulty, date last found).
Paperless geocaching means hunting a geocache without a physical printout of the cache description. Traditionally, this means that the seeker has an electronic means of viewing the cache information in the field, such as pre-downloading the information to a PDA or other electronic device. Various applications are able to directly upload and read GPX files without further conversion. Newer GPS devices released by Garmin, DeLorme and Magellan have the ability to read GPX files directly, thus eliminating the need for a PDA. Other methods include viewing real-time information on a portable computer with internet access or with an Internet-enabled smart phone. The latest advancement of this practice involves installing dedicated applications on a smart phone with a built-in GPS receiver. Seekers can search for and download caches in their immediate vicinity directly to the application and use the on-board GPS receiver to find the cache.
A more controversial version of paperless caching involves mass-downloading only the coordinates and cache names (or waypoint IDs) for hundreds of caches into older receivers. This is a common practice of some cachers and has been used successfully for years. In many cases, however, the cache description and hint are never read by the seeker before hunting the cache. This means they are unaware of potential restrictions such as limited hunt times, park open/close times, off-limit areas, and suggested parking locations.
Mobile devices
The website geocaching.com now sells mobile applications which allow users to view caches through a variety of different devices. Currently, the Android, iPhone, and Windows Phone mobile platforms have applications in their respective stores. The apps also allow for a trial version with limited functionality. The site promotes mobile applications, and lists over two dozen applications (both mobile and browser/desktop based) that are using their proprietary but royalty-free public application programming interface (API). Developers at c:geo have criticised Groundspeak for being incompatible with open-source development.
Additionally "c:geo - opensource" is a free opensource full function application for Android phones that is very popular. This app includes similar features to the official Geocaching mobile application, such as: View caches on a live map (Google Maps or OpenStreet Maps), navigation using a compass, map, or other applications, logging finds online and offline, etc.
Geocaching enthusiasts have also made their own hand-held GPS devices using a Lego Mindstorms NXT GPS sensor.
Ethics
Geocache listing websites have their own guidelines for acceptable geocache publications. Government agencies and others responsible for public use of land often publish guidelines for geocaching, and a "Geocacher's Creed" posted on the Internet asks participants to "avoid causing disruptions or public alarm". Generally accepted rules are to not endanger others, to minimize the impact on nature, to respect private property, and to avoid public alarm.
Reception
The reception from authorities and the general public outside geocache participants has been mixed.
Cachers have been approached by police and questioned when they were seen as acting suspiciously. Other times, investigation of a cache location after suspicious activity was reported has resulted in police and bomb squad discovery of the geocache, such as the evacuation of a busy street in Wetherby, Yorkshire, England in 2011, and a street in Alvaston, Derby in 2020.
Schools have also been evacuated when a cache has been seen by teachers or police, such as the case of Fairview High School in Boulder, Colorado in 2009. A number of caches have been destroyed by bomb squads. Diverse locations, from rural cemeteries to Disneyland, have been locked down as a result of such scares.
The placement of geocaches has occasional critics among some government personnel and the public at large who consider it littering. Some geocachers act to mitigate this perception by picking up litter while they search for geocaches, a practice referred to in the community as "Cache In Trash Out". Events and caches are often organized revolving around this practice, with many areas seeing significant cleanup that would otherwise not take place, or would instead require federal, state or local funds to accomplish. Geocachers are also encouraged to clean up after themselves by retrieving old containers once a cache has been removed from play.
Geocaching is legal in most countries and is usually positively received when explained to law enforcement officials. However, certain types of placements can be problematic. Although generally disallowed, hiders could place caches on private property without adequate permission (intentionally or otherwise), which encourages cache finders to trespass. Historic buildings and structures have also been damaged by geocachers, who have wrongly believed the geocache to be placed within, or on the roof of, the buildings.
Caches might also be hidden in places where the act of searching can make a finder look suspicious (e.g. near schools, children's playgrounds, banks, courthouses, or in residential neighborhoods), or where the container placement could be mistaken for a drug stash or a bomb (especially in urban settings, under bridges, near banks, courthouses, or embassies). As a result, geocachers are strongly advised to label their geocaches where possible, so that they are not mistaken for a harmful object if discovered by non-geocachers.
As well as concerns about littering and bomb threats, some geocachers hide their caches in inappropriate locations, such as electrical boxes, that may encourage risky behaviour, especially amongst children. Hides in these areas are discouraged, and cache listing websites enforce guidelines that disallow certain types of placements. However, as cache reviewers typically cannot see exactly where and how every particular cache is hidden, problematic hides can slip through. Ultimately it is also up to cache finders to use discretion when attempting to search for a cache, and report any problems.
Laws and legislation
Regional rules for placement of caches have become quite complex. For example, in Virginia, the Virginia Department of Transportation and the Wildlife Management Agency now forbids the placement of geocaches on all land controlled by those agencies. Some cities, towns and recreation areas allow geocaches with few or no restrictions, but others require compliance with lengthy permitting procedures.
The South Carolina House of Representatives passed Bill 3777 in 2005, stating, "It is unlawful for a person to engage in the activity of geocaching or letterboxing in a cemetery or in an historic or archeological site or property publicly identified by an historical marker without the express written consent of the owner or entity which oversees that cemetery site or property." The bill was referred to committee on first reading in the Senate and has been there ever since.
The Illinois Department of Natural Resources requires geocachers who wish to place a geocache at any Illinois state park to submit the location on a USGS 7.5 minute topographical map, the name and contact information of the person(s) wishing to place the geocache, a list of the original items to be included in the geocache, and a picture of the container that is to be placed.
In April 2020, during the COVID-19 pandemic, the township of Highlands East, Ontario, Canada temporarily banned geocaching, over concerns that geocache containers cannot be properly disinfected between finds.
Notable incidents
Several deaths have occurred while caching.
The death of a 21-year-old experienced cacher, in December 2011, "while attempting a Groundspeak cache that does not look all that dangerous," led to discussions of whether changes should be made, and whether cache owners or Groundspeak could be held liable. Groundspeak have since updated their geocaching.com Terms of Use Agreement which specifies that geocachers find geocaches at their own risk.
In 2008, two lost hikers on Mount Hood, Oregon, United States, after spending the night in a snow cave, stumbled across a geocache and were able to phone this information out to rescuers, resulting in their timely rescue.
Three adult geocachers, a 24-year-old woman and her parents, were trapped in a cave and rescued by firefighters in Rochester, New York, United States, while searching for an ammo can in 2012. Rochester Fire Department spokesman Lt. Ted Kuppinger said, "It's difficult, because you're invested in it, you want to find something like that, so people will probably try to push themselves more than they should, but you need to be prudent about what you're capable of doing."
In 2015, the coastguard were called to a group of geocachers who were spotted walking into the Severn Estuary off the coast of Clevedon, England, in search of clues to a multi-cache. Although they felt they were safe and were able to return to land, they were considered to be in danger and were airlifted back to the shore.
In October 2016, four people discovered a crashed car at the bottom of a ravine in Benton, Washington, United States, while out geocaching. They spotted the driver still trapped inside, and alerted the emergency services who effected a rescue.
On 9 June 2018 four people in Prague, Czech Republic, were surprised by a strong sudden storm while searching for a cache in 4 km long tunnel. They were carried by the tidal wave for almost the whole length of the tunnel to the Vltava river where the tunnel ends. One woman was found dead in the river a few hours later. Six days later a second body, that of a man in the group, was found in the river. Two exhausted drowning people were rescued from the river suffering mostly from numerous bruises and blunt traumas.
Websites and data ownership
Numerous websites list geocaches around the world. Geocaching websites vary in many ways, including control of data.
First page
The first website to list geocaches was announced by Mike Teague on May 8, 2000. On September 2, 2000, Jeremy Irish emailed the gpsstash mailing list that he had registered the domain name geocaching.com and had set up his own Web site. He copied the caches from Mike Teague's database into his own. On September 6, Mike Teague announced that Jeremy Irish was taking over cache listings. , Teague had logged only 5 caches.
Geocaching.com
The largest site is Geocaching.com, owned by Groundspeak Inc., which began operating in late 2000. With a worldwide membership and a freemium business model, the website claims millions of caches and members in over 200 countries. Hides and events are reviewed by volunteer regional cache reviewers before publication. Free membership allows users access to coordinates, descriptions, and logs for some caches; for a fee, users are allowed additional search tools, the ability to download large amounts of cache information onto their gps at once, instant email notifications about new caches, and access to premium-member-only caches. Geocaching Headquarters are located in Seattle, Washington, United States.
Opencaching Network
The Opencaching Network provides independent, non-commercial listing sites based in the cacher's country or region. The Opencaching Network lists the most types of caches, including traditional, virtual, moving, multi, quiz, webcam, BIT, guest book, USB, event and MP3. The Opencaching Network is less restrictive than many sites, and does not charge for the use of the sites, the service being community driven. Some (or all) listings may or may not be required to be reviewed by community volunteers before being published and although cross-listing is permitted, it is discouraged. Some listings are listed on other sites, but there are many that are unique to the Opencaching Network. Features include the ability to organize one's favourite caches, build custom searches, be instantly notified of new caches in one's area, seek and create caches of all types, export GPX queries, statpics, etc. Each Opencaching Node provides the same API for free (called "OKAPI") for use by developers who want to create third-party applications able to use the Opencaching Network's content.
Countries with associated opencaching websites include the United States at www.opencaching.us; Germany at www.opencaching.de; Sweden at www.opencaching.se; Poland at www.opencaching.pl; Czech Republic at www.opencaching.cz; The Netherlands at www.opencaching.nl; Romania at www.opencaching.ro; the United Kingdom at www.opencache.uk.
The main difference between opencaching and traditional listing sites is that all services are open to the users at no cost. Generally, most geocaching services or websites offer some basic information for free, but users may have to pay for premium membership that allows access to more information or advanced searching capabilities. This is not the case with opencaching; every geocache is listed and accessible to everyone for free.
Additionally, Opencaching sites allow users to rate and report on existing geocaches. This allows users to see what other cachers think of the cache and it encourages participants to place higher quality caches. The rating system also greatly reduces the problem of abandoned or unsatisfactory caches still being listed after repeated negative comments or posts in the cache logs.
OpenCaching.com
OpenCaching.com (short: OX) was a site created and run by Garmin from 2010 to 2015, which had the stated aim of being as free and open as possible with no paid content. Caches were approved by a community process and coordinates were available without an account. The service closed on 14 August 2015.
Other sites
In many countries there are regional geocaching sites, but these mostly only compile lists of caches in the area from the three main sites. Many of them also accept unique listings of caches for their site, but these listings tend to be less popular than the international sites, although occasionally the regional sites may have more caches than the international sites. There are some exceptions though, e.g. in the former Soviet Union, the site Geocaching.su remains popular because it accepts listings in the Cyrillic script. Additional international sites include Geocaching.de, a German website, and Geocaching Australia, which accepts listings of cache types deprecated by geocaching.com, cache types such as TrigPoint and Moveable caches, as well as traditional geocache types.
GPSgames
GPSgames.org is an online community dedicated to all kinds of games involving Global Positioning System receivers. GPSgames.org allows traditional geocaches as well as virtual, locationless, and traveler geocaches. Geodashing, Shutterspot, GeoVexilla, MinuteWar, GeoPoker, and GeoGolf are among the GPS games available. GPSgames.org has been 100% free since 2001, through donations.
NaviCache
Navicache.com started as a regional listing service in 2001. While many of the website's listings have been posted to other sites, it also offers unique listings. The website lists nearly any type of geocache and does not charge to access any of the caches listed in its database. All submissions are reviewed and approved. In 2012 it was announced that Navicache was under transition to new owners, who said they "plan to develop a site that geocachers want, with rules that geocachers think are suitable. Geocaching.com and OX are both backed by large enterprises, and while that means they have more funding and people, we’re a much smaller team – so our advantage is the ability to be dynamic and listen to the users.". However, as of 2021 the site is mostly dormant, and the most recent cache listing is from 2014.
TerraCaching
Terracaching.com seeks to provide high-quality caches made so by the difficulty of the hide or from the quality of the location. Membership is managed through a sponsorship system, and each cache is under continual peer review from other members. Terracaching.com embraces virtual caches alongside traditional or multi-stage caches and includes many locationless caches among the thousands of caches in its database. It is increasingly attracting members who like the point system. In Europe, TerraCaching is supported by Terracaching.eu. This site is translated in different European languages, has an extended FAQ and extra supporting tools for TerraCaching. TerraCaching strongly discourages caches that are listed on other sites (so-called double-listing).
Extremcaching
Extremcaching is a German private database for alternative geocaches with a focus on T5 / climbing caches, night caches and lost place caches. For extreme caching all you need is an extreme caching account, a GPS device with coordinates or a GPS-enabled smartphone with geocaching or outdoor navigation software, e.g. c:geo.
Geocaching Australia
Geocaching Australia is a community website for geocachers in Australia and New Zealand as well as many other countries. Geocaching Australia also has many unique cache types such as Burke And Wills, Moveable_cache & Podcache geocaches.
See also
Augmented reality
Benchmarking
BookCrossing
Dead drop
Degree Confluence Project
Encounter
Geohashing
Ingress (video game)
Location-based game
Munzee
Orienteering
Pokémon Go
Puzzlehunt
Questing
Transmitter hunting
References
Further reading
External links
Geocaching Video produced by Wisconsin Public Television
FTF Geocacher Magazine Print Magazine devoted to geocaching.
geocaching.com The official geocaching website
Global Positioning System
Hobbies
Internet object tracking
Outdoor locating games
Scoutcraft
Geosocial networking |
12542 | https://en.wikipedia.org/wiki/Grateful%20Dead | Grateful Dead | The Grateful Dead was an American rock band formed in 1965 in Palo Alto, California. The band is known for its eclectic style, which fused elements of rock, folk, country, jazz, bluegrass, blues, rock and roll, gospel, reggae, world music, and psychedelia; for live performances of lengthy instrumental jams that typically incorporated modal and tonal improvisation; and for its devoted fan base, known as "Deadheads". "Their music", writes Lenny Kaye, "touches on ground that most other groups don't even know exists." These various influences were distilled into a diverse and psychedelic whole that made the Grateful Dead "the pioneering Godfathers of the jam band world". The band was ranked 57th by Rolling Stone magazine in its The Greatest Artists of All Time issue. The band was inducted into the Rock and Roll Hall of Fame in 1994 and a recording of their May 8, 1977 performance at Cornell University's Barton Hall was added to the National Recording Registry of the Library of Congress in 2012. Despite having only one top-40 single in their thirty year career, "Touch of Grey", the Grateful Dead remained among the highest grossing American touring acts for multiple decades and gained a committed fanbase by word of mouth and the exchange of live recordings due to the band's permissive stance on taping.
The Grateful Dead was founded in the San Francisco Bay Area amid the rise of the counterculture of the 1960s. The founding members were Jerry Garcia (lead guitar, vocals), Bob Weir (rhythm guitar, vocals), Ron "Pigpen" McKernan (keyboards, harmonica, vocals), Phil Lesh (bass, vocals), and Bill Kreutzmann (drums). Members of the Grateful Dead, originally known as the Warlocks, had played together in various San Francisco ensembles, including the traditional jug band Mother McCree's Uptown Jug Champions. Lesh was the last member to join the Warlocks before they changed their name to the Grateful Dead; replacing Dana Morgan Jr., who had played bass for a few gigs. Drummer Mickey Hart and non-performing lyricist Robert Hunter joined in 1967. With the exception of McKernan, who died in 1973, and Hart, who took time off from 1971 to 1974, the core of the band stayed together for its entire 30-year history. The other official members of the band are Tom Constanten (keyboards; 1968–1970), John Perry Barlow (non-performing lyricist; 1971–1995), Keith Godchaux (keyboards, occasional vocals; 1971–1979), Donna Godchaux (vocals; 1972–1979), Brent Mydland (keyboards, vocals; 1979–1990), and Vince Welnick (keyboards, vocals; 1990–1995). Bruce Hornsby (accordion, piano, vocals) was a touring member from 1990 to 1992, as well as a guest with the band on occasion before and after the tours.
After the death of Garcia in 1995, former members of the band, along with other musicians, toured as the Other Ones in 1998, 2000, and 2002, and the Dead in 2003, 2004, and 2009. In 2015, the four surviving core members marked the band's 50th anniversary in a series of concerts that were billed as their last performances together. There have also been several spin-offs featuring one or more core members, such as Dead & Company, Furthur, the Rhythm Devils, Phil Lesh and Friends, RatDog, and Billy & the Kids.
Formation (1965–1966)
The Grateful Dead began its career as the Warlocks, a group formed in early 1965 from the remnants of a Palo Alto, California jug band called Mother McCree's Uptown Jug Champions. The band's first show was at Magoo's Pizza Parlor located at 639 Santa Cruz Avenue in suburban Menlo Park, on May 5, 1965, now a Harvest furniture store. It continued playing bar shows, like Frenchy's Bikini-A-Go-Go in Hayward and, importantly, five sets a night, five nights a week, for six weeks, at the In Room in Belmont as the Warlocks, but quickly changed the band's name after finding out that a different band known as the Warlocks had put out a record under the same name. (The Velvet Underground also had to change its name from the Warlocks.) The first show under the name Grateful Dead was in San Jose on December 4, 1965, at one of Ken Kesey's Acid Tests. Earlier demo tapes have survived, but the first of over 2,000 concerts known to have been recorded by the band's fans was a show at the Fillmore Auditorium in San Francisco on January 8, 1966. Later that month, the Grateful Dead played at the Trips Festival, a three-day psychedelic rock weekend party/event produced by Ken Kesey, Stewart Brand, and Ramon Sender, that, in conjunction with the Merry Pranksters, brought together the nascent hippie movement for the first time.
The name "Grateful Dead" was chosen from a dictionary. According to Phil Lesh, "[Jerry Garcia] picked up an old Britannica World Language Dictionary ... [and] ... In that silvery elf-voice he said to me, 'Hey, man, how about the Grateful Dead?'" The definition there was "the soul of a dead person, or his angel, showing gratitude to someone who, as an act of charity, arranged their burial". According to Alan Trist, director of the Grateful Dead's music publisher company Ice Nine, Garcia found the name in the Funk & Wagnalls Folklore Dictionary, when his finger landed on that phrase while playing a game of Fictionary. In the Garcia biography Captain Trips, author Sandy Troy states that the band was smoking the psychedelic DMT at the time. The term "grateful dead" appears in folktales from a variety of cultures.
Other supporting personnel who signed on early included Rock Scully, who heard of the band from Kesey and signed on as manager after meeting them at the Big Beat Acid Test; Stewart Brand, "with his side show of taped music and slides of Indian life, a multimedia presentation" at the Big Beat and then, expanded, at the Trips Festival; and Owsley Stanley, the "Acid King" whose LSD supplied the tests and who, in early 1966, became the band's financial backer, renting them a house on the fringes of Watts (Los Angeles) and buying them sound equipment. "We were living solely off of Owsley's good graces at that time. ... [His] trip was he wanted to design equipment for us, and we were going to have to be in sort of a lab situation for him to do it", said Garcia.
Main career (1967–1995)
One of the group's earliest major performances in 1967 was the Mantra-Rock Dance—a musical event held on January 29, 1967, at the Avalon Ballroom by the San Francisco Hare Krishna temple. The Grateful Dead performed at the event along with the Hare Krishna founder Bhaktivedanta Swami, poet Allen Ginsberg, bands Moby Grape and Big Brother and the Holding Company with Janis Joplin, donating proceeds to the Krishna temple. The band's first LP, The Grateful Dead, was released on Warner Brothers in 1967.
Classically trained trumpeter Phil Lesh performed on bass guitar. Bob Weir, the youngest original member of the group, played rhythm guitar. Ron "Pigpen" McKernan played keyboards, percussion, and harmonica until shortly before his death in 1973 at the age of 27. Garcia, Weir, and McKernan shared the lead vocal duties more or less equally; Lesh only sang a few leads, but his tenor was a key part of the band's three-part vocal harmonies. Bill Kreutzmann played drums, and in September 1967 was joined by a second drummer, New York City native Mickey Hart, who also played a wide variety of other percussion instruments.
1970 included tour dates in New Orleans, Louisiana, where the band performed at The Warehouse for two nights. On January 31, 1970, the local police raided their hotel on Bourbon Street, and arrested and charged a total of 19 people with possession of various drugs. The second night's concert was performed as scheduled after bail was posted. Eventually, the charges were dismissed, except those against sound engineer Owsley Stanley, who was already facing charges in California for manufacturing LSD. This event was later memorialized in the lyrics of the song "Truckin'", a single from American Beauty which reached number 64 on the charts.
Mickey Hart took time off from the Grateful Dead beginning in February 1971, owing to his father, an accountant, having absconded with the band's money, leaving Kreutzmann once again as the sole percussionist. Hart rejoined the Grateful Dead for good in October 1974. Tom "TC" Constanten was added as a second keyboardist from 1968 to 1970, to help Pigpen keep up with an increasingly psychedelic sound, while Pigpen transitioned more into playing various percussion instruments and sang.
After Constanten's departure, Pigpen reclaimed his position as sole keyboardist. Less than two years later, in late 1971, Pigpen was joined by another keyboardist, Keith Godchaux, who played grand piano alongside Pigpen's Hammond B-3 organ. In early 1972, Keith's wife, Donna Jean Godchaux, joined the Grateful Dead as a backing vocalist.
Following the Grateful Dead's "Europe '72" tour, Pigpen's health had deteriorated to the point that he could no longer tour with the band. His final concert appearance was June 17, 1972, at the Hollywood Bowl, in Los Angeles; he died on March 8, 1973 of complications from liver damage.
The death of Pigpen did not slow the band down, and it continued with its new members. With the help of their manager Ron Rakow, they soon formed their own record label, Grateful Dead Records. Later that year, they released their next studio album, the jazz-influenced Wake of the Flood. It became their biggest commercial success thus far. Meanwhile, capitalizing on Flood'''s success, the band soon went back to the studio, and the next year, 1974, released another album, From the Mars Hotel. Not long after that album's release however, the Dead decided to take a hiatus from live touring. Before embarking on the hiatus, the band performed a series of five concerts at the Winterland Ballroom in San Francisco in October 1974. The concerts were filmed, and Garcia compiled the footage into The Grateful Dead Movie, a feature-length concert film that would be released in 1977.
In September 1975, the Dead released their eighth studio album, Blues for Allah. They resumed touring in June 1976. That same year, they signed with Arista Records. Their new contract soon produced Terrapin Station in 1977. The band's tour in the spring of that year is held in high regard by their fans, and their concert of May 8 at Cornell University in Ithaca, New York is often considered to be one of the best performances of their career.
Keith and Donna Jean Godchaux left the band in February 1979.
Following the departure of the Godchauxs, Brent Mydland joined as keyboardist and vocalist and was considered "the perfect fit". The Godchauxs then formed the Heart of Gold Band before Keith died in a car accident in 1980. Mydland was the keyboardist for the Grateful Dead for 11 years until his death by narcotics overdose in July 1990, becoming the third keyboardist to die.
Shortly after Mydland found his place in the early 1980s, Garcia's health began to decline. His drug habits caused him to lose his liveliness on stage. After beginning to curtail his opiate usage in 1985 gradually, Garcia slipped into a diabetic coma for several days in July 1986. After he recovered, the band released In the Dark in July 1987, which became their best selling studio album and produced their only top-40 single, "Touch of Grey". Also that year, the group toured with Bob Dylan, as heard on the album Dylan & the Dead.
Mydland died after the summer tour in 1990 and Vince Welnick, former keyboardist for the Tubes, joined as a band member, while Bruce Hornsby, who had a successful career with his band the Range, joined as a touring member. Both performed on keyboards and vocals—Welnick until the band's end, and Hornsby mainly from 1990 to 1992. The Grateful Dead performed their final concert on July 9, 1995 at Soldier Field in Chicago.
Aftermath (1995–present)
Jerry Garcia died on August 9, 1995. A few months after Garcia's death, the remaining members of the Grateful Dead decided to disband. Since that time, there have been a number of reunions by the surviving members involving various combinations of musicians. Additionally, the former members have also begun or continued individual projects.
In 1998, Bob Weir, Phil Lesh, and Mickey Hart, along with several other musicians, formed a band called the Other Ones, and performed a number of concerts that year, releasing a live album, The Strange Remain, the following year. In 2000, the Other Ones toured again, this time with Kreutzmann but without Lesh. After taking another year off, the band toured again in 2002 with Lesh. That year, the Other Ones then included all four living former Grateful Dead members who had been in the band for most or all of its history. At different times the shifting lineup of the Other Ones also included guitarists Mark Karan, Steve Kimock, and Jimmy Herring, keyboardists Bruce Hornsby, Jeff Chimenti, and Rob Barraco, saxophonist Dave Ellis, drummer John Molo, bassist Alphonso Johnson, and vocalist Susan Tedeschi.
In 2003, the Other Ones, still including Weir, Lesh, Hart, and Kreutzmann, changed their name to the Dead. The Dead toured the United States in 2003, 2004 and 2009. The band's lineups included Jimmy Herring and Warren Haynes on guitar, Jeff Chimenti and Rob Barraco on keyboards, and Joan Osborne on vocals. In 2008, members of the Dead played two concerts, called "Deadheads for Obama" and "Change Rocks".
Following the 2009 Dead tour, Lesh and Weir formed the band Furthur, which debuted in September 2009. Joining Lesh and Weir in Furthur were John Kadlecik (guitar), Jeff Chimenti (keyboards), Joe Russo (drums), Jay Lane (drums), Sunshine Becker (vocals), and Zoe Ellis (vocals). Lane and Ellis left the band in 2010, and vocalist Jeff Pehrson joined later that year. Furthur disbanded in 2014.
In 2010, Hart and Kreutzmann re-formed the Rhythm Devils, and played a summer concert tour.
Since 1995, the former members of the Grateful Dead have also pursued solo music careers. Both Bob Weir & RatDogGreenhaus, Mike (February 14, 2014). "Bob Weir Ramps Up RatDog" , jambands.com. Retrieved July 11, 2015. and Phil Lesh and FriendsSisario, Ben (March 15, 2015). "Ex-Bassist for the Grateful Dead Strikes a Deal" , New York Times. Retrieved July 11, 2015. have performed many concerts and released several albums. Mickey Hart and Bill Kreutzmann have also each released a few albums. Hart has toured with his world music percussion ensemble Planet Drum as well as the Mickey Hart Band. Kreutzmann has led several different bands, including BK3, 7 Walkers (with Papa Mali), and Billy & the Kids. Donna Godchaux has returned to the music scene, with the Donna Jean Godchaux Band, and Tom Constanten also continues to write and perform music. All of these groups continue to play Grateful Dead music.
In October 2014, it was announced that Martin Scorsese would produce a documentary film about the Grateful Dead, to be directed by Amir Bar-Lev. David Lemieux supervised the musical selection, and Weir, Hart, Kreutzmann, and Lesh agreed to new interviews for the film. Bar-Lev's four-hour documentary, titled Long Strange Trip, was released in 2017.
"Fare Thee Well"
In 2015, Weir, Lesh, Kreutzmann, and Hart reunited for five concerts called "Fare Thee Well: Celebrating 50 Years of the Grateful Dead". The shows were performed on June 27 and 28 at Levi's Stadium in Santa Clara, California, and on July 3, 4 and 5 at Soldier Field in Chicago.Sallo, Stewart (July 10, 2015). "Grateful Dead 'Fare Thee Well' Report Card" , Huffington Post. Retrieved July 12, 2015. The band stated that this would be the final time that Weir, Lesh, Hart, and Kreutzmann would perform together. They were joined by Trey Anastasio of Phish on guitar, Jeff Chimenti on keyboards, and Bruce Hornsby on piano. Demand for tickets was very high. The concerts were simulcast via various media.Coscarelli, Joe (July 2, 2015). "As Grateful Dead Exit, a Debate Will Not Fade Away" , The New York Times. Retrieved July 6, 2015. The Chicago shows have been released as a box set of CDs and DVDs.
Dead & Company
In the fall of 2015, Mickey Hart, Bill Kreutzmann and Bob Weir joined with guitarist John Mayer, keyboardist Jeff Chimenti, and bassist Oteil Burbridge to tour in a band called Dead & Company. Mayer recounts that in 2011 he was listening to Pandora and happened upon the Grateful Dead song "Althea", and that soon Grateful Dead music was all he would listen to. The band has played five tours, and is currently on a sixth: October–December 2015, June–July 2016, May–July 2017.Varga, George (September 10, 2015). "Grateful Dead Alums Dead & Company Add More Tour Dates" , San Diego Union-Tribune. Retrieved September 10, 2015. , May-August 2018, and May-July 2019. On October-November 2019 they played 6 dates on the "2019 Fall Fun Run". On December 27 and 28, they played at The Forum in Inglewood (Los Angeles), California as part of their "2019 New Year's Run" tour. On December 30 and 31, they played in their hometown of San Francisco at the Chase Center, featuring a bi-plane that descended from the ceiling of the Chase Center carrying the daughters of Jerry Garcia, Trixie Garcia and her half-sister, Ken Kesey's daughter Sunshine Kesey, dropping rose petals on the audience as they toured the arena.
Barlow died in 2018 and Hunter in 2019.
Musical style and legacy
The Grateful Dead formed during the era when bands such as the Beatles, the Beach Boys and the Rolling Stones were dominating the airwaves. "The Beatles were why we turned from a jug band into a rock 'n' roll band", said Bob Weir. "What we saw them doing was impossibly attractive. I couldn't think of anything else more worth doing." Former folk-scene star Bob Dylan had recently put out a couple of records featuring electric instrumentation. Grateful Dead members have said that it was after attending a concert by the touring New York City band the Lovin' Spoonful that they decided to "go electric" and look for a "dirtier" sound. Jerry Garcia and Bob Weir (both of whom had been immersed in the American folk music revival of the late 1950s and early 1960s), were open-minded about the use of electric guitars.
The Grateful Dead's early music (in the mid-1960s) was part of the process of establishing what "psychedelic music" was, but theirs was essentially a "street party" form of it. They developed their "psychedelic" playing as a result of meeting Ken Kesey in Palo Alto, California, and subsequently becoming the house band for the Acid Tests he staged. They did not fit their music to an established category such as pop rock, blues, folk rock, or country & western. Individual tunes within their repertoire could be identified under one of these stylistic labels, but overall their music drew on all of these genres and, more frequently, melded several of them. Bill Graham said of the Grateful Dead, "They're not the best at what they do, they're the only ones that do what they do." Often (both in performance and on recording) the Dead left room for exploratory, spacey soundscapes.
Their live shows, fed by an improvisational approach to music, were different from most touring bands. While rock and roll bands often rehearse a standard set, played with minor variations, the Grateful Dead did not prepare in this way. Garcia stated in a 1966 interview, "We don't make up our sets beforehand. We'd rather work off the tops of our heads than off a piece of paper." They maintained this approach throughout their career. For each performance, the band drew material from an active list of a hundred or so songs.
The 1969 live album Live/Dead did capture the band in-form, but commercial success did not come until Workingman's Dead and American Beauty, both released in 1970. These records largely featured the band's laid-back acoustic musicianship and more traditional song structures. With their rootsy, eclectic stylings, particularly evident on the latter two albums, the band pioneered the hybrid Americana genre.
Musicianship
As the band and its sound matured over thirty years of touring, playing, and recording, each member's stylistic contribution became more defined, consistent, and identifiable. Garcia's lead lines were fluid, supple and spare, owing a great deal of their character to his experience playing Scruggs style banjo, an approach which often makes use of note syncopation, accenting, arpeggios, staccato chromatic runs, and the anticipation of the downbeat. Garcia had an extremely unique sense of timing, often weaving in and out of the groove established by the rest of the band as if he were pushing the beat. Garcia’s lead lines were also immensely influenced by jazz soloists, citing Miles Davis, Ornette Coleman, Bill Evans, Pat Martino, George Benson, Al Di Meola, Art Tatum, Duke Ellington, and Django Reinhardt as primary influences and frequently utilized techniques common to country and blues music in songs that called back to those traditions. Garcia often switched scales in the midst of a solo depending upon the chord changes played underneath, though he nearly always finished phrases by landing on the chord-tones. Jerry most frequently played in the Mixolydian mode, though his solos and phrases often incorporated notes from the Dorian and major/minor pentatonic scales. Particularly in the late 1960s, Garcia occasionally incorporated melodic lines derived from Indian ragas into the band’s extended, psychedelic improvisation, likely inspired by John Coltrane and other jazz artists’ interest in the sitar music of Ravi Shankar.
Lesh, who was originally a classically trained trumpet player with an extensive background in music theory, did not tend to play traditional blues-based bass forms, but more melodic, symphonic and complex lines, often sounding like a second lead guitar. In contrast to most bassists in popular music, Lesh often avoids playing the root of a chord on the downbeat, instead withholding as a means to build tension. Lesh also rarely repeats the same bassline, even from performance to performance of the same song, and often plays off of or around the other instruments with a syncopated, staccato bounce that contributes to the Dead’s unique rhythmic character.
Weir, too, was not a traditional rhythm guitarist, but tended to play unique inversions at the upper end of the Dead's sound. Weir modeled his style of playing after jazz pianist McCoy Tyner and attempted to replicate the interplay between John Coltrane and Tyner in his support, and occasional subversion, of the harmonic structure of Garcia’s voice leadings. This would often influence the direction the band’s improvisation would take on a given night. Weir and Garcia’s respective positions as rhythm and lead guitarist were not always strictly adhered to, as Weir would often incorporate short melodic phrases into his playing to support Garcia and occasionally took solos, often played with a slide. Weir’s playing is characterized by a “spiky, staccato” sound.
The two drummers, Mickey Hart and Bill Kreutzmann, developed a unique, complex interplay, balancing Kreutzmann's steady shuffle beat with Hart's interest in percussion styles outside the rock tradition. Kreuzmann has said, "I like to establish a feeling and then add radical or oblique juxtapositions to that feeling." Hart incorporated an 11-count measure to his drumming, bringing a dimension to the band's sound that became an important part of its style. He has studied tabla drumming and incorporated rhythms and instruments from world music into the band’s live performances.
The Dead’s live performances featured multiple types of improvisation derived from a vast array of musical traditions. Not unlike many rock bands of their time, the majority of the Dead’s songs feature a designated section in which an instrumental break occurs over the chord changes. These sections typically feature solos by Garcia that often originate as variations on the song’s melody, but go on to create dynamic phrases that resolve by returning to the chord-tones. Not unlike traditional improvisational jazz, they may occasionally feature several solos by multiple instruments within an undecided number of bars, such as a keyboardist, before returning to the melody. At the same time, Dead shows almost always feature a more collective, modal approach to improvisation that typically occurs during segues between songs before the band modulates to a new tonal center. Some of the Dead’s more extended jam vehicles, such as “The Other One”, “Dark Star”, and “Playing in the Band” almost exclusively make use of modulation between modes to accompany simple two-chord progressions.
Lyrical Themes
Following the songwriting renaissance that defined the band's early 1970s period, as reflected in the albums Workingman's Dead and American Beauty, Robert Hunter, Jerry Garcia's primary lyrical partner, frequently made use of motifs common to American folklore including trains, guns, elements, traditional musical instruments, gambling, murder, animals, alcohol, descriptions of American geography, and religious symbolism to illustrate themes involving love and loss, life and death, beauty and horror, and chaos and order. Following in the footsteps of several American musical traditions, these songs are often confessional and feature narration from the perspective of an antihero. Critic Robert Christgau described them as "American myths" that later gave way to "the old karma-go-round". An extremely common feature in both Robert Hunter's lyrics, as well as the band's visual iconography, is the presence of dualistic and opposing imagery illustrating the dynamic range of the human experience (Heaven and hell, law and crime, dark and light, etc). Hunter and Garcia's earlier, more directly psychedelic-influenced compositions often make use of surreal imagery, nonsense, and whimsey reflective of traditions in English poetry. In a retrospective, The New Yorker described Hunter's verses as "elliptical, by turns vivid and gnomic", which were often "hippie poetry about roses and bells and dew". Grateful Dead biographer Dennis McNally has described Hunter's lyrics as creating "a non-literal hyper-Americana" weaving a psychedelic, kaleidoscopic tapestry in the hopes of elucidating America's national character. At least one of Hunter and Bob Weir's collaborations, "Jack Straw", was inspired by the work of John Steinbeck.
Merchandising and representation
Hal Kant was an entertainment industry attorney who specialized in representing musical groups. He spent 35 years as principal lawyer and general counsel for the Grateful Dead, a position in the group that was so strong that his business cards with the band identified his role as "Czar".
Kant brought the band millions of dollars in revenue through his management of the band's intellectual property and merchandising rights. At Kant's recommendation, the group was one of the few rock 'n roll pioneers to retain ownership of their music masters and publishing rights.
In 2006, the Grateful Dead signed a ten-year licensing agreement with Rhino Entertainment to manage the band's business interests including the release of musical recordings, merchandising, and marketing. The band retained creative control and kept ownership of its music catalog.Liberatore, Paul (August 4, 2006). "Only the Memories Remain: Grateful Dead's Recordings Moved" , Marin Independent Journal. Retrieved December 12, 2008
A Grateful Dead video game titled Grateful Dead Game – The Epic Tour was released in April 2012 and was created by Curious Sense.
Sponsorship of 1992 Lithuanian Olympic Basketball Team
After Lithuania gained its independence from the USSR, the country announced its withdrawal from the 1992 Olympics due to the lack of any money to sponsor participants. But NBA star Šarūnas Marčiulionis, a native Lithuanian basketball star, wanted to help his native team to compete. His efforts resulted in a call from representatives of the Grateful Dead who set up a meeting with the band members. The band agreed to fund transportation costs for the team (about five thousand dollars) along with Grateful Dead designs for the team's jerseys and shorts. The Lithuanian basketball team won the bronze medal and the Lithuanian basketball/Grateful Dead T-shirts became part of pop culture, especially in Lithuania. The incident was covered by the documentary The Other Dream Team.
Live performances
The Grateful Dead toured constantly throughout their career, playing more than 2,300 concerts. They promoted a sense of community among their fans, who became known as "Deadheads", many of whom followed their tours for months or years on end. Around concert venues, an impromptu communal marketplace known as 'Shakedown Street' was created by Deadheads to serve as centers of activity where fans could buy and sell anything from grilled cheese sandwiches to home-made t-shirts and recordings of Grateful Dead concerts.
In their early career, the band also dedicated their time and talents to their community, the Haight-Ashbury area of San Francisco, making available free food, lodging, music, and health care to all. It has been said that the band performed "more free concerts than any band in the history of music".
With the exception of 1975, when the band was on hiatus and played only four concerts together, the Grateful Dead performed many concerts every year, from their formation in April 1965, until July 9, 1995. Initially all their shows were in California, principally in the San Francisco Bay Area and in or near Los Angeles. They also performed, in 1965 and 1966, with Ken Kesey and the Merry Pranksters, as the house band for the Acid Tests. They toured nationally starting in June 1967 (their first foray to New York), with a few detours to Canada, Europe and three nights at the Great Pyramid of Giza in Egypt in 1978. They appeared at the Monterey Pop Festival in 1967, the Woodstock Festival in 1969 and the Festival Express train tour across Canada in 1970. They were scheduled to appear as the final act at the infamous Altamont Free Concert on December 6, 1969 after the Rolling Stones but withdrew after security concerns. "That's the way things went at Altamont—so badly that the Grateful Dead, prime organizers and movers of the festival, didn't even get to play", staff at Rolling Stone magazine wrote in a detailed narrative on the event.
Their first UK performance was at the Hollywood Music Festival in 1970. Their largest concert audience came in 1973 when they played, along with the Allman Brothers Band and the Band, before an estimated 600,000 people at the Summer Jam at Watkins Glen. They played to an estimated total of 25 million people, more than any other band, with audiences of up to 80,000 attending a single show. Many of these concerts were preserved in the band's tape vault, and several dozen have since been released on CD and as downloads. The Dead were known for the tremendous variation in their setlists from night to night—the list of songs documented to have been played by the band exceeds 500. The band has released four concert videos under the name View from the Vault.
In the 1990s, the Grateful Dead earned a total of $285 million in revenue from their concert tours, the second-highest during the 1990s, with the Rolling Stones earning the most. This figure is representative of tour revenue through 1995, as touring stopped after the death of Jerry Garcia. In a 1991 PBS documentary, segment host Buck Henry attended an August 1991 concert at Shoreline Amphitheatre and gleaned some information from some band members about the Grateful Dead phenomenon and its success. At the time, Jerry Garcia stated, "We didn't really invent the Grateful Dead, the crowd invented the Grateful Dead, you know what I mean? We were sort of standing in line, and uh, it's gone way past our expectations, way past, so it's, we've been going along with it to see what it's gonna do next." Furthermore, Mickey Hart stated, "This is one of the last places in America that you can really have this kind of fun, you know, considering the political climate and so forth." Hart also stated that "the transformative power of the Grateful Dead is really the essence of it; it's what it can do to your consciousness. We're more into transportation than we are into music, per se, I mean, the business of the Grateful Dead is transportation." One of the band's largest concerts took place just months before Garcia's death — at their outdoor show with Bob Dylan in Highgate, Vermont on June 15, 1995. The crowd was estimated to be over 90,000; overnight camping was allowed and about a third of the audience got in without having purchased a ticket.
Their numerous studio albums were generally collections of new songs that they had first played in concert. The band was also famous for its extended musical improvisations, having been described as having never played the same song the same way twice. Their concert sets often blended songs, one into the next, often for more than three songs at a time.
Concert sound systems
The Wall of Sound was a large sound system designed specifically for the band. The band was never satisfied with the house system anywhere they played. After the Monterey Pop Festival, the band's crew 'borrowed' some of the other performers' sound equipment and used it to host some free shows in San Francisco. In their early days, soundman Owsley "Bear" Stanley designed a public address (PA) and monitor system for them. Stanley was the Grateful Dead's soundman for many years; he was also one of the largest suppliers of LSD. Stanley's sound systems were delicate and finicky, and frequently brought shows to a halt with technical breakdowns. After Stanley went to jail for manufacturing LSD in 1970, the group briefly used house PAs, but found them to be even less reliable than those built by their former soundman. On February 2, 1970, the group contacted Bob Heil to use his system. In 1971, the band purchased their first solid-state sound system from Alembic Inc Studios. Because of this, Alembic would play an integral role in the research, development, and production of the Wall of Sound. The band also welcomed Dan Healy into the fold on a permanent basis that year. Healy would mix the Grateful Dead's live sound until 1993.
Following Jerry Garcia's death and the band's breakup in 1995, their current sound system was inherited by Dave Matthews Band. Dave Matthews Band debuted the sound system April 30, 1996 at the first show of their 1996 tour in Richmond, Virginia.
Tapes
Like several other bands during this time, the Grateful Dead allowed their fans to record their shows. For many years the tapers set up their microphones wherever they could, and the eventual forest of microphones became a problem for the sound crew. Eventually, this was solved by having a dedicated taping section located behind the soundboard, which required a special "tapers" ticket. The band allowed sharing of their shows, as long as no profits were made on the sale of the tapes.
Of the approximately 2,350 shows the Grateful Dead played, almost 2,200 were taped, and most of these are available online. The band began collecting and cataloging tapes early on and Dick Latvala was their keeper. "Dick's Picks" is named after Latvala. After his death in 1999, David Lemieux gradually took the post. Concert set lists from a subset of 1,590 Grateful Dead shows were used to perform a comparative analysis between how songs were played in concert and how they are listened online by Last.fm members. In their book Marketing Lessons from the Grateful Dead: What Every Business Can Learn From the Most Iconic Band in History, David Meerman Scott and Brian Halligan identify the taper section as a crucial contributor to increasing the Grateful Dead's fan base.
Iconography
Over the years, a number of iconic images have come to be associated with the Grateful Dead. Many of these images originated as artwork for concert posters or album covers.
Skull and Roses
The skull and roses design was composed by Alton Kelley and Stanley Mouse, who added lettering and color, respectively, to a black and white drawing by Edmund Joseph Sullivan. Sullivan's drawing was an illustration for a 1913 edition of the Rubaiyat of Omar Khayyam. Earlier antecedents include the custom of exhibiting the relic skulls of Christian martyrs decorated with roses on their feast days. The rose is an attribute of Saint Valentine, who according to one legend, was martyred by decapitation. Accordingly, in Rome, at the church dedicated to him, the observance of his feast day included the display of his skull surrounded by roses. Kelley and Mouse's design originally appeared on a poster for the September 16 and 17, 1966, Dead shows at the Avalon Ballroom. Later, it was used as the cover for the album Grateful Dead (1971). The album is sometimes referred to as Skull and Roses.
Jester
Another icon of the Dead is a skeleton dressed as a jester and holding a lute. This image was an airbrush painting, created by Stanley Mouse in 1972. It was originally used for the cover of The Grateful Dead Songbook.
"Dancing" Bears
A series of stylized bears who appear to be dancing was drawn by Bob Thomas as part of the back cover for the album History of the Grateful Dead, Volume One (Bear's Choice) (1973). Thomas reported that he based the bears on a lead sort from an unknown font. The bear is a reference to Owsley "Bear" Stanley, who recorded and produced the album. Bear himself wrote, "the bears on the album cover are not really 'dancing'. I don't know why people think they are; their positions are quite obviously those of a high-stepping march."Steal Your Face Skull
Perhaps the best-known Grateful Dead art icon is a red, white, and blue skull with a lightning bolt through it. The lightning bolt skull can be found on the cover of the album Steal Your Face (1976), and the image is sometimes known by that name. It was designed by Owsley Stanley and artist Bob Thomas, and was originally used as a logo to mark the band's equipment.
Dancing Terrapins
The two dancing terrapins first appeared on the cover of the album Terrapin Station (1977). They were drawn by Kelley and Mouse, based on a drawing by Heinrich Kley. Since then these turtles have become one of the Grateful Dead's most recognizable logos.
Uncle Sam Skeleton
The Uncle Sam skeleton was devised by Gary Gutierrez as part of the animation for The Grateful Dead Movie (1977). The image combines the Grateful Dead skeleton motif with the character of Uncle Sam, a reference to the then-recently written song "U.S. Blues", which plays during the animation.
Deadheads
Fans and enthusiasts of the band are commonly referred to as Deadheads. While the origin of the term may be unclear, Dead Heads were made canon by the notice placed inside the Skull and Roses (1971) album by manager Jon McIntire:
Many of the Dead Heads would go on tour with the band. As a group, the Dead Heads were considered very mellow. "I'd rather work nine Grateful Dead concerts than one Oregon football game," Police Det. Rick Raynor said. "They don't get belligerent like they do at the games."
Donation of archives
On April 24, 2008, members Bob Weir and Mickey Hart, along with Nion McEvoy, CEO of Chronicle Books, UC Santa Cruz chancellor George Blumenthal, and UC Santa Cruz librarian Virginia Steel, held a press conference announcing UCSC's McHenry Library would be the permanent home of the Grateful Dead Archive, which includes a complete archival history from 1965 to the present. The archive includes correspondence, photographs, fliers, posters, and several other forms of memorabilia and records of the band. Also included are unreleased videos of interviews and TV appearances that will be installed for visitors to view, as well as stage backdrops and other props from the band's concerts.
Blumenthal stated at the event, "The Grateful Dead Archive represents one of the most significant popular cultural collections of the 20th century; UC Santa Cruz is honored to receive this invaluable gift. The Grateful Dead and UC Santa Cruz are both highly innovative institutions—born the same year—that continue to make a major, positive impact on the world." Guitarist Bob Weir stated "We looked around, and UC Santa Cruz seems the best possible home. If you ever wrote the Grateful Dead a letter, you'll probably find it there!"
Professor of music Fredric Lieberman was the key contact between the band and the university, who let the university know about the search for a home for the archive, and who had collaborated with Mickey Hart on three books in the past, Planet Drum (1990), Drumming at the Edge of Magic (1991), and Spirit into Sound (2006).Green, Joshua. "Management Secrets of the Grateful Dead" The Atlantic, March 2010
The first large-scale exhibition of materials from the Grateful Dead Archive was mounted at the New-York Historical Society in 2010.
Awards
In 2004, Rolling Stone ranked the Grateful Dead No. 57 on their list of the 100 Greatest Artists of All Time.
On February 10, 2007, the Grateful Dead received a Grammy Lifetime Achievement Award. The award was accepted on behalf of the band by Mickey Hart and Bill Kreutzmann.
In 2011, a recording of the Grateful Dead's May 8, 1977, concert at Cornell University's Barton Hall was selected for induction into the National Recording Registry of the Library of Congress.
Twelve members of the Grateful Dead (the eleven official performing members plus Robert Hunter) were inducted into the Rock and Roll Hall of Fame in 1994, and Bruce Hornsby was their presenter.
Members
Lead guitarist Jerry Garcia was often viewed both by the public and the media as the leader or primary spokesperson for the Grateful Dead, but was reluctant to be perceived that way, especially since he and the other group members saw themselves as equal participants and contributors to their collective musical and creative output."Garcia's influence on the overall chemistry of the band was surprisingly subtle, McNally tells NPR's Scott Simon. 'Jerry was not the leader, except by example. He was a charismatic figure.'"Simon, Scott. "'A Long Strange Trip': Insider McNally Writes a History of the Grateful Dead", NPR Music, January 11, 2003 Garcia, a native of San Francisco, grew up in the Excelsior District. One of his main influences was bluegrass music, and he also performed—on banjo, one of his other great instrumental loves, along with the pedal steel guitar—in bluegrass bands, notably Old & In the Way with mandolinist David Grisman.
Bruce Hornsby never officially joined the band full-time because of his other commitments, but he did play keyboards at most Dead shows between September 1990 and March 1992, and sat in with the band over 100 times in all between 1988 and 1995. He added several Dead songs to his own live shows and Jerry Garcia referred to him as a "floating member" who could come and go as he pleased.Scott, Dolgushkin, Nixon, "Deadbase X", New Hampshire, p. 79.
Robert Hunter and John Perry Barlow were the band's primary lyricists, starting in 1967 and 1971, respectively, and continuing until the band's dissolution.The Band: John Perry Barlow . Dead.net. Retrieved May 30, 2015 Hunter collaborated mostly with Garcia and Barlow mostly with Weir, though each wrote with other band members as well. Both are listed as official members at Dead.net, the band's website, alongside the performing members. Barlow was the only member not inducted into the Rock and Roll Hall of Fame.
DiscographyThe Grateful Dead (1967)Anthem of the Sun (1968)Aoxomoxoa (1969)Live/Dead (1969)Workingman's Dead (1970)American Beauty (1970)Grateful Dead (Skull & Roses) (1971)Europe '72 (1972)History of the Grateful Dead, Volume One (Bear's Choice) (1973)Wake of the Flood (1973)From the Mars Hotel (1974)Blues for Allah (1975)Steal Your Face (1976)Terrapin Station (1977)Shakedown Street (1978)Go to Heaven (1980)Reckoning (1981)Dead Set (1981)In the Dark (1987)Dylan & the Dead (1989)Built to Last (1989)Without a Net'' (1990)
See also
Internet Archive (section on Grateful Dead)
List of Grateful Dead cover versions
References
Further reading
External links
FBI Records: The Vault – The Grateful Dead at vault.fbi.gov
1965 establishments in California
1995 disestablishments in the United States
Acid rock music groups
American blues rock musical groups
American country rock groups
Arista Records artists
Articles which contain graphical timelines
Cannabis music
Folk rock groups from California
Grammy Lifetime Achievement Award winners
Haight-Ashbury, San Francisco
Jam bands
Jammy Award winners
Musical groups disestablished in 1995
Musical groups established in 1965
Musical groups from San Francisco
Palo Alto, California
Psychedelic rock music groups from California
Rhino Records artists
United Artists Records artists
Warner Records artists |
12561 | https://en.wikipedia.org/wiki/Gene%20Hackman | Gene Hackman | Eugene Allen Hackman (born January 30, 1930) is an American retired actor and novelist. In a career that has spanned more than six decades, Hackman has won two Academy Awards, four Golden Globes, one Screen Actors Guild Award, and two BAFTAs. Upon the death of Sidney Poitier in 2022, Hackman became the oldest living and earliest surviving Best Actor Oscar-winner.
Nominated for five Academy Awards, Hackman won Best Actor for his role as Jimmy "Popeye" Doyle in the critically acclaimed thriller The French Connection (1971) and Best Supporting Actor as "Little" Bill Daggett in Clint Eastwood's Western film Unforgiven (1992). His other nominations for Best Supporting Actor came with the films Bonnie and Clyde (1967) and I Never Sang for My Father (1970), with a second Best Actor nomination for Mississippi Burning (1988).
Hackman's other major film roles included The Poseidon Adventure (1972), The Conversation (1974), French Connection II (1975), A Bridge Too Far (1977), Superman (1978)—as arch-villain Lex Luthor, Hoosiers (1986), No Way Out (1987), Bat*21 (1988), The Firm (1993), The Quick and the Dead (1995), Get Shorty (1995), Crimson Tide (1995), Enemy of the State (1998), Antz (1998), The Replacements (2000), Behind Enemy Lines (2001), The Royal Tenenbaums (2001), and Welcome to Mooseport (2004)—his final film role before retirement.
Early life and education
Hackman was born in San Bernardino, California, the son of Eugene Ezra Hackman and Anna Lyda Elizabeth (née Gray). He has one brother, Richard. He has Pennsylvania Dutch, English, and Scottish ancestry; his mother was Canadian, and was born in Lambton, Ontario. His family moved frequently, finally settling in Danville, Illinois, where they lived in the house of his English-born maternal grandmother, Beatrice. Hackman's father operated the printing press for the Commercial-News, a local paper. His parents divorced when he was 13 and his father subsequently left the family. Hackman decided that he wanted to become an actor when he was ten years old.
Hackman lived briefly in Storm Lake, Iowa, and spent his sophomore year at Storm Lake High School. He left home at age 16 and lied about his age to enlist in the United States Marine Corps. He served four and a half years as a field radio operator. He was stationed in China (Qingdao and later in Shanghai). When the Communist Revolution conquered the mainland in 1949, Hackman was assigned to Hawaii and Japan. Following his discharge in 1951, he moved to New York City and had several jobs. His mother died in 1962 as a result of a fire she accidentally started while smoking. He began a study of journalism and television production at the University of Illinois under the G.I. Bill, but left and moved back to California.
Career
Beginnings to the 1960s
In 1956, Hackman began pursuing an acting career. He joined the Pasadena Playhouse in California, where he befriended another aspiring actor, Dustin Hoffman. Already seen as outsiders by their classmates, Hackman and Hoffman were voted "The Least Likely To Succeed", and Hackman got the lowest score the Pasadena Playhouse had yet given. Determined to prove them wrong, Hackman moved to New York City. A 2004 article in Vanity Fair described Hackman, Hoffman, and Robert Duvall as struggling California-born actors and close friends, sharing NYC apartments in various two-person combinations in the 1960s. To support himself between acting jobs, Hackman was working at a Howard Johnson restaurant when he encountered an instructor from the Pasadena Playhouse, who said that his job proved that Hackman "wouldn't amount to anything". A Marine officer who saw him as a doorman said "Hackman, you're a sorry son of a bitch". Rejection motivated Hackman, who said,
Hackman got various bit roles, for example on the TV series Route 66 in 1963, and began performing in several Off-Broadway plays. In 1964 he had an offer to co-star in the play Any Wednesday with actress Sandy Dennis. This opened the door to film work. His first role was in Lilith, with Jean Seberg and Warren Beatty in the leading roles. In 1966 he played a small part as Dr. John Whipple in the epic film Hawaii. In 1967 he appeared in an episode of the television series The Invaders entitled "The Spores". Another supporting role, Buck Barrow in 1967's Bonnie and Clyde, earned him an Academy Award nomination as Best Supporting Actor. In 1968 he appeared in an episode of I Spy, in the role of "Hunter", in the episode "Happy Birthday... Everybody". That same year he starred in the CBS Playhouse episode "My Father and My Mother" and the dystopian television film Shadow on the Land. In 1969 he played a ski coach in Downhill Racer and an astronaut in Marooned. Also that year, he played a member of a barnstorming skydiving team that entertained mostly at county fairs, a movie which also inspired many to pursue skydiving and has a cult-like status amongst skydivers as a result: The Gypsy Moths. He nearly accepted the role of Mike Brady for the TV series The Brady Bunch, but his agent advised that he decline it in exchange for a more promising role, which he did.
1970s
Hackman was nominated for a second Best Supporting Actor Academy Award for his role in I Never Sang for My Father (1970). The next year, he won the Academy Award for Best Actor for his performance as New York City Detective Jimmy "Popeye" Doyle in The French Connection (1971), marking his graduation to leading-man status.
After The French Connection, Hackman starred in ten films (not including his cameo in Young Frankenstein) over the next three years, making him the most prolific actor in Hollywood during that time frame. He followed The French Connection with leading roles in the disaster film The Poseidon Adventure (1972) and Francis Ford Coppola's The Conversation (1974), which was nominated for several Oscars. That same year, Hackman appeared, in what would become one of his most famous comedic roles, as Harold the Blind Man in Young Frankenstein.
He appeared as one of Teddy Roosevelt's former Rough Riders in the Western horse-race saga Bite the Bullet (1975). He reprised his Oscar-winning role as Doyle in the sequel French Connection II (1975), and was part of an all-star cast in the war film A Bridge Too Far (1977), playing Polish General Stanisław Sosabowski. Hackman showed a talent for both comedy and the "slow burn" as criminal mastermind Lex Luthor in Superman: The Movie (1978), a role he would reprise in its 1980 and 1987 sequels.
1980s
Hackman alternated between leading and supporting roles during the 1980s, with prominent roles in Reds (1981)—directed by and starring Warren Beatty—Under Fire (1983), Hoosiers (1986) (which an American Film Institute poll in 2008 voted the fourth-greatest film of all time in the sports genre), No Way Out (1987) and Mississippi Burning (1988), where he was nominated for a second Best Actor Oscar. Between 1985 and 1988, he starred in nine films, making him the busiest actor, alongside Steve Guttenberg.
1990s
Hackman appeared with Anne Archer in Narrow Margin (1990), a remake of the 1952 film The Narrow Margin. In 1992, he played the sadistic sheriff "Little" Bill Daggett in the Western Unforgiven directed by Clint Eastwood and written by David Webb Peoples. Hackman had pledged to avoid violent roles, but Eastwood convinced him to take the part, which earned him a second Oscar, this time for Best Supporting Actor. The film also won Best Picture.
In 1993, he appeared in Geronimo: An American Legend as Brigadier General George Crook, and co-starred with Tom Cruise as a corrupt lawyer in The Firm, a legal thriller based on the John Grisham novel of the same name. Hackman would appear in two other films based on John Grisham novels, playing convict Sam Cayhall on death row in The Chamber (1996), and jury consultant Rankin Fitch in Runaway Jury (2003).
Other notable films Hackman appeared in during the 1990s include Wyatt Earp (1994) (as Nicholas Porter Earp, Wyatt Earp's father), The Quick and the Dead (1995) opposite Sharon Stone, Leonardo DiCaprio and Russell Crowe, and as submarine Captain Frank Ramsey alongside Denzel Washington in Crimson Tide (1995). Hackman played movie director Harry Zimm with John Travolta in the comedy-drama Get Shorty (1995). He reunited with Clint Eastwood in Absolute Power (1997), and co-starred with Will Smith in Enemy of the State (1998), his character reminiscent of the one he had portrayed in The Conversation.
In 1996, he took a comedic turn as conservative Senator Kevin Keeley in The Birdcage with Robin Williams and Nathan Lane.
2000s
Hackman co-starred with Owen Wilson in Behind Enemy Lines (2001), and appeared in the David Mamet crime thriller Heist (2001), as an aging professional thief of considerable skill who is forced into one final job. He also gained much critical acclaim playing against type as the head of an eccentric family in Wes Anderson's comedy film The Royal Tenenbaums (2001), for which he received the Golden Globe Award for Best Actor in a Motion Picture Musical or Comedy. In 2003, he also starred in another John Grisham legal drama, Runaway Jury, at long last getting to make a picture with his long-time friend Dustin Hoffman. In 2004, Hackman appeared alongside Ray Romano in the comedy Welcome to Mooseport, his final film acting role to date.
Hackman was honored with the Cecil B. DeMille Award from the Golden Globe Awards for his "outstanding contribution to the entertainment field" in 2003.
Retirement from acting
On July 7, 2004, Hackman gave a rare interview to Larry King, where he announced that he had no future film projects lined up and believed his acting career was over. In 2008, while promoting his third novel, he confirmed that he had retired from acting. When asked during a GQ interview in 2011 if he would ever come out of retirement to do one more film, he said he might consider it "if I could do it in my own house, maybe, without them disturbing anything and just one or two people." He briefly came out of retirement to narrate two documentaries related to the Marine Corps: The Unknown Flag Raiser of Iwo Jima (2016) and We, The Marines (2017).
Career as a novelist
Together with undersea archaeologist Daniel Lenihan, Hackman has written three historical fiction novels: Wake of the Perdido Star (1999), a sea adventure of the 19th century; Justice for None (2004), a Depression-era tale of murder; and Escape from Andersonville (2008) about a prison escape during the American Civil War. His first solo effort, a story of love and revenge set in the Old West titled Payback at Morning Peak, was released in 2011. A police thriller, Pursuit, followed in 2013.
In 2011, he appeared on the Fox Sports Radio show The Loose Cannons, where he discussed his career and his novels with Pat O'Brien, Steve Hartman, and Vic "The Brick" Jacobs.
Personal life
Hackman's first marriage was to Faye Maltese. They had three children: Christopher Allen, Elizabeth Jean, and Leslie Anne Hackman. The couple divorced in 1986 after three decades of marriage. In 1991 he married classical pianist Betsy Arakawa; they have a home in Santa Fe, New Mexico.
In the late 1970s, Hackman competed in Sports Car Club of America races, driving an open-wheeled Formula Ford. In 1983, he drove a Dan Gurney Team Toyota in the 24 Hours of Daytona Endurance Race. He also won the Long Beach Grand Prix Celebrity Race.
Hackman underwent an angioplasty in 1990.
Hackman is a supporter of the Democratic Party, and was proud to be included on Nixon's Enemies List. However, he has spoken fondly of Republican president Ronald Reagan.
He is an avid fan of the Jacksonville Jaguars and regularly attended Jaguars games as a guest of then head coach Jack Del Rio. Their friendship goes back to Del Rio's playing days at the University of Southern California.
In January 2012, the then 81-year-old Hackman was riding a bicycle in the Florida Keys when his bicycle was struck by a pickup truck. He made a full recovery, and was still an active bicyclist as of 2018, at the age of 88.
Theatre credits
The Premise improv theatre at The Premise, on Bleecker Street, NYC (1960/61)
Children From Their Games by Irwin Shaw at the Morosco Theatre (April 1963)
A Rainy Day in Newark by Howard Teichmann at the Belasco Theatre (October 1963)
Come to the Palace of Sin by Michael Shurtleff at the Lucille Lortel Theatre (1963)
Any Wednesday by Muriel Resnik at the Music Box Theatre and the George Abbott Theatre (1964–1966)
Poor Richard by Jean Kerr with Alan Bates and Shirley Knight at the Helen Hayes Theatre (1964–1965)
The Natural Look by Leonora Thuna at the Longacre Theatre (1967)
Fragments and The Basement by Murray Schisgal at the Cherry Lane Theatre (1967)
Death and the Maiden by Ariel Dorfman with Glenn Close and Richard Dreyfuss, directed by Mike Nichols, at the Brooks Atkinson Theatre (1992)
Filmography
Film
Television
Accolades
Asteroid 55397 Hackman, discovered by Roy Tucker in 2001, was named in his honor. The official was published by the Minor Planet Center on May 18, 2019 ().
Works or publications
Hackman, Gene, and Daniel Lenihan. Wake of the Perdido Star. New York: Newmarket Press, 1999. .
Hackman, Gene, and Daniel Lenihan. Justice for None. New York: St. Martins Press, 2004. .
Hackman, Gene, and Daniel Lenihan. Escape from Andersonville: A Novel of the Civil War. New York: St. Martin's Press, 2008. .
Hackman, Gene. Payback at Morning Peak: A Novel of the American West. New York: Simon & Schuster Inc, 2011. .
Hackman, Gene. Pursuit. New York: Pocket Books, 2013. .
References
External links
1930 births
20th-century American male actors
20th-century American novelists
21st-century American male actors
21st-century American novelists
Male actors from California
American male film actors
American male novelists
American male stage actors
American people of Canadian descent
American people of English descent
American people of Pennsylvania Dutch descent
American people of German descent
American people of Scottish descent
Art Students League of New York alumni
Best Actor Academy Award winners
Best Actor BAFTA Award winners
Best Drama Actor Golden Globe (film) winners
Best Musical or Comedy Actor Golden Globe (film) winners
Best Supporting Actor Academy Award winners
Best Supporting Actor BAFTA Award winners
Best Supporting Actor Golden Globe (film) winners
Cecil B. DeMille Award Golden Globe winners
Living people
Male Western (genre) film actors
Outstanding Performance by a Cast in a Motion Picture Screen Actors Guild Award winners
People from Danville, Illinois
Actors from San Bernardino, California
Male actors from Santa Fe, New Mexico
People from Storm Lake, Iowa
Military personnel from Iowa
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Writers from Santa Fe, New Mexico
United States Marines
University of Illinois at Urbana–Champaign College of Media alumni
20th-century American male writers
21st-century American male writers
Novelists from California
Novelists from New York (state) |
12564 | https://en.wikipedia.org/wiki/Grappling | Grappling | Grappling, in hand-to-hand combat, describes sports that consist of gripping or seizing the opponent. Grappling is used at close range to gain a physical advantage over an opponent, either by imposing a position or causing injury. Grappling is a broad term that encompasses many disciplines. These various martial arts can be practiced both as combat sports and for self-defense. Grappling contests often involve takedowns and ground control, and may end when a contestant concedes defeat, also known as a submission or tap out.
Grappling most commonly does not include striking or the use of weapons. However, some fighting styles or martial arts known especially for their grappling techniques teach tactics that include strikes and weapons either alongside grappling or combined with it.
Types of technique
Grappling techniques can be broadly subdivided into clinch fighting; takedowns and throws; submission holds and pinning or controlling techniques; and sweeps, reversals, turnovers, and escapes.
Clinching: or clinch work, takes place with both competitors on their feet using various clinch holds applied to the upper body of the opponent. Clinch work is generally used to set up or defend against throws or takedowns.
Takedowns : A takedown is used by one grappler to manipulate their opponent from a standing position to a position on the ground. The grappler completing the takedown aims to end in a dominant position.
Throws: A throw is a technique in which one grappler lifts or off-balances their opponent and maneuvers them forcefully through the air or to the ground. The purpose of throws varies among the different disciplines of grappling with some emphasizing throws with the potential to incapacitate the opponent, while leaving the thrower standing, or to gain a takedown or controlling position.
Sprawling : A sprawl is a defensive technique usually used when the opponent attempts a takedown. It is performed by shifting the legs backwards and spread out in one fast motion. If done correctly one will land on their opponent's back and gain control.
Submission holds: There are generally two types of submission holds: those that would potentially strangle or suffocate an opponent (chokes), and those that would potentially cause injury to a joint or other body part (locks ). In sport grappling, a competitor is expected to submit, either verbally or by tapping the opponent, to admit defeat when they are caught in a submission hold they cannot escape. Competitors who refuse to "tap out" risk unconsciousness or serious injury.
Securing or controlling techniques : A pin involves holding an opponent on their back in a position where they are unable to attack. In some styles of competitive grappling a pin is an instant victory, and in other styles it is considered a dominant position that is awarded with points. Other controlling techniques are used to hold an opponent face down on the ground or on all fours in order to prevent an escape or attack. Either of these types of technique may also be used as a prelude to a submission hold.
Escapes: In a general sense, an escape is accomplished by maneuvering out of danger or from an inferior position; for example when a grappler who is underneath side control moves to guard or gets back to a neutral standing position, or when a grappler is able to maneuver out of a submission attempt and back to a position where they are no longer in immediate danger of being submitted.
Turnovers: used to maneuver an opponent who is on all fours or flat on their stomach to their back, in order to score points, prepare for a pin or in order to gain a more dominant position.
Reversals or sweeps: These occur when a grappler who was underneath their opponent on the ground is able to maneuver so that they gain a top position over their opponent.
Use
The degree to which grappling is utilized in different fighting systems varies. Some systems, such as amateur wrestling, pehlwani, judo and Brazilian jiu-jitsu are exclusively grappling arts and do not allow striking. Some other grappling arts allow some limited forms of striking, for example in sumo and in combat jiu jitsu it is possible to strike with open hands (slapping). Many combat sports, such as shooto and mixed martial arts competitions, use both grappling and striking extensively as part of the sport.
Grappling is not allowed in some martial arts and combat sports, usually for the sake of focusing on other aspects of combat such as punching, kicking or mêlée weapons. Opponents in these types of matches, however, still grapple with each other occasionally when fatigued or in pain; when either occurs, the referee will step in and restart the match, sometimes giving a warning to one or both of the fighters. Examples of these include boxing, kickboxing, taekwondo, karate, and fencing. While prolonged grappling in Muay Thai will result in a separation of the competitors, the art extensively uses the clinch hold known as a double collar tie.
Grappling techniques and defenses to grappling techniques are also considered important in self-defense applications and in law enforcement. The most common grappling techniques taught for self-defense are escapes from holds and application of pain compliance techniques.
Grappling can be trained for self-defense, sport, and mixed martial arts (MMA) competition.
Stand-up grappling
Stand-up grappling is arguably an integral part of all grappling and clinch fighting arts, considering that two combatants generally start fighting from a stand-up position. The aim of stand-up grappling varies according to the martial arts or combat sports in question. Defensive stand-up grappling concerns itself with pain-compliance holds and escapes from possible grappling holds applied by an opponent, while offensive grappling techniques include submission holds, trapping, takedowns and throws, all of which can be used to inflict serious damage, or to move the fight to the ground. Stand-up grappling can also be used both offensively and defensively simultaneously with striking, either to trap an opponents arms while striking, prevent the opponent from obtaining sufficient distance to strike effectively, or to bring the opponent close to apply, for instance, knee strikes.
In combat sports, stand-up grappling usually revolves around successful takedowns and throws. Grappling is a major part of combat glima and Løse-tak sport glima, and the fight continues on the ground if both combatants end up there. In other martial sports such as MMA, the fight may continue on the ground.
Ground grappling
Ground grappling refers to all the grappling techniques that are applied while the grapplers are no longer in a standing position. A large part of most martial arts and combat sports which feature ground grappling is positioning and obtaining a dominant position. A dominant position (usually on top) allows the dominant grappler a variety of options, including: attempting to escape by standing up, obtaining a pin or hold-down to control and exhaust the opponent, executing a submission hold, or striking the opponent. The bottom grappler is, on the other hand, concerned with escaping the situation and improving their position, typically by using a sweep or reversal. In some disciplines, especially those where the guard is used, the bottom grappler may also be able to finish the fight from the bottom by a submission hold. Some people feel more confident on the bottom because of the large number of submissions that can be accomplished from having the opponent in full-guard.
Applications
When unskilled fighters get embroiled in combat, a common reaction is to grab the opponent in an attempt to slow the situation down by holding them still, resulting in an unsystematic struggle that relies on brute force. A skilled fighter, in contrast, can perform takedowns as a way of progressing to a superior position such as a Mount (grappling) or side control, or using clinch holds and ground positions to set up strikes, choke holds, and joint locks. A grappler who has been taken down to the ground can use defensive positions such as the Guard (grappling), which protects against being mounted or attacked. If a grappler is strong and can utilize leverage well, a takedown or throw itself can be a fight-ending maneuver; the impact can render an opponent unconscious. On the other hand, grappling also offers the possibility of controlling an opponent without injuring them. For their reason, most police staff receive some training in grappling. Likewise, grappling sports have been devised so that their participants can compete using full physical effort without injuring their opponents.
Grappling is called dumog in Eskrima. The term chin na in Chinese martial arts deals with the use of grappling to achieve submission or incapacitation of the opponent (these may involve the use of acupressure points). Some Chinese martial arts, aikido, some eskrima systems, the Viking martial art of glima, as well as medieval and Renaissance European martial arts, practice grappling while one or both participants is armed. Their practice is significantly more dangerous than unarmed grappling and generally requires a great deal of training.
Types of grappling
There are many different regional styles of grappling around the world that are practiced within a limited geographic area or country. Several grappling styles like judo, shoot wrestling, Cornish wrestling, catch wrestling, submission grappling, Brazilian jiu-jitsu, sambo, hapkido and several types of wrestling including freestyle and Greco-Roman have gained global popularity. Judo, Freestyle Wrestling, and Greco-Roman Wrestling are Olympic Sports while Grappling, Brazilian Jiu-jitsu and Sambo have their own World Championship Competitions. Other known grappling-oriented systems are sumo, shuai jiao, malla-yuddha and aikido.
In these arts, the object is either to take down and pin the opponent, or to catch the adversary in a specialized chokehold or joint lock which forces them to submit and admit defeat or be rendered helpless (unconscious or broken limbs). There are two forms of dress for grappling that dictate pace and style of action: with a jacket, such as a gi or kurtka, and without (No-Gi). The jacket, or "gi", form most often utilizes grips on the cloth to control the opponent's body, while the "no-gi" form emphasizes body control of the torso and head using only the natural holds provided by the body. The use of a jacket is compulsory in judo competition, sambo competition, and most Brazilian jiu-jitsu competition, as well as a variety of folk wrestling styles around the world. Jackets are not used in many forms of wrestling, such as Olympic Freestyle, Greco-Roman wrestling and Grappling.
Grappling techniques are also used in mixed martial arts along with striking techniques. Strikes can be used to set up grappling techniques and vice versa.
ADCC
The ADCC Submission Wrestling World Championship is the most prestigious full range (takedown, position, and submission inclusive) grappling tournament in the world and is only held once every two years.
Mundials
The World Jiu-Jitsu Championship, also commonly called the Mundials (Portuguese for "Worlds"), is the most prestigious jacketed full range (takedown, position, and submission inclusive) grappling tournament in the world. The event also hosts a non-jacketed division (no gi), but that sub-event is not as prestigious as ADCC in terms of pure non-jacketed competition.
United World Wrestling
United World Wrestling (UWW) is the international governing body for the sport of wrestling. It presides over international competitions for various forms of wrestling, including Grappling for men and women. The flagship Grappling's event of UWW is the Grappling World Championships.
NAGA
The North American Grappling Association (NAGA) is an organization started in 1995 that holds Submission Grappling and Brazilian Jiu-Jitsu tournaments throughout North America and Europe. NAGA is the largest submission grappling association in the world with over 175,000 participants worldwide, including some of the top submission grapplers and MMA fighters in the world. NAGA grappling tournaments consist of gi and no-gi divisions. No-Gi competitors compete under rules drafted by NAGA. Gi competitors compete under standardized Brazilian Jiu-Jitsu rules. Notable Champions Frank Mir, Joe Fiorentino, Jon Jones, Khabib Nurmagomedov, Anthony Porcelli and Antonio Bustorff.
GRiND
GRiND is the first Indian Pro Grappling tournament series started in May 2017 conducting grappling championships (position and submission included). There is a first time no "Gi" event series in India.
See also
Clinch fighting
Combatives
Grappling hold
Grappling position
Ground fighting
Submission wrestling
Judo
Brazilian Jiu Jitsu
Luta Livre
Wrestling
References
Other sources
Gracie; Renzo, Gracie, Royler; Peligro, Kid; Danaher, John (2001). Brazilian Jiu-Jitsu: Theory and technique. Invisible Cities Press. .
Ohlenkamp, Neil (2006) Judo Unleashed basic reference on judo. .
Combat sports
Martial art techniques
Mixed martial arts styles |
12650 | https://en.wikipedia.org/wiki/Gary%2C%20Indiana | Gary, Indiana | Gary is a city in Lake County, Indiana, United States, historically dominated by major industrial activity. The city is located along the southern shore of Lake Michigan about from downtown Chicago, Illinois. Gary is adjacent to the Indiana Dunes National Park and in the Chicago metropolitan area.
Gary was named after lawyer Elbert Henry Gary, who was the founding chairman of the United States Steel Corporation. Although initially a very diverse city, after white flight in the 1970s, the city of Gary held the nation's highest percentage of African Americans for several decades. The city is known for its large steel mills and as the birthplace of the Jackson family.
The population of Gary was 69,093, as of the 2020 Census. Once a prosperous steel town, it has suffered drastic population loss due to overseas competition and restructuring of the industry, falling by 61 percent from its peak of 178,320 in 1960. As with many Rust Belt cities, it suffers from above average unemployment and decaying infrastructure. Due to the rapid population decrease over the past half-century, it is estimated that nearly one-third of all houses in the city are unoccupied or abandoned.
History
Founding and early years
Gary, Indiana, was founded in 1906 by the United States Steel Corporation as the home for its new plant, Gary Works. The city was named after lawyer Elbert Henry Gary, who was the founding chairman of the United States Steel Corporation.
Gary was the site of civil unrest in the steel strike of 1919. On October 4, 1919, a riot broke out on Broadway, the main north–south street through downtown Gary, between steel workers and strike breakers brought in from outside. Three days later, Indiana governor James P. Goodrich declared martial law. Shortly thereafter, over 4,000 federal troops under the command of Major General Leonard Wood arrived to restore order.
The jobs offered by the steel industry provided Gary with very rapid growth and a diverse population within the first 26 years of its founding. According to the 1920 United States Census, 29.7% of Gary's population at the time was classified as foreign-born, mostly from eastern European countries, with another 30.8% classified as native-born with at least one foreign-born parent. By the 1930 United States Census, the first census in which Gary's population exceeded 100,000, the city was the fifth largest in Indiana and comparable in size to South Bend, Fort Wayne, and Evansville. At that time, 78.7% of the population was classified as white, with 19.3% of the population classified as foreign-born and another 25.9% as native-born with at least one foreign-born parent. In addition to white internal migrants, Gary had attracted numerous African-American migrants from the South in the Great Migration, and 17.8% of the population was classified as black. 3.5% were classified as Mexican (now likely to be identified as Hispanic, as some were likely American citizens in addition to immigrants).
Post-World War II
Gary's fortunes have risen and fallen with those of the steel industry. The growth of the steel industry brought prosperity to the community. Broadway was known as a commercial center for the region. Department stores and architecturally significant movie houses were built in the downtown area and the Glen Park neighborhood.
In the 1960s, like many other American urban centers reliant on one particular industry, Gary entered a spiral of decline. Gary's decline was brought on by the growing overseas competitiveness in the steel industry, which had caused U.S. Steel to lay off many workers from the Gary area. The U.S. Steel Gary Works employed over 30,000 in 1970, declined to just 6,000 by 1990, and further declined to 5,100 in August 2015. Attempts to shore up the city's economy with major construction projects, such as a Holiday Inn hotel and the Genesis Convention Center, failed to reverse the decline.
Rapid racial change occurred in Gary during the late 20th century. These population changes resulted in political change which reflected the racial demographics of Gary: the non-white share of the city's population increased from 21% in 1930, 39% in 1960, to 53% in 1970. Non-whites were primarily restricted to live in the Midtown section just south of downtown (per the 1950 Census, 97% of the black population of Gary was living in this neighborhood). Gary had one of the nation's first African-American mayors, Richard G. Hatcher, and hosted the ground-breaking 1972 National Black Political Convention.
In the late 1990s and early 2000s, Gary had the highest percentage of African-Americans of U.S. cities with a population of 100,000 or more, 84% (as of the 2000 U.S. census). This no longer applies to Gary since the population of the city has now fallen well below 100,000 residents. As of 2013, the Gary Department of Redevelopment has estimated that one-third of all homes in the city are unoccupied and/or abandoned.
U.S. Steel continues to be a major steel producer, but with only a fraction of its former level of employment. While Gary has failed to reestablish a manufacturing base since its population peak, two casinos opened along the Gary lakeshore in the 1990s, although this has been aggravated by the state closing of Cline Avenue, an important access to the area. Today, Gary faces the difficulties of a Rust Belt city, including unemployment and decaying infrastructure.
Recent history
Gary has closed several of its schools within the last ten years. While some of the school buildings have been reused, most remain unused since their closing. As of 2014, Gary is considering closing additional schools in response to budget deficits.
Gary chief of police Thomas Houston was convicted of excessive force and abuse of authority in 2008; he died in 2010 while serving a three-year, five-month federal prison sentence.
In April 2011, 75-year-old mayor Rudolph M. Clay announced that he would suspend his campaign for reelection as he was being treated for prostate cancer. He endorsed rival Karen Freeman-Wilson, who won the Democratic mayoral primary in May 2011. Freeman-Wilson won election with 87 percent of the vote and her term began in January 2012; she is the first woman elected mayor in the city's history. She was reelected in 2015. She was defeated in her bid for a third term in the 2019 Democratic primary by Lake County Assessor Jerome Prince. Since no challengers filed for the November 2019 general election, Prince's nomination is effectively tantamount to election, and officially succeeded Freeman-Wilson on January 1, 2020, two days after he was sworn in as the city's 21st mayor on December 30, 2019.
National Register of Historic Places
The following single properties and national historic districts are listed on the National Register of Historic Places:
American Sheet and Tin Mill Apartment Building
Louis J. Bailey Branch Library-Gary International Institute
Combs Addition Historic District
Ralph Waldo Emerson School
Eskilson Historic District
Gary Bathing Beach Aquatorium
Gary City Center Historic District
Gary Land Company Building
Gary Public Schools Memorial Auditorium
Jackson-Monroe Terraces Historic District
Jefferson Street Historic District
Knights of Columbus Building
Lincoln Street Historic District
Horace Mann Historic District
Miller Town Hall
Monroe Terrace Historic District
Morningside Historic District
Polk Street Concrete Cottage Historic District
Polk Street Terraces Historic District
Theodore Roosevelt High School
Barney Sablotney House
St. Augustine's Episcopal Church
Van Buren Terrace Historic District
West Fifth Avenue Apartments Historic District
St. John's Evangelical Lutheran Church and School
Neighborhoods
Downtown Gary
Downtown Gary is separated by Broadway into two distinctive communities. Originally, the City of Gary consisted of The East Side, The West Side, The South Side (the area south of the train tracks near 9th Avenue), and Glen Park, located further South along Broadway. The East Side was demarcated by streets named after the States in order of their acceptance into the Union. This area contained mostly wood-frame houses, some of the earliest in the city, and became known in the 20th century for its ethnic populations from Europe and large families. The single-family houses had repeating house designs that alternated from one street to another, with some streets looking very similar. Among the East Side's most notable buildings were Memorial Auditorium (a large red-brick and stone civic auditorium and the site of numerous events, concerts and graduations), The Palace Theater, Emerson School, St. Luke's Church, H.C. Gordon & Sons, and Goldblatt's Department stores, in addition to the Fair Department Store. All fronted Broadway as the main street that divided Gary.
The West Side of Gary, or West of Broadway, the principal commercial street, had streets named after the presidents of the United States in order of their election. Lytton's, Hudson's ladies store, J.C. Penney, and Radigan Bros Furniture Store developed on the west side of Broadway. Developed later, this side of town was known for its masonry or brick residences, its taller and larger commercial buildings, including the Gary National Bank Building, Hotel Gary (now Genesis Towers), The Knights of Columbus Hotel & Building (now a seniors building fronting 5th Avenue), the Tivoli Theater (demolished), the U.S. Post Office, Main Library, Mercy and Methodist Hospitals and Holy Angels Cathedral and School. The West Side also had a secondary principal street, Fifth Avenue, which was lined with many commercial businesses, restaurants, theaters, tall buildings, and elegant apartment buildings. The West Side was viewed as having wealthier residents. The houses dated from about 1908 to the 1930s. Much of the West Side's housing were for executives of U.S. Steel and other prominent businessmen. Notable mansions were 413 Tyler Street and 636 Lincoln Street. Many of the houses were on larger lots. By contrast, a working-class area was made up of row houses made of poured concrete were arranged together and known as "Mill Houses"; they were built to house steel mill workers.
The areas known as Emerson and Downtown West combine to form Downtown Gary. It was developed in the 1920s and houses several pieces of impressive architecture, including the Moe House, designed by Frank Lloyd Wright, and another, the Wynant House (1917), which was destroyed by fire. A significant number of older structures have been demolished in recent years because of the cost of restoration. Restructuring of the steel and other heavy industry in the late 20th century resulted in a loss of jobs, adversely affecting the city.
Abandoned buildings in the downtown area include historic structures such as Union Station, the Palace Theater, and City Methodist Church. A large area of the downtown neighborhood (including City Methodist) was devastated by a major fire on October 12, 1997. Interstate 90 was constructed between downtown Gary and the United States Steel plant.
West
Ambridge Mann is a neighborhood located on Gary's near west side along 5th Avenue. Ambridge was developed for workers at the nearby steel plant in the 1910s and 1920s. It is named after the American Bridge Works, which was a subsidiary of U.S. Steel. The neighborhood is home to a huge stock of prairie-style and art deco homes. The Gary Masonic Temple was located in the neighborhood, along with the Ambassador apartment building. Located just south of Interstate 90, the neighborhood can be seen while passing Buchanan Street.
Brunswick is located on Gary's far west side. The neighborhood is located just south of Interstate 90 and can also be seen from the expressway. The Brunswick area includes the Tri-City Plaza shopping center on West 5th Avenue (U.S. 20). The area is south of the Gary Chicago International Airport.
Downtown West is located in north-central Gary on the west side of Broadway just south of Interstate 90. The Genesis Convention Center, the Gary Police Department, the Lake Superior Court House, and the Main Branch of the Gary Public Library are located along 5th Avenue. A new 123-unit mixed-income apartment development was built using a HUD Hope VI grant in 2006. The Adam Benjamin Metro Center is located just north of 4th Avenue. It is operated by the Gary Public Transportation Corporation and serves as a multi-modal hub. It serves both as the Downtown Gary South Shore train station and an intercity bus stop.
Tolleston is one of Gary's oldest neighborhoods, predating much of the rest of the city. It was platted by George Tolle in 1857, when the railroads were constructed to this area. This area is west of Midtown and south of Ambridge Mann. Tarrytown is a subdivision located in Tolleston between Whitcomb Street and Clark Road.
South
Black Oak is located on the far southwest side of Gary, in the vicinity of the Burr Street exit to the Borman Expressway. It was annexed in the 1970s. Prior to that, Black Oak was an unincorporated area informally associated with Hammond, and the area has Hammond telephone numbers. After three referendums, the community voters approved annexation, having been persuaded by Mayor Hatcher that they would benefit more from services provided by the city than from those provided by the county. In the 21st-century, it is the only majority-white neighborhood in Gary.
Glen Park is located on Gary's far south side and is made up mostly of mid-twentieth-century houses. Glen Park is divided from the remainder of the city by the Borman Expressway. The northern portion of Glen Park is home to Gary's Gleason Park Golf Course and the campus of Indiana University Northwest. The far western portion of Glen Park is home to the Village Shopping Center. Glen Park includes the 37th Avenue corridor at Broadway.
Midtown is located south of Downtown Gary, along Broadway. In the pre-1960s days of de facto segregation, this developed historically as a "black" neighborhood as African Americans came to Gary from the rural South in the Great Migration to seek jobs in the industrial economy.
North and East
Aetna is located on Gary's far east side along the Dunes Highway. Aetna predates the city of Gary. This company town was founded in 1881 by the Aetna Powder Works, an explosives company. Their factory closed after the end of World War I.
The Town of Aetna was annexed by Gary in 1928, around the same time that the city annexed the Town of Miller. In the late 1920s and early 1930s, Gary's prosperous industries helped generate residential and other development in Aetna, resulting in an impressive collection of art deco architecture. The rest of the community was built after World War II and the Korean War in the 1950s, in a series of phases. On its south and east, Aetna borders the undeveloped floodplain of the Little Calumet River.
Emerson is located in north-central Gary on the east side of Broadway. Located just south of Interstate 90, Gary City Hall is located in Emerson, along with the Indiana Department of Social Services building and the Calumet Township Trustee's office. A 6,000-seat minor league baseball stadium for the Gary SouthShore RailCats, U.S. Steel Yard, was constructed in 2002, along with contiguous commercial space and minor residential development.
Miller Beach, also known simply as Miller, is on Gary's far northeast side. Settled in the 1850s and incorporated as an independent town in 1907, Miller was annexed by the city of Gary in 1918. Miller developed around the old stagecoach stop and train station known by the 1850s as Miller's Junction and/or Miller's Station.
Miller Beach is racially and economically diverse. It attracts investor interest due to the many year-round and summer homes within walking distance of Marquette Park and Lake Michigan. Prices for lakefront property are affordable compared to those in Illinois suburban communities. Lake Street provides shopping and dining options for Miller Beach visitors and residents. East Edge, a development of 28 upscale condominium, townhome, and single-family homes, began construction in 2007 at the eastern edge of Miller Beach along County Line Road, one block south of Lake Michigan.
Geography
The city is located at the southern end of the former lake bed of the prehistoric Lake Chicago and the current Lake Michigan. Most of the city's soil, to nearly one foot below the surface, is pure sand. The sand beneath Gary, and on its beaches, is of such volume and quality that for over a century companies have mined it, especially for the manufacture of glass.
According to the 2010 census, Gary has a total area of , of which (or 87.22%) is land and (or 12.78%) is water.
Gary is "T" shaped, with its northern border on Lake Michigan. At the northwesternmost section, Gary borders Hammond and East Chicago. Miller Beach, its easternmost neighborhood, borders Lake Station and Portage. Gary's southernmost section borders Griffith, Hobart, Merrillville, and unincorporated Ross. Gary is about from the Chicago Loop.
Climate
Gary is listed by the Köppen-Geiger climate classification system as humid continental (Dfa). In July and August, the warmest months, high temperatures average 84 °F (29 °C) and peak just above 100 °F (38 °C), and low temperatures average 63 °F (17 °C). In January and February, the coldest months, high temperatures average around 29 °F (−2 °C) and low temperatures average 13 °F (−11 °C), with at least a few days of temperatures dipping below 0 °F (−18 °C).
The weather of Gary is greatly regulated by its proximity to Lake Michigan. Weather varies yearly. In summer months Gary is humid. The city's yearly precipitation averages about 40 inches. Summer is the rainiest season. Winters vary but are predominantly snowy. Snowfall in Gary averages approximately 25 inches per year. Sometimes large blizzards hit because of "lake effect snow", a phenomenon whereby large amounts of water evaporated from the lake deposit onto the shoreline areas as inordinate amounts of snow.
Demographics
The change in the economy and resulting loss of jobs has caused a drop in population by more than half since its peak in 1960.
2010 census
As of the census of 2010, there were 80,294 people, 31,380 households, and 19,691 families residing in the city. The population density was . There were 39,531 housing units at an average density of . The racial makeup of the city was 84.8% African American, 10.7% White, 0.3% Native American, 0.2% Asian, 1.8% from other races, and 2.1% from two or more races. Hispanic or Latino people of any race were 5.1% of the population. Non-Hispanic Whites were 8.9% of the population in 2010, down from 39.1% in 1970.
There were 31,380 households, of which 33.5% had children under the age of 18 living with them, 25.2% were married couples living together, 30.9% had a female householder with no husband present, 6.7% had a male householder with no wife present, and 37.2% were non-families. 32.8% of all households were made up of individuals, and 11.9% had someone living alone who was 65 years of age or older. The average household size was 2.54 and the average family size was 3.23.
The median age in the city was 36.7 years. 28.1% of residents were under the age of 18; 8.6% were between the ages of 18 and 24; 21.8% were from 25 to 44; 27.1% were from 45 to 64; and 14.5% were 65 years of age or older. The gender makeup of the city was 46.0% male and 54.0% female.
2000 census
As of the census of 2000, there were 102,746 people, 38,244 households, and 25,623 families residing in the city. The population density was 2,045.5 people per square mile (789.8/km2). There were 43,630 housing units at an average density of 868.6 per square mile (335.4/km2). The racial makeup of the city was 84.03% African American, 11.92% White, 0.21% Native American, 0.14% Asian, 0.02% Pacific Islander, 1.97% from other races, and 1.71% from two or more races. Hispanic or Latino people of any race were 4.93% of the population.
There were 38,244 households, out of which 31.2% had children under the age of 18 living with them, 30.2% were married couples living together, 30.9% had a female householder with no husband present, and 33.0% were non-families. 28.9% of all households were made up of individuals, and 9.4% had someone living alone who was 65 years of age or older. The average household size was 2.66 and the average family size was 3.28.
In the city, the population was spread out, with 29.9% under the age of 18, 10.1% from 18 to 24, 25.1% from 25 to 44, 22.2% from 45 to 64, and 12.8% who were 65 years of age or older. The median age was 34 years. For every 100 females, there were 84.6 males. For every 100 females age 18 and over, there were 78.0 males.
The median income for a household in the city was $27,195, and the median income for a family was $32,205. Males had a median income of $34,992 versus $24,432 for females. The per capita income for the city was $14,383. About 22.2% of families and 25.8% of the population were below the poverty line, including 37.9% of those under age 18 and 14.1% of those age 65 or over.
Arts and culture
Arts and film
Meredith Willson's 1957 Broadway musical The Music Man featured the song "Gary, Indiana", in which lead character (and con man) Professor Harold Hill wistfully recalls his purported hometown, then prosperous. Hill claims to be an alumnus of "Gary Conservatory of Music, Class of '05," but this is later revealed to be another of his lies. The City of Gary was not founded until 1906. Willson's musical, set in 1912, was adapted both as a film of the same name released in 1962, and as a television film, produced in 2003.
The 1996 urban film Original Gangstas was filmed in the city. It starred Gary native Fred Williamson, Pam Grier, Jim Brown, Richard Roundtree, and Isabel Sanford, among others. Since the early 2000s, Gary has been the setting for numerous films made by Hollywood filmmakers. In 2009, scenes for the remake of A Nightmare on Elm Street were filmed in Gary. Scenes from Transformers: Dark of the Moon wrapped up filming on August 16, 2010.
The History Channel documentary Life After People was filmed in Gary, exploring areas that have deteriorated or been abandoned because of the loss of jobs and residents.
In John Mellencamp's 1985 song, "Minutes to Memories", an old man on a bus, recalling his humble life, tells the young man beside him, "I worked my whole life in the steel mills of Gary."
Historic places on the National Register
Public libraries
The Gary Public Library System consists of the main library at 220 West 5th Avenue and several branches: Brunswick Branch, W. E. B. DuBois Branch, J. F. Kennedy Branch, Tolleston Branch, and Woodson Branch. In March 2011, the Gary Library Board voted to close the main library on 5th Avenue and the Tolleston branch in what officials said was their best economic option. The main library closed at the end of 2011. The building now houses a museum.
Lake County Public Library operates the Black Oak Branch at 5921 West 25th Avenue in the Gary city limits. In addition, Indiana University Northwest operates the John W. Anderson Library on its campus.
Sports
The following sports franchises are based in Gary:
The Gary SouthShore RailCats are an American Association, professional baseball team. The team plays in Gary's U.S. Steel Yard baseball stadium. The RailCats played in the Northern League from 2002 until 2010. They now play in the modern American Association. The team won league championships in 2005, 2007, and 2013.
Gary has hosted two professional basketball franchises. The Gary Splash played in the International Basketball League from 2010 to 2013, at the Genesis Convention Center. Previously, the Gary Steelheads played in the Genesis Convention Center as part of the IBL (1999–2001), CBA, USBL, and IBL.
Education
Three school districts serve the city, and multiple charter schools are located within the city.
Public schools
Most public schools in Gary are administered by the Gary Community School Corporation. The other public schools within the city are administered by Lake Ridge Schools Corporation, which is the school system for the Black Oak neighborhood and unincorporated Calumet Township. Due to annexation law, Black Oak residents retained their original school system and were not required to attend Gary public schools. In 1927, it was mandated that Black students attend a separate high school.
Charter schools
Charter schools in Indiana, including those in Gary, are granted charters by one of a small number of chartering institutions. Indiana charter schools are generally managed in cooperation between the chartering institution, a local board of parents and community members, salaried school administrators, and a management company. Charter schools in Gary as of 2011 include Thea Bowman Leadership Academy, Charter School of the Dunes, Gary Lighthouse Charter School (formerly, Blessed Sacrament Parish and Grade School), and 21st Century Charter.
Higher education
Gary is home to two regional state college campuses:
Indiana University Northwest
Ivy Tech Community College Northwest
Media
Newspapers
Gary is served by two major newspapers based outside the city, and by a Gary-based, largely African-American interest paper. These papers provide regional topics, and cover events in Gary.
The Post-Tribune, originally the Gary Post-Tribune, is now based in the nearby town of Merrillville.
The Times, previously known as the Hammond Times. Offices and facilities for The Times are in nearby Munster.
The Gary Crusader, based in Gary and largely focused on African-American interests and readership.
The INFO Newspaper, based in Gary and largely focused on African-American interests and readership.
The Chicago Tribune and the Chicago Sun-Times, based in Chicago, are also distributed in Gary.
Television and radio
Gary is served by five local broadcasters plus government access and numerous Chicago area radio and TV stations, and by other nearby stations in Illinois and Indiana.
WPWR-TV (Channel 50) is the Chicago MyNetworkTV affiliate, but is licensed to Gary. Studios and transmitters are co-located with WFLD's in Chicago, and are also owned by Fox Television Stations.
WYIN (Channel 56) is a PBS affiliate licensed to Gary. Their studios are in Merrillville.
WGVE (FM 88.7) is owned by the Gary Community School Corporation, and is used primarily as a teaching facility. Programming is maintained by students in the broadcast program at the Gary Career Center. WGVE also carries limited NPR programming.
WLTH (AM 1370) primarily carries talk programming, as well as other local programs.
WWCA (AM 1270) is a Relevant Radio owned-and-operated radio station, carrying programming from the Catholic-oriented Relevant Radio network.
Infrastructure
Medical facilities
Gary Community Health Center
Methodist Hospital
Police
Gary is served by the Gary Police Department and the Lake County Sheriff; for as 1 out of 177 people are victimized by a violent crime in Gary, while 1 in 270 people are victimized by a violent crime in Indiana as a whole.
Fire department
The Gary Fire Department (GFD) provides fire protection and emergency medical services to the city of Gary.
Transportation
Gary Public Transportation Corporation (GPTC) a commuter bus system that offers service to numerous stops throughout the city and neighboring suburbs. GPTC also has express service to locations outside the city, including connections to Chicago transit. Front-door pickup is available for disabled citizens at no extra cost.
Gary/Chicago International Airport is operating as the "third airport" for the Chicago area. With a new runway, it is undergoing much federally funded expansion, and the administration is courting airlines aggressively. The National Guard is intending to base its Chicago area air operation there as well.
Interstate 90 (I-90, Indiana Toll Road), I-80, I-94, and I-65 run through Gary, as well as U.S. Highway 6 (US 6), US 12 and US 20, and State Road 912 (SR 912, Cline Avenue). A former stretch of SR 312 has been decommissioned.
Northern Indiana Commuter Transportation District (NICTD) operates the South Shore Line, a commuter rail system between Chicago and South Bend. It is one of the last original operating interurban railway systems in the US.
Notable people
The Jacksons
Gary is the hometown of the Jackson family, a family of musicians who influenced the sound of modern popular music. In 1950, Joseph and Katherine Jackson moved from East Chicago, Indiana into their two-bedroom house at 2300 Jackson Street. They had married on November 5, 1949. Their entertainer children later recorded a song entitled "2300 Jackson Street" (1989). The Jackson children include:
Rebbie Jackson
Jackie Jackson
Tito Jackson
Jermaine Jackson
La Toya Jackson
Marlon Jackson
Michael Jackson
Randy Jackson
Janet Jackson
Other notable people
Chuck Higgins, saxophonist, best known for the song "Pachuko Hop"
Charles Adkins, Olympic boxer
Forddy Anderson, NCAA basketball coach
Dan Barreiro, sports radio talk show host
Bob Benoit, horse racing executive
Albert M. Bielawski, early 20th century Michigan politician
Frank Borman, astronaut
Lyman Bostock, Major League Baseball (MLB) player
John Brim, bluesman
Donna Britt, journalist and author
Avery Brooks, actor, director
Vic Bubas, NCAA basketball coach
John A. Bushemi, WWII photographer killed in action
Vivian Carter, music producer
John Chickerneo, National Football League (NFL) player
Rudolph M. Clay, Mayor of Gary 2006–12
Branden Dawson (born 1993), basketball player
Tony DeSantis (1914–2007), founder of Drury Lane theaters
Polly Draper (born 1955), actress, Thirtysomething
Clarissa Pinkola Estés, writer and psychoanalyst
Bianca Ferguson (born 1955), actress, General Hospital
Harry Flournoy (1943–2016), basketball player
Tellis Frank (born 1965), basketball player
Karen Freeman-Wilson (born 1960), Mayor of Gary 2012–19, former Indiana Attorney General
Winston Garland (born 1964), basketball player
Joe Gates (1954–2010), baseball player
Freddie Gibbs (born 1982), rapper
A. J. Hammons (born 1992), basketball player
Tom Harmon (1919–1990), 1940 Heisman Trophy winner for Michigan, sportscaster, father of actor Mark Harmon
Richard G. Hatcher (1933–2019), Mayor of Gary 1968–87
LaTroy Hawkins (born 1972), MLB pitcher for 21 years
Eric Hillman (born 1966), MLB and Japan pitcher
Gerald Irons (born 1949), NFL linebacker for Oakland Raiders and Cleveland Browns 1970–79
Johnny Jackson (1955–2006), drummer for Jackson 5; murdered in Gary in 2006
Tim Jankovich, basketball head coach, SMU
Elijah Johnson (born 1990), basketball player in the Israeli Basketball Premier League
Jason Johnson (born 1965), NFL player
Tank Johnson (born 1981), NFL player
Alex Karras (1935–2012), winner of Outland Trophy, member of College Football Hall of Fame and Pro Football Hall of Fame, NFL player and actor (Blazing Saddles, Webster)
Lou Karras (1927–2018), NFL player 1950–52
Ted Karras Jr. (born 1964), football player and coach
Ted Karras Sr. (1934–2016), NFL player 1958–66
Robert Kearns (1927–2005), inventor of intermittent windshield wiper systems, subject of Flash of Genius
Ron Kittle (born 1958), Chicago White Sox outfielder and 1983 American League Rookie of the Year
Milo Komenich (1920–1977), basketball player for 1943 national champion Wyoming
Bob Kuechenberg (1947–2019), NFL lineman, two-time Super Bowl champion with Miami Dolphins
Barney Liddell (1921–2003), trombonist in the Lawrence Welk Orchestra, 1948–1982
Kevin Magee (1959–2003), basketball player
Karl Malden (1912–2009), Academy Award-winning actor; born in Chicago, raised in Gary
William Marshall (1924–2003), stage and film actor
Milt May (born 1950), professional baseball player
Kym Mazelle (born 1960), singer
Willie McCarter (born 1946), NBA player, Los Angeles Lakers
Lloyd McClendon (born 1959), professional baseball player, manager of Pittsburgh Pirates, Seattle Mariners
Matt McConnell (born 1963), television broadcaster for the Arizona Coyotes, National Hockey League
James McCracken, opera singer
Robert A. McDonald (born 1953), CEO of Procter & Gamble, Secretary of Veterans Affairs under Barack Obama
Ralph McQuarrie (1929–2012), conceptual designer and illustrator on Star Wars
Larry Moffett (1954–2011), basketball player
Brandon Moore (born 1980), NFL player
Sista Monica Parker (1956–2014), electric blues, gospel and soul singer, songwriter, producer
Jerilynn Patton, known as Jlin, electronic musician
Jon Petrovich (1947–2011), television executive, CNN
Dan Plesac (born 1962), MLB pitcher with 18-year career, MLB Network analyst
Jesse Powell (born 1971), recording artist
Elizabeth Brown Pryor (1951–2015), author and diplomat
Jimmy Reed (1925–1976), musician, Blues Hall of Fame
Glenn Robinson (born 1973), NBA player and league's No. 1 draft pick, father of Glenn Robinson III
Glenn Robinson III (born 1994), NBA player
Paul Samuelson (1915–2009), economist, recipient of John Bates Clark Medal (1947) and Nobel Prize (1970)
Jerry Shay (born 1944), NFL player 1966–71
Helene Stanley (1929–1990), film actress
Joseph Stiglitz (born 1943), economist, recipient of John Bates Clark Medal (1979) and Nobel Prize (2001)
Hank Stram (1923–2005), NFL head coach 1960–1977, member of Pro Football Hall of Fame
Jeanne Stunyo (born 1936), diver, Olympic silver medalist
George Taliaferro (1927–2018), quarterback in College Football Hall of Fame
Crystal Taliefero (born 1963), singer
Ernest Lee Thomas (born 1949), actor (What's Happening!!)
Todd Wagner (born 1960), entrepreneur
Deniece Williams (born 1950), Grammy Award-winning R&B artist
Fred Williamson (born 1938), NFL player, linebacker for Kansas City Chiefs in Super Bowl I, 3-time AFL All-Star, actor, director, producer
Tony Zale (1913–1997), twice middleweight champion, member of International Boxing Hall of Fame
Sister cities
Fuxin, Liaoning, China
Lagos, Nigeria
See also
Northwest Indiana
Neighborhoods in Gary, Indiana
:Magnitogorsk, a city modeled after Gary
References
Further reading
External links
Chicago metropolitan area
Cities in Indiana
Company towns in Indiana
Northwest Indiana
Populated places established in 1906
Cities in Lake County, Indiana
Indiana populated places on Lake Michigan
Inland port cities and towns in Indiana
Urban decay in the United States
U.S. Steel
1906 establishments in Indiana |
12665 | https://en.wikipedia.org/wiki/Gdynia | Gdynia | Gdynia ( ; ; (currently), , (1939-1945), ; ) is a city in northern Poland and a seaport on the Baltic Sea coast. With a population of 244,969, it is the 12th-largest city in Poland and the second-largest in the Pomeranian Voivodeship after Gdańsk. Gdynia is part of a conurbation with the spa town of Sopot, the city of Gdańsk, and suburban communities, which together form a metropolitan area called the Tricity (Trójmiasto) with around 1,000,000 inhabitants.
Historically and culturally part of Kashubia and Eastern Pomerania, Gdynia for centuries remained a small fishing village. By the 20th-century it attracted visitors as a seaside resort town. In 1926 Gdynia was granted city rights, after which it enjoyed demographic and urban development, with a modernist cityscape. It became a major seaport city of Poland. The violent 1970 protests in and around Gdynia contributed to the rise of the Solidarity movement in nearby Gdańsk.
The port of Gdynia is a regular stopover on the cruising itinerary of luxury passenger ships and ferries travelling to Scandinavia. The city is also known for holding the annual Gdynia Film Festival. In 2013, Gdynia was ranked by readers of The News as Poland's best city to live in, and topped the national rankings in the category of "general quality of life". In 2021, the city entered the UNESCO Creative Cities Network and was named UNESCO City of Film.
History
Early history
The area of the later city of Gdynia shared its history with Pomerelia (Eastern Pomerania). In prehistoric times, it was the center of Oksywie culture; it was later populated by Slavs with some Baltic Prussian influences. In the late 10th century, the region was united with the emerging state of Poland by its first historic ruler Mieszko I. During the reign of Bolesław II, the region seceded from Poland and became independent, to be reunited with Poland in 1116/1121 by Bolesław III. In 1209, the present-day district of Oksywie was first mentioned (Oxhöft). Following the fragmentation of Poland, the region became part of the Duchy of Pomerania (Eastern), which became separate from Poland in 1227, to be reunited in 1282. The first known mention of the name "Gdynia", as a Pomeranian (Kashubian) fishing village dates back to 1253. The first church on this part of the Baltic Sea coast was built there. In 1309–1310, the Teutonic Order invaded and annexed the region from Poland. In 1380, the owner of the village which became Gdynia, Peter from Rusocin, gave the village to the Cistercian Order. In 1382, Gdynia became property of the Cistercian abbey in Oliwa. In 1454, King Casimir IV Jagiellon signed the of act of incorporation of the region to the Kingdom of Poland, and the Thirteen Years' War, the longest of all Polish-Teutonic wars, started. It ended in 1466, when the Teutonic Knights recognized the region as part of Poland. Administratively, Gdynia was located in the Pomeranian Voivodeship in the province of Royal Prussia in the Greater Poland Province of the Kingdom of Poland and later of the Polish–Lithuanian Commonwealth.
In 1772, Gdynia was annexed by the Kingdom of Prussia in the First Partition of Poland. Gdynia, under the Germanized name Gdingen, was included within the newly formed province of West Prussia and was expropriated from the Cistercian Order. In 1789, there were only 21 houses in Gdynia. Around that time Gdynia was so small that it was not marked on many maps of the period: it was about halfway from Oksywie and Mały Kack, now districts of Gdynia. In 1871, the village became part of the German Empire. In the early 20th century Gdynia was not a poor fishing village as it is sometimes described; it had become a popular tourist spot with several guest houses, restaurants, cafés, several brick houses and a small harbour with a pier for small trading ships. The first Kashubian mayor was Jan Radtke. It is estimated that around 1910 the population of Gdynia was 895 people.
Following World War I, in 1918, Poland regained independence, and following the Treaty of Versailles, in 1920, Gdynia was re-integrated with the reborn Polish state. Simultaneously, the nearby city of Gdańsk (Danzig) and surrounding area was declared a free city and put under the League of Nations, though Poland was given economic liberties and requisitioned for matters of foreign representation.
Construction of the seaport
The decision to build a major seaport at Gdynia village was made by the Polish government in winter 1920, in the midst of the Polish–Soviet War (1919–1920). The authorities and seaport workers of the Free City of Danzig felt Poland's economic rights in the city were being misappropriated to help fight the war. German dockworkers went on strike, refusing to unload shipments of military supplies sent from the West to aid the Polish army, and Poland realized the need for a port city it was in complete control of, economically and politically.
Construction of Gdynia seaport started in 1921 but, because of financial difficulties, it was conducted slowly and with interruptions. It was accelerated after the Sejm (Polish parliament) passed the Gdynia Seaport Construction Act on 23 September 1922. By 1923 a 550-metre pier, of a wooden tide breaker, and a small harbour had been constructed. Ceremonial inauguration of Gdynia as a temporary military port and fishers' shelter took place on 23 April 1923. The first major seagoing ship arrived on 13 August 1923.
To speed up the construction works, the Polish government in November 1924 signed a contract with the French-Polish Consortium for Gdynia Seaport Construction. By the end of 1925, they had built a small seven-metre-deep harbour, the south pier, part of the north pier, a railway, and had ordered the trans-shipment equipment. The works were going more slowly than expected, however. They accelerated only after May 1926, because of an increase in Polish exports by sea, economic prosperity, the outbreak of the German–Polish trade war which reverted most Polish international trade to sea routes, and thanks to the personal engagement of Eugeniusz Kwiatkowski, Polish Minister of Industry and Trade (also responsible for the construction of Centralny Okręg Przemysłowy). By the end of 1930 docks, piers, breakwaters, and many auxiliary and industrial installations were constructed (such as depots, trans-shipment equipment, and a rice processing factory) or started (such as a large cold store).
Trans-shipments rose from 10,000 tons (1924) to 2,923,000 tons (1929). At this time Gdynia was the only transit and special seaport designed for coal exports.
In the years 1931–1939 Gdynia harbour was further extended to become a universal seaport. In 1938 Gdynia was the largest and most modern seaport on the Baltic Sea, as well as the tenth biggest in Europe. The trans-shipments rose to 8.7 million tons, which was 46% of Polish foreign trade. In 1938 the Gdynia shipyard started to build its first full-sea ship, the Olza.
Construction of the city
The city was constructed later than the seaport. In 1925 a special committee was inaugurated to build the city; city expansion plans were designed and city rights were granted in 1926, and tax privileges were granted for investors in 1927. The city started to grow significantly after 1928.
A new railway station and the Post Office were completed. The State railways extended their lines, built bridges and also constructed a group of houses for their employees. Within a few years houses were built along some of road leading northward from the Free City of Danzig to Gdynia and beyond. Public institutions and private employers helped their staff to build houses.
In 1933 a plan of development providing for a population of 250,000 was worked out by a special commission appointed by a government committee, in collaboration with the municipal authorities. By 1939 the population had grown to over 120,000.
Gdynia during World War II (1939–1945)
During the German invasion of Poland, which started World War II in September 1939, Gdynia was the site of fierce Polish defense. On 13 September, 1939, the Germans carried out first arrests of local Poles in the southern part of the city, while the Polish defense was still ongoing in the northern part. On 14 September 1939, the Germans captured the entire city, and then occupied it until 1945. On 15–16 September, the Germans carried out further mass arrests of 7,000 Poles, while Polish soldiers still fought in nearby Kępa Oksywska. The German police surrounded the city and carried out mass searches of weapons. Arrested Poles were held and interrogated in churches, cinemas and halls, and then around 3,000 people were released until 18 September. The occupiers established several prisons and camps for Polish people, who were afterwards either deported to concentration camps or executed. Some Poles from Gdynia were executed by the Germans near Starogard Gdański in September 1939. In October and November 1939, the Germans carried out public executions of 52 Poles, including activists, bank directors and priests, in various parts of the city. In November 1939, the occupiers also murdered hundreds of Poles from Gdynia during the massacres in Piaśnica committed nearby as part of the Intelligenzaktion. Among the victims were policemen, officials, civil defenders of Gdynia, judges, court employees, the director and employees of the National Bank of Poland, merchants, priests, school principals, teachers, and students of local high schools. On the night of 10–11 November, the German security police carried out mass arrests of over 1,500 Poles in the Obłuże district, and then murdered 23 young men aged 16-20, in retaliation for breaking windows at the headquarters of the German security police. On 11 November, a German gendarme shot and killed two Polish boys who were collecting Polish books from the street, which were thrown out of the windows by new German settlers in the Oksywie district. The Germans renamed the city to Gotenhafen after the Goths, an ancient Germanic tribe, who had lived in the area. 10 Poles from Gdynia were also murdered by the Russians in the large Katyn massacre in April–May 1940.
Some 50,000 Polish citizens, who moved to Gdynia after 1920, were expelled to the General Government (German-occupied central Poland) to make space for new German settlers in accordance with the Lebensraum policy. Local Kashubians who were suspected to support the Polish cause, particularly those with higher education, were also arrested and executed. The German gauleiter Albert Forster considered Kashubians of "low value" and did not support any attempts to create a Kashubian nationality. Despite such circumstances, local Poles, incl. Kashubians, organized Polish resistance groups, Kashubian Griffin (later Pomeranian Griffin), and the exiled "Związek Pomorski" in the United Kingdom. In 1943, local Poles managed to save some kidnapped Polish children from the Zamość region, by buying them from the Germans at the local train station.
The harbour was transformed into a German naval base. The shipyard was expanded in 1940 and became a branch of the Kiel shipyard (Deutsche Werke Kiel A.G.). The city became an important base, due to its being relatively distant from the war theater, and many German large ships—battleships and heavy cruisers—were anchored there. During 1942, Dr Joseph Goebbels authorized relocation of to Gotenhafen Harbour as a stand-in for during filming of the German-produced movie Titanic, directed by Herbert Selpin.
The city was the location of two subcamps of the Stutthof concentration camp. The first subcamp was located in the Orłowo district in 1941–1942, the second, named Gotenhafen, was located at the shipyard in 1944–1945.
The seaport and the shipyard both witnessed several air raids by the Allies from 1943 onwards, but suffered little damage. Gdynia was used during winter 1944–45 to evacuate German troops and refugees trapped by the Red Army. Some of the ships were hit by torpedoes from Soviet submarines in the Baltic Sea on the route west. The ship sank, taking about 9,400 people with her – the worst loss of life in a single sinking in maritime history. The seaport area was largely destroyed by withdrawing German troops and millions of encircled refugees in 1945 being bombarded by the Soviet military (90% of the buildings and equipment were destroyed) and the harbour entrance was blocked by the German battleship that had been brought to Gotenhafen for major repairs.
After World War II
On 28 March 1945, the city was captured by the Soviets and restored to Poland, although with a Soviet-installed communist regime, which stayed in power until the Fall of Communism in the 1980s. Its historic name was restored, and it was assigned to the Gdańsk Voivodeship. The post-war period saw an influx of settlers from Warsaw which was destroyed by Germany, and other parts of the country as well as Poles from the cities of Wilno (now Vilnius) and Lwów (now Lviv) from the Soviet-annexed former eastern Poland. Also Greeks, refugees of the Greek Civil War, settled in the city. The port of Gdynia was one of the three Polish ports through which refugees of the Greek Civil War reached Poland.
In the Polish 1970 protests, worker demonstrations took place at Gdynia Shipyard. Workers were fired upon by the police. The fallen (e.g. Brunon Drywa) became symbolized by a fictitious worker Janek Wiśniewski, commemorated in a song by Mieczysław Cholewa, Pieśń o Janku z Gdyni.
One of Gdynia's important streets is named after Janek Wiśniewski. The same person was portrayed by Andrzej Wajda in his movie Man of Iron as Mateusz Birkut.
On 4 December 1999, a storm destroyed a huge crane in a shipyard, which was able to lift 900 tons.
Geography
Population and area
Climate
The climate of Gdynia is an oceanic climate owing to its position of the Baltic Sea, which moderates the temperatures, compared to the interior of Poland. The climate is cool throughout the year and there is a somewhat uniform precipitation throughout the year. Typical of Northern Europe, there is little sunshine during the year.
Districts
Gdynia is divided into smaller divisions: dzielnicas and osiedles. Gdynia's dzielnicas include: Babie Doły, Chwarzno-Wiczlino, Chylonia, Cisowa, Dąbrowa, Działki Leśne, Grabówek, Kamienna Góra, Karwiny, Leszczynki, Mały Kack, Obłuże, Oksywie, Orłowo, Pogórze, Pustki Cisowskie-Demptowo, Redłowo, Śródmieście, Wielki Kack, Witomino-Leśniczówka, Witomino-Radiostacja, Wzgórze Św. Maksymiliana
.
Osiedles: Bernadowo, Brzozowa Góra, Chwarzno, Dąbrówka, Demptowo, Dębowa Góra, Fikakowo, Gołębiewo, Kacze Buki, Kolibki, Kolonia Chwaszczyno, Kolonia Rybacka, Krykulec, Marszewo, Międzytorze, Niemotowo, Osada Kolejowa, Osada Rybacka, Osiedle Bernadowo, Port, Pustki Cisowskie, Tasza, Wiczlino, Wielka Rola, Witomino, Wysoka, Zielenisz.
Sights and tourist attractions
Gdynia is a relatively modern city. Its architecture includes the 13th century St. Michael the Archangel's Church in Oksywie, the oldest building in Gdynia, and the 17th century neo-Gothic manor house located on Folwarczna Street in Orłowo. The city also holds many examples of early 20th-century architecture, especially monumentalism and early functionalism, and modernism. A good example of modernism is PLO building situated at 10 Lutego Street.
The surrounding hills and the coastline attract many nature lovers. A leisure pier and a cliff-like coastline in Kępa Redłowska, as well as the surrounding Nature Reserve, are also popular locations. In the harbour, there are two anchored museum ships, the destroyer and the tall ship frigate Dar Pomorza. A -long promenade leads from the marina in the city center, to the beach in Redłowo.
Most of Gdynia can be seen from Kamienna Góra ( asl) or the viewing point near Chwaszczyno. There are also two viewing towers, one at Góra Donas, the other at Kolibki.
In 2015 the Emigration Museum opened in the city.
Culture
Gdynia hosts the Gdynia Film Festival, the main Polish film festival. The International Random Film Festival was hosted in Gdynia in November 2014.
Since 2003 Gdynia has been hosting the Open'er Festival, one of the biggest contemporary music festivals in Europe. The festival welcomes many foreign hip-hop, rock and electronic music artists every year. In record-high 2018 it was attended by over 140,000 people, who enjoyed the lineup headlined by Bruno Mars, Gorillaz, Arctic Monkeys and Depeche Mode.
Another important summer event in Gdynia is the Viva Beach Party, which is a large two-day techno party made on Gdynia's Public Beach and a summer-welcoming concerts CudaWianki. Gdynia also hosts events for the annual Gdańsk Shakespeare Festival.
In the summer of 2014 Gdynia hosted Red Bull Air Race World Championship.
Cultural references
In 2008, Gdynia made it onto the Monopoly Here and Now World Edition board after being voted by fans through the Internet. Gdynia occupies the space traditionally held by Mediterranean Avenue, being the lowest voted city to make it onto the Monopoly Here and Now board, but also the smallest city to make it in the game. All of the other cities are large and widely known ones, the second smallest being Riga. The unexpected success of Gdynia can be attributed to a mobilization of the town's population to vote for it on the Internet.
An abandoned factory district in Gdynia was the scene for the survival series Man vs Wild, season 6, episode 12. The host, Bear Grylls, manages to escape the district after blowing up a door and crawling through miles of sewer.
Ernst Stavro Blofeld, the supervillain in the James Bond novels, was born in Gdynia on 28 May 1908, according to Thunderball.
Gdynia is sometimes called "Polish Roswell" due to the alleged UFO crash on 21 January 1959.
Notable people
Stanisław Baranowski (1935–1978) a Polish glaciologist, undertook scientific expeditions to Spitsbergen and Antarctica.
Karol Olgierd Borchardt (1905–1986) a Polish writer and captain of the Polish Merchant Marine
Krzysztof Charamsa (born 1972) a Polish former Catholic theologian and author
Adam Darski (born 1977) a Polish musician and TV personality, frontman for the blackened death metal band Behemoth
Wiesław Dawidowski (born 1964) a Polish Augustinian Catholic priest, doctor of theology and journalist
Rafał de Weryha-Wysoczański (born 1975) a Polish art historian, genealogist and writer
Jacek Fedorowicz (born 1937), Polish satirist and actor
Eugeniusz Geno Małkowski (1942–2016) a Polish painter
Gunnar Heinsohn (born 1943) a German author, sociologist and economist
Klaus Hurrelmann (born 1944) Professor of Public Health and Education
Hilary Jastak (1914–2000 in Gdynia) a Polish Catholic priest, Doctor of Theology, Chaplain of Solidarity movement, Major of Polish Armed Forces, Lieutenant Commander of Polish Navy
Janusz Kaczmarek (born 1961) a Polish lawyer, prosecutor and politician
Marcin Kupinski (born 1983) a Polish ballet dancer
Tomasz Makowiecki (born 1983) a Polish musician, singer and songwriter
Dorota Nieznalska (born 1973) a Polish visual artist and sculptor
Kazimierz Ostrowski (1917–1999 in Gdynia) Polish painter
Anna Przybylska (1978–2014) a Polish actress and model
Zvi Aryeh Rosenfeld (1922–1978), Polish-American rabbi and educator
Jerzy Rubach (born 1948) a Polish and American linguist who specializes in phonology
Arkadiusz Rybicki (1953–2010) a Polish politician, active in the Solidarity movement
Joanna Senyszyn (born 1949) a Polish left-wing politician, vice-president of the Democratic Left Alliance (SLD) and MEP
Anna Siewierska (1955-2011) a Polish-born linguist, specialist in language typology
Wojciech Szczurek (born 1963) Mayor of the City of Gdynia since 1998
Józef Unrug (1884–1973), German-born Polish vice admiral who helped create the Polish navy
Marian Zacharski (born 1951) a Polish Intelligence officer convicted of espionage
Marek Żukowski (born 1952) a Polish theoretical physicist, specializes in quantum mechanics
Sport
Jörg Berger (1944–2010), German soccer player, trainer
Adelajda Mroske (1944–1975) a Polish speed skater, she competed in four events at the 1964 Winter Olympics
Ryszard Marczak (born 1945) a former long-distance runner from Poland, competed in the marathon at the 1980 Summer Olympics
Józef Błaszczyk (born 1947) a sailor from Poland, competed in the 1972 Summer Olympics
Andrzej Chudziński (1948–1995) a Polish swimmer, competed in three events at the 1972 Summer Olympics
Anna Sobczak (born 1967) a Polish fencer, competed in the women's individual and team foil events at the 1988 and 1992 Summer Olympics
Tomasz Sokołowski (born 1970) a former Polish footballer, over 350 pro games and 12 for Poland
Jarosław Rodzewicz (born 1973) a Polish fencer, won a silver medal in the team foil event at the 1996 Summer Olympics
Marcin Mięciel (born 1975), soccer player, over 500 pro games
Michael Klim (born 1977), Polish-born Australian swimmer, Olympic gold medallist and world champion
Anna Rybicka (born 1977) a Polish fencer, she won a silver medal in the women's team foil event at the 2000 Summer Olympics
Andrzej Bledzewski (born 1977) a Polish retired football goalkeeper, over 400 pro games
Tomasz Dawidowski (born 1978) a Polish footballer, over 200 pro games and 10 for Poland
Maciej Grabowski (born 1978) is a Polish laser class sailor, competed in the 2000, 2004 and 2008 Summer Olympics
Adriana Dadci (born 1979) a Polish judoka, competed at the 2004 Summer Olympics
Stefan Liv (1980–2011) a Polish-born Swedish professional ice hockey goaltender
Monika Pyrek (born 1980) a retired Polish pole vaulter, competed at the 2000, 2004 2008 and 2012 Summer Olympics
Anna Rogowska (born 1981) pole vaulter, the bronze medallist at the 2004 Summer Olympics
Michał Zych (born 1982) a Polish ice dancer
Karolina Chlewińska (born 1983) a Polish foil fencer, competed at the 2008 Summer Olympics
Igor Janik (born 1983) a javelin thrower, competed in the 2008 and 2012 Summer Olympics
Klaudia Jans-Ignacik (born 1984) a retired Polish tennis player, competed in the 2008 and 2012 Summer Olympics
Piotr Hallmann (born 1987) a Polish mixed martial artist, second lieutenant in the Polish Navy
Joanna Mitrosz (born 1988) a Polish rhythmic gymnast, competed at the 2008 and 2012 Summer Olympics
Małgorzata Białecka (born 1988) a Polish windsurfer, competed at 2016 Summer Olympics
Olek Czyż (born 1990) a Polish professional basketball player, played for Poland
Justyna Plutowska (born 1991) a Polish ice dancer
Fictional characters
Ernst Stavro Blofeld (born 28 May 1908 in Gdingen) a fictional character and villain from the James Bond series of novels and films, created by Ian Fleming
Sports
Sport teams
Arka Gdynia – men's football team (Polish Cup winner 1979 and 2017, Polish SuperCup winner in 2017 and in 2018. Currently plays in the first division of Polish football, the Ekstraklasa)
Bałtyk Gdynia – men's football team, currently playing in Polish 4th division
Arka Gdynia (basketball) – men's basketball team (9 time Polish Basketball League winner)
Arka Gdynia (women's basketball) – women's basketball team (12-time Basket Liga Kobiet champion)
RC Arka Gdynia – rugby team (Champions of Poland in seasons 2003/2004, 2004/2005 and 2010/2011)
Seahawks Gdynia – American football team (Polish American Football League) (4-time champion of Poland in 2012, 2014 and in 2015)
Arka Gdynia (handball) – handball team which plays in Ekstraliga (First division of Polish handball)
International events
2017 UEFA European Under-21 Championship
2019 FIFA U-20 World Cup
2020 World Athletics Half Marathon Championships
Economy and infrastructure
Notable companies that have their headquarters or regional offices in Gdynia:
PROKOM SA – the largest Polish I.T. company
C. Hartwig Gdynia SA – one of the largest Polish freight forwarders
Sony Pictures – finance center
Thomson Reuters – business data provider
Vistal – bridge constructions, offshore and shipbuilding markets; partially located on old Stocznia Gdynia terrains
Nauta – ship repair yard; partially located on old Stocznia Gdynia terrains
Crist – shipbuilding, offshore constructions, steel structures, sea engineering, civil engineering; located on old Stocznia Gdynia terrains
Former:
Stocznia Gdynia – former largest Polish shipyard, now under bankruptcy procedures
Nordea – banks, sold and consolidated with PKO bank
Transport
Port of Gdynia
In 2007, 364,202 passengers, 17,025,000 tons of cargo and containers passed through the port. Regular car ferry service operates between Gdynia and Karlskrona, Sweden.
Airport
The conurbation's main airport, Gdańsk Lech Wałęsa Airport, lays approximately south-west of central Gdynia, and has connections to approximately 55 destinations. It is the third largest airport in Poland. A second General Aviation terminal was scheduled to be opened by May 2012, which will increase the airport's capacity to 5mln passengers per year.
Another local airport, (Gdynia-Kosakowo Airport) is situated partly in the village of Kosakowo, just to the north of the city, and partly in Gdynia. This has been a military airport since the World War II, but it has been decided in 2006 that the airport will be used to serve civilians. Work was well in progress and was due to be ready for 2012 when the project collapsed following a February 2014 EU decision regarding Gdynia city funding as constituting unfair competition to Gdańsk airport. In March 2014, the airport management company filed for bankruptcy, this being formally announced in May that year. The fate of some PLN 100 million of public funds from Gdynia remain unaccounted for with documents not being released, despite repeated requests for such from residents to the city president, Wojciech Szczurek.
Road transport
Trasa Kwiatkowskiego links Port of Gdynia and the city with Obwodnica Trójmiejska, and therefore A1 motorway. National road 6 connects Tricity with Słupsk, Koszalin and Szczecin agglomeration.
Railways
The principal station in Gdynia is Gdynia Główna railway station, and Gdynia has five other railway stations. Local services are provided by the 'Fast Urban Railway,' Szybka Kolej Miejska (Tricity) operating frequent trains covering the Tricity area including Gdańsk, Sopot and Gdynia. Long-distance trains from Warsaw via Gdańsk terminate at Gdynia, and there are direct trains to Szczecin, Poznań, Katowice, Lublin and other major cities. In 2011-2015 the Warsaw-Gdańsk-Gdynia route is undergoing a major upgrading costing $3 billion, partly funded by the European Investment Bank, including track replacement, realignment of curves and relocation of sections of track to allow speeds up to , modernization of stations, and installation of the most modern ETCS signalling system, which is to be completed in June 2015. In December 2014 new Alstom Pendolino high-speed trains were put into service between Gdynia, Warsaw and Kraków reducing rail travel times to Gdynia by 2 hours.
Education
There are currently 8 universities and institutions of higher education based in Gdynia. Many students from Gdynia also attend universities located in the Tricity.
State-owned:
Gdynia Maritime University
Polish Naval Academy
Privately owned:
WSB Universities - WSB University in Gdańsk, departments of Economics and Management
Academy of International Economic and Political Relations
University of Business and Administration in Gdynia
Pomeranian Higher School of Humanities
Cardinal Stefan Wyszyński University – a department in Gdynia
Higher School of Social Communication
Twin towns – sister cities
Gdynia is twinned with:
Aalborg, Denmark
Baranavichy, Belarus
Brooklyn (New York), United States
Côte d'Opale (communauté), France
Haikou, China
Kaliningrad, Russia
Karlskrona, Sweden
Kiel, Germany
Klaipėda, Lithuania
Kotka, Finland
Kristiansand, Norway
Kunda (Viru-Nigula), Estonia
Liepāja, Latvia
Plymouth, England, United Kingdom
Seattle, United States
See also
Gdynia trolleybus
Ports of the Baltic Sea
St. Anthony parish, Gdynia
Notes
References
Further reading
(ed.) R. Wapiński, Dzieje Gdyni, Gdańsk 1980
(ed.). S. Gierszewski, Gdynia, Gdańsk 1968
Gdynia, in: Pomorze Gdańskie, nr 5, Gdańsk 1968
J. Borowik, Gdynia, port Rzeczypospolitej, Toruń 1934
B. Kasprowicz, Problemy ekonomiczne budowy i eksploatacji portu w Gdyni w latach 1920–1939, Zapiski Historyczne, nr 1-3/1956
M. Widernik, Główne problemy gospodarczo-społeczne miasta Gdyni w latach 1926–1939., Gdańsk 1970
(ed.) A. Bukowski, Gdynia. Sylwetki ludzi, oświata i nauka, literatura i kultura, Gdańsk 1979
Gminy województwa gdańskiego, Gdańsk 1995
H. Górnowicz, Z. Brocki, Nazwy miast Pomorza Gdańskiego, Wrocław 1978
Gerard Labuda (ed.), Historia Pomorza, vol. I-IV, Poznań 1969–2003
(ed.) W. Odyniec, Dzieje Pomorza Nadwiślańskiego od VII wieku do 1945 roku, Gdańsk 1978
L. Bądkowski, Pomorska myśl polityczna, Gdańsk 1990
L. Bądkowski, W. Samp, Poczet książąt Pomorza Gdańskiego, Gdańsk 1974
B. Śliwiński, Poczet książąt gdańskich, Gdańsk 1997
Józef Spors, Podziały administracyjne Pomorza Gdańskiego i Sławieńsko-Słupskiego od XII do początków XIV w, Słupsk 1983
M. Latoszek, Pomorze. Zagadnienia etniczno-regionalne, Gdańsk 1996
B. Bojarska, Eksterminacja inteligencji polskiej na Pomorzu Gdańskim (wrzesień-grudzień 1939), Poznań 1972
K. Ciechanowski, Ruch oporu na Pomorzu Gdańskim 1939–1945., Warszawa 1972
External links
Gdynia Port - Home for all Polish Ocean Liners
Gdynia city website
Virtual tour on Gdynia's coast
Gdynia tourist guide
Gdynia Tripadvisor
Planned cities in Poland
Port cities and towns in Poland
Port cities and towns of the Baltic Sea
1926 in Poland
City counties of Poland
Cities and towns in Pomeranian Voivodeship
Pomeranian Voivodeship (1919–1939)
Marinas in Poland
Nazi war crimes in Poland
UFO sightings |
12674 | https://en.wikipedia.org/wiki/German%20Empire | German Empire | The German Empire or the Imperial State of Germany, also referred to as Imperial Germany, the Kaiserreich, as well as simply Germany, was the period of the German Reich from the unification of Germany in 1871 until the November Revolution in 1918, when the German Reich changed its form of government from a monarchy to a republic.
It was founded on 18 January 1871 when the south German states, except for Austria, joined the North German Confederation and the new constitution came into force on April 16, changing the name of the federal state to the German Empire and introducing the title of German Emperor for Wilhelm I, King of Prussia from the House of Hohenzollern. Berlin remained its capital, and Otto von Bismarck, Minister President of Prussia, became Chancellor, the head of government. As these events occurred, the Prussian-led North German Confederation and its southern German allies were still engaged in the Franco-Prussian War.
The German Empire consisted of 26 states, each with their own nobility, four constituent kingdoms, six grand duchies, five duchies (six before 1876), seven principalities, three free Hanseatic cities, and one imperial territory. While Prussia was one of four kingdoms in the realm, it contained about two-thirds of the Empire's population and territory, and Prussian dominance had also been constitutionally established, since the King of Prussia was also the German Emperor (German: Kaiser)
After 1850, the states of Germany had rapidly become industrialized, with particular strengths in coal, iron (and later steel), chemicals, and railways. In 1871, Germany had a population of 41 million people; by 1913, this had increased to 68 million. A heavily rural collection of states in 1815, the now united Germany became predominantly urban. The success of German industrialization manifested itself in two ways since the early 20th century: The German factories were larger and more modern than their British and French counterparts. The dominance of German Empire in natural sciences, especially in physics and chemistry was such that one-third of all Nobel Prizes went to German inventors and researchers. During its 47 years of existence, the German Empire became the industrial, technological, and scientific giant of Europe, and by 1913, Germany was the largest economy in Continental Europe and the third-largest in the world. Germany also became a great power, it built up the longest railway network of Europe, the world's strongest army, and a fast-growing industrial base. Starting very small in 1871, in a decade, the navy became second only to Britain's Royal Navy. After the removal of Otto von Bismarck by Wilhelm II in 1890, the empire embarked on Weltpolitik – a bellicose new course that ultimately contributed to the outbreak of World War I.
From 1871 to 1890, Otto von Bismarck's tenure as the first and to this day longest-serving Chancellor was marked by relative liberalism, but it became more conservative afterward. Broad reforms and the Kulturkampf marked his period in the office. Late in Bismarck's chancellorship and in spite of his earlier personal opposition, Germany became involved in colonialism. Claiming much of the leftover territory that was yet unclaimed in the Scramble for Africa, it managed to build the third-largest colonial empire at the time, after the British and the French ones. As a colonial state, it sometimes clashed with the interests of other European powers, especially the British Empire. During its colonial expansion, the German Empire committed the Herero and Namaqua genocide.
In addition, Bismarck's successors were incapable of maintaining their predecessor's complex, shifting, and overlapping alliances which had kept Germany from being diplomatically isolated. This period was marked by various factors influencing the Emperor's decisions, which were often perceived as contradictory or unpredictable by the public. In 1879, the German Empire consolidated the Dual Alliance with Austria-Hungary, followed by the Triple Alliance with Italy in 1882. It also retained strong diplomatic ties to the Ottoman Empire. When the great crisis of 1914 arrived, Italy left the alliance and the Ottoman Empire formally allied with Germany.
In the First World War, German plans to capture Paris quickly in the autumn of 1914 failed, and the war on the Western Front became a stalemate. The Allied naval blockade caused severe shortages of food. However, Imperial Germany had success on the Eastern Front; it occupied a large amount of territory to its east following the Treaty of Brest-Litovsk. The German declaration of unrestricted submarine warfare in early 1917 contributed to bringing the United States into the war. In October 1918, after the failed Spring Offensive, the German armies were in retreat, allies Austria-Hungary and the Ottoman Empire had collapsed, and Bulgaria had surrendered. The empire collapsed in the November 1918 Revolution with the abdications of its monarchs, which left the post-war federal republic to govern a devastated populace. The Treaty of Versailles imposed post-war reparation costs of 132 billion gold marks (around US$269 billion or €240 billion in 2019, or roughly US$32 billion in 1921), as well as limiting the army to 100,000 men and disallowing conscription, armored vehicles, submarines, aircraft, and more than six battleships. The consequential economic devastation, later exacerbated by the Great Depression, as well as humiliation and outrage experienced by the German population are considered leading factors in the rise of Adolf Hitler and Nazism.
History
Background
The German Confederation had been created by an act of the Congress of Vienna on 8 June 1815 as a result of the Napoleonic Wars, after being alluded to in Article 6 of the 1814 Treaty of Paris.
The liberal Revolutions of 1848 were crushed after the relations between the educated, well-off middle-class liberals and the urban artisans broke down; Otto von Bismarck's pragmatic Realpolitik, which appealed to peasants as well as the traditional aristocracy, took its place. Bismarck sought to extend Hohenzollern hegemony throughout the German states; to do so meant unification of the German states and the exclusion of Prussia's main German rival, Austria, from the subsequent German Empire. He envisioned a conservative, Prussian-dominated Germany. The Second Schleswig War against Denmark in 1864, the Austro-Prussian War in 1866, and the Franco-Prussian War in 1870–1871 sparked a growing pan-German ideal and contributed to the formation of a German State.
The German Confederation ended as a result of the Austro-Prussian War of 1866 between the constituent Confederation entities of the Austrian Empire and its allies on one side and Prussia and its allies on the other. The war resulted in the partial replacement of the Confederation in 1867 by a North German Confederation, comprising the 22 states north of the river Main. The patriotic fervor generated by the Franco-Prussian War overwhelmed the remaining opposition to a unified Germany (aside from Austria) in the four states south of the Main, and during November 1870, they joined the North German Confederation by treaty.
Foundation
On 10 December 1870, the North German Confederation Reichstag renamed the Confederation the "German Empire" and gave the title of German Emperor to William I, the King of Prussia, as Bundespräsidium of the Confederation. The new constitution (Constitution of the German Confederation) and the title Emperor came into effect on 1 January 1871. During the Siege of Paris on 18 January 1871, William accepted to be proclaimed Emperor in the Hall of Mirrors at the Palace of Versailles.
The second German Constitution, adopted by the Reichstag on 14 April 1871 and proclaimed by the Emperor on 16 April, was substantially based upon Bismarck's North German Constitution. The political system remained the same. The empire had a parliament called the Reichstag, which was elected by universal male suffrage. However, the original constituencies drawn in 1871 were never redrawn to reflect the growth of urban areas. As a result, by the time of the great expansion of German cities in the 1890s and 1900s, rural areas were grossly over-represented.
The legislation also required the consent of the Bundesrat, the federal council of deputies from the 27 states. Executive power was vested in the emperor, or Kaiser, who was assisted by a Chancellor responsible only to him. The emperor was given extensive powers by the constitution. He alone appointed and dismissed the chancellor (so in practice, the emperor ruled the empire through the chancellor), was supreme commander-in-chief of the armed forces, and final arbiter of all foreign affairs, and could also disband the Reichstag to call for new elections. Officially, the chancellor was a one-man cabinet and was responsible for the conduct of all state affairs; in practice, the State Secretaries (top bureaucratic officials in charge of such fields as finance, war, foreign affairs, etc.) functioned much like ministers in other monarchies. The Reichstag had the power to pass, amend, or reject bills and to initiate legislation. However, as mentioned above, in practice, the real power was vested in the emperor, who exercised it through his chancellor.
Although nominally a federal empire and league of equals, in practice, the empire was dominated by the largest and most powerful state, Prussia. Prussia stretched across the northern two-thirds of the new Reich and contained three-fifths of its population. The imperial crown was hereditary in the ruling house of Prussia, the House of Hohenzollern. With the exception of 1872–1873 and 1892–1894, the chancellor was always simultaneously the prime minister of Prussia. With 17 out of 58 votes in the Bundesrat, Berlin needed only a few votes from the smaller states to exercise effective control.
The other states retained their own governments but had only limited aspects of sovereignty. For example, both postage stamps and currency were issued for the empire as a whole. Coins through one mark were also minted in the name of the empire, while higher-valued pieces were issued by the states. However, these larger gold and silver issues were virtually commemorative coins and had limited circulation.
While the states issued their own decorations and some had their own armies, the military forces of the smaller ones were put under Prussian control. Those of the larger states, such as the Kingdoms of Bavaria and Saxony, were coordinated along Prussian principles and would, in wartime, be controlled by the federal government.
The evolution of the German Empire is somewhat in line with parallel developments in Italy, which became a united nation-state a decade earlier. Some key elements of the German Empire's authoritarian political structure were also the basis for conservative modernization in Imperial Japan under Meiji and the preservation of an authoritarian political structure under the tsars in the Russian Empire.
One factor in the social anatomy of these governments was the retention of a very substantial share in political power by the landed elite, the Junkers, resulting from the absence of a revolutionary breakthrough by the peasants in combination with urban areas.
Although authoritarian in many respects, the empire had some democratic features. Besides universal suffrage, it permitted the development of political parties. Bismarck intended to create a constitutional façade that would mask the continuation of authoritarian policies. In the process, he created a system with a serious flaw. There was a significant disparity between the Prussian and German electoral systems. Prussia used a highly restrictive three-class voting system in which the richest third of the population could choose 85% of the legislature, all but assuring a conservative majority. As mentioned above, the king and (with two exceptions) the prime minister of Prussia was also the emperor and chancellor of the empire – meaning that the same rulers had to seek majorities from legislatures elected from completely different franchises. Universal suffrage was significantly diluted by gross over-representation of rural areas from the 1890s onward. By the turn of the century, the urban-rural population balance was completely reversed from 1871; more than two-thirds of the empire's people lived in cities and towns.
Bismarck era
Bismarck's domestic policies played an important role in forging the authoritarian political culture of the Kaiserreich. Less preoccupied with continental power politics following unification in 1871, Germany's semi-parliamentary government carried out a relatively smooth economic and political revolution from above that pushed them along the way towards becoming the world's leading industrial power of the time.
Bismarck's "revolutionary conservatism" was a conservative state-building strategy designed to make ordinary Germans—not just the Junker elite—more loyal to the throne and empire. According to Kees van Kersbergen and Barbara Vis, his strategy was:
Bismarck created the modern welfare state in Germany in the 1880s and enacted universal male suffrage in 1871. He became a great hero to German conservatives, who erected many monuments to his memory and tried to emulate his policies.
Foreign policy
Bismarck's post-1871 foreign policy was conservative and sought to preserve the balance of power in Europe. British historian Eric Hobsbawm concludes that he "remained undisputed world champion at the game of multilateral diplomatic chess for almost twenty years after 1871, [devoting] himself exclusively, and successfully, to maintaining peace between the powers". This was a departure from his adventurous foreign policy for Prussia, where he favored strength and expansion, punctuating this by saying, "The great question of the age are not settled by speeches and majority votes – this was the error of 1848–49 – but by iron and blood."
Bismarck's chief concern was that France would plot revenge after its defeat in the Franco-Prussian War. As the French lacked the strength to defeat Germany by themselves, they sought an alliance with Russia, which would trap Germany between the two in a war (as would ultimately happen in 1914). Bismarck wanted to prevent this at all costs and maintain friendly relations with the Russians and thereby formed an alliance with them and Austria-Hungary, the Dreikaiserbund (League of Three Emperors), in 1881. The alliance was further cemented by a separate non-aggression pact with Russia called Reinsurance Treaty, which was signed in 1887. During this period, individuals within the German military were advocating a preemptive strike against Russia, but Bismarck knew that such ideas were foolhardy. He once wrote that "the most brilliant victories would not avail against the Russian nation, because of its climate, its desert, and its frugality, and having but one frontier to defend", and because it would leave Germany with another bitter, resentful neighbor.
Meanwhile, the chancellor remained wary of any foreign policy developments that looked even remotely warlike. In 1886, he moved to stop an attempted sale of horses to France because they might be used for cavalry and also ordered an investigation into large Russian purchases of medicine from a German chemical works. Bismarck stubbornly refused to listen to Georg Herbert Münster, ambassador to France, who reported back that the French were not seeking a revanchist war and were desperate for peace at all costs.
Bismarck and most of his contemporaries were conservative-minded and focused their foreign policy attention on Germany's neighboring states. In 1914, 60% of German foreign investment was in Europe, as opposed to just 5% of British investment. Most of the money went to developing nations such as Russia that lacked the capital or technical knowledge to industrialize on their own. The construction of the Baghdad Railway, financed by German banks, was designed to eventually connect Germany with the Ottoman Empire and the Persian Gulf, but it also collided with British and Russian geopolitical interests. Conflict over the Baghdad Railway was resolved in June 1914.
Many consider Bismarck's foreign policy as a coherent system and partly responsible for the preservation of Europe's stability. It was also marked by the need to balance circumspect defensiveness and the desire to be free from the constraints of its position as a major European power. Bismarck's successors did not pursue his foreign policy legacy. For instance, Kaiser Wilhelm II, who dismissed the chancellor in 1890, let the treaty with Russia lapse in favor of Germany's alliance with Austria, which finally led to a stronger coalition-building between Russia and France.
Colonies
Germans had dreamed of colonial imperialism since 1848. Although Bismarck had little interest in acquiring overseas possessions, most Germans were enthusiastic, and by 1884 he had acquired German New Guinea. By the 1890s, German colonial expansion in Asia and the Pacific (Kiauchau in China, Tientsin in China, the Marianas, the Caroline Islands, Samoa) led to frictions with the UK, Russia, Japan, and the US. The largest colonial enterprises were in Africa, where the Herero Wars in what is now Namibia in 1906–1907 resulted in the Herero and Namaqua genocide.
Economy
By 1900, Germany became the largest economy in continental Europe and the third-largest in the world behind the United States and the British Empire, which were also its main economic rivals. Throughout its existence, it experienced economic growth and modernization led by heavy industry. In 1871, it had a largely rural population of 41 million, while by 1913, this had increased to a predominantly urban population of 68 million.
Industrial power
For 30 years, Germany struggled against Britain to be Europe's leading industrial power. Representative of Germany's industry was the steel giant Krupp, whose first factory was built in Essen. By 1902, the factory alone became "A great city with its own streets, its own police force, fire department and traffic laws. There are 150 kilometers of rail, 60 different factory buildings, 8,500 machine tools, seven electrical stations, 140 kilometers of underground cable, and 46 overhead."
Under Bismarck, Germany was a world innovator in building the welfare state. German workers enjoyed health, accident and maternity benefits, canteens, changing rooms, and a national pension scheme.
Railways
Lacking a technological base at first, the Germans imported their engineering and hardware from Britain but quickly learned the skills needed to operate and expand the railways. In many cities, the new railway shops were the centers of technological awareness and training, so that by 1850, Germany was self-sufficient in meeting the demands of railroad construction, and the railways were a major impetus for the growth of the new steel industry. However, German unification in 1870 stimulated consolidation, nationalisation into state-owned companies, and further rapid growth. Unlike the situation in France, the goal was support of industrialisation, and so heavy lines crisscrossed the Ruhr and other industrial districts and provided good connections to the major ports of Hamburg and Bremen. By 1880, Germany had 9,400 locomotives pulling 43,000 passengers and 30,000 tons of freight, and forged ahead of France. The total length of German railroad tracks expanded from 21,000 km, (13,000 miles) in 1871 to 63,000 km, (39,000 miles) by 1913, establishing the largest rail network in the world after the United States The German rail network was followed by Austria-Hungary (), France (), the United Kingdom (), Italy () and Spain ().
Industry
Industrialisation progressed dynamically in Germany, and German manufacturers began to capture domestic markets from British imports, and also to compete with British industry abroad, particularly in the U.S. The German textile and metal industries had by 1870 surpassed those of Britain in organisation and technical efficiency and superseded British manufacturers in the domestic market. Germany became the dominant economic power on the continent and was the second-largest exporting nation after Britain.
Technological progress during German industrialisation occurred in four waves: the railway wave (1877–1886), the dye wave (1887–1896), the chemical wave (1897–1902), and the wave of electrical engineering (1903–1918). Since Germany industrialised later than Britain, it was able to model its factories after those of Britain, thus making more efficient use of its capital and avoiding legacy methods in its leap to the envelope of technology. Germany invested more heavily than the British in research, especially in chemistry, motors and electricity. Germany's dominance in physics and chemistry was such that one-third of all Nobel Prizes went to German inventors and researchers.
The German cartel system (known as Konzerne), being significantly concentrated, was able to make more efficient use of capital. Germany was not weighted down with an expensive worldwide empire that needed defense. Following Germany's annexation of Alsace-Lorraine in 1871, it absorbed parts of what had been France's industrial base.
By 1900, the German chemical industry dominated the world market for synthetic dyes. The three major firms BASF, Bayer and Hoechst produced several hundred different dyes, along with the five smaller firms. In 1913, these eight firms produced almost 90% of the world supply of dyestuffs and sold about 80% of their production abroad. The three major firms had also integrated upstream into the production of essential raw materials and they began to expand into other areas of chemistry such as pharmaceuticals, photographic film, agricultural chemicals and electrochemicals. Top-level decision-making was in the hands of professional salaried managers; leading Chandler to call the German dye companies "the world's first truly managerial industrial enterprises". There were many spinoffs from research—such as the pharmaceutical industry, which emerged from chemical research.
German factories were larger and more modern than their British and French counterparts.
By the start of World War I (1914–1918), German industry switched to war production. The heaviest demands were on coal and steel for artillery and shell production, and on chemicals for the synthesis of materials that were subject to import restrictions and for chemical weapons and war supplies.
Consolidation
The creation of the Empire under Prussian leadership was a victory for the concept of Kleindeutschland (Smaller Germany) over the Großdeutschland concept. This meant that Austria-Hungary, a multi-ethnic Empire with a considerable German-speaking population, would remain outside of the German nation state. Bismarck's policy was to pursue a solution diplomatically. The effective alliance between Germany and Austria played a major role in Germany's decision to enter World War I in 1914.
Bismarck announced there would be no more territorial additions to Germany in Europe, and his diplomacy after 1871 was focused on stabilizing the European system and preventing any wars. He succeeded, and only after his departure from office in 1890 did the diplomatic tensions start rising again.
Social issues
After achieving formal unification in 1871, Bismarck devoted much of his attention to the cause of national unity. He opposed Catholic civil rights and emancipation, especially the influence of the Vatican under Pope Pius IX, and working-class radicalism, represented by the emerging Social Democratic Party.
Kulturkampf
Prussia in 1871 included 16,000,000 Protestants, both Reformed and Lutheran, and 8,000,000 Catholics. Most people were generally segregated into their own religious worlds, living in rural districts or city neighbourhoods that were overwhelmingly of the same religion, and sending their children to separate public schools where their religion was taught. There was little interaction or intermarriage. On the whole, the Protestants had a higher social status, and the Catholics were more likely to be peasant farmers or unskilled or semiskilled industrial workers. In 1870, the Catholics formed their own political party, the Centre Party, which generally supported unification and most of Bismarck's policies. However, Bismarck distrusted parliamentary democracy in general and opposition parties in particular, especially when the Centre Party showed signs of gaining support among dissident elements such as the Polish Catholics in Silesia. A powerful intellectual force of the time was anti-Catholicism, led by the liberal intellectuals who formed a vital part of Bismarck's coalition. They saw the Catholic Church as a powerful force of reaction and anti-modernity, especially after the proclamation of papal infallibility in 1870, and the tightening control of the Vatican over the local bishops.
The Kulturkampf launched by Bismarck 1871–1880 affected Prussia; although there were similar movements in Baden and Hesse, the rest of Germany was not affected. According to the new imperial constitution, the states were in charge of religious and educational affairs; they funded the Protestant and Catholic schools. In July 1871 Bismarck abolished the Catholic section of the Prussian Ministry of ecclesiastical and educational affairs, depriving Catholics of their voice at the highest level. The system of strict government supervision of schools was applied only in Catholic areas; the Protestant schools were left alone.
Much more serious were the May laws of 1873. One made the appointment of any priest dependent on his attendance at a German university, as opposed to the seminaries that the Catholics typically used. Furthermore, all candidates for the ministry had to pass an examination in German culture before a state board which weeded out intransigent Catholics. Another provision gave the government a veto power over most church activities. A second law abolished the jurisdiction of the Vatican over the Catholic Church in Prussia; its authority was transferred to a government body controlled by Protestants.
Nearly all German bishops, clergy, and laymen rejected the legality of the new laws, and were defiant in the face of heavier and heavier penalties and imprisonments imposed by Bismarck's government. By 1876, all the Prussian bishops were imprisoned or in exile, and a third of the Catholic parishes were without a priest. In the face of systematic defiance, the Bismarck government increased the penalties and its attacks, and were challenged in 1875 when a papal encyclical declared the whole ecclesiastical legislation of Prussia was invalid, and threatened to excommunicate any Catholic who obeyed. There was no violence, but the Catholics mobilized their support, set up numerous civic organizations, raised money to pay fines, and rallied behind their church and the Centre Party. The "Old Catholic Church", which rejected the First Vatican Council, attracted only a few thousand members. Bismarck, a devout pietistic Protestant, realized his Kulturkampf was backfiring when secular and socialist elements used the opportunity to attack all religion. In the long run, the most significant result was the mobilization of the Catholic voters, and their insistence on protecting their religious identity. In the elections of 1874, the Centre party doubled its popular vote, and became the second-largest party in the national parliament—and remained a powerful force for the next 60 years, so that after Bismarck it became difficult to form a government without their support.
Social reform
Bismarck built on a tradition of welfare programs in Prussia and Saxony that began as early as in the 1840s. In the 1880s he introduced old-age pensions, accident insurance, medical care and unemployment insurance that formed the basis of the modern European welfare state. He came to realize that this sort of policy was very appealing, since it bound workers to the state, and also fit in very well with his authoritarian nature. The social security systems installed by Bismarck (health care in 1883, accident insurance in 1884, invalidity and old-age insurance in 1889) at the time were the largest in the world and, to a degree, still exist in Germany today.
Bismarck's paternalistic programs won the support of German industry because its goals were to win the support of the working classes for the Empire and reduce the outflow of immigrants to America, where wages were higher but welfare did not exist. Bismarck further won the support of both industry and skilled workers by his high tariff policies, which protected profits and wages from American competition, although they alienated the liberal intellectuals who wanted free trade.
Germanization
One of the effects of the unification policies was the gradually increasing tendency to eliminate the use of non-German languages in public life, schools and academic settings with the intent of pressuring the non-German population to abandon their national identity in what was called "Germanisation". These policies often had the reverse effect of stimulating resistance, usually in the form of homeschooling and tighter unity in the minority groups, especially the Poles.
The Germanisation policies were targeted particularly against the significant Polish minority of the empire, gained by Prussia in the partitions of Poland. Poles were treated as an ethnic minority even where they made up the majority, as in the Province of Posen, where a series of anti-Polish measures was enforced. Numerous anti-Polish laws had no great effect especially in the province of Posen where the German-speaking population dropped from 42.8% in 1871 to 38.1% in 1905, despite all efforts.
Antisemitism
Antisemitism was endemic in Germany during the period. Before Napoleon's decrees ended the ghettos in Germany, it had been religiously motivated, but by the 19th century, it was a factor in German nationalism. In the popular mind Jews became a symbol of capitalism and wealth. On the other hand, the constitution and legal system protected the rights of Jews as German citizens. Antisemitic parties were formed but soon collapsed.
Law
Bismarck's efforts also initiated the levelling of the enormous differences between the German states, which had been independent in their evolution for centuries, especially with legislation. The completely different legal histories and judicial systems posed enormous complications, especially for national trade. While a common trade code had already been introduced by the Confederation in 1861 (which was adapted for the Empire and, with great modifications, is still in effect today), there was little similarity in laws otherwise.
In 1871, a common Criminal Code () was introduced; in 1877, common court procedures were established in the court system (), code of civil procedure () and code of criminal procedure (). In 1873 the constitution was amended to allow the Empire to replace the various and greatly differing Civil Codes of the states (If they existed at all; for example, parts of Germany formerly occupied by Napoleon's France had adopted the French Civil Code, while in Prussia the of 1794 was still in effect). In 1881, a first commission was established to produce a common Civil Code for all of the Empire, an enormous effort that would produce the (BGB), possibly one of the most impressive legal works in the world; it was eventually put into effect on 1 January 1900. All of these codifications are, albeit with many amendments, still in effect today.
Year of the three emperors
On 9 March 1888, Wilhelm I died shortly before his 91st birthday, leaving his son Frederick III as the new emperor. Frederick was a liberal and an admirer of the British constitution, while his links to Britain strengthened further with his marriage to Princess Victoria, eldest child of Queen Victoria. With his ascent to the throne, many hoped that Frederick's reign would lead to a liberalization of the Reich and an increase of parliament's influence on the political process. The dismissal of Robert von Puttkamer, the highly conservative Prussian interior minister, on 8 June was a sign of the expected direction and a blow to Bismarck's administration.
By the time of his accession, however, Frederick had developed incurable laryngeal cancer, which had been diagnosed in 1887. He died on the 99th day of his rule, on 15 June 1888. His son Wilhelm II became emperor.
Wilhelmine era
Bismarck's resignation
Wilhelm II wanted to reassert his ruling prerogatives at a time when other monarchs in Europe were being transformed into constitutional figureheads. This decision led the ambitious Kaiser into conflict with Bismarck. The old chancellor had hoped to guide Wilhelm as he had guided his grandfather, but the emperor wanted to be the master in his own house and had many sycophants telling him that Frederick the Great would not have been great with a Bismarck at his side. A key difference between Wilhelm II and Bismarck was their approaches to handling political crises, especially in 1889, when German coal miners went on strike in Upper Silesia. Bismarck demanded that the German Army be sent in to crush the strike, but Wilhelm II rejected this authoritarian measure, responding "I do not wish to stain my reign with the blood of my subjects." Instead of condoning repression, Wilhelm had the government negotiate with a delegation from the coal miners, which brought the strike to an end without violence. The fractious relationship ended in March 1890, after Wilhelm II and Bismarck quarrelled, and the chancellor resigned days later. Bismarck's last few years had seen power slip from his hands as he grew older, more irritable, more authoritarian, and less focused.
With Bismarck's departure, Wilhelm II became the dominant ruler of Germany. Unlike his grandfather, Wilhelm I, who had been largely content to leave government affairs to the chancellor, Wilhelm II wanted to be fully informed and actively involved in running Germany, not an ornamental figurehead, although most Germans found his claims of divine right to rule amusing. Wilhelm allowed politician Walther Rathenau to tutor him in European economics and industrial and financial realities in Europe.
As Hull (2004) notes, Bismarckian foreign policy "was too sedate for the reckless Kaiser". Wilhelm became internationally notorious for his aggressive stance on foreign policy and his strategic blunders (such as the Tangier Crisis), which pushed the German Empire into growing political isolation and eventually helped to cause World War I.
Domestic affairs
Under Wilhelm II, Germany no longer had long-ruling strong chancellors like Bismarck. The new chancellors had difficulty in performing their roles, especially the additional role as Prime Minister of Prussia assigned to them in the German Constitution. The reforms of Chancellor Leo von Caprivi, which liberalized trade and so reduced unemployment, were supported by the Kaiser and most Germans except for Prussian landowners, who feared loss of land and power and launched several campaigns against the reforms.
While Prussian aristocrats challenged the demands of a united German state, in the 1890s several organizations were set up to challenge the authoritarian conservative Prussian militarism which was being imposed on the country. Educators opposed to the German state-run schools, which emphasized military education, set up their own independent liberal schools, which encouraged individuality and freedom. However nearly all the schools in Imperial Germany had a very high standard and kept abreast with modern developments in knowledge.
Artists began experimental art in opposition to Kaiser Wilhelm's support for traditional art, to which Wilhelm responded "art which transgresses the laws and limits laid down by me can no longer be called art". It was largely thanks to Wilhelm's influence that most printed material in Germany used blackletter instead of the Roman type used in the rest of Western Europe. At the same time, a new generation of cultural creators emerged.
From the 1890s onwards, the most effective opposition to the monarchy came from the newly formed Social Democratic Party of Germany (SPD), whose radicals advocated Marxism. The threat of the SPD to the German monarchy and industrialists caused the state both to crack down on the party's supporters and to implement its own programme of social reform to soothe discontent. Germany's large industries provided significant social welfare programmes and good care to their employees, as long as they were not identified as socialists or trade-union members. The larger industrial firms provided pensions, sickness benefits and even housing to their employees.
Having learned from the failure of Bismarck's Kulturkampf, Wilhelm II maintained good relations with the Roman Catholic Church and concentrated on opposing socialism. This policy failed when the Social Democrats won a third of the votes in the 1912 elections to the Reichstag, and became the largest political party in Germany. The government remained in the hands of a succession of conservative coalitions supported by right-wing liberals or Catholic clerics and heavily dependent on the Kaiser's favour. The rising militarism under Wilhelm II caused many Germans to emigrate to the U.S. and the British colonies to escape mandatory military service.
During World War I, the Kaiser increasingly devolved his powers to the leaders of the German High Command, particularly future President of Germany, Field Marshal Paul von Hindenburg and Generalquartiermeister Erich Ludendorff. Hindenburg took over the role of commander–in–chief from the Kaiser, while Ludendorff became de facto general chief of staff. By 1916, Germany was effectively a military dictatorship run by Hindenburg and Ludendorff, with the Kaiser reduced to a mere figurehead.
Foreign affairs
Colonialism
Wilhelm II wanted Germany to have her "place in the sun", like Britain, which he constantly wished to emulate or rival. With German traders and merchants already active worldwide, he encouraged colonial efforts in Africa and the Pacific ("new imperialism"), causing the German Empire to vie with other European powers for remaining "unclaimed" territories. With the encouragement or at least the acquiescence of Britain, which at this stage saw Germany as a counterweight to her old rival France, Germany acquired German Southwest Africa (modern Namibia), German Kamerun (modern Cameroon), Togoland (modern Togo) and German East Africa (modern Rwanda, Burundi, and the mainland part of current Tanzania). Islands were gained in the Pacific through purchase and treaties and also a 99-year lease for the territory of Kiautschou in northeast China. But of these German colonies only Togoland and German Samoa (after 1908) became self-sufficient and profitable; all the others required subsidies from the Berlin treasury for building infrastructure, school systems, hospitals and other institutions.
Bismarck had originally dismissed the agitation for colonies with contempt; he favoured a Eurocentric foreign policy, as the treaty arrangements made during his tenure in office show. As a latecomer to colonization, Germany repeatedly came into conflict with the established colonial powers and also with the United States, which opposed German attempts at colonial expansion in both the Caribbean and the Pacific. Native insurrections in German territories received prominent coverage in other countries, especially in Britain; the established powers had dealt with such uprisings decades earlier, often brutally, and had secured firm control of their colonies by then. The Boxer Rising in China, which the Chinese government eventually sponsored, began in the Shandong province, in part because Germany, as colonizer at Kiautschou, was an untested power and had only been active there for two years. Eight western nations, including the United States, mounted a joint relief force to rescue westerners caught up in the rebellion. During the departure ceremonies for the German contingent, Wilhelm II urged them to behave like the Hun invaders of continental Europe – an unfortunate remark that would later be resurrected by British propagandists to paint Germans as barbarians during World War I and World War II. On two occasions, a French-German conflict over the fate of Morocco seemed inevitable.
Upon acquiring Southwest Africa, German settlers were encouraged to cultivate land held by the Herero and Nama. Herero and Nama tribal lands were used for a variety of exploitative goals (much as the British did before in Rhodesia), including farming, ranching, and mining for minerals and diamonds. In 1904, the Herero and the Nama revolted against the colonists in Southwest Africa, killing farm families, their laborers and servants. In response to the attacks, troops were dispatched to quell the uprising which then resulted in the Herero and Namaqua Genocide. In total, some 65,000 Herero (80% of the total Herero population), and 10,000 Nama (50% of the total Nama population) perished. The commander of the punitive expedition, General Lothar von Trotha, was eventually relieved and reprimanded for his usurpation of orders and the cruelties he inflicted. These occurrences were sometimes referred to as "the first genocide of the 20th century" and officially condemned by the United Nations in 1985. In 2004 a formal apology by a government minister of the Federal Republic of Germany followed.
Middle East
Bismarck and Wilhelm II after him sought closer economic ties with the Ottoman Empire. Under Wilhelm II, with the financial backing of the Deutsche Bank, the Baghdad Railway was begun in 1900, although by 1914 it was still short of its destination in Baghdad. In an interview with Wilhelm in 1899, Cecil Rhodes had tried "to convince the Kaiser that the future of the German empire abroad lay in the Middle East" and not in Africa; with a grand Middle-Eastern empire, Germany could afford to allow Britain the unhindered completion of the Cape-to-Cairo railway that Rhodes favoured. Britain initially supported the Baghdad Railway; but by 1911 British statesmen came to fear it might be extended to Basra on the Persian Gulf, threatening Britain's naval supremacy in the Indian Ocean. Accordingly, they asked to have construction halted, to which Germany and the Ottoman Empire acquiesced.
South America
In South America, Germany's primary interest was in Argentina, Brazil, Chile, and Uruguay and viewed the countries of northern South America – Ecuador, Colombia, and Venezuela – as a buffer to protect its interest from the growing influence of the United States. Policymakers in Germany analysed the possibility of establishing bases in Margarita Island and showed interest in the Galápagos Islands but soon abandoned any such designs given that far-flung bases in northern South America would be very vulnerable. Germany attempted to promote Chile, a country that was heavily influenced by Germany, into a regional counterweight to the United States. Germany and Britain managed through Chile to have Ecuador deny the United States a naval base in the Galápagos Islands.
Claims that German communities in South America acted as extensions of the German Empire were ubiquituous by 1900 but it has never been proved that these communities acted in such way to any significant degree. German political, cultural and scientific influence was particularly intense in Chile in the decades before World War I, and the prestige of Germany and German things in Chile remained high after the war but did not recover to its pre-war levels.
Pre-war Europe
Berlin was deeply suspicious of a supposed conspiracy of its enemies: that year-by-year in the early 20th century it was systematically encircled by enemies. There was a growing fear that the supposed enemy coalition of Russia, France and Britain was getting stronger militarily every year, especially Russia. The longer Berlin waited the less likely it would prevail in a war. According to American historian Gordon A. Craig, it was after the set-back in Morocco in 1905 that the fear of encirclement began to be a potent factor in German politics." Few outside observers agreed with the notion of Germany as a victim of deliberate encirclement. English historian G. M. Trevelyan expressed the British viewpoint:The encirclement, such as it was, was of Germany's own making. She had encircled herself by alienating France over Alsace-Lorraine, Russia by her support of Austria-Hungary's anti--Slav policy in the Balkans, England by building her rival fleet. She had created with Austria-Hungary a military bloc in the heart of Europe so powerful and yet so restless that her neighbors on each side had no choice but either to become her vassals or to stand together for protection....They used their central position to create fear in all sides, in order to gain their diplomatic ends. And then they complained that on all sides they had been encircled.
Wilhelm II, under pressure from his new advisors after Bismarck left, committed a fatal error when he decided to allow the "Reinsurance Treaty" that Bismarck had negotiated with Tsarist Russia to lapse. It allowed Russia to make a new alliance with France. Germany was left with no firm ally but Austria-Hungary, and her support for action in annexing Bosnia and Herzegovina in 1908 further soured relations with Russia. Berlin missed the opportunity to secure an alliance with Britain in the 1890s when it was involved in colonial rivalries with France, and he alienated British statesmen further by openly supporting the Boers in the South African War and building a navy to rival Britain's. By 1911 Wilhelm had completely picked apart the careful power balance established by Bismarck and Britain turned to France in the Entente Cordiale. Germany's only other ally besides Austria was the Kingdom of Italy, but it remained an ally only pro forma. When war came, Italy saw more benefit in an alliance with Britain, France, and Russia, which, in the secret Treaty of London in 1915 promised it the frontier districts of Austria and also colonial concessions. Germany did acquire a second ally in 1914 when the Ottoman Empire entered the war on its side, but in the long run, supporting the Ottoman war effort only drained away German resources from the main fronts.
World War I
Origins
Following the assassination of the Austro-Hungarian Archduke of Franz Ferdinand by a Bosnian Serb, the Kaiser offered Emperor Franz Joseph full support for Austro-Hungarian plans to invade the Kingdom of Serbia, which Austria-Hungary blamed for the assassination. This unconditional support for Austria-Hungary was called a "blank cheque" by historians, including German Fritz Fischer. Subsequent interpretation – for example at the Versailles Peace Conference – was that this "blank cheque" licensed Austro-Hungarian aggression regardless of the diplomatic consequences, and thus Germany bore responsibility for starting the war, or at least provoking a wider conflict.
Germany began the war by targeting its chief rival, France. Germany saw France as its principal danger on the European continent as it could mobilize much faster than Russia and bordered Germany's industrial core in the Rhineland. Unlike Britain and Russia, the French entered the war mainly for revenge against Germany, in particular for France's loss of Alsace-Lorraine to Germany in 1871. The German high command knew that France would muster its forces to go into Alsace-Lorraine. Aside from the very unofficial Septemberprogramm, the Germans never stated a clear list of goals that they wanted out of the war.
Western Front
Germany did not want to risk lengthy battles along the Franco-German border and instead adopted the Schlieffen Plan, a military strategy designed to cripple France by invading Belgium and Luxembourg, sweeping down to encircle and crush both Paris and the French forces along the Franco-German border in a quick victory. After defeating France, Germany would turn to attack Russia. The plan required violating the official neutrality of Belgium and Luxembourg, which Britain had guaranteed by treaty. However, the Germans had calculated that Britain would enter the war regardless of whether they had formal justification to do so. At first the attack was successful: the German Army swept down from Belgium and Luxembourg and advanced on Paris, at the nearby river Marne. However, the evolution of weapons over the last century heavily favored defense over offense, especially thanks to the machine gun, so that it took proportionally more offensive force to overcome a defensive position. This resulted in the German lines on the offense contracting to keep up the offensive timetable while correspondingly the French lines were extending. In addition, some German units that were originally slotted for the German far-right were transferred to the Eastern Front in reaction to Russia mobilizing far faster than anticipated. The combined effect had the German right flank sweeping down in front of Paris instead of behind it exposing the German Right flank to the extending French lines and attack from strategic French reserves stationed in Paris. Attacking the exposed German right flank, the French Army and the British Army put up a strong resistance to the defense of Paris at the First Battle of the Marne, resulting in the German Army retreating to defensive positions along the river Aisne. A subsequent Race to the Sea resulted in a long-held stalemate between the German Army and the Allies in dug-in trench warfare positions from Alsace to Flanders.
German attempts to break through failed at the two battles of Ypres (1st/2nd) with huge casualties. A series of allied offensives in 1915 against German positions in Artois and Champagne resulted in huge allied casualties and little territorial change. German Chief of Staff Erich von Falkenhayn decided to exploit the defensive advantages that had shown themselves in the 1915 Allied offensives by attempting to goad France into attacking strong defensive positions near the ancient city of Verdun. Verdun had been one of the last cities to hold out against the German Army in 1870, and Falkenhayn predicted that as a matter of national pride the French would do anything to ensure that it was not taken. He expected that he could take strong defensive positions in the hills overlooking Verdun on the east bank of the River Meuse to threaten the city and the French would launch desperate attacks against these positions. He predicted that French losses would be greater than those of the Germans and that continued French commitment of troops to Verdun would "bleed the French Army white." In February 1916, the Battle of Verdun began, with the French positions under constant shelling and poison gas attack and taking large casualties under the assault of overwhelmingly large German forces. However, Falkenhayn's prediction of a greater ratio of French killed proved to be wrong as both sides took heavy casualties. Falkenhayn was replaced by Erich Ludendorff, and with no success in sight, the German Army pulled out of Verdun in December 1916 and the battle ended.
Eastern Front
While the Western Front was a stalemate for the German Army, the Eastern Front eventually proved to be a great success. Despite initial setbacks due to the unexpectedly rapid mobilisation of the Russian army, which resulted in a Russian invasion of East Prussia and Austrian Galicia, the badly organised and supplied Russian Army faltered and the German and Austro-Hungarian armies thereafter steadily advanced eastward. The Germans benefited from political instability in Russia and its population's desire to end the war. In 1917 the German government allowed Russia's communist Bolshevik leader Vladimir Lenin to travel through Germany from Switzerland into Russia. Germany believed that if Lenin could create further political unrest, Russia would no longer be able to continue its war with Germany, allowing the German Army to focus on the Western Front.
In March 1917, the Tsar was ousted from the Russian throne, and in November a Bolshevik government came to power under the leadership of Lenin. Facing political opposition from the Bolsheviks, he decided to end Russia's campaign against Germany, Austria-Hungary, the Ottoman Empire and Bulgaria to redirect Bolshevik energy to eliminating internal dissent. In March 1918, by the Treaty of Brest-Litovsk, the Bolshevik government gave Germany and the Ottoman Empire enormous territorial and economic concessions in exchange for an end to war on the Eastern Front. All of present-day Estonia, Latvia and Lithuania was given over to the German occupation authority Ober Ost, along with Belarus and Ukraine. Thus Germany had at last achieved its long-wanted dominance of "Mitteleuropa" (Central Europe) and could now focus fully on defeating the Allies on the Western Front. In practice, however, the forces that were needed to garrison and secure the new territories were a drain on the German war effort.
Colonies
Germany quickly lost almost all its colonies. However, in German East Africa, an impressive guerrilla campaign was waged by the colonial army leader there, General Paul Emil von Lettow-Vorbeck. Using Germans and native Askaris, Lettow-Vorbeck launched multiple guerrilla raids against British forces in Kenya and Rhodesia. He also invaded Portuguese Mozambique to gain his forces supplies and to pick up more Askari recruits. His force was still active at war's end.
1918
The defeat of Russia in 1917 enabled Germany to transfer hundreds of thousands of troops from the Eastern to the Western Front, giving it a numerical advantage over the Allies. By retraining the soldiers in new infiltration tactics, the Germans expected to unfreeze the battlefield and win a decisive victory before the army of the United States, which had now entered the war on the side of the Allies, arrived in strength. In what was known as the "kaiserschlacht", Germany converged their troops and delivered multiple blows that pushed back the allies. However, the repeated German offensives in the spring of 1918 all failed, as the Allies fell back and regrouped and the Germans lacked the reserves needed to consolidate their gains. Meanwhile, soldiers had become radicalised by the Russian Revolution and were less willing to continue fighting. The war effort sparked civil unrest in Germany, while the troops, who had been constantly in the field without relief, grew exhausted and lost all hope of victory. In the summer of 1918, the British Army was at its peak strength with as many as 4.5 million men on the western front and 4,000 tanks for the Hundred Days Offensive, the Americans arriving at the rate of 10,000 a day, Germany's allies facing collapse and the German Empire's manpower exhausted, it was only a matter of time before multiple Allied offensives destroyed the German army.
Home front
The concept of "total war" meant that supplies had to be redirected towards the armed forces and, with German commerce being stopped by the Allied naval blockade, German civilians were forced to live in increasingly meagre conditions. First food prices were controlled, then rationing was introduced. During the war about 750,000 German civilians died from malnutrition.
Towards the end of the war, conditions deteriorated rapidly on the home front, with severe food shortages reported in all urban areas. The causes included the transfer of many farmers and food workers into the military, combined with the overburdened railway system, shortages of coal, and the British blockade. The winter of 1916–1917 was known as the "turnip winter", because the people had to survive on a vegetable more commonly reserved for livestock, as a substitute for potatoes and meat, which were increasingly scarce. Thousands of soup kitchens were opened to feed the hungry, who grumbled that the farmers were keeping the food for themselves. Even the army had to cut the soldiers' rations. The morale of both civilians and soldiers continued to sink.
Spanish Flu Pandemic
The population of Germany was already suffering from outbreaks of disease due to malnutrition due to Allied blockade preventing food imports. Spanish flu arrived in Germany with returning troops. Around 287,000 people died of Spanish flu in Germany between 1918 and 1920.
Revolt and demise
Many Germans wanted an end to the war and increasing numbers began to associate with the political left, such as the Social Democratic Party and the more radical Independent Social Democratic Party, which demanded an end to the war. The entry of the U.S. into the war in April 1917 tipped the long-run balance of power even more in favour of the Allies.
The end of October 1918, in Kiel, in northern Germany, saw the beginning of the German Revolution of 1918–1919. Units of the German Navy refused to set sail for a last, large-scale operation in a war which they saw as good as lost, initiating the uprising. On 3 November, the revolt spread to other cities and states of the country, in many of which workers' and soldiers' councils were established. Meanwhile, Hindenburg and the senior generals lost confidence in the Kaiser and his government.
Bulgaria signed the Armistice of Salonica on 29 September 1918. The Ottoman Empire signed the Armistice of Mudros on 30 October 1918. Between 24 October and 3 November 1918, Italy defeated Austria-Hungary in the battle of Vittorio Veneto, which forced Austria-Hungary to sign the Armistice of Villa Giusti on 3 November 1918. So, in November 1918, with internal revolution, the Allies advancing toward Germany on the Western Front, Austria-Hungary falling apart from multiple ethnic tensions, its other allies out of the war and pressure from the German high command, the Kaiser and all German ruling kings, dukes, and princes abdicated, and German nobility was abolished. On 9 November, the Social Democrat Philipp Scheidemann proclaimed a republic. The new government led by the German Social Democrats called for and received an armistice on 11 November. It was succeeded by the Weimar Republic. Those opposed, including disaffected veterans, joined a diverse set of paramilitary and underground political groups such as the Freikorps, the Organisation Consul, and the Communists.
Constitution
The Empire's legislation was based on two organs, the Bundesrat and the Reichstag (parliament). There was universal male suffrage for the Reichstag; however, legislation would have to pass both houses. The Bundesrat contained representatives of the states.
Constituent states
Before unification, German territory (excluding Austria and Switzerland) was made up of 27 constituent states. These states consisted of kingdoms, grand duchies, duchies, principalities, free Hanseatic cities and one imperial territory. The free cities had a republican form of government on the state level, even though the Empire at large was constituted as a monarchy, and so were most of the states. Prussia was the largest of the constituent states, covering two-thirds of the empire's territory.
Several of these states had gained sovereignty following the dissolution of the Holy Roman Empire, and had been de facto sovereign from the mid-1600s onward. Others were created as sovereign states after the Congress of Vienna in 1815. Territories were not necessarily contiguous—many existed in several parts, as a result of historical acquisitions, or, in several cases, divisions of the ruling families. Some of the initially existing states, in particular Hanover, were abolished and annexed by Prussia as a result of the war of 1866.
Each component of the German Empire sent representatives to the Federal Council (Bundesrat) and, via single-member districts, the Imperial Diet (Reichstag). Relations between the Imperial centre and the Empire's components were somewhat fluid and were developed on an ongoing basis. The extent to which the German Emperor could, for example, intervene on occasions of disputed or unclear succession was much debated on occasion—for example in the inheritance crisis of the Lippe-Detmold.
Unusually for a federation and/or a nation-state, the German states maintained limited autonomy over foreign affairs and continued to exchange ambassadors and other diplomats (both with each other and directly with foreign nations) for the Empire's entire existence. Shortly after the Empire was proclaimed, Bismarck implemented a convention in which his sovereign would only send and receive envoys to and from other German states as the King of Prussia, while envoys from Berlin sent to foreign nations always received credentials from the monarch in his capacity as German Emperor. In this way, the Prussian foreign ministry was largely tasked with managing relations with the other German states while the Imperial foreign ministry managed Germany's external relations.
Map and table
Other maps
Language
About 92% of the population spoke German as their first language. The only minority language with a significant number of speakers (5.4%) was Polish (a figure that rises to over 6% when including the related Kashubian and Masurian languages).
The non-German Germanic languages (0.5%), like Danish, Dutch and Frisian, were located in the north and northwest of the empire, near the borders with Denmark, the Netherlands, Belgium, and Luxembourg. Low German was spoken throughout northern Germany and, though linguistically as distinct from High German (Hochdeutsch) as from Dutch and English, was considered "German", hence also its name. Danish and Frisian were spoken predominantly in the north of the Prussian province of Schleswig-Holstein and Dutch in the western border areas of Prussia (Hanover, Westphalia, and the Rhine Province).
Polish and other West Slavic languages (6.28%) were spoken chiefly in the east.
A few (0.5%) spoke French, the vast majority of these in the Reichsland Elsass-Lothringen where francophones formed 11.6% of the total population.
1900 census results
Linguistic maps
Religion
Generally, religious demographics of the early modern period hardly changed. Still, there were almost entirely Catholic areas (Lower and Upper Bavaria, northern Westphalia, Upper Silesia, etc.) and almost entirely Protestant areas (Schleswig-Holstein, Pomerania, Saxony, etc.). Confessional prejudices, especially towards mixed marriages, were still common. Bit by bit, through internal migration, religious blending was more and more common. In eastern territories, confession was almost uniquely perceived to be connected to one's ethnicity and the equation "Protestant = German, Catholic = Polish" was held to be valid. In areas affected by immigration in the Ruhr area and Westphalia, as well as in some large cities, religious landscape changed substantially. This was especially true in largely Catholic areas of Westphalia, which changed through Protestant immigration from the eastern provinces.
Politically, the confessional division of Germany had considerable consequences. In Catholic areas, the Centre Party had a big electorate. On the other hand, Social Democrats and Free Trade Unions usually received hardly any votes in the Catholic areas of the Ruhr. This began to change with the secularization arising in the last decades of the German Empire.
In Germany's overseas colonial empire, millions of subjects practiced various indigenous religions in addition to Christianity. Over two million Muslims also lived under German colonial rule, primarily in German East Africa.
Coat of arms
Legacy
The defeat and aftermath of the First World War and the penalties imposed by the Treaty of Versailles shaped the positive memory of the Empire, especially among Germans who distrusted and despised the Weimar Republic. Conservatives, liberals, socialists, nationalists, Catholics and Protestants all had their own interpretations, which led to a fractious political and social climate in Germany in the aftermath of the empire's collapse.
Under Bismarck, a united German state had finally been achieved, but it remained a Prussian-dominated state and did not include German Austria as Pan-German nationalists had desired. The influence of Prussian militarism, the Empire's colonial efforts and its vigorous, competitive industrial prowess all gained it the dislike and envy of other nations. The German Empire enacted a number of progressive reforms, such as Europe's first social welfare system and freedom of press. There was also a modern system for electing the federal parliament, the Reichstag, in which every adult man had one vote. This enabled the Socialists and the Catholic Centre Party to play considerable roles in the empire's political life despite the continued hostility of Prussian aristocrats.
The era of the German Empire is well remembered in Germany as one of great cultural and intellectual vigour. Thomas Mann published his novel Buddenbrooks in 1901. Theodor Mommsen received the Nobel prize for literature a year later for his Roman history. Painters like the groups Der Blaue Reiter and Die Brücke made a significant contribution to modern art. The AEG turbine factory in Berlin by Peter Behrens from 1909 was a milestone in classic modern architecture and an outstanding example of emerging functionalism. The social, economic, and scientific successes of this Gründerzeit, or founding epoch, have sometimes led the Wilhelmine era to be regarded as a golden age.
In the field of economics, the "Kaiserzeit" laid the foundation of Germany's status as one of the world's leading economic powers. The iron and coal industries of the Ruhr, the Saar and Upper Silesia especially contributed to that process. The first motorcar was built by Karl Benz in 1886. The enormous growth of industrial production and industrial potential also led to a rapid urbanisation of Germany, which turned the Germans into a nation of city dwellers. More than 5 million people left Germany for the United States during the 19th century.
Sonderweg
Many historians have emphasized the central importance of a German or "special path" (or "exceptionalism") as the root of Nazism and the German catastrophe in the 20th century. According to the historiography by Kocka (1988), the process of nation-building from above had very grievous long-term implications. In terms of parliamentary democracy, Parliament was kept weak, the parties were fragmented, and there was a high level of mutual distrust. The Nazis built on the illiberal, anti-pluralist elements of Weimar's political culture. The Junker elites (the large landowners in the east) and senior civil servants used their great power and influence well into the twentieth century to frustrate any movement toward democracy. They played an especially negative role in the crisis of 1930–1933. Bismarck's emphasis on military force amplified the voice of the officer corps, which combined advanced modernisation of military technology with reactionary politics. The rising upper-middle-class elites, in the business, financial and professional worlds, tended to accept the values of the old traditional elites. The German Empire was for Hans-Ulrich Wehler a strange mixture of highly successful capitalist industrialisation and socio-economic modernisation on the one hand, and of surviving pre-industrial institutions, power relations and traditional cultures on the other. Wehler argues that it produced a high degree of internal tension, which led on the one hand to the suppression of socialists, Catholics and reformers, and on the other hand to a highly aggressive foreign policy. For these reasons Fritz Fischer and his students emphasised Germany's primary guilt for causing the First World War.
Hans-Ulrich Wehler, a leader of the Bielefeld School of social history, places the origins of Germany's path to disaster in the 1860s–1870s, when economic modernisation took place, but political modernisation did not happen and the old Prussian rural elite remained in firm control of the army, diplomacy and the civil service. Traditional, aristocratic, premodern society battled an emerging capitalist, bourgeois, modernising society. Recognising the importance of modernising forces in industry and the economy and in the cultural realm, Wehler argues that reactionary traditionalism dominated the political hierarchy of power in Germany, as well as social mentalities and in class relations (). The catastrophic German politics between 1914 and 1945 are interpreted in terms of a delayed modernisation of its political structures. At the core of Wehler's interpretation is his treatment of "the middle class" and "revolution", each of which was instrumental in shaping the 20th century. Wehler's examination of Nazi rule is shaped by his concept of "charismatic domination", which focuses heavily on Hitler.
The historiographical concept of a German has had a turbulent history. 19th-century scholars who emphasised a separate German path to modernity saw it as a positive factor that differentiated Germany from the "western path" typified by Great Britain. They stressed the strong bureaucratic state, reforms initiated by Bismarck and other strong leaders, the Prussian service ethos, the high culture of philosophy and music, and Germany's pioneering of a social welfare state. In the 1950s, historians in West Germany argued that the led Germany to the disaster of 1933–1945. The special circumstances of German historical structures and experiences, were interpreted as preconditions that, while not directly causing National Socialism, did hamper the development of a liberal democracy and facilitate the rise of fascism. The paradigm has provided the impetus for at least three strands of research in German historiography: the "long 19th century", the history of the bourgeoisie, and comparisons with the West. After 1990, increased attention to cultural dimensions and to comparative and relational history moved German historiography to different topics, with much less attention paid to the . While some historians have abandoned the thesis, they have not provided a generally accepted alternative interpretation.
Military
The Empire of Germany had two armed forces:
the Imperial German Army, which included
the Imperial German Air Service, and
the Imperial German Navy
Territorial legacy
In addition to present-day Germany, large parts of what comprised the German Empire now belong to several other modern European countries.
See also
Economic history of Germany
Kingdom of Germany
List of German monarchs
List of German monarchs in 1918
References
Informational notes
Citations
Further reading
Barker, J. Ellis. Modern Germany; her political and economic problems, her foreign and domestic policy, her ambitions, and the causes of her success (1907)
Berghahn, Volker Rolf. Modern Germany: society, economy, and politics in the twentieth century (1987) ACLS E-book
Berghahn, Volker Rolf. Imperial Germany, 1871–1914: Economy, Society, Culture, and Politics (2nd ed. 2005)
Berghahn, Volker Rolf. "German Colonialism and Imperialism from Bismarck to Hitler". German Studies Review, vol. 40, no. 1 (2017) pp. 147–162 Online
Blackbourn, David. The Long Nineteenth Century: A History of Germany, 1780–1918 (1998) excerpt and text search
Blackbourn, David, and Geoff Eley. The Peculiarities of German History: Bourgeois Society and Politics in Nineteenth-Century Germany (1984)
Blanke, Richard. Prussian Poland in the German Empire (1981)
Brandenburg, Erich. From Bismarck to the World War: A History of German Foreign Policy 1870–1914 (1927) online free.
Carroll, E. Malcolm. Germany and the great powers, 1866–1914: A study in public opinion and foreign policy (1938); online at Questia ; 862pp; written for advanced students.
Cecil, Lamar. Wilhelm II: Prince and Emperor, 1859–1900 (1989) online edition ; vol2: Wilhelm II: Emperor and Exile, 1900–1941 (1996) online edition
Chickering, Roger. Imperial Germany and the Great War, 1914–1918 (2nd ed. 2004) excerpt and text search
Clark, Christopher. Iron Kingdom: The Rise and Downfall of Prussia, 1600–1947 (2006), the standard scholarly survey
Dawson, William Harbutt. The Evolution of Modern Germany (1908), 503 pages, covers 1871–1906 with focus on social and economic history and colonies
Dawson, William Harbutt. Bismarck and state socialism; an exposition of the social and economic legislation of Germany since 1870 (1890) 175 pages
Dawson, William Harbutt. Municipal life and government in Germany (1914); 507 pages, describes the workings of local government and bureaucracy
Dawson, William Harbutt. Germany and the Germans (1894) 387pp; politics and parties, Volume 2
Eyck, Erich. Bismarck and the German Empire (1964) excerpt and text search
Fischer, Fritz. From Kaiserreich to Third Reich: Elements of Continuity in German History, 1871–1945. (1986). .
Geiss, Imanuel. German Foreign Policy, 1871–1914 (1979) excerpt
Hewitson, Mark. "Germany and France before the First World War: a reassessment of Wilhelmine foreign policy." English Historical Review 115.462 (2000): 570–606; argues Germany had a growing sense of military superiority
Holborn, Hajo. A History of Modern Germany: 1840–1945 (1969), pp. 173–532
Hoyer, Katja. Blood and Iron: The Rise and Fall of the German Empire 1871-1918 (2021)
Jefferies, Mattew. Imperial Culture in Germany, 1871–1918. (Palgrave, 2003) .
Kennedy, Paul. The Rise of the Anglo-German Antagonism, 1860–1914 (2nd ed. 1988)
Koch, Hannsjoachim W. A constitutional history of Germany in the nineteenth and twentieth centuries (1984).
Kurlander, Eric. The Price of Exclusion: Ethnicity, National Identity, and the Decline of German Liberalism, 1898–1933 (2007).
Levy, Richard S. The Downfall of the Anti-Semitic Political Parties in Imperial Germany (Yale University Press, 1975).
Levy, Richard S. ed. Antisemitism: A historical encyclopedia of prejudice and persecution (2 vol Abc-clio, 2005).
Milward, Alan S. and S. B. Saul. The Development of the Economies of Continental Europe: 1850–1914 (1977) pp. 17–70.
Mombauer, Annika and Wilhelm Deist, eds. The Kaiser: New Research on Wilhelm II's Role in Imperial Germany (2003) online
Mommsen, Wolfgang. Imperial Germany 1867–1918: Politics, Culture, and Society in an Authoritarian State. (1995). .
Nipperdey, Thomas. Germany from Napoleon to Bismarck (1996) dense coverage of chief topics
Padfield, Peter. The Great Naval Race: Anglo-German Naval Rivalry 1900–1914 (2005)
Ragins, Sanford. Jewish Responses to Anti-Semitism in Germany, 1870–1914: A Study in the History of Ideas (ISD, 1980).
Retallack, James. Germany in the Age of Kaiser Wilhelm II, (1996) .
Retallack, James. Imperial Germany 1871–1918 (2008)
Rich, Norman. "The Question of National Interest in Imperial German Foreign Policy: Bismarck, William II, and the Road to World War I." Naval War College Review (1973) 26#1: 28-41. online
Ritter, Gerhard. The Sword and the Scepter; the Problem of Militarism in Germany. (4 vol University of Miami Press 1969–1973)
Richie, Alexandra. Faust's Metropolis: A History of Berlin (1998), 1139 pages, pp. 188–233
Sagarra, Eda. A Social History of Germany, 1648–1914 (1977) online
Scheck, Raffael. "Lecture Notes, Germany and Europe, 1871–1945" (2008), a brief textbook by a leading scholar
Schollgen, Gregor. Escape into War? The Foreign Policy of Imperial Germany. (Berg, 1990) .
Smith, Helmut Walser, ed. The Oxford Handbook of Modern German History (2011), 862 pp; 35 essays by specialists; Germany since 1760 excerpt
Smith, Woodruff D. The German Colonial Empire (1978
Sperber, Jonathan. The Kaiser's Voters: Electors and Elections in Imperial Germany (1997) online review
Stern, Fritz. Gold and Iron: Bismarck, Bleichroder, and the Building of the German Empire (1979) Bismarck worked closely with this leading banker and financier excerpt and text search
Steinberg, Jonathan. Bismarck: A Life (2011), a recent scholarly biography; emphasis on Bismarck's personality
Steinmetz, George (2007) The Devil's Handwriting: Precoloniality and the German Colonial State in Qingdao, Samoa, and Southwest Africa. Chicago: University of Chicago Press.
Taylor, A.J.P. Bismarck: The Man and the Statesman (1967) online edition
Wehler, Hans-Ulrich. The German Empire, 1871–1918. (Berg, 1985).
Wildenthal, Lora. German Women for Empire, 1884–1945 (2001)
Historiography
Berghahn, Volker Rolf. "Structure and Agency in Wilhelmine Germany: The history of the German Empire, Past, present and Future," in Annika Mombauer and Wilhelm Deist, eds. The Kaiser: New Research on Wilhelm II's Role in Imperial Germany (2003) pp. 281–293, historiography
Chickering, Roger, ed. Imperial Germany: A Historiographical Companion (1996), 552pp; 18 essays by specialists
Dickinson, Edward Ross. "The German Empire: an Empire?" History Workshop Journal Issue 66, (Autumn 2008) online in Project MUSE, with guide to recent scholarship
Jefferies, Matthew. Contesting the German Empire 1871–1918 (2008) excerpt and text search
Müller, Sven Oliver, and Cornelius Torp, ed. Imperial Germany Revisited: Continuing Debates and New Perspectives (2011)
Reagin, Nancy R. "Recent Work on German National Identity: Regional? Imperial? Gendered? Imaginary?" Central European History (2004) v 37, pp. 273–289
Primary sources
Dawson, William Harbutt. Germany at Home (1908) 275 pp; popular description of social life in villages and cities
Vizetelly, Henry. Berlin Under the New Empire: Its Institutions, Inhabitants, Industry, Monuments, Museums, Social Life, Manners, and Amusements (2 vol. London, 1879) Volume 2
External links
Ravenstein's Atlas of the German Empire , Library.wis.edu
Administrative subdivision and census results (1900/1910), Gemeindeverzeichnis.de
German Reich map of states 1913 (300 dpi)
Dissemination of the German Language 1913 (map, 300 dpi)
Dissemination of the main foreign mother tongues in the German Reich 1913 (map, 300 dpi)
Former empires
Former monarchies of Europe
Former monarchies
Modern history of Germany
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1910s in Germany
Germanic empires
States and territories established in 1871
States and territories disestablished in 1918
19th century in Germany
20th century in Germany by period |
12684 | https://en.wikipedia.org/wiki/Grand%20jury | Grand jury | A grand jury is a jury—a group of citizens—empowered by law to conduct legal proceedings, investigate potential criminal conduct, and determine whether criminal charges should be brought. A grand jury may subpoena physical evidence or a person to testify. A grand jury is separate from the courts, which do not preside over its functioning.
Originating in England during the Middle Ages, grand juries are only retained in two countries, the United States and Liberia. Other common law jurisdictions formerly employed them, and most others now employ a different procedure that does not involve a jury: a preliminary hearing. Grand juries perform both accusatory and investigatory functions. The investigatory functions of grand juries include obtaining and reviewing documents and other evidence, and hearing sworn testimonies of witnesses who appear before it; the accusatory function determines whether there is probable cause to believe that one or more persons committed a particular offense within the venue of a district court.
In Ireland, they also functioned as local government authorities. In Japan, the Law of July 12, 1948, created the Kensatsu Shinsakai (Prosecutorial Review Commission or PRC system), inspired by the American system.
The grand jury is so named because traditionally it has more jurors than a trial jury, sometimes called a petit jury (from the French word petit meaning "small"). A grand jury in the United States is usually composed of 16 to 23 citizens, though in Virginia it has fewer members for regular or special grand juries.
Purpose
The function of a grand jury is to accuse persons who may be guilty of a crime, but the institution is also a shield against unfounded and oppressive prosecution. It is a means for lay citizens, representative of the community, to participate in the administration of justice. It can also make presentments on crime and maladministration in its area. Traditionally, a grand jury numbers 23 members.
The mode of accusation is by a written statement of two types:
in solemn form (indictment) describing the offense with proper accompaniments of time and circumstances, and certainty of act and person, or
by a less formal mode, which is usually the spontaneous act of the grand jury, called presentment.
No indictment or presentment can be made except by concurrence of at least twelve of the jurors. The grand jury may accuse upon their own knowledge, but it is generally done upon the testimony of witnesses under oath and other evidence heard before them. Grand jury proceedings are, in the first instance, at the instigation of the government or other prosecutors, and ex parte and in secret deliberation. The accused has no knowledge nor right to interfere with their proceedings.
If they find the accusation true, which is usually drawn up in form by the prosecutor or an officer of the court, they write upon the indictment the words "a true bill" which is signed by the foreperson of the grand jury and presented to the court publicly in the presence of all the jurors. If the indictment is not proven to the satisfaction of the grand jury, the word ignoramus or "not a true bill" is written upon it by the grand jury, or by their foreman and then said to be ignored, and the accusation is dismissed as unfounded. (The potential defendant is said to have been "no-billed" by the grand jury.) If the grand jury returns an indictment as a true bill ("billa vera"), the indictment is said to be founded and the party to stand indicted and required to be put on trial.
Origins
The first instance of a grand jury can be traced back to the Assize of Clarendon in 1166, an Act of Henry II of England. Henry's chief impact on the development of the English monarchy was to increase the jurisdiction of the royal courts at the expense of the feudal courts. Itinerant justices on regular circuits were sent out once each year to enforce the "King's Peace". To make this system of royal criminal justice more effective, Henry employed the method of inquest used by William the Conqueror in the Domesday Book. In each shire, a body of important men were sworn (juré) to report to the sheriff all crimes committed since the last session of the circuit court. Thus originated the more recent grand jury that presents information for an indictment. The grand jury was later recognized by King John in Magna Carta in 1215 on demand of the nobility.
The grand jury can be said to have "celebrated" its 800th birthday in 2015, because a precursor to the grand jury is defined in Article 61, the longest of the 63 articles of Magna Carta, also called Magna Carta Libertatum (Latin: "the Great Charter of Liberties") executed on 15 June 1215 by King John and by the Barons. The document was primarily composed by the Archbishop of Canterbury, Stephen Langton (1150–1228). He and Cardinal Hugo de Sancto Caro developed schemas for the division of the Bible into chapters and it is the system of Archbishop Langton which prevailed. He was a Bible scholar, and the concept of the grand jury may possibly derive from Deuteronomy 25:1: "If there be a controversy between men, and they come unto judgment, that the judges may judge them; then they shall justify the righteous, and condemn the wicked." (King James Version) Thus the grand jury has been described as the "Shield and the Sword" of the People: as a "Shield for the People" from abusive indictments of the government- or malicious indictments of individuals- and as the "Sword of the People" to cut away crime by any private individual; or to cut away crime by any public servant, whether in the judicial, executive, or legislative branches.
Notable cases
On 2 July 1681, a popular statesman, Anthony Ashley Cooper, 1st Earl of Shaftesbury was arrested on suspicion of high treason and committed to the Tower of London. He immediately petitioned the Old Bailey on a writ of habeas corpus, but the Old Bailey said it did not have jurisdiction over prisoners in the Tower of London, so Cooper had to wait for the next session of the Court of King's Bench. Cooper moved for a writ of habeas corpus on 24 October 1681, and his case finally came before a grand jury on 24 November 1681.
The government's case against Cooper was particularly weak – the government admitted that most of the witnesses brought against Cooper had already perjured themselves, and the documentary evidence was inconclusive, and the jury was handpicked by the Whig Sheriff of London. For these reasons the government had little chance of securing a conviction, and on 13 February 1682, the case was dropped when the grand jury issued an ignoramus bill (a finding of deficient evidence), rather than comply with the king's intent of a true bill (a grand jury indictment).
The grand jury's theoretical function against abuse of executive power was seen during the Watergate crisis in America, in United States v. Nixon, the U.S. Supreme Court ruled eight-to-zero on 23 July 1974 (Justice William Rehnquist who had been appointed by Nixon recused himself from the case) that executive privilege applied only to the co-equal branches, the legislative and judicial, not to grand jury subpoenas, thus implying a grand jury constituted protections equaled to a "fourth branch of government". The second Watergate grand jury indicted seven lawyers in the White House, including former Attorney General John Mitchell, and named President Nixon as a "secret, un-indicted, co-conspirator". Despite evading impeachment by resigning from office, Nixon was still required to testify before a grand jury.
Similarly, in 1998, President Clinton became the first sitting president required to testify before a grand jury as the subject of an investigation by the Office of Independent Counsel. The testimony came after a four-year investigation into Clinton and his wife Hillary's alleged involvement in several scandals including Whitewater and the Rose Law Firm. Revelations from the investigation sparked a battle in Congress over whether or not to impeach Clinton.
By jurisdiction
England and Wales
The sheriff of every county was required to return to every quarter sessions and assizes (or more precisely the commission of oyer and terminer and of gaol delivery), 24 men of the county "to inquire into, present, do and execute all those things which, on the part of our Lord the King (or our Lady the Queen), shall then be commanded them". Grand jurors at the assizes or at the borough quarter sessions did not have property qualifications; but, at the county quarter sessions, they had the same property qualification as petty jurors. However, at the assizes, the grand jury generally consisted of gentlemen of high standing in the county.
After the court was opened by the crier making proclamation, the names of those summoned to the grand jury were called and they were sworn. They numbered at least 14 and not more than 23. The person presiding (the judge at the assizes, the chairman at the county sessions, the recorder at the borough sessions) gave the charge to the grand jury, i.e. he directed their attention to points in the various cases about to be considered which required explanation.
The charge having been delivered, the grand jury withdrew to their own room, having received the bills of indictment. The witnesses whose names were endorsed on each bill were sworn as they came to be examined, in the grand jury room, the oath being administered by the foreman, who wrote his initials against the name of the witness on the back of the bill. Only the witnesses for the prosecution were examined, as the function of the grand jury was merely to inquire whether there was sufficient ground to put the accused on trial. If the majority of them (and at least 12) thought that the evidence so adduced made out a sufficient case, the words "a true bill" were endorsed on the back of the bill. If they were of the opposite opinion, the phrase "not a true bill", or the single Latin word ignoramus ("we do not know" or "we are ignorant (of)"), was endorsed instead and the bill was said to be "ignored" or thrown out. They could find a true bill as to the charge in one count, and ignore that in another; or as to one defendant and not as to another; but they could not, like a petty jury, return a special or conditional finding, or select part of a count as true and reject the other part. When some bills were "found", some of the jurors came out and handed the bills to the clerk of arraigns (in assizes) or clerk of the peace, who announced to the court the name of the prisoner, the charge, and the endorsements of the grand jury. They then retired and considered other bills until all were disposed of; after which they were discharged by the judge, chairman, or recorder.
If a bill was thrown out, although it could not again be referred to the grand jury during the same assizes or sessions, it could be preferred at subsequent assizes or sessions, but not in respect of the same offense if a petty jury had returned a verdict.
Ordinarily, bills of indictment were preferred after there had been an examination before the magistrates. But this need not always take place. With certain exceptions, any person would prefer a bill of indictment against another before the grand jury without any previous inquiry into the truth of the accusation before a magistrate. This right was at one time universal and was often abused. A substantial check was put on this abuse by the Vexatious Indictments Act 1859. This Act provided that for certain offences which it listed (perjury, libel, etc.), the person presenting such an indictment must be bound by recognizance to prosecute or give evidence against the accused, or alternatively had judicial permission (as specified) so to do.
If an indictment was found in the absence of the accused, and he/she was not in custody and had not been bound over to appear at assizes or sessions, then process was issued to bring that person into court, as it is contrary to the English law to "try" an indictment in the absence of the accused.
The grand jury's functions were gradually made redundant by the development of committal proceedings in magistrates' courts from 1848 onward when the (three) Jervis Acts, such as the Justices Protection Act 1848, codified and greatly expanded the functions of magistrates in pre-trial proceedings; these proceedings developed into almost a repeat of the trial itself. In 1933 the grand jury ceased to function in England, under the Administration of Justice (Miscellaneous Provisions) Act 1933 and was entirely abolished in 1948, when a clause from 1933 saving grand juries for offences relating to officials abroad was repealed by the Criminal Justice Act 1948.
Scotland
The grand jury was introduced in Scotland, solely for high treason, a year after the union with England, by the Treason Act 1708, an Act of the Parliament of Great Britain. Section III of the Act required the Scottish courts to try cases of treason and misprision of treason according to English rules of procedure and evidence. This rule was repealed in 1945.
The first Scottish grand jury under this Act met at Edinburgh on 10 October 1748 to take cognisance of the charges against such rebels as had not surrendered, following the Jacobite rising of 1745.
An account of its first use in Scotland illustrates the institution's characteristics. It consisted of 23 good and lawful men, chosen out of 48 who were summoned: 24 from the county of Edinburgh (Midlothian), 12 from Haddington (East Lothian) and 12 from Linlithgow (West Lothian). The court consisted of three judges from the High Court of Justiciary (Scotland's highest criminal court), of whom Tinwald (Justice Clerk) was elected preses (presiding member). Subpoenas under the seal of the court and signed by the clerk were executed on a great number of persons in different shires, requiring them to appear as witnesses under the penalty of £100 each. The preses named Sir John Inglis of Cramond as Foreman of the Grand Jury, who was sworn first in the English manner by kissing the book; the others followed three at a time; after which Lord Tinwald, addressing the jurors, informed them that the power His Majesty's advocate possessed before the union, of prosecuting any person for high treason, who appeared guilty on a precognition taken of the facts, being now done away, power was lodged with them, a grand jury, 12 of whom behoved to concur before a true bill could be found. An indictment was then preferred in court and the witnesses endorsed on it were called over and sworn; on which the jury retired to the exchequer chambers and the witnesses were conducted to a room near it, whence they were called to be examined separately. Two solicitors for the crown were present at the examination but no one else; and after they had finished and the sense of the jury was collected, the indictment was returned a "true bill", if the charges were found proved, or "ignoramus" if doubtful. The proceedings continued for a week, in which time, out of 55 bills, 42 were sustained and 13 dismissed.
Further Acts of Parliament in the 19th century regarding treason did not specify this special procedure and the Grand Jury was used no longer.
Ireland
In Ireland, grand juries were active from the Middle Ages during the Lordship of Ireland in parts of the island under the control of the English government (The Pale), that was followed by the Kingdom of Ireland. They mainly functioned as local government authorities at the county level. The system was so-called as the grand jurors had to present their public works proposals and budgets in court for official sanction by a judge. Grand jurors were usually the largest local payers of rates, and therefore tended to be the larger landlords, and on retiring they selected new members from the same background.
Distinct from their public works function, as property owners they also were qualified to sit on criminal juries hearing trials by jury, as well as having a pre-trial judicial function for serious criminal cases. Many of them also sat as magistrates judging the less serious cases.
They were usually wealthy "country gentlemen" (i.e. landowners, landed gentry, farmers and merchants):
From 1691 to 1793, Dissenters and Roman Catholics were excluded from membership. The concentration of power and wealth in a few families caused resentment over time. The whole local government system started to become more representative from the passing of the Municipal Corporations (Ireland) Act 1840. The growing divergence of opinions can be seen in the House of Commons debate on 8 March 1861 led by Isaac Butt. Grand juries were eventually replaced by democratically elected County Councils by the Local Government (Ireland) Act 1898, as regards their administrative functions.
After the formation of Irish Free State in 1922, grand juries were not required, but they persisted in Northern Ireland until abolished by the Grand Jury (Abolition) Act of the Parliament of Northern Ireland in 1969.
United States
The Fifth Amendment to the Constitution of the United States reads, "No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a grand jury..."
In the early decades of the United States, grand juries played a major role in public matters. During that period counties followed the traditional practice of requiring all decisions be made by at least 12 of the grand jurors, (e.g., for a 23-person grand jury, 12 people would constitute a bare majority). Any citizen could bring a matter before a grand jury directly, from a public work that needed repair, to the delinquent conduct of a public official, to a complaint of a crime, and grand juries could conduct their own investigations.
In that era most criminal prosecutions were conducted by private parties, either a law enforcement officer, a lawyer hired by a crime victim or his family, or even by laymen. A layman could bring a bill of indictment to the grand jury; if the grand jury found that there was sufficient evidence for a trial, that the act was a crime under law, and that the court had jurisdiction, it would return the indictment to the complainant. The grand jury would then appoint the complaining party to exercise essentially the same authority as a state attorney general has, that is, a general power of attorney to represent the state in the case.
The grand jury served to screen out incompetent or malicious prosecutions. The advent of official public prosecutors in the later decades of the 19th century largely displaced private prosecutions.
While all states currently have provisions for grand juries, today approximately half of the states employ them and 22 require their use, to varying extents. The constitution of Pennsylvania required, between 1874 and 1968, that a grand jury indict all felonies. Six states (Oklahoma, Nebraska, New Mexico, North Dakota, Nevada, and Kansas) allow citizens to circulate a petition in order to impanel a grand jury.
An American federal grand jury has from 16 to 23 jurors, with twelve votes required to return an indictment. All grand jury proceedings are conducted behind closed doors, without a presiding judge. The prosecutors are tasked with arranging for the appearance of witnesses, as well as drafting the order in which they are called, and take part in the questioning of witnesses. The targets of the grand jury or their lawyers have no right to appear before a grand jury unless they are invited, nor do they have a right to present exculpatory evidence. Possibly as a result, there is a running joke in the legal profession that a grand jury could "indict a ham sandwich" if the prosecutor asked. Some sources state the joke originated from a quote by Sol Wachtler in 1985, but it is found in a newspaper article from 1979, attributed to an unnamed "Rochester defense lawyer".
Canada
Grand juries were once common across Canada. The institution of British civil government in 1749 at Nova Scotia brought the judicature system peculiar to that form, and the grand jury was inherent to it. A similar form derived in Quebec from the promise of the Royal Proclamation of 1763 that a faithful copy of Laws of England would be instituted in the North American possessions of the Crown. Archival records are found that document the presentments of a grand jury in Quebec as early as 16 October 1764. One of the chief complaints was related to the jury trial, and the use of language. The desire for English law was a driver for the division in 1791 of Quebec, as it was then known, at the Ottawa river into Upper Canada and Lower Canada, as each of the two groups (French and English) desired to maintain their traditions. In point of fact, the second law passed in Upper Canada relates to (petit) jury trial. This was continued so that Chapter 31 of the 1859 Consolidated Statutes of Upper Canada specifies the constitution of Grand and Petit Juries in the province (now known as Ontario). The colony at St. John's Island, ceded by France in 1763, and separated on 30 May 1769 from Nova Scotia, became Prince Edward Island on 29 November 1798. Prince Edward Island derived its grand jury from its administrative parent between 1763 and 1769, Nova Scotia, as did Sunbury County when it was split off in 1784 to become the Colony of New Brunswick. The Colony of British Columbia, when it was formed on 2 August 1858, instituted a grand jury, along with the Colony of the Queen Charlotte Islands (1853–1863) and the Colony of Vancouver Island (1848–1866) when the latter were absorbed by the former.
Old courthouses with the two jury boxes necessary to accommodate the 24 jurors of a grand jury can still be seen. The grand jury would evaluate charges and return what was called a "true bill (of indictment)" if the charges were to proceed. or a verdict of nolle prosequi if not. The practice gradually disappeared in Canada over the course of the twentieth century, after being the subject of extended discussions late in the 19th. It was ultimately abolished in 1984 when the Nova Scotia courts formally ended the practice. Prince Edward Island maintained a grand jury as recently as 1871.
Australia
The grand jury existed in New South Wales for a short period in the 1820s. The New South Wales Act 1823 (UK) enabled the establishment of quarter sessions, as a subsidiary court structure below that of the Supreme Court. Francis Forbes, Chief Justice, reasoned that this entailed the creation of quarter sessions as they existed in England. Thus, inadvertently, trial by jury and indictment by grand jury were introduced, but only for these subsidiary courts. Grand juries met in Sydney, Parramatta, Windsor and other places. This democratic method of trial proved very popular, but was resented by conservatives. Eventually, conservative elements in the colony were successful in having these innovations suppressed by the Australian Courts Act 1828 (UK). George Forbes, a member of the Legislative Council, unsuccessfully moved for the reintroduction of grand juries in 1858, but this was thwarted by the Attorney-General and the Chief Justice.
In South Australia and Western Australia, grand juries existed for longer periods of time. In South Australia, the first grand jury sat on 13 May 1837, but they were abolished in 1852. In Western Australia, by the Grand Jury Abolition Act Amendment Act 1883 (WA), grand juries were abolished (section 4: A Grand Jury shall not be summoned for the Supreme Court of Western Australia, nor for any General Quarter Sessions for the said Colony). This 1883 abolition Act was itself abolished by the Criminal Procedure and Appeals (Consequential and Other Provisions) Act 2004 (section 5: The Grand Jury Abolition Act Amendment Act 1883 is repealed).
The Australian state of Victoria maintained, until 2009, provisions for a grand jury in the Crimes Act 1958 under section 354 indictments, which had been used on rare occasions by individuals to bring other persons to court seeking them to be committed for trial on indictable offences. Grand juries were introduced by the Judicature Act 1874 and have been used on a very limited number of occasions. Their function in Victoria particularly relates to alleged offences either by bodies corporate or where magistrates have aborted the prosecution.
New Zealand
New Zealand abolished the grand jury in 1961.
Cape Colony
Trial by jury was introduced in the Cape Colony by Richard Bourke, Lieutenant Governor and acting Governor of the colony between 1826 and 1828. The acting Governor, who was later influential in the establishment of jury trial in New South Wales, obtained the consent of the Secretary of State for the Colonies in August 1827 and the first Charter of Justice was issued on 24 August 1827.
Jury trial was brought into practical operation in 1828 and the 1831 Ordinance 84 laid down that criminal cases would be heard by a panel of nine, selected from males aged between 21 and 60, owning or renting property to a value of £1.17s (37 shillings) per annum or having liability for taxes of 30 shillings in Cape Town and 20 shillings outside the town. Black (i.e. non-white) jurors were not entirely excluded and sat occasionally. This is not to imply, however, that juries did not operate in an oppressive manner towards the Black African and Asian residents of the Cape, whose participation in the jury lists was, in any event, severely limited by the property qualification. The property qualification was amended in 1831 and 1861 and, experimentally, a grand jury came into operation.
The grand jury was established for Cape Town alone. It met quarterly. In 1842 it was recorded that it served a district of 50,000 inhabitants and in one quarterly session there were six presentments (1 homicide, 2 assaults, 1 robbery, 1 theft, 1 fraud).
As elsewhere, the judge could use his charge to the grand jury to bring matters of concern to him to the attention of the public and the government. In May 1879 Mr. Justice Fitzpatrick, returning from circuit in the northern and western parts of Cape Colony, gave a charge to the grand jury at the Criminal Sessions at Cape Town, in which, after congratulating them upon the lightness of the calendar, he observed there were indications in the country of a growing mutual bad feeling between the races, etc. This was reported in the Cape Argus and was a subject of a question to the government in the House of Commons in London.
The grand jury continued in operation until 1885, by which time the Cape was under responsible government, when it was abolished by Act 17 of 1885 of the Cape Parliament.
France
Grand juries were established in France in 1791 under the name jury d'accusation, but they were abolished with the introduction of the Code of Criminal Instruction in 1808.
The jury law of 1791 created an eight-man jury d'accusation in each arrondissement (a subdivision of the departement) and a 12-man jury de jugement in each departement. In each arrondissement the procureur-syndic drew up a list of 30 jurors from the electoral roll every three months for the jury d'accusation. There was no public prosecutor or juge d'instruction. Instead the police or private citizens could bring a complaint to the Justice of the Peace established in each canton (a subdivision of the arrondissement). This magistrate interrogated the accused to determine whether grounds for prosecution existed and if so sent the case to the directeur du jury (the director of the jury d'accusation), who was one of the arrondissement's civil court judges, and who served in the post for six months on a rotating basis. He decided whether to dismiss the charges or, if not, whether the case was a délit (misdemeanour) or a crime (felony, i.e. imprisonable for 2 years or more). Délits went to the tribunal de police correctionnelle of the arrondissement, while for crimes the directeur de jury convoked the jury d'accusation of the arrondissement, in order to get an indictment. The directeur du jury drew up the bill of indictment (acte d'accusation) summarising the charges to be presented to the jury d'accusation. The directeur made a presentation to the jury in the absence of the accused and the jury heard the witnesses. The jury then decided by majority vote whether there were sufficient grounds for the case to go to the tribunal criminel of the departement. Between 1792 and 1795 there was no property qualification for jurors.
The functions of the jury d’accusation were prescribed in the law of 1791 passed by the Constituent Assembly and were maintained and re-enacted in the Code des Délits et des Peines of 3 Brumaire, Year 4 (25 October 1795) and this was the operative law until it was abolished in 1808. Special juries and special grand juries were originally defined in law, for cases thought to require more qualified jurors, but these were abolished in Year 8 (1799).
Belgium
From 1795 to 1808 grand juries also operated in Belgium, which was divided into French departements in October 1795.
Japan
After World War II, under the influence of the Allies, Japan passed the Prosecutorial Review Commission Law on July 12, 1948, which created the Kensatsu Shinsakai (or Prosecutorial Review Commission (PRC) system), a figure analogue to the grand jury system. However, until 2009 the PCR's recommendations were not binding, and were only regarded as advisory. Additionally, a survey conducted by the Japanese Cabinet Office in October 1990 showed that 68. 8% of surveyed Japanese citizens were not familiar with the PRC system. On May 21, 2009, the Japanese government introduced new legislation which would make the PRC's decisions binding. A PRC is made up of 11 randomly selected citizens, is appointed to a six-month term, and its primary purpose is examining cases prosecutors have chosen not to continue prosecuting. It has therefore been perceived as a way to combat misfeasance in public officials.
From 1945 to 1972 Okinawa was under American administration. Grand jury proceedings were held in the territory from 1963 until 1972. By an ordinance of the civil administration of the Ryukyu Islands promulgated in 1963, grand jury indictment and petit jury trial were assured for criminal defendants in the civil administration courts. This ordinance reflected the concern of the U.S. Supreme Court that U.S. civilians tried for crimes abroad under tribunals of U.S. provenance should not be shorn of the protections of the U.S. Bill of Rights. Indeed, the District Court in Washington twice held that the absence of the jury system in the civil administration courts in Okinawa invalidated criminal convictions.
Liberia
By article 21 of the Constitution of Liberia, 'No person shall be held to answer for a capital or infamous crime except in cases of impeachment, cases arising in the Armed Forces and petty offenses, unless upon indictment by a Grand Jury". For example, the national Port Authority's managing director was indicted by the Monteserrado County Grand Jury in July 2015, on charges of economic sabotage, theft of property and criminal conspiracy.
Grand juries in Liberia date from the time of the original constitution in 1847.
Sierra Leone
Under the administration of the Sierra Leone Company, which began in 1792, the Governor and Council or any two members thereof, being also justices of the peace, held quarter sessions for the trial of offences committed within the colony. The process for indictment etc. was the same as the practice in England or as near as possible thereto. To effect this, they were empowered to issue their warrant or precept to the Sheriff, commanding him to summon a grand jury to sit at the court of quarter sessions. Grand juries continued in operation after the transfer to the colony to the Crown in 1807.
Governor Kennedy (1852–1854) was concerned that jurors were frustrating government policy by being biased in certain cases; in particular he felt that liberated Africans on the grand jury would never convict another liberated African on charges of owning or importing slaves. He promulgated the Ordinance of 29 November 1853 which abolished the grand jury. Opposition was immediately mounted in Freetown. A public meeting launched a petition with 550 names to the Colonial Secretary in London, and the opposition declared that the Kennedy ordinance was a reproach upon the loyalty of the community. Grand juries have been considered one colonial body representative of local opinion and the Colonial Secretary's support for Kennedy upholding the abolition inspired a round of agitation for a local voice in government decision-making.
See also
Blue-ribbon committee
Civil grand jury
Examining magistrate, which has a similar function (but works differently) in countries using the inquisitorial system
Immunity from prosecution
Inquests in England and Wales
Notes
References
External links
Grand juror handbooks from the court system
U.S. Federal Grand Jury Handbook (PDF)
Handbook for Hennepin County (Minnesota) Grand Jurors (PDF)
Courts by type
Criminal procedure
Juries
History of local government in Ireland
Local government |
12686 | https://en.wikipedia.org/wiki/Overview%20of%20gun%20laws%20by%20nation | Overview of gun laws by nation | Gun laws and policies (collectively referred to as firearms regulation or gun control) regulate the manufacture, sale, transfer, possession, modification and use of small arms by civilians.
Laws of some countries may afford civilians a right to keep and bear arms, and have more liberal gun laws than neighboring jurisdictions. Countries that regulate access to firearms will typically restrict access to certain categories of firearms and then restrict the categories of persons who may be granted a license for access to such firearms. There may be separate licenses for hunting, sport shooting ( target shooting), self-defense, collecting, and concealed carry, with different sets of requirements, permissions, and responsibilities.
Gun laws are often enacted with the intention of reducing the use of small arms in criminal activity, specifying weapons perceived as being capable of inflicting the greatest damage and those most easily concealed, such as handguns and other short-barreled weapons. Persons restricted from legal access to firearms may include those below a certain age or having a criminal record. Firearm licenses may be denied to those felt most at risk of harming themselves or others, such as persons with a history of domestic violence, alcohol use disorder or substance use disorder, mental illness, depression, or attempted suicide. Those applying for a firearm license may have to demonstrate competence by completing a gun safety course and show provision for a secure location to store weapons.
The legislation which restricts small arms may also restrict other weapons, such as explosives, crossbows, swords, electroshock weapons, air guns, and pepper spray. It may also restrict firearm accessories, notably high-capacity magazines and sound suppressors. There may be restrictions on the quantity or types of ammunition purchased, with certain types prohibited. Due to the global scope of this article, detailed coverage cannot be provided on all these matters; the article will instead attempt to briefly summarize each country's weapon laws in regard to small arms use and ownership by civilians.
Vocabulary and terminology
Firearms are not defined the same way in each country.
Those laws might be classified by countries according to some specific common characteristics:
Yemen and the majority of U.S. states do not require any permit for acquisition of a majority of types of firearms, meaning that any non-prohibited person can buy them from licensed dealers.
Some countries including Austria, Liechtenstein and Switzerland are partially licensed meaning that any non-prohibited citizen can buy repeating rifles and break-action shotguns from licensed dealers and a permit is only required for handguns and semi-automatic firearms.
Some countries allow firearm ownership without a good reason or with simple declaration of reason. For example, in Austria while law requires good reason to acquire license for handgun, self-defense at home is accepted as a good reason. Canada and New Zealand do not require good reason for acquisition of most types of long guns but require for restricted weapons like handguns.
Some countries require good reason for firearm license. In some like Poland or Malta list of good reasons and conditions that must be met is explicitly stated in the law while in others like Kenya or United Kingdom law does not specify what constitutes a good reason leaving it at discretion of authorities. In some countries like China, Japan and Myanmar only very limited number of people are allowed to own firearms and few licenses are issued;
In a few countries, including Cambodia, Eritrea, and the Solomon Islands, ownership of firearms by civilians is completely prohibited.
Comparison
This section uses the expressions shall issue and may issue which are partly specific to and defined by the US system of firearm regulations.
Africa
The Bamako Declaration on an African Common Position on the Illicit Proliferation, Circulation and Trafficking of Small Arms and Light Weapons was adopted in Bamako, Mali, on 1 December 2000 by the representatives of the 51 member states of the Organisation of African Unity (OAU). The provisions of this declaration recommend that the signatories would establish the illegal possession of small arms and light weapons as a criminal offence under national law in their respective countries.
Botswana
Botswana's law allows possession of shotguns and rifles only. The government has put a limit on the number of licenses issued every year – only 50 people can receive them, no matter how many apply, meaning that the acceptance rate is usually below 1%.
Currently there are 34,550 (or 1.5 per 100 people) registered firearms.
Central African Republic
Officially only 139 people have a permit to own firearms in Central African Republic, mostly members of parliament. They are entitled to possess one 12-gauge shotgun and one 9mm automatic pistol. Regardless, illegal possession and carry of firearms is widespread in country which large parts are under control of different armed groups. Anti-balaka and ex-Seleka militias possess and carry home-made shotguns, automatic rifles and rocket launchers.
Chad
Law on firearms passed in 1968 requires permit to own a firearm in Chad which must be renewed annually. This law does not specify any conditions that must be met to obtain a license except for tax stamp which must be paid, between 500 and 3000 CFA francs depending on type of firearm. Considering that in 2017 Chadian government raised 5 million francs from issuing firearm licenses it would mean that there are between 1,666 and 10,000 active firearm licenses in Chad or between 0.01 and 0.06 per 100 people.
Djibouti
Possession of firearms in Djibouti is generally prohibited except when special permits are granted in exceptional circumstances by the Head of State.
Eritrea
Firearms in Eritrea are completely prohibited for civilian use without exceptions.
Eswatini
Permitted types of firearms in Swaziland are shotguns, revolvers, pistols and rifles. To obtain a license one must get approval from the Local Chief's council, Local Station Commander, Regional Administrator, Director of Crimes at Police Headquarters, Licensing Officer/Registrar of Firearms Registry, Licensing Board and lastly the Police Station Commander. Requirements include general standing in the community. The application acceptance rate is around 57% as of 2002.
Gambia
Current law states that firearm licenses are privilege in Gambia and authorities have full discretion in issuing them.
Ghana
Firearm law in Ghana allows acquisition of shotguns and handguns (pistols and revolvers). It requires that every firearm must be reregistered every year however this is widely ignored. Out of 1,230,000 people who legally bought a gun only 40,000 are reregistering their weapons every year. Unlike other African countries, handguns are popular in Ghana. For example, in Greater Accra Region 74.4% of people who legally acquired guns in 2020 chose revolvers, while 21% chose shotguns. In the Ashanti region 45.5% chose shotguns, while 21.5% chose revolvers.
Kenya
Gun regulation in Kenya is established by the Firearms Act (Cap. 114) of Kenya. The Act states: "No person under the age of twelve years shall have in his possession any firearm or ammunition to which Part II applies, and no person under the age of fourteen years shall have in his possession any firearm or ammunition to which Part II applies other than a miniature rifle not exceeding 0.22 calibre or a shotgun the bore of which is not larger than 20 gauge, and ammunition suitable therefor, except in circumstances where he is entitled to have possession thereof without holding a firearm certificate by virtue of subsection (8), subsection (9) or subsection (10) of section 7; and no person shall part with the possession of any such firearm or ammunition to any person whom he knows or has reason to believe to be under the age of twelve or fourteen years, as the case may be, except in circumstances where that other person is entitled to have possession thereof."
The Chief Licensing Officer (CLO) has discretion to award, deny, or revoke firearm licenses. Applicants must be 21 years of age or older, pass a stringent background check for criminal activity, mental health and domestic violence, and state genuine reason(s) for their need to privately own and carry a firearm. Checks are regularly repeated, with failure to pass resulting in immediate revocation of the license. Once licensed to own a gun, no additional permit is required to carry a concealed firearm.
Lesotho
Applicants for firearm possession must have obtain a reference letter from the village chief or headman. It is later sent to local police stations for approval, then to district police for their approval, then to the National Security Service for their final approval.
Liberia
Liberia allows only possession of single barrel shotguns for hunting purposes. Private security agencies are banned from arming their employees. However, some criminals have automatic firearms, particularly AK-47s. These are believed to be leftovers from the country's decade-long intermittent civil war. Automatic firearms are also likely coming across the country's porous borders with Guinea, Ivory Coast and Sierra Leone. These countries have more liberal gun-ownership laws. All of Liberia's neighbors have experienced some form of armed conflict in the last two decades leaving them awash with illegal automatic weapons. The Emergency Response Unit (ERU), the only armed unit within the Liberia National Police, responds to armed incidents, particularly armed robbery.
Liberia Firearms and Ammunition Control Act of 2015 regulates the possession and use of small arms and light weapons in the country. The illegal possession of small arms and light weapons constitutes a first-degree misdemeanor and is punishable by a term of imprisonment of not more than a year and seizure of the illegally possessed arm or ammunition.
Mozambique
There are no licensed firearm dealers in Mozambique, therefore any person wanting to obtain one must travel to a different country (usually South Africa), purchase guns, then return, surrender them for authorities and ask them to allow them to obtain them.
Namibia
Namibia permits firearm ownership under license, which is issued on a may-issue basis. In 2017 Namibian police issued 7,647 firearm licenses from 9,239 applications, the acceptance rate therefore being around 83%. Overall there are currently 200,100 registered firearms in Namibia or 9 per 100 people. Most popular types of firearms owned by civilians are pistols (46%), rifles (34%) and shotguns (24%). Carrying unloaded concealed firearms in public is allowed.
Rwanda
In 2019 Rwanda passed a new law dealing with firearm possession. It states that authorities have total discretion when determining whether persons can own firearms and can therefore deny applications without reason, even if someone met all requirements.
Senegal
Senegal has a strict gun legislation. Applications for firearm licenses do not need to specify a reason. An application requires: copy of identity card, criminal record, medical check-up, four photos, tax stamp and personality test. Decisions should be made after a few months.
Gun ownership is very rare, however numbers are on the rise. In 2016 Senegal police issued 1000 licenses, while rejecting 250 (80% acceptance rate), compared to 456 in 2011. In 2017 it was estimated that police issued more than 7,000 total licenses (0.04 per 100 people).
Sierra Leone
In 2012 Sierra Leone legalized gun ownership after 16 years of a total ban being enforced. According to the act authorities have discretion in determining whether persons have good reasons to own firearms.
Somalia
UN embargo enacted in 1992 prohibits importation of any firearms into Somalia except for security forces. The Somali government does not allow any domestic firearm production and it doesn't license any firearm shops, effectively outlawing acquisition of firearms by civilians. However this is widely ignored and illegal possession and sale of firearms is widespread in Somalia.
Somaliland
According to 2010 gun control law residents of Somaliland are allowed to possess firearms for the purpose of defense of life and property. The law specifies pistols and AK automatic rifles as permissible while also mentioning that others can be allowed. Only one weapon of each type can be registered. Possession of more than one weapon of each type require justification and is granted only for legal persons. Permits to register a weapon are provided to people over 18 without criminal background. Permit must be renewed every year. Both citizens and residents can register firearms and they can be inherited. Sale of firearms is limited to government and licensed dealers. Weapons of war such as mortars, bombs, chemical weapons as well as supressors are prohibited. Openly carrying firearms is prohibited. Importing firearms is currently impossible due to UN embargo.
South Africa
To apply for a firearm license in South Africa applicants must pass a competency test covering the specific type of firearm that is being applied for, and a test on the South African firearm laws. Once these tests are passed one needs to apply for a competency certificate, where the South African Police Service performs a background check and an inspection of the premises where the firearm will be stored. After both tests are passed and the respective certificates are awarded, one can then apply for a firearm license in categories ranging from self-defence to professional hunting. Different license categories have different restrictions, for example the amount of ammunition owners may hold.
Americas
Argentina
Firearms in Argentina are restricted, being regulated by ANMaC (Agencia Nacional de Materiales Controlados) since October 2015. Said agency replaced RENAR (Registro Nacional de Armas de la Republica Argentina), both being a branch of the Ministry of Justice and Human Rights. To own a firearm in Argentina, one must be a legitimate user. Applicants must: be 21 years of age or older, provide a medical certificate that certifies they are physically and mentally fit, complete a safety course, provide a legitimate means of income, and undergo and pass a background check. A successful applicant is fingerprinted and issued a license which has to be renewed every five years. One may not legally discharge a firearm in Argentina if they are not a legitimate user, even if that gun belongs to someone else. Once a legitimate user wants to purchase a firearm, they must provide a secure location to store the firearm(s), and give an acceptable reason for wanting a firearm – such as collecting, target shooting, hunting, business, or self-defense in the home.
Firearms must be purchased through a licensed dealer and registered with ANMaC. If a firearm is inherited, a re-registering form must be filed. There is no limit on the number of firearms owned so long as they are properly stored. Ammunition sales are recorded but unlimited.
Carry permits for licensed handgun owners are extremely difficult to obtain, and require appearing before the ANMaC board to make their case. Carry permits are renewed yearly to re-examine their "clear and present" danger, and the permit is usually revoked immediately if this danger is removed. Those dealing in money or valuables or in private security may be issued a business carry permit.
Handguns above .32 calibre are conditional-use; fully automatic handguns are prohibited to civilians. Bolt-action rifles above .22, long rifles and semi-automatic rifles above .22, and long rifles with a non-detachable magazine are conditional-use; fully automatic rifles and semi-automatic rifles above .22, and long rifles with detachable magazines are prohibited. Semi-automatic shotguns and shotguns with barrels between long are conditional-use; fully automatic shotguns and shotguns with barrels under are prohibited.
Belize
Permanent residents or citizens of Belize are allowed to own a gun after a background check. The maximum caliber is 9mm, and you can have only 100 rounds at any one time. Licenses are available to farmers to have shotguns to protect livestock, as well as for hunting and personal protection. Firearms may be imported but must be declared before arrival. Imported guns will be impounded by the police and registered before a license is granted.
Brazil
All firearms in Brazil are required to be registered. The minimum age for ownership is 25,
and certificates of aptitude and mental health are required prior to the acquisition of a firearm and every ten years thereafter.
It is generally illegal to carry a firearm outside your residence, commerce/store or farm.
Executive Order 5.123, of 1 July 2004
allows the Federal Police to confiscate firearms which are not possessed for a valid reason;
The total number of firearms in Brazil is thought to be between 14 million and 17 million
with an estimated 9 million being unregistered.
In a 2005 referendum, Brazilians voted against a government proposal for a total ban on the sales of firearms to private citizens. Since then, government kept pushing politics towards disarming the population, but reports show an increase on the number of crimes.
In January 2019 President Bolsonaro signed an executive order which loosened Brazil's gun laws by removing the police's discretionary power to reject license applications.
Currently there are more than one million guns legally registered by civilians.
Canada
Canada's firearm laws are stated in the Firearms Act. The possession and acquisition licence (PAL) is distributed by the RCMP (federal police) and requires taking a firearms safety course and passing a test, a background check, and reference interviews. The PAL allows purchase of most popular sporting rifles and shotguns. A Restricted-PAL (RPAL) has an additional course for restricted weapons, which have increased storage requirements.
The two main reasons for owning firearms are target shooting and hunting.
Carrying firearms for self-defense against human threats is prohibited without a permit. These permits are typically only issued to Police, and those in a profession that involves carrying valuable goods, such as armoured car personnel. The RCMP is also able to issue an Authorization to Carry permit to private individuals on the basis that a person's life is in imminent danger and police protection is inadequate. These permits are seldom issued. In the 1990s, Toronto City Councillor Norm Gardner was revealed to hold such a permit when he shot a man who was committing a robbery. As of October 2018, only two permits for protection of life were actively issued in the country.
An Authorization to Carry permit can be obtained for protection against wild animals. However these are only issued to a licensed professional trapper, or to people in a profession that exposes them to dangerous animals in remote areas. However the applicant must prove why carrying a rifle or shotgun isn't possible, and they must choose a firearm that is appropriate for the circumstances.
In Canada, firearms fall into one of three categories:
Non-Restricted: Long guns with an overall length greater than and semi-automatics with a barrel longer than . These can be possessed with an ordinary PAL, and are the only class of firearms which can be used for hunting.
Restricted: This includes handguns with barrel lengths greater than 4.1 inches (105 mm), and long guns which do not meet the length requirements for non-restricted but are not prohibited. These guns require ATTs, so can only be discharged at ranges.
Prohibited: These weapons generally cannot be possessed by civilians, and include fully automatic weapons and many military arms, military-grade assault weapons, and handguns with barrel length equal to or shorter than 4.1 inches (105 mm), and those chambered for .25 and .32 cartridges. Normally, the only way to possess these is by being grandfathered in or through inheritance. Most magazines for semi-automatic long guns capable of holding more than 5 centerfire cartridges or 10 rounds for handguns are prohibited.
Restricted and Prohibited firearms can only be used at an approved shooting range, and cannot be used for hunting. Transportation of firearms that meet these classifications are restricted by an Authorization to Transport (ATT) permit, and they can only be transported to and from approved ranges in a locked case.
Non-citizens may obtain a non-resident firearms declaration from a customs officer, for a temporary 60-day authorization to bring a non-prohibited firearm into Canada.
Chile
In Chile, the 103rd article of the Constitution declares gun ownership as a privilege granted in accordance to a special law. Firearms are regulated by the police. Civilian gun ownership is allowed by law but discouraged by authorities, with regular press statements and campaigns denouncing the dangers of possessing firearms.
Police-issued firearm permits require applicants to be 18 years of age, provide a mental health certificate issued by a psychiatrist, have a clean criminal record with no domestic violence accusations, and pass a written test on firearm safety and knowledge. Final approval lies in a district police commander, who can deny the permit in "justified cases" not detailed by the law. There are five types of permits:
A defense permit allowing ownership of 2 firearms which must remain at the declared address.
A hunting permit requiring a hunting license, and allowing up to 6 firearms.
A sporting permit requiring membership in a registered gun club, and also allowing up to 6 firearms. It is possible for those under 18 years of age to obtain this permit.
A collection permit allows an unlimited number of firearms to be owned, and does allow the holder to possess ammunition.
Each of these permits has limits on types of firearms used, and allows for a police-issued permit to buy a specified quantity of appropriate ammunition from a specific gun shop. Transport permits are required to take firearms from the permit-holder's residence to a specified shooting range or hunting ground, and are valid for two years. Transported firearms must be unloaded and not attached to the body.
A self-defense permit allows carrying a firearm for protection against specific human threats. Such permits are valid for one year, but as the police commander can deny applications without stating a reason, they are very rarely issued. Automatic firearms are forbidden for civilian use.
Cuba
Gun control law enacted in 2008 in Cuba divides firearm licenses in to six categories:
First self-defense permit allows possession and carry of pistols or revolvers. It is issued for people who require them due to their job in security or who are authorized by the Ministry of Interior,
Second self-defense permit allows carry of pistols, revolvers and shotguns by employees of security companies during their duty,
Hunting permit allows possession of shotguns,
Sport shooting permit allows possession, carry and use in authorized places of rifles, shotguns, pistols and revolvers,
Fifth permit allows possession, carry and use of firearms for the hunting, sport shooting and scientific purposes by legal entities.
Collection permit allows possession of firearms with historical value.
Colombia
Article 3 of Colombia's firearm law states that civilians may possess firearms only via permit issued at discretion of the competent authority.
In 1993, Colombia legislated gun ownership, effectively establishing a government licensing monopoly. In 2016, president of Colombia Juan Manuel Santos signed an executive order suspending civilians from carrying firearms, with some exceptions including security details, hunting, private defense and collection. It was extended in 2018 by newly elected president Ivan Duque, albeit with the added stipulation: "for reasons of emergency or security [...] taking into consideration among other factors, the particular circumstances of each application". A legal challenge to this modification has been prepared.
Costa Rica
Only citizens and permanent residents of Costa Rica are allowed to possess firearms: handguns (up to three), rifles (up to three for sporting use; hunting is illegal in Costa Rica), and semi-automatic weapons between the calibers of 5.6 to 18.5 millimeters.
To bring your guns you must apply with the Ministry of Public Security and declare it when you arrive to the customs department, who will hold it until you go through the registration process. You can purchase firearms from a licensed gun shop or private individual. Gun owners must have a clean criminal record in Costa Rica and must pass a psychological exam.
El Salvador
Salvador laws aims to allow and regulate civilian possession of firearms. In order to get a firearm license one must have no criminal records, be at least 21 years of age (24 for a carry license), pay tax stamp (around $32 dollars) and undergo a written test. The process takes around three hours in total. In 2017 there were 344,587 registered firearms in El Salvador, or 5.6 per 100 people.
Greenland
Possession on most long guns is allowed without a permit in Greenland, while semi- and fully-automatic firearms and handguns require a permit. In 2018, proposed amendment to firearm law would raise the minimum age to purchase guns to 16.
Haiti
The constitution of Haiti provides citizens with the constitutional right to possess firearms at home. However, due to the collapse of a licensing system, no new licenses are issued except for ex-members of military. The Firearm registry has also ceased to exist, but the constitutional right to possess firearms remain in effect regardless of system outages.
Honduras
Gun laws in Honduras are stated in the Act on the Control of Firearms, Ammunition, Explosives and Other Related Material of 2000.
In April 2002, the National Arms Registry was formed, requiring all citizens to register their firearms with the Ministry of Defense.
In 2003, a ban on certain “assault rifles” was passed, restricting citizens from possessing military-style rifles such as the AK-47 and the M-16.
In 2007, an additional decree suspended the right to openly carry a firearm in public, and limited the number of firearms a person can possess.
Jamaica
Gun laws in Jamaica are stated in the Firearms Act and regulated by the Firearms Licensing Authority.
Applicants must pass a police background check and complete a certification process to obtain a firearms license for shotguns, handguns and rifles. Shotguns and rifles for hunting or sport-shooting purposes are easier to obtain than handguns. Fully automatic weapons are prohibited. Handguns are limited to those under .45 calibre for revolvers or 10 mm for pistols. Ammunition purchases are limited to 250 rounds per year for shotguns and 50 for handguns, with applications for additional ammunition generally granted during the hunting season. A gun safe is required for storage of all firearms and ammunition. Once licensed, no additional permit is required to carry a firearm open or concealed, unless the carrying of firearms has been temporarily prohibited under section 22 of the Act.
Mexico
Under the Mexican Constitution, Article 10, citizens and legal residents have the right to own and carry arms, but may only carry them in accordance with police regulations, i.e. Article 32 of the "Ley Federal de Armas de Fuego y Explosivos".
Applicants must: have a clear criminal record; proven income and residence (i.e.: cannot be homeless); undergone compulsory military service; a clean bill of health (including drug tests); justified the weapon's use; be employed.
New firearms are purchased through the Ministry of Defense. Prohibited weapons include: large-calibre handguns; shotguns with barrels shorter than or bore greater than 12 gauge; and rifles which are fully automatic or of large calibre. One handgun is permitted for home defense, but it must be registered within 30 days of purchase. For hunting and sport shooting, up to nine long guns and one handgun is permitted, requiring membership in a hunting or shooting club. Collectors may be authorized to possess additional and prohibited weapons.
A carry license may be issued to those employed by private security firms, and certain weapons are exclusive to the armed forces. Licenses must be renewed biennially.
Panama
Obtaining firearms in Panama requires a Firearms Possession Certificate (FPC), which requires: criminal background check, drugs test, psychological test and firearms training. The minimum age to own a firearm is 18. The FPC allows the owner to move the firearms, unloaded and stowed, to and from a gun range. At least 6 hours of annual gun range practice is mandatory. There are no firearm caliber nor magazine capacity restrictions and all kinds of semiautomatic weapons are allowed for civilian ownership. Automatic weapons may only be owned by the state. Ammunition is restricted by type. Tracer, incendiary, armor-piercing and explosive ammunition is prohibited to civilians. An FPC is valid for 10 years.
Concealed carry of firearms is allowed through a Firearms Carry License (FCL). An FCL has the same requirements as an FPC, but carrier must be at least 21 years of age. Only handguns, such as pistols and revolvers, are permitted for concealed carry; however, up to two handguns may be carried loaded simultaneously. An FCL is valid for 4 years.
The Public Security Ministry handles all firearm matters. All legally owned firearms must be registered to their owners and appear on their permits. Direct or private handover of firearms is prohibited. A buyer must submit an application to the Security Ministry which, if approved, will deliver the updated permits and the firearms directly to the owner. No private owner may take out a firearm directly from a dealer. A shall-issue permit policy apply for all permits; the state must issue a permit if applicant meets all requirements. Firearm applications must be resolved in 30 business days or less.
Importation of firearms is only allowed to authorized local dealers. An individual may not privately import his/her own firearms while immigrating from another country. Firearms may temporarily be taken out of the country for sport events or repairs.
Firearms are regulated by Article 312 of the Panamanian Constitution of 1972 and the General Firearms, Ammunition and Related Materials Act (Law 57 of 2011).
Paraguay
In order to get a firearm possession license one must have no criminal records, be at least 22 years of age, and obtain certificate of safely handling a firearm. Carry permit requires a good reason. Automatic weapons are prohibited. As of 2014, there are 392,000 registered firearms and 1,961 carry permits issued to civilians.
United States
In the United States, gun laws are found in a number of federal statutes, enforced by the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF). The right to keep and bear arms is protected by the Second Amendment to the Constitution since 1791, although there was a lack of clear federal court rulings defining the right in relation to militia service until the U.S. Supreme Court ruled that it protects any individual's right to keep and bear arms unconnected with service in a militia for traditionally lawful purposes, such as self-defense within the home, in District of Columbia v. Heller (2008). This was followed up by the Supreme Court affirming in McDonald v. City of Chicago (2010) that the Second Amendment is incorporated by the Due Process Clause of the Fourteenth Amendment and thereby applies to state and local laws as well as federal laws. Most state constitutions also guarantee this right, although there is some variance across the country as both federal and state laws apply to firearm possession and ownership. Fully-automatic firearms (or machine guns) are allowed only if they were manufactured before 1986, and a $200 tax stamp is paid. There is no officially disclosed waiting period, but applicants generally must wait for 9-12 months for approval. Additionally, applicants must have their fingerprints recorded. Since civilians are only allowed to own machine guns manufactured before 1986, unless they obtain an SOT license "Special Occupational Taxpayer". Their market value has risen into the tens of thousands of dollars.
Law varies greatly from state to state, both in its scope and in its range.
Per 18 U.S. Code § 922 – Unlawful Acts, persons are prohibited from possessing firearms or ammunition if:
they have been convicted of a felony, or any other crime for which they could have been sentenced to more than a year in prison, or are under indictment for such
they are a fugitive from justice
they have been convicted of a misdemeanor crime of domestic violence
they are an unlawful user of, or addicted to, any illegal controlled substance
they have been adjudicated mentally defective
they have been discharged from the Armed Forces under dishonorable conditions
they have renounced their United States citizenship
The carrying of weapons, either openly or concealed, is regulated by the states, and these laws have changed rapidly over the past decade. , most states allow you to carry without a permit or grant licenses on a shall-issue basis to qualified applicants. A few states leave the issuance of carry permits to the discretion of issuing authorities (called may-issue), and a few states plus Washington, D.C. ban open-carry in general. Under the Law Enforcement Officers Safety Act, current and former law enforcement officers can carry anywhere (except private property where they are subject to the rules of the owner and gun-free public places like schools) as long as they carry a photo id from their agency and have completed yearly training from said agency.
Uruguay
Uruguayan law allows for firearm possession on a shall-issue basis. These firearms must be of a caliber smaller than .50 BMG. Carry permits are issued on a may-issue basis, which in practice is no-issue except for people working as private security guards. Policemen and military can carry their firearms while off-duty without the need for a licence. The legal carrying of firearms must always be in a concealed manner, no open carry is allowed. In recent times, politicians from the governing coalition have expressed their intentions of allowing the issuing of concealed carry permits to civilians. With approximately 35 civilian firearms per 100 people, Uruguay is the eighth most armed country in the world and most armed in Latin America.
Venezuela
During the dictatorship of Juan Vicente Gómez, in 1914, a disarmament decree in the Federal District was enacted, and later in 1919, a disarmament law was decreed, ordering every weapon owner to give them away to the authorities; the only exceptions were machetes and hunting shotguns. The official justification offered was to diminish crime, but the law was ultimately used to disarm the population and to prevent possible uprisings. Historian Manuel Caballero argued that while Gómez's final intention was to prevent his enemies from obtaining weapons, the law contributed to avoid civil wars in Venezuela for the next century.
In 2012 Venezuela banned private sales of firearms and ammunition hoping to lower crime rates. The Army, police, and certain groups trusted by the government (colectivos) are exempted from the ban and can buy firearms from state-owned manufacturers. In 2013 Venezuela stopped issuing new firearm licenses. In 2017 government banned carrying firearms in public places.
Asia
Afghanistan
Automatic rifles are restricted to government forces and security companies in Afghanistan. Handguns, while allowed, are mostly issued for important people. Non-automatic rifles can be obtained for sports and hunting. Rules regarding shotguns and antique firearms are most permissive with no good reason required. Shotguns including pump-action shotguns are popular in some regions as self-defense weapons.
Bangladesh
Gun laws are very restrictive in Bangladesh. Only people over the age of 25 (30 for handguns) and under 60 who pay taxes can apply for firearm licence. Self-defence is only accepted reason and requires proving danger to life. Legal owners can only own one long gun (shotgun or rifle) and one handgun (pistol or revolver). They cannot work as security guards.
Brunei
Firearms are prohibited for citizens. Military and police personnel may apply for a licence to keep a private firearm by establishing a genuine reason, such as sport shooting or gun collecting.
Cambodia
Firearms are completely prohibited for civilian use without exceptions since 1999.
People's Republic of China
Gun ownership in the People's Republic of China (PRC) is regulated by law. Generally, private citizens are not allowed to possess guns. Civilian ownership of guns is largely restricted to authorized, non-individual entities, including sporting organizations, authorized hunting reserves, and wildlife protection, management and research organizations. The chief exception to the general ban on individual firearm ownership is for the purpose of hunting.
Illegal possession or sale of firearms may result in a minimum punishment of three years in prison, and penalties for the trafficking of "arms and ammunition or other military materials to an enemy during war time" include life imprisonment.
Hong Kong and Macau
In Hong Kong and Macau, gun ownership is tightly controlled and possession is mainly in the hands of law enforcement, military, and private security firms (providing protection for jewelers and banks). Under Section 13 of Cap 238 Firearms and Ammunition Ordinance of Hong Kong, a license is required for unrestricted firearms and ammunition. A license may be issued after a rigorous process to check for criminal records or a history of mental illness. License holders may store other firearms at home in a locked box, but ammunition must be kept at different premises. Only fully automatic firearms appear prohibited; those found in possession without a license could be fined at level 6 of the standard scale ("Maximum fine of HKD $100,000") and face imprisonment for up to 14 years.
East Timor
Under East Timorese law, only the military and police forces may possess, carry and use firearms.
In late June 2008, the Prime Minister, Xanana Gusmão, introduced a proposed gun law to Parliament for "urgent debate", pushing back scheduled budgetary discussions. The new law, which would allow civilians to own guns, sparked heated debates in the East Timorese parliament. The United Nations, which has a peacekeeping force deployed in the nation, also expressed concerns over the new law. The law was defeated in the Parliament.
India
Guns in India are regulated by law. The Arms Act, 1959 and the Arms Rules 1962 prohibit the sale, manufacture, possession, acquisition, import, export, and transport of firearms and ammunition unless under a license, which is difficult to obtain. The Indian Government has a monopoly over the production and sale of firearms, with the exception of some breech-loading smooth-bore shotguns, of which a limited number may be produced and imported. The Arms Act classifies firearms into two categories: Prohibited Bore (PB) and Non-Prohibited Bore (NPB), where all semi-automatic and fully automatic firearms fall under the Prohibited Bore category. The Arms Act of 1962 added to the Prohibited bore category, any firearm which can chamber and fire ammunition of calibers .303, 7.62 mm, .410, .380, .455, .45 rimless, or 9 mm. Smooth-bore guns having barrels shorter than 20 Inches (508 mm) are also specified as Prohibited guns.
Licenses for acquisition and possession of both PB and NPB firearms could be given by a state government or district magistrate before 1987. Since that year, issuing of licenses for PB firearms became the responsibility of the central government. Licenses are valid for five years and may be renewed after the term. The sale of firearms requires both the selling and purchasing party to possess a permit.
The criteria considered during issuing of NPB firearm permits are whether the applicant faces a threat to their life. PB firearms criteria are more stringent, often for persons in government positions who face immediate danger or threats, those whose occupations involve open threats and danger, and their immediate family members. PB licenses were tightened since 2014, when otherwise-eligible persons started to be frequently rejected on basis of national security grounds. Exceptions are made for defense officers, who are allowed to keep firearms without licenses under the Defence Service rule, and a handful of professional shooters.
Firearm licenses are issued on a may-issue basis and approximately half of applications are accepted. For example, between April 2015 and March 2016 authorities in Mumbai rejected 169 out of 342 firearm applications.
Indonesia
In Indonesia, gun licenses are only issued to civilians employed in a profession that involves using firearms, such as in the military and law enforcement, with an exception made for politicians and businessmen.
Applicants must be over the age of 21 to obtain a firearms license, and go through a background check and mental evaluation. They must also state a genuine reason for wanting to own a firearm, which can include hunting, target shooting, collecting, security, and self-defense. All firearms must be registered. Gun permits are valid for five years and may be renewed.
Civilians cannot possess military weapons, but may possess long rifles. Handguns can only be used for sport-shooting and hunting. In 2012 however, it was claimed that police had been issuing permits to regular citizens.
Iraq
In 2012, Iraq relaxed its gun laws. The "possession of one rifle or pistol per home" was allowed via simple registration at local police stations.
In 2017, the law was relaxed once again. The possession and carrying of handguns, semi-automatic and fully automatic firearms and other weapons for self-defense, hunting and sport shooting purposes was allowed. Firearm licenses require official authorization and identity cards.
Israel
Gun laws in Israel are comprehensive despite soldiers being allowed to carry their service weapons on or off duty. Civilians must obtain a firearms license to lawfully acquire, possess, sell or transfer firearms and ammunition. In 2018, Israel significantly loosened firearms restrictions, allowing all citizens who had undergone combat training and qualified in Advanced Infantry Training ('Rifleman "07"') to apply for a private handgun license.
Prior to 2018, only a small group of people had been eligible for firearms licenses: certain retired military personnel, police officers or prison guards; residents of settlements (in the West Bank) or those who often work in such towns; and licensed hunters and animal-control officers. Age requirements vary: 21 for those who completed military service or civil service equivalent, 27 otherwise, and 45 for non-citizens. Firearm license applicants must have been a resident of Israel for at least three consecutive years, pass a background check (criminal, health, and mental history), establish a genuine reason for possessing a firearm (such as self-defense, hunting, or sport), and pass a weapons-training course. Around 40% of applications for firearms permits were rejected.
Those holding firearms licenses must renew them and pass a shooting course every three years. Security guards must pass these tests to renew their license to carry firearms belonging to their employers. Applicants must demonstrate that they have a safe at their residence in which to keep the firearm. Permits are given only for personal use, and holders for self-defense purposes may own only one handgun and purchase an annual supply of 50 cartridges (although more may be purchased to replace rounds used at a firing range).
In addition to private licenses of firearms, organizations can issue carry-licenses to their members or employees for activity related to that organization (e.g. security companies, shooting clubs, other workplaces). Members of officially recognized shooting clubs (e.g.: practical shooting, Olympic shooting) are eligible for personal licenses allowing them to possess additional firearms (small bore rifles, pistol caliber carbines, handguns, air rifles and air pistols) and ammunition after demonstrating a need and fulfilling minimum membership time and activity requirements. Unlicensed individuals who want to engage in practice shooting are allowed supervised use of shotguns and small bore rifles at firing ranges.
Most individuals who are licensed to possess handguns may carry them loaded in public, concealed or openly.
In 2005, there were 237,000 private citizens and 154,000 security guards licensed to carry firearms. Another 34,000 Israelis own guns illegally due to their failure to renew their firearms license. In 2007, there were estimated to be 500,000 licensed small arms held by civilians, in addition to 1,757,500 by the military, and 26,040 by the police.
Japan
The weapons law of Japan begins by stating "No one shall possess a firearm or firearms or a sword or swords", and very few exceptions are allowed.
Citizens are permitted to possess firearms for hunting and sport shooting, but only after submitting to a lengthy licensing procedure. As part of the procedure, a shooting-range test must be passed with a "mark of at least 95%". A mental-health evaluation taking place at a hospital, and a thorough background check where one's family and friends are interviewed, are also part of the procedure.
A gun license expires after three years, after which license tests must be repeated. After ten years of shotgun ownership, a license-holder may apply to obtain a rifle.
Japan has been described as the country with "perhaps the first ever gun buyback initiative" in 1685, and is the first nation to have imposed gun laws in the world; as such, gun ownership is very rare: 0.6 guns per 100 people in 2007. When mass killings occur, they are often perpetrated by assailants wielding knives or other means, not guns. In 2014, Japan saw 6 gun deaths.
Each prefecture in the country can operate a total of three gun shops. New cartridges can only be purchased after turning in expended cartridges. In turn, new magazines can be bought only by trading in old ones. If a gun owner dies, their relatives must surrender their firearms. Off-duty police are not allowed to carry weapons, and arrests are generally made without firearms; instead, police are expected to be proficient in judo.
Jordan
According to Jordanian law on gun control passed in 1952 Jordanian residents are allowed to keep rifles and handguns at their home with amount of ammunition necessary for self-defense provided they obtain a permit. Permits are denied for people under 21 and convicted of any crimes. Possession and carrying of automatic firearms require special permit.
In 2019 law was proposed that would ban both semi- and fully-automatic firearms in Jordan.
Kuwait
Firearms may be licensed to a citizen (or foreigner recommended by the Minister of Interior) who is at least 25 years old and fully capable of handling a weapon, with no criminal record, who is not a suspect or under police surveillance, and who has a source of income.
Hunting shotguns are the most commonly licensed weapons. Rifles chambered for .22 long rifle are also common, with hunting rifles being more difficult to obtain. Handguns are only allowed for VIPs. Automatic rifles and machine guns are not legally permitted for civilian possession.
Lebanon
In the Lebanese Republic, ownership of any firearm other than handguns, hunting arms or antiques is illegal and only the latter two are permitted to leave the owner's home. Disregard for this law is prevalent. Lebanon does not officially grant the right to bear arms, but it is a firmly held cultural belief in the country. Firearm licenses are granted to certain individuals, but the test is not open to the public and requires a particular need to be demonstrated.
Gun control has been largely unsuccessful in Lebanon due to a historic context of gun availability and usage, a lack of effective central government control or authority over many parts of the country, and the tumultuous nature of the region. Although gunsmithing was once prominent in the region, it has all but ceased since the mid-1930s, yet it remains legal with a permit. Lebanon has come to be one of the largest arms markets in the Middle East.
Lebanon ranks 58th worldwide for privately owned firearms per capita.
Malaysia
The Arms Act (1960) requires Malaysian citizens to have a license for the manufacture, import, export, repair, or ownership of firearms. A firearm license can only be granted by the Chief Police Officer of a state. Discharging a firearm in crimes such as extortion, robbery, resisting arrest and house-breaking is punished by the death penalty. Exhibiting a firearm for any of the scheduled offences (without discharging) carries a penalty of life imprisonment and caning of not less than six strokes. Possession of unlawful firearms carries a sentence of up to fourteen years in prison and caning. While the general public cannot obtain a gun through legal means, a black market for guns does exist.
Mongolia
Mongolia currently observes a law on firearms passed in 2001 which allows anyone to apply for a firearm license, which may be issued after 21 days.
There are 46,982 (or 1.6 per 100 people) registered firearms in Mongolia including 44,306 for hunting, 1,598 for security and ward use, 619 for sports training, 260 as "art" firearms and 199 for collection purposes.
Myanmar
Possession of firearms for civilians is generally prohibited except Chin hunters.
Nepal
Nepal allows firearm ownership if an applicant can provide sufficient reason, for example hunting or self-defense.
There are 34,315 (or 0.1 per 100 people) registered firearms in Nepal including 13,892 shotguns, 312 pistols and 118 revolvers.
North Korea
According to 2009 law civilian possession of firearms is prohibited in North Korea.
Pakistan
Pakistan has permissive firearm laws compared to the rest of South Asia, and has the sixth-highest number of privately owned guns in the world. Laws regulate the carrying of weapons in public in most urban areas. Private guns are prohibited in educational institutions, hostels, boarding and lodging houses, fairs, gatherings or processions of a political, religious, ceremonial, or sectarian character, and on the premises of courts of law or public offices. The law in Pakistan does not stipulate whether gun licenses should be denied or revoked, and a license permits ownership of any number of weapons including handguns of any size and fully automatic weapons. Gun is a traditionally important part of rural life in its North-Western areas where it is not uncommon to see people legally carrying RPGs and assault rifles.
Philippines
The Philippines has generally strict gun laws, though liberal in comparison to other Asia-Pacific countries due to its active gun culture. Philippine gun control became notorious in 1972 during the presidency of Ferdinand Marcos who implemented a near-prohibition of all civilian guns. Current gun laws in the Philippines are outlined in Republic Act 10591 or the "Comprehensive Firearms and Ammunition Regulation Act", signed in 2013. In order to own a firearm, a citizen must acquire a License to Own and Possess Firearms (LTOPF). Applicants must meet the following requirements: (a) has not been convicted of any crime involving moral turpitude; (b) has passed the psychiatric test administered by a PNP-accredited psychologist or psychiatrist; (c) has passed the drug test conducted by an accredited and authorized drug testing laboratory or clinic; (d) has passed a gun safety seminar which is administered by the PNP or a registered and authorized gun club; (e) has filed in writing the application to possess a registered firearm which shall state the personal circumstances of the applicant; (f) must present a police clearance from the city or municipality police office; and (g) has not been convicted or is currently an accused in a pending criminal case before any court of law for a crime that is punishable with a penalty of more than two (2) years.
License holders may carry concealed handguns in public with the acquisition of a separate Permit to Carry Firearms Outside of Residence (PTCFOR), which is granted on a may-issue basis. Generally, applicants must demonstrate an imminent threat of danger and secure a Threat Assessment Certificate from the police in order to be issued a PTCFOR. Exempted from this requirement are members of the national bar (lawyers, judges, court workers), accountants, accredited media practitioners, cashiers, bank tellers, clergymen (priests, ministers, rabbis, imams), active or medical workers (physicians, nurses, midwives, medtechs), engineers and high-risk businessmen, as they are deemed to be in imminent danger due to the nature of their profession, occupation or business.
Many Filipinos own firearms for self-protection and target-shooting, which require licenses: around 2,000,000 people out of 100,000,000 have a registered firearm.
Despite the laws, some people in the Philippines are gun enthusiasts and gun users, in part due to the influence of American culture.
Singapore
Singaporean citizens must obtain a license to lawfully possess firearms or ammunition; applicants must provide justification for the license, which is often restricted to the military, police, and private security companies. Target-shooting licenses permit ownership of a gun, provided it is securely stored in an approved and protected firing range, and is not taken out of the firing range without special permission. Self-defense permits are not allowed, unless there is an 'imminent threat' to their lives that can be justified to the government. There is no restriction on types of small arms one may own after obtaining a license.
Owing to its mandatory national service, nearly half the civilian population have the experience and are well-trained in operating firearms, most notably the M16 and the SAR 21. Singapore has the lowest gun-related deaths in the world.
South Korea
Similar to Singapore, the majority of South Korean men are well-trained in the use of firearms, due to mandatory military service. Guns are also notably absent in South Korean society outside of the military, and gun ownership and gun-related deaths rank among the lowest in the world.
South Korea has strict gun policies. Hunting and sporting licenses are issued, but any firearm used in these circumstances must be stored at a local police station. Air rifles also have to be stored at police stations; crossbows and electric shock devices are also classified as firearms but their private retention is permitted. Tasers are prohibited, and possessing a toy gun without an orange tip is strictly prohibited. Violation of firearms laws can result in a US$18,000 fine and up to 10 years in prison.
Syria
According to 2001 law Syrian citizens and foreign Arabs can own one revolver and two shotguns under license issued for people who can provide genuine reason such as protection of business.
Idlib
All types of firearms including pistols, rifles and grenades are reportedly sold in rebel-held Idlib district without any license in shops which are mostly run by militia groups. In October 2020 Idlib's Salvation Government reportedly stated it will start licensing firearms. Many other rebel groups expressed opposition to this and some doubted possibility of registering firearms in Idlib.
Taiwan
Both rifles and handguns can be held by citizens, albeit with strict controls. An unusual feature of the rules are specific provisions for indigenous people, and self-made weapons. Gun owners in Taiwan are required to receive regular inspections every two years as well as random inspections by the police.
Thailand
A firearm license in Thailand is only granted for the following uses: self-defense, property protection, hunting, or sporting. Applicants for a firearms license must be at least 20 years of age (the age of majority under the Civil and Commercial Code), have a record of good behavior, have an occupation and receive income, and have a permanent address in Thailand with a name "listed in the house registration specifically in the area where you are applying for a license, for at least six months". A license may not be issued to anyone who is a repeat criminal offender or mentally unstable. The application fee for most firearms licenses is 1,000 Baht for each license or unit; a license for possession and use of air rifles is 200 Baht per license/unit.; carry licenses are also 1,000 Baht per license. Since October 2017 citizenship is required to purchase and use firearms. A person is also not allowed to carry his gun without an additional permit for concealed carry. Fully automatic firearms and explosive devices are prohibited.
The amended 2017 law will cover weapon suppressors, electric darts, and new types of fireworks including bang fai (locally-made rockets) and talai ("rocket-like fireworks with a circular wing"). The amendment further provides that anyone who creates a bomb scare may be subject to convictions of up to three years of imprisonment and/or fined up to 60,000 Baht. Another significant change is that only Thais will be permitted to register a gun with the authorities. Formerly, foreigners residing in Thailand could also apply for weapons permits. The Act already prohibits the manufacture, purchase, ownership, use, ordering, or import of firearms or ammunition, except by persons who have been granted a license from the local registrar. Violation of this provision is punishable with convictions including imprisonment for a period of between one and ten years and/or fines of between 2,000 and 20,000 Baht.
Turkey
Turkey is restrictive in terms of gun control statutes. Automatic and semi-automatic firearms are "prohibited for civilian possession (with no or limited exceptions)", and for any application, "an applicant may be asked to produce a medical certificate confirming he or she is capable of handling firearms and that he or she has no psychological – or physical – impediments". Background checks are mandatory, and a "genuine reason" is required for the issue of licenses.
Civilians must additionally apply through the police for a handgun carry permit or a rifle carry license (the latter also requiring a hunting license). They must have a special reason prior to application, and the carry licenses are expensive. Special professions like police officers, military personnel, judges, public prosecutors, and senior politicians have their own life-time license from the government, and can apply for free licenses for handgun and rifle carry.
United Arab Emirates
In 2019, the government of the United Arab Emirates relaxed its gun laws. The minimum age to possess firearms was lowered from 25 to 21, while legal owners can now have up to three guns. People from other countries are not allowed to apply for licenses at all. Most popular purposes to own them include hunting and trap shooting.
Weapons can be purchased during a yearly gun show called Adihex. In 2018, more than 1,764 legal weapons were sold.
Firearm licenses are issued after 60 days of applications to the relevant authority. If there is no response that means that the license has been rejected.
Uzbekistan
In 2019, the president of Uzbekistan signed a new gun law. It allows citizens to own smooth-bore firearms and firearms with rifled barrels for hunting and sport shooting purposes. Carrying in public places is prohibited and the minimum age is 21 years. Only gas and electric weapons can be used for self-defense purposes. The maximum magazine capacity is ten rounds.
Vietnam
Firearms in Vietnam are restricted to the military and law enforcement agencies, with possession of firearms prohibited to civilians. The chief exception to this is for hunting and sporting purposes, requiring users to undergo mandatory background checks to be licensed.
Yemen
Yemen has a permissive gun policy and does not require permits for firearm ownership. The 1992 Law "On Regulating Carrying Firearms and Ammunitions and Their Trade", established the right to own firearms (rifles, machine guns, revolvers and hunting rifles) for the purpose of legitimate defense. Licenses are required to carry firearms in cities, which are issued on a may-issue basis with varying restrictions depending on the city. Open and concealed carry is unrestricted in rural areas. Since the breakout of the civil war in 2011 there has been barely any state gun control, and fully-automatic rifles/assault rifles, anti-tank guided missiles or armored vehicles are available over the counter for various militias and individuals willing to buy them.
According to the Small Arms Survey of 2018 titled Estimating Global Civilian-Held Firearms Numbers, there are roughly 14.9 million civilian-held firearms in Yemen (52.8 firearms held per 100 residents), making Yemen the second most armed country in the world after the United States.
Europe
Bosnia-Herzegovina
The Federation of Bosnia and Herzegovina and Republika Srpska have relatively strict weapon laws compared to the rest of Europe. Weapons are regulated by the Weapons and Ammunition Law. People over 21 may apply for a permit. Those with a history of criminal activity, mental disorders, alcohol or substance use will be denied a permit. There is also a thorough background check, interviewing neighbors and family, and the applicant must complete a course and pass a multiple-choice exam. Police have the last word on the matter, with an appeal possible to a police captain. Firearms must be kept in a "safe place" within a residence, and may be confiscated by police if the owner is found to be "irresponsible". Concealed carry is allowed with a permit. Pepper spray may be carried by females if registered with police.
Georgia
In Georgia, civilians above 18 years of age may obtain a firearm permit from the Ministry of Internal Affairs, allowing them to purchase and keep firearms for hunting and sports (pump-action shotguns, hunting rifles, carbines, combined hunting firearms), self-defense (handguns, air guns, sprays, electric tranquilizers) or collections. Permits are denied to persons who are mentally ill, use illicit substances or alcohol recreationally, and those who have criminal records.
Iceland
In Iceland, a license is required to own or possess firearms. A national government safety course must be passed before applying for a license. A special license is required to own a handgun, which may only be used for target shooting at a licensed range. Semi-automatic firearms have caliber restrictions, while fully automatic firearms are only permitted for collectors.
Applicants must sit through a mandatory four-hour lecture on the "history and physics of the firearm". Paperwork must be filed in the police, magistrate, and the Environment Agency of Iceland. Applicants need to prove clean criminal records, need to be evaluated by a doctor to prove they "are of sound mind" and have "good enough eyesight". Two books referring to guns must be bought and read, a three-day course must be attended, and the applicant should score at least 75% on exams concerning gun safety, management, "what animals are allowed to be hunted and when". Finally, a practical exam must be taken. After Icelanders have their license, they need to own a gun safe to store the weapons in, plus a separate place to store the ammunition".
Approximately one gun is owned for every three people in the country, being used mostly for hunting and competitive shooting. From January to July 2019, 394 shotguns, 785 rifles, and 208 handguns were registered in Iceland. In total, police counts for guns in Iceland include about 40,000 shotguns, 25,000 rifles, and 3,600 handguns as of July that year.
Monaco
Law in Monaco divides firearms into two categories:
Category "A" weapons including hand guns, semi-automatic firearms and those firing centerfire ammunition require membership in the Monaco Rifle Club, a certificate of aptitude and handling for the requested weapon, and no past history of treatment in a psychiatric unit;
Category "B" weapons are hunting weapons that do not require licensing unless they are imported.
North Macedonia
To obtain a firearm license in North Macedonia one must be at least 18 years old, able-bodied, healthy, not representing danger to public order, have permanent residency, possess technical knowledge of weapons and regulations related to them and have a justified reason for acquiring the weapon. Justified reasons include:
Proving one's life or property is in danger;
Being an active member of hunting or archery associations and passing a specific hunting exam;
Being a weapons collector;
Legally inheriting a weapon;
Weapons having been granted as awards by the state or during archery competitions.
Fully automatic firearms are prohibited. Carrying firearms in public places is prohibited.
Norway
Firearms in Norway are regulated by the Firearm Weapons Act,
with a new secondary law in effect 1 July 2009 furthering regulation. A firearms license for rifles or shotguns can be issued by police to "sober and responsible" persons 16 years of age or older who are able to document a need for the weapon. This usually requires first obtaining a hunting or sports-shooting license. For handguns, the minimum ownership age is 21. Firearms or their vital components must be stored securely in the residence, and police may make inspections after providing 48-hours' notice.
Russia
Russian citizens over 18 years of age can obtain a firearms license after attending gun-safety classes and passing a federal test and background check. Firearms may be acquired for self-defense, hunting, or sports activities. Carrying permits may be issued for hunting firearms licensed for hunting purposes. Initially, purchases are limited to long smooth-bore firearms and pneumatic weapons with a muzzle energy of up to . After five years of shotgun ownership, rifles may be purchased. Handguns are generally not allowed (except traumatic handguns which are allowed for self-defense but can fire only cartridges with Rubber bullets), but with the growing popularity of practical shooting events and competitions in Russia in recent years (e.g. IPSC), handgun ownership has now been allowed and the handguns have to be stored at a shooting club. Rifles and shotguns with barrels less than long are prohibited, as are firearms which shoot in bursts or have more than a 10-cartridge capacity. Suppressors are prohibited.
In 2014 Russia relaxed its gun laws by allowing concealed carry firearms for self-defense purposes.
Serbia
Serbia has weapon laws and ranks third in guns per capita with a strong gun culture, especially in rural areas, with about one million guns in legal circulation. Weapons are regulated by the Weapons and Ammunition Law (Zakon o oružju i municiji).
People over age 18 may own firearms with a permit, which is denied to those with a criminal history, mental disorder, or history of alcohol or illegal substance use. There is a thorough background check with police having the final decision. Firearms must be stored in a designated gun cabinet, and may be confiscated by police if the owner is found irresponsible.
Rifles, shotguns and handguns may be owned with an appropriate permit. Having a permit to own a firearm does not itself allow the bearer to carry the firearm anywhere outside the home, regardless of whether it is concealed or not. The owner may transport their firearms at any time provided they are unloaded. Concealed carry permits for handguns require proving an imminent threat, with the police making a final decision. Therefore, concealed carry permits are hard to obtain. There is no limit on the number of firearms one may own, though every gun transaction is recorded by the police. There is no caliber restriction. Fully automatic firearms and suppressors are prohibited for civilians. Automatic long firearms are allowed to be obtained and used by legal entities under special circumstances. People over 18 years of age can buy and carry stun guns and electric tranquilizers with no permit needed. People over 16 can carry OC sprays. There is no restriction regarding the number of rounds that may be purchased. Ammunition may be bought only for the caliber in which an owned firearm is chambered. Reloading is allowed only to those who have passed an exam in handling explosive materials. Old firearms (produced before 1900), historically significant firearms, as well as black powder firearms (all category C items) may be bought without any permit.
Serbia has its own civilian gun and ammunition industry: Zastava Arms, Prvi Partizan, and Krušik.
Switzerland
Firearm regulations in Switzerland are comparatively liberal. Swiss gun laws are primarily about the acquisition of arms, and not ownership. As such a license is not required to own a gun by itself, but a shall-issue permit is required to purchase most types of firearms. Bolt-action rifles do not require an acquisition permit, and can be acquired with just a background check.
The Swiss have male conscription for military service. A recent referendum in 2011 on a call to force military weapons to be kept at military sites was defeated. Weapons may voluntarily be kept in the local armory and there is no longer an obligation to keep the weapon at home.
The Swiss "Federal Law on Arms, Arms Accessories and Ammunitions" (WG, LArm) of 20 June 1997 has as its objectives (Article 1) to combat the wrongful use of arms, their accessories, parts and ammunition. It governs the acquisition of arms, their introduction into Swiss territory, export, storage, possession, carrying, transport, and brokerage. It regulates the manufacture and trade in arms, and seeks to prevent the wrongful carrying of ammunition and dangerous objects. Article 3 states that "The right to acquire, possess and carry arms is guaranteed in the framework of this law".
Ukraine
As of 27th February 2022 there are no restrictions on ownership of any types of weapons, in fact the Ukranian government has given out thousands of military-grade weapons to its populace. This is due to the ongoing Russo-Ukranian war.
Ukraine is the only European country without firearms statutes; regulation is by Order No. 622 of the Ministry of Internal Affairs. A firearm license may be issued to citizens who meet an age requirement (21 for shotguns, 18 for shotguns for hunting purposes, and 25 for rifles), have no criminal record or history of domestic violence or mental illness and have a specific reason such as target shooting, hunting or collecting. Handguns of .22, 9 mm, .357 magnum and .38 caliber are permitted only for target shooting and those who can prove a threat against their lives (who are typically also given concealed carry permits). All firearms must be stored unloaded in a safe.
Citizens wishing to purchase weapons must complete courses on the fundamentals of Ukrainian legislation on weapons, their technical design and rules for the safe handling of weapons, as well as practical shooting. The organization of relevant courses is assigned to the internal affairs bodies. In order to obtain a weapon permit, citizens submit an application in the prescribed form, a certificate of completion of relevant courses, undergo a medical examination, an inspection of the internal affairs agencies and pass a test on the fundamentals of current legislation and rules for handling weapons and their application skills.
Article 263 of the Ukrainian Criminal Code says that for illegal carrying, storing and selling firearms, explosives and ammunition a person faces from 3 to 7 years in prison.
Weapon permits are not issued, and issued ones are canceled if there are:
Certificates (conclusions) of the medical institution that a person cannot own a weapon for health reasons;
The court's decision to declare him incompetent, partially capable, or to lead missing;
Information about the systematic violations by the person of the rules of arms trafficking, public order, being registered and treated for alcohol use disorder, use of narcotic drugs or psychotropic substances without a doctor's prescription;
Court verdict on conviction of a person to imprisonment;
Outstanding or not removed in the prescribed manner of conviction for serious crimes, as well as crimes committed with the use of weapons or explosive devices;
Court rulings on the direction to serve deprivation of liberty, conditionally convicted with a delay in the execution of the sentence, or a court ruling on the replacement of the unmerited term of correctional labor with a sentence of imprisonment.
The list of diseases and physical defects, in the presence of which a weapon permit is not issued, is approved by the Cabinet of Ministers of Ukraine.
Foreigners have the right to purchase civilian weapons of ammunition and ammunition for permits issued by the internal affairs bodies on the basis of petitions from diplomatic missions or consular offices of the states of which they are citizens, as well as ministries and other central executive authorities of Ukraine, subject to the export of such weapons from Ukraine later than 5 days after purchase. Foreigners who have received certificates of permanent residence in Ukraine have the right to purchase weapons in the manner established for citizens of Ukraine. Hunting and sporting weapons can be imported by foreigners into Ukraine with the appropriate permission of the internal affairs bodies and hunting agreements made with hunting farms or inviting ministries and other central executive authorities to participate in sports competitions.
European Union
Historically and legally EU member states have their own laws which differ from one country to another which led to differences in the extent of legal access to firearms among EU countries.
EU harmonisation started in 1991, with European Directive 91/477/EC which set minimum standards regarding civilian firearms acquisition and possession that EU member states must implement into their national legal systems. In this text, firearms are considered as any portable barrelled weapon that expels, is designed to expel or may be converted to expel a shot, bullet or projectile by the action of a combustible propellant.
Since 2017 EU directive amendment, arms are classified in three EU categories:
Category A – Prohibited firearms: including for instance explosive military missiles and launchers, automatic firearms, firearms disguised as other objects, or ammunition with penetrating, explosive or incendiary projectiles, and the projectiles for such ammunition, or semi-automatic firearms;
Category B – Firearms subject to authorisation, including for instance various kind of repeating and semi-automatic long firearms, but excluding those which belongs to category A
Category C – Firearms and weapons subject to declaration, including various kind of long firearms with, but excluding those which belongs to category A or B
Category D existing previously (Other firearms) is deleted
This classification relies on short firearms having a barrel not exceeding 30 centimetres or whose overall length does not exceed 60 centimetres.
Under article 5 of the directive:
Member states are free to adopt more stringent rules, according to article 3.
UN trend in EU
EU plans related to firearms is in line with the UN Firearms Protocol (117 states parties in 2019). This UN protocol existing since 2005 tighten regulations on the manufacture and trafficking of small firearms, like handguns and pistols. This relies on three main legal measures: criminalizing illicit trafficking of firearms; authorising or licensing legitimate manufacturers and vendors; and establishing marking and recording for tracing firearms.
Most, but not all, EU member states have ratified the UN Firearms Protocol.
Austria
Austria is the only country in the European Union where firearms are only partially licensed; the Waffengesetz (Weapons Act) provides the legal terms for all types of weapons, including firearms. § 1 of the law defines Weapons as objects that are designed to directly eliminate or reduce the ability of people to attack or defend themselves (e.g. knives, pepper spray, gas pistols, etc.) or for firing projectiles during hunting or sport shooting (e.g. crossbows, bows, etc.). § 2 further defines Firearms as weapons where projectiles can be fired from a barrel in a predefined direction. Most common firearms and some other weapons fall into three different categories, which come with different restrictions:
Category A is divided into two subcategories "war material" and "restricted weapons". "War material" includes for example tanks, fully automatic weapons and armour-piercing weapons; "restricted weapons" includes weapons disguised as other objects, firearms which can be disassembled in a faster than usual fashion for hunting and sport, shotguns with an overall length of less than 90 cm (35 in) or barrel length shorter than 45 cm (18 in), pump action shotguns, suppressors and firearms with suppressors, knuckledusters, blackjacks, steel rods. Category B covers all handguns, repeating shotguns and semi-automatic weapons which are not category A (e.g. pistols, revolvers, semi-automatic rifles and semi-automatic shotguns). Category C includes most other firearms that are not category A or B (e.g. repeating rifles, revolving rifles, break-action rifles and break-action shotguns).
All firearms of category A, B, and C are registered in the central weapon register (Zentrales Waffenregister, or short ZWR). Firearms of category C are the least restricted; all citizens over 18 may purchase them at licensed sellers, even without a firearms licence (barring a 3-day waiting period to check for a weapon ban on the buyer). Category B weapons have further restrictions; buyers must have a firearms license or a carry permit, and be 21, unless granted an exception for the age of 18. Category A weapons typically require further exceptions to be granted for holders, except in the case of suppressors and suppressed weapons, which may be held by those with valid hunting licences without an additional permit. "War material" requires a further special federal permit, which is in practice only granted to approved collectors and experts. In general, ammunition sales are unrestricted, though handgun ammunition and some rifle ammunition requires a permit. Antique firearms made before 1871, many black powder firearms and some other "less effective weapons" also require no licence or registration.
In addition, § 11a defines further restrictions on the purchase, possession and carrying of all weapons and ammunition for asylum seekers and many third-country nationals. Owning weapons without a permit for them is strictly prohibited and controlled by the police.
Carrying firearms in public generally requires a carry permit (or "Waffenpass"). Carry permits are issued by the authorities on a shall issue or may issue basis, depending on reason and applicant. Austrian law makes no distinction between concealed or open carry; with a carry permit, the holder may carry their weapon(s) freely throughout the whole country and even in certain "weapon free zones". However, holders must carry their weapons in a way that does not constitute a public nuisance; for example, openly displaying a handgun in one's belt at the cinema while wearing civil clothing would be considered unusual and could be considered a public nuisance if the police were called.
Belgium
Possessing or carrying firearms is generally illegal in Belgium. An exception is made for people who have a valid firearms licence. Since 2006, after a shooting incident in Antwerp, there are very strict conditions and rules for gun owners to obtain such a licence.
However the laws and regulations concerning the carrying and possession of firearms for hunters, sport shooters, collectors and also for the import and export of guns, differs from area to area in Belgium; a valid licence is almost always required. Blank guns, airsoft guns, paintball guns, and deactivated guns don't need a permit or licence and are free to purchase.
The gun law in Belgium doesn't apply (or at least applies differently) for the military and law enforcement services such as the police, customs and some private security units (only handguns). Until its abolition in 2019, the security units of Belgian courts and prison transport (Corps de securité Justice/Veiligheidskorps Justitie) were also permitted to carry handguns.
Croatia
Croatia issues firearms permits for self-defense, hunting, sport shooting:
Hunting permits require a certificate indicating successfully passing the hunting exam;
Sporting permits require a certificate issued by a target shooting organization on active membership;
Self-defense permits require a proof of danger to life.
Every permit also requires an applicant to be at least 18 years old, not be convicted of crimes, there being no other circumstances indicating that the weapon may be abused (for example by a history of alcoholism) and passing medical examinations.
As of October 2020 there 99,829 legal gun owners in Croatia. 14,711 people can own and carry firearms for the purpose of personal safety.
Cyprus
The Republic of Cyprus has strict gun control. Private citizens are completely forbidden from owning handguns and rifles in any calibre, including .22 rimfire ammunition. Shotguns limited to two rounds are allowed with a license, issued by provincial police. Shotguns must be for hunting purposes, and a licensed citizen may own up to ten shotguns, typically double-barrelled. A firearm license is required to buy ammunition, of up to 250 shells per purchase, with sales being recorded. Cyprus also controls airguns, and airgun owners require a license. Even though purchasing automatic weapons is illegal, the military issues their reserves an automatic weapon, therefore the majority of the male population has one due to military conscription.
Czech Republic
Civilian firearms possession in the Czech Republic has spanned over six centuries beginning with the Hussite revolution in the 1420s when firearms became indispensable for success of the mostly commoners militia army in its battles with professional crusader warriors armed with cold weapons. Starting with their use in the war for religious freedom, the right to be armed remains to be generally considered as a symbol of liberty in the country, alongside concepts such as freedom of speech and free elections.
The first legislation pertaining to firearms was adopted in the 1517 St. Wenceslaus Agreement, which stated that "all people of all standing have the right to keep firearms at home" and established ban on firearm carrying. A 1524 enactment on firearms then introduced a system of issuing firearms carry permits. Permitless right to possess firearms and carrying subject to shall-issue permits remained in place until the 1939 German occupation. During Czech history, only Nazis and Communists enacted firearms bans.
Following the Velvet Revolution of 1989, the country's firearms legislation returned to its historical roots. The authorities shall issue firearms license to any person older than 18, with a clean criminal record, and physically and mentally sound, that passes a firearms proficiency test and is legally reliable.
The Czech Republic is unusual in comparison to other EU countries in that the vast majority of gun owners (250,342 out of 307,372) possess their firearms for purposes of protection of life and property. Furthermore, the Czech Republic has a shall-issue concealed carry permit system, whereby every self-defense license holder may carry up to two concealed firearms with a round chambered. The Czech Republic had a higher rate of concealed carry licenses per capita than the US up to 2010, despite a relatively lower gun-ownership rate.
Denmark
Civilians in Denmark aged 16 and above can acquire gun licenses for hunting or sport shooting. This requires passing a written multiple-choice test and a practical test, after which a certified hunting license instructor determines if the applicant is suitable to own a weapon. A license is usually provided if the applicant has no or only minor marks on their criminal record.
A hunting license permits the over-the-counter-purchase and ownership of an unlimited number of shotguns of up to 12 gauge and 2-round capacity. From there, the police has to be notified of new weapon purchases through an online form. Bolt-action rifles can also be bought over-the-counter, although they require a rifle license which is obtained through the police. The allowed calibers range from the smallest possible, up to .50 BMG, with .50 BMG not included. Semi-automatic rifles are allowed if the rifle is limited to two rounds (hunting in Denmark), or without limitation on capacity (hunting outside of Denmark). Currently, only larger calibers (.308, 6.555, .300wm etc.) are issued as semi-auto rifles for hunting abroad. .223/5.5645 and similar caliber rifles are generally not approved. The hunter must pass a shotgun or rifle shooting test before being allowed to hunt.
For sport-shooting purposes, shotguns can also be used, as can bolt-action rifles of almost any caliber (.50 BMG as one of the exceptions). Sporting rifles are often chambered in 22lr and 6.555 mm.
Semi-automatic rifles are not allowed for sports shooting.
Handguns: After two years of active membership in a shooting club, one can apply for a handgun permit which is then subject to background checks and approval by the police, and one has to be 21 years old.
Approved calibers: All calibers under 9mm (919, 38 Spl, 357 magnum, .32acp etc.), plus a limited number of larger calibers; .40sw, 45 ACP, 44 Spl. The maximum number of handguns are 6 in 22 cal. When applying for gun number 3, a special permit from the department of justice is required. Large caliber guns, i.e. bigger than 22 cal, are restricted to a maximum of two in the same caliber. Therefore, one can only own two handguns in 9 mm at any given time. However, it is legal to own an additional two handguns in 9 mm, if these are revolvers.
For all handguns, the overall length must be at least 210 millimeters (8.2677 inch), regardless of caliber, measured without orthopedic grips or removal parts.
A weapon permit for sporting purposes (both long and short firearms) has to be renewed every five years. Rifle permits for hunting rifles have to be renewed every ten years. Shotguns are not held on individual permits; holders are allowed to own these as long as they have a valid hunting license – and they can keep it for up to ten years after the hunting license expires – albeit they are not allowed to keep ammunition without a valid license.
Carrying a firearm in public is strictly prohibited, however, a notion of proportional self-defense exists. This means that if someone is attacked with a firearm, they are legally allowed to defend themselves proportionally – e.g. with a firearm of their own.
Fully automatic weapons are prohibited for civilian use, unless a special permit is issued by the Ministry of Justice. These permits are extremely rare, and are normally only issued to people or companies working for, or supplying the police or military.
Illegal possession of a firearm may be punished with imprisonment of no less than one year. Civilians may keep privately owned weapons including pistols, revolvers, shotguns and rifles at their residences. These, together with its ammunition have to be stored in an approved gun cabinet (EN1143-1 grade 0 or better). The police may inspect a shooting club's weapons at their discretion, but require a court order to inspect privately held firearms.
Finland
The ownership and use of firearms in Finland is regulated by the country's Firearms Act of 1998. Weapons are individually licensed by local police, with no limit on the number of licenses an individual may hold. Licenses are granted for recreational uses, exhibition or (under certain circumstances) professional use. No type of weapon is explicitly prohibited, but licenses are granted only for a reason. Self-defense is not accepted as a valid reason for licensing. In general, this excludes all but hunting and sports guns from non-professional use. Fully automatic weapons are generally not permitted. With the exception of law enforcement, only specially trained security guards may carry loaded weapons in public.
In 2007, Finland had the third largest gun-ownership rate globally (behind the US and Yemen), and the first in Europe. Finns are avid hunters, and as of 2007, there were 1.6 million registered weapons and 650,000 people with firearm permits in the country, i.e. 12% of the population. In November that year, Finland updated their gun laws after two school shootings that left 20 people dead, and to comply with an EU directive by removing the ability of 15-18-year-olds to have their own permit. The possibility of creating a dual-license for an already licensed weapon with permission of the license holder was allowed (e.g. parental permission). In 2011, a constitutional law committee concluded that people over the age of 20 can receive a permit for semi-automatic handguns; individuals must demonstrate continuous activity in handgun sporting group for two years prior.
France
In 1563, Charles IX of France had an address to the Rouen parliament about forbidding firearms in which he made the following statement:
In France, a hunting license or a sport-shooting license is needed to purchase any firearm. In September 2015, firearms were divided into four categories that determine the regulations that apply to their possession and use. Category C firearms can be obtained with a hunting license, or sport-shooting license with a medical certificate. Category C includes mainly single-shot-per-barrel shotguns and single-shot or manual repeating rifles (including centre-fire rifles, for hunting or target shooting). Once legally purchased these category C arms may be kept, without using them, even when no longer licensed for hunting or sport-shooting.
Category B firearms are only available to sport-shooters licensed for at least 6 months, with a medical certificate, without any felony convictions, and additionally requires at least three shooting sessions with an instructor. Specific authorisations for purchase and possession may then be sought from a local police administration, are valid for 5 years, and are renewable. Such weapons may then only be used for sport-shooting at shooting ranges, never for hunting. Category B includes all assault type rifles, such as AK-47/AKM, AK-74 or AR-15/M16/M4, and any look-alike weapons even when chambered for rimfire cartridges (.22 LR). These must be semi-automatic only. All handguns, including those using rimfire ammunition, are classed as category B. It is illegal to possess these category B weapons after expiry of a non-renewed specific authorisation: the arms must be disposed of (sold to a gun shop or else destroyed, for example).
Air-guns including pistols are freely available to adults, as category D arms, provided that their energy level does not exceed 20 J (previously 10 J). Typical energy levels are 6 J for a target pistol and 7.5 J for a target rifle. A scoped Field Target rifle might produce 15 or 16 J (maximum authorised in FT competition). Air-soft arms, firing non-metallic pellets and not exceeding 2 J energy, are considered to be toys, rather than weapons, and so are excluded from firearm regulations.
Also freely available are category D defensive pepper sprays up to a maximum 75 g capacity. Bigger capacity sprays are considered offensive weapons, not defensive, and so are classed in category B, and require specific authorisation.
A person cannot own more than 12 centerfire firearms, and cannot own more than 10 magazines and 1,000 rounds of ammunition per firearm. A one-year carry license may be issued for persons "exposed to exceptional risks to their life" allowing them to carry a handgun with a maximum of 50 rounds. Such authorizations are extremely rare, however, as the state would normally insist on providing police protection in such cases. Since November 2015, police officers are authorised to carry their service weapons whilst off-duty.
Germany
Gun ownership in Germany is restrictive, being regulated by the Federal Weapons Act (German: Waffengesetz) of 1972.
The laws apply to weapons with a fire energy exceeding 7.5 J. A firearms license may be granted to those over the age of 18 who have no criminal convictions or mental disability, who are deemed reliable and can justify a reason for owning a firearm. A separate license is required for each firearm owned. Target-shooters must have been a member of a shooting club with 18 recorded visits in the previous 12 months. A firearms carry permit is a second-tier license which allows concealed carrying in public, and is only issued to those with a particular need.
Several weapons and special ammunitions are completely prohibited, such as automatic firearms. Buying, possessing, lending, using, carrying, crafting, altering and the trading of these weapons is illegal and punishable by up to five years imprisonment, confiscation of the weapon and a fine of up to €10,000. Using an illegal weapon for crimes of any kind is punishable by 1–10 years imprisonment.
Germany's National Gun Registry, introduced at the end of 2012, counted 5.5 million firearms legally owned by 1.4 million people.
Greece
Greece has gun regulations in place. Shotguns (limited to a 3-round capacity), rifles and handguns require a license issued by Police Headquarters. A license may be issued to a Greek citizen over the age of 18 if: a) there are serious fears about his or her personal security along with a positive recommendation by the Prosecutor and b) it is required for the safety of shops, banks, other financial institutions, etc. To purchase handguns and rifles, citizens must either have a concealed-carry permit or a target-shooting permit (for rifles). Semi auto rifles are prohibited. Hunters can own up to 10 shotguns and rifles (with no gun barrel rifling) and sport shooters can own up to 7 guns. There is no license-check or record kept for ammunition purchases for shotguns but target shooters can only own 500 rounds per weapon.
Hungary
Gun laws in Hungary are relatively strict, regulated by Code 24/2004, governmental decision 253/2004. (VIII. 31.) and directive of the Minister of Internal Affairs 49/2004. The law defines a firearm as having muzzle energy that exceeds . A firearms license may be granted to those over the age of 18 who have no criminal convictions or mental disability, and have passed a basic firearms theory/practical examination. Three categories of firearms ownership are allowed: Hunting (Firearms restricted to bolt action and double barrel shotguns), Sports shooting (only restriction is no fully automatic firearms), Self defense (special permission from the Police, very rarely granted in special cases e.g. gun shop owners). Sports shooting has in recent years gained popularity with the number of sports category licenses being issued steadily climbing. Government initiatives to popularize shooting sports such as building shooting ranges and introducing shooting as a sport in the schooling system has slowly begun. It is generally expected that obtaining (and keeping) a firearms permit is a slow and somewhat costly process, but once a permit is granted and the necessary yearly memberships are paid, yearly doctors certificates are obtained and the mandatory 2–3 sporting events are attended (for sports shooter) ownership is fairly liberal as to the type of firearm one can own.
In 2010, there were 129,000 registered gun owners (1.3% of the population) in Hungary with 235,000 firearms. The majority of these were hunting rifles. Gun violence is very rare in Hungary due to the close monitoring and control of firearm ownership. Crime with firearms are very rare and this statistic usually includes crimes committed with non-lethal "pepper spray" guns. Police use lethal force with a firearm less than 10 times per year, on average.
Ireland
Gun laws in Ireland are strict, requiring all firearms to be licensed individually through the Gardaí (police). Applicants must be 16 years of age and have a good reason for ownership, a secure location to store firearms, proof of competency with the firearm or arrangements to achieve such, provide access to medical records and two character references, and be of sound mind and temperate habits. Applicants convicted of certain specified offenses will be denied a firearms certificate. Personal protection is not a valid reason for ownership.
Irish firearms law is based on the Firearms Act 1925, which was amended by several following acts in 1964, 1968, 1971, 1990, 1998 and 2000. The cumulative effect of these modifications, along with modifications in other acts and confusion over which amendments applied, resulted in a 2006 Irish Law Reform Commission recommendation that all extant legislation be restated (written in a single document with all prior Acts repealed). However, the Criminal Justice Act 2006, contained a rewriting almost 80% of the Firearms Act. It was quickly followed by amendments in 2007 and further major amendments in 2009, exacerbating the legislative confusion. the Law Reform Commission recommendation has not as yet been fully enacted; the Firearms Act consists of the initial 1925 Act amended by approximately twenty separate Acts and is well understood by only a handful of those directly involved in its drafting, amendment or usage. Extensive complaints have arisen over the application of the legislation, with several hundred judicial review cases won in the High Court and Supreme Court by firearms owners, all relating to licensing decisions which had not adhered to the Firearms Act.
Italy
In Italy, national police issue gun licenses to those over the age of 18 without criminal records, who are not mentally ill or known to use illicit substances, and who can prove competence with firearm safety. A shooting sports license permits transporting unloaded firearms and firing them in designated shooting ranges. A hunting license allows holders to engage in hunting with firearms. A concealed carry license permits a person to carry a loaded firearm in public, and requires proving a "valid reason" to do so (e.g.: a security guard or a jeweler at risk of robbery). The number of firearms an individual may own and retain in their home is limited to:
- unlimited hunting weapon (only long, not resembling an automatic one or gas propelled)
- twelve long or short bud classified for sport by a sport association federated with Italian Olimpic Comitee (CONI)
- three weapon not allowed for hunting or classified as sporting.
- eight historical firearms (manufactured before 1890)
- unlimited quantity of smooth bore muzzle-loading firearms built as per a project made before than 1890.
- Unlimited quantity of Moderate Offensive Capacity (<7,5 Joule) weapons.
The last two can be purchased without permission or declaration in a authorized firearm shop by everyone who can prove to be at least 18 year, carry of such weapon is forbidden without a licence and no declaration is required (Art. 7 c.4 DM 362/2001). These limits can be exceeded with a collector license.
Private firearms must be registered at the local police department within 72 hours of acquisition. Ammunition: any licence allow the owner to keep 200 rounds of handgun and 1500 rounds of hunting ammunition and up to 5 kg of smokeless powder to reload the ammo. Declaration is required within 72 hour form acquisition for handgun ammo and for hunting ammo, but only if the quantity exceed the 1.000.
Lithuania
Luxembourg
In Luxembourg, anyone wishing to purchase, possess or use a firearm must hold a permit issued by the Minister of Justice in person.
The most common reasons for applying for a permit are hunting, recreational shooting, weapons collecting, and inheriting a firearm. Anyone who inherits a firearm must have a permit even if they have no intention to ever touch or use the gun.
Self-defence is not a valid reason for owning a firearm. However, the Ministry of Justice is concerned that some permit holders falsely cite another reason (such as recreational shooting) as a justification for acquiring their permit when their sole actual motivation is self-defence.
Malta
Firearms are allowed in Malta for sport shooting, collection and hunting purposes. To get firearm license one must join a shooting or collectors club for training, which will issue a recommendation letter for the police, after which applicant must pass knowledge of firearm safety and the Arms Act. After successfully completing every step one will get license.
There are 102,610 registered firearms (or 22 per 100 people), including 56,000 shotguns, 10,553 pistols, 7,856 rifles, 5,369 revolvers, 501 machine guns, 477 sub-machine guns, 633 combat shotguns, 22 cannons, 7 humane killers and 2 rocket launchers.
Law allow carrying firearms while hunting, with 10,544 licensed to do so on land and 247 on sea. Carrying loaded firearms outside of hunting grounds or shooting range is illegal. Automatic firearms are allowed only if they were produced before 1946.
Netherlands
In the Netherlands, gun ownership is restricted to law enforcement, hunters, and target shooters (self-defense is not a valid reason to own firearms). A hunting license requires passing a hunters safety course. To own a gun for target shooting, the applicant must have been a member of a shooting club for a year. People with felonies, drug addictions, and mental illnesses may not possess firearms.
Once obtained, firearms must be stored in a safe and annually inspected by police. Firearms may only be used in self-defense as a matter of "equal force". Fully automatic firearms are banned, but there are otherwise few restrictions: semi-automatics, handguns, and magazines of all sizes are legal, as are all types of ammunition. A licensed gun owner may only have five firearms registered to his or her license at one time.
Poland
Gun ownership in Poland is regulated and requires a permit to own or possess firearms. Permits are granted for specific purposes, such as self-defense, sports, hunting, collecting etc. and shall issue except the ones for self-defense, which may issue. Institutional permits allow for firearm ownership by security companies, shooting ranges, sports clubs etc.
Permits are issued to permanent residents over 21, not addicted to alcohol or other substances, having no criminal record, being in good physical and mental health, who passed an exam before sporting association, hunting association or the police. Permits specify the purposes, categories and quantities of allowed guns; categories depend on permit type while quantities are assigned at the discretion of the police, based on documentation provided. Quantities can be increased when one uses up all available slots.
Carrying loaded guns is allowed on all types of permits besides permits for collecting and commemorative purposes. Hunters can carry loaded only on hunting grounds. Guns shall be carried concealed in a holster close to the body. Carrying is limited in public transport only to self-defense permit holders. It is prohibited to carry while intoxicated, and when attending public gatherings or mass events.
Everyone, including foreigners, is allowed to use legal guns at registered shooting ranges, regardless of actual gun's ownership, e.g. rented from the range or shared by a legal owner present. Discharging a firearm for training or leisure out of a registered shooting range (even on a large private property) is prohibited.
Full-auto or select-fire firearms are permitted only on institutional and training permits. Since 2020 police can issue permit for firearms with suppressors for hunting permits, but only to be used for sanitary shootings, see main article for more details. Armor-piercing, incendiary, tracer and other special ammunition is banned. Only valid permit holders are allowed to buy or possess live ammunition, and only of the types exactly matching the guns they legally own. The quantity of matching ammunition in possession is not limited. Hunters, collectors and sports shooters are allowed to manufacture (reload) ammunition, but strictly for their own use. There are further limits regarding allowed types and calibers depending on the type of permit – see main article for details. There's no limit on magazine capacity, except when hunting.
Replicas of cartridgeless black powder firearms designed before 1885 require no permit to own. However, separate bill of law allows businesses to sell black powder to licensed customers only. This is often circumvented by obtaining a European Gun Card for your black powder firearm, asking a licensed colleague (there's no restriction on private sale or just giving out of black powder) or by buying powder in neighboring countries, mostly the Czech Republic.
Airguns up to 17 Joules of muzzle energy are unregulated. Airguns above that limit are considered pneumatic weapons, no permit is required but must be registered with the police and may be used only on registered shooting ranges. Use of pneumatic weapons outside of shooting range is considered the same kind of offense as using regular firearms.
Poland remains the most disarmed country in Europe.
Romania
Gun ownership in Romania is regulated by Law 295/2004. Romania has one of the toughest gun ownership laws in the world. In order for citizens to obtain a weapon, they must obtain a permit from the police, and must register their weapon once they purchase it. There are several categories of permits, with different requirements and rights, including hunting permits, self-defense permits, sports shooting permits and collectors permits. The only categories of people who are legally entitled to carry a weapon are owners of self-defense permits, magistrates, MPs, military forces and certain categories of diplomats. A psychological evaluation is required beforehand in all cases.
Furthermore, knives and daggers may in certain conditions (blade longer than 15 cm and at least 0.4 cm in width, double edge along the whole blade, etc.) be considered weapons and have a similar regime to those of firearms.
In order for a hunter to obtain a hunting/gun ownership license, he must spend a certain "practice time" with a professional hunter. To obtain a self-defense permit, one must be under witness protection. Sporting and collectors licenses require membership in a sport shooting club or collectors' association, respectively.
The amount of ammunition that can be owned is regulated by permit type. Sporting permits allow the ownership of 1000 matching cartridges per gun; hunting permits allow 300 matching cartridges per gun; self-defense permits allow 50 bullet cartridges and 50 blanks per gun; Collectors permits do not allow for private ownership of ammunition.
Explosive weapons and ammunitions, fully automatic weapons, weapons camouflaged in the shape of another object, armor-piercing ammunition and lethal weapons that do not fit in any category defined by the law are prohibited.
The type of gun is also regulated by permit. Below is a shortened version of the table detailing the restrictions by type of lethal weapon and permit, for civilian owners. Note that for collectors, short weapons designed after 1945 are forbidden, while only non-lethal weapons are allowed for self-defense permits.
It is illegal to use or carry weapons with a muzzle velocity of over 10kJ if "the barrel is fitted with devices conceived or adapted to reduce recoil"
{| class="wikitable"
|-
! Gun type !! Hunting !! Sporting !! Collection
|-
| Short, center-fire weapons such as pistols and revolvers || No || Yes || Yes
|-
| Long, semi-automatic weapons with a magazine capacity of more than 3 cartridges || No || Yes || Yes
|-
| Long, semi-automatic weapons that retain the appearance of a fully automatic weapon || Yes || No || Yes
|-
| Long, semi-automatic weapons with a magazine capacity of at most 3 cartridges, and which cannot be reasonably modified to hold more than 3 cartridges || Yes || Yes || Yes
|-
| Long, smooth-bore semi-automatic and repetition weapons with a length of at most 60 cm || Yes || Yes || Yes
|-
| Short, single-shot centerfire weapons with a length of at most 28 cm || No || Yes || Yes
|-
| Short, rim-fire single-shot, semi-automatic and repetition weapons || No || Yes || Yes
|-
| Single-shot center-fire rifles || Yes || Yes || Yes
|-
| Single-shot smoothbore weapons at least 28 cm long || Yes || Yes || Yes
|}
Note that there are other restrictions for obtaining weapons under a sports-shooting license.
Minors (14 and older) may also use a weapon, provided that they are under the supervision of someone who has a gun license. However, they cannot own or carry one until the age of 18.
The use of guns for self-defense is only allowed if the gun is a last resort option.
Slovakia
Gun ownership in Slovakia is regulated principally by law 190/2003 (law of weapons and ammunition).
A firearms license may be issued to an applicant at least 21 years of age (18 years for category D if they own a valid hunting permit, 15 years for state representative in sport-shooting), with no criminal history, and of sound health and mind, who has a valid reason for owning a gun, passes an oral exam covering aspects of gun law, safe handling, and first aid.
Licenses are issued in 6 categories:
Category A: Concealed carry for self-defense
Category B: Home self-defense
Category C: Possession for work purposes
Category D: Long guns for hunting
Category E: Possession for sport shooting
Category F: Collecting
A concealed carry license is only issued if the police deem a sufficient justification. Because of that issue of this license is may-issue in practice, and vary across Slovakia by stance of individual police department issuing licence. It is kind of similar to California, some department is almost shall-issue, another need true sufficient reason (like a constant more than average threat, previous assaults on applicant, transports of money, former service in army or law enforcement, legal awareness of applicant, clientelism). Only about 2% of the adult population holds this license.
There is an exception for non-repeating muzzle-loaded firearms, which may be purchased without a license.
Slovenia
Gun ownership in Slovenia is regulated under the "Weapons Law" (Zakon o orožju) which is harmonised with the directives of the EU. Gun permits are issued to applicants at least 18 years old, reliable, without criminal history and who has not been a conscientious objector, who passes a medical exam and a test on firearm safety. A specific reason must be given for gun ownership: for hunting or target shooting, the applicant must provide proof of membership in a hunting or sports shooting organization; for collection, the applicant must arrange safe storage with a level of security dependent on the type of weapons; for self-defense, the applicant must prove a risk to personal safety to such an extent that a weapon is needed.
As in most EU member states, the ownership of Category A firearms is prohibited; however these can be owned by weapon collectors, providing that requirements are met. Firearms must be stored in a locked cabinet with ammunition stored separately. Concealed carry is allowed in special circumstances. A gun permit is also required for airguns with muzzle velocity greater than or energy of .
Spain
Firearm regulation in Spain is restrictive, enacted in Real Decreto 137/1993. A firearm license may be obtained from the Guardia Civil after passing a police background check, a physiological and medical test, and a practical and theoretical exam. Shotgun, rifle and sporting licenses must be renewed after 5 years, subject to firearm inspection. Sporting licence requires to present proof of sporting activity of at least one competition each year. A minimum score may be required for some categories. Police may inspect firearms at any time. A self-defense and concealed carry license must be renewed every year, and is only available under special conditions.
A license-holder may own up to 6 shotguns, and unlimited rifles. With a sporting license, valid for 5 years, 1 to 10 handguns may be owned, depending on sports-shooting level. Magazine capacity for semi-automatic centerfire rifles and semi-automatic shotguns is limited to 10 rounds for sports shooting and 2 rounds for hunting. Handgun magazines are limited to 20 round capacity. Rimfire rifles, regardless of type have no magazine limit. Rifles chambered for certain cartridges with military origins are prohibited, such as .223/5.56 NATO and .50 BMG. The .308 Winchester and 7.62x39 mm (AK round) cartridges are only permitted in bolt-action, repetition or single-shot firearms. Proof of ownership of an approved safe is required for all centerfire rifles and handguns, and the owner is responsible for firearm thefts. Ammunition must be stored separately. Rifle and handgun ammunition may only be possessed for legally owned firearms, and purchases and possession is limited to 200 rounds rifle and 100 rounds for handguns. In addition, there are yearly limits in quantity (1000 for rifles,100 for handguns); however additional quantities can be petitioned, mainly for sporting use. For shotgun Ammunition, adults with a valid ID can purchase/possess up to 5,000 shells and there are no yearly limits in quantity. License-holders are only allowed to transport their unloaded firearms from their residence to the shooting range or hunting field and back, with no detours. Firearms may only be discharged at approved shooting ranges or hunting grounds (in season).
There are firearm license for private security for handguns and rifles. These cannot be used outside of work and must be stored in the workplace premises (with approved safe).
In addition there are handgun license for self-defense in concealed carry. However, this is granted on a "may issue" basis with several standards of necessity to be met and very few are granted. This license must be renewed annually and is not automatic.
Members of police forces and officers and non-commissioned officers of the armed forces have a special firearms license which encompasses all of the others. There are additional licenses for collectors and muzzle-loading firearms.
Sweden
Gun ownership in Sweden is regulated by Vapenlagen 1996:67 (literally, The Weapon Law),
modified by weapon decree Vapenförordningen 1996:70 and FAP 551-3 / RPSFS 2009:13. The police issue licenses to persons older than 18 years in good standing on the "need to have" basis, which generally implies either hunting or sport shooting. Passing a hunting examination or membership in an approved sport shooting club for six months is required. Licenses for semi-automatic handguns are issued for five years and can be renewed, rifle and single-shot handgun licenses are valid for the owner's lifetime. License-holders may lend a weapon to a person at least 15 years of age for supervised use.
A separate license is required for each particular firearm, caliber conversion kit or suppressor. There's no codified limit on the number of licenses a person can hold, but in practice a license-holder may own up to six hunting rifles, ten handguns, or a mix of eight rifles and handguns. Firearms must be stored in an approved safe. A firearm registered for hunting may be used for sport shooting, but not vice versa. Licenses obtained for hunting are implicitly limited to bolt-action or, more rarely, semi-automatic rifles that are "applicable for hunting", with no strict definition of the latter in the laws, which causes controversy.
Self-defense with firearms, as well as carry, is generally prohibited. Carry permits can be issued by the police under very special circumstances like an immediate and proven life threat. Transportation of unloaded firearms is allowed to and from approved shooting ranges or hunting grounds.
Firearm collectors must have a clearly stated demarcation of their interest in collecting (e.g.: pre-World War II British handguns). The police may demand security measures on keeping the collection. Collectors may request a time-limited permit to discharge their weapons. Firearms manufactured before 1890 and not using sealed cartridges are exempt from the weapon law.
United Kingdom (Except Northern Ireland)
The UK increased firearm regulation through several Firearms Acts,
leading to an outright ban on automatic firearms and many semi-automatic firearms. Breech-loading handguns are also tightly controlled.
There are three types of weapons that require different licences:
Section 1 firearms require a firearms certificate (FAC), and include bolt-action rifles, semi-automatic rifles in rimfire only, and all shotguns that do not conform to section 2 requirements. There are additional requirements for both sections, such as length and ammunition type, and some accessories such as suppressors are also subject to licensing restrictions.
Section 2 firearms are shotguns with a maximum magazine capacity of two cartridges, excluding those in the chamber, and require a Shotgun Certificate (SGC); unlike the other licences, the onus is on the police to find good reason not to grant applicants a licence.
All firearms and accessories that do not conform to section 1 or 2 requirements are designated as prohibited weapons and require a section 5 licence from the Home Office for legal possession.
An SGC allows the holder to purchase and own any number of shotguns, so long as they can be securely stored, and does not restrict purchase or storage of ammunition; additionally they may legally give shotgun ammunition to non-licence holders. Section 2 and 5 weapons require individual permission for each firearm or accessory, and there are restrictions as to the type and quantity of ammunition held. Aside from Northern Ireland, private ownership of most handguns was banned in 1997, with exception for section 5 firearms licences, which are only generally issued to maritime security personnel, and those under police protection.
There are several factors that may disqualify applicants. A custodial sentence of between three months and three years disqualifies applicants for five years from release; three years or greater disqualifies applicants for life. "Intemperate habits", such as substance use, may disqualify applicants. Being of "unsound mind", meaning a history of mental illness, or other relevant medical conditions may disqualify applicants, however there are no conditions that "make them automatically unsuitable to possess a firearm", and police will contact the applicant's general practitioner, who place a flag on the records of all licence holders. Applicants must also have suitable measures for storing firearms and ammunition, such as a gun safe. The FAC additionally requires demonstrating a good reason for each firearm the applicant wishes to own (such as hunting, pest control, collecting, or target shooting). Self-defence is only accepted as a good reason in Northern Ireland.
Oceania
Firearms are completely prohibited for civilian use without exceptions in Nauru, Palau and Marshall Islands. Fiji suspended all firearm licenses in 2000, Cook Islands and Solomon Islands did the same respectively in 1999 and 1992. Papua New Guinea does not issue new licenses since 2000, but former are still valid. Kiribati effectively made it impossible to obtain new firearms by banning import of them.
Australia
Gun laws in Australia are under the jurisdiction of the state governments, with the importation of guns regulated by the federal government. Gun laws were largely aligned in 1996 by the National Firearms Agreement. In two federally funded gun buybacks and voluntary surrenders and state governments' gun amnesties before and after the Port Arthur Massacre, more than a million firearms were collected and destroyed, possibly one third of the national stock.
A person must have a firearm licence to possess or use a firearm. Licence holders must demonstrate a "genuine reason" (which does not include self-defence) for holding a firearm licence and must not be a "prohibited person". All firearms must be registered by serial number to the owner, who must also hold a firearms licence.
New Zealand
New Zealand's gun laws focus mainly on vetting firearm owners. A firearms licence may be issued by police to applicants who attend a safety lecture, pass a written test on safety and the Arms Code, and have secure storage for firearms and ammunition; the police will also interview the applicant and two references to be certain the applicant is "fit and proper" to own a firearm. Having criminal associations, a history of domestic violence, mental instability, or alcohol or drug use almost always result in the application being denied. Misbehavior involving firearms commonly leads to a firearms licence being revoked by police. Even when licensed, a person may only be in possession of a firearm for a particular lawful, proper and sufficient purpose,
for which the NZ Police policy is to exclude self-defense, however this is not written in the Arms Act or supporting regulations.
Handguns, machine guns, or selective-fire assault rifles require stricter vetting procedures, a higher level of storage security, and a "special reason" for obtaining the weapon. The applicant must gain an appropriate endorsement on their licence and a permit to procure before obtaining.
After the Christchurch mosque shootings in 2019, legislation to restrict semi-automatic firearms and magazines with a capacity of more than 10 rounds, and provide an amnesty and buyback of such weapons was introduced and passed by the New Zealand parliament.
See also
Arms Trade Treaty
Concealed carry
Defensive gun use
Estimated number of civilian guns per capita by country
Global gun cultures
Glossary of firearms terms
Gun control
Gun ownership
Gun violence
Index of gun politics articles
List of countries by firearm-related death rate
Percent of households with guns by country.
Right to arms
Notes
References
Relevant legislation
External links
GunPolicy.org – University of Sydney hosted database on armed violence, firearm law and gun control
Small Arms Survey with 2007 survey of 178 countries
Missing Pieces: A Guide for Reducing Gun Violence through parliamentary action Centre for Humanitarian Dialogue, Inter-Parliamentary Union, 2007
Questionnaire for the Seventh United Nations Survey of Crime Trends and Operations of Criminal Justice Systems, covering the period 1998––2000
Gun Politics
Firearm laws |
12743 | https://en.wikipedia.org/wiki/Garrison%20Keillor | Garrison Keillor | Gary Edward "Garrison" Keillor (born August 7, 1942) is an American author, singer, humorist, voice actor, and radio personality. He created the Minnesota Public Radio (MPR) show A Prairie Home Companion (called Garrison Keillor's Radio Show in some international syndication), which he hosted from 1974 to 2016. Keillor created the fictional Minnesota town Lake Wobegon, the setting of many of his books, including Lake Wobegon Days and Leaving Home: A Collection of Lake Wobegon Stories. Other creations include Guy Noir, a detective voiced by Keillor who appeared in A Prairie Home Companion comic skits. Keillor is also the creator of the five-minute daily radio/podcast program The Writer's Almanac, which pairs one or two poems of his choice with a script about important literary, historical, and scientific events that coincided with that date in history.
In November 2017, Minnesota Public Radio cut all business ties with Keillor after an allegation of inappropriate behavior with a freelance writer for A Prairie Home Companion. On April 13, 2018, MPR and Keillor announced a settlement that allows archives of A Prairie Home Companion and The Writer's Almanac to be publicly available again, and soon thereafter, Keillor began publishing new episodes of The Writer's Almanac on his website.
Early life
Keillor was born in Anoka, Minnesota, the son of Grace Ruth (née Denham) and John Philip Keillor. His father was a carpenter and postal worker who was half-Canadian with English ancestry; Keillor's paternal grandfather was from Kingston, Ontario. His maternal grandparents were Scottish emigrants from Glasgow. He was the third of six children, with three brothers and two sisters.
Keillor's family belonged to the Plymouth Brethren, an Evangelical Christian movement that he has since left. In 2006, he told Christianity Today that he was attending the St. John the Evangelist Episcopal church in Saint Paul, Minnesota, after previously attending a Lutheran church in New York.
Keillor graduated from Anoka High School in 1960 and from the University of Minnesota with a bachelor's degree in English in 1966. During college, he began his broadcasting career on the student-operated radio station known today as Radio K.
In his 2004 book Homegrown Democrat: A Few Plain Thoughts from the Heart of America, Keillor mentions some of his noteworthy ancestors, including Joseph Crandall, who was an associate of Roger Williams, who founded Rhode Island and the first American Baptist church; and Prudence Crandall, who founded the first African-American women's school in America.
Career
Radio
Garrison Keillor started his professional radio career in November 1969 with Minnesota Educational Radio (MER), later Minnesota Public Radio (MPR), which today distributes programs under the American Public Media (APM) brand. He hosted a weekday drive-time broadcast called A Prairie Home Entertainment, on KSJR FM at St. John's University in Collegeville. The show's eclectic music was a major divergence from the station's usual classical fare. During this time he submitted fiction to The New Yorker magazine, where his first story for that publication, "Local Family Keeps Son Happy," appeared in September 1970.
Keillor resigned from The Morning Program in February 1971 in protest of what he considered interference with his musical programming; as part of his protest, he played nothing but the Beach Boys' "Help Me, Rhonda" during one broadcast. When he returned to the station in October, the show was dubbed A Prairie Home Companion.
Keillor has attributed the idea for the live Saturday night radio program to his 1973 assignment to write about the Grand Ole Opry for The New Yorker, but he had already begun showcasing local musicians on the morning show, despite limited studio space. In August 1973, MPR announced plans to broadcast a Saturday night version of A Prairie Home Companion with live musicians.
A Prairie Home Companion (PHC) debuted as an old-style variety show before a live audience on July 6, 1974; it featured guest musicians and a cadre cast doing musical numbers and comic skits replete with elaborate live sound effects. The show was punctuated by spoof commercial spots for PHC fictitious sponsors such as Powdermilk Biscuits, the Ketchup Advisory Board, and the Professional Organization of English Majors (POEM); it presents parodic serial melodramas, such as The Adventures of Guy Noir, Private Eye and The Lives of the Cowboys. Keillor voiced Noir, the cowboy Lefty, and other recurring characters, and provided lead or backup vocals for some of the show's musical numbers. The show aired from the Fitzgerald Theater in St. Paul.
After the show's intermission, Keillor read clever and often humorous greetings to friends and family at home submitted by members of the theater audience in exchange for an honorarium. Also in the second half of the show, Keillor delivered a monologue called The News from Lake Wobegon, a fictitious town based in part on Keillor's own hometown of Anoka, Minnesota, and on Freeport and other small towns in Stearns County, Minnesota, where he lived in the early 1970s. Lake Wobegon is a quintessentially Minnesota small town characterized by the narrator as a place "... where all the women are strong, all the men are good-looking, and all the children are above average."
The original PHC ran until 1987, when Keillor ended it to focus on other projects. In 1989, he launched a new live radio program from New York City, The American Radio Company of the Air, which had essentially the same format as PHC. In 1992, he moved ARC back to St. Paul, and a year later changed the name back to A Prairie Home Companion; it remained a fixture of Saturday night radio broadcasting for decades.
On a typical broadcast of A Prairie Home Companion, Keillor's name was not mentioned unless a guest addressed him by name, although some sketches featured Keillor as his alter ego, Carson Wyler. In the closing credits, which Keillor read, he gave himself no billing or credit except "written by Sarah Bellum," a joking reference to his own brain.
Keillor regularly took the radio company on the road to broadcast from popular venues around the United States; the touring production typically featured local celebrities and skits incorporating local color. In April 2000, he took the program to Edinburgh, Scotland, producing two performances in the city's Queen's Hall, which were broadcast by BBC Radio. He toured Scotland with the program to celebrate its 25th anniversary. (In the UK, Ireland, Australia, and New Zealand, the program is known as Garrison Keillor's Radio Show.) Keillor produced broadcast performances similar to PHC but without the "Prairie Home Companion" brand, as in his 2008 appearance at the Oregon Bach Festival. He was also the host of The Writer's Almanac, from 1993 to 2017, which, like PHC, was produced and distributed by American Public Media.
In a March 2011 interview, Keillor announced that he would be retiring from A Prairie Home Companion in 2013; but in a December 2011 interview with the Sioux City Journal, Keillor said: "The show is going well. I love doing it. Why quit?" During an interview on July 20, 2015, Keillor announced his intent to retire from the show after the 2015–2016 season, saying, "I have a lot of other things that I want to do. I mean, nobody retires anymore. Writers never retire. But this is my last season. This tour this summer is the farewell tour."
Keillor's final episode of the show was recorded live for an audience of 18,000 fans at the Hollywood Bowl in California on July 1, 2016, and broadcast the next day, ending 42 seasons of the show. After the performance, President Barack Obama phoned Keillor to congratulate him. The show continued on October 15, 2016, with Chris Thile as its host.
Separation from MPR
On November 29, 2017, the Star Tribune reported that Minnesota Public Radio was terminating all business relationships with Keillor as a result of "allegations of his inappropriate behavior with an individual who worked with him." In January 2018, MPR CEO Jon McTaggart elaborated that they had received allegations of "dozens" of sexually inappropriate incidents from the individual, including requests for sexual contact. Keillor denied any wrongdoing and said his firing stems from an incident when he touched a woman's bare back while trying to console her. He said he had apologized to her soon after, that they had already made up, and that he was surprised to hear the allegations when her lawyer called.
In its statement of termination, MPR announced that Keillor would keep his executive credit for the show, but that since he owns the trademark for the phrase "prairie home companion", they would cease rebroadcasting episodes of A Prairie Home Companion featuring Keillor and remove the trademarked phrase from the radio show hosted by Chris Thile. MPR also eliminated its business connections to PrairieHome.org and stopped distributing Keillor's daily program The Writer's Almanac. The Washington Post also canceled Keillor's weekly column when they learned he had continued writing columns, including a controversial piece criticizing Al Franken's resignation because of sexual misconduct allegations, without revealing that he was under investigation at MPR. Several fans wrote MPR to protest his firing, and within the month, 153 members had canceled their memberships because of it. In January 2018, Keillor announced he was in mediation with MPR over the firing. On January 23, 2018, MPR News reported further on the investigation after interviewing almost 60 people who had worked with Keillor. The story described other alleged sexual misconduct by Keillor, and a $16,000 severance check for a woman who was asked to sign a confidentiality agreement to prevent her from talking about her time at MPR (she refused and never deposited the check).
Settlement and access to archived shows
Keillor received a letter from the MPR CEO, Jon McTaggart, dated April 5, 2018, confirming that both sides wanted archives of A Prairie Home Companion and The Writer's Almanac to be publicly available again. In April 2018, MPR and Keillor announced a settlement under which MPR would restore the online archives.
Finding Your Roots segment
Also due to the allegations of inappropriate behavior, Keillor's segment in the PBS series Finding Your Roots episode that aired on December 19, 2017, was replaced by an older segment featuring Maya Rudolph.
Writing
At age 13, Keillor adopted the pen name "Garrison" to distinguish his personal life from his professional writing. He commonly uses "Garrison" in public and in other media.
Keillor has been called "[o]ne of the most perceptive and witty commentators about Midwestern life" by Randall Balmer in Encyclopedia of Evangelicalism. He has written numerous magazine and newspaper articles and more than a dozen books for adults as well as children. In addition to writing for The New Yorker, he has written for The Atlantic Monthly and National Geographic. He has also written for Salon.com and authored an advice column there under the name "Mr. Blue." Following a heart operation, he resigned on September 4, 2001, his last column being titled "Every dog has his day":
In 2004 Keillor published a collection of political essays, Homegrown Democrat: A Few Plain Thoughts from the Heart of America, and in June 2005 he began a column called The Old Scout, which ran at Salon.com and in syndicated newspapers. The column went on hiatus in April 2010 so that he could "finish a screenplay and start writing a novel."
Keillor wrote the screenplay for the 2006 movie A Prairie Home Companion, directed by Robert Altman. He also appears in the movie.
Bookselling
On November 1, 2006, Keillor opened an independent bookstore, "Common Good Books, G. Keillor, Prop." in the Blair Arcade Building at the southwest corner of Selby and N. Western Avenues in the Cathedral Hill area in the Summit-University neighborhood of Saint Paul, Minnesota.
In April 2012, the store moved to a new location on Snelling Avenue across from Macalester College in the Macalester-Groveland neighborhood. In April of 2019, Keillor sold his interest in the bookstore.
Voice-over work
Probably owing in part to his distinctive North-Central accent, Keillor is often used as a voice-over actor. Some notable appearances include:
Voiceover artist for Honda UK's "the Power of Dreams" campaign. The campaign's most memorable advertisement is the 2003 Honda Accord commercial Cog, which features a Heath Robinson contraption (or Rube Goldberg Machine) made entirely of car parts. The commercial ends with Keillor asking, "Isn't it nice when things just work?" Since then, Keillor has voiced the tagline for most if not all UK Honda advertisements, and even sang the voiceover in the 2004 Honda Diesel commercial Grrr. His most recent ad was a reworking of an existing commercial with digitally added England flags to tie in with the World Cup. Keillor's tagline was "Come on, England, keep the dream alive."
Voice of the Norse god Odin in an episode of the Disney animated series Hercules
Voice of Walt Whitman and other historical figures in Ken Burns's documentary series The Civil War and Baseball
Narrator of "River of Dreams" Documentary at the National Mississippi River Museum and Aquarium in Dubuque, Iowa
In 1991, Keillor released Songs of the Cat, an album of original and parody songs about cats.
Reception
In Slate, Sam Anderson called Keillor "very clearly a genius. His range and stamina alone are incredible—after 30 years, he rarely repeats himself—and he has the genuine wisdom of a Cosby or Mark Twain." But Keillor's "willful simplicity," Anderson wrote, "is annoying because, after a while, it starts to feel prescriptive. Being a responsible adult doesn't necessarily mean speaking slowly about tomatoes." Anderson also noted that in 1985, when Time magazine called Keillor the funniest man in America, Bill Cosby said, "That's true if you're a pilgrim."
In popular culture
Keillor's style, particularly his speaking voice, has often been parodied.
The Simpsons parodied him in an episode in which the family is shown watching a Keillor-like monologist on television; they are perplexed at why the studio audience is laughing so much, prompting Homer to ask "What the hell's so funny?" and Bart to suggest "Maybe it's the TV." Homer then hits the set, exclaiming: "Stupid TV! Be more funny!"
On the November 19, 2011, episode of Saturday Night Live, cast member Bill Hader impersonated Keillor in a sketch depicting celebrities auditioning to replace Regis Philbin as co-host of Live! with Kelly.
One Boston radio critic likens Keillor and his "down-comforter voice" to "a hypnotist intoning, 'You are getting sleepy now'," while noting that Keillor does play to listeners' intelligence.
Pennsylvanian singer-songwriter Tom Flannery wrote a song in 2003 titled "I Want a Job Like Garrison Keillor's."
Two parody books by "Harrison Geillor": The Zombies of Lake Woebegotten and The Twilight of Lake Woebegotten, were published by Night Shade Books in 2010 and 2011.
Personal life
Keillor is a member of the Democratic-Farmer-Labor Party. He is tall. He considers himself a loner and prefers not to make eye contact with people. Though not diagnosed, he also considers himself to be on the high-functioning end of the autism spectrum. He spoke about his experiences as an autistic person in his keynote address at the 19th Annual Minnesota Autism Conference in 2014.
Keillor has been married three times. He was married to Mary Guntzel from 1965 to 1976; they had one son, Jason (born 1969). He was married to Ulla Skaerved, a former exchange student from Denmark at Keillor's high school whom he re-encountered at a class reunion, from 1985 to 1990. He married classical string player Jenny Lind Nilsson (born 1957), who is also from Anoka, in 1995. They have one daughter, Maia Grace Keillor (born December 29, 1997).
Between his first and second marriages, Keillor was romantically involved with Margaret Moos, who worked as a producer of A Prairie Home Companion.
On September 7, 2009, Keillor was briefly hospitalized after suffering a minor stroke. He returned to work a few days later.
2006 Methodist church comments
In 2006, after a visit to a United Methodist church in Highland Park, Texas, Keillor created a local controversy with his remarks about the event, including the rhetorical suggestion of a connection between event participants and supporters of torture and a statement creating an impression of political intimidation: "I walked in, was met by two burly security men ... and within 10 minutes was told by three people that this was the Bushes' church and that it would be better if I didn't talk about politics." In response, the lecture series coordinator said the two "burly security men" were a local policeman and the church's own security supervisor, both present because the agreement with Keillor's publisher specified that the venue provide security. In addition, the coordinator said that Keillor arrived at the church, declined an introduction, and took the stage without an opportunity to mingle with the audience, so he did not know when these warnings might have been dispensed. The publicist concurred, saying that Keillor did not have contact with any church members or people in the audience before he spoke. Supposedly, before Keillor's remarks, participants at the event had considered the visit to have been cordial and warm. Asked to respond, Keillor stuck to his story, describing the people who advised him not to discuss politics and saying that he did not have security guards at other stops on the tour.
In 2007, Keillor wrote a column that in part criticized "stereotypical" gay parents, who he said were "sardonic fellows with fussy hair who live in over-decorated apartments with a striped sofa and a small weird dog and who worship campy performers." In response to the strong reactions of many readers, Keillor said:
In 2008, Keillor created a controversy in St. Paul when he filed a lawsuit against his neighbor's plan to build an addition on her home, citing his need for "light and air" and a view of "open space and beyond". Keillor's home is significantly larger than others in his neighborhood and it would still be significantly larger than his neighbor's with its planned addition. Keillor came to an undisclosed settlement with his neighbor shortly after the story became public.
In 2009, one of Keillor's "Old Scout" columns contained a reference to "lousy holiday songs by Jewish guys" and a complaint about "Silent Night" as rewritten by Unitarians, upsetting some readers. A Unitarian minister named Cynthia Landrum responded, "Listening to him talk about us over the years, it's becoming more and more evident that he isn't laughing with us—he's laughing at us", while Jeff Jacoby of the Boston Globe called Keillor "cranky and intolerant".
Awards and other recognition
"A Prairie Home Companion" received a Peabody Award in 1980.
Keillor received a Medal for Spoken Language from the American Academy of Arts and Letters in 1990.
In 1994, Keillor was inducted into the National Radio Hall of Fame.
He received a National Humanities Medal from the National Endowment for the Humanities in 1999.
"Welcome to Minnesota" markers in interstate rest areas near the state's borders include statements such as "Like its neighbors, the thirty-second state grew as a collection of small farm communities, many settled by immigrants from Scandinavia and Germany. Two of the nation's favorite fictional small towns – Sinclair Lewis's Gopher Prairie and Garrison Keillor's Lake Wobegon – reflect that heritage."
In 2007, The Moth, a NYC-based not-for-profit storytelling organization, awarded Garrison Keillor the first The Moth Award – Honoring the Art of the Raconteur at the annual Moth Ball.
In September 2007, Keillor was awarded the 2007 John Steinbeck Award, given to artists who capture "the spirit of Steinbeck's empathy, commitment to democratic values, and belief in the dignity of the common man."
Keillor received a Grammy Award in 1988 for his recording of Lake Wobegon Days.
In 2016, he received the Fitzgerald Award for Achievement in American Literature.
He has also received two CableACE Awards and a George Foster Peabody Award.
Bibliography
Keillor's work in print includes:
Lake Wobegon
Lake Wobegon Days (1985), ; a recorded version of this won a Grammy Award for Best Spoken Word or Non-musical Album in 1988
Leaving Home: A Collection of Lake Wobegon Stories (1987; collection of Lake Wobegon stories),
We Are Still Married (1989; collection including some Lake Wobegon stories),
An expanded edition was released in 1990 that added six stories and removed one from the original publication.
Wobegon Boy (1997),
Lake Wobegon Summer 1956 (2001),
In Search of Lake Wobegon (Photographs by Richard Olsenius, 2001),
Pontoon: A Novel of Lake Wobegon (2007),
Liberty: A Novel of Lake Wobegon (2008),
Life among the Lutherans (2009),
Pilgrims: A Wobegon Romance (2009),
The Lake Wobegon Virus (2020),
Other works
G.K. The D.J. (1977)
Happy to Be Here (1981),
WLT: A Radio Romance (1991),
The Book of Guys (1993),
The Sandy Bottom Orchestra (with Jenny Lind Nilsson, 1996),
Me, by Jimmy "Big Boy" Valente (1999),
Love Me (2003),
Homegrown Democrat: A Few Plain Thoughts from the Heart of America (2004),
Daddy's Girl (2005),
A Christmas Blizzard (2009),
Cat, You Better Come Home (2010), 978-0670012770
Guy Noir and the Straight Skinny (2012),
The Keillor Reader (2014),
That Time of Year: A Minnesota Life (2020)
Poetry
The Selected Verse of Margaret Haskins Durber (1979)
77 Love Sonnets (2009),
O, What a Luxury: Verses Lyrical, Vulgar, Pathetic & Profound (2013)
Living with Limericks (2019),
Poetry anthologies
Good Poems (2002),
Good Poems for Hard Times (2005),
Good Poems, American Places (2011),
Contributions to The New Yorker
References
Further reading
Cara Buckley, "The Garrison Keillor You Never Knew" (archived), The New York Times, June 16, 2016.
External links
A Prairie Home Companion radio website—Garrison Keillor's public radio show
The Writer's Almanac website—Garrison Keillor's daily poetry program
"Minnesota Zen Master"—a detailed profile of Garrison Keillor, published in The Guardian, March 6, 2004.
"Kingdom of the Frown"—A feature article from The Reykjavík Grapevine on Garrison Keillor
"A Prairie Home Conundrum", Slate, June 16, 2006
An interview with Garrison Keillor at Everydayyeah.com
"Garrison Keillor—The Man on the Radio in the Red Shoes", PBS, American Masters
Speech by Keillor at Concordia University February 15, 2011
1995 Paris Review interview
1942 births
20th-century American male actors
20th-century American non-fiction writers
21st-century American male actors
21st-century American non-fiction writers
American advice columnists
American Episcopalians
American humorists
American male non-fiction writers
American male radio actors
American male singers
American people of English descent
American people of Scottish descent
American Public Media
American public radio personalities
American radio hosts
Audiobook narrators
Edward R. Murrow Award (CPB) winners
Grammy Award winners
Living people
Male actors from Minnesota
Male actors from Saint Paul, Minnesota
Members of the American Academy of Arts and Letters
Minnesota Democrats
Minnesota Public Radio people
Monologists
National Humanities Medal recipients
People from Anoka, Minnesota
People from Ramsey County, Minnesota
Radio personalities from Minnesota
The New Yorker people
The New Yorker staff writers
University of Minnesota College of Liberal Arts alumni
Virgin Records artists
Writers from Saint Paul, Minnesota
Novelists from Minnesota
Anoka High School alumni
20th-century American male writers
21st-century American male writers |
12747 | https://en.wikipedia.org/wiki/Gia%20Carangi | Gia Carangi | Gia Marie Carangi (January 29, 1960November 18, 1986) was an American model, considered by many to be the first woman to be titled as supermodel. She was featured on the cover of fashion magazines, including multiple editions of Vogue and Cosmopolitan, and appeared in advertising campaigns for such fashion houses as Armani, Christian Dior, Versace, and Yves Saint Laurent.
After she became addicted to heroin, Carangi's modeling career rapidly declined. At age 26 she died of AIDS-related complications, believed to have contracted the disease from a contaminated needle, becoming one of the first famous women to die of the disease. Her life was dramatized in the television film Gia, starring Angelina Jolie, which debuted on HBO in 1998.
Life and career
1960–1977: Early life
Carangi was born in Philadelphia, the third and youngest child of Joseph Carangi, a restaurant owner, and Kathleen Carangi (née Adams), a homemaker. She had two older brothers. Her father was Italian, and her mother was of Irish and Welsh ancestry. Joseph and Kathleen had an unstable, violent marriage, ultimately leading Kathleen to abandon the family when Carangi was eleven years old. She was described as "needy and manipulative" by relatives who recalled her as spoiled and shy as a child and a "mommy's girl" who did not receive the motherly attention that she desired. Those who knew Gia blamed her "fractured childhood" for the instability and drug dependence that plagued her adult life.
In her adolescent years, Carangi found the attention she sought from other teenage girls, befriending them by sending flowers. While attending Abraham Lincoln High School, Carangi bonded with "the Bowie kids", a group of obsessive David Bowie fans who emulated Bowie's "defiantly weird, high-glam" style. Carangi was drawn to Bowie for his fashion preferences and his ambiguous gender play and outspoken bisexuality. One of Carangi's friends later spoke of her "tomboy persona", describing her relaxed openness about her sexuality as reminiscent of the character Cay in the 1985 film Desert Hearts. Carangi and her "bi-try Bowie-mad" friends hung out in Philadelphia's gay clubs and bars. Though she associated with the lesbian community, she did not want to take up "the accepted lesbian style."
1978–1980: Career beginnings and success
After being featured in Philadelphia newspaper ads, Carangi moved to New York City at the age of 17, where she signed with Wilhelmina Models. Her first major shoot, published in October 1978, was with top fashion photographer Chris von Wangenheim, who had her pose nude behind a chain-link fence with makeup artist Sandy Linter. Carangi immediately became infatuated with Linter and pursued her, though the relationship never became stable. By the end of 1978, her first year in New York, Carangi was already a well-established model. Of her quick rise to prominence, described by Vogue as "meteoric", Carangi later said, "I started working with very good people, I mean all the time, very fast. I didn't build into a model, I just sort of became one."
Carangi was a favorite model of various fashion photographers, including Von Wangenheim, Francesco Scavullo, Arthur Elgort, Richard Avedon, and Denis Piel. Well-integrated within the fashion world, she had the selection of several photographers, most notably Scavullo. Carangi was featured on the cover of many fashion magazines, including the April 1979 issue of British Vogue, the April 1979 and August 1980 issues of Vogue Paris, the August 1980 issue of American Vogue, the February 1981 issue of Vogue Italia, and multiple issues of Cosmopolitan between 1979 and 1982. During these years, she also appeared in various advertising campaigns for high-profile fashion houses, including Armani, André Laug, Christian Dior, Versace, and Yves Saint Laurent. At the height of her career, Carangi was most known in modeling circles by only her first name. During this time, she also appeared in the Blondie music video for "Atomic".
1980–1981: Drug use and career decline
A regular at Studio 54 and the Mudd Club, Carangi usually used cocaine in clubs. After her agent, mentor, and friend Wilhelmina Cooper, died of lung cancer in March 1980, a devastated Carangi began using drugs and developed an addiction to heroin. Carangi's addiction soon began to affect her work; she had violent temper tantrums, walked out of photo shoots to buy drugs, and fell asleep in front of the camera. Scavullo recalled a fashion shoot with Carangi in the Caribbean when "she was crying, she couldn't find her drugs. I literally had to lay her down on her bed until she fell asleep." During one of her final location shoots for American Vogue, Carangi had red bumps in the crooks of her elbows where she had injected heroin. Despite airbrushing, some of the photos, as published in the November 1980 issue, reportedly still showed visible needle marks.
In November 1980, Carangi left Wilhelmina Models and signed with Ford Models, but she was dropped within weeks. By then, her career was in a steep decline. Modeling offers soon ceased and her fashion industry friends, including Sandy Linter, refused to speak to her, fearing their association with her would harm their careers. In an attempt to quit using drugs, she moved back to Philadelphia with her mother and stepfather in February 1981. Carangi underwent a 21-day detox program, but her sobriety was short-lived. She was arrested in March 1981 after she drove into a fence in a suburban neighborhood. After a chase with police, she was taken into custody where it was later determined she was under the influence of alcohol and cocaine. After her release, Carangi briefly signed with a new agency, Legends, and worked sporadically, mainly in Europe.
1981–1983: Attempted comeback and retirement
In late 1981, although still using drugs, Carangi was determined to make a comeback in the fashion industry and signed with Elite Model Management. While some clients refused to work with her, others were willing to hire her because of her past status as a top model. Scavullo photographed her for the April 1982 cover of Cosmopolitan, her last cover appearance for an American magazine. Sean Byrnes, Scavullo's long-time assistant, later said, "What she was doing to herself finally became apparent in her pictures. ... I could see the change in her beauty. There was an emptiness in her eyes."
Carangi then mainly worked with photographer Albert Watson and found work modeling for department stores and catalogs. She appeared in an advertising campaign for Versace, shot by Richard Avedon. He hired her for the fashion house's next campaign, but during the photo shoot, in late 1982, Carangi became uncomfortable and left before any usable shots of her were taken. Around this time, Carangi enrolled in an outpatient methadone program but soon began using heroin again. By the end of 1982, she had only a few clients that were willing to hire her. Carangi's final photo shoot was for German mail-order clothing company Otto Versand in Tunisia; she was sent home during the shoot for using heroin. She left New York for the final time in early 1983.
1983–1986: Later years and death
As she had spent most of her modeling earnings on drugs, Carangi spent the final three years of her life with various lovers, friends, and family members in Philadelphia and Atlantic City. She was admitted to an intense drug treatment program at Eagleville Hospital in December 1984. After treatment, she got a job in a clothing store, which she eventually quit. She later found employment as a checkout clerk and then worked in the cafeteria of a nursing home. By late 1985, she had begun using drugs again and was engaging in sex work in Atlantic City.
In December 1985, Carangi was admitted to Warminster General Hospital in Warminster, Pennsylvania, with bilateral pneumonia. A few days later, she was diagnosed with AIDS-related complex. In the fall of 1986, Gia Carangi was hospitalized again after being found on the street badly beaten and raped. On October 18, she was admitted to Hahnemann University Hospital. Gia Carangi died at the Hahnemann Hospital of AIDS-related complications one month later on November 18, 1986, at the age of 26, becoming one of the first famous women to die of the disease. Her funeral was held on November 23 at a small funeral home in Philadelphia. No one from the fashion world attended. However, weeks later, Francesco Scavullo, Carangi's friend and confidant, sent a Mass card when he heard the news.
Legacy
Carangi is often considered to be the first supermodel, although that title has been applied to others, including Margaux Hemingway,
Audrey Munson, Lisa Fonssagrives, Dorian Leigh, Twiggy, Jean Shrimpton, and Janice Dickinson. Model Cindy Crawford, who rose to prominence the year Carangi died, was referred to as "Baby Gia" because of her resemblance to Carangi. Crawford later recalled, "My agents took me to all the photographers who liked Gia: Albert Watson, Francesco Scavullo, Bill King. Everyone loved her look so much that they gladly saw me." Additionally, Carangi, whose sexual orientation has been reported as either lesbian or bisexual, is considered a lesbian icon and is said to have "epitomized lesbian chic more than a decade before the term was coined." Argentine model Mica Argañaraz has often been compared to Carangi, whom she considers a beauty icon.
Carangi's life has been the subject of several works. A biography of Carangi by Stephen Fried titled Thing of Beauty—taken from the first line of John Keats' famous poem Endymion—was published in 1993. Gia, a biographical television film starring Angelina Jolie, debuted on HBO in 1998. Jolie won a Golden Globe Award and a Screen Actors Guild Award for her performance, among other accolades. A documentary titled The Self-Destruction of Gia, released in 2003, showcased footage of Carangi, contemporary interviews with Carangi's family and former colleagues, including Sandy Linter, and footage of actress-screenwriter Zoë Lund, herself a heroin addict, who had been commissioned to write a screenplay based upon Carangi's life at the time of her own death of drug-related causes in 1999.
A biography of Carangi by Sacha Lanvin Baumann titled Born This Way: Friends, Colleagues, and Coworkers Recall Gia Carangi, the Supermodel Who Defined an Era, was published in 2015. Sondra Scerca, who brought Carangi to Wilhelmina, is currently writing a memoir titled GIA, WILLY and ME, which will be released in 2022.
The AIDS Memorial Quilt contains one panel with only Carangi's name.
Designers and brands represented
Armani
Bloomingdale's
Citicorp
Cutex
Christian Dior
Perry Ellis
Diane von Fürstenberg
Lancetti
Levi's
Maybelline
Yves Saint Laurent
Versace
Vidal Sassoon
References
External links
1960 births
1986 deaths
Female models from Pennsylvania
American female models
American people of Irish descent
American people of Italian descent
American people of Welsh descent
LGBT models
LGBT people from Pennsylvania
People from Philadelphia
20th-century American women
AIDS-related deaths in Pennsylvania
Burials in Pennsylvania
20th-century LGBT people |
12804 | https://en.wikipedia.org/wiki/Grigori%20Rasputin | Grigori Rasputin | Grigori Yefimovich Rasputin (; ; – ) was a Russian mystic and self-proclaimed holy man who befriended the family of Nicholas II, the last Emperor of Russia, and gained considerable influence in late Imperial Russia.
Rasputin was born to a peasant family in the Siberian village of Pokrovskoye in the Tyumensky Uyezd of Tobolsk Governorate (now Yarkovsky District of Tyumen Oblast). He had a religious conversion experience after taking a pilgrimage to a monastery in 1897. He has been described as a monk or as a "strannik" (wanderer or pilgrim), though he held no official position in the Russian Orthodox Church. He traveled to Saint Petersburg in 1903 or the winter of 1904–1905, where he captivated some church and social leaders. He became a society figure and met Emperor Nicholas and Empress Alexandra in November 1905.
In late 1906, Rasputin began acting as a healer for the imperial couple's only son, Alexei, who suffered from hemophilia. He was a divisive figure at court, seen by some Russians as a mystic, visionary, and prophet, and by others as a religious charlatan. The high point of Rasputin's power was in 1915 when Nicholas II left St. Petersburg to oversee Russian armies fighting World War I, increasing both Alexandra and Rasputin's influence. Russian defeats mounted during the war, however, and both Rasputin and Alexandra became increasingly unpopular. In the early morning of , Rasputin was assassinated by a group of conservative noblemen who opposed his influence over Alexandra and Nicholas.
Historians often suggest that Rasputin's scandalous and sinister reputation helped discredit the tsarist government and thus helped precipitate the overthrow of the Romanov dynasty a few weeks after he was assassinated. Accounts of his life and influence were often based on hearsay and rumor.
Early life
Rasputin was born a peasant in the small village of Pokrovskoye, along the Tura River in the Tobolsk Governorate (now Tyumen Oblast) in the Russian Empire. According to official records, he was born on and christened the following day. He was named for St. Gregory of Nyssa, whose feast was celebrated on 10 January.
There are few records of Rasputin's parents. His father, Yefim, was a peasant farmer and church elder who had been born in Pokrovskoye in 1842 and married Rasputin's mother, Anna Parshukova, in 1863. Yefim also worked as a government courier, ferrying people and goods between Tobolsk and Tyumen. The couple had seven other children, all of whom died in infancy and early childhood; there may have been a ninth child, Feodosiya. According to historian Joseph T. Fuhrmann, Rasputin was certainly close to Feodosiya and was godfather to her children, but "the records that have survived do not permit us to say more than that".
According to historian Douglas Smith, Rasputin's youth and early adulthood are "a black hole about which we know almost nothing", though the lack of reliable sources and information did not stop others from fabricating stories about his parents and his youth after Rasputin's rise to fame. Historians agree, however, that like most Siberian peasants, including his mother and father, Rasputin was not formally educated and remained illiterate well into his early adulthood. Local archival records suggest that he had a somewhat unruly youth—possibly involving drinking, small thefts, and disrespect for local authorities—but contain no evidence of his being charged with stealing horses, blasphemy, or bearing false witness, all major crimes later imputed to him as a young man.
In 1886, Rasputin traveled to Abalak, Russia, some 250 km east-northeast of Tyumen and 2,800 km east of Moscow, where he met a peasant girl named Praskovya Dubrovina. After a courtship of several months, they married in February 1887. Praskovya remained in Pokrovskoye throughout Rasputin's later travels and rise to prominence and remained devoted to him until his death. The couple had seven children, though only three survived to adulthood: Dmitry (b. 1895), Maria (b. 1898), and Varvara (b. 1900).
Religious conversion
In 1897, Rasputin developed a renewed interest in religion and left Pokrovskoye to go on a pilgrimage. His reasons are unclear; according to some sources, Rasputin left the village to escape punishment for his role in horse theft. Other sources suggest he had a vision of the Virgin Mary or of St. Simeon of Verkhoturye, while still others suggest that Rasputin's pilgrimage was inspired by a young theological student, Melity Zaborovsky. Whatever his reasons, Rasputin cast off his old life: he was twenty-eight, married ten years, with an infant son and another child on the way. According to Douglas Smith, his decision "could only have been occasioned by some sort of emotional or spiritual crisis".
Rasputin had undertaken earlier, shorter pilgrimages to the Holy Znamensky Monastery at Abalak and to Tobolsk's cathedral, but his visit to the St. Nicholas Monastery at Verkhoturye in 1897 transformed him. There, he met and was "profoundly humbled" by a starets (elder) known as Makary. Rasputin may have spent several months at Verkhoturye, and it was perhaps here that he learned to read and write, but he later complained about the monastery, claiming that some of the monks engaged in homosexuality and criticizing monastic life as too coercive. He returned to Pokrovskoye a changed man, looking disheveled and behaving differently. He became a vegetarian, swore off alcohol, and prayed and sang much more fervently than he had in the past.
Rasputin spent the years that followed as a strannik (a holy wanderer or pilgrim), leaving Pokrovskoye for months or even years at a time to wander the country and visit a variety of holy sites. It is possible he wandered as far as Mount Athos—the center of Eastern Orthodox monastic life—in 1900.
By the early 1900s, Rasputin had developed a small circle of followers, primarily family members, and other local peasants, who prayed with him on Sundays and other holy days when he was in Pokrovskoye. Building a makeshift chapel in Efim's root cellar—Rasputin was still living within his father's household at the time—the group held secret prayer meetings there. These meetings were the subject of some suspicion and hostility from the village priest and other villagers. It was rumored that female followers were ceremonially washing him before each meeting, that the group sang strange songs, and even that Rasputin had joined the Khlysty, a religious sect whose ecstatic rituals were rumored to include self-flagellation and sexual orgies. According to historian Joseph Fuhrmann, however, "repeated investigations failed to establish that Rasputin was ever a member of the sect", and rumors that he was a Khlyst appear to have been unfounded.
Rise to prominence
Word of Rasputin's activity and charisma began to spread in Siberia during the early 1900s. At some point during 1904 or 1905, he traveled to the city of Kazan, where he acquired a reputation as a wise starets, or holy man, who could help people resolve their spiritual crises and anxieties. Despite rumors that Rasputin was having sex with female followers, he made a favorable impression on the father superior of the Seven Lakes Monastery outside Kazan, as well as local church officials Archimandrite Andrei and Bishop Chrysthanos, who gave him a letter of recommendation to Bishop Sergei, the rector of the St. Petersburg Theological Seminary at the Alexander Nevsky Monastery, and arranged for him to travel to St. Petersburg.
Upon meeting Sergei at the Nevsky Monastery, Rasputin was introduced to church leaders, including Archimandrite Theofan, inspector of the theological seminary, who was well-connected in St. Petersburg society and later served as confessor to the tsar and his wife. Theofan was so impressed with Rasputin that he invited him to stay in his home. Theofan became one of Rasputin's most important and influential friends in St. Petersburg, and gained him entry to many of the influential salons where the aristocracy gathered for religious discussions. It was through these meetings that Rasputin attracted some of his early and influential followers - many of whom would later turn against him.
Alternative religious movements such as spiritualism and theosophy had become popular among the city's aristocracy before Rasputin's arrival in St. Petersburg, and many of the aristocracy were intensely curious about the occult and the supernatural. Rasputin's ideas and "strange manners" made him the subject of intense curiosity among St Petersburg's elite, who according to historian Joseph Fuhrmann were "bored, cynical, and seeking new experiences" during this period. His appeal may have been enhanced by the fact that he was also a native Russian, unlike other self-described "holy men" such as Nizier Anthelme Philippe and Gérard Encausse, who had previously been popular in St Petersburg.
According to Joseph T. Fuhrmann, Rasputin stayed in St. Petersburg for only a few months on his first visit and returned to Pokrovskoye in the fall of 1903. Historian Douglas Smith, however, argues that it is impossible to know whether Rasputin stayed in St. Petersburg or returned to Pokrovskoye at some point between his first arrival and 1905. Regardless, by 1905 Rasputin had formed friendships with several members of the aristocracy, including the "Black Princesses", Militsa and Anastasia of Montenegro, who had married the tsar's cousins (Grand Duke Peter Nikolaevich and Prince George Maximilianovich Romanowsky), and were instrumental in introducing Rasputin to the tsar and his family.
Rasputin first met the tsar on 1 November 1905, at the Peterhof Palace. The tsar recorded the event in his diary, writing that he and Alexandra had "made the acquaintance of a man of God – Grigory, from Tobolsk province". Rasputin returned to Pokrovskoye shortly after their first meeting and did not return to St. Petersburg until July 1906. On his return, Rasputin sent Nicholas a telegram asking to present the tsar with an icon of Simeon of Verkhoturye. He met with Nicholas and Alexandra on 18 July and again in October, when he first met their children. At some point, the royal family became convinced that Rasputin possessed the miraculous power to heal Alexei, but historians disagree over when: according to Orlando Figes, Rasputin was first introduced to the tsar and tsarina as a healer who could help their son in November 1905, while Joseph Fuhrmann has speculated that it was in October 1906 that Rasputin was first asked to pray for the health of Alexei.
Healer to Alexei
Much of Rasputin's influence with the royal family stemmed from the belief by Alexandra and others that he had on several occasions eased the pain and stopped the bleeding of tsarevich Alexei, who suffered from hemophilia. According to historian Marc Ferro, the tsarina had a "passionate attachment" to Rasputin, believing he could heal her son's affliction. Harold Shukman wrote that Rasputin became "an indispensable member of the royal entourage". It is unclear when Rasputin first learned of Alexei's hemophilia, or when he first acted as a healer. He may have been aware of Alexei's condition as early as October 1906, and was summoned by Alexandra to pray for Alexei when he had an internal hemorrhage in the spring of 1907. Alexei recovered the next morning. Rasputin had been rumored to be capable of faith-healing since his arrival in St. Petersburg, and the tsarina's friend Anna Vyrubova became convinced that Rasputin had miraculous powers shortly thereafter. Vyrubova would become one of Rasputin's most influential advocates.
During the summer of 1912, Alexei developed a hemorrhage in his thigh and groin after a jolting carriage ride near the royal hunting grounds at Spala, which caused a large hematoma. In severe pain and delirious with fever, the tsarevich appeared close to death. In desperation, Alexandra asked Vyrubova to send Rasputin (who was in Siberia) a telegram, asking him to pray for Alexei. Rasputin wrote back quickly, telling Alexandra that "God has seen your tears and heard your prayers. Do not grieve. The Little One will not die. Do not allow the doctors to bother him too much." The next morning, Alexei's condition was unchanged, but Alexandra was encouraged by the message and regained some hope that Alexei would survive. Alexei's bleeding stopped the following day. Dr. S. P. Fedorov, one of the physicians who attended Alexei, admitted that "the recovery was wholly inexplicable from a medical point of view." Later, Dr. Fedorov admitted that Alexandra couldn't be blamed for seeing Rasputin as a miracle man: "Rasputin would come in, walk up to the patient, look at him, and spit. The bleeding would stop in no time.... How could the empress not trust Rasputin after that?"
Historian Robert K. Massie has called Alexei's recovery "one of the most mysterious episodes of the whole Rasputin legend". The cause of his recovery is unclear: Massie speculated that Rasputin's suggestion not to let doctors disturb Alexei had aided his recovery by allowing him to rest and heal, or that his message may have aided Alexei's recovery by calming Alexandra and reducing the emotional stress on Alexei. Alexandra believed that Rasputin had performed a miracle, and concluded that he was essential to Alexei's survival. Some writers and historians, such as Ferro, claim that Rasputin stopped Alexei's bleeding on other occasions through hypnosis. Some historians, including memoirist Pierre Gilliard, Alexi's French-language tutor, have speculated that Rasputin controlled Alexi's bleeding by disallowing the administration of aspirin, then widely used to relieve pain, but unknown as an anti-clotting agent until the 1950s.
Controversy
The Imperial Family's belief in Rasputin's healing powers brought him considerable status and power at court. The tsar appointed Rasputin his lampadnik (lamplighter), charged with keeping the lamps lit before religious icons in the palace, and this gained him regular access to the palace and royal family. By December 1906, Rasputin had become close enough to ask a special favor of the tsar: that he be permitted to change his surname to Rasputin-Noviy (Rasputin-New). Nicholas granted the request and the name change was speedily processed, suggesting that he already had the tsar's favor at that early date. Rasputin used his position to full effect, accepting bribes and sexual favors from admirers and working diligently to expand his influence.
Rasputin soon became a controversial figure; he was accused by his enemies of religious heresy and rape, was suspected of exerting undue political influence over the tsar, and was even rumored to be having an affair with the tsarina. Opposition to Rasputin's influence grew within the church. In 1907, the local clergy in Pokrovskoye denounced Rasputin as a heretic, and the Bishop of Tobolsk launched an inquest into his activities, accusing him of "spreading false, Khlyst-like doctrines". In St Petersburg, Rasputin faced opposition from even more prominent critics, including prime minister Peter Stolypin and the Okhrana, the Tsar's secret police. Having ordered an investigation into Rasputin's activities, Stolypin confronted the Tsar about him but did not succeed in reining in Rasputin's influence or exiling him from St Petersburg. In 1909 Kehioniya Berlatskaya, who had been one of Rasputin's early supporters in St Petersburg, accused him of rape. She went to Theofan for aid, and the incident helped to convince Theofan that Rasputin was a danger to the monarchy. Rumors multiplied that Rasputin had assaulted female followers and behaved inappropriately on visits to the Imperial Family – and particularly with the Tsar's teenage daughters Olga and Tatyana, rumors reported widely in the press after March 1910.
World War I, the dissolution of feudalism, and a meddling government bureaucracy all contributed to Russia's rapid economic decline. Many laid the blame on Alexandra and her evil spirit, Rasputin. One outspoken member of the Duma, far-right politician Vladimir Purishkevich, stated in November 1916 that he held the tsar's ministers had "been turned into marionettes, marionettes whose threads have been taken firmly in hand by Rasputin and the Empress Alexandra Fyodorovna – the evil genius of Russia and the Tsarina… who has remained a German on the Russian throne and alien to the country and its people". (The tsarina had been born a German princess.)
Assassination attempt
On a 33-year-old peasant woman named Chionya Guseva attempted to assassinate Rasputin by stabbing him in the stomach outside his home in Pokrovskoye. Rasputin was seriously wounded, and for a time it was not clear if he would survive. After surgery and some time in a hospital in Tyumen, he recovered.
Guseva was a follower of Iliodor, a former priest who had supported Rasputin before denouncing his sexual escapades and self-aggrandizement in December 1911. A radical conservative and anti-semite, Iliodor had been part of a group of establishment figures who had attempted to drive a wedge between the royal family and Rasputin in 1911. When this effort failed, Iliodor was banished from Saint Petersburg and was ultimately defrocked. Guseva claimed to have acted alone, having read about Rasputin in the newspapers and believing him to be a "false prophet and even an Antichrist". Both the police and Rasputin, however, believed that Iliodor had instigated the attempt on Rasputin's life. Iliodor fled the country before he could be questioned, and Guseva was found to be not responsible for her actions by reason of insanity.
Death
A group of nobles led by Prince Felix Yusupov, Grand Duke Dmitri Pavlovich, and right-wing politician Vladimir Purishkevich decided that Rasputin's influence over the tsarina threatened the empire, and they concocted a plan in December 1916 to kill him, apparently by luring him to the Yusupovs' Moika Palace.
Rasputin was murdered during the early morning on at the home of Felix Yusupov. He died of three gunshot wounds, one of which was a close-range shot to his forehead. Little is certain about his death beyond this, and the circumstances of his death have been the subject of considerable speculation. According to historian Douglas Smith, "what really happened at the Yusupov home on 17 December will never be known". The story that Yusupov recounted in his memoirs, however, has become the most frequently told version of events.
Yusupov said he invited Rasputin to his home shortly after midnight and ushered him into the basement. Yusupov offered Rasputin tea and cakes which had been laced with cyanide. Rasputin initially refused the cakes but then began to eat them and, to Yusupov's surprise, appeared unaffected by the poison. Rasputin then asked for some Madeira wine (which had also been poisoned) and drank three glasses, but still showed no sign of distress. At around 2:30 am, Yusupov excused himself to go upstairs, where his fellow conspirators were waiting. He took a revolver from Dmitry Pavlovich, then returned to the basement and told Rasputin that he'd "better look at the crucifix and say a prayer", referring to a crucifix in the room, then shot him once in the chest. The conspirators then drove to Rasputin's apartment, with Sukhotin wearing Rasputin's coat and hat in an attempt to make it look as though Rasputin had returned home that night. Upon returning to the Moika Palace, Yusupov went back to the basement to ensure that Rasputin was dead. Suddenly, Rasputin leaped up and attacked Yusupov, who freed himself with some effort and fled upstairs. Rasputin followed Yusupov into the palace's courtyard, where he was shot by Purishkevich. He collapsed into a snowbank. The conspirators then wrapped his body in cloth, drove it to the Petrovsky Bridge, and dropped it into the Malaya Nevka River.
Aftermath
News of Rasputin's murder spread quickly, even before his body was found. According to Douglas Smith, Purishkevich spoke openly about Rasputin's murder to two soldiers and to a policeman who was investigating reports of shots shortly after the event, but he urged them not to tell anyone else. An investigation was launched the next morning. The Stock Exchange Gazette ran a report of Rasputin's death "after a party in one of the most aristocratic homes in the center of the city" on the afternoon of .
Two workmen noticed blood on the railing of the Petrovsky Bridge and found a boot on the ice below, and police began searching the area. Rasputin's body was found under the river ice on 1 January (O.S. 19 December) approximately 200 meters downstream from the bridge. Dr. Dmitry Kosorotov, the city's senior autopsy surgeon, conducted an autopsy. Kosorotov's report was lost, but he later stated that Rasputin's body had shown signs of severe trauma, including three gunshot wounds (one at close range to the forehead), a slice wound to his left side, and many other injuries, many of which Kosorotov felt had been sustained post-mortem. Kosorotov found a single bullet in Rasputin's body but stated that it was too badly deformed and of a type too widely used to trace. He found no evidence that Rasputin had been poisoned. According to both Douglas Smith and Joseph Fuhrmann, Kosorotov found no water in Rasputin's lungs, and that reports Rasputin had been thrown into the water alive were incorrect. Some later accounts claimed that Rasputin's penis had been severed, but Kosorotov found his genitals intact.
Rasputin was buried on 2 January (O.S. 21 December) at a small church that Anna Vyrubova had been building at Tsarskoye Selo. The funeral was attended only by the imperial family and a few of their intimates. Rasputin's wife, mistress, and children were not invited, although his daughters met with the imperial family at Vyrubova's home later that day. His body was exhumed and burned by a detachment of soldiers shortly after the Tsar abdicated the throne in March 1917, so that his grave would not become a rallying point for supporters of the old regime.
Theory of British involvement
Some writers have suggested that agents of the British Secret Intelligence Service (SIS) were involved in Rasputin's assassination. According to this theory, British agents were concerned that Rasputin was urging the tsar to make a separate peace with Germany, which would allow Germany to concentrate its military efforts on the Western Front. There are several variants of this theory, but they generally suggest that British intelligence agents were directly involved in planning and carrying out the assassination under the command of Samuel Hoare and Oswald Rayner, who had attended Oxford University with Yusupov, or that Rayner personally shot Rasputin.
However, historians do not consider this theory credible. According to Douglas Smith, "there is no convincing evidence that places any British agents at the murder scene". Historian Keith Jeffery states that if British intelligence agents had been involved, "I would have expected to find some trace of that" in the SIS archives, but no such evidence exists.
Daughter
Rasputin's daughter, Maria Rasputin (born Matryona Rasputina) (1898–1977), emigrated to France after the October Revolution and then to the United States. There, she worked as a dancer and then a lion tamer in a circus.
See also
Archimandrite Photius, influential and reactionary Russian priest and mystic
Faith healing
Grigori Rasputin in popular culture
List of unsolved murders
Rasputin (song)
Grigoriy R., Russian TV miniseries (sometimes marketed under the name Rasputin)
Notes
References
External links
19th-century Russian people
20th-century Christian mystics
20th-century Russian people
1869 births
1916 deaths
1916 murders in Europe
Assassinated Russian people
Deaths by firearm in Russia
Eastern Orthodox Christians from Russia
Eastern Orthodox mystics
Faith healers
Folk saints
Komi people
Male murder victims
Nicholas II of Russia
People from Tyumensky Uyezd
People from Yarkovsky District
People murdered in Russia
Grigori
Russian murder victims
Russian royal favourites
Court of Nicholas II of Russia
Posthumous executions |
12810 | https://en.wikipedia.org/wiki/Garry%20Kasparov | Garry Kasparov | Garry Kimovich Kasparov (Russian: Гарри Кимович Каспаров, Russian pronunciation: [ˈɡarʲɪ ˈkʲiməvʲɪtɕ kɐˈsparəf], born Garik Kimovich Weinstein, Гарик Кимович Вайнштейн; 13 April 1963) is a Russian chess grandmaster, former World Chess Champion, writer, political activist and commentator. His peak rating of 2851, achieved in 1999, was the highest recorded until being surpassed by Magnus Carlsen in 2013. From 1984 until his retirement in 2005, Kasparov was ranked world No. 1 for a record 255 months overall for his career, a record that outstrips all other previous and current players. Kasparov also holds records for the most consecutive professional tournament victories (15) and Chess Oscars (11).
Kasparov became the youngest ever undisputed World Chess Champion in 1985 at age 22 by defeating then-champion Anatoly Karpov. He held the official FIDE world title until 1993 when a dispute with FIDE led him to set up a rival organization, the Professional Chess Association. In 1997 he became the first world champion to lose a match to a computer under standard time controls when he lost to the IBM supercomputer Deep Blue in a highly publicized match. He continued to hold the "Classical" World Chess Championship until his defeat by Vladimir Kramnik in 2000. Despite losing the title, he continued winning tournaments and was the world's highest-rated player when he retired from professional chess in 2005.
Since retiring, he has devoted his time to politics and writing. He formed the United Civil Front movement and joined as a member of The Other Russia, a coalition opposing the administration and policies of Vladimir Putin. In 2008, he announced an intention to run as a candidate in that year's Russian presidential race, but after encountering logistical problems in his campaign, for which he blamed "official obstruction", he withdrew. In the wake of the Russian mass protests that began in 2011, he announced in 2013 that he had left Russia for the immediate future out of fear of persecution. Following his flight from Russia, he had lived in New York City with his family. In 2014, he obtained Croatian citizenship, and has maintained a residence in Podstrana near Split.
Kasparov is currently chairman of the Human Rights Foundation and chairs its International Council. In 2017, he founded the Renew Democracy Initiative (RDI), an American political organization promoting and defending liberal democracy in the U.S. and abroad. He serves as chairman of the group. Kasparov is also a Security Ambassador for the software company Avast.
Early life and career
Kasparov was born Garik Kimovich Weinstein (Russian: Гарик Ки́мович Вайнштейн, Garik Kimovich Vainshtein) in Baku, Azerbaijan SSR (now Azerbaijan), Soviet Union. His father, Kim Moiseyevich Weinstein, was Jewish, and his mother, Klara Shagenovna Gasparian, was Armenian. Kasparov has described himself as a "self-appointed Christian", although "very indifferent" and identifies as Russian: "although I'm half-Armenian, half-Jewish, I consider myself Russian because Russian is my native tongue, and I grew up with Russian culture."
Kasparov began the serious study of chess after he came across a chess problem set up by his parents and proposed a solution. When Garry was seven years old, his father died of leukaemia. At the age of twelve, Garry, upon request of his mother Klara and with the consent of the family, adopted Klara's surname Kasparov, which was done to avoid possible antisemitic tensions, which were common in the USSR at the time.
From age 7, Kasparov attended the Young Pioneer Palace in Baku and, at 10 began training at Mikhail Botvinnik's chess school under coach Vladimir Makogonov. Makogonov helped develop Kasparov's positional skills and taught him to play the Caro-Kann Defence and the Tartakower System of the Queen's Gambit Declined. Kasparov won the Soviet Junior Championship in Tbilisi in 1976, scoring 7 points of 9, at age 13. He repeated the feat the following year, winning with a score of 8.5 of 9. He was being trained by Alexander Shakarov during this time.
In 1978, Kasparov participated in the Sokolsky Memorial tournament in Minsk. He had been invited as an exception but took first place and became a chess master. Kasparov has repeatedly said that this event was a turning point in his life and that it convinced him to choose chess as his career. "I will remember the Sokolsky Memorial as long as I live", he wrote. He has also said that after the victory, he thought he had a very good shot at the World Championship.
He first qualified for the Soviet Chess Championship at age 15 in 1978, the youngest ever player at that level. He won the 64-player Swiss system tournament at Daugavpils on tiebreak over Igor V. Ivanov to capture the sole qualifying place.
Kasparov rose quickly through the FIDE world rankings. Starting with oversight by the Russian Chess Federation, he participated in a grandmaster tournament in Banja Luka, SR Bosnia and Herzegovina (part of Yugoslavia at the time), in 1979 while still unrated (he was a replacement for the Soviet defector Viktor Korchnoi, who was originally invited but withdrew due to the threat of a boycott from the Soviets). Kasparov won this high-class tournament, emerging with a provisional rating of 2595, enough to catapult him to the top group of chess players (at the time, number 15 in the world). The next year, 1980, he won the World Junior Chess Championship in Dortmund, West Germany. Later that year, he made his debut as the second reserve for the Soviet Union at the Chess Olympiad at Valletta, Malta, and became a Grandmaster.
Towards the top
As a teenager, Kasparov tied for first place in the USSR Chess Championship in 1981–82. His first win in a superclass-level international tournament was scored at Bugojno, SR Bosnia and Herzegovina, Yugoslavia in 1982. He earned a place in the 1982 Moscow Interzonal tournament, which he won, to qualify for the Candidates Tournament. At age 19, he was the youngest Candidate since Bobby Fischer, who was 15 when he qualified in 1958. At this stage, he was already the No. 2-rated player in the world, trailing only World Chess Champion Anatoly Karpov on the January 1983 list.Kasparov's first (quarter-final) Candidates match was against Alexander Beliavsky, whom he defeated 6–3 (four wins, one loss). Politics threatened Kasparov's semi-final against Viktor Korchnoi, which was scheduled to be played in Pasadena, California. Korchnoi had defected from the Soviet Union in 1976 and was at that time the strongest active non-Soviet player. Various political manoeuvres prevented Kasparov from playing Korchnoi, and Kasparov forfeited the match. This was resolved by Korchnoi allowing the match to be replayed in London, along with the previously scheduled match between Vasily Smyslov and Zoltán Ribli. The Kasparov-Korchnoi match was put together on short notice by Raymond Keene. Kasparov lost the first game but won the match 7–4 (four wins, one loss).
In January 1984, Kasparov became the No. 1 ranked player in the world, with a FIDE rating of 2710. He became the youngest ever world No. 1, a record that lasted 12 years until being broken by Vladimir Kramnik in January 1996; the record is currently held by Magnus Carlsen.
Later in 1984, he won the Candidates' final 8½–4½ (four wins, no losses) against the resurgent former world champion Vasily Smyslov, at Vilnius, thus qualifying to play Anatoly Karpov for the World Championship. That year he joined the Communist Party of the Soviet Union (CPSU), as a member of which he was elected to the Central Committee of Komsomol in 1987.
1984 World Championship
The World Chess Championship 1984 match between Anatoly Karpov and Garry Kasparov had many ups and downs, and a very controversial finish. Karpov started in very good form, and after nine games Kasparov was down 4–0 in a "first to six wins" match. Fellow players predicted he would be whitewashed 6–0 within 18 games.
In an unexpected turn of events, there followed a series of 17 successive draws, some relatively short, and others drawn in unsettled positions. Kasparov lost game 27 (5–0), then fought back with another series of draws until game 32 (5–1), earning his first-ever win against the World Champion. Another 14 successive draws followed, through game 46; the previous record length for a world title match had been 34 games, the match of José Raúl Capablanca vs. Alexander Alekhine in 1927.
Kasparov won games 47 and 48 to bring the scores to 5–3 in Karpov's favour. Then the match was ended without result by Florencio Campomanes, the President of the Fédération Internationale des Échecs (FIDE), and a new match was announced to start a few months later. The termination was controversial, as both players stated that they preferred the match to continue. Announcing his decision at a press conference, Campomanes cited the health of the players, which had been strained by the length of the match.
The match became the first, and so far only, world championship match to be abandoned without result. Kasparov's relations with Campomanes and FIDE were greatly strained, and the feud between them finally came to a head in 1993 with Kasparov's complete break-away from FIDE.
World Champion
The second Karpov-Kasparov match in 1985 was organized in Moscow as the best of 24 games where the first player to win 12½ points would claim the World Champion title. The scores from the terminated match would not carry over; however, in the event of a 12–12 draw, the title would remain with Karpov. On 9 November 1985, Kasparov secured the title by a score of 13–11, winning the 24th game with Black, using a Sicilian defence. He was 22 years old at the time, making him the youngest ever World Champion, and breaking the record held by Mikhail Tal for over 20 years. Kasparov's win as Black in the 16th game has been recognized as one of the all-time masterpieces in chess history.
As part of the arrangements following the aborted 1984 match, Karpov had been granted (in the event of his defeat) a right to rematch. Another match took place in 1986, hosted jointly in London and Leningrad, with each city hosting 12 games. At one point in the match, Kasparov opened a three-point lead and looked well on his way to a decisive match victory. But Karpov fought back by winning three consecutive games to level the score late in the match. At this point, Kasparov dismissed one of his seconds, grandmaster Evgeny Vladimirov, accusing him of selling his opening preparation to the Karpov team (as described in Kasparov's autobiography Unlimited Challenge, chapter Stab in the Back). Kasparov scored one more win and kept his title by a final score of 12½–11½.
A fourth match for the world title took place in 1987 in Seville, as Karpov had qualified through the Candidates' Matches to again become the official challenger. This match was very close, with neither player holding more than a one-point lead at any time during the contest. Kasparov was down one full point at the time of the final game and needed a win to draw the match and retain his title. A long tense game ensued in which Karpov blundered away a pawn just before the first time control, and Kasparov eventually won a long ending. Kasparov retained his title as the match was drawn by a score of 12–12. (All this meant that Kasparov had played Karpov four times in the period 1984–87, a statistic unprecedented in chess. Matches organized by FIDE had taken place every three years since 1948, and only Botvinnik had a right to a rematch before Karpov.)
The fifth match between Kasparov and Karpov was held in New York and Lyon in 1990, with each city hosting 12 games. Again, the result was a close one with Kasparov winning by a margin of 12½–11½. In their five world championship matches, Kasparov had 21 wins, 19 losses, and 104 draws in 144 games.
Break with and ejection from FIDE
With the World Champion title in hand, Kasparov began opposing FIDE. In November 1986, he created the Grandmasters Association (GMA), an organization to represent professional chess players and give them more say in FIDE's activities. Kasparov assumed a leadership role. GMA's major achievement was in organizing a series of six World Cup tournaments for the world's top players. This caused a somewhat uneasy relationship to develop with FIDE.
This stand-off lasted until 1993, by which time a new challenger had qualified through the Candidates cycle for Kasparov's next World Championship defence: Nigel Short, a British grandmaster who had defeated Anatoly Karpov in a qualifying match and then Jan Timman in the finals held in early 1993. After a confusing and compressed bidding process produced lower financial estimates than expected, the world champion and his challenger decided to play outside FIDE's jurisdiction, under another organization created by Kasparov called the Professional Chess Association (PCA). At this point, a great fracture occurred in the lineage of the FIDE World Championship. In an interview in 2007, Kasparov called the break with FIDE the worst mistake of his career, as it hurt the game in the long run.
Kasparov and Short were ejected from FIDE and played their well-sponsored match in London in 1993. Kasparov won convincingly by a score of 12½–7½. The match considerably raised the profile of chess in the UK, with an unprecedented level of coverage on Channel 4. Meanwhile, FIDE organized a World Championship match between Jan Timman (the defeated Candidates finalist) and former World Champion Karpov (a defeated Candidates semi-finalist), which Karpov won.
FIDE removed Kasparov and Short from the FIDE rating lists. Until this happened, there was a parallel rating list presented by PCA which featured all the world top players, regardless of their relation to FIDE. There were now two World Champions: PCA champion Kasparov, and FIDE champion Karpov. The title remained split for 13 years.
Kasparov defended his title in a 1995 match against Viswanathan Anand at the World Trade Center in New York City. Kasparov won the match by four wins to one, with thirteen draws.
Kasparov tried to organize another World Championship match, under another organization, the World Chess Association (WCA) with Linares organizer Luis Rentero. Alexei Shirov and Vladimir Kramnik played a candidates match to decide the challenger, which Shirov won in a surprising upset. But when Rentero admitted that the funds required and promised had never materialized, the WCA collapsed. This left Kasparov stranded, and yet another organization stepped in: BrainGames.com, headed by Raymond Keene. No match against Shirov was arranged, and talks with Anand collapsed, so a match was instead arranged against Kramnik.
During this period, Kasparov was approached by Oakham School in the United Kingdom, at the time the only school in the country with a full-time chess coach, and developed an interest in the use of chess in education. In 1997, Kasparov supported a scholarship programme at the school. Kasparov also won the Marca Leyenda trophy that year.
Losing the title and aftermath
The Kasparov-Kramnik match took place in London during the latter half of 2000. Kramnik had been a student of Kasparov's at the famous Botvinnik/Kasparov chess school in Russia and had served on Kasparov's team for the 1995 match against Viswanathan Anand.
The better-prepared Kramnik won game 2 against Kasparov's Grünfeld Defence and achieved winning positions in Games 4 and 6, although Kasparov held the draw in both games. Kasparov made a critical error in Game 10 with the Nimzo-Indian Defence, which Kramnik exploited to win in 25 moves. As White, Kasparov could not crack the passive but solid Berlin Defence in the Ruy Lopez, and Kramnik successfully drew all his games as Black. Kramnik won the match 8½–6½.
After losing the title, Kasparov won a series of major tournaments, and remained the top-rated player in the world, ahead of both Kramnik and the FIDE World Champions. In 2001 he refused an invitation to the 2002 Dortmund Candidates Tournament for the Classical title, claiming his results had earned him a rematch with Kramnik.
Kasparov and Karpov played a four-game match with rapid time controls over two days in December 2002 in New York City. Karpov surprised the experts and emerged victorious, winning two games and drawing one.
Due to Kasparov's continuing strong results, and status as world No. 1 in much of the public eye, he was included in the so-called "Prague Agreement", masterminded by Yasser Seirawan and intended to reunite the two World Championships. Kasparov was to play a match against the FIDE World Champion Ruslan Ponomariov in September 2003. But this match was called off after Ponomariov refused to sign his contract for it without reservation. In its place, there were plans for a match against Rustam Kasimdzhanov, winner of the FIDE World Chess Championship 2004, to be held in January 2005 in the United Arab Emirates. These also fell through due to a lack of funding. Plans to hold the match in Turkey instead came too late. Kasparov announced in January 2005 that he was tired of waiting for FIDE to organize a match and so had decided to stop all efforts to regain the World Championship title.
Retirement from chess
After winning the prestigious Linares tournament for the ninth time, Kasparov announced on 10 March 2005 that he would retire from serious competitive chess. He cited as the reason a lack of personal goals in the chess world (he commented when winning the Russian championship in 2004 that it had been the last major title he had never won outright) and expressed frustration at the failure to reunify the world championship.
Kasparov said he might play in some rapid chess events for fun, but he intended to spend more time on his books, including the My Great Predecessors series, and work on the links between decision-making in chess and other areas of life. He also stated that he would continue to involve himself in Russian politics, which he viewed as "headed down the wrong path."
Post-retirement chess
On 22 August 2006, in his first public chess games since his retirement, Kasparov played in the Lichthof Chess Champions Tournament, a blitz event played at the time control of 5 minutes per side and 3-second increments per move. Kasparov tied for first with Anatoly Karpov, scoring 4½/6.
Kasparov and Anatoly Karpov played a 12-game match from 21 to 24 September 2009, in Valencia, Spain. It consisted of four rapid (or semi rapid) games, in which Kasparov won 3–1, and eight blitz games, in which Kasparov won 6–2, winning the match with a total result of 9–3. The event took place exactly 25 years after the two players' legendary encounter at World Chess Championship 1984.
Kasparov actively coached Magnus Carlsen for approximately one year beginning in February 2009. The collaboration remained secret until September 2009. Under Kasparov's tutelage, Carlsen in October 2009 became the youngest ever to achieve a FIDE rating higher than 2800 and rose from world number four to world number one. While the pair initially planned to work together throughout 2010, in March of that year it was announced that Carlsen had split from Kasparov and would no longer be using him as a trainer. According to an interview with the German magazine Der Spiegel, Carlsen indicated that he would remain in contact and that he would continue to attend training sessions with Kasparov, but in fact, no further training sessions were held and the cooperation gradually fizzled out over the course of the spring.
In May 2010 he played 30 games simultaneously, winning each one, against players at Tel Aviv University in Israel. In the same month, it was revealed that Kasparov had aided Viswanathan Anand in preparation for the World Chess Championship 2010 against challenger Veselin Topalov. Anand won the match 6½–5½ to retain the title.
In January 2011, Kasparov began training the U.S. grandmaster Hikaru Nakamura. The first of several training sessions were held in New York just before Nakamura participated in the Tata Steel Chess tournament in Wijk aan Zee, the Netherlands. In December 2011, it was announced that the cooperation had come to an end.
Kasparov played two blitz exhibition matches in the autumn of 2011. The first was in September against French grandmaster Maxime Vachier-Lagrave, in Clichy (France), which Kasparov won 1½–½. The second was a longer match consisting of eight blitz games played on 9 October, against English grandmaster Nigel Short. Kasparov won again by a score of 4½–3½.
A little after that, in October 2011, Kasparov played and defeated fourteen opponents in a simultaneous exhibition that took place in Bratislava.
On 25 and 26 April 2015, Kasparov played a mini-match against Nigel Short. The match consisted of two rapid games and eight blitz games and was contested over the course of two days. Both commentators GM Maurice Ashley and Alejandro Ramirez remarked how Kasparov was an 'initiative hog' throughout the match, consistently not allowing Short to gain any foothold in the games, and won the match decisively with a score of 8½–1½. Kasparov also managed to win all five games on the second day, with his victories characterised by aggressive pawn moves breaking up Short's position, thereby allowing Kasparov's pieces to achieve positional superiority.
On Wednesday 19 August 2015, he played and won all 19 games of a simultaneous exhibition in Pula, Croatia.
On Thursday 28 April and Friday 29 April 2016 at the Chess Club and Scholastic Center of Saint Louis, Kasparov played a 6-round exhibition blitz round-robin tournament with Fabiano Caruana, Wesley So, and Hikaru Nakamura in an event called the Ultimate Blitz Challenge. He finished the tournament third with 9.5/18, behind Hikaru Nakamura (11/18) and Wesley So (10/18). At the post-tournament interview, he considered the possibility of playing future top-level blitz exhibition matches.
On 2 June 2016, Kasparov played against fifteen chess players in a simultaneous exhibition in the Kaiser-Friedrich-Halle of Mönchengladbach. He won all games.
Candidate for FIDE presidency
On 7 October 2013, Kasparov announced his candidacy for World Chess Federation president during a reception in Tallinn, Estonia, where the 84th FIDE Congress took place. Kasparov's candidacy was supported by his former student, reigning World Chess Champion and FIDE#1 ranked player Magnus Carlsen. At the FIDE General Assembly in August 2014, Kasparov lost the presidential election to incumbent FIDE president Kirsan Ilyumzhinov, with a vote of 110–61.
A few days before the election took place, the New York Times Magazine had published a lengthy report on the viciously fought campaign. Included was information about a leaked contract between Kasparov and former FIDE Secretary General Ignatius Leong from Singapore, in which the Kasparov campaign reportedly "offered to pay Leong US$500,000 and to pay $250,000 a year for four years to the ASEAN Chess Academy, an organization Leong helped create to teach the game, specifying that Leong would be responsible for delivering 11 votes from his region [...]". In September 2015, the FIDE Ethics Commission found Kasparov and Leong guilty of violating its Code of Ethics and later suspended them for two years from all FIDE functions and meetings.
Return from retirement
In 2017, Kasparov came out of retirement to participate in the inaugural St. Louis Rapid and Blitz tournament from 14 to 19 August, scoring 3.5/9 in the rapid and 9/18 in the blitz, finishing eighth out of ten participants, which included Nakamura, Caruana, former world champion Anand, and the eventual winner, Aronian. Any tournament money that he earned would go towards charities to promote chess in Africa.
In 2020 he participated in 9LX tournament in Chess 960. He finished eighth in a field of 10 players. Notably he drew a game against Magnus Carlsen, who tied for first place.
In 2021 he launched Kasparovchess, a subscription-based online chess community featuring documentaries, lessons and puzzles, podcasts, articles, interviews, and playing zones.
In 2021, Kasparov played in the blitz section of the Grand Chess Tour event in Zagreb, Croatia. He performed poorly, however, scoring 0.5/9 on the first day and 2.0/9 on the second day, getting his only win against Jorden Van Foreest. He also participated in 9XL 2 - Chess 960 tournament - finishing fifth in a field of 10 players, with a score of 5/9.
Politics
1980s
Kasparov's grandfather was a staunch communist but Kasparov gradually began to have doubts about the Soviet Union's political system at age 13 when he travelled abroad for the first time to Paris for a chess tournament. In 1981, at age 18 he read Solzhenitsyn's The Gulag Archipelago, a copy of which he bought while abroad.
Kasparov joined the Communist Party of the Soviet Union (CPSU) in 1984, and in 1987 was elected to the Central Committee of Komsomol. However, in 1990, he left the party.
1990s
In January 1990, Kasparov and his family fled Baku to escape pogroms against Armenians.
In May 1990, Kasparov took part in the creation of the Democratic Party of Russia, which at first was a liberal anti-communist party, later shifting to centrism. Kasparov left the party on 28 April 1991, after its conference.
In 1991, Kasparov received the Keeper of the Flame award from the Center for Security Policy, a Washington, D.C. based far-right, anti-Muslim think tank. In his acceptance speech Kasparov lauded the defeat of communism while also urging the United States to give no financial assistance to central Soviet leaders.
In June 1993, Kasparov was involved with the creation of the "Choice of Russia" bloc of parties and in 1996 took part in the election campaign of Boris Yeltsin. In 2001 he voiced his support for the Russian television channel NTV.
In 1997, Kasparov was awarded honorary citizenship of Bosnia and Herzegovina for his support of Bosnian people during the Bosnian War.
2000s
In 2002, he called for Turkey to be admitted to the European Union if Turkey recognizes the Armenian genocide.
After his retirement from chess in 2005, Kasparov turned to politics and created the United Civil Front, a social movement whose main goal is to "work to preserve electoral democracy in Russia". He has vowed to "restore democracy" to Russia by restoring the rule of law.
Kasparov was instrumental in setting up The Other Russia, a coalition which opposes Putin's government. The Other Russia has been boycotted by the leaders of Russia's mainstream opposition parties, Yabloko and Union of Right Forces due to its inclusion of both nationalist and radical groups. Kasparov has criticized these groups as being secretly under the auspices of the Kremlin.
In April 2005, Kasparov was in Moscow at a promotional event when he was struck over the head with a chessboard he had just signed. The assailant was reported to have said "I admired you as a chess player, but you gave that up for politics" immediately before the attack. Kasparov has been the subject of a number of other episodes since, including police brutality and alleged harassment from the Russian secret service.
Kasparov helped organize the Saint Petersburg Dissenters' March on 3 March 2007 and The March of the Dissenters on 24 March 2007, both involving several thousand people rallying against Putin and Saint Petersburg Governor Valentina Matviyenko's policies.
In April 2007, Kasparov led a pro-democracy demonstration in Moscow. Soon after the demonstration's start, however, over 9,000 police descended on the group and seized almost everyone. Kasparov, who was briefly arrested by the Moscow police, was warned by the prosecution office on the eve of the march that anyone participating risked being detained. He was held for some 10 hours and then fined and released. He was later summoned by the FSB for violations of Russian anti-extremism laws.
Speaking about Kasparov, former KGB defector Oleg Kalugin in 2007 remarked, "I do not talk in details – people who knew them are all dead now because they were vocal, they were open. I am quiet. There is only one man who is vocal and he may be in trouble: [former] world chess champion [Garry] Kasparov. He has been very outspoken in his attacks on Putin and I believe that he is probably next on the list."
Kasparov gave speeches at think tanks such as the Hoover Institution.
On 30 September 2007, Kasparov entered the Russian presidential race, receiving 379 of 498 votes at a congress held in Moscow by The Other Russia. In October 2007, Kasparov announced his intention of standing for the Russian presidency as the candidate of the "Other Russia" coalition and vowed to fight for a "democratic and just Russia". Later that month he traveled to the United States, where he appeared on several popular television programs, which were hosted by Stephen Colbert, Wolf Blitzer, Bill Maher, and Chris Matthews.
In November 2007, Kasparov and other protesters were detained by police at an Other Russia rally in Moscow, which drew 3,000 demonstrators to protest election rigging. Following an attempt by about 100 protesters to march through police lines to the electoral commission, which had barred Other Russia candidates from parliamentary elections, arrests were made. The Russian authorities stated a rally had been approved but not any marches, resulting in several detained demonstrators. He was subsequently charged with resisting arrest and organizing an unauthorized protest and given a jail sentence of five days. Kasparov appealed the charges, citing that he had been following orders given by the police, although it was denied. He was released from jail on 29 November. Putin criticized Kasparov at the rally for his use of English when speaking rather than Russian.
In December 2007, Kasparov announced that he had to withdraw his presidential candidacy due to inability to rent a meeting hall where at least 500 of his supporters could assemble. With the deadline expiring on that date, he explained it was impossible for him to run. Russian election laws required sufficient meeting hall space for assembling supporters. Kasparov's spokeswoman accused the government of using pressure to deter anyone from renting a hall for the gathering and said that the electoral commission had rejected a proposal that would have allowed for smaller gathering sizes rather than one large gathering at a meeting hall.
2010s—2020s
Kasparov was among the 34 first signatories and a key organizer of the online anti-Putin campaign "Putin must go", started on 10 March 2010. The campaign was begun by a coalition of opposition to Putin who regard his rule as lacking any rule of law. Within the text is a call to Russian law enforcement to ignore Putin's orders. By June 2011, there were 90,000 signatures. While the identity of the petition author remained anonymous, there was wide speculation that it was indeed Kasparov.
Kasparov was named Chairman of the Human Rights Foundation in 2011.
On 31 January 2012, Kasparov hosted a meeting of opposition leaders planning a mass march on 4 February 2012, the third major opposition rally held since the disputed State Duma elections of December 2011. Among other opposition leaders attending were Alexey Navalny and Yevgenia Chirikova.
On 17 August 2012, Kasparov was arrested and beaten outside of the Moscow court while attending the sentencing in the case involving the all-female punk band Pussy Riot. On 24 August, he was cleared of charges that he took part in an unauthorized protest against the conviction of three members of Pussy Riot. Judge Yekaterina Veklich said there were "no grounds to believe the testimony of the police". He could still face criminal charges over a police officer's claims that the opposition leader bit his finger while he was being detained. He later thanked all the bloggers and reporters who provided video evidence that contradicted the testimony of the police.
Kasparov wrote in February 2013 that "fascism has come to Russia. ... Project Putin, just like the old Project Hitler, is but the fruit of a conspiracy by the ruling elite. Fascist rule was never the result of the free will of the people. It was always the fruit of a conspiracy by the ruling elites!"
In April 2013, Kasparov joined in an HRF condemnation of Kanye West for having performed for the leader of Kazakhstan in exchange for a $3 million paycheck, saying that West "has entertained a brutal killer and his entourage" and that his fee "came from the loot stolen from the Kazakhstan treasury".
Kasparov denied rumors in April 2013 that he planned to leave Russia for good. "I found these rumors to be deeply saddening and, moreover, surprising," he wrote. "I was unable to respond immediately because I was in such a state of shock that such an incredibly inaccurate statement, the likes of which is constantly distributed by the Kremlin's propagandists, came this time from Ilya Yashin, a fellow member of the Opposition Coordination Council (KSO) and my former colleague from the Solidarity movement."
In an April 2013 op-ed piece, Kasparov accused prominent Russian journalist Vladimir Posner of failing to stand up to Putin and to earlier Russian and Soviet leaders.
Kasparov was presented with the Morris B. Abram Human Rights Award, UN Watch's annual human-rights prize, in 2013. The organization praised him as "not only one of the world's smartest men" but "also among its bravest".
At the 2013 Women in the World conference, Kasparov told The Daily Beasts Michael Moynihan that democracy no longer existed in what he called Russia's "dictatorship".
Kasparov said at a press conference in June 2013 that if he returned to Russia he doubted he would be allowed to leave again, given Putin's ongoing crackdown against dissenters. "So for the time being," he said, "I refrain from returning to Russia." He explained shortly thereafter in an article for The Daily Beast that this had not been intended as "a declaration of leaving my home country, permanently or otherwise", but merely an expression of "the dark reality of the situation in Russia today, where nearly half the members of the opposition's Coordinating Council are under criminal investigation on concocted charges". He noted that the Moscow prosecutor's office was "opening an investigation that would limit my ability to travel", making it impossible for him to fulfill "professional speaking engagements" and hindering his "work for the nonprofit Kasparov Chess Foundation, which has centers in New York City, Brussels, and Johannesburg to promote chess in education".
Kasparov further wrote in his June 2013 Daily Beast article that the mass protests in Moscow 18 months earlier against fraudulent Russian elections had been "a proud moment for me". He recalled that after joining the opposition movement in March 2005, he had been criticized for seeking to unite "every anti-Putin element in the country to march together regardless of ideology". Therefore, the sight of "hundreds of flags representing every group from liberals to nationalists all marching together for 'Russia Without Putin' was the fulfillment of a dream." Yet most Russians, he lamented, had continued to "slumber" even as Putin had "taken off the flimsy mask of democracy to reveal himself in full as the would-be KGB dictator he has always been".
Kasparov responded with several sardonic Twitter postings to a September 2013 The New York Times op-ed by Putin. "I hope Putin has taken adequate protections," he tweeted. "Now that he is a Russian journalist his life may be in grave danger!" Also: "Now we can expect NY Times op-eds by Mugabe on fair elections, Castro on free speech, & Kim Jong-un on prison reform. The Axis of Hypocrisy."
In a 12 May 2013 op-ed for The Wall Street Journal, Kasparov questioned reports that the Russian security agency, the FSB, had fully cooperated with the FBI in the matter of the Boston bombers. He noted that the elder bomber, Tamerlan Tsarnaev, had reportedly met in Russia with two known jihadists who "were killed in Dagestan by the Russian military just days before Tamerlan left Russia for the U.S." Kasparov argued, "If no intelligence was sent from Moscow to Washington" about this meeting, "all this talk of FSB cooperation cannot be taken seriously." He further observed, "This would not be the first time Russian security forces seemed strangely impotent in the face of an impending terror attack," pointing out that in both the 2002 Moscow theater siege and the 2004 Beslan school attack, "there were FSB informants in both terror groups – yet the attacks went ahead unimpeded." Given this history, he wrote, "it is impossible to overlook that the Boston bombing took place just days after the U.S. Magnitsky List was published, creating the first serious external threat to the Putin power structure by penalizing Russian officials complicit in human-rights crimes." In sum, Putin's "dubious record on counterterrorism and its continued support of terror sponsors Iran and Syria mean only one thing: common ground zero".
Kasparov wrote in July 2013 about the trial in Kirov of fellow opposition leader Alexei Navalny, who had been convicted "on concocted embezzlement charges", only to see the prosecutor, surprisingly, ask for his release the next day pending appeal. "The judicial process and the democratic process in Russia," wrote Kasparov, "are both elaborate mockeries created to distract the citizenry at home and to help Western leaders avoid confronting the awkward fact that Russia has returned to a police state". Still, Kasparov felt that whatever had caused the Kirov prosecutor's about-face, "my optimism tells me it was a positive sign. After more than 13 years of predictable repression under Putin, anything different is good."
Kasparov had maintained a summer home in the Croatian city of Makarska. In February 2014, he applied for citizenship by naturalisation in Croatia, according to media reports, claiming he was finding it increasingly difficult to live in Russia. According to an article in The Guardian, Kasparov was "widely perceived" as having been a vocal supporter of Croatian independence during the early 1990s. Later in February 2014, his application for naturalisation was approved and he had a meeting with Croatian prime minister Zoran Milanović on 27 February. Croatian press cited his "lobbying for Croatia in 1991" as grounds for the expedited naturalisation. Subsequent publications in Croatian press suggested that his lobbying for Croatia "was handsomely paid for". In an interview for a Croatian daily published in February 2022, Kasparov said he was "very grateful" to Croatian president Zoran Milanović for the help rendered by him (then as prime minister) in obtaining Croatian citizenship.
Political views
In September 2013, Kasparov wrote in Time magazine that in Syria, Putin and Bashar al-Assad "won by forfeit when President Obama, Prime Minister Cameron and the rest of the so-called leaders of the free world walked away from the table." Kasparov lamented the "new game at the negotiating table where Putin and Assad set the rules and will run the show under the protection of the U.N." Kasparov said in September 2013 that Russia was now a dictatorship. In the same month he told an interviewer that "Obama going to Russia now is dead wrong, morally and politically," because Putin's regime "is behind Assad".
Kasparov has been outspoken against Putin's antigay laws, describing them as "only the most recent encroachment on the freedom of speech and association of Russia's citizens" which the international community had largely ignored. Regarding Russia's hosting of the 2014 Winter Olympics, Kasparov explained in August 2013 that he had opposed Russia's bid from the outset, since it would "allow Vladimir Putin's cronies to embezzle hundreds of millions of dollars" and "lend prestige to Putin's authoritarian regime". Kasparov did not support the proposed Sochi Olympics boycott—writing that it would "unfairly punish athletes"—but called for athletes and others to "transform Putin's self-congratulatory pet project into a spotlight that exposes his authoritarian rule" to the world. In September, Kasparov called upon politicians to refuse to attend the games and the public to pressure sponsors and the media, such that Coca-Cola, for example, could put "a rainbow flag on each Coca-Cola can" and NBC could "do interviews with Russian gay activists or with Russian political activists". Kasparov also emphasized that although he was "still a Russian citizen", he had "good reason to be concerned about my ability to leave Russia if I returned to Moscow".
Kasparov has spoken out against the 2014 Russian annexation of Crimea and has stated that control of Crimea should be returned to Ukraine after the overthrow of Putin without additional conditions.
Kasparov's website was blocked by the Russian government censorship agency, Roskomnadzor, at the behest of the public prosecutor, allegedly due to Kasparov's opinions on the Crimean crisis. Kasparov's block was made in unison with several other notable Russian sites that were accused of inciting public outrage. Reportedly, several of the blocked sites received an affidavit noting their violations. However, Kasparov stated that his site had received no such notice of violations after its block. In 2015 a whole note on Kasparov was removed from a Russian language encyclopedia of greatest Soviet players after an intervention from "senior leadership".
In October 2015, Kasparov published a book titled Winter Is Coming: Why Vladimir Putin and the Enemies of the Free World Must Be Stopped. In the book, Kasparov likens Putin to Adolf Hitler, and explains the need for the west to oppose Putin sooner, rather than appeasing him and postponing the eventual confrontation. According to his publisher, "Kasparov wants this book out fast, in a way that has potential to influence the discussion during the primary season." In 2018, he said that "anything is better than Putin because that eliminates the probability of a nuclear war. Putin is insane."
In the 2016 United States presidential election, Kasparov described Republican Donald Trump as "a celebrity showman with racist leanings and authoritarian tendencies" and criticised Trump for calling for closer ties with Putin. After Trump's running mate, Mike Pence, called Putin a strong leader, Kasparov said that Putin is a strong leader "in the same way arsenic is a strong drink". He also criticised the economic policies of Democratic primary candidate Bernie Sanders, but showed respect for Sanders as "a charismatic speaker and a passionate believer in his cause". Kasparov opined that Henry Kissinger "was selling the Trump Administration on the idea of a mirror of 1972 [Richard Nixon's visit to China], except, instead of a Sino-U.S. alliance against the U.S.S.R., this would be a Russian-American alliance against China."
In 2017, he condemned the violence unleashed by the Spanish police against the independence referendum in Catalonia. He criticized the Spanish PM Mariano Rajoy and accused him of "betraying" the European promise of peace. After the Catalan regional election held later the same year, Kasparov wrote: "Despite unprecedented pressure from Madrid, Catalonian separatists won a majority. Europe must speak and help find a peaceful path toward resolution and avoid more violence". Kasparov recommended that Spain look to how Britain handled the 2014 Scottish independence referendum, adding: "look only at how Turkey and Iraq have treated the separatist Kurds. That cannot be the road for Spain and Catalonia."
Kasparov supports recognition of the Armenian Genocide.
He welcomed the Velvet Revolution in Armenia in 2018, just a few days after it happened.
Kasparov condemned the assassination of Saudi journalist Jamal Khashoggi. In October 2018, he wrote that Erdoğan's regime in Turkey "has jailed more journalists than any country in the world and scores of them remain in prison in Turkey. Since 2016, Turkey's intelligence agency has abducted at least 80 people in operations in 18 countries."
In 2021, Kasparov stated that "the only language that Putin understands is power, and his power is his money," arguing that the United States should target the bank accounts of Russian oligarchs to force Russia to rein in its criminals' cyberattacks against American agencies and companies.
Playing style
Kasparov's attacking style of play has been compared by many to Alekhine's. Kasparov has described his style as being influenced chiefly by Alekhine, Tal and Fischer. Kramnik has opined that "[Kasparov's] capacity for study is second to none", and said "There is nothing in chess he has been unable to deal with." Magnus Carlsen, whom Kasparov coached from 2009 to 2010, said of Kasparov, "I've never seen someone with such a feel for dynamics in complex positions." Kasparov was known for his extensive opening preparation and aggressive play in the opening.
Olympiads and other major team events
Kasparov played in a total of eight Chess Olympiads. He represented the Soviet Union four times and Russia four times, following the breakup of the Soviet Union in 1991. In his 1980 Olympiad debut, he became, at age 17, the youngest player to represent the Soviet Union or Russia at that level, a record which was broken by Vladimir Kramnik in 1992. In 82 games, he has scored (+50−3=29), for 78.7% and won a total of 19 medals, including team gold medals all eight times he competed.
For the 1994 Moscow Olympiad, he had a significant organizational role, in helping to put together the event on short notice, after Thessaloniki canceled its offer to host, a few weeks before the scheduled dates. Kasparov's detailed Olympiad record follows:
Valletta 1980, USSR 2nd reserve, 9½/12 (+8−1=3), team gold, board bronze;
Lucerne 1982, USSR 2nd board, 8½/11 (+6−0=5), team gold, board bronze;
Dubai 1986, USSR 1st board, 8½/11 (+7−1=3), team gold, board gold, performance gold;
Thessaloniki 1988, USSR 1st board, 8½/10 (+7−0=3), team gold, board gold, performance gold;
Manila 1992, Russia board 1, 8½/10 (+7−0=3), team gold, board gold, performance silver;
Moscow 1994, Russia board 1, 6½/10 (+4−1=5), team gold;
Yerevan 1996, Russia board 1, 7/9 (+5−0=4), team gold, board silver, performance gold;
Bled 2002, Russia board 1, 7½/9 (+6−0=3), team gold, performance gold.
Kasparov made his international teams debut for the USSR at age 16 in the 1980 European Team Championship and played for Russia in the 1992 edition of that championship. He won a total of five medals. His detailed Euroteams record follows:
Skara 1980, USSR 2nd reserve, 5½/6 (+5−0=1), team gold, board gold;
Debrecen 1992, Russia board 1, 6/8 (+4−0=4), team gold, board gold, performance silver.
Kasparov also represented the USSR once in Youth Olympiad competition, but the detailed data at Olimpbase is incomplete; the Chessmetrics Garry Kasparov player file has his individual score from that event.
Graz 1981, USSR board 1, 9/10 (+8−0=2), team gold.
Records and achievements
Chess ratings achievements
Kasparov holds the record for the longest time as the No. 1 rated player in the worldfrom 1984 to 2005 (Vladimir Kramnik shared the No. 1 ranking with him once, in the January 1996 FIDE rating list). He was also briefly ejected from the list following his split from FIDE in 1993, but during that time he headed the rating list of the rival PCA. At the time of his retirement, he was still ranked No. 1 in the world, with a rating of 2812. His rating has fallen inactive since the January 2006 rating list.
In January 1990, Kasparov achieved the (then) highest FIDE rating ever, passing 2800 and breaking Bobby Fischer's old record of 2785. By the July 1999 and January 2000 FIDE rating lists, Kasparov had reached a 2851 Elo rating, at that time the highest rating ever achieved. He held that record for the highest rating ever achieved until Magnus Carlsen attained a new record high rating of 2861 in January 2013.
Other records
Kasparov holds the record for most consecutive professional tournament victories, placing first or equal first in 15 individual tournaments from 1981 to 1990. The streak was broken by Vasyl Ivanchuk at Linares 1991, where Kasparov placed second, half a point behind him after losing their individual game. The details of this record winning streak follow:
Frunze 1981, USSR Championship, 12½/17, tie for 1st;
Bugojno 1982, 9½/13, 1st;
Moscow 1982, Interzonal, 10/13, 1st;
Nikšić 1983, 11/14, 1st;
Brussels OHRA 1986, 7½/10, 1st;
Brussels SWIFT 1987, 8½/11, tie for 1st;
Amsterdam Optiebeurs 1988, 9/12, 1st;
Belfort (World Cup) 1988, 11½/15, 1st;
Moscow 1988, USSR Championship, 11½/17, tie for 1st;
Reykjavík (World Cup) 1988, 11/17, 1st;
Barcelona (World Cup) 1989, 11/16, tie for 1st;
Skellefteå (World Cup) 1989, 9½/15, tie for 1st;
Tilburg 1989, 12/14, 1st;
Belgrade (Investbank) 1989, 9½/11, 1st;
Linares 1990, 8/11, 1st.
Kasparov went 9 years winning every supertournament he played in addition to contesting his series of 5 consecutive matches with Anatoly Karpov.
His only failure in this time period in either tournament or match play was in the World Chess Championship 1984 when the 21 year old Kasparov was trailing (-5, +3 = 40) against the defending champion Karpov before the match was abruptly cancelled.
Later on in his career, Kasparov went on another long streak of consecutive supertournament wins.
Wijk aan Zee Hoogovens 1999, 10/13, 1st;
Linares 1999, 10½/14, 1st;
Sarajevo 1999, 7/9, 1st;
Wijk aan Zee Corus 2000, 9½/13, 1st;
Linares 2000, 6/10, tie for 1st;
Sarajevo 2000, 8½/11, 1st;
Wijk aan Zee Corus 2001, 9/13, 1st;
Linares 2001, 7.5/10, 1st;
Astana 2001, 7/10, 1st;
Linares 2002, 8/12, 1st.
In these 10 consecutive classical supertournaments wins, Kasparov had a score of 53 wins, 61 draws and 1 loss in 115 games with his only loss coming against Ivan Sokolov in Wijk aan Zee 1999.
Kasparov won the Chess Oscar a record eleven times.
Chess and computers
In 1983, Acorn Computers acted as one of the sponsors for Kasparov's Candidates semi-final match against Viktor Korchnoi. Kasparov was awarded a BBC Micro which he took back with him to Baku, making it perhaps the first western-made microcomputer to reach Baku at that time. In 1985, computer chess magazine editor Frederic Friedel invited Kasparov to his house, and the two of them discussed how a chess database program would be useful for preparation. Two years later, Friedel founded Chessbase, and gave a copy of the program to Kasparov who started using it in his preparation.
In 1985, Kasparov played against thirty-two different chess computers in Hamburg, winning all games, but with some difficulty.
On 22 October 1989, Kasparov defeated the chess computer Deep Thought in both games of a two-game match.
In December 1992, Kasparov visited Frederic Friedel in his hotel room in Cologne, and played 37 blitz games against Fritz 2 winning 24, drawing 4 and losing 9.
Kasparov cooperated in producing video material for the computer game Kasparov's Gambit released by Electronic Arts in November 1993. In April 1994, Intel acted as a sponsor for the first Professional Chess Association Grand Prix event in Moscow played a time control of 25 minutes per game. In May, Chessbase's Fritz 3 running on an Intel Pentium PC defeated Kasparov in their first in the Intel Express blitz tournament in Munich, but Kasparov managed to tie it for first, and then win the playoff with 3 wins and 2 draws. The next day, Kasparov lost to Fritz 3 again in a game on ZDF TV. In August, Kasparov was knocked out of the London Intel Grand Prix by Richard Lang's ChessGenius 2 program in the first round.
In 1995, during Kasparov's world title match with Viswanathan Anand, he unveiled an opening novelty that had been checked with a chess engine, an approach that would become increasingly common in subsequent years.
Kasparov played in a pair of six-game chess matches with an IBM supercomputer called Deep Blue. The first match was played in Philadelphia in 1996 and won by Kasparov. The second was played in New York City in 1997 and won by Deep Blue. The 1997 match was the first defeat of a reigning world chess champion by a computer under tournament conditions.
In May 1997, an updated version of Deep Blue defeated Kasparov 3½–2½ in a highly publicized six-game match. The match was even after five games but Kasparov lost quickly in Game 6. This was the first time a computer had ever defeated a world champion in a match. A documentary film was made about this famous match entitled Game Over: Kasparov and the Machine.
Kasparov said that he was "not well prepared" to face Deep Blue in 1997. He said that based on his "objective strengths" his play was stronger than that of Deep Blue. Kasparov claimed that several factors weighed against him in this match. In particular, he was denied access to Deep Blue's recent games, in contrast to the computer's team, which could study hundreds of Kasparov's.
After the loss, Kasparov said that he sometimes saw deep intelligence and creativity in the machine's moves, suggesting that during the second game, human chess players, in contravention of the rules, intervened. IBM denied that it cheated, saying the only human intervention occurred between games. The rules provided for the developers to modify the program between games, an opportunity they said they used to shore up weaknesses in the computer's play revealed during the course of the match. Kasparov requested printouts of the machine's log files but IBM refused, although the company later published the logs on the Internet. Much later, it was suggested that the behavior Kasparov noted had resulted from a glitch in the computer program. Although Kasparov wanted another rematch, IBM declined and ended their Deep Blue program.
In January 2003, he engaged in a six-game classical time control match with a $1 million prize fund which was billed as the FIDE "Man vs. Machine" World Championship, against Deep Junior. The engine evaluated three million positions per second. After one win each and three draws, it was all up to the final game. After reaching a decent position Kasparov offered a draw, which was soon accepted by the Deep Junior team. Asked why he offered the draw, Kasparov said he feared making a blunder.
Deep Junior was the first machine to beat Kasparov with black and at a standard time control.
In June 2003, Mindscape released the computer game Kasparov Chessmate with Kasparov himself listed as a co-designer.
In November 2003, he engaged in a four-game match against the computer program X3D Fritz, using a virtual board, 3D glasses and a speech recognition system. After two draws and one win apiece, the X3D Man–Machine match ended in a draw. Kasparov received $175,000 for the result and took home the golden trophy. Kasparov continued to criticize the blunder in the second game that cost him a crucial point. He felt that he had outplayed the machine overall and played well. "I only made one mistake but unfortunately that one mistake lost the game."
Books and other writings
Early writings
Kasparov has written books on chess. He published a controversial autobiography when still in his early 20s, originally titled Child of Change, later retitled Unlimited Challenge. This book was subsequently updated several times after he became World Champion. Its content is mainly literary, with a small chess component of key unannotated games. He published an annotated games collection in 1983, Fighting Chess: My Games and Career, which has been updated several times in further editions. He also wrote a book annotating the games from his World Chess Championship 1985 victory, World Chess Championship Match: Moscow, 1985.
He has annotated his own games extensively for the Yugoslav Chess Informant series and for other chess publications. In 1982, he co-authored Batsford Chess Openings with British grandmaster Raymond Keene and this book was an enormous seller. It was updated into a second edition in 1989. He also co-authored two opening books with his trainer Alexander Nikitin in the 1980s for British publisher Batsfordon the Classical Variation of the Caro-Kann Defence and on the Scheveningen Variation of the Sicilian Defence. Kasparov has also contributed extensively to the five-volume openings series Encyclopedia of Chess Openings.
In 2000, Kasparov co-authored Kasparov Against the World: The Story of the Greatest Online Challenge with grandmaster Daniel King. The 202-page book analyzes the 1999 Kasparov versus the World game, and holds the record for the longest analysis devoted to a single chess game.
My Great Predecessors series
In 2003, the first volume of his five-volume work Garry Kasparov on My Great Predecessors was published. This volume, which deals with the world chess champions Wilhelm Steinitz, Emanuel Lasker, José Raúl Capablanca, Alexander Alekhine, and some of their strong contemporaries, has received lavish praise from some reviewers (including Nigel Short), while attracting criticism from others for historical inaccuracies and analysis of games directly copied from unattributed sources. Through suggestions on the book's website, most of these shortcomings were corrected in following editions and translations. Despite this, the first volume won the British Chess Federation's Book of the Year award in 2003. Volume two, covering Max Euwe, Mikhail Botvinnik, Vasily Smyslov and Mikhail Tal appeared later in 2003. Volume three, covering Tigran Petrosian and Boris Spassky appeared in early 2004. In December 2004, Kasparov released volume four, which covers Samuel Reshevsky, Miguel Najdorf, and Bent Larsen (none of these three were World Champions), but focuses primarily on Bobby Fischer. The fifth volume, devoted to the chess careers of World Champion Anatoly Karpov and challenger Viktor Korchnoi, was published in March 2006.
Modern Chess series
His book Revolution in the 70s (published in March 2007) covers "the openings revolution of the 1970s–1980s" and is the first book in a new series called "Modern Chess Series", which intends to cover his matches with Karpov and selected games. The book "Revolution in the 70s" concerns the revolution in opening theory that was witnessed in that decade. Such systems as the controversial (at the time) "Hedgehog" opening plan of passively developing the pieces no further than the first three ranks are examined in great detail. Kasparov also analyzes some of the most notable games played in that period. In a section at the end of the book, top opening theoreticians provide their own "take" on the progress made in opening theory in the 1980s.
Garry Kasparov on Garry Kasparov series
Kasparov published three volumes of his games, spanning his entire career.
Winter Is Coming
In October 2015, Kasparov published a book titled Winter Is Coming: Why Vladimir Putin and the Enemies of the Free World Must Be Stopped. The title is a reference to the HBO television series Game of Thrones. In the book, Kasparov writes about the need for an organization composed solely of democratic countries to replace the United Nations. In an interview, he called the United Nations a "catwalk for dictators".
Historical revision
Kasparov believes that the conventional history of civilization is radically incorrect. Specifically, he believes that the history of ancient civilizations is based on misdatings of events and achievements that actually occurred in the medieval period. He has cited several aspects of ancient history that he says are likely to be anachronisms.
Kasparov has written in support of New Chronology (Fomenko), although with some reservations. In 2001, Kasparov expressed a desire to devote his time to promoting the New Chronology after his chess career. "New Chronology is a great area for investing my intellect ... My analytical abilities are well placed to figure out what was right and what was wrong." "When I stop playing chess, it may well be that I concentrate on promoting these ideas... I believe they can improve our lives."
Later, Kasparov renounced his support of Fomenko theories but reaffirmed his belief that mainstream historical knowledge is highly inconsistent.
Other post-retirement writing
In 2007, he wrote How Life Imitates Chess, an examination of the parallels between decision-making in chess and in the business world.
In 2008, Kasparov published a sympathetic obituary for Bobby Fischer, writing: "I am often asked if I ever met or played Bobby Fischer. The answer is no, I never had that opportunity. But even though he saw me as a member of the evil chess establishment that he felt had robbed and cheated him, I am sorry I never had a chance to thank him personally for what he did for our sport."
He is the chief advisor for the book publisher Everyman Chess.
Kasparov works closely with Mig Greengard and his comments can often be found on Greengard's blog (apparently no longer active).
Kasparov collaborated with Max Levchin and Peter Thiel on The Blueprint, a book calling for a revival of world innovation, planned to release in March 2013 from W. W. Norton & Company. The book was never released, as the authors disagreed on its contents.
Kasparov argued that chess has become the model for reasoning in the same way that the fruit fly Drosophila melanogaster became a model organism for geneticists, in an editorial comment on Google's AlphaZero chess-playing system. "I was pleased to see that AlphaZero had a dynamic, open style like my own," he wrote in late 2018.
Kasparov served as a consultant for the 2020 Netflix miniseries The Queen's Gambit. He gave an extended interview to Slate describing his contributions.
In 2020, Kasparov collaborated with Matt Calkins, founder and CEO of Appian, on HYPERAUTOMATION, a book about low-code development and the future of business automation. Kasparov wrote the foreword where he discusses his experiences with human-machine relationships.
Bibliography
Kasparov Teaches Chess (1984–85, Sport in the USSR Magazine; 1986, First Collier Books)
The Test of Time (Russian Chess) (1986, Pergamon Pr)
World Chess Championship Match: Moscow, 1985 (1986, Everyman Chess)
Child of Change: An Autobiography (1987, Hutchinson)
London–Leningrad Championship Games (1987, Everyman Chess)
Unlimited Challenge (1990, Grove Pr)
The Sicilian Scheveningen (1991, B.T. Batsford Ltd)
The Queen's Indian Defence: Kasparov System (1991, B.T. Batsford Ltd)
Kasparov Versus Karpov, 1990 (1991, Everyman Chess)
Kasparov on the King's Indian (1993, B.T. Batsford Ltd)
Kasparov, Garry. Jon Speelman and Bob Wade. 1995. Garry Kasparov's Fighting Chess. Henry Holt.
Garry Kasparov's Chess Challenge (1996, Everyman Chess)
Lessons in Chess (1997, Everyman Chess)
Kasparov Against the World: The Story of the Greatest Online Challenge (2000, Kasparov Chess Online)
My Great Predecessors Part I (2003, Everyman Chess)
My Great Predecessors Part II (2003, Everyman Chess)
Checkmate!: My First Chess Book (2004, Everyman Mindsports)
My Great Predecessors Part III (2004, Everyman Chess)
My Great Predecessors Part IV (2004, Everyman Chess)
My Great Predecessors Part V (2006, Everyman Chess)
How Life Imitates Chess (2007, William Heinemann Ltd.)
Garry Kasparov on Modern Chess, Part I: Revolution in the 70s (2007, Everyman Chess)
Garry Kasparov on Modern Chess, Part II: Kasparov vs Karpov 1975–1985 (2008, Everyman Chess)
Garry Kasparov on Modern Chess, Part III: Kasparov vs Karpov 1986–1987 (2009, Everyman Chess)
Garry Kasparov on Modern Chess, Part IV: Kasparov vs Karpov 1988–2009 (2010, Everyman Chess)
Garry Kasparov on Garry Kasparov, part I (2011, Everyman Chess)
Garry Kasparov on Garry Kasparov, part II (2013, Everyman Chess)
Garry Kasparov on Garry Kasparov, part III (2014, Everyman Chess)
Winter Is Coming: Why Vladimir Putin and the Enemies of the Free World Must Be Stopped (2015, Public Affairs)
Deep Thinking with Mig Greengard (2017, Public Affairs)
Videos
Kasparov, Garry, Nigel Short, Raymond Keene and Daniel King. 1993. Kasparov Short The Inside Story. Grandmaster Video.
Kasparov, Garry, Jonathan Tisdall and Jim Plaskett. 2000. My Story. Grandmaster Video.
Kasparov, Garry. 2004. How to Play the Queen's Gambit. Chessbase.
Kasparov, Garry. 2005. How to Play the Najdorf. Chessbase. vol. 1 , vol. 2
Kasparov, Garry. 2012. How I Became World Champion 1973–1985. Chessbase.
Kasparov, Garry. 2017. Garry Kasparov Teaches Chess. Masterclass.com.
Personal life
Kasparov has lived in New York City since 2013.
He has been married three times: to Masha, with whom he had a daughter before divorcing; to Yulia, with whom he had a son before their 2005 divorce; and to Daria (Dasha), with whom he has two children, a daughter born in 2006 and a son born in 2015. Kasparov's wife manages his business activities worldwide as the founder of Kasparov International Management Inc.
See also
Kasparov Chess, Internet chess club.
Kasparov versus the World
List of chess games between Kasparov and Kramnik
Committee 2008
Putinism
References
Further reading
External links
Garry Kasparov, "Man of the Year?", OpinionJournal, 23 December 2007
Edward Winter, List of Books About Fischer and Kasparov
Kasparov's "Deep Thinking" talk at Google
Garry Kasparov's best games analyzed in video
Articles about Garry Kasparov by Edward Winter
1963 births
Living people
2011–2013 Russian protests
20th-century male writers
21st-century Russian politicians
Azerbaijan University of Languages alumni
Chess coaches
Chess grandmasters
Chess Olympiad competitors
Chess historians
Communist Party of the Soviet Union members
Croatian activists
Croatian chess writers
Croatian people of Armenian descent
Croatian people of Russian-Jewish descent
Naturalized citizens of Croatia
Chess players from Baku
Recipients of the Order of Friendship of Peoples
Russian anti-communists
Russian chess players
Russian chess writers
Russian dissidents
Russian liberals
Russian people of Armenian descent
Russian people of Jewish descent
Russian political activists
Russian sportsperson-politicians
Solidarnost politicians
Soviet chess players
Soviet chess writers
Soviet male writers
The Other Russia (coalition)
World chess champions
World Junior Chess Champions |
12855 | https://en.wikipedia.org/wiki/George%20Bernard%20Shaw | George Bernard Shaw | George Bernard Shaw (26 July 1856 – 2 November 1950), known at his insistence simply as Bernard Shaw, was an Irish playwright, critic, polemicist and political activist. His influence on Western theatre, culture and politics extended from the 1880s to his death and beyond. He wrote more than sixty plays, including major works such as Man and Superman (1902), Pygmalion (1912) and Saint Joan (1923). With a range incorporating both contemporary satire and historical allegory, Shaw became the leading dramatist of his generation, and in 1925 was awarded the Nobel Prize in Literature.
Born in Dublin, Shaw moved to London in 1876, where he struggled to establish himself as a writer and novelist, and embarked on a rigorous process of self-education. By the mid-1880s he had become a respected theatre and music critic. Following a political awakening, he joined the gradualist Fabian Society and became its most prominent pamphleteer. Shaw had been writing plays for years before his first public success, Arms and the Man in 1894. Influenced by Henrik Ibsen, he sought to introduce a new realism into English-language drama, using his plays as vehicles to disseminate his political, social and religious ideas. By the early twentieth century his reputation as a dramatist was secured with a series of critical and popular successes that included Major Barbara, The Doctor's Dilemma and Caesar and Cleopatra.
Shaw's expressed views were often contentious; he promoted eugenics and alphabet reform, and opposed vaccination and organised religion. He courted unpopularity by denouncing both sides in the First World War as equally culpable, and although not a republican, castigated British policy on Ireland in the postwar period. These stances had no lasting effect on his standing or productivity as a dramatist; the inter-war years saw a series of often ambitious plays, which achieved varying degrees of popular success. In 1938 he provided the screenplay for a filmed version of Pygmalion for which he received an Academy Award. His appetite for politics and controversy remained undiminished; by the late 1920s he had largely renounced Fabian Society gradualism and often wrote and spoke favourably of dictatorships of the right and left—he expressed admiration for both Mussolini and Stalin. In the final decade of his life he made fewer public statements, but continued to write prolifically until shortly before his death, aged ninety-four, having refused all state honours, including the Order of Merit in 1946.
Since Shaw's death scholarly and critical opinion about his works has varied, but he has regularly been rated among British dramatists as second only to Shakespeare; analysts recognise his extensive influence on generations of English-language playwrights. The word Shavian has entered the language as encapsulating Shaw's ideas and his means of expressing them.
Life
Early years
Shaw was born at 3 Upper Synge Street in Portobello, a lower-middle-class part of Dublin. He was the youngest child and only son of George Carr Shaw (1814–1885) and Lucinda Elizabeth (Bessie) Shaw (née Gurly; 1830–1913). His elder siblings were Lucinda (Lucy) Frances (1853–1920) and Elinor Agnes (1855–1876). The Shaw family was of English descent and belonged to the dominant Protestant Ascendancy in Ireland; George Carr Shaw, an ineffectual alcoholic, was among the family's less successful members. His relatives secured him a sinecure in the civil service, from which he was pensioned off in the early 1850s; thereafter he worked irregularly as a corn merchant. In 1852 he married Bessie Gurly; in the view of Shaw's biographer Michael Holroyd she married to escape a tyrannical great-aunt. If, as Holroyd and others surmise, George's motives were mercenary, then he was disappointed, as Bessie brought him little of her family's money. She came to despise her ineffectual and often drunken husband, with whom she shared what their son later described as a life of "shabby-genteel poverty".
By the time of Shaw's birth, his mother had become close to George John Lee, a flamboyant figure well known in Dublin's musical circles. Shaw retained a lifelong obsession that Lee might have been his biological father; there is no consensus among Shavian scholars on the likelihood of this. The young Shaw suffered no harshness from his mother, but he later recalled that her indifference and lack of affection hurt him deeply. He found solace in the music that abounded in the house. Lee was a conductor and teacher of singing; Bessie had a fine mezzo-soprano voice and was much influenced by Lee's unorthodox method of vocal production. The Shaws' house was often filled with music, with frequent gatherings of singers and players.
In 1862, Lee and the Shaws agreed to share a house, No. 1 Hatch Street, in an affluent part of Dublin, and a country cottage on Dalkey Hill, overlooking Killiney Bay. Shaw, a sensitive boy, found the less salubrious parts of Dublin shocking and distressing, and was happier at the cottage. Lee's students often gave him books, which the young Shaw read avidly; thus, as well as gaining a thorough musical knowledge of choral and operatic works, he became familiar with a wide spectrum of literature.
Between 1865 and 1871, Shaw attended four schools, all of which he hated. His experiences as a schoolboy left him disillusioned with formal education: "Schools and schoolmasters", he later wrote, were "prisons and turnkeys in which children are kept to prevent them disturbing and chaperoning their parents." In October 1871 he left school to become a junior clerk in a Dublin firm of land agents, where he worked hard, and quickly rose to become head cashier. During this period, Shaw was known as "George Shaw"; after 1876, he dropped the "George" and styled himself "Bernard Shaw".
In June 1873, Lee left Dublin for London and never returned. A fortnight later, Bessie followed him; the two girls joined her. Shaw's explanation of why his mother followed Lee was that without the latter's financial contribution the joint household had to be broken up. Left in Dublin with his father, Shaw compensated for the absence of music in the house by teaching himself to play the piano.
London
Early in 1876 Shaw learned from his mother that Agnes was dying of tuberculosis. He resigned from the land agents, and in March travelled to England to join his mother and Lucy at Agnes's funeral. He never again lived in Ireland, and did not visit it for twenty-nine years.
Initially, Shaw refused to seek clerical employment in London. His mother allowed him to live free of charge in her house in South Kensington, but he nevertheless needed an income. He had abandoned a teenage ambition to become a painter, and had not yet thought of writing for a living, but Lee found a little work for him, ghost-writing a musical column printed under Lee's name in a satirical weekly, The Hornet. Lee's relations with Bessie deteriorated after their move to London. Shaw maintained contact with Lee, who found him work as a rehearsal pianist and occasional singer.
Eventually Shaw was driven to applying for office jobs. In the interim he secured a reader's pass for the British Museum Reading Room (the forerunner of the British Library) and spent most weekdays there, reading and writing. His first attempt at drama, begun in 1878, was a blank-verse satirical piece on a religious theme. It was abandoned unfinished, as was his first try at a novel. His first completed novel, Immaturity (1879), was too grim to appeal to publishers and did not appear until the 1930s. He was employed briefly by the newly formed Edison Telephone Company in 1879–80, and as in Dublin achieved rapid promotion. Nonetheless, when the Edison firm merged with the rival Bell Telephone Company, Shaw chose not to seek a place in the new organisation. Thereafter he pursued a full-time career as an author.
For the next four years Shaw made a negligible income from writing, and was subsidised by his mother. In 1881, for the sake of economy, and increasingly as a matter of principle, he became a vegetarian. He grew a beard to hide a facial scar left by smallpox. In rapid succession he wrote two more novels: The Irrational Knot (1880) and Love Among the Artists (1881), but neither found a publisher; each was serialised a few years later in the socialist magazine Our Corner.
In 1880 Shaw began attending meetings of the Zetetical Society, whose objective was to "search for truth in all matters affecting the interests of the human race". Here he met Sidney Webb, a junior civil servant who, like Shaw, was busy educating himself. Despite difference of style and temperament, the two quickly recognised qualities in each other and developed a lifelong friendship. Shaw later reflected: "You knew everything that I didn't know and I knew everything you didn't know ... We had everything to learn from one another and brains enough to do it".
Shaw's next attempt at drama was a one-act playlet in French, Un Petit Drame, written in 1884 but not published in his lifetime. In the same year the critic William Archer suggested a collaboration, with a plot by Archer and dialogue by Shaw. The project foundered, but Shaw returned to the draft as the basis of Widowers' Houses in 1892, and the connection with Archer proved of immense value to Shaw's career.
Political awakening: Marxism, socialism, Fabian Society
On 5 September 1882 Shaw attended a meeting at the Memorial Hall, Farringdon, addressed by the political economist Henry George. Shaw then read George's book Progress and Poverty, which awakened his interest in economics. He began attending meetings of the Social Democratic Federation (SDF), where he discovered the writings of Karl Marx, and thereafter spent much of 1883 reading Das Kapital. He was not impressed by the SDF's founder, H. M. Hyndman, whom he found autocratic, ill-tempered and lacking leadership qualities. Shaw doubted the ability of the SDF to harness the working classes into an effective radical movement and did not join it—he preferred, he said, to work with his intellectual equals.
After reading a tract, Why Are The Many Poor?, issued by the recently formed Fabian Society, Shaw went to the society's next advertised meeting, on 16 May 1884. He became a member in September, and before the year's end had provided the society with its first manifesto, published as Fabian Tract No. 2. He joined the society's executive committee in January 1885, and later that year recruited Webb and also Annie Besant, a fine orator.
From 1885 to 1889 Shaw attended the fortnightly meetings of the British Economic Association; it was, Holroyd observes, "the closest Shaw had ever come to university education." This experience changed his political ideas; he moved away from Marxism and became an apostle of gradualism. When in 1886–87 the Fabians debated whether to embrace anarchism, as advocated by Charlotte Wilson, Besant and others, Shaw joined the majority in rejecting this approach. After a rally in Trafalgar Square addressed by Besant was violently broken up by the authorities on 13 November 1887 ("Bloody Sunday"), Shaw became convinced of the folly of attempting to challenge police power. Thereafter he largely accepted the principle of "permeation" as advocated by Webb: the notion whereby socialism could best be achieved by infiltration of people and ideas into existing political parties.
Throughout the 1880s the Fabian Society remained small, its message of moderation frequently unheard among more strident voices. Its profile was raised in 1889 with the publication of Fabian Essays in Socialism, edited by Shaw who also provided two of the essays. The second of these, "Transition", details the case for gradualism and permeation, asserting that "the necessity for cautious and gradual change must be obvious to everyone". In 1890 Shaw produced Tract No. 13, What Socialism Is, a revision of an earlier tract in which Charlotte Wilson had defined socialism in anarchistic terms. In Shaw's new version, readers were assured that "socialism can be brought about in a perfectly constitutional manner by democratic institutions".
Novelist and critic
The mid-1880s marked a turning point in Shaw's life, both personally and professionally: he lost his virginity, had two novels published, and began a career as a critic. He had been celibate until his twenty-ninth birthday, when his shyness was overcome by Jane (Jenny) Patterson, a widow some years his senior. Their affair continued, not always smoothly, for eight years. Shaw's sex life has caused much speculation and debate among his biographers, but there is a consensus that the relationship with Patterson was one of his few non-platonic romantic liaisons.
The published novels, neither commercially successful, were his two final efforts in this genre: Cashel Byron's Profession written in 1882–83, and An Unsocial Socialist, begun and finished in 1883. The latter was published as a serial in ToDay magazine in 1884, although it did not appear in book form until 1887. Cashel Byron appeared in magazine and book form in 1886.
In 1884 and 1885, through the influence of Archer, Shaw was engaged to write book and music criticism for London papers. When Archer resigned as art critic of The World in 1886 he secured the succession for Shaw. The two figures in the contemporary art world whose views Shaw most admired were William Morris and John Ruskin, and he sought to follow their precepts in his criticisms. Their emphasis on morality appealed to Shaw, who rejected the idea of art for art's sake, and insisted that all great art must be didactic.
Of Shaw's various reviewing activities in the 1880s and 1890s it was as a music critic that he was best known. After serving as deputy in 1888, he became musical critic of The Star in February 1889, writing under the pen-name Corno di Bassetto. In May 1890 he moved back to The World, where he wrote a weekly column as "G.B.S." for more than four years. In the 2016 version of the Grove Dictionary of Music and Musicians, Robert Anderson writes, "Shaw's collected writings on music stand alone in their mastery of English and compulsive readability." Shaw ceased to be a salaried music critic in August 1894, but published occasional articles on the subject throughout his career, his last in 1950.
From 1895 to 1898, Shaw was the theatre critic for The Saturday Review, edited by his friend Frank Harris. As at The World, he used the by-line "G.B.S." He campaigned against the artificial conventions and hypocrisies of the Victorian theatre and called for plays of real ideas and true characters. By this time he had embarked in earnest on a career as a playwright: "I had rashly taken up the case; and rather than let it collapse I manufactured the evidence".
Playwright and politician: 1890s
After using the plot of the aborted 1884 collaboration with Archer to complete Widowers' Houses (it was staged twice in London, in December 1892), Shaw continued writing plays. At first he made slow progress; The Philanderer, written in 1893 but not published until 1898, had to wait until 1905 for a stage production. Similarly, Mrs Warren's Profession (1893) was written five years before publication and nine years before reaching the stage.
Shaw's first play to bring him financial success was Arms and the Man (1894), a mock-Ruritanian comedy satirising conventions of love, military honour and class. The press found the play overlong, and accused Shaw of mediocrity, sneering at heroism and patriotism, heartless cleverness, and copying W.S.Gilbert's style. The public took a different view, and the management of the theatre staged extra matinée performances to meet the demand. The play ran from April to July, toured the provinces and was staged in New York. It earned him £341 in royalties in its first year, a sufficient sum to enable him to give up his salaried post as a music critic. Among the cast of the London production was Florence Farr, with whom Shaw had a romantic relationship between 1890 and 1894, much resented by Jenny Patterson.
The success of Arms and the Man was not immediately replicated. Candida, which presented a young woman making a conventional romantic choice for unconventional reasons, received a single performance in South Shields in 1895; in 1897 a playlet about Napoleon called The Man of Destiny had a single staging at Croydon. In the 1890s Shaw's plays were better known in print than on the West End stage; his biggest success of the decade was in New York in 1897, when Richard Mansfield's production of the historical melodrama The Devil's Disciple earned the author more than £2,000 in royalties.
In January 1893, as a Fabian delegate, Shaw attended the Bradford conference which led to the foundation of the Independent Labour Party. He was sceptical about the new party, and scorned the likelihood that it could switch the allegiance of the working class from sport to politics. He persuaded the conference to adopt resolutions abolishing indirect taxation, and taxing unearned income "to extinction". Back in London, Shaw produced what Margaret Cole, in her Fabian history, terms a "grand philippic" against the minority Liberal administration that had taken power in 1892. To Your Tents, O Israel excoriated the government for ignoring social issues and concentrating solely on Irish Home Rule, a matter Shaw declared of no relevance to socialism. In 1894 the Fabian Society received a substantial bequest from a sympathiser, Henry Hunt Hutchinson—Holroyd mentions £10,000. Webb, who chaired the board of trustees appointed to supervise the legacy, proposed to use most of it to found a school of economics and politics. Shaw demurred; he thought such a venture was contrary to the specified purpose of the legacy. He was eventually persuaded to support the proposal, and the London School of Economics and Political Science (LSE) opened in the summer of 1895.
By the later 1890s Shaw's political activities lessened as he concentrated on making his name as a dramatist. In 1897 he was persuaded to fill an uncontested vacancy for a "vestryman" (parish councillor) in London's St Pancras district. At least initially, Shaw took to his municipal responsibilities seriously; when London government was reformed in 1899 and the St Pancras vestry became the Metropolitan Borough of St Pancras, he was elected to the newly formed borough council.
In 1898, as a result of overwork, Shaw's health broke down. He was nursed by Charlotte Payne-Townshend, a rich Anglo-Irish woman whom he had met through the Webbs. The previous year she had proposed that she and Shaw should marry. He had declined, but when she insisted on nursing him in a house in the country, Shaw, concerned that this might cause scandal, agreed to their marriage. The ceremony took place on 1 June 1898, in the register office in Covent Garden. The bride and bridegroom were both aged forty-one. In the view of the biographer and critic St John Ervine, "their life together was entirely felicitous". There were no children of the marriage, which it is generally believed was never consummated; whether this was wholly at Charlotte's wish, as Shaw liked to suggest, is less widely credited. In the early weeks of the marriage Shaw was much occupied writing his Marxist analysis of Wagner's Ring cycle, published as The Perfect Wagnerite late in 1898. In 1906 the Shaws found a country home in Ayot St Lawrence, Hertfordshire; they renamed the house "Shaw's Corner", and lived there for the rest of their lives. They retained a London flat in the Adelphi and later at Whitehall Court.
Stage success: 1900–1914
During the first decade of the twentieth century, Shaw secured a firm reputation as a playwright. In 1904 J. E. Vedrenne and Harley Granville-Barker established a company at the Royal Court Theatre in Sloane Square, Chelsea to present modern drama. Over the next five years they staged fourteen of Shaw's plays. The first, John Bull's Other Island, a comedy about an Englishman in Ireland, attracted leading politicians and was seen by Edward VII, who laughed so much that he broke his chair. The play was withheld from Dublin's Abbey Theatre, for fear of the affront it might provoke, although it was shown at the city's Royal Theatre in November 1907. Shaw later wrote that William Butler Yeats, who had requested the play, "got rather more than he bargained for... It was uncongenial to the whole spirit of the neo-Gaelic movement, which is bent on creating a new Ireland after its own ideal, whereas my play is a very uncompromising presentment of the real old Ireland." Nonetheless, Shaw and Yeats were close friends; Yeats and Lady Gregory tried unsuccessfully to persuade Shaw to take up the vacant co-directorship of the Abbey Theatre after J. M. Synge's death in 1909. Shaw admired other figures in the Irish Literary Revival, including George Russell and James Joyce, and was a close friend of Seán O'Casey, who was inspired to become a playwright after reading John Bull's Other Island.
Man and Superman, completed in 1902, was a success both at the Royal Court in 1905 and in Robert Loraine's New York production in the same year. Among the other Shaw works presented by Vedrenne and Granville-Barker were Major Barbara (1905), depicting the contrasting morality of arms manufacturers and the Salvation Army; The Doctor's Dilemma (1906), a mostly serious piece about professional ethics; and Caesar and Cleopatra, Shaw's counterblast to Shakespeare's Antony and Cleopatra, seen in New York in 1906 and in London the following year.
Now prosperous and established, Shaw experimented with unorthodox theatrical forms described by his biographer Stanley Weintraub as "discussion drama" and "serious farce". These plays included Getting Married (premiered 1908), The Shewing-Up of Blanco Posnet (1909), Misalliance (1910), and Fanny's First Play (1911). Blanco Posnet was banned on religious grounds by the Lord Chamberlain (the official theatre censor in England), and was produced instead in Dublin; it filled the Abbey Theatre to capacity. Fanny's First Play, a comedy about suffragettes, had the longest initial run of any Shaw play—622 performances.
Androcles and the Lion (1912), a less heretical study of true and false religious attitudes than Blanco Posnet, ran for eight weeks in September and October 1913. It was followed by one of Shaw's most successful plays, Pygmalion, written in 1912 and staged in Vienna the following year, and in Berlin shortly afterwards. Shaw commented, "It is the custom of the English press when a play of mine is produced, to inform the world that it is not a play—that it is dull, blasphemous, unpopular, and financially unsuccessful. ... Hence arose an urgent demand on the part of the managers of Vienna and Berlin that I should have my plays performed by them first." The British production opened in April 1914, starring Sir Herbert Tree and Mrs Patrick Campbell as, respectively, a professor of phonetics and a cockney flower-girl. There had earlier been a romantic liaison between Shaw and Campbell that caused Charlotte Shaw considerable concern, but by the time of the London premiere it had ended. The play attracted capacity audiences until July, when Tree insisted on going on holiday, and the production closed. His co-star then toured with the piece in the US.
Fabian years: 1900–1913
In 1899, when the Boer War began, Shaw wished the Fabians to take a neutral stance on what he deemed, like Home Rule, to be a "non-Socialist" issue. Others, including the future Labour prime minister Ramsay MacDonald, wanted unequivocal opposition, and resigned from the society when it followed Shaw. In the Fabians' war manifesto, Fabianism and the Empire (1900), Shaw declared that "until the Federation of the World becomes an accomplished fact we must accept the most responsible Imperial federations available as a substitute for it".
As the new century began, Shaw became increasingly disillusioned by the limited impact of the Fabians on national politics. Thus, although a nominated Fabian delegate, he did not attend the London conference at the Memorial Hall, Farringdon Street in February 1900, that created the Labour Representation Committee—precursor of the modern Labour Party. By 1903, when his term as borough councillor expired, he had lost his earlier enthusiasm, writing: "After six years of Borough Councilling I am convinced that the borough councils should be abolished". Nevertheless, in 1904 he stood in the London County Council elections. After an eccentric campaign, which Holroyd characterises as "[making] absolutely certain of not getting in", he was duly defeated. It was Shaw's final foray into electoral politics. Nationally, the 1906 general election produced a huge Liberal majority and an intake of 29 Labour members. Shaw viewed this outcome with scepticism; he had a low opinion of the new prime minister, Sir Henry Campbell-Bannerman, and saw the Labour members as inconsequential: "I apologise to the Universe for my connection with such a body".
In the years after the 1906 election, Shaw felt that the Fabians needed fresh leadership, and saw this in the form of his fellow-writer H. G. Wells, who had joined the society in February 1903. Wells's ideas for reform—particularly his proposals for closer cooperation with the Independent Labour Party—placed him at odds with the society's "Old Gang", led by Shaw. According to Cole, Wells "had minimal capacity for putting [his ideas] across in public meetings against Shaw's trained and practised virtuosity". In Shaw's view, "the Old Gang did not extinguish Mr Wells, he annihilated himself". Wells resigned from the society in September 1908; Shaw remained a member, but left the executive in April 1911. He later wondered whether the Old Gang should have given way to Wells some years earlier: "God only knows whether the Society had not better have done it". Although less active—he blamed his advancing years—Shaw remained a Fabian.
In 1912 Shaw invested £1,000 for a one-fifth share in the Webbs' new publishing venture, a socialist weekly magazine called The New Statesman, which appeared in April 1913. He became a founding director, publicist, and in due course a contributor, mostly anonymously. He was soon at odds with the magazine's editor, Clifford Sharp, who by 1916 was rejecting his contributions—"the only paper in the world that refuses to print anything by me", according to Shaw.
First World War
After the First World War began in August 1914, Shaw produced his tract Common Sense About the War, which argued that the warring nations were equally culpable. Such a view was anathema in an atmosphere of fervent patriotism, and offended many of Shaw's friends; Ervine records that "[h]is appearance at any public function caused the instant departure of many of those present."
Despite his errant reputation, Shaw's propagandist skills were recognised by the British authorities, and early in 1917 he was invited by Field Marshal Haig to visit the Western Front battlefields. Shaw's 10,000-word report, which emphasised the human aspects of the soldier's life, was well received, and he became less of a lone voice. In April 1917 he joined the national consensus in welcoming America's entry into the war: "a first class moral asset to the common cause against junkerism".
Three short plays by Shaw were premiered during the war. The Inca of Perusalem, written in 1915, encountered problems with the censor for burlesquing not only the enemy but the British military command; it was performed in 1916 at the Birmingham Repertory Theatre. O'Flaherty V.C., satirising the government's attitude to Irish recruits, was banned in the UK and was presented at a Royal Flying Corps base in Belgium in 1917. Augustus Does His Bit, a genial farce, was granted a licence; it opened at the Royal Court in January 1917.
Ireland
Shaw had long supported the principle of Irish Home Rule within the British Empire (which he thought should become the British Commonwealth).
In April 1916 he wrote scathingly in The New York Times about militant Irish nationalism: "In point of learning nothing and forgetting nothing these fellow-patriots of mine leave the Bourbons nowhere." Total independence, he asserted, was impractical; alliance with a bigger power (preferably England) was essential. The Dublin Easter Rising later that month took him by surprise. After its suppression by British forces, he expressed horror at the summary execution of the rebel leaders, but continued to believe in some form of Anglo-Irish union. In How to Settle the Irish Question (1917), he envisaged a federal arrangement, with national and imperial parliaments. Holroyd records that by this time the separatist party Sinn Féin was in the ascendency, and Shaw's and other moderate schemes were forgotten.
In the postwar period, Shaw despaired of the British government's coercive policies towards Ireland, and joined his fellow-writers Hilaire Belloc and G. K. Chesterton in publicly condemning these actions. The Anglo-Irish Treaty of December 1921 led to the partition of Ireland between north and south, a provision that dismayed Shaw. In 1922 civil war broke out in the south between its pro-treaty and anti-treaty factions, the former of whom had established the Irish Free State. Shaw visited Dublin in August, and met Michael Collins, then head of the Free State's Provisional Government. Shaw was much impressed by Collins, and was saddened when, three days later, the Irish leader was ambushed and killed by anti-treaty forces. In a letter to Collins's sister, Shaw wrote: "I met Michael for the first and last time on Saturday last, and am very glad I did. I rejoice in his memory, and will not be so disloyal to it as to snivel over his valiant death". Shaw remained a British subject all his life, but took dual British-Irish nationality in 1934.
1920s
Shaw's first major work to appear after the war was Heartbreak House, written in 1916–17 and performed in 1920. It was produced on Broadway in November, and was coolly received; according to The Times: "Mr Shaw on this occasion has more than usual to say and takes twice as long as usual to say it". After the London premiere in October 1921 The Times concurred with the American critics: "As usual with Mr Shaw, the play is about an hour too long", although containing "much entertainment and some profitable reflection". Ervine in The Observer thought the play brilliant but ponderously acted, except for Edith Evans as Lady Utterword.
Shaw's largest-scale theatrical work was Back to Methuselah, written in 1918–20 and staged in 1922. Weintraub describes it as "Shaw's attempt to fend off 'the bottomless pit of an utterly discouraging pessimism'". This cycle of five interrelated plays depicts evolution, and the effects of longevity, from the Garden of Eden to the year 31,920 AD. Critics found the five plays strikingly uneven in quality and invention. The original run was brief, and the work has been revived infrequently. Shaw felt he had exhausted his remaining creative powers in the huge span of this "Metabiological Pentateuch". He was now sixty-seven, and expected to write no more plays.
This mood was short-lived. In 1920 Joan of Arc was proclaimed a saint by Pope Benedict XV; Shaw had long found Joan an interesting historical character, and his view of her veered between "half-witted genius" and someone of "exceptional sanity". He had considered writing a play about her in 1913, and the canonisation prompted him to return to the subject. He wrote Saint Joan in the middle months of 1923, and the play was premiered on Broadway in December. It was enthusiastically received there, and at its London premiere the following March. In Weintraub's phrase, "even the Nobel prize committee could no longer ignore Shaw after Saint Joan". The citation for the literature prize for 1925 praised his work as "... marked by both idealism and humanity, its stimulating satire often being infused with a singular poetic beauty". He accepted the award, but rejected the monetary prize that went with it, on the grounds that "My readers and my audiences provide me with more than sufficient money for my needs".
After Saint Joan, it was five years before Shaw wrote a play. From 1924, he spent four years writing what he described as his "magnum opus", a political treatise entitled The Intelligent Woman's Guide to Socialism and Capitalism. The book was published in 1928 and sold well. At the end of the decade Shaw produced his final Fabian tract, a commentary on the League of Nations. He described the League as "a school for the new international statesmanship as against the old Foreign Office diplomacy", but thought that it had not yet become the "Federation of the World".
Shaw returned to the theatre with what he called "a political extravaganza", The Apple Cart, written in late 1928. It was, in Ervine's view, unexpectedly popular, taking a conservative, monarchist, anti-democratic line that appealed to contemporary audiences. The premiere was in Warsaw in June 1928, and the first British production was two months later, at Sir Barry Jackson's inaugural Malvern Festival. The other eminent creative artist most closely associated with the festival was Sir Edward Elgar, with whom Shaw enjoyed a deep friendship and mutual regard. He described The Apple Cart to Elgar as "a scandalous Aristophanic burlesque of democratic politics, with a brief but shocking sex interlude".
During the 1920s Shaw began to lose faith in the idea that society could be changed through Fabian gradualism, and became increasingly fascinated with dictatorial methods. In 1922 he had welcomed Mussolini's accession to power in Italy, observing that amid the "indiscipline and muddle and Parliamentary deadlock", Mussolini was "the right kind of tyrant". Shaw was prepared to tolerate certain dictatorial excesses; Weintraub in his ODNB biographical sketch comments that Shaw's "flirtation with authoritarian inter-war regimes" took a long time to fade, and Beatrice Webb thought he was "obsessed" about Mussolini.
1930s
Shaw's enthusiasm for the Soviet Union dated to the early 1920s when he had hailed Lenin as "the one really interesting statesman in Europe". Having turned down several chances to visit, in 1931 he joined a party led by Nancy Astor. The carefully managed trip culminated in a lengthy meeting with Stalin, whom Shaw later described as "a Georgian gentleman" with no malice in him. At a dinner given in his honour, Shaw told the gathering: "I have seen all the 'terrors' and I was terribly pleased by them". In March 1933 Shaw was a co-signatory to a letter in The Manchester Guardian protesting at the continuing misrepresentation of Soviet achievements: "No lie is too fantastic, no slander is too stale ... for employment by the more reckless elements of the British press."
Shaw's admiration for Mussolini and Stalin demonstrated his growing belief that dictatorship was the only viable political arrangement. When the Nazi Party came to power in Germany in January 1933, Shaw described Hitler as "a very remarkable man, a very able man", and professed himself proud to be the only writer in England who was "scrupulously polite and just to Hitler". His principal admiration was for Stalin, whose regime he championed uncritically throughout the decade. Shaw saw the 1939 Molotov–Ribbentrop Pact as a triumph for Stalin who, he said, now had Hitler under his thumb.
Shaw's first play of the decade was Too True to be Good, written in 1931 and premiered in Boston in February 1932. The reception was unenthusiastic. Brooks Atkinson of The New York Times commenting that Shaw had "yielded to the impulse to write without having a subject", judged the play a "rambling and indifferently tedious conversation". The correspondent of The New York Herald Tribune said that most of the play was "discourse, unbelievably long lectures" and that although the audience enjoyed the play it was bewildered by it.
During the decade Shaw travelled widely and frequently. Most of his journeys were with Charlotte; she enjoyed voyages on ocean liners, and he found peace to write during the long spells at sea. Shaw met an enthusiastic welcome in South Africa in 1932, despite his strong remarks about the racial divisions of the country. In December 1932 the couple embarked on a round-the-world cruise. In March 1933 they arrived at San Francisco, to begin Shaw's first visit to the US. He had earlier refused to go to "that awful country, that uncivilized place", "unfit to govern itself... illiberal, superstitious, crude, violent, anarchic and arbitrary". He visited Hollywood, with which he was unimpressed, and New York, where he lectured to a capacity audience in the Metropolitan Opera House. Harried by the intrusive attentions of the press, Shaw was glad when his ship sailed from New York harbour. New Zealand, which he and Charlotte visited the following year, struck him as "the best country I've been in"; he urged its people to be more confident and loosen their dependence on trade with Britain. He used the weeks at sea to complete two plays—The Simpleton of the Unexpected Isles and The Six of Calais—and begin work on a third, The Millionairess.
Despite his contempt for Hollywood and its aesthetic values, Shaw was enthusiastic about cinema, and in the middle of the decade wrote screenplays for prospective film versions of Pygmalion and Saint Joan. The latter was never made, but Shaw entrusted the rights to the former to the unknown Gabriel Pascal, who produced it at Pinewood Studios in 1938. Shaw was determined that Hollywood should have nothing to do with the film, but was powerless to prevent it from winning one Academy Award ("Oscar"); he described his award for "best-written screenplay" as an insult, coming from such a source. He became the first person to have been awarded both a Nobel Prize and an Oscar. In a 1993 study of the Oscars, Anthony Holden observes that Pygmalion was soon spoken of as having "lifted movie-making from illiteracy to literacy".
Shaw's final plays of the 1930s were Cymbeline Refinished (1936), Geneva (1936) and In Good King Charles's Golden Days (1939). The first, a fantasy reworking of Shakespeare, made little impression, but the second, a satire on European dictators, attracted more notice, much of it unfavourable. In particular, Shaw's parody of Hitler as "Herr Battler" was considered mild, almost sympathetic. The third play, an historical conversation piece first seen at Malvern, ran briefly in London in May 1940. James Agate commented that the play contained nothing to which even the most conservative audiences could take exception, and though it was long and lacking in dramatic action only "witless and idle" theatregoers would object. After their first runs none of the three plays were seen again in the West End during Shaw's lifetime.
Towards the end of the decade, both Shaws began to suffer ill health. Charlotte was increasingly incapacitated by Paget's disease of bone, and he developed pernicious anaemia. His treatment, involving injections of concentrated animal liver, was successful, but this breach of his vegetarian creed distressed him and brought down condemnation from militant vegetarians.
Second World War and final years
Although Shaw's works since The Apple Cart had been received without great enthusiasm, his earlier plays were revived in the West End throughout the Second World War, starring such actors as Edith Evans, John Gielgud, Deborah Kerr and Robert Donat. In 1944 nine Shaw plays were staged in London, including Arms and the Man with Ralph Richardson, Laurence Olivier, Sybil Thorndike and Margaret Leighton in the leading roles. Two touring companies took his plays all round Britain. The revival in his popularity did not tempt Shaw to write a new play, and he concentrated on prolific journalism. A second Shaw film produced by Pascal, Major Barbara (1941), was less successful both artistically and commercially than Pygmalion, partly because of Pascal's insistence on directing, to which he was unsuited.
Following the outbreak of war on 3 September 1939 and the rapid conquest of Poland, Shaw was accused of defeatism when, in a New Statesman article, he declared the war over and demanded a peace conference. Nevertheless, when he became convinced that a negotiated peace was impossible, he publicly urged the neutral United States to join the fight. The London blitz of 1940–41 led the Shaws, both in their mid-eighties, to live full-time at Ayot St Lawrence. Even there they were not immune from enemy air raids, and stayed on occasion with Nancy Astor at her country house, Cliveden. In 1943, the worst of the London bombing over, the Shaws moved back to Whitehall Court, where medical help for Charlotte was more easily arranged. Her condition deteriorated, and she died in September.
Shaw's final political treatise, Everybody's Political What's What, was published in 1944. Holroyd describes this as "a rambling narrative ... that repeats ideas he had given better elsewhere and then repeats itself". The book sold well—85,000 copies by the end of the year. After Hitler's suicide in May 1945, Shaw approved of the formal condolences offered by the Irish Taoiseach, Éamon de Valera, at the German embassy in Dublin. Shaw disapproved of the postwar trials of the defeated German leaders, as an act of self-righteousness: "We are all potential criminals".
Pascal was given a third opportunity to film Shaw's work with Caesar and Cleopatra (1945). It cost three times its original budget and was rated "the biggest financial failure in the history of British cinema". The film was poorly received by British critics, although American reviews were friendlier. Shaw thought its lavishness nullified the drama, and he considered the film "a poor imitation of Cecil B. de Mille".
In 1946, the year of Shaw's ninetieth birthday, he accepted the freedom of Dublin and became the first honorary freeman of the borough of St Pancras, London. In the same year the British government asked Shaw informally whether he would accept the Order of Merit. He declined, believing that an author's merit could only be determined by the posthumous verdict of history. 1946 saw the publication, as The Crime of Imprisonment, of the preface Shaw had written 20 years previously to a study of prison conditions. It was widely praised; a reviewer in the American Journal of Public Health considered it essential reading for any student of the American criminal justice system.
Shaw continued to write into his nineties. His last plays were Buoyant Billions (1947), his final full-length work; Farfetched Fables (1948) a set of six short plays revisiting several of his earlier themes such as evolution; a comic play for puppets, Shakes versus Shav (1949), a ten-minute piece in which Shakespeare and Shaw trade insults; and Why She Would Not (1950), which Shaw described as "a little comedy", written in one week shortly before his ninety-fourth birthday.
During his later years, Shaw enjoyed tending the gardens at Shaw's Corner. He died at the age of ninety-four of renal failure precipitated by injuries incurred when falling while pruning a tree. He was cremated at Golders Green Crematorium on 6 November 1950. His ashes, mixed with those of Charlotte, were scattered along footpaths and around the statue of Saint Joan in their garden.
Works
Plays
Shaw published a collected edition of his plays in 1934, comprising forty-two works. He wrote a further twelve in the remaining sixteen years of his life, mostly one-act pieces. Including eight earlier plays that he chose to omit from his published works, the total is sixty-two.
Early works
Shaw's first three full-length plays dealt with social issues. He later grouped them as "Plays Unpleasant". Widowers' Houses (1892) concerns the landlords of slum properties, and introduces the first of Shaw's New Women—a recurring feature of later plays. The Philanderer (1893) develops the theme of the New Woman, draws on Ibsen, and has elements of Shaw's personal relationships, the character of Julia being based on Jenny Patterson. In a 2003 study Judith Evans describes Mrs Warren's Profession (1893) as "undoubtedly the most challenging" of the three Plays Unpleasant, taking Mrs Warren's profession—prostitute and, later, brothel-owner—as a metaphor for a prostituted society.
Shaw followed the first trilogy with a second, published as "Plays Pleasant". Arms and the Man (1894) conceals beneath a mock-Ruritanian comic romance a Fabian parable contrasting impractical idealism with pragmatic socialism. The central theme of Candida (1894) is a woman's choice between two men; the play contrasts the outlook and aspirations of a Christian Socialist and a poetic idealist. The third of the Pleasant group, You Never Can Tell (1896), portrays social mobility, and the gap between generations, particularly in how they approach social relations in general and mating in particular.
The "Three Plays for Puritans"—comprising The Devil's Disciple (1896), Caesar and Cleopatra (1898) and Captain Brassbound's Conversion (1899)—all centre on questions of empire and imperialism, a major topic of political discourse in the 1890s. The three are set, respectively, in 1770s America, Ancient Egypt, and 1890s Morocco. The Gadfly, an adaptation of the popular novel by Ethel Voynich, was unfinished and unperformed. The Man of Destiny (1895) is a short curtain raiser about Napoleon.
1900–1909
Shaw's major plays of the first decade of the twentieth century address individual social, political or ethical issues. Man and Superman (1902) stands apart from the others in both its subject and its treatment, giving Shaw's interpretation of creative evolution in a combination of drama and associated printed text. The Admirable Bashville (1901), a blank verse dramatisation of Shaw's novel Cashel Byron's Profession, focuses on the imperial relationship between Britain and Africa. John Bull's Other Island (1904), comically depicting the prevailing relationship between Britain and Ireland, was popular at the time but fell out of the general repertoire in later years. Major Barbara (1905) presents ethical questions in an unconventional way, confounding expectations that in the depiction of an armaments manufacturer on the one hand and the Salvation Army on the other the moral high ground must invariably be held by the latter. The Doctor's Dilemma (1906), a play about medical ethics and moral choices in allocating scarce treatment, was described by Shaw as a tragedy. With a reputation for presenting characters who did not resemble real flesh and blood, he was challenged by Archer to present an on-stage death, and here did so, with a deathbed scene for the anti-hero.
Getting Married (1908) and Misalliance (1909)—the latter seen by Judith Evans as a companion piece to the former—are both in what Shaw called his "disquisitionary" vein, with the emphasis on discussion of ideas rather than on dramatic events or vivid characterisation. Shaw wrote seven short plays during the decade; they are all comedies, ranging from the deliberately absurd Passion, Poison, and Petrifaction (1905) to the satirical Press Cuttings (1909).
1910–1919
In the decade from 1910 to the aftermath of the First World War Shaw wrote four full-length plays, the third and fourth of which are among his most frequently staged works. Fanny's First Play (1911) continues his earlier examinations of middle-class British society from a Fabian viewpoint, with additional touches of melodrama and an epilogue in which theatre critics discuss the play. Androcles and the Lion (1912), which Shaw began writing as a play for children, became a study of the nature of religion and how to put Christian precepts into practice. Pygmalion (1912) is a Shavian study of language and speech and their importance in society and in personal relationships. To correct the impression left by the original performers that the play portrayed a romantic relationship between the two main characters Shaw rewrote the ending to make it clear that the heroine will marry another, minor character. Shaw's only full-length play from the war years is Heartbreak House (1917), which in his words depicts "cultured, leisured Europe before the war" drifting towards disaster. Shaw named Shakespeare (King Lear) and Chekhov (The Cherry Orchard) as important influences on the piece, and critics have found elements drawing on Congreve (The Way of the World) and Ibsen (The Master Builder).
The short plays range from genial historical drama in The Dark Lady of the Sonnets and Great Catherine (1910 and 1913) to a study of polygamy in Overruled; three satirical works about the war (The Inca of Perusalem, O'Flaherty V.C. and Augustus Does His Bit, 1915–16); a piece that Shaw called "utter nonsense" (The Music Cure, 1914) and a brief sketch about a "Bolshevik empress" (Annajanska, 1917).
1920–1950
Saint Joan (1923) drew widespread praise both for Shaw and for Sybil Thorndike, for whom he wrote the title role and who created the part in Britain. In the view of the commentator Nicholas Grene, Shaw's Joan, a "no-nonsense mystic, Protestant and nationalist before her time" is among the 20th century's classic leading female roles. The Apple Cart (1929) was Shaw's last popular success. He gave both that play and its successor, Too True to Be Good (1931), the subtitle "A political extravaganza", although the two works differ greatly in their themes; the first presents the politics of a nation (with a brief royal love-scene as an interlude) and the second, in Judith Evans's words, "is concerned with the social mores of the individual, and is nebulous." Shaw's plays of the 1930s were written in the shadow of worsening national and international political events. Once again, with On the Rocks (1933) and The Simpleton of the Unexpected Isles (1934), a political comedy with a clear plot was followed by an introspective drama. The first play portrays a British prime minister considering, but finally rejecting, the establishment of a dictatorship; the second is concerned with polygamy and eugenics and ends with the Day of Judgement.
The Millionairess (1934) is a farcical depiction of the commercial and social affairs of a successful businesswoman. Geneva (1936) lampoons the feebleness of the League of Nations compared with the dictators of Europe. In Good King Charles's Golden Days (1939), described by Weintraub as a warm, discursive high comedy, also depicts authoritarianism, but less satirically than Geneva. As in earlier decades, the shorter plays were generally comedies, some historical and others addressing various political and social preoccupations of the author. Ervine writes of Shaw's later work that although it was still "astonishingly vigorous and vivacious" it showed unmistakable signs of his age. "The best of his work in this period, however, was full of wisdom and the beauty of mind often displayed by old men who keep their wits about them."
Music and drama reviews
Music
Shaw's collected musical criticism, published in three volumes, runs to more than 2,700 pages. It covers the British musical scene from 1876 to 1950, but the core of the collection dates from his six years as music critic of The Star and The World in the late 1880s and early 1890s. In his view music criticism should be interesting to everyone rather than just the musical élite, and he wrote for the non-specialist, avoiding technical jargon—"Mesopotamian words like 'the dominant of D major'". He was fiercely partisan in his columns, promoting the music of Wagner and decrying that of Brahms and those British composers such as Stanford and Parry whom he saw as Brahmsian. He campaigned against the prevailing fashion for performances of Handel oratorios with huge amateur choirs and inflated orchestration, calling for "a chorus of twenty capable artists". He railed against opera productions unrealistically staged or sung in languages the audience did not speak.
Drama
In Shaw's view, the London theatres of the 1890s presented too many revivals of old plays and not enough new work. He campaigned against "melodrama, sentimentality, stereotypes and worn-out conventions". As a music critic he had frequently been able to concentrate on analysing new works, but in the theatre he was often obliged to fall back on discussing how various performers tackled well-known plays. In a study of Shaw's work as a theatre critic, E. J. West writes that Shaw "ceaselessly compared and contrasted artists in interpretation and in technique". Shaw contributed more than 150 articles as theatre critic for The Saturday Review, in which he assessed more than 212 productions. He championed Ibsen's plays when many theatregoers regarded them as outrageous, and his 1891 book Quintessence of Ibsenism remained a classic throughout the twentieth century. Of contemporary dramatists writing for the West End stage he rated Oscar Wilde above the rest: "... our only thorough playwright. He plays with everything: with wit, with philosophy, with drama, with actors and audience, with the whole theatre". Shaw's collected criticisms were published as Our Theatres in the Nineties in 1932.
Shaw maintained a provocative and frequently self-contradictory attitude to Shakespeare (whose name he insisted on spelling "Shakespear"). Many found him difficult to take seriously on the subject; Duff Cooper observed that by attacking Shakespeare, "it is Shaw who appears a ridiculous pigmy shaking his fist at a mountain." Shaw was, nevertheless, a knowledgeable Shakespearian, and in an article in which he wrote, "With the single exception of Homer, there is no eminent writer, not even Sir Walter Scott, whom I can despise so entirely as I despise Shakespear when I measure my mind against his," he also said, "But I am bound to add that I pity the man who cannot enjoy Shakespear. He has outlasted thousands of abler thinkers, and will outlast a thousand more". Shaw had two regular targets for his more extreme comments about Shakespeare: undiscriminating "Bardolaters", and actors and directors who presented insensitively cut texts in over-elaborate productions. He was continually drawn back to Shakespeare, and wrote three plays with Shakespearean themes: The Dark Lady of the Sonnets, Cymbeline Refinished and Shakes versus Shav. In a 2001 analysis of Shaw's Shakespearian criticisms, Robert Pierce concludes that Shaw, who was no academic, saw Shakespeare's plays—like all theatre—from an author's practical point of view: "Shaw helps us to get away from the Romantics' picture of Shakespeare as a titanic genius, one whose art cannot be analyzed or connected with the mundane considerations of theatrical conditions and profit and loss, or with a specific staging and cast of actors."
Political and social writings
Shaw's political and social commentaries were published variously in Fabian tracts, in essays, in two full-length books, in innumerable newspaper and journal articles and in prefaces to his plays. The majority of Shaw's Fabian tracts were published anonymously, representing the voice of the society rather than of Shaw, although the society's secretary Edward Pease later confirmed Shaw's authorship. According to Holroyd, the business of the early Fabians, mainly under the influence of Shaw, was to "alter history by rewriting it". Shaw's talent as a pamphleteer was put to immediate use in the production of the society's manifesto—after which, says Holroyd, he was never again so succinct.
After the turn of the twentieth century, Shaw increasingly propagated his ideas through the medium of his plays. An early critic, writing in 1904, observed that Shaw's dramas provided "a pleasant means" of proselytising his socialism, adding that "Mr Shaw's views are to be sought especially in the prefaces to his plays". After loosening his ties with the Fabian movement in 1911, Shaw's writings were more personal and often provocative; his response to the furore following the issue of Common Sense About the War in 1914, was to prepare a sequel, More Common Sense About the War. In this, he denounced the pacifist line espoused by Ramsay MacDonald and other socialist leaders, and proclaimed his readiness to shoot all pacifists rather than cede them power and influence. On the advice of Beatrice Webb, this pamphlet remained unpublished.
The Intelligent Woman's Guide, Shaw's main political treatise of the 1920s, attracted both admiration and criticism. MacDonald considered it the world's most important book since the Bible; Harold Laski thought its arguments outdated and lacking in concern for individual freedoms. Shaw's increasing flirtation with dictatorial methods is evident in many of his subsequent pronouncements. A New York Times report dated 10 December 1933 quoted a recent Fabian Society lecture in which Shaw had praised Hitler, Mussolini and Stalin: "[T]hey are trying to get something done, [and] are adopting methods by which it is possible to get something done". As late as the Second World War, in Everybody's Political What's What, Shaw blamed the Allies' "abuse" of their 1918 victory for the rise of Hitler, and hoped that, after defeat, the Führer would escape retribution "to enjoy a comfortable retirement in Ireland or some other neutral country". These sentiments, according to the Irish philosopher-poet Thomas Duddy, "rendered much of the Shavian outlook passé and contemptible".
"Creative evolution", Shaw's version of the new science of eugenics, became an increasing theme in his political writing after 1900. He introduced his theories in The Revolutionist's Handbook (1903), an appendix to Man and Superman, and developed them further during the 1920s in Back to Methuselah. A 1946 Life magazine article observed that Shaw had "always tended to look at people more as a biologist than as an artist". By 1933, in the preface to On the Rocks, he was writing that "if we desire a certain type of civilization and culture we must exterminate the sort of people who do not fit into it"; critical opinion is divided on whether this was intended as irony. In an article in the American magazine Liberty in September 1938, Shaw included the statement: "There are many people in the world who ought to be liquidated". Many commentators assumed that such comments were intended as a joke, although in the worst possible taste. Otherwise, Life magazine concluded, "this silliness can be classed with his more innocent bad guesses".
Fiction
Shaw's fiction-writing was largely confined to the five unsuccessful novels written in the period 1879–1885. Immaturity (1879) is a semi-autobiographical portrayal of mid-Victorian England, Shaw's "own David Copperfield" according to Weintraub. The Irrational Knot (1880) is a critique of conventional marriage, in which Weintraub finds the characterisations lifeless, "hardly more than animated theories". Shaw was pleased with his third novel, Love Among the Artists (1881), feeling that it marked a turning point in his development as a thinker, although he had no more success with it than with its predecessors. Cashel Byron's Profession (1882) is, says Weintraub, an indictment of society which anticipates Shaw's first full-length play, Mrs Warren's Profession. Shaw later explained that he had intended An Unsocial Socialist as the first section of a monumental depiction of the downfall of capitalism. Gareth Griffith, in a study of Shaw's political thought, sees the novel as an interesting record of conditions, both in society at large and in the nascent socialist movement of the 1880s.
Shaw's only subsequent fiction of any substance was his 1932 novella The Adventures of the Black Girl in Her Search for God, written during a visit to South Africa in 1932. The eponymous girl, intelligent, inquisitive, and converted to Christianity by insubstantial missionary teaching, sets out to find God, on a journey that after many adventures and encounters, leads her to a secular conclusion. The story, on publication, offended some Christians and was banned in Ireland by the Board of Censors.
Letters and diaries
Shaw was a prolific correspondent throughout his life. His letters, edited by Dan H. Laurence, were published between 1965 and 1988. Shaw once estimated his letters would occupy twenty volumes; Laurence commented that, unedited, they would fill many more. Shaw wrote more than a quarter of a million letters, of which about ten per cent have survived; 2,653 letters are printed in Laurence's four volumes. Among Shaw's many regular correspondents were his childhood friend Edward McNulty; his theatrical colleagues (and amitiés amoureuses) Mrs Patrick Campbell and Ellen Terry; writers including Lord Alfred Douglas, H. G. Wells and G. K. Chesterton; the boxer Gene Tunney; the nun Laurentia McLachlan; and the art expert Sydney Cockerell. In 2007 a 316-page volume consisting entirely of Shaw's letters to The Times was published.
Shaw's diaries for 1885–1897, edited by Weintraub, were published in two volumes, with a total of 1,241 pages, in 1986. Reviewing them, the Shaw scholar Fred Crawford wrote: "Although the primary interest for Shavians is the material that supplements what we already know about Shaw's life and work, the diaries are also valuable as a historical and sociological document of English life at the end of the Victorian age." After 1897, pressure of other writing led Shaw to give up keeping a diary.
Miscellaneous and autobiographical
Through his journalism, pamphlets and occasional longer works, Shaw wrote on many subjects. His range of interest and enquiry included vivisection, vegetarianism, religion, language, cinema and photography, on all of which he wrote and spoke copiously. Collections of his writings on these and other subjects were published, mainly after his death, together with volumes of "wit and wisdom" and general journalism.
Despite the many books written about him (Holroyd counts 80 by 1939) Shaw's autobiographical output, apart from his diaries, was relatively slight. He gave interviews to newspapers—"GBS Confesses", to The Daily Mail in 1904 is an example—and provided sketches to would-be biographers whose work was rejected by Shaw and never published. In 1939 Shaw drew on these materials to produce Shaw Gives Himself Away, a miscellany which, a year before his death, he revised and republished as Sixteen Self Sketches (there were seventeen). He made it clear to his publishers that this slim book was in no sense a full autobiography.
Beliefs and opinions
Throughout his lifetime Shaw professed many beliefs, often contradictory. This inconsistency was partly an intentional provocation—the Spanish scholar-statesman Salvador de Madariaga describes Shaw as "a pole of negative electricity set in a people of positive electricity". In one area at least Shaw was constant: in his lifelong refusal to follow normal English forms of spelling and punctuation. He favoured archaic spellings such as "shew" for "show"; he dropped the "u" in words like "honour" and "favour"; and wherever possible he rejected the apostrophe in contractions such as "won't" or "that's". In his will, Shaw ordered that, after some specified legacies, his remaining assets were to form a trust to pay for fundamental reform of the English alphabet into a phonetic version of forty letters. Though Shaw's intentions were clear, his drafting was flawed, and the courts initially ruled the intended trust void. A later out-of-court agreement provided a sum of £8,300 for spelling reform; the bulk of his fortune went to the residuary legatees—the British Museum, the Royal Academy of Dramatic Art and the National Gallery of Ireland. Most of the £8,300 went on a special phonetic edition of Androcles and the Lion in the Shavian alphabet, published in 1962 to a largely indifferent reception.
Shaw's views on religion and Christianity were less consistent. Having in his youth proclaimed himself an atheist, in middle age he explained this as a reaction against the Old Testament image of a vengeful Jehovah. By the early twentieth century, he termed himself a "mystic", although Gary Sloan, in an essay on Shaw's beliefs, disputes his credentials as such. In 1913 Shaw declared that he was not religious "in the sectarian sense", aligning himself with Jesus as "a person of no religion". In the preface (1915) to Androcles and the Lion, Shaw asks "Why not give Christianity a chance?" contending that Britain's social order resulted from the continuing choice of Barabbas over Christ. In a broadcast just before the Second World War, Shaw invoked the Sermon on the Mount, "a very moving exhortation, and it gives you one first-rate tip, which is to do good to those who despitefully use you and persecute you". In his will, Shaw stated that his "religious convictions and scientific views cannot at present be more specifically defined than as those of a believer in creative revolution". He requested that no one should imply that he accepted the beliefs of any specific religious organisation, and that no memorial to him should "take the form of a cross or any other instrument of torture or symbol of blood sacrifice".
Shaw espoused racial equality, and inter-marriage between people of different races. Despite his expressed wish to be fair to Hitler, he called anti-Semitism "the hatred of the lazy, ignorant fat-headed Gentile for the pertinacious Jew who, schooled by adversity to use his brains to the utmost, outdoes him in business". In The Jewish Chronicle he wrote in 1932, "In every country you can find rabid people who have a phobia against Jews, Jesuits, Armenians, Negroes, Freemasons, Irishmen, or simply foreigners as such. Political parties are not above exploiting these fears and jealousies."
In 1903 Shaw joined in a controversy about vaccination against smallpox. He called vaccination "a peculiarly filthy piece of witchcraft"; in his view immunisation campaigns were a cheap and inadequate substitute for a decent programme of housing for the poor, which would, he declared, be the means of eradicating smallpox and other infectious diseases. Less contentiously, Shaw was keenly interested in transport; Laurence observed in 1992 a need for a published study of Shaw's interest in "bicycling, motorbikes, automobiles, and planes, climaxing in his joining the Interplanetary Society in his nineties". Shaw published articles on travel, took photographs of his journeys, and submitted notes to the Royal Automobile Club.
Shaw strove throughout his adult life to be referred to as "Bernard Shaw" rather than "George Bernard Shaw", but confused matters by continuing to use his full initials—G.B.S.—as a by-line, and often signed himself "G.Bernard Shaw". He left instructions in his will that his executor (the Public Trustee) was to license publication of his works only under the name Bernard Shaw. Shaw scholars including Ervine, Judith Evans, Holroyd, Laurence and Weintraub, and many publishers have respected Shaw's preference, although the Cambridge University Press was among the exceptions with its 1988 Cambridge Companion to George Bernard Shaw.
Legacy and influence
Theatrical
Shaw did not found a school of dramatists as such, but Crawford asserts that today "we recognise [him] as second only to Shakespeare in the British theatrical tradition ... the proponent of the theater of ideas" who struck a death-blow to 19th-century melodrama. According to Laurence, Shaw pioneered "intelligent" theatre, in which the audience was required to think, thereby paving the way for the new breeds of twentieth-century playwrights from Galsworthy to Pinter.
Crawford lists numerous playwrights whose work owes something to that of Shaw. Among those active in Shaw's lifetime he includes Noël Coward, who based his early comedy The Young Idea on You Never Can Tell and continued to draw on the older man's works in later plays. T. S. Eliot, by no means an admirer of Shaw, admitted that the epilogue of Murder in the Cathedral, in which Becket's slayers explain their actions to the audience, might have been influenced by Saint Joan. The critic Eric Bentley comments that Eliot's later play The Confidential Clerk "had all the earmarks of Shavianism ... without the merits of the real Bernard Shaw". Among more recent British dramatists, Crawford marks Tom Stoppard as "the most Shavian of contemporary playwrights"; Shaw's "serious farce" is continued in the works of Stoppard's contemporaries Alan Ayckbourn, Henry Livings and Peter Nichols.
Shaw's influence crossed the Atlantic at an early stage. Bernard Dukore notes that he was successful as a dramatist in America ten years before achieving comparable success in Britain. Among many American writers professing a direct debt to Shaw, Eugene O'Neill became an admirer at the age of seventeen, after reading The Quintessence of Ibsenism. Other Shaw-influenced American playwrights mentioned by Dukore are Elmer Rice, for whom Shaw "opened doors, turned on lights, and expanded horizons"; William Saroyan, who empathised with Shaw as "the embattled individualist against the philistines"; and S. N. Behrman, who was inspired to write for the theatre after attending a performance of Caesar and Cleopatra: "I thought it would be agreeable to write plays like that".
Assessing Shaw's reputation in a 1976 critical study, T. F. Evans described Shaw as unchallenged in his lifetime and since as the leading English-language dramatist of the (twentieth) century, and as a master of prose style. The following year, in a contrary assessment, the playwright John Osborne castigated The Guardians theatre critic Michael Billington for referring to Shaw as "the greatest British dramatist since Shakespeare". Osborne responded that Shaw "is the most fraudulent, inept writer of Victorian melodramas ever to gull a timid critic or fool a dull public". Despite this hostility, Crawford sees the influence of Shaw in some of Osborne's plays, and concludes that though the latter's work is neither imitative nor derivative, these affinities are sufficient to classify Osborne as an inheritor of Shaw.
In a 1983 study, R. J. Kaufmann suggests that Shaw was a key forerunner—"godfather, if not actually finicky paterfamilias"—of the Theatre of the Absurd. Two further aspects of Shaw's theatrical legacy are noted by Crawford: his opposition to stage censorship, which was finally ended in 1968, and his efforts which extended over many years to establish a National Theatre. Shaw's short 1910 play The Dark Lady of the Sonnets, in which Shakespeare pleads with Queen Elizabeth I for the endowment of a state theatre, was part of this campaign.
Writing in The New Statesman in 2012 Daniel Janes commented that Shaw's reputation had declined by the time of his 150th anniversary in 2006 but had recovered considerably. In Janes's view, the many current revivals of Shaw's major works showed the playwright's "almost unlimited relevance to our times". In the same year, Mark Lawson wrote in The Guardian that Shaw's moral concerns engaged present-day audiences, and made him—like his model, Ibsen—one of the most popular playwrights in contemporary British theatre.
The Shaw Festival in Niagara-on-the-Lake, Ontario, Canada is the second largest repertory theatre company in North America. It produces plays by or written during the lifetime of Shaw as well as some contemporary works. The Gingold Theatrical Group, founded in 2006, presents works by Shaw and others in New York City that feature the humanitarian ideals that his work promoted. It became the first theatre group to present all of Shaw's stage work through its monthly concert series Project Shaw.
General
In the 1940s the author Harold Nicolson advised the National Trust not to accept the bequest of Shaw's Corner, predicting that Shaw would be totally forgotten within fifty years. In the event, Shaw's broad cultural legacy, embodied in the widely used term "Shavian", has endured and is nurtured by Shaw Societies in various parts of the world. The original society was founded in London in 1941 and survives; it organises meetings and events, and publishes a regular bulletin The Shavian. The Shaw Society of America began in June 1950; it foundered in the 1970s but its journal, adopted by Penn State University Press, continued to be published as Shaw: The Annual of Bernard Shaw Studies until 2004. A second American organisation, founded in 1951 as "The Bernard Shaw Society", remains active . More recent societies have been established in Japan and India.
Besides his collected music criticism, Shaw has left a varied musical legacy, not all of it of his choosing. Despite his dislike of having his work adapted for the musical theatre ("my plays set themselves to a verbal music of their own") two of his plays were turned into musical comedies: Arms and the Man was the basis of The Chocolate Soldier in 1908, with music by Oscar Straus, and Pygmalion was adapted in 1956 as My Fair Lady with book and lyrics by Alan Jay Lerner and music by Frederick Loewe. Although he had a high regard for Elgar, Shaw turned down the composer's request for an opera libretto, but played a major part in persuading the BBC to commission Elgar's Third Symphony, and was the dedicatee of The Severn Suite (1930).
The substance of Shaw's political legacy is uncertain. In 1921 Shaw's erstwhile collaborator William Archer, in a letter to the playwright, wrote: "I doubt if there is any case of a man so widely read, heard, seen, and known as yourself, who has produced so little effect on his generation." Margaret Cole, who considered Shaw the greatest writer of his age, professed never to have understood him. She thought he worked "immensely hard" at politics, but essentially, she surmises, it was for fun—"the fun of a brilliant artist". After Shaw's death, Pearson wrote: "No one since the time of Tom Paine has had so definite an influence on the social and political life of his time and country as Bernard Shaw."
In its obituary tribute to Shaw, The Times Literary Supplement concluded:
Notes
References
Citations
Sources
Books
Shaw's writings
Journals
Newspapers
Online
External links
(About 50 ebooks of Shaw's works and some additional Shaw-related material)
(More links to Shaw-related material)
(19 downloads for audiobooks)
Shaw at IBDb.com (Information on Broadway productions, 1894 to present)
(Lists all film and TV versions of Shaw's works since 1921)
Shaw photographs held at LSE Library
International Shaw Society
The Shaw Society, UK, established in 1941
The Bernard Shaw Society, New York
Shaw collection at the Harry Ransom Center at The University of Texas at Austin
1856 births
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12888 | https://en.wikipedia.org/wiki/Francis%20Gary%20Powers | Francis Gary Powers | Francis Gary Powers (August 17, 1929 – August 1, 1977) was an American pilot whose Central Intelligence Agency (CIA) Lockheed U-2 spy plane was shot down while flying a reconnaissance mission in Soviet Union airspace, causing the 1960 U-2 incident.
He later worked as a helicopter pilot for KNBC in Los Angeles and died in a 1977 helicopter crash.
Early life and education
Powers was born August 17, 1929, in Jenkins, Kentucky, the son of Oliver Winfield Powers (1904–1970), a coal miner, and his wife Ida Melinda Powers (; 1905–1991). His family eventually moved to Pound, Virginia, just across the state border. He was the second born and only male of six children.
His family lived in a mining town, and because of the hardships associated with living in such a town, his father wanted Powers to become a physician. He hoped his son would achieve the higher earnings of such a profession and felt that this would involve less hardships than any job in his hometown.
Education and service
Graduating with a bachelor's degree from Milligan College in Tennessee in June 1950, he enlisted in the United States Air Force in October. He was commissioned as a second lieutenant in December 1952 after completing his advanced training with USAF Pilot Training Class 52-H at Williams Air Force Base, Arizona. Powers was then assigned to the 468th Strategic Fighter Squadron at Turner Air Force Base, Georgia, as a Republic F-84 Thunderjet pilot.
He married Barbara Gay Moore in Newnan, Georgia, on April 2, 1955.
In January 1956 he was recruited by the CIA. In May 1956 he began U-2 training at Watertown Strip, Nevada. His training was complete by August 1956 and his unit, the Second Weather Observational Squadron (Provisional) or Detachment 10-10, was deployed to Incirlik Air Base, Turkey. By 1960, Powers was already a veteran of many covert aerial reconnaissance missions. Family members believed that he was a NASA weather reconnaissance pilot.
The U-2 incident
Powers was discharged from the Air Force in 1956 with the rank of captain. He then joined the CIA's U-2 program at the civilian grade of GS-12. U-2 pilots flew espionage missions at altitudes of , supposedly above the reach of Soviet air defenses. The U-2 was equipped with a state-of-the-art camera designed to take high-resolution photos from the stratosphere over hostile countries, including the Soviet Union. U-2 missions systematically photographed military installations and other important sites.
Reconnaissance mission
The primary mission of the U-2s was overflying the Soviet Union. Soviet intelligence had been aware of encroaching U-2 flights at least since 1958 if not earlier but lacked effective countermeasures until 1960. On May 1, 1960, Powers's U-2A, 56-6693, departed from a military airbase in Peshawar, Pakistan, with support from the U.S. Air Station at Badaber (Peshawar Air Station). This was to be the first attempt "to fly all the way across the Soviet Union ... but it was considered worth the gamble. The planned route would take us deeper into Russia than we had ever gone, while traversing important targets never before photographed."
Shot down
Powers was shot down by an S-75 Dvina (SA-2 "Guideline") surface-to-air missile over Sverdlovsk. A total of 14 Dvinas were launched, one of which hit a MiG-19 jet fighter which was sent to intercept the U-2 but could not reach a high enough altitude. Its pilot, Sergei Safronov, ejected but died of his injuries. Another Soviet aircraft, a newly manufactured Su-9 on a transit flight, also attempted to intercept Powers's U-2. The unarmed Su-9 was directed to ram the U-2, but missed because of the large differences in speed.
As Powers flew near Kosulino in the Ural Region, three S-75 Dvinas were launched at his U-2, with the first one hitting the aircraft. "What was left of the plane began spinning, only upside down, the nose pointing upward toward the sky, the tail down toward the ground." Powers was unable to activate the camera's self-destruct mechanism before he was thrown out of the plane after releasing the canopy and his seat belt.
According to his own book Operation Overflight, it was a misunderstanding that the whole plane could be blown up.
While descending under his parachute, Powers had time to scatter his escape map, and rid himself of part of his suicide device, a silver dollar coin suspended around his neck containing a poison-laced injection pin, though he kept the poison pin. "Yet I was still hopeful of escape." He hit the ground hard, was immediately captured, and taken to Lubyanka Prison in Moscow. Powers did note a second chute after landing on the ground, "some distance away and very high, a lone red and white parachute".
Attempted deception by the U.S. government
When the U.S. government learned of Powers's disappearance over the Soviet Union, they lied that a "weather plane" had strayed off course after its pilot had "difficulties with his oxygen equipment". What CIA officials did not realize was that the plane crashed almost fully intact and that the Soviets had recovered its pilot and the plane's equipment, including its top-secret high-altitude camera. Powers was interrogated extensively by the KGB for months before he made a confession and a public apology for his part in espionage.
Portrayal in U.S. media
Following admission by the White House that Powers had been captured alive, American media depicted Powers as an all-American pilot hero, who never smoked or touched alcohol. In fact, Powers smoked and drank socially. The CIA urged that his wife Barbara be given sedatives before speaking to the press and gave her talking points that she repeated to the press to portray her as a devoted wife. Her broken leg, according to the CIA disinformation, was the result of a water-skiing accident, when in fact it happened after she had had too much to drink and was dancing with another man.
In the course of his trial for espionage in the Soviet Union, Powers confessed to the charges against him and apologized for violating Soviet airspace to spy on the Soviets. In the wake of his apology, American media often depicted Powers as a coward and even as a symptom of the decay of America's "moral character."
Pilot testimony compromised by newspaper reports
Powers tried to limit the information he shared with the KGB to that which could be determined from the remains of his plane's wreckage. He was hampered by information appearing in the western press. A KGB major stated "there's no reason for you to withhold information. We'll find it out anyway. Your Press will give it to us." However, he limited his divulging of CIA contacts to one individual, with a pseudonym of "Collins". At the same time, he repeatedly stated the maximum altitude for the U-2 was , significantly lower than its actual flight ceiling.
Political consequence
The incident set back talks between Khrushchev and Eisenhower. Powers's interrogations ended on June 30, and his solitary confinement ended on July 9. On August 17, 1960, his trial began for espionage before the military division of the Supreme Court of the USSR. Lieutenant General Borisoglebsky, Major General Vorobyev, and Major General Zakharov presided. Roman Rudenko acted as prosecutor in his capacity of Procurator General of the Soviet Union. Mikhail I. Grinev served as Powers's defense counsel. In attendance were his parents and sister, and his wife Barbara and her mother. His father brought along his attorney Carl McAfee, while the CIA provided two additional attorneys.
Conviction
On August 19, 1960, Powers was convicted of espionage, "a grave crime covered by Article 2 of the Soviet Union's law 'On Criminality Responsibility for State Crimes'". His sentence consisted of 10 years' confinement, three of which were to be in a prison, with the remainder in a labor camp. The US Embassy "News Bulletin" stated, according to Powers, "as far as the government was concerned, I had acted in accordance with the instructions given me and would receive my full salary while imprisoned".
He was held in Vladimir Central Prison, about east of Moscow, in building number 2 from September 9, 1960, until February 8, 1962. His cellmate was Zigurds Krūmiņš, a Latvian political prisoner. Powers kept a diary and a journal while confined. Additionally, he learned carpet weaving from his cellmate to pass the time. He could send and receive a limited number of letters to and from his family. The prison now contains a small museum with an exhibit on Powers, who allegedly developed a good rapport with Soviet prisoners there. Some pieces of the plane and Powers's uniform are on display at the Monino Airbase museum near Moscow.
Prisoner exchange
CIA opposition to exchange
The CIA, in particular, chief of CIA Counterintelligence James Jesus Angleton, opposed exchanging Powers for Soviet KGB Colonel William Fisher, known as "Rudolf Abel", who had been caught by the FBI and tried and jailed for espionage. First, Angleton believed that Powers may have deliberately defected to the Soviet side. CIA documents released in 2010 indicate that U.S. officials did not believe Powers' account of the incident at the time, because it was contradicted by a classified National Security Agency (NSA) report which alleged that the U-2 had descended from before changing course and disappearing from radar. The NSA report remains classified as of 2022.
In any event, Angleton suspected that Powers had already revealed all he knew to the Soviets and he reasoned, therefore, that Powers was worthless to the U.S. On the other hand, according to Angleton, William Fisher had yet revealed little to the CIA, refusing to disclose even his real name, and for this reason, William Fisher was still of potential value.
However, Barbara Powers, the wife of Gary Powers, was often drinking and allegedly having affairs. On June 22, 1961, she was pulled over by the police after driving erratically and was caught driving under the influence. To avoid bad publicity for the wife of the well-known CIA operative, doctors tasked by the CIA to keep Barbara out of the limelight arranged to have her committed to a psychiatric ward in Augusta, Georgia under strict supervision. She was eventually released to the care of her mother. However, the CIA feared that Gary Powers languishing in Soviet prison might learn of Barbara's plight and as a result reach a state of desperation causing him to reveal to the Soviets whatever secrets he had not already revealed. Thus, Barbara unwittingly may have aided the cause of the approval of the prisoner exchange involving her husband and William Fisher. Angleton and others at the CIA still opposed the exchange but President John F. Kennedy approved it.
The exchange
On February 10, 1962, Powers was exchanged, along with U.S. student Frederic Pryor, for Soviet KGB Colonel William Fisher. Due to political differences between the Soviet Union and the German Democratic Republic at the time, Pryor was turned over to American authorities at Checkpoint Charlie, before the exchange of Powers for Fisher was allowed to proceed on the Glienicke Bridge.
Powers credited his father with the swap idea. When released, Powers' total time in captivity was 1 year, 9 months, and 10 days.
Aftermath
Powers initially received a cold reception on his return home. He was criticized for not activating his aircraft's self-destruct charge to destroy the camera, photographic film, and related classified parts. He was also criticized for not using a CIA-issued "suicide pill" to kill himself (a coin with shellfish toxin embedded in its grooves, revealed during CIA testimony to the Church Committee in 1975).
He was debriefed extensively by the CIA, Lockheed Corporation, and the Air Force, after which a statement was issued by CIA director John McCone that "Mr. Powers lived up to the terms of his employment and instructions in connection with his mission and in his obligations as an American." On March 6, 1962, he appeared before a Senate Armed Services Select Committee hearing chaired by Senator Richard Russell Jr. which included Senators Prescott Bush, Leverett Saltonstall, Robert Byrd, Margaret Chase Smith, John Stennis, Strom Thurmond, and Barry Goldwater. During the hearing, Senator Saltonstall stated, "I commend you as a courageous, fine young American citizen who lived up to your instructions and who did the best you could under very difficult circumstances." Senator Bush declared, "I am satisfied he has conducted himself in exemplary fashion and in accordance with the highest traditions of service to one's country, and I congratulate him upon his conduct in captivity." Senator Goldwater sent him a handwritten note: "You did a good job for your country."
Divorce and remarriage
Powers and his wife Barbara separated in 1962 and divorced in January 1963. Powers stated that the reasons for the divorce included her infidelity and alcoholism, adding that she constantly threw tantrums and overdosed on pills shortly after his return. He started a relationship with Claudia Edwards "Sue" Downey, whom he had met while working briefly at CIA Headquarters. Downey had a child, Dee, from her previous marriage. They were married on October 26, 1963. Their son Francis Gary Powers Jr. was born on June 5, 1965. The marriage proved to be a very happy one, and Sue worked hard to preserve her husband's legacy after his death.
Praise
During a speech in March 1964, former CIA Director Allen Dulles said of Powers, "He performed his duty in a very dangerous mission and he performed it well, and I think I know more about that than some of his detractors and critics know, and I am glad to say that to him tonight."
Later career
Powers worked for Lockheed as a test pilot from 1962 to 1970, though the CIA paid his salary. In 1970, he wrote the book Operation Overflight with co-author Curt Gentry. Lockheed fired him, because "the book's publication had ruffled some feathers at Langley." Powers then became a traffic reporting airplane pilot for Los Angeles radio station KGIL. After that he became a helicopter news reporter for KNBC television.
Death
Powers was piloting a helicopter for Los Angeles TV station KNBC Channel 4 over the San Fernando Valley on August 1, 1977, when the aircraft crashed, killing him and his cameraman George Spears. They had been recording video following brush fires in Santa Barbara County in the KNBC helicopter and were heading back from them.
His Bell 206 JetRanger helicopter ran out of fuel and crashed at the Sepulveda Dam recreational area in Encino, California, several miles short of its intended landing site at Burbank Airport. The National Transportation Safety Board report attributed the probable cause of the crash to pilot error. According to Powers's son, an aviation mechanic had repaired a faulty fuel gauge without informing Powers, who subsequently misread it.
At the last moment, he noticed children playing in the area and directed the helicopter elsewhere to avoid landing on them. He might have landed safely if not for the last-second deviation, which compromised his autorotative descent.
Powers was survived by his wife, children Claudia Dee and Francis Gary Powers Jr., and five sisters. He is buried in Arlington National Cemetery as an Air Force veteran.
Honors
Powers received the CIA's Intelligence Star in 1965 after his return from the Soviet Union. Powers was originally scheduled to receive it in 1963 along with other pilots involved in the CIA's U-2 program, but the award was postponed for political reasons. In 1970, Powers published his first—and only—book review, on a work about aerial reconnaissance, Unarmed and Unafraid by Glenn Infield, in the monthly magazine Business & Commercial Aviation. "The subject has great interest to me," he said, in submitting his review.
In 1998, newly declassified information revealed that Powers's mission had been a joint USAF/CIA operation. In 2000, on the 40th anniversary of the U-2 Incident, his family was presented with his posthumously awarded Prisoner of War Medal, Distinguished Flying Cross, and National Defense Service Medal. In addition, CIA Director George Tenet authorized Powers to posthumously receive the CIA's coveted Director's Medal for extreme fidelity and extraordinary courage in the line of duty.
On June 15, 2012, Powers was posthumously awarded the Silver Star medal for "demonstrating 'exceptional loyalty' while enduring harsh interrogation in the Lubyanka Prison in Moscow for almost two years." Air Force Chief of Staff General Norton Schwartz presented the decoration to Powers's grandchildren, Trey Powers, 9, and Lindsey Berry, 29, in a Pentagon ceremony.
Legacy
Powers's son, Francis Gary Powers Jr., founded the Cold War Museum in 1996. Affiliated with the Smithsonian Institution, it was essentially a traveling exhibit until it found a permanent home in 2011 on a former Army communications base outside Washington, D.C.
In popular culture
In the 1976 telemovie Francis Gary Powers: The True Story of the U-2 Spy Incident, Powers was played by Lee Majors.
In 1999, the History Channel aired Mystery of the U2, hosted by Arthur Kent as part of their History Undercover series. The program was produced by Indigo Films.
In the 2015 movie Bridge of Spies, dramatizing the negotiations to repatriate Powers, he is portrayed by Austin Stowell, with Tom Hanks starring as negotiator James Donovan.
In April 2018, The Aviationist featured an article about the song "Powers Down", a tribute to Powers.
Notes
References
Powers, Francis Gary with Gentry, Curt. Operation Overflight. Hodder & Stoughton Ltd, 1971 (hard cover) .
Further reading
Khrushchev, Sergei N. Nikita Khrushchev and the Creation of a Superpower. State College, Pennsylvania: Penn State Press, 2000. .
West, Nigel. Seven Spies Who Changed the World. London: Secker & Warburg, 1992 (hardcover). London: Mandarin, 1992 (paperback).
The Trial of the U2: Exclusive Authorized Account of the Court Proceedings of the Case of Francis Gary Powers, Heard before the Military Division of the Supreme Court of the U.S.S.R., Moscow, August 17, 18, 19, 1960. Translation World Publishers, Chicago: 1960.
External links
Family webpage on Gary Powers
Info on The Cold War Museum
CIA FOIA documents on Gary Powers
FBI Records: The Vault – Francis Gary Powers
Documents and Photographs regarding the U-2 Spy Plane Incident of 1960, Dwight D. Eisenhower Presidential Library
Check-Six.com The Francis Gary Powers Helo Crash
Transcripts of the Soviet court trial
1962 Russia frees US spy plane pilot
View images of the Francis Gary Powers U-2 Pilot Cinderella stamps on the artist's webSite.
IMDB page for the 1976 TV movie.
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12899 | https://en.wikipedia.org/wiki/Gestapo | Gestapo | The (), abbreviated Gestapo (; ), was the official secret police of Nazi Germany and in German-occupied Europe.
The force was created by Hermann Göring in 1933 by combining the various political police agencies of Prussia into one organisation. On 20 April 1934, oversight of the Gestapo passed to the head of the SS, Heinrich Himmler, who was also appointed Chief of German Police by Hitler in 1936. Instead of being exclusively a Prussian state agency, the Gestapo became a national one as a sub-office of the (SiPo; Security Police). From 27 September 1939, it was administered by the Reich Security Main Office (RSHA). It became known as (Dept) 4 of the RSHA and was considered a sister organisation to the (SD; Security Service). During World War II, the Gestapo played a key role in the Holocaust. The Gestapo was declared a criminal organisation by the International Military Tribunal (IMT) at the Nuremberg trials after the war.
History
After Adolf Hitler became Chancellor of Germany, Hermann Göring—future commander of the Luftwaffe and the number two man in the Nazi Party—was named Interior Minister of Prussia. This gave Göring command of the largest police force in Germany. Soon afterward, Göring detached the political and intelligence sections from the police and filled their ranks with Nazis. On 26 April 1933, Göring merged the two units as the , which was abbreviated by a post office clerk for a franking stamp and became known as the "Gestapo". He originally wanted to name it the Secret Police Office (), but the German initials, "GPA", were too similar to those of the Soviet State Political Directorate (, or GPU).
The first commander of the Gestapo was Rudolf Diels, a protégé of Göring. Diels was appointed with the title of chief of (Department 1a) of the Prussian Secret Police. Diels was best known as the primary interrogator of Marinus van der Lubbe after the Reichstag fire. In late 1933, the Reich Interior Minister Wilhelm Frick wanted to integrate all the police forces of the German states under his control. Göring outflanked him by removing the Prussian political and intelligence departments from the state interior ministry. Göring took over the Gestapo in 1934 and urged Hitler to extend the agency's authority throughout Germany. This represented a radical departure from German tradition, which held that law enforcement was (mostly) a (state) and local matter. In this, he ran into conflict with (SS) chief Heinrich Himmler who was police chief of the second most powerful German state, Bavaria. Frick did not have the political power to take on Göring by himself so he allied with Himmler. With Frick's support, Himmler (pushed on by his right-hand man, Reinhard Heydrich) took over the political police in state-after-state. Soon only Prussia was left.
Concerned that Diels was not ruthless enough to effectively counteract the power of the (SA), Göring handed over control of the Gestapo to Himmler on 20 April 1934. Also on that date, Hitler appointed Himmler chief of all German police outside Prussia. Heydrich, named chief of the Gestapo by Himmler on 22 April 1934, also continued as head of the SS Security Service (; SD). Himmler and Heydrich both immediately began installing their own personnel in select positions, several of whom were directly from the Bavarian Political Police, such as Heinrich Müller, Franz Josef Huber and Josef Meisinger. Many of the Gestapo employees in the newly established offices were young and highly educated in a wide variety of academic fields and moreover, represented a new generation of National Socialist adherents, who were hard-working, efficient, and prepared to carry the Nazi state forward through the persecution of their political opponents.
By the spring of 1934 Himmler's SS controlled the SD and the Gestapo, but for him, there was still a problem, as technically the SS (and the Gestapo by proxy) was subordinated to the SA, which was under the command of Ernst Röhm. Himmler wanted to free himself entirely from Röhm, whom he viewed as an obstacle. Röhm's position was menacing as more than 4.5 million men fell under his command once the militias and veterans organisations were absorbed by the SA, a fact which fuelled Röhm's aspirations; his dream of fusing the SA and Reichswehr together was undermining Hitler's relationships with the leadership of Germany's armed forces. Several Nazi chieftains, among them Göring, Joseph Goebbels, Rudolf Hess, and Himmler, began a concerted campaign to convince Hitler to take action against Röhm. Both the SD and Gestapo released information concerning an imminent putsch by the SA. Once persuaded, Hitler acted by setting Himmler's SS into action, who then proceeded to murder over 100 of Hitler's identified antagonists. The Gestapo supplied the information which implicated the SA and ultimately enabled Himmler and Heydrich to emancipate themselves entirely from the organisation. For the Gestapo, the next two years following the Night of the Long Knives, a term describing the putsch against Röhm and the SA, were characterised by "behind-the-scenes political wrangling over policing".
On 17 June 1936, Hitler decreed the unification of all police forces in Germany and named Himmler as Chief of German Police. This action effectively merged the police into the SS and removed it from Frick's control. Himmler was nominally subordinate to Frick as police chief, but as , he answered only to Hitler. This move also gave Himmler operational control over Germany's entire detective force. The Gestapo became a national state agency. Himmler also gained authority over all of Germany's uniformed law enforcement agencies, which were amalgamated into the new (Orpo; Order Police), which became a national agency under SS general Kurt Daluege. Shortly thereafter, Himmler created the (Kripo; Criminal Police), merging it with the Gestapo into the (SiPo; Security Police), under Heydrich's command. Heinrich Müller was at that time the Gestapo operations chief. He answered to Heydrich; Heydrich answered only to Himmler and Himmler answered only to Hitler.
The Gestapo had the authority to investigate cases of treason, espionage, sabotage and criminal attacks on the Nazi Party and Germany. The basic Gestapo law passed by the government in 1936 gave the Gestapo to operate without judicial review—in effect, putting it above the law. The Gestapo was specifically exempted from responsibility to administrative courts, where citizens normally could sue the state to conform to laws. As early as 1935, a Prussian administrative court had ruled that the Gestapo's actions were not subject to judicial review. The SS officer Werner Best, one-time head of legal affairs in the Gestapo, summed up this policy by saying, "As long as the police carries out the will of the leadership, it is acting legally".
On 27 September 1939, the security and police agencies of Nazi Germany—with the exception of the Order Police—were consolidated into the Reich Security Main Office (RSHA), headed by Heydrich. The Gestapo became (Department IV) of RSHA and Müller became the Gestapo Chief, with Heydrich as his immediate superior. After Heydrich's 1942 assassination, Himmler assumed the leadership of the RSHA until January 1943, when Ernst Kaltenbrunner was appointed chief. Müller remained the Gestapo Chief. His direct subordinate Adolf Eichmann headed the Gestapo's Office of Resettlement and then its Office of Jewish Affairs ( or Sub-Department IV, Section B4). During the Holocaust, Eichmann's department within the Gestapo coordinated the mass deportation of European Jews to the Nazis' extermination camps.
The power of the Gestapo included the use of what was called, —"protective custody", a euphemism for the power to imprison people without judicial proceedings. An oddity of the system was that the prisoner had to sign his own , an order declaring that the person had requested imprisonment—presumably out of fear of personal harm. In addition, political prisoners throughout Germany—and from 1941, throughout the occupied territories under the Night and Fog Decree ()—simply disappeared while in Gestapo custody. Up to 30 April 1944, at least 6,639 persons were arrested under orders. However, the total number of people who disappeared as a result of this decree is not known.
Counterintelligence
The Polish government in exile in London during World War II received sensitive military information about Nazi Germany from agents and informants throughout Europe. After Germany conquered Poland (in the autumn of 1939), Gestapo officials believed that they had neutralised Polish intelligence activities. However, certain Polish information about the movement of German police and SS units to the East during the 1941 German invasion of the Soviet Union was similar to information British intelligence secretly obtained through intercepting and decoding German police and SS messages sent by radio telegraphy.
In 1942, the Gestapo discovered a cache of Polish intelligence documents in Prague and were surprised to see that Polish agents and informants had been gathering detailed military information and smuggling it out to London, via Budapest and Istanbul. The Poles identified and tracked German military trains to the Eastern front and identified four Order Police battalions sent to occupied areas of the Soviet Union in October 1941 that engaged in war crimes and mass murder.
Polish agents also gathered detailed information about the morale of German soldiers in the East. After uncovering a sample of the information the Poles had reported, Gestapo officials concluded that Polish intelligence activity represented a very serious danger to Germany. As late as 6 June 1944, Heinrich Müller—concerned about the leakage of information to the Allies—set up a special unit called that was meant to root out the Polish intelligence network in western and southwestern Europe.
In Austria, there were groups still loyal to the Habsburgs, who unlike most across the greater German Reich, remained determined to resist the Nazis. These groups became a special focus of the Gestapo because of their insurrectionist goals—the overthrow of the Nazi regime, the re-establishment of an independent Austria under Habsburg leadership—and Hitler's hatred of the Habsburg family. Hitler vehemently rejected the centuries' old Habsburg pluralist principles of "live and let live" with regard to ethnic groups, peoples, minorities, religions, cultures and languages. Habsburg loyalist Karl Burian's (who was later executed) plan to blow up the Gestapo headquarters in Vienna represented a unique attempt to act aggressively against the Gestapo. Burian's group had also set up a secret courier service to Otto von Habsburg in Belgium. Individuals in Austrian resistance groups led by Heinrich Maier also managed to pass along the plans and the location of production facilities for V-1, V-2 rockets, Tiger tanks, and aircraft (Messerschmitt Bf 109, Messerschmitt Me 163 Komet, etc.) to the Allies. The Maier group informed very early about the mass murder of Jews. The resistance group, later discovered by the Gestapo because of a double agent of the Abwehr, was in contact with Allen Dulles, the head of the US Office of Strategic Services in Switzerland. Although Maier and the other group members were severely tortured, the Gestapo did not succeed in uncovering the essential involvement of the resistance group in Operation Crossbow and Operation Hydra.
Suppression of resistance and persecution
Early in the regime's existence, harsh measures were meted out to political opponents and those who resisted Nazi doctrine, such as members of the Communist Party of Germany (KPD); a role originally performed by the SA until the SD and Gestapo undermined their influence and took control of Reich security. Because the Gestapo seemed omniscient and omnipotent, the atmosphere of fear they created led to an overestimation of their reach and strength; a faulty assessment which hampered the operational effectiveness of underground resistance organisations.
Trade unions
Shortly after the Nazis came to power, they decided to dissolve the 28 federations of the General German Trade Union Confederation, because Hitler—after noting their success in the works council elections—intended to consolidate all German workers under the Nazi government's administration, a decision he made on 7 April 1933. As a preface to this action, Hitler decreed May 1 as National Labor Day to celebrate German workers, a move the trade union leaders welcomed. With their trade union flags waving, Hitler gave a rousing speech to the 1.5 million people assembled on Berlin's that was nationally broadcast, during which he extolled the nation's revival and working class solidarity. On the following day, the newly formed Gestapo officers, who had been shadowing some 58 trade union leaders, arrested them wherever they could find them—many in their homes. Meanwhile, the SA and police occupied trade union headquarters, arrested functionaries, confiscated their property and assets; all by design so as to be replaced on 12 May by the German Labour Front (DAF), a Nazi organisation placed under the leadership of Robert Ley. For their part, this was the first time the Gestapo operated under its new name since its 26 April 1933 founding in Prussia.
Religious dissent
Many parts of Germany (where religious dissent existed upon the Nazi seizure of power) saw a rapid transformation; a change as noted by the Gestapo in conservative towns such as Würzburg, where people acquiesced to the regime either through accommodation, collaboration, or simple compliance. Increasing religious objections to Nazi policies led the Gestapo to carefully monitor church organisations. For the most part, members of the church did not offer political resistance but simply wanted to ensure that organizational doctrine remained intact.
However, the Nazi regime sought to suppress any source of ideology other than its own, and set out to muzzle or crush the churches in the so-called . When Church leaders (clergy) voiced their misgiving about the euthanasia program and Nazi racial policies, Hitler intimated that he considered them "traitors to the people" and went so far as to call them "the destroyers of Germany". The extreme anti-Semitism and neo-Pagan heresies of the Nazis caused some Christians to outright resist, and Pope Pius XI to issue the encyclical Mit Brennender Sorge denouncing Nazism and warning Catholics against joining or supporting the Party. Some pastors, like the Protestant clergyman Dietrich Bonhoeffer, paid for their opposition with their lives.
In an effort to counter the strength and influence of spiritual resistance, Nazi records reveal that the Gestapo's monitored the activities of bishops very closely—instructing that agents be set up in every diocese, that the bishops' reports to the Vatican should be obtained and that the bishops' areas of activity must be found out. Deans were to be targeted as the "eyes and ears of the bishops" and a "vast network" established to monitor the activities of ordinary clergy: "The importance of this enemy is such that inspectors of security police and of the security service will make this group of people and the questions discussed by them their special concern".
In Dachau: The Official History 1933–1945, Paul Berben wrote that clergy were watched closely, and frequently denounced, arrested and sent to Nazi concentration camps: "One priest was imprisoned in Dachau for having stated that there were good folk in England too; another suffered the same fate for warning a girl who wanted to marry an S.S. man after abjuring the Catholic faith; yet another because he conducted a service for a deceased communist". Others were arrested simply on the basis of being "suspected of activities hostile to the State" or that there was reason to "suppose that his dealings might harm society". Over 2,700 Catholic, Protestant and Orthodox clergy were imprisoned at Dachau alone. After Heydrich (who was staunchly anti-Catholic and anti-Christian) was assassinated in Prague, his successor, Ernst Kaltenbrunner, relaxed some of the policies and then disbanded Department IVB (religious opponents) of the Gestapo.
Homosexuality
Violence and arrest were not confined to that of opposing political parties, membership in trade unions, or those with dissenting religious opinions, but also homosexuality. It was viewed negatively by Hitler. Homosexuals were correspondingly considered a threat to the (National Community). From the Nazis rise to national power in 1933, the number of court verdicts against homosexuals steadily increased and only declined once the Second World War started. In 1934, a special Gestapo office was set up in Berlin to deal with homosexuality.
Despite male homosexuality being considered a greater danger to "national survival", lesbianism was likewise viewed as unacceptable—deemed gender nonconformity—and a number of individual reports on lesbians can be found in Gestapo files. Between 1933 and 1935, some 4,000 men were arrested; between 1936 and 1939, another 30,000 men were convicted. If homosexuals showed any signs of sympathy to the Nazis' identified racial enemies, they were considered an even greater danger. According to Gestapo case files, the majority of those arrested for homosexuality were males between eighteen and twenty-five years of age.
Student opposition
Between June 1942 and March 1943, student protests were calling for an end to the Nazi regime. These included the non-violent resistance of Hans and Sophie Scholl, two leaders of the White Rose student group. However, resistance groups and those who were in moral or political opposition to the Nazis were stalled by the fear of reprisals from the Gestapo. Fearful of an internal overthrow, the forces of the Gestapo were unleashed on the opposition. Groups like the White Rose and others, such as the Edelweiss Pirates, and the Swing Youth, were placed under close Gestapo observation. Some participants were sent to concentration camps. Leading members of the most famous of these groups, the White Rose, were arrested by the police and turned over to the Gestapo. For several leaders the punishment was death. During the first five months of 1943, the Gestapo arrested thousands suspected of resistance activities and carried out numerous executions. Student opposition leaders were executed in late February, and a major opposition organisation, the Oster Circle, was destroyed in April 1943. Efforts to resist the Nazi regime amounted to very little and had only minor chances of success, particularly since the broad percentage of the German people did not support such actions.
General opposition and military conspiracy
Between 1934 and 1938, opponents of the Nazi regime and their fellow travellers began to emerge. Among the first to speak out were religious dissenters but following in their wake were educators, aristocratic businessmen, office workers, teachers, and others from nearly every walk of life. Most people quickly learned that open opposition was dangerous since Gestapo informants and agents were widespread. Yet a significant number of them still worked against the National Socialist government.
During May 1935, the Gestapo broke up and arrested members of the "Markwitz Circle", a group of former socialists in contact with Otto Strasser, who sought Hitler's downfall. From the mid-1930s into the early 1940s—various groups made up of communists, idealists, working-class people, and far-right conservative opposition organisations covertly fought against Hitler's government, and several of them fomented plots that included Hitler's assassination. Nearly all of them, including: the Römer Group, Robby Group, Solf Circle, , the Party of the Radical Middle Class, , and were either discovered or infiltrated by the Gestapo. This led to corresponding arrests, being sent to concentration camps and execution. One of the methods employed by the Gestapo to contend with these resistance factions was 'protective detention' which facilitated the process in expediting dissenters to concentration camps and against which there was no legal defence.
Early efforts to resist the Nazis with aid from abroad were hindered when the opposition's peace feelers to the Western Allies did not meet with success. This was partly because of the Venlo incident of 9 November 1939, in which SD and Gestapo agents, posing as anti-Nazis in the Netherlands, kidnapped two British Secret Intelligence Service (SIS) officers after having lured them to a meeting to discuss peace terms. This prompted Winston Churchill to ban any further contact with the German opposition. Later, the British and Americans did not want to deal with anti-Nazis because they were fearful that the Soviet Union would believe they were attempting to make deals behind their back.
The German opposition was in an unenviable position by the late spring and early summer of 1943. On one hand, it was next to impossible for them to overthrow Hitler and the party; on the other, the Allied demand for an unconditional surrender meant no opportunity for a compromise peace, which left the military and conservative aristocrats who opposed the regime no option (in their eyes) other than continuing the military struggle. Despite fear of the Gestapo after mass arrests and executions in the spring, the opposition still plotted and planned. One of the more famous schemes, Operation Valkyrie, involved a number of senior German officers and was carried out by Colonel Claus Schenk Graf von Stauffenberg. In an attempt to assassinate Hitler, Stauffenberg planted a bomb underneath a conference table inside the Wolf's Lair field headquarters. Known as the 20 July plot, this assassination attempt failed and Hitler was only slightly injured. Reports indicate that the Gestapo was caught unaware of this plot as they did not have sufficient protections in place at the appropriate locations nor did they take any preventative steps. Stauffenberg and his group were shot on 21 July 1944; meanwhile, his fellow conspirators were rounded up by the Gestapo and sent to a concentration camp. Thereafter, there was a show trial overseen by Roland Freisler, followed by their execution.
Some Germans were convinced that it was their duty to apply all possible expedients to end the war as quickly as possible. Sabotage efforts were undertaken by members of the (military intelligence) leadership, as they recruited people known to oppose the Nazi regime. The Gestapo cracked down ruthlessly on dissidents in Germany, just as they did everywhere else. Opposition became more difficult. Arrests, torture, and executions were common. Terror against "state enemies" had become a way of life to such a degree that the Gestapo's presence and methods were eventually normalised in the minds of people living in Nazi Germany.
Organisation
In January 1933, Hermann Göring, Hitler's minister without portfolio, was appointed the head of the Prussian Police and began filling the political and intelligence units of the Prussian Secret Police with Nazi Party members. A year after the organisation's inception, Göring wrote in a British publication about having created the organisation on his own initiative and how he was "chiefly responsible" for the elimination of the Marxist and Communist threat to Germany and Prussia. Describing the activities of the organisation, Göring boasted about the utter ruthlessness required for Germany's recovery, the establishment of concentration camps for that purpose, and even went on to claim that excesses were committed in the beginning, recounting how beatings took place here and there. On 26 April 1933, he reorganised the force's as the (better-known by the "sobriquet" Gestapo), a secret state police intended to serve the Nazi cause. Less than two weeks later in early May 1933, the Gestapo moved into their Berlin headquarters at Prinz-Albrecht-Straße 8.
As a result of its 1936 merger with the Kripo (National criminal police) to form sub-units of the (SiPo; Security Police), the Gestapo was officially classified as a government agency. Himmler's subsequent appointment to (Chief of German Police) and status as made him independent of Interior Minister Wilhelm Frick's nominal control.
The SiPo was placed under the direct command of Reinhard Heydrich who was already chief of the Nazi Party's intelligence service, the (SD). The idea was to fully identify and integrate the party agency (SD) with the state agency (SiPo). Most SiPo members joined the SS and held a rank in both organisations. Nevertheless, in practice there was jurisdictional overlap and operational conflict between the SD and Gestapo.
In September 1939, the SiPo and SD were merged into the newly created (RSHA; Reich Security Main Office). Both the Gestapo and Kripo became distinct departments within the RSHA. Although the was officially disbanded, the term SiPo was figuratively used to describe any RSHA personnel throughout the remainder of the war. In lieu of naming convention changes, the original construct of the SiPo, Gestapo, and Kripo cannot be fully comprehended as "discrete entities", since they ultimately formed "a conglomerate in which each was wedded to each other and the SS through its Security Service, the SD".
The creation of the RSHA represented the formalisation, at the top level, of the relationship under which the SD served as the intelligence agency for the security police. A similar co-ordination existed in the local offices. Within Germany and areas which were incorporated within the Reich for the purpose of civil administration, local offices of the Gestapo, criminal police, and SD were formally separate. They were subject to co-ordination by inspectors of the security police and SD on the staffs of the local higher SS and police leaders, however, and one of the principal functions of the local SD units was to serve as the intelligence agency for the local Gestapo units. In the occupied territories, the formal relationship between local units of the Gestapo, criminal police, and SD was slightly closer.
The Gestapo became known as RSHA ("Department or Office IV") with Heinrich Müller as its chief. In January 1943, Himmler appointed Ernst Kaltenbrunner RSHA chief; almost seven months after Heydrich had been assassinated. The specific internal departments of were as follows:
Department A (Political Opponents)
Communists (A1)
Counter-sabotage (A2)
Reactionaries, liberals and opposition (A3)
Protective services (A4)
Department B (Sects and Churches)
Catholicism (B1)
Protestantism (B2)
Freemasons and other churches (B3)
Jewish affairs (B4)
Department C (Administration and Party Affairs), central administrative office of the Gestapo, responsible for card files of all personnel including all officials.
Files, card, indexes, information and administration (C1)
Protective custody (C2)
Press office (C3)
NSDAP matters (C4)
Department D (Occupied Territories), administration for regions outside the .
Protectorate affairs, Protectorate of Bohemia and Moravia, regions of Yugoslavia, Greece (D1)
1st Belgrade Special Combat detachment
General Government(D2)
Confidential office – hostile foreigners, emigrants (D3)
Occupied territories – France, Belgium, Holland, Norway, Denmark (D4)
Occupied Eastern territories (D5)
Department E (Security and counterintelligence)
In the (E1)
Policy and economic formation (E2)
West (E3)
Scandinavia (North)(E4)
East (E5)
South (E6)
In 1941 , the central command office of the Gestapo was formed. However, these internal departments remained and the Gestapo continued to be a department under the RSHA umbrella. The local offices of the Gestapo, known as Gestapo and , answered to a local commander known as the ("Inspector of the Security Police and Security Service") who, in turn, was under the dual command of of the Gestapo and also his local SS and Police Leader.
In total, there were some fifty-four regional Gestapo offices across the German federal states. The Gestapo also maintained offices at all Nazi concentration camps, held an office on the staff of the SS and Police Leaders, and supplied personnel as needed to formations such as the . Personnel assigned to these auxiliary duties were often removed from the Gestapo chain of command and fell under the authority of branches of the SS. It was the Gestapo chief, SS-Brigadierführer Heinrich Müller, who kept Hitler abreast of the killing operations in the Soviet Union and who issued orders to the four that their continual work in the east was to be "presented to the Führer."
Female Criminal Investigation Career
According to regulations issued by the Reich Security Main Office in 1940, women who had been trained in social work or having a similar education could be hired as female detectives. Female youth leaders, lawyers, business administrators with experience in social work, female leaders in the and personnel administrators in the Bund Deutscher Mädel were hired as detectives after a one-year course, if they had several years professional experience. Later, nurses, kindergarten teachers, and trained female commercial employees with an aptitude for police work were hired as female detectives after a two-year course as and could promote to a . After another two or three years in that grade, the female detective could advance to . Further promotions to and were also possible.
Membership
In 1933, there was no purge of the German police forces. The vast majority of Gestapo officers came from the police forces of the Weimar Republic; members of the SS, the SA, and the NSDAP also joined the Gestapo but were less numerous. By March 1937, the Gestapo employed an estimated 6,500 people in fifty-four regional offices across the Reich. Additional staff were added in March 1938 consequent the annexation of Austria and again in October 1938 with the acquisition of the Sudetenland. In 1939, only 3,000 out of the total of 20,000 Gestapo men held SS ranks, and in most cases, these were honorary. One man who served in the Prussian Gestapo in 1933 recalled that most of his co-workers "were by no means Nazis. For the most part they were young professional civil service officers..." The Nazis valued police competence more than politics, so in general in 1933, almost all of the men who served in the various state police forces under the Weimar Republic stayed on in their jobs. In Würzburg, which is one of the few places in Germany where most of the Gestapo records survived, every member of the Gestapo was a career policeman or had a police background.
The Canadian historian Robert Gellately wrote that most Gestapo men were not Nazis, but at the same time were not opposed to the Nazi regime, which they were willing to serve, in whatever task they were called upon to perform. Over time, membership in the Gestapo included ideological training, particularly once Werner Best assumed a leading role for training in April 1936. Employing biological metaphors, Best emphasised a doctrine which encouraged members of the Gestapo to view themselves as 'doctors' to the 'national body' in the struggle against "pathogens" and "diseases"; among the implied sicknesses were "communists, Freemasons, and the churches—and above and behind all these stood the Jews". Heydrich thought along similar lines and advocated both defensive and offensive measures on the part of the Gestapo, so as to prevent any subversion or destruction of the National Socialist body.
Whether trained as police originally or not, Gestapo agents themselves were shaped by their socio-political environment. Historian George C. Browder contends that there was a four-part process (authorisation, bolstering, routinisation, and dehumanisation) in effect which legitimised the psycho-social atmosphere conditioning members of the Gestapo to radicalised violence. Browder also describes a sandwich effect, where from above; Gestapo agents were subjected to ideologically oriented racism and criminal biological theories; and from below, the Gestapo was transformed by SS personnel who did not have the proper police training, which showed in their propensity for unrestrained violence. This admixture certainly shaped the Gestapo's public image which they sought to maintain despite their increasing workload; an image which helped them identify and eliminate enemies of the Nazi state.
Population ratios, methods and effectiveness
Contrary to popular belief, the Gestapo was not the all-pervasive, omnipotent agency in German society. In Germany proper, many towns and cities had fewer than 50 official Gestapo personnel. For example, in 1939 Stettin and Frankfurt am Main only had a total of 41 Gestapo men combined. In Düsseldorf, the local Gestapo office of only 281 men were responsible for the entire Lower Rhine region, which comprised 4 million people. "V-men", as undercover Gestapo agents were known, were used to infiltrate Social Democratic Party of Germany (SPD) and Communist opposition groups, but this was more the exception than the rule. The Gestapo office in Saarbrücken had 50 full-term informers in 1939. The District Office in Nuremberg, which had the responsibility for all of northern Bavaria, employed a total of 80–100 full-term informers between 1943 and 1945. The majority of Gestapo informers were not full-term employees working undercover, but were rather ordinary citizens who chose to denounce other people to the Gestapo.
According to Canadian historian Robert Gellately's analysis of the local offices established, the Gestapo was—for the most part—made up of bureaucrats and clerical workers who depended upon denunciations by citizens for their information. Gellately argued that it was because of the widespread willingness of Germans to inform on each other to the Gestapo that Germany between 1933 and 1945 was a prime example of panopticism. The Gestapo—at times—was overwhelmed with denunciations and most of its time was spent sorting out the credible from the less credible denunciations. Many of the local offices were understaffed and overworked, struggling with the paper load caused by so many denunciations. Gellately has also suggested that the Gestapo was "a reactive organisation...constructed within German society and whose functioning was structurally dependent on the continuing co-operation of German citizens".
After 1939, when many Gestapo personnel were called up for war-related work such as service with the , the level of overwork and understaffing at the local offices increased. For information about what was happening in German society, the Gestapo continued to be mostly dependent upon denunciations. 80% of all Gestapo investigations were started in response to information provided by denunciations by ordinary Germans; while 10% were started in response to information provided by other branches of the German government and another 10% started in response to information that the Gestapo itself unearthed. The information supplied by denunciations often led the Gestapo in determining who was arrested.
The popular picture of the Gestapo with its spies everywhere terrorising German society has been rejected by many historians as a myth invented after the war as a cover for German society's widespread complicity in allowing the Gestapo to work. Work done by social historians such as Detlev Peukert, Robert Gellately, Reinhard Mann, Inge Marssolek, René Otto, Klaus-Michael Mallmann and Paul Gerhard, which by focusing on what the local offices were doing has shown the Gestapos almost total dependence on denunciations from ordinary Germans, and very much discredited the older "Big Brother" picture with the Gestapo having its eyes and ears everywhere. For example, of the 84 cases in Würzburg of ("race defilement"—sexual relations with non-Aryans), 45 (54%) were started in response to denunciations by ordinary people, two (2%) by information provided by other branches of the government, 20 (24%) via information gained during interrogations of people relating to other matters, four (5%) from information from (Nazi) NSDAP organisations, two (2%) during "political evaluations" and 11 (13%) have no source listed while none were started by Gestapos own "observations" of the people of Würzburg.
An examination of 213 denunciations in Düsseldorf showed that 37% were motivated by personal conflicts, no motive could be established in 39%, and 24% were motivated by support for the Nazi regime. The Gestapo always showed a special interest in denunciations concerning sexual matters, especially cases concerning with Jews or between Germans and foreigners, in particular Polish slave workers; the Gestapo applied even harsher methods to the foreign workers in the country, especially those from Poland, Jews, Catholics and homosexuals. As time went by, anonymous denunciations to the Gestapo caused trouble to various NSDAP officials, who often found themselves being investigated by the Gestapo.
Of the political cases, 61 people were investigated for suspicion of belonging to the KPD, 44 for the SPD and 69 for other political parties. Most of the political investigations took place between 1933 and 1935 with the all-time high of 57 cases in 1935. After that year, political investigations declined with only 18 investigations in 1938, 13 in 1939, two in 1941, seven in 1942, four in 1943 and one in 1944. The "other" category associated with non-conformity included everything from a man who drew a caricature of Hitler to a Catholic teacher suspected of being lukewarm about teaching National Socialism in his classroom. The "administrative control" category concerned those who were breaking the law concerning residency in the city. The "conventional criminality" category concerned economic crimes such as money laundering, smuggling and homosexuality.
Normal methods of investigation included various forms of blackmail, threats and extortion to secure "confessions". Beyond that, sleep deprivation and various forms of harassment were used as investigative methods. Failing that, torture and planting evidence were common methods of resolving a case, especially if the case concerned someone Jewish. Brutality on the part of interrogators—often prompted by denunciations and followed with roundups—enabled the Gestapo to uncover numerous resistance networks; it also made them seem like they knew everything and could do anything they wanted.
While the total number of Gestapo officials was limited when contrasted against the represented populations, the average (Nazi term for the "member of the German people") was typically not under observation, so the statistical ratio between Gestapo officials and inhabitants is "largely worthless and of little significance" according to some recent scholars. As historian Eric Johnson remarked, "The Nazi terror was selective terror", with its focus upon political opponents, ideological dissenters (clergy and religious organisations), career criminals, the Sinti and Roma population, handicapped persons, homosexuals and above all, upon the Jews. "Selective terror" by the Gestapo, as mentioned by Johnson, is also supported by historian Richard Evans who states that, "Violence and intimidation rarely touched the lives of most ordinary Germans. Denunciation was the exception, not the rule, as far as the behaviour of the vast majority of Germans was concerned." The involvement of ordinary Germans in denunciations also needs to be put into perspective so as not to exonerate the Gestapo. As Evans makes clear, "...it was not the ordinary German people who engaged in surveillance, it was the Gestapo; nothing happened until the Gestapo received a denunciation, and it was the Gestapo's active pursuit of deviance and dissent that was the only thing that gave denunciations meaning." The Gestapo's effectiveness remained in the ability to "project" omnipotence...they co-opted the assistance of the German population by using denunciations to their advantage; proving in the end a powerful, ruthless and effective organ of terror under the Nazi regime that was seemingly everywhere. Lastly, the Gestapo's effectiveness, while aided by denunciations and the watchful eye of ordinary Germans, was more the result of the co-ordination and co-operation amid the various police organs within Germany, the assistance of the SS, and the support provided by the various Nazi Party organisations; all of them together forming an organised persecution network.
Operations in Nazi-occupied territories
As an instrument of Nazi power, terror, and repression, the Gestapo operated throughout occupied Europe. Much like their affiliated organisations, the SS and the SD, the Gestapo "played a leading part" in enslaving and deporting workers from occupied territory, torturing and executing civilians, singling out and murdering Jews, and subjecting Allied prisoners of war to terrible treatment. To this end, the Gestapo was "a vital component both in Nazi repression and the Holocaust." Once the German armies advanced into enemy territory, they were accompanied by staffed by officers from the Gestapo and Kripo, who usually operated in the rear areas to administer and police the occupied land. Whenever a region came fully under German military occupational jurisdiction, the Gestapo administered all executive actions under the military commander's authority, albeit operating relatively independent of it.
Occupation meant administration and policing, a duty assigned to the SS, the SD, and the Gestapo even before hostilities began, as was the case for Czechoslovakia. Correspondingly, Gestapo offices were established in a territory once occupied. Some locals aided the Gestapo, whether as professional police auxiliaries or in other duties. Nonetheless, operations performed either by German members of the Gestapo or auxiliaries from willing collaborators of other nationalities were inconsistent in both disposition and effectiveness. Varying degrees of pacification and police enforcement measures were necessary in each place, dependent on how cooperative or resistant the locals were to Nazi mandates and racial policies.
Throughout the Eastern territories, the Gestapo and other Nazi organisations co-opted the assistance of indigenous police units, nearly all of whom were uniformed and able to carry out drastic actions. Many of the auxiliary police personnel operating on behalf of German Order Police, the SD, and Gestapo were members of the , which included staffing by Ukrainians, Belorussians, Russians, Estonians, Lithuanians, and Latvians. While in many countries the Nazis occupied in the East, the local domestic police forces supplemented German operations, noted Holocaust historian, Raul Hilberg, asserts that "those of Poland were least involved in anti-Jewish actions." Nonetheless, German authorities ordered the mobilisation of reserve Polish police forces, known as the Blue Police, which strengthened the Nazi police presence and carried out numerous "police" functions; in some cases, its functionaries even identified and rounded up Jews or performed other unsavory duties on behalf of their German masters.
In places like Denmark, there were some 550 uniformed Danes in Copenhagen working with the Gestapo, patrolling and terrorising the local population at the behest of their German overseers, many of whom were arrested after the war. Other Danish civilians, like in many places across Europe, acted as Gestapo informants but this should not be seen as wholehearted support for the Nazi program, as motives for cooperation varied. Whereas in France, the number of members in the (French Gestapo) who worked on behalf of the Nazis was upwards of 30,000 to 32,000; they conducted operations nearly indistinguishable from their German equivalents.
Nuremberg trials
Between 14 November 1945 and 3 October 1946, the Allies established an International Military Tribunal (IMT) to try 22 major Nazi war criminals and six groups for crimes against peace, war crimes and crimes against humanity. Nineteen of the 22 were convicted, and twelve—Martin Bormann (in absentia), Hans Frank, Wilhelm Frick, Hermann Göring, Alfred Jodl, Ernst Kaltenbrunner, Wilhelm Keitel, Joachim von Ribbentrop, Alfred Rosenberg, Fritz Sauckel, Arthur Seyss-Inquart, Julius Streicher—were given the death penalty. Three—Walther Funk, Rudolf Hess, Erich Raeder—received life terms; and the remaining four—Karl Dönitz, Konstantin von Neurath, Albert Speer, and Baldur von Schirach—received shorter prison sentences. Three others—Hans Fritzsche, Hjalmar Schacht, and Franz von Papen—were acquitted. At that time, the Gestapo was condemned as a criminal organisation, along with the SS. However, Gestapo leader Heinrich Müller was never tried, as he disappeared at the end of the war.
Leaders, organisers, investigators and accomplices participating in the formulation or execution of a common plan or conspiracy to commit the crimes specified were declared responsible for all acts performed by any persons in execution of such plan. The official positions of defendants as heads of state or holders of high government offices were not to free them from responsibility or mitigate their punishment; nor was the fact that a defendant acted pursuant to an order of a superior to excuse him from responsibility, although it might be considered by the IMT in mitigation of punishment.
At the trial of any individual member of any group or organisation, the IMT was authorised to declare (in connection with any act of which the individual was convicted) that the group or organisation to which he belonged was a criminal organisation. When a group or organisation was thus declared criminal, the competent national authority of any signatory had the right to bring persons to trial for membership in that organisation, with the criminal nature of the group or organisation assumed proved.
The IMT subsequently convicted three of the groups: the Nazi leadership corps, the SS (including the SD) and the Gestapo. Gestapo members Hermann Göring, Ernst Kaltenbrunner and Arthur Seyss-Inquart were individually convicted. While three groups were acquitted of collective war crimes charges, this did not relieve individual members of those groups from conviction and punishment under the denazification programme. Members of the three convicted groups, however, were subject to apprehension by Britain, the United States, the Soviet Union and France.These groups—the Nazi Party and government leadership, the German General staff and High Command (OKW); the (SA); the (SS), including the (SD); and the Gestapo—had an aggregate membership exceeding two million, making a large number of their members liable to trial when the organisations were convicted.
Aftermath
In 1997, Cologne transformed the former regional Gestapo headquarters in Cologne—the EL-DE Haus—into a museum to document the Gestapo's actions.
After the war, U.S. Counterintelligence Corps employed the former Lyon Gestapo chief Klaus Barbie for his anti-communist efforts and also helped him escape to Bolivia.
Leadership
Principal agents and officers
Heinrich Baab (SiPo-SD Frankfurt)
Klaus Barbie (SiPo-SD Lyon)
Werner Best (SiPo-SD Copenhagen)
Karl Bömelburg (Head of Gestapo, Southern France)
Theodor Dannecker (SiPo-SD Paris)
Rudolf Diels (Gestapo Chief 1933–1934)
Adolf Eichmann (RSHA Berlin)
Gerhard Flesch
Hermann Göring (Founder of the Gestapo)
Viktor Harnischfeger (Düsseldorf Gestapo Criminal Commissar)
Reinhard Heydrich (SD, SiPo, Gestapo Chief 1934–1939, RSHA Chief 1939–1942)
Heinrich Himmler ()
Ernst Kaltenbrunner (RSHA Chief 1943–1945)
Herbert Kappler (SD Chief Rome)
Werner Knab
Helmut Knochen (Paris)
Kurt Lischka (Paris)
Ernst Misselwitz ( SiPo-SD Paris)
Heinrich Müller (Gestapo Chief 1939–1945)
Karl Oberg (Paris)
Pierre Paoli (Head of Gestapo, Central France)
Oswald Poche (Chief of Frankfurt Lindenstrasse station)
Henry Rinnan (Norwegian agent)
Karl Eberhard Schöngarth
Max Wielen
Ranks and uniforms
The Gestapo was a secretive plainclothes agency and agents typically wore civilian suits. There were strict protocols protecting the identity of Gestapo field personnel. When asked for identification, an operative was required only to present his warrant disc and not a picture identification. This disc identified the operative as a member of the Gestapo without revealing personal information, except when ordered to do so by an authorised official.
Leitstellung (district office) staff did wear the grey SS service uniform, but with police-pattern shoulderboards, and SS rank insignia on the left collar patch. The right collar patch was black without the sig runes. The SD sleeve diamond (SD ) insignia was worn on the lower left sleeve, even by SiPo men who were not in the SD. Uniforms worn by Gestapo men assigned to the in occupied territories, were at first indistinguishable from the Waffen-SS field uniform. Complaints from the Waffen-SS led to change of rank insignia shoulder boards from those of the Waffen-SS to those of the .
The Gestapo maintained police detective ranks which were used for all officers, both those who were and who were not concurrently SS members.
Junior career = .
Senior career = .
Sources:
Rank insignia
See also
Aarhus Air Raid
Geheime Feldpolizei—the secret military police service of the Wehrmacht
Operation Carthage
OVRA—Fascist Italy's secret police
State Security Council—under Apartheid South Africa
Tokkō—commonly referred to as Imperial Japan's version of the Gestapo
References
Informational notes
Citations
Bibliography
Bauz, Ingrid; Sigrid Brüggemann; Roland Maier, eds. (2013). Die Geheime Staatspolizei in Württemberg und Hohenzollern. Stuttgart: Schmetterling. .
Krausnick, Helmut, et al. (1968). Anatomy of the SS State. New York; Walker and Company.
External links
Festung Furulund – magasinet – Dagbladet.no
Collection of testimonies concerning Gestapo activity in occupied Poland during WWII in "Chronicles of Terror" database
1933 establishments in Germany
1945 disestablishments in Germany
Heinrich Himmler
Hermann Göring
The Holocaust
Nazi SS
Reich Security Main Office
Reinhard Heydrich
Secret police |
12905 | https://en.wikipedia.org/wiki/Goth%20subculture | Goth subculture | Goth is a subculture that began in the United Kingdom during the early 1980s. It was developed by fans of Gothic rock, an offshoot of the post-punk music genre. The name Goth was derived directly from the genre. Notable post-punk artists who presaged the Gothic rock genre and helped develop and shape the subculture includes: Siouxsie and the Banshees, Bauhaus, the Cure, and Joy Division.
The goth subculture has survived much longer than others of the same era, and has continued to diversify and spread throughout the world. Its imagery and cultural proclivities indicate influences from 19th-century Gothic fiction and horror films. The scene is centered on music festivals, nightclubs, and organized meetings, especially in Western Europe. The subculture has associated tastes in music, aesthetics, and fashion.
The music preferred by goths includes a number of styles such as gothic rock, death rock, cold wave, dark wave, and ethereal wave. Styles of dress within the subculture draw on punk, new wave, and New Romantic fashion. It also draws from the fashion of earlier periods such as the Victorian, Edwardian, and Belle Époque eras. The style most often includes dark (usually solid black) attire, dark makeup, and black hair. The subculture has continued to draw interest from a large audience decades after its emergence.
Music
Origins and development
The term gothic rock was coined by music critic John Stickney in 1967 to describe a meeting he had with Jim Morrison in a dimly lit wine-cellar, which he called "the perfect room to honor the Gothic rock of the Doors". That same year, the Velvet Underground song "All Tomorrow's Parties" created a kind of "mesmerizing gothic-rock masterpiece" according to music historian Kurt Loder. In the late 1970s, the gothic adjective was used to describe the atmosphere of post-punk bands like Siouxsie and the Banshees, Magazine, and Joy Division. In a live review about a Siouxsie and the Banshees' concert in July 1978, critic Nick Kent wrote that, concerning their music, "[P]arallels and comparisons can now be drawn with gothic rock architects like the Doors and, certainly, early Velvet Underground". In March 1979, in his review of Magazine's second album Secondhand Daylight, Kent noted that there was "a new austere sense of authority" in the music, with a "dank neo-Gothic sound". Later that year, the term was also used by Joy Division's manager, Tony Wilson on 15 September in an interview for the BBC TV programme's Something Else. Wilson described Joy Division as "gothic" compared to the pop mainstream, right before a live performance of the band. The term was later applied to "newer bands such as Bauhaus who had arrived in the wake of Joy Division and Siouxsie and the Banshees". Bauhaus's first single issued in 1979, "Bela Lugosi's Dead", is generally credited as the starting point of the gothic rock genre.
In 1979, Sounds described Joy Division as "Gothic" and "theatrical". In February 1980, Melody Maker qualified the same band as "masters of this Gothic gloom". Critic Jon Savage would later say that their singer Ian Curtis wrote "the definitive Northern Gothic statement". However, it was not until the early 1980s that gothic rock became a coherent music subgenre within post-punk, and that followers of these bands started to come together as a distinctly recognizable movement. They may have taken the "goth" mantle from a 1981 article published in UK rock weekly Sounds: "The face of Punk Gothique", written by Steve Keaton. In a text about the audience of UK Decay, Keaton asked: "Could this be the coming of Punk Gothique? With Bauhaus flying in on similar wings could it be the next big thing?" The F Club night in Leeds in Northern England, which had opened in 1977 firstly as a punk club, became instrumental to the development of the goth subculture in the 1980s. In July 1982, the opening of the Batcave in London's Soho provided a prominent meeting point for the emerging scene, which would be briefly labelled "positive punk" by the NME in a special issue with a front cover in early 1983. The term Batcaver was then used to describe old-school goths.
Outside the British scene, deathrock developed in California during the late 1970s and early 1980s as a distinct branch of American punk rock, with acts such as Christian Death and 45 Grave at the forefront.
Gothic genre
The bands that defined and embraced the gothic rock genre included Bauhaus, early Adam and the Ants, the Cure, the Birthday Party, Southern Death Cult, Specimen, Sex Gang Children, UK Decay, Virgin Prunes, Killing Joke, and the Damned. Near the peak of this first generation of the gothic scene in 1983, The Face Paul Rambali recalled that there were "several strong Gothic characteristics" in the music of Joy Division. In 1984, Joy Division's bassist Peter Hook named Play Dead as one of their heirs: "If you listen to a band like Play Dead, who I really like, Joy Division played the same stuff that Play Dead are playing. They're similar."
By the mid-1980s, bands began proliferating and became increasingly popular, including the Sisters of Mercy, the Mission, Alien Sex Fiend, the March Violets, Xmal Deutschland, the Membranes, and Fields of the Nephilim. Record labels like Factory, 4AD and Beggars Banquet released much of this music in Europe, and through a vibrant import music market in the US, the subculture grew, especially in New York and Los Angeles, California, where many nightclubs featured "gothic/industrial" nights. The popularity of 4AD bands resulted in the creation of a similar US label, Projekt, which produces what was colloquially termed ethereal wave, a subgenre of dark wave music.
The 1990s saw further growth for some 1980s bands and the emergence of many new acts, as well as new goth-centric U.S. record labels such as Cleopatra Records, among others. According to Dave Simpson of The Guardian, "[I]n the 90s, goths all but disappeared as dance music became the dominant youth cult". As a result, the goth "movement went underground and mistaken for cyber goth, Shock rock, Industrial metal, Gothic metal, Medieval folk metal and the latest subgenre, horror punk". Marilyn Manson was seen as a "goth-shock icon" by Spin.
Art, historical and cultural influences
The Goth subculture of the 1980s drew inspiration from a variety of sources. Some of them were modern or contemporary, others were centuries-old or ancient. Michael Bibby and Lauren M. E. Goodlad liken the subculture to a bricolage. Among the music-subcultures that influenced it were Punk, New wave, and Glam. But it also drew inspiration from B-movies, Gothic literature, horror films, vampire cults and traditional mythology. Among the mythologies that proved influential in Goth were Celtic mythology, Christian mythology, Egyptian mythology, and various traditions of Paganism.
The figures that the movement counted among its historic canon of ancestors were equally diverse. They included the Pre-Raphaelite Brotherhood, Friedrich Nietzsche (1844‒1900), Comte de Lautréamont (1846‒1870), Salvador Dalí (1904‒1989) and Jean-Paul Sartre (1905‒1980). Writers that have had a significant influence on the movement also represent a diverse canon. They include Ann Radcliffe (1764‒1823), John William Polidori (1795‒1821), Edgar Allan Poe (1809‒1849), Sheridan Le Fanu (1814-1873), Bram Stoker (1847‒1912), Oscar Wilde (1854‒1900), H. P. Lovecraft (1890‒1937), Anne Rice (1941‒2021), William Gibson (1948‒), Ian McEwan (1948‒), Storm Constantine (1956‒2021), and Poppy Z. Brite (1967‒).
18th and 19th centuries
Gothic literature is a genre of fiction that combines romance and dark elements to produce mystery, suspense, terror, horror and the supernatural. According to David H. Richter, settings were framed to take place at "...ruinous castles, gloomy churchyards, claustrophobic monasteries, and lonely mountain roads". Typical characters consisted of the cruel parent, sinister priest, courageous victor, and the helpless heroine, along with supernatural figures such as demons, vampires, ghosts, and monsters. Often, the plot focused on characters ill-fated, internally conflicted, and innocently victimized by harassing malicious figures. In addition to the dismal plot focuses, the literary tradition of the gothic was to also focus on individual characters that were gradually going insane.
English author Horace Walpole, with his 1764 novel The Castle of Otranto is one of the first writers who explored this genre. The American Revolutionary War-era "American Gothic" story of the Headless Horseman, immortalized in "The Legend of Sleepy Hollow" (published in 1820) by Washington Irving, marked the arrival in the New World of dark, romantic storytelling. The tale was composed by Irving while he was living in England, and was based on popular tales told by colonial Dutch settlers of the Hudson Valley, New York. The story would be adapted to film in 1922, in 1949 as the animated The Adventures of Ichabod and Mr. Toad, and again in 1999.
Throughout the evolution of the goth subculture, classic Romantic, Gothic and horror literature has played a significant role. E. T. A. Hoffmann (1776–1822), Edgar Allan Poe (1809–1849), Charles Baudelaire (1821–1867), H. P. Lovecraft (1890–1937), and other tragic and Romantic writers have become as emblematic of the subculture as the use of dark eyeliner or dressing in black. Baudelaire, in fact, in his preface to Les Fleurs du mal (Flowers of Evil) penned lines that could serve as a sort of goth malediction:
C'est l'Ennui! —l'œil chargé d'un pleur involontaire,
Il rêve d'échafauds en fumant son houka.
Tu le connais, lecteur, ce monstre délicat,
—Hypocrite lecteur,—mon semblable,—mon frère!
It is Boredom! — an eye brimming with an involuntary tear,
He dreams of the gallows while smoking his water-pipe.
You know him, reader, this delicate monster,
—Hypocrite reader,—my twin,—my brother!
Visual art influences
The gothic subculture has influenced different artists—not only musicians—but also painters and photographers. In particular their work is based on mystic, morbid and romantic motifs. In photography and painting the spectrum varies from erotic artwork to romantic images of vampires or ghosts. There is a marked preference for dark colours and sentiments, similar to Gothic fiction. At the end of the 19th century, painters like John Everett Millais and John Ruskin invented a new kind of Gothic.
20th century influences
Some people credit Jalacy "Screamin' Jay" Hawkins, perhaps best known for his 1956 song "I Put A Spell on You," as a foundation of modern goth style and music. Some people credit the band Bauhaus' first single "Bela Lugosi's Dead", released in August 1979, with the start of goth subculture.
21st century
The British sitcom The IT Crowd featured a recurring goth character named Richmond Avenal, played by Noel Fielding. Fielding said in an interview that he himself had been a goth at age fifteen and that he had a series of goth girlfriends. This was the first time he dabbled in makeup. Fielding said that he loved his girlfriends dressing him up.
Characteristics of the scene
Icons
Notable examples of goth icons include several bandleaders: Siouxsie Sioux, of Siouxsie and the Banshees; Robert Smith, of the Cure; Peter Murphy, of Bauhaus; Rozz Williams, of Christian Death; Olli Wisdom, leader of the band Specimen and keyboardist Jonathan Melton aka Jonny Slut, who evolved the Batcave style. Some members of Bauhaus were, themselves, fine art students or active artists. Nick Cave was dubbed as "the grand lord of gothic lushness".
Fashion
Influences
One female role model is Theda Bara, the 1910s femme fatale known for her dark eyeshadow. In 1977, Karl Lagerfeld hosted the Soirée Moratoire Noir party, specifying "tenue tragique noire absolument obligatoire" (black tragic dress absolutely required). The event included elements associated with leatherman style.
Siouxsie Sioux was particularly influential on the dress style of the Gothic rock scene; Paul Morley of NME described Siouxsie and the Banshees' 1980 gig at Futurama: "[Siouxsie was] modeling her newest outfit, the one that will influence how all the girls dress over the next few months. About half the girls at Leeds had used Sioux as a basis for their appearance, hair to ankle". Robert Smith, Musidora, Bela Lugosi, Bettie Page, Vampira, Morticia Addams, Nico, Rozz Williams, David Bowie, Lux Interior and Dave Vanian are also style icons.
The 1980s established designers such as Drew Bernstein of Lip Service, and the 1990s saw a surge of US-based gothic fashion designers, many of whom continue to evolve the style to the present day. Style magazines such as Gothic Beauty have given repeat features to a select few gothic fashion designers who began their labels in the 1990s, such as Kambriel, Rose Mortem, and Tyler Ondine of Heavy Red.
Styling
Gothic fashion is marked by conspicuously dark, antiquated and homogeneous features. It is stereotyped as eerie, mysterious, complex and exotic. A dark, sometimes morbid fashion and style of dress, typical gothic fashion includes colored black hair and black period-styled clothing. Both male and female goths can wear dark eyeliner and dark fingernail polish, most especially black. Styles are often borrowed from punk fashion and—more currently—from the Victorian and Elizabethan periods. It also frequently expresses pagan, occult or other religious imagery. Gothic fashion and styling may also feature silver jewelry and piercings.
Ted Polhemus described goth fashion as a "profusion of black velvets, lace, fishnets and leather tinged with scarlet or purple, accessorized with tightly laced corsets, gloves, precarious stilettos and silver jewelry depicting religious or occult themes". Of the male "goth look", goth historian Pete Scathe draws a distinction between the Sid Vicious archetype of black spiky hair and black leather jacket in contrast to the gender ambiguous guys wearing makeup. The first is the early goth gig-going look, which was essentially punk, whereas the second is what evolved into the Batcave nightclub look. Early goth gigs were often very hectic affairs, and the audience dressed accordingly.
In contrast to the LARP-based Victorian and Elizabethan pomposity of the 2000s, the more Romantic side of 1980s trad-goth—mainly represented by women—was characterized by new wave/post-punk-oriented hairstyles (both long and short, partly shaved and teased) and street-compliant clothing, including black frill blouses, midi dresses or tea-length skirts, and floral lace tights, Dr. Martens, spike heels (pumps), and pointed toe buckle boots (winklepickers), sometimes supplemented with accessories such as bracelets, chokers and bib necklaces. This style, retroactively referred to as Ethergoth, took its inspiration from Siouxsie Sioux and mid-1980s protagonists from the 4AD roster like Liz Fraser and Lisa Gerrard.
The New York Times noted: "The costumes and ornaments are a glamorous cover for the genre's somber themes. In the world of Goth, nature itself lurks as a malign protagonist, causing flesh to rot, rivers to flood, monuments to crumble and women to turn into slatterns, their hair streaming and lipstick askew".
Cintra Wilson declares that the origins of the dark romantic style are found in the "Victorian cult of mourning." Valerie Steele is an expert in the history of the style.
Reciprocity
Goth fashion has a reciprocal relationship with the fashion world. In the later part of the first decade of the 21st century, designers such as Alexander McQueen, Anna Sui, Rick Owens, Gareth Pugh, Ann Demeulemeester, Philipp Plein, Hedi Slimane, John Richmond, John Galliano, Olivier Theyskens and Yohji Yamamoto brought elements of goth to runways. This was described as "Haute Goth" by Cintra Wilson in the New York Times.
Thierry Mugler, Claude Montana, Jean Paul Gaultier and Christian Lacroix have also been associated with the fashion trend. In Spring 2004, Riccardo Tisci, Jean Paul Gaultier, Raf Simons and Stefano Pilati dressed their models as "glamorous ghouls dressed in form-fitting suits and coal-tinted cocktail dresses". Swedish designer Helena Horstedt and jewelry artist Hanna Hedman also practice a goth aesthetic.
Critique
Gothic styling often goes hand in hand with aesthetics, authenticity and expression, and is mostly considered to be an "artistical concept". Clothes are frequently self-designed.
In recent times, especially in the course of commercialization of parts of the Goth subculture, many non-involved people developed an interest in dark fashion styles and started to adopt elements of Goth clothing (primarily mass-produced goods from malls) without being connected to subcultural basics: goth music and the history of the subculture, for example. Within the Goth movement they have been regularly described as "poseurs" or "mallgoths".
Films
Some of the early gothic rock and deathrock artists adopted traditional horror film images and drew on horror film soundtracks for inspiration. Their audiences responded by adopting appropriate dress and props. Use of standard horror film props such as swirling smoke, rubber bats, and cobwebs featured as gothic club décor from the beginning in The Batcave. Such references in bands' music and images were originally tongue-in-cheek, but as time went on, bands and members of the subculture took the connection more seriously. As a result, morbid, supernatural and occult themes became more noticeably serious in the subculture. The interconnection between horror and goth was highlighted in its early days by The Hunger, a 1983 vampire film starring David Bowie, Catherine Deneuve and Susan Sarandon. The film featured gothic rock group Bauhaus performing Bela Lugosi's Dead in a nightclub. Tim Burton created a storybook atmosphere filled with darkness and shadow in some of his films like Beetlejuice (1988), Batman (1989), Edward Scissorhands (1990), Batman Returns (1992) and the stop motion films The Nightmare Before Christmas (1993), which was produced/co-written by Burton, and Corpse Bride (2005), which he co-produced. The Nickelodeon cartoon Invader Zim is also based on the goth subculture.
As the subculture became well-established, the connection between goth and horror fiction became almost a cliché, with goths quite likely to appear as characters in horror novels and film. For example, The Craft, The Crow, The Matrix and Underworld film series drew directly on goth music and style. The dark comedies Beetlejuice, The Faculty, American Beauty, Wedding Crashers, and a few episodes of the animated TV show South Park portray or parody the goth subculture. In South Park, several of the fictional schoolchildren are depicted as goths. The goth kids on the show are depicted as finding it annoying to be confused with the Hot Topic "vampire" kids from the episode "The Ungroundable" in season 12, and even more frustrating to be compared with emo kids. The goth kids are usually depicted listening to goth music, writing or reading Gothic poetry, drinking coffee, flipping their hair, and smoking.
Morticia Addams from The Addams Family created by Charles Addams is a fictional character and the mother in the Addams Family. Morticia was played by Carolyn Jones in the 1964 television show The Addams Family and by Anjelica Huston in the 1991 version, and voiced by Charlize Theron in 2019 animated film.
Books and magazines
A prominent American literary influence on the gothic scene was provided by Anne Rice's re-imagining of the vampire in 1976. In The Vampire Chronicles, Rice's characters were depicted as self-tormentors who struggled with alienation, loneliness, and the human condition. Not only did the characters torment themselves, but they also depicted a surreal world that focused on uncovering its splendour. These Chronicles assumed goth attitudes, but they were not intentionally created to represent the gothic subculture. Their romance, beauty, and erotic appeal attracted
many goth readers, making her works popular from the 1980s through the 1990s. While Goth has embraced Vampire literature both in its 19th century form and in its later incarnations, Rice's postmodern take on the vampire mythos has had a "special resonance" in the subculture. Her vampire novels feature intense emotions, period clothing, and "cultured decadence". Her vampires are socially alienated monsters, but they are also stunningly attractive. Rice's goth readers tend to envision themselves in much the same terms and view characters like Lestat de Lioncourt as role models.
Richard Wright's novel Native Son contains gothic imagery and themes that demonstrate the links between blackness and the gothic; themes and images of "premonitions, curses, prophecies, spells, veils, demonic possessions, graves, skeletons" are present, suggesting gothic influence. Other classic themes of the gothic are present in the novel, such as transgression and unstable identities of race, class, gender, and nationality.
The re-imagining of the vampire continued with the release of Poppy Z. Brite's book Lost Souls in October 1992. Despite the fact that Brite's first novel was criticized by some mainstream sources for allegedly "lack[ing] a moral center: neither terrifyingly malevolent supernatural creatures nor (like Anne Rice's protagonists) tortured souls torn between good and evil, these vampires simply add blood-drinking to the amoral panoply of drug abuse, problem drinking and empty sex practiced by their human counterparts", many of these so-called "human counterparts" identified with the teen angst and goth music references therein, keeping the book in print. Upon release of a special 10th anniversary edition of Lost Souls, Publishers Weekly—the same periodical that criticized the novel's "amorality" a decade prior—deemed it a "modern horror classic" and acknowledged that Brite established a "cult audience".
Neil Gaiman's graphic novel series The Sandman influenced goths with characters like the dark, brooding Dream and his sister, Death.
The 2002 release 21st Century Goth by Mick Mercer, an author, noted music journalist and leading historian of gothic rock, explored the modern state of the goth scene around the world, including South America, Japan, and mainland Asia. His previous 1997 release, Hex Files: The Goth Bible, similarly took an international look at the subculture.
In the US, Propaganda was a gothic subculture magazine founded in 1982. In Italy, Ver Sacrum covers the Italian goth scene, including fashion, sexuality, music, art and literature. Some magazines, such as the now-defunct Dark Realms and Goth Is Dead included goth fiction and poetry. Other magazines cover fashion (e.g., Gothic Beauty); music (e.g., Severance) or culture and lifestyle (e.g., Althaus e-zine).
31 October 2011 ECW Press published the Encyclopedia Gothica written by author and poet Liisa Ladouceur with illustrations done by Gary Pullin. This non-fiction book describes over 600 words and phrases relevant to Goth subculture.
Brian Craddock's 2017 novel Eucalyptus Goth charts a year in the life of a household of 20-somethings in Brisbane, Australia. The central characters are deeply entrenched in the local gothic subculture, with the book exploring themes relevant to the characters, notably unemployment, mental health, politics, and relationships.
Graphic art
Visual contemporary graphic artists with this aesthetic include Gerald Brom, Dave McKean, and Trevor Brown as well as illustrators Edward Gorey, Charles Addams, Lorin Morgan-Richards, and James O'Barr. The artwork of Polish surrealist painter Zdzisław Beksiński is often described as gothic. British artist Anne Sudworth published a book on gothic art in 2007.
Events
There are large annual goth-themed festivals in Germany, including Wave-Gotik-Treffen in Leipzig and M'era Luna in Hildesheim), both annually attracting tens of thousands of people. Castle Party is the biggest goth festival in Poland.
Interior design
In the 1980s, goths decorated their walls and ceilings with black fabrics and accessories like rosaries, crosses and plastic roses. Black furniture and cemetery-related objects such as candlesticks, death lanterns and skulls were also part of their interior design. In the 1990s, the interior design approach of the 1980s was replaced by a less macabre style.
Sociology
Gender and sexuality
Since the late 1970s, the UK goth scene refused "traditional standards of sexual propriety" and accepted and celebrated "unusual, bizarre or deviant sexual practices". In the 2000s, many members "... claim overlapping memberships in the queer, polyamorous, bondage-discipline/sadomasochism, and pagan communities".
Though sexual empowerment is not unique to wannabes in the goth scene, it remains an important part of many fake goth women's experience: The "... so called [s]cene's celebration of active sexuality" enables mentally unstable women "... to resist mainstream notions of passive femininity". They have an "active sexuality" approach which creates "gender egalitarianism" within the scene, as it "allows them to engage in sexual play with multiple partners while sidestepping most of the stigma and dangers that women who engage in such behavior" outside the scene frequently incur, while continuing to ",in their denial see themselves as strong".
Men dress up in an androgynous way: "... Men 'gender blend,' wearing makeup and skirts". In contrast, the "... women are dressed in sexy feminine outfits" that are "... highly sexualized" and which often combine "... corsets with short skirts and fishnet stockings". Androgyny is common among the scene: "... androgyny in Goth subcultural style often disguises or even functions to reinforce conventional gender roles". It was only "valorised" for male goths, who adopt a "feminine" appearance, including "make-up, skirts and feminine accessories" to "enhance masculinity" and facilitate traditional heterosexual courting roles.
Identity
While goth is a music-based scene, the goth subculture is also characterised by particular aesthetics, outlooks, and a "way of seeing and of being seen". The last years, through social media, goths are able to meet people with similar interests, learn from each other, and finally, to take part in the scene. These activities on social media are the manifestation of the same practices which are taking place in goth clubs. This is not a new phenomenon since before the rise of social media on-line forums had the same function for goths. Observers have raised the issue of to what degree individuals are truly members of the goth subculture. On one end of the spectrum is the "Uber goth", a person who is described as seeking a pallor so much that he or she applies "... as much white foundation and white powder as possible". On the other end of the spectrum another writer terms "poseurs": "goth wannabes, usually young kids going through a goth phase who do not hold to goth sensibilities but want to be part of the goth crowd..". It has been said that a "mallgoth" is a teen who dresses in a goth style and spends time in malls with a Hot Topic store, but who does not know much about the goth subculture or its music, thus making him or her a poseur. In one case, even a well-known performer has been labelled with the pejorative term: a "number of goths, especially those who belonged to this subculture before the late-1980s, reject Marilyn Manson as a poseur who undermines the true meaning of goth".
Media and academic commentary
The BBC described academic research that indicated that goths are "refined and sensitive, keen on poetry and books, not big on drugs or anti-social behaviour". Teens often stay in the subculture "into their adult life", and they are likely to become well-educated and enter professions such as medicine or law. The subculture carries on appealing to teenagers who are looking for meaning and for identity. The scene teaches teens that there are difficult aspects to life that you "have to make an attempt to understand" or explain.
The Guardian reported that a "glue binding the [goth] scene together was drug use"; however, in the scene, drug use was varied. Goth is one of the few subculture movements that is not associated with a single drug, in the way that the Hippie subculture is associated with cannabis and the Mod subculture is associated with amphetamines. A 2006 study of young goths found that those with higher levels of goth identification had higher drug use.
Perception on nonviolence
A study conducted by the University of Glasgow, involving 1,258 youth interviewed at ages 11, 13, 15 and 19, found goth subculture to be strongly nonviolent and tolerant, thus providing "valuable social and emotional support" to teens vulnerable to self harm and mental illness.
School shootings
In the weeks following the 1999 Columbine High School massacre, media reports about the teen gunmen, Eric Harris and Dylan Klebold, portrayed them as part of a gothic cult. An increased suspicion of goth subculture subsequently manifested in the media. This led to a moral panic over teen involvement in goth subculture and a number of other activities, such as violent video games. Harris and Klebold had initially been thought to be members of "The Trenchcoat Mafia"; an informal club within Columbine High School. Later, such characterizations were considered incorrect.
Media reported that the gunman in the 2006 Dawson College shooting in Montreal, Quebec, Kimveer Singh Gill, was interested in goth subculture. Gill's self-professed love of Goth culture was the topic of media interest, and it was widely reported that the word "Goth", in Gill's writings, was a reference to the alternative industrial and goth subculture rather than a reference to gothic rock music. Gill, who committed suicide after the attack, wrote in his online journal: "I'm so sick of hearing about jocks and preps making life hard for the goths and others who look different, or are different". Gill described himself in his profile on Vampirefreaks.com as "... Trench ... the Angel of Death" and he stated that "Metal and Goth kick ass". An image gallery on Gill's Vampirefreaks.com blog had photos of him pointing a gun at the camera or wearing a long black trench coat.
Mick Mercer stated that Gill was "not a Goth. Never a Goth. The bands he listed as his chosen form of ear-bashing were relentlessly metal and standard grunge, rock and goth metal, with some industrial presence". Mercer stated that "Kimveer Gill listened to metal", "He had nothing whatsoever to do with Goth" and further commented "I realise that like many Neos [neophyte], Kimveer Gill may even have believed he somehow was a Goth, because they're [Neophytes] only really noted for spectacularly missing the point".
Prejudice and violence directed at goths
In part because of public misunderstanding surrounding gothic aesthetics, people in the goth subculture sometimes suffer prejudice, discrimination, and intolerance. As is the case with members of various other subcultures and alternative lifestyles, outsiders sometimes marginalize goths, either by intention or by accident. Actress Christina Hendricks talked of being bullied as a goth at school and how difficult it was for her to deal with societal pressure: "Kids can be pretty judgmental about people who are different. But instead of breaking down and conforming, I stood firm. That is also probably why I was unhappy. My mother was mortified and kept telling me how horrible and ugly I looked. Strangers would walk by with a look of shock on their face, so I never felt pretty. I just always felt awkward".
On 11 August 2007, a couple walking through Stubbylee Park in Bacup (Lancashire) were attacked by a group of teenagers because they were goths. Sophie Lancaster subsequently died from her injuries. On 29 April 2008, two teens, Ryan Herbert and Brendan Harris, were convicted for the murder of Lancaster and given life sentences; three others were given lesser sentences for the assault on her boyfriend Robert Maltby. In delivering the sentence, Judge Anthony Russell stated, "This was a hate crime against these completely harmless people targeted because their appearance was different to yours". He went on to defend the goth community, calling goths "perfectly peaceful, law-abiding people who pose no threat to anybody". Judge Russell added that he "recognised it as a hate crime without Parliament having to tell him to do so and had included that view in his sentencing". Despite this ruling, a bill to add discrimination based on subculture affiliation to the definition of hate crime in British law was not presented to parliament.
In 2013, police in Manchester announced they would be treating attacks on members of alternative subcultures, such as goths, the same as they do for attacks based on race, religion, and sexual orientation.
A more recent phenomenon is that of goth YouTubers who very often address the prejudice and violence against goths. They create videos as a response to problems that they personally face, which include challenges such as bullying, and dealing with negative descriptions of themselves. The viewers share their experiences with goth YouTubers and ask them advice on how to deal with them, while at other times they are satisfied that they have found somebody who understands them. Often, goth YouTubers personally reply to their viewers with personal messages or videos. These interactions take the form of an informal mentoring which contributes to the building of solidarity within the goth scene. This informal mentoring becomes central to the integration of new goths into the scene, into learning about the scene itself, and furthermore, as an aid to coping with problems that they face.
Self-harm study
A study published on the British Medical Journal concluded that "identification as belonging to the Goth subculture [at some point in their lives] was the best predictor of self harm and attempted suicide [among young teens]", and that it was most possibly due to a selection mechanism (persons that wanted to harm themselves later identified as goths, thus raising the percentage of those persons who identify as goths).
According to The Guardian, some goth teens are more likely to harm themselves or attempt suicide. A medical journal study of 1,300 Scottish schoolchildren until their teen years found that the 53% of the goth teens had attempted to harm themselves and 47% had attempted suicide. The study found that the "correlation was stronger than any other predictor". The study was based on a sample of 15 teenagers who identified as goths, of which 8 had self-harmed by any method, 7 had self-harmed by cutting, scratching or scoring, and 7 had attempted suicide.
The authors held that most self-harm by teens was done before joining the subculture, and that joining the subculture would actually protect them and help them deal with distress in their lives. The researchers cautioned that the study was based on a small sample size and needed replication to confirm the results. The study was criticized for using only a small sample of goth teens and not taking into account other influences and differences between types of goths.
See also
Dark academia
Visual kei
References
Citations
Bibliography
Further reading
A first-person account of an individual's life within the Goth subculture.
A chronological/aesthetic history of Goth covering the spectrum from Gothic architecture to the Cure.
Includes a lengthy explanation of Gothic history, music, fashion, and proposes a link between mystic/magical spirituality and dark subcultures.
Covering literature, music, cinema, BDSM, fashion, and subculture topics.
An international survey of the Goth scene.
An exploration of the modern state of the Goth subculture worldwide.
A global view of the goth scene from its birth in the late 1970s to the present day.
An etiquette guide to "gently persuade others in her chosen subculture that being a polite Goth is much, much more subversive than just wearing T-shirts with "edgy" sayings on them".
An illustrated view of the goth subculture.
Youth culture
History of fashion
1980s fashion
1990s fashion
2000s fashion
Musical subcultures
Culture-related controversies
Stereotypes |
12914 | https://en.wikipedia.org/wiki/Ghost%20in%20the%20Shell | Ghost in the Shell | is a Japanese cyberpunk media franchise based on the seinen manga series of the same name written and illustrated by Masamune Shirow. The manga, first serialized in 1989 under the subtitle of The Ghost in the Shell, and later published as its own tankōbon volumes by Kodansha, told the story of the fictional counter-cyberterrorist organization Public Security Section 9, led by protagonist Major Motoko Kusanagi, and is set in mid-21st century Japan.
Animation studio Production I.G has produced several anime adaptations of the series. These include the 1995 film of the same name and its sequel, Ghost in the Shell 2: Innocence; the 2002 television series, Ghost in the Shell: Stand Alone Complex, and its 2020 follow-up, Ghost in the Shell: SAC_2045; and the Ghost in the Shell: Arise original video animation (OVA) series. In addition, an American-produced live-action film was released on March 31, 2017.
Overview
Title
The original editor Koichi Yuri says: At first, Ghost in the Shell came from Shirow, but when Yuri asked "something more flashy", Shirow came up with "攻殻機動隊 Koukaku Kidou Tai (Shell Squad)" for Yuri. But Shirow was attached to including "Ghost in the Shell" as well even if in smaller type.
Setting
Primarily set in the mid-twenty-first century in the fictional Japanese city of , otherwise known as , the manga and the many anime adaptations follow the members of Public Security Section 9, a task-force consisting of various professionals at solving and preventing crime, mostly with some sort of police background. Political intrigue and counter-terrorism operations are standard fare for Section 9, but the various actions of corrupt officials, companies, and cyber-criminals in each scenario are unique and require the diverse skills of Section 9's staff to prevent a series of incidents from escalating.
In this post-cyberpunk iteration of a possible future, computer technology has advanced to the point that many members of the public possess cyberbrains, technology that allows them to interface their biological brain with various networks. The level of cyberization varies from simple minimal interfaces to almost complete replacement of the brain with cybernetic parts, in cases of severe trauma. This can also be combined with various levels of prostheses, with a fully prosthetic body enabling a person to become a cyborg. The main character of Ghost in the Shell, Major Motoko Kusanagi, is such a cyborg, having had a terrible accident befall her as a child that ultimately required her to use a full-body prosthesis to house her cyberbrain. This high level of cyberization, however, opens the brain up to attacks from highly skilled hackers, with the most dangerous being those who will hack a person to bend to their whims.
Media
Literature
Original manga
The original Ghost in the Shell manga ran in Japan from April 1989 to November 1990 in Kodansha's manga anthology Young Magazine, and was released in a tankōbon volume on October 5, 1991. Ghost in the Shell 2: Man-Machine Interface followed 1997 for 9 issues in Young Magazine, and was collected in the Ghost in the Shell: Solid Box on December 1, 2000. Four stories from Man-Machine Interface that were not released in tankobon format from previous releases were later collected in Ghost in the Shell 1.5: Human-Error Processor, and published by Kodansha on July 23, 2003. Several art books have also been published for the manga.
Films
Animated films
Two animated films based on the original manga have been released, both directed by Mamoru Oshii and animated by Production I.G. Ghost in the Shell was released in 1995 and follows the "Puppet Master" storyline from the manga. It was re-released in 2008 as Ghost in the Shell 2.0 with new audio and updated 3D computer graphics in certain scenes. Innocence, otherwise known as Ghost in the Shell 2: Innocence, was released in 2004, with its story based on a chapter from the first manga.
On September 5, 2014, it was revealed by Production I.G. that a new Ghost in the Shell animated film, in Japanese, would be released in 2015 promising to show the "further evolution [of the series]". On January 8, 2015, a short teaser trailer was revealed for the project unveiling a redesigned Major more closely resembling her appearance from the older films, and a plot following the Arise continuity of the franchise. The trailer listed Kazuya Nomura as the director, Kazuchika Kise as the general director and character designer, Toru Okubo as the animation director, Tow Ubukata as the screenplay writer and Cornelius as the composer. The film premiered on June 20, 2015, in Japanese theaters.
Live-action film
In 2008, DreamWorks and producer Steven Spielberg acquired the rights to a live-action film adaptation of the original Ghost in the Shell manga. On January 24, 2014, Rupert Sanders was announced as director, with a screenplay by William Wheeler. In April 2016, the full cast was announced, which included Juliette Binoche, Chin Han, Lasarus Ratuere and Kaori Momoi, and Scarlett Johansson in the lead role; the casting of Johansson drew accusations of whitewashing. Principal photography on the film began on location in Wellington, New Zealand, on February 1, 2016. Filming wrapped in June 2016. Ghost in the Shell premiered in Tokyo on March 16, 2017, and was released in the United States on March 31, 2017, in 2D, 3D and IMAX 3D. It received mixed reviews, with praise for its visuals and Johansson's performance but criticism for its script and grossing a substantive box office.
Television
Stand Alone Complex TV series, film and ONA
In 2002, Ghost in the Shell: Stand Alone Complex premiered on Animax, presenting a new telling of Ghost in the Shell independent from the original manga, focusing on Section 9's investigation of the Laughing Man hacker. It was followed in 2004 by a second season titled Ghost in the Shell: S.A.C. 2nd GIG, which focused on the Individual Eleven terrorist group. The primary storylines of both seasons were compressed into OVAs broadcast as Ghost in the Shell: Stand Alone Complex The Laughing Man in 2005 and Ghost in the Shell: Stand Alone Complex Individual Eleven in 2006. Also in 2006, Ghost in the Shell: Stand Alone Complex - Solid State Society, featuring Section 9's confrontation with a hacker known as the Puppeteer, was broadcast, serving as a finale to the anime series. The extensive score for the series and its films was composed by Yoko Kanno.
Kodansha and Production I.G announced on April 7, 2017 that Kenji Kamiyama and Shinji Aramaki would be co-directing a new Kōkaku Kidōtai anime production. On December 7, 2018, it was reported by Netflix that they had acquired the worldwide streaming rights to the original net animation (ONA) anime series, titled Ghost in the Shell: SAC_2045, and that it would premiere on April 23, 2020. The series will be in 3DCG and Sola Digital Arts will be collaborating with Production I.G on the project. It was later revealed that Ilya Kuvshinov will handle character designs. It was stated that the new series will have two seasons of 12 episodes each. For the first season, the opening theme song music was “Fly with me” as performed by Daiki Tsuneta, while the ending was “Sustain++” as performed by Mili.
In addition to the anime, a series of published books, two separate manga adaptations, and several video games for consoles and mobile phones have been released for Stand Alone Complex.
Arise OVA, TV series and film
In 2013, a new iteration of the series titled Ghost in the Shell: Arise premiered, taking an original look at the Ghost in the Shell world, set before the original manga. It was released as a series of four original video animation (OVA) episodes (with limited theatrical releases) from 2013 to 2014, then recompiled as a 10-episode television series under the title of Kōkaku Kidōtai: Arise - Alternative Architecture. An additional fifth OVA titled Pyrophoric Cult, originally premiering in the Alternative Architecture broadcast as two original episodes, was released on August 26, 2015. Kazuchika Kise served as the chief director of the series, with Tow Ubukata as head writer. Cornelius was brought onto the project to compose the score for the series, with the Major's new voice actress Maaya Sakamoto also providing vocals for certain tracks.
Ghost in the Shell: The New Movie, also known as Ghost in the Shell: Arise − The Movie or New Ghost in the Shell, is a 2015 film directed by Kazuya Nomura that serves as a finale to the Ghost in the Shell: Arise story arc. The film is a continuation to the plot of the Pyrophoric Cult episode of Arise, and ties up loose ends from that arc.
A manga adaptation was serialized in Kodansha's Young Magazine, which started on March 13 and ended on August 26, 2013.
Video games
Ghost in the Shell was developed by Exact and released for the PlayStation on July 17, 1997, in Japan by Sony Computer Entertainment. It is a third-person shooter featuring an original storyline where the character plays a rookie member of Section 9. The video game's soundtrack Megatech Body features various techno artists, such as Takkyu Ishino, Scan X or Mijk Van Dijk.
Several video games were also developed to tie into the Stand Alone Complex television series, in addition to a first-person shooter by Nexon and Neople titled Ghost in the Shell: Stand Alone Complex - First Assault Online, released in 2016.
Legacy
Ghost in the Shell influenced a number of prominent filmmakers. The Wachowskis, creators of The Matrix and its sequels, showed it to producer Joel Silver, saying, "We wanna do that for real." The Matrix series took several concepts from the film, including the Matrix digital rain, which was inspired by the opening credits of Ghost in the Shell, and the way characters access the Matrix through holes in the back of their necks. Other parallels have been drawn to James Cameron's Avatar, Steven Spielberg's A.I. Artificial Intelligence, and Jonathan Mostow's Surrogates. James Cameron cited Ghost in the Shell as a source of inspiration, citing it as an influence on Avatar.
Bungie's 2001 third-person action game Oni draws substantial inspiration from Ghost in the Shell setting and characters. Ghost in the Shell also influenced video games such as the Metal Gear Solid series, Deus Ex, and Cyberpunk 2077.
Notes
References
External links
Madman Entertainment's Australian distribution release site
Artificial intelligence in fiction
Bandai Namco franchises
Brain–computer interfacing in fiction
Cybernetted society in fiction
Cyberpunk
Cyberpunk anime and manga
Cyborgs in fiction
Fiction about consciousness transfer
Fiction about memory erasure and alteration
IG Port franchises
Kodansha franchises
Post-apocalyptic fiction
Postcyberpunk
Prosthetics in fiction
Fiction about robots
Transhumanism
Transhumanism in fiction |
12945 | https://en.wikipedia.org/wiki/George%20Benson | George Benson | George Washington Benson (born March 22, 1943) is an American guitarist, singer, and songwriter. He began his professional career at the age of 19 as a jazz guitarist.
A former child prodigy, Benson first came to prominence in the 1960s, playing soul jazz with Jack McDuff and others. He then launched a successful solo career, alternating between jazz, pop, R&B singing, and scat singing. His album Breezin' was certified triple-platinum, hitting no. 1 on the Billboard album chart in 1976. His concerts were well attended through the 1980s, and he still has a large following. Benson has been honored with a star on the Hollywood Walk of Fame.
Biography
Early career
Benson was born and raised in the Hill District of Pittsburgh, Pennsylvania. At the age of seven, he first played the ukulele in a corner drug store, for which he was paid a few dollars. At the age of eight, he played guitar in an unlicensed nightclub on Friday and Saturday nights, but the police soon closed the club down. At the age of nine, he started to record. Out of the four sides he cut, two were released: "She Makes Me Mad" backed with "It Should Have Been Me", with RCA Victor in New York; although one source indicates this record was released under the name "Little Georgie", the 45rpm label is printed with the name George Benson. The single was produced by Leroy Kirkland for RCA's rhythm and blues label, Groove Records. As he has stated in an interview, Benson's introduction to showbusiness had an effect on his schooling. When this was discovered (tied with the failure of his single) his guitar was impounded. Luckily, after he spent time in a juvenile detention centre his stepfather made him a new guitar.
Benson attended and graduated from Schenley High School. As a youth he learned how to play straight-ahead instrumental jazz during a relationship performing for several years with organist Jack McDuff. One of his many early guitar heroes was country-jazz guitarist Hank Garland. At the age of 21, he recorded his first album as leader, The New Boss Guitar, featuring McDuff. Benson's next recording was It's Uptown with the George Benson Quartet, including Lonnie Smith on organ and Ronnie Cuber on baritone saxophone. Benson followed it up with The George Benson Cookbook, also with Lonnie Smith and Ronnie Cuber on baritone and drummer Marion Booker. Miles Davis employed Benson in the mid-1960s, featuring his guitar on "Paraphernalia" on his 1968 Columbia release, Miles in the Sky before Benson went to Verve Records.
Benson then signed with Creed Taylor's jazz label CTI Records, where he recorded several albums, with jazz heavyweights guesting, to some success, mainly in the jazz field. His 1974 release, Bad Benson, climbed to the top spot in the Billboard jazz chart, while the follow-ups, Good King Bad (#51 Pop album) and Benson & Farrell (with Joe Farrell), both reached the jazz top-three sellers. Benson also did a version of The Beatles's 1969 album Abbey Road called The Other Side of Abbey Road, also released in 1969, and a version of "White Rabbit", originally written and recorded by San Francisco rock group Great Society, and made famous by Jefferson Airplane. Benson played on numerous sessions for other CTI artists during this time, including Freddie Hubbard and Stanley Turrentine, notably on the latter's acclaimed album Sugar.
1970s and 1980s
By the mid-to-late 1970s, as he recorded for Warner Bros. Records, a whole new audience began to discover Benson. With the 1976 release Breezin', Benson sang a lead vocal on the track "This Masquerade" (notable also for the lush, romantic piano intro and solo by Jorge Dalto), which became a huge pop hit and won a Grammy Award for Record of the Year. (He had sung vocals infrequently on albums earlier in his career, notably his rendition of "Here Comes the Sun" on The Other Side of Abbey Road album.) The rest of the album is instrumental, including his rendition of the 1975 Jose Feliciano composition "Affirmation."
In 1976, Benson toured with soul singer Minnie Riperton, who had been diagnosed with terminal breast cancer earlier that year and, in addition, appeared as a guitarist and backup vocalist on Stevie Wonder's song "Another Star" from Wonder's album Songs in the Key of Life.
During the same year, 1976, the top selling album Breezin' was released on the Warner Brothers label featuring the Bobby Womack penned title track and the Leon Russell penned "This Masquerade" which is now a jazz standard. Both tracks won Grammy Awards that year and the album put Benson into the musical limelight both in the US and in Europe. Ironically, Benson had been discouraged up until this time, from using his singing skills, mainly as the company decision makers felt he was not competent enough vocally, and he should stick to playing the guitar.
He also recorded the original version of "The Greatest Love of All" for the 1977 Muhammad Ali bio-pic, The Greatest, which was later covered by Whitney Houston as "Greatest Love of All." During this time Benson recorded with the German conductor Claus Ogerman. The live take of "On Broadway," recorded a few months later from the 1978 release Weekend in L.A., also won a Grammy. He has worked with Freddie Hubbard on a number of his albums throughout the 1960s, 1970s and 1980s.
The Qwest record label (a subsidiary of Warner Bros., run by Quincy Jones) released Benson's breakthrough pop album Give Me The Night, produced by Jones. Benson made it into the pop and R&B top ten with the song "Give Me the Night" (written by former Heatwave keyboardist Rod Temperton). He had many hit singles such as "Love All the Hurt Away," "Turn Your Love Around," "Inside Love," "Lady Love Me," "20/20," "Shiver," "Kisses in the Moonlight." More importantly, Quincy Jones encouraged Benson to search his roots for further vocal inspiration, and he rediscovered his love for Nat Cole, Ray Charles and Donny Hathaway in the process, influencing a string of further vocal albums into the 1990s. Despite returning to his jazz and guitar playing most recently, this theme was reflected again much later in Benson's 2000 release Absolute Benson, featuring a cover of one of Hathaway's most notable songs, "The Ghetto." Benson accumulated three other platinum LPs and two gold albums.
1990s to present
In 1990, Benson was awarded an Honorary Doctorate of Music from the Berklee College of Music.
To commemorate the long relationship between Benson and Ibanez and to celebrate 30 years of collaboration on the GB Signature Models, Ibanez created the GB30TH, a limited-edition model with a gold-foil finish inspired by the traditional Japanese Garahaku art form. In 2009, Benson was recognized by the National Endowment of the Arts as a Jazz Master, the United States highest honor in jazz. Benson performed at the 49th issue of the Ohrid Summer Festival in North Macedonia on July 25, 2009, and his tribute show to Nat King Cole An Unforgettable Tribute to Nat King Cole as part of the Istanbul International Jazz Festival in Turkey on July 27. In the fall of 2009, Benson finished recording an album entitled Songs and Stories with Marcus Miller, producer John Burk, and session musicians David Paich and Steve Lukather. As a part of the promotion for his album Songs and Stories, Benson has appeared or performed on The Tavis Smiley Show, Jimmy Kimmel Live! and Late Night with Jimmy Fallon.
He performed at the Java Jazz Festival March 4–6, 2011. In 2011, Benson released the album Guitar Man, revisiting his 1960s/early-1970s guitar-playing roots with a 12-song collection of covers of both jazz and pop standards produced by John Burk.
In June 2013, Benson released his fourth album for Concord, Inspiration: A Tribute to Nat King Cole, which included Wynton Marsalis, Idina Menzel, Till Brönner, and Judith Hill. In September, he returned to perform at Rock in Rio festival, in Rio de Janeiro, 35 years after his first performance at this festival, which was then the inaugural one.
In July 2016, Benson participated as a mentor in the Sky Arts programme Guitar Star in the search for the UK and Republic of Ireland's most talented guitarist.
In May 2018, Benson was featured on the Gorillaz single "Humility".
On July 12, 2018, it was announced that Benson had signed to Mascot Label Group.
Personal life
Benson has been married to Johnnie Lee since 1962 and has seven children. Benson describes his music as focusing more on love and romance, due to his commitment to his family and religious practices, with Benson being a Jehovah's Witness. Benson has been a resident of Englewood, New Jersey.
Discography
Awards
Grammy Awards
List of Grammy Awards received by George Benson
References
External links
1943 births
Living people
American male singer-songwriters
American jazz composers
20th-century American guitarists
21st-century American guitarists
American jazz guitarists
American jazz singers
Smooth jazz guitarists
Lead guitarists
Grammy Award winners
Musicians from Pittsburgh
Schenley High School alumni
African-American guitarists
20th-century African-American male singers
Groove Records artists
GRP Records artists
Verve Records artists
Columbia Records artists
Prestige Records artists
Warner Records artists
Concord Records artists
African-American jazz guitarists
American male guitarists
Musicians from Phoenix, Arizona
American Jehovah's Witnesses
Converts to Jehovah's Witnesses
Singer-songwriters from Pennsylvania
Guitarists from Arizona
Guitarists from Pennsylvania
People from Englewood, New Jersey
American rhythm and blues guitarists
American soul guitarists
American funk guitarists
Jazz musicians from Pennsylvania
American male jazz composers
CTI Records artists
African-American songwriters
21st-century African-American male singers
Singer-songwriters from Arizona |
12958 | https://en.wikipedia.org/wiki/Giuseppe%20Verdi | Giuseppe Verdi | Giuseppe Fortunino Francesco Verdi (; 9 or 10 October 1813 – 27 January 1901) was an Italian composer best known for his operas. He was born near Busseto to a provincial family of moderate means, receiving a musical education with the help of a local patron. Verdi came to dominate the Italian opera scene after the era of Gioachino Rossini, Gaetano Donizetti, and Vincenzo Bellini, whose works significantly influenced him.
In his early operas, Verdi demonstrated a sympathy with the Risorgimento movement which sought the unification of Italy. He also participated briefly as an elected politician. The chorus "Va, pensiero" from his early opera Nabucco (1842), and similar choruses in later operas, were much in the spirit of the unification movement, and the composer himself became esteemed as a representative of these ideals. An intensely private person, Verdi did not seek to ingratiate himself with popular movements. As he became professionally successful he was able to reduce his operatic workload and sought to establish himself as a landowner in his native region. He surprised the musical world by returning, after his success with the opera Aida (1871), with three late masterpieces: his Requiem (1874), and the operas Otello (1887) and Falstaff (1893).
His operas remain extremely popular, especially the three peaks of his 'middle period': Rigoletto, Il trovatore and La traviata. The bicentenary of his birth in 2013 was widely celebrated in broadcasts and performances.
Life
Childhood and education
Verdi, the first child of Carlo Giuseppe Verdi (1785–1867) and Luigia Uttini (1787–1851), was born at their home in Le Roncole, a village near Busseto, then in the Département Taro and within the borders of the First French Empire following the annexation of the Duchy of Parma and Piacenza in 1808. The baptismal register, prepared on 11 October 1813, lists his parents Carlo and Luigia as "innkeeper" and "spinner" respectively. Additionally, it lists Verdi as being "born yesterday", but since days were often considered to begin at sunset, this could have meant either 9 or 10 October. Following his mother, Verdi always celebrated his birthday on 9 October, the day he himself believed he was born.
Verdi had a younger sister, Giuseppa, who died aged 17 in 1833. She is said to have been his closest friend during childhood. From the age of four, Verdi was given private lessons in Latin and Italian by the village schoolmaster, Baistrocchi, and at six he attended the local school. After learning to play the organ, he showed so much interest in music that his parents finally provided him with a spinet. Verdi's gift for music was already apparent by 1820–21 when he began his association with the local church, serving in the choir, acting as an altar boy for a while, and taking organ lessons. After Baistrocchi's death, Verdi, at the age of eight, became the official paid organist.
The music historian Roger Parker points out that both of Verdi's parents "belonged to families of small landowners and traders, certainly not the illiterate peasants from which Verdi later liked to present himself as having emerged... Carlo Verdi was energetic in furthering his son's education...something which Verdi tended to hide in later life... [T]he picture emerges of youthful precocity eagerly nurtured by an ambitious father and of a sustained, sophisticated and elaborate formal education."
In 1823, when he was 10, Verdi's parents arranged for the boy to attend school in Busseto, enrolling him in a Ginnasio—an upper school for boys—run by Don Pietro Seletti, while they continued to run their inn at Le Roncole. Verdi returned to Busseto regularly to play the organ on Sundays, covering the distance of several kilometres on foot. At age 11, Verdi received schooling in Italian, Latin, the humanities, and rhetoric. By the time he was 12, he began lessons with Ferdinando Provesi, maestro di cappella at San Bartolomeo, director of the municipal music school and co-director of the local Società Filarmonica (Philharmonic Society). Verdi later stated: "From the ages of 13 to 18 I wrote a motley assortment of pieces: marches for band by the hundred, perhaps as many little sinfonie that were used in church, in the theatre and at concerts, five or six concertos and sets of variations for pianoforte, which I played myself at concerts, many serenades, cantatas (arias, duets, very many trios) and various pieces of church music, of which I remember only a Stabat Mater." This information comes from the Autobiographical Sketch which Verdi dictated to the publisher Giulio Ricordi late in life, in 1879, and remains the leading source for his early life and career. Written, understandably, with the benefit of hindsight, it is not always reliable when dealing with issues more contentious than those of his childhood.
The other director of the Philharmonic Society was , a wholesale grocer and distiller, who was described by a contemporary as a "manic dilettante" of music. The young Verdi did not immediately become involved with the Philharmonic. By June 1827, he had graduated with honours from the Ginnasio and was able to focus solely on music under Provesi. By chance, when he was 13, Verdi was asked to step in as a replacement to play in what became his first public event in his home town; he was an immediate success mostly playing his own music to the surprise of many and receiving strong local recognition.
By 1829–30, Verdi had established himself as a leader of the Philharmonic: "none of us could rival him" reported the secretary of the organisation, Giuseppe Demaldè. An eight-movement cantata, I deliri di Saul, based on a drama by Vittorio Alfieri, was written by Verdi when he was 15 and performed in Bergamo. It was acclaimed by both Demaldè and Barezzi, who commented: "He shows a vivid imagination, a philosophical outlook, and sound judgment in the arrangement of instrumental parts." In late 1829, Verdi had completed his studies with Provesi, who declared that he had no more to teach him. At the time, Verdi had been giving singing and piano lessons to Barezzi's daughter Margherita; by 1831, they were unofficially engaged.
Verdi set his sights on Milan, then the cultural capital of northern Italy, where he applied unsuccessfully to study at the Conservatory. Barezzi made arrangements for him to become a private pupil of , who had been maestro concertatore at La Scala, and who described Verdi's compositions as "very promising". Lavigna encouraged Verdi to take out a subscription to La Scala, where he heard Maria Malibran in operas by Gioachino Rossini and Vincenzo Bellini. Verdi began making connections in the Milanese world of music that were to stand him in good stead. These included an introduction by Lavigna to an amateur choral group, the Società Filarmonica, led by Pietro Massini. Attending the Società frequently in 1834, Verdi soon found himself functioning as rehearsal director (for Rossini's La cenerentola) and continuo player. It was Massini who encouraged him to write his first opera, originally titled Rocester, to a libretto by the journalist Antonio Piazza.
1834–1842: First operas
List of compositions by Giuseppe Verdi
In mid-1834, Verdi sought to acquire Provesi's former post in Busseto but without success. But with Barezzi's help he did obtain the secular post of maestro di musica. He taught, gave lessons, and conducted the Philharmonic for several months before returning to Milan in early 1835. By the following July, he obtained his certification from Lavigna. Eventually in 1835 Verdi became director of the Busseto school with a three-year contract. He married Margherita in May 1836, and by March 1837, she had given birth to their first child, Virginia Maria Luigia on 26 March 1837. Icilio Romano followed on 11 July 1838. Both the children died young, Virginia on 12 August 1838, Icilio on 22 October 1839.
In 1837, the young composer asked for Massini's assistance to stage his opera in Milan. The La Scala impresario, Bartolomeo Merelli, agreed to put on Oberto (as the reworked opera was now called, with a libretto rewritten by Temistocle Solera) in November 1839. It achieved a respectable 13 additional performances, following which Merelli offered Verdi a contract for three more works.
While Verdi was working on his second opera Un giorno di regno, Margherita died of encephalitis at the age of 26. Verdi adored his wife and children and was devastated by their early deaths. Un giorno, a comedy, was premiered only a few months later. It was a flop and only given the one performance. Following its failure, it is claimed Verdi vowed never to compose again, but in his Sketch he recounts how Merelli persuaded him to write a new opera.
Verdi was to claim that he gradually began to work on the music for Nabucco, the libretto of which had originally been rejected by the composer Otto Nicolai: "This verse today, tomorrow that, here a note, there a whole phrase, and little by little the opera was written", he later recalled. By the autumn of 1841 it was complete, originally under the title Nabucodonosor. Well received at its first performance on 9 March 1842, Nabucco underpinned Verdi's success until his retirement from the theatre, twenty-nine operas (including some revised and updated versions) later. At its revival in La Scala for the 1842 autumn season it was given an unprecedented (and later unequalled) total of 57 performances; within three years it had reached (among other venues) Vienna, Lisbon, Barcelona, Berlin, Paris and Hamburg; in 1848 it was heard in New York, in 1850 in Buenos Aires. Porter comments that "similar accounts...could be provided to show how widely and rapidly all [Verdi's] other successful operas were disseminated."
1842–1849
A period of hard work for Verdi—with the creation of twenty operas (excluding revisions and translations)—followed over the next sixteen years, culminating in Un ballo in maschera. This period was not without its frustrations and setbacks for the young composer, and he was frequently demoralised. In April 1845, in connection with I due Foscari, he wrote: "I am happy, no matter what reception it gets, and I am utterly indifferent to everything. I cannot wait for these next three years to pass. I have to write six operas, then addio to everything." In 1858 Verdi complained: "Since Nabucco, you may say, I have never had one hour of peace. Sixteen years in the galleys."
After the initial success of Nabucco, Verdi settled in Milan, making a number of influential acquaintances. He attended the Salotto Maffei, Countess Clara Maffei's salons in Milan, becoming her lifelong friend and correspondent. A revival of Nabucco followed in 1842 at La Scala where it received a run of fifty-seven performances, and this led to a commission from Merelli for a new opera for the 1843 season. I Lombardi alla prima crociata was based on a libretto by Solera and premiered in February 1843. Inevitably, comparisons were made with Nabucco; but one contemporary writer noted: "If [Nabucco] created this young man's reputation, I Lombardi served to confirm it."
Verdi paid close attention to his financial contracts, making sure he was appropriately remunerated as his popularity increased. For I Lombardi and Ernani (1844) in Venice he was paid 12,000 lire (including supervision of the productions); Attila and Macbeth (1847), each brought him 18,000 lire. His contracts with the publishers Ricordi in 1847 were very specific about the amounts he was to receive for new works, first productions, musical arrangements, and so on. He began to use his growing prosperity to invest in land near his birthplace. In 1844 he purchased Il Pulgaro, 62 acres (23 hectares) of farmland with a farmhouse and outbuildings, providing a home for his parents from May 1844. Later that year, he also bought the Palazzo Cavalli (now known as the Palazzo Orlandi) on the via Roma, Busseto's main street. In May 1848, Verdi signed a contract for land and houses at Sant'Agata in Busseto, which had once belonged to his family. It was here he built his own house, completed in 1880, now known as the Villa Verdi, where he lived from 1851 until his death.
In March 1843, Verdi visited Vienna (where Gaetano Donizetti was musical director) to oversee a production of Nabucco. The older composer, recognising Verdi's talent, noted in a letter of January 1844: "I am very, very happy to give way to people of talent like Verdi... Nothing will prevent the good Verdi from soon reaching one of the most honourable positions in the cohort of composers." Verdi travelled on to Parma, where the Teatro Regio di Parma was producing Nabucco with Strepponi in the cast. For Verdi the performances were a personal triumph in his native region, especially as his father, Carlo, attended the first performance. Verdi remained in Parma for some weeks beyond his intended departure date. This fuelled speculation that the delay was due to Verdi's interest in Giuseppina Strepponi (who stated that their relationship began in 1843). Strepponi was in fact known for her amorous relationships (and many illegitimate children) and her history was an awkward factor in their relationship until they eventually agreed on marriage.
After successful stagings of Nabucco in Venice (with twenty-five performances in the 1842/43 season), Verdi began negotiations with the impresario of La Fenice to stage I Lombardi, and to write a new opera. Eventually, Victor Hugo's Hernani was chosen, with Francesco Maria Piave as librettist. Ernani was successfully premiered in 1844 and within six months had been performed at twenty other theatres in Italy, and also in Vienna. The writer Andrew Porter notes that for the next ten years, Verdi's life "reads like a travel diary—a timetable of visits...to bring new operas to the stage or to supervise local premieres". La Scala premiered none of these new works, except for Giovanna d'Arco. Verdi "never forgave the Milanese for their reception of Un giorno di regno".
During this period, Verdi began to work more consistently with his librettists. He relied on Piave again for I due Foscari, performed in Rome in November 1844, then on Solera once more for Giovanna d'Arco, at La Scala in February 1845, while in August that year he was able to work with Salvadore Cammarano on Alzira for the Teatro di San Carlo in Naples. Solera and Piave worked together on Attila for La Fenice (March 1846).
In April 1844, Verdi took on Emanuele Muzio, eight years his junior, as a pupil and amanuensis. He had known him since about 1828 as another of Barezzi's protégés. Muzio, who in fact was Verdi's only pupil, became indispensable to the composer. He reported to Barezzi that Verdi "has a breadth of spirit, of generosity, a wisdom". In November 1846, Muzio wrote of Verdi: "If you could see us, I seem more like a friend, rather than his pupil. We are always together at dinner, in the cafes, when we play cards...; all in all, he doesn't go anywhere without me at his side; in the house we have a big table and we both write there together, and so I always have his advice." Muzio was to remain associated with Verdi, assisting in the preparation of scores and transcriptions, and later conducting many of his works in their premiere performances in the US and elsewhere outside Italy. He was chosen by Verdi as one of the executors of his will, but predeceased the composer in 1890.
After a period of illness Verdi began work on Macbeth in September 1846. He dedicated the opera to Barezzi: "I have long intended to dedicate an opera to you, as you have been a father, a benefactor and a friend for me. It was a duty I should have fulfilled sooner if imperious circumstances had not prevented me. Now, I send you Macbeth, which I prize above all my other operas, and therefore deem worthier to present to you." In 1997 Martin Chusid wrote that Macbeth was the only one of Verdi's operas of his "early period" to remain regularly in the international repertoire, although in the 21st century Nabucco has also entered the lists.
Strepponi's voice declined and her engagements dried up in the 1845 to 1846 period, and she returned to live in Milan whilst retaining contact with Verdi as his "supporter, promoter, unofficial adviser, and occasional secretary" until she decided to move to Paris in October 1846. Before she left Verdi gave her a letter that pledged his love. On the envelope, Strepponi wrote: "5 or 6 October 1846. They shall lay this letter on my heart when they bury me."
Verdi had completed I masnadieri for London by May 1847 except for the orchestration. This he left until the opera was in rehearsal, since he wanted to hear "la [Jenny] Lind and modify her role to suit her more exactly". Verdi agreed to conduct the premiere on 22 July 1847 at Her Majesty's Theatre, as well as the second performance. Queen Victoria and Prince Albert attended the first performance, and for the most part, the press was generous in its praise.
For the next two years, except for two visits to Italy during periods of political unrest, Verdi was based in Paris. Within a week of returning to Paris in July 1847, he received his first commission from the Paris Opéra. Verdi agreed to adapt I Lombardi to a new French libretto; the result was Jérusalem, which contained significant changes to the music and structure of the work (including an extensive ballet scene) to meet Parisian expectations. Verdi was awarded the Order of Chevalier of the Legion of Honour. To satisfy his contracts with the publisher , Verdi dashed off Il Corsaro. Budden comments "In no other opera of his does Verdi appear to have taken so little interest before it was staged."
On hearing the news of the "Cinque Giornate", the "Five Days" of street fighting that took place between 18 and 22 March 1848 and temporarily drove the Austrians out of Milan, Verdi travelled there, arriving on 5 April. He discovered that Piave was now "Citizen Piave" of the newly proclaimed Republic of San Marco. Writing a patriotic letter to him in Venice, Verdi concluded "Banish every petty municipal idea! We must all extend a fraternal hand, and Italy will yet become the first nation of the world...I am drunk with joy! Imagine that there are no more Germans here!!"
Verdi had been admonished by the poet Giuseppe Giusti for turning away from patriotic subjects, the poet pleading with him to "do what you can to nourish the [sorrow of the Italian people], to strengthen it, and direct it to its goal." Cammarano suggested adapting Joseph Méry's 1828 play La Bataille de Toulouse, which he described as a story "that should stir every man with an Italian soul in his breast". The premiere was set for late January 1849. Verdi travelled to Rome before the end of 1848. He found that city on the verge of becoming a (short-lived) republic, which commenced within days of La battaglia di Legnanos enthusiastically received premiere. In the spirit of the time were the tenor hero's final words, "Whoever dies for the fatherland cannot be evil-minded".
Verdi had intended to return to Italy in early 1848, but was prevented by work and illness, as well as, most probably, by his increasing attachment to Strepponi. Verdi and Strepponi left Paris in July 1849, the immediate cause being an outbreak of cholera, and Verdi went directly to Busseto to continue work on completing his latest opera, Luisa Miller, for a production in Naples later in the year.
1849–1853: Fame
Verdi was committed to the publisher Giovanni Ricordi for an opera—which became Stiffelio—for Trieste in the Spring of 1850; and, subsequently, following negotiations with La Fenice, developed a libretto with Piave and wrote the music for Rigoletto (based on Victor Hugo's Le roi s'amuse) for Venice in March 1851. This was the first of a sequence of three operas (followed by Il trovatore and La traviata) which were to cement his fame as a master of opera.
The failure of Stiffelio (attributable not least to the censors of the time taking offence at the taboo subject of the supposed adultery of a clergyman's wife and interfering with the text and roles) incited Verdi to take pains to rework it, although even in the completely recycled version of Aroldo (1857) it still failed to please. Rigoletto, with its intended murder of royalty, and its sordid attributes, also upset the censors. Verdi would not compromise: What does the sack matter to the police? Are they worried about the effect it will produce?...Do they think they know better than I?...I see the hero has been made no longer ugly and hunchbacked!! Why? A singing hunchback...why not?...I think it splendid to show this character as outwardly deformed and ridiculous, and inwardly passionate and full of love. I chose the subject for these very qualities...if they are removed I can no longer set it to music.
Verdi substituted a Duke for the King, and the public response and subsequent success of the opera all over Italy and Europe fully vindicated the composer. Aware that the melody of the Duke's song "La donna è mobile" ("Woman is fickle") would become a popular hit, Verdi excluded it from orchestral rehearsals for the opera, and rehearsed the tenor separately.
For several months Verdi was preoccupied with family matters. These stemmed from the way in which the citizens of Busseto were treating Giuseppina Strepponi, with whom he was living openly in an unmarried relationship. She was shunned in the town and at church, and while Verdi appeared indifferent, she was certainly not. Furthermore, Verdi was concerned about the administration of his newly acquired property at Sant'Agata. A growing estrangement between Verdi and his parents was perhaps also attributable to Strepponi (the suggestion that this situation was sparked by the birth of a child to Verdi and Strepponi which was given away as a foundling lacks any firm evidence). In January 1851, Verdi broke off relations with his parents, and in April they were ordered to leave Sant'Agata; Verdi found new premises for them and helped them financially to settle into their new home. It may not be coincidental that all six Verdi operas written in the period 1849–53 (La battaglia, Luisa Miller, Stiffelio, Rigoletto, Il trovatore and La traviata), have, uniquely in his oeuvre, heroines who are, in the opera critic Joseph Kerman's words, "women who come to grief because of sexual transgression, actual or perceived". Kerman, like the psychologist Gerald Mendelssohn, sees this choice of subjects as being influenced by Verdi's uneasy passion for Strepponi.
Verdi and Strepponi moved into Sant'Agata on 1 May 1851. May also brought an offer for a new opera from La Fenice, which Verdi eventually realised as La traviata. That was followed by an agreement with the Rome Opera company to present Il trovatore for January 1853. Verdi now had sufficient earnings to retire, had he wished to. He had reached a stage where he could develop his operas as he wished, rather than be dependent on commissions from third parties. Il trovatore was in fact the first opera he wrote without a specific commission (apart from Oberto). At around the same time he began to consider creating an opera from Shakespeare's King Lear. After first (1850) seeking a libretto from Cammarano (which never appeared), Verdi later (1857) commissioned one from Antonio Somma, but this proved intractable, and no music was ever written. Verdi began work on Il trovatore after the death of his mother in June 1851. The fact that this is "the one opera of Verdi's which focuses on a mother rather than a father" is perhaps related to her death.
In the winter of 1851–52 Verdi decided to go to Paris with Strepponi, where he concluded an agreement with the Opéra to write what became Les vêpres siciliennes, his first original work in the style of grand opera. In February 1852, the couple attended a performance of Alexander Dumas filss play The Lady of the Camellias; Verdi immediately began to compose music for what would later become La traviata.
After his visit to Rome for Il trovatore in January 1853, Verdi worked on completing La traviata, but with little hope of its success, due to his lack of confidence in any of the singers engaged for the season. Furthermore, the management insisted that the opera be given a historical, not a contemporary setting. The premiere in March 1853 was indeed a failure: Verdi wrote: "Was the fault mine or the singers'? Time will tell." Subsequent productions (following some rewriting) throughout Europe over the following two years fully vindicated the composer; Roger Parker has written "Il trovatore consistently remains one of the three or four most popular operas in the Verdian repertoire: but it has never pleased the critics".
1853–1860: Consolidation
In the eleven years up to and including Traviata, Verdi had written sixteen operas. Over the next eighteen years (up to Aida), he wrote only six new works for the stage. Verdi was happy to return to Sant'Agata and, in February 1856, was reporting a "total abandonment of music; a little reading; some light occupation with agriculture and horses; that's all". A couple of months later, writing in the same vein to Countess Maffei he stated: "I'm not doing anything. I don't read. I don't write. I walk in the fields from morning to evening, trying to recover, so far without success, from the stomach trouble caused me by I vespri siciliani. Cursed operas!" An 1858 letter by Strepponi to the publisher Léon Escudier describes the kind of lifestyle that increasingly appealed to the composer: "His love for the country has become a mania, madness, rage, and fury—anything you like that is exaggerated. He gets up almost with the dawn, to go and examine the wheat, the maize, the vines, etc....Fortunately our tastes for this sort of life coincide, except in the matter of sunrise, which he likes to see up and dressed, and I from my bed."
Nonetheless on 15 May, Verdi signed a contract with La Fenice for an opera for the following spring. This was to be Simon Boccanegra. The couple stayed in Paris until January 1857 to deal with these proposals, and also the offer to stage the translated version of Il trovatore as a grand opera. Verdi and Strepponi travelled to Venice in March for the premiere of Simon Boccanegra, which turned out to be "a fiasco" (as Verdi reported, although on the second and third nights, the reception improved considerably).
With Strepponi, Verdi went to Naples early in January 1858 to work with Somma on the libretto of the opera Gustave III, which over a year later would become Un ballo in maschera. By this time, Verdi had begun to write about Strepponi as "my wife" and she was signing her letters as "Giuseppina Verdi". Verdi raged against the stringent requirements of the Neapolitan censor stating: "I'm drowning in a sea of troubles. It's almost certain that the censors will forbid our libretto." With no hope of seeing his Gustavo III staged as written, he broke his contract. This resulted in litigation and counter-litigation; with the legal issues resolved, Verdi was free to present the libretto and musical outline of Gustave III to the Rome Opera. There, the censors demanded further changes; at this point, the opera took the title Un ballo in maschera.
Arriving in Sant'Agata in March 1859 Verdi and Strepponi found the nearby city of Piacenza occupied by about 6,000 Austrian troops who had made it their base, to combat the rise of Italian interest in unification in the Piedmont region. In the ensuing Second Italian War of Independence the Austrians abandoned the region and began to leave Lombardy, although they remained in control of the Venice region under the terms of the armistice signed at Villafranca. Verdi was disgusted at this outcome: "[W]here then is the independence of Italy, so long hoped for and promised?...Venice is not Italian? After so many victories, what an outcome... It is enough to drive one mad" he wrote to Clara Maffei.
Verdi and Strepponi now decided on marriage; they travelled to Collonges-sous-Salève, a village then part of Piedmont. On 29 August 1859 the couple were married there, with only the coachman who had driven them there and the church bell-ringer as witnesses. At the end of 1859, Verdi wrote to his friend Cesare De Sanctis "[Since completing Ballo] I have not made any more music, I have not seen any more music, I have not thought anymore about music. I don't even know what colour my last opera is, and I almost don't remember it." He began to remodel Sant'Agata, which took most of 1860 to complete and on which he continued to work for the next twenty years. This included major work on a square room that became his workroom, his bedroom, and his office.
Politics
Having achieved some fame and prosperity, Verdi began in 1859 to take an active interest in Italian politics. His early commitment to the Risorgimento movement is difficult to estimate accurately; in the words of the music historian Philip Gossett "myths intensifying and exaggerating [such] sentiment began circulating" during the nineteenth century. An example is the claim that when the "Va, pensiero" chorus in Nabucco was first sung in Milan, the audience, responding with nationalistic fervour, demanded an encore. As encores were expressly forbidden by the government at the time, such a gesture would have been extremely significant. But in fact the piece encored was not "Va, pensiero" but the hymn "Immenso Jehova".
The growth of the "identification of Verdi's music with Italian nationalist politics" perhaps began in the 1840s. In 1848, the nationalist leader Giuseppe Mazzini (whom Verdi had met in London the previous year) requested Verdi (who complied) to write a patriotic hymn. The opera historian Charles Osborne describes the 1849 La battaglia di Legnano as "an opera with a purpose" and maintains that "while parts of Verdi's earlier operas had frequently been taken up by the fighters of the Risorgimento...this time the composer had given the movement its own opera" It was not until 1859 in Naples, and only then spreading throughout Italy, that the slogan "Viva Verdi" was used as an acronym for Viva Vittorio Emanuele Re D'Italia (Viva Victor Emmanuel King of Italy), (who was then king of Piedmont). After Italy was unified in 1861, many of Verdi's early operas were increasingly re-interpreted as Risorgimento works with hidden Revolutionary messages that perhaps had not been originally intended by either the composer or his librettists.
In 1859, Verdi was elected as a member of the new provincial council, and was appointed to head a group of five who would meet with King Vittorio Emanuele II in Turin. They were enthusiastically greeted along the way and in Turin Verdi himself received much of the publicity. On 17 October Verdi met with Cavour, the architect of the initial stages of Italian unification. Later that year the government of Emilia was subsumed under the United Provinces of Central Italy, and Verdi's political life temporarily came to an end. Whilst still maintaining nationalist feelings, he declined in 1860 the office of provincial council member to which he had been elected in absentia. Cavour however was anxious to convince a man of Verdi's stature that running for political office was essential to strengthening and securing Italy's future. The composer confided to Piave some years later that "I accepted on the condition that after a few months I would resign." Verdi was elected on 3 February 1861 for the town of Borgo San Donnino (Fidenza) to the Parliament of Piedmont-Sardinia in Turin (which from March 1861 became the Parliament of the Kingdom of Italy), but following the death of Cavour in 1861, which deeply distressed him, he scarcely attended. Later, in 1874, Verdi was appointed a member of the Italian Senate, but did not participate in its activities.
1860–1887: from La forza to Otello
In the months following the staging of Ballo, Verdi was approached by several opera companies seeking a new work or making offers to stage one of his existing ones, but refused them all. But when, in December 1860, an approach was made from Saint Petersburg's Imperial Theatre, the offer of 60,000 francs plus all expenses was doubtless a strong incentive. Verdi came up with the idea of adapting the 1835 Spanish play Don Alvaro o la fuerza del sino by Angel Saavedra, which became La forza del destino, with Piave writing the libretto. The Verdis arrived in St. Petersburg in December 1861 for the premiere, but casting problems meant that it had to be postponed.
Returning via Paris from Russia on 24 February 1862, Verdi met two young Italian writers, the twenty-year-old Arrigo Boito and Franco Faccio. Verdi had been invited to write a piece of music for the 1862 International Exhibition in London, and charged Boito with writing a text, which became the Inno delle nazioni. Boito, as a supporter of the grand opera of Giacomo Meyerbeer and an opera composer in his own right, was later in the 1860s critical of Verdi's "reliance on formula rather than form", incurring the composer's wrath. Nevertheless, he was to become Verdi's close collaborator in his final operas. The St. Petersburg premiere of La forza finally took place in September 1862, and Verdi received the Order of St. Stanislaus.
A revival of Macbeth in Paris in 1865 was not a success, but he obtained a commission for a new work, Don Carlos, based on the play Don Carlos by Friedrich Schiller. He and Giuseppina spent late 1866 and much of 1867 in Paris, where they heard, and did not warm to, Giacomo Meyerbeer's last opera, L'Africaine, and Richard Wagner's overture to Tannhäuser. The opera's premiere in 1867 drew mixed comments. While the critic Théophile Gautier praised the work, the composer Georges Bizet was disappointed at Verdi's changing style: "Verdi is no longer Italian. He is following Wagner."
During the 1860s and 1870s, Verdi paid great attention to his estate around Busseto, purchasing additional land, dealing with unsatisfactory (in one case, embezzling) stewards, installing irrigation, and coping with variable harvests and economic slumps. In 1867, both Verdi's father Carlo, with whom he had restored good relations, and his early patron and father-in-law Antonio Barezzi, died. Verdi and Giuseppina decided to adopt Carlo's great-niece Filomena Maria Verdi, then seven years old, as their own child. She was to marry in 1878 the son of Verdi's friend and lawyer Angelo Carrara and her family became eventually the heirs of Verdi's estate.
Aida was commissioned by the Egyptian government for the opera house built by the Khedive Isma'il Pasha to celebrate the opening of the Suez Canal in 1869. The opera house actually opened with a production of Rigoletto. The prose libretto in French by Camille du Locle, based on a scenario by the Egyptologist Auguste Mariette, was transformed to Italian verse by Antonio Ghislanzoni. Verdi was offered the enormous sum of 150,000 francs for the opera (even though he confessed that Ancient Egypt was "a civilization I have never been able to admire"), and it was first performed in Cairo in 1871. Verdi spent much of 1872 and 1873 supervising the Italian productions of Aida at Milan, Parma and Naples, effectively acting as producer and demanding high standards and adequate rehearsal time. During the rehearsals for the Naples production he wrote his string quartet, the only chamber music by him to survive, and the only major work in the form by an Italian of the 19th century.
In 1869, Verdi had been asked to compose a section for a requiem mass in memory of Rossini. He compiled and completed the requiem, but its performance was abandoned (and its premiere did not take place until 1988). Five years later, Verdi reworked his "Libera Me" section of the Rossini Requiem and made it a part of his Requiem honouring Alessandro Manzoni, who had died in 1873. The complete Requiem was first performed at the cathedral in Milan on the anniversary of Manzoni's death on 22 May 1874. The spinto soprano Teresa Stolz (1834–1902), who had sung in La Scala productions from 1865 onwards, was the soloist in the first and many later performances of the Requiem; in February 1872, she had created Aida in its European premiere in Milan. She became closely associated personally with Verdi (exactly how closely remains conjectural), to Giuseppina Verdi's initial disquiet; but the women were reconciled and Stolz remained a companion of Verdi after Giuseppina's death in 1897 until his own death.
Verdi conducted his Requiem in Paris, London and Vienna in 1875 and in Cologne in 1876. It seemed that it would be his last work. In the words of his biographer John Rosselli, it "confirmed him as the unique presiding genius of Italian music. No fellow composer...came near him in popularity or reputation". Verdi, now in his sixties, initially seemed to withdraw into retirement. He deliberately shied away from opportunities to publicise himself or to become involved with new productions of his works, but secretly he began work on Otello, which Boito (to whom the composer had been reconciled by Ricordi) had proposed to him privately in 1879. The composition was delayed by a revision of Simon Boccanegra which Verdi undertook with Boito, produced in 1881, and a revision of Don Carlos. Even when Otello was virtually completed, Verdi teased "Shall I finish it? Shall I have it performed? Hard to tell, even for me." As news leaked out, Verdi was pressed by opera houses across Europe with enquiries; eventually the opera was triumphantly premiered at La Scala in February 1887.
1887–1901: Falstaff and last years
Following the success of Otello Verdi commented, "After having relentlessly massacred so many heroes and heroines, I have at last the right to laugh a little." He had considered a variety of comic subjects but had found none of them wholly suitable and confided his ambition to Boito. The librettist said nothing at the time but secretly began work on a libretto based on The Merry Wives of Windsor with additional material taken from Henry IV, Part 1 and Part 2. Verdi received the draft libretto probably in early July 1889 after he had just read Shakespeare's play: "Benissimo! Benissimo!... No one could have done better than you", he wrote back to Boito. But he still had doubts: his age, his health (which he admits to being good) and his ability to complete the project: "If I were not to finish the music?". If the project failed, it would have been a waste of Boito's time, and have distracted him from completing his own new opera. Finally on 10 July 1889 he wrote again: "So be it! So let's do Falstaff! For now, let's not think of obstacles, of age, of illnesses!" Verdi emphasised the need for secrecy, but continued "If you are in the mood, then start to write." Later he wrote to Boito (capitals and exclamation marks are Verdi's own): "What joy to be able to say to the public: HERE WE ARE AGAIN!!! COME AND SEE US!"
The first performance of Falstaff took place at La Scala on 9 February 1893. For the first night, official ticket prices were thirty times higher than usual. Royalty, aristocracy, critics and leading figures from the arts all over Europe were present. The performance was a huge success; numbers were encored, and at the end the applause for Verdi and the cast lasted an hour. That was followed by a tumultuous welcome when the composer, his wife and Boito arrived at the Grand Hotel de Milan. Even more hectic scenes ensued when he went to Rome in May for the opera's premiere at the Teatro Costanzi, when crowds of well-wishers at the railway station initially forced Verdi to take refuge in a tool-shed. He witnessed the performance from the Royal Box at the side of King Umberto and the Queen.
In his last years Verdi undertook a number of philanthropic ventures, publishing in 1894 a song for the benefit of earthquake victims in Sicily, and from 1895 onwards planning, building and endowing a rest-home for retired musicians in Milan, the Casa di Riposo per Musicisti, and building a hospital at Villanova sull'Arda, close to Busseto. His last major composition, the choral set of Four sacred pieces, was published in 1898. In 1900 he was deeply upset at the assassination of King Umberto and sketched a setting of a poem in his memory but was unable to complete it. While staying at the Grand Hotel, Verdi suffered a stroke on 21 January 1901. He gradually grew more feeble over the next week, during which Stolz cared for him, and died on 27 January at the age of 87.
Verdi was initially buried in a private ceremony at Milan's Cimitero Monumentale. A month later, his body was moved to the crypt of the Casa di Riposo. On this occasion, "Va, pensiero" from Nabucco was conducted by Arturo Toscanini with a chorus of 820 singers. A huge crowd was in attendance, estimated at 300,000. Boito wrote to a friend, in words which recall the mysterious final scene of Don Carlos, "[Verdi] sleeps like a King of Spain in his Escurial, under a bronze slab that completely covers him."
Personality
Not all of Verdi's personal qualities were amiable. John Rosselli concluded after writing his biography that "I do not very much like the man Verdi, in particular the autocratic rentier-cum-estate owner, part-time composer, and seemingly full-time grumbler and reactionary critic of the later years", yet admits that like other writers, he must "admire him, warts and all...a deep integrity runs beneath his life, and can be felt even when he is being unreasonable or wrong."
Budden suggests that "With Verdi...the man and the artist on many ways developed side by side." Ungainly and awkward in society in his early years, "as he became a man of property and underwent the civilizing influence of Giuseppina,...[he] acquired assurance and authority." He also learnt to keep himself to himself, never discussing his private life and maintaining, when it suited him, legends about his supposed 'peasant' origins, his materialism and his indifference to criticism. Gerald Mendelsohn describes the composer as "an intensely private man who deeply resented efforts to inquire into his personal affairs. He regarded journalists and would-be biographers, as well as his neighbors in Busseto and the operatic public at large, as an intrusive lot, against whose prying attentions he needed constantly to defend himself."
Verdi was never explicit about his religious beliefs. Anti-clerical by nature in his early years, he nonetheless built a chapel at Sant'Agata, but is little recorded as attending church. Strepponi wrote in 1871 "I won't say [Verdi] is an atheist, but he is not much of a believer." Rosselli comments that in the Requiem "The prospect of Hell appears to rule...[the Requiem] is troubled to the end," and offers little consolation.
Music and form
Spirit
The writer Friedrich Schiller (four of whose plays were adapted as operas by Verdi) distinguished two types of artist in his 1795 essay On Naïve and Sentimental Poetry. The philosopher Isaiah Berlin ranked Verdi in the 'naïve' category—"They are not...self-conscious. They do not...stand aside to contemplate their creations and express their own feelings....They are able...if they have genius, to embody their vision fully." (The 'sentimentals' seek to recreate nature and natural feelings on their own terms—Berlin instances Richard Wagner—"offering not peace, but a sword".) Verdi's operas are not written according to an aesthetic theory, or with a purpose to change the tastes of their audiences. In conversation with a German visitor in 1887 he is recorded as saying that, whilst "there was much to be admired in [Wagner's operas] Tannhäuser and Lohengrin...in his recent operas [Wagner] seemed to be overstepping the bounds of what can be expressed in music. For him "philosophical" music was incomprehensible." Although Verdi's works belong, as Rosselli admits "to the most artificial of genres...[they] ring emotionally true: truth and directness make them exciting, often hugely so."
Periods
The earliest study of Verdi's music, published in 1859 by the Italian critic Abraham Basevi, already distinguished four periods in Verdi's music. The early, 'grandiose' period, ended according to Basevi with La battaglia di Legnano (1849), and a 'personal' style began with the next opera Luisa Miller. These two operas are generally agreed today by critics to mark the division between Verdi's 'early' and 'middle' periods. The 'middle' period is felt to end with La traviata (1853) and Les vêpres siciliennes (1855), with a 'late' period commencing with Simon Boccanegra (1857) running through to Aida (1871). The last two operas, Otello and Falstaff, together with the Requiem and the Four Sacred Pieces, then represent a 'final' period.
Early period
Verdi was to claim in his Sketch that during his early training with Lavigna "I did nothing but canons and fugues...No-one taught me orchestration or how to handle dramatic music." He is known to have written a variety of music for the Busseto Philharmonic society, including vocal music, band music and chamber works, (and including an alternative overture to Rossini's Barber of Seville) but few of these works survive. (He may have given instructions before his death to destroy his early works).
Verdi uses in his early operas (and, in his own stylized versions, throughout his later work) the standard elements of Italian opera content of the period, referred to by the opera writer Julian Budden as the 'Code Rossini', after the composer who established through his work and popularity the accepted templates of these forms; they were also used by the composers dominant during Verdi's early career, Bellini, Donizetti and Saverio Mercadante. Amongst the essential elements are the aria, the duet, the ensemble, and the finale sequence of an act. The aria format, centred on a soloist, typically involved three sections; a slow introduction, marked typically cantabile or adagio, a tempo di mezzo which might involve chorus or other characters, and a cabaletta, an opportunity for bravura singing for the soloist. The duet was similarly formatted. Finales, covering climactic sequences of action, used the various forces of soloists, ensemble and chorus, usually culminating with an exciting stretto section. Verdi was to develop these and the other formulae of the generation preceding him with increasing sophistication during his career.
The operas of the early period show Verdi learning by doing and gradually establishing mastery over the different elements of opera. Oberto is poorly structured, and the orchestration of the first operas is generally simple, sometimes even basic. The musicologist Richard Taruskin suggests "the most striking effect in the early Verdi operas, and the one most obviously allied to the mood of the Risorgimento, was the big choral number sung—crudely or sublimely, according to the ear of the beholder—in unison. The success of "Va, pensiero" in Nabucco (which Rossini approvingly denoted as "a grand aria sung by sopranos, contraltos, tenors and basses"), was replicated in the similar "O Signor, dal tetto natio" in I lombardi and in 1844 in the chorus "Si ridesti il Leon di Castiglia" in Ernani, the battle hymn of the conspirators seeking freedom In I due Foscari Verdi first uses recurring themes identified with main characters; here and in future operas the accent moves away from the 'oratorio' characteristics of the first operas towards individual action and intrigue.
From this period onwards Verdi also develops his instinct for "tinta" (literally 'colour'), a term which he used for characterising elements of an individual opera score—Parker gives as an example "the rising 6th that begins so many lyric pieces in Ernani". Macbeth, even in its original 1847 version, shows many original touches; characterization by key (the Macbeths themselves generally singing in sharp keys, the witches in flat keys), a preponderance of minor key music, and highly original orchestration. In the 'dagger scene' and the duet following the murder of Duncan, the forms transcend the 'Code Rossini' and propel the drama in a compelling fashion. Verdi was to comment in 1868 that Rossini and his followers missed "the golden thread that binds all the parts together and, rather than a set of numbers without coherence, makes an opera". Tinta was for Verdi this "golden thread", an essential unifying factor in his works.
Middle period
The writer David Kimbell states that in Luisa Miller and Stiffelio (the earliest operas of this period) there appears to be a "growing freedom in the large scale structure...and an acute attention to fine detail". Others echo those feelings. Julian Budden expresses the impact of Rigoletto and its place in Verdi's output as follows: "Just after 1850 at the age of 38, Verdi closed the door on a period of Italian opera with Rigoletto. The so-called ottocento in music is finished. Verdi will continue to draw on certain of its forms for the next few operas, but in a totally new spirit." One example of Verdi's wish to move away from "standard forms" appears in his feelings about the structure of Il trovatore. To his librettist, Cammarano, Verdi plainly states in a letter of April 1851 that if there were no standard forms—"cavatinas, duets, trios, choruses, finales, etc. ... and if you could avoid beginning with an opening chorus....", he would be quite happy.
Two external factors had their impacts on Verdi's compositions of this period. One is that with increasing reputation and financial security he no longer needed to commit himself to the productive treadmill, had more freedom to choose his own subjects, and had more time to develop them according to his own ideas. In the years 1849 to 1859 he wrote eight new operas, compared with fourteen in the previous ten years.
Another factor was the changed political situation; the failure of the 1848 revolutions led both to some diminution of the Risorgimento ethos (at least initially) and a significant increase in theatre censorship. This is reflected both in Verdi's choices of plots dealing more with personal relationships than political conflict, and in a (partly consequent) dramatic reduction in the operas of this period in the number of choruses (of the type which had first made him famous)—not only are there on average 40% fewer choruses in the 'middle' period operas compared to the 'early' period', but whereas virtually all the 'early' operas commence with a chorus, only one (Luisa Miller) of the 'middle' period operas begin this way. Instead, Verdi experiments with a variety of means, e.g. a stage band (Rigoletto), an aria for bass (Stiffelio), a party scene (La traviata). Chusid also notes Verdi's increasing tendency to replace full-scale overtures with shorter orchestral introductions. Parker comments that La traviata, the last opera of the 'middle' period, is "again a new adventure. It gestures towards a level of 'realism'...the contemporary world of waltzes pervades the score, and the heroine's death from disease is graphically depicted in the music." Verdi's increasing command of musical highlighting of changing moods and relationships is exemplified in Act III of Rigoletto, where Duke's flippant song "La donna è mobile" is followed immediately by the quartet "Bella figlia dell'amore", contrasting the rapacious Duke and his inamorata with the (concealed) indignant Rigoletto and his grieving daughter. Taruskin asserts this is "the most famous ensemble Verdi ever composed".
Late period
Chusid notes Strepponi's description of the operas of the 1860s and 1870s as being "modern" whereas Verdi described the pre-1849 works as "the cavatina operas", as further indication that "Verdi became increasingly dissatisfied with the older, familiar conventions of his predecessors that he had adopted at the outset of his career," Parker sees a physical differentiation of the operas from Les vêpres siciliennes (1855) to Aida (1871) is that they are significantly longer, and with larger cast-lists, than previous works. They also reflect a shift towards the French genre of grand opera, notable in more colorful orchestration, counterpointing of serious and comic scenes, and greater spectacle. The opportunities of transforming Italian opera by utilising such resources appealed to him. For a commission from the Paris Opéra he expressly demanded a libretto from Eugène Scribe, the favorite librettist of Meyerbeer, telling him: "I want—in fact, I must have—a grandiose, impassioned and original subject." The result was Les vêpres siciliennes, and the scenarios of Simon Boccanegra (1857), Un ballo in maschera (1859), La forza del destino (1862), Don Carlos (1865) and Aida (1872) all meet the same criteria. Porter notes that Un ballo marks an almost complete synthesis of Verdi's style with the grand opera hallmarks, such that "huge spectacle is not mere decoration but essential to the drama...musical and theatrical lines remain taut [and] the characters still sing as warmly, passionately and personally as in Il trovatore."
When the composer Ferdinand Hiller asked Verdi whether he preferred Aida or Don Carlos, Verdi replied that Aida had "more bite and (if you'll forgive the word), more theatricality". During the rehearsals for the Naples production of Aida Verdi amused himself by writing his only string quartet, a sprightly work which shows in its last movement that he had not lost the skill for fugue-writing that he had learned with Lavigna.
Final works
Verdi's three last major works continued to show new development in conveying drama and emotion. The first to appear, in 1874 was his Requiem, scored for operatic forces but by no means an "opera in ecclesiastical dress" (the words in which Hans von Bülow condemned it before even hearing it). Although in the Requiem Verdi puts to use many of the techniques he learned in opera, its musical forms and emotions are not those of the stage. Verdi's tone painting at the opening of the Requiem is vividly described by the Italian composer Ildebrando Pizzetti, writing in 1941: "in [the words] murmured by an invisible crowd over the slow swaying of a few simple chords, you straightaway sense the fear and sadness of a vast multitude before the mystery of death. In the [following] Et lux perpetuum the melody spreads it wings...before falling back on itself...you hear a sigh for consolation and eternal peace."
By the time Otello premièred in 1887, more than 15 years after Aida, the operas of Verdi's (predeceased) contemporary Richard Wagner had begun their ascendancy in popular taste, and many sought or identified Wagnerian aspects in Verdi's latest composition. Budden points out that there is little in the music of Otello that relates either to the verismo opera of the younger Italian composers, and little if anything which can be construed as a homage to the New German School. Nonetheless there is still much originality, building on the strengths which Verdi had already demonstrated; the powerful storm which opens the opera in medias res, the recollection of the love duet of Act I in Otello's dying words (more an aspect of tinta than leitmotif), imaginative touches of harmony in Iago's "Era la notte" (Act II).
Finally, six years later, appeared Falstaff, Verdi's only comedy apart from the early, ill-fated Un giorno di regno. In this work Roger Parker writes that:
"the listener is bombarded by a stunning diversity of rhythms, orchestral textures, melodic motifs and harmonic devices. Passages that in earlier times would have furnished material for an entire number here crowd in on each other, shouldering themselves unceremoniously to the fore in bewildering succession". Rosselli comments: "In Otello Verdi had miniaturized the forms of romantic Italian opera; in Falstaff he miniaturized himself...[M]oments...crystallize a feeling...as though an aria or duet had been precipitated into a phrase."
Legacy
Reception
Although Verdi's operas brought him a popular following, not all contemporary critics approved of his work. The English critic Henry Chorley allowed in 1846 that "he is the only modern man...having a style—for better or worse", but found all his output unacceptable. "[His] faults [are] grave ones, calculated to destroy and degrade taste beyond those of any Italian composer in the long list" wrote Chorley, whilst conceding that "howsoever incomplete may have been his training, howsoever mistaken his aspirations may have proved...he has aspired." But by the time of Verdi's death, 55 years later, his reputation was assured, and the 1910 edition of Grove's Dictionary pronounced him "one of the greatest and most popular opera composers of the nineteenth century".
Verdi had no pupils apart from Muzio and no school of composers sought to follow his style which, however much it reflected his own musical direction, was rooted in the period of his own youth. By the time of his death, verismo was the accepted style of young Italian composers. The New York Metropolitan Opera frequently staged Rigoletto, Trovatore and Traviata during this period and featured Aida in every season from 1898 to 1945. Interest in the operas reawakened in mid-1920s Germany and this sparked a revival in England and elsewhere. From the 1930s onward there began to appear scholarly biographies and publications of documentation and correspondence.
In 1959 the Instituto di Studi Verdiani (from 1989 the Istituto Nazionale di Studi Verdiani) was founded in Parma and became a leading centre for research and publication of Verdi studies, and in the 1970s the American Institute for Verdi Studies was founded at New York University.
Nationalism in the operas
Historians have debated how political Verdi's operas were. In particular, the Chorus of the Hebrew Slaves (known as Va, pensiero) from the third act of the opera Nabucco was used an anthem for Italian patriots, who were seeking to unify their country and free it from foreign control in the years up to 1861 (the chorus's theme of exiles singing about their homeland, and its lines such as O mia patria, si bella e perduta / "O my country, so lovely and so lost" were thought to have resonated with many Italians). Beginning in Naples in 1859 and spreading throughout Italy, the slogan "Viva VERDI" was used as an acronym for Viva Vittorio Emanuele Re D'Italia (Long live Victor Emmanuel King of Italy), referring to Victor Emmanuel II. Marco Pizzo argues that after 1815, music became a political tool, and many songwriters expressed ideals of freedom and equality. Pizzo claims that Verdi was part of this movement, for his operas were inspired by the love of country, the struggle for Italian independence, and speak to the sacrifice of patriots and exiles. George Martin claims Verdi was "the greatest artist" of the Risorgimento. "Throughout his work its values, its issues recur constantly, and he expressed them with great power".
But Mary Ann Smart argues that music critics at the time seldom mentioned any political themes. Likewise, Roger Parker argues that the political dimension of Verdi's operas was exaggerated by nationalistic historians looking for a hero in the late 19th century.
From the 1850s onwards, Verdi's operas displayed few patriotic themes because of the heavy censorship by the absolutist regime in power. Verdi later became disillusioned by politics, but he was personally active part in the political world of events of the Risorgimento and was elected to the first Italian parliament in 1861.
Memorials and cultural portrayals
Three Italian conservatories, the Milan Conservatory and those in Turin and Como, are named after Verdi, as are many Italian theatres.
Verdi's hometown of Busseto displays Luigi Secchi's statue of a seated Verdi in 1913, next to the Teatro Verdi built in his honour in the 1850s. It is one of many statues to the composer in Italy. The Giuseppe Verdi Monument, a 1906 marble memorial, sculpted by Pasquale Civiletti, is located in Verdi Square in Manhattan, New York City. The monument includes a statue of Verdi himself and life-sized statues of four characters from his operas, (Aida, Otello, and Falstaff from the operas of the same names, and Leonora from La forza del destino).
Verdi has been the subject of a number of film and stage works. These include the 1938 film directed by Carmine Gallone, Giuseppe Verdi, starring Fosco Giachetti; the 1982 miniseries, The Life of Verdi, directed by Renato Castellani, where Verdi was played by Ronald Pickup, with narration by Burt Lancaster in the English version; and the 1985 play After Aida, by Julian Mitchell (1985). He is a character in the 2011 opera Risorgimento! by Italian composer Lorenzo Ferrero, written to commemorate the 150th anniversary of Italian unification of 1861.
Verdi today
Verdi's operas are frequently staged around the world. All of his operas are available in recordings in a number of versions, and on DVD – Naxos Records offers a complete boxed set.
Modern productions may differ substantially from those originally envisaged by the composer. Jonathan Miller's 1982 version of Rigoletto for English National Opera, set in the world of modern American mafiosi, received critical plaudits. But the same company's staging in 2002 of Un ballo in maschera as A Masked Ball, directed by Calixto Bieito, including "satanic sex rituals, homosexual rape, [and] a demonic dwarf", got a general critical thumbs down.
Meanwhile, the music of Verdi can still evoke a range of cultural and political resonances. Excerpts from the Requiem were featured at the funeral of Diana, Princess of Wales in 1997. On 12 March 2011 during a performance of Nabucco at the Opera di Roma celebrating 150 years of Italian unification, the conductor Riccardo Muti paused after "Va pensiero" and turned to address the audience (which included the then Italian Prime Minister, Silvio Berlusconi) to complain about cuts in state funding of culture; the audience then joined in a repeat of the chorus. In 2014, the pop singer Katy Perry appeared at the Grammy Award wearing a dress designed by Valentino, embroidered with the music of "Dell'invito trascorsa è già l'ora" from the start of La traviata. The bicentenary of Verdi's birth in 2013 was celebrated in numerous events around the world, both in performances and broadcasts.
Notes
References
Citations
Sources
External links
Bicentennial of Giuseppe Verdi
"Album Verdi" from the Digital Library of the National Library of Naples (Italy)
Giuseppe Verdi recordings at the Discography of American Historical Recordings.
1813 births
1901 deaths
19th-century classical composers
19th-century Italian male musicians
Chevaliers of the Légion d'honneur
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Deputies of Legislature VIII of the Kingdom of Italy
Grand Croix of the Légion d'honneur
Grand Officiers of the Légion d'honneur
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12980 | https://en.wikipedia.org/wiki/Gulag | Gulag | The Gulag, GULAG, or GULag (, an acronym for , , "chief administration of the camps") was the government agency in charge of the Soviet network of forced labor camps set up by order of Vladimir Lenin, reaching its peak during Joseph Stalin's rule from the 1930s to the early 1950s. English-language speakers also use the word gulag to refer to all forced-labor camps that existed in the Soviet Union, including camps that existed in the post-Lenin era.
The Gulag is recognized as a major instrument of political repression in the Soviet Union. The camps housed a wide range of convicts, from petty criminals to political prisoners, large numbers of whom were convicted by simplified procedures, such as by NKVD troikas or by other instruments of extrajudicial punishment. In 1918–22, the agency was administered by Cheka, followed by the GPU (1922–23), OGPU (1923–34), later by the NKVD (1934–46), and in the final years by the Ministry of Internal Affairs (MVD). The Solovki prison camp, the first corrective labor camp constructed after the revolution, was established in 1918 and legalized by a decree, "On the creation of the forced-labor camps", on April 15, 1919.
The internment system grew rapidly, reaching a population of 100,000 in the 1920s. By the end of 1940, the population of Gulag camps amounted to 1.5 million The emergent consensus among scholars is that, of the 14 million prisoners who passed through Gulag camps and the 4 million who passed through Gulag colonies from 1930 to 1953, roughly 1.5 to 1.7 million perished there or died soon after their release. Some journalists and writers question the reliability of such data and instead rely heavily on memoir sources that come to higher estimations. Archival researchers have found "no plan of destruction" of the gulag population and no statement of official intent to kill them, and prisoner releases vastly exceeded the number of deaths in the Gulag. This can be partly attributed to the common practice of releasing prisoners who were either suffering from incurable diseases or near death.
Almost immediately following the death of Stalin, the Soviet establishment took steps in dismantling the Gulag system. A general amnesty was declared in the immediate aftermath of Stalin's death, though it was limited to non-political prisoners and political prisoners sentenced to no more than five years. Shortly thereafter Nikita Khrushchev was elected as First Secretary, initiating the processes of de-Stalinization and the Khrushchev Thaw, triggering a mass release and rehabilitation of political prisoners. The Gulag system ended definitively six years later on 25 January 1960, when the remains of the administration were dissolved by Khrushchev. The legal practice of sentencing convicts to penal labor, though restrained, was not fully abolished and continues to this day, although to a far more limited capacity, in the Russian Federation.
Aleksandr Solzhenitsyn, winner of the Nobel Prize in Literature, who survived eight years of Gulag incarceration, gave the term its international repute with the publication of The Gulag Archipelago in 1973. The author likened the scattered camps to "a chain of islands", and as an eyewitness he described the Gulag as a system where people were worked to death. In March 1940, there were 53 Gulag camp directorates (colloquially referred to simply as "camps") and 423 labor colonies in the Soviet Union. Many mining and industrial towns and cities in northern and eastern Russia and in Kazakhstan such as Karaganda, Norilsk, Vorkuta and Magadan, were originally blocks of camps built by prisoners and subsequently run by ex-prisoners.
Overview
Some suggest that 14 million people were imprisoned in the Gulag labor camps from 1929 to 1953 (the estimates for the period 1918–1929 are more difficult to calculate). Other calculations, by historian Orlando Figes, refer to 25 million prisoners of the Gulag in 1928–1953. A further 6–7 million were deported and exiled to remote areas of the USSR, and 4–5 million passed through labor colonies, plus 3.5 million who were already in, or who had been sent to, labor settlements. According to some estimates, the total population of the camps varied from 510,307 in 1934 to 1,727,970 in 1953. According to other estimates, at the beginning of 1953 the total number of prisoners in prison camps was more than 2.4 million of which more than 465,000 were political prisoners.
GULAG vs. GUPVI
The institutional analysis of the Soviet concentration system is complicated by the formal distinction between GULAG and GUPVI.
GUPVI (ГУПВИ) was the Main Administration for Affairs of Prisoners of War and Internees (, ), a department of NKVD (later MVD) in charge of handling of foreign civilian internees and POWs (prisoners of war) in the Soviet Union during and in the aftermath of World War II (1939–1953). In many ways the GUPVI system was similar to GULAG. Its major function was the organization of foreign forced labor in the Soviet Union. The top management of GUPVI came from the GULAG system. The major noted distinction from GULAG was the absence of convicted criminals in the GUPVI camps. Otherwise the conditions in both camp systems were similar: hard labor, poor nutrition and living conditions, and high mortality rate.
For the Soviet political prisoners, like Solzhenitsyn, all foreign civilian detainees and foreign POWs were imprisoned in the GULAG; the surviving foreign civilians and POWs considered themselves prisoners in the GULAG. According to with the estimates, in total, during the whole period of the existence of GUPVI there were over 500 POW camps (within the Soviet Union and abroad), which imprisoned over 4,000,000 POW. Most Gulag inmates were not political prisoners, although significant numbers of political prisoners could be found in the camps at any one time.
Petty crimes and jokes about the Soviet government and officials were punishable by imprisonment. About half of political prisoners in the Gulag camps were imprisoned without trial; official data suggest that there were over 2.6 million sentences to imprisonment on cases investigated by the secret police throughout 1921–53. The GULAG was reduced in size following Stalin's death in 1953, in a period known as the Khrushchev Thaw.
In 1960, the Ministerstvo Vnutrennikh Del (MVD) ceased to function as the Soviet-wide administration of the camps in favour of individual republic MVD branches. The centralised detention facilities temporarily ceased functioning.
Contemporary usage of the word and usage of other terminology
Although the term Gulag originally referred to a government agency, in English and many other languages the acronym acquired the qualities of a common noun, denoting the Soviet system of prison-based, unfree labor.
Even more broadly, "Gulag" has come to mean the Soviet repressive system itself, the set of procedures that prisoners once called the "meat-grinder": the arrests, the interrogations, the transport in unheated cattle cars, the forced labor, the destruction of families, the years spent in exile, the early and unnecessary deaths.
Western authors use the term Gulag to denote all the prisons and internment camps in the Soviet Union. The term's contemporary usage is at times notably not directly related to the USSR, such as in the expression "North Korea's Gulag" for camps operational today.
The word Gulag was not often used in Russian, either officially or colloquially; the predominant terms were the camps (лагеря, lagerya) and the zone (зона, zona), usually singular, for the labor camp system and for the individual camps. The official term, "correctional labour camp", was suggested for official use by the Politburo of the Communist Party of the Soviet Union in the session of July 27, 1929.
History
Background
The Tsar and the Russian Empire used both forced exile and forced labor as forms of judicial punishment. Katorga, a category of punishment reserved for those convicted of the most serious crimes, had many of the features associated with labor-camp imprisonment: confinement, simplified facilities (as opposed to prisons), and forced labor, usually involving hard, unskilled or semi-skilled work. According to historian Anne Applebaum, katorga was not a common sentence; approximately 6,000 katorga convicts were serving sentences in 1906 and 28,600 in 1916. Under the Imperial Russian penal system, those convicted of less serious crimes were sent to corrective prisons and also made to work. Forced exile to Siberia had been in use since the seventeenth century for a wide range of offenses and was a common punishment for political dissidents and revolutionaries. In the nineteenth century, the members of the failed Decembrist revolt, Polish nobles who resisted Russian rule, and members of various socialist revolutionary groups, including Bolsheviks such as Sergo Ordzhonikidze, Vladimir Lenin, Leon Trotsky, and Joseph Stalin were all sent into exile. Convicts serving labor sentences and exiles were sent to the underpopulated areas of Siberia and the Russian Far East – regions that had few towns or food sources and lacked any organized transportation systems. Despite the isolated conditions, there were prisoners who successfully escaped to populated areas. Stalin himself escaped three of the four times he was sent into exile. From these times, Siberia gained its fearful connotation of punishment, which was further enhanced by the Soviet GULAG system. The Bolsheviks' own experiences with exile and forced labor provided them with a model on which to base their system, including the importance of strict enforcement.
During 1920–50, the leaders of the Communist Party and the Soviet state considered repression to be a tool that was to be used for securing the normal functioning of the Soviet state system, as well as for preserving and strengthening the positions within their social base, the working class (when the Bolsheviks took power, peasants represented 80% of the population).
In the midst of the Russian Civil War, Lenin and the Bolsheviks established a "special" prison camp system, separate from its traditional prison system and under the control of the Cheka. These camps, as Lenin envisioned them, had a distinctly political purpose. These early camps of the GULAG system were introduced in order to isolate and eliminate class-alien, socially dangerous, disruptive, suspicious, and other disloyal elements, whose deeds and thoughts were not contributing to the strengthening of the dictatorship of the proletariat. Forced labor as a "method of reeducation" was applied in the Solovki prison camp as early as the 1920s, based on Trotsky's experiments with forced labor camps for Czech war prisoners from 1918 and his proposals to introduce "compulsory labor service" voiced in Terrorism and Communism. Various categories of prisoners were defined: petty criminals, POWs of the Russian Civil War, officials accused of corruption, sabotage and embezzlement, political enemies, dissidents and other people deemed dangerous for the state. In the first decade of Soviet rule, the judicial and penal systems were neither unified nor coordinated, and there was a distinction between criminal prisoners and political or "special" prisoners.
The "traditional" judicial and prison system, which dealt with criminal prisoners, were first overseen by The People's Commissariat of Justice until 1922, after which they were overseen by the People's Commissariat of Internal Affairs, also known as the NKVD. The Cheka and its successor organizations, the GPU or State Political Directorate and the OGPU, oversaw political prisoners and the "special" camps to which they were sent. In April 1929, the judicial distinctions between criminal and political prisoners were eliminated, and control of the entire Soviet penal system turned over to the OGPU. In 1928 there were 30,000 individuals interned; the authorities were opposed to compelled labor. In 1927 the official in charge of prison administration wrote:
The exploitation of prison labour, the system of squeezing "golden sweat" from them, the organisation of production in places of confinement, which while profitable from a commercial point of view is fundamentally lacking in corrective significance – these are entirely inadmissible in Soviet places of confinement.
The legal base and the guidance for the creation of the system of "corrective labor camps" (, ), the backbone of what is commonly referred to as the "Gulag", was a secret decree from the Sovnarkom of July 11, 1929, about the use of penal labor that duplicated the corresponding appendix to the minutes of the Politburo meeting of June 27, 1929.
One of the Gulag system founders was Naftaly Frenkel. In 1923 he was arrested for illegally crossing borders and smuggling. He was sentenced to 10 years' hard labor at Solovki, which later came to be known as the "first camp of the Gulag". While serving his sentence he wrote a letter to the camp administration detailing a number of "productivity improvement" proposals including the infamous system of labor exploitation whereas the inmates' food rations were to be linked to their rate of production, a proposal known as nourishment scale (шкала питания). This notorious you-eat-as-you-work system would often kill weaker prisoners in weeks and caused countless casualties. The letter caught the attention of a number of high communist officials including Genrikh Yagoda and Frenkel soon went from being an inmate to becoming a camp commander and an important Gulag official. His proposals soon saw widespread adoption in the Gulag system.
After having appeared as an instrument and place for isolating counter-revolutionary and criminal elements, the Gulag, because of its principle of "correction by forced labor", it quickly became, in fact, an independent branch of the national economy secured on the cheap labor force presented by prisoners. Hence it is followed by one more important reason for the constancy of the repressive policy, namely, the state's interest in unremitting rates of receiving a cheap labor force that was forcibly used, mainly in the extreme conditions of the east and north. The Gulag possessed both punitive and economic functions.
Formation and expansion under Stalin
The Gulag was an administration body that watched over the camps; eventually its name would be used for these camps retrospectively. After Lenin's death in 1924, Stalin was able to take control of the government, and began to form the gulag system. On June 27, 1929 the Politburo created a system of self-supporting camps that would eventually replace the existing prisons around the country. These prisons were meant to receive inmates that received a prison sentence that exceeded three years. Prisoners that had a shorter prison sentence than three years were to remain in the prison system that was still under the purview of the NKVD. The purpose of these new camps was to colonise the remote and inhospitable environments throughout the Soviet Union. These changes took place around the same time that Stalin started to institute collectivisation and rapid industrial development. Collectivisation resulted in a large scale purge of peasants and so-called Kulaks. The Kulaks were supposedly wealthy (comparatively to other Soviet peasants) and were considered to be capitalists by the state, and by extension enemies of socialism. The term would also become associated with anyone who opposed or even seemed unsatisfied with the Soviet government.
By late 1929 Stalin began a program known as dekulakization. Stalin demanded that the kulak class be completely wiped out, resulting in the imprisonment and execution of Soviet peasants. In a mere four months, 60,000 people being sent to the camps and another 154,000 exiled. This was only the beginning of the dekulakisation process, however. In 1931 alone 1,803,392 people were exiled.
Although these massive relocation processes were successful in getting a large potential free forced labor work force where they needed to be, that is about all it was successful at doing. The "special settlers", as the Soviet government referred to them, all lived on starvation level rations, and many people starved to death in the camps, and anyone who was healthy enough to escape tried to do just that. This resulted in the government having to give rations to a group of people they were getting hardly any use out of, and was just costing the Soviet government money. The Unified State Political Administration (OGPU) quickly realised the problem, and began to reform the dekulakisation process. To help prevent the mass escapes the OGPU started to recruit people within the colony to help stop people who attempted to leave, and set up ambushes around known popular escape routes. The OGPU also attempted to raise the living conditions in these camps that would not encourage people to actively try and escape, and Kulaks were promised that they would regain their rights after five years. Even these revisions ultimately failed to resolve the problem, and the dekulakisation process was a failure in providing the government with a steady forced labor force. These prisoners were also lucky to be in the gulag in the early 1930s. Prisoners were relatively well off compared to what the prisoners would have to go through in the final years of the gulag.
The Gulag was officially established on April 25, 1930, as the GULAG by the OGPU order 130/63 in accordance with the Sovnarkom order 22 p. 248 dated April 7, 1930. It was renamed as the GULAG in November of that year.
The hypothesis that economic considerations were responsible for mass arrests during the period of Stalinism has been refuted on the grounds of former Soviet archives that have become accessible since the 1990s, although some archival sources also tend to support an economic hypothesis. In any case, the development of the camp system followed economic lines. The growth of the camp system coincided with the peak of the Soviet industrialisation campaign. Most of the camps established to accommodate the masses of incoming prisoners were assigned distinct economic tasks. These included the exploitation of natural resources and the colonization of remote areas, as well as the realisation of enormous infrastructural facilities and industrial construction projects. The plan to achieve these goals with "special settlements" instead of labor camps was dropped after the revealing of the Nazino affair in 1933.
The 1931–32 archives indicate the Gulag had approximately 200,000 prisoners in the camps; while in 1935, approximately 800,000 were in camps and 300,000 in colonies. Gulag population reached a peak value (1,5 million in 1941, gradually decreased during the war and then started to grow again, achieving a maximum by 1953. Becides Gulag camps, a significant amount of prisoners, which confined prisoners serving short sentence terms.
In the early 1930s, a tightening of the Soviet penal policy caused a significant growth of the prison camp population.
During the Great Purge of 1937–38, mass arrests caused another increase in inmate numbers. Hundreds of thousands of persons were arrested and sentenced to long prison terms on the grounds of one of the multiple passages of the notorious Article 58 of the Criminal Codes of the Union republics, which defined punishment for various forms of "counterrevolutionary activities". Under NKVD Order No. 00447, tens of thousands of Gulag inmates were executed in 1937–38 for "continuing counterrevolutionary activities".
Between 1934 and 1941, the number of prisoners with higher education increased more than eight times, and the number of prisoners with high education increased five times. It resulted in their increased share in the overall composition of the camp prisoners. Among the camp prisoners, the number and share of the intelligentsia was growing at the quickest pace. Distrust, hostility, and even hatred for the intelligentsia was a common characteristic of the Soviet leaders. Information regarding the imprisonment trends and consequences for the intelligentsia derive from the extrapolations of Viktor Zemskov from a collection of prison camp population movements data.
During World War II
Political role
On the eve of World War II, Soviet archives indicate a combined camp and colony population upwards of 1.6 million in 1939, according to V. P. Kozlov. Anne Applebaum and Steven Rosefielde estimate that 1.2 to 1.5 million people were in Gulag system's prison camps and colonies when the war started.
After the German invasion of Poland that marked the start of World War II in Europe, the Soviet Union invaded and annexed eastern parts of the Second Polish Republic. In 1940 the Soviet Union occupied Estonia, Latvia, Lithuania, Bessarabia (now the Republic of Moldova) and Bukovina. According to some estimates, hundreds of thousands of Polish citizens and inhabitants of the other annexed lands, regardless of their ethnic origin, were arrested and sent to the Gulag camps. However, according to the official data, the total number of sentences for political and anti-state (espionage, terrorism) crimes in the USSR in 1939–41 was 211,106.
Approximately 300,000 Polish prisoners of war were captured by the USSR during and after the "Polish Defensive War". Almost all of the captured officers and a large number of ordinary soldiers were then murdered (see Katyn massacre) or sent to Gulag. Of the 10,000–12,000 Poles sent to Kolyma in 1940–41, most prisoners of war, only 583 men survived, released in 1942 to join the Polish Armed Forces in the East. Out of General Anders' 80,000 evacuees from Soviet Union gathered in Great Britain only 310 volunteered to return to Soviet-controlled Poland in 1947.
During the Great Patriotic War, Gulag populations declined sharply due to a steep rise in mortality in 1942–43. In the winter of 1941 a quarter of the Gulag's population died of starvation. 516,841 prisoners died in prison camps in 1941–43, from a combination of their harsh working conditions and the famine caused by the German invasion. This period accounts for about half of all gulag deaths, according to Russian statistics.
In 1943, the term katorga works () was reintroduced. They were initially intended for Nazi collaborators, but then other categories of political prisoners (for example, members of deported peoples who fled from exile) were also sentenced to "katorga works". Prisoners sentenced to "katorga works" were sent to Gulag prison camps with the most harsh regime and many of them perished.
Economic role
Up until World War II, the Gulag system expanded dramatically to create a Soviet "camp economy". Right before the war, forced labor provided 46.5% of the nation's nickel, 76% of its tin, 40% of its cobalt, 40.5% of its chrome-iron ore, 60% of its gold, and 25.3% of its timber. And in preparation for war, the NKVD put up many more factories and built highways and railroads.
The Gulag quickly switched to the production of arms and supplies for the army after fighting began. At first, transportation remained a priority. In 1940 the NKVD focused most of its energy on railroad construction. This would prove extremely important when the German advance into the Soviet Union started in 1941. In addition, factories converted to produce ammunition, uniforms, and other supplies. Moreover, the NKVD gathered skilled workers and specialists from throughout the Gulag into 380 special colonies which produced tanks, aircraft, armaments, and ammunition.
Despite its low capital costs, the camp economy suffered from serious flaws. For one, actual productivity almost never matched estimates: the estimates proved far too optimistic. In addition, scarcity of machinery and tools plagued the camps and the tools that the camps did have quickly broke. The Eastern Siberian Trust of the Chief Administration of Camps for Highway Construction destroyed ninety-four trucks in just three years. But the greatest problem was simple – forced labor was less efficient than free labor. In fact, prisoners in the Gulag were, on average, half as productive as free laborers in the USSR at the time, which may be partially explained by malnutrition.
To make up for this disparity, the NKVD worked prisoners harder than ever. To meet rising demand, prisoners worked longer and longer hours, and on lower food-rations than ever before. A camp administrator said in a meeting: "There are cases when a prisoner is given only four or five hours out of twenty-four for rest, which significantly lowers his productivity." In the words of a former Gulag prisoner: "By the spring of 1942, the camp ceased to function. It was difficult to find people who were even able to gather firewood or bury the dead." The scarcity of food stemmed in part from the general strain on the entire Soviet Union, but also the lack of central aid to the Gulag during the war. The central government focused all its attention on the military and left the camps to their own devices. In 1942 the Gulag set up the Supply Administration to find their own food and industrial goods. During this time, not only did food become scarce, but the NKVD limited rations in an attempt to motivate the prisoners to work harder for more food, a policy that lasted until 1948.
In addition to food shortages, the Gulag suffered from labor scarcity at the beginning of the war. The Great Terror of 1936–1938 had provided a large supply of free labor, but by the start of World War II the purges had slowed down. In order to complete all of their projects, camp administrators moved prisoners from project to project. To improve the situation, laws were implemented in mid-1940 that allowed giving short camp sentences (4 months or a year) to those convicted of petty theft, hooliganism, or labor-discipline infractions. By January 1941 the Gulag workforce had increased by approximately 300,000 prisoners. But in 1942 serious food shortages began, and camp populations dropped again. The camps lost still more prisoners to the war effort. (The Soviet Union went into total war footing in June 1941.) Many laborers received early releases so that they could be drafted and sent to the front.
Even as the pool of workers shrank, demand for outputs continued to grow rapidly. As a result, the Soviet government pushed the Gulag to "do more with less". With fewer able-bodied workers and few supplies from outside the camp system, camp administrators had to find a way to maintain production. The solution they found was to push the remaining prisoners still harder. The NKVD employed a system of setting unrealistically high production goals, straining resources in an attempt to encourage higher productivity. As the Axis armies pushed into Soviet territory from June 1941 on, labor resources became further strained, and many of the camps had to evacuate out of Western Russia. From the beginning of the war to halfway through 1944, 40 camps were set up, and 69 were disbanded. During evacuations, machinery received priority, leaving prisoners to reach safety on foot. The speed of Operation Barbarossa's advance prevented the evacuation of all laborers in good time, and the NKVD massacred many to prevent them from falling into German hands. While this practice denied the Germans a source of free labor, it also further restricted the Gulag's capacity to keep up with the Red Army's demands. When the tide of the war turned, however, and the Soviets started pushing the Axis invaders back, fresh batches of laborers replenished the camps. As the Red Army recaptured territories from the Germans, an influx of Soviet ex-POWs greatly increased the Gulag population.
After World War II
After World War II the number of inmates in prison camps and colonies, again, rose sharply, reaching approximately 2.5 million people by the early 1950s (about 1.7 million of whom were in camps).
When the war in Europe ended in May 1945, as many as two million former Russian citizens were forcefully repatriated into the USSR. On February 11, 1945, at the conclusion of the Yalta Conference, the United States and United Kingdom signed a Repatriation Agreement with the Soviet Union. One interpretation of this agreement resulted in the forcible repatriation of all Soviets. British and U.S. civilian authorities ordered their military forces in Europe to deport to the Soviet Union up to two million former residents of the Soviet Union, including persons who had left the Russian Empire and established different citizenship years before. The forced repatriation operations took place from 1945–47.
Multiple sources state that Soviet POWs, on their return to the Soviet Union, were treated as traitors (see Order No. 270). According to some sources, over 1.5 million surviving Red Army soldiers imprisoned by the Germans were sent to the Gulag. However, that is a confusion with two other types of camps. During and after World War II, freed POWs went to special "filtration" camps. Of these, by 1944, more than 90 percent were cleared, and about 8 percent were arrested or condemned to penal battalions. In 1944, they were sent directly to reserve military formations to be cleared by the NKVD.
Furthermore, in 1945, about 100 filtration camps were set for repatriated Ostarbeiter, POWs, and other displaced persons, which processed more than 4,000,000 people. By 1946, the major part of the population of these camps were cleared by NKVD and either sent home or conscripted (see table for details). 226,127 out of 1,539,475 POWs were transferred to the NKVD, i.e. the Gulag.
After Nazi Germany's defeat, ten NKVD-run "special camps" subordinate to the Gulag were set up in the Soviet Occupation Zone of post-war Germany. These "special camps" were former Stalags, prisons, or Nazi concentration camps such as Sachsenhausen (special camp number 7) and Buchenwald (special camp number 2). According to German government estimates "65,000 people died in those Soviet-run camps or in transportation to them." According to German researchers, Sachsenhausen, where 12,500 Soviet era victims have been uncovered, should be seen as an integral part of the Gulag system.
Yet the major reason for the post-war increase in the number of prisoners was the tightening of legislation on property offences in summer 1947 (at this time there was a famine in some parts of the Soviet Union, claiming about 1 million lives), which resulted in hundreds of thousands of convictions to lengthy prison terms, sometimes on the basis of cases of petty theft or embezzlement. At the beginning of 1953, the total number of prisoners in prison camps was more than 2.4 million of which more than 465,000 were political prisoners.
In 1948 the system of "special camps" was established exclusively for a "special contingent" of political prisoners, convicted according to the more severe sub-articles of Article 58 (Enemies of people): treason, espionage, terrorism, etc., for various real political opponents, such as Trotskyites, "nationalists" (Ukrainian nationalism), white émigré, as well as for fabricated ones.
The state continued to maintain the extensive camp system for a while after Stalin's death in March 1953, although the period saw the grip of the camp authorities weaken, and a number of conflicts and uprisings occur (see Bitch Wars; Kengir uprising; Vorkuta uprising).
The amnesty in March 1953 was limited to non-political prisoners and for political prisoners sentenced to not more than 5 years, therefore mostly those convicted for common crimes were then freed. The release of political prisoners started in 1954 and became widespread, and also coupled with mass rehabilitations, after Nikita Khrushchev's denunciation of Stalinism in his Secret Speech at the 20th Congress of the CPSU in February 1956.
The Gulag institution was closed by the MVD order No 020 of January 25, 1960 but forced labor colonies for political and criminal prisoners continued to exist. Political prisoners continued to be kept in one of the most famous camps Perm-36 until 1987 when it was closed.
The Russian penal system, despite reforms and a reduction in prison population, informally or formally continues many practices endemic to the Gulag system, including forced labor, inmates policing inmates, and prisoner intimidation.
In the late 2000s, some human rights activists accused authorities of gradual removal of Gulag remembrance from places such as Perm-36 and Solovki prison camp.
According to Encyclopædia Britannica,
"At its height the Gulag consisted of many hundreds of camps, with the average camp holding 2,000–10,000 prisoners. Most of these camps were “corrective labour colonies” in which prisoners felled timber, laboured on general construction projects (such as the building of canals and railroads), or worked in mines. Most prisoners laboured under the threat of starvation or execution if they refused. It is estimated that the combination of very long working hours, harsh climatic and other working conditions, inadequate food, and summary executions killed tens of thousands of prisoners each year. Western scholarly estimates of the total number of deaths in the Gulag in the period from 1918 to 1956 ranged from 1.2 to 1.7 million".
Death toll
Prior to the dissolution of the Soviet Union, estimates of Gulag victims ranged from 2.3 to 17.6 million (see History of Gulag population estimates). Mortality in Gulag camps in 1934–40 was 4–6 times higher than average in the Soviet Union. Post-1991 research by historians accessing archival materials brought this range down considerably. According to a 1993 study of archival Soviet data, a total of 1,053,829 people died in the Gulag from 1934 to 1953. It was common practice to release prisoners who were either suffering from incurable diseases or near death, so a combined statistics on mortality in the camps and mortality caused by the camps was higher. The tentative historical consensus is that, of the 18 million people who passed through the gulag from 1930 to 1953, between 1.6 million and 1.76 million perished as a result of their detention, and about half of all deaths occurred between 1941–43 following the German invasion. If prisoner deaths from labor colonies and special settlements are included, the death toll rises to 2,749,163, according to J. Otto Pohl's incomplete data.
In her recent study, Golfo Alexopoulos attempted to challenge this consensus figure by encompassing those whose life was shortened due to GULAG conditions. Alexopoulos concluded from her research that a systematic practice of the Gulag was to release sick prisoners on the verge of death; and that all prisoners who received the health classification "invalid," "light physical labor," "light individualised labor," or "physically defective" that together according to Alexopoulos encompassed at least one third of all inmates who passed through the Gulag died or had their lives shortened due to detention in the Gulag in captivity or shortly after release. The GULAG mortality estimated in this way yields the figure of 6 million deaths. Historian Orlando Figes and Russian writer Vadim Erlikman have posited similar estimates. The estimate of Alexopoulos however; has obvious methodological difficulties and is supported by misinterpreted evidence such as presuming that hundreds of thousands of prisoners “directed to other places of detention” in 1948 was a euphemism for releasing prisoners on the verge of death into labor colonies when it was really referring to internal transport in the Gulag rather than release.
In a University of Oxford doctoral dissertation, in 2020, the problem of medical release (‘aktirovka’) and of mortality among ‘certified invalids’ (‘aktirovannye’) was considered in detail by Mikhail Nakonechnyi. He concluded that the number of terminally ill people discharged early on medical grounds from the Gulag was about 1 million. Mikhail added 800,000 – 850,000 excess deaths to the death toll directly caused by the results of GULAG incarceration, which brings the death toll to 2.5 million people.
Mortality rate
In 2009 Steven Rosefielde stated more complete archival data increases camp deaths by 19.4 percent to 1,258,537, "the best archivally-based estimate of Gulag excess deaths at present is 1.6 million from 1929 to 1953." Certificates of death in the Gulag system for the period from 1930 to 1956 Dan Healey in 2018 also stated the same thing "New studies using declassified Gulag archives have provisionally established a consensus on mortality and "inhumanity." The tentative consensus says that once secret records of the Gulag administration in Moscow show a lower death toll than expected from memoir sources, generally between 1.5 and 1.7 million (out of 18 million who passed through) for the years from 1930 to 1953."
Certificates of death in the Gulag system for the period from 1930 to 1956
Gulag administrators
Conditions
Living and working conditions in the camps varied significantly across time and place, depending, among other things, on the impact of broader events (World War II, countrywide famines and shortages, waves of terror, sudden influx or release of large numbers of prisoners) and the type of crime committed. Instead of being used for economic gain, political prisoners were typically given the worst work or were dumped into the less productive parts of the gulag. For example Victor Herman, in his memoirs, compares the Burepolom and the Nuksha 2 camps, which were both near Vyatka. In Burepolom there were roughly 3000 prisoners, all non-political, in the central compound. They could walk around at will, were lightly guarded, had unlocked barracks with mattresses and pillows, and watched western movies. However Nuksha 2, which housed serious criminals and political prisoners, featured guard towers with machine guns and locked barracks. In some camps prisoners were only permitted to send one letter a year and were not allowed to have photos of loved ones. Some prisoners were released early if they displayed good performance. There were several productive activities for prisoners in the camps. For example, in early 1935, a course in livestock raising was held for prisoners at a state farm; those who took it had their workday reduced to four hours. During that year the professional theater group in the camp complex gave 230 performances of plays and concerts to over 115,000 spectators. Camp newspapers also existed.
Andrei Vyshinsky, chief procurator of the Soviet Union, wrote a memorandum to NKVD chief Nikolai Yezhov in 1938, during the Great Purge, which stated:
Among the prisoners there are some so ragged and lice-ridden that they pose a sanitary danger to the rest. These prisoners have deteriorated to the point of losing any resemblance to human beings. Lacking food…they collect orts [refuse] and, according to some prisoners, eat rats and dogs.
In general, the central administrative bodies showed a discernible interest in maintaining the labor force of prisoners in a condition allowing the fulfilment of construction and production plans handed down from above. Besides a wide array of punishments for prisoners refusing to work (which, in practice, were sometimes applied to prisoners that were too enfeebled to meet production quota), they instituted a number of positive incentives intended to boost productivity. These included monetary bonuses (since the early 1930s) and wage payments (from 1950 onward), cuts of individual sentences, general early-release schemes for norm fulfilment and overfulfilment (until 1939, again in selected camps from 1946 onward), preferential treatment, sentence reduction and privileges for the most productive workers (shock workers or Stakhanovites in Soviet parlance).
Inmates were used as camp guards and could purchase camp newspapers as well as bonds. Robert W. Thurston writes that this was "at least an indication that they were still regarded as participants in society to some degree." Sports team, particularly soccer teams were set up by the prison authorities.
Boris Sulim, a former prisoner who had worked in the Omsuchkan camp, close to Magadan, when he was a teenager stated:
I was 18 years old and Magadan seemed a very romantic place to me. I got 880 rubles a month and a 3000 ruble installation grant, which was a hell of a lot of money for a kid like me. I was able to give my mother some of it. They even gave me membership in the Komsomol. There was a mining and ore-processing plant which sent out parties to dig for tin. I worked at the radio station which kept contact with the parties. [...] If the inmates were good and disciplined they had almost the same rights as the free workers. They were trusted and they even went to the movies. As for the reason they were in the camps, well, I never poked my nose into details. We all thought the people were there because they were guilty.
Immediately after the German attack on the Soviet Union in June 1941 the conditions in camps worsened drastically: quotas were increased, rations cut, and medical supplies came close to none, all of which led to a sharp increase in mortality. The situation slowly improved in the final period and after the end of the war.
Considering the overall conditions and their influence on inmates, it is important to distinguish three major strata of Gulag inmates:
Kulaks, osadniks, ukazniks (people sentenced for violation of various ukases, e.g. Law of Spikelets, decree about work discipline, etc.), occasional violators of criminal law
Dedicated criminals: "thieves in law"
People sentenced for various political and religious reasons.
Gulag and famine (1932–1933)
The Soviet famine of 1932–1933 swept across many different regions in the Soviet Union. During this time, it is estimated that around six to seven million people starved to death. On 7 August 1932, a new edict drafted by Stalin specified a minimum sentence of ten years or execution for theft from collective farms or of cooperative property. Over the next few months, prosecutions rose fourfold. A large share of cases prosecuted under the law were for the theft of small quantities of grain worth less than fifty rubles. The law was later relaxed on 8 May 1933. Overall, during the first half of 1933, prisons saw more new incoming inmates than the three previous years combined.
Prisoners in the camps faced harsh working conditions. One Soviet report stated that, in early 1933, up to 15% of the prison population in Soviet Uzbekistan died monthly. During this time, prisoners were getting around worth of food a day. Many inmates attempted to flee, causing an upsurge in coercive and violent measures. Camps were directed "not to spare bullets".
Social conditions
The convicts in such camps were actively involved in all kinds of labor with one of them being logging (lesopoval). The working territory of logging presented by itself a square and was surrounded by forest clearing. Thus, all attempts to exit or escape from it were well observed from the four towers set at each of its corners.
Locals who captured a runaway were given rewards. It is also said that camps in colder areas were less concerned with finding escaped prisoners as they would die anyhow from the severely cold winters. In such cases prisoners who did escape without getting shot were often found dead kilometres away from the camp.
Geography
In the early days of Gulag, the locations for the camps were chosen primarily for the isolated conditions involved. Remote monasteries in particular were frequently reused as sites for new camps. The site on the Solovetsky Islands in the White Sea is one of the earliest and also most noteworthy, taking root soon after the Revolution in 1918. The colloquial name for the islands, "Solovki", entered the vernacular as a synonym for the labor camp in general. It was presented to the world as an example of the new Soviet method for "re-education of class enemies" and reintegrating them through labor into Soviet society. Initially the inmates, largely Russian intelligentsia, enjoyed relative freedom (within the natural confinement of the islands). Local newspapers and magazines were published and even some scientific research was carried out (e.g., a local botanical garden was maintained but unfortunately later lost completely). Eventually Solovki turned into an ordinary Gulag camp; in fact some historians maintain that it was a pilot camp of this type. In 1929 Maxim Gorky visited the camp and published an apology for it. The report of Gorky's trip to Solovki was included in the cycle of impressions titled "Po Soiuzu Sovetov," Part V, subtitled "Solovki." In the report, Gorky wrote that "camps such as 'Solovki' were absolutely necessary."
With the new emphasis on Gulag as the means of concentrating cheap labor, new camps were then constructed throughout the Soviet sphere of influence, wherever the economic task at hand dictated their existence (or was designed specifically to avail itself of them, such as the White Sea-Baltic Canal or the Baikal Amur Mainline), including facilities in big cities — parts of the famous Moscow Metro and the Moscow State University new campus were built by forced labor. Many more projects during the rapid industrialisation of the 1930s, war-time and post-war periods were fulfilled on the backs of convicts. The activity of Gulag camps spanned a wide cross-section of Soviet industry. Gorky organized in 1933 a trip of 120 writers and artists to the White Sea–Baltic Canal, 36 of them wrote a propaganda book about the construction published in 1934 and destroyed in 1937.
The majority of Gulag camps were positioned in extremely remote areas of northeastern Siberia (the best known clusters are Sevvostlag (The North-East Camps) along Kolyma river and Norillag near Norilsk) and in the southeastern parts of the Soviet Union, mainly in the steppes of Kazakhstan (Luglag, Steplag, Peschanlag). A very precise map was made by the Memorial Foundation. These were vast and sparsely inhabited regions with no roads (in fact, the construction of the roads themselves was assigned to the inmates of specialised railway camps) or sources of food, but rich in minerals and other natural resources (such as timber). However, camps were generally spread throughout the entire Soviet Union, including the European parts of Russia, Belarus, and Ukraine. There were several camps outside the Soviet Union, in Czechoslovakia, Hungary, Poland, and Mongolia, which were under the direct control of the Gulag.
Not all camps were fortified; some in Siberia were marked only by posts. Escape was deterred by the harsh elements, as well as tracking dogs that were assigned to each camp. While during the 1920s and 1930s native tribes often aided escapees, many of the tribes were also victimised by escaped thieves. Tantalised by large rewards as well, they began aiding authorities in the capture of Gulag inmates. Camp guards were given stern incentives to keep their inmates in line at all costs; if a prisoner escaped under a guard's watch, the guard would often be stripped of his uniform and become a Gulag inmate himself. Further, if an escaping prisoner was shot, guards could be fined amounts that were often equivalent to one or two weeks wages.
In some cases, teams of inmates were dropped off in new territory with a limited supply of resources and left to set up a new camp or die. Sometimes it took several waves of colonists before any one group survived to establish the camp.
The area along the Indigirka river was known as the Gulag inside the Gulag. In 1926, the Oimiakon (Оймякон) village in this region registered the record low temperature of −71.2 °C (−96 °F).
Under the supervision of Lavrenty Beria who headed both NKVD and the Soviet atom bomb program until his demise in 1953, thousands of zeks (Gulag inmates) were used to mine uranium ore and prepare test facilities on Novaya Zemlya, Vaygach Island, Semipalatinsk, among other sites.
Throughout the history of the Soviet Union, there were at least 476 separate camp administrations. The Russian researcher Galina Ivanova stated that,
to date, Russian historians have discovered and described 476 camps that existed at different times on the territory of the USSR. It is well known that practically every one of them had several branches, many of which were quite large. In addition to the large numbers of camps, there were no less than 2,000 colonies. It would be virtually impossible to reflect the entire mass of Gulag facilities on a map that would also account for the various times of their existence.
Since many of these existed only for short periods, the number of camp administrations at any given point was lower. It peaked in the early 1950s when there were more than 100 camp administrations across the Soviet Union. Most camp administrations oversaw several single camp units, some as many as dozens or even hundreds. The infamous complexes were those at Kolyma, Norilsk, and Vorkuta, all in arctic or subarctic regions. However, prisoner mortality in Norilsk in most periods was actually lower than across the camp system as a whole.
Special institutions
There were separate camps or zones within camps for juveniles (, ), the disabled (in Spassk), and mothers (, ) with babies.
Family members of "Traitors of the Motherland" (, ) were placed under a special category of repression.
Secret research laboratories known as Sharashka () held arrested and convicted scientists, some of them prominent, where they anonymously developed new technologies and also conducted basic research.
Historiography
Origins and functions of the Gulag
According to historian Stephen Barnes, there exist four major ways of looking at the origins and functions of the Gulag:
The first approach was championed by Alexander Solzhenitsyn, and is what Barnes terms the moral explanation. According to this view, Soviet ideology eliminated the moral checks on the darker side of human nature – providing convenient justifications for violence and evil-doing on all levels: from political decision-making to personal relations.
Another approach is the political explanation, according to which the Gulag (along with executions) was primarily a means for eliminating the regime's perceived political enemies (this understanding is favoured by historian Robert Conquest, amongst others).
The economic explanation, in turn as set out by historian Anne Applebaum, argues that the Soviet regime instrumentalised the Gulag for its economic development projects. Although never economically profitable, it was perceived as such right up to Stalin's death in 1953.
Finally, Barnes advances his own, fourth explanation, which situates the Gulag in the context of modern projects of 'cleansing' the social body of hostile elements, through spatial isolation and physical elimination of individuals defined as harmful.
Hannah Arendt argues that as part of a totalitarian system of government, the camps of the Gulag system were experiments in "total domination." In her view, the goal of a totalitarian system was not merely to establish limits on liberty, but rather to abolish liberty entirely in service of its ideology. She argues that the Gulag system was not merely political repression because the system survived and grew long after Stalin had wiped out all serious political resistance. Although the various camps were initially filled with criminals and political prisoners, eventually they were filled with prisoners who were arrested irrespective of anything relating to them as individuals, but rather only on the basis of their membership in some ever shifting category of imagined threats to the state.
She also argues that the function of the Gulag system was not truly economic. Although the Soviet government deemed them all "forced labor" camps, this in fact highlighted that the work in the camps was deliberately pointless, since all Russian workers could be subject to forced labor. The only real economic purpose they typically served was financing the cost of their own supervision. Otherwise the work performed was generally useless, either by design or made that way through extremely poor planning and execution; some workers even preferred more difficult work if it was actually productive. She differentiated between "authentic" forced-labor camps, concentration camps, and "annihilation camps". In authentic labor camps, inmates worked in "relative freedom and are sentenced for limited periods." Concentration camps had extremely high mortality rates and but were still "essentially organized for labor purposes." Annihilation camps were those where the inmates were "systematically wiped out through starvation and neglect." She criticizes other commentators' conclusion that the purpose of the camps was a supply of cheap labor. According to her, the Soviets were able to liquidate the camp system without serious economic consequences, showing that the camps were not an important source of labor and were overall economically irrelevant.
Arendt argues that together with the systematized, arbitrary cruelty inside the camps, this served the purpose of total domination by eliminating the idea that the arrestees had any political or legal rights. Morality was destroyed by maximizing cruelty and by organizing the camps internally to make the inmates and guards complicit. The terror resulting from the operation of the Gulag system caused people outside of the camps to cut all ties with anyone who was arrested or purged and to avoid forming ties with others for fear of being associated with anyone who was targeted. As a result, the camps were essential as the nucleus of a system that destroyed individuality and dissolved all social bonds. Thereby, the system attempted to eliminate any capacity for resistance or self-directed action in the greater population.
Archival documents
Statistical reports made by the OGPU-NKVD-MGB-MVD between the 1930s and 1950s are kept in the State Archive of the Russian Federation formerly called Central State Archive of the October Revolution (CSAOR). These documents were highly classified and inaccessible. Amid glasnost and democratization in the late 1980s, Viktor Zemskov and other Russian researchers managed to gain access to the documents and published the highly classified statistical data collected by the OGPU-NKVD-MGB-MVD and related to the number of the Gulag prisoners, special settlers, etc. In 1995, Zemskov wrote that foreign scientists have begun to be admitted to the restricted-access collection of these documents in the State Archive of the Russian Federation since 1992. However, only one historian, namely Zemskov, was admitted to these archives, and later the archives were again "closed", according to Leonid Lopatnikov. Pressure from the Putin administration has exacerbated the difficulties of Gulag researchers.
While considering the issue of reliability of the primary data provided by corrective labor institutions, it is necessary to take into account the following two circumstances. On the one hand, their administration was not interested to understate the number of prisoners in its reports, because it would have automatically led to a decrease in the food supply plan for camps, prisons, and corrective labor colonies. The decrement in food would have been accompanied by an increase in mortality that would have led to wrecking of the vast production program of the Gulag. On the other hand, overstatement of data of the number of prisoners also did not comply with departmental interests, because it was fraught with the same (i.e., impossible) increase in production tasks set by planning bodies. In those days, people were highly responsible for non-fulfilment of plan. It seems that a resultant of these objective departmental interests was a sufficient degree of reliability of the reports.
Between 1990 and 1992, the first precise statistical data on the Gulag based on the Gulag archives were published by Viktor Zemskov. These had been generally accepted by leading Western scholars, despite the fact that a number of inconsistencies were found in this statistics. It is also necessary to note that not all the conclusions drawn by Zemskov based on his data have been generally accepted. Thus, Sergei Maksudov alleged that although literary sources, for example the books of Lev Razgon or Aleksandr Solzhenitsyn, did not envisage the total number of the camps very well and markedly exaggerated their size, on the other hand, Viktor Zemskov, who published many documents by the NKVD and KGB, was far from understanding of the Gulag essence and the nature of socio-political processes in the country. He added that without distinguishing the degree of accuracy and reliability of certain figures, without making a critical analysis of sources, without comparing new data with already known information, Zemskov absolutizes the published materials by presenting them as the ultimate truth. As a result, Maksudov charges that Zemskov attempts to make generalized statements with reference to a particular document, as a rule, do not hold water.
In response, Zemskov wrote that the charge that Zemskov allegedly did not compare new data with already known information could not be called fair. In his words, the trouble with most western writers is that they do not benefit from such comparisons. Zemskov added that when he tried not to overuse the juxtaposition of new information with "old" one, it was only because of a sense of delicacy, not to once again psychologically traumatize the researchers whose works used incorrect figures, as it turned out after the publication of the statistics by the OGPU-NKVD-MGB-MVD.
According to French historian Nicolas Werth, the mountains of the materials of the Gulag archives, which are stored in funds of the State Archive of the Russian Federation and are being constantly exposed during the last fifteen years, represent only a very small part of bureaucratic prose of immense size left over the decades of "creativity" by the "dull and reptile" organization managing the Gulag. In many cases, local camp archives, which had been stored in sheds, barracks, or other rapidly disintegrating buildings, simply disappeared in the same way as most of the camp buildings did.
In 2004 and 2005, some archival documents were published in the edition Istoriya Stalinskogo Gulaga. Konets 1920-kh — Pervaya Polovina 1950-kh Godov. Sobranie Dokumentov v 7 Tomakh (The History of Stalin's Gulag. From the Late 1920s to the First Half of the 1950s. Collection of Documents in Seven Volumes), wherein each of its seven volumes covered a particular issue indicated in the title of the volume:
Mass Repression in the USSR (Massovye Repressii v SSSR);
Punitive System. Structure and Cadres (Karatelnaya Sistema. Struktura i Kadry);
Economy of the Gulag (Ekonomika Gulaga);
The Population of the Gulag. The Number and Conditions of Confinement (Naselenie Gulaga. Chislennost i Usloviya Soderzhaniya);
Specsettlers in the USSR (Specpereselentsy v SSSR);
Uprisings, Riots, and Strikes of Prisoners (Vosstaniya, Bunty i Zabastovki Zaklyuchyonnykh); and
Soviet Repressive and Punitive Policy. Annotated Index of Cases of the SA RF (Sovetskaya Pepressivno-karatelnaya Politika i Penitentsiarnaya Sistema. Annotirovanniy Ukazatel Del GA RF).
The edition contains the brief introductions by the two "patriarchs of the Gulag science", Robert Conquest and Aleksandr Solzhenitsyn, and 1431 documents, the overwhelming majority of which were obtained from funds of the State Archive of the Russian Federation.
History of Gulag population estimates
During the decades before the dissolution of the USSR, the debates about the population size of GULAG failed to arrive at generally accepted figures; wide-ranging estimates have been offered, and the bias toward higher or lower side was sometimes ascribed to political views of the particular author. Some of those earlier estimates (both high and low) are shown in the table below.
The glasnost political reforms in the late 1980s and the subsequent dissolution of the USSR led to the release of a large amount of formerly classified archival documents, including new demographic and NKVD data. Analysis of the official GULAG statistics by Western scholars immediately demonstrated that, despite their inconsistency, they do not support previously published higher estimates. Importantly, the released documents made possible to clarify terminology used to describe different categories of forced labor population, because the use of the terms "forced labor", "GULAG", "camps" interchangeably by early researchers led to significant confusion and resulted in significant inconsistencies in the earlier estimates. Archival studies revealed several components of the NKVD penal system in the Stalinist USSR: prisons, labor camps, labor colonies, as well as various "settlements" (exile) and of non-custodial forced labor. Although most of them fit the definition of forced labor, only labor camps, and labor colonies were associated with punitive forced labor in detention. Forced labor camps ("GULAG camps") were hard regime camps, whose inmates were serving more than three-year terms. As a rule, they were situated in remote parts of the USSR, and labor conditions were extremely hard there. They formed a core of the GULAG system. The inmates of "corrective labor colonies" served shorter terms; these colonies were located in less remote parts of the USSR, and they were run by local NKVD administration. Preliminary analysis of the GULAG camps and colonies statistics (see the chart on the right) demonstrated that the population reached the maximum before the World War II, then dropped sharply, partially due to massive releases, partially due to wartime high mortality, and then was gradually increasing until the end of Stalin era, reaching the global maximum in 1953, when the combined population of GULAG camps and labor colonies amounted to 2,625,000.
The results of these archival studies convinced many scholars, including Robert Conquest or Stephen Wheatcroft to reconsider their earlier estimates of the size of the GULAG population, although the 'high numbers' of arrested and deaths are not radically different from earlier estimates. Although such scholars as Rosefielde or Vishnevsky point at several inconsistencies in archival data with Rosefielde pointing out the archival figure of 1,196,369 for the population of the Gulag and labor colonies combined on December 31, 1936 is less than half the 2.75 million labor camp population given to the Census Board by the NKVD for the 1937 census, it is generally believed that these data provide more reliable and detailed information that the indirect data and literary sources available for the scholars during the Cold War era. Although Conquest cited Beria's report to the Politburo of the labor camp numbers at the end of 1938 stating there were almost 7 million prisoners in the labor camps, more than three times the archival figure for 1938 and an official report to Stalin by the Soviet minister of State Security in 1952 stating there were 12 million prisoners in the labor camps.
These data allowed scholars to conclude that during the period of 1928–53, about 14 million prisoners passed through the system of GULAG labor camps and 4–5 million passed through the labor colonies. Thus, these figures reflect the number of convicted persons, and do not take into account the fact that a significant part of Gulag inmates had been convicted more than one time, so the actual number of convicted is somewhat overstated by these statistics. From other hand, during some periods of Gulag history the official figures of GULAG population reflected the camps' capacity, not the actual number of inmates, so the actual figures were 15% higher in, e.g. 1946.
Impact
Culture
The Gulag spanned nearly four decades of Soviet and East European history and affected millions of individuals. Its cultural impact was enormous.
The Gulag has become a major influence on contemporary Russian thinking, and an important part of modern Russian folklore. Many songs by the authors-performers known as the bards, most notably Vladimir Vysotsky and Alexander Galich, neither of whom ever served time in the camps, describe life inside the Gulag and glorified the life of "Zeks". Words and phrases which originated in the labor camps became part of the Russian/Soviet vernacular in the 1960s and 1970s.
The memoirs of Alexander Dolgun, Aleksandr Solzhenitsyn, Varlam Shalamov and Yevgenia Ginzburg, among others, became a symbol of defiance in Soviet society. These writings harshly chastised the Soviet people for their tolerance and apathy regarding the Gulag, but at the same time provided a testament to the courage and resolve of those who were imprisoned.
Another cultural phenomenon in the Soviet Union linked with the Gulag was the forced migration of many artists and other people of culture to Siberia. This resulted in a Renaissance of sorts in places like Magadan, where, for example, the quality of theatre production was comparable to Moscow's and Eddie Rosner played jazz.
Literature
Many eyewitness accounts of Gulag prisoners have been published:
Varlam Shalamov's Kolyma Tales is a short-story collection, cited by most major works on the Gulag, and widely considered one of the main Soviet accounts.
Victor Kravchenko wrote I Chose Freedom after defecting to the United States in 1944. As a leader of industrial plants he had encountered forced labor camps in across the Soviet Union from 1935 to 1941. He describes a visit to one camp at Kemerovo on the Tom River in Siberia. Factories paid a fixed sum to the KGB for every convict they employed.
Anatoli Granovsky wrote I Was an NKVD Agent after defecting to Sweden in 1946 and included his experiences seeing gulag prisoners as a young boy, as well as his experiences as a prisoner himself in 1939. Granovsky's father was sent to the gulag in 1937.
Julius Margolin's book A Travel to the Land Ze-Ka was finished in 1947, but it was impossible to publish such a book about the Soviet Union at the time, immediately after World War II.
Gustaw Herling-Grudziński wrote A World Apart, which was translated into English by Andrzej Ciolkosz and published with an introduction by Bertrand Russell in 1951. By describing life in the gulag in a harrowing personal account, it provides an in-depth, original analysis of the nature of the Soviet communist system.
Victor Herman's book Coming out of the Ice: An Unexpected Life. Herman experienced firsthand many places, prisons, and experiences that Aleksandr Solzhenitsyn was able to reference in only passing or through brief second hand accounts.
Aleksandr Solzhenitsyn's book The Gulag Archipelago was not the first literary work about labor camps. His previous book on the subject, "One Day in the Life of Ivan Denisovich", about a typical day in the life of a Gulag inmate, was originally published in the most prestigious Soviet monthly, Novy Mir (New World), in November 1962, but was soon banned and withdrawn from all libraries. It was the first work to demonstrate the Gulag as an instrument of governmental repression against its own citizens on a massive scale. The First Circle, an account of three days in the lives of prisoners in the Marfino sharashka or special prison was submitted for publication to the Soviet authorities shortly after One Day in the Life of Ivan Denisovich but was rejected and later published abroad in 1968.
Slavomir Rawicz's book "The Long Walk: The True Story of a Trek to Freedom": In 1941, the author and six other fellow prisoners escaped a Soviet labor camp in Yakutsk—a camp where enduring hunger, cold, untended wounds, untreated illnesses, and avoiding daily executions were everyday horrors.
János Rózsás, a Hungarian writer, often referred to as the Hungarian Solzhenitsyn, wrote many books and articles on the issue of the Gulag.
Zoltan Szalkai, a Hungarian documentary filmmaker, made several films about gulag camps.
Karlo Štajner, a Croatian communist who was active in the former Kingdom of Yugoslavia and the manager of the Comintern Publishing House in Moscow 1932–39, was arrested one night and taken from his Moscow home after being accused of anti-revolutionary activities. He spent the next 20 years in camps from Solovki to Norilsk. After USSR–Yugoslavian political normalization he was re-tried and quickly found innocent. He left the Soviet Union with his wife, who had been waiting for him for 20 years, in 1956 and spent the rest of his life in Zagreb, Croatia. He wrote an impressive book titled 7000 days in Siberia.
Dancing Under the Red Star by Karl Tobien () tells the story of Margaret Werner, an athletic girl who moves to Russia right before the start of Stalin's terror. She faces many hardships, as her father is taken away from her and imprisoned. Werner is the only American woman who survived the Gulag to tell about it.
Alexander Dolgun's Story: An American in the Gulag (), by a member of the US Embassy, and I Was a Slave in Russia (), an American factory owner's son, were two more American citizens interned who wrote of their ordeal. They were interned due to their American citizenship for about eight years c. 1946–55.
Yevgenia Ginzburg wrote two famous books about her remembrances, Journey Into the Whirlwind and Within the Whirlwind.
Savić Marković Štedimlija, a pro-Croatian Montenegrin ideologist. Caught in Austria by the Red Army in 1945, he was sent to the USSR and spent ten years in the Gulag. After his release, Marković wrote his autobiographical account in two volumes titled Ten years in Gulag (Deset godina u Gulagu, Matica crnogorska, Podgorica, Montenegro 2004).
Anița Nandriș-Cudla's book, 20 Years in Siberia [20 de ani în Siberia] is the own life's account written by a Romanian peasant woman from Bucovina (Mahala village near Cernăuți) who managed to survive the harsh, forced labor system together with her three sons. Together with her husband and her three underage children, she was deported from Mahala village to the Soviet Yamalo-Nenets Autonomous Okrug, at the Polar Circle, without a trial or even a communicated accusation. The same night of June 12 to 13, 1941, (that is before the breakout of the Second World War), overall 602 fellow villagers were arrested and deported, without any prior notice. Her mother received the same sentence but was spared from deportation after the fact that she was a paraplegic was acknowledged by the authorities. It was later discovered that the reason for her deportation and forced labor was the fake and nonsensical claim that, allegedly, her husband had been a mayor in the Romanian administration, a politician and a rich peasant, none of the latter of which was true. Separated from her husband, she brought up the three boys, overcame typhus, scorbutus, malnutrition, extreme cold and harsh toils, to later return to Bucovina after rehabilitation. Her manuscript was written toward the end of her life, in the simple and direct language of a peasant with three years of public school education, and was secretly brought to Romania before the fall of Romanian communism, in 1982. Her manuscript was first published in 1991. Her deportation was shared mainly with Romanians from Bucovina and Basarabia, Finnish and Polish prisoners, as token proof to show that Gulag labor camps had also been used for the shattering/ extermination of the natives in the newly occupied territories of the Soviet Union.
Frantsishak Alyakhnovich – Solovki prisoner
Blagoy Popov, a Bulgarian communist and a defendant in the Leipzig trial, along with Georgi Dimitrov and Vasil Tanev, was arrested in 1937 during the Stalinist purges and spent seventeen years in Norillag. Popov was released in 1954, after the death of Stalin, and returned to Bulgaria. He wrote his autobiographical account in the book From the Leipzig trial to the Siberia camps (От Лайпцигския процес в Сибирските лагери, Изток-Запад, София, България, 2012 ).
Mkrtich Armen, an Armenian writer who was imprisoned in 1937 and rehabilitated in 1945, published a collection of his memories under the title "They Ordered to Give You" in 1964.
Gurgen Mahari, an Armenian writer and poet, who was arrested in 1936, released in 1947, arrested again in 1948 and sent into Siberian exile as an "unreliable type" until 1954, wrote "Barbed Wires in Blossom", a novella based largely on his personal experiences in a Soviet gulag.
Gulag Boss: A Soviet Memoir is a 2011 memoir by Fyodor Vasilevich Mochulsky (1918–1999), a Soviet Engineer and eventual head of numerous Gulag camps in the northern Russian region of Pechorlag, Pechora, from 1940 to 1946.
In popular culture
Gulags appear in various modern media such as movies and video games as a popular setting or background. The Call of Duty series has many references to the gulag. A new and very notable appearance of the gulag is the 2020 video game Call of Duty: Warzone, which has a mechanic where killed players are sent to the Gulag, where they can engage in a 1v1 Gunfight to redeem a chance to go back into the battlefield.
Colonization
Soviet state documents show that the goals of the gulag included colonization of sparsely populated remote areas and exploiting its resources using forced labor. In 1929, OGPU was given the task to colonize these areas. To this end, the notion of "free settlement" was introduced. On 12 April 1930 Genrikh Yagoda wrote to the OGPU Commission:
When well-behaved persons had served the majority of their terms, they could be released for "free settlement" (вольное поселение, volnoye poseleniye) outside the confinement of the camp. They were known as "free settlers" (; not to be confused with the term , "exile settlers"). In addition, for persons who served full term, but who were denied the free choice of place of residence, it was recommended to assign them for "free settlement" and give them land in the general vicinity of the place of confinement.
The gulag inherited this approach from the katorga system.
It is estimated that of the 40,000 people collecting state pensions in Vorkuta, 32,000 are trapped former gulag inmates, or their descendants.
Life after a term was served
Persons who served a term in a camp or prison were restricted from taking a wide range of jobs. Concealment of a previous imprisonment was a triable offence. Persons who served terms as "politicals" were nuisances for "First Departments" (, outlets of the secret police at all enterprises and institutions), because former "politicals" had to be monitored.
Many people who were released from camps were restricted from settling in larger cities.
Memorialization
Gulag memorials
Both Moscow and St. Petersburg have memorials to the victims of the Gulag made of boulders from the Solovki camp — the first prison camp in the Gulag system. Moscow's memorial is on Lubyanka Square, the site of the headquarters of the NKVD. People gather at these memorials every year on the Day of Victims of the Repression (October 30).
Gulag Museum
Moscow has the State Gulag Museum whose first director was Anton Antonov-Ovseyenko. In 2015, another museum dedicated to the Gulag was opened in Moscow.
See also
List of Gulag camps
List of uprisings in the Gulag
:Category:Gulag detainees
:Category:Gulag memoirs
:Category:Gulag industry
:Category:Gulag in literature and arts
Americans in the Gulag
Corrective labor colony
Forced settlements in the Soviet Union
Foreign forced labor in the Soviet Union
Human rights in the Soviet Union
Memorial (society) (Russian human rights organization)
Political repression in the Soviet Union
Population transfer in the Soviet Union
Sharashka
Danube–Black Sea Canal
White Sea–Baltic Canal
Notes
References
Further reading
Applebaum, Anne. 2003. Gulag: A History. Broadway Books. hardcover, 720 pp., .
Ciszek, Walter. 1997. With God in Russia. Ignatius Press. 433 pp., .
Ertz, Simon. 2006. Zwangsarbeit im stalinistischen Lagersystem: Eine Untersuchung der Methoden, Strategien und Ziele ihrer Ausnutzung am Beispiel Norilsk, 1935–1953. Duncker & Humblot. 273 pp., .
Figes, Orlando. 2007. The Whisperers: Private Life in Stalin's Russia. Allen Lane. hardcover, 740 pp., .
Getty, J. Arch, and Oleg V. Naumov. 1999. The Road to Terror: Stalin and the Self-Destruction of the Bolsheviks, 1932–1939. New Haven, CT: Yale University Press. 635 pp., .
Gheith, Jehanne M., and Katherine R. Jolluck. 2010. Gulag Voices: Oral Histories of Soviet Detention and Exile, (Palgrave Studies in Oral History). Palgrave Macmillan.
Rawicz, Slawomir. 1995. The Long Walk.
Gregory, Paul R., and Valery Lazarev, eds. 2003. The Economics of Forced Labor: The Soviet Gulag. Stanford: Hoover Institution Press. .
Herling-Grudzinski, Gustaw. 1996. A World Apart: Imprisonment in a Soviet Labor Camp During World War II. Penguin. 284 pp., .
Hochschild, Adam. 2003. The Unquiet Ghost: Russians Remember Stalin. Boston: Houghton Mifflin. 304 pp., paperback: .
Khlevniuk, Oleg V. 2004. The History of the Gulag: From Collectivization to the Great Terror. New Haven, CT: Yale University Press. hardcover, 464 pp., .
Kizny, Tomasz. 2004. Gulag: Life and Death Inside the Soviet Concentration Camps 1917–1990. Firefly Books Ltd. 496 pp., .
Kozlov, V. P., et al., eds. 2004-5. Istorija stalinskogo Gulaga: konec 1920-kh – pervaia polovina 1950-kh godov; sobranie dokumentov v 7 tomach, 7 vols.. Moskva: ROSSPEN.
Rossi, Jacques. 1989. The Gulag Handbook: An Encyclopedia Dictionary of Soviet Penitentiary Institutions and Terms Related to the Forced Labor Camps. .
Solzhenitsyn, Aleksandr. 1973. The Gulag Archipelago. Harper & Row. 660 pp., .
—— The Gulag Archipelago: Two. Harper & Row. 712 pp., .
Tobien, Karl. 2006. Dancing Under the Red Star: The Extraordinary Story of Margaret Werner, the Only American Woman to Survive Stalin's Gulag. WaterBrook Press. .
Werth, Nicolas. 1999. "A State Against Its People: Violence, Repression, and Terror in the Soviet Union." Pp. 33–260 in The Black Book of Communism: Crimes, Terror, Repression, edited by S. Courtois et al. Harvard University Press. .
—— 2007. Cannibal Island: Death in a Siberian Gulag (Human Rights and Crimes against Humanity) with an introduction by J. T. Gross. Princeton University Press. 248 pp., .
"Remembering Stalin." Azerbaijan International 13(4). 2005.
"The Literature of Stalin's Repressions." Azerbaijan International 14(1). 2006.
Articles
Barenberg, Alan. 2015. "The Gulag in Vorkuta: Beyond Space and Time." Laboratorium: Russian Review of Social Research 7(1)
Barenberg, Alan, Wilson T. Bell, Sean Kinnear, Steven Maddox, and Lynne Viola. 2017. "New directions in Gulag studies: a roundtable discussion." Canadian Slavonic Papers 59(3/4):376–95.
Bell, Wilson T. 2013. "Was the Gulag an Archipelago? De‐Convoyed Prisoners and Porous Borders in the Camps of Western Siberia." The Russian Review 72(1).
Kravchuk, Pavel. 2013. Gulag far and near. The story of the penitentiary system.
Viola, Lynne. 2018. "New sources on Soviet perpetrators of mass repression: a research note." Canadian Slavonic Papers 60(3/4):592–604. .
Hardy, Jeffrey S. 2017. "Of pelicans and prisoners: avian–human interactions in the Soviet Gulag." Canadian Slavonic Papers 60(3/4):375–406. .
Healey, Dan. 2015. "Lives in the Balance: Weak and Disabled Prisoners and the Biopolitics of the Gulag." Kritika 16(3)
Memoirs
Baghirov, Ayyub. [1999] 2006. "Bitter Days of Kolyma." Azerbaijan International 14(1):58–71.
Bardach, Janusz. 1999. Man Is Wolf to Man: Surviving the Gulag. University of California Press. .
Ciszek, Walter. 1997. He Leadeth Me: An Extraordinary Testament of Faith. Doubleday. 216 pp., .
Dolgun, Alexander, and Patrick Watson. 1975. Alexander Dolgun's Story: An American in the Gulag." New York: Knopf. 370 pp., .
Ginzburg, Eugenia. [1967] 2002. Journey into the Whirlwind, Harvest/HBJ Book. 432 pp., .
—— 1982. Within the Whirlwind, Harvest/HBJ Book, 448 pp., .
Gliksman, Jerzy. 1948. Tell the West: An account of his experiences as a slave laborer in the Union of Soviet Socialist Republics. Gresham Press. 358pp.
Abridged edition: New York: National Committee for a Free Europe, 95pp. c. 1948.
Hollander, Paul, ed. 2006. "Editor’s Introduction: The Distinctive Features of Repression in Communist States." Pp. xv–lxxviii in From the Gulag to the Killing Fields: Personal Accounts of Political Violence and Repression in Communist States, with a foreword by A. Applebaum. Intercollegiate Studies Institute. . (From the annotation: "more than forty dramatic personal memoirs of Communist violence and repression from political prisoners across the globe.")
Margolin, Julius. 1952. ПУТЕШЕСТВИЕ В СТРАНУ ЗЭ-КА A Travel to the Land Ze-Ka, full text, according to the original manuscript (written in 1947)
Margolin, Julius. 2020 (1952). Journey into the Land of the Zeks and Back: A Memoir of the Gulag (S. Hoffman, trans.). New York: Oxford University Press.
Mochulsky, Fyodor V. Gulag Boss: A Soviet Memoir. Oxford University Press. 272 pp., the first memoir from an NKVD employee translated into English
Noble, John H. 1961. I Was a Slave in Russia, Broadview, Illinois: Cicero Bible Press.
Petkevich, Tamara. 2010. Memoir of a Gulag Actress. Northern Illinois University.
Rossi, Jacques. 2018. Fragments of Lives: Chronicles of the Gulag (Antonelli-Street trans.). Prague: Karolinum.
Sadigzade, Ummugulsum. [2005] 2006. "Prison Diary: Tears Are My Only Companions," translated by A. Mustafayeva, edited by B. Blair. Azerbaijan International 14(1):40–45.
Sadigzade, Ummugulsum, and her children. 2006. "Letters from Prison." Azerbaijan International 14(1):48–53. (Children/family: Seyid Husein, Sayyara Sadigzade, Ogtay Sadigzade, Jighatay Sadigzade, Toghrul Sadigzade, and Gumral Sadigzade.)
Sadikhli, Murtuz. [1991] 2006. "Memory of Blood." Azerbaijan International 14(1):18–19.
Shalamov, Varlam. 1995. Kolyma Tales. Penguin Books. 528 pp., .
Shumuk, Danylo. 1974. Za Chidnim Obriyam [Beyond the Eastern Horizon]. Paris: Smoloskyp. 447 pp.
—— 1984. Life sentence: Memoirs of a Ukrainian political prisoner. Canadian Institute of Ukrainian Study. 401 pp., .
Solomon, Michel. 1971. Magadan. New York: Auerbach. .
Volovich, Hava. 1999. My Tale is Told: Women's Memoirs of Gulag, by Simeon Vilensky. Indiana University Press.
Solzhenitsyn's, Shalamov's, Ginzburg's works at Lib.ru (in original Russian)
Вернон Кресс (alias of Петр Зигмундович Демант) "Зекамерон XX века", autobiographical novel
Бирюков А.М. Колымские истории: очерки. Новосибирск, 2004
Fiction
Amirejibi, Chabua. 2001. Gora Mborgali. Tbilisi, Georgia: Chabua. 650 pp., .
Amis, Martin. 2006. House of Meetings. New York: Vintage Books. 242 pp. .
Booth, Martin. 1998. The Industry Of Souls. United Kingdom: Dewi Lewis Publishing. 250 pp., .
Huseyn, Mehdi. [1964] 2006. "Underground Rivers Flow Into the Sea." Azerbaijan International 14(1):96–99. (First Novel About Exile to the Gulag by an Azerbaijani Writer.)
Müller, Herta. 2009. Everything I Possess I Carry With Me.
Solzhenitsyn, Aleksandr. 1962. One Day in the Life of Ivan Denisovich. Signet Classic. 158 pp., .
—— 1968. In the First Circle. Northwestern University Press. 580 pp., .
External links
GULAG Online Exhibit, Global Museum on Communism, Victims of Communism Memorial Foundation
GULAG: Many Days, Many Lives, Online Exhibit, Center for History and New Media, George Mason University
Gulag: Forced Labor Camps, Online Exhibition, Blinken Open Society Archives
The website of the Virtual Gulag Museum projected by the scientific information center Memorial
GULAG History Museum in Moscow
Sound Archives. European Memories of the Gulag
Gulag prisoners at work, 1936–1937 Photo album at NYPL Digital Gallery
The GULAG, Revelations from the Russian Archives at Library of Congress
Brutal! Drawings from the Gulag by Danzig Baldaev, a retired Soviet prison guard (YT)
History of the Soviet Union
Human rights abuses in the Soviet Union
Imprisonment and detention
Joseph Stalin
NKVD
Penal labour
Persecution of dissidents in the Soviet Union
Political repression in the Soviet Union
Soviet law
Soviet phraseology |
12987 | https://en.wikipedia.org/wiki/Gerrymandering | Gerrymandering | In representative democracies, Gerrymandering (, originally ) refers to political manipulation of electoral district boundaries with the intent of creating undue advantage for a party, group, or socio-economic class within the constituency.
Two principal tactics are used in gerrymandering: "cracking" (i.e. diluting the voting power of the opposing party's supporters across many districts) and "packing" (concentrating the opposing party's voting power in one district to reduce their voting power in other districts).
In addition to its use achieving desired electoral results for a particular party, gerrymandering may be used to help or hinder a particular demographic, such as a political, ethnic, racial, linguistic, religious, or class group, such as in Northern Ireland, where boundaries were constructed to guarantee Protestant Unionist majorities. Gerrymandering can also be used to protect incumbents. Wayne Dawkins describes it as politicians picking their voters instead of voters picking their politicians.
The term gerrymandering is named after American politician Elbridge Gerry, Vice President of the United States at the time of his death, who, as Governor of Massachusetts in 1812, signed a bill that created a partisan district in the Boston area that was compared to the shape of a mythological salamander. The term has negative connotations and gerrymandering is almost always considered a corruption of the democratic process. The resulting district is known as a gerrymander (). The word is also a verb for the process.
Etymology
The word gerrymander (originally written Gerry-mander; a portmanteau of the name Gerry and the animal salamander) was used for the first time in the Boston Gazette (1803–16)—not to be confused with the original Boston Gazette (1719–1798)—on 26 March 1812 in Boston, Massachusetts, United States. The word was created in reaction to a redrawing of Massachusetts Senate election districts under Governor Elbridge Gerry, later Vice President of the United States. Gerry, who personally disapproved of the practice, signed a bill that redistricted Massachusetts for the benefit of the Democratic-Republican Party. When mapped, one of the contorted districts in the Boston area was said to resemble a mythological salamander. Appearing with the term, and helping spread and sustain its popularity, was a political cartoon depicting a strange animal with claws, wings and a dragon-like head that supposedly resembled the oddly shaped district.
The cartoon was most likely drawn by Elkanah Tisdale, an early 19th-century painter, designer, and engraver who was living in Boston at the time. Tisdale had the engraving skills to cut the woodblocks to print the original cartoon. These woodblocks survive and are preserved in the Library of Congress. The creator of the term gerrymander, however, may never be definitively established. Historians widely believe that the Federalist newspaper editors Nathan Hale and Benjamin and John Russell coined the term, but the historical record does not have definitive evidence as to who created or uttered the word for the first time.
The redistricting was a notable success for Gerry's Democratic-Republican Party. In the 1812 election, both the Massachusetts House and governorship were comfortably won by Federalists, losing Gerry his job. The redistricted state Senate, however, remained firmly in Democratic-Republican hands.
The word gerrymander was reprinted numerous times in Federalist newspapers in Massachusetts, New England, and nationwide during the remainder of 1812. This suggests an organized activity of the Federalists to disparage Governor Gerry in particular, and the growing Democratic-Republican party in general. Gerrymandering soon began to be used to describe other cases of district shape manipulation for partisan gain in other states. According to the Oxford English Dictionary, the word's acceptance was marked by its publication in a dictionary (1848) and in an encyclopedia (1868). Since the letter g of the eponymous Gerry is pronounced with a hard g as in get, the word gerrymander was originally pronounced . However, pronunciation as , with a soft g as in gentle, has become the dominant pronunciation. Residents of Marblehead, Massachusetts, Gerry's hometown, continue to use the original pronunciation.
From time to time, other names have been suffixed with -mander to tie a particular effort to a particular politician or group. Examples are the 1852 "Henry-mandering", "Jerrymander" (referring to California Governor Jerry Brown), "Perrymander" (a reference to Texas Governor Rick Perry), and "Tullymander" (after the Irish politician James Tully), and "Bjelkemander" (referencing Australian politician Joh Bjelke-Petersen).
Tactics
The primary goals of gerrymandering are to maximize the effect of supporters' votes and to minimize the effect of opponents' votes. A partisan gerrymander's main purpose is to influence not only the districting statute but the entire corpus of legislative decisions enacted in its path.
These can be accomplished in a number of ways:
"Cracking" involves spreading voters of a particular type among many districts in order to deny them a sufficiently large voting bloc in any particular district. Political parties in charge of redrawing district lines may create more "cracked" districts as a means of retaining, and possibly even expanding, their legislative power. By "cracking" districts, a political party could maintain, or gain, legislative control by ensuring that the opposing party's voters are not the majority in specific districts. For example, the voters in an urban area could be split among several districts in each of which the majority of voters are suburban, on the presumption that the two groups would vote differently, and the suburban voters would be far more likely to get their way in the elections.
"Packing" is concentrating many voters of one type into a single electoral district to reduce their influence in other districts. In some cases, this may be done to obtain representation for a community of common interest (such as to create a majority-minority district), rather than to dilute that interest over several districts to a point of ineffectiveness (and, when minority groups are involved, to avoid likely lawsuits charging racial discrimination). When the party controlling the districting process has a statewide majority, packing is usually not necessary to attain partisan advantage; the minority party can generally be "cracked" everywhere. Packing is therefore more likely to be used for partisan advantage when the party controlling the districting process has a statewide minority, because by forfeiting a few districts packed with the opposition, cracking can be used in forming the remaining districts.
"Hijacking" redraws two districts in such a way as to force two incumbents to run against each other in one district, ensuring that one of them will be eliminated.
"Kidnapping" moves an incumbent's home address into another district. Reelection can become more difficult when the incumbent no longer resides in the district, or possibly faces reelection from a new district with a new voter base. This is often employed against politicians who represent multiple urban areas, in which larger cities will be removed from the district in order to make the district more rural.
These tactics are typically combined in some form, creating a few "forfeit" seats for packed voters of one type in order to secure more seats and greater representation for voters of another type. This results in candidates of one party (the one responsible for the gerrymandering) winning by small majorities in most of the districts, and another party winning by a large majority in only a few of the districts. Any party that endeavors to make a district more favorable to voting for them based on the physical boundary is gerrymandering.
Effects
Gerrymandering is effective because of the wasted vote effect. Wasted votes are votes that did not contribute to electing a candidate, either because they were in excess of the bare minimum needed for victory or because the candidate lost. By moving geographic boundaries, the incumbent party packs opposition voters into a few districts they will already win, wasting the extra votes. Other districts are more tightly constructed with the opposition party allowed a bare minority count, thereby wasting all the minority votes for the losing candidate. These districts constitute the majority of districts and are drawn to produce a result favoring the incumbent party.
A quantitative measure of the effect of gerrymandering is the efficiency gap, computed from the difference in the wasted votes for two different political parties summed over all the districts. Citing in part an efficiency gap of 11.69% to 13%, a U.S. District Court in 2016 ruled against the 2011 drawing of Wisconsin legislative districts. In the 2012 election for the state legislature, that gap in wasted votes meant that one party had 48.6% of the two-party votes but won 61% of the 99 districts.
While the wasted vote effect is strongest when a party wins by narrow margins across multiple districts, gerrymandering narrow margins can be risky when voters are less predictable. To minimize the risk of demographic or political shifts swinging a district to the opposition, politicians can create more packed districts, leading to more comfortable margins in unpacked ones.
Effect on electoral competition
Some political science research suggests that, contrary to common belief, gerrymandering does not decrease electoral competition, and can even increase it. Some say that, rather than packing the voters of their party into uncompetitive districts, party leaders tend to prefer to spread their party's voters into multiple districts, so that their party can win a larger number of races. (See scenario (c) in the box.) This may lead to increased competition. Instead of gerrymandering, some researchers find that other factors, such as partisan polarization and the incumbency advantage, have driven the recent decreases in electoral competition. Similarly, a 2009 study found that "congressional polarization is primarily a function of the differences in how Democrats and Republicans represent the same districts rather than a function of which districts each party represents or the distribution of constituency preferences."
These findings are, however, a matter of some dispute. While gerrymandering may not decrease electoral competition in all cases, there are certainly instances where gerrymandering does reduce such competition.
One state in which gerrymandering has arguably had an adverse effect on electoral competition is California. In 2000, a bipartisan redistricting effort redrew congressional district lines in ways that all but guaranteed incumbent victories; as a result, California saw only one congressional seat change hands between 2000 and 2010. In response to this obvious gerrymandering, a 2010 referendum in California gave the power to redraw congressional district lines to the California Citizens Redistricting Commission, which had been created to draw California State Senate and Assembly districts by another referendum in 2008. In stark contrast to the redistricting efforts that followed the 2000 census, the redistricting commission has created a number of the most competitive congressional districts in the country.
Increased incumbent advantage and campaign costs
The effect of gerrymandering for incumbents is particularly advantageous, as incumbents are far more likely to be reelected under conditions of gerrymandering. For example, in 2002, according to political scientists Norman Ornstein and Thomas Mann, only four challengers were able to defeat incumbent members of the U.S. Congress, the lowest number in modern American history. Incumbents are likely to be of the majority party orchestrating a gerrymander, and incumbents are usually easily renominated in subsequent elections, including incumbents among the minority.
Mann, a Senior Fellow of Governance Studies at the Brookings Institution, has also noted that "Redistricting is a deeply political process, with incumbents actively seeking to minimize the risk to themselves (via bipartisan gerrymanders) or to gain additional seats for their party (via partisan gerrymanders)". The bipartisan gerrymandering that Mann mentions refers to the fact that legislators often also draw distorted legislative districts even when such redistricting does not provide an advantage to their party.
Gerrymandering of state legislative districts can effectively guarantee an incumbent's victory by 'shoring up' a district with higher levels of partisan support, without disproportionately benefiting a particular political party. This can be highly problematic from a governance perspective, because forming districts to ensure high levels of partisanship often leads to higher levels of partisanship in legislative bodies. If a substantial number of districts are designed to be polarized, then those districts' representation will also likely act in a heavily partisan manner, which can create and perpetuate partisan gridlock.
This demonstrates that gerrymandering can have a deleterious effect on the principle of democratic accountability. With uncompetitive seats/districts reducing the fear that incumbent politicians may lose office, they have less incentive to represent the interests of their constituents, even when those interests conform to majority support for an issue across the electorate as a whole. Incumbent politicians may look out more for their party's interests than for those of their constituents.
Gerrymandering can affect campaign costs for district elections. If districts become increasingly stretched out, candidates must pay increased costs for transportation and trying to develop and present campaign advertising across a district. The incumbent's advantage in securing campaign funds is another benefit of his or her having a gerrymandered secure seat.
Less descriptive representation
Gerrymandering also has significant effects on the representation received by voters in gerrymandered districts. Because gerrymandering can be designed to increase the number of wasted votes among the electorate, the relative representation of particular groups can be drastically altered from their actual share of the voting population. This effect can significantly prevent a gerrymandered system from achieving proportional and descriptive representation, as the winners of elections are increasingly determined by who is drawing the districts rather than the preferences of the voters.
Gerrymandering may be advocated to improve representation within the legislature among otherwise underrepresented minority groups by packing them into a single district. This can be controversial, as it may lead to those groups' remaining marginalized in the government as they become confined to a single district. Candidates outside that district no longer need to represent them to win elections.
As an example, much of the redistricting conducted in the United States in the early 1990s involved the intentional creation of additional "majority-minority" districts where racial minorities such as African Americans were packed into the majority. This "maximization policy" drew support by both the Republican Party (who had limited support among African Americans and could concentrate their power elsewhere) and by minority representatives elected as Democrats from these constituencies, who then had safe seats.
The 2012 election provides a number of examples as to how partisan gerrymandering can adversely affect the descriptive function of states' congressional delegations. In Pennsylvania, for example, Democratic candidates for the House of Representatives received 83,000 more votes than Republican candidates, yet the Republican-controlled redistricting process in 2010 resulted in Democrats losing to their Republican counterparts in 13 out of Pennsylvania's 18 districts.
In the seven states where Republicans had complete control over the redistricting process, Republican House candidates received 16.7 million votes and Democratic House candidates received 16.4 million votes. The redistricting resulted in Republican victories in 73 out of the 107 affected seats; in those 7 states, Republicans received 50.4% of the votes but won in over 68% of the congressional districts. While it is but one example of how gerrymandering can have a significant effect on election outcomes, this kind of disproportional representation of the public will seems to be problematic for the legitimacy of democratic systems, regardless of one's political affiliation.
In Michigan, redistricting was constructed by a Republican Legislature in 2011. Federal congressional districts were so designed that cities such as Battle Creek, Grand Rapids, Jackson, Kalamazoo, Lansing, and East Lansing were separated into districts with large conservative-leaning hinterlands that essentially diluted the Democratic votes in those cities in Congressional elections. Since 2010 not one of those cities is within a district in which a Democratic nominee for the House of Representatives has a reasonable chance of winning, short of Democratic landslide.
Incumbent gerrymandering
Gerrymandering can also be done to help incumbents as a whole, effectively turning every district into a packed one and greatly reducing the potential for competitive elections. This is particularly likely to occur when the minority party has significant obstruction power—unable to enact a partisan gerrymander, the legislature instead agrees on ensuring their own mutual reelection.
In an unusual occurrence in 2000, for example, the two dominant parties in the state of California cooperatively redrew both state and Federal legislative districts to preserve the status quo, ensuring the electoral safety of the politicians from unpredictable voting by the electorate. This move proved completely effective, as no State or Federal legislative office changed party in the 2004 election, although 53 congressional, 20 state senate, and 80 state assembly seats were potentially at risk.
In 2006, the term "70/30 District" came to signify the equitable split of two evenly split (i.e. 50/50) districts. The resulting districts gave each party a guaranteed seat and retained their respective power base.
Prison-based gerrymandering
Prison-based gerrymandering occurs when prisoners are counted as residents of a particular district, increasing the district's population with non-voters when assigning political apportionment. This phenomenon violates the principle of one person, one vote because, although many prisoners come from (and return to) urban communities, they are counted as "residents" of the rural districts that contain large prisons, thereby artificially inflating the political representation in districts with prisons at the expense of voters in all other districts without prisons. Others contend that prisoners should not be counted as residents of their original districts when they do not reside there and are not legally eligible to vote.
Changes to achieve competitive elections
Due to the perceived issues associated with gerrymandering and its effect on competitive elections and democratic accountability, numerous countries have enacted reforms making the practice either more difficult or less effective. Countries such as the U.K., Australia, Canada and most of those in Europe have transferred responsibility for defining constituency boundaries to neutral or cross-party bodies. In Spain, they are constitutionally fixed since 1978.
In the United States, however, such reforms are controversial and frequently meet particularly strong opposition from groups that benefit from gerrymandering. In a more neutral system, they might lose considerable influence.
Redistricting by neutral or cross-party agency
The most commonly advocated electoral reform proposal targeted at gerrymandering is to change the redistricting process. Under these proposals, an independent and presumably objective commission is created specifically for redistricting, rather than having the legislature do it.
This is the system used in the United Kingdom, where the independent boundary commissions determine the boundaries for constituencies in the House of Commons and the devolved legislatures, subject to ratification by the body in question (almost always granted without debate). A similar situation exists in Australia where the independent Australian Electoral Commission and its state-based counterparts determine electoral boundaries for federal, state and local jurisdictions.
To help ensure neutrality, members of a redistricting agency may be appointed from relatively apolitical sources such as retired judges or longstanding members of the civil service, possibly with requirements for adequate representation among competing political parties. Additionally, members of the board can be denied access to information that might aid in gerrymandering, such as the demographic makeup or voting patterns of the population.
As a further constraint, consensus requirements can be imposed to ensure that the resulting district map reflects a wider perception of fairness, such as a requirement for a supermajority approval of the commission for any district proposal. Consensus requirements, however, can lead to deadlock, such as occurred in Missouri following the 2000 census. There, the equally numbered partisan appointees were unable to reach consensus in a reasonable time, and consequently the courts had to determine district lines.
In the U.S. state of Iowa, the nonpartisan Legislative Services Bureau (LSB, akin to the U.S. Congressional Research Service) determines boundaries of electoral districts. Aside from satisfying federally mandated contiguity and population equality criteria, the LSB mandates unity of counties and cities. Consideration of political factors such as location of incumbents, previous boundary locations, and political party proportions is specifically forbidden. Since Iowa's counties are chiefly regularly shaped polygons, the LSB process has led to districts that follow county lines.
In 2005, the U.S. state of Ohio had a ballot measure to create an independent commission whose first priority was competitive districts, a sort of "reverse gerrymander". A complex mathematical formula was to be used to determine the competitiveness of a district. The measure failed voter approval chiefly due to voter concerns that communities of interest would be broken up.
In 2017, the Open Our Democracy Act of 2017 was submitted to the US House of Representatives by Rep. Delaney as a means to implement non-partisan redistricting.
Redistricting by partisan competition
Many redistricting reforms seek to remove partisanship to ensure fairness in the redistricting process. The I-cut-you-choose method achieves fairness by putting the two major-parties in direct competition. I-cut-you-choose is a fair division method to divide resources amongst two parties, regardless of which party cuts first. This method typically relies on assumptions of contiguity of districts but ignores all other constraints such as keeping communities of interest together. This method has been applied to nominal redistricting problems but it generally has less public interest than other types of redistricting reforms. The I-cut-you-choose concept was popularized by the board game Berrymandering. Problems with this method arise when minor parties are shut-out of the process which will reinforce the two-party system. Additionally, while this method is provably fair to the two parties creating the districts, it is not necessarily fair to the communities they represent.
Transparency regulations
When a single political party controls both legislative houses of a state during redistricting, both Democrats and Republicans have displayed a marked propensity for couching the process in secrecy; in May 2010, for example, the Republican National Committee held a redistricting training session in Ohio where the theme was "Keep it Secret, Keep it Safe". The need for increased transparency in redistricting processes is clear; a 2012 investigation by The Center for Public Integrity reviewed every state's redistricting processes for both transparency and potential for public input, and ultimately assigned 24 states grades of either D or F.
In response to these types of problems, redistricting transparency legislation has been introduced to US Congress a number of times in recent years, including the Redistricting Transparency Acts of 2010, 2011, and 2013. Such policy proposals aim to increase the transparency and responsiveness of the redistricting systems in the US. The merit of increasing transparency in redistricting processes is based largely on the premise that lawmakers would be less inclined to draw gerrymandered districts if they were forced to defend such districts in a public forum.
Changing the voting system
Because gerrymandering relies on the wasted-vote effect, the use of a different voting system with fewer wasted votes can help reduce gerrymandering. In particular, the use of multi-member districts alongside voting systems establishing proportional representation such as single transferable voting can reduce wasted votes and gerrymandering. Semi-proportional voting systems such as single non-transferable vote or cumulative voting are relatively simple and similar to first past the post and can also reduce the proportion of wasted votes and thus potential gerrymandering. Electoral reformers have advocated all three as replacement systems.
Electoral systems with various forms of proportional representation are now found in nearly all European countries, resulting in multi-party systems (with many parties represented in the parliaments) with higher voter attendance in the elections, fewer wasted votes, and a wider variety of political opinions represented.
Electoral systems with election of just one winner in each district (i.e., "winner-takes-all" electoral systems) and no proportional distribution of extra mandates to smaller parties tend to create two-party systems. This effect, labeled Duverger's law by political scientists, was described by Maurice Duverger.
Using fixed districts
Another way to avoid gerrymandering is simply to stop redistricting altogether and use existing political boundaries such as state, county, or provincial lines. While this prevents future gerrymandering, any existing advantage may become deeply ingrained. The United States Senate, for instance, has more competitive elections than the House of Representatives due to the use of existing state borders rather than gerrymandered districts—Senators are elected by their entire state, while Representatives are elected in legislatively drawn districts.
The use of fixed districts creates an additional problem, however, in that fixed districts do not take into account changes in population. Individual voters can come to have very different degrees of influence on the legislative process. This malapportionment can greatly affect representation after long periods of time or large population movements. In the United Kingdom during the Industrial Revolution, several constituencies that had been fixed since they gained representation in the Parliament of England became so small that they could be won with only a handful of voters (rotten boroughs). Similarly, in the U.S. the Alabama Legislature refused to redistrict for more than 60 years, despite major changes in population patterns. By 1960 less than a quarter of the state's population controlled the majority of seats in the legislature. This practice of using fixed districts for state legislatures was effectively banned in the United States after the Reynolds v. Sims Supreme Court decision in 1964, establishing a rule of one man, one vote.
Objective rules to create districts
Another means to reduce gerrymandering is to create objective, precise criteria to which any district map must comply. Courts in the United States, for instance, have ruled that congressional districts must be contiguous in order to be constitutional. This, however, is not a particularly effective constraint, as very narrow strips of land with few or no voters in them may be used to connect separate regions for inclusion in one district, as is the case in Illinois's 4th congressional district.
Depending on the distribution of voters for a particular party, metrics that maximize compactness can be opposed to metrics that minimize the efficiency gap. For example, in the United States, voters registered with the Democratic Party tend to be concentrated in cities, potentially resulting in a large number of "wasted" votes if compact districts are drawn around city populations. Neither of these metrics take into consideration other possible goals, such as proportional representation based on other demographic characteristics (such as race, ethnicity, gender, or income), maximizing competitiveness of elections (the greatest number of districts where party affiliation is 50/50), avoiding splits of existing government units (like cities and counties), and ensuring representation of major interest groups (like farmers or voters in a specific transportation corridor), though any of these could be incorporated into a more complicated metric.
Minimum district to convex polygon ratio
One method is to define a minimum district to convex polygon ratio . To use this method, every proposed district is circumscribed by the smallest possible convex polygon (its convex hull; think of stretching a rubberband around the outline of the district). Then, the area of the district is divided by the area of the polygon; or, if at the edge of the state, by the portion of the area of the polygon within state boundaries.
The advantages of this method are that it allows a certain amount of human intervention to take place (thus solving the Colorado problem of splitline districting); it allows the borders of the district to follow existing jagged subdivisions, such as neighbourhoods or voting districts (something isoperimetric rules would discourage); and it allows concave coastline districts, such as the Florida gulf coast area. It would mostly eliminate bent districts, but still permit long, straight ones. However, since human intervention is still allowed, the gerrymandering issues of packing and cracking would still occur, just to a lesser extent.
Shortest splitline algorithm
The Center for Range Voting has proposed a way to draw districts by a simple algorithm. The algorithm uses only the shape of the state, the number of districts wanted, and the population distribution as inputs. The algorithm (slightly simplified) is:
Start with the boundary outline of the state.
Let =A+B where is the number of districts to create, and A and B are two whole numbers, either equal (if is even) or differing by exactly one (if is odd). For example, if is 10, each of and would be 5. If is 7, would be 4 and would be 3.
Among all possible straight lines that split the state into two parts with the population ratio A:B, choose the shortest. If there are two or more such shortest lines, choose the one that is most north–south in direction; if there is still more than one possibility, choose the westernmost.
We now have two hemi-states, each to contain a specified number (namely and ) of districts. Handle them recursively via the same splitting procedure.
Any human residence that is split in two or more parts by the resulting lines is considered to be a part of the most north-eastern of the resulting districts; if this does not decide it, then of the most northern.
This district-drawing algorithm has the advantages of simplicity, ultra-low cost, a single possible result (thus no possibility of human interference), lack of intentional bias, and it produces simple boundaries that do not meander needlessly. It has the disadvantage of ignoring geographic features such as rivers, cliffs, and highways and cultural features such as tribal boundaries. This landscape oversight causes it to produce districts different from those a human would produce. Ignoring geographic features can induce very simple boundaries.
While most districts produced by the method will be fairly compact and either roughly rectangular or triangular, some of the resulting districts can still be long and narrow strips (or triangles) of land.
Like most automatic redistricting rules, the shortest splitline algorithm will fail to create majority-minority districts, for both ethnic and political minorities, if the minority populations are not very compact. This might reduce minority representation.
Another criticism of the system is that splitline districts sometimes divide and diffuse the voters in a large metropolitan area. This condition is most likely to occur when one of the first splitlines cuts through the metropolitan area. It is often considered a drawback of the system because residents of the same agglomeration are assumed to be a community of common interest. This is most evident in the splitline allocation of Colorado.
However, in cases when the splitline divides a large metropolitan area, it is usually because that large area has enough population for multiple districts. In cases which the large area only has the population for one district, then the splitline usually results in the urban area being in one district with the other district being rural.
As of July 2007, shortest-splitline redistricting pictures, based on the results of the 2000 census, are available for all 50 states.
Minimum isoperimetric quotient
It is possible to define a specific minimum isoperimetric quotient, proportional to the ratio between the area and the square of the perimeter of any given congressional voting district. Although technologies presently exist to define districts in this manner, there are no rules in place mandating their use, and no national movement to implement such a policy. One problem with the simplest version of this rule is that it would prevent incorporation of jagged natural boundaries, such as rivers or mountains; when such boundaries are required, such as at the edge of a state, certain districts may not be able to meet the required minima. One way of avoiding this problem is to allow districts which share a border with a state border to replace that border with a polygon or semi-circle enclosing the state boundary as a kind of virtual boundary definition, but using the actual perimeter of the district whenever this occurs inside the state boundaries. Enforcing a minimum isoperimetric quotient would encourage districts with a high ratio between area and perimeter.
Efficiency gap calculation
The efficiency gap is a simply-calculable measure that can show the effects of gerrymandering. It measures wasted votes for each party: the sum of votes cast in losing districts (losses due to cracking) and excess votes cast in winning districts (losses due to packing). The difference in these wasted votes are divided by total votes cast, and the resulting percentage is the efficiency gap.
In 2017, Boris Alexeev and Dustin Mixon proved that "sometimes, a small efficiency gap is only possible with bizarrely shaped districts". This means that it is mathematically impossible to always devise boundaries which would simultaneously meet certain Polsby–Popper and efficiency gap targets.
Use of databases and computer technology
The introduction of modern computers alongside the development of elaborate voter databases and special districting software has made gerrymandering a far more precise science. Using such databases, political parties can obtain detailed information about every household including political party registration, previous campaign donations, and the number of times residents voted in previous elections and combine it with other predictors of voting behavior such as age, income, race, or education level. With this data, gerrymandering politicians can predict the voting behavior of each potential district with an astonishing degree of precision, leaving little chance for creating an accidentally competitive district.
On the other hand, the introduction of modern computers would allow the United States Census Bureau to calculate more equal populations in every voting district that are based only on districts being the most compact and equal populations. This could be done easily using their Block Centers based on the Global Positioning System rather than street addresses. With this data, gerrymandering politicians will not be in charge, thus allowing competitive districts again.
Online web apps such as Dave's Redistricting have allowed users to simulate redistricting states into legislative districts as they wish. According to Bradlee, the software was designed to "put power in people's hands," and so that they "can see how the process works, so it's a little less mysterious than it was 10 years ago."
Markov chain Monte Carlo (MCMC) can measure the extent to which redistricting plans favor a particular party or group in election, and can support automated redistricting simulators.
Voting systems
First-past-the-post
Gerrymandering is most likely to emerge, in majoritarian systems, where the country is divided into several voting districts and the candidate with the most votes wins the district. If the ruling party is in charge of drawing the district lines, it can abuse the fact that in a majoritarian system all votes that do not go to the winning candidate are essentially irrelevant to the composition of a new government. Even though gerrymandering can be used in other voting systems, it has the most significant impact on voting outcomes in first-past-the-post systems. Partisan redrawing of district lines is particularly harmful to democratic principles in majoritarian two-party systems. In general, two party systems tend to be more polarized than proportional systems. Possible consequences of gerrymandering in such a system can be an amplification of polarization in politics and a lack of representation of minorities, as a large part of the constituency is not represented in policy making. However, not every state using a first-past-the-post system is being confronted with the negative impacts of gerrymandering. Some countries, such as Australia, Canada and the UK, authorize non-partisan organizations to set constituency boundaries in attempt to prevent gerrymandering.
Proportional systems
The introduction of a proportional system is often proposed as the most effective solution to partisan gerrymandering. In such systems the entire constituency is being represented proportionally to their votes. Even though voting districts can be part of a proportional system, the redrawing of district lines would not benefit a party, as those districts are mainly of organizational value.
Mixed systems
In mixed systems that use proportional and majoritarian voting principles, the usage of gerrymandering is a constitutional obstacle that states have to deal with. However, in mixed systems the advantage a political actor can potentially gain from redrawing district lines is much less than in majoritarian systems. In mixed systems voting districts are mostly being used to avoid that elected parliamentarians are getting too detached from their constituency. The principle which determines the representation in parliament is usually the proportional aspect of the voting system. Seats in parliament are being allocated to each party in accordance to the proportion of their overall votes. In most mixed systems, winning a voting district merely means that a candidate is guaranteed a seat in parliament, but does not expand a party's share in the overall seats. However, gerrymandering can still be used to manipulate the outcome in voting districts. In most democracies with a mixed system, non-partisan institutions are in charge of drawing district lines and therefore Gerrymandering is a less common phenomenon.
Difference from malapportionment
Gerrymandering should not be confused with malapportionment, whereby the number of eligible voters per elected representative can vary widely without relation to how the boundaries are drawn. Nevertheless, the -mander suffix has been applied to particular malapportionments. Sometimes political representatives use both gerrymandering and malapportionment to try to maintain power.
Examples
Several western democracies, notably Israel, the Netherlands and Slovakia employ an electoral system with only one (nationwide) voting district for election of national representatives. This virtually precludes gerrymandering. Other European countries such as Austria, Czechia or Sweden, among many others, have electoral districts with fixed boundaries (usually one district for each administrative division). The number of representatives for each district can change after a census due to population shifts, but their boundaries do not change. This also effectively eliminates gerrymandering.
Additionally, many countries where the president is directly elected by the citizens (e.g. France, Poland, among others) use only one electoral district for presidential election, despite using multiple districts to elect representatives.
Australia
National
Gerrymandering has not typically been considered a problem in the Australian electoral system largely because drawing of electoral boundaries has typically been done by non-partisan electoral commissions. There have been historical cases of malapportionment, whereby the distribution of electors to electorates was not in proportion to the population in several states.
In the 1998 Australian federal election, the opposition Australian Labor Party, led by Kim Beazley, received 50.98% of the two-party-preferred vote in the House of Representatives, but won only 67/148 seats (45.05%). The incumbent Liberal National Coalition government led by Prime Minister John Howard won 49.02% of the vote and 80 of 148 seats (54.05%). Compared to the previous election, there was a swing of 4.61% against the Coalition, who lost 14 seats. After Howard's victory, many Coalition seats were extremely marginal, having only been won by less than 1% (less than 1200 votes). This election result is generally not attributed to gerrymandering or malapportionment.
South Australia
Sir Thomas Playford was Premier of the state of South Australia from 1938 to 1965 as a result of a system of malapportionment, which became known as the Playmander, despite it not strictly speaking involving a gerrymander.
More recently the nominally independent South Australian Electoral Districts Boundaries Commission has been accused of favouring the Australian Labor Party, as the party has been able to form government in four of the last seven elections, despite receiving a lower two-party preferred vote.
Queensland
In the state of Queensland, malapportionment combined with a gerrymander under Country Party Premier Sir Joh Bjelke-Petersen (knighted by Queen Elizabeth II at his own request) became nicknamed the Bjelkemander in the 1970s and 1980s.
The malapportionment had been originally designed to favour rural areas in the 1930s-1950s by a Labor government who drew their support from agricultural and mine workers in rural areas. This helped Labor to stay in government from 1932–1957. As demographics and political views shifted over time, this system came to favour the Country Party instead.
The Country Party led by Frank Nicklin came to power in 1957, deciding to keep the malapportionment that favoured them. In 1968, Joh Bjelke-Petersen became leader of the Country Party and Premier. In the 1970s, he further expanded the malapportionment and gerrymandering which then became known as the Bjelkemander. Under the system, electoral boundaries were drawn so that rural electorates had as few as half as many voters as metropolitan ones and regions with high levels of support for the Labor Party were concentrated into fewer electorates, allowing Bjelke-Petersen's government to remain in power for despite attracting substantially less than 50% of the vote.
In the 1986 election, for example, the National Party received 39.64% of the first preference vote and won 49 seats (in the 89 seat Parliament) whilst the Labor Opposition received 41.35% but won only 30 seats. Bjelke-Petersen also used the system to disadvantage Liberal Party (traditionally allied with the Country Party) voters in urban areas, allowing Bjelke-Petersen's Country Party to rule alone, shunning the Liberals.
Bjelke-Petersen also used Queensland Police brutality to quell protests, and Queensland under his government was frequently described as a police state. In 1987 he was eventually forced to resign in disgrace after the Fitzgerald Inquiry revealed wide-ranging corruption in his cabinet and the Queensland Police, resulting in the prosecution and jailing of Country Party members. Before resigning, Bjelke-Petersen asked the Governor of Queensland to sack his own cabinet, in an unsuccessful attempt to cling to power. Labor won the next election, and have remained the dominant party in Queensland since then. The Country Party and Liberal Party eventually merged in Queensland to become the Liberal-National Party, while the Country Party in other states was renamed as the National Party.
Bahamas
The 1962 Bahamian general election was likely influenced by gerrymandering.
Canada
Gerrymandering used to be prominent in Canadian politics, but is no longer prominent, after independent redistricting commissions were established in all provinces. Early in Canadian history, both the federal and provincial levels used gerrymandering to try to maximize partisan power. When Alberta and Saskatchewan were admitted to Confederation in 1905, their original district boundaries were set forth in the respective Alberta and Saskatchewan Acts. Federal Liberal cabinet members devised the boundaries to ensure the election of provincial Liberal governments. British Columbia used a combination of single-member and dual-member constituencies to solidify the power of the centre-right British Columbia Social Credit Party until 1991.
Since responsibility for drawing federal and provincial electoral boundaries was handed over to independent agencies, the problem has largely been eliminated at those levels of government. Manitoba was the first province to authorize a non-partisan group to define constituency boundaries in the 1950s. In 1964, the federal government delegated the drawing of boundaries for federal electoral districts to the non-partisan agency Elections Canada which answers to Parliament rather than the government of the day.
As a result, gerrymandering is not generally a major issue in Canada except at the civic level. Although city wards are recommended by independent agencies, city councils occasionally overrule them. That is much more likely if the city is not homogenous and different neighborhoods have sharply different opinions about city policy direction.
In 2006, a controversy arose in Prince Edward Island over the provincial government's decision to throw out an electoral map drawn by an independent commission. Instead, they created two new maps. The government adopted the second of them, which was designed by the caucus of the governing Progressive Conservative Party of Prince Edward Island. Opposition parties and the media attacked Premier Pat Binns for what they saw as gerrymandering of districts. Among other things, the government adopted a map that ensured that every current Member of the Legislative Assembly from the premier's party had a district to run in for re-election, but in the original map, several had been redistricted. However, in the 2007 provincial election only seven of 20 incumbent Members of the Legislative Assembly were re-elected (seven did not run for re-election), and the government was defeated.
Chile
The military government which ruled Chile from 1973 to 1990 was ousted in a national plebiscite in October 1988. Opponents of General Augusto Pinochet voted NO to remove him from power and to trigger democratic elections, while supporters (mostly from the right-wing) voted YES to keep him in office for another eight years.
Five months prior to the plebiscite, the regime published a law regulating future elections and referendums, but the configuration of electoral districts and the manner in which National Congress seats would be awarded were only added to the law seven months after the referendum.
For the Chamber of Deputies (lower house), 60 districts were drawn by grouping (mostly) neighboring communes (the smallest administrative subdivision in the country) within the same region (the largest). It was established that two deputies would be elected per district, with the most voted coalition needing to outpoll its closest rival by a margin of more than 2-to-1 to take both seats. The results of the 1988 plebiscite show that neither the "NO" side nor the "YES" side outpolled the other by said margin in any of the newly established districts. They also showed that the vote/seat ratio was lower in districts which supported the "YES" side and higher in those where the "NO" was strongest. In spite of this, at the 1989 parliamentary election, the center-left opposition was able to capture both seats (the so-called doblaje) in twelve out of 60 districts, winning control of 60% of the Chamber.
Senate constituencies were created by grouping all lower-chamber districts in a region, or by dividing a region into two constituencies of contiguous lower-chamber districts. The 1980 Constitution allocated a number of seats to appointed senators, making it harder for one side to change the Constitution by itself. The opposition won 22 senate seats in the 1989 election, taking both seats in three out of 19 constituencies, controlling 58% of the elected Senate, but only 47% of the full Senate. The unelected senators were eliminated in the 2005 constitutional reforms, but the electoral map has remained largely untouched (two new regions were created in 2007, one of which altered the composition of two senatorial constituencies; the first election to be affected by this minor change took place in 2013).
France
France is one of the few countries to let legislatures redraw the map with no check. In practice, the Parliament of France sets up an executive commission. Districts called arrondissements were used in the Third Republic and under the Fifth Republic they are called circonscriptions. During the Third Republic, some reforms of arrondissements, which were also used for administrative purposes, were largely suspected to have been arranged to favor the kingmaker in the National Assembly, the Radical Party.
The dissolution of Seine and Seine-et-Oise départements by de Gaulle was seen as a case of Gerrymandering to counter communist influence around Paris.
In the modern regime, there were three designs: in 1958 (regime change), 1987 (by Charles Pasqua) and 2010 (by Alain Marleix), three times by conservative governments. Pasqua's drawing was known to have been particularly good at gerrymandering, resulting in 80% of the seats with 58% of the vote in 1993, and forcing Socialists in the 1997 snap election to enact multiple pacts with smaller parties in order to win again, this time as a coalition. In 2010, the Sarkozy government created 12 districts for expats.
The Constitutional council was called twice by the opposition to decide about gerrymandering, but it never considered partisan disproportions. However, it forced the Marleix committee to respect an 80–120% population ratio, ending a tradition dating back to the Revolution in which départements, however small in population, would send at least two MPs.
Germany
When the electoral districts in Germany were redrawn in 2000, the ruling center-left Social Democratic Party (SPD) was accused of gerrymandering to marginalize the left-wing Party of Democratic Socialism (PDS). The SPD combined traditional PDS strongholds in the former East Berlin with new districts made up of more populous areas of the former West Berlin, where the PDS had very limited following.
After having won four seats in Berlin in the 1998 national election, the PDS was able to retain only two seats altogether in the 2002 elections. Under German electoral law, a political party has to win either more than five percent of the votes or at least three directly elected seats, to qualify for top-up seats under the Additional Member System. The PDS vote fell below five percent thus they failed to qualify for top-up seats and were confined to just two members of the Bundestag, the German federal parliament (elected representatives are always allowed to hold their seats as individuals). Had they won a third constituency, the PDS would have gained at least 25 additional seats, which would have been enough to hold the balance of power in the Bundestag.
In the election of 2005, The Left (successor of the PDS) gained 8.7% of the votes and thus qualified for top-up seats.
The number of Bundestag seats of parties which previously got over 5% of the votes cannot be affected very much by gerrymandering, because seats are awarded to these parties on a proportional basis. However, when a party wins so many districts in any one of the 16 federal states that those seats alone count for more than its proportional share of the vote in that same state does the districting have some influence on larger parties—those extra seats, called "Überhangmandate", remain. In the Bundestag election of 2009, Angela Merkel's CDU/CSU gained 24 such extra seats, while no other party gained any; this skewed the result so much that the Federal Constitutional Court of Germany issued two rulings declaring the existing election laws invalid and requiring the Bundestag to pass a new law limiting such extra seats to no more than 15. In 2013, Germany's Supreme Court ruled on the constitutionality of Überhangmandate, which from then on have to be added in proportion to the second vote of each party thereby making it impossible that one party can have more seats than earned by the proportionate votes in the election.
Greece
Gerrymandering has been rather common in Greek history since organized parties with national ballots only appeared after the 1926 Constitution. The only case before that was the creation of the Piraeus electoral district in 1906, in order to give the Theotokis party a safe district.
The most infamous case of gerrymandering was in the 1956 election. While in previous elections the districts were based on the prefecture level (νομός), for 1956 the country was split in districts of varying sizes, some being the size of prefectures, some the size of sub-prefectures (επαρχία) and others somewhere in between. In small districts the winning party would take all seats, in intermediate size, it would take most and there was proportional representation in the largest districts. The districts were created in such a way that small districts were those that traditionally voted for the right while large districts were those that voted against the right.
This system has become known as the three-phase (τριφασικό) system or the baklava system (because, as baklava is split into full pieces and corner pieces, the country was also split into disproportionate pieces). The opposition, being composed of the center and the left, formed a coalition with the sole intent of changing the electoral law and then calling new elections. Even though the centrist and leftist opposition won the popular vote (1,620,007 votes against 1,594,992), the right-wing ERE won the majority of seats (165 to 135) and was to lead the country for the next two years.
Hong Kong
In Hong Kong, functional constituencies are demarcated by the government and defined in statutes, making them prone to gerrymandering. The functional constituency for the information technology sector was particular criticized for gerrymandering and voteplanting.
There are also gerrymandering concerns in the constituencies of district councils.
Hungary
In 2011, Fidesz politician János Lázár has proposed a redesign to Hungarian voting districts; considering the territorial results of previous elections, this redesign would favor right-wing politics according to the opposition. Since then, the law has been passed by the Fidesz-majority National Assembly. By the political think tanks and media close to the opposition, it took twice as many votes to gain a seat in some election districts as in some others. However, their findings are controversial.
Ireland
Until the 1980s Dáil boundaries in Ireland were drawn not by an independent commission but by government ministers. Successive arrangements by governments of all political characters have been attacked as gerrymandering. Ireland uses the single transferable vote, and as well as the actual boundaries drawn, the main tool of gerrymandering has been the number of seats per constituency used, with three-seat constituencies normally benefiting the strongest parties in an area, whereas four-seat constituencies normally help smaller parties.
In 1947 the rapid rise of new party Clann na Poblachta threatened the position of the governing party Fianna Fáil. The government of Éamon de Valera introduced the Electoral (Amendment) Act 1947, which increased the size of the Dáil from 138 to 147 and increased the number of three-seat constituencies from fifteen to twenty-two. The result was described by the journalist and historian Tim Pat Coogan as "a blatant attempt at gerrymander which no Six County Unionist could have bettered." The following February the 1948 general election was held and Clann na Poblachta secured ten seats instead of the nineteen they would have received proportional to their vote.
In the mid-1970s, the Minister for Local Government, James Tully, attempted to arrange the constituencies to ensure that the governing Fine Gael–Labour Party National Coalition would win a parliamentary majority. The Electoral (Amendment) Act 1974 was planned as a major reversal of previous gerrymandering by Fianna Fáil (then in opposition). Tully ensured that there were as many as possible three-seat constituencies where the governing parties were strong, in the expectation that the governing parties would each win a seat in many constituencies, relegating Fianna Fáil to one out of three.
In areas where the governing parties were weak, four-seat constituencies were used so that the governing parties had a strong chance of still winning two. The election results created substantial change, as there was a larger than expected collapse in the vote. Fianna Fáil won a landslide victory in the 1977 Irish general election, two out of three seats in many cases, relegating the National Coalition parties to fight for the last seat. Consequently, the term "Tullymandering" was used to describe the phenomenon of a failed attempt at gerrymandering.
Italy
A hypothesis of gerrymandering was theorized by constituencies drawn by the electoral act of 2017, so-called Rosatellum.
Kuwait
From the years 1981 until 2005, Kuwait was divided into 25 electoral districts in order to over-represent the government's supporters (the 'tribes'). In July 2005, a new law for electoral reforms was approved which prevented electoral gerrymandering by cutting the number of electoral districts from 25 to 5.
The government of Kuwait found that 5 electoral districts resulted in a powerful parliament with the majority representing the opposition. A new law was crafted by the government of Kuwait and signed by the Amir to gerrymander the districts to 10 allowing the government's supporters to regain the majority.
Malaysia
The practice of gerrymandering has been around in the country since its independence in 1957. The ruling coalition at that time, Barisan Nasional (BN; English: "National Front"), has been accused of controlling the election commission by revising the boundaries of constituencies. For example, during the 13th General Election in 2013, Barisan Nasional won 60% of the seats in the Malaysian Parliament despite only receiving 47% of the popular vote. Malapportionment has also been used at least since 1974, when it was observed that in one state alone (Perak), the parliamentary constituency with the most voters had more than ten times as many voters as the one with the fewest voters. These practices finally failed BN in the 14th General Election on 9 May 2018, when the opposing Pakatan Harapan (PH; English: "Alliance of Hope") won despite perceived efforts of gerrymandering and malapportionment from the incumbent.
Malta
The Labour Party that won in 1981, even though the Nationalist Party got the most votes, did so because of its gerrymandering. A 1987 constitutional amendment prevented that situation from reoccurring.
Nepal
After the restoration of democracy in 1990, Nepali politics has well exercised the practice of gerrymandering with the view to take advantage in the election. It was often practiced by Nepali Congress, which remained in power in most of the time. Learning from this, the reshaping of constituency was done for constituent assembly and the opposition now wins elections.
Philippines
Congressional districts in the Philippines were originally based on an ordinance from the 1987 Constitution, which was created by the Constitutional Commission, which was ultimately based on legislative districts as they were drawn in 1907. The same constitution gave Congress of the Philippines the power to legislate new districts, either through a national redistricting bill or piecemeal redistricting per province or city. Congress has never passed a national redistricting bill since the approval of the 1987 constitution, while it has incrementally created 34 new districts, out of the 200 originally created in 1987.
This allows Congress to create new districts once a place reaches 250,000 inhabitants, the minimum required for its creation. With this, local dynasties, through congressmen, can exert influence in the district-making process by creating bills carving new districts from old ones. In time, as the population of the Philippines increases, these districts, or groups of it, will be the basis of carving new provinces out of existing ones.
An example was in Camarines Sur, where two districts were divided into three districts which allegedly favors the Andaya and the Arroyo families; it caused Rolando Andaya and Dato Arroyo, who would have otherwise run against each other, run in separate districts, with one district allegedly not even surpassing the 250,000-population minimum. The Supreme Court later ruled that the 250,000 population minimum does not apply to an additional district in a province. The resulting splits would later be the cause of another gerrymander, where the province would be split into a new province called Nueva Camarines; the bill was defeated in the Senate in 2013.
Singapore
In recent decades, critics have accused the ruling People's Action Party (PAP) of unfair electoral practices to maintain significant majorities in the Parliament of Singapore. Among the complaints are that the government uses gerrymandering. The Elections Department was established as part of the executive branch under the Prime Minister of Singapore, rather than as an independent body. Critics have accused it of giving the ruling party the power to decide polling districts and polling sites through electoral engineering, based on poll results in previous elections.
Members of opposition parties claim that the Group Representation Constituency system is "synonymous to gerrymandering", pointing out examples of Cheng San GRC and Eunos GRC which were dissolved by the Elections Department with voters redistributed to other constituencies after opposition parties gained ground in elections.
South Africa
The landmark 1948 general election was influenced by provisions of the Constitution granting rural areas more constituencies in Parliament than urban areas. Thus the white-supremacist National Party won a plurality against the more moderate United Party despite receiving fewer votes and implemented apartheid.
Spain
Until the establishment of the Second Spanish Republic in 1931, Spain used both single-member and multi-member constituencies in general elections. Multi-member constituencies were only used in some big cities. Some gerrymandering examples included the districts of Vilademuls or Torroella de Montgrí in Catalonia. These districts were created in order to prevent the Federal Democratic Republican Party to win a seat in Figueres or La Bisbal and to secure a seat to the dynastic parties. Since 1931, the constituency boundaries match the province boundaries.
After the Francoist dictatorship, during the transition to democracy, these fixed provincial constituencies were reestablished in Section 68.2 of the current 1978 Spanish Constitution, so gerrymandering is impossible in general elections. There are not winner-takes-all elections in Spain except for the tiny territories of Ceuta and Melilla (which only have one representative each); everywhere else the number of representatives assigned to a constituency is proportional to its population and calculated according to a national law, so tampering with under- or over-representation is difficult too.
European, some regional and municipal elections are held under single, at-large multi-member constituencies with proportional representation and gerrymandering is not possible either.
Sri Lanka
Sri Lanka's new Local Government elections process has been the talking point of gerrymandering since its inception. Even though that talk was more about the ward-level, it is also seen in some local council areas too.
Sudan
In the most recent election of 2010, there were numerous examples of gerrymandering throughout the entire country of Sudan. A report from the Rift Valley Institute uncovered violations of Sudan's electoral law, where constituencies were created that were well below and above the required limit. According to Sudan's National Elections Act of 2008, no constituency can have a population that is 15% greater or less than the average constituency size. The Rift Valley Report uncovered a number of constituencies that are in violation of this rule. Examples include constituencies in Jonglei, Warrap, South Darfur, and several other states.
Turkey
Turkey has used gerrymandering in the city of Istanbul in the 2009 municipal elections. Just before the election Istanbul was divided into new districts. Large low income neighborhoods were bundled with the rich neighborhoods to win the municipal elections.
United Kingdom
Northern Ireland
Parliamentary Elections
Prior to the establishment of Home Rule in Northern Ireland, the UK government had installed the single transferable vote (STV) system in Ireland to secure fair elections in terms of proportional representation in its Parliaments. After two elections under that system, in 1929 Stormont changed the electoral system to be the same as the rest of the United Kingdom: a single-member first past the post system. The only exception was for the election of four Stormont MPs to represent the Queen's University of Belfast. Some scholars believe that the boundaries were gerrymandered to under-represent Nationalists. Other geographers and historians, for instance Professor John H. Whyte, disagree. They have argued that the electoral boundaries for the Parliament of Northern Ireland were not gerrymandered to a greater level than that produced by any single-winner election system, and that the actual number of Nationalist MPs barely changed under the revised system (it went from 12 to 11 and later went back up to 12). Most observers have acknowledged that the change to a single-winner system was a key factor, however, in stifling the growth of smaller political parties, such as the Northern Ireland Labour Party and Independent Unionists. In the 1967 election, Unionists won 35.5% of the votes and received 60% of the seats, while Nationalists got 27.4% of the votes but received 40% of the seats. This meant that both the Unionist and Nationalist parties were over-represented, while the Northern Ireland Labour Party and Independents (amounting to more than 35% of the votes cast) were severely under-represented.
After Westminster reintroduced direct rule in 1973, it restored the single transferable vote (STV) for elections to the Northern Ireland Assembly in the following year, using the same definitions of constituencies as for the Westminster Parliament. Currently, in Northern Ireland, all elections use STV except those for positions in the Westminster Parliament, which follow the pattern in the rest of the United Kingdom by using "first past the post."
Local authority Elections
Gerrymandering (Irish: Claonroinnt) in local elections was introduced in 1923 by the Leech Commission. This was a one-man commission: Sir John Leech, K.C. was appointed by Dawson Bates, Northern Ireland's Minister of Home Affairs, to redraw Northern Ireland's local government electoral boundaries. Leech was also chairman of the Advisory Committee who recommended the release or continued detention of the persons that the Northern Irish government was interning without trial at that time. Leech's changes, together with a resultant boycott by the Irish Nationalist community, resulted in Unionists gaining control of Londonderry County Borough Council, Fermanagh and Tyrone County Councils, and also retaking eight rural district councils. These county councils, and most of the district councils, remained under Unionist control, despite the majority of their population being Catholic, until the United Kingdom government imposed Direct Rule in 1972.
Leech's new electoral boundaries for the 1924 Londonderry County Borough Council election reduced the number of wards from four to three, only one of which would have a Nationalist majority. This resulted in election of a Unionist council in every election, until the County Borough Council's replacement in 1969 by the unelected Londonderry Development Commission, in a city where Nationalists had a large majority and had won previous elections.
Some critics and supporters spoke at the time of "A Protestant Parliament for a Protestant People". This passed also into local government, where appointments and jobs were given to the supporters of the elected majorities. Stephen Gwynn had noted as early as 1911 that since the introduction of the Local Government (Ireland) Act 1898:
In Armagh there are 68,000 Protestants, 56,000 Catholics. The County Council has twenty-two Protestants and eight Catholics. In Tyrone, Catholics are a majority of the population, 82,000 against 68,000; but the electoral districts have been so arranged that Unionists return sixteen as against thirteen Nationalists (one a Protestant). This Council gives to the Unionists two to one majority on its Committees, and out of fifty-two officials employs only five Catholics. In Antrim, which has the largest Protestant majority (196,000 to 40,000), twenty-six Unionists and three Catholics are returned. Sixty officers out of sixty-five are good Unionists and Protestants.
Initially Leech drew the boundaries, but from the 1920s to the 1940s the province-wide government redrew them to reinforce the gerrymander.
United Kingdom – Boundary review
The number of electors in a United Kingdom constituency can vary considerably, with the smallest constituency currently (2017 electoral register) having fewer than a fifth of the electors of the largest (Scotland's Na h-Eileanan an Iar (21,769 constituents) and Orkney and Shetland (34,552), compared to England's North West Cambridgeshire (93,223) and Isle of Wight (110,697)). This variation has resulted from:
Scotland and Wales being favoured in the Westminster Parliament with deliberately smaller electoral quotas (average electors per constituency) than those in England and Northern Ireland. This inequality was initiated by the House of Commons (Redistribution of Seats) Act 1958, which eliminated the previous common electoral quota for the whole United Kingdom and replaced it with four separate national quotas for the respective Boundaries commissions to work to: England 69,534; Northern Ireland 67,145, Wales 58,383 and in Scotland only 54,741 electors.
Current rules historically favouring geographically "natural" constituencies, this continues to give proportionally greater representation to Wales and Scotland.
Population migrations, due to white flight and deindustrialization tending to decrease the number of electors in inner-city districts.
Under the Sixth Periodic Review of Westminster constituencies, the Coalition government planned to review and redraw the parliamentary constituency boundaries for the House of Commons of the United Kingdom. The review and redistricting was to be carried out by the four UK boundary commissions to produce a reduction from 650 to 600 seats, and more uniform sizes, such that a constituency was to have no fewer than 70,583 and no more than 80,473 electors. The process was intended to address historic malapportionment, and be complete by 2015. Preliminary reports suggesting the areas set to lose the fewest seats historically tended to vote Conservative, while other less populous and deindustrialized regions, such as Wales, which would lose a larger proportion of its seats, tending to have more Labour and Liberal Democrat voters, partially correcting the existing malapportionment. An opposition (Labour) motion to suspend the review until after the next general election was tabled in the House of Lords and a vote called in the United Kingdom House of Commons, in January 2013. The motion was passed with the help of the Liberal Democrats, going back on an election pledge. , a new review is in progress and a draft of the new boundaries has been published.
United States
The United States, among the first countries with an elected representative government, was the source of the term gerrymander as stated above.
The practice of gerrymandering the borders of new states continued past the American Civil War and into the late 19th century. The Republican Party used its control of Congress to secure the admission of more states in territories friendly to their party—the admission of Dakota Territory as two states instead of one being a notable example. By the rules for representation in the Electoral College, each new state carried at least three electoral votes regardless of its population.
All redistricting in the United States has been contentious because it has been controlled by political parties vying for power. As a consequence of the decennial census required by the United States Constitution, districts for members of the House of Representatives typically need to be redrawn whenever the number of members in a state changes. In many states, state legislatures redraw boundaries for state legislative districts at the same time.
State legislatures have used gerrymandering along racial lines both to decrease and increase minority representation in state governments and congressional delegations. In Ohio, a conversation between Republican officials was recorded that demonstrated that redistricting was being done to aid their political candidates. Furthermore, the discussions assessed the race of voters as a factor in redistricting, on the premise that African-Americans tend to back Democratic Party candidates. Republicans removed approximately 13,000 African-American voters from the district of Jim Raussen, a Republican candidate for the House of Representatives, in an apparent attempt to tip the scales in what was once a competitive district for Democratic candidates.
With the Civil Rights Movement and passage of the Voting Rights Act of 1965, federal enforcement and protections of suffrage for all citizens were enacted. Gerrymandering for the purpose of reducing the political influence of a racial or ethnic minority group was prohibited. After the Voting Rights Act of 1965 was passed, some states created "majority-minority" districts to enhance minority voting strength. This practice, also called "affirmative gerrymandering", was supposed to redress historic discrimination and ensure that ethnic minorities would gain some seats and representation in government. In some states, bipartisan gerrymandering is the norm. State legislators from both parties sometimes agree to draw congressional district boundaries in a way that ensures the re-election of most or all incumbent representatives from both parties.
Rather than allowing more political influence, some states have shifted redistricting authority from politicians and given it to non-partisan redistricting commissions. The states of Washington, Arizona, and California have created standing committees for redistricting following the 2010 census. It has been argued however that in California's case, gerrymandering still continued despite this change. Rhode Island and New Jersey have developed ad hoc committees, but developed the past two decennial reapportionments tied to new census data. Florida's amendments 5 and 6, meanwhile, established rules for the creation of districts but did not mandate an independent commission.
Michigan voters in 2018 approved a proposal to create an independent commission to draw new congressional maps following the 2020 United States Census, thereby removing the responsibility from the state legislature. Additionally, Ohio voters in 2018 modified their existing redistricting statutes to have a commission draw new maps. However, the ability of the state legislature to draw congressional maps remained, and this proposes the risk of gerrymandering. Other states that have implemented commissions in the 2018 midterm cycle include Colorado.
International election observers from the Organization for Security and Co-operation in Europe Office for Democratic Institutions and Human Rights, who were invited to observe and report on the 2004 national elections, expressed criticism of the U.S. congressional redistricting process and made a recommendation that the procedures be reviewed to ensure genuine competitiveness of Congressional election contests.
In 2015, an analyst reported that the two major parties differ in the way they redraw districts. The Democrats construct coalition districts of liberals and minorities together with conservatives which results in Democratic-leaning districts. The Republicans tend to place liberals all together in a district, conservatives in others, creating clear partisan districts.
In June 2019, the United States Supreme Court ruled in Lamone v. Benisek and Rucho v. Common Cause that federal courts lacked jurisdiction to hear challenges over partisan gerrymandering.
Venezuela
Prior to the 26 September 2010 legislative elections, gerrymandering took place via an addendum to the electoral law by the National Assembly of Venezuela. In the subsequent election, Hugo Chávez's political party, the United Socialist Party of Venezuela drew 48% of the votes overall, while the opposition parties (the Democratic Unity Roundtable and the Fatherland for All parties) drew 52% of the votes. However, due to the re-allocation of electoral legislative districts prior to the election, Chávez's United Socialist Party of Venezuela was awarded over 60% of the spots in the National Assembly (98 deputies), while 67 deputies were elected for the two opposition parties combined.
Related terms
In a play on words, the use of race-conscious procedures in jury selection has been termed "jurymandering".
See also
Electoral fraud
Gerrymandering in the United States
Gill v. Whitford
Schelling's model of segregation
Voter suppression
Wasted vote
Boundary problem (spatial analysis)
Notes
References
Further reading
McGhee, Eric (11 May 2020). "Partisan Gerrymandering and Political Science". Annual Review of Political Science. 23 (1): 171–185.
La Raja, Raymond (11 May 2009). "Redistricting: Reading Between the Lines". Annual Review of Political Science. 12 (1): 203–223.
External links
Articles from the ACE Project
Alleged Gerrymandering in Malaysia: Over-representation of rural districts
Ending the Gerrymander in Chile: the constitutional reforms of 1988
A handbook of electoral system Design from International IDEA
Anti-Gerrymandering policy in Australia
Redrawing Lines of Power: Redistricting 2011 Making Contact, produced by National Radio Project. 12 April 2011.
All About Redistricting – Ideas for Reform
Metric Geometry and Gerrymandering Group – consortium of Boston-area researchers
Constituencies
Electoral geography
Ethically disputed political practices
Political corruption
Political terminology of the United States
Voter suppression
Electoral fraud |
12991 | https://en.wikipedia.org/wiki/Gram%20Parsons | Gram Parsons | Ingram Cecil Connor III (November 5, 1946 – September 19, 1973), known professionally as Gram Parsons, was an American singer, songwriter, guitarist, and pianist. Parsons recorded as a solo artist and with the International Submarine Band, the Byrds, and the Flying Burrito Brothers. He popularized what he called "Cosmic American Music", a hybrid of country, rhythm and blues, soul, folk, and rock.
Parsons was born in Winter Haven, Florida, and developed an interest in country music while attending Harvard University. He founded the International Submarine Band in 1966, but the group disbanded prior to the 1968 release of its debut album, Safe at Home. Parsons joined the Byrds in early 1968 and played a pivotal role in the making of the seminal Sweetheart of the Rodeo album. After leaving the group in late 1968, Parsons and fellow Byrd Chris Hillman formed The Flying Burrito Brothers in 1969; the band released its debut, The Gilded Palace of Sin, the same year. The album was well received but failed commercially. After a sloppy cross-country tour, the band hastily recorded Burrito Deluxe. Parsons was fired from the band before the album's release in early 1970. Emmylou Harris assisted him on vocals for his first solo record, GP, released in 1973. Although it received enthusiastic reviews, the release failed to chart. His next album, Grievous Angel, peaked at number 195 on the Billboard chart. His health deteriorated due to several years of drug abuse culminating in his death from a toxic combination of morphine and alcohol in 1973 at the age of 26. His daughter is Polly Parsons.
Parsons's relatively short career was described by AllMusic as "enormously influential" for country and rock, "blending the two genres to the point that they became indistinguishable from each other." He has been credited with helping to found the country rock and alt-country genres. His posthumous honors include the Americana Music Association "President's Award" for 2003 and a ranking at No. 87 on Rolling Stone'''s list of the "100 Greatest Artists of All Time."
Life and career
Early years (1946–1967)
Ingram Cecil Connor III was born on November 5, 1946, in Winter Haven, Florida, to Ingram Cecil "Coon Dog" (1917–1958) and Avis (née Snively) Connor (1923–1965). The Connors normally resided at their main residence in Waycross, Georgia, but Avis returned to her hometown in Florida to give birth. She was the daughter of citrus fruit magnate John A. Snively, who held extensive properties in Winter Haven and in Waycross. Gram's father, Ingram Connor II was a famous World War II flying ace, decorated with the Air Medal, who was present at the 1941 attack on Pearl Harbor. Biographer David Meyer characterized these parents as loving; he wrote in Twenty Thousand Roads that they are "remembered as affectionate parents and a loving couple".
However, he also notes that "unhappiness was eating away at the Connor family": Avis suffered from depression, and both parents were alcoholics. Ingram Connor II died by suicide two days before Christmas in 1958, devastating the 12-year-old Gram and his younger sister, also named Avis. Avis subsequently married Robert Parsons, who adopted Gram and his sister; they took his surname.
Gram Parsons briefly attended the prestigious Bolles School in Jacksonville, Florida, before transferring to the public Winter Haven High School; after failing his junior year, he returned to Bolles (which had converted from a military to a liberal arts curriculum amid the incipient Vietnam War). For a time, the family found a stability of sorts. They were torn apart in early 1965, when Robert became embroiled in an extramarital affair and Avis' heavy drinking led to her death from cirrhosis on June 5, 1965, the day of Gram's graduation from Bolles.
As his family was disintegrating around him, Parsons developed strong musical interests, particularly after seeing Elvis Presley perform in concert on February 22, 1956, in Waycross. Five years later, barely in his teens, he played in rock and roll cover bands such as the Pacers and the Legends, headlining in clubs owned by his stepfather in the Winter Haven/Polk County area. By the age of 16, he graduated to folk music, and in 1963 he teamed up with his first professional outfit, the Shilohs, in Greenville, South Carolina. Heavily influenced by The Kingston Trio and The Journeymen, the band played hootenannies, coffee houses and high school auditoriums; as Parsons was still enrolled in prep school, he only performed with the group in select engagements. Forays into New York City (where Parsons briefly lived with a female folk singer in a loft on Houston Street) included a performance at Florida's exhibition in the 1964 New York World's Fair and regular appearances at the Café Rafio on Bleecker Street in Greenwich Village in the summer of 1964. Although John Phillips (an acquaintance of Shiloh George Wrigley) arranged an exploratory meeting with Albert Grossman, the impresario balked at booking the group for a Christmas engagement at The Bitter End when he discovered that the Shilohs were still high school students. Following a recording session at the radio station of Bob Jones University, the group reached a creative impasse amid the emergence of folk rock and dissolved in the spring of 1965.
Despite his middling grades and test scores, Parsons was admitted to Harvard University's class of 1966 on the basis of a strong admissions essay. Although he claimed to have studied theology (an oblique reference to his close friendship with his residential tutor, Harvard Divinity School graduate student Jet Thomas) in subsequent interviews, Parsons seldom attended his general education courses before departing in early 1966 after one semester. He did not become seriously interested in country music until his time at Harvard, where he heard Merle Haggard for the first time.
In 1966, he and other musicians from the Boston folk scene formed a group called the International Submarine Band. After briefly residing in the Kingsbridge section of the Bronx, they relocated to Los Angeles the following year. Following several lineup changes, the band signed to Lee Hazlewood's LHI Records, where they spent late 1967 recording Safe at Home. The album contains one of Parsons' best-known songs, "Luxury Liner", and an early version of "Do You Know How It Feels", which he revised later in his career. Safe at Home would remain unreleased until mid-1968, by which time the International Submarine Band had broken up.
The Byrds (1968)
By 1968, Parsons had come to the attention of the Byrds' bassist, Chris Hillman, via business manager Larry Spector as a possible replacement band member following the departures of David Crosby and Michael Clarke from the group in late 1967. Parsons had been acquainted with Hillman since the pair had met in a bank during 1967 and in February 1968 he passed an audition for the band, being initially recruited as a jazz pianist but soon switching to rhythm guitar and vocals.
Although Parsons was an equal contributor to the band, he was not regarded as a full member of the Byrds by the band's record label, Columbia Records. Consequently, when the Byrds' Columbia recording contract was renewed on February 29, 1968, it was only original members Roger McGuinn and Chris Hillman who signed it. Parsons, like fellow new recruit Kevin Kelley, was hired as a sideman and received a salary from McGuinn and Hillman. In later years, this led Hillman to state, "Gram was hired. He was not a member of the Byrds, ever. He was on salary; that was the only way we could get him to turn up." However, these comments overlook the fact that Parsons, like Kelley, was considered a bona fide member of the band during 1968 and, as such, was given equal billing alongside McGuinn, Hillman, and Kelley on the Sweetheart of the Rodeo album and in contemporary press coverage of the band.Sweetheart of the Rodeo was originally conceived by band leader Roger McGuinn as a sprawling, double album history of American popular music. It was to begin with bluegrass music, then move through country and western, jazz, rhythm and blues, and rock music, before finally ending with the most advanced (for the time) form of electronic music. However, as recording plans were made, Parsons exerted a controlling influence over the group, persuading the other members to leave Los Angeles and record the album in Nashville, Tennessee. Along the way, McGuinn's original album concept was jettisoned in favor of a fully fledged country project, which included Parsons' songs such as "One Hundred Years from Now" and "Hickory Wind", along with compositions by Bob Dylan, Woody Guthrie, Merle Haggard, and others.
Recording sessions for Sweetheart of the Rodeo commenced at Columbia Records' recording studios in the Music Row area of Nashville on March 9, 1968. Midway through, the sessions moved to Columbia Studios, Hollywood, Los Angeles. They finally came to a close on May 27, 1968. However, Parsons was still under contract to LHI Records and consequently, Hazlewood contested Parsons' appearance on the album and threatened legal action. As a result, McGuinn ended up replacing three of Parsons' lead vocals with his own singing on the finished album, a move that still rankled Parsons as late as 1973, when he told Cameron Crowe in an interview that McGuinn "erased it and did the vocals himself and fucked it up." However, Parsons is still featured as lead vocalist on the songs "You're Still on My Mind", "Life in Prison", and "Hickory Wind".
While in England with the Byrds in the summer of 1968, Parsons left the band due to his concerns over a planned concert tour of South Africa, and after speaking to Mick Jagger and Keith Richards about the tour, he cited opposition to that country's apartheid policies. There has been some doubt expressed by Hillman over the sincerity of Parsons' protest. It appears that Parsons was mostly apolitical, although he did refer to one of the younger African-American butlers in the Connor household as being "like a brother" to him in an interview. During this period Parsons became acquainted with Mick Jagger and Keith Richards of The Rolling Stones. Before Parsons' departure from the Byrds, he had accompanied the two Rolling Stones to Stonehenge (along with McGuinn and Hillman) in the English county of Wiltshire. Immediately after leaving the band, Parsons stayed at Richards' house and the pair developed a close friendship over the next few years, with Parsons reintroducing the guitarist to country music. According to Stones' confidant and close friend of Parsons, Phil Kaufman, the two would sit around for hours playing obscure country records and trading off on various songs with their guitars.
The Flying Burrito Brothers (1969–1970)
Returning to Los Angeles, Parsons sought out Hillman, and the two formed The Flying Burrito Brothers with bassist Chris Ethridge and pedal steel player Sneaky Pete Kleinow. Their 1969 album The Gilded Palace of Sin marked the culmination of Parsons' post-1966 musical vision: a modernized variant of the Bakersfield sound that was popularized by Buck Owens amalgamated with strands of soul and psychedelic rock. The band appeared on the album cover wearing Nudie suits emblazoned with all sorts of hippie accoutrements, including marijuana, Tuinal, and Seconal-inspired patches on Parsons' suit. Along with the Parsons-Hillman originals "Christine's Tune" and "Sin City" were versions of the soul music classics "The Dark End of the Street" and "Do Right Woman", the latter featuring David Crosby on high harmony. The album's original songs were the result of a very productive songwriting partnership between Parsons and Hillman, who were sharing a bachelor pad in the San Fernando Valley during this period. The atypically pronounced (for Parsons) gospel-soul influence on this album likely evolved from the ecumenical tastes of bassist Chris Ethridge (who co-wrote "Hot Burrito No. 1 [I'm Your Toy]" and "Hot Burrito No. 2" with Parsons) and frequent jamming with Delaney & Bonnie and Richards during the album's gestation.
Original drummer Eddie Hoh (best known for his work with The Monkees and Al Kooper) proved to be unable to perform adequate takes due to an incipient substance abuse problem and was dismissed after two songs, leading the group to record the remainder of the album with a variety of session drummers, including former International Submarine Band drummer Jon Corneal (who briefly joined the group as an official member, appearing on a plurality of the tracks) and Popeye Phillips of Dr. Hook & the Medicine Show. Before commencing live performances, the group ultimately settled upon original Byrds drummer Michael Clarke. Technically different in comparison to his predecessors, Clarke's striking physical appearance proved to be the primary criterion in this decision; an associate of the band would later recall that "the Burritos had to be pretty" and "Corneal didn't fit" from that standpoint.
While unsuccessful from a commercial standpoint, the album was measured by rock critic Robert Christgau as "an ominous, obsessive, tongue-in-cheek country-rock synthesis, absorbing rural and urban, traditional and contemporary, at point of impact." Embarking on a cross-country tour via train, as Parsons suffered from periodic bouts of fear of flying, the group squandered most of their money in a perpetual poker game and received bewildered reactions in most cities. Parsons was frequently indulging in massive quantities of psilocybin and cocaine, so his performances were erratic at best, while much of the band's repertoire consisted of vintage honky-tonk and soul standards with few originals. Perhaps the most successful appearance occurred in Philadelphia, where the group opened for the reconstituted Byrds. Midway through their set, Parsons joined the headline act and fronted his former group on renditions of "Hickory Wind" and "You Don't Miss Your Water". The other Burritos surfaced with the exception of Clarke, and the joint aggregation played several songs, including "Long Black Veil" and "Goin' Back".
The Flying Burrito Brothers appeared at the Sky River Rock Festival near Sultan, Washington, at the end of August.
After returning to Los Angeles, the group recorded "The Train Song", written during an increasingly infrequent songwriting session on the train and produced by 1950s R&B legends Larry Williams and Johnny "Guitar" Watson. Despite a request from the Burritos that the remnants of their publicity budget be diverted to promotion of the single, it also flopped. During this period, Ethridge realized that he did not share Parsons' and Hillman's affinity for country music, precipitating his departure shortly thereafter. He was replaced by lead guitarist Bernie Leadon, while Hillman reverted to bass.
By this time, Parsons's own use of drugs had increased so much that new songs were rare and much of his time was diverted to partying with the Stones, who briefly relocated to America in the summer of 1969 to finish their forthcoming Let It Bleed album and prepare for an autumn cross-country tour, their first series of regular live engagements in over two years. As the Stones prepared to play the nation's largest basketball arenas and early stadium concerts, the Burritos played to dwindling nightclub audiences; on one occasion, Jagger had to beseech Parsons to fulfill an obligation to his group. As Parsons "became a trust-fund baby when he came of age," he was still receiving about $30,000 per year (equivalent to $210,000 in 2018) from his family trust during this period, "distinguishing him from his many hungry, hard-scrabble peers."
However, the singer's dedication to the Rolling Stones was rewarded when the Burrito Brothers were booked as one of the acts at the infamous Altamont Music Festival. Playing a short set including "Six Days on the Road" and "Bony Moronie", Parsons left on one of the final helicopters and attempted to seduce Michelle Phillips. "Six Days..." was included in Gimme Shelter, a documentary of the event.
With mounting debt incurred, A&M hoped to recoup some of their losses by marketing the Burritos as a straight country group. To this end, manager Jim Dickson instigated a loose session where the band recorded several honky tonk staples from their live act, contemporary pop covers in a countrified vein ("To Love Somebody", "Lodi", "I Shall Be Released", "Honky Tonk Women"), and Larry Williams' "Bony Moronie". This was soon scrapped in favor of a second album of originals on an extremely reduced budget.
Faced with a dearth of new material, most of the album was hastily written in the studio by Leadon, Hillman, and Parsons, with two Gilded Palace of Sin outtakes thrown into the mix. The resulting album, entitled Burrito Deluxe, was released in April 1970. Although it is considered less inspired than its predecessor, it is notable for the Parsons-Hillman-Leadon song "Older Guys" and for its take on Jagger and Richards' "Wild Horses", the first recording released of this famous song. Parsons was inspired to cover the song after hearing an advance tape of the Sticky Fingers track sent to Kleinow, who was scheduled to overdub a pedal steel part; although Kleinow's part was not included on the released Rolling Stones version, it is available on bootlegs. Ultimately—and to the chagrin of Hillman, who was not keen on the song amid the band's creative malaise—Jagger and Richards consented to the cover version.
Like its predecessor, Burrito Deluxe underperformed commercially but also failed to carry the critical cachet of the debut. Disenchanted with the band, Parsons left the Burritos in mutual agreement with Hillman, who was long fatigued by his friend's unprofessionalism. Under Hillman's direction, the group recorded one more studio album before dissolving in the autumn of 1971.
In a recent interview with American Songwriter Chris Hillman explained that "[t]he greatest legacy of the Flying Burrito Brothers and Gram is we were the alternative country band. We couldn't get on country radio and we couldn't get on rock radio! We were the outlaw country band for a brief period."
Solo career and touring with Emmylou Harris (1970–1973)
Parsons signed a solo deal with A&M Records and moved in with producer Terry Melcher in early 1970. Melcher, who had worked with the Byrds and the Beach Boys, was a member of the successful duo Bruce & Terry, also known as The Rip Chords. The two shared a mutual penchant for cocaine and heroin, and as a result, the sessions were largely unproductive, with Parsons eventually losing interest in the project. "Terry loved Gram and wanted to produce him ... But neither of them could get anything done," recalled writer and mutual friend Eve Babitz. "Long lost, the tapes from this session have gathered a legendary patina," writes David Meyer. The recording stalled, and the master tapes were checked out, but there is conflict as to whether "Gram ... or Melcher took them".
He then accompanied the Rolling Stones on their 1971 U.K. tour in the hope of being signed to the newly formed Rolling Stones Records; by this juncture, Parsons and Richards had mulled the possibility of recording a duo album. Moving into Villa Nellcôte with the guitarist during the sessions for Exile on Main Street that commenced thereafter, Parsons remained in a consistently incapacitated state and frequently quarreled with his girlfriend, aspiring actress Gretchen Burrell. Eventually, Parsons was asked to leave by Anita Pallenberg, Richards' longtime domestic partner. Decades later, Richards suggested in his memoir that Jagger may have been the impetus for Parsons' departure because Richards was spending so much time playing music with Parsons. Rumors have persisted that he appears somewhere on the legendary album, and while Richards concedes that it is very likely he is among the chorus of singers on "Sweet Virginia", this has never been substantiated. Parsons attempted to rekindle his relationship with the band on their 1972 American tour to no avail.
After leaving the Stones' camp, Parsons married Burrell in 1971 at his stepfather's New Orleans estate. Allegedly, the relationship was far from stable, with Burrell cutting a needy and jealous figure while Parsons quashed her burgeoning film career. Many of the singer's closest associates and friends claim that Parsons was preparing to commence divorce proceedings at the time of his death; the couple had already separated by this point.
Parsons and Burrell enjoyed the most idyllic time of their relationship in the second half of 1971, visiting old cohorts like Ian Dunlop and Family/Blind Faith/Traffic member Ric Grech in England. With the assistance of Grech and one of the bassist's friends, a doctor who also dabbled in country music and is now known as Hank Wangford, Parsons eventually stopped taking heroin; a previous treatment suggested by William Burroughs proved unsuccessful.
He returned to the US for a one-off concert with the Burritos, and at Hillman's request went to hear Emmylou Harris sing in a small club in Washington, D.C. They befriended each other and, within a year, he asked her to join him in Los Angeles for another attempt to record his first solo album. It came as a surprise to many when Parsons was enthusiastically signed to Reprise Records by Mo Ostin in mid-1972. The ensuing GP (1973) featured several members of Elvis Presley's TCB Band, led by lead guitarist James Burton. It included six new songs from a creatively revitalized Parsons alongside several country covers, including Tompall Glaser's "Streets of Baltimore" and George Jones' "That's All It Took".
Parsons, by now featuring Harris as his duet partner, toured across the United States as Gram Parsons and the Fallen Angels in February–March 1973. Unable to afford the services of the TCB Band for a month, the group featured the talents of Colorado-based rock guitarist Jock Bartley (soon to climb to fame with Firefall), veteran Nashville session musician Neil Flanz on pedal steel, eclectic bassist Kyle Tullis (best known for his work with Dolly Parton and Larry Coryell) and former Mountain drummer N.D. Smart. The touring party also included Gretchen Parsons—by this point extremely envious of Harris—and Harris' young daughter. Coordinating the spectacle as road manager was Phil Kaufman, who had served time with Charles Manson on Terminal Island in the mid-sixties and first met Parsons while working for the Stones in 1968. Kaufman ensured that the performer stayed away from substance abuse, limiting his alcohol intake during shows and throwing out any drugs smuggled into hotel rooms. At first, the band was under-rehearsed and played poorly; however, they improved markedly with steady gigging and received rapturous responses at several leading countercultural venues, including Armadillo World Headquarters in Austin, Texas, Max's Kansas City in New York City, and Liberty Hall in Houston, Texas (where Neil Young and Linda Ronstadt sat in for a filmed performance). According to a number of sources, it was Harris who forced the band to practice and work up an actual set list. Nevertheless, the tour failed to galvanize sales of GP, which never charted in the Billboard 200.
For his next and final album, 1974's posthumously released Grievous Angel, he again used Harris and members of the TCB Band for the sessions. The record generally received more enthusiastic reviews than its predecessor, GP. Although Parsons only contributed two new songs to the album ("In My Hour of Darkness" and "Return of the Grievous Angel"), he was reportedly enthused with his new sound and seemed to have finally adopted a diligent mindset to his musical career, limiting his intake of alcohol and opiates during most of the sessions.
Before recording, Parsons and Harris played a preliminary four-show mini-tour as the headline act in a June 1973 Warner Brothers country rock package with the New Kentucky Colonels and Country Gazette. A shared backing band included former Byrds lead guitarist and Kentucky Colonel Clarence White, Pete Kleinow, and Chris Ethridge. On July 14, 1973, White was killed by a drunk driver in Palmdale, California, while loading equipment in his car for a concert with the New Kentucky Colonels. At White's funeral, Parsons and Bernie Leadon launched into an impromptu touching rendition of "Farther Along"; that evening, Parsons reportedly informed Phil Kaufman of his final wish: to be cremated in Joshua Tree. Despite the almost insurmountable setback, Parsons, Harris, and the other musicians decided to continue with plans for a fall tour.
In the summer of 1973, Parsons' Topanga Canyon home burned to the ground, the result of a stray cigarette. Nearly all of his possessions were destroyed with the exception of a guitar and a prized Jaguar automobile. The fire proved to be the last straw in the relationship between Burrell and Parsons, who moved into a spare room in Kaufman's house. While not recording, he frequently hung out and jammed with members of New Jersey–based country rockers Quacky Duck and His Barnyard Friends and the proto-punk Jonathan Richman & the Modern Lovers, who were represented by former Byrds manager Eddie Tickner.
Before formally breaking up with Burrell, Parsons already had a woman waiting in the wings. While recording, he saw a photo of a beautiful woman at a friend's home and was instantly smitten. The woman turned out to be Margaret Fisher, a high school sweetheart of the singer from his Waycross, Georgia, days. Like Parsons, Fisher had drifted west and became established in the Bay Area rock scene. A meeting was arranged and the two instantly rekindled their relationship, with Fisher dividing her weeks between Los Angeles and San Francisco at Parsons' expense.
Death
In the late 1960s, Parsons became enamored of and began to vacation at Joshua Tree National Park (then a National Monument) in southeastern California, where he frequently used psychedelics and reportedly experienced several UFO sightings. After splitting from Burrell, Parsons often spent his weekends in the area with Margaret Fisher and Phil Kaufman, with whom he had been living. Scheduled to resume touring in October 1973, Parsons decided to go on another recuperative excursion on September 17. Accompanying him were Fisher, personal assistant Michael Martin, and Martin's girlfriend Dale McElroy. Kaufman later said that Parsons' attorney was preparing divorce papers to serve to Burrell while Parsons remained in Joshua Tree on September 20.
During the trip, Parsons often retreated to the desert, while the group visited bars in the nearby hamlet of Yucca Valley, California, on both nights of their stay. Parsons consumed large amounts of alcohol and barbiturates. On September 18, Martin drove back to Los Angeles to resupply the group with marijuana. That night, after challenging Fisher and McElroy to drink with him (Fisher didn't like alcohol and McElroy was recovering from a bout of hepatitis), he said, "I'll drink for the three of us," and proceeded to drink six double tequilas. They then returned to the Joshua Tree Inn, where Parsons purchased morphine from an unknown young woman. After being injected by her in room #1, he overdosed. Fisher gave Parsons an ice-cube suppository and, later, a cold shower. Instead of moving Parsons around the room, she put him to bed in room #8 and went out to buy coffee in the hope of reviving him, leaving McElroy to stand watch. As his respirations became irregular and later ceased, McElroy attempted resuscitation. Her efforts failed and Fisher, watching from outside, was visibly alarmed. After further failed attempts, they decided to call an ambulance. Parsons was declared dead on arrival at Yucca Valley Hospital at 12:15 a.m. on September 19, 1973, in Yucca Valley. The official cause of death was an overdose of morphine and alcohol."What's up with the strange end of country-rock pioneer Gram Parsons?" , The Straight Dope; accessed September 24, 2017.
According to Fisher in the 2005 biography Grievous Angel: An Intimate Biography of Gram Parsons, the amount of morphine consumed by Parsons would be lethal to three regular users; thus, he had likely overestimated his tolerance in light of his diminished intake despite his extensive experience with opiates. Keith Richards stated in the 2004 documentary film Fallen Angel that Parsons understood the danger of combining opiates and alcohol and should have known better. Upon Parsons' death, Fisher and McElroy were returned to Los Angeles by Kaufman, who dispersed the remnants of Parsons' drugs in the desert.
Before his death, Parsons stated that he wanted his body cremated at Joshua Tree and his ashes spread over Cap Rock, a prominent natural feature there. However, Parsons' stepfather Bob organized a private ceremony back in New Orleans and neglected to invite any of his friends from the music industry. Two accounts state that Bob Parsons stood to inherit Gram's share of his grandfather's estate if he could prove that Gram was a resident of Louisiana, explaining his eagerness to have him buried there.
To fulfill Parsons' funeral wishes, Kaufman and a friend stole his body from Los Angeles International Airport and in a borrowed hearse, they drove it to Joshua Tree. Upon reaching the Cap Rock section of the park, they attempted to cremate Parsons' body by pouring five gallons of gasoline into the open coffin and throwing a lit match inside. What resulted was an enormous fireball. The police gave chase but, as one account puts it, the men "were unencumbered by sobriety," and they escaped. Another telling indicates that the police did not "give chase", but that Kaufman and friend were presumably arrested for an "open-container/motor-vehicle" violation and/or suspected DUI, and somehow escaped that arrest.
The two were arrested several days later. Since there was no law against stealing a dead body, they were only fined $750 for stealing the coffin and were not prosecuted for leaving of his charred remains in the desert. What remained of Parsons' body was eventually buried in Garden of Memories Cemetery in Metairie, Louisiana.
The site of Parsons' cremation is today known as The Cap Rock Parking Lot. A local myth brings Parsons fans out to a large rock flake known to rock climbers as The Gram Parsons Memorial Hand Traverse. This myth was popularized when someone added a slab that marked Parsons' cremation to the memorial rock. The slab has since been removed by the U.S. National Park Service, and relocated to the Joshua Tree Inn. There is no monument at Cap Rock noting Parsons' cremation at the site. Joshua Tree park guides are given the option to tell the story of Parsons' cremation during tours, but there is no mention of the act in official maps or brochures. Fans regularly assemble simple rock structures and writings on the rock, which the park service periodically remove.
Legacy
Stephen Thomas Erlewine of AllMusic describes Parsons as "enormously influential" for both country and rock, "blending the two genres to the point that they became indistinguishable from each other. ... His influence could still be heard well into the next millennium." In his 2005 essay on Parsons for Rolling Stone magazine's "100 Greatest Artist" list, Keith Richards notes that Parsons' recorded music output was "pretty minimal." Nevertheless, Richards claims that Parsons' "effect on country music is enormous" and adds that this is "why we're talking about him now."
The 2003 film Grand Theft Parsons stars Johnny Knoxville as Phil Kaufman and chronicles a farcical version of the theft of Parsons' corpse. In 2006, the Gandulf Hennig-directed documentary film titled Gram Parsons: Fallen Angel was released.
Emmylou Harris has continued to champion Parsons' work throughout her career, covering a number of his songs over the years, including "Hickory Wind", "Wheels", "Sin City", "Luxury Liner", and "Hot Burrito No. 2". Harris's songs "Boulder to Birmingham", from her 1975 album Pieces of the Sky, and "The Road", from her 2011 album Hard Bargain, are tributes to Parsons. In addition, her 1985 album The Ballad of Sally Rose is an original concept album that includes many allusions to Parsons in its narrative. The song "My Man", written by Bernie Leadon and performed by the Eagles on their album On the Border, is a tribute to Gram Parsons. Both Leadon and Parsons were members of the Flying Burrito Brothers during the late 1960s and early 1970s.
The 1973 album Crazy Eyes by Poco pays homage to Parsons, as Richie Furay composed the title track in honor of him, and sings one of Parsons' own compositions, "Brass Buttons." The album was released four days before Parsons died.
A music festival called Gram Fest or the Cosmic American Music Festival was held annually in honor of Parsons in Joshua Tree, California, between 1996 and 2006. The show featured tunes written by Gram Parsons and Gene Clark as well as influential songs and musical styles from other artists that were part of that era. Performers were also encouraged to showcase their own material. The underlying theme of the event is to inspire the performers to take these musical styles to the next level of the creative process. Past concerts have featured such notable artists as Sneaky Pete Kleinow, Chris Ethridge, Spooner Oldham, John Molo, Jack Royerton, Gib Guilbeau, Counting Crows, Bob Warford, Rosie Flores, David Lowery, Barry and Holly Tashian, George Tomsco, Jann Browne, Lucinda Williams, Polly Parsons, The "Road Mangler" Phil Kaufman, Ben Fong-Torres, Victoria Williams, Mark Olson, and Sid Griffin, as well as a variety of many other bands that had played over the two or three day event. In addition, the Gram Parsons Tribute, in Waycross, Georgia, is a music festival remembering Parsons in the town in which he grew up. Additional tributes spring up every year, the latest being the Southern California "Gram On!" celebration by The Rickenbastards in July, 2013, celebrating the life and legacy of a simple country boy with a dream, Gram Parsons.
In February 2008, Gram's protégée, Emmylou Harris, was inducted into the Country Music Hall of Fame. Despite his influence, however, Parsons has yet to be inducted. Radley Balko has written that "Parsons may be the most influential artist yet to be inducted to either the Rock and Roll or Country Music Hall(s) of Fame. And it's a damned shame." The Gram Parsons Petition Project (now Gram ParsonsInterNational) was begun in May 2008 in support of an ongoing drive to induct Parsons into the Country Music Hall of Fame. On September 19, 2008, the 35th anniversary of Parsons' death, it was first presented to the Country Music Association (CMA) and Hall as a "List of Supporters" together with the official Nomination Proposal. The online List of Supporters reached 10,000 on the 40th anniversary of his death, with more than 14,000 currently listed. Annual Gram Parsons InterNational concerts in Nashville and various other cities, now in the 14th year, support the petition cause.
In November 2009, the musical theatre production Grievous Angel: The Legend of Gram Parsons premiered, starring Anders Drerup as Gram Parsons and Kelly Prescott as Emmylou Harris. Directed by Michael Bate and co-written by Bate and David McDonald, the production was inspired by a March 1973 interview that Bate conducted with Parsons, which became Parsons' last recorded conversation.
In 2012, Swedish folk duo First Aid Kit released the single "Emmylou" from the album The Lion's Roar. The song's chorus is a lyrical acknowledgment of the Gram Parsons and Emmylou Harris singing partnership, and to the romantic relationship between them that never fully developed before his death.
In the fall of 2012 Florida festival promoter and musician Randy Judy presented his bio-musical Farther Along – The Music and Life of Gram Parsons at Magnoliafest at the Spirit of the Suwannee Music Park.
A Cleveland, Ohio area band, New Soft Shoe, performs as a tribute band to Parsons' music.
A St. Paul, Minnesota band, The Gilded Palace Sinners, is another Parsons' tribute group.
Discography
Tribute albums
Conmemorativo: A Tribute to Gram Parsons (1993)
Return of the Grievous Angel: A Tribute to Gram Parsons (1999)
Filmography
The Trip – band member
Notes
References
Bibliography
Road Mangler Deluxe, Phil Kaufman with Colin White, White-Boucke Publishing, 2005 (3rd edition).
Are You Ready for the Country: Elvis, Dylan, Parsons and the Roots of Country Rock, Peter Dogget, Penguin Books, 2001.
In the Country of Country: A Journey to the Roots of American Music, Nicholas Dawidoff, Vintage Books, 1998.
Grievous Angel: An Intimate Biography of Gram Parsons, Jessica Hundley and Polly Parsons, Thunder's Mouth Press, 2005.
Proud to Be an Okie: Cultural Politics, Country Music, and Migration to Southern California, Peter La Chapelle. University of California Press, Berkeley, 2007.
Gram Parsons: God's Own Singer, Jason Walker, Soundcheck Books, London, 2012.
Moody Food, Ray Robertson, SFWP, 2006.
Live Fast, Die Young: Misadventures in Rock & Roll America, Chris Price & Joe Harland. Summersdale. 2010.
Trailblazers: Gram Parsons, Nick Drake & Jeff Buckley David Bret JRBooks, London, 2009.
External links
The Gram Parsons Fan Site
Officially licensed Gram Parsons T-Shirts by Worn Free
Swampland Article on Reflections on Gram Parson
Time for a Repress: The Gilded Palace of Sin by Bob Proehl, 30, March 2009
1946 births
1973 deaths
Accidental deaths in California
Alcohol-related deaths in California
American country guitarists
American male guitarists
American country rock musicians
American country singer-songwriters
American folk rock musicians
American male singer-songwriters
American country pianists
American male pianists
Drug-related deaths in California
Harvard University people
Singer-songwriters from Florida
People from Waycross, Georgia
People from Winter Haven, Florida
The Byrds members
The Flying Burrito Brothers members
Winter Haven, Florida
20th-century American singers
Reprise Records artists
A&M Records artists
Rhythm guitarists
20th-century American pianists
Bolles School alumni
Guitarists from Florida
20th-century American guitarists
20th-century American male singers
Singer-songwriters from Georgia (U.S. state) |
13010 | https://en.wikipedia.org/wiki/Gavrilo%20Princip | Gavrilo Princip | Gavrilo Princip (, ; 25 July 189428 April 1918) was a Bosnian Serb student who assassinated Archduke Franz Ferdinand of Austria and his wife Sophie, Duchess of Hohenberg, in Sarajevo on 28 June 1914.
Princip was born in western Bosnia to a poor Serb peasant family. At the age of 13 he was sent to Sarajevo, the capital of Austrian-occupied Bosnia, to study at the Merchants’ School before transferring to the gymnasium where he became politically aware. In 1911, he joined Young Bosnia, a secret local society aiming to free Bosnia from Austrian rule and achieve the unification of the South Slavs. After attending anti-Austrian demonstrations in Sarajevo he was expelled from school and walked to Belgrade, Serbia to continue his education. During the First Balkan War Princip traveled to Southern Serbia to volunteer with the Serbian army's irregular forces fighting against the Ottoman Empire but was rejected for being too small and weak.
In 1913, following the unexpected success of the Serbians in the war against the Ottomans, the Austrian military governor of Bosnia declared a state of emergency, dissolved the parliament, imposed martial rule and banned all Serbian public, cultural, and educational societies. Inspired by a spate of assassination attempts against Imperial officials by Slavic nationalists and anarchists, Princip convinced two other young Bosnians to join a plot to assassinate the heir to the Habsburg Empire during his announced visit to Sarajevo. The Black Hand, a Serbian secret society with ties to Serbian military intelligence, provided the conspirators with weapons and training before facilitating their re-entry into Bosnia.
On Sunday 28 June 1914 during the royal couple's visit to Sarajevo, the then teenager Princip mortally wounded both Franz Ferdinand and his wife Sophie after firing a pistol into their convertible car that had unexpectedly stopped from him. Princip was arrested immediately and tried alongside twenty-four others, all Bosnians and thus Austro-Hungarian subjects. At his trial, Princip stated: "I am a Yugoslav nationalist, aiming for the unification of all Yugoslavs, and I do not care what form of state, but it must be free from Austria." Princip was spared the death penalty because of his age (19) and sentenced to twenty years in prison. He was imprisoned at the Terezín fortress. The Serbian government itself did not inspire the assassination but the Austrian Foreign Office and Army used the murders as an excuse for a preventive war which led directly to World War I.
Princip died on 28 April 1918 from tuberculosis exacerbated by poor prison conditions which had already caused the loss of his right arm.
Early life
Gavrilo Princip was born in the remote hamlet of Obljaj, near Bosansko Grahovo, on . He was the second of his parents' nine children, six of whom died in infancy. Princip's mother Marija wanted to name him after her late brother Špiro, but he was named Gavrilo at the insistence of a local Eastern Orthodox priest, who claimed that naming the sickly infant after the Archangel Gabriel would help him survive.
A Serb family, the Princips had lived in northwestern Bosnia for many centuries and adhered to the Serbian Orthodox Christian faith. Princip's parents, Petar and Marija (née Mićić), were poor farmers who lived off the little land that they owned. They belonged to a class of Christian peasants known as kmetovi (serfs), who were often oppressed by their Muslim landlords. Petar, who insisted on "strict correctness," never drank or swore and was ridiculed by his neighbours as a result. In his youth, he fought in the Herzegovina Uprising against the Ottoman Empire. Following the revolt, he returned to being a farmer in the Grahovo valley, where he worked approximately of land and was forced to give a third of his income to his landlord. In order to supplement his income and feed his family, he resorted to transporting mail and passengers across the mountains between northwestern Bosnia and Dalmatia.
Despite his father's initial opposition as he needed a shepherd to guard his sheep, Gavrilo Princip began attending primary school in 1903, aged nine. He overcame a difficult first year and became very successful in his studies, for which he was awarded a collection of Serbian epic poetry by his headmaster. At the age of 13, Princip moved to Sarajevo, where his elder brother Jovan intended to enroll him at Sarajevo's Austro-Hungarian Military Academy. However, by the time Princip reached Sarajevo, Jovan had changed his mind after a shopkeeper advised him not to make his younger brother "an executioner of his own people." Princip was enrolled into the Merchants’ School instead. Jovan paid for his tuition with the money he earned performing manual labour, carrying logs from the forests surrounding Sarajevo to mills within the city. After three years of study, Gavrilo transferred to the Sarajevo Gymnasium.
Joining Young Bosnia
Following the annexation of the region by the Austro-Hungarian empire in 1908, Bosnia, like the other southern Slavic states under imperial rule, yearned for independence. As a result various student groups emerged interested in movements such as romantic nationalism, nihilism or anti imperialism, while at school and through his roommate Danilo Ilić, Princip was also exposed to socialist, anarchist and communist writing. Princip started to associate with like-minded young nationalist revolutionaries and came to admire Bogdan Žerajić, a Bosnian Serb who had attempted to assassinate the Austro-Hungarian Governor of Bosnia and Herzegovina, before taking his own life. Žerajić who was from Herzegovina like Princip, came to epitomise the ideal of self sacrifice. On the anniversary of his death, Serb youths from Sarajevo started to visit his grave to lay flowers. According to Luigi Albertini, this is where, after spending nights reflecting at the grave, that Princip resolved to participate in his own attack. In 1911, Princip graduated from the fourth grade and joined Young Bosnia (), a society with members from all three major Bosnian ethnic groups, that sought the liberation of Bosnia from Austria-Hungarian rule and the unification of all Southern Slavs in a common nation. Some believed that the newly independent Kingdom of Serbia, as the free part of the south Slavs, was obligated to help unify the southern Slavic peoples. Because the local authorities had forbidden students to form organisations and clubs, Princip and other members of Young Bosnia met in secret. During their meetings, they discussed literature, ethics and politics.
On 18 February 1912, Princip took part in a demonstration against the Habsburg authority in Sarajevo, organised by Luka Jukić, a Croat student from Bosnia. The demonstrators burned a Hungarian flag and many were injured and arrested by the Police. During the scuffle Princip was hit with a sabre and his clothes were torn. The following day the students declared a general strike, and for the first time in Bosnian history, Croats, Serbs and Muslims took part together. A student present that day claimed that "Princip went from class to class, threatening with his knuckle-duster all the boys who wavered in coming to the new demonstrations." As a result of his conduct and his involvement in the demonstrations against Austro-Hungarian authorities, Princip was expelled from school and in the spring of 1912 decided to go to Belgrade, making the 280-kilometre (170 mi) journey on foot. According to one account, he fell to his knees and kissed the ground upon crossing the border into Serbia. Having left Sarajevo without telling his brother, Princip lived without money and in difficult conditions alongside other Bosnian students. In June 1912, he went to the First Belgrade Gymnasium to take the fifth grade exam which he failed.
When war broke out between the Balkan states and Turkey in October 1912, Princip went to a recruitment office in Belgrade to volunteer his service with the , the irregular Serbian units. Upon being rejected because of his small build, he traveled to a different recruitment office this time in Prokuplje, north of the Turkish frontier in southern Serbia. After taking one look at him, Major Vojislav Tankosić, the commander of all Komite units, rejected him for being too small and looking too weak. Humiliated, Princip returned first briefly to Belgrade then back to the village of Hadžići. According to Vladimir Dedijer, his failure to be accepted in the army on the account that he looked weak, was one of the primary motives which pushed Princip to do something exceptionally brave. In the South Slav lands, the unexpected success of the Serbian army resulted in numerous celebrations and demonstrations of support. In reaction on 2 May 1913, while Princip was in Sarajevo, the Austro-Hungarian Governor of Bosnia and Herzegovina General Potiorek declared a state of emergency, suspended the 1910 constitution of Bosnia and Hercegovina, implemented martial law, seized control of all schools, and prohibited all Serb public, cultural and educational societies.
In the summer of 1913 Princip passed the fifth and sixth grades of high school, then in early 1914 he left Sarajevo for Belgrade, stopping briefly in his village to see his parents. While in Belgrade preparing for his sixth-class examinations in the First Belgrade High School, Princip was shown by his friend Nedeljko Čabrinović a newspaper cutting announcing Archduke Franz Ferdinand of Austria's visit to Bosnia in June. Princip decided to lead a group of assassins back to Bosnia and attack the Archduke during his official visit to Sarajevo. He convinced Čabrinović and his old schoolfriend Trifko Grabež to join the plot. They also talked about killing Oskar Potiorek, the provincial governor, as a means of protest against the emergency régime. To find weapons, Princip asked his Bosnian Muslim friend, Djulaga Bukovac, a veteran of the Balkan wars. Bukovac introduced them to Milan Ciganović, another Bosnian expatriate who had fought under Major Tankošić during the Second Balkan War. Ciganović was also a freemason and an associate of the Black Hand, the secretive, ultra-nationalist Serbian group responsible for the regicide of 1903. Ciganović then approached Tankosić, another Black Hand member of Bosnian descent, from whom he obtained the weapons. On 27 May 1914, Ciganović supplied the three young Bosnians with five Browning pistols, six grenades and several vials of poison. Ciganović took the would-be assassins to Topčider forest, just outside the centre of Belgrade, training them on how to use the weapons. Princip proved to be the best marksman. The three-man assassination team left Belgrade on 28 May 1914, taking a river boat that took them to Šabac, they then split up crossing separately the border into Bosnia. Each of them was carrying two bombs tied around their waist as well as revolvers, ammunition and a bottle of cyanide in their pockets. Before leaving Serbia, Princip wrote to his former roommate in Sarajevo Danilo Ilić, to notify him of his assassination plan and to ask him to recruit more people. Ilić recruited Mehmed Mehmedbašić, a Bosnian Muslim carpenter, Cvetko Popović and Vaso Čubrilović, both Bosnian Serb students aged eighteen and seventeen.
Assassination of Archduke Franz Ferdinand
Archduke Franz Ferdinand of Austria and his wife, Duchess Sophie Chotek arrived in Sarajevo by train shortly before 10 a.m. on 28 June 1914. Their car was the third car of a six-car motorcade heading towards Sarajevo Town Hall. The car's top was rolled back in order to allow the crowds a good view of its occupants.
Princip and the five other conspirators lined the route. They were spaced out along the Appel Quay, each one with instructions to assassinate the Archduke when the royal car reached their position. The first conspirator on the route to see the royal car was Muhamed Mehmedbašić. Standing by the Austro-Hungarian Bank, Mehmedbašić lost his nerve and allowed the car to pass without taking action. At 10:15 am, when the motorcade passed the central police station, nineteen-year-old student Nedeljko Čabrinović hurled a hand grenade at the Archduke's car. The driver accelerated when he saw the object flying towards him, and the bomb, which had a 10-second delay, exploded under the fourth car. Two of the occupants were seriously wounded. After Čabrinović's failed attempt, the motorcade sped away and Princip and the remaining conspirators failed to act due to the motorcade's high speed.
After the Archduke gave his scheduled speech at Town Hall, he decided to visit the victims of Čabrinović's grenade attack at the Sarajevo Hospital. In order to avoid the city centre, General Oskar Potiorek decided that the royal car should travel straight along the Appel Quay to the hospital. However, Potiorek forgot to inform the driver, a Czech named Leopold Lojka, about this decision. On the way to the hospital, Lojka, following the original plan, turned onto a side street where Princip had positioned himself in front of a local delicatessen. After the Governor shouted at him, Lojka stopped in front of a shop and began to reverse. As he did so the engine stalled and the gears locked. Princip stepped forward, drew a Browning Semi-automatic pistol, and at point-blank range fired twice into the car, first hitting the Archduke in the neck, and then hitting the Duchess in the abdomen. They both died shortly after.
Arrest and trial
Before Princip could fire for a third time the pistol was wrestled from his hand and he was pushed to the ground, he managed to swallow a capsule of cyanide which failed to kill him. The trial opened on 12 October and lasted until 23 October 1914. Princip and twenty-four people were indicted. All six assassins, except Mehmedbašić, were under twenty at the time of the assassination, while the group was dominated by Bosnian Serbs, four of the indictees were Bosnian Croats all of them were Austro-Hungarian citizens, none from Serbia. The state's attorney charged twenty-two of the accused with high treason and first-degree murder and three with complicity in the murder. Princip stated that he regretted the killing of the Duchess and meant to kill Potiorek, but was nonetheless proud of what he had done. The Austrian police investigators were eager to emphasise the exclusively Serbian nature of the assassination plot for political reasons but during his trial Princip insisted that, even though he was an ethnic Serb, his commitment was to freeing all south Slavs. All the chief conspirators mentioned the revolutionary destruction of Austria-Hungary and the liberation of the South Slavs as the motivation behind their act.
The Austro-Hungarian authorities tried to hide the fact that the conspirators included Croats and Bosniaks, going as far as changing the name of one of them in the press reports, in order to portray the entire scheme as being of Serbian origin and carried out only by Serbs. Since it provided the weapons to the assassins and helped them cross the border the Black Hand was implicated in the assassination, this did not prove that the Serbian government knew about the assassination let alone approved of it but was enough for Austria-Hungary to issue a démarche to Serbia known as the July Ultimatum which led up to the outbreak of World War I. According to David Fromkin what the killings gave Vienna was not a reason, but an excuse, for destroying Serbia.
Princip was nineteen years old at the time and too young to receive the death penalty, as he was twenty-seven days shy of the twenty-year minimum age limit required by Habsburg Law. On Thursday 28 October 1914 the court found Princip guilty of murder and high treason, he received the maximum sentence of twenty years in prison, he was to serve out his sentence in a military prison within the Habsburg fortress of Theresienstadt in northern Bohemia (now in the Czech Republic).
Imprisonment and death
Princip was chained to a wall in solitary confinement at the Small Fortress in Terezín, where he lived in harsh conditions and suffered from tuberculosis. The disease ate away his bones so badly that his right arm had to be amputated. In January 1916, Princip unsuccessfully attempted to hang himself with a towel. From February to June 1916, Princip met with Martin Pappenheim, a psychiatrist in the Austro-Hungarian army, four times. Pappenheim wrote that Princip refused to accept responsibility for the consequences of his actions and that he claimed to believe the World War was bound to happen regardless, and that he "cannot feel himself responsible for the catastrophe."
Gavrilo Princip died on 28 April 1918, three years and ten months after the assassination. At the time of his death, weakened by malnutrition and disease, he weighed around .
Fearing his bones might become relics for Slavic nationalists, Princip's prison guards secretly took the body to an unmarked grave, but a Czech soldier assigned to the burial remembered the location, and in 1920 Princip and the other "Heroes of Vidovdan" were exhumed and brought to Sarajevo, where they were buried together beneath the Vidovdan Heroes Chapel "built to commemorate for eternity our Serb heroes" at the Holy Archangels Cemetery which includes a citation from the Montenegrin poet Njegoš: "Blessed is he who lives forever. He had something to be born for."
Legacy
Long after his death, Princip's legacy is still disputed and he remains a historically significant but polarising figure. For the Habsburg Monarchy and its supporters he was a murderous terrorist; Royal Yugoslavia portrayed him as a Yugoslav hero; during World War II, Nazis and Croatian fascist Ustasha viewed him as a degenerate criminal and a left-wing anarchist; for socialist Yugoslavia he represented a youthful hero of armed resistance, a freedom fighter who fought to liberate all the peoples of Yugoslavia from Imperial rule, fighting for the workers and the oppressed. In the 90s Princip became, wrongly, a Serbian nationalist acting for the creation of a Greater Serbia. Political movements and regimes have either valorised or demonised him in order to promote their ideology.
Today he is still celebrated as a hero by numerous Serbs and regarded as a terrorist by many Croats and Bosniaks. Asim Sarajlić, a senior MP of the Bosniak nationalist Party of Democratic Action, stated in 2014 that Princip brought an end to "a golden era of history under Austrian rule" and that "we are strongly against the mythology of Princip as a fighter of freedom." Many of Bosnia's Serbs continue to venerate his memory, Nenad Samardžija, the Serb governor of East Sarajevo, said in 2014 that "we once all lived in one state (Yugoslavia), and we never looked on it as any kind of terrorist act" but "a movement of young people who wanted to liberate themselves from colonial slavery."
Memorials and commemoration
The house where Princip lived in Sarajevo was destroyed during World War I. After the war, it was rebuilt as a museum in the Kingdom of Yugoslavia. Yugoslavia was conquered by Germany in 1941 and Sarajevo became part of the Independent State of Croatia. The Croatian Ustaše destroyed the house again. After the establishment of Communist Yugoslavia in 1944, the house of Gavrilo Princip became a museum again and there was another museum dedicated to him within the city of Sarajevo. During the Yugoslav Wars of the 1990s, the house of Gavrilo Princip was destroyed and then rebuilt for the third time in 2015.
Princip's pistol was confiscated by the authorities and eventually given, along with the Archduke's bloody undershirt, to Anton Puntigam, a Jesuit priest who was a close friend of the Archduke and had given the Archduke and his wife their last rites. The pistol and shirt remained in the possession of the Austrian Jesuits until they were offered on long-term loan to the Museum of Military History in Vienna in 2004. It is now part of the permanent exhibition there. During the Yugoslavian era, Latin Bridge, the site of the assassination, was renamed Princip's Bridge in remembrance, it reverted to its old name in 1992. In Sarajevo about a half-dozen memorials to Gavrilo Princip have been erected on the site and torn down with each change in power.
In 1917, a pillar was constructed at the corner of where the assassination took place. It was destroyed the following year. In the 1940s, a plaque commemorating Princip was removed when the German Army invaded, and after World War II, a new plaque went up which claimed that "Gavrilo Princip threw off the German occupiers." During the Bosnian War, embossed footprints marking where Princip fired the fatal shots were torn out.
As the centenary of the assassination neared, an apolitical plaque was put up at the corner where the assassination took place, which states: "From this place on 28 June 1914, Gavrilo Princip assassinated the heir to the Austro-Hungarian throne Franz Ferdinand and his wife Sofia." On 21 April 2014, a bust of Princip was unveiled in Tovariševo, and on the centenary itself, a statue was erected in East Sarajevo. A year later, a statue of Princip was unveiled in Belgrade by the President of Serbia Tomislav Nikolić and the President of Republika Srpska Milorad Dodik, as a gift from Republika Srpska to Serbia. At the unveiling Nikolić gave a speech, saying in part: "Princip was a hero, a symbol of liberation ideas, tyrant-killer, idea-holder of liberation from slavery, which spanned through Europe."
On 11 November 2018, the 100th anniversary of the end of World War I, Princess Anita of Hohenberg, the eldest great-grandchild of Archduke Franz Ferdinand and Branislav Princip, grandnephew of Gavrilo Princip, shook hands in a symbolic act of reconciliation in Graz, Austria.
In popular culture
Film
Gavrilo Princip was portrayed by Joel Basman in the 2021 film, The King's Man.
Notes
References
Sources
Bibliography
Websites
Further reading
External links
Gavrilo Princip's statement during trial
Prison interview with Gavrilo Princip
1894 births
1918 deaths
Assassination of Archduke Franz Ferdinand of Austria
Bosnia and Herzegovina murderers
Former Serbian Orthodox Christians
People from Bosansko Grahovo
People from the Condominium of Bosnia and Herzegovina
Serbs of Bosnia and Herzegovina
Bosnia and Herzegovina atheists
Bosnia and Herzegovina people who died in prison custody
Bosnia and Herzegovina people of World War I
Causes of World War I
People convicted of murder by Austria
20th-century criminals
20th-century deaths from tuberculosis
Serb nationalist assassins
Amputees
Prisoners who died in Austrian detention
Young Bosnia
Yugoslavism
Austro-Hungarian rebels
Burials at Holy Archangels Cemetery, Sarajevo
Tuberculosis deaths in the Czech Republic
Yugoslav nationalists |
13011 | https://en.wikipedia.org/wiki/Greenwich%20Village | Greenwich Village | Greenwich Village ( , , ) is a neighborhood on the west side of Lower Manhattan in New York City, bounded by 14th Street to the north, Broadway to the east, Houston Street to the south, and the Hudson River to the west. Greenwich Village also contains several subsections, including the West Village west of Seventh Avenue and the Meatpacking District in the northwest corner of Greenwich Village.
Its name comes from , Dutch for "Green District". In the 20th century, Greenwich Village was known as an artists' haven, the bohemian capital, the cradle of the modern LGBT movement, and the East Coast birthplace of both the Beat and '60s counterculture movements. Greenwich Village contains Washington Square Park, as well as two of New York City's private colleges, New York University (NYU) and The New School.
Greenwich Village is part of Manhattan Community District 2, and is patrolled by the 6th Precinct of the New York City Police Department. Greenwich Village has undergone extensive gentrification and commercialization; the four ZIP Codes that constitute the Village – 10011, 10012, 10003, and 10014 – were all ranked among the ten most expensive in the United States by median housing price in 2014, according to Forbes, with residential property sale prices in the West Village neighborhood typically exceeding US in 2017.
Geography
Boundaries
The neighborhood is bordered by Broadway to the east, the North River (part of the Hudson River) to the west, Houston Street to the south, and 14th Street to the north. It is roughly centered on Washington Square Park and New York University. The neighborhoods surrounding it are the East Village and NoHo to the east, SoHo and Hudson Square to the south, and Chelsea and Union Square to the north. The East Village was formerly considered part of the Lower East Side and has never been considered a part of Greenwich Village. The western part of Greenwich Village is known as the West Village; the dividing line of its eastern border is debated but commonly cited as Seventh Avenue or Sixth Avenue. The Far West Village is another sub-neighborhood of Greenwich Village that is bordered on its west by the Hudson River and on its east by Hudson Street.
Into the early 20th century, Greenwich Village was distinguished from the upper-class neighborhood of Washington Square—based on the major landmark of Washington Square Park or Empire Ward in the 19th century.
Encyclopædia Britannica'''s 1956 article on "New York (City)" states (under the subheading "Greenwich Village") that the southern border of the Village is Spring Street, reflecting an earlier understanding. Today, Spring Street overlaps with the modern, newer SoHo neighborhood designation, while the modern Encyclopædia Britannica cites the southern border as Houston Street.
Grid plan
As Greenwich Village was once a rural, isolated hamlet to the north of the 17th century European settlement on Manhattan Island, its street layout is more organic than the planned grid pattern of the 19th century grid plan (based on the Commissioners' Plan of 1811). Greenwich Village was allowed to keep the 18th century street pattern of what is now called the West Village: areas that were already built up when the plan was implemented, west of what is now Greenwich Avenue and Sixth Avenue, resulted in a neighborhood whose streets are dramatically different, in layout, from the ordered structure of the newer parts of Manhattan.
Many of the neighborhood's streets are narrow and some curve at odd angles. This is generally regarded as adding to both the historic character and charm of the neighborhood. In addition, as the meandering Greenwich Street used to be on the Hudson River shoreline, much of the neighborhood west of Greenwich Street is on landfill, but still follows the older street grid. When Sixth and Seventh Avenues were built in the early 20th century, they were built diagonally to the existing street plan, and many older, smaller streets had to be demolished.
Unlike the streets of most of Manhattan above Houston Street, streets in the Village are typically named rather than numbered. While some of the formerly named streets (including Factory, Herring and Amity Streets) are now numbered, they still do not always conform to the usual grid pattern when they enter the neighborhood. For example, West 4th Street runs east–west across most of Manhattan, but runs north–south in Greenwich Village, causing it to intersect with West 10th, 11th, and 12th Streets before ending at West 13th Street.
A large section of Greenwich Village, made up of more than 50 northern and western blocks in the area up to 14th Street, is part of a Historic District established by the New York City Landmarks Preservation Commission. The District's convoluted borders run no farther south than 4th Street or St. Luke's Place, and no farther east than Washington Square East or University Place. Redevelopment in that area is severely restricted, and developers must preserve the main façade and aesthetics of the buildings during renovation.
Most of the buildings of Greenwich Village are mid-rise apartments, 19th century row houses, and the occasional one-family walk-up, a sharp contrast to the high-rise landscape in Midtown and Downtown Manhattan.
Political representation
Politically, Greenwich Village is in New York's 10th congressional district.New York City Congressional Districts, New York State Legislative Task Force on Demographic Research and Reapportionment. Accessed May 5, 2017. It is also in the New York State Senate's 25th district,2012 Senate District Maps: New York City, New York State Legislative Task Force on Demographic Research and Reapportionment. Accessed November 17, 2018. the New York State Assembly's 66th district,2012 Assembly District Maps: New York City, New York State Legislative Task Force on Demographic Research and Reapportionment. Accessed November 17, 2018. and the New York City Council's 3rd district.
History
Early years
In the 16th century, Native Americans referred to its farthest northwest corner, by the cove on the Hudson River at present-day Gansevoort Street, as Sapokanikan ("tobacco field"). The land was cleared and turned into pasture by Dutch and freed African settlers in the 1630s, who named their settlement (also spelled , "North district", equivalent to ‘Northwich/Northwick’). In the 1630s, Governor Wouter van Twiller farmed tobacco on here at his "Farm in the Woods". The English conquered the Dutch settlement of New Netherland in 1664, and Greenwich Village developed as a hamlet separate from the larger New York City to the south on land that would eventually become the Financial District. In 1644, the eleven Dutch African settlers were freed after the first Black legal protest in America. All received parcels of land in what is now Greenwich Village, in an area that became known as the Land of the Blacks.
The earliest known reference to the village's name as "Greenwich" dates back to 1696, in the will of Yellis Mandeville of Greenwich; however, the village was not mentioned in the city records until 1713. Sir Peter Warren began accumulating land in 1731 and built a frame house capacious enough to hold sittings of the New York General Assembly when smallpox rendered the city dangerous in 1739 and subsequent years; on one occasion in 1746, the house of Mordecai Gomez was used. Warren's house, which survived until the Civil War era, overlooked the North River from a bluff; its site on the block bounded by Perry and Charles Streets, Bleecker and West 4th Streets, can still be recognized by its mid-19th century rowhouses inserted into a neighborhood still retaining many houses of the 1830–37 boom.
From 1797 until 1829, the bucolic village of Greenwich was the location of New York State's first penitentiary, Newgate Prison, on the Hudson River at what is now West 10th Street, near the Christopher Street pier. The building was designed by Joseph-François Mangin, who would later co-design New York City Hall. Although the intention of its first warden, Quaker prison reformer Thomas Eddy, was to provide a rational and humanitarian place for retribution and rehabilitation, the prison soon became an overcrowded and pestilent place, subject to frequent riots by the prisoners which damaged the buildings and killed some inmates. By 1821, the prison, designed for 432 inmates, held 817 instead, a number made possible only by the frequent release of prisoners, sometimes as many as 50 a day. Since the prison was north of the New York City boundary at the time, being sentenced to Newgate became known as being "sent up the river". This term became popularized once prisoners started being sentenced to Sing Sing Prison, in the town of Ossining upstream of New York City.
The oldest house remaining in Greenwich Village is the Isaacs-Hendricks House, at 77 Bedford Street (built 1799, much altered and enlarged 1836, third story 1928). When the Church of St. Luke in the Fields was founded in 1820, it stood in fields south of the road (now Christopher Street) that led from Greenwich Lane (now Greenwich Avenue) down to a landing on the North River. In 1822, a yellow fever epidemic in New York encouraged residents to flee to the healthier air of Greenwich Village, and afterwards many stayed. The future site of Washington Square was a potter's field from 1797 to 1823 when up to 20,000 of New York's poor were buried here, and still remain. The handsome Greek revival rowhouses on the north side of Washington Square were built about 1832, establishing the fashion of Washington Square and lower Fifth Avenue for decades to come. Well into the 19th century, the district of Washington Square was considered separate from Greenwich Village.
Reputation as urban bohemia
Greenwich Village historically was known as an important landmark on the map of American bohemian culture in the early and mid-20th century. The neighborhood was known for its colorful, artistic residents and the alternative culture they propagated. Due in part to the progressive attitudes of many of its residents, the Village was a focal point of new movements and ideas, whether political, artistic, or cultural. This tradition as an enclave of avant-garde and alternative culture was established during the 19th century and continued into the 20th century, when small presses, art galleries, and experimental theater thrived. In 1969, enraged members of the gay community, in search for equality, started the Stonewall riots. The Stonewall Inn was later recognized as a National Historic Landmark for having been the location where the gay rights movement originated.
The Tenth Street Studio Building was situated at 51 West 10th Street between Fifth and Sixth Avenues. The building was commissioned by James Boorman Johnston and designed by Richard Morris Hunt. Its innovative design soon represented a national architectural prototype, and featured a domed central gallery, from which interconnected rooms radiated. Hunt's studio within the building housed the first architectural school in the United States. Soon after its completion in 1857, the building helped to make Greenwich Village central to the arts in New York City, drawing artists from all over the country to work, exhibit, and sell their art. In its initial years Winslow Homer took a studio there, as did Edward Lamson Henry, and many of the artists of the Hudson River School, including Frederic Church and Albert Bierstadt.
From the late 19th century until the present, the Hotel Albert has served as a cultural icon of Greenwich Village. Opened during the 1880s and originally located at 11th Street and University Place, called the Hotel St. Stephan and then, after 1902, called the Hotel Albert while under the ownership of William Ryder, it served as a meeting place, restaurant and dwelling for several important artists and writers from the late 19th century well into the 20th century. After 1902, the owner's brother Albert Pinkham Ryder lived and painted there. Some other noted guests who lived there include: Augustus St. Gaudens, Robert Louis Stevenson, Mark Twain, Hart Crane, Walt Whitman, Anaïs Nin, Thomas Wolfe, Robert Lowell, Horton Foote, Salvador Dalí, Philip Guston, Jackson Pollock, and Andy Warhol.Gray, Christopher. "The Albert Hotel Addresses Its Myths", The New York Times, April 15, 2011. Accessed June 21, 2016. During the golden age of bohemianism, Greenwich Village became famous for such eccentrics as Joe Gould (profiled at length by Joseph Mitchell) and Maxwell Bodenheim, dancer Isadora Duncan, writer William Faulkner, and playwright Eugene O'Neill. Political rebellion also made its home here, whether serious (John Reed) or frivolous (Marcel Duchamp and friends set off balloons from atop Washington Square Arch, proclaiming the founding of "The Independent Republic of Greenwich Village" on January 24, 1917).
In 1924, the Cherry Lane Theatre was established. Located at 38 Commerce Street, it is New York City's oldest continuously running Off-Broadway theater. A landmark in Greenwich Village's cultural landscape, it was built as a farm silo in 1817, and also served as a tobacco warehouse and box factory before Edna St. Vincent Millay and other members of the Provincetown Players converted the structure into a theatre they christened the Cherry Lane Playhouse, which opened on March 24, 1924, with the play The Man Who Ate the Popomack. During the 1940s The Living Theatre, Theatre of the Absurd, and the Downtown Theater movement all took root there, and it developed a reputation as a showcase for aspiring playwrights and emerging voices.
In one of the many Manhattan properties that Gertrude Vanderbilt Whitney and her husband owned, Gertrude Whitney established the Whitney Studio Club at 8 West 8th Street in 1914, as a facility where young artists could exhibit their works. By the 1930s it had evolved into her greatest legacy, the Whitney Museum of American Art, on the site of today's New York Studio School of Drawing, Painting and Sculpture. The Whitney was founded in 1931, as an answer to the Museum of Modern Art, founded 1928, and its collection of mostly European modernism and its neglect of American Art. Gertrude Whitney decided to put the time and money into the museum after the New York Metropolitan Museum of Art turned down her offer to contribute her twenty-five-year collection of modern art works. In 1936, the renowned Abstract Expressionist artist and teacher Hans Hofmann moved his art school from East 57th Street to 52 West 9th Street. In 1938, Hofmann moved again to a more permanent home at 52 West 8th Street. The school remained active until 1958, when Hofmann retired from teaching.
On January 8, 1947, stevedore Andy Hintz was fatally shot by hitmen John M. Dunn, Andrew Sheridan and Danny Gentile in front of his apartment. Before he died on January 29, he told his wife that "Johnny Dunn shot me." The three gunmen were immediately arrested. Sheridan and Dunn were executed.
The Village hosted the nation's first racially integrated nightclub, when Café Society was opened in 1938 at 1 Sheridan Square by Barney Josephson. Café Society showcased African American talent and was intended to be an American version of the political cabarets that Josephson had seen in Europe before World War I. Notable performers there included: Pearl Bailey, Count Basie, Nat King Cole, John Coltrane, Miles Davis, Ella Fitzgerald, Coleman Hawkins, Billie Holiday, Lena Horne, Burl Ives, Lead Belly, Anita O'Day, Charlie Parker, Les Paul and Mary Ford, Paul Robeson, Kay Starr, Art Tatum, Sarah Vaughan, Dinah Washington, Josh White, Teddy Wilson, Lester Young, and the Weavers, who also in Christmas 1949, played at the Village Vanguard.
The annual Greenwich Village Halloween Parade, initiated in 1974 by Greenwich Village puppeteer and mask maker Ralph Lee, is the world's largest Halloween parade and America's only major nighttime parade, attracting more than 60,000 costumed participants, two million in-person spectators, and a worldwide television audience of over 100 million.
Postwar
Greenwich Village again became important to the bohemian scene during the 1950s, when the Beat Generation focused their energies there. Fleeing from what they saw as oppressive social conformity, a loose collection of writers, poets, artists, and students (later known as the Beats) and the Beatniks, moved to Greenwich Village, and to North Beach in San Francisco, in many ways creating the U.S. East Coast and West Coast predecessors, respectively, to the East Village-Haight Ashbury hippie scene of the next decade. The Village (and surrounding New York City) would later play central roles in the writings of, among others, Maya Angelou, James Baldwin, William S. Burroughs, Truman Capote, Allen Ginsberg, Jack Kerouac, Rod McKuen, Marianne Moore, and Dylan Thomas, who collapsed at the Chelsea Hotel, and died at St. Vincents Hospital at 170 West 12th Street, in the Village after drinking at the White Horse Tavern on November 5, 1953.
Off-Off-Broadway began in Greenwich Village in 1958 as a reaction to Off Broadway, and a "complete rejection of commercial theatre". Among the first venues for what would soon be called "Off-Off-Broadway" (a term supposedly coined by critic Jerry Tallmer of the Village Voice) were coffeehouses in Greenwich Village, in particular, the Caffe Cino at 31 Cornelia Street, operated by the eccentric Joe Cino, who early on took a liking to actors and playwrights and agreed to let them stage plays there without bothering to read the plays first, or to even find out much about the content. Also integral to the rise of Off-Off-Broadway were Ellen Stewart at La MaMa, originally located at 321 E. 9th Street, and Al Carmines at the Judson Poets' Theater, located at Judson Memorial Church on the south side of Washington Square Park.
The Village had a cutting-edge cabaret and music scene. The Village Gate, the Village Vanguard, and the Blue Note (since 1981) regularly hosted some of the biggest names in jazz. Greenwich Village also played a major role in the development of the folk music scene of the 1960s. Music clubs included Gerde's Folk City, The Bitter End, Cafe Au Go Go, Cafe Wha?, The Gaslight Cafe and The Bottom Line. Three of the four members of the Mamas & the Papas met there. Guitarist and folk singer Dave Van Ronk lived there for many years. Village resident and cultural icon Bob Dylan by the mid-60s had become one of the world's foremost popular songwriters, and often developments in Greenwich Village would influence the simultaneously occurring folk rock movement in San Francisco and elsewhere, and vice versa. Dozens of other cultural and popular icons got their start in the Village's nightclub, theater, and coffeehouse scene during the 1950s, 1960s, and early 1970s. Many artists garnered critical acclaim, some before and some after, performed in the Village. This list includes Eric Andersen, Joan Baez, Jackson Browne, the Clancy Brothers and Tommy Makem, Richie Havens, Jimi Hendrix, Janis Ian, the Kingston Trio, the Lovin' Spoonful, Bette Midler, Liza Minnelli, Joni Mitchell, Maria Muldaur, Laura Nyro, Phil Ochs, Tom Paxton, Peter, Paul, and Mary, Carly Simon, Simon & Garfunkel, Nina Simone, Barbra Streisand, James Taylor, and the Velvet Underground. The Greenwich Village of the 1950s and 1960s was at the center of Jane Jacobs's book The Death and Life of Great American Cities, which defended it and similar communities, while criticizing common urban renewal policies of the time.
Founded by New York-based artist Mercedes Matter and her students, the New York Studio School of Drawing, Painting and Sculpture is an art school formed in the mid-1960s in the Village. Officially opened September 23, 1964, the school is still active, at 8 W. 8th Street, the site of the original Whitney Museum of American Art.
Greenwich Village was home to a safe house used by the radical anti-war movement known as the Weather Underground. On March 6, 1970, their safehouse was destroyed when an explosive device they were constructing was accidentally detonated, killing three of their members (Ted Gold, Terry Robbins, and Diana Oughton).
The Village has been a center for movements that challenged the wider American culture, for example, its role in the gay liberation movement. The Stonewall riots were a series of spontaneous, violent demonstrations by members of the gay community against a police raid that took place in the early morning hours of June 28, 1969, at the Stonewall Inn, 53 Christopher Street. Considered together, the demonstrations are widely considered to constitute the single most important event leading to the gay liberation movement and the modern fight for LGBT rights in the United States. On June 23, 2015, the Stonewall Inn was the first landmark in New York City to be recognized by the New York City Landmarks Preservation Commission on the basis of its status in LGBT history, and on June 24, 2016, the Stonewall National Monument was named the first U.S. National Monument dedicated to the LGBTQ-rights movement. Greenwich Village contains the world's oldest gay and lesbian bookstore, Oscar Wilde Bookshop, founded in 1967, while The Lesbian, Gay, Bisexual & Transgender Community Center – best known as simply "The Center" – has occupied the former Food & Maritime Trades High School at 208 West 13th Street since 1984. In 2006, the Village was the scene of an assault involving seven lesbians and a straight man that sparked appreciable media attention, with strong statements defending both sides of the case.
Preservation
Since the end of the 20th century, many artists and local historians have mourned the fact that the bohemian days of Greenwich Village are long gone, because of the extraordinarily high housing costs in the neighborhood. The artists fled to other New York City neighborhoods including SoHo, Tribeca, Dumbo, Williamsburg, and Long Island City. Nevertheless, residents of Greenwich Village still possess a strong community identity and are proud of their neighborhood's unique history and fame, and its well-known liberal live-and-let-live attitudes.
Historically, local residents and preservation groups have been concerned about development in the Village and have fought to preserve its architectural and historic integrity. In the 1960s, Margot Gayle led a group of citizens to preserve the Jefferson Market Courthouse (later reused as Jefferson Market Library), while other citizen groups fought to keep traffic out of Washington Square Park, and Jane Jacobs, using the Village as an example of a vibrant urban community, advocated to keep it that way.
Since then, preservation has been a part of the Village ethos. Shortly after the New York City Landmarks Preservation Commission (LPC) was established in 1965, it acted to protect parts of Greenwich Village, designating the small Charlton-King-Vandam Historic District in 1966, which contains the city's largest concentration of row houses in the Federal style, as well as a significant concentration of Greek Revival houses, and the even smaller MacDougal-Sullivan Gardens Historic District in 1967, a group of 22 houses sharing a common back garden, built in the Greek Revival style and later renovated with Colonial Revival façades. In 1969, the LPC designated the Greenwich Village Historic District – which remained the city's largest for four decades – despite preservationists' advocacy for the entire neighborhood to be designated an historic district. Advocates continued to pursue their goal of additional designation, spurred in particular by the increased pace of development in the 1990s.
Rezoned areas
The Greenwich Village Society for Historic Preservation (GVSHP), a nonprofit organization dedicated to the architectural and cultural character and heritage of the neighborhood, successfully proposed new districts and individual landmarks to the LPC. Those include:
Gansevoort Market Historic District was the first new historic district in Greenwich Village in 34 years. The 112 buildings on 11 blocks protect the city's distinctive Meatpacking District with its cobblestone streets, warehouses and rowhouses. About 70 percent of the area proposed by GVSHP in 2000 was designated a historic district by the LPC in 2003, while the entire area was listed on the State and National Registers of Historic Places in 2007.
Weehawken Street Historic District, designated in 2006, is a 14-building, three-block district near the Hudson River centering on tiny Weehawken Street and containing an array of architecture including a sailors' hotel, former stables, and a wooden house.
Greenwich Village Historic District Extension I, designated in 2006, brought 46 more buildings on three blocks into the district, thus protecting warehouses, a former public school and police station, and early 19th century rowhouses. Both the Weehawken Street Historic District and the Greenwich Village Historic District Extension I were designated by the LPC in response to the larger proposal for a Far West Village Historic District submitted by GVSHP in 2004.
Greenwich Village Historic District Extension II, designated in 2010, embracing 225 buildings on 12 blocks, contains 19th century houses, 19th and 20th century tenements, and a variety of cultural landmarks.
South Village Historic District, designated in 2013, covers 235 buildings on 13 blocks, representing the largest single expansion of landmark protections in Greenwich Village since 1969. It includes well-preserved and renovated 19th century houses, colorful tenements, and a variety of sites important to the area's rich immigrant, artistic, and Italian-American history, as well as several low-rise, historically significant New York University buildings on Washington Square South.
The Landmarks Preservation Commission designated as landmarks several individual sites proposed by the Greenwich Village Society for Historic Preservation, including the former Bell Telephone Labs Complex (1861–1933), now Westbeth Artists' Housing, designated in 2011; the Silver Towers/University Village Complex (1967), designed by I.M. Pei and including the Picasso sculpture "Portrait of Sylvette," designated in 2008; and three early 19th-century federal houses at 127, 129 and 131 MacDougal Street.
Several contextual rezonings were enacted in Greenwich Village in recent years to limit the size and height of allowable new development in the neighborhood, and to encourage the preservation of existing buildings. The following were proposed by the GVSHP and passed by the City Planning Commission:
Far West Village Rezoning, approved in 2005, was the first downzoning in Manhattan in many years, putting in place new height caps, thus ending construction of high-rise waterfront towers in much of the Village and encouraging the reuse of existing buildings.
Washington and Greenwich Street Rezoning, approved in 2010, was passed in near-record time to protect six blocks from out-of-scale hotel development and maintain the low-rise character.
NYU dispute
New York University and Greenwich Village preservationists have been embroiled in a conflict over campus expansion versus preservation of the scale and bohemian character of the Village.
As one press critic put it in 2013, "For decades, New York University has waged architectural war on Greenwich Village." Recent examples of the university clashing with the community, often led by the Greenwich Village Society for Historic Preservation, include the destruction of the 85 West Third Street house where Edgar Allan Poe lived from 1844 to 1845, which NYU promised to rebuild using original materials, but then claimed not to have enough bricks to do so; the construction of the 26-story Founders Hall dorm behind the façade of demolished St. Ann's Church at 120 East Twelfth Street, which advocates protested as being out of scale for the low-rise area, and received assurances from NYU, which then built all 26 stories anyway; and the demolition in 2009 of the Provincetown Playhouse and Apartments, over protests.
In 2008, as part of a multi-stakeholder Community Task Force on NYU Development, the university agreed to a set of "Planning Principles." Yet advocates did not find NYU was following the principles in practice, culminating in a successful lawsuit against the university's "NYU 2031" plan for expansion.
Demographics
For census purposes, the New York City government classifies Greenwich Village as part of the West Village neighborhood tabulation area. Based on data from the 2010 United States Census, the population of West Village was 66,880, a change of −1,603 (−2.4%) from the 68,483 counted in 2000. Covering an area of , the neighborhood had a population density of . The racial makeup of the neighborhood was 80.9% (54,100) White, 2% (1,353) African American, 0.1% (50) Native American, 8.2% (5,453) Asian, 0% (20) Pacific Islander, 0.4% (236) from other races, and 2.4% (1,614) from two or more races. Hispanic or Latino of any race were 6.1% (4,054) of the population.
The entirety of Community District 2, which comprises Greenwich Village and SoHo, had 91,638 inhabitants as of NYC Health's 2018 Community Health Profile, with an average life expectancy of 85.8 years. This is higher than the median life expectancy of 81.2 for all New York City neighborhoods. Most inhabitants are adults: a plurality (42%) are between the ages of 25–44, while 24% are between 45 and 64, and 15% are 65 or older. The ratio of youth and college-aged residents was lower, at 9% and 10% respectively.
As of 2017, the median household income in Community Districts 1 and 2 (including the Financial District and Tribeca) was $144,878, though the median income in Greenwich Village individually was $119,728. In 2018, an estimated 9% of Greenwich Village and SoHo residents lived in poverty, compared to 14% in all of Manhattan and 20% in all of New York City. One in twenty-five residents (4%) were unemployed, compared to 7% in Manhattan and 9% in New York City. Rent burden, or the percentage of residents who have difficulty paying their rent, is 38% in Greenwich Village and SoHo, compared to the boroughwide and citywide rates of 45% and 51% respectively. Based on this calculation, , Greenwich Village and SoHo are considered high-income relative to the rest of the city and not gentrifying.
Points of interest
Greenwich Village includes several collegiate institutions. Since the 1830s, New York University (NYU) has had a campus there. In 1973 NYU moved from its campus in University Heights in the West Bronx (the current site of Bronx Community College), to Greenwich Village with many buildings around Gould Plaza on West 4th Street. In 1976 Yeshiva University established the Benjamin N. Cardozo School of Law in the northern part of Greenwich Village. In the 1980s Hebrew Union College was built in Greenwich Village. The New School, with its Parsons The New School for Design, a division of The New School, and the School's Graduate School expanded in the 2000s, with the renovated, award-winning design of the Sheila C. Johnson Design Center at 66 Fifth Avenue on 13th Street. The Cooper Union is located in Greenwich Village, at Astor Place, near St. Mark's Place on the border of the East Village. Pratt Institute established its latest Manhattan campus in an adaptively reused Brunner & Tryon-designed loft building on 14th Street, east of Seventh Avenue. The university campus building expansion was followed by a gentrification process in the 1980s. There are numerous historic buildings in the neighborhood including Emma Lazarus' former residence on W 10th Street and Edward Hopper's former studio which now houses the NYU Silver School of Social Work.
The historic Washington Square Park is the center and heart of the neighborhood. Additionally, the Village has several other, smaller parks: Christopher, Father Fagan, Little Red Square, Minetta Triangle, Petrosino Square, and Time Landscape. There are also city playgrounds, including DeSalvio Playground, Minetta, Thompson Street, Bleecker Street, Downing Street, Mercer Street, Cpl. John A. Seravelli, and William Passannante Ballfield. One of the most famous courts, is "The Cage", officially known as the West Fourth Street Courts. Sitting atop the West 4th St–Washington Square subway station at Sixth Avenue, the courts are used by basketball and American handball players from across the city. The Cage has become one of the most important tournament sites for the citywide "Streetball" amateur basketball tournament. Since 1975, New York University's art collection has been housed at the Grey Art Gallery bordering Washington Square Park, at 100 Washington Square East. The Grey Art Gallery is notable for its museum-quality exhibitions of contemporary art.
The Village has a bustling performing arts scene. It is home to many Off Broadway and Off-Off-Broadway theaters; for instance, Blue Man Group has taken up residence in the Astor Place Theater. The Village Gate (until 1992), the Village Vanguard and the Blue Note are still presenting some of the biggest names in jazz on a regular basis. Other music clubs include The Bitter End, and Lion's Den. The Village has its own orchestra aptly named the Greenwich Village Orchestra. Comedy clubs dot the Village as well, including Comedy Cellar, where many American stand-up comedians got their start.
Several publications have offices in the Village, most notably the monthly magazines American Heritage and Fortune and formerly also the citywide newsweekly the Village Voice. The National Audubon Society, having relocated its national headquarters from a mansion in Carnegie Hill to a restored and very green, former industrial building in NoHo, relocated to smaller but even greener LEED certified building at 225 Varick Street, on Houston Street near the Film Forum.
Police and crime
Greenwich Village is patrolled by the 6th Precinct of the NYPD, located at 233 West 10th Street. The 6th Precinct ranked 68th safest out of 69 patrol areas for per-capita crime in 2010. This is due to a high incidence of property crime. , with a non-fatal assault rate of 10 per 100,000 people, Greenwich Village's rate of violent crimes per capita is less than that of the city as a whole. The incarceration rate of 100 per 100,000 people is lower than that of the city as a whole.
The 6th Precinct has a lower crime rate than in the 1990s, with crimes across all categories having decreased by 80.6% between 1990 and 2018. The precinct reported 1 murder, 20 rapes, 153 robberies, 121 felony assaults, 163 burglaries, 1,031 grand larcenies, and 28 grand larcenies auto in 2018.
Fire safety
Greenwich Village is served by two New York City Fire Department (FDNY) fire stations:
Engine Company 24/Ladder Company 5/Battalion 2 – 227 6th Avenue
Squad 18 – 132 West 10th Street
Health
, preterm births are more common in Greenwich Village and SoHo than in other places citywide, though births to teenage mothers are less common. In Greenwich Village and SoHo, there were 91 preterm births per 1,000 live births (compared to 87 per 1,000 citywide), and 1 teenage birth per 1,000 live births (compared to 19.3 per 1,000 citywide), though the teenage birth rate is based on a small sample size. Greenwich Village and SoHo have a low population of residents who are uninsured. In 2018, this population of uninsured residents was estimated to be 4%, less than the citywide rate of 12%, though this was based on a small sample size.
The concentration of fine particulate matter, the deadliest type of air pollutant, in Greenwich Village and SoHo is , more than the city average. Sixteen percent of Greenwich Village and SoHo residents are smokers, which is more than the city average of 14% of residents being smokers. In Greenwich Village and SoHo, 4% of residents are obese, 3% are diabetic, and 15% have high blood pressure, the lowest rates in the city—compared to the citywide averages of 24%, 11%, and 28% respectively. In addition, 5% of children are obese, the lowest rate in the city, compared to the citywide average of 20%.
Ninety-six percent of residents eat some fruits and vegetables every day, which is more than the city's average of 87%. In 2018, 91% of residents described their health as "good," "very good," or "excellent," more than the city's average of 78%. For every supermarket in Greenwich Village and SoHo, there are 7 bodegas.
The nearest major hospitals are Beth Israel Medical Center in Stuyvesant Town, as well as the Bellevue Hospital Center and NYU Langone Medical Center in Kips Bay, and NewYork-Presbyterian Lower Manhattan Hospital in the Civic Center area.
Post offices and ZIP Codes
Greenwich Village is located within four primary ZIP Codes. The subsection of West Village, south of Greenwich Avenue and west of Sixth Avenue, is located in 10014, while the northwestern section of Greenwich Village north of Greenwich Avenue and Washington Square Park and west of Fifth Avenue is in 10011. The northeastern part of the Village, north of Washington Square Park and east of Fifth Avenue, is in 10003. The neighborhood's southern portion, the area south of Washington Square Park and east of Sixth Avenue, is in 10012. The United States Postal Service operates three post offices near Greenwich Village:
Patchin Station – 70 West 10th Street
Village Station – 201 Varick Street
West Village Station – 527 Hudson Street
Education
Greenwich Village and SoHo generally have a higher rate of college-educated residents than the rest of the city . The vast majority of residents age 25 and older (84%) have a college education or higher, while 4% have less than a high school education and 12% are high school graduates or have some college education. By contrast, 64% of Manhattan residents and 43% of city residents have a college education or higher. The percentage of Greenwich Village and SoHo students excelling in math rose from 61% in 2000 to 80% in 2011, and reading achievement increased from 66% to 68% during the same time period.
Greenwich Village and SoHo's rate of elementary school student absenteeism is lower than the rest of New York City. In Greenwich Village and SoHo, 7% of elementary school students missed twenty or more days per school year, less than the citywide average of 20%. Additionally, 91% of high school students in Greenwich Village and SoHo graduate on time, more than the citywide average of 75%.
Schools
Greenwich Village residents are zoned to two elementary schools: PS 3, Melser Charrette School, and PS 41, Greenwich Village School. Residents are zoned to Baruch Middle School 104. Residents apply to various New York City high schools. The private Greenwich Village High School was formerly located in the area, but later moved to SoHo.“Parents ‘work hard and take a risk’ to form a high school” , The Villager, September 24, 2008
Greenwich Village is home to New York University, which owns large sections of the area and most of the buildings around Washington Square Park. To the north is the campus of The New School, which is housed in several buildings that are considered historical landmarks because of their innovative architecture. The New School's Sheila Johnson Design Center doubles as a public art gallery. Cooper Union has been located in the East Village since its founding in 1859.
Libraries
The New York Public Library (NYPL) operates two branches in Greenwich Village. The Jefferson Market Library is located at 425 Avenue of the Americas (Sixth Avenue). The building was a courthouse in the 19th and 20th centuries before being converted into a library in 1967, and it is now a city designated landmark. The Hudson Park branch is located at 66 Leroy Street. The branch is housed in Carnegie library that was built in 1906 and expanded in 1920.
Transportation
Greenwich Village is served by the IND Eighth Avenue Line (), the IND Sixth Avenue Line (), the BMT Canarsie Line (), and the IRT Broadway–Seventh Avenue Line () of the New York City Subway. The 14th Street/Sixth Avenue, 14th Street/Eighth Avenue, West Fourth Street–Washington Square, and Christopher Street–Sheridan Square stations are in the neighborhood. Local New York City Bus routes, operated by the Metropolitan Transportation Authority, include the M55, M7, M11, M14, and M20. On the PATH, the Christopher Street, Ninth Street, and 14th Street stations are in Greenwich Village.
Notable residents
Greenwich Village has long been a popular neighborhood for numerous artists and other notable people. Past and present notable residents include:
Edward Albee (1928–2016), playwright
Alec Baldwin (born 1958), actor"The 2014 NYC Celebrity Star Map Infographic", Address Report, May 12, 2014. Accessed November 3, 2016.
Richard Barone, musician, producer
Paul Bateson (born 1940), convicted murderer who was in The Exorcist Brie Bella (born 1983), wrestler
Nate Berkus (born 1971), interior designer
David Blue (1941-1982), folksinger and companion of Bob Dylan
Matthew Broderick (born 1962), actorMarino, Vivian. "Sarah Jessica Parker's House Sells for $18.25 Million", The New York Times, July 3, 2015. Accessed June 21, 2016. "A 25-foot-wide Greek Revival-style townhouse on a prime tree-lined street in Greenwich Village that Sarah Jessica Parker and Matthew Broderick bought, refurbished and promptly returned to the market, sold for $18,250,000 and was the most expensive closed sale of the week, according to city records."
Barbara Pierce Bush (born 1981), daughter of former U.S. President George W. Bush
Francesco Carrozzini (born 1982), film director and photographer
Jessica Chastain (born 1977), actress
Ramsey Clark (1927–2021), lawyer and activist
Patricia Clarkson (born 1959), actress
Francesco Clemente (born 1952) contemporary artist
Jacob Cohen (1923–1983), statistician and psychologist
Anderson Cooper (born 1967), CNN anchor
Aleister Crowley (1875-1947), English occultist.
Hugh Dancy (born 1975), actor
Claire Danes (born 1979), actress
Robert De Niro (born 1943), actor
Brian De Palma (born 1940), film director and screenwriterGoldstein, Patrick. "Defensive. Him?", Los Angeles Times, September 17, 2002. Accessed February 25, 2022. "When De Palma couldn't get into a screening of \"Russian Ark,\" a Russian-German film shot in one 96-minute take, he simply found something else to see. When I beseeched him to see City of God, a Miramax film from Brazil that was my favorite festival entry, he brushed it off, saying he doesn't bother with films that he can eventually see at the theater around the corner from where he lives in Greenwich Village."
Floyd Dell (1887–1969), novelist, playwright, poet and managing editor of The Masses Leonardo DiCaprio (born 1974), actor
Robert Downey Jr. (born 1965), actor and singer
Steve Earle (born 1955), musician
Crystal Eastman (1881–1928), lawyer and leader in the fight for woman's suffrage
Eric Eisner, Hollywood lawyer and former president of The Geffen Film Company
Maurice Evans (1901–1989), British actor noted for his interpretations of Shakespearean characters
Andrew Garfield (born 1983), actor
Hank Greenberg (1911–1986), Hall of Fame baseball player
John P. Hammond (born 1942), blues singer and guitarist
Jerry Herman (1931-2019), composer and lyricist
Dustin Hoffman (born 1937), actor
Edward Hopper (1882–1967), painter
Marc Jacobs (born 1963), fashion designer
Richard Johnson, gossip columnist known for the Page Six column in the New York Post, which he edited for 25 years.
Max Kellerman (born 1973), sports commentator
Eva Kotchever (1891-1943), owner of Eve's Hangout, also called Eve Adams' Tearoom, situated at 129 MacDougal St, deported to Europe and murdered at Auschwitz.
Annie Leibovitz (born 1949), photographer
Arthur MacArthur IV (born 1938), musician, son of General Douglas MacArthur
Andrew McCarthy (born 1962), actor, writer and television director
Bob Melvin (born 1961), Major League Baseball player and manager
Edna St. Vincent Millay, poet and playwright
Matthew Modine (born 1959), actor and activist
Julianne Moore (born 1960), actress
Nickolas Muray (born Miklós Mandl; 1892–1965), Hungarian-born American photographer and Olympic fencer
Bebe Neuwirth (born 1958), actress
Edward Norton (born 1969), actor and filmmaker
Rosie O'Donnell, actress and comedian
Mary-Kate Olsen, actress and fashion designer
Mary-Louise Parker, actress
Sarah Jessica Parker (born 1965), actress
Sean Parker (born 1979), entrepreneur
Edgar Allan Poe (1809–1849), poet and novelist
Leontyne Price (born 1927), soprano
Daniel Radcliffe (born 1989), actor
Gilda Radner (1946–1989), actress and comedian
Rachael Ray, television personality and cook
Julia Roberts (born 1967), actress
Susan Sarandon (born 1946), actress
John Sebastian (born 1944), musician
Amy Sedaris (born 1961), actress
Adrienne Shelly (1966–2006), actress, film director and screenwriter.
James Spader, actor
Pat Steir (born 1938), painter and printmaker
Emma Stone (born 1988), actress
Uma Thurman (born 1970), actress
Tiny Tim (musician) (1932-1996), singer
Marisa Tomei (born 1964), actress
Calvin Trillin (born 1935), feature writer for The New Yorker magazine.
Liv Tyler (born 1977), actress
Edgard Varèse (1883–1965), French-born composer
Chloe Webb (born 1956), actress.
Anna Wintour (born 1949), editor-in-chief of Vogue magazine
In popular culture
Comics
In the DC Comics universe, Wonder Woman lived in the "Village" in New York City (never called by its full name, but clearly depicted as Greenwich Village) during the late 1960s and early 1970s, when she had lost most of her superpowers. Madame Xanadu lived on Chrystie Street, described alternately as being in "Greenwich Village" and the "East Village."
In the Marvel Comics universe, Master of the Mystic Arts and Sorcerer Supreme, Doctor Strange, lives in a brownstone mansion in Greenwich Village. Doctor Strange's Sanctum Sanctorum is located at 177A Bleecker Street.
The first generation of Marvel's X-Men frequently visited the Village while not studying at Xavier's School for Gifted Youngsters.
In Akimi Yoshida's Banana Fish sequel/side story, Garden of Light, Eiji Okumura is stated to live in Greenwich Village as an accomplished photographer.
Film
In Alfred Hitchcock's Rear Window (1954) James Stewart's character lives in a Greenwich Village apartment.
In Wonderful Town (1953), the Sherwood sisters leave 1935 Columbus, Ohio, for Greenwich Village to pursue their dreams of becoming a writer (Ruth) and an actress (Eileen). Their apartment was said to be on Christopher Street, though the actual apartment of author Ruth McKenney and her sister Eileen McKenney was at 14 Gay Street.
In Funny Face (1957), Jo Stockton (Audrey Hepburn) works at a bookstore called Embryo Concepts in the Village, where she is discovered by Dick Avery (Fred Astaire).
In When Harry Met Sally... (1989), Sally drops Harry off in front of the Washington Square Arch after they share a drive from University of Chicago.
In Wait Until Dark (1967), Susy Hendrix (Audrey Hepburn) lives at 4 St. Luke's Place.
Next Stop, Greenwich Village (1976) chronicles the story of a young Jewish boy in 1953 who moves to the Village, looking to break into acting.
The Pope of Greenwich Village (1984) centers on a maître d' (Mickey Rourke) in the Italian section of the Village.
Big Daddy (1999), Adam Sandler and Cole/Dylan Sprouse's characters live in a Greenwich Village apartment.
Chinese Coffee (2000), an independent film by Al Pacino, which features Pacino and Jerry Orbach, is set in Greenwich Village in 1982.
The Collector of Bedford Street (2002) is a documentary set in Greenwich village. It is about the neighborhood block association on Bedford street setting up a trust fund for a mentally disabled man named Larry Selman.
In I Am Legend (2007), Robert Neville (Will Smith) lives in Washington Square.
Greenwich Village is the setting for the restaurant 22 Bleecker in the Catherine Zeta-Jones, Aaron Eckhart and Abigail Breslin movie No Reservations (2007).
In Wanderlust (2012) the characters played by Paul Rudd and Jennifer Aniston live in a New York City apartment located in the West Village.
The Coen brothers' Inside Llewyn Davis (2013) depicts the Village in the early 1960s, focusing on the emerging folk scene.
In the Marvel Cinematic Universe live—action film, Avengers: Infinity War (2018), a battle between Tony Stark, Peter Parker, Doctor Strange, Wong, and the Black Order takes place in the Village.
Games
Alex's stage in Street Fighter III: 2nd Impact takes place in Greenwich Village.
Greenwich Village is a playable multiplayer map in the Freedom Fighters (2003) video game.
Literature
In her non-fiction, Jane Jacobs frequently cites Greenwich Village as an example of a vibrant urban community, most notably in her 1961 book The Death and Life of Great American Cities.
Frank and April Wheeler of the novel Revolutionary Road, and the film of the same name, used to share an apartment on Bethune Street in the West Village prior to the events of the story.
O. Henry's short story, "The Last Leaf", is set in Greenwich Village.
The anti-hero of the book Mother Night by author Kurt Vonnegut, and the film of the same name, Howard W. Campbell Jr., resides in Greenwich Village after World War II and prior to his arrest by the Israelis.
In Lesley M. M. Blume's children's novel, Cornelia and the Audacious Escapades of the Somerset Sisters, the main characters reside in Greenwich Village.
The suggestion of moving to the Village shocks newlywed New York aristocrat Jamie "Rick" Ricklehouse in Nora Johnson's 1985 novel Tender Offer. The implication is telling of the Village's reputation in the New York of the 1960s before mass gentrification when it was perceived as lowly and beneath upper class society.
In Philip Roth's novel The Human Stain the main character Coleman Silk lives in the Village while studying at NYU.
Music
Sapokanikan by Joanna Newsom is written about historical events that include the history of Greenwich Village.
Cornelia Street by Taylor Swift is written about the singer's time in Greenwich Village where she rented an apartment there.
The cover photo for The Freewheelin' Bob Dylan (1963) of Dylan and his then-girlfriend Suze Rotolo was taken on Jones Street near West 4th Street in Greenwich Village, near their apartment.
In an interview with Jann Wenner, John Lennon said, "I should have been born in New York, I should have been born in the Village, that's where I belong."
Buddy Holly and his wife Maria Elena Santiago lived in Apartment 4H of the Brevoort Apartments, at 11 Fifth Avenue in Greenwich Village. Here he recorded the series of acoustic songs, including "Crying, Waiting, Hoping" and "What to Do," known as the "Apartment Tapes," which were released after his death.
Television
The ABC sitcom Barney Miller (1975–82) was set at the fictional 12th precinct NYPD station in Greenwich Village.
The CBS sitcom Kate & Allie (1984–1989) was set in Greenwich Village.
The NBC sitcom Friends (1994–2004) is set in the Village. Central Perk was supposedly on Mercer or Houston Street, down the block from the Angelika Film Center; and Phoebe lived at 5 Morton Street. The building in the exterior shot of Chandler, Joey, Rachel, and Monica's apartment building is at the corner of Grove and Bedford Streets in the West Village. One of the show's working titles was Once Upon a Time in the West Village. However, the address on Rachel's wedding invitation is 495 Grove Street, which is actually in Brooklyn.
The Village features prominently throughout the six seasons of Mad Men. In Season 1, Don Draper is having an affair with artist Midge Daniels, who lives in the Village. In Season 4, Don moves to an apartment on Waverly Place and Sixth Avenue (specified, for example, in "Public Relations"). And in Season 6, Betty Francis goes to Greenwich Village looking for a family friend, in "The Doorway", and Joan Harris and her girlfriend Kate go on a night on the town that culminates at the Electric Circus, in "To Have and to Hold".
On Sex and the City (1998–2004), exterior shots of Carrie Bradshaw's apartment building are of 66 Perry Street, even though her address is given as on the Upper East Side.
The NBC Sitcom The Cosby Show (1984–92) made several references to the Village during its run, and the townhouse used for exterior shots, though purportedly set in Brooklyn for purposes of the show, is actually located at 10 St. Luke's Place.
Mad About You was set in the Village. The Buchman's apartment building was at 5th Avenue & 12th Street, just a few blocks north of Washington Square Park.
The Real World: Back to New York, the 2001 season of the MTV reality television series The Real World, was filmed in the Village.
Village Barn (1948–50), the first country music show on network television (NBC) originated from a nightclub of the same name in the basement of 52 West 8th Street.
Greenwich Village is the setting for Disney's Wizards of Waverly Place and Girl Meets World.
Theater
The play Bell, Book and Candle is partly set in Greenwich Village.
See also
List of New York City Designated Landmarks in Manhattan below 14th Street
National Register of Historic Places listings in Manhattan below 14th Street
Cedar Tavern
Greenwich Village Society for Historic Preservation
The Church of the Ascension
Village Care of New York
Village People
The Market NYC
References
Notes
Citations
Sources
Greenwich Village, by Anna Alice Chapin, 1919, from Project Gutenberg
External links
Greenwich Village Society for Historic Preservation
1630s establishments in the Dutch Empire
Arts districts
Beat Generation
Broadway (Manhattan)
Counterculture of the 1960s
Gay villages in New York (state)
Hipster neighborhoods
Historic districts on the National Register of Historic Places in Manhattan
LGBT culture in New York City
Little Italys in the United States
Neighborhoods in Manhattan
New York City designated historic districts
New York City Designated Landmarks in Manhattan |
13021 | https://en.wikipedia.org/wiki/Gilbert%20and%20Sullivan | Gilbert and Sullivan | Gilbert and Sullivan refers to the Victorian-era theatrical partnership of the dramatist W. S. Gilbert (1836–1911) and the composer Arthur Sullivan (1842–1900) and to the works they jointly created. The two men collaborated on fourteen comic operas between 1871 and 1896, of which H.M.S. Pinafore, The Pirates of Penzance and The Mikado are among the best known.
Gilbert, who wrote the libretti for these operas, created fanciful "topsy-turvy" worlds where each absurdity is taken to its logical conclusion—fairies rub elbows with British lords, flirting is a capital offence, gondoliers ascend to the monarchy, and pirates emerge as noblemen who have gone astray. Sullivan, six years Gilbert's junior, composed the music, contributing memorable melodies that could convey both humour and pathos.
Their operas have enjoyed broad and enduring international success and are still performed frequently throughout the English-speaking world. Gilbert and Sullivan introduced innovations in content and form that directly influenced the development of musical theatre through the 20th century. The operas have also influenced political discourse, literature, film and television and have been widely parodied and pastiched by humorists. The producer Richard D'Oyly Carte brought Gilbert and Sullivan together and nurtured their collaboration. He built the Savoy Theatre in 1881 to present their joint works (which came to be known as the Savoy Operas) and founded the D'Oyly Carte Opera Company, which performed and promoted Gilbert and Sullivan's works for over a century.
Beginnings
Gilbert before Sullivan
Gilbert was born in London on 18 November 1836. His father, William, was a naval surgeon who later wrote novels and short stories, some of which included illustrations by his son. In 1861, to supplement his income, the younger Gilbert began writing illustrated stories, poems and articles of his own, many of which would later be mined as inspiration for his plays and operas, particularly Gilbert's series of illustrated poems, the Bab Ballads.
In the Bab Ballads and his early plays, Gilbert developed a unique "topsy-turvy" style in which humour was derived by setting up a ridiculous premise and working out its logical consequences, however absurd. Director and playwright Mike Leigh described the "Gilbertian" style as follows:
Gilbert developed his innovative theories on the art of stage direction, following the playwright and theatrical reformer Tom Robertson. At the time Gilbert began writing, theatre in Britain was in disrepute. Gilbert helped to reform and elevate the respectability of the theatre, especially beginning with his six short family-friendly comic operas, or "entertainments", for Thomas German Reed.
At a rehearsal for one of these entertainments, Ages Ago, in 1870, the composer Frederic Clay introduced Gilbert to his friend, the young composer Arthur Sullivan. Over the next year, before the two first collaborated, Gilbert continued to write humorous verse, stories and plays, including the comic operas Our Island Home (1870) and A Sensation Novel (1871), and the blank verse comedies The Princess (1870), The Palace of Truth (1870) and Pygmalion and Galatea (1871).
Sullivan before Gilbert
Sullivan was born in London on 13 May 1842. His father was a military bandmaster, and by the time Arthur had reached the age of eight, he was proficient with all the instruments in the band. In school he began to compose anthems and songs. In 1856, he received the first Mendelssohn Scholarship and studied at the Royal Academy of Music and then at Leipzig, where he also took up conducting. His graduation piece, completed in 1861, was a suite of incidental music to Shakespeare's The Tempest. Revised and expanded, it was performed at the Crystal Palace in 1862 and was an immediate sensation. He began building a reputation as England's most promising young composer, composing a symphony, a concerto, and several overtures, among them the Overture di Ballo, in 1870.
His early major works for the voice included The Masque at Kenilworth (1864); an oratorio, The Prodigal Son (1869); and a dramatic cantata, On Shore and Sea (1871). He composed a ballet, L'Île Enchantée (1864) and incidental music for a number of Shakespeare plays. Other early pieces that were praised were his Symphony in E, Cello Concerto, and Overture in C (In Memoriam) (all three of which premiered in 1866). These commissions were not sufficient to keep Sullivan afloat. He worked as a church organist and composed numerous hymns, popular songs, and parlour ballads.
Sullivan's first foray into comic opera was Cox and Box (1866), written with the librettist F. C. Burnand for an informal gathering of friends. Public performance followed, with W. S. Gilbert (then writing dramatic criticism for the magazine Fun) saying that Sullivan's score "is, in many places, of too high a class for the grotesquely absurd plot to which it is wedded." Nonetheless, it proved highly successful, and is still regularly performed today. Sullivan and Burnand's second opera, The Contrabandista (1867) was not as successful.
Operas
First collaborations
Thespis
In 1871, producer John Hollingshead brought Gilbert and Sullivan together to produce a Christmas entertainment, Thespis, at his Gaiety Theatre, a large West End house. The piece was an extravaganza in which the classical Greek gods, grown elderly, are temporarily replaced by a troupe of 19th-century actors and actresses, one of whom is the eponymous Thespis, the Greek father of the drama. Its mixture of political satire and grand opera parody mimicked Offenbach's Orpheus in the Underworld and La belle Hélène, which (in translation) then dominated the English musical stage.
Thespis opened on Boxing Day and ran for 63 performances. It outran five of its nine competitors for the 1871 holiday season, and its run was extended beyond the length of a normal run at the Gaiety, but no one at the time foresaw that this was the beginning of a great collaboration. Unlike the later Gilbert and Sullivan works, it was hastily prepared, and its nature was more risqué, like Gilbert's earlier burlesques, with a broader style of comedy that allowed for improvisation by the actors. Two of the male characters were played by women, whose shapely legs were put on display in a fashion that Gilbert later condemned. The musical score to Thespis was never published and is now lost, except for one song that was published separately, a chorus that was re-used in The Pirates of Penzance, and the Act II ballet music.
Over the next three years, Gilbert and Sullivan did not have occasion to work together again, but each man became more eminent in his field. Gilbert worked with Frederic Clay on Happy Arcadia (1872) and Alfred Cellier on Topsyturveydom (1874) and wrote The Wicked World (1873), Sweethearts (1874) and several other libretti, farces, extravaganzas, fairy comedies, dramas and adaptations. Sullivan completed his Festival Te Deum (1872); another oratorio, The Light of the World (1873); his only song cycle, The Window; or, The Song of the Wrens (1871); incidental music to The Merry Wives of Windsor (1874); and more songs, parlour ballads, and hymns, including "Onward, Christian Soldiers" (1872). At the same time, the audience for theatre was growing because of the rapidly expanding British population; improvement in education and the standard of living, especially of the middle class; improving public transport; and installation of street lighting, which made travel home from the theatre safer. The number of pianos manufactured in England doubled between 1870 and 1890 as more people began to play parlour music at home and more theatres and concert halls opened.
Trial by Jury
In 1874, Gilbert wrote a short libretto on commission from producer-conductor Carl Rosa, whose wife would have played the leading role, but her death in childbirth cancelled the project. Not long afterwards, Richard D'Oyly Carte was managing the Royalty Theatre and needed a short opera to be played as an afterpiece to Offenbach's La Périchole. Carte knew about Gilbert's libretto for Rosa and suggested that Sullivan write a score for it. Gilbert read the piece to Sullivan in February 1875, and the composer was delighted with it; Trial by Jury was composed and staged in a matter of weeks.
The piece is one of Gilbert's humorous spoofs of the law and the legal profession, based on his short experience as a barrister. It concerns a breach of promise of marriage suit. The defendant argues that damages should be slight, since "he is such a very bad lot," while the plaintiff argues that she loves the defendant fervently and seeks "substantial damages." After much argument, the judge resolves the case by marrying the lovely plaintiff himself. With Sullivan's brother, Fred, as the Learned Judge, the opera was a runaway hit, outlasting the run of La Périchole. Provincial tours and productions at other theatres quickly followed.
Fred Sullivan was the prototype for the "patter" (comic) baritone roles in the later operas. F. C. Burnand wrote that he "was one of the most naturally comic little men I ever came across. He, too, was a first-rate practical musician.... As he was the most absurd person, so was he the very kindliest...." Fred's creation would serve as a model for the rest of the collaborators' works, and each of them has a crucial comic little man role, as Burnand had put it. The "patter" baritone (or "principal comedian", as these roles later were called) would often assume the leading role in Gilbert and Sullivan's comic operas, and was usually allotted the speedy patter songs.
After the success of Trial by Jury, Gilbert and Sullivan were suddenly in demand to write more operas together. Over the next two years, Richard D'Oyly Carte and Carl Rosa were two of several theatrical managers who negotiated with the team but were unable to come to terms. Carte proposed a revival of Thespis for the 1875 Christmas season, which Gilbert and Sullivan would have revised, but he was unable to obtain financing for the project. In early 1876, Carte requested that Gilbert and Sullivan create another one-act opera on the theme of burglars, but this was never completed.
Early successes
The Sorcerer
Carte's real ambition was to develop an English form of light opera that would displace the bawdy burlesques and badly translated French operettas then dominating the London stage. He assembled a syndicate and formed the Comedy Opera Company, with Gilbert and Sullivan commissioned to write a comic opera that would serve as the centrepiece for an evening's entertainment.
Gilbert found a subject in one of his own short stories, "The Elixir of Love", which concerned the complications arising when a love potion is distributed to all the residents of a small village. The leading character was a Cockney businessman who happened to be a sorcerer, a purveyor of blessings (not much called for) and curses (very popular). Gilbert and Sullivan were tireless taskmasters, seeing to it that The Sorcerer (1877) opened as a fully polished production, in marked contrast to the under-rehearsed Thespis. While The Sorcerer won critical acclaim, it did not duplicate the success of Trial by Jury. Nevertheless, it ran for more than six months, and Carte and his syndicate were sufficiently encouraged to commission another full-length opera from the team.
H.M.S. Pinafore
Gilbert and Sullivan scored their first international hit with H.M.S. Pinafore (1878), satirising the rise of unqualified people to positions of authority and poking good-natured fun at the Royal Navy and the English obsession with social status (building on a theme introduced in The Sorcerer, love between members of different social classes). As with many of the Gilbert and Sullivan operas, a surprise twist changes everything dramatically near the end of the story.
Gilbert oversaw the designs of sets and costumes, and he directed the performers on stage. He sought realism in acting, shunned self-conscious interaction with the audience, and insisted on a standard of characterisation in which the characters were never aware of their own absurdity. He insisted that his actors know their words perfectly and obey his stage directions, which was something new to many actors of the day. Sullivan personally oversaw the musical preparation. The result was a crispness and polish new to the English musical theatre. Jessie Bond wrote later:
H.M.S. Pinafore ran in London for 571 performances, an exceptional run for the period. Hundreds of unauthorised, or "pirated", productions of Pinafore appeared in America. During the run of Pinafore, Richard D'Oyly Carte split up with his former investors. The disgruntled former partners, who had invested in the production with no return, staged a public fracas, sending a group of thugs to seize the scenery during a performance. Stagehands managed to ward off their backstage attackers. This event cleared the way for Carte, in alliance with Gilbert and Sullivan, to form the D'Oyly Carte Opera Company, which then produced all their succeeding operas.
The libretto of H.M.S. Pinafore relied on stock character types, many of which were familiar from European opera (and some of which grew out of Gilbert's earlier association with the German Reeds): the heroic protagonist (tenor) and his love-interest (soprano); the older woman with a secret or a sharp tongue (contralto); the baffled lyric baritone—the girl's father; and a classic villain (bass-baritone). Gilbert and Sullivan added the element of the comic patter-singing character. With the success of H.M.S. Pinafore, the D'Oyly Carte repertory and production system was cemented, and each opera would make use of these stock character types. Before The Sorcerer, Gilbert had constructed his plays around the established stars of whatever theatre he happened to be writing for, as had been the case with Thespis and Trial by Jury. Building on the team he had assembled for The Sorcerer, Gilbert no longer hired stars; he created them. He and Sullivan selected the performers, writing their operas for ensemble casts rather than individual stars.
The repertory system ensured that the comic patter character who performed the role of the sorcerer, John Wellington Wells, would become the ruler of the Queen's navy as Sir Joseph Porter in H.M.S. Pinafore, then join the army as Major-General Stanley in The Pirates of Penzance, and so on. Similarly, Mrs. Partlet in The Sorcerer transformed into Little Buttercup in Pinafore, then into Ruth, the piratical maid-of-all-work in Pirates. Relatively unknown performers whom Gilbert and Sullivan engaged early in the collaboration would stay with the company for many years, becoming stars of the Victorian stage. These included George Grossmith, the principal comic; Rutland Barrington, the lyric baritone; Richard Temple, the bass-baritone; and Jessie Bond, the mezzo-soprano soubrette.
The Pirates of Penzance
The Pirates of Penzance (New Year's Eve, 1879) also poked fun at grand opera conventions, sense of duty, family obligation, the "respectability" of civilisation and the peerage, and the relevance of a liberal education. The story also revisits Pinafores theme of unqualified people in positions of authority, in the person of the "modern Major-General" who has up-to-date knowledge about everything except the military. The Major-General and his many daughters escape from the tender-hearted Pirates of Penzance, who are all orphans, on the false plea that he is an orphan himself. The pirates learn of the deception and re-capture the Major-General, but when it is revealed that the pirates are all peers, the Major-General bids them: "resume your ranks and legislative duties, and take my daughters, all of whom are beauties!"
The piece premiered in New York rather than London, in an (unsuccessful) attempt to secure the American copyright, and was another big success with both critics and audiences. Gilbert, Sullivan and Carte tried for many years to control the American performance copyrights over their operas, without success. Nevertheless, Pirates was a hit both in New York, again spawning numerous imitators, and then in London, and it became one of the most frequently performed, translated and parodied Gilbert and Sullivan works, also enjoying successful 1981 Broadway and 1982 West End revivals by Joseph Papp that continue to influence productions of the opera.
In 1880, Sullivan's cantata The Martyr of Antioch premiered at the Leeds Triennial Music Festival, with a libretto adapted by Sullivan and Gilbert from an 1822 epic poem by Henry Hart Milman concerning the 3rd-century martyrdom of St. Margaret of Antioch. Sullivan became the conductor of the Leeds festival beginning in 1880 and conducted the performance. The Carl Rosa Opera Company staged the cantata as an opera in 1898.
Savoy Theatre opens
Patience
Patience (1881) satirised the aesthetic movement in general and its colourful poets in particular, combining aspects of A. C. Swinburne, Dante Gabriel Rossetti, Oscar Wilde, James McNeill Whistler and others in the rival poets Bunthorne and Grosvenor. Grossmith, who created the role of Bunthorne, based his makeup, wig and costume on Swinburne and especially Whistler, as seen in the adjacent photograph. The work also lampoons male vanity and chauvinism in the military. The story concerns two rival aesthetic poets, who attract the attention of the young ladies of the village, formerly engaged to the members of a cavalry regiment. But both poets are in love with Patience, the village milkmaid, who detests one of them and feels that it is her duty to avoid the other despite her love for him. Richard D'Oyly Carte was the booking manager for Oscar Wilde, a then lesser-known proponent of aestheticism, and dispatched him on an American lecture tour in conjunction with the opera's U.S. run, so that American audiences might better understand what the satire was all about.
During the run of Patience, Carte built the large, modern Savoy Theatre, which became the partnership's permanent home. It was the first theatre (and the world's first public building) to be lit entirely by electric lighting. Patience moved into the Savoy after six months at the Opera Comique and ran for a total of 578 performances, surpassing the run of H.M.S. Pinafore.
Iolanthe
Iolanthe (1882) was the first of the operas to open at the Savoy. The fully electric Savoy made possible numerous special effects, such as sparkling magic wands for the female chorus of fairies. The opera poked fun at English law and the House of Lords and made much of the war between the sexes. The critics felt that Sullivan's work in Iolanthe had taken a step forward. The Daily Telegraph commented, "The composer has risen to his opportunity, and we are disposed to account Iolanthe his best effort in all the Gilbertian series." Similarly, The Theatre judged that "the music of Iolanthe is Dr Sullivan's chef d'oeuvre. The quality throughout is more even, and maintained at a higher standard, than in any of his earlier works..."
Iolanthe is one of several of Gilbert's works, including The Wicked World (1873), Broken Hearts (1875), Princess Ida (1884) and Fallen Fairies (1909), where the introduction of men and "mortal love" into a tranquil world of women wreaks havoc with the status quo. Gilbert had created several "fairy comedies" at the Haymarket Theatre in the early 1870s. These plays, influenced by the fairy work of James Planché, are founded upon the idea of self-revelation by characters under the influence of some magic or some supernatural interference.
In 1882, Gilbert had a telephone installed in his home and at the prompt desk at the Savoy Theatre so that he could monitor performances and rehearsals from his home study. Gilbert had referred to the new technology in Pinafore in 1878, only two years after the device was invented and before London even had telephone service. Sullivan had one installed as well, and on 13 May 1883, at a party to celebrate the composer's 41st birthday, the guests, including the Prince of Wales (later Edward VII), heard a direct relay of parts of Iolanthe from the Savoy. This was probably the first live "broadcast" of an opera.
During the run of Iolanthe, in 1883, Sullivan was knighted by Queen Victoria. Although it was the operas with Gilbert that had earned him the broadest fame, the honour was conferred for his services to serious music. The musical establishment, and many critics, believed that this should put an end to his career as a composer of comic opera—that a musical knight should not stoop below oratorio or grand opera. Sullivan, despite the financial security of writing for the Savoy, increasingly viewed his work with Gilbert as unimportant, beneath his skills, and repetitious. Furthermore, he was unhappy that he had to simplify his music to ensure that Gilbert's words could be heard. But paradoxically, in February 1883, just after Iolanthe opened, Sullivan had signed a five-year agreement with Gilbert and Carte requiring him to produce a new comic opera on six months' notice.
Princess Ida
Princess Ida (1884) spoofed women's education and male chauvinism and continued the theme from Iolanthe of the war between the sexes. The opera is based on Tennyson's poem The Princess: A Medley. Gilbert had written a blank verse farce based on the same material in 1870, called The Princess, and he reused a good deal of the dialogue from his earlier play in the libretto of Princess Ida. Ida is the only Gilbert and Sullivan work with dialogue entirely in blank verse and is also the only one of their works in three acts. Lillian Russell had been engaged to create the title role, but Gilbert did not believe that she was dedicated enough, and when she missed a rehearsal, he dismissed her.
Princess Ida was the first of the Gilbert and Sullivan operas that, by the partnership's previous standards, was not a success. A particularly hot summer in London did not help ticket sales. The piece ran for a comparatively short 246 performances and was not revived in London until 1919. Sullivan had been satisfied with the libretto, but two months after Ida opened, Sullivan told Carte that "it is impossible for me to do another piece of the character of those already written by Gilbert and myself." As Princess Ida showed signs of flagging, Carte realised that, for the first time in the partnership's history, no new opera would be ready when the old one closed. On 22 March 1884, he gave Gilbert and Sullivan contractual notice that a new opera would be required in six months' time. In the meantime, when Ida closed, Carte produced a revival of The Sorcerer.
Dodging the magic lozenge
The Mikado
The most successful of the Savoy Operas was The Mikado (1885), which made fun of English bureaucracy, thinly disguised by a Japanese setting. Gilbert initially proposed a story for a new opera about a magic lozenge that would change the characters, which Sullivan found artificial and lacking in "human interest and probability", as well as being too similar to their earlier opera, The Sorcerer. As dramatised in the film Topsy-Turvy, the author and composer were at an impasse until 8 May 1884, when Gilbert dropped the lozenge idea and agreed to provide a libretto without any supernatural elements.
The story focuses on a "cheap tailor", Ko-Ko, who is promoted to the position of Lord High Executioner of the town of Titipu. He loves his ward, Yum-Yum, but she loves a musician, who is really the son of the emperor of Japan (the Mikado) and who is in disguise to escape the attentions of the elderly and amorous Katisha. The Mikado has decreed that executions must resume without delay in Titipu. When news arrives that the Mikado will be visiting the town, Ko-Ko assumes that he is coming to ascertain whether Ko-Ko has carried out the executions. Too timid to execute anyone, Ko-Ko cooks up a conspiracy to misdirect the Mikado, which goes awry. Eventually, Ko-Ko must persuade Katisha to marry him to save his own life and the lives of the other conspirators.
With the opening of trade between England and Japan, Japanese imports, art and styles became fashionable, and a Japanese village exhibition opened in Knightsbridge, London, making the time ripe for an opera set in Japan. Gilbert said, "I cannot give you a good reason for our... piece being laid in Japan. It... afforded scope for picturesque treatment, scenery and costume, and I think that the idea of a chief magistrate, who is... judge and actual executioner in one, and yet would not hurt a worm, may perhaps please the public."
Setting the opera in Japan, an exotic locale far away from Britain, allowed Gilbert and Sullivan to satirise British politics and institutions more freely by clothing them in superficial Japanese trappings. Gilbert wrote, "The Mikado of the opera was an imaginary monarch of a remote period and cannot by any exercise of ingenuity be taken to be a slap on an existing institution." G. K. Chesterton compared it to Swift's Gulliver's Travels: "Gilbert pursued and persecuted the evils of modern England till they had literally not a leg to stand on, exactly as Swift did... I doubt if there is a single joke in the whole play that fits the Japanese. But all the jokes in the play fit the English. ... About England Pooh-bah is something more than a satire; he is the truth." Several of the later operas are similarly set in foreign or fictional locales, including The Gondoliers, Utopia, Limited and The Grand Duke.
The Mikado became the partnership's longest-running hit, enjoying 672 performances at the Savoy Theatre, and surpassing the runs of Pinafore and Patience. It remains the most frequently performed Savoy Opera. It has been translated into numerous languages and is one of the most frequently played musical theatre pieces in history.
Ruddigore
Ruddigore (1887), a topsy-turvy take on Victorian melodrama, was less successful than most of the earlier collaborations with a run of 288 performances. The original title, Ruddygore, together with some of the plot devices, including the revivification of ghosts, drew negative comments from critics. Gilbert and Sullivan respelled the title and made a number of changes and cuts. Nevertheless, the piece was profitable, and the reviews were not all bad. For instance, The Illustrated London News praised the work and both Gilbert and, especially, Sullivan: "Sir Arthur Sullivan has eminently succeeded alike in the expression of refined sentiment and comic humour. In the former respect, the charm of graceful melody prevails; while, in the latter, the music of the most grotesque situations is redolent of fun." Further changes were made, including a new overture, when Rupert D'Oyly Carte revived Ruddigore after the First World War, and the piece was regularly performed by the D'Oyly Carte Opera Company thereafter.
Some of the plot elements of Ruddigore were introduced by Gilbert in his earlier one-act opera, Ages Ago (1869), including the tale of the wicked ancestor and the device of the ghostly ancestors stepping out of their portraits. When Ruddigore closed, no new opera was ready. Gilbert again proposed a version of the "lozenge" plot for their next opera, and Sullivan reiterated his reluctance to set it. While the two men worked out their artistic differences, and Sullivan finished other obligations, Carte produced revivals of such old favourites as H.M.S. Pinafore, The Pirates of Penzance, and The Mikado.
The Yeomen of the Guard
The Yeomen of the Guard (1888), their only joint work with a serious ending, concerns a pair of strolling players—a jester and a singing girl—who are caught up in a risky intrigue at the Tower of London during the 16th century. The dialogue, though in prose, is quasi-early modern English in style, and there is no satire of British institutions. For some of the plot elements, Gilbert had reached back to his 1875 tragedy, Broken Hearts. The Times praised the libretto: "It should... be acknowledged that Mr. Gilbert has earnestly endeavoured to leave familiar grooves and rise to higher things". Although not a grand opera, the new libretto provided Sullivan with the opportunity to write his most ambitious theatre score to date. The critics, who had recently lauded the composer for his successful oratorio, The Golden Legend, considered the score to Yeomen to be Sullivan's finest, including its overture, which was written in sonata form, rather than as a sequential pot-pourri of tunes from the opera, as in most of his other overtures. The Daily Telegraph said:
Yeomen was a hit, running for over a year, with strong New York and touring productions. During the run, on 12 March 1889, Sullivan wrote to Gilbert,
Sullivan insisted that the next opera must be a grand opera. Gilbert did not feel that he could write a grand opera libretto, but he offered a compromise that Sullivan eventually accepted. The two would write a light opera for the Savoy, and at the same time, Sullivan a grand opera (Ivanhoe) for a new theatre that Carte was constructing to present British opera. After a brief impasse over the choice of subject, Sullivan accepted an idea connected with Venice and Venetian life, as "this seemed to me to hold out great chances of bright colour and taking music."
The Gondoliers
The Gondoliers (1889) takes place partly in Venice and partly in a kingdom ruled by a pair of gondoliers who attempt to remodel the monarchy in a spirit of "republican equality." Gilbert recapitulates a number of his earlier themes, including the satire of class distinctions figuring in many of his earlier librettos. The libretto also reflects Gilbert's fascination with the "Stock Company Act", highlighting the absurd convergence of natural persons and legal entities, which plays an even larger part in the next opera, Utopia Limited. Press accounts were almost entirely favourable. The Illustrated London News reported:
Sullivan's old collaborator on Cox and Box (later the editor of Punch magazine), F. C. Burnand, wrote to the composer: "Magnificento!...I envy you and W.S.G. being able to place a piece like this on the stage in so complete a fashion." The opera enjoyed a run longer than any of their other joint works except for H.M.S. Pinafore, Patience and The Mikado. There was a command performance of The Gondoliers for Queen Victoria and the royal family at Windsor Castle in 1891, the first Gilbert and Sullivan opera to be so honoured. The Gondoliers was Gilbert and Sullivan's last great success.
Carpet quarrel
Though Gilbert and Sullivan's working relationship was mostly cordial and even friendly, it sometimes became strained, especially during their later operas, partly because each man saw himself as allowing his work to be subjugated to the other's, and partly caused by the opposing personalities of the two: Gilbert was often confrontational and notoriously thin-skinned (though prone to acts of extraordinary kindness), while Sullivan eschewed conflict. Gilbert imbued his libretti with absurdist "topsy-turvy" situations in which the social order was turned upside down. After a time, these subjects were often at odds with Sullivan's desire for realism and emotional content. Gilbert's political satire often poked fun at the wealthy and powerful whom Sullivan sought out for friendship and patronage.
Gilbert and Sullivan disagreed several times over the choice of a subject. After each of Princess Ida and Ruddigore, which were less successful than their seven other operas from H.M.S. Pinafore to The Gondoliers, Sullivan asked to leave the partnership, saying that he found Gilbert's plots repetitive and that the operas were not artistically satisfying to him. While the two artists worked out their differences in those cases, Carte kept the Savoy open with revivals of their earlier works. On each occasion, after a few months' pause, Gilbert responded with a libretto that met Sullivan's objections, and the partnership was able to continue.
In April 1890, during the run of The Gondoliers, Gilbert challenged Carte over the expenses of the production. Among other items to which Gilbert objected, Carte had charged the cost of a new carpet for the Savoy Theatre lobby to the partnership. Gilbert believed that this was a maintenance expense that should be charged to Carte alone. Gilbert confronted Carte, who refused to reconsider the accounts. Gilbert stormed out and wrote to Sullivan that "I left him with the remark that it was a mistake to kick down the ladder by which he had risen". Helen Carte wrote that Gilbert had addressed Carte "in a way that I should not have thought you would have used to an offending menial". On 5 May 1890, Gilbert wrote to Sullivan: "The time for putting an end to our collaboration has at last arrived. … I am writing a letter to Carte ... giving him notice that he is not to produce or perform any of my libretti after Christmas 1890." As biographer Andrew Crowther has explained:
Things soon degraded, Gilbert lost his temper with his partners and brought a lawsuit against Carte. Sullivan supported Carte by making an affidavit erroneously stating that there were minor legal expenses outstanding from a battle Gilbert had in 1884 with Lillian Russell when, in fact, those expenses had already been paid. When Gilbert discovered this, he asked for a retraction of the affidavit; Sullivan refused. Gilbert felt it was a moral issue and could not look past it. Sullivan felt that Gilbert was questioning his good faith, and in any event Sullivan had other reasons to stay in Carte's good graces: Carte was building a new theatre, the Royal English Opera House (now the Palace Theatre), to produce Sullivan's only grand opera, Ivanhoe. After The Gondoliers closed in 1891, Gilbert withdrew the performance rights to his libretti, vowing to write no more operas for the Savoy.
Gilbert next wrote The Mountebanks with Alfred Cellier and the flop Haste to the Wedding with George Grossmith, and Sullivan wrote Haddon Hall with Sydney Grundy. Gilbert eventually won the lawsuit, but his actions and statements had been hurtful to his partners. Nevertheless, the partnership had been so profitable that, after the financial failure of the Royal English Opera House, Carte and his wife sought to reunite the author and composer. In late 1891, after many failed attempts at reconciliation, Gilbert and Sullivan's music publisher, Tom Chappell, stepped in to mediate between two of his most profitable artists, and within two weeks he had succeeded, eventually leading to two further collaborations between Gilbert and Sullivan.
Last works
Utopia, Limited (1893), their penultimate opera, was a very modest success, and their last, The Grand Duke (1896), was an outright failure. Neither work entered the canon of regularly performed Gilbert and Sullivan works until the D'Oyly Carte Opera Company made the first complete professional recordings of the two operas in the 1970s. Gilbert had also offered Sullivan another libretto, His Excellency (1894), but Gilbert's insistence on casting Nancy McIntosh, his protege from Utopia, led to Sullivan's refusal, and His Excellency was instead composed by F. Osmond Carr. Meanwhile, the Savoy Theatre continued to revive the Gilbert and Sullivan operas, in between new pieces, and D'Oyly Carte touring companies also played them in repertory.
After The Grand Duke, the partners saw no reason to work together again. A last unpleasant misunderstanding occurred in 1898. At the premiere of Sullivan’s opera The Beauty Stone on 28 May, Gilbert arrived at the Savoy Theatre with friends, assuming that Sullivan had reserved some seats for him. Instead, he was informed that Sullivan objected to his presence. The composer later denied that this was true. The last time they met was at the Savoy Theatre on 17 November 1898 at the celebration of the 21st anniversary of the first performance of The Sorcerer. They did not speak to each other. Sullivan, by this time in exceedingly poor health, died in 1900, although to the end he continued to write new comic operas for the Savoy with other librettists, most successfully with Basil Hood in The Rose of Persia (1899). Gilbert also wrote several works, some with other collaborators, in the 1890s. By the time of Sullivan's death in 1900, Gilbert wrote that any memory of their rift had been "completely bridged over," and "the most cordial relations existed between us." He stated that "Sullivan ... because he was a composer of the rarest genius, was as modest and as unassuming as a neophyte should be, but seldom is...I remember all that he has done for me in allowing his genius to shed some of its lustre upon my humble name."
Richard D'Oyly Carte died in 1901, and his widow, Helen, continued to direct the activities of the D'Oyly Carte Opera Company at the Savoy and on tour. Gilbert went into semi-retirement, although he continued to direct revivals of the Savoy Operas and wrote new plays occasionally. Between 1906 and 1909, he assisted Mrs. Carte in staging two repertory seasons at the Savoy Theatre. These were very popular and revived interest in the works. Gilbert was knighted during the first repertory season. After Sullivan's death, Gilbert wrote only one more comic opera, Fallen Fairies (1909; music by Edward German), which was not a success.
Legacy and assessment
Gilbert died in 1911, and Richard's son, Rupert D'Oyly Carte, took over the opera company upon his step-mother's death in 1913. His daughter, Bridget, inherited the company upon his death in 1948. The D'Oyly Carte Opera Company toured nearly year-round, except for its many London seasons and foreign tours, performing exclusively the Gilbert and Sullivan operas, until it closed in 1982. During the 20th century, the company gave well over 35,000 performances. The Savoy operas, from the beginning, were produced extensively in North America and Australasia, and soon afterwards in Germany, Russia, and elsewhere in Europe and around the world.
In 1922, Sir Henry Wood explained the enduring success of the collaboration as follows:
G. K. Chesterton similarly praised the combination of the two artists, anticipating the operas' success into the "remote future". He wrote that Gilbert's satire was "too intelligent to be intelligible" by itself, and that perhaps only Sullivan could have given "wings to his words ... in exactly the right degree frivolous and exactly the right degree fastidious. [The words'] precise degree of levity and distance from reality ... seemed to be expressed ... in the very notes of the music; almost ... in the note of the laughter that followed it." In 1957, a review in The Times gave this rationale for "the continued vitality of the Savoy operas":
Because of the unusual success of the operas, the D'Oyly Carte Opera Company were able, from the start, to license the works to other professional companies, such as the J. C. Williamson Gilbert and Sullivan Opera Company, and to amateur troupes. For almost a century, until the British copyrights expired at the end of 1961, and even afterwards, the D'Oyly Carte Opera Company influenced productions of the operas worldwide, creating a "performing tradition" for most of the operas that is still referred to today by many directors, both amateur and professional. Indeed, Gilbert, Sullivan and Carte had an important influence on amateur theatre. Cellier and Bridgeman wrote in 1914 that, prior to the creation of the Savoy operas, amateur actors were treated with contempt by professionals. After the formation of amateur Gilbert and Sullivan companies in the 1880s licensed to perform the operas, professionals recognised that the amateur performing groups "support the culture of music and the drama. They are now accepted as useful training schools for the legitimate stage, and from the volunteer ranks have sprung many present-day favourites." Cellier and Bridgeman attributed the rise in quality and reputation of the amateur groups largely to "the popularity of, and infectious craze for performing, the Gilbert and Sullivan operas". The National Operatic and Dramatic Association (NODA) was founded in 1899. It reported, in 1914, that nearly 200 British troupes were performing Gilbert and Sullivan that year, constituting most of the amateur companies in the country (this figure included only the societies that were members of NODA). The association further reported that almost 1,000 performances of the Savoy operas had been given in Britain that year, many of them to benefit charities. Cellier and Bridgeman noted that strong amateur groups were performing the operas in places as far away as New Zealand. In the U.S., and elsewhere where British copyrights on the operas were not enforced, both professional and amateur companies performed the works throughout the 20th century – the Internet Broadway Database counts about 150 productions on Broadway alone from 1900 to 1960. The Savoy Company, an amateur group formed in 1901 in Philadelphia, continues to perform today. In 1948, Life magazine reported that about 5,000 performances of Gilbert and Sullivan operas were given annually in the US, exceeding the number of performances of Shakespeare plays.
After the copyrights on the operas expired, other professional companies were free to perform and record the operas, even in Britain and The Commonwealth. Many performing companies arose to produce the works, such as Gilbert and Sullivan for All in Britain, and existing companies, such as English National Opera, Carl Rosa Opera Company and Australian Opera, added Gilbert and Sullivan to their repertories. The operas were presented by professional repertory companies in the US, including the competing Light Opera of Manhattan and NYGASP in New York City. In 1980, a Broadway and West End production of Pirates produced by Joseph Papp brought new audiences to Gilbert and Sullivan. Between 1988 and 2003, a new iteration of the D'Oyly Carte Opera Company revived the operas on tour and in the West End. Today, various professional repertory companies, such as NYGASP, Opera della Luna, National Gilbert & Sullivan Opera Company, Opera North, Ohio Light Opera, Scottish Opera and other regional opera companies, and numerous amateur societies, churches, schools and universities continue to produce the works. The most popular G&S works also continue to be performed from time to time by major opera companies, and recordings of the operas, overtures and songs from the operas continue to be released. Since 1994, the International Gilbert and Sullivan Festival has been held every August in England (except 2020), with some two dozen or more performances of the operas given on the main stage, and several dozen related "fringe" events given in smaller venues. The Festival records and offers videos of its most popular professional and amateur productions. In connection with the 2009 festival, a contemporary critic wrote, "The appeal of G&S’s special blend of charm, silliness and gentle satire seems immune to fashion." There continue to be hundreds of amateur companies performing the Gilbert and Sullivan works worldwide.
Recordings and broadcasts
The first commercial recordings of individual numbers from the Savoy operas began in 1898. In 1917 the Gramophone Company (HMV) produced the first album of a complete Gilbert and Sullivan opera, The Mikado, followed by recordings of eight more. Electrical recordings of most of the operas were then issued by HMV and Victor, beginning in the late 1920s, supervised by Rupert D'Oyly Carte. The D'Oyly Carte Opera Company continued to produce well-regarded recordings until 1979, helping to keep the operas popular through the decades. Many of these recordings have been reissued on CD. After the company was revived in 1988, it recorded seven of the operas.
After the copyrights on the operas expired, numerous companies around the world released popular audio and video recordings of the operas. In 1966 and again in the 1980s, BBC Radio presented complete cycles of the thirteen extant Gilbert and Sullivan operas, with dialogue. Ad hoc casts of operatic singers conducted by Sir Malcolm Sargent in the 1950s and 60s and Sir Charles Mackerras in the 1990s have made audio sets of several Savoy operas, and in the 1980s Alexander Faris conducted video recordings of eleven of the operas (omitting the last two) with casts including show-business stars as well as professional singers. Joseph Papp's Broadway production of The Pirates of Penzance was put on record in 1981. Since 1994, the International Gilbert and Sullivan Festival has released numerous professional and amateur CDs and videos of its productions. Ohio Light Opera has recorded several of the operas in the 21st century.
Cultural influence
For nearly 150 years, Gilbert and Sullivan have pervasively influenced popular culture in the English-speaking world, and lines and quotations from their operas have become part of the English language (even if not originated by Gilbert), such as "short, sharp shock", "What never? Well, hardly ever!", "let the punishment fit the crime", and "A policeman's lot is not a happy one". The operas have influenced political style and discourse, literature, film and television, have been widely parodied by humorists, and have been quoted in legal rulings.
The American and British musical owes a tremendous debt to G&S, who were admired and copied by early musical theatre authors and composers such as Ivan Caryll, Adrian Ross, Lionel Monckton, P. G. Wodehouse, Guy Bolton and Victor Herbert, and later Jerome Kern, Ira Gershwin, Yip Harburg, Irving Berlin, Ivor Novello, Oscar Hammerstein II, and Andrew Lloyd Webber. Gilbert's lyrics served as a model for such 20th-century Broadway lyricists as Cole Porter, Ira Gershwin, and Lorenz Hart. Noël Coward wrote: "I was born into a generation that still took light music seriously. The lyrics and melodies of Gilbert and Sullivan were hummed and strummed into my consciousness at an early age. My father sang them, my mother played them, my nurse, Emma, breathed them through her teeth.... My aunts and uncles... sang them singly and in unison at the slightest provocation...."
Professor Carolyn Williams has noted: "The influence of Gilbert and Sullivan – their wit and sense of irony, the send ups of politics and contemporary culture – goes beyond musical theater to comedy in general. Allusions to their work have made their way into our own popular culture". Gilbert and Sullivan expert and enthusiast Ian Bradley agrees:
The works of Gilbert and Sullivan are themselves frequently pastiched and parodied. Well known examples of this include Tom Lehrer's The Elements and Clementine; Allan Sherman's I'm Called Little Butterball, When I Was a Lad, You Need an Analyst and The Bronx Bird-Watcher; and The Two Ronnies' 1973 Christmas Special. Other comedians have used Gilbert and Sullivan songs as a key part of their routines, including Hinge and Bracket, Anna Russell, and the HMS Yakko episode of the animated TV series Animaniacs. Songs from Gilbert and Sullivan are often pastiched in advertising, and elaborate advertising parodies have been published, as have the likenesses of various Gilbert and Sullivan performers throughout the decades. Gilbert and Sullivan comic operas are commonly referenced in literature, film and television in various ways that include extensive use of Sullivan's music or where action occurs during a performance of a Gilbert and Sullivan opera, such as in the film The Girl Said No. There are also a number of Gilbert and Sullivan biographical films, such as Mike Leigh's Topsy-Turvy (2000) and The Story of Gilbert and Sullivan (1953), as well as shows about the partnership, including a 1938 Broadway show, Knights of Song and a 1975 West End show called Tarantara! Tarantara!
It is not surprising, given the focus of Gilbert on politics, that politicians and political observers have often found inspiration in these works. Chief Justice of the United States William Rehnquist added gold stripes to his judicial robes after seeing them used by the Lord Chancellor in a production of Iolanthe. Alternatively, Lord Chancellor Charles Falconer is recorded as objecting so strongly to Iolanthe'''s comic portrayal of Lord Chancellors that he supported moves to disband the office. British politicians, beyond quoting some of the more famous lines, have delivered speeches in the form of Gilbert and Sullivan pastiches. These include Conservative Peter Lilley's speech mimicking the form of "I've got a little list" from The Mikado, listing those he was against, including "sponging socialists" and "young ladies who get pregnant just to jump the housing queue".
Collaborations
Major works and original London runs
Thespis; or, The Gods Grown Old (1871) 63 performances
Trial by Jury (1875) 131 performances
The Sorcerer (1877) 178 performances
H.M.S. Pinafore; or, The Lass That Loved a Sailor (1878) 571 performances
The Pirates of Penzance; or, The Slave of Duty (1879) 363 performances
The Martyr of Antioch (cantata) (1880) (Gilbert helped to modify the poem by Henry Hart Milman)
Patience; or Bunthorne's Bride (1881) 578 performances
Iolanthe; or, The Peer and the Peri (1882) 398 performances
Princess Ida; or, Castle Adamant (1884) 246 performances
The Mikado; or, The Town of Titipu (1885) 672 performances
Ruddigore; or, The Witch's Curse (1887) 288 performances
The Yeomen of the Guard; or, The Merryman and his Maid (1888) 423 performances
The Gondoliers; or, The King of Barataria (1889) 554 performances
Utopia, Limited; or, The Flowers of Progress (1893) 245 performances
The Grand Duke; or, The Statutory Duel (1896) 123 performances
Parlour ballads
"The Distant Shore" (1874)
"The Love that Loves Me Not" (1875)
"Sweethearts" (1875), based on Gilbert's 1874 play, SweetheartsOvertures
The overtures from the Gilbert and Sullivan operas remain popular, and there are many recordings of them. Most of them are structured as a potpourri of tunes from the operas. They are generally well-orchestrated, but not all of them were composed by Sullivan. However, even those delegated to his assistants were based on an outline he provided, and in many cases incorporated his suggestions or corrections. Sullivan invariably conducted them (as well as the entire operas) on opening night, and they were included in the published scores approved by Sullivan.
Those Sullivan wrote himself include the overtures to Thespis, Iolanthe, Princess Ida, The Yeomen of the Guard, The Gondoliers and The Grand Duke. Sullivan's authorship of the overture to Utopia, Limited cannot be verified with certainty, as his autograph score is now lost, but it is likely attributable to him, as it consists of only a few bars of introduction, followed by a straight copy of music heard elsewhere in the opera (the Drawing Room scene). Thespis is now lost, but there is no doubt that Sullivan wrote its overture. Very early performances of The Sorcerer used a section of Sullivan's incidental music to Shakespeare's Henry the VIII, as he did not have time to write a new overture, but this was replaced in 1884 by one executed by Hamilton Clarke. Of those remaining, the overtures to H.M.S. Pinafore and The Pirates of Penzance are by Alfred Cellier, the overture to Patience is by Eugene d'Albert, The overtures to The Mikado and Ruddigore are by Hamilton Clarke (although the Ruddigore overture was later replaced by one written by Geoffrey Toye).
Most of the overtures are in three sections: a lively introduction, a slow middle section, and a concluding allegro in sonata form, with two subjects, a brief development, a recapitulation and a coda. Sullivan himself did not always follow this pattern. The overture to Princess Ida, for instance, has only an opening fast section and a concluding slow section. The overture to Utopia Limited is dominated by a slow section, with only a very brief original passage introducing it.
In the 1920s, the D'Oyly Carte Opera Company commissioned its musical director at the time, Geoffrey Toye, to write new overtures for Ruddigore and The Pirates of Penzance. Toye's Ruddigore overture entered the general repertory, and today is more often heard than the original overture by Clarke. Toye's Pirates overture did not last long and is now presumed lost. Sir Malcolm Sargent devised a new ending for the overture to The Gondoliers, adding the "cachucha" from the second act of the opera. This gave the Gondoliers overture the familiar fast-slow-fast pattern of most of the rest of the Savoy Opera overtures, and this version has competed for popularity with Sullivan's original version.Hulme, David Russell. The Operettas of Sir Arthur Sullivan: a study of available autograph full scores (Doctoral Thesis) 1985, University of Wales, accessed 30 January 2014
Alternative versions
Translations
Gilbert and Sullivan operas have been translated into many languages, including Yiddish, Hebrew, Portuguese, Swedish, Dutch, Danish, Estonian, Hungarian, Russian, Japanese, French, Italian, Spanish (reportedly including a zarzuela-style Pinafore), Catalan and others.
There are many German versions of Gilbert and Sullivan operas, including the popular Der Mikado. There is even a German version of The Grand Duke. Some German translations of the operas were made by Friedrich Zell and Richard Genée, librettists of Die Fledermaus and other Viennese operettas, who even translated one of Sullivan's lesser-known operas, The Chieftain, as (Der Häuptling).
Ballets
Pineapple Poll, created by John Cranko in 1951 at Sadler's Wells Theatre; in repertoire at the Birmingham Royal Ballet. The ballet is based on Gilbert's 1870 Bab Ballad "The Bumboat Woman's Story", as is H.M.S. Pinafore. Cranko expanded the plotline of Gilbert's poem and added a happy ending. The music is arranged by Sir Charles Mackerras from themes by Sullivan.
Pirates of Penzance - The Ballet!, created for the Queensland Ballet in 1991
Adaptations
Gilbert adapted the stories of H.M.S. Pinafore and The Mikado into children's books called The Pinafore Picture Book and The Story of The Mikado giving, in some cases, backstory that is not found in the librettos.Gilbert, W. S. The Pinafore Picture Book, London: George Bell and Sons (1908) Many other children's books have since been written retelling the stories of the operas or adapting characters or events from them. In the 19th century, the most popular Gilbert and Sullivan songs and music were adapted as dance pieces.
Many musical theatre and film adaptations of the operas have been produced, including the following:
The Swing Mikado (1938; Chicago – all-black cast)
The Hot Mikado (1939) and Hot Mikado (1986)
The Jazz Mikado (1927, Berlin)
Hollywood Pinafore (1945)
The Cool Mikado (1962 film)
The Black Mikado (1975)
Dick Deadeye, or Duty Done (1975 animated film)
The Pirate Movie (1982 film)
The Ratepayers' Iolanthe (1984; Olivier Award-winning musical) adapted by Ned Sherrin and Alistair Beaton
The Metropolitan Mikado (political satire adapted by Sherrin and Beaton, first performed at Queen Elizabeth Hall (1985) starring Louise Gold, Simon Butteriss, Rosemary Ashe, Robert Meadmore and Martin Smith)
Di Yam Gazlonim by Al Grand (1986; a Yiddish adaptation of Pirates; a New York production was nominated for a 2007 Drama Desk Award)
Pinafore! (A Saucy, Sexy, Ship-Shape New Musical) (adapted by Mark Savage, first performed at the Celebration Theater in Los Angeles, California in 2001; only one character is female, and all but one of the male characters are gay.
Gondoliers: A Mafia-themed adaptation of the opera, broadly rewritten by John Doyle and orchestrated and arranged Sarah Travis, was given at the Watermill Theatre and transferred to the Apollo Theatre in the West End in 2001. The production used Doyle's signature conceit of the actors playing their own orchestra instruments.
Parson's Pirates by Opera della Luna (2002)
The Ghosts of Ruddigore by Opera della Luna (2003)
Pinafore Swing, Watermill Theatre (2004: another Doyle adaptation in which the actors double as the orchestra)
See also
List of songwriter tandems
People associated with Gilbert and Sullivan
Notes, references and sources
Notes
References
Sources
Further reading
External links
The Gilbert and Sullivan Archive
Gilbert & Sullivan 101 at Musicals101.com
Gilbert and Sullivan: From London to America at University of Rochester Libraries
The Gilbert and Sullivan Discography
Appreciation societies and performing group links
The Gilbert and Sullivan Society, London
at The Gilbert and Sullivan Archive'':
Appreciation societies
Professional performing groups
Amateur performing groups
British songwriting teams
Songwriting duos
Theatrical genres
Humor in classical music
English musical duos |
13022 | https://en.wikipedia.org/wiki/Garfield | Garfield | Garfield is an American comic strip created by Jim Davis. Originally published locally as Jon in 1976, then in nationwide syndication from 1978 as Garfield, it chronicles the life of the title character, Garfield the cat; Jon Arbuckle, his human owner; and Odie, the dog. As of 2013, it was syndicated in roughly 2,580 newspapers and journals, and held the Guinness World Record for being the world's most widely syndicated comic strip.
Though this is rarely mentioned in print, Garfield is set in Jim Davis' hometown of Muncie, Indiana, according to the television special Happy Birthday, Garfield. Common themes in the strip include Garfield's laziness, obsessive eating, love of coffee and lasagna, disdain of Mondays, and diets. Garfield is also shown to manipulate people to get whatever he wants. The strip's focus is mostly on the interactions among Garfield, Jon, and Odie, but other recurring minor characters appearing as well.
Originally created with the intentions to "come up with a good, marketable character", Garfield has spawned merchandise earning $750 million to $1 billion annually. In addition to the various merchandise and commercial tie-ins, the strip has spawned several animated television specials, two animated television series, two theatrical feature-length live-action/CGI animated films, and three fully CGI animated direct-to-video films.
Part of the strip's broad pop cultural appeal is due to its lack of social or political commentary; though this was Davis's original intention, he also admitted that his "grasp of politics isn't strong", joking that, for many years, he thought "OPEC was a denture adhesive".
On August 6, 2019, New York City-based Paramount Global, at the time ViacomCBS, announced that it would acquire Paws, Inc., including the rights to the Garfield franchise (the comics, merchandise and animated cartoons). The deal did not include the rights to the live-action Garfield films, which are still owned by The Walt Disney Company through its 20th Century Studios label, as well as the upcoming animated Garfield film which is set for worldwide distribution by Sony Pictures except China. Jim Davis will continue to make comics, and a new Garfield animated series is in production for Paramount Global subsidiary Nickelodeon.
History
Cartoonist Jim Davis was born and raised in Muncie, Indiana. In 1972, while working as an assistant for T.K. Ryan's Tumbleweeds, he created the comic strip Gnorm Gnat, which ran only in the Pendleton Times of Pendleton, Indiana, from 1972 to 1975 and met with little success. Davis had tried to syndicate the strip, but was unsuccessful; he noted that one editor told him that his "art was good, his gags were great, [but] nobody can identify with bugs." Davis decided to peruse current comic strips to determine what species of animal characters might be more popular. He felt that dogs were doing well, but noticed no prominent cats. Davis figured he could create a cat star, having grown up on a farm with twenty-five cats. Thus was created the character of Garfield.
Garfield, the star, was based on the cats Davis grew up around; he took his name and personality from Davis' grandfather, James A. Garfield Davis, whom he described as "a large, cantankerous man." The name Jon Arbuckle came from a 1950s coffee commercial. Jon's roommate Lyman, added to give Jon someone to talk with, carried on the name of an earlier Gnorm Gnat character. The final character was Lyman's dog Spot, who was renamed Odie so as to avoid confusion with a dog also named Spot in the comic strip Boner's Ark. From 1976 to early 1978, these characters appeared in a strip called Jon which also ran in the Times.
The early prototype strips were not generally well documented and were considered to be lost media until 2019, when a YouTube channel by the name of Quinton Reviews was able to retrieve several digital scans of the Jon publications from the Pendleton Community Library and Indiana State Library, after gathering information via a blog post. Jon first appeared in the Pendleton Times on January 8, 1976, just two weeks after Gnorm Gnat ended.
United Feature Syndicate accepted the strip for national distribution, which had been retitled Garfield on September 1, 1977, in March 1978 (ending its run in the Times on the 2nd) and made its nationwide debut in 41 newspapers on June 19 of that year (however, after a test run, the Chicago Sun-Times dropped it, only to reinstate it after readers' complaints).
The Garfield Sunday strip was launched on June 25, 1978; it was available only at a third-page size until March 22, 1981. A half-page debuted the following Sunday, March 29. The Sunday strips for March 14 and 21, 1982, tried out a unique nine-panel format, but UFS curtailed further use of it. (UFS did, however, allow Davis to use the format for his later U.S. Acres strip.)
The strip underwent stylistic changes, evolving from the style of the 1976–83 strips, to a more cartoonish look from 1984 onward. This change has mainly affected Garfield's design, which underwent a "Darwinian evolution" in which he began walking on his hind legs, "slimmed down", and "stopped looking ... through squinty little eyes" His evolution, according to Davis, was to make it easier to "push Odie off the table" or "reach for a piece of pie."
Garfield quickly became a commercial success. In 1981, less than three years after its nationwide launch, the strip appeared in 850 newspapers and accumulated over $15 million in merchandise. To manage the merchandise, Davis founded Paws, Inc. In 1982 the strip was appearing in more than 1,000 newspapers.
By 2002, Garfield became the world's most syndicated strip, appearing in 2,570 newspapers with 263 million readers worldwide; by 2004, Garfield appeared in nearly 2,600 newspapers and sold from $750 million to $1 billion worth of merchandise in 111 countries. In 1994, Davis's company, Paws, Inc., purchased all rights to the strips from 1978 to 1993 from United Feature. The strip is distributed by Universal Press Syndicate, while rights for the strip remain with Paws.
While retaining creative control and being the only signer, Davis now only writes and usually does the rough sketches. Since the late 1990s most of the work has been done by long-time assistants Brett Koth and Gary Barker. Inking and coloring work is done by other artists, while Davis spends most of the time supervising production and merchandising the characters.
Marketing
Garfield was originally created by Davis with the intention to come up with a "good, marketable character". Now the world's most syndicated comic strip, Garfield has spawned a "profusion" of merchandise including clothing, toys, games, books, Caribbean cruises, credit cards, dolls, DVDs of the movies or the TV series, and related media.
Media
Comic Strip Books
There have been 73 books released or scheduled to be release, as of January 2022.
At Large: February, 1980.
Gains Weight: February, 1981.
Bigger Than Life: September, 1981.
Weighs In: September, 1982.
Takes the Cake: October, 1982.
Eats His Heart Out: February, 1983.
Sits Around the House: March, 1983.
Tips the Scale: February, 1984.
Loses His Feet: September, 1984
Makes It Big: February, 1985.
Rolls On: September, 1985.
Out to Lunch: February, 1986.
Food for Thought: February, 1987.
Swallows His Pride: September, 1987.
Worldwide: February, 1988.
Rounds Out: October, 1988.
Chews the Fat: February, 1989.
Goes to Waist: February, 1990.
Hangs Out: October, 1990.
Takes Up Space: February, 1991.
Says a Mouthful:September, 1991.
By the Pound: February, 1992.
Keeps His Chins Up: September, 1992.
Takes His Licks: October, 1993.
Hits the Big Time: August, 1993.
Pulls his Weight: September, 1994.
Dishes It Out: September, 1994.
Life in the Fat Line: September, 1995.
Tons of Fun: February, 1996.
Bigger and Better: September, 1996.
Hams It Up: March, 1997.
Thinks Big: October, 1997.
Throws His Weight Again: October, 1998.
Life to the Fullest: February, 1999.
Feeds the Kitty: September, 1999.
Hogs the Spotlight: February, 2000.
Beefs Up: October, 2000.
Gets Cookin': October, 2001.
Eats Crow: December, 2003.
Survival of the Fattest: February, 2004.
Older & Wider: January, 2005.
Pigs Out: February, 2006.
Blots Out the Sun: January, 2007.
Goes Bananas: August, 2007.
Large & in Charge: January, 2008
Spills the Beans: September, 2008.
Gets His Just Desserts: January, 2009.
Will Eat for Food: August, 2009.
Weighs His Options: January, 2010.
Potbelly of Gold: August, 2010.
Shovels It In: January, 2011.
Lard of the Jungle: August, 2011.
Brings Home the Bacon: January, 2012.
Gets in a Pickle: September, 2012.
Sings for His Supper: March, 2013.
Caution: Wide Load: September, 2013.
Souped Up: January, 2014.
Goes to His Happy Place: August, 2014.
The Big Cheese: January, 2015.
Cleans His Plate: August, 2015.
Chickens Out: May, 2016.
Listens to His Guts: December, 2016.
Cooks Up Trouble: June, 2017.
Feeds His Face: December, 2017.
Eats and Runs: May, 2018.
Nutty as a Fruitcake: December, 2018.
Slurps and Burps: June, 2019.
Belly Laughs: December, 2019.
Easy as Pie: July, 2020.
Goes Hog Wild: December, 2020.
What Leftovers?: June, 2021.
Livin' the Sweet Life: December, 2021.
Road Pizza: June, 2022.
Compilation "Treasury" Collections
As of January, 2022, there have been 10 Treasury compilation books.
Garfield Treasury: 1982.
The Second Garfield Treasury: 1983.
The Third Garfield Treasury: 1985.
The Fourth Garfield Treasury: 1987.
The Fifth Garfield Treasury: 1989.
The Sixth Garfield Treasury: 1991.
The Seventh Garfield Treasury: 1993.
The Eighth Garfield Treasury: 1995.
The Ninth Garfield Treasury: 1997.
The Tenth Garfield Treasury: 1999.
Internet
Garfield.com was the strip's official website, which contained archives of past strips along with games and an online store. Jim Davis had also collaborated with Ball State University and Pearson Digital Learning to create www.ProfessorGarfield.org, an educational website with interactive games focusing on math and reading skills, and with Children's Technology Group to create MindWalker, a web browser that allows parents to limit the websites their children can view to a pre-set list.
A variety of edited Garfield strips have been made available on the Internet, with some being hosted on their own unofficial, dedicated sites. Dating from 2005, a site called the "Garfield Randomizer" created a three-panel strip using panels from previous Garfield strips. Another approach, known as "Silent Garfield", involved removing Garfield's thought balloons from the strips. Some examples date from 2006. A webcomic called Arbuckle does the above but also redraws the originals in a different art style. The Arbuckle website creator writes: "'Garfield' changes from being a comic about a sassy, corpulent feline, and becomes a compelling picture of a lonely, pathetic, delusional man who talks to his pets. Consider that Jon, according to Garfield canon, cannot hear his cat's thoughts. This is the world as he sees it. This is his story".
Another variation along the same lines, called "Realfield" or "Realistic Garfield", was to redraw Garfield as a real cat as well as removing his thought balloons. Still another approach to editing the strips involved removing Garfield and other main characters from the originals completely, leaving Jon talking to himself. While strips in this vein could be found online as early as 2006, the 2008 site Garfield Minus Garfield by Dan Walsh received enough online attention to be covered by news media. Reception was largely positive: at its peak, the site received as many as 300,000 hits per day. Fans connected with Jon's "loneliness and desperation" and found his "crazy antics" humorous; Jim Davis himself called Walsh's strips an "inspired thing to do" and said that "some of [the strips] work better [than the originals]". Ballantine Books, which publishes the Garfield books, released a volume of Garfield Minus Garfield strips on October 28, 2008. The volume retains Davis as author and features a foreword by Walsh.
On June 19, 2020, the website was shut down during the strip's 42nd anniversary, following Viacom's acquisition of Paws, Inc. in August 2019. The website now redirects to Nick.com, with an alternative link to GoComics.
Television
Garfield's animation debut was on The Fantastic Funnies, which aired on CBS on May 15, 1980, voiced by actor Scott Beach. Garfield was one of the strips featured, introduced as a newcomer (the strip was only two years old at the time). From 1982 to 1991, twelve primetime Garfield cartoon specials and one hour-long primetime documentary celebrating the character's 10th anniversary were aired; Lorenzo Music voiced Garfield in all of them. A Saturday morning cartoon show, Garfield and Friends, aired for seven seasons from 1988 to 1994. This adaption also starred Music as the voice of Garfield.
The Garfield Show, a CGI series, started development in 2007 to coincide with the strip's 30th anniversary in 2008. It premiered in France in December 2008 and made its U.S. debut on Cartoon Network on November 2, 2009. A new series is currently in development at Nickelodeon after Paramount Global acquired the franchise.
TV series
Primetime specials
Films
Garfield: The Movie was released in theaters on June 11, 2004. Its sequel, Garfield: A Tail of Two Kitties, was released on June 16, 2006. Garfield was voiced by actor Bill Murray in both films. Three direct-to-video films were released, Garfield Gets Real on August 9, 2007, Garfield's Fun Fest on August 5, 2008, and Garfield's Pet Force on June 16, 2009.
On May 24, 2016, it was announced that Alcon Entertainment would develop a new CG animated Garfield film, with John Cohen and Steven P. Wegner producing, and Mark Dindal. In August 2019, Viacom acquired the rights to Garfield, leaving the status of the movie for the time uncertain, with Dindal confirming that the film was still in production in December 2020. On November 1, 2021, Chris Pratt was announced as the voice of Garfield, with animation being provided by DNEG, a production company of the film. David Reynolds was announced as the screenwriter of the film, reuniting him with Dindal after they worked together on The Emperor's New Groove. Sony Pictures will maintain global distribution rights for the film, apart from China.
Video games
A Garfield video game was developed by Atari, Inc. for its Atari 2600 home video game system and appears in their 1984 catalog. However, after Atari's spinoff and sale of its home games and computers division, owner Jack Tramiel decided the character's royalties were too expensive given the declining state of the video game industry at the time, and the game was cancelled. A ROM image of the game was however released with Jim Davis' blessing.
Garfield: Big Fat Hairy Deal is a 1987 video game for the Atari ST, ZX Spectrum, Commodore 64, Amstrad CPC and the Amiga based on the comic strip. Towa Chiki made A Week of Garfield for the Family Computer, released only in Japan in 1989. Sega also made the 1995 video game Garfield: Caught in the Act for the Sega Genesis/Mega Drive, Game Gear and Windows 3.1 computers. Other companies made games, such as A Tale of Two Kitties for the DS, published by Game Factory, Garfield's Nightmare for DS, Garfield's Funfest for DS, and Garfield Labyrinth for Game Boy. On PlayStation 2 were Garfield and Garfield 2 (known in the US as Garfield, a Tale of Two Kitties). Garfield Lasagna World Tour was also made for PS2. Garfield: Saving Arlene was only released in Japan and in the United Kingdom. And recent additions for mobile devices are "Garfield's Diner" and "Garfield's Zombie Defense".
Konami also released a Garfield handheld electronic game titled Lasagnator in 1991, which met with mild success.
In 2012, a series of Garfield video games was launched by French publisher Anuman Interactive, including My Puzzles with Garfield!, Multiplication Tables with Garfield, Garfield Kart, and Garfield's Match Up.
Garfield appears as a playable character through free DLC for 2021's Nickelodeon All-Star Brawl.
Stage
Joseph Papp, producer of A Chorus Line, discussed making a Garfield stage musical, but due to some complications, it never got off ground. A full-length stage musical, titled "Garfield Live", was planned to kick off its US tour in September 2010, but got moved to January 18, 2011, where it premiered in Muncie, Indiana. The book was written by Jim Davis, with music and lyrics by Michael Dansicker and Bill Meade, and it was booked by AWA Touring Services. The opening song, "Cattitude" can be heard on the national tour's website, along with two more, "On the Fence", and "Going Home!". When the North-American tour concluded in 2012, it toured throughout Asia.
Comic book
In agreement with Paws, Boom! Studios launched in May 2012 a monthly Garfield comic book, with the first issue featuring a story written by Mark Evanier (who has supervised Garfield and Friends and The Garfield Show) and illustrated by Davis's long-time assistant Gary Barker.
Art book
In 2016, Hermes Press signed an agreement with Paws, Inc to publish an art book on the art of author Jim Davis, titled The Art of Jim Davis' Garfield. The book includes an essay by author R.C. Harvey and other original material, and was released in July 2016 for the San Diego Comic-Con.
Restaurant
In 2018, a ghost restaurant themed after the franchise known as GarfieldEATS was opened in Dubai. Customers order food through the official mobile app, which also contains games and allows users to purchase episodes of Garfield and Friends. The restaurant serves lasagna, Garfield-shaped pizza, "Garfuccinos", and Garfield-shaped dark chocolate bars. A second location opened in Toronto in 2019. Due to the COVID-19 pandemic as well as a dispute over rent, the restaurant closed in 2020.
Main characters
Through the Garfield strips, there have been many additional characters, but the main ones are described here.
Garfield
First appearance: June 19, 1978
Garfield is an orange, fuzzy tabby cat born in the kitchen of an Italian restaurant (later revealed in the television special Garfield: His 9 Lives to be Mama Leoni's Italian Restaurant) who immediately ate all the pasta and lasagna in sight, thus developing his love and obsession for lasagna and pizza.
Gags in the strips commonly deal with Garfield's obesity (in one strip, Jon jokes: "I wouldn't say Garfield is fat, but the last time he got on a Ferris wheel, the two guys on top starved to death"), and his disdain of any form of exertion or work. He is known for saying "breathing is exercise".
Though Garfield can be very cynical, he does have a soft side for his teddy bear, Pooky, food and sleep, and in one Christmas he says: "They say I have to get up early, be nice to people, skip breakfast… I wish it would never end." However, in the feature film Garfield Gets Real and its sequels, Garfield is better behaved, friendlier towards Jon and Odie, less self-centered, and more sympathetic.
It has been wondered by many readers if Garfield can actually be understood by the human characters around him. Sometimes, it seems like Jon can hear him. However, it is mentioned in more than one strip that Jon cannot understand Garfield. However, in the feature film Garfield Gets Real and its sequels, Garfield and the other animals (save for Odie) are able to talk to, and be understood by, Jon and the other humans. In the April 1, (April Fools' Day) 1997 strip drawn by the artists of Blondie as part of the comic strip switcheroo, Garfield, still with thought balloons, can be understood by Jon.
To break the fourth wall, June 19 is celebrated within the strip as Garfield's birthday. The appearance in 1979 claimed it to be his first birthday, although in the first appearance of the strip (June 19, 1978), he was portrayed as a fully-grown cat, implying that the birthday is of the strip itself.
Jon Arbuckle
First appearance: June 19, 1978
Jon (Jonathan Q. Arbuckle) is Garfield's owner, usually depicted as an awkward clumsy geek who has trouble finding a date. Jon had a crush on Liz (Garfield's veterinarian) and is now dating her. Jon disapproves of Garfield's "don't care, not interested", attitude, and often encourages his pet to take an interest in the world around him, sometimes stating an interesting fact, or asking a philosophical question in an attempt to prompt Garfield into thought, Garfield tends to brush this off with a simple, yet logical remark, and despite the trouble Garfield causes, Jon has a heart of gold and is very tolerant of Garfield's shortcomings, a fact which Garfield often takes advantage of. In the December 23, 1980, strip, Jon states that he is thirty years old (nominally meaning he should presently be in his sixties, although he has not aged physically). His birthday is July 28.
Jon loves (or occasionally hates) Garfield and all cats. Many gags focus on this; his inability to get a date is usually attributed to his lack of social skills, his poor taste in clothes (Garfield remarked in one strip after seeing his closet that "two hundred moths committed suicide"; in another, the "geek police" ordered Jon to "throw out his tie"), and his eccentric interests which range from stamp collecting to measuring the growth of his toenails to watching movies with "polka ninjas". Other strips portray him as lacking intelligence (he is seen reading a pop-up book in one strip).
Jon was born on a farm that apparently contained few amenities; in one strip, his father, upon seeing indoor plumbing, remarks: "Woo-ha! Ain't science something?" Jon occasionally visits his parents, brother and grandmother at their farm. It was implied that Jon is inspired by a drawing of Davis himself when he was first drawing the strip. Jon was portrayed as a cartoonist in the first strip and occasional others in the early years; Davis stated his intent had been to express his own frustrations as a cartoonist. Ultimately, Jon's job has been referenced far more frequently in Garfield animated series than in the strip.
Odie
First appearance: August 8, 1978
Odie is a yellow, long-eared beagle with a large, slobbering tongue, who walks on all four legs, though occasionally he will walk on two like Garfield. He was originally owned by Jon's friend Lyman, though Jon adopted him after Lyman was written out of the strip. The book Garfield: His 9 Lives (1984) retcons Odie's origin: there is no mention of Lyman, and Odie was a puppy when he was acquired by Jon as company for Garfield (when Garfield was a kitten).
Odie is younger than Garfield and usually portrayed as naïve, happy, affectionate and blissfully unaware of Garfield's cynical, sadistic nature, despite the physical abuse Garfield exhibits toward him, including regularly kicking him off the kitchen table or tricking him into going over the edge himself. On some occasions, however, he is depicted more intelligently, as one strip, in which he holds a heavy rock to prevent Garfield from doing this, and actually hurts Garfield's foot. In one strip when Garfield and Jon are out of the house, Odie is seen reading War and Peace and watching An Evening With Mozart on television, but in "Ask a Dog" strips, he is depicted as illiterate and has to be read to by Garfield. Odie has only thought once. In another strip, published on January 28, 2010, he is seen solving Jon's sudoku puzzle.
Dr. Liz Wilson
First appearance: June 26, 1979
Dr. Liz Wilson is Garfield and Odie's sarcastic veterinarian and a long time crush of Jon Arbuckle. She has a somewhat deadpan, sardonic persona and almost always reacts negatively to Jon's outlandish and goofball behavior but can even find it endearing on occasion. Jon often attempted to ask her out on a date, but rarely succeeded; however, in an extended story arc from June 20 to July 29, 2006 (the main event on July 28), Liz and Jon kiss, and have been a couple ever since.
Recurring subjects and themes
Many of the gags focus on Garfield's obsessive eating and obesity; his dislike of spiders; his hatred of Mondays, diets, and any form of exertion; his constant shedding (which annoys Jon); and his abuse of Odie and Jon as well as his obsession with mailing Nermal to Abu Dhabi, or simply throwing him through the front door. Though he will eat nearly anything (with the exception of raisins and spinach), Garfield is particularly fond of lasagna; he also enjoys eating Jon's houseplants and other pets (mainly birds and fish).
He also has odd relationships with household pests; Garfield generally spares mice, and even cooperates with them to cause mischief (much to Jon's chagrin), but will readily swat or pound spiders flat. Other gags focus on Jon's poor social skills and inability to get a date; before he started dating Liz, he often tried to get dates, usually without success (in one strip, after failing to get a date with "Nancy", he tries getting a date with her mother and grandmother; he ended up getting "shot down by three generations"). When he does get a date, it usually goes awry; Jon's dates have slashed his tires, been tranquilized, and called the police when he stuck carrots in his ears. The storylines featuring Jon's dates rarely appear now. Before, he had dates with many odd characters, whereas now, he exclusively dates Liz.
Garfield's world has specific locations that appear normally on the comic strips, like the Vet's office, a place he loathes. Irma's Diner is another occasional setting. Irma is a chirpy but slow-witted and unattractive waitress/manager, and one of Jon's few friends. The terrible food is the center of most of the jokes, along with the poor management. Jon periodically visits his parents and brother on the farm. This results in week-long comical displays of stupidity by Jon and his family, and their interactions. There is a comic strip where Jon's brother Doc Boy is watching two socks in the dryer spinning and Doc Boy calls it entertainment.
On the farm, Jon's mother will cook huge dinners; Garfield hugs her for this. Jon has a grandmother who, in a strip, kicked Odie; Garfield subsequently hugged her. Jon's parents have twice visited Jon, Garfield, and Odie in the city. Jon's father drove into town on his tractor (which he double-parked) and brought a rooster to wake him up. As Garfield has a love for food, they will often eat out at restaurants. Most trips end up embarrassing because Garfield will pig out, or Jon will do something stupid, including wearing an ugly shirt, which happened one night when he took Liz on a date. When Jon takes Liz on a date, Garfield occasionally tags along—once, he ate the bread and other food at an Italian restaurant they went to.
Frequently, the characters break the fourth wall, mostly to explain something to the readers, talk about a subject that often sets up the strip's punchline (like Jon claiming that pets are good for exercise right before he finds Garfield in the kitchen and chases him out), or give a mere glare when a character is belittled or not impressed. Sometimes, this theme revolves around the conventions of the strip; for example, in one strip, Garfield catches a cold and complains about it, noting that his thoughts are stuffed up.
Short storylines
One particular semi-recurring storyline features Jon and Liz on a date in a restaurant. They sometimes are waited on by the Italian Armando, who is refined and sophisticated and shows a great loathing towards Jon, presumably for his immature and uncouth behavior at the prestigious eatery. On other occasions, the couple receives a different waiter, such as a large ogre-like man who intimidates Jon when he is about to report a complaint about the food.
Another commonly recurring character, although hardly ever seen, is Jon's neighbor, Mrs. Feeny. Garfield seems to take both enormous pride and excess zeal in doing whatever it takes to harass her, to the point the she even erects an electric fence (which of course, does not stop him).
Other unique themes are things like "Garfield's Believe it or Don't", "Garfield's Law", "Garfield's History of Dogs", and "Garfield's History of Cats", which show science, history, and the world from Garfield's point of view. Another particular theme is "National Fat Week", where Garfield spends the week making fun of skinny people. Also, there was a storyline involving Garfield catching Odie eating his food and "kicking Odie into next week". Soon, Garfield realizes that "Lunch isn't the same without Odie. He always slips up behind me, barks loudly and makes me fall into my food" (Garfield subsequently falls into his food by himself).
A few days after the storyline began, Garfield is lying in his bed with a "nagging feeling I'm forgetting something", with Odie landing on Garfield in the next panel. Jon and Liz began to go out more frequently, Jon has started hiring pet sitters to look after Garfield and Odie, though they do not always work out. Two particular examples are Lillian, an eccentric (and very nearsighted) old lady with odd quirks, and Greta, a muscle bound woman who was hired to look after the pets during New Year's Eve.
Most of December is spent preparing for Christmas, with a predictable focus on presents. Other Christmas themed strips include Jon's attempts at decorating the tree and house, or the attempt to buy the tree. Some years, the Christmas strips started as early as the end of November. Another example is "Splut Week", when Garfield tries to avoid pies that are thrown at him. For most of Garfield's history, being hit with a pie has inevitably resulted in the onomatopoeia "splut", hence the name.
Every week before June 19, the strip focuses on Garfield's birthday, which he dreads because of his fear of getting older. This started happening after his sixth birthday. However, before his 29th birthday, Liz put Garfield on a diet. On June 19, 2007, Garfield was given the greatest birthday present: "I'M OFF MY DIET!" Occasionally the strip celebrates Halloween as well with scary-themed jokes, such as mask gags. There are also seasonal jokes, with snow-related gags common in January or February and beach- or heat-themed jokes in the summer.
One storyline, which ran the week before Halloween in 1989, is unique among Garfield strips in that it is not meant to be humorous. It depicts Garfield awakening in a future in which the house is abandoned and he no longer exists. In Garfield's Twentieth Anniversary Collection, in which the strips are reprinted, Jim Davis discusses the genesis for this series:
One of the recurring storylines involves Garfield getting lost or running away. The longest one of these lasted for over a month (in 1986 August 25 to September 28); it began with Jon telling Garfield to go get the newspaper. Garfield walks outside to get it, but speculates about what will happen if he wanders off – and decides to find out. Jon notices Garfield has been gone too long, so he sends Odie out to find him. He quickly realizes his mistake (Odie, being not too bright, also gets lost).
Jon starts to get lonely, so he offers a reward for the return of Garfield and Odie. He is not descriptive, so animals including an elephant, monkeys, a seal, a snake, a kangaroo and joey, and turtles are brought to Jon's house for the reward. After a series of events, including Odie being adopted by a small girl, both pets meeting up at a circus that they briefly joined, and both going to a pet shop, Garfield and Odie make it back home.
Another story involved Jon going away on a business trip around Christmas time, leaving Garfield a week's worth of food, which he devoured instantly. Garfield then leaves the house and gets locked out. He then reunites with his mother, and eventually makes it back home in the snow on Christmas Eve (December 3–23, 1984). Part of this storyline was taken from the 1983 Emmy-winning special Garfield on the Town.
Paws, Inc.
Paws, Inc. was founded in 1981 by Jim Davis to support the Garfield comic strip and its licensing. It is located in Muncie, Indiana, and has a staff of nearly 50 artists and licensing administrators. In 1994, the company purchased all rights to the Garfield comic strips from 1978 to 1993 from United Feature Syndicate. However, the original black and white daily strips and original color Sunday strips remain copyrighted to United Feature Syndicate. The full color daily strips and recolored Sunday strips are copyrighted to Paws as they are considered a different product. Though rights to the strip remain with Paws, Inc., it is currently distributed by Universal Press Syndicate. In August 2019, Davis sold Paws, Inc. to Viacom, who has placed Garfield under the Nickelodeon banner.
2010 Veterans Day controversy
Davis attracted criticism from the media for a Garfield strip in which the last panel appeared to be a negative reference to Veterans Day that appeared in newspapers on November 11, 2010. In the strip, a spider who is about to be squashed by Garfield boasts that if he is squished, he will get a holiday in his remembrance. The next panel shows a classroom of spiders in which a teacher asks the students why spiders celebrate "National Stupid Day", implying that the spider was squashed. Davis quickly apologized for the poorly timed comic strip, saying that it had been written a year in advance and that both his brother and son were veterans.
Notes
Bibliography
Primary sources
Secondary sources
References
External links
Archive of Garfield.com on its last day before conversion
Garfield at Don Markstein's Toonopedia. Archived from the original on August 1, 2016.
The Garfield Show
Official website of the stage musical
1978 comics debuts
Comic strips set in the United States
Comics about cats
Comics about dogs
Indiana culture
Comics set in Indiana
Mass media franchises
American comic strips
Gag-a-day comics
American comics adapted into films
Comics adapted into television series
Comics adapted into animated series
Comics adapted into video games
Slice of life comics
Nickelodeon
ViacomCBS franchises |
13024 | https://en.wikipedia.org/wiki/Graham%20Chapman | Graham Chapman | Graham Chapman (8 January 1941 – 4 October 1989) was an English actor, comedian and writer. He was one of the six members of the surreal comedy group Monty Python. He portrayed authority figures such as the Colonel and the lead role in two Python films, Holy Grail (1975) and Life of Brian (1979).
Chapman was born in Leicester and was raised in Melton Mowbray. He enjoyed science, acting and comedy and, after graduating from Emmanuel College, Cambridge and St Bartholomew's Hospital Medical College, he turned down a career as a doctor to be a comedian instead. Chapman eventually established a writing partnership with John Cleese, which reached its critical peak with Monty Python during the 1970s. He subsequently left Britain for Los Angeles, where he attempted to be a success on American television, speaking on the college circuit and producing the pirate film Yellowbeard (1983), before returning to Britain in the early 1980s.
In his personal life, Chapman was openly homosexual and a strong supporter of gay rights, and was in a long-term partnership with David Sherlock. He was an alcoholic during his time at Cambridge and the Python years; he quit drinking shortly before working on Life of Brian. He later became an enthusiast and patron of the Dangerous Sports Club. Chapman died in 1989, on the Pythons' 20th anniversary, of tonsil cancer which had spread to his spine. His life and legacy were commemorated at a private memorial service at St Bartholomew's with the other five Pythons.
Early life and education
Graham Chapman was born on 8 January 1941 at the Stoneygate Nursing Home, Stoneygate, Leicester, the son of policeman Walter Chapman and Edith Towers. Walter Chapman was a police constable at the time of Graham's birth; he ended his career as a chief inspector. He had been trained as a French polisher for a coffin-maker before entering the police force in the 1930s.
Chapman had an elder brother, John, who was born in 1936. They had, according to Chapman and his brother, an "extremely poor upbringing". One of Chapman's earliest memories was seeing the remains of Polish airmen who had suffered an aeroplane accident near Leicester, later saying the sight remained in his memory.
Chapman was educated at Melton Mowbray Grammar School. He showed a strong affinity for science, sports and amateur dramatics and was singled out for attention when a local paper reviewed his performance of Mark Antony in Shakespeare's Julius Caesar. Graham and his brother John were both avid fans of radio comedy, being especially fond of The Goon Show and Robert Moreton's skill of telling jokes the wrong way round and reversing punchlines. Biographer Jim Yoakum said "the radio shows didn't necessarily make him laugh".
In 1959, Chapman began to study medicine at Emmanuel College, Cambridge. He joined the Cambridge Footlights, where he first began writing with John Cleese. Following graduation, Chapman joined the Footlights show Cambridge Circus and toured New Zealand, deferring his medical studies for a year. After the tour, he continued his studies at St Bartholomew's Medical College, but became torn between whether to pursue a career in medicine or acting. His brother John later said, "He [Graham] wasn't ever driven to go into medicine... it wasn't his life's ambition."
Career
Pre-Python career
Following their Footlights success, Chapman and Cleese began to write professionally for the BBC, initially for David Frost but also for Marty Feldman. Frost had recruited Cleese, and in turn Cleese decided he needed Chapman as a sounding board. Chapman also contributed sketches to the radio series I'm Sorry, I'll Read That Again and wrote material on his own and with Bill Oddie. He wrote for The Illustrated Weekly Hudd (starring Roy Hudd), Cilla Black, This Is Petula Clark and This Is Tom Jones. Chapman, Cleese and Tim Brooke-Taylor later joined Feldman in the television comedy series At Last the 1948 Show. It was Chapman's first significant role as a performer as well as a writer and he displayed a gift for deadpan comedy (such as in the sketch "The Minister Who Falls to Pieces") and imitating various British dialects. The series was the first to feature Chapman's sketch of wrestling with himself.
Despite the series' success, Chapman was still unsure about abandoning his medical career. In between the two series of At Last The 1948 Show, he completed his studies at St Bartholomew's and became professionally registered as a doctor. Chapman and Cleese also wrote for the long-running television comedy series Doctor in the House, and both appeared on a one-off television special, How to Irritate People alongside Brooke-Taylor and future Python member Michael Palin. One of Cleese and Chapman's sketches, featuring a used car salesman refusing to believe a customer's model had broken down, became the inspiration for the Dead Parrot sketch. Chapman also co-wrote several episodes of Doctor in the House follow up, Doctor in Charge, with Bernard McKenna.
Monty Python
In 1969, Chapman and Cleese joined the other Pythons, Michael Palin, Eric Idle, Terry Jones and Terry Gilliam, for their sketch comedy series Monty Python's Flying Circus. The group's writing was split into well-defined teams, with Chapman collaborating almost exclusively with Cleese. Chapman was particularly keen to remove stereotypical punchlines in sketches and created The Colonel, who would stop them in mid-flow by saying they were "too silly".
Although the pair were officially equal partners, Cleese later thought that Chapman contributed comparatively little in the way of direct writing, saying "he would come in, say something marvellous and then drift off in his own mind". The other Pythons have said that Chapman's biggest contribution in the writing room was an intuition for what was funny. Gilliam later recalled that "Graham would do the nudge that would push it into something extraordinary". The series was an immediate success, and Chapman was delighted to learn that medical students at St Bartholomew's crowded round the television in the bar to watch it. Chapman was frequently late for rehearsing or recording, leading to the other Pythons calling him "the late Graham Chapman".
Chapman's main contribution to the "Dead Parrot sketch", derived from the piece within How to Irritate People and involving a customer returning a faulty toaster, was "How can we make this madder?", turning the toaster into a dead Norwegian Blue parrot. Cleese later said he and Chapman believed that "there was something very funny there, if we could find the right context for it". Cleese was in particular concerned that the Cheese Shop sketch simply was not funny, in that it was just mainly a man listing different makes of cheese. Chapman urged his partner to continue with it, telling him "Trust me, it's funny." When it was read out at the next script meeting, Cleese found that the others, particularly Palin, thought it was hilarious. The group felt that Chapman had the best acting skills among them. Cleese complimented Chapman by saying that he was "particularly a wonderful actor".
Chapman played the lead role in two Python films, Holy Grail and Life of Brian. He was chosen to play the lead in Holy Grail because of the group's respect for his straight acting skills, and because the other members wanted to play lesser, funnier characters. Chapman did not mind being filmed fully nude in front of a crowd in Life of Brian, but the scene, filmed in Tunisia, caused problems with the female Muslim extras.
Other work
In 1975, Chapman and Douglas Adams wrote a pilot for a television series, entitled Out of the Trees, but it received poor ratings after being broadcast at the same time as Match of the Day and only the initial episode was produced. In 1978, Chapman co-wrote the comedy film The Odd Job with McKenna and starred as one of the main characters. Chapman wanted his friend Keith Moon to play a co-lead role alongside him, but Moon could not pass an acting test, so the part went to David Jason who had previously appeared on Do Not Adjust Your Set with Pythons Idle, Jones and Palin. The film was moderately successful. Chapman guest-starred on several television series including The Big Show.
In 1976, Chapman began writing a pirate film, Yellowbeard (1983), which came out of conversations between Chapman and Moon while in Los Angeles. Moon had always wanted to play Long John Silver, so Chapman began to write a script for him. Moon died in 1978 and the work stalled, eventually being rewritten by McKenna, then by Peter Cook. The film, which starred Chapman as the eponymous pirate, also featured appearances from Cook, Marty Feldman, Cleese, Idle, Spike Milligan and Cheech & Chong. It marked the last appearance of Feldman, who suffered a fatal heart attack in December 1982. The project was fraught with financial difficulties and at times there was not enough money to pay the crew. It was released to mixed reviews. David Robinson, reviewing the film in The Times, said that "the Monty Python style of comic anarchy requires more than scatology, rude words and funny faces".
Chapman published his memoirs, A Liar's Autobiography, in 1980, choosing the title because he said "it's almost impossible to tell the truth". He returned to Britain permanently after Yellowbeard was released. He became involved with the extreme sports club Dangerous Sports Club, which popularised bungee jumping. Chapman was scheduled to perform a bungee jump himself, but it was cancelled due to safety concerns.
After reuniting with the other Pythons in the film The Meaning of Life (1983), Chapman began a lengthy series of US college tours, talking about The Pythons, the Dangerous Sports Club and his friend Moon, among other subjects. Saturday Night Live creator and Python fan Lorne Michaels persuaded Chapman to star in The New Show.
In 1988, Chapman appeared in the Iron Maiden video "Can I Play with Madness". The same year, he starred in a pilot of a proposed television series, Jake's Journey, but financial problems prevented a full series from being made. In 1988, he also appeared on stage with three other Pythons (Gilliam, Jones and Palin) at the 41st British Academy Film Awards where Monty Python received the BAFTA Award for Outstanding British Contribution To Cinema.
Broadcast in November 1989, the 20th anniversary television special, Parrot Sketch Not Included – 20 Years of Monty Python, hosted by Python fan Steve Martin, was Chapman's final onscreen appearance with the other five Python members. Chapman was intended to be cast in the Red Dwarf episode "Timeslides", but died before shooting could begin.
Personal life
Chapman first met his long-term partner David Sherlock in Ibiza in 1966. He later described realising he was homosexual as "an important moment in my life".
The following year, he told his close friends, including Cleese and Feldman, about his relationship. Chapman and Sherlock moved to Belsize Park in 1968, and the pair enjoyed visiting gay clubs in Central London. In the early 1970s, after Chapman had found fame with Monty Python, they moved to a house in Highgate, North London.
In 1972, on a television show hosted by British jazz musician George Melly, Chapman first disclosed his homosexuality publicly, becoming one of the first celebrities to do so. He was a vocal spokesman for gay rights, supporting the Gay Liberation Front. In 1972, Chapman supported the newspaper Gay News, which listed him as one of the publication's "special friends" in recognition. During a college tour, Chapman mentioned that a television audience member had written to the Pythons to complain about them having a gay member, citing a Bible passage that said any man who lies with a man should be taken out and stoned. Idle replied jokingly that they had found the perpetrator and killed him.
In 1971, Chapman and Sherlock adopted John Tomiczek as their son. Chapman met Tomiczek when Tomiczek was a 14-year-old run-away from Liverpool. After discussions with Tomiczek's father, it was agreed that Chapman would become Tomiczek's legal guardian. Both Sherlock and Tomiczek remained a constant in Chapman's life. During the 1970s, Chapman became increasingly concerned about the Pythons' income and finances. He subsequently moved to Los Angeles to avoid British income tax. In the mid-1980s, he returned to the UK and moved to Maidstone, Kent, with Sherlock and Tomiczek. Tomiczek later became Chapman's business manager, and got engaged, but died of a heart attack in 1992.
Chapman took up pipe smoking aged 15, which became a lifelong habit. He began drinking heavily during his time at Cambridge and St Bartholomew's, favouring gin. By the time Monty Python went out on tour in 1973, Chapman's drinking had begun to affect his performance, causing him to miss cues to go on stage. He was known to suffer from delirium tremens. He stopped drinking during Christmas 1977, concerned about being able to act in Life of Brian successfully, and remained sober for the rest of his life.
Illness and death
In 1988, Chapman made a routine visit to a dentist, who found a small, malignant tumour on one of his tonsils, leading to both being removed via a tonsillectomy. The following year, the cancer had spread into Chapman's spinal column, where another tumour was surgically removed. Chapman had several chemotherapy treatments and surgeries during the final months of his life, but ultimately the cancer was declared inoperable. According to his brother, Chapman was visibly upset by the death of his mother that July, by which time he was terminally ill. Shortly afterwards, Chapman filmed scenes for the 20th anniversary of the first broadcast of Monty Python's Flying Circus, the final time he appeared on television.
Chapman died on 4 October 1989 in Maidstone Hospital. At the time of his death, he was being visited by Sherlock, brother John and his sister-in-law, and fellow Pythons Palin and Cleese, the latter of whom had to be led out of the room to deal with his grief. Peter Cook had intended to visit, but arrived too late and was visibly shaken by the news. Chapman's death occurred on the eve of the twentieth anniversary of the Pythons' collective debut on British television, and Jones called it "the worst case of party-pooping in all history".
Memorial service
The five surviving Python members had decided to stay away from Chapman's private funeral to prevent it from becoming a media circus and to give his family some privacy. They sent a wreath in the shape of the Python foot, with the message: "To Graham from the other Pythons with all our love. PS: Stop us if we're getting too silly". The Rolling Stones also sent a floral arrangement, saying "Thanks for all the laughs."
A public memorial service for Chapman was held at St Bartholomew's on 3 December, two months after his death. The service began with a chorus of the hymn "Jerusalem" sung in Engrish with a mock Chinese accent. Cleese delivered a eulogy to Chapman with shock humour that he believed Chapman would have appreciated, and became the first person at a televised British memorial service to say "fuck". Palin also delivered a eulogy to Chapman, as did Idle, quipping that Chapman had decided to die rather than listen to Palin again. Idle led the other surviving Pythons and Chapman's close friends and family in a rendition of the song "Always Look on the Bright Side of Life", from Life of Brian, and later closed his remarks by saying: "I'd just like to be the last person at this meeting to say 'fuck'."
Ten years after Chapman's death, his ashes were first rumoured to have been "blasted into the skies in a rocket" with assistance from the Dangerous Sports Club. In a second rumour, Chapman's ashes had been scattered on the mountains of Snowdonia, Wales, where he had visited regularly as a climber.
Legacy
Following Chapman's death, reformations of the Pythons have included an urn said to contain his ashes. At the 1998 Aspen Comedy Arts festival, the urn, brought onstage by a stiff English butler, was "accidentally" knocked over by Terry Gilliam, spilling the "ashes" on-stage. The apparently cremated remains were then removed with a DustBuster. Idle recalled meeting Sherlock, saying "I wish he [Chapman] was here now" and Sherlock replied "Oh, but he is. He's in my pocket!"
Asteroid 9617 Grahamchapman, named in Chapman's honour, is one of six asteroids named after the Python members.
In 1997, Sherlock allowed Jim Yoakum to start the 'Graham Chapman Archives'. Later that year, the novel Graham Crackers: Fuzzy Memories, Silly Bits, and Outright Lies was released. It is a semi-sequel to A Liar's Autobiography, with Chapman's works compiled by Yoakum. A compendium of writings, Calcium Made Interesting: Sketches, Letters, Essays & Gondolas, also compiled and edited by Yoakum, was published in 2005 in association with the David Sherlock and John Tomiczeck trust. In 2000, Chapman's play O Happy Day was performed by Dad's Garage Theatre Company in Atlanta, Georgia, with the assistance of Cleese and Palin. In 2006, the album and DVD release Looks Like Another Brown Trouser Job came out, featuring a college lecture recorded in April 1988.
In June 2011, it was announced that Cleese, Jones, Gilliam and Palin would perform in a 3-D animated version of Chapman's memoir A Liar's Autobiography: Volume VI. Co-director Jeff Simpson worked closely with Chapman's estate and the surviving Python members to "get this exactly right". The film, titled A Liar's Autobiography: The Untrue Story of Monty Python's Graham Chapman, was shown at the Toronto International Film Festival in September 2012 and premiered in the UK the following month as part of the BFI London Film Festival. The voices of Cleese, Gilliam, Jones and Palin were spliced into commentary recorded by Chapman reading from his memoir and taped shortly before his death. The film's official trailer quoted Chapman as saying, "This is the best film I've been in since I died."
In September 2012, a British Comedy Society blue plaque commemorating Chapman was unveiled at The Angel pub in Highgate by Jones, Palin, Barry Cryer, Ray Davies and Carol Cleveland. Palin said, "Highgate was his patch, and he should be celebrated because he was a very good, brilliant, funny, nice, wise, kind man, who occasionally drank too much."
In December 2014, a green plaque funded by Leicestershire County Council was placed on Chapman's former home in Burton Road, Melton Mowbray. A year later, a blue plaque at the entrance of Chapman's old school, King Edward VII School was reported as stolen but was later found inside the building. In March 2017, the plaque was moved to Melton Mowbray town centre.
Filmography
References
Bibliography
External links
Graham Chapman at PythOnline Pythons Page
Graham Chapman at the BBC Comedy Guide
Graham Chapman at the Comedy Zone
Graham Chapman at Gay Greats
1941 births
1989 deaths
20th-century English medical doctors
Alumni of Emmanuel College, Cambridge
Alumni of the Medical College of St Bartholomew's Hospital
Deaths from cancer in England
Deaths from oropharyngeal cancer
British male comedy actors
English comedy writers
English male film actors
English male comedians
English male television actors
English television writers
English gay actors
Gay comedians
English gay writers
LGBT rights activists from England
LGBT writers from England
20th-century LGBT people
Monty Python members
People from Leicester
People from Melton Mowbray
People from Wigston Magna
Male actors from Leicestershire
20th-century English male actors
20th-century British comedians
British male television writers
British surrealist artists
British surrealist writers
20th-century English screenwriters
Pipe smokers |
13037 | https://en.wikipedia.org/wiki/Guantanamo%20Bay%20Naval%20Base | Guantanamo Bay Naval Base | Guantanamo Bay Naval Base (), officially known as Naval Station Guantanamo Bay or NSGB, (also called GTMO, pronounced Gitmo as an acronym, by the U.S. military) is a United States military base located on of land and water on the shore of Guantánamo Bay at the southeastern end of Cuba. It was first leased by the United States for use as a coaling station and naval base in 1903 and is the oldest overseas U.S. naval base. The lease was $2,000 in gold per year until 1934, when the payment was set to match the value in gold in dollars; in 1974, the yearly lease was set to $4,085.
Since taking power in 1959, the Cuban communist government has consistently protested against the U.S. presence on Cuban soil, arguing that the base "was imposed on Cuba by force" and is illegal under international law. Since 2002, the naval base has contained a military prison, for alleged unlawful combatants captured in Afghanistan, Iraq, and other places during the War on Terror. Cases of torture of prisoners by the U.S. military, and their denial of protection under the Geneva Conventions, have been criticized.
Units and commands
Access to the Naval Station is very limited and must be pre-approved through the appropriate local chain of command with the Commander of the station as the final approval. Since berthing facilities are limited, visitors must be sponsored indicating that they have an approved residence for the duration of the visit.
Resident units
Headquarters, Naval Station Guantanamo Bay
Customer Service Desk (CSD)
Joint Task Force Guantanamo
Headquarters, JTF Guantanamo
Joint Detention Group
Joint Intelligence Group
Joint Medical Group
U.S. Coast Guard Maritime Security Detachment Guantanamo Bay
AFN Guantanamo Bay radio and television unit
Marine Corps Security Force Company
Naval Computer and Telecommunications Area Master Station Atlantic Detachment Guantanamo Bay
Naval Hospital Guantanamo Bay
Navy Supply
Navy Security Forces
SEABEE Detachment
U.S. Coast Guard Aviation Detachment Guantanamo Bay
Assigned units
Fleet Composite Squadron Ten (VC-10) (1965–1993)
U.S. Marine Corps Ground Defense Force (GDF) (1977–2000 [Redesignated as Marine Corps Security Forces Company on 1 Sep 2000])
Naval Security Group Activity (Company L) (1966–2001)
Shore Intermediate Maintenance Activity (SIMA) (1903–1995)
Fleet Training Group (FTG) (1943–1995)
Homeported watercraft
YC 1639 (open lighter)
Leeward (YFB-92) (ferry boat)
Windward (YFB-93) (ferry boat)
YON 258 (non-self propelled fuel oil barge)
(large harbor tug)
LCU 1671 and MK-8: landing craft used as an alternate ferry for transportation to areas inaccessible by the primary ferry and for moving hazardous cargo.
GTMO-5, GTMO-6 and GTMO-7 (50-ft. utility boats): used for personnel transportation during off-ferry hours.
Civilian contractors
Besides servicemembers, the base houses a large number of civilian contractors working for the military. Many of these contractors are migrant workers from Jamaica and the Philippines, and are thought to constitute up to 40% of the base's population.
Major contractors working at NSGB have included the following:
KBR
Schuyler Line Navigation Company (SLNC)
Satellite Communication Systems Incorporated
Centerra
EMCOR
Islands Mechanical Contractor
Munilla Construction Management
RQ Construction
MCM Construction
J&J Worldwide Services
Cargo shipping
Ocean transportation is provided by Schuyler Line Navigation Company, a U.S. Flag Ocean Carrier. Schuyler Line operates under government contract to supply sustainment and building supplies to the base.
History
Spanish colonial era
The area surrounding Guantanamo bay was originally inhabited by the Taíno people. On 30 April 1494, Christopher Columbus, on his second voyage, arrived and spent the night. The place where Columbus landed is now known as Fisherman's Point. Columbus declared the bay Puerto Grande. The bay and surrounding areas briefly came under British control during the War of Jenkins' Ear. Prior to the outbreak of the conflict, the bay was referred to as Walthenham Harbor by British cartographers. The British expeditionary force renamed the bay Cumberland Bay. They eventually retreated from the area after an attempt to march to Santiago de Cuba was repulsed by Spanish troops.
Guantanamo Bay during the Spanish–American War
During the Spanish–American War, the U.S. fleet attacking Santiago secured Guantánamo's harbor for protection during the hurricane season of 1898. To gain control of the bay, the First Marine Battalion was landed at Fisherman's Point, at the entrance to Guantanamo Bay. After being repeatedly attacked by Spanish forces, the First Marine Battalion, supported by Cuban allies and a U.S. Navy gunboat, attacked and defeated a Spanish force at the Battle of Cuzco Well. The action was highly significant in the U.S. gaining control of the bay. There is a monument on McCalla Hill to one Navy officer and five Marines who died in battle at Guantanamo Bay.
The war ended with the Treaty of Paris of 1898, in which Spain formally relinquished control of Cuba. Although the war was over, the United States maintained a strong military presence on the island. In 1901 the United States government passed the Platt Amendment as part of an Army Appropriations Bill. Section VII of this amendment read
After initial resistance by the Cuban Constitutional Convention, the Platt Amendment was incorporated into the Constitution of the Republic of Cuba in 1901. The Constitution took effect in 1902, and land for a naval base at Guantanamo Bay was granted to the United States the following year.
USS Monongahela (1862), an old warship which served as a storeship at Guantanamo Bay, Cuba was totally destroyed by fire on 17 March 1908. A gun was salvaged from her wreck and put on display at the Naval Station. Since the gun was deformed by the heat from the fire, it was nicknamed "Old Droopy". The gun was on display on Deer Point until the command disposed of it, judging its appearance less than exemplary of naval gunnery. A similar gun, possibly also salvaged from the Monongahela, is on display near the Bay View Club on the Naval Station.
Lease
The 1903 lease agreement was executed in two parts. The first, signed in February, consisted of the following provisions:
Agreement – This is a lease between the U.S. and Cuba for properties for naval stations, in accord with Article VII of the Platt Amendment.
Article 1 – Describes the boundaries of the areas being leased, Guantanamo Bay and Bahia Honda.
Article 2 – The U.S. may occupy, use, and modify the properties to fit the needs of a coaling and naval station, only. Vessels in the Cuban trade shall have free passage.
Article 3 – Cuba retains ultimate sovereignty, but during the occupation, the U.S. exercises sole jurisdiction over the areas described in Article 1. Under conditions to be agreed on, the U.S. has the right to acquire, by purchase or eminent domain, any land included therein.
The second part, signed five months later in July 1903, consisted of the following provisions:
Article 1 – Payment is $2000 gold coin, annually. All private lands within the boundaries shall be acquired by Cuba. The U.S. will advance rental payments to Cuba to facilitate those purchases.
Article 2 – The U.S. shall pay for a survey of the sites and mark the boundaries with fences.
Article 3 – There will be no commercial or other enterprise within the leased areas.
Article 4 – Mutual extradition
Article 5 – Not ports of entry.
Article 6 – Ships shall be subject to Cuban port police. The U.S. will not obstruct entry or departure into the bay.
Article 7 – This proposal is open for seven months.
SIGNED Theodore Roosevelt and Jose M Garcia Montes.
In 1934, the United States unilaterally changed the payment from gold coin to U.S. dollars per the Gold Reserve Act. The lease amount was set at US$3,386.25, based on the price of gold at the time. In 1973, the U.S. adjusted the lease amount to $3,676.50, and in 1974 to $4,085, based on further increases to the price of gold in USD. Payments have been sent annually, but only one lease payment has been accepted since the Cuban Revolution and Fidel Castro claimed that this check was deposited due to confusion in 1959. The Cuban government has not deposited any other lease check since that time.
The 1903 Lease for Guantanamo has no fixed expiration date.
World War II
During World War II, the base was set up to use a nondescript number for postal operations. The base used the Fleet Post Office, Atlantic, in New York City, with the address: 115 FPO NY. The base was also an important intermediate distribution point for merchant shipping convoys from New York City and Key West, Florida, to the Panama Canal and the islands of Puerto Rico, Jamaica, and Trinidad and Tobago.
1958–1999
Until the 1953–1959 revolution, thousands of Cubans commuted daily from outside the base to jobs within it. In mid-1958, vehicular traffic was stopped; workers were required to walk through the base's several gates. Public Works Center buses were pressed into service almost overnight to carry the tides of workers to and from the gate.
During the Cuban Missile Crisis in 1962, the families of military personnel were evacuated from the base. Notified of the evacuation on 22 October, evacuees were told to pack one suitcase per family member, to bring evacuation and immunization cards, to tie pets in the yard, to leave the keys to the house on the dining table, and to wait in front of the house for buses. Dependents travelled to the airfield for flights to the United States, or to ports for passage aboard evacuation ships. After the crisis was resolved, family members were allowed to return to the base in December 1962.
From 1939, the base's water was supplied by pipelines that drew water from the Yateras River about northeast of the base. The U.S. government paid a fee for this; in 1964, it was about $14,000 a month for about per day. In 1964, the Cuban government stopped the flow. The base had about of water in storage, and strict water conservation was put into effect immediately. The U.S. first imported water from Jamaica by barge, then relocated a desalination plant from San Diego (Point Loma). When the Cuban government accused the United States of stealing water, base commander John D. Bulkeley ordered that the pipelines be cut and a section removed. A length of the diameter pipe and a length of the diameter pipe were lifted from the ground and the openings sealed.
During the 1960s and 1970s, the base had problems with alcohol and racial tension. Harassment and strip searches also became a regular occurrence for Cuban workers on the base.
21st century
The military facilities at Guantanamo Bay have over 8,500 U.S. sailors and Marines stationed there. It is the only military base the U.S. maintains in a communist country.
In 2005, the U.S. Navy completed a $12 million wind-power project at the base, erecting four 950 kilowatt, wind turbines, reducing the need for diesel fuel to power the existing diesel generators (the base's primary electricity generation). In 2006, the wind turbines reduced diesel fuel consumption by annually.
By 2006, only two elderly Cubans, Luis Delarosa and Harry Henry, still crossed the base's North East Gate daily to work on the base, because the Cuban government prohibited new recruitment since its revolution. They both retired at the end of 2012.
At the United Nations Human Rights Council in 2013, Cuba's Foreign Minister demanded the U.S. return the base and the "usurped territory" which the Cuban government considers to be "occupied" since the Spanish–American War of 1898.
Geography
The Naval Base is divided into three main geographical sections: Leeward Point, Windward Point, and Guantánamo Bay. Guantánamo Bay physically divides the Naval Station into sections. The bay extends past the boundaries of the base into Cuba, where the bay is then referred to as Bahía de Guantánamo. Guantánamo Bay contains several cays, which are identified as Hospital Cay, Medico Cay, North Toro Cay, and South Toro Cay.
Leeward Point of the Naval Station is the site of the active airfield. Major geographical features on Leeward Point include Mohomilla Bay and the Guantánamo River. Three beaches exist on the Leeward side. Two are available for use by base residents, while the third, Hicacal Beach, is closed.
Windward Point contains most of the activities at the Naval Station. There are nine beaches available to base personnel. The highest point on the base is John Paul Jones hill (named after the Revolutionary War hero of the same name) at a total of . The geography of Windward Point is such that there are many coves and peninsulas along the bay shoreline providing ideal areas for mooring ships.
According to Stephen Benz, Stephen Crane described the area as "craggy" and "cut with ravines." He also described the coastline as covered in ridges and "chalky cliffs".
"No man's land" and Cactus Curtain
Cactus Curtain is a term describing the line separating the naval base from Cuban-controlled territory. After the Cuban Revolution, some Cubans sought refuge on the Guantanamo Bay Naval Base. In late 1961, Cuban troops planted an long, wide barrier of Opuntia cactus along the northeastern section of the fence surrounding the base in order to prevent checkpoint evasion when moving between the base and Cuba proper. This was dubbed the Cactus Curtain, an allusion to Europe's Iron Curtain, the Bamboo Curtain in East Asia or the similar Ice Curtain in the Bering Strait.
The curtain forms part of a "no man's land" that encircles the base. This area is complete with perimeter patrols, outposts featuring sandbags, and watchtowers, and has been complemented with barbed wire fences, minefields, and cacti. Apart from the cacti, both U.S. and Cuban troops erected, maintained, and otherwise manned these defenses, primarily to prevent checkpoint evasion and possible invasion from the other side.
Land mines
U.S. and Cuban troops placed some 55,000 anti-personnel and anti-tank land mines across the "no man's land" around the perimeter of the naval base, creating the second-largest minefield in the world, and the largest in the Western Hemisphere. Initially, the mines were laid down by US troops, who also laid down signs stating that the landmines were "precautions" and should not be viewed as "aggressive". In response, Cuban troops also laid down their own mines, with both sides completing their minefields in 1961. Between 1961 and 1965, landmine explosions resulted in the deaths of at least 10 people, including as the result of engineering accidents and late-night partygoers. On 16 May 1996, U.S. President Bill Clinton ordered the demining of the American field. They have since been replaced with motion and sound sensors to detect intruders on the base. The Cuban government has not removed its corresponding minefield outside the perimeter.
Detention camp
In the last quarter of the 20th century, the base was used to house Cuban and Haitian refugees intercepted on the high seas. In the early 1990s, it held refugees who fled Haiti after military forces overthrew president Jean-Bertrand Aristide. These refugees were held in a detainment area called Camp Bulkeley until United States district court Judge Sterling Johnson, Jr. declared the camp unconstitutional on 8 June 1993. This decision was later vacated. The last Haitian migrants departed Guantanamo on 1 November 1995.
Beginning in 2002, some months after the War on Terror started in response to the September 11 attacks, a small portion of the base was used to detain several hundred enemy combatants at Camp Delta, Camp Echo, Camp Iguana, and the now-closed Camp X-Ray. The U.S. military has alleged without formal charge that some of these detainees are linked to al-Qaeda or the Taliban. In litigation regarding the availability of fundamental rights to those imprisoned at the base, the U.S. Supreme Court has recognized that the detainees "have been imprisoned in territory over which the United States exercises exclusive jurisdiction and control." Therefore, the detainees have the fundamental right to due process of law under the Fifth Amendment. A district court has since held that the "Geneva Conventions applied to the Taliban detainees, but not to members of Al-Qaeda terrorist organization."
On 10 June 2006, the Department of Defense reported that three Guantanamo Bay detainees took their own lives. The military reported the men hanged themselves with nooses made of sheets and clothes. A study published by Seton Hall Law's Center for Policy and Research, while making no conclusions regarding what actually transpired, asserts that the military investigation failed to address significant issues detailed in that report.
On 6 September 2006, President George W. Bush announced that alleged or non-alleged combatants held by the CIA would be transferred to the custody of Department of Defense, and held at Guantanamo Prison. Of approximately 500 prisoners in Guantanamo Bay, only 10 have been tried by the Guantanamo military commission, but all cases have been stayed pending the adjustments being made to comply with the U.S. Supreme Court decision in Hamdi v. Rumsfeld.
In January 2009, President Obama signed executive orders directing the CIA to shut what remains of its network of "secret" prisons and ordering the closing of the Guantánamo detention camp within a year. However, he postponed difficult decisions on the details for at least six months. On 7 March 2011, President Obama issued an executive order that permits ongoing indefinite detention of Guantánamo detainees. The National Defense Authorization Act for Fiscal Year 2012 authorized indefinite detention of suspected terrorists, but enforcement of the relevant section was temporarily blocked by a federal court ruling in the case of Hedges v. Obama on 16 May 2012, a suit brought by a number of private citizens, including Chris Hedges, Daniel Ellsberg, Noam Chomsky, and Birgitta Jónsdóttir. After a series of decisions and appeals, the lawsuit was vacated because the plaintiffs lacked standing to file the suit.
In early February 2021, the administration of U.S. President Joe Biden declared his intention to shut down the facility before he leaves office. In July 2021, an additional detainee was released.
While mandating closure of the detention camp, the naval base as a whole is not subject to the order and will remain operational indefinitely. This plan was thwarted for the time being on 20 May 2009, when the United States Senate voted to keep the prison at Guantanamo Bay open for the foreseeable future and forbid the transfer of any detainees to facilities in the United States. Senator Daniel Inouye, a Democrat from Hawaii and chairman of the appropriations committee, said he initially favored keeping Guantanamo open until Obama produced a "coherent plan for closing the prison."
Represented businesses
Despite the prohibition on the establishment of "commercial or other enterprises" as stated in Article 3 of the second part of the lease, several businesses have been opened in the military base. A Baskin-Robbins ice cream stand, which opened in the 1980s, was one of the first business franchises allowed on the base. In early 1986, the base added the first and only McDonald's restaurant within Cuba. A Subway restaurant was opened in 2002. In 2004, a combined KFC & A&W restaurant was opened at the bowling alley and a Pizza Hut Express was added to the Windjammer Restaurant. There is also a cafe that sells Starbucks coffee, and there is a combined KFC & Taco Bell restaurant.
Most of the restaurants on the installation are franchises owned and operated by the Department of the Navy. All proceeds from these restaurants are used to support morale, welfare, and recreation (MWR) activities for service personnel and their families. These restaurants are located inside the base; as such, they are not accessible to Cubans.
Airfields
There are two airfields within the base, Leeward Point Field and McCalla Field. Leeward Point Field is the active military airfield, with the ICAO code MUGM and IATA code NBW. McCalla Field was designated as the auxiliary landing field in 1970, but was no longer a viable airfield by the 1990s.
Leeward Point Field
Leeward Point Field was constructed in 1953 as part of Naval Air Station (NAS) Guantanamo Bay.
Leeward Point Field has a single active runway, 10/28, measuring . The former runway, 9/27 was . Currently, Leeward Point Field operates several aircraft and helicopters supporting base operations. Leeward Point Field was home to Fleet Composite Squadron 10 (VC-10) until the unit was phased out in 1993. VC-10 was one of the last active-duty squadrons flying the Douglas A-4 Skyhawk.
McCalla Field
McCalla Field was established in 1931 and remained operational until 1970. The airfield was named for Bowman H. McCalla, who was a United States Navy admiral in charge of the Battle of Guantánamo Bay. The current field was expanded in 1941 when the original grass runway was replaced. Naval Air Station Guantanamo Bay was officially established 1 February 1941. Aircraft routinely operating out of McCalla included JRF-5, N3N, J2F, C-1 Trader, and dirigibles.
The airfield was deactivated in the 1970s and was used to house Cuban and Haitian refugees beginning in the 1990s. Sometime between 1996 and 2001, the refugee camps were dismantled and the area became a collection of abandoned buildings. McCalla Field is now listed as a closed airfield. The USN aviation assets are now located across the bay at Leeward Point Field.
After the events of September 11, the area was reevaluated as a possible location for a detention facility. Camp Justice is now located on the grounds of the former airfield.
The area consists of 3 runways: 1/19 at , 14/32 at , and 10/28 at .
The airport resides at an elevation of above mean sea level.
Education
Department of Defense Education Activity (DoDEA) provides for the education of dependent personnel with two schools. Both schools are named for Rear Admiral William Thomas Sampson. W.T. Sampson Elementary School serves grades K–5 and W. T. Sampson High School serves grades 6–12. The Villamar Child Development Center provides child care for dependents from six weeks to five years old. MWR operates a Youth Center that provides activities for dependents.
Some former students of Guantánamo have shared stories of their experiences with the Guantánamo Public Memory Project. The 2013 documentary Guantanamo Circus directed by Christina Linhardt and Michael Rose reveals a glimpse of day-to-day life on GTMO as seen through the eyes of circus performers who visit the base. It is used as a reference by the Guantánamo Public Memory Project.
Climate
U.S. Naval Station Guantanamo Bay has an annual rainfall of about . The amount of rainfall has resulted in the base being classified as a semi-arid desert environment. The annual average high temperature on the base is , the annual average low is .
Notable people
Notable people born at the naval base include actor Peter Bergman and American guitarist Isaac Guillory.
See also
COVID-19 pandemic in the Guantanamo Bay Naval Base
Cuba–United States relations
Platt Amendment
The Road to Guantanamo – A docudrama directed by Michael Winterbottom about the incarceration of three British detainees at Guantanamo Bay Naval Base.
Cuban-American Treaty of Relations
Panama Canal Zone
References
Further reading
Jonathan M. Hansen, Guantánamo: An American History. New York: Hill and Wang, 2011.
Alfred de Zayas, "The Status of Guantanamo Bay and the Status of the Detainees" in University of British Columbia Law Review, vol. 37, July 2004, pp. 277–34; A de Zayas Guantanamo Naval Base in Max Planck Encyclopedia of Public International Law, Oxford University Press 2012)
Mason, Theodore K. Beyond the Cactus Curtain: The Story of Guantanamo Bay. New York: Dodd, Mead, 1984.
External links
Official U.S. Military website
CNIC Naval Station Guantanamo Bay Official Website
Maps and photos
Google Maps
Virtual 3D Walkthrough of Camp Delta (from the Art project Zone*Interdite)
Guantanamo Bay
1898 establishments in Cuba
1898 establishments in the United States
Banana Wars
Buildings and structures in Guantánamo Province
Geography of Guantánamo Province
International territorial disputes of the United States
Military installations established in 1898
Military installations of the United States in Cuba
Spanish–American War
Territorial disputes of Cuba
United States Navy installations
War on terror |
13058 | https://en.wikipedia.org/wiki/East%20Germany | East Germany | East Germany, officially the German Democratic Republic (GDR; , , DDR, ), was a state that existed from 1949 to 1990 in eastern Germany as part of the Eastern Bloc in the Cold War. Commonly described as a communist state, it described itself as a socialist "workers' and peasants' state". Its territory was administered and occupied by Soviet forces following the end of World War II—the Soviet occupation zone of the Potsdam Agreement, bounded on the east by the Oder-Neisse line. The Soviet zone surrounded West Berlin but did not include it and West Berlin remained outside the jurisdiction of the GDR.
The GDR was established in the Soviet zone while the Federal Republic of Germany, commonly referred to as West Germany, was established in the three western zones. A satellite state of the Soviet Union, Soviet occupation authorities began transferring administrative responsibility to German communist leaders in 1948 and the GDR began to function as a state on 7 October 1949, although Soviet forces remained in the country throughout the Cold War. Until 1989, the GDR was governed by the Socialist Unity Party of Germany (SED), although other parties nominally participated in its alliance organization, the National Front of the German Democratic Republic. The SED made the teaching of Marxism–Leninism and the Russian language compulsory in schools.
The economy was centrally planned and state-owned. Prices of housing, basic goods and services were heavily subsidized and set by central government planners rather than rising and falling through supply and demand. Although the GDR had to pay substantial war reparations to the Soviets, it became the most successful economy in the Eastern Bloc. Emigration to the West was a significant problem as many of the emigrants were well-educated young people and weakened the state economically. The government fortified its inner German border and built the Berlin Wall in 1961. Many people attempting to flee were killed by border guards or booby traps such as landmines. Those captured spent long periods of time imprisoned for attempting to escape. In 1951, a referendum in East Germany regarding the remilitarization of Germany was held, with 95% of the population voting in favour.
In 1989, numerous social, economic and political forces in the GDR and abroad, one of the most notable being peaceful protests starting in the city of Leipzig, led to the fall of the Berlin Wall and the establishment of a government committed to liberalization. The following year, a free and fair election was held and international negotiations led to the signing of the Final Settlement treaty on the status and borders of Germany. The GDR dissolved itself and reunified with West Germany on 3 October 1990, with the former East German states reunified with the Federal Republic of Germany. Several of the GDR's leaders, notably its last communist leader Egon Krenz, were prosecuted by the Federal Republic after reunification for offenses committed during the Cold War.
Geographically, the GDR bordered the Baltic Sea to the north, Poland to the east, Czechoslovakia to the southeast and West Germany to the southwest and west. Internally, the GDR also bordered the Soviet sector of Allied-occupied Berlin, known as East Berlin, which was also administered as the state's de facto capital. It also bordered the three sectors occupied by the United States, United Kingdom and France known collectively as West Berlin. The three sectors occupied by the Western nations were sealed off from the GDR by the Berlin Wall from its construction in 1961 until it was brought down in 1989.
Naming conventions
The official name was Deutsche Demokratische Republik (German Democratic Republic), usually abbreviated to DDR (GDR). Both terms were used in East Germany, with increasing usage of the abbreviated form, especially since East Germany considered West Germans and West Berliners to be foreigners following the promulgation of its second constitution in 1968. West Germans, the western media and statesmen initially avoided the official name and its abbreviation, instead using terms like Ostzone (Eastern Zone), Sowjetische Besatzungszone (Soviet Occupation Zone; often abbreviated to SBZ) and sogenannte DDR or "so-called GDR".
The centre of political power in East Berlin was referred to as Pankow (the seat of command of the Soviet forces in East Germany was referred to as Karlshorst). Over time, however, the abbreviation "DDR" was also increasingly used colloquially by West Germans and West German media.
When used by West Germans, (West Germany) was a term almost always in reference to the geographic region of Western Germany and not to the area within the boundaries of the Federal Republic of Germany. However, this use was not always consistent and West Berliners frequently used the term Westdeutschland to denote the Federal Republic. Before World War II, (eastern Germany) was used to describe all the territories east of the Elbe (East Elbia), as reflected in the works of sociologist Max Weber and political theorist Carl Schmitt.
History
Explaining the internal impact of the GDR government from the perspective of German history in the long term, historian Gerhard A. Ritter (2002) has argued that the East German state was defined by two dominant forcesSoviet communism on the one hand, and German traditions filtered through the interwar experiences of German communists on the other. The GDR always was constrained by the example of the richer West, to which East Germans compared their nation. The changes implemented by the communists were most apparent in ending capitalism and in transforming industry and agriculture, in the militarization of society, and in the political thrust of the educational system and of the media. On the other hand, the new regime made relatively few changes in the historically independent domains of the sciences, the engineering professions, the Protestant churches, and in many bourgeois lifestyles. Social policy, says Ritter, became a critical legitimization tool in the last decades and mixed socialist and traditional elements about equally.
Origins
At the Yalta Conference during World War II, the Allies (the US, the UK, and the Soviet Union) agreed on dividing a defeated Nazi Germany into occupation zones, and on dividing Berlin, the German capital, among the Allied powers as well. Initially, this meant the formation of three zones of occupation, i.e., American, British, and Soviet. Later, a French zone was carved out of the US and British zones.
1949 establishment
The ruling communist party, known as the Socialist Unity Party of Germany (SED), formed in April 1946 from the merger between the Communist Party of Germany (KPD) and the Social Democratic Party of Germany (SPD). The two former parties were notorious rivals when they were active before the Nazis consolidated all power and criminalized them, and official East German and Soviet histories portrayed this merger as a voluntary pooling of efforts by the socialist parties and symbolic of the new friendship of German socialists after defeating their common enemy; however, there is much evidence that the merger was more troubled than commonly portrayed, and that the Soviet occupation authorities applied great pressure on the SPD's eastern branch to merge with the KPD, and the communists, who held a majority, had virtually total control over policy. The SED remained the ruling party for the entire duration of the East German state. It had close ties with the Soviets, which maintained military forces in East Germany until the dissolution of the Soviet regime in 1991 (Russia continued to maintain forces in the territory of the former East Germany until 1994), with the stated purpose of countering NATO bases in West Germany.
As West Germany was reorganized and gained independence from its occupiers (1945–1949), the GDR was established in East Germany in October 1949. The emergence of the two sovereign states solidified the 1945 division of Germany. On 10 March 1952, (in what would become known as the "Stalin Note") the General Secretary of the Communist Party of the Soviet Union, Joseph Stalin, issued a proposal to reunify Germany with a policy of neutrality, with no conditions on economic policies and with guarantees for "the rights of man and basic freedoms, including freedom of speech, press, religious persuasion, political conviction, and assembly" and free activity of democratic parties and organizations. The West demurred; reunification was not then a priority for the leadership of West Germany, and the NATO powers declined the proposal, asserting that Germany should be able to join NATO and that such a negotiation with the Soviet Union would be seen as a capitulation. There have been several debates about whether Germany missed a chance for reunification in 1952.
In 1949 the Soviets turned control of East Germany over to the SED, headed by Wilhelm Pieck (1876–1960), who became President of the GDR and held the office until his death, while the SED general secretary Walter Ulbricht assumed most executive authority. Socialist leader Otto Grotewohl (1894–1964) became prime minister until his death.
The government of East Germany denounced West German failures in accomplishing denazification and renounced ties to the Nazi past, imprisoning many former Nazis and preventing them from holding government positions. The SED set a primary goal of ridding East Germany of all traces of Nazism. It is estimated that between 180,000 and 250,000 people were sentenced to imprisonment on political grounds.
Zones of occupation
In the Yalta and Potsdam conferences of 1945, the Allies established their joint military occupation and administration of Germany via the Allied Control Council (ACC), a four-power (US, UK, USSR, France) military government effective until the restoration of German sovereignty. In eastern Germany, the Soviet Occupation Zone (SBZSowjetische Besatzungszone) comprised the five states (Länder) of Mecklenburg-Vorpommern, Brandenburg, Saxony, Saxony-Anhalt, and Thuringia. Disagreements over the policies to be followed in the occupied zones quickly led to a breakdown in cooperation between the four powers, and the Soviets administered their zone without regard to the policies implemented in the other zones. The Soviets withdrew from the ACC in 1948; subsequently, as the other three zones were increasingly unified and granted self-government, the Soviet administration instituted a separate socialist government in its zone..
Seven years after the Allies' 1945 Potsdam Agreement on common German policies, the USSR via the Stalin Note (10 March 1952) proposed German reunification and superpower disengagement from Central Europe, which the three Western Allies (the United States, France, the United Kingdom) rejected. Soviet leader Joseph Stalin, a Communist proponent of reunification, died in early March 1953. Similarly, Lavrenty Beria, the First Deputy Prime Minister of the USSR, pursued German reunification, but he was removed from power that same year before he could act on the matter. His successor, Nikita Khrushchev, rejected reunification as equivalent to returning East Germany for annexation to the West; hence reunification went unconsidered until 1989.
East Germany regarded East Berlin as its capital, and the Soviet Union and the rest of the Eastern Bloc diplomatically recognized East Berlin as the capital. However, the Western Allies disputed this recognition, considering the entire city of Berlin to be occupied territory governed by the Allied Control Council. According to Margarete Feinstein, East Berlin's status as the capital was largely unrecognized by the West and by most Third World countries. In practice, the ACC's authority was rendered moot by the Cold War, and East Berlin's status as occupied territory largely became a legal fiction, the Soviet sector of Berlin became fully integrated into the GDR.
The deepening Cold War conflict between the Western Powers and the Soviet Union over the unresolved status of West Berlin led to the Berlin Blockade (24 June 194812 May 1949). The Soviet army initiated the blockade by halting all Allied rail, road, and water traffic to and from West Berlin. The Allies countered the Soviets with the Berlin Airlift (1948–49) of food, fuel, and supplies to West Berlin.
Partition
On 21 April 1946 the Communist Party of Germany (KPD) and the part of the Social Democratic Party of Germany (SPD) in the Soviet zone merged to form the Socialist Unity Party of Germany (SED), which then won the elections of October 1946. The SED government nationalised infrastructure and industrial plants.
In March 1948 the German Economic Commission (—DWK) under its chairman Heinrich Rau assumed administrative authority in the Soviet occupation zone, thus becoming the predecessor of an East German government.
On 7 October 1949 the SED established the (German Democratic RepublicGDR), based on a socialist political constitution establishing its control of the Anti-Fascist National Front of the German Democratic Republic (NF, ), an omnibus alliance of every party and mass organisation in East Germany. The NF was established to stand for election to the (People's Chamber), the East German parliament. The first and only president of the German Democratic Republic was Wilhelm Pieck. However, after 1950, political power in East Germany was held by the First Secretary of the SED, Walter Ulbricht.
On 16 June 1953, workers constructing the new boulevard in East Berlin according to the GDR's officially promulgated Sixteen Principles of Urban Design, rioted against a 10% production-quota increase. Initially a labour protest, the action soon included the general populace, and on 17 June similar protests occurred throughout the GDR, with more than a million people striking in some 700 cities and towns. Fearing anti-communist counter-revolution, on 18 June 1953 the government of the GDR enlisted the Soviet Occupation Forces to aid the police in ending the riot; some fifty people were killed and 10,000 were jailed. (See Uprising of 1953 in East Germany.)
The German war reparations owed to the Soviets impoverished the Soviet Zone of Occupation and severely weakened the East German economy. In the 1945–46 period the Soviets confiscated and transported to the USSR approximately 33% of the industrial plant and by the early 1950s had extracted some US$10 billion in reparations in agricultural and industrial products. The poverty of East Germany, induced or deepened by reparations, provoked the ("desertion from the republic") to West Germany, further weakening the GDR's economy. Western economic opportunities induced a brain drain. In response, the GDR closed the inner German border, and on the night of 12 August 1961, East German soldiers began erecting the Berlin Wall.
In 1971, Ulbricht was removed from leadership after Soviet leader Leonid Brezhnev supported his ouster; Erich Honecker replaced him. While the Ulbricht government had experimented with liberal reforms, the Honecker government reversed them. The new government introduced a new East German Constitution which defined the German Democratic Republic as a "republic of workers and peasants".
Initially, East Germany claimed an exclusive mandate for all of Germany, a claim supported by most of the Communist bloc. It claimed that West Germany was an illegally-constituted puppet state of NATO. However, from the 1960s onward, East Germany began recognizing itself as a separate country from West Germany and shared the legacy of the united German state of 1871–1945. This was formalized in 1974 when the reunification clause was removed from the revised East German constitution. West Germany, in contrast, maintained that it was the only legitimate government of Germany. From 1949 to the early 1970s, West Germany maintained that East Germany was an illegally constituted state. It argued that the GDR was a Soviet puppet-state, and frequently referred to it as the "Soviet occupation zone". West Germany's allies shared this position until 1973. East Germany was recognized primarily by Communist countries and by the Arab bloc, along with some "scattered sympathizers". According to the Hallstein Doctrine (1955), West Germany did not establish (formal) diplomatic ties with any country—except the Soviets—that recognized East German sovereignty.
In the early 1970s, the ("Eastern Policy") of "Change Through Rapprochement" of the pragmatic government of FRG Chancellor Willy Brandt, established normal diplomatic relations with the East Bloc states. This policy saw the Treaty of Moscow (August 1970), the Treaty of Warsaw (December 1970), the Four Power Agreement on Berlin (September 1971), the Transit Agreement (May 1972), and the Basic Treaty (December 1972), which relinquished any separate claims to an exclusive mandate over Germany as a whole and established normal relations between the two Germanies. Both countries were admitted into the United Nations on 18 September 1973. This also increased the number of countries recognizing East Germany to 55, including the US, UK and France, though these three still refused to recognize East Berlin as the capital, and insisted on a specific provision in the UN resolution accepting the two Germanies into the UN to that effect. Following the Ostpolitik, the West German view was that East Germany was a de facto government within a single German nation and a de jure state organisation of parts of Germany outside the Federal Republic. The Federal Republic continued to maintain that it could not within its own structures recognize the GDR de jure as a sovereign state under international law; but it fully acknowledged that, within the structures of international law, the GDR was an independent sovereign state. By distinction, West Germany then viewed itself as being within its own boundaries, not only the de facto and de jure government, but also the sole de jure legitimate representative of a dormant "Germany as whole". The two Germanies each relinquished any claim to represent the other internationally; which they acknowledged as necessarily implying a mutual recognition of each other as both capable of representing their own populations de jure in participating in international bodies and agreements, such as the United Nations and the Helsinki Final Act.
This assessment of the Basic Treaty was confirmed in a decision of the Federal Constitutional Court in 1973;
Travel between the GDR and Poland, Czechoslovakia, and Hungary became visa-free from 1972.
GDR identity
From the beginning, the newly formed GDR tried to establish its own separate identity. Because of the imperial and military legacy of Prussia, the SED repudiated continuity between Prussia and the GDR. The SED destroyed a number of symbolic relics of the former Prussian aristocracy: Junker manor-houses were torn down, the Berliner Stadtschloß was razed, and the equestrian statue of Frederick the Great was removed from East Berlin. Instead, the SED focused on the progressive heritage of German history, including Thomas Müntzer's role in the German Peasants' War of 1524–1525 and the role played by the heroes of the class struggle during Prussia's industrialization.
Especially after the Ninth Party Congress in 1976, East Germany upheld historical reformers such as Karl Freiherr vom Stein (1757–1831), Karl August von Hardenberg (1750–1822), Wilhelm von Humboldt (1767–1835), and Gerhard von Scharnhorst (1755–1813) as examples and role models.
Die Wende (German reunification)
In May 1989, following widespread public anger over the faking of results of local government elections, many GDR citizens applied for exit visas or left the country contrary to GDR laws. The impetus for this exodus of East Germans was the removal of the electrified fence along Hungary's border with Austria on 2 May 1989. Although formally the Hungarian frontier was still closed, many East Germans took the opportunity to enter Hungary via Czechoslovakia, and then make the illegal crossing from Hungary to Austria and to West Germany beyond. By July, 25,000 East Germans had crossed into Hungary; most of them did not attempt the risky crossing into Austria but remained instead in Hungary or claimed asylum in West German embassies in Prague or Budapest.
The opening of a border gate between Austria and Hungary at the Pan-European Picnic on 19 August 1989 then set in motion a chain reaction leading to the end of the GDR and disintegration of the Eastern Bloc. It was the largest mass escape from East Germany since the building of the Berlin Wall in 1961. The idea of opening the border at a ceremony came from Otto von Habsburg, who proposed it to Miklós Németh, then Hungarian Prime Minister, who promoted the idea. The patrons of the picnic, Habsburg and Hungarian Minister of State Imre Pozsgay, who did not attend the event, saw the planned event as an opportunity to test Mikhail Gorbachev's reaction to an opening of the border on the Iron Curtain. In particular, it tested whether Moscow would give the Soviet troops stationed in Hungary the command to intervene. Extensive advertising for the planned picnic was made by the Paneuropean Union through posters and flyers among the GDR holidaymakers in Hungary. The Austrian branch of the Paneuropean Union, which was then headed by Karl von Habsburg, distributed thousands of brochures inviting GDR citizens to a picnic near the border at Sopron (near Hungary's border with Austria). The local Sopron organizers knew nothing of possible GDR refugees, but envisaged a local party with Austrian and Hungarian participation. But with the mass exodus at the Pan-European Picnic, the subsequent hesitant behavior of the Socialist Unity Party of East Germany and the non-intervention of the Soviet Union broke the dams. Thus the barrier of the Eastern Bloc was broken. The reaction to this from Erich Honecker in the "Daily Mirror" of 19 August 1989 was too late and showed the present loss of power: "Habsburg distributed leaflets far into Poland, on which the East German holidaymakers were invited to a picnic. When they came to the picnic, they were given gifts, food and Deutsche Mark, and then they were persuaded to come to the West." Tens of thousands of East Germans, alerted by the media, made their way to Hungary, which was no longer ready to keep its borders completely closed or force its border troops to open fire on escapees. The GDR leadership in East Berlin did not dare to completely lock down their own country's borders.
The next major turning point in the exodus came on 10 September 1989, when Hungarian Foreign Minister Gyula Horn announced that his country would no longer restrict movement from Hungary into Austria. Within two days, 22,000 East Germans crossed into Austria; tens of thousands more did so in the following weeks.
Many other GDR citizens demonstrated against the ruling party, especially in the city of Leipzig. The Leipzig demonstrations became a weekly occurrence, with a turnout of 10,000 people at the first demonstration on 2 October, peaking at an estimated 300,000 by the end of the month. The protests were surpassed in East Berlin, where half a million demonstrators turned out against the regime on 4 November. Kurt Masur, conductor of the Leipzig Gewandhaus Orchestra, led local negotiations with the government and held town meetings in the concert hall. The demonstrations eventually led Erich Honecker to resign in October; he was replaced by a slightly more moderate communist, Egon Krenz.
The massive demonstration in East Berlin on 4 November coincided with Czechoslovakia formally opening its border to West Germany. With the West more accessible than ever before, 30,000 East Germans made the crossing via Czechoslovakia in the first two days alone. To try to stem the outward flow of the population, the SED proposed a law loosening travel restrictions. When the Volkskammer rejected it on 5 November, the Cabinet and Politburo of the GDR resigned. This left only one avenue open for Krenz and the SED: completely abolishing travel restrictions between East and West.
On 9 November 1989, a few sections of the Berlin Wall were opened, resulting in thousands of East Germans crossing freely into West Berlin and West Germany for the first time in nearly 30 years. Krenz resigned a month later, and the SED opened negotiations with the leaders of the incipient Democratic movement, Neues Forum, to schedule free elections and begin the process of democratization. As part of this process, the SED eliminated the clause in the East German constitution guaranteeing the Communists leadership of the state. The change was approved in the Volkskammer on 1 December 1989 by a vote of 420 to 0.
East Germany held its last election in March 1990. The winner was a coalition headed by the East German branch of West Germany's Christian Democratic Union, which advocated speedy reunification. Negotiations (2+4 Talks) were held involving the two German states and the former Allies, which led to agreement on the conditions for German unification. By a two-thirds vote in the Volkskammer on 23 August 1990, the German Democratic Republic declared its accession to the Federal Republic of Germany. The five original East German states that had been abolished in the 1952 redistricting were restored. On 3 October 1990, the five states officially joined the Federal Republic of Germany, while East and West Berlin united as a third city-state (in the same manner as Bremen and Hamburg). On 1 July, a currency union preceded the political union: the "Ostmark" was abolished, and the Western German "Deutsche Mark" became the common currency.
Although the Volkskammer's declaration of accession to the Federal Republic had initiated the process of reunification; the act of reunification itself (with its many specific terms, conditions and qualifications; some of which involved amendments to the West German Basic Law) was achieved constitutionally by the subsequent Unification Treaty of 31 August 1990; that is, through a binding agreement between the former Democratic Republic and the Federal Republic now recognising each other as separate sovereign states in international law. The treaty was then voted into effect prior to the agreed date for Unification by both the Volkskammer and the Bundestag by the constitutionally required two-thirds majorities; effecting on the one hand, the extinction of the GDR, and on the other, the agreed amendments to the Basic Law of the Federal Republic.
The great economic and socio-political inequalities between the former Germanies required government subsidies for the full integration of the German Democratic Republic into the Federal Republic of Germany. Because of the resulting deindustrialization in the former East Germany, the causes of the failure of this integration continue to be debated. Some western commentators claim that the depressed eastern economy is a natural aftereffect of a demonstrably inefficient command economy. But many East German critics contend that the shock-therapy style of privatization, the artificially high rate of exchange offered for the Ostmark, and the speed with which the entire process was implemented did not leave room for East German enterprises to adapt.
Politics
There were four periods in East German political history. These included: 1949–61, which saw the building of socialism; 1961–1970 after the Berlin Wall closed off escape was a period of stability and consolidation; 1971–85 was termed the Honecker Era, and saw closer ties with West Germany; and 1985–90 saw the decline and extinction of East Germany.
Organization
The ruling political party in East Germany was the Sozialistische Einheitspartei Deutschlands (Socialist Unity Party of Germany, SED). It was created in 1946 through the Soviet-directed merger of the Communist Party of Germany (KPD) and the Social Democratic Party of Germany (SPD) in the Soviet-controlled zone. However, the SED quickly transformed into a full-fledged Communist party as the more independent-minded Social Democrats were pushed out.
The Potsdam Agreement committed the Soviets to support a democratic form of government in Germany, though the Soviets' understanding of democracy was radically different from that of the West. As in other Soviet-bloc countries, non-communist political parties were allowed. Nevertheless, every political party in the GDR was forced to join the National Front of Democratic Germany, a broad coalition of parties and mass political organisations, including:
Christlich-Demokratische Union Deutschlands (Christian Democratic Union of Germany, CDU), which merged with the West German CDU after reunification.
Demokratische Bauernpartei Deutschlands (Democratic Farmers' Party of Germany, DBD). The party merged with the West German CDU after reunification.
Liberal-Demokratische Partei Deutschlands (Liberal Democratic Party of Germany, LDPD), merged with the West German FDP after reunification.
Nationaldemokratische Partei Deutschlands (National Democratic Party of Germany, NDPD), merged with the West German FDP after reunification.
The member parties were almost completely subservient to the SED and had to accept its "leading role" as a condition of their existence. However, the parties did have representation in the Volkskammer and received some posts in the government.
The Volkskammer also included representatives from the mass organisations like the Free German Youth (Freie Deutsche Jugend or FDJ), or the Free German Trade Union Federation. There was also a Democratic Women's Federation of Germany, with seats in the Volkskammer.
Important non-parliamentary mass organisations in East German society included the German Gymnastics and Sports Association (Deutscher Turn- und Sportbund or DTSB), and People's Solidarity (Volkssolidarität), an organisation for the elderly. Another society of note was the Society for German-Soviet Friendship.
After the fall of Communism, the SED was renamed the "Party of Democratic Socialism" (PDS) which continued for a decade after reunification before merging with the West German WASG to form the Left Party (Die Linke). The Left Party continues to be a political force in many parts of Germany, albeit drastically less powerful than the SED.
State symbols
The flag of the German Democratic Republic consisted of three horizontal stripes in the traditional german-democratic colors black-red-gold with the national coat of arms of the GDR in the middle, consisting of hammer and compass,surrounded by a wreath of corn as a symbol of the alliance of workers, peasants and intelligentsia. First drafts of Fritz Behrendt's coat of arms contained only a hammer and wreath of corn, as an expression of the workers' and peasants' state. The final version was mainly based on the work of Heinz Behling.
By law of 26 September 1955, the state coat of arms with hammer, compass and wreath of corn was determined, as the state flag continues black-red-gold. By law of 1 October 1959, the coat of arms was inserted into the state flag. Until the end of the 1960s, the public display of this flag in the Federal Republic of Germany and West Berlin was regarded as a violation of the constitution and public order and prevented by police measures (cf. the Declaration of the Interior Ministers of the Federation and the Länder, October 1959). It was not until 1969 that the Federal Governmentdecreed "that the police should no longer intervene anywhere against the use of the flag and coat of arms of the GDR."
At the request of the DSU, the first freely elected People's Chamber of the GDR decided on 31 May 1990 that the GDR state coat of arms should be removed within a week in and on public buildings. Nevertheless, until the official end of the republic, it continued to be used in a variety of ways, for example on documents.
The text Resurrected from Ruins of the National Anthem of the GDR is by Johannes R. Becher, the melody by Hanns Eisler. From the beginning of the 1970s to the end of 1989, however, the text of the anthem was no longer sung due to the passage "Deutschland einig Vaterland".
Presidential Standard
Standard of the President of the German Democratic Republic
The first standard of the president had the shape of a rectangular flag in the colors black-red-gold with the inscription "President" in yellow in the red stripe, as well as "D.D.R." (contrary to the official abbreviation with dots) in the stripe below in black letters. The flag was surrounded by a stripe of yellow color. An original of the standard is in the German Historical Museum in Berlin.
War and Service Flags and Symbols
The flags of the military units of the GDR bore the national coat of arms with a wreath of two olive branches on a red background in the black-red-gold flag.
The flags of the People's Navy for combat ships and boats bore the coat of arms with olive branch wreath on red, for auxiliary ships and boats on blue flag cloth with a narrow and centrally arranged black-red-gold band. As Gösch, the state flag was used in a reduced form.
The ships and boats of the Border Brigade Coast on the Baltic Sea and the boats of the border troops of the GDR on the Elbe and Oder carried a green bar on the Liekjust like the service flag of the border troops.
East Germany Political and Social Emblems
After being a member of the Thälmann Pioneers, which was for schoolchildren ages 6 to 14, East German youths would usually join the FDJ.
Young Pioneer Programs
Ernst Thälmann Pioneer Organisation
Young Pioneers and the Thälmann Pioneers, was a youth organisation of schoolchildren aged 6 to 14 in East Germany. They were named after Ernst Thälmann, the former leader of the Communist Party of Germany, who was executed at the Buchenwald concentration camp.
The group was a subdivision of the Freie Deutsche Jugend (FDJ, Free German Youth), East Germany's youth movement. It was founded on 13 December 1948 and broke apart in 1989 on German reunification. In the 1960s and 1970s, nearly all schoolchildren between ages 6 and 14 were organised into Young Pioneer or Thälmann Pioneer groups, with the organisations having "nearly two million children" collectively by 1975.
The pioneer group was loosely based on Scouting, but organised in such a way as to teach schoolchildren aged 6 – 14 socialist ideology and prepare them for the Freie Deutsche Jugend, the FDJ.
The program was designed to follow the Soviet Pioneer program Vladimir Lenin All-Union Pioneer Organization. The pioneers' slogan was Für Frieden und Sozialismus seid bereit – Immer bereit" ("For peace and socialism be ready – always ready"). This was usually shortened to "Be ready - always ready". This was recited at the raising of the flag. One person said the first part, "Be ready!": this was usually the pioneer leader, the teacher or the head of the local pioneer group. The pioneers all answered "Always ready", stiffening their right hand and placing it against their forehead with the thumb closest and their little finger facing skywards.
Both Pioneer groups would often have massive parades, honoring and celebrating the Socialist success of their nations.
Membership
Membership in the Young Pioneers and the Thälmann Pioneers was formally voluntary. On the other hand, it was taken for granted by the state and thus by the school as well as by many parents. In practice, the initiative for the admission of all students in a class came from the school. As the membership quota of up to 98 percent of the students (in the later years of the GDR) shows, the six- or ten-year-olds (or their parents) had to become active on their own in order not to become members. Nevertheless, there were also children who did not become members. Rarely, students were not admitted because of poor academic performance or bad behavior "as a punishment" or excluded from further membership.
Uniform
The pioneers' uniform consisted of white shirts and blouses bought by their parents, along with blue trousers or skirts until the 1970s and on special occasions. But often the only thing worn was the most important sign of the future socialist – the triangular necktie. At first this was blue, but from 1973, the Thälmann pioneers wore a red necktie like the pioneers in the Soviet Union, while the Young Pioneers kept the blue one. Pioneers wore their uniforms at political events and state holidays such as the workers' demonstrations on May Day, as well as at school festivals and pioneer events.
The pioneer clothing consisted of white blouses and shirts that could be purchased in sporting goods stores. On the left sleeve there was a patch with the embroidered emblem of the pioneer organization and, if necessary, a rank badge with stripes in the color of the scarf. These rank badges were three stripes for Friendship Council Chairmen, two stripes for Group Council Chairmen and Friendship Council members, one stripe for all other Group Council members. In some cases, symbols for special functions were also sewn on at this point, for example a red cross for a boy paramedic. Dark blue trousers or skirts were worn and a dark blue cap with the pioneer emblem served as a cockadeas a headgear. At the beginning of the 1970s, a windbreaker/blouson and a dark red leisure blouse were added.
However, the pioneer clothing was only worn completely on special occasions, such as flag appeals, commemoration days or festive school events, but it was usually not prescribed.
From the 1960s, the requirement of trousers/skirt was dispensed with in many places, and the dress code was also relaxed with regard to the cap. For pioneer afternoons or other activities, often only the triangular scarf was worn. In contrast to the Soviet Union and other Eastern Bloc countries, a blue scarf was common in the GDR. It was not until 1973, on the occasion of the 25th anniversary of the organization, that the red scarf was introduced for the Thälmann pioneers, while the young pioneers remained with the blue scarf. The change of color of the scarf was solemnly designed in the pioneer organization.
From 1988 there was an extended clothing range, consisting of a Nicki in the colors white, light yellow, turquoise or pink (with an imprint of the symbol of the pioneer organization), long and short trousers with a snap belt and, for the colder months, a lined windbreaker in red for girls and gray for boys.
Suitable pioneers were trained as paramedics; after their training, they wore the badge "Young Paramedic".
Music
The Pioneer songs were sung at any opportunity, including the following titles:
"Wir tragen die Blaue Fahne" – "We Carry the Blue Flag"
"Unser kleiner Trompeter" – "Our Little Trumpeter"
"Thälmann-Lied" – "Thälmann Song"
"Pioniermarsch" – "Pioneers' March"
"Der Volkspolizist" – " The People's Policeman"
"Jetzt bin ich Junger Pionier" – "Now I Am a Young Pioneer"
"Unsere Heimat" – "Our Heimat"
"Die Heimat hat sich schön gemacht" – "Our Homeland Has Smartened Itself Up"
"Auf zum Sozialismus" – "Onwards to Socialism"
"Kleine weiße Friedenstaube" – "Little White Dove of Peace"
"Lied der jungen Naturforscher" – "Song of the Young Nature Researchers"
"Wenn Mutti früh zur Arbeit geht" – "When Mother Goes to Work in the Morning"
"Gute Freunde" – "Good Friends"
"Hab'n Se nicht noch Altpapier" – "Got Any Waste Paper?"
"Pioniere voran!" – "Onwards, Pioneers!"
"Laßt Euch grüßen, Pioniere" – "Greetings, Pioneers"
"Immer lebe die Sonne" – "May There Always Be Sunshine"
"Friede auf unserer Erde" – "Peace on Our Earth"
Free German Youth
Freie Deutsche Jugend, organization was meant for young people, both male and female, between the ages of 14 and 25 and comprised about 75% of the young population of former East Germany. In 1981–1982, this meant 2.3 million members. After being a member of the Thälmann Pioneers, which was for schoolchildren ages 6 to 14, East German youths would usually join the FDJ.
The FDJ increasingly developed into an instrument of communist rule and became a member of the ‘democratic bloc’ in 1950. However, the FDJ's focus of ‘happy youth life’, which had characterised the 1940s, was increasingly marginalised following Walter Ulbricht's emphasis of the ‘accelerated construction of socialism’ at the 4th Parliament and a radicalisation of SED policy in July 1952. In turn, a more severe anti-religious agenda, whose aim was to obstruct the Church youths’ work, grew within the FDJ, ultimately reaching a high point in mid-April 1953 when the FDJ newspaper Junge Welt reported on details of the ‘criminal’ activities of the ‘illegal’ Junge Gemeinden. FDJ gangs were sent to church meetings to heckle those inside and school tribunals interrogated or expelled students who refused to join the FDJ for religious reasons.
Membership
Upon request, the young people were admitted to the FDJ from the age of 14. Membership was voluntary according to the statutes, but non-members had to fear considerable disadvantages in admission to secondary schools as well as in the choice of studies and careers and were also exposed to strong pressure from line-loyal teachers to join the organization. By the end of 1949, around one million young people had joined it, which corresponded to almost a third of the young people. Only in Berlin, where other youth organizations were also admitted due to the four-power status, the proportion of FDJ members in youth was limited to just under 5 percent in 1949. [6] In 1985, the organization had about 2.3 million members, corresponding to about 80 percent of all GDR youths between the ages of 14 and 25. Most young people tacitly ended their FDJ membership after completing their apprenticeship or studies when they entered the workforce. However, during the period of military service in the NVA, those responsible(political officer,FDJ secretary) attached great importance to reviving FDJ membership. The degree of organisation was much higher in urban areas than in rural areas.
The FDJ clothing was the blue FDJ shirt ("blue shirt")– for girls the blue FDJ blouse – with the FDJ emblem of the rising sun on the left sleeve. The greeting of the FDJers was "friendship". Until the end of the GDR, the income-dependent membership fee was between 0.30 and 5.00 marks per month.
Music
The Festival of Political Songs () was one of the largest music events in East Germany, held between 1970 and 1990. It was hosted by the Free German Youth and featured international artists.
Uniform
The blue shirt (also: FDJ shirt or FDJ blouse) was since 1948 the official organizational clothing of the GDR youth organization Freie Deutsche Jugend (FDJ). On official occasions, FDJ members had to wear their blue shirts. The FDJ shirt – an FDJ blouse for girls – was a long-sleeved shirt of blue color with a folding collar, epaulettes and chest pockets. On the left sleeve was the FDJ symbol of the rising sun sewn up. Until the 1970s, the blue shirts were only made of cotton,later there was a cheaper variant made of polyester mixture.
The epaulettes of the blue shirt, in contrast to epaulettes on military uniforms, did not serve to make visible rank or unit membership,but were used at most to put a beret through. Official functions in the FDJ, for example FDJ secretary of a school or apprentice class, had no rank badges and could not be read on the FDJ shirt. However, the members of the FDJ order groups officially wore the FDJ shirt together with a red armband during their missions.
From the 1970s onwards, official patches and pins were issued for certain events, which could be worn on the FDJ shirt. There was no fixed wearing style. The orders and decorationsthat ordinary FDJ members received until the end of their membership at the age of 19 to 24 – usually the badge of good knowledge – were usually not worn. As a rule, only full-time FDJ members on the way to the nomenklatura at an older age achieved awards, which were also worn.
Population
The East German population declined by three million people throughout its forty-one year history, from 19 million in 1948 to 16 million in 1990; of the 1948 population, some four million were deported from the lands east of the Oder-Neisse line, which made the home of millions of Germans part of Poland and the Soviet Union. This was a stark contrast from Poland, which increased during that time; from 24 million in 1950 (a little more than East Germany) to 38 million (more than twice of East Germany's population). This was primarily a result of emigration—about one quarter of East Germans left the country before the Berlin Wall was completed in 1961, and after that time, East Germany had very low birth rates, except for a recovery in the 1980s when the birth rate in East Germany was considerably higher than in West Germany.
Vital statistics
Major cities
(1988 populations)
East Berlin (1,200,000)
Leipzig (556,000)
Dresden (520,000)
Karl-Marx-Stadt (314,437) (Chemnitz until 1953, reverted to original name in 1990)
Magdeburg (290,579)
Rostock (253,990)
Halle (Saale) (236,044)
Erfurt (220,016)
Potsdam (142,862)
Gera (134,834)
Schwerin (130,685)
Cottbus (128,639)
Zwickau (121,749)
Jena (108,010)
Dessau (103,867)
Administrative districts
Until 1952, East Germany comprised the capital, East Berlin (though legally it was not fully part of the GDR's territory), and the five German states of Mecklenburg-Vorpommern (in 1947 renamed Mecklenburg), Brandenburg, Saxony-Anhalt, Thuringia, and Saxony, their post-war territorial demarcations approximating the pre-war German demarcations of the Middle German Länder (states) and Provinzen (provinces of Prussia). The western parts of two provinces, Pomerania and Lower Silesia, the remainder of which were annexed by Poland, remained in the GDR and were attached to Mecklenburg and Saxony, respectively.
The East German Administrative Reform of 1952 established 14 Bezirke (districts) and de facto disestablished the five Länder. The new Bezirke, named after their district centres, were as follows: (i) Rostock, (ii) Neubrandenburg, and (iii) Schwerin created from the Land (state) of Mecklenburg; (iv) Potsdam, (v) Frankfurt (Oder), and (vii) Cottbus from Brandenburg; (vi) Magdeburg and (viii) Halle from Saxony-Anhalt; (ix) Leipzig, (xi) Dresden, and (xii) Karl-Marx-Stadt (Chemnitz until 1953 and again from 1990) from Saxony; and (x) Erfurt, (xiii) Gera, and (xiv) Suhl from Thuringia.
East Berlin was made the country's 15th Bezirk in 1961 but retained special legal status until 1968, when the residents approved the new (draft) constitution. Despite the city as a whole being legally under the control of the Allied Control Council, and diplomatic objections of the Allied governments, the GDR administered the Bezirk of Berlin as part of its territory.
Military
The government of East Germany had control over a large number of military and paramilitary organisations through various ministries. Chief among these was the Ministry of National Defence. Because of East Germany's proximity to the West during the Cold War (1945–92), its military forces were among the most advanced of the Warsaw Pact. Defining what was a military force and what was not is a matter of some dispute.
National People's Army
The Nationale Volksarmee (NVA) was the largest military organisation in East Germany. It was formed in 1956 from the Kasernierte Volkspolizei (Barracked People's Police), the military units of the regular police (Volkspolizei), when East Germany joined the Warsaw Pact. From its creation, it was controlled by the Ministry of National Defence (East Germany). It was an all-volunteer force until an eighteen-month conscription period was introduced in 1962. It was regarded by NATO officers as the best military in the Warsaw Pact.
The NVA consisted of the following branches:
Land Forces of the National People's Army
VolksmarinePeople's Navy
Air Forces of the National People's Army
Border troops
The border troops of the Eastern sector were originally organised as a police force, the Deutsche Grenzpolizei, similar to the Bundesgrenzschutz in West Germany. It was controlled by the Ministry of the Interior. Following the remilitarisation of East Germany in 1956, the Deutsche Grenzpolizei was transformed into a military force in 1961, modeled after the Soviet Border Troops, and transferred to the Ministry of National Defense, as part of the National People's Army. In 1973, it was separated from the NVA, but it remained under the same ministry. At its peak, it numbered approximately 47,000 men.
Volkspolizei-Bereitschaft
After the NVA was separated from the Volkspolizei in 1956, the Ministry of the Interior maintained its own public order barracked reserve, known as the Volkspolizei-Bereitschaften (VPB). These units were, like the Kasernierte Volkspolizei, equipped as motorised infantry, and they numbered between 12,000 and 15,000 men.
Stasi
The Ministry of State Security (Stasi) included the Felix Dzerzhinsky Guards Regiment, which was mainly involved with facilities security and plain clothes events security. They were the only part of the feared Stasi that was visible to the public, and so were very unpopular within the population. The Stasi numbered around 90,000 men, the Guards Regiment around 11,000–12,000 men.
Combat groups of the working class
The Kampfgruppen der Arbeiterklasse (combat groups of the working class) numbered around 400,000 for much of their existence, and were organised around factories. The KdA was the political-military instrument of the SED; it was essentially a "party Army". All KdA directives and decisions were made by the ZK's Politbüro. They received their training from the Volkspolizei and the Ministry of the Interior. Membership was voluntary, but SED members were required to join as part of their membership obligation.
Conscientious objection
Every man was required to serve eighteen months of compulsory military service; for the medically unqualified and conscientious objector, there were the Baueinheiten (construction units) or the Volkshygienedienst (people's sanitation service) both established in 1964, two years after the introduction of conscription, in response to political pressure by the national Lutheran Protestant Church upon the GDR's government. In the 1970s, East German leaders acknowledged that former construction soldiers and sanitation service soldiers were at a disadvantage when they rejoined the civilian sphere.
Foreign policy
Support of Third World socialist countries
After receiving wider international diplomatic recognition in 1972–73, the GDR began active cooperation with Third World socialist governments and national liberation movements. While the USSR was in control of the overall strategy and Cuban armed forces were involved in the actual combat (mostly in the People's Republic of Angola and socialist Ethiopia), the GDR provided experts for military hardware maintenance and personnel training, and oversaw creation of secret security agencies based on its own Stasi model.
Already in the 1960s, contacts were established with Angola's MPLA, Mozambique's FRELIMO and the PAIGC in Guinea Bissau and Cape Verde. In the 1970s official cooperation was established with other self-proclaimed socialist governments and people's republics: People's Republic of the Congo, People's Democratic Republic of Yemen, Somali Democratic Republic, Libya, and the People's Republic of Benin.
The first military agreement was signed in 1973 with the People's Republic of the Congo. In 1979 friendship treaties were signed with Angola, Mozambique and Ethiopia.
It was estimated that altogether, 2,000–4,000 DDR military and security experts were dispatched to Africa. In addition, representatives from African and Arab countries and liberation movements underwent military training in the GDR.
East Germany and the Middle East conflict
East Germany pursued an anti-Zionist policy; Jeffrey Herf argues that East Germany was waging an undeclared war on Israel. According to Herf, "the Middle East was one of the crucial battlefields of the global Cold War between the Soviet Union and the West; it was also a region in which East Germany played a salient role in the Soviet bloc's antagonism toward Israel." While East Germany saw itself as an "anti-fascist state", it regarded Israel as a "fascist state" and East Germany strongly supported the Palestine Liberation Organization (PLO) in its armed struggle against Israel. In 1974, the GDR government recognized the PLO as the "sole legitimate representative of the Palestinian people". The PLO declared the Palestinian state on 15 November 1988 during the First Intifada, and the GDR recognized the state prior to reunification. After becoming a member of the UN, East Germany "made excellent use of the UN to wage political warfare against Israel [and was] an enthusiastic, high-profile, and vigorous member" of the anti-Israeli majority of the General Assembly.
Soviet military occupation
Economy
The East German economy began poorly because of the devastation caused by the Second World War; the loss of so many young soldiers, the disruption of business and transportation, the allied bombing campaigns that decimated cities, and reparations owed to the USSR. The Red Army dismantled and transported to Russia the infrastructure and industrial plants of the Soviet Zone of Occupation. By the early 1950s, the reparations were paid in agricultural and industrial products; and Lower Silesia, with its coal mines and Szczecin, an important natural port, were given to Poland by the decision of Stalin and in accordance with the Potsdam Agreement.
The socialist centrally planned economy of the German Democratic Republic was like that of the USSR. In 1950, the GDR joined the COMECON trade bloc. In 1985, collective (state) enterprises earned 96.7% of the net national income. To ensure stable prices for goods and services, the state paid 80% of basic supply costs. The estimated 1984 per capita income was $9,800 ($22,600 in 2015 dollars) (this is based on an unreal official exchange rate). In 1976, the average annual growth of the GDP was approximately five percent. This made the East German economy the richest in all of the Soviet Bloc until reunification in 1990.
Notable East German exports were photographic cameras, under the Praktica brand; automobiles under the Trabant, Wartburg, and the IFA brands; hunting rifles, sextants, typewriters and wristwatches.
Until the 1960s, East Germans endured shortages of basic foodstuffs such as sugar and coffee. East Germans with friends or relatives in the West (or with any access to a hard currency) and the necessary Staatsbank foreign currency account could afford Western products and export-quality East German products via Intershop. Consumer goods also were available, by post, from the Danish Jauerfood, and Genex companies.
The government used money and prices as political devices, providing highly subsidised prices for a wide range of basic goods and services, in what was known as "the second pay packet". At the production level, artificial prices made for a system of semi-barter and resource hoarding. For the consumer, it led to the substitution of GDR money with time, barter, and hard currencies. The socialist economy became steadily more dependent on financial infusions from hard-currency loans from West Germany. East Germans, meanwhile, came to see their soft currency as worthless relative to the Deutsche Mark (DM).
Economic issues would also persist in the east of Germany after the reunification of the west and the east. According to the federal office of political education (23 June 2009) 'In 1991 alone, 153 billion Deutschmarks had to be transferred to eastern Germany to secure incomes, support businesses and improve infrastructure... by 1999 the total had amounted to 1.634 trillion Marks net... The sums were so large that public debt in Germany more than doubled.'
Consumption and jobs
Many western commentators have maintained that loyalty to the SED was a primary criterion for getting a good job, and that professionalism was secondary to political criteria in personnel recruitment and development.
Beginning in 1963 with a series of secret international agreements, East Germany recruited workers from Poland, Hungary, Cuba, Albania, Mozambique, Angola and North Vietnam. They numbered more than 100,000 by 1989. Many, such as future politician Zeca Schall (who emigrated from Angola in 1988 as a contract worker) stayed in Germany after the Wende.
Religion
Religion became contested ground in the GDR, with the governing Communists promoting state atheism, although some people remained loyal to Christian communities. In 1957 the State authorities established a State Secretariat for Church Affairs to handle the government's contact with churches and with religious groups; the SED remained officially atheist.
In 1950, 85% of the GDR citizens were Protestants, while 10% were Catholics. In 1961, the renowned philosophical theologian Paul Tillich claimed that the Protestant population in East Germany had the most admirable Church in Protestantism, because the Communists there had not been able to win a spiritual victory over them. By 1989, membership in the Christian churches had dropped significantly. Protestants constituted 25% of the population, Catholics 5%. The share of people who considered themselves non-religious rose from 5% in 1950 to 70% in 1989.
State atheism
When it first came to power, the Communist party asserted the compatibility of Christianity and Marxism-Leninism and sought Christian participation in the building of socialism. At first, the promotion of Marxist-Leninist atheism received little official attention. In the mid-1950s, as the Cold War heated up, atheism became a topic of major interest for the state, in both domestic and foreign contexts. University chairs and departments devoted to the study of scientific atheism were founded and much literature (scholarly and popular) on the subject was produced. This activity subsided in the late 1960s amid perceptions that it had started to become counterproductive. Official and scholarly attention to atheism renewed beginning in 1973, though this time with more emphasis on scholarship and on the training of cadres than on propaganda. Throughout, the attention paid to atheism in East Germany was never intended to jeopardise the cooperation that was desired from those East Germans who were religious.
Protestantism
East Germany, historically, was majority Protestant (primarily Lutheran) from the early stages of the Protestant Reformation onwards. In 1948, freed from the influence of the Nazi-oriented German Christians, Lutheran, Reformed and United churches from most parts of Germany came together as the Evangelical Church in Germany (EKD) at the Conference of Eisenach (Kirchenversammlung von Eisenach).
In 1969 the regional Protestant churches in East Germany and East Berlin broke away from the EKD and formed the (, BEK), in 1970 also joined by the Moravian Herrnhuter Brüdergemeinde. In June 1991, following the German reunification, the BEK churches again merged with the EKD ones.
Between 1956 and 1971 the leadership of the East German Lutheran churches gradually changed its relations with the state from hostility to cooperation. From the founding of the GDR in 1949, the Socialist Unity Party sought to weaken the influence of the church on the rising generation. The church adopted an attitude of confrontation and distance toward the state. Around 1956 this began to develop into a more neutral stance accommodating conditional loyalty. The government was no longer regarded as illegitimate; instead, the church leaders started viewing the authorities as installed by God and, therefore, deserving of obedience by Christians. But on matters where the state demanded something which the churches felt was not in accordance with the will of God, the churches reserved their right to say no. There were both structural and intentional causes behind this development. Structural causes included the hardening of Cold War tensions in Europe in the mid-1950s, which made it clear that the East German state was not temporary. The loss of church members also made it clear to the leaders of the church that they had to come into some kind of dialogue with the state. The intentions behind the change of attitude varied from a traditional liberal Lutheran acceptance of secular power to a positive attitude toward socialist ideas.
Manfred Stolpe became a lawyer for the Brandenburg Protestant Church in 1959 before taking up a position at church headquarters in Berlin. In 1969 he helped found the Bund der Evangelischen Kirchen in der DDR (BEK), where he negotiated with the government while at the same time working within the institutions of this Protestant body. He won the regional elections for the Brandenburg state assembly at the head of the SPD list in 1990. Stolpe remained in the Brandenburg government until he joined the federal government in 2002.
Apart from the Protestant state churches () united in the EKD/BEK and the Catholic Church there was a number of smaller Protestant bodies, including Protestant Free Churches () united in the and the , as well as the Free Lutheran Church, the Old Lutheran Church and Federation of the Reformed Churches in the German Democratic Republic. The Moravian Church also had its presence as the Herrnhuter Brüdergemeine. There were also other Protestants such as Methodists, Adventists, Mennonites and Quakers.
Catholicism
The smaller Catholic Church in eastern Germany had a fully functioning episcopal hierarchy in full accord with the Vatican. During the early postwar years, tensions were high. The Catholic Church as a whole (and particularly the bishops) resisted both the East German state and Marxist-Leninist ideology. The state allowed the bishops to lodge protests, which they did on issues such as abortion.
After 1945, the Church did fairly well in integrating Catholic exiles from lands to the east (which mostly became part of Poland) and in adjusting its institutional structures to meet the needs of a church within an officially atheist society. This meant an increasingly hierarchical church structure, whereas in the area of religious education, press, and youth organisations, a system of temporary staff was developed, one that took into account the special situation of Caritas, a Catholic charity organisation. By 1950, therefore, there existed a Catholic subsociety that was well adjusted to prevailing specific conditions and capable of maintaining Catholic identity.
With a generational change in the episcopacy taking place in the early 1980s, the state hoped for better relations with the new bishops, but the new bishops instead began holding unauthorised mass meetings, promoting international ties in discussions with theologians abroad, and hosting ecumenical conferences. The new bishops became less politically oriented and more involved in pastoral care and attention to spiritual concerns. The government responded by limiting international contacts for bishops.
List of apostolic administrators:
Erfurt-Meiningen
Görlitz
Magdeburg
Schwerin
Culture
East Germany's culture was strongly influenced by communist thought and was marked by an attempt to define itself in opposition to the west, particularly West Germany and the United States. Critics of the East German state have claimed that the state's commitment to Communism was a hollow and cynical tool, Machiavellian in nature, but this assertion has been challenged by studies that have found that the East German leadership was genuinely committed to the advance of scientific knowledge, economic development, and social progress. However, Pence and Betts argue, the majority of East Germans over time increasingly regarded the state's ideals to be hollow, though there was also a substantial number of East Germans who regarded their culture as having a healthier, more authentic mentality than that of West Germany.
GDR culture and politics were limited by the harsh censorship.
Music
The Puhdys and Karat were some of the most popular mainstream bands in East Germany. Like most mainstream acts, they were members of the SED, appeared in state-run popular youth magazines such as Neues Leben and Magazin. Other popular rock bands were , City, Silly and Pankow. Most of these artists recorded on the state-owned AMIGA label. All were required to open live performances and albums with the East German national anthem.
Schlager, which was very popular in the west, also gained a foothold early on in East Germany, and numerous musicians, such as , , and gained national fame. From 1962 to 1976, an international schlager festival was held in Rostock, garnering participants from between 18 and 22 countries each year. The city of Dresden held a similar international festival for schlager musicians from 1971 until shortly before reunification. There was a national schlager contest hosted yearly in Magdeburg from 1966 to 1971 as well.
Bands and singers from other Communist countries were popular, e.g. Czerwone Gitary from Poland known as the Rote Gitarren. Czech Karel Gott, the Golden Voice from Prague, was beloved in both German states. Hungarian band Omega performed in both German states, and Yugoslavian band Korni Grupa toured East Germany in the 1970s.
West German television and radio could be received in many parts of the East. The Western influence led to the formation of more "underground" groups with a decisively western-oriented sound. A few of these bands – the so-called Die anderen Bands ("the other bands") – were Die Skeptiker, and Feeling B. Additionally, hip hop culture reached the ears of the East German youth. With videos such as Beat Street and Wild Style, young East Germans were able to develop a hip hop culture of their own. East Germans accepted hip hop as more than just a music form. The entire street culture surrounding rap entered the region and became an outlet for oppressed youth.
The government of the GDR was invested in both promoting the tradition of German classical music, and in supporting composers to write new works in that tradition. Notable East German composers include Hanns Eisler, Paul Dessau, Ernst Hermann Meyer, Rudolf Wagner-Régeny, and Kurt Schwaen.
The birthplace of Johann Sebastian Bach (1685–1750), Eisenach, was rendered as a museum about him, featuring more than three hundred instruments, which, in 1980, received some 70,000 visitors. In Leipzig, the Bach archive contains his compositions and correspondence and recordings of his music.
Governmental support of classical music maintained some fifty symphony orchestras, such as Gewandhausorchester and Thomanerchor in Leipzig; Sächsische Staatskapelle in Dresden; and Berliner Sinfonie Orchester and Staatsoper Unter den Linden in Berlin. Kurt Masur was their prominent conductor.
Theatre
East German theatre was originally dominated by Bertolt Brecht, who brought back many artists out of exile and reopened the Theater am Schiffbauerdamm with his Berliner Ensemble. Alternatively, other influences tried to establish a "Working Class Theatre", played for the working class by the working class.
After Brecht's death, conflicts began to arise between his family (around Helene Weigel) and other artists about Brecht's legacy, including Slatan Dudow, Erwin Geschonneck, Erwin Strittmatter, Peter Hacks, Benno Besson, Peter Palitzsch and Ekkehard Schall.
In the 1950s, the Swiss director Benno Besson with the Deutsches Theater successfully toured Europe and Asia including Japan with The Dragon by Evgeny Schwartz. In the 1960s, he became the Intendant of the Volksbühne often working with Heiner Müller.
In the 1970s, a parallel theatre scene sprung up, creating theatre "outside of Berlin" in which artists played at provincial theatres. For example, Peter Sodann founded the Neues Theater in Halle/Saale and Frank Castorf at the theater Anklam.
Theatre and cabaret had high status in the GDR, which allowed it to be very proactive. This often brought it into confrontation with the state. Benno Besson once said, "In contrast to artists in the west, they took us seriously, we had a bearing."
The Friedrichstadt-Palast in Berlin is the last major building erected by the GDR, making it an exceptional architectural testimony to how Germany overcame its former division. Here, Berlin's great revue tradition lives on, today bringing viewers state-of-the-art shows.
Important theatres include the Berliner Ensemble, the Deutsches Theater, the Maxim Gorki Theater, and the Volksbühne.
Cinema
The prolific cinema of East Germany was headed by the DEFA, Deutsche Film AG, which was subdivided in different local groups, for example Gruppe Berlin, Gruppe Babelsberg or Gruppe Johannisthal, where the local teams shot and produced films. The East German industry became known worldwide for its productions, especially children's movies (Das kalte Herz, film versions of the Brothers Grimm fairy tales and modern productions such as Das Schulgespenst).
Frank Beyer's Jakob der Lügner (Jacob the Liar), about the Holocaust, and Fünf Patronenhülsen (Five Cartridges), about resistance against fascism, became internationally famous.
Films about daily life, such as Die Legende von Paul und Paula, by Heiner Carow, and Solo Sunny, directed by Konrad Wolf and Wolfgang Kohlhaase, were very popular.
The film industry was remarkable for its production of Ostern, or Western-like movies. Amerindians in these films often took the role of displaced people who fight for their rights, in contrast to the North American westerns of the time, where they were often either not mentioned at all or are portrayed as the villains. Yugoslavs were often cast as Native Americans because of the small number of Native Americans in Europe. Gojko Mitić was well known in these roles, often playing the righteous, kindhearted and charming chief (Die Söhne der großen Bärin directed by Josef Mach). He became an honorary Sioux chief when he visited the United States in the 1990s, and the television crew accompanying him showed the tribe one of his movies. American actor and singer Dean Reed, an expatriate who lived in East Germany, also starred in several films. These films were part of the phenomenon of Europe producing alternative films about the colonization of the Americas.
Cinemas in the GDR also showed foreign films. Czechoslovak and Polish productions were more common, but certain western movies were shown, though the numbers of these were limited because it cost foreign exchange to buy the licences. Further, films representing or glorifying what the state viewed as capitalist ideology were not bought. Comedies enjoyed great popularity, such as the Danish Olsen Gang or movies with the French comedian Louis de Funès.
Since the fall of the Berlin Wall, several films depicting life in the GDR have been critically acclaimed. Some of the most notable were Good Bye Lenin! by Wolfgang Becker, Das Leben der Anderen (The Lives of Others) by Florian Henckel von Donnersmarck (won the Academy Award for best Film in a Foreign Language) in 2006, and Alles auf Zucker! (Go for Zucker) by Dani Levi. Each film is heavily infused with cultural nuances unique to life in the GDR.
Sport
East Germany was very successful in the sports of cycling, weight-lifting, swimming, gymnastics, track and field, boxing, ice skating, and winter sports. The success is largely attributed to doping under the direction of Manfred Höppner, a sports doctor, described as the architect of East Germany's state-sponsored drug program.
Anabolic steroids were the most detected doping substances in IOC-accredited laboratories for many years. The development and implementation of a state-supported sports doping program helped East Germany, with its small population, to become a world leader in sport during the 1970s and 1980s, winning a large number of Olympic and world gold medals and records. Another factor for success was the furtherance system for young people in the GDR. Sports teachers at school were encouraged to look for certain talents in children of ages 6 to 10. For older pupils it was possible to attend grammar schools with a focus on sports (for example sailing, football and swimming). This policy was also used for talented pupils with regard to music or mathematics.
Sports clubs were highly subsidized, especially sports in which it was possible to get international fame. For example, the major leagues for ice hockey and basketball just included 2 teams each. Football was the most popular sport. Club football teams such as Dynamo Dresden, 1. FC Magdeburg, FC Carl Zeiss Jena, 1. FC Lokomotive Leipzig and BFC Dynamo had successes in European competition. Many East German players such as Matthias Sammer and Ulf Kirsten became integral parts of the reunified national football team.
The East and the West also competed via sport; GDR athletes dominated several Olympic sports; the SV Dynamo club of the security agencies won more than 200 Olympic medals. Of special interest was the only football match between the Federal Republic of Germany and the German Democratic Republic, a first-round match during the 1974 FIFA World Cup, which the East won 1–0; but West Germany, the host, went on to win the World Cup.
Television and radio
Television and radio in East Germany were state-run industries; the Rundfunk der DDR was the official radio broadcasting organisation from 1952 until unification. The organization was based in the Funkhaus Nalepastraße in East Berlin. Deutscher Fernsehfunk (DFF), from 1972 to 1990 known as Fernsehen der DDR or DDR-FS, was the state television broadcaster from 1952. Reception of Western broadcasts was widespread.
Industry
Telecommunications
By the mid-1980s, East Germany possessed a well-developed communications system. There were approximately 3.6 million telephones in usage (21.8 for every 100 inhabitants), and 16,476 Telex stations. Both of these networks were run by the Deutsche Post der DDR (East German Post Office). East Germany was assigned telephone country code +37; in 1991, several months after reunification, East German telephone exchanges were incorporated into country code +49.
An unusual feature of the telephone network was that, in most cases, direct distance dialing for long-distance calls was not possible. Although area codes were assigned to all major towns and cities, they were only used for switching international calls. Instead, each location had its own list of dialing codes with shorter codes for local calls and longer codes for long-distance calls. After unification, the existing network was largely replaced, and area codes and dialing became standardised.
In 1976 East Germany inaugurated the operation of a ground-based radio station at Fürstenwalde for the purpose of relaying and receiving communications from Soviet satellites and to serve as a participant in the international telecommunications organization established by the Soviet government, Intersputnik.
Totalitarianism and repression
There is general consensus among academics that the GDR fulfilled most of the criteria to be considered a totalitarian state. There is, however, ongoing debate as to whether the more positive aspects of the regime can sufficiently dilute the harsher aspects so as to make the totalitarian tag seem excessive. According to the historian Mary Fulbrook:
The state security service (SSD) was commonly known as the Stasi, and it was fundamental to the socialist leadership's attempts to reach their historical goal. It was an open secret in the GDR that the Stasi read people's mail and tapped phone calls. They also employed a vast network of unofficial informers who would spy on people more directly and report to their Stasi handlers. These collaborators were hired in all walks of life and had access to nearly every organisation in the country. At the end of the GDR in 1990 there were approximately 109, 000 still active informants at every grade.
Repressive measures carried out by the Stasi can be roughly divided into two main chronological groupings: pre and post 1971, when Honecker came to power. According to the historian Nessim Ghouas, ‘There was a change in how the Stasi operated under Honecker in 1971. The more brutal aspects of repression seen in the Stalinist era (torture, executions, and physical repression descending from the GDR’s earlier days) was changed with a more selective use of power.’
The more direct forms of repression such as arrest and torture could mean significant international condemnation for the GDR. However, the Stasi still needed to paralyse and disrupt what it considered to be ‘hostile-negative’ forces (internal domestic enemies) if the socialist goal was to be properly realised. A person could be targeted by the Stasi for expressing politically, culturally, or religiously incorrect views; for performing hostile acts; or for being a member of a group which was considered sufficiently counter-productive to the socialist state to warrant intervention. As such, writers, artists, youth sub-cultures, and members of the church were often targeted. If after preliminary research the Stasi found an individual warranted action against them then they would open an ‘operational case’ in regard to them. There were two desirable outcomes for each case: that the person was either arrested, tried, and imprisoned for an ostensibly justified reason, or if this could not be achieved that they were debilitated though the application of Zersetzung (transl. decomposition) methods. In the Honecker era, Zersetzung became the primary method of Stasi repression, due in large part to an ambition to avoid political fallout from wrongful arrest.
Zersetzung methods varied and were tailored depending on the individual being targeted. They are known to have included sending offensive mail to a person's house, the spreading of malicious rumours about them, banning them from traveling, sabotaging their career, breaking into their house and moving objects around etc. These acts could be intensely intimidating and confusing for the person targeted. They frequently led to unemployment, social isolation, and poor mental health. Many people had various forms of mental or nervous breakdown. Similarly to physical imprisonment, Zersetzung methods had the effect of paralysing a person's ability to operate but with the advantage of the source being unknown or at least unprovable. There is ongoing debate as to whether directed energy devices, such as X-ray transmitters, were used in combination with the psychological warfare methods of Zersetzung. In the modern day victims of historical Zersetzung can draw a special pension from the German state. The historian Mike Dennis states that 'Between 1982 and 1988, the Stasi conducted about 4,500 to 5,000 OVs (operational cases).'
Official and public holidays
Legacy
Decrepit Infrastructure
Almost all East German highways, railroads, sewage systems and public buildings were in a state of disrepair at the time of reunification, as little was done to maintain infrastructure in the GDR's last decades. Unified German public spending has had to pour more than $2 trillion into the former East Germany, to make up for the region's neglect and malaise in later years and bring it up to a minimal standard.
The Greifswald Nuclear Power Plant closely avoided a Chernobyl-scale meltdown in 1976. All East German nuclear power plants had to be shut down after reunification, because they did not meet Western safety standards.
Authoritarianism
German historian Jürgen Kocka in 2010 summarized the consensus of most recent scholarship:
Ostalgie
Many East Germans initially regarded the dissolution of the GDR positively, but this reaction partly turned sour. West Germans often acted as if they had "won" and East Germans had "lost" in unification, leading many East Germans (Ossis) to resent West Germans (Wessis). In 2004, Ascher Barnstone wrote, "East Germans resent the wealth possessed by West Germans; West Germans see the East Germans as lazy opportunists who want something for nothing. East Germans find 'Wessis' arrogant and pushy, West Germans think the 'Ossis' are lazy good-for-nothings."
In addition, many East German women found the west more appealing, and left the region never to return, leaving behind an underclass of poorly educated and jobless men.
For the people who stayed in East Germany, a majority of them (57%) defend the GDR, with 49% of those polled saying that "The GDR had more good sides than bad sides. There were some problems, but life was good there", while 8% oppose all criticism of East Germany and say that "The GDR had, for the most part, good sides. Life there was happier and better than in reunified Germany today".
As of 2014, the vast majority of residents in the former GDR prefer to live in a unified Germany. However, a feeling of nostalgia persists among some, termed "Ostalgie" (a blend of "east" and "nostalgia"). This was depicted in the Wolfgang Becker film Goodbye Lenin!. According to Klaus Schroeder, a historian and political scientist at the Free University of Berlin, some of the original residents of the GDR "still feel they don't belong or that they're strangers in unified Germany" as life in the GDR was "just more manageable". He warns German society should watch out in case Ostalgie results in a distortion and romanticization of the past.
Electoral consequences
The divide between the East and the West can be seen in contemporary German elections. The left-wing Die Linke party (which has roots in the SED) continues to have a stronghold and often wins a plurality in the East, such as in the German State of Thuringia where it remains the most popular party. This is in stark distinction from the West where the more centrist parties such as the CDU/CSU and SPD dominate.
See also
Germany
History of Germany (1945–1990)
Leadership of East Germany
Armed forces
Warsaw Pact / Group of Soviet Forces in Germany
Ministry of National Defence (East Germany)
National People's Army
Kommando Landstreitkräfte
Landstreitkräfte
Friedrich Engels Guard Regiment
Kommando Volksmarine
Volksmarine
Kommando LSK/LV
Luftstreitkräfte
Grenztruppen
Border Troops
Naval Border Troops
Guard Regiment Hugo Eberlein
Socialist Unity Party of Germany
Volkspolizei
Combat Groups of the Working Class SED's de-facto paramilitary militia
Conscientious objection in East Germany
Police
Volkspolizei
Volkspolizei-Bereitschaft
Local Civilian Police
Criminal Investigation Department (Hauptabteilung Kriminalpolizei)
Railway Police Department (Hauptabteilung Transportpolizei)
Registration Department (Hauptabteilung Pass- und Meldewesen)
Traffic Police Department (Hauptabteilung Verkehrspolizei)
Uniformed Police Department (Hauptabteilung Schutzpolizei)
Fire Department (Hauptabteilung Feuerwehr)
Freiwilliger Helfer der Volkspolizei
Main Administration Sea Police
People's Sea Police
Ministry for State Security (Secret police)
Hauptverwaltung Aufklärung HVA (Foreign Intelligence Service)
Red Army Faction
Felix Dzerzhinsky Guards Regiment (Guard Unit of the Stasi)
Organizations
National Front of the German Democratic Republic
Socialist Unity Party of Germany
Free German Youth
Ernst Thälmann Pioneer Organisation
Media
Aktuelle Kamera, GDR's main TV news show
East German Cold War Propaganda
Radio Berlin International
Sandmännchen
Transport
Barkas
Deutsche ReichsbahnThe railway company of the GDR
InterflugThe airline of the GDR
Transport in the German Democratic Republic
Other
Sigmund Jähn
Ernst Thälmann Island
Karl-Marx-Stadt
Captive Nations
Dean Reed
East German jokes
Index of East Germany–related articles
Palace of the Republic, Berlin
Tourism in East Germany
Good Bye, Lenin!, tragicomedy film about the German reunification
The Tunnel, film about a mass evacuation to West Berlin through a tunnel
Deutschland 83
Deutschland 86
Deutschland 89
Explanatory notes
References
Citations
General sources
Further reading
Allinson, Mark. Politics and Popular Opinion in East Germany 1945–68 (2000)
Augustine, Dolores. Red Prometheus: Engineering and Dictatorship in East Germany, 1945–1990 (2007) 411pp
Baylis, Thomas A., David H Childs, Erwin L. Collier, and Marilyn Rueschemeyer, eds. East Germany in Comparative Perspective (Routledge, 1989)
Berger, Stefan, and Norman LaPorte, eds. The Other Germany: Perceptions and Influences in British-East German Relations, 1945–1990 (Augsburg, 2005).
Berger, Stefan, and Norman LaPorte, eds. Friendly Enemies: Britain and the GDR, 1949–1990 (2010) online review
Berghoff, Hartmut, and Uta Andrea Balbier, eds. The East German Economy, 1945–2010: Falling Behind Or Catching Up? (Cambridge University Press, 2013).
Betts, Paul. Within Walls: Private Life in the German Democratic Republic, Oxford: Oxford University Press, 2013
Childs, David H. The Fall of the GDR, Longman Personed.co.uk, 2001. ,
Childs, David H. & Richard Popplewell. The Stasi: East German Intelligence and Security Service, Palgrave Macmillan Palgrave.com, Amazon.co.uk 1996.
Childs, David H. The GDR: Moscow's German Ally, George Allen & Unwin, 1983. , .
Childs, David H. The Two Red Flags: European Social Democracy & Soviet Communism Since 1945, Routledge, 2000.
De La Motte and John Green, "Stasi State or Socialist Paradise? The German Democratic Republic and What became of it", Artery Publications. 2015
Fulbrook, Mary. The People's State: East German Society from Hitler to Honecker (Yale University Press, 2005). 352 pp. .
Fulbrook; Mary. Anatomy of a Dictatorship: Inside the GDR, 1949–1989 (Oxford University Press, 1995).
Fulbrook, Mary and Andrew I. Port, eds., Becoming East German: Socialist Structures and Sensibilities after Hitler (New York and Oxford: Berghahn, 2013).
Funke, Mark (2021).”Hall of Mirrors: The Antiquarian Book Trade in Communist Germany.” The Book Collector 70 no.4 (winter): 603–617.
Gray, William Glenn. Germany's Cold War: The Global Campaign to Isolate East Germany, 1949–1969 (University of North Carolina Press, 2003). online
Grieder, Peter. The German Democratic Republic (Palgrave Macmillan, 2012), scholarly history.
Grix, Jonathan. The Role of the Masses in the Collapse of the GDR Macmillan, 2000
Jarausch, Konrad H., and Eve Duffy; Dictatorship as Experience: Towards a Socio-Cultural History of the GDR (Berghahn Books, 1999).
Kupferberg, Feiwel. The Rise and Fall of the German Democratic Republic (2002) 228pp; online review
McAdams, A. James. "East Germany and Détente" (Cambridge University Press, 1985).
McAdams, A. James. "Germany Divided: From the Wall to Reunification" (Princeton University Press, 1992 and 1993).
McLellan, Josie. Love in the Time of Communism: Intimacy and Sexuality in the GDR. (Cambridge University Press, 2011).
Major, Patrick, and Jonathan Osmond, eds. The Workers' and Peasants' State: Communism and Society in East Germany under Ulbricht 1945–71 (Manchester University Press, 2002), 272 pp.
Naimark, Norman M. The Russians in Germany: A History of the Soviet Zone of Occupation, 1945–1949 (1997) excerpt and text search
Pence, Katherine and Paul Betts. Socialist Modern: East German Everyday Culture and Politics, Ann Arbor: University of Michigan Press, 2008
Port, Andrew I. Conflict and Stability in the German Democratic Republic. Cambridge University Press, 2007.
Ritter, Gerhard A. "Die DDR in der Deutschen Geschichte", [The GDR in German history] Vierteljahrshefte für Zeitgeschichte, April 2002, Vol. 50, Issue 2, pp. 171–200.
Pritchard, Gareth, The Making of the GDR 1945–53: From Antifascism to Stalinism (2000)
Steiner, André. The Plans That Failed: An Economic History of East Germany, 1945–1989 (2010)
Sarotte, Mary Elise. Collapse: The Accidental Opening of the Berlin Wall, New York: Basic Books, 2014
Spilker, Dirk. The East German Leadership and the Division of Germany: Patriotism and Propaganda 1945–1953. (2006). online review
Stokes, Raymond G. Constructing Socialism: Technology and Change in East Germany, 1945–1990 (2000)
Zatlin, Jonathan R. The Currency of Socialism: Money and Political Culture in East Germany (2007). 377 pp. online review
Historiography and memory
Bridge, Helen. Women's Writing and Historiography in the GDR (Oxford University Press, 2002).
Hodgin, Nick, and Caroline Pearce, eds. The GDR remembered: representations of the East German state since 1989 (Camden House, 2011). excerpt
Kwiet, Konrad. "Historians of the German Democratic Republic on Antisemitism and Persecution." The Leo Baeck Institute Yearbook 21.1 (1976): 173–198.
Ritter, Gerhard A. "Die DDR in der Deutschen Geschichte", [The GDR in German history] Vierteljahrshefte für Zeitgeschichte, April 2002, Vol. 50 Issue 2, pp. 171–200.
Ross, Corey. The East German Dictatorship: Problems and Perspectives in the Interpretation of the GDR (Oxford University Press, 2002).
Saunders, Anna, and Debbie Pinfold, eds. Remembering and rethinking the GDR: multiple perspectives and plural authenticities (Springer, 2012).
Steding, Elizabeth Priester. "Losing Literature: The Reduction of the GDR to History". German Politics & Society 32.4 (2014): 39–55. Argues the history of East Germany is taught in 21st-century German schools, but not its literature.
In German
Dahn, Daniela. Wenn und Aber: Anstiftungen zem Widerspruch, Berlin: Rowohlt Verlag, 1997
Dahn, Daniela. Westwärts und nicht vergessen: Vom Unbehagen in der Einheit, Rowohlt Verlag, 1997
Dahn, Daniela. Vertreibung ins Paradies: Unzeitgemäße Texte zur Zeit, Berlin: Rowohlt Verlag, 1998
External links
Border Museum at Schifflersgrund
DDR Museum BerlinCulture of GDR
AHFNationale Volksarmee : NVA
East German Propaganda, Calvin University
"Scenes from Behind the Wall: Images of East Germany 1989/90" Exhibit Collection C0235, Special Collections Research Center, George Mason University Libraries.
Geschichte des ostdeutschen Designshistory of east German design
Pictures of the GDR 1949–1973
RFE/RL East German Subject Files, Blinken Open Society Archives, Budapest
East German anthem with English and German lyrics
Map – Europe 1949: NATO and the Two Germanys (omniatlas.com)
Mauerkarte – Detailed interactive map of the border between East and West Germany
1949 establishments in Germany
1990 disestablishments in Germany
Atheist states
Communism in Germany
Communist states
Eastern Bloc
Former countries in Europe
Former member states of the United Nations
Former polities of the Cold War
Germany, East
Ostalgie
Soviet satellite states
Germany, East
East Germany |
13070 | https://en.wikipedia.org/wiki/LGBT%20movements | LGBT movements | Lesbian, gay, bisexual, and transgender (LGBT) movements are social movements that advocate for LGBT people in society. Social movements may focus on equal rights, such as the ongoing movement for same-sex marriage, or they may focus on liberation, as in the gay liberation movement of the 1960s and 1970s. Earlier movements focused on self-help and self-acceptance, such as the homophile movement of the 1950s. Although there is not a primary or an overarching central organization that represents all LGBT people and their interests, numerous LGBT rights organizations are active worldwide. The earliest organizations to support LGBT rights were formed in the early 20th century.
A commonly stated goal among these movements is social equality for LGBT people, but there is still denial of full LGBT rights. Some have also focused on building LGBT communities or worked towards liberation for the broader society from biphobia, homophobia, and transphobia. There is a struggle for LGBT rights today. LGBT movements organized today are made up of a wide range of political activism and cultural activity, including lobbying, street marches, social groups, media, art, and research.
Overview
Sociologist Mary Bernstein writes: "For the lesbian and gay movement, then, cultural goals include (but are not limited to) challenging dominant constructions of masculinity and femininity, homophobia, and the primacy of the gendered heterosexual nuclear family (heteronormativity). Political goals include changing laws and policies to gain new rights, benefits, and protections from harm." Bernstein emphasizes that activists seek both types of goals in both the civil and political spheres.
As with other social movements, there is also conflict within and between LGBT movements, especially about strategies for change and debates over exactly who represents the constituency of these movements, and this also applies to changing education. There is debate over what extent lesbians, gays, bisexuals, transgender people, intersex people, and others share common interests and a need to work together. Leaders of the lesbian and gay movement of the 1970s, 80s and 90s often attempted to hide masculine lesbians, feminine gay men, transgender people, and bisexuals from the public eye, creating internal divisions within LGBT communities. Roffee and Waling (2016) documented that LGBT people experience microaggressions, bullying and anti-social behaviors from other people within the LGBT community. This is due to misconceptions and conflicting views as to what entails "LGBT". For example, transgender people found that other members of the community were not understanding to their own, individual, specific needs and would instead make ignorant assumptions, and this can cause health risks. Additionally, bisexual people found that lesbian or gay people were not understanding or appreciative of the bisexual sexuality. Evidently, even though most of these people would say that they stand for the same values as the majority of the community, there are still remaining inconsistencies even within the LGBT community.
LGBT movements have often adopted a kind of identity politics that sees gay, bisexual, and transgender people as a fixed class of people; a minority group or groups, and this is very common among LGBT communities. Those using this approach aspire to liberal political goals of freedom and equal opportunity, and aim to join the political mainstream on the same level as other groups in society. In arguing that sexual orientation and gender identity are innate and cannot be consciously changed, attempts to change gay, lesbian, and bisexual people into heterosexuals ("conversion therapy") are generally opposed by the LGBT community. Such attempts are often based in religious beliefs that perceive gay, lesbian, and bisexual activity as immoral.
However, others within LGBT movements have criticized identity politics as limited and flawed, elements of the queer movement have argued that the categories of gay and lesbian are restrictive, and attempted to deconstruct those categories, which are seen to "reinforce rather than challenge a cultural system that will always mark the non heterosexual as inferior."
After the French Revolution the anticlerical feeling in Catholic countries coupled with the liberalizing effect of the Napoleonic Code made it possible to sweep away sodomy laws. However, in Protestant countries, where the church was less severe, there was no general reaction against statutes that were religious in origin. As a result, many of those countries retained their statutes on sodomy until late in the 20th century. However, some countries have still retained their statutes on sodomy. For example, in 2008 a case in India's High Court was judged using a 150-year-old reading that was punishing sodomy.
History
Enlightenment era
In eighteenth- and nineteenth-century Europe, same-sex sexual behavior and cross-dressing were widely considered to be socially unacceptable, and were serious crimes under sodomy and sumptuary laws. There were, however, some exceptions. For example, in the 17th-century cross-dressing was common in plays, as evident in the content of many of William Shakespeare's plays and by the actors in actual performance (since female roles in Elizabethan theater were always performed by males, usually prepubescent boys).
Thomas Cannon wrote what may be the earliest published defense of homosexuality in English, Ancient and Modern Pederasty Investigated and Exemplify'd (1749). Although only fragments of his work have survived, it was a humorous anthology of homosexual advocacy, written with an obvious enthusiasm for its subject. It contains the argument: "Unnatural Desire is a Contradiction in Terms; downright Nonsense. Desire is an amatory Impulse of the inmost human Parts: Are not they, however, constructed, and consequently impelling Nature?"
Social reformer Jeremy Bentham wrote the first known argument for homosexual law reform in England around 1785, at a time when the legal penalty for buggery was death by hanging. His advocacy stemmed from his utilitarian philosophy, in which the morality of an action is determined by the net consequence of that action on human well-being. He argued that homosexuality was a victimless crime, and therefore not deserving of social approbation or criminal charges. He regarded popular negative attitudes against homosexuality as an irrational prejudice, fanned and perpetuated by religious teachings. However, he did not publicize his views as he feared reprisal; his powerful essay was not published until 1978.
The emerging currents of secular humanist thought that had inspired Bentham also informed the French Revolution, and when the newly formed National Constituent Assembly began drafting the policies and laws of the new republic in 1792, groups of militant "sodomite-citizens" in Paris petitioned the Assemblée nationale, the governing body of the French Revolution, for freedom and recognition. In 1791, France became the first nation to decriminalize homosexuality, probably thanks in part to Jean Jacques Régis de Cambacérès, who was one of the authors of the Napoleonic Code. With the introduction of the Napoleonic Code in 1808, the Duchy of Warsaw also decriminalized homosexuality.
In 1830, the new Penal Code of the Brazilian Empire did not repeat the title XIII of the fifth book of the "Ordenações Philipinas", which made sodomy a crime. In 1833, an anonymous English-language writer wrote a poetic defense of Captain Nicholas Nicholls, who had been sentenced to death in London for sodomy:
Whence spring these inclinations, rank and strong?
And harming no one, wherefore call them wrong?
Three years later in Switzerland, Heinrich Hoessli published the first volume of Eros: Die Männerliebe der Griechen (English: "Eros: The Male Love of the Greeks"), another defense of same-sex love.
Emergence of LGBT movement
In many ways, social attitudes to homosexuality became more hostile during the late Victorian era. In 1885, the Labouchere Amendment was included in the Criminal Law Amendment Act, which criminalized 'any act of gross indecency with another male person'; a charge that was successfully invoked to convict playwright Oscar Wilde in 1895 with the most severe sentence possible under the Act.
The first person known to describe himself as a drag queen was William Dorsey Swann, born enslaved in Hancock, Maryland. Swann was the first American on record who pursued legal and political action to defend the LGBTQ community's right to assemble. During the 1880s and 1890s, Swann organized a series of drag balls in Washington, D.C. Swann was arrested in police raids numerous times, including in the first documented case of arrests for female impersonation in the United States, on April 12, 1888.
From the 1870s, social reformers began to defend homosexuality, but due to the controversial nature of their advocacy, kept their identities secret. A secret British society called the "Order of Chaeronea" campaigned for the legalization of homosexuality, and counted playwright Oscar Wilde among its members in the last decades of the 19th century. The society was founded by George Cecil Ives, one of the earliest gay rights campaigners, who had been working for the end of oppression of homosexuals, what he called the "Cause". Ives met Wilde at the Authors' Club in London in 1892. Wilde was taken by his boyish looks and persuaded him to shave off his mustache, and once kissed him passionately in the Travellers' Club. In 1893, Lord Alfred Douglas, with whom he had a brief affair, introduced Ives to several Oxford poets whom Ives also tried to recruit. In 1897, Ives created and founded the first homosexual rights group, the Order of Chaeronea. Members included Charles Kains Jackson, Samuel Elsworth Cottam, Montague Summers, and John Gambril Nicholson.
John Addington Symonds was a poet and an early advocate of male love. In 1873, he wrote A Problem in Greek Ethics, a work of what would later be called "gay history." Although the Oxford English Dictionary credits the medical writer C.G. Chaddock for introducing "homosexual" into the English language in 1892, Symonds had already used the word in A Problem in Greek Ethics.
Symonds also translated classical poetry on homoerotic themes, and wrote poems drawing on ancient Greek imagery and language such as Eudiades, which has been called "the most famous of his homoerotic poems". While the taboos of Victorian England prevented Symonds from speaking openly about homosexuality, his works published for a general audience contained strong implications and some of the first direct references to male-male sexual love in English literature. By the end of his life, Symonds' homosexuality had become an open secret in Victorian literary and cultural circles. In particular, Symonds' memoirs, written over a four-year period, from 1889 to 1893, form one of the earliest known works of self-conscious homosexual autobiography in English. The recently decoded autobiographies of Anne Lister are an earlier example in English.
Another friend of Ives was the English socialist poet Edward Carpenter. Carpenter thought that homosexuality was an innate and natural human characteristic and that it should not be regarded as a sin or a criminal offense. In the 1890s, Carpenter began a concerted effort to campaign against discrimination on the grounds of sexual orientation, possibly in response to the recent death of Symonds, whom he viewed as his campaigning inspiration. His 1908 book on the subject, The Intermediate Sex, would become a foundational text of the LGBT movements of the 20th century. Scottish anarchist John Henry Mackay also wrote in defense of same-sex love and androgyny.
English sexologist Havelock Ellis wrote the first objective scientific study of homosexuality in 1897, in which he treated it as a neutral sexual condition. Called Sexual Inversion it was first printed in German and then translated into English a year later. In the book, Ellis argued that same-sex relationships could not be characterized as a pathology or a crime and that its importance rose above the arbitrary restrictions imposed by society. He also studied what he called 'inter-generational relationships' and that these also broke societal taboos on age difference in sexual relationships. The book was so controversial at the time that one bookseller was charged in court for holding copies of the work. It is claimed that Ellis coined the term 'homosexual', but in fact he disliked the word due to its conflation of Greek and Latin.
These early proponents of LGBT rights, such as Carpenter, were often aligned with a broader socio-political movement known as 'free love'; a critique of Victorian sexual morality and the traditional institutions of family and marriage that were seen to enslave women. Some advocates of free love in the early 20th century, including Russian anarchist and feminist Emma Goldman, also spoke in defense of same-sex love and challenged repressive legislation.
An early LGBT movement also began in Germany at the turn of the 20th century, centering on the doctor and writer Magnus Hirschfeld. In 1897 he formed the Scientific-Humanitarian Committee campaign publicly against the notorious law "Paragraph 175", which made sex between men illegal. Adolf Brand later broke away from the group, disagreeing with Hirschfeld's medical view of the "intermediate sex", seeing male-male sex as merely an aspect of manly virility and male social bonding. Brand was the first to use "outing" as a political strategy, claiming that German Chancellor Bernhard von Bülow engaged in homosexual activity.
The 1901 book Sind es Frauen? Roman über das Dritte Geschlecht (English: Are These Women? Novel about the Third Sex) by Aimée Duc was as much a political treatise as a novel, criticizing pathological theories of homosexuality and gender inversion in women. Anna Rüling, delivering a public speech in 1904 at the request of Hirschfeld, became the first female Uranian activist. Rüling, who also saw "men, women, and homosexuals" as three distinct genders, called for an alliance between the women's and sexual reform movements, but this speech is her only known contribution to the cause. Women only began to join the previously male-dominated sexual reform movement around 1910 when the German government tried to expand Paragraph 175 to outlaw sex between women. Heterosexual feminist leader Helene Stöcker became a prominent figure in the movement. Friedrich Radszuweit published LGBT literature and magazines in Berlin (e.g., Die Freundin).
Hirschfeld, whose life was dedicated to social progress for people who were transsexual, transvestite and homosexual, formed the Institut für Sexualwissenschaft (Institute for Sexology) in 1919. The institute conducted an enormous amount of research, saw thousands of transgender and homosexual clients at consultations, and championed a broad range of sexual reforms including sex education, contraception and women's rights. However, the gains made in Germany would soon be drastically reversed with the rise of Nazism, and the institute and its library were destroyed in 1933. The Swiss journal Der Kreis was the only part of the movement to continue through the Nazi era.
USSR's Criminal Code of 1922 decriminalized homosexuality. This was a remarkable step in the USSR at the time – which was very backward economically and socially, and where many conservative attitudes towards sexuality prevailed. This step was part of a larger project of freeing sexual relationships and expanding women's rights – including legalizing abortion, granting divorce on demand, equal rights for women, and attempts to socialize housework. During Stalin's era, however, USSR reverted all these progressive measures – re-criminalizing homosexuality and imprisoning gay men and banning abortion.
In 1928, English writer Radclyffe Hall published a novel titled The Well of Loneliness. Its plot centers on Stephen Gordon, a woman who identifies herself as an invert after reading Krafft-Ebing's Psychopathia Sexualis, and lives within the homosexual subculture of Paris. The novel included a foreword by Havelock Ellis and was intended to be a call for tolerance for inverts by publicizing their disadvantages and accidents of being born inverted. Hall subscribed to Ellis and Krafft-Ebing's theories and rejected (conservatively understood version of) Freud's theory that same-sex attraction was caused by childhood trauma and was curable.
In the United States, several secret or semi-secret groups were formed explicitly to advance the rights of homosexuals as early as the turn of the 20th century, but little is known about them. A better documented group is Henry Gerber's Society for Human Rights formed in Chicago in 1924, which was quickly suppressed.
Homophile movement (1945–1969)
Immediately following World War II, a number of homosexual rights groups came into being or were revived across the Western world, in Britain, France, Germany, the Netherlands, the Scandinavian countries and the United States. These groups usually preferred the term homophile to homosexual, emphasizing love over sex. The homophile movement began in the late 1940s with groups in the Netherlands and Denmark, and continued throughout the 1950s and 1960s with groups in Sweden, Norway, the United States, France, Britain and elsewhere. ONE, Inc., the first public homosexual organization in the U.S, was bankrolled by the wealthy transsexual man Reed Erickson. A U.S. transgender rights journal, Transvestia: The Journal of the American Society for Equality in Dress, also published two issues in 1952.
The homophile movement lobbied to establish a prominent influence in political systems of social acceptability. Radicals of the 1970s would later disparage the homophile groups for being assimilationist. Any demonstrations were orderly and polite. By 1969, there were dozens of homophile organizations and publications in the U.S, and a national organization had been formed, but they were largely ignored by the media. A 1965 gay march held in front of Independence Hall in Philadelphia, according to some historians, marked the beginning of the modern gay rights movement. Meanwhile, in San Francisco, the LGBT youth organization Vanguard was formed by Adrian Ravarour to demonstrate for equality, and Vanguard members protested for equal rights during the months of April–July 1966, followed by the August 1966 Compton's riot, where transgender street prostitutes in the poor neighborhood of Tenderloin rioted against police harassment at a popular all-night restaurant, Gene Compton's Cafeteria.
The Wolfenden Report was published in Britain on September 4, 1957, after publicized convictions for homosexuality of well-known men, including Edward Douglas-Scott-Montagu, 3rd Baron Montagu of Beaulieu. Disregarding the conventional ideas of the day, the committee recommended that "homosexual behaviour between consenting adults in private should no longer be a criminal offence". All but James Adair were in favor of this and, contrary to some medical and psychiatric witnesses' evidence at that time, found that "homosexuality cannot legitimately be regarded as a disease, because in many cases it is the only symptom and is compatible with full mental health in other respects." The report added, "The law's function is to preserve public order and decency, to protect the citizen from what is offensive or injurious, and to provide sufficient safeguards against exploitation and corruption of others … It is not, in our view, the function of the law to intervene in the private life of citizens, or to seek to enforce any particular pattern of behavior."
The report eventually led to the introduction of the Sexual Offences Bill 1967 supported by Labour MP Roy Jenkins, then the Labour Home Secretary. When passed, the Sexual Offenses Act decriminalized homosexual acts between two men over 21 years of age in private in England and Wales. The seemingly innocuous phrase 'in private' led to the prosecution of participants in sex acts involving three or more men, e.g. the Bolton 7 who were so convicted as recently as 1998.
Bisexual activism became more visible toward the end of the 1960s in the United States. In 1966 bisexual activist Robert A. Martin (a.k.a. Donny the Punk) founded the Student Homophile League at Columbia University and New York University. In 1967 Columbia University officially recognized this group, thus making them the first college in the United States to officially recognize a gay student group. Activism on behalf of bisexuals in particular also began to grow, especially in San Francisco. One of the earliest organizations for bisexuals, the Sexual Freedom League in San Francisco, was facilitated by Margo Rila and Frank Esposito beginning in 1967. Two years later, during a staff meeting at a San Francisco mental health facility serving LGBT people, nurse Maggi Rubenstein came out as bisexual. Due to this, bisexuals began to be included in the facility's programs for the first time.
Gay Liberation movement (1969–1974)
The new social movements of the sixties, such as the Black Power and anti-Vietnam war movements in the US, the May 1968 insurrection in France, and Women's Liberation throughout the Western world, inspired many LGBT activists to become more radical, and the Gay Liberation movement emerged towards the end of the decade. This new radicalism is often attributed to the Stonewall riots of 1969, when a group of gay men, lesbians, drag queens and transgender women at a bar in New York City resisted a police raid.
Immediately after Stonewall, such groups as the Gay Liberation Front (GLF) and the Gay Activists' Alliance (GAA) were formed. Their use of the word gay represented a new unapologetic defiance—as an antonym for straight ("respectable sexual behavior"), it encompassed a range of non-normative sexuality and sought ultimately to free the bisexual potential in everyone, rendering obsolete the categories of homosexual and heterosexual. According to Gay Lib writer Toby Marotta, "their Gay political outlooks were not homophile but liberationist". "Out, loud and proud," they engaged in colorful street theater. The GLF's "A Gay Manifesto" set out the aims for the fledgling gay liberation movement, and influential intellectual Paul Goodman published "The Politics of Being Queer" (1969). Chapters of the GLF were established across the U.S. and in other parts of the Western world. The Front Homosexuel d'Action Révolutionnaire was formed in 1971 by lesbians who split from the Mouvement Homophile de France.
The Gay liberation movement overall, like the gay community generally and historically, has had varying degrees of gender nonconformity and assimilationist platforms among its members. Early marches by the Mattachine society and Daughters of Bilitis stressed looking "respectable" and mainstream, and after the Stonewall Uprising the Mattachine Society posted a sign in the window of the club calling for peace. Gender nonconformity has always been a primary way of signaling homosexuality and bisexuality, and by the late 1960s and mainstream fashion was increasingly incorporating what by the 1970s would be considered "unisex" fashions. In 1970, the drag queen caucus of the GLF, including Marsha P. Johnson and Sylvia Rivera, formed the group Street Transvestite Action Revolutionaries (STAR), which focused on providing support for gay prisoners, housing for homeless gay youth and street people, especially other young "street queens". In 1969, Lee Brewster and Bunny Eisenhower formed the Queens Liberation Front (QLF), partially in protest to the treatment of the drag queens at the first Christopher Street Liberation Day March.
Bisexual activist Brenda Howard is known as the "Mother of Pride" for her work in coordinating the march, which occurred in 1970 in New York City, and she also originated the idea for a week-long series of events around Pride Day which became the genesis of the annual LGBT Pride celebrations that are now held around the world every June. Additionally, Howard along with the bisexual activist Robert A. Martin (aka Donny the Punk) and gay activist L. Craig Schoonmaker are credited with popularizing the word "Pride" to describe these festivities. Bisexual activist Tom Limoncelli later stated, "The next time someone asks you why LGBT Pride marches exist or why [LGBT] Pride Month is June tell them 'A bisexual woman named Brenda Howard thought it should be.'"
One of the values of the movement was gay pride. Within weeks of the Stonewall Riots, Craig Rodwell, proprietor of the Oscar Wilde Memorial Bookshop in lower Manhattan, persuaded the Eastern Regional Conference of Homophile Organizations (ERCHO) to replace the Fourth of July Annual Reminder at Independence Hall in Philadelphia with a first commemoration of the Stonewall Riots. Liberation groups, including the Gay Liberation Front, Queens, the Gay Activists Alliance, Radicalesbians, and Street Transvestites Action Revolutionaries (STAR) all took part in the first Gay Pride Week. Los Angeles held a big parade on the first Gay Pride Day. Smaller demonstrations were held in San Francisco, Chicago, and Boston.
In the United Kingdom the GLF had its first meeting in the basement of the London School of Economics on October 13, 1970. Bob Mellors and Aubrey Walter had seen the effect of the GLF in the United States and created a parallel movement based on revolutionary politics and alternative lifestyle.
By 1971, the UK GLF was recognized as a political movement in the national press, holding weekly meetings of 200 to 300 people. The GLF Manifesto was published, and a series of high-profile direct actions, were carried out.
The disruption of the opening of the 1971 Festival of Light was the best organized of GLF action. The Festival of Light, whose leading figures included Mary Whitehouse, met at Methodist Central Hall. Groups of GLF members in drag invaded and spontaneously kissed each other; others released mice, sounded horns, and unveiled banners, and a contingent dressed as workmen obtained access to the basement and shut off the lights.
In 1971 the gay liberation movement in Germany and Switzerland started with Rosa von Praunheims movie It Is Not the Homosexual Who Is Perverse, But the Society in Which He Lives.
Easter 1972 saw the Gay Lib annual conference held in the Guild of Undergraduates Union (students union) building at the University of Birmingham.
In May 1974 the American Psychiatric Association, after years of pressure from activists, changed the wording concerning homosexuality in the Sixth printing of the Diagnostic and Statistical Manual of Mental Disorders from a "mental disorder" to that of a "sexual orientation disturbance". While still not a flattering description, it took gay people out of the category of being automatically considered mentally ill simply for their sexual orientation.
By 1974, internal disagreements had led to the movement's splintering. Organizations that spun off from the movement included the London Lesbian and Gay Switchboard, Gay News, and Icebreakers. The GLF Information Service continued for a few further years providing gay related resources. GLF branches had been set up in some provincial British towns (e.g., Bradford, Bristol, Leeds, and Leicester) and some survived for a few years longer. The Leicester group founded by Jeff Martin was noted for its involvement in the setting up of the local "Gayline", which is still active today and has received funding from the National Lottery. They also carried out a high-profile campaign against the local paper, the Leicester Mercury, which refused to advertise Gayline's services at the time.
In 1972, Sweden became the first country in the world to allow people who were transsexual by legislation to surgically change their sex and provide free hormone replacement therapy. Sweden also permitted the age of consent for same-sex partners to be at age 15, making it equal to heterosexual couples.
In Japan, LGBT groups were established in the 1970s. In 1971, Ken Togo ran for the Upper House election.
LGBT rights movement (1972–present)
1972–1986
Bisexuals became more visible in the LGBT rights movement in the 1970s. In 1972 a Quaker group, the Committee of Friends on Bisexuality, issued the "Ithaca Statement on Bisexuality" supporting bisexuals. In that same year the National Bisexual Liberation Group formed in New York. In 1976 the San Francisco Bisexual Center opened.
From the anarchist Gay Liberation movement of the early 1970s arose a more reformist and single-issue Gay Rights movement, which portrayed gays and lesbians as a minority group and used the language of civil rights—in many respects continuing the work of the homophile period. In Berlin, for example, the radical was eclipsed by the .
Gay and lesbian rights advocates argued that one's sexual orientation does not reflect on one's gender; that is, "you can be a man and desire a man... without any implications for your gender identity as a man," and the same is true if you are a woman. Gays and lesbians were presented as identical to heterosexuals in all ways but private sexual practices, and butch "bar dykes" and flamboyant "street queens" were seen as negative stereotypes of lesbians and gays. Veteran activists such as Sylvia Rivera and Beth Elliot were sidelined or expelled because they were transgender.
In 1974, Maureen Colquhoun came out as the first Lesbian Member of Parliament (MP) for the Labour Party in the UK. When elected she was married in a heterosexual marriage.
In 1975, the groundbreaking film portraying homosexual gay icon Quentin Crisp's life, The Naked Civil Servant, was transmitted by Thames Television for the British Television channel ITV. The British journal Gay Left also began publication. After British Home Stores sacked an openly gay trainee Tony Whitehead, a national campaign subsequently picketed their stores in protest.
In 1977, Harvey Milk was elected to the San Francisco Board of Supervisors becoming the first openly gay man in the State of California to be elected to public office. Milk was assassinated by a former city supervisor Dan White in 1978.
In 1977, a former Miss America contestant and orange juice spokesperson, Anita Bryant, began a campaign "Save Our Children", in Dade County, Florida (greater Miami), which proved to be a major setback in the Gay Liberation movement. Essentially, she established an organization which put forth an amendment to the laws of the county which resulted in the firing of many public school teachers on the suspicion that they were homosexual.
In 1979, a number of people in Sweden called in sick with a case of being homosexual, in protest of homosexuality being classified as an illness. This was followed by an activist occupation of the main office of the National Board of Health and Welfare. Within a few months, Sweden became the first country in the world to remove homosexuality as an illness.
Lesbian feminism, which was most influential from the mid-1970s to the mid-1980s, encouraged women to direct their energies toward other women rather than men, and advocated lesbianism as the logical result of feminism. As with Gay Liberation, this understanding of the lesbian potential in all women was at odds with the minority-rights framework of the Gay Rights movement. Many women of the Gay Liberation movement felt frustrated at the domination of the movement by men and formed separate organisations; some who felt gender differences between men and women could not be resolved developed "lesbian separatism," influenced by writings such as Jill Johnston's 1973 book Lesbian Nation. Organizers at the time focused on this issue. Diane Felix, also known as DJ Chili D in the Bay Area club scene, is a Latino American lesbian once joined the Latino American queer organization GALA. She was known for creating entertainment spaces specifically for queer women, especially in Latino American community. These places included gay bars in San Francisco such as A Little More and Colors. Disagreements between different political philosophies were, at times, extremely heated, and became known as the lesbian sex wars, clashing in particular over views on sadomasochism, prostitution and transsexuality. The term "gay" came to be more strongly associated with homosexual males.
In Canada, the coming into effect of Section 15 of the Canadian Charter of Rights and Freedoms in 1985 saw a shift in the gay rights movement in Canada, as Canadian gays and lesbians moved from liberation to litigious strategies. Premised on Charter protections and on the notion of the immutability of homosexuality, judicial rulings rapidly advanced rights, including those that compelled the Canadian government to legalize same-sex marriage. It has been argued that while this strategy was extremely effective in advancing the safety, dignity and equality of Canadian homosexuals, its emphasis of sameness came at the expense of difference and may have undermined opportunities for more meaningful change.
Mark Segal, often referred to as the dean of American gay journalism, disrupted the CBS evening news with Walter Cronkite in 1973, an event covered in newspapers across the country and viewed by 60% of American households, many seeing or hearing about homosexuality for the first time.
Another setback in the United States occurred in 1986, when the US Supreme Court upheld a Georgia anti-sodomy law in the case Bowers v. Hardwick. (This ruling would be overturned two decades later in Lawrence v. Texas).
1987–2000
AIDS epidemic
Some historians posit that a new era of the gay rights movement began in the 1980s with the emergence of AIDS, which decimated the leadership and shifted the focus for many. This era saw a resurgence of militancy with direct action groups like AIDS Coalition to Unleash Power (ACT UP), formed in 1987, as well as its offshoots Queer Nation (1990) and the Lesbian Avengers (1992). Some younger activists, seeing gay and lesbian as increasingly normative and politically conservative, began using queer as a defiant statement of all sexual minorities and gender variant people—just as the earlier liberationists had done with gay. Less confrontational terms that attempt to reunite the interests of lesbian, gay, bisexual, and transgender people also became prominent, including various acronyms like LGBT, LGBTQ, and LGBTI, where the Q and I stand for queer or questioning and intersex, respectively.
Warrenton "War Conference"
A "War Conference" of 200 gay leaders was held in Warrenton, Virginia, in 1988. The closing statement of the conference set out a plan for a media campaign:
The statement also called for an annual planning conference "to help set and modify our national agenda." The Human Rights Campaign lists this event as a milestone in gay history and identifies it as where National Coming Out Day originated.
On June 24, 1994, the first Gay Pride march was celebrated in Asia in the Philippines. In the Middle East, LGBT organizations remain illegal, and LGBT rights activists face extreme opposition from the state. The 1990s also saw the emergence of many LGBT youth movements and organizations such as LGBT youth centers, gay-straight alliances in high schools, and youth-specific activism, such as the National Day of Silence. Colleges also became places of LGBT activism and support for activists and LGBT people in general, with many colleges opening LGBT centers.
The 1990s also saw a rapid push of the transgender movement, while at the same time a "sidelining of the identity of those who are transsexual." In the English-speaking world, Leslie Feinberg published Transgender Liberation: A Movement Whose Time Has Come in 1992. Gender-variant peoples across the globe also formed minority rights movements. Hijra activists campaigned for recognition as a third sex in India and Travesti groups began to organize against police brutality across Latin America while activists in the United States formed direct-confrontation groups such as the Transexual Menace.
21st century
The Netherlands was the first country to allow same-sex marriage in 2001. Following with Belgium in 2003 and Spain and Canada in 2005. , same-sex marriages are also recognized in South Africa, Norway, Sweden, Portugal, Iceland, Argentina, Mexico, Denmark, Brazil, France, Uruguay, New Zealand, United Kingdom, Luxembourg, Ireland, the United States, Colombia, Finland, Germany, Malta, Australia, Austria, Taiwan, Ecuador and Costa Rica. South Africa became the first African nation to legalize same-sex marriage in 2006, and is currently the only African nation where same-sex marriage is legal. During this same period, some municipalities have been enacting laws against homosexuality. For example, Rhea County, Tennessee, unsuccessfully tried to "ban homosexuals" in 2006.
In 2003, in the case Lawrence v. Texas, the Supreme Court of the United States struck down sodomy laws in fourteen states, making consensual homosexual sex legal in all 50 states, a significant step forward in LGBT activism and one that had been fought for by activists since the inception of modern LGBT social movements.
From November 6 to 9, 2006, The Yogyakarta Principles on application of international human rights law in relation to sexual orientation and gender identity was adopted by an international meeting of 29 specialists in Yogyakarta, the International Commission of Jurists and the International Service for Human Rights.
The UN declaration on sexual orientation and gender identity gathered 66 signatures in the United Nations General Assembly on December 13, 2008.
On October 22, 2009, the assembly of the Church of Sweden, voted strongly in favour of giving its blessing to homosexual couples, including the use of the term marriage, ("matrimony").
Iceland became the first country in the world to legalize same-sex marriage through a unanimous vote: 49–0, on June 11, 2010. A month later, Argentina became the first country in Latin America to legalize same-sex marriage.
South Africa became the first African nation to legalize same-sex marriage in 2006, and it remains the only African country where same-sex marriage is legal. Despite this uptick in tolerance of the LGBT community in South Africa, so-called corrective rapes have become prevalent in response, primarily targeting the poorer women who live in townships and those who have no recourse in responding to the crimes because of the notable lack of police presence and prejudice they may face for reporting assaults.
The 1993 "Don't ask, don't tell" law, forbidding homosexual people from serving openly in the United States military, was repealed in 2010. This meant that gays and lesbians could now serve openly in the military without any fear of being discharged because of their sexual orientation. In 2012, the United States Department of Housing and Urban Development's Office of Fair Housing and Equal Opportunity issued a regulation to prohibit discrimination in federally-assisted housing programs. The new regulations ensure that the Department's core housing programs are open to all eligible persons, regardless of sexual orientation or gender identity.
In early 2014 a series of protests organized by Add The Words, Idaho and former state senator Nicole LeFavour, some including civil disobedience and concomitant arrests, took place in Boise, Idaho which advocated adding the words "sexual orientation" and "gender identity" to the state's Human Rights act.
On June 26, 2015, in Obergefell v. Hodges, the U.S. Supreme Court ruled 5-to-4 that the Constitution requires that same-sex couples be allowed to marry no matter where they live in the United States. With this ruling, the United States became the 17th country to legalize same-sex marriages entirely.
Between September 12 and November 7, 2017, Australia held a national survey on the subject of same sex marriage; 61.6% of respondents supported legally recognizing same-sex marriage nationwide. This cleared the way for a private member's bill to be debated in the federal parliament.
On September 6, 2018, consensual gay sex was legalised in India by their Supreme Court.
In June 2020, the United States Supreme Court ruled that the 1964 Civil Rights Act could protect gay and transgender people from workplace discrimination. The Bostock v. Clayton County decision found that protections guaranteed on the basis of sex could extend to sexual orientation and identity in areas like housing and employment. Democrats such as then-presidential candidate Joe Biden praised the decision.
In October 2020, the Council of Europe's Sexual Orientation and Gender Identity (SOGI) Unit, along with the European Court of Human Rights, held a conference to mark the 70th anniversary of the European Convention on Human Rights on October 8, 2020. The entity announced launching an event called "A 'Living Instrument' for Everyone: The Role of the European Convention on Human Rights in Advancing Equality for LGBTI persons", focused on the progress achieved in equality for LGBTI persons in Europe through the European Convention mechanism.
President Biden signed an executive order barring LGBTQ discrimination on his first day in office. Later the same year, Biden reversed a Trump-era policy of banning transgender people from the military, authorized embassies to fly the pride flag, and officially recognized June as Pride Month.
Public opinion
LGBT movements are opposed by a variety of individuals and organizations."Roman Catholics and Homosexuality", Ontario Consultants on Religious Tolerance (2006)Shafran, Rabbi Avi. "Jewish Law: Marital Problems". Jewish Law Commentary: Examining Halacha, Jewish Issues, and Secular Law. They may have a personal, political or religious prejudice to gay rights, homosexual relations or gay people. Opponents say same-sex relationships are not marriages, that legalization of same-sex marriage will open the door for the legalization of polygamy, that it is unnatural and that it encourages unhealthy behavior. Some social conservatives believe that all sexual relationships with people other than an opposite-sex spouse undermines the traditional family and that children should be reared in homes with both a father and a mother."The Family: A Proclamation to the World", lds.org. As society in some countries (mostly in Western Europe, North America, Australia, New Zealand, Japan and Taiwan) has become more accepting of homosexuality, there therefore has also been the emergence of many groups that desire to end homosexuality; during the 1990s, one of the best known groups that was established with this goal is the ex-gay movement.
Some people worry that gay rights conflict with individuals' freedom of speech, religious freedoms in the workplace, and the ability to run churches, charitable organizations and other religious organizations that hold opposing social and cultural views to LGBT rights. There is also concern that religious organizations might be forced to accept and perform same-sex marriages or risk losing their tax-exempt status.
Eric Rofes author of the book, A Radical Rethinking of Sexuality and Schooling: Status Quo or Status Queer?, argues that the inclusion of teachings on homosexuality in public schools will play an important role in transforming public ideas about lesbian and gay individuals. As a former teacher in the public school system, Rofes recounts how he was fired from his teaching position after making the decision to come out as gay. As a result of the stigma that he faced as a gay teacher he emphasizes the necessity of the public to take radical approaches to making significant changes in public attitudes about homosexuality. According to Rofes, radical approaches are grounded in the belief that "something fundamental needs to be transformed for authentic and sweeping changes to occur."The radical approaches proposed by Rofes have been met with strong opposition from anti-gay rights activists such as John Briggs. Former California senator, John Briggs proposed Proposition 6, a ballot initiative that would require that all California state public schools fire any gay or lesbian teachers or counselors, along with any faculty that displayed support for gay rights in an effort to prevent what he believe to be " the corruption of the children's minds". The exclusion of homosexuality from the sexual education curriculum, in addition to the absence of sexual counseling programs in public schools, has resulted in increased feelings of isolation and alienation for gay and lesbian students who desire to have gay counseling programs that will help them come to terms with their sexual orientation. Eric Rofes founder of youth homosexual programs, such as Out There and Committee for Gay Youth, stresses the importance of having support programs that help youth learn to identify with their sexual orientation.
David Campos, author of the book, Sex, Youth, and Sex Education: A Reference Handbook, illuminates the argument proposed by proponents of sexual education programs in public schools. Many gay rights supporters argue that teachings about the diverse sexual orientations that exist outside of heterosexuality are pertinent to creating students that are well informed about the world around them. However, Campos also acknowledges that the sex education curriculum alone cannot teach youth about factors associated with sexual orientation but instead he suggests that schools implement policies that create safe school learning environments and foster support for LGBT youth. It is his belief that schools that provide unbiased, factual information about sexual orientation, along with supportive counseling programs for these homosexual youth will transform the way society treats homosexuality.
Many opponents of LGBT social movements have attributed their indifference toward homosexuality as being a result of the immoral values that it may instill in children who are exposed to homosexual individuals. In opposition to this claim, many proponents of increased education about homosexuality suggest that educators should refrain from teaching about sexuality in schools entirely. In her book entitled "Gay and Lesbian Movement," Margaret Cruickshank provides statistical data from the Harris and Yankelovich polls which confirmed that over 80% of American adults believe that students should be educated about sexuality within their public school. In addition, the poll also found that 75% of parents believe that homosexuality and abortion should be included in the curriculum as well. An assessment conducted on California public school systems discovered that only 2% of all parents actually disapproved of their child being taught about sexuality in school.
It had been suggested that education has a positive impact on support for same sex marriage. African Americans statistically have lower rates of educational achievement; however, the education level of African Americans does not have as much significance on their attitude towards same-sex marriage as it does on white attitudes. Educational attainment among whites has a significant positive effect on support for same-sex marriage, whereas the direct effect of education among African Americans is less significant. The income levels of whites have a direct and positive correlation with support for same-sex marriage, but African American income level is not significantly associated with attitudes toward same-sex marriage.
Location also affects ideas towards same-sex marriage; residents of rural and southern areas are significantly more opposed to same-sex marriage in comparison to residents elsewhere. Gays and lesbians that live in rural areas face many challenges, including: sparse populations and the traditional culture held closely by the small population of most rural areas, generally hostile social climates towards gays relative to urban areas, and less social and institution support and access compared to urban areas. In order to combat this problem that the LGBT community faces, social networks and apps such as Moovs have been created for "LGBT individuals with like-minds" that are "enabled to connect, share, and feel the heartbeat of the community as one."
In a study conducted by Darren E. Sherkat, Kylan M. de Vries, and Stacia Creek at the Southern Illinois University Carbondale, researchers found that women tend to be more consistently supportive of LGBT rights than men and that individuals that are divorced or have never married are also more likely to grant marital rights to same-sex couples than married or widowed individuals. They also claimed that white women are significantly more supportive than white men, but there are no gender discrepancies among African Americans. The year in which one was born was also found to be a strong indicator of attitude towards same-sex marriage—generations born after 1946 are considerably more supportive of same-sex marriage than older generations. Finally, the study reported that statistically African Americans are more opposed to same-sex marriage than any other ethnicity.
Studies show that Non-Protestant Christians are much more likely to support same-sex unions than Protestants; 63% of African Americans claim that they are Baptist or Protestant, whereas only 30% of white Americans are. Religion, as measured by individuals' religious affiliations, behaviors, and beliefs, has a lot of influence in structuring same-sex union attitudes and consistently influences opinions about homosexuality. The most liberal attitudes are generally reflected by Jews, liberal Protestants, and people who are not affiliated with religion. This is because many of their religious traditions have not "systematically condemned homosexual behaviors" in recent years. Moderate and tolerant attitudes are generally reflected by Catholics and moderate Protestants. And lastly, the most conservative views are held by Evangelical Protestants. Moreover, it is a tendency for one to be less tolerant of homosexuality if their social network is strongly tied to a religious congregation. Organized religion, especially Protestant and Baptist affiliations, espouse conservative views which traditionally denounce same-sex unions. Therefore, these congregations are more likely to hear messages of this nature. Polls have also indicated that the amount and level of personal contact that individuals have with homosexual individuals and traditional morality affects attitudes of same-sex marriage and homosexuality.
References
Further reading
Robert Aldrich, (ed.) Gay Life and Culture: A World History. London: Thames & Hudson, 2006.
Neil Miller. Out of the Past: Gay and Lesbian history from 1869 to the present''. New York: Alyson Books; 2006.
Movements for civil rights
Egalitarianism
LGBT history
Political ideologies
Political neologisms
Subcultures
Queer theory
Articles containing video clips |
13090 | https://en.wikipedia.org/wiki/Gotham%20City | Gotham City | Gotham City ( ), or simply Gotham, is a fictional city appearing in American comic books published by DC Comics, best known as the home of the superhero Batman and his close allies. The city was first identified as Batman's place of residence in Batman #4 (December 1940) and has since been the primary setting for stories featuring the character.
Gotham City is traditionally depicted as being located in the U.S. state of New Jersey. Gotham's look and atmosphere was primarily influenced by New York City and Chicago. Batman co-creator Bill Finger chose the name "Gotham" so that the residents of any city could identify with it.
Locations used as inspiration or filming locations for Gotham City in the live-action Batman films and television series have included Chicago, Pittsburgh, Los Angeles, New York City, Newark, London and Glasgow.
Origin of name
Writer Bill Finger, on the naming of the city, said, "Originally I was going to call Gotham City 'Civic City.' Then I tried 'Capital City,' then 'Coast City.' Then I flipped through the New York City phone book and spotted the name 'Gotham Jewelers' and said, 'That's it,' Gotham City. We didn't call it New York because we wanted anybody in any city to identify with it."
"Gotham" has been a nickname for New York City that first became popular in the nineteenth century; Washington Irving had first attached it to New York in the November 11, 1807 edition of his Salmagundi, a periodical which lampooned New York culture and politics. Irving took the name from the village of Gotham, Nottinghamshire, England: a place inhabited, according to folklore, by fools.
Geography
Location in New Jersey
Gotham City, like other cities in the DC Universe, has varied in its portrayals over the decades, but the city's location is traditionally depicted as being in the state of New Jersey. In Amazing World of DC Comics #14 (March 1977), publisher Mark Gruenwald discusses the history of the Justice League and indicates that Gotham City is located in New Jersey.
In The World's Greatest Super Heroes (August 13, 1978) comic strip, a map is shown placing Gotham City in New Jersey and Metropolis in Delaware. World's Finest Comics #259 (November 1979) also confirms that Gotham is in New Jersey. The New Adventures of Superboy #22 (October 1981) and the 1990 Atlas of the DC Universe both show maps of Gotham City in New Jersey and Metropolis in the state of Delaware.
Detective Comics #503 (June 1983) includes several references suggesting Gotham City is in New Jersey. A location on the Jersey Shore is described as "twenty miles north of Gotham". Within the same issue, Robin and Batgirl drive from a "secret New Jersey airfield" to Gotham City and then drive on the "Hudson County Highway", a reference to the real-life Hudson County in New Jersey.
Batman: Shadow of the Bat Annual #1 (June 1993) further establishes that Gotham City is in New Jersey. Sal E. Jordan's driver's license in the comic shows his address as "72 Faxcol Dr Gotham City, NJ 12345", although the ZIP Code is actually in Schenectady, New York.
The 2016 film Suicide Squad reveals Gotham City to be in the state of New Jersey within the DC Extended Universe.
In relation to Metropolis
Gotham City is the home of Batman, just as Metropolis is home to Superman, and the two heroes often work together in both cities. In comic book depictions, the exact distance between Gotham and Metropolis has varied over the years, with the cities usually being within driving distance of each other. The two cities are sometimes portrayed as twin cities on opposite sides of the Delaware Bay, with Gotham in New Jersey and Metropolis in Delaware. The Atlas of the DC Universe from the 1990s places Metropolis in Delaware and Gotham City in New Jersey.
New York has also garnered the nickname Metropolis to describe the city in the daytime in popular culture, contrasting with Gotham, sometimes used to describe New York City at night. During the Bronze Age of Comic Books, the Metro-Narrows Bridge was depicted as the main route connecting the twin cities of Metropolis and Gotham City. It has been described as being the longest suspension bridge in the world.
A map appeared in The New Adventures of Superboy #22 (October 1981), that showed Smallville within driving distance of both Metropolis and Gotham City; Smallville was relocated to Kansas in post-Crisis continuity. A map of the United States in The Secret Files & Origins Guide to the DC Universe 2000 #1 (March 2000) depicts Metropolis and Gotham City as being somewhere in the Tri-state Area alongside Blüdhaven.
Within the DC Extended Universe, the 2016 film Batman v Superman: Dawn of Justice depicts Gotham City as being located across a bay from Metropolis.
History
A Norwegian mercenary, Captain Jon Logerquist, founded Gotham City in 1635 and the British later took it over—a story that parallels the founding of New York by the Dutch (as New Amsterdam) and later takeover by the British. During the American Revolutionary War, Gotham City was the site of a major battle (paralleling the real-life Battle of Brooklyn). This was detailed in Rick Veitch's Swamp Thing #85 featuring Tomahawk. Rumors held it to be the site of various occult rites.
The 2011 comic book series Batman: Gates of Gotham details a history of Gotham City in which Alan Wayne (Bruce Wayne's ancestor), Theodore Cobblepot (Oswald Cobblepot's ancestor), and Edward Elliot (Thomas Elliot's ancestor), are considered the founding fathers of Gotham. In 1881, they constructed three bridges called the Gates of Gotham, each bearing one of their last names. Edward Elliot became increasingly jealous of the Wayne family's popularity and wealth during this period, jealousy that would spread to his great-great-grandson, Thomas Elliot or Hush.
The occult origins of Gotham are further delved into by Peter Milligan's 1990 story arc "Dark Knight, Dark City", which reveals that some of the American Founding Fathers are involved in summoning a bat-demon which becomes trapped beneath old "Gotham Town", its dark influence spreading as Gotham City evolves. A similar trend is followed in 2005's Shadowpact #5 by Bill Willingham, which expands upon Gotham's occult heritage by revealing a being who has slept for 40,000 years beneath the land upon which Gotham City was built. Strega, the being's servant, says that the "dark and often cursed character" of the city was influenced by the being who now uses the name "Doctor Gotham."
In Gotham Underground #2 by Frank Tieri, Tobias Whale claims that 19th century Gotham was run by five rival gangs, until the first "masks" appeared, eventually forming a gang of their own. It is not clear whether these were vigilantes or costumed criminals.
Many storylines have added more events to Gotham's history, at the same time greatly affecting the city and its people. Perhaps the greatest in effect was a long set of serial storylines, which started with Ra's al Ghul releasing a debilitating virus called the "Clench" during the "Contagion" storyline. As that arc concluded, the city was beginning to recover, only to suffer an earthquake measuring 7.6 on the Richter Scale in the 1998 "Cataclysm" storyline. This resulted in the federal government cutting Gotham off from the rest of the United States in the 1999 storyline "No Man's Land", the city's remaining residents forced to engage in gang warfare, either as active participants or paying for protection from groups ranging from the GCPD to the Penguin, just to stay alive. Eventually, Gotham was rebuilt and returned to the U.S. as part of a campaign mounted by Lex Luthor, who used the positive publicity of his role to make a successful bid for the position of President of the United States.
Suggestions of other Gotham City histories include a founding date of 1820 seen in a city seal in Batman: Return of the Caped Crusaders.
Culture
Batman writer and editor Dennis O'Neil has said that, figuratively, Batman's Gotham City is akin to "Manhattan below 14th Street at eleven minutes past midnight on the coldest night in November". Batman artist Neal Adams has long believed that Chicago has been the basis for Gotham, stating "one of the things about Chicago is Chicago has alleys (which are virtually nonexistent in New York). Back alleys, that's where Batman fights all the bad guys." The statement "Metropolis is New York by day; Gotham City is New York by night" has been variously attributed to comics creators Frank Miller and John Byrne.
In designing Batman: The Animated Series, creators Bruce Timm and Eric Radomski emulated the Tim Burton films' "otherworldly timelessness," incorporating period features such as black-and-white title cards, police airships (although no such thing existed, Timm has stated that he found it to fit the show's style), and a "vintage" color scheme with film noir flourishes. Police airships have since been incorporated into Batman comic books and are a recurring element in Gotham City.
Concerning the evolution of Gotham throughout the years, Paul Levitz, Batman editor and former DC Comics president, has stated "each guy adds their own vision. That's the fun of comics, rebuilding a city each time".
Architecture
In Batman: Gothic, Gotham Cathedral plays a central role for the story, as it is built by Mr Whisper, the story's antagonist.
In a 1992 storyline, a man obsessed with Pinkney's architecture blew up several Gotham buildings in order to reveal the Pinkney structures they had hidden; the editorial purpose behind this was to transform the city depicted in the comics to resemble the designs created by Anton Furst for the 1989 Batman film.
Batman Begins features a CGI-augmented version of Chicago while The Dark Knight more directly features Chicago infrastructure and architecture such as Navy Pier. However, The Dark Knight Rises abandoned Chicago, instead shooting in Pittsburgh, Los Angeles, New York City, Newark, New Jersey, London and Glasgow.
Notable residents
Over the years, in various Batman-related titles in the chronological DC Comics continuity, the caped crusader enlists the help of numerous characters, the first being his trusty sidekick, Robin. Although a singular title, many have donned the mantle of the Boy Wonder over the years. The first being Nightwing, then came Red Hood, Red Robin, and finally Batman's son Damian Wayne. In addition to the Robins or former Robins, there is also Catwoman, Batgirl, and Huntress.
Other DC characters have also been depicted to be living in Gotham, such as mercenary Tommy Monaghan and renowned demonologist Jason Blood.
Within modern DC Universe continuity, Batman is not the first hero in Gotham. Stories featuring Alan Scott, the Golden Age Green Lantern, set before and during World War II depict Scott living in Gotham, and later depictions show him running his Gotham Broadcasting Corporation. Also, the original Golden Age Spectre and his sidekick, Percival Popp, live in Gotham City as does Black Canary, Starman, and the Grey Ghost.
DC's 2011 reboot of All Star Western takes place in an Old West-styled Gotham. Jonah Hex and Amadeus Arkham are among this version of Gotham's inhabitants.
Apart from Gotham's superhero residents, the residents of the city feature in a back-up series in Detective Comics called Tales of Gotham City and in two limited series called Gotham Nights. Additionally, the Gotham City Police Department is the focus of the series Gotham Central, as well as the mini-series Gordon's Law, Bullock's Law, and Batman: GCPD.
Mayors
The first Gotham mayor depicted in comics was in Detective Comics #68 (October 1942). Theodore Cobblepot, great grandfather of the Penguin, was mayor in the late nineteenth century. An unnamed mayor ran afoul of the Court of Owls in 1914 and was killed by them. Archibald Brewster was mayor during the Great Depression. Mayor Thorndike was killed by the Made of Wood killer in 1948. Mayor Aubrey James was a contemporary of Thomas Wayne who was stabbed to death. Mayor Jessop was in office shortly after the Wayne murders. A man named Falcone was purportedly mayor during the earliest days of Batman's career. Shortly after, Mayor Wilson Klass directed the GCPD to turn a blind eye to Batman's activities after Batman saved his daughter. Mayor Hill was in office when the Joker debuted, and a man named Gill was mayor early in Batman's career, as was former police commissioner Grogan. An unnamed bald mayor was killed by a villain known as Midnight. Men named Carfax, Bradley Stokes, Sheppard, Taylor, and Hayes all served as mayor. Mayor Charles Chesterfield was killed by a sentient fat-eating blob of grease.
Hamilton Hill became mayor through the backing of crime boss Rupert Thorne but was ultimately ousted from office and replaced by George P. Skowcroft. An unnamed mayor is killed by Deacon Blackfire's followers and replaced by Donald Webster. Mayor Julius Lieberman is killed by a Predator. Mayor Goode served briefly<ref>Robin II #3. DC Comics.</ref> before being replaced by an African American man. Armand Krol became mayor and died of the Clench virus after leaving office. A woman, Marion Grange, became mayor with the backing of Bruce Wayne but was assassinated in Washington, D.C. while trying to secure federal aid for Gotham after an earthquake. In the wake of No Man's Land, Daniel Danforth Dickerson III served as mayor only to be killed by a sniper, after which he was replaced by David Hull. Seamus McGreevy served as mayor in the midst of a criminal conspiracy known as "The Body". An unnamed woman was mayor when Batman returned to Gotham a year after the Infinite Crisis. Sebastian Hady was a corrupt mayor who was eventually killed by the League of Shadows. Councilwoman Muir served as interim mayor when the city was in the grip of a virus that only affected men. Michael Akins, former commissioner of police, was appointed mayor, and later replaced by a man named Atkins. In the wake of Bane's takeover of the city, a man named Dunch served as mayor, and in the aftermath of the Joker War, anti-vigilante mayoral candidate Christopher Nakano wins election in a landslide.
In other media
Television
The 1960s live-action Batman television series never specified Gotham's location though there are hints it actually represents New York City, including a city map and its location across the 'West River' from 'Guernsey City' in 'New Guernsey'. Fictional residents Mayor Linseed (portrayed by Byron Keith) and Governor Stonefellow are also direct allusions to real-life Mayor John Lindsay and Governor Nelson Rockefeller. The related theatrical movie showed Batman to be flying over suburban Los Angeles, the Hollywood Hills, palm trees, a harbor, a beach and a view of the Los Angeles City Hall.
The live-action TV series Gotham was filmed in New York City and was an important requirement of the show's creative team. According to executive producer Danny Cannon, its atmosphere was inspired by the look of the city itself in the 1970s films of Sidney Lumet and William Friedkin. Clues to this include and signs showing phone numbers bearing the area code 212. Donal Logue, who portrayed Harvey Bullock in the series Gotham, described different aspects of that series' design of Gotham City as exhibiting different sensibilities, explaining, "for me, you can step into things that almost feel like the roaring 20s, and then there's this other really kind of heavy Blade Runner vibe floating around. There are elements of it that are completely contemporary and there are pieces of it that are very old-fashioned...There were a couple of examples of modern technology, but maybe an antiquated version of it, that gave me a little bit of sense that it's certainly not the 50s and the 60s...But it's not high tech and it's not futuristic, by any means."
In the TV series Smallville, Gotham City is mentioned by the character Linda Lake in the episode "Hydro", who jokes she can see Gotham from her view. In "Reunion", one of Oliver Queen's friends mentions having to get back to Gotham.
The fifth episode of Young Justice, entitled "Schooled", indicates that Gotham is located in Connecticut, near Bridgeport.
The 2019 series Batwoman, which is set in Gotham City, was filmed in Chicago.
DC Animated Universe
Gotham City is featured heavily in Batman: The Animated Series, The New Batman Adventures and Batman Beyond (where by then in the future is known as Neo-Gotham) and makes cameo appearances in Superman: The Animated Series, Justice League, Justice League Unlimited and Static Shock. When describing Gotham City Paul Dini, a writer and director of the show, stated "In my mind, it was sort of like what if the 1939 World's Fair had gone on another 60 years or so".' In the episode "Joker's Favor", a driver's license lists a Gotham area resident's hometown as "Gotham Estates, NY". In the episode "Avatar", when Bruce Wayne leaves for England, a map shows Gotham City, at the joining of Long Island and the Hudson River. The episode "Fire from Olympus" shows a character's address in a police file indicating that Gotham City is located in New York state. The episode "The Mechanic", however, implies that Gotham resides in a state of the same name; a prison workshop is shown stamping license plates that read "Gotham: The Dark Deco State" (as a reference to the artistic style of the series). The episode "Harlequinade" states that Gotham City has a population of approximately 10 million people. This figure was also given in the 1960s Batman TV series episode "Egg Grows in Gotham", the thirteenth episode of the second season.
Arrowverse
Gotham City was first shown in the Arrowverse as part of "Elseworlds", a 2018 crossover storyline among the shows, which introduced Batwoman, although it had been referred to several times previously.
In The Flash episode "Marathon", a map shows Gotham City in place of Chicago, Illinois.
Films
1989 Batman seriesBatman (1989) director Tim Burton wanted a timeless alternative to New York and described it as "hell burst through the pavement and grew". The look of Gotham was overseen by production designer Anton Furst, who won an Oscar for supervising the art department. Furst stated Batman was "definitely based in many ways on the worst aspects of New York City" and was inspired by Andreas Feininger's photographs of 1940s New York. Furst's draftsman Nigel Phelps created numerous charcoal drawings of the buildings and interior sets for the production.
Following the death of Furst, Burton tapped Bo Welch to oversee production design for Batman Returns (1992). Burton wanted Welch to re-imagine Gotham, stating "Batman didn't feel big to me – it didn't have the power an old American city has". Welch wanted to expand on the same basic concept for the sequel but moved away from European influences to show more American Art Deco/world's fair elements. When asked what inspired his interpretation of Gotham, Welch stated "[H]ow can I create a visual expression of corruption and greed? That got me thinking about the fascistic architecture employed at world's fairs... That feels corrupt because it's evocative of oppressive bureaucracies and dictatorships... So I looked at a lot of [Third Reich] art and images from world's fairs". To physically make the city seem darker, he designed tall "oppressively overbuilt" cityscape that physically blocked out light.
When Joel Schumacher took over directing the Batman film series from Tim Burton, Barbara Ling handled the production design for both of Schumacher's films Batman Forever (1995) and 1997's Batman & Robin. Ling's vision of Gotham City was a luminous and outlandish evocation of modern Expressionism and Constructivism. Its futuristic-like concepts (to a certain extent, akin to the 1982 film Blade Runner) appeared to be sort of a cross between 1930s Manhattan and the "Neo-Tokyo" of Akira. Ling admitted her influences for the Gotham City design came from "neon-ridden Tokyo and the Machine Age. Gotham is like a World's Fair on ecstasy." When Batman is pursuing Two-Face in Batman Forever, the chase ends at Lady Gotham, the fictional equivalent of the Statue of Liberty. During Mr. Freeze's attempt to freeze Gotham in the film Batman & Robin, the targeting screen for his giant laser locates it somewhere on the New England shoreline, possibly as far north as Maine. The soundtrack for Batman & Robin features a song named after the city and sung by R. Kelly, later included on international editions of his 1998 double album R.The Dark Knight Trilogy
Director Christopher Nolan has stated that Chicago inspired his portrayal of Gotham, and the majority of both Batman Begins (2005) and The Dark Knight (2008) were filmed there.
In Batman Begins, Nolan desired that Gotham appeared as a large, modern city that nonetheless reflected a variety of architecture styles and periods, as well as different socioeconomic strata. The production's approach depicted Gotham as an exaggeration of New York City, with elements taken from Chicago, the elevated freeways and monorails of Tokyo, and the "walled city of Kalhoon" in Hong Kong, which was the basis for the slum in the film known as The Narrows.
In The Dark Knight, more Chicago and New York influences were observed. On filming in Chicago, James McAllister, key location manager stated, "visually it's that look like you would see in the comic books." Nolan also stated "there's all these different boroughs, with rivers to interconnect. I think it's hard to get away from that, because Gotham is based on New York."
For The Dark Knight Rises (2012), the production utilized Pittsburgh, Los Angeles, New York City, Newark, New Jersey, London and Glasgow for shots of Gotham City.
DC Extended Universe
Within the DC Extended Universe, Gotham City is located in Gotham County, New Jersey. In Batman v Superman: Dawn of Justice, paperwork mentions that the city is in "Gotham County," and Amanda Waller's files on Deadshot and Harley Quinn in Suicide Squad reveal Gotham City to be located in the state of New Jersey.
Zack Snyder confirmed that Metropolis and Gotham City are in close geographical proximity to each other.
The Boston Globe compared the close proximity of Gotham City and Metropolis to Jersey City, New Jersey and Manhattan, New York. A television spot for Turkish Airlines premiering during the 2016 Super Bowl featured Bruce Wayne (played by the film's star, Ben Affleck) promoting Gotham as a tourist destination.
To create Gotham in Batman v Superman: Dawn of Justice, the creative team "decided to recreate and combine large sections of existing selected city sections and adapt the architecture and layout to fit Gotham's. Thousands of photographs were put through MPC's photogrammetry pipeline to create geometry and textures for each city section."
The Batman
The 2022 Matt Reeves film The Batman used London, Glasgow, Liverpool, and Chicago as filming locations for Gotham City.
DC BlackJoker director and producer Todd Phillips imagined Gotham as a "version of Gotham was the pre-'80s boom New York, or urban northeastern center, but not the iconic New York." When asked how he re-imagined the city, production designer Mark Friedberg stated "our version of Gotham was what groomed him. It was both an appreciation for how severe things got in the city, but also for the world of possibility that lived in the version of that city."
Animated films
During the events of the direct-to-video film Batman & Mr. Freeze: SubZero (1998), a computer screen displaying Barbara Gordon's personal information refers to her location as "Gotham City, NY", and also displays her area code as being 212 – a Manhattan area code.Batman Beyond (1999–2001) envisions a Gotham City in 2039, referred to as "Neo-Gotham".
The 2008 direct-to-DVD film Batman: Gotham Knight shows Gotham as a large city with many skyscrapers and a bustling population.
Video games
Gotham City appears in several video games, including Batman Begins, DC Universe Online, and Mortal Kombat vs. DC Universe. The city makes another appearance in a video game with Injustice: Gods Among Us, where the player can fight in front of and inside of Wayne Manor, on top of a building and in an alley as well. Other games that feature the city include Lego Dimensions, and Rocksteady's Arkham franchise.
Gotham City appears as a location in the 2017 video game Fortnite Battle Royale as part of a crossover in commemoration of Batman's 80th anniversary. It is the fourth incarnation of the game's iconic Tilted Towers area. Players are able to use the Batglider after falling from a great height, as long as they remain in the confines of Gotham City. The location was removed on October 13, 2019 during the game's "The End" live event, in which it was sucked into a Black Hole along with the rest of the Fortnite Chapter 1 Island.
Batman: ArkhamBatman: Arkham Asylum (2009) opens with Batman driving Joker from Gotham City to Arkham Asylum. Joker also threatens to detonate bombs across Gotham. In Batman: Arkham City (2011), the slums of Old Gotham City (the northern island) were converted into Arkham City. Inside the prison walls, this part of Gotham contains various landmarks throughout the story, like Penguin's Iceberg Lounge, the Ace Chemical Plant, the Sionis Steel Mill, the Old Gotham City Police Department building, and the Monarch Theatre with the Wayne murder scene in Crime Alley. Most of these locations have major events in the story. In Batman: Arkham Origins (2013), an earlier, younger version of the city can be seen than that of other games in the Batman: Arkham series. In addition to the northern island, this installment in the series lets players explore a new southern island, connected to the former by the Pioneer's Bridge. The setting of Batman: Arkham Knight (2015), Central Gotham City, is five times larger than Old Gotham. In the novelization for Batman: Arkham Knight, it is revealed that Crime Alley was later renamed Wayne Way months after the 'death' of Batman.
References
General references
Brady, Matthew and Williams, Dwight. Daily Planet Guide to Gotham City. Honesdale, Pennsylvania: West End Games under license from DC Comics, 2000.
Brown, Eliot. "Gotham City Skyline". Secret Files & Origins Guide to the DC Universe 2000. New York: DC Comics, 2000.
Grant, Alan. "The Last Arkham". Batman: Shadow of the Bat #1. New York: DC Comics, 1992.
Loeb, Jeph. Batman: The Long Halloween. New York: DC Comics, 1997.
Miller, Frank. Batman: Year One. New York: DC Comics, 1988.
Morrison, Grant. Arkham Asylum. New York: DC Comics, 1990.
O'Neil, Dennis. "Destroyer". Batman: Legends of the Dark Knight'' #27. New York: DC Comics, 1992.
Inline citations
Fictional elements introduced in 1940
1940 in comics
DC Comics populated places
Fictional populated places in New Jersey
Crime in fiction
DC Comics islands |
13148 | https://en.wikipedia.org/wiki/Gene%20Roddenberry | Gene Roddenberry | Eugene Wesley Roddenberry (August 19, 1921 – October 24, 1991) was an American television screenwriter, producer, and creator of Star Trek: The Original Series, its sequel spin-off series Star Trek: The Animated Series, and Star Trek: The Next Generation. Born in El Paso, Texas, Roddenberry grew up in Los Angeles, where his father was a police officer. Roddenberry flew 89 combat missions in the Army Air Forces during World War II, and worked as a commercial pilot after the war. Later, he followed in his father's footsteps and joined the Los Angeles Police Department, where he also began to write scripts for television.
As a freelance writer, Roddenberry wrote scripts for Highway Patrol, Have Gun – Will Travel, and other series, before creating and producing his own television series, The Lieutenant. In 1964, Roddenberry created Star Trek, which premiered in 1966 and ran for three seasons before being canceled. He then worked on other projects, including a string of failed television pilots. The syndication of Star Trek led to its growing popularity; this, in turn, resulted in the Star Trek feature films, on which Roddenberry continued to produce and consult. In 1987, the sequel series Star Trek: The Next Generation began airing on television in first-run syndication; Roddenberry was heavily involved in the initial development of the series, but took a less active role after the first season due to ill health. He continued to consult on the series until his death in 1991.
In 1985, he became the first TV writer with a star on the Hollywood Walk of Fame, and he was later inducted into both the Science Fiction Hall of Fame and the Academy of Television Arts & Sciences Hall of Fame. Years after his death, Roddenberry was one of the first humans to have his ashes carried into earth orbit. The popularity of the Star Trek universe and films has inspired films, books, comic books, video games, and fan films set in the Star Trek universe.
Early life and career
Gene Roddenberry was born on August 19, 1921, in his parents' rented home in El Paso, Texas, the first child of Eugene Edward Roddenberry and Caroline "Glen" (née Golemon) Roddenberry. The family moved to Los Angeles in 1923 after Gene's father passed the Civil Service test and was given a police commission there. During his childhood, Roddenberry was interested in reading, especially pulp magazines, and was a fan of stories such as John Carter of Mars, Tarzan, and the Skylark series by E. E. Smith.
Roddenberry majored in police science at Los Angeles City College, where he began dating Eileen-Anita Rexroat and became interested in aeronautical engineering. He obtained a pilot's license through the United States Army Air Corps-sponsored Civilian Pilot Training Program. He enlisted with the USAAC on December 18, 1941, and married Eileen on June 13, 1942. He graduated from the USAAC on August 5, 1942, when he was commissioned as a second lieutenant.
He was posted to Bellows Field, Oahu, to join the 394th Bomb Squadron, 5th Bombardment Group, of the Thirteenth Air Force, which flew the Boeing B-17 Flying Fortress.
On August 2, 1943, while flying B-17E-BO, 41-2463, "Yankee Doodle", out of Espiritu Santo, the plane Roddenberry was piloting overshot the runway by and crashed into trees, crushing the nose, and starting a fire, killing two men: bombardier Sgt. John P. Kruger and navigator Lt. Talbert H. Woolam. The official report absolved Roddenberry of any responsibility. Roddenberry spent the remainder of his military career in the United States, and flew all over the country as a plane crash investigator. He was involved in a second plane crash, this time as a passenger. He was awarded the Distinguished Flying Cross and the Air Medal.
In 1945, Roddenberry began flying for Pan American World Airways, including routes from New York to Johannesburg or Calcutta, the two longest Pan Am routes at the time. Listed as a resident of River Edge, New Jersey, he experienced his third crash while on the Clipper Eclipse on June 18, 1947. The plane came down in the Syrian Desert, and Roddenberry, who took control as the ranking flight officer, suffered two broken ribs but was able to drag injured passengers out of the burning plane and led the group to get help. Fourteen (or 15) people died in the crash; 11 passengers needed hospital treatment (including Bishnu Charan Ghosh), and eight were unharmed. He resigned from Pan Am on May 15, 1948, and decided to pursue his dream of writing, particularly for the new medium of television.
Roddenberry applied for a position with the Los Angeles Police Department on January 10, 1949, and spent his first 16 months in the traffic division before being transferred to the newspaper unit. This became the Public Information Division and Roddenberry became the Chief of Police's speech writer. He became technical advisor for a new television version of Mr. District Attorney, which led to him writing for the show under his pseudonym "Robert Wesley". He began to collaborate with Ziv Television Programs, and continued to sell scripts to Mr. District Attorney, in addition to Ziv's Highway Patrol. In early 1956, he sold two story ideas for I Led Three Lives, and he found that it was becoming increasingly difficult to be a writer and a policeman. On June 7, 1956, he resigned from the force to concentrate on his writing career.
Career as full-time writer and producer
Early career
Roddenberry was promoted to head writer for The West Point Story, and wrote 10 scripts for the first season, about a third of the total episodes. While working for Ziv, in 1956, he pitched a series to CBS set aboard a cruise ship, Hawaii Passage, but they did not buy it, as he wanted to become a producer and have full creative control. He wrote another script for Ziv's series Harbourmaster titled "Coastal Security", and signed a contract with the company to develop a show called Junior Executive with Quinn Martin. Nothing came of the series.
He wrote scripts for a number of other series in his early years as a professional writer, including Bat Masterson and Jefferson Drum. Roddenberry's episode of the series Have Gun – Will Travel, "Helen of Abajinian", won the Writers Guild of America award for Best Teleplay in 1958. He also continued to create series of his own, including a series based on an agent for Lloyd's of London called The Man from Lloyds. He pitched a police-based series called Footbeat to CBS, Hollis Productions, and Screen Gems. It nearly made it into ABC's Sunday-night lineup, but they opted to show only Western series that night.
Roddenberry was asked to write a series called Riverboat, set in 1860s Mississippi. When he discovered that the producers wanted no black people on the show, he argued so much with them that he lost the job. He also considered moving to England around this time, as Lew Grade wanted Roddenberry to develop series and set up his own production company. Though he did not move, he leveraged the deal to land a contract with Screen Gems that included a guaranteed $100,000, and became a producer for the first time on a summer replacement for The Tennessee Ernie Ford Show titled Wrangler.
Screen Gems backed Roddenberry's first attempt at creating a pilot. His series, The Wild Blue, went to pilot, but was not picked up. The three main characters had names that later appeared in the Star Trek franchise: Philip Pike, Edward Jellicoe, and James T. Irvine. While working at Screen Gems, an actress, new to Hollywood, wrote to him asking for a meeting. They quickly became friends and met every few months; the woman was Majel Leigh Hudec, later known as Majel Barrett. He created a second pilot called 333 Montgomery about a lawyer, played by DeForest Kelley. It was not picked up by the network, but was later rewritten as a new series called Defiance County. His career with Screen Gems ended in late 1961, and shortly afterward, he had issues with his old friend Erle Stanley Gardner. The Perry Mason creator claimed that Defiance County had infringed his character Doug Selby. The two writers fell out via correspondence and stopped contacting one another, though Defiance County never proceeded past the pilot stage.
In 1961, he agreed to appear in an advertisement for MONY (Mutual of New York), as long as he had final approval. With the money from Screen Gems and other works, Eileen and he moved to 539 South Beverly Glen, near Beverly Hills. He discussed an idea about a multiethnic crew on an airship travelling the world, based on the film Master of the World (1961), with fellow writer Christopher Knopf at MGM. As the time was not right for science fiction, he began work on The Lieutenant for Arena Productions. This made it to the NBC Saturday night lineup at 7:30 pm, and premiered on September 14, 1963. The show set a new ratings record for the time slot. Roddenberry worked with several cast and crew who would later join him on Star Trek, including: Gene L. Coon, star Gary Lockwood, Joe D'Agosta, Leonard Nimoy, Nichelle Nichols, and Majel Barrett.
The Lieutenant was produced with the co-operation of the Pentagon, which allowed them to film at an actual Marine base. During the production of the series, Roddenberry clashed regularly with the Department of Defense over potential plots. The department withdrew its support after Roddenberry pressed ahead with a plot titled "To Set It Right" in which a white and a black man find a common cause in their roles as Marines. "To Set It Right" was the first time he worked with Nichols, and it was her first television role. The episode has been preserved at the Museum of Television and Radio in New York City. The show was not renewed after its first season. Roddenberry was already working on a new series idea. This included his ship location from Hawaii Passage and added a Horatio Hornblower character, plus the multiracial crew from his airship idea. He decided to write it as science fiction, and by March 11, 1964, he brought together a 16-page pitch. On April 24, he sent three copies and two dollars to the Writers Guild of America to register his series. He called it Star Trek.
Star Trek
When Roddenberry pitched Star Trek to MGM, it was warmly received, but no offer was made. He then went to Desilu Productions, but rather than being offered a one-script deal, he was hired as a producer and allowed to work on his own projects. His first was a half-hour pilot called Police Story (not to be confused with the anthology series created by Joseph Wambaugh), which was not picked up by the networks. Having not sold a pilot in five years, Desilu was having financial difficulties; its only success was The Lucy Show. Roddenberry took the Star Trek idea to Oscar Katz, head of programming, and the duo immediately started work on a plan to sell the series to the networks. They took it to CBS, which ultimately passed on it. The duo later learned that CBS had been eager to find out about Star Trek because it had a science fiction series in development—Lost in Space. Roddenberry and Katz next took the idea to Mort Werner at NBC, this time downplaying the science fiction elements and highlighting the links to Gunsmoke and Wagon Train. The network funded three story ideas, and selected "The Menagerie", which was later known as "The Cage", to be made into a pilot. (The other two later became episodes of the series.) While most of the money for the pilot came from NBC, the remaining costs were covered by Desilu. Roddenberry hired Dorothy Fontana, better known as D. C. Fontana, as his assistant. They had worked together previously on The Lieutenant, and she had eight script credits to her name.
Roddenberry and Barrett had begun an affair by the early days of Star Trek, and he specifically wrote the part of the character Number One in the pilot with her in mind; no other actresses were considered for the role. Barrett suggested Nimoy for the part of Spock. He had worked with both Roddenberry and Barrett on The Lieutenant, and once Roddenberry remembered the thin features of the actor, he did not consider anyone else for the part. The remaining cast came together; filming began on November 27, 1964, and was completed on December 11. After post-production, the episode was shown to NBC executives and it was rumored that Star Trek would be broadcast at 8:00 pm on Friday nights. The episode failed to impress test audiences, and after the executives became hesitant, Katz offered to make a second pilot. On March 26, 1965, NBC ordered a new episode.
Roddenberry developed several possible scripts, including "Mudd's Women", "The Omega Glory", and with the help of Samuel A. Peeples, "Where No Man Has Gone Before". NBC selected the last one, leading to later rumors that Peeples created Star Trek, something he always denied. Roddenberry was determined to make the crew racially diverse, which impressed actor George Takei when he came for his audition. The episode went into production on July 15, 1965, and was completed at around half the cost of "The Cage", since the sets were already built. Roddenberry worked on several projects for the rest of the year. In December, he decided to write lyrics to the Star Trek theme; this angered the theme's composer, Alexander Courage, as it meant that royalties would be split between them. In February 1966, NBC informed Desilu that they were buying Star Trek and that it would be included in the fall 1966 television schedule.
On May 24, the first episode of the Star Trek series went into production; Desilu was contracted to deliver 13 episodes. Five days before the first broadcast, Roddenberry appeared at the 24th World Science Fiction Convention and previewed "Where No Man Has Gone Before". After the episode was shown, he received a standing ovation. The first episode to air on NBC was "The Man Trap", on September 8, 1966, at 8:00 pm. Roddenberry was immediately concerned about the series' low ratings and wrote to Harlan Ellison to ask if he could use his name in letters to the network to save the show. Not wanting to lose a potential source of income, Ellison agreed and also sought the help of other writers who also wanted to avoid losing potential income. Roddenberry corresponded with science fiction writer Isaac Asimov about how to address the issue of Spock's growing popularity and the possibility that his character would overshadow Kirk. Asimov suggested having Kirk and Spock work together as a team "to get people to think of Kirk when they think of Spock." The series was renewed by NBC, first for a full season's order, and then for a second season. An article in the Chicago Tribune quoted studio executives as stating that the letter-writing campaign had been wasted because they had already been planning to renew Star Trek.
Roddenberry often rewrote submitted scripts, although he did not always take credit for these. Roddenberry and Ellison fell out over "The City on the Edge of Forever" after Roddenberry rewrote Ellison's script to make it both financially feasible to film and usable for the series context. Even his close friend Don Ingalls had his script for "A Private Little War" altered drastically, and as a result, Ingalls declared that he would only be credited under the pseudonym "Jud Crucis" (a play on "Jesus Christ"), claiming he had been crucified by the process. Roddenberry's work rewriting "The Menagerie", based on footage originally shot for "The Cage", resulted in a Writers Guild arbitration board hearing. The Guild ruled in his favor over John D. F. Black, the complainant. The script won a Hugo Award, but the awards board neglected to inform Roddenberry, who found out through correspondence with Asimov.
As the second season was drawing to a close, Roddenberry once again faced the threat of cancellation. He enlisted the help of Asimov, and even encouraged a student-led protest march on NBC. On January 8, 1968, a thousand students from 20 different schools across the country marched on the studio. Roddenberry began to communicate with Star Trek fan Bjo Trimble, who led a fan writing campaign to save the series. Trimble later noted that this campaign of writing to fans who had written to Desilu about the show, urging them to write NBC, had created an organized Star Trek fandom. The network received around 6,000 letters a week from fans petitioning it to renew the series. On March 1, 1968, NBC announced on air, at the end of "The Omega Glory", that Star Trek would return for a third season.
The network had initially planned to place Star Trek in the 7:30 pm Monday-night time slot freed up by The Man from U.N.C.L.E. completing its run. Instead, the enraged George Schlatter forced the network to insert Rowan and Martin's Laugh-In into the slot, and Roddenberry's series was moved to 10:00 pm on Fridays. Realizing the show could not survive in that time slot and burned out from arguments with the network, Roddenberry resigned from the day-to-day running of Star Trek, although he continued to be credited as executive producer. Roddenberry cooperated with Stephen Edward Poe, writing as Stephen Whitfield, on the 1968 nonfiction book The Making of Star Trek for Ballantine Books, splitting the royalties evenly. Roddenberry explained to Whitfield: "I had to get some money somewhere. I'm sure not going to get it from the profits of Star Trek." Herbert Solow and Robert H. Justman observed that Whitfield never regretted his 50-50 deal with Roddenberry, since it gave him "the opportunity to become the first chronicler of television's successful unsuccessful series." Whitfield had previously been the national advertising and promotion director for model makers Aluminum Model Toys, better known as "AMT", which then held the Star Trek license, and moved to run Lincoln Enterprises, Roddenberry's company set up to sell the series' merchandise.
Having stepped aside from the majority of his Star Trek duties, Roddenberry sought instead to create a film based on Asimov's "I, Robot" and also began work on a Tarzan script for National General Pictures. After initially requesting a budget of $2 million and being refused, Roddenberry made cuts to reduce costs to $1.2 million. When he learned they were being offered only $700,000 to shoot the film, which by now was being called a TV movie, he canceled the deal. Meanwhile, NBC announced Star Trek cancellation in February 1969. A similar but much smaller letter-writing campaign followed news of the cancellation. Because of the manner in which the series was sold to NBC, it left the production company $4.7 million in debt. The last episode of Star Trek aired 47 days before Neil Armstrong stepped onto the moon as part of the Apollo 11 mission, and Roddenberry declared that he would never write for television again.
1970s projects
Following the cancellation of Star Trek, Roddenberry felt typecast as a producer of science fiction, despite his background in Westerns and police stories. He later described the period, saying, "My dreams were going downhill because I could not get work after the original series was cancelled." He felt that he was "perceived as the guy who made the show that was an expensive flop." Roddenberry had sold his interest in Star Trek to Paramount Studios in return for a third of the ongoing profits. However, this did not result in any quick financial gain; the studio was still claiming that the series was $500,000 in the red in 1982.
He wrote and produced Pretty Maids All in a Row (1971), a sexploitation film directed by Roger Vadim, for MGM. The cast included Rock Hudson, Angie Dickinson, Telly Savalas, and Roddy McDowall alongside Star Trek regular James Doohan, and William J. Campbell, who had appeared as a guest in two Star Trek episodes, "The Squire Of Gothos" and "The Trouble With Tribbles". Variety was unimpressed: "Whatever substance was in the original [novel by Francis Pollini] or screen concept has been plowed under, leaving only superficial, one-joke results." Herbert Solow had given Roddenberry the work as a favor, paying him $100,000 for the script.
Faced with a mortgage and a $2,000-per-month alimony obligation as a result of his 1969 divorce, he retained a booking agent (with the assistance of longtime friend Arthur C. Clarke) and began to support himself largely by giving college lectures and appearances at science fiction conventions. These presentations included screenings of "The Cage" and blooper reels from the production of Star Trek. The conventions began to build the fan support to bring back Star Trek, leading TV Guide to describe it, in 1972, as "the show that won't die."
In 1972 and 1973, Roddenberry made a comeback to science fiction, selling ideas for four new series to a variety of networks. Roddenberry's Genesis II was set in a postapocalyptic Earth. He had hoped to recreate the success of Star Trek without "doing another space-hopping show." He created a 45-page writing guide, and proposed several story ideas based on the concept that pockets of civilisation had regressed to past eras or changed altogether. The pilot aired as a TV movie in March 1973, setting new records for the Thursday Night Movie of the Week. Roddenberry was asked to produce four more scripts for episodes, but before production could begin again, CBS aired the film Planet of the Apes. It was watched by an even greater audience than Genesis II. CBS scrapped Genesis II and replaced it with a television series based on the film; the results were disastrous from a ratings standpoint, and Planet of the Apes was canceled after 14 episodes.
The Questor Tapes project reunited him with his Star Trek collaborator, Gene L. Coon, who was in failing health at the time. NBC ordered 16 episodes, and tentatively scheduled the series to follow The Rockford Files on Friday nights; the pilot launched on January 23, 1974, to positive critical response, but Roddenberry balked at the substantial changes requested by the network and left the project, leading to its immediate cancellation. During 1974, Roddenberry reworked the Genesis II concept as a second pilot, Planet Earth, for rival network ABC, with similar less-than-successful results. The pilot was aired on April 23, 1974. While Roddenberry wanted to create something that could feasibly exist in the future, the network wanted stereotypical science-fiction women and were unhappy when that was not delivered. Roddenberry was not involved in a third reworking of the material by ABC that produced Strange New World. He began developing MAGNA I, an underwater science-fiction series, for 20th Century Fox Television. By the time the work on the script was complete, though, those who had approved the project had left Fox and their replacements were not interested in the project. A similar fate was faced by Tribunes, a science-fiction police series, which Roddenberry attempted to get off the ground between 1973 and 1977. He gave up after four years; the series never even reached the pilot stage.
In 1974, Roddenberry was paid $25,000 by John Whitmore to write a script called The Nine. Intended to be about Andrija Puharich's parapsychological research, it evolved into a frank exploration of his experiences attempting to earn a living attending science fiction conventions. At the time, he was again close to losing his house because of a lack of income.
The pilot Spectre, Roddenberry's 1977 attempt to create an occult detective duo similar to Sherlock Holmes and Dr. Watson, was released as a television movie within the United States and received a limited theatrical release in the United Kingdom.
Star Trek revival
Lacking funds in the early 1970s, Roddenberry was unable to buy the full rights to Star Trek for $150,000 from Paramount. Lou Scheimer approached Paramount in 1973 about creating an animated Star Trek series. Credited as "executive consultant" and paid $2,500 per episode, Roddenberry was granted full creative control of Star Trek: The Animated Series. Although he read all the scripts and "sometimes [added] touches of his own", he relinquished most of his authority to de facto showrunner/associate producer D. C. Fontana.
Roddenberry had some difficulties with the cast. To save money, he sought not to hire George Takei and Nichelle Nichols. He neglected to inform Leonard Nimoy of this and instead, in an effort to get him to sign on, told him that he was the only member of the main cast not returning. After Nimoy discovered the deception, he demanded that Takei and Nichols play Sulu and Uhura when their characters appeared on screen; Roddenberry acquiesced. He had been promised five full seasons of the new show, but ultimately, only one and a half were produced.
However, the groundswell of vociferous fan support (6,000 attended the second New York Star Trek convention in 1973 and 15,000 attended in 1974, eclipsing the 4,500 attendees at the 32nd World Science Fiction Convention in 1974) led Paramount to hire Roddenberry to create and produce a feature film based on the franchise in May 1975. The studio was unimpressed with the ideas being put forward; John D. F. Black's opinion was that their ideas were never "big enough" for the studio, even when one scenario involved the end of the universe. At the time, several ideas were partly developed including Star Trek: The God Thing and Star Trek: Planet of the Titans. Following the commercial reception of Star Wars, in June 1977, Paramount instead green-lit a new series set in the franchise titled Star Trek: Phase II, with Roddenberry and most of the original cast, except Nimoy, set to reprise their respective roles. It was to be the anchor show of a proposed Paramount-owned "fourth network", but plans for the network were scrapped and the project was reworked into a feature film. The result, Star Trek: The Motion Picture, troubled the studio because of budgetary concerns, but was a box-office hit. Adjusted for inflation, it was the third-highest grossing Star Trek movie, with the 2009 film coming in first and the 2013 film second.
In 1980, Roddenberry submitted a treatment for a proposed sequel about the crew preventing the alien Klingons from thwarting the assassination of John F. Kennedy. Mindful of the tumult that suffused the production of Star Trek: The Motion Picture, Paramount rejected the proposal. After he was replaced on the project by television producer Harve Bennett, Roddenberry was named "executive consultant" for the project, a position he retained for all subsequent Star Trek franchise films produced during his lifetime. Under this arrangement, he was compensated with a producer's fee and a percentage of the net profits of the film in exchange for proffering non-binding story notes and corresponding with the fan community; much to his ongoing chagrin, these memos were largely disregarded by Bennett and other producers. An initial script for Star Trek II: The Wrath of Khan was circulated to eight people; Bennett attributed the subsequent plot leak of the death of Spock to Roddenberry. About 20% of the plot was based on Roddenberry's ideas.
Roddenberry was involved in creating the television series Star Trek: The Next Generation, which premiered with "Encounter at Farpoint" on September 28, 1987. He was given a bonus of $1 million in addition to an ongoing salary to produce the series, and celebrated by purchasing a new Rolls-Royce for $100,000. The arrangement did not entitle him to be executive producer of the series. However, Paramount was already concerned about the original cast not returning, and fearing fan reaction if Roddenberry was not involved, agreed to his demand for control of the show. Roddenberry rewrote the series bible from an original version by David Gerrold, who had previously written The Original Series episode "The Trouble with Tribbles", and The Animated Series follow-up, "More Tribbles, More Troubles".
According to producer Rick Berman, Roddenberry's involvement in The Next Generation "diminished greatly" after the first season, but the nature of his increasingly peripheral role was not disclosed because of the value of his name to fans. While Berman said that Roddenberry had "all but stopped writing and rewriting" by the end of the third season, his final writing credit on the show (a co-teleplay credit) actually occurred considerably earlier, appearing on "Datalore", the 13th episode of the first season.
Although commercially successful from its inception, the series was initially marred by Writers Guild of America grievances from Fontana and Gerrold, both of whom left the series under acrimonious circumstances; frequent turnover among the writing staff (24 staff writers left the show during its first three seasons, triple the average attrition rate for such series); and allegations that longtime Roddenberry attorney Leonard Maizlish had become the producer's "point man and proxy", ghostwriting memos, sitting in on meetings, and contributing to scripts despite not being on staff. Writer Tracy Tormé described the first few seasons of The Next Generation under Roddenberry as an "insane asylum".
In 1990, Nicholas Meyer was brought in to direct the sixth film in the series: Star Trek VI: The Undiscovered Country. Creatively, Meyer clashed with Roddenberry, who felt that having the Enterprise crew hold prejudices against the Klingons did not fit with his view of the universe. Meyer described a meeting with Roddenberry he later regretted, saying:His guys were lined up on one side of the room, and my guys were lined up on the other side of the room, and this was not a meeting in which I felt I'd behaved very well, very diplomatically. I came out of it feeling not very good, and I've not felt good about it ever since. He was not well, and maybe there were more tactful ways of dealing with it, because at the end of the day, I was going to go out and make the movie. I didn't have to take him on. Not my finest hour. In Joel Engel's biography, Gene Roddenberry: The Myth and the Man Behind Star Trek, he states that Roddenberry watched The Undiscovered Country alongside the producers of the film at a private screening two days before his death, and told them they had done a "good job". In contrast, Nimoy and Shatner's memoirs report that after the screening, Roddenberry called his lawyer and demanded a quarter of the scenes be cut; the producers refused.
In addition to his film and television work, Roddenberry wrote the novelization of Star Trek: The Motion Picture. Although it has been incorrectly attributed to several other authors (most notably Alan Dean Foster), it was the first in a series of hundreds of Star Trek-based novels to be published by the Pocket Books imprint of Simon & Schuster, whose parent company also owned Paramount Pictures Corporation. Previously, Roddenberry worked intermittently on The God Thing, a proposed novel based upon his rejected 1975 screenplay for a proposed low-budget ($3 to $5 million) Star Trek film preceding the development of Phase II throughout 1976. Attempts to complete the project by Walter Koenig, Susan Sackett, Fred Bronson, and Michael Jan Friedman have proven to be unfeasible for a variety of legal and structural reasons.
Personal life
While at Los Angeles City College, Roddenberry began dating Eileen-Anita Rexroat. They became engaged before Roddenberry left Los Angeles during his military service, and married in June 1942 at the chapel at Kelly Field. They had two children together, Darleen Anita and Dawn Allison. During his time in the LAPD, Roddenberry was known to have had affairs with secretarial staff. Before his work on Star Trek, he began relationships with both Nichelle Nichols and Majel Barrett. Nichols wrote about their relationship in her autobiography Beyond Uhura only after Roddenberry's death. At the time, Roddenberry wanted to remain in an open relationship with both women, but Nichols, recognizing Barrett's devotion to him, ended the affair as she did not want to be "the other woman to the other woman".
Barrett and he had an apartment together by the opening weeks of Star Trek. He had planned to divorce Eileen after the first season of the show, but when the show was renewed, he delayed doing so, fearing that he would not have enough time to deal with both the divorce and Star Trek. He moved out of the family home on August 9, 1968, two weeks after the marriage of his daughter Darleen. In 1969, while scouting locations in Japan for MGM for Pretty Maids All in a Row, he proposed to Barrett by telephone. They were married in a Shinto ceremony, as Roddenberry had considered it "sacrilegious" to use an American minister in Japan. Roddenberry and Barrett had a son together, Eugene Jr., commonly and professionally known as Rod Roddenberry, in February 1974. From 1975 until his death, Roddenberry maintained an extramarital relationship with his executive assistant, Susan Sackett.
Religious views
Roddenberry was raised a Southern Baptist; however, as an adult, he rejected religion, and considered himself a humanist. He began questioning religion around the age of 14, and came to the conclusion that it was "nonsense". As a child, he served in the choir at his local church, but often substituted lyrics as he sang hymns. Early in his writing career, he received an award from the American Baptist Convention for "skillfully writing Christian truth and the application of Christian principles into commercial, dramatic TV scripts". For several years, he corresponded with John M. Gunn of the National Council of Churches regarding the application of Christian teachings in television series. However, Gunn stopped replying after Roddenberry wrote in a letter: "But you must understand that I am a complete pagan, and consume enormous amounts of bread, having found the Word more spice than nourishment, so I am interested in a statement couched in dollars and cents of what this means to the Roddenberry treasury."
Roddenberry said of Christianity, "How can I take seriously a God-image that requires that I prostrate myself every seven days and praise it? That sounds to me like a very insecure personality." At one point, he worked a similar opinion, which was to have been stated by a Vulcan, into the plot for Star Trek: The God Thing. Before his death, Roddenberry became close friends with philosopher Charles Musès, who said that Roddenberry's views were "a far cry from atheism". Roddenberry explained his position thus: "It's not true that I don't believe in God. I believe in a kind of God. It's just not other people's God. I reject religion. I accept the notion of God." He had an ongoing interest in other people's experiences with religion, and called Catholicism "a very beautiful religion. An art form." However, he said that he dismissed all organized religions, saying that for the most part, they acted like a "substitute brain... and a very malfunctioning one". Roddenberry was also critical of how the public looked at certain religions, noting that when the King David Hotel bombing took place in 1946, the American public accepted it as the action of freedom fighters, whereas a car bombing by a Muslim in Beirut is condemned as a terrorist act. While he agreed that both parties were wrong in their use of violence, he said that the actions of both were undertaken because of their strong religious beliefs.
According to Ronald D. Moore, Roddenberry "felt very strongly that contemporary Earth religions would be gone by the 23rd century". Brannon Braga said that Roddenberry made it known to the writers of Star Trek and Star Trek: The Next Generation that religion, superstition, and mystical thinking were not to be included. Even a mention of marriage in a script for an early episode of The Next Generation resulted in Roddenberry's chastising the writers. Nicholas Meyer said that Star Trek had evolved "into sort of a secular parallel to the Catholic Mass". Roddenberry compared the franchise to his own philosophy by saying: "Understand that Star Trek is more than just my political philosophy, my racial philosophy, my overview on life and the human condition." He was awarded the 1991 Humanist Arts Award from the American Humanist Association.
Health decline and death
In the late 1980s, it was likely that Roddenberry was afflicted by the first manifestations of cerebral vascular disease and encephalopathy as a result of his longstanding recreational use of legal and illicit drugs, including alcohol, methaqualone, methylphenidate, Dexamyl, and cocaine (which he had used regularly since the production of Star Trek: The Motion Picture). Throughout much of his career, he had routinely used stimulants to work through the night on scripts, especially amphetamines. The effects of these substances were compounded by deleterious interactions with diabetes, high blood pressure, and antidepressant prescriptions.
Following a stroke at a family reunion in Tallahassee, Florida, in September 1989, Roddenberry's health declined further, ultimately requiring him to use a wheelchair. His right arm was paralyzed after another stroke in early October 1991, causing him ongoing pain as the muscles began to atrophy. It also caused problems with the sight in his right eye and he found communicating in full sentences difficult. At 2:00 pm, on October 24, he attended an appointment with his doctor, Dr. Ronald Rich, in Santa Monica, California. He arrived in the building with his staff, and began to travel up to the ninth floor in the elevator. As they reached the fifth floor, he began struggling for breath, and was wheeled into the doctor's office, where he was reclined and a nurse administered oxygen. Barrett was sent for. Upon her arrival, she held Roddenberry while encouraging him to breathe. He had a cardiopulmonary arrest, and he died in the doctor's office shortly afterwards. Cardiopulmonary resuscitation was attempted with no effect, and paramedics arrived to take him across the road to the Santa Monica Medical Center, where he was pronounced dead.
The funeral was arranged for November 1, with the public invited to the memorial service at the Hall of Liberty, within the Forest Lawn Memorial Park, in Hollywood Hills. It was a secular service; Roddenberry had been cremated before the event. More than 300 Star Trek fans attended, and stood in the balcony section of the hall, while the invited guests were on the floor level. Nichelle Nichols sang twice during the ceremony, first "Yesterday" and then a song she wrote herself titled "Gene". Both songs had been requested by Barrett. Several people spoke at the memorial, including Ray Bradbury, Whoopi Goldberg, Christopher Knopf, E. Jack Neuman, and Patrick Stewart. The ceremony was closed by two kilted pipers playing "Amazing Grace" as a recorded message by Roddenberry was broadcast. A four-plane flypast, in the missing man formation, followed some 30 minutes later. After his death, Star Trek: The Next Generation aired a two-part episode of season five, called "Unification", which featured a dedication to Roddenberry.
Roddenberry's will left the majority of his $30 million estate to Barrett, in a trust. He also left money to his children and his first wife Eileen. However, his daughter Dawn contested the will on the grounds that Barrett had undue influence on her father. In a hearing held in 1993, the Los Angeles Superior Court ruled that improprieties existed in the management of the trust and removed Barrett as executor. In another decision, the court found that Roddenberry had hidden assets from Star Trek in the Norway Corporation to keep funds away from his first wife, and ordered the payment of 50% of those assets to Eileen, as well as punitive damages. In 1996, the California Court of Appeals ruled that the original will, which stated that anyone who contested it would be disinherited, would stand. As a result, Dawn lost $500,000 from the estate, as well as a share of the trust upon Barrett's death. The appellate court also overturned the earlier decision to award Roddenberry's first wife, Eileen, 50% of his assets. The judge called that case one "that should never have been".
Spaceflight
In 1992, some of Roddenberry's ashes were flown into space, and returned to Earth, on the Space Shuttle Columbia mission STS-52. On April 21, 1997, a Celestis spacecraft with 7 grams (a quarter of an ounce) of the cremated remains of Roddenberry, along with those of Timothy Leary, Gerard K. O'Neill and 21 other people, was launched into Earth orbit as part of the Minisat 01 mission aboard a Pegasus XL rocket from a site near the Canary Islands. On May 20, 2002, the spacecraft's orbit deteriorated and it disintegrated in the atmosphere. Another flight to launch more of his ashes into deep space, along with those of Barrett, who died in 2008, was initially planned to take place in 2009. Unlike previous flights, the intention was that this flight would not return to burn up in the Earth's atmosphere. The payload was to include the ashes of James Doohan in addition to the Roddenberrys and several others and was scheduled to fly in 2016 on the Sunjammer solar sail experiment, but the project was canceled in 2014. At this time, it is not known if there is another mission being planned.
Legacy
In 1985, Gene Roddenberry was the first television writer to receive a star on the Hollywood Walk of Fame. When the Sci-Fi Channel was launched, the first broadcast was a dedication to two "science fiction pioneers": Isaac Asimov and Roddenberry. The Roddenberry crater on Mars is named after him, as is the asteroid 4659 Roddenberry. Roddenberry and Star Trek have been cited as inspiration for other science fiction franchises, with George Lucas crediting the series for enabling Star Wars to be produced. J. Michael Straczynski, creator of the Babylon 5 franchise, appreciated Star Trek amongst other science fiction series and "what they had to say about who we are, and where we are going."
David Alexander collaborated with Roddenberry on a biography over two decades. Titled Star Trek Creator, it was published in 1995. Yvonne Fern's book Gene Roddenberry: The Last Conversation detailed a series of conversations she had with Roddenberry over the last months of his life. In October 2002, a plaque was placed at Roddenberry's birthplace in El Paso, Texas. The El Paso Independent School District named the 40-foot, 120-seat Roddenberry Planetarium in his honor. The planetarium was recently upgraded and relocated to northeast El Paso. The Science Fiction Hall of Fame inducted Roddenberry in 2007, and the Television Academy Hall of Fame in January 2010.
Commemorating Roddenberry's 100th birthday in August 2021, NASA used its Deep Space Network to transmit a 1976 recording of Roddenberry towards the direction of the star system 40 Eridani (the host of the fictional planet Vulcan). The signal will reach the star in early 2038.
Posthumous television series
Star Trek: Deep Space Nine was already in development when Roddenberry died. Berman said that while he never discussed the ideas for the series, he was given a blessing by Roddenberry to pursue it. Berman later stated, "I don't believe the 24th century is going to be like Gene Roddenberry believed it to be, that people will be free from poverty and greed. But if you're going to write and produce for Star Trek, you've got to buy into that." In early 1996, Majel Barret-Roddenberry uncovered scripts for a series called Battleground Earth. The project was sent to distributors by the Creative Artists Agency, and it was picked up by Tribune Entertainment, which set the budget at over $1 million per episode. The series was renamed Earth: Final Conflict before launch, and premiered in 1997, six years after Gene's death; it ran for five seasons and 110 episodes until 2002.
Two further series ideas were developed from Roddenberry's notes, Genesis and Andromeda. After an initial order for two seasons, 110 episodes of Andromeda were aired over five seasons from 2000 to 2005. Tribune also worked on another Roddenberry series. Titled Starship; the production company aimed to launch it via the network route rather than into syndication. Rod Roddenberry, president of Roddenberry Productions, announced in 2010, at his father's posthumous induction into the Academy of Television Arts and Sciences Hall of Fame, that he was aiming to take The Questor Tapes to television. Rod was developing the series alongside Imagine Television. Rod would go on to create the two-hour television movie Trek Nation regarding the impact of his father's work.
Awards and nominations
The majority of the awards and nominations received by Roddenberry throughout his career were related to Star Trek. He was credited for Star Trek during the nominations for two Emmy Awards, and won two Hugo Awards. One Hugo was a special award for the series, while another was for "The Menagerie", the episode that used footage from the original unaired pilot for Star Trek, "The Cage". In addition, he was awarded the Brotherhood Award by the National Association for the Advancement of Colored People for his work in the advancement of African American characters on television. Following the end of Star Trek, he was nominated for Hugo Awards for Genesis II and The Questor Tapes. Following his death in 1991, he was posthumously awarded the Robert A. Heinlein Memorial Award by the National Space Society and The George Pal Memorial Award at the Saturn Awards, as well as the Exceptional Public Service Medal by NASA.
See also
Herbert Franklin Solow
Notes
References
Sources
External links
Roddenberry Entertainment website
Image of Rock Hudson, Gene Roddenberry, and Roger Vadim posing with women cast members for motion picture "Pretty Maids All in a Row," California, 1970. Los Angeles Times Photographic Archive (Collection 1429). UCLA Library Special Collections, Charles E. Young Research Library, University of California, Los Angeles.
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13212 | https://en.wikipedia.org/wiki/History%20of%20Europe | History of Europe | The history of Europe concerns itself with the discovery and collection, the study, organization and presentation and the interpretation of past events and affairs of the people of Europe since the beginning of written records. During the Neolithic era and the time of the Indo-European migrations, Europe saw human inflows from east and southeast and subsequent important cultural and material exchange. The period known as classical antiquity began with the emergence of the city-states of ancient Greece. Later, the Roman Empire came to dominate the entire Mediterranean basin. The Fall of the Western Roman Empire in AD 476 traditionally marks the start of the Middle Ages. Beginning in the 14th century a Renaissance of knowledge challenged traditional doctrines in science and theology. Simultaneously, the Protestant Reformation set up Protestant churches primarily in Germany, Scandinavia and England. After 1800, the Industrial Revolution brought prosperity to Britain and Western Europe. The main European powers set up colonies in most of the Americas and Africa, and parts of Asia. In the 20th century, World War I and World War II resulted in massive numbers of deaths. The Cold War dominated European geo-politics from 1947 to 1989. After the fall of the Iron Curtain, European countries grew closer together.
Overview
During the Neolithic era (starting at c. 7000 BC.) and the time of the Indo-European migrations (starting at c. 4000 BC.) Europe saw massive migrations from east and southeast which also brought agriculture, new technologies, and the Indo-European languages, primarily through the areas of the Balkan peninsula and the Black sea region.
Some of the best-known civilizations of the late prehistoric Europe were the Minoan and the Mycenaean, which flourished during the Bronze Age until they collapsed in a short period of time around 1200 BC.
The period known as classical antiquity began with the emergence of the city-states of Ancient Greece. After ultimately checking the Persian advance in Europe through the Greco-Persian Wars in the 5th century BC, Greek influence reached its zenith under the expansive empire of Alexander the Great, spreading throughout Asia, Africa, and other parts of Europe.
The Thracians, their powerful Odrysian kingdom, distinct culture and architecture were long present in Southeast Europe.
The Roman Empire came to dominate the entire Mediterranean basin. By 300 AD the Roman Empire was divided into the Western and Eastern empires. During the 4th and 5th centuries, the Germanic peoples of Northern Europe, pressed by the Huns, grew in strength and led repeated attacks that resulted in the Fall of the Western Roman Empire. The Western empire's collapse in AD 476 traditionally marks the end of the classical period and the start of the Middle Ages.
In Western Europe, Germanic peoples became more powerful in the remnants of the former Western Roman Empire and established kingdoms and empires of their own. Of all of the Germanic peoples, the Franks would rise to a position of hegemony over Western Europe, the Frankish Empire reaching its peak under Charlemagne around 800. This empire was later divided into several parts; West Francia would evolve into the Kingdom of France, while East Francia would evolve into the Holy Roman Empire, a precursor to modern Germany and Italy. The British Isles were the site of several large-scale migrations.
The Byzantine Empire – the eastern part of the Roman Empire, with its capital Constantinople, survived for the next 1000 years. During most of its existence, the empire was the most dominant empire, also most powerful economic, cultural, and military force in Europe. The powerful and long lived Bulgarian Empire was its main competitor in the region of Southeast Europe for centuries. Byzantine art, architecture, political dominance, and Bulgarian cultural and linguistic achievements left great legacy in Orthodox and Slavic Europe and beyond through the Middle Ages to this day.
The Viking Age, a period of migrations of Scandinavian peoples, occurred from the late 8th century to the middle 11th century. The Normans, descendants of the Vikings who settled in Northern France, had a significant impact on many parts of Europe, from the Norman conquest of England to Sicily. The Rus' people founded Kievan Rus', which evolved into Russia. After 1000 the Crusades were a series of religiously motivated military expeditions originally intended to bring the Levant back under Christian rule. The Crusaders opened trade routes which enabled the merchant republics of Genoa and Venice to become major economic powers. The Reconquista, a related movement, worked to reconquer Iberia for Christendom.
Eastern Europe in the High Middle Ages was dominated by the rise and fall of the Mongol Empire. Led by Genghis Khan, the Mongols were a group of steppe nomads who established a decentralized empire which, at its height, extended from China in the east to the Black and Baltic Seas in Europe. As Mongol power waned towards the Late Middle Ages, the Grand Duchy of Moscow rose to become the strongest of the numerous Russian principalities and republics and would grow into the Tsardom of Russia in 1547. The Late Middle Ages represented a period of upheaval in Europe. The epidemic known as the Black Death and an associated famine caused demographic catastrophe in Europe as the population plummeted. Dynastic struggles and wars of conquest kept many of the states of Europe at war for much of the period. In Scandinavia, the Kalmar Union dominated the political landscape, while England fought with Scotland in the Wars of Scottish Independence and with France in the Hundred Years' War. In Central Europe, the Polish–Lithuanian Commonwealth became a large territorial empire, while the Holy Roman Empire, which was an elective monarchy, came to be dominated for centuries by the House of Habsburg. Russia continued to expand southward and eastward into former Mongol lands. In the Balkans, the Ottoman Empire overran Byzantine lands, culminating in the Fall of Constantinople in 1453, which historians mark as the end of the Middle Ages.
Beginning in the 14th century in Florence and later spreading through Europe, a Renaissance of knowledge challenged traditional doctrines in science and theology. The rediscovery of classical Greek and Roman knowledge had an enormous liberating effect on intellectuals. Simultaneously, the Protestant Reformation under German Martin Luther questioned Papal authority. Henry VIII seized control of the English Church and its lands. The European religious wars were fought between German and Spanish rulers. The Reconquista ended Muslim rule in Iberia. By the 1490s a series of oceanic explorations marked the Age of Discovery, establishing direct links with Africa, the Americas, and Asia. Religious wars continued to be fought in Europe, until the 1648 Peace of Westphalia. The Spanish crown maintained its hegemony in Europe and was the leading power on the continent until the signing of the Treaty of the Pyrenees, which ended a conflict between Spain and France that had begun during the Thirty Years' War. An unprecedented series of major wars and political revolutions took place around Europe and the world in the period between 1610 and 1700.
The Industrial Revolution began in Britain, based on coal, steam, and textile mills. Political change in continental Europe was spurred by the French Revolution under the motto liberté, égalité, fraternité. Napoleon Bonaparte took control, made many reforms inside France, and transformed Western Europe. But his rise stimulated both nationalism and reaction and he was defeated in 1814–15 as the old royal conservatives returned to power.
The period between 1815 and 1871 saw revolutionary attempts in much of Europe (apart from Britain). They all failed however. As industrial work forces grew in Western Europe, socialism and trade union activity developed. The last vestiges of serfdom were abolished in Russia in 1861. Greece and the other Balkan nations began a long slow road to independence from the Ottoman Empire, starting in the 1820s. Italy was unified in its Risorgimento in 1860. After the Franco-Prussian War of 1870–71, Otto von Bismarck unified the German states into an empire that was politically and militarily dominant until 1914. Most of Europe scrambled for imperial colonies in Africa and Asia in the Age of Empire. Britain and France built the largest empires, while diplomats ensured there were no major wars in Europe, apart from the Crimean War of the 1850s.
The outbreak of the First World War in 1914 was precipitated by the rise of nationalism in Southeastern Europe as the Great Powers took sides. The 1917 October Revolution led the Russian Empire to become the world's first communist state, the Soviet Union. The Allies, led by Britain, France, and the United States, defeated the Central Powers, led by the German Empire and Austria-Hungary, in 1918. During the Paris Peace Conference the Big Four imposed their terms in a series of treaties, especially the Treaty of Versailles. The war's human and material devastation was unprecedented.
Germany lost its overseas empire and several provinces, had to pay large reparations, and was humiliated by the victors. They in turn had large debts to the United States. The 1920s were prosperous until 1929 when the Great Depression broke out, which led to the collapse of democracy in many European states. The Nazi regime under Adolf Hitler came to power in 1933, rearmed Germany, and along with Mussolini's Italy sought to assert themselves on the continent. Other nations, who had not taken to the attractions of fascism, sought to avoid conflict. They set boundaries of appeasement, which Hitler continually ignored. The Second World War began. The war ended with the defeat of the Axis powers but the threat of more conflict was recognised before the war's end. Many from the US were suspicious of how the USSR would treat the peace – in the USSR there was paranoia at US forces in Europe. Eastern Front/Western Front meetings among leaders in Yalta proved inconclusive. In the closing months of the war there was a race to the finish. The territories liberated from the Nazis by troops from the USSR found they had exchanged fascism for socialism. The USSR , however, would not leave those territories for forty years. The USSR claimed they needed buffer states between them and the nascent NATO. In the west, the term Iron Curtain entered the language. The United States launched the Marshall Plan from 1948 to 1951 and NATO from 1949, and rebuilt industrial economies that all were thriving by the 1950s. France and West Germany took the lead in forming the European Economic Community, which eventually became the European Union (EU). Secularization saw the weakening of Protestant and Catholic churches across most of Europe, except where they were symbols of reaction, as in Poland. The Counter-Revolutions of 1989 brought an end to both Soviet hegemony and socialism in Eastern Europe, the resulting capitalist restoration engendering economic and social devastation for the people. Germany was reunited, Europe's integration deepened, and both NATO and the EU expanded to the east. The EU came under increasing pressure because of the worldwide recession after 2008.
Prehistory of Europe
Homo erectus migrated from Africa to Europe before the emergence of modern humans. Homo erectus georgicus, which lived roughly 1.8 million years ago in Georgia, is the earliest hominid to have been discovered in Europe. Lézignan-la-Cèbe in France, Orce in Spain, Monte Poggiolo in Italy and Kozarnika in Bulgaria are among the oldest Palaeolithic sites in Europe.
The earliest appearance of anatomically modern people in Europe has been dated to 45,000 BC, referred to as the Early European modern humans. The earliest sites in Europe are
Riparo Mochi (Italy), Geissenklösterle (Germany), and Isturitz (France).
Some locally developed transitional cultures (Uluzzian in Italy and Greece, Altmühlian in Germany, Szeletian in Central Europe and Châtelperronian in the southwest) use clearly Upper Palaeolithic technologies at very early dates.
Nevertheless, the definitive advance of these technologies is made by the Aurignacian culture. The origins of this culture can be located in the Levant (Ahmarian) and Hungary (first full Aurignacian). By 35,000 BC, the Aurignacian culture and its technology had extended through most of Europe. The last Neanderthals seem to have been forced to retreat during this process to the southern half of the Iberian Peninsula.
Around 29,000 BC a new technology/culture appeared in the western region of Europe: the Gravettian. This technology/culture has been theorised to have come with migrations of people from the Balkans (see Kozarnika).
Around 16,000 BC, Europe witnessed the appearance of a new culture, known as Magdalenian, possibly rooted in the old Gravettian. This culture soon superseded the Solutrean area and the Gravettian of mainly France, Spain, Germany, Italy, Poland, Portugal and Ukraine. The Hamburg culture prevailed in Northern Europe in the 14th and the 13th millennium BC as the Creswellian (also termed the British Late Magdalenian) did shortly after in the British Islands.
Around 12,500 BC, the Würm glaciation ended. Slowly, through the following millennia, temperatures and sea levels rose, changing the environment of prehistoric people. Nevertheless, Magdalenian culture persisted until c. 10,000 BC, when it quickly evolved into two microlithist cultures: Azilian (Federmesser), in Spain and southern France, and then Sauveterrian, in southern France and Tardenoisian in Central Europe, while in Northern Europe the Lyngby complex succeeded the Hamburg culture with the influence of the Federmesser group as well. Evidence of permanent settlement dates from the 8th millennium BC in the Balkans.
The Indo-European migrations started at around c. 4200 BC. through the areas of the Black sea and the Balkan peninsula in East and Southeast Europe. In the next 3000 years the Indo-European languages expanded through Europe.
In Varna Necropolis – a burial site from 4569 to 4340 BC and one of the most important archaeological sites in world prehistory, was found the oldest gold treasure (elaborated golden objects) in the world. Recently discovered golden artifacts in another site in Bulgaria near Durankulak appear to be 7,000 years old. Several prehistoric Bulgarian finds are considered no less old – the golden treasures of Hotnitsa, artifacts from the Kurgan settlement of Yunatsite near Pazardzhik, the golden treasure Sakar, as well as beads and gold jewelry found in the Kurgan settlement of Provadia – Solnitsata (“salt pit”). However, Varna gold is most often called the oldest since this treasure is the largest and most diverse.
The Neolithic reached Central Europe in the 6th millennium BC and parts of Northern Europe in the 5th and 4th millenniums BC.
Ancient Europe
Minoans and Mycenae 2000–1100 BC
The first well-known literate civilization in Europe was that of the Minoans. The Minoan civilization was a Bronze Age civilization that arose on the island of Crete and flourished from approximately the 27th century BC to the 15th century BC. It was rediscovered at the beginning of the 20th century through the work of the British archaeologist Arthur Evans. Will Durant referred to it as "the first link in the European chain".
The Minoans were replaced by the Mycenaean civilization which flourished during the period roughly between 1600 BC, when Helladic culture in mainland Greece was transformed under influences from Minoan Crete, and 1100 BC. The major Mycenaean cities were Mycenae and Tiryns in Argolis, Pylos in Messenia, Athens in Attica, Thebes and Orchomenus in Boeotia, and Iolkos in Thessaly. In Crete, the Mycenaeans occupied Knossos. Mycenaean settlement sites also appeared in Epirus, Macedonia, on islands in the Aegean Sea, on the coast of Asia Minor, the Levant, Cyprus and Italy. Mycenaean artefacts have been found well outside the limits of the Mycenean world.
Quite unlike the Minoans, whose society benefited from trade, the Mycenaeans advanced through conquest. Mycenaean civilization was dominated by a warrior aristocracy. Around 1400 BC, the Mycenaeans extended their control to Crete, the centre of the Minoan civilization, and adopted a form of the Minoan script (called Linear A) to write their early form of Greek in Linear B.
The Mycenaean civilization perished with the collapse of Bronze-Age civilization on the eastern shores of the Mediterranean Sea. The collapse is commonly attributed to the Dorian invasion, although other theories describing natural disasters and climate change have been advanced as well. Whatever the causes, the Mycenaean civilization had definitely disappeared after LH III C, when the sites of Mycenae and Tirynth were again destroyed and lost their importance. This end, during the last years of the 12th century BC, occurred after a slow decline of the Mycenaean civilization, which lasted many years before dying out. The beginning of the 11th century BC opened a new context, that of the protogeometric, the beginning of the geometric period, the Greek Dark Ages of traditional historiography.
Early antiquity period
The Greeks and the Romans left a legacy in Europe which is evident in European languages, thought, visual arts and law. Ancient Greece was a collection of city-states, out of which the original form of democracy developed. Athens was the most powerful and developed city, and a cradle of learning from the time of Pericles. Citizens' forums debated and legislated policy of the state, and from here arose some of the most notable classical philosophers, such as Socrates, Plato, and Aristotle, the last of whom taught Alexander the Great.
Through his military campaigns, the king of the kingdom of Macedon, Alexander, spread Hellenistic culture and learning to the banks of the River Indus. Meanwhile, the Roman Republic strengthened through victory over Carthage in the Punic Wars. Greek wisdom passed into Roman institutions, as Athens itself was absorbed under the banner of the Senate and People of Rome (SPQR).
The Romans expanded their domains from Anatolia in the east to Britannia in the west. In 44 BC as it approached its height, its dictator Julius Caesar was murdered by senators in an attempt to restore the Republic. In the ensuing turmoil, Octavian (ruled as Augustus; and as divi filius, or Son of God, as Julius had adopted him as an heir) usurped the reins of power and fought the Roman Senate. While proclaiming the rebirth of the Republic, he had ushered in the transfer of the Roman state from a republic to an empire, the Roman Empire, which lasted for nearly 15 centuries until the fall of the Eastern Roman Empire.
Ancient Greece
The Hellenic civilisation was a collection of city-states or poleis with different governments and cultures that achieved notable developments in government, philosophy, science, mathematics, politics, sports, theatre and music.
The most powerful city-states were Athens, Sparta, Thebes, Corinth, and Syracuse. Athens was a powerful Hellenic city-state and governed itself with an early form of direct democracy invented by Cleisthenes; the citizens of Athens voted on legislation and executive bills themselves. Athens was the home of Socrates, Plato, and the Platonic Academy.
The Hellenic city-states established colonies on the shores of the Black Sea and the Mediterranean (Asian Minor, Sicily and Southern Italy in Magna Graecia). By the late 6th century BC, all the Greek city states in Asia Minor had been incorporated into the Persian Empire, while the latter had made territorial gains in the Balkans (such as Macedon, Thrace, Paeonia, etc.) and Eastern Europe proper as well. In the course of the 5th century BC, some of the Greek city states attempted to overthrow Persian rule in the Ionian Revolt, which failed. This sparked the first Persian invasion of mainland Greece. At some point during the ensuing Greco-Persian Wars, namely during the Second Persian invasion of Greece, and precisely after the Battle of Thermopylae and the Battle of Artemisium, almost all of Greece to the north of the Isthmus of Corinth had been overrun by the Persians, but the Greek city states reached a decisive victory at the Battle of Plataea. With the end of the Greco-Persian wars, the Persians were eventually decisively forced to withdraw from their territories in Europe. The Greco-Persian Wars and the victory of the Greek city states directly influenced the entire further course of European history and would set its further tone. Some Greek city-states formed the Delian League to continue fighting Persia, but Athens' position as leader of this league led Sparta to form the rival Peloponnesian League. The Peloponnesian Wars ensued, and the Peloponnesian League was victorious. Subsequently, discontent with Spartan hegemony led to the Corinthian War and the defeat of Sparta at the Battle of Leuctra. At the same time at the north ruled the Thracian Odrysian Kingdom between the 5th century BC and the 1st century AD.
Hellenic infighting left Greek city states vulnerable, and Philip II of Macedon united the Greek city states under his control. The son of Philip II, known as Alexander the Great, invaded neighboring Persia, toppled and incorporated its domains, as well as invading Egypt and going as far off as India, increasing contact with people and cultures in these regions that marked the beginning of the Hellenistic period.
After the death of Alexander, his empire split into multiple kingdoms ruled by his generals, the Diadochi. The Diadochi fought against each other in a series of conflicts called the Wars of the Diadochi. In the beginning of the 2nd century BC, only three major kingdoms remained: the Ptolemaic Egypt, the Seleucid Empire and Macedonia. These kingdoms spread Greek culture to regions as far away as Bactria.
Ancient Rome
The rise of Rome
Much of Greek learning was assimilated by the nascent Roman state as it expanded outward from Italy, taking advantage of its enemies' inability to unite: the only challenge to Roman ascent came from the Phoenician colony of Carthage, and its defeats in the three Punic Wars marked the start of Roman hegemony. First governed by kings, then as a senatorial republic (the Roman Republic), Rome finally became an empire at the end of the 1st century BC, under Augustus and his authoritarian successors.
The Roman Empire had its centre in the Mediterranean, controlling all the countries on its shores; the northern border was marked by the Rhine and Danube rivers. Under the emperor Trajan (2nd century AD) the empire reached its maximum expansion, controlling approximately of land surface, including Italia, Gallia, Dalmatia, Aquitania, Britannia, Baetica, Hispania, Thrace, Macedonia, Greece, Moesia, Dacia, Pannonia, Egypt, Asia Minor, Cappadocia, Armenia, Caucasus, North Africa, Levant and parts of Mesopotamia. Pax Romana, a period of peace, civilisation and an efficient centralised government in the subject territories ended in the 3rd century, when a series of civil wars undermined Rome's economic and social strength.
In the 4th century, the emperors Diocletian and Constantine were able to slow down the process of decline by splitting the empire into a Western part with a capital in Rome and an Eastern part with the capital in Byzantium, or Constantinople (now Istanbul). Constantinople is generally considered to be the center of "Eastern Orthodox civilization". Whereas Diocletian severely persecuted Christianity, Constantine declared an official end to state-sponsored persecution of Christians in 313 with the Edict of Milan, thus setting the stage for the Church to become the state church of the Roman Empire in about 380.
Decline of the Roman Empire
The Roman Empire had been repeatedly attacked by invading armies from Northern Europe and in 476, Rome finally fell. Romulus Augustus, the last emperor of the Western Roman Empire, surrendered to the Germanic King Odoacer. The British historian Edward Gibbon argued in The History of the Decline and Fall of the Roman Empire (1776) that the Romans had become decadent and had lost civic virtue.
Gibbon said that the adoption of Christianity meant belief in a better life after death, and therefore made people lazy and indifferent to the present. "From the eighteenth century onward", Glen W. Bowersock has remarked, "we have been obsessed with the fall: it has been valued as an archetype for every perceived decline, and, hence, as a symbol for our own fears." It remains one of the greatest historical questions, and has a tradition rich in scholarly interest.
Some other notable dates are the Battle of Adrianople in 378, the death of Theodosius I in 395 (the last time the Roman Empire was politically unified), the crossing of the Rhine in 406 by Germanic tribes after the withdrawal of the legions to defend Italy against Alaric I, the death of Stilicho in 408, followed by the disintegration of the western legions, the death of Justinian I, the last Roman emperor who tried to reconquer the west, in 565, and the coming of Islam after 632. Many scholars maintain that rather than a "fall", the changes can more accurately be described as a complex transformation. Over time many theories have been proposed on why the Empire fell, or whether indeed it fell at all.
Late Antiquity and Migration Period
When Emperor Constantine had reconquered Rome under the banner of the cross in 312, he soon afterwards issued the Edict of Milan in 313 (preceded by the Edict of Serdica in 311), declaring the legality of Christianity in the Roman Empire. In addition, Constantine officially shifted the capital of the Roman Empire from Rome to the Greek town of Byzantium, which he renamed Nova Roma – it was later named Constantinople ("City of Constantine").
Theodosius I, who had made Christianity the official religion of the Roman Empire, would be the last emperor to preside over a united Roman Empire, until his death in 395. The empire was split into two-halves: the Western Roman Empire centred in Ravenna, and the Eastern Roman Empire (later to be referred to as the Byzantine Empire) centred in Constantinople. The Roman Empire was repeatedly attacked by Hunnic, Germanic, Slavic and other "barbarian" tribes (see: Migration Period), and in 476 finally the Western part fell to the Heruli chieftain Odoacer.
Roman authority in the Western part of the empire had collapsed, and a power vacuum left in the wake of this collapse; the central organization, institutions, laws and power of Rome had broken down, resulting in many areas being open to invasion by migrating tribes. Over time, feudalism and manorialism arose, two interlocking institutions that provided for division of land and labour, as well as a broad if uneven hierarchy of law and protection. These localised hierarchies were based on the bond of common people to the land on which they worked, and to a lord, who would provide and administer both local law to settle disputes among the peasants, as well as protection from outside invaders. Unlike under Roman rule, with its standard laws and military across the empire and its great bureaucracy to administer them and collect taxes, each lord (although having obligations to a higher lord) was largely sovereign in his domain. A peasant's lot could vary greatly depending on the leadership skills and attitudes to justice of the lord toward his people. Tithes or rents were paid to the lord, who in turn owed resources, and armed men in times of war, to his lord, perhaps a regional prince. However, the levels of hierarchy were varied over time and place.
The western provinces soon were to be dominated by three great powers: first, the Franks (Merovingian dynasty) in Francia 481–843 AD, which covered much of present France and Germany; second, the Visigothic kingdom 418–711 AD in the Iberian Peninsula (modern Spain); and third, the Ostrogothic kingdom 493–553 AD in Italy and parts of the western Balkans. The Ostrogoths were later replaced by the Kingdom of the Lombards 568–774 AD. These new powers of the west built upon the Roman traditions until they evolved into a synthesis of Roman and Germanic cultures. Although these powers covered large territories, they did not have the great resources and bureaucracy of the Roman empire to control regions and localities. The ongoing invasions and boundary disputes usually meant a more risky and varying life than that under the empire. This meant that in general more power and responsibilities were left to local lords. On the other hand, it also meant more freedom, particularly in more remote areas.
In Italy, Theodoric the Great began the cultural romanisation of the new world he had constructed. He made Ravenna a centre of Romano-Greek culture of art and his court fostered a flowering of literature and philosophy in Latin. In Iberia, King Chindasuinth created the Visigothic Code.
In the Eastern part the dominant state was the remaining Eastern Roman Empire.
In the feudal system, new princes and kings arose, the most powerful of which was arguably the Frankish ruler Charlemagne. In 800, Charlemagne, reinforced by his massive territorial conquests, was crowned Emperor of the Romans (Imperator Romanorum) by Pope Leo III, effectively solidifying his power in western Europe. Charlemagne's reign marked the beginning of a new Germanic Roman Empire in the west, the Holy Roman Empire. Outside his borders, new forces were gathering. The Kievan Rus' were marking out their territory, a Great Moravia was growing, while the Angles and the Saxons were securing their borders.
For the duration of the 6th century, the Eastern Roman Empire was embroiled in a series of deadly conflicts, first with the Persian Sassanid Empire (see Roman–Persian Wars), followed by the onslaught of the arising Islamic Caliphate (Rashidun and Umayyad). By 650, the provinces of Egypt, Palestine and Syria were lost to the Muslim forces, followed by Hispania and southern Italy in the 7th and 8th centuries (see Muslim conquests). The Arab invasion from the east was stopped after the intervention of the Bulgarian Empire (see Han Tervel).
Post-classical Europe
The Middle Ages are commonly dated from the fall of the Western Roman Empire (or by some scholars, before that) in the 5th century to the beginning of the early modern period in the 16th century, marked by the rise of nation states, the division of Western Christianity in the Reformation, the rise of humanism in the Italian Renaissance, and the beginnings of European overseas expansion which allowed for the Columbian Exchange.
Byzantium
Many consider Emperor Constantine I (reigned 306–337) to be the first "Byzantine emperor". It was he who moved the imperial capital in 324 from Nicomedia to Byzantium, which re-founded as Constantinople, or Nova Roma ("New Rome"). The city of Rome itself had not served as the capital since the reign of Diocletian (284–305). Some date the beginnings of the Empire to the reign of Theodosius I (379–395) and Christianity's official supplanting of the pagan Roman religion, or following his death in 395, when the empire was split into two parts, with capitals in Rome and Constantinople. Others place it yet later in 476, when Romulus Augustulus, traditionally considered the last western emperor, was deposed, thus leaving sole imperial authority with the emperor in the Greek East. Others point to the reorganisation of the empire in the time of Heraclius (c. 620) when Latin titles and usages were officially replaced with Greek versions. In any case, the changeover was gradual and by 330, when Constantine inaugurated his new capital, the process of hellenization and increasing Christianisation was already under way. The Empire is generally considered to have ended after the fall of Constantinople to the Ottoman Turks in 1453. The Plague of Justinian was a pandemic that afflicted the Byzantine Empire, including its capital Constantinople, in the years 541–542. It is estimated that the Plague of Justinian killed as many as 100 million people across the world. It caused Europe's population to drop by around 50% between 541 and 700. It also may have contributed to the success of the Muslim conquests. During most of its existence, the Byzantine Empire was one of the most powerful economic, cultural, and military forces in Europe, and Constantinople was one of the largest and wealthiest cities in Europe.
Early Middle Ages
The Early Middle Ages span roughly five centuries from 500 to 1000.
In the East and Southeast of Europe new dominant states formed: the Avar Khaganate (567–after 822), Old Great Bulgaria (632–668), the Khazar Khaganate (c. 650–969) and Danube Bulgaria (founded by Asparuh in 680) were constantly rivaling the hegemony of the Byzantine Empire.
From the 7th century Byzantine history was greatly affected by the rise of Islam and the Caliphates. Muslim Arabs first invaded historically Roman territory under Abū Bakr, first Caliph of the Rashidun Caliphate, who entered Roman Syria and Roman Mesopotamia. As the Byzantines and neighboring Sasanids were severely weakened by the time, amongst the most important reason(s) being the protracted, centuries-lasting and frequent Byzantine–Sasanian wars, which included the climactic Byzantine–Sasanian War of 602–628, under Umar, the second Caliph, the Muslims entirely toppled the Sasanid Persian Empire, and decisively conquered Syria and Mesopotamia, as well as Roman Palestine, Roman Egypt, and parts of Asia Minor and Roman North Africa. In the mid 7th century AD, following the Muslim conquest of Persia, Islam penetrated into the Caucasus region, of which parts would later permanently become part of Russia. This trend, which included the conquests by the invading Muslim forces and by that the spread of Islam as well continued under Umar's successors and under the Umayyad Caliphate, which conquered the rest of Mediterranean North Africa and most of the Iberian Peninsula. Over the next centuries Muslim forces were able to take further European territory, including Cyprus, Malta, Crete, and Sicily and parts of southern Italy.
The Muslim conquest of Hispania began when the Moors (Berbers and Arabs) invaded the Christian Visigothic kingdom of Hispania in the year 711, under the Berber general Tariq ibn Ziyad. They landed at Gibraltar on 30 April and worked their way northward. Tariq's forces were joined the next year by those of his Arab superior, Musa ibn Nusair. During the eight-year campaign most of the Iberian Peninsula was brought under Muslim rule – save for small areas in the northwest (Asturias) and largely Basque regions in the Pyrenees. In 711, Visigothic Hispania was very weakened because it was immersed in a serious internal crisis caused by a war of succession to the throne involving two Visigoth suitors. The Muslims took advantage of the crisis within the Hispano-Visigothic society to carry out their conquests. This territory, under the Arab name Al-Andalus, became part of the expanding Umayyad empire.
The second siege of Constantinople (717) ended unsuccessfully after the intervention of Tervel of Bulgaria and weakened the Umayyad dynasty and reduced their prestige. In 722 Don Pelayo, a nobleman of Visigothic origin, formed an army of 300 Astur soldiers, to confront Munuza's Muslim troops. In the battle of Covadonga, the Astures defeated the Arab-Moors, who decided to retire. The Christian victory marked the beginning of the Reconquista and the establishment of the Kingdom of Asturias, whose first sovereign was Don Pelayo. The conquerors intended to continue their expansion in Europe and move northeast across the Pyrenees, but were defeated by the Frankish leader Charles Martel at the Battle of Poitiers in 732. The Umayyads were overthrown in 750 by the 'Abbāsids, and, in 756, the Umayyads established an independent emirate in the Iberian Peninsula.
Feudal Christendom
The Holy Roman Empire emerged around 800, as Charlemagne, King of the Franks and part of the Carolingian dynasty, was crowned by the pope as emperor. His empire based in modern France, the Low Countries and Germany expanded into modern Hungary, Italy, Bohemia, Lower Saxony and Spain. He and his father received substantial help from an alliance with the Pope, who wanted help against the Lombards. His death marked the beginning of the end of the dynasty, which collapsed entirely by 888. The fragmentation of power led to semi-autonomy in the region, and has been defined as a critical starting point for the formation of states in Europe.
To the east, Bulgaria was established in 681 and became the first Slavic country. The powerful Bulgarian Empire was the main rival of Byzantium for control of the Balkans for centuries and from the 9th century became the cultural centre of Slavic Europe. The Empire created the Cyrillic script during the 9th century AD, at the Preslav Literary School, and experienced the Golden Age of Bulgarian cultural prosperity during the reign of emperor Simeon I the Great (893–927). Two states, Great Moravia and Kievan Rus', emerged among the Slavic peoples respectively in the 9th century. In the late 9th and 10th centuries, northern and western Europe felt the burgeoning power and influence of the Vikings who raided, traded, conquered and settled swiftly and efficiently with their advanced seagoing vessels such as the longships. The Vikings had left a cultural influence on the Anglo-Saxons and Franks as well as the Scots. The Hungarians pillaged mainland Europe, the Pechenegs raided Bulgaria, Rus States and the Arab states. In the 10th century independent kingdoms were established in Central Europe including Poland and the newly settled Kingdom of Hungary. The Kingdom of Croatia also appeared in the Balkans. The subsequent period, ending around 1000, saw the further growth of feudalism, which weakened the Holy Roman Empire.
In eastern Europe, Volga Bulgaria became an Islamic state in 921, after Almış I converted to Islam under the missionary efforts of Ahmad ibn Fadlan.
Slavery in the early medieval period had mostly died out in western Europe by about the year 1000 AD, replaced by serfdom. It lingered longer in England and in peripheral areas linked to the Muslim world, where slavery continued to flourish. Church rules suppressed slavery of Christians. Most historians argue the transition was quite abrupt around 1000, but some see a gradual transition from about 300 to 1000.
High Middle Ages
The slumber of the Dark Ages was shaken by a renewed crisis in the Church. In 1054, the East–West Schism, an insoluble split, occurred between the two remaining Christian seats in Rome and Constantinople (modern Istanbul).
The High Middle Ages of the 11th, 12th, and 13th centuries show a rapidly increasing population of Europe, which caused great social and political change from the preceding era. By 1250, the robust population increase greatly benefited the economy, reaching levels it would not see again in some areas until the 19th century.
From about the year 1000 onwards, Western Europe saw the last of the barbarian invasions and became more politically organized. The Vikings had settled in Britain, Ireland, France and elsewhere, whilst Norse Christian kingdoms were developing in their Scandinavian homelands. The Magyars had ceased their expansion in the 10th century, and by the year 1000, the Roman Catholic Apostolic Kingdom of Hungary was recognised in central Europe. With the brief exception of the Mongol invasions, major barbarian incursions ceased.
Bulgarian sovereignty was re-established with the anti-Byzantine uprising of the Bulgarians and Vlachs in 1185. The crusaders invaded the Byzantine empire, captured Constantinople in 1204 and established their Latin Empire. Kaloyan of Bulgaria defeated Baldwin I, Latin Emperor of Constantinople, in the Battle of Adrianople on 14 April 1205. The reign of Ivan Asen II of Bulgaria led to maximum territorial expansion and that of Ivan Alexander of Bulgaria to a Second Golden Age of Bulgarian culture. The Byzantine Empire was fully re-established in 1261.
In the 11th century, populations north of the Alps began to settle new lands, some of which had reverted to wilderness after the end of the Roman Empire. In what is known as the "great clearances", vast forests and marshes of Europe were cleared and cultivated. At the same time settlements moved beyond the traditional boundaries of the Frankish Empire to new frontiers in Europe, beyond the Elbe river, tripling the size of Germany in the process. Crusaders founded European colonies in the Levant, the majority of the Iberian Peninsula was conquered from the Muslims, and the Normans colonised southern Italy, all part of the major population increase and resettlement pattern.
The High Middle Ages produced many different forms of intellectual, spiritual and artistic works. The most famous are the great cathedrals as expressions of Gothic architecture, which evolved from Romanesque architecture. This age saw the rise of modern nation-states in Western Europe and the ascent of the famous Italian city-states, such as Florence and Venice. The influential popes of the Catholic Church called volunteer armies from across Europe to a series of Crusades against the Seljuq Turks, who occupied the Holy Land. The rediscovery of the works of Aristotle led Thomas Aquinas and other thinkers to develop the philosophy of Scholasticism.
A divided church
The Great Schism between the Western (Catholic) and Eastern (Orthodox) Christian Churches was sparked in 1054 by Pope Leo IX asserting authority over three of the seats in the Pentarchy, in Antioch, Jerusalem and Alexandria. Since the mid-8th century, the Byzantine Empire's borders had been shrinking in the face of Islamic expansion. Antioch had been wrested back into Byzantine control by 1045, but the resurgent power of the Roman successors in the West claimed a right and a duty for the lost seats in Asia and Africa. Pope Leo sparked a further dispute by defending the filioque clause in the Nicene Creed which the West had adopted customarily. The Orthodox today state that the XXVIIIth Canon of the Council of Chalcedon explicitly proclaimed the equality of the Bishops of Rome and Constantinople. The Orthodox also state that the Bishop of Rome has authority only over his own diocese and does not have any authority outside his diocese. There were other less significant catalysts for the Schism however, including variance over liturgy. The Schism of Roman Catholic and Orthodox followed centuries of estrangement between the Latin and Greek worlds.
Holy wars
After the East–West Schism, Western Christianity was adopted by the newly created kingdoms of Central Europe: Poland, Hungary and Bohemia. The Roman Catholic Church developed as a major power, leading to conflicts between the Pope and emperor. The geographic reach of the Roman Catholic Church expanded enormously due to the conversions of pagan kings (Scandinavia, Lithuania, Poland, Hungary), the Christian Reconquista of Al-Andalus, and the crusades. Most of Europe was Roman Catholic in the 15th century.
Early signs of the rebirth of civilization in western Europe began to appear in the 11th century as trade started again in Italy, leading to the economic and cultural growth of independent city-states such as Venice and Florence; at the same time, nation-states began to take form in places such as France, England, Spain, and Portugal, although the process of their formation (usually marked by rivalry between the monarchy, the aristocratic feudal lords and the church) actually took several centuries. These new nation-states began writing in their own cultural vernaculars, instead of the traditional Latin. Notable figures of this movement would include Dante Alighieri and Christine de Pizan (born Christina da Pizzano), the former writing in Italian, and the latter, although an Italian (Venice), relocated to France, writing in French. (See Reconquista for the latter two countries.) Elsewhere, the Holy Roman Empire, essentially based in Germany and Italy, further fragmented into a myriad of feudal principalities or small city states, whose subjection to the emperor was only formal.
The 14th century, when the Mongol Empire came to power, is often called the Age of the Mongols. Mongol armies expanded westward under the command of Batu Khan. Their western conquests included almost all of Russia (save Novgorod, which became a vassal), and the Kipchak-Cuman Confederation. Bulgaria, Hungary, and Poland managed to remain sovereign states. Mongolian records indicate that Batu Khan was planning a complete conquest of the remaining European powers, beginning with a winter attack on Austria, Italy and Germany, when he was recalled to Mongolia upon the death of Great Khan Ögedei. Most historians believe only his death prevented the complete conquest of Europe. The areas of Eastern Europe and most of Central Asia that were under direct Mongol rule became known as the Golden Horde. Under Uzbeg Khan, Islam became the official religion of the region in the early 14th century. The invading Mongols, together with their mostly Turkic subjects, were known as Tatars. In Russia, the Tatars ruled the various states of the Rus' through vassalage for over 300 years.
In the Northern Europe, Konrad of Masovia gave Chelmno to the Teutonic Knights in 1226 as a base for a Crusade against the Old Prussians and Grand Duchy of Lithuania. The Livonian Brothers of the Sword were defeated by the Lithuanians, so in 1237 Gregory IX merged the remainder of the order into the Teutonic Order as the Livonian Order. By the middle of the century, the Teutonic Knights completed their conquest of the Prussians before conquering and converting the Lithuanians in the subsequent decades. The order also came into conflict with the Eastern Orthodox Church of the Pskov and Novgorod Republics. In 1240 the Orthodox Novgorod army defeated the Catholic Swedes in the Battle of the Neva, and, two years later, they defeated the Livonian Order in the Battle on the Ice. The Union of Krewo in 1386, bringing two major changes in the history of the Grand Duchy of Lithuania: conversion to Catholicism and establishment of a dynastic union between the Grand Duchy of Lithuania and the Crown of the Kingdom of Poland marked both the greatest territorial expansion of the Grand Duchy and the defeat of the Teutonic Knights in the Battle of Grunwald in 1410.
Late Middle Ages
The Late Middle Ages spanned the 14th and early 15th centuries. Around 1300, centuries of European prosperity and growth came to a halt. A series of famines and plagues, such as the Great Famine of 1315–1317 and the Black Death, killed people in a matter of days, reducing the population of some areas by half as many survivors fled. Kishlansky reports:
The Black Death touched every aspect of life, hastening a process of social, economic, and cultural transformation already underway.... Fields were abandoned, workplaces stood idle, international trade was suspended. Traditional bonds of kinship, village, and even religion were broken amid the horrors of death, flight, and failed expectations. "People cared no more for dead men than we care for dead goats," wrote one survivor.
Depopulation caused labor to become scarcer; the survivors were better paid and peasants could drop some of the burdens of feudalism. There was also social unrest; France and England experienced serious peasant risings including the Jacquerie and the Peasants' Revolt. At the same time, the unity of the Catholic Church was shattered by the Great Schism. Collectively these events have been called the Crisis of the Late Middle Ages.
Beginning in the 14th century, the Baltic Sea became one of the most important trade routes. The Hanseatic League, an alliance of trading cities, facilitated the absorption of vast areas of Poland, Lithuania, and Livonia into trade with other European countries. This fed the growth of powerful states in this part of Europe including Poland-Lithuania, Hungary, Bohemia, and Muscovy later on. The conventional end of the Middle Ages is usually associated with the fall of the city of Constantinople and of the Byzantine Empire to the Ottoman Turks in 1453. The Turks made the city the capital of their Ottoman Empire, which lasted until 1922 and included Egypt, Syria, and most of the Balkans. The Ottoman wars in Europe, also sometimes referred to as the Turkish wars, marked an essential part of the history of the continent as a whole.
A key 15th-century development was the advent of the movable type of printing press circa 1439 in Mainz, building upon the impetus provided by the prior introduction of paper from China via the Arabs in the High Middle Ages. Paper was already readily available in Europe by the late 14th century. While forms of moveable type of printing press had been already used in China and Korea, the technique was singularly successful in Europe given the small number of characters of the Latin alphabet, massively reducing costs of book production. The adoption of the technology across the continent at dazzling speed for the remaining part of the 15th century would usher a revolution and by 1500 over 200 cities in Europe had presses that printed between 8 and 20 million books.
Homicide rates plunge over 800 years
At the local level, levels of violence were extremely high by modern standards in medieval and early modern Europe. Typically, small groups would battle their neighbors, using the farm tools at hand such as knives, sickles, hammers and axes. Mayhem and death were deliberate. The vast majority of people lived in rural areas. Cities were few, and small in size, but their concentration of population was conducive to violence. Long-term studies of places such as Amsterdam, Stockholm, Venice and Zurich show the same trends as rural areas. Across Europe, homicide trends (not including military actions) show a steady long-term decline. Regional differences were small, except that Italy's decline was later and slower. From approximately 1200 AD through 1800 AD, homicide rates from violent local episodes declined by a factor of ten, from approximately 32 deaths per 100 000 people to 3.2 per 100 000. In the 20th century the homicide rate fell to 1.4 per 100 000. Police forces seldom existed outside the cities; prisons only became common after 1800. Before then harsh penalties were imposed for homicide (severe whipping or execution) but they proved ineffective at controlling or reducing the insults to honor that precipitated most of the violence. The decline does not correlate with economics. Most historians attribute the trend in homicides to a steady increase in self-control of the sort promoted by Protestantism, and necessitated by schools and factories.
Historian Manuel Eisner has summarized the patterns from over 300 historical studies.
Early modern Europe
The Early Modern period spans the centuries between the Middle Ages and the Industrial Revolution, roughly from 1500 to 1800, or from the discovery of the New World in 1492 to the French Revolution in 1789. The period is characterised by the rise in importance of science and increasingly rapid technological progress, secularised civic politics, and the nation state. Capitalist economies began their rise, and the early modern period also saw the rise and dominance of the economic theory of mercantilism. As such, the early modern period represents the decline and eventual disappearance, in much of the European sphere, of feudalism, serfdom and the power of the Catholic Church. The period includes the Renaissance, the Protestant Reformation, the disastrous Thirty Years' War, the European colonisation of the Americas and the European witch-hunts.
Renaissance
Despite these crises, the 14th century was also a time of great progress within the arts and sciences. A renewed interest in ancient Greek and Roman led to the Italian Renaissance.
The Renaissance was a cultural movement that profoundly affected European intellectual life in the early modern period. Beginning in Italy, and spreading to the north, west and middle Europe during a cultural lag of some two and a half centuries, its influence affected literature, philosophy, art, politics, science, history, religion, and other aspects of intellectual inquiry.
The Italian Petrarch (Francesco Petrarca), deemed the first full-blooded Humanist, wrote in the 1330s: "I am alive now, yet I would rather have been born in another time." He was enthusiastic about Greek and Roman antiquity. In the 15th and 16th centuries the continuing enthusiasm for the ancients was reinforced by the feeling that the inherited culture was dissolving and here was a storehouse of ideas and attitudes with which to rebuild. Matteo Palmieri wrote in the 1430s: "Now indeed may every thoughtful spirit thank god that it has been permitted to him to be born in a new age." The renaissance was born: a new age where learning was very important.
The Renaissance was inspired by the growth in the study of Latin and Greek texts and the admiration of the Greco-Roman era as a golden age. This prompted many artists and writers to begin drawing from Roman and Greek examples for their works, but there was also much innovation in this period, especially by multi-faceted artists such as Leonardo da Vinci. The Humanists saw their repossession of a great past as a Renaissance – a rebirth of civilization itself.
Important political precedents were also set in this period. Niccolò Machiavelli's political writing in The Prince influenced later absolutism and realpolitik. Also important were the many patrons who ruled states and used the artistry of the Renaissance as a sign of their power.
In all, the Renaissance could be viewed as an attempt by intellectuals to study and improve the secular and worldly, both through the revival of ideas from antiquity and through novel approaches to thought – the immediate past being too "Gothic" in language, thought and sensibility.
Exploration and trade
Toward the end of the period, an era of discovery began. The growth of the Ottoman Empire, culminating in the fall of Constantinople in 1453, cut off trading possibilities with the east. Western Europe was forced to discover new trading routes, as happened with Columbus' travel to the Americas in 1492, and Vasco da Gama's circumnavigation of India and Africa in 1498.
The numerous wars did not prevent European states from exploring and conquering wide portions of the world, from Africa to Asia and the newly discovered Americas. In the 15th century, Portugal led the way in geographical exploration along the coast of Africa in search of a maritime route to India, followed by Spain near the close of the 15th century, dividing their exploration of the world according to the Treaty of Tordesillas in 1494. They were the first states to set up colonies in America and European trading posts (factories) along the shores of Africa and Asia, establishing the first direct European diplomatic contacts with Southeast Asian states in 1511, China in 1513 and Japan in 1542. In 1552, Russian tsar Ivan the Terrible conquered two major Tatar khanates, the Khanate of Kazan and the Astrakhan Khanate. The Yermak's voyage of 1580 led to the annexation of the Tatar Siberian Khanate into Russia, and the Russians would soon after conquer the rest of Siberia, steadily expanding to the east and south over the next centuries. Oceanic explorations soon followed by France, England and the Netherlands, who explored the Portuguese and Spanish trade routes into the Pacific Ocean, reaching Australia in 1606 and New Zealand in 1642.
Reformation
With the development of the printing press, new ideas spread throughout Europe and challenged traditional doctrines in science and theology. Simultaneously, the Protestant Reformation under German Martin Luther questioned Papal authority. The most common dating of the Reformation begins in 1517, when Luther published The Ninety-Five Theses, and concludes in 1648 with the Treaty of Westphalia that ended years of European religious wars.
During this period corruption in the Catholic Church led to a sharp backlash in the Protestant Reformation. It gained many followers especially among princes and kings seeking a stronger state by ending the influence of the Catholic Church. Figures other than Martin Luther began to emerge as well like John Calvin whose Calvinism had influence in many countries and King Henry VIII of England who broke away from the Catholic Church in England and set up the Anglican Church; his daughter Queen Elizabeth finished the organization of the church. These religious divisions brought on a wave of wars inspired and driven by religion but also by the ambitious monarchs in Western Europe who were becoming more centralized and powerful.
The Protestant Reformation also led to a strong reform movement in the Catholic Church called the Counter-Reformation, which aimed to reduce corruption as well as to improve and strengthen Catholic dogma. Two important groups in the Catholic Church who emerged from this movement were the Jesuits, who helped keep Spain, Portugal, Poland, and other European countries within the Catholic fold, and the Oratorians of Saint Philip Neri, who ministered to the faithful in Rome, restoring their confidence in the Church of Jesus Christ that subsisted substantially in the Church of Rome. Still, the Catholic Church was somewhat weakened by the Reformation, portions of Europe were no longer under its sway and kings in the remaining Catholic countries began to take control of the church institutions within their kingdoms.
Unlike many European countries, the Polish–Lithuanian Commonwealth and Hungary were more tolerant. While still enforcing the predominance of Catholicism, they continued to allow the large religious minorities to maintain their faiths, traditions and customs. The Polish–Lithuanian Commonwealth became divided among Catholics, Protestants, Orthodox, Jews and a small Muslim population.
Another development was the idea of 'European superiority'. The ideal of civilization was taken over from the ancient Greeks and Romans: Discipline, education and living in the city were required to make people civilized; Europeans and non-Europeans were judged for their civility, and Europe regarded itself as superior to other continents. There was a movement by some such as Montaigne that regarded the non-Europeans as a better, more natural and primitive people. Post services were founded all over Europe, which allowed a humanistic interconnected network of intellectuals across Europe, despite religious divisions. However, the Roman Catholic Church banned many leading scientific works; this led to an intellectual advantage for Protestant countries, where the banning of books was regionally organised. Francis Bacon and other advocates of science tried to create unity in Europe by focusing on the unity in nature.1 In the 15th century, at the end of the Middle Ages, powerful sovereign states were appearing, built by the New Monarchs who were centralising power in France, England, and Spain. On the other hand, the Parliament in the Polish–Lithuanian Commonwealth grew in power, taking legislative rights from the Polish king. The new state power was contested by parliaments in other countries especially England. New kinds of states emerged which were co-operation agreements among territorial rulers, cities, farmer republics and knights.
Mercantilism and colonial expansion
The Iberian states (Spain and Portugal) were able to dominate colonial activity in the 16th century. The Portuguese forged the first global empire in the 15th and 16th century, whilst during the 16th century and the first half of the 17th century, the Spanish under the crown of Castile became the most powerful global empire in the world. This dominance was increasingly challenged by British, French, and the short-lived Dutch and Swedish colonial efforts of the 17th and 18th centuries. New forms of trade and expanding horizons made new forms of government, law and economics necessary.
Colonial expansion continued in the following centuries (with some setbacks, such as successful wars of independence in the British American colonies and then later Haiti, Mexico, Argentina, Brazil, and others amid European turmoil of the Napoleonic Wars). Spain had control of a large part of North America, all of Central America and a great part of South America, the Caribbean and the Philippines; Britain took the whole of Australia and New Zealand, most of India, and large parts of Africa and North America; France held parts of Canada and India (nearly all of which was lost to Britain in 1763), Indochina, large parts of Africa and the Caribbean islands; the Netherlands gained the East Indies (now Indonesia) and islands in the Caribbean; Portugal obtained Brazil and several territories in Africa and Asia; and later, powers such as Germany, Belgium, Italy and Russia acquired further colonies.
This expansion helped the economy of the countries owning them. Trade flourished, because of the minor stability of the empires. By the late 16th century, American silver accounted for one-fifth of Spain's total budget. The French colony of Saint-Domingue was one of richest European colonies in the 18th century, operating on a plantation economy fueled by slave labor. During the period of French rule, cash crops produced in Saint-Domingue comprised thirty percent of total French trade while its sugar exports represented forty percent of the Atlantic market.
Crisis of the 17th century
The 17th century was an era of crisis. Many historians have rejected the idea, while others promote it as an invaluable insight into the warfare, politics, economics, and even art. The Thirty Years' War (1618–1648) focused attention on the massive horrors that wars could bring to entire populations. The 1640s in particular saw more state breakdowns around the world than any previous or subsequent period. The Polish-Lithuanian Commonwealth, the largest state in Europe, temporarily disappeared. In addition, there were secessions and upheavals in several parts of the Spanish empire, the world's first global empire. In Britain the entire Stuart monarchy (England, Scotland, Ireland, and its North American colonies) rebelled. Political insurgency and a spate of popular revolts seldom equalled shook the foundations of most states in Europe and Asia. More wars took place around the world in the mid-17th century than in almost any other period of recorded history. The crises spread far beyond Europe – for example Ming China, the most populous state in the world, collapsed. Across the Northern Hemisphere, the mid-17th century experienced almost unprecedented death rates. Geoffrey Parker, a British historian, suggests that environmental factors may have been in part to blame, especially global cooling.
Age of absolutism
The "absolute" rule of powerful monarchs such as Louis XIV (ruled France 1643–1715), Peter the Great (ruled Russia 1682–1725), Maria Theresa (ruled Habsburg lands 1740–1780) and Frederick the Great (ruled Prussia 1740–86), produced powerful centralized states, with strong armies and powerful bureaucracies, all under the control of the king.
Throughout the early part of this period, capitalism (through mercantilism) was replacing feudalism as the principal form of economic organisation, at least in the western half of Europe. The expanding colonial frontiers resulted in a Commercial Revolution. The period is noted for the rise of modern science and the application of its findings to technological improvements, which animated the Industrial Revolution after 1750.
The Reformation had profound effects on the unity of Europe. Not only were nations divided one from another by their religious orientation, but some states were torn apart internally by religious strife, avidly fostered by their external enemies. France suffered this fate in the 16th century in the series of conflicts known as the French Wars of Religion, which ended in the triumph of the Bourbon Dynasty. England avoided this fate for a while and settled down under Elizabeth I to a moderate Anglicanism. Much of modern-day Germany was made up of numerous small sovereign states under the theoretical framework of the Holy Roman Empire, which was further divided along internally drawn sectarian lines. The Polish–Lithuanian Commonwealth is notable in this time for its religious indifference and a general immunity to the horrors of European religious strife.
Thirty Years' War 1618–1648
The Thirty Years' War was fought between 1618 and 1648, across Germany and neighbouring areas, and involved most of the major European powers except England and Russia. Beginning as a religious conflict between Protestants and Catholics in Bohemia, it quickly developed into a general war involving Catholics versus Protestants for the most part. The major impact of the war, in which mercenary armies were extensively used, was the devastation of entire regions scavenged bare by the foraging armies. Episodes of widespread famine and disease, and the breakup of family life, devastated the population of the German states and, to a lesser extent, the Low Countries, the Crown of Bohemia and northern parts of Italy, while bankrupting many of the regional powers involved. Between one-fourth and one-third of the German population perished from direct military causes or from disease and starvation, as well as postponed births.
After the Peace of Westphalia, which ended the war in favour of nations deciding their own religious allegiance, absolutism became the norm of the continent, while parts of Europe experimented with constitutions foreshadowed by the English Civil War and particularly the Glorious Revolution. European military conflict did not cease, but had less disruptive effects on the lives of Europeans. In the advanced northwest, the Enlightenment gave a philosophical underpinning to the new outlook, and the continued spread of literacy, made possible by the printing press, created new secular forces in thought.
From the Union of Krewo (see above) central and eastern Europe was dominated by Kingdom of Poland and Grand Duchy of Lithuania. In the 16th and 17th centuries Central and Eastern Europe was an arena of conflict for domination of the continent between Sweden, the Polish–Lithuanian Commonwealth (involved in series of wars, like Khmelnytsky uprising, Russo-Polish War, the Deluge, etc.) and the Ottoman Empire. This period saw a gradual decline of these three powers which were eventually replaced by new enlightened absolutist monarchies: Russia, Prussia and Austria (the Habsburg Monarchy). By the turn of the 19th century they had become new powers, having divided Poland between themselves, with Sweden and Turkey having experienced substantial territorial losses to Russia and Austria respectively as well as pauperisation.
War of the Spanish Succession
The War of the Spanish Succession (1701–1715) was a major war with France opposed by a coalition of England, the Netherlands, the Habsburg Monarchy, and Prussia. Duke of Marlborough commanded the English and Dutch victory at the Battle of Blenheim in 1704. The main issue was whether France under King Louis XIV would take control of Spain's very extensive possessions and thereby become by far the dominant power, or be forced to share power with other major nations. After initial allied successes, the long war produced a military stalemate and ended with the Treaty of Utrecht, which was based on a balance of power in Europe. Historian Russell Weigley argues that the many wars almost never accomplished more than they cost. British historian G. M. Trevelyan argues:
That Treaty [of Utrecht], which ushered in the stable and characteristic period of Eighteenth-Century civilization, marked the end of danger to Europe from the old French monarchy, and it marked a change of no less significance to the world at large – the maritime, commercial and financial supremacy of Great Britain.
Prussia
Frederick the Great, king of Prussia 1740–86, modernized the Prussian army, introduced new tactical and strategic concepts, fought mostly successful wars (Silesian Wars, Seven Years' War) and doubled the size of Prussia. Frederick had a rationale based on Enlightenment thought: he fought total wars for limited objectives. The goal was to convince rival kings that it was better to negotiate and make peace than to fight him.
Russia
Russia fought numerous wars to achieve rapid expansion toward the east – i.e. Siberia, Far East, south, to the Black Sea, and south-east and to central Asia. Russia boasted a large and powerful army, a very large and complex internal bureaucracy, and a splendid court that rivaled Paris and London. However the government was living far beyond its means and seized Church lands, leaving organized religion in a weak condition. Throughout the 18th century Russia remained "a poor, backward, overwhelmingly agricultural, and illiterate country."
Enlightenment
The Enlightenment was a powerful, widespread cultural movement of intellectuals beginning in late 17th-century Europe emphasizing the power of reason rather than tradition; it was especially favourable to science (especially Isaac Newton's physics) and hostile to religious orthodoxy (especially of the Catholic Church). It sought to analyze and reform society using reason, to challenge ideas grounded in tradition and faith, and to advance knowledge through the scientific method. It promoted scientific thought, skepticism, and intellectual interchange. The Enlightenment was a revolution in human thought. This new way of thinking was that rational thought begins with clearly stated principles, uses correct logic to arrive at conclusions, tests the conclusions against evidence, and then revises the principles in light of the evidence.
Enlightenment thinkers opposed superstition. Some Enlightenment thinkers collaborated with Enlightened despots, absolutist rulers who attempted to forcibly impose some of the new ideas about government into practice. The ideas of the Enlightenment exerted significant influence on the culture, politics, and governments of Europe.
Originating in the 17th century, it was sparked by philosophers Francis Bacon (1562–1626), Baruch Spinoza (1632–1677), John Locke (1632–1704), Pierre Bayle (1647–1706), Voltaire (1694–1778), Francis Hutcheson (1694–1746), David Hume (1711–1776) and physicist Isaac Newton (1643–1727). Ruling princes often endorsed and fostered these figures and even attempted to apply their ideas of government in what was known as enlightened absolutism. The Scientific Revolution is closely tied to the Enlightenment, as its discoveries overturned many traditional concepts and introduced new perspectives on nature and man's place within it. The Enlightenment flourished until about 1790–1800, at which point the Enlightenment, with its emphasis on reason, gave way to Romanticism, which placed a new emphasis on emotion; a Counter-Enlightenment began to increase in prominence. The Romantics argued that the Enlightenment was reductionistic insofar as it had largely ignored the forces of imagination, mystery, and sentiment.
In France, Enlightenment was based in the salons and culminated in the great Encyclopédie (1751–72) edited by Denis Diderot (1713–1784) and (until 1759) Jean le Rond d'Alembert (1717–1783) with contributions by hundreds of leading intellectuals who were called philosophes, notably Voltaire (1694–1778), Rousseau (1712–1778) and Montesquieu (1689–1755). Some 25,000 copies of the 35 volume encyclopedia were sold, half of them outside France. These new intellectual strains would spread to urban centres across Europe, notably England, Scotland, the German states, the Netherlands, Poland, Russia, Italy, Austria, and Spain, as well as Britain's American colonies.
The political ideals of the Enlightenment influenced the American Declaration of Independence, the United States Bill of Rights, the French Declaration of the Rights of Man and of the Citizen, and the Polish–Lithuanian Constitution of 3 May 1791.
Taking a long-term historical perspective, Norman Davies has argued that Freemasonry was a powerful force on behalf of Liberalism and Enlightenment ideas in Europe, from about 1700 to the 20th century. It expanded rapidly during the Age of Enlightenment, reaching practically every country in Europe. Prominent members included Montesquieu, Voltaire, Sir Robert Walpole, Wolfgang Amadeus Mozart, Johann Wolfgang von Goethe, Benjamin Franklin, and George Washington. Steven C. Bullock notes that in the late 18th century, English lodges were headed by the Prince of Wales, Prussian lodges by king Frederick the Great, and French lodges by royal princes. Emperor Napoleon selected as Grand Master of France his own brother.
The great enemy of Freemasonry was the Roman Catholic Church, so that in countries with a large Catholic element, such as France, Italy, Austria, Spain and Mexico, much of the ferocity of the political battles involve the confrontation between supporters of the Church versus active Masons. 20th-century totalitarian and revolutionary movements, especially the Fascists and Communists, crushed the Freemasons.
From revolution to imperialism (1789–1914)
The "long 19th century", from 1789 to 1914 saw the drastic social, political and economic changes initiated by the Industrial Revolution, the French Revolution and the Napoleonic Wars. Following the reorganisation of the political map of Europe at the Congress of Vienna in 1815, Europe experienced the rise of Nationalism, the rise of the Russian Empire and the peak of the British Empire, as well as the decline of the Ottoman Empire. Finally, the rise of the German Empire and the Austro-Hungarian Empire initiated the course of events that culminated in the outbreak of the First World War in 1914.
Industrial Revolution
The Industrial Revolution was a period in the late 18th century and early 19th century when major changes in agriculture, manufacturing, and transport impacted Britain and subsequently spread to the United States and Western Europe, a process that continues as industrialisation. Technological advancements, most notably the utilization of the steam engine, were major catalysts in the industrialisation process. It started in England and Scotland in the mid-18th century with the mechanisation of the textile industries, the development of iron-making techniques and the increased use of coal as the main fuel. Trade expansion was enabled by the introduction of canals, improved roads and railways. The introduction of steam power (fuelled primarily by coal) and powered machinery (mainly in textile manufacturing) underpinned the dramatic increases in production capacity. The development of all-metal machine tools in the first two decades of the 19th century facilitated the manufacture of more production machines for manufacturing in other industries. The effects spread throughout Western Europe and North America during the 19th century, eventually affecting most of the world. The impact of this change on society was enormous.
Era of the French Revolution
Historians R.R. Palmer and Joel Colton argue:
In 1789 France fell into revolution, and the world has never since been the same. The French Revolution was by far the most momentous upheaval of the whole revolutionary age. It replaced the "old regime" with "modern society," and at its extreme phase became very radical, so much so that all later revolutionary movements have looked back to it as a predecessor to themselves.... From the 1760s to 1848, the role of France was decisive.
The era of the French Revolution and the subsequent Napoleonic wars was a difficult time for monarchs. Tsar Paul I of Russia was assassinated; King Louis XVI of France was executed, as was his queen Marie Antoinette. Furthermore, kings Charles IV of Spain, Ferdinand VII of Spain and Gustav IV Adolf of Sweden were deposed as were ultimately the Emperor Napoleon and all of the relatives he had installed on various European thrones. King Frederick William III of Prussia and Emperor Francis II of Austria barely clung to their thrones. King George III of Great Britain lost the better part of the First British Empire.
The American Revolution (1775–1783) was the first successful revolt of a colony against a European power. It proclaimed, in the words of Thomas Jefferson, that "all men are created equal," a position based on the principles of the Enlightenment. It rejected aristocracy and established a republican form of government under George Washington that attracted worldwide attention.
The French Revolution (1789–1804) was a product of the same democratic forces in the Atlantic World and had an even greater impact. French historian François Aulard says:
From the social point of view, the Revolution consisted in the suppression of what was called the feudal system, in the emancipation of the individual, in greater division of landed property, the abolition of the privileges of noble birth, the establishment of equality, the simplification of life.... The French Revolution differed from other revolutions in being not merely national, for it aimed at benefiting all humanity."
French intervention in the American Revolutionary War had nearly bankrupted the state. After repeated failed attempts at financial reform, King Louis XVI had to convene the Estates-General, a representative body of the country made up of three estates: the clergy, the nobility, and the commoners. The third estate, joined by members of the other two, declared itself to be a National Assembly and swore an oath not to dissolve until France had a constitution and created, in July, the National Constituent Assembly. At the same time the people of Paris revolted, famously storming the Bastille prison on 14 July 1789.
At the time the assembly wanted to create a constitutional monarchy, and over the following two years passed various laws including the Declaration of the Rights of Man and of the Citizen, the abolition of feudalism, and a fundamental change in the relationship between France and Rome. At first the king agreed with these changes and enjoyed reasonable popularity with the people. As anti-royalism increased along with threat of foreign invasion, the king tried to flee and join France's enemies. He was captured and on 21 January 1793, having been convicted of treason, he was guillotined.
On 20 September 1792 the National Convention abolished the monarchy and declared France a republic. Due to the emergency of war, the National Convention created the Committee of Public Safety, controlled by Maximilien de Robespierre of the Jacobin Club, to act as the country's executive. Under Robespierre, the committee initiated the Reign of Terror, during which up to 40,000 people were executed in Paris, mainly nobles and those convicted by the Revolutionary Tribunal, often on the flimsiest of evidence. Internal tensions at Paris drove the Committee towards increasing assertions of radicalism and increasing suspicions, fueling new terror: A few months into this phase, more and more prominent revolutionaries were being sent to the guillotine by Robespierre and his faction, for example Madame Roland and Georges Danton. Elsewhere in the country, counter-revolutionary insurrections were brutally suppressed. The regime was overthrown in the coup of 9 Thermidor (27 July 1794) and Robespierre was executed. The regime which followed ended the Terror and relaxed Robespierre's more extreme policies.
Napoleon
Napoleon Bonaparte was one of the world's most famous soldiers and statesmen, leading France to great victories over numerous European enemies. Despite modest origins he became Emperor and restructured much of European diplomacy, politics and law, until he was forced to abdicate in 1814. His 100-day comeback in 1815 failed at the Battle of Waterloo, and he died in exile on a remote island, remembered as a great hero by many Frenchmen and as a great villain by British and other enemies.
Napoleon, despite his youth, was France's most successful general in the Revolutionary wars, having conquered large parts of Italy and forced the Austrians to sue for peace. In 1799 on 18 Brumaire (9 November) he overthrew the feeble government, replacing it with the Consulate, which he dominated. He gained popularity in France by restoring the Church, keeping taxes low, centralizing power in Paris, and winning glory on the battlefield. In 1804 he crowned himself Emperor. In 1805, Napoleon planned to invade Britain, but a renewed British alliance with Russia and Austria (Third Coalition), forced him to turn his attention towards the continent, while at the same time the French fleet was demolished by the British at the Battle of Trafalgar, ending any plan to invade Britain. On 2 December 1805, Napoleon defeated a numerically superior Austro-Russian army at Austerlitz, forcing Austria's withdrawal from the coalition (see Treaty of Pressburg) and dissolving the Holy Roman Empire. In 1806, a Fourth Coalition was set up. On 14 October Napoleon defeated the Prussians at the Battle of Jena-Auerstedt, marched through Germany and defeated the Russians on 14 June 1807 at Friedland. The Treaties of Tilsit divided Europe between France and Russia and created the Duchy of Warsaw.
On 12 June 1812 Napoleon invaded Russia with a Grande Armée of nearly 700,000 troops. After the measured victories at Smolensk and Borodino Napoleon occupied Moscow, only to find it burned by the retreating Russian army. He was forced to withdraw. On the march back his army was harassed by Cossacks, and suffered disease and starvation. Only 20,000 of his men survived the campaign. By 1813 the tide had begun to turn from Napoleon. Having been defeated by a seven nation army at the Battle of Leipzig in October 1813, he was forced to abdicate after the Six Days' Campaign and the occupation of Paris. Under the Treaty of Fontainebleau he was exiled to the island of Elba. He returned to France on 1 March 1815 (see Hundred Days), raised an army, but was finally defeated by a British and Prussian force at the Battle of Waterloo on 18 June 1815 and exiled to a small British island in the South Atlantic.
Impact of the French Revolution
Roberts finds that the Revolutionary and Napoleonic wars, from 1793 to 1815, caused 4 million deaths (of whom 1 million were civilians); 1.4 million were French deaths.
Outside France the Revolution had a major impact. Its ideas became widespread. Roberts argues that Napoleon was responsible for key ideas of the modern world, so that, "meritocracy, equality before the law, property rights, religious toleration, modern secular education, sound finances, and so on-were protected, consolidated, codified, and geographically extended by Napoleon during his 16 years of power."
Furthermore, the French armies in the 1790s and 1800s directly overthrew feudal remains in much of western Europe. They liberalised property laws, ended seigneurial dues, abolished the guild of merchants and craftsmen to facilitate entrepreneurship, legalised divorce, closed the Jewish ghettos and made Jews equal to everyone else. The Inquisition ended as did the Holy Roman Empire. The power of church courts and religious authority was sharply reduced and equality under the law was proclaimed for all men.
In foreign affairs, the French Army down to 1812 was quite successful. Roberts says that Napoleon fought 60 battles, losing only seven. France conquered Belgium and turned it into another province of France. It conquered the Netherlands, and made it a puppet state. It took control of the German areas on the left bank of the Rhine River and set up a puppet regime. It conquered Switzerland and most of Italy, setting up a series of puppet states. The result was glory for France, and an infusion of much needed money from the conquered lands, which also provided direct support to the French Army. However the enemies of France, led by Britain and funded by the inexhaustible British Treasury, formed a Second Coalition in 1799 (with Britain joined by Russia, the Ottoman Empire and Austria). It scored a series of victories that rolled back French successes, and trapped the French Army in Egypt. Napoleon himself slipped through the British blockade in October 1799, returning to Paris, where he overthrew the government and made himself the ruler.
Napoleon conquered most of Italy in the name of the French Revolution in 1797–99. He consolidated old units and split up Austria's holdings. He set up a series of new republics, complete with new codes of law and abolition of old feudal privileges. Napoleon's Cisalpine Republic was centered on Milan; Genoa became a republic; the Roman Republic was formed as well as the small Ligurian Republic around Genoa. The Neapolitan Republic was formed around Naples, but it lasted only five months. He later formed the Kingdom of Italy, with his brother as King. In addition, France turned the Netherlands into the Batavian Republic, and Switzerland into the Helvetic Republic. All these new countries were satellites of France, and had to pay large subsidies to Paris, as well as provide military support for Napoleon's wars. Their political and administrative systems were modernized, the metric system introduced, and trade barriers reduced. Jewish ghettos were abolished. Belgium and Piedmont became integral parts of France.
Most of the new nations were abolished and returned to prewar owners in 1814. However, Artz emphasizes the benefits the Italians gained from the French Revolution:
For nearly two decades the Italians had excellent codes of law, a fair system of taxation, a better economic situation, and more religious and intellectual toleration than they had known for centuries.... Everywhere old physical, economic, and intellectual barriers had been thrown down and the Italians had begun to be aware of a common nationality.
Likewise in Switzerland the long-term impact of the French Revolution has been assessed by Martin:
It proclaimed the equality of citizens before the law, equality of languages, freedom of thought and faith; it created a Swiss citizenship, basis of our modern nationality, and the separation of powers, of which the old regime had no conception; it suppressed internal tariffs and other economic restraints; it unified weights and measures, reformed civil and penal law, authorized mixed marriages (between Catholics and Protestants), suppressed torture and improved justice; it developed education and public works.
The greatest impact came of course in France itself. In addition to effects similar to those in Italy and Switzerland, France saw the introduction of the principle of legal equality, and the downgrading of the once powerful and rich Catholic Church to just a bureau controlled by the government. Power became centralized in Paris, with its strong bureaucracy and an army supplied by conscripting all young men. French politics were permanently polarized – new names were given, "left" and "right" for the supporters and opponents of the principles of the Revolution.
British historian Max Hastings says there is no question that as a military genius Napoleon ranks with Alexander the Great and Julius Caesar in greatness. However, in the political realm, historians debate whether Napoleon was "an enlightened despot who laid the foundations of modern Europe or, instead, a megalomaniac who wrought greater misery than any man before the coming of Hitler".
Religion
By the 19th century, governments increasingly took over traditional religious roles, paying much more attention to efficiency and uniformity than to religiosity. Secular bodies took control of education away from the churches, abolished taxes and tithes for the support of established religions, and excluded bishops from the upper houses. Secular laws increasingly regulated marriage and divorce, and maintaining birth and death registers became the duty of local officials. Although the numerous religious denominations in the United States founded many colleges and universities, that was almost exclusively a state function across Europe. Imperial powers protected Christian missionaries in African and Asian colonies. In France and other largely Catholic nations, anti-clerical political movements tried to reduce the role of the Catholic Church. Likewise briefly in Germany in the 1870s there was a fierce Kulturkampf (culture war) against Catholics, but the Catholics successfully fought back. The Catholic Church concentrated more power in the papacy and fought against secularism and socialism. It sponsored devotional reforms that gained wide support among the churchgoers.
Protestantism
Historian Kenneth Scott Latourette argues that the outlook for Protestantism at the start of the 19th century was discouraging. It was a regional religion based in northwestern Europe, with an outpost in the sparsely settled United States. It was closely allied with government, as in Scandinavia, the Netherlands, Prussia, and especially Great Britain. The alliance came at the expense of independence, as the government made the basic policy decisions, down to such details as the salaries of ministers and location of new churches. The dominant intellectual currents of the Enlightenment promoted rationalism, and most Protestant leaders preached a sort of deism. Intellectually, the new methods of historical and anthropological study undermine automatic acceptance of biblical stories, as did the sciences of geology and biology. Industrialization was a strongly negative factor, as workers who moved to the city seldom joined churches. The gap between the church and the unchurched grew rapidly, and secular forces, based both in socialism and liberalism undermine the prestige of religion. Despite the negative forces, Protestantism demonstrated a striking vitality by 1900. Shrugging off Enlightenment rationalism, Protestants embraced romanticism, with the stress on the personal and the invisible. Entirely fresh ideas as expressed by Friedrich Schleiermacher, Soren Kierkegaard, Albrecht Ritschl and Adolf von Harnack restored the intellectual power of theology. There was more attention to historic creeds such as the Augsburg, the Heidelberg, and the Westminster confessions. In England, Anglicans emphasize the historically Catholic components of their heritage, as the High Church element reintroduced vestments and incense into their rituals. The stirrings of pietism on the Continent, and evangelicalism in Britain expanded enormously, leading the devout away from an emphasis on formality and ritual and toward an inner sensibility toward personal relationship to Christ. Social activities, in education and in opposition to social vices such as slavery, alcoholism and poverty provided new opportunities for social service. Above all, worldwide missionary activity became a highly prized goal, proving quite successful in close cooperation with European colonialists, particularly during the New Imperialism period.
Nations rising
Emerging nationalism
The political development of nationalism and the push for popular sovereignty culminated with the ethnic/national revolutions of Europe. During the 19th century nationalism became one of the most significant political and social forces in history; it is typically listed among the top causes of World War I.
Napoleon's conquests of the German and Italian states around 1800–1806 played a major role in stimulating nationalism and the demands for national unity.
Germany
In the German states east of Prussia Napoleon abolished many of the old or medieval relics, such as dissolving the Holy Roman Empire in 1806. He imposed rational legal systems and demonstrated how dramatic changes were possible. For example, his organization of the Confederation of the Rhine in 1806 promoted a feeling of nationalism. Nationalists sought to encompass masculinity in their quest for strength and unity. In the 1860s it was Prussian chancellor Otto von Bismarck who achieved German unification in 1870 after the many smaller states followed Prussia's leadership in wars against Denmark, Austria and France.
Italy
Italian nationalism emerged in the 19th century and was the driving force for Italian unification or the "Risorgimento" (meaning the Resurgence or revival). It was the political and intellectual movement that consolidated different states of the Italian peninsula into the single state of the Kingdom of Italy in 1860. The memory of the Risorgimento is central to both Italian nationalism and Italian historiography.
Serbia
For centuries the Orthodox Christian Serbs were ruled by the Muslim-controlled Ottoman Empire. The success of the Serbian revolution (1804–1817) against Ottoman rule in 1817 marked the foundation of modern Principality of Serbia. It achieved de facto independence in 1867 and finally gained recognition by the Great Powers in the Berlin Congress of 1878. The Serbs developed a larger vision for nationalism in Pan-Slavism and with Russian support sought to pull the other Slavs out of the Austro-Hungarian Empire. Austria, with German backing, tried to crush Serbia in 1914 but Russia intervened, thus igniting the First World War in which Austria dissolved into nation states.
In 1918, the region of Vojvodina proclaimed its secession from Austria-Hungary to unite with the pan-Slavic State of Slovenes, Croats and Serbs; the Kingdom of Serbia joined the union on 1 December 1918, and the country was named Kingdom of Serbs, Croats, and Slovenes. It was renamed Yugoslavia, which was never able to tame the multiple nationalities and religions and it flew apart in civil war in the 1990s.
Greece
The Greek drive for independence from the Ottoman Empire inspired supporters across Christian Europe, especially in Britain. France, Russia and Britain intervened to make this nationalist dream become reality with the Greek War of Independence (1821-1829/1830).
Bulgaria
Bulgarian modern nationalism emerged under Ottoman rule in the late 18th and early 19th century, under the influence of western ideas such as liberalism and nationalism, which trickled into the country after the French revolution, mostly via Greece, although there were stirrings in the 18th century. Russia, as a World Great Power of fellow Orthodox Slavs, could appeal to the Bulgarians in a way that Austria could not. An autonomous Bulgarian Exarchate was established in 1870/1872 for the diocese of Bulgaria as well as for those, wherein at least two-thirds of Orthodox Christians were willing to join it. The April Uprising in 1876 indirectly resulted in the re-establishment of Bulgaria in 1878.
Poland
The cause of Polish nationalism was repeatedly frustrated before 1918. In the 1790s, Germany, Russia and Austria partitioned Poland. Napoleon set up the Duchy of Warsaw, a new Polish state that ignited a spirit of nationalism. Russia took it over in 1815 as Congress Poland with the tsar as King of Poland. Large-scale nationalist revolts erupted in 1830 and 1863–64 but were harshly crushed by Russia, which tried to Russify the Polish language, culture and religion. The collapse of the Russian Empire in the First World War enabled the major powers to reestablish an independent Poland, which survived until 1939. Meanwhile, Poles in areas controlled by Germany moved into heavy industry but their religion came under attack by Bismarck in the Kulturkampf of the 1870s. The Poles joined German Catholics in a well-organized new Centre Party, and defeated Bismarck politically. He responded by stopping the harassment and cooperating with the Centre Party.
Education
An important component of nationalism was the study of the nation's heritage, emphasizing the national language and literary culture. This stimulated, and was in turn strongly supported by, the emergence of national educational systems reaching the general population. Latin gave way to the national language, and compulsory education, with strong support from modernizers and the media, became standard in Germany and eventually the other West European nations. Voting reforms extended the franchise to the previously excluded elements. A strong sentiment among the elites was the necessity for compulsory public education, so that the new electorate could understand and handle its duties. Every country developed a sense of national origins – the historical accuracy was less important than the motivation toward patriotism. Universal compulsory education was extended as well to girls, at least at the elementary level. By the 1890s, strong movements emerged in some countries, including France, Germany and the United States, to extend compulsory education to the secondary level.
Ideological coalitions
After the defeat of revolutionary France, the great powers tried to restore the situation which existed before 1789. In 1815 at the Congress of Vienna, the major powers of Europe managed to produce a peaceful balance of power among the various European empires. This was known as the Metternich system. The powerbase of their support was the aristocracy, with its great landed wealth and control of the government, the church, and the military in most countries. However, their reactionary efforts were unable to stop the spread of revolutionary movements: the middle classes had been deeply influenced by the ideals of the French revolution, and the Industrial Revolution brought important economical and social changes.
Radical intellectuals looked to the working classes for a base for socialist, communist and anarchistic ideas. Widely influential was the 1848 pamphlet by Karl Marx and Friedrich Engels The Communist Manifesto.
The middle classes and businessmen promoted liberalism, free trade and capitalism. Aristocratic elements concentrated in government service, the military and the established churches. Nationalist movements (in Germany, Italy, Poland, Hungary, and elsewhere) called upon the "racial" unity (which usually meant a common language and an imagined common ethnicity) to seek national unification and/or liberation from foreign rule. As a result, the period between 1815 and 1871 saw a large number of revolutionary attempts and independence wars. Greece successfully revolted against Ottoman rule in the 1820s. European diplomats and intellectuals saw the Greek struggle for independence, with its accounts of Turkish atrocities, in a romantic light.
France under Napoleon III
Napoleon III, nephew of Napoleon I, parlayed his famous name and to widespread popularity across France . He returned from exile in 1848, promising to stabilize the chaotic political situation. He was elected president and maneuvered successfully to name himself Emperor, a move approved later by a large majority of the French electorate. The first part of his Imperial term brought many important reforms, facilitated by Napoleon's control of the lawmaking body, the government, and the Army. Hundreds of old Republican leaders were arrested and deported. Napoleon controlled the media and censored the news. In compensation for the loss of freedom, Napoleon gave the people new hospitals and asylums, beautified and modernized Paris, and built a modern railroad and transportation system that dramatically improved commerce, and helped the many small farmers as well. The economy grew, but industrialization was not as rapid as Britain, and France depended largely on small family-oriented firms as opposed to the large companies that were emerging in the United States and Germany. France was on the winning side in the Crimean war (1854–56), but after 1858 Napoleon's foreign-policy was less and less successful. He antagonized Great Britain and failed to appreciate the danger of war with Prussia. Foreign-policy blunders finally destroyed his reign in 1870–71. He gained worldwide attention for his aggressive foreign policy in Europe, Mexico, and worldwide. He helped in the unification of Italy by fighting the Austrian Empire and joined the Crimean War on the side of Great Britain to defend the Ottoman Empire against Russia. His empire collapsed after being defeated in the Franco-Prussian War.
France became a republic, but until the 1880s there was a strong popular demand for return to monarchy. That never happened because of the blunders made by the available monarchs. Hostility to the Catholic Church became a major issue, as France battle between secular and religious forces well into the 20th century, with the secular elements usually more successful. The French Third Republic emerged in 1871, was on the winning side of the first world war, and was finally overthrown when it was defeated in 1940 in World War II.
Major powers
Most European states had become constitutional (rather than absolute) monarchies by 1871, and Germany and Italy merged many small city-states to become united nation-states. Germany in particular increasingly dominated the continent in terms of economics and political power. Meanwhile, on a global scale, Great Britain, with its far-flung British Empire, unmatched Royal Navy, and powerful bankers, became the world's first global power. The sun never set on its territories, while an informal empire operated through British financiers, entrepreneurs, traders and engineers who established operations in many countries, and largely dominated Latin America. The British were especially famous for financing and constructing railways around the world.
Bismarck's Germany
From his base in Prussia, Otto von Bismarck in the 1860s engineered a series of short, decisive wars, that unified most of the German states (excluding Austria) into a powerful German Empire under Prussian leadership. He humiliated France in the process, but kept on good terms with Austria-Hungary. With that accomplished by 1871 he then skillfully used balance of power diplomacy to preserve Germany's new role and keep Europe at peace. The new German Empire industrialized rapidly and challenged Britain for economic leadership. Bismarck disliked colonies but public and elite opinion forced him to build an overseas empire. He was removed from office in 1890 by an aggressive young Kaiser Wilhelm II, who pursued a disruptive foreign policy that polarized Europe into rival camps. These rival camps went to war with each other in 1914.
Austrian and Russian empires
The power of nationalism to create new states was irresistible in the 19th century, and the process could lead to collapse in the absence of a strong nationalism. Austria-Hungary had the advantage of size, but multiple disadvantages. There were rivals on four sides, its finances were unstable, the population was fragmented into multiple ethnicities and languages that served as the bases for separatist nationalisms. It had a large army with good forts, but its industrial base was thin. Its naval resources were so minimal that it did not attempt to build an overseas empire. It did have the advantage of good diplomats, typified by Metternich (Foreign Minister 1809–1848, Prime Minister, 1821–1848)). They employed a grand strategy for survival that balanced out different forces, set up buffer zones, and kept the Habsburg empire going despite wars with the Ottomans, Frederick the Great, Napoleon and Bismarck, until the final disaster of the First World War. The Empire overnight disintegrated into multiple states based on ethnic nationalism and the principle of self-determination.
The Russian Empire likewise brought together a multitude of languages and cultures, so that its military defeat in the First World War led to multiple splits that created independent Finland, Latvia, Lithuania, Estonia, and Poland, and for a brief spell, independent Ukraine, Armenia, Georgia, and Azerbaijan.
Growth of European armies 1871 to 1904
Table: European armies on active duty in 1871, 1904
Imperialism
Colonial empires were the product of the European Age of Discovery from the 15th century. The initial impulse behind these dispersed maritime empires and those that followed was trade, driven by the new ideas and the capitalism that grew out of the Renaissance. Both the Portuguese Empire and Spanish Empire quickly grew into the first global political and economic systems with territories spread around the world.
Subsequent major European colonial empires included the French, Dutch, and British empires. The latter, consolidated during the period of British maritime hegemony in the 19th century, became the largest empire in history because of the improved ocean transportation technologies of the time as well as electronic communication through the telegraph, cable, and radio. At its height in 1920, the British Empire covered a quarter of the Earth's land area and comprised a quarter of its population. Other European countries, such as Belgium, Germany, and Italy, pursued colonial empires as well (mostly in Africa), but they were smaller. Ignoring the oceans, Russia built its Russian Empire through conquest by land in Eastern Europe, and Asia.
By the mid-19th century, the Ottoman Empire had declined enough to become a target for other global powers (see History of the Balkans). This instigated the Crimean War in 1854 and began a tenser period of minor clashes among the globe-spanning empires of Europe that eventually set the stage for the First World War. In the second half of the 19th century, the Kingdom of Sardinia and the Kingdom of Prussia carried out a series of wars that resulted in the creation of Italy and Germany as nation-states, significantly changing the balance of power in Europe. From 1870, Otto von Bismarck engineered a German hegemony of Europe that put France in a critical situation. It slowly rebuilt its relationships, seeking alliances with Russia and Britain to control the growing power of Germany. In this way, two opposing sides – the Triple Alliance of 1882 (Germany, Austria-Hungary and Italy) and the Triple Entente of 1907 (Britain, France and Russia) – formed in Europe, improving their military forces and alliances year-by-year.
1914–1945: two world wars
German-American historian Konrad Jarausch, asked if he agreed that "the European record of the past century [was] just one gigantic catastrophe", argues:
It is true that the first half of the 20th century was full of internecine warfare, economic depression, ethnic cleansing and racist genocide that killed tens of millions of people, more than any other period in human history. But looking only at the disasters creates an incomplete perception, because the second half of the century witnessed a much more positive development in spite of the Cold War. After the defeat of Fascism in 1945, the peaceful revolution of 1989/90 also liberated the East from Communist control in a quite unexpected fashion. As a result, Europeans generally live more free, prosperous and healthy lives than ever before.
The "short twentieth century", from 1914 to 1991, included the First World War, the Second World War and the Cold War. The First World War used modern technology to kill millions of soldiers. Victory by Britain, France, the United States and other allies drastically changed the map of Europe, ending four major land empires (the Russian, German, Austro-Hungarian and Ottoman empires) and leading to the creation of nation-states across Central and Eastern Europe. The October Revolution in Russia led to the creation of the Soviet Union (1917–1991) and the rise of the international communist movement. Widespread economic prosperity was typical of the period before 1914, and 1920–1929. After the onset of the Great Depression in 1929, however, democracy collapsed in most of Europe. Fascists took control in Italy, and the even more aggressive Nazi movement led by Adolf Hitler took control of Germany, 1933–45. The Second World War was fought on an even larger scale than the First war, killing many more people, and using even more advanced technology. It ended with the division of Europe between East and West, with the East under the control of the Soviet Union and the West dominated by NATO. The two sides engaged in the Cold War, with actual conflict taking place not in Europe but in Asia in the Korean War and the Vietnam War. The Imperial system collapsed. The remaining colonial empires ended through the decolonisation of European rule in Africa and Asia. The fall of Soviet Communism (1989–1991) left the West dominant and enabled the reunification of Germany. It accelerated the process of a European integration to include Eastern Europe. The European Union continues today, but with German economic dominance. Since the worldwide Great Recession of 2008, European growth has been slow, and financial crises have hit Greece and other countries. Modern-day Russia is weaker by military might, compared to when it was a superpower as a part of the Soviet Union, but has retained its historical status as both a great power and a regional power, confronting Ukraine and other post-Soviet states.
World War I
After the relative peace of most of the 19th century, the rivalry between European powers, compounded by a rising nationalism among ethnic groups, exploded in August 1914, when the First World War started. Over 65 million European soldiers were mobilised from 1914 to 1918; 20 million soldiers and civilians died, and 21 million were seriously wounded. On one side were Germany, Austria-Hungary, the Ottoman Empire and Bulgaria (the Central Powers/Triple Alliance), while on the other side stood Serbia and the Triple Entente – the coalition of France, Britain and Russia, which were joined by Italy in 1915, Romania in 1916 and by the United States in 1917. The Western Front involved especially brutal combat without any territorial gains by either side. Single battles like Verdun and the Somme killed hundreds of thousands of men while leaving the stalemate unchanged. Heavy artillery and machine guns caused most of the casualties, supplemented by poison gas. Czarist Russia collapsed in the February Revolution of 1917 and Germany claimed victory on the Eastern Front. After eight months of liberal rule, the October Revolution brought Vladimir Lenin and the Bolsheviks to power, leading to the creation of the Soviet Union in place of the disintegrated Russian Empire. With American entry into the war in 1917 on the Allied side, and the failure of Germany's spring 1918 offensive, Germany had run out of manpower, while an average of 10,000 American troops were arriving in France every day in the summer of 1918. Germany's allies, Austria-Hungary and the Ottoman Empire, surrendered and dissolved, followed by Germany on 11 November 1918. The victors forced Germany to assume responsibility for the conflict and pay war reparations.
One factor in determining the outcome of the war was that the Allies had significantly more economic resources they could spend on the war. One estimate (using 1913 US dollars) is that the Allies spent $58 billion on the war and the Central Powers only $25 billion. Among the Allies, Britain spent $21 billion and the U.S. $17 billion; among the Central Powers Germany spent $20 billion.
Paris Peace Conference
The world war was settled by the victors at the Paris Peace Conference in 1919. Two dozen nations sent delegations, and there were many nongovernmental groups, but the defeated powers were not invited.
The "Big Four" were President Woodrow Wilson of the United States, Prime Minister David Lloyd George of Great Britain, Georges Clemenceau of France, and, of least importance, Italian Prime Minister Vittorio Orlando. Each has a large staff of experts. They met together informally 145 times and made all the major decisions, which in turn were ratified by the others.
The major decisions were the creation of the League of Nations; the six peace treaties with defeated enemies, most notable the Treaty of Versailles with Germany; the awarding of German and Ottoman overseas possessions as "mandates", chiefly to Britain and France; and the drawing of new national boundaries (sometimes with plebiscites) to better reflect the forces of nationalism.
The Big Four implemented sweeping changes to the political geography of the world. Most famously, the Treaty of Versailles itself weakened Germany's military power and placed full blame for the war and costly reparations on its shoulders – the humiliation and resentment in Germany was probably one of the causes of Nazi success and indirectly a cause of World War II.
At the insistence of President Wilson, the Big Four required Poland to sign a treaty on 28 June 1919 that guaranteed minority rights in the new nation. Poland signed under protest, and made little effort to enforce the specified rights for Germans, Jews, Ukrainians, and other minorities. Similar treaties were signed by Czechoslovakia, Romania, Yugoslavia, Greece, Austria, Hungary, Bulgaria, and later by Latvia, Estonia and Lithuania. Finland and Germany were not asked to sign a minority rights treaty.
Interwar
In the Treaty of Versailles (1919) the winners recognised the new states (Poland, Czechoslovakia, Hungary, Austria, Yugoslavia, Finland, Estonia, Latvia, Lithuania) created in central Europe from the defunct German, Austro-Hungarian and Russian empires, based on national (ethnic) self-determination. It was a peaceful era with a few small wars before 1922 such as the Ukrainian–Soviet War (1917–1921) and the Polish–Soviet War (1919–1921). Prosperity was widespread, and the major cities sponsored a youth culture called the "Roaring Twenties" or "Jazz Age" that was often featured in the cinema, which attracted very large audiences.
The Allied victory in the First World War seemed to mark the triumph of liberalism, not just in the Allied countries themselves, but also in Germany and in the new states of Eastern Europe, as well as Japan. Authoritarian militarism as typified by Germany had been defeated and discredited. Historian Martin Blinkhorn argues that the liberal themes were ascendant in terms of "cultural pluralism, religious and ethnic toleration, national self-determination, free-market economics, representative and responsible government, free trade, unionism, and the peaceful settlement of international disputes through a new body, the League of Nations." However, as early as 1917, the emerging liberal order was being challenged by the new communist movement taking inspiration from the Russian Revolution. Communist revolts were beaten back everywhere else, but they did succeed in Russia.
Fascism and authoritarianism
Italy adopted an authoritarian dictatorship known as Fascism in 1922; it became a model for Hitler in Germany and for right wing elements in other countries. Historian Stanley G. Payne says Fascism in Italy was:
A primarily political dictatorship....The Fascist Party itself had become almost completely bureaucratized and subservient to, not dominant over, the state itself. Big business, industry, and finance retained extensive autonomy, particularly in the early years. The armed forces also enjoyed considerable autonomy....The Fascist militia was placed under military control....The judicial system was left largely intact and relatively autonomous as well. The police continued to be directed by state officials and were not taken over by party leaders...nor was a major new police elite created....There was never any question of bringing the Church under overall subservience.... Sizable sectors of Italian cultural life retained extensive autonomy, and no major state propaganda-and-culture ministry existed....The Mussolini regime was neither especially sanguinary nor particularly repressive.
Authoritarian regimes replaced democracy in the 1930s in Nazi Germany, Portugal, Austria, Poland, Greece, the Baltic countries and Francoist Spain. By 1940, there were only four liberal democracies left on the European continent: France, Finland, Switzerland and Sweden.
Great Depression: 1929–1939
After the Wall Street Crash of 1929, nearly the whole world sank into a Great Depression, as money stopped flowing from New York to Europe, prices fell, profits fell, and unemployment soared. The worst hit sectors included heavy industry, export-oriented agriculture, mining and lumbering, and construction. World trade fell by two-thirds.
Liberalism and democracy were discredited. In most of Europe, as well as in Japan and most of Latin America, nation after nation turned to dictators and authoritarian regimes. The most momentous change of government came when Hitler and his Nazis took power in Germany in 1933. The main institution that was meant to bring stability was the League of Nations, created in 1919. However the League failed to resolve any major crises and by 1938 it was no longer a major player. The League was undermined by the bellicosity of Nazi Germany, Imperial Japan, the Soviet Union, and Mussolini's Italy, and by the non-participation of the United States. By 1937 it was largely ignored.
A major civil war took place in Spain, with the nationalists winning. The League of Nations was helpless as Italy conquered Ethiopia and Japan seized Manchuria in 1931 and took over most of China starting in 1937.
The Spanish Civil War (1936–1939) was marked by numerous small battles and sieges, and many atrocities, until the rebels (the Nationalists), led by Francisco Franco, won in 1939. There was military intervention as Italy sent land forces, and Germany sent smaller elite air force and armoured units to the Nationalists. The Soviet Union sold armaments to the leftist Republicans on the other side, while the Communist parties in numerous countries sent soldiers to the "International Brigades." The civil war did not escalate into a larger conflict, but did become a worldwide ideological battleground that pitted the left, the communist movement and many liberals against Catholics, conservatives, and fascists. Britain, France and the US remained neutral and refused to sell military supplies to either side. Worldwide there was a decline in pacifism and a growing sense that another world war was imminent, and that it would be worth fighting for.
World War II
In the Munich Agreement of 1938, Britain and France adopted a policy of appeasement as they gave Hitler what he wanted out of Czechoslovakia in the hope that it would bring peace. It did not. In 1939 Germany took over the rest of Czechoslovakia and appeasement policies gave way to hurried rearmament as Hitler next turned his attention to Poland.
After allying with Japan in the Anti-Comintern Pact and then also with Benito Mussolini's Italy in the "Pact of Steel", and finally signing a non-aggression treaty with the Soviet Union in August 1939, Hitler launched the Second World War on 1 September 1939 by attacking Poland. To his surprise Britain and France declared war on Germany, but there was little fighting during the "Phoney War" period. War began in earnest in spring 1940 with the successful Blitzkrieg conquests of Denmark, Norway, the Low Countries, and France. Britain remained alone but refused to negotiate, and defeated Germany's air attacks in the Battle of Britain. Hitler's goal was to control Eastern Europe but because of his failure to defeat Britain and the Italian failures in North Africa and the Balkans, the great attack on the Soviet Union was delayed until June 1941. Despite initial successes, the German army was stopped close to Moscow in December 1941.
Over the next year the tide was turned and the Germans started to suffer a series of defeats, for example in the siege of Stalingrad and at Kursk. Meanwhile, Japan (allied to Germany and Italy since September 1940) attacked Britain and the United States on 7 December 1941; Germany then completed its over-extension by declaring war on the United States. War raged between the Axis Powers (Germany, Italy, and Japan) and the Allied Forces (British Empire, Soviet Union, and the United States). The Allied Forces won in North Africa, invaded Italy in 1943, and recaptured France in 1944. In the spring of 1945 Germany itself was invaded from the east by the Soviet Union and from the west by the other Allies. As the Red Army conquered the Reichstag in Berlin, Hitler committed suicide and Germany surrendered in early May. World War II was the deadliest conflict in human history, causing between 50 and 80 million deaths, the majority of whom were civilians (approximately 38 to 55 million).
This period was also marked by systematic genocide. In 1942–45, separately from the war-related deaths, the Nazis killed an additional number of over 11 million civilians identified through IBM-enabled censuses, including the majority of the Jews and Gypsies of Europe, millions of Polish and Soviet Slavs, and also homosexuals, Jehovah's Witnesses, misfits, disabled, and political enemies. Meanwhile, in the 1930s the Soviet system of forced labour, expulsions and allegedly engineered famine had a similar death toll. During and after the war millions of civilians were affected by forced population transfers.
Cold War era
The world wars ended the pre-eminent position of Britain, France and Germany in Europe and the world. At the Yalta Conference, Europe was divided into spheres of influence between the victors of World War II, and soon became the principal zone of contention in the Cold War between the two power blocs, the Western countries and the Communist bloc. The United States and the majority of European liberal democracies at the time (United Kingdom, France, Italy, Netherlands, West Germany etc.) established the NATO military alliance. Later, the Soviet Union and its satellites (Bulgaria, Czechoslovakia, East Germany, Hungary, Poland, and Romania) in 1955 established the Warsaw Pact as a counterpoint to NATO. The Warsaw Pact had a much larger ground force, but the American-French-British nuclear umbrellas protected NATO.
Communist states were imposed by the Red Army in the East, while parliamentary democracy became the dominant form of government in the West. Most historians point to its success as the product of exhaustion with war and dictatorship, and the promise of continued economic prosperity. Martin Conway also adds that an important impetus came from the anti-Nazi wartime political coalitions.
Economic recovery
The United States gave away about $20 billion in Marshall Plan grants and other grants and low-interest long-term loans to Western Europe, 1945 to 1951. Historian Michael J. Hogan argues that American aid was critical in stabilizing the economy and politics of Western Europe. It brought in modern management that dramatically increased productivity, and encouraged cooperation between labor and management, and among the member states. Local Communist parties were opposed, and they lost prestige and influence and a role in government. In strategic terms, says Hogan, the Marshall Plan strengthened the West against The possibility of a Communist invasion or political takeover. However, the Marshall Plan's role in the rapid recovery has been debated. Most reject the idea that it only miraculously revived Europe, since the evidence shows that a general recovery was already under way thanks to other aid programs from the United States. Economic historians Bradford De Long and Barry Eichengreen conclude it was, " History's Most Successful Structural Adjustment Program." They state:
It was not large enough to have significantly accelerated recovery by financing investment, aiding the reconstruction of damaged infrastructure, or easing commodity bottlenecks. We argue, however, that the Marshall Plan did play a major role in setting the stage for post-World War II Western Europe's rapid growth. The conditions attached to Marshall Plan aid pushed European political economy in a direction that left its post World War II "mixed economies" with more "market" and less "controls" in the mix.
The Soviet Union concentrated on its own recovery. It seized and transferred most of Germany's industrial plants and it exacted war reparations from East Germany, Hungary, Romania, and Bulgaria, using Soviet-dominated joint enterprises. It used trading arrangements deliberately designed to favor the Soviet Union. Moscow controlled the Communist parties that ruled the satellite states, and they followed orders from the Kremlin. Historian Mark Kramer concludes:
The net outflow of resources from eastern Europe to the Soviet Union was approximately $15 billion to $20 billion in the first decade after World War II, an amount roughly equal to the total aid provided by the United States to western Europe under the Marshall Plan.
Western Europe began economic and then political integration, with the aim to unite the region and defend it. This process included organisations such as the European Coal and Steel Community, which grew and evolved into the European Union, and the Council of Europe. The Solidarność movement in the 1980s weakened the Communist government in Poland. At the time the Soviet leader Mikhail Gorbachev initiated perestroika and glasnost, which weakened Soviet influence in Europe, particularly in the USSR. In 1989 after the Pan-European Picnic the Iron Curtain and the Berlin Wall came down and Communist governments outside the Soviet Union were deposed. In 1990 the Federal Republic of Germany absorbed East Germany, after making large cash payments to the USSR. In 1991 the Communist Party in Moscow collapsed, ending the USSR, which split into fifteen independent states. The largest, Russia, took the Soviet Union's seat on the United Nations Security Council. The most violent dissolution happened in Yugoslavia, in the Balkans. Four (Slovenia, Croatia, Bosnia and Herzegovina and North Macedonia) out of six Yugoslav republics declared independence and for most of them a violent war ensued, in some parts lasting until 1995. In 2006 Montenegro seceded and became an independent state. In the post–Cold War era, NATO and the EU have been gradually admitting most of the former members of the Warsaw Pact.
Looking at the half century after the war historian Walter Lacquer concluded:
"The postwar generations of European elites aimed to create more democratic societies. They wanted to reduce the extremes of wealth and poverty and provide essential social services in a way that prewar generations had not. They had had quite enough of unrest and conflict. For decades many Continental societies had more or less achieved these aims and had every reason to be proud of their progress. Europe was quiet and civilized. Europe's success was based on recent painful experience: the horrors of two world wars; the lessons of dictatorship; the experiences of fascism and communism. Above all, it was based on a feeling of European identity and common values – or so it appeared at the time."
The post-war period also witnessed a significant rise in the standard of living of the Western European working class. As noted by one historical text, "within a single generation, the working classes of Western Europe came to enjoy the multiple pleasures of the consumer society."
Western Europe's industrial nations in the 1970s were hit by a global economic crisis. They had obsolescent heavy industry, and suddenly had to pay very high energy prices which caused sharp inflation. Some of them also had inefficient nationalized railways and heavy industries. In the important field of computer technology, European nations lagged behind the United States. They also faced high government deficits and growing unrest led by militant labour unions. There was an urgent need for new economic directions. Germany and Sweden sought to create a social consensus behind a gradual restructuring. Germany's efforts proved highly successful. In Britain under the leadership of Margaret Thatcher, the solution was shock therapy, high interest rates, austerity, and selling off inefficient corporations as well as the public housing, which was sold off to the tenants. One result was escalating social tensions in Britain, led by the militant coal miners. Thatcher eventually defeated her opponents and radically changed the British economy, but the controversy never went away as shown by the hostile demonstrations at the time of her death in 2013.
Recent history
The end of the Cold War came in a series of events from 1979 to 1991, mainly in Eastern Europe. In the end, these brought the fall of the Iron Curtain, the German reunification and the end of Soviet control over their Eastern European satellites and their worldwide network of communist parties in a friendly chain reaction from the Pan-European Picnic in 1989. The finals brought the division of the Soviet Union into 15 non-communist states in 1991.
Italian historian Federico Romero reports that observers at the time emphasized that,:
The systemic and ideological confrontation between capitalism and communism had faded away. The geopolitical partition of Europe was no more. Nuclear deterrence was morphing into a less armed, almost hypothetical version of its previous self. Superpower rivalry was rapidly wound up with cascading effects in various areas of the world.
Following the end of the Cold War, the European Economic Community pushed for closer integration, co-operation in foreign and home affairs, and started to increase its membership into the neutral and former communist countries. In 1993, the Maastricht Treaty established the European Union, succeeding the EEC and furthering political co-operation. The neutral countries of Austria, Finland and Sweden acceded to the EU, and those that didn't join were tied into the EU's economic market via the European Economic Area. These countries also entered the Schengen Agreement which lifted border controls between member states.
The Maastricht Treaty created a single currency for most EU members. The euro was created in 1999 and replaced all previous currencies in participating states in 2002. The most notable exception to the currency union, or eurozone, was the United Kingdom, which also did not sign the Schengen Agreement.
EU did not participate in the Yugoslav Wars, and was divided on supporting the United States in the 2003–2011 Iraq War. NATO has been part of the war in Afghanistan, but at a much lower level of involvement than the United States.
In 2004, the EU gained 10 new members. (Estonia, Latvia, and Lithuania, which had been part of the Soviet Union; Czech Republic, Hungary, Poland, Slovakia, and Slovenia, five former-communist countries; Malta, and the divided island of Cyprus.) These were followed by Bulgaria and Romania in 2007. Russia's regime had interpreted these expansions as violations against NATO's promise to not expand "one inch to the east" in 1990. Russia engaged in a number of bilateral disputes about gas supplies with Belarus and Ukraine which endangered gas supplies to Europe. Russia also engaged in a minor war with Georgia in 2008.
Supported by the United States and some European countries, Kosovo's government unilaterally declared independence from Serbia on 17 February 2008.
Public opinion in the EU turned against enlargement, partially due to what was seen as over-eager expansion including Turkey gaining candidate status. The European Constitution was rejected in France and the Netherlands, and then (as the Treaty of Lisbon) in Ireland, although a second vote passed in Ireland in 2009.
The financial crisis of 2007–08 affected Europe, and government responded with austerity measures. Limited ability of the smaller EU nations (most notably Greece) to handle their debts led to social unrest, government liquidation, and financial insolvency. In May 2010, the German parliament agreed to loan 22.4 billion euros to Greece over three years, with the stipulation that Greece follow strict austerity measures. See European sovereign-debt crisis.
Beginning in 2014, Ukraine has been in a state of revolution and unrest with two breakaway regions (Donetsk and Lugansk) attempting to join Russia as full federal subjects. (See War in Donbass.) On 16 March, a referendum was held in Crimea leading to the de facto secession of Crimea and its largely internationally unrecognized annexation to the Russian Federation as the Republic of Crimea.
In June 2016, in a referendum in the United Kingdom on the country's membership in the European Union, 52% of voters voted to leave the EU, leading to the complex Brexit separation process and negotiations, which led to political and economic changes for both the UK and the remaining European Union countries. The UK left the EU on 31 January 2020. Later that year, Europe was affected by the COVID-19 pandemic.
According to the Wall Street Journal in 2021 as Angela Merkel stepped down as the highly popular Chancellor of Germany after 16 years: Ms. Merkel leaves in her wake a weakened Europe, a region whose aspirations to act as a third superpower have come to seem ever more unrealistic. When she became chancellor in 2005, the EU was at a high point: It had adopted the euro, which was meant to rival the dollar as a global currency, and had just expanded by absorbing former members of the Soviet bloc. Today’s EU, by contrast, is geographically and economically diminished. Having lost the U.K. because of Brexit, it faces deep political and cultural divisions, lags behind in the global race for innovation and technology and is increasingly squeezed by the mounting U.S.-China strategic rivalry. Europe has endured thanks in part to Ms. Merkel’s pragmatic stewardship, but it has been battered by crises during her entire time in office.
Chronology
700 BC: Homer composes The Iliad, an epic poem that represents the first extended work of European literature.
440 BC: Herodotus defends Athenian political freedom in the Histories.
323 BC: Alexander the Great dies and his Macedonian Empire (reaching far into Asia) fragments.
44 BC: Julius Caesar is murdered. The Roman Republic enters its terminal crisis.
27 BC: Establishment of the Roman Empire under Octavian.
AD
30 or 33 AD: Jesus, a popular religious leader, is crucified.
45–55 (ca): First Christian congregations in mainland Greece and in Rome.
293: Diocletian reorganizes the Empire by creating the Tetrarchy.
330: Constantine makes Constantinople into his capital, a new Rome.
395: Following the death of Theodosius I, the Empire is permanently split into the Eastern Roman Empire (later Byzantium) and the Western Roman Empire.
476: Odoacer captures Ravenna and deposes the last Roman emperor in the west: traditionally seen as the end date of the Western Roman Empire.
527: Justinian I is crowned emperor of Byzantium. Orders the editing of Corpus Juris Civilis, Digest (Roman law).
597: Beginning of Roman Catholic Christianization of Anglo-Saxon England (missions and churches had been in existence well before this date, but their contacts with Rome had been loose or nonexistent)
600: Saint Columbanus uses the term "Europe" in a letter.
655: Jus patronatus.
681: Khan Asparukh leads the Bulgars and in a union with the numerous local Slavs invades the Byzantine empire in the Battle of Ongal, creating Bulgaria.
718: Tervel of Bulgaria helps the Byzantine Empire stop the Arabic invasion of Europe, and breaks the siege of Constantinople.
722: Battle of Covadonga in the Iberian Peninsula. Pelayo, a noble Visigoth, defeats a Muslim army that tried to conquer the Cantabrian coast. This helps establish the Christian Kingdom of Asturias, and marks the beginning of the Reconquista.
732: At the Battle of Tours, the Franks stop the advance of the Arabs into Europe.
800: Coronation of Charlemagne as Holy Roman Emperor.
813: Third Council of Tours: Priests are ordered to preach in the native language of the population.
843: Treaty of Verdun.
863: Saints Cyril and Methodius arrive in Great Moravia, initiating Christian mission among the Slav peoples.
864: Boris I of Bulgaria officially baptises the whole nation, converting the non-Christian population from Tengrism, Slavic and other paganism to Christianity, and officially founding the Bulgarian Church
872: Unification of Norway.
886: Bulgarian students of Cyril and Methodius – Sava, Kliment, Naum, Gorazd, Angelariy – arrive back to Bulgaria, creating the Preslav and Ohrid Literary Schools.
893: The Cyrillic alphabet, developed during the 9th century AD at the Preslav Literary School in the First Bulgarian Empire, becomes the official Bulgarian alphabet.
895: Hungarian people led by Árpád start to settle in the Carpathian Basin.
917: In the Battle of Achelous (917) Bulgaria defeats the Byzantine empire, and Simeon I of Bulgaria is proclaimed as emperor, thus Bulgaria becomes an empire.
962: Otto I of East Francia is crowned as "Emperor" by the Pope, beginning the Holy Roman Empire.
988 Kievan Rus adopts Christianity, often seen as the origin of the Russian Orthodox Church.
1054: Start of the East–West Schism, which divides the Christian church for centuries.
1066: Successful Norman Invasion of England by William the Conqueror.
1095: Pope Urban II calls for the First Crusade.
12th century: The 12th century in literature saw an increase in the number of texts. The Renaissance of the 12th century occurs.
1128: Battle of São Mamede, formation of Portuguese sovereignty.
1185: Bulgarian sovereignty was reestablished with the anti-Byzantine uprising of the Bulgarians and Vlachs
1250: Death of emperor Frederick II; end of effective ability of German emperors to exercise control in Italy.
1303: The period of the Crusades is over.
1309–1378: The Avignon Papacy
1315–1317: The Great Famine of 1315–1317 in Northern Europe
1341: Petrarch, the "Father of Humanism", becomes the first poet laureate since antiquity.
1337–1453: The Hundred Years' War between England and France.
1348–1351: Black Death kills about one-third of Europe's population.
1439: Johannes Gutenberg invents first movable type and the first printing press for books, starting the Printing Revolution.
1453: Fall of Constantinople to the Ottoman Turks.
1492: The Reconquista ends in the Iberian Peninsula. A Spanish expeditionary group, commanded by Christopher Columbus, lands in the New World.
1497: Vasco da Gama departs to India starting direct trade with Asia.
1498: Leonardo da Vinci paints The Last Supper in Milan as the Renaissance flourishes.
1508: Maximilian I the last ruling "King of the Romans" and the first "elected Emperor of the Romans".
1517: Martin Luther nails his 95 theses on indulgences to the door of the church in Wittenberg, triggering discussions which would soon lead to the Reformation
1519: Ferdinand Magellan and Juan Sebastián Elcano begin first global circumnavigation. Their expedition returns in 1522.
1519: Hernán Cortés begins conquest of Mexico for Spain.
1532: Francisco Pizarro begins the conquest of Peru (the Inca Empire) for Spain.
1543: Nicolaus Copernicus publishes De revolutionibus orbium coelestium (On the Revolutions of the Celestial Spheres).
1547: The Grand Duchy of Moscow becomes the Tsardom of Russia.
1582: The introduction of the Gregorian calendar; Russia refuses to adopt it until 1918.
1610: Galileo Galilei uses his telescope to discover the moons of Jupiter.
1618: The Thirty Years' War brings massive devastation to central Europe.
1648: The Peace of Westphalia ends the Thirty Years' War, and introduces the principle of the integrity of the nation state.
1687: Isaac Newton publishes Principia Mathematica, having a profound impact on The Enlightenment.
1699: Treaty of Karlowitz concludes the Austro-Ottoman War. This marks the end of Ottoman control of Central Europe and the beginning of Ottoman stagnation, establishing the Habsburg Monarchy as the dominant power in Central and Southeastern Europe.
1700: Outbreak of the War of the Spanish Succession and the Great Northern War. The first would check the aspirations of Louis XIV, king of France to dominate European affairs; the second would lead to Russia's emergence as a great power and a recognizably European state.
18th century: Age of Enlightenment spurs an intellectual renaissance across Europe.
1707: The Kingdom of Great Britain is formed by the union of the Kingdom of England and the Kingdom of Scotland.
1712: Thomas Newcomen invents first practical steam engine which begins Industrial Revolution in Britain.
1721: Foundation of the Russian Empire.
1775: James Watt invents a new efficient steam engine accelerating the Industrial Revolution in Britain.
1776: Adam Smith publishes The Wealth of Nations.
1784: Immanuel Kant publishes Answering the Question: What Is Enlightenment?.
1789: Beginning of the French Revolution and end of the absolute monarchy in France.
1792–1802: French Revolutionary Wars.
1799: Napoleon comes to power, eventually consolidating his position as Emperor of the French.
1803–1815: Napoleonic Wars end in defeat of Napoleon.
1806: Napoleon abolishes the Holy Roman Empire.
1814–1815: Congress of Vienna; Treaty of Vienna; France is reduced to 1789 boundaries; Reactionary forces dominate across Europe.
1825: George Stephenson opens the Stockton and Darlington Railway the first steam train railway for passenger traffic in the world.
1836: Louis Daguerre invents first practical photographic method, in effect the first camera.
1838: , the first steamship built for regularly scheduled transatlantic crossings enters service.
1848: Revolutions of 1848 and publication of The Communist Manifesto.
1852: Start of the Crimean War, which ends in 1855 in a defeat for Russia.
1859: Charles Darwin publishes On the Origin of Species.
1861: Unification of Italy after victories by Giuseppe Garibaldi.
1866: First commercially successful transatlantic telegraph cable is completed.
1860s: Russia emancipates its serfs and Karl Marx completes the first volume of Das Kapital.
1870: Franco-Prussian War and the fall of the Second French Empire.
1871: Unification of Germany under the direction of Otto von Bismarck.
1873: Panic of 1873 occurs. The Long Depression begins.
1878: Re-establishment of Bulgaria, independence of Serbia, Montenegro, Romania
1885: Karl Benz invents Benz Patent-Motorwagen, the world's first automobile.
1885: First permanent citywide electrical tram system in Europe (in Sarajevo).
1895: Auguste and Louis Lumière begin exhibitions of projected films before the paying public with their cinematograph, a portable camera, printer, and projector.
1902: Guglielmo Marconi sends first transatlantic radio transmission.
1914: Archduke Franz Ferdinand of Austria is assassinated; World War I begins.
1917: Vladimir Lenin and the Bolsheviks seize power in the Russian Revolution. The ensuing Russian Civil War lasts until 1922.
1918: World War I ends with the defeat of Germany and the Central Powers. Ten million soldiers killed; collapse of Russian, German, Austrian, and Ottoman empires.
1918: Collapse of the German Empire and monarchic system; founding of Weimar Republic.
1918: Worldwide Spanish flu epidemic kills millions in Europe.
1918: Austro-Hungarian Empire dissolves.
1919: Versailles Treaty strips Germany of its colonies, several provinces and its navy and air force; limits army; Allies occupy western areas; reparations ordered.
1920: League of Nations begins operations; largely ineffective; defunct by 1939.
1921–22: Ireland divided; Irish Free State becomes independent and civil war erupts.
1922: Benito Mussolini and the Fascists take power in Italy.
1929: Worldwide Great Depression begins with stock market crash in New York City.
1933: Adolf Hitler and the Nazis take power in Germany.
1935: Italy conquers Ethiopia; League sanctions are ineffective.
1936: Start of the Spanish Civil War; ends in 1939 with victory of Nationalists who are aided by Germany and Italy.
1938: Germany escalates the persecution of Jews with Kristallnacht.
1938: Appeasement of Germany by Britain and France; Munich agreement splits Czechoslovakia; Germany seized the remainder in 1939.
1939: Britain and France hurriedly rearm; failed to arrange treaty with USSR.
1939: Adolf Hitler and Joseph Stalin agree partition of Eastern Europe in Molotov–Ribbentrop Pact.
1939: Nazi Germany invades Poland, starting the Second World War.
1940: Great Britain under Winston Churchill becomes the last nation to hold out against the Nazis after winning the Battle of Britain.
1941: U.S. begins large-scale lend-lease aid to Britain, Free France, the USSR and other Allies; Canada also provides financial aid.
1941: Germany invades the Soviet Union in Operation Barbarossa; fails to capture Moscow or Leningrad.
1942: Adolf Hitler and Nazi Germany commence the Holocaust – a Final Solution, with the murder of 6 million Jews.
1943: After Stalingrad and Kursk, Soviet forces begin recapturing Nazi-occupied territory in the East.
1944: U.S., British and Canadian armed forces invade Nazi-occupied France at Normandy.
1945: Hitler commits suicide, Mussolini is murdered. World War II ends with Europe in ruins and Germany defeated.
1945: United Nations formed.
1947: The British Empire begins a process of voluntarily dismantling with the granting of independence to India and Pakistan.
1947: Cold War begins as Europe is polarized East versus West.
1948–1951: U.S. provides large sums to rebuild Western Europe through the Marshall Plan; stimulates large-scale modernization of European industries and reduction of trade restrictions.
1949: The NATO alliance is established.
1955: USSR creates a rival military coalition, the Warsaw Pact.
1950: The Schuman Declaration begins the process of European integration.
1954: The French Empire begins to be dismantled; Withdraws from Vietnam.
1956: Suez Crisis signals the end of the effective power of the British Empire.
1956: Hungarian Uprising defeated by Soviet military forces.
1957: Treaties of Rome establish the European Economic Community from 1958.
1968: The May 1968 events in France lead France to the brink of revolution.
1968: The Prague Spring is defeated by Warsaw Pact military forces. The Club of Rome is founded.
1980: The Solidarność movement under Lech Wałęsa begins open, overground opposition to the Communist rule in Poland.
1985: Mikhail Gorbachev becomes leader of the Soviet Union and begins reforms which inadvertently leads to the fall of Communism and the Soviet Union.
1986: Chernobyl disaster occurs, the worst nuclear disaster in history.
1989: Communism overthrown in all the Warsaw Pact countries except the Soviet Union. Fall of the Berlin Wall (opening of unrestrained border crossings between east and west, which effectively deprived the wall of any relevance).
1990: Reunification of Germany.
1991: Breakup of Yugoslavia and the beginning of the Yugoslav Wars.
1991: Dissolution of the Soviet Union and the creation of the Commonwealth of Independent States.
1993: Maastricht Treaty establishes the European Union.
1997–99: End of European colonial empires in Asia with the handover of Hong Kong and Macau to China.
2004: Slovenia, Hungary, the Czech Republic, Slovakia, Poland, Lithuania, Latvia, Estonia, Cyprus and Malta join the European Union.
2007: Romania and Bulgaria join the European Union.
2008: The Great Recession begins. Unemployment rises in some parts of Europe.
2013: Croatia joins the European Union.
2014: Revolution of Dignity in Ukraine and serious tensions between Russia, Ukraine and the European Union.
2015: European migrant crisis starts.
2020: The United Kingdom leaves the European Union.
2020-ongoing: COVID-19 pandemic in Europe, countries with the most cases are Russia, the United Kingdom, France, Spain, and Italy.
2022: Russian invasion of Ukraine opens with some of the most intense combat operations in Europe since the end of the Cold War.
See also
Prehistoric Europe
Hellenistic period
Roman Empire
Byzantine Empire
Middle Ages
Renaissance
Age of Discovery
Major explorations after the Age of Discovery
Colonialism
Age of Enlightenment
Atlantic Revolutions
Rise of nationalism in Europe
Industrial Revolution
House of European History, Museum scheduled to open in 2016 in Brussels
List of historians, inclusive of most major historians
List of history journals#Europe
List of largest European cities in history
List of predecessors of sovereign states in Europe
List of sovereign states by date of formation § Europe
Timeline of sovereign states in Europe
List of empires
List of medieval great powers
List of modern great powers
Atlantic World
History of the Mediterranean region
History of Western civilization
History of the Balkans
Timeline of European Union history
Genetic history of Europe
History of the Romani people
References
Bibliography
Surveys
Blum, Jerome et al. The European World (2 vol. 2nd ed. 1970) university textbook; online
Davies, Norman. Europe: A History (1998), advanced university textbook
Gay, Peter and R.K. Webb Modern Europe: To 1815 (1973) online, university textbook
Gay, Peter and R.K. Webb Modern Europe: Since 1815 (1973), university textbook
Gooch, Brison D. ed. Interpreting European history. 1: From the renaissance to Napoleon (1967) online and Interpreting European history 2: from Metternich to Present (1967). online; readings by scholars
McKay, John P. et al. A History of Western Society (13th ed.; 2 vol 2020) 1300 pp; university textbook
Moncure, James A. ed. Research Guide to European Historical Biography: 1450–Present (4 vol 1992); 2140 pp; historiographical guide to 200 major political and military leaders
Roberts, J.M. The Penguin History of Europe (1998), survey; excerpt
Simms, Brendan. Europe: The Struggle for Supremacy, from 1453 to the Present (2013), survey, with emphasis on Germany
Stearns, Peter, ed. The Encyclopedia of World History (2001); comprehensive global coverage
Geography and atlases
Cambridge Modern History Atlas (1912) online free. 141 maps
Catchpole, Brian. Map History of the Modern World (1982)
Darby, H. C., and H. Fullard, eds. The New Cambridge Modern History, Vol. 14: Atlas (1970)
East, W. Gordon. An Historical Geography of Europe (4th ed. 1950)
Haywood, John. Atlas of world history (1997) online free
Horrabin, J.F. An Atlas History of the Second Great War (9 vol 1941–45) 7 vol online free
Kinder, Hermann and Werner Hilgemann. Anchor Atlas of World History (2 vol. 1978); advanced analytical maps, mostly of Europe
O'Brian, Patrick K. Atlas of World History (2007) Online free
Rand McNally Atlas of World History (1983), maps #76-81. Published in Britain as the Hamlyn Historical Atlas online free
Robertson, Charles Grant. An historical atlas of modern Europe from 1789 to 1922 with an historical and explanatory text (1922) online free
Schenk, Frithjof Benjamin, Mental Maps: The Cognitive Mapping of the Continent as an Object of Research of European History, EGO – European History Online, Mainz: Institute of European History, 2013, retrieved: March 4, 2020
Talbert, Richard J.A. Barrington Atlas of the Greek and Roman World for iPad (Princeton UP 2014) ; 102 interactive color maps from archaic Greece to the Late Roman Empire.
Historical Atlas Wikipedia maps; no copyright
Atlas of Germany Wikipedia maps; no copyright
Major nations
Carr, Raymond, ed. Spain: A history (2000)
Clark, Christopher M. Iron kingdom: the rise and downfall of Prussia, 1600-1947 (2006)
Davies, Norman. The Isles: A History (2001), Britain and Ireland
Fraser, Rebecca. The Story of Britain: From the Romans to the Present: A Narrative History (2006)
Holborn, Hajo. vol 1: A History of Modern Germany: The Reformation; vol 2: A History of Modern Germany: 1648-1840; vol 3: A history of modern Germany: 1840–1945 (1959). a standard scholarly survey.
Kamen, Henry. A concise history of Spain ( 1973)
Holmes, George, ed. The Oxford illustrated history of medieval Europe (2001).
Holmes, George, ed. The Oxford illustrated history of Italy (1997)
Jones, Colin. The Cambridge Illustrated History of France (1999)
Kitchen, Martin The Cambridge Illustrated History of Germany (1996).
Morgan, Kenneth O., ed. The Oxford illustrated history of Britain (1984)
Riasanovsky, Nicholas V., and Mark D. Steinberg. A History of Russia (2 vol. 2010)
Sagarra, Eda. A social history of Germany (2003)
Tombs, Robert, The English and their History (2014) advanced history; online review
Classical
Boardman, John, et al. eds. The Oxford History of Greece and the Hellenistic World (2nd ed. 2002) 520 pp
Boardman, John, et al. eds. The Oxford History of the Roman World (2001)
Cartledge, Paul. The Cambridge Illustrated History of Ancient Greece (2002)
Late Roman
Heather, Peter. Empires and Barbarians: The Fall of Rome and the Birth of Europe (Oxford University Press; 2010); 734 pages; Examines the migrations, trade, and other phenomena that shaped a recognizable entity of Europe in the first millennium.
Jones, A.H.M. The Later Roman Empire, 284–602: A Social, Economic, and Administrative Survey (2 Vol. 1964)
Mitchell, Stephen. A History of the Later Roman Empire, AD 284–641: The Transformation of the Ancient World (2006)
Medieval
Davis, R.H.C. A History of Medieval Europe (2nd ed. 2000)
Ferguson, Wallace K. Europe in Transition, 1300–1520 (1962)
Hanawalt, Barbara. The Middle Ages: An Illustrated History (1999)
Holmes, George, ed. The Oxford Illustrated History of Medieval Europe (2001)
Koenigsberger, H.G. Medieval Europe 400–1500 (1987)
Riddle, John M. A history of the Middle Ages, 300–1500 (2008)
Early modern
Cameron, Euan. Early Modern Europe: An Oxford History (2001)
Friedrich, Carl J. The Age of the Baroque, 1610-1660 (1962); Despite the title, this is a wide-ranging Social, cultural, political and diplomatic history of Europe; 14-day borrowing copy
Hesmyr, Atle. Scandinavia in the Early Modern Era; From Peasant Revolts and Witch Hunts to Constitution Drafting Yeomen (2014)
Rice, Eugene F. The Foundations of Early Modern Europe, 1460-1559 (2nd ed. 1994) 240 pp
Merriman, John. A History of Modern Europe: From the Renaissance to the Present (3rd ed. 2010, 2 vol), 1412 pp online
Scott, Hamish, ed. The Oxford Handbook of Early Modern European History, 1350–1750: Volume I: Peoples and Place (2015).
Stoye, John. Europe Unfolding, 1648-1688 (2nd ed. 2000).
Wiesner, Merry E. Early Modern Europe, 1450-1789 (Cambridge History of Europe) (2006)
19th century
Anderson, M.S. The Ascendancy of Europe: 1815-1914 (3rd ed. 2003)
Berger, Stefan, ed. A Companion to Nineteenth-Century Europe, 1789–1914 (2006), 545pp; emphasis on historiography of 32 topics; online
Blanning, T.C.W. ed. The Nineteenth Century: Europe 1789–1914 (Short Oxford History of Europe) (2000) 320 pp
Brinton, Crane. A Decade of Revolution, 1789–1799 (1934) online in Langer series on history of Europe.
Bruun, Geoffrey. Europe and the French Imperium, 1799–1814 (1938) online.
Cameron, Rondo. France and the Economic Development of Europe, 1800–1914: Conquests of Peace and Seeds of War (1961), wide-ranging economic and business history. online
Evans, Richard J. The Pursuit of Power: Europe 1815–1914 (2016), 934 pp; scholarly survey
Gildea, Robert. Barricades and Borders: Europe 1800–1914 (Short Oxford History of the Modern World) (3rd ed. 2003) 544 p
Gooch, Brison D. Europe in the nineteenth century; a history (1970) online
Kertesz, G.A. ed Documents in the Political History of the European Continent 1815-1939 (1968), 507 pp; several hundred short documents; primary sources
Mason, David S. A Concise History of Modern Europe: Liberty, Equality, Solidarity (2011), since 1700
Merriman, John, and J.M. Winter, eds. Europe 1789 to 1914: Encyclopedia of the Age of Industry and Empire (5 vol. 2006)
Ramm, Agatha. Europe in the Nineteenth Century 1789–1905 (1984). 1950 edition online
Richardson, Hubert N.B. A Dictionary of Napoleon and His Times (1921) online free 489 pp
Steinberg, Jonathan. Bismarck: A Life (2011)
Salmi, Hannu. 19th Century Europe: A Cultural History (2008).
Taylor, A.J.P. The Struggle for Mastery in Europe 1848-1918 (1954) online free; Advanced diplomatic history online
Thomson, David. Europe Since Napoleon (1923) 524 pp online
Since 1900
Brose, Eric Dorn. A History of Europe in the Twentieth Century (2004) 548 pp
Brown, Archie. The Rise and Fall of Communism (2009), global
Buchanan, Tom. Europe's Troubled Peace: 1945 to the Present (Blackwell History of Europe) (2012)
Cook, Bernard A. Europe Since 1945: An Encyclopedia (2 vol; 2001), 1465 pp
Davies, Norman. Europe at War 1939-1945: No Simple Victory (2008)
Dear, I.C.B. and M.R.D. Foot, eds. The Oxford Companion to World War II (2006)
Frank, Matthew. Making Minorities History: Population Transfer in Twentieth-Century Europe (Oxford UP, 2017). 464 pp. online review
Grenville, J.A.S. A History of the World in the Twentieth Century (1994). online free
Hallock, Stephanie A. The World in the 20th Century: A Thematic Approach (2012)
Judt, Tony. Postwar: A History of Europe Since 1945 (2006)
Martel, Gordon, ed. A Companion to Europe, 1900-1950 (2011) 32 essays by scholars; emphasis on historiography
Mazower, Mark. Dark Continent: Europe's Twentieth Century (2000) 512 pp
Merriman, John, and Jay Winter, eds. Europe Since 1914: Encyclopedia of the Age War and Reconstruction (5 vol. 2006)
Paxton, Robert O., and Julie Hessler. Europe in the twentieth century (5th edition 2011.
Pollard, Sidney, ed. Wealth and Poverty: an Economic History of the 20th Century (1990), 260 pp; global perspective online free
Sontag, Raymond James. A broken world, 1919–1939 (1972), wide-ranging history of interwar Europe; online free to borrow
Stone, Dan, ed. The Oxford Handbook of Postwar European History (2015).
Ther, Philipp. Europe since 1989: A History (Princeton UP, 2016) excerpt, 440 pp
Toynbee, Arnold, ed. Survey Of International Affairs: Hitler's Europe 1939–1946 (1954) online
Wasserstein, Bernard. Barbarism and civilization: A history of Europe in our time (2007), since 1914 online
, on World War II
Agriculture and economy
Berend, Iván T. An Economic History of Twentieth-Century Europe (2013)
Gras, Norman. A history of agriculture in Europe and America (1925). free online edition
Milward, Alan S. and S.B. Saul. The Development of the Economies of Continental Europe: 1850–1914 (1977)
Murray, Jacqueline. The First European Agriculture (1970)
Pollard, Sidney, ed. Wealth and Poverty: an Economic History of the 20th Century (1990), 260 pp; global perspective online free
Pounds, N.J.G. An Economic History of Medieval Europe (1994)
Slicher van Bath, B.H. The agrarian history of Western Europe, AD 500–1850 (1966)
Thorp, William Long. Business Annals: United States, England, France, Germany, Austria, Russia, Sweden, Netherlands, Italy, Argentina, Brazil, Canada, South Africa, Australia, India, Japan, China (1926) capsule summary of conditions in each country for each quarter-year 1790–1925
Diplomacy
Albrecht-Carrié, René. A Diplomatic History of Europe Since the Congress of Vienna (1958), 736pp; a basic introduction, 1815–1955 online free to borrow
Black, Jeremy. A History of Diplomacy (2011)
Kertesz, G.A. ed Documents in the Political History of the European Continent 1815-1939 (1968), 507 pp; several hundred short documents
Langer, William. An Encyclopedia of World History (5th ed. 1973), very detailed outline
Macmillan, Margaret. The War That Ended Peace: The Road to 1914 (2013) cover 1890s to 1914
Mowat, R.B. History of European Diplomacy, 1451–1789 (1928) 324 pages
Petrie, Charles. Earlier diplomatic history, 1492–1713 (1949), covers all of Europe; online
Petrie, Charles. Diplomatic History, 1713–1933 (1946), broad summary online free
Schroeder, Paul. The Transformation of European Politics 1763–1848 (1994) online; advanced diplomatic history
Sontag, Raymond James. European Diplomatic History 1871–1932 (1933) online free
Steiner, Zara. The Lights that Failed: European International History 1919–1933 (2007)
Steiner, Zara. The Triumph of the Dark: European International History 1933–1939 (2011)
Taylor, A.J.P The struggle for mastery in Europe, 1848–1918 (1954)
Empires and interactions
Bayly, C.A. ed. Atlas of the British Empire (1989). survey by scholars; heavily illustrated
Brendon, Piers. The Decline and Fall of the British Empire, 1781–1997 (2008), wide-ranging survey
Cotterell, Arthur. Western Power in Asia: Its Slow Rise and Swift Fall, 1415 – 1999 (2009) popular history; excerpt
Darwin, John. After Tamerlane: The Rise and Fall of Global Empires, 1400–2000 (2008).
James, Lawrence. The Rise and Fall of the British Empire (1997)
Poddar, Prem, and Lars Jensen, eds., A historical companion to postcolonial literatures: Continental Europe and Its Empires (Edinburgh UP, 2008), excerpt also entire text online
Ideas and science
Heilbron, John L., ed. The Oxford Companion to the History of Modern Science (2003)
Wiener, Philip P. Dictionary of the History of Ideas (5 vol 1973)
Religion
Forlenza, Rosario. "New Perspectives on Twentieth-Century Catholicism." Contemporary European History 28.4 (2019): 581–595 DOI: https://doi.org/10.1017/S0960777319000146
Latourette, Kenneth Scott. Christianity in a Revolutionary Age: A History of Christianity in the Nineteenth and Twentieth Centuries (5 vol. 1958–69) vol 1, 2, and 4 for detailed country-by-country coverage
MacCulloch, Diarmaid. Christianity: The First Three Thousand Years (2011)
Social
Maynes, Mary Jo. Schooling in Western Europe: A social history (1985).
Patel, Klaus Kiran, Transnational History, EGO – European History Online, Mainz: Institute of European History, 2010, retrieved: March 4, 2020
Schmale, Wolfgang, A Transcultural History of Europe – Perspectives from the History of Migration, EGO – European History Online, Mainz: Institute of European History, 2010, retrieved: March 4, 2020
Stearns, Peter N., ed. Encyclopedia of European Social History (6 vol 2000), 3000 pp comprehensive coverage
Stearns, Peter N., and Herrick Chapman. European society in upheaval: social history since 1750 (1975).
Tipton, F. and Robert Aldrich. An Economic and Social History of Europe (1987), two volumes
Warfare
Archer, Christon I.; John R. Ferris, Holger H. Herwig. World History of Warfare (2002)
The Cambridge History of the First World War (3 vol 2014) online
The Cambridge History of the Second World War (3 vol 2015) online
Cruttwell, C. R. M. F. A History of the Great War, 1914–1918 (1934), general military history online free
Dupuy, R. Ernest, The Harper Encyclopedia of Military History: From 3500 BC to the Present (1993)
Gerwarth, Robert, and Erez Manela. "The Great War as a Global War: Imperial Conflict and the Reconfiguration of World Order, 1911–1923." Diplomatic History 38.4 (2014): 786–800. online
Gerwarth, Robert, and Erez Manela, eds. Empires at War: 1911–1923 (2014), 12 very wide-ranging essays by scholars. excerpt
Goldsworthy, Adrian, and John Keegan. Roman Warfare (2000)
Horne, John, ed. A Companion to World War I (2012)
Keegan, John. A History of Warfare (1994) online
Kennedy, Paul. The Rise and Fall of the Great Powers (1989) online
Muehlbauer, Matthew S., and David J. Ulbrich, eds. The Routledge History of Global War and Society (Routledge, 2018)
Paret, Peter, ed. Makers of Modern Strategy (1986), ideas of warfare
Sharman, Jason C. "Myths of military revolution: European expansion and Eurocentrism." European Journal of International Relations 24.3 (2018): 491-513 online
Stevenson, David. Cataclysm: The First World War As Political Tragedy (2004) major reinterpretation, 560pp
Strachan, Hew. The First World War: Volume I: To Arms (2004): a major scholarly synthesis. Thorough coverage of 1914–16; 1245pp
; comprehensive overview with emphasis on diplomacy
Winter, J. M. The Experience of World War I (2nd ed 2005), topical essays;
Winter, Jay, and Antoine Prost (2nd ed 2020). The Great War in History: Debates and Controversies, 1914 to the Present. New York: Cambridge University Press.
Winter, Jay. Remembering War: The Great War Between Memory and History in the Twentieth Century. (Yale University Press, 2006)
Winter, Jay, ed. (2014). The Cambridge History of the First World War (2 vol. Cambridge University Press, 2014)
Zeiler, Thomas W. and Daniel M. DuBois, eds. A Companion to World War II (2 vol 2013), 1030 pp; comprehensive overview by scholars
Women and gender
Anderson, Bonnie S. and Judith P. Zinsser. A History of Their Own: Women in Europe from Prehistory to the Present (2nd ed 2000)
Bridenthal, Renate, et al. eds. Becoming Visible: Women in European History (3rd ed. 1997), 608 pp; essays by scholars
Frey, Linda, Marsha Frey, Joanne Schneider. Women in Western European History: A Select Chronological, Geographical, and Topical Bibliography (1982)
Hufton, Olwen. The Prospect Before Her: A History of Women in Western Europe, 1500–1800'' (1996)
External links
EurhistXX: The Network for the Contemporary History of Europe, edited in English from Berlin
Contains information on historical trends in living standards in various European countries
European History Primary Sources Online access to primary sources for historians
Vistorica – Timelines of European modern history |
13224 | https://en.wikipedia.org/wiki/History%20of%20Germany | History of Germany | The concept of Germany as a distinct region in Central Europe can be traced to Roman commander Julius Caesar, who referred to the unconquered area east of the Rhine as Germania, thus distinguishing it from Gaul (France). The victory of the Germanic tribes in the Battle of the Teutoburg Forest (AD 9) prevented annexation by the Roman Empire, although the Roman provinces of Germania Superior and Germania Inferior were established along the Rhine. Following the Fall of the Western Roman Empire, the Franks conquered the other West Germanic tribes. When the Frankish Empire was divided among Charles the Great's heirs in 843, the eastern part became East Francia. In 962, Otto I became the first Holy Roman Emperor of the Holy Roman Empire, the medieval German state.
In the Late Middle Ages, the regional dukes, princes, and bishops gained power at the expense of the emperors. Martin Luther led the Protestant Reformation within the Catholic Church after 1517, as the northern and eastern states became Protestant, while most of the southern and western states remained Catholic. The two parts of the Holy Roman Empire clashed in the Thirty Years' War (1618–1648), which was ruinous to the twenty million civilians living in both parts. The Thirty Years' War brought tremendous destruction to Germany; more than 1/4 of the population in the German states were killed by the catastrophic war. The estates of the Holy Roman Empire attained a high extent of autonomy in the Peace of Westphalia, some of them being capable of their own foreign policies or controlling land outside of the Empire, the most important being Austria, Prussia, Bavaria and Saxony. With the French Revolution and the Napoleonic Wars from 1803 to 1815, feudalism fell away by reforms and the dissolution of the Holy Roman Empire. Thereafter liberalism and nationalism clashed with reaction. The German revolutions of 1848–49 failed. The Industrial Revolution modernized the German economy, led to the rapid growth of cities and the emergence of the socialist movement in Germany. Prussia, with its capital Berlin, grew in power. German universities became world-class centers for science and humanities, while music and art flourished. The unification of Germany (excluding Austria and the German-speaking areas of Switzerland) was achieved under the leadership of the Chancellor Otto von Bismarck with the formation of the German Empire in 1871. This resulted in the Kleindeutsche Lösung, ("small Germany solution", Germany without Austria), rather than the Großdeutsche Lösung, ("greater Germany solution", Germany with Austria). The new Reichstag, an elected parliament, had only a limited role in the imperial government. Germany joined the other powers in colonial expansion in Africa and the Pacific.
By 1900, Germany was the dominant power on the European continent and its rapidly expanding industry had surpassed Britain's while provoking it in a naval arms race. Germany led the Central Powers in World War I (1914–1918) against France, the United Kingdom, Russia, (by 1915) Italy and (by 1917) the United States. Defeated and partly occupied, Germany was forced to pay war reparations by the Treaty of Versailles and was stripped of its colonies as well as of home territory to be ceded to Belgium, France, and Poland, and was banned from uniting with German-settled regions of Austria. The German Revolution of 1918–19 put an end to the federal constitutional monarchy, which resulted in the establishment of the Weimar Republic, an unstable parliamentary democracy. In the early 1930s, the worldwide Great Depression hit Germany hard, as unemployment soared and people lost confidence in the government. In January 1933, Adolf Hitler was appointed Chancellor of Germany. His Nazi Party quickly established a totalitarian regime, and Nazi Germany made increasingly aggressive territorial demands, threatening war if they were not met. Remilitarization of the Rhineland came in 1936, then annexation of Austria in the Anschluss and German-speaking regions of Czechoslovakia with the Munich Agreement in 1938, and further territory of Czechoslovakia in 1939. On 1 September 1939, Germany initiated World War II in Europe with the invasion of Poland. After forming a pact with the Soviet Union in 1939, Hitler and Stalin divided Eastern Europe. After a "Phoney War" in spring 1940, German forces swiftly conquered Denmark, Norway, Belgium, Luxembourg, the Netherlands, and France, and forced the British army out of Western Europe. In 1941, Hitler's army invaded Yugoslavia, Greece and the Soviet Union.
Racism, especially antisemitism, was a central feature of the Nazi regime. In Germany, but predominantly in the German-occupied areas, the systematic genocide program known as the Holocaust killed 17 million people, including 6 million Jews (representing 2/3rd of the European Jewish population of 1933), Poles, Romanies, Soviets (Russian and non-Russian), people with disabilities, LGBTQ people, German dissidents, and others. In 1942, the German invasion of the Soviet Union faltered, and after the United States entered the war, German cities became targets for massive Allied bombing raids. It has been estimated that in all about 353,000 German civilians were killed and 9 million left homeless during the Allied bombing raids. Following the Allied invasion of Normandy (June 1944), the German Army was pushed back on all fronts until the final collapse in May 1945. Under occupation by the Allies, German territories were split up, Austria was again made a separate country, denazification took place, and the Cold War resulted in the division of the country into democratic West Germany and communist East Germany, reduced in territory by the establishment of the Oder-Neisse line. Millions of ethnic Germans were deported from pre-war Eastern Germany, Sudetenland, and from all over Eastern Europe. Germans also fled from Communist areas into West Germany, which experienced rapid economic expansion, and became the dominant economy in Western Europe. West Germany was rearmed in the 1950s under the auspices of NATO but without access to nuclear weapons. The Franco-German friendship became the basis for the political integration of Western Europe in the European Union.
In 1989, the Berlin Wall was opened, the Eastern Bloc collapsed, and East Germany was reunited with West Germany in 1990. In 1998–1999, Germany was one of the founding countries of the eurozone. Germany remains one of the economic powerhouses of Europe, contributing about one-quarter of the eurozone's annual gross domestic product. In the early 2010s, Germany played a critical role in trying to resolve the escalating euro crisis, especially concerning Greece and other Southern European nations. In the middle of the decade, the country faced the European migrant crisis as the main receiver of asylum seekers from Syria and other troubled regions.
Prehistory
Pre-human ancestors were present in Germany over 11 million years ago. The discovery of the Homo heidelbergensis mandible in 1907 affirms archaic human presence in Germany by at least 600,000 years ago. The oldest complete set of hunting weapons ever found anywhere in the world was excavated from a coal mine in Schöningen, Lower Saxony. Between 1994 and 1998, eight 380,000-year-old wooden javelins between in length were eventually unearthed.
In 1856, the fossilized bones of an extinct human species were salvaged from a limestone grotto in the Neander valley near Düsseldorf, North Rhine-Westphalia. The archaic nature of the fossils, now known to be around 40,000 years old, was recognized and the characteristics published in the first-ever paleoanthropologic species description in 1858 by Hermann Schaaffhausen. The species was named Homo neanderthalensis – Neanderthal man in 1864.
The remains of Paleolithic early modern human occupation uncovered and documented in several caves in the Swabian Jura include various mammoth ivory sculptures that rank among the oldest uncontested works of art and several flutes, made of bird bone and mammoth ivory that are confirmed to be the oldest musical instruments ever found. The 40,000-year-old Löwenmensch figurine represents the oldest uncontested figurative work of art and the 35,000-year-old Venus of Hohle Fels has been asserted as the oldest uncontested object of human figurative art ever discovered.
Between 12,900 and 11,700 years ago, north-central Germany was part of the Ahrensburg culture (named for Ahrensburg).
Early cultures
The first groups of early farmers different from the indigenous hunter-gatherers to migrate into Europe came from a population in western Anatolia at the beginning of the Neolithic period between 10,000 and 8,000 years ago.
Central Germany was one of the primary areas of the Linear Pottery culture (c. 5500 BC to 4500 BC), which was partially contemporary with the Ertebølle culture (c. 5300 BC to 3950 BC) of Denmark and northern Germany. Afterwards, northeastern Germany, along with great parts of Poland and Denmark, was part of the Funnelbeaker culture (c. 4300 BC to 2800 BC).
The settlers of the Corded Ware culture (c. 2900 BC to 2350 BC), that had spread all over the fertile plains of Central Europe during the Late Neolithic are of Indo-European ancestry. The Indo-Europeans had, via mass-migration, arrived into the heartland of Europe around 4,500 years ago.
By the late Bronze Age, the Urnfield culture (c. 1300 BC to 750 BC) had replaced the Bell Beaker, the Unetice and Tumulus cultures in central Europe. The Hallstatt culture, which had developed from the Urnfield culture was the predominant Western and Central European culture from the 12th to 8th centuries BC and during the early Iron Age (8th to 6th centuries BC). The people, who had adopted these cultural characteristics are regarded as Celts. How and if the Celts are related to the Urnfield culture remains disputed. However, Celtic cultural centers developed in central Europe during the late Bronze Age (circa 1200 BC until 700 BC). Some, like the Heuneburg at the Danube, grew to become important cultural centres of the Iron Age in Central Europe, that maintained trade routes to the Mediterranean. In the 5th century BC the Greek historian Herodotus mentioned a Celtic city at the Danube - Pyrene, that historians attribute to the Heuneburg. Beginning around 700 BC, Germanic peoples from southern Scandinavia and northern Germany expanded south and gradually replaced the Celtic peoples in Central Europe.
Germanic tribes, Roman conquests, and the Migration Period
Early migrations, the Suebi and the Roman Republic
The ethnogenesis of the Germanic tribes remains debated. However, for author Averil Cameron it is obvious that a steady process has occurred during the Nordic Bronze Age, or at the latest during the Pre-Roman Iron Age. From their homes in southern Scandinavia and northern Germany the tribes began expanding south, east and west during the 1st century BC, and came into contact with the Celtic tribes of Gaul, as well as with Iranian, Baltic, and Slavic cultures in Central/Eastern Europe.
Factual and detailed knowledge about the early history of the Germanic tribes is rare. Researchers have to be content with the recordings of the tribes' affairs with the Romans, linguistic conclusions, archaeological discoveries and the rather new yet auspicious results of archaeogenetic study. In the mid-1st century BC, Republican Roman statesman Julius Caesar erected the first known bridges across the Rhine during his campaign in Gaul and led a military contingent across and into the territories of the local Germanic tribes. After several days and having made no contact with Germanic troops (who had retreated inland) Caesar returned to the west of the river. By 60 BC, the Suebi tribe under chieftain Ariovistus, had conquered lands of the Gallic Aedui tribe to the west of the Rhine. Consequent plans to populate the region with Germanic settlers from the east were vehemently opposed by Caesar, who had already launched his ambitious campaign to subjugate all Gaul. Julius Caesar defeated the Suebi forces in 58 BC in the Battle of Vosges and forced Ariovistus to retreat across the Rhine.
Roman settlement of the Rhine
Augustus, first emperor of the Roman Empire, considered conquest beyond the Rhine and the Danube not only regular foreign policy but also necessary to counter Germanic incursions into a still rebellious Gaul. A series of forts and commercial centers were established along the two rivers. Some tribes, such as the Ubii consequently allied with Rome and readily adopted advanced Roman culture. During the 1st century CE Roman legions conducted extended campaigns into Germania magna, the area north of the Upper Danube and east of the Rhine, attempting to subdue the various tribes. Roman ideas of administration, the imposition of taxes and a legal framework were frustrated by the total absence of an infrastructure. The campaigns of Germanicus, for example were almost exclusively characterized by frequent massacres of villagers and indiscriminate pillaging. The tribes, however maintained their elusive identities. In 9 AD a coalition of tribes under the Cherusci chieftain Arminius, who was familiar with Roman tactical doctrines, defeated a sizeable Roman force in the Battle of the Teutoburg Forest. Consequently, Rome resolved to permanently establish the Rhine/Danube border and refrain from further territorial advance into Germania. By AD 100 the frontier along the Rhine and the Danube and the Limes Germanicus was firmly established. Several Germanic tribes lived under Roman rule south and west of the border, as described in Tacitus's Germania. These lands represent the modern states Baden-Württemberg, southern Bavaria, southern Hesse, Saarland and the Rhineland. Austria formed the regular provinces of Noricum and Raetia. The provinces Germania Inferior (with the capital situated at Colonia Claudia Ara Agrippinensium, modern Cologne) and Germania Superior (with its capital at Mogontiacum, modern Mainz), were formally established in 85 AD, after long and painful campaigns as lasting military control was confined to the lands surrounding the rivers. Christianity was introduced to Roman controlled western Germania well before the Middle Ages, with Christian religious structures such as the Aula Palatina of Trier built during the reign of Constantine I (r. 306–337 AD).
Migration Period and decline of the Western Roman Empire
Rome's Third Century Crisis coincided with the emergence of a number of large West Germanic tribes: the Alamanni, Franks, Bavarii, Chatti, Saxons, Frisii, Sicambri, and Thuringii. By the 3rd century the Germanic speaking peoples began to migrate beyond the limes and the Danube frontier. Several large tribes – the Visigoths, Ostrogoths, Vandals, Burgundians, Lombards, Saxons and Franks – migrated and played their part in the decline of the Roman Empire and the transformation of the old Western Roman Empire. By the end of the 4th century the Huns invaded eastern and central Europe, establishing the Hunnic Empire. The event triggered the Migration Period. Hunnic hegemony over a vast territory in central and eastern Europe lasted until the death of Attila's son Dengizich in 469. Another pivotal moment in the Migration Period was the Crossing of the Rhine in December of 406 by a large group of tribes including Vandals, Alans and Suebi who settled permanently within the crumbling Western Roman Empire.
Stem duchies and marches
Stem duchies () in Germany refer to the traditional territory of the various Germanic tribes. The concept of such duchies survived especially in the areas which by the 9th century would constitute East Francia, which included the Duchy of Bavaria, the Duchy of Swabia, the Duchy of Saxony, the Duchy of Franconia and the Duchy of Thuringia, unlike further west the County of Burgundy or Lorraine in Middle Francia.
The Salian emperors (reigned 1027–1125) retained the stem duchies as the major divisions of Germany, but they became increasingly obsolete during the early high-medieval period under the Hohenstaufen, and Frederick Barbarossa finally abolished them in 1180 in favour of more numerous territorial duchies.
Successive kings of Germany founded a series of border counties or marches in the east and the north. These included Lusatia, the North March (which would become Brandenburg and the heart of the future Prussia), and the Billung March. In the south, the marches included Carniola, Styria, and the March of Austria that would become Austria.
Middle Ages
Frankish Empire
The Western Roman Empire fell in 476 with the deposition of Romulus Augustus by the Germanic foederati leader Odoacer, who became the first King of Italy. Afterwards, the Franks, like other post-Roman Western Europeans, emerged as a tribal confederacy in the Middle Rhine-Weser region, among the territory soon to be called Austrasia (the "eastern land"), the northeastern portion of the future Kingdom of the Merovingian Franks. As a whole, Austrasia comprised parts of present-day France, Germany, Belgium, Luxembourg and the Netherlands. Unlike the Alamanni to their south in Swabia, they absorbed large swaths of former Roman territory as they spread west into Gaul, beginning in 250. Clovis I of the Merovingian dynasty conquered northern Gaul in 486 and in the Battle of Tolbiac in 496 the Alemanni tribe in Swabia, which eventually became the Duchy of Swabia.
By 500, Clovis had united all the Frankish tribes, ruled all of Gaul and was proclaimed King of the Franks between 509 and 511. Clovis, unlike most Germanic rulers of the time, was baptized directly into Roman Catholicism instead of Arianism. His successors would cooperate closely with papal missionaries, among them Saint Boniface. After the death of Clovis in 511, his four sons partitioned his kingdom including Austrasia. Authority over Austrasia passed back and forth from autonomy to royal subjugation, as successive Merovingian kings alternately united and subdivided the Frankish lands.
During the 5th and 6th centuries the Merovingian kings conquered the Thuringii (531 to 532), the Kingdom of the Burgundians and the principality of Metz and defeated the Danes, the Saxons and the Visigoths. King Chlothar I (558 to 561) ruled the greater part of what is now Germany and undertook military expeditions into Saxony, while the South-east of what is modern Germany remained under the influence of the Ostrogoths. Saxons controlled the area from the northern sea board to the Harz Mountains and the Eichsfeld in the south.
The Merovingians placed the various regions of their Frankish Empire under the control of semi-autonomous dukes – either Franks or local rulers, and followed imperial Roman strategic traditions of social and political integration of the newly conquered territories. While allowed to preserve their own legal systems, the conquered Germanic tribes were pressured to abandon the Arian Christian faith.
In 718 Charles Martel waged war against the Saxons in support of the Neustrians. In 743 his son Carloman in his role as Mayor of the Palace renewed the war against the Saxons, who had allied with and aided the duke Odilo of Bavaria. The Catholic Franks, who by 750 controlled a vast territory in Gaul, north-western Germany, Swabia, Burgundy and western Switzerland, that included the alpine passes allied with the Curia in Rome against the Lombards, who posed a permanent threat to the Holy See. Pressed by Liutprand, King of the Lombards, a Papal envoy for help had already been sent to the de facto ruler Charles Martel after his victory in 732 over the forces of the Umayyad Caliphate at the Battle of Tours, however a lasting and mutually beneficial alliance would only materialize after Charles' death under his successor Duke of the Franks, Pepin the Short.
In 751 Pippin III, Mayor of the Palace under the Merovingian king, himself assumed the title of king and was anointed by the Church. Pope Stephen II bestowed him the hereditary title of Patricius Romanorum as protector of Rome and St. Peter in response to the Donation of Pepin, that guaranteed the sovereignty of the Papal States. Charles the Great (who ruled the Franks from 774 to 814) launched a decades-long military campaign against the Franks' heathen rivals, the Saxons and the Avars. The campaigns and insurrections of the Saxon Wars lasted from 772 to 804. The Franks eventually overwhelmed the Saxons and Avars, forcibly converted the people to Christianity, and annexed their lands to the Carolingian Empire.
Foundation of the Holy Roman Empire
After the death of Frankish king Pepin the Short in 768, his oldest son "Charlemagne" ("Charles the Great") consolidated his power over and expanded the Kingdom. Charlemagne ended 200 years of Royal Lombard rule with the Siege of Pavia, and in 774 he installed himself as King of the Lombards. Loyal Frankish nobles replaced the old Lombard aristocracy following a rebellion in 776. The next 30 years of his reign were spent ruthlessly strengthening his power in Francia and on the conquest of the Slavs and Pannonian Avars in the east and all tribes, such as the Saxons and the Bavarians. On Christmas Day, 800 AD, Charlemagne was crowned Imperator Romanorum (Emperor of the Romans) in Rome by Pope Leo III.
Fighting among Charlemagne's three grandsons over the continuation of the custom of partible inheritance or the introduction of primogeniture caused the Carolingian empire to be partitioned into three parts by the Treaty of Verdun of 843. Louis the German received the Eastern portion of the kingdom, East Francia, all lands east of the Rhine river and to the north of Italy. This encompassed the territories of the German stem duchies – Franks, Saxons, Swabians, and Bavarians – that were united in a federation under the first non-Frankish king Henry the Fowler, who ruled from 919 to 936. The royal court permanently moved in between a series of strongholds, called Kaiserpfalzen, that developed into economic and cultural centers. Aachen Palace played a central role, as the local Palatine Chapel served as the official site for all royal coronation ceremonies during the entire Medieval period until 1531.
Otto the Great
In 936, Otto I was crowned German king at Aachen, in 961 King of Italy in Pavia and crowned emperor by Pope John XII in Rome in 962. The tradition of the German King as protector of the Kingdom of Italy and the Latin Church resulted in the term Holy Roman Empire in the 12th century. The name, that was to identify with Germany continued to be used officially, with the extension added: Nationis Germanicæ (of the German nation) after the last imperial coronation in Rome in 1452 until its dissolution in 1806. Otto strengthened the royal authority by re-asserting the old Carolingian rights over ecclesiastical appointments. Otto wrested from the nobles the powers of appointment of the bishops and abbots, who controlled large land holdings. Additionally, Otto revived the old Carolingian program of appointing missionaries in the border lands. Otto continued to support celibacy for the higher clergy, so ecclesiastical appointments never became hereditary. By granting lands to the abbots and bishops he appointed, Otto actually turned these bishops into "princes of the Empire" (Reichsfürsten). In this way, Otto was able to establish a national church. Outside threats to the kingdom were contained with the decisive defeat of the Hungarian Magyars at the Battle of Lechfeld in 955. The Slavs between the Elbe and the Oder rivers were also subjugated. Otto marched on Rome and drove John XII from the papal throne and for years controlled the election of the pope, setting a firm precedent for imperial control of the papacy for years to come.
During the reign of Conrad II's son, Henry III (1039 to 1056), the empire supported the Cluniac reforms of the Church, the Peace of God, prohibition of simony (the purchase of clerical offices), and required celibacy of priests. Imperial authority over the Pope reached its peak. However, Rome reacted with the creation of the College of Cardinals and Pope Gregory VII's series of clerical reforms. Pope Gregory insisted in his Dictatus Papae on absolute papal authority over appointments to ecclesiastical offices. The subsequent conflict in which emperor Henry IV was compelled to submit to the Pope at Canossa in 1077, after having been excommunicated came to be known as the Investiture Controversy. In 1122, a temporary reconciliation was reached between Henry V and the Pope with the Concordat of Worms. With the conclusion of the dispute the Roman church and the papacy regained supreme control over all religious affairs. Consequently, the imperial Ottonian church system (Reichskirche) declined. It also ended the royal/imperial tradition of appointing selected powerful clerical leaders to counter the Imperial secular princes.
Between 1095 and 1291 the various campaigns of the crusades to the Holy Land took place. Knightly religious orders were established, including the Knights Templar, the Knights of St John (Knights Hospitaller), and the Teutonic Order.
The term sacrum imperium (Holy Empire) was first used officially by Friedrich I in 1157, but the words Sacrum Romanum Imperium, Holy Roman Empire, were only combined in July 1180 and would never consistently appear on official documents from 1254 onwards.
Hanseatic League
The Hanseatic League was a commercial and defensive alliance of the merchant guilds of towns and cities in northern and central Europe that dominated marine trade in the Baltic Sea, the North Sea and along the connected navigable rivers during the Late Middle Ages ( 12th to 15th centuries ). Each of the affiliated cities retained the legal system of its sovereign and, with the exception of the Free imperial cities, had only a limited degree of political autonomy. Beginning with an agreement of the cities of Lübeck and Hamburg, guilds cooperated in order to strengthen and combine their economic assets, like securing trading routes and tax privileges, to control prices and better protect and market their local commodities. Important centers of commerce within the empire, such as Cologne on the Rhine river and Bremen on the North Sea joined the union, which resulted in greater diplomatic esteem. Recognized by the various regional princes for the great economic potential, favorable charters for, often exclusive, commercial operations were granted. During its zenith the alliance maintained trading posts and kontors in virtually all cities between London and Edinburgh in the west to Novgorod in the east and Bergen in Norway. By the late 14th century the powerful league enforced its interests with military means, if necessary. This culminated in a war with the sovereign Kingdom of Denmark from 1361 to 1370. Principal city of the Hanseatic League remained Lübeck, where in 1356 the first general diet was held and its official structure was announced. The league declined after 1450 due to a number of factors, such as the 15th-century crisis, the territorial lords' shifting policies towards greater commercial control, the silver crisis and marginalization in the wider Eurasian trade network, among others.
Eastward expansion
The Ostsiedlung (lit. Eastern settlement) is the term for a process of largely uncoordinated immigration and chartering of settlement structures by ethnic Germans into territories, already inhabited by Slavs and Balts east of the Saale and Elbe rivers, such as modern Poland and Silesia and to the south into Bohemia, modern Hungary and Romania during the High Middle Ages from the 11th to the 14th century. The primary purpose of the early imperial military campaigns into the lands to the east during the 10th and 11th century, was to punish and subjugate the local heathen tribes. Conquered territories were mostly lost after the troops had retreated, but eventually were incorporated into the empire as marches, fortified borderlands with garrisoned troops in strongholds and castles, who were to ensure military control and enforce the exaction of tributes. Contemporary sources do not support the idea of policies or plans for the organized settlement of civilians.
Emperor Lothair II re-established feudal sovereignty over Poland, Denmark and Bohemia from 1135 and appointed margraves to turn the borderlands into hereditary fiefs and install a civilian administration. There is no discernible chronology of the immigration process as it took place in many individual efforts and stages, often even encouraged by the Slavic regional lords. However, the new communities were subjected to German law and customs. Total numbers of settlers were generally rather low and, depending on who held a numerical majority, populations usually assimilated into each other. In many regions only enclaves would persist, like Hermannstadt, founded by the Transylvanian Saxons in the medieval Hungarian Kingdom(today in Romania) who called on by Geza II. in 1147[Saxons called those part of Transylvania as "Altland" to distinguish it from later immigrant Saxon settlements what established about 1220 by Teutonic Order]
In 1230, the Catholic monastic order of the Teutonic Knights launched the Prussian Crusade. The campaign, that was supported by the forces of Polish duke Konrad I of Masovia, initially intended to Christianize the Baltic Old Prussians, succeeded primarily in the conquest of large territories. The order, emboldened by imperial approval, quickly resolved to establish an independent state, without the consent of duke Konrad. Recognizing only papal authority and based on a solid economy, the order steadily expanded the Teutonic state during the following 150 years, engaging in several land disputes with its neighbors. Permanent conflicts with the Kingdom of Poland, the Grand Duchy of Lithuania, and the Novgorod Republic, eventually led to military defeat and containment by the mid-15th century. The last Grand Master Albert of Brandenburg converted to Lutheranism in 1525 and turned the remaining lands of the order into the secular Duchy of Prussia.
Church and state
Henry V (1086–1125), great-grandson of Conrad II, who had overthrown his father Henry IV became Holy Roman Emperor in 1111. Hoping to gain greater control over the church inside the Empire, Henry V appointed Adalbert of Saarbrücken as the powerful archbishop of Mainz in the same year. Adalbert began to assert the powers of the Church against secular authorities, that is, the Emperor. This precipitated the "Crisis of 1111" as yet another chapter of the long-term Investiture Controversy. In 1137, the prince-electors turned back to the Hohenstaufen family for a candidate, Conrad III. Conrad tried to divest his rival Henry the Proud of his two duchies—Bavaria and Saxony—that led to war in southern Germany as the empire was divided into two powerful factions. The faction of the Welfs or Guelphs (in Italian) supported the House of Welf of Henry the Proud, which was the ruling dynasty in the Duchy of Bavaria. The rival faction of the Waiblings or Ghibellines (in Italian) pledged allegiance to the Swabian House of Hohenstaufen. During this early period, the Welfs generally maintained ecclesiastical independence under the papacy and political particularism (the focus on ducal interests against the central imperial authority). The Waiblings, on the other hand, championed strict control of the church and a strong central imperial government.
During the reign of the Hohenstaufen emperor Frederick I (Barbarossa), an accommodation was reached in 1156 between the two factions. The Duchy of Bavaria was returned to Henry the Proud's son Henry the Lion, duke of Saxony, who represented the Guelph party. However, the Margraviate of Austria was separated from Bavaria and turned into the independent Duchy of Austria by virtue of the Privilegium Minus in 1156.
Having become wealthy through trade, the confident cities of Northern Italy, supported by the Pope, increasingly opposed Barbarossa's claim of feudal rule (Honor Imperii) over Italy. The cities united in the Lombard League and finally defeated Barbarossa in the Battle of Legnano in 1176. The following year a reconciliation was reached between the emperor and Pope Alexander III in the Treaty of Venice. The 1183 Peace of Constance eventually settled that the Italian cities remained loyal to the empire but were granted local jurisdiction and full regal rights in their territories.
In 1180, Henry the Lion was outlawed, Saxony was divided, and Bavaria was given to Otto of Wittelsbach, who founded the Wittelsbach dynasty, which was to rule Bavaria until 1918.)
From 1184 to 1186, the empire under Frederick I Barbarossa reached its cultural peak with the Diet of Pentecost held at Mainz and the marriage of his son Henry in Milan to the Norman princess Constance of Sicily. The power of the feudal lords was undermined by the appointment of ministerials (unfree servants of the Emperor) as officials. Chivalry and the court life flowered, as expressed in the scholastic philosophy of Albertus Magnus and the literature of Wolfram von Eschenbach.
Between 1212 and 1250, Frederick II established a modern, professionally administered state from his base in Sicily. He resumed the conquest of Italy, leading to further conflict with the Papacy. In the Empire, extensive sovereign powers were granted to ecclesiastical and secular princes, leading to the rise of independent territorial states. The struggle with the Pope sapped the Empire's strength, as Frederick II was excommunicated three times. After his death, the Hohenstaufen dynasty fell, followed by an interregnum during which there was no Emperor (1250-1273). This interregnum came to an end with the election of a small Swabian count, Rudolf of Habsburg, as emperor.
The failure of negotiations between Emperor Louis IV and the papacy led to the 1338 Declaration at Rhense by six princes of the Imperial Estate to the effect that election by all or the majority of the electors automatically conferred the royal title and rule over the empire, without papal confirmation. As result, the monarch was no longer subject to papal approbation and became increasingly dependent on the favour of the electors. Between 1346 and 1378 Emperor Charles IV of Luxembourg, king of Bohemia, sought to restore imperial authority. The 1356 decree of the Golden Bull stipulated that all future emperors were to be chosen by a college of only seven – four secular and three clerical – electors. The secular electors were the King of Bohemia, the Count Palatine of the Rhine, the Duke of Saxony, and the Margrave of Brandenburg, the clerical electors were the Archbishops of Mainz, Trier, and Cologne.
Between 1347 and 1351 Germany and almost the entire European continent were consumed by the most severe outbreak of the Black Death pandemic. Estimated to have caused the abrupt death of 30 to 60% of Europe's population, it led to widespread social and economic disruption and deep religious disaffection and fanaticism. Minority groups, and Jews in particular were blamed, singled out and attacked. As a consequence, many Jews fled and resettled in Eastern Europe.
Change and reform
The early-modern European society gradually developed after the disasters of the 14th century as religious obedience and political loyalties declined in the wake of the Great Plague, the schism of the Church and prolonged dynastic wars. The rise of the cities and the emergence of the new burgher class eroded the societal, legal and economic order of feudalism. The commercial enterprises of the mercantile patriciate family of the Fuggers of Augsburg generated unprecedented financial means. As financiers to both the leading ecclesiastical and secular rulers, the Fuggers fundamentally influenced the political affairs in the empire during the 15th and 16th century. The increasingly money based economy also provoked social discontent among knights and peasants and predatory "robber knights" became common. The knightly classes had traditionally established their monopoly through warfare and military skill. However, the shift to practical mercenary infantry armies and military-technical advances led to a marginalization of heavy cavalry.
From 1438 the Habsburg dynasty, who had acquired control in the south-eastern empire over the Duchy of Austria, Bohemia and Hungary after the death of King Louis II in 1526, managed to permanently occupy the position of the Holy Roman Emperor until 1806 (with the exception of the years between 1742 and 1745). However, this strict policy of dynastic rule over a vast multi-ethnic territory, prevented the development of concepts of patriotism and unity among the empire's territorial rulers and a national identity as in France and England.
During his reign from 1493 to 1519, Maximilian I tried to reform the empire. An Imperial supreme court (Reichskammergericht) was established, imperial taxes were levied, and the power of the Imperial Diet (Reichstag) was increased. The reforms, however, were frustrated by the continued territorial fragmentation of the Empire.
Towns and cities
Total population estimates of the German territories range around 5 to 6 million by the end of Henry III's reign in 1056 and about 7 to 8 million after Friedrich Barabarossa's rule in 1190. The vast majority were farmers, typically in a state of serfdom under feudal lords and monasteries. Towns gradually emerged and in the 12th century many new cities were founded along the trading routes and near imperial strongholds and castles. The towns were subjected to the municipal legal system. Cities such as Cologne, that had acquired the status of Imperial Free Cities, were no longer answerable to the local landlords or bishops, but immediate subjects of the Emperor and enjoyed greater commercial and legal liberties. The towns were ruled by a council of the – usually mercantile – elite, the patricians. Craftsmen formed guilds, governed by strict rules, which sought to obtain control of the towns; a few were open to women. Society had diversified, but was divided into sharply demarcated classes of the clergy, physicians, merchants, various guilds of artisans, unskilled day labourers and peasants. Full citizenship was not available to paupers. Political tensions arose from issues of taxation, public spending, regulation of business, and market supervision, as well as the limits of corporate autonomy.
Cologne's central location on the Rhine river placed it at the intersection of the major trade routes between east and west and was the basis of Cologne's growth. The economic structures of medieval and early modern Cologne were characterized by the city's status as a major harbor and transport hub upon the Rhine. It was the seat of an archbishop, under whose patronage the vast Cologne Cathedral was built since 1240. The cathedral houses sacred Christian relics and it has since become a well known pilgrimage destination. By 1288 the city had secured its independence from the archbishop (who relocated to Bonn), and was ruled by its burghers.
Women
From the early medieval period and continuing through to the 18th century, Germanic law assigned women to a subordinate and dependent position relative to men. Salic (Frankish) law, from which the laws of the German lands would be based, placed women at a disadvantage with regard to property and inheritance rights. Germanic widows required a male guardian to represent them in court. Unlike Anglo-Saxon law or the Visigothic Code, Salic law barred women from royal succession. Social status was based on military and biological roles, a reality demonstrated in rituals associated with newborns, when female infants were given a lesser value than male infants. The use of physical force against wives was condoned until the 18th century in Bavarian law.
Some women of means asserted their influence during the Middle Ages, typically in royal court or convent settings. Hildegard of Bingen, Gertrude the Great, Elisabeth of Bavaria (1478–1504), and Argula von Grumbach are among the women who pursued independent accomplishments in fields as diverse as medicine, music composition, religious writing, and government and military politics.
Learning and culture
Benedictine abbess Hildegard von Bingen (1098–1179) wrote several influential theological, botanical, and medicinal texts, as well as letters, liturgical songs, poems, and arguably the oldest surviving morality play, Ordo Virtutum, while supervising brilliant miniature Illuminations. About 100 years later, Walther von der Vogelweide (c. 1170 – c. 1230) became the most celebrated of the Minnesänger, who were Middle High German lyric poets.
Around 1439, Johannes Gutenberg of Mainz, used movable type printing and issued the Gutenberg Bible. He was the global inventor of the printing press, thereby starting the Printing Revolution. Cheap printed books and pamphlets played central roles for the spread of the Reformation and the Scientific Revolution.
Around the transition from the 15th to the 16th century, Albrecht Dürer from Nuremberg established his reputation across Europe as painter, printmaker, mathematician, engraver, and theorist when he was still in his twenties and secured his reputation as one of the most important figures of the Northern Renaissance.
The addition Nationis Germanicæ (of German Nation) to the emperor's title appeared first in the 15th century: in a 1486 law decreed by Frederick III and in 1512 in reference to the Imperial Diet in Cologne by Maximilian I. By then, the emperors had lost their influence in Italy and Burgundy. In 1525, the Heilbronn reform plan – the most advanced document of the German Peasants' War (Deutscher Bauernkrieg) – referred to the Reich as von Teutscher Nation (of German nation).
Early modern Germany
See List of states in the Holy Roman Empire for subdivisions and the political structure
Protestant Reformation
In order to manage their ever growing expenses, the Renaissance Popes of the 15th and early 16th century promoted the excessive sale of indulgences and offices and titles of the Roman Curia.
In 1517, the monk Martin Luther published a pamphlet with 95 Theses that he posted in the town square of Wittenberg and handed copies to feudal lords. Whether he nailed them to a church door at Wittenberg remains unclear. The list detailed 95 assertions, he argued, represented corrupt practice of the Christian faith and misconduct within the Catholic Church. Although perhaps not Luther's chief concern, he received popular support for his condemnation of the sale of indulgences and clerical offices, the pope's and higher clergy's abuse of power and his doubts of the very idea of the institution of the Church and the papacy.
The Protestant Reformation was the first successful challenge to the Catholic Church and began in 1521 as Luther was outlawed at the Diet of Worms after his refusal to repent. The ideas of the reformation spread rapidly, as the new technology of the modern printing press ensured cheap mass copies and distribution of the theses and helped by the Emperor Charles V's wars with France and the Turks. Hiding in the Wartburg Castle, Luther translated the Bible into German, thereby greatly contributing to the establishment of the modern German language. This is highlighted by the fact that Luther spoke only a local dialect of minor importance during that time. After the publication of his Bible, his dialect suppressed others and constitutes to a great extent what is now modern German. With the protestation of the Lutheran princes at the Imperial Diet of Speyer in 1529 and the acceptance and adoption of the Lutheran Augsburg Confession by the Lutheran princes beginning in 1530, the separate Lutheran church was established.
The 1524/25 German Peasants' War, that began in the southwest in Alsace and Swabia and spread further east into Franconia, Thuringia and Austria, was a series of economic and religious revolts of the rural lower classes, encouraged by the rhetoric of various radical religious reformers and Anabaptists against the ruling feudal lords. Although occasionally assisted by war-experienced noblemen like Götz von Berlichingen and Florian Geyer (in Franconia) and the theologian Thomas Müntzer (in Thuringia), the peasant forces lacked military structure, skill, logistics and equipment and as many as 100,000 insurgents were eventually defeated and massacred by the territorial princes.
The Catholic Counter-Reformation, initiated in 1545 at the Council of Trent was spearheaded by the scholarly religious Jesuit order, that was founded just five years prior by several clerics around Ignatius of Loyola. Its intent was to challenge and contain the Protestant Reformation via apologetic and polemical writings and decrees, ecclesiastical reconfiguration, wars and imperial political maneuverings. In 1547, emperor Charles V defeated the Schmalkaldic League, a military alliance of Protestant rulers. The 1555 Peace of Augsburg decreed the recognition of the Lutheran Faith and religious division of the empire. It also stipulated the ruler's right to determine the official confession in his principality (Cuius regio, eius religio). The Counter-Reformation eventually failed to reintegrate the central and northern German Lutheran states. In 1608/1609 the Protestant Union and the Catholic League were formed.
Thirty Years' War, 1618–1648
The 1618 to 1648 Thirty Years' War, that took place almost exclusively in the Holy Roman Empire has its origins, which remain widely debated, in the unsolved and recurring conflicts of the Catholic and Protestant factions. The Catholic emperor Ferdinand II attempted to achieve the religious and political unity of the empire, while the opposing Protestant Union forces were determined to defend their religious rights. The religious motive served as the universal justification for the various territorial and foreign princes, who over the course of several stages joined either of the two warring parties in order to gain land and power.
The conflict was sparked by the revolt of the Protestant nobility of Bohemia against emperor Matthias' succession policies. After imperial triumph at the Battle of White Mountain and a short-lived peace, the war grew to become a political European conflict by the intervention of King Christian IV of Denmark from 1625 to 1630, Gustavus Adolphus of Sweden from 1630 to 1648 and France under Cardinal Richelieu from 1635 to 1648. The conflict increasingly evolved into a struggle between the French House of Bourbon and the House of Habsburg for predominance in Europe, for which the central German territories of the empire served as the battleground.
The war ranks among the most catastrophic in history as three decades of constant warfare and destruction had left the land devastated. Marauding armies incessantly pillaged the countryside, seized and levied heavy taxes on cities and indiscriminately plundered the food stocks of the peasantry. There were also the countless bands of murderous outlaws, sick, homeless, disrupted people and invalid soldiery. Overall social and economic disruption caused a dramatic decline in population as a result of pandemic murder and random rape and killings, endemic infectious diseases, crop failures, famine, declining birth rates, wanton burglary, witch-hunts and the emigration of terrified people. Estimates vary between a 38% drop from 16 million people in 1618 to 10 million by 1650 and a mere 20% drop from 20 million to 16 million. The Altmark and Württemberg regions were especially hard hit, where it took generations to fully recover.
The war was the last major religious struggle in mainland Europe and ended in 1648 with the Peace of Westphalia. It resulted in increased autonomy for the constituent states of the Holy Roman Empire, limiting the power of the emperor. Most of Alsace was ceded to France, Western Pomerania and Bremen-Verden were given to Sweden as Imperial fiefs, and the Netherlands officially left the Empire.
Culture and literacy
The population of Germany reached about twenty million people by the mid-16th century, the great majority of whom were peasant farmers.
The Protestant Reformation was a triumph for literacy and the new printing press. Luther's translation of the Bible into German was a decisive impulse for the increase of literacy and stimulated printing and distribution of religious books and pamphlets. From 1517 onward religious pamphlets flooded Germany and much of Europe. The Reformation instigated a media revolution as by 1530 over 10,000 individual works are published with a total of ten million copies. Luther strengthened his attacks on Rome by depicting a "good" against "bad" church. It soon became clear that print could be used for propaganda in the Reformation for particular agendas. Reform writers used pre-Reformation styles, clichés, and stereotypes and changed items as needed for their own purposes. Especially effective were Luther's Small Catechism, for use of parents teaching their children, and Larger Catechism, for pastors. Using the German vernacular they expressed the Apostles' Creed in simpler, more personal, Trinitarian language. Illustrations in the newly translated Bible and in many tracts popularized Luther's ideas. Lucas Cranach the Elder (1472–1553), the great painter patronized by the electors of Wittenberg, was a close friend of Luther, and illustrated Luther's theology for a popular audience. He dramatized Luther's views on the relationship between the Old and New Testaments, while remaining mindful of Luther's careful distinctions about proper and improper uses of visual imagery.
Luther's German translation of the Bible was also decisive for the German language and its evolution from Early New High German to Modern Standard. His bible promoted the development of non-local forms of language and exposed all speakers to forms of German from outside their own area.
Science
The German astronomical community played a modest role in the early modern period. Astronomer Johannes Kepler from Weil der Stadt was one of the pioneering minds of empirical and rational research. Through rigorous application of the principles of the Scientific method he construed his laws of planetary motion. His ideas influenced contemporary Italian scientist Galileo Galilei and provided fundamental mechanical principles for Isaac Newton's theory of universal gravitation.
1648–1815
Rise of Prussia
Frederick William, ruler of Brandenburg-Prussia since 1640 and later called the Great Elector, acquired East Pomerania via the Peace of Westphalia in 1648. He reorganized his loose and scattered territories and managed to throw off the vassalage of Prussia under the Kingdom of Poland during the Second Northern War. In order to address the demographic problem of Prussia's largely rural population of about three million, he attracted the immigration and settlement of French Huguenots in urban areas. Many became craftsmen and entrepreneurs. King Frederick William I, known as the Soldier King, who reigned from 1713 to 1740, established the structures for the highly centralized Prussian state and raised a professional army, that was to play a central role.
The total population of Germany (in its 1914 territorial extent) grew from 16 million in 1700 to 17 million in 1750 and reached 24 million in 1800. The 18th-century economy noticeably profited from widespread practical application of the Scientific method as greater yields and a more reliable agricultural production and the introduction of hygienic standards positively affected the birth rate – death rate balance.
Wars
Louis XIV of France waged a series of successful wars in order to extend the French territory. He conquered Alsace and Lorraine (1678–1681) that included the free imperial city of Straßburg and invaded the Electorate of the Palatinate (1688–1697) in the War of the Grand Alliance. Louis established a number of courts whose sole function was to reinterpret historic decrees and treaties, the Treaties of Nijmegen (1678) and the Peace of Westphalia (1648) in particular in favor of his policies of conquest. He considered the conclusions of these courts, the Chambres de réunion as sufficient justification for his boundless annexations. Louis' forces operated inside the Holy Roman Empire largely unopposed, because all available imperial contingents fought in Austria in the Great Turkish War. The Grand Alliance of 1689 took up arms against France and countered any further military advances of Louis. The conflict ended in 1697 as both parties agreed to peace talks after either side had realized, that a total victory was financially unattainable. The Treaty of Ryswick provided for the return of the Electorate of the Palatinate to the empire.
After the last-minute relief of Vienna from a siege and the imminent seizure by a Turkish force in 1683, the combined troops of the Holy League, that had been founded the following year, embarked on the military containment of the Ottoman Empire and reconquered Hungary in 1687. The Papal States, the Holy Roman Empire, the Polish–Lithuanian Commonwealth, the Republic of Venice and since 1686 Russia had joined the league under the leadership of Pope Innocent XI. Prince Eugene of Savoy, who served under emperor Leopold I, took supreme command in 1697 and decisively defeated the Ottomans in a series of spectacular battles and
manoeuvres. The 1699 Treaty of Karlowitz marked the end of the Great Turkish War and Prince Eugene continued his service for the Habsburg Monarchy as president of the War Council. He effectively ended Turkish rule over most of the territorial states in the Balkans during the Austro-Turkish War of 1716–18. The Treaty of Passarowitz left Austria to freely establish royal domains in Serbia and the Banat and maintain hegemony in Southeast Europe, on which the future Austrian Empire was based.
Enlightened absolutism
Frederick II "the Great" is best known for his military genius and unique utilisation of the highly organized army to make Prussia one of the great powers in Europe as well as escaping from almost certain national disaster at the last minute. However he was also an artist, author and philosopher, who conceived and promoted the concept of Enlightened absolutism. 19th-century historians created the romantic image of the glorified warrior and accomplished leader and he served as heroic role model for an aggressive Germany militarism down to 1945 and beyond.
Austrian empress Maria Theresa succeeded in bringing about a favorable conclusion for her in the 1740 to 1748 war for recognition of her succession to the throne. However, Silesia was permanently lost to Prussia as a consequence of the Silesian Wars and the Seven Years' War. The 1763 Treaty of Hubertusburg ruled that Austria and Saxony had to relinquish all claims to Silesia. Prussia, that had nearly doubled its territory was eventually recognized as a great European power with the consequence that the politics of the following century were fundamentally influenced by German dualism, the rivalry of Austria and Prussia for supremacy in Central Europe.
The concept of Enlightened absolutism, although rejected by the nobility and citizenry, was advocated in Prussia and Austria and implemented since 1763. Prussian king Frederick II defended the idea in an essay and argued that the benevolent monarch simply is the first servant of the state, who effects his absolute political power for the benefit of the population as a whole. A number of legal reforms (e.g. the abolition of torture and the emancipation of the rural population and the Jews), the reorganization of the Prussian Academy of Sciences, the introduction of compulsory education for boys and girls and promotion of religious tolerance, among others, caused rapid social and economic development.
During 1772 to 1795 Prussia instigated the partitions of Poland by occupying the western territories of the former Polish–Lithuanian Commonwealth. Austria and Russia resolved to acquire the remaining lands with the effect that Poland ceased to exist as a sovereign state until 1918.
Smaller states
Completely overshadowed by Prussia and Austria, according to historian Hajo Holborn, the smaller German states were generally characterized by political lethargy and administrative inefficiency, often compounded by rulers who were more concerned with their mistresses and their hunting dogs than with the affairs of state. Bavaria was especially unfortunate in this regard; it was a rural land with very heavy debts and few growth centers. Saxony was in economically good shape, although its government was seriously mismanaged, and numerous wars had taken their toll. During the time when Prussia rose rapidly within Germany, Saxony was distracted by foreign affairs. The house of Wettin concentrated on acquiring and then holding on to the Polish throne which was ultimately unsuccessful. In Württemberg the duke lavished funds on palaces, mistresses, great celebration, and hunting expeditions.
Many of the smaller states of Germany were run by bishops, who in reality were from powerful noble families and showed scant interest in religion. While none of the later ecclesial rulers reached the outstanding reputation of Mainz' Johann Philipp von Schönborn or Münster's Christoph Bernhard von Galen, some of them promoted Enlightenment like the benevolent and progressive Franz Ludwig von Erthal in Würzburg and Bamberg.
In Hesse-Kassel, the Landgrave Frederick II, ruled 1760–1785 as an enlightened despot, and raised money by renting soldiers (called "Hessians") to Great Britain to help fight the American Revolutionary War. He combined Enlightenment ideas with Christian values, cameralist plans for central control of the economy, and a militaristic approach toward diplomacy.
Hanover did not have to support a lavish court—its rulers were also kings of England and resided in London. George III, elector (ruler) from 1760 to 1820, never once visited Hanover. The local nobility who ran the country opened the University of Göttingen in 1737; it soon became a world-class intellectual center. Baden sported perhaps the best government of the smaller states. Karl Friedrich ruled well for 73 years (1738–1811) and was an enthusiast for the Enlightenment; he abolished serfdom in 1783.
The smaller states failed to form coalitions with each other, and were eventually overwhelmed by Prussia. Between 1807 and 1871, Prussia swallowed up many of the smaller states, with minimal protest, then went on to found the German Empire. In the process, Prussia became too heterogeneous, lost its identity, and by the 1930s had become an administrative shell of little importance.
Nobility
The nobility represented the first estate in a typical early modern kingdom of Christian Europe, with Germany being no exception. The empire's pluralistic character also applied to its nobility, that greatly varied in power and wealth, ideas, ambition, loyalty and education. However, there existed the distinction between the Imperial nobility, the direct vassals of the emperor and the Territorial nobility, who have received their fief from the territorial princes. Many of whom had been impoverished as their standard of life and culture had declined since the end of the Medieval period. In an ever more complex economy, they struggled to compete with the patricians and merchants of the cities. The Thirty Years' War marked the reversal of fortunes for those noblemen, who seized the initiative and had understood the requirements of higher education for a lucrative position in the post-war territorial administration. In the Prussian lands east of the Elbe river the system of manorial jurisdiction guaranteed near universal legal power and economic freedom for the local lords, called Junkers, who dominated not only the localities, but also the Prussian court, and especially the Prussian army. Increasingly after 1815, a centralized Prussian government based in Berlin took over the powers of the nobles, which in terms of control over the peasantry had been almost absolute. To help the nobility avoid indebtedness, Berlin set up a credit institution to provide capital loans in 1809, and extended the loan network to peasants in 1849. When the German Empire was established in 1871, the Junker nobility controlled the army and the Navy, the bureaucracy, and the royal court; they generally set governmental policies.
Peasants and rural life
Peasants continued to center their lives in the village, where they were members of a corporate body, and to help manage the community resources and monitor the community life. In the East, they were serfs who were bound permanently to parcels of land. In most of Germany, farming was handled by tenant farmers who paid rents and obligatory services to the landlord, who was typically a nobleman. Peasant leaders supervised the fields and ditches and grazing rights, maintained public order and morals, and supported a village court which handled minor offenses. Inside the family the patriarch made all the decisions, and tried to arrange advantageous marriages for his children. Much of the villages' communal life centered around church services and holy days. In Prussia, the peasants drew lots to choose conscripts required by the army. The noblemen handled external relationships and politics for the villages under their control, and were not typically involved in daily activities or decisions.
The emancipation of the serfs came in 1770–1830, beginning with Schleswig in 1780. The peasants were now ex-serfs and could own their land, buy and sell it, and move about freely. The nobles approved for now they could buy land owned by the peasants. The chief reformer was Baron vom Stein (1757–1831), who was influenced by The Enlightenment, especially the free market ideas of Adam Smith. The end of serfdom raised the personal legal status of the peasantry. A bank was set up so that landowners could borrow government money to buy land from peasants (the peasants were not allowed to use it to borrow money to buy land until 1850). The result was that the large landowners obtained larger estates, and many peasants became landless tenants, or moved to the cities or to America. The other German states imitated Prussia after 1815. In sharp contrast to the violence that characterized land reform in the French Revolution, Germany handled it peacefully. In Schleswig the peasants, who had been influenced by the Enlightenment, played an active role; elsewhere they were largely passive. Indeed, for most peasants, customs and traditions continued largely unchanged, including the old habits of deference to the nobles whose legal authority remained quite strong over the villagers. Although the peasants were no longer tied to the same land as serfs had been, the old paternalistic relationship in East Prussia lasted into the 20th century.
The agrarian reforms in northwestern Germany in the era 1770–1870 were driven by progressive governments and local elites. They abolished feudal obligations and divided collectively owned common land into private parcels and thus created a more efficient market-oriented rural economy, which increased productivity and population growth and strengthened the traditional social order because wealthy peasants obtained most of the former common land, while the rural proletariat was left without land; many left for the cities or America. Meanwhile, the division of the common land served as a buffer preserving social peace between nobles and peasants. In the east the serfs were emancipated but the Junker class maintained its large estates and monopolized political power.
Around 1800 the Catholic monasteries, which had large land holdings, were nationalized and sold off by the government. In Bavaria they had controlled 56% of the land.
Bourgeois values spread to rural Germany
A major social change occurring between 1750 and 1850, depending on region, was the end of the traditional "whole house" ("ganzes Haus") system, in which the owner's family lived together in one large building with the servants and craftsmen he employed. They reorganized into separate living arrangements. No longer did the owner's wife take charge of all the females in the different families in the whole house. In the new system, farm owners became more professionalized and profit-oriented. They managed the fields and the household exterior according to the dictates of technology, science, and economics. Farm wives supervised family care and the household interior, to which strict standards of cleanliness, order, and thrift applied. The result was the spread of formerly urban bourgeois values into rural Germany.
The lesser families were now living separately on wages. They had to provide for their own supervision, health, schooling, and old-age. At the same time, because of the demographic transition, there were far fewer children, allowing for much greater attention to each child. Increasingly the middle-class family valued its privacy and its inward direction, shedding too-close links with the world of work. Furthermore, the working classes, the middle classes and the upper classes became physically, psychologically and politically more separate. This allowed for the emergence of working-class organizations. It also allowed for declining religiosity among the working-class, who were no longer monitored on a daily basis.
Enlightenment
Since the mid-18th century recognition and application of Enlightenment ideas, higher cultural, intellectual and spiritual standards have led to higher quality works of art in music, philosophy, science and literature. Philosopher Christian Wolff (1679–1754) was a pioneering author on a near universal number of Enlightenment rationality topics in Germany and established German as the language of philosophic reasoning, scholarly instruction and research.
In 1685, Margrave Frederick William of Prussia issued the Edict of Potsdam within a week after French king Louis XIV's Edict of Fontainebleau, that decreed the abolishment of the 1598 concession to free religious practice for Protestants. Frederick William offered his co-religionists, who are oppressed and assailed for the sake of the Holy Gospel and its pure doctrine...a secure and free refuge in all Our Lands. Around 20,000 Huguenot refugees arrived in an immediate wave and settled in the cities, 40% in Berlin, the ducal residence alone. The French Lyceum in Berlin was established in 1689 and the French language had by the end of the 17th century replaced Latin to be spoken universally in international diplomacy. The nobility and the educated middle-class of Prussia and the various German states increasingly used the French language in public conversation in combination with universal cultivated manners. Like no other German state, Prussia had access to and the skill set for the application of pan-European Enlightenment ideas to develop more rational political and administrative institutions. The princes of Saxony carried out a comprehensive series of fundamental fiscal, administrative, judicial, educational, cultural and general economic reforms. The reforms were aided by the country's strong urban structure and influential commercial groups, who modernized pre-1789 Saxony along the lines of classic Enlightenment principles.
Johann Gottfried von Herder (1744–1803) broke new ground in philosophy and poetry, as a leader of the Sturm und Drang movement of proto-Romanticism. Weimar Classicism ("Weimarer Klassik") was a cultural and literary movement based in Weimar that sought to establish a new humanism by synthesizing Romantic, classical, and Enlightenment ideas. The movement, from 1772 until 1805, involved Herder as well as polymath Johann Wolfgang von Goethe (1749–1832) and Friedrich Schiller (1759–1805), a poet and historian. Herder argued that every folk had its own particular identity, which was expressed in its language and culture. This legitimized the promotion of German language and culture and helped shape the development of German nationalism. Schiller's plays expressed the restless spirit of his generation, depicting the hero's struggle against social pressures and the force of destiny.
German music, sponsored by the upper classes, came of age under composers Johann Sebastian Bach (1685–1750), Joseph Haydn (1732–1809), and Wolfgang Amadeus Mozart (1756–1791).
Königsberg philosopher Immanuel Kant (1724–1804) tried to reconcile rationalism and religious belief, individual freedom, and political authority. Kant's work contained basic tensions that would continue to shape German thought – and indeed all of European philosophy – well into the 20th century. The ideas of the Enlightenment and their implementation received general approval and recognition as principal cause for widespread cultural progress.
Women
Before the 19th century, young women lived under the economic and disciplinary authority of their fathers until they married and passed under the control of their husbands. In order to secure a satisfactory marriage, a woman needed to bring a substantial dowry. In the wealthier families, daughters received their dowry from their families, whereas the poorer women needed to work in order to save their wages so as to improve their chances to wed. Under the German laws, women had property rights over their dowries and inheritances, a valuable benefit as high mortality rates resulted in successive marriages. Before 1789, the majority of women lived confined to society's private sphere, the home.
The Age of Reason did not bring much more for women: men, including Enlightenment aficionados, believed that women were naturally destined to be principally wives and mothers. Within the educated classes, there was the belief that women needed to be sufficiently educated to be intelligent and agreeable interlocutors to their husbands. However, the lower-class women were expected to be economically productive in order to help their husbands make ends meet.
French Revolution, 1789–1815
German reaction to the French Revolution was mixed at first. German intellectuals celebrated the outbreak, hoping to see the triumph of Reason and The Enlightenment. The royal courts in Vienna and Berlin denounced the overthrow of the king and the threatened spread of notions of liberty, equality, and fraternity. By 1793, the execution of the French king and the onset of the Terror disillusioned the Bildungsbürgertum (educated middle classes). Reformers said the solution was to have faith in the ability of Germans to reform their laws and institutions in peaceful fashion.
Europe was racked by two decades of war revolving around France's efforts to spread its revolutionary ideals, and the opposition of reactionary royalty. War broke out in 1792 as Austria and Prussia invaded France, but were defeated at the Battle of Valmy (1792). The German lands saw armies marching back and forth, bringing devastation (albeit on a far lower scale than the Thirty Years' War, almost two centuries before), but also bringing new ideas of liberty and civil rights for the people. Prussia and Austria ended their failed wars with France but (with Russia) partitioned Poland among themselves in 1793 and 1795.
French consulate suzereignity
France took control of the Rhineland, imposed French-style reforms, abolished feudalism, established constitutions, promoted freedom of religion, emancipated Jews, opened the bureaucracy to ordinary citizens of talent, and forced the nobility to share power with the rising middle class. Napoleon created the Kingdom of Westphalia (1807–1813) as a model state. These reforms proved largely permanent and modernized the western parts of Germany. When the French tried to impose the French language, German opposition grew in intensity. A Second Coalition of Britain, Russia, and Austria then attacked France but failed. Napoleon established direct or indirect control over most of western Europe, including the German states apart from Prussia and Austria. The old Holy Roman Empire was little more than a farce; Napoleon simply abolished it in 1806 while forming new countries under his control. In Germany Napoleon set up the "Confederation of the Rhine", comprising most of the German states except Prussia and Austria.
Imperial French suzereignity
Under Frederick William II's weak rule (1786-.1797) Prussia had undergone a serious economic, political and military decline. His successor king Frederick William III tried to remain neutral during the War of the Third Coalition and French emperor Napoleon's dissolution of the Holy Roman Empire and reorganisation of the German principalities. Induced by the queen and a pro-war party Frederick William joined the Fourth Coalition in October 1806. Napoleon easily defeated the Prussian army at the Battle of Jena and occupied Berlin. Prussia lost its recently acquired territories in western Germany, its army was reduced to 42,000 men, no trade with Britain was allowed and Berlin had to pay Paris high reparations and fund the French army of occupation. Saxony changed sides to support Napoleon and joined the Confederation of the Rhine. Ruler Frederick Augustus I was rewarded with the title of king and given a part of Poland taken from Prussia, which became known as the Duchy of Warsaw.
After Napoleon's military fiasco in Russia in 1812, Prussia allied with Russia in the Sixth Coalition. A series of battles followed and Austria joined the alliance. Napoleon was decisively defeated in the Battle of Leipzig in late 1813. The German states of the Confederation of the Rhine defected to the Coalition against Napoleon, who rejected any peace terms. Coalition forces invaded France in early 1814, Paris fell and in April Napoleon surrendered. Prussia as one of the winners at the Congress of Vienna, gained extensive territory.
1815–1871
Overview
In 1815, continental Europe was in a state of overall turbulence and exhaustion, as a consequence of the French Revolutionary and Napoleonic Wars. The liberal spirit of the Enlightenment and Revolutionary era diverged toward the Romanticism of Edmund Burke, Joseph de Maistre and Novalis. The victorious members of the Coalition had negotiated a new peaceful balance of powers in Vienna and agreed to maintain a stable German heartland that keeps French imperialism at bay. However, the idea of reforming the defunct Holy Roman Empire was discarded. Napoleon's reorganization of the German states was continued and the remaining princes were allowed to keep their titles. In 1813, in return for guarantees from the Allies that the sovereignty and integrity of the Southern German states (Baden, Württemberg, and Bavaria) would be preserved, they broke with France.
German Confederation
During the 1815 Congress of Vienna the 39 former states of the Confederation of the Rhine joined the German Confederation, a loose agreement for mutual defense. Attempts of economic integration and customs coordination were frustrated by repressive anti-national policies. Great Britain approved of the union, convinced that a stable, peaceful entity in central Europe could discourage aggressive moves by France or Russia. Most historians, however, concluded, that the Confederation was weak and ineffective and an obstacle to German nationalism. The union was undermined by the creation of the Zollverein in 1834, the 1848 revolutions, the rivalry between Prussia and Austria and was finally dissolved in the wake of the Austro-Prussian War of 1866, to be replaced by the North German Confederation during the same year.
Society and economy
Population
Between 1815 and 1865 the population of the German Confederation (excluding Austria) grew around 60% from 21 million to 34 million. Simultaneously the Demographic Transition took place as the high birth rates and high death rates of the pre-industrial country shifted to low birth and death rates of the fast-growing industrialized urban economic and agricultural system. Increased agricultural productivity secured a steady food supply, as famines and epidemics declined. This allowed people to marry earlier, and have more children. The high birthrate was offset by a very high rate of infant mortality and after 1840, large-scale emigration to the United States. Emigration totaled at 480,000 in the 1840s, 1,200,000 in the 1850s, and at 780,000 in the 1860s. The upper and middle classes first practiced birth control, soon to be universally adopted.
Industrialization
In 1800, Germany's social structure was poorly suited to entrepreneurship or economic development. Domination by France during the French Revolution (1790s to 1815), however, produced important institutional reforms, that included the abolition of feudal restrictions on the sale of large landed estates, the reduction of the power of the guilds in the cities, and the introduction of a new, more efficient commercial law. The idea, that these reforms were beneficial for Industrialization has been contested. Nevertheless, traditionalism remained strong in the many small principalities. Until 1850, the guilds, the landed aristocracy, the churches and the government bureaucracies maintained many rules and restrictions that held entrepreneurship in low esteem and given little opportunity to develop. From the 1830s and 1840s, Prussia, Saxony and other states introduced agriculture based on sugar beets, turnips and potatoes, that yielded higher crops, which enabled a surplus rural population to move to industrial areas.
In the early 19th century the Industrial Revolution was in full swing in Britain, France, and Belgium. The various small federal states in Germany developed only slowly and independently as competition was strong. Early investments for the railway network during the 1830s came almost exclusively from private hands. Without a central regulatory agency the construction projects were quickly realized. Actual industrialization only took off after 1850 in the wake of the railroad construction. The textile industry grew rapidly, profiting from the elimination of tariff barriers by the Zollverein. During the second half of the 19th century the German industry grew exponentially and by 1900, Germany was an industrial world leader along with Britain and the United States.
Historian Thomas Nipperdey remarks:
On the whole, industrialisation in Germany must be considered to have been positive in its effects. Not only did it change society and the countryside, and finally the world...it created the modern world we live in. It solved the problems of population growth, under-employment and pauperism in a stagnating economy, and abolished dependency on the natural conditions of agriculture, and finally hunger. It created huge improvements in production and both short- and long-term improvements in living standards. However, in terms of social inequality, it can be assumed that it did not change the relative levels of income. Between 1815 and 1873 the statistical distribution of wealth was on the order of 77% to 23% for entrepreneurs and workers respectively. On the other hand, new problems arose, in the form of interrupted growth and new crises, such as urbanisation, 'alienation', new underclasses, proletariat and proletarian misery, new injustices and new masters and, eventually, class warfare.
Urbanization
In 1800, the population was predominantly rural, as only 10% lived in communities of 5,000 or more people, and only 2% lived in cities of more than 100,000 people. After 1815, the urban population grew rapidly, due to the influx of young people from the rural areas. Berlin grew from 172,000 in 1800, to 826,000 inhabitants in 1870, Hamburg from 130,000 to 290,000, Munich from 40,000 to 269,000 and Dresden from 60,000 to 177,000.
Railways
The takeoff stage of economic development came with the railroad revolution in the 1840s, which opened up new markets for local products, created a pool of middle managers, increased the demand for engineers, architects and skilled machinists and stimulated investments in coal and iron. Political disunity of three dozen states and a pervasive conservatism made it difficult to build railways in the 1830s. However, by the 1840s, trunk lines did link the major cities; each German state was responsible for the lines within its own borders. Economist Friedrich List summed up the advantages to be derived from the development of the railway system in 1841:
1. As a means of national defence, it facilitates the concentration, distribution and direction of the army.
2. It is a means to the improvement of the culture of the nation. It brings talent, knowledge and skill of every kind readily to market.
3. It secures the community against dearth and famine, and against excessive fluctuation in the prices of the necessaries of life.
4. It promotes the spirit of the nation, as it has a tendency to destroy the Philistine spirit arising from isolation and provincial prejudice and vanity. It binds nations by ligaments, and promotes an interchange of food and of commodities, thus making it feel to be a unit. The iron rails become a nerve system, which, on the one hand, strengthens public opinion, and, on the other hand, strengthens the power of the state for police and governmental purposes.
Lacking a technological base at first, engineering and hardware was imported from Britain. In many cities, the new railway shops were the centres of technological awareness and training, so that by 1850, Germany was self-sufficient in meeting the demands of railroad construction, and the railways were a major impetus for the growth of the new steel industry. Observers found that even as late as 1890, their engineering was inferior to Britain. However, German unification in 1870 stimulated consolidation, nationalisation into state-owned companies, and further rapid growth. Unlike the situation in France, the goal was the support of industrialisation. Eventually numerous lines criss-crossed the Ruhr area and other industrial centers and provided good connections to the major ports of Hamburg and Bremen. By 1880, 9,400 locomotives pulled 43,000 passengers and 30,000 tons of freight a day.
Newspapers and magazines
While there existed no national newspaper the many states issued a great variety of printed media, although they rarely exceeded regional significance. In a typical town existed one or two outlets, urban centers, such as Berlin and Leipzig had dozens. The audience was limited to a few percent of male adults, chiefly from the aristocratic and upper middle class. Liberal publishers outnumbered conservative ones by a wide margin. Foreign governments bribed editors to guarantee a favorable image. Censorship was strict, and the imperial government issued the political news that was supposed to be published. After 1871, strict press laws were enforced by Bismarck to contain the Socialists and hostile editors. Editors focused on political commentary, culture, the arts, high culture and the popular serialized novels. Magazines were politically more influential and attracted intellectual authors.
Science and culture during the 18th and 19th century
19th-century artists and intellectuals were greatly inspired by the ideas of the French Revolution and the great poets and writers Johann Wolfgang von Goethe (1749–1832), Gotthold Ephraim Lessing (1729–1781) and Friedrich Schiller (1759–1805). The Sturm und Drang romantic movement was embraced and emotion was given free expression in reaction to the perceived rationalism of the Enlightenment. Philosophical principles and methods were revolutionized by Immanuel Kant's paradigm shift. Ludwig van Beethoven (1770–1827) was the most influential composer of the period from classical to Romantic music. His use of tonal architecture in such a way as to allow significant expansion of musical forms and structures was immediately recognized as bringing a new dimension to music. His later piano music and string quartets, especially, showed the way to a completely unexplored musical universe, and influenced Franz Schubert (1797–1828) and Robert Schumann (1810–1856). In opera, a new Romantic atmosphere combining supernatural terror and melodramatic plot in a folkloric context was first successfully achieved by Carl Maria von Weber (1786–1826) and perfected by Richard Wagner (1813–1883) in his Ring Cycle. The Brothers Grimm (1785–1863 & 1786–1859) collected folk stories into the popular Grimm's Fairy Tales and are ranked among the founding fathers of German studies, who initiated the work on the Deutsches Wörterbuch ("The German Dictionary"), the most comprehensive work on the German language.
University professors developed international reputations, especially in the humanities led by history and philology, which brought a new historical perspective to the study of political history, theology, philosophy, language, and literature. With Georg Wilhelm Friedrich Hegel (1770–1831), Friedrich Wilhelm Joseph Schelling (1775–1854), Arthur Schopenhauer (1788–1860), Friedrich Nietzsche (1844–1900), Max Weber (1864–1920), Karl Marx (1818–1883) and Friedrich Engels (1820–1895) in philosophy, Friedrich Schleiermacher (1768–1834) in theology and Leopold von Ranke (1795–1886) in history became famous. The University of Berlin, founded in 1810, became the world's leading university. Von Ranke, for example, professionalized history and set the world standard for historiography. By the 1830s mathematics, physics, chemistry, and biology had emerged with world class science, led by Alexander von Humboldt (1769–1859) in natural science and Carl Friedrich Gauss (1777–1855) in mathematics. Young intellectuals often turned to politics, but their support for the failed revolution of 1848 forced many into exile.
Religion
Two main developments reshaped religion in Germany. Across the land, there was a movement to unite the larger Lutheran and the smaller Reformed Protestant churches. The churches themselves brought this about in Baden, Nassau, and Bavaria. However, in Prussia King Frederick William III was determined to handle unification entirely on his own terms, without consultation. His goal was to unify the Protestant churches, and to impose a single standardized liturgy, organization and even architecture. The long-term goal was to have fully centralized royal control of all the Protestant churches. In a series of proclamations over several decades the Church of the Prussian Union was formed, bringing together the more numerous Lutherans, and the less numerous Reformed Protestants. The government of Prussia now had full control over church affairs, with the king himself recognized as the leading bishop. Opposition to unification came from the "Old Lutherans" in Silesia who clung tightly to the theological and liturgical forms they had followed since the days of Luther. The government attempted to crack down on them, so they went underground. Tens of thousands migrated, to South Australia, and especially to the United States, where they formed the Missouri Synod, which is still in operation as a conservative denomination. Finally in 1845 a new king Frederick William IV offered a general amnesty and allowed the Old Lutherans to form a separate church association with only nominal government control.
From the religious point of view of the typical Catholic or Protestant, major changes were underway in terms of a much more personalized religiosity that focused on the individual more than the church or the ceremony. The rationalism of the late 19th century faded away, and there was a new emphasis on the psychology and feeling of the individual, especially in terms of contemplating sinfulness, redemption, and the mysteries and the revelations of Christianity. Pietistic revivals were common among Protestants. Among, Catholics there was a sharp increase in popular pilgrimages. In 1844 alone, half a million pilgrims made a pilgrimage to the city of Trier in the Rhineland to view the Seamless robe of Jesus, said to be the robe that Jesus wore on the way to his crucifixion. Catholic bishops in Germany had historically been largely independent of Rome, but now the Vatican exerted increasing control, a new "ultramontanism" of Catholics highly loyal to Rome. A sharp controversy broke out in 1837–38 in the largely Catholic Rhineland over the religious education of children of mixed marriages, where the mother was Catholic and the father Protestant. The government passed laws to require that these children always be raised as Protestants, contrary to Napoleonic law that had previously prevailed and allowed the parents to make the decision. It put the Catholic Archbishop under house arrest. In 1840, the new King Frederick William IV sought reconciliation and ended the controversy by agreeing to most of the Catholic demands. However Catholic memories remained deep and led to a sense that Catholics always needed to stick together in the face of an untrustworthy government.
Politics of restoration and revolution
After Napoleon
After the fall of Napoleon, Europe's statesmen convened in Vienna in 1815 for the reorganisation of European affairs, under the leadership of the Austrian Prince Metternich. The political principles agreed upon at this Congress of Vienna included the restoration, legitimacy and solidarity of rulers for the repression of revolutionary and nationalist ideas.
The German Confederation () was founded, a loose union of 39 states (35 ruling princes and 4 free cities) under Austrian leadership, with a Federal Diet () meeting in Frankfurt am Main. It was a loose coalition that failed to satisfy most nationalists. The member states largely went their own way, and Austria had its own interests.
In 1819, a student radical assassinated the reactionary playwright August von Kotzebue, who had scoffed at liberal student organisations. In one of the few major actions of the German Confederation, Prince Metternich called a conference that issued the repressive Carlsbad Decrees, designed to suppress liberal agitation against the conservative governments of the German states. The Decrees terminated the fast-fading nationalist fraternities (), removed liberal university professors, and expanded the censorship of the press. The decrees began the "persecution of the demagogues", which was directed against individuals who were accused of spreading revolutionary and nationalist ideas. Among the persecuted were the poet Ernst Moritz Arndt, the publisher Johann Joseph Görres and the "Father of Gymnastics" Ludwig Jahn.
In 1834, the Zollverein was established, a customs union between Prussia and most other German states, but excluding Austria. As industrialisation developed, the need for a unified German state with a uniform currency, legal system, and government became more and more obvious.
1848
Growing discontent with the political and social order imposed by the Congress of Vienna led to the outbreak, in 1848, of the March Revolution in the German states. In May the German National Assembly (the Frankfurt Parliament) met in Frankfurt to draw up a national German constitution.
But the 1848 revolution turned out to be unsuccessful: King Frederick William IV of Prussia refused the imperial crown, the Frankfurt parliament was dissolved, the ruling princes repressed the risings by military force, and the German Confederation was re-established by 1850. Many leaders went into exile, including a number who went to the United States and became a political force there.
1850s
The 1850s were a period of extreme political reaction. Dissent was vigorously suppressed, and many Germans emigrated to America following the collapse of the 1848 uprisings. Frederick William IV became extremely depressed and melancholic during this period, and was surrounded by men who advocated clericalism and absolute divine monarchy. The Prussian people once again lost interest in politics. Prussia not only expanded its territory but began to industrialize rapidly, while maintaining a strong agricultural base.
Bismarck takes charge (1862–1866)
In 1857, the Prussian king Frederick William IV suffered a stroke and his brother William served as regent until 1861 when he became King William I. Although conservative, William was very pragmatic. His most significant accomplishment was the naming of Otto von Bismarck as Prussian minister president in 1862. The cooperation of Bismarck, Defense Minister Albrecht von Roon, and Field Marshal Helmut von Moltke set the stage for the military victories over Denmark, Austria, and France, that led to the unification of Germany.
In 1863–64, disputes between Prussia and Denmark over Schleswig escalated, which was not part of the German Confederation, and which Danish nationalists wanted to incorporate into the Danish kingdom. The conflict led to the Second War of Schleswig in 1864. Prussia, joined by Austria, easily defeated Denmark and occupied Jutland. The Danes were forced to cede both the Duchy of Schleswig and the Duchy of Holstein to Austria and Prussia. The subsequent management of the two duchies led to tensions between Austria and Prussia. Austria wanted the duchies to become an independent entity within the German Confederation, while Prussia intended to annex them. The disagreement served as a pretext for the Seven Weeks War between Austria and Prussia, that broke out in June 1866. In July, the two armies clashed at Sadowa-Königgrätz (Bohemia) in an enormous battle involving half a million men. Prussian superior logistics and the modern breech-loading needle guns superioity over the slow muzzle-loading rifles of the Austrians, proved to be elementary for Prussia's victory. The battle had also decided the struggle for hegemony in Germany and Bismarck was deliberately lenient with defeated Austria, that was to play only a subordinate role in future German affairs.
North German Confederation, 1866–1871
After the Seven Weeks War, the German Confederation was dissolved and the North German Federation (German Norddeutscher Bund) was established under the leadership of Prussia. Austria was excluded and its immense influence over Germany finally came to an end. The North German Federation was a transitional organisation that existed from 1867 to 1871, between the dissolution of the German Confederation and the founding of the German Empire.
German Empire, 1871–1918
Overview
Chancellor Otto von Bismarck determined the political course of the German Empire until 1890. He fostered alliances in Europe to contain France on the one hand and aspired to consolidate Germany's influence in Europe on the other. His principal domestic policies focused on the suppression of socialism and the reduction of the strong influence of the Roman Catholic Church on its adherents. He issued a series of anti-socialist laws in accord with a set of social laws, that included universal health care, pension plans and other social security programs. His Kulturkampf policies were vehemently resisted by Catholics, who organized political opposition in the Center Party (Zentrum). German industrial and economic power had grown to match Britain by 1900.
In 1888, the young and ambitious Kaiser Wilhelm II became emperor. He rejected advice from experienced politicians and ordered Bismarck's resignation in 1890. He opposed Bismarck's careful and delicate foreign policy and was determined to pursue colonialist policies, as Britain and France had been doing for centuries. The Kaiser promoted the active colonization of Africa and Asia for the lands that were not already colonies of other European powers. The Kaiser took a mostly unilateral approach in Europe only allied with the Austro-Hungarian Empire, and embarked on a dangerous naval arms race with Britain. His aggressive and erroneous policies greatly contributed to the situation in which the assassination of the Austrian-Hungarian crown prince would spark off World War I.
Bismarck era
Bismarck was the dominant personality not just in Germany but in all of Europe and indeed the entire diplomatic world 1870–1890, but historians continue to debate his personality. Lothar Gall and Ernst Engelberg consider Bismarck was a future-oriented modernizer. In sharp contrast, Jonathan Steinberg decided he was basically a traditional Prussian whose highest priorities were to reinforce the monarchy, the Army, and the social and economic dominance of his own Junker class, thereby being responsible for a tragic history after his removal in 1890.
The new empire
In 1868, the Spanish queen Isabella II was deposed in the Glorious Revolution, leaving the country's throne vacant. When Prussia suggested the Hohenzollern candidate, Prince Leopold as successor, France vehemently objected. The matter evolved into a diplomatic scandal and in July 1870, France resolved to end it in a full-scale war. The conflict was quickly decided as Prussia, joined by forces of a pan-German alliance never gave up the tactical initiative. A series of victories in north-eastern France followed and another French army group was simultaneously encircled at Metz. A few weeks later, the French army contingent under Emperor Napoleon III's personal command was finally forced to capitulate in the fortress of Sedan. Napoleon was taken prisoner and a provisional government hastily proclaimed in Paris. The new government resolved to fight on and tried to reorganize the remaining armies while the Germans settled down to besiege Paris. The starving city surrendered in January 1871 and Jules Favre signed the surrender at Versailles. France was forced to pay indemnities of 5 billion francs and cede Alsace-Lorraine to Germany. This conclusion left the French national psyche deeply humiliated and further aggravated the French–German enmity.
During the Siege of Paris, the German princes assembled in the Hall of Mirrors of the Palace of Versailles on 18 January 1871 and announced the establishment of the German Empire and proclaimed the Prussian King Wilhelm I as German Emperor. The act unified all ethnic German states with the exception of Austria in the Little German solution of a federal economic, political and administrative unit. Bismarck, was appointed to serve as Chancellor.
A federal empire
The new empire was a federal union of 25 states that varied considerably in size, demography, constitution, economy, culture, religion and socio-political development. However, even Prussia itself, which accounted for two-thirds of the territory as well as of the population, had emerged from the empire's periphery as a newcomer. It also faced colossal cultural and economic internal divisions. The Prussian provinces of Westphalia and the Rhineland for example had been under French control during the previous decades. The local people, who had benefited from the liberal, civil reforms, that were derived from the ideas of the French Revolution, had only little in common with predominantly rural communities in authoritarian and disjointed Junker estates of Pommerania.
The inhabitants of the smaller territorial lands, especially in central and southern Germany greatly rejected the Prussianized concept of the nation and preferred to associate such terms with their individual home state. The Hanseatic port cities of Hamburg, Bremen and Lübeck ranked among the most ferocious opponents of the so-called contract with Prussia. As advocates of free trade, they objected to Prussian ideas of economic integration and refused to sign the renewed Zollverein (Custom Union) treaties until 1888. The Hanseatic merchants' overseas economic success corresponded with their globalist mindset. The citizen of Hamburg, whom Bismark characterized as extremely irritating and the German ambassador in London as the worst Germans we have, were particularly appalled by Prussian militarism and its unopposed growing influence.
The Prusso-German authorities were aware of necessary integration concepts as the results and the 52% voter turnout of the first imperial elections had clearly demonstrated. Historians increasingly argue, that the nation-state was forged through empire. National identity was expressed in bombastic imperial stone iconography and was to be achieved as an imperial people, with an emperor as head of state and it was to develop imperial ambitions – domestic, European and global.
Bismarck's domestic policies as Chancellor of Germany were based on his effort to universally adopt the idea of the Protestant Prussian state and achieve the clear separation of church and state in all imperial principalities. In the Kulturkampf (lit.: culture struggle) from 1871 to 1878, he tried to minimize the influence of the Roman Catholic Church and its political arm, the Catholic Centre Party, via secularization of all education and introduction of civil marriage, but without success. The Kulturkampf antagonised many Protestants as well as Catholics and was eventually abandoned. The millions of non-German imperial subjects, like the Polish, Danish and French minorities, were left with no choice but to endure discrimination or accept the policies of Germanisation.
A three class system
Aristocracy
The new Empire provided attractive top level career opportunities for the national nobility in the various branches of the consular and civil services and the army. As a consequence the aristocratic near total control of the civil sector guaranteed a dominant voice in the decision making in the universities and the churches. The 1914 German diplomatic corps consisted of 8 princes, 29 counts, 20 barons, 54 representants of the lower nobility and a mere 11 commoners. These commoners were indiscriminately recruited from elite industrialist and banking families. The consular corps employed numerous commoners, that however, occupied positions of little to no executive power. The Prussian tradition to reserve the highest military ranks for young aristocrats was adopted and the new constitution put all military affairs under the direct control of the Emperor and beyond control of the Reichstag. With its large corps of reserve officers across Germany, the military strengthened its role as "The estate which upheld the nation", and historian Hans-Ulrich Wehler added: "it became an almost separate, self-perpetuating caste".
Power increasingly was centralized among the 7000 aristocrats, who resided in the national capital of Berlin and neighboring Potsdam. Berlin's rapidly increasing rich middle-class copied the aristocracy and tried to marry into it. A peerage could permanently boost a rich industrial family into the upper reaches of the establishment. However, the process tended to work in the other direction as the nobility became industrialists. For example, 221 of the 243 mines in Silesia were owned by nobles or by the King of Prussia himself.
Middle class
The middle class in the cities grew exponentially, although it never acquired the powerful parliamentary representation and legislative rights as in France, Britain or the United States. The Association of German Women's Organizations or BDF was established in 1894 to encompass the proliferating women's organizations that had emerged since the 1860s. From the beginning the BDF was a bourgeois organization, its members working toward equality with men in such areas as education, financial opportunities, and political life. Working-class women were not welcome and were organized by the Socialists.
Working class
The rise of the Socialist Workers' Party (later known as the Social Democratic Party of Germany, SPD), aimed to peacefully establish a socialist order through the transformation of the existing political and social conditions. From 1878, Bismarck tried to oppose the growing social democratic movement by outlawing the party's organisation, its assemblies and most of its newspapers. Nonetheless, the Social Democrats grew stronger and Bismarck initiated his social welfare program in 1883 in order to appease the working class.
Bismarck built on a tradition of welfare programs in Prussia and Saxony that began as early as the 1840s. In the 1880s he introduced old age pensions, accident insurance, medical care, and unemployment insurance that formed the basis of the modern European welfare state. His paternalistic programs won the support of German industry because its goals were to win the support of the working classes for the Empire and reduce the outflow of immigrants to America, where wages were higher but welfare did not exist. Bismarck further won the support of both industry and skilled workers by his high tariff policies, which protected profits and wages from American competition, although they alienated the liberal intellectuals who wanted free trade.
Kulturkampf
Bismarck would not tolerate any power outside Germany—as in Rome—having a say in domestic affairs. He launched the Kulturkampf ("culture war") against the power of the pope and the Catholic Church in 1873, but only in the state of Prussia. This gained strong support from German liberals, who saw the Catholic Church as the bastion of reaction and their greatest enemy. The Catholic element, in turn, saw in the National-Liberals the worst enemy and formed the Center Party.
Catholics, although nearly a third of the national population, were seldom allowed to hold major positions in the Imperial government, or the Prussian government. After 1871, there was a systematic purge of the remaining Catholics; in the powerful interior ministry, which handled all police affairs, the only Catholic was a messenger boy. Jews were likewise heavily discriminated against.
Most of the Kulturkampf was fought out in Prussia, but Imperial Germany passed the Pulpit Law which made it a crime for any cleric to discuss public issues in a way that displeased the government. Nearly all Catholic bishops, clergy, and laymen rejected the legality of the new laws and defiantly faced the increasingly heavy penalties and imprisonments imposed by Bismarck's government. Historian Anthony Steinhoff reports the casualty totals:
As of 1878, only three of eight Prussian dioceses still had bishops, some 1,125 of 4,600 parishes were vacant, and nearly 1,800 priests ended up in jail or in exile ... Finally, between 1872 and 1878, numerous Catholic newspapers were confiscated, Catholic associations and assemblies were dissolved, and Catholic civil servants were dismissed merely on the pretence of having Ultramontane sympathies.
Bismarck underestimated the resolve of the Catholic Church and did not foresee the extremes that this struggle would attain. The Catholic Church denounced the harsh new laws as anti-Catholic and mustered the support of its rank and file voters across Germany. In the following elections, the Center Party won a quarter of the seats in the Imperial Diet. The conflict ended after 1879 because Pope Pius IX died in 1878 and Bismarck broke with the Liberals to put his main emphasis on tariffs, foreign policy, and attacking socialists. Bismarck negotiated with the conciliatory new pope Leo XIII. Peace was restored, the bishops returned and the jailed clerics were released. Laws were toned down or taken back (Mitigation Laws 1880–1883 and Peace Laws 1886/87), but the laws concerning education, civil registry of marriages and religious disaffiliation remained in place. The Center Party gained strength and became an ally of Bismarck, especially when he attacked socialism.
Foreign policies and relations
Chancellor Bismarck's imperial foreign policy basically aimed at security and the prevention of a Franco-Russian alliance, in order to avoid a likely Two-front war. The League of Three Emperors was signed in 1873 by Russia, Austria, and Germany. It stated that republicanism and socialism were common enemies and that the three powers would discuss any matters concerning foreign policy. Bismarck needed good relations with Russia in order to keep France isolated. Russia fought a victorious war against the Ottoman Empire from 1877 to 1878 and attempted to establish the Principality of Bulgaria, that was strongly opposed by France and Britain in particular, as they were long concerned with the preservation of the Ottoman Empire and Russian containment at the Bosphorus Strait and the Black Sea. Germany hosted the Congress of Berlin in 1878, where a more moderate peace settlement was agreed upon.
In 1879, Germany formed the Dual Alliance with Austria-Hungary, an agreement of mutual military assistance in the case of an attack from Russia, which was not satisfied with the agreement of the Congress of Berlin. The establishment of the Dual Alliance led Russia to take a more conciliatory stance and in 1887, the so-called Reinsurance Treaty was signed between Germany and Russia. In it, the two powers agreed on mutual military support in the case that France attacked Germany or an Austrian attack on Russia. Russia turned its attention eastward to Asia and remained largely inactive in European politics for the next 25 years. In 1882, Italy, seeking supporters for its interests in North Africa against France's colonial policy, joined the Dual Alliance, which became the Triple Alliance. In return for German and Austrian support, Italy committed itself to assisting Germany in the case of a French attack.
Bismarck had always argued that the acquisition of overseas colonies was impractical and the burden of administration and maintenance would outweigh the benefits. Eventually, Bismarck gave way, and a number of colonies were established in Africa (Togo, the Cameroons, German South-West Africa, and German East Africa) and in Oceania (German New Guinea, the Bismarck Archipelago, and the Marshall Islands). Consequently, Bismarck initiated the Berlin Conference of 1885, a formal meeting of the European colonial powers, who sought to "established international guidelines for the acquisition of African territory" (see Colonisation of Africa). Its outcome, the General Act of the Berlin Conference, can be seen as the formalisation of the "Scramble for Africa" and "New Imperialism".
Wilhelminian Era (1888–1918)
Wilhelm II
Emperor William I died in 1888. His son Frederick III, open for a more liberal political course, reigned only for ninety-nine days, as he was stricken with throat cancer and died three months after his coronation. His son Wilhelm II followed him on the throne at the age of 29. Wilhelm rejected the liberal ideas of his parents and embarked on a conservative autocratic rule. He early on decided to replace the political elite and in March 1890 he forced chancellor Bismarck into retirement. Following his principle of "Personal Regiment", Wilhelm was determined to exercise maximum influence on all government affairs.
Alliances and diplomacy
The young Kaiser Wilhelm set out to apply his imperialist ideas of Weltpolitik (, "world politics"), as he envisaged a gratuitously aggressive political course to increase the empire's influence in and control over the world. After the removal of Bismarck, foreign policies were tackled with by the Kaiser and the Federal Foreign Office under Friedrich von Holstein. Wilhelm's increasingly erratic and reckless conduct was unmistakably related to character deficits and the lack of diplomatic skills. The foreign office's rather sketchy assessment of the current situation and its recommendations for the empire's most suitable course of action were:
First a long-term coalition between France and Russia had to fall apart, secondly, Russia and Britain would never get together, and finally, Britain would eventually seek an alliance with Germany.
Subsequently, Wilhelm refused to renew the Reinsurance Treaty with Russia. Russia promptly formed a closer relationship with France in the Dual Alliance of 1894, as both countries were concerned about the novel disagreeability of Germany. Furthermore, Anglo–German relations provided, from a British point of view, no basis for any consensus as the Kaiser refused to divert from his, although somewhat peculiarly desperate and anachronistic, aggressive imperial engagement and the naval arms race in particular. Von Holstein's analysis proved to be mistaken on every point, Wilhelm, however, failed too, as he did not adopt a nuanced political dialogue. Germany was left gradually isolated and dependent on the Triple Alliance with Austria-Hungary, and Italy. This agreement was hampered by differences between Austria and Italy and in 1915 Italy left the alliance.
In 1897, Admiral Alfred von Tirpitz, state secretary of the German Imperial Naval Office devised his initially rather practical, yet nonetheless ambitious plan to build a sizeable naval force. Although basically posing only an indirect threat as a Fleet in being, Tirpitz theorized, that its mere existence would force Great Britain, dependent on unrestricted movement on the seas, to agree to diplomatic compromises. Tirpitz started the program of warship construction in 1898 and enjoyed the full support of Kaiser Wilhelm. Wilhelm entertained less rational ideas on the fleet, that circled around his romantic childhood dream to have a "fleet of own some day" and his obsessive adherence to direct his policies along the line of Alfred Thayer Mahan's work The Influence of Sea Power upon History. In exchange for the eastern African island of Zanzibar, Germany had bargained the island of Heligoland in the German Bight with Britain in 1890, and converted the island into a naval base and installed immense coastal defense batteries. Britain considered the imperial German endeavours to be a dangerous infringement on the century-old delicate balance of global affairs and trade on the seas under British control. The British, however, resolved to keep up the naval arms race and introduced the highly advanced new Dreadnought battleship concept in 1907. Germany quickly adopted the concept and by 1910 the arms race again escalated.
In the First Moroccan Crisis of 1905, Germany nearly clashed with Britain and France when the latter attempted to establish a protectorate over Morocco. Kaiser Wilhelm II was upset at having not been informed about French intentions, and declared their support for Moroccan independence. William II made a highly provocative speech regarding this. The following year, a conference was held in which all of the European powers except Austria-Hungary (by now little more than a German satellite) sided with France. A compromise was brokered by the United States where the French relinquished some, but not all, control over Morocco.
The Second Moroccan Crisis of 1911 saw another dispute over Morocco erupt when France tried to suppress a revolt there. Germany, still smarting from the previous quarrel, agreed to a settlement whereby the French ceded some territory in central Africa in exchange for Germany's renouncing any right to intervene in Moroccan affairs. This confirmed French control over Morocco, which became a full protectorate of that country in 1912.
Economy
By 1890, the economy continued to industrialize and grow on an even higher rate than during the previous two decades and increased dramatically in the years leading up to World War I. Growth rates for the individual branches and sectors often varied considerably, and periodical figures provided by the Kaiserliches Statistisches Amt ("Imperial Statistical Bureau) are often disputed or just assessments. Classification and naming of internationally traded commodities and exported goods was still in progress and the structure of production and export had changed during four decades. Published documents provide numbers such as: The proportion of goods manufactured by the modern industry was approximately 25% in 1900, while the proportion of consumer related products in manufactured exports stood at 40%. Reasonably exact are the figures for the entire industrial production between 1870 and 1914, which increased about 500%.
Historian J. A. Perkins argued that more important than Bismarck's new tariff on imported grain was the introduction of the sugar beet as a main crop. Farmers quickly abandoned traditional, inefficient practices in favor of modern methods, including the use of artificial fertilizers and mechanical tools. Intensive methodical farming of sugar and other root crops made Germany the most efficient agricultural producer in Europe by 1914. Even so, farms were usually small in size and women did much of the field work. An unintended consequence was the increased dependence on migratory, especially foreign, labor.
The basics of the modern chemical research laboratory layout and the introduction of essential equipment and instruments such as Bunsen burners, the Petri dish, the Erlenmeyer flask, task-oriented working principles and team research originated in 19th-century Germany and France. The organisation of knowledge acquisition was further refined by laboratory integration in research institutes of the universities and the industries. Germany acquired the leading role in the world's Chemical industry by the late 19th century through strictly organized methodology. In 1913, the German Chemical industry produced almost 90 percent of the global supply of dyestuffs and sold about 80 percent of its production abroad.
Germany became Europe's leading steel-producing nation in the 1890s, thanks in large part to the protection from American and British competition afforded by tariffs and cartels. The leading firm was "Friedrich Krupp AG Hoesch-Krupp", run by the Krupp family. The merger of several major firms into the Vereinigte Stahlwerke (United Steel Works) in 1926 was modeled on the U.S. Steel corporation in the United States. The new company emphasized rationalization of management structures and modernization of the technology; it employed a multi-divisional structure and used return on investment as its measure of success. By 1913, American and German exports dominated the world steel market, as Britain slipped to third place.
In machinery, iron and steel, and other industries, German firms avoided cut-throat competition and instead relied on trade associations. Germany was a world leader because of its prevailing "corporatist mentality", its strong bureaucratic tradition, and the encouragement of the government. These associations regulate competition and allowed small firms to function in the shadow of much larger companies.
Women
Germany's unification process after 1871 was heavily dominated by men and give priority to the "Fatherland" theme and related male issues, such as military prowess. Nevertheless, middle-class women enrolled in the Bund Deutscher Frauenvereine, the Union of German Feminist Organizations (BDF). Founded in 1894, it grew to include 137 separate women's rights groups from 1907 until 1933, when the Nazi regime disbanded the organization. The BDF gave national direction to the proliferating women's organizations that had sprung up since the 1860s. From the beginning the BDF was a bourgeois organization, its members working toward equality with men in such areas as education, financial opportunities, and political life. Working-class women were not welcome; they were organized by the Socialists.
Formal organizations for promoting women's rights grew in numbers during the Wilhelmine period. German feminists began to network with feminists from other countries, and participated in the growth of international organizations.
Colonies
By the 1890s, German colonial expansion in Asia and the Pacific (Kiauchau in China, the Marianas, the Caroline Islands, Samoa) led to frictions with Britain, Russia, Japan and the United States. The construction of the Baghdad Railway, financed by German banks, was designed to eventually connect Germany with the Turkish Empire and the Persian Gulf, but it also collided with British and Russian geopolitical interests.
The largest colonial enterprises were in Africa. The harsh treatment of the Nama and Herero in what is now Namibia in Africa in 1906–07 led to charges of genocide against the Germans. Historians are examining the links and precedents between the Herero and Namaqua Genocide and the Holocaust of the 1940s.
World War I
Causes
Ethnic demands for nation states upset the balance between the empires that dominated Europe, leading to World War I, which started in August 1914. Germany stood behind its ally Austria in a confrontation with Serbia, but Serbia was under the protection of Russia, which was allied to France. Germany was the leader of the Central Powers, which included Austria-Hungary, the Ottoman Empire, and later Bulgaria; arrayed against them were the Allies, consisting chiefly of Russia, France, Britain, and in 1915 Italy.
In explaining why neutral Britain went to war with Germany, author Paul M. Kennedy recognized it was critical for war that Germany become economically more powerful than Britain, but he downplays the disputes over economic trade imperialism, the Baghdad Railway, confrontations in Central and Eastern Europe, high-charged political rhetoric and domestic pressure-groups. Germany's reliance time and again on sheer power, while Britain increasingly appealed to moral sensibilities, played a role, especially in seeing the invasion of Belgium as a necessary military tactic or a profound moral crime. The German invasion of Belgium was not important because the British decision had already been made and the British were more concerned with the fate of France. Kennedy argues that by far the main reason was London's fear that a repeat of 1870 – when Prussia and the German states smashed France – would mean that Germany, with a powerful army and navy, would control the English Channel and northwest France. British policy makers insisted that would be a catastrophe for British security.
Western Front
In the west, Germany sought a quick victory by encircling Paris using the Schlieffen Plan. But it failed due to Belgian resistance, Berlin's diversion of troops, and very stiff French resistance on the Marne, north of Paris. The Western Front became an extremely bloody battleground of trench warfare. The stalemate lasted from 1914 until early 1918, with ferocious battles that moved forces a few hundred yards at best along a line that stretched from the North Sea to the Swiss border. The British imposed a tight naval blockade in the North Sea which lasted until 1919, sharply reducing Germany's overseas access to raw materials and foodstuffs. Food scarcity became a serious problem by 1917. The United States joined with the Allies in April 1917. The entry of the United States into the war – following Germany's declaration of unrestricted submarine warfare – marked a decisive turning-point against Germany.
Total casualties on the Western Front were 3,528,610 killed and 7,745,920 wounded.
Eastern Front
More wide open was the fighting on the Eastern Front. In the east, there were decisive victories against the Russian army, the trapping and defeat of large parts of the Russian contingent at the Battle of Tannenberg, followed by huge Austrian and German successes. The breakdown of Russian forces – exacerbated by internal turmoil caused by the 1917 Russian Revolution – led to the Treaty of Brest-Litovsk the Bolsheviks were forced to sign on 3 March 1918 as Russia withdrew from the war. It gave Germany control of Eastern Europe. Spencer Tucker says, "The German General Staff had formulated extraordinarily harsh terms that shocked even the German negotiator." When Germany later complained that the Treaty of Versailles of 1919 was too harsh on them, the Allies responded that it was more benign than Brest-Litovsk.
1918
By defeating Russia in 1917, Germany was able to bring hundreds of thousands of combat troops from the east to the Western Front, giving it a numerical advantage over the Allies. By retraining the soldiers in new storm-trooper tactics, the Germans expected to unfreeze the Battlefield and win a decisive victory before the American army arrived in strength. However, the spring offensives all failed, as the Allies fell back and regrouped, and the Germans lacked the reserves necessary to consolidate their gains. In the summer, with the Americans arriving at 10,000 a day, and the German reserves exhausted, it was only a matter of time before multiple Allied offenses destroyed the German army.
Homefront
Although war was not expected in 1914, Germany rapidly mobilized its civilian economy for the war effort, the economy was handicapped by the British blockade that cut off food supplies.
Steadily conditions deteriorated rapidly on the home front, with severe food shortages reported in all urban areas. Causes involved the transfer of many farmers and food workers into the military, an overburdened railroad system, shortages of coal, and especially the British blockade that cut off imports from abroad. The winter of 1916–1917 was known as the "turnip winter", because that vegetable, usually fed to livestock, was used by people as a substitute for potatoes and meat, which were increasingly scarce. Thousands of soup kitchens were opened to feed the hungry people, who grumbled that the farmers were keeping the food for themselves. Even the army had to cut the rations for soldiers. Morale of both civilians and soldiers continued to sink. According to historian William H. MacNeil:
By 1917, after three years of war, the various groups and bureaucratic hierarchies which had been operating more or less independently of one another in peacetime (and not infrequently had worked at cross purposes) were subordinated to one (and perhaps the most effective) of their number: the General Staff. Military officers controlled civilian government officials, the staffs of banks, cartels, firms, and factories, engineers and scientists, workingmen, farmers-indeed almost every element in German society; and all efforts were directed in theory and in large degree also in practice to forwarding the war effort.
1918 was the year of the deadly 1918 Spanish Flu pandemic which struck hard at a population weakened by years of malnutrition.
Revolution 1918
The end of October 1918, in Wilhelmshaven, in northern Germany, saw the beginning of the German Revolution of 1918–19. Units of the German Navy refused to set sail for a last, large-scale operation in a war which they saw as good as lost, initiating the uprising. On 3 November, the revolt spread to other cities and states of the country, in many of which workers' and soldiers' councils were established. Meanwhile, Hindenburg and the senior commanders had lost confidence in the Kaiser and his government. The Kaiser and all German ruling princes abdicated. On 9 November 1918, the Social Democrat Philipp Scheidemann proclaimed a Republic.
On 11 November, the Compiègne armistice was signed, ending the war. The Treaty of Versailles was signed on 28 June 1919. Germany was to cede Alsace-Lorraine to France. Eupen-Malmédy would temporarily be ceded to Belgium, with a plebiscite to be held to allow the people the choice of the territory either remaining with Belgium or being returned to German control. Following a plebiscite, the territory was allotted to Belgium on 20 September 1920. The future of North Schleswig was to be decided by plebiscite. In the Schleswig Plebiscites, the Danish-speaking population in the north voted for Denmark and the southern, German speaking populace, part voted for Germany. Schleswig was thus partitioned. Holstein remained German without a referendum. Memel was ceded to the Allied and Associated powers, to decide the future of the area. On 9 January 1923, Lithuanian forces invaded the territory. Following negotiations, on 8 May 1924, the League of Nations ratified the annexation on the grounds that Lithuania accepted the Memel Statute, a power-sharing arrangement to protect non-Lithuanians in the territory and its autonomous status. Until 1929, German-Lithuanian co-operation increased and this power sharing arrangement worked. Poland was restored and most of the provinces of Posen and West Prussia, and some areas of Upper Silesia were reincorporated into the reformed country after plebiscites and independence uprisings. All German colonies were to be handed over to League of Nations, who then assigned them as Mandates to Australia, France, Japan, New Zealand, Portugal, and the United Kingdom. The new owners were required to act as a disinterested trustee over the region, promoting the welfare of its inhabitants in a variety of ways until they were able to govern themselves. The left and right banks of the Rhine were to be permanently demilitarised. The industrially important Saarland was to be governed by the League of Nations for 15 years and its coalfields administered by France. At the end of that time a plebiscite was to determine the Saar's future status. To ensure execution of the treaty's terms, Allied troops would occupy the left (German) bank of the Rhine for a period of 5–15 years. The German army was to be limited to 100,000 officers and men; the general staff was to be dissolved; vast quantities of war material were to be handed over and the manufacture of munitions rigidly curtailed. The navy was to be similarly reduced, and no military aircraft were allowed. Germany was also required to pay reparations for all civilian damage caused during the war.
Weimar Republic, 1919–1933
Overview
The humiliating peace terms in the Treaty of Versailles provoked bitter indignation throughout Germany, and seriously weakened the new democratic regime. In December 1918, the Communist Party of Germany (KPD) was founded, and in 1919 it tried and failed to overthrow the new republic. Adolf Hitler in 1919 took control of the new National Socialist German Workers' Party (NSDAP), which failed in a coup in Munich in 1923. Both parties, as well as parties supporting the republic, built militant auxiliaries that engaged in increasingly violent street battles. Electoral support for both parties increased after 1929 as the Great Depression hit the economy hard, producing many unemployed men who became available for the paramilitary units. The Nazis (formerly the German Workers' Party), with a mostly rural and lower middle class base, overthrew the Weimar regime and ruled Germany in 1933–1945.
The early years
On 11 August 1919, the Weimar constitution came into effect, with Friedrich Ebert as first President.
On 30 December 1918, the Communist Party of Germany was founded by the Spartacus League, who had split from the Social Democratic Party during the war. It was headed by Rosa Luxemburg and Karl Liebknecht, and rejected the parliamentary system. In 1920, about 300,000 members from the Independent Social Democratic Party of Germany joined the party, transforming it into a mass organization. The Communist Party had a following of about 10% of the electorate.
In the first months of 1920, the Reichswehr was to be reduced to 100,000 men, in accordance with the Treaty of Versailles. This included the dissolution of many Freikorps – units made up of volunteers. In an attempt at a coup d'état in March 1920, the Kapp Putsch, extreme right-wing politician Wolfgang Kapp let Freikorps soldiers march on Berlin and proclaimed himself Chancellor of the Reich. After four days the coup d'état collapsed, due to popular opposition and lack of support by the civil servants and the officers. Other cities were shaken by strikes and rebellions, which were bloodily suppressed.
Germany was the first state to establish diplomatic relations with the new Soviet Union. Under the Treaty of Rapallo, Germany accorded the Soviet Union de jure recognition, and the two signatories mutually cancelled all pre-war debts and renounced war claims.
When Germany defaulted on its reparation payments, French and Belgian troops occupied the heavily industrialised Ruhr district (January 1923). The German government encouraged the population of the Ruhr to passive resistance: shops would not sell goods to the foreign soldiers, coal-miners would not dig for the foreign troops, trams in which members of the occupation army had taken a seat would be left abandoned in the middle of the street. The passive resistance proved effective, insofar as the occupation became a loss-making deal for the French government. But the Ruhr fight also led to hyperinflation, and many who lost all their fortune would become bitter enemies of the Weimar Republic, and voters of the anti-democratic right. See 1920s German inflation.
In September 1923, the deteriorating economic conditions led Chancellor Gustav Stresemann to call an end to the passive resistance in the Ruhr. In November, his government introduced a new currency, the Rentenmark (later: Reichsmark), together with other measures to stop the hyperinflation. In the following six years the economic situation improved. In 1928, Germany's industrial production even regained the pre-war levels of 1913.
The national elections of 1924 led to a swing to the right. Field Marshal Paul von Hindenburg was elected President in 1925.
In October 1925, the Treaty of Locarno was signed by Germany, France, Belgium, Britain and Italy; it recognised Germany's borders with France and Belgium. Moreover, Britain, Italy and Belgium undertook to assist France in the case that German troops marched into the demilitarised Rheinland. Locarno paved the way for Germany's admission to the League of Nations in 1926.
Reparations
The actual amount of reparations that Germany was obliged to pay out was not the 132 billion marks decided in the London Schedule of 1921 but rather the 50 million marks stipulated in the A and B Bonds. Historian Sally Marks says the 112 billion marks in "C bonds" were entirely chimerical—a device to fool the public into thinking Germany would pay much more. The actual total payout from 1920 to 1931 (when payments were suspended indefinitely) was 20 billion German gold marks, worth about US$5 billion or £1 billion British pounds. 12.5 billion was cash that came mostly from loans from New York bankers. The rest was goods like coal and chemicals, or from assets like railway equipment. The reparations bill was fixed in 1921 on the basis of a German capacity to pay, not on the basis of Allied claims. The highly publicized rhetoric of 1919 about paying for all the damages and all the veterans' benefits was irrelevant for the total, but it did determine how the recipients spent their share. Germany owed reparations chiefly to France, Britain, Italy and Belgium; the US received $100 million.
Economic collapse and political problems, 1929–1933
The Wall Street Crash of 1929 marked the beginning of the worldwide Great Depression, which hit Germany as hard as any nation. In July 1931, the Darmstätter und Nationalbank – one of the biggest German banks – failed. In early 1932, the number of unemployed had soared to more than 6,000,000.
On top of the collapsing economy came a political crisis: the political parties represented in the Reichstag were unable to build a governing majority in the face of escalating extremism from the far right (the Nazis, NSDAP). In March 1930, President Hindenburg appointed Heinrich Brüning Chancellor, invoking article 48 of Weimar's constitution, which allowed him to override the Parliament. To push through his package of austerity measures against a majority of Social Democrats, Communists and the NSDAP (Nazis), Brüning made use of emergency decrees and dissolved Parliament. In March and April 1932, Hindenburg was re-elected in the German presidential election of 1932.
The Nazi Party was the largest party in the national elections of 1932. On 31 July 1932 it received 37.3% of the votes, and in the election on 6 November 1932 it received less, but still the largest share, 33.1%, making it the biggest party in the Reichstag. The Communist KPD came third, with 15%. Together, the anti-democratic parties of the far right were now able to hold a considerable share of seats in Parliament, but they were at sword's point with the political left, fighting it out in the streets. The Nazis were particularly successful among Protestants, among unemployed young voters, among the lower middle class in the cities and among the rural population. It was weakest in Catholic areas and in large cities. On 30 January 1933, pressured by former Chancellor Franz von Papen and other conservatives, President Hindenburg appointed Hitler as Chancellor.
Science and culture in 19th and 20th century
The Weimar years saw a flowering of German science and high culture, before the Nazi regime resulted in a decline in the scientific and cultural life in Germany and forced many renowned scientists and writers to flee.
German recipients dominated the Nobel prizes in science. Germany dominated the world of physics before 1933, led by Hermann von Helmholtz, Wilhelm Conrad Röntgen, Albert Einstein, Otto Hahn, Max Planck and Werner Heisenberg. Chemistry likewise was dominated by German professors and researchers at the great chemical companies such as BASF and Bayer and persons like Justus von Liebig, Fritz Haber and Emil Fischer. Theoretical mathematicians Georg Cantor in the 19th century and David Hilbert in the 20th century. Karl Benz, the inventor of the automobile, and Rudolf Diesel were pivotal figures of engineering, and Wernher von Braun, rocket engineer. Ferdinand Cohn, Robert Koch and Rudolph Virchow were three key figures in microbiology.
Among the most important German writers were Thomas Mann (1875–1955), Hermann Hesse (1877–1962) and Bertolt Brecht (1898–1956). The reactionary historian Oswald Spengler wrote The Decline of the West (1918–23) on the inevitable decay of Western Civilization, and influenced intellectuals in Germany such as Martin Heidegger, Max Scheler, and the Frankfurt School, as well as intellectuals around the world.
After 1933, Nazi proponents of "Aryan physics", led by the Nobel Prize-winners Johannes Stark and Philipp Lenard, attacked Einstein's theory of relativity as a degenerate example of Jewish materialism in the realm of science. Many scientists and humanists emigrated; Einstein moved permanently to the U.S. but some of the others returned after 1945.
Nazi Germany, 1933–1945
The Nazi regime restored economic prosperity and ended mass unemployment using heavy spending on the military, while suppressing labor unions and strikes. The return of prosperity gave the Nazi Party enormous popularity, with only minor, isolated and subsequently unsuccessful cases of resistance among the German population over the 12 years of rule. The Gestapo (secret police) under Heinrich Himmler destroyed the political opposition and persecuted the Jews, trying to force them into exile, while taking their property. The Party took control of the courts, local government, and all civic organizations except the Protestant and Catholic churches. All expressions of public opinion were controlled by Hitler's propaganda minister, Joseph Goebbels, who made effective use of film, mass rallies, and Hitler's hypnotic speaking. The Nazi state idolized Hitler as its Führer (leader), putting all powers in his hands. Nazi propaganda centered on Hitler and was quite effective in creating what historians called the "Hitler Myth"—that Hitler was all-wise and that any mistakes or failures by others would be corrected when brought to his attention. In fact Hitler had a narrow range of interests and decision making was diffused among overlapping, feuding power centers; on some issues he was passive, simply assenting to pressures from whoever had his ear. All top officials reported to Hitler and followed his basic policies, but they had considerable autonomy on a daily basis.
Establishment of the Nazi regime
In order to secure a majority for his Nazi Party in the Reichstag, Hitler called for new elections. On the evening of 27 February 1933, the Reichstag building was set afire. Hitler swiftly blamed an alleged Communist uprising, and convinced President Hindenburg to sign the Reichstag Fire Decree, which rescinded most German civil liberties, including rights of assembly and freedom of the press. The decree allowed the police to detain people indefinitely without charges or a court order. Four thousand members of the Communist Party of Germany were arrested. Communist agitation was banned, but at this time not the Communist Party itself. Communists and Socialists were brought into hastily prepared Nazi concentration camps such as Kemna concentration camp, where they were at the mercy of the Gestapo, the newly established secret police force. Communist Reichstag deputies were taken into protective custody (despite their constitutional privileges).
Despite the terror and unprecedented propaganda, the last free General Elections of 5 March 1933, while resulting in 43.9% failed to give the majority for the NSDAP as Hitler had hoped. Together with the German National People's Party (DNVP), however, he was able to form a slim majority government. In March 1933, the Enabling Act, an amendment to the Weimar Constitution, passed in the Reichstag by a vote of 444 to 94. To obtain the two-thirds majority needed to pass the bill, accommodations were made to the Catholic Centre Party, and the Nazis used the provisions of the Reichstag Fire Decree to keep several Social Democratic deputies from attending, and the Communists deputies had already been banned. This amendment allowed Hitler and his cabinet to pass laws—even laws that violated the constitution—without the consent of the president or the Reichstag. The Enabling Act formed the basis for the dictatorship and the dissolution of the Länder; the trade unions and all political parties other than the Nazi Party were suppressed. A centralised totalitarian state was established, no longer based on the liberal Weimar constitution. Germany withdrew from the League of Nations shortly thereafter. The coalition parliament was rigged by defining the absence of arrested and murdered deputies as voluntary and therefore cause for their exclusion as wilful absentees. Subsequently, in July the Centre Party was voluntarily dissolved in a quid pro quo with the Pope under the anti-communist Pope Pius XI for the Reichskonkordat; and by these manoeuvres Hitler achieved movement of these Catholic voters into the Nazi Party, and a long-awaited international diplomatic acceptance of his regime. According to Professor Dick Geary the Nazis gained a larger share of their vote in Protestant areas than in Catholic areas, in the elections held between 1928 and November 1932. The Communist Party was proscribed in April 1933.
Thereafter, the Chief of Staff of the SA, Ernst Röhm, demanded more political and military power for him and his men, which caused anxiety among military, industrial, and political leaders. In response, Hitler used the SS and Gestapo to purge the entire SA leadership—along with a number of Hitler's political adversaries (such as Gregor Strasser and former chancellor Kurt von Schleicher). It became known as the Night of the Long Knives and took place from 30 June to 2 July 1934. As a reward, the SS became an independent organisation under the command of the Reichsführer-SS Heinrich Himmler. He would rise to become Chief of German Police in June 1936 and already had control over the concentration camps system. Upon Hindenburg's death on 2 August 1934, Hitler's cabinet passed a law proclaiming the presidency to be vacant and transferred the role and powers of the head of state to Hitler as Chancellor and Führer (Leader).
Antisemitism and the Holocaust
The Nazi regime was particularly hostile towards Jews, who became the target of unending antisemitic propaganda attacks. The Nazis attempted to convince the German people to view and treat Jews as "subhumans" and immediately after winning almost 44% of parliamentary seats in the 1933 federal elections the Nazis imposed a nationwide boycott of Jewish businesses. In March 1933 the first official Nazi concentration camp was established at Dachau in Bavaria and from 1933 to 1935 the Nazi regime consolidated their power. The Law for the Restoration of the Professional Civil Service passed on 7 April 1933, which forced all Jewish civil servants to retire from the legal profession and the civil service. The Nuremberg Laws of 1935 banned sexual relations between Jews and Germans and only those of German or related blood were eligible to be considered citizens; the remainder were classed as state subjects, without citizenship rights. This stripped Jews, Roma and others of their legal rights. Jews continued to suffer persecution under the Nazi regime, exemplified by the Kristallnacht pogrom of 1938, and about half of Germany's 500,000 Jews fled the country before 1939, after which escape became almost impossible.
In 1941, the Nazi leadership decided to implement a plan that they called the "Final Solution" which came to be known as the Holocaust. Under the plan, Jews and other "lesser races" along with political opponents from Germany as well as occupied countries were systematically murdered at murder sites, and starting in 1942, at extermination camps. Between 1941 and 1945 Jews, Gypsies, Slavs, communists, homosexuals, the mentally and physically disabled and members of other groups were targeted and methodically murdered – the origin of the word "genocide". In total approximately 17 million people were killed during the Holocaust including 1.5 million children Jewish children .
Military
In 1935, Hitler officially re-established the Luftwaffe (air force) and reintroduced universal military service. This was in breach of the Treaty of Versailles; Britain, France and Italy issued notes of protest. Hitler had the officers swear their personal allegiance to him. In 1936, German troops marched into the demilitarised Rhineland. As the territory was part of Germany, the British and French governments did not feel that attempting to enforce the treaty was worth the risk of war. The move strengthened Hitler's standing in Germany. His reputation swelled further with the 1936 Summer Olympics, which were held in the same year in Berlin, and proved another great propaganda success for the regime as orchestrated by master propagandist Joseph Goebbels.
Women
Historians have paid special attention to the efforts by Nazi Germany to reverse the gains women made before 1933, especially in the relatively liberal Weimar Republic. It appears the role of women in Nazi Germany changed according to circumstances. Theoretically the Nazis advocated a patriarchal society in which the German woman would recognise that her "world is her husband, her family, her children, and her home". However, before 1933, women played important roles in the Nazi organization and were allowed some autonomy to mobilize other women. After Hitler came to power in 1933, feminist groups were shut down or incorporated into the National Socialist Women's League, which coordinated groups throughout the country to promote feminine virtues, motherhood and household activities. Courses were offered on childrearing, sewing and cooking. The Nazi regime did promote a liberal code of conduct regarding heterosexual relations among Germans and was sympathetic to women who bore children out of wedlock. The Lebensborn (Fountain of Life) association, founded by Himmler in 1935, created a series of maternity homes where single mothers could be accommodated during their pregnancies.
As Germany prepared for war, large numbers were incorporated into the public sector and with the need for full mobilization of factories by 1943, all women under the age of fifty were required to register with the employment office for work assignments to help the war effort. Women's wages remained unequal and women were denied positions of leadership or control. In 1944–45 more than 500,000 women were volunteer uniformed auxiliaries in the German armed forces (Wehrmacht). About the same number served in civil aerial defense, 400,000 volunteered as nurses, and many more replaced drafted men in the wartime economy. In the Luftwaffe they served in auxiliary roles helping to operate the anti-aircraft systems that shot down Allied bombers.
Foreign policy
Hitler's diplomatic strategy in the 1930s was to make seemingly reasonable demands, threatening war if they were not met. When opponents tried to appease him, he accepted the gains that were offered, then went to the next target. That aggressive strategy worked as Germany pulled out of the League of Nations (1933), rejected the Versailles Treaty and began to re-arm (1935), won back the Saar (1935), remilitarized the Rhineland (1936), formed an alliance ("axis") with Mussolini's Italy (1936), sent massive military aid to Franco in the Spanish Civil War (1936–39), annexed Austria (1938), took over Czechoslovakia after the British and French appeasement of the Munich Agreement of 1938, formed a peace pact with Joseph Stalin's Soviet Union in August 1939, and finally invaded Poland on 1 September 1939. Britain and France declared war on Germany two days later and World War II in Europe began.
After establishing the "Rome-Berlin axis" with Benito Mussolini, and signing the Anti-Comintern Pact with Japan – which was joined by Italy a year later in 1937 – Hitler felt able to take the offensive in foreign policy. On 12 March 1938, German troops marched into Austria, where an attempted Nazi coup had been unsuccessful in 1934. When Austrian-born Hitler entered Vienna, he was greeted by loud cheers. Four weeks later, 99% of Austrians voted in favour of the annexation (Anschluss) of their country to the German Reich. After Austria, Hitler turned to Czechoslovakia, where the 3.5 million-strong Sudeten German minority was demanding equal rights and self-government. At the Munich Conference of September 1938, Hitler, the Italian leader Benito Mussolini, British Prime Minister Neville Chamberlain and French Prime Minister Édouard Daladier agreed upon the cession of Sudeten territory to the German Reich by Czechoslovakia. Hitler thereupon declared that all of German Reich's territorial claims had been fulfilled. However, hardly six months after the Munich Agreement, in March 1939, Hitler used the smoldering quarrel between Slovaks and Czechs as a pretext for taking over the rest of Czechoslovakia as the Protectorate of Bohemia and Moravia. In the same month, he secured the return of Memel from Lithuania to Germany. Chamberlain was forced to acknowledge that his policy of appeasement towards Hitler had failed.
World War II
At first Germany was very successful in its military operations. In less than three months (April – June 1940), Germany conquered Denmark, Norway, the Low Countries, and France. The unexpectedly swift defeat of France resulted in an upswing in Hitler's popularity and an upsurge in war fever. Hitler made peace overtures to the new British leader Winston Churchill in July 1940, but Churchill remained dogged in his defiance. Churchill had major financial, military, and diplomatic help from President Franklin D. Roosevelt in the U.S. Hitler's bombing campaign against Britain (September 1940–May 1941) failed. Some 43,000 British civilians were killed and 139,000 wounded in the Blitz; much of London was destroyed, with 1,400,245 buildings destroyed or damaged. Germany's armed forces invaded the Soviet Union in June 1941 – weeks behind schedule due to the invasion of Yugoslavia – but swept forward until they reached the gates of Moscow. Hitler had assembled more than 4,000,000 troops, including 1,000,000 from his Axis allies. The Soviets had lost nearly 3,000,000 killed in action, while 3,500,000 Soviet troops were captured in the first six months of the war. The Einsatzgruppen (Nazi mobile death squads) executed all Soviet Jews that it located, while the Germans went to Jewish households and forced the families into concentration camps for labor or to extermination camps for death.
The tide began to turn in December 1941, when the invasion of the Soviet Union hit determined resistance in the Battle of Moscow and Hitler declared war on the United States in the wake of the Japanese Pearl Harbor attack. After surrender in North Africa and losing the Battle of Stalingrad in 1942–43, the Germans were forced into the defensive. By late 1944, the United States, Canada, France, and Great Britain were closing in on Germany in the West, while the Soviets were victoriously advancing in the East.
In 1944–45, Soviet forces completely or partially liberated Romania, Bulgaria, Hungary, Yugoslavia, Poland, Czechoslovakia, Austria, Denmark, and Norway. Nazi Germany collapsed as Berlin was taken by the Soviet Union's Red Army in a fight to the death on the city streets. 2,000,000 Soviet troops took part in the assault, and they faced 750,000 German troops. 78,000–305,000 Soviets were killed, while 325,000 German civilians and soldiers were killed. Hitler committed suicide on 30 April 1945. The final German Instrument of Surrender was signed on 8 May 1945.
By September 1945, Nazi Germany and its Axis partners (Italy and Japan) had all been defeated, chiefly by the forces of the Soviet Union, the United States, and Great Britain. Much of Europe lay in ruins, over 60 million people worldwide had been killed (most of them civilians), including approximately 6 million Jews and 11 million non-Jews in what became known as the Holocaust. World War II resulted in the destruction of Germany's political and economic infrastructure and led directly to its partition, considerable loss of territory (especially in the East), and historical legacy of guilt and shame.
Germany during the Cold War, 1945–1990
As a consequence of the defeat of Nazi Germany in 1945 and the onset of the Cold War in 1947, the country's territory was shrunk and split between the two global blocs in the East and West, a period known as the division of Germany. Millions of refugees from Central and Eastern Europe moved west, most of them to West Germany. Two countries emerged: West Germany was a parliamentary democracy, a NATO member, a founding member of what since became the European Union as one of the world's largest economies and under allied military control until 1955, while East Germany was a totalitarian Communist dictatorship controlled by the Soviet Union as a satellite of Moscow. With the collapse of Communism in Europe in 1989, reunion on West Germany's terms followed.
No one doubted Germany's economic and engineering prowess; the question was how long bitter memories of the war would cause Europeans to distrust Germany, and whether Germany could demonstrate it had rejected totalitarianism and militarism and embraced democracy and human rights.
Expulsion
At the Potsdam Conference, Germany was divided into four military occupation zones by the Allies and did not regain independence until 1949. The provinces east of the Oder and Neisse rivers (the Oder-Neisse line) were transferred to Poland and Russia (Kaliningrad oblast), pending a final peace conference with Germany, which eventually never took place. Most of the remaining German population was expelled. Around 6.7 million Germans living in "west-shifted" Poland, mostly within previously German lands, and the 3 million in German-settled regions of Czechoslovakia were deported west.
Post-war chaos
The total of German war dead was 8% to 10% out of a prewar population of 69,000,000, or between 5.5 million and 7 million people. This included 4.5 million in the military, and between 1 and 2 million civilians. There was chaos as 11 million foreign workers and POWs left, while soldiers returned home and more than 14 million displaced German-speaking refugees from both the eastern provinces and East-Central and Eastern Europe were expelled from their native land and came to the western German lands, often foreign to them. During the Cold War, the West German government estimated a death toll of 2.2 million civilians due to the flight and expulsion of Germans and through forced labour in the Soviet Union. This figure remained unchallenged until the 1990s, when some historians put the death toll at 500,000–600,000 confirmed deaths. In 2006, the German government reaffirmed its position that 2.0–2.5 million deaths occurred.
Denazification removed, imprisoned, or executed most top officials of the old regime, but most middle and lower ranks of civilian officialdom were not seriously affected. In accordance with the Allied agreement made at the Yalta Conference, millions of POWs were used as forced labor by the Soviet Union and other European countries.
In the East, the Soviets crushed dissent and imposed another police state, often employing ex-Nazis in the dreaded Stasi. The Soviets extracted about 23% of the East German GNP for reparations, while in the West reparations were a minor factor.
In 1945–46 housing and food conditions were bad, as the disruption of transport, markets, and finances slowed a return to normal. In the West, bombing had destroyed the fourth of the housing stock, and over 10 million refugees from the east had crowded in, most living in camps. Food production in 1946–48 was only two-thirds of the prewar level, while grain and meat shipments – which usually supplied 25% of the food – no longer arrived from the East. Furthermore, the end of the war brought the end of large shipments of food seized from occupied nations that had sustained Germany during the war. Coal production was down 60%, which had cascading negative effects on railroads, heavy industry, and heating. Industrial production fell more than half and reached prewar levels only at the end of 1949.
Allied economic policy originally was one of industrial disarmament plus building the agricultural sector. In the western sectors, most of the industrial plants had minimal bomb damage and the Allies dismantled 5% of the industrial plants for reparations.
However, deindustrialization became impractical and the U.S. instead called for a strong industrial base in Germany so it could stimulate European economic recovery. The U.S. shipped food in 1945–47 and made a $600 million loan in 1947 to rebuild German industry. By May 1946 the removal of machinery had ended, thanks to lobbying by the U.S. Army. The Truman administration finally realised that economic recovery in Europe could not go forward without the reconstruction of the German industrial base on which it had previously been dependent. Washington decided that an "orderly, prosperous Europe requires the economic contributions of a stable and productive Germany".
In 1945, the occupying powers took over all newspapers in Germany and purged them of Nazi influence. The American occupation headquarters, the Office of Military Government, United States (OMGUS) began its own newspaper based in Munich, Die Neue Zeitung. It was edited by German and Jewish émigrés who fled to the United States before the war. Its mission was to encourage democracy by exposing Germans to how American culture operated. The paper was filled with details on American sports, politics, business, Hollywood, and fashions, as well as international affairs.
East Germany
In 1949, the western half of the Soviet zone became the "Deutsche Demokratische Republik" – "DDR" ("German Democratic Republic" – "GDR", simply often "East Germany"), under control of the Socialist Unity Party. Neither country had a significant army until the 1950s, but East Germany built the Stasi into a powerful secret police that infiltrated every aspect of its society.
East Germany was an Eastern bloc state under political and military control of the Soviet Union through her occupation forces and the Warsaw Treaty. Political power was solely executed by leading members (Politburo) of the communist-controlled Socialist Unity Party (SED). A Soviet-style command economy was set up; later the GDR became the most advanced Comecon state. While East German propaganda was based on the benefits of the GDR's social programs and the alleged constant threat of a West German invasion, many of her citizens looked to the West for political freedoms and economic prosperity.
Walter Ulbricht (1893–1973) was the party boss from 1950 to 1971. In 1933, Ulbricht had fled to Moscow, where he served as a Comintern agent loyal to Stalin. As World War II was ending, Stalin assigned him the job of designing the postwar German system that would centralize all power in the Communist Party. Ulbricht became deputy prime minister in 1949 and secretary (chief executive) of the Socialist Unity (Communist) party in 1950. Some 2.6 million people had fled East Germany by 1961 when he built the Berlin Wall to stop them – shooting those who attempted it. What the GDR called the "Anti-Fascist Protective Wall" was a major embarrassment for the program during the Cold War, but it did stabilize East Germany and postpone its collapse. Ulbricht lost power in 1971, but was kept on as a nominal head of state. He was replaced because he failed to solve growing national crises, such as the worsening economy in 1969–70, the fear of another popular uprising as had occurred in 1953, and the disgruntlement between Moscow and Berlin caused by Ulbricht's détente policies toward the West.
The transition to Erich Honecker (General Secretary from 1971 to 1989) led to a change in the direction of national policy and efforts by the Politburo to pay closer attention to the grievances of the proletariat. Honecker's plans were not successful, however, with the dissent growing among East Germany's population.
In 1989, the socialist regime collapsed after 40 years, despite its omnipresent secret police, the Stasi. The main reasons for its collapse included severe economic problems and growing emigration towards the West.
East Germany's culture was shaped by Communism and particularly Stalinism. It was characterized by East German psychoanalyst Hans-Joachim Maaz in 1990 as having produced a "Congested Feeling" among Germans in the East as a result of Communist policies criminalizing personal expression that deviates from government approved ideals, and through the enforcement of Communist principals by physical force and intellectual repression by government agencies, particularly the Stasi. Critics of the East German state have claimed that the state's commitment to communism was a hollow and cynical tool of a ruling elite. This argument has been challenged by some scholars who claim that the Party was committed to the advance of scientific knowledge, economic development, and social progress. However, the vast majority regarded the state's Communist ideals to be nothing more than a deceptive method for government control.
According to German historian Jürgen Kocka (2010):
Conceptualizing the GDR as a dictatorship has become widely accepted, while the meaning of the concept dictatorship varies. Massive evidence has been collected that proves the repressive, undemocratic, illiberal, nonpluralistic character of the GDR regime and its ruling party.
West Germany (Bonn Republic)
In 1949, the three western occupation zones (American, British, and French) were combined into the Federal Republic of Germany (FRG, West Germany). The government was formed under Chancellor Konrad Adenauer and his conservative CDU/CSU coalition. The CDU/CSU was in power during most of the period since 1949. The capital was Bonn until it was moved to Berlin in 1990. In 1990, FRG absorbed East Germany and gained full sovereignty over Berlin. At all points West Germany was much larger and richer than East Germany, which became a dictatorship under the control of the Communist Party and was closely monitored by Moscow. Germany, especially Berlin, was a cockpit of the Cold War, with NATO and the Warsaw Pact assembling major military forces in west and east. However, there was never any combat.
Economic miracle
West Germany enjoyed prolonged economic growth beginning in the early 1950s (Wirtschaftswunder or "Economic Miracle"). Industrial production doubled from 1950 to 1957, and gross national product grew at a rate of 9 or 10% per year, providing the engine for economic growth of all of Western Europe. Labor unions supported the new policies with postponed wage increases, minimized strikes, support for technological modernization, and a policy of co-determination (Mitbestimmung), which involved a satisfactory grievance resolution system as well as requiring representation of workers on the boards of large corporations. The recovery was accelerated by the currency reform of June 1948, U.S. gifts of $1.4 billion as part of the Marshall Plan, the breaking down of old trade barriers and traditional practices, and the opening of the global market. West Germany gained legitimacy and respect, as it shed the horrible reputation Germany had gained under the Nazis.
West Germany played a central role in the creation of European cooperation; it joined NATO in 1955 and was a founding member of the European Economic Community in 1958.
Refugee settlements
To house the German-speakers expelled from all over Eastern Europe, quarters with cheap building were erected on the outskirts of all major and minor towns and villages of West Germany. Most often, these quarters are recognizable by the streets being named after towns of former Eastern Germany, Sudetenland, or other previously German-settled towns.
1948 currency reform
The most dramatic and successful policy event was the currency reform of 1948. Since the 1930s, prices and wages had been controlled, but money had been plentiful. That meant that people had accumulated large paper assets, and that official prices and wages did not reflect reality, as the black market dominated the economy and more than half of all transactions were taking place unofficially. On 21 June 1948, the Western Allies withdrew the old currency and replaced it with the new Deutsche Mark at the rate of 1 new per 10 old. This wiped out 90% of government and private debt, as well as private savings. Prices were decontrolled, and labor unions agreed to accept a 15% wage increase, despite the 25% rise in prices. The result was that prices of German export products held steady, while profits and earnings from exports soared and were poured back into the economy. The currency reforms were simultaneous with the $1.4 billion in Marshall Plan money coming in from the United States, which was used primarily for investment.
In addition, the Marshall Plan forced German companies, as well as those in all of Western Europe, to modernize their business practices and take account of the international market. Marshall Plan funding helped overcome bottlenecks in the surging economy caused by remaining controls (which were removed in 1949), and Marshall Plan business reforms opened up a greatly expanded market for German exports. Overnight, consumer goods appeared in the stores, because they could be sold for realistic prices, emphasizing to Germans that their economy had turned a corner.
The success of the currency reform angered the Soviets, who cut off all road, rail, and canal links between the western zones and West Berlin. This was the Berlin Blockade, which lasted from 24 June 1948 to 12 May 1949. In response, the U.S. and Britain launched an airlift of food and coal and distributed the new currency in West Berlin as well. The city thereby became economically integrated into West Germany. Until the mid-1960s, it served as "America's Berlin", symbolizing the United States' commitment to defending its freedom, which John F. Kennedy underscored during his visit in June 1963.
Adenauer
Konrad Adenauer (1876–1967) was the dominant leader in West Germany. He was the first chancellor (top official) of the FRG, 1949–63, and until his death was the founder and leader of the Christian Democratic Union (CDU), a coalition of conservatives, ordoliberals, and adherents of Protestant and Catholic social teaching that dominated West Germany politics for most of its history. During his chancellorship, the West Germany economy grew quickly, and West Germany established friendly relations with France, participated in the emerging European Union, established the country's armed forces (the Bundeswehr), and became a pillar of NATO as well as firm ally of the United States. Adenauer's government also commenced the long process of reconciliation with the Jews and Israel after the Holocaust.
Erhard
Ludwig Erhard (1897–1977) was in charge of economic policy as economics director for the British and American occupation zones and was Adenauer's long-time economics minister. Erhard's decision to lift many price controls in 1948 (despite opposition from both the social democratic opposition and Allied authorities), plus his advocacy of free markets, helped set the Federal Republic on its strong growth from wartime devastation. Norbert Walter, a former chief economist at Deutsche Bank, argues that "Germany owes its rapid economic advance after World War II to the system of the Social Market Economy, established by Ludwig Erhard." Erhard was politically less successful when he served as the CDU Chancellor from 1963 until 1966. Erhard followed the concept of a social market economy, and was in close touch with professional economists. Erhard viewed the market itself as social and supported only a minimum of welfare legislation. However, Erhard suffered a series of decisive defeats in his effort to create a free, competitive economy in 1957; he had to compromise on such key issues as the anti-cartel legislation. Thereafter, the West German economy evolved into a conventional west European welfare state.
Meanwhile, in adopting the Godesberg Program in 1959, the Social Democratic Party of Germany (SPD) largely abandoned Marxism ideas and embraced the concept of the market economy and the welfare state. Instead it now sought to move beyond its old working class base to appeal the full spectrum of potential voters, including the middle class and professionals. Labor unions cooperated increasingly with industry, achieving labor representation on corporate boards and increases in wages and benefits.
Grand coalition
In 1966, Erhard lost support and Kurt Kiesinger (1904–1988) was elected as Chancellor by a new CDU/CSU-SPD alliance combining the two largest parties. Socialist (SPD) leader Willy Brandt was Deputy Federal Chancellor and Foreign Minister. The Grand Coalition lasted 1966–69 and is best known for reducing tensions with the Soviet bloc nations and establishing diplomatic relations with Czechoslovakia, Romania and Yugoslavia.
Guest workers
With a booming economy short of unskilled workers, especially after the Berlin Wall cut off the steady flow of East Germans, the FRG negotiated migration agreements with Italy (1955), Spain (1960), Greece (1960), and Turkey (1961) that brought in hundreds of thousands of temporary guest workers, called Gastarbeiter. In 1968, the FRG signed a guest worker agreement with Yugoslavia that employed additional guest workers. Gastarbeiter were young men who were paid full-scale wages and benefits, but were expected to return home in a few years.
The agreement with Turkey ended in 1973 but few workers returned because there were few good jobs in Turkey. By 2010 there were about 4 million people of Turkish descent in Germany. The generation born in Germany attended German schools, but had a poor command of either German or Turkish, and had either low-skilled jobs or were unemployed.
Brandt and Ostpolitik
Willy Brandt (1913–1992) was the leader of the Social Democratic Party in 1964–87 and West German Chancellor in 1969–1974. Under his leadership, the German government sought to reduce tensions with the Soviet Union and improve relations with the German Democratic Republic, a policy known as the Ostpolitik. Relations between the two German states had been icy at best, with propaganda barrages in each direction. The heavy outflow of talent from East Germany prompted the building of the Berlin Wall in 1961, which worsened Cold War tensions and prevented East Germans from travel. Although anxious to relieve serious hardships for divided families and to reduce friction, Brandt's Ostpolitik was intent on holding to its concept of "two German states in one German nation".
Ostpolitik was opposed by the conservative elements in Germany, but won Brandt an international reputation and the Nobel Peace Prize in 1971. In September 1973, both West and East Germany were admitted to the United Nations. The two countries exchanged permanent representatives in 1974, and, in 1987, East Germany's leader Erich Honecker paid an official state visit to West Germany.
Economic crisis of 1970s
After 1973, Germany was hard hit by a worldwide economic crisis, soaring oil prices, and stubbornly high unemployment, which jumped from 300,000 in 1973 to 1.1 million in 1975. The Ruhr region was hardest hit, as its easy-to-reach coal mines petered out, and expensive German coal was no longer competitive. Likewise the Ruhr steel industry went into sharp decline, as its prices were undercut by lower-cost suppliers such as Japan. The welfare system provided a safety net for the large number of unemployed workers, and many factories reduced their labor force and began to concentrate on high-profit specialty items. After 1990 the Ruhr moved into service industries and high technology. Cleaning up the heavy air and water pollution became a major industry in its own right. Meanwhile, formerly rural Bavaria became a high-tech center of industry.
A spy scandal forced Brandt to step down as Chancellor while remaining as party leader. He was replaced by Helmut Schmidt (b. 1918), of the SPD, who served as Chancellor in 1974–1982. Schmidt continued the Ostpolitik with less enthusiasm. He had a PhD in economics and was more interested in domestic issues, such as reducing inflation. The debt grew rapidly as he borrowed to cover the cost of the ever more expensive welfare state. After 1979, foreign policy issues grew central as the Cold War turned hot again. The German peace movement mobilized hundreds of thousands of demonstrators to protest against American deployment in Europe of new medium-range ballistic missiles. Schmidt supported the deployment but was opposed by the left wing of the SPD and by Brandt.
The pro-business Free Democratic Party (FDP) had been in coalition with the SPD, but now it changed direction. Led by Finance Minister Otto Graf Lambsdorff (1926–2009) the FDP adopted the market-oriented "Kiel Theses" in 1977; it rejected the Keynesian emphasis on consumer demand, and proposed to reduce social welfare spending, and try to introduce policies to stimulate production and facilitate jobs. Lambsdorff argued that the result would be economic growth, which would itself solve both the social problems and the financial problems. As a consequence, the FDP switched allegiance to the CDU and Schmidt lost his parliamentary majority in 1982. For the only time in West Germany's history, the government fell on a vote of no confidence.
Kohl
Helmut Kohl (1930–2017) brought the conservatives back to power with a CDU/CSU-FDP coalition in 1982, and served as Chancellor until 1998. After repeated victories in 1983, 1987, 1990 and 1994 he was finally defeated by a landslide that was the biggest on record, for the left in the 1998 federal elections, and was succeeded as Chancellor by Gerhard Schröder of the SPD. Kohl is best known for orchestrating reunification with the approval of all the Four Powers from World War II, who still had a voice in German affairs.
Reunification
During the summer of 1989, rapid changes known as peaceful revolution or Die Wende took place in East Germany, which quickly led to German reunification. Growing numbers of East Germans emigrated to West Germany, many via Hungary after Hungary's reformist government opened its borders.
The opening of the Iron Curtain between Austria and Hungary at the Pan-European Picnic in August 1989 then triggered a chain reaction, at the end of which there was no longer a GDR and the Eastern Bloc had disintegrated. Otto von Habsburg's idea developed the greatest mass exodus since the construction of the Berlin Wall and it was shown that the USSR and the rulers of the Eastern European satellite states were not ready to keep the Iron Curtain effective. This made their loss of power visible and clear that the GDR no longer received effective support from the other communist Eastern Bloc countries. Thousands of East Germans then tried to reach the West by staging sit-ins at West German diplomatic facilities in other East European capitals, most notably in Prague. The exodus generated demands within East Germany for political change, and mass demonstrations in several cities continued to grow.
Unable to stop the growing civil unrest, Erich Honecker was forced to resign in October, and on 9 November, East German authorities unexpectedly allowed East German citizens to enter West Berlin and West Germany. Hundreds of thousands of people took advantage of the opportunity; new crossing points were opened in the Berlin Wall and along the border with West Germany. This led to the acceleration of the process of reforms in East Germany that ended with the German reunification that came into force on 3 October 1990.
Federal Republic of Germany, 1990–present
Schröder
The SPD in coalition with the Greens won the elections of 1998. SPD leader Gerhard Schröder positioned himself as a centrist "Third Way" candidate in the mold of British Prime Minister Tony Blair and United States President Bill Clinton.
Schröder, in March 2003, reversed his position and proposed a significant downsizing of the welfare state, known as Agenda 2010. He had enough support to overcome opposition from the trade unions and the SPD's left wing. Agenda 2010 had five goals: tax cuts; labor market deregulation, especially relaxing rules protecting workers from dismissal and setting up Hartz concept job training; modernizing the welfare state by reducing entitlements; decreasing bureaucratic obstacles for small businesses; and providing new low-interest loans to local governments.
On 26 December 2004 during a Christmas holiday and Boxing Day celebration, several thousand Germans in Thailand and other parts across the region of South and Southeast Asia were affected by the catastrophic tsunami from the magnitude 9.0 earthquake off the Indonesian island's west coast of Sumatra, and many thousands of German lives were lost . A memorial service was held at Berlin Cathedral and Bundestag on 20 January 2005 on behalf of all Germans.
On 22 May 2005, after the SPD lost to the Christian Democratic Union (CDU) in North Rhine-Westphalia, Gerhard Schröder announced he would call federal elections "as soon as possible". A motion of confidence was subsequently defeated in the Bundestag on 1 July 2005 by 151 to 296 (with 148 abstaining), after Schröder urged members not to vote for his government in order to trigger new elections. In response, a grouping of left-wing SPD dissidents and the neo-communist Party of Democratic Socialism agreed to run on a joint ticket in the general election, with Schröder's rival Oskar Lafontaine leading the new group.
Merkel
From 2005 to 2009 and 2013 to 2021, Germany was ruled by a grand coalition led by the CDU's Angela Merkel as chancellor. From 2009 to 2013, Merkel headed a centre-right government of the CDU/CSU and FDP.
Together with France and other EU states, Germany has played the leading role in the European Union. Germany (especially under Chancellor Helmut Kohl) was one of the main supporters of admitting many East European countries to the EU. Germany is at the forefront of European states seeking to exploit the momentum of monetary union to advance the creation of a more unified and capable European political, defence and security apparatus. German Chancellor Schröder expressed an interest in a permanent seat for Germany in the UN Security Council, identifying France, Russia, and Japan as countries that explicitly backed Germany's bid. Germany formally adopted the Euro on 1 January 1999 after permanently fixing the Deutsche Mark rate on 31 December 1998.
Since 1990, the German Bundeswehr has participated in a number of peacekeeping and disaster relief operations abroad. Since 2002, German troops formed part of the International Security Assistance Force in the war in Afghanistan, resulting in the first German casualties in combat missions since World War II.
In light of the worldwide Great Recession that began in 2008, Germany did not experience as much economic hardship as other European nations. Germany later sponsored a massive financial rescue in the wake of the Eurozone crisis which affected the German economy.
Following the 2011 earthquake and tsunami in Japan, which led to the Fukushima nuclear disaster, German public opinion turned sharply against nuclear power in Germany, which at the time produced a fourth of the electricity supply. In response Merkel announced plans to close down the nuclear power plants over the following decade, and a commitment to rely more heavily on wind and other alternative energy sources, in addition to coal and natural gas.
Germany was affected by the European migrant crisis in 2015 as it became the final destination of choice for many asylum seekers from Africa and the Middle East entering the EU. The country took in over a million refugees and migrants and developed a quota system which redistributed migrants around its federal states based on their tax income and existing population density. The decision by Merkel to authorize unrestricted entry led to heavy criticism in Germany as well as within Europe. This was a major factor in the rise of the far-right party Alternative for Germany which entered the Bundestag in the 2017 federal election.
The COVID-19 pandemic greatly affected German society with over 3 million confirmed cases and over 90,000 deaths. Following the first confirmed case in January 2020, the German government was commended for being an effective model for instituting methods of curbing infections and deaths, but lost this status by the end of the year due to a rising number of cases. Vaccines began to be administered in December 2020 and many restrictions were lifted by May 2021.
Historiography
Sonderweg debate
A major historiographical debate about the German history concerns the Sonderweg, the alleged "special path" that separated German history from the normal course of historical development, and whether or not Nazi Germany was the inevitable result of the Sonderweg. Proponents of the Sonderweg theory such as Fritz Fischer point to such events of the Revolution of 1848, the authoritarianism of the Second Empire and the continuation of the Imperial elite into the Weimar and Nazi periods. Opponents such as Gerhard Ritter of the Sonderweg theory argue that proponents of the theory are guilty of seeking selective examples, and there was much contingency and chance in German history. In addition, there was much debate within the supporters of the Sonderweg concept as for the reasons for the Sonderweg, and whether or not the Sonderweg ended in 1945. Was there a Sonderweg? Winkler says:
"For a long time, educated Germans answered it in the positive, initially by laying claim to a special German mission, then, after the collapse of 1945, by criticizing Germany's deviation from the West. Today, the negative view is predominant. Germany did not, according to the now prevailing opinion, differ from the great European nations to an extent that would justify speaking of a 'unique German path.' And, in any case, no country on earth ever took what can be described as the 'normal path.'"
See also
Conservatism in Germany
Economic history of Germany
Feminism in Germany
German monarchs Family tree
History of Austria
History of Berlin
History of German foreign policy
History of German journalism
History of German women
History of the Jews in Germany
Liberalism in Germany
List of chancellors of Germany
List of German monarchs
Medieval East Colonisation by German noblemen and farmers
Military history of Germany
Names of Germany for terminology applied to Germany
Politics of Germany
Territorial evolution of Germany
Timeline of German history
Notes
Citations
References
Encyclopedia
Journals
Atlas and maps
Atlas of Germany Wikipedia maps; not copyright
Further reading
Surveys
Biesinger, Joseph A. Germany: A reference guide from the Renaissance to the present (2006)
Bithell, Jethro, ed. Germany: A Companion to German Studies (5th ed. 1955), 578pp; essays on German literature, music, philosophy, art and, especially, history.
Bösch, Frank. Mass Media and Historical Change: Germany in International Perspective, 1400 to the Present (Berghahn, 2015). 212 pp. online review
Buse, Dieter K. ed. Modern Germany: An Encyclopedia of History, People, and Culture 1871–1990 (2 vol 1998)
Clark, Christopher. Iron Kingdom: The Rise and Downfall of Prussia, 1600–1947 (2006)
Detwiler, Donald S. Germany: A Short History (3rd ed. 1999) 341pp.
This text has updated editions.
Gall, Lothar. Milestones - Setbacks - Sidetracks: The Path to Parliamentary Democracy in Germany, Historical Exhibition in the Deutscher Dom in Berlin (2003), exhibit catalog; heavily illustrated, 420pp; political history since 1800
Herbert, Ulrich. A History of Twentieth-Century Germany (2019) excerpt
Holborn, Hajo. A History of Modern Germany (1959–64); vol 1: The Reformation; vol 2: 1648–1840; vol 3: 1840–1945; standard scholarly survey online
Kitchen, Martin. A history of modern Germany, 1800-2000 (2006) online
Maehl, William Harvey. Germany in Western Civilization (1979), 833pp; focus on politics and diplomacy
Orlow, Dietrich. A history of modern Germany : 1871 to present (2002) online
Ozment, Steven. A Mighty Fortress: A New History of the German People (2005), focus on cultural history
Raff, Diether. History of Germany from the Medieval Empire to the Present (1988) 507pp
Reinhardt, Kurt F. Germany: 2000 Years (2 vols., 1961), stress on cultural topics
Richie, Alexandra. Faust's Metropolis: A History of Berlin (1998), 1168 pp by scholar; excerpt and text search; emphasis on 20th century
Sagarra, Eda. A Social History of Germany 1648–1914 (1977, 2002 edition)
Schulze, Hagen, and Deborah Lucas Schneider. Germany: A New History (2001)
Smith, Helmut Walser, ed. The Oxford Handbook of Modern German History (2011), 862 pp; 35 essays by specialists; Germany since 1760
608pp.
Snyder, Louis, ed. Documents of German history (1958) online. 620pp; 167 primary sources in English translation
Taylor, A.J.P. The Course of German History: A Survey of the Development of German History since 1815. (2001). 280pp;
Watson, Peter. The German Genius (2010). 992 pp covers many thinkers, writers, scientists etc. since 1750;
Winkler, Heinrich August. Germany: The Long Road West (2 vol, 2006), since 1789; excerpt and text search vol 1
Zabecki, David T., ed. Germany at War: 400 Years of Military History (4 vol. 2015)
Medieval
Arnold, Benjamin. Medieval Germany, 500–1300: A Political Interpretation (1998)
Arnold, Benjamin. Power and Property in Medieval Germany: Economic and Social Change, c. 900–1300 (Oxford University Press, 2004)
Barraclough, Geoffrey. The Origins of Modern Germany (2d ed., 1947)
Fuhrmann, Horst. Germany in the High Middle Ages: c. 1050–1200 (1986)
Haverkamp, Alfred, Helga Braun, and Richard Mortimer. Medieval Germany 1056–1273 (1992)
Innes; Matthew. State and Society in the Early Middle Ages: The Middle Rhine Valley, 400–1000 (Cambridge U.P. 2000)
Jeep, John M. Medieval Germany: An Encyclopedia (2001), 928pp, 650 articles by 200 scholars cover AD 500 to 1500
Nicholas, David. The Northern Lands: Germanic Europe, c. 1270–c. 1500 (Wiley-Blackwell, 2009). 410 pages.
Reuter, Timothy. Germany in the Early Middle Ages, c. 800–1056 (1991)
Reformation
Bainton, Roland H. Here I Stand: A Life of Martin Luther (1978; reprinted 1995)
Dickens, A. G. Martin Luther and the Reformation (1969), basic introduction
Holborn, Hajo. A History of Modern Germany: vol 1: The Reformation (1959)
Junghans, Helmar. Martin Luther: Exploring His Life and Times, 1483–1546. (book plus CD ROM) (1998)
MacCulloch, Diarmaid. The Reformation (2005), influential recent survey
Ranke, Leopold von. History of the Reformation in Germany (1905) 792 pp; by Germany's foremost scholar complete text online free
Smith, Preserved. The Age of the Reformation (1920) 861 pages; complete text online free
Early Modern to 1815
Asprey, Robert B. Frederick the Great: The Magnificent Enigma (2007)
Atkinson, C.T. A history of Germany, 1715–1815 (1908) old; focus on political-military-diplomatic history of Germany and Austria online edition
Blanning, Tim. Frederick the Great: King of Prussia (2016), major new scholarly biography
Bruford W.H. Germany in the Eighteenth Century The Social Background of the Literary Revival (1935, 1971) online free to borrow, covers social history
Clark, Christopher. Iron Kingdom: The Rise and Downfall of Prussia, 1600–1947 (2006)
Gagliardo, John G. Germany under the Old Regime 1600-1790 (1991) excerpt
Gaxotte, Pierre. Frederick the Great (Yale University Press, 1942); 420 pages; political biography by French historian
Heal, Bridget. The Cult of the Virgin Mary in Early Modern Germany: Protestant and Catholic Piety, 1500–1648 (2007)
Holborn, Hajo. A History of Modern Germany. Vol 2: 1648–1840 (1962) online
Hughes, Michael. Early Modern Germany, 1477–1806 (1992)
Ogilvie, Sheilagh. Germany: A New Social and Economic History, Vol. 1: 1450–1630 (1995) 416pp; Germany: A New Social and Economic History, Vol. 2: 1630–1800 (1996), 448pp
Ogilvie, Sheilagh. A Bitter Living: Women, Markets, and Social Capital in Early Modern Germany (2003) DOI:10.1093/acprof:oso/9780198205548.001.0001 online
Ozment, Steven. Flesh and Spirit: Private Life in Early Modern Germany (2001).
Schulze, Hagen. The Course of German Nationalism: From Frederick the Great to Bismarck 1763-1867 (1991)
Storring, Adam L. "'Our Age': Frederick the Great, Classical Warfare, and the Uses and Abuses of Military History." International Journal of Military History and Historiography 1.aop (2021): 1-33. online
1815–1890
Blackbourn, David. The Long Nineteenth Century: A History of Germany, 1780–1918 (1998) excerpt and text search
Blackbourn, David, and Geoff Eley. The Peculiarities of German History: Bourgeois Society and Politics in Nineteenth-Century Germany (1984)
Brandenburg, Erich. From Bismarck to the World War: A History of German Foreign Policy 1870–1914 (1933) 562pp; an old standard scholarly history
Brose, Eric Dorn. German History, 1789–1871: From the Holy Roman Empire to the Bismarckian Reich. (1997)
Craig, Gordon A. Germany, 1866–1945 (1978) online
Hamerow, Theodore S. ed. Age of Bismarck: Documents and Interpretations (1974), 358pp; 133 excerpts from primary sources put in historical context by Professor Hamerow
Hamerow, Theodore S. ed. Otto Von Bismarck and Imperial Germany: A Historical Assessment (1993), excerpts from historians and primary sources
Hoyer, Katja. Blood and Iron: The Rise and Fall of the German Empire 1871-1918 (2021)
Nipperdey, Thomas. Germany from Napoleon to Bismarck: 1800–1866 (1996; online edition from Princeton University Press 2014), very dense coverage of every aspect of German society, economy and government. excerpt
Ogilvie, Sheilagh, and Richard Overy. Germany: A New Social and Economic History Volume 3: Since 1800 (2004)
Pflanze Otto, ed. The Unification of Germany, 1848–1871 (1979), essays by historians
Ramm, Agatha. Germany, 1789-1919: a political history (1967) online free to borrow
Sheehan, James J. German History, 1770–1866 (1993), the major survey in English online
Steinberg, Jonathan. Bismarck: A Life (2011), a major scholarly biography
Stern, Fritz. Gold and Iron: Bismark, Bleichroder, and the Building of the German Empire (1979) Bismark worked closely with this leading banker and financier excerpt and text search
online
Wehler, Hans-Ulrich. The German Empire 1871–1918 (1984)
1890–1933
Balfour, Michael. The Kaiser and his Times (1972) online
Berghahn, Volker Rolf. Modern Germany: society, economy, and politics in the twentieth century (1987) ACLS E-book
Berghahn, Volker Rolf. Imperial Germany, 1871–1914: Economy, Society, Culture, and Politics (2nd ed. 2005)
Brandenburg, Erich. From Bismarck to the World War: A History of German Foreign Policy 1870–1914 (1927) online.
Cecil, Lamar. Wilhelm II: Prince and Emperor, 1859–1900 (1989) vol2: Wilhelm II: Emperor and Exile, 1900–1941 (1996)
Child, John. Edexcel GCSE History A : the making of the modern world : Unit 2A, Germany 1918-39 : student book (2009) online
Craig, Gordon A. Germany, 1866–1945 (1978) online
Dugdale, E.T.S. ed. German Diplomatic Documents 1871–1914 (4 vol 1928–31), in English translation. online
Gordon, Peter E., and John P. McCormick, eds. Weimar Thought: A Contested Legacy (Princeton U.P. 2013) 451 pages; scholarly essays on law, culture, politics, philosophy, science, art and architecture
Herbert, Ulrich. A History of Twentieth-Century Germany (2019) excerpt
Herwig, Holger H. The First World War: Germany and Austria–Hungary 1914–1918 (1996),
Kolb, Eberhard. The Weimar Republic (2005)
Mommsen, Wolfgang J. Imperial Germany 1867–1918: Politics, Culture and Society in an Authoritarian State (1995)
Morrow, Ian F. D. "The Foreign Policy of Prince Von Bulow, 1898-1909". Cambridge Historical Journal 4#1 (1932): 63–93. online
Peukert, Detlev. The Weimar Republic (1993)
Retallack, James. Imperial Germany, 1871–1918 (Oxford University Press, 2008)
Scheck, Raffael. "Lecture Notes, Germany and Europe, 1871–1945" (2008) full text online, a brief textbook by a leading scholar
Watson, Alexander. Ring of Steel: Germany and Austria-Hungary in World War I (2014), excerpt
Nazi era
Bullock, Alan. Hitler: A Study in Tyranny, (1962) online
Burleigh, Michael. The Third Reich: A New History. (2000). 864 pp. Stress on antisemitism;
Evans, Richard J. The Coming of the Third Reich: A History. (2004) [2003]. 622 pp.; a major scholarly survey; The Third Reich in Power: 1933–1939. (2005). 800 pp.; The Third Reich at War 1939–1945 (2009) vol 1-2-3 online
Friedlander, Saul. Nazi Germany and the Jews, 1933–1945 (2009) abridged version of the standard two volume history
Herbert, Ulrich. A History of Twentieth-Century Germany (2019) excerpt
Kershaw, Ian. Hitler, 1889–1936: Hubris. vol. 1. 1999. 700 pp. ; vol 2: Hitler, 1936–1945: Nemesis. 2000. 832 pp.; the leading scholarly biography.
Kirk, Tim. The Longman Companion to Nazi Germany (2017).
Koonz, Claudia. Mothers in the Fatherland: Women, Family Life, and Nazi Ideology, 1919–1945. (1986). 640 pp. The major study
Overy, Richard. The Dictators: Hitler's Germany and Stalin's Russia (2004); comparative history
Spielvogel, Jackson J. and David Redles. Hitler and Nazi Germany (6th ed. 2009) excerpt and text search, 5th ed. 2004
Stackelberg, Roderick. Hitler's Germany: Origins, Interpretations, Legacies (1999)
Stackelberg, Roderick, ed. The Routledge Companion to Nazi Germany (2007)
Stibbe, Matthew. Women in the Third Reich, (2003), 208 pp.
Tooze, Adam. The Wages of Destruction: The Making and Breaking of the Nazi Economy (2007), highly influential new study; online review by Richard Tilly; summary of reviews
Thomsett, Michael C. The German Opposition to Hitler: The Resistance, the Underground, and Assassination Plots, 1938–1945 (2nd ed 2007) 278 pages
Zentner, Christian and Bedürftig, Friedemann, eds. The Encyclopedia of the Third Reich. (2 vol. 1991). 1120 pp.
Since 1945
Bark, Dennis L., and David R. Gress. A History of West Germany Vol 1: From Shadow to Substance, 1945–1963 (1992); ; vol 2: Democracy and Its Discontents 1963–1988 (1992)
Berghahn, Volker Rolf. Modern Germany: Society, Economy, and Politics in the Twentieth Century (1987) ACLS E-book online
Daum, Andreas. Kennedy in Berlin. New York: Cambridge University Press, 2008, .
Gehler, Michael. Three Germanies: West Germany, East Germany and the Berlin Republic (Reaktion Books, 2013).
Hanrieder, Wolfram F. Germany, America, Europe: Forty Years of German Foreign Policy (1989)
Herbert, Ulrich. A History of Twentieth-Century Germany (2019) excerpt
Jarausch, Konrad H. After Hitler: Recivilizing Germans, 1945–1995 (2008)
Junker, Detlef, ed. The United States and Germany in the Era of the Cold War (2 vol 2004), 150 short essays by scholars covering 1945–1990 excerpt and text search vol 1; excerpt and text search vol 2
Main, Steven J. "The Soviet Occupation of Germany. Hunger, Mass Violence and the Struggle for Peace, 1945–1947". Europe-Asia Studies (2014) 66#8 pp: 1380–1382.
Schwarz, Hans-Peter. Konrad Adenauer: A German Politician and Statesman in a Period of War, Revolution and Reconstruction (2 vol 1995) excerpt and text search vol 2
Smith, Gordon, ed, Developments in German Politics (1992) , broad survey of reunified nation
Weber, Jurgen. Germany, 1945–1990 (Central European University Press, 2004)
Primary sources
Beate Ruhm Von Oppen, ed. Documents on Germany under Occupation, 1945–1954 (Oxford University Press, 1955)
GDR
Dennis, Mike, and Norman LaPorte. State and Minorities in Communist East Germany (Berghahn Books, 2011) scholarly analysis of treatment of Jehovah's Witnesses, Jews, guest workers from Vietnam and Mozambique, football fans and others.
Fulbrook, Mary. Anatomy of a Dictatorship: Inside the GDR, 1949–1989 (1998)
Fulbrook, Mary. The People's State: East German Society from Hitler to Honecker (2008) excerpt and text search
Harsch, Donna. Revenge of the Domestic: Women, the Family, and Communism in the German Democratic Republic (2008)
Jarausch, Konrad H.. and Eve Duffy. Dictatorship As Experience: Towards a Socio-Cultural History of the GDR (1999)
Jarausch, Konrad H., and Volker Gransow, eds. Uniting Germany: Documents and Debates, 1944–1993 (1994), primary sources on reunification
McAdams, A. James. "Germany Divided: From the Wall to Reunification". Princeton University Press, 1992 and 1993.
Pence, Katherine, and Paul Betts, eds. Socialist Modern: East German Everyday Culture and Politics (2008) excerpt and text search
Pritchard, Gareth. The Making of the GDR, 1945–53 (2004)
Ross, Corey. The East German Dictatorship: Problems and Perspectives in the Interpretation of the GDR (2002)
Saxonberg, Steven. The fall: A comparative study of the end of Communism in Czechoslovakia, East Germany, Hungary and Poland (Routledge, 2013).
Steiner, André. The Plans That Failed: An Economic History of East Germany, 1945–1989 (2010)
Historiography
Berghahn, Volker R., and Simone Lassig, eds. Biography between Structure and Agency: Central European Lives in International Historiography (2008)
Chickering, Roger, ed. Imperial Germany: A Historiographical Companion (1996), 552pp; 18 essays by specialists;
Evans, Richard J. Rereading German History: From Unification to Reunification, 1800–1996 (1997)
Hagemann, Karen, and Jean H. Quataert, eds. Gendering Modern German History: Rewriting Historiography (2008)
Hagen, William W. German History in Modern Times: Four Lives of the Nation (2012) excerpt
Jarausch, Konrad H., and Michael Geyer, eds. Shattered Past: Reconstructing German Histories (2003)
Klessmann, Christoph. The Divided Past: Rewriting Post-War German History (2001)
Lehmann, Hartmut, and James Van Horn Melton, eds. Paths of Continuity: Central European Historiography from the 1930s to the 1950s (2003)
Perkins, J. A. "Dualism in German Agrarian Historiography, Comparative Studies in Society and History, Apr 1986, Vol. 28 Issue 2, pp 287–330,
Rüger, Jan, and Nikolaus Wachsmann, eds. Rewriting German history: New Perspectives on Modern Germany (Palgrave Macmillan, 2015).
Stuchtey, Benedikt, and Peter Wende, eds. British and German Historiography, 1750–1950: Traditions, Perceptions, and Transfers (2000)
Articles containing video clips |
13260 | https://en.wikipedia.org/wiki/Hee%20Haw | Hee Haw | Hee Haw is an American television variety show featuring country music and humor with the fictional rural "Kornfield Kounty" as the backdrop. It aired first-run on CBS from 1969 to 1971, in syndication from 1971 to 1993, and on TNN from 1996 to 1997. Reruns of the series were broadcast on RFD-TV from September 2008 to April 2020, and have aired since January 2021 on Circle.
The show was inspired by Rowan & Martin's Laugh-In, but centered on country music, rural rather than pop culture-inspired humor, and with far less topical material. Hosted by country music artists Buck Owens and Roy Clark for most of its run, the show was equally well known for its corn pone humor as for its voluptuous, scantily clad women (the "Hee Haw Honeys") in stereotypical farmer's daughter outfits.
Hee Haws appeal, however, was not limited to a rural audience. It was successful in all of the major markets, including network-based Los Angeles and New York City, as well as Boston and Chicago. Other niche programs such as The Lawrence Welk Show and Soul Train, which targeted older and black audiences, respectively, also rose to prominence in syndication during the era. Like Laugh-In, the show minimized production costs by taping all of the recurring sketches for a season in batches, setting up the Cornfield set one day, the Joke Fence on another, etc. At the height of its popularity, an entire season's worth of shows were taped in two separate week-long sessions, with individual shows then assembled in the editing room. Only musical performances were taped with a live audience, while a laugh track was added to all other segments.
The series was taped for the CBS Television Network at its station affiliate WLAC-TV (now WTVF) in downtown Nashville, Tennessee, and later at Opryland USA in the city's Donelson area. The show was produced by Yongestreet Productions through the mid-1980s; it was later produced by Gaylord Entertainment, which distributed the show in syndication. The show's name, derived from a common English onomatopoeia used to describe a donkey's braying, was coined by show business talent manager and producer Bernie Brillstein.
The series initially ended its run in June 1993, after 25 seasons. It was soon picked up by TNN for reruns. TNN eventually ordered an additional season of first-run episodes, beginning November 23, 1996. The show ultimately ended on December 27, 1997.
History
Creation
Hee Haw's creators, Frank Peppiatt and John Aylesworth, were both Canadian-born writers who had extensive experience in writing for variety shows. Inspired by the enormous prior success of rural sitcoms of the 1960s, especially on CBS, which included the small-town sympathetic The Andy Griffith Show, followed by the country-parodying The Beverly Hillbillies, Petticoat Junction and Green Acres, Peppiatt and Aylesworth sought to create a variety show catering to the same audience—although neither one had a firm grasp on rural comedy.
The producers selected a pair of hosts who represented each side in a divide in country/western music at the time: Buck Owens was a prominent architect of the California-based Bakersfield sound and one of the biggest country hitmakers of the 1960s. Roy Clark, who had worked in Washington, D.C. and Las Vegas, was a stalwart of Nashville's Music Row known for his skill at mixing music and comedy onstage. Both Clark and Owens had been regular guests on The Jimmy Dean Show during Peppiatt and Aylesworth's time writing for that series. Peppiatt and Aylesworth brought on two fellow Canadian writers with more experience in rural humor, Gordie Tapp and Don Harron; Harron would appear in the recurring role of "Charlie Farquharson", the rural anchorman for station KORN. The producers also scored a country comedy expert familiar to rural audiences in Archie Campbell, who co-starred in and wrote many of the jokes and sketches, along with Tapp, George Yanok and comedian Jack Burns (who himself had briefly replaced Don Knotts on The Andy Griffith Show) in the first season.
On CBS
Hee Haw premiered on CBS in 1969 as a summer series. The network picked it up as a last-minute replacement for The Smothers Brothers Comedy Hour, a popular but controversial variety show that had been canceled amid feuds between the Smothers Brothers and the network censors over the show's topical humor. Though the show had solid ratings overall (it sat at No. 16 for the 1970-71 season), it was dropped in July 1971 by CBS as part of the so-called "Rural Purge" that abruptly cancelled all of the network's country-themed shows, including those with still-respectable ratings. The success of shows like Hee Haw was the source of a heated dispute in CBS's corporate offices: Vice President of network programming Michael Dann, although he personally disliked the shows, argued in favor of ratings (reflecting audience size), while his subordinate, Fred Silverman, head of daytime programming, held that certain demographics within total television viewership — in which Hee Haw and the others performed poorly — could draw more advertising dollars. Silverman's view won out, Dann was fired, Silverman promoted, and CBS cancelled its rural shows in the summer of 1971.
In syndication
Undaunted, Hee Haw's producers put together a syndication deal for the show, which continued in roughly the same format for the rest of its run. Peppiatt and Aylesworth's company, Yongestreet Productions (named for Yonge Street, a prominent thoroughfare in their home city of Toronto), maintained ownership of the series.
At its peak, Hee Haw often competed in syndication against The Lawrence Welk Show, a long-running ABC program which had likewise been cancelled in 1971, in its case in a purge of the networks' older demographic-leaning programs. Like Hee Haw, Lawrence Welk was picked up for syndication in the fall of 1971, in some markets by the same stations. The success of the two shows in syndication, and the network decisions that led to their respective cancellations, were the inspiration for a novelty song, "The Lawrence Welk-Hee Haw Counter-Revolution Polka", performed by Clark; it rose to become a top 10 hit on the Billboard Hot Country Singles chart in the fall of 1972.
Welk and Hee Haw also competed against another music-oriented niche program that moved to syndication in 1971, Soul Train. Originally a local program based in Chicago, the black-oriented program also went on to a very long run in syndication; unlike either program, Soul Train entered the market after achieving success at the local scale.
In 1981, Yongestreet was acquired by Gaylord Entertainment (best known for the Grand Ole Opry and its related businesses). Mirroring the long downward trend in the popularity of variety shows in general that had taken place in the 1970s, ratings began to decline for Hee Haw around 1986. That year, Owens departed as host, leaving Clark to continue with a celebrity guest host each week. The ratings decline continued into the early 1990s. In the fall of 1991, in an attempt to win back viewers, attract a younger audience, and keep pace with sweeping changes in the country music industry of the era, the show's format and setting underwent a dramatic overhaul. The changes included a new title (The Hee Haw Show), more pop-oriented country music, and the barnyard-cornfield setting replaced by a city street and shopping mall set. The first of the new episodes aired in January 1992. The changes alienated many of the show's longtime viewers while failing to gain the hoped-for younger viewers, and the ratings continued their decline.
During the summer of 1992, a decision was made to end first-run production, and instead air highlights of the show's earlier years in a revamped program called Hee Haw Silver (as part of celebrating the show's 25th season). Under the new format, Clark hosted a mixture of classic clips and new footage.
Hee Haw Silver episodes also aired a series of retrospective looks at performers who had died since performing in highlighted content, such as David "Stringbean" Akeman, Archie Campbell, Junior Samples, and Kenny Price. According to the show's producer, Sam Lovullo, the ratings showed improvement with these classic reruns; however, the series was finally cancelled in June 1993 at the conclusion of its 25th season. Hee Haw continued to pop up in reruns throughout the 1990s and later during the following decade in a series of successful DVD releases from Time Life.
Reruns
After the show's syndication run ended, reruns aired on The Nashville Network from 1993 until 1995. Upon the cancellation of reruns in 1995, the program resurfaced a year later, for another first-run season, ultimately concluding the series in 1997. Its 22 years in TV syndication (1971–93) was, during its latter years, tied with Soul Train with the record for the longest-running U.S. syndicated TV program (Soul Train continued until 2006); Hee Haw, as of 2019, ranks the sixth longest-running syndicated American TV program and the longest-running of its genre (the current record is Entertainment Tonight, which has been on the air for years; aside from that and Soul Train, Wheel of Fortune, Jeopardy! and Inside Edition rank ahead of it, with Judge Judy surpassing Hee Haw in September 2019).
During the 2006–07 season CMT aired a series of reruns and TV Land also recognized the series with an award presented by k.d. lang; in attendance were Roy Clark, Gunilla Hutton, Barbi Benton, the Hager twins, Linda Thompson, Misty Rowe, and others. It was during this point, roughly between the years of 2004 and 2007, that Time Life began selling selected episodes of the show on DVD. Among the DVD content offered was the 1978 10th anniversary special that had not been seen since its original airing. CMT sporadically aired the series, usually in graveyard slots, and primarily held the rights in order to be able to air the musical performances as part of their music video library (such as during the "Pure Vintage" block on CMT Pure Country).
Reruns of Hee Haw began airing on RFD-TV in September 2008, where it ran for 12 years, anchoring the network's Sunday night lineup, although beginning in January 2014 an episode airs on Saturday afternoon and the same episode is rerun the following Sunday night; those episodes were cut down to comply with the 44-minute minimum. In 2011, the network began re-airing the earliest episodes from 1969–70 on Thursday evenings. That summer, many of the surviving cast members, along with a number of country artists who were guest stars on the show, taped a Country's Family Reunion special, entitled Salute to the Kornfield, which aired on RFD-TV in January 2012. The special is also part of Country's Family Reunion 's DVD series. Concurrent with the special was the unveiling of a Hee Haw exhibit, titled Pickin' and Grinnin' , at the Oklahoma History Center in Oklahoma City.
Hee Haw left RFD-TV in 2020 and began airing on the Grand Ole Opry-operated Circle network.
As part of the promotions for its DVD products, Time-Life also compiles and syndicates a half-hour clip show series The Hee Haw Collection.
Cast members
Two rural-style comedians, already well known in their native Canada: Gordie Tapp and Don Harron (whose KORN Radio character, newscaster Charlie Farquharson, had been a fixture of Canadian television since 1952 and later appeared on The Red Green Show), gained their first major U.S. exposure on Hee Haw.
Other cast members over the years included:
Roy Acuff,
Cathy Baker (as the show's emcee),
Willie Ackerman,
Billy Jim Baker,
Barbi Benton,
Kelly Billingsley,
Vicki Bird,
Jennifer Bishop,
Archie Campbell,
Phil Campbell,
Harry Cole (Weeping Willie),
Mackenzie Colt,
John Henry Faulk,
Tennessee Ernie Ford,
Diana Goodman,
Marianne Gordon (Rogers),
Jim and Jon Hager,
Victoria Hallman,
Little Jimmy Henley,
Gunilla Hutton,
Linda Johnson,
Grandpa Jones,
Zella Lehr (the "unicycle girl"),
George Lindsey (reprising his "Goober" character from The Andy Griffith Show),
Little Jimmy Dickens,
Irlene Mandrell,
Charlie McCoy,
Dawn McKinley,
Patricia McKinnon,
Sherry Miles,
Rev. Grady Nutt,
Minnie Pearl,
Claude "Jackie" Phelps,
Slim Pickens,
Kenny Price,
Anne Randall,
Chase Randolph,
Susan Raye,
Jimmie Riddle,
Jeannine Riley,
Alice Ripley,
Lulu Roman,
Misty Rowe,
Junior Samples,
Ray Sanders,
Terry Sanders,
Gailard Sartain,
Diana Scott,
Shotgun Red,
Gerald Smith (the "Georgia Quacker"),
Jeff Smith,
Donna Stokes,
Dennis Stone,
Roni Stoneman,
Mary Taylor,
Nancy Taylor,
Linda Thompson,
Lisa Todd,
Pedro Tomas,
Nancy Traylor,
Buck Trent,
Jackie Waddell,
Pat Woodell, and
Jonathan Winters, among many others.
The Buckaroos (Buck Owens' band) initially served as the house band on the show and consisted of members Don Rich, Jim Shaw, Jerry Brightman, Jerry Wiggins, Rick Taylor, Doyle Singer (Doyle Curtsinger), Don Lee, Ronnie Jackson, Terry Christoffersen, Doyle Holly and, in later seasons, fiddle player Jana Jae and Victoria Hallman, who replaced Don Rich on harmony vocals (Rich was killed in a motorcycle accident in 1974). In later seasons, the show hired Nashville musicians to serve as the show's "house band." George Richey was the first music director. When he left to marry Tammy Wynette, harmonica player Charlie McCoy, already a member of the band when he was not playing on recording sessions, became the show's music director, forming the Hee Haw Band, which became the house band for the remainder of the series' run. The Nashville Edition, a four-member (two male, two female) singing group, served as the background singers for most of the musical performances, along with performing songs on their own.
Some of the cast members made national headlines: Lulu Roman was twice charged with drug possession in 1971; David "Stringbean" Akeman and his wife were murdered in November 1973 during a robbery at their home; Slim Pickens, less than two years after joining the series, was diagnosed with a fatal brain tumor, and, as mentioned above, Don Rich of the Buckaroos was killed in a motorcycle crash in 1974.
Some cast members, such as Charlie McCoy and Tennessee Ernie Ford, originally appeared on the show as guest stars; while Barbi Benton and Sheb Wooley returned in later seasons only as guest stars.
After Buck Owens left the show, a different country music artist would accompany Roy Clark as a guest co-host each week, who would give the episode's opening performance, participate with Clark in the "Pickin' and Grinnin'" sketch, and assist Clark in introducing the other guest stars' performances. The show's final season (Hee Haw Silver) was hosted by Clark alone.
Recurring sketches and segments
Some of the most popular sketches and segments on Hee Haw included, but were not limited to:
"PFFT! You Was Gone!" — A comedic duet featured on the premiere episode. In the first few seasons, the song was performed by Archie Campbell, with Gordie Tapp joining on the chorus. In later seasons, a guest star would join Campbell (or another cast member, usually Tapp, Grandpa Jones, George Lindsey, Kenny Price, Roni Stoneman, Roy Acuff or Dub Taylor) on the chorus, and the guest star's name would be mentioned somewhere in the song's verse prior to the chorus. On episodes that featured more than one major guest star, the sketch would be repeated so that all the guest stars would have an opportunity to participate. Tapp or the guest star would often stand with his or her back to the viewer holding a pitchfork while Campbell, or the other cast member, holding a scythe, sang the verse. At the end of the verse, Campbell or the cast member would nudge Tapp or the guest star with his or her elbow, as a form of slapstick timing, whereby Tapp or the guest star would then spin around to the camera (reacting as if awakened by the elbow nudge) to join him or her on the chorus:
The "PFFT" would be done as "blowing a raspberry," and occasionally, the duo would break up into laughter after the "PFFT," unable to finish the song; who got spat upon during the "PFFT" would change each show. Following Campbell's death, whole groups and even women would be part of the chorus, with regular George Lindsay often singing the verse. Occasionally, in the later years, Roni Stoneman (in her role of Ida Lee Nagger) would sometimes sing the verse. The song itself was written years earlier by Bix Reichner and recorded by obscure country singer Bob Newman.
KORN News — Don Harron, as KORN radio announcer Charlie Farquharson, would humorously spoof the delivery of local news, in his own inimitable way. In later seasons, KORN would become KORV. Harron had been performing the character since 1952 on Canadian television, and would continue playing Farquharson in many other media venues before, during and after Hee Haw (the fictional radio station is not to be confused with the Mitchell, South Dakota-based KORN (AM), KORN-FM, nor Lakeview, Oregon-based KORV).
Lulu's Truck Stop — Lulu Roman owned this greasy spoon, where the food and customer service was usually pretty bad; Gailard Sartain was also in this sketch as the chef Orville, and George Lindsay often appeared in the sketch as their goofy patron.
Hee Haw Players — Cast members take on some of the Shakespeare classics, with some unexpected twists.
Hee Haw Amateur Minute — A showcase of some of the worst talent of all. A cast member would play some yokel who would have some kind of bad talent, which would almost always end up with the audience booing it; throwing vegetables and the hook operator yanking said act forcibly off the stage. After the sketch, five animated cartoon animals (a duck, a sheep, a pig, a chicken, and a goat) would appear onscreen booing as well.
Samuel B. Sternwheeler — Gordie Tapp in a spoof of author Mark Twain giving off some homilies which intentionally made little or no sense whatsoever. After these recitations, he would most often be hit over the head with a rubber chicken or, in later years, be given a bomb or something that would eventually explode, leaving him covered in soot and a shredded suit.
Stringbean's Letter From Home - Cast members would sit around a barn porch setting, listening to Stringbean read a letter that he receives from home. The letters included stories delivered in punch line format.
The Haystack— A male cast member, and one of the Hee Haw Honeys talk about love issues while sitting at the haystack (the sketches began with just the top of the haystack on camera and then panned down to reveal the couple, accompanied by the sound effect of a slide whistle; in the later seasons, the sketches began with a painting of a barn with a haystack in front of it and the couple shown in silhouette before dissolving into the real couple in live action).
Colonel Daddy's Daughter — Marianne Gordon was the pampered Southern belle daughter of her Colonel Daddy (Gordie Tapp in his role of Samuel Sternwheeler). She would sit on the swing at her plantation home, and would speak about the generosity of her Daddy. In later sketches, Tapp's character would no longer be seen but was always referenced to by his spoiled daughter, though the later seasons saw Tapp reprising his role of Samuel Sternwheeler giving romantic advice to his daughter (at the same time, the sketch began with a painting of a white mansion with a water well in front). This sketch replaced the "Samuel B. Sternwheeler" sketch, which had previously been discontinued.
The Moonshiners — Two of the male cast members, playing a couple of lethargic hillbillies, who would lazily tell a joke while dozing on the floor near a bunch of moonshine jugs and Beauregard the Wonder Dog (Kingfish the Wonder Dog in earlier seasons, Buford the Wonder Dog in later seasons), with three or four of the Hee Haw Honeys reclining in the background. Occasionally in later seasons, the camera would zoom in on two of the reclining Honeys lazily telling the joke.
School Scenes — There were always school scenes throughout the series' run. At first, it was with Jennifer Bishop and Lulu Roman as the put-upon teachers, with most notably Junior Samples and Roy Clark as the students. When Minnie Pearl became the teacher, the set was a larger classroom with, at first, real children as the students, but would later return to the cast members playing children, with Pearl still as the teacher. In the later seasons, George Lindsay as the school bully would talk about his day in school.
Advice to the Lovelorn — Hee Haw Honey Lisa Todd, reclining on a living room sofa, gives wacky love advice in a sultry manner and closes the sketch by winking at the camera. In later seasons of the sketch, George Lindsay, who provided the voice-over introduction in earlier seasons, now appeared on screen wearing a leisure suit, introducing the sketch.
The Culhanes of Kornfield Kounty — The adventures of the Culhane family, depicted as all they did was sit on an old-fashioned sofa in the parlor, which focused on Cousin Clem Culhane (Gordie Tapp); Cousin Junior Culhane (Junior Samples); Cousin Grandpa Culhane (Grandpa Jones); and Cousin Lulu Culhane (Lulu Roman) who would sit in deadpan character and comment, à la soap opera. After the death of Samples, his role was filled by cast member Mike Snider in the role of Cousin Mike.
Pickin' and Grinnin — Musical interludes with Owens (on guitar) and Clark (on banjo) and the entire cast (Owens: "I'm a-pickin'!"; Clark: "And I'm a-grinnin'!"), with the duo (and sometimes a major guest star — such as Johnny Cash — sitting between Owens and Clark) "dueling" by playing guitar and banjo the instrumental to "Cripple Creek," telling jokes and reciting one-liners. The sketch always ended with Clark's banjo solo, each time ending a different comical way. For the first couple of seasons the sketch featured only Clark and Owens, and in later seasons the entire cast participated. When the entire cast began participating, the sketch was introduced by the show's emcee Cathy Baker. This sketch at first would always open the second half of the show before alternating with the "Hee Haw Honky Tonk" sketch in the later seasons.
Samples Used Car Sales — Junior Samples, as a used car salesman, would try to palm off a major "clunker" and then hold up a sign to remind viewers that his phone number was "BR-549" (in later seasons, the number was changed to BR-1Z1Z. Also by this time, local phone calls in virtually all of the United States required dialing seven-digit numbers). The reason for the change from BR-549 to BR-1Z1Z was during the 1980 season, Junior gave up the car lot and became a "consumer advocate", whose job was to save the public from dishonest people like himself. The next season, he went back to the car lot gig but changed the number. Hee Haw Honey Misty Rowe joined Samples in later seasons as his assistant, and during this time Samples at one point would guise himself as a magician, whom Rowe would introduce as "Junior the Great."
(Hee Haw videos were later sold on TV using the "800" number 1-800-BR54949; also, the country music group BR5-49 adopted the number as the name of the group).
"Gloom, Despair, and Agony On Me" — Another popular sketch usually performed by four male cast members (originally—and usually—Roy Clark; Gordie Tapp; Grandpa Jones and Archie Campbell) sitting around in hillbilly garb surrounded by moonshine jugs and looking overtly miserable. The song began with the chorus, which all of them sang with each one alternating (in lip-synch) a mournful howl after each of the first three lines. The chorus went:
The quartet began by singing the chorus together, followed by each quartet member reciting some humorous reason for his misery in spoken form, then (in the first several seasons) the quartet would reprise the chorus and end with all four sobbing in typical overstated manner.
Sometimes, in later seasons, a male guest star would participate in the sketch as the fourth member tearfully recited the reason for his misery.
Also in later seasons, female cast members did their own version of the sketch, first just lip-synching the male vocals in the song, but later getting their own feminized version complete with female howls of mourning.
The Gossip Girls — This sketch is the female counterpart to "Gloom, Despair...", which featured four female cast members surrounding a washtub and clothes wringer singing the chorus:
Two of the four girls then sang the verse. Misty Rowe, a long-time member of the "Gossip Girls," would enhance the comedy of the sketch by singing her part of the verse out of tune (as a young child would do). In later years, male cast members, in drag, would sometimes replace the girls in the sketch, in retaliation for the girls singing "Gloom, Despair..." Sometimes, in later seasons, the four female cast members sang the song on the Cornfield set, with a male guest star standing in the center, between the four girls.
(For the first few seasons of each sketch, the "Gossip Girls" and "Gloom, Despair..." songs began with the chorus, then the verse, and ended with a repeat of the chorus; but in later seasons the repeat of the chorus was discontinued, with the songs ending after the verse.)
"Hee Haw Salutes ..." — Two or three times in each episode, Hee Haw would salute a selected town (or a guest star's hometown) and announce its population, which was sometimes altered for levity, at which point the entire cast would then "pop up" in the Cornfield set, shouting "SAA-LUTE!!" Initially ending with laughter, this was changed by the mid-1970s to applause as a nod toward legitimately saluting small-town America. Also in the early 1980s, John Henry Faulk would salute a figure in American history, which would receive the same appropriate nodding applause (sometimes after the salute, Archie Campbell would pronounce the saluted town spelled backwards. Example: "Remember, 'Franklin' spelled backwards is 'Nil-knarf'."). In the later seasons, the cast would say "Salute" on the Pickin' and Grinnin' set.
The Joke Fence — Two or three times during each show a cast member (usually a Hee Haw Honey), standing in front of a high wooden fence, would tell a one liner joke. (Example: "I crossed an elephant with a gopher." Entire cast in unison: "What'ja get?" "Some awfully big holes in the backyard.") Regardless of whether the joke teller was female or male, a portion of the fence would swing upward and hit them on the buttocks after the punch line was delivered. (On some versions of the show, the sketch would cut to the next scene just before the fence would hit the cast member; and, especially in earlier seasons, the sketch would freeze-frame at the moment the fence makes contact with the joke teller's buttocks.)
Archie's Barber Shop — Archie Campbell as the local barber, with regular customer Roy Clark, and two or three other regulars sitting in the "waiting chairs" (on some occasions Junior Samples or a guest star would be the one going into the barber's chair). Campbell would share comic dialog with Clark or tell one of his "backwards fairy tales" such as "Rindercella." In the later seasons, the sketch would began with a sign that read, "Meanwhile, down at the barbershop..." surrounded by two barber poles before dissolving into the sketch.
Doc Campbell — This long-running sketch featured Archie Campbell playing the part of a doctor who often gave out terrible advice and bizarre medical "facts." Patients would often be one of the show's cast members. The sketch is also remembered for cast member Gunilla Hutton's role as Doc Campbell's assistant, Nurse Goodbody. In later seasons, the sketch featured only Doc Campbell and Nurse Goodbody, with the sketch beginning with Campbell shouting, "Nurse Goodbody," to which she would hurry into the office, nervously answering "Yes, Doctor," and gyrating her hips.
Justus O'Peace — This sketch featured Archie Campbell as a judge who wore what looked to be a bowler hat, a red undershirt, and suspenders sentencing people to long jail time for some of the silliest misdemeanor "crimes." Kenny Price also made occasional appearances as the sheriff (in the later seasons, the sketch would began with a painting of Ida Lee Nagger depicted as Lady Justice). Years later Archie's son, Phil Campbell, as well as Gordie Tapp, appeared in a recurring sketch about two police officers. They also did a courtroom sketch with Dub Taylor as the judge and Gailard Sartain in his role of Cletus Biggs from "Biggs, Shy, and Stir."
"Uh-huh, Oh Yeah!"—Cast member and banjo picker Buck Trent would recite a comical poem, talking blues-style (usually about chickens) to his banjo instrumental. At the end of the poem, Trent would go into a crescendo of "Uh-huh"'s and finish with a climactic "Oh, yeah!" In later seasons of the sketch, an animated critter would appear onscreen at the end of the sketch, carrying a sign that poked fun at the poem, to which Trent would then respond in a comical way.
("Uh-huh, oh yeah!" eventually became Trent's trademark phrase and he still says it in his shows, usually accompanied by a double thumbs-up gesture.)
Hee Haw Dictionary — Archie Campbell, dressed in a graduate's cap and gown, would give the definition of a word with a comic twist. Sometimes wads of paper would fly into the scene as a way of punishing the bad joke that was told.
Gordie's General Store — Gordie Tapp as the owner of a general merchandise store. It was also a place where one of the cast members (usually Junior Samples or Grandpa Jones) would tell a comedic story in early seasons. In later seasons, the focus shifted from Kornfield Kounty residents stopping by to the comedic banter of Tapp and Gailard Sartain, who played the role of Gordie's incompetent employee Maynard, who often would send Tapp into fits of anger or agony by the sketch's end (also in the later seasons, the sketch would began with a painting of a store sign which read "General Store, G. Tapp, Propiteer").
"Real Incredible" — This sketch, which ran in the early 1980s, was Hee Haw's parody of TV's two popular reality series that ran during that period: ABC's That's Incredible and NBC's Real People. Don Harron, in his role of Charlie Farquharson, hosted the sketch, comedically introducing it by transposing the shows' two titles: "Welcome to Real Incredible (That's People?!)." Assisted by George Lindsay, the sketch at first showed clips of actual rural folks engaging in unusual activities; but was later spoofed by cast members involved in comical, and obviously fictional, unusual activities.
Misty's Bedtime Stories — This sketch featured bedtime stories delivered by cast member Misty Rowe. Grandpa Jones or George Lindsay would be heard off-screen introducing the sketch in a near-whisper, "And now it's time for Misty's Bedtime Stories." A lit candle would be sitting on the night stand beside her bed and Rowe would deliver one of her bizarre stories, sometimes a rewritten nursery rhyme. By the sketch's end, she would deliver a comical "moral to the story," giggle, wink at the camera, and blow out the candle.
Empty Arms Hotel — Roy Clark as the head desk clerk at one of the few accommodations in all of Kornfield Kounty, who would pop up from behind the front desk after the bell was rung, usually by a complaining guest.
Goober's Garage — George Lindsay, in his Andy Griffith Show role of Goober, as the owner of the local garage where he would talk about cars and jalopies with whoever appeared in the sketch that week. Sometimes, non-cast member Jack Burns would appear in the sketch as the city slicker/con-artist type trying to pull a fast one, with Goober emerging more intelligent. For a short time in the early 1980s, after Burns' run, Chase Randolph appeared in the sketch as a muscular "hunk" mechanic hired by Goober and being pursued by Honeys Diana Goodman, Misty Rowe, and Nancy Traylor. The running gag of Randolph's run was that Randolph was more interested in fixing up his hot rod than giving in to the advances of the girls, while Goober then offered to go out with the girls instead — only to strike out miserably. In later seasons, after Randolph's run, Goober was joined in the sketch by Goodman, Rowe, and Lisa Todd as his beautiful but not very bright mechanics.
The Farmer's Daughter — Cast member Linda Thompson as the daughter of a strict farmer (cast member Kenny Price). The running gag in the sketch was that Price would always come up with clever ways to thwart Thompson's dates with her boyfriend Billy Bob (in the later seasons, Virgil; also at that time, the sketch would began with a painting of various farm animals surrounding the haystack).
The Weather Girl — A spin-off of "KORN News," where Hee Haw Honey Lisa Todd would spoof the weather forecast. Grandpa Jones appeared with Todd and she would determine the forecast according to the condition of Jones' knee. In later seasons, Gailard Sartain appeared in the sketch as a "human weather map," at first wearing a sweatshirt with a map outline of the United States before transitioning to an inflated globe costume. The running gag during Sartain's run was that Sartain would chase Todd off the set by the sketch's end.
(In later seasons, "KORN News" and "The Weather Girl" merged into one sketch, and Misty Rowe later joined the sketch spoofing local sports news.)
"Hee Haw's All-Jug Band" — A musical sketch, featuring most of the female cast members, singing a comical song, in which the punch line differed each week. Cast member Lulu Roman "played" moonshine jugs (by which, she would blow air over the spout, creating a "humming sound"), which partially explains the sketch's title (as well as the fact that "jugs" is a dysphemism for breasts). Minnie Pearl introduced the sketch each week, loudly announcing, "We're gonna play now!" At the end of the song, she would similarly conclude "We're through playin' now!"
"Hey Grandpa! What's For Supper?" — Grandpa Jones is cleaning a window pane (with no glass in it, as evidenced by Jones' hand dangling through the window pane as he recites the menu) and when the entire cast (off-camera) asks, "Hey, Grandpa, what's for supper?," he recites a dinner menu in poetic verse. Often, he describes a delicious, country-style meal (e.g., chicken and biscuits smothered in rich gravy, and collard greens), and the cast would reply approvingly, "Yum-m yum-m!" Sometimes he would serve a less than spectacular meal (thawed out TV dinners), to which the cast would reply, "Yuck!" One notable run-through of the routine had Grandpa saying "Ah ain't got nuthin'," which would be one of the few times he ever got booed during this routine. The second time was when he offered "a big fresh roast of good moose meat." In the later seasons, Grandpa would wear a chef's hat with his head peeking out of an open kitchen doorway, but the menu recitals remained the same.
(This sketch went on hiatus for a couple of seasons in the mid-1970s, but returned near the end of the 1970s and remained in the show until near the end of the series' run.)
Grandpa and Minnie's Kitchen — This sketch, which ran throughout most of the 1970s, spoofed TV cooking shows in which Grandpa Jones and Minnie Pearl would deliver hilarious recipes that made no sense.
Jerry Ralph R.B. "Bob" Bevis — This is a sketch that appeared mostly in the 1980s and it featured Gailard Sartain as the owner of a small store/flea market attempting to sell junk. The sketch would start with a hand-held camera zooming up to the front door and the door being flung open to reveal the fast-talking salesman standing behind the counter surrounded by the junk he was trying to sell. The character was a clown with red cheeks, and wild, clown-like hair. The running joke was his attempts at becoming a big singing star; and at the end of every sketch, just as he is preparing to pull out a guitar and starts to sing, the camera would zoom out and the door would swing shut.
Biggs, Shy, & Stir — This featured Gailard Sartain as "Cletus Biggs of Biggs, Shy, & Stir," Kornfield Kounty's most honorable law firm, where our motto is, 'When in doubt, sue!'" He would advertise the week's "special" such as "Sue Your Parents Week" or "Sue Your Teacher Week," etc. He always concluded the sketch by saying, "Remember, we're in the alley behind the courthouse above the pool hall!"
The Cornfield — Vignettes patterned after Laugh-In's "Joke Wall," with cast members and guest stars "popping up" to tell jokes and one-liners. Until his death, Stringbean played the field's scarecrow, delivering one-liners before being shouted down by the crow on his shoulder; after his 1973 murder, Stringbean was not replaced; and a wooden scarecrow was simply seen in the field as a memorial. Guest stars often participated in this sketch as well; and on occasion, personalities from TV stations that carried Hee Haw, as well as country music radio personalities, would appear in this sketch with Owens or Clark.
The Naggers — This sketch featured Gordie Tapp and Roni Stoneman as LaVern and Ida Lee Nagger, a backwoods bickering couple, inspired in part by the radio comedy The Bickersons. Kenny Price made occasional appearances (starting in 1974) as their son Elrod; and Wendy Suits of the show's background singing group the Nashville Edition would sometimes play Ida Lee's equally (and deaf) nagging mother.
Kornfield Kounty Operator Assistance — Irlene Mandrell as Kornfield Kounty's telephone operator (similar to Lily Tomlin's more famous character, Ernestine Tomlin) would answer phone calls from various Kornfield Kounty residents, who would eventually hang up in various degrees of frustration, causing operator Mandrell to often say, innocently, "And they wonder why we telephone operators turn gray!"
Grinder's Switch Gazette—This sketch featured Minnie Pearl as the manager of the local newspaper who often insisted that her mute secretary, Miss Honeydew (Victoria Hallman), take down an "important" news item which was always nonsense.
About 200 Years Ago — This sketch, which ran in 1976 in celebration of the Bicentennial year, was a parody of CBS' "Bicentennial Minutes"; in the sketch, Grandpa Jones would deliver a fractured historical "fact" about the Revolutionary War era. Jones then concluded the sketch with a knockoff of Walter Cronkite's signature sign-off line, "I'm Grandpa Jones and that's the way it was, 200 years ago...er, more or less."
The Almanac — A sketch that ran in the late 1970s, where Grandpa Jones would deliver almanac entries that made no sense. Jones then concluded the sketch with a knockoff of the proverb "truth is stranger than fiction," with Jones replacing the word "fiction" with the name of a well-known celebrity.
Archie's Angels — Aired in the mid-1970s, this sketch was Hee Haw's knockoff of Charlie's Angels, the popular TV crime show from that period. Three of the Honeys portrayed the Angels, with Archie Campbell's voice giving them humorous "assignments" over an intercom, as with the actual Charlie's Angels TV show.
"Let's Truck Together" — This sketch reflected the CB radio craze during the mid-to-late 1970s. Kenny Price and Gailard Sartain, as truck drivers, would swap funny stories and one-liners with each other over the CB airwaves.
Hee Haw Honky Tonk — With the Urban Cowboy craze in full swing in the early 1980s, Hee Haw answered with its very own Urban Cowboy-esque honky-tonk (even Buck Owens developed an Urban Cowboy look by growing a beard and donning a cowboy hat and kept this image for the next several seasons). The sketch was a spin-off of "Pickin' and Grinnin'," with cast members, as patrons of the honky tonk, throwing out one-liners between parts of the "Hee Haw Honky Tonk" song. The honky tonk was replete with its mechanical bull and also included a background conversation track during the one-liners to add to the realism of an actual nightclub. The sketch also at times featured Roni Stoneman, in her role of Ida Lee Nagger, chasing men with a net. The sketch was also patterned after the Party on Laugh-In. The "Hee Haw Honky Tonk" set also became the main stage for most of the musical performances for the rest of the series' run.
Kurl Up and Dye — This is a sketch from the show's later years, which featured several of the cast members in a beauty parlor where they would gossip. From time to time, Gailard Sartain would appear in drag as one of the fussy women.
Fit as a Fiddle — This sketch ran in the 1980s to reflect the aerobic dancing craze of that period. The sketch featured several of the female cast members including Diana Goodman, Victoria Hallman, Gunilla Hutton, Misty Rowe, Nancy Traylor, Linda Thompson and Jackie Waddell and male cast members Jeff Smith and Kelly Billingsey delivering one-liner jokes while aerobic dancing. Sometimes cast member Smith (later Roni Stoneman) would be seen on an exercise cycle in the background.
Slim Pickens' Bar-B-Q — Slim Pickens would have his friends over at a barbecue at his home, where a musical guest or cast members would perform. The segment would always open up spoofing Burma-Shave road signs as some of the cast members were seen piled on a truck driving down the road to Slim Pickens' Bar-B-Q, whose guests often complained about the food, to which Pickens would counter with something like "I may not have prime meat at this picnic, but I do have prime entertainment!" Then he would bring out the entertainment (the guest star's or cast members' performance).
The Post Office — Minnie Pearl and Grandpa Jones ran the post office, who often dealt with (mostly) unhappy customers.
The Quilt — Minnie Pearl gave romantic advice to several of the Hee Haw Honeys while sitting around in a circle, making a quilt.
Knock Knock — Buck Owens told a knock-knock joke to an unsuspecting cast member or guest star. If the guest star was a major country artist, the joke would be written to reveal the punch-line answer to be the title to one of the singer's biggest hits, which Owens would then sing badly on purpose.
The Hambone Brothers — Jackie Phelps doing some rhythmic knee-slapping (known as hambone), while Jimmy Riddle eefed.
Stories from John Henry Faulk and Rev. Grady Nutt — Beginning in the late 1970s, John Henry Faulk, followed in later seasons by Rev. Grady Nutt, would sit around in a circle with some of the male cast members on the set of Gordie's General Store telling some of their humorous stories (very much in the same manner Grandpa Jones and Junior Samples did in the early seasons). At the beginning of Grady Nutt's sketches, Grandpa Jones would introduce Nutt as "Hee Haw's very own Prime Minister of Humor." These sketches discontinued after Nutt's death in a plane crash in 1982.
Ben Colder — A singer of cheesy parodies of popular country songs. Sheb Wooley had created the character before the show began and portrayed the character during his time on the show and his guest appearances.
Claude Strawberry, Country Poet — Roy Clark played a poet reminiscent of Mark Twain who would recite poems with a country twist.
The Little Yellow Chicken — An animated little yellow chicken who would always mistake anything and everything for an egg. The chicken would sit on items, such as a ringside bell, a man's bald head, a billiard ball, a football, a golf ball and even a bomb, with various disastrous results. The little chicken was produced by Format Films.
Animated Critters — Interspersed within the show, besides the above-mentioned chicken, were various applauding or laughing animated farm animals; a kickline composed of pigs during an instrumental performance; a pack of dogs that would chase an extremely bad joke teller; three sultry pigs that twirled their necklaces during an instrumental performance; a square dancing female pig and a male donkey to an instrumental performance; a pair of chickens dancing, with one of them falling flat on its face; the ubiquitous Hee Haw donkey, who would say quips such as, "Wouldn't that dunk your hat in the creek," and a pig (from the kickline) that would sneak up on a musical guest (or a cast member, mostly Roy Clark), kiss him on the cheek and sneak off after his performance. Sometimes, certain animals would carry appropriate signs with some kind of quip (e.g. the Hee Haw donkey holding a sign that would say "I'm looking for a "She-Haw!" or in later years, "Let us Bray!" Also, a pig from the kickline holding a sign which would say "Oink", "Down with Ham and Eggs", or "Please DON'T Bring Home the Bacon!" A skunk would take his nose off and dribble it like a basketball before putting it back on while holding a sign which reads "Welcome to Smell-a-vision", a duck with a sign which usually read "Eat Quacker Oats", or a cow coming into the scene and opening a sign that would say something like "Stop Beefing!" or "I married a Bum Steer"). The animation was produced by Format Films.
Guest stars often participated in some of the sketches (mostly the "PFFT! You Was Gone" and "The Cornfield" sketches); however, this did not occur until later seasons.
Musical legacy
Hee Haw featured a premiere showcase on commercial television throughout its run for country, bluegrass, gospel, and other styles of American traditional music, featuring hundreds of elite musical performances that were paramount to the success, popularity and legacy of the series for a broad audience of Southern, rural and purely music fans alike. Although country music was the primary genre of music featured on the show, guest stars and cast members alike also performed music from other genres, such as rock 'n' roll oldies, big band, and pop standards.
Some of the music-based segments on the show (other than guest stars' performances) included:
The Million Dollar Band — This was an instrumental band formed of legendary Nashville musicians Chet Atkins (guitar), Boots Randolph (saxophone), Roy Clark (guitar), Floyd Cramer (piano), Charlie McCoy (harmonica), Danny Davis (trumpet), Jethro Burns (mandolin), Johnny Gimble (fiddle), backed by a rhythm section consisting of Nashville session super pickers Willie Ackerman (drums), Henry Strzelecki (Bass) and Bobby Thompson (banjo/acoustic guitar); who would frequently appear on the show from 1980 through 1988. The band would perform an instrumental version of a popular song, with each member showcasing his talent on his respective instrument.
The Hee Haw Gospel Quartet — Beginning in the latter part of the 1970s, this group sang a gospel hymn just before the show's closing. The original lineup consisted of Buck Owens (lead), Roy Clark (tenor), Grandpa Jones (baritone), and Tennessee Ernie Ford (bass). Ford was later replaced by Kenny Price. In contrast to Hee Haw's general levity, the Quartet's performance was appropriately treated solemnly, with no laughter or applause from the audience. Jones did not wear his signature hat during the segment, and would frequently appear entirely out of his "Grandpa" costume. In the first few seasons that featured the Quartet, cast member Lulu Roman would introduce the group along with the hymn they were about to perform. Several of the Quartet's performances were released as recordings. Joe Babcock took over as lead singer after Owens left the show, and Ray Burdette took over as bass singer after the death of Kenny Price; but the Quartet was not featured as often from that point on. However, the show still closed with a gospel song—if not by the Quartet, then by either the entire cast, a guest gospel artist, or cast member Lulu Roman (a gospel artist in her own right). The concept of the Quartet was based on the 1940s group the Brown's Ferry Four, which recorded for King Records and included Grandpa Jones, the Delmore Brothers and Merle Travis. Jones suggested the idea to the show's producers, supported by Clark.
The Hagers — This twin brother singing duo would also perform a song each week on the show. They would often perform their own versions of pop/rock songs from the 1960s and '70s.
Performances by cast members — In addition to hosts Buck Owens and Roy Clark, who would perform at least one song each week, other cast members—such as Gunilla Hutton, Misty Rowe, Victoria Hallman, Grandpa Jones (sometimes with his wife Ramona), Kenny Price, Archie Campbell, Barbi Benton, The Nashville Edition, Vicki Bird, and Diana Goodman—would occasionally perform a song on the show; and the show would almost always open with a song performed by the entire cast.
The Hee Haw Cowboy Quartet — This group, patterned after the Hee Haw Gospel Quartet, was short-lived, having formed near the end of the series' run. Like the group name suggests; the quartet, dressed in cowboy costumes, would perform a western song in the style of the Sons of the Pioneers on a Western-style stage setting.
Cloggers — Throughout the 1980s, several champion clogging groups would frequently appear on the show, performing their clogging routines.
Child singers — For a brief time in the late '70s/early '80s, child singers, mostly in the 10- to 12-year-old bracket, would occasionally appear on the show performing a popular song. Such guests included Kathy Kitchen (whom guest star Faron Young introduced), Stacy Lynn Ries, and Cheryl Handy.
Lovullo also has made the claim the show presented "what were, in reality, the first musical videos." Lovullo said his videos were conceptualized by having the show's staff go to nearby rural areas and film animals and farmers, before editing the footage to fit the storyline of a particular song. "The video material was a very workable production item for the show," he wrote. "It provided picture stories for songs. However, some of our guests felt the videos took attention away from their live performances, which they hoped would promote record sales. If they had a hit song, they didn't want to play it under comic barnyard footage." The concept's mixed reaction eventually spelled an end to the "video" concept on Hee Haw. However, several of co-host Owens' songs – including "Tall, Dark Stranger," "Big in Vegas", and "I Wouldn't Live in New York City (If They Gave Me the Whole Dang Town)" – aired on the series and have since aired on Great American Country and CMT as part of their classic country music programming blocks.
Guest stars
Hee Haw featured at least two, and sometimes three or four, guest celebrities each week. While most of the guest stars were country music artists, a wide range of other famous luminaries were featured from actors and actresses to sports stars to politicians.
Sheb Wooley, one of the original cast members, wrote the show's theme song. After filming the initial 13 episodes, other professional demands caused him to leave the show, but he returned from time to time as a guest star.
Loretta Lynn was the first guest star of Hee Haw and made more guest appearances (24) than any other artist. She also co-hosted the show more than any other guest co-host and therefore appears on more of the DVD releases for retail sale than any other guest star. Tammy Wynette was second with 21 guest appearances, and Wynette married George Richey (the musical director for Hee Haw from 1970 to 1977) in 1978.
From 1990–92, country megastar Garth Brooks appeared on the show four times. In 1992, producer Sam Lovullo tried unsuccessfully to contact Brooks because he wanted him for the final show. Brooks then surprised Lovullo by showing up at the last minute, ready to don his overalls and perform for the final episode.
Stage settings
A barn interior set was used as the main stage for most of the musical performances from the show's premiere until the debut of the "Hee Haw Honky Tonk" sketch in the early 1980s. Afterwards, the "Hee Haw Honky Tonk" set would serve as the main stage for the remainder of the series' run. Buck Owens then began using the barn interior set for his performances after it was replaced by the "Hee Haw Honky Tonk" set and was named "Buck's Place" (as a nod to one of Owens' hits, "Sam's Place"). Other settings for the musical performances throughout the series' run included a haystack (where the entire cast performed songs), the living room of a Victorian house, the front porch and lawn of the Samuel B. Sternwheeler home, a grist mill (where Roy Clark performed many of his songs in earlier seasons), and a railroad depot, where Buck Owens performed his songs before acquiring "Buck's Place."
Elvis connection
Elvis Presley was a fan of Hee Haw and wanted to appear as a guest on the program, but Presley knew his manager, Colonel Tom Parker, would not allow him to do so (following Presley's death, Parker would be sued by Elvis Presley Enterprises for mismanagement). Two of the Hee Haw Honeys dated Presley long before they joined the cast: Linda Thompson in the mid-1970s, whom Presley had a long-term relationship with after his divorce from Priscilla; and Diana Goodman shortly afterwards. Charlie McCoy played harmonica on a select few of Presley's recordings in the late 1960s, and Joe Babcock of the Nashville Edition also sang backup vocals on a couple of his recordings at that time. Shortly after Presley's death, his father, Vernon Presley, made a cameo appearance on the show, alongside Thompson and Buck Owens, and paid tribute to his late son, noting how much Elvis enjoyed watching the show, and introduced one of his favorite gospel songs, as performed by the Hee Haw Gospel Quartet.
Hee Haw Honeys (spin-off series)
Hee Haw produced a short-lived spin-off series, Hee Haw Honeys, for the 1978–79 television season. This musical sitcom starred Kathie Lee Johnson (Gifford) along with Hee Haw regulars Misty Rowe, Gailard Sartain, Lulu Roman, and Kenny Price as a family who owned a truck stop restaurant (likely inspired by the "Lulu's Truck Stop" sketch on Hee Haw). Their restaurant included a bandstand, where guest country artists would perform a couple of their hits of the day, sometimes asking the cast to join them. Cast members would also perform songs occasionally; and the Nashville Edition, Hee Haw's backup singing group, frequently appeared on the show, portraying regular patrons of the restaurant. Notable guest stars on Honeys included, but were not limited to: Loretta Lynn, The Oak Ridge Boys, Larry Gatlin, Dave & Sugar, and the Kendalls. Some stations that carried Hee Haw would air an episode of Honeys prior to Hee Haw.
Hee Haw Theater
The Hee Haw Theater opened in Branson, Missouri in 1981 and operated through 1983. It featured live shows using the cast of the television series, as well as guests and other talent. The format was similar with a country variety show-type family theme.
Comic book adaptations
Charlton Comics also published humor comics based on Hee Haw. They were drawn by Frank Roberge.
Broadcast history and Nielsen ratings
When Hee Haw went into syndication, many stations aired the program on Saturday evening in the early fringe hour, generally at 7:00pm ET / PT. But as Hee Haw was syndicated and not restrained by the scheduling of a network, stations could schedule the program at any day or time that they saw fit.
Legacy
Hee Haw continues to remain popular with its long-time fans and younger viewers who have discovered the program through DVD releases or its reruns through the years on TNN, CMT, RFD-TV, and now Circle TV. In spite of the popularity among its fans, the program has never been a favorite of television critics or reviewers; the Hee Haw Honeys spin-off, in particular, was cited in a 2002 TV Guide article as one of the 10 worst television series ever.
In the third season episode of The Simpsons "Colonel Homer", Hee Haw is parodied as the TV show Ya Hoo!.
On at least four episodes of the animated Fox series Family Guy, when the storyline hits a dead-end, a cutaway to Conway Twitty performing a song is inserted. The hand-off is done in Hee Haw style, and often uses actual footage of Twitty performing on the show.
Lulu Roman released a new album titled At Last on January 15, 2013. The album features Lulu's versions of 12 classics and standards, including guest appearances by Dolly Parton, T. Graham Brown, Linda Davis, and Georgette Jones (daughter of George Jones and Tammy Wynette).
The series was referenced in The Critic as a parody crossover with Star Trek The Next Generation under the title of Hee Haw The Next Generation, where the characters of the Star Trek series act out as the cast of Hee Haw.
Footnotes
References
External links
Hee Haw on RFD-TV
Riddle & Phelps place third in TV Greats Countdown
Voices of Oklahoma interview with Roy Clark. First person interview conducted on August 15, 2011, with Roy Clark, star of Hee Haw
1969 American television series debuts
1997 American television series endings
1960s American sketch comedy television series
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1980s American sketch comedy television series
1990s American sketch comedy television series
1960s American variety television series
1970s American variety television series
1980s American variety television series
1990s American variety television series
American country music
Bluegrass music
CBS original programming
Country music television series
English-language television shows
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Rural society in the United States
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Television series by Gaylord Entertainment Company |
13270 | https://en.wikipedia.org/wiki/Hawaii | Hawaii | Hawaii ( ; or ) is a state in the Western United States, located in the Pacific Ocean about 2,000 miles from the U.S. mainland. It is the only state outside North America, the only state that is an archipelago, and the only state in the tropics. Hawaii is also one of four U.S. states that were once independent nations along with Vermont, Texas and California.
Hawaii comprises nearly the entire Hawaiian archipelago, 137 volcanic islands spanning that are physiographically and ethnologically part of the Polynesian subregion of Oceania. The state's ocean coastline is consequently the fourth longest in the U.S., at about . The eight main islands, from northwest to southeast, are Niihau, Kauai, Oahu, Molokai, Lānai, Kahoolawe, Maui, and Hawaii, after which the state is named; it is often called the "Big Island" or "Hawaii Island" to avoid confusion with the state or archipelago. The uninhabited Northwestern Hawaiian Islands make up most of the Papahānaumokuākea Marine National Monument, the nation's largest protected area and the third largest in the world.
Of the 50 U.S. states, Hawaii is the eighth-smallest in land area and the 11th-least populous, but with 1.4million residents ranks 13th in population density. Two-thirds of the population lives on O'ahu, home to the state's capital and largest city, Honolulu. Hawaii is among the country's most diverse states, owing to its central location in the Pacific and over two centuries of migration. As one of only six majority-minority states, it has the nation's only Asian American plurality, its largest Buddhist community, and the largest proportion of multiracial people. Consequently, it is a unique melting pot of North American and East Asian cultures, in addition to its indigenous Hawaiian heritage.
Settled by Polynesians some time between 1000 and 1200 CE, Hawaii was home to numerous independent chiefdoms. In 1778, British explorer James Cook was the first known non-Polynesian to arrive at the archipelago; early British influence is reflected in the state flag, which bears a Union Jack. An influx of European and American explorers, traders, and whalers arrived shortly thereafter, introducing diseases that decimated the once isolated indigenous community. Hawaii became a unified, internationally recognized kingdom in 1810, remaining independent until Western businessmen overthrew the monarchy in 1893; this led to annexation by the U.S. in 1898. As a strategically valuable U.S. territory, Hawaii was attacked by Japan on December 7, 1941, which brought it global and historical significance, and contributed to America's decisive entry into World War II. Hawaii is the most recent state to join the union, on August 21, 1959. In 1993, the U.S. government formally apologized for its role in the overthrow of Hawaii's government, which spurred the Hawaiian sovereignty movement.
Historically dominated by a plantation economy, Hawaii remains a major agricultural exporter due to its fertile soil and uniquely tropical climate in the U.S. Its economy has gradually diversified since the mid-20th century, with tourism and military defense becoming the two largest sectors. The state attracts tourists, surfers, and scientists from around the world with its diverse natural scenery, warm tropical climate, abundance of public beaches, oceanic surroundings, active volcanoes, and clear skies on the Big Island. Hawaii hosts the U.S. Pacific Fleet, the world's largest naval command, as well as 75,000 employees of the Defense Department.
Although its relative isolation results in one of the nation's highest costs of living, Hawaii is the third-wealthiest state.
Etymology
The state of Hawaii derives its name from the name of its largest island, . A common Hawaiian explanation of the name of is that it was named for , a legendary figure from Hawaiian myth. He is said to have discovered the islands when they were first settled.
The Hawaiian language word is very similar to Proto-Polynesian Sawaiki, with the reconstructed meaning "homeland". Cognates of are found in other Polynesian languages, including Māori (), Rarotongan () and Samoan (). According to linguists Pukui and Elbert, "elsewhere in Polynesia, or a cognate is the name of the underworld or of the ancestral home, but in Hawaii, the name has no meaning".
Spelling of state name
In 1978, Hawaiian was added to the Constitution of the State of Hawaii as an official state language alongside English. The title of the state constitution is The Constitution of the State of Hawaii. ArticleXV, Section1 of the Constitution uses The State of Hawaii. Diacritics were not used because the document, drafted in 1949, predates the use of the and the in modern Hawaiian orthography. The exact spelling of the state's name in the Hawaiian language is . In the Hawaii Admission Act that granted Hawaiian statehood, the federal government recognized Hawaii as the official state name. Official government publications, department and office titles, and the Seal of Hawaii use the traditional spelling with no symbols for glottal stops or vowel length.
Geography and environment
There are eight main Hawaiian islands. Seven are inhabited, but only six are open to tourists and locals. Niihau is privately managed by brothers Bruce and Keith Robinson; access is restricted to those who have their permission. This island is also home to native Hawaiians. Access to uninhabited Kahoʻolawe island is also restricted and anyone who enters without permission will be arrested. This island may also be dangerous since it was a military base during the world wars and could still have unexploded ordnance.
Topography
The Hawaiian archipelago is southwest of the contiguous United States. Hawaii is the southernmost U.S. state and the second westernmost after Alaska. Hawaii, like Alaska, does not border any other U.S. state. It is the only U.S. state that is not geographically located in North America, the only state completely surrounded by water and that is entirely an archipelago, and the only state in which coffee is commercially cultivable.
In addition to the eight main islands, the state has many smaller islands and islets. Kaula is a small island near Niihau. The Northwest Hawaiian Islands is a group of nine small, older islands to the northwest of Kauai that extend from Nihoa to Kure Atoll; these are remnants of once much larger volcanic mountains. Across the archipelago are around 130 small rocks and islets, such as Molokini, which are either volcanic, marine sedimentary or erosional in origin.
Hawaii's tallest mountain Mauna Kea is above mean sea level; it is taller than Mount Everest if measured from the base of the mountain, which lies on the floor of the Pacific Ocean and rises about .
Geology
The Hawaiian islands were formed by volcanic activity initiated at an undersea magma source called the Hawaii hotspot. The process is continuing to build islands; the tectonic plate beneath much of the Pacific Ocean continually moves northwest and the hot spot remains stationary, slowly creating new volcanoes. Because of the hotspot's location, all currently active land volcanoes are located on the southern half of Hawaii Island. The newest volcano, Lōihi Seamount, is located south of the coast of Hawaii Island.
The last volcanic eruption outside Hawaii Island occurred at on Maui before the late 18thcentury, possibly hundreds of years earlier. In 1790, Kīlauea exploded; it was the deadliest eruption known to have occurred in the modern era in what is now the United States. Up to 5,405 warriors and their families marching on Kīlauea were killed by the eruption. Volcanic activity and subsequent erosion have created impressive geological features. Hawaii Island has the second-highest point among the world's islands.
On the flanks of the volcanoes, slope instability has generated damaging earthquakes and related tsunamis, particularly in 1868 and 1975. Steep cliffs have been created by catastrophic debris avalanches on the submerged flanks of ocean island volcanoes.
erupted in May 2018, opening 22 fissure vents on its eastern rift zone. The Leilani Estates and Lanipuna Gardens are situated within this territory. The eruption affected at least 36 buildings and this, coupled with the lava flows and the sulfur dioxide fumes, necessitated the evacuation of more than 2,000 local inhabitants from their neighborhoods.
Flora and fauna
The islands of Hawaii are distant from other land habitats, and life is thought to have arrived there by wind, waves (i.e., by ocean currents), and wings (i.e., birds, insects, and any seeds that they may have carried on their feathers). Hawaii has more endangered species and has lost a higher percentage of its endemic species than any other U.S. state. The endemic plant Brighamia now requires hand-pollination because its natural pollinator is presumed to be extinct. The two species of Brighamia—B. rockii and B. insignis—are represented in the wild by around 120 individual plants. To ensure that these plants set seed, biologists rappel down cliffs to brush pollen onto their stigmas.
Terrestrial ecology
The extant main islands of the archipelago have been above the surface of the ocean for fewer than 10million years; a fraction of the time biological colonization and evolution have occurred there. The islands are well known for the environmental diversity that occurs on high mountains within a trade winds field. On a single island, the climate around the coasts can range from dry tropical (less than annual rainfall) to wet tropical; on the slopes, environments range from tropical rainforest (more than per year), through a temperate climate, to alpine conditions with a cold, dry climate. The rainy climate impacts soil development, which largely determines ground permeability, affecting the distribution of streams and wetlands.
Protected areas
Several areas in Hawaii are under the protection of the National Park Service. Hawaii has two national parks: Haleakalā National Park located near Kula on the island of Maui, which features the dormant volcano Haleakalā that formed east Maui, and Hawaii Volcanoes National Park in the southeast region of the Hawaii Island, which includes the active volcano Kīlauea and its rift zones.
There are three national historical parks; Kalaupapa National Historical Park in Kalaupapa, Molokai, the site of a former leper colony; Kaloko-Honokōhau National Historical Park in Kailua-Kona on Hawaii Island; and Puuhonua o Hōnaunau National Historical Park, an ancient place of refuge on Hawaii Island's west coast. Other areas under the control of the National Park Service include Ala Kahakai National Historic Trail on Hawaii Island and the USS Arizona Memorial at Pearl Harbor on Oahu.
The Papahānaumokuākea Marine National Monument was proclaimed by President George W. Bush on June 15, 2006. The monument covers roughly of reefs, atolls, and shallow and deep sea out to offshore in the Pacific Ocean—an area larger than all the national parks in the U.S. combined.
Climate
Hawaii's climate is typical for the tropics, although temperatures and humidity tend to be less extreme because of near-constant trade winds from the east. Summer highs usually reach around during the day, with the temperature reaching a low of at night. Winter day temperatures are usually around ; at low elevation they seldom dip below at night. Snow, not usually associated with the tropics, falls at on Mauna Kea and Mauna Loa on Hawaii Island in some winter months. Snow rarely falls on Haleakalā. Mount Waialeale on Kauai has the second-highest average annual rainfall on Earth, about per year. Most of Hawaii experiences only two seasons; the dry season runs from May to October and the wet season is from October to April.
The warmest temperature recorded in the state, in Pahala on April 27, 1931, is , making it tied with Alaska as the lowest record high temperature observed in a U.S. state. Hawaii's record low temperature is observed in May1979, on the summit of Mauna Kea. Hawaii is the only state to have never recorded sub-zero Fahrenheit temperatures.
Climates vary considerably on each island; they can be divided into windward and leeward (koolau and kona, respectively) areas based upon location relative to the higher mountains. Windward sides face cloud cover.
History
Hawaii is one of two states that were widely recognized independent nations prior to joining the United States. The Kingdom of Hawaii was sovereign from 1810 until 1893 when the monarchy was overthrown by resident American and European capitalists and landholders. Hawaii was an independent republic from 1894 until August 12, 1898, when it officially became a territory of the United States. Hawaii was admitted as a U.S. state on August 21, 1959.
First human settlement – Ancient Hawaii (1000–1778)
Based on archaeological evidence, the earliest habitation of the Hawaiian Islands dates to around 1000–1200 CE, probably by Polynesian settlers from the Marquesas Islands. A second wave of migration from Raiatea and Bora Bora took place in the century. The date of the human discovery and habitation of the Hawaiian Islands is the subject of academic debate. Some archaeologists and historians think it was a later wave of immigrants from Tahiti around 1000 CE who introduced a new line of high chiefs, the kapu system, the practice of human sacrifice, and the building of heiau. This later immigration is detailed in Hawaiian mythology (moolelo) about Paao. Other authors say there is no archaeological or linguistic evidence for a later influx of Tahitian settlers and that Paao must be regarded as a myth.
The history of the islands is marked by a slow, steady growth in population and the size of the chiefdoms, which grew to encompass whole islands. Local chiefs, called alii, ruled their settlements, and launched wars to extend their influence and defend their communities from predatory rivals. Ancient Hawaii was a caste-based society, much like that of Hindus in India.
European arrival
The 1778 arrival of British explorer Captain James Cook marked the first documented contact by a European explorer with Hawaii; early British influence can be seen in the design of the flag of Hawaii, which bears the Union Jack in the top-left corner. Cook named the archipelago "the Sandwich Islands" in honor of his sponsor John Montagu, 4th Earl of Sandwich, publishing the islands' location and rendering the native name as Owyhee. The form 'Owyhee' or 'Owhyhee' is preserved in the names of certain locations in the American part of the Pacific Northwest, among them Owyhee County and Owyhee Mountains in Idaho, named after three native Hawaiian members of a trapping party who went missing in the area.
It is very possible that Spanish explorers arrived in the Hawaiian Islands in the 16th century, two hundred years before Cook's first documented visit in 1778. Ruy López de Villalobos commanded a fleet of six ships that left Acapulco in 1542 bound for the Philippines, with a Spanish sailor named Juan Gaetano aboard as pilot. Depending on the interpretation, Gaetano's reports describe an encounter with either Hawaii or the Marshall Islands. If López de Villalobos' crew spotted Hawaii, Gaetano would thus be considered the first European to see the islands. Some scholars have dismissed these claims due to a lack of credibility.
Nonetheless, Spanish archives contain a chart that depicts islands at the same latitude as Hawaii, but with a longitude ten degrees east of the islands. In this manuscript, the island of Maui is named La Desgraciada (The Unfortunate Island), and what appears to be Hawaii Island is named La Mesa (The Table). Islands resembling Kahoolawe', Lānai, and Molokai are named Los Monjes (The Monks). For two-and-a-half centuries, Spanish galleons crossed the Pacific from Mexico along a route that passed south of Hawaii on their way to Manila. The exact route was kept secret to protect the Spanish trade monopoly against competing powers. Hawaii thus maintained independence, despite being situated on a sea route east–west between nations that were subjects of the Viceroyalty of New Spain, an empire that exercised jurisdiction over many subject civilizations and kingdoms on both sides of the Pacific.
Despite such contested claims, Cook is generally credited as being the first European to land at Hawaii, having visited the Hawaiian Islands twice. As he prepared for departure after his second visit in 1779, a quarrel ensued as Cook took temple idols and fencing as "firewood", and a minor chief and his men stole a boat from his ship. Cook abducted the King of Hawaii Island, Kalaniōpuu, and held him for ransom aboard his ship to gain return of Cook's boat, as this tactic had previously worked in Tahiti and other islands. Instead, the supporters of Kalaniōpuu attacked, killing Cook and four sailors as Cook's party retreated along the beach to their ship. The ship departed without retrieving the stolen boat.
After Cook's visit and the publication of several books relating his voyages, the Hawaiian Islands attracted many European and American visitors: explorers, traders, and eventually whalers, who found the islands to be a convenient harbor and source of supplies. These visitors introduced diseases to the once-isolated islands, causing the Hawaiian population to drop precipitously. Native Hawaiians had no resistance to Eurasian diseases, such as influenza, smallpox and measles. By 1820, disease, famine and wars between the chiefs killed more than half of the Native Hawaiian population. During the 1850s, measles killed a fifth of Hawaii's people.
Historical records indicated the earliest Chinese immigrants to Hawaii originated from Guangdong Province; a few sailors had arrived in 1778 with Captain Cook's journey, and more arrived in 1789 with an American trader who settled in Hawaii in the late 18th century. It is said that leprosy was introduced by Chinese workers by 1830, and as with the other new infectious diseases, it proved damaging to the Hawaiians.
Kingdom of Hawaii
House of Kamehameha
During the 1780s, and 1790s, chiefs often fought for power. After a series of battles that ended in 1795, all inhabited islands were subjugated under a single ruler, who became known as King Kamehameha the Great. He established the House of Kamehameha, a dynasty that ruled the kingdom until 1872.
After Kamehameha II inherited the throne in 1819, American Protestant missionaries to Hawaii converted many Hawaiians to Christianity. They used their influence to end many traditional practices of the people. During the reign of King Kamehameha III, Hawaiʻi turned into a Christian monarchy with the signing of the 1840 Constitution. Hiram Bingham I, a prominent Protestant missionary, was a trusted adviser to the monarchy during this period. Other missionaries and their descendants became active in commercial and political affairs, leading to conflicts between the monarchy and its restive American subjects. Catholic and Mormon missionaries were also active in the kingdom, but they converted a minority of the Native Hawaiian population. Missionaries from each major group administered to the leper colony at Kalaupapa on Molokai, which was established in 1866 and operated well into the 20th century. The best known were Father Damien and Mother Marianne Cope, both of whom were canonized in the early 21st century as Roman Catholic saints.
The death of the bachelor King Kamehameha V—who did not name an heir—resulted in the popular election of Lunalilo over Kalākaua. Lunalilo died the next year, also without naming an heir. In 1874, the election was contested within the legislature between Kalākaua and Emma, Queen Consort of Kamehameha IV. After riots broke out, the United States and Britain landed troops on the islands to restore order. King Kalākaua was chosen as monarch by the Legislative Assembly by a vote of 39 to6 on February 12, 1874.
1887 Constitution and overthrow preparations
In 1887, Kalākaua was forced to sign the 1887 Constitution of the Kingdom of Hawaii. Drafted by white businessmen and lawyers, the document stripped the king of much of his authority. It established a property qualification for voting that effectively disenfranchised most Hawaiians and immigrant laborers and favored the wealthier, white elite. Resident whites were allowed to vote but resident Asians were not. As the 1887 Constitution was signed under threat of violence, it is known as the Bayonet Constitution. King Kalākaua, reduced to a figurehead, reigned until his death in 1891. His sister, Queen Liliuokalani, succeeded him; she was the last monarch of Hawaii.
In 1893, Queen Liliuokalani announced plans for a new constitution to proclaim herself an absolute monarch. On January 14, 1893, a group of mostly Euro-American business leaders and residents formed the Committee of Safety to stage a coup d'état against the kingdom and seek annexation by the United States. United States Government Minister John L. Stevens, responding to a request from the Committee of Safety, summoned a company of U.S. Marines. The Queen's soldiers did not resist. According to historian William Russ, the monarchy was unable to protect itself.
Overthrow of 1893 – Republic of Hawaii (1894–1898)
On January 17, 1893, Queen Liliuokalani was overthrown and replaced by a provisional government composed of members of the Committee of Safety. The United States Minister to the Kingdom of Hawaii (John L. Stevens) conspired with U.S. citizens to overthrow the monarchy. After the overthrow, Lawyer Sanford B. Dole, a citizen of Hawaii, became President of the Republic when the Provisional Government of Hawaii ended on July 4, 1894. Controversy ensued in the following years as the Queen tried to regain her throne. The administration of President Grover Cleveland commissioned the Blount Report, which concluded that the removal of Liliuokalani had been illegal. The U.S. government first demanded that Queen Liliuokalani be reinstated, but the Provisional Government refused.
Congress conducted an independent investigation, and on February 26, 1894, submitted the Morgan Report, which found all parties, including Minister Stevens—with the exception of the Queen—"not guilty" and not responsible for the coup. Partisans on both sides of the debate questioned the accuracy and impartiality of both the Blount and Morgan reports over the events of 1893.
In 1993, the US Congress passed a joint Apology Resolution regarding the overthrow; it was signed by President Bill Clinton. The resolution apologized and said that the overthrow was illegal in the following phrase: "The Congress—on the occasion of the 100th anniversary of the illegal overthrow of the Kingdom of Hawaii on January 17, 1893, acknowledges the historical significance of this event which resulted in the suppression of the inherent sovereignty of the Native Hawaiian people." The Apology Resolution also "acknowledges that the overthrow of the Kingdom of Hawaii occurred with the active participation of agents and citizens of the United States and further acknowledges that the Native Hawaiian people never directly relinquished to the United States their claims to their inherent sovereignty as a people over their national lands, either through the Kingdom of Hawaii or through a plebiscite or referendum".
Annexation – Territory of Hawaii (1898–1959)
After William McKinley won the 1896 U.S. presidential election, advocates pressed to annex the Republic of Hawaii. The previous president, Grover Cleveland, was a friend of Queen Liliuokalani. McKinley was open to persuasion by U.S. expansionists and by annexationists from Hawaii. He met with three non-native annexationists: Lorrin A. Thurston, Francis March Hatch and William Ansel Kinney. After negotiations in June 1897, Secretary of State John Sherman agreed to a treaty of annexation with these representatives of the Republic of Hawaii. The U.S. Senate never ratified the treaty. Despite the opposition of most native Hawaiians, the Newlands Resolution was used to annex the Republic to the U.S.; it became the Territory of Hawaii. The Newlands Resolution was passed by the House on June 15, 1898, by 209 votes in favor to 91 against, and by the Senate on July 6, 1898, by a vote of 42 to 21.
In 1900, Hawaii was granted self-governance and retained Iolani Palace as the territorial capitol building. Despite several attempts to become a state, Hawaii remained a territory for 60 years. Plantation owners and capitalists, who maintained control through financial institutions such as the Big Five, found territorial status convenient because they remained able to import cheap, foreign labor. Such immigration and labor practices were prohibited in many states.
Puerto Rican immigration to Hawaii began in 1899, when Puerto Rico's sugar industry was devastated by a hurricane, causing a worldwide shortage of sugar and a huge demand for sugar from Hawaii. Hawaiian sugarcane plantation owners began to recruit experienced, unemployed laborers in Puerto Rico. Two waves of Korean immigration to Hawaii occurred in the 20th century. The first wave arrived between 1903 and 1924; the second wave began in 1965 after President Lyndon B. Johnson signed the Immigration and Nationality Act of 1965, which removed racial and national barriers and resulted in significantly altering the demographic mix in the U.S.
Oahu was the target of a surprise attack on Pearl Harbor by Imperial Japan on December 7, 1941. The attack on Pearl Harbor and other military and naval installations, carried out by aircraft and by midget submarines, brought the United States into World War II.
Political changes of 1954 – State of Hawaii (1959–present)
In the 1950s, the power of the plantation owners was broken by the descendants of immigrant laborers, who were born in Hawaii and were U.S. citizens. They voted against the Hawaii Republican Party, strongly supported by plantation owners. The new majority voted for the Democratic Party of Hawaii, which dominated territorial and state politics for more than 40 years. Eager to gain full representation in Congress and the Electoral College, residents actively campaigned for statehood. In Washington there was talk that Hawaii would be a Republican Party stronghold so it was matched with the admission of Alaska, seen as a Democratic Party stronghold. These predictions turned out to be inaccurate; today, Hawaii votes Democratic predominantly, while Alaska votes Republican.
In March 1959, Congress passed the Hawaii Admissions Act, which U.S. President Dwight D. Eisenhower signed into law. The act excluded Palmyra Atoll from statehood; it had been part of the Kingdom and Territory of Hawaii. On June 27, 1959, a referendum asked residents of Hawaii to vote on the statehood bill; 94.3% voted in favor of statehood and 5.7% opposed it. The referendum asked voters to choose between accepting the Act and remaining a U.S. territory. The United Nations' Special Committee on Decolonization later removed Hawaii from its list of non-self-governing territories.
After attaining statehood, Hawaii quickly modernized through construction and a rapidly growing tourism economy. Later, state programs promoted Hawaiian culture. The Hawaii State Constitutional Convention of 1978 created institutions such as the Office of Hawaiian Affairs to promote indigenous language and culture.
Demographics
Population
After Europeans and mainland Americans first arrived during the Kingdom of Hawaii period, the overall population of Hawaii—which until that time composed solely of Indigenous Hawaiians—fell dramatically. Many people of the Indigenous Hawaiian population died to foreign diseases, declining from 300,000 in the 1770s, to 60,000 in the 1850s, to 24,000 in 1920. In 1923, 42% of the population was of Japanese descent, 9% was of Chinese descent, and 16% was native descent. The population of Hawaii began to finally increase after an influx of primarily Asian settlers that arrived as migrant laborers at the end of the 19thcentury.
The unmixed indigenous Hawaiian population has still not restored itself to its 300,000 pre-contact level. , only 156,000 persons declared themselves to be of Native Hawaiian-only ancestry, just over half the pre-contact level Native Hawaiian population, although an additional 371,000 persons declared themselves to possess Native Hawaiian ancestry in combination with one or more other races (including other Polynesian groups, but mostly Asian and/or Caucasian).
, the United States Census Bureau estimates the population of Hawaii at 1,420,491, a decrease of 7,047 from the previous year and an increase of 60,190 (4.42%) since 2010. This includes a natural increase of 48,111 (96,028 births minus 47,917 deaths) and an increase due to net migration of 16,956 people into the state. Immigration from outside the United States resulted in a net increase of 30,068; migration within the country produced a net loss of 13,112 people.
The center of population of Hawaii is located on the island of O'ahu. Large numbers of Native Hawaiians have moved to Las Vegas, which has been called the "ninth island" of Hawaii.
Hawaii has a de facto population of over 1.4million, due in part to a large number of military personnel and tourist residents. O'ahu is the most populous island; it has the highest population density with a resident population of just under one million in , approximately 1,650 people per square mile. Hawaii's 1.4million residents, spread across of land, result in an average population density of 188.6 persons per square mile. The state has a lower population density than Ohio and Illinois.
The average projected lifespan of people born in Hawaii in 2000 is 79.8 years; 77.1 years if male, 82.5 if female—longer than the average lifespan of any other U.S. state. the U.S. military reported it had 42,371 personnel on the islands.
Ancestry
According to the 2020 United States Census, Hawaii had a population of 1,455,271. The state's population identified as 37.2% Asian; 25.3% Multiracial; 22.9% White; 10.0% Native Hawaiians and other Pacific Islanders; 9.5% Hispanic and Latinos of any race; 1.6% Black or African American; 1.8% from some other race; and 0.3% Native American and Alaskan Native.
Hawaii has the highest percentage of Asian Americans and multiracial Americans and the lowest percentage of White Americans of any state. It is the only state where people who identify as Asian Americans are the largest ethnic group. In 2012, 14.5% of the resident population under age 1 was non-Hispanic white. Hawaii's Asian population consists mainly of 198,000 (14.6%) Filipino Americans, 185,000 (13.6%) Japanese Americans, roughly 55,000 (4.0%) Chinese Americans, and 24,000 (1.8%) Korean Americans. There are more than 80,000 Indigenous Hawaiians—5.9% of the population. Including those with partial ancestry, Samoan Americans constitute 2.8% of Hawaii's population, and Tongan Americans constitute 0.6%.
Over 120,000 (8.8%) Hispanic and Latino Americans live in Hawaii. Mexican Americans number over 35,000 (2.6%); Puerto Ricans exceed 44,000 (3.2%). Multiracial Americans constitute almost 25% of Hawaii's population, exceeding 320,000 people. Eurasian Americans are a prominent mixed-race group, numbering about 66,000 (4.9%). The non-Hispanic White population numbers around 310,000—just over 20% of the population. The multi-racial population outnumbers the non-Hispanic white population by about 10,000 people. In 1970, the Census Bureau reported Hawaii's population was 38.8% white and 57.7% Asian and Pacific Islander.
The five largest European ancestries in Hawaii are German (7.4%), Irish (5.2%), English (4.6%), Portuguese (4.3%) and Italian (2.7%). About 82.2% of the state's residents were born in the United States. Roughly 75% of foreign-born residents originate in Asia. Hawaii is a majority-minority state. It was expected to be one of three states that will not have a non-Hispanic white plurality in 2014; the other two are California and New Mexico.
The third group of foreigners to arrive in Hawaii were from China. Chinese workers on Western trading ships settled in Hawaii starting in 1789. In 1820, the first American missionaries arrived to preach Christianity and teach the Hawaiians Western ways. , a large proportion of Hawaii's population have Asian ancestry—especially Filipino, Japanese and Chinese. Many are descendants of immigrants brought to work on the sugarcane plantations in the mid-to-late 19th century. The first 153 Japanese immigrants arrived in Hawaii on June 19, 1868. They were not approved by the then-current Japanese government because the contract was between a broker and the Tokugawa shogunate—by then replaced by the Meiji Restoration. The first Japanese current-government-approved immigrants arrived on February 9, 1885, after Kalākaua's petition to Emperor Meiji when Kalākaua visited Japan in 1881.
Almost 13,000 Portuguese migrants had arrived by 1899; they also worked on the sugarcane plantations. By 1901, more than 5,000 Puerto Ricans were living in Hawaii.
Languages
English and Hawaiian are listed as Hawaii's official languages in the state's 1978 constitution, in Article XV, Section 4. However, the use of Hawaiian is limited because the constitution specifies that "Hawaiian shall be required for public acts and transactions only as provided by law". Hawaiʻi Creole English, locally referred to as "Pidgin", is the native language of many native residents and is a second language for many others.
As of the 2000 Census, 73.4% of Hawaii residents age5 and older exclusively speak English at home. According to the 2008 American Community Survey, 74.6% of Hawaii's residents older than5 speak only English at home. In their homes, 21.0% of state residents speak an additional Asian language, 2.6% speak Spanish, 1.6% speak other Indo-European languages and 0.2% speak another language.
After English, other languages popularly spoken in the state are Tagalog, Japanese and Ilocano. Significant numbers of European immigrants and their descendants also speak their native languages; the most numerous are German, Portuguese, Italian and French. 5.4% of residents speak Tagalog—which includes non-native speakers of Filipino language, the national, co-official, Tagalog-based language; 5.0% speak Japanese and 4.0% speak Ilocano; 1.2% speak Chinese, 1.7% speak Hawaiian; 1.7% speak Spanish; 1.6% speak Korean; and 1.0% speak Samoan.
Hawaiian
The Hawaiian language has about 2,000 native speakers, about 0.15% of the total population. According to the United States Census, there were more than 24,000 total speakers of the language in Hawaii in 2006–2008. Hawaiian is a Polynesian member of the Austronesian language family. It is closely related to other Polynesian languages, such as Marquesan, Tahitian, Māori, Rapa Nui (the language of Easter Island), and less closely to Samoan and Tongan.
According to Schütz, the Marquesans colonized the archipelago in roughly 300 CE and were later followed by waves of seafarers from the Society Islands, Samoa and Tonga. These Polynesians remained in the islands; they eventually became the Hawaiian people and their languages evolved into the Hawaiian language. Kimura and Wilson say, "[l]inguists agree that Hawaiian is closely related to Eastern Polynesian, with a particularly strong link in the Southern Marquesas, and a secondary link in Tahiti, which may be explained by voyaging between the Hawaiian and Society Islands".
Before the arrival of Captain James Cook, the Hawaiian language had no written form. That form was developed mainly by American Protestant missionaries between 1820 and 1826 who assigned to the Hawaiian phonemes letters from the Latin alphabet. Interest in Hawaiian increased significantly in the late 20th century. With the help of the Office of Hawaiian Affairs, specially designated immersion schools in which all subjects would be taught in Hawaiian were established. The University of Hawaii developed a Hawaiian language graduate studies program. Municipal codes were altered to favor Hawaiian place and street names for new civic developments.
Hawaiian distinguishes between long and short vowel sounds. In modern practice, vowel length is indicated with a macron (kahakō). Hawaiian-language newspapers (nūpepa) published from 1834 to 1948 and traditional native speakers of Hawaiian generally omit the marks in their own writing. The ʻokina and kahakō are intended to help non-native speakers. The Hawaiian language uses the glottal stop (ʻOkina) as a consonant. It is written as a symbol similar to the apostrophe or left-hanging (opening) single quotation mark.
The keyboard layout used for Hawaiian is QWERTY.
Hawaiian Pidgin
Some residents of Hawaii speak Hawaiʻi Creole English (HCE), endonymically called pidgin or pidgin English. The lexicon of HCE derives mainly from English but also uses words that have derived from Hawaiian, Chinese, Japanese, Portuguese, Ilocano and Tagalog. During the 19th century, the increase in immigration—mainly from China, Japan, Portugal—especially from the Azores and Madeira, and Spain—catalyzed the development of a hybrid variant of English known to its speakers as pidgin. By the early 20th century, pidgin speakers had children who acquired it as their first language. HCE speakers use some Hawaiian words without those words being considered archaic. Most place names are retained from Hawaiian, as are some names for plants and animals. For example, tuna fish is often called by its Hawaiian name, ahi.
HCE speakers have modified the meanings of some English words. For example, "aunty" and "uncle" may either refer to any adult who is a friend or be used to show respect to an elder. Syntax and grammar follow distinctive rules different from those of General American English. For example, instead of "it is hot today, isn't it?", an HCE speaker would say simply "stay hot, eh?" The term da kine is used as a filler; a substitute for virtually any word or phrase. During the surfing boom in Hawaii, HCE was influenced by surfer slang. Some HCE expressions, such as brah and da kine, have found their ways elsewhere through surfing communities.
Hawaiʻi Sign Language
Hawaiʻi Sign Language, a sign language for the Deaf based on the Hawaiian language, has been in use in the islands since the early 1800s. It is dwindling in numbers due to American Sign Language supplanting HSL through schooling and various other domains.
Religion
Hawaii is among the most religiously diverse states in the U.S., with one in ten residents practicing a non-Christian faith. Christianity remains the majority religion, mainly represented by various Protestants groups and Roman Catholics. The second largest religion is Buddhism, which is concentrated in the Japanese community, and comprises a larger proportion of the population than any other state. The unaffiliated and nonreligious account for roughly half the population, making Hawaii one of the most secular states.
The Cathedral Church of Saint Andrew in Honolulu was formally the seat of the Hawaiian Reformed Catholic Church, a province of the Anglican Communion that had been the state church of the Kingdom of Hawaii; it subsequently merged into the Episcopal Church in the 1890s following the overthrow of the Kingdom of Hawaii, becoming the seat of the Episcopal Diocese of Hawaii. The Cathedral Basilica of Our Lady of Peace and the Co-Cathedral of Saint Theresa of the Child Jesus serve as seats of the Roman Catholic Diocese of Honolulu. The Eastern Orthodox community is centered around the Saints Constantine and Helen Greek Orthodox Cathedral of the Pacific.
The largest denominations by membership were the Roman Catholic Church with 249,619 adherents in 2010; the Church of Jesus Christ of Latter-day Saints with 68,128 adherents in 2009; the United Church of Christ with 115 congregations and 20,000 members; and the Southern Baptist Convention with 108 congregations and 18,000 members. All non-denominational churches have 128 congregations and 32,000 members.
According to data provided by religious establishments, religion in Hawaii in 2000 was distributed as follows:
Christianity: 351,000 (29%)
Buddhism: 110,000 (9%)
Judaism: 10,000 (1%)
Other: 100,000 (10%)
Unaffiliated: 650,000 (51%)
A Pew poll found that the religious composition was as follows:
Birth data
Note: Births in this table do not add up, because Hispanic peoples are counted both by their ethnicity and by their race, giving a higher overall number.
1) Until 2016, data for births of Asian origin, included also births of the Pacific Islander group.
2) Since 2016, data for births of White Hispanic origin are not collected, but included in one Hispanic group; persons of Hispanic origin may be of any race.
LGBT
Hawaii has had a long history of LGBT identities. Māhū ("in the middle") were a precolonial third gender with traditional spiritual and social roles, widely respected as healers. Homosexual relationships known as aikāne were widespread and normal in ancient Hawaiian society. Among men, aikāne relationships often began as teens and continued throughout their adult lives, even if they also maintained heterosexual partners. While aikāne usually refers to male homosexuality, some stories also refer to women, implying that women may have been involved in aikāne relationships as well. Journals written by Captain Cook's crew record that many aliʻi (hereditary nobles) also engaged in aikāne relationships, and Kamehameha the Great, the founder and first ruler of the Kingdom of Hawaii, was also known to participate. Cook's second lieutenant and co-astronomer James King observed that "all the chiefs had them", and recounts that Cook was actually asked by one chief to leave King behind, considering the role a great honor.
Hawaiian scholar Lilikalā Kameʻeleihiwa notes that aikāne served a practical purpose of building mutual trust and cohesion; "If you didn't sleep with a man, how could you trust him when you went into battle? How would you know if he was going to be the warrior that would protect you at all costs, if he wasn't your lover?"
As Western colonial influences intensified in the late 19th and early 20th century, the word aikāne was expurgated of its original sexual meaning, and in print simply meant "friend". Nonetheless, in Hawaiian language publications its metaphorical meaning can still mean either "friend" or "lover" without stigmatization.
A 2012 Gallup poll found that Hawaii had the largest proportion of LGBT adults in the U.S., at 5.1%, an estimated 53,966 individuals. The number of same-sex couple households in 2010 was 3,239, representing a 35.5% increase from a decade earlier. In 2013, Hawaii became the fifteenth U.S. state to legalize same-sex marriage; this reportedly boosted tourism by $217million.
Economy
The history of Hawaii's economy can be traced through a succession of dominant industries: sandalwood, whaling, sugarcane, pineapple, the military, tourism and education. Since statehood in 1959, tourism has been the largest industry, contributing 24.3% of the gross state product (GSP) in 1997, despite efforts to diversify. The state's gross output for 2003 was billion; per capita income for Hawaii residents in 2014 was . Hawaiian exports include food and clothing. These industries play a small role in the Hawaiian economy, due to the shipping distance to viable markets, such as the West Coast of the United States. The state's food exports include coffee, macadamia nuts, pineapple, livestock, sugarcane and honey.
By weight, honey bees may be the state's most valuable export. According to the Hawaii Agricultural Statistics Service, agricultural sales were million from diversified agriculture, million from pineapple, and million from sugarcane. Hawaii's relatively consistent climate has attracted the seed industry, which is able to test three generations of crops per year on the islands, compared with one or two on the mainland. Seeds yielded million in 2012, supporting 1,400 workers.
, the state's unemployment rate was 3.2%. In 2009, the United States military spent billion in Hawaii, accounting for 18% of spending in the state for that year. 75,000 United States Department of Defense personnel live in Hawaii. According to a 2013 study by Phoenix Marketing International, Hawaii had the fourth-largest number of millionaires per capita in the United States, with a ratio of 7.2%.
Taxation
Tax is collected by the Hawaii Department of Taxation. Most government revenue comes from personal income taxes and a general excise tax (GET) levied primarily on businesses; there is no statewide tax on sales, personal property, or stock transfers, while the effective property tax rate is among the lowest in the country. The high rate of tourism means that millions of visitors generate public revenue through GET and the hotel room tax. However, Hawaii residents generally pay among the most state taxes per person in the U.S.
The Tax Foundation of Hawaii considers the state's tax burden too high, claiming that it contributes to higher prices and the perception of an unfriendly business climate. The nonprofit Tax Foundation ranks Hawaii third in income tax burden and second in its overall tax burden, though notes that a significant portion of taxes are borne by tourists. Former State Senator Sam Slom attributed Hawaii's comparatively high tax rate to the fact that the state government is responsible for education, health care, and social services that are usually handled at a county or municipal level in most other states.
Cost of living
The cost of living in Hawaii, specifically Honolulu, is high compared to that of most major U.S. cities, although it is 6.7% lower than in New York City and 3.6% lower than in San Francisco. These numbers may not take into account some costs, such as increased travel costs for flights, additional shipping fees, and the loss of promotional participation opportunities for customers outside the contiguous U.S. While some online stores offer free shipping on orders to Hawaii, many merchants exclude Hawaii, Alaska, Puerto Rico and certain other U.S. territories.
Hawaiian Electric Industries, a privately owned company, provides 95% of the state's population with electricity, mostly from fossil-fuel power stations. Average electricity prices in October 2014 () were nearly three times the national average () and 80% higher than the second-highest state, Connecticut.
The median home value in Hawaii in the 2000 U.S. Census was , while the national median home value was . Hawaii home values were the highest of all states, including California with a median home value of . Research from the National Association of Realtors places the 2010 median sale price of a single family home in Honolulu, Hawaii, at and the U.S. median sales price at . The sale price of single family homes in Hawaii was the highest of any U.S. city in 2010, just above that of the Silicon Valley area of California ().
Hawaii's very high cost of living is the result of several interwoven factors of the global economy in addition to domestic U.S. government trade policy. Like other regions with desirable weather year-round, such as California, Arizona and Florida, Hawaii's residents can be considered to be subject to a "sunshine tax". This situation is further exacerbated by the natural factors of geography and world distribution that lead to higher prices for goods due to increased shipping costs, a problem which many island states and territories suffer from as well.
The higher costs to ship goods across an ocean may be further increased by the requirements of the Jones Act, which generally requires that goods be transported between places within the U.S., including between the mainland U.S. west coast and Hawaii, using only U.S.-owned, built, and crewed ships. Jones Act-compliant vessels are often more expensive to build and operate than foreign equivalents, which can drive up shipping costs. While the Jones Act does not affect transportation of goods to Hawaii directly from Asia, this type of trade is nonetheless not common; this is a result of other primarily economic reasons including additional costs associated with stopping over in Hawaii (e.g. pilot and port fees), the market size of Hawaii, and the economics of using ever-larger ships that cannot be handled in Hawaii for transoceanic voyages. Therefore, Hawaii relies on receiving most inbound goods on Jones Act-qualified vessels originating from the U.S. west coast, which may contribute to the increased cost of some consumer goods and therefore the overall cost of living. Critics of the Jones Act contend that Hawaii consumers ultimately bear the expense of transporting goods imposed by the Jones Act.
Culture
The aboriginal culture of Hawaii is Polynesian. Hawaii represents the northernmost extension of the vast Polynesian Triangle of the south and central Pacific Ocean. While traditional Hawaiian culture remains as vestiges in modern Hawaiian society, there are re-enactments of the ceremonies and traditions throughout the islands. Some of these cultural influences, including the popularity (in greatly modified form) of lūau and hula, are strong enough to affect the wider United States.
Cuisine
The cuisine of Hawaii is a fusion of many foods brought by immigrants to the Hawaiian Islands, including the earliest Polynesians and Native Hawaiian cuisine, and American, Chinese, Filipino, Japanese, Korean, Polynesian, Puerto Rican, and Portuguese origins. Plant and animal food sources are imported from around the world for agricultural use in Hawaii. Poi, a starch made by pounding taro, is one of the traditional foods of the islands. Many local restaurants serve the ubiquitous plate lunch, which features two scoops of rice, a simplified version of American macaroni salad and a variety of toppings including hamburger patties, a fried egg, and gravy of a loco moco, Japanese style tonkatsu or the traditional lūau favorites, including kālua pork and laulau. Spam musubi is an example of the fusion of ethnic cuisine that developed on the islands among the mix of immigrant groups and military personnel. In the 1990s, a group of chefs developed Hawaii regional cuisine as a contemporary fusion cuisine.
Customs and etiquette
Some key customs and etiquette in Hawaii are as follows: when visiting a home, it is considered good manners to bring a small gift for one's host (for example, a dessert). Thus, parties are usually in the form of potlucks. Most locals take their shoes off before entering a home. It is customary for Hawaiian families, regardless of ethnicity, to hold a luau to celebrate a child's first birthday. It is also customary at Hawaiian weddings, especially at Filipino weddings, for the bride and groom to do a money dance (also called the pandanggo). Print media and local residents recommend that one refer to non-Hawaiians as "locals of Hawaii" or "people of Hawaii".
Hawaiian mythology
Hawaiian mythology includes the legends, historical tales, and sayings of the ancient Hawaiian people. It is considered a variant of a more general Polynesian mythology that developed a unique character for several centuries before circa 1800. It is associated with the Hawaiian religion, which was officially suppressed in the 19th century but was kept alive by some practitioners to the modern day. Prominent figures and terms include Aumakua, the spirit of an ancestor or family god and Kāne, the highest of the four major Hawaiian deities.
Polynesian mythology
Polynesian mythology is the oral traditions of the people of Polynesia, a grouping of Central and South Pacific Ocean island archipelagos in the Polynesian triangle together with the scattered cultures known as the Polynesian outliers. Polynesians speak languages that descend from a language reconstructed as Proto-Polynesian that was probably spoken in the area around Tonga and Samoa in around 1000 BC.
Prior to the 15th century, Polynesian people migrated east to the Cook Islands, and from there to other island groups such as Tahiti and the Marquesas. Their descendants later discovered the islands Tahiti, Rapa Nui and later the Hawaiian Islands and New Zealand.
The Polynesian languages are part of the Austronesian language family. Many are close enough in terms of vocabulary and grammar to be mutually intelligible. There are also substantial cultural similarities between the various groups, especially in terms of social organization, childrearing, horticulture, building and textile technologies. Their mythologies in particular demonstrate local reworkings of commonly shared tales. The Polynesian cultures each have distinct but related oral traditions; legends or myths are traditionally considered to recount ancient history (the time of "pō") and the adventures of gods ("atua") and deified ancestors.
List of state parks
There are many Hawaiian state parks.
The Island of Hawaii has state parks, recreation areas, and historical parks.
Kauai has the Ahukini State Recreation Pier, six state parks, and the Russian Fort Elizabeth State Historical Park.
Maui has two state monuments, several state parks, and the Polipoli Spring State Recreation Area. Moloka'i has the Pala'au State Park.
Oahu has several state parks, a number of state recreation areas, and a number of monuments, including the Ulu Pō Heiau State Monument.
Literature
The literature of Hawaii is diverse and includes authors Kiana Davenport, Lois-Ann Yamanaka, and Kaui Hart Hemmings. Hawaiian magazines include Hana Hou!, Hawaii Business Magazine and Honolulu, among others.
Music
The music of Hawaii includes traditional and popular styles, ranging from native Hawaiian folk music to modern rock and hip hop. Hawaii's musical contributions to the music of the United States are out of proportion to the state's small size.
Styles such as slack-key guitar are well known worldwide, while Hawaiian-tinged music is a frequent part of Hollywood soundtracks. Hawaii also made a major contribution to country music with the introduction of the steel guitar.
Traditional Hawaiian folk music is a major part of the state's musical heritage. The Hawaiian people have inhabited the islands for centuries and have retained much of their traditional musical knowledge. Their music is largely religious in nature, and includes chanting and dance music.
Hawaiian music has had an enormous impact on the music of other Polynesian islands; according to Peter Manuel, the influence of Hawaiian music is a "unifying factor in the development of modern Pacific musics". Native Hawaiian musician and Hawaiian sovereignty activist Israel Kamakawiwoʻole, famous for his medley of "Somewhere Over the Rainbow/What a Wonderful World", was named "The Voice of Hawaii" by NPR in 2010 in its 50 great voices series.
Sports
Due to its distance from the continental United States, team sports in Hawaii are characterised by youth, collegial and amateur teams over professional teams, although some professional teams sports teams have at one time played in the state. Notable professional teams include The Hawaiians, which played at the World Football League in 1974 and 1975; the Hawaii Islanders, a Triple-A minor league baseball team that played at the Pacific Coast League from 1961 to 1987; and Team Hawaii, a North American Soccer League team that played in 1977.
Notable college sports events in Hawaii include the Maui Invitational Tournament, Diamond Head Classic (basketball) and Hawaii Bowl (football). The only NCAA Division I team in Hawaii is the Hawaii Rainbow Warriors and Rainbow Wahine, which competes at the Big West Conference (major sports), Mountain West Conference (football) and Mountain Pacific Sports Federation (minor sports). There are three teams in NCAA Division II: Chaminade Silverswords, Hawaii Pacific Sharks and Hawaii-Hilo Vulcans, all of which compete at the Pacific West Conference.
Surfing has been a central part of Polynesian culture for centuries. Since the late 19th century, Hawaii has become a major site for surfists from around the world. Notable competitions include the Triple Crown of Surfing and The Eddie. Likewise, Hawaii has produced elite-level swimmers, including five-time Olympic medalist Duke Kahanamoku and Buster Crabbe, who set 16 swimming
world records.
Hawaii has hosted the Sony Open in Hawaii golf tournament since 1965, the Tournament of Champions golf tournament since 1999, the Lotte Championship golf tournament since 2012, the Honolulu Marathon since 1973, the Ironman World Championship triathlon race since 1978, the Ultraman triathlon since 1983, the National Football League's Pro Bowl from 1980 to 2016, the 2000 FINA World Open Water Swimming Championships, and the 2008 Pan-Pacific Championship and 2012 Hawaiian Islands Invitational soccer tournaments.
Hawaii has produced a number of notable Mixed Martial Arts fighters, such as former UFC Lightweight Champion and UFC Welterweight Champion B.J. Penn, and former UFC Featherweight Champion Max Holloway. Other notable Hawaiian Martial Artists include Travis Browne, KJ Noons, Brad Tavares and Wesley Correira.
Hawaiians have found success in the world of sumo wrestling. Takamiyama Daigorō was the first foreigner to ever win a sumo title in Japan, while his protege Akebono Tarō became a top-level sumo wrestler in Japan during the 1990s before transitioning into a successful professional wrestling career in the 2000s. Akebono was the first foreign-born Sumo to reach Yokozuna in history and helped fuel a boom in interest in Sumo during his career.
Tourism
Tourism is an important part of the Hawaiian economy. In 2003, according to state government data, there were more than 6.4million visitors, with expenditures of over $10billion, to the Hawaiian Islands. Due to the mild year-round weather, tourist travel is popular throughout the year. The major holidays are the most popular times for outsiders to visit, especially in the winter months. Substantial numbers of Japanese tourists still visit the islands but have now been surpassed by Chinese and Koreans due to the collapse of the value of the Yen and the weak Japanese economy. The average Japanese stays only five days, while other Asians stay over 9.5 days and spend 25% more.
Hawaii hosts numerous cultural events. The annual Merrie Monarch Festival is an international Hula competition. The Hawaii International Film Festival is the premier film festival for Pacific rim cinema. Honolulu hosts the state's long-running LGBT film festival, the Rainbow Film Festival.
Health
, Hawaii's health care system insures 92% of residents. Under the state's plan, businesses are required to provide insurance to employees who work more than twenty hours per week. Heavy regulation of insurance companies helps reduce the cost to employers. Due in part to heavy emphasis on preventive care, Hawaiians require hospital treatment less frequently than the rest of the United States, while total health care expenses measured as a percentage of state GDP are substantially lower. Proponents of universal health care elsewhere in the U.S. sometimes use Hawaii as a model for proposed federal and state health care plans.
Education
Public schools
Hawaii has the only school system within the U.S. that is unified statewide. Policy decisions are made by the fourteen-member state Board of Education, which sets policy and hires the superintendent of schools, who oversees the Hawaii Department of Education. The Department of Education is divided into seven districts; four on Oahu and one for each of the other three counties.
Public elementary, middle and high school test scores in Hawaii are below national averages on tests mandated under the No Child Left Behind Act. The Hawaii Board of Education requires all eligible students to take these tests and report all student test scores. This may have unbalanced the results that reported in August 2005 that of 282 schools across the state, 185 failed to reach federal minimum performance standards in mathematics and reading. The ACT college placement tests show that in 2005, seniors scored slightly above the national average (21.9 compared with 20.9), but in the widely accepted SAT examinations, Hawaii's college-bound seniors tend to score below the national average in all categories except mathematics.
The first native controlled public charter school was the Kanu O Ka Aina New Century Charter School.
Private schools
Hawaii has the highest rates of private school attendance in the nation. During the 2011–2012 school year, Hawaii public and charter schools had an enrollment of 181,213, while private schools had 37,695. Private schools educated over 17% of students in Hawaii that school year, nearly three times the approximate national average of 6%. According to Alia Wong of Honolulu Civil Beat, this is due to private schools being relatively inexpensive compared to ones on the mainland as well as the overall reputations of private schools.
It has four of the largest independent schools; Iolani School, Kamehameha Schools, Mid-Pacific Institute and Punahou School. Pacific Buddhist Academy, the second Buddhist high school in the U.S. and first such school in Hawaii, was founded in 2003.
Independent schools can select their students, while most public schools of HIDOE are open to all students in their attendance zones. The Kamehameha Schools are the only schools in the U.S. that openly grant admission to students based on ancestry; collectively, they are one of the wealthiest schools in the United States, if not the world, having over eleven billion US dollars in estate assets. In 2005, Kamehameha enrolled 5,398 students, 8.4% of the Native Hawaiian children in the state.
Colleges and universities
The largest institution of higher learning in Hawaii is the University of Hawaii System, which consists of the research university at Mānoa, two comprehensive campuses at Hilo and West Oahu, and seven community colleges. Private universities include Brigham Young University–Hawaii, Chaminade University of Honolulu, Hawaii Pacific University, and Wayland Baptist University. Saint Stephen Diocesan Center is a seminary of the Roman Catholic Diocese of Honolulu. Kona hosts the University of the Nations, which is not an accredited university.
Transportation
A system of state highways encircles each main island. Only Oahu has federal highways, and is the only area outside the contiguous 48 states to have signed Interstate highways. Narrow, winding roads and congestion in populated places can slow traffic. Each major island has a public bus system.
Honolulu International Airport (IATA:HNL), which shares runways with the adjacent Hickam Field (IATA:HIK), is the major commercial aviation hub of Hawaii. The commercial aviation airport offers intercontinental service to North America, Asia, Australia and Oceania. Hawaiian Airlines and Mokulele Airlines use jets to provide services between the large airports in Honolulu, Līhue, Kahului, Kona and Hilo. These airlines also provide air freight services between the islands. On May 30, 2017, the airport was officially renamed as the Daniel K. Inouye International Airport (HNL), after U.S. Senator Daniel K. Inouye.
Until air passenger services began in the 1920s, private boats were the sole means of traveling between the islands. Seaflite operated hydrofoils between the major islands in the mid-1970s.
The Hawaii Superferry operated between Oahu and Maui between December 2007 and March 2009, with additional routes planned for other islands. Protests and legal problems over environmental impact statements ended the service, though the company operating Superferry has expressed a wish to recommence ferry services in the future. Currently there is a passenger ferry service in Maui County between Lanai and Maui, which does not take vehicles; a passenger ferry to Molokai ended in 2016. Currently Norwegian Cruise Lines and Princess Cruises provide passenger cruise ship services between the larger islands.
Rail
At one time Hawaii had a network of railroads on each of the larger islands that transported farm commodities and passengers. Most were narrow gauge systems but there were some gauge on some of the smaller islands. The standard gauge in the U.S. is . By far the largest railroad was the Oahu Railway and Land Company (OR&L) that ran lines from Honolulu across the western and northern part of Oahu.
The OR&L was important for moving troops and goods during World War II. Traffic on this line was busy enough for signals to be used to facilitate movement of trains and to require wigwag signals at some railroad crossings for the protection of motorists. The main line was officially abandoned in 1947, although part of it was bought by the U.S. Navy and operated until 1970. of track remain; preservationists occasionally run trains over a portion of this line. The Honolulu High-Capacity Transit Corridor Project aims to add elevated passenger rail on Oahu to relieve highway congestion.
Governance
Political subdivisions and local government
The movement of the Hawaiian royal family from Hawaii Island to Maui, and subsequently to Oahu, explains the modern-day distribution of population centers. Kamehameha III chose the largest city, Honolulu, as his capital because of its natural harbor—the present-day Honolulu Harbor. Now the state capital, Honolulu is located along the southeast coast of Oahu. The previous capital was Lahaina, Maui, and before that Kailua-Kona, Hawaii. Some major towns are Hilo; Kaneohe; Kailua; Pearl City; Waipahu; Kahului; Kailua-Kona. Kīhei; and Līhue.
Hawaii has five counties: the City and County of Honolulu, Hawaii County, Maui County, Kauai County, and Kalawao County.
Hawaii has the fewest local governments among U.S. states. Unique to this state is the lack of municipal governments. All local governments are generally administered at the county level. The only incorporated area in the state is Honolulu County, a consolidated city–county that governs the entire island of Oahu. County executives are referred to as mayors; these are the Mayor of Hawaii County, Mayor of Honolulu, Mayor of Kauai, and the Mayor of Maui. The mayors are all elected in nonpartisan elections. Kalawao County has no elected government, and as mentioned above there are no local school districts and instead all local public education is administered at the state level by the Hawaii Department of Education. The remaining local governments are special districts.
State government
The state government of Hawaii is modeled after the federal government with adaptations originating from the kingdom era of Hawaiian history. As codified in the Constitution of Hawaii, there are three branches of government: executive, legislative and judicial. The executive branch is led by the Governor of Hawaii, who is assisted by the Lieutenant Governor of Hawaii, both of whom are elected on the same ticket. The governor is the only state public official elected statewide; all others are appointed by the governor. The lieutenant governor acts as the Secretary of State. The governor and lieutenant governor oversee twenty agencies and departments from offices in the State Capitol. The official residence of the governor is Washington Place.
The legislative branch consists of the bicameral Hawaii State Legislature, which is composed of the 51-member Hawaii House of Representatives led by the Speaker of the House, and the 25-member Hawaii Senate led by the President of the Senate. The Legislature meets at the State Capitol. The unified judicial branch of Hawaii is the Hawaii State Judiciary. The state's highest court is the Supreme Court of Hawaii, which uses Aliiōlani Hale as its chambers.
Federal government
Hawaii is represented in the United States Congress by two senators and two representatives. , all four seats are held by Democrats. Former representative Ed Case was elected in 2018 to the 1st congressional district. Kai Kahele represents the 2nd congressional district, representing the rest of the state, which is largely rural and semi-rural.
Brian Schatz is the senior United States senator from Hawaii. He was appointed to the office on December 26, 2012, by Governor Neil Abercrombie, following the death of former senator Daniel Inouye. The state's junior senator is Mazie Hirono, the former representative from the second congressional district. Hirono is the first female Asian American senator and the first Buddhist senator. Hawaii incurred the biggest seniority shift between the 112th and 113th Congresses. The state went from a delegation consisting of senators who were first and twenty-first in seniority to their respective replacements, relative newcomers Schatz and Hirono.
Federal officials in Hawaii are based at the Prince Kūhiō Federal Building near the Aloha Tower and Honolulu Harbor. The Federal Bureau of Investigation, Internal Revenue Service and the Secret Service maintain their offices there; the building is also the site of the federal District Court for the District of Hawaii and the United States Attorney for the District of Hawaii.
Politics
Since gaining statehood and participating in its first election in 1960, Hawaii has supported Democrats in all but two presidential elections; 1972 and 1984, both of which were landslide reelection victories for Republicans Richard Nixon and Ronald Reagan respectively. In Hawaii's statehood tenure, only Minnesota has supported Republican candidates fewer times in presidential elections. The 2016 Cook Partisan Voting Index ranks Hawaii as the most heavily Democratic state in the nation.
Hawaii has not elected a Republican to represent the state in the U.S. Senate since Hiram Fong in 1970; since 1977, both of the state's U.S. Senators have been Democrats.
In 2004, John Kerry won the state's four electoral votes by a margin of nine percentage points with 54% of the vote. Every county supported the Democratic candidate. In 1964, favorite son candidate senator Hiram Fong of Hawaii sought the Republican presidential nomination, while Patsy Mink ran in the Oregon primary in 1972.
Honolulu-born Barack Obama, then serving as a United States senator from Illinois, was elected the 44th president of the United States on November 4, 2008 and was re-elected for a second term on November 6, 2012. Obama had won the Hawaii Democratic caucus on February 19, 2008, with 76% of the vote. He was the third Hawaii-born candidate to seek the nomination of a major party, the first presidential nominee and first president from Hawaii.
In a 2020 study, Hawaii was ranked as the 6th easiest state for citizens to vote in.
Law enforcement
Hawaii has a statewide sheriff department under its Department of Public Safety that provides law enforcement protection to government buildings and Daniel K. Inouye International Airport as well as correction services to all correctional facilities owned by the state.
Counties have their own respective police departments with their own jurisdictions:
Kauai County Police Department for the island of Kauai
Honolulu Police Department for Oahu
Maui County Police Department for Molokai, Maui and Lanai
Hawaii County Police Department for the Big Island
Forensic services for all agencies in the state are provided by the Honolulu Police Department.
In January 2022, state officials proposed legislation that would split the sheriff department from the Department of Public Safety and consolidate it with the criminal investigation division from the Department of the Attorney General to create a new Department of Law Enforcement that would create a statewide police agency with the ability to investigate crimes.
Hawaiian sovereignty movement
While Hawaii is internationally recognized as a state of the United States while also being broadly accepted as such in mainstream understanding, the legality of this status has been questioned in U.S. District Court, the U.N., and other international forums. Domestically, the debate is a topic covered in the Kamehameha Schools curriculum, and in classes at the University of Hawaiʻi at Mānoa.
Political organizations seeking some form of sovereignty for Hawaii have been active since the late 19th century. Generally, their focus is on self-determination and self-governance, either for Hawaii as an independent nation (in many proposals, for "Hawaiian nationals" descended from subjects of the Hawaiian Kingdom or declaring themselves as such by choice), or for people of whole or part native Hawaiian ancestry in an indigenous "nation to nation" relationship akin to tribal sovereignty with US federal recognition of Native Hawaiians. The pro-federal recognition Akaka Bill drew substantial opposition among Hawaiian residents in the 2000s. Opponents to the tribal approach argue it is not a legitimate path to Hawaiian nationhood; they also argue that the U.S. government should not be involved in re-establishing Hawaiian sovereignty.
The Hawaiian sovereignty movement views the overthrow of the Kingdom of Hawaii in 1893 as illegal, and views the subsequent annexation of Hawaii by the United States as illegal as well; the movement seeks some form of greater autonomy for Hawaii, such as free association or independence from the United States.
Some groups also advocate some form of redress from the United States for the 1893 overthrow of Queen Liliuokalani, and for what is described as a prolonged military occupation beginning with the 1898 annexation. The Apology Resolution passed by US Congress in 1993 is cited as a major impetus by the movement for Hawaiian sovereignty. The sovereignty movement considers Hawaii to be an illegally occupied nation.
International sister relationships
Ehime, Japan
Fukuoka, Japan
Hiroshima, Japan
Hokkaido, Japan
Okinawa, Japan
Guangdong, China
Hainan, China
Jeju, South Korea
Taiwan
Cebu, Philippines
Isabela, Philippines
Pangasinan, Philippines
Ilocos Sur, Philippines
Ilocos Norte, Philippines
Rabat-Salé-Zemmour-Zaër, Morocco
Azores Islands, Portugal
Bali, Indonesia
Goa, India
See also
Index of Hawaii-related articles
Outline of Hawaii
References
Informational notes
Citations
Bibliography
Russ Jr., William Adam (1961) The Hawaiian Republic (1894–98) and Its Struggle to Win Annexation. Selinsgrove, Pennsylvania: Susquehanna University Press.
Schamel, Wynell and Charles E. Schamel. "The 1897 Petition Against the Annexation of Hawaii." Social Education 63,7 (November/December 1999): 402–08.
External links
Hawaii State Guide from the Library of Congress
Hawaii State Fact Sheet from the U.S. Department of Agriculture
USGS real-time, geographic, and other scientific resources of Hawaii
Energy Data & Statistics for Hawaii
Satellite image of Hawaiian Islands at NASA's Earth Observatory
Documents relating to Hawaii Statehood, Dwight D. Eisenhower Presidential Library
Happily a State, Forever an Island by The New York Times
"Hawaii Then and Now"—slideshow by Life magazine (Archived from the original on November 3, 2010)
Hawaiian Imprint Collection From the Rare Book and Special Collections Division at the Library of Congress
1959 establishments in the United States
Geography of Polynesia
States and territories established in 1959
States of the United States
Western United States
Islands of Oceania
Articles containing video clips |
13275 | https://en.wikipedia.org/wiki/Hungary | Hungary | Hungary ( ) is a landlocked country in Central Europe. Spanning of the Carpathian Basin, it is bordered by Slovakia to the north, Ukraine to the northeast, Romania to the east and southeast, Serbia to the south, Croatia and Slovenia to the southwest and Austria to the west. Hungary has a population of nearly 10 million, mostly ethnic Hungarians and a significant Romani minority. Hungarian, the official language, is the world's most widely spoken Uralic language and among the few non-Indo-European languages widely spoken in Europe. Budapest is the country's capital and largest city; other major urban areas include Debrecen, Szeged, Miskolc, Pécs and Győr.
The territory of present-day Hungary has for centuries been a crossroads for various peoples, including Celts, Romans, Germanic tribes, Huns, West Slavs and the Avars. The foundations of the Hungarian state were established in the late ninth century AD with the conquest of the Carpathian Basin by Hungarian grand prince Árpád. His great-grandson Stephen I ascended the throne in 1000, converting his realm to a Christian kingdom. By the 12th century, Hungary became a regional power, reaching its cultural and political height in the 15th century. Following the Battle of Mohács in 1526, it was partially occupied by the Ottoman Empire (1541–1699). Hungary came under Habsburg rule at the turn of the 18th century, later joining with the Austrian Empire to form Austria-Hungary, a major power into the early 20th century.
Austria-Hungary collapsed after World War I, and the subsequent Treaty of Trianon established Hungary's current borders, resulting in the loss of 71% of its territory, 58% of its population, and 32% of ethnic Hungarians. Following the tumultuous interwar period, Hungary joined the Axis Powers in World War II, suffering significant damage and casualties. Postwar Hungary became a satellite state of the Soviet Union, leading to the establishment of the Hungarian People's Republic. Following the failed 1956 revolution, Hungary became a comparatively freer, though still repressive, member of the Eastern Bloc. The removal of Hungary's border fence with Austria accelerated the collapse of the Eastern Bloc, and subsequently the Soviet Union. On 23 October 1989, Hungary became a democratic parliamentary republic. Hungary joined the European Union in 2004 and has been part of the Schengen Area since 2007.
Hungary is a middle power in international affairs, owing mostly to its cultural and economic influence. It is considered a developed country with a high-income economy and ranks 40th in the Human Development Index, with citizens enjoying universal health care and free-tuition secondary education. Hungary has a long history of significant contributions to arts, music, literature, sports, science and technology. It is the thirteenth-most popular tourist destination in Europe, drawing 15.8 million international tourists in 2017. It is a member of numerous international organisations, including the United Nations, NATO, WTO, World Bank, IIB, the AIIB, the Council of Europe, the Visegrád Group and an observer state in the Organization of Turkic States.
Etymology
The "H" in the name of Hungary (and Latin Hungaria) is most likely due to historical associations with the Huns, who had settled Hungary prior to the Avars. The rest of the word comes from the Latinised form of Byzantine Greek Oungroi (Οὔγγροι). The Greek name was borrowed from Old Bulgarian ągrinŭ, in turn borrowed from Oghur-Turkic Onogur ('ten [tribes of the] Ogurs'). Onogur was the collective name for the tribes who later joined the Bulgar tribal confederacy that ruled the eastern parts of Hungary after the Avars.
The Hungarian endonym is Magyarország, composed of magyar ('Hungarian') and ország ('country'). The name "Magyar", which refers to the people of the country, more accurately reflects the name of the country in some other languages such as Turkish, Persian and other languages as Magyaristan or Land of Magyars or similar. The word magyar is taken from the name of one of the seven major semi-nomadic Hungarian tribes, magyeri. The first element magy is likely from Proto-Ugric *mäńć- 'man, person', also found in the name of the Mansi people (mäńćī, mańśi, måńś). The second element eri, 'man, men, lineage', survives in Hungarian férj 'husband', and is cognate with Mari erge 'son', Finnish archaic yrkä 'young man'.
History
Before 895
The Roman Empire conquered the territory between the Alps and the area west of the Danube River from 16 to 15 BCE, the Danube River being the new frontier of the empire. In 14 BCE, Pannonia, the western part of the Carpathian Basin, which includes today's west of Hungary, was recognised by emperor Augustus in the Res Gestae Divi Augusti as part of the Roman Empire. The area south-east of Pannonia and south of Dacia was organised as the Roman province Moesia in 6 BCE. An area east of the river Tisza became the Roman province of Dacia in 106 CE, which included today's east Hungary. It remained under Roman rule until 271 CE.
From 235 CE, the Roman Empire went through troubled times, caused by revolts, rivalry and rapid succession of emperors. The Western Roman Empire collapsed in the 5th century CE under the stress of the migration of Germanic tribes and Carpian pressure.
This period brought many invaders into Central Europe, beginning with the Hunnic Empire (c. 370–469). The most powerful ruler of the Hunnic Empire was Attila the Hun (434–453), who later became a central figure in Hungarian mythology.
After the disintegration of the Hunnic Empire, the Gepids, an Eastern Germanic tribe, who had been vassalised by the Huns, established their own kingdom in the Carpathian Basin.
Other groups which reached the Carpathian Basin in the Migration Period were the Goths, Vandals, Lombards, and Slavs.
In the 560s, the Avars founded the Avar Khaganate, a state that maintained supremacy in the region for more than two centuries. The Franks under Charlemagne defeated the Avars in a series of campaigns during the 790s.
Between 804 and 829, the First Bulgarian Empire conquered the lands east of the Danube river and took over the rule of the local Slavic tribes and remnants of the Avars.
By the mid-9th century, the Balaton Principality, also known as Lower Pannonia, was established west of the Danube river as part of the Frankish March of Pannonia.
Medieval Hungary (895–1526)
The freshly unified Hungarians led by Árpád (by tradition a descendant of Attila), settled in the Carpathian Basin starting in 895. According to the Finno-Ugrian theory, they originated from an ancient Uralic-speaking population that formerly inhabited the forested area between the Volga River and the Ural Mountains.
As a federation of united tribes, Hungary was established in 895, some 50 years after the division of the Carolingian Empire at the Treaty of Verdun in 843, before the unification of the Anglo-Saxon kingdoms. Initially, the rising Principality of Hungary ("Western Tourkia" in medieval Greek sources) was a state created by a semi-nomadic people. It accomplished an enormous transformation into a Christian realm during the 10th century.
This state was well-functioning, and the nation's military power allowed the Hungarians to conduct successful fierce campaigns and raids, from Constantinople to as far as today's Spain. The Hungarians defeated no fewer than three major East Frankish imperial armies between 907 and 910. A later defeat at the Battle of Lechfeld in 955 signaled a provisory end to most campaigns on foreign territories, at least towards the West.
Age of Árpádian kings
The year 972 marked the date when the ruling prince () Géza of the Árpád dynasty officially started to integrate Hungary into Christian Western Europe. His first-born son, Saint Stephen I, became the first King of Hungary after defeating his pagan uncle Koppány, who also claimed the throne. Under Stephen, Hungary was recognised as a Catholic Apostolic Kingdom. Applying to Pope Sylvester II, Stephen received the insignia of royalty (including probably a part of the Holy Crown of Hungary, currently kept in the Hungarian Parliament) from the papacy.
By 1006, Stephen consolidated his power, and started sweeping reforms to convert Hungary into a Western feudal state. The country switched to using the Latin language, and until as late as 1844, Latin remained the official language of Hungary. Around this time, Hungary began to become a powerful kingdom. Ladislaus I extended Hungary's frontier in Transylvania and invaded Croatia in 1091. The Croatian campaign culminated in the Battle of Gvozd Mountain in 1097 and a personal union of Croatia and Hungary in 1102, ruled by Coloman i.e. Könyves Kálmán.
The most powerful and wealthiest king of the Árpád dynasty was Béla III, who disposed of the equivalent of 23 tonnes of pure silver a year. This exceeded the income of the French king (estimated at 17 tonnes) and was double the receipts of the English Crown.
Andrew II issued the Diploma Andreanum which secured the special privileges of the Transylvanian Saxons and is considered the first Autonomy law in the world. He led the Fifth Crusade to the Holy Land in 1217, setting up the largest royal army in the history of Crusades. His Golden Bull of 1222 was the first constitution in Continental Europe. The lesser nobles also began to present Andrew with grievances, a practice that evolved into the institution of the parliament (parlamentum publicum).
In 1241–1242, the kingdom received a major blow with the Mongol (Tatar) invasion. Up to half of Hungary's then population of 2,000,000 were victims of the invasion. King Béla IV let Cumans and Jassic people into the country, who were fleeing the Mongols. Over the centuries, they were fully assimilated into the Hungarian population.
As a consequence, after the Mongols retreated, King Béla ordered the construction of hundreds of stone castles and fortifications, to defend against a possible second Mongol invasion. The Mongols returned to Hungary in 1285, but the newly built stone-castle systems and new tactics (using a higher proportion of heavily armed knights) stopped them. The invading Mongol force was defeated near Pest by the royal army of Ladislaus IV of Hungary. As with later invasions, it was repelled handily, the Mongols losing much of their invading force.
Age of elected kings
The Kingdom of Hungary reached one of its greatest extents during the Árpádian kings, yet royal power was weakened at the end of their rule in 1301. After a destructive period of interregnum (1301–1308), the first Angevin king, Charles I of Hungary – a bilineal descendant of the Árpád dynasty – successfully restored royal power, and defeated oligarch rivals, the so-called "little kings". The second Angevin Hungarian king, Louis the Great (1342–1382), led many successful military campaigns from Lithuania to Southern Italy (Kingdom of Naples), and was also King of Poland from 1370. After King Louis died without a male heir, the country was stabilised only when Sigismund of Luxembourg (1387–1437) succeeded to the throne, who in 1433 also became Holy Roman Emperor. Sigismund was also (in several ways) a bilineal descendant of the Árpád dynasty.
The first Hungarian Bible translation was completed in 1439. For half a year in 1437, there was an antifeudal and anticlerical peasant revolt in Transylvania, the Budai Nagy Antal Revolt, which was strongly influenced by Hussite ideas.
From a small noble family in Transylvania, John Hunyadi grew to become one of the country's most powerful lords, thanks to his outstanding capabilities as a mercenary commander. He was elected governor then regent. He was a successful crusader against the Ottoman Turks, one of his greatest victories being the Siege of Belgrade in 1456.
The last strong king of medieval Hungary was the Renaissance king Matthias Corvinus (1458–1490), son of John Hunyadi. His election was the first time that a member of the nobility mounted to the Hungarian royal throne without dynastic background. He was a successful military leader and an enlightened patron of the arts and learning. His library, the Bibliotheca Corviniana, was Europe's greatest collection of historical chronicles, philosophic and scientific works in the 15th century, and second only in size to the Vatican Library. Items from the Bibliotheca Corviniana were inscribed on UNESCO's Memory of the World Register in 2005.
The serfs and common people considered him a just ruler because he protected them from excessive demands and other abuses by the magnates. Under his rule, in 1479, the Hungarian army destroyed the Ottoman and Wallachian troops at the Battle of Breadfield. Abroad he defeated the Polish and German imperial armies of Frederick at Breslau (Wrocław). Matthias' mercenary standing army, the Black Army of Hungary, was an unusually large army for its time, and it conquered parts of Austria, Vienna (1485), and parts of Bohemia.
Decline of Hungary (1490–1526)
King Matthias died without lawful sons, and the Hungarian magnates procured the accession of the Pole Vladislaus II (1490–1516), supposedly because of his weak influence on Hungarian aristocracy. Hungary's international role declined, its political stability shaken, and social progress was deadlocked. In 1514, the weakened old King Vladislaus II faced a major peasant rebellion led by György Dózsa, which was ruthlessly crushed by the nobles, led by John Zápolya.
The resulting degradation of order paved the way for Ottoman pre-eminence. In 1521, the strongest Hungarian fortress in the South, Nándorfehérvár (today's Belgrade, Serbia), fell to the Turks. The early appearance of Protestantism further worsened internal relations in the country.
Ottoman wars (1526–1699)
After some 150 years of wars with the Hungarians and other states, the Ottomans gained a decisive victory over the Hungarian army at the Battle of Mohács in 1526, where King Louis II died while fleeing. Amid political chaos, the divided Hungarian nobility elected two kings simultaneously, John Zápolya and Ferdinand I of the Habsburg dynasty. With the conquest of Buda by the Turks in 1541, Hungary was divided into three parts and remained so until the end of the 17th century. The north-western part, termed as Royal Hungary, was annexed by the Habsburgs who ruled as Kings of Hungary. The eastern part of the kingdom became independent as the Principality of Transylvania, under Ottoman (and later Habsburg) suzerainty. The remaining central area, including the capital Buda, was known as the Pashalik of Buda.
The vast majority of the seventeen and nineteen thousand Ottoman soldiers in service in the Ottoman fortresses in the territory of Hungary were Orthodox and Muslim Balkan Slavs rather than ethnic Turkish people. Orthodox Southern Slavs were also acting as akinjis and other light troops intended for pillaging in the territory of present-day Hungary. In 1686, the Holy League's army, containing over 74,000 men from various nations, reconquered Buda from the Turks. After some more crushing defeats of the Ottomans in the next few years, the entire Kingdom of Hungary was removed from Ottoman rule by 1718. The last raid into Hungary by the Ottoman vassals Tatars from Crimea took place in 1717. The constrained Habsburg Counter-Reformation efforts in the 17th century reconverted the majority of the kingdom to Catholicism. The ethnic composition of Hungary was fundamentally changed as a consequence of the prolonged warfare with the Turks. A large part of the country became devastated, population growth was stunted, and many smaller settlements perished. The Austrian-Habsburg government settled large groups of Serbs and other Slavs in the depopulated south, and settled Germans (called Danube Swabians) in various areas, but Hungarians were not allowed to settle or re-settle in the south of the Great Plain.
From the 18th century to World War I (1699–1918)
Between 1703 and 1711, there was a large-scale uprising led by Francis II Rákóczi, who after the dethronement of the Habsburgs in 1707 at the Diet of Ónod, took power provisionally as the Ruling Prince of Hungary for the wartime period, but refused the Hungarian Crown and the title "King". The uprisings lasted for years. The Hungarian Kuruc army, although taking over most of the country, lost the main battle at Trencsén (1708). Three years later, because of the growing desertion, defeatism and low morale, the Kuruc forces finally surrendered.
During the Napoleonic Wars and afterward, the Hungarian Diet had not convened for decades. In the 1820s, the Emperor was forced to convene the Diet, which marked the beginning of a Reform Period (1825–1848, ). Count István Széchenyi, one of the most prominent statesmen of the country, recognised the urgent need for modernisation and his message got through. The Hungarian Parliament was reconvened in 1825 to handle financial needs. A liberal party emerged and focused on providing for the peasantry. Lajos Kossuth – a famous journalist at that time – emerged as a leader of the lower gentry in the Parliament. A remarkable upswing started as the nation concentrated its forces on modernisation even though the Habsburg monarchs obstructed all important liberal laws relating to civil and political rights and economic reforms. Many reformers (Lajos Kossuth, Mihály Táncsics) were imprisoned by the authorities.
On 15 March 1848, mass demonstrations in Pest and Buda enabled Hungarian reformists to push through a list of 12 demands. Under governor and president Lajos Kossuth and the first Prime Minister, Lajos Batthyány, the House of Habsburg was dethroned.
The Habsburg Ruler and his advisors skillfully manipulated the Croatian, Serbian and Romanian peasantry, led by priests and officers firmly loyal to the Habsburgs, and induced them to rebel against the Hungarian government, though the Hungarians were supported by the vast majority of the Slovak, German and Rusyn nationalities and by all the Jews of the kingdom, as well as by a large number of Polish, Austrian and Italian volunteers. In July 1849 the Hungarian Parliament proclaimed and enacted the first laws of ethnic and minority rights in the world. Many members of the nationalities gained the coveted highest positions within the Hungarian Army, like General János Damjanich, an ethnic Serb who became a Hungarian national hero through his command of the 3rd Hungarian Army Corps or Józef Bem, who was Polish and also became a national hero in Hungary. The Hungarian forces (Honvédség) defeated Austrian armies. To counter the successes of the Hungarian revolutionary army, Habsburg Emperor Franz Joseph I asked for help from the "Gendarme of Europe", Tsar Nicholas I, whose Russian armies invaded Hungary. This made Artúr Görgey surrender in August 1849. The leader of the Austrian army, Julius Jacob von Haynau, became governor of Hungary for a few months and ordered the execution of the 13 Martyrs of Arad, leaders of the Hungarian army, and Prime Minister Batthyány in October 1849. Lajos Kossuth escaped into exile. Following the war of 1848–1849, the whole country was in "passive resistance".
Because of external and internal problems, reforms seemed inevitable, and major military defeats of Austria forced the Habsburgs to negotiate the Austro-Hungarian Compromise of 1867, by which the dual Monarchy of Austria-Hungary was formed. This Empire had the second largest area in Europe (after the Russian Empire), and it was the third most populous (after Russia and the German Empire). The two realms were governed separately by two parliaments from two capital cities, with a common monarch and common external and military policies. Economically, the empire was a customs union. The old Hungarian Constitution was restored, and Franz Joseph I was crowned as King of Hungary. The era witnessed impressive economic development. The formerly backward Hungarian economy became relatively modern and industrialised by the turn of the 20th century, although agriculture remained dominant until 1890. In 1873, the old capital Buda and Óbuda were officially united with Pest, thus creating the new metropolis of Budapest. Many of the state institutions and the modern administrative system of Hungary were established during this period.
After the Assassination of Archduke Franz Ferdinand in Sarajevo, the Hungarian prime minister István Tisza and his cabinet tried to avoid the outbreak and escalating of a war in Europe, but their diplomatic efforts were unsuccessful. Austria-Hungary drafted 9 million (fighting forces: 7.8 million) soldiers in World War I (over 4 million from the Kingdom of Hungary) on the side of Germany, Bulgaria, and Turkey. The troops raised in the Kingdom of Hungary spent little time defending the actual territory of Hungary, with the exceptions of the Brusilov Offensive in June 1916, and a few months later, when the Romanian army made an attack into Transylvania, both of which were repelled. In comparison, of the total army, Hungary's loss ratio was more than any other nation of Austria-Hungary. The Central Powers conquered Serbia. Romania declared war. The Central Powers conquered Southern Romania and the Romanian capital Bucharest. In 1916 Emperor Franz Joseph died, and the new monarch Charles IV sympathised with the pacifists. With great difficulty, the Central powers stopped and repelled the attacks of the Russian Empire.
The Eastern front of the Allied (Entente) Powers completely collapsed. The Austro-Hungarian Empire then withdrew from all defeated countries. On the Italian front, the Austro-Hungarian army made no progress against Italy after January 1918. Despite great Eastern successes, Germany suffered complete defeat on the more important Western front. By 1918, the economic situation had deteriorated (strikes in factories were organised by leftist and pacifist movements) and uprisings in the army had become commonplace. In the capital cities, the Austrian and Hungarian leftist liberal movements (the maverick parties) and their leaders supported the separatism of ethnic minorities. Austria-Hungary signed a general armistice in Padua on 3 November 1918. In October 1918, Hungary's union with Austria was dissolved.
Between the World Wars (1918–1941)
Following the First World War, Hungary underwent a period of profound political upheaval, beginning with the Aster Revolution in 1918, which brought the social-democratic Mihály Károlyi to power as Prime Minister. The Hungarian Royal Honvéd army still had more than 1,400,000 soldiers when Mihály Károlyi was announced as prime minister of Hungary. Károlyi yielded to U.S. President Woodrow Wilson's demand for pacifism by ordering the disarmament of the Hungarian army. This happened under the direction of Béla Linder, minister of war in the Károlyi government. Due to the full disarmament of its army, Hungary was to remain without a national defence at a time of particular vulnerability. During the rule of Károlyi's pacifist cabinet, Hungary lost control over approx. 75% of its former pre-WW1 territories () without a fight and was subject to foreign occupation. The Little Entente, sensing an opportunity, invaded the country from three sides—Romania invaded Transylvania, Czechoslovakia annexed Upper Hungary (today's Slovakia), and a joint Serb-French coalition annexed Vojvodina and other southern regions. In March 1919, communists led by Béla Kun ousted the Károlyi government and proclaimed the Hungarian Soviet Republic (Tanácsköztársaság), followed by a thorough Red Terror campaign. Despite some successes on the Czechoslovak front, Kun's forces were ultimately unable to resist the Romanian invasion; by August 1919, Romanian troops occupied Budapest and ousted Kun.
In November 1919, rightist forces led by former Austro-Hungarian admiral Miklós Horthy entered Budapest; exhausted by the war and its aftermath, the populace accepted Horthy's leadership. In January 1920, parliamentary elections were held and Horthy was proclaimed Regent of the reestablished Kingdom of Hungary, inaugurating the so-called "Horthy era" (Horthy-kor). The new government worked quickly to normalise foreign relations while turning a blind eye to a White Terror that swept through the countryside; extrajudicial killings of suspected communists and Jews lasted well into 1920. On 4 June of that year, the Treaty of Trianon established new borders for Hungary. The country lost 71% of its territory and 66% of its antebellum population, as well as many sources of raw materials and its sole port, Fiume. Though the revision of the Treaty quickly rose to the top of the national political agenda, the Horthy government was not willing to resort to military intervention to do so.
The initial years of the Horthy regime were preoccupied with putsch attempts by Charles IV, the Austro-Hungarian pretender; continued suppression of communists; and a migration crisis triggered by the Trianon territorial changes. Though free elections continued, Horthy's personality, and those of his personally selected prime ministers, dominated the political scene. The government's actions continued to drift right with the passage of antisemitic laws and, due to the continued isolation of the Little Entente, economic and then political gravitation towards Italy and Germany. The Great Depression further exacerbated the situation and the popularity of fascist politicians such as Gyula Gömbös and Ferenc Szálasi, promising economic and social recovery, rose.
Horthy's nationalist agenda reached its apogee in 1938 and 1940, when the Nazis rewarded Hungary's staunchly pro-Germany foreign policy in the First and Second Vienna Awards, respectively, peacefully restoring ethnic-Hungarian-majority areas lost after Trianon. In 1939, Hungary regained further territory from Czechoslovakia through force. Hungary formally joined the Axis Powers on 20 November 1940, and in 1941, participated in the invasion of Yugoslavia, gaining some of its former territories in the south.
World War II (1941–1945)
Hungary formally entered World War II as an Axis Power on 26 June 1941, declaring war on the Soviet Union after unidentified planes bombed Kassa, Munkács, and Rahó. Hungarian troops fought on the Eastern Front for two years. Despite some early successes, the Hungarian government began seeking a secret peace pact with the Allies after the Second Army suffered catastrophic losses at the River Don in January 1943. Learning of the planned defection, German troops occupied Hungary on 19 March 1944 to guarantee Horthy's compliance. In October, as the Soviet front approached and the Hungarian government made further efforts to disengage from the war, German troops ousted Horthy and installed a puppet government under Szálasi's fascist Arrow Cross Party. Szálasi pledged all the country's capabilities in service of the German war machine. By October 1944, the Soviets had reached the river Tisza, and despite some losses, succeeded in encircling and besieging Budapest in December.
After German occupation, Hungary participated in the Holocaust. During the German occupation in May–June 1944, the Arrow Cross and Hungarian police deported nearly 440,000 Jews, mainly to Auschwitz. Nearly all of them were murdered. The Swedish Diplomat Raoul Wallenberg managed to save a considerable number of Hungarian Jews by giving them Swedish passports. Rezső Kasztner, one of the leaders of the Hungarian Aid and Rescue Committee, bribed senior SS officers such as Adolf Eichmann to allow some Jews to escape. The Horthy government's complicity in the Holocaust remains a point of controversy and contention.
The war left Hungary devastated, destroying over 60% of the economy and causing significant loss of life. In addition to the over 600,000 Hungarian Jews killed, as many as 280,000 other Hungarians were raped, murdered and executed or deported for slave labour by Czechoslovaks, Soviet Red Army troops, and Yugoslavs.
On 13 February 1945, Budapest surrendered; by April, German troops left the country under Soviet military occupation. 200,000 Hungarians were expelled from Czechoslovakia in exchange for 70,000 Slovaks living in Hungary. 202,000 ethnic Germans were expelled to Germany, and through the 1947 Paris Peace Treaties, Hungary was again reduced to its immediate post-Trianon borders.
Communism (1945–1989)
Following the defeat of Nazi Germany, Hungary became a satellite state of the Soviet Union. The Soviet leadership selected Mátyás Rákosi to front the Stalinisation of the country, and Rákosi de facto ruled Hungary from 1949 to 1956. His government's policies of militarisation, industrialisation, collectivisation, and war compensation led to a severe decline in living standards. In imitation of Stalin's KGB, the Rákosi government established a secret political police, the ÁVH, to enforce the new regime. In the ensuing purges, approximately 350,000 officials and intellectuals were imprisoned or executed from 1948 to 1956. Many freethinkers, democrats, and Horthy-era dignitaries were secretly arrested and extrajudicially interned in domestic and foreign Gulags. Some 600,000 Hungarians were deported to Soviet labour camps, where at least 200,000 died.
After Stalin's death in 1953, the Soviet Union pursued a programme of destalinisation that was inimical to Rákosi, leading to his deposition. The following political cooling saw the ascent of Imre Nagy to the premiership and the growing interest of students and intellectuals in political life. Nagy promised market liberalisation and political openness, while Rákosi opposed both vigorously. Rákosi eventually managed to discredit Nagy and replace him with the more hard-line Ernő Gerő. Hungary joined the Warsaw Pact in May 1955, as societal dissatisfaction with the regime swelled. Following the firing on peaceful demonstrations by Soviet soldiers and secret police, and rallies throughout the country on 23 October 1956, protesters took to the streets in Budapest, initiating the 1956 Revolution. In an effort to quell the chaos, Nagy returned as premier, promised free elections, and took Hungary out of the Warsaw Pact.
The violence nonetheless continued as revolutionary militias sprung up against the Soviet Army and the ÁVH; the roughly 3,000-strong resistance fought Soviet tanks using Molotov cocktails and machine-pistols. Though the preponderance of the Soviets was immense, they suffered heavy losses, and by 30 October 1956, most Soviet troops had withdrawn from Budapest to garrison the countryside. For a time, the Soviet leadership was unsure how to respond to developments in Hungary but eventually decided to intervene to prevent a destabilisation of the Soviet bloc. On 4 November, reinforcements of more than 150,000 troops and 2,500 tanks entered the country from the Soviet Union. Nearly 20,000 Hungarians were killed resisting the intervention, while an additional 21,600 were imprisoned afterward for political reasons. Some 13,000 were interned and 230 brought to trial and executed. Nagy was secretly tried, found guilty, sentenced to death, and executed by hanging in June 1958. Because borders were briefly opened, nearly a quarter of a million people fled the country by the time the revolution was suppressed.
Kádár era (1956–1988)
After a second, briefer period of Soviet military occupation, János Kádár, Nagy's former Minister of State, was chosen by the Soviet leadership to head the new government and chair the new ruling Socialist Workers' Party (MSzMP). Kádár quickly normalised the situation. In 1963, the government granted a general amnesty and released the majority of those imprisoned for their active participation in the uprising. Kádár proclaimed a new policy line, according to which the people were no longer compelled to profess loyalty to the party if they tacitly accepted the Socialist regime as a fact of life. In many speeches, he described this as, "Those who are not against us are with us." Kádár introduced new planning priorities in the economy, such as allowing farmers significant plots of private land within the collective farm system (háztáji gazdálkodás). The living standard rose as consumer goods and food production took precedence over military production, which was reduced to one-tenth of pre-revolutionary levels.
In 1968, the New Economic Mechanism (NEM) introduced free-market elements into the socialist command economy. From the 1960s through the late 1980s, Hungary was often referred to as "the happiest barrack" within the Eastern bloc. During the latter part of the Cold War Hungary's GDP per capita was fourth only to East Germany, Czechoslovakia, and the Soviet Union itself. As a result of this relatively high standard of living, a more liberalised economy, a less censored press, and less restricted travel rights, Hungary was generally considered one of the more liberal countries in which to live in Central Europe during communism. In the 1980s, however, living standards steeply declined again due to a worldwide recession to which communism was unable to respond. By the time Kádár died in 1989, the Soviet Union was in steep decline and a younger generation of reformists saw liberalisation as the solution to economic and social issues.
Third Republic (1989–present)
Hungary's transition from communism to democracy and capitalism (rendszerváltás, "regime change") was peaceful and prompted by economic stagnation, domestic political pressure, and changing relations with other Warsaw Pact countries. Although the MSzMP began Round Table Talks with various opposition groups in March 1989, the reburial of Imre Nagy as a revolutionary martyr that June is widely considered the symbolic end of communism in Hungary. Over 100,000 people attended the Budapest ceremony without any significant government interference, and many speakers openly called for Soviet troops to leave the country. Free elections were held in May 1990, and the Hungarian Democratic Forum, a major conservative opposition group, was elected to the head of a coalition government. József Antall became the first democratically elected Prime Minister since World War II.
With the removal of state subsidies and rapid privatisation in 1991, Hungary was affected by a severe economic recession. The Antall government's austerity measures proved unpopular, and the Communist Party's legal and political heir, the Socialist Party, won the subsequent 1994 elections. This abrupt shift in the political landscape was repeated in 1998 and 2002; each electoral cycle, the governing party was ousted and the erstwhile opposition elected. Like most other post-communist European states, however, Hungary broadly pursued an integrationist agenda, joining NATO in 1999 and the European Union in 2004. As a NATO member, Hungary was involved in the Yugoslav Wars.
In 2006, major nationwide protests erupted after it was revealed that Prime Minister Ferenc Gyurcsány had claimed in a closed-door speech that his party "lied" to win the recent elections. The popularity of left-wing parties plummeted in the ensuing political upheaval, and in 2010, Viktor Orbán's national-conservative Fidesz was elected to a parliamentary supermajority. The legislature consequently approved a new constitution, among other sweeping governmental and legal changes. Although these developments were met with and still engender controversy, Fidesz secured a second parliamentary supermajority in 2014 and a third in 2018. In the late 2010s, Orbán's government came under increased international scrutiny over alleged rule-of-law violations. In 2018, the European Parliament voted to act against Hungary under the terms of Article 7 of the Treaty on European Union. Hungary has and continues to dispute these allegations.
Hungary was impacted by the COVID-19 pandemic. In March 2020, the Hungarian parliament passed a law granting the government the power to rule by decree, suspending by-elections and outlawing certain forms of medical disinformation. Parliament rescinded this law on 16 June 2020 due to the improving epidemiological situation in Hungary.
Geography
Hungary's geography has traditionally been defined by its two main waterways, the Danube and Tisza rivers. The common tripartite division of the country into three sections—Dunántúl ("beyond the Danube", Transdanubia), Tiszántúl ("beyond the Tisza"), and Duna-Tisza kőze ("between the Danube and Tisza")—is a reflection of this. The Danube flows north–south right through the centre of contemporary Hungary, and the entire country lies within its drainage basin.
Transdanubia, which stretches westward from the centre of the country towards Austria, is a primarily hilly region with a terrain varied by low mountains. These include the very eastern stretch of the Alps, Alpokalja, in the west of the country, the Transdanubian Mountains in the central region of Transdanubia, and the Mecsek Mountains and Villány Mountains in the south. The highest point of the area is the Írott-kő in the Alps, at . The Little Hungarian Plain (Kisalfőld) is found in northern Transdanubia. Lake Balaton and Lake Hévíz, the largest lake in Central Europe and the largest thermal lake in the world, respectively, are in Transdanubia as well.
The Duna-Tisza kőze and Tiszántúl are characterised mainly by the Great Hungarian Plain (Alfőld), which stretches across most of the eastern and southeastern areas of the country. To the north of the Plain are the foothills of the Carpathians in a wide band near the Slovakian border. The Kékes at is the tallest mountain in Hungary and is found here.
Phytogeographically, Hungary belongs to the Central European province of the Circumboreal Region within the Boreal Kingdom. According to the WWF, the territory of Hungary belongs to the terrestrial ecoregion of Pannonian mixed forests. It had a 2019 Forest Landscape Integrity Index mean score of 2.25/10, ranking it 156th globally out of 172 countries.
Hungary has 10 national parks, 145 minor nature reserves, and 35 landscape protection areas.
Hungary is a landlocked country.
Climate
Hungary has a temperate seasonal climate, with generally warm summers with low overall humidity levels but frequent rainshowers and cold snowy winters. Average annual temperature is . Temperature extremes are on 20 July 2007 at Kiskunhalas in the summer and on 16 February 1940 Miskolc-Gőrőmbőlytapolca in the winter. Average high temperature in the summer is and average low temperature in the winter is . The average yearly rainfall is approximately .
Hungary is ranked sixth in an environmental protection index by GW/CAN.
Government and politics
Hungary is a unitary, parliamentary republic. The Hungarian political system operates under a framework reformed in 2012; this constitutional document is the Fundamental Law of Hungary. Amendments generally require a two-thirds majority of parliament; the fundamental principles of the constitution (as expressed in the articles guaranteeing human dignity, the separation of powers, the state structure, and the rule of law) are valid in perpetuity. 199 Members of Parliament (országgyűlési képviselő) are elected to the highest organ of state authority, the unicameral Országgyűlés (National Assembly), every four years in a single-round first-past-the-post election with an election threshold of 5%.
The President of the Republic (köztársasági elnök) serves as the head of state and is elected by the National Assembly every five years. The president is invested primarily with representative responsibilities and powers: receiving foreign heads of state, formally nominating the Prime Minister at the recommendation of the National Assembly, and serving as Commander-in-chief of the armed forces. Importantly, the president is also invested with veto power and may send legislation to the 15-member Constitutional Court for review. The third most significant governmental position in Hungary is the Speaker of the National Assembly, who is elected by the National Assembly and responsible for overseeing the daily sessions of the body.
The Prime Minister (miniszterelnök) is elected by the National Assembly, serving as the head of government and exercising executive power. Traditionally, the Prime Minister is the leader of the largest party in parliament. The Prime Minister selects Cabinet ministers and has the exclusive right to dismiss them, although cabinet nominees must appear before consultative open hearings before one or more parliamentary committees, survive a vote in the National Assembly, and be formally approved by the president. The cabinet reports to parliament.
In 2009 Hungary, due to strong economic difficulties, had to request the help of the IMF for about €9 billion (10.4 billion US Dollars). The debt-to-GDP ratio of Hungary had its peak in 2011 when it stood at 83% and decreased since then. According to Eurostat, the government gross debt of Hungary amounts to 25.119 billion HUF or 74.1% of its GDP in 2016. The government achieved a budget deficit 1.9% of the GDP in 2015. Hungary's credit rating by credit rating agencies Standard & Poor's, Moody's and Fitch Ratings stands at Investment Grade BBB with a stable outlook in 2016. On Transparency International's 2019 Corruption Perceptions Index Hungary's public sector has deteriorated from a score of 51 in 2015 to 44 in 2019 making it the 2nd most corrupt EU member at pair with Romania and behind Bulgaria.
Following a decade of Fidesz-KDNP rule lead by Viktor Orbán, Freedom House's Nations in Transit 2020 report reclassified Hungary from a democracy to a transitional or hybrid regime. According to the report, "the right-wing alliance... has gradually undermined the rule of law in Hungary and established tight control over the country's independent institutions... [it] has steadily rewritten the Hungarian constitution, and eliminated democratic safeguards statutorily embodied in the Constitutional Court, Prosecutors Office, Media Authority, and State Audit Office...". It also limited parliamentary oversight, independent media, non-governmental organisations and academics, while consolidating power around the central government. Other democracy barometers have also rated Hungary as not a democracy, and there are a wide variety of labels for Hungary's political system found in scholarship. According to data from the V-Dem Institute, Hungary is one of the most rapidly autocratising countries in the world as of 2021.
Political parties
Since the fall of communism, Hungary has a multi-party system. The last Hungarian parliamentary election took place on 8 April 2018. This parliamentary election was the 7th since the 1990 first multi-party election. The result was a victory for Fidesz–KDNP alliance, preserving its two-thirds majority with Viktor Orbán remaining Prime Minister. It was the second election according to the new Constitution of Hungary which went into force on 1 January 2012. The new electoral law also entered into force that day. The voters elected 199 MPs instead of previous 386 lawmakers. The current political landscape in Hungary is dominated by the conservative Fidesz, who have a near supermajority, and two medium-sized parties, the left-wing Democratic Coalition (DK) and liberal Momentum.
The democratic character of the Hungarian parliament was reestablished with the fall of the Iron Curtain and the end of communist dictatorship in 1989. Today's parliament is still called Országgyűlés just like in royal times, but in order to differentiate between the historical royal diet is referred to as the "National Assembly" now. The Diet of Hungary was a legislative institution in the medieval kingdom of Hungary from the 1290s, and in its successor states, Royal Hungary and the Habsburg kingdom of Hungary throughout the Early Modern period. The articles of the 1790 diet set out that the diet should meet at least once every 3 years, but, since the diet was called by the Habsburg monarchy, this promise was not kept on several occasions thereafter. As a result of the Austro-Hungarian Compromise, it was reconstituted in 1867. The Latin term Natio Hungarica ("Hungarian nation") was used to designate the political elite which had participation in the diet, consisting of the nobility, the Catholic clergy, and a few enfranchised burghers, regardless of language or ethnicity.
Law and judicial system
The judicial system of Hungary is a civil law system divided between courts with regular civil and criminal jurisdiction and administrative courts with jurisdiction over litigation between individuals and the public administration. Hungarian law is codified and based on German law and in a wider sense, civil law or Roman law. The court system for civil and criminal jurisdiction consists of local courts (járásbíróság), regional appellate courts (ítélőtábla), and the supreme court (Kúria). Hungary's highest courts are located in Budapest.
Law enforcement in Hungary is split among the police and the National Tax and Customs Administration. The Hungarian Police is the main and largest state law enforcement agency in Hungary. It carries nearly all general police duties such as criminal investigation, patrol activity, traffic policing, border control. It is led by the National Police Commissioner under the control of the Minister of the Interior. The body is divided into county police departments which are also divided into regional and town police departments. The National Police also have subordinate agencies with nationwide jurisdiction, such as the "Nemzeti Nyomozó Iroda" (National Bureau of Investigation), a civilian police force specialised in investigating serious crimes, and the gendarmerie-like, militarised "Készenléti Rendőrség" (Stand-by Police) mainly dealing with riots and often reinforcing local police forces. Due to Hungary's accession to the Schengen Treaty, the Police and Border Guards were merged into a single national corps, with the Border Guards becoming Police Officers. This merger took place in January 2008. The Customs and Excise Authority remained subject to the Ministry of Finance under the National Tax and Customs Administration.
Administrative divisions
Hungary is a unitary state nation divided into 19 counties (megye). In addition, the capital (főváros), Budapest, is an independent entity. The counties and the capital are the 20 NUTS third-level units of Hungary. The states are further subdivided into 174 districts (járás) . The districts are further divided into towns and villages, of which 23 are designated towns with county rights (megyei jogú város), sometimes known as "urban counties" in English. The local authorities of these towns have extended powers, but these towns belong to the territory of the respective district instead of being independent territorial units. County and district councils and municipalities have different roles and separate responsibilities relating to local government. The role of the counties are basically administrative and focus on strategic development, while preschools, public water utilities, garbage disposal, elderly care, and rescue services are administered by the municipalities.
Since 1996, the counties and City of Budapest have been grouped into seven regions for statistical and development purposes. These seven regions constitute NUTS' second-level units of Hungary. They are Central Hungary, Central Transdanubia, Northern Great Plain, Northern Hungary, Southern Transdanubia, Southern Great Plain, and Western Transdanubia.
Foreign relations
The foreign policy of Hungary is based on four basic commitments: to Atlantic co-operation, to European integration, to international development and to international law. The Hungarian economy is fairly open and relies strongly on international trade.
Hungary has been a member of the United Nations since December 1955 and a member of the European Union, NATO, the OECD, the Visegrád Group, the WTO, the World Bank, the AIIB and the IMF. Hungary took on the presidency of the Council of the European Union for half a year in 2011 and the next will be in 2024. In 2015, Hungary was the fifth largest OECD Non-DAC donor of development aid in the world, which represents 0.13% of its Gross National Income.
Hungary's capital city, Budapest, is home to more than 100 embassies and representative bodies as an international political actor. Hungary hosts the main and regional headquarters of many international organisations as well, including European Institute of Innovation and Technology, European Police College, United Nations High Commissioner for Refugees, Food and Agriculture Organization of the United Nations, International Centre for Democratic Transition, Institute of International Education, International Labour Organization, International Organization for Migration, International Red Cross, Regional Environmental Center for Central and Eastern Europe, Danube Commission and others.
Since 1989, Hungary's top foreign policy goal has been achieving integration into Western economic and security organisations. Hungary joined the Partnership for Peace programme in 1994 and has actively supported the IFOR and SFOR missions in Bosnia. Hungary since 1989 has also improved its often frosty neighbourly relations by signing basic treaties with Romania, Slovakia, and Ukraine. These renounce all outstanding territorial claims and lay the foundation for constructive relations. However, the issue of ethnic Hungarian minority rights in Romania, Slovakia, and Serbia periodically cause bilateral tensions to flare up. Since 2017, the relations with Ukraine rapidly deteriorated over the issue of the Hungarian minority in Ukraine. Since 1989, Hungary has signed all of the OSCE documents, and served as the OSCE's Chairman-in-Office in 1997. Historically, Hungary has had particularly friendly relations with Poland; this special relationship was recognised by the parliaments of both countries in 2007 with the joint declaration of March 23 as "The Day of Polish-Hungarian Friendship".
Military
The President holds the title of commander-in-chief of the nation's armed forces. The Ministry of Defence jointly with Chief of staff administers the armed forces, including the Hungarian Ground Force and the Hungarian Air Force. Since 2007, the Hungarian Armed Forces has been under a unified command structure. The Ministry of Defence maintains political and civil control over the army. A subordinate Joint Forces Command coordinates and commands the HDF. In 2016, the armed forces had 31,080 personnel on active duty, the operative reserve brought the total number of troops to fifty thousand. In 2016, it was planned that military spending the following year would be $1.21 billion, about 0.94% of the country's GDP, well below the NATO target of 2%. In 2012, the government adopted a resolution in which it pledged to increase defence spending to 1.4% of GDP by 2022.
Military service is voluntary, though conscription may occur in wartime. In a significant move for modernisation, Hungary decided in 2001 to buy 14 JAS 39 Gripen fighter aircraft for about 800 million EUR. Hungarian National Cyber Security Center was re-organised in 2016 in order to become more efficient through cyber security.
In 2016, the Hungarian military had about 700 troops stationed in foreign countries as part of international peacekeeping forces, including 100 HDF troops in the NATO-led ISAF force in Afghanistan, 210 Hungarian soldiers in Kosovo under command of KFOR, and 160 troops in Bosnia and Herzegovina. Hungary sent a 300-strong logistics unit to Iraq in order to help the US occupation with armed transport convoys, though public opinion opposed the country's participation in the war.
Economy
Hungary is an OECD high-income mixed economy with very high human development index and skilled labour force with the 16th lowest income inequality in the world. Furthermore, it is the 9th most complex economy according to the Economic Complexity Index. The Hungarian is the 57th-largest economy in the world (out of 188 countries measured by IMF) with $265.037 billion output, and ranks 49th in the world in terms of GDP per capita measured by purchasing power parity. Hungary is an export-oriented market economy with a heavy emphasis on foreign trade, thus the country is the 36th largest export economy in the world. The country has more than $100 billion export in 2015 with high, $9.003 billion trade surplus, of which 79% went to the EU and 21% was extra-EU trade. Hungary has a more than 80% privately owned economy with 39,1% overall taxation, which provides the basis for the country's welfare economy. On the expenditure side, household consumption is the main component of GDP and accounts for 50 percent of its total use, followed by gross fixed capital formation with 22 percent and government expenditure with 20 percent. Hungary continues to be one of the leading nations for attracting foreign direct investment in Central and Eastern Europe, the inward FDI in the country was $119.8 billion in 2015, while Hungary invests more than $50 billion abroad. , the key trading partners of Hungary were Germany, Austria, Romania, Slovakia, France, Italy, Poland and Czech Republic. Major industries include food processing, pharmaceuticals, motor vehicles, information technology, chemicals, metallurgy, machinery, electrical goods, and tourism (in 2014 Hungary welcomed 12.1 million international tourists).
Hungary is the largest electronics producer in Central and Eastern Europe. Electronics manufacturing and research are among the main drivers of innovation and economic growth in the country. In the past 20 years Hungary has also grown into a major centre for mobile technology, information security, and related hardware research.
The employment rate in the economy was 68.3% in 2017, the employment structure shows the characteristics of post-industrial economies, 63.2% of employed workforce work in service sector, the industry contributed by 29.7%, while agriculture with 7.1%. Unemployment rate was 4.1% in 2017 September, down from 11% during the financial crisis of 2007–2008.
Hungary is part of the European single market which represents more than 508 million consumers. Several domestic commercial policies are determined by agreements among European Union members and by EU legislation.
Large Hungarian companies are included in the BUX, the Hungarian stock market index listed on Budapest Stock Exchange. Well-known companies include the Fortune Global 500 firm MOL Group, the OTP Bank, Gedeon Richter Plc., Magyar Telekom, CIG Pannonia, FHB Bank, Zwack Unicum and more. Besides this Hungary has a large portion of specialised small and medium enterprise, for example a significant number of automotive suppliers and technology start ups among others.
Budapest is the financial and business capital of Hungary. The capital is a significant economic hub, classified as an Alpha – world city in the study by the Globalization and World Cities Research Network and it is the second fastest-developing urban economy in Europe as GDP per capita in the city increased by 2.4 per cent and employment by 4.7 per cent compared to the previous year in 2014. On the national level, Budapest is the primate city of Hungary regarding business and economy, accounting for 39% of the national income, the city has a gross metropolitan product more than $100 billion in 2015, making it one of the largest regional economies in the European Union. Budapest is also among the Top 100 GDP performing cities in the world, measured by PricewaterhouseCoopers and in a global city competitiveness ranking by EIU, Budapest stands before Tel Aviv, Lisbon, Moscow and Johannesburg among others. Furthermore, Hungary's corporate tax rate is only 9%, which is relatively low for EU states.
Hungary maintains its own currency, the Hungarian forint (HUF), although the economy fulfills the Maastricht criteria with the exception of public debt, but it is also significantly below the EU average with the level of 75.3% in 2015. The Hungarian National Bank—founded in 1924, after the dissolution of Austro-Hungarian Empire—is currently focusing on price stability with an inflation target of 3%.
Science and technology
Hungary's achievements in science and technology have been significant, and research and development efforts form an integral part of the country's economy. Hungary spent 1.4% of its gross domestic product (GDP) on civil research and development in 2015, which is the 25th highest ratio in the world. Hungary ranks 32nd among the most innovative countries in the Bloomberg Innovation Index, standing before Hong Kong, Iceland or Malta. Hungary was ranked 35th in the Global Innovation Index in 2020, down from 33rd in 2019. In 2014, Hungary counted 2,651 full-time equivalent researchers per million inhabitants, steadily increasing from 2,131 in 2010 and compares with 3,984 in the US or 4,380 in Germany. Hungary's high technology industry has benefited from both the country's skilled workforce and the strong presence of foreign high-tech firms and research centres. Hungary also has one of the highest rates of filed patents, the sixth highest ratio of high-tech and medium high-tech output in the total industrial output, the 12th highest research FDI inflow, placed 14th in research talent in business enterprise and has the 17th best overall innovation efficiency ratio in the world.
The key actor of research and development in Hungary is the National Research, Development and Innovation Office (NRDI Office), which is a national strategic and funding agency for scientific research, development and innovation, the primary source of advice on RDI policy for the Hungarian Government, and the primary RDI funding agency. Its role is to develop RDI policy and ensure that Hungary adequately invest in RDI by funding excellent research and supporting innovation to increase competitiveness and to prepare the RDI strategy of the Hungarian Government, to handle the National Research, Development and Innovation Fund, and represents the Hungarian Government and a Hungarian RDI community in international organisations.
Scientific research in the country is supported partly by industry and partly by the state, through the network of Hungarian universities and by scientific state-institutions such as Hungarian Academy of Sciences. Hungary has been the home of some of the most prominent researchers in various scientific disciplines, notably physics, mathematics, chemistry and engineering. As of 2018, twelve Hungarian scientists have been recipients of a Nobel Prize. Until 2012 three individuals: Csoma, János Bolyai and Tihanyi were included in the UNESCO Memory of the world register as well as the collective contributions: Tabula Hungariae and Bibliotheca Corviniana. Contemporary, internationally well-known Hungarian scientists include mathematician László Lovász, physicist Albert-László Barabási, physicist Ferenc Krausz, and biochemist Árpád Pusztai. Hungary is famous for its excellent mathematics education which has trained numerous outstanding scientists. Famous Hungarian mathematicians include father Farkas Bolyai and son János Bolyai, who was one of the founders of non-Euclidean geometry; Paul Erdős, famed for publishing in over forty languages and whose Erdős numbers are still tracked, and John von Neumann, a key contributor in the fields of quantum mechanics and game theory, a pioneer of digital computing, and the chief mathematician in the Manhattan Project. Notable Hungarian inventions include the lead dioxide match (János Irinyi), a type of carburetor (Donát Bánki, János Csonka), the electric (AC) train engine and generator (Kálmán Kandó), holography (Dennis Gabor), the Kalman filter (Rudolf E. Kálmán), and Rubik's Cube (Ernő Rubik).
Transport
Hungary has a highly developed road, railway, air, and water transport system. Budapest, the capital, serves as an important hub for the Hungarian railway system (MÁV). The capital is served by three large train stations called Keleti (Eastern), Nyugati (Western), and Déli (Southern) pályaudvars (terminuses). Szolnok is the most important railway hub outside Budapest, while Tiszai Railway Station in Miskolc and the main stations of Szombathely, Győr, Szeged, and Székesfehérvár are also key to the network.
Budapest, Debrecen, Miskolc, and Szeged have tram networks. The Budapest Metro is the second-oldest underground metro system in the world; its Line 1 dates from 1896. The system consists of four lines. A commuter rail system, HÉV, operates in the Budapest metropolitan area.
Hungary has a total length of approximately motorways (). Motorway sections are being added to the existing network, which already connects many major economically important cities to the capital.
The most important port is Budapest. Other important ones include Dunaújváros and Baja.
There are five international airports in Hungary: Budapest Liszt Ferenc (informally called "Ferihegy"), Debrecen, Hévíz–Balaton (also called Sármellék Airport), Győr-Pér, and Pécs-Pogány, but only two of these (Budapest and Debrecen) receive scheduled flights. The national carrier, MALÉV, operated flights to over 60, mostly European cities, but ceased operations in 2012. Low-budget airline WizzAir is based in Hungary, at Ferihegy.
Demographics
Hungary's population was 9,937,628 according to the 2011 census, making it the fifth most populous country in Central and Eastern Europe and medium-sized member state of the European Union. Population density stands at 107 inhabitants per square kilometre, which is about two times higher than the world average. More than one quarter of the population lived in the Budapest metropolitan area, 6,903,858 people (69.5%) in cities and towns overall.
Like most other European countries, Hungary is experiencing sub-replacement fertility; its estimated total fertility rate of 1.43 children per woman is well below the replacement rate of 2.1, albeit higher than its nadir of 1.28 in 1999, and remains considerably below the high of 5.59 children born per woman in 1884. As a result, its population has been gradually declining and rapidly ageing. In 2011, the conservative government began a programme to increase the birth rate with a focus on ethnic Magyars by reinstating 3 year maternity leave as well as boosting part-time jobs. The fertility rate has gradually increased from 1.27 children born/woman in 2011. The natural decrease in the first 10 months of 2016 was only 25,828 which was 8,162 less than the corresponding period in 2015. In 2015, 47.9% of births were to unmarried women. Hungary has one of the oldest populations in the world, with the average age of 42.7 years. Life expectancy was 71.96 years for men and 79.62 years for women in 2015, growing continuously since the fall of Communism.
Hungary recognises two sizeable minority groups, designated as "national minorities" because their ancestors have lived in their respective regions for centuries in Hungary: a German community of about 130,000 that lives throughout the country, and a Romani minority numerous around 300,000 that mainly resides in the northern part of the country. Some studies indicate a considerably larger number of Romani in Hungary (876,000 people – c. 9% of the population.). According to the 2011 census, there were 8,314,029 (83.7%) ethnic Hungarians, 308,957 (3.1%) Romani, 131,951 (1.3%) Germans, 29,647 (0.3%) Slovaks, 26,345 (0.3%) Romanians, and 23,561 (0.2%) Croats in Hungary; 1,455,883 people (14.7% of the total population) did not declare their ethnicity. Thus, Hungarians made up more than 90% of people who declared their ethnicity. In Hungary, people can declare more than one ethnicity, so the sum of ethnicities is higher than the total population.
Today, approximately 5 million Hungarians live outside Hungary.
Urbanisation
Hungary has 3,152 localities as of 15 July 2013. 346 towns (Hungarian term: város, plural: városok; the terminology doesn't distinguish between cities and towns – the term town is used in official translations) and 2,806 villages (Hungarian: község, plural: községek). The number of towns can change, since villages can be elevated to town status by act of the President. The capital Budapest has a special status and is not included in any county while 23 of the towns are so-called urban counties (megyei jogú város – town with county rights). All county seats except Budapest are urban counties.
Four of the cities (Budapest, Miskolc, Győr, and Pécs) have agglomerations, and the Hungarian Statistical Office distinguishes seventeen other areas in earlier stages of agglomeration development.
The largest city is the capital, Budapest, while the smallest town is Pálháza with 1,038 inhabitants in 2010. The largest village is Solymár with a population of 10,123 as of 2010. There are more than 100 villages with fewer than 100 inhabitants while the smallest villages have fewer than 20 inhabitants.
Languages
Hungarian is the official and predominant spoken language in Hungary. Hungarian is the 13th most widely spoken first language in Europe with around 13 million native speakers and it is one of 24 official and working languages of the European Union. Outside Hungary it is also spoken by communities of Hungarian people in neighbouring countries and by Hungarian diaspora communities worldwide. According to the 2011 census, 9,896,333 people (99.6%) speak Hungarian in Hungary, of whom 9,827,875 people (99%) speak it as a first language, while 68,458 people (0.7%) speak it as a second language. English (1,589,180 speakers, 16.0%), and German (1,111,997 speakers, 11.2%) are the most widely spoken foreign languages, while there are several recognised minority languages in Hungary (Armenian, Bulgarian, Croatian, German, Greek, Romanian, Romani, Rusyn, Serbian, Slovak, Slovenian, and Ukrainian).
Hungarian (Magyar) is a member of the Uralic language family, unrelated to any neighbouring language and distantly related to Finnish and Estonian. It is the largest of the Uralic languages in terms of the number of speakers and the only one spoken in Central Europe. There are sizeable populations of Hungarian speakers in Romania, the Czech Republic, Slovakia, the former Yugoslavia, Ukraine, Israel, and the U.S. Smaller groups of Hungarian speakers live in Canada, Slovenia, and Austria, but also in Australia, Brazil, Argentina, Mexico, Venezuela, and Chile. Standard Hungarian is based on the variety spoken in the capital of Budapest. Although the use of the standard dialect is enforced, Hungarian has a number of urban and rural dialects.
Religion
Hungary is a historically Christian country. Hungarian historiography identifies the foundation of the Hungarian state with Stephen I's baptism and coronation with the Holy Crown in A.D. 1000. Stephen promulgated Catholicism as the state religion, and his successors were traditionally known as the Apostolic Kings. The Catholic Church in Hungary remained strong through the centuries, and the Archbishop of Esztergom was granted extraordinary temporal privileges as prince-primate (hercegprímás) of Hungary.
Although contemporary Hungary has no official religion and recognises freedom of religion as a fundamental right, the Hungarian constitution "recognises Christianity's nation-building role" in its preamble and in Article VII affirms that "the state may cooperate with the churches for community goals."
The 2011 census showed that the majority of Hungarians were Christians (54.2%), with Roman Catholics (római katolikusok) (37.1%) and Hungarian Reformed Calvinists (reformátusok) (11.1%) making up the bulk of these alongside Lutherans (evangélikusok) (2.2%), Greek Catholics (1.8%), and other Christians (1.3%). Jewish (0.1%), Buddhist (0.1%) and Muslim (0.06%) communities are in the minority. 27.2% of the population did not declare a religious affiliation while 16.7% declared themselves explicitly irreligious, another 1.5% atheist.
During the initial stages of the Protestant Reformation, most Hungarians adopted first Lutheranism and then Calvinism in the form of the Hungarian Reformed Church. In the second half of the 16th century, the Jesuits led a Counterreformation campaign and the population once again became predominantly Catholic. This campaign was only partially successful, however, and the (mainly Reformed) Hungarian nobility were able to secure freedom of worship for Protestants. In practice, this meant cuius regio, eius religio; thus, most individual localities in Hungary are still identifiable as historically Catholic, Lutheran, or Reformed. The country's eastern regions, especially around Debrecen (the "Calvinist Rome"), remain almost completely Reformed, a trait they share with historically contiguous ethnically Hungarian regions across the Romanian border.
Orthodox Christianity in Hungary is associated with the country's ethnic minorities: Armenians, Bulgarians, Greeks, Romanians, Rusyns, Ukrainians, and Serbs.
Historically, Hungary was home to a significant Jewish community with a pre-World War II population of more than 800,000, but it is estimated that just over 564,000 Hungarian Jews were killed between 1941 and 1945 during the Holocaust in Hungary. Between 15 May and 9 July 1944 alone, over 434,000 Jews were deported on 147 trains, most of them to Auschwitz, where about 80 percent were gassed on arrival. Some Jews were able to escape, but most were either deported to concentration camps, where they were killed or murdered in Hungary by Arrow Cross members. From over 800,000 Jews living within Hungary's borders in 1941–1944, about 255,500 are thought to have survived. There are about 120,000 Jews in Hungary today.
Education
Education in Hungary is predominantly public, run by the Ministry of Education. Preschool-kindergarten education is compulsory and provided for all children between three and six years old, after which school attendance is also compulsory until the age of sixteen. Primary education usually lasts for eight years. Secondary education includes three traditional types of schools focused on different academic levels: the Gymnasium enrolls the most gifted children and prepares students for university studies; the secondary vocational schools for intermediate students lasts four years and the technical school prepares pupils for vocational education and the world of work. The system is partly flexible and bridges exist, graduates from a vocational school can achieve a two years programme to have access to vocational higher education for instance. The Trends in International Mathematics and Science Study (TIMSS) rated 13–14-year-old pupils in Hungary among the bests in the world for maths and science.
Most of the Hungarian universities are public institutions, and students traditionally study without fee payment. The general requirement for university is the Matura. The Hungarian public higher education system includes universities and other higher education institutes, that provide both education curricula and related degrees up to doctoral degree and also contribute to research activities. Health insurance for students is free until the end of their studies. English and German language are important in Hungarian higher education, there are a number of degree programmes that are taught in these languages, which attracts thousands of exchange students every year. Hungary's higher education and training has been ranked 44 out of 148 countries in the Global Competitiveness Report 2014.
Hungary has a long tradition of higher education reflecting the existence of established knowledge economy. The established universities in Hungary include some of the oldest in the world, the first was the University of Pécs founded in 1367 which is still functioning, although, in the year 1276, the university of Veszprém was destroyed by the troops of Peter Csák, but it was never rebuilt. Sigismund established Óbuda University in 1395. Another, Universitas Istropolitana, was established 1465 in Pozsony by Mattias Corvinus.
Nagyszombat University was founded in 1635 and moved to Buda in 1777 and it is called Eötvös Loránd University today. The world's first institute of technology was founded in Selmecbánya, the Kingdom of Hungary in 1735, its legal successor is the University of Miskolc. The Budapest University of Technology and Economics is considered the oldest institute of technology in the world with university rank and structure, its legal predecessor the Institutum Geometrico-Hydrotechnicum was founded in 1782 by Emperor Joseph II.
Hungary ranks fourth (above neighbour Romania, and after China, the United States and Russia) in the all-time medal count at the International Mathematical Olympiad with 336 total medals, dating back to 1959.
Health
Hungary maintains a universal health care system largely financed by government national health insurance. According to the OECD, 100% of the population is covered by universal health insurance, which is absolutely free for children, students, pensioners, people with low income, handicapped people, and church employees. Hungary spends 7.2% of GDP on healthcare, spending $2,045 per capita, of which $1,365 is provided by the government.
Hungary is one of the main destinations of medical tourism in Europe, particularly in dental tourism, in which its share is 42% in Europe and 21% worldwide. Plastic surgery is also a key sector, with 30% of the clients coming from abroad. Hungary is well known for its spa culture and is home to numerous medicinal spas, which attract "spa tourism".
In common with developed countries, cardiovascular disease is a leading cause of mortality, accounting for 49.4% (62,979) of all deaths in 2013. However, this number peaked in 1985 with 79,355 deaths, and has been declining continuously since the fall of Communism. The second leading cause of death is cancer with 33,274 (26.2%), which has been stagnant since the 1990s. Deaths from accidents dropped from 8,760 in 1990 to 3,654 in 2013; the number of suicides has declined precipitously from 4,911 in 1983 to 2,093 in 2013 (21.1 per 100,000 people), the lowest since 1956. There are considerable health disparities between the western and eastern parts of Hungary; heart disease, hypertension, stroke, and suicide is prevalent in the mostly agricultural and low-income Great Plain region in the east, but infrequent in the high-income, middle class areas of Western Transdanubia and Central Hungary.
Smoking is a leading cause of death in the country, although it is in steep decline: The proportion of adult smokers declined to 19% in 2013 from 28% in 2012, owing to strict regulations such as a nationwide smoking ban in every indoor public place and the limiting of tobacco sales to state-controlled "National Tobacco Shops".
Hungary ranks as the 17th safest country in the world, with a homicide rate of 1.3 per 100,000 people.
Culture
Architecture
Hungary is home to the largest synagogue in Europe (Great Synagogue), built in 1859 in Moorish Revival style with a capacity of 3,000 people, the largest medicinal bath in Europe (Széchenyi Medicinal Bath), completed in 1913 in Modern Renaissance Style and located in the Budapest city park, the biggest building in Hungary with its length (the Parliament building), one of the largest basilicas in Europe (Esztergom Basilica), the second-largest territorial abbey in the world (Pannonhalma Archabbey), and the largest early Christian necropolis outside Italy (Pécs).
Notable architectural styles in Hungary include Historicism and Art Nouveau, or rather several variants of Art Nouveau. In contrast to Historicism, Hungarian Art Nouveau is based on national architectural characteristics. Taking the eastern origins of the Hungarians into account, Ödön Lechner (1845–1914), the most important figure in Hungarian Art Nouveau was initially inspired by Indian and Syrian architecture, and later by traditional Hungarian decorative designs. In this way, he created an original synthesis of architectural styles. By applying them to three-dimensional architectural elements, he produced a version of Art Nouveau that was specific to Hungary.
Turning away from the style of Lechner, yet taking inspiration from his approach, the group of "Young People" (Fiatalok), which included Károly Kós and Dezsö Zrumeczky, were to use the characteristic structures and forms of traditional Hungarian architecture to achieve the same end.
Besides the two principal styles, Budapest also displays local versions of trends originating from other European countries. The Sezession from Vienna, the German Jugendstil, Art Nouveau from Belgium and France, and the influence of English and Finnish architecture are all reflected in the buildings constructed at the turn of the 20th century. Béla Lajta initially adopted Lechner's style, subsequently drawing his inspiration from English and Finnish trends; after developing an interest in the Egyptian style, he finally arrived at modern architecture. Aladár Árkay took almost the same route. István Medgyaszay developed his own style, which differed from Lechner's, using stylised traditional motifs to create decorative designs in concrete. In the sphere of applied arts, those chiefly responsible for promoting the spread of Art Nouveau were the School and Museum of Decorative Arts, which opened in 1896.
Foreigners have unexpectedly "discovered" that a significantly large portion of the citizens lives in old and architecturally valuable buildings. In the Budapest downtown area almost all the buildings are about one hundred years old, with thick walls, high ceilings, and motifs on the front wall.
Music
Hungarian music consists mainly of traditional Hungarian folk music and music by prominent composers such as Liszt and Bartók, considered to be among the greatest Hungarian composers. Other renowned composers are Dohnányi, Franz Schmidt, Zoltán Kodály, Gabriel von Wayditch, Rudolf Wagner-Régeny, László Lajtha, Franz Lehár, Imre Kálmán, Sándor Veress and Rózsa. Hungarian traditional music tends to have a strong dactylic rhythm, as the language is invariably stressed on the first syllable of each word.
Hungary has renowned composers of contemporary classical music, György Ligeti, György Kurtág, Péter Eötvös, Zoltán Kodály and Zoltán Jeney among them. One of the greatest Hungarian composers, Béla Bartók, was also among the most significant musicians of the 20th century. His music was invigorated by the themes, modes, and rhythmic patterns of the Hungarian and neighbouring folk music traditions he studied, which he synthesised with influences from his contemporaries into his own distinctive style.
Hungary has made many contributions to the fields of folk, popular and classical music. Hungarian folk music is a prominent part of the national identity and continues to play a major part in Hungarian music. Hungarian folk music has been significant in former country parts that belong – since the 1920 Treaty of Trianon – to neighbouring countries such as Romania, Slovakia, Poland and especially in southern Slovakia and Transylvania; both regions have significant numbers of Hungarians.
After the establishment of a music academy led by Ferenc Erkel and Franz Liszt Hungary produced an important number of art musicians:
Pianists: Ernő von Dohnányi, Ervin Nyiregyházi, Andor Földes, Tamás Vásáry, György Sándor, Géza Anda, Annie Fischer, György Cziffra, Edward Kilényi, Bálint Vázsonyi, András Schiff, Zoltán Kocsis, Dezső Ránki, Jenő Jandó and others.
Violists: Joseph Joachim, Leopold Auer, Jenő Hubay, Jelly d'Arányi, Joseph Szigeti, Sándor Végh, Emil Telmanyi, Ede Zathurecky, Zsigmondy, Franz von Vecsey, Zoltán Székely, Tibor Varga and newcomers Antal Szalai, Vilmos Szabadi, Kristóf Baráti (b. 79) and others.
Opera singers: Astrid Varnay, József Simándy, Júlia Várady, Júlia Hamari, Kolos Kováts (Bluebeard in Bartók's Bluebeard)
Conductors: Eugene Ormandy, George Szell, Antal Doráti, János Ferencsik, Fritz Reiner, sir Georg Solti, István Kertész, Ferenc Fricsay, Zoltán Rozsnyai, Sándor Végh, Árpád Joó, Ádám Fischer, Iván Fischer, Péter Eötvös, Zoltán Kocsis, Tamás Vásáry, Gilbert Varga and others
String Quartets: Budapest Quartet, Hungarian Quartet, Végh Quartet, Takács Quartet, Kodály Quartet, Éder Quartet, Festetics Quartet,
Broughton claims that Hungary's "infectious sound has been surprisingly influential on neighboring countries (thanks perhaps to the common Austro-Hungarian history) and it's not uncommon to hear Hungarian-sounding tunes in Romania, Slovakia and Poland". It is also strong in the Szabolcs-Szatmár area and in the southwest part of Transdanubia, near the border with Croatia. The Busójárás carnival in Mohács is a major Hungarian folk music event, formerly featuring the long-established and well-regarded Bogyiszló orchestra.
Hungarian classical music has long been an "experiment, made from Hungarian antecedents and on Hungarian soil, to create a conscious musical culture [using the] musical world of the folk song". Although the Hungarian upper class has long had cultural and political connections with the rest of Europe, leading to an influx of European musical ideas, the rural peasants maintained their own traditions such that by the end of the 19th-century Hungarian composers could draw on rural peasant music to (re)create a Hungarian classical style. For example, Bartók collected folk songs from across Central and Eastern Europe, including Romania and Slovakia, while Kodály was more interested in creating a distinctively Hungarian musical style.
During the era of communist rule in Hungary (1944–1989), a Song Committee scoured and censored popular music for traces of subversion and ideological impurity. Since then, however, the Hungarian music industry has begun to recover, producing successful performers in the fields of jazz such as trumpeter Rudolf Tomsits, pianist-composer Károly Binder and, in a modernised form of Hungarian folk, Ferenc Sebő and Márta Sebestyén. The three giants of Hungarian rock, Illés, Metró and Omega, remain very popular, especially Omega, which has followings in Germany and beyond as well as in Hungary. Older veteran underground bands such as Beatrice, from the 1980s, also remain popular.
Literature
In the earliest times, Hungarian language was written in a runic-like script (although it was not used for literature purposes in the modern interpretation). The country switched to the Latin alphabet after being Christianised under the reign of Stephen I of Hungary (1000–1038).
The oldest remained written record in Hungarian language is a fragment in the Establishing charter of the abbey of Tihany (1055) which contains several Hungarian terms, among them the words feheruuaru rea meneh hodu utu rea, "up the military road to Fehérvár" The rest of the document was written in Latin.
The oldest remaining complete text in Hungarian language is the Funeral Sermon and Prayer (Halotti beszéd és könyörgés) (1192–1195), a translation of a Latin sermon.
The oldest remaining poem in Hungarian is the Old Hungarian Laments of Mary (Ómagyar Mária-siralom), also a (not very strict) translation from Latin, from the 13th century. It is also the oldest surviving Uralic poem.
Among the first chronicles about Hungarian history were Gesta Hungarorum ("Deeds of the Hungarians") by the unknown author usually called Anonymus, and Gesta Hunnorum et Hungarorum ("Deeds of the Huns and the Hungarians") by Simon Kézai. Both are in Latin. These chronicles mix history with legends, so historically they are not always authentic. Another chronicle is the Képes krónika (Illustrated Chronicle), which was written for Louis the Great.
Renaissance literature flourished under the reign of King Matthias (1458–1490). Janus Pannonius, although he wrote in Latin, counts as one of the most important persons in Hungarian literature, being the only significant Hungarian Humanist poet of the period. The first printing house was also founded during Matthias' reign, by András Hess, in Buda. The first book printed in Hungary was the Chronica Hungarorum.
The most important poets of the period was Bálint Balassi (1554–1594) and Miklós Zrínyi (1620–1664).
Balassi's poetry shows medieval influences, his poems can be divided into three sections: love poems, war poems and religious poems. Zrínyi's most significant work, the epic Szigeti veszedelem ("Peril of Sziget", written in 1648/49) is written in a fashion similar to the Iliad, and recounts the heroic Battle of Szigetvár, where his great-grandfather died while defending the castle of Szigetvár.
Among the religious literary works the most important is the Bible translation by Gáspár Károli (The second Hungarian Bible translation in the history), the Protestant pastor of Gönc, in 1590. The translation is called the Bible of Vizsoly, after the town where it was first published. (See Bible translations into Hungarian for more details.)
The Hungarian enlightenment took place about fifty years after the French Enlightenment. The first enlightened writers were Maria Theresia's bodyguards (György Bessenyei, János Batsányi and others). The greatest poets of the time were Mihály Csokonai Vitéz and Dániel Berzsenyi.
The greatest figure of the language reform was Ferenc Kazinczy. The Hungarian language became feasible for all type of scientific explanations from this time, and furthermore, many new words were coined for describing new inventions.
Hungarian literature has recently gained some renown outside the borders of Hungary (mostly through translations into German, French and English). Some modern Hungarian authors have become increasingly popular in Germany and Italy especially Sándor Márai, Péter Esterházy, Péter Nádas and Imre Kertész. The latter is a contemporary Jewish writer who survived the Holocaust and won the Nobel Prize for literature in 2002.
The older classics of Hungarian literature and Hungarian poetry have remained almost totally unknown outside Hungary. János Arany, a famous 19th-century Hungarian poet, is still much loved in Hungary (especially his collection of Ballads), among several other "true classics" like Sándor Petőfi, the poet of the Revolution of 1848, Endre Ady, Mihály Babits, Dezső Kosztolányi, Attila József, Miklós Radnóti and János Pilinszky. Other well-known Hungarian authors are Mór Jókai. Frigyes Karinthy, László Krasznahorkai, Ferenc Móra, Géza Gárdonyi, Zsigmond Móricz, Ephraim Kishon, Géza Gárdonyi, Arthur Koestler, Ferenc Molnár, Elie Wiesel, Kálmán Mikszáth, Gyula Illyés, Miklós Szentkuthy, Magda Szabó and Stephen Vizinczey.
Cuisine
Traditional dishes such as the world-famous Goulash (gulyás stew or gulyás soup) feature prominently in Hungarian cuisine. Dishes are often flavoured with paprika (ground red peppers), a Hungarian innovation. The paprika powder, obtained from a special type of pepper, is one of the most common spices used in typical Hungarian cuisine. Thick, heavy Hungarian sour cream called tejföl is often used to soften the dishes' flavour. The famous Hungarian hot river fish soup called Fisherman's soup or halászlé is usually a rich mixture of several kinds of poached fish.
Other dishes are chicken paprikash, foie gras made of goose liver, pörkölt stew, vadas, (game stew with vegetable gravy and dumplings), trout with almonds and salty and sweet dumplings, like túrós csusza, (dumplings with fresh quark cheese and thick sour cream). Desserts include the iconic Dobos Cake, strudels (rétes), filled with apple, cherry, poppy seed or cheese, Gundel pancake, plum dumplings (szilvás gombóc), somlói dumplings, dessert soups like chilled sour cherry soup and sweet chestnut puree, gesztenyepüré (cooked chestnuts mashed with sugar and rum and split into crumbs, topped with whipped cream). Perec and kifli are widely popular pastries.
The csárda is the most distinctive type of Hungarian inn, an old-style tavern offering traditional cuisine and beverages. Borozó usually denotes a cosy old-fashioned wine tavern, pince is a beer or wine cellar and a söröző is a pub offering draught beer and sometimes meals. The bisztró is an inexpensive restaurant often with self-service. The büfé is the cheapest place, although one may have to eat standing at a counter. Pastries, cakes and coffee are served at the confectionery called cukrászda, while an eszpresszó is a café.
Pálinka is a fruit brandy, distilled from fruit grown in the orchards situated on the Great Hungarian Plain. It is a spirit native to Hungary and comes in a variety of flavours including apricot (barack) and cherry (cseresznye). However, plum (szilva) is the most popular flavour. Beer goes well with many traditional Hungarian dishes. The five main Hungarian beer brands are: Borsodi, Soproni, Arany Ászok, Kõbányai, and Dreher. In Hungary, people traditionally do not clink their glasses or mugs when drinking beer. There is an urban legend in Hungarian culture that Austrian generals clinked their beer glasses to celebrate the execution of the 13 Martyrs of Arad in 1849. Many people still follow the tradition, although younger people often disavow it, citing that the vow was only meant to last 150 years.
Wine: As Hugh Johnson says in The History of Wine, the territory of Hungary is ideal for wine-making and the country can be divided to six wine regions: North-Transdanubia, Lake Balaton, South-Pannónia, Duna-region or Alföld, Upper-Hungary and Tokaj-Hegyalja. The Romans brought vines to Pannonia, and by the 5th century AD, there are records of extensive vineyards in what is now Hungary. The Hungarians brought their wine-making knowledge from the East. According to Ibn Rustah, the Hungarian tribes were familiar with wine-making long time before the Hungarian conquest of the Carpathian Basin.
Hungarian wine regions offer a great variety of styles: the main products of the country are elegant and full-bodied dry whites with good acidity, although complex sweet whites (Tokaj), elegant (Eger) and full-bodied robust reds (Villány and Szekszárd). The main varieties are: Olaszrizling, Hárslevelű, Furmint, Pinot gris or Szürkebarát, Chardonnay (whites), Kékfrankos (or Blaufrankisch in German), Kadarka, Portugieser, Zweigelt, Cabernet sauvignon, Cabernet franc and Merlot. The most famous wines from Hungary are Tokaji Aszú and Egri Bikavér. Tokaji, meaning "of Tokaj", or "from Tokaj" in Hungarian, is used to label wines from the wine region of Tokaj-Hegyalja. Tokaji wine has received accolades from numerous great writers and composers including Beethoven, Liszt, Schubert and Goethe; Joseph Haydn's favourite wine was a Tokaji. Louis XV and Frederick the Great tried to outdo one another when they entertained guests with Tokaji. Napoleon III, the last Emperor of France, ordered 30–40 barrels of Tokaji at the French Royal Court every year. Gustav III, King of Sweden, loved Tokaji. In Russia, customers included Peter the Great and Empress Elizabeth, while Catherine the Great actually established a Russian garrison in the town of Tokaj with the aim of assuring regular wine deliveries to St. Petersburg.
For over 150 years, a blend of forty Hungarian herbs has been used to create the liqueur Unicum. Unicum is a bitter, dark-coloured liqueur that can be drunk as an apéritif or after a meal, thus helping the digestion.
Recreation
Hungary is a land of thermal water. A passion for spa culture and Hungarian history have been connected from the very beginning. Hungarian spas feature Roman, Greek, Turkish, and northern country architectural elements.
Because of an advantageous geographical location, good quality thermal water can be found in great quantities on over 80% of Hungary's territory. Approximately 1,500 thermal springs can be found in Hungary (more than 100 just in the Capital area). There are approximately 450 public baths in Hungary.
The Romans heralded the first age of spas in Hungary. The remains of their bath complexes are still to be seen in Óbuda. Spa culture was revived during the Turkish Invasion and the thermal springs of Buda were used for the construction of a number of bathhouses, some of which such as (Király Baths, Rudas Baths) are still functioning.
In the 19th century, the advancement in deep drilling and medical science provided the springboard for a further leap in bathing culture. Grand spas such as Gellért Baths, Lukács Baths, Margaret Island, and Széchenyi Medicinal Bath are a reflection of this resurgence in popularity. The Széchenyi Thermal Bath is the largest spa complex in Europe and it was the first thermal bath built in the Pest side of Budapest. This building is a noted example of modern Renaissance style. Located on the Buda side of Budapest, the Gellért spa is the most famous and luxurious thermal complex of the capital city.
Folk art
Ugrós (Jumping dances) are old-style dances dating back to the Middle Ages.
Solo or couple dances accompanied by old-style music, shepherd and other solo man's dances from Transylvania, and marching dances along with remnants of medieval weapon dances belong in this group.
Karikázó is a circle dance performed by women only accompanied by the singing of folk songs.
Csárdás are new style dances developed in the 18–19th centuries. Csárdás is the Hungarian name for the national dances, with Hungarian embroidered costumes and energetic music. From the men's intricate boot slapping dances to the ancient women's circle dances, Csárdás demonstrates the infectious exuberance of the Hungarian folk dancing still celebrated in the villages.
Verbunkos is a solo man's dance evolved from the recruiting performances of the Austro-Hungarian army.
The Legényes is a men's solo dance done by the ethnic Hungarian people living in the Kalotaszeg region of Transylvania. Although usually danced by young men, it can be also danced by older men. The dance is generally performed freestyle by one dancer at a time in front of a band. Women participate in the dance by standing in lines to the side and singing or shouting verses while the men dance. Each man performs a number of points (dance phrases), typically four to eight without repetition. Each point consists of four parts, each lasting four counts. The first part is usually the same for everyone (there are only a few variations).
It was in the beginning of the 18th-century that the present style of Hungarian folk art took shape, incorporating both Renaissance and Baroque elements, depending on the area, as well as Persian Sassanide influences. Flowers and leaves, sometimes a bird or a spiral ornament, are the principal decorative themes. The most frequent ornament is a flower with a centrepiece resembling the eye of a peacock's feather.
Nearly all the manifestations of folk art practiced elsewhere in Europe also flourished among the Magyar peasantry at one time or another, their ceramics and textile being the most highly developed of all.
The finest achievements in their textile arts are the embroideries which vary from region to region. Those of Kalotaszeg in Transylvania are charming products of Oriental design, sewn chiefly in a single colour – red, blue, or black. Soft in line, the embroideries are applied on altar cloths, pillowcases, and sheets.
In Hungary proper, Sárköz in Transdanubia and the Matyóföld in the Great Hungarian Plain produce the finest embroideries. In the Sárköz region the women's caps show black and white designs as delicate as lace and give evidence of the people's wonderfully subtle artistic feeling. The embroidery motifs applied to women's wear have also been transposed to tablecloths and runners suitable for modern use as wall decorations.
These vessels, made of black clay, reflect more than three hundred years of traditional Transdanubian folk patterns and shapes. No two are precisely alike, since all work is done by hand, including both the shaping and the decorating. The imprints are made by the thumb or a finger of the ceramist who makes the piece.
Porcelain
Founded in 1826, Herend Porcelain is one of the world's largest ceramic factories, specialising in luxury hand painted and gilded porcelain. In the mid-19th century, it was purveyor to the Habsburg Dynasty and aristocratic customers throughout Europe. Many of its classic patterns are still in production. After the fall of communism in Hungary, the factory was privatised and is now 75% owned by its management and workers, exporting to over 60 countries of the world.
Zsolnay Porcelain Manufacture is a Hungarian manufacturer of porcelain, pottery, ceramics, tiles and stoneware. The company introduced the eosin glazing process and pyrogranite ceramics.
The Zsolnay factory was established by Miklós Zsolnay in Pécs, Hungary, to produce stoneware and ceramics in 1853. In 1863, his son, Vilmos Zsolnay (1828–1900) joined the company and became its manager and director after several years. He led the factory to worldwide recognition by demonstrating its innovative products at world fairs and international exhibitions, including the 1873 World Fair in Vienna, then at the 1878 World Fair in Paris, where Zsolnay received a Grand Prix.
Sport
Hungarian athletes have been successful contenders in the Olympic Games, only ten countries have won more Olympic medals than Hungary, with a total of 498 medals ranking eighth in an all-time Olympic Games medal count. Hungary has the third-highest number of Olympic medals per capita and second-highest number of gold medals per capita in the world. Hungary has historically excelled in Olympic water sports. In water polo the Hungarian team is the leading medal winner by a significant margin and in swimming Hungarian men are fourth most successful overall, while the women are eighth-most successful overall. They have also seen success in canoeing and kayaking, and are the third most successful overall.
Hungary won its first gold medal in Winter Olympics in 2018 in men's short track speed skating with a team of four: Csaba Burján, Sándor Liu, Shaoang Liu, Viktor Knoch.
In 2015, the Assembly of the Hungarian Olympic Committee and the Assembly of Budapest decided to bid for the 2024 Summer Olympics but eventually awarded to Paris. Budapest has also lost several bids to host the games, in 1916, 1920, 1936, 1944, and 1960 to Berlin, Antwerp, London, and Rome, respectively.
Hungary hosted many global sport event in the past, among others the 1997 World Amateur Boxing Championships, 2000 World Fencing Championships, 2001 World Allround Speed Skating Championships, 2008 World Interuniversity Games, 2008 World Modern Pentathlon Championships, 2010 ITU World Championship Series, 2011 IIHF World Championship, 2013 World Fencing Championships, 2013 World Wrestling Championships, 2014 World Masters Athletics Championships, 2017 World Aquatics Championships and 2017 World Judo Championships, only in the last two decade. Besides these, Hungary was the home of many European-level tournaments, like 2006 European Aquatics Championships, 2010 European Aquatics Championships, 2013 European Judo Championships, 2013 European Karate Championships, 2017 European Rhythmic Gymnastics Championship and will be the host of 4 matches in the UEFA Euro 2020, which will be held in the 67,889-seat new multi-purpose Puskás Ferenc Stadium.
The Hungarian Grand Prix in Formula One has been held at the Hungaroring just outside Budapest, which circuit has FIA Grade 1 license. Since 1986, the race has been a round of the FIA Formula One World Championship. At the 2013 Hungarian Grand Prix, it was confirmed that Hungary will continue to host a Formula 1 race until 2021. The track was completely resurfaced for the first time in early 2016, and it was announced the Grand Prix's deal was extended for a further five years, until 2026.
Chess is also a popular and successful sport in Hungary, the Hungarian players are the 10th most powerful overall on the ranking of World Chess Federation. There are about 54 Grandmasters and 118 International Masters in Hungary, which is more than in France or United Kingdom. World top junior player is the Hungarian Richárd Rapport currently on the FIDE World Rankings, while Judit Polgár generally considered the strongest female chess player of all time. Some of the world's best sabre athletes have historically also hailed from Hungary, and in 2009, the Hungary men's national ice hockey team qualified for their first IIHF World Championship, in 2015, they qualified for their second World Championship in the top division.
Football
Hungary has won three Olympic football titles, finished runners-up in the 1938 and 1954 FIFA World Cups, and third in Euro 1964. Hungary revolutionised the sport in the 1950s, laying the tactical fundamentals of total football and dominating international football with the Aranycsapat ("Golden Team"), which included Ferenc Puskás, top goalscorer of the 20th century, to whom FIFA dedicated its newest award, the Puskás Award. The side of that era has the second all-time highest Football Elo Ranking in the world, with 2166, and one of the longest undefeated runs in football history, remaining unbeaten in 31 games spanning more than four years.
The post-golden age decades saw a gradually weakening Hungary, though recently there is renewal in all aspects. The Hungarian Children's Football Federation was founded in 2008, as youth development thrives. For the first time in Hungarian football's history, they hosted the 2010 UEFA Futsal Championship in Budapest and Debrecen, the first time the MLSZ staged a UEFA finals tournament. Also, the national teams have produced some surprise successes such as beating Euro 2004 winner Greece 3–2 and 2006 FIFA World Cup winner Italy 3–1. During UEFA Euro 2016 Hungary won Group F and were eventually defeated in the round of 16.
See also
Outline of Hungary
Index of Hungary-related articles
Notes
References
Further reading
Kontler, László: Millennium in Central Europe: A History of Hungary, Atlantisz Könyvkiadó, Budapest, 1999 (East-European Non-Fiction),
External links
Government
Official site of the Hungarian Government
Official site of the Hungarian Prime Minister
Official site of the President of Hungary
Official Hungarian Tourism website
General information
"Hungary" in the Encyclopædia Britannica
Hungary from the OECD
Hungary at the EU
Forecasts for Hungary from International Futures
Hungary from the BBC News
Hungary. The World Factbook. Central Intelligence Agency.
Statistical Profile of Hungary at the Association of Religion Data Archives
FAO Country Profiles: Hungary
Daily News Hungary
Hungary Today – The latest news about Hungary
896 establishments
Central European countries
Countries in Europe
Hungarian-speaking countries and territories
Landlocked countries
Member states of NATO
Member states of the European Union
Member states of the Union for the Mediterranean
Current member states of the United Nations
Member states of the Three Seas Initiative
Republics
States and territories established in 1000
States and territories established in 1920
States and territories established in the 890s
Christian states
Observer states of the Turkic Council |
13290 | https://en.wikipedia.org/wiki/Harold%20and%20Maude | Harold and Maude | Harold and Maude is a 1971 American coming-of-age black comedy–drama film directed by Hal Ashby and released by Paramount Pictures. It incorporates elements of dark humor and existentialist drama. The plot follows the exploits of Harold Chasen (Bud Cort), a young man who is intrigued with death, and who rejects the life his detached mother (Vivian Pickles) prescribes for him. Harold develops a friendship, and eventual romantic relationship, with 79-year-old Maude (Ruth Gordon) who teaches Harold about the importance of living life to its fullest.
The screenplay by Colin Higgins began as his master's thesis for film school. Filming locations in the San Francisco Bay Area included both Holy Cross Cemetery and Golden Gate National Cemetery, the ruins of the Sutro Baths and Rose Court Mansion in Hillsborough, California.
Critically and commercially unsuccessful when first released, the film eventually developed a cult following, and first made a profit in 1983. The film was selected for preservation in the National Film Registry in 1997, and was ranked number 45 on the American Film Institute list of 100 funniest movies of all time in 2000. The Criterion Collection released a special edition Blu-ray and DVD in 2012.
Plot
Harold Chasen is a 19-year-old man obsessed with death. He stages elaborate fake suicides, attends funerals (usually for people that he doesn't know), and drives a hearse, all to the chagrin of his self-obsessed, wealthy socialite mother. His mother sends Harold to a psychoanalyst, sets him up with blind dates, and buys him a luxury car, all schemes he subverts in his own way.
Harold meets 79-year-old Maude one day while at a random stranger's funeral mass, and find they share a hobby. Harold is entranced by Maude's quirky outlook on life, which is bright and delightfully carefree in contrast with his moribund demeanor. Maude lives in a decommissioned railroad car and thinks nothing of breaking the law; she is quite skilled at stealing cars and will swiftly uproot an ailing tree on public property to re-plant it in the forest. She and Harold form a bond and Maude shows Harold the pleasures of art and music (including how to play banjo), and teaches him how to make "the most of his time on earth." Meanwhile, Harold's mother is determined, against Harold's wishes, to find him a wife. One by one, Harold frightens and horrifies each of his appointed computer dates, by appearing to commit gruesome acts: self-immolation, self-mutilation, and seppuku. His mother tries enlisting him in the military by sending Harold to his uncle, who lost an arm serving under General MacArthur in the Second World War, but Harold deters the recruitment by staging a scene where Maude poses as a pacifist protester and Harold seemingly murders her out of militarist fanaticism.
As Harold and Maude grow closer, their friendship blossoms into a romance. Holding her hand, Harold discovers a number tattooed on her forearm, indicating Maude survived the Nazi death camps. Harold announces that he will marry Maude, resulting in disgusted outbursts from his family, analyst, and priest. Unbeknownst to Harold, Maude has been planning to commit suicide on her eightieth birthday. Maude's birthday arrives, and Harold throws a surprise party for her. As the pair dance, Maude tells Harold that she "couldn't imagine a lovelier farewell." When Maude reveals that she has taken an overdose of sleeping pills, and will be dead by midnight, Harold rushes Maude to the hospital. After learning of Maude's death, Harold is shown speeding down a country road, and sending the car off a seaside cliff. After the crash, the final shot reveals Harold standing calmly atop the cliff, holding his banjo and wearing colorful clothing for the first time in the film. After gazing down at the wreckage, he dances away to "If You Want to Sing Out, Sing Out".
Cast
Ruth Gordon as Dame Marjorie "Maude" Chardin, a 79-year-old free spirit. Maude believes in living each day to the full, and "trying something new every day". Her view of life is so joyful that, true to the film's motif, it crosses a blurred, shifting line into a carefree attitude toward death as well. We know little of her past, but learn that as a young woman she was once a radical suffragette who fought off police constables with her umbrella. also that she lived in pre-war Vienna, was once married, and has a Nazi concentration camp tattoo on her arm.
Bud Cort as Harold Parker Chasen, a young man who is obsessed with death. He drives a hearse, attends funerals of strangers and stages elaborate fake suicides. Through meeting and falling in love with Maude, he discovers joy in living for the first time.
Vivian Pickles as Mrs. Chasen, Harold's opulently wealthy mother, is controlling, snooty and seemingly incapable of affection. Hoping to force him into respectability, Mrs. Chasen replaces Harold's beloved hearse with a Jaguar (which he then converts to a miniature hearse), and sets up several blind dates (more accurately, "bride interviews") for her son.
Cyril Cusack as Glaucus, the sculptor who makes an ice statue of Maude and lends them his tools to transport a tree.
Charles Tyner as General Victor Ball, Harold's uncle who lost an arm in the war and now pulls a hidden cord to make his wire prosthetic "salute". At Mrs. Chasen's request, he attempts to prepare Harold to join the armed forces. The effort is thwarted by a planned stunt in which Harold appears to "kill" Maude.
Eric Christmas as the Priest.
George Wood as Harold's psychiatrist.
Ellen Geer as Sunshine Doré, an actress, Harold's third blind date. She is one of the few arranged dates who take part in mimicking Harold's suicides, giving a histrionic rendition of Juliet's death scene.
Judy Engles as Candy Gulf, Harold's first blind date, whom he scares off by apparently setting himself on fire.
Shari Summers as Edith Phern, Harold's second blind date, whom he dissuades by pretending to cut off his hand.
Tom Skerritt (credited as "M. Borman") as the Motorcycle Officer who stops Maude and Harold.
Director Hal Ashby appears in an uncredited cameo, seen at a penny arcade watching a model train at the Santa Cruz Beach Boardwalk.
Production
UCLA film school student Colin Higgins wrote Harold and Maude as his master's thesis. While working as producer Edward Lewis's pool boy, Higgins showed the script to Lewis's wife, Mildred. Mildred was so impressed that she got Edward to give it to Stanley Jaffe at Paramount. Higgins sold the script with the understanding that he would direct the film but he was told he wasn't ready, after tests he shot proved unsatisfactory to the studio heads. Ashby would only commit to directing the film after getting Higgins' blessing and then, so Higgins could watch and learn from him on the set, Ashby made Higgins a co-producer. Higgins says he originally thought of the story as a play. It then became a 20-minute thesis while at film school. The film script was turned into a novel and then a play, which ran for several years in Paris.
Ashby felt that the actress portraying Maude should ideally be European and his list of possible actresses included dames Peggy Ashcroft, Edith Evans, Gladys Cooper, and Celia Johnson as well as Lotte Lenya, Luise Rainer, Pola Negri, Minta Durfee, and Agatha Christie. Ruth Gordon indicated that in addition she heard that Edwige Feuillère, Elisabeth Bergner, Mildred Natwick, Mildred Dunnock, and Dorothy Stickney had been considered.
For Harold, in addition to Bud Cort, Ashby considered all promising unknowns, Richard Dreyfuss, Bob Balaban, and John Savage. Also on his list were John Rubinstein, for whom Higgins had written the part, and then-up-and-coming British pop star Elton John, whom Ashby had seen live and hoped would also do the music.
Anne Brebner, the casting director, was almost cast as Harold's mother, when Vivian Pickles was briefly unable to do the role.
Novelization
A novelization by Higgins was released alongside the film; they differ in several respects, including the film's omission of certain scenes and characters. Other different details include the novel's version of Maude having white hair (unlike Ruth Gordon in the film) and introducing herself as "the Countess Mathilde Chardin," a different name and title than used in the film. In the novel, Maude's home is characterized as a "cottage" (unlike the retired railroad car Maude inhabits in the movie), and she and Harold briefly interact with Maude's neighbor, Madame Arouet, who is not present in the film. The novel includes an additional scene during the tree-planting expedition where Maude leads Harold in climbing to the top of a very tall pine tree to show him the view over the forest from near its summit.
Release
Critical response
Harold and Maude received mixed reviews, with several critics being offended by the film's dark humor. Roger Ebert, in a review dated January 1, 1972, gave the film one-and-a-half out of four stars. He wrote, "And so what we get, finally, is a movie of attitudes. Harold is death, Maude life, and they manage to make the two seem so similar that life's hardly worth the extra bother. The visual style makes everyone look fresh from the Wax Museum, and all the movie lacks is a lot of day-old gardenias and lilies and roses in the lobby, filling the place with a cloying sweet smell. Nothing more to report today. Harold doesn't even make pallbearer." Vincent Canby also panned the film, stating that the actors "are so aggressive, so creepy and off-putting, that Harold and Maude are obviously made for each other, a point the movie itself refuses to recognize with a twist ending that betrays, I think, its life-affirming pretensions." According to Danny Peary, author of the Cult Movies series: "The film was a runaway cult favorite, and, most memorably, in Minneapolis, residents actually picketed the Westgate Theater, and tried to get the management to replace the picture after a consecutive three-year run."
The reputation of the film has increased greatly; Rotten Tomatoes, which labeled the film as "Certified Fresh", gave it a score of 85% based on 46 reviews, with an average score of 7.66/10. A consensus on the site read, "Hal Ashby's comedy is too dark and twisted for some, and occasionally oversteps its bounds, but there's no denying the film's warm humor and big heart." In 2005, the Writers Guild of America ranked the screenplay #86 on its list of 101 Greatest Screenplays ever written. Sight & Sound magazine conducts a poll every ten years of the world's finest film directors, to find out the Ten Greatest Films of All Time. This poll has been going since 1992 and has become the most recognized poll of its kind in the world. In 2012, Niki Caro, Wanuri Kahiu, and Cyrus Frisch voted for Harold and Maude. Frisch commented: "An encouragement to think beyond the obvious!" In 2017, Chicago Tribune critic Mark Caro wrote a belated appreciation, "I'm sorry, Harold and Maude, for denying you for so long. You're my favorite movie once again."
Home media
The Criterion Collection released Harold and Maude for Region 1 on DVD and Blu-ray on June 12, 2012, including a collection of audio excerpts of director Hal Ashby from January 11, 1972 and of screenwriter Colin Higgins from January 10, 1979, a new video interview with Yusuf/Cat Stevens, a new audio commentary by Ashby biographer Nick Dawson and producer Charles B. Mulvehill, and a booklet which includes a new film essay by Matt Zoller Seitz. Exclusive to the Blu-ray edition are a new digital restoration of the film with an uncompressed monaural soundtrack and an optional remastered uncompressed stereo soundtrack. Other exclusives are a New York Times profile of actress Ruth Gordon from 1971, an interview from 1997 with actor Bud Cort and cinematographer John Alonzo, and an interview from 2001 with executive producer Mildred Lewis.
Accolades
At the 29th Golden Globe Awards, Bud Cort and Ruth Gordon were nominated as Best Actor and Best Actress in a Musical or Comedy film, respectively.
The film was selected for preservation in the National Film Registry in 1997, along with others deemed "culturally, historically or aesthetically significant" by the Library of Congress.
Harold and Maude has repeatedly been ranked among the various lists compiled by the American Film Institute. In 2000 the film ranked #45 on the list of 100 Years... 100 Laughs, the top hundred comedies. Two years later Harold and Maude ranked #69 on the AFI list 100 Years... 100 Passions, honoring the most romantic films of the past century. In 2006 the film ranked #89 on the AFI list 100 Years...100 Cheers, recognizing the most inspiring movies. In June 2008 AFI revealed its 10 Top 10: the best ten films in ten "classic" American film genres, placing Harold and Maude at #9 in the romantic comedy genre.
In September 2008 Empire ranked Harold and Maude #65 among their 500 Greatest Movies of All Time. Entertainment Weekly ranked the film #4 on their list of "The Top 50 Cult Films."
Music
The music in Harold and Maude was composed and performed by Cat Stevens. He had been suggested by Elton John to do the music after John had dropped out of the project. Stevens composed two original songs for the film, "Don't Be Shy" and "If You Want to Sing Out, Sing Out" and performed instrumental and alternative versions of the previously released songs "On the Road to Find Out", "I Wish, I Wish", "Miles from Nowhere", "Tea for the Tillerman", "I Think I See the Light", "Where Do the Children Play?" and "Trouble" (all from his albums Mona Bone Jakon or Tea for the Tillerman). "Don't Be Shy" and "If You Want to Sing Out, Sing Out" remained unreleased on any album until the 1984 compilation Footsteps in the Dark: Greatest Hits, Vol. 2.
Additional music in the film is sourced from well known compositions. "Greensleeves" is played on the harp during dinner. The opening bars of Tchaikovsky's Piano Concerto No. 1 are heard during the scene of Harold floating face-down in the swimming pool. The Sunnyvale HS Marching Band plays "The Klaxon" by Henry Fillmore outside the church following a funeral. A calliope version of the waltz "Over the Waves" by Juventino Rosas is played at the amusement park. Harold and Maude waltz together in her home to "The Blue Danube" by Johann Strauss II.
The soundtrack album charted at number 173 on the US Billboard 200 in July 2021.
1972 soundtrack
The first soundtrack was released in Japan in 1972 on vinyl and cassette (A&M Records GP-216). It omitted the two original songs and all instrumental and alternative versions of songs and was generally composed of re-released material that was in the film, along with five songs that were not in the film.
Track listing
Side one
"Morning Has Broken" (not in the film)
"Wild World" (not in the film)
"I Think I See the Light"
"I Wish, I Wish"
"Trouble"
"Father and Son" (not in the film)
Side two
"Miles from Nowhere"
"Lilywhite" (not in the film)
"Where Do the Children Play?"
"On the Road to Find Out"
"Lady D'Arbanville" (not in the film)
"Tea for the Tillerman"
2007 soundtrack
The second soundtrack was released in December 2007, by Vinyl Films Records, as a vinyl-only limited-edition release of 2,500 copies. It contained a 30-page oral history of the making of the film, comprising the most extensive series of interviews yet conducted on Harold and Maude.
Track listing
Side one
"Don't Be Shy"
"On the Road to Find Out"
"I Wish, I Wish"
"Miles from Nowhere"
"Tea for the Tillerman"
"I Think I See the Light"
Side two
"Where Do the Children Play?"
"If You Want to Sing Out, Sing Out"
"If You Want to Sing Out, Sing Out (banjo version)"—previously unreleased
"Trouble"
"Don't Be Shy (alternate version)"—previously unreleased
"If You Want to Sing Out, Sing Out (instrumental version)"—previously unreleased
Bonus 7" single
"Don't Be Shy (demo version)"—previously unreleased
"If You Want to Sing Out, Sing Out (alternative version)"—previously unreleased
2021 soundtrack
A Record Store Day limited edition, available in yellow or orange vinyl, was released July 2021. It contained all the main songs from the 2007 album, but omitted the bonus material.
Side one
Don't Be Shy
On The Road To Find Out
I Wish, I Wish
Miles From Nowhere
Side two
Tea For The Tillerman
I Think I See The Light
Where Do The Children Play?
If You Want To Sing Out, Sing Out
Trouble
2022 soundtrack
The full soundtrack album received its first regular wide commercial release on February 11, 2022, to commemorate the film's 50th Anniversary. The entire album was remastered at Abbey Road Studios. The disc includes previously unheard audio masters discovered in the Island Records/A&M archive for the two original songs Stevens wrote for the film, "Don't Be Shy" and "If You Want To Sing Out, Sing Out." While there was an LP, this was also the album's first-ever release on CD.
Side one
"Don't Be Shy"
Dialogue 1 (I Go To Funerals)
"On the Road to Find Out"
"I Wish, I Wish"
Tchaikovsky's Concerto No.1 in B
Dialogue 2 (How Many Suicides)
Marching Band / Dialogue 3 (Harold Meets Maude)
"Miles from Nowhere"
"Tea for the Tillerman"
Side two
"I Think I See the Light"
Dialogue 4 (Sunflower)
"Where Do the Children Play?"
"If You Want To Sing Out, Sing Out" (Ruth Gordon and Bud Cort vocal)
Strauss' Blue Danube
Dialogue 5 (Somersaults)
"If You Want to Sing Out, Sing Out"
Dialogue 6 (Harold Loves Maude)
"Trouble"
"If You Want to Sing Out, Sing Out (ending)
Adaptations
Colin Higgins later adapted the story into a stage play. The original Broadway production, starring Janet Gaynor as Maude and Keith McDermott as Harold, closed after four performances in February 1980. The Yugoslav premiere of the play was staged at the Belgrade Drama Theatre (BDP) on March 23, 1980, two months after its performance on Broadway. Directed by Paolo Magelli, the main roles were played by Tatjana Lukjanova (Maude), Milan Erak (Harold), and Žiža Stojanović (Mrs. Chasen). After Milan Erak's passing, the role of Harold was taken over by Slobodan Beštić. The play was on the BDP repertoire until 2003 when Tatjana Lukjanova passed away.
A French adaptation for television, translated and written by Jean-Claude Carrière, appeared in 1978. It was also adapted for the stage by the Compagnie Viola Léger in Moncton, New Brunswick, starring Roy Dupuis.
A musical adaptation, with songs by Joseph Thalken and Tom Jones, premiered at the Paper Mill Playhouse in Millburn, NJ, in January 2005. The production starred Estelle Parsons as Maude and Eric Millegan as Harold.
Unproduced sequel and prequel
Higgins expressed interest in 1978 about both a sequel and prequel to Harold and Maude. The sequel, Harold's Story, would have Cort portray Harold's life after Maude. Higgins also imagined a prequel showing Maude's life before Harold, Grover and Maude had Maude learning how to steal cars from Grover Muldoon, the character portrayed by Richard Pryor in Higgins' 1976 film Silver Streak. Higgins wanted Gordon and Pryor to reprise their respective roles.
See also
List of American films of 1971
References
External links
A Boy of Twenty and a Woman of Eighty an essay by Leticia Kent at the Criterion Collection
Guide to Harold and Maude filming locations
Harold and Maude essay by Daniel Eagan in America's Film Legacy: The Authoritative Guide to the Landmark Movies in the National Film Registry, A&C Black, 2010 , pages 677-679
1970s black comedy films
1970s comedy-drama films
1970s romantic comedy films
1971 comedy films
1971 drama films
1971 films
American black comedy films
American buddy films
American films
American romantic comedy films
American romantic drama films
Cat Stevens
1970s English-language films
Fictional couples
Films about old age
Films about suicide
Films directed by Hal Ashby
Films set in country houses
Films set in San Francisco
Films set in the San Francisco Bay Area
Films shot in San Francisco
Films with screenplays by Colin Higgins
United States National Film Registry films
Vinyl Films albums
Paramount Pictures films |
13299 | https://en.wikipedia.org/wiki/History%20of%20Spain | History of Spain | The history of Spain dates to the Antiquity when the pre-Roman peoples of the Mediterranean coast of the Iberian Peninsula made contact with the Greeks and Phoenicians and the first writing systems known as Paleohispanic scripts were developed. In 1479, the Catholic Monarchs, Isabella I of Castile and Ferdinand II of Aragon, unified Spain as a dynastic union of disparate predecessor kingdoms (the Crown of Castile, the Crown of Aragon and smaller realms); its modern form of a constitutional monarchy was introduced in 1813, and the current democratic constitution dates to 1978. After the completion of the Reconquista, the Crown of Castile began to explore across the Atlantic Ocean in 1492, expanding into the New World and marking the beginning of the Golden Age under the Spanish Empire. The kingdoms of Spain were brought in personal union under Habsburg rule in 1516. Until the 1650s, Habsburg Spain was the one of most powerful states in Europe and the world. The era of Bourbon Spain began in 1700. Spain continued to control a vast empire until the early 19th century.
During this period, Spain was involved in all major European wars, including the Italian Wars, the Eighty Years' War, and the Thirty Years' War. Spanish power declined in the latter part of the 17th century.
In the early part of the 19th century, most of the former Spanish Empire overseas disintegrated with the Spanish American wars of independence. Only Cuba and the Philippines and a number of small islands left; they revolted near the end of what had been a century of great instability for Spain, and the United States acquired ownership (or control, in the case of Cuba) after the Spanish–American War of 1898. A tenuous balance between liberal and conservative forces was struck in the establishment of a constitutional monarchy in Spain during the Borbonic restoration; this period began in 1874 and ended in 1931. The Liberal Party (Práxedes Mateo Sagasta) and Conservative Party (Antonio Cánovas del Castillo) fought for and won short-lived control without any being sufficiently strong to bring about lasting stability. They were alternately in power. The Restoration began with Alfonso XII and the Regency of Maria Christina (1874–1898). Alfonso XII died aged 27 in 1885, and was succeeded by his unborn son, who became Alfonso XIII (1902-1923). Then came the dictatorship of General Primo de Rivera (1923-1930). Opposition to his regime was so great that Alfonso XIII stopped supporting him and forced him to resign in January 1930. In 1931, following a victory by the republicans, in municipal elections, Alfonso XIII left Spain and the democratic republic was proclaimed in Spain. The Conservative Party disappeared shortly after the proclamation of the Republic in 1931. Five years later the country descended into the Spanish Civil War between the Republican and the Nationalist factions.
The nationalist victory in the conflict installed a dictatorship, led by Francisco Franco, that lasted until 1975. The country experienced rapid economic growth in the 1960s and early 1970s. With the death of Franco in November 1975 Spain returned to the monarchy, this time headed by Juan Carlos I, and to democracy. With a fresh Constitution voted in 1978, Spain entered the European Economic Community in 1986 (transformed into the European Union with the Maastricht Treaty of 1992), and the Eurozone in 1998.
Prehistory
The earliest record of hominids living in Western Europe has been found in the Spanish cave of Atapuerca; a flint tool found there dates from 1.4 million years ago, and early human fossils date to roughly 1.2 million years ago. Modern humans in the form of Cro-Magnons began arriving in the Iberian Peninsula from north of the Pyrenees some 35,000 years ago. The most conspicuous sign of prehistoric human settlements are the famous paintings in the northern Spanish cave of Altamira, which were done c. 15,000 BC and are regarded as paramount instances of cave art.
Archeological evidence in places like Los Millares and El Argar, both in the province of Almería, and La Almoloya near Murcia suggests developed cultures existed in the eastern part of the Iberian Peninsula during the late Neolithic and the Bronze Age.
Around 2500 BC, the nomadic shepherds known as the Yamna or Pit Grave culture conquered the peninsula using new technologies and horses while killing all local males according to DNA studies. Spanish prehistory extends to the pre-Roman Iron Age cultures that controlled most of Iberia: those of the Iberians, Celtiberians, Tartessians, Lusitanians, and Vascones and trading settlements of Phoenicians, Carthaginians, and Greeks on the Mediterranean coast.
Early history of the Iberian Peninsula
Before the Roman conquest the major cultures along the Mediterranean coast were the Iberians, the Celts in the interior and north-west, the Lusitanians in the west, and the Tartessians in the southwest. The seafaring Phoenicians, Carthaginians, and Greeks successively established trading settlements along the eastern and southern coast. The development of writing in the peninsula (the so-called paleohispanic scripts) should have taken place after the arrival of early Phoenician settlers and traders (tentatively dated 9th century BC or sometime later).
The south of the peninsula was rich in archaic Phoenician colonies, unmatched by any other region in the central-western Mediterranean. They were small and densely packed settlements. The colony of Gadir—which sustained strong links with its metropolis of Tyre—stood out from the rest of the network of colonies, also featuring a more complex sociopolitical organization. Archaic Greeks arrived to the Peninsula by the late 7th century BC. They founded Greek colonies such as Emporion (570 BC).
The Greeks are responsible for the name Iberia, apparently after the river Iber (Ebro). By the 6th century BC, much of the territory of southern Iberia passed to Carthage's overarching influence (featuring two centres of Punic influence in Gadir and Mastia); the latter grip strengthened from the 4th century BC on. The Barcids, following their landing in Gadir in 237 BC, militarily conquered the territories that had already belonged to the sphere of influence of Carthage. Up until 219 BC, their presence in the peninsula was underpinned by their control of places such as Carthago Nova and Akra Leuké (both founded by Punics), as well as the network of old Phoenician settlements.
The peninsula was one of the military theatres of the Second Punic War (218–201 BC) waged between Carthage and the Roman Republic, the two powers vying for supremacy in the western mediterranean. Romans expelled Carthaginians from the peninsula in 206 BC.
The peoples whom the Romans met at the time of their invasion in what is now known as Spain were the Iberians, inhabiting an area stretching from the northeast part of the Iberian Peninsula through the southeast. The Celts mostly inhabited the inner and north-west part of the peninsula. To the east of the Meseta Central, the Sistema Ibérico area was inhabited by the Celtiberians, reportedly rich in precious metals (which were obtained by Romans in the form of tributes). Celtiberians developed a refined technique of iron-forging, displayed, for example, in their quality weapons.
The Celtiberian Wars were fought between the advancing legions of the Roman Republic and the Celtiberian tribes of Hispania Citerior from 181 to 133 BC. The Roman conquest of the peninsula was completed in 19 BC.
Roman Hispania (2nd century BC – 5th century AD)
Hispania was the name used for the Iberian Peninsula under Roman rule from the 2nd century BC. The populations of the peninsula were gradually culturally Romanized, and local leaders were admitted into the Roman aristocratic class.
The Romans improved existing cities, such as Tarragona (Tarraco), and established others like Zaragoza (Caesaraugusta), Mérida (Augusta Emerita), Valencia (Valentia), León ("Legio Septima"), Badajoz ("Pax Augusta"), and Palencia. The peninsula's economy expanded under Roman tutelage. Hispania supplied Rome with food, olive oil, wine and metal. The emperors Trajan, Hadrian, and Theodosius I, the philosopher Seneca, and the poets Martial, Quintilian, and Lucan were born in Hispania. Hispanic bishops held the Council of Elvira around 306.
After the fall of the Western Roman Empire in the 5th century, parts of Hispania came under the control of the Germanic tribes of Vandals, Suebi, and Visigoths.
The collapse of the Western Roman Empire did not lead to the same wholesale destruction of Western classical society as happened in areas like Roman Britain, Gaul and Germania Inferior during the Early Middle Ages, although the institutions and infrastructure did decline. Spain's present languages, its religion, and the basis of its laws originate from this period. The centuries of uninterrupted Roman rule and settlement left a deep and enduring imprint upon the culture of Spain.
Gothic Hispania (5th–8th centuries)
The first Germanic tribes to invade Hispania arrived in the 5th century, as the Roman Empire decayed. The Visigoths, Suebi, Vandals and Alans arrived in Hispania by crossing the Pyrenees mountain range, leading to the establishment of the Suebi Kingdom in Gallaecia, in the northwest, the Vandal Kingdom of Vandalusia (Andalusia), and finally the Visigothic Kingdom in Toledo. The Romanized Visigoths entered Hispania in 415. After the conversion of their monarchy to Roman Catholicism and after conquering the disordered Suebic territories in the northwest and Byzantine territories in the southeast, the Visigothic Kingdom eventually encompassed a great part of the Iberian Peninsula.
As the Roman Empire declined, Germanic tribes invaded the former empire. Some were foederati, tribes enlisted to serve in Roman armies, and given land within the empire as payment, while others, such as the Vandals, took advantage of the empire's weakening defenses to seek plunder within its borders. Those tribes that survived took over existing Roman institutions, and created successor-kingdoms to the Romans in various parts of Europe Hispania was taken over by the Visigoths after 410.
At the same time, there was a process of "Romanization" of the Germanic and Hunnic tribes settled on both sides of the limes (the fortified frontier of the Empire along the Rhine and Danube rivers). The Visigoths, for example, were converted to Arian Christianity around 360, even before they were pushed into imperial territory by the expansion of the Huns.
In the winter of 406, taking advantage of the frozen Rhine, refugees from (Germanic) Vandals and Sueves, and the (Sarmatian) Alans, fleeing the advancing Huns, invaded the empire in force.
The Visigoths, having sacked Rome two years earlier, arrived in Gaul in 412, founding the Visigothic kingdom of Toulouse (in the south of modern France) and gradually expanded their influence into Hispania after the battle of Vouillé (507) at the expense of the Vandals and Alans, who moved on into North Africa without leaving much permanent mark on Hispanic culture. The Visigothic Kingdom shifted its capital to Toledo and reached a high point during the reign of Leovigild.
Visigothic rule
The Visigothic Kingdom conquered all of Hispania and ruled it until the early 8th century, when the peninsula fell to the Muslim conquests. The Muslim state in Hispania came to be known as Al-Andalus. After a period of Muslim dominance, the medieval history of Spain is dominated by the long Christian Reconquista or "reconquest" of the Iberian Peninsula from Muslim rule. The Reconquista gathered momentum during the 12th century, leading to the establishment of the Christian kingdoms of Portugal, Aragon, Castile and Navarre and by 1250, had reduced Muslim control to the Emirate of Granada in the south-east of the peninsula. Muslim rule in Granada survived until 1492, when it fell to the Catholic Monarchs.
Hispania never saw a decline in interest in classical culture to the degree observable in Britain, Gaul, Lombardy and Germany. The Visigoths, having assimilated Roman culture and its language during their tenure as foederati, tended to maintain more of the old Roman institutions, and they had a unique respect for legal codes that resulted in continuous frameworks and historical records for most of the period between 415, when Visigothic rule in Hispania began, and 711 when it is traditionally said to end. The Liber Iudiciorum or Lex Visigothorum (654), also known as the Book of Judges, which Recceswinth promulgated, based on Roman law and Germanic customary laws, brought about legal unification by applying it to the entire population both Goths and Hispano-Romans. According to the historian Joseph F. O'Callaghan, at that time they already considered themselves one people, the process of population unification had been completed, and together with the Hispano-Gothic nobility they called themselves the gens Gothorum. In the early Middle Ages, the Liber Iudiciorum was known as the Visigothic Code and also as the Fuero Juzgo. Its influence on law extends to the present day.
The proximity of the Visigothic kingdoms to the Mediterranean and the continuity of western Mediterranean trade, though in reduced quantity, supported Visigothic culture. The Visigothic ruling class looked to Constantinople for style and technology.
Spanish Catholic religion also coalesced during this time. The period of rule by the Visigothic Kingdom saw the spread of Arianism briefly in Hispania. The Councils of Toledo debated creed and liturgy in orthodox Catholicism, and the Council of Lerida in 546 constrained the clergy and extended the power of law over them with the approval of the Pope. In 587, the Visigothic king at Toledo, Reccared, converted to Catholicism and launched a movement in Hispania to unify the various religious doctrines that existed in the land. This put an end to dissension on the question of Arianism.
The Visigoths inherited from Late Antiquity a sort of prefeudal system in Hispania, based in the south on the Roman villa system and in the north drawing on their vassals to supply troops in exchange for protection. The bulk of the Visigothic army was composed of slaves, raised from the countryside. The loose council of nobles that advised Hispania's Visigothic kings and legitimized their rule was responsible for raising the army, and only upon its consent was the king able to summon soldiers.
The economy of the Visigothic kingdom depended primarily on agriculture and animal husbandry; there is little evidence of Visigothic commerce and industry.
The native Hispani maintained the cultural and economic life of Hispania, such as it was, and they were responsible for the relatively prosperous times in the 6th and 7th centuries. Administrative affairs in society were still based on Roman law, and only gradually did Visigothic customs and Roman common law merge. The Visigoths did not, until the period of Muslim rule, intermarry with the Spanish population, preferring to remain separate, and the Visigothic language left only the faintest mark on the modern languages of Iberia. The historian Joseph F. O'Callaghan says in his book, A History of Medieval Spain, that at the end of the Visigothic era the assimilation of Hispano-Romans and Visigoths was occurring rapidly, and the leaders of society were beginning to see themselves as one people. The old differences were disappearing, there was no longer a separate people, nor a divided nobility. Little literature in the Gothic language remains from the period of Visigothic rule—only translations of parts of the Greek Bible and a few fragments of other documents have survived.
The Hispano-Romans found Visigothic rule and its early embrace of the Arian heresy more of a threat than Islam, and shed their thralldom to the Visigoths only in the 8th century, with the aid of the Muslims themselves. The most visible effect of Visigothic rule was the depopulation of the cities as their inhabitanats moved to the countryside. Even while the country enjoyed a degree of prosperity when compared to France and Germany, where the people suffered famines during this period, the Visigoths felt little reason to contribute to the welfare, permanency, and infrastructure of their people and state. This contributed to their downfall, as they could not count on the loyalty of their subjects when the Moors arrived in the 8th century.
Goldsmithery in Visigothic Hispania
In Spain, an important collection of Visigothic metalwork was found in Guadamur, in the Province of Toledo, known as the Treasure of Guarrazar. This archeological find is composed of twenty-six votive crowns and gold crosses from the royal workshop in Toledo, with signs of Byzantine influence.
Two important votive crowns are those of Recceswinth and of Suintila, displayed in the National Archaeological Museum of Madrid; both are made of gold, encrusted with sapphires, pearls, and other precious stones. Suintila's crown was stolen in 1921 and never recovered. There are several other small crowns and many votive crosses in the treasure.
The aquiliform (eagle-shaped) fibulae that have been discovered in necropolises such as Duraton, Madrona or Castiltierra (cities of Segovia. These fibulae were used individually or in pairs, as clasps or pins in gold, bronze and glass to join clothes.
The Visigothic belt buckles, a symbol of rank and status characteristic of Visigothic women's clothing, are also notable as works of goldsmithery. Some pieces contain exceptional Byzantine-style lapis lazuli inlays and are generally rectangular in shape, with copper alloy, garnets and glass.
The architecture of Visigothic Hispania
During their governance of Hispania, the Visigoths built several churches in the basilical or cruciform style that survive, including the churches of San Pedro de la Nave in El Campillo, Santa María de Melque in San Martín de Montalbán, Santa Lucía del Trampal in Alcuéscar, Santa Comba in Bande, and Santa María de Lara in Quintanilla de las Viñas. The Visigothic crypt (the Crypt of San Antolín) in the Palencia Cathedral is a Visigothic chapel from the mid 7th century, built during the reign of Wamba to preserve the remains of the martyr Saint Antoninus of Pamiers, a Visigothic-Gallic nobleman brought from Narbonne to Visigothic Hispania in 672 or 673 by Wamba himself. These are the only remains of the Visigothic cathedral of Palencia.
Reccopolis, located near the tiny modern village of Zorita de los Canes in the province of Guadalajara, Castile-La Mancha, Spain, is an archaeological site of one of at least four cities founded in Hispania by the Visigoths. It is the only city in Western Europe to have been founded between the fifth and eighth centuries. The city's construction was ordered by the Visigothic king Liuvigild to honor his son Reccared and to serve as Reccared's seat as co-king in the Visigothic province of Celtiberia, to the west of Carpetania, where the main capital, Toledo, lay.
Religion
At the beginning of the Visigothic Kingdom, Arianism was the official religion in Hispania, but only for a brief time, according to historian Rhea Marsh Smith (1905-1991). In 587, Reccared, the Visigothic king at Toledo, converted to Catholicism and launched a movement to unify the various religious doctrines that existed in the Iberian Peninsula. The Councils of Toledo debated the creed and liturgy of orthodox Catholicism, and the Council of Lerida in 546 constrained the clergy and extended the power of law over them with the approval of the pope.
While the Visigoths clung to their Arian faith, the Jews were well-tolerated. Previous Roman and Byzantine law determined their status, and already sharply discriminated against them. Historian Jane Gerber relates that some of the Jews "held ranking posts in the government or the army; others were recruited and organized for garrison service; still others continued to hold senatorial rank". In general, then, they were well-respected and well-treated by the Visigothic kings, that is, until their transition from Arianism to Catholicism. Conversion to Catholicism across Visigothic society reduced the friction between the Visigoths and the Hispano-Roman population. However, the Visigothic conversion negatively impacted the Jews, who came under scrutiny for their religious practices.
Islamic al-Andalus and the Christian Reconquest (8th–15th centuries)
The Arab Islamic conquest dominated most of North Africa by 710 AD. In 711 an Islamic Berber conquering party, led by Tariq ibn Ziyad, was sent to Hispania to intervene in a civil war in the Visigothic Kingdom. Tariq's army contained about 7,000 Berber horsemen, and Musa bin Nusayr is said to have sent an additional 5,000 reinforcements after the conquest. Crossing the Strait of Gibraltar, they won a decisive victory in the summer of 711 when the Visigothic King Roderic was defeated and killed on July 19 at the Battle of Guadalete. Tariq's commander, Musa, quickly crossed with Arab reinforcements, and by 718 the Muslims were in control of nearly the whole Iberian Peninsula. The advance into Western Europe was only stopped in what is now north-central France by the West Germanic Franks under Charles Martel at the Battle of Tours in 732.
The Muslim conquerors (also known as "Moors") were Arabs and Berbers; following the conquest, conversion and arabization of the Hispano-Roman population took place, (muwalladum or Muwallad). After a long process, spurred on in the 9th and 10th centuries, the majority of the population in Al-Andalus eventually converted to Islam. The Muslim population was divided per ethnicity (Arabs, Berbers, Muwallad), and the supremacy of Arabs over the rest of group was a recurrent causal for strife, rivalry and hatred, particularly between Arabs and Berbers. Arab elites could be further divided in the Yemenites (first wave) and the Syrians (second wave). Male Muslim rulers were often the offspring of female Christian slaves. Christians and Jews were allowed to live as subordinate groups of a stratified society under the dhimmah system, although Jews became very important in certain fields. Some Christians migrated to the Northern Christian kingdoms, while those who stayed in Al-Andalus progressively arabised and became known as musta'arab (mozarabs). Besides slaves of Iberian origin, the slave population also comprised the Ṣaqāliba (literally meaning "slavs", although they were slaves of generic European origin) as well as Sudanese slaves. The frequent raids in Christian lands provided Al-Andalus with continuous slave stock, including women who often became part of the harems of the Muslim elite. Slaves were also shipped from Spain to elsewhere in the Ummah.
In what should not have amounted to much more than a skirmish (later magnified by Spanish nationalism), a Muslim force sent to put down the Christian rebels in the northern mountains was defeated by a force reportedly led by the legendary Pelagius, this is known as the Battle of Covadonga. The figure of Pelagius, a by-product of the Asturian chronicles of Alfonso III (written more than a century after the alleged battle), has been later reconstructed in conflicting historiographical theories, most notably that of a refuged Visigoth noble or an autochthonous Astur chieftain. The consolidation of a Christian polity that would come to be known as the Kingdom of Asturias ensued later. At the end of Visigothic rule, the assimilation of Hispano-Romans and Visigoths was occurring at a fast pace. An unknown number of them fled and took refuge in Asturias or Septimania. In Asturias they supported Pelagius's uprising, and joining with the indigenous leaders, formed a new aristocracy. The population of the mountain region consisted of native Astures, Galicians, Cantabri, Basques and other groups unassimilated into Hispano-Gothic society. In 739, a rebellion in Galicia, assisted by the Asturians, drove out Muslim forces and it joined the Asturian kingdom. In the northern Christian kingdoms, lords and religious organizations often owned Muslim slaves who were employed as day laborers and household servants.
Caliph Al-Walid I had paid great attention to the expansion of an organized military, building the strongest navy in the Umayyad Caliphate era (the second major Arab dynasty after Mohammad and the first Arab dynasty of Al-Andalus). It was this tactic that supported the ultimate expansion to Hispania. Islamic power in Spain specifically climaxed in the 10th century under Abd-ar-Rahman III. The rulers of Al-Andalus were granted the rank of Emir by the Umayyad Caliph Al-Walid I in Damascus. When the Abbasids overthrew the Umayyad Caliphate, Abd al-Rahman I managed to escape to al-Andalus. Once arrived, he declared al-Andalus independent. It is not clear if Abd al-Rahman considered himself to be a rival caliph, perpetuating the Umayyad Caliphate, or merely an independent Emir. The state founded by him is known as the Emirate of Cordoba. Al-Andalus was rife with internal conflict between the Islamic Umayyad rulers and people and the Christian Visigoth-Roman leaders and people.
The Vikings invaded Galicia in 844, but were heavily defeated by Ramiro I at A Coruña. Many of the Vikings' casualties were caused by the Galicians' ballistas – powerful torsion-powered projectile weapons that looked rather like giant crossbows. 70 Viking ships were captured and burned. Vikings returned to Galicia in 859, during the reign of Ordoño I. Ordoño was at the moment engaged against his constant enemies the Moors; but a count of the province, Don Pedro, attacked the Vikings and defeated them, destroying 38 of their ships.
In the 10th century Abd-ar-Rahman III declared the Caliphate of Córdoba, effectively breaking all ties with the Egyptian and Syrian caliphs. The Caliphate was mostly concerned with maintaining its power base in North Africa, but these possessions eventually dwindled to the Ceuta province. The first navy of the Emir of Córdoba was built after the Viking ascent of the Guadalquivir in 844 when they sacked Seville.
In 942, Hungarian raids on Spain, especially in Catalonia, took place, according to Ibn Hayyan's work. Meanwhile, a slow but steady migration of Christian subjects to the northern kingdoms in Christian Hispania was slowly increasing the latter's power.
Al-Andalus coincided with La Convivencia, an era of relative religious tolerance, and with the Golden age of Jewish culture in the Iberian Peninsula.
Muslim interest in the peninsula returned in force around the year 1000 when Al-Mansur (also known as Almanzor) sacked Barcelona in 985, and he assaulted Zamora, Toro, Leon and Astorga in 988 and 989, which controlled access to Galicia. Under his son, other Christian cities were subjected to numerous raids. After his son's death, the caliphate plunged into a civil war and splintered into the so-called "Taifa Kingdoms". The Taifa kings competed against each other not only in war but also in the protection of the arts, and culture enjoyed a brief renaissance. The aceifas (Muslim military expeditions made in summer in medieval Spain) were the continuation of a policy from the times of the emirate: the capture of numerous contingents of Christian slaves, the saqáliba (plural of siqlabi, "slave"). These were the most lucrative part of the booty, and constituted an excellent method of payment for the troops, so much so that many aceifas were real hunts for people.
The Almohads, who had taken control of the Almoravids' Maghribi and al-Andalus territories by 1147, surpassed the Almoravides in fundamentalist Islamic outlook, and they treated the non-believer dhimmis harshly. Faced with the choice of death, conversion, or emigration, many Jews and Christians left.
By the mid-13th century, the Emirate of Granada was the only independent Muslim realm in Spain, which survived until 1492 by becoming a vassal state to Castile, to which it paid tribute.
Warfare between Muslims and Christians
Medieval Spain was the scene of almost constant warfare between Muslims and Christians.
The Taifa kingdoms lost ground to the Christian realms in the north. After the loss of Toledo in 1085, the Muslim rulers reluctantly invited the Almoravides, who invaded Al-Andalus from North Africa and established an empire. In the 12th century the Almoravid empire broke up again, only to be taken over by the Almohad invasion, who were defeated by an alliance of the Christian kingdoms in the decisive Battle of Las Navas de Tolosa in 1212. By 1250, nearly all of Hispania was back under Christian rule with the exception of the Muslim kingdom of Granada.
The Spanish language and universities
In the 13th century, many languages were spoken in the Christian kingdoms of Hispania. These were the Latin-based Romance languages of Castilian, Aragonese, Catalan, Galician, Aranese, Asturian, Leonese, and Portuguese, and the ancient language isolate of Basque. Throughout the century, Castilian (what is also known today as Spanish) gained a growing prominence in the Kingdom of Castile as the language of culture and communication, at the expense of Leonese and of other close dialects.
One example of this is the oldest preserved Castilian epic poem, Cantar de Mio Cid, written about the military leader El Cid. In the last years of the reign of Ferdinand III of Castile, Castilian began to be used for certain types of documents, and it was during the reign of Alfonso X that it became the official language. Henceforth all public documents were written in Castilian; likewise all translations were made into Castilian instead of Latin.
At the same time, Catalan and Galician became the standard languages in their respective territories, developing important literary traditions and being the normal languages in which public and private documents were issued: Galician from the 13th to the 16th century in Galicia and nearby regions of Asturias and Leon, and Catalan from the 12th to the 18th century in Catalonia, the Balearic Islands and Valencia, where it was known as Valencian. Both languages were later substituted in its official status by Castilian Spanish, till the 20th century.
In the 13th century many universities were founded in León and in Castile. Some, such as the Leonese Salamanca and the Castilian Palencia, were among the earliest universities in Europe.
In 1492, under the Catholic Monarchs, the first edition of the Grammar of the Castilian Language by Antonio de Nebrija was published.
Early Modern Spain
Dynastic union of the Catholic Monarchs
In the 15th century, the most important among all of the separate Christian kingdoms that made up the old Hispania were the Kingdom of Castile (occupying northern and central portions of the Iberian Peninsula), the Kingdom of Aragon (occupying northeastern portions of the peninsula), and the Kingdom of Portugal occupying the far western Iberian Peninsula. The rulers of the kingdoms of Castile and Aragon were allied with dynastic families in Portugal, France, and other neighboring kingdoms.
The death of King Henry IV of Castile in 1474 set off a struggle for power called the War of the Castilian Succession (1475–1479). Contenders for the throne of Castile were Henry's one-time heir Joanna la Beltraneja, supported by Portugal and France, and Henry's half-sister Queen Isabella I of Castile, supported by the Kingdom of Aragon and by the Castilian nobility.
Isabella retained the throne and ruled jointly with her husband, King Ferdinand II. Isabella and Ferdinand had married in 1469 in Valladolid. Their marriage united both crowns and set the stage for the creation of the Kingdom of Spain, at the dawn of the modern era. That union, however, was a union in title only, as each region retained its own political and judicial structure. Pursuant to an agreement signed by Isabella and Ferdinand on January 15, 1474, Isabella held more authority over the newly unified Spain than her husband, although their rule was shared. Together, Isabella of Castile and Ferdinand of Aragon were known as the "Catholic Monarchs" (), a title bestowed on them by Pope Alexander VI.
Conclusion of the Reconquista and expulsions of Jews and Muslims
The monarchs oversaw the final stages of the Reconquista of Iberian territory from the Moors with the conquest of Granada, conquered the Canary Islands, and expelled the Jews from Spain under the Alhambra Decree.
Although until the 13th century religious minorities (Jews and Muslims) had enjoyed considerable tolerance in Castile and Aragon – the only Christian kingdoms where Jews were not restricted from any professional occupation – the situation of the Jews collapsed over the 14th century, reaching a climax in 1391 with large scale massacres in every major city except Ávila.
The Catholic Monarchs ordered the remaining Jews to convert or face expulsion from Spain in 1492, and extended the expulsion decrees to their territories on the Italian peninsula, including Sicily (1493), Naples (1542), and Milan (1597).
Over the following decades, Muslims faced the same fate; and about 60 years after the Jews, they were also compelled to convert ("Moriscos") or be expelled. In the early 17th century, the converts were also expelled. Jews and Muslims were not the only people to be persecuted during this time period.
Isabella ensured long-term political stability in Spain by arranging strategic marriages for each of her five children. Her firstborn, a daughter named Isabella, married Afonso of Portugal, forging important ties between these two neighboring countries and hopefully ensuring future alliance, but Isabella soon died before giving birth to an heir. Juana, Isabella's second daughter, married into the Habsburg dynasty when she wed Philip the Fair, the son of Maximilian I, King of Bohemia (Austria) and likely heir to the crown of the Holy Roman Emperor.
This ensured an alliance with the Habsburgs and the Holy Roman Empire, a powerful, far-reaching territory that assured Spain's future political security. Isabella's only son, Juan, married Margaret of Austria, further strengthening ties with the Habsburg dynasty. Isabella's fourth child, Maria, married Manuel I of Portugal, strengthening the link forged by her older sister's marriage. Her fifth child, Catherine, married King Henry VIII of England and was mother to Queen Mary I of England.
Conquest of the Canary Islands, Columbian expeditions to the New World and African expansion
The Castilian conquest of the Canary Islands, inhabited by Guanche people, took place between 1402 (with the conquest of Lanzarote) and 1496 (with the conquest of Tenerife). Two periods can be distinguished in this process: the noble conquest, carried out by the nobility in exchange for a pact of vassalage, and the royal conquest, carried out directly by the Crown, during the reign of the Catholic Monarchs. By 1520, European military technology combined with the devastating epidemics such as bubonic plague and pneumonia brought by the Castilians and enslavement and deportation of natives led to the extinction of the Guanches.
Isabella and Ferdinand authorized the 1492 expedition of Christopher Columbus, who became the first known European to reach the New World since Leif Ericson. This and subsequent expeditions led to an influx of wealth into Spain, supplementing income from within Castile for the state that would prove to be a dominant power of Europe for the next two centuries.
Spain established colonies in North Africa that ranged from the Atlantic Moroccan coast to Tripoli in Libya. Melilla was occupied in 1497, Oran in 1509, Larache in 1610, and Ceuta was annexed from the Portuguese in 1668. Today, both Ceuta and Melilla still remain under Spanish control, together with smaller islets known as the presidios menores (Peñón de Vélez de la Gomera, las Islas de Alhucemas, las Islas de Chafarinas).
Spanish empire
The Spanish Empire was the first global empire. It was also one of the largest empires in world history. In the 16th century, Spain and Portugal were in the vanguard of European global exploration and colonial expansion. The two kingdoms on the conquest and Iberian Peninsula competed with each other in opening of trade routes across the oceans. Spanish imperial conquest and colonization began with the Canary Islands in 1312 and 1402. which began the Castilian conquest of the Canary Islands, completed in 1495.
In the 15th and 16th centuries, trade flourished across the Atlantic between Spain and the Americas and across the Pacific between East Asia and Mexico via the Philippines. Spanish Conquistadors, operating privately, deposed the Aztec, Inca and Maya governments with extensive help from local factions and took control of vast stretches of land. In the Philippines, the Spanish, using Mexican Conquistadors like Juan de Salcedo, conquered the kingdoms and sultanates of the islands by pitting Pagans and Muslims against each other, thus employing the principle of "Divide and Conquer". They considered their war against the native Muslims of the Southeast Asia an extension of the Spanish Reconquista.
This New World empire was at first a disappointment, as the natives had little to trade. Diseases such as smallpox and measles that arrived with the colonizers devastated the native populations, especially in the densely populated regions of the Aztec, Maya and Inca civilizations, and this reduced the economic potential of conquered areas. Estimates of the pre-Columbian population of the Americas vary but possibly stood at 100 million—one fifth of humanity in 1492. Between 1500 and 1600 the population of the Americas was halved. In Mexico alone, it has been estimated that the pre-conquest population of around 25 million people was reduced within 80 years to about 1.3 million.
In the 1520s, large-scale extraction of silver from the rich deposits of Mexico's Guanajuato began to be greatly augmented by the silver mines in Mexico's Zacatecas and Bolivia's Potosí from 1546. These silver shipments re-oriented the Spanish economy, leading to the importation of luxuries and grain. The resource-rich colonies of Spain thus caused large cash inflows for the country. They also became indispensable in financing the military capability of Habsburg Spain in its long series of European and North African wars, though, with the exception of a few years in the 17th century, Taxes in Castile were the most important source of revenue.
Spain enjoyed a cultural golden age in the 16th and 17th centuries. For a time, the Spanish Empire dominated the oceans with its experienced navy and ruled the European battlefield with its fearsome and well trained infantry, the famous .
The financial burden within the peninsula was on the backs of the peasant class while the nobility enjoyed an increasingly lavish lifestyle. From the time beginning with the incorporation of the Portuguese Empire in 1580 (lost in 1640) until the loss of its American colonies in the 19th century, Spain maintained one of the largest empires in the world even though it suffered military and economic misfortunes from the 1640s.
Religion played a very strong role in the spread of the Spanish empire. The thought that Spain could bring Christianity to the New World and protect Catholicism in Europe certainly played a strong role in the expansion of Spain's empire.
Spanish Kingdoms under the 'Great' Habsburgs (16th century)
Charles I, Holy Emperor
Spain's world empire reached its greatest territorial extent in the late 18th century but it was under the Habsburg dynasty in the 16th and 17th centuries it reached the peak of its power and declined. The Iberian Union with Portugal meant that the monarch of Castile was also the monarch of Portugal, but they were ruled as separate entities both on the peninsula and in Spanish America and Brazil. In 1640, the House of Braganza revolted against Spanish rule and reasserted Portugal's independence.
When Spain's first Habsburg ruler Charles I became king of Spain in 1516 (with his mother and co-monarch Queen Juana I effectively powerless and kept imprisoned till her death in 1555), Spain became central to the dynastic struggles of Europe. After he became king of Spain, Charles also became Charles V, Holy Roman Emperor and because of his widely scattered domains was not often in Spain.
In 1556 Charles abdicated from his positions, giving his Spanish empire to his only surviving son, Philip II of Spain, and the Holy Roman Empire to his brother, Ferdinand. Philip treated Castile as the foundation of his empire, but the population of Castile (about a third of France's) was never large enough to provide the soldiers needed to support the Empire. His marriage to Mary Tudor allied England with Spain.
Philip II and the wars of religion
In the 1560s, plans to consolidate control of the Netherlands led to unrest, which gradually led to the Calvinist leadership of the revolt and the Eighty Years' War. The Dutch armies waged a war of maneuver and siege, successfully avoiding set piece battles. This conflict consumed much Spanish expenditure during the later 16th century. Other extremely expensive failures included an attempt to invade Protestant England in 1588 that produced the worst military disaster in Spanish history when the Spanish Armada—costing 10 million ducats—was scattered by a freak storm. Over 8,000 English sailors died from diseases such as dysentery and typhus while the Spanish Armada was at sea.
Economic and administrative problems multiplied in Castile, and the weakness of the native economy became evident in the following century. Rising inflation, financially draining wars in Europe, the ongoing aftermath of the expulsion of the Jews and Moors from Spain, and Spain's growing dependency on the silver imports, combined to cause several bankruptcies that caused economic crisis in the country, especially in heavily burdened Castile. The great plague of 1596–1602 killed 600,000 to 700,000 people, or about 10% of the population. Altogether more than 1,250,000 deaths resulted from the extreme incidence of plague in 17th-century Spain. Economically, the plague destroyed the labor force as well as creating a psychological blow to an already problematic Spain.
The cultural Golden Age (Siglo de Oro)
The Spanish Golden Age (in Spanish, Siglo de Oro) was a period of flourishing arts and letters in the Spanish Empire (now Spain and the Spanish-speaking countries of Latin America), coinciding with the political decline and fall of the Habsburgs (Philip III, Philip IV and Charles II). Arts during the Golden Age flourished despite the decline of the empire in the 17th century. The last great writer of the age, Sor Juana Inés de la Cruz, died in New Spain in 1695.
The Habsburgs, both in Spain and Austria, were great patrons of art in their countries. El Escorial, the great royal monastery built by King Philip II, invited the attention of some of Europe's greatest architects and painters. Diego Velázquez, regarded as one of the most influential painters of European history and a greatly respected artist in his own time, cultivated a relationship with King Philip IV and his chief minister, the Count-Duke of Olivares, leaving us several portraits that demonstrate his style and skill. El Greco, a respected Greek artist from the period, settled in Spain, and infused Spanish art with the styles of the Italian renaissance and helped create a uniquely Spanish style of painting.
Some of Spain's greatest music is regarded as having been written in the period. Such composers as Tomás Luis de Victoria, Luis de Milán and Alonso Lobo helped to shape Renaissance music and the styles of counterpoint and polychoral music, and their influence lasted far into the Baroque period.
Spanish literature blossomed as well, most famously demonstrated in the work of Miguel de Cervantes, the author of Don Quixote de la Mancha. Spain's most prolific playwright, Lope de Vega, wrote possibly as many as one thousand plays over his lifetime, over four hundred of which survive to the present day.
Decline under the 'Minor' Habsburgs (17th century)
Spain's severe financial difficulties began in the middle 16th century, and would continue for the remainder of Habsburg rule. Despite the successes of Spanish armies, at home the period was marked by monetary inflation, mercantilism, and a variety of government monopolies and interventions. Spanish kings were forced to declare sovereign defaults nine times between 1557 and 1666.
Philip II died in 1598, and was succeeded by his son Philip III. In his reign (1598–1621) a ten-year truce with the Dutch was overshadowed in 1618 by Spain's involvement in the European-wide Thirty Years' War. Government policy was dominated by favorites, but it was also the period in which the geniuses of Cervantes and El Greco flourished. Philip III was succeeded in 1621 by his son Philip IV of Spain (reigned 1621–65). Much of the policy was conducted by the Count-Duke of Olivares. The Count-Duke of Olivares was the inept prime minister from 1621 to 1643. He over-exerted Spain in foreign affairs and unsuccessfully attempted domestic reform. His policy of committing Spain to recapture Holland led to a renewal of the Eighty Years' War while Spain was also embroiled in the Thirty Years' War (1618–1648). His attempts to centralise power and increase wartime taxation led to revolts in Catalonia and in Portugal, which brought about his downfall.
During the Thirty Years' War, in which various Protestant forces battled Imperial armies, France provided subsidies to Habsburg enemies, especially Sweden. Sweden lost and France's First Minister, Cardinal Richelieu, in 1635 declared war on Spain. The open war with Spain started with a promising victory for the French at Les Avins in 1635. The following year Spanish forces based in the Southern Netherlands hit back with devastating lightning campaigns in northern France that left French forces reeling and the economy of the region in tatters. After 1636, however, Olivares, fearful of provoking another disastrous bankruptcy, stopped the advance. In 1640, both Portugal and Catalonia rebelled. Portugal was lost to the crown for good; in northern Italy and most of Catalonia, French forces were expelled and Catalonia's independence was suppressed. In 1643, the French defeated one of Spain's best armies at Rocroi, northern France.
The Spanish "Golden Age" politically ends no later than 1659, with the Treaty of the Pyrenees, ratified between France and Habsburg Spain.
During the long regency for Charles II, the last of the Spanish Habsburgs, favouritism milked Spain's treasury, and Spain's government operated principally as a dispenser of patronage. Plague, famine, floods, drought, and renewed war with France wasted the country. The Peace of the Pyrenees (1659) had ended fifty years of warfare with France, whose king, Louis XIV, found the temptation to exploit a weakened Spain too great. Louis instigated the War of Devolution (1667–68) to acquire the Spanish Netherlands.
By the 17th century, the Catholic Church and Spain had showcased a close bond to one another, attesting to the fact that Spain was virtually free of Protestantism during the 16th century. In 1620, there were 100,000 Spaniards in the clergy; by 1660 the number had grown to about 200,000, and the Church owned 20% of all the land in Spain. The Spanish bureaucracy in this period was highly centralized, and totally reliant on the king for its efficient functioning. Under Charles II, the councils became the sinecures of wealthy aristocrats despite various attempt at reform. Political commentators in Spain, known as arbitristas, proposed a number of measures to reverse the decline of the Spanish economy, with limited success. In rural areas of Spain, heavy taxation of peasants reduced agricultural output as peasants in the countryside migrated to the cities. The influx of silver from the Americas has been cited as the cause of inflation, although only one fifth of the precious metal, i.e. the quinto real (royal fifth), actually went to Spain. A prominent internal factor was the Spanish economy's dependence on the export of luxurious Merino wool, which had its markets in northern Europe reduced by war and growing competition from cheaper textiles.
The once proud Spanish army was falling far behind its foes. It did badly at Bergen op Zoom in 1622, and finance was not to blame. The Dutch won very easily at Hertogenbosch and Wesel in 1629. In 1632 the Dutch captured the strategic fortress town of Maastricht, repulsing three relief armies and dooming the Spanish to defeat.
While Spain built a rich American Empire that exported a silver treasure fleet every year, it was unable to focus its financial, military, and diplomatic power on building up its Spanish base. The Crown's dedication to destroying Protestantism through almost constant warfare created a cultural ethos among Spanish leaders that undermined the opportunity for economic modernization or industrialization. When Philip II died in 1598, his treasury spent most of its income on funding the huge deficit, which continued to grow. In peninsular Spain, the productive forces were undermined by steady inflation, heavy taxation, immigration of ambitious youth to the colonies, and by depopulation. Industry went into reverse – Seville in 1621 operated 400 looms, where it had 16,000 a century before. Religiosity led by saints and mystics, missionaries and crusaders, theologians and friars dominated Spanish culture, with the psychology of a reward in the next world. Palmer and Colton argue:
the generations of crusading against infidels, even, heathens and heretics had produced an exceptionally large number of minor aristocrats, chevaliers, dons, and hidalgos, who as a class were contemptuous of work and who were numerous enough and close enough to the common people to impress their haughty indifference upon the country as a whole.
Elliott cites the achievements of Castille in many areas, especially high culture. He finds:
A certain paradox in the fact that the achievement of the two most outstanding creative artists of Castile – Cervantes and Velázquez – was shot through with a deep sense of disillusionment and failure; but the paradox was itself a faithful reflection of the paradox of sixteenth-and seventeenth-century Castile. For here was a country which had climbed to the heights and sunk to the depths; which had achieved everything and lost everything; which had conquered the world only to be vanquished itself. The Spanish achievement of the sixteenth century was essentially the work of Castile, but so also was the Spanish disaster of the seventeenth; and it was Ortega y Gasset who expressed the paradox most clearly when he wrote what may serve as an epitaph on the Spain of the House of Austria: ‘Castile has made Spain, and Castile has destroyed it.’
The Habsburg dynasty became extinct in Spain with Charles II's death in 1700, and the War of the Spanish Succession ensued in which the other European powers tried to assume control of the Spanish monarchy. King Louis XIV of France eventually lost the War of the Spanish Succession The victors were Britain, the Dutch Republic and Austria. They allowed the crown of Spain to pass to the Bourbon dynasty, provided Spain and France would never be merged.
Spain under the Bourbons, 1715-1808
Charles II died in 1700, and having no direct heir, was succeeded by his great-nephew Philippe d'Anjou, a French prince. The War of the Spanish Succession (1700-1714) pitted proponents of the Bourbon succession against those for the Hapsburg. Concern among other European powers that Spain and France united under a single Bourbon monarch would upset the balance of power. The war pitted powerful France and fairly strong Spain against the Grand Alliance of England, Portugal, Savoy, the Netherlands and Austria. After an extended conflict, especially in Spain, the treaty of Utrecht recognized Philip, Duke of Anjou, Louis XIV's grandson, as King of Spain (as Philip V), thus confirming the succession stipulated in the will of the Charles II of Spain. However, Philip was compelled to renounce for himself and his descendants any right to the French throne, despite some doubts as to the lawfulness of such an act. Spain's Italian territories were apportioned.
Philip V signed the Decreto de Nueva Planta in 1715. This new law revoked most of the historical rights and privileges of the different kingdoms that formed the Spanish Crown, especially the Crown of Aragon, unifying them under the laws of Castile, where the Castilian Cortes Generales had been more receptive to the royal wish. Spain became culturally and politically a follower of absolutist France. Lynch says Philip V advanced the government only marginally over that of his predecessors and was more of a liability than the incapacitated Charles II; when a conflict came up between the interests of Spain and France, he usually favored France.
Philip made reforms in government, and strengthened the central authorities relative to the provinces. Merit became more important, although most senior positions still went to the landed aristocracy. Below the elite level, inefficiency and corruption was as widespread as ever.
The reforms started by Philip V culminated in much more important reforms of Charles III. The historian Jonathan Israel, however, argues that King Charles III cared little for the Enlightenment and his ministers paid little attention to the Enlightenment ideas influential elsewhere on the Continent. Israel says, "Only a few ministers and officials were seriously committed to enlightened aims. Most were first and foremost absolutists and their objective was always to reinforce monarchy, empire, aristocracy...and ecclesiastical control and authority over education."
The economy, on the whole, improved over the depressed 1650–1700 era, with greater productivity and fewer famines and epidemics.
Elisabeth of Parma, Philip V's wife, exerted great influence on Spain's foreign policy. Her principal aim was to have Spain's lost territories in Italy restored. In 1717, Philip V ordered an invasion of Sardinia, which had been given to Austria by the Treaty of Utrecht. Spanish troops then invaded Sicily. The aggression prompted the Holy Roman Empire to form a new pact with the members of the Triple Alliance, resulting in the Quadruple Alliance of 1718. All members demanded Spanish retreat from Sardinia and Sicily, resulting in war by December 1718. The war lasted two years and resulted in a rout of the Spanish. Hostilities ceased with the Treaty of The Hague in February 1720. In this settlement, Philip V abandoned all claims on Italy. Later, however, Spain reconquered Naples and Sicily during the War of the Polish Succession (1733–35). In 1748, after the War of the Austrian Succession (1740–48), Spain obtained the duchies of Parma, Piacenza and Guastalla in northern Italy.
The rule of the Spanish Bourbons continued under Ferdinand VI (1746–59) and Charles III (1759–88). Under the rule of Charles III and his ministers – Leopoldo de Gregorio, Marquis of Esquilache and José Moñino, Count of Floridablanca – the economy improved. Fearing that Britain's victory over France in the Seven Years' War (1756–63) threatened the European balance of power, Spain allied itself to France and invaded Portugal, a British ally, but suffered a series of military defeats and ended up having to cede Florida to the British at the Treaty of Paris (1763) while gaining Louisiana from France. Spain regained Florida with the Treaty of Paris (1783), which ended the American Revolutionary War (1775–83), and gained an improved international standing.
However, there were no reforming impulses in the reign of Charles IV (1788 to abdication in 1808), seen by some as mentally handicapped. Dominated by his wife's lover, Manuel de Godoy, Charles IV embarked on policies that overturned much of Charles III's reforms. After briefly opposing Revolutionary France early in the French Revolutionary Wars, Spain was cajoled into an uneasy alliance with its northern neighbor, only to be blockaded by the British. Charles IV's vacillation, culminating in his failure to honour the alliance by neglecting to enforce the Continental System, led to the invasion of Spain in 1808 under Napoleon I, Emperor of the French, thereby triggering the Peninsular War, with enormous human and property losses, and loss of control over most of the overseas empire.
During most of the 18th century Spain had arrested its relative decline of the latter part of the 17th century. But despite the progress, it continued to lag in the political and mercantile developments then transforming other parts of Europe, most notably in Great Britain, the Low Countries, and France. The chaos unleashed by the Peninsular War caused this gap to widen greatly and would slow Spain's industrialisation.
The Age of Enlightenment reached Spain in attenuated form about 1750. Attention focused on medicine and physics, with some philosophy. French and Italian visitors were influential but there was little challenge to Catholicism or the Church such as characterized the French philosophes. The leading Spanish figure was Benito Feijóo (1676–1764), a Benedictine monk and professor. He was a successful popularizer noted for encouraging scientific and empirical thought in an effort to debunk myths and superstitions. By the 1770s the conservatives had launched a counterattack and used censorship and the Inquisition to suppress Enlightenment ideas.
At the top of the social structure of Spain in the 1780s stood the nobility and the church. A few hundred families dominated the aristocracy, with another 500,000 holding noble status. There were 200,000 church men and women, half of them in heavily endowed monasteries that controlled much of the land not owned by the nobles. Most people were on farms, either as landless peons or as holders of small properties. The small urban middle class was growing, but was distrusted by the landowners and peasants alike.
War of Spanish Independence and American wars of independence
War of Spanish Independence (1808–1814)
In the late 18th century, Bourbon-ruled Spain had an alliance with Bourbon-ruled France, and therefore did not have to fear a land war. Its only serious enemy was Britain, which had a powerful navy; Spain therefore concentrated its resources on its navy. When the French Revolution overthrew the Bourbons, a land war with France became a threat which the king tried to avoid. The Spanish army was ill-prepared. The officer corps was selected primarily on the basis of royal patronage, rather than merit. About a third of the junior officers had been promoted from the ranks, and while they did have talent they had few opportunities for promotion or leadership. The rank-and-file were poorly trained peasants. Elite units included foreign regiments of Irishmen, Italians, Swiss, and Walloons, in addition to elite artillery and engineering units. Equipment was old-fashioned and in disrepair. The army lacked its own horses, oxen and mules for transportation, so these auxiliaries were operated by civilians, who might run away if conditions looked bad. In combat, small units fought well, but their old-fashioned tactics were hardly of use against the Napoleonic forces, despite repeated desperate efforts at last-minute reform. When war broke out with France in 1808, the army was deeply unpopular. Leading generals were assassinated, and the army proved incompetent to handle command-and-control. Junior officers from peasant families deserted and went over to the insurgents; many units disintegrated. Spain was unable to mobilize its artillery or cavalry. In the war, there was one victory at the Battle of Bailén, and many humiliating defeats. Conditions steadily worsened, as the insurgents increasingly took control of Spain's battle against Napoleon. Napoleon ridiculed the army as "the worst in Europe"; the British who had to work with it agreed. It was not the Army that defeated Napoleon, but the insurgent peasants whom Napoleon ridiculed as packs of "bandits led by monks" (they in turn believed Napoleon was the devil). By 1812, the army controlled only scattered enclaves, and could only harass the French with occasional raids. The morale of the army had reached a nadir, and reformers stripped the aristocratic officers of most of their legal privileges.
Spain initially sided against France in the Napoleonic Wars, but the defeat of her army early in the war led to Charles IV's pragmatic decision to align with the revolutionary French. Spain was put under a British blockade, and her colonies began to trade independently with Britain but it was the defeat of the British invasions of the Río de la Plata in South America (1806 and 1807) that emboldened independence and revolutionary hopes in Spain's North and South American colonies. A major Franco-Spanish fleet was lost at the Battle of Trafalgar in 1805, prompting the vacillating king of Spain to reconsider his difficult alliance with Napoleon. Spain temporarily broke off from the Continental System, and Napoleon – irritated with the Bourbon kings of Spain – invaded Spain in 1808 and deposed Ferdinand VII, who had been on the throne only forty-eight days after his father's abdication in March 1808. On July 20, 1808, Joseph Bonaparte, eldest brother of Napoleon Bonaparte, entered Madrid and established a government by which he became King of Spain, serving as a surrogate for Napoleon.
The former Spanish king was dethroned by Napoleon, who put his own brother on the throne. Spaniards revolted. Thompson says the Spanish revolt was, "a reaction against new institutions and ideas, a movement for loyalty to the old order: to the hereditary crown of the Most Catholic kings, which Napoleon, an excommunicated enemy of the Pope, had put on the head of a Frenchman; to the Catholic Church persecuted by republicans who had desecrated churches, murdered priests, and enforced a "loi des cultes"; and to local and provincial rights and privileges threatened by an efficiently centralized government. Juntas were formed all across Spain that pronounced themselves in favor of Ferdinand VII. On September 26, 1808, a Central Junta was formed in the town of Aranjuez to coordinate the nationwide struggle against the French. Initially, the Central Junta declared support for Ferdinand VII, and convened a "General and Extraordinary Cortes" for all the kingdoms of the Spanish Monarchy. On February 22 and 23, 1809, a popular insurrection against the French occupation broke out all over Spain.
The peninsular campaign was a disaster for France. Napoleon did well when he was in direct command, but that followed severe losses, and when he left in 1809 conditions grew worse for France. Vicious reprisals, famously portrayed by Goya in "The Disasters of War", only made the Spanish guerrillas angrier and more active; the war in Spain proved to be a major, long-term drain on French money, manpower and prestige.
In March 1812, the Cortes of Cádiz created the first modern Spanish constitution, the Constitution of 1812 (informally named La Pepa). This constitution provided for a separation of the powers of the executive and the legislative branches of government. The Cortes was to be elected by universal suffrage, albeit by an indirect method. Each member of the Cortes was to represent 70,000 people. Members of the Cortes were to meet in annual sessions. The King was prevented from either convening or proroguing the Cortes. Members of the Cortes were to serve single two-year terms. They could not serve consecutive terms; a member could serve a second term only by allowing someone else to serve a single intervening term in office. This attempt at the development of a modern constitutional government lasted from 1808 until 1814. Leaders of the liberals or reformist forces during this revolution were José Moñino, Count of Floridablanca, Gaspar Melchor de Jovellanos and Pedro Rodríguez, Conde de Campomanes. Born in 1728, Floridablanca was eighty years of age at the time of the revolutionary outbreak in 1808. He had served as Prime Minister under King Charles III of Spain from 1777 until 1792; However, he tended to be suspicious of the popular spontaneity and resisted a revolution. Born in 1744, Jovellanos was somewhat younger than Floridablanco. A writer and follower of the philosophers of the Enlightenment tradition of the previous century, Jovellanos had served as Minister of Justice from 1797 to 1798 and now commanded a substantial and influential group within the Central Junta. However, Jovellanos had been imprisoned by Manuel de Godoy, Duke of Alcudia, who had served as the prime minister, virtually running the country as a dictator from 1792 until 1798 and from 1801 until 1808. Accordingly, even Jovellanos tended to be somewhat overly cautious in his approach to the revolutionary upsurge that was sweeping Spain in 1808.
The Spanish army was stretched as it fought Napoleon's forces because of a lack of supplies and too many untrained recruits, but at Bailén in June 1808, the Spanish army inflicted the first major defeat suffered by a Napoleonic army; this resulted in the collapse of French power in Spain. Napoleon took personal charge and with fresh forces reconquered Spain in a matter of months, defeating the Spanish and British armies in a brilliant campaign of encirclement. After this the Spanish armies lost every battle they fought against the French imperial forces but were never annihilated; after battles they would retreat into the mountains to regroup and launch new attacks and raids. Guerrilla forces sprang up all over the country and, with the army, tied down huge numbers of Napoleon's troops, making it difficult to sustain concentrated attacks on enemy forces. The attacks and raids of the Spanish army and guerrillas became a massive drain on Napoleon's military and economic resources. In this war, Spain was aided by the British and Portuguese, led by the Duke of Wellington. The Duke of Wellington fought Napoleon's forces in the Peninsular War, with Joseph Bonaparte playing a minor role as king at Madrid. The brutal war was one of the first guerrilla wars in modern Western history. French supply lines stretching across Spain were mauled repeatedly by the Spanish armies and guerrilla forces; thereafter, Napoleon's armies were never able to control much of the country. The war fluctuated, with Wellington spending several years behind his fortresses in Portugal while launching occasional campaigns into Spain.
After Napoleon's disastrous 1812 campaign in Russia, Napoleon began to recall his forces for the defence of France against the advancing Russian and other coalition forces, leaving his forces in Spain increasingly undermanned and on the defensive against the advancing Spanish, British and Portuguese armies. At the Battle of Vitoria in 1813, an allied army under the Duke of Wellington decisively defeated the French and in 1814 Ferdinand VII was restored as King of Spain.
Independence of Spanish America
Spain lost all of its North and South American territories, except Cuba and Puerto Rico, in a complex series of revolts 1808–26. Spain was at war with Britain 1798–1808, and the British Navy cut off its ties to the overseas empire. Trade was handled by American and Dutch traders. The colonies thus had achieved economic independence from Spain, and set up temporary governments or juntas which were generally out of touch with the mother country. After 1814, as Napoleon was defeated and Ferdinand VII was back on the throne, the king sent armies to regain control and reimpose autocratic rule. In the next phase 1809–16, Spain defeated all the uprising. A second round 1816–25 was successful and drove the Spanish out of all of its mainland holdings. Spain had no help from European powers. Indeed, Britain (and the United States) worked against it. When they were cut off from Spain, the colonies saw a struggle for power between Spaniards who were born in Spain (called "peninsulares") and those of Spanish descent born in New Spain (called "creoles"). The creoles were the activists for independence. Multiple revolutions enabled the colonies to break free of the mother country. In 1824 the armies of generals José de San Martín of Argentina and Simón Bolívar of Venezuela defeated the last Spanish forces; the final defeat came at the Battle of Ayacucho in southern Peru. After that Spain played a minor role in international affairs. Business and trade in the ex-colonies were under British control. Spain kept only Cuba and Puerto Rico in the New World.
Reign of Ferdinand VII (1813–1833)
Aftermath of the Napoleonic wars
The Napoleonic wars had severe negative effects on Spain's long-term economic development. The Peninsular war ravaged towns and countryside alike, and the demographic impact was the worst of any Spanish war, with a sharp decline in population in many areas caused by casualties, outmigration, and disruption of family life. The marauding armies seized farmers' crops, and more importantly, farmers lost much of their livestock, their main capital asset. Severe poverty became widespread, reducing market demand, while the disruption of local and international trade, and the shortages of critical inputs, seriously hurt industry and services. The loss of a vast colonial empire reduced Spain's overall wealth, and by 1820 it had become one of Europe's poorest and least-developed societies; three-fourths of the people were illiterate. There was little industry beyond the production of textiles in Catalonia. Natural resources, such as coal and iron, were available for exploitation, but the transportation system was rudimentary, with few canals or navigable rivers, and road travel was slow and expensive. British railroad builders were pessimistic about the potential for freight and passenger traffic and did not invest. Eventually a small railway system was built, radiating from Madrid and bypassing the natural resources. The government relied on high tariffs, especially on grain, which further slowed economic development. For example, eastern Spain was unable to import inexpensive Italian wheat, and had to rely on expensive homegrown products carted in over poor roads. The export market collapsed apart from some agricultural products. Catalonia had some industry, but Castile remained the political and cultural center, and was not interested in promoting industry.
Although the juntas, that had forced the French to leave Spain, had sworn by the liberal Constitution of 1812, Ferdinand VII had the support of conservatives and he rejected it. He ruled in the authoritarian fashion of his forebears.
The government, nearly bankrupt, was unable to pay its soldiers. There were few settlers or soldiers in Florida, so it was sold to the United States for 5 million dollars. In 1820, an expedition intended for the colonies revolted in Cadiz. When armies throughout Spain pronounced themselves in sympathy with the revolters, led by Rafael del Riego, Ferdinand relented and was forced to accept the liberal Constitution of 1812. This was the start of the second bourgeois revolution in Spain, the trienio liberal which would last from 1820 to 1823. Ferdinand himself was placed under effective house arrest for the duration of the liberal experiment.
Trienio liberal (1820–23)
The tumultuous three years of liberal rule that followed (1820–23) were marked by various absolutist conspiracies. The liberal government, which reminded European statesmen entirely too much of the governments of the French Revolution, was viewed with hostility by the Congress of Verona in 1822, and France was authorized to intervene. France crushed the liberal government with massive force in the so-called "Hundred Thousand Sons of Saint Louis" expedition, and Ferdinand was restored as absolute monarch in 1823. In Spain proper, this marked the end of the second Spanish bourgeois revolution.
"Ominous Decade" (1823–1833)
In Spain, the failure of the second bourgeois revolution was followed by a period of uneasy peace for the next decade. Having borne only a female heir presumptive, it appeared that Ferdinand would be succeeded by his brother, Infante Carlos of Spain. While Ferdinand aligned with the conservatives, fearing another national insurrection, he did not view Carlos's reactionary policies as a viable option. Ferdinand – resisting the wishes of his brother – decreed the Pragmatic Sanction of 1830, enabling his daughter Isabella to become Queen. Carlos, who made known his intent to resist the sanction, fled to Portugal.
Reign of Isabella II (1833–1868)
Ferdinand's death in 1833 and the accession of Isabella II as Queen of Spain sparked the First Carlist War (1833–39). Isabella was only three years old at the time so her mother, Maria Cristina of Bourbon-Two Sicilies, was named regent until her daughter came of age. Carlos invaded the Basque country in the north of Spain and attracted support from absolutist reactionaries and conservatives; these forces were known as the "Carlist" forces. The supporters of reform and of limitations on the absolutist rule of the Spanish throne rallied behind Isabella and the regent, Maria Cristina; these reformists were called "Christinos." Though Christino resistance to the insurrection seemed to have been overcome by the end of 1833, Maria Cristina's forces suddenly drove the Carlist armies from most of the Basque country. Carlos then appointed the Basque general Tomás de Zumalacárregui as his commander-in-chief. Zumalacárregui resuscitated the Carlist cause, and by 1835 had driven the Christino armies to the Ebro River and transformed the Carlist army from a demoralized band into a professional army of 30,000 of superior quality to the government forces. Zumalacárregui's death in 1835 changed the Carlists' fortunes. The Christinos found a capable general in Baldomero Espartero. His victory at the Battle of Luchana (1836) turned the tide of the war, and in 1839, the Convention of Vergara put an end to the first Carlist insurrection.
The progressive General Espartero, exploiting his popularity as a war hero and his sobriquet "Pacifier of Spain", demanded liberal reforms from Maria Cristina. The Queen Regent, who resisted any such idea, preferred to resign and let Espartero become regent instead in 1840. Espartero's liberal reforms were then opposed by moderates, and the former general's heavy-handedness caused a series of sporadic uprisings throughout the country from various quarters, all of which were bloodily suppressed. He was overthrown as regent in 1843 by Ramón María Narváez, a moderate, who was in turn perceived as too reactionary. Another Carlist uprising, the Matiners' War, was launched in 1846 in Catalonia, but it was poorly organized and suppressed by 1849.
Isabella II took a more active role in government after coming of age, but she was unpopular throughout her reign (1833–68). There was another pronunciamiento in 1854 led General Leopoldo O'Donnell, intending to topple the discredited rule of the Count of San Luis. A popular insurrection followed the coup and the Progressive Party obtained widespread support in Spain and came to government in 1854. After 1856, O'Donnell, who had already marched on Madrid that year and ousted another Espartero ministry, attempted to form the Liberal Union, his own political project. Following attacks on Ceuta by tribesmen based in Morocco, a war against the latter country was successfully waged by generals O'Donnell and Juan Prim.
Sexenio Democrático (1868–1874)
In 1868 another insurgency, known as the Glorious Revolution took place. The progresista generals Francisco Serrano and Juan Prim revolted against Isabella and defeated her moderado generals at the Battle of Alcolea (1868). Isabella was driven into exile in Paris.
Two years later, in 1870, the Cortes declared that Spain would again have a king. Amadeus of Savoy, the second son of King Victor Emmanuel II of Italy, was selected and duly crowned King of Spain early the following year. Amadeus – a liberal who swore by the liberal constitution the Cortes promulgated – was faced immediately with the incredible task of bringing the disparate political ideologies of Spain to one table. The country was plagued by internecine strife, not merely between Spaniards but within Spanish parties.
Following the Hidalgo affair and an army rebellion, Amadeus famously declared the people of Spain to be ungovernable, abdicated the throne, and left the country (11 February 1873).
First Spanish Republic (1873–74)
In the absence of the Monarch, a government of radicals and Republicans was formed and declared Spain a republic. The First Spanish Republic (1873–74) was immediately under siege from all quarters. The Carlists were the most immediate threat, launching a violent insurrection after their poor showing in the 1872 elections. There were calls for socialist revolution from the International Workingmen's Association, revolts and unrest in the autonomous regions of Navarre and Catalonia, and pressure from the Catholic Church against the fledgling republic.
A coup took place in January 1874, when General Pavía broke into the Cortes. This prevented the formation of a federal republican government, forced the dissolution of the Parliament and led to the instauration of a unitary praetorian republic ruled by General Serrano, paving the way for the Restoration of the Monarchy through another pronunciamiento, this time by Arsenio Martínez Campos, in December 1874.
Restoration (1874–1931)
Reign of Alfonso XII and Regency of Maria Christina
Following the success of a December 1874 military coup the monarchy was restored in the person of Alfonso XII (the son of former queen Isabella II). The ongoing Carlist insurrection was eventually put down. The Restoration period, following the proclamation of the 1876 Constitution, witnessed the installment of an uncompetitive parliamentary system devised by Antonio Cánovas del Castillo, in which two "dynastic" parties, the conservatives and the liberals alternated in control of the government (turnismo). Election fraud (materialized in the so-called caciquismo) became ubiquitous, with elections reproducing pre-arranged outcomes struck in the Capital. Voter apathy was no less important. The reign of Alfonso was followed by that of his son Alfonso XIII, initially a regency until the latter's coming of age in 1902.
The 1876 Constitution granted the Catholic Church a great grip over the education (particularly in the secondary education). Meanwhile, an organization formed in 1876 upon a group of Krausists educators, the Institución Libre de Enseñanza, had a leading role in the educational and cultural renovation in the country, covering for the inaction of the Spanish State.
Disaster of 1898
In 1868, Cuba launched a war of independence against Spain. On that island, as had been the case in Santo Domingo, the Spanish government found itself embroiled in a difficult campaign against an indigenous rebellion. Unlike in Santo Domingo, however, Spain would initially win this struggle, having learned the lessons of guerrilla warfare well enough to defeat this rebellion. The pacification of the island was temporary, however, as the conflict revived in 1895 and ended in defeat at the hands of the United States in the Spanish–American War of 1898. Cuba gained its independence and Spain lost its remaining New World colony, Puerto Rico, which together with Guam and the Philippines were ceded to the United States for 20 million dollars. In 1899, Spain sold its remaining Pacific islands – the Northern Mariana Islands, Caroline Islands and Palau – to Germany and Spanish colonial possessions were reduced to Spanish Morocco, Spanish Sahara and Spanish Guinea, all in Africa.
The "disaster" of 1898 created the Generation of '98, a group of statesmen and intellectuals who demanded liberal change from the new government. However both Anarchism on the left and fascism on the right grew rapidly in Spain in the early 20th century. A revolt in 1909 in Catalonia was bloodily suppressed. Jensen (1999) argues that the defeat of 1898 led many military officers to abandon the liberalism that had been strong in the officer corps and turn to the right. They interpreted the American victory in 1898 as well as the Japanese victory against Russia in 1905 as proof of the superiority of willpower and moral values over technology. Over the next three decades, Jensen argues, these values shaped the outlook of Francisco Franco and other Falangists.
Crisis of the Restoration system (1913–1931)
The bipartisan system began to collapse in the later years of the constitutional part of the reign of Alfonso XIII, with the dynastic parties largely disintegrating into factions: the conservatives faced a schism between datistas, mauristas and ciervistas. The liberal camp split into the mainstream liberals followers of the Count of Romanones (romanonistas) and the followers of Manuel García Prieto, the "democrats" (prietistas). An additional liberal albista faction was later added to the last two.
Spain's neutrality in World War I spared the country from carnage, yet the conflict caused massive economic disruption, with the country experiencing at the same time an economic boom (the increasing foreign demand of products and the drop of imports brought hefty profits) and widespread social distress (with mounting inflation, shortage of basic goods and extreme income inequality). A major revolutionary strike was called for August 1917, supported by the Spanish Socialist Workers' Party, the UGT and the CNT, seeking to overthrow the government by means of a general strike. The Dato government deployed the army against the workers to brutally quell any threat to social order, sealing in turn the demise of the cabinet and undermining the constitutional order. The strike was one of the three simultaneous developments of a wider three-headed crisis in 1917 that cracked the Restoration regime, that also included a military crisis induced by the cleavage in the Armed Forces between Mainland and Africa-based ranks vis-à-vis the military promotion (and ensuing formation of juntas of officers that refused to dissolve upon request from the government), and a political crisis brought by the challenge posed by Catalan nationalism, whose bourgeois was emboldened by the economic upswing caused by the profits from exports to Entente powers during World War I.
During the Rif War, the crushing defeat of the Spanish Army in the so-called "Disaster of Annual" in the Summer of 1921 brought in a matter of days the catastrophic loss of the lives of about 9,000 Spanish soldiers and the loss of all occupied territory in Morocco that had been gained since 1912. This entailed the greatest defeat suffered by a European power in an African colonial war in the 20th century.
Alfonso XIII tacitly endorsed the September 1923 coup by General Miguel Primo de Rivera that installed a dictatorship led by the latter. The regime enforced the State of War all over the country from September 1923 to May 1925 and, in permanent violation of the 1876 Constitution, wrecked with the legal-rational component of the constitutional compromise. Attempts to institutionalise the regime (initially a Military Directory) were taken, in the form of a single official party (the Patriotic Union) and a consultative chamber (the National Assembly).
Preceded by a partial retreat from vulnerable posts in the interior of the protectorate in Morocco, Spain (in joint action with France) turned the tides in Morocco in 1925, and the Abd el-Krim-led Republic of the Rif started to see the beginning of its end after the Alhucemas landing and ensuing seizure of Ajdir, the heart of the Riffian rebellion. The war had dragged on since 1917 and cost Spain $800 million. The Spanish officers of the war ended up taking the brutality of the colonial military practices to the mainland.
The late 1920s were prosperous until the worldwide Great Depression hit in 1929. In early 1930 bankruptcy and massive unpopularity forced the king to remove Primo de Rivera.
Primo de Rivera was replaced by Dámaso Berenguer's so-called dictablanda. The later ruler was in turn replaced by Admiral Aznar-Cabañas in February 1931, soon before the scheduled municipal elections of April 1931, which were considered a plebiscite on the Monarchy. Urban voters had lost faith in the monarch and voted for republican parties. In the wake of the Republican victory, the king fled the country and a republic was proclaimed on 14 April 1931.
Second Spanish Republic (1931–36)
A provisional government presided by Niceto Alcalá Zamora was installed as the Republic, popularly nicknamed as "la niña bonita" ('the pretty girl'), was proclaimed on 14 April 1931, a democratic experiment at a time when democracies were beginning to descend into dictatorships elsewhere in the continent. A Constituent election was called for June 1931. The dominant bloc emerging from the election, an alliance of liberals and socialists, brought Manuel Azaña (who had undertaken a decisive reform as War minister in the provisional government by trying to democratize the Armed Forces) to premiership, heading from the on a number of coalition cabinets. While the Republican government was able to easily quell the first 1932 coup d'etat led by José Sanjurjo, the generals, who felt humiliated because of the military reform privately developed a strong contempt towards Azaña. The new parliament drafted a new constitution which was approved on 9 December 1931.
Political ideologies were intensely polarized, as both right and left saw vast evil conspiracies on the other side that had to be stopped. Regarding the crux of the role of the Church, within the Left people saw the former as the major enemy of modernity and the Spanish people, and the right saw it as the invaluable protector of Spanish values.
Under the Second Spanish Republic, women were allowed to vote in general elections for the first time. The Republic devolved substantial self-government to Catalonia and, for a brief period in wartime, also to the Basque Provinces.
The first cabinets of the Republic were center-left, headed by Niceto Alcalá-Zamora and Manuel Azaña. Economic turmoil, substantial debt, and fractious, rapidly changing governing coalitions led to escalating political violence and attempted coups by right and left.
Following the 1933 election, the right-wing Spanish Confederation of the Autonomous Right (CEDA), based on the Catholic vote, was set to enter the radical government. An armed rising of workers in October 1934, which reached its greatest intensity in Asturias, was forcefully put down by the government. This in turn energized political movements across the spectrum in Spain, including a revived anarchist movement and new reactionary and fascist groups, including the Falange and a revived Carlist movement.
A devastating 1936–39 civil war was won in 1939 by the rebel forces under Francisco Franco. It was supported by Nazi Germany and Fascist Italy. The rebels (backed among other by traditionalist Carlists, Fascist falangists and Far-right alfonsists) defeated the Republican loyalists (with a variable support of Socialists, Liberals, Communists, Anarchists and Catalan and Basque nationalists), who were backed by the Soviet Union.
Spanish Civil War (1936–1939)
The Spanish Civil War was started by a military coup d'etat in 17–18 July 1936 against the Republican government. The coup, intending to prevent social and economic reforms carried by the new government, had been carefully plotted since the electoral right-wing defeat at the February 1936 election. The coup failed everywhere but in the Catholic heartland (Galicia, Old Castile and Navarre), Morocco, Zaragoza, Seville and Oviedo, while the rest of the country remained loyal to the Republic, including the main industrial cities (such as Madrid, Barcelona, Valencia and Bilbao), where the putschists were crushed by the combined action of workers and peasants.
The Republic looked to the Western democracies for help, but following an earlier commitment to provide assistance by French premier Léon Blum, by 25 July the latter had already backtracked on it, as to the mounting inner division within his country the British opposition to intervention added up, as the sympathies of the UK lied in the Rebel faction.
The Rebel faction enjoyed direct military support from Fascist Italy and Nazi Germany, while since the very beginning they also enjoyed the support of Salazarist Portugal, the power-base of one of the leading rebels, José Sanjurjo. The Soviet Union sold weapons to the Republican faction, while left-wing sympathizers around the world went to Spain to fight in the International Brigades, set up by the Communist International. The conflict become a worldwide ideological battleground that pitted the left and many liberals against Catholics and conservatives. Worldwide there was a decline in pacifism and a growing sense that another world war was imminent, and that it would be worth fighting for.
After the Spanish Civil War, the active agrarian population began to decline in Spain, the provinces with latifundia in Andalusia continued being the ones with the greatest number of day laborers; at the same time this was the region with the lowest literacy share.
Political and military balance
The Spanish Republican government moved to Valencia, to escape Madrid, which was under siege by the Nationalists. It had some military strength in the Air Force and Navy, but it had lost nearly all of the regular Army. After opening the arsenals to give rifles, machine guns and artillery to local militias, it had little control over the Loyalist ground forces. Republican diplomacy proved ineffective, with only two useful allies, the Soviet Union and Mexico. Britain, France and 27 other countries had agreed to an arms embargo on Spain, and the United States went along. Nazi Germany and Fascist Italy both signed that agreement, but ignored it and sent supplies and vital help, including a powerful air force under German command, the Condor Legion. Tens of thousands of Italians arrived under Italian command. Portugal supported the Nationalists, and allowed the trans-shipment of supplies to Franco's forces. The Soviets sold tanks and other armaments for Spanish gold, and sent well-trained officers and political commissars. It organized the mobilization of tens of thousands of mostly communist volunteers from around the world, who formed the International Brigades.
In 1936, the Left united in the Popular Front and were elected to power. However, this coalition, dominated by the centre-left, was undermined both by the revolutionary groups such as the anarchist Confederación Nacional del Trabajo (CNT) and Federación Anarquista Ibérica (FAI) and by anti-democratic far-right groups such as the Falange and the Carlists. The political violence of previous years began to start again. There were gunfights over strikes; landless labourers began to seize land, church officials were killed and churches burnt. On the other side, right wing militias (such as the Falange) and gunmen hired by employers assassinated left wing activists. The Republican democracy never generated the consensus or mutual trust between the various political groups that it needed to function peacefully. As a result, the country slid into civil war. The right wing of the country and high ranking figures in the army began to plan a coup, and when Falangist politician José Calvo-Sotelo was shot by Republican police, they used it as a signal to act while the Republican leadership was confused and inert.
Military operations
The Nationalists under Franco won the war, and historians continue to debate the reasons. The Nationalists were much better unified and led than the Republicans, who squabbled and fought amongst themselves endlessly and had no clear military strategy. The Army went over to the Nationalists, but it was very poorly equipped – there were no tanks or modern airplanes. The small navy supported the Republicans, but their armies were made up of raw recruits and they lacked both equipment and skilled officers and sergeants. Nationalist senior officers were much better trained and more familiar with modern tactics than the Republicans.
On 17 July 1936, General Francisco Franco brought the colonial army stationed in Morocco to the mainland, while another force from the north under General Mola moved south from Navarre. Another conspirator, General Sanjurjo, who was in exile in Portugal, was killed in a plane crash while being brought to join the other military leaders. Military units were also mobilised elsewhere to take over government institutions. Franco intended to seize power immediately, but successful resistance by Republicans in the key centers of Madrid, Barcelona, Valencia, the Basque country, and other points meant that Spain faced a prolonged civil war. By 1937 much of the south and west was under the control of the Nationalists, whose Army of Africa was the most professional force available to either side. Both sides received foreign military aid: the Nationalists from Nazi Germany and Italy, while the Republicans were supported by organised far-left volunteers from the Soviet Union.
The Siege of the Alcázar at Toledo early in the war was a turning point, with the Nationalists successfully resisting after a long siege. The Republicans managed to hold out in Madrid, despite a Nationalist assault in November 1936, and frustrated subsequent offensives against the capital at Jarama and Guadalajara in 1937. Soon, though, the Nationalists began to erode their territory, starving Madrid and making inroads into the east. The North, including the Basque country fell in late 1937 and the Aragon front collapsed shortly afterwards. The bombing of Guernica on the afternoon of 26 April 1937 – a mission used as a testing ground for the German Luftwaffe's Condor Legion – was probably the most infamous event of the war and inspired Picasso's painting. The Battle of the Ebro in July–November 1938 was the final desperate attempt by the Republicans to turn the tide. When this failed and Barcelona fell to the Nationalists in early 1939, it was clear the war was over. The remaining Republican fronts collapsed, as civil war broke out inside the Left, as the Republicans suppressed the Communists. Madrid fell in March 1939.
The war cost between 300,000 and 1,000,000 lives. It ended with the total collapse of the Republic and the accession of Francisco Franco as dictator of Spain. Franco amalgamated all right wing parties into a reconstituted fascist party Falange and banned the left-wing and Republican parties and trade unions. The Church was more powerful than it had been in centuries.
The conduct of the war was brutal on both sides, with widespread massacres of civilians and prisoners. After the war, many thousands of Republicans were imprisoned and up to 150,000 were executed between 1939 and 1943. Some 500,000 refugees escaped to France; they remained in exile for years or decades.
Francoist Spain (1939–1975)
The Francoist regime resulted in the deaths and arrests of hundreds of thousands of people who were either supporters of the previous Second Republic of Spain or potential threats to Franco's state. They were executed, sent to prisons or concentration camps. According to Gabriel Jackson, the number of victims of the White Terror (executions and hunger or illness in prisons) just between 1939 and 1943 was 200,000. Child abduction was also a wide-scale practice. The lost children of Francoism may reach 300,000.
During Franco's rule, Spain was officially neutral in World War II and remained largely economically and culturally isolated from the outside world. Under a military dictatorship, Spain saw its political parties banned, except for the official party (Falange). Labour unions were banned and all political activity using violence or intimidation to achieve its goals was forbidden.
Under Franco, Spain actively sought the return of Gibraltar by the United Kingdom, and gained some support for its cause at the United Nations. During the 1960s, Spain began imposing restrictions on Gibraltar, culminating in the closure of the border in 1969. It was not fully reopened until 1985.
Spanish rule in Morocco ended in 1967. Though militarily victorious in the 1957–58 Moroccan invasion of Spanish West Africa, Spain gradually relinquished its remaining African colonies. Spanish Guinea was granted independence as Equatorial Guinea in 1968, while the Moroccan enclave of Ifni had been ceded to Morocco in 1969. Two cities in Africa, Ceuta and Melilla remain under Spanish rule and sovereignty.
The latter years of Franco's rule saw some economic and political liberalization (the Spanish miracle), including the birth of a tourism industry. Spain began to catch up economically with its European neighbors.
Franco ruled until his death on 20 November 1975, when control was given to King Juan Carlos. In the last few months before Franco's death, the Spanish state went into a paralysis. This was capitalized upon by King Hassan II of Morocco, who ordered the 'Green March' into Western Sahara, Spain's last colonial possession.
History of Spain (1975–present)
Transition to democracy
The Spanish transition to democracy or new Bourbon restoration was the era when Spain moved from the dictatorship of Francisco Franco to a liberal democratic state. The transition started with Franco's death on 20 November 1975, while its completion is marked by the electoral victory of the socialist PSOE on 28 October 1982.
Under its current (1978) constitution, Spain is a constitutional monarchy. It comprises 17 autonomous communities (Andalusia, Aragon, Asturias, Balearic Islands, Canary Islands, Cantabria, Castile and León, Castile–La Mancha, Catalonia, Extremadura, Galicia, La Rioja, Community of Madrid, Region of Murcia, Basque Country, Valencian Community, and Navarre) and 2 autonomous cities (Ceuta and Melilla).
Between 1978 and 1982, Spain was led by the Unión del Centro Democrático governments.
In 1981 the 23-F coup d'état attempt took place. On 23 February Antonio Tejero, with members of the Guardia Civil entered the Congress of Deputies, and stopped the session, where Leopoldo Calvo Sotelo was about to be named prime minister of the government. Officially, the coup d'état failed thanks to the intervention of King Juan Carlos. Spain joined NATO before Calvo-Sotelo left office.
Along with political change came radical change in Spanish society. Spanish society had been extremely conservative under Franco, but the transition to democracy also began a liberalization of values and social customs.
After earning a sweeping majority at the October 1982 general election, the Spanish Socialist Workers' Party (PSOE) governed the country, with Felipe González as prime minister. On 1 January 1986, Spain joined the European Economic Community (EEC). A referendum on whether Spain should remain in NATO was held in March 1986. The ruling party, the PSOE, favoured Spain's permanence (a turn from their anti-NATO stance back in 1982, a change of discourse already initiated by 1983 and made explicit in 1984). Meanwhile, the Conservative opposition (People's Coalition), called for abstention. The 'yes' to permanence in NATO unexpectedly won.
The country hosted the 1992 Summer Olympics in Barcelona and Seville Expo '92.
Spain within the European Union (1993–present)
In 1996, the centre-right Partido Popular government came to power, led by José María Aznar. On 1 January 1999, Spain exchanged the peseta for the new Euro currency. The peseta continued to be used for cash transactions until January 1, 2002. On 11 March 2004 a number of terrorist bombs exploded on busy commuter trains in Madrid by Islamic extremists linked to Al-Qaeda, killing 191 persons and injuring thousands.
The election, held three days after the attacks, was won by the PSOE, and José Luis Rodríguez Zapatero replaced Aznar as prime minister. As José María Aznar and his ministers at first accused ETA of the atrocity, it has been argued that the outcome of the election has been influenced by this event.
In the wake of its joining the EEC, Spain experienced an economic boom during two decades, cut painfully short by the financial crisis of 2008.
During the boom years, Spain attracted a large number of immigrants, especially from the United Kingdom, but also including unknown but substantial illegal immigration, mostly from Latin America, eastern Europe and north Africa.
Spain had the fourth largest economy in the Eurozone, but after 2008 the global economic recession hit Spain hard, with the bursting of the housing bubble and unemployment reaching over 25%, sharp budget cutbacks were needed to stay in the Euro zone. The GDP shrank 1.2% in 2012. Although interest rates were historically low, investments were not encouraged sufficiently by entrepreneurs. Losses were especially high in real estate, banking, and construction. Economists concluded in early 2013 that, "Where once Spain's problems were acute, now they are chronic: entrenched unemployment, a large mass of small and medium-sized enterprises with low productivity, and, above all, a constriction in credit."
With the financial crisis and high unemployment, Spain is now suffering from a combination of continued illegal immigration paired with a massive emigration of workers, forced to seek employment elsewhere under the EU's "Freedom of Movement", with an estimated 700,000, or 1.5% of total population, leaving the country between 2008 and 2013.
Spain is ranked as a middle power able to exert modest regional influence. It has a small voice in international organizations; it is not part of the G8 and participates in the G20 only as a guest. Spain is part of the G6 (EU).
See also
Demographics of Spain
Economic history of Spain
Foreign relations of Spain
History of Europe
List of missing landmarks in Spain
Monarchy of Spain
Politics of Spain
Historical population
Notes
Bibliography
; the first book in a trilogy about the Spanish Empire.
The Golden Age: The Spanish Empire of Charles V (2010); the second book in the trilogy Published in the United States as The Golden Empire: Spain, Charles V, and the Creation of America (2011).
World Without End: The Global Empire of Philip II (2014); the third volume in the trilogy
Further reading
Altman, Ida. Emigrants and Society, Extremadura and America in the Sixteenth Century. U of California Press 1989.
Barton, Simon. A History of Spain (2009) excerpt and text search
Bertrand, Louis and Charles Petrie. The History of Spain (2nd ed. 1956) online
Braudel, Fernand The Mediterranean and the Mediterranean World in the Age of Philip II (2 vol; 1976) vol 1 free to borrow
Carr, Raymond. Spain, 1808–1975 (2nd ed 1982), a standard scholarly survey
Carr, Raymond, ed. Spain: A History (2001) excerpt and text search
Casey, James. Early Modern Spain: A Social History (1999) excerpt and text search
Cortada, James W. Spain in the Twentieth-Century World: Essays on Spanish Diplomacy, 1898-1978 (1980) online
Edwards, John. The Spain of the Catholic Monarchs 1474–1520 (2001) excerpt and text search
Elliott, J.H., Imperial Spain, 1469–1716. (1963).
Elliott, J.H. The Old World and the New. Cambridge 1970.
Esdaile, Charles J. Spain in the Liberal Age: From Constitution to Civil War, 1808–1939 (2000) excerpt and text search
Gerli, E. Michael, ed. Medieval Iberia: an encyclopedia. New York 2005.
Hamilton, Earl J. American Treasure and the Price Revolution in Spain, 1501–1650. Cambridge MA 1934.
Haring, Clarence. Trade and Navigation between Spain and the Indies in the Time of the Hapsburgs. (1918). online free
Herr, Richard. An Historical Essay on Modern Spain (1974)
Israel, Jonathan I. "Debate—The Decline of Spain: A Historical Myth," Past and Present 91 (May 1981), 170–85.
Kamen, Henry. Spain. A Society of Conflict (3rd ed.) London and New York: Pearson Longman 2005. ISBN
Lynch, John. The Hispanic World in Crisis and Change: 1598–1700 (1994) excerpt and text search
Lynch, John C. Spain under the Habsburgs. (2 vols. 2nd ed. Oxford UP, 1981).
Merriman, Roger Bigelow. The Rise of the Spanish Empire in the Old World and the New. 4 vols. New York 1918–34. online free
Norwich, John Julius. Four Princes: Henry VIII, Francis I, Charles V, Suleiman the Magnificent and the Obsessions that Forged Modern Europe (2017), popular history; excerpt
Olson, James S. et al. Historical Dictionary of the Spanish Empire, 1402–1975 (1992) online
O'Callaghan, Joseph F. A History of Medieval Spain (1983) excerpt and text search
Paquette, Gabriel B. Enlightenment, governance, and reform in Spain and its empire, 1759–1808. (2008)
Parker, Geoffrey. Emperor: A New Life of Charles V (2019) excerpt
Parker, Geoffrey. The Grand Strategy of Philip II (Yale UP, 1998). online review
Parry, J.H. The Spanish Seaborne Empire. New York 1966.
Payne, Stanley G. A History of Spain and Portugal (2 vol 1973) full text online vol 1 before 1700; full text online vol 2 after 1700; a standard scholarly history
Payne, Stanley G. Spain: A Unique History (University of Wisconsin Press; 2011) 304 pages; history since the Visigothic era.
Payne, Stanley G. Politics and Society in Twentieth-Century Spain (2012)
Phillips, William D., Jr. Enrique IV and the Crisis of Fifteenth-Century Castile, 1425–1480. Cambridge MA 1978
Phillips, William D., Jr., and Carla Rahn Phillips. A Concise History of Spain (2010) excerpt and text search
Phillips, Carla Rahn. "Time and Duration: A Model for the Economy of Early Modern Spain," American Historical Review, Vol. 92. No. 3 (June 1987), pp. 531–562.
Pierson, Peter. The History of Spain (2nd ed. 2008) excerpt and text search
Pike, Ruth. Enterprise and Adventure: The Genoese in Seville and the Opening of the New World. Ithaca 1966.
Pike, Ruth. Aristocrats and Traders: Sevillan Society in the Sixteenth Century. Ithaca 1972.
Preston, Paul. The Spanish Civil War: Reaction, Revolution, and Revenge (2nd ed. 2007)
Reston Jr, James. Defenders of the Faith: Charles V, Suleyman the Magnificent, and the Battle for Europe, 1520-1536 (2009), popular history.
Ringrose, David. Madrid and the Spanish Economy 1560–1850. Berkeley 1983.
Shubert, Adrian. A Social History of Modern Spain (1990) excerpt
Thompson, I.A.A. War and Government in Habsburg Spain, 1560-1620. London 1976.
Thompson, I.A.A. Crown and Cortes. Government Institutions and Representation in Early-Modern Castile. Brookfield VT 1993.
Treasure, Geoffrey. The Making of Modern Europe, 1648–1780 (3rd ed. 2003). pp 332–373.
Tusell, Javier. Spain: From Dictatorship to Democracy, 1939 to the Present (2007) excerpt and text search
Vivens Vives, Jaime. An Economic History of Spain, 3d edn. rev. Princeton 1969.
Walker, Geoffrey. Spanish Politics and Imperial Trade, 1700–1789. Bloomington IN 1979.
Woodcock, George. "Anarchism in Spain" History Today (Jan 1962) 12#1 pp 22–32.
Historiography
Cabrera, Miguel A. "Developments in contemporary Spanish historiography: from social history to the new cultural history." Journal of Modern History 77.4 (2005): 988–1023.
Cortada, James W. A Bibliographic Guide to Spanish Diplomatic History, 1460-1977 (Greenwood Press, 1977) 390 pages
Feros, Antonio. "Spain and America: All is One”: Historiography of the Conquest and Colonization of the Americas and National Mythology in Spain c. 1892–c. 1992." in Christopher Schmidt-Nowara and John M. Nieto Phillips, eds. Interpreting Spanish Colonialism: Empires, Nations, and Legends (2005).
García-Sanjuán, Alejandro. "Rejecting al-Andalus, exalting the Reconquista: historical memory in contemporary Spain." Journal of Medieval Iberian Studies 10.1 (2018): 127–145. online
Herzberger, David K. Narrating the past: fiction and historiography in postwar Spain (Duke University Press, 1995).
Herzberger, David K. "Narrating the past: History and the Novel of Memory in Postwar Spain." Publications of the Modern Language Association of America (1991): 34–45. in JSTOR
Jover, José María. "Panorama of current Spanish historiography" Cahiers d'Histoire Mondiale. 1961, Vol. 6 Issue 4, pp 1023–1038.
Linehan, Peter. History and the historians of medieval Spain (Oxford UP, 1993)
Luengo, Jorge, and Pol Dalmau. "Writing Spanish history in the global age: connections and entanglements in the nineteenth century." Journal of global history 13.3 (2018): 425–445. online.
Payne, Stanley G. “Jaime Vicens Vives and the Writing of Spanish History.” Journal of Modern History 34#2 (1962), pp. 119–134. online
Viñao, Antonio. "From dictatorship to democracy: history of education in Spain." Paedagogica Historica 50#6 (2014): 830–843..
External links
History of Spain: Primary Documents
Spanish History Sources & Documents
Stanley G. Payne The Seventeenth-Century Decline
Henry Kamen, "The Decline of Spain: A Historical Myth?", Past and Present, (Explains the complexities of this subject)
WWW-VL "Spanish History Index
Carmen Pereira-Muro. Culturas de España. Boston and New York: Houghton Mifflin Company 2003. ISBN
The genomic history of the Iberian Peninsula over the past 8000 years (Science, 15 March 2019, Vol. 363, Issue 6432, pp. 1230-1234) |
13305 | https://en.wikipedia.org/wiki/History%20of%20the%20Republic%20of%20Turkey | History of the Republic of Turkey | The Republic of Turkey was created after the overthrow of Sultan Mehmet VI Vahdettin by the new Republican Parliament in 1922. This new regime delivered the coup de grâce to the Ottoman state which had been practically wiped away from the world stage following the First World War.
Background
The Ottoman Empire was since its foundation in , ruled as an absolute monarchy. Between 1839 and 1876 the Empire went through a period of reform. The Young Ottomans who were dissatisfied with these reforms worked together with Sultan Abdülhamid II to realize some form of constitutional arrangement in 1876. After the short-lived attempt of turning the Empire into a constitutional monarchy, Sultan Abdülhamid II turned it back into an absolute monarchy by 1878 by suspending the constitution and parliament.
A couple decades later a new reform movement under the name of the Young Turks conspired against Sultan Abdülhamid II, who was still in charge of the Empire, by starting the Young Turk Revolution. They forced the sultan to reintroduce the constitutional rule in 1908. This led to a rise of active participation of the military in politics. In 1909 they deposed the sultan and in 1913 seized power in a coup. In 1914 the Ottoman Empire entered World War I on the side of the Central Powers as an ally of the German Empire and subsequently lost the war. The goal was to win territory in the East to compensate for the loses in the West in previous years during the Italo-Turkish War and the Balkan Wars. In 1918 the leaders of the Young Turks took full responsibility for the lost war and fled the country into exile leaving the country in chaos.
The Armistice of Mudros was signed which granted the Allies, in a broad and vaguely worded clause, the right to further occupy Anatolia "in case of disorder". Within days French and British troops started occupying the remaining territory controlled by the Ottoman Empire. Mustafa Kemal Atatürk and other army officers started a resistance movement. Shortly after the Greek occupation of Western Anatolia in 1919, Mustafa Kemal Pasha set foot in Samsun to start the Turkish War of Independence against the occupations and persecutions of Muslims in Anatolia. He and the other army officers alongside him dominated the polity that finally established the Republic of Turkey out of what was left of the Ottoman Empire. Turkey was established based on the ideology found in the country's pre-Ottoman history and was also steered towards a secular political system to diminish the influence of religious groups such as the Ulema.
Single-party period (1923–1945)
Atatürk era (1923–1938)
The history of modern Turkey begins with the foundation of the republic on 29 October 1923, with Atatürk as its first president. The government was formed from the Ankara-based revolutionary group, led by Mustafa Kemal Atatürk and his colleagues. The second constitution was ratified by the Grand National Assembly on 20 April 1924.
For about the next 10 years, the country saw a steady process of secular Westernization through Atatürk's Reforms, which included the unification of education; the discontinuation of religious and other titles; the closure of Islamic courts and the replacement of Islamic canon law with a secular civil code modeled after Switzerland's and a penal code modeled after the Italian Penal Code; recognition of the equality between the sexes and the granting of full political rights to women on 5 December 1934; the language reform initiated by the newly founded Turkish Language Association; replacement of the Ottoman Turkish alphabet with the new Turkish alphabet derived from the Latin alphabet; the dress law (the wearing of a fez, is outlawed); the law on family names; and many others.
Chronology of Major Kemalist Reforms:
1 November 1922: Abolition of the office of the Ottoman Sultan.
29 October 1923: Proclamation of the Republic of Turkey.
3 March 1924: Abolition of the office of Caliphate held by the Ottoman Caliphate.
25 November 1925: Change of headgear and dress.
30 November 1925: Closure of religious convents and dervish lodges.
1 March 1926: Introduction of the new penal law.
4 October 1926: Introduction of the new civil code.
1 November 1928: Adoption of the new Turkish alphabet.
21 June 1934: Introduction of the law on family names.
26 November 1934: Abolition of titles and by-names.
5 December 1934: Full political rights, to vote and be elected, to women.
5 February 1937: The inclusion of the principle of secularism in the constitution.
The first party to be established in the newly formed republic was the Women's Party (Kadınlar Halk Fırkası). It was founded by Nezihe Muhiddin and several other women but was stopped from its activities, since during the time women were not yet legally allowed to engage in politics. The actual passage to multi-party period was first attempted with the Liberal Republican Party by Ali Fethi Okyar. The Liberal Republican Party was dissolved on 17 November 1930 and no further attempt for a multi-party democracy was made until 1945. Turkey was admitted to the League of Nations in July 1932.
Foreign policy
Historically, Turkey continued the Foreign relations of the Ottoman Empire to balance regional and global powers off against one another, forming alliances that best protected the interests of the incumbent regime. The Soviet Union played a major role in supplying weapons to and financing Mustafa Kemal Atatürk's faction during the Turkish War of Independence but Turkey's followed a course of relative international isolation during the period of Atatürk's Reforms in 1920s and 1930s. International conferences gave Turkey full control of the strategic straits linking the Black Sea and the Mediterranean, through the Treaty of Lausanne in 1923 and the Montreux Convention of 1936.
Post-Atatürk era (1938–1945)
Atatürk's successor after his death on 10 November 1938 was İsmet İnönü. He started his term in the office as a respected figure of the Independence War but because of internal fights between power groups and external events like the World War which caused a lack of goods in the country, he lost some of his popularity and support.
In the late 1930s Nazi Germany made a major effort to promote anti-Soviet propaganda in Turkey and exerted economic pressure. Britain and France, eager to outmaneuver Germany, negotiated a tripartite treaty in 1939. They gave Turkey a line of credit to purchase war materials from the West and a loan to facilitate the purchase of commodities. Afraid of threats from Germany and Russia, Turkey maintained neutrality. It sold chrome—an important war material—to both sides. It was clear by 1944 that Germany would be defeated and the chrome sales to Germany stopped.
Turkey's goal was to maintain neutrality during the war. Ambassadors from the Axis powers and Allies intermingled in Ankara. İnönü signed a non-aggression treaty with Nazi Germany on 18 June 1941, 4 days before the Axis powers invaded the Soviet Union. Nationalist magazines Bozrukat and Chinar Altu called for the declaration of war against the Soviet Union. In July 1942, Bozrukat published a map of Greater Turkey, which included Soviet controlled Caucasus and central Asian republics. In the summer of 1942, Turkish high command considered war with the Soviet Union almost unavoidable. An operation was planned, with Baku being the initial target.
Turkey traded with both sides and purchased arms from both sides. The Allies tried to stop German purchases of chrome (used in making better steel). Inflation was high as prices doubled.
By August 1944, the Axis was clearly losing the war and Turkey broke off relations. Only in February 1945, Turkey declared war on Germany and Japan, a symbolic move that allowed Turkey to join the future United Nations.
On 24 October 1945 Turkey signed the United Nations Charter as one of the fifty-one original members.
Multi-party transition (1945)
In 1945, the first opposition party in the multi-party system in Turkey, the National Development Party, was established by industrialist Nuri Demirağ. In 1946, İnönü's government organized multi-party elections, which were won by his party. He remained as the president of the country until 1950. He is still remembered as one of the key figures of Turkey.
Multi-party period (1945–present)
Early period (1945–1987)
Although the multi-party period began in 1945, the election of the Democratic Party government in May 1950 marked the first victory by a non-CHP party.
The government of Adnan Menderes (1950-1960) proved very popular at first, relaxing the restrictions on Islam and presiding over a booming economy. In the latter half of the 1950s, however, the economy began to fail and the government introduced censorship laws limiting dissent. The government became plagued by high inflation and a massive debt.
Military coups
On 27 May 1960, General Cemal Gürsel led a military coup d'état, removing President Celal Bayar and Prime Minister Menderes, the second of whom was executed. The system returned to civilian control in October 1961. A fractured political system emerged in the wake of the 1960 coup, producing a series of unstable government coalitions in parliament alternating between the Justice Party of Süleyman Demirel on the right and the Republican People's Party of İsmet İnönü and Bülent Ecevit on the left.
The army issued a memorandum warning the civilian government in 1971, leading to another coup which resulted in the fall of the Demirel government and the establishment of interim governments.
In July 1974, under Prime Minister Ecevit in coalition with the religious National Salvation Party, Turkey carried out the invasion of Cyprus.
The governments of the National Front, a series of coalitions between rightist parties, followed as Ecevit was not able to remain in office despite ranking first in the elections. The fractured political scene and poor economy led to mounting violence between ultranationalists and communists in the streets of Turkey's cities, resulting in some 5,000 deaths during the late 1970s.
A military coup d'état, headed by General Kenan Evren, took place in 1980. Martial law was extended from 20 to all then existing 67 provinces of Turkey. Within two years, the military returned the government to civilian hands, although retaining close control of the political scene. The political system came under one-party governance under the Motherland Party (ANAP) of Turgut Özal (Prime Minister from 1983 to 1989). The ANAP combined a globally oriented economic program with the promotion of conservative social values. Under Özal, the economy boomed, converting towns like Gaziantep from small provincial capitals into mid-sized economic boomtowns. Military rule began to be phased out at the end of 1983. In particular in provinces in the south-east of Turkey it was replaced by a state of emergency.
Conflict with Kurdish groups (1984–present)
A conflict started in 1984 between the Turkish government and various Kurdish insurgent groups, which have demanded separation from Turkey to create an independent Kurdistan, mainly Kurdistan Workers' Party (PKK) and primarily in the southeast of the country. In 1985 the government established village guards (local paramilitary militias) to oppose Kurdish groups. More than 50,000 people including civilians have died as a result of the conflict. To counter the insurgency further, in 1987 the OHAL (state of emergency) region was established in several provinces where the rebellion was active and in which a super-governor governed with extensive political power over the political and security departments. The PKK has announced a cease-fire between 1993 and 1998 and declared it would not want to separate from Turkey, but demanded peace negotiations and cultural rights. Turkey refused to deliver any at the time. The leader of PKK, Abdullah Öcalan was captured in Nairobi by the Turkish National Intelligence Agency (MIT) and taken to Turkey where he was sentenced for terrorism and treason charges in the first days of February 1999. In 2013, the Turkish government started talks with Öcalan. Following mainly secret negotiations, a largely successful ceasefire was put in place by both the Turkish state and the PKK. On 21 March 2013, Öcalan announced the "end of armed struggle" and a ceasefire with peace talks. On 25 July 2015, the conflict resumed when the Turkish Air Force bombed PKK positions in Iraq.
Political instability (1987–2002)
Starting in July 1987, the South-East was submitted to state of emergency legislation, a measure which lasted until November 2002. With the turn of the 1990s, political instability returned. The 1995 elections brought a short-lived coalition between Mesut Yılmaz's ANAP and the True Path Party, now with Tansu Çiller at the helm.
In 1997, the military, citing his government's support for religious policies deemed dangerous to Turkey's secular nature, sent a memorandum to Prime Minister Necmettin Erbakan requesting that he resign, which he did. The event has been famously labelled a "postmodern coup" by the Turkish admiral Salim Dervişoğlu. Shortly thereafter, the Welfare Party (RP) was banned and reborn as the Virtue Party (FP). A new government was formed by ANAP and Ecevit's Democratic Left Party (DSP) supported from the outside by the center-left Republican People's Party (CHP), led by Deniz Baykal. The DSP became the largest parliamentary party in the 1999 elections. Second place went to the far-right Nationalist Movement Party (MHP). These two parties, alongside Yılmaz's ANAP formed a government. The government was somewhat effective, if not harmonious, bringing about much-needed economic reform, instituting human rights legislation, and bringing Turkey ever closer to the European Union.
AKP government (2002–present)
A series of economic shocks led to new elections in 2002, bringing into power the conservative Justice and Development Party (AKP). It was headed by the former mayor of Istanbul, Recep Tayyip Erdoğan. The political reforms of the AKP have ensured the beginning of the negotiations with the European Union. The AKP again won the 2007 elections, which followed the controversial August 2007 presidential election, during which AKP member Abdullah Gül was elected president at the third round. Recent developments in Iraq (explained under positions on terrorism and security), secular and religious concerns, the intervention of the military in political issues, relations with the EU, the United States, and the Muslim world were the main issues. The outcome of this election, which brought the Turkish and Kurdish ethnic/nationalist parties (MHP and DTP) into the parliament, affected Turkey's bid for the European Union membership.
AKP is the only government in Turkish political history that has managed to win three general elections in a row with an increasing number of votes received in each one. The AKP has positioned itself in the midpoint of the Turkish political scene, much thanks to the stability brought by steady economic growth since they came to power in 2002. A large part of the population have welcomed the end of the political and economic instability of the 1990s, often associated with coalition governments - see Economic history of Turkey. 2011 figures showed a 9% GDP growth for Turkey.
Alleged members of a clandestine group called Ergenekon were detained in 2008 as part of a long and complex trial. Members are accused of terrorism and of plotting to overthrow the civilian government. On 22 February 2010, more than 40 officers were arrested and formally charged with attempting to overthrow the government with respect to so-called "Sledgehammer" plot. The accused included four admirals, a general and two colonels, some of them retired, including former commanders of the Turkish navy and air force (three days later, the former commanders of the navy and air force were released).
Although the 2013 protests in Turkey started as a response against the removal of Taksim Gezi Park in Istanbul, they have sparked riots across the country in cities such as Izmir and Ankara as well. Three and a half million people are estimated to have taken an active part in almost 5,000 demonstrations across Turkey connected with the original Gezi Park protest. Twenty-two people were killed and more than 8,000 were injured, many critically.
In the Turkish parliamentary elections of 1 November 2015, the Justice and Development Party (AKP) won back the absolute majority in parliament: 317 of the 550 seats. CHP won 134 seats, HDP 59 seats, MHP 40 seats.
Since 2013, in the conflict between Islamic State of Iraq and the Levant (ISIL) and Turkish government, 304 civilians were killed by ISIL attacks across Turkey, excluding 2015 Ankara bombings allegedly perperated by ISIL in which 109 civilians died. 2015 Ankara bombings was the deadliest terror attack in modern Turkish history.
On 15 July 2016, factions within the Turkish Military attempted to overthrow President Recep Tayyip Erdoğan, citing growing non-secularism and censorship as motivation for the attempted coup. The coup was blamed on the influence of the vast network led by U.S.-based Muslim cleric Fethullah Gülen. In the aftermath of the failed coup, major purges have occurred, including that of military officials, police officers, judges, governors and civil servants. There has also been significant media purge in the aftermath of the failed coup. There has been allegations of torture in connection with these purges.
In December 2016, an off duty cop Mevlut Altintas shoots dead the Russian Ambassador inside an Art Gallery. He refuses to surrender and is then shot dead by special police.
On 16 April 2017, the Turkey constitutional referendum was voted in, although narrowly and divided. The referendum creates a Presidential Republic. Many observers and European states view the referendum as an "enabling act" and see it as "democratically backsliding".
On 24 June 2018, Recep Tayyip Erdogan won the presidential election in Turkey again. He was Turkey’s first directly elected president.
In 2016, the Turkish coup took place. A number of rogue government units took over and were only repelled after a few hours.
In October 2018, Prince MBS of Saudi Arabia sends a group of government agents to murder prominent critic, Jamal Khashoggi. His death is just a few days before his sixtieth birthday.
Between 9 October and 25 November 2019, Turkey conducted a military offensive into north-eastern Syria.
An ongoing worldwide pandemic of coronavirus disease 2019 (COVID-19), a novel infectious disease caused by severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), was first confirmed to have spread to Turkey in March 2020. In December, COVID-19 cases in Turkey surpassed 1 million due to adding asymptomatic and mildly symptomatic cases that were previously not included in their official statistics.
See also
History of Turkey
Government of the Grand National Assembly (1920–1923)
References
Further reading
Bein, Amit. Ottoman Ulema, Turkish Republic: Agents of Change and Guardians of Tradition (2011) Amazon.com
Cagaptay, Soner. The new sultan: Erdogan and the crisis of modern Turkey (2nd ed. . Bloomsbury Publishing, 2020).
Hanioglu, M. Sukru. Atatürk: An intellectual biography (2011) Amazon.com excerpt
Kirişci, Kemal, and Amanda Sloat. "The rise and fall of liberal democracy in Turkey: Implications for the West" Foreign Policy at Brookings (2019) online
- Published online on 5 August 2011
Yavuz, M. Hakan. Islamic Political Identity in Turkey (2003) Amazon.com
Yesil, Bilge. Media in New Turkey: The Origins of an Authoritarian Neoliberal State (University of Illinois Press, 2016) online review
Zurcher, Erik. Turkey: A Modern History (2004) Amazon.com
External links
Vintage Turkey: Under the Moon Star - slideshow by Life magazine
Articles containing video clips |
13371 | https://en.wikipedia.org/wiki/Henry%20Ford | Henry Ford | Henry Ford (July 30, 1863 – April 7, 1947) was an American industrialist, business magnate, founder of the Ford Motor Company, and chief developer of the assembly line technique of mass production. By creating the first automobile that middle-class Americans could afford, he converted the automobile from an expensive curiosity into an accessible conveyance that profoundly impacted the landscape of the 20th century.
His introduction of the Ford Model T automobile revolutionized transportation and American industry. As the Ford Motor Company owner, he became one of the richest and best-known people in the world. He is credited with "Fordism", the mass production of inexpensive goods coupled with high wages for workers. Ford had a global vision, with consumerism as the key to peace. His intense commitment to systematically lowering costs resulted in many technical and business innovations, including a franchise system that put dealerships throughout North America and major cities on six continents. Ford left most of his vast wealth to the Ford Foundation and arranged for his family to permanently control it.
Ford was also widely known for his pacifism during the first years of World War I, and for promoting antisemitic content, including The Protocols of the Elders of Zion, through his newspaper The Dearborn Independent, and the book The International Jew.
Early life
Henry Ford was born July 30, 1863, on a farm in Springwells Township, Michigan. His father, William Ford (1826–1905), was born in County Cork, Ireland, to a family that had emigrated from Somerset, England in the 16th century. His mother, Mary Ford (née Litogot; 1839–1876), was born in Michigan as the youngest child of Belgian immigrants; her parents died when she was a child and she was adopted by neighbors, the O'Herns. Henry Ford's siblings were Margaret Ford (1867–1938); Jane Ford (c. 1868–1945); William Ford (1871–1917) and Robert Ford (1873–1934). Ford finished eighth grade at a one room school, Springwells middle school. He did not go to high school or college.
His father gave him a pocket watch when he was 12. At 15, Ford dismantled and reassembled the timepieces of friends and neighbors dozens of times, gaining the reputation of a watch repairman. At twenty, Ford walked four miles to their Episcopal church every Sunday.
Ford was devastated when his mother died in 1876. His father expected him to take over the family farm eventually, but he despised farm work. He later wrote, "I never had any particular love for the farm—it was the mother on the farm I loved."
In 1879, Ford left home to work as an apprentice machinist in Detroit, first with James F. Flower & Bros., and later with the Detroit Dry Dock Co. In 1882, he returned to Dearborn to work on the family farm, where he became adept at operating the Westinghouse portable steam engine. He was later hired by Westinghouse to service their steam engines. During this period, Ford also studied bookkeeping at Goldsmith, Bryant & Stratton Business College in Detroit.
Ford stated two significant events occurred in 1875 when he was 12. He received a watch, and he witnessed the operation of a Nichols and Shepard road engine, "...the first vehicle other than horse-drawn that I had ever seen". In his farm workshop, Ford built a "steam wagon or tractor" and a steam car, but thought "steam was not suitable for light vehicles," as "the boiler was dangerous." Ford also said that he "did not see the use of experimenting with electricity, due to the expense of trolley wires, and "no storage battery was in sight of a weight that was practical." In 1885, Ford repaired an Otto engine, and in 1887 he built a four-cycle model with a one-inch bore and a three-inch stroke. In 1890, Ford started work on a two-cylinder engine.
Ford stated, "In 1892, I completed my first motor car, powered by a two-cylinder four horsepower motor, with a two-and-half-inch bore and a six-inch stroke, which was connected to a countershaft by a belt and then to the rear wheel by a chain. The belt was shifted by a clutch lever to control speeds at 10 or 20 miles per hour, augmented by a throttle. Other features included 28-inch wire bicycle wheels with rubber tires, a foot brake, a 3-gallon gasoline tank, and later, a water jacket around the cylinders for cooling. Ford added that "in the spring of 1893 the machine was running to my partial satisfaction and giving an opportunity further to test out the design and material on the road." Between 1895 and 1896, Ford drove that machine about 1000 miles. He then started a second car in 1896, eventually building three of them in his home workshop.
Marriage and family
Ford married Clara Jane Bryant (1866–1950) on April 11, 1888, and supported himself by farming and running a sawmill. They had one child, Edsel Ford (1893–1943).
Career
In 1891, Ford became an engineer with the Edison Illuminating Company of Detroit. After his promotion to Chief Engineer in 1893, he had enough time and money to devote attention to his experiments on gasoline engines. These experiments culminated in 1896 with the completion of a self-propelled vehicle, which he named the Ford Quadricycle. He test-drove it on June 4. After various test drives, Ford brainstormed ways to improve the Quadricycle.
Also in 1896, Ford attended a meeting of Edison executives, where he was introduced to Thomas Edison. Edison approved of Ford's automobile experimentation. Encouraged by Edison, Ford designed and built a second vehicle, completing it in 1898. Backed by the capital of Detroit lumber baron William H. Murphy, Ford resigned from the Edison Company and founded the Detroit Automobile Company on August 5, 1899. However, the automobiles produced were of a lower quality and higher price than Ford wanted. Ultimately, the company was not successful and was dissolved in January 1901.
With the help of C. Harold Wills, Ford designed, built, and successfully raced a 26-horsepower automobile in October 1901. With this success, Murphy and other stockholders in the Detroit Automobile Company formed the Henry Ford Company on November 30, 1901, with Ford as chief engineer. In 1902, Murphy brought in Henry M. Leland as a consultant; Ford, in response, left the company bearing his name. With Ford gone, Leland renamed the company the Cadillac Automobile Company.
Teaming up with former racing cyclist Tom Cooper, Ford also produced the 80+ horsepower racer "999," which Barney Oldfield was to drive to victory in a race in October 1902. Ford received the backing of an old acquaintance, Alexander Y. Malcomson, a Detroit-area coal dealer. They formed a partnership, "Ford & Malcomson, Ltd." to manufacture automobiles. Ford went to work designing an inexpensive automobile, and the duo leased a factory and contracted with a machine shop owned by John and Horace E. Dodge to supply over $160,000 in parts. Sales were slow, and a crisis arose when the Dodge brothers demanded payment for their first shipment.
Ford Motor Company
In response, Malcomson brought in another group of investors and convinced the Dodge Brothers to accept a portion of the new company. Ford & Malcomson was reincorporated as the Ford Motor Company on June 16, 1903, with $28,000 capital. The original investors included Ford and Malcomson, the Dodge brothers, Malcomson's uncle John S. Gray, Malcolmson's secretary James Couzens, and two of Malcomson's lawyers, John W. Anderson and Horace Rackham. Because of Ford's volatility, Gray was elected president of the company. Ford then demonstrated a newly designed car on the ice of Lake St. Clair, driving in 39.4 seconds and setting a new land speed record at . Convinced by this success, race driver Barney Oldfield, who named this new Ford model "999" in honor of the fastest locomotive of the day, took the car around the country, making the Ford brand known throughout the United States. Ford also was one of the early backers of the Indianapolis 500.
Model T
The Model T debuted on October 1, 1908. It had the steering wheel on the left, which every other company soon copied. The entire engine and transmission were enclosed; the four cylinders were cast in a solid block; the suspension used two semi-elliptic springs. The car was very simple to drive, and easy and cheap to repair. It was so cheap at $825 in 1908 ($ today), with the price falling every year, that by the 1920s, a majority of American drivers had learned to drive on the Model T, despite the fact that drivers who were only familiar with the Model T's unique foot-operated planetary transmission and steering-column operated throttle-cum-accelerator had to learn a completely different set of skills to drive any other gasoline-powered automobile of the time.
Ford created a huge publicity machine in Detroit to ensure every newspaper carried stories and ads about the new product. Ford's network of local dealers made the car ubiquitous in almost every city in North America. As independent dealers, the franchises grew rich and publicized not just the Ford but also the concept of automobiling; local motor clubs sprang up to help new drivers and encourage them to explore the countryside. Ford was always eager to sell to farmers, who looked at the vehicle as a commercial device to help their business. Sales skyrocketed—several years posted 100% gains on the previous year. In 1913, Ford introduced moving assembly belts into his plants, which enabled an enormous increase in production. Although Ford is often credited with the idea, contemporary sources indicate that the concept and development came from employees Clarence Avery, Peter E. Martin, Charles E. Sorensen, and C. Harold Wills. (See Ford Piquette Avenue Plant)
Sales passed 250,000 in 1914. By 1916, as the price dropped to $360 for the basic touring car, sales reached 472,000.
By 1918, half of all cars in the United States were Model Ts. All new cars were black; as Ford wrote in his autobiography, "Any customer can have a car painted any color that he wants so long as it is black." Until the development of the assembly line, which mandated black because of its quicker drying time, Model Ts were available in other colors, including red. The design was fervently promoted and defended by Ford, and production continued as late as 1927; the final total production was 15,007,034. This record stood for the next 45 years, and was achieved in 19 years from the introduction of the first Model T (1908).
Henry Ford turned the presidency of Ford Motor Company over to his son Edsel Ford in December 1918. Henry retained final decision authority and sometimes reversed the decisions of his son. Ford started another company, Henry Ford and Son, and made a show of taking himself and his best employees to the new company; the goal was to scare the remaining holdout stockholders of the Ford Motor Company to sell their stakes to him before they lost most of their value. (He was determined to have full control over strategic decisions.) The ruse worked, and Ford and Edsel purchased all remaining stock from the other investors, thus giving the family sole ownership of the company.
In 1922, Ford also purchased Lincoln Motor Co., founded by Cadillac founder Henry Leland and his son Wilfred during World War I. The Lelands briefly stayed to manage the company, but were soon expelled from it. Despite this acquisition of a premium car maker, Henry displayed relatively little enthusiasm for luxury automobiles in contrast to Edsel, who actively sought to expand Ford into the upscale market. The original Lincoln Model L that the Lelands had introduced in 1920 was also kept in production, untouched for a decade until it became too outdated. It was replaced by the modernized Model K in 1931.
By the mid-1920s, General Motors was rapidly rising as the leading American automobile manufacturer. GM president Alfred Sloan established the company's "price ladder" whereby GM would offer an automobile for "every purse and purpose" in contrast to Ford's lack of interest in anything outside the low-end market. Although Henry Ford was against replacing the Model T, now 16 years old, Chevrolet was mounting a bold new challenge as GM's entry-level division in the company's price ladder. Ford also resisted the increasingly popular idea of payment plans for cars. With Model T sales starting to slide, Ford was forced to relent and approve work on a successor model, shutting down production for 18 months. During this time, Ford constructed a massive new assembly plant at River Rouge for the new Model A, which launched in 1927.
In addition to its price ladder, GM also quickly established itself at the forefront of automotive styling under Harley Earl's Arts & Color Department, another area of automobile design that Henry Ford did not entirely appreciate or understand. Ford would not have a true equivalent of the GM styling department for many years.
Model A and Ford's later career
By 1926, flagging sales of the Model T finally convinced Ford to make a new model. He pursued the project with a great deal of interest in the design of the engine, chassis, and other mechanical necessities, while leaving the body design to his son. Although Ford fancied himself an engineering genius, he had little formal training in mechanical engineering and could not even read a blueprint. A talented team of engineers performed most of the actual work of designing the Model A (and later the flathead V8) with Ford supervising them closely and giving them overall direction. Edsel also managed to prevail over his father's initial objections in the inclusion of a sliding-shift transmission.
The result was the successful Ford Model A, introduced in December 1927 and produced through 1931, with a total output of more than four million. Subsequently, the Ford company adopted an annual model change system similar to that recently pioneered by its competitor General Motors (and still in use by automakers today). Not until the 1930s did Ford overcome his objection to finance companies, and the Ford-owned Universal Credit Corporation became a major car-financing operation. Henry Ford still resisted many technological innovations such as hydraulic brakes and all-metal roofs, which Ford vehicles did not adopt until 1935–36. For 1932 however, Ford dropped a bombshell with the flathead Ford V8, the first low-price eight-cylinder engine. The flathead V8, variants of which were used in Ford vehicles for 20 years, was the result of a secret project launched in 1930 and Henry had initially considered a radical X-8 engine before agreeing to a conventional design. It gave Ford a reputation as a performance make well-suited for hot-rodding.
Ford did not believe in accountants; he amassed one of the world's largest fortunes without ever having his company audited under his administration. Without an accounting department, Ford had no way of knowing exactly how much money was being taken in and spent each month, and the company's bills and invoices were reportedly guessed at by weighing them on a scale. Not until 1956 would Ford be a publicly-traded company.
Also, at Edsel's insistence, Ford launched Mercury in 1939 as a mid-range make to challenge Dodge and Buick, although Henry also displayed relatively little enthusiasm for it.
Labor philosophy
Five-dollar wage
Ford was a pioneer of "welfare capitalism", designed to improve the lot of his workers and especially to reduce the heavy turnover that had many departments hiring 300 men per year to fill 100 slots. Efficiency meant hiring and keeping the best workers.
Ford astonished the world in 1914 by offering a $5 per day wage ($ today), which more than doubled the rate of most of his workers. A Cleveland, Ohio, newspaper editorialized that the announcement "shot like a blinding rocket through the dark clouds of the present industrial depression". The move proved extremely profitable; instead of constant employee turnover, the best mechanics in Detroit flocked to Ford, bringing their human capital and expertise, raising productivity, and lowering training costs. Ford announced his $5-per-day program on January 5, 1914, raising the minimum daily pay from $2.34 to $5 for qualifying male workers.
Detroit was already a high-wage city, but competitors were forced to raise wages or lose their best workers. Ford's policy proved that paying employees more would enable them to afford the cars they were producing and thus boost the local economy. He viewed the increased wages as profit-sharing linked with rewarding those who were most productive and of good character. It may have been Couzens who convinced Ford to adopt the $5-day wage.
Real profit-sharing was offered to employees who had worked at the company for six months or more, and, importantly, conducted their lives in a manner of which Ford's "Social Department" approved. They frowned on heavy drinking, gambling, and on what are now called deadbeat dads. The Social Department used 50 investigators and support staff to maintain employee standards; a large percentage of workers were able to qualify for this "profit-sharing".
Ford's incursion into his employees' private lives was highly controversial, and he soon backed off from the most intrusive aspects. By the time he wrote his 1922 memoir, he had spoken of the Social Department and the private conditions for profit-sharing in the past tense. He admitted that "paternalism has no place in the industry. Welfare work that consists in prying into employees' private concerns is out of date. Men need counsel and men need help, often special help; and all this ought to be rendered for decency's sake. But the broad workable plan of investment and participation will do more to solidify the industry and strengthen the organization than will any social work on the outside. Without changing the principle we have changed the method of payment."
Five-day workweek
In addition to raising his workers' wages, Ford also introduced a new, reduced workweek in 1926. The decision was made in 1922, when Ford and Crowther described it as six 8-hour days, giving a 48-hour week, but in 1926 it was announced as five 8-hour days, giving a 40-hour week. The program apparently started with Saturday being designated a workday, before becoming a day off sometime later. On May 1, 1926, the Ford Motor Company's factory workers switched to a five-day, 40-hour workweek, with the company's office workers making the transition the following August.
Ford had decided to boost productivity, as workers were expected to put more effort into their work in exchange for more leisure time. Ford also believed decent leisure time was good for business, giving workers additional time to purchase and consume more goods. However, charitable concerns also played a role. Ford explained, "It is high time to rid ourselves of the notion that leisure for workmen is either 'lost time' or a class privilege."
Labor unions
Ford was adamantly against labor unions. He explained his views on unions in Chapter 18 of My Life and Work. He thought they were too heavily influenced by leaders who would end up doing more harm than good for workers despite their ostensible good motives. Most wanted to restrict productivity as a means to foster employment, but Ford saw this as self-defeating because, in his view, productivity was necessary for economic prosperity to exist.
He believed that productivity gains that obviated certain jobs would nevertheless stimulate the broader economy and grow new jobs elsewhere, whether within the same corporation or in others. Ford also believed that union leaders had a perverse incentive to foment perpetual socio-economic crises to maintain their power. Meanwhile, he believed that smart managers had an incentive to do right by their workers, because doing so would maximize their profits. However, Ford did acknowledge that many managers were basically too bad at managing to understand this fact. But Ford believed that eventually, if good managers such as he could fend off the attacks of misguided people from both left and right (i.e., both socialists and bad-manager reactionaries), the good managers would create a socio-economic system wherein neither bad management nor bad unions could find enough support to continue existing.
To forestall union activity, Ford promoted Harry Bennett, a former Navy boxer, to head the Service Department. Bennett employed various intimidation tactics to quash union organizing. On March 7, 1932, during the Great Depression, unemployed Detroit auto workers staged the Ford Hunger March to the Ford River Rouge Complex to present 14 demands to Henry Ford. The Dearborn police department and Ford security guards opened fire on workers leading to over sixty injuries and five deaths. On May 26, 1937, Bennett's security men beat members of the United Automobile Workers (UAW), including Walter Reuther, with clubs. While Bennett's men were beating the UAW representatives, the supervising police chief on the scene was Carl Brooks, an alumnus of Bennett's Service Department, and [Brooks] "did not give orders to intervene". The following day photographs of the injured UAW members appeared in newspapers, later becoming known as The Battle of the Overpass.
In the late 1930s and early 1940s, Edsel—who was president of the company—thought Ford had to come to a collective bargaining agreement with the unions because the violence, work disruptions, and bitter stalemates could not go on forever. But Ford, who still had the final veto in the company on a de facto basis even if not an official one, refused to cooperate. For several years, he kept Bennett in charge of talking to the unions trying to organize the Ford Motor Company. Sorensen's memoir makes clear that Ford's purpose in putting Bennett in charge was to make sure no agreements were ever reached.
The Ford Motor Company was the last Detroit automaker to recognize the UAW, despite pressure from the rest of the U.S. automotive industry and even the U.S. government. A sit-down strike by the UAW union in April 1941 closed the River Rouge Plant. Sorensen recounted that a distraught Henry Ford was very close to following through with a threat to break up the company rather than cooperate. Still, his wife Clara told him she would leave him if he destroyed the family business. In her view, it would not be worth the chaos it would create. Ford complied with his wife's ultimatum and even agreed with her in retrospect. Overnight, the Ford Motor Company went from the most stubborn holdout among automakers to the one with the most favorable UAW contract terms. The contract was signed in June 1941. About a year later, Ford told Walter Reuther, "It was one of the most sensible things Harry Bennett ever did when he got the UAW into this plant." Reuther inquired, "What do you mean?" Ford replied, "Well, you've been fighting General Motors and the Wall Street crowd. Now you're in here and we've given you a union shop and more than you got out of them. That puts you on our side, doesn't it? We can fight General Motors and Wall Street together, eh?"
Ford Airplane Company
Like other automobile companies, Ford entered the aviation business during World War I, building Liberty engines. After the war, it returned to auto manufacturing until 1925, when Ford acquired the Stout Metal Airplane Company.
Ford's most successful aircraft was the Ford 4AT Trimotor, often called the "Tin Goose" because of its corrugated metal construction. It used a new alloy called Alclad that combined the corrosion resistance of aluminum with the strength of duralumin. The plane was similar to Fokker's V.VII-3m, and some say that Ford's engineers surreptitiously measured the Fokker plane and then copied it. The Trimotor first flew on June 11, 1926, and was the first successful U.S. passenger airliner, accommodating about 12 passengers in a rather uncomfortable fashion. Several variants were also used by the U.S. Army. The Smithsonian Institution has honored Ford for changing the aviation industry. 199 Trimotors were built before it was discontinued in 1933, when the Ford Airplane Division shut down because of poor sales during the Great Depression.
World War I era
Ford opposed war, which he viewed as a terrible waste, and supported causes that opposed military intervention. Ford became highly critical of those who he felt financed war, and he tried to stop them. In 1915, the pacifist Rosika Schwimmer gained favor with Ford, who agreed to fund a Peace Ship to Europe, where World War I was raging. He led 170 other peace activists. Ford's Episcopalian pastor, Reverend Samuel S. Marquis, accompanied him on the mission. Marquis headed Ford's Sociology Department from 1913 to 1921. Ford talked to President Woodrow Wilson about the mission but had no government support. His group went to neutral Sweden and the Netherlands to meet with peace activists. A target of much ridicule, Ford left the ship as soon as it reached Sweden. In 1915, Ford blamed "German-Jewish bankers" for instigating the war.
According to biographer Steven Watts, Ford's status as a leading industrialist gave him a worldview that warfare was wasteful folly that retarded long-term economic growth. The losing side in the war typically suffered heavy damage. Small business were especially hurt, for it takes years to recuperate. He argued in many newspaper articles that a focus on business efficiency would discourage warfare because, “If every man who manufactures an article would make the very best he can in the very best way at the very lowest possible price the world would be kept out of war, for commercialists would not have to search for outside markets which the other fellow covets.” Ford admitted that munitions makers enjoyed wars, but he argued the most businesses wanted to avoid wars and instead work to manufacture and sell useful goods, hire workers, and generate steady long-term profits.
Ford's British factories produced Fordson tractors to increase the British food supply, as well as trucks and warplane engines. When the U.S. entered the war in 1917, Ford went quiet on foreign policy. His company became a major supplier of weapons, especially the Liberty engine for warplanes and anti-submarine boats.
In 1918, with the war on and the League of Nations a growing issue in global politics, President Woodrow Wilson, a Democrat, encouraged Ford to run for a Michigan seat in the U.S. Senate. Wilson believed that Ford could tip the scales in Congress in favor of Wilson's proposed League. "You are the only man in Michigan who can be elected and help bring about the peace you so desire," the president wrote Ford. Ford wrote back: "If they want to elect me let them do so, but I won't make a penny's investment." Ford did run, however, and came within 7,000 votes of winning, out of more than 400,000 cast statewide. He was defeated in a close election by the Republican candidate, Truman Newberry, a former United States Secretary of the Navy. Ford remained a staunch Wilsonian and supporter of the League. When Wilson made a major speaking tour in the summer of 1919 to promote the League, Ford helped fund the attendant publicity.
Coming of World War II and Ford's mental collapse
Ford had opposed the United States' entry into World War II and continued to believe that international business could generate the prosperity that would head off wars. Ford "insisted that war was the product of greedy financiers who sought profit in human destruction". In 1939, he went so far as to claim that the torpedoing of U.S. merchant ships by German submarines was the result of conspiratorial activities undertaken by financier war-makers. The financiers to whom he was referring was Ford's code for Jews; he had also accused Jews of fomenting the First World War. In the run-up to World War II and when the war erupted in 1939, he reported that he did not want to trade with belligerents. Like many other businessmen of the Great Depression era, he never liked or entirely trusted the Franklin Roosevelt Administration, and thought Roosevelt was inching the U.S. closer to war. Ford continued to do business with Nazi Germany, including the manufacture of war materiel. However, he also agreed to build warplane engines for the British government. In early 1940, he boasted that Ford Motor Company would soon be able to produce 1,000 U.S. warplanes a day, even though it did not have an aircraft production facility at that time.
Beginning in 1940, with the requisitioning of between 100 and 200 French POWs to work as slave laborers, Ford-Werke contravened Article 31 of the 1929 Geneva Convention. At that time, which was before the U.S. entered the war and still had full diplomatic relations with Nazi Germany, Ford-Werke was under the control of the Ford Motor Company. The number of slave laborers grew as the war expanded even though Nazi authorities did not require German companies to use slave laborers.
When Rolls-Royce sought a U.S. manufacturer as an additional source for the Merlin engine (as fitted to Spitfire and Hurricane fighters), Ford first agreed to do so and then reneged. He "lined up behind the war effort" when the U.S. entered in December 1941. His support of the American war effort, however, was problematic.
Willow Run
Before the U.S. entered the war, responding to President Roosevelt's call in December 1940 for the "Great Arsenal of Democracy", Ford directed the Ford Motor Company to construct a vast new purpose-built aircraft factory at Willow Run near Detroit, Michigan. Ford broke ground on Willow Run in the spring of 1941, B-24 component production began in May 1942, and the first complete B-24 came off the line in October 1942. At , it was the largest assembly line in the world at the time. At its peak in 1944, the Willow Run plant produced 650 B-24s per month, and by 1945 Ford was completing each B-24 in eighteen hours, with one rolling off the assembly line every 58 minutes. Ford produced 9,000 B-24s at Willow Run, half of the 18,000 total B-24s produced during the war.
Edsel's death
When Edsel Ford died of cancer in 1943, aged only 49, Henry Ford nominally resumed control of the company, but a series of strokes in the late 1930s had left him increasingly debilitated, and his mental ability was fading. Ford was increasingly sidelined, and others made decisions in his name. The company was controlled by a handful of senior executives led by Charles Sorensen, an important engineer and production executive at Ford; and Harry Bennett, the chief of Ford's Service Unit, Ford's paramilitary force that spied on, and enforced discipline upon, Ford employees. Ford grew jealous of the publicity Sorensen received and forced Sorensen out in 1944. Ford's incompetence led to discussions in Washington about how to restore the company, whether by wartime government fiat, or by instigating a coup among executives and directors.
Forced out
Nothing happened until 1945 when, with bankruptcy a serious risk, Ford's wife Clara and Edsel's widow Eleanor confronted him and demanded he cede control of the company to his grandson Henry Ford II. They threatened to sell off their stock, which amounted to three quarters of the company's total shares, if he refused. Ford was reportedly infuriated, but had no choice but to give in. The young man took over and, as his first act of business, fired Harry Bennett.
Antisemitism and The Dearborn Independent
All his life, Ford was a conspiracy theorist, as he and his writers drew on a long European tradition of false allegations against Jews. Ford claimed that Jewish internationalism posed a threat to traditional American values, which he deeply believed were at risk in the modern world. Part of his racist and antisemitic legacy includes the funding of square-dancing in American schools because he hated jazz and associated its creation with Jewish people. In 1920 Ford wrote, "If fans wish to know the trouble with American baseball they have it in three words—too much Jew."
In 1918, Ford's closest aide and private secretary, Ernest G. Liebold, purchased an obscure weekly newspaper for Ford, The Dearborn Independent. The Independent ran for eight years, from 1920 until 1927, with Liebold as editor. Every Ford franchise nationwide had to carry the paper and distribute it to its customers. With around 700,000 readers of his newspaper, Ford emerged as "a respected spokesman for right-wing extremism and religious prejudice.".
In Germany, Ford's antisemitic articles from The Dearborn Independent were issued in four volumes, cumulatively titled The International Jew, the World's Foremost Problem published by Theodor Fritsch, founder of several antisemitic parties and a member of the Reichstag. In a letter written in 1924, Heinrich Himmler described Ford as "one of our most valuable, important, and witty fighters". Ford is the only American mentioned favorably in Mein Kampf, although he is only mentioned twice: Adolf Hitler wrote, "only a single great man, Ford, [who], to [the Jews'] fury, still maintains full independence ... [from] the controlling masters of the producers in a nation of one hundred and twenty millions." Speaking in 1931 to a Detroit News reporter, Hitler said he regarded Ford as his "inspiration", explaining his reason for keeping Ford's life-size portrait next to his desk. Steven Watts wrote that Hitler "revered" Ford, proclaiming that "I shall do my best to put his theories into practice in Germany", and modeling the Volkswagen Beetle, the people's car, on the Model T. Max Wallace has stated, "History records that ... Adolf Hitler was an ardent Anti-Semite before he ever read Ford's The International Jew." Under Ford, the newspaper also reprinted the antisemitic fabricated text The Protocols of the Elders of Zion.
On February 1, 1924, Ford received Kurt Ludecke, a representative of Hitler, at home. Ludecke was introduced to Ford by Siegfried Wagner (son of the composer Richard Wagner) and his wife Winifred, both Nazi sympathizers and antisemites. Ludecke asked Ford for a contribution to the Nazi cause, but was apparently refused.
Ford's articles were denounced by the Anti-Defamation League (ADL). While these articles explicitly condemned pogroms and violence against Jews, they blamed the Jews themselves for provoking them. According to some trial testimony, none of this work was written by Ford, but he allowed his name to be used as an author. Friends and business associates have said they warned Ford about the contents of the Independent and that he probably never read the articles (he claimed he only read the headlines). On the other hand, court testimony in a libel suit, brought by one of the targets of the newspaper, alleged that Ford did know about the contents of the Independent in advance of publication.
A libel lawsuit was brought by San Francisco lawyer and Jewish farm cooperative organizer Aaron Sapiro in response to the antisemitic remarks, and led Ford to close the Independent in December 1927. News reports at the time quoted him as saying he was shocked by the content and unaware of its nature. During the trial, the editor of Ford's "Own Page", William Cameron, testified that Ford had nothing to do with the editorials even though they were under his byline. Cameron testified at the libel trial that he never discussed the content of the pages or sent them to Ford for his approval. Investigative journalist Max Wallace noted that "whatever credibility this absurd claim may have had was soon undermined when James M. Miller, a former Dearborn Independent employee, swore under oath that Ford had told him he intended to expose Sapiro."
Michael Barkun observed: "That Cameron would have continued to publish such anti-Semitic material without Ford's explicit instructions seemed unthinkable to those who knew both men. Mrs. Stanley Ruddiman, a Ford family intimate, remarked that "I don't think Mr. Cameron ever wrote anything for publication without Mr. Ford's approval." According to Spencer Blakeslee, "[t]he ADL mobilized prominent Jews and non-Jews to publicly oppose Ford's message. They formed a coalition of Jewish groups for the same purpose and raised constant objections in the Detroit press. Before leaving his presidency early in 1921, Woodrow Wilson joined other leading Americans in a statement that rebuked Ford and others for their antisemitic campaign. A boycott against Ford products by Jews and liberal Christians also had an impact, and Ford shut down the paper in 1927, recanting his views in a public letter to Sigmund Livingston, president of the ADL." Wallace also found that Ford's apology was likely, or at least partly, motivated by a business that was slumping as a result of his antisemitism, repelling potential buyers of Ford cars. Up until the apology, a considerable number of dealers, who had been required to make sure that buyers of Ford cars received the Independent, bought up and destroyed copies of the newspaper rather than alienate customers.
Ford's 1927 apology was well received. "Four-fifths of the hundreds of letters addressed to Ford in July 1927 were from Jews, and almost without exception they praised the industrialist..." In January 1937, a Ford statement to The Detroit Jewish Chronicle disavowed "any connection whatsoever with the publication in Germany of a book known as the International Jew". Ford, however, allegedly never signed the retraction and apology, which were written by others—rather, his signature was forged by Harry Bennett—and Ford never actually recanted his antisemitic views, stating in 1940: "I hope to republish The International Jew again some time."
In July 1938, the German consul in Cleveland gave Ford, on his 75th birthday, the award of the Grand Cross of the German Eagle, the highest medal Nazi Germany could bestow on a foreigner. James D. Mooney, vice president of overseas operations for General Motors, received a similar medal, the Merit Cross of the German Eagle, First Class.
On January 7, 1942, Ford wrote another letter to Sigmund Livingston disclaiming direct or indirect support of "any agitation which would promote antagonism toward my Jewish fellow citizens". He concluded the letter with, "My sincere hope that now in this country and throughout the world when the war is finished, hatred of the Jews and hatred against any other racial or religious groups shall cease for all time."
The distribution of The International Jew was halted in 1942 through legal action by Ford, despite complications from a lack of copyright. It is still banned in Germany. Extremist groups often recycle the material; it still appears on antisemitic and neo-Nazi websites. Testifying at Nuremberg, convicted Hitler Youth leader Baldur von Schirach who, in his role as Gauleiter of Vienna, deported 65,000 Jews to camps in Poland, stated: "The decisive anti-Semitic book I was reading and the book that influenced my comrades was ... that book by Henry Ford, The International Jew. I read it and became anti-Semitic. The book made a great influence on myself and my friends because we saw in Henry Ford the representative of success and also the representative of a progressive social policy."
Robert Lacey wrote in Ford: The Men and the Machines that a close Willow Run associate of Ford reported that when he was shown newsreel footage of the Nazi concentration camps, he "was confronted with the atrocities which finally and unanswerably laid bare the bestiality of the prejudice to which he contributed, he collapsed with a stroke – his last and most serious." Ford had suffered previous strokes and his final cerebral hemorrhage occurred in 1947 at age 83.
International business
Ford's philosophy was one of economic independence for the United States. His River Rouge Plant became the world's largest industrial complex, pursuing vertical integration to such an extent that it could produce its own steel. Ford's goal was to produce a vehicle from scratch without reliance on foreign trade. He believed in the global expansion of his company. He believed that international trade and cooperation led to international peace, and he used the assembly line process and production of the Model T to demonstrate it.
He opened Ford assembly plants in Britain and Canada in 1911, and soon became the biggest automotive producer in those countries. In 1912, Ford cooperated with Giovanni Agnelli of Fiat to launch the first Italian automotive assembly plants. The first plants in Germany were built in the 1920s with the encouragement of Herbert Hoover and the Commerce Department, which agreed with Ford's theory that international trade was essential to world peace. In the 1920s, Ford also opened plants in Australia, India, and France, and by 1929, he had successful dealerships on six continents. Ford experimented with a commercial rubber plantation in the Amazon jungle called Fordlândia; it was one of his few failures.
In 1929, Ford made an agreement with the Soviets to provide technical aid over nine years in building the first Soviet automobile plant (GAZ) near Nizhny Novgorod (Gorky) (an additional contract for construction of the plant was signed with The Austin Company on August 23, 1929). The contract involved the purchase of $30,000,000 worth of knocked-down Ford cars and trucks for assembly during the first four years of the plant's operation, after which the plant would gradually switch to Soviet-made components. Ford sent his engineers and technicians to the Soviet Union to help install the equipment and train the workforce, while over a hundred Soviet engineers and technicians were stationed at Ford's plants in Detroit and Dearborn "for the purpose of learning the methods and practice of manufacture and assembly in the Company's plants". Said Ford: "No matter where industry prospers, whether in India or China, or Russia, the more profit there will be for everyone, including us. All the world is bound to catch some good from it."
By 1932, Ford was manufacturing one-third of the world's automobiles. It set up numerous subsidiaries that sold or assembled the Ford cars and trucks:
Ford of Australia
Ford of Britain
Ford of Argentina
Ford of Brazil
Ford of Canada
Ford of Europe
Ford India
Ford South Africa
Ford Mexico
Ford Philippines
Ford's image transfixed Europeans, especially the Germans, arousing the "fear of some, the infatuation of others, and the fascination among all". Germans who discussed "Fordism" often believed that it represented something quintessentially American. They saw the size, tempo, standardization, and philosophy of production demonstrated at the Ford Works as a national service—an "American thing" that represented the culture of the United States. Both supporters and critics insisted that Fordism epitomized American capitalist development, and that the auto industry was the key to understanding economic and social relations in the United States. As one German explained, "Automobiles have so completely changed the American's mode of life that today one can hardly imagine being without a car. It is difficult to remember what life was like before Mr. Ford began preaching his doctrine of salvation". For many Germans, Ford embodied the essence of successful Americanism.
In My Life and Work, Ford predicted that if greed, racism, and short-sightedness could be overcome, then economic and technological development throughout the world would progress to the point that international trade would no longer be based on (what today would be called) colonial or neocolonial models and would truly benefit all peoples.
Racing
Ford maintained an interest in auto racing from 1901 to 1913 and began his involvement in the sport as both a builder and a driver, later turning the wheel over to hired drivers. He entered stripped-down Model Ts in races, finishing first (although later disqualified) in an "ocean-to-ocean" (across the United States) race in 1909, and setting a one-mile (1.6 km) oval speed record at Detroit Fairgrounds in 1911 with driver Frank Kulick. In 1913, Ford attempted to enter a reworked Model T in the Indianapolis 500 but was told rules required the addition of another to the car before it could qualify. Ford dropped out of the race and soon thereafter dropped out of racing permanently, citing dissatisfaction with the sport's rules, demands on his time by the booming production of the Model T, and his low opinion of racing as a worthwhile activity.
In My Life and Work Ford speaks (briefly) of racing in a rather dismissive tone, as something that is not at all a good measure of automobiles in general. He describes himself as someone who raced only because in the 1890s through 1910s, one had to race because prevailing ignorance held that racing was the way to prove the worth of an automobile. Ford did not agree. But he was determined that as long as this was the definition of success (flawed though the definition was), then his cars would be the best that there were at racing. Throughout the book, he continually returns to ideals such as transportation, production efficiency, affordability, reliability, fuel efficiency, economic prosperity, and the automation of drudgery in farming and industry, but rarely mentions, and rather belittles, the idea of merely going fast from point A to point B.
Nevertheless, Ford did make quite an impact on auto racing during his racing years, and he was inducted into the Motorsports Hall of Fame of America in 1996.
Later career and death
When Edsel Ford, President of Ford Motor Company, died of cancer in May 1943, the elderly and ailing Henry Ford decided to assume the presidency. By this point, Ford, nearing 80 years old, had had several cardiovascular events (variously cited as heart attacks or strokes) and was mentally inconsistent, suspicious, and generally no longer fit for such immense responsibilities.
Most of the directors did not want to see him as president. But for the previous 20 years, though he had long been without any official executive title, he had always had de facto control over the company; the board and the management had never seriously defied him, and this time was no different. The directors elected him, and he served until the end of the war. During this period the company began to decline, losing more than $10 million a month ($ today). The administration of President Franklin Roosevelt had been considering a government takeover of the company in order to ensure continued war production, but the idea never progressed.
His health failing, Ford ceded the company presidency to his grandson Henry Ford II in September 1945 and retired. He died on April 7, 1947, of a cerebral hemorrhage at Fair Lane, his estate in Dearborn, at the age of 83. A public viewing was held at Greenfield Village where up to 5,000 people per hour filed past the casket. Funeral services were held in Detroit's Cathedral Church of St. Paul and he was buried in the Ford Cemetery in Detroit.
Personal interests
A compendium of short biographies of famous Freemasons, published by a Freemason lodge, lists Ford as a member. The Grand Lodge of New York confirms that Ford was a Freemason, and was raised in Palestine Lodge No. 357, Detroit, in 1894. When he received the 33rd degree of the Scottish Rite in 1940, he said, "Masonry is the best balance wheel the United States has."
In 1923, Ford's pastor, and head of his sociology department, Episcopal minister Samuel S. Marquis, claimed that Ford believed, or "once believed," in reincarnation.
Ford published an anti-smoking book, circulated to youth in 1914, called The Case Against the Little White Slaver, which documented many dangers of cigarette smoking attested to by many researchers and luminaries. At the time, smoking was ubiquitous and not yet widely associated with health problems, making Ford's opposition to cigarettes unusual.
Interest in materials science and engineering
Henry Ford had a long-held interest in materials science and engineering. He enthusiastically described his company's adoption of vanadium steel alloys and subsequent metallurgic R&D work.
Ford also had a long-standing interest in plastics developed from agricultural products, particularly soybeans. He cultivated a relationship with George Washington Carver for this purpose. Soybean-based plastics were used in Ford automobiles throughout the 1930s in plastic parts such as car horns, in paint and other components. The project culminated in 1942, when Ford patented an automobile made almost entirely of plastic, attached to a tubular welded frame. It weighed 30% less than a steel car and was said to be able to withstand blows ten times greater than steel. It ran on grain alcohol (ethanol) instead of gasoline. The design never caught on.
Ford was interested in engineered woods ("Better wood can be made than is grown") (at this time plywood and particle board were little more than experimental ideas); corn as a fuel source, via both corn oil and ethanol; and the potential uses of cotton. Ford was instrumental in developing charcoal briquets, under the brand name "Kingsford". His brother-in-law, E.G. Kingsford, used wood scraps from the Ford factory to make the briquets.
In 1927, Ford partnered with Thomas Edison and Harvey Samuel Firestone (each contributing $25,000) to create the Edison Botanic Research Corp. in Fort Myers, Florida to seek a native source of rubber.
Ford was a prolific inventor and was awarded 161 U.S. patents.
Florida and Georgia residences and community
Ford had a vacation residence in Fort Myers, Florida, next to that of Thomas Edison, which he bought in 1915 and used until approximately 1930. It still stands today as a museum.
He also had a vacation home (known today as the "Ford Plantation") in Richmond Hill, Georgia, which is now a private community. Ford started buying land in this area and eventually owned 70,000 acres (110 square miles) there. In 1936, Ford broke ground for a beautiful Greek revival style mansion on the banks of the Ogeechee River on the site of a 1730s plantation. The grand house, made of Savannah-gray brick, had marble steps, air conditioning, and an elevator. It sat on of manicured lawns and flowering gardens. The house became the center of social gatherings with visitations by the Vanderbilts, Rockefellers, and the DuPonts. It remains the centerpiece of The Ford Plantation today. Ford converted the 1870s-era rice mill into his personal research laboratory and powerhouse and constructed a tunnel from there to the new home, providing it with steam. He contributed substantially to the community, building a chapel and schoolhouse and employing numerous local residents.
Preserving Americana
Ford had an interest in "Americana". In the 1920s, he began work to turn Sudbury, Massachusetts, into a themed historical village. He moved the schoolhouse supposedly referred to in the "Mary Had a Little Lamb" nursery rhyme from Sterling, Massachusetts, and purchased the historic Wayside Inn. The historical village plan never came to fruition. He repeated the concept of collecting historic structures with the creation of Greenfield Village in Dearborn, Michigan. It may have inspired the creation of Old Sturbridge Village as well. About the same time, he began collecting materials for his museum, which had a theme of practical technology. It was opened in 1929 as the Edison Institute. The museum has been greatly modernized and is still open today.
In popular culture
In Aldous Huxley's Brave New World (1932), society is organized on "Fordist" lines, the years are dated A.F. or Anno Ford ("In the Year of our Ford"), and the expression "My Ford" is used instead of "My Lord". The Christian cross is replaced with a capital "T" for Model-T.
Upton Sinclair created a fictional description of Ford in the 1937 novel The Flivver King.
Symphonic composer Ferde Grofe composed a tone poem in Henry Ford's honor (1938).
Ford appears as a character in several historical novels, notably E. L. Doctorow's Ragtime (1975), and Richard Powers' Three Farmers on Their Way to a Dance (1985).
Ford, his family, and his company were the subjects of a 1987 film starring Cliff Robertson and Michael Ironside, based on the 1986 biography Ford: The Man and the Machine by Robert Lacey.
In the 2004 alternative history novel The Plot Against America, Philip Roth features Ford as Secretary of the Interior in a fictional Charles Lindbergh presidential administration after Lindbergh's victory over Roosevelt in the 1940 presidential election. The novel draws heavily on the administration's antisemitism and isolationism as a catalyst for its plot.
In the 2020 HBO adapted miniseries of the same name, Ford is portrayed by actor Ed Moran.
Ford appears as a Great Builder in the 2008 strategy video game Civilization Revolution.
In the fictional history of the Assassin's Creed video game franchise, Ford is portrayed as having been a major Templar influence on the events of the Great Depression, and later World War II.
Honors and recognition
In December 1999, Ford was among 18 included in Gallup's List of Widely Admired People of the 20th Century, from a poll conducted of the American people.
In 1928, Ford was awarded the Franklin Institute's Elliott Cresson Medal.
In 1938, Ford was awarded Nazi Germany's Grand Cross of the German Eagle, a medal given to foreigners sympathetic to Nazism.
The United States Postal Service honored Ford with a Prominent Americans series (1965–1978) 12¢ postage stamp.
He was inducted into the Automotive Hall of Fame in 1946.
In 1975, Ford was posthumously inducted into the Junior Achievement U.S. Business Hall of Fame.
In 1985, he was inducted into the National Aviation Hall of Fame.
He was inducted into the Motorsports Hall of Fame of America in 1996.
See also
Capitalist peace Ford believed trade reduced the chance of war
Detroit, Toledo and Ironton Railroad
Dodge v. Ford Motor Company
Edison and Ford Winter Estates
Ferdinand Porsche
Ferdinand Verbiest
Ford family tree
John Burroughs
List of covers of Time magazine (1920s)
List of richest Americans in history
List of wealthiest historical figures
Outline of Henry Ford
Preston Tucker
Ransom Olds
William Benson Mayo
References
Bibliography
Higham, Charles, Trading with the Enemy The Nazi–American Money Plot 1933–1949; Delacorte Press 1983
Kandel, Alan D. "Ford and Israel" Michigan Jewish History 1999 39: 13–17. covers business and philanthropy
Lee, Albert; Henry Ford and the Jews; Rowman & Littlefield Publishers, Inc., 1980;
Reich, Simon (1999) "The Ford Motor Company and the Third Reich" Dimensions, 13(2):15–17 online
Further reading
Memoirs by Ford Motor Company principals
Co-edition, 1926, London, William Heinemann. Various republications, including .
Co-edition, 1931, London, William Heinemann.
Apparent co-edition, 1930, as My Friend Mr. Edison, London, Ernest Benn. Republished as Edison as I Knew Him by American Thought and Action, San Diego, 1966, . Republished as Edison as I Know Him by Kessinger Publishing, LLC, 2007, .
.
Biographies
Bak, Richard (2003). Henry and Edsel: The Creation of the Ford Empire. Wiley
Brinkley, Douglas G. Wheels for the World: Henry Ford, His Company, and a Century of Progress (2003)
Halberstam, David. "Citizen Ford" American Heritage 1986 37(6): 49–64. interpretive essay
Jardim, Anne. The First Henry Ford: A Study in Personality and Business Leadership Massachusetts Inst. of Technology Press 1970.
Lacey, Robert. Ford: The Men and the Machine Little, Brown, 1986. popular biography
ACLS e-book; also online free
ACLS e-book
ACLS e-book
Nye, David E. Henry Ford: "Ignorant Idealist." Kennikat, 1979.
Watts, Steven. The People's Tycoon: Henry Ford and the American Century (2005)
Specialized studies
Baime, A.J. The Arsenal of Democracy: FDR, Detroit, and an Epic Quest to Arm an America at War (2014)
Barrow, Heather B. Henry Ford's Plan for the American Suburb: Dearborn and Detroit. DeKalb, IL: Northern Illinois University Press, 2015.
Batchelor, Ray. Henry Ford: Mass Production, Modernism and Design Manchester U. Press, 1994.
Bonin, Huber et al. Ford, 1902–2003: The European History 2 vol Paris 2003. scholarly essays in English; reviewed in Holden, Len. "Fording the Atlantic: Ford and Fordism in Europe" in Business History Volume 47, #January 1, 2005 pp. 122–27
Brinkley, Douglas. "Prime Mover". American Heritage 2003 54(3): 44–53. on Model T
Bryan, Ford R. Henry's Lieutenants, 1993;
Bryan, Ford R. Beyond the Model T: The Other Ventures of Henry Ford Wayne State Press 1990.
Dempsey, Mary A. "Fordlandia," Michigan History 1994 78(4): 24–33. Ford's rubber plantation in Brazil
Grandin, Greg. Fordlandia: The Rise and Fall of Henry Ford's Forgotten Jungle City. London, Icon, 2010.
Jacobson, D.S. "The Political Economy of Industrial Location: the Ford Motor Company at Cork 1912–26." Irish Economic and Social History 1977 4: 36–55. Ford and Irish politics
Kraft, Barbara S. The Peace Ship: Henry Ford's Pacifist Adventure in the First World War Macmillan, 1978
Levinson, William A. Henry Ford's Lean Vision: Enduring Principles from the First Ford Motor Plant, 2002;
Lewis, David L. "Ford and Kahn" Michigan History 1980 64(5): 17–28. Ford commissioned architect Albert Kahn to design factories
Lewis, David L. "Henry Ford and His Magic Beanstalk" . Michigan History 1995 79(3): 10–17. Ford's interest in soybeans and plastics
Lewis, David L. "Working Side by Side" Michigan History 1993 77(1): 24–30. Why Ford hired large numbers of black workers
Link, Stefan J. Forging Global Fordism: Nazi Germany, Soviet Russia, and the Contest over the Industrial Order (2020) excerpt
McIntyre, Stephen L. "The Failure of Fordism: Reform of the Automobile Repair Industry, 1913–1940: Technology and Culture 2000 41(2): 269–99. repair shops rejected flat rates
Meyer, Stephen. The Five Dollar Day: Labor Management and Social Control in the Ford Motor Company, 1908–1921 (1981)
Nevins, Allan, and Frank Ernest Hill. Ford: the Times the Man the Company (1954); Ford: Expansion and Challenge, 1915–1933 (1957); Ford: Decline and Rebirth, 1933–1962 (1963) comprehensive scholarly history
Nolan; Mary. Visions of Modernity: American Business and the Modernization of Germany (1994)
Roediger, David, ed "Americanism and Fordism—American Style: Kate Richards O'hare's 'Has Henry Ford Made Good?'" Labor History 1988 29(2): 241–52. Socialist praise for Ford in 1916
Segal, Howard P. "'Little Plants in the Country': Henry Ford's Village Industries and the Beginning of Decentralized Technology in Modern America" Prospects 1988 13: 181–223. Ford created 19 rural workplaces as pastoral retreats
Tedlow, Richard S. "The Struggle for Dominance in the Automobile Market: the Early Years of Ford and General Motors" Business and Economic History 1988 17: 49–62. Ford stressed low price based on efficient factories but GM did better in oligopolistic competition by including investment in manufacturing, marketing, and management.
Thomas, Robert Paul. "The Automobile Industry and its Tycoon" Explorations in Entrepreneurial History 1969 6(2): 139–57. argues Ford did NOT have much influence on US industry,
Valdés, Dennis Nodin. "Perspiring Capitalists: Latinos and the Henry Ford Service School, 1918–1928" Aztlán 1981 12(2): 227–39. Ford brought hundreds of Mexicans in for training as managers
Wilkins, Mira and Frank Ernest Hill, American Business Abroad: Ford on Six Continents Wayne State University Press, 1964
Williams, Karel, Colin Haslam and John Williams, "Ford versus 'Fordism': The Beginning of Mass Production?" Work, Employment & Society, Vol. 6, No. 4, 517–55 (1992), stress on Ford's flexibility and commitment to continuous improvements
External links
Full text of My Life and Work from Project Gutenberg
Timeline
The Henry Ford Heritage Association
Henry Ford—an American Experience documentary
1863 births
1947 deaths
Candidates in the 1916 United States presidential election
19th-century American businesspeople
19th-century American engineers
19th-century American Episcopalians
20th-century American businesspeople
20th-century American engineers
20th-century American Episcopalians
20th-century American politicians
American anti-war activists
American anti–World War I activists
American automotive engineers
American conspiracy theorists
American founders of automobile manufacturers
American inventors
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Anti-smoking activists
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Protocols of the Elders of Zion |
13373 | https://en.wikipedia.org/wiki/Haiti | Haiti | Haiti (; French: ; ), officially the Republic of Haiti (; ), and formerly known as Hayti, is a country located on the island of Hispaniola in the Greater Antilles archipelago of the Caribbean Sea, to the east of Cuba and Jamaica and south of The Bahamas and the Turks and Caicos Islands. It occupies the western three-eighths of the island which it shares with the Dominican Republic. To its south-west lies the small Navassa Island, which is claimed by Haiti but is disputed as a United States territory under federal administration. Haiti is in size, the third largest country in the Caribbean by area, and has an estimated population of 11.4 million, making it the most populous country in the Caribbean. The capital is Port-au-Prince.
The island was originally inhabited by the indigenous Taíno people, who originated in South America. The first Europeans arrived on 5 December 1492 during the first voyage of Christopher Columbus, who initially believed he had found India or China. Columbus subsequently founded the first European settlement in the Americas, La Navidad, on what is now the northeastern coast of Haiti. The island was claimed by Spain and named , forming part of the Spanish Empire until the early 17th century. However, competing claims and settlements by the French led to the western portion of the island being ceded to France in 1697, which was subsequently named . French colonists established lucrative sugarcane plantations, worked by vast numbers of slaves brought from Africa, which made the colony one of the richest in the world.
In the midst of the French Revolution (1789–99), slaves and free people of color launched the Haitian Revolution (1791–1804), led by a former slave and the first black general of the French Army, Toussaint Louverture. After 12 years of conflict, Napoleon Bonaparte's forces were defeated by Louverture's successor, Jean-Jacques Dessalines (later Emperor Jacques I), who declared Haiti's sovereignty on 1 January 1804—the first independent nation of Latin America and the Caribbean, the second republic in the Americas, the first country in the Americas to abolish slavery, and the only state in history established by a successful slave revolt. Apart from Alexandre Pétion, the first President of the Republic, all of Haiti's first leaders were former slaves. After a brief period in which the country was split in two, President Jean-Pierre Boyer united the country and then attempted to bring the whole of Hispaniola under Haitian control, precipitating a long series of wars that ended in the 1870s when Haiti formally recognized the independence of the Dominican Republic.
Haiti's first century of independence was characterized by political instability, ostracism by the international community and the payment of a crippling debt to France. Political volatility and foreign economic influence in the country prompted the U.S. to occupy the country from 1915 to 1934. Following a series of short-lived presidencies, François 'Papa Doc' Duvalier took power in 1956, ushering in a long period of autocratic rule continued by his son, Jean-Claude 'Baby Doc' Duvalier, that lasted until 1986; the period was characterized by state-sanctioned violence against the opposition and civilians, corruption, and economic stagnation. After 1986, Haiti began attempting to establish a more democratic political system.
Haiti is a founding member of the United Nations, Organization of American States (OAS), Association of Caribbean States, and the Organisation internationale de la Francophonie. In addition to CARICOM, it is a member of the International Monetary Fund, World Trade Organization, and the Community of Latin American and Caribbean States. Historically poor and politically unstable, Haiti has the lowest Human Development Index in the Americas. Since the turn of the 21st century, the country has endured a coup d'état, which prompted U.N. intervention, as well as a catastrophic earthquake that killed over 250,000 people.
Etymology
Haiti (also earlier Hayti) comes from the indigenous Taíno language, in which it means "land of high mountains" and named the entire island of Hispaniola. The name was restored by Haitian revolutionary Jean-Jacques Dessalines as the official name of independent Saint-Domingue, as a tribute to the Amerindian predecessors.
In French, the ï in Haïti has a diacritical mark (used to show that the second vowel is pronounced separately, as in the word naïve), while the H is silent. (In English, this rule for the pronunciation is often disregarded, thus the spelling Haiti is used.) There are different anglicizations for its pronunciation such as HIGH-ti, high-EE-ti and haa-EE-ti, which are still in use, but HAY-ti is the most widespread and best-established. In French, Haiti's nickname means the "Pearl of the Antilles" (La Perle des Antilles) because of both its natural beauty and the amount of wealth it accumulated for the Kingdom of France. During the 18th century the colony was the world's leading producer of sugar and coffee.
In Haitian Creole, it is spelled and pronouned with a y but no H: .
History
Pre-Columbian history
The island of Hispaniola, of which Haiti occupies the western three-eighths, has been inhabited since about 5000 BC by groups of Native Americans thought to have arrived from Central or South America. Genetic studies show that some of these groups were related to the Yanomami of the Amazon Basin. Amongst these early settlers were the Ciboney peoples, followed by the Taíno, speakers of an Arawakan language, elements of which have been preserved in Haitian Creole. The Taíno name for the entire island was Haiti, or alternatively Quisqeya.
In Taíno society the largest unit of political organization was led by a cacique, or chief, as the Europeans understood them. The island of Hipaniola was divided among five 'caciquedoms': the Magua in the north east, the Marien in the north west, the Jaragua in the south west, the Maguana in the central regions of Cibao, and the Higüey in the south east.
Taíno cultural artifacts include cave paintings in several locations in the country. These have become national symbols of Haiti and tourist attractions. Modern-day Léogâne, started as a French colonial town in the southwest, is beside the former capital of the caciquedom of Xaragua.
Colonial era
Spanish rule (1492–1625)
Navigator Christopher Columbus landed in Haiti on 6 December 1492, in an area that he named Môle-Saint-Nicolas, and claimed the island for the Crown of Castile. Nineteen days later, his ship the Santa María ran aground near the present site of Cap-Haïtien. Columbus left 39 men on the island, who founded the settlement of La Navidad on 25 December 1492. Relations with the native peoples, initially good, broke down and the settlers were later killed by the Taíno.
The sailors carried endemic Eurasian infectious diseases to which the native peoples lacked immunity, causing them to die in great numbers in epidemics. The first recorded smallpox epidemic in the Americas erupted on Hispaniola in 1507. Their numbers were further reduced by the harshness of the system, in which the Spanish forced natives to work in gold mines and plantations.
The Spanish passed the Laws of Burgos, 1512–13, which forbade the maltreatment of natives, endorsed their conversion to Catholicism, and gave legal framework to . The natives were brought to these sites to work in specific plantations or industries.
As the Spanish re-focused their colonization efforts on the greater riches of mainland Central and South America, Hispaniola became reduced largely to a trading and refueling post. As a result piracy became widespread, encouraged by European powers hostile to Spain such as France (based on Île de la Tortue) and England. The Spanish largely abandoned the western third of the island, focusing their colonization effort on the eastern two-thirds. The western part of the island was thus gradually settled by French buccaneers; among them was Bertrand d'Ogeron, who succeeded in growing tobacco and recruited many French colonial families from Martinique and Guadeloupe. In 1697 France and Spain settled their hostilities on the island by way of the Treaty of Ryswick of 1697, which divided Hispaniola between them.
French rule (1625–1804)
France received the western third and subsequently named it Saint-Domingue, the French equivalent of Santo Domingo, the Spanish colony on Hispaniola. The French set about creating sugar and coffee plantations, worked by vast numbers of slaves imported from Africa, and Saint-Domingue grew to become their richest colonial possession.
The French settlers were outnumbered by slaves by almost 10 to 1. According to the 1788 Census, Haiti's population consisted of nearly 25,000 Europeans, 22,000 free coloreds and 700,000 African slaves. In contrast, by 1763 the white population of French Canada, a far larger territory, had numbered only 65,000. In the north of the island, slaves were able to retain many ties to African cultures, religion and language; these ties were continually being renewed by newly imported Africans. Some West African slaves held on to their traditional Vodou beliefs by secretly syncretizing it with Catholicism.
The French enacted the Code Noir ("Black Code"), prepared by Jean-Baptiste Colbert and ratified by Louis XIV, which established rules on slave treatment and permissible freedoms. Saint-Domingue has been described as one of the most brutally efficient slave colonies; one-third of newly imported Africans died within a few years. Many slaves died from diseases such as smallpox and typhoid fever. They had low birth rates, and there is evidence that some women aborted fetuses rather than give birth to children within the bonds of slavery. The colony's environment also suffered, as forests were cleared to make way for plantations and the land was overworked so as to extract maximum profit for French plantation owners.
As in its Louisiana colony, the French colonial government allowed some rights to free people of color (gens de couleur), the mixed-race descendants of European male colonists and African female slaves (and later, mixed-race women). Over time, many were released from slavery and they established a separate social class. White French Creole fathers frequently sent their mixed-race sons to France for their education. Some men of color were admitted into the military. More of the free people of color lived in the south of the island, near Port-au-Prince, and many intermarried within their community. They frequently worked as artisans and tradesmen, and began to own some property, including slaves of their own. The free people of color petitioned the colonial government to expand their rights.
The brutality of slave life led many slaves to escape to mountainous regions, where they set up their own autonomous communities and became known as Maroons. One Maroon leader, François Mackandal, led a rebellion in the 1750s, however he was later captured and executed by the French.
Haitian Revolution (1791–1804)
Inspired by the French Revolution of 1789 and principles of the rights of man, the French settlers and free people of color pressed for greater political freedom and more civil rights. Tensions between these two groups led to conflict, as a militia of free-coloreds was set up in 1790 by Vincent Ogé, resulting in his capture, torture and execution. Sensing an opportunity, in August 1791 the first slave armies were established in northern Haiti under the leadership of Toussaint Louverture inspired by the Vodou houngan (priest) Boukman, and backed by the Spanish in Santo Domingo – soon a full-blown slave rebellion had broken out across the entire colony.
In 1792, the French government sent three commissioners with troops to re-establish control; to build an alliance with the gens de couleur and slaves commissioners Léger-Félicité Sonthonax and Étienne Polverel abolished slavery in the colony. Six months later, the National Convention, led by Maximilien de Robespierre and the Jacobins, endorsed abolition and extended it to all the French colonies.
The United States, which was a new republic itself, oscillated between supporting or not supporting Toussaint Louverture and the emerging country of Haiti, depending on who was President of the US. Washington, who was a slave holder and isolationist, kept the United States neutral, although private US citizens at times provided aid to French planters trying to put down the revolt. John Adams, a vocal opponent of slavery, fully supported the slave revolt by providing diplomatic recognition, financial support, munitions and warships (including the USS Constitution) beginning in 1798. This support ended in 1801 when Jefferson, another slave-holding president, took office and recalled the US Navy.
With slavery abolished, Toussaint Louverture pledged allegiance to France, and he fought off the British and Spanish forces who had taken advantage of the situation and invaded Saint-Domingue. The Spanish were later forced to cede their part of the island to France under the terms of the Peace of Basel in 1795, uniting the island under one government. However an insurgency against French rule broke out in the east, and in the west there was fighting between Louverture's forces and the free people of color led by André Rigaud in the War of the Knives (1799–1800). Many surviving free people of color left the island as refugees.
After Louverture created a separatist constitution and proclaimed himself governor-general for life, Napoléon Bonaparte in 1802 sent an expedition of 20,000 soldiers and as many sailors under the command of his brother-in-law, Charles Leclerc, to reassert French control. The French achieved some victories, but within a few months most of their army had died from yellow fever. Ultimately more than 50,000 French troops died in an attempt to retake the colony, including 18 generals. The French managed to capture Louverture, transporting him to France for trial. He was imprisoned at Fort de Joux, where he died in 1803 of exposure and possibly tuberculosis.
The slaves, along with free gens de couleur and allies, continued their fight for independence, led by generals Jean-Jacques Dessalines, Alexandre Pétion and Henry Christophe. The rebels finally managed to decisively defeat the French troops at the Battle of Vertières on 18 November 1803, establishing the first nation ever to successfully gain independence through a slave revolt. Under the overall command of Dessalines, the Haitian armies avoided open battle, and instead conducted a successful guerrilla campaign against the Napoleonic forces, working with diseases such as yellow fever to reduce the numbers of French soldiers. Later that year France withdrew its remaining 7,000 troops from the island and Napoleon gave up his idea of re-establishing a North American empire, selling Louisiana (New France) to the United States, in the Louisiana Purchase. It has been estimated that between 24,000 and 100,000 Europeans, and between 100,000 and 350,000 Haitian ex-slaves, died in the revolution. In the process, Dessalines became arguably the most successful military commander in the struggle against Napoleonic France.
Independent Haiti
First Empire (1804–1806)
The independence of Saint-Domingue was proclaimed under the native name 'Haiti' by Jean-Jacques Dessalines on 1 January 1804 in Gonaïves and he was proclaimed "Emperor for Life" as Emperor Jacques I by his troops. Dessalines at first offered protection to the white planters and others. However, once in power, he ordered the massacre of nearly all the remaining white men, women, children; between January and April 1804, 3,000 to 5,000 whites were killed, including those who had been friendly and sympathetic to the black population. Only three categories of white people were selected out as exceptions and spared: Polish soldiers, the majority of whom had deserted from the French army and fought alongside the Haitian rebels; the small group of German colonists invited to the north-west region; and a group of medical doctors and professionals. Reportedly, people with connections to officers in the Haitian army were also spared, as well as the women who agreed to marry non-white men.
Fearful of the potential impact the slave rebellion could have in the slave states, U.S. President Thomas Jefferson refused to recognize the new republic. The Southern politicians who were a powerful voting bloc in the American Congress prevented U.S. recognition for decades until they withdrew in 1861 to form the Confederacy.
The revolution led to a wave of emigration. In 1809, 9,000 refugees from Saint-Domingue, both white planters and people of color, settled en masse in New Orleans, doubling the city's population, having been expelled from their initial refuge in Cuba by Spanish authorities. In addition, the newly arrived slaves added to the city's African population.
The plantation system was reestablished in Haiti, albeit for wages, however many Haitians were marginalized and resented the heavy-handed manner in which this was enforced in the new nation's politics. The rebel movement splintered, and Dessalines was assassinated by rivals on 17 October 1806.
State of Haiti, Kingdom of Haiti and the Republic (1806–1820)
After Dessalines' death Haiti became split into two, with the Kingdom of Haiti in the north directed by Henri Christophe, later declaring himself Henri I, and a republic in the south centered on Port-au-Prince, directed by Alexandre Pétion, an homme de couleur. Christophe established a semi-feudal corvée system, with a rigid education and economic code. Pétion's republic was less absolutist, and he initiated a series of land reforms which benefited the peasant class. President Pétion also gave military and financial assistance to the revolutionary leader Simón Bolívar, which were critical in enabling him to liberate the Viceroyalty of New Granada. Meanwhile, the French, who had managed to maintain a precarious control of eastern Hispaniola, were defeated by insurgents led by Juan Sánchez Ramírez, with the area returning to Spanish rule in 1809 following the Battle of Palo Hincado.
Unification of Hispaniola (1821–1844)
Beginning in 1821, President Jean-Pierre Boyer, also an homme de couleur and successor to Pétion, reunified the island following the suicide of Henry Christophe. After Santo Domingo declared its independence from Spain on 30 November 1821, Boyer invaded, seeking to unite the entire island by force and ending slavery in Santo Domingo.
Struggling to revive the agricultural economy to produce commodity crops, Boyer passed the Code Rural, which denied peasant laborers the right to leave the land, enter the towns, or start farms or shops of their own, causing much resentment as most peasants wished to have their own farms rather than work on plantations.
Starting in September 1824, more than 6,000 African Americans migrated to Haiti, with transportation paid by an American philanthropic group similar in function to the American Colonization Society and its efforts in Liberia. Many found the conditions too harsh and returned to the United States.
In July 1825, King Charles X of France, during a period of restoration of the French monarchy, sent a fleet to reconquer Haiti. Under pressure, President Boyer agreed to a treaty by which France formally recognized the independence of the nation in exchange for a payment of 150 million francs. By an order of 17 April 1826, the King of France renounced his rights of sovereignty and formally recognized the independence of Haiti. The enforced payments to France hampered Haiti's economic growth for years, exacerbated by the fact that many Western nations continued to refuse formal diplomatic recognition to Haiti; Britain recognized Haitian independence in 1833, and the United States not until 1862. Haiti borrowed heavily from Western banks at extremely high interest rates to repay the debt. Although the amount of the reparations was reduced to 90 million in 1838, by 1900 80% of Haiti's government spending was debt repayment and the country did not finish repaying it until 1947.
Loss of the Spanish portion of the island
After losing the support of Haiti's elite, Boyer was ousted in 1843, with Charles Rivière-Hérard replacing him as president. Nationalist Dominican forces in eastern Hispaniola led by Juan Pablo Duarte seized control of Santo Domingo on 27 February 1844. The Haitian forces, unprepared for a significant uprising, capitulated to the rebels, effectively ending Haitian rule of eastern Hispaniola. In March Rivière-Hérard attempted to reimpose his authority, but the Dominicans put up stiff opposition and inflicted heavy losses. Rivière-Hérard was removed from office by the mulatto hierarchy and replaced with the aged general Philippe Guerrier, who assumed the presidency on 3 May 1844.
Guerrier died in April 1845, and was succeeded by General Jean-Louis Pierrot. Pierrot's most pressing duty as the new president was to check the incursions of the Dominicans, who were harassing the Haitian troops. Dominican gunboats were also making depredations on Haiti's coasts. President Pierrot decided to open a campaign against the Dominicans, whom he considered merely as insurgents, however the Haitian offensive of 1845 was stopped on the frontier.
On 1 January 1846 Pierrot announced a fresh campaign to reimpose Haitian suzerainty over eastern Hispaniola, but his officers and men greeted this fresh summons with contempt. Thus, a month later – February 1846 – when Pierrot ordered his troops to march against the Dominicans, the Haitian army mutinied, and its soldiers proclaimed his overthrow as president of the republic. With the war against the Dominicans having become very unpopular in Haiti, it was beyond the power of the new president, General Jean-Baptiste Riché, to stage another invasion.
Second Empire (1849–1859)
On 27 February 1847, President Riché died after only a year in power and was replaced by an obscure officer, General Faustin Soulouque. During the first two years of Soulouque's administration the conspiracies and opposition he faced in retaining power were so manifold that the Dominicans were given a further breathing space in which to consolidate their independence. But, when in 1848 France finally recognized the Dominican Republic as a free and independent state and provisionally signed a treaty of peace, friendship, commerce and navigation, Haiti immediately protested, claiming the treaty was an attack upon their own security. Soulouque decided to invade the new Republic before the French Government could ratify the treaty.
On 21 March 1849, Haitian soldiers attacked the Dominican garrison at Las Matas. The demoralized defenders offered almost no resistance before abandoning their weapons. Soulouque pressed on, capturing San Juan. This left only the town of Azua as the remaining Dominican stronghold between the Haitian army and the capital. On 6 April, Azua fell to the 18,000-strong Haitian army, with a 5,000-man Dominican counterattack failing to oust them. The way to Santo Domingo was now clear. But the news of discontent existing at Port-au-Prince, which reached Soulouque, arrested his further progress and caused him to return with the army to his capital.
Emboldened by the sudden retreat of the Haitian army, the Dominicans counter-attacked. Their flotilla went as far as Dame-Marie, which they plundered and set on fire. Soulouque, now self-proclaimed as Emperor Faustin I, decided to start a new campaign against them. In 1855, he again invaded the territory of the Dominican Republic. But owing to insufficient preparation, the army was soon in want of victuals and ammunition. In spite of the bravery of the soldiers, the Emperor had once more to give up the idea of a unified island under Haitian control. After this campaign, Britain and France intervened and obtained an armistice on behalf of the Dominicans, who declared independence as the Dominican Republic.
The sufferings endured by the soldiers during the campaign of 1855, and the losses and sacrifices inflicted on the country without yielding any compensation or any practical results provoked great discontent. In 1858 a revolution began, led by General Fabre Geffrard, Duke of Tabara. In December of that year, Geffrard defeated the Imperial Army and seized control of most of the country. As a result, the Emperor abdicated his throne on 15 January 1859. Refused aid by the French Legation, Faustin was taken into exile aboard a British warship on 22 January 1859, and General Geffrard succeeded him as president.
Late 19th century–early 20th century
The period following Soulouque's overthrow down to the turn of the century was a turbulent one for Haiti, with repeated bouts of political instability. President Geffrard was overthrown in a coup in 1867, as was his successor, Sylvain Salnave, in 1869. Under the Presidency of Michel Domingue (1874–76) relations with the Dominican Republic were dramatically improved by the signing of a treaty, in which both parties acknowledged the independence of the other, bringing an end to Haitian dreams of bringing the entirety of Hispaniola under their control. Some modernisation of the economy and infrastructure also occurred in this period, especially under the Presidencies of Lysius Salomon (1879–88) and Florvil Hyppolite (1889–96).
Haiti's relations with outside powers were often strained. In 1889 the United States attempted to force Haiti to permit the building of a naval base at Môle Saint-Nicolas, which was firmly resisted by President Hyppolite. In 1892 the German government supported suppression of the reform movement of Anténor Firmin, and in 1897, the Germans used gunboat diplomacy to intimidate and then humiliate the Haitian government of President Tirésias Simon Sam (1896–1902) during the Lüders Affair.
In the first decades of the 20th century, Haiti experienced great political instability and was heavily in debt to France, Germany and the United States. A series of short lived presidencies came and went: President Pierre Nord Alexis was forced from power in 1908, as was his successor François C. Antoine Simon in 1911; President Cincinnatus Leconte (1911–12) was killed in a (possibly deliberate) explosion at the National Palace; Michel Oreste (1913–14) was ousted in a coup, as was his successor Oreste Zamor in 1914.
United States occupation (1915–1934)
Germany increased its influence in Haiti in this period, with a small community of German settlers wielding disproportionate influence in Haiti's economy. The German influence prompted anxieties in the United States, who had also invested heavily in the country, and whose government defended their right to oppose foreign interference in the Americas under the Monroe Doctrine. In December 1914, the Americans removed $500,000 from the Haitian National Bank, but rather than seize it to help pay the debt, it was removed for safe-keeping in New York, thus giving the United States control of the bank and preventing other powers from doing so. This gave a stable financial base on which to build the economy, and so enable the debt to be repaid.
In 1915, Haiti's new President Vilbrun Guillaume Sam sought to strengthen his tenuous rule by a mass execution of 167 political prisoners. Outrage at the killings led to riots, and Sam was captured and killed by a lynch mob. Fearing possible foreign intervention, or the emergence of a new government led by the anti-American Haitian politician Rosalvo Bobo, President Woodrow Wilson sent U.S. Marines into Haiti in July 1915. The , under Rear Admiral Caperton, arrived in Port-au-Prince in an attempt to restore order and protect U.S. interests. Within days, the Marines had taken control of the capital city and its banks and customs house. The Marines declared martial law and severely censored the press. Within weeks, a new pro-U.S. Haitian president, Philippe Sudré Dartiguenave, was installed and a new constitution written that was favorable to the interests of the United States. The constitution (written by future US President Franklin D. Roosevelt) included a clause that allowed, for the first time, foreign ownership of land in Haiti, which was bitterly opposed by the Haitian legislature and citizenry.
The occupation improved some of Haiti's infrastructure and centralized power in Port-au-Prince. 1700 km of roads were made usable, 189 bridges were built, many irrigation canals were rehabilitated, hospitals, schools, and public buildings were constructed, and drinking water was brought to the main cities. Port-au-Prince became the first Caribbean city to have a phone service with automatic dialling. Agricultural education was organized, with a central school of agriculture and 69 farms in the country. However, many infrastructure projects were built using the corvée system that allowed the government/occupying forces to take people from their homes and farms, at gunpoint if necessary, to build roads, bridges etc. by force, a process that was deeply resented by ordinary Haitians. Sisal was also introduced to Haiti, and sugarcane and cotton became significant exports, boosting prosperity. Haitian traditionalists, based in rural areas, were highly resistant to U.S.-backed changes, while the urban elites, typically mixed-race, welcomed the growing economy, but wanted more political control. Together they helped secure an end to the occupation in 1934, under the Presidency of Sténio Vincent (1930–41). The debts were still outstanding, though less due to increased prosperity, and the U.S. financial advisor-general receiver handled the budget until 1941.
The U.S. Marines were instilled with a special brand of paternalism towards Haitians "expressed in the metaphor of a father's relationship with his children." Armed opposition to the US presence was led by the cacos under the command of Charlemagne Péralte; his capture and execution in 1919 earned him the status of a national martyr. During Senate hearings in 1921, the commandant of the Marine Corps reported that, in the 20 months of active unrest, 2,250 Haitians had been killed. However, in a report to the Secretary of the Navy, he reported the death toll as being 3,250. Haitian historians have claimed the true number was much higher, but this is not supported by most historians outside Haiti.
Recognition of the distinctive traditionalism of the Haitian people had an influence on American writers, including Eugene O'Neill, James Weldon Johnson, Langston Hughes, Zora Neale Hurston and Orson Welles.
Post-occupation era (1934–1957)
After US forces left in 1934, Dominican dictator Rafael Trujillo used anti-Haitian sentiment as a nationalist tool. In an event that became known as the Parsley Massacre, he ordered his army to kill Haitians living on the Dominican side of the border. Few bullets were used – instead, 20,000–30,000 Haitians were bludgeoned and bayoneted, then herded into the sea, where sharks finished what Trujillo had begun. Congressman Hamilton Fish, ranking member of the House Foreign Affairs Committee, called the Parsley Massacre "the most outrageous atrocity that has ever been perpetrated on the American continent."
President Vincent became increasingly dictatorial, and resigned under US pressure in 1941, being replaced by Élie Lescot (1941–46). In 1941, during the Second World War, Lescot declared war on Japan (8 December), Germany (12 December), Italy (12 December), Bulgaria (24 December), Hungary (24 December) and Romania (24 December). Out of these six Axis countries, only Romania reciprocated, declaring war on Haiti on the same day (24 December 1941). On 27 September 1945, Haiti became a founding member of the United Nations (the successor to the League of Nations, of which Haiti was also a founding member).
In 1946 Lescot was overthrown by the military, with Dumarsais Estimé later becoming the new president (1946–50). He sought to improve the economy and education, and to boost the role of black Haitians, however as he sought to consolidate his rule he too was overthrown in a coup led by Paul Magloire, who replaced him as president (1950–56). Firmly anti-Communist, he was supported by the United States; with greater political stability tourists started to visit Haiti. The waterfront area of Port-au-Prince was redeveloped to allow cruise ship passengers to walk from the docks to cultural attractions. Celebrities such as Truman Capote and Noël Coward visited Haiti; the era is captured in Graham Greene's 1966 novel The Comedians.
Duvalier dynasty (1957–1986)
In 1956–57 Haiti underwent severe political turmoil; Magloire was forced to resign and leave the country in 1956 and he was followed by four short-lived presidencies. In the September 1957 election Dr. François Duvalier was elected President of Haiti. Known as 'Papa Doc' and initially popular, Duvalier remained President until his death in 1971. He advanced black interests in the public sector, where over time, people of color had predominated as the educated urban elite. Not trusting the army, despite his frequent purges of officers deemed disloyal, Duvalier created a private militia known as Tontons Macoutes ("Bogeymen"), which maintained order by terrorizing the populace and political opponents. In 1964 Duvalier proclaimed himself 'President for Life'; an uprising against his rule that year in Jérémie was violently suppressed, with the ringleaders publicly executed and hundreds of mixed-raced citizens in the town killed. The bulk of the educated and professional class began leaving the country, and corruption became widespread. Duvalier sought to create a personality cult, identifying himself with Baron Samedi, one of the loa (or lwa), or spirits, of Haitian Vodou. Despite the well-publicized abuses under his rule, Duvalier's firm anti-Communism earned him the support of the Americans, who furnished the country with aid.
In 1971 Duvalier died, and he was succeeded by his son Jean-Claude Duvalier, nicknamed 'Baby Doc', who ruled until 1986. He largely continued his father's policies, though curbed some of the worst excesses in order to court international respectability. Tourism, which had nosedived in Papa Doc's time, again became a growing industry. However as the economy continued to decline Baby Doc's grip on power began to weaken. Haiti's pig population was slaughtered following an outbreak of swine fever in the late 1970s, causing hardship to rural communities who used them as an investment. The opposition became more vocal, bolstered by a visit to the country by Pope John Paul II in 1983, who publicly lambasted the president. Demonstrations occurred in Gonaïves in 1985 which then spread across the country; under pressure from the United States, Duvalier left the country for France in February 1986.
In total, roughly 40,000 to 60,000 Haitians are estimated to have been killed during the reign of the Duvaliers. Through the use of his intimidation tactics and executions, many intellectual Haitians had fled, leaving the country with a massive brain-drain that it has yet to recover from.
Post-Duvalier era (1986–2004)
Following Duvalier's departure, army leader General Henri Namphy headed a new National Governing Council. Elections scheduled for November 1987 were aborted after dozens of inhabitants were shot in the capital by soldiers and Tontons Macoutes. Fraudulent elections followed in 1988, in which only 4% of the citizenry voted. The newly elected president, Leslie Manigat, was then overthrown some months later in the June 1988 Haitian coup d'état. Another coup followed in September 1988, after the St. Jean Bosco massacre in which 13–50 people (estimates vary) attending a mass led by prominent government critic and Catholic priest Jean-Bertrand Aristide were killed. General Prosper Avril subsequently led a military regime until March 1990.
In December 1990 Jean-Bertrand Aristide was elected president in the Haitian general election. However his ambitious reformist agenda worried the elites, and in September of the following year he was overthrown by the military, led by Raoul Cédras, in the 1991 Haitian coup d'état. Amidst the continuing turmoil many Haitians attempted to flee the country.
In September 1994, the United States negotiated the departure of Haiti's military leaders and the peaceful entry of 20,000 US troops under Operation Uphold Democracy. This enabled the restoration of the democratically elected Jean-Bertrand Aristide as president, who returned to Haiti in October to complete his term. As part of the deal Aristide had to implement free market reforms in an attempt to improve the Haitian economy, with mixed results, some sources stating that these reforms had a negative impact on native Haitian industry. In November 1994, Hurricane Gordon brushed Haiti, dumping heavy rain and creating flash flooding that triggered mudslides. Gordon killed an estimated 1,122 people, although some estimates go as high as 2,200.
Elections were held in 1995 which were won by René Préval, gaining 88% of the popular vote, albeit on a low turnout. Aristide subsequently formed his own party, Fanmi Lavalas, and political deadlock ensued; the November 2000 election returned Aristide to the presidency with 92% of the vote. The election had been boycotted by the opposition, then organized into the Convergence Démocratique, over a dispute in the May legislative elections. In subsequent years, there was increasing violence between rival political factions and human rights abuses. Aristide spent years negotiating with the Convergence Démocratique on new elections, but the Convergence's inability to develop a sufficient electoral base made elections unattractive.
In 2004 an anti-Aristide revolt began in northern Haiti. The rebellion eventually reached the capital, and Aristide was forced into exile. The precise nature of the events are disputed; some, including Aristide and his bodyguard, Franz Gabriel, stated that he was the victim of a "new coup d'état or modern kidnapping" by U.S. forces. Mrs. Aristide stated that the kidnappers wore U.S. Special Forces uniforms, but changed into civilian clothes upon boarding the aircraft that was used to remove Aristide from Haiti. These charges were denied by the US government. As political violence and crime continued to grow, a United Nations Stabilisation Mission (MINUSTAH) was brought in to maintain order. However MINUSTAH proved controversial, as their at times heavy-handed approach to maintaining law and order and several instances of abuses, including the alleged sexual abuse of civilians, provoked resentment and distrust amongst ordinary Haitians. Boniface Alexandre assumed interim authority until 2006, when René Préval was re-elected President following elections.
Post-Aristide era (2004–present)
Amidst the continuing political chaos, a series of natural disasters hit Haiti. In 2004 Tropical Storm Jeanne skimmed the north coast, leaving 3,006 people dead in flooding and mudslides, mostly in the city of Gonaïves. In 2008 Haiti was again struck by tropical storms; Tropical Storm Fay, Hurricane Gustav, Hurricane Hanna and Hurricane Ike all produced heavy winds and rain, resulting in 331 deaths and about 800,000 in need of humanitarian aid. The state of affairs produced by these storms was intensified by already high food and fuel prices that had caused a food crisis and political unrest in April 2008.
On 12 January 2010, at 4:53 pm local time, Haiti was struck by a magnitude-7.0 earthquake. This was the country's most severe earthquake in over 200 years. The earthquake was reported to have left between 220,000 and 300,000 people dead and up to 1.6 million homeless. The situation was exacerbated by a subsequent massive cholera outbreak that was triggered when cholera-infected waste from a United Nations peacekeeping station contaminated the country's main river, the Artibonite. In 2017, it was reported that roughly 10,000 Haitians had died and nearly a million had been made ill. After years of denial the United Nations apologized in 2016, but , they have refused to acknowledge fault, thus avoiding financial responsibility.
General elections had been planned for January 2010 but were postponed due to the earthquake. Elections were held on 28 November 2010 for the senate, the parliament and the first round of the presidential elections. The run-off between Michel Martelly and Mirlande Manigat took place on 20 March 2011, and preliminary results, released on 4 April, named Michel Martelly the winner. In 2011 both former dictator Jean-Claude Duvalier and Jean-Bertrand Aristide returned to Haiti; attempts to try Duvalier for crimes committed under his rule were shelved following his death in 2014. In 2013, Haiti called for European nations to pay reparations for slavery and establish an official commission for the settlement of past wrongdoings. Meanwhile, after continuing political wrangling with the opposition and allegations of electoral fraud, Martelly agreed to step down in 2016 without a successor in place. An interim president, Jocelerme Privert, then took office. After numerous postponements, partly owing to the effects of devastating Hurricane Matthew, elections were eventually held in November 2016. The victor, Jovenel Moïse of the Haitian Tèt Kale Party, was subsequently sworn in as president in 2017. The 2018–2021 Haitian protests are demonstrations in cities throughout Haiti that began on 7 July 2018, in response to increased fuel prices. Over time these protests evolved into demands for the resignation of president Moïse.
On 7 July 2021, President Moïse was assassinated in an attack on his private residence, and First Lady Martine Moïse was hospitalized following the overnight attack. The United Nations special envoy for Haiti, Helen La Lime, said on 8 July 2021 that interim Prime Minister Claude Joseph, as Acting President, will lead Haiti until an election is held later in the year, urging all parties to set aside differences. Claude Joseph's presidency is disputed with Senate Leader Joseph Lambert. The United Nations recognized Claude Joseph as the legitimate Acting President. Haitian officials have asked the United States to send troops to help stabilize the country and protect vital infrastructure.
On 19 July 2021, Claude Joseph stepped down as Acting President, transferring the power to rival Ariel Henry.
In August 2021, Haiti suffered a huge earthquake, with many casualties. The earthquake has also damaged Haiti's economic conditions and led to a rise in violent crimes in the country.
Geography
Haiti forms the western three-eighths of Hispaniola, the second largest island in the Greater Antilles. At 27,750 sq km Haiti is the third largest country in the Caribbean behind Cuba and the Dominican Republic, the latter sharing a border with Haiti. The country has a roughly horseshoe shape and because of this it has a disproportionately long coastline, second in length () behind Cuba in the Greater Antilles.
Haiti is the most mountainous nation in the Caribbean, its terrain consists of mountains interspersed with small coastal plains and river valleys. The climate is tropical, with some variation depending on altitude. The highest point is Pic la Selle, at .
The northern region consists of the Massif du Nord (Northern Massif) and the Plaine du Nord (Northern Plain). The Massif du Nord is an extension of the Cordillera Central in the Dominican Republic. It begins at Haiti's eastern border, north of the Guayamouc River, and extends to the northwest through the northern peninsula. The lowlands of the Plaine du Nord lie along the northern border with the Dominican Republic, between the Massif du Nord and the North Atlantic Ocean.
The central region consists of two plains and two sets of mountain ranges. The Plateau Central (Central Plateau) extends along both sides of the Guayamouc River, south of the Massif du Nord. It runs from the southeast to the northwest. To the southwest of the Plateau Central are the Montagnes Noires, whose most northwestern part merges with the Massif du Nord. Haiti's most important valley in terms of crops is the Plaine de l'Artibonite, which lies between the Montagnes Noires and the Chaîne des Matheux. This region supports the country's (also Hispaniola's) longest river, the Riviere l'Artibonite, which begins in the western region of the Dominican Republic and continues for most of its length through central Haiti, where it then empties into the Golfe de la Gonâve. Also in this valley lies Haiti's second largest lake, Lac de Péligre, formed as a result of the construction of the Péligre Dam in the mid-1950s.
The southern region consists of the Plaine du Cul-de-Sac (the southeast) and the mountainous southern peninsula (also known as the Tiburon Peninsula). The Plaine du Cul-de-Sac is a natural depression that harbors the country's saline lakes, such as Trou Caïman and Haiti's largest lake, Étang Saumatre. The Chaîne de la Selle mountain range – an extension of the southern mountain chain of the Dominican Republic (the Sierra de Baoruco) – extends from the Massif de la Selle in the east to the Massif de la Hotte in the west.
Haiti also includes several offshore islands. The island of Tortuga (Île de la Tortue) is located off the coast of northern Haiti. The arrondissement of La Gonâve is located on the island of the same name, in the Golfe de la Gonâve; Haiti's largest island, Gonâve is moderately populated by rural villagers. Île à Vache (Cow Island) is located off the southwest coast; also part of Haiti are the Cayemites, located in the Gulf of Gonâve north of Pestel. La Navasse (Navassa Island), located west of Jérémie on the south west peninsula of Haiti, is subject to an ongoing territorial dispute with the United States, who currently administer the island via the United States Fish and Wildlife Service.
Climate
Haiti's climate is tropical with some variation depending on altitude. Port-au-Prince ranges in January from an average minimum of to an average maximum of ; in July, from . The rainfall pattern is varied, with rain heavier in some of the lowlands and the northern and eastern slopes of the mountains. Haiti's dry season occurs from November to January.
Port-au-Prince receives an average annual rainfall of . There are two rainy seasons, April–June and October–November. Haiti is subject to periodic droughts and floods, made more severe by deforestation. Hurricanes are a menace, and the country is also prone to flooding and earthquakes.
Geology
There are blind thrust faults associated with the Enriquillo-Plantain Garden fault system over which Haiti lies. After the earthquake of 2010, there was no evidence of surface rupture and geologists' findings were based on seismological, geological and ground deformation data.
The northern boundary of the fault is where the Caribbean tectonic plate shifts eastwards by about per year in relation to the North American plate. The strike-slip fault system in the region has two branches in Haiti, the Septentrional-Oriente fault in the north and the Enriquillo-Plantain Garden fault in the south.
A 2007 earthquake hazard study, noted that the Enriquillo-Plantain Garden fault zone could be at the end of its seismic cycle and concluded that a worst-case forecast would involve a 7.2 Mw earthquake, similar in size to the 1692 Jamaica earthquake. A study team presented a hazard assessment of the Enriquillo-Plantain Garden fault system to the 18th Caribbean Geologic Conference in March 2008, noting the large strain. The team recommended "high priority" historical geologic rupture studies, as the fault was fully locked and had recorded few earthquakes in the preceding 40 years. An article published in Haiti's Le Matin newspaper in September 2008 cited comments by geologist Patrick Charles to the effect that there was a high risk of major seismic activity in Port-au-Prince; and duly the magnitude 7.0 2010 Haiti earthquake happened on this fault zone on 12 January 2010.
Haiti also has rare elements such as gold, which can be found at The Mont Organisé gold mine.
Environment
The soil erosion released from the upper catchments and deforestation have caused periodic and severe flooding in Haiti, as experienced, for example, on 17 September 2004. Earlier in May that year, floods had killed over 3,000 people on Haiti's southern border with the Dominican Republic.
Haiti's forests covered 60% of the country as recently as 50 years ago, but that has been halved to a current estimate of 30% tree cover, according to more recent environmental analysis. This estimate poses a stark difference from the erroneous figure of 2% which has been oft-cited in discourse concerning the country's environmental condition. Haiti had a 2019 Forest Landscape Integrity Index mean score of 4.01/10, ranking it 137th globally out of 172 countries.
Scientists at the Columbia University's Center for International Earth Science Information Network (CIESIN) and the United Nations Environment Programme are working on the Haiti Regenerative Initiative an initiative aiming to reduce poverty and natural disaster vulnerability in Haiti through ecosystem restoration and sustainable resource management.
Biodiversity
Haiti is home to four ecoregions: Hispaniolan moist forests, Hispaniolan dry forests, Hispaniolan pine forests, and Greater Antilles mangroves.
Despite its small size, Haiti's mountainous terrain and resultant multiple climatic zones has resulted in a wide variety of plant life. Notable tree species include the breadfruit tree, mango tree, acacia, mahogany, coconut palm, royal palm and West Indian cedar. The forests were formerly much more extensive, but have been subject to severe deforestation.
Most mammal species are not native, having been brought to the island since colonial times. However there are various native bat species, as well as the endemic Hispaniolan hutia and Hispaniolan solenodon. Various whale and dolphin species can also be found off Haiti's coast.
There are over 260 species of bird, 31 of these being endemic to Hispaniola. Notable endemic species include the Hispaniolan trogon, Hispaniolan parakeet, grey-crowned tanager and the Hispaniolan Amazon. There are also several raptor species, as well as pelicans, ibis, hummingbirds and ducks.
Reptiles are common, with species such as the rhinoceros iguana, Haitian boa, American crocodile and gecko.
Government and politics
The government of Haiti is a semi-presidential republic, a multiparty system wherein the president of Haiti is head of state and elected directly by popular elections held every five years. The prime minister of Haiti acts as head of government and is appointed by the president, chosen from the majority party in the National Assembly. Executive power is exercised by the president and prime minister who together constitute the government.
Legislative power is vested in both the government and the two chambers of the National Assembly of Haiti, the Senate (Sénat) and the Chamber of Deputies (Chambre des Députés). The government is organized unitarily, thus the central government delegates powers to the departments without a constitutional need for consent. The current structure of Haiti's political system was set forth in the Constitution of Haiti on 29 March 1987.
Haitian politics have been contentious: since independence, Haiti has suffered 32 coups. Haiti is the only country in the Western Hemisphere to undergo a successful slave revolution; however, a long history of oppression by dictators such as François Duvalier and his son Jean-Claude Duvalier has markedly affected the nation. Since the end of the Duvalier era Haiti has been transitioning to a democratic system.
Administrative divisions
Administratively, Haiti is divided into ten departments. The departments are listed below, with the departmental capital cities in parentheses.
Nord-Ouest (Port-de-Paix)
Nord (Cap-Haïtien)
Nord-Est (Fort-Liberté)
Artibonite (Gonaïves)
Centre (Hinche)
Ouest (Port-au-Prince)
Grand'Anse (Jérémie)
Nippes (Miragoâne)
Sud (Les Cayes)
Sud-Est (Jacmel)
The departments are further divided into 42 arrondissements, 145 communes and 571 communal sections. These serve as, respectively, second- and third-level administrative divisions.
Foreign relations
Haiti is a member of a wide range of international and regional organizations, such as the United Nations, CARICOM, Community of Latin American and Caribbean States, International Monetary Fund, Organisation of American States, Organisation internationale de la Francophonie, OPANAL and the World Trade Organization.
In February 2012, Haiti signaled it would seek to upgrade its observer status to full associate member status of the African Union (AU). The AU was reported to be planning to upgrade Haiti's status from observer to associate at its June 2013 summit but the application had still not been ratified by May 2016.
Military
Haiti's Ministry of Defense is the main body of the armed forces. The former Haitian Armed Forces were demobilized in 1995, however efforts to reconstitute it are currently underway. The current defense force for Haiti is the Haitian National Police, which has a highly trained SWAT team, and works alongside the Haitian Coast Guard. In 2010, the Haitian National Police force numbered 7,000.
Law enforcement and crime
The legal system is based on a modified version of the Napoleonic Code.
Haiti has consistently ranked among the most corrupt countries in the world on the Corruption Perceptions Index. According to a 2006 report by the Corruption Perceptions Index, there is a strong correlation between corruption and poverty in Haiti. The nation ranked first of all countries surveyed for levels of perceived domestic corruption. It is estimated that President "Baby Doc" Duvalier, his wife Michelle, and their agents stole US $504 million from the country's treasury between 1971 and 1986. Similarly, after the Haitian Army folded in 1995, the Haitian National Police (HNP) gained sole power of authority on the Haitian citizens. Many Haitians as well as observers of the Haitian society believe that this monopolized power could have given way to a corrupt police force.
Similarly, some media outlets alleged that millions were stolen by former president Jean-Bertrand Aristide. In March 2004, at the time of Aristide's kidnapping, a BBC article wrote that the Bush administration State Department stated that Aristide had been involved in drug trafficking. The BBC also described pyramid schemes, in which Haitians lost hundreds of millions in 2002, as the "only real economic initiative" of the Aristide years.
Conversely, according to the 2013 United Nations Office on Drugs and Crime (UNODC) report, murder rates in Haiti (10.2 per 100,000) are far below the regional average (26 per 100,000); less than that of Jamaica (39.3 per 100,000) and nearly that of the Dominican Republic (22.1 per 100,000), making it among the safer countries in the region. In large part, this is due to the country's ability to fulfil a pledge by increasing its national police yearly by 50%, a four-year initiative that was started in 2012. In addition to the yearly recruits, the Haitian National Police (HNP) has been using innovative technologies to crack down on crime. A notable bust in recent years led to the dismantlement of the largest kidnapping ring in the country with the use of an advanced software program developed by a West Point-trained Haitian official that proved to be so effective that it has led to its foreign advisers to make inquiries.
In 2010, the New York City Police Department (NYPD) sent a team of veteran officers to Haiti to assist in the rebuilding of its police force with special training in investigative techniques, strategies to improve the anti-kidnapping personnel and community outreach to build stronger relationships with the public especially among the youth. It has also helped the HNP set up a police unit in the center of Delmas, a neighborhood of Port-au-Prince.
In 2012 and 2013, 150 HNP officers received specialized training funded by the US government, which also contributed to the infrastructure and communications support by upgrading radio capacity and constructing new police stations from the most violent-prone neighborhoods of Cité Soleil and Grande Ravine in Port-au-Prince to the new northern industrial park at Caracol.
Haitian penitentiary system
Port-au-Prince penitentiary is home to half of Haiti's prisoners. The prison has a capacity of 1,200 detainees but the penitentiary was obliged to keep 4,359 detainees, a 454% occupancy level. This leads to severe consequences for the inmates.
One cell could hold up to 60 inmates which was originally designed for only 18, therefore creating tight and uncomfortable living conditions. The inmates are forced to create makeshift hammocks from the wall and ceilings. The men are on a 22/ 23 hour lock up in the cells so the risk of diseases is very high. The inability to receive sufficient funds from the government as Haiti endures severe natural disasters which take up their attention and resources, such as the 2010 earthquake, has caused deadly cases of malnutrition, combined with the tight living conditions, increases the risk of infectious diseases such as tuberculosis which has led to 21 deaths in January 2017 alone at the Port-au-Prince penitentiary.
Haitian law states that once arrested, one must go before a judge within 48 hours; however, this is very rare. In an interview with Unreported World, the prison governor stated that around 529 detainees were never sentenced, there are 3,830 detainees who are in prolonged detained trial detention. Therefore, 80% are not convicted.
Unless families are able to provide the necessary funds for inmates to appear before a judge there is a very slim chance the inmate would have a trial, on average, within 10 years. Brian Concannon, the director of the non-profit Institute for Justice and Democracy in Haiti, claims that without a substantial bribe to persuade judges, prosecutors and lawyers to undergo their case, there is no prospect for getting a trial for years.
Families may send food to the penitentiary; however, most inmates depend on the meals served twice a day. However, the majority of the meals consists of ration supplies of rice, oats or cornmeal, which has led to deadly cases of malnutrition-related ailments such as beriberi and anemia. Prisoners too weak are crammed in the penitentiary infirmary.
In confined living spaces for 22–23 hours a day, inmates are not provided with latrines and are forced to defecate into plastic bags and leave them outside their cells. These conditions were considered inhumane by the Inter-American Court of Human Rights in 2008.
Economy
Haiti has a predominantly free market economy, with a GDP of $19.97 billion and per capita GDP of $1,800 (2017 estimates). The country uses the Haitian gourde as its currency. Despite its tourism industry, Haiti is one of the poorest countries in the Americas, with corruption, political instability, poor infrastructure, lack of health care and lack of education cited as the main causes. Unemployment is high and many Haitians seek to emigrate. Trade declined dramatically after the 2010 earthquake and subsequent outbreak of cholera, with the country's purchasing power parity GDP falling by 8% (from US$12.15 billion to US$11.18 billion). Haiti ranked 145th of 182 countries in the 2010 United Nations Human Development Index, with 57.3% of the population being deprived in at least three of the HDI's poverty measures.
Following the disputed 2000 election and accusations about President Aristide's rule, US aid to the Haitian government was cut off between 2001 and 2004. After Aristide's departure in 2004, aid was restored and the Brazilian army led a United Nations Stabilization Mission in Haiti peacekeeping operation. After almost four years of recession, the economy grew by 1.5% in 2005. In September 2009, Haiti met the conditions set out by the IMF and World Bank's Heavily Indebted Poor Countries program to qualify for cancellation of its external debt.
More than 90 percent of the government's budget comes from an agreement with Petrocaribe, a Venezuela-led oil alliance.
Foreign aid
Haiti received more than US$4 billion in aid from 1990 to 2003, including US$1.5 billion from the United States. The largest donor is the US, followed by Canada and the European Union. In January 2010, following the earthquake, US President Barack Obama promised US$1.15 billion in assistance. European Union nations pledged more than €400 million (US$616 million). Neighboring Dominican Republic has also provided extensive humanitarian aid to Haiti, including the funding and construction of a public university, human capital, free healthcare services in the border region, and logistical support after the 2010 earthquake.
The United Nations states that in total US$13.34 billion has been earmarked for post-earthquake reconstruction through 2020, though two years after the 2010 quake, less than half of that amount had actually been released, according to UN documents. , the US government has allocated US$4 billion, US$3 billion has already been spent, and the rest is dedicated to longer-term projects.
Trade
According to the 2015 CIA World Factbook, Haiti's main import partners are: Dominican Republic 35%, US 26.8%, Netherlands Antilles 8.7%, China 7% (est. 2013). Haiti's main export partner is the US 83.5% (est. 2013). Haiti had a trade deficit of US$3 billion in 2011, or 41% of GDP.
Energy
In 1925, the city of Jacmel was the first area in the Caribbean to have electricity and was subsequently dubbed the City of Light.
Today, Haiti relies heavily on an oil alliance with Petrocaribe for much of its energy requirements. In recent years, hydroelectric, solar and wind energy have been explored as possible sustainable energy sources.
As of 2017, among all the countries in the Americas, Haiti is producing the least energy. Less than a quarter of the country has electric coverage. Most regions of Haiti that do have energy are powered by generators. These generators are often expensive and produce a lot of pollution. The areas that do get electricity experience power cuts on a daily basis, and some areas are limited to 12 hours of electricity a day. Electricity is provided by a small number of independent companies: Sogener, E-power, and Haytrac. There is no national electricity grid within the country. The most common source of energy used is wood, along with charcoal. In Haiti, about 4 million metric tons of wood products are consumed yearly. Like charcoal and wood, petroleum is also an important source of energy for Haiti. Since Haiti cannot produce its own fuel, all fuel is imported. Yearly, around 691,000 tons of oil is imported into the country.
On 31 October 2018, Evenson Calixte, the General Director of energy regulation (ANARSE) announced the 24 hour electricity project. To meet this objective, 236 MW needs to installed in Port-au-Prince alone, with an additional 75 MW needed in all other regions in the country. Presently only 27.5% of the population has access to electricity; moreover, the national energy agency l'Électricité d'Haïti (Ed'H) is only able to meet 62% of overall electricity demand said Fritz Caillot, the Minister of Public Works, Transportation and Communication (Travaux publics, transport et communication (TPTC)).
Personal income
Haiti suffers from a shortage of skilled labor, widespread unemployment, and underemployment. Most Haitians in the labor force have informal jobs. Three-quarters of the population lives on US$2 or less per day.
Remittances from Haitians living abroad are the primary source of foreign exchange, equaling one-fifth (20%) of GDP and more than five times the earnings from exports as of 2012. In 2004, 80% or more of college graduates from Haiti were living abroad.
Occasionally, families who are unable to care for children financially may send them to live with a wealthier family as a restavek, or house servant. In return the family are supposed to ensure that the child is educated and provided with food and shelter, however the system is open to abuse and has proved controversial, with some likening it to child slavery.
Real estate
In rural areas, people often live in wooden huts with corrugated iron roofs. Outhouses are located in back of the huts. In Port-au-Prince, colorful shantytowns surround the central city and go up the mountainsides.
The middle and upper classes live in suburbs, or in the central part of the bigger cities in apartments, where there is urban planning. Many of the houses they live in are like miniature fortresses, located behind walls embedded with metal spikes, barbed wire, broken glass, and sometimes all three. The gates to these houses are barred at night, the house is locked; guard dogs patrol the yard. These houses are often self-sufficient as well. The houses have backup generators, because the electrical grid in Haiti is unreliable. Some even have rooftop reservoirs for water, as the water supply is also unreliable.
Agriculture
Haiti is the world's leading producer of vetiver, a root plant used to make luxury perfumes, essential oils and fragrances, providing for half the world's supply. Roughly 40–50% of Haitians work in the agricultural sector. Haiti relies upon imports for half its food needs and 80% of its rice.
Haiti exports crops such as mangoes, cacao, coffee, papayas, mahogany nuts, spinach, and watercress. Agricultural products comprise 6% of all exports. In addition, local agricultural products include maize, beans, cassava, sweet potato, peanuts, pistachios, bananas, millet, pigeon peas, sugarcane, rice, sorghum, and wood.
Currency
The Haitian gourde (HTG) is the national currency. The "Haitian dollar" equates to 5 gourdes (goud), which is a fixed exchange rate that exists in concept only, but are commonly used as informal prices. The vast majority of the business sector and individuals in Haiti will also accept US dollars, though at the outdoor markets gourdes may be preferred. Locals may refer to the USD as "dollar américain" (dola ameriken) or "dollar US" (pronounced oo-es).
Tourism
The tourism market in Haiti is undeveloped and the government is heavily promoting this sector. Haiti has many of the features that attract tourists to other Caribbean destinations, such as white sand beaches, mountainous scenery and a year-round warm climate. However, the country's poor image overseas, at times exaggerated, has hampered the development of this sector. In 2014, the country received 1,250,000 tourists (mostly from cruise ships), and the industry generated US$200 million in 2014.
Several hotels were opened in 2014, including an upscale Best Western Premier, a five-star Royal Oasis hotel by Occidental Hotel and Resorts in Pétion-Ville, a four-star Marriott Hotel in the Turgeau area of Port-au-Prince and other new hotel developments in Port-au-Prince, Les Cayes, Cap-Haïtien and Jacmel.
The Haitian Carnival has been one of the most popular carnivals in the Caribbean. In 2010, the government decided to stage the event in a different city outside Port-au-Prince every year in an attempt to decentralize the country. The National Carnival usually held in one of the country's largest cities (i.e., Port-au-Prince, Cap-Haïtien or Les Cayes) follows the also very popular Jacmel Carnival, which takes place a week earlier in February or March.
Caracol Industrial Park
On 21 October 2012, Haitian President Michel Martelly, US Secretary of State Hillary Clinton, Bill Clinton, Richard Branson, Ben Stiller and Sean Penn inaugurated the Caracol industrial park, the largest in the Caribbean. Costing US$300 million, the project, which includes a 10-megawatt power plant, a water-treatment plant and worker housing, is intended to transform the northern part of the country by creating 65,000 jobs.
The park is part of a "master plan" for Haiti's North and North-East departments, including the expansion of the Cap-Haïtien International Airport to accommodate large international flights, the construction of an international seaport in Fort-Liberté and the opening of the $50 million Roi Henri Christophe Campus of a new university in Limonade (near Cap-Haïtien) on 12 January 2012.
South Korean clothing manufacturer Sae-A Trading Co. Ltd, one of the park's main tenants, has created 5,000 permanent jobs out of the 20,000 projected and has built 8,600 houses in the surrounding area for its workers. The industrial park ultimately has the potential to create as many as 65,000 jobs once fully developed.
Infrastructure
Transportation
Haiti has two main highways that run from one end of the country to the other. The northern highway, Route Nationale No. 1 (National Highway One), originates in Port-au-Prince, winding through the coastal towns of Montrouis and Gonaïves, before reaching its terminus at the northern port Cap-Haïtien. The southern highway, Route Nationale No. 2, links Port-au-Prince with Les Cayes via Léogâne and Petit-Goâve. The state of Haiti's roads are generally poor, many being potholed and becoming impassable in rough weather.
According to the Washington Post, "Officials from the U.S. Army Corps of Engineers said Saturday [23 January 2010] that they assessed the damage from the [12 January] quake in Port-au-Prince, Haiti, and found that many of the roads aren't any worse than they were before because they've always been in poor condition."
The port at Port-au-Prince, Port international de Port-au-Prince, has more registered shipping than any of the other dozen ports in the country. The port's facilities include cranes, large berths, and warehouses, but these facilities are not in good condition. The port is underused, possibly due to the substantially high port fees. The port of Saint-Marc is currently the preferred port of entry for consumer goods coming into Haiti. Reasons for this may include its location away from volatile and congested Port-au-Prince, as well as its central location relative to numerous Haitian cities.
In the past, Haiti used rail transport, however the rail infrastructure was poorly maintained when in use and cost of rehabilitation is beyond the means of the Haitian economy. In 2018 the Regional Development Council of the Dominican Republic proposed a "trans-Hispaniola" railway between both countries.
Airports
Toussaint Louverture International Airport, located north-northeast of Port-au-Prince proper in the commune of Tabarre, is the primary transportation hub regarding entry and exit into the country. It has Haiti's main jetway, and along with Cap-Haïtien International Airport located near the northern city of Cap-Haïtien, handles the vast majority of the country's international flights. Cities such as Jacmel, Jérémie, Les Cayes, and Port-de-Paix have smaller, less accessible airports that are serviced by regional airlines and private aircraft. Such companies include: Caribintair (defunct), Sunrise Airways and Tortug' Air (defunct).
In 2013, plans for the development of an international airport on Île-à-Vache were introduced by the Prime Minister.
Bus service
Tap tap buses are colorfully painted buses or pick-up trucks that serve as share taxis. The "tap tap" name comes from the sound of passengers tapping on the metal bus body to indicate they want off. These vehicles for hire are often privately owned and extensively decorated. They follow fixed routes, do not leave until filled with passengers, and riders can usually disembark at any point. The decorations are a typically Haitian form of art.
In August 2013, the first coach bus prototype was made in Haiti.
Communications
In Haiti, communications include the radio, television, fixed and mobile telephones, and the Internet. Haiti ranked last among North American countries in the World Economic Forum's Network Readiness Index (NRI) an indicator for determining the development level of a country's information and communication technologies. Haiti ranked number 143 out of 148 overall in the 2014 NRI ranking, down from 141 in 2013.
Water supply and sanitation
Haiti faces key challenges in the water supply and sanitation
sector:
Notably, access to public services is very low, their quality is inadequate and public institutions remain very weak despite foreign aid and the government's declared intent to strengthen the sector's institutions. Foreign and Haitian NGOs play an important role in the sector, especially in rural and urban slum areas.
Demographics
In 2018, Haiti's population was estimated to be about 10,788,000, with half of the population younger than age 20. In 1950, the first formal census gave a total population of 3.1 million. Haiti averages approximately 350 people per square kilometer (~900 per sq mi.), with its population concentrated most heavily in urban areas, coastal plains, and valleys.
Most Haitians are descendants of former black African slaves, including Mulattoes who are mixed-race. The remainder are of European or Arab descent, the descendants of settlers (colonial remnants and contemporary immigration during World War I and World War II). Haitians of East Asian descent or East Indian origin number approximately more than 400.
At the time of the Haitian Revolution war, an event that involved the eradication of whites (mostly French) in Haiti, many of the blacks in Haiti were African-born and had no non-African admixture. This was because the average African slave in colonial Haiti had a short life span and France continuously imported thousands of Africans yearly to keep the slave population up, by 1790 there were nearly 600,000 slaves, outnumbering whites about 20 to 1.
Millions of Haitian descent live abroad in the United States, Dominican Republic, Cuba, Canada (primarily Montreal), Bahamas, France, French Antilles, the Turks and Caicos, Jamaica, Puerto Rico, Venezuela, Brazil, Suriname and French Guiana. There are an estimated 881,500 Haitians in the United States, 800,000 in the Dominican Republic, 300,000 in Cuba, 100,000 in Canada, 80,000 in France, and up to 80,000 in the Bahamas. There are also smaller Haitian communities in many other countries, including Chile, Switzerland, Japan and Australia.
In 2018, the life expectancy at birth was 63.66 years.
Population genetics
Autosomal DNA
The gene pool of Haiti is about 95.5% Sub-Saharan African, 4.3% European, with the rest showing some traces of East Asian genes; according to a 2010 autosomal genealogical DNA testing.
Y-chromosome and mitochondrial DNA
A 2012 genetic study on Haitian Y-chromosomal ancestry has revealed that the population "exhibit a predominantly Sub-Saharan paternal component, with haplogroups A1b-V152, A3-M32, B2-M182, E1a-M33, E1b1a-M2, E2b-M98, and R1b2-V88" comprising (77.2%) of the Haitian paternal gene pools. Y-chromosomes indicative of European ancestry "(i.e., haplogroups G2a*-P15, I-M258, R1b1b-M269, and T-M184) were detected at commensurate levels at 20.3%,
Levantine Y-haplogroups were also found.
Duffy antigens
According to a 2008 study examining the frequency of the Duffy antigen receptor for Chemokines (DARC) Single Nucleotide polymorphisms (SNPs), (75%) of Haitian women sampled exhibited the CC genotype (absent among women of European ancestry) at levels comparable to US African-Americans (73%), but more than Jamaican females (63%).
Racial discrimination
Under colonial rule, Haitian mulattoes were generally privileged above the black majority, though they possessed fewer rights than the white population. Following the country's independence, they became the nation's social elite. Numerous leaders throughout Haiti's history have been mulattoes. During this time, the slaves and the affranchis were given limited opportunities toward education, income, and occupations, but even after gaining independence, the social structure remains a legacy today as the disparity between the upper and lower classes have not been reformed significantly since the colonial days. Comprising 5% of the nation's population, mulattoes have retained their preeminence, evident in the political, economic, social and cultural hierarchy in Haiti. As a result, the elite class today consists of a small group of influential people who are generally light in color and continue to establish themselves in high, prestigious positions.
Religion
The 2017 CIA Factbook reported that around 54.7% of Haitians professed to being Catholics while Protestants made up about 28.5% of the population (Baptist 15.4%, Pentecostal 7.9%, Seventh-day Adventist 3%, Methodist 1.5%, other 0.7%). Other sources put the Protestant population higher than this, suggesting that it might have formed one-third of the population in 2001. Like other countries in Latin America, Haiti has witnessed a general Protestant expansion, which is largely Evangelical and Pentecostal in nature.
Haitian Cardinal Chibly Langlois is president of the National Bishops Conference of the Catholic Church.
Vodou, a religion with West African roots similar to those of Cuba and Brazil, is practiced by some Haitians today. It originated during colonial times in which slaves were obliged to disguise their loa (lwa), or spirits, as Catholic saints, an element of a process called syncretism. Due to the religious syncretism between Catholicism and Vodou, it is difficult to estimate the number of Vodouists in Haiti. The religion has historically been persecuted and misrepresented in popular media; nevertheless, in 2003 the Haitian government recognized the faith as an official religion of the nation.
Many Catholics and Protestants in Haiti denounce Vodou as devil worship, but do not deny the power of such spirits. Instead, they regard them as adversaries who are “evil” and “satanic”, which they are often encouraged to pray against. Protestants view Catholic veneration of saints as idol worship, and some Protestants would often destroy statues and other Catholic paraphernalia.
Minority religions in Haiti include Islam, Bahá'í Faith, Judaism, and Buddhism.
Languages
The two official languages of Haiti are French and Haitian Creole. French is the principal written and administratively authorized language (as well as the main language of the press) and is spoken by 42% of Haitians. It is spoken by all educated Haitians, is the medium of instruction in most schools, and is used in the business sector. It is also used in ceremonial events such as weddings, graduations and church Masses. Haiti is one of two independent nations in the Americas (along with Canada) to designate French as an official language; the other French-speaking areas are all overseas départements, or collectivités, of France, such as French Guiana. Haitian Creole is spoken by nearly all of the Haitian population. French, the base language for Haitian Creole, is popular among the Haitian elite and upper classes. French is also popular in the business sector, and to a far lesser degree, English due to American influence. Spanish is spoken by some Haitians who live along the Haitian-Dominican border. English and Spanish may also be spoken by Haitian deportees from the United States and various Latin American countries. Overall, about 90-95% of Haitians only speak Haitian Creole/French fluently, with over half only knowing Creole.
Haitian Creole, which has recently undergone a standardization, is spoken by virtually the entire population of Haiti. Haitian Creole is one of the French-based creole languages. Its vocabulary is 90% derived from French, but its grammar resembles that of some West African languages. It also has influences from Taino, Spanish, and Portuguese. Haitian Creole is related to the other French creoles, but most closely to the Antillean Creole and Louisiana Creole variants.
Emigration
There is a large Haitian diaspora community, predominantly based in the US and Canada, France, and the wealthier Caribbean islands.
Emigrants from Haiti have constituted a segment of American and Canadian society since before the independence of Haiti from France in 1804. Many influential early American settlers and black freemen, including Jean Baptiste Point du Sable and W. E. B. Du Bois, were of Haitian origin.
Jean Baptiste Point du Sable, an immigrant from Saint-Domingue (now the Republic of Haiti), founded the first nonindigenous settlement in what is now Chicago, Illinois, the third largest city in the United States. The state of Illinois and city of Chicago declared du Sable the founder of Chicago on 26 October 1968.
Education
The educational system of Haiti is based on the French system. Higher education, under the responsibility of the Ministry of Education, is provided by universities and other public and private institutions.
More than 80% of primary schools are privately managed by nongovernmental organizations, churches, communities, and for-profit operators, with minimal government oversight. According to the 2013 Millennium Development Goals (MDG) Report, Haiti has steadily boosted net enrollment rate in primary education from 47% in 1993 to 88% in 2011, achieving equal participation of boys and girls in education. Charity organizations, including Food for the Poor and Haitian Health Foundation, are building schools for children and providing necessary school supplies.
According to CIA 2015 World Factbook, Haiti's literacy rate is now 60.7% (est. 2015).
The January 2010 earthquake, was a major setback for education reform in Haiti as it diverted limited resources to survival.
Many reformers have advocated the creation of a free, public and universal education system for all primary school-age students in Haiti. The Inter-American Development Bank estimates that the government will need at least US$3 billion to create an adequately funded system.
Upon successful graduation of secondary school, students may continue into higher education. The higher education schools in Haiti include the University of Haiti. There are also medical schools and law schools offered at both the University of Haiti and abroad. Presently, Brown University is cooperating with L'Hôpital Saint-Damien in Haiti to coordinate a pediatric health care curriculum.
Health
In the past, children's vaccination rates have been low , 60% of the children in Haiti under the age of 10 were vaccinated, compared to rates of childhood vaccination in other countries in the 93–95% range. Recently there have been mass vaccination campaigns claiming to vaccinate as many as 91% of a target population against specific diseases (measles and rubella in this case). Most people have no transportation or access to Haitian hospitals.
The World Health Organization cites diarrheal diseases, HIV/AIDS, meningitis, and respiratory infections as common causes of death in Haiti. Ninety percent of Haiti's children suffer from waterborne diseases and intestinal parasites. HIV infection is found in 1.71% of Haiti's population (est. 2015). The incidence of tuberculosis (TB) in Haiti is more than ten times as high as in the rest of Latin America. Approximately 30,000 Haitians fall ill with malaria each year.
Most people living in Haiti are at high risk for major infectious diseases. Food or water-borne diseases include bacterial and protozoal diarrhea, typhoid fever and hepatitis A and E; common vector-borne diseases are dengue fever and malaria; water-contact diseases include leptospirosis. Roughly 75% of Haitian households lack running water. Unsafe water, along with inadequate housing and unsanitary living conditions, contributes to the high incidence of infectious diseases. There is a chronic shortage of health care personnel and hospitals lack resources, a situation that became readily apparent after the January 2010 earthquake. The infant mortality rate in Haiti in 2019 was 48.2 deaths per 1,000 live births, compared to 5.6 per 1,000 in the United States.
After the 2010 earthquake, Partners In Health founded the Hôpital Universitaire de Mirebalais, the largest solar-powered hospital in the world.
Largest cities
Culture
Haiti has a rich and unique cultural identity, consisting of a blend of traditional French and African customs, mixed with sizable contributions from the Spanish and indigenous Taíno cultures. Haiti's culture is greatly reflected in its paintings, music, and literature. Galleries and museums in the United States and France have exhibited the works of the better-known artists to have come out of Haiti.
Art
Haitian art is distinctive, particularly through its paintings and sculptures. Brilliant colors, naïve perspectives, and sly humor characterize Haitian art. Frequent subjects in Haitian art include big, delectable foods, lush landscapes, market activities, jungle animals, rituals, dances, and gods. As a result of a deep history and strong African ties, symbols take on great meaning within Haitian society. For example, a rooster often represents Aristide and the red and blue colors of the Haitian flag often represent his Lavalas party. Many artists cluster in 'schools' of painting, such as the Cap-Haïtien school, which features depictions of daily life in the city, the Jacmel School, which reflects the steep mountains and bays of that coastal town, or the Saint-Soleil School, which is characterized by abstracted human forms and is heavily influenced by Vodou symbolism.
In the 1920s the indigéniste movement gained international acclaim, with its expressionist paintings inspired by Haiti's culture and African roots. Notable painters of this movement include Hector Hyppolite, Philomé Oban and Préfète Duffaut. Some notable artists of more recent times include Edouard Duval-Carrié, Frantz Zéphirin, Leroy Exil, Prosper Pierre Louis and Louisiane Saint Fleurant. Sculpture is also practiced in Haiti; noted artists in this form include George Liautaud and Serge Jolimeau.
Music and dance
Haitian music combines a wide range of influences drawn from the many people who have settled here. It reflects French, African and Spanish elements and others who have inhabited the island of Hispaniola, and minor native Taino influences. Styles of music unique to the nation of Haiti include music derived from Vodou ceremonial traditions, Rara parading music, Twoubadou ballads, mini-jazz rock bands, Rasin movement, Hip hop kreyòl, méringue, and compas. Youth attend parties at nightclubs called discos, (pronounced "deece-ko"), and attend Bal. This term is the French word for ball, as in a formal dance.
Compas (konpa) (also known as compas direct in French, or konpa dirèk in creole) is a complex, ever-changing music that arose from African rhythms and European ballroom dancing, mixed with Haiti's bourgeois culture. It is a refined music, with méringue as its basic rhythm. Haiti had no recorded music until 1937 when Jazz Guignard was recorded non-commercially.
Literature
Haiti has always been a literary nation that has produced poetry, novels, and plays of international recognition. The French colonial experience established the French language as the venue of culture and prestige, and since then it has dominated the literary circles and the literary production. However, since the 18th century there has been a sustained effort to write in Haitian Creole. The recognition of Creole as an official language has led to an expansion of novels, poems, and plays in Creole. In 1975, Franketienne was the first to break with the French tradition in fiction with the publication of Dezafi, the first novel written entirely in Haitian Creole; the work offers a poetic picture of Haitian life. Other well known Haitian authors include Jean Price-Mars, Jacques Roumain, Marie Vieux-Chauvet, Pierre Clitandre, René Depestre, Edwidge Danticat, Lyonel Trouillot and Dany Laferrière.
Cinema
Haiti has a small though growing cinema industry. Well-known directors working primarily in documentary film-making include Raoul Peck and Arnold Antonin. Directors producing fictional films include Patricia Benoît, Wilkenson Bruna and Richard Senecal.
Cuisine
Haiti is famous for its creole cuisine (which related to Cajun cuisine), and its soup joumou.
Architecture
Monuments include the Sans-Souci Palace and the Citadelle Laferrière, inscribed as a World Heritage Site in 1982. Situated in the Northern Massif du Nord, in one of Haiti's National Parks, the structures date from the early 19th century. The buildings were among the first built after Haiti's independence from France.
The Citadelle Laferrière, is the largest fortress in the Americas, is located in northern Haiti. It was built between 1805 and 1820 and is today referred to by some Haitians as the eighth wonder of the world.
The Institute for the Protection of National Heritage has preserved 33 historical monuments and the historic center of Cap-Haïtien.
Jacmel, a colonial city that was tentatively accepted as a World Heritage Site, was extensively damaged by the 2010 Haiti earthquake.
Museums
[[File:Santa Maria Anchor.JPG|upright|thumb|Santa Marías anchor on display]]
The anchor of Christopher Columbus's largest ship, the Santa María now rests in the Musée du Panthéon National Haïtien (MUPANAH), in Port-au-Prince, Haiti.
Folklore and mythology
Haiti is known for its folklore traditions. Much of this is rooted in Haitian Vodou tradition. Belief in zombies is also common. Other folkloric creatures include the lougarou.
National holidays and festivals
The most festive time of the year in Haiti is during Carnival''' (referred to as Kanaval in Haitian Creole or Mardi Gras) in February. There is music, parade floats, and dancing and singing in the streets. Carnival week is traditionally a time of all-night parties.
Rara is a festival celebrated before Easter. The festival has generated a style of Carnival music.
Sports
Football (soccer) is the most popular sport in Haiti with hundreds of small football clubs competing at the local level. Basketball and baseball are growing in popularity. Stade Sylvio Cator is the multi-purpose stadium in Port-au-Prince, where it is currently used mostly for association football matches that fits a capacity of 10,000 people. In 1974, the Haiti national football team were only the second Caribbean team to make the World Cup (after Cuba's entry in 1938). They lost in the opening qualifying stages against three of the pre-tournament favorites; Italy, Poland, and Argentina. The national team won the 2007 Caribbean Nations Cup.
Haiti has participated in the Olympic Games since the year 1900 and won a number of medals. Haitian footballer Joe Gaetjens played for the United States national team in the 1950 FIFA World Cup, scoring the winning goal in the 1–0 upset of England.
See also
Index of Haiti-related articles
Outline of Haiti
Notes
References
Further reading
Arthur, Charles. Haiti in Focus: A Guide to the People, Politics, and Culture. Interlink Publishing Group (2002). .
Dayan, Colin. Haiti, History, and the Gods. University of California Press (1998).
Ferrer, Ada. Freedom's Mirror: Cuba and Haiti in the Age of Revolution. New York: Cambridge University Press, 2014.
Girard, Philippe. Haiti: The Tumultuous History (New York: Palgrave, September 2010).
Hadden, Robert Lee and Steven G. Minson. 2010. The Geology of Haiti: An Annotated Bibliography of Haiti's Geology, Geography and Earth Science . US Army Corps of Engineers, Army Geospatial Center. July 2010.
Heinl, Robert Debs & Nancy Gordon Heinl. Written in Blood: The Story of the Haitian People 1492–1995. University Press of America (2005). .
Kovats-Bernat, J. Christopher. Sleeping Rough in Port-au-Prince: An Ethnography of Street Children and Violence in Haiti. University Press of Florida (2008). .
Prichard, Hesketh. Where Black Rules White: A Journey Across and About Hayti. These are exact reproductions of a book published before 1923: (Nabu Press, , 5 March 2010); (Wermod and Wermod Publishing Group, , 15 October 2012).
Robinson, Randall. An Unbroken Agony: Haiti, From Revolution to the Kidnapping of a President. Basic Civitas (2007). .
Wilentz, Amy. The Rainy Season: Haiti Since Duvalier. Simon & Schuster (1990). .
Marquis, John. Papa Doc: Portrait of a Haitian Tyrant (LMH Publishing, 2007)
External links
Government
Prime Minister of Haiti
Haitian Parliament
Secretary General of the Council of Ministers
(in French) Ministry of Tourism
General information
Visit Haiti Official Tourism Website
Haiti at Encyclopædia Britannica.
Haiti. The World Factbook. Central Intelligence Agency.
Haiti at UCB Libraries GovPubs.
A Country Study: Haiti from the US Library of Congress (December 1989).
Haiti profile from the BBC News.
Country Profile at New Internationalist''.
Web Site about Safe and Sustainable Water Solutions for Haiti
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13374 | https://en.wikipedia.org/wiki/History%20of%20Haiti | History of Haiti | The recorded history of Haiti began on 5 December 1492, when the European navigator Christopher Columbus landed on a large island in the region of the western Atlantic Ocean that later came to be known as the Caribbean. It was inhabited by the Taíno and Arawakan people, who variously called their island Ayiti, Bohio, and Kiskeya (Quisqueya). Columbus promptly claimed the island for the Spanish Crown, naming it La Isla Española ("the Spanish Island"), later Latinized to Hispaniola.
Pre-Spanish history
Successive waves of Arawak migrants, moving northward from the Orinoco delta in South America, settled the islands of the Caribbean. Around A.D. 600, the Taíno, an Arawak culture, arrived on the island, displacing the previous inhabitants, however this view is widely disputed. They were organized into cacicazgos (chiefdoms), each led by a cacique (chief).
Spanish history (1492–1625)
Christopher Columbus established the settlement, La Navidad, near the modern town of Cap-Haïtien. It was built from the timbers of his wrecked ship, Santa María, during his first voyage in December 1492. When he returned in 1493 on his second voyage he found the settlement had been destroyed and all 39 settlers killed. Columbus continued east and founded a new settlement at La Isabela on the territory of the present-day Dominican Republic in 1493. The capital of the colony was moved to Santo Domingo in 1496, on the south west coast of the island also in the territory of the present-day Dominican Republic. The Spanish returned to western Hispaniola in 1502, establishing a settlement at Yaguana near modern-day Léogâne. A second settlement was established on the north coast in 1504 called Puerto Real near modern Fort-Liberté – which in 1578 was relocated to a nearby site and renamed Bayaja.
Following the arrival of Europeans, La Hispaniola's indigenous Taino population suffered greatly to near extinction, in possibly the worst case of depopulation in the Americas. A commonly accepted hypothesis attributes the high mortality of this colony in part to European diseases to which the natives had no immunity. The Taino population declined by up to 95% in the century after the Spanish arrival, from a pre contact population of 8,000,000 to to a few tens of thousands. Many authors have described the treatment of the Taino in Hispaniola under the Spanish Empire as genocide.
A small number of Taínos were able to survive and set up villages elsewhere. Spanish interest in Hispaniola began to wane in the 1520s, as more lucrative gold and silver deposits were found in Mexico and South America. Thereafter, the population of Spanish Hispaniola grew at a slow pace.
The settlement of Yaguana was burnt to the ground three times in its just over a century long existence as a Spanish settlement, first by French pirates in 1543, again on 27 May 1592, by a 110-strong landing party from a four-ship English naval squadron led by Christopher Newport in his flagship Golden Dragon, who destroyed all 150 houses in the settlement, and finally by the Spanish themselves in 1605, for reasons set out below.
In 1595, the Spanish, frustrated by the twenty-year rebellion of their Dutch subjects, closed their home ports to rebel shipping from the Netherlands, cutting them off from the critical salt supplies necessary for their herring industry. The Dutch responded by sourcing new salt supplies from Spanish America where colonists were more than happy to trade. So large numbers of Dutch traders/pirates joined their English and French brethren trading on the remote coasts of Hispaniola. In 1605, Spain was infuriated that Spanish settlements on the northern and western coasts of the island persisted in carrying out large scale and illegal trade with the Dutch, who were at that time fighting a war of independence against Spain in Europe and the English, a very recent enemy state, and so decided to forcibly resettle their inhabitants closer to the city of Santo Domingo. This action, known as the Devastaciones de Osorio, proved disastrous for the colonists; more than half of the resettled colonists died of starvation or disease, over 100,000 cattle were abandoned, and many slaves escaped. Five of the existing thirteen settlements on the island were brutally razed by Spanish troops including the two settlements on the territory of present-day Haiti, La Yaguana, and Bayaja. Many of the inhabitants fought, escaped to the jungle, or fled to the safety of passing Dutch ships.
This Spanish action was counterproductive as English, Dutch, and French pirates were now free to establish bases on the island's abandoned northern and western coasts, where wild cattle were now plentiful and free. In 1697, after decades of fighting over the territory, the Spanish ceded the western
part of the island to the French, who henceforth called it Saint-Domingue. Saint-Domingue developed into a highly lucrative colony for France. Its economy was based on a labor-intensive sugar industry which rested on vast numbers of African slaves. Meanwhile, the situation on the Spanish part of the island deteriorated. The entire Spanish empire sank into a deep economic crisis, and Santo Domingo was in addition struck by earthquakes, hurricanes and a shrinking population.
French Saint-Domingue (1625–1789)
The Pearl of the Antilles (1711–89)
In 1711, the city of Cap-Français was formally established by Louis XIV and took over as capital of the colony from Port-de-Paix. In 1726, the city of Les Cayes was founded on the Southern coast which became the biggest settlement in the south. In 1749, the city of Port-au-Prince was established on the West coast, which in 1770 took over as the capital of the colony from Cap-Français, however that same year the 1770 Port-au-Prince earthquake and tsunami destroyed the city killing 200 people immediately, and 30,000 later from famine and disease brought on by the natural disaster. This was the second major earthquake to hit Saint-Domingue as it followed the 1751 Port-au-Prince earthquake which had left only a single stone-built building standing in the town.
Prior to the Seven Years' War (1756–63), the economy of Saint-Domingue gradually expanded, with sugar and, later, coffee becoming important export crops. After the war, which disrupted maritime commerce, the colony underwent rapid expansion. In 1767, it exported 72 million pounds of raw sugar and 51 million pounds of refined sugar, one million pounds of indigo, and two million pounds of cotton. Saint-Domingue became known as the "Pearl of the Antilles" – the richest colony in the 18th century French empire. By the 1780s, Saint-Domingue produced about 40 percent of all the sugar and 60 percent of all the coffee consumed in Europe. This single colony, roughly the size of Hawaii or Belgium, produced more sugar and coffee than all of Britain's West Indian colonies combined.
In the second half of the 1780s, Saint-Domingue accounted for a third of the entire Atlantic slave trade. The population of the African slaves imported for these plantations is estimated to have been 790,000. Between 1764 and 1771, the average importation of slaves varied between 10,000 and 15,000, by 1786 about 28,000, and, from 1787 onward, the colony received more than 40,000 slaves a year. However, the inability to maintain slave numbers without constant resupply from Africa meant the slave population, by 1789, totaled 500,000, ruled over by a white population that, by 1789, numbered only 32,000. At all times, a majority of slaves in the colony were African-born, as the brutal conditions of slavery prevented the population from experiencing growth through natural increase . African culture thus remained strong among slaves to the end of French rule, in particular the folk-religion of Vodou, which commingled Catholic liturgy and ritual with the beliefs and practices of Guinea, Congo, and Dahomey. Slave traders scoured the Atlantic coast of Africa, and the slaves who arrived came from hundreds of different tribes, their languages often mutually incomprehensible.
To regularize slavery, in 1685 Louis XIV enacted the Code Noir, which accorded certain human rights to slaves and responsibilities to the master, who was obliged to feed, clothe, and provide for the general well-being of their slaves. The code noir also sanctioned corporal punishment, allowing masters to employ brutal methods to instill in their slaves the necessary docility while ignoring provisions intended to regulate the administration of punishments. A passage from Henri Christophe's personal secretary, who lived more than half his life as a slave, describes the crimes perpetrated against the slaves of Saint-Domingue by their French masters:
Thousands of slaves found freedom by fleeing from their masters, forming communities of maroons and raiding isolated plantations. The most famous was Mackandal, a one-armed slave, originally from Guinea, who escaped in 1751. A Vodou Houngan (priest), he united many of the different maroon bands. He spent the next six years staging successful raids and evading capture by the French, reputedly killing over 6,000 people while preaching a fanatic vision of the destruction of white civilization in St. Domingue. In 1758, after a failed plot to poison the drinking water of the plantation owners, he was captured and burned alive at the public square in Cap-Français.
Saint-Domingue also had the largest and wealthiest free population of color in the Caribbean, the gens de couleur (French, "people of color"). The mixed-race community in Saint-Domingue numbered 25,000 in 1789. First-generation gens de couleur were typically the offspring of a male, French slaveowner, and an African slave chosen as a concubine. In the French colonies, the semi-official institution of "plaçage" defined this practice. By this system, the children were free people and could inherit property, thus originating a class of "mulattos" with property and some with wealthy fathers. This class occupied a middle status between African slaves and French colonists. Africans who attained freedom also enjoyed status as gens de couleur.
As numbers of gens de couleur grew, the French rulers enacted discriminatory laws. Statutes forbade gens de couleur from taking up certain professions, marrying whites, wearing European clothing, carrying swords or firearms in public, or attending social functions where whites were present. However, these regulations did not restrict their purchase of land, and many accumulated substantial holdings and became slave-owners. By 1789, they owned one-third of the plantation property and one-quarter of the slaves of Saint-Domingue. Central to the rise of the gens de couleur planter class was the growing importance of coffee, which thrived on the marginal hillside plots to which they were often relegated. The largest concentration of gens de couleur was in the southern peninsula, the last region of the colony to be settled, owing to its distance from Atlantic shipping lanes and its formidable terrain, with the highest mountain range in the Caribbean.
Revolutionary period (1789–1804)
Ogé's revolt (1789–91)
The outbreak of revolution in France in the summer of 1789 had a powerful effect on the colony. While the French settlers debated how new revolutionary laws would apply to Saint-Domingue, outright civil war broke out in 1790 when the free men of color claimed they too were French citizens under the terms of the Declaration of the Rights of Man and of the Citizen. Ten days before the fall of the Bastille, in July 1789, the French National Assembly had voted to seat six delegates from Saint-Domingue. In Paris, a group of wealthy mulattoes, led by Julien Raimond and Vincent Ogé, unsuccessfully petitioned the white planter delegates to support mulatto claims for full civil and political rights. Through the efforts of a group called Société d'Amis des Noirs, of which Raimond and Ogé were prominent leaders, in March 1790 the National Assembly granted full civic rights to the gens de couleur.
Vincent Ogé traveled to St. Domingue to secure the promulgation and implementation of this decree, landing near Cap-Français (now Cap-Haïtien) in October 1790 and petitioning the royal governor, the Comte de Peynier. After his demands were refused, he attempted to incite the gens de couleur to revolt. Ogé and Jean-Baptiste Chavennes, a veteran of the Siege of Savannah during the American Revolution, attempted to attack Cap-Français. However, the mulatto rebels refused to arm or free their slaves, or to challenge the status of slavery, and their attack was defeated by a force of white militia and black volunteers (including Henri Christophe). Afterward, they fled across the frontier to Hinche, at the time in the Spanish part of the island. However, they were captured, returned to the French authorities, and both Ogé and Chavannes were executed in February 1791.
The rising of the slaves (1791–93)
A vodou ceremony at Bois Caïman (Alligator Woods) near Cap-Français on 14 August 1791, presided over by a houngan (Vodou priest) named Dutty Boukman, is traditionally considered to mark the beginning of the Haitian Revolution. Following this ceremony, slaves in the northern region of the colony staged a revolt, and although Boukman was captured and executed, the rebellion continued to spread rapidly throughout the entire colony. Beginning in September, some thirteen thousand slaves and rebels in the south, led by Romaine-la-Prophétesse, freed slaves and took supplies from and burned plantations, ultimately occupying the area's two major cities, Léogâne and Jacmel.
In 1792, Léger-Félicité Sonthonax and two other national commissioners were sent to the colony by the French Legislative Assembly as part of a Revolutionary Commission. Sonthonax's main goal was to maintain French control of Saint-Domingue, stabilize the colony, and enforce the social equality recently granted to free people of color by the National Convention of France. In March 1792, a coalition of whites and conservative free blacks and forces led by another of the national commissioners, Edmond de Saint-Léger, put down Romaine-la-Prophétesse's revolt after André Rigaud, who led free black confederate forces based near Port-au-Prince, declined to ally with it.
Toussaint Louverture ascendant (1793–1802)
On 29 August 1793, Sonthonax took the radical step of proclaiming the freedom of the slaves in the north province (with severe limits on their freedom). In September and October, emancipation was extended throughout the colony. The French National Convention, the first elected Assembly of the First Republic (1792–1804), on 4 February 1794, under the leadership of Maximilien de Robespierre, abolished slavery by law in France and all its colonies. The constitution of 1793, which was never applied, and the constitution of 1795, which was put into effect, did both contain an explicit ban on slavery.
The slaves did not immediately flock to Sonthonax's banner, however. Counter-revolutionary planters continued to fight Sonthonax, with support from the British. They were joined by many of the free men of color who opposed the abolition of slavery. It was not until word of France's ratification of emancipation arrived back in the colony that Toussaint Louverture and his corps of well disciplined, battle-hardened former slaves came over to the French Republican side in early May 1794. A change in the political winds in France caused Sonthonax to be recalled in 1796, but not before taking the step of arming the former slaves.
When the radical revolutionaries in Paris declared war against Spain in January 1793, the Spanish Crown sent its forces in Santo Domingo into battle on the side of the slaves. By the end of 1793, Spain controlled most of the north, except British-held Môle-Saint-Nicolas and French-held Le Cap François and Port-de-Paix. In 1795, Spain ceded Santo Domingo to France and Spanish attacks on Saint-Domingue ceased.
In the south, the British suffered a series of defeats at the hands of the mulatto General André Rigaud. On 6 October 1794, Rigaud captured Léogane. On 26 December 1794, he attacked the British-held Tiburon, routing the British garrison. In 1798, having lost territory and thousands of men to yellow fever, the British were forced to withdraw.
In the meantime, Rigaud had set up a mulatto separatist movement in the south. With the British gone, Toussaint launched an offensive against his strongholds in 1799. As he sent General Dessalines against Grand and Petit Goâve and General Christophe against the mulatto stronghold of Jacmel, American warships bombarded mulatto fortifications and destroyed Rigaud's transport barges. Rigaud's forces were overwhelmed and defeated in 1800.
By 1801, Toussaint was in control of all of Hispaniola, after conquering French Santo Domingo and proclaiming the abolition of slavery there. He did not, however, proclaim full independence for the country, nor did he seek reprisals against the country's former white slaveholders, convinced that the French would not restore slavery and "that a population of slaves recently landed from Africa could not attain to civilization by 'going it alone.'"
Napoleon defeated (1802–04)
Toussaint, however, asserted so much independence that in 1802, Napoleon sent a massive invasion force, under his brother-in-law Charles Leclerc, to increase French control. For a time, Leclerc met with some success; he also brought the eastern part of the island of Hispaniola under the direct control of France in accordance with the terms of the 1795 Treaties of Bâle with Spain. With a large expedition that eventually included 40,000 European troops, and receiving help from white colonists and mulatto forces commanded by Alexandre Pétion, a former lieutenant of Rigaud, the French won several victories after severe fighting. Two of Toussaint's chief lieutenants, Dessalines and Christophe, recognizing their untenable situation, held separate parleys with the invaders and agreed to transfer their allegiance. At this point, Leclerc invited Toussaint to negotiate a settlement. It was a deception; Toussaint was seized and deported to France, where he died of pneumonia while imprisoned at Fort de Joux in the Jura Mountains in April 1803.
On 20 May 1802, Napoleon signed a law to maintain slavery where it had not yet disappeared, namely Martinique, Tobago, and Saint Lucia. A confidential copy of this decree was sent to Leclerc, who was authorized to restore slavery in Saint-Domingue when the time was opportune. At the same time, further edicts stripped the gens de couleur of their newly won civil rights. None of these decrees were published or executed in St. Domingue, but, by midsummer, word began to reach the colony of the French intention to restore slavery. The betrayal of Toussaint and news of French actions in Martinique undermined the collaboration of leaders such as Dessalines, Christophe, and Pétion. Convinced that the same fate lay in store for Saint-Domingue, these commanders and others once again battled Leclerc. With the French intent on reconquest and re-enslavement of the colony's black population, the war became a bloody struggle of atrocity and attrition. The rainy season brought yellow fever and malaria, which took a heavy toll on the invaders. By November, when Leclerc died of yellow fever, 24,000 French soldiers were dead and 8,000 were hospitalized, the majority from disease.
Afterward, Leclerc was replaced by Donatien-Marie-Joseph de Vimeur, Vicomte de Rochambeau. Rochambeau wrote to Napoleon that, to reclaim Saint-Domingue, France must 'declare the negroes slaves, and destroy at least 30,000 negroes and negresses.' In his desperation, he turned to increasingly wanton acts of brutality; the French burned alive, hanged, drowned, and tortured black prisoners, reviving such practices as burying blacks in piles of insects and boiling them in cauldrons of molasses. One night, at Port-Républican, he held a ball to which he invited the most prominent mulatto ladies and, at midnight, announced the death of their husbands. However, each act of brutality was repaid by the Haitian rebels. After one battle, Rochambeau buried 500 prisoners alive; Dessalines responded by hanging 500 French prisoners. Rochambeau's brutal tactics helped unite black and mulatto soldiers against the French.
As the tide of the war turned toward the former slaves, Napoleon abandoned his dreams of restoring France's New World empire. In 1803, war resumed between France and Britain, and with the Royal Navy firmly in control of the seas, reinforcements and supplies for Rochambeau never arrived in sufficient numbers. To concentrate on the war in Europe, Napoleon signed the Louisiana Purchase in April, selling France's North American possessions to the United States. The Haitian army, now led by Dessalines, devastated Rochambeau and the French army at the Battle of Vertières on 18 November 1803.
On 1 January 1804 Dessalines then declared independence, reclaiming the indigenous Taíno name of Haiti ("Land of Mountains") for the new nation. Most of the remaining French colonists fled ahead of the defeated French army, many migrating to Louisiana or Cuba. Unlike Toussaint, Dessalines showed little equanimity with regard to the whites. In a final act of retribution, the remaining French were slaughtered by Haitian military forces. Some 2,000 Frenchmen were massacred at Cap-Français, 900 in Port-au-Prince, and 400 at Jérémie. He issued a proclamation declaring, "we have repaid these cannibals, war for war, crime for crime, outrage for outrage."
One exception to Dessalines' proclamation was a group of Poles from the Polish Legions that had joined the French military under Napoleon. A majority of Polish soldiers refused to fight against the Haitian forces. At the time, there was a familiar situation going on back in their homeland, as these Polish soldiers were fighting for their liberty from the invading Russians, Prussians and Austrians that began in 1772. As hopeful as the Haitians, many Poles were seeking union amongst themselves to win back their homeland. As a result, many Polish soldiers admired their enemy and decided to turn on the French army and join the Haitian slaves, and participated in the Haitian revolution of 1804, supporting the principles of liberty for all the people. Władysław Franciszek Jabłonowski who was half-Black was one of the Polish generals at the time. Polish soldiers had a remarkable input in helping the Haitians in the retaliation fights against the French oppressor. They were spared the fate of other Europeans. For their loyalty and support for overthrowing the French, some Poles acquired Haitian citizenship after Haiti gained its independence, and many of them settled there, never to return to Poland. It is estimated that around 500 of the 5,280 Poles chose this option. Of the remainder, 700 returned to France to eventually return to Poland, and some, after capitulating, agreed to serve in the British Army. 160 Poles were later given permission to leave Haiti and some particular ones were sent to France at Haitian expense. To this day, many Polish Haitians still live in Haiti and are of multiracial descent, however, some have blonde hair, light eyes, and other European features. Today, descendants of those Poles who stayed are living in Cazale, Fond-des-Blancs, La Vallée-de-Jacmel, La Baleine, Port-Salut and Saint-Jean-du-Sud.
Following Haitian independence, the new nation struggled economically as European nations and the United States refused to extend diplomatic recognition to Haiti. In 1825, the French returned with a fleet of fourteen warships and demanded an indemnity of 150 million francs in exchange for diplomatic recognition; Haitian President Jean-Pierre Boyer agreed to the French demands under duress. In order to finance the debt, the Haitian government was forced to take numerous high-interest loans from foreign creditors, and the debt to France was not fully paid until 1947.
Independence: The early years (1804–43)
Black Republic (1804)
Haiti is the world's oldest black republic and one of the oldest republics in the Western Hemisphere. Although Haiti actively assisted the independence movements of many Latin American countries – and secured a promise from the great liberator, Simón Bolívar, that he would free slaves after winning independence from Spain – the nation of former slaves was excluded from the hemisphere's first regional meeting of independent nations, held in Panama in 1826. Despite the efforts of anti-slavery senator Charles Sumner of Massachusetts, the United States did not recognize the independence of Haiti until 1862. The Southern slave states controlled Congress and, afraid of encouraging slave revolts, blocked this; Haiti was quickly recognized (along with other progressive measures, such as ending slavery in the District of Columbia), after these legislators left Washington in 1861, their states having declared their secession.
Upon assuming power, General Dessalines authorized the Constitution of 1804. This constitution, in terms of social freedoms, called for:
Freedom of religion (Under Toussaint, Catholicism had been declared the official state religion);
All citizens of Haiti, regardless of skin color, to be known as "Black" (this was an attempt to eliminate the multi-tiered racial hierarchy that had developed in Haiti, with full or near full-blooded Europeans at the top, various levels of light to brown skin in the middle, and dark skinned "Kongo" from Africa at the bottom).
White men were forbidden from possessing property or domain on Haitian soil. Should the French return to reimpose slavery, Article 5 of the constitution declared: "At the first shot of the warning gun, the towns shall be destroyed and the nation will rise in arms."
First Haitian Empire (1804–06)
On 22 September 1804, Dessalines, preferring Napoleon's style rather than the more liberal yet vulnerable type of political government of the French Republican Radicals (see liberalism and radicalism in France), proclaimed himself Emperor Jacques I. Yet two of his own advisers, Henri Christophe and Alexandre Pétion, helped provoke his assassination in 1806. The conspirators ambushed him north of Port-au-Prince at Pont Larnage (now known as Pont-Rouge) on 17 October 1806 en route to battle rebels to his regime.
The state created under Dessalines was the opposite of what the Haitian mass or the peasantry preferred. While both the elite leaders, such as Dessalines, as well as the Haitian population agreed the state should be built on the ideals of freedom and democracy, these ideals in practice looked very different for both groups. The main reason for this difference in viewpoints of nationalisms come from the fact that one group lived as slaves, and the other did not. For one, the economic and agricultural practices of Dessalines, and leaders after him, were based on the need to create a strong economic state, that was capable of maintaining a strong military. For the elite leaders of Haiti, maintaining a strong military to ward off either the French or other colonial powers and ensure independence would create a free state. The leaders of Haiti tied independence from other powers as their notion of freedom.
However, the Haitian peasantry tied their notion of freedom to the land. Because of the mountainous terrain, Haitian slaves were able to cultivate their own small tracts of land. Thus, freedom for them was the ability to cultivate their own land within a subsistence economy. Unfortunately, because of the leaders' desires, a system of coerced plantation agriculture emerged. Furthermore, while all Haitians desired a black republic, the cultural practices of African-Americans were a point of contention. Many within the Haitian population wanted to maintain their African heritage, which is a logical connection to wanting a black republic. However, the elites typically tried to prove the sophistication of Haitians through literature. Some authors wrote that the barbarism of Africa must be expelled, while maintaining African roots.
Furthermore, other authors tried to prove the civility of the elite Haitians by arguing that blacks were capable of establishing and running a government by changing and augmenting the history of the revolution to favor the mulatto and black elites, rather than the bands of slaves. Furthermore, to maintain freedom and independence, the elites failed to provide a civil society that the Haitian mass desired. The Haitian peasants desired not only land freedom but also civil rights, such as voting and political participation as well as access to education. The state failed to provide those basic rights.
The state was essentially run by the military, which meant that it was very difficult for the Haitian population to participate in democratic processes. Most importantly, the state failed to provide proper access to education that a state consisting of former slaves would need. It was nearly impossible for the former slaves to participate effectively because they lacked the basic literacy that was intentionally denied to them by French colonial rule. Through differing views on Haitian nationalism and freedom, the elites created a state that greatly favored them, over the Haitian population and the Haitian peasantry.
The struggle for unity (1806–20)
After the Dessalines coup d'état, the two main conspirators divided the country in two rival regimes. Christophe created the authoritarian State of Haiti in the north, and the gent de couleur Pétion established the Republic of Haiti in the south. Christophe attempted to maintain a strict system of labor and agricultural production akin to the former plantations. Although, strictly speaking, he did not establish slavery, he imposed a semi-feudal system, fumage, in which every able man was required to work in plantations (similar to latifundios) to produce goods for the fledgling country. His method, though undoubtedly oppressive, produced the most revenues of the two governments.
By contrast, Pétion broke up the former colonial estates and parceled out the land into small holdings. In Pétion's south, the gens de couleur minority led the government and feared losing popular support, and thus, sought to assuage class tensions with land redistribution. Because of the weak international position and its labor policies (most peasants lived through a subsistence economy), Pétion's government was perpetually on the brink of bankruptcy. Yet, for most of its time, it produced one of the most liberal and tolerant Haitian governments ever. In 1815, at a key period of Bolívar's fight for Venezuelan independence, he gave the Venezuelan leader asylum and provided him soldiers and substantial material support. It also had the least of internal military skirmishes, despite its continuous conflicts with Christophe's northern kingdom. In 1816, however, after finding the burden of the Senate intolerable, he suspended the legislature and turned his post into President for Life. Not long after, he died of yellow fever, and his assistant Jean-Pierre Boyer replaced him.
In this period, the eastern part of the island rose against the new powers following general Juan Sánchez Ramírez's claims of independence from France, which broke the Treaties of Bâle attacking Spain and prohibited commerce with Haiti. In the Palo Hincado battle (7 November 1808), all the remaining French forces were defeated by Spanish-creole insurrectionists. On 9 July 1809, Santo Domingo was born. The government put itself under the control of Spain, earning it the nickname of "España Boba" (meaning "The Idiot Spain").
In 1811, Henri Christophe proclaimed himself King Henri I of the Kingdom of Haiti in the North and commissioned several extraordinary buildings. He even created a nobility class in the fashion of European monarchies. Yet in 1820, weakened by illness and with decreasing support for his authoritarian regime, he killed himself with a silver bullet rather than face a coup d'état. Immediately after, Pétion's successor, Boyer, reunited Haiti through diplomatic tactics and ruled as president until his overthrow in 1843.
Boyer's domination of Hispaniola (1820–43)
Almost two years after Boyer had consolidated power in the west, Haiti invaded Santo Domingo (present-day Dominican Republic) and declared the island free from European powers. Boyer, however, responding to a party on the east that preferred Haiti over Colombia, occupied the ex-Spanish colony in January 1822, encountering no military resistance. In this way he accomplished the unity of the island, which was only carried out for a short period of time by Toussaint Louverture in 1801. Boyer's occupation of the Spanish side also responded to internal struggles among Christophe's generals, to which Boyer gave extensive powers and lands in the east. This occupation, however, pitted the Spanish white elite against the iron fisted Haitian administration, and stimulated the emigration of many white wealthy families. The entire island remained under Haitian rule until 1844, when in the east a nationalist group called La Trinitaria led a revolt that partitioned the island into Haiti on the west and Dominican Republic on the east, based on what would appear to be a riverine territorial 'divide' from the pre-contact period.
From 1824 to 1826, while the island was under one government, Boyer promoted the largest single free-Black immigration from the United States in which more than 6,000 immigrants settled in different parts of the island. Today remnants of these immigrants live throughout the island, but the larger number reside in Samaná, a peninsula on the Dominican side of the island. From the government's perspective, the intention of the immigration was to help establish commercial and diplomatic relationships with the US, and to increase the number of skilled and agricultural workers in Haiti.
In exchange for diplomatic recognition from France, Boyer was forced to pay a huge indemnity for the loss of French property during the revolution. To pay for this, he had to float loans in France, putting Haiti into a state of debt. Boyer attempted to enforce production through the Code Rural, enacted in 1826, but peasant freeholders, mostly former revolutionary soldiers, had no intention of returning to the forced labor they fought to escape. By 1840, Haiti had ceased to export sugar entirely, although large amounts continued to be grown for local consumption as taffia-a raw rum. However, Haiti continued to export coffee, which required little cultivation and grew semi-wild.
The 1842 Cap-Haïtien earthquake destroyed the city, and the Sans-Souci Palace, killing 10,000 people. This was the third major earthquake to hit Western Hispaniola following the 1751 and 1770 Port-au-Prince earthquakes, and the last until the devastating earthquake of 2010.
Political struggles (1843–1915)
In 1843, a revolt, led by Charles Rivière-Hérard, overthrew Boyer and established a brief parliamentary rule under the Constitution of 1843. Revolts soon broke out and the country descended into near chaos, with a series of transient presidents until March 1847, when General Faustin Soulouque, a former slave who had fought in the rebellion of 1791, became president. During this period, Haiti unsuccessfully waged war against the Dominican Republic.
In 1849, taking advantage of his popularity, President Faustin Soulouque proclaimed himself Emperor Faustin I. His iron rule succeeded in uniting Haiti for a time, but it came to an abrupt end in 1859 when he was deposed by General Fabre Geffrard, styled the Duke of Tabara.
Geffrard's military government held office until 1867, and he encouraged a successful policy of national reconciliation. In 1860, he reached an agreement with the Vatican, reintroducing official Roman Catholic institutions, including schools, to the nation. In 1867 an attempt was made to establish a constitutional government, but successive presidents Sylvain Salnave and Nissage Saget were overthrown in 1869 and 1874 respectively. A more workable constitution was introduced under Michel Domingue in 1874, leading to a long period of democratic peace and development for Haiti. The debt to France was finally repaid in 1879, and Michel Domingue's government peacefully transferred power to Lysius Salomon, one of Haiti's abler leaders. Monetary reform and a cultural renaissance ensued with a flowering of Haitian art.
The last two decades of the 19th century were also marked by the development of a Haitian intellectual culture. Major works of history were published in 1847 and 1865. Haitian intellectuals, led by Louis-Joseph Janvier and Anténor Firmin, engaged in a war of letters against a tide of racism and Social Darwinism that emerged during this period.
The Constitution of 1867 saw peaceful and progressive transitions in government that did much to improve the economy and stability of the Haitian nation and the condition of its people. Constitutional government restored the faith of the Haitian people in legal institutions. The development of industrial sugar and rum industries near Port-au-Prince made Haiti, for a while, a model for economic growth in Latin American countries.
This period of relative stability and prosperity ended in 1911, when revolution broke out and the country slid once again into disorder and debt.
From 1911 to 1915, there were six different presidents, each of whom was killed or forced into exile. The revolutionary armies were formed by cacos, peasant brigands from the mountains of the north, along the porous Dominican border, who were enlisted by rival political factions with promises of money to be paid after a successful revolution and an opportunity to plunder.
The United States was particularly apprehensive about the role of the German community in Haiti (approximately 200 in 1910), who wielded a disproportionate amount of economic power. Germans controlled about 80% of the country's international commerce; they also owned and operated utilities in Cap Haïtien and Port-au-Prince, the main wharf and a tramway in the capital, and a railroad serving the Plaine de Cul-du-Sac.
The German community proved more willing to integrate into Haitian society than any other group of white foreigners, including the French. A number married into the nation's most prominent mulatto families, bypassing the constitutional prohibition against foreign land-ownership. They also served as the principal financiers of the nation's innumerable revolutions, floating innumerable loans-at high interest rates-to competing political factions.
In an effort to limit German influence, in 1910–11, the US State Department backed a consortium of American investors, assembled by the National City Bank of New York, in acquiring control of the Banque Nationale d'Haïti, the nation's only commercial bank and the government treasury.
In February 1915, Vilbrun Guillaume Sam established a dictatorship, but in July, facing a new revolt, he massacred 167 political prisoners, all of whom were from elite families, and was lynched by a mob in Port-au-Prince.
United States occupation (1915–34)
In 1915 the United States, responding to complaints to President Woodrow Wilson from American banks to which Haiti was deeply in debt, occupied the country. The occupation of Haiti lasted until 1934. The US occupation was resented by Haitians as a loss of sovereignty and there were revolts against US forces. Reforms were carried out despite this.
Under the supervision of the United States Marines, the Haitian National Assembly elected Philippe Sudré Dartiguenave president. He signed a treaty that made Haiti a de jure US protectorate, with American officials assuming control over the Financial Advisory, Customs Receivership, the Constabulary, the Public Works Service, and the Public Health Service for a period of ten years. The principal instrument of American authority was the newly created Gendarmerie d'Haïti, commanded by American officers. In 1917, at the demand of US officials, the National Assembly was dissolved, and officials were designated to write a new constitution, which was largely dictated by officials in the US State Department and US Navy Department. Franklin D. Roosevelt, Under-Secretary for the Navy in the Wilson administration, claimed to have personally written the new constitution. This document abolished the prohibition on foreign ownership of land – the most essential component of Haitian law. When the newly elected National Assembly refused to pass this document and drafted one of its own preserving this prohibition, it was forcibly dissolved by Gendarmerie commandant Smedley Butler. This constitution was approved by a plebiscite in 1919, in which less than 5% of the population voted. The US State Department authorized this plebiscite presuming that "the people casting ballots would be 97% illiterate, ignorant in most cases of what they were voting for."
The Marines and Gendarmerie initiated an extensive road-building program to enhance their military effectiveness and open the country to US investment. Lacking any source of adequate funds, they revived an 1864 Haitian law, discovered by Butler, requiring peasants to perform labor on local roads in lieu of paying a road tax. This system, known as the corvée, originated in the unpaid labor that French peasants provided to their feudal lords. In 1915, Haiti had of road usable by automobile, outside the towns. By 1918, more than of road had been built or repaired through the corvée system, including a road linking Port-au-Prince to Cap-Haïtien. However, Haitians forced to work in the corvée labor-gangs, frequently dragged from their homes and harassed by armed guards, received few immediate benefits and saw this system of forced labor as a return to slavery at the hands of white men.
In 1919, a new caco uprising began, led by Charlemagne Péralte, vowing to 'drive the invaders into the sea and free Haiti.' The Cacos attacked Port-au-Prince in October but were driven back with heavy casualties. Afterwards, a Creole-speaking American Gendarmerie officer and two US marines infiltrated Péralte's camp, killing him and photographing his corpse in an attempt to demoralize the rebels. Leadership of the rebellion passed to Benoît Batraville, a Caco chieftain from Artibonite, who also launched an assault on the capital. His death in 1920 marked the end of hostilities. During Senate hearings in 1921, the commandant of the Marine Corps reported that, in the twenty months of active resistance, 2,250 Haitians had been killed. However, in a report to the Secretary of the Navy he reported the death toll as being 3,250. Haitian historians have estimated the true number was much higher; one suggested, "the total number of battle victims and casualties of repression and consequences of the war might have reached, by the end of the pacification period, four or five times that – somewhere in the neighborhood of 15,000 persons."
In 1922, Dartiguenave was replaced by Louis Borno, who ruled without a legislature until 1930. That same year, General John H. Russell, Jr., was appointed High Commissioner. The Borno-Russel dictatorship oversaw the expansion of the economy, building over of road, establishing an automatic telephone exchange, modernizing the nation's port facilities, and establishing a public health service. Sisal was introduced to Haiti, and sugar and cotton became significant exports. However, efforts to develop commercial agriculture had limited success, in part because much of Haiti's labor force was employed at seasonal work in the more established sugar industries of Cuba and the Dominican Republic. An estimated 30,000–40,000 Haitian laborers, known as braceros, went annually to the Oriente Province of Cuba between 1913 and 1931. Most Haitians continued to resent the loss of sovereignty. At the forefront of opposition among the educated elite was L'Union Patriotique, which established ties with opponents of the occupation in the US itself, in particular the National Association for the Advancement of Colored People (NAACP).
The Great Depression decimated the prices of Haiti's exports and destroyed the tenuous gains of the previous decade. In December 1929, Marines in Les Cayes killed ten Haitians during a march to protest local economic conditions. This led Herbert Hoover to appoint two commissions, including one headed by a former US governor of the Philippines William Cameron Forbes, which criticized the exclusion of Haitians from positions of authority in the government and constabulary, now known as the Garde d'Haïti. In 1930, Sténio Vincent, a long-time critic of the occupation, was elected president, and the US began to withdraw its forces. The withdrawal was completed under US President Franklin D. Roosevelt (FDR), in 1934, under his "Good Neighbor policy". The US retained control of Haiti's external finances until 1947. All three rulers during the occupation came from the country's mulatto minority. At the same time, many in the growing black professional classes departed from the traditional veneration of Haiti's French cultural heritage and emphasized the nation's African roots, most notably ethnologist Jean Price-Mars and the journal Les Griots, edited by Dr. François Duvalier.
The transition government was left with a better infrastructure, public health, education, and agricultural development as well as a democratic system. The country had fully democratic elections in 1930, won by Sténio Vincent. The Garde was a new kind of military institution in Haiti. It was a force manned overwhelmingly by blacks, with a United States-trained black commander, Colonel Démosthènes Pétrus Calixte. Most of the Garde's officers, however, were mulattoes. The Garde was a national organization; it departed from the regionalism that had characterized most of Haiti's previous armies. In theory, its charge was apolitical—to maintain internal order, while supporting a popularly elected government. The Garde initially adhered to this role.
Elections and coups (1934–57)
Vincent's presidency (1934–41)
President Vincent took advantage of the comparative national stability, which was being maintained by a professionalized military, to gain absolute power. A plebiscite permitted the transfer of all authority in economic matters from the legislature to the executive, but Vincent was not content with this expansion of his power. In 1935 he forced through the legislature a new constitution, which was also approved by plebiscite. The constitution praised Vincent, and it granted the executive sweeping powers to dissolve the legislature at will, to reorganize the judiciary, to appoint ten of twenty-one senators (and to recommend the remaining eleven to the lower house), and to rule by decree when the legislature was not in session. Although Vincent implemented some improvements in infrastructure and services, he brutally repressed his opposition, censored the press, and governed largely to benefit himself and a clique of merchants and corrupt military officers.
Under Calixte the majority of Garde personnel had adhered to the doctrine of political nonintervention that their Marine Corps trainers had stressed. Over time, however, Vincent and Dominican dictator Rafael Leónidas Trujillo Molina sought to buy adherents among the ranks. Trujillo, determined to expand his influence over all of Hispaniola, in October 1937 ordered the indiscriminate butchery by the Dominican army of an estimated 14,000 to 40,000 Haitians on the Dominican side of the Massacre River. Some observers claim that Trujillo supported an abortive coup attempt by young Garde officers in December 1937. Vincent dismissed Calixte as commander and sent him abroad, where he eventually accepted a commission in the Dominican military as a reward for his efforts while on Trujillo's payroll. The attempted coup led Vincent to purge the officer corps of all members suspected of disloyalty, marking the end of the apolitical military.
Lescot's presidency (1941–46)
In 1941 Vincent showed every intention of standing for a third term as president, but after almost a decade of disengagement, the United States made it known that it would oppose such an extension. Vincent accommodated the Roosevelt administration and handed power over to Elie Lescot.
Lescot was of mixed race and had served in numerous government posts. He was competent and forceful, and many considered him a sterling candidate for the presidency, despite his elitist background. Like the majority of previous Haitian presidents, however, he failed to live up to his potential. His tenure paralleled that of Vincent in many ways. Lescot declared himself commander in chief of the military, and power resided in a clique that ruled with the tacit support of the Garde. He repressed his opponents, censored the press, and compelled the legislature to grant him extensive powers. He handled all budget matters without legislative sanction and filled legislative vacancies without calling elections. Lescot commonly said that Haiti's declared state-of-war against the Axis powers during World War II justified his repressive actions. Haiti, however, played no role in the war except for supplying the United States with raw materials and serving as a base for a United States Coast Guard detachment.
Aside from his authoritarian tendencies, Lescot had another flaw: his relationship with Rafael Trujillo. While serving as Haitian ambassador to the Dominican Republic, Lescot fell under the sway of Trujillo's influence and wealth. In fact, it was Trujillo's money that reportedly bought most of the legislative votes that brought Lescot to power. Their clandestine association persisted until 1943, when the two leaders parted ways for unknown reasons. Trujillo later made public all his correspondence with the Haitian leader. The move undermined Lescot's already dubious popular support.
In January 1946, events came to a head when Lescot jailed the Marxist editors of a journal called La Ruche (The Beehive). This action precipitated student strikes and protests by government workers, teachers, and shopkeepers in the capital and provincial cities. In addition, Lescot's mulatto-dominated rule had alienated the predominantly black Garde. His position became untenable, and he resigned on 11 January. Radio announcements declared that the Garde had assumed power, which it would administer through a three-member junta.
Revolution of 1946
The Revolution of 1946 was a novel development in Haiti's history, as the Garde assumed power as an institution, not as the instrument of a particular commander. The members of the junta, known as the Military Executive Committee (Comité Exécutif Militaire), were Garde commander Colonel Franck Lavaud, Major Antoine Levelt, and Major Paul E. Magloire, commander of the Presidential Guard. All three understood Haiti's traditional way of exercising power, but they lacked a thorough understanding of what would be required to make the transition to an elected civilian government. Upon taking power, the junta pledged to hold free elections. The junta also explored other options, but public clamor, which included public demonstrations in support of potential candidates, eventually forced the officers to make good on their promise.
Haiti elected its National Assembly in May 1946. The Assembly set 16 August 1946, as the date on which it would select a president. The leading candidates for the office—all of whom were black—were Dumarsais Estimé, a former school teacher, assembly member, and cabinet minister under Vincent; Félix d'Orléans Juste Constant, leader of the Haitian Communist Party (Parti Communiste d'Haïti—PCH); and former Garde commander Démosthènes Pétrus Calixte, who stood as the candidate of a progressive coalition that included the Worker Peasant Movement (Mouvement Ouvrier Paysan—MOP). MOP chose to endorse Calixte, instead of a candidate from its own ranks, because the party's leader, Daniel Fignolé, was only thirty-three years old—too young to stand for the nation's highest office. Estimé, politically the most moderate of the three, drew support from the black population in the north, as well as from the emerging black middle class. The leaders of the military, who would not countenance the election of Juste Constant and who reacted warily to the populist Fignolé, also considered Estimé the safest candidate. After two rounds of polling, legislators gave Estimé the presidency.
Estimé's presidency (1946–50)
Estimé's election represented a break with Haiti's political tradition. Although he was reputed to have received support from commanders of the Garde, Estimé was a civilian. Of humble origins, he was passionately anti-elitist and therefore generally antimulatto. He demonstrated, at least initially, a genuine concern for the welfare of the people. Operating under a new constitution that went into effect in November 1946, Estimé proposed, but never secured passage of, Haiti's first social- security legislation. He did, however, expand the school system, encourage the establishment of rural cooperatives, raise the salaries of civil servants, and increase the representation of middle-class and lower-class blacks in the public sector. He also attempted to gain the favor of the Garde—renamed the Haitian Army (Armée d'Haïti) in March 1947—by promoting Lavaud to brigadier general and by seeking United States military assistance.
Estimé eventually fell victim to two of the time-honored pitfalls of Haitian rule: elite intrigue and personal ambition. The elite had a number of grievances against Estimé. Not only had he largely excluded them from the often lucrative levers of government, but he also enacted the country's first income tax, fostered the growth of labor unions, and suggested that vodou be considered as a religion equivalent to Roman Catholicism—a notion that the Europeanized elite abhorred. Lacking direct influence in Haitian affairs, the elite resorted to clandestine lobbying among the officer corps. Their efforts, in combination with deteriorating domestic conditions, led to a coup in May 1950.
To be sure, Estimé had hastened his own demise in several ways. His nationalization of the Standard Fruit Company banana concession sharply reduced the firm's revenues. He alienated workers by requiring them to invest between 10 percent and 15 percent of their salaries in national-defense bonds. The president sealed his fate by attempting to manipulate the constitution in order to extend his term in office. Seizing on this action and the popular unrest it engendered, the army forced the president to resign on 10 May 1950. The same junta that had assumed power after the fall of Lescot reinstalled itself. An army escort conducted Estimé from the National Palace and into exile in Jamaica. The events of May 1946 made an impression upon the deposed minister of labor, François Duvalier. The lesson that Duvalier drew from Estimé's ouster was that the military could not be trusted. It was a lesson that he would act upon when he gained power.
Magloire's presidency (1950–56)
The power balance within the junta shifted between 1946 and 1950. Lavaud was the preeminent member at the time of the first coup, but Magloire, now a colonel, dominated after Estimé's overthrow. When Haiti announced that its first direct elections (all men twenty-one or over were allowed to vote) would be held on 8 October 1950, Magloire resigned from the junta and declared himself a candidate for president. In contrast to the chaotic political climate of 1946, the campaign of 1950 proceeded under the implicit understanding that only a strong candidate backed by both the army and the elite would be able to take power. Facing only token opposition, Magloire won the election and assumed office on 6 December.
Magloire restored the elite to prominence. The business community and the government benefited from favorable economic conditions until Hurricane Hazel hit the island in 1954. Haiti made some improvements on its infrastructure, but most of these were financed largely by foreign loans. By Haitian standards, Magloire's rule was firm, but not harsh: he jailed political opponents, including Fignolé, and shut down their presses when their protests grew too strident, but he allowed labor unions to function, although they were not permitted to strike. It was in the arena of corruption, however, that Magloire overstepped traditional bounds. The president controlled the sisal, cement, and soap monopolies. He and other officials built imposing mansions. The injection of international hurricane relief funds into an already corrupt system boosted graft to levels that disillusioned all Haitians. To make matters worse, Magloire followed in the footsteps of many previous presidents by disputing the termination date of his stay in office. Politicians, labor leaders, and their followers flocked to the streets in May 1956 to protest Magloire's failure to step down. Although Magloire declared martial law, a general strike essentially shut down Port-au-Prince. Again like many before him, Magloire fled to Jamaica, leaving the army with the task of restoring order.
The rise of Duvalier (1956–57)
The period between the fall of Magloire and the election of Duvalier in September 1957 was a chaotic one, even by Haitian standards. Three provisional presidents held office during this interval; one resigned and the army deposed the other two, Franck Sylvain and Fignolé. Duvalier is said to have engaged actively in the behind-the-scenes intrigue that helped him to emerge as the presidential candidate that the military favored. The military went on to guide the campaign and the elections in a way that gave Duvalier every possible advantage. Most political actors perceived Duvalier—a medical doctor who had served as a rural administrator of a United States-funded anti-yaws campaign before entering the cabinet under Estimé—as an honest and fairly unassuming leader without a strong ideological motivation or program. When elections were finally organized, this time under terms of universal suffrage (both men and women now had the vote), Duvalier painted himself as the legitimate heir to Estimé. This approach was enhanced by the fact that Duvalier's only viable opponent, Louis Déjoie, was a mulatto and the scion of a prominent family. Duvalier scored a decisive victory at the polls. His followers took two-thirds of the legislature's lower house and all of the seats in the Senate.
The Duvalier era (1957–86)
'Papa Doc' (1957–71)
A former Minister of Health who had earned a reputation as a humanitarian while serving as an administrator in a U.S.-funded anti-yaws campaign, François Duvalier (known as "Papa Doc") soon established another dictatorship. His regime is regarded as one of the most repressive and corrupt of modern times, combining violence against political opponents with exploitation of Vodou to instill fear in the majority of the population. Duvalier's paramilitary police, officially the Volunteers for National Security (Volontaires de la Sécurité Nationale – VSN) but more commonly known as the Tonton Macoutes, named for a Vodou monster, carried out political murders, beatings, and intimidation. An estimated 30,000 Haitians were killed by his government. Duvalier employed rape as a political tool to silence political opposition. Incorporating many houngans into the ranks of the Macoutes, his public recognition of Vodou and its practitioners and his private adherence to Vodou ritual, combined with his reputed private knowledge of magic and sorcery, enhanced his popular persona among the common people and served as a peculiar form of legitimization.
Duvalier's policies, designed to end the dominance of the mulatto elite over the nation's economic and political life, led to massive emigration of educated people, deepening Haiti's economic and social problems. However, Duvalier appealed to the black middle class of which he was a member by introducing public works into middle-class neighborhoods that previously had been unable to have paved roads, running water, or modern sewage systems. In 1964, Duvalier proclaimed himself "President for Life".
The Kennedy administration suspended aid in 1961, after allegations that Duvalier had pocketed aid money and intended to use a Marine Corps mission to strengthen the Macoutes. Duvalier also clashed with Dominican President Juan Bosch in 1963, after Bosch provided aid and asylum to Haitian exiles working to overthrow his regime. He ordered the Presidential Guard to occupy the Dominican chancery in Pétion-Ville to apprehend an officer involved in a plot to kidnap his children, leading Bosch to publicly threaten to invade Haiti. However, the Dominican army, which distrusted Bosch's leftist leanings, expressed little support for an invasion, and the dispute was settled by OAS emissaries.
In 1971, Papa Doc entered into a 99-year contract with Don Pierson representing Dupont Caribbean Inc. of Texas for a free port project on the old buccaneer stronghold of Tortuga island located some off the north coast of the main Haitian island of Hispaniola.
'Baby Doc' (1971–86)
On Duvalier's death in April 1971, power passed to his 19-year-old son Jean-Claude Duvalier (known as "Baby Doc"). Under Jean-Claude Duvalier, Haiti's economic and political condition continued to decline, although some of the more fearsome elements of his father's regime were abolished. Foreign officials and observers also seemed more tolerant toward Baby Doc, in areas such as human-rights monitoring, and foreign countries were more generous to him with economic assistance. The United States restored its aid program in 1971. In 1974, Baby Doc expropriated the Freeport Tortuga project and this caused the venture to collapse. Content to leave administrative matters in the hands of his mother, Simone Ovid Duvalier, while living as a playboy, Jean-Claude enriched himself through a series of fraudulent schemes. Much of the Duvaliers' wealth, amounting to hundreds of millions of dollars over the years, came from the Régie du Tabac (Tobacco Administration), a tobacco monopoly established by Estimé, which expanded to include the proceeds from all government enterprises and served as a slush fund for which no balance sheets were ever kept. His marriage, in 1980, to a beautiful mulatto divorcée, Michèle Bennett, in a $3 million ceremony, provoked widespread opposition, as it was seen as a betrayal of his father's antipathy towards the mulatto elite. At the request of Michèle, Papa Doc's widow Simone was expelled from Haiti. Baby Doc's kleptocracy left the regime vulnerable to unanticipated crises, exacerbated by endemic poverty, most notably the epidemic of African swine fever virus—which, at the insistence of USAID officials, led to the slaughter of the creole pigs, the principal source of income for most Haitians; and the widely publicized outbreak of AIDS in the early 1980s. Widespread discontent in Haiti began in 1983, when Pope John Paul II condemned the regime during a visit, finally provoking a rebellion, and in February 1986, after months of disorder, the army forced Duvalier to resign and go into exile.
The struggle for democracy (1986–present day)
Transitional government (1986–90)
From 1986 to early 1988 Haiti was ruled by a provisional military government under General Namphy. In 1987, a new constitution was ratified, providing for an elected bicameral parliament, an elected president, and a prime minister, cabinet, ministers, and supreme court appointed by the president with parliament's consent. The Constitution also provided for political decentralization through the election of mayors and administrative bodies responsible for local government. The November 1987 elections were cancelled after troops massacred 30–300 voters on election day. Jimmy Carter later wrote that "Citizens who lined up to vote were mowed down by fusillades of terrorists' bullets. Military leaders, who had either orchestrated or condoned the murders, moved in to cancel the election and retain control of the Government." The election was followed several months later by the Haitian presidential election, 1988, which was boycotted by almost all the previous candidates, and saw turnout of just 4%.
The 1988 elections led to Professor Leslie Manigat becoming president, but three months later he too was ousted by the military. Further instability ensued, with several massacres, including the St Jean Bosco massacre in which the church of Jean-Bertrand Aristide was attacked and burned down. During this period, the Haitian National Intelligence Service (SIN), which had been set up and financed in the 80s by the Central Intelligence Agency as part of the war on drugs, participated in drug trafficking and political violence.
The rise of Aristide (1990–91)
In December 1990, Jean-Bertrand Aristide, a liberation theology Roman Catholic (Salesian) priest, won 67% of the vote in elections that international observers deemed largely free and fair.
Aristide's radical populist policies and the violence of his bands of supporters alarmed many of the country's elite, and, in September 1991, he was overthrown in the 1991 Haitian coup d'état, which brought General Raoul Cédras to power. The coup saw hundreds killed, and Aristide was forced into exile, his life saved by international diplomatic intervention.
Military rule (1991–94)
An estimated 3,000–5,000 Haitians were killed during the period of military rule. The coup created a large-scale exodus of refugees to the United States. The United States Coast Guard interdicted (in many cases, rescued) a total of 41,342 Haitians during 1991 and 1992. Most were denied entry to the United States and repatriated back to Haiti. Aristide has accused the United States of backing the 1991 coup. In response to the coup, the United Nations Security Council passed Resolution 841 imposing international sanctions and an arms embargo on Haiti.
On 16 February 1993, the ferry Neptune sank, drowning an estimated 700 passengers. This was the worst ferry disaster in Haitian history.
The military regime governed Haiti until 1994, and according to some sources included drug trafficking led by Chief of National Police Michel François. Various initiatives to end the political crisis through the peaceful restoration of the constitutionally elected government failed. In July 1994, as repression mounted in Haiti and a civilian human rights monitoring mission was expelled from the country, the United Nations Security Council adopted United Nations Security Council Resolution 940, which authorized member states to use all necessary means to facilitate the departure of Haiti's military leadership and to restore Haiti's constitutionally elected government to power.
The return of Aristide (1994–96)
In mid-September 1994, with U.S. troops prepared to enter Haiti by force for Operation Uphold Democracy, President Bill Clinton dispatched a negotiating team led by former president Jimmy Carter to persuade the authorities to step aside and allow for the return of constitutional rule. With intervening troops already airborne, Cédras and other top leaders agreed to step down. In October, Aristide was able to return. The Haitian general election, 1995 in June 1995 saw Aristide's coalition, the Lavalas (Waterfall) Political Organization, gain a sweeping victory, and René Préval, a prominent Aristide political ally, elected president with 88% of the vote. When Aristide's term ended in February 1996, this was Haiti's first ever transition between two democratically elected presidents.
Preval's first Presidency (1996–2001)
In late 1996, Aristide broke with Préval and formed a new political party, the Lavalas Family (Fanmi Lavalas, FL), which won elections in April 1997 for one-third of the Senate and local assemblies, but these results were not accepted by the government. The split between Aristide and Préval produced a dangerous political deadlock, and the government was unable to organize the local and parliamentary elections due in late 1998. In January 1999, Préval dismissed legislators whose terms had expired – the entire Chamber of Deputies and all but nine members of the Senate, and Préval then ruled by decree.
Aristide's second presidency (2001–04)
In May 2000 the Haitian legislative election, 2000 for the Chamber of Deputies and two-thirds of the Senate took place. The election drew a voter turnout of more than 60%, and the FL won a virtual sweep. However, the elections were marred by controversy in the Senate race over the calculation of whether Senate candidates had achieved the majority required to avoid a run-off election (in Haiti, seats where no candidate wins an absolute majority of votes cast has to enter a second-round run-off election). The validity of the Electoral Council's post-ballot calculations of whether a majority had been attained was disputed. The Organization of American States complained about the calculation and declined to observe the July run-off elections. The opposition parties, regrouped in the Democratic Convergence (Convergence Démocratique, CD), demanded that the elections be annulled, and that Préval stand down and be replaced by a provisional government. In the meantime, the opposition announced it would boycott the November presidential and senatorial elections. Haiti's main aid donors threatened to cut off aid. At the November 2000 elections, boycotted by the opposition, Aristide was again elected president, with more than 90% of the vote, on a turnout of around 50% according to international observers. The opposition refused to accept the result or to recognize Aristide as president.
Allegations emerged of drug trafficking reaching into the upper echelons of government, as it had done under the military regimes of the 1980s and early 1990s (illegal drug trade in Haiti). Canadian police arrested Oriel Jean, Aristide's security chief and one of his most trusted friends, for money laundering. Beaudoin Ketant, a notorious international drug trafficker, Aristide's close partner, and his daughter's godfather, claimed that Aristide "turned the country into a narco-country; it's a one-man show; you either pay (Aristide) or you die".
Aristide spent years negotiating with the Convergence Démocratique on new elections, but the Convergence's inability to develop a sufficient electoral base made elections unattractive, and it rejected every deal offered, preferring to call for a US invasion to topple Aristide.
The 2004 coup d'état
Anti-Aristide protests in January 2004 led to violent clashes in Port-au-Prince, causing several deaths. In February, a revolt broke out in the city of Gonaïves, which was soon under rebel control. The rebellion then began to spread, and Cap-Haïtien, Haiti's second-largest city, was captured. A mediation team of diplomats presented a plan to reduce Aristide's power while allowing him to remain in office until the end of his constitutional term. Although Aristide accepted the plan, it was rejected by the opposition.
On 29 February 2004, with rebel contingents marching towards Port-au-Prince, Aristide departed from Haiti. Aristide insists that he was essentially kidnapped by the U.S., while the U.S. State Department maintains that he resigned from office. Aristide and his wife left Haiti on an American airplane, escorted by American diplomats and military personnel, and were flown directly to Bangui, capital of the Central African Republic, where he stayed for the following two weeks, before seeking asylum in a less remote location.
Though this has never been proven, many observers in the press and academia believe that the US has not provided convincing answers to several of the more suspicious details surrounding the coup, such as the circumstances under which the US obtained Aristide's purported letter of "resignation" (as presented by the US) which, translated from Kreyòl, may not have actually read as a resignation.
Aristide has accused the U.S. of deposing him in concert with the Haitian opposition. In a 2006 interview, he said the U.S. went back on their word regarding compromises he made with them over privatization of enterprises to ensure that part of the profits would go to the Haitian people and then "relied on a disinformation campaign" to discredit him.
Political organizations and writers, as well as Aristide himself, have suggested that the rebellion was in fact a foreign controlled coup d'état. Caricom, which had been backing the peace deal, accused the United States, France, and the International community of failing in Haiti because they allegedly allowed a controversially elected leader to be violently forced out of office. The international community stated that the crisis was of Aristide's making and that he was not acting in the best interests of his country. They have argued that his removal was necessary for future stability in the island nation.
Investigators claimed to have discovered extensive embezzlement, corruption, and money laundering by Aristide. It was claimed Aristide had stolen tens of millions of dollars from the country. None of the allegations about Aristide's involvement in embezzlement, corruption, or money laundering schemes could be proven. The criminal court case brought against Aristide was quietly shelved, though various members of his Lavalas party languished for years in prison without charge or trial due to similar accusations The Haitian government suspended the suit against Aristide on 30 Jun 2006 to prevent it from being thrown out for want of prosecution.
The government was taken over by Supreme Court Chief Justice Boniface Alexandre. Alexandre petitioned the United Nations Security Council for the intervention of an international peacekeeping force. The Security Council passed a resolution the same day "[t]aking note of the resignation of Jean-Bertrand Aristide as President of Haiti and the swearing-in of President Boniface Alexandre as the acting President of Haiti in accordance with the Constitution of Haiti" and authorized such a mission. As a vanguard of the official U.N. force, a force of about 1,000 U.S. Marines arrived in Haiti within the day, and Canadian and French troops arrived the next morning; the United Nations indicated it would send a team to assess the situation within days.
On 1 June 2004, the peacekeeping mission was passed to MINUSTAH and comprised a 7,000 strength force led by Brazil and backed by Argentina, Chile, Jordan, Morocco, Nepal, Peru, Philippines, Spain, Sri Lanka, and Uruguay.
Brazilian forces led the United Nations peacekeeping troops in Haiti composed of United States, France, Canada, and Chile deployments. These peacekeeping troops were a part of the ongoing MINUSTAH operation.
In November 2004, the University of Miami School of Law carried out a Human Rights Investigation in Haiti and documented serious human rights abuses. It stated that "summary executions are a police tactic." It also suggested a "disturbing pattern."
In March 2004, the Haiti Commission of Inquiry, headed by former US attorney-general Ramsey Clark, published its findings : "Noting that 200 US special forces had travelled to the Dominican Republic for "military exercises" in February 2003, the commission accused the US of arming and training Haitian rebels there. With permission from the Dominican president, Hipólito Mejía, US forces trained near the border, in an area used by former soldiers of the disbanded Haitian army to launch attacks on Haitian state property."
On 15 October 2005, Brazil called for more troops to be sent due to the worsening situation in the country.
After Aristide's overthrow, the violence in Haiti continued, despite the presence of peacekeepers. Clashes between police and Fanmi Lavalas supporters were common, and peacekeeping forces were accused of conducting a massacre against the residents of Cité Soleil in July 2005. Several of the protests resulted in violence and deaths.
The second Préval presidency (2006–2011)
In the midst of the ongoing controversy and violence, however, the interim government planned legislative and executive elections. After being postponed several times, these were held in February 2006. The elections were won by René Préval, who had a strong following among the poor, with 51% of the votes. Préval took office in May 2006.
In the spring of 2008, Haitians demonstrated against rising food prices. In some instances, the few main roads on the island were blocked with burning tires and the airport at Port-au-Prince was closed. Protests and demonstrations by Fanmi Lavalas continued in 2009.
Earthquake 2010
On 12 January 2010, Port-au-Prince, Haiti suffered a devastating earthquake of magnitude 7.0 with a death toll estimated by the Haitian government at over 300,000, and by non-Haitian sources from 50,000 to 220,000. Aftershocks followed, including one of magnitude 5.9. The capital city, Port-au-Prince, was effectively leveled. A million Haitians were left homeless, and hundreds of thousands starved. The earthquake caused massive devastation with most buildings crumbled, including Haiti's presidential palace. The enormous death toll made it necessary to bury the dead in mass graves. Most bodies were unidentified and few pictures were taken, making it impossible for families to identify their loved ones. The spread of disease was a major secondary disaster. Many survivors were treated for injuries in emergency makeshift hospitals, but many more died of gangrene, malnutrition, and infectious diseases.
The Martelly presidency (2011–2016)
On 4 April 2011, a senior Haitian official announced that Michel Martelly had won the second round of the election against candidate Mirlande Manigat. The election involved voter suppression and other methods of rigging. Michel Martelly also known by his stage name "Sweet Micky" is a former musician and businessman. Martelly's administration was met with both anger and acclaim. On one hand, he and his associates were accused of being involved in money laundering and various other crimes resulting in countless demonstrations (which on many occasions would become violent). Many criticized him for the slow progression of the reconstruction phase following the recent quake, or for taking credit for projects started in previous administrations. Some disliked him for his vulgar language and risque past which didn't seem to completely go away upon taking presidency. On the other hand, many believe that he was the most productive Haitian president since the Duvalier era. Under his administration, the majority of those left homeless following the quake were given new housing. He offered free education programs to large portions of the Haitian youth as well as an income program for Haitian mothers and students. The administration launched a massive reconstruction program involving principle administration district, Champs-de-Mars, that would modernize and rehabilitate various government buildings, public places, and parks. Michel Martelly put emphasis on foreign investment and business with his slogan "Haiti is Open for Business". Perhaps one of the more major contributions made for the revitalization of the Haitian economy was their push for tourists. Minister of Tourism, Stéphanie Villedrouin, embarked on various competitive tourist projects, including the development of Ile-a-Vache, Jacmel, the north, south-west, and Cotes-des-Arcadins. Tourism had risen significantly between 2012 and 2016. On 8 February 2016, Michel Martelly stepped down at the end of his term without a successor in place.
The Moïse presidency (2017–2021)
Following Hurricane Mathew, Jovenel Moïse was chosen to succeed Martelly as president in an election that has been described by activists as an "electoral coup d'etat." The election was overseen by the United States, which has a history of interrupting democratic processes in Latin America, including in Haiti itself. He was inaugurated on the grounds where the national palace had been on 7 February 2017. He went on to start the "Caravan de Changement" project, which aims to revitalize the industries and infrastructure of Haiti's less popular areas; however, the actual impact of these efforts is debated. In recent months, Moïse has been implicated in the embezzlement of funds from the PetroCaribe program, as has his predecessor, Martelly.
On 7 July 2018 protests led by opposition politician Jean-Charles Moïse began, demanding the resignation of Jovenel Moïse. Released in November 2017, a Senate probe of the period 2008-2016 (concerning the René Préval and Michel Martelly administrations, as well as the chief of staff of then-sitting President Jovenel Moïse) revealed significant corruption had been funded with Venezuelan loans through the Petrocaribe program. Significant protests broke out in February 2019 following a report from the court investigating the Petrocaribe Senate probe.
A new round of protests broke out in February 2021 amid a dispute over Moïse's presidential term. The protesters claim that Moïse's term officially ended on 7 February 2021 and demanded that he step down. Moïse, however, claimed that he has one more year to serve because of delays in starting his term. Protesters have also expressed concerns about a referendum proposed by Moïse, which would reportedly scrap the ban on consecutive presidential terms and enable Moïse to run again.
On 7 July 2021 President Moïse was assassinated. Prime Minister Claude Joseph declared himself interim president.
2021 earthquake
On 14 August 2021, a strong 7.2 earthquake occurred in Haiti. The earthquake spawned tsunami warnings on the Haitian Coast. The warning was cancelled later that day. The death toll from the quake as of 15 August 2021 is 1,419 people.
See also
External debt of Haiti
French colonization of the Americas
History of the Americas
History of the Caribbean
History of the Dominican Republic
History of Latin America
History of North America
List of heads of state of Haiti
Parsley Massacre—Trujillo's Massacre of Haitians
Politics of Haiti
Spanish colonization of the Americas
Timeline of Haitian history
United States occupation of Haiti
2018–2019 Haitian protests
2020 Royal Chapel of Milot fire
Notes
Further reading
Published in the 19th century
Published in the 20th century
Published in the 21st century
Girard, Philippe. Haiti: The Tumultuous History (New York: Palgrave, Sept. 2010).
Polyne Millery. From Douglass to Duvalier: U.S. African Americans, Haiti, and Pan-Americanism, 1870–1964 (University Press of Florida; 2010) 292 pages;
Popkin, Jeremy. You Are All Free: The Haitian Revolution and the Abolition of Slavery. (Cambridge University Press; 2010) 422 pages
Girard, Philippe. The Slaves Who Defeated Napoléon: Toussaint Louverture and the Haitian War of Independence (Tuscaloosa: University of Alabama Press, November 2011).
External links
Bob Corbett's 1995 on-line course on Haitian history
The Louverture Project – a Haitian History Wiki
American colonization movement |
13393 | https://en.wikipedia.org/wiki/Holy%20See | Holy See | The Holy See (, ; ), also called the See of Rome, Petrine See or Apostolic See, is the jurisdiction of the Pope in his role as the bishop of Rome. It includes the apostolic episcopal see of the Diocese of Rome, which has universal ecclesiastical jurisdiction over the Catholic Church, and the sovereign city-state known as Vatican City.
According to Catholic tradition it was founded in the first century by Saints Peter and Paul and, by virtue of Petrine and papal primacy, is the focal point of full communion for Catholic Christians around the world. As a sovereign entity, the Holy See is headquartered in, operates from, and exercises "exclusive dominion" over the independent Vatican City State enclave in Rome, of which the pope is sovereign. It is organized into polities of the Latin Church and the 23 Eastern Catholic Churches, and their dioceses and religious institutes.
The Holy See is administered by the Roman Curia (Latin for "Roman Court"), which is the central government of the Catholic Church. The Roman Curia includes various dicasteries, comparable to ministries and executive departments, with the Cardinal Secretary of State as its chief administrator. Papal elections are carried out by part of the College of Cardinals.
Although the Holy See is sometimes metonymically referred to as the "Vatican", the Vatican City State was distinctively established with the Lateran Treaty of 1929, between the Holy See and Italy, to ensure the temporal, diplomatic, and spiritual independence of the papacy. As such, papal nuncios, who are papal diplomats to states and international organizations, are recognized as representing the Holy See, and not the Vatican City State, as prescribed in the Canon law of the Catholic Church. The Holy See is thus viewed as the central government of the Catholic Church. The Catholic Church, in turn, is the largest non-government provider of education and health care in the world. The diplomatic status of the Holy See facilitates the access of its vast international network of charities.
The Holy See maintains bilateral diplomatic relations with 183 sovereign states, signs concordats and treaties, and performs multilateral diplomacy with multiple intergovernmental organizations, including the United Nations and its agencies, the Council of Europe, the European Communities, the Organization for Security and Co-operation in Europe, and the Organization of American States.
Terminology
The word "see" comes from the Latin word sedes, meaning 'seat', which refers to the episcopal throne (cathedra). The term "Apostolic See" can refer to any see founded by one of the Twelve Apostles, but, when used with the definite article, it is used in the Catholic Church to refer specifically to the see of the Bishop of Rome, whom that Church sees as the successor of Saint Peter. While Saint Peter's Basilica in Vatican City is perhaps the church most associated with the papacy, the actual cathedral of the Holy See is the Archbasilica of Saint John Lateran in the city of Rome.
In the Roman Catholic Church, only the see of the pope bears the right to be addressed symbolically as "holy". However, there was one exception to this rule, represented by the Bishopric of Mainz. During the Holy Roman Empire, the former Archbishopric of Mainz (which was also of electoral and primatial rank) had the privilege to bear the title of "the Holy See of Mainz" (Latin: Sancta Sedes Moguntina).
History
The apostolic see of Diocese of Rome was established in the 1st century by Saint Peter and Saint Paul, then the capital of the Roman Empire, according to Catholic tradition. The legal status of the Catholic Church and its property was recognised by the Edict of Milan in 313 by Roman emperor Constantine the Great, and it became the state church of the Roman Empire by the Edict of Thessalonica in 380 by Emperor Theodosius I.
After the fall of the Western Roman Empire in 476, the temporal legal jurisdisction of the papal primacy was further recognised as promulgated in Canon law. The Holy See was granted territory in Duchy of Rome by the Donation of Sutri in 728 of King Liutprand of the Lombards, and sovereignty by the Donation of Pepin in 756 by King Pepin of the Franks.
The Papal States thus held extensive territory and armed forces in 756–1870. Pope Leo III crowned Charlemagne as Roman Emperor by translatio imperii in 800. The pope's temporal power peaked around the time of the papal coronations of the emperors of the Holy Roman Empire from 858, and the Dictatus papae in 1075, which conversely also described Papal deposing power. Several modern states still trace their own sovereignty to recognition in medieval papal bulls.
The sovereignty of the Holy See was retained despite multiple sacks of Rome during the Early Middle Ages. Yet, relations with the Kingdom of Italy and the Holy Roman Empire were at times strained, reaching from the Diploma Ottonianum and Libellus de imperatoria potestate in urbe Roma regarding the "Patrimony of Saint Peter" in the 10th century, to the Investiture Controversy in 1076–1122, and settled again by the Concordat of Worms in 1122. The exiled Avignon Papacy during 1309–1376 also put a strain on the Papacy, which however finally returned to Rome. Pope Innocent X was critical of the Peace of Westphalia in 1648 as it weakened the authority of the Holy See throughout much of Europe. Following the French Revolution, the Papal States were briefly occupied as the "Roman Republic" from 1798 to 1799 as a sister republic of the First French Empire under Napoleon, before their territory was reestablished.
Notwithstanding, the Holy See was represented in and identified as a "permanent subject of general customary international law vis-à-vis all states" in the Congress of Vienna (1814–1815). The Papal States were recognised under the rule of the Papacy and largely restored to their former extent. Despite the Capture of Rome in 1870 by the Kingdom of Italy and the Roman Question during the Savoyard era (which made the pope a "prisoner in the Vatican" from 1870 to 1929), its international legal subject was "constituted by the ongoing reciprocity of diplomatic relationships" that not only were maintained but multiplied.
The Lateran Treaty on 11 February 1929 between the Holy See and Italy recognised Vatican City as an independent city-state, along with extraterritorial properties around the region. Since then, Vatican City is distinct from yet under "full ownership, exclusive dominion, and sovereign authority and jurisdiction" of the Holy See ().
Organization
The Holy See is one of the last remaining seven absolute monarchies in the world, along with Saudi Arabia, Eswatini, United Arab Emirates, Qatar, Brunei and Oman. The pope governs the Catholic Church through the Roman Curia. The Curia consists of a complex of offices that administer church affairs at the highest level, including the Secretariat of State, nine Congregations, three Tribunals, eleven Pontifical Councils, and seven Pontifical Commissions. The Secretariat of State, under the Cardinal Secretary of State, directs and coordinates the Curia. The incumbent, Cardinal Pietro Parolin, is the See's equivalent of a prime minister. Archbishop Paul Gallagher, Secretary of the Section for Relations with States of the Secretariat of State, acts as the Holy See's minister of foreign affairs. Parolin was named in his role by Pope Francis on 31 August 2013.
The Secretariat of State is the only body of the Curia that is situated within Vatican City. The others are in buildings in different parts of Rome that have extraterritorial rights similar to those of embassies.
Among the most active of the major Curial institutions are the Congregation for the Doctrine of the Faith, which oversees the Catholic Church's doctrine; the Congregation for Bishops, which coordinates the appointment of bishops worldwide; the Congregation for the Evangelization of Peoples, which oversees all missionary activities; and the Pontifical Council for Justice and Peace, which deals with international peace and social issues.
Three tribunals exercise judicial power. The Roman Rota handles normal judicial appeals, the most numerous being those that concern alleged nullity of marriage. The Apostolic Signatura is the supreme appellate and administrative court concerning decisions even of the Roman Rota and administrative decisions of ecclesiastical superiors (bishops and superiors of religious institutes), such as closing a parish or removing someone from office. It also oversees the work of other ecclesiastical tribunals at all levels. The Apostolic Penitentiary deals not with external judgments or decrees, but with matters of conscience, granting absolutions from censures, dispensations, commutations, validations, condonations, and other favors; it also grants indulgences.
The Prefecture for the Economic Affairs of the Holy See coordinates the finances of the Holy See departments and supervises the administration of all offices, whatever be their degree of autonomy, that manage these finances. The most important of these is the Administration of the Patrimony of the Apostolic See.
The Prefecture of the Papal Household is responsible for the organization of the papal household, audiences, and ceremonies (apart from the strictly liturgical part).
One of Pope Francis's goals is to reorganize the Curia to prioritize its role in the Church's mission to evangelize. This reform insists that the Curia is not meant to be a centralized bureaucracy, but rather a service for the pope and diocesan bishops that is in communication with local bishops' conferences. Likewise more lay people are to be involved in the workings of the dicasteries and in giving them input.
The Holy See does not dissolve upon a pope's death or resignation. It instead operates under a different set of laws sede vacante. During this interregnum, the heads of the dicasteries of the Curia (such as the prefects of congregations) cease immediately to hold office, the only exceptions being the Major Penitentiary, who continues his important role regarding absolutions and dispensations, and the Camerlengo of the Holy Roman Church, who administers the temporalities (i.e., properties and finances) of the See of St. Peter during this period. The government of the See, and therefore of the Catholic Church, then falls to the College of Cardinals. Canon law prohibits the College and the Camerlengo from introducing any innovations or novelties in the government of the Church during this period.
In 2001, the Holy See had a revenue of 422.098 billion Italian lire (about US$202 million at the time), and a net income of 17.720 billion Italian lire (about US$8 million). According to an article by David Leigh in the Guardian newspaper, a 2012 report from the Council of Europe identified the value of a section of the Vatican's property assets as an amount in excess of €680m (£570m); as of January 2013, Paolo Mennini, a papal official in Rome, manages this portion of the Holy See's assets—consisting of British investments, other European holdings and a currency trading arm. The Guardian newspaper described Mennini and his role in the following manner: "... Paolo Mennini, who is in effect the pope's merchant banker. Mennini heads a special unit inside the Vatican called the extraordinary division of APSA – Amministrazione del Patrimonio della Sede Apostolica – which handles the 'patrimony of the Holy See'."
The orders, decorations, and medals of the Holy See are conferred by the pope as temporal sovereign and fons honorum of the Holy See, similar to the orders awarded by other heads of state.
Status in international law
The Holy See has been recognized, both in state practice and in the writing of modern legal scholars, as a subject of public international law, with rights and duties analogous to those of States. Although the Holy See, as distinct from the Vatican City State, does not fulfill the long-established criteria in international law of statehood—having a permanent population, a defined territory, a stable government, and the capacity to enter into relations with other states—its possession of full legal personality in international law is shown by the fact that it maintains diplomatic relations with 180 states, that it is a member-state in various intergovernmental international organizations, and that it is: "respected by the international community of sovereign States and treated as a subject of international law having the capacity to engage in diplomatic relations and to enter into binding agreements with one, several, or many states under international law that are largely geared to establish and preserving peace in the world."
Diplomacy
Since medieval times the episcopal see of Rome has been recognized as a sovereign entity. The Holy See (not the State of Vatican City) maintains formal diplomatic relations with and for the most recent establishment of diplomatic relations with sovereign states, and also with the European Union, and the Sovereign Military Order of Malta, as well as having relations of a special character with the Palestine Liberation Organization; 69 of the diplomatic missions accredited to the Holy See are situated in Rome. The Holy See maintains 180 permanent diplomatic missions abroad, of which 74 are non-residential, so that many of its 106 concrete missions are accredited to two or more countries or international organizations. The diplomatic activities of the Holy See are directed by the Secretariat of State (headed by the Cardinal Secretary of State), through the Section for Relations with States. There are 13 internationally recognized states with which the Holy See does not have relations. The Holy See is the only European subject of international law that has diplomatic relations with the government of the Republic of China (Taiwan) as representing China, rather than the government of the People's Republic of China (see Holy See–Taiwan relations).
The British Foreign and Commonwealth Office speaks of Vatican City as the "capital" of the Holy See, although it compares the legal personality of the Holy See to that of the Crown in Christian monarchies and declares that the Holy See and the state of Vatican City are two international identities. It also distinguishes between the employees of the Holy See (2,750 working in the Roman Curia with another 333 working in the Holy See's diplomatic missions abroad) and the 1,909 employees of the Vatican City State. The British Ambassador to the Holy See uses more precise language, saying that the Holy See "is not the same as the Vatican City State. ... (It) is the universal government of the Catholic Church and operates from the Vatican City State." This agrees exactly with the expression used by the website of the United States Department of State, in giving information on both the Holy See and the Vatican City State: it too says that the Holy See "operates from the Vatican City State".
The Holy See is a member of various international organizations and groups including the International Atomic Energy Agency (IAEA), International Telecommunication Union, the Organization for Security and Co-operation in Europe (OSCE), the Organisation for the Prohibition of Chemical Weapons (OPCW) and the United Nations High Commissioner for Refugees (UNHCR). The Holy See is also a permanent observer in various international organizations, including the United Nations General Assembly, the Council of Europe, UNESCO (United Nations Educational, Scientific and Cultural Organization), the World Trade Organization (WTO), and the Food and Agriculture Organization (FAO).
Relationship with the Vatican City and other territories
The Holy See participates as an observer to African Union, Arab League, Council of Europe, Organization of American States, International Organization for Migration, and in the United Nations and its agencies FAO, ILO, UNCTAD, UNEP, UNESCO, UN-HABITAT, UNHCR, UNIDO, UNWTO, WFP, WHO, WIPO. It participates as a guest in the Non-Aligned Movement (NAM), and as a full member in IAEA, OPCW, Organization for Security and Co-operation in Europe (OSCE).
Although the Holy See is closely associated with the Vatican City, the independent territory over which the Holy See is sovereign, the two entities are separate and distinct. After the Italian seizure of the Papal States in 1870, the Holy See had no territorial sovereignty. In spite of some uncertainty among jurists as to whether it could continue to act as an independent personality in international matters, the Holy See continued in fact to exercise the right to send and receive diplomatic representatives, maintaining relations with states that included the major powers Russia, Prussia, and Austria-Hungary. Where, in accordance with the decision of the 1815 Congress of Vienna, the Nuncio was not only a member of the Diplomatic Corps but its dean, this arrangement continued to be accepted by the other ambassadors. In the course of the 59 years during which the Holy See held no territorial sovereignty, the number of states that had diplomatic relations with it, which had been reduced to 16, actually increased to 29.
The State of the Vatican City was created by the Lateran Treaty in 1929 to "ensure the absolute and visible independence of the Holy See" and "to guarantee to it indisputable sovereignty in international affairs." Archbishop Jean-Louis Tauran, the Holy See's former Secretary for Relations with States, said that the Vatican City is a "minuscule support-state that guarantees the spiritual freedom of the pope with the minimum territory".
The Holy See, not the Vatican City, maintains diplomatic relations with states. Foreign embassies are accredited to the Holy See, not to the Vatican City, and it is the Holy See that establishes treaties and concordats with other sovereign entities. When necessary, the Holy See will enter a treaty on behalf of the Vatican City.
Under the terms of the Lateran Treaty, the Holy See has extraterritorial authority over various sites in Rome and two Italian sites outside of Rome, including the Pontifical Palace at Castel Gandolfo. The same authority is extended under international law over the Apostolic Nunciature of the Holy See in a foreign country.
Military
Though, like various European powers, earlier popes recruited Swiss mercenaries as part of an army, the Pontifical Swiss Guard was founded by Pope Julius II on 22 January 1506 as the personal bodyguards of the pope and continues to fulfill that function. It is listed in the Annuario Pontificio under "Holy See", not under "State of Vatican City". At the end of 2005, the Guard had 134 members. Recruitment is arranged by a special agreement between the Holy See and Switzerland. All recruits must be Catholic, unmarried males with Swiss citizenship who have completed basic training with the Swiss Armed Forces with certificates of good conduct, be between the ages of 19 and 30, and be at least 175 cm (5 ft 9 in) in height. Members are armed with small arms and the traditional halberd (also called the Swiss voulge), and trained in bodyguarding tactics.
The police force within Vatican City, known as the Corps of Gendarmerie of Vatican City, belongs to the city state, not to the Holy See.
The Holy See signed the UN treaty on the Prohibition of Nuclear Weapons, a binding agreement for negotiations for the total elimination of nuclear weapons.
Coat of arms
The main difference between the two coats of arms is that the arms of the Holy See have the gold key in bend and the silver key in bend sinister (as in the sede vacante coat of arms and in the external ornaments of the papal coats of arms of individual popes), while the reversed arrangement of the keys was chosen for the arms of the newly founded Vatican City State in 1929.
See also
See of Constantinople
Global organisation of the Catholic Church
Index of Vatican City-related articles
Patriarchate
Petitions to the Holy See
Pontifical academy
Sovereign Military Order of Malta
Notes
References
Further reading
External links
The Holy See
The Holy See News Portal (News.va)
Primacy of the Apostolic See
CIA World Factbook on Holy See
Between Venus and Mars, the Church of Rome Chooses Both—The Holy See's geopolitics analyzed in the light of the dominant doctrines
The Holy See in the course of time, from an Orthodox perspective
Inside the Vatican Documentary on National Geographic YouTube channel |
13394 | https://en.wikipedia.org/wiki/Honduras | Honduras | Honduras, officially the Republic of Honduras, is a country in Central America. The republic of Honduras is bordered to the west by Guatemala, to the southwest by El Salvador, to the southeast by Nicaragua, to the south by the Pacific Ocean at the Gulf of Fonseca, and to the north by the Gulf of Honduras, a large inlet of the Caribbean Sea. Its capital and largest city is Tegucigalpa.
Honduras was home to several important Mesoamerican cultures, most notably the Maya, before the Spanish Colonization in the sixteenth century. The Spanish introduced Roman Catholicism and the now predominant Spanish language, along with numerous customs that have blended with the indigenous culture. Honduras became independent in 1821 and has since been a republic, although it has consistently endured much social strife and political instability, and remains one of the poorest countries in the Western Hemisphere. In 1960, the northern part of what was the Mosquito Coast was transferred from Nicaragua to Honduras by the International Court of Justice.
The nation's economy is primarily agricultural, making it especially vulnerable to natural disasters such as Hurricane Mitch in 1998. The lower class is primarily agriculturally based while wealth is concentrated in the country's urban centers. Honduras has a Human Development Index of 0.625, classifying it as a nation with medium development. When adjusted for income inequality, its Inequality-adjusted Human Development Index is 0.443.
Honduran society is predominantly Mestizo; however, American Indian, black and white individuals also live in Honduras (2017). The nation had a relatively high political stability until its 2009 coup and again with the 2017 presidential election.
Honduras spans about and has a population exceeding million. Its northern portions are part of the western Caribbean zone, as reflected in the area's demographics and culture. Honduras is known for its rich natural resources, including minerals, coffee, tropical fruit, and sugar cane, as well as for its growing textiles industry, which serves the international market.
Etymology
The literal meaning of the term "Honduras" is "depths" in Spanish. The name could either refer to the bay of Trujillo as an anchorage, fondura in the Leonese dialect of Spain, or to Columbus's alleged quote that "Gracias a Dios que hemos salido de esas honduras" ("Thank God we have departed from those depths").
It was not until the end of the 16th century that Honduras was used for the whole province. Prior to 1580, Honduras referred to only the eastern part of the province, and Higueras referred to the western part. Another early name is Guaymuras, revived as the name for the political dialogue in 2009 that took place in Honduras as opposed to Costa Rica.
History
Pre-colonial period
In the pre-Columbian era, modern Honduras was split between two pan-cultural regions: Mesoamerica in the west and the Isthmo-Colombian area in the east. Each complex had a "core area" within Honduras (the Sula Valley for Mesoamerica, and La Mosquitia for the Isthmo-Colombian area), and the intervening area was one of gradual transition. However, these concepts had no meaning in the Pre-Columbian era itself and represent extremely diverse areas. The Lenca people of the interior highlands are also generally considered to be culturally Mesoamerican, though the extent of linkage with other areas varied over time (for example, expanding during the zenith of the Toltec Empire).
In the extreme west, Maya civilization flourished for hundreds of years. The dominant, best known, and best studied state within Honduras's borders was in Copán, which was located in a mainly non-Maya area, or on the frontier between Maya and non-Maya areas. Copán declined with other Lowland centres during the conflagrations of the Terminal Classic in the 9th century. The Maya of this civilization survive in western Honduras as the Ch'orti', isolated from their Choltian linguistic peers to the west.
However, Copán represents only a fraction of Honduran pre-Columbian history. Remnants of other civilizations are found throughout the country. Archaeologists have studied sites such as and La Sierra in the Naco Valley, Los Naranjos on Lake Yojoa, Yarumela in the Comayagua Valley, La Ceiba and Salitron Viejo (both now under the Cajón Dam reservoir), Selin Farm and Cuyamel in the Aguan valley, Cerro Palenque, Travesia, Curruste, Ticamaya, Despoloncal, and Playa de los Muertos in the lower Ulúa River valley, and many others.
In 2012, LiDAR scanning revealed that several previously unknown high density settlements existed in La Mosquitia, corresponding to the legend of "La Ciudad Blanca". Excavation and study has since improved knowledge of the region's history. It is estimated that these settlements reached their zenith from 500 to 1000 AD.
Spanish conquest (1524–1539)
On his fourth and the final voyage to the New World in 1502, Christopher Columbus landed near the modern town of Trujillo, near Guaimoreto Lagoon, becoming the first European to visit the Bay Islands on the coast of Honduras. On 30 July 1502, Columbus sent his brother Bartholomew to explore the islands and Bartholomew encountered a Mayan trading vessel from Yucatán, carrying well-dressed Maya and a rich cargo. Bartholomew's men stole the cargo they wanted and kidnapped the ship's elderly captain to serve as an interpreter in the first recorded encounter between the Spanish and the Maya.
In March 1524, Gil González Dávila became the first Spaniard to enter Honduras as a conquistador. followed by Hernán Cortés, who had brought forces down from Mexico. Much of the conquest took place in the following two decades, first by groups loyal to Cristóbal de Olid, and then by those loyal to Francisco de Montejo but most particularly by those following Alvarado. In addition to Spanish resources, the conquerors relied heavily on armed forces from Mexico—Tlaxcalans and Mexica armies of thousands who remained garrisoned in the region.
Resistance to conquest was led in particular by Lempira. Many regions in the north of Honduras never fell to the Spanish, notably the Miskito Kingdom. After the Spanish conquest, Honduras became part of Spain's vast empire in the New World within the Kingdom of Guatemala. Trujillo and Gracias were the first city-capitals. The Spanish ruled the region for approximately three centuries.
Spanish Honduras (1524–1821)
Honduras was organized as a province of the Kingdom of Guatemala and the capital was fixed, first at Trujillo on the Atlantic coast, and later at Comayagua, and finally at Tegucigalpa in the central part of the country.
Silver mining was a key factor in the Spanish conquest and settlement of Honduras. Initially the mines were worked by local people through the encomienda system, but as disease and resistance made this option less available, slaves from other parts of Central America were brought in. When local slave trading stopped at the end of the sixteenth century, African slaves, mostly from Angola, were imported. After about 1650, very few slaves or other outside workers arrived in Honduras.
Although the Spanish conquered the southern or Pacific portion of Honduras fairly quickly, they were less successful on the northern, or Atlantic side. They managed to found a few towns along the coast, at Puerto Caballos and Trujillo in particular, but failed to conquer the eastern portion of the region and many pockets of independent indigenous people as well. The Miskito Kingdom in the northeast was particularly effective at resisting conquest. The Miskito Kingdom found support from northern European privateers, pirates and especially the British formerly English colony of Jamaica, which placed much of the area under its protection after 1740.
Independence (1821)
Honduras gained independence from Spain in 1821 and was a part of the First Mexican Empire until 1823, when it became part of the United Provinces of Central America. It has been an independent republic and has held regular elections since 1838. In the 1840s and 1850s Honduras participated in several failed attempts at Central American unity, such as the Confederation of Central America (1842–1845), the covenant of Guatemala (1842), the Diet of Sonsonate (1846), the Diet of Nacaome (1847) and National Representation in Central America (1849–1852). Although Honduras eventually adopted the name Republic of Honduras, the unionist ideal never waned, and Honduras was one of the Central American countries that pushed the hardest for a policy of regional unity.
Policies favoring international trade and investment began in the 1870s, and soon foreign interests became involved, first in shipping from the north coast, especially tropical fruit and most notably bananas, and then in building railroads. In 1888, a projected railroad line from the Caribbean coast to the capital, Tegucigalpa, ran out of money when it reached San Pedro Sula. As a result, San Pedro grew into the nation's primary industrial center and second-largest city. Comayagua was the capital of Honduras until 1880, when the capital moved to Tegucigalpa.
Since independence, nearly 300 small internal rebellions and civil wars have occurred in the country, including some changes of régime.
20th century and the role of American companies
In the late nineteenth century, Honduras granted land and substantial exemptions to several US-based fruit and infrastructure companies in return for developing the country's northern regions. Thousands of workers came to the north coast as a result to work in banana plantations and other businesses that grew up around the export industry. Banana-exporting companies, dominated until 1930 by the Cuyamel Fruit Company, as well as the United Fruit Company, and Standard Fruit Company, built an enclave economy in northern Honduras, controlling infrastructure and creating self-sufficient, tax-exempt sectors that contributed relatively little to economic growth. American troops landed in Honduras in 1903, 1907, 1911, 1912, 1919, 1924 and 1925.
In 1904, the writer O. Henry coined the term "banana republic" to describe Honduras, publishing a book called Cabbages and Kings, about a fictional country, Anchuria, inspired by his experiences in Honduras, where he had lived for six months. In The Admiral, O.Henry refers to the nation as a "small maritime banana republic"; naturally, the fruit was the entire basis of its economy. According to a literary analyst writing for The Economist, "his phrase neatly conjures up the image of a tropical, agrarian country. But its real meaning is sharper: it refers to the fruit companies from the United States that came to exert extraordinary influence over the politics of Honduras and its neighbors." In addition to drawing Central American workers north, the fruit companies encouraged immigration of workers from the English-speaking Caribbean, notably Jamaica and Belize, which introduced an African-descended, English-speaking and largely Protestant population into the country, although many of these workers left following changes to immigration law in 1939.
Honduras joined the Allied Nations after Pearl Harbor, on 8 December 1941, and signed the Declaration by United Nations on 1 January 1942, along with twenty-five other governments.
Constitutional crises in the 1940s led to reforms in the 1950s. One reform gave workers permission to organize, and a 1954 general strike paralyzed the northern part of the country for more than two months, but led to reforms. In 1963 a military coup unseated democratically elected President Ramón Villeda Morales. In 1960, the northern part of what was the Mosquito Coast was transferred from Nicaragua to Honduras by the International Court of Justice.
War and upheaval (1969–1999)
In 1969, Honduras and El Salvador fought what became known as the Football War. Border tensions led to acrimony between the two countries after Oswaldo López Arellano, the president of Honduras, blamed the deteriorating Honduran economy on immigrants from El Salvador. The relationship reached a low when El Salvador met Honduras for a three-round football elimination match preliminary to the World Cup.
Tensions escalated and on 14 July 1969, the Salvadoran army invaded Honduras. The Organization of American States (OAS) negotiated a cease-fire which took effect on 20 July and brought about a withdrawal of Salvadoran troops in early August. Contributing factors to the conflict were a boundary dispute and the presence of thousands of Salvadorans living in Honduras illegally. After the week-long war, as many as 130,000 Salvadoran immigrants were expelled.
Hurricane Fifi caused severe damage when it skimmed the northern coast of Honduras on 18 and 19 September 1974. Melgar Castro (1975–78) and Paz Garcia (1978–82) largely built the current physical infrastructure and telecommunications system of Honduras.
In 1979, the country returned to civilian rule. A constituent assembly was popularly elected in April 1980 to write a new constitution, and general elections were held in November 1981. The constitution was approved in 1982 and the PLH government of Roberto Suazo won the election with a promise to carry out an ambitious program of economic and social development to tackle the recession in which Honduras found itself. He launched ambitious social and economic development projects sponsored by American development aid. Honduras became host to the largest Peace Corps mission in the world, and nongovernmental and international voluntary agencies proliferated. The Peace Corps withdrew its volunteers in 2012, citing safety concerns.
During the early 1980s, the United States established a continuing military presence in Honduras to support El Salvador, the Contra guerrillas fighting the Nicaraguan government, and also develop an airstrip and modern port in Honduras. Though spared the bloody civil wars wracking its neighbors, the Honduran army quietly waged campaigns against Marxist–Leninist militias such as the Cinchoneros Popular Liberation Movement, notorious for kidnappings and bombings, and against many non-militants as well. The operation included a CIA-backed campaign of extrajudicial killings by government-backed units, most notably Battalion 316.
In 1998, Hurricane Mitch caused massive and widespread destruction. Honduran President Carlos Roberto Flores said that fifty years of progress in the country had been reversed. Mitch destroyed about 70% of the country's crops and an estimated 70–80% of the transportation infrastructure, including nearly all bridges and secondary roads. Across Honduras 33,000 houses were destroyed, and an additional 50,000 damaged. Some 5,000 people killed, and 12,000 more injured. Total losses were estimated at US$3 billion.
21st century
In 2007, President of Honduras Manuel Zelaya and President of the United States George W. Bush began talks on US assistance to Honduras to tackle the latter's growing drug cartels in Mosquito, Eastern Honduras using US Special Forces. This marked the beginning of a new foothold for the US Military's continued presence in Central America.
Under Zelaya, Honduras joined ALBA in 2008, but withdrew in 2010 after the 2009 Honduran coup d'état. In 2009, a constitutional crisis resulted when power was transferred in a coup from the president to the head of Congress. The OAS suspended Honduras because it did not regard its government as legitimate.
Countries around the world, the OAS, and the United Nations formally and unanimously condemned the action as a coup d'état, refusing to recognize the de facto government, even though the lawyers consulted by the Library of Congress submitted to the United States Congress an opinion that declared the coup legal. The Honduran Supreme Court also ruled that the proceedings had been legal. The government that followed the de facto government established a truth and reconciliation commission, Comisión de la Verdad y Reconciliación, which after more than a year of research and debate concluded that the ousting had been a coup d'état, and illegal in the commission's opinion.
On 28 November 2021, the former first lady Xiomara Castro, leftist presidential candidate of opposition Liberty and Refoundation Party, won 53% of the votes in the presidential election to become the first female president of Honduras, meaning the end to the 12-year reign of the right-wing National Party. She was sworn in on 27 January 2022. Her husband, Manuel Zelaya, held the same office from 2006 until 2009.
Geography
The north coast of Honduras borders the Caribbean Sea and the Pacific Ocean lies south through the Gulf of Fonseca. Honduras consists mainly of mountains, with narrow plains along the coasts. A large undeveloped lowland jungle, La Mosquitia lies in the northeast, and the heavily populated lowland Sula valley in the northwest. In La Mosquitia lies the UNESCO world-heritage site Río Plátano Biosphere Reserve, with the Coco River which divides Honduras from Nicaragua.
The Islas de la Bahía and the Swan Islands are off the north coast. Misteriosa Bank and Rosario Bank, north of the Swan Islands, fall within the Exclusive Economic Zone (EEZ) of Honduras.
Natural resources include timber, gold, silver, copper, lead, zinc, iron ore, antimony, coal, fish, shrimp, and hydropower.
Climate
The climate varies from tropical in the lowlands to temperate in the mountains. The central and southern regions are relatively hotter and less humid than the northern coast.
Flora and Fauna
The region is considered a biodiversity hotspot because of the many plant and animal species found there. Like other countries in the region, it contains vast biological resources. Honduras hosts more than 6,000 species of vascular plants, of which 630 (described so far) are orchids; around 250 reptiles and amphibians, more than 700 bird species, and 110 mammalian species, of which half are bats.
In the northeastern region of La Mosquitia lies the Río Plátano Biosphere Reserve, a lowland rainforest which is home to a great diversity of life. The reserve was added to the UNESCO World Heritage Sites List in 1982.
Honduras has rain forests, cloud forests (which can rise up to nearly above sea level), mangroves, savannas and mountain ranges with pine and oak trees, and the Mesoamerican Barrier Reef System. In the Bay Islands there are bottlenose dolphins, manta rays, parrot fish, schools of blue tang and whale shark.
Deforestation resulting from logging is rampant in Olancho Department. The clearing of land for agriculture is prevalent in the largely undeveloped La Mosquitia region, causing land degradation and soil erosion. Honduras had a 2019 Forest Landscape Integrity Index mean score of 4.48/10, ranking it 126th globally out of 172 countries.
Lake Yojoa, which is Honduras's largest source of fresh water, is polluted by heavy metals produced from mining activities. Some rivers and streams are also polluted by mining.
Government and politics
Honduras is governed within a framework of a presidential representative democratic republic. The President of Honduras is both head of state and head of government. Executive power is exercised by the Honduran government. Legislative power is vested in the National Congress of Honduras. The judiciary is independent of both the executive branch and the legislature.
The National Congress of Honduras (Congreso Nacional) has 128 members (diputados), elected for a four-year term by proportional representation. Congressional seats are assigned the parties' candidates on a departmental basis in proportion to the number of votes each party receives.
Political culture
In 1963, a military coup removed the democratically elected president, Ramón Villeda Morales. A string of authoritarian military governments held power uninterrupted until 1981, when Roberto Suazo Córdova was elected president.
The party system was dominated by the conservative National Party of Honduras (Partido Nacional de Honduras: PNH) and the liberal Liberal Party of Honduras (Partido Liberal de Honduras: PLH) until the 2009 Honduran coup d'état removed Manuel Zelaya from office and put Roberto Micheletti in his place.
In late 2012, 1540 persons were interviewed by ERIC in collaboration with the Jesuit university, as reported by Associated Press. This survey found that 60.3% believed the police were involved in crime, 44.9% had "no confidence" in the Supreme Court, and 72% thought there was electoral fraud in the primary elections of November 2012. Also, 56% expected the presidential, legislative and municipal elections of 2013 to be fraudulent.
Former Honduran president Juan Orlando Hernández took office on 27 January 2014. After managing to stand for a second term, a very close election in 2017 left uncertainty as to whether Hernandez or his main challenger, television personality Salvador Nasralla, had prevailed. The disputed election caused protests and violence. In December 2017, Hernández was declared the winner of the election after a partial recount. In January 2018, Hernández was sworn in for a second term. He was succeeded by Xiomara Castro, the leader of the left-wing Libre Party, and wife of Manuel Zelaya, on 27 January 2022, becoming the first woman to serve as president.
Foreign relations
Honduras and Nicaragua had tense relations throughout 2000 and early 2001 due to a boundary dispute off the Atlantic coast. Nicaragua imposed a 35% tariff against Honduran goods due to the dispute.
In June 2009 a coup d'état ousted President Manuel Zelaya; he was taken in a military aircraft to Costa Rica. The General Assembly of the United Nations voted to denounce the coup and called for the restoration of Zelaya. Several Latin American nations, including Mexico, temporarily severed diplomatic relations with Honduras. In July 2010, full diplomatic relations were once again re-established with Mexico. The United States sent out mixed messages after the coup; Obama called the ouster a coup and expressed support for Zelaya's return to power. US Secretary of State Hillary Clinton, advised by John Negroponte, the former Reagan-era Ambassador to Honduras implicated in the Iran–Contra affair, refrained from expressing support. She has since explained that the US would have had to cut aid if it called Zelaya's ouster a military coup, although the US has a record of ignoring these events when it chooses. Zelaya had expressed an interest in Hugo Chávez' Bolivarian Alliance for Peoples of our America (ALBA), and had actually joined in 2008. After the 2009 coup, Honduras withdrew its membership.
This interest in regional agreements may have increased the alarm of establishment politicians. When Zelaya began calling for a "fourth ballot box" to determine whether Hondurans wished to convoke a special constitutional congress, this sounded a lot to some like the constitutional amendments that had extended the terms of both Hugo Chávez and Evo Morales. "Chávez has served as a role model for like-minded leaders intent on cementing their power. These presidents are barely in office when they typically convene a constitutional convention to guarantee their reelection," said a 2009 Spiegel International analysis, which noted that one reason to join ALBA was discounted Venezuelan oil. In addition to Chávez and Morales, Carlos Menem of Argentina, Fernando Henrique Cardoso of Brazil and Columbian President Álvaro Uribe had all taken this step, and Washington and the EU were both accusing the Sandinista National Liberation Front government in Nicaragua of tampering with election results. Politicians of all stripes expressed opposition to Zelaya's referendum proposal, and the Attorney-General accused him of violating the constitution. The Honduran Supreme Court agreed, saying that the constitution had put the Supreme Electoral Tribunal in charge of elections and referenda, not the National Statistics Institute, which Zelaya had proposed to have run the count. Whether or not Zelaya's removal from power had constitutional elements, the Honduran constitution explicitly protects all Hondurans from forced expulsion from Honduras.
The United States maintains a small military presence at one Honduran base. The two countries conduct joint peacekeeping, counter-narcotics, humanitarian, disaster relief, humanitarian, medical and civic action exercises. U.S. troops conduct and provide logistics support for a variety of bilateral and multilateral exercises. The United States is Honduras's chief trading partner.
Military
Honduras has a military with the Honduran Army, Honduran Navy and Honduran Air Force.
In 2017, Honduras signed the UN treaty on the Prohibition of Nuclear Weapons.
Administrative divisions
Honduras is divided into 18 departments. The capital city is Tegucigalpa in the Central District within the department of Francisco Morazán.
Atlántida
Choluteca
Colón
Comayagua
Copán
Cortés
El Paraíso
Francisco Morazán
Gracias a Dios
Intibucá
Bay Islands Department
La Paz
Lempira
Ocotepeque
Olancho Department
Santa Bárbara
Valle
Yoro
A new administrative division called ZEDE (Zonas de empleo y desarrollo económico) was created in 2013. ZEDEs have a high level of autonomy with their own political system at a judicial, economic and administrative level, and are based on free market capitalism.
Economy
Poverty
The World Bank categorizes Honduras as a low middle-income nation. The nation's per capita income sits at around 600 US dollars making it one of the lowest in North America.
In 2010, 50% of the population were living below the poverty line. By 2016 more than 66% were living below the poverty line.
Economic growth in the last few years has averaged 7% a year, one of the highest rates in Latin America (2010). Despite this, Honduras has seen the least development amongst all Central American countries. Honduras is ranked 130 of 188 countries with a Human Development Index of .625 that classifies the nation as having medium development (2015). The three factors that go into Honduras's HDI (an extended and healthy life, accessibility of knowledge and standard of living) have all improved since 1990 but still remain relatively low with life expectancy at birth being 73.3, expected years of schooling being 11.2 (mean of 6.2 years) and GNI per capita being $4,466 (2015). The HDI for Latin America and the Caribbean overall is 0.751 with life expectancy at birth being 68.6, expected years of schooling being 11.5 (mean of 6.6) and GNI per capita being $6,281 (2015).
The 2009 Honduran coup d'état led to a variety of economic trends in the nation. Overall growth has slowed, averaging 5.7 percent from 2006 to 2008 but slowing to 3.5 percent annually between 2010 and 2013. Following the coup trends of decreasing poverty and extreme poverty were reversed. The nation saw a poverty increase of 13.2 percent and in extreme poverty of 26.3 percent in just 3 years. Furthermore, unemployment grew between 2008 and 2012 from 6.8 percent to 14.1 percent.
Because much of the Honduran economy is based on small scale agriculture of only a few exports, natural disasters have a particularly devastating impact. Natural disasters, such as 1998 Hurricane Mitch, have contributed to this inequality as they particularly affect poor rural areas. Additionally, they are a large contributor to food insecurity in the country as farmers are left unable to provide for their families. A study done by Honduras NGO, World Neighbors, determined the terms "increased workload, decreased basic grains, expensive food, and fear" were most associated with Hurricane Mitch.
The rural and urban poor were hit hardest by Hurricane Mitch. Those in southern and western regions specifically were considered most vulnerable as they both were subject to environmental destruction and home to many subsistence farmers. Due to disasters such as Hurricane Mitch, the agricultural economic sector has declined a third in the past twenty years. This is mostly due to a decline in exports, such as bananas and coffee, that were affected by factors such as natural disasters. Indigenous communities along the Patuca River were hit extremely hard as well. The mid-Pataca region was almost completely destroyed. Over 80% of rice harvest and all of banana, plantain, and manioc harvests were lost. Relief and reconstruction efforts following the storm were partial and incomplete, reinforcing existing levels of poverty rather than reversing those levels, especially for indigenous communities. The period between the end of food donations and the following harvest led to extreme hunger, causing deaths amongst the Tawahka population. Those that were considered the most "land-rich" lost 36% of their total land on average. Those that were the most "land-poor", lost less total land but a greater share of their overall total. This meant that those hit hardest were single women as they constitute the majority of this population.
Poverty reduction strategies
Since the 1970s when Honduras was designated a "food priority country" by the UN, organizations such as The World Food Program (WFP) have worked to decrease malnutrition and food insecurity. A large majority of Honduran farmers live in extreme poverty, or below 180 US dollars per capita. Currently one fourth of children are affected by chronic malnutrition. WFP is currently working with the Honduran government on a School Feeding Program which provides meals for 21,000 Honduran schools, reaching 1.4 million school children. WFP also participates in disaster relief through reparations and emergency response in order to aid in quick recovery that tackles the effects of natural disasters on agricultural production.
Honduras's Poverty Reduction Strategy was implemented in 1999 and aimed to cut extreme poverty in half by 2015. While spending on poverty-reduction aid increased there was only a 2.5% increase in GDP between 1999 and 2002. This improvement left Honduras still below that of countries that lacked aid through Poverty Reduction Strategy behind those without it. The World Bank believes that this inefficiency stems from a lack of focus on infrastructure and rural development. Extreme poverty saw a low of 36.2 percent only two years after the implementation of the strategy but then increased to 66.5 percent by 2012.
Poverty Reduction Strategies were also intended to affect social policy through increased investment in education and health sectors. This was expected to lift poor communities out of poverty while also increasing the workforce as a means of stimulating the Honduran economy. Conditional cash transfers were used to do this by the Family Assistance Program. This program was restructured in 1998 in an attempt to increase effectiveness of cash transfers for health and education specifically for those in extreme poverty. Overall spending within Poverty Reduction Strategies have been focused on education and health sectors increasing social spending from 44% of Honduras's GDP in 2000 to 51% in 2004.
Critics of aid from International Finance Institutions believe that the World Bank's Poverty Reduction Strategy result in little substantive change to Honduran policy. Poverty Reduction Strategies also excluded clear priorities, specific intervention strategy, strong commitment to the strategy and more effective macro-level economic reforms according to Jose Cuesta of Cambridge University. Due to this he believes that the strategy did not provide a pathway for economic development that could lift Honduras out of poverty resulting in neither lasting economic growth of poverty reduction.
Prior to its 2009 coup Honduras widely expanded social spending and an extreme increase in minimum wage. Efforts to decrease inequality were swiftly reversed following the coup. When Zelaya was removed from office social spending as a percent of GDP decreased from 13.3 percent in 2009 to 10.9 recent in 2012. This decrease in social spending exacerbated the effects of the recession, which the nation was previously relatively well equipped to deal with.
Economic inequality
Levels of income inequality in Honduras are higher than in any other Latin American country. Unlike other Latin American countries, inequality steadily increased in Honduras between 1991 and 2005. Between 2006 and 2010 inequality saw a decrease but increased again in 2010.
When Honduras's Human Development Index is adjusted for inequality (known as the IHDI) Honduras's development index is reduced to .443. The levels of inequality in each aspect of development can also be assessed. In 2015 inequality of life expectancy at birth was 19.6%, inequality in education was 24.4% and inequality in income was 41.5% The overall loss in human development due to inequality was 29.2.
The IHDI for Latin America and the Caribbean overall is 0.575 with an overall loss of 23.4%. In 2015 for the entire region, inequality of life expectancy at birth was 22.9%, inequality in education was 14.0% and inequality in income was 34.9%. While Honduras has a higher life expectancy than other countries in the region (before and after inequality adjustments), its quality of education and economic standard of living are lower. Income inequality and education inequality have a large impact on the overall development of the nation.
Inequality also exists between rural and urban areas as it relates to the distribution of resources. Poverty is concentrated in southern, eastern, and western regions where rural and indigenous peoples live. North and central Honduras are home to the country's industries and infrastructure, resulting in low levels of poverty. Poverty is concentrated in rural Honduras, a pattern that is reflected throughout Latin America. The effects of poverty on rural communities are vast. Poor communities typically live in adobe homes, lack material resources, have limited access to medical resources, and live off of basics such as rice, maize and beans.
The lower class predominantly consists of rural subsistence farmers and landless peasants. Since 1965 there has been an increase in the number of landless peasants in Honduras which has led to a growing class of urban poor individuals. These individuals often migrate to urban centers in search of work in the service sector, manufacturing, or construction. Demographers believe that without social and economic reform, rural to urban migration will increase, resulting in the expansion of urban centers. Within the lower class, underemployment is a major issue. Individuals that are underemployed often only work as part-time laborers on seasonal farms meaning their annual income remains low. In the 1980s peasant organizations and labor unions such as the National Federation of Honduran Peasants, The National Association of Honduran Peasants and the National Union of Peasants formed.
It is not uncommon for rural individuals to voluntarily enlist in the military, however this often does not offer stable or promising career opportunities. The majority of high-ranking officials in the Honduran army are recruited from elite military academies. Additionally, the majority of enlistment in the military is forced. Forced recruitment largely relies on an alliance between the Honduran government, military and upper class Honduran society. In urban areas males are often sought out from secondary schools while in rural areas roadblocks aided the military in handpicking recruits. Higher socio-economic status enables individuals to more easily evade the draft.
Middle class Honduras is a small group defined by relatively low membership and income levels. Movement from lower to middle class is typically facilitated by higher education. Professionals, students, farmers, merchants, business employees, and civil servants are all considered a part of the Honduran middle class. Opportunities for employment and the industrial and commercial sectors are slow-growing, limiting middle class membership.
The Honduran upper class has much higher income levels than the rest of the Honduran population reflecting large amounts of income inequality. Much of the upper class affords their success to the growth of cotton and livestock exports post-World War II. The wealthy are not politically unified and differ in political and economic views.
Trade
The currency is the Honduran lempira.
The government operates both the electrical grid, Empresa Nacional de Energía Eléctrica (ENEE) and the land-line telephone service, Hondutel. ENEE receives heavy subsidies to counter its chronic financial problems, but Hondutel is no longer a monopoly. The telecommunication sector was opened to private investment on 25 December 2005, as required under CAFTA. The price of petroleum is regulated, and the Congress often ratifies temporary price regulation for basic commodities.
Gold, silver, lead and zinc are mined.
In 2005 Honduras signed CAFTA, a free trade agreement with the United States. In December 2005, Puerto Cortés, the primary seaport of Honduras, was included in the U.S. Container Security Initiative.
In 2006 the U.S. Department of Homeland Security and the Department of Energy announced the first phase of the Secure Freight Initiative (SFI), which built upon existing port security measures. SFI gave the U.S. government enhanced authority, allowing it to scan containers from overseas for nuclear and radiological materials in order to improve the risk assessment of individual US-bound containers. The initial phase of Secure Freight involved deploying of nuclear detection and other devices to six foreign ports:
Port Qasim in Pakistan;
Puerto Cortés in Honduras;
Southampton in the United Kingdom;
Port of Salalah in Oman;
Port of Singapore;
Gamman Terminal at Port Busan, Korea.
Containers in these ports have been scanned since 2007 for radiation and other risk factors before they are allowed to depart for the United States.
For economic development a 2012 memorandum of understanding with a group of international investors obtained Honduran government approval to build a zone (city) with its own laws, tax system, judiciary and police, but opponents brought a suit against it in the Supreme Court, calling it a "state within a state". In 2013, Honduras's Congress ratified Decree 120, which led to the establishment of ZEDEs. The government began construction of the first zones in June 2015.
Energy
About half of the electricity sector in Honduras is privately owned. The remaining generation capacity is run by ENEE (Empresa Nacional de Energía Eléctrica).
Key challenges in the sector are:
Financing investments in generation and transmission without either a financially healthy utility or concessionary funds from external donors
Re-balancing tariffs, cutting arrears and reducing losses, including electricity theft, without social unrest
Reconciling environmental concerns with government objectives – two large new dams and associated hydropower plants.
Improving access to electricity in rural areas.
Transportation
Infrastructure for transportation in Honduras consists of: of railways; of roadways; six ports; and 112 airports altogether (12 Paved, 100 unpaved). The Ministry of Public Works, Transport and Housing (SOPRTRAVI in Spanish acronym) is responsible for transport sector policy.
Crime
In recent years Honduras has experienced very high levels of violence and criminality. Homicide violence reached a peak in 2012 with an average of 20 homicides a day. Cities such as San Pedro Sula and the Tegucigalpa have registered homicide rates among the highest in the world. The violence is associated with drug trafficking as Honduras is often a transit point, and with a number of urban gangs, mainly the MS-13 and the 18th Street gang. But as recently as 2017, organizations such as InSight Crime's show figures of 42 per 100,000 inhabitants; a 26% drop from 2016 figures.
Violence in Honduras increased after Plan Colombia was implemented and after Mexican President Felipe Calderón declared the war against drug trafficking in Mexico. Along with neighboring El Salvador and Guatemala, Honduras forms part of the Northern Triangle of Central America, which has been characterized as one of the most violent regions in the world. As a result of crime and increasing murder rates, the flow of migrants from Honduras to the U.S. also went up. The rise in violence in the region has received international attention.
Demographics
Honduras had a population of in . The proportion of the population below the age of 15 in 2010 was 36.8%, 58.9% were between 15 and 65 years old, and 4.3% were 65 years old or older.
Since 1975, emigration from Honduras has accelerated as economic migrants and political refugees sought a better life elsewhere. A majority of expatriate Hondurans live in the United States. A 2012 US State Department estimate suggested that between 800,000 and one million Hondurans lived in the United States at that time, nearly 15% of the Honduran population. The large uncertainty about numbers is because numerous Hondurans live in the United States without a visa. In the 2010 census in the United States, 617,392 residents identified as Hondurans, up from 217,569 in 2000.
Race and ethnicity
The ethnic breakdown of Honduran society was 90% Mestizo, 7% American Indian, 2% Black and 1% White (2017). The 1927 Honduran census provides no racial data but in 1930 five classifications were created: white, Indian, Negro, yellow, and mestizo. This system was used in the 1935 and 1940 census. Mestizo was used to describe individuals that did not fit neatly into the categories of white, American Indian, negro or yellow or who are of mixed white-American Indian descent.
John Gillin considers Honduras to be one of thirteen "Mestizo countries" (Mexico, Guatemala, El Salvador, Nicaragua, Panama, Colombia, Venezuela, Cuba, Ecuador, Peru, Bolivia, Paraguay). He claims that in much as Spanish America little attention is paid to race and race mixture resulting in social status having little reliance on one's physical features. However, in "Mestizo countries" such as Honduras, this is not the case. Social stratification from Spain was able to develop in these countries through colonization.
During colonization the majority of Honduras's indigenous population died of diseases like smallpox and measles resulting in a more homogenous indigenous population compared to other colonies. Nine indigenous and African American groups are recognized by the government in Honduras. The majority of Amerindians in Honduras are Lenca, followed by the Miskito, Cho'rti', Tolupan, Pech and Sumo. Around 50,000 Lenca individuals live in the west and western interior of Honduras while the other small native groups are located throughout the country.
The majority of blacks in Honduran are culturally ladino, meaning they are culturally Latino. Non-ladino groups in Honduras include the Black Carib, Miskito, Arab immigrants and the black population of the Islas de la Bahía The Black Carib population descended from freed slaves from Saint Vincent. The Miskito population (about 10,000 individuals) are the descendants of African and British immigrants and are extremely racially diverse. While the Black Carib and Miskito populations have similar origins, Black Caribs are considered black while Miskitos are considered indigenous. This is largely a reflection of cultural differences, as Black Caribs have retained much of their original African culture. The majority of Arab Hondurans are of Palestinian and Lebanese descent. They are known as "turcos" in Honduras because of migration during the rule of the Ottoman Empire. They have maintained cultural distinctiveness and prospered economically.
Gender
The male to female ratio of the Honduran population is 1.01. This ratio stands at 1.05 at birth, 1.04 from 15 to 24 years old, 1.02 from 25 to 54 years old, .88 from 55 to 64 years old, and .77 for those 65 years or older.
The Gender Development Index (GDI) was .942 in 2015 with an HDI of .600 for females and .637 for males. Life expectancy at birth for males is 70.9 and 75.9 for females. Expected years of schooling in Honduras is 10.9 years for males (mean of 6.1) and 11.6 for females (mean of 6.2). These measures do not reveal a large disparity between male and female development levels, however, GNI per capita is vastly different by gender. Males have a GNI per capita of $6,254 while that of females is only $2,680. Honduras's overall GDI is higher than that of other medium HDI nations (.871) but lower than the overall HDI for Latin America and the Caribbean (.981).
The United Nations Development Program (UNDP) ranks Honduras 116th for measures including women's political power, and female access to resources. The Gender Inequality Index (GII) depicts gender-based inequalities in Honduras according to reproductive health, empowerment, and economic activity. Honduras has a GII of .461 and ranked 101 of 159 countries in 2015. 25.8% of Honduras's parliament is female and 33.4% of adult females have a secondary education or higher while only 31.1% of adult males do. Despite this, while male participation in the labor market is 84.4, female participation is 47.2%. Honduras's maternal mortality ratio is 129 and the adolescent birth rate is 65.0 for women ages 15–19.
Familialism and machismo carry a lot of weight within Honduran society. Familialism refers to the idea of individual interests being second to that of the family, most often in relation to dating and marriage, abstinence, and parental approval and supervision of dating. Aggression and proof of masculinity through physical dominance are characteristic of machismo.
Honduras has historically functioned with a patriarchal system like many other Latin American countries. Honduran men claim responsibility for family decisions including reproductive health decisions. Recently Honduras has seen an increase in challenges to this notion as feminist movements and access to global media increases. There has been an increase in educational attainment, labor force participating, urban migration, late-age marriage, and contraceptive use amongst Honduran women.
Between 1971 and 2001 Honduran total fertility rate decreased from 7.4 births to 4.4 births. This is largely attributable to an increase in educational attainment and workforce participation by women, as well as more widespread use of contraceptives. In 1996 50% of women were using at least one type of contraceptive. By 2001 62% were largely due to female sterilization, birth control in the form of a pill, injectable birth control, and IUDs. A study done in 2001 of Honduran men and women reflect conceptualization of reproductive health and decision making in Honduras. 28% of men and 25% of women surveyed believed men were responsible for decisions regarding family size and family planning uses. 21% of men believed men were responsible for both.
Sexual violence against women has proven to be a large issue in Honduras that has caused many to migrate to the U.S. The prevalence of child sexual abuse was 7.8% in Honduras with the majority of reports being from children under the age of 11. Women that experienced sexual abuse as children were found to be twice as likely to be in violent relationships. Femicide is widespread in Honduras. In 2014, 40% of unaccompanied refugee minors were female. Gangs are largely responsible for sexual violence against women as they often use sexual violence. Between 2005 and 2013 according to the UN Special Repporteur on Violence Against Women, violent deaths increased 263.4 percent. Impunity for sexual violence and femicide crimes was 95 percent in 2014. Additionally, many girls are forced into human trafficking and prostitution.
Between 1995 and 1997 Honduras recognized domestic violence as both a public health issue and a punishable offense due to efforts by the Pan American Health Organization (PAHO). PAHO's subcommittee on Women, Health and Development was used as a guide to develop programs that aid in domestic violence prevention and victim assistance programs However, a study done in 2009 showed that while the policy requires health care providers to report cases of sexual violence, emergency contraception, and victim referral to legal institutions and support groups, very few other regulations exist within the realm of registry, examination and follow-up. Unlike other Central American countries such as El Salvador, Guatemala and Nicaragua, Honduras does not have detailed guidelines requiring service providers to be extensively trained and respect the rights of sexual violence victims. Since the study was done the UNFPA and the Health Secretariat of Honduras have worked to develop and implement improved guidelines for handling cases of sexual violence.
An educational program in Honduras known as Sistema de Aprendizaje Tutorial (SAT) has attempted to "undo gender" through focusing on gender equality in everyday interactions. Honduras's SAT program is one of the largest in the world, second only to Colombia's with 6,000 students. It is currently sponsored by Asociacion Bayan, a Honduran NGO, and the Honduran Ministry of Education. It functions by integrating gender into curriculum topics, linking gender to the ideas of justice and equality, encouraging reflection, dialogue and debate and emphasizing the need for individual and social change. This program was found to increase gender consciousness and a desire for gender equality amongst Honduran women through encouraging discourse surrounding existing gender inequality in the Honduran communities.
Languages
Spanish is the official, national language, spoken by virtually all Hondurans. In addition to Spanish, a number of indigenous languages are spoken in some small communities. Other languages spoken by some include Honduran sign language and Bay Islands Creole English.
The main indigenous languages are:
Garifuna (Arawakan) (almost 100,000 speakers in Honduras including monolinguals)
Mískito (Misumalpan) (29,000 speakers in Honduras)
Mayangna (Misumalpan) (less than 1000 speakers in Honduras, more in Nicaragua)
Pech/Paya, (Chibchan) (less than 1000 speakers)
Tol (Jicaquean) (less than 500 speakers)
Ch'orti' (Mayan) (less than 50 speakers)
The Lenca isolate lost all its fluent native speakers in the 20th century but is currently undergoing revival efforts among the members of the ethnic population of about 100,000. The largest immigrant languages are Arabic (42,000), Armenian (1,300), Turkish (900), Yue Chinese (1,000).
Largest cities
Religion
Although most Hondurans are nominally Roman Catholic (which would be considered the main religion), membership in the Roman Catholic Church is declining while membership in Protestant churches is increasing. The International Religious Freedom Report, 2008, notes that a CID Gallup poll reported that 51.4% of the population identified themselves as Catholic, 36.2% as evangelical Protestant, 1.3% claiming to be from other religions, including Muslims, Buddhists, Jews, Rastafarians, etc. and 11.1% do not belong to any religion or unresponsive. 8% reported as being either atheistic or agnostic. Customary Catholic church tallies and membership estimates 81% Catholic where the priest (in more than 185 parishes) is required to fill out a pastoral account of the parish each year.
The CIA Factbook lists Honduras as 97% Catholic and 3% Protestant. Commenting on statistical variations everywhere, John Green of Pew Forum on Religion and Public Life notes that: "It isn't that ... numbers are more right than [someone else's] numbers ... but how one conceptualizes the group." Often people attend one church without giving up their "home" church. Many who attend evangelical megachurches in the US, for example, attend more than one church. This shifting and fluidity is common in Brazil where two-fifths of those who were raised evangelical are no longer evangelical and Catholics seem to shift in and out of various churches, often while still remaining Catholic.
Most pollsters suggest an annual poll taken over a number of years would provide the best method of knowing religious demographics and variations in any single country. Still, in Honduras are thriving Anglican, Presbyterian, Methodist, Seventh-day Adventist, Lutheran, Latter-day Saint (Mormon) and Pentecostal churches. There are Protestant seminaries. The Catholic Church, still the only "church" that is recognized, is also thriving in the number of schools, hospitals, and pastoral institutions (including its own medical school) that it operates. Its archbishop, Óscar Andrés Rodriguez Maradiaga, is also very popular, both with the government, other churches, and in his own church. Practitioners of the Buddhist, Jewish, Islamic, Baháʼí, Rastafari and indigenous denominations and religions exist.
Health
See Health in Honduras
Education
About 83.6% of the population are literate and the net primary enrollment rate was 94% in 2004. In 2014, the primary school completion rate was 90.7%. Honduras has bilingual (Spanish and English) and even trilingual (Spanish with English, Arabic, or German) schools and numerous universities.
The higher education is governed by the National Autonomous University of Honduras which has centers in the most important cities of Honduras.
Crime
Crime in Honduras is rampant and criminals operate with a high degree of impunity. Honduras has one of the highest murder rates in the world. Official statistics from the Honduran Observatory on National Violence show Honduras's homicide rate was 60 per 100,000 in 2015 with the majority of homicide cases unprosecuted.
Highway assaults and carjackings at roadblocks or checkpoints set up by criminals with police uniforms and equipment occur frequently. Although reports of kidnappings of foreigners are not common, families of kidnapping victims often pay ransoms without reporting the crime to police out of fear of retribution, so kidnapping figures may be underreported.
Owing to measures taken by government and business in 2014 to improve tourist safety, Roatan and the Bay Islands have lower crime rates than the Honduran mainland.
In the less populated region of Gracias a Dios, narcotics-trafficking is rampant and police presence is scarce. Threats against U.S. citizens by drug traffickers and other criminal organizations have resulted in the U.S. Embassy placing restrictions on the travel of U.S. officials through the region.
Culture
Art
The most renowned Honduran painter is José Antonio Velásquez. Other important painters include Carlos Garay, and Roque Zelaya. Some of Honduras's most notable writers are Lucila Gamero de Medina, Froylán Turcios, Ramón Amaya Amador and Juan Pablo Suazo Euceda, Marco Antonio Rosa, Roberto Sosa, Eduardo Bähr, Amanda Castro, Javier Abril Espinoza, Teófilo Trejo, and Roberto Quesada.
The José Francisco Saybe theater in San Pedro Sula is home to the Círculo Teatral Sampedrano (Theatrical Circle of San Pedro Sula)
Honduras has experienced a boom from its film industry for the past two decades. Since the premiere of the movie "Anita la cazadora de insectos" in 2001, the level of Honduran productions has increased, many collaborating with countries such as Mexico, Colombia, and the U.S. The most well known Honduran films are "El Xendra", "Amor y Frijoles", and "Cafe con aroma a mi tierra".
Cuisine
Honduran cuisine is a fusion of indigenous Lenca cuisine, Spanish cuisine, Caribbean cuisine and African cuisine. There are also dishes from the Garifuna people. Coconut and coconut milk are featured in both sweet and savory dishes. Regional specialties include fried fish, tamales, carne asada and baleadas.
Other popular dishes include: meat roasted with chismol and carne asada, chicken with rice and corn, and fried fish with pickled onions and jalapeños. Some of the ways seafood and some meats are prepared in coastal areas and in the Bay Islands involve coconut milk.
The soups Hondurans enjoy include bean soup, mondongo soup (tripe soup), seafood soups and beef soups. Generally these soups are served mixed with plantains, yuca, and cabbage, and served with corn tortillas.
Other typical dishes are the montucas or corn tamales, stuffed tortillas, and tamales wrapped in plantain leaves. Honduran typical dishes also include an abundant selection of tropical fruits such as papaya, pineapple, plum, sapote, passion fruit and bananas which are prepared in many ways while they are still green.
Media
At least half of Honduran households have at least one television. Public television has a far smaller role than in most other countries. Honduras's main newspapers are La Prensa, El Heraldo, La Tribuna and Diario Tiempo. The official newspaper is .
Music
Punta is the main music of Honduras, with other sounds such as Caribbean salsa, merengue, reggae, and reggaeton all widely heard, especially in the north, and Mexican rancheras heard in the rural interior of the country. The most well known musicians are Guillermo Anderson and Polache. Banda Blanca is a widely known music group in both Honduras and internationally.
Celebrations
Some of Honduras's national holidays include Honduras Independence Day on 15 September and Children's Day or Día del Niño, which is celebrated in homes, schools and churches on 10 September; on this day, children receive presents and have parties similar to Christmas or birthday celebrations. Some neighborhoods have piñatas on the street. Other holidays are Easter, Maundy Thursday, Good Friday, Day of the Soldier (3 October to celebrate the birth of Francisco Morazán), Christmas, El Dia de Lempira on 20 July, and New Year's Eve.
Honduras Independence Day festivities start early in the morning with marching bands. Each band wears different colors and features cheerleaders. Fiesta Catracha takes place this same day: typical Honduran foods such as beans, tamales, baleadas, cassava with chicharrón, and tortillas are offered.
On Christmas Eve people reunite with their families and close friends to have dinner, then give out presents at midnight. In some cities fireworks are seen and heard at midnight. On New Year's Eve there is food and "cohetes", fireworks and festivities. Birthdays are also great events, and include piñatas filled with candies and surprises for the children.
La Ceiba Carnival is celebrated in La Ceiba, a city located in the north coast, in the second half of May to celebrate the day of the city's patron saint Saint Isidore. People from all over the world come for one week of festivities. Every night there is a little carnaval (carnavalito) in a neighborhood. On Saturday there is a big parade with floats and displays with people from many countries. This celebration is also accompanied by the Milk Fair, where many Hondurans come to show off their farm products and animals.
National symbols
The flag of Honduras is composed of three equal horizontal stripes. The blue upper and lower stripes represent the Pacific Ocean and the Caribbean Sea. The central stripe is white. It contains five blue stars representing the five states of the Central American Union. The middle star represents Honduras, located in the center of the Central American Union.
The coat of arms was established in 1945. It is an equilateral triangle, at the base is a volcano between three castles, over which is a rainbow and the sun shining. The triangle is placed on an area that symbolizes being bathed by both seas. Around all of this an oval containing in golden lettering: "Republic of Honduras, Free, Sovereign and Independent".
The "National Anthem of Honduras" is a result of a contest carried out in 1914 during the presidency of Manuel Bonilla. In the end, it was the poet Augusto Coello that ended up writing the anthem, with German-born Honduran composer Carlos Hartling writing the music. The anthem was officially adopted on 15 November 1915, during the presidency of . The anthem is composed of a choir and seven stroonduran.
The national flower is the famous orchid, Rhyncholaelia digbyana (formerly known as Brassavola digbyana), which replaced the rose in 1969. The change of the national flower was carried out during the administration of general Oswaldo López Arellano, thinking that Brassavola digbyana "is an indigenous plant of Honduras; having this flower exceptional characteristics of beauty, vigor and distinction", as the decree dictates it.
The national tree of Honduras was declared in 1928 to be simply "the Pine that appears symbolically in our Coat of Arms" (el Pino que figura simbólicamente en nuestro Escudo), even though pines comprise a genus and not a species, and even though legally there's no specification as for what kind of pine should appear in the coat of arms either. Because of its commonality in the country, the Pinus oocarpa species has become since then the species most strongly associated as the national tree, but legally it is not so. Another species associated as the national tree is the Pinus caribaea.
The national mammal is the white-tailed deer (Odocoileus virginianus), which was adopted as a measure to avoid excessive depredation. It is one of two species of deer that live in Honduras.
The national bird of Honduras is the scarlet macaw (Ara macao). This bird was much valued by the pre-Columbian civilizations of Honduras.
Folklore
Legends and fairy tales are paramount in Honduran culture. Lluvia de Peces (Rain of Fish) is an example of this. The legends of El Cadejo and La Llorona are also popular.
Sports
Football is the most popular sport in Honduras. Honduras's first international competition began in 1921 at the Independence Centenary Games featuring neighboring countries in Central America. The highest division of football is The Honduran National Professional Football League (Spanish: La Liga Nacional de Fútbol Profesional de Honduras), which was established in 1964. The league is recognized on a continental level, as C.D. Olimpia–the only Honduran club to win the competition–won the CONCACAF Champions League in 1972 and 1988. The Honduras national football team (Spanish: Selección de fútbol de Honduras) is considered one of the best nations in North America, as the country last won the CONCACAF Gold Cup in 1981 and placed third in 2013. On a global scale, Honduras has competed in the FIFA World Cup three times in 1982, 2010, and 2014, although Los Catrachos have yet to win a game.
Baseball is the second most popular sport in Honduras. Honduras's first international competition began in 1950 in the Baseball World Cup, which was the most prestigious global competition at the time. The country lacks a division in baseball, likely due to the absence of competition in international baseball since 1973. The Honduras national baseball team (Spanish: Selección de béisbol de Honduras) is shy of being a top ten nation in North and South America due to infrequent scheduling, although competition is consistent and growing at the youth level. Inspiration at the youth level came from Mauricio Dubón being the first born and raised Honduran to start in Major League Baseball, who is currently competing today.
All other sports tend to be minor at best, as Honduras has not won a medal in the Olympics and has not made notable results in other world championships yet. However, Hondurans have consistently entered track & field and swimming games at the Summer Olympics since 1968 and 1984, respectively. Occasionally, Honduras has competed in combat sports ranging from judo to boxing at the Summer Olympics as well. Gender inequality in Honduras is present in the sports industry, as teams like the Honduras women's national football team (Spanish: Selección de fútbol de Honduras Femenina) has yet to qualify in global and continental tournaments and softball being nearly nonexistent in the country.
See also
Outline of Honduras
Index of Honduras-related articles
Notes
References
External links
Government of Honduras
Official Site of the Tourism Institute of Honduras (English)
Chief of State and Cabinet Members
Honduras. The World Factbook. Central Intelligence Agency.
Honduras at University of Colorado at Boulder Libraries GovPubs
Honduras profile from the BBC News
Honduran Biodiversity Database
Honduras Tips Travel Info (English)
Honduras Weekly
Travel and Tourism Info on Honduras (English)
Humanitarian Aid in Honduras
Answers.com
Project Honduras
Interactive Maps Honduras
Key Development Forecasts for Honduras from International Futures
Countries in Central America
Former Spanish colonies
Current member states of the United Nations
Republics
Spanish-speaking countries and territories
States and territories established in 1821
1821 establishments in North America
Countries in North America
Northern Triangle of Central America |
13395 | https://en.wikipedia.org/wiki/History%20of%20Honduras | History of Honduras | Honduras was inhabited by many indigenous peoples when the Spanish arrived in the 16th century. The western-central part of Honduras was inhabited by the Lencas, the central north coast by the Tol, the area east and west of Trujillo by the Pech (or Paya), the Maya and Sumo. These autonomous groups maintained commercial relationships with each other and with other populations as distant as Panama and Mexico. Honduras has ruins of several cities dating from the Mesoamerican pre-classic period that show the pre-Columbian past of the country.
For the arrival of the Spanish, new cities were founded such as Trujillo, Comayagua, Gracias, and Tegucigalpa. Starting in the colonial era, the territory of what is today Honduras was dedicated to harvesting, mining, and ranching. After its independence from the Spanish Empire in 1821, Central America would join the first Mexican Empire for a very short time, which would fall in 1823 and the Central American federation would be created, which would fall in 1839. After that, the Honduran territory has become an independent nation.
Pre-Columbian era
Archaeologists have demonstrated that Honduras has a multi-ethnic prehistory. An important part of that prehistory was the Mayan presence around the city of Copán in western Honduras near the Guatemalan border. Copán was a major Maya city that began to flourish around 150 A.D. but reached its height in the Late Classic (700–850 A.D.). It has left behind many carved inscriptions and stelae. The ancient kingdom, named Xukpi, existed from the 5th century to the early 9th century, and had antecedents going back to at least the 2nd century. Other Mayan city was El puente, that ended up being conquered by Copan during the classic period, which ruins are a few kilometers from Copan. Other Mayan archeological sites in Honduras are El Rastrojon, Rio Amarillo, El Puente, and Playa de los muertos. Mayan culture extended from what today are the departments of Copan, Ocotepeque, Santa Barbara, and Cortes. Archaeological studies determined that these people made several villages around the territories that comprise these departments.
The Mayan civilization began a marked decline in population in the 9th century, but there is evidence of people still living in and around the city until at least 1200. By the time the Spanish came to Honduras, the once great city-state of Copán was overrun by the jungle, and the surviving Ch’orti' were isolated from their Choltian linguistic peers to the west. The non-Maya Lencas were then dominant in western Honduras, creating several villages in the valleys. The Lenca people was the biggest and most well organized society in terms of military organization by the time of the conquest at the early 16th century.
Many other regions were host to large societies. Archaeological sites include , La Sierra, and El Curruste in the northwest (thought to have been populated by Western Jicaque speakers), Los Naranjos north of Lake Yojoa, Tenampua and Yarumela in the Comayagua valley were built by the ancestors of the Lenca people.
Honduras was mainly part of Mesoamerica, and was home to complex settled societies for several thousand consecutive years, just as the other neighboring regions, and it is clear that neighboring Maya societies and more distant Central Mexican societies were a major influence on Honduran communities, both through trade (especially with the Maya civilization, and, during the Formative Period, the Olmec civilization) and occasionally migration. For example, during internal conflict in the late Toltec Empire, around 1000 to 1100 AD, Nahuatl-speakers migrated from Central Mexico and dispersed into different parts of Central America, including Honduras, especially Chapagua. In present-day El Salvador, they became the Pipil and founded Kuskatan, and in Nicaragua, they became the Nicarao.
La Ciudad Blanca is the major exception, which lies on the very fringe of Mesoamerica and is better described in relation to the Isthmo-Colombian area. This civilization thrived from 500 A.D to 1000 A.D, and included sophisticated management of the environment in accordance with large urban centers. Despite being outside the Mesoamerican area, studies reveal that the city has elements of the Mayan cities, like a ball game, and some pyramidal structures that share similarities with the ones found in western Honduras. Studies in the area show that the structures of the city have a huge size, and one had a ceremonial area where they performed all their sacred rituals to a series of kings and gods in whom they believed.
Conquest period
Honduras was first sighted by Europeans when Christopher Columbus arrived at the Bay Islands very close to the island of Guanaja on 30 July 1502 on his fourth voyage. On 14 August 1502 Columbus landed on the mainland near modern Trujillo. Columbus named the country Honduras ("depths") for the deep waters off its coast.
In January 1524, Hernán Cortés directed captain Cristóbal de Olid to establish a colony in Honduras named "Triunfo de la Cruz", modern day town of Tela. Olid sailed with several ships and over 400 soldiers and colonists to Cuba to pick up supplies Cortés had arranged for him. There Governor Diego Velázquez de Cuéllar convinced him to claim the colony he was to found as his own. Olid sailed to the coast of Honduras and came ashore east of Puerto Caballos at Triunfo de la Cruz where he settled and declared himself governor. Cortés got word of Olid's insurrection however, and sent his cousin Francisco de las Casas with several ships to Honduras to remove Olid and claim the area for Cortés. Las Casas, however, lost most of his fleet in a series of storms along the coast of Belize and Honduras. His ships limped into the bay at Triunfo, where Olid had established his headquarters.
When Las Casas arrived at Olid's headquarters, a large part of Olid's army was inland, dealing with another threat from a party of Spaniards under Gil González Dávila. Nevertheless, Olid decided to launch an attack with two caravels. Las Casas returned fire and sent boarding parties to capture Olid's ships. Under the circumstances, Olid proposed a truce. Las Casas agreed, and did not land his forces. During the night, a fierce storm destroyed his fleet and about a third of his men were lost. The remainder were taken prisoner after two days of exposure and no food. After being forced to swear loyalty to Olid, they were released. But Las Casas was kept prisoner, and soon joined by González, who had been captured by Olid's inland force.
The Spanish record two different stories about what happened next. Antonio de Herrera y Tordesillas, writing in the 17th century, said that Olid's soldiers rose up and murdered him. Bernal Diaz del Castillo, in his book named Verdadera Historia de la Conquista de Nueva España, says that Las Casas captured Olid and beheaded him at Naco. In the meantime Cortés marched overland from Mexico to Honduras, arriving in 1525. Cortés ordered the founding of two cities, Nuestra Señora de la Navidad, near modern Puerto Cortés and Trujillo, and named Las Casas governor. However, both Las Casas and Cortés sailed back to Mexico before the end of 1525, where Las Casas was arrested and returned to Spain as a prisoner by Estrada and Alboronoz. Las Casas returned to Mexico in 1527, and returned again to Spain with Cortés in 1528.
On 25 April 1526, before going back to Mexico, Cortes appointed Hernando de Saavedra governor of Honduras with instructions to treat the indigenous people well. On 26 October 1526, Diego López de Salcedo was appointed by the emperor as governor of Honduras, replacing Saavedra. The next decade was marked by clashes between the personal ambitions of the rulers and conquerors, which hindered the installation of good government. The Spanish colonists rebelled against their leaders, and the indigenous people rebelled against the Spanish and against the abuses they imposed.
Salcedo, seeking to enrich himself, seriously clashed with Pedro Arias Dávila, governor of Castilla del Oro, who wanted Honduras as part of his domains. In 1528, Salcedo arrested Pedarias and forced him to cede part of his Honduran domain, but Charles V, Holy Roman Emperor rejected that outcome. After the death of Salcedo in 1530, settlers became arbiters of power. Governors hung and removed. In this situation, the settlers asked Pedro de Alvarado to end the anarchy. With the arrival of Alvarado in 1536, chaos decreased, and the region was under authority.
In 1537 Francisco de Montejo was appointed governor. He set aside the division of territory made by Alvarado on arriving in Honduras. One of his principal captains, Alonso de Cáceres, quelled the indigenous revolt led by the cacique Lempira in 1537 and 1538. In 1539 Alvarado and Montejo disagreed over who was governor, which caught the attention of the Council of India. Montejo went to Chiapas, and Alvarado became governor of Honduras.
During the period leading up to the conquest of Honduras by Pedro de Alvarado, many indigenous people along the north coast of Honduras were captured and taken as slaves to work on Spain's Caribbean plantations. It wasn't until Alvarado defeated the indigenous resistance headed by Çocamba near Ticamaya that the Spanish began to conquer the country in 1536. Alvarado divided the native towns and gave their labor to the Spanish conquistadors as repartimiento. Further indigenous uprisings near Gracias a Dios, Comayagua, and Olancho occurred in 1537–38. The uprising near Gracias a Dios was led by Lempira, who is honored today by the name of the Honduran currency.
Colonial Honduras
The defeat of Lempira's revolt, and the decline in fighting among rival Spanish factions all contributed to expanded settlement and increased economic activity in Honduras. In late 1540, Honduras looked to be heading towards development and prosperity, thanks to the establishment of Gracias as the regional capital of the Audiencia of Guatemala (1544). However, this decision created resentment in the populated areas of Guatemala and El Salvador. In 1549, the capital was moved to Antigua, Guatemala, and Honduras and remained a new province within the Captaincy General of Guatemala until 1821.
Colonial mining operations
The first mining centers were located near the Guatemalan border, around the city of Gracias in Lempira. In 1538 these mines produced significant quantities of gold for the spanish crown. In the early 1540s, the center for mining shifted eastward to the Río Guayape Valley, and silver joined gold as a major product. This change contributed to the rapid decline of Gracias and the rise of Comayagua as the center of colonial Honduras. The demand for labor also led to further revolts and accelerated the decimation of the native population. As a result, African slavery was introduced into Honduras, and by 1545 the province may have had as many as 2,000 slaves. Other gold deposits were found near San Pedro Sula and the port of Trujillo.
Mining production began to decline in 1560, and thus the importance of Honduras. In early 1569, new silver discoveries briefly revived the economy, which led to the founding of Tegucigalpa, which soon began to rival Comayagua as the most important city of the province. The silver boom peaked in 1584, and economic depression returned shortly thereafter. Honduran mining efforts were hampered by lack of capital and labor, and by difficult terrain. Due to the fall of the indigenous population which was used as labor, the Spanish decided to import slaves from Africa for mining work. Mercury, vital for the production of silver, was scarce, besides the neglect of officials.
The partially conquered northern coast
While the Spanish made significant conquests in the south, they had less success on the Caribbean coast, to the north. They founded a number of towns on the coast such as Puerto Caballos in the east, and sent minerals and other exports across the country from the Pacific coast to be shipped to Spain from the Atlantic ports. They founded a number of inland towns on the northwestern side of the province, notably Naco and San Pedro Sula.
In the northeast, the province of tegucigalpa resisted all attempts to conquer it, physically in the sixteenth century, or spiritually by missionaries in the 17th and 18th centuries. Among the groups found along the northern coast and in neighboring Nicaragua were the Miskito, who although organized in a democratic and egalitarian way, had a king, and hence were known as the Mosquito Kingdom.
One of the major problems for the Spanish rulers of Honduras, was the activity of the British in northern Honduras, a region over which they had only tenuous control. These activities began in the sixteenth century and continued until the nineteenth century. In the early years, European pirates frequently attacked the villages on the Honduran Caribbean. The Providence Island Company, which occupied Providence Island not far from the coast, raided it occasionally and probably also had settlements on the shore, possibly around Cape Gracias a Dios. Around 1638, the king of the Miskito visited England and made an alliance with the English crown. In 1643 an English expedition destroyed the city of Trujillo, Honduras's main port.
The British and the Miskito Kingdom
The Spanish sent a fleet from Cartagena which destroyed the English colony at Providence island in 1641, and for a time the presence of an English base so close to the shore was eliminated. At about the same time, however, a group of slaves revolted and captured the ship on which they were traveling, then wrecked it at Cape Gracias a Dios. Managing to get ashore, they were received by the Miskito, which led within a generation to the Miskito Zambo, a mixed-race group that by 1715 had become the leaders of the kingdom.
Meanwhile, the English captured Jamaica in 1655 and soon sought allies on the coast, and hit upon the Miskito, whose king Jeremy I visited Jamaica in 1687.
A variety of other Europeans settled in the area during this time. An account from 1699 reveals a patchwork of private individuals, large Miskito family groups, Spanish settlements and pirate hideouts along the coast. Britain declared much of the area a protectorate in 1740, though they exercised little authority there as a result of the decision. British colonization was particularly strong in the Bay Islands, and alliances between the British and Miskito as well as more local supporters made this an area the Spanish could not easily control, and a haven for pirates.
Bourbon reforms
In the early eighteenth century, the House of Bourbon, linked to the rulers of France, replaced the Habsburgs on the throne of Spain. The new dynasty began a series of reforms throughout the empire (the Bourbon Reforms), designed to make administration more efficient and profitable, and to facilitate defense of the colonies. Among these reforms was a reduction in tax on precious metals and of the price of mercury, a royal monopoly. In Honduras, these reforms contributed to the resurgence of the mining industry in the 1730s.
Under the Bourbons, the Spanish government made several efforts to regain control of the Caribbean coast. In 1752, the Spaniards built the fort of San Fernando de Omoa. In 1780, the Spanish returned to Trujillo, which started out as base of operations against British settlements to the east. During the 1780s, the Spanish regained control of the Bay Islands and took most of the British and their allies in the Black River area. They were not, however, able to expand their control beyond Puerto Caballos and Trujillo, thanks to determined Miskito resistance. The Anglo-Spanish Convention of 1786 issued the final recognition of Spanish sovereignty over the Caribbean coast.
Honduras in the nineteenth century
Independence from Spain (1821)
In the early 19th century, Napoleon's occupation of Spain led to the outbreak of revolts all across Spanish America. In New Spain, all of the fighting by those seeking independence was done in the center of that area from 1810 to 1821, what today is central Mexico. Once the Viceroy was defeated in the capital, Mexico City, in 1821, the news of the independence were sent to all the territories of New Spain including the Intendencies of the former Captaincy of Guatemala. Accepting this as a fact, Honduras joined the other Central American Intendencies in a joint declaration of independence from Spain. The public proclamation was done through the Act of Independence in 1821.
After the declaration of independence it was the intention of the New Spain parliament to establish a commonwealth whereby the King of Spain, Ferdinand VII, would also be Emperor of New Spain, and in which both countries were to be governed by separate laws and with their own legislative offices. Should the king refuse the position, the law provided for a member of the House of Bourbon to accede to the New Spain throne. Ferdinand VII, did not recognize the independence and said that Spain would not allow any other European prince to take the throne of New Spain.
By request of Parliament, the president of the regency Agustín de Iturbide was proclaimed emperor of New Spain but the Parliament also decided to rename New Spain to Mexico. The Mexican Empire was the official name given to this monarchical regime from 1821 to 1823. The territory of the Mexican Empire included the continental intendencies and provinces of New Spain proper (including those of the former Captaincy General of Guatemala) (See: History of Central America).
Federal independence period (1821–1838)
In 1823, a revolution in Mexico ousted Emperor Agustín de Iturbide, and a new Mexican congress voted to allow the Central American Intendencies to decide their own fate. That year, the United Provinces of Central America was formed of the five Central American Intendencies (Guatemala, Honduras, El Salvador, Nicaragua, and Costa Rica) under General Manuel José Arce. The intendencies took the new name of "states".
Among the most important figures of the federal era include the first democratically elected president in Honduras, Dionisio de Herrera, a lawyer, whose government, begun in 1824 established the first constitution, after him became the presidential period of Gen. Francisco Morazán, Federal President 1830–1834 and 1835–1839, whose figure embodies the ideal American Unionist, and José Cecilio del Valle, editor of the Declaration of Independence signed in Guatemala on 15 September 1821 and Foreign Minister of foreign policies in Mexico in 1823.
Soon, social and economic differences between Honduras social classes and its regional neighbors exacerbated harsh partisan strife among Central American leaders and brought the collapse of the Federation from 1838 to 1839. General Morazán led many successful efforts to maintain the federation during the known first Central American civil War, against the conservatives, that saw Morazan policies like making the federation a secular state as a thread to their interests. However, despite General Morazan's victories, his army began to wear out by the efforts of war, until the situation became almost untenable until he was captured and shot in Costa Rica, but not before being buried with honors. His legacy was so important in Honduras and Central America that the department of Francisco Morazan was named after him, and several statues were erected at the end of the 19th century. Restoring Central American unity remained the officially stated chief aim of Honduran foreign policy until after World War I.
Honduras broke away from the Central American Federation in October 1838 and became independent and sovereign state.
Democratic period between 1838 to 1899
Comayagua was the capital of Honduras until 1880, when it was transferred to Tegucigalpa.
In the decades of 1840 and 1850 Honduras participated in several failed attempts to restore Central American unity, such as the Confederation of Central America (1842–1845), the covenant of Guatemala (1842), the Diet of Sonsonate ( 1846), the Diet of Nacaome (1847) and National Representation in Central America (1849–1852). All of them were sabotaged by the conservatives of all Central American countries.
Although Honduras eventually adopted the name Republic of Honduras, the unionist ideal never waned, and Honduras was one of the Central American countries that pushed hardest for the policy of regional unity.
In 1850, Honduras attempted to build, with foreign assistance, an Inter-Oceanic Railroad from Trujillo to Tegucigalpa and then on to the Pacific Coast. The project stalled due to difficulties in the work, corruption and other issues, and in 1888, ran out of money when it reached San Pedro Sula, resulting in its growth into the nation's main industrial center and second largest city. Since independence, nearly 300 small internal rebellions and civil wars have occurred in the country, including some changes of government.
Honduras in the twentieth century
The internationalization of the north, 1899–1932
Political stability and instability both aided and distracted the economic revolution which transformed Honduras through the development of a plantation economy on the north coast. As American corporations consolidated increasingly large landholdings in Honduras, they lobbied the US government to protect their investments. Conflicts over land ownership, peasant rights, and a US-aligned comprador class of elites led to armed conflicts and multiple invasions by US armed forces. In the first decades of the century, US military incursions took place in 1903, 1907, 1911, 1912, 1919, 1924, and 1925. Because the country was effectively controlled by American fruit corporations, it was the original inspiration for the term "banana republic".
The rise of US influence in Honduras (1899–1919)
In 1899, the banana industry in Honduras was growing rapidly. A peaceful transfer of power from Policarpo Bonilla to General Terencio Sierra marked the first time in decades that a constitutional transition had taken place. By 1902, railroads had been built along the country's Caribbean coast to accommodate the growing banana industry. However, Sierra made efforts to stay in office and refused to step down when a new president was elected in 1902, and was overthrown by Manuel Bonilla in 1903.
After toppling Sierra, Bonilla, a conservative, imprisoned ex-president Policarpo Bonilla, a liberal rival, for two years and made other attempts to suppress liberals throughout the country, as they were the only other organized political party. The conservatives were divided into a host of personalist factions and lacked coherent leadership, but Bonilla reorganized the conservatives into a "national party." The present-day National Party of Honduras (Partido Nacional de Honduras—PNH) traces its origins to his administration.
Bonilla proved to be an even better friend to the banana companies than Sierra. Under Bonilla's rule, companies gained exemptions from taxes and permission to construct wharves and roads, as well as permission to improve interior waterways and to obtain charters for new railroad construction. He also successfully established the border with Nicaragua and resisted an invasion from Guatemala in 1906. After fending off Guatemalan military forces, Bonilla sought peace and signed a friendship pact with both Guatemala and El Salvador.
Nicaragua's president José Santos Zelaya saw this friendship pact as an alliance to counter Nicaragua and began to undermine Bonilla. Zelaya supported liberal Honduran exiles in Nicaragua in their efforts to topple Bonilla, who had established himself as a dictator. Supported by elements of the Nicaraguan army, the exiles invaded Honduras in February 1907. With the assistance of Salvadoran troops, Manuel Bonilla tried to resist, but in March his forces were decisively beaten in a battle notable for the introduction of machine guns into Central America. After toppling Bonilla, the exiles established a provisional junta, but this junta did not last.
American elites noticed: it was in their interests to contain Zelaya, protect the region of the new Panama Canal, and defend the increasingly important banana trade. This Nicaragua-assisted invasion by Honduran exiles strongly displeased the United States government, which concluded that Zelaya wanted to dominate the entire Central American region, sent marines to Puerto Cortes to protect the banana trade. US naval units were also sent to Honduras and were able to successfully defend Bonilla's last defense position at Amapala in the Gulf of Fonseca. Through a peace settlement arranged by the US chargé d'affaires in Tegucigalpa, Bonilla stepped down and the war with Nicaragua came to an end.
The settlement also provided for a compromise régime headed by General Miguel R. Davila in Tegucigalpa. Zelaya however was not pleased by the settlement, as he strongly distrusted Davila. Zelaya made a secret arrangement with El Salvador to oust Davila from office. The plan failed to reach fruition, but alarmed American stakeholders in Honduras. Mexico and the U.S. called the five Central American countries into diplomatic talks at the Central American Peace Conference to increase stability in the area. At the conference, the five countries signed the General Treaty of Peace and Amity of 1907, which established the Central American Court of Justice to resolve future disputes among the five nations. Honduras also agreed to become permanently neutral in any future conflicts among the other nations.
In 1908, opponents of Davila made an unsuccessful attempt to overthrow him. Despite the failure of this coup, American elites became concerned over Honduran instability. The Taft Administration saw the huge Honduran debt, over $120 million, as a contributing factor to the instability and began efforts to refinance the largely British debt with provisions for a United States customs receivership or some similar arrangement. Negotiations were arranged between Honduran representatives and New York bankers, headed by J.P. Morgan. By the end of 1909, an agreement had been reached providing for a reduction in the debt and the issuance of new 5% bonds: The bankers would control the Honduran railroad, and the United States government would guarantee continued Honduran independence and would take control of custom revenue.
The terms proposed by the bankers met with considerable opposition in Honduras, further weakening the Dávila government. A treaty incorporating the key provisions of this agreement with J.P. Morgan was finally signed in January 1911 and submitted to the Honduran legislature by Dávila. However, that body, in a rare display of independence, rejected it by a vote of thirty-three to five.
An uprising in 1911 against Dávila interrupted efforts to deal with the debt problem. The United States Marines landed, which forced both sides to meet on a US warship. The revolutionaries, headed by former president Manuel Bonilla, and the government agreed to a cease-fire and the installation of a provisional president who would be selected by the United States mediator, Thomas Dawson. Dawson selected Francisco Bertrand, who promised to hold early, free elections, and Dávila resigned.
The 1912 elections were won by Manuel Bonilla, but he died after just over a year in office. Bertrand, who had been his vice president, returned to the presidency and in 1916 won election for a term that lasted until 1920. Between 1911 and 1920, Honduras saw relative stability. Railroads expanded throughout Honduras and the banana trade grew rapidly. This stability however would prove to be difficult to maintain in the years following 1920. Revolutionary intrigues also continued throughout the period, accompanied by constant rumors that one faction or another was being supported by one of the banana companies.
The development of the banana industry contributed to the beginnings of organized labor movements in Honduras and to the first major strikes in the nation's history. The first of these occurred in 1917 against the Cuyamel Fruit Company. The strike was suppressed by the Honduran military, but the following year additional labor disturbances occurred at the Standard Fruit Company's holding in La Ceiba. In 1920, a general strike hit the Caribbean coast. In response, a United States warship was sent to the area, and the Honduran government began arresting leaders. When Standard Fruit offered a new wage—equivalent to US$1.75 per day—the strike ultimately collapsed. Labor troubles in the banana trade however were far from over.
The fruit companies' activity
The Liberal government opted to expand production in mining and agriculture, and in 1876 began granting substantial grants of land and tax exemptions to foreign concerns as well as to local businesses. Mining was particularly important, and the new policies coincided with the growth of banana exports, which began in the Bay Islands in the 1870s and was pursued on the mainland by small and middling farmers in the 1880s. Liberal concessions allowed U.S.-based concerns to enter the Honduran market, first as shipping companies, then as railroad and banana producing enterprises. The U.S. companies created very large plantations worked by labor that flooded into the region from the densely settled Pacific coast, other Central American countries, and thanks to the company's policies favoring English speaking people, from the English-speaking Caribbean. The result was an enclave economy centered on the settlements and activities of the three major companies, Cuyamel Fruit Company, Standard Fruit and particularly United Fruit after it absorbed Cuyamel in 1930.
In 1899, Vaccaro Brothers and Company (later known as Standard Fruit), a New Orleans-based fruit corporation, came to Honduras in 1899 to buy coconuts, oranges and bananas on Roatán. After successfully selling the fruit in New Orleans, the company moved to the mainland of Honduras. In 1901, Vaccaro Brothers established offices in La Ceiba and Salado and eventually controlled the banana industry between Boca Cerrada and Balfate (an area of about 80 kilometers of coastline). In 1900, American businessman Samuel Zemurray and United Fruit came to Honduras to purchase banana plantations. In 1905, Zemurray started buying his own plantations and in 1910, after purchasing of plantation land in Honduras, formed his own company, the Cuyamel Fruit Company. The two companies' wealth and powerful connections allowed them to gain extraordinary influence in the Honduran government.
Rivalries between the companies, however, escalated in 1910, when the United Fruit came to Honduras to set up operations; the company had already been a local producer of bananas in Honduras. By 1912, United Fruit had two concessions it had purchased with government approval. One was to build a railroad from Tela to Progreso in the Sula Valley, and the other was to build a railroad from Trujillo to the city of Juticalpa in Olancho. In 1913, United Fruit established the Tela Railroad Company and shortly thereafter a similar subsidiary, the Trujillo Railroad Company; these two railroads managed the concessions which the Honduran government granted them. Through these two railroad companies, United Fruit dominated the banana trade in Honduras.
An 1899 census showed that northern Honduras had been exporting bananas for several years and that over 1,000 people in the region between Puerto Cortes and La Ceiba (and inland as far as San Pedro Sula) were tending bananas, most of them small holders. The fruit companies received very large concessions of land, often forcing small holders who had been growing and exporting bananas on their land out of business. In addition, they brought in many workers from Jamaica and Belize, both to work on the plantations, but also as lower managers and skilled workers. The companies often favored the West Indian workers because they spoke English and were sometimes better educated than their Honduran counterparts. This perception of foreign occupation, coupled with a growing race-prejudice against the African-descended West Indians, led to considerable tension, as the arrival of the West Indians drove demographic change in the region.
The connection between the wealth of the banana trade and the influence of outsiders, particularly North Americans, led O. Henry, the American writer who took temporary refuge in Honduras in 1896–97, to coin the term "banana republic" to describe a fictional nation he modeled on Honduras. By 1912, three companies dominated the banana trade in Honduras: Samuel Zemurray's Cuyamel Fruit Company, Vaccaro Brothers and Company and the United Fruit Company; all of which tended to be vertically integrated, owning their own lands and railroad companies and ship lines such as United's "Great White Fleet". Through land subsidies granted to the railroads, they soon came to control vast tracts of the best land along the Caribbean coast. Coastal cities such as La Ceiba, Tela, and Trujillo and towns further inland such as El Progreso and La Lima became virtual company towns.
For the next twenty years, the U.S. government was involved in quelling Central American disputes, insurrections, and revolutions, whether supported by neighboring governments or by United States companies. As part of the so-called Banana Wars all around the Caribbean, Honduras saw the insertion of American troops in 1903, 1907, 1911, 1912, 1919, 1924 and 1925. For instance, in 1917 the Cuyamel Fruit Company extended its rail lines into disputed Guatemalan territory.
Renewed instability (1919–1924)
In 1919, it became obvious that Francisco Bertrand would refuse to allow an open election to choose his successor. This course of action was opposed by the United States and had little popular support in Honduras. The local military commander and governor of Tegucigalpa, General Rafael López Gutiérrez, took the lead in organizing PLH opposition to Bertrand. López Gutiérrez also solicited support from the liberal government of Guatemala and even from the conservative regime in Nicaragua. Bertrand, in turn, sought support from El Salvador.
Determined to avoid an international conflict, the United States government, after some hesitation, offered to meditate the dispute, hinting to the Honduran president that if he refused the offer, open intervention might follow. The United States landed US Marines on 11 September 1919. Bertrand promptly resigned and left the country. The United States ambassador helped install an interim government headed by Francisco Bográn, who promised to hold free elections. General López Gutiérrez, who now controlled the military, made it clear that he was determined to be the next president. After considerable negotiation and some confusion, a formula was worked out under which elections were held. López Gutiérrez won easily in a manipulated election, and in October 1920 he assumed the presidency.
During Bográn's brief time in office, he had agreed to a United States proposal to invite a United States financial adviser to Honduras. Arthur N. Young of the Department of State was selected for this task and began work in Honduras in August 1920, continuing to August 1921. While there, Young compiled extensive data and made numerous recommendations, even persuading the Hondurans to hire a New York police lieutenant to reorganize their police forces. Young's investigations clearly demonstrated the desperate need for major financial reforms in Honduras, whose always precarious budgetary situation was considerably worsened by the renewal of revolutionary activities.
In 1919, for example, the military had spent more than double the amount budgeted for them, accounting for over 57 percent of all federal expenditures. Young's recommendations for reducing the military budget, however, found little favor with the new López Gutiérrez administration, and the government's financial condition remained a major problem. The purpose was to modernize the Honduran army, which still possessed technology from the late-19th century. If anything, continued uprisings against the government and the threat of a renewed Central America conflict made the situation even worse. From 1919 to 1924, the Honduran government expended US$7.2 million beyond the amount covered by the regular budgets for military operations.
Coups
From 1920 through 1923, seventeen uprisings or attempted coups in Honduras contributed to growing United States concern over political instability in Central America. In August 1922, the presidents of Honduras, Nicaragua, and El Salvador met on the USS Tacoma in the Gulf of Fonseca. Under the watchful eye of the United States ambassadors to their nations, the presidents pledged to prevent their territories from being used to promote revolutions against their neighbors and issued a call for a general meeting of Central American states in Washington at the end of the year.
The Washington conference concluded in February with the adoption of the General Treaty of Peace and Amity of 1923, which had eleven supplemental conventions. The treaty in many ways followed the provisions of the 1907 treaty. The Central American court was reorganized, reducing the influence of the various governments over its membership. The clause providing for withholding recognition of revolutionary governments was expanded to preclude recognition of any revolutionary leader, his relatives, or anyone who had been in power six months before or after such an uprising unless the individual's claim to power had been ratified by free elections. The governments renewed their pledges to refrain from aiding revolutionary movements against their neighbors and to seek peaceful resolution for all outstanding disputes.
The supplemental conventions covered everything from the promotion of agriculture to armament limitation. One, which remained unratified, provided for free trade among all of the states except Costa Rica. The arms limitation agreement set a ceiling on the size of each nation's military forces (2,500 men in the case of Honduras) and included a United States-sponsored pledge to seek foreign assistance in establishing more professional armed forces.The October 1923 Honduran presidential elections and subsequent political and military conflicts provided the first real tests of these new treaty arrangements. Under heavy pressure from Washington, López Gutiérrez allowed an unusually open campaign and election. The long-fragmented conservatives reunited as the National Party of Honduras (Partido Nacional de Honduras—PNH), which ran as its candidate General Tiburcio Carías Andino, the governor of the department of Cortés.
The liberal PLH was unable to unite around a single candidate and split into two dissident groups, one supporting former president Policarpo Bonilla, the other advancing the candidacy of Juan Angel Arias. As a result, no candidate secured a majority. Carías received the greatest number of votes, with Bonilla second and Arias a distant third. Under the terms of the Honduran constitution, this stalemate left the final choice of president up to the legislature, but that body was unable to obtain a quorum and reach a decision. In January 1924, López Gutiérrez announced his intention to remain in office until new elections could be held, but he repeatedly refused to specify a date for the elections. Carías, reportedly with the support of United Fruit, declared himself president, and an armed conflict broke out. In February the United States, warning that recognition would be withheld from anyone coming to power by revolutionary means, suspended relations with the López Gutiérrez government for its failure to hold elections.
Conditions rapidly deteriorated in the early months of 1924. On 28 February, a pitched battle took place in La Ceiba between government troops and rebels.
Even the presence of the USS Denver and the landing of a force of United States Marines were unable to prevent widespread looting and arson resulting in over US$2 million in property damage. Fifty people, including a United States citizen, were killed in the fighting. In the weeks that followed, additional vessels from the United States Navy Special Service Squadron were concentrated in Honduran waters, and landing parties put ashore to protect United States interests. One force of marines and sailors was dispatched inland to Tegucigalpa to provide additional protection for the United States legation. Shortly before the arrival of the force, López Gutiérrez died, and what authority remained with the central government was being exercised by his cabinet. General Carías and a variety of other rebel leaders controlled most of the countryside but failed to coordinate their activities effectively enough to seize the capital.
In an effort to end the fighting, the United States government dispatched Sumner Welles to the port of Amapala; he had instructions to try to produce a settlement that would bring to power a government eligible for recognition under the terms of the 1923 treaty. Negotiations, which were once again held on board a United States cruiser, lasted from 23 to 28 April. An agreement was worked out that provided for an interim presidency headed by General Vicente Tosta, who agreed to appoint a cabinet representing all political factions and to convene a Constituent Assembly within ninety days to restore constitutional order. Presidential elections were to be held as soon as possible, and Tosta promised to refrain from running himself. Once in office, the new president showed signs of reneging on some of his pledges, especially those related to a bipartisan cabinet. Under heavy pressure from the United States delegation, however, he ultimately complied with the provisions of the peace agreement.
Keeping the 1924 elections on track proved difficult. To put pressure on Tosta to conduct a fair election, the United States continued an embargo on arms to Honduras and barred the government from access to loans—including a requested US$75,000 from the Banco Atlántida. Furthermore, the United States persuaded El Salvador, Guatemala, and Nicaragua to join in declaring that under the 1923 treaty provision, no leader of the recent revolution would be recognized as president for the coming term. These pressures ultimately helped persuade Carías to withdraw his candidacy and also helped ensure the defeat of an uprising led by General Gregorio Ferrera ( great-grandfather of American Actress America Ferrera) of the PNH. The PNH nominated Miguel Paz Barahona (1925–29), a civilian, as president. The PLH, after some debate, refused to nominate a candidate, and on 28 December Paz Barahona won virtual unanimous election.
Restoration of order (1925–1931)
Despite another minor uprising led by General Ferrera in 1925, Paz Barahona's administration was, by Honduran standards, rather tranquil. The banana companies continued to expand, the government's budgetary situation improved, and there was even an increase in labor organizing. On the international front, the Honduran government, after years of negotiations, finally concluded an agreement with the British bondholders to liquidate most of the immense national debt. The bonds were to be redeemed at 20 percent of face value over a thirty-year period. Back interest was forgiven, and new interest accrued only over the last fifteen years of this arrangement. Under the terms of this agreement, Honduras, at last, seemed on the road to fiscal solvency.
Fears of disturbances increased again in 1928 as the scheduled presidential elections approached. The ruling PNH nominated General Carías while the PLH, united again following the death of Policarpo Bonilla in 1926, nominated Vicente Mejía Colindres. To the surprise of most observers, both the campaign and the election were conducted with a minimum of violence and intimidation. Mejía Colindres won a decisive victory—obtaining 62,000 votes to 47,000 for Carías. Even more surprising was Carías's public acceptance of defeat and his urging of his supporters to accept the new government.
Mejía Colindres took office in 1929 with high hopes for his administration and his nation. Honduras seemed on the road to political and economic progress. Banana exports, then accounting for 80 percent of all exports, continued to expand. By 1930 Honduras had become the world's leading producer of the fruit, accounting for one-third of the world's supply of bananas. United Fruit had come increasingly to dominate the trade, and in 1929 it bought out the Cuyamel Fruit Company, one of its two principal remaining rivals. Because conflicts between these companies had frequently led to support for rival groups in Honduran politics, had produced a border controversy with Guatemala, and may have even contributed to revolutionary disturbances, this merger seemed to promise greater domestic tranquility. The prospect for tranquility was further advanced in 1931 when Ferrera and his insurgents were killed, while leading one last unsuccessful effort to overthrow the government, after government troops discovered their hiding place in Chamelecon.
Many of Mejía Colindres's hopes, however, were dashed with the onset of the Great Depression. Banana exports peaked in 1930, then declined rapidly. Thousands of workers were laid off, and the wages of those remaining on the job were reduced, as were the prices paid to independent banana producers by the giant fruit companies. Strikes and other labor disturbances began to break out in response to these conditions, but most were quickly suppressed with the aid of government troops. As the depression deepened, the government's financial situation deteriorated; in 1931 Mejía Colindres was forced to borrow US$250,000 from the fruit companies to ensure that the army would continue to be paid.
Tiburcio Carías Andino (1932–1949)
Despite growing unrest and severe economic strains, the 1932 presidential elections in Honduras were relatively peaceful and fair. The peaceful transition of power was surprising because the onset of the depression had led to the overthrow of governments elsewhere throughout Latin America, in nations with much stronger democratic traditions than those of Honduras. After United Fruit bought out Cuyamel, Sam Zemurray, a strong supporter of the Liberal Party, left the country and the Liberals were short on cash by the 1932 general election. Mejía Colindres, however, resisted pressure from his own party to manipulate the results to favor the PLH candidate, . As a result, the PNH candidate, Carías, won the election by a margin of some 20,000 votes. On 16 November 1932, Carías took office, beginning what was to be the longest period of continuous time in power by any individual in Honduran history.
Shortly before Carías's inauguration, dissident liberals, despite the opposition of Mejía Colindres, had risen in revolt. Carías had taken command of the government forces, obtained arms from El Salvador, and crushed the uprising in short order. Most of Carías's first term in office was devoted to efforts to avoid financial collapse, improve the military, engage in a limited program of road building, and lay the foundations for prolonging his own hold on power.
The economy remained extremely bad throughout the 1930s. In addition to the dramatic drop in banana exports caused by the depression, the fruit industry was further threatened by the outbreak in 1935 of epidemics of Panama disease (a debilitating fungus) and sigatoka (leaf blight) in the banana-producing areas. Within a year, most of the country's production was threatened. Large areas, including most of those around Trujillo, were abandoned, and thousands of Hondurans were thrown out of work. By 1937 a means of controlling the disease had been found, but many of the affected areas remained out of production because a significant share of the market formerly held by Honduras had shifted to other nations.
Carías had made efforts to improve the military even before he became president. Once in office, both his capacity and his motivation to continue and to expand such improvements increased. He gave special attention to the fledgling air force, founding the Military Aviation School in 1934 and arranging for a United States colonel to serve as its commandant.
As months passed, Carías moved slowly but steadily to strengthen his hold on power. He gained the support of the banana companies through opposition to strikes and other labor disturbances. He strengthened his position with domestic and foreign financial circles through conservative economic policies. Even in the height of the depression, he continued to make regular payments on the Honduran debt, adhering strictly to the terms of the arrangement with the British bondholders and also satisfying other creditors. Two small loans were paid off completely in 1935.
Political controls were instituted slowly under Carías. The Communist Party of Honduras (Partido Comunista de Honduras—PCH) was outlawed, but the PLH continued to function, and even the leaders of a small uprising in 1935 were later offered free air transportation should they wish to return to Honduras from their exile abroad. At the end of 1935, however, stressing the need for peace and internal order, Carías began to crack down on the opposition press and political activities. Meanwhile, the PNH, at the president's direction, began a propaganda campaign stressing that only keeping Carías in office could give the nation continued peace and order. The constitution, however, prohibited immediate reelection of presidents.
To extend his term of office Carías called a constituent assembly to write a new constitution and select the individual to serve for the first presidential term under that document. Except for the president's desire to perpetuate himself in office, there seemed little reason to alter the nation's basic charter. Earlier constituent assemblies had written thirteen constitutions (only ten of which had entered into force), and the latest had been adopted in 1924. The handpicked Constituent Assembly of 1936 incorporated thirty of the articles of the 1924 document into the 1936 constitution.
The major changes were the elimination of the prohibition on immediate reelection of a president and vice president and lengthening the presidential term from four years to six. Other changes included restoration of the death penalty, reductions in the powers of the legislature, and denial of citizenship to women, and therefore also of the right to vote. Finally, the new constitution included an article specifying that the incumbent president and vice president would remain in office until 1943. But Carías, by then a virtual dictator, wanted even more, so in 1939 the legislature, now completely controlled by the PNH, extended his term in office by another six years (to 1949).
The PLH and other opponents of the government reacted to these changes by attempting to overthrow Carías. Numerous coup attempts in 1936 and 1937, succeeded only in further weakening the PNH's opponents. By the end of the 1930s, the PNH was the only organized functioning political party in the nation. Numerous opposition leaders had been imprisoned, and some had reportedly been chained and put to work in the streets of Tegucigalpa. Others, including the leader of the PLH, Zúñiga Huete, had fled into exile.
During his presidency, Carías cultivated close relations with his fellow Central American dictators, generals Jorge Ubico in Guatemala, Maximiliano Hernández Martínez in El Salvador, and Anastasio Somoza García in Nicaragua. Relations were particularly close with Ubico, who helped Carías reorganize his secret police and also captured and shot the leader of a Honduran uprising who had made the mistake of crossing into Guatemalan territory. Relations with Nicaragua were somewhat more strained as a result of the continuing border dispute, but Carías and Somoza managed to keep this dispute under control throughout the 1930s and 1940s.
The value of these ties became somewhat questionable in 1944 when popular revolts in Guatemala and El Salvador deposed Ubico and Hernández Martínez. For a time, it seemed as if revolutionary contagion might spread to Honduras as well. A plot, involving some military officers as well as opposition civilians, had already been discovered and crushed in late 1943. In May 1944, a group of women began demonstrating outside of the Presidential Palace in Tegucigalpa, demanding the release of political prisoners.
Despite strong government measures, tension continued to grow, and Carías was ultimately forced to release some prisoners. This gesture failed to satisfy the opposition, and antigovernment demonstrations continued to spread. In July several demonstrators were killed by troops in San Pedro Sula. In October a group of exiles invaded Honduras from El Salvador but were unsuccessful in their efforts to topple the government. The military remained loyal, and Carías continued in office.
Second world war
Honduras maintained diplomatic relations with nations that belonged to the axis until 1941 when it declared war on the Empire of Japan on 8 December 1941 after the Japanese attack on Pearl Harbor, which then spread to Nazi Germany and the Kingdom of Italy on 12 December of the same year. Several Honduran merchant ships were sunk in the Caribbean by German submarines, which had already been sighted in the Gulf of Fonseca and the Caratasca lagoon, therefore air patrols began in 1942.
This was thanks to the modernization of the Honduran army and the foundation of the Honduran Air Force. The aircraft used for this operation were the North American NA-16, Chance Vought F4U Corsair, and the Boeing Model 40 and Model 95 modified to drop bombs. The first sighting of a German U-boat by the air force occurred on 24 July 1942 and was attacked by planes with 60-pound bombs, being the first and possible only official record of a military confrontation between Honduras and Nazi Germany. Many of the raw materials produced in Honduras were sent to the North American country to bring supplies to soldiers in the Pacific War against the Japanese. the North African theater, and later with its entry into the European theater in 1944 after the D-Day landing.
End of Caria's regime
Anxious to curb further disorder in the region, the United States began to urge Carías to step aside and allow free elections when his term of office expired. Carías, by then in his early seventies, ultimately yielded and announced October 1948 elections, in which he would not run. He continued, however, to find ways to use his power. The PNH nominated Carías's choice for president – Juan Manuel Gálvez, who had been minister of war since 1933. Exiled opposition figures were allowed to return to Honduras, and the PLH, trying to overcome years of inactivity and division, nominated Zúñiga Huete, the same individual whom Carías had defeated in 1932. The PLH rapidly became convinced that it had no chance to win and, charging the government with manipulation of the electoral process, boycotted the elections. This act gave Gálvez a virtually unopposed victory, and in January 1949, he assumed the presidency.
Evaluating the Carías presidency is a difficult task. His time in office provided the nation with a badly needed period of relative peace and order. The country's fiscal situation improved steadily, education improved slightly, the road network expanded, and the armed forces were modernized. At the same time, nascent democratic institutions withered, opposition and labor activities were suppressed, and national interests at times were sacrificed to benefit supporters and relatives of Carías or major foreign interests.
New Reform (1949–1954)
Once in office Gálvez showed more independence than expected. He continued and expanded some policies of the Carías administration, such as road building and development of coffee exports. By 1953 nearly one-quarter of the government budget was allocated to road construction. Gálvez also continued most of the prior administration's fiscal policies, reducing external debt and paying off the last of the British bonds. The fruit companies continued to receive favorable treatment at the hands of the Gálvez administration; for example, United Fruit received a highly favorable twenty-five-year contract in 1949.
Galvez however did institute some notable innovations. Education got more attention and a larger share of the national budget. Congress passed an income tax law, although enforcement was sporadic at best. A considerable degree of press freedom was restored, the PLH and other groups were allowed to organize, and some worker organization was permitted. Labor also benefited from legislation during this period. Congress passed, and the president signed, legislation establishing the eight-hour workday, paid holidays for workers, limited employer responsibility for work-related injuries, and regulations over the employment of women and children.
1955–1979
After the general strike in 1954, young military reformists staged a coup in October 1955 that installed a provisional junta. Capital punishment was abolished in 1956, though Honduras hadn't had an execution since 1940. Constituent assembly elections in 1957 appointed Ramón Villeda as president, and the constituent assembly itself became a national Congress with a 6-year term. The Liberal Party of Honduras (PLH) held power in 1957–63. The military began to become a professional institution independent of politics, with the newly created military academy graduating its first class in 1960. In October 1963, conservative military officers preempted constitutional elections and deposed Ramón Villeda Morales in a bloody coup. These officers exiled PLH members and governed under General Oswaldo López until 1970.
In July 1969, El Salvador invaded Honduras in the short Football War. Tensions in the aftermath of the conflict remain.
A civilian president for the PNH, Ramón Ernesto Cruz, took power briefly in 1970 until, in December 1972, López staged another coup. This time he adopted more progressive policies, including land reform.
López' successors continued armed forces modernization, building army and security forces, concentrating on Honduran air force superiority over its neighbors. During the governments of General Juan Alberto Melgar Castro (1975–78) and General Policarpo Paz García (1978–82), Honduras built most of its physical infrastructure and electricity and terrestrial telecommunications systems, both state monopolies. The country experienced economic growth during this period, with greater international demand for its products and increased availability of foreign commercial capital.
Constituent assembly (1980)
In 1982, the country returned to civilian rule. A constituent assembly was popularly elected in April 1980 and general elections were held in November 1981. A new constitution was approved in 1982 and the PLH government of Roberto Suazo assumed power.
1980s
Roberto Suazo Córdova won the elections on an ambitious program of economic and social development to tackle the country's recession. During this time, Honduras also assisted the contra guerillas.
President Suazo launched ambitious social and economic development projects sponsored by American development aid. Honduras became host to the largest Peace Corps mission in the world, and nongovernmental and international voluntary agencies proliferated.
From 1972 to 1983, Honduras was governed by soldiers. The influence of the United States is so strong that the term "proconsul" is used to designate its ambassador. In the 1980s, the Reagan administration used the country as a platform in its war against the Sandinista government of Nicaragua and the leftist guerrillas of El Salvador and Guatemala. U.S. military assistance to Honduras increased from $4 million in 1981 to $77.4 million in 1984. While stressing internally that Honduran government forces commit "hundreds of human rights violations (...), most of them for political reasons", the CIA supports death squads which, in particular Battalion 3–16, torture, murder, or cause dozens of trade unionists, academics, farmers and students to disappear. Subsequently, declassified documents indicate that Ambassador John Negroponte personally intervenes to prevent possible disclosures of these state crimes, in order to avoid "creating human rights problems in Honduras".
The United States established a continuing military presence in Honduras with the purpose of supporting the Contra guerillas fighting the Nicaraguan government and also developed an air strip and a modern port in Honduras. Though spared the bloody civil wars wracking its neighbors, the Honduran army quietly waged a campaign against Marxist–Leninist militias such as the Cinchoneros Popular Liberation Movement, notorious for kidnappings and bombings, and many non-militants. The operation included a CIA-backed campaign of extrajudicial killings by government-backed units, most notably Battalion 3-16.
President Suazo, relying on U.S. support, created ambitious social and economic development projects to help with a severe economic recession and with the perceived threat of regional instability.
As the November 1985 election approached, the PLH could not settle on a presidential candidate and interpreted election law as permitting multiple candidates from any one party. The PLH claimed victory when its presidential candidates collectively outpolled the PNH candidate, Rafael Leonardo Callejas, who received 42% of the total vote. José Azcona, the candidate receiving the most votes (27%) among the PLH, assumed the presidency in January 1986. With strong endorsement and support from the Honduran military, the Suazo administration ushered in the first peaceful transfer of power between civilian presidents in more than 30 years. In 1989 he oversaw the dismantling of Contras which were based in Honduras.
In 1988, in Operation Golden Pheasant, US forces were deployed to Honduras in response to Nicaraguan attacks on Contra supply caches in Honduras.
1990s
In January 1990, Rafael Leonardo Callejas won the presidential election and took office, concentrating on economic reform and reducing the deficit. He began a movement to place the military under civilian control and laid the groundwork for the creation of the public prosecution service.
In 1993, PLH candidate Carlos Roberto Reina was elected with 56% of the vote against PNH contender Oswaldo Ramos Soto. He won on a platform calling for "moral revolution" and made active efforts to prosecute corruption and pursue those responsible for alleged human rights abuses in the 1980s. The Reina administration successfully increased civilian control over the armed forces and transferred the national police from military to civilian authority. In 1996, Reina named his own defense minister, breaking the precedent of accepting the nominee of the armed forces leadership.
His administration substantially increased Central Bank net international reserves, reduced inflation to 12.8% a year, restored a better pace of economic growth (about 5% in 1997), and held down spending to achieve a 1.1% non-financial public sector deficit in 1997.
The Liberal Party of Honduras (PLH)'s Carlos Roberto Flores took office 27 January 1998 as Honduras' fifth democratically elected president since free elections were restored in 1981, with a 10% margin over his main opponent, PNH nominee Nora Gúnera de Melgar, widow of former leader Juan Alberto Melgar). Flores inaugurated International Monetary Fund (IMF) programs of reform and modernization of the Honduran government and economy, with emphasis on maintaining the country's fiscal health and improving international competitiveness.
In October 1998, Hurricane Mitch devastated Honduras, leaving more than 5,000 people dead and 1.5 million displaced. Damages totaled nearly $3 billion. International donors came forward to assist in rebuilding infrastructure, donating US$1400 million in 2000.
Honduras in the twenty-first century
2000s
In November 2001, the National Party won presidential and parliamentary elections. The PNH gained 61 seats in Congress and the PLH won 55. The PLH candidate Rafael Pineda was defeated by the PNH candidate Ricardo Maduro, who took office in January 2002. Maduro administration emphasized stopping mara growth, especially Mara 18 and Mara Salvatrucha.
On 27 November 2005, the PLH candidate Manuel Zelaya beat the PNH candidate and current Head of Congress Porfirio "Pepe" Lobo, and became the new president on 27 January 2006.
Jose Manuel Zelaya Rosales of the Liberal Party of Honduras won 27 November 2005 presidential elections with less than a 4% margin of victory, the smallest margin ever in Honduran electoral history. Zelaya's campaign theme was "citizen power," and he vowed to increase transparency and combat narcotrafficking while maintaining macroeconomic stability. The Liberal Party won 62 of the 128 congressional seats, just short of an absolute majority.
In 2009 Zelaya caused controversy with his call to have a constitutional referendum in June to decide about convening a Constitutional National Assembly to formulate a new constitution. The constitution explicitly bars changes to some of its clauses, including the term limit, and the move precipitated a Constitutional Crisis.
An injunction against holding the referendum was issued by the Honduran Supreme Court.
Zelaya rejected the ruling and sacked Romeo Vásquez Velásquez, the head of Honduras's armed forces. Vásquez had refused to help with the referendum because he did not want to violate the law. The sacking was deemed unlawful by the Supreme Court as well as by Congress and Vásquez was reinstated. The President then further defied the Supreme Court by pressing ahead with the vote, which the Court had deemed "illegal". The military had confiscated the ballots and polls in a military base in Tegucigalpa. On 27 June, a day before the election, Zelaya followed by a big group of supporters entered the base and ordered, as Commanding Officer of the Armed Forces, for the ballots and polls to be returned to him. Congress saw this as an abuse of power and ordered his capture.
On 28 June 2009, the military removed Zelaya from office and deported him to Costa Rica, a neutral country. Elvin Santos, the vice-president during the start of Zelaya's term, had resigned in order to run for president in the coming elections, and by a presidential line of succession the head of Congress, Roberto Micheletti, was appointed president. However, due to the stance taken by the United Nations and the Organization of American States on the use of military force to depose a president, most countries in the region and in the world continued to recognize Zelaya as the President of Honduras and denounced the actions as an assault on democracy.
Honduras continued to be ruled by Micheletti's administration under strong foreign pressure. On 29 November, democratic general elections were held, with former Congressional president and 2005 nominee, Pepe Lobo as victor.
2010s
Inaugurated on 27 January 2010, Porfirio "Pepe" Lobo Sosa and his administration focused throughout the first year for foreign recognition of presidential legitimacy and Honduras's reinstitution in the OAS.
After the presidential period of Lobo Sosa, Juan Orlando Hernández defeated Xiomara Castro, wife of ousted former president Manuel Zelaya, in the general elections in 2013. During the first years of his presidency the economic growth helped to improve the infrastructure of the main cities. However, unemployment and social unrest increased during his first term. He opened the possibility of changing the constitution, enraging a considerable part of the population. In 2015, the supreme court of Honduras removed a single-term limit for the country’s presidency. President Juan Orlando Hernández was reelected in 2017, winning the election through an alleged electoral fraud that produced constant protests and violence in the streets. In 2019, Juan Orlando Hernández's younger brother Juan Antonio "Tony" Hernández was brought to trial in New York for drug trafficking. He was convicted of all four charges against him, including drug trafficking and lying to authorities.
2020s
In September 2020, Honduran President Juan Orlando Hernández announced that Honduras will relocate its embassy to Israel from Tel Aviv to Jerusalem. Honduras became the third country in the world after the United States and Guatemala to establish embassies to Israel in Jerusalem.
In January 2021, Honduras changed the country's constitution to make it almost impossible to legalize abortion in the future. Before that, Honduras was already one of few countries with a complete ban on abortion. The constitutional reform was supported by Honduran President Juan Orlando Hernández's ruling National Party.
On 28 November 2021, the former first lady Xiomara Castro, leftist presidential candidate of opposition Liberty and Refoundation Party, won 53% of the votes in the presidential election to become the first female president of Honduras. On 27 January 2022, Xiomara Castro was sworn in as Honduras' president. Her husband, Manuel Zelaya, hold the same office from 2006 until 2009.
See also
List of presidents of Honduras
Politics of Honduras
Hondurans
General:
History of the Americas
History of Central America
History of Latin America
History of North America
Spanish colonization of the Americas
References
Attribution
Further reading
Carvajal, Roger A. "Violence in Honduras: an analysis of the failure in public security and the states response to criminality" (Naval Postgraduate School, 2014) online
Euraque, Darío A. Reinterpreting the Banana Republic: region and state in Honduras, 1870-1972 (U of North Carolina Press, 1996).
Humphreys, Robert Arthur. The diplomatic history of British Honduras, 1638-1901 (Oxford UP, 1961). online
Leonard, Thomas M. The history of Honduras (ABC-CLIO, 2011) excerpt; a standard scholarly history with long bibliography
Merrill, Tim L. In Honduras: A Country Study (3rd ed. US Library of Congress, 1995).
Moody, Jason M. "Crisis in Honduras: the search for answers to the removal of president Manuel Zelaya" (Naval Postgraduate School, 2013) online
Reichman, Daniel R. The Broken Village: Coffee, Migration, and Globalization in Honduras (2011) excerpt
Ruhl, J. Mark. "Trouble in Central America: Honduras Unravels." Journal of Democracy 21.2 (2010): 93-107.
Schulz, Donald E. and Deborah Sundloff Schulz. The United States, Honduras, And The Crisis In Central America (1984) excerpt
Soluri, John. Banana cultures: Agriculture, consumption, and environmental change in Honduras and the United States (U of Texas Press, 2005). PhD dissertation version
External links |
13396 | https://en.wikipedia.org/wiki/Geography%20of%20Honduras | Geography of Honduras | Honduras is a country in Central America. Honduras borders the Caribbean Sea and the North Pacific Ocean. Guatemala lies to the west, Nicaragua south east and El Salvador to the south west. Honduras is the second largest Central American republic, with a total area of .
Honduras has a Caribbean coastline extending from the mouth of the Río Motagua in the west to the mouth of the Río Coco in the east, at Cape Gracias a Dios. The southeastern side of the triangle is a land border with Nicaragua. It follows the Río Coco near the Caribbean Sea and then extends southwestward through mountainous terrain to the Gulf of Fonseca on the Pacific Ocean. The southern apex of the triangle is a coastline on the Gulf Fonseca, which opens onto the Pacific Ocean. In the west there are two land borders: with El Salvador as and with Guatemala as .
Topography
Honduras has three distinct topographical regions: an extensive interior highland area and two narrow coastal lowlands. The interior, which constitutes approximately 80 percent of the country's terrain, is mountainous. The larger Caribbean lowlands in the north and the Pacific lowlands bordering the Gulf of Fonseca are characterized by alluvial plains.
Interior highlands
The interior highlands are the most prominent feature of Honduran topography. This mountain area makes up about 80% of the country's area, and is home to the majority of the population. Because the rugged terrain has made the land difficult to traverse and equally difficult to cultivate, this area has not been highly developed. The soil here is poor: Honduras lacks the rich volcanic ash found in other Central American countries. Until the early 20th century, the highland economy consisted primarily of mining and livestock.
In the west, Honduras' mountains blend into the mountain ranges of Guatemala. The western mountains have the highest peaks, with the Pico Congolón at an elevation of and the Cerro Las Minas at . The Honduran border with El Salvador crosses the peak of Cerro El Pital, the highest point in El Salvador at over . These mountains are woodland covered with mainly pine forests.
In the east, the mountains merge with those in Nicaragua. Although generally not as high as the mountains near the Guatemalan border, the eastern ranges possess some high peaks, such as the Montaña de la Flor at , El Boquerón (Monte El Boquerón) at , and Pepe Bonito at .
One of the most prominent features of the interior highlands is a depression that runs from the Caribbean Sea to the Gulf of Fonseca. This depression splits the country's cordilleras into eastern and western parts and provides a relatively easy transportation route across the isthmus. Widest at its northern end near San Pedro Sula, the depression narrows as it follows the upper course of the Río Humuya. Passing first through Comayagua and then through narrow passes south of the city, the depression widens again as it runs along the border of El Salvador into the Gulf of Fonseca.
Scattered throughout the interior highlands are numerous flat-floored valleys, at in elevation, which vary in size. The floors of the large valleys provide sufficient grass, shrubs, and dry woodland to support livestock and, in some cases, commercial agriculture. Subsistence agriculture has been relegated to the slopes of the valleys, with the limitations of small-sized holdings, primitive technology, and low productivity that traditionally accompany hillside cultivation. Villages and towns, including the capital, Tegucigalpa, are tucked in the larger valleys.
Vegetation in the interior highlands is varied. Much of the western, southern, and central mountains are open woodland; supporting pine forest interspersed with some oak, scrub, and grassy clearings. The ranges toward the east are primarily continuous areas of dense, broad-leaf evergreen forest. Around the highest peaks, remnants of dense rainforest that formerly covered much of the area are still found.
Caribbean lowlands
This area of river valleys and coastal plains, which most Honduras call "the north coast," or simply "the coast," has traditionally been Honduras's most exploited region. The central part of the Caribbean lowlands, east of La Ceiba, is a narrow coastal plain only a few kilometers wide.
To the east and west of this section the Caribbean lowlands widen and in places extend inland a considerable distance along broad river valleys. The broadest river valley, along the Río Ulúa near the Guatemalan border, is Honduras's most developed area. Both Puerto Cortés, the country's largest port, and San Pedro Sula, Honduras's industrial capital, are located here, as is La Ceiba, the third largest city in the country.
To the east, near the Nicaraguan border, the Caribbean lowlands broaden to an extensive area known as La Mosquitia. Unlike the western part of the Caribbean lowlands, the Mosquitia is Honduras's least-developed area. Underpopulated and culturally distinct from the rest of the country, the area consists of inland savannah with swamps and mangrove near the coast. During times of heavy rainfall, much of the savannah area is covered by shallow water, making transportation by means other than a shallow-draft boat almost impossible.
More than 46 campesinos from the Aguán Valley, in the far north-east of Honduras, have either been killed or have disappeared since the 2009 coup. In the 1970s, government policy encouraged agricultural cooperatives and collectives to establish themselves in the lightly-populated area, but after 1992 government policy favored privatization. One of the biggest beneficiaries of the new policy and one of the richest men in Honduras, Miguel Facussé, owned some in the lower Aguán, which he planted in African palms for his palm oil venture.
Pacific lowlands
The smallest geographic region of Honduras, the Pacific lowlands, is a strip of land averaging on the north shore of the Gulf of Fonseca. The land is flat, becoming swampy near the shores of the gulf, and is composed mostly of alluvial soils washed down from the mountains. The gulf is shallow and the water rich in fish and mollusks. Mangroves along the shore make shrimp and shellfish particularly abundant by providing safe and abundant breeding areas amid their extensive networks of underwater roots.
Several islands in the gulf fall under Honduras's jurisdiction. The two largest, Zacate Grande and El Tigre, are eroded volcanoes, part of the chain of volcanoes that extends along the Pacific coast of Central America. Both islands have volcanic cones more than in elevation that serve as landmarks for vessels entering Honduras's Pacific.
Islands
Honduras controls a number of islands as part of its offshore territories. In the Caribbean Sea, the islands of Roatán (Isla de Roatán), Utila, and Guanaja together form the Islas de la Bahía (Bay Islands), one of the eighteen departments into which Honduras is divided. Roatán, the largest of the three islands, is . The Islas de la Bahía archipelago also has a number of smaller islands, among them the islets of Barbareta (Isla Barbareta), Santa Elena (Isla Santa Elena), and Morat (Isla Morat).
Farther out in the Caribbean are the Islas Santanillas, formerly known as Swan Islands. A number of small islands and keys can be found nearby, among them Cayos Zapotillos and Cayos Cochinos. In the Gulf of Fonseca, the main islands under Honduran control are El Tigre, Zacate Grande (Isla Zacate Grande), and Exposición (Isla Exposición).
Climate
Honduras has a Tropical climate and Temperate climate in the highlands.
The climatic types of each of the three physiographic regions differ. The Caribbean lowlands have a tropical wet climate with consistently high temperatures and humidity, and rainfall fairly evenly distributed throughout the year. The Pacific lowlands have a tropical wet and dry climate with high temperatures but a distinct dry season from November through April. The interior highlands also have a distinct dry season, but, as is characteristic of a tropical highland climate, temperatures in this region decrease as elevation increases.
Unlike in more northerly latitudes, temperatures in the tropics vary primarily with elevation instead of with the season. Land below is commonly known as tierra caliente (hot land), between as tierra templada (temperate land), and above as tierra fría (cold land). Both the Caribbean and Pacific lowlands are tierra caliente, with daytime highs averaging between throughout the year.
In the Pacific lowlands, April, the last month of the dry season, brings the warmest temperatures; the rainy season is slightly cooler, although higher humidity during the rainy season makes these months feel more uncomfortable. In the Caribbean lowlands, the only relief from the year-round heat and humidity comes during December or January when an occasional strong cold front from the north (a norte) brings several days of strong northwest winds and slightly cooler temperatures.
The interior highlands range from tierra templada to tierra fría. Tegucigalpa, in a sheltered valley and at an elevation of , has a pleasant climate, with an average high temperature ranging from in April, the warmest month, to in January, the coolest. Above , temperatures can fall to near freezing at night, and frost sometimes occurs.
Rain falls year round in the Caribbean lowlands but is seasonal throughout the rest of the country. Amounts are copious along the north coast, especially in the Mosquitia, where the average rainfall is . Nearer San Pedro Sula, amounts are slightly less from November to April, but each month still has considerable precipitation. The interior highlands and Pacific lowlands have a dry season, known locally as "summer," from November to April. Almost all the rain in these regions falls during the "winter," from May to September. Total yearly amounts depend on surrounding topography; Tegucigalpa, in a sheltered valley, averages only of precipitation.
Hurricanes
Honduras lies within the hurricane belt, and the Caribbean coast is particularly vulnerable to hurricanes or tropical storms that travel inland from the Caribbean. Hurricane Francelia in 1969 and Tropical Storm Alleta in 1982 affected thousands of people and caused extensive damage to crops. Hurricane Fifi in 1974 killed more than 8,000 and destroyed nearly the entire banana crop.
In 1998 Hurricane Mitch became the most deadly hurricane to strike the Western Hemisphere in the last two centuries. This massive hurricane not only battered the Honduran coastline, but engulfed nearly the entire country with its powerful winds and torrential downpours. Throughout Central America, Mitch claimed in excess of 11,000 lives, with thousands of others missing. More than three million people were either homeless or severely affected. Most Hurricanes occasionally form over the Pacific and move north to affect southern Honduras, but Pacific storms are generally less severe and their landfall rarer.
On September 4, 2007, Hurricane Felix made landfall at Honduras and Nicaragua, as a Category 5 hurricane. In November 2008, Hurricane Paloma, along with the October 2008 Central America floods, left at least 60 people dead and more than 300,000 in need of assistance.
Drought
Drought in Honduras has become a driver of emigration, causing poor crop yields for poor subsistence farmers, and has been a factor in the formation of migrant caravans to the United States.
According to the FAO, migrants leaving central and western Honduras between 2014 and 2016 most frequently cited "no food" as their reason for leaving.
Climate change
Hydrography
Honduras is a water-rich country. The most important river in Honduras is the Ulúa, which flows to the Caribbean through the economically important Valle de Sula. Numerous other rivers drain the interior highlands and empty north into the Caribbean. These other rivers are important, not as transportation routes, but because of the broad fertile valleys they have produced. The Choluteca River runs south from Tegucigalpa through Choluteca and out at the Gulf of Fonseca.
Rivers also define about half of Honduras's international borders. The Río Goascorán, flowing to the Gulf of Fonseca, and the Río Lempa define part of the border between El Salvador and Honduras. The Coco River marks about half of the border between Nicaragua and Honduras.
Despite an abundance of rivers, large bodies of water are rare. Lago de Yojoa, located in the west-central part of the country, is the sole natural lake in Honduras. This lake is twenty-two kilometers long and at its widest point measures fourteen kilometers. Several large, brackish lagoons open onto the Caribbean in northeast Honduras. These shallow bodies of water allow limited transportation to points along the coast.
Statistics
total area:
land:
water:
total land boundaries:
border countries:
Guatemala ,
El Salvador ,
Nicaragua
coastline:
Maritime claims:
territorial sea:
contiguous zone:
exclusive economic zone: and
continental shelf: natural extension of territory or to
Lowest point: Caribbean Sea 0 m
Highest point: Cerro Las Minas
land use:
arable land: 9.12%
permanent crops: 4.07%
other: 86.82% (2012 est.)
Irrigated land: (2007)
Total renewable water resources: (2011)
Freshwater withdrawal (domestic/industrial/agricultural):
total: per year (16%/23%/61%)
per capita: per year (2006)
Extreme Points
Northernmost point: Great Swan Island, Swan Islands, Bay Islands Department
Northernmost point (mainland): Puerto Castilla, Colón Department
Southernmost point: Pacific coast border with Nicaragua, Choluteca Department
Westernmost point: border with El Salvador and Guatemala, Ocotepeque Department
Easternmost point: border with Nicaragua on Atlantic coast, Gracias a Dios Department
Natural resources
The natural resources include: timbers, gold, silver, copper, lead, zinc, iron ore, antimony, coal, fish, and hydropower from the mountain rivers.
Natural hazards
Frequent mild earthquakes, damaging hurricanes, and floods along the Caribbean coast are examples of Honduran natural hazards.
Environmental issues
Deforestation poses a particular problem for Honduras; the goals of conserving endangered natural resources and promoting economic development has often been quite difficult to combine, which has resulted in conflicting policies that fail to protect forests. Honduras has suffered the greatest percentage loss of forest cover of any country in Latin America. The forests in Honduras are an important source of economic resources to finance government programs. The tropical forests in Honduras are diminishing rapidly due to poverty in the country. The majority of the population of Honduras see the forests as an obstacle to the expansion of ranching and agricultural activities, ignoring the significance that forests have for the society through protection of fauna, soils, recreation, purification of air, and the regulation of water sources. The urban population is also increasing rapidly over the years, which means that it has led to the clearing of land for farming and the farming of marginal soils in rural areas, as well as to uncontrolled development in the fringes of urban areas.
Illegal logging is also a major problem in Honduras. The majority of the production of timber in the country is illegal. According to the Center for International Policy and the Environmental Investigation Agency, the timber trade corruption involves politicians, timber companies, bureaucrats, mayors, and even the police. All of these factors contribute to deforestation and consequently to soil erosion. According to the Food and Agriculture Organization, Honduras lost 59,000 hectares of forest per year between 1990 and 2000.
Deforestation in regions dominated by tropical dry forests has advanced faster than regions dominated by other types of forests. Tropical dry forests have lower species richness compared to moist forests. However, tropical dry forests possess higher levels of endemic species, greater utility for humans, and also have a higher human population density. The effects of deforestation are more noticeable during tropical storms and hurricanes. In 1998, Hurricane Mitch killed thousands and also caused damage to the country. According to aerial surveys following the storm, mudslides were worse in deforested areas than forested areas. Many endangered species live in the forests of Honduras,
and they may soon be extinct if deforestation continues. The climate has also changed because of the lack of trees in Honduras. This has caused the growing season for farmers to be shortened.
The ground in deforested areas is absorbing all the water as well. The largest source of freshwater in Honduras, Lake Yojoa, is on the verge of turning into a swamp. This is due to the high rate of pollution and logging as well. Lake Yojoa is also being polluted by heavy metals from local mining activities. Lake Yojoa is home to more than 400 species of birds, but the area surrounding the lake is suffering from deforestation and water pollution. However, not only Lake Yojoa is being polluted with heavy metals, nearby rivers and streams are also being polluted.
See also
List of places in Honduras
References |
13398 | https://en.wikipedia.org/wiki/Politics%20of%20Honduras | Politics of Honduras | Politics of Honduras takes place in a framework of a multi-party system presidential representative democratic republic. The President of Honduras is both head of state and head of government. Executive power is exercised by the government. Legislative power is vested in the National Congress of Honduras. The party system is dominated by the conservative National Party of Honduras and the Liberal Party of Honduras.
The Judiciary is independent of the executive and the legislature.
The 1981 Constitution of Honduras provides for a fairly strong executive in some ways, but many powers conceded to the executive elsewhere are designated duties of the unicameral National Congress. A judiciary is appointed by the National Congress.
That constitution delineates mechanisms for amending it, but it also declares eight articles immutable and unalterable and not subject to change, which include a guarantee of a republican form of government, and an explicit prohibition against presidential candidacy of anyone who has been president previously at any time or for any reason. The National Party unconstitutionally amended the latter prior to the 2017 elections, enabling the President to be re-elected for the position.
The constitution also provides for an independent organ to supervise and implement elections, the Superior Electoral Tribunal. Another organ similarly independent of the three main branches of government a Special Court for Resolution of Conflicts Between Branches of Government. The current president, Juan Orlando Hernandez, is considered to be a divisive figure with political support within the country as well as vocal opposition from the public.
Structure
Executive branch
|President
|Xiomara Castro
|Liberty and Refoundation
|27 January 2022
|}
The president is both the chief of state and head of government and is elected by popular vote for a four-year term with no possibility of re-election. In the most recent election, however, President Juan Orlando Hernández was reelected despite national protest and dispute over ballots, after The Supreme court voided a single-term limit for the country's presidency in 2015.
Legislative branch
The National Congress of Honduras (Congreso Nacional) has 128 members (diputados), elected for a four-year term by proportional representation; congressional seats are assigned the parties' candidates on a departmental basis in proportion to the number of votes each party receives.
Judicial branch
The judiciary includes a Supreme Court of Justice - the Supreme Court of Honduras, courts of appeal, and several courts of original jurisdiction – such as labor, tax, and criminal courts. The judges of the Supreme Court of Justice or Corte Suprema de Justicia, are elected for seven-year terms by the National Congress.
Administrative divisions
For administrative purposes, Honduras is divided into 18 departments, with departmental and municipal officials selected for four-year terms.
Political parties
Honduras has eight political parties with representatives in the National Congress:
National Party of Honduras (Partido Nacional de Honduras, PNH), founded 1918. Dominated Honduran politics from 1933 to 1957.
Liberty and Refoundation (Libertad y Refundación, LIBRE), founded 2011 by a coalition of leftist organizations opposed to the 2009 coup.
Liberal Party of Honduras (Partido Liberal de Honduras, PLH), founded 1891.
Innovation and Unity Party (Partido Innovación Nacional y Social Demócrata, PINU-SD), moderate leftist, social democratic, founded 1970.
Honduran Patriotic Alliance (Alianza Patriótica Hondureña) founded in 2017.
Democratic Unification Party (Partido Unificación Democrática, UD or PUD), founded in 1992 at the end of the Cold war when formerly clandestine leftist political parties were permitted to function openly. Four merged to form the PUD.
Christian Democratic Party of Honduras (Partido Demócrata Cristiano, DC), founded 1968.
Anti-Corruption Party (Partido Anticorrupción, PAC), founded in 2012.
History
Since about 1920 Honduras has had essentially a two-party system, with the Liberal Party and the National Party dominating electoral politics. The early 1980s were a relatively peaceful period compared to other countries in Central America buffeted by left-wing guerrillas. The Honduran government provided bases for U.S. backed counter-revolutionary armies operating in Nicaragua.
Between 1981 and 1984, several forced disappearances were carried out by the military, as proved before the Inter-American Court of Human Rights. and in the Report of the National Commissioner for the Protection of Human Rights in Honduras. In 1984, armed-forces chief General Gustavo Alvarez was deposed amid anti-US demonstrations in the capital, Tegucigalpa; this marked a decrease in counter-revolutionary activity, and the government continued to assist the United States' anti-Sandinista activities in Nicaragua in return for economic aid.
In 1986, the Liberal Party's José Azcona del Hoyo was elected president. Allegations of human rights abuses, and summary executions by police—especially of street gangs—have diminished steadily in recent years up to the present (2009), while political violence has been a constant.
Rafael Callejas became president in 1990 and introduced neo-liberal economic reforms and austerity measures. He is credited with a major push to improve the country's transportation infrastructure. He implemented a policy of requiring cabinet member nominees to first pass appropriate examinations, unique among politicians anywhere.
In 1993, the Liberal Party's Carlos Reina was elected president, promising to reform the judicial system and limit the power of the armed forces. In April 1995 compulsory military service was abolished. The Liberal Party's Carlos Roberto Flores Facussé was elected in 1997, also promising to restructure the armed forces; in 1999 the armed forces were brought under civilian control.
In 2001, Ricardo Maduro was elected president on a platform that promised to stop rampant inflation afflicting the nation, and to put a stop to the brutal trademark violence of street gangs. At the time, the abuse of child-protection laws by gangs recruiting minors, and aggressive recruitment of members under threat of violence, lent broad popular support for Maduro's enlistment of the armed forces for a greater role in fighting crime during this time, as the police were seen as overwhelmed.
Gang violence
A major political issue in Honduras since about 1990 has been the high level of violent crime associated with the maras (Spanish for gangs, predominantly of young people), and drug trafficking organizations involved in the transport of cocaine from South America to the United States. Although gangs existed in Tegucigalpa in the 1980s, the phenomenon exploded around 1990. The range of criminal activities that street gangs carry out is broad, from kidnapping and human trafficking to drug, auto and weapons smuggling, as well as domestic extortion. A recent estimate by the. FBI and their counterparts in Central America put the number of gang members in Honduras at 36,000.
Gang membership is partly attributable to population movement between Honduras and the United States. During the 1980s, many Hondurans fled to the US to avoid civil war and strife, and emigration continued for economic reasons after that. Other than civil war, high rates of poverty and unemployment and lack of education make at-risk youth more vulnerable to gangs. In Honduras, close to 30% of the population is aged 15–24.
Immigrant children who formed or joined urban gangs in cities such as Los Angeles began to have an impact in Honduras around 1990 because gang members completing prison sentences were deported. Deportees brought the two main gangs in Honduras, MS-13 and the 18th Street gang. In 2004, the U.S. Department of Homeland Security's Office of Immigration and Enforcement reported that Honduras received 2,345 total criminal deportations. However, it is unclear how many were gang-affiliated.
Almost a third of Hondurans feel a sense of insecurity related to crime. The report listed as causes and risk factors, "Lack of opportunities and alternatives for youth and adolescents, family breakdown, movement of Hondurans to and from the United States, and abuse of drugs and alcohol, and presence of weapons".
The report adds however, that the "overwhelming attention given to gang violence by the media and the government" is partly responsible. Gang members often compete to see which crime receives the most coverage. It has been recently contended though that the media tends to exaggerate the gang problem, thus making Hondurans believe their communities less secure than they really are,, because of the extreme violence that accompanies the crimes perpetrated by these gangs. Another reason for the attention is that they most affect the lower-income population disproportionately, and almost all areas of public activities were affected.
The murder rate in 1999 was 154 murders per 100,000; around 2005 this had fallen to 49 per 100,000. (The death rate from all causes is roughly 1000 per 100,000 population.) Most of the crime in Honduras takes place in the big cities of Tegucigalpa and San Pedro Sula. A survey by Mitchell A. Seligson in 2004 found that 18% of the population thought public security and violence – delinquency, crime, violence, drug trafficking, and gangs – were the most serious problem facing the country.
Honduras has been not only a transit point for cocaine running between Colombia and the United States, a pattern broken substantially after the arrest and exile of the ex-president Mel Zelaya, but also has an internal market, creating all sorts of inner-city problems. Gangs sell crack, commit other crimes, and hire themselves out to organised drug smugglers. Those engaged in international trafficking are better resourced than the state authorities combating them. Although gang members have been arrested for selling drugs at the street level, it is still unclear how much interaction they have with the larger drug cartels and their operations within Honduras.
Some would use this argument to justify increasing US military aid to Honduras to help fight the organised drug gangs, while others claim that Honduras would be better off legalizing drugs, thus avoiding military solutions to Honduran security problems. A recent form of U.S. aid that addresses the gang problem was the creation of the Central American Regional Security Initiative (CARSI), originally seen as a part of the U.S.- Mexico Mérida Initiative. In 2010 the U.S. Congress separated funding for Central America totaling $83 million. Although some of the aid came in the form of military hardware, some components focused on strengthening the receiving country's judicial system.
President Ricardo Maduro, a former chairman of the Central Bank of Honduras, ran on an anti-crime platform after his only son was murdered on 28 April 1999. During his tenure at the Central Bank of Honduras, a banking license was given to Banco de Producción. After leaving the Central Bank he became chairman and majority stockholder of Banco de Producción, and the general manager of the Central Bank, Ana Cristina Mejia de Pereira, became general manager of Banco de la Producción.
Maduro came into power in January 2002 with a wave of measures against gangs and delinquency, the most noticeable, soldiers patrolling the streets. Many gang members were jailed for illicit association. His "Mano Duro" policy (name used to describe Central American leaders taking a hard stance against crime) led to the creation of a penal code in 2003 which made street gangs like MS-13 and M-18 illegal and established jail sentences up to 12 years for proven membership.
Violent crime dipped noticeably under Maduro. These "mano duro" policies had significant downsides as well. For example, many youth are wrongly arrested for membership but later become recruited into gangs while in jail. Also, these gang round-ups led to the overcrowding in the prison system. Regardless of the initial signs of success, gangs learned to adapt and continued to carry out their activities. Some reports say that gang leaders from El Salvador come into Honduras to help stop their decline.
Under President Zelaya's term, the government attempted to create dialog with gang members to sway them to renounce their violence and re-integrate into society. However, this program relied mainly on private groups to implement the actual re-entry programs. Zelaya also created a specialized anti-gang unit within the police force which he used to coordinate patrols with the Honduran military. Although these patrols led to the arrests of 1,200 gang members, the rate of violence in Honduras did not subside.
Their desperation resulted in a "declaration of war" against the government, and three major events over the last few years brought this tiny country to the attention of the world media: a massacre of 68 prisoners at the prison farm just outside La Ceiba on 5 March 2003, a fire in the prison at San Pedro Sula that killed 107 prisoners on 18 May 2004, and the massacre of 27 innocent men, women and children in San Pedro Sula, on 23 December 2004.
A massacre in the San Pedro Sula suburb of Chamelecón left 27 dead and 29 injured. The murderers left behind a message, claiming to come from the Cinchoneros, railing against Maduro, Lobo, Álvarez and the death penalty. The Cinchoneros are believed to be defunct, however. The attackers promised another massacre before the new year. However one suspect was detained very shortly afterwards in another part of San Pedro Sula, and further arrests were later made. Local police said that the gunmen were members of the street gang Mara Salvatrucha (MS-13), and the supposed mastermind of the attack, Ebner Anibal Rivera-Paz, was later arrested in Falfurrias, Texas.
After Maduro left office gang resurgence was felt and their presence continued, although less than before, but now using the cover of anti-government demonstrations for their activities.
Elections
The PNH and PLH have ruled the country for decades. In the last years, Honduras has had five Liberal presidents: Roberto Suazo Córdova, José Azcona del Hoyo, Carlos Roberto Reina, Carlos Roberto Flores and Manuel Zelaya, and three Nationalists: Rafael Leonardo Callejas Romero Porfirio Lobo Sosa and Ricardo Maduro.
The elections have been full of controversies, including questions about whether Azcona was born in Honduras or Spain, and whether Maduro should have been able to stand given he was born in Panama.
On February 20, 2005, the PNH and the PLH held internal party elections (primaries) to decide who would represent them in the forthcoming presidential elections in November. Porfirio Pepe Lobo became the PNH candidate. Manuel Zelaya became the Liberal Party candidate. Forty-five percent of the electorate voted in the primaries: 24% for the Liberals and 21% for the National Party. According to the Country Report quoted in the U.C. San Diego Library Latin American election results, "The low participation rate in the primaries . . . is a reflection of the lack of public faith in Honduras's political institutions and leaders."
A Presidential and general election was held on November 27, 2005. Manuel Zelaya of the Liberal Party of Honduras (Partido Liberal de Honduras: PLH) won, with Porfirio Pepe Lobo of the National Party of Honduras (Partido Nacional de Honduras: PNH) coming in second. Voter turnout was 55% of the 3.9 million eligible. The PNH challenged the election results, and Lobo Sosa did not concede until December 7. Towards the end of December the government finally released the total ballot count, giving Zelaya the official victory. Zelaya was inaugurated as Honduras' new president on January 27, 2006.
Zelaya presidency
On 20 December 2007, the National Congress, at the urging of the leaders of both of the dominant parties, passed a set of electoral reforms.
The reforms were opposed by President Manuel Zelaya, who indicated that he would veto them, citing constitutional objections.
The reforms would move the date of the presidential primaries ahead from February 2009 to November 2008, change the location of vote-counting from a central one to the individual municipalities, and radically increase public funding of political parties, from about US$3.2 million every election cycle to about US$52 million every election cycle.
Ouster of President Zelaya on June 28, 2009
The President Manuel Zelaya's affiliation in 2008 with the Bolivarian Alliance for the Americas ALBA sparked controversy. There was further controversy when he refused to submit the government budget for Congressional approval.
In April and May 2009 Zelaya announced plans for a non-binding poll on whether to hold a referendum about whether to convene a constituent assembly that would rewrite the constitution.
The Honduran Supreme Court had upheld a lower court injunction against the 28 June poll, and on 26 June – while Zelaya ignored the injunction – it issued a secret order for his detention.
On June 28 Honduran soldiers entered the presidential palace and arrested Zelaya, preempting the poll. They put him on a military airplane which flew him to Costa Rica.
Subsequently, on June 28, the Honduran Congress, in an extraordinary session, voted to remove Zelaya from office and appoint his constitutional successor, Speaker of Congress Roberto Micheletti, in his place as interim President for a term that ended on 27 January 2010.
International reaction was universally negative with widespread condemnation of the events as a coup d'état.
Presidency of Juan Orlando Hernandez (2014-2022)
After the presidential period of Porfirio "Pepe" Lobo Sosa since 2010, Juan Orlando Hernandez defeated Xiomara Castro, wife of ousted former president Manuel Zelaya, in the general elections in November 2013.
During the first years of his presidency the economic growth helped to improve the infrastructure of the main cities. However, unemployment and social unrest increased during his first term. He opened the possibility of changing the constitution, enraging a considerable part of the population. In 2015, the supreme court of Honduras removed a single-term limit for the country's presidency. President Juan Orlando Hernandez was re-elected in 2017, winning the election through an alleged electoral fraud that produced constant protests and violence in the streets.
In 2019, Juan Orlando Hernadez's younger brother Juan Antonio “Tony” Hernández was brought to trial in New York for drug trafficking. He was convicted of all four charges against him, including drug trafficking and lying to authorities.
In September 2020, Honduran President Juan Orlando Hernandez announced that Honduras will relocate its embassy to Israel from Tel Aviv to Jerusalem. Honduras became the third country in the world after the United States and Guatemala to establish embassies to Israel in Jerusalem.
In January 2021, Honduras changed the country's constitution to make it almost impossible to legalize abortion in the future. Before that, Honduras was already one of few countries with a complete ban on abortion. The constitutional reform was supported by Honduran President Juan Orlando Hernandez's ruling National Party.
On 28 November 2021, the former first lady Xiomara Castro, leftist presidential candidate of opposition Liberty and Refoundation Party, won 53% of the votes in the presidential election to become the first female president of Honduras.
Presidency of Xiomara Castro (2022-)
On 27 January 2022, Xiomara Castro was sworn in as Honduras' president. Her husband, Manuel Zelaya, hold the same office from 2006 until 2009.
Political pressure groups
Some of the main political pressure groups are the Committee for the Defense of Human Rights in Honduras (CODEH); Confederation of Honduran Workers (CTH); Coordinating Committee of Popular Organizations or CCOP; General Workers Confederation or CGT; Honduran Council of Private Enterprise (COHEP); National Association of Honduran Campesinos or ANACH; National Union of Campesinos or UNC; United Federation of Honduran Workers or FUTH
Guerrilla groups
The Revolutionary Popular Forces Lorenzo Zelaya was in resistance to the government, and is now defunct.
The Cinchoneros were a leftist guerrilla group active in the 1980s, targeting foreign and corporate interests in the country, but are now defunct.
International organization participation
See also
Elections in Honduras
Supreme Court of Honduras
National congress of Honduras
Economy of Honduras
References |
13402 | https://en.wikipedia.org/wiki/Armed%20Forces%20of%20Honduras | Armed Forces of Honduras | The Armed Forces of Honduras (), consists of the Honduran Army, Honduran Navy and Honduran Air Force.
History
Pre-1979
The Armed Forces of Honduras were created through article 44, subsection 4 of the First Constitution of the Legislative Chamber in 1825, with the First Supreme Head of State being the Attorney Dionisio de Herrera, for which, they ordered the effective birth of the Honduran army in dated December 11, 1825 and for its greater mobility, it was divided into battalions with the name of each of the seven departments Comayagua the capital, Tegucigalpa, Choluteca, Olancho, Yoro, Gracias and Santa Bárbara that were in charge of strategically and tactically covering order and defense of the state, under French military doctrine. In 1831 the Military School was created with a seat at the San Francisco Barracks, and Colonel Narciso Benítez of Colombian origin was appointed director; From this school graduated: Francisco Morazán, José Antonio Márquez, Diego Vigil, Liberato Moncada, Joaquín Rivera Bragas, José Santos Guardiola who were presidents of Honduras, among others.
The first weaponry used was flintlock and gunpowder, the product of mixing sulfur, saltpeter, and coal in relative quantities: the Remington single-load rifle was one of the first bullet rifles that were introduced into the country during the government of General José María Medina. .
The second stage of the Armed Forces is between the years 1842 and 1876 when the collective uniform emerged in the mid-1840s when the troops of General José Santos Guardiola faced those of General Nicolás Ángulo, in 1845 in the " Combate del Obrajuelo ", in San Miguel, El Salvador.
In 1865 the first attempt was made to organize a Naval Force with its respective regulations; however, the cost of this service made it unsustainable; However, there were several attempts to reactivate the idea and one of them was carried out by Doctor Policarpo Bonilla, who ordered the construction of the Tatumbla steamship in the Kiel shipyard, Germany on November 22, 1895 and then in 1896 respectively, General Manuel Bonilla had the 'Hornet built. While he administered Honduras, the Doctor and General Don Tiburcio Carias Andino also ordered the construction of the steamers Búfalo and El Tigre. On January 1, 1881, the first Military Code of the Honduran army was issued, a legal instrument to govern its own organization.
During the twentieth century, Honduran military leaders frequently became presidents, either through elections or by coups d'état. General Tiburcio Carías Andino was elected in 1932, he later on called a constituent assembly that allowed him to be reelected, and his rule became more authoritarian until an election in 1948.
During the following decades, the military of Honduras carried out several coups d'état, starting in October 1955. General Oswaldo López Arellano carried out the next coup in October 1963 and a second in December 1972, followed by coups in 1975 by Juan Alberto Melgar Castro and in 1978 by Policarpo Paz García.
1980s
Events during the 1980s in El Salvador and Nicaragua led Honduras – with US assistance – to expand its armed forces considerably, laying particular emphasis on its air force, which came to include a squadron of US-provided F-5s.
The military unit Battalion 316 carried out political assassinations and the torture of suspected political opponents of the government during this same period. Battalion members received training and support from the United States Central Intelligence Agency, in Honduras, at U.S. military bases and in Chile during the presidency of the dictator Augusto Pinochet. Amnesty International estimated that at least 184 people "disappeared" from 1980 to 1992 in Honduras, most likely due to actions of the Honduran military.
1990s
The resolution of the civil wars in El Salvador and Nicaragua, and across-the-board budget cuts made in all ministries, has brought reduced funding for the Honduran armed forces. The abolition of the draft has created staffing gaps in the now all-volunteer armed forces. The military is now far below its authorized strength, and further reductions are expected. In January 1999, the Constitution was amended to abolish the position of military commander-in-chief of the armed forces, thus codifying civilian authority over the military.
2000s
Since 2002, soldiers have been involved in crime prevention and law enforcement, patrolling the streets of the major cities alongside the national police.
2009
On 28 June 2009, in the context of a constitutional crisis, the military, acting on orders of the Supreme Court of Justice, arrested the president, Manuel Zelaya after which they forcibly removed elected President Zelaya from Honduras. See the article 2009 Honduran constitutional crisis regarding claims regarding legitimacy and illegitimacy of the event, and events preceding and following the removal of Zelaya from Honduras.
The military's chief lawyer, Colonel Herberth Bayardo Inestroza Membreño, made public statements regarding the removal of Zelaya. On June 30, he showed a detention order, apparently signed June 26 by a Supreme Court judge, which ordered the armed forces to detain the president. Colonel Inestroza later stated that deporting Zelaya did not comply with the court order: "In the moment that we took him out of the country, in the way that he was taken out, there is a crime. Because of the circumstances of the moment this crime occurred, there is going to be a justification and cause for acquittal that will protect us." He said the decision was taken by the military leadership "in order to avoid bloodshed".
Human rights violations during 2009
Following the 2009 ouster of the president, the Honduran military together with other government security forces were allegedly responsible for thousands of allegedly arbitrary detentions and for several forced disappearances and extrajudicial executions of opponents to the de facto government, including members of the Democratic Unification Party. However, evidence about these actions has yet to be provided and there has been some questioning in local media about the actual perpetrators, suggesting that they could actually be related to disputes within the leftists organizations themselves.
Army
The Honduran Army () is the land service branch of the Armed Forces of Honduras.
101th Brigade in Choluteca
105th Brigade in San Pedro Sula
110th Brigade in Danli
115th Brigade in Juticalpa
120th Brigade in Santa Rosa de Copan
Air Force
The FAH operates from four air bases located at:
Hernan Acosta Mejia Air Base at Tegucigalpa
Soto Cano Air Base at Comayagua,
Armando Escalon Espinal Air Base at San Pedro Sula
Hector Caraccioli Moncada at La Ceiba.
With the exception of Soto Cano Air Base, all other air bases operate as dual civil and military aviation facilities.
Additionally, three air stations are located at:
Catacamas
Alto Aguán (bomb range)
Puerto Lempira airstrips serve as forward operations locations-FOL.
Also a radar station operates at:
La Mole peak.
Navy
The navy is a small force dealing with coastal and riverine security.
The navy has 71 patrol boats, interceptors and landing craft units.
The Honduran navy has 4 naval bases:
Base Naval Puerto Cortés – main repair and logistics base on the Caribbean Sea
Base Naval Puerto Castilla – main operating base of patrol boats on the Caribbean Sea
Base Naval Amapala – main operating base of coastal patrol craft on the north end of the island and only base on the Pacific Ocean side of Honduras
Base Naval Caratasca – new base to deal with drug trafficking
Additionally, the Honduran navy has the following unit and schools:
1st. Marine Infantry Battalion – only marine unit located at La Ceiba
Honduras Naval Academy – Trains officers for the Honduras Navy at La Ceiba
Naval Training Center – NCO and Sailor training facility
Military-civilian relations and leadership
According to a statement in July 2009 by a legal counsel of the Honduras military, Colonel Herberth Bayardo Inestroza, part of the elite Honduran military generals were opposed to President Manuel Zelaya, whom the military had removed from Honduras via a military Coup d'état, because of his left-wing politics. Inestroza stated, "It would be difficult for us [the military], with our training, to have a relationship with a leftist government. That's impossible."
The current head of the armed forces is Carlos Antonio Cuéllar, graduate of the General Francisco Morazan Military Academy and the School of the Americas. In January 2011, the General Rene Arnoldo Osorio Canales former head of the Presidential Honor Guard, was appointed Commander.
As of 2012 the Honduran Military has the highest military expenditures of all Central America.
Equipment
Hand guns
Beretta 92FS
Beretta 93R
CZ 75
Browning Hi-Power
Sub machine guns
Mini Uzi
MP5
CZ Scorpion Evo 3
Rifles
Beretta AR70/90
M16A1/A2
M4A1
IWI ACE
IWI X95
FN FAL
T65 assault rifle
Sniper rifles
Remington 700
M40 rifle
M21
M110 SASS (used by Honduras Army Special Forces)
Machine guns
FN Minimi
FN MAG
M60 Machine gun M60, M60D.
M2 Machine gun
Stoner 63
Ultimax 100
MG 3 machine gun
Rocket launchers
120x Carl Gustav recoilless rifle
80x M40 recoilless rifle
M72 LAW
M203
RPG-2
RPG-7
Heckler & Koch HK69A1 (used by Honduran Army Special Forces)
Mk 19 grenade launcher (used by Honduran Army since 2013, donated by the United States for anti-narcotics operations)
Medium artillery
60mm mortar
400x 81mm M1\M29 Mortar
Vehicles and artillery
See also
Honduran presidential plane
References
External links |
13404 | https://en.wikipedia.org/wiki/Hong%20Kong | Hong Kong | Hong Kong (; , ), officially the Hong Kong Special Administrative Region of the People's Republic of China (HKSAR), is a city and special administrative region of China on the eastern Pearl River Delta in South China. With over 7.5 million residents of various nationalities in a territory, Hong Kong is one of the most densely populated places in the world. Hong Kong is also one of the most developed cities in the world.
Hong Kong was established as a colony of the British Empire after the Qing Empire ceded Hong Kong Island from Xin'an County at the end of the First Opium War in 1841 then again in 1842. The colony expanded to the Kowloon Peninsula in 1860 after the Second Opium War and was further extended when Britain obtained a 99-year lease of the New Territories in 1898. British Hong Kong was occupied by Imperial Japan from 1941 to 1945 during World War II; British administration resumed after the surrender of Japan. The whole territory was transferred to China in 1997. As one of China's two special administrative regions (the other being Macau), Hong Kong maintains separate governing and economic systems from that of mainland China under the principle of "one country, two systems".
Originally a sparsely populated area of farming and fishing villages, the territory has become one of the world's most significant financial centres and commercial ports. It is the world's tenth-largest exporter and ninth-largest importer. Hong Kong has a major capitalist service economy characterised by low taxation and free trade, and its currency, the Hong Kong dollar, is the eighth most traded currency in the world. Hong Kong is home to the third-highest number of billionaires of any city in the world, the second-highest number of billionaires of any city in Asia, and the largest concentration of ultra high-net-worth individuals of any city in the world. Although the city has one of the highest per capita incomes in the world, severe income inequality exists among the population.
Hong Kong is a highly developed territory and ranks fourth on the UN Human Development Index. The city has the largest number of skyscrapers of any city in the world, and its residents have some of the highest life expectancies in the world. The dense space has led to a highly developed transportation network with public transport rates exceeding 90%. Hong Kong is ranked 4th in the Global Financial Centres Index.
Etymology
The name of the territory, first romanised as "He-Ong-Kong" in 1780, originally referred to a small inlet located between Aberdeen Island and the southern coast of Hong Kong Island. Aberdeen was an initial point of contact between British sailors and local fishermen. Although the source of the romanised name is unknown, it is generally believed to be an early phonetic rendering of the Cantonese pronunciation hēung góng, or Tanka Cantonese. The name translates as "fragrant harbour" or "incense harbour". "Fragrant" may refer to the sweet taste of the harbour's freshwater influx from the Pearl River or to the odour from incense factories lining the coast of northern Kowloon. The incense was stored near Aberdeen Harbour for export before Victoria Harbour was developed. Sir John Davis (the second colonial governor) offered an alternative origin; Davis said that the name derived from "Hoong-keang" ("red torrent"), reflecting the colour of soil over which a waterfall on the island flowed.
The simplified name Hong Kong was frequently used by 1810. The name was also commonly written as the single word Hongkong until 1926, when the government officially adopted the two-word name. Some corporations founded during the early colonial era still keep this name, including Hongkong Land, Hongkong Electric Company, Hongkong and Shanghai Hotels and the Hongkong and Shanghai Banking Corporation (HSBC).
History
Prehistory and Imperial China
Earliest known human traces in what is now Hong Kong are dated by some to 35,000 and 39,000 years ago during the Paleolithic period. The claim is based on an archaeological investigation in Wong Tei Tung, Sai Kung in 2003. The archaeological works revealed knapped stone tools from deposits that were dated using optical luminescence dating.
During the Middle Neolithic period, about 6,000 years ago, the region had been widely occupied by humans. Neolithic to Bronze Age Hong Kong settlers were semi-coastal people. Early inhabitants are believed to be Austronesians in the Middle Neolithic period and later the Yueh people. As hinted by the archaeological works in Sha Ha, Sai Kung, rice cultivation had been introduced since Late Neolithic period. Bronze Age Hong Kong was featured with coarse pottery, hard pottery, quartz and stone jewelry, as well as small bronze implements.
The Qin dynasty incorporated the Hong Kong area into China for the first time in 214 BCE, after conquering the indigenous Baiyue. The region was consolidated under the Nanyue kingdom (a predecessor state of Vietnam) after the Qin collapse and recaptured by China after the Han conquest. During the Mongol conquest of China in the 13th century, the Southern Song court was briefly located in modern-day Kowloon City (the Sung Wong Toi site) before its final defeat in the 1279 Battle of Yamen. By the end of the Yuan dynasty, seven large families had settled in the region and owned most of the land. Settlers from nearby provinces migrated to Kowloon throughout the Ming dynasty.
The earliest European visitor was Portuguese explorer Jorge Álvares, who arrived in 1513. Portuguese merchants established a trading post called Tamão in Hong Kong waters and began regular trade with southern China. Although the traders were expelled after military clashes in the 1520s, Portuguese-Chinese trade relations were re-established by 1549. Portugal acquired a permanent lease for Macau in 1557.
After the Qing conquest, maritime trade was banned under the Haijin policies. From 1661 to 1683, the population of most of the area forming present day Hong Kong was cleared under the Great Clearance, turning the region into a wasteland. The Kangxi Emperor lifted the maritime trade prohibition, allowing foreigners to enter Chinese ports in 1684. Qing authorities established the Canton System in 1757 to regulate trade more strictly, restricting non-Russian ships to the port of Canton. Although European demand for Chinese commodities like tea, silk, and porcelain was high, Chinese interest in European manufactured goods was insignificant, so that Chinese goods could only be bought with precious metals. To reduce the trade imbalance, the British sold large amounts of Indian opium to China. Faced with a drug crisis, Qing officials pursued ever more aggressive actions to halt the opium trade.
British colony
In 1839, the Daoguang Emperor rejected proposals to legalise and tax opium and ordered imperial commissioner Lin Zexu to eradicate the opium trade. The commissioner destroyed opium stockpiles and halted all foreign trade, triggering a British military response and the First Opium War. The Qing surrendered early in the war and ceded Hong Kong Island in the Convention of Chuenpi. British forces began controlling Hong Kong shortly after the signing of the convention, from 26 January 1841. However, both countries were dissatisfied and did not ratify the agreement. After more than a year of further hostilities, Hong Kong Island was formally ceded to the United Kingdom in the 1842 Treaty of Nanking.
Administrative infrastructure was quickly built by early 1842, but piracy, disease, and hostile Qing policies initially prevented the government from attracting commerce. Conditions on the island improved during the Taiping Rebellion in the 1850s, when many Chinese refugees, including wealthy merchants, fled mainland turbulence and settled in the colony. Further tensions between the British and Qing over the opium trade escalated into the Second Opium War. The Qing were again defeated and forced to give up Kowloon Peninsula and Stonecutters Island in the Convention of Peking. By the end of this war, Hong Kong had evolved from a transient colonial outpost into a major entrepôt. Rapid economic improvement during the 1850s attracted foreign investment, as potential stakeholders became more confident in Hong Kong's future.
The colony was further expanded in 1898 when Britain obtained a 99-year lease of the New Territories. The University of Hong Kong was established in 1911 as the territory's first institution of higher education. Kai Tak Airport began operation in 1924, and the colony avoided a prolonged economic downturn after the 1925–26 Canton–Hong Kong strike. At the start of the Second Sino-Japanese War in 1937, Governor Geoffry Northcote declared Hong Kong a neutral zone to safeguard its status as a free port. The colonial government prepared for a possible attack, evacuating all British women and children in 1940. The Imperial Japanese Army attacked Hong Kong on 8 December 1941, the same morning as its attack on Pearl Harbor. Hong Kong was occupied by Japan for almost four years before Britain resumed control on 30 August 1945.
Its population rebounded quickly after the war, as skilled Chinese migrants fled from the Chinese Civil War and more refugees crossed the border when the Chinese Communist Party took control of mainland China in 1949. Hong Kong became the first of the Four Asian Tiger economies to industrialise during the 1950s. With a rapidly increasing population, the colonial government began reforms to improve infrastructure and public services. The public-housing estate programme, Independent Commission Against Corruption, and Mass Transit Railway were all established during the post-war decades to provide safer housing, integrity in the civil service, and more reliable transportation. Although the territory's competitiveness in manufacturing gradually declined because of rising labour and property costs, it transitioned to a service-based economy. By the early 1990s, Hong Kong had established itself as a global financial centre and shipping hub.
Chinese special administrative region
The colony faced an uncertain future as the end of the New Territories lease approached, and Governor Murray MacLehose raised the question of Hong Kong's status with Deng Xiaoping in 1979. Diplomatic negotiations with China resulted in the 1984 Sino-British Joint Declaration, in which the United Kingdom agreed to transfer the colony in 1997 and China would guarantee Hong Kong's economic and political systems for 50 years after the transfer. The impending transfer triggered a wave of mass emigration as residents feared an erosion of civil rights, the rule of law, and quality of life. Over half a million people left the territory during the peak migration period, from 1987 to 1996. The Legislative Council became a fully elected legislature for the first time in 1995 and extensively expanded its functions and organisations throughout the last years of the colonial rule. Hong Kong was transferred to China on 1 July 1997, after 156 years of British rule.
Immediately after the transfer, Hong Kong was severely affected by several crises. The government was forced to use substantial foreign exchange reserves to maintain the Hong Kong dollar's currency peg during the 1997 Asian financial crisis, and the recovery from this was muted by an H5N1 avian-flu outbreak and a housing surplus. This was followed by the 2003 SARS epidemic, during which the territory experienced its most serious economic downturn.
Political debates after the transfer of sovereignty have centred around the region's democratic development and the central government's adherence to the "one country, two systems" principle. After reversal of the last colonial era Legislative Council democratic reforms following the handover, the regional government unsuccessfully attempted to enact national security legislation pursuant to Article 23 of the Basic Law. The central government decision to implement nominee pre-screening before allowing chief executive elections triggered a series of protests in 2014 which became known as the Umbrella Revolution. Discrepancies in the electoral registry and disqualification of elected legislators after the 2016 Legislative Council elections and enforcement of national law in the West Kowloon high-speed railway station raised further concerns about the region's autonomy. In June 2019, mass protests erupted in response to a proposed extradition amendment bill permitting extradition of fugitives to Taiwan, while protesters argued that criminals might be extradited to mainland China. The protests are the largest in Hong Kong history, with organisers claiming to have attracted more than three million Hong Kong residents.
Government and politics
Hong Kong is a special administrative region of China, with executive, legislative, and judicial powers devolved from the national government. The Sino-British Joint Declaration provided for economic and administrative continuity through the transfer of sovereignty, resulting in an executive-led governing system largely inherited from the territory's history as a British colony. Under these terms and the "one country, two systems" principle, the Basic Law of Hong Kong is the regional constitution. The regional government is composed of three branches:
Executive: The Chief Executive is responsible for enforcing regional law, can force reconsideration of legislation, and appoints Executive Council members and principal officials. Acting with the Executive Council, the Chief Executive-in-Council can propose new bills, issue subordinate legislation, and has authority to dissolve the legislature. In states of emergency or public danger, the Chief Executive-in-Council is further empowered to enact any regulation necessary to restore public order.
Legislature: The unicameral Legislative Council enacts regional law, approves budgets, and has the power to impeach a sitting chief executive.
Judiciary: The Court of Final Appeal and lower courts interpret laws and overturn those inconsistent with the Basic Law. Judges are appointed by the chief executive on the advice of a recommendation commission.
The chief executive is the head of government and serves for a maximum of two five-year terms. The State Council (led by the Premier of China) appoints the chief executive after nomination by the Election Committee, which is composed of 1,200 business, community, and government leaders.
The Legislative Council has 70 members, each serving a four-year term. Thirty-five are directly elected from geographical constituencies, and thirty-five represent functional constituencies (FC). Thirty FC councillors are selected from limited electorates representing sectors of the economy or special interest groups, and the remaining five members are nominated from sitting district council members and selected in region-wide double direct elections. All popularly elected members are chosen by proportional representation. The 30 limited electorate functional constituencies fill their seats using first-past-the-post or instant-runoff voting.
Twenty-two political parties had representatives elected to the Legislative Council in the 2016 election. These parties have aligned themselves into three ideological groups: the pro-Beijing camp (the current government), the pro-democracy camp, and localist groups. The Chinese Communist Party does not have an official political presence in Hong Kong, and its members do not run in local elections. Hong Kong is represented in the National People's Congress by 36 deputies chosen through an electoral college and 203 delegates in the Chinese People's Political Consultative Conference appointed by the central government.
Chinese national law does not generally apply in the region, and Hong Kong is treated as a separate jurisdiction. Its judicial system is based on common law, continuing the legal tradition established during British rule. Local courts may refer to precedents set in English law and overseas jurisprudence. However, mainland criminal procedure law applies to cases investigated by the Office for Safeguarding National Security of the CPG in the HKSAR. Interpretative and amending power over the Basic Law and jurisdiction over acts of state lie with the central authority, making regional courts ultimately subordinate to the mainland's socialist civil law system. Decisions made by the Standing Committee of the National People's Congress override any territorial judicial process. Furthermore, in circumstances where the Standing Committee declares a state of emergency in Hong Kong, the State Council may enforce national law in the region.
The territory's jurisdictional independence is most apparent in its immigration and taxation policies. The Immigration Department issues passports for permanent residents which differ from those of the mainland or Macau, and the region maintains a regulated border with the rest of the country. All travellers between Hong Kong and China and Macau must pass through border controls, regardless of nationality. Mainland Chinese citizens do not have right of abode in Hong Kong and are subject to immigration controls. Public finances are handled separately from the national government; taxes levied in Hong Kong do not fund the central authority.
The Hong Kong Garrison of the People's Liberation Army is responsible for the region's defence. Although the Chairman of the Central Military Commission is supreme commander of the armed forces, the regional government may request assistance from the garrison. Hong Kong residents are not required to perform military service, and current law has no provision for local enlistment, so its defence is composed entirely of non-Hongkongers.
The central government and Ministry of Foreign Affairs handle diplomatic matters, but Hong Kong retains the ability to maintain separate economic and cultural relations with foreign nations. The territory actively participates in the World Trade Organization, the Asia-Pacific Economic Cooperation forum, the International Olympic Committee, and many United Nations agencies. The regional government maintains trade offices in Greater China and other nations.
The imposition of Hong Kong national security law by the central government in Beijing in June 2020 resulted in the suspension of bilateral extradition treaties by the United Kingdom, Canada, Australia, New Zealand, Finland, and Ireland. The United States ended its preferential economic and trade treatment of Hong Kong in July 2020 because it was no longer able to distinguish Hong Kong as a separate entity from the People's Republic of China.
Administrative divisions
The territory is divided into 18 districts, each represented by a district council. These advise the government on local issues such as public facility provisioning, community programme maintenance, cultural promotion, and environmental policy. There are a total of 479 district council seats, 452 of which are directly elected. Rural committee chairmen, representing outlying villages and towns, fill the 27 non-elected seats.
Political reforms and sociopolitical issues
Hong Kong is governed by a hybrid regime that is not fully representative of the population. Legislative Council members elected by functional constituencies composed of professional and special interest groups are accountable to these narrow corporate electorates and not the general public. This electoral arrangement has guaranteed a pro-establishment majority in the legislature since the transfer of sovereignty. Similarly, the chief executive is selected by establishment politicians and corporate members of the Election Committee rather than directly elected. Although universal suffrage for the chief executive and all Legislative Council elections are defined goals of Basic Law Articles 45 and 68, the legislature is only partially directly elected, and the executive continues to be nominated by an unrepresentative body. The government has been repeatedly petitioned to introduce direct elections for these positions.
Ethnic minorities (except those of European ancestry) have marginal representation in government and often experience discrimination in housing, education, and employment. Employment vacancies and public service appointments frequently have language requirements which minority job seekers do not meet, and language education resources remain inadequate for Chinese learners. Foreign domestic helpers, predominantly women from the Philippines and Indonesia, have little protection under regional law. Although they live and work in Hong Kong, these workers are not treated as ordinary residents and are ineligible for right of abode in the territory. Sex trafficking in Hong Kong is an issue. Hongkonger and foreign women and girls are forced into prostitution in brothels, homes, and businesses in the city.
The Joint Declaration guarantees the Basic Law of Hong Kong for 50 years after the transfer of sovereignty. It does not specify how Hong Kong will be governed after 2047, and the central government's role in determining the territory's future system of government is the subject of political debate and speculation. Hong Kong's political and judicial systems may be integrated with China's at that time, or the territory may continue to be administered separately. However, during a period of large-scale protests in 2020, the Standing Committee of the National People's Congress passed the controversial Hong Kong national security law. The law criminalises acts that were previously considered protected speech under Hong Kong law and establishes the Office for Safeguarding National Security of the CPG in the HKSAR, an investigative office under Central People's Government authority immune from HKSAR jurisdiction. The United Kingdom considers the law to be a serious violation of the Joint Declaration. In October 2020, Hong Kong police arrested seven pro-democracy politicians over tussles with pro-Beijing politicians during the Legislative Council in May. They were charged with contempt and interfering with members of the council, while none of the pro-Beijing lawmakers were detained.
Geography
Hong Kong is on China's southern coast, east of Macau, on the east side of the mouth of the Pearl River estuary. It is surrounded by the South China Sea on all sides except the north, which neighbours the Guangdong city of Shenzhen along the Sham Chun River. The territory's area (2754.97 km2 if the maritime area is included) consists of Hong Kong Island, the Kowloon Peninsula, the New Territories, Lantau Island, and over 200 other islands. Of the total area, is land and is water. The territory's highest point is Tai Mo Shan, above sea level. Urban development is concentrated on the Kowloon Peninsula, Hong Kong Island, and in new towns throughout the New Territories. Much of this is built on reclaimed land; (6% of the total land or about 25% of developed space in the territory) is reclaimed from the sea.
Undeveloped terrain is hilly to mountainous, with very little flat land, and consists mostly of grassland, woodland, shrubland, or farmland. About 40% of the remaining land area is country parks and nature reserves. The territory has a diverse ecosystem; over 3,000 species of vascular plants occur in the region (300 of which are native to Hong Kong), and thousands of insect, avian, and marine species.
Climate
Hong Kong has a humid subtropical climate (Köppen Cwa), characteristic of southern China, despite being located south of the Tropic of Cancer. Summer is hot and humid, with occasional showers and thunderstorms and warm air from the southwest. Typhoons occur most often then, sometimes resulting in floods or landslides. Winters are mild and usually sunny at the beginning, becoming cloudy towards February; an occasional cold front brings strong, cooling winds from the north. Autumn is the sunniest season, whilst spring is generally cloudy. When there is snowfall, which is extremely rare, it is usually at high elevations. Hong Kong averages 1,709 hours of sunshine per year. Historic temperature extremes at the Hong Kong Observatory are on 22 August 2017 and on 18 January 1893. The highest and lowest recorded temperatures in all of Hong Kong are at Wetland Park on 22 August 2017, and at Tai Mo Shan on 24 January 2016.
Architecture
Hong Kong has the world's largest number of skyscrapers, with 482 towers taller than , and the third-largest number of high-rise buildings in the world. The lack of available space restricted development to high-density residential tenements and commercial complexes packed closely together on buildable land. Single-family detached homes are uncommon and generally only found in outlying areas. The International Commerce Centre and Two International Finance Centre are the tallest buildings in Hong Kong and are among the tallest in the Asia-Pacific region. Other distinctive buildings lining the Hong Kong Island skyline include the HSBC Main Building, the anemometer-topped triangular Central Plaza, the circular Hopewell Centre, and the sharp-edged Bank of China Tower.
Demand for new construction has contributed to frequent demolition of older buildings, freeing space for modern high-rises. However, many examples of European and Lingnan architecture are still found throughout the territory. Older government buildings are examples of colonial architecture. The 1846 Flagstaff House, the former residence of the commanding British military officer, is the oldest Western-style building in Hong Kong. Some (including the Court of Final Appeal Building and the Hong Kong Observatory) retain their original function, and others have been adapted and reused; the Former Marine Police Headquarters was redeveloped into a commercial and retail complex, and Béthanie (built in 1875 as a sanatorium) houses the Hong Kong Academy for Performing Arts. The Tin Hau Temple, dedicated to the sea goddess Mazu (originally built in 1012 and rebuilt in 1266), is the territory's oldest existing structure. The Ping Shan Heritage Trail has architectural examples of several imperial Chinese dynasties, including the Tsui Sing Lau Pagoda (Hong Kong's only remaining pagoda).
Tong lau, mixed-use tenement buildings constructed during the colonial era, blended southern Chinese architectural styles with European influences. These were especially prolific during the immediate post-war period, when many were rapidly built to house large numbers of Chinese migrants. Examples include Lui Seng Chun, the Blue House in Wan Chai, and the Shanghai Street shophouses in Mong Kok. Mass-produced public-housing estates, built since the 1960s, are mainly constructed in modernist style.
Demographics
The Census and Statistics Department estimated Hong Kong's population at 7,482,500 in mid-2019. The overwhelming majority (92%) is Han Chinese, most of whom are Taishanese, Teochew, Hakka, and other Cantonese peoples. The remaining 8% are non-ethnic Chinese minorities, primarily Filipinos, Indonesians, and South Asians. However, most Filipinos and Indonesians in Hong Kong are short-term workers. According to a 2016 thematic report by the Hong Kong government, after excluding foreign domestic helpers, the real number of non-Chinese ethnic minorities in the city was 263,593, or 3.6% of Hong Kong's population. About half the population have some form of British nationality, a legacy of colonial rule; 3.4 million residents have British National (Overseas) status, and 260,000 British citizens live in the territory. The vast majority also hold Chinese nationality, automatically granted to all ethnic Chinese residents at the transfer of sovereignty. Headline population density of about 6,800 people/km2 does not reflect true densities since only 6.9% of land is residential; the residential average population density calculates closer to a highly cramped 100,000/km2.
The predominant language is Cantonese, a variety of Chinese originating in Guangdong. It is spoken by 94.6% of the population, 88.9% as a first language and 5.7% as a second language. Slightly over half the population (53.2%) speaks English, the other official language; 4.3% are native speakers, and 48.9% speak English as a second language. Code-switching, mixing English and Cantonese in informal conversation, is common among the bilingual population. Post-handover governments have promoted Mandarin, which is currently about as prevalent as English; 48.6% of the population speak Mandarin, with 1.9% native speakers and 46.7% as a second language. Traditional Chinese characters are used in writing, rather than the simplified characters used on the mainland.
Among the religious population, the traditional "three teachings" of China, Buddhism, Confucianism, and Taoism, have the most adherents (20%), followed by Christianity (12%) and Islam (4%). Followers of other religions, including Sikhism, Hinduism, and Judaism, generally originate from regions where their religion predominates.
Life expectancy in Hong Kong was 82.38 years for males and 88.17 years for females in 2022, the highest in the world. Cancer, pneumonia, heart disease, cerebrovascular disease, and accidents are the territory's five leading causes of death. The universal public healthcare system is funded by general-tax revenue, and treatment is highly subsidised; on average, 95% of healthcare costs are covered by the government.
Income inequality has risen since the transfer of sovereignty, as the region's ageing population has gradually added to the number of nonworking people. Although median household income steadily increased during the decade to 2016, the wage gap remained high; the 90th percentile of earners receive 41% of all income. The city has the most billionaires per capita, with one billionaire per 109,657 people. Despite government efforts to reduce the growing disparity, median income for the top 10% of earners is 44 times that of the bottom 10%.
Economy
Hong Kong has a capitalist mixed service economy, characterised by low taxation, minimal government market intervention, and an established international financial market. It is the world's 35th-largest economy, with a nominal GDP of approximately US$373 billion. Hong Kong's economy has ranked at the top of the Heritage Foundation's economic freedom index since 1995. The Hong Kong Stock Exchange is the seventh-largest in the world, with a market capitalisation of HK$30.4 trillion (US$3.87 trillion) .
Hong Kong is the tenth-largest trading entity in exports and imports (2017), trading more goods in value than its gross domestic product. Over half of its cargo throughput consists of transshipments (goods travelling through Hong Kong). Products from mainland China account for about 40% of that traffic. The city's location allowed it to establish a transportation and logistics infrastructure which includes the world's seventh-busiest container port and the busiest airport for international cargo. The territory's largest export markets are mainland China and the United States. Hong Kong is part of the Maritime Silk Road that runs from the Chinese coast via the Suez Canal to the Mediterranean, there to the Upper Adriatic region of Trieste with its rail connections to Central and Eastern Europe. It has little arable land and few natural resources, importing most of its food and raw materials. More than 90% of Hong Kong's food is imported, including nearly all of its meat and rice. Agricultural activity is 0.1% of GDP and consists of growing premium food and flower varieties.
Although the territory had one of Asia's largest manufacturing economies during the latter half of the colonial era, Hong Kong's economy is now dominated by the service sector. The sector generates 92.7% of economic output, with the public sector accounting for about 10%. Between 1961 and 1997 Hong Kong's gross domestic product increased by a factor of 180, and per capita GDP increased by a factor of 87. The territory's GDP relative to mainland China's peaked at 27% in 1993; it fell to less than 3% in 2017, as the mainland developed and liberalised its economy. Economic and infrastructure integration with China has increased significantly since the 1978 start of market liberalisation on the mainland. Since resumption of cross-boundary train service in 1979, many rail and road links have been improved and constructed, facilitating trade between regions. The Closer Economic Partnership Arrangement formalised a policy of free trade between the two areas, with each jurisdiction pledging to remove remaining obstacles to trade and cross-boundary investment. A similar economic partnership with Macau details the liberalisation of trade between the special administrative regions. Chinese companies have expanded their economic presence in the territory since the transfer of sovereignty. Mainland firms represent over half of the Hang Seng Index value, up from 5% in 1997.
As the mainland liberalised its economy, Hong Kong's shipping industry faced intense competition from other Chinese ports. Half of China's trade goods were routed through Hong Kong in 1997, dropping to about 13% by 2015. The territory's minimal taxation, common law system, and civil service attract overseas corporations wishing to establish a presence in Asia. The city has the second-highest number of corporate headquarters in the Asia-Pacific region. Hong Kong is a gateway for foreign direct investment in China, giving investors open access to mainland Chinese markets through direct links with the Shanghai and Shenzhen stock exchanges. The territory was the first market outside mainland China for renminbi-denominated bonds, and is one of the largest hubs for offshore renminbi trading. In November 2020, Hong Kong's Financial Services and the Treasury Bureau proposed a new law that will restrict cryptocurrency trading to professional investors only, leaving amateur traders (93% of Hong Kong's trading population) out of the market.
The government has had a passive role in the economy. Colonial governments had little industrial policy and implemented almost no trade controls. Under the doctrine of "positive non-interventionism", post-war administrations deliberately avoided the direct allocation of resources; active intervention was considered detrimental to economic growth. While the economy transitioned to a service basis during the 1980s, late colonial governments introduced interventionist policies. Post-handover administrations continued and expanded these programmes, including export-credit guarantees, a compulsory pension scheme, a minimum wage, anti-discrimination laws, and a state mortgage backer.
Tourism is a major part of the economy, accounting for 5% of GDP. In 2016, 26.6 million visitors contributed HK$258 billion (US$32.9 billion) to the territory, making Hong Kong the 14th most popular destination for international tourists. It is the most popular Chinese city for tourists, receiving over 70% more visitors than its closest competitor (Macau). The city is ranked as one of the most expensive cities for expatriates.
Infrastructure
Transport
Hong Kong has a highly developed, sophisticated transport network. Over 90% of daily trips are made on public transport, the highest percentage in the world. The Octopus card, a contactless smart payment card, is widely accepted on railways, buses and ferries, and can be used for payment in most retail stores.
The Peak Tram, Hong Kong's first public transport system, has provided funicular rail transport between Central and Victoria Peak since 1888. The Central and Western District has an extensive system of escalators and moving pavements, including the Mid-Levels escalator (the world's longest outdoor covered escalator system). Hong Kong Tramways covers a portion of Hong Kong Island. The Mass Transit Railway (MTR) is an extensive passenger rail network, connecting 93 metro stations throughout the territory. With a daily ridership of over five million, the system serves 41% of all public transit passengers in the city and has an on-time rate of 99.9%. Cross-boundary train service to Shenzhen is offered by the East Rail line, and longer-distance inter-city trains to Guangzhou, Shanghai, and Beijing are operated from Hung Hom station. Connecting service to the national high-speed rail system is provided at West Kowloon railway station.
Although public transport systems handle most passenger traffic, there are over 500,000 private vehicles registered in Hong Kong. Automobiles drive on the left (unlike in mainland China), because of historical influence of the British Empire. Vehicle traffic is extremely congested in urban areas, exacerbated by limited space to expand roads and an increasing number of vehicles. More than 18,000 taxicabs, easily identifiable by their bright colour, are licensed to carry riders in the territory. Bus services operate more than 700 routes across the territory, with smaller public light buses (also known as minibuses) serving areas standard buses do not reach as frequently or directly. Highways, organised with the Hong Kong Strategic Route and Exit Number System, connect all major areas of the territory. The Hong Kong–Zhuhai–Macau Bridge provides a direct route to the western side of the Pearl River estuary.
Hong Kong International Airport is the territory's primary airport. Over 100 airlines operate flights from the airport, including locally based Cathay Pacific (flag carrier), Hong Kong Airlines, low-cost airline HK Express and cargo airline Air Hong Kong. It is the eighth-busiest airport by passenger traffic and handles the most air-cargo traffic in the world. Most private recreational aviation traffic flies through Shek Kong Airfield, under the supervision of the Hong Kong Aviation Club.
The Star Ferry operates two lines across Victoria Harbour for its 53,000 daily passengers. Ferries also serve outlying islands inaccessible by other means. Smaller kai-to boats serve the most remote coastal settlements. Ferry travel to Macau and mainland China is also available. Junks, once common in Hong Kong waters, are no longer widely available and are used privately and for tourism.
Utilities
Hong Kong generates most of its electricity locally. The vast majority of this energy comes from fossil fuels, with 46% from coal and 47% from petroleum. The rest is from other imports, including nuclear energy generated in mainland China. Renewable sources account for a negligible amount of energy generated for the territory. Small-scale wind-power sources have been developed, and a small number of private homes and public buildings have installed solar panels.
With few natural lakes and rivers, high population density, inaccessible groundwater sources, and extremely seasonal rainfall, the territory does not have a reliable source of freshwater. The Dongjiang River in Guangdong supplies 70% of the city's water, and the remaining demand is filled by harvesting rainwater. Toilets in most built-up areas of the territory flush with seawater, greatly reducing freshwater use.
Broadband Internet access is widely available, with 92.6% of households connected. Connections over fibre-optic infrastructure are increasingly prevalent, contributing to the high regional average connection speed of 21.9 Mbit/s (the world's fourth-fastest). Mobile-phone use is ubiquitous; there are more than 18 million mobile-phone accounts, more than double the territory's population.
Culture
Hong Kong is characterised as a hybrid of East and West. Traditional Chinese values emphasising family and education blend with Western ideals, including economic liberty and the rule of law. Although the vast majority of the population is ethnically Chinese, Hong Kong has developed a distinct identity. The territory diverged from the mainland through its long period of colonial administration and a different pace of economic, social, and cultural development. Mainstream culture is derived from immigrants originating from various parts of China. This was influenced by British-style education, a separate political system, and the territory's rapid development during the late 20th century. Most migrants of that era fled poverty and war, reflected in the prevailing attitude toward wealth; Hongkongers tend to link self-image and decision-making to material benefits. Residents' sense of local identity has markedly increased post-handover: The majority of the population (52%) identifies as "Hongkongers", while 11% describe themselves as "Chinese". The remaining population purport mixed identities, 23% as "Hongkonger in China" and 12% as "Chinese in Hong Kong".
Traditional Chinese family values, including family honour, filial piety, and a preference for sons, are prevalent. Nuclear families are the most common households, although multi-generational and extended families are not unusual. Spiritual concepts such as feng shui are observed; large-scale construction projects often hire consultants to ensure proper building positioning and layout. The degree of its adherence to feng shui is believed to determine the success of a business. Bagua mirrors are regularly used to deflect evil spirits, and buildings often lack floor numbers with a 4; the number has a similar sound to the word for "die" in Cantonese.
Cuisine
Food in Hong Kong is primarily based on Cantonese cuisine, despite the territory's exposure to foreign influences and its residents' varied origins. Rice is the staple food, and is usually served plain with other dishes. Freshness of ingredients is emphasised. Poultry and seafood are commonly sold live at wet markets, and ingredients are used as quickly as possible. There are five daily meals: breakfast, lunch, afternoon tea, dinner, and siu yeh. Dim sum, as part of yum cha (brunch), is a dining-out tradition with family and friends. Dishes include congee, cha siu bao, siu yuk, egg tarts, and mango pudding. Local versions of Western food are served at cha chaan teng (Hong Kong-style cafes). Common cha chaan teng menu items include macaroni in soup, deep-fried French toast, and Hong Kong-style milk tea.
Cinema
Hong Kong developed into a filmmaking hub during the late 1940s as a wave of Shanghai filmmakers migrated to the territory, and these movie veterans helped build the colony's entertainment industry over the next decade. By the 1960s, the city was well known to overseas audiences through films such as The World of Suzie Wong. When Bruce Lee's The Way of the Dragon was released in 1972, local productions became popular outside Hong Kong. During the 1980s, films such as A Better Tomorrow, As Tears Go By, and Zu Warriors from the Magic Mountain expanded global interest beyond martial arts films; locally made gangster films, romantic dramas, and supernatural fantasies became popular. Hong Kong cinema continued to be internationally successful over the following decade with critically acclaimed dramas such as Farewell My Concubine, To Live, and Chungking Express. The city's martial arts film roots are evident in the roles of the most prolific Hong Kong actors. Jackie Chan, Donnie Yen, Jet Li, Chow Yun-fat, and Michelle Yeoh frequently play action-oriented roles in foreign films. At the height of the local movie industry in the early 1990s, over 400 films were produced each year; since then, industry momentum shifted to mainland China. The number of films produced annually has declined to about 60 in 2017.
Music
Cantopop is a genre of Cantonese popular music which emerged in Hong Kong during the 1970s. Evolving from Shanghai-style shidaiqu, it is also influenced by Cantonese opera and Western pop. Local media featured songs by artists such as Sam Hui, Anita Mui, Leslie Cheung, and Alan Tam; during the 1980s, exported films and shows exposed Cantopop to a global audience. The genre's popularity peaked in the 1990s, when the Four Heavenly Kings dominated Asian record charts. Despite a general decline since late in the decade, Cantopop remains dominant in Hong Kong; contemporary artists such as Eason Chan, Joey Yung, and Twins are popular in and beyond the territory.
Western classical music has historically had a strong presence in Hong Kong and remains a large part of local musical education. The publicly funded Hong Kong Philharmonic Orchestra, the territory's oldest professional symphony orchestra, frequently hosts musicians and conductors from overseas. The Hong Kong Chinese Orchestra, composed of classical Chinese instruments, is the leading Chinese ensemble and plays a significant role in promoting traditional music in the community.
Sport and recreation
Despite its small area, the territory is home to a variety of sports and recreational facilities. The city has hosted numerous major sporting events, including the 2009 East Asian Games, the 2008 Summer Olympics equestrian events, and the 2007 Premier League Asia Trophy. The territory regularly hosts the Hong Kong Sevens, Hong Kong Marathon, Hong Kong Tennis Classic and Lunar New Year Cup, and hosted the inaugural AFC Asian Cup and the 1995 Dynasty Cup.
Hong Kong represents itself separately from mainland China, with its own sports teams in international competitions. The territory has participated in almost every Summer Olympics since 1952 and has earned four medals. Lee Lai-shan won the territory's first Olympic gold medal at the 1996 Atlanta Olympics, and Cheung Ka Long won the second one in Tokyo 2020. Hong Kong athletes have won 126 medals at the Paralympic Games and 17 at the Commonwealth Games. No longer part of the Commonwealth of Nations, the city's last appearance in the latter was in 1994.
Dragon boat races originated as a religious ceremony conducted during the annual Tuen Ng Festival. The race was revived as a modern sport as part of the Tourism Board's efforts to promote Hong Kong's image abroad. The first modern competition was organised in 1976, and overseas teams began competing in the first international race in 1993.
The Hong Kong Jockey Club, the territory's largest taxpayer, has a monopoly on gambling and provides over 7% of government revenue. Three forms of gambling are legal in Hong Kong: lotteries, horse racing, and football.
Education
Education in Hong Kong is largely modelled after that of the United Kingdom, particularly the English system. Children are required to attend school from age 6 until completion of secondary education, generally at age 18. At the end of secondary schooling, all students take a public examination and awarded the Hong Kong Diploma of Secondary Education on successful completion. Of residents aged 15 and older, 81% completed lower-secondary education, 66% graduated from an upper secondary school, 32% attended a non-degree tertiary program, and 24% earned a bachelor's degree or higher. Mandatory education has contributed to an adult literacy rate of 95.7%. The literacy rate is lower than that of other developed economies because of the influx of refugees from mainland China during the post-war colonial era; much of the elderly population were not formally educated because of war and poverty.
Comprehensive schools fall under three categories: public schools, which are government-run; subsidised schools, including government aid-and-grant schools; and private schools, often those run by religious organisations and that base admissions on academic merit. These schools are subject to the curriculum guidelines as provided by the Education Bureau. Private schools subsidised under the Direct Subsidy Scheme; international schools fall outside of this system and may elect to use differing curricula and teach using other languages.
The government maintains a policy of "mother tongue instruction"; most schools use Cantonese as the medium of instruction, with written education in both Chinese and English. Other languages being used as medium of instruction in non-international school education include English and Putonghua (Standard Mandarin Chinese). Secondary schools emphasise "bi-literacy and tri-lingualism", which has encouraged the proliferation of spoken Mandarin language education.
Hong Kong has eleven universities. The University of Hong Kong was founded as the city's first institute of higher education during the early colonial period in 1911. The Chinese University of Hong Kong was established in 1963 to fill the need for a university that taught using Chinese as its primary language of instruction. Along with the Hong Kong University of Science and Technology and City University of Hong Kong, these universities are ranked among the best in Asia. The Hong Kong Polytechnic University, Hong Kong Baptist University, Lingnan University, Education University of Hong Kong, Hong Kong Metropolitan University, Hong Kong Shue Yan University and Hang Seng University of Hong Kong were all established in subsequent years.
Media
Most of the newsapapers in Hong Kong are written in Chinese but there are also a few English-language newspapers. The major one is the South China Morning Post, with The Standard serving as a business-oriented alternative. A variety of Chinese-language newspapers are published daily; the most prominent are Ming Pao and Oriental Daily News. Local publications are often politically affiliated, with pro-Beijing or pro-democracy sympathies. The central government has a print-media presence in the territory through the state-owned Ta Kung Pao and Wen Wei Po. Several international publications have regional operations in Hong Kong, including The Wall Street Journal, Financial Times, The New York Times International Edition, USA Today, Yomiuri Shimbun, and The Nikkei.
Three free-to-air television broadcasters operate in the territory; TVB, HKTVE, and Hong Kong Open TV air eight digital channels. TVB, Hong Kong's dominant television network, has an 80% viewer share. Pay TV services operated by Cable TV Hong Kong and PCCW offer hundreds of additional channels and cater to a variety of audiences. RTHK is the public broadcaster, providing seven radio channels and three television channels. Ten non-domestic broadcasters air programming for the territory's foreign population. Access to media and information over the Internet is not subject to mainland Chinese regulations, including the Great Firewall, yet local control applies.
See also
Index of articles related to Hong Kong
List of Hong Kong people
Outline of Hong Kong
Notes
References
Citations
Sources
Print
Wasserstrom, Jeffrey. Vigil: Hong Kong on the Brink (2020) Online review
Legislation and case law
Academic publications
Institutional reports
News and magazine articles
Websites
External links
Hong Kong. The World Factbook. Central Intelligence Agency.
Hong Kong from BBC News
Key Development Forecasts for Hong Kong from International Futures
Government
GovHK Hong Kong SAR government portal
Discover Hong Kong Official site of the Tourism Board
Trade
World Bank Summary Trade Statistics Hong Kong
Maps
People's Republic of China
1842 establishments in Asia
Chinese-speaking countries and territories
English-speaking countries and territories
Metropolitan areas of China
Pearl River Delta
Populated coastal places in Hong Kong
Populated places established in 1842
Port cities and towns in China
South China Sea
Special administrative regions of China
States and territories established in 1997
Former Japanese colonies
Former British colonies and protectorates in Asia |
13408 | https://en.wikipedia.org/wiki/Politics%20of%20Hong%20Kong | Politics of Hong Kong | The politics of Hong Kong takes place in a framework of a political system dominated by its quasi-constitutional document, the Hong Kong Basic Law, its own legislature, the Chief Executive as the head of government and of the Special Administrative Region and of a politically constrained multi-party presidential system. The Government of the Hong Kong Special Administrative Region of the People's Republic of China is led by the Chief Executive, the head of government.
On 1 July 1997, sovereignty of Hong Kong was transferred to China (PRC), ending over one and a half centuries of British rule. Hong Kong became a Special Administrative Region (SAR) of the PRC with a high degree of autonomy in all matters except foreign affairs and defence, which are responsibilities of the PRC government. According to the Sino-British Joint Declaration (1984) and the Basic Law, Hong Kong will retain its political, economic and judicial systems and unique way of life and continue to participate in international agreements and organisations as a dependent territory for at least 50 years after retrocession. For instance, the International Olympic Committee recognises Hong Kong as a participating dependency under the name, "Hong Kong, China", separate from the delegation from the People's Republic of China.
In accordance with Article 31 of the Constitution of the People's Republic of China, Hong Kong has Special Administrative Region status which provides constitutional guarantees for implementing the policy of "one country, two systems". The Basic Law, Hong Kong's constitutional document, was approved in March 1990 by National People's Congress of China, and entered into force upon the transfer of sovereignty on 1 July 1997.
The Hong Kong government is economically liberal, but currently universal suffrage is only granted in District Council elections, and in elections for half of the Legislative Council. The head of the government (Chief Executive of Hong Kong) is elected through an electoral college with the majority of its members elected by a limited number of voters mainly within business and professional sectors.
Branches
Executive branch
The Chief Executive (CE) is the head of the special administrative region, and is also the highest-ranking official in the Government of Hong Kong Special Administrative Region, and is the head of the executive branch.
The Chief Executive is elected by a 1200-member Election Committee drawn mostly from the voters in the functional constituencies but also from religious organisations and municipal and central government bodies. The CE is legally appointed by the Premier of the People's Republic of China. The Executive Council, the top policy organ of the executive government that advises on policy matters, is entirely appointed by the Chief Executive.
Legislative branch
In accordance with Article 26 of the Basic Law of the Hong Kong Special Administrative Region, permanent residents of Hong Kong are eligible to vote in direct elections for the 35 seats representing geographical constituencies and 35 seats from functional constituencies in the 70-seat, unicameral Legislative Council (LegCo).
Within functional constituencies, 5 seats attribute to District Council (Second) which virtually regards the entire city as a single electoral constituency. The franchise for the other 30 seats is limited to about 230,000 voters in the other functional constituencies (mainly composed of business and professional sectors).
Judicial branch
The Judiciary consists of a series of courts, of which the court of final adjudication is the Court of Final Appeal.
While Hong Kong retains the common law system, the Standing Committee of the National People's Congress of China has the power of final interpretation of national laws affecting Hong Kong, including the Basic Law, and its opinions are therefore binding on Hong Kong courts on a prospective basis.
Major political issues since 1997
Right of Abode
On 29 January 1999, the Court of Final Appeal, the highest judicial authority in Hong Kong interpreted several Articles of the Basic Law, in such a way that the Government estimated would allow 1.6 million Mainland China immigrants to enter Hong Kong within ten years. This caused widespread concerns among the public on the social and economic consequences.
While some in the legal sector advocated that the National People's Congress (NPC) should be asked to amend the part of the Basic Law to redress the problem, the Government of Hong Kong (HKSAR) decided to seek an interpretation to, rather than an amendment of, the relevant Basic Law provisions from the Standing Committee of the National People's Congress (NPCSC). The NPCSC issued an interpretation in favour of the Hong Kong Government in June 1999, thereby overturning parts of the court decision. While the full powers of NPCSC to interpret the Basic Law is provided for in the Basic Law itself, some critics argue this undermines judicial independence.
1 July marches and Article 23
The Hong Kong 1 July March is an annual protest rally led by the Civil Human Rights Front since the 1997 handover on the HKSAR establishment day. However, it was only in 2003 when it drew large public attention by opposing the bill of Article 23. It has become the annual platform for demanding universal suffrage, calling for observance and preservation civil liberties such as free speech, venting dissatisfaction with the Hong Kong Government or the Chief Executive, rallying against actions of the Pro-Beijing camp.
In 2003, the HKSAR Government proposed to implement Article 23 of the Basic Law by enacting national security bill against acts such as treason, subversion, secession and sedition. However, there were concerns that the legislation would infringe human rights by introducing the mainland's concept of "national security" into the HKSAR. Together with the general dissatisfaction with the Tung administration, about 500,000 people participated in this protest. Article 23 enactment was "temporarily suspended".
Universal suffrage
Towards the end of 2003, the focus of political controversy shifted to the dispute of how subsequent Chief Executives get elected. The Basic Law's Article 45 stipulates that the ultimate goal is universal suffrage; when and how to achieve that goal, however, remains open but controversial. Under the Basic Law, electoral law could be amended to allow for this as soon as 2007 (Hong Kong Basic Law Annex .1, Sect.7). Arguments over this issue seemed to be responsible for a series of Mainland Chinese newspapers commentaries in February 2004 which stated that power over Hong Kong was only fit for "patriots."
The interpretation of the NPCSC to Annex I and II of the Basic Law, promulgated on 6 April 2004, made it clear that the National People's Congress' support is required over proposals to amend the electoral system under Basic Law. On 26 April 2004, the Standing Committee of National People's Congress denied the possibility of universal suffrage in 2007 (for the Chief Executive) and 2008 (for LegCo).
The NPCSC interpretation and decision were regarded as obstacles to the democratic development of Hong Kong by the democratic camp, and were criticised for lack of consultation with Hong Kong residents. On the other hand, the pro-government camp considered them to be in compliance with the legislative intent of the Basic Law and in line with the 'One country, two systems' principle, and hoped that this would put an end to the controversies on development of political structure in Hong Kong.
In 2007 Chief Executive Sir Donald Tsang requested for Beijing to allow direct elections for the Chief Executive. He referred to a survey which said more than half of the citizens of Hong Kong wanted direct elections by 2012. However, he said waiting for 2017 may be the best way to get two-thirds of the support of Legislative Council. Donald Tsang announced that the NPC said it planned to allow the 2017 Chief Executive elections and the 2020 Legislative Council elections to take place by universal suffrage.
In 2013, public concern was sparked that the election process for the Chief Executive would involve a screening process that swipes out candidates deemed suitable for the position by Beijing, incited by a comment made by a Deputy of the National People's Congress at an off-the-recorded gathering.
Resignation of Tung Chee-hwa and interpretation of Basic Law
On 12 March 2005, the Chief Executive, Tung Chee-hwa, resigned. Immediately after Tung's resignation, there was dispute over the length of the term of the Chief Executive. To most local legal professionals, the length is obviously five years, under whatever circumstances. It should also be noted that the wording of the Basic Law on the term of the Chief Executive is substantially different from the articles in the PRC constitution concerning the length of term of the president, premier, etc. Nonetheless, legal experts from the mainland said it is a convention a successor will only serve the remainder of the term if the position is vacant because the predecessor resigned.
The Standing Committee of the National People's Congress exercised its right to interpret the Basic Law, and affirmed that the successor would only serve the remainder of the term. Many in Hong Kong saw this as having an adverse impact on one country, two systems, as the Central People's Government interpret the Basic Law to serve its need, that is, a two-year probation for Tsang, instead of a five-year term.
Political reform package
On 4 December 2005, people in Hong Kong demonstrated against Sir Donald Tsang's proposed reform package, before a vote on 21 December. According to the organisers, an estimated 250,000 turned out into the streets. The police supplied a figure of 63,000, and Michael de Golyer of Baptist University estimated between 70,000 and 100,000.
The march has sent a strong message to hesitant pro-democracy legislators to follow public opinion. The pro-government camp claims to have collected 700,000 signatures on a petition backing Mr. Tsang's reform package. This number, however, is widely seen as too small to influence pro-democracy lawmakers. The Reform Package debate has seen the return of key political figure and former Chief Secretary Anson Chan, raising speculations of a possible run up for the 2007 Chief Executive election, though she dismissed having a personal interest in standing for the next election.
In an attempt to win last minute votes from moderate pro-democracy lawmakers, the government amended its reform package on 19 December by proposing a gradual cut in the number of district council members appointed by the Chief Executive. Their number would be reduced from 102 to 68 by 2008. It would then be decided in 2011 whether to scrap the remaining seats in 2012 or in 2016.
The amendment has been seen as a reluctant response by Sir Donald Tsang to give satisfaction to the democratic demands made by demonstrators on 4 December. The move has been qualified "Too little, too late" by pan-democrats in general.
On 21 December 2005, the reform political reform package was vetoed by the pro-democracy lawmakers. Chief Secretary Rafael Hui openly criticised pro-democracy Martin Lee and Bishop Zen for blocking the proposed changes.
Political Appointments System
The 24 non-civil service positions under the political appointment system comprise 11 undersecretaries and 13 political assistants.
The government named eight newly appointed Undersecretaries on 20 May, and nine Political Assistants on 22 May 2008. The posts were newly created, ostensibly to work closely with bureau secretaries and top civil servants in implementing the Chief Executive's policy blueprint and agenda in an executive-led government. Donald Tsang described the appointments as a milestone in the development of Hong Kong's political appointment system. Controversies arose with the disclosure of foreign passports and salaries. Pressure for disclosure continued to mount despite government insistence on the right of the individuals to privacy: on 10 June 2008, newly appointed Undersecretaries and political assistants, who had previously argued were contractually forbidden from disclosing their remuneration, revealed their salaries. The Government news release stated that the appointees had "voluntarily disclosed their salaries, given the sustained public interest in the issue."
Inflation relief measures
On 16 July 2008, Donald Tsang announced some "extraordinary measures for extraordinary times", giving a total of HK$11 billion in inflation relief to help families' finances. Of which, the Employee Retraining levy on the employment of Foreign domestic helpers would be temporarily waived, at an estimated cost of $HK2 billion. It was intended that the levy would be waived for a two-year period on all helpers' employment contracts signed on or after 1 September 2008, but would not apply to ongoing contracts. The Immigration Department said it would not reimburse levies, which are prepaid half-yearly or yearly in advance. The announcement resulted in chaos and confusion, and uncertainty for the helpers as some employers deferred contracts or had dismissed helpers pending confirmation of the effective date, leaving helpers in limbo.
On 20 July, Secretary for Labour and Welfare Matthew Cheung announced the waiver commencement date would be brought forward by one month. The Immigration Department would relax its 14-day re-employment requirement for helpers whose contracts expired. On 30 July, the Executive Council approved the measures. After widespread criticism of the situation, the government also conceded that maids having advanced renewal of contract would not be required to leave Hong Kong through the discretion exercised by the Director of Immigration, and employers would benefit from the waiver simply by renewing the contract within the two-year period, admitting that some employers could benefit from the waiver for up to 4 years. The administration's poor handling of the matter came in for heavy criticism. The administrative credibility and competence were called into question by journals from all sides of the political spectrum, and by helpers and employers alike.
Leung Chin-man appointment
In August 2008, the appointment of Leung Chin-man as deputy managing director and executive director of New World China Land, subsidiary of New World Development (NWD), was greeted with uproar amidst widespread public suspicion that job offer was a quid pro quo for the favours he allegedly granted to NWD. Leung was seen to have been involved with the sale of the Hung Hom Peninsula Home Ownership Scheme (HOS) public housing estate to NWD at under-value in 2004.
After a 12-month 'sterilisation period' after retirement, Leung submitted an application to the government on 9 May for approval to take up employment with New World China Land. The Secretary for the Civil Service, Denise Yue Chung-yee, signed off on the approval for him to take up the job after his request passed through the vetting committee.
Controversies surrounded not only the suspicions of Leung's own conflict of interest, but also of the insensitivity of the committee which recommended the approval for him to take up his lucrative new job less than two years after his official retirement. New World argued that they hired Leung in good faith after government clearance.
On 15 August, the Civil Service Bureau issued the report requested by Donald Tsang, where they admitted that they had neglected to consider Leung's role in the Hung Hom Peninsula affair. Donald Tsang asked the SCS to reassess the approval, and submit a report to him. New World Development announced in the early hours of 16 August that Leung had resigned from his post, without any compensation from either side or from the government, for the termination.
The next day, Donald Tsang confirmed that Denise Yue would not have to resign. He was satisfied with her apology and with the explanations offered by her. Tsang ordered a committee, of which Yue was to be a member, to be set up to perform a sweeping review of the system to process applications for former civil servants.
May 2010 by-election
In January 2010, five pan-democrats resigned from the Legislative Council of Hong Kong to trigger a by-election in response to the lack of progress in the move towards universal suffrage.
They wanted to use the by-election as a de facto referendum for universal suffrage and the abolition of the functional constituencies.
Umbrella Revolution
The Umbrella Revolution erupted spontaneously in September 2014 in protest of a decision by China's Standing Committee of the National People's Congress (NPCSC) on proposed electoral reform.
The austere package provoked mobilisation by students, and the effects became amplified into a political movement involving hundreds of thousands of Hong Kong citizens by heavy-handed policing and government tactics.
Hong Kong Extradition bill
In February 2019, the Legislative Council proposed a bill to amend extradition rights between Hong Kong and other countries. This bill was proposed because of an incident in which a Hong Kong citizen killed his pregnant girlfriend on vacation in Taiwan. However, there is no agreement to extradite to Taiwan, so he was unable to be charged in Taiwan. The bill proposes a mechanism for transfers of fugitives not only for Taiwan, but also for Mainland China and Macau, which are not covered in the existing laws. There have been a series of protests against the bill, such as on 9 June and 16 June, which were estimated to number one million and two million protesters, respectively. Police brutality and subsequent further oppression to the protesters by the government have led to even more demonstrations, including the anniversary of the handover on 1 July 2019 saw the storming of the Legislative Council Complex, and subsequent protests throughout the summer spread to different districts.
On 15 June 2019, Chief Executive Carrie Lam decided to indefinitely suspend the bill in light of the protest, but also made it clear in her remarks that the bill was not withdrawn. On 4 September 2019, Chief Executive Carrie Lam announced that the government would "formally withdraw" the Fugitive Offenders Bill, as well as enacting a number of other reforms.
The 2019 Hong Kong District Council election was held on 24 November, the first poll since the beginning of the protests, and one that had been billed as a "referendum" on the government. More than 2.94 million votes were cast for a turnout rate of 71.2%, up from 1.45 million and 47% from the previous election. This was the highest turnout in Hong Kong's history, both in absolute numbers and in turnout rates. The results were a resounding landslide victory for the pro-democracy bloc, as they saw their seat share increased from 30% to almost 88%, with a jump in vote share from 40% to 57%. The largest party before the election, DAB, fell to third place, with its leader's vote share cut from a consistent 80% to 55%, and their three vice-chairs losing. Among those who were also legislators, the overwhelming majority of the losing candidates were from the pro-Beijing bloc. Commenting on the election results, New Statesman declared it "the day Hong Kong's true "silent majority" spoke.
After the election, the protests slowly became quiet due to the COVID-19 pandemic.
Other political issues since 1997
Nationality and citizenship
Chinese nationality
All people of Chinese descent, who were born in Hong Kong on or before 30 June 1997, had access to only British nationality. They are therefore British nationals by birth, with the designation of "second class citizen" with no rights of abode in the U.K. The Chinese nationality of such British nationals was enforced involuntarily after 1 July 1997.
Before and after the handover, the People's Republic of China has recognised ethnic Chinese people in Hong Kong as its citizens. The PRC issues Home Return Permits for them to enter mainland China. Hong Kong issues the HKSAR passport through its Immigration Department to all PRC citizens who are permanent residents of Hong Kong fitting the right of abode rule.
The HKSAR passport is not the same as the ordinary PRC passport, which is issued to residents of mainland China. Only permanent residents of Hong Kong who are PRC nationals are eligible to apply. To acquire the status of permanent resident one has to have "ordinarily resided" in Hong Kong for a period of seven years and adopted Hong Kong as their permanent home. Therefore, citizenships rights enjoyed by residents of mainland China and residents Hong Kong are differentiated even though both hold the same citizenship.
New immigrants from mainland China (still possess Chinese Citizenship) to Hong Kong are denied from getting PRC passport from the mainland authorities, and are not eligible to apply for an HKSAR passport. They usually hold the Document of Identity (DI) as the travel document, until the permanent resident status is obtained after seven years of residence.
Naturalisation as a PRC Citizen is common among ethnic Chinese people in Hong Kong who are not PRC Citizens. Some who have surrendered their PRC citizenship, usually those who have emigrated to foreign countries and have retained the permanent resident status, can apply for PRC citizenship at the Immigration Department, though they must renounce their original nationality in order to acquire the PRC citizenship.
Naturalisation of persons of non-Chinese ethnicity is rare because China does not allow dual citizenship and becoming a Chinese citizen requires the renouncement of other passports. A notable example is Michael Rowse, a permanent resident of Hong Kong and the current Director-General of Investment Promotion of Hong Kong Government, naturalised and became a PRC citizen, for the offices of secretaries of the policy bureaux are only open to PRC citizens.
In 2008, a row erupted over political appointees. Five newly appointed Undersecretaries declared that they were in the process of renouncing foreign citizenship as at 4 June 2008, citing public opinion as an overriding factor, and one Assistant had initiated the renunciation process. This was done despite there being no legal or constitutional barrier for officials at this level of government to have foreign nationality.
British nationality
Hong Kong residents who were born in Hong Kong in the British-administered era could acquire the British Dependent Territories citizenship. Hong Kong residents who were not born in Hong Kong could also naturalise as a British Dependent Territories Citizen (BDTC) before the handover. To allow them to retain the status of British national while preventing a possible flood of immigrants from Hong Kong, the United Kingdom created a new nationality status, British National (Overseas) that Hong Kong British Dependent Territories citizens could apply for. Holders of the British National (Overseas) passport - BN(O) - have no right of abode in the United Kingdom. See British nationality law and Hong Kong for details.
British National (Overseas) status was given effect by the Hong Kong (British Nationality) Order 1986. Article 4(1) of the Order provided that on and after 1 July 1987, there would be a new form of British nationality, the holders of which would be known as British Nationals (Overseas). Article 4(2) of the Order provided that adults and minors who had a connection to Hong Kong were entitled to make an application to become British Nationals (Overseas) by registration.
Becoming a British National (Overseas) was therefore not an automatic or involuntary process and indeed many eligible people who had the requisite connection with Hong Kong never applied to become British Nationals (Overseas). Acquisition of the new status had to be voluntary and therefore a conscious act. To make it involuntary or automatic would have been contrary to the assurances given to the Chinese government which led to the words "eligible to" being used in paragraph (a) of the United Kingdom Memorandum to the Sino-British Joint Declaration. The deadline for applications passed in 1997. Any person who failed to register as a British Nationals (Overseas) by 1 July 1997 and were eligible to become PRC citizens became solely PRC citizens on 1 July 1997. However, any person who would be rendered stateless by failure to register as a British Nationals (Overseas) automatically became a British Overseas citizen under article 6(1) of the Hong Kong (British Nationality) Order 1986.
After the Tiananmen Square protests of 1989, people urged the British Government to grant full British citizenship to all Hong Kong BDTCs – but this request was never accepted. However, it was considered necessary to devise a British Nationality Selection Scheme to enable some of the population to obtain British citizenship. The United Kingdom made provision to grant citizenship to 50,000 families whose presence was important to the future of Hong Kong under the British Nationality Act (Hong Kong) 1990.
After handover, all PRC citizens with the right of abode in Hong Kong (holding Hong Kong permanent identity cards) are eligible to apply for the HKSAR passport issued by the Hong Kong Immigration Department. As the visa-free-visit destinations of the HKSAR passport are very similar with that of a BN(O) passport and the application fee for the former is much lower (see articles HKSAR passport and British passport for comparison and verification), the HKSAR passport is becoming more popular among residents of Hong Kong.
Hong Kong residents who were not born in Hong Kong (and had not naturalised as a BDTC) could only apply for the Certificate of identity (CI) from the colonial government as travel document. They are not issued (by neither the British nor Chinese authorities) after handover. Former CI holders holding PRC Citizenship (e.g. born in mainland China or Macau) and are permanent residents of Hong Kong are now eligible for the HKSAR passports, making the HKSAR passports more popular.
Recent changes to India's Citizenship Act, 1955 (see Indian nationality law) will also allow some children of Indian origin, born in Hong Kong after 7 January 2004, who have a solely BN(O) parent to automatically acquire British Overseas citizenship at birth under the provisions for reducing statelessness in article 6(2) or 6(3) of the Hong Kong (British Nationality) Order 1986. If they have acquired no other nationality after birth, they will be entitled to subsequently register for full British citizenship] with right of abode in the UK.
Political parties and elections
The four main political parties are as follows. Each holds a significant portion of LegCo. Thirteen members are registered as affiliated with the DAB, eight with the Democratic Party, five with the Civic Party, three with the Liberal Party and three with the League of Social Democrats.
There are also many unofficial party members: politicians who are members of political parties but have not registered such status in their election applications. There are two major blocs: the pro-democracy camp (opposition camp) and the pro-Beijing camp (pro-establishment camp).
Pro-Beijing (Pro-establishment camp)
Democratic Alliance for the Betterment and Progress of Hong Kong (DAB) (Starry Lee, chair)
Hong Kong Federation of Trade Unions (FTU) (Lam Shuk-yee, president)
Business and Professionals Alliance for Hong Kong (BPA) (Lo Wai-kwok, chair; Priscilla Leung, vice-chair)
Liberal Party (Felix Chung, leader)
New People's Party (NPP) (Regina Ip, chair)
Pro-democracy (Opposition camp)
Democratic Party (Wu Chi-wai, Chair and member of the LegCo)
Civic Party (Alvin Yeung, leader and member of the LegCo; Alan Leong, chair)
Labour Party (Fernando Cheung, member of the LegCo)
League of Social Democrats (Leung Kwok-hung)
People Power (Ray Chen, member of the LegCo)
Neo Democrats (Gary Fan)
Hong Kong First (Claudia Mo, member of the LegCo)
Association for Democracy and People's Livelihood (Frederick Fung Kin-kee, key person and former chair)
Professional Commons (Charles Mok, member of the LegCo)
Hong Kong Dream Towards 2047 (anonymous)
Political pressure groups and leaders
Chinese General Chamber of Commerce
Chinese Manufacturers' Association of Hong Kong
Hong Kong Confederation of Trade Unions (Lau Chin-shek, President; Lee Cheuk-yan, General Secretary)
Federation of Hong Kong Industries
Hong Kong Federation of Students (Pan-democracy camp)
Scholarism (Against Chinese Moral and National education) (Pan-democracy camp)
Civic Passion (Localist groups)
Proletariat Political Institute (Localist groups)
Hong Kong Resurgence Order (Localist groups)
Hong Kong Indigenous (Localist groups)
Hong Kong National Party (Localist groups)
Hong Kong National Front (Localist groups)
Hong Kong Localism Power (Localist groups)
Hong Kong Civic Association
International Action
Hong Kong Federation of Trade Unions (Cheng Yiu-tong, President)
Hong Kong Alliance in Support of Patriotic Democratic Movements of China
Hong Kong and Kowloon Trade Union Council
Hong Kong General Chamber of Commerce
Hong Kong Professional Teachers' Union (PTU)
See also
Conservatism in Hong Kong
District Councils of Hong Kong
Foreign relations of Hong Kong
Hong Kong independence
Hong Kong–Mainland China conflict
Hong Kong Watch
Human rights in Hong Kong
Liberalism in Hong Kong
Localism in Hong Kong
One country, two systems
Politics of China
PRC United Front strategy
Principal Officials Accountability System
Pro-Taiwan camp (Hong Kong)
Socialism in Hong Kong
References
Further reading
Dexter S Boniface/ Ilan Alon: Is Hong Kong Democratizing? In: Asian Survey, Vol. 50, No. 4 (2010), p. 786-807.
Lam, Wai-Man; Chan, Ming K. (FRW), "Understanding the Political Culture of Hong Kong: The Paradox of Activism and Depoliticization", M.E. Sharpe, 2004.
Ma, Ngok (Ma, Yue) 馬 嶽: "minzhuhua yu xianggang de hou zhimin zhengzhi zhi lu" 民主化與香港的後殖民政治之路 [Democratisation and postcolonial policy in Hong Kong] In: Ershiyi Shiji 二十一世纪 [Twenty- First Century Review], No. 6 (2007), pp. 13–21.
Sonny Shiu-Hing Lo: Competing Chinese Political Visions: Hong Kong v. Beijing on Democracy Praeger Security International, Westport 2010.
Suzanne Pepper: Keeping Democracy at Bay – Hong Kong and the Challenge of Chinese Political Reform Rowman & Littlefield, Lanham 2008.
- First online on 28 March 2021
External links
HKSAR Government web site
Hong Kong Executive Council
Hong Kong Legislative Council
Olympic Watch (Committee for the 2008 Olympic Games in a Free and Democratic Country) on the status of Hong Kong
Sight & Sound of a recent protest march
Hong Kong |
13411 | https://en.wikipedia.org/wiki/Transport%20in%20Hong%20Kong | Transport in Hong Kong | Hong Kong has a highly developed and sophisticated transport network, encompassing both public and private transport. Based on Hong Kong Government's Travel Characteristics Survey, over 90% of the daily journeys are on public transport, the highest rate in the world. However, in 2014 the Transport Advisory Committee, which advises the Government on transportation issues, issued a report on the much worsened congestion problem in Hong Kong and pointed at the excessive growth of private cars during the past 10–15 years.
The Octopus card, a smart electronic money payment system, was introduced in September 1997 to provide an alternative to the traditional banknotes and coins. Available for purchase in every stop of the Mass Transit Railway system, the Octopus card is a non-touch payment system which allows payment not only for public transport (such as trains, buses, trams, ferries and minibuses), but also at parking meters, convenience stores, supermarkets, fast-food restaurants and most vending machines.
Automated pedestrian transport
Escalators and moving pavements
Hong Kong Island is dominated by steep, hilly terrain, which required the development of unusual methods of transport up and down the slopes. In Central and Western District, there is an extensive system of zero-fare escalators and moving pavements. The Mid-Levels Escalator is the longest outdoor covered escalator system in the world, operating downhill until 10am for commuters going to work, and then operating uphill until midnight.
The Mid-levels Escalator consists of twenty escalators and three moving pavements. It is 800 metres long, and climbs 135 vertical metres. Total travel time is approximately 25 minutes, but most people walk while the escalator moves to shorten the travel time. Due to its vertical climb, the same distance is equivalent to several miles of zigzagging roads if travelled by car. Daily traffic exceeds 35,000 people. It has been operating since 1993 and cost HK$240,000,000 (US$30,000,000) to build.
A second Mid-Levels escalator set is planned in Sai Ying Pun: the Centre Street Escalator Link.
Rail transport
Hong Kong has an extensive railway network, and the Hong Kong Government has long established that the public transit system has "railway as its backbone". Public transport trains are operated by the MTR Corporation. The MTR operates the metro network within inner urban Hong Kong, Kowloon Peninsula and the northern part of Hong Kong Island with newly developed areas, Tsuen Wan, Tseung Kwan O, Tung Chung, Hong Kong Disneyland, the Hong Kong International Airport, the northeastern and northwestern parts of the New Territories. The Hong Kong Tramways operates a tram service exclusively on northern Hong Kong Island. The Peak Tram connects Central, Hong Kong's central business district, with Victoria Peak.
Mass Transit Railway
Opened in 1979, the system now includes 218.2 km (135.6 mi) of rail with 161 stations, including 93 railway stations and 68 light rail stops. The railway lines include the East Rail, Kwun Tong, Tsuen Wan, Island, Tung Chung, Tseung Kwan O, Tuen Ma, South Island, the Airport Express and the Disneyland Resort lines. Nine of the lines provide general metro services, whereas the Airport Express provides a direct link from the Hong Kong International Airport into the city centre, and the Disneyland Resort Line exclusively takes passengers to and from Hong Kong Disneyland.
The Light Rail possesses many characteristics of a tramway, including running on streets with other traffic (at grade) on some of its tracks and providing services for the public in the northwestern New Territories, including Tuen Mun and Yuen Long.
Since the 2019–20 Hong Kong protests erupted in June 2019, the MTR has grown increasingly unpopular among Hongkongers as the company has frequently stopped train service abruptly in the middle of protests, leaving those at the site with no viable method of evacuation. In addition, during the 2019 Prince Edward station attack, the MTR failed to restore calm to Prince Edward station as police used unneeded force towards protesters and bystanders inside.
All trains and underground MTR stations are air-conditioned.
Tramways
The Hong Kong Tramways is the tram system run exclusively with double deckers. The electric tram system was proposed in 1881; however nobody was willing to invest in a system at the time. In August 1901, the Second Tramway Bill was introduced and passed into law as the 1902 Tramway Ordinance. Hong Kong Tramway Electric Company Limited, a British company, was authorised to take the responsibilities in construction and daily operation. In 1904, the tram system first got into service. It was soon taken over by another company, Electric Tranction Company of Hong Kong Limited and then the name was changed to Hong Kong Tramways Company Limited in 1910.
The rail system is long, with a total track length of , and it runs together with other vehicles on the street. Its operation relies on the 550V direct current (d.c.) from the overhead cables, on 3'6" gauge (1067 mm) tracks. The trams provide service to only parts of Hong Kong Island: they run on a double track along the northern coast of Hong Kong Island from Kennedy Town to Shau Kei Wan, with a single clockwise-running track of about around Happy Valley Racecourse.
Funicular railways
There are two funicular railway services in Hong Kong:
The Peak Tram carries both tourists and residents to the upper levels of Hong Kong Island. It provides the most direct route to Victoria Peak and offers scenic views over Victoria Harbour and the skyscrapers of Hong Kong. It was inaugurated in 1888.
The Ocean Express operates within the paid area of the Ocean Park theme park. It links two parts of the park, operating entirely in a tunnel. The ride is themed, and uses multimedia effects to simulate the feeling of travelling into the depths of the sea. It was opened in 2009.
Airport people-mover system
The Hong Kong International Airport Automated People Mover is a driverless people-mover system located within the Hong Kong International Airport in Chek Lap Kok. It operates in two "segments". For departures, the train runs from Terminal 2 to the East Hall to the West Hall. For arrivals, the train runs only from the West Hall to the East Hall, where all passengers must disembark for immigration, customs, and baggage claim. Operation of the first segment commenced in 1998, and the operation of the second segment commenced in early-2007.
There is another system between the terminals. There is also a travellator which can be used.
Cross-border trains
Inter-city train services crossing the Hong Kong-China boundary are known as Intercity Through Trains. They are jointly operated by Hong Kong's MTR Corporation and China Railway High-speed. Hung Hom station (formerly called Kowloon station) and West Kowloon Terminus are the stations in Hong Kong where passengers can catch these trains. Passengers have to go through immigration and customs before boarding. There are currently four through train routes:
Between Hong Kong and Beijing (Beijing–Kowloon through train)
Between Hong Kong and Shanghai (Shanghai–Kowloon through train)
Between Hong Kong and Guangzhou (Guangzhou–Kowloon through train)
Between Hong Kong and Guangzhou (Guangzhou–Shenzhen–Hong Kong Express Rail Link) (XRL)
Road transport
Buses
Bus services have a long history in Hong Kong. As of 2015, five companies operate franchised public bus services, each granted ten-year exclusive operating rights to the set of routes that they operate. Franchise buses altogether carry about one-third of the total daily public transport market of around 12,000,000 passengers, with KMB having 67% of the franchised bus market share, CityBus with 16% and New World First Bus with 13%. There are also a variety of non-franchised public buses services, including feeder bus services to railway stations operated by the railway companies, and residents' services for residential estates (particularly those in the New Territories).
The five franchised bus companies are:
Kowloon Motor Bus Company (1933) Limited;
Citybus Limited;
Long Win Bus Company Limited;
New World First Bus Services Limited; and
New Lantao Bus Company (1973) Limited.
Founded in 1933, the Kowloon Motor Bus Company (1933) Limited (KMB) is one of the largest privately owned public bus operators in the world. KMB's fleet consist of about 3,900 buses on 400 routes and a staff of over 12,000 people. In 1979, Citybus began its operations in Hong Kong with one double-decker, providing shuttle service for the Hong Kong dockyard. It later expanded into operating a residential bus route between City One, Sha Tin and Kowloon Tong MTR station. New World First Bus Services Limited was established in 1998, taking over China Motor Bus's franchise to provide bus services on Hong Kong Island together with Citybus. NWFB's owner company later bought Citybus, and NWFB and Citybus share the same website, but the two companies have essentially been operating independently.
Public light buses
Public light buses (小巴) (widely referred to as minibuses, or sometimes maxicabs, a de facto share taxi) run the length and breadth of Hong Kong, through areas which the standard bus lines can not or do not reach as frequently, quickly or directly. Minibuses carry a maximum of 16 (19 for some routes since 2017) passengers; standing is not permitted.
The Hong Kong Transport Department (HKTD) allows and licenses the operation of two types of public light buses:
green minibuses that have route numbers, stop at designated stops (many routes have hail and ride sections along which passengers can board and exit anywhere unless it is a no-stopping zone) and which have their fares, service and frequency regulated by the HKTD; and
red minibuses that may or may not have regular routes, may or may not be numbered, may or may not have fixed stops and whose fares and service levels are not regulated by HKTD.
Red minibuses often provide more convenient transport for passengers not served by green minibuses or other public buses, and are thus quite popular. Where green minibus drivers are paid fixed wages to drive their routes, red minibus drivers often rely on their fares for a living and thus are often seen to be more aggressive drivers. The prevalence of aggressive driving has resulted in the Transport Department making it mandatory for Hong Kong minibuses to be equipped with large read-out speedometers which allow passengers to track the speed at which minibus drivers operate. Currently, if minibuses exceed 80 km/h, the speedometer will sound an audible warning signal to the driver and passengers. If the minibus exceeds 100 km/h, the beeping will turn into a sustained tone.
The Transport Department has also regulated, after a series of minibus accidents, that all new minibuses brought into service after August 2005 must have seat belts installed, and passengers must use seat belts when they are provided.
Taxis
, there were 18,138 taxis in Hong Kong, operating in three distinct (but slightly overlapping) geographical areas, and distinguished by their colour. Of these, 15,250 are red urban taxis, 2,838 green New Territories taxis, and 50 blue Lantau taxis. Every day, they serve 1,100,000, 207,900, and 1,400 passengers respectively. Taxis carry an average of 1,000,000 passengers each day, occupying about 12% of the daily patronage carried by all modes of public transport in Hong Kong.
Most of the taxis in Hong Kong run on LPG (liquified petroleum gas) to reduce emissions. In August 2000, a one-off grant was paid in cash to taxi owners who replaced their diesel taxi with an LPG one. Since August 2001, all newly purchased taxis run on LPG. By the end of 2003, over 99.8% of the taxi fleet in Hong Kong ran on LPG.
Taxi fares are charged according to the taximeter; however, additional charges on the fare table may apply, such as road tolls and luggage fees. Urban taxis are the most expensive, while Lantau taxis are the cheapest. The standard of service among different kinds of taxis is mostly the same. The reason for having three types of taxis is to ensure service availability in less populated regions, as running in the urban centre is considered to be more profitable.
Private cars
As of May 2015, the Census and Statistics Department of Hong Kong reports that there are 504,798 licensed vehicles in Hong Kong. In terms of private car ownership, the number of cars per capita is half that of Singapore and one-third that of Taiwan. However, the Transport Advisory Committee, which advises the government on transport policies, issued a report stating that the growth of private cars is too fast and must be contained so as to alleviate congestion problems of Hong Kong. Private cars are most popular in newly developed areas such as New Territories and Lantau and areas near the border with mainland China, as there are fewer public transportation options, and more parking spaces compared to other areas of Hong Kong.
Most cars are right-hand drive models, from Japanese or European manufacturers. Almost all private vehicles in Hong Kong have dual airbags and are tested by JNCAP. Vehicles must also be maintained to a high standard, contrary to mainland China regulations. Hong Kong does not allow left-hand drive vehicles to be primarily registered in Hong Kong. However, Hong Kong registered vehicles may apply for secondary mainland Chinese registration plates, and these can be driven across the border to mainland China; likewise, left-hand drive cars seen in Hong Kong are usually primarily registered in mainland China and carry supplementary Hong Kong registration plates.
Cars are subjected to a first-time registration tax, which varies from 35% to over 100%, based on the size and value of the car. The level of vehicle taxation was increased by a law passed on 2 June 1982 to discourage private car ownership, and also as an incentive to buy smaller, more efficient cars, as these have less tax levied on them. First-time registration tax was doubled, annual licensing fees were increased by 300%, and $0.70 duty fee was imposed on each litre of light oils.
In addition to the heavy traffic at times, parking may be problematic. Due to high urban density, there are not many filling stations; petrol in Hong Kong averages around US$2.04 per litre, of which over half the cost is taxes. It was suggested in the news that the government had deliberately impeded the use of new environmentally friendly diesel engines by allowing only light goods vehicles to be fuelled by diesel. While it cannot be determined why exactly the government does not allow private cars to be fuelled by diesel, it has been pointed out that the government does receive a tax that is 150% of the actual fuel cost. This is mostly to discourage car ownership for environmental reasons.
There is a waiting list for local driving tests, while a full (private car) driving licence valid for ten years costs around US$115. Residents of Hong Kong holding licences issued by other Chinese authorities and some foreign countries can get a Hong Kong driving licence exempt from tests if they can adequately show that they obtained their licence while residing in the place concerned (common proofs are school transcripts or employer's documentation). Some private car owners, known as white card drivers, provide a taxi service for a nominal fee.
Bicycles
Cycling is a popular means of transport in many parts of the New Territories, where new towns such as Sha Tin, Tai Po and Sheung Shui have significant cycle track networks. In the auto congested urban areas of Hong Kong and Kowloon, cycling is less common, despite the relatively flat topography of populated areas, in part because it is government policy not to support cycling as part of the transportation system. In 2011, MTR Corporation announced that bicycles were permitted to be taken on all MTR rail lines.
Motorcycles
Motorcycles by the private users in Hong Kong urban districts are not as popular as in South East Asian countries like Vietnam. They are mostly used for commercial and business purposes.
Cross-border buses
A large number of buses leave various parts of Hong Kong (usually from side streets and hotel entrances) to various cities in the Pearl River Delta, Shenzhen and Guangzhou.
Maritime transport
Ferries
Internal routes
Most ferry services are provided by licensed ferry operators. , there were 27 regular licensed passenger ferry services operated by 11 licensees, serving outlying islands, new towns and inner-Victoria Harbour. Two of the routes operated by the Star Ferry are franchised. Additionally, 78 "kai-to" ferries are licensed to serve remote coastal settlements.
The following companies operate ferry services in Hong Kong:
Star Ferry:
Central to Tsim Sha Tsui
Wan Chai to Tsim Sha Tsui
Harbour Tour (Circular between Tsim Sha Tsui, Central, Wan Chai, and Hung Hom)
New World First Ferry:
Central to Cheung Chau
Central to Mui Wo
Peng Chau, Mui Wo, Chi Ma Wan, and Cheung Chau
North Point to Hung Hom
North Point to Kowloon City
Hong Kong & Kowloon Ferry:
Lamma Island to Central
Central to Peng Chau
Peng Chau to Hei Ling Chau
Chuen Kee Ferry:
Lamma Island (Sok Kwu Wan and Mo Tat) to Aberdeen
HKR International Limited:
Discovery Bay Transportation Services – Discovery Bay to Central
Park Island Transport Company Ltd.:
Ma Wan to Central
Ma Wan to Tsuen Wan
Discovery Bay Transport Services Ltd.
Discovery Bay to Central
Fortune Ferry (富裕小輪)
North Point to Kwun Tong
Tuen Mun to Tai O (via Tung Chung, Sha Lo Wan)
Central to Hung Hom
Coral Sea Ferry (珊瑚海船務)
Sai Wan Ho to Kwun Tong
Sai Wan Ho to Lei Yue Mun (Sam Ka Tsuen)
Tsui Wah Ferry:
Aberdeen via Pak Kok Tsuen to Lamma Island (Yung Shue Wan)
Aberdeen via Stanley (Blake Pier) to Po Toi Island
Ma Liu Shui via Sham Chung and Lai Chi Chong to Tap Mun
Ma Liu Shui to Tung Ping Chau
Wong Shek Pier via Ko Lau Wan to Tap Mun
Wong Shek Pier via Wan Tsai (Nam Fung Wan) to Chek Keng
External routes
In Hong Kong, there are three piers that provides ferry services to Macau and cities in southern China:
The Hong Kong–Macau Ferry Terminal
The Hong Kong China Ferry Terminal
The Skypier (For Transitting Only)
Ferry services are provided by several different ferry companies at these piers.
Fastferry hydrofoil and catamaran service is available at all times of the week between Hong Kong and Macau.
TurboJet provides 24-hour services connecting Central and Macau at a frequency of up to every 15 to 30 minutes. It also provides these regular services:
Hong Kong International Airport to Shenzhen Airport / Macau / Guangzhou (Nansha Ferry Port)
Tsim Sha Tsui to Guangzhou
Macau to Shenzhen Airport / Guangzhou
Tsim Sha Tsui to Macau
Cotai Water Jet provides about 18-hour services connecting Central and Taipa or Outer Harbour, Macau at a frequency of up to every 30 to 60 minutes. It also provides these regular services:
Hong Kong International Airport to Macau
Tsim Sha Tsui to Macau
Chu Kong Passenger Transport (CKS) connects Hong Kong to cities in Guangdong province, including Zhuhai (Jiuzhou), Shenzhen (Shekou), Zhongshan (Zhongshan Kong), Lianhua Shan (Panyu), Jiangmen, Gongyi, Sanbu, Gaoming, Heshan, Humen, Nanhai, Shunde, Doumen.
Public transport statistics
The average amount of time people spend commuting with public transit in Hong Kong, for example to and from work, on a weekday is 73 min. 21% of public transit riders, ride for more than 2 hours every day. The average amount of time people wait at a stop or station for public transit is 14 min, while 19% of riders wait for over 20 minutes on average every day. The average distance people usually ride in a single trip with public transit is 11.2 km, while 31% travel for over 12 km in a single direction.
Air transport
Aeroplanes
Hong Kong International Airport (HKG) is the primary airport for the territory and has been at Chep Lap Kok since 1998. Over 100 airlines operate flights to international and Mainland China destinations from the airport; it is the main hub of flag carrier Cathay Pacific as well as Air Hong Kong and Hong Kong Airlines. HKG is an important regional transhipment centre, passenger hub, and gateway for destinations in mainland China and the rest of Asia. It also handles the most air cargo traffic in the world. With over 70 million passengers annually, it is the eighth busiest airport worldwide by passenger traffic. HKG is constructed on an artificial island north of Lantau Island and was built to replace the overcrowded Kai Tak Airport in Kowloon Bay. A third runway is also being constructed for the airport.
Ferry services link Hong Kong and Macau International Airport; there is an express service at the Hong Kong–Macau Ferry Terminal in which passengers can check in to flights at Macau Airport. Macau Airport has an "Express Link" service operating from the Hong Kong-Macau terminal, China Ferry Terminal, and Tuen Mun Ferry Terminal in which transiting passengers to Macau Airport are not processed through Macau customs. In addition there is a bus service between Hong Kong and Shenzhen Bao'an International Airport in Shenzhen, and people going to Shenzhen Airport may also board a ferry that goes to Fuyong Ferry Terminal at Shenzhen Airport.
The majority of area private recreational aviation traffic, under the supervision of the Hong Kong Aviation Club (HKAC), goes in and out of Shek Kong Airfield in the New Territories. The HKAC sent most of its aircraft to Shek Kong in 1994 after the hours for general aviation at Kai Tak Airport were sharply reduced, to two hours per morning, as of 1 July that year. Usage of private aircraft at Shek Kong is restricted to weekends.
Helicopters
Externally, frequent passenger helicopter flights to Macau are scheduled daily. There are also chartered services for the VIP and business community within Hong Kong.
Aerial lift transport
Cable cars
There are two cable car systems in Hong Kong:
The Ngong Ping Cable Car is a public cableway on Lantau Island. It links Tung Chung MTR station and Ngong Ping Terminal near Po Lin Monastery. It was opened on 18 September 2006.
The Ocean Park theme park also possesses a cable car system between Nam Long Shan Headland and Wong Chuk Hang. This was opened in 1977 and is inside the paid area of the Park.
Infrastructure
Ports and harbours
The port of Hong Kong has always been a key factor in the development and prosperity of the territory, which is strategically located on the Far East trade routes and is in the geographical centre of the fast-developing Asia-Pacific Basin. The sheltered harbour provides good access and a safe haven for vessels calling at the port from around the world.
The Victoria Harbour is one of the busiest ports in the world. An average of 220,000 ships visit the harbour each year, including both oceanliners and river vessels, carrying both goods and passengers. The container port in Hong Kong is one of the busiest in the world. The Kwai Chung Terminal operates 24 hours a day. Together with other facilities in Victoria Harbour, they handled more than in 2005. Some 400 container liners serve Hong Kong weekly, connecting to over 500 destinations around the world.
Airports
Hong Kong has a fully active international airport. The famous former Kai Tak International Airport retired in favour of the recently constructed Hong Kong International Airport, also known as Chek Lap Kok International Airport. The airport now serves as a transport hub for East Asia, and as the hub for Cathay Pacific, Hong Kong Express, Hong Kong Airlines (former CR Airways), and Air Hong Kong. Ferry services link the airport with several piers in Pearl River Delta, where immigrations and customs are exempted. Kai Tak airport was closed because of privacy reasons and also because of safety reasons; the aircraft came very close to the skyscrapers. Besides, the runway was surrounded by water.
HKIA's network to China is also expanded by the opening of SkyPier in late-September 2003, offering millions in the PRD direct access to the airport. Passengers coming to SkyPier by high-speed ferries can board buses for onward flights while arriving air passengers can board ferries at the pier for their journeys back to the PRD. Passengers travelling in both directions can bypass custom and immigration formalities, which reduces transit time. Four ports – Shekou, Shenzhen, Macau and Humen (Dongguan) – were initially served. As of August 2007, SkyPier serves Shenzhen's Shekou and Fuyong, Dongguan's Humen, Macau, Zhongshan and Zhuhai. Moreover, passengers travelling from Shekou and Macau piers can even complete airline check-in procedures with participating airlines before boarding the ferries and go straight to the boarding gate for the connecting flight at HKIA. The provision of cross boundary coach and ferry services has transformed HKIA into an inter-modal transportation hub combining air, sea and land transport.
, the airport is the third busiest airport for passenger traffic, and second-busiest airport for cargo traffic in the world. It is popular with travellers – from 2001 to 2005 and 2007–2008 Hong Kong International Airport has been voted the World's Best Airport in an annual survey of several million passengers worldwide by Skytrax.
According to the Guinness World Records, the passenger terminal of the HKIA was the world's largest airport terminal upon opening, and is at present the world's third-largest airport terminal building, with a covered area of 550,000 m2 and recently increased to 570,000 m2. The Airport Core Programme was the most expensive airport project in the world.
Shek Kong Airfield, located near Yuen Long, is a military airfield for the People's Liberation Army, which is of limited operating capabilities due to surrounding terrain. The only aircraft operating on the airfield are PLA's Z-9 helicopters, which is the license-built version of the Eurocopter Dauphin.
Heliports
Hong Kong has three heliports. Shun Tak Heliport (ICAO: VHST) is located in the Hong Kong–Macau Ferry Terminal, by the Shun Tak Centre, in Sheung Wan, on Hong Kong Island. Another is located in southwest Kowloon, near Kowloon station. The other is located inside Hong Kong International Airport.
Heli Express operates regular helicopter service between Macao Heliport (ICAO:VMMH) on the Outer Harbour Ferry Terminal in Macau and the Shun Tak Heliport. There are around 16 flights daily. Flights take approximately 20 minutes in the eight-seater aircraft.
There are also a number of helipads across the territory, including the roof of the Peninsula Hotel (which is the only rooftop helipad in Kowloon and Hong Kong Island, excluding the rooftop heliport of Shun Tak Centre and those in hospitals) and Cheung Chau Island, between Tung Wan Beach and Kwun Yam Beach.
Highways
There are a total of }} of paved highways in Hong Kong. These roads are built to British standards with a maximum of four lanes with hard shoulders.
There are nine roads classified as trunk roads in Hong Kong and were renumbered from 1 to 9 in 2004. Routes 1 to 3 are in a north–south direction (with each crossing one of the cross-harbour tunnels) while the others are in an east–west direction:
Route 1:
Southern District ⇄ Causeway Bay ⇄ Tsim Sha Tsui ⇄ Mong Kok ⇄ Sha Tin
Route 2:
Eastern District ⇄ Kwun Tong ⇄ Wong Tai Sin ⇄ Sha Tin
Route 3:
Central & Western District ⇄ Tai Kok Tsui ⇄ Sham Shui Po ⇄ Kwai Tsing ⇄ Tsuen Wan ⇄ Yuen Long
Route 4:
Eastern District ⇄ Causeway Bay ⇄ Wan Chai ⇄ Central & Western District
Route 5:
Kowloon City ⇄ Wong Tai Sin ⇄ Sham Shui Po ⇄ Kwai Tsing ⇄ Tsuen Wan
Route 7:
Tseung Kwan O ⇄ Kwun Tong ⇄ Wong Tai Sin ⇄ Sham Shui Po ⇄ Kwai Tsing
Route 8:
Sha Tin <> Kwai Tsing ⇄ Lantau Island North ⇄ Tung Chung ⇄ Airport
Route 9:
Circular Route linking the whole New Territories (Sha Tin, Tai Po, Northern District, Yuen Long, Tuen Mun, Tsuen Wan)
Route 10:
Tuen Mun ⇄ Nam Tei (Divided from Route 9) ⇄ Ha Tsuen ⇄ Deep Bay ⇄ Shenzhen Bay Bridge ⇄ Shenzhen Bay Border Crossing ⇄ Mainland China
Route 6 is a proposed highway, and is now under construction.
There are 120 CCTV cameras monitoring traffic on these highways and connecting roads which are available on-demand (Now TV) and on the Transport Department's website.
Highways in Hong Kong use two types of barrier system for divided highways. Older roads use metal guard rails and newer roads use the British Concrete step barrier.
All signage on highways and roads in Hong Kong are bilingual (traditional Chinese below and English above). Street signs use black text on a white background. Highway and directional signage are white lettering on blue or green background.
Bridges and tunnels
There are 12 major vehicular tunnels in Hong Kong. They include three cross-harbour tunnels and nine road tunnels.
Other road tunnels and bridges which are proposed or under construction are:
Central Kowloon Route
Cross Bay Link
Tseung Kwan O - Lam Tin Tunnel
Trunk Road T2
Bus lanes
There are approximately 22 km of bus priority lanes in Hong Kong.
Bus terminals
There are 298 bus terminals in Hong Kong. Notable examples include:
Admiralty (East) Public Transport Interchange
Central (Macau Ferry) Bus Terminus
Pokfield Road Bus Terminus
Kwun Tong Ferry Bus Terminus
Central (Exchange Square) Bus Terminus
Pedestrian infrastructure
Pedestrian infrastructure in Hong Kong includes:
Central Elevated Walkway
Lek Yuen Bridge
Sidewalk Railings
During recent pro-democracy protests in Hong Kong, of sidewalk railings were damaged by the demonstrators. Hong Kong’s Transport and Highways Departments spent an estimated HK$15 million ($1.9 million) of taxpayer money rebuilding and reinforcing the fencing. The city government has more than doubled its installation of pedestrian rails, from in 2010 to by 2018. Many of the railings prevent pedestrians from walking in a straight line along major roads by prohibiting direct crossing of perpendicular side streets. Paul Zimmerman, a district councillor and a member of a government advisory commission to improve urban design, and other sidewalk-fence critics argue the barriers are emblematic of the way Hong Kong streets are built to prioritize vehicles over pedestrians. The city likes the guardrails because they do not want to slow turning cars but prioritizing vehicles limits the throughput capacity of the city. Pedestrians who want to walk faster than the shuffling crowds must go into the streets, exposing them to vehicle traffic. The Transport and Highways departments say the railings are critical “to regulate and guide pedestrians for road safety and traffic management purposes.” Hong Kong’s high population density makes pedestrian mobility complicated and the railings offer a clear distinction between the automobiles and walkers. But in a city where less than 10% of the population owns a car, anti-fence advocates question why automobiles get primacy. Nonprofit groups like Walk DVRC, in conjunction with Zimmerman, have worked to remove some of the guardrails but the city believes they are necessary. The railings, which are too flimsy to fend off cars, provide little to no protection from automobiles. Walk DVRC has submitted a detailed proposal including pictures and recommendations for 456 railings. There are 105 of those that they claim “have been removed to the benefit of pedestrians” and should not be reinstalled. With an additional 324 requested to be removed. Nevertheless, the city is determined to replace the removed railings and is moving forward despite public pushback. The state of this guardrail debate, in many ways, is symptomatic of a larger ongoing fight for democracy in Hong Kong. The recent crackdowns on dissent and political expression are furthering the divide between public officials and community members. The fight for mobility justice is just one movement amongst many calls for change in Hong Kong but it is still likely to be highly contentious.
Ports of entry
This is a list of ports of entry (i.e. immigration control points) in Hong Kong.
Air
Hong Kong International Airport
Heliport at the Hong Kong-Macau Ferry Terminal
Land
Lo Wu Control Point
Lok Ma Chau Control Point
Lok Ma Chau Spur Line
Man Kam To Control Point
Sha Tau Kok Control Point
Shenzhen Bay Control Point
Railway
Hung Hom Terminus (also called Kowloon Terminus)
West Kowloon Terminus
Sea
Hong Kong–Macau Ferry Terminal
Hong Kong China Ferry Terminal
Ocean Terminal
Kai Tak Cruise Terminal
Tuen Mun Ferry Pier
Western Immigration Anchorage
Eastern Immigration Anchorage
Tuen Mun Immigration Anchorage
See also
Hong Kong car number plates
Hong Kong Link
Hong Kong–Zhuhai–Macau Bridge
List of airports and heliports in Hong Kong
List of places in Hong Kong
List of streets and roads in Hong Kong
Victoria Harbour crossings
Village vehicle
References
External links
Wang L H, "In Search of a Sustainable Transport Development Strategy for Hong Kong"
Hong Kong Highways Department
Hong Kong Transport Department
Vehicular tunnels in Hong Kong
E & E Bus
Transport Statistics – Census and Statistics Department |
13431 | https://en.wikipedia.org/wiki/Hungarian%20Defence%20Forces | Hungarian Defence Forces | The Hungarian Defence Forces () is the national defence force of Hungary. Since 2007, the Hungarian Armed Forces is under a unified command structure. The Ministry of Defence maintains the political and civil control over the army. A subordinate Joint Forces Command is coordinating and commanding the HDF corps. In 2020, the armed forces had 22,700 personnel on active duty. In 2019, military spending was $1.904 billion, about 1.22% of the country's GDP, well below the NATO target of 2%. In 2016, the government adopted a resolution in which it pledged to increase defence spending to 2.0% of GDP and the number of active personnel to 37,650 by 2026.
Military service is voluntary, though conscription may occur in wartime. In a significant move for modernization, Hungary decided in 2001 to buy 14 JAS 39 Gripen fighter aircraft for about 800 million EUR. Hungary bought two used Airbus A319 and two Falcon 7X transport aircraft. Three C-17 III Globemaster transport aircraft are operating from Pápa Air Base under Hungarian nationality mark but are maintained by the NATO Heavy Airlift Wing (HAW). An intensive modernazation program started in 2016 inder the name "Zrínyi 2026". New helicopters, tanks, IFVs and artillery equipment were purchased beside others. Hungarian National Cyber Security Center was re-organized in 2016.
In 2016, the Hungarian military has about 700 troops stationed in foreign countries as part of international peacekeeping forces, including 100 HDF troops in the NATO-led ISAF force in Afghanistan, 210 Hungarian soldiers in Kosovo under command of KFOR, and 160 troops in Bosnia and Herzegovina. Hungary sent a 300 strong, logistics unit to Iraq in order to help the US occupation with armed transport convoys, though public opinion opposed the country's participation in the war. One soldier was killed in action by a roadside bomb in Iraq.
During the Hungarian Revolution of 1848, the HDF drove Habsburg forces from the country in the Spring Campaign of 1849, but was defeated by an Austro-Russian offensive in the summer. The Royal Hungarian Honvéd was established in 1868. During World War I out of the eight million men mobilized by Austria-Hungary, over one million died. Conscription was introduced on a national basis in 1939. The peacetime strength of the Royal Hungarian Army grew to 80,000 men organized into seven corps commands. During World War II the Hungarian Second Army was destroyed on the banks of the Don River in December 1942 in the Battle of Stalingrad. During the Socialist and the Warsaw Pact era (1947–1989), the entire 200,000 strong Southern Group of Forces was garrisoned in Hungary, complete with artillery, tank regiments, air force and missile troops with nuclear weapons.
Structure
History
Ancient, medieval, and early modern military
The Hungarian tribes of Árpád vezér who came to settle in the Carpathian Basin were noted for their fearsome light cavalry, which conducted frequent raids throughout much of Western Europe (as far as present-day Spain), maintaining their military supremacy with long range and rapid-firing reflex bows. Not until the introduction of well-regulated, plate-armored knight heavy cavalry could German emperors stop the Hungarian armies.
During the Árpáds the light cavalry based army was transformed slowly into a western-style one. The light cavalry lost its privileged position, replaced by a feudal army formed mainly from heavy cavalry.
The Hungarian field armies were drawn up into an articulated formation (as it happened in Battle of Przemyśl (1099), Battle at Leitha (1146), Battle of Morvamező (1278), (1349), in three main battle (formation) (1146, 1278, 1349). According to the contemporary sources and later speculations, the first line was formed by light cavalry archers (Battle of Oslava (1116, 1146, 1260, 1278). Usually, they started the battle followed by a planned retreat (1116, 1146), Battle of Kressenbrunn (1260). The major decisive battles of the Hungarian army were placed in the second or third lines consisted mainly of the most valuable parts of the army – in general heavy cavalry (1146, 1278, 1349).
The commanders of the Hungarian Kingdom's army used different tactics, based on a recognition of their own and the enemies' (Holy Roman Empire, Pechenegs, Uzes, Cumans, Mongols, Byzantine Empire) abilities and deficiencies.
The Hungarian knight army had its golden age under King Louis the Great, who himself was a famed warrior and conducted successful campaigns in Italy due to family matters (his younger brother married Joanna I, Queen of Naples who murdered him later.) King Matthias Corvinus maintained very modern mercenary-based royal troops, called the Black Army. King Matthias favoured ancient artillery (catapults) as opposed to cannons, which were the favourite of his father, Johannes Hunyadi, former Regent of Hungary.
During the Ottoman invasion of Central Europe (between late 14th century and circa 1700) Hungarian soldiers protected fortresses and launched light cavalry attacks against the Turks (see Hungarian Hussars). The northern fortress of Eger was famously defended in the autumn of 1552 during the 39-day Siege of Eger against the combined force of two Ottoman armies numbering circa 120,000 men and 16 ultra-heavy siege guns. The victory was very important, because two much stronger forts of Szolnok and Temesvár had fallen quickly during the summer. Public opinion attributed Eger's success to the all-Hungarian garrison, as the above two forts have fallen due to treason by the foreign mercenaries manning them. In 1596, Eger fell to the Ottomans for the same reason.
In the 1566 Battle of Szigetvár, Miklós Zrínyi defended Szigetvár for 30 days against the largest Ottoman army ever seen up to that day, and died leading his remaining few soldiers on a final suicide charge to become one of the best known national heroes. His great-grandson, Miklós Zrínyi, poet and general became one of the better-known strategists of the 1660s. In 1686, the capital city Buda was freed from the Ottomans by an allied Christian army composed of Austrian, Hungarian, and Western European troops, each roughly one-third of the army. The Habsburg empire then annexed Hungary.
Habsburg Hungarian military
Under Habsburg rule, Hungarian Hussars rose to international fame and served as a model for light cavalry in many European countries. During the 18th and 19th centuries hundreds of thousands of forcibly enrolled Hungarian males served 12 years or more each as line infantry in the Austrian Imperial Army.
Two independence wars interrupted this era, that of Prince Francis II Rákóczi between 1703 and 1711 and that of Lajos Kossuth in 1848–1849. A July 11, 1848 act of parliament in Budapest called for the formation of an army, the Honvédség, of 200,000 which would use the Magyar language of command. It was to be formed around already extant imperial units, twenty battalions of infantry, ten hussar regiments, and two regiments of Székely from the Transylvanian Military Frontier. They were further joined by eight companies of two Italian regiments stationed in Hungary and parts of the Fifth Bohemian Artillery Regiment.
In 1848–1849 the Honvédség (mostly made up of enthusiastic patriots with no prior military training) achieved incredible successes against better-trained and -equipped Austrian forces, despite the obvious advantage in numbers on the Austrian side. The Winter Campaign of Józef Bem and the Spring Campaign of Artúr Görgey are to this day taught at prestigious military schools around the globe, including at West Point Academy in the United States. Having suffered initial setbacks, including the loss of Pest-Buda, the Honvéd took advantage of the Austrians' lack of initiative and re-formed around the Debrecen-based Kossuth government. The Hungarians advanced again and by the end of spring 1849, Hungary was basically cleared of foreign forces, and would have achieved independence, were it not for the Russian intervention. At the request of the Austrian emperor Franz Joseph, the Russians invaded with a force of 190,000 soldiers – against the Honvédség's 135,000 – and decisively defeated Bem's Second Army in Transylvania, opening the path into the heart of Hungary. This way the Austrian-Russian coalition outnumbered Hungarian forces 3:1, which led to Hungary's surrender at Világos on 13 August 1849. Sándor Petőfi, the great Hungarian poet, went missing in action in the Battle of Segesvár, against invading Russian forces.
In April 1867, the Austro-Hungarian Empire was established. Franz Josef, the head of the ancient Habsburg dynasty, was recognized as both Emperor of Austria and King of Hungary. Nevertheless, the issue of what form the Hungarian military would take remained a matter of serious contention between Hungarian patriots and Austrian leaders. As the impasse threatened the political union, Emperor Franz Josef ordered a council of generals in November of the same year. Ultimately, the leaders resolved on the following solution: in addition to the joint (k.u.k.) army, Hungary would have its own defence force, whose members would swear their oath to the King of Hungary (who was also Emperor of Austria) and the national constitution, use the Hungarian language of command, and display their own flags and insignia. (Austria would also form its own parallel national defence force, the Landwehr.) As a result of these negotiations, on 5 December 1868, the Royal Hungarian Landwehr (Magyar Kiralyi Honvédség, or Defence Force) was established.
The Honvédség was usually treated generously by the Diet in Budapest. By 1873 it already had over 2,800 officers and 158,000 men organized into eighty-six battalions and fifty-eight squadrons. In 1872, the Ludovika Academy officially began training cadets (and later staff officers). Honvédség units engaged in manoeuvres and were organized into seven divisions in seven military districts. While artillery was not allowed, the force did form batteries of Gatling guns in the 1870s.
In the midst of trouble between the imperial government and the parliament in 1906, the Honvédség was further expanded and finally received its own artillery units. In this form, the force approached the coming world war in most respects as a truly "national" Hungarian army.
World War I
Hungarian soldiers "fought with distinction" on every front contested by Austria-Hungary in the First World War. Honvédség units (along with the Austrian Landwehr) were considered fit for front line combat service and equal to those of the joint forces K.U.K. army. They saw combat especially on the Eastern Front and at the Battles of the Isonzo on the Italian Front. Out of the eight million men mobilized by Austria-Hungary, over one million died. Hungarians as a national group were second only to German Austrians in their share of this burden, experiencing twenty-eight war deaths for every thousand persons.
After the collapse of the Austro-Hungarian empire in late 1918, the Red Army of the Hungarian communist state (Hungarian Soviet Republic) conducted successful campaigns to protect the country's borders. However, in the Hungarian–Romanian War of 1919 Hungary came under occupation by the Romanian, Serbian, American, and French troops, as after four years of extensive fighting, the country lacked both the necessary manpower and equipment to fend off foreign invaders.
In accordance with the Treaty of Bucharest, upon leaving, the Romanian army took substantial compensation for reparations. This included agricultural goods and industrial machinery as well as raw materials. The Trianon Treaty limited the Hungarian National Army to 35,000 men and forbade conscription. The army was forbidden to possess tanks, heavy armor, or an air force.
Mid-twentieth century
On 9 August 1919, Admiral Miklós Horthy united various anti-communist military units into an 80,000-strong National Army (Nemzeti Hadsereg). On 1 January 1922, the National Army was once again redesignated the Royal Hungarian Army.
During the 1930s and early 1940s, Hungary was preoccupied with the regaining the vast territories and huge amount of population lost in the Trianon peace treaty at Versailles in 1920. This required strong armed forces to defeat the neighbouring states and this was something Hungary could not afford. Instead, the Hungarian Regent, Admiral Miklós Horthy, made an alliance with Nazi Germany. In exchange for this alliance and via the First and Second Vienna Awards, Hungary received back parts of its lost territories from Yugoslavia, Romania, and Czechoslovakia. Hungary was to pay dearly during and after World War II for these temporary gains.
On 5 March 1938, Prime Minister Kálmán Darányi announced a rearmament program (the so-called Győr Programme, named after the city where it was announced to the public). Starting 1 October, the armed forces established a five-year expansion plan with Huba I-III revised orders of battle. Conscription was introduced on a national basis in 1939. The peacetime strength of the Royal Hungarian Army grew to 80,000 men organized into seven corps commands.
In March 1939, Hungary launched an invasion of the newly formed Slovak Republic. Both the Royal Hungarian Army and the Royal Hungarian Air Force fought in the brief Slovak-Hungarian War. This invasion was launched to reclaim a part of the Slovakian territory lost after World War I.
On 1 March 1940, Hungary organized its ground forces into three field armies. The Royal Hungarian Army fielded the Hungarian First Army, the Hungarian Second Army, and the Hungarian Third Army. With the exception of the independent "Fast Moving Army Corps" (Gyorshadtest), all three Hungarian field armies were initially relegated to defensive and occupation duties within the regained Hungarian territories.
World War II
In November 1940, Hungary signed the Tripartite Pact and became a member of the Axis with Nazi Germany and Fascist Italy.
In April 1941, in order to regain territory and because of the German pressure, Hungary allowed the Wehrmacht to cross her territory in order to launch the invasion of Yugoslavia. The Hungarian foreign minister, Pál Teleki who wanted to maintain a pro-allied neutral stance for Hungary, could no longer keep the country out of the war, as the British Foreign Secretary Anthony Eden had threatened to break diplomatic relations with Hungary if it did not actively resist the passage of German troops across its territory, and General Henrik Werth, chief of the Hungarian General Staff made a private arrangement - unsanctioned by the Hungarian government - with the German High Command for the transport of the German troops across Hungary. Pál Teleki, no longer being able to stop the unfolding events, committed suicide on April 3, 1941, and Hungary joined the war on April 11 after the proclamation of the Independent State of Croatia.
After the controversial Kassa attack, elements of the Royal Hungarian Army joined the German invasion of the Soviet Union, Operation Barbarossa, one week later than the start of the operation. In spite of the arguments made that Hungary (unlike Romania) had no territorial claims in the Soviet Union, the fateful decision was made to join the war in the East. In the late summer of 1941, the Hungarian "Rapid Corps" (Gyorshadtest), alongside German and Romanian army groups, scored a huge success against the Soviets at the Battle of Uman. A little more than a year later and contrasting sharply with the success at Uman, was the near total devastation of the Hungarian Second Army on banks of the Don River in December 1942 during the Battle for Stalingrad.
During 1943, the Hungarian Second Army was re-built. In late 1944, as part of Panzerarmee Fretter-Pico, it participated in the destruction of a Soviet mechanized group at the Battle of Debrecen. But this proved to be a Pyrrhic victory. Unable to re-build again, the Hungarian Second Army was disbanded towards the end of 1944.
To keep Hungary as an ally, the Germans launched Operation Margarethe and occupied Hungary in March 1944. However, during the Warsaw Uprising, Hungarian troops refused to participate.
On 15 October 1944, the Germans launched Operation Panzerfaust and forced Horthy to abdicate. Pro-Nazi Ferenc Szálasi was made prime minister by the Germans.
On 28 December 1944, a provisional government under the control of the Soviet Union was formed in liberated Debrecen with Béla Miklós as its prime minister. Miklós was the commander of the Hungarian First Army, but most of the First Army sided with the Germans and most of what remained of it was destroyed about 200 kilometres north of Budapest between 1 January and 16 February. The pro-Communist government formed by Miklós competed with the pro-Nazi government of Ferenc Szálasi. The Germans, Szálasi, and pro-German Hungarian forces loyal to Szálasi fought on. On 20 January 1945, representatives of the provisional government of Béla Miklós signed an armistice in Moscow. But forces loyal to Szálasi still continued to fight on.
The Red Army, with assistance from Romanian army units, completed the encirclement of Budapest on 29 December 1944 and the Siege of Budapest began. On 2 February 1945, the strength of the Royal Hungarian Army was 214,465 men, but about 50,000 of these had been formed into unarmed labor battalions. The siege of Budapest ended with the surrender of the city on 13 February. But, while the German forces in Hungary were generally in a state of defeat, the Germans had one more surprise for the Soviets.
In early March 1945, the Germans launched the Lake Balaton Offensive with support from the Hungarians. This offensive was almost over before it began. By 19 March 1945, Soviet troops had recaptured all the territory lost during a 13-day German offensive.
After the failed offensive, the Germans in Hungary were defeated. Most of what remained of the Hungarian Third Army was destroyed about 50 kilometres west of Budapest between 16 March and 25 March 1945. Officially, Soviet operations in Hungary ended on 4 April 1945 when the last German troops were expelled.
Some pro-fascist Hungarians like Szálasi retreated with the Germans into Austria and Czechoslovakia. During the very last phase of the war, Fascist Hungarian forces fought in Vienna, Breslau, Küstrin, and along the Oder River.
On 7 May 1945, General Alfred Jodl, the German Chief of Staff, signed the document of unconditional surrender for all German forces. Jodl signed this document during a ceremony in France. On 8 May, in accordance with the wishes of the Soviet Union, the ceremony was repeated in Germany by Field Marshal Wilhelm Keitel. On 11 June, the Allies agreed to make 9 May 1945 the official "Victory in Europe" day. Szálasi and many other pro-fascist Hungarians were captured and ultimately returned to Hungary's provisional government for trial.
Warsaw Pact
During the Socialist and the Warsaw Pact era (1947–1989), the Soviet Southern Group of Forces, 200,000 strong, was garrisoned in Hungary, complete with artillery, tank regiments, air force and missile troops (with nuclear weapons). It was, by all means, a very capable force but which had little contact with the local population. Between 1949 and 1955 there was also a huge effort to build a big Hungarian army. All procedures, disciplines, and equipment were exact copies of the Soviet Armed Forces in methods and material, but the huge costs collapsed the economy by 1956.
During the autumn 1956 revolution, the army was divided. When the opening demonstrations on 23 October 1956 were fired upon by ÁVH secret policemen, Hungarian troops sent to crush the demonstrators instead provided their arms to the latter or joined them outright. While most major military units in the capital were neutral during the fighting, thousands of rank-and-file soldiers went over to the Revolution or at least provided the revolutionaries with arms. Many significant military units went over to the uprising in full, such as the armored unit commanded by Colonel Pál Maléter which joined forces with the insurgents at the Battle of the Corvin Passage. However, there were 71 recorded clashes between the people and the army between 24 and 29 October in fifty localities; depending on the commander; these were typically either defending certain military targets from rebel attack or fighting the insurgents outright, depending on the commander. When the Soviets crushed the Revolution on 4 November, the Army put up sporadic and disorganized resistance; lacking orders, many of their divisions were simply overpowered by the invading Soviets.
After the Revolution was crushed in Budapest, the Soviets took away most of the Hungarian People's Army's equipment, including dismantling the entire Hungarian Air Force, because a sizable percentage of the Army fought alongside the Hungarian revolutionaries. Three years later in 1959, the Soviets began helping rebuild the Hungarian People's Army and resupplying them with new arms and equipment as well as rebuilding the Hungarian Air Force. Satisfied that Hungary was stable and firmly committed once again to the Warsaw Pact, the Soviets offered the Hungarians a choice of withdrawal for all Soviet troops in the country. The new Hungarian leader, János Kádár, asked for all the 200,000 Soviet troops to stay, because it allowed the socialist Hungarian People's Republic to neglect its own draft-based armed forces, quickly leading to deterioration of the military. Large sums of money were saved that way and spent on feel-good socialist measures for the population, thus Hungary could become "the happiest barrack" in the Soviet Bloc. Limited modernization, through, would happen in from the mid 1970s onward to replace older stocks of military equipment with newer ones to enable the HPA, in a small way, to honor its Warsaw Pact commitments, coupled with a mid-1980s organization which abolished divisions replacing them with ground forces brigades and a singular air force command.
The HPA was divided into the Ground and Air Forces. Until 1985, the Ground Forces were organized into:
5th Hungarian Army at Székesfehérvár
7th Motor Rifle Division at Kiskunfélegyháza
8th Motor Rifle Division at Zalaegerszeg
9th Motor Rifle Division at Kaposvár
11th Tank Division at Tata
3rd Army Corps at Cegléd
4th Motor Rifle Division at Gyöngyös
15th Motor Rifle Division at Nyíregyháza
Air Forces Headquarters at Veszprém
11th Air-defense Artillery Brigade at Budapest, after 1977 Érd
1st Air Defense Division at Veszprém
47th Fighter Regiment at Pápa
31st Fighter Regiment at Taszár
104th Air-defense Artillery Regiment Nagytarcsa after Szabadszállás
2nd Air Defense Division at Miskolc
59th Fighter Regiment at Szolnok
105th Air-defense Artillery Regiment at Miskolc
Training for conscripts was poor and most of those drafted were actually used as a free labour force (esp. railway track construction and agricultural work) after just a few weeks of basic rifle training. Popular opinion grew very negative towards the Hungarian People's Army and most young men tried to avoid the draft with bogus medical excuses.
The 1990s and Twenty-first century
In 1997, Hungary spent about 123 billion HUF (560 million USD) on defence. Hungary became a member of NATO on 12 March 1999. Hungary provided airbases and support for NATO's air campaign against Serbia and has provided military units to serve in Kosovo as part of the NATO-led KFOR operation. Hungary has sent a 300 strong logistics unit to Iraq in order to help the US occupation with armed transport convoys, though public opinion opposed the country's participation in the war. One soldier was killed in action due to a roadside bomb in Iraq. The parliament refused to extend the one year mandate of the logistics unit and all troops have returned from Iraq as of mid-January 2005. Hungarian troops were still in Afghanistan as of early 2005 as part of the International Security Assistance Force. There were reports that Hungary would most probably replace its old UAZ 4x4 vehicles with the modern Iveco LMV types, but it never happened. Hungarian forces deploy the Gepárd anti-materiel rifle, which is a heavy 12.7 mm portable gun. This equipment is also in use by the Turkish and Croatian armed forces, among other armies.
In a significant move for modernization, Hungary decided in 2001 to lease 14 JAS 39 Gripen fighter aircraft (the contract includes 2 dual-seater airplanes and 12 single-seaters as well as ground maintenance facilities, a simulator, and training for pilots and ground crews) for 210 billion HUF (about 800 million EUR). Five Gripens (3 single-seaters and 2 two-seaters) arrived in Kecskemét on 21 March 2006, expected to be transferred to the Hungarian Air Force on March 30.
10 or 14 more aircraft of this type might follow up in the coming years.
In early 2015, Hungary and Sweden extended the lease-program for another 10 years with a total of 32,000 flight-hours (95% increase) for only a 45% increase in cost.
Zrínyi 2026 Modernisation Program
In 2017, PM Orbán confirmed that Hungary will meet its NATO obligations by increasing its defense spending to about 2 percent of GDP. The official government "Zrínyi 2026" program of upgrading military equipment is scheduled to last until 2026, but the timeline has been expanded until 2030-2032. New purchased and ordered equipment so far includes new CZ BREN 2 assault rifles (to be manufactured locally), helicopters, transport and trainer aircraft, tanks, armored vehicles, radars and surface-to-air missiles.
Hungary ordered 20 H145M and 16 H225M in 2018. All H145M has been delivered by the end of 2021. H225M would arrive between 2023 and 2024.
In early 2019 the first batch of Carl Gustaf M4s has arrived, starting to replace the old RPG-7s.
In late 2019, Hungary signed a contract for 44 Leopard 2 A7+ tanks and 24 PzH 2000 howitzers for €300 million to be delivered in 2021 to 2025. In 2020 Hungary and Rheinmetall Group have signed a contract to start manufacturing the Lynx infantry fighting vehicle family in Hungary. Estimated to start arriving around 2024-2025, the first batch of 200+ Lynx vehicles are expected to reach operational capability in the Hungarian Defence Forces by 2026-2027
In 2020 the Hungarian airforce ordered two KC-390 cargo and tanker aircraft to be delivered in 2023 and 2024. This year Kongsberg and Raytheon were awarded a 410 million EUR contract by Hungary for NASAMS surface-to air missile systems. 11 ELM-2084 radars were also ordered in late 2020. The Mistral SAM system has been upgraded: new M3 missiles were purchased and both the launchers and the MCPs were modernized.
In 2021 Spike LR2 anti-tank missiles has been ordered, mainly for the Lynx IFVs. In August of 2021 contract has been singed with SAAB to upgrade the Hungarian Gripan fleet to the MS20 Block 2 standard. This upgrade greatly increases both Gripen's combat and communication capabilities, as well as access to a wide range of weapons that can be integrated on Hungarian Air Force Gripen fighters. The cutting edge IRIS-T missile has been also ordered in 2021. Meteor and GBU-49 is planned to be purchased for the Gripen's arsenal. There is plan to set up a second fighter squadron as well, but it has not been confirmed.
Current international missions
The Hungarian Defence Forces currently takes part in the following international missions:
EUFOR Operation Althea
HDF EUFOR Althea Contingent, Bosnia and Herzegovina
NATO Resolute Support Mission
HDF Mi-17 Air Advisory Team Afghanistan – withdrawn in August 2021
HDF Military Advisory Team, Afghanistan – withdrawn in August 2021
HDF Special Operation Team Afghanistan – objectives: Recon and Support (The Hungarian Government hands it in secret), withdrawn in August 2021 or earlier
HDF Support Platoon, Afghanistan – withdrawn in August 2021
EUTM Mali
HDF Training Contingent, Mali
Kosovo Force
HDF KFOR Contingent, Kosovo
United Nations Peacekeeping Force in Cyprus
HDF UNFICYP Contingent, Cyprus
Other missions include: United Nations Interim Force in Lebanon, EUNAVFOR MED, MINURSO and EUMM
See also
Military history of Hungary
Military ranks of Hungary
Defence Force
Citations
References
Further reading
Matei, Florina Cristiana. "The impact of NATO membership on military effectiveness: Hungary" In The Routledge handbook of civil-military relations, pp. 219–231. Routledge, 2013.
Martinusz, Zoltan. "Defense Reform in Hungary: A Decade of Strenuous Efforts and Missed Opportunities." in Gyarmati & Winkler, eds., Post-Cold War Defense Reform: Lessons Learned in Europe and the United States (2002).
External links
The homepage of the Hungarian Ministry of Defence
Soviet Nuclear Weapons in Hungary 1961-1991 |
13436 | https://en.wikipedia.org/wiki/Heinrich%20Himmler | Heinrich Himmler | Heinrich Luitpold Himmler (; 7 October 1900 – 23 May 1945) was of the (Protection Squadron; SS), and a leading member of the Nazi Party (NSDAP) of Germany. Himmler was one of the most powerful men in Nazi Germany and a main architect of the Holocaust.
As a member of a reserve battalion during World War I, Himmler did not see active service. He studied agronomy in university, and joined the Nazi Party in 1923 and the SS in 1925. In 1929, he was appointed by Adolf Hitler. Over the next 16 years, he developed the SS from a mere 290-man battalion into a million-strong paramilitary group, and set up and controlled the Nazi concentration camps. He was known for good organisational skills and for selecting highly competent subordinates, such as Reinhard Heydrich in 1931. From 1943 onwards, he was both Chief of German Police and Minister of the Interior, overseeing all internal and external police and security forces, including the Gestapo (Secret State Police). He controlled the Waffen-SS, the military branch of the SS. Himmler held an interest in varieties of occultism and Völkisch topics, and he employed elements of these beliefs to develop the racial policy of Nazi Germany and incorporated esoteric symbolism and rituals into the SS.
Himmler formed the and built extermination camps. As overseer of the Nazi genocidal programs, Himmler directed the killing of some six million Jews, between 200,000 and 500,000 Romani people, and other victims. The total number of civilians killed by the regime is estimated at eleven to fourteen million people. Most of them were Polish and Soviet citizens.
Late in World War II, Hitler briefly appointed him a military commander and later Commander of the Replacement (Home) Army and General Plenipotentiary for the administration of the entire Third Reich (Generalbevollmächtigter für die Verwaltung). Specifically, he was given command of the Army Group Upper Rhine and the Army Group Vistula. After Himmler failed to achieve his assigned objectives, Hitler replaced him in these posts. Realising the war was lost, Himmler attempted to open peace talks with the western Allies without Hitler's knowledge, shortly before the end of the war. Hearing of this, Hitler dismissed him from all his posts in April 1945 and ordered his arrest. Himmler attempted to go into hiding, but was detained and then arrested by British forces once his identity became known. While in British custody, he committed suicide on 23 May 1945.
Early life
Heinrich Luitpold Himmler was born in Munich on 7 October 1900 into a conservative middle-class Roman Catholic family. His father was Joseph Gebhard Himmler (17 May 1865 – 29 October 1936), a teacher, and his mother was Anna Maria Himmler (née Heyder; 16 January 1866 – 10 September 1941), a devout Roman Catholic. Heinrich had two brothers: Gebhard Ludwig (29 July 1898 – 22 June 1982) and Ernst Hermann (23 December 1905 – 2 May 1945).
Himmler's first name, Heinrich, was that of his godfather, Prince Heinrich of Bavaria, a member of the royal family of Bavaria, who had been tutored by Gebhard Himmler. He attended a grammar school in Landshut, where his father was deputy principal. While he did well in his schoolwork, he struggled in athletics. He had poor health, suffering from lifelong stomach complaints and other ailments. In his youth he trained daily with weights and exercised to become stronger. Other boys at the school later remembered him as studious and awkward in social situations.
Himmler's diary, which he kept intermittently from the age of 10, shows that he took a keen interest in current events, dueling, and "the serious discussion of religion and sex". In 1915, he began training with the Landshut Cadet Corps. His father used his connections with the royal family to get Himmler accepted as an officer candidate, and he enlisted with the reserve battalion of the 11th Bavarian Regiment in December 1917. His brother, Gebhard, served on the western front and saw combat, receiving the Iron Cross and eventually being promoted to lieutenant. In November 1918, while Himmler was still in training, the war ended with Germany's defeat, denying him the opportunity to become an officer or see combat. After his discharge on 18 December, he returned to Landshut. After the war, Himmler completed his grammar-school education. From 1919 to 1922, he studied agronomy at the Munich (now Technical University Munich) following a brief apprenticeship on a farm and a subsequent illness.
Although many regulations that discriminated against non-Christians—including Jews and other minority groups—had been eliminated during the unification of Germany in 1871, antisemitism continued to exist and thrive in Germany and other parts of Europe. Himmler was antisemitic by the time he went to university, but not exceptionally so; students at his school would avoid their Jewish classmates. He remained a devout Catholic while a student and spent most of his leisure time with members of his fencing fraternity, the "League of Apollo", the president of which was Jewish. Himmler maintained a polite demeanor with him and with other Jewish members of the fraternity, in spite of his growing antisemitism. During his second year at university, Himmler redoubled his attempts to pursue a military career. Although he was not successful, he was able to extend his involvement in the paramilitary scene in Munich. It was at this time that he first met Ernst Röhm, an early member of the Nazi Party and co-founder of the ("Storm Battalion"; SA). Himmler admired Röhm because he was a decorated combat soldier, and at his suggestion Himmler joined his antisemitic nationalist group, the (Imperial War Flag Society).
In 1922, Himmler became more interested in the "Jewish question", with his diary entries containing an increasing number of antisemitic remarks and recording a number of discussions about Jews with his classmates. His reading lists, as recorded in his diary, were dominated by antisemitic pamphlets, German myths, and occult tracts. After the murder of Foreign Minister Walther Rathenau on 24 June, Himmler's political views veered towards the radical right, and he took part in demonstrations against the Treaty of Versailles. Hyperinflation was raging, and his parents could no longer afford to educate all three sons. Disappointed by his failure to make a career in the military and his parents' inability to finance his doctoral studies, he was forced to take a low-paying office job after obtaining his agricultural diploma. He remained in this position until September 1923.
Nazi activist
Himmler joined the Nazi Party (NSDAP) in August 1923, receiving party number 14303. As a member of Röhm's paramilitary unit, Himmler was involved in the Beer Hall Putsch—an unsuccessful attempt by Hitler and the NSDAP to seize power in Munich. This event would set Himmler on a life of politics. He was questioned by the police about his role in the putsch, but was not charged because of insufficient evidence. However, he lost his job, was unable to find employment as an agronomist, and had to move in with his parents in Munich. Frustrated by these failures, he became ever more irritable, aggressive, and opinionated, alienating both friends and family members.
In 1923–24, Himmler, while searching for a world view, came to abandon Catholicism and focused on the occult and in antisemitism. Germanic mythology, reinforced by occult ideas, became a religion for him. Himmler found the NSDAP appealing because its political positions agreed with his own views. Initially, he was not swept up by Hitler's charisma or the cult of Führer worship. However, as he learned more about Hitler through his reading, he began to regard him as a useful face of the party, and he later admired and even worshipped him. To consolidate and advance his own position in the NSDAP, Himmler took advantage of the disarray in the party following Hitler's arrest in the wake of the Beer Hall Putsch. From mid-1924 he worked under Gregor Strasser as a party secretary and propaganda assistant. Travelling all over Bavaria agitating for the party, he gave speeches and distributed literature. Placed in charge of the party office in Lower Bavaria by Strasser from late 1924, he was responsible for integrating the area's membership with the NSDAP under Hitler when the party was re-founded in February 1925.
That same year, he joined the (SS) as an (SS-Leader); his SS number was 168. The SS, initially part of the much larger SA, was formed in 1923 for Hitler's personal protection and was re-formed in 1925 as an elite unit of the SA. Himmler's first leadership position in the SS was that of (district leader) in Lower Bavaria from 1926. Strasser appointed Himmler deputy propaganda chief in January 1927. As was typical in the NSDAP, he had considerable freedom of action in his post, which increased over time. He began to collect statistics on the number of Jews, Freemasons, and enemies of the party, and following his strong need for control, he developed an elaborate bureaucracy. In September 1927, Himmler told Hitler of his vision to transform the SS into a loyal, powerful, racially pure elite unit. Convinced that Himmler was the man for the job, Hitler appointed him Deputy , with the rank of .
Around this time, Himmler joined the Artaman League, a youth group. There he met Rudolf Höss, who was later commandant of Auschwitz concentration camp, and Walther Darré, whose book The Peasantry as the Life Source of the Nordic Race caught Hitler's attention, leading to his later appointment as Reich Minister of Food and Agriculture. Darré was a firm believer in the superiority of the Nordic race, and his philosophy was a major influence on Himmler.
Rise in the SS
Upon the resignation of SS commander Erhard Heiden in January 1929, Himmler assumed the position of Reichsführer-SS with Hitler's approval; he still carried out his duties at propaganda headquarters. One of his first responsibilities was to organise SS participants at the Nuremberg Rally that September. Over the next year, Himmler grew the SS from a force of about 290 men to about 3,000. By 1930 Himmler had persuaded Hitler to run the SS as a separate organisation, although it was officially still subordinate to the SA.
To gain political power, the NSDAP took advantage of the economic downturn during the Great Depression. The coalition government of the Weimar Republic was unable to improve the economy, so many voters turned to the political extreme, which included the NSDAP. Hitler used populist rhetoric, including blaming scapegoats—particularly the Jews—for the economic hardships. In September 1930, Himmler was first elected as a deputy to the Reichstag. In the 1932 election, the Nazis won 37.3 percent of the vote and 230 seats in the Reichstag. Hitler was appointed Chancellor of Germany by President Paul von Hindenburg on 30 January 1933, heading a short-lived coalition of his Nazis and the German National People's Party. The new cabinet initially included only three members of the NSDAP: Hitler, Hermann Göring as minister without portfolio and Minister of the Interior for Prussia, and Wilhelm Frick as Reich Interior Minister. Less than a month later, the Reichstag building was set on fire. Hitler took advantage of this event, forcing Hindenburg to sign the Reichstag Fire Decree, which suspended basic rights and allowed detention without trial. The Enabling Act, passed by the Reichstag in 1933, gave the Cabinet—in practice, Hitler—full legislative powers, and the country became a de facto dictatorship. On 1 August 1934, Hitler's cabinet passed a law which stipulated that upon Hindenburg's death, the office of president would be abolished and its powers merged with those of the chancellor. Hindenburg died the next morning, and Hitler became both head of state and head of government under the title Führer und Reichskanzler (leader and chancellor).
The Nazi Party's rise to power provided Himmler and the SS an unfettered opportunity to thrive. By 1933, the SS numbered 52,000 members. Strict membership requirements ensured that all members were of Hitler's Aryan Herrenvolk ("Aryan master race"). Applicants were vetted for Nordic qualities—in Himmler's words, "like a nursery gardener trying to reproduce a good old strain which has been adulterated and debased; we started from the principles of plant selection and then proceeded quite unashamedly to weed out the men whom we did not think we could use for the build-up of the SS." Few dared mention that by his own standards, Himmler did not meet his own ideals.
Himmler's organised, bookish intellect served him well as he began setting up different SS departments. In 1931 he appointed Reinhard Heydrich chief of the new Ic Service (intelligence service), which was renamed the Sicherheitsdienst (SD: Security Service) in 1932. He later officially appointed Heydrich his deputy. The two men had a good working relationship and a mutual respect. In 1933, they began to remove the SS from SA control. Along with Interior Minister Frick, they hoped to create a unified German police force. In March 1933, Reich Governor of Bavaria Franz Ritter von Epp appointed Himmler chief of the Munich Police. Himmler appointed Heydrich commander of Department IV, the political police. Thereafter, Himmler and Heydrich took over the political police of state after state; soon only Prussia was controlled by Göring. Effective 1 January 1933, Hitler promoted Himmler to the rank of SS-Obergruppenführer, equal in rank to the senior SA commanders. On 2 June Himmler, along with the heads of the other two Nazi paramilitary organizations, the SA and the Hitler Youth, was named a Reichsleiter, the second highest political rank in the Nazi Party. On 10 July, he was named to the Prussian State Council. On 2 October 1933, he became a founding member of Hans Frank's Academy for German Law at its inaugural meeting.
Himmler further established the SS Race and Settlement Main Office (Rasse- und Siedlungshauptamt or RuSHA). He appointed Darré as its first chief, with the rank of SS-Gruppenführer. The department implemented racial policies and monitored the "racial integrity" of the SS membership. SS men were carefully vetted for their racial background. On 31 December 1931, Himmler introduced the "marriage order", which required SS men wishing to marry to produce family trees proving that both families were of Aryan descent to 1800. If any non-Aryan forebears were found in either family tree during the racial investigation, the person concerned was excluded from the SS. Each man was issued a Sippenbuch, a genealogical record detailing his genetic history. Himmler expected that each SS marriage should produce at least four children, thus creating a pool of genetically superior prospective SS members. The programme had disappointing results; less than 40 per cent of SS men married and each produced only about one child.
In March 1933, less than three months after the Nazis came to power, Himmler set up the first official concentration camp at Dachau. Hitler had stated that he did not want it to be just another prison or detention camp. Himmler appointed Theodor Eicke, a convicted felon and ardent Nazi, to run the camp in June 1933. Eicke devised a system that was used as a model for future camps throughout Germany. Its features included isolation of victims from the outside world, elaborate roll calls and work details, the use of force and executions to exact obedience, and a strict disciplinary code for the guards. Uniforms were issued for prisoners and guards alike; the guards' uniforms had a special Totenkopf insignia on their collars. By the end of 1934, Himmler took control of the camps under the aegis of the SS, creating a separate division, the SS-Totenkopfverbände.
Initially the camps housed political opponents; over time, undesirable members of German society—criminals, vagrants, deviants—were placed in the camps as well. In 1936 Himmler wrote in the pamphlet "The SS as an Anti-Bolshevist Fighting Organization" that the SS were to fight against the "Jewish-Bolshevik revolution of subhumans". A Hitler decree issued in December 1937 allowed for the incarceration of anyone deemed by the regime to be an undesirable member of society. This included Jews, Gypsies, communists, and those persons of any other cultural, racial, political, or religious affiliation deemed by the Nazis to be Untermensch (sub-human). Thus, the camps became a mechanism for social and racial engineering. By the outbreak of World War II in autumn 1939, there were six camps housing some 27,000 inmates. Death tolls were high.
Consolidation of power
In early 1934, Hitler and other Nazi leaders became concerned that Röhm was planning a coup d'état. Röhm had socialist and populist views, and believed that the real revolution had not yet begun. He felt that the SA—now numbering some three million men, far dwarfing the army—should become the sole arms-bearing corps of the state, and that the army should be absorbed into the SA under his leadership. Röhm lobbied Hitler to appoint him Minister of Defence, a position held by conservative General Werner von Blomberg.
Göring had created a Prussian secret police force, the Geheime Staatspolizei or Gestapo in 1933, and appointed Rudolf Diels as its head. Göring, concerned that Diels was not ruthless enough to use the Gestapo effectively to counteract the power of the SA, handed over its control to Himmler on 20 April 1934. Also on that date, Hitler appointed Himmler chief of all German police outside Prussia. This was a radical departure from long-standing German practice that law enforcement was a state and local matter. Heydrich, named chief of the Gestapo by Himmler on 22 April 1934, also continued as head of the SD.
Hitler decided on 21 June that Röhm and the SA leadership had to be eliminated. He sent Göring to Berlin on 29 June, to meet with Himmler and Heydrich to plan the action. Hitler took charge in Munich, where Röhm was arrested; he gave Röhm the choice to commit suicide or be shot. When Röhm refused to kill himself, he was shot dead by two SS officers. Between 85 and 200 members of the SA leadership and other political adversaries, including Gregor Strasser, were killed between 30 June and 2 July 1934 in these actions, known as the Night of the Long Knives. With the SA thus neutralised, the SS became an independent organisation answerable only to Hitler on 20 July 1934. Himmler's title of Reichsführer-SS became the highest formal SS rank, equivalent to a field marshal in the army. The SA was converted into a sports and training organisation.
On 15 September 1935, Hitler presented two laws—known as the Nuremberg Laws—to the Reichstag. The laws banned marriage between non-Jewish and Jewish Germans and forbade the employment of non-Jewish women under the age of 45 in Jewish households. The laws also deprived so-called "non-Aryans" of the benefits of German citizenship. These laws were among the first race-based measures instituted by the Third Reich.
Himmler and Heydrich wanted to extend the power of the SS; thus, they urged Hitler to form a national police force overseen by the SS, to guard Nazi Germany against its many enemies at the time—real and imagined. Interior Minister Frick also wanted a national police force, but one controlled by him, with Kurt Daluege as his police chief. Hitler left it to Himmler and Heydrich to work out the arrangements with Frick. Himmler and Heydrich had greater bargaining power, as they were allied with Frick's old enemy, Göring. Heydrich drew up a set of proposals and Himmler sent him to meet with Frick. An angry Frick then consulted with Hitler, who told him to agree to the proposals. Frick acquiesced, and on 17 June 1936 Hitler decreed the unification of all police forces in the Reich, and named Himmler Chief of German Police and a State Secretary in the Ministry of the Interior. In this role, Himmler was still nominally subordinate to Frick. In practice, however, the police was now effectively a division of the SS, and hence independent of Frick's control. This move gave Himmler operational control over Germany's entire detective force. He also gained authority over all of Germany's uniformed law enforcement agencies, which were amalgamated into the new Ordnungspolizei (Orpo: "order police"), which became a branch of the SS under Daluege.
Shortly thereafter, Himmler created the Kriminalpolizei (Kripo: criminal police) as the umbrella organisation for all criminal investigation agencies in Germany. The Kripo was merged with the Gestapo into the Sicherheitspolizei (SiPo: security police), under Heydrich's command. In September 1939, following the outbreak of World War II, Himmler formed the SS-Reichssicherheitshauptamt (RSHA: Reich Security Main Office) to bring the SiPo (which included the Gestapo and Kripo) and the SD together under one umbrella. He again placed Heydrich in command.
Under Himmler's leadership, the SS developed its own military branch, the SS-Verfügungstruppe (SS-VT), which later evolved into the Waffen-SS. Nominally under the authority of Himmler, the Waffen-SS developed a fully militarised structure of command and operations. It grew from three regiments to over 38 divisions during World War II, serving alongside the Heer (army), but never being formally part of it.
In addition to his military ambitions, Himmler established the beginnings of a parallel economy under the umbrella of the SS. To this end, administrator Oswald Pohl set up the Deutsche Wirtschaftsbetriebe (German Economic Enterprise) in 1940. Under the auspices of the SS Economy and Administration Head Office, this holding company owned housing corporations, factories, and publishing houses. Pohl was unscrupulous and quickly exploited the companies for personal gain. In contrast, Himmler was honest in matters of money and business.
In 1938, as part of his preparations for war, Hitler ended the German alliance with China, and entered into an agreement with the more modern Japan. That same year, Austria was unified with Nazi Germany in the Anschluss, and the Munich Agreement gave Nazi Germany control over the Sudetenland, part of Czechoslovakia. Hitler's primary motivations for war included obtaining additional Lebensraum ("living space") for the Germanic peoples, who were considered racially superior according to Nazi ideology. A second goal was the elimination of those considered racially inferior, particularly the Jews and Slavs, from territories controlled by the Reich. From 1933 to 1938, hundreds of thousands of Jews emigrated to the United States, Palestine, Great Britain, and other countries. Some converted to Christianity.
Anti-church struggle
According to Himmler biographer Peter Longerich, Himmler believed that a major task of the SS should be "acting as the vanguard in overcoming Christianity and restoring a 'Germanic' way of living" as part of preparations for the coming conflict between "humans and subhumans". Longerich wrote that, while the Nazi movement as a whole launched itself against Jews and Communists, "by linking de-Christianisation with re-Germanization, Himmler had provided the SS with a goal and purpose all of its own". Himmler was vehemently opposed to Christian sexual morality and the "principle of Christian mercy", both of which he saw as dangerous obstacles to his planned battle with "subhumans". In 1937, Himmler declared:
In early 1937, Himmler had his personal staff work with academics to create a framework to replace Christianity within the Germanic cultural heritage. The project gave rise to the Deutschrechtlichte Institute, headed by Professor Karl Eckhardt, at the University of Bonn.
World War II
When Hitler and his army chiefs asked for a pretext for the invasion of Poland in 1939, Himmler, Heydrich, and Heinrich Müller masterminded and carried out a false flag project code-named Operation Himmler. German soldiers dressed in Polish uniforms undertook border skirmishes which deceptively suggested Polish aggression against Germany. The incidents were then used in Nazi propaganda to justify the invasion of Poland, the opening event of World War II. At the beginning of the war against Poland, Hitler authorised the killing of Polish civilians, including Jews and ethnic Poles. The Einsatzgruppen (SS task forces) had originally been formed by Heydrich to secure government papers and offices in areas taken over by Germany before World War II. Authorised by Hitler and under the direction of Himmler and Heydrich, the Einsatzgruppen units—now repurposed as death squads—followed the Heer (army) into Poland, and by the end of 1939 they had murdered some 65,000 intellectuals and other civilians. Militias and Heer units also took part in these killings. Under Himmler's orders via the RSHA, these squads were also tasked with rounding up Jews and others for placement in ghettos and concentration camps.
Germany subsequently invaded Denmark and Norway, the Netherlands, and France, and began bombing Great Britain in preparation for Operation Sea Lion, the planned invasion of the United Kingdom. On 21 June 1941, the day before invasion of the Soviet Union, Himmler commissioned the preparation of the Generalplan Ost (General Plan for the East); the plan was finalised in July 1942. It called for the Baltic States, Poland, Western Ukraine, and Byelorussia to be conquered and resettled by ten million German citizens. The current residents—some 31 million people—would be expelled further east, starved, or used for forced labour. The plan would have extended the borders of Germany to the east by . Himmler expected that it would take twenty to thirty years to complete the plan, at a cost of 67 billion Reichsmarks. Himmler stated openly: "It is a question of existence, thus it will be a racial struggle of pitiless severity, in the course of which 20 to 30 million Slavs and Jews will perish through military actions and crises of food supply."
Himmler declared that the war in the east was a pan-European crusade to defend the traditional values of old Europe from the "Godless Bolshevik hordes". Constantly struggling with the Wehrmacht for recruits, Himmler solved this problem through the creation of Waffen-SS units composed of Germanic folk groups taken from the Balkans and eastern Europe. Equally vital were recruits from among the Germanic considered peoples of northern and western Europe, in the Netherlands, Norway, Belgium, Denmark and Finland. Spain and Italy also provided men for Waffen-SS units. Among western countries, the number of volunteers varied from a high of 25,000 from the Netherlands to 300 each from Sweden and Switzerland. From the east, the highest number of men came from Lithuania (50,000) and the lowest from Bulgaria (600). After 1943 most men from the east were conscripts. The performance of the eastern Waffen-SS units was, as a whole, sub-standard.
In late 1941, Hitler named Heydrich as Deputy Reich Protector of the newly established Protectorate of Bohemia and Moravia. Heydrich began to racially classify the Czechs, deporting many to concentration camps. Members of a swelling resistance were shot, earning Heydrich the nickname "the Butcher of Prague". This appointment strengthened the collaboration between Himmler and Heydrich, and Himmler was proud to have SS control over a state. Despite having direct access to Hitler, Heydrich's loyalty to Himmler remained firm.
With Hitler's approval, Himmler re-established the Einsatzgruppen in the lead-up to the planned invasion of the Soviet Union. In March 1941, Hitler addressed his army leaders, detailing his intention to smash the Soviet Empire and destroy the Bolshevik intelligentsia and leadership. His special directive, the "Guidelines in Special Spheres re Directive No. 21 (Operation Barbarossa)", read: "In the operations area of the army, the Reichsführer-SS has been given special tasks on the orders of the Führer, in order to prepare the political administration. These tasks arise from the forthcoming final struggle of two opposing political systems. Within the framework of these tasks, the Reichsführer-SS acts independently and on his own responsibility." Hitler thus intended to prevent internal friction like that occurring earlier in Poland in 1939, when several German Army generals had attempted to bring Einsatzgruppen leaders to trial for the murders they had committed.
Following the army into the Soviet Union, the Einsatzgruppen rounded up and killed Jews and others deemed undesirable by the Nazi state. Hitler was sent frequent reports. In addition, 2.8 million Soviet prisoners of war died of starvation, mistreatment or executions in just eight months of 1941–42. As many as 500,000 Soviet prisoners of war died or were executed in Nazi concentration camps over the course of the war; most of them were shot or gassed. By early 1941, following Himmler's orders, ten concentration camps had been constructed in which inmates were subjected to forced labour. Jews from all over Germany and the occupied territories were deported to the camps or confined to ghettos. As the Germans were pushed back from Moscow in December 1941, signalling that the expected quick defeat of the Soviet Union had failed to materialize, Hitler and other Nazi officials realised that mass deportations to the east would no longer be possible. As a result, instead of deportation, many Jews in Europe were destined for death.
The Holocaust, racial policy, and eugenics
Nazi racial policies, including the notion that people who were racially inferior had no right to live, date back to the earliest days of the party; Hitler discusses this in . Around the time of the German declaration of war on the United States in December 1941, Hitler resolved that the Jews of Europe were to be "exterminated". Heydrich arranged a meeting, held on 20 January 1942 at Wannsee, a suburb of Berlin. Attended by top Nazi officials, it was used to outline the plans for the "final solution to the Jewish question". Heydrich detailed how those Jews able to work would be worked to death; those unable to work would be killed outright. Heydrich calculated the number of Jews to be killed at 11 million and told the attendees that Hitler had placed Himmler in charge of the plan.
In June 1942, Heydrich was assassinated in Prague in Operation Anthropoid, led by Jozef Gabčík and Jan Kubiš, members of Czechoslovakia's army-in-exile. Both men had been trained by the British Special Operations Executive for the mission to kill Heydrich. During the two funeral services, Himmler—the chief mourner—took charge of Heydrich's two young sons, and he gave the eulogy in Berlin. On 9 June, after discussions with Himmler and Karl Hermann Frank, Hitler ordered brutal reprisals for Heydrich's death. Over 13,000 people were arrested, and the village of Lidice was razed to the ground; its male inhabitants and all adults in the village of Ležáky were murdered. At least 1,300 people were executed by firing squads. Himmler took over leadership of the RSHA and stepped up the pace of the killing of Jews in (Operation Reinhard), named in Heydrich's honour. He ordered the camps—three extermination camps—to be constructed at Bełżec, Sobibór, and Treblinka.
Initially the victims were killed with gas vans or by firing squad, but these methods proved impracticable for an operation of this scale. In August 1941, Himmler attended the shooting of 100 Jews at Minsk. Nauseated and shaken by the experience, he was concerned about the impact such actions would have on the mental health of his SS men. He decided that alternate methods of killing should be found. On his orders, by early 1942 the camp at Auschwitz had been greatly expanded, including the addition of gas chambers, where victims were killed using the pesticide Zyklon B. Himmler visited the camp in person on 17 and 18 July 1942. He was given a demonstration of a mass killing using the gas chamber in Bunker 2 and toured the building site of the new IG Farben plant being constructed at the nearby town of Monowitz. By the end of the war, at least 5.5 million Jews had been killed by the Nazi regime; most estimates range closer to 6 million. Himmler visited the camp at Sobibór in early 1943, by which time 250,000 people had been killed at that location alone. After witnessing a gassing, he gave 28 people promotions and ordered the operation of the camp to be wound down. In a prisoner revolt that October, the remaining prisoners killed most of the guards and SS personnel. Several hundred prisoners escaped; about a hundred were immediately re-captured and killed. Some of the escapees joined partisan units operating in the area. The camp was dismantled by December 1943.
The Nazis also targeted Romani (Gypsies) as "asocial" and "criminals". By 1935, they were confined into special camps away from ethnic Germans. In 1938, Himmler issued an order in which he said that the "Gypsy question" would be determined by "race". Himmler believed that the Romani were originally Aryan but had become a mixed race; only the "racially pure" were to be allowed to live. In 1939, Himmler ordered thousands of Gypsies to be sent to the Dachau concentration camp and by 1942, ordered all Romani sent to Auschwitz concentration camp.
Himmler was one of the main architects of the Holocaust, using his deep belief in the racist Nazi ideology to justify the murder of millions of victims. Longerich surmises that Hitler, Himmler, and Heydrich designed the Holocaust during a period of intensive meetings and exchanges in April–May 1942. The Nazis planned to kill Polish intellectuals and restrict non-Germans in the General Government and conquered territories to a fourth-grade education. They further wanted to breed a master race of racially pure Nordic Aryans in Germany. As an agronomist and farmer, Himmler was acquainted with the principles of selective breeding, which he proposed to apply to humans. He believed that he could engineer the German populace, for example, through eugenics, to be Nordic in appearance within several decades of the end of the war.
Posen speeches
On 4 October 1943, during a secret meeting with top SS officials in the city of Poznań (Posen), and on 6 October 1943, in a speech to the party elite—the Gau and Reich leaders—Himmler referred explicitly to the "extermination" () of the Jewish people.
A translated excerpt from the speech of 4 October reads:
Because the Allies had indicated that they were going to pursue criminal charges for German war crimes, Hitler tried to gain the loyalty and silence of his subordinates by making them all parties to the ongoing genocide. Hitler therefore authorised Himmler's speeches to ensure that all party leaders were complicit in the crimes and could not later deny knowledge of the killings.
Germanization
As Reich Commissioner for the Consolidation of German Nationhood (RKFDV) with the incorporated VoMi, Himmler was deeply involved in the Germanization program for the East, particularly Poland. As laid out in the General Plan for the East, the aim was to enslave, expel or exterminate the native population and to make ("living space") for (ethnic Germans). He continued his plans to colonise the east, even when many Germans were reluctant to relocate there, and despite negative effects on the war effort.
Himmler's racial groupings began with the , the classification of people deemed of German blood. These included Germans who had collaborated with Germany before the war, but also those who considered themselves German but had been neutral; those who were partially "Polonized" but "Germanizable"; and Germans who were of Polish nationality. Himmler ordered that those who refused to be classified as ethnic Germans should be deported to concentration camps, have their children taken away, or be assigned to forced labour. Himmler's belief that "it is in the nature of German blood to resist" led to his conclusion that Balts or Slavs who resisted Germanization were racially superior to more compliant ones. He declared that no drop of German blood would be lost or left behind to mingle with an "alien race".
The plan also included the kidnapping of Eastern European children by Nazi Germany. Himmler urged:
The "racially valuable" children were to be removed from all contact with Poles and raised as Germans, with German names. Himmler declared: "We have faith above all in this our own blood, which has flowed into a foreign nationality through the vicissitudes of German history. We are convinced that our own philosophy and ideals will reverberate in the spirit of these children who racially belong to us." The children were to be adopted by German families. Children who passed muster at first but were later rejected were taken to in Łódź Ghetto, where most of them eventually died.
By January 1943, Himmler reported that 629,000 ethnic Germans had been resettled; however, most resettled Germans did not live in the envisioned small farms, but in temporary camps or quarters in towns. Half a million residents of the annexed Polish territories, as well as from Slovenia, Alsace, Lorraine, and Luxembourg were deported to the General Government or sent to Germany as slave labour. Himmler instructed that the German nation should view all foreign workers brought to Germany as a danger to their German blood. In accordance with German racial laws, sexual relations between Germans and foreigners were forbidden as (race defilement).
20 July plot
On 20 July 1944, a group of German army officers led by Claus von Stauffenberg and including some of the highest-ranked members of the German armed forces attempted to assassinate Hitler, but failed to do so. The next day, Himmler formed a special commission that arrested over 5,000 suspected and known opponents of the regime. Hitler ordered brutal reprisals that resulted in the execution of more than 4,900 people. Though Himmler was embarrassed by his failure to uncover the plot, it led to an increase in his powers and authority.
General Friedrich Fromm, commander-in-chief of the Reserve (or Replacement) Army (Ersatzheer) and Stauffenberg's immediate superior, was one of those implicated in the conspiracy. Hitler removed Fromm from his post and named Himmler as his successor. Since the Reserve Army consisted of two million men, Himmler hoped to draw on these reserves to fill posts within the Waffen-SS. He appointed Hans Jüttner, director of the SS Leadership Main Office, as his deputy, and began to fill top Reserve Army posts with SS men. By November 1944 Himmler had merged the army officer recruitment department with that of the Waffen-SS and had successfully lobbied for an increase in the quotas for recruits to the SS.
By this time, Hitler had appointed Himmler as Reichsminister of the Interior, succeeding Frick, and General Plenipotentiary for Administration (Generalbevollmächtigter für die Verwaltung). At the same time (24 August 1943) he also joined the six-member Council of Ministers for the Defense of the Reich, which operated as the war cabinet. In August 1944 Hitler authorised him to restructure the organisation and administration of the Waffen-SS, the army, and the police services. As head of the Reserve Army, Himmler was now responsible for prisoners of war. He was also in charge of the Wehrmacht penal system, and controlled the development of Wehrmacht armaments until January 1945.
Command of army group
On 6 June 1944, the Western Allied armies landed in northern France during Operation Overlord. In response, Army Group Upper Rhine (Heeresgruppe Oberrhein) group was formed to engage the advancing US 7th Army (under command of General Alexander Patch) and French 1st Army (led by General Jean de Lattre de Tassigny) in the Alsace region along the west bank of the Rhine. In late 1944, Hitler appointed Himmler commander-in-chief of Army Group Upper Rhine.
On 26 September 1944 Hitler ordered Himmler to create special army units, the Volkssturm ("People's Storm" or "People's Army"). All males aged sixteen to sixty were eligible for conscription into this militia, over the protests of Armaments Minister Albert Speer, who noted that irreplaceable skilled workers were being removed from armaments production. Hitler confidently believed six million men could be raised, and the new units would "initiate a people's war against the invader". These hopes were wildly optimistic. In October 1944, children as young as fourteen were being enlisted. Because of severe shortages in weapons and equipment and lack of training, members of the Volkssturm were poorly prepared for combat, and about 175,000 of them lost their lives in the final months of the war.
On 1 January 1945, Hitler and his generals launched Operation North Wind. The goal was to break through the lines of the US 7th Army and French 1st Army to support the southern thrust in the Battle of the Bulge (Ardennes offensive), the final major German offensive of the war. After limited initial gains by the Germans, the Americans halted the offensive. By 25 January, Operation North Wind had officially ended.
On 25 January 1945, despite Himmler's lack of military experience, Hitler appointed him as commander of the hastily formed Army Group Vistula (Heeresgruppe Weichsel) to halt the Soviet Red Army's Vistula–Oder Offensive into Pomerania – a decision that appalled the German General Staff. Himmler established his command centre at Schneidemühl, using his special train, Sonderzug Steiermark, as his headquarters. The train had only one telephone line, inadequate maps, and no signal detachment or radios with which to establish communication and relay military orders. Himmler seldom left the train, only worked about four hours per day, and insisted on a daily massage before commencing work and a lengthy nap after lunch.
General Heinz Guderian talked to Himmler on 9 February and demanded, that Operation Solstice, an attack from Pomerania against the northern flank of Marshal Georgy Zhukov's 1st Belorussian Front, should be in progress by the 16th. Himmler argued that he was not ready to commit himself to a specific date. Given Himmler's lack of qualifications as an army group commander, Guderian convinced himself that Himmler tried to conceal his incompetence. On 13 February Guderian met Hitler and demanded that General Walther Wenck be given a special mandate to command the offensive by Army Group Vistula. Hitler sent Wenck with a "special mandate", but without specifying Wenck's authority. The offensive was launched on 16 February 1945, but soon stuck in rain and mud, facing mine fields and strong antitank defenses. That night Wenck was severely injured in a car accident, but it is doubtful that he could have salvaged the operation, as Guderian later claimed. Himmler ordered the offensive to stop on the 18th by a "directive for regrouping". Hitler officially ended Operation Solstice on 21 February and ordered Himmler to transfer a corps headquarter and three divisions to Army Group Center.
Himmler was unable to devise any viable plans for completion of his military objectives. Under pressure from Hitler over the worsening military situation, Himmler became anxious and unable to give him coherent reports. When the counter-attack failed to stop the Soviet advance, Hitler held Himmler personally liable and accused him of not following orders. Himmler's military command ended on 20 March, when Hitler replaced him with General Gotthard Heinrici as Commander-in-Chief of Army Group Vistula. By this time Himmler, who had been under the care of his doctor since 18 February, had fled to the Hohenlychen Sanatorium. Hitler sent Guderian on a forced medical leave of absence, and he reassigned his post as chief of staff to Hans Krebs on 29 March. Himmler's failure and Hitler's response marked a serious deterioration in the relationship between the two men. By that time, the inner circle of people whom Hitler trusted was rapidly shrinking.
Peace negotiations
In early 1945, the German war effort was on the verge of collapse and Himmler's relationship with Hitler had deteriorated. Himmler considered independently negotiating a peace settlement. His masseur, Felix Kersten, who had moved to Sweden, acted as an intermediary in negotiations with Count Folke Bernadotte, head of the Swedish Red Cross. Letters were exchanged between the two men, and direct meetings were arranged by Walter Schellenberg of the RSHA.
Himmler and Hitler met for the last time on 20 April 1945—Hitler's birthday—in Berlin, and Himmler swore unswerving loyalty to Hitler. At a military briefing on that day, Hitler stated that he would not leave Berlin, in spite of Soviet advances. Along with Göring, Himmler quickly left the city after the briefing. On 21 April, Himmler met with Norbert Masur, a Swedish representative of the World Jewish Congress, to discuss the release of Jewish concentration camp inmates. As a result of these negotiations, about 20,000 people were released in the White Buses operation. Himmler falsely claimed in the meeting that the crematoria at camps had been built to deal with the bodies of prisoners who had died in a typhus epidemic. He also claimed very high survival rates for the camps at Auschwitz and Bergen-Belsen, even as these sites were liberated and it became obvious that his figures were false.
On 23 April, Himmler met directly with Bernadotte at the Swedish consulate in Lübeck. Representing himself as the provisional leader of Germany, he claimed that Hitler would be dead within the next few days. Hoping that the British and Americans would fight the Soviets alongside what remained of the Wehrmacht, Himmler asked Bernadotte to inform General Dwight Eisenhower that Germany wished to surrender to the Western Allies, and not to the Soviet Union. Bernadotte asked Himmler to put his proposal in writing, and Himmler obliged.
Meanwhile, Göring had sent a telegram, a few hours earlier, asking Hitler for permission to assume leadership of the Reich in his capacity as Hitler's designated deputy—an act that Hitler, under the prodding of Martin Bormann, interpreted as a demand to step down or face a coup. On 27 April, Himmler's SS representative at Hitler's HQ in Berlin, Hermann Fegelein, was caught in civilian clothes preparing to desert; he was arrested and brought back to the Führerbunker. On the evening of 28 April, the BBC broadcast a Reuters news report about Himmler's attempted negotiations with the western Allies. Hitler had long considered Himmler to be second only to Joseph Goebbels in loyalty; he called Himmler "the loyal Heinrich" (). Hitler flew into a rage at this apparent betrayal, and told those still with him in the bunker complex that Himmler's secret negotiations were the worst treachery he had ever known. Hitler ordered Himmler's arrest, and Fegelein was court-martialed and shot.
By this time, the Soviets had advanced to the Potsdamer Platz, only from the Reich Chancellery, and were preparing to storm the Chancellery. This report, combined with Himmler's treachery, prompted Hitler to write his last will and testament. In the testament, completed on 29 April—one day prior to his suicide—Hitler declared both Himmler and Göring to be traitors. He stripped Himmler of all of his party and state offices and expelled him from the Nazi Party.
Hitler named Grand Admiral Karl Dönitz as his successor. Himmler met Dönitz in Flensburg and offered himself as second-in-command. He maintained that he was entitled to a position in Dönitz's interim government as Reichsführer-SS, believing the SS would be in a good position to restore and maintain order after the war. Dönitz repeatedly rejected Himmler's overtures and initiated peace negotiations with the Allies. He wrote a letter on 6 May—two days before the German Instrument of Surrender—formally dismissing Himmler from all his posts.
Capture and death
Rejected by his former comrades and hunted by the Allies, Himmler attempted to go into hiding. He had not made extensive preparations for this, but he carried a forged paybook under the name of Sergeant Heinrich Hitzinger. With a small band of companions, he headed south on 11 May to Friedrichskoog, without a final destination in mind. They continued on to Neuhaus, where the group split up. On 21 May, Himmler and two aides were stopped and detained at a checkpoint in Bremervörde set up by former Soviet POWs. Over the following two days, he was moved around to several camps and was brought to the British 31st Civilian Interrogation Camp near Lüneburg, on 23 May. The officials noticed that Himmler's identity papers bore a stamp which British military intelligence had seen being used by fleeing members of the SS.
The duty officer, Captain Thomas Selvester, began a routine interrogation. Himmler admitted who he was, and Selvester had the prisoner searched. Himmler was taken to the headquarters of the Second British Army in Lüneburg, where a doctor conducted a medical exam on him. The doctor attempted to examine the inside of Himmler's mouth, but the prisoner was reluctant to open it and jerked his head away. Himmler then bit into a hidden potassium cyanide pill and collapsed onto the floor. He was dead within 15 minutes. Shortly afterward, Himmler's body was buried in an unmarked grave near Lüneburg. The grave's location remains unknown.
Mysticism and symbolism
Himmler was interested in mysticism and the occult from an early age. He tied this interest into his racist philosophy, looking for proof of Aryan and Nordic racial superiority from ancient times. He promoted a cult of ancestor worship, particularly among members of the SS, as a way to keep the race pure and provide immortality to the nation. Viewing the SS as an "order" along the lines of the Teutonic Knights, he had them take over the Church of the Teutonic Order in Vienna in 1939. He began the process of replacing Christianity with a new moral code that rejected humanitarianism and challenged the Christian concept of marriage. The Ahnenerbe, a research society founded by Himmler in 1935, searched the globe for proof of the superiority and ancient origins of the Germanic race.
All regalia and uniforms of Nazi Germany, particularly those of the SS, used symbolism in their designs. The stylised lightning bolt logo of the SS was chosen in 1932. The logo is a pair of runes from a set of 18 Armanen runes created by Guido von List in 1906. The ancient Sowilō rune originally symbolised the sun, but was renamed "Sieg" (victory) in List's iconography. Himmler modified a variety of existing customs to emphasise the elitism and central role of the SS; an SS naming ceremony was to replace baptism, marriage ceremonies were to be altered, a separate SS funeral ceremony was to be held in addition to Christian ceremonies, and SS-centric celebrations of the summer and winter solstices were instituted. The Totenkopf (death's head) symbol, used by German military units for hundreds of years, had been chosen for the SS by Schreck. Himmler placed particular importance on the death's-head rings; they were never to be sold, and were to be returned to him upon the death of the owner. He interpreted the deaths-head symbol to mean solidarity to the cause and a commitment unto death.
Relationship with Hitler
As second in command of the SS and then Reichsführer-SS, Himmler was in regular contact with Hitler to arrange for SS men as bodyguards; Himmler was not involved with Nazi Party policy-making decisions in the years leading up to the seizure of power. From the late 1930s, the SS was independent of the control of other state agencies or government departments, and he reported only to Hitler.
Hitler's leadership style was to give contradictory orders to subordinates and to place them into positions where their duties and responsibilities overlapped with those of others. In this way, Hitler fostered distrust, competition, and infighting among his subordinates to consolidate and maximise his own power. His cabinet never met after 1938, and he discouraged his ministers from meeting independently. Hitler typically did not issue written orders, but gave them orally at meetings or in phone conversations; he also had Bormann convey orders. Bormann used his position as Hitler's secretary to control the flow of information and access to Hitler.
Hitler promoted and practised the Führerprinzip. The principle required absolute obedience of all subordinates to their superiors; thus Hitler viewed the government structure as a pyramid, with himself—the infallible leader—at the apex. Accordingly, Himmler placed himself in a position of subservience to Hitler, and was unconditionally obedient to him. However, he—like other top Nazi officials—had aspirations to one day succeed Hitler as leader of the Reich. Himmler considered Speer to be an especially dangerous rival, both in the Reich administration and as a potential successor to Hitler. Speer refused to accept Himmler's offer of the high rank of SS-Oberst-Gruppenführer, as he felt to do so would put him in Himmler's debt and obligate him to allow Himmler a say in armaments production.
Hitler called Himmler's mystical and pseudoreligious interests "nonsense". Himmler was not a member of Hitler's inner circle; the two men were not very close, and rarely saw each other socially. Himmler socialised almost exclusively with other members of the SS. His unconditional loyalty and efforts to please Hitler earned him the nickname of der treue Heinrich ("the faithful Heinrich"). In the last days of the war, when it became clear that Hitler planned to die in Berlin, Himmler left his long-time superior to try to save himself.
Marriage and family
Himmler met his future wife, Margarete Boden, in 1927. Seven years his senior, she was a nurse who shared his interest in herbal medicine and homoeopathy, and was part owner of a small private clinic. They were married in July 1928, and their only child, Gudrun, was born on 8 August 1929. The couple were also foster parents to a boy named Gerhard von Ahe, son of an SS officer who had died before the war. Margarete sold her share of the clinic and used the proceeds to buy a plot of land in Waldtrudering, near Munich, where they erected a prefabricated house. Himmler was constantly away on party business, so his wife took charge of their efforts—mostly unsuccessful—to raise livestock for sale. They had a dog, Töhle.
After the Nazis came to power the family moved first to Möhlstrasse in Munich, and in 1934 to Lake Tegern, where they bought a house. Himmler also later obtained a large house in the Berlin suburb of Dahlem, free of charge, as an official residence. The couple saw little of each other as Himmler became totally absorbed by work. The relationship was strained. The couple did unite for social functions; they were frequent guests at the Heydrich home. Margarete saw it as her duty to invite the wives of the senior SS leaders over for afternoon coffee and tea on Wednesday afternoons.
Hedwig Potthast, Himmler's young secretary starting in 1936, became his mistress by 1939. She left her job in 1941. He arranged accommodation for her, first in Mecklenburg and later at Berchtesgaden. He fathered two children with her: a son, Helge (born 15 February 1942) and a daughter, Nanette Dorothea (born 20 July 1944, Berchtesgaden). Margarete, by then living in Gmund with her daughter, learned of the relationship sometime in 1941; she and Himmler were already separated, and she decided to tolerate the relationship for the sake of her daughter. Working as a nurse for the German Red Cross during the war, Margarete was appointed supervisor in Military District III (Berlin-Brandenburg). Himmler was close to his first daughter, Gudrun, whom he nicknamed Püppi ("dolly"); he phoned her every few days and visited as often as he could.
Margarete's diaries reveal that Gerhard had to leave the National Political Educational Institute in Berlin because of poor results. At the age of 16 he joined the SS in Brno and shortly afterwards went "into battle." He was captured by the Russians but later returned to Germany.
Hedwig and Margarete both remained loyal to Himmler. Writing to Gebhard in February 1945, Margarete said, "How wonderful that he has been called to great tasks and is equal to them. The whole of Germany is looking to him." Hedwig expressed similar sentiments in a letter to Himmler in January. Margarete and Gudrun left Gmund as Allied troops advanced into the area. They were arrested by American troops in Bolzano, Italy, and held in various internment camps in Italy, France, and Germany. They were brought to Nuremberg to testify at the trials and were released in November 1946. Gudrun emerged from the experience embittered by her alleged mistreatment and remained devoted to her father's memory. She later worked for the West German spy agency Bundesnachrichtendienst (BND) from 1961 to 1963.
Historical assessment
Peter Longerich observes that Himmler's ability to consolidate his ever-increasing powers and responsibilities into a coherent system under the auspices of the SS led him to become one of the most powerful men in the Third Reich. Historian Wolfgang Sauer says that "although he was pedantic, dogmatic, and dull, Himmler emerged under Hitler as second in actual power. His strength lay in a combination of unusual shrewdness, burning ambition, and servile loyalty to Hitler." In 2008, the German news magazine described Himmler as one of the most brutal mass murderers in history and the architect of the Holocaust.
Historian John Toland relates a story by Günter Syrup, a subordinate of Heydrich. Heydrich showed him a picture of Himmler and said: "The top half is the teacher, but the lower half is the sadist." Historian Adrian Weale comments that Himmler and the SS followed Hitler's policies without question or ethical considerations. Himmler accepted Hitler and Nazi ideology and saw the SS as a chivalric Teutonic order of new Germans. Himmler adopted the doctrine of ("mission command"), whereby orders were given as broad directives, with authority delegated downward to the appropriate level to carry them out in a timely and efficient manner. Weale states that the SS ideology gave the men a doctrinal framework, and the mission command tactics allowed the junior officers leeway to act on their own initiative to obtain the desired results.
See also
Glossary of Nazi Germany
Heinrich Himmler papers
Lebensborn
List of Nazi Party leaders and officials
List of SS personnel
References
Notes
Citations
Bibliography
Printed
Online
Further reading
External links
List of Himmler speeches This list of Himmler speeches includes online sources and material in the US National Archives.
Heinrich Himmler at the Holocaust Research Project
Register of the Heinrich Himmler Papers, 1914–1944 at the Hoover Institution Archives
Footage of Himmler's corpse and the cyanide capsule he used to kill himself
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1945 suicides
20th-century Freikorps personnel
Blood for goods
Former Roman Catholics
German former Christians
German agronomists
German anti-communists
German military leaders of World War II
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German people who died in prison custody
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13451 | https://en.wikipedia.org/wiki/Horror%20film | Horror film | Horror is a film genre that seeks to elicit fear or disgust in its audience for entertainment purposes.
Horror films often explore dark subject matter and may deal with transgressive topics or themes. Broad elements include monsters, apocalyptic events, and religious or folk beliefs. Cinematic techniques used in horror films have been shown to provoke psychological reactions in an audience.
Horror films have existed for more than a century. Early inspirations from before the development of film include folklore, religious beliefs and superstitions of different cultures, and the Gothic and horror literature of authors such as Edgar Allan Poe, Bram Stoker, and Mary Shelley. From origins in silent films and German Expressionism, horror only became a codified genre after the release of Dracula (1931). Many sub-genres emerged in subsequent decades, including body horror, comedy horror, slasher films, supernatural horror and psychological horror. The genre has been produced worldwide, varying in content and style between regions. Horror is particularly prominent in the cinema of Japan, Italy and Thailand, among other countries.
Despite being the subject of social and legal controversy due to their subject matter, some horror films and franchises have seen major commercial success, influenced society and spawned several popular culture icons.
Characteristics
The horror film is defined by The Dictionary of Film Studies as representing "disturbing and dark subject matter, seeking to elicit responses of fear, terror, disgust, shock, suspense, and, of course, horror from their viewers." In the chapter "The American Nightmare: Horror in the 70s" from Hollywood from Vietnam to Reagan (2002), film critic Robin Wood declared that commonality between horror films are that "normality is threatened by the monster." This was further expanded upon by The Philosophy of Horror, or Parodoxes of the Heart by Noël Carroll who added that "repulsion must be pleasurable, as evidenced by the genre's popularity."
Prior to the release of Dracula (1931), historian Gary Don Rhodes explained that the idea and terminology of horror film did not exist yet as a codified genre, although critics used the term "horror" to describe films in reviews prior to Draculas release. The mystery film genre was in vogue and early information on Dracula being promoted as mystery film was common, despite the novel, play and film's story relying on the supernatural. Newman discussed the genre in British Film Institute's Companion to Horror where he noted that Horror films in the 1930s were easy to identify, but following that decade "the more blurred distinctions become, and horror becomes less like a discrete genre than an effect which can be deployed within any number of narrative settings or narratives patterns".
Various writing on genre from Altman, Lawrence Alloway (Violent America: The Movies 1946-1964 (1971)) and Peter Hutchings (Approaches to Popular Film (1995)) implied it easier to view films as cycles opposed to genres, suggesting the slasher film viewed as a cycle would place it in terms of how the film industry was economically and production wise, the personnel involved in their respective eras, and how the films were marketed exhibited and distributed.
Mark Jancovich in an essay declared that "there is no simple 'collective belief' as to what constitutes the horror genre" between both fans and critics of the genre. Jancovich found that disagreements existed from audiences who wanted to distinguish themselves. This ranged from fans of different genres who may view a film like Alien (1979) as belonging to science fiction, and horror fan bases dismissing it as being inauthentic to either genre. Further debates exist among fans of the genre with personal definitions of "true" horror films, such as fans who embrace cult figures like Freddy Kruger of the A Nightmare on Elm Street series, while others disassociate themselves from characters and series and focusing on genre auteur directors like Dario Argento, while others fans would deem Argento's films as too mainstream, having preferences more underground films. Andrew Tudor wrote in Monsters and Mad Scientists: A Cultural History of the Horror Movie suggested that "Genre is what we collectively believe it to be"
Cinematic techniques
In a study by Jacob Shelton, the many ways that audience members are manipulated through horror films was investigated in detail. Negative space is one such method that can play a part in inducing a reaction, causing one's eyes to remotely rest on anything in the frame – a wall, or the empty black void in the shadows.
The jump scare is a horror film trope, where an abrupt change in image accompanied with a loud sound intends to surprise the viewer. This can also be subverted to create tension, where an audience may feel more unease and discomfort by anticipating a jump scare.
Mirrors are often used in horror films is to create visual depth and build tension. Shelton argues mirrors have been used so frequently in horror films that audiences have been conditioned to fear them, and subverting audience expectations of a jump scare in a mirror can further build tension. Tight framing and close-ups are also commonly used; these can build tension and induce anxiety by not allowing the viewer to see beyond what is around the protagonist.
Music
Music is considered a key component of horror films. In Music in the Horror Film (2010), Lerner writes "music in horror film frequently makes us feel threatened and uncomfortable" and intends to intensify the atmosphere created in imagery and themes. Dissonance, atonality and experiments with timbre are typical characteristics used by composers in horror film music.
Themes
In the book Dark Dreams, author Charles Derry conceived horror films as focusing on three broad themes: the horror of personality, horror of Armageddon and the horror of the demonic. The horror of personality derives from monsters being at the centre of the plot, such Frankenstein's monster whose psychology makes them perform unspeakable horrific acts ranging from rapes, mutilations and sadistic killings. Other key works of this form are Alfred Hitchcock's Psycho, which feature psychotic murderers without the make-up of a monster. The second 'Armageddon' group delves on the fear of large-scale destruction, which ranges from science fiction works but also of natural events, such as Hitchcock's The Birds (1963). The last group of the "Fear of the Demonic" features graphic accounts of satanic rites, witchcraft, exorcisms outside traditional forms of worship, as seen in films like The Exorcist (1973) or The Omen (1976).
Some critics have suggested horror films can be a vessel for exploring contemporary cultural, political and social trends. Jeanne Hall, a film theorist, agrees with the use of horror films in easing the process of understanding issues by making use of their optical elements. The use of horror films can help audiences understand international prior historical events occurs, for example, to depict the horrors of the Vietnam War, the Holocaust, the worldwide AIDS epidemic or post-9/11 pessimism. In many occurrences, the manipulation of horror presents cultural definitions that are not accurate, yet set an example to which a person relates to that specific cultural from then on in their life.
History
In his book Caligari's Children: The Film as Tale of Terror (1980), author Siegbert Solomon Prawer stated that those wanting to read into horror films in a linear historical path, citing historians and critics like Carlos Clarens noting that as some film audiences at a time took films made by Tod Browning that starred Bela Lugosi with utmost seriousness, other productions from other countries saw the material set for parody, as children's entertainment or nostalgic recollection. John Kenneth Muir in his books covering the history of horror films through the later decades of the 20th century echoed this statement, stating that horror films mirror the anxieties of "their age and their audience" concluding that "if horror isn't relevant to everyday life... it isn't horrifying".
Early influences and films
Beliefs in the supernatural, devils and ghosts have existed in folklore and religions of many cultures for centuries; these would go on to become integral parts of the horror genre. Zombies, for example, originated from Haitian folklore. Prior to the development of film in the late 1890s, Gothic fiction was developed. These included Frankenstein (1818) and short stories by Edgar Allan Poe, which would later have several film adaptations. By the late 1800s and early 1900s, more key horror texts would be developed than any other period preceding it. While they were not all straight horror stories, the horrific elements of them lingered in popular culture, with their set pieces becoming staples in horror cinema.
Critic and author Kim Newman described Georges Méliès Le Manoir du diable as the first horror film, featuring elements that would became staples in the genre: images of demons, ghosts, and haunted castles.
The early 20th century cinema had production of film so hectic, several adaptions of stories were made within months of each other. This included Poe adaptations made in France and the United States, to Frankenstein adaptations being made in the United States and Italy. The most adapted of these stories was Strange Case of Dr Jekyll and Mr Hyde (1886), which had three version made in 1920 alone.
Early German cinema involved Poe-like stories, such as The Student of Prague (1913) which featured director and actor Paul Wegener. Wegner would go on to work in similar features such as The Golem and the Dancing Girl and its related Golem films. Other actors of the era who featured in similar films included Werner Krauss and Conrad Veidt who starred in The Cabinet of Dr. Caligari, leading to similar roles in other German productions. F. W. Murnau would also direct an adaptation of Nosferatu (1922), a film Newman described as standing "as the only screen adaptation of Dracula to be primarily interested in horror, from the character's rat-like features and thin body, the film was, even more so than Caligari, "a template for the horror film."
1930s
Following the 1927 success of Broadway play of Dracula, Universal Studios officially purchased the rights to both the play and the novel. After the Draculas premiere on February 12, 1931, the film received what authors of the book Universal Horrors proclaimed as "uniformly positive, some even laudatory" reviews. The commercial reception surprised Universal who forged ahead to make similar production of Frankenstein (1931). Frankenstein also proved to be a hit for Universal which led to both Dracula and Frankenstein making film stars of their leads: Bela Lugosi and Boris Karloff respectively. Karloff starred in Universal's follow-up The Mummy (1932), which Newman described as the studio knowing "what they were getting" patterning the film close to the plot of Dracula. Lugosi and Karloff would star together in several Poe-adaptations in the 1930s.
Following the release of Dracula, the Washington Post declared the films box office success led to a cycle of similar films while the New York Times stated in a 1936 overview that Dracula and the arrival of sound film began the "real triumph of these spectral thrillers". Other studios began developing their own horror projects with Metro-Goldwyn-Mayer, Paramount Pictures, and Warner Bros. Universal would also follow-up with several horror films until the mid-1930s.
In 1935, the President of the BBFC Edward Shortt, wrote "although a separate category has been established for these [horrific] films, I am sorry to learn they are on the increase...I hope that the producers and renters will accept this word of warning, and discourage this type of subject as far as possible." As the United Kingdom was a significant market for Hollywood, American producers listened to Shortt's warning, and the number of Hollywood produced horror films decreased in 1936. A trade paper Variety reported that Universal Studios abandonment of horror films after the release of Dracula's Daughter (1936) was that "European countries, especially England are prejudiced against this type product ." At the end of the decade, a profitable re-release of Dracula and Frankenstein would encourage Universal to produce Son of Frankenstein (1939) featuring both Lugosi and Karloff, starting off a resurgence of the horror film that would continue into the mid-1940s.
1940s
After the success of Son of Frankenstein (1939), Universal's horror films received what author Rick Worland of The Horror Film called "a second wind" and horror films continued to be produced at a feverish pace into the mid-1940s. Universal looked into their 1930s horror properties to develop new follow-ups such in their The Invisible Man and The Mummy series. Universal saw potential in making actor Lon Chaney, Jr. a new star to replace Karloff as Chaney had not distinguished himself in either A or B pictures. Chaney, Jr. would become a horror star for the decade showing in the films in The Wolf Man series, portraying several of Universal's monster characters. B-Picture studios also developed films that imitated the style of Universal's horror output. Karloff worked with Columbia Pictures acting in various films as a "Mad doctor"-type characters starting with The Man They Could Not Hang (1939) while Lugosi worked between Universal and poverty row studios such as Producers Releasing Corporation (PRC) for The Devil Bat (1941) and Monogram for nine features films.
In March 1942, producer Val Lewton ended his working relationship with independent producer David O. Selznick to work for RKO Radio Pictures' Charles Koerner, becoming the head of a new unit created to develop B-movie horror feature films. According to screenwriter DeWitt Bodeen and director Jacques Tourneur, Lewton's first horror production Cat People (1942), Lewtwon wanted to make some different from the Universal horror with Tourneu describing it as making "something intelligent and in good taste". Lewton developed a series of horror films for RKO, described by Newman as "polished, doom-haunted, poetic" while film critic Roger Ebert the films Lewton produced in the 1940s were "landmark[s] in American movie history". Several horror films of the 1940s borrowed from Cat People, specifically feature a female character who fears that she has inherited the tendency to turn into a monster or attempt to replicate the shadowy visual style of the film. Between 1947 and 1951, Hollywood made almost no new horror films. This was due to sharply declining sales, leading to both major and poverty row studios to re-release their older horror films during this period rather than make new ones.
1950s
The early 1950s featured only a few gothic horror films developed, prior to the release of Hammer Film Productions's gothic films, Hammer originally began developing American-styled science fiction films in the early 1950s but later branched into horror with their colour films The Curse of Frankenstein and Dracula (1958). These films would birth two horror film stars: Christopher Lee and Peter Cushing and led to further horror film production from Hammer in the decade.
Among the most influential horror films of the 1950s was The Thing From Another World (1951), with Newman stating that countless science fiction horror films of the 1950s would follow in its style. For five years following the release of The Thing From Another World, nearly every film involving aliens, dinosaurs or radioactive mutants would be dealt with matter-of-fact characters as seen in the film. Films featuring vampires, werewolves, and Frankenstein's monster also took to having science fiction elements of the era such as have characters have similar plot elements from Strange Case of Dr Jekyll and Mr Hyde. Horror films also expanded further into international productions in the later half of the 1950s, with films in the genre being made in Mexico, Italy, Germany and France.
1960s
Newman that the horror film changed dramatically in 1960. Specifically, with Alfred Hitchcock's film Psycho (1960) based on the novel by Robert Bloch. Newman declared that the film elevated the idea of a multiple-personality serial killer that set the tone future film that was only touched upon in earlier melodramas and film noirs. The release of Psycho led to similar pictures about the psychosis of characters and a brief reappearance of what Newman described as "stately, tasteful" horror films such as Jack Clayton's The Innocents (1961) and Robert Wise's The Haunting (1963). Newman described Roman Polanski's Rosemary's Baby (1968) the other "event" horror film of the 1960s after Psycho.
Roger Corman working with AIP to make House of Usher (1960), which led several future Poe-adaptations other 1960s Poe-adaptations by Corman, and provided roles for aging horror stars such as Karloff and Chaney, Jr. These films were made to compete with the British colour horror films from Hammer in the United Kingdom featuring their horror stars Cushing and Fisher, whose Frankenstein series continued from 1958 to 1973 Competition for Hammer appeared in the mid-1960s in the United Kingdom with Amicus Productions who also made feature film featuring Cushing and Lee. Like Psycho, Amicus drew from contemporary sources such as Bloch (The Skull (1965) and Torture Garden (1967)) led to Hammer adapting works by more authors from the era.
Mario Bava's Black Sunday (1960) marked an increase in onscreen violence in film. Earlier British horror films had their gorier scenes cut on initial release or suggested through narration while Psycho suggested its violence through fast editing. Black Sunday, by contrast, depicted violence without suggestion. This level of violence would later be seen in other works of Bava and other Italian films such the giallo of Dario Argento and Lucio Fulci. Other independent American productions of the 1960s expanded on the gore shown in the films in a genre later described as the splatter film, with films by Herschell Gordon Lewis such as Blood Feast, while Newman found that the true breakthrough of these independent films was George A. Romero's Night of the Living Dead (1968) which set a new attitudes for the horror film, one that was suspicious of authority figures, broke taboos of society and was satirical between its more suspenseful set pieces.
1970s
Historian John Kenneth Muir described the 1970s as a "truly eclectic time" for horror cinema, noting a mixture of fresh and more personal efforts on film while other were a resurrection of older characters that have appeared since the 1930s and 1940s. Night of the Living Dead had what Newman described as a "slow burning influence" on horror films of the era and what he described as "the first of the genre auteurs" who worked outside studio settings. These included American directors such as John Carpenter, Tobe Hooper, Wes Craven and Brian De Palma as well as directors working outside America such as Bob Clark, David Cronenberg and Dario Argento. Prior to Night of the Living Dead, the monsters of horror films could easily be banished or defeated by the end of the film, while Romero's film and the films of other filmmakers would often suggest other horror still lingered after the credits.
Both Amicus and Hammer ceased feature film production in the 1970s. Remakes of proved to be popular choices for horror films in the 1970s, with films like Invasion of the Bodysnatchers (1978) and tales based on Dracula which continued into the late 1970s with John Badham's Dracula (1979) and Werner Herzog's Nosferatu the Vampyre (1979). Although not an official remake, the last high-grossing horror film of decade, Alien (1979) took b-movie elements from films like It! The Terror from Beyond Space (1958). Newman has suggested high grossing films like Alien, Jaws (1975) and Halloween (1978) became hits by being "relentless suspense machines with high visual sophistication." He continued that Jaws memorable music theme and its monster not being product of society like Norman Bates in Psycho had carried over into Halloweens Michael Myers and its films theme music.
1980s
With the appearance of home video in the 1980s, horror films were subject to censorship in the United Kingdom in a phenomenon popularly known as "video nasties", leading to video collections being seized by police and some people being jailed for selling or owning some horror films. Newman described the response to the video nasty issue led to horror films becoming "dumber than the previous decade" and although films were not less gory, they were "more lightweight [...] becoming more disposable , less personal works." Newman noted that these directors who created original material in the 1970s such as Carpenter, David Cronenberg, and Tobe Hooper would all at least briefly "play it safe" with Stephen King adaptations or remakes of the 1950s horror material.
Replacing Frankenstein's monster and Dracula were new popular characters with more general names like Jason Voorhees (Friday the 13th), Michael Myers (Halloween), and Freddy Kruger (A Nightmare on Elm Street). Unlike the characters of the past who were vampires or created by mad scientists, these characters were seemingly people with common sounding names who developed the slasher film genre of the era. The genre was derided by several contemporary film critics of the era such as Roger Ebert, and often were highly profitable in the box office. The 1980s highlighted several films about body transformation, through special effects and make-up artists like Rob Bottin and Rick Baker who allowed for more detailed and graphic transformation scenes or the human body in various forms of horrific transformation.
Other more traditional styles continued into the 1980s, such as supernatural themed films involving haunted houses, ghosts, and demonic possession. Among the most popular films of the style included Stanley Kubrick's The Shining (1980), Hooper's high-grossing Poltergeist (1982). After the release of films based on Stephen King's books like The Shining and Carrie led to further film adaptations of his novels throughout the 1980s.
1990s
Horror films of the 1990s also failed to develop as many major new directors of the genre as it had in the 1960s or 1970s. Young independent filmmakers such as Kevin Smith, Richard Linklater, Michael Moore and Quentin Tarantino broke into cinema outside the genre at non-genre festivals like the Sundance Film Festival. Newman noted that the early 1990s was "not a good time for horror", noting excessive release of sequels. Muir commented that in the 1990s after the end of the Cold War, the United States did not really have a "serious enemy" internationally, leading to horror films adapting to fictional enemies predominantly within America, with the American government, large businesses, organized religion and the upper class as well as supernatural and occult items such as vampires or Satanists filling in the horror villains of the 1990s. The rapid growth of technology in the 1990s with the internet and the fears of the Year 2000 problem causing the end of the world were reflected in plots of films.
Other genre-based trends of the 1990s, included the post-modern horror films such as Scream (1996) were made in this era. Post-modern horror films continued into the 2000s, eventually just being released as humorous parody films. By the end of the 1990s, three films were released that Newman described as "cultural phenomenons." These included Hideo Nakata's Ring (1998), which was the major hit across Asia, The Sixth Sense, another ghost story which Newman described as making "an instant cliche" of twist endings, and the low-budget independent film The Blair Witch Project (1999). Newman described the first trend of horror films in the 2000s followed the success of The Blair Witch Project, but predominantly parodies or similar low-budget imitations.
2000s
Teen oriented series began in the era with Final Destination while the success of the 1999 remake of William Castle's House on Haunted Hill led to a series of remakes in the decade. The popularity of the remake of Dawn of the Dead (2004) led to a revival in American zombie films in the late 2000s. Beyond remakes, other long-dormant horror franchises such as The Exorcist and Friday the 13th received new feature films. After the success of Ring (1998), several films came from Hong Kong, South Korea, Thailand, and Japan with similar detective plotlines investigating ghosts. This trend was echoed in the West with films with similar plots and Hollywood remakes of Asian films like The Ring (2002). In the United Kingdom, there was what Newman described as a "modest revival" of British horror films, first with war-related horror films and several independent films of various styles, with Newman describing the "breakouts of the new British horror" including 28 Days Later (2002) and Shaun of the Dead (2004).
David Edelstein of the New York Times coined a term for a genre he described as "torture porn" in a 2006 article, as a label for films described, often retroactively, to over 40 films since 2003. Edelstein lumped in films such as Saw (2004) and Wolf Creek (2005) under this banner suggesting audience a "titillating and shocking" while film scholars of early 21st century horror films described them as "intense bodily acts and visible bodily representations" to produce uneasy reactions. Kevin Wetmore, using the Saw film series suggested these film suggested reflected a post-9/11 attitude towards increasing pessimism, specifically one of "no redemption, no hope, no expectations that 'we're going to be OK'"
2010s to present
After the film studio Blumhouse had success with Paranormal Activity (2007), the studio continued to produce films became hits in the 2010s with film series Insidious. This led to what Newman described as the companies policy on "commercial savvy with thematic risk that has often paid off", such as Get Out (2017) and series like The Purge. Laura Bradley in her article for Vanity Fair noted that both large and small film studios began noticing Blumhouse's success, including A24, which became popular with films like The Witch (2015) and Midsommar (2019). Bradley commented how some of these films had been classified as "elevated horror", a term used for works that were 'elevated' beyond traditional or pure genre films, but declared "horror aficionados and some critics pushed back against the notion that these films are doing something entirely new" noting their roots in films like Night of the Living Dead (1968) and Rosemary's Baby (1968). The increase in use of streaming services in the 2010s has also been suggested as boosting the popularity of horror; as well as Netflix and Amazon Prime Video producing and distributing numerous works in the genre, Shudder launched in 2015 as a horror-specific service. In the early 2010s, a wave of horror films began exhibiting what Virginie Sélavy described as psychedelic tendency. This was inspired by experimentation and subgenres of the 1970s, specifically folk horror. The trend began with Enter the Void (2009) and Beyond the Black Rainbow (2010) and continued throughout the decade with films like Climax (2018).
Adapted from the Stephen King novel, It (2017) set a box office record for horror films by grossing $123.1 million on opening weekend in the United States and nearly $185 million globally. The success of It led to further King novels being adapted into new feature films. The beginning of 2020 and the COVID-19 pandemic had a major impact on the film industry, leading to several horror films being held back from release such or having their production halted. During lockdowns, streaming for films featuring fictional apocalypse increased.
Sub-genres of horror films
Horror is a malleable genre and often can be altered to accommodate other genre types such as science fiction, making some films difficult to categorize.
Body horror
A genre that emerged in the 1970s, body horror films focus on the process of a bodily transformation. In these films, the body is either engulfed by some larger process or heading towards fragmentation and collapse. In these films, the focus can be on apocalyptic implication of an entire society being overtaken, but the focus is generally upon an individual and their sense of identity, primarily them watching their own body change. The earliest appearance of the sub-genre was the work of director David Cronenberg, specifically with his early films like Shivers (1975). Mark Jancovich of the University of Manchester declared that the transformation scenes in the genre provoke fear and repulsion, but also pleasure and excitement such as in The Thing (1982) and The Fly (1986).
Comedy horror
Comedy horror combines elements of comedy and horror film. The comedy horror genre often crosses over with the black comedy genre. It occasionally includes horror films with lower ratings that are aimed at a family audience. The short story The Legend of Sleepy Hollow by Washington Irving is cited as "the first great comedy-horror story".
Folk horror
Folk horror uses elements of folklore or other religious and cultural beliefs to instil fear in audiences. Folk horror films have featured rural settings and themes of isolation, religion and nature. Frequently cited examples are Witchfinder General (1968), The Blood on Satan's Claw (1971), The Wicker Man (1973) and Midsommar (2019). Local folklore and beliefs have been noted as being prevalent in horror films from the Southeast Asia region, including Thailand and Indonesia.
Found footage horror
The found footage horror film "technique" gives the audience a first person view of the events on screen, and presents the footage as being discovered after. Horror films which are framed as being made up of "found-footage" merge the experiences of the audience and characters, which may induce suspense, shock, and bafflement. Alexandra Heller-Nicholas noted that the popularity of sites like YouTube in 2006 sparked a taste for amateur media, leading to the production of further films in the found footage horror genre later in the 2000s including the particularly financially successful Paranormal Activity (2007).
Gothic horror
In their book Gothic film, Richard J. McRoy and Richard J. Hand stated that "Gothic" can be argued as a very loose subgenre of horror, but argued that "Gothic" as a whole was a style like film noir and not bound to certain cinematic elements like the Western or science fiction film. The term "gothic" is frequently used to describe a stylized approach to showcasing location, desire, and action in film. Contemporary views of the genre associate it with imagery of castles at hilltops and labryinth like ancestral mansions that are in various states of disrepair. Narratives in these films often focus on an audiences fear and attraction to social change and rebellion. The genre can be applied to films as early as The Haunted Castle (1896), Frankenstein (1910) as well as to more complex iterations such as Park Chan-wook's Stoker (2013) and Jordan Peele's Get Out (2017).
The gothic style is applied to several films throughout the history of the horror film. This includes the Universal's horror films of the 1930s, the revival of gothic horror in the 1950s and 1960s with films from Hammer, Roger Corman's Poe-cycle, and several Italian productions. By the 1970s American and British productions often had vampire films set in a contemporary setting, such as Hammer Films had their Dracula stories set in a modern setting and made other horror material which pushed the erotic content of their vampire films that was initiated by Black Sunday. In the 1980s, the older horror characters of Dracula and Frankenstein's monster rarely appeared, with vampire themed films continued often in the tradition of authors like Anne Rice where vampirism becomes a lifestyle choice rather than plague or curse. Following the release of Francis Ford Coppola's Bram Stoker's Dracula (1992), a small wave of high-budgeted gothic horror romance films were released in the 1990s.
Natural horror
Also described as "eco-horror", the natural horror film is a subgenre "featuring nature running amok in the form of mutated beasts, carnivorous insects, and normally harmless animals or plants turned into cold-blooded killers." In 1963, Hitchcock defined a new genre nature taking revenge on humanity with The Birds (1963) that was expanded into a trend into 1970s. Following the success of Willard (1971), a film about killer rats, 1972 had similar films with Stanley (1972) and an official sequel Ben (1972). Other films followed in suit such as Night of the Lepus (1972), Frogs (1972), Bug (1975), Squirm (1976) and what Muir described as the "turning point" in the genre with Jaws (1975), which became the highest-grossing film at that point and moved the animal attacks genres "towards a less-fantastic route" with less giant animals and more real-life creatures such as Grizzly (1976) and Night Creature (1977), Orca (1977), and Jaws 2 (1978). The film is linked with the environmental movements that became more mainstream in the 1970s and early 1980s such vegetarianism, animal rights movements, and organizations such as Greenpeace. Following Jaws, sharks became the most popular animal of the genre, ranging from similar such as Mako: The Jaws of Death (1976) and Great White (1981) to the Sharknado film series. James Marriott found that the genre had "lost momentum" since the 1970s while the films would still be made towards the turn of the millennium.
Slasher film
The slasher film is a horror subgenre, which involving a killer murdering a group of people (usually teenagers), usually by use of bladed tools. In his book on the genre, author Adam Rockoff that these villains represented a "rogue genre" of films with "tough, problematic, and fiercely individualistic." Following the financial success of Friday the 13th (1980), at least 20 other slasher films appeared in 1980 alone. These films usually revolved around five properties: unique social settings (campgrounds, schools, holidays) and a crime from the past committed (an accidental drowning, infidelity, a scorned lover) and a ready made group of victims (camp counselors, students, wedding parties). The genre was derided by several contemporary film critics of the era such as Ebert, and often were highly profitable in the box office. The release of Scream (1996), led to a brief revival of the slasher films for the 1990s. Other countries imitated the American slasher film revival, such as South Korea's early 2000s cycle with Bloody Beach (2000), Nightmare (2000) and The Record (2000).
Supernatural horror
Supernatural horror films integrate supernatural elements, such as the afterlife, spirit possession and religion into the horror genre.
Teen horror
Teen horror is a horror subgenre that victimizes teenagers while usually promoting strong, anti-conformity teenage leads, appealing to young generations. This subgenre often depicts themes of sex, under-aged drinking, and gore. Horror films aimed a young audience featuring teenage monsters grew popular in the 1950s with several productions from American International Pictures (AIP) and productions of Herman Cohen with I Was a Teenage Werewolf (1957) and I Was a Teenage Frankenstein (1957). This led to later productions like Daughter of Dr. Jekyll (1957) and Frankenstein's Daughter (1958). Teen horror cycle in the 1980s often showcased explicit gore and nudity, with John Kenneth Muir described as cautionary conservative tales where most of the films stated if you partook in such vices such as drugs or sex, your punishment of death would be handed out.
Prior to Scream, there were no popular teen horror films in the early 1990s. After the financial success of Scream, teen horror films became increasingly reflexive and self-aware until the end of the 1990s with films like I Know What You Did Last Summer (1997) and non-slasher The Faculty (1998). The genre lost prominence as teen films dealt with threats with more realism in films like Donnie Darko (2001) and Crazy/Beautiful (2001). In her book on the 1990s teen horror cycle, Alexandra West described the general trend of these films is often looked down upon by critics, journals, and fans as being too glossy, trendy, and sleek to be considered worthwhile horror films.
Psychological horror
Psychological horror is a subgenre of horror and psychological fiction with a particular focus on mental, emotional, and psychological states to frighten, disturb, or unsettle its audience. The subgenre frequently overlaps with the related subgenre of psychological thriller, and often uses mystery elements and characters with unstable, unreliable, or disturbed psychological states to enhance the suspense, drama, action, and paranoia of the setting and plot and to provide an overall unpleasant, unsettling, or distressing atmosphere.
Regional horror films
Asian horror films
Horror films in Asia have been noted as being inspired by national, cultural or religious folklore, particularly beliefs in ghosts or spirits. In Asian Horror, Andy Richards writes that there is a "widespread and engrained acceptance of supernatural forces" in many Asian cultures, and suggests this is related to animist, pantheist and karmic religious traditions, as in Buddhism and Shintoism. Although Chinese, Japanese, Thai and Korean horror has arguably received the most international attention, horror also makes up a considerable proportion of Cambodian and Malaysian cinema.
India
The Cinema of India produces the largest amount of films in the world, ranging from Bollywood (Hindi cinema based in Mumbai) to other regions such as West Bengal and Tamil Nadu. Unlike Hollywood and most Western cinematic traditions, horror films produced in India incorporate romance, song-and-dance, and other elements in the "masala" format, where as many genres as possible are bundled into a single film. Odell and Le Blanc described the Indian horror film as "a popular, but minor part of the country's film output" and that "has not found a true niche in mainstream Indian cinema." These films are made outside of Mumbai, and are generally seen as disreputable to their more respectable popular cinema. As of 2007, the Central Board of Film Certification, India's censorship board has stated films "pointless or unavoidable scenes of violence, cruelty and horror, scenes of violence intended to provide entertainment and such scene that may have the effect of desensitising or dehumanizing people are not shown."
The earliest Indian horror films were films about ghosts and reincarnation or rebirth such as Mahal (1949). These early films tended to be spiritual pieces or tragic dramas opposed to having visceral content. While prestige films from Hollywood productions had been shown in Indian theatres, the late 1960s had seen a parallel market for minor American and European co-productions to films like the James Bond film series and the films of Mario Bava. In the 1970s and 1980s, the Ramsay Brothers created a career in the lower reaches of the Bombay film industry making low-budget horror films, primarily influenced by Hammer's horror film productions, with little known about their production or distribution history. The Ramsay Brothers were a family of seven brothers who made horror films that were featured monsters and evil spirts that mix in song and dance sections as well as comic interludes. Most of their films played at smaller cinema in India, with Tulsi Ramsay, one of the brothers, later stating "Places where even the trains don't stop, that’s where our business was." Their horror films are generally dominated by low-budget productions, such as those by the Ramsay Brothers,Their most successful film was Purana Mandir (1984), which was the second highest grossing film in India that year. The influence of American productions would have an effect on later Indian productions such as The Exorcist which would lead to films involving demonic possession such as Gehrayee (1980). India has also made films featuring zombies and vampires that drew from American horror films opposed to indigenous myths and stories. Other directors, such as Mohan Bhakri made low budget highly exploitive films such as Cheekh (1985) and his biggest hit, the monster movie Khooni Mahal (1987).
Horror films are not self-evident categories in Tamil and Telugu films and it was only until the late 1980s that straight horror cinema was regularly produced with films like Uruvam (1991), Sivi (2007), and Eeram (2009) were released. The first decade of the twenty-first century saw a flurry of commercially successful Telugu horror films like A Film by Aravind (2005), Mantra (2007), and Arundhati (2009) were released. Ram Gopal Varma made films that generally defied the conventions of popular Indian cinema, making horror films like Raat (1992) and Bhoot (2003), with the latter film not containing and comic scenes or musical numbers. In 2018, the horror film Tumbbad premiered in the critics' week section of the 75th Venice International Film Festival—the first ever Indian film to open the festival.
Indonesia
Japan
Some Japanese horror films have inspired American remakes. The visual interpretations of films can be lost in the translation of their elements from one culture to another, like in the adaptation of the Japanese film Ju on into the American film The Grudge. The cultural components from Japan were slowly "siphoned away" to make the film more relatable to a western audience. This deterioration that can occur in an international remake happens by over-presenting negative cultural assumptions that, as time passes, sets a common ideal about that particular culture in each individual. Holm's discussion of The Grudge remakes presents this idea by stating, "It is, instead, to note that The Grudge films make use of an un-theorized notion of Japan... that seek to directly represent the country."
South Korea
The Korean horror film originated in the 1960s and became a more prominent part of the countries film production in the early 2000s. While ghosts have appeared as early as 1924 in Korean film, attempting to chart the history of the genre from this period was described by Alison Peirse and Daniel Martin, the authors of "Korean Horror Cinema" as "problematic", due to the control of the Japanese colonial government blocking artistic or politically independent films. Regardless of settings or time period, many Korean horror films such as Song of the Dead (1980) have their stories focused on female relationships, rooted in Korean Confucianism tradition with an emphasis on biological families. Despite the influence of folklore in some films, there is no key single canon to define the Korean horror film. Korean horror cinema is also defined by melodrama, as it does in most of Korean cinema.
The Housemaid (1960) is widely credited as initiating the first horror cycle in Korean cinema, which involved films of the 1960s about supernatural revenge tales, focused on cruelly murdered women who sought out revenge. Several of these films are in dept to Korean folklore and ghost stories, with stories of animal transformation. Traces of international cinema are found in early Korean horror cinema. such as Shin Sang-ok's Madame White Snake (1960) from the traditional Chinese folktale Legend of the White Snake. Despite bans of Japanese cultural products that lasted from 1945 to 1998, the influence of Japanese culture are still found in Kaibyō eiga (ghost cats) themed films, such as A Devilish Homicide (1965) and Ghosts of Chosun (1970). Other 1960s films featured narratives involving kumiho such as The Thousand Year Old Fox (Cheonnyeonho) (1969). These tales based on folklore and ghosts continued into the 1970s. Korea also produced giant monster films that received release in the United states such as Yongary, Monster from the Deep (1967) and Ape (1976).
By the end of the 1970s, the Korean horror film entered a period known commonly as the "dark time" for South Korean cinema with audience attracted to Hong Kong and American imports. The biggest influence on this was the "3S" policy adopted by the Chun Doo-hwan government which promoted the production of "sports, screen and sex" for the film industry leading to more relaxed censorship leading to a boom in Erotic Korean films. Horror films followed this trend with Suddenly at Midnight (1981), a reimagining of The Housemaid (1960). As of 2013, many pre-1990 Korean horror films are only available through the Korean Film Archive (KOFA) in Seoul. It was not until the 1998 release of Whispering Corridors was the Korean horror film reinvigorated, with its style containing traces of traditional Korean cinema (culturally specific themes and melodrama) but also the American pattern of making a franchise of horror films, as the film received four sequels. Since the films release, Korean horror films had had strong diversity with gothic tales like A Tale of Two Sisters (2003), gory horror films like Bloody Reunion (2006), horror comedy (To Catch a Virgin Ghost (2004)), vampire films (Thirst (2009), and independent productions (Teenage Hooker Became a Killing Machine (2000)). These films varied in popularity with Ahn Byeong-ki's Phone (2002) reaching the top ten in the domestic box office sales in 2002 while in 2007, no locally produced Korean horror films were financially successful with local audiences. In 2020, Anton Bitel declared in Sight & Sound that South Korea was one of the international hot spots for horror film production in the last decade, citing the international and popular releases of films like Train to Busan (2016), The Odd Family: Zombie on Sale (2019) Peninsula (2020) and The Wailing (2016).
Thailand
Oceania
Australia
It is unknown when Australia's cinema first horror title may have been, with thoughts ranging from The Strangler's Grip (1912) to The Face at the Window (1919) while stories featuring ghosts would appear in Guyra Ghost Mystery (1921). By 1913, the more prolific era of Australian cinema ended with production not returning with heavy input of government finance in the 1970s. It took until the 1970s for Australia to develop sound film with television films that eventually received theatrical release with Dead Easy (1970) and Night of Fear (1973). The Cars That Ate Paris (1974) was the first Australian horror production made for theatrical release. 1970s Australian art cinema was funded by state film corporations, who considered them more culturally acceptable than local exploitation films (Ozploitation), which was part of the Australian phenomenon called the cultural cringe. The greater success of genre films like Mad Max (1979), The Last Wave (1977) and Patrick (1978) led to the Australian Film Commission to change its focus to being a more commercial operation. This closed in 1980 as its funding was abused by investors using them as tax avoiding measures. A new development known as the 10BA tax shelter scheme was developed ushering a slew of productions, leading to what Peter Shelley, author of Australian Horror Films, suggested meant "making a profit was more important than making a good film." Shelley called these films derivative of "American films and presenting generic American material". These films included the horror film productions of Antony I. Ginnane. While Australia would have success with international films between the mid-1980s and the 2000s, less than 5 horror films were produced in the country between 1993 and 2000. It was only after the success of Wolf Creek (2005) that a new generation of filmmakers would continuously make horror genre films in Australia that continued into the 2010s.
New Zealand
By 2005, New Zealand has produced around 190 feature films, with about 88% of them being made after 1976. New Zealand horror film history was described by Philip Matthews of Stuff as making "po-faced gothic and now we do horror for laughs." Among the earliest known New Zealand horror films productions are Strange Behavior (1981), a co-production with Australia and Death Warmed Up (1984) a single production. Early features such as Melanie Read's Trial Run (1984) where a mother is sent to remote cottage to photograph penguins and finds it habitat to haunted spirits, and Gaylene Preston's Mr. Wrong (1984) purchases a car that is haunted by its previous owner. Other films imitate American slasher and splatter films with Bridge to Nowhere (1986), and the early films of Peter Jackson who combined splatter films with comedy with Bad Taste (1988) and Braindead (1992) which has the largest following of the mentioned films. Film producer Ant Timpson had an influence curating New Zealand horror films, creating the Incredibly Strange Film Festival in the 1990s and producing his own horror films over the 2010s including The ABCs of Death (2012), Deathgasm (2015), and Housebound (2014). Timpson noted the latter horror entries from New Zealand are all humorous films like What We Do in the Shadows (2014) with Jonathan King, director of Black Sheep (2006) and The Tattooist (2007) stating "I'd love to see a genuinely scary New Zealand film but I don't know if New Zealand audiences – or the funding bodies – are keen."
European horror films
Ian Olney described the horror films of Europe were often more erotic and "just plain stranger" than their British and American counter-parts. European horror films draw from distinctly European cultural sources, including surrealism, romanticism, decadent tradition, early 20th century pulp-literature, film serials, and erotic comics. In comparison to the narrative logic in American genre films, these films focused on imagery, excessiveness, and the irrational.
Between the mid-1950s and the mid-1980s, European horror films emerged from counties like Italy, Spain and France and were shown in the United States predominantly at drive-in theatre and grindhouse theatres.
As producers and distributors all over the world were interested in horror films, regardless of their origin changes started occurring in European low-budget filmmaking that allowed for productions in the 1960s and 1970s for horror films from Italy, France, Germany, United Kingdom and Spain, as well as co-productions between these countries. Several productions, such as those in Italy were co-productions due to the lack of international stars within the country. European horror films began developing strong cult following since the late 1990s.
France
France never truly developed a horror film movement to the volume that the United Kingdom or Italy had produced. In their book European Nightmares, editors Patricia Allmer, Emily Brick, and David Huxley noted that French cinema was generally perceived as having a tradition of the fantastic, rather than horror films. The editors noted that French cinema had produced a series of outstanding individual horror films, from directors who did not specialize in the field. In their book Horror Films, Colin Odell & Michelle Le Blanc referred to director Jean Rollin as one of the countries most consistent horror auteurs with 40 years of productions described as "highly divisive" low budget horror films often featuring erotic elements, vampires, low budgets, pulp stories and references to both high and low European art. Another of the few French directors who specialized in horror is Alexandre Aja, who stated that "the problem with the French is that they don't trust their own language [when it comes to horror]. American horror movies do well, but in their own language, the French just aren't interested."
A 21st-century movement of transgressive French cinema known as New French Extremity was named by film programmer James Quandt in 2004, who declared and derided that films of Catherine Breillat, Claire Denis, Gaspar Noé, and Bruno Dumont, among others, had made "cinema suddenly determined to break every taboo, to wade in rivers of viscera and spumes of sperm, to fill each frame with flesh, nubile, or gnarled, and subject it to all manner of penetration mutilation and defilement." In her book Films of the New French Extremity, Alexandra West described the phenomenon as initially an art house movement, but as the directors of those films started making horror films fitting arthouse standards such as Trouble Every Day (2001) and Marina de Van's In My Skin (2002), other directors began making more what West described as "outright horror films" such as Aja's High Tension (2003) and Xavier Gens' Frontier(s) (2007). Some of these horror films of the New French Extremity movement would regularly place on "Best Of" genre lists, such as Martyrs (2008), Inside (2007) and High Tension (2003) while Julia Ducournau's film Titane (2021) won the Palme d'Or at the 2021 Cannes Film Festival.
Germany
German postwar horror films remained marginal after its success during the silent film era. The Third Reich ended production of horror films and German productions never gained a mass audience in Germany's horror film output leading the genre to not return in any major form until the late 1960s. Between 1933 and 1989, Randall Halle stated about only 34 films that could be described as horror films and 45 which were co-productions with other countries, primarily Spain and Italy. Outside of Herzog's Nosferatu (1979) most of these films low-budget that focused on erotic themes over horrific turns in narrative. In the mid 1970s, Federal Department for Media Harmful to Young Persons was tasked with protection of minors from violent, racist and pornographic content in literature and comic books which led to increased the code which became law in 1973. These laws expanded to home video in 1985 following the release of titles such as Sam Raimi's The Evil Dead (1981) and the political change when Helmut Kohl became chancellor in 1982. The amount of West German film productions were already low in the 1980s, leaving the genre to be shot by amateurs who had little to no budgets. In the early 1980s, West Germany's government cracked down on graphic horror films similar to the United Kingdom's Video nasty panic. A direct response to this led to West German independent directors in the late 1980s and early 1990s, West German indie directors to release a comparatively high number of what Kai-Uwe Werbeck described as low-budget "hyper-violent horror films" sometimes described as German underground horror. Werbeck described the most prominent of these were of Jörg Buttgereit, described by Werbeck as "arguably the most visible German horror director of the 1980s and early 1990s", one which Harald Harzheim claimed to be "the first German director since the 1920s to give the horror genre new impulses". Similar gory films such as Olaf Ittenbach's The Burning Moon was the first, and last film to be made in Germany that is still banned there as of 2016.
German horror films made a comeback in what Werbeck described as a mainstream fashion in the 21st century. This included the box office hit Anatomy (2000) and Antibodies (2005), who Odell and Le Blanc described as being a similar to the 1960s krimi genre of crime films. The second were films made for international markets such as Legion of the Dead (2001) and the video game adaptations directed Uwe Boll such as House of the Dead (2003) and Alone in the Dark (2005).
Italy
Early silent Italian fantastique films focused more on adventure and farce opposed to Germany's expressionism. The National Fascist Party in Italy had forced film in the early sound era to "spread the civilization of Rome throughout the world as quickly as possible." Another influence was the Centro Cattolico Cinematografico (Catholic Cinematic Centre) that was described by Curti as "permissive towards propaganda and repressive against anything related to sexuality or morality." The Vatican City's newspaper L'Osservatore Romano for example, critiqued the circulation of films like Bride of Frankenstein (1935) in 1940.
As Italian neorealism had monopolized Italian cinema in the 1940s, and as the average Italian standard for living increased, Italian critic and historian Gian Piero Brunetta stated that it would "appear legitimate to start exploring the fantastic." Italian film historian Goffredo Fofi echoed these statements, stating in 1963 that "ghosts, monsters and the taste for the horrible appears when a society that became wealthy and evolves by industrializing, and are accompanied by a state of well-being which began to exist and expand in Italy only since a few years" Initially, this was a rise in peplum films after the release of Hercules (1958). Italy started moving beyond peplums making Westerns and horror films which were less expensive to produce than the previous sword-and-sandal films.
Italy's initial wave of horror films were gothic horror were rooted in popular cinema, and we're often co-productions with other countries. Curti described the initial wave of the 1960s Italian gothic horror allowed directors like Mario Bava, Riccardo Freda and Antonio Margheriti to helm what Curti described as "some of their very best works." Bava's Black Sunday (1960) was particularly influential. Many productions of this era were often written in a hurry, sometimes developed during filming production by production companies that often did not last very long, sometimes for only one film production. After 1966, the gothic cycle ended, primarily through a broader crisis that effected the Italian film industry with its audience rapidly shrinking. Some gothics continued to be produced into the beginning of the 1970s, while the influence of the genre was felt in other Italian genres like the spaghetti western.
The term giallo, which means "yellow" in Italian, is derived from Il Giallo Mondadori, a long-running series of mystery and crime novels identifiable by their distinctive uniform yellow covers, and is used in Italy to describe all mystery and thriller fiction. English-language critics use the term to describe more specific films within the genre, involving a murder mystery that revels in the details of the murder rather than the deduction of it or police procedural elements. Tim Lucas deemed early films in the genre such as Bava's The Girl Who Knew Too Much (1963) while Curti described Blood and Black Lace (1964) as predominantly a series of violent, erotically charged set pieces that are "increasingly elaborate and spectacular" in their construction, and that Bava pushed these elements to the extreme which would solidify the genre. It was not until the success of Dario Argento's 1970 film The Bird with the Crystal Plumage that the giallo genre started a major trend in Italian cinema.
Other smaller trends permutated in Italy in the 1970s such as films involving cannibals, zombies and Nazis which Newman described as "disreputable crazes". In Italy entered the 1980s, the Italian film industry would gradually move towards making films for television. The decade started with a high-budgeted production of Argento's Inferno (1980) and with the death of Mario Bava, Fulci became what historian Roberto Curti called "Italy's most prominent horror film director in the early 1980s". Several zombie films were made in the country in the early 80s from Fulci and others while Argento would continue directing and producing films for others such as Lamberto Bava. As Fulci's health deteriorated towards the end of the decade, many directors turned to making horror films for Joe D'Amato's Filmirage company, independent films or works for television and home video.
Spain
The highest point of production of Spanish horror films was between 1968 to 1975. During this period, several Spanish filmmakers appeared with unique styles and themes such as Jesus Franco's The Awful Dr. Orloff (1962), first internationally successful horror and exploitation film production from Spain. Dr. Orloff would appears in other films of Franco's during the period. Paul Naschy, the actor and screenwriter., and Amando de Ossorio with his zombie like medieval knights in Tombs of the Blind Dead (1972). These directors adapted established monsters from popular films, comics and pulp fiction and imbuing them with what Lazaro-Reboll described as "certain local flavour and relevance." A partial overview of films from this era focused on classic monsters (Frankenstein's Bloody Terror (1968), Dr. Jekyll y el Hombre Lobo (1972)) and films that grew from trends created by Night of the Living Dead and The Exorcist (The Living Dead at the Manchester Morgue (1974), Exorcismo (1975)). Most films of the period were low-budget films with short shooting schedules, while occasional films had respectable budgets such as 99 Women (1969) and others that had art house directors attempt commercial production such as Vicente Aranda's The Blood Spattered Bride and Jorge Grau's Bloody Ceremony (1973) Antonio Lazaro-Reboll wrote in 2012 that in the last forty years, the horror film has formed as a significant part of Spain's local transnational filmic production, that created its own auteurs, stars and cycles. For decades, it was described by Beck and Rordiguez-Ortega in Contemporary Spanish Cinema and Genre that the view of the genre has been "almost exclusively been constructed negatively" and that the rise in horror film productions in the late 1960s and 1970s in Spain was "reviled by contemporary critics, film historians and scholars" In his book Cine espanol, cine de subgeneros (1974), author Roman Gurbern saw contemporary Spanish horror films as "derivative of Authentic American and European traditions" that will "never make it into the histories of Spanish cinema, unless it is dealt with in a succinct footnote."
Film production decreased dramatically in the late 1970s and 1980s for several reasons: the boom in historical and political films in Spain during early year of democracy, secondly the film legistlation established by the Socialist government in 1983 which privileged the production of high-quality films based on literary or historical sources, and thirdly, changing habits on audiences and the visual material they sought. It was not until the late 1990s and the 200s that Spanish horror reached another production peak. The 1990s and 2000s saw a commercial, critical and cultural renaissance of the horror genre in Spain, with the box office success of films like Álex de la Iglesia's The Day of the Beast (1995), Alejandro Amenábar's Tesis (1996), Jaume Balagueró's The Nameless and Juan Antonio Bayona's The Orphanage (2007) and the Rec film series which Lazaro-Reboll stated made study of Spanish horror critically acceptable.
Effects on audiences
Psychological effects
In a study done by Uri Hasson et al., brain waves were observed via functional magnetic resonance imaging (fMRI). This study used the inter-subject correlation analysis (ISC) method of determining results. It was shown that audience members tend to focus on certain facets in a particular scene simultaneously and tend to sit as still as possible while watching horror films.
In another study done by John Greene & Glenn Sparks, it was found that the audience tends to experience the excitation transfer process (ETP) which causes a physiological arousal in audience members. The ETP refers to the feelings experienced immediately after an emotion-arousing experience, such as watching a horror film. In this case, audience members' heart rate, blood pressure and respiration all increased while watching films with violence. Audience members with positive feedback regarding the horror film have feelings similar to happiness or joy felt with friends, but intensified. Alternatively, audience members with negative feedback regarding the film would typically feel emotions they would normally associate with negative experiences in their life.
Only about 10% of the American population enjoy the physiological rush felt immediately after watching horror films. The population that does not enjoy horror films could experience emotional fallout similar to that of PTSD if the environment reminds them of particular scenes.
A 2021 study suggested horror films that explore grief can provide psychological benefits to the bereaved, with the genre well suited to representing grief through its genre conventions.
Physical effects
In a study by Medes et al., prolonged exposure to infrasound and low-frequency noise (<500 Hz) in long durations has an effect on vocal range (i.e. longer exposure tends to form a lower phonation frequency range). Another study by Baliatsas et al. observed that there is a correlation between exposure to infrasound and low-frequency noises and sleep-related problems. Though most horror films keep the audio around 20–30 Hz, the noise can still be unsettling in long durations.
Another technique used in horror films to provoke a response from the audience is cognitive dissonance, which is when someone experiences tension in themselves and is urged to relieve that tension. Dissonance is the clashing of unpleasant or harsh sounds. A study by Prete et al. identified that the ability to recognize dissonance relied on the left hemisphere of the brain, while consonance relied on the right half. There is a stronger preference for consonance; this difference is noticeable even in early stages of life. Previous musical experience also can influence a dislike for dissonance.
Skin conductance responses (SCRs), heart rate (HR), and electromyographic (EMG) responses vary in response to emotional stimuli, showing higher for negative emotions in what is known as the "negative bias." When applied to dissonant music, HR decreases (as a bodily form of adaptation to harsh stimulation), SCR increases, and EMG responses in the face are higher. The typical reactions go through a two-step process of first orienting to the problem (the slowing of HR), then a defensive process (a stronger increase in SCR and an increase in HR). This initial response can sometimes result in a fight-or-flight response, which is the characteristic of dissonance that horror films rely on to frighten and unsettle viewers.
Reception
In film criticism
Critic Robin Wood was not the first film critic to take the horror film seriously, but his article Return of the Repressed in 1978 helped inaugurate the horror film into academic study as a genre. Wood later stated that he was surprised that his work, as well as the writing of Richard Lippe and Andrew Britton would receive "historic importance" intellectual views of the film genre. William Paul in his book Laughing Screaming comments that "the negative definition of the lower works would have it that they are less subtle than higher genres. More positively, it could be said that they are more direct. Where lower forms are explicit, higher forms tend to operate more by indirection. Because of this indirection the higher forms are often regarded as being more metaphorical, and consequently more resonant, more open to the exegetical analyses of the academic industry."
Steffen Hantke noted that academic criticism about horror cinema had "always operated under duress" noting that challenges in legitimizing its subject, finding "career-minded academics might have always suspected that they were studying something that was ultimately too frivolous, garish, and sensationalistic to warrant serious critical attention".
Some commentary has suggested that horror films have been underrepresented or underappreciated as serious works worthy of film criticism and major films awards. As of 2021, only six horror films have been nominated for the Academy Award for Best Picture, with The Silence of the Lambs being the sole winner. However, horror films have still won major awards.
Critics have also commented on the representation of women and prevalence of racial stereotypes in horror films.
Censorship
Many horror films have been the subject of moral panic, censorship and legal controversy.
In the United Kingdom, film censorship has frequently been applied to horror films. A moral panic over several slasher films in the 1980s led to many of them being banned but released on videotape; the phenomenon became popularly termed "video nasties". Constraints on permitted subject matter in Indonesian films has also influenced Indonesian horror films. In March 2008, China banned all horror films from its market.
In the U.S., the Motion Picture Production Code which was implemented in 1930, set moral guidelines for film content, restraining movies containing controversial themes, graphic violence, explicit sexuality and/or nudity. The gradual abandonment of the Code, and its eventual formal repeal in 1968 (when it was replaced by the MPAA film rating system) offered more freedom to the movie industry.
References
Notes
Bibliography
Further reading
Dixon, Wheeler Winston. A History of Horror. (Rutgers University Press; 2010), .
Steffen Hantke, ed. American Horror Film: The Genre at the Turn of the Millennium (University Press of Mississippi; 2010), 253 pages.
Petridis, Sotiris (2014). "A Historical Approach to the Slasher Film". Film International 12 (1): 76–84.
External links
Horror genre on IMDb
Film genres
Thrillers
Articles containing video clips |
13467 | https://en.wikipedia.org/wiki/Hamburg | Hamburg | Hamburg (, ; ), officially the Free and Hanseatic City of Hamburg (; ), is the second-largest city in Germany after Berlin, as well as the overall 7th largest city and largest non-capital city in the European Union with a population of over 1.84 million. Hamburg's urban area has a population of around 2.5 million and its metropolitan area is home to more than five million people. The city lies on the River Elbe and two of its tributaries, the River Alster and the River Bille. One of Germany's 16 federated states, Hamburg is surrounded by Schleswig-Holstein to the north and Lower Saxony to the south.
The official name reflects Hamburg's history as a member of the medieval Hanseatic League and a free imperial city of the Holy Roman Empire. Before the 1871 Unification of Germany, it was a fully sovereign city state, and before 1919 formed a civic republic headed constitutionally by a class of hereditary grand burghers or . Beset by disasters such as the Great Fire of Hamburg, North Sea flood of 1962 and military conflicts including World War II bombing raids, the city has managed to recover and emerge wealthier after each catastrophe.
Hamburg is Europe's third largest port, after Rotterdam and Antwerp. Major regional broadcaster NDR, the printing and publishing firm and the newspapers and are based in the city. Hamburg is the seat of Germany's oldest stock exchange and the world's oldest merchant bank, Berenberg Bank. Media, commercial, logistical, and industrial firms with significant locations in the city include multinationals Airbus, , , , and Unilever. Hamburg is also a major European science, research, and education hub, with several universities and institutions. The city enjoys a very high quality of living, being ranked 19th in the 2019 Mercer Quality of Living Survey.
Hamburg hosts specialists in world economics and international law, including consular and diplomatic missions as the International Tribunal for the Law of the Sea, the EU-LAC Foundation, and the UNESCO Institute for Lifelong Learning, multipartite international political conferences and summits such as Europe and China and the G20. Both former German chancellors Helmut Schmidt and Angela Merkel were born in Hamburg. The former Mayor of Hamburg, Olaf Scholz, has been the current German chancellor since December 2021.
Hamburg is a major international and domestic tourist destination. The and were declared World Heritage Sites by UNESCO in 2015. Hamburg's rivers and canals are crossed by around 2,500 bridges, making it the city with the highest number of bridges in Europe. Aside from its rich architectural heritage, the city is also home to notable cultural venues such as the and concert halls. It gave birth to movements like and paved the way for bands including The Beatles. Hamburg is also known for several theatres and a variety of musical shows. St. Pauli's is among the best-known European entertainment districts.
Geography
Hamburg is at a sheltered natural harbour on the southern fanning-out of the Jutland Peninsula, between Continental Europe to the south and Scandinavia to the north, with the North Sea to the west and the Baltic Sea to the northeast. It is on the River Elbe at its confluence with the Alster and Bille. The city centre is around the Binnenalster ("Inner Alster") and Außenalster ("Outer Alster"), both formed by damming the River Alster to create lakes. The islands of Neuwerk, Scharhörn, and Nigehörn, away in the Hamburg Wadden Sea National Park, are also part of the city of Hamburg.
The neighborhoods of Neuenfelde, Cranz, Francop and Finkenwerder are part of the Altes Land (old land) region, the largest contiguous fruit-producing region in Central Europe. Neugraben-Fischbek has Hamburg's highest elevation, the Hasselbrack at AMSL. Hamburg borders the states of Schleswig-Holstein and Lower Saxony.
Climate
Hamburg has an oceanic climate (Köppen: Cfb), influenced by its proximity to the coast and maritime influences that originate over the Atlantic Ocean. The location in the north of Germany provides extremes greater than typical marine climates, but definitely in the category due to the prevailing westerlies. Nearby wetlands enjoy a maritime temperate climate. The amount of snowfall has varied greatly in recent decades. In the late 1970s and early 1980s, heavy snowfall sometimes occurred, the winters of recent years have been less cold, with snowfall just a few days per year.
The warmest months are June, July, and August, with high temperatures of . The coldest are December, January, and February, with low temperatures of .
History
Origins
Claudius Ptolemy (2nd century AD) reported the first name for the vicinity as Treva.
Etymology
The name Hamburg comes from the first permanent building on the site, a castle which the Emperor Charlemagne ordered constructed in AD 808. It rose on rocky terrain in a marsh between the River Alster and the River Elbe as a defence against Slavic incursion, and acquired the name Hammaburg, burg meaning castle or fort. The origin of the Hamma term remains uncertain, but its location is estimated to be at the site of today's Domplatz.
Medieval Hamburg
In 834, Hamburg was designated as the seat of a bishopric. The first bishop, Ansgar, became known as the Apostle of the North. Two years later, Hamburg was united with Bremen as the Bishopric of Hamburg-Bremen.
Hamburg was destroyed and occupied several times. In 845, 600 Viking ships sailed up the River Elbe and destroyed Hamburg, at that time a town of around 500 inhabitants. In 1030, King Mieszko II Lambert of Poland burned down the city. Valdemar II of Denmark raided and occupied Hamburg in 1201 and in 1214. The Black Death killed at least 60% of the population in 1350.
Hamburg experienced several great fires in the medieval period.
In 1189, by imperial charter, Frederick I "Barbarossa" granted Hamburg the status of a Free Imperial City and tax-free access (or free-trade zone) up the Lower Elbe into the North Sea. In 1265, an allegedly forged letter was presented to or by the Rath of Hamburg. This charter, along with Hamburg's proximity to the main trade routes of the North Sea and Baltic Sea, quickly made it a major port in Northern Europe. Its trade alliance with Lübeck in 1241 marks the origin and core of the powerful Hanseatic League of trading cities. On 8 November 1266, a contract between Henry III and Hamburg's traders allowed them to establish a hanse in London. This was the first time in history that the word hanse was used for the trading guild of the Hanseatic League.
In 1270, the solicitor of the senate of Hamburg, Jordan von Boitzenburg, wrote the first description of civil, criminal and procedural law for a city in Germany in the German language, the Ordeelbook (Ordeel: sentence). On 10 August 1410, civil unrest forced a compromise (German: Rezeß, literally meaning: withdrawal). This is considered the first constitution of Hamburg.
Modern times
In 1529, the city embraced Lutheranism, and it received Reformed refugees from the Netherlands and France.
When Jan van Valckenborgh introduced a second layer to the fortifications to protect against the Thirty Years War in the seventeenth century, he extended Hamburg and created a "New Town" (Neustadt) whose street names still date from the grid system of roads he introduced.
Upon the dissolution of the Holy Roman Empire in 1806, the Free Imperial City of Hamburg was not incorporated into a larger administrative area while retaining special privileges (mediatised), but became a sovereign state with the official title of the Free and Hanseatic City of Hamburg. Hamburg was briefly annexed by Napoleon I to the First French Empire (1804–1814/1815). Russian forces under General Bennigsen finally freed the city in 1814. Hamburg re-assumed its pre-1811 status as a city-state in 1814. The Vienna Congress of 1815 confirmed Hamburg's independence and it became one of 39 sovereign states of the German Confederation (1815–1866).
In 1842, about a quarter of the inner city was destroyed in the "Great Fire". The fire started on the night of 4 May and was not extinguished until 8 May. It destroyed three churches, the town hall, and many other buildings, killing 51 people and leaving an estimated 20,000 homeless. Reconstruction took more than 40 years.
After periodic political unrest, particularly in 1848, Hamburg adopted in 1860 a semidemocratic constitution that provided for the election of the Senate, the governing body of the city-state, by adult taxpaying males. Other innovations included the separation of powers, the separation of Church and State, freedom of the press, of assembly and association. Hamburg became a member of the North German Confederation (1866–1871) and of the German Empire (1871–1918), and maintained its self-ruling status during the Weimar Republic (1919–1933). Hamburg acceded to the German Customs Union or Zollverein in 1888, the last (along with Bremen) of the German states to join. The city experienced its fastest growth during the second half of the 19th century when its population more than quadrupled to 800,000 as the growth of the city's Atlantic trade helped make it Europe's second-largest port. The Hamburg-America Line, with Albert Ballin as its director, became the world's largest transatlantic shipping company around the start of the 20th century. Shipping companies sailing to South America, Africa, India and East Asia were based in the city. Hamburg was the departure port for many Germans and Eastern Europeans to emigrate to the United States in the late 19th and early 20th centuries. Trading communities from all over the world established themselves there.
A major outbreak of cholera in 1892 was badly handled by the city government, which retained an unusual degree of independence for a German city. About 8,600 died in the largest German epidemic of the late 19th century, and the last major cholera epidemic in a major city of the Western world.
Second World War
Hamburg was a Gau within the administrative division of Nazi Germany from 1934 until 1945. During the Second World War, the Allied bombing of Hamburg devastated much of the city and the harbour. On 23 July 1943, the Royal Air Force and United States Army Air Force firebombing created a firestorm which spread from the Hauptbahnhof (main railway station) and quickly moved south-east, completely destroying entire boroughs such as Hammerbrook, Billbrook and Hamm South. Thousands of people perished in these densely populated working class boroughs. The raids, codenamed Operation Gomorrah by the RAF, killed at least 42,600 civilians; the precise number is not known. About one million civilians were evacuated in the aftermath of the raids. While some of the boroughs destroyed were rebuilt as residential districts after the war, others such as Hammerbrook were entirely developed into office, retail and limited residential or industrial districts.
The Hamburg Commonwealth War Graves Commission Cemetery is in the greater Ohlsdorf Cemetery in the north of Hamburg.
At least 42,900 people are thought to have perished in the Neuengamme concentration camp (about outside the city in the marshlands), mostly from epidemics and in the bombing of Kriegsmarine evacuation vessels by the RAF at the end of the war.
Systematic deportations of Jewish Germans and Gentile Germans of Jewish descent started on 18 October 1941. These were all directed to ghettos in Nazi-occupied Europe or to concentration camps. Most deported persons perished in the Holocaust. By the end of 1942 the Jüdischer Religionsverband in Hamburg was dissolved as an independent legal entity and its remaining assets and staff were assumed by the Reich Association of Jews in Germany (District Northwest). On 10 June 1943 the Reich Security Main Office dissolved the association by a decree. The few remaining employees not somewhat protected by a mixed marriage were deported from Hamburg on 23 June to Theresienstadt, where most of them perished.
Post-war history
The city was surrendered to British Forces on 3 May 1945, in the Battle of Hamburg, three days after Adolf Hitler's death. After the Second World War, Hamburg formed part of the British Zone of Occupation; it became a state of what was then West Germany in 1949.
On 16 February 1962, a North Sea flood caused the Elbe to rise to an all-time high, inundating one-fifth of Hamburg and killing more than 300 people.
The inner German border – only east of Hamburg – separated the city from most of its hinterland and reduced Hamburg's global trade. Since German reunification in 1990, and the accession of several Central European and Baltic countries into the European Union in 2004, the Port of Hamburg has restarted ambitions for regaining its position as the region's largest deep-sea port for container shipping and its major commercial and trading centre.
Demographics
On 31 December 2016, there were 1,860,759 people registered as living in Hamburg in an area of . The population density was . The metropolitan area of the Hamburg region (Hamburg Metropolitan Region) is home to 5,107,429 living on .
There were 915,319 women and 945,440 men in Hamburg. For every 1,000 females, there were 1,033 males. In 2015, there were 19,768 births in Hamburg (of which 38.3% were to unmarried women); 6422 marriages and 3190 divorces, and 17,565 deaths. In the city, the population was spread out, with 16.1% under the age of 18, and 18.3% were 65 years of age or older. 356 people in Hamburg were over the age of 100.
According to the Statistical Office for Hamburg and Schleswig Holstein, the number of people with a migrant background is at 34% (631,246). Immigrants come from 200 different countries. 5,891 people have acquired German cititzenship in 2016.
In 2016, there were 1,021,666 households, of which 17.8% had children under the age of 18; 54.4% of all households were made up of singles. 25.6% of all households were single parent households. The average household size was 1.8.
Foreign citizens in Hamburg
Hamburg residents with a foreign citizenship as of 31 December 2016 is as follows
Language
As elsewhere in Germany, Standard German is spoken in Hamburg, but as typical for northern Germany, the original language of Hamburg is Low German, usually referred to as Hamborger Platt (German Hamburger Platt) or Hamborgsch. Since large-scale standardization of the German language beginning in earnest in the 18th century, various Low German-colored dialects have developed (contact-varieties of German on Low Saxon substrates). Originally, there was a range of such Missingsch varieties, the best-known being the low-prestige ones of the working classes and the somewhat more bourgeois Hanseatendeutsch (Hanseatic German), although the term is used in appreciation. All of these are now moribund due to the influences of Standard German used by education and media. However, the former importance of Low German is indicated by several songs, such as the famous sea shanty Hamborger Veermaster, written in the 19th century when Low German was used more frequently. Many toponyms and street names reflect Low Saxon vocabulary, partially even in Low Saxon spelling, which is not standardised, and to some part in forms adapted to Standard German.
Religion
65.2% of the population is not religious or adherent other religions than the Evangelical Church or Catholicism.
In 2018, 24.9% of the population belonged to the North Elbian Evangelical Lutheran Church, the largest religious body, and 9.9% to the Roman Catholic Church. Hamburg is seat of one of the three bishops of the Evangelical Lutheran Church in Northern Germany and seat of the Roman Catholic Archdiocese of Hamburg.
According to the publication "Muslimisches Leben in Deutschland" (Muslim life in Germany) estimated 141,900 Muslim migrants (counting in nearly 50 countries of origin) lived in Hamburg in 2008. About three years later (May 2011) calculations based on census data for 21 countries of origin resulted in the number of about 143,200 Muslim migrants in Hamburg, making up 8.4% percent of the population. As of 2021 there were more than 50 mosques in the city, including the Ahmadiyya run Fazle Omar Mosque, which is the oldest in the city, and it hosts the Islamic Centre Hamburg.
A Jewish community exists.
Government
The city of Hamburg is one of 16 German states, therefore the Mayor of Hamburg's office corresponds more to the role of a minister-president than to the one of a city mayor. As a German state government, it is responsible for public education, correctional institutions and public safety; as a municipality, it is additionally responsible for libraries, recreational facilities, sanitation, water supply and welfare services.
Since 1897, the seat of the government has been the Hamburg Rathaus (Hamburg City Hall), with the office of the mayor, the meeting room for the Senate and the floor for the Hamburg Parliament. From 2001 until 2010, the mayor of Hamburg was Ole von Beust, who governed in Germany's first statewide "black-green" coalition, consisting of the conservative CDU and the alternative GAL, which are Hamburg's regional wing of the Alliance 90/The Greens party. Von Beust was briefly succeeded by Christoph Ahlhaus in 2010, but the coalition broke apart on November, 28. 2010. On 7 March 2011 Olaf Scholz (SPD) became mayor. After the 2015 election the SPD and the Alliance 90/The Greens formed a coalition.
Boroughs
Hamburg is made up of seven boroughs (German: Bezirke) and subdivided into 104 quarters (German: Stadtteile). There are 181 localities (German: Ortsteile). The urban organization is regulated by the Constitution of Hamburg and several laws. Most of the quarters were former independent cities, towns or villages annexed into Hamburg proper. The last large annexation was done through the Greater Hamburg Act of 1937, when the cities Altona, Harburg and Wandsbek were merged into the state of Hamburg. The Act of the Constitution and Administration of Hanseatic city of Hamburg established Hamburg as a state and a municipality. Some of the boroughs and quarters have been rearranged several times.
Each borough is governed by a Borough Council (German: Bezirksversammlung) and administered by a Municipal Administrator (German: Bezirksamtsleiter). The boroughs are not independent municipalities: their power is limited and subordinate to the Senate of Hamburg. The borough administrator is elected by the Borough Council and thereafter requires confirmation and appointment by Hamburg's Senate. The quarters have no governing bodies of their own.
In 2008, the boroughs were Hamburg-Mitte, Altona, Eimsbüttel, Hamburg-Nord, Wandsbek, Bergedorf and Harburg.
Hamburg-Mitte ("Hamburg Centre") covers mostly the urban centre of the city and consists of the quarters Billbrook, Billstedt, Borgfelde, Finkenwerder, HafenCity, Hamm, Hammerbrook, Horn, Kleiner Grasbrook, Neuwerk, Rothenburgsort, St. Georg, St. Pauli, Steinwerder, Veddel, Waltershof and Wilhelmsburg. The quarters Hamburg-Altstadt ("old town") and Neustadt ("new town") are the historical origin of Hamburg.
Altona is the westernmost urban borough, on the right bank of the Elbe river. From 1640 to 1864, Altona was under the administration of the Danish monarchy. Altona was an independent city until 1937. Politically, the following quarters are part of Altona: Altona-Altstadt, Altona-Nord, Bahrenfeld, Ottensen, Othmarschen, Groß Flottbek, Osdorf, Lurup, Nienstedten, Blankenese, Iserbrook, Sülldorf, Rissen, Sternschanze.
Bergedorf consists of the quarters Allermöhe, Altengamme, Bergedorf—the centre of the former independent town, Billwerder, Curslack, Kirchwerder, Lohbrügge, Moorfleet, Neuengamme, Neuallermöhe, Ochsenwerder, Reitbrook, Spadenland and Tatenberg.
Eimsbüttel is split into nine-quarters: Eidelstedt, Eimsbüttel, Harvestehude, Hoheluft-West, Lokstedt, Niendorf, Rotherbaum, Schnelsen and Stellingen. Located within this borough is former Jewish neighbourhood Grindel.
Hamburg-Nord contains the quarters Alsterdorf, Barmbek-Nord, Barmbek-Süd, Dulsberg, Eppendorf, Fuhlsbüttel, Groß Borstel, Hoheluft-Ost, Hohenfelde, Langenhorn, Ohlsdorf with Ohlsdorf cemetery, Uhlenhorst and Winterhude.
Harburg lies on the southern shores of the river Elbe and covers parts of the port of Hamburg, residential and rural areas, and some research institutes. The quarters are Altenwerder, Cranz, Eißendorf, Francop, Gut Moor, Harburg, Hausbruch, Heimfeld, Langenbek, Marmstorf, Moorburg, Neuenfelde, Neugraben-Fischbek, Neuland, Rönneburg, Sinstorf and Wilstorf.
Wandsbek is divided into the quarters Bergstedt, Bramfeld, Duvenstedt, Eilbek, Farmsen-Berne, Hummelsbüttel, Jenfeld, Lemsahl-Mellingstedt, Marienthal, Poppenbüttel, Rahlstedt, Sasel, Steilshoop, Tonndorf, Volksdorf, Wandsbek, Wellingsbüttel and Wohldorf-Ohlstedt.
Cityscape
Architecture
Hamburg has architecturally significant buildings in a wide range of styles and no skyscrapers (see List of tallest buildings in Hamburg). Churches are important landmarks, such as St Nicholas', which for a short time in the 19th century was the world's tallest building. The skyline features the tall spires of the most important churches (Hauptkirchen) St Michael's (nicknamed "Michel"), St Peter's, St James's (St. Jacobi) and St. Catherine's covered with copper plates, and the Heinrich-Hertz-Turm, the radio and television tower (no longer publicly accessible).
The many streams, rivers and canals are crossed by some 2,500 bridges, more than London, Amsterdam and Venice put together. Hamburg has more bridges inside its city limits than any other city in the world. The Köhlbrandbrücke, Freihafen Elbbrücken, and Lombardsbrücke and Kennedybrücke dividing Binnenalster from Aussenalster are important roadways.
The town hall is a richly decorated Neo-Renaissance building finished in 1897.
The tower is high. Its façade, long, depicts the emperors of the Holy Roman Empire, since Hamburg was, as a Free Imperial City, only under the sovereignty of the emperor. The Chilehaus, a brick expressionist office building built in 1922 and designed by architect Fritz Höger, is shaped like an ocean liner.
Europe's largest urban development since 2008, the HafenCity, will house about 10,000 inhabitants and 15,000 workers. The plan includes designs by Rem Koolhaas and Renzo Piano. The Elbphilharmonie (Elbe Philharmonic Hall), opened in January 2017, houses concerts in a sail-shaped building on top of an old warehouse, designed by architects Herzog & de Meuron.
The many parks are distributed over the whole city, which makes Hamburg a very verdant city. The biggest parks are the Stadtpark, the Ohlsdorf Cemetery and Planten un Blomen. The Stadtpark, Hamburg's "Central Park", has a great lawn and a huge water tower, which houses one of Europe's biggest planetaria. The park and its buildings were designed by Fritz Schumacher in the 1910s.
Parks and gardens
The lavish and spacious Planten un Blomen park (Low German dialect for "plants and flowers") located in the centre of Hamburg is the green heart of the city. Within the park are various thematic gardens, the biggest Japanese garden in Germany, and the Alter Botanischer Garten Hamburg, which is a historic botanical garden that now consists primarily of greenhouses.
The Botanischer Garten Hamburg is a modern botanical garden maintained by the University of Hamburg. Besides these, there are many more parks of various sizes. In 2014 Hamburg celebrated a birthday of park culture, where many parks were reconstructed and cleaned up. Moreover, every year there are the famous water-light-concerts in the Planten un Blomen park from May to early October.
Culture and contemporary life
Hamburg has more than 40 theatres, 60 museums and 100 music venues and clubs. With 6.6 music venues per 100,000 inhabitants, Hamburg has the second-highest density of music venues of Germany's largest cities, after Munich and ahead of Cologne and Berlin. In 2005, more than 18 million people visited concerts, exhibitions, theatres, cinemas, museums, and cultural events, and 8,552 taxable companies (average size 3.16 employees) were engaged in the culture sector, which includes music, performing arts and literature. The creative industries represent almost one fifth of all companies in Hamburg.
Hamburg has entered the European Green Capital Award scheme, and was awarded the title of European Green Capital for 2011.
Theatres
The state-owned Deutsches Schauspielhaus, the Thalia Theatre, Ohnsorg Theatre, "Schmidts Tivoli" and the Kampnagel are well-known theatres.
The English Theatre of Hamburg near U3 Mundsburg station was established in 1976 and is the oldest professional English-speaking theatre in Germany, and has exclusively English native-speaking actors in its company.
Museums
Hamburg has several large museums and galleries showing classical and contemporary art, for example the Kunsthalle Hamburg with its contemporary art gallery (Galerie der Gegenwart), the Museum for Art and Industry (Museum für Kunst und Gewerbe) and the Deichtorhallen/House of Photography. The Internationales Maritimes Museum Hamburg opened in the HafenCity quarter in 2008. There are various specialised museums in Hamburg, such as the Archaeological Museum Hamburg (Archäologisches Museum Hamburg) in Hamburg-Harburg, the Hamburg Museum of Work (Museum der Arbeit), and several museums of local history, for example the Kiekeberg Open Air Museum (Freilichtmuseum am Kiekeberg). Two museum ships near Landungsbrücken bear witness to the freight ship (Cap San Diego) and cargo sailing ship era (Rickmer Rickmers). In 2020 the Peking returned to Hamburg as well. The world's largest model railway museum Miniatur Wunderland with total railway length is also situated near Landungsbrücken in a former warehouse.
BallinStadt (Emigration City) is dedicated to the millions of Europeans who emigrated to North and South America between 1850 and 1939. Visitors descending from those overseas emigrants may search for their ancestors at computer terminals.
Music
Hamburg State Opera is a leading opera company. Its orchestra is the Philharmoniker Hamburg. The city's other well-known orchestra is the NDR Elbphilharmonie Orchestra. The main concert venue is the new concert hall Elbphilharmonie. Before it was the Laeiszhalle, Musikhalle Hamburg. The Laeiszhalle also houses a third orchestra, the Hamburger Symphoniker. György Ligeti and Alfred Schnittke taught at the Hochschule für Musik und Theater Hamburg.
Hamburg is the birthplace of Johannes Brahms, who spent his formative early years in the city, and the birthplace and home of the famous waltz composer Oscar Fetrás, who wrote the well-known "Mondnacht auf der Alster" waltz.
Since the German premiere of Cats in 1986, there have always been musicals running, including The Phantom of the Opera, The Lion King, Dirty Dancing and Dance of the Vampires (musical). This density, the highest in Germany, is partly due to the major musical production company Stage Entertainment being based in the city.
In addition to musicals, opera houses, concert halls and theaters, the cityscape is characterized by a large music scene. This includes, among other things, over 100 music venues, several annual festivals and over 50 event organizers based in Hamburg. Larger venues include the Barclaycard Arena, the Bahrenfeld harness racing track and Hamburg City Park.
Hamburg was an important center of rock music in the early 1960s. The Beatles lived and played in Hamburg from August 1960 to December 1962. They proved popular and gained local acclaim. Prior to the group's initial recording and widespread fame, Hamburg provided residency and performing venues for the band during the time they performed there. One of the venues they performed at was the Star Club on St. Pauli.
Hamburg has produced a number of successful (pop) musicians. Among the best known are Udo Lindenberg, Deichkind and Jan Delay. The singer Annett Louisan lives in Hamburg.
An important meeting place for Hamburg musicians from the 1970s to the mid-80s was the jazz pub Onkel Pö, which was originally founded in the Pöseldorf neighborhood and later moved to Eppendorf. Many musicians who were counted as part of the "" met here. In addition to Udo Lindenberg, these included Otto Waalkes, Hans Scheibner and groups such as Torfrock and Frumpy. One of the members of the band Frumpy was the Hamburg-born singer and composer Inga Rumpf.
Hamburg is famous for a special kind of German alternative music, the "Hamburger Schule", a term used for bands like Tocotronic, Blumfeld, Tomte or Kante. The meeting point of the Hamburg School was long considered to be the in Altona's old town near the Fischmarkt. Alongside clubs such as the Pal, the Moondoo or the Waagenbau, today the Pudel is a central location of the Hamburg electro scene. Well-known artists of this scene include the DJ duo Moonbootica, Mladen Solomun and Helena Hauff.
Hamburg is also home to many music labels, music distributors and publishers. These include Warner Music, Kontor Records, PIAS, , Believe Digital and Indigo. The high proportion of independent labels in the city, which include Audiolith, Dial Records, Grand Hotel van Cleef, among others, is striking. Before its closure, the label L'Age D'Or also belonged to these.
In addition, Hamburg has a considerable alternative and punk scene, which gathers around the Rote Flora, a squatted former theatre located in the Sternschanze
The city was a major centre for heavy metal music in the 1980s. Helloween, Gamma Ray, Running Wild and Grave Digger started in Hamburg. The industrial rock band KMFDM was also formed in Hamburg, initially as a performance art project. The influences of these and other bands from the area helped establish the subgenre of power metal.
In the late 90s, Hamburg was considered one of the strongholds of the German hip-hop scene. Bands like Beginner shaped Hamburg's hip-hop style and made the city a serious location for the hip-hop scene through songs like "Hamburg City Blues." In addition to Beginner, several successful German hip-hop acts hail from Hamburg, such as Fünf Sterne Deluxe, Samy Deluxe, Fettes Brot and 187 Strassenbande.
Hamburg has a vibrant psychedelic trance community, with record labels such as Spirit Zone.
Festivals and regular events
Hamburg is noted for several festivals and regular events. Some of them are street festivals, such as the gay pride Hamburg Pride festival or the Alster fair (German: Alstervergnügen), held at the Binnenalster. The Hamburger DOM is northern Germany's biggest funfair, held three times a year. Hafengeburtstag is a funfair to honour the birthday of the port of Hamburg with a party and a ship parade. The annual biker's service in Saint Michael's Church attracts tens of thousands of bikers. Christmas markets in December are held at the Hamburg Rathaus square, among other places. The long night of museums (German: Lange Nacht der Museen) offers one entrance fee for about 40 museums until midnight. The sixth Festival of Cultures was held in September 2008, celebrating multi-cultural life. The Filmfest Hamburg — a film festival originating from the 1950s Film Days (German: Film Tage) — presents a wide range of films. The Hamburg Messe and Congress offers a venue for trade shows, such hanseboot, an international boat show, or Du und deine Welt, a large consumer products show. Regular sports events—some open to pro and amateur participants—are the cycling competition EuroEyes Cyclassics, the Hamburg Marathon, the biggest marathon in Germany after Berlin, the tennis tournament Hamburg Masters and equestrian events like the Deutsches Derby.
Hamburg is also known for its music and festival culture. For example, the Reeperbahn alone has between 25 - 30 million visitors every year. In addition, there are over a million visitors to the annual festivals and major music events. Hamburg's festivals include the Elbjazz Festival, which takes place 2 days a year (usually on the Whitsun weekend) in Hamburg's harbor and HafenCity.
For contemporary and experimental music, the "blurred edges" festival usually follows in May at various venues within Hamburg. In mid-August, the MS Dockville music and arts festival has run annually since 2007 in the Wilhelmsburg district. This is followed at the end of September by the , which has been running since 2006. As Europe's largest club festival, it offers several hundred program points around the Reeperbahn in Hamburg over four days and is one of the most important meeting places for the music industry worldwide. In November, the ÜBERJAZZ Festival, which aims to expand the stylistic boundaries of the concept of jazz, starts every year at Kampnagel.
Cuisine
Original Hamburg dishes are Birnen, Bohnen und Speck (green beans cooked with pears and bacon), Aalsuppe (Hamburgisch Oolsupp) is often mistaken to be German for "eel soup" (Aal/Ool translated 'eel'), but the name probably comes from the Low Saxon allns , meaning "all", "everything and the kitchen sink", not necessarily eel. Today eel is often included to meet the expectations of unsuspecting diners. There is Bratkartoffeln (pan-fried potato slices), Finkenwerder Scholle (Low Saxon Finkwarder Scholl, pan-fried plaice), Pannfisch (pan-fried fish with mustard sauce), Rote Grütze (Low Saxon Rode Grütt, related to Danish rødgrød, a type of summer pudding made mostly from berries and usually served with cream, like Danish rødgrød med fløde) and Labskaus (a mixture of corned beef, mashed potatoes and beetroot, a cousin of the Norwegian lapskaus and Liverpool's lobscouse, all offshoots off an old-time one-pot meal that used to be the main component of the common sailor's humdrum diet on the high seas).
Alsterwasser (in reference to the city's river, the Alster) is the local name for a type of shandy, a concoction of equal parts of beer and carbonated lemonade (Zitronenlimonade), the lemonade being added to the beer.
There is the curious regional dessert pastry called Franzbrötchen. Looking rather like a flattened croissant, it is similar in preparation but includes a cinnamon and sugar filling, often with raisins or brown sugar streusel. The name may also reflect to the roll's croissant-like appearance – franz appears to be a shortening of französisch, meaning "French", which would make a Franzbrötchen a "French roll".
Ordinary bread rolls tend to be oval-shaped and of the French bread variety. The local name is Schrippe (scored lengthways) for the oval kind and, for the round kind, Rundstück ("round piece" rather than mainstream German Brötchen, diminutive form of Brot "bread"), a relative of Denmark's rundstykke. In fact, while by no means identical, the cuisines of Hamburg and Denmark, especially of Copenhagen, have a lot in common. This also includes a predilection for open-faced sandwiches of all sorts, especially topped with cold-smoked or pickled fish.
The American hamburger may have developed from Hamburg's Frikadeller: a pan-fried patty (usually larger and thicker than its American counterpart) made from a mixture of ground beef, soaked stale bread, egg, chopped onion, salt and pepper, usually served with potatoes and vegetables like any other piece of meat, not usually on a bun. The Oxford Dictionary defined a Hamburger steak in 1802: a sometimes-smoked and -salted piece of meat, that, according to some sources, came from Hamburg to America. The name and food, "hamburger", has entered all English-speaking countries, and derivative words in non-English speaking countries.
There are restaurants which offer most of these dishes, especially in the HafenCity.
Main sights
Alternative culture
Hamburg has long been a centre of alternative music and counter-culture movements. The boroughs of St. Pauli, Sternschanze and Altona are known for being home to many radical left-wing and anarchist groups, culminating every year during the traditional May Day demonstrations.
During the 2017 G20 summit, which took place in Hamburg from 7–8 July that year, protestors clashed violently with the police in the Sternschanze area and particularly around the Rote Flora. On 7 July, several cars were set on fire and street barricades were erected to prevent the police from entering the area. In response to that, the police made heavy use of water cannons and tear gas in order to scatter the protestors. However, this was met with strong resistance by protestors, resulting in a total of 160 injured police and 75 arrested participants in the protests.
After the summit, however, the Rote Flora issued a statement, in which it condemns the arbitrary acts of violence that were committed by some of the protestors whilst generally defending the right to use violence as a means of self-defence against police oppression. In particular, the spokesperson of the Rote Flora said that the autonomous cultural centre had a traditionally good relationship with its neighbours and local residents, since they were united in their fight against gentrification in that neighbourhood.
British culture
There are several English-speaking communities, such as the Caledonian Society of Hamburg, The British Club Hamburg, British and Commonwealth Luncheon Club, Anglo-German Club e.V., Professional Women's Forum, The British Decorative and Fine Arts Society, The English Speaking Union of the Commonwealth, The Scottish Country Dancers of Hamburg, The Hamburg Players e.V. English Language Theatre Group, The Hamburg Exiles Rugby Club, several cricket clubs, and The Morris Minor Register of Hamburg. Furthermore, the Anglo-Hanseatic Lodge No. 850 within the Grand Lodge of British Freemasons of Germany under the United Grand Lodges of Germany works in Hamburg, and has a diverse expat membership. There is also a 400-year-old Anglican church community worshipping at .
American and international English-speaking organisations include The American Club of Hamburg e.V., the American Women's Club of Hamburg, the English Speaking Union, the German-American Women's Club, and The International Women's Club of Hamburg e.V. The American Chamber of Commerce handles matters related to business affairs. The International School of Hamburg serves school children.
William Wordsworth, Dorothy Wordsworth and Samuel Taylor Coleridge spent the last two weeks of September 1798 at Hamburg.
Dorothy wrote a detailed journal of their stay, labelled "The Hamburg Journal (1798) by noted Wordsworth scholar Edward de Selincourt."
A Hamburg saying, referring to its anglophile nature, is: "Wenn es in London anfängt zu regnen, spannen die Hamburger den Schirm auf." ... "When it starts raining in London, people in Hamburg open their umbrellas."
Memorials
A memorial for successful English engineer William Lindley, who reorganized, beginning in 1842, the drinking water and sewage system and thus helped to fight against cholera, is near Baumwall train station in Vorsetzen street.
In 2009, more than 2,500 "stumbling blocks" (Stolpersteine) were laid, engraved with the names of deported and murdered citizens. Inserted into the pavement in front of their former houses, the blocks draw attention to the victims of Nazi persecution.
Economy
The Gross domestic product (GDP) of Hamburg was 119.0 billion € in 2018, accounting for 3.6% of German economic output. GDP per capita adjusted for purchasing power was 59,600 € or 197% of the EU27 average in the same year. The GDP per employee was 132% of the EU average. The city has a relatively high employment rate, at 88 percent of the working-age population, employed in over 160,000 businesses. The average income in 2016 of employees was €49,332.
The unemployment rate stood at 6.1% in October 2018 and was higher than the German average.
Banking
Hamburg has for centuries been a commercial centre of Northern Europe, and is the most important banking city of Northern Germany. The city is the seat of Germany's oldest bank, the Berenberg Bank, M.M.Warburg & CO and Hamburg Commercial Bank. The Hamburg Stock Exchange is the oldest of its kind in Germany.
Port
The most significant economic unit is the Port of Hamburg, which ranks third to Rotterdam and Antwerpen in Europe and 17th-largest worldwide with transshipments of of cargo and 138.2 million tons of goods in 2016. International trade is also the reason for the large number of consulates in the city. Although situated up the Elbe, it is considered a sea port due to its ability to handle large ocean-going vessels.
Industrial production
Heavy industry of Hamburg includes the making of steel, aluminium, copper and various large shipyards such as Blohm + Voss.
Hamburg, along with Seattle and Toulouse, is an important location of the civil aerospace industry. Airbus, which operates the Hamburg-Finkenwerder assembly plant in Finkenwerder, employs over 13,000 people.
HafenCity
The HafenCity is Europe's largest urban development project and is located in the Hamburg-Mitte district. It consists of the area of the Great Grasbrook, the northern part of the former Elbe island Grasbrook, and the warehouse district on the former Elbe island Kehrwieder and Wandrahm. It is bordered to the north, separated by the customs channel to Hamburg's city center, west and south by the Elbe and to the east, bounded by the upper harbor, Rothenburgsort. The district is full of rivers and streams and is surrounded by channels, and has a total area of about 2.2 square-kilometers.
HafenCity has 155 hectares in the area formerly belonging to the free port north of the Great Grasbrook. Residential units for up to 12,000 people are planned to be built on the site by around the mid-2020s, and jobs for up to 40,000 people, mainly in the office sector, should be created. It is the largest ongoing urban development project in Hamburg.
Construction work started in 2003, and in 2009 the first part of the urban development project was finished with the completion of the Dalmannkai / Sandtorkai neighborhood – which is the first stage of the HafenCity project. According to the person responsible for the development and commercialization of HafenCity, HafenCity Hamburg GmbH, half of the master plan underlying structural construction is already completed, whereas the other half is either under construction or is in the construction preparation stages.
Many companies operating in E-Commerce have moved into HafenCity or started there. In addition to cruise agents, many start-up companies that have no direct connection to the port or ships can be found in HafenCity.
Tourism
In 2017, more than 6,783,000 visitors with 13,822,000 overnight stays visited the city. The tourism sector employs more than 175,000 people full-time and brings in revenue of almost €9 billion, making the tourism industry a major economic force in the Hamburg Metropolitan Region. Hamburg has one of the fastest-growing tourism industries in Germany. From 2001 to 2007, the overnight stays in the city increased by 55.2% (Berlin +52.7%, Mecklenburg-Vorpommern +33%).
A typical Hamburg visit includes a tour of the city hall and the grand church St. Michaelis (called the Michel), and visiting the old warehouse district (Speicherstadt) and the harbour promenade (Landungsbrücken). Sightseeing buses connect these points of interest. As Hamburg is one of the world's largest harbours many visitors take one of the harbour and/or canal boat tours (Große Hafenrundfahrt, Fleetfahrt) which start from the Landungsbrücken. Major destinations also include museums.
The area of Reeperbahn in the quarter St. Pauli is Europe's largest red light district and home of strip clubs, brothels, bars and nightclubs. The singer and actor Hans Albers is strongly associated with St. Pauli, and wrote the neighbourhood's unofficial anthem, "Auf der Reeperbahn Nachts um Halb Eins" ("On the Reeperbahn at Half Past Midnight") in the 1940s. The Beatles had stints on the Reeperbahn early in their careers. Others prefer the laid-back neighbourhood Schanze with its street cafés, or a barbecue on one of the beaches along the river Elbe. Hamburg's famous zoo, the Tierpark Hagenbeck, was founded in 1907 by Carl Hagenbeck as the first zoo with moated, barless enclosures.
In 2016, the average visitor spent two nights in Hamburg. The majority of visitors come from Germany. Most foreigners are European, especially from Denmark (395,681 overnight stays), the United Kingdom (301,000 overnight stays), Switzerland (340,156 overnight stays), Austria (about 252,397 overnight stays) and the Netherlands (about 182,610 overnight stays). The largest group from outside Europe comes from the United States (206,614 overnight stays).
The Queen Mary 2 has docked regularly since 2004, and there were six departures planned from 2010 onwards.
Creative Industries
Media businesses employ over 70,000 people. The Norddeutscher Rundfunk which includes the television station NDR Fernsehen is based in Hamburg, including the very popular news program Tagesschau, as are the commercial television station Hamburg 1, the Christian television station Bibel TV and the civil media outlet Tide TV. There are regional radio stations such as Radio Hamburg. Some of Germany's largest publishing companies, Axel Springer AG, Gruner + Jahr, Bauer Media Group are located in the city. Many national newspapers and magazines such as Der Spiegel and Die Zeit are produced in Hamburg, as well as some special-interest newspapers such as Financial Times Deutschland. Hamburger Abendblatt and Hamburger Morgenpost are daily regional newspapers with a large circulation. There are music publishers, such as Warner Bros. Records Germany, and ICT firms such as Adobe Systems and Google Germany.
A total of about 2,000 companies are located in Hamburg that are active in the music industry. With over 17,000 employees and a gross value added of around 640 million euros, this industry is one of the strongest in the city. The and the Clubkombinat represent the companies in the industry. The interests of Hamburg musicians* are represented, for example, by RockCity Hamburg e.V..
Hamburg was one of the locations for the James Bond series film Tomorrow Never Dies. The Reeperbahn has been the location for many scenes, including the 1994 Beatles film Backbeat. The film A Most Wanted Man was set in and filmed in Hamburg. Hamburg was also shown in An American Tail where Fievel Mousekewitz and his family immigrate to America in the hopes to escape cats.
Infrastructure
Health systems
Hamburg has 54 hospitals. The University Medical Center Hamburg-Eppendorf, with about 1,736 beds, houses a large medical school. There are also smaller private hospitals. On 1 January 2011 there were about 12,507 hospital beds. The city had 5,663 physicians in private practice and 456 pharmacies in 2010.
Transport
Hamburg is a major transportation hub, connected to four Autobahnen (motorways) and the most important railway junction on the route to Scandinavia.
Bridges and tunnels connect the northern and southern parts of the city, such as the old Elbe Tunnel (Alter Elbtunnel) or St. Pauli Elbtunnel (official name) which opened in 1911, now is major tourist sight, and the Elbe Tunnel (Elbtunnel) the crossing of a motorway.
Hamburg Airport is the oldest airport in Germany still in operation. There is also the smaller Hamburg Finkenwerder Airport, used only as a company airport for Airbus. Some airlines market Lübeck Airport in Lübeck as serving Hamburg.
Hamburg's licence plate prefix was "HH" (Hansestadt Hamburg; English: Hanseatic City of Hamburg) between 1906 and 1945 and from 1956 onwards, rather than the single letter normally used for large cities since the federal registration reform in 1956, such as B for Berlin or M for Munich. "H" was Hamburg's prefix in the years between 1945 and 1947 (used by Hanover since 1956);
Public transport
Public transport by rail, bus and ship is organised by the Hamburger Verkehrsverbund ("Hamburg transit authority") (HVV). Tickets sold by one company are valid on all other HVV companies' services. The HVV was the first organisation of this kind worldwide.
33 mass transit rail lines across the city are the backbone of public transport. The S-Bahn (commuter train system) comprises six lines and the U-Bahn four lines – U-Bahn is short for Untergrundbahn (underground railway). Approximately of of the U-Bahn is underground; most is on embankments or viaduct or at ground level. Older residents still speak of the system as Hochbahn (elevated railway), also because the operating company of the subway is the Hamburger Hochbahn. The AKN railway connects satellite towns in Schleswig-Holstein to the city. On some routes regional trains of Germany's major railway company Deutsche Bahn AG and the regional metronom trains may be used with an HVV ticket. Except at the four bigger stations of the city, Hauptbahnhof, Dammtor, Altona and Harburg regional trains do not stop inside the city. The tram system was opened in 1866 and shut down in 1978.
Gaps in the rail network are filled by more than 669 bus routes, operated by single-deck two-, three- and four-axle diesel buses. Hamburg has no trams or trolleybuses, but has hydrogen-fueled buses. The buses run frequently during working hours, with buses on some so-called MetroBus routes as often as every 2 minutes. On special weekday night lines the intervals can be 30 minutes or longer, on normal days (Monday-Friday) the normal buses stop running at night. (MetroBuses run all around the clock, every day at the year at least every half-hour.)
There are eight ferry lines along the River Elbe, operated by HADAG, that fall under the aegis of the HVV. While mainly used by citizens and dock workers, they can also be used for sightseeing tours.
The international airport serving Hamburg, Hamburg Airport Helmut Schmidt (IATA: HAM, ICAO: EDDH) is the fifth biggest and oldest airport in Germany, having been established in 1912 and located about from the city centre. About 60 airlines provide service to 125 destination airports, including some long-distance destinations like Newark, New Jersey on United Airlines, Dubai on Emirates, and Tehran on Iran Air. Hamburg is a secondary hub for Lufthansa, which is the largest carrier at the airport, and the airline also operates one of its biggest Lufthansa Technik maintenance facilities there. The second airport is located in Hamburg-Finkenwerder, officially named Hamburg Finkenwerder Airport (IATA: XFW, ICAO: EDHI). It is about from the city centre and is a nonpublic airport for the Airbus plant. It is the second biggest Airbus plant, after Toulouse, and the third biggest aviation manufacturing plant after Seattle and Toulouse; the plant houses the final assembly lines for A318, A319, A320, A321 and A380 aircraft.
Public transportation statistics
The average amount of time people spend commuting with public transit in Hamburg, for example to and from work, on a weekday is 58 min. 16% of public transit riders, ride for more than two hours every day. The average amount of time people wait at a stop or station for public transit is 11 min, while 11% of riders wait for over 20 minutes on average every day. The average distance people usually ride in a single trip with public transit is 8.9 km, while 21% travel for over 12 km in a single direction.
Utilities
Electricity for Hamburg and Northern Germany is largely provided by Vattenfall Europe, formerly the state-owned Hamburgische Electricitäts-Werke. Vattenfall Europe used to operate the Brunsbüttel Nuclear Power Plant and Krümmel Nuclear Power Plant, both taken out of service as part of the nuclear power phase-out. In addition, E.ON operates the Brokdorf Nuclear Power Plant near Hamburg.
There are also the coal-fired Wedel, Tiefstack and Moorburg CHP Plant, and the fuel-cell power plant in the HafenCity quarter. VERA Klärschlammverbrennung uses the biosolids of the Hamburg wastewater treatment plant; the Pumpspeicherwerk Geesthacht is a pump storage power plant and a solid waste combustion power station is Müllverwertung Borsigstraße.
In June 2019 City of Hamburg introduced a law governing the phasing out of coal based thermal and electric energy production ("Kohleausstiegsgesetz"). This move was the result of negotiations between parliamentary parties and representatives of the popular petition Tschuess Kohle ("Goodbye Coal"). Hamburg Ministry for Environment and Energy in 2020 announced a partnership with Namibia, which is a potential supplier of woody biomass from encroacher bush as replacement of coal.
Sports
Hamburger SV is a football team playing in the 2. Bundesliga (as of 2018). The HSV was the oldest team of the Bundesliga, playing in the league since its beginning in 1963 until a change of results saw them relegated from the Bundesliga in 2018. HSV is a six-time German champion, a three-time German cup winner and triumphed in the European Cup in 1983, and has played in the group stages of the Champions League twice: in 2000–01 and in 2006–07. They play at the Volksparkstadion (average attendance in the 12–13 season was 52,916). In addition, FC St. Pauli was a second division football club that came in second place in the 2009–10 season and qualified to play alongside Hamburger SV in the first division for the first time since the 2001–02 season. St. Pauli's home games take place at the Millerntor-Stadion.
The Hamburg Freezers represented Hamburg until 2016 in the DEL, the premier ice hockey league in Germany.
HSV Handball represented Hamburg until 2016 in the German handball league. In 2007, HSV Handball won the European Cupwinners Cup. The Club won the league in the 2010–11 season and had an average attendance of 10.690 in the O2 World Hamburg the same year. The most recent success for the team was the EHF Champions League win in 2013. Since 2014, the club has suffered from economic problems and was almost not allowed the playing licence for the 2014–15 season. But due to economic support from the former club president/sponsor Andreas Rudolf the club was allowed the licence in the last minute. On 20 January 2016 however, their licence was removed due to violations following the continued economic struggles. In 2016–17, they were not allowed to play in the first or second league. The team lives on through their former second team (now their main team) in the third division (2016-2018) and in second division (since 2018).
The BCJ Hamburg played in the Basketball Bundesliga from 1999 to 2001. Since then, teams from Hamburg have attempted to return to Germany's elite league. The recently founded Hamburg Towers have already established themselves as one of the main teams in Germany's second division ProA and aim to take on the heritage of the BCJ Hamburg. The Towers play their home games at the Inselparkhalle in Wilhelmsburg.
Hamburg is the nation's field hockey capital and dominates the men's as well as the women's Bundesliga. Hamburg hosts many top teams such as Uhlenhorster Hockey Club, Harvesterhuder Hockey Club and Club An Der Alster.
The Hamburg Warriors are one of Germany's top lacrosse clubs. The club has grown immensely in the last several years and includes at least one youth team, three men's, and two women's teams. The team participates in the Deutsch Lacrosse Verein. The Hamburg Warriors are part of the Harvestehuder Tennis- und Hockey-Club e.V (HTHC).
Hamburg Blue Devils was one of the prominent American Football teams playing in German Football League before its exit in 2017. Hamburg Sea Devils is a team of European League of Football (ELF) which is a planned professional league, that is set to become the first fully professional league in Europe since the demise of NFL Europe. The Sea Devils will start playing games in June 2021.
There are also the Hamburg Dockers, an Australian rules football club. The FC St. Pauli team dominates women's rugby in Germany. Other first-league teams include VT Aurubis Hamburg (Volleyball) and Hamburger Polo Club. There are also several minority sports clubs, including four cricket clubs.
The Centre Court of the Tennis Am Rothenbaum venue, with a capacity of 13,200 people, is the largest in Germany.
Hamburg also hosts equestrian events at Reitstadion Klein Flottbek (Deutsches Derby in jumping and dressage) and Horner Rennbahn (Deutsches Derby flat racing). Besides Hamburg owns the famous harness racing track "Trabrennbahn Bahrenfeld". The Hamburg Marathon is the biggest marathon in Germany after Berlin's. In 2008 23,230 participants were registered. World Cup events in cycling, the UCI ProTour competition EuroEyes Cyclassics, and the triathlon ITU World Cup event Hamburg City Man are also held in here.
Volksparkstadion was used as a site for the 2006 World Cup. In 2010 UEFA held the final of the UEFA Europa League in the arena.
Hamburg made a bid for the 2024 Olympic Games, but 51.7 percent of those city residents participating in a referendum in November 2015 voted against continuing Hamburg's bid to host the games. Meanwhile, Hamburg's partner city Kiel voted in favour of hosting the event, with almost 66 percent of all participants supporting the bid. Opponents of the bid had argued that hosting the 33rd Olympic Games would cost the city too much in public funds.
Education
The school system is managed by the Ministry of Schools and Vocational Training (Behörde für Schule und Berufsbildung). The system had approximately 191,148 students in 221 primary schools and 188 secondary schools in 2016. There are 32 public libraries in Hamburg.
Nineteen universities are located in Hamburg, with about 100,589 university students in total, including 9,000 resident students. Six universities are public, including the largest, the University of Hamburg (Universität Hamburg) with the University Medical Center Hamburg-Eppendorf, the University of Music and Theatre, the Hamburg University of Applied Sciences, the HafenCity University Hamburg and the Hamburg University of Technology. Seven universities are private, like the Bucerius Law School, the Kühne Logistics University and the HSBA Hamburg School of Business Administration. The city has also smaller private colleges and universities, including many religious and special-purpose institutions, such as the Helmut Schmidt University (formerly the University of the Federal Armed Forces Hamburg).
Hamburg is home to one of the oldest international schools in Germany, the International School of Hamburg.
Twin towns – sister cities
Hamburg is twinned with:
Saint Petersburg, Russia (1957)
Marseille, France (1958)
Shanghai, China (1986)
Dresden, Germany (1987)
León, Nicaragua (1989)
Osaka, Japan (1989)
Prague, Czech Republic (1990)
Chicago, United States (1994)
Dar Es Salaam, Tanzania (2010)
Notable people
See also
Novo Hamburgo
References
External links
Hamburg Panorama-View
City-states
German state capitals
Free imperial cities
Members of the Hanseatic League
NUTS 1 statistical regions of the European Union
Port cities and towns in Germany
Port cities and towns of the North Sea
Populated places established in the 9th century
States of the German Confederation
States of the German Empire
States of the North German Confederation
States of the Weimar Republic
Hanseatic Cities
States of Germany |
13487 | https://en.wikipedia.org/wiki/Hermann%20G%C3%B6ring | Hermann Göring | Hermann Wilhelm Göring (or Goering; ; 12 January 1893 – 15 October 1946) was a German politician, military leader and convicted war criminal. He was one of the most powerful figures in the Nazi Party, which ruled Germany from 1933 to 1945.
A veteran World War I fighter pilot ace, Göring was a recipient of the ("The Blue Max"). He was the last commander of Jagdgeschwader 1 (Jasta 1), the fighter wing once led by Manfred von Richthofen. An early member of the Nazi Party, Göring was among those wounded in Adolf Hitler's failed Beer Hall Putsch in 1923. While receiving treatment for his injuries, he developed an addiction to morphine which persisted until the last year of his life. After Hitler became Chancellor of Germany in 1933, Göring was named as minister without portfolio in the new government. One of his first acts as a cabinet minister was to oversee the creation of the Gestapo, which he ceded to Heinrich Himmler in 1934.
Following the establishment of the Nazi state, Göring amassed power and political capital to become the second most powerful man in Germany. He was appointed commander-in-chief of the Luftwaffe (air force), a position he held until the final days of the regime. Upon being named Plenipotentiary of the Four Year Plan in 1936, Göring was entrusted with the task of mobilizing all sectors of the economy for war, an assignment which brought numerous government agencies under his control. In September 1939, Hitler designated him as his successor and deputy in all his offices. After the Fall of France in 1940, he was bestowed the specially created rank of , which gave him seniority over all officers in Germany's armed forces.
By 1941, Göring was at the peak of his power and influence. As the Second World War progressed, Göring's standing with Hitler and with the German public declined after the Luftwaffe proved incapable of preventing the Allied bombing of Germany's cities and resupplying surrounded Axis forces in Stalingrad. Around that time, Göring increasingly withdrew from military and political affairs to devote his attention to collecting property and artwork, much of which was stolen from Jewish victims of the Holocaust. Informed on 22 April 1945 that Hitler intended to commit suicide, Göring sent a telegram to Hitler requesting his permission to assume leadership of the Reich. Considering his request an act of treason, Hitler removed Göring from all his positions, expelled him from the party, and ordered his arrest. After the war, Göring was convicted of conspiracy, crimes against peace, war crimes and crimes against humanity at the Nuremberg trials in 1946. He was sentenced to death by hanging, but committed suicide by ingesting cyanide hours before the sentence was to be carried out.
Early life
Göring was born on 12 January 1893 at the Marienbad Sanatorium in Rosenheim, Bavaria. His father, Heinrich Ernst Göring (31 October 1839 – 7 December 1913), a former cavalry officer, had been the first governor-general of German South West Africa (modern-day Namibia). Heinrich had three children from a previous marriage. Göring was the fourth of five children by Heinrich's second wife, Franziska Tiefenbrunn (1859–15 July 1943), a Bavarian peasant. Göring's elder siblings were Karl, Olga, and Paula; his younger brother was Albert. At the time that Göring was born, his father was serving as consul general in Haiti, and his mother had returned home briefly to give birth. She left the six-week-old baby with a friend in Bavaria and did not see the child again for three years, when she and Heinrich returned to Germany.
Göring's godfather was Hermann Epenstein, a wealthy Jewish physician and businessman his father had met in Africa. Epenstein provided the Göring family, who were surviving on Heinrich's pension, first with a family home in Berlin-Friedenau, and then a small castle called Veldenstein, near Nuremberg. Göring's mother became Epenstein's mistress around this time, and remained so for some fifteen years. Epenstein acquired the minor title of Ritter (knight) von Epenstein through service and donations to the Crown.
Interested in a career as a soldier from a very early age, Göring enjoyed playing with toy soldiers and dressing up in a Boer uniform his father had given him. He was sent to boarding school at age eleven, where the food was poor and discipline was harsh. He sold a violin to pay for his train ticket home, and then took to his bed, feigning illness, until he was told he would not have to return. He continued to enjoy war games, pretending to lay siege to the castle Veldenstein and studying Teutonic legends and sagas. He became a mountain climber, scaling peaks in Germany, at the Mont Blanc massif, and in the Austrian Alps. At age 16, he was sent to a military academy at Berlin Lichterfelde, from which he graduated with distinction.
Göring joined the Prince Wilhelm Regiment (112th Infantry, Garrison: Mülhausen) of the Prussian Army in 1912. The next year his mother had a falling-out with Epenstein. The family was forced to leave Veldenstein and moved to Munich; Göring's father died shortly afterwards. When World War I began in August 1914, Göring was stationed at Mülhausen with his regiment.
World War I
During the first year of World War I, Göring served with his infantry regiment in the area of Mülhausen, a garrison town less than 2 km from the French frontier. He was hospitalized with rheumatism, a result of the damp of trench warfare. While he was recovering, his friend Bruno Loerzer convinced him to transfer to what would become, by October 1916, the () of the German army, but his request was turned down. Later that year, Göring flew as Loerzer's observer in 25 (FFA 25); Göring had informally transferred himself. He was discovered and sentenced to three weeks' confinement to barracks, but the sentence was never carried out. By the time it was supposed to be imposed, Göring's association with Loerzer had been made official. They were assigned as a team to FFA 25 in the Crown Prince's Fifth Army. They flew reconnaissance and bombing missions, for which the Crown Prince invested both Göring and Loerzer with the Iron Cross, first class.
After completing the pilot's training course, Göring was assigned to Jagdstaffel 5. Seriously wounded in the hip in aerial combat, he took nearly a year to recover. He then was transferred to Jagdstaffel 26, commanded by Loerzer, in February 1917. He steadily scored air victories until May, when he was assigned to command Jagdstaffel 27. Serving with Jastas 5, 26 and 27, he continued to win victories. In addition to his Iron Crosses (1st and 2nd Class), he received the Zähringer Lion with swords, the Friedrich Order, the House Order of Hohenzollern with swords third class, and finally, in May 1918, the coveted . According to Hermann Dahlmann, who knew both men, Göring had Loerzer lobby for the award. He finished the war with 22 victories. A thorough post-war examination of Allied loss records showed that only two of his awarded victories were doubtful. Three were possible and 17 were certain, or highly likely.
On 7 July 1918, following the death of Wilhelm Reinhard, successor to Manfred von Richthofen, Göring was made commander of the "Flying Circus", Jagdgeschwader 1. His arrogance made him unpopular with the men of his squadron.
In the last days of the war, Göring was repeatedly ordered to withdraw his squadron, first to Tellancourt airdrome, then to Darmstadt. At one point, he was ordered to surrender the aircraft to the Allies; he refused. Many of his pilots intentionally crash-landed their planes to keep them from falling into enemy hands.
Like many other German veterans, Göring was a proponent of the stab-in-the-back myth, the belief which held that the German Army had not really lost the war, but instead was betrayed by the civilian leadership: Marxists, Jews, and especially the republicans, who had overthrown the German monarchy.
After World War I
Göring remained in aviation after the war. He tried barnstorming and briefly worked at Fokker. After spending most of 1919 living in Denmark, he moved to Sweden and joined , a Swedish airline. Göring was often hired for private flights. During the winter of 1920–1921, he was hired by Count Eric von Rosen to fly him to his castle from Stockholm. Invited to spend the night, Göring may at this time have first seen the swastika emblem, which Rosen had set in the chimney piece as a family badge.
This was also the first time that Göring saw his future wife; the count introduced his sister-in-law, Baroness Carin von Kantzow ( Freiin von Fock). Estranged from her husband of ten years, she had an eight-year-old son. Göring was immediately infatuated and asked her to meet him in Stockholm. They arranged a visit at the home of her parents and spent much time together through 1921, when Göring left for Munich to take political science at the university. Carin obtained a divorce, followed Göring to Munich, and married him on 3 February 1922. Their first home together was a hunting lodge at Hochkreuth in the Bavarian Alps, near Bayrischzell, some from Munich. After Göring met Adolf Hitler and joined the Nazi Party in 1922, they moved to Obermenzing, a suburb of Munich.
Early Nazi career
Göring joined the Nazi Party in 1922 after hearing a speech by Hitler. He was given command of the (SA) as the in 1923. He was later appointed an (Lieutenant general) and held this rank on the SA rolls until 1945. At this time, Carin—who liked Hitler—often played hostess to meetings of leading Nazis, including her husband, Hitler, Rudolf Hess, Alfred Rosenberg, and Ernst Röhm. Hitler later recalled his early association with Göring:
Hitler and the Nazi Party held mass meetings and rallies in Munich and elsewhere during the early 1920s, attempting to gain supporters in a bid for political power. Inspired by Benito Mussolini's March on Rome, the Nazis attempted to seize power on 8–9 November 1923 in a failed coup known as the Beer Hall Putsch. Göring, who was with Hitler leading the march to the War Ministry, was shot in the groin. Fourteen Nazis and four policemen were killed; many top Nazis, including Hitler, were arrested. With Carin's help, Göring was smuggled to Innsbruck, where he received surgery and was given morphine for the pain. He remained in hospital until 24 December. This was the beginning of his morphine addiction, which lasted until his imprisonment at Nuremberg. Meanwhile, the authorities in Munich declared Göring a wanted man. The Görings—acutely short of funds and reliant on the good will of Nazi sympathizers abroad—moved from Austria to Venice. In May 1924 they visited Rome, via Florence and Siena. Göring met Mussolini, who expressed an interest in meeting Hitler, who was by then in prison.
Personal problems continued to multiply. By 1925, Carin's mother was ill. The Görings—with difficulty—raised the money in the spring of 1925 for a journey to Sweden via Austria, Czechoslovakia, Poland, and Danzig (now Gdańsk). Göring had become a violent morphine addict; Carin's family were shocked by his deterioration. Carin, who was ill with epilepsy and a weak heart, had to allow the doctors to take charge of Göring; her son was taken by his father. Göring was certified a dangerous drug addict and was placed in Långbro asylum on 1 September 1925. He was violent to the point where he had to be confined in a straitjacket, but his psychiatrist felt he was sane; the condition was caused solely by the morphine. Weaned off the drug, he left the facility briefly, but had to return for further treatment. He returned to Germany when an amnesty was declared in 1927 and resumed working in the aircraft industry. Hitler, who had written while in prison, had been released in December 1924. Carin Göring, ill with epilepsy and tuberculosis, died of heart failure on 17 October 1931.
Meanwhile, the Nazi Party was in a period of rebuilding and waiting. The economy had recovered, which meant fewer opportunities for the Nazis to agitate. The SA was reorganised, but with Franz Pfeffer von Salomon as its head rather than Göring, and the (SS) was founded in 1925, initially as a bodyguard for Hitler. Membership in the party increased from 27,000 in 1925 to 108,000 in 1928 and 178,000 in 1929. In the May 1928 elections the Nazi Party only obtained 12 seats out of an available 491 in the . Göring was elected as a representative from Bavaria. He continued to be elected to the in all subsequent elections during the Weimar and Nazi regimes. The Great Depression led to a disastrous downturn in the German economy, and in the 1930 election, the Nazi Party won 6,409,600 votes and 107 seats. In May 1931, Hitler sent Göring on a mission to the Vatican, where he met the future Pope Pius XII.
In the July 1932 election, the Nazis won 230 seats to become far and away the largest party in the . By longstanding tradition, the Nazis were thus entitled to select the President of the , and elected Göring to the post. He would retain this position until 23 April 1945.
Reichstag fire
The Reichstag fire occurred on the night of 27 February 1933. Göring was one of the first to arrive on the scene. Marinus van der Lubbe, a Communist radical, was arrested and claimed sole responsibility for the fire. Göring immediately called for a crackdown on Communists.
The Nazis took advantage of the fire to advance their own political aims. The Reichstag Fire Decree, passed the next day on Hitler's urging, suspended basic rights and allowed detention without trial. Activities of the German Communist Party were suppressed, and some 4,000 Party members were arrested. Göring demanded that the detainees should be shot, but Rudolf Diels, head of the Prussian political police, ignored the order. Some researchers, including William L. Shirer and Alan Bullock, are of the opinion that the Nazi Party itself was responsible for starting the fire.
At the Nuremberg trials, General Franz Halder testified that Göring admitted responsibility for starting the fire. He said that, at a luncheon held on Hitler's birthday in 1942, Göring said, "The only one who really knows about the Reichstag is I, because I set it on fire!" In his own Nuremberg testimony, Göring denied this story.
Second marriage
During the early 1930s, Göring was often in the company of Emmy Sonnemann, an actress from Hamburg. They were married on 10 April 1935 in Berlin; the wedding was celebrated on a huge scale. A large reception was held the night before at the Berlin Opera House. Fighter aircraft flew overhead on the night of the reception and the day of the ceremony, at which Hitler was best man. Göring's daughter, Edda, was born on 2 June 1938.
Nazi potentate
When Hitler was named chancellor of Germany in January 1933, Göring was appointed as Reichsminister without portfolio and Reichskommissar of Aviation. This was followed on 11 April 1933 by his appointment as Minister-President of Prussia, Prussian interior minister and chief of the Prussian police. In October 1933, Göring was made a member of Hans Frank's Academy for German Law at its inaugural meeting.
Wilhelm Frick, the Reich interior minister, and the head of the SS, Heinrich Himmler, hoped to create a unified police force for all of Germany, but Göring on 26 April 1933 established a special Prussian police force, with Rudolf Diels at its head. The force was called the (), or Gestapo. Göring, thinking that Diels was not ruthless enough to use the Gestapo effectively to counteract the power of the SA, handed over control of the Gestapo to Himmler on 20 April 1934. By this time, the SA numbered over two million men.
Hitler was deeply concerned that Ernst Röhm, the chief of the SA, was planning a coup. Himmler and Reinhard Heydrich plotted with Göring to use the Gestapo and SS to crush the SA. Members of the SA got wind of the proposed action and thousands of them took to the streets in violent demonstrations on the night of 29 June 1934. Enraged, Hitler ordered the arrest of the SA leadership. Röhm was shot dead in his cell when he refused to commit suicide; Göring personally went over the lists of detainees—numbering in the thousands—and determined who else should be shot. At least 85 people were killed in the period of 30 June to 2 July, which is now known as the Night of the Long Knives. Hitler admitted in the Reichstag on 13 July that the killings had been entirely illegal, but claimed a plot had been under way to overthrow the Reich. A retroactive law was passed making the action legal. Any criticism was met with arrests.
One of the terms of the Treaty of Versailles, which had been in place since the end of World War I, stated that Germany was not allowed to maintain an air force. After the 1926 signing of the Kellogg–Briand Pact, police aircraft were permitted. Göring was appointed Air Traffic Minister in May 1933. Germany began to accumulate aircraft in violation of the Treaty, and in 1935 the existence of the Luftwaffe was formally acknowledged, with Göring as Reich Aviation Minister.
During a cabinet meeting in September 1936, Göring and Hitler announced that the German rearmament programme must be sped up. On 18 October, Hitler named Göring as Plenipotentiary of the Four Year Plan to undertake this task. Göring created a new organisation to administer the Plan and drew the ministries of labour and agriculture under its umbrella. He bypassed the economics ministry in his policy-making decisions, to the chagrin of Hjalmar Schacht, the minister in charge. Huge expenditures were made on rearmament, in spite of growing deficits. Schacht resigned on 8 December 1937, and Walther Funk took over the position, as well as control of the Reichsbank. In this way, both of these institutions were brought under Göring's control under the auspices of the Four Year Plan. In July 1937, the Reichswerke Hermann Göring was established under state ownership – though led by Göring – with the aim of boosting steel production beyond the level which private enterprise could economically provide.
In 1938, Göring was involved in the Blomberg–Fritsch Affair, which led to the resignations of the War Minister, Werner von Blomberg, and the army commander, General Werner von Fritsch. Göring had acted as witness at Blomberg's wedding to Margarethe Gruhn, a 26-year-old typist, on 12 January 1938. Information received from the police showed that the young bride was a prostitute. Göring felt obligated to tell Hitler, but also saw this event as an opportunity to dispose of Blomberg. Blomberg was forced to resign. Göring did not want Fritsch to be appointed to that position and thus be his superior. Several days later, Heydrich revealed a file on Fritsch that contained allegations of homosexual activity and blackmail. The charges were later proven to be false, but Fritsch had lost Hitler's trust and was forced to resign. Hitler used the dismissals as an opportunity to reshuffle the leadership of the military. Göring asked for the post of War Minister, but was turned down; he was appointed to the rank of . Hitler took over as supreme commander of the armed forces and created subordinate posts to head the three main branches of service.
As minister in charge of the Four Year Plan, Göring became concerned with the lack of natural resources in Germany, and began pushing for Austria to be incorporated into the Reich. The province of Styria had rich iron ore deposits, and the country as a whole was home to many skilled labourers that would also be useful. Hitler had always been in favour of a takeover of Austria, his native country. He met the Austrian Chancellor Kurt Schuschnigg on 12 February 1938, threatening invasion if peaceful unification was not forthcoming. The Nazi Party was made legal in Austria to gain a power base, and a referendum on reunification was scheduled for March. When Hitler did not approve of the wording of the plebiscite, Göring telephoned Schuschnigg and Austrian head of state Wilhelm Miklas to demand Schuschnigg's resignation, threatening invasion by German troops and civil unrest by the Austrian Nazi Party members. Schuschnigg resigned on 11 March and the plebiscite was cancelled. By 5:30 the next morning, German troops that had been massing on the border marched into Austria, meeting no resistance.
Although Joachim von Ribbentrop had been named Foreign Minister in February 1938, Göring continued to involve himself in foreign affairs. That July, he contacted the British government with the idea that he should make an official visit to discuss Germany's intentions for Czechoslovakia. Neville Chamberlain was in favour of a meeting, and there was talk of a pact being signed between Britain and Germany. In February 1938, Göring visited Warsaw to quell rumours about the upcoming invasion of Poland. He had conversations with the Hungarian government that summer as well, discussing their potential role in an invasion of Czechoslovakia. At the Nuremberg Rally that September, Göring and other speakers denounced the Czechs as an inferior race that must be conquered. Chamberlain and Hitler had a series of meetings that led to the signing of the Munich Agreement (29 September 1938), which turned over control of the Sudetenland to Germany. In March 1939, Göring threatened Czechoslovak president Emil Hácha with the bombing of Prague. Hácha then agreed to sign a communique accepting the German occupation of the remainder of Bohemia and Moravia.
Although many in the party disliked him, before the war Göring enjoyed widespread personal popularity among the German public because of his perceived sociability, colour and humour. As the Nazi leader most responsible for economic matters, he presented himself as a champion of national interests over allegedly corrupt big business and the old German elite. The Nazi press was on Göring's side. Other leaders, such as Hess and Ribbentrop, were envious of his popularity. In Britain and the United States, some viewed Göring as more acceptable than the other Nazis and as a possible mediator between the western democracies and Hitler.
World War II
Success on all fronts
Göring and other senior officers were concerned that Germany was not yet ready for war, but Hitler insisted on pushing ahead as soon as possible. On 30 August 1939, immediately prior to the outbreak of the Second World War, Hitler appointed Göring as the chairman of a new six-person Council of Ministers for Defense of the Reich which was set up to operate as a war cabinet. The invasion of Poland, the opening action of World War II, began at dawn on 1 September 1939. Later in the day, speaking to the , Hitler designated Göring as his successor as Führer of all Germany, "If anything should befall me", with Hess as the second alternate. Big German victories followed one after the other in quick succession. With the help of the Luftwaffe, the Polish Air Force was defeated within a week. The seized vital airfields in Norway and captured Fort Eben-Emael in Belgium. Göring's Luftwaffe played critical roles in the Battles of the Netherlands, Belgium and France in May 1940.
After the Fall of France, Hitler awarded Göring the Grand Cross of the Iron Cross for his successful leadership. During the 1940 Field Marshal Ceremony, Hitler promoted Göring to the rank of (), a specially-created rank which made him senior to all field marshals in the military, including the Luftwaffe. As a result of this promotion, he was the highest-ranking soldier in Germany until the end of the war. Göring had already received the Knight's Cross of the Iron Cross on 30 September 1939 as Commander in Chief of the Luftwaffe.
The UK had declared war on Germany immediately after the invasion of Poland. In July 1940, Hitler began preparations for an invasion of Britain. As part of the plan, the Royal Air Force (RAF) had to be neutralized. Bombing raids commenced on British air installations and on cities and centres of industry. Göring had by then already announced in a radio speech, "If as much as a single enemy aircraft flies over German soil, my name is Meier!", something that would return to haunt him, when the RAF began bombing German cities on 11 May 1940. Though he was confident the Luftwaffe could defeat the RAF within days, Göring, like Admiral Erich Raeder, commander-in-chief of the Kriegsmarine (navy), was pessimistic about the chance of success of the planned invasion (codenamed Operation Sea Lion). Göring hoped that a victory in the air would be enough to force peace without an invasion. The campaign failed, and Sea Lion was postponed indefinitely on 17 September 1940. After their defeat in the Battle of Britain, the Luftwaffe attempted to defeat Britain via strategic bombing. On 12 October 1940 Hitler cancelled Sea Lion due to the onset of winter. By the end of the year, it was clear that British morale was not being shaken by the Blitz, though the bombings continued through May 1941.
Decline on all fronts
In spite of the Molotov–Ribbentrop Pact, signed in 1939, Nazi Germany began Operation Barbarossa—the invasion of the Soviet Union—on 22 June 1941. Initially, the Luftwaffe was at an advantage, destroying thousands of Soviet aircraft in the first month of fighting. Hitler and his top staff were sure that the campaign would be over by Christmas, and no provisions were made for reserves of men or equipment. But, by July, the Germans had only 1,000 planes remaining in operation, and their troop losses were over 213,000 men. The choice was made to concentrate the attack on only one part of the vast front; efforts would be directed at capturing Moscow. After the long, but successful, Battle of Smolensk, Hitler ordered Army Group Centre to halt its advance to Moscow and temporarily diverted its Panzer groups north and south to aid in the encirclement of Leningrad and Kyiv. The pause provided the Red Army with an opportunity to mobilize fresh reserves; historian Russel Stolfi considers it to be one of the major factors that caused the failure of the Moscow offensive, which was resumed in October 1941 with the Battle of Moscow. Poor weather conditions, fuel shortages, a delay in building aircraft bases in Eastern Europe, and overstretched supply lines were also factors. Hitler did not give permission for even a partial retreat until mid-January 1942; by this time the losses were comparable to those of the French invasion of Russia in 1812.
Hitler decided that the summer 1942 campaign would be concentrated in the south; efforts would be made to capture the oilfields in the Caucasus. The Battle of Stalingrad, a major turning point of the war, began on 23 August 1942 with a bombing campaign by the Luftwaffe. The German Sixth Army entered the city, but because of its location on the front line, it was still possible for the Soviets to encircle and trap it there without reinforcements or supplies. When the Sixth Army was surrounded by the end of November in Operation Uranus, Göring promised that the Luftwaffe would be able to deliver a minimum of 300 tons of supplies to the trapped men every day. On the basis of these assurances, Hitler demanded that there be no retreat; they were to fight to the last man. Though some airlifts were able to get through, the amount of supplies delivered never exceeded 120 tons per day. The remnants of the Sixth Army—some 91,000 men out of an army of 285,000—surrendered in early February 1943; only 5,000 of these captives survived the Russian prisoner of war camps to see Germany again.
War over Germany
Meanwhile, the strength of the US and British bomber fleets had increased. Based in Britain, they began operations against German targets. The first thousand-bomber raid was staged on Cologne on 30 May 1942. Air raids continued on targets farther from England after auxiliary fuel tanks were installed on US fighter aircraft. Göring refused to believe reports that American fighters had been shot down as far east as Aachen in winter 1942–1943. His reputation began to decline.
The American P-51 Mustang, with a combat radius of over when using underwing drop tanks, began to escort the bombers in large formations to and from the target area in early 1944. From that point onwards, the Luftwaffe began to suffer casualties in aircrews it could not sufficiently replace. By targeting oil refineries and rail communications, Allied bombers crippled the German war effort by late 1944. German civilians blamed Göring for his failure to protect the homeland. Hitler began excluding him from conferences, but continued him in his positions at the head of the Luftwaffe and as plenipotentiary of the Four Year Plan. As he lost Hitler's trust, Göring began to spend more time at his various residences. On D-Day (6 June 1944), the Luftwaffe only had some 300 fighters and a small number of bombers in the area of the landings; the Allies had a total strength of 11,000 aircraft.
End of the war
As the Soviets approached Berlin, Hitler's efforts to organise the defence of the city became ever more meaningless and futile. His last birthday, celebrated at the in Berlin on 20 April 1945, was the occasion for leave-taking for many top Nazis, Göring included. By this time, Göring's hunting lodge Carinhall had been evacuated, the building destroyed, and its art treasures moved to Berchtesgaden and elsewhere. Göring arrived at his estate at Obersalzberg on 22 April, the same day that Hitler, in a lengthy diatribe against his generals, first publicly admitted that the war was lost and that he intended to remain in Berlin to the end and then commit suicide. He also stated that Göring was in a better position to negotiate a peace settlement.
OKW operations chief Alfred Jodl was present for Hitler's rant, and notified Göring's chief of staff, Karl Koller, at a meeting a few hours later. Sensing its implications, Koller immediately flew to Berchtesgaden to notify Göring of this development. A week after the start of the Soviet invasion, Hitler had issued a decree naming Göring his successor in the event of his death, thus codifying the declaration he had made soon after the beginning of the war. The decree also gave Göring full authority to act as Hitler's deputy if Hitler ever lost his freedom of action.
Göring feared being branded a traitor if he tried to take power, but also feared being accused of dereliction of duty if he did nothing. After some hesitation, Göring reviewed his copy of the 1941 decree naming him Hitler's successor. After conferring with Koller and Hans Lammers (the state secretary of the Reich Chancellery), Göring concluded that by remaining in Berlin to face certain death, Hitler had incapacitated himself from governing. All agreed that under the terms of the decree, it was incumbent upon Göring to take power in Hitler's stead. He was also motivated by fears that his rival, Martin Bormann, would seize power upon Hitler's death and would have him killed as a traitor. With this in mind, Göring sent a carefully worded telegram asking Hitler for permission to take over as the leader of Germany, stressing that he would be acting as Hitler's deputy. He added that, if Hitler did not reply by 22:00 that night (23 April), he would assume that Hitler had indeed lost his freedom of action, and would assume leadership of the Reich.
The telegram was intercepted by Bormann, who convinced Hitler that Göring was a traitor. Bormann argued that Göring's telegram was not a request for permission to act as Hitler's deputy, but a demand to resign or be overthrown. Bormann also intercepted another telegram in which Göring directed Ribbentrop to report to him if there was no further communication from Hitler or Göring before midnight. Hitler sent a reply to Göringprepared with Bormann's helprescinding the 1941 decree and threatening him with execution for high treason unless he immediately resigned from all of his offices. Göring duly resigned. Afterwards, Hitler (or Bormann, depending on the source) ordered the SS to place Göring, his staff, and Lammers under house arrest at Obersalzberg. Bormann made an announcement over the radio that Göring had resigned for health reasons.
By 26 April, the complex at Obersalzberg was under attack by the Allies, so Göring was moved to his castle at Mauterndorf. In his last will and testament, Hitler expelled Göring from the party, formally rescinded the decree making him his successor, and upbraided Göring for "illegally attempting to seize control of the state." He then appointed Karl Dönitz, the Navy's commander-in-chief, as president of the Reich and commander-in-chief of the armed forces. Hitler and his wife, Eva Braun, committed suicide on 30 April 1945, a few hours after a hastily arranged wedding. Göring was freed on 5 May by a passing Luftwaffe unit, and he made his way to the US lines in hopes of surrendering to them rather than to the Soviets. He was taken into custody near Radstadt on 6 May by elements of the 36th Infantry Division of the US Army. This move likely saved Göring's life; Bormann had ordered him executed if Berlin had fallen.
Trial and death
Göring was flown to Camp Ashcan, a temporary prisoner-of-war camp housed in the Palace Hotel at Mondorf-les-Bains, Luxembourg. Here he was weaned off dihydrocodeine (a mild morphine derivative)—he had been taking the equivalent of three or four grains (260 to 320 mg) of morphine a day—and was put on a strict diet; he lost . His IQ was tested while in custody and found to be 138. Top Nazi officials were transferred in September to Nuremberg, which was to be the location of a series of military tribunals beginning in November.
Göring was the second-highest-ranking official tried at Nuremberg, behind Reich President (former Admiral) Karl Dönitz. The prosecution levelled an indictment of four charges, including a charge of conspiracy; waging a war of aggression; war crimes, including the plundering and removal to Germany of works of art and other property; and crimes against humanity, including the disappearance of political and other opponents under the () decree; the torture and ill treatment of prisoners of war; and the murder and enslavement of civilians, including what was at the time estimated to be 5,700,000 Jews. Not permitted to present a lengthy statement, Göring declared himself to be "in the sense of the indictment not guilty."
The trial lasted 218 days. The prosecution presented its case from November through March, and Göring's defencethe first to be presentedlasted from 8 to 22 March. The sentences were read on 30 September 1946. Göring, forced to remain silent while seated in the dock, communicated his opinions about the proceedings using gestures, shaking his head, or laughing. He constantly took notes and whispered with the other defendants, and tried to control the erratic behaviour of Hess, who was seated beside him. During breaks in the proceedings, Göring tried to dominate the other defendants, and he was eventually placed in solitary confinement when he attempted to influence their testimony. Göring told American psychiatrist Leon Goldensohn that the court was "stupid" to try "little fellows" like Funk and Kaltenbrunner instead of letting Göring take all the blame on himself. He also claimed that he had never heard of most of the other defendants before the trial.
On several occasions over the course of the trial, the prosecution showed films of the concentration camps and other atrocities. Everyone present, including Göring, found the contents of the films shocking; he said that the films must have been faked. Witnesses, including Paul Körner and Erhard Milch, tried to portray Göring as a peaceful moderate. Milch stated that it had been impossible to oppose Hitler or disobey his orders; to do so would likely have meant death for oneself and one's family. When testifying on his own behalf, Göring emphasised his loyalty to Hitler, and claimed to know nothing about what had happened in the concentration camps, which were under Himmler's control. He provided evasive, convoluted answers to direct questions and had plausible excuses for all of his actions during the war. He used the witness stand as a venue to expound at great length on his own role in the Reich, attempting to present himself as a peacemaker and diplomat before the outbreak of the war. During cross-examination, chief prosecutor Robert H. Jackson read the minutes of a meeting that had been held shortly after Kristallnacht, a major pogrom in November 1938. At the meeting, Göring had plotted to confiscate Jewish property in the wake of the pogrom. Later, David Maxwell-Fyfe proved it was impossible for Göring not to have known about the Stalag Luft III murdersthe shooting of 50 airmen who had been recaptured after escaping from Stalag Luft IIIin time to have prevented the killings. He also presented clear evidence that Göring knew about the extermination of the Hungarian Jews.
Göring was found guilty on all four counts and was sentenced to death by hanging. The judgment stated:
Göring made an appeal asking to be shot as a soldier instead of hanged as a common criminal, but the court refused. He committed suicide with a potassium cyanide capsule the night before he was to be hanged.
Speculation as to how Göring obtained the poison holds that US Army lieutenant Jack G. Wheelis, who was stationed at the trials, retrieved the capsules from their hiding place among Göring's confiscated personal effects and passed them to Göring, who had earlier presented Wheelis with his gold watch, pen, and cigarette case. In 2005, former US Army private Herbert Lee Stivers, who served in the 1st Infantry Division's 26th Infantry Regimentthe honour guard for the Nuremberg Trialsclaimed he gave Göring "medicine" hidden inside a fountain pen that a German woman had asked him to smuggle into the prison. Stivers later said that he did not know what was in the pill until after Göring's suicide.
Göring's body, as with those of the men who were executed, was displayed at the execution ground for witnesses. The bodies were cremated at Ostfriedhof, Munich, and the ashes were scattered in the Isar River.
Personal properties
Göring's name is closely associated with the Nazi plunder of Jewish property. His name appears 135 times on the OSS Art Looting Investigation Unit (ALIU) Red Flag Names List compiled by US Army intelligence in 1945-6 and declassified in 1997.
The confiscation of Jewish property gave Göring the opportunity to amass a personal fortune. Some properties he seized himself or acquired for a nominal price. In other cases, he collected bribes for allowing others to steal Jewish property. He took kickbacks from industrialists for favourable decisions as Four Year Plan director, and money for supplying arms to the Spanish Republicans in the Spanish Civil War via Pyrkal in Greece (although Germany was supporting Franco and the Nationalists).
Göring was appointed Reich Master of the Hunt in 1933 and Master of the German Forests in 1934. He instituted reforms to the forestry laws and acted to protect endangered species. Around this time he became interested in Schorfheide Forest, where he set aside as a state park, which is still extant. There he built an elaborate hunting lodge, Carinhall, in memory of his first wife, Carin. By 1934, her body had been transported to the site and placed in a vault on the estate. Through most of the 1930s, Göring kept pet lion cubs, borrowed from the Berlin Zoo, both at Carinhall and at his house at Obersalzberg. The main lodge at Carinhall had a large art gallery where Göring displayed works that had been plundered from private collections and museums around Europe from 1939 onward. Göring worked closely with the (), an organisation tasked with the looting of artwork and cultural material from Jewish collections, libraries, and museums throughout Europe. Headed by Alfred Rosenberg, the task force set up a collection centre and headquarters in Paris. Some 26,000 railroad cars full of art treasures, furniture, and other looted items were sent to Germany from France alone. Göring repeatedly visited the Paris headquarters to review the incoming stolen goods and to select items to be sent on a special train to Carinhall and his other homes. The estimated value of his collection, which numbered some 1,500 pieces, was $200 million.
Göring was known for his extravagant tastes and garish clothing. He had various special uniforms made for the many posts he held; his uniform included a jewel-encrusted baton. Hans-Ulrich Rudel, the top pilot of the war, recalled twice meeting Göring dressed in outlandish costumes: first, a medieval hunting costume, practicing archery with his doctor; and second, dressed in a red toga fastened with a golden clasp, smoking an unusually large pipe. Italian Foreign Minister Galeazzo Ciano once noted Göring wearing a fur coat that looked like what "a high grade prostitute wears to the opera." He threw lavish housewarming parties each time a round of construction was completed at Carinhall, and changed costumes several times throughout the evenings.
Göring was noted for his patronage of music, especially opera. He entertained frequently and sumptuously, and hosted elaborate birthday parties for himself. Armaments minister Albert Speer recalled that guests brought expensive gifts such as gold bars, Dutch cigars, and valuable artwork. For his birthday in 1944, Speer gave Göring an oversized marble bust of Hitler. As a member of the Prussian Council of State, Speer was required to donate a considerable portion of his salary towards the council's birthday gift to Göring without even being asked. Erhard Milch told Speer that similar donations were required out of the Air Ministry's general fund. For his birthday in 1940, Italian Foreign Minister Count Ciano decorated Göring with the coveted Collar of Annunziata. The award reduced him to tears.
The design of the standard, on a light blue field, featured a gold German eagle grasping a wreath surmounted by two batons overlaid with a swastika. The reverse side of the flag had the () surrounded by a wreath between four Luftwaffe eagles. The flag was carried by a personal standard-bearer at all public occasions.
Though he liked to be called "" (), the once dashing and muscular fighter pilot had become corpulent. He was one of the few Nazi leaders who did not take offence at hearing jokes about himself, "no matter how rude", taking them as a sign of popularity. Germans joked about his ego, saying that he would wear an admiral's uniform with rubber medals to take a bath, and his obesity, joking that "he sits down on his stomach". One joke claimed that he had sent a wire to Hitler after his visit to the Vatican: "Mission accomplished. Pope unfrocked. Tiara and pontifical vestments are a perfect fit."
Role in the Holocaust
Joseph Goebbels and Heinrich Himmler were far more antisemitic than Göring, who mainly adopted that attitude because party politics required him to do so. His deputy, Erhard Milch, had a Jewish parent. However, Göring supported the Nuremberg Laws of 1935, and later initiated economic measures unfavourable to Jews. He required the registration of all Jewish property as part of the Four Year Plan, and at a meeting held after Kristallnacht was livid that the financial burden for the Jewish losses would have to be made good by German-owned insurance companies. He proposed that the Jews be fined one billion marks.
At the same meeting, options for the disposition of the Jews and their property were discussed. Jews would be segregated into ghettos or encouraged to emigrate, and their property would be seized in a programme of Aryanization. Compensation for seized property would be low, if any was given at all. Detailed minutes of this meeting and other documents were read out at the Nuremberg trial, proving his knowledge of and complicity with the persecution of the Jews. He told first lieutenant and U.S. Army psychologist Gustave Gilbert that he would never have supported the anti-Jewish measures if he had known what was going to happen. "I only thought we would eliminate Jews from positions in big business and government", he claimed.
On 24 January 1939, Göring established in Berlin the head office of the Central Office for Jewish Emigration, modelled on the similar organization established in Vienna in August 1938. Under the direction of Reinhard Heydrich, it was tasked with using any means necessary to prompt Jews to leave the Reich, and creating a Jewish organization that would co-ordinate emigration from the Jewish side.
In July 1941, Göring issued a memo to Reinhard Heydrich ordering him to organise the practical details of the Final Solution to the "Jewish Question". By the time that this letter was written, many Jews and others had already been killed in Poland, Russia, and elsewhere. At the Wannsee Conference, held six months later, Heydrich formally announced that genocide of the Jews was now official Reich policy. Göring did not attend the conference, but he was present at other meetings where the number of people killed was discussed.
Göring directed anti-partisan operations by Luftwaffe security battalions in the Białowieża Forest between 1942 and 1944 that resulted in the murder of thousands of Jews and Polish civilians.
Decorations and awards
German
Iron Cross
2nd Class on 15 September 1914
1st Class on 22 March 1915
Pour le Mérite (2 June 1918)
Blood Order (Commemorative Medal of 9 November 1923)
Clasp to the Iron Cross
2nd Class on 30 September 1939
1st Class on 30 September 1939
Knight's Cross of the Iron Cross on 30 September 1939
Grand Cross of the Iron Cross for "the victories of the Luftwaffe in 1940 during the French campaign" (the only award of this decoration during World War II – 19 August 1940)
Order from the Grand Duke of Baden Orden vom Zähringer Löwen (de) Knights Cross 2nd Class with Swords
Golden Party Badge
Knights Cross with Swords of the House Order of Hohenzollern
Knights Cross of the Military Karl-Friedrich Merit Order
Danzig Cross, 1st and 2nd class
Foreign
Knight of the Order of Saints Cyril and Methodius (Kingdom of Bulgaria)
Grand Cross of the Order of the Dannebrog, with Breast Star in Diamonds (Kingdom of Denmark) (25 July 1938)
Commander of the Order of the White Rose of Finland
Grand Cross of the Order of St Stephen (Kingdom of Hungary)
Knight of the Supreme Order of the Most Holy Annunciation (Kingdom of Italy) (12 January 1940)
Commander Grand Cross of the Order of the Sword, with Collar (Kingdom of Sweden) (1939)
Grand Cordon of the Order of the Rising Sun, with Paulownia Flowers (Empire of Japan) (4 October 1943)
See also
Aerial victory standards of World War I
Air warfare of World War II
Fallschirm-Panzer Division 1 Hermann Göring
Glossary of Nazi Germany
Glossary of German military terms
Göring's Green Folder
List of Nazi Party leaders and officials
Informational notes
Citations
Bibliography
Further reading
External links
Nuremberg Trial Proceedings Vol. 9 Transcript of Goering's testimony at the trial
"Lost Prison Interview with Hermann Goring: The Reichsmarschall's Revelations" published by World War II Magazine
Göring at Långbro asylum
The Goering Collection: online database (in German as Die Kunstsammlung Hermann Göring) of 4263 artworks in Hermann Göring's collection
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13525 | https://en.wikipedia.org/wiki/Roman%20Britain | Roman Britain | Roman Britain refers to the period in classical antiquity when large parts of the island of Great Britain were under occupation by the Roman Empire. The occupation lasted from AD 43 to AD 410. During that time, the territory conquered was raised to the status of a Roman province.
Julius Caesar invaded Britain in 55 and 54 BC as part of his Gallic Wars. According to Caesar, the Britons had been overrun or culturally assimilated by other Celtic tribes during the British Iron Age and had been aiding Caesar's enemies. He received tribute, installed the friendly king Mandubracius over the Trinovantes, and returned to Gaul. Planned invasions under Augustus were called off in 34, 27, and 25 BC. In 40 AD, Caligula assembled 200,000 men at the Channel on the continent, only to have them gather seashells (musculi) according to Suetonius, perhaps as a symbolic gesture to proclaim Caligula's victory over the sea. Three years later, Claudius directed four legions to invade Britain and restore the exiled king Verica over the Atrebates. The Romans defeated the Catuvellauni, and then organized their conquests as the Province of Britain (). By the year 47 AD, the Romans held the lands southeast of the Fosse Way. Control over Wales was delayed by reverses and the effects of Boudica's uprising, but the Romans expanded steadily northward.
The conquest of Britain continued under command of Gnaeus Julius Agricola (77–84), who expanded the Roman Empire as far as Caledonia. In the summer of 84, Agricola faced the armies of the Caledonians, led by Calgacus, at the Battle of Mons Graupius. Battle casualties were estimated by Tacitus to be upwards of 10,000 on the Caledonian side and about 360 on the Roman side. The bloodbath at Mons Graupius concluded the forty-year conquest of Britain, a period that possibly saw between 100,000 and 250,000 Britons killed. In the context of pre-industrial warfare and of a total population of Britain of 2 million, these are very high figures.
Under the 2nd-century emperors Hadrian and Antoninus Pius, two walls were built to defend the Roman province from the Caledonians, whose realms in the Scottish Highlands were never controlled. Around 197 AD, the Severan Reforms divided Britain into two provinces: Britannia Superior and Britannia Inferior. During the Diocletian Reforms, at the end of the 3rd century, Britannia was divided into four provinces under the direction of a vicarius, who administered the . A fifth province, Valentia, is attested in the later 4th century. For much of the later period of the Roman occupation, Britannia was subject to barbarian invasions and often came under the control of imperial usurpers and imperial pretenders. The final Roman withdrawal from Britain occurred around 410; the native kingdoms are considered to have formed Sub-Roman Britain after that.
Following the conquest of the Britons, a distinctive Romano-British culture emerged as the Romans introduced improved agriculture, urban planning, industrial production, and architecture. The Roman goddess Britannia became the female personification of Britain. After the initial invasions, Roman historians generally only mention Britain in passing. Thus, most present knowledge derives from archaeological investigations and occasional epigraphic evidence lauding the Britannic achievements of an emperor. Roman citizens settled in Britain from many parts of the Empire.
History
Early contact
Britain was known to the Classical world. The Greeks, the Phoenicians and the Carthaginians traded for Cornish tin in the 4th century BC. The Greeks referred to the , or "tin islands", and placed them near the west coast of Europe. The Carthaginian sailor Himilco is said to have visited the island in the 6th or 5th century BC and the Greek explorer Pytheas in the 4th. It was regarded as a place of mystery, with some writers refusing to believe it existed at all.
The first direct Roman contact was when Julius Caesar undertook two expeditions in 55 and 54 BC, as part of his conquest of Gaul, believing the Britons were helping the Gallic resistance. The first expedition was more a reconnaissance than a full invasion and gained a foothold on the coast of Kent but was unable to advance further because of storm damage to the ships and a lack of cavalry. Despite the military failure it was a political success, with the Roman Senate declaring a 20-day public holiday in Rome to honour the unprecedented achievement of obtaining hostages from Britain and defeating Belgic tribes on returning to the continent.
The second invasion involved a substantially larger force and Caesar coerced or invited many of the native Celtic tribes to pay tribute and give hostages in return for peace. A friendly local king, Mandubracius, was installed, and his rival, Cassivellaunus, was brought to terms. Hostages were taken, but historians disagree over whether any tribute was paid after Caesar returned to Gaul.
Caesar conquered no territory and left no troops behind, but he established clients and brought Britain into Rome's sphere of influence. Augustus planned invasions in 34, 27 and 25 BC, but circumstances were never favourable, and the relationship between Britain and Rome settled into one of diplomacy and trade. Strabo, writing late in Augustus's reign, claimed that taxes on trade brought in more annual revenue than any conquest could. Archaeology shows that there was an increase in imported luxury goods in southeastern Britain. Strabo also mentions British kings who sent embassies to Augustus, and Augustus's own refers to two British kings he received as refugees. When some of Tiberius's ships were carried to Britain in a storm during his campaigns in Germany in 16 AD, they came back with tales of monsters.
Rome appears to have encouraged a balance of power in southern Britain, supporting two powerful kingdoms: the Catuvellauni, ruled by the descendants of Tasciovanus, and the Atrebates, ruled by the descendants of Commius. This policy was followed until 39 or 40 AD, when Caligula received an exiled member of the Catuvellaunian dynasty and planned an invasion of Britain that collapsed in farcical circumstances before it left Gaul. When Claudius successfully invaded in 43 AD, it was in aid of another fugitive British ruler, Verica of the Atrebates.
Roman invasion
The invasion force in 43 AD was led by Aulus Plautius, but it is unclear how many legions were sent. The , commanded by future emperor Vespasian, was the only one directly attested to have taken part. The , the (later styled ) and the (later styled ) are known to have served during the Boudican Revolt of 60/61, and were probably there since the initial invasion. This is not certain because the Roman army was flexible, with units being moved around whenever necessary. The may have been permanently stationed, with records showing it at Eboracum (York) in 71 and on a building inscription there dated 108, before being destroyed in the east of the Empire, possibly during the Bar Kokhba revolt.
The invasion was delayed by a troop mutiny until an imperial freedman persuaded them to overcome their fear of crossing the Ocean and campaigning beyond the limits of the known world. They sailed in three divisions, and probably landed at Richborough in Kent; at least part of the force may have landed near Fishbourne, West Sussex.
The Catuvellauni and their allies were defeated in two battles: the first, assuming a Richborough landing, on the river Medway, the second on the river Thames. One of their leaders, Togodumnus, was killed, but his brother Caratacus survived to continue resistance elsewhere. Plautius halted at the Thames and sent for Claudius, who arrived with reinforcements, including artillery and elephants, for the final march to the Catuvellaunian capital, Camulodunum (Colchester). Vespasian subdued the southwest, Cogidubnus was set up as a friendly king of several territories, and treaties were made with tribes outside direct Roman control.
Roman rule is established
After capturing the south of the island, the Romans turned their attention to what is now Wales. The Silures, Ordovices and Deceangli remained implacably opposed to the invaders and for the first few decades were the focus of Roman military attention, despite occasional minor revolts among Roman allies like the Brigantes and the Iceni. The Silures were led by Caratacus, and he carried out an effective guerrilla campaign against Governor Publius Ostorius Scapula. Finally, in 51, Ostorius lured Caratacus into a set-piece battle and defeated him. The British leader sought refuge among the Brigantes, but their queen, Cartimandua, proved her loyalty by surrendering him to the Romans. He was brought as a captive to Rome, where a dignified speech he made during Claudius's triumph persuaded the emperor to spare his life. The Silures were still not pacified, and Cartimandua's ex-husband Venutius replaced Caratacus as the most prominent leader of British resistance.
On Nero's accession Roman Britain extended as far north as Lindum. Gaius Suetonius Paulinus, the conqueror of Mauretania (modern day Algeria and Morocco), then became governor of Britain, and in 60 and 61 he moved against Mona (Anglesey) to settle accounts with Druidism once and for all. Paulinus led his army across the Menai Strait and massacred the Druids and burnt their sacred groves.
While Paulinus was campaigning in Mona, the southeast of Britain rose in revolt under the leadership of Boudica. Boudica was the widow of the recently deceased king of the Iceni, Prasutagus. The Roman historian Tacitus reports that Prasutagus had left a will leaving half his kingdom to Nero in the hope that the remainder would be left untouched. He was wrong. When his will was enforced, Rome responded by violently seizing the tribe's lands in full. Boudica protested. In consequence, Rome punished her and her daughters by flogging and rape. In response, the Iceni, joined by the Trinovantes, destroyed the Roman colony at Camulodunum (Colchester) and routed the part of the IXth Legion that was sent to relieve it. Paulinus rode to London (then called Londinium), the rebels' next target, but concluded it could not be defended. Abandoned, it was destroyed, as was Verulamium (St. Albans). Between seventy and eighty thousand people are said to have been killed in the three cities. But Paulinus regrouped with two of the three legions still available to him, chose a battlefield, and, despite being outnumbered by more than twenty to one, defeated the rebels in the Battle of Watling Street. Boudica died not long afterwards, by self-administered poison or by illness. During this time, the Emperor Nero considered withdrawing Roman forces from Britain altogether.
There was further turmoil in 69, the "Year of the Four Emperors". As civil war raged in Rome, weak governors were unable to control the legions in Britain, and Venutius of the Brigantes seized his chance. The Romans had previously defended Cartimandua against him, but this time were unable to do so. Cartimandua was evacuated, and Venutius was left in control of the north of the country. After Vespasian secured the empire, his first two appointments as governor, Quintus Petillius Cerialis and Sextus Julius Frontinus, took on the task of subduing the Brigantes and Silures respectively. Frontinus extended Roman rule to all of South Wales, and initiated exploitation of the mineral resources, such as the gold mines at Dolaucothi.
In the following years, the Romans conquered more of the island, increasing the size of Roman Britain. Governor Gnaeus Julius Agricola, father-in-law to the historian Tacitus, conquered the Ordovices in 78. With the legion, Agricola defeated the Caledonians in 84 at the Battle of Mons Graupius, in northern Scotland. This was the high-water mark of Roman territory in Britain: shortly after his victory, Agricola was recalled from Britain back to Rome, and the Romans retired to a more defensible line along the Forth–Clyde isthmus, freeing soldiers badly needed along other frontiers.
For much of the history of Roman Britain, a large number of soldiers were garrisoned on the island. This required that the emperor station a trusted senior man as governor of the province. As a result, many future emperors served as governors or legates in this province, including Vespasian, Pertinax, and Gordian I.
Occupation and retreat from southern Scotland
There is no historical source describing the decades that followed Agricola's recall. Even the name of his replacement is unknown. Archaeology has shown that some Roman forts south of the Forth–Clyde isthmus were rebuilt and enlarged; others appear to have been abandoned. Roman coins and pottery have been found circulating at native settlement sites in the Scottish Lowlands in the years before 100, indicating growing Romanisation. Some of the most important sources for this era are the writing tablets from the fort at Vindolanda in Northumberland, mostly dating to 90–110. These tablets provide vivid evidence for the operation of a Roman fort at the edge of the Roman Empire, where officers' wives maintained polite society while merchants, hauliers and military personnel kept the fort operational and supplied.
Around 105 there appears to have been a serious setback at the hands of the tribes of the Picts of Alba: several Roman forts were destroyed by fire, with human remains and damaged armour at Trimontium (at modern Newstead, in SE Scotland) indicating hostilities at least at that site. There is also circumstantial evidence that auxiliary reinforcements were sent from Germany, and an unnamed British war of the period is mentioned on the gravestone of a tribune of Cyrene. Trajan's Dacian Wars may have led to troop reductions in the area or even total withdrawal followed by slighting of the forts by the Picts rather than an unrecorded military defeat. The Romans were also in the habit of destroying their own forts during an orderly withdrawal, in order to deny resources to an enemy. In either case, the frontier probably moved south to the line of the Stanegate at the Solway–Tyne isthmus around this time.
A new crisis occurred at the beginning of Hadrian's reign (117): a rising in the north which was suppressed by Quintus Pompeius Falco. When Hadrian reached Britannia on his famous tour of the Roman provinces around 120, he directed an extensive defensive wall, known to posterity as Hadrian's Wall, to be built close to the line of the Stanegate frontier. Hadrian appointed Aulus Platorius Nepos as governor to undertake this work who brought the legion with him from . This replaced the famous , whose disappearance has been much discussed. Archaeology indicates considerable political instability in Scotland during the first half of the 2nd century, and the shifting frontier at this time should be seen in this context.
In the reign of Antoninus Pius (138–161) the Hadrianic border was briefly extended north to the Forth–Clyde isthmus, where the Antonine Wall was built around 142 following the military reoccupation of the Scottish lowlands by a new governor, Quintus Lollius Urbicus.
The first Antonine occupation of Scotland ended as a result of a further crisis in 155–157, when the Brigantes revolted. With limited options to despatch reinforcements, the Romans moved their troops south, and this rising was suppressed by Governor Gnaeus Julius Verus. Within a year the Antonine Wall was recaptured, but by 163 or 164 it was abandoned. The second occupation was probably connected with Antoninus's undertakings to protect the Votadini or his pride in enlarging the empire, since the retreat to the Hadrianic frontier occurred not long after his death when a more objective strategic assessment of the benefits of the Antonine Wall could be made. The Romans did not entirely withdraw from Scotland at this time: the large fort at Newstead was maintained along with seven smaller outposts until at least 180.
During the twenty-year period following the reversion of the frontier to Hadrian's Wall in 163/4, Rome was concerned with continental issues, primarily problems in the Danubian provinces. Increasing numbers of hoards of buried coins in Britain at this time indicate that peace was not entirely achieved. Sufficient Roman silver has been found in Scotland to suggest more than ordinary trade, and it is likely that the Romans were reinforcing treaty agreements by paying tribute to their implacable enemies, the Picts.
In 175, a large force of Sarmatian cavalry, consisting of 5,500 men, arrived in Britannia, probably to reinforce troops fighting unrecorded uprisings. In 180, Hadrian's Wall was breached by the Picts and the commanding officer or governor was killed there in what Cassius Dio described as the most serious war of the reign of Commodus. Ulpius Marcellus was sent as replacement governor and by 184 he had won a new peace, only to be faced with a mutiny from his own troops. Unhappy with Marcellus's strictness, they tried to elect a legate named Priscus as usurper governor; he refused, but Marcellus was lucky to leave the province alive. The Roman army in Britannia continued its insubordination: they sent a delegation of 1,500 to Rome to demand the execution of Tigidius Perennis, a Praetorian prefect who they felt had earlier wronged them by posting lowly equites to legate ranks in Britannia. Commodus met the party outside Rome and agreed to have Perennis killed, but this only made them feel more secure in their mutiny.
The future emperor Pertinax was sent to Britannia to quell the mutiny and was initially successful in regaining control, but a riot broke out among the troops. Pertinax was attacked and left for dead, and asked to be recalled to Rome, where he briefly succeeded Commodus as emperor in 192.
3rd century
The death of Commodus put into motion a series of events which eventually led to civil war. Following the short reign of Pertinax, several rivals for the emperorship emerged, including Septimius Severus and Clodius Albinus. The latter was the new governor of Britannia, and had seemingly won the natives over after their earlier rebellions; he also controlled three legions, making him a potentially significant claimant. His sometime rival Severus promised him the title of Caesar in return for Albinus's support against Pescennius Niger in the east. Once Niger was neutralised, Severus turned on his ally in Britannia — it is likely that Albinus saw he would be the next target and was already preparing for war.
Albinus crossed to Gaul in 195, where the provinces were also sympathetic to him, and set up at Lugdunum. Severus arrived in February 196, and the ensuing battle was decisive. Albinus came close to victory, but Severus's reinforcements won the day, and the British governor committed suicide. Severus soon purged Albinus's sympathisers and perhaps confiscated large tracts of land in Britain as punishment.
Albinus had demonstrated the major problem posed by Roman Britain. In order to maintain security, the province required the presence of three legions; but command of these forces provided an ideal power base for ambitious rivals. Deploying those legions elsewhere would strip the island of its garrison, leaving the province defenceless against uprisings by the native Celtic tribes and against invasion by the Picts and Scots.
The traditional view is that northern Britain descended into anarchy during Albinus's absence. Cassius Dio records that the new Governor, Virius Lupus, was obliged to buy peace from a fractious northern tribe known as the Maeatae. The succession of militarily distinguished governors who were subsequently appointed suggests that enemies of Rome were posing a difficult challenge, and Lucius Alfenus Senecio's report to Rome in 207 describes barbarians "rebelling, over-running the land, taking loot and creating destruction". In order to rebel, of course, one must be a subject — the Maeatae clearly did not consider themselves such. Senecio requested either reinforcements or an Imperial expedition, and Severus chose the latter, despite being 62 years old.
Archaeological evidence shows that Senecio had been rebuilding the defences of Hadrian's Wall and the forts beyond it, and Severus's arrival in Britain prompted the enemy tribes to sue for peace immediately. The emperor had not come all that way to leave without a victory, and it is likely that he wished to provide his teenage sons Caracalla and Geta with first-hand experience of controlling a hostile barbarian land.
An invasion of Caledonia led by Severus and probably numbering around 20,000 troops moved north in 208 or 209, crossing the Wall and passing through eastern Scotland on a route similar to that used by Agricola. Harried by punishing guerrilla raids by the northern tribes and slowed by an unforgiving terrain, Severus was unable to meet the Caledonians on a battlefield. The emperor's forces pushed north as far as the River Tay, but little appears to have been achieved by the invasion, as peace treaties were signed with the Caledonians. By 210 Severus had returned to York, and the frontier had once again become Hadrian's Wall. He assumed the title but the title meant little with regard to the unconquered north, which clearly remained outside the authority of the Empire. Almost immediately, another northern tribe, the Maeatae, again went to war. Caracalla left with a punitive expedition, but by the following year his ailing father had died and he and his brother left the province to press their claim to the throne.
As one of his last acts, Severus tried to solve the problem of powerful and rebellious governors in Britain by dividing the province into and . This kept the potential for rebellion in check for almost a century. Historical sources provide little information on the following decades, a period known as the Long Peace. Even so, the number of buried hoards found from this period rises, suggesting continuing unrest. A string of forts were built along the coast of southern Britain to control piracy; and over the following hundred years they increased in number, becoming the Saxon Shore Forts.
During the middle of the 3rd century, the Roman Empire was convulsed by barbarian invasions, rebellions and new imperial pretenders. Britannia apparently avoided these troubles, but increasing inflation had its economic effect. In 259 a so-called Gallic Empire was established when Postumus rebelled against Gallienus. Britannia was part of this until 274 when Aurelian reunited the empire.
Around the year 280, a half-British officer named Bonosus was in command of the Roman's Rhenish fleet when the Germans managed to burn it at anchor. To avoid punishment, he proclaimed himself emperor at Colonia Agrippina (Cologne) but was crushed by Marcus Aurelius Probus. Soon afterwards, an unnamed governor of one of the British provinces also attempted an uprising. Probus put it down by sending irregular troops of Vandals and Burgundians across the Channel.
The Carausian Revolt led to a short-lived Britannic Empire from 286 to 296. Carausius was a Menapian naval commander of the Britannic fleet; he revolted upon learning of a death sentence ordered by the emperor Maximian on charges of having abetted Frankish and Saxon pirates and having embezzled recovered treasure. He consolidated control over all the provinces of Britain and some of northern Gaul while Maximian dealt with other uprisings. An invasion in 288 failed to unseat him and an uneasy peace ensued, with Carausius issuing coins and inviting official recognition. In 293, the junior emperor Constantius Chlorus launched a second offensive, besieging the rebel port of Gesoriacum (Boulogne-sur-Mer) by land and sea. After it fell, Constantius attacked Carausius's other Gallic holdings and Frankish allies and Carausius was usurped by his treasurer, Allectus. Julius Asclepiodotus landed an invasion fleet near Southampton and defeated Allectus in a land battle.
Diocletian's reforms
As part of Diocletian's reforms, the provinces of Roman Britain were organized as a diocese governed by a vicarius under a praetorian prefect who, from 318 to 331, was Junius Bassus who was based at Augusta Treverorum (Trier).
The vicarius was based at Londinium as the principal city of the diocese. Londinium and Eboracum continued as provincial capitals and the territory was divided up into smaller provinces for administrative efficiency.
Civilian and military authority of a province was no longer exercised by one official and the governor was stripped of military command which was handed over to the Dux Britanniarum by 314. The governor of a province assumed more financial duties (the procurators of the Treasury ministry were slowly phased out in the first three decades of the 4th century). The Dux was commander of the troops of the Northern Region, primarily along Hadrian's Wall and his responsibilities included protection of the frontier. He had significant autonomy due in part to the distance from his superiors.
The tasks of the vicarius were to control and coordinate the activities of governors; monitor but not interfere with the daily functioning of the Treasury and Crown Estates, which had their own administrative infrastructure; and act as the regional quartermaster-general of the armed forces. In short, as the sole civilian official with superior authority, he had general oversight of the administration, as well as direct control, while not absolute, over governors who were part of the prefecture; the other two fiscal departments were not.
The early-4th-century Verona List, the late-4th-century work of Sextus Rufus, and the early-5th-century List of Offices and work of Polemius Silvius all list four provinces by some variation of the names Britannia I, Britannia II, Maxima Caesariensis, and Flavia Caesariensis; all of these seem to have initially been directed by a governor (praeses) of equestrian rank. The 5th-century sources list a fifth province named Valentia and give its governor and Maxima's a consular rank. Ammianus mentions Valentia as well, describing its creation by Count Theodosius in 369 after the quelling of the Great Conspiracy. Ammianus considered it a re-creation of a formerly lost province, leading some to think there had been an earlier fifth province under another name (may be the enigmatic "Vespasiana"?), and leading others to place Valentia beyond Hadrian's Wall, in the territory abandoned south of the Antonine Wall.
Reconstructions of the provinces and provincial capitals during this period partially rely on ecclesiastical records. On the assumption that the early bishoprics mimicked the imperial hierarchy, scholars use the list of bishops for the 314 Council of Arles. Unfortunately, the list is patently corrupt: the British delegation is given as including a Bishop "Eborius" of Eboracum and two bishops "from Londinium" (one and the other ). The error is variously emended: Bishop Ussher proposed Colonia, Selden Col. or Colon. Camalodun., and Spelman Colonia Cameloduni (all various names of Colchester); Gale and Bingham offered and Henry (both Lincoln); and Bishop Stillingfleet and Francis Thackeray read it as a scribal error of Civ. Col. Londin. for an original Civ. Col. Leg. II (Caerleon). On the basis of the Verona List, the priest and deacon who accompanied the bishops in some manuscripts are ascribed to the fourth province.
In the 12th century, Gerald of Wales described the supposedly metropolitan sees of the early British church established by the legendary SS Fagan and "Duvian". He placed Britannia Prima in Wales and western England with its capital at "Urbs Legionum" (Caerleon); Britannia Secunda in Kent and southern England with its capital at "Dorobernia" (Canterbury); Flavia in Mercia and central England with its capital at "Lundonia" (London); "Maximia" in northern England with its capital at Eboracum (York); and Valentia in "Albania which is now Scotland" with its capital at St Andrews. Modern scholars generally dispute the last: some place Valentia at or beyond Hadrian's Wall but St Andrews is beyond even the Antonine Wall and Gerald seems to have simply been supporting the antiquity of its church for political reasons.
A common modern reconstruction places the consular province of Maxima at Londinium, on the basis of its status as the seat of the diocesan vicarius; places Prima in the west according to Gerald's traditional account but moves its capital to Corinium of the Dobunni (Cirencester) on the basis of an artifact recovered there referring to Lucius Septimius, a provincial rector; places Flavia north of Maxima, with its capital placed at Lindum Colonia (Lincoln) to match one emendation of the bishops list from Arles; and places Secunda in the north with its capital at Eboracum (York). Valentia is placed variously in northern Wales around Deva (Chester); beside Hadrian's Wall around Luguvalium (Carlisle); and between the walls along Dere Street.
4th century
Emperor Constantius returned to Britain in 306, despite his poor health, with an army aiming to invade northern Britain, the provincial defences having been rebuilt in the preceding years. Little is known of his campaigns with scant archaeological evidence, but fragmentary historical sources suggest he reached the far north of Britain and won a major battle in early summer before returning south. His son Constantine (later Constantine the Great} spent a year in northern Britain at his father's side, campaigning against the Picts beyond Hadrian's Wall in the summer and autumn. Constantius died in York in July 306 with his son at his side. Constantine then successfully used Britain as the starting point of his march to the imperial throne, unlike the earlier usurper, Albinus.
In the middle of the century, the province was loyal for a few years to the usurper Magnentius, who succeeded Constans following the latter's death. After the defeat and death of Magnentius in the Battle of Mons Seleucus in 353, Constantius II dispatched his chief imperial notary Paulus Catena to Britain to hunt down Magnentius's supporters. The investigation deteriorated into a witch-hunt, which forced the Flavius Martinus to intervene. When Paulus retaliated by accusing Martinus of treason, the attacked Paulus with a sword, with the aim of assassinating him, but in the end he committed suicide.
As the 4th century progressed, there were increasing attacks from the Saxons in the east and the Scoti (Irish) in the west. A series of forts had been built, starting around 280, to defend the coasts, but these preparations were not enough when, in 367, a general assault of Saxons, Picts, Scoti and Attacotti, combined with apparent dissension in the garrison on Hadrian's Wall, left Roman Britain prostrate. The invaders overwhelmed the entire western and northern regions of Britannia and the cities were sacked. This crisis, sometimes called the Barbarian Conspiracy or the Great Conspiracy, was settled by Count Theodosius from 368 with a string of military and civil reforms. Theodosius crossed from Bononia (Boulogne-sur-Mer) and marched on Londinium where he began to deal with the invaders and made his base. An amnesty was promised to deserters which enabled Theodosius to regarrison abandoned forts. By the end of the year Hadrian's Wall was retaken and order returned. Considerable reorganization was undertaken in Britain, including the creation of a new province named Valentia, probably to better address the state of the far north. A new Dux Britanniarum was appointed, Dulcitius, with Civilis to head a new civilian administration.
Another imperial usurper, Magnus Maximus, raised the standard of revolt at Segontium (Caernarfon) in north Wales in 383, and crossed the English Channel. Maximus held much of the western empire, and fought a successful campaign against the Picts and Scots around 384. His continental exploits required troops from Britain, and it appears that forts at Chester and elsewhere were abandoned in this period, triggering raids and settlement in north Wales by the Irish. His rule was ended in 388, but not all the British troops may have returned: the Empire's military resources were stretched to the limit along the Rhine and Danube.
Around 396 there were more barbarian incursions into Britain. Stilicho led a punitive expedition.
It seems peace was restored by 399, and it is likely that no further garrisoning was ordered; by 401 more troops were withdrawn, to assist in the war against Alaric I.
End of Roman rule
The traditional view of historians, informed by the work of Michael Rostovtzeff, was of a widespread economic decline at the beginning of the 5th century. Consistent archaeological evidence has told another story, and the accepted view is undergoing re-evaluation. Some features are agreed: more opulent but fewer urban houses, an end to new public building and some abandonment of existing ones, with the exception of defensive structures, and the widespread formation of "dark earth" deposits indicating increased horticulture within urban precincts. Turning over the basilica at Silchester to industrial uses in the late 3rd century, doubtless officially condoned, marks an early stage in the de-urbanisation of Roman Britain. The abandonment of some sites is now believed to be later than had formerly been thought. Many buildings changed use but were not destroyed. There were growing barbarian attacks, but these were focused on vulnerable rural settlements rather than towns. Some villas such as Great Casterton in Rutland and Hucclecote in Gloucestershire had new mosaic floors laid around this time, suggesting that economic problems may have been limited and patchy. Many suffered some decay before being abandoned in the 5th century; the story of Saint Patrick indicates that villas were still occupied until at least 430. Exceptionally, new buildings were still going up in this period in Verulamium and Cirencester. Some urban centres, for example Canterbury, Cirencester, Wroxeter, Winchester and Gloucester, remained active during the 5th and 6th centuries, surrounded by large farming estates.
Urban life had generally grown less intense by the fourth quarter of the 4th century, and coins minted between 378 and 388 are very rare, indicating a likely combination of economic decline, diminishing numbers of troops, problems with the payment of soldiers and officials or with unstable conditions during the usurpation of Magnus Maximus 383–87. Coinage circulation increased during the 390s, but never attained the levels of earlier decades. Copper coins are very rare after 402, though minted silver and gold coins from hoards indicate they were still present in the province even if they were not being spent. By 407 there were very few new Roman coins going into circulation, and by 430 it is likely that coinage as a medium of exchange had been abandoned. Mass-produced wheel thrown pottery ended at approximately the same time; the rich continued to use metal and glass vessels, while the poor made do with humble "grey ware" or resorted to leather or wooden containers.
Sub-Roman Britain
Towards the end of the 4th century Britain came under increasing pressure from barbarian attacks, and there were not enough troops to mount an effective defence. After elevating two disappointing usurpers, the army chose a soldier, Constantine III, to become emperor in 407. He crossed to Gaul but was defeated by Honorius; it is unclear how many troops remained or ever returned, or whether a commander-in-chief in Britain was ever reappointed. A Saxon incursion in 408 was apparently repelled by the Britons, and in 409 Zosimus records that the natives expelled the Roman civilian administration. Zosimus may be referring to the Bacaudic rebellion of the Breton inhabitants of Armorica since he describes how, in the aftermath of the revolt, all of Armorica and the rest of Gaul followed the example of the Brettaniai. A letter from Emperor Honorius in 410 has traditionally been seen as rejecting a British appeal for help, but it may have been addressed to Bruttium or Bologna. With the imperial layers of the military and civil government gone, administration and justice fell to municipal authorities, and local warlords gradually emerged all over Britain, still utilizing Romano-British ideals and conventions. Historian Stuart Laycock has investigated this process and emphasised elements of continuity from the British tribes in the pre-Roman and Roman periods, through to the native post-Roman kingdoms.
In British tradition, pagan Saxons were invited by Vortigern to assist in fighting the Picts and Irish.
(Germanic migration into Roman Britannia may have begun much earlier. There is recorded evidence, for example, of Germanic auxiliaries supporting the legions in Britain in the 1st and 2nd centuries.)
The new arrivals rebelled, plunging the country into a series of wars that eventually led to the Saxon occupation of Lowland Britain by 600. Around this time, many Britons fled to Brittany (hence its name), Galicia and probably Ireland. A significant date in sub-Roman Britain is the Groans of the Britons, an unanswered appeal to Aetius, leading general of the western Empire, for assistance against Saxon invasion in 446. Another is the Battle of Deorham in 577, after which the significant cities of Bath, Cirencester and Gloucester fell and the Saxons reached the western sea.
Historians generally reject the historicity of King Arthur, who is supposed to have resisted the Anglo-Saxon conquest according to later medieval legends.
Trade
During the Roman period Britain's continental trade was principally directed across the Southern North Sea and Eastern Channel, focusing on the narrow Strait of Dover, with more limited links via the Atlantic seaways. The most important British ports were London and Richborough, whilst the continental ports most heavily engaged in trade with Britain were Boulogne and the sites of Domburg and Colijnsplaat at the mouth of the river Scheldt. During the Late Roman period it is likely that the shore forts played some role in continental trade alongside their defensive functions.
Exports to Britain included: coin; pottery, particularly red-gloss (samian ware) from southern, central and eastern Gaul, as well as various other wares from Gaul and the Rhine provinces; olive oil from southern Spain in ; wine from Gaul in and barrels; salted fish products from the western Mediterranean and Brittany in barrels and amphorae; preserved olives from southern Spain in ; lava quern-stones from Mayen on the middle Rhine; glass; and some agricultural products. Britain's exports are harder to detect archaeologically, but will have included metals, such as silver and gold and some lead, iron and copper. Other exports probably included agricultural products, oysters and salt, whilst large quantities of coin would have been re-exported back to the continent as well.
These products moved as a result of private trade and also through payments and contracts established by the Roman state to support its military forces and officials on the island, as well as through state taxation and extraction of resources. Up until the mid-3rd century, the Roman state's payments appear to have been unbalanced, with far more products sent to Britain, to support its large military force (which had reached 53,000 by the mid-2nd century), than were extracted from the island.
It has been argued that Roman Britain's continental trade peaked in the late 1st century AD and thereafter declined as a result of an increasing reliance on local products by the population of Britain, caused by economic development on the island and by the Roman state's desire to save money by shifting away from expensive long-distance imports. Evidence has been outlined that suggests that the principal decline in Roman Britain's continental trade may have occurred in the late 2nd century AD, from 165 AD onwards. This has been linked to the economic impact of contemporary Empire-wide crises: the Antonine Plague and the Marcomannic Wars.
From the mid-3rd century onwards, Britain no longer received such a wide range and extensive quantity of foreign imports as it did during the earlier part of the Roman period; vast quantities of coin from continental mints reached the island, whilst there is historical evidence for the export of large amounts of British grain to the continent during the mid-4th century. During the latter part of the Roman period British agricultural products, paid for by both the Roman state and by private consumers, clearly played an important role in supporting the military garrisons and urban centres of the northwestern continental Empire. This came about as a result of the rapid decline in the size of the British garrison from the mid-3rd century onwards (thus freeing up more goods for export), and because of 'Germanic' incursions across the Rhine, which appear to have reduced rural settlement and agricultural output in northern Gaul.
Economy
Mineral extraction sites such as the Dolaucothi gold mine were probably first worked by the Roman army from c. 75, and at some later stage passed to civilian operators. The mine developed as a series of opencast workings, mainly by the use of hydraulic mining methods. They are described by Pliny the Elder in his Natural History in great detail. Essentially, water supplied by aqueducts was used to prospect for ore veins by stripping away soil to reveal the bedrock. If veins were present, they were attacked using fire-setting and the ore removed for comminution. The dust was washed in a small stream of water and the heavy gold dust and gold nuggets collected in riffles. The diagram at right shows how Dolaucothi developed from 75 through to the 1st century. When opencast work was no longer feasible, tunnels were driven to follow the veins. The evidence from the site shows advanced technology probably under the control of army engineers.
The Wealden ironworking zone, the lead and silver mines of the Mendip Hills and the tin mines of Cornwall seem to have been private enterprises leased from the government for a fee. Mining had long been practised in Britain (see Grimes Graves), but the Romans introduced new technical knowledge and large-scale industrial production to revolutionise the industry. It included hydraulic mining to prospect for ore by removing overburden as well as work alluvial deposits. The water needed for such large-scale operations was supplied by one or more aqueducts, those surviving at Dolaucothi being especially impressive. Many prospecting areas were in dangerous, upland country, and, although mineral exploitation was presumably one of the main reasons for the Roman invasion, it had to wait until these areas were subdued.
Roman designs were most popular, but rural craftsmen still produced items derived from the Iron Age La Tène artistic traditions. Local pottery rarely attained the standards of the Gaulish industries; the Castor ware of the Nene Valley was able to withstand comparison with the imports. Most native pottery was unsophisticated and intended only for local markets.
By the 3rd century, Britain's economy was diverse and well established, with commerce extending into the non-Romanised north. The design of Hadrian's Wall especially catered to the need for customs inspections of merchants' goods.
Government
Under the Roman Empire, administration of peaceful provinces was ultimately the remit of the Senate, but those, like Britain, that required permanent garrisons, were placed under the Emperor's control. In practice imperial provinces were run by resident governors who were members of the Senate and had held the consulship. These men were carefully selected, often having strong records of military success and administrative ability. In Britain, a governor's role was primarily military, but numerous other tasks were also his responsibility, such as maintaining diplomatic relations with local client kings, building roads, ensuring the public courier system functioned, supervising the and acting as a judge in important legal cases. When not campaigning, he would travel the province hearing complaints and recruiting new troops.
To assist him in legal matters he had an adviser, the , and those in Britain appear to have been distinguished lawyers perhaps because of the challenge of incorporating tribes into the imperial system and devising a workable method of taxing them. Financial administration was dealt with by a procurator with junior posts for each tax-raising power. Each legion in Britain had a commander who answered to the governor and, in time of war, probably directly ruled troublesome districts. Each of these commands carried a tour of duty of two to three years in different provinces. Below these posts was a network of administrative managers covering intelligence gathering, sending reports to Rome, organising military supplies and dealing with prisoners. A staff of seconded soldiers provided clerical services.
Colchester was probably the earliest capital of Roman Britain, but it was soon eclipsed by London with its strong mercantile connections. The different forms of municipal organisation in Britannia were known as (which were subdivided, amongst other forms, into such as York, Colchester, Gloucester and Lincoln and municipalities such as Verulamium), and were each governed by a senate of local landowners, whether Brythonic or Roman, who elected magistrates concerning judicial and civic affairs. The various sent representatives to a yearly provincial council in order to profess loyalty to the Roman state, to send direct petitions to the Emperor in times of extraordinary need, and to worship the imperial cult.
Demographics
Roman Britain had an estimated population between 2.8 million and 3 million people at the end of the second century. At the end of the fourth century, it had an estimated population of 3.6 million people, of whom 125,000 consisted of the Roman army and their families and dependents.
The urban population of Roman Britain was about 240,000 people at the end of the fourth century. The capital city of Londinium is estimated to have had a population of about 60,000 people. Londinium was an ethnically diverse city with inhabitants from across the Roman Empire, including natives of Britannia, continental Europe, the Middle East, and North Africa. There was also cultural diversity in other Roman-British towns, which were sustained by considerable migration, both within Britannia and from other Roman territories, including continental Europe, Roman Syria, the Eastern Mediterranean and North Africa.
Town and country
During their occupation of Britain the Romans founded a number of important settlements, many of which still survive. The towns suffered attrition in the later 4th century, when public building ceased and some were abandoned to private uses. Place names survived the deurbanised Sub-Roman and early Anglo-Saxon periods, and historiography has been at pains to signal the expected survivals, but archaeology shows that a bare handful of Roman towns were continuously occupied. According to S.T. Loseby, the very idea of a town as a centre of power and administration was reintroduced to England by the Roman Christianising mission to Canterbury, and its urban revival was delayed to the 10th century.
Roman towns can be broadly grouped in two categories. , "public towns" were formally laid out on a grid plan, and their role in imperial administration occasioned the construction of public buildings. The much more numerous category of , "small towns" grew on informal plans, often round a camp or at a ford or crossroads; some were not small, others were scarcely urban, some not even defended by a wall, the characteristic feature of a place of any importance.
Cities and towns which have Roman origins, or were extensively developed by them are listed with their Latin names in brackets; are marked C
Religion
Pagan
The druids, the Celtic priestly caste who were believed to originate in Britain, were outlawed by Claudius, and in 61 they vainly defended their sacred groves from destruction by the Romans on the island of Mona (Anglesey). Under Roman rule the Britons continued to worship native Celtic deities, such as Ancasta, but often conflated with their Roman equivalents, like Mars Rigonemetos at Nettleham.
The degree to which earlier native beliefs survived is difficult to gauge precisely. Certain European ritual traits such as the significance of the number 3, the importance of the head and of water sources such as springs remain in the archaeological record, but the differences in the votive offerings made at the baths at Bath, Somerset, before and after the Roman conquest suggest that continuity was only partial. Worship of the Roman emperor is widely recorded, especially at military sites. The founding of a Roman temple to Claudius at Camulodunum was one of the impositions that led to the revolt of Boudica. By the 3rd century, Pagans Hill Roman Temple in Somerset was able to exist peaceably and it did so into the 5th century.
Pagan religious practices were supported by priests, represented in Britain by votive deposits of priestly regalia such as chain crowns from West Stow and Willingham Fen.
Eastern cults such as Mithraism also grew in popularity towards the end of the occupation. The London Mithraeum is one example of the popularity of mystery religions among the soldiery. Temples to Mithras also exist in military contexts at Vindobala on Hadrian's Wall (the Rudchester Mithraeum) and at Segontium in Roman Wales (the Caernarfon Mithraeum).
Christianity
It is not clear when or how Christianity came to Britain. A 2nd-century "word square" has been discovered in Mamucium, the Roman settlement of Manchester. It consists of an anagram of PATER NOSTER carved on a piece of amphora. There has been discussion by academics whether the "word square" is a Christian artefact, but if it is, it is one of the earliest examples of early Christianity in Britain. The earliest confirmed written evidence for Christianity in Britain is a statement by Tertullian, 200 AD, in which he described "all the limits of the Spains, and the diverse nations of the Gauls, and the haunts of the Britons, inaccessible to the Romans, but subjugated to Christ". Archaeological evidence for Christian communities begins to appear in the 3rd and 4th centuries. Small timber churches are suggested at Lincoln and Silchester and baptismal fonts have been found at Icklingham and the Saxon Shore Fort at Richborough. The Icklingham font is made of lead, and visible in the British Museum. A Roman Christian graveyard exists at the same site in Icklingham. A possible Roman 4th-century church and associated burial ground was also discovered at Butt Road on the south-west outskirts of Colchester during the construction of the new police station there, overlying an earlier pagan cemetery. The Water Newton Treasure is a hoard of Christian silver church plate from the early 4th century and the Roman villas at Lullingstone and Hinton St Mary contained Christian wall paintings and mosaics respectively. A large 4th-century cemetery at Poundbury with its east–west oriented burials and lack of grave goods has been interpreted as an early Christian burial ground, although such burial rites were also becoming increasingly common in pagan contexts during the period.
The Church in Britain seems to have developed the customary diocesan system, as evidenced from the records of the Council of Arles in Gaul in 314: represented at the council were bishops from thirty-five sees from Europe and North Africa, including three bishops from Britain, Eborius of York, Restitutus of London, and Adelphius, possibly a bishop of Lincoln. No other early sees are documented, and the material remains of early church structures are far to seek. The existence of a church in the forum courtyard of Lincoln and the of Saint Alban on the outskirts of Roman Verulamium are exceptional. Alban, the first British Christian martyr and by far the most prominent, is believed to have died in the early 4th century (some date him in the middle 3rd century), followed by Saints Julius and Aaron of Isca Augusta. Christianity was legalised in the Roman Empire by Constantine I in 313. Theodosius I made Christianity the state religion of the empire in 391, and by the 5th century it was well established. One belief labelled a heresy by the church authorities — Pelagianism — was originated by a British monk teaching in Rome: Pelagius lived 354 to 420/440.
A letter found on a lead tablet in Bath, Somerset, datable to c. 363, had been widely publicised as documentary evidence regarding the state of Christianity in Britain during Roman times. According to its first translator, it was written in Wroxeter by a Christian man called Vinisius to a Christian woman called Nigra, and was claimed as the first epigraphic record of Christianity in Britain. This translation of the letter was apparently based on grave paleographical errors, and the text has nothing to do with Christianity, and in fact relates to pagan rituals.
Environmental changes
The Romans introduced a number of species to Britain, including possibly the now-rare Roman nettle (Urtica pilulifera), said to have been used by soldiers to warm their arms and legs, and the edible snail Helix pomatia. There is also some evidence they may have introduced rabbits, but of the smaller southern mediterranean type. The European rabbit (Oryctolagus cuniculus) prevalent in modern Britain is assumed to have been introduced from the continent after the Norman invasion of 1066. Box (Buxus sempervirens) is rarely recorded before the Roman period, but becomes a common find in towns and villas.
Legacy
During their occupation of Britain the Romans built an extensive network of roads which continued to be used in later centuries and many are still followed today. The Romans also built water supply, sanitation and wastewater systems. Many of Britain's major cities, such as London (Londinium), Manchester (Mamucium) and York (Eboracum), were founded by the Romans, but the original Roman settlements were abandoned not long after the Romans left.
Unlike many other areas of the Western Roman Empire, the current majority language is not a Romance language, or a language descended from the pre-Roman inhabitants. The British language at the time of the invasion was Common Brittonic, and remained so after the Romans withdrew. It later split into regional languages, notably Cumbric, Cornish, Breton and Welsh. Examination of these languages suggests some 800 Latin words were incorporated into Common Brittonic (see Brittonic languages). The current majority language, English, is based on the languages of the Germanic tribes who migrated to the island from continental Europe from the 5th century onwards.
See also
Britannia (disambiguation)
History of the British Isles
Prehistoric Britain
Scotland during the Roman Empire
Dolaucothi Gold Mines
References
Further reading
Iron Age background
General works on Roman Britain
Historical sources and inscriptions
Trade
Economy
(see pp. 179–232).
(see pp. 491–528).
Provincial government
Provincial development
(see pp. 141–178).
The Roman military in Britain
(see pp. 64–140).
(see pp. 85–252).
Urban life
(see pp. 253–350).
Rural life
(see pp. 233–263).
(see pp. 351–427).
Religion
(see pp. 264–305).
Art
External links
Timeline of Roman Britain at BBC
The Romans in Britain – Information on the Romans in Britain, including everyday life
Roman Britain – everything to do with Roman Britain, especially geographic, military, and administrative
The Roman Army and Navy in Britain, by Peter Green
Plants and Roman Society in Britain from plantspeopleplanet.org.au
Roman Britain, by Guy de la Bédoyère
Roman Britain at LacusCurtius
by Kevin Flude
Roman Britain – History
Roman Colchester
Roman Wales RCAHMW
The Rural Settlement of Roman Britain - database of excavated evidence for rural settlements
1st century in England
2nd century in England
3rd century in England
4th century in England
5th century in England
States and territories established in the 40s
States and territories disestablished in the 5th century
410 disestablishments
Britain
4th century in Wales
5th century in Wales
Former countries in the British Isles
History of England by period |
13546 | https://en.wikipedia.org/wiki/Henry%20Fielding | Henry Fielding | Henry Fielding (22 April 1707 – 8 October 1754) was an English novelist, irony writer and dramatist known for earthy humour and satire. His comic novel Tom Jones is still widely appreciated. He and Samuel Richardson are seen as founders of the traditional English novel. He also holds a place in the history of law enforcement, having used his authority as a magistrate to found the Bow Street Runners, London's first intermittently funded, full-time police force.
Early life
Fielding was born at Sharpham, Somerset, and educated at Eton College, where he began a lifelong friendship with William Pitt the Elder. His mother died when he was 11. A suit for custody was brought by his grandmother against his charming but irresponsible father, Lt Gen. Edmund Fielding. The settlement placed Henry in his grandmother's care, but he continued to see his father in London.
In 1725, Henry tried to abduct his cousin, Sarah Andrews, while she was on her way to church. He fled to avoid prosecution.
In 1728, Fielding travelled to Leiden to study classics and law at the university. However, penury forced him back to London, where he began writing for the theatre. Some of his work savagely criticised the government of Prime Minister Sir Robert Walpole.
Dramatist and novelist
According to George R. Levine, Henry Fielding, in his first writings used two forms of "rhetorical poses" that were popular during the eighteenth century. Henry Fielding would construct "the non-ironic pseudonym such as Addison Steele used in the Spectator, and the ironic mask or Persona, such as Swift used in A Modest Proposal." The Theatrical Licensing Act of 1737 is said to be a direct response to his activities in writing for the theatre. Although the play that triggered the act was the unproduced, anonymously authored The Golden Rump, Fielding's dramatic satires had set the tone. Once it was passed, political satire on stage became all but impossible. Fielding retired from the theatre and resumed his legal career to support his wife Charlotte Craddock and two children by becoming a barrister, joining the Middle Temple in 1737 and being called to the bar there in 1740.
Fielding's lack of financial acumen meant the family often endured periods of poverty, but were helped by Ralph Allen, a wealthy benefactor, on whom Squire Allworthy in Tom Jones would be based. Allen went on to provide for the education and support of Fielding's children after the writer's death.
Fielding never stopped writing political satire and satires of current arts and letters. The Tragedy of Tragedies (for which Hogarth designed the frontispiece) was, for example, quite successful as a printed play. Based on his earlier Tom Thumb, this was another of Fielding's irregular plays published under the name of H. Scriblerus Secundus, a pseudonym intended to link himself ideally with the Scriblerus Club of literary satirists founded by Jonathan Swift, Alexander Pope and John Gay. He also contributed several works to journals.
From 1734 to 1739, Fielding wrote anonymously for the leading Tory periodical, The Craftsman, against the Prime Minister, Sir Robert Walpole. His patron was the opposition Whig MP George Lyttelton, a boyhood friend from Eton to whom he later dedicated Tom Jones. Lyttelton followed his leader Lord Cobham in forming a Whig opposition to Walpole's government called the Cobhamites, which included another of Fielding's Eton friends, William Pitt. In The Craftsman, Fielding voiced an opposition attack on bribery and corruption in British politics. Despite writing for the opposition to Walpole, which included Tories as well as Whigs, Fielding was "unshakably a Whig" and often praised Whig heroes such as the Duke of Marlborough and Gilbert Burnet.
Fielding dedicated his play Don Quixote in England to the opposition Whig leader Lord Chesterfield. It appeared on 17 April 1734, the same day writs were issued for the general election. He dedicated his 1735 play The Universal Gallant to Charles Spencer, 3rd Duke of Marlborough, a political follower of Chesterfield. The other prominent opposition paper, Common Sense, founded by Chesterfield and Lyttelton, was named after a character in Fielding's Pasquin (1736). Fielding wrote at least two articles for it in 1737 and 1738.
Fielding continued to air political views in satirical articles and newspapers in the late 1730s and early 1740s. He was the main writer and editor from 1739 to 1740 for the satirical paper The Champion, which was sharply critical of Walpole's government and of pro-government literary and political writers. He sought to evade libel charges by making its political attacks so funny or embarrassing to the victim that a publicized court case would seem even worse. He later became chief writer for the Whig government of Henry Pelham.
Fielding took to novel writing in 1741, angered by Samuel Richardson's success with Pamela. His first success was an anonymous parody of that novel, called Shamela. This follows the model of Tory satirists of the previous generation, notably Swift and Gay.
Fielding followed this with Joseph Andrews (1742), an original work supposedly dealing with Pamela's brother, Joseph. His purpose, however, was more than parody, for as stated in the preface, he intended a "kind of writing which I do not remember to have seen hitherto attempted in our language." In what Fielding called a "comic epic poem in prouse", he blended two classical traditions: that of the epic, which had been poetic, and that of the drama, but emphasizing the comic rather than the tragic. Another distinction of Joseph Andrews and the novels to come was use of everyday reality of character and action, as opposed to the fables of the past. While begun as a parody, it developed into an accomplished novel in its own right and is seen as Fielding's debut as a serious novelist. In 1743, he published a novel in the Miscellanies volume III (which was the first volume of the Miscellanies): The Life and Death of Jonathan Wild, the Great, which is sometimes counted as his first, as he almost certainly began it before he wrote Shamela and Joseph Andrews. It is a satire of Walpole equating him and Jonathan Wild, the gang leader and highwayman. He implicitly compares the Whig party in Parliament with a gang of thieves run by Walpole, whose constant desire to be a "Great Man" (a common epithet with Walpole) ought to culminate in the antithesis of greatness: hanging.
Fielding's anonymous The Female Husband (1746) fictionalizes a case in which a female transvestite was tried for duping another woman into marriage; this was one of several small pamphlets costing sixpence. Though a minor piece in his life's work, it reflects his preoccupation with fraud, shamming and masks.
His greatest work is The History of Tom Jones, a Foundling (1749), a meticulous comic novel with elements of the picaresque and the Bildungsroman, telling a convoluted, hilarious tale of how a foundling came into a fortune. The plot is too ingenious for a simple summary; it tells of Tom's alienation from his foster father, Squire Allworthy, and his sweetheart, Sophia Western, and his reconciliation with them after lively and dangerous adventures on the road and in London. It triumphs as a presentation of English life and character in the mid-18th century. Every social type is represented and through them every shade of moral behaviour. Fielding's varied style tempers the basic seriousness of the novel and his authorial comment before each chapter adds a dimension to a conventional, straightforward narrative.
Sister
Fielding's younger sister, Sarah, also became a successful writer. Her novel The Governess, or The Little Female Academy (1749) is thought to be the first in English aimed expressly at children.
Marriages
Fielding married Charlotte Craddock in 1734 at the Church of St Mary in Charlcombe, Somerset. She died in 1744, and he later modelled the heroines of Tom Jones and of Amelia on her. They had five children; their only daughter Henrietta died at the age of 23, having already been "in deep decline" when she married a military engineer, James Gabriel Montresor, some months before. Three years after Charlotte's death, Fielding disregarded public opinion by marrying her former maid Mary Daniel, who was pregnant. Mary bore five children: three daughters who died young, and two sons, William and Allen.
Jurist and magistrate
Despite the scandal, Fielding's consistent anti-Jacobitism and support for the Church of England led to his appointment a year later as London's chief magistrate, while his literary career went from strength to strength. Most of his work concerned London's criminal population of thieves, informers, gamblers and prostitutes. Though living in a corrupt and callous society, he became noted for impartial judgements, incorruptibility and compassion for those whom social inequities led into crime. The income from his office ("the dirtiest money upon earth") dwindled as he refused to take money from the very poor. Joined by his younger half-brother John, he helped found what some call London's first police force, the Bow Street Runners, in 1749.
According to the historian G. M. Trevelyan, the Fieldings were two of the best magistrates in 18th-century London, who did much to enhance judicial reform and improve prison conditions. Fielding's influential pamphlets and enquiries included a proposal for abolishing public hangings. This did not, however, imply opposition to capital punishment as such – as is evident, for example, in his presiding in 1751 over the trial of the notorious criminal James Field, finding him guilty in a robbery and sentencing him to hang. John Fielding, despite being blind by then, succeeded his older brother as chief magistrate, becoming known as the "Blind Beak of Bow Street" for his ability to recognise criminals by their voices alone.
In January 1752 Fielding started a fortnightly, The Covent-Garden Journal, published under the pseudonym "Sir Alexander Drawcansir, Knt., Censor of Great Britain" until November of that year. Here Fielding challenged the "armies of Grub Street" and periodical writers of the day in a conflict that became the Paper War of 1752–1753.
Fielding then published Examples of the Interposition of Providence in the Detection and Punishment of Murder (1752), a treatise rejecting deistic and materialistic visions of the world in favour of belief in God's presence and divine judgement, arguing that the murder rate was rising due to neglect of the Christian religion. In 1753 he wrote Proposals for Making an Effectual Provision for the Poor.
Fielding's humanitarian commitment to justice in the 1750s (for instance in support of Elizabeth Canning) coincided with rapid deterioration in his health. Gout, asthma and cirrhosis of the liver left him on crutches, and with other afflictions sent him to Portugal in 1754 to seek a cure, only to die two months later in Lisbon, reportedly in pain and mental distress. His tomb there is in the British Cemetery (Cemitério Inglês), the graveyard of St. George's Church, Lisbon.
List of works
Novels
Shamela – novella, 1741
The History of the Adventures of Joseph Andrews and his Friend, Mr. Abraham Adams – 1742
The Life and Death of Jonathan Wild, the Great – 1743, ironic treatment of Jonathan Wild, a notorious underworld figure of the time. Published as Volume 3 of Miscellanies
The Female Husband or the Surprising History of Mrs Mary alias Mr George Hamilton, who was convicted of having married a young woman of Wells and lived with her as her husband, taken from her own mouth since her confinement – pamphlet, fictionalized report, 1746
The History of Tom Jones, a Foundling – 1749
A Journey from this World to the Next – 1749
Amelia – 1751
Partial list of poems
The Masquerade – (Fielding's first publication)
Part of Juvenal's Sixth Satire, Modernized in Burlesque Verse
Plays
Love in Several Masques – 1728
Rape upon Rape – 1730. Adapted by Bernard Miles as Lock Up Your Daughters! in 1959, filmed in 1974
The Temple Beau – 1730
The Author's Farce – 1730
The Pleasures of the Town
The Letter Writers or A New Way to Keep a Wife at Home, A Farce – 1731
The Tragedy of Tragedies; or, The Life and Death of Tom Thumb the Great – 1731
The Copper-House Politician or The Justice Caught in his own Trap, A Comedy – 1731
The Debauchees, or The Justice Caught – 1731
The Grub Street Opera – 1731
The Modern Husband – 1732
The Mock Doctor or The Dumb Lady Cured, a Comedy done from Molière – 1732
The Lottery – 1732
The Covent Garden Tragedy – 1732
The Miser, A Comedy taken from Plautus and Molière – 1733
The Intriguing Chambermaid – 1734
An Old Man Taught Wisdom, or The Virgin Unmasked, A Farce – 1734
Don Quixote in England – 1734
The Universal Gallant, or The Different Husbands, A Comedy – c. 1735
Pasquin – 1736
Eurydice, A Farce – 1737
Eurydice Hiss'd, or A Word to the Wise – 1737
The Historical Register for the Year 1736 – 1737
Miss Lucy in Town, A Farce – 1742
Tumbledown Dick or Phaeton in the Suds
The Wedding-Day, A Comedy
The Fathers: Or, the Good-Natur'd Man – published posthumously in 1778
Miscellaneous writings
Miscellanies – collection of works, 1743, contained the poem "Part of Juvenal's Sixth Satire, Modernized in Burlesque Verse"
"Examples of the interposition of Providence in the Detection and Punishment of Murder containing above thirty cases in which this dreadful crime has been brought to light in the most extraordinary and miraculous manner; collected from various authors, ancient and modern" (1752)
The Covent-Garden Journal – periodical, 1752
Journal of a Voyage to Lisbon – travel narrative, 1755
References
External links
Famous Quotes by Henry Fielding
Henry Fielding at the Eighteenth-Century Poetry Archive (ECPA)
1707 births
1754 deaths
18th-century English novelists
18th-century English male writers
English dramatists and playwrights
English judges
English satirists
English Christians
Henry
People educated at Eton College
People from Glastonbury
Writers from London
English male dramatists and playwrights
English male novelists
Henry Fielding |
13547 | https://en.wikipedia.org/wiki/Hate%20crime | Hate crime | A hate crime (also known as a bias-motivated crime or bias crime) is a prejudice-motivated crime which occurs when a perpetrator targets a victim because of their membership (or perceived membership) of a certain social group or racial demographic.
Examples of such groups can include, and are almost exclusively limited to ethnicity, disability, language, nationality, physical appearance, religion, gender identity or sexual orientation. Non-criminal actions that are motivated by these reasons are often called "bias incidents".
"Hate crime" generally refers to criminal acts which are seen to have been motivated by bias against one or more of the social groups listed above, or by bias against their derivatives. Incidents may involve physical assault, homicide, damage to property, bullying, harassment, verbal abuse (which includes slurs) or insults, mate crime or offensive graffiti or letters (hate mail).
A hate crime law is a law intended to deter bias-motivated violence. Hate crime laws are distinct from laws against hate speech: hate crime laws enhance the penalties associated with conduct which is already criminal under other laws, while hate speech laws criminalize a category of speech.
Due to the COVID-19 pandemic, the violence against people of Asian origin significantly increased on the background of accusation of spreading the virus. In May 2020, the Polish-based “NEVER AGAIN” Association published its report titled “The Virus of Hate: The Brown Book of Epidemic”, that documented numerous acts of racism, xenophobia and discrimination that occurred in the wake of coronavirus pandemic, as well as cases of spreading hate speech and conspiracy theories about the epidemic by the Alternative Right (Alt-Right).
History
The term "hate crime" came into common usage in the United States during the 1980s, but it is often used retrospectively in order to describe events which occurred prior to that era. From the Roman persecution of Christians to the Nazi slaughter of Jews, hate crimes were committed by individuals as well as governments long before the term was commonly used. A major part of defining crimes as hate crimes is determining that they have been committed against members of historically oppressed groups.
As Europeans began to colonize the world from the 16th century onwards, indigenous peoples in the colonized areas, such as Native Americans, increasingly became the targets of bias-motivated intimidation and violence. During the past two centuries, typical examples of hate crimes in the U.S. include lynchings of African Americans, largely in the South, and lynchings of Mexicans and Chinese in the West; cross burnings in order to intimidate black activists or drive black families out of predominantly white neighborhoods both during and after Reconstruction; assaults on lesbian, gay, bisexual and transgender people; the painting of swastikas on Jewish synagogues; and xenophobic responses to a variety of minority ethnic groups.
The verb "to lynch" is attributed to the actions of Charles Lynch, an 18th-century Virginia Quaker. Lynch, other militia officers, and justices of the peace rounded up Tory sympathizers who were given a summary trial at an informal court; sentences which were handed down included whipping, property seizure, coerced pledges of allegiance, and conscription into the military. Originally, the term referred to the extrajudicial organized but unauthorized punishment of criminals. It later evolved to describe executions which were committed outside "ordinary justice". It is highly associated with white suppression of African Americans in the South, and periods of weak or nonexistent police authority, as in certain frontier areas of the Old West.
Psychological effects
Hate crimes can have significant and wide-ranging psychological consequences, not only for their direct victims but for others as well. A 1999 U.S. study of lesbian and gay victims of violent hate crimes documented that they experienced higher levels of psychological distress, including symptoms of depression and anxiety, than lesbian and gay victims of comparable crimes which were not motivated by antigay bias. A manual issued by the Attorney-General of the Province of Ontario in Canada lists the following consequences:
Impact on the individual victim psychological and affective disturbances; repercussions on the victim's identity and self-esteem; both reinforced by a specific hate crime's degree of violence, which is usually stronger than that of a common crime.
Effect on the targeted group generalized terror in the group to which the victim belongs, inspiring feelings of vulnerability among its other members, who could be the next hate crime victims.
Effect on other vulnerable groups ominous effects on minority groups or on groups that identify themselves with the targeted group, especially when the referred hate is based on an ideology or a doctrine that preaches simultaneously against several groups.
Effect on the community as a whole divisions and factionalism arising in response to hate crimes are particularly damaging to multicultural societies.
Hate crime victims can also develop depression and psychological trauma.
A review of European and American research indicates that terrorist bombings cause Islamophobia and hate crimes to flare up but, in calmer times, they subside again, although to a relatively high level. Terrorists' most persuasive message is that of fear; a primary and strong emotion, fear increases risk estimates and has distortive effects on the perception of ordinary Muslims. Widespread Islamophobic prejudice seems to contribute to anti-Muslim hate crimes, but indirectly; terrorist attacks and intensified Islamophobic prejudice serve as a window of opportunity for extremist groups and networks.
Motivation
Sociologists Jack McDevitt and Jack Levin's 2002 study into the motives for hate crimes found four motives, and reported that "thrill-seeking" accounted for 66 ercent of all hate crimes overall in the United States:
Thrill-seeking – perpetrators engage in hate crimes for excitement and drama. Often, there is no greater purpose behind the crimes, with victims being vulnerable because they have an ethnic, religious, sexual or gender background that differs from their attackers. While the actual animosity present in such a crime can be quite low, thrill-seeking crimes were determined to often be dangerous, with 70 percent of thrill-seeking hate crimes studied involving physical attacks.
Defensive – perpetrators engage in hate crimes out of a belief they are protecting their communities. Often, these are triggered by a certain background event. Perpetrators believe society supports their actions but is too afraid to act and thus they believe they have communal assent in their actions.
Retaliatory – perpetrators engage in hate crimes out of a desire for revenge. This can be in response to precieved personal slights, other hate crimes or terrorism. The "avengers" target members of a group whom they believe committed the original crime, even if the victims had nothing to do with it. These kinds of hate crimes are a common occurrence after terrorist attacks.
Mission offenders – perpetrators engage in hate crimes out of ideological reasons. They consider themselves to be crusaders, often for a religious or racial cause. They may write complex explanations for their views and target symbolically important sites, trying to maximize damage. They believe that there is no other way to accomplish their goals, which they consider to be justification for excessive violence against innocents. This kind of hate crime often overlaps with terrorism, and is considered by the FBI to be both the rarest and deadliest form of hate crime.
Laws
Hate crime laws generally fall into one of several categories:
laws defining specific bias-motivated acts as distinct crimes;
criminal penalty-enhancement laws;
laws creating a distinct civil cause of action for hate crimes; and
laws requiring administrative agencies to collect hate crime statistics. Sometimes (as in Bosnia and Herzegovina), the laws focus on war crimes, genocide, and crimes against humanity with the prohibition against discriminatory action limited to public officials.
Europe and Asia
Council of Europe
Since 2006, with the Additional Protocol to the Convention on Cybercrime, most signatories to that Convention – mostly members of the Council of Europe – committed to punish as a crime racist and xenophobic hate speech done through the internet.
Andorra
Discriminatory acts constituting harassment or infringement of a person's dignity on the basis of origin, citizenship, race, religion, or gender (Penal Code Article 313). Courts have cited bias-based motivation in delivering sentences, but there is no explicit penalty enhancement provision in the Criminal Code. The government does not track hate crime statistics, although they are relatively rare.
Armenia
Armenia has a penalty-enhancement statute for crimes with ethnic, racial, or religious motives (Criminal Code Article 63).
Austria
Austria has a penalty-enhancement statute for reasons like repeating a crime, being especially cruel, using others' helpless states, playing a leading role in a crime, or committing a crime with racist, xenophobic or especially reprehensible motivation (Penal Code section 33(5)). Austria is a party to the Convention on Cybercrime, but not the Additional Protocol.
Azerbaijan
Azerbaijan has a penalty-enhancement statute for crimes motivated by racial, national, or religious hatred (Criminal Code Article 61). Murder and infliction of serious bodily injury motivated by racial, religious, national, or ethnic intolerance are distinct crimes (Article 111). Azerbaijan is a party to the Convention on Cybercrime, but not the Additional Protocol.
Belarus
Belarus has a penalty-enhancement statute for crimes motivated by racial, national, and religious hatred and discord.
Belgium
Belgium's Act of 25 February 2003 ("aimed at combating discrimination and modifying the Act of 15 February 1993 which establishes the Centre for Equal Opportunities and the Fight against Racism") establishes a penalty-enhancement for crimes involving discrimination on the basis of gender, supposed race, color, descent, national or ethnic origin, sexual orientation, civil status, birth, fortune, age, religious or philosophical beliefs, current or future state of health and handicap or physical features. The Act also "provides for a civil remedy to address discrimination." The Act, along with the Act of 20 January 2003 ("on strengthening legislation against racism"), requires the centre to collect and publish statistical data on racism and discriminatory crimes. Belgium is a party to the Convention on Cybercrime, but not the Additional Protocol.
Bosnia and Herzegovina
The Criminal Code of Bosnia and Herzegovina (enacted 2003) "contains provisions prohibiting discrimination by public officials on grounds, inter alia, of race, skin colour, national or ethnic background, religion and language and prohibiting the restriction by public officials of the language rights of the citizens in their relations with the authorities (Article 145/1 and 145/2)."
Bulgaria
Bulgarian criminal law prohibits certain crimes motivated by racism and xenophobia, but a 1999 report by the European Commission against Racism and Intolerance found that it does not appear that those provisions "have ever resulted in convictions before the courts in Bulgaria."
Croatia
The Croatian Penal Code explicitly defines hate crime in article 89 as "any crime committed out of hatred for someone's race, skin color, sex, sexual orientation, language, religion, political or other belief, national or social background, asset, birth, education, social condition, age, health condition or other attribute". On 1 January 2013, a new Penal Code was introduced with the recognition of a hate crime based on "race, skin color, religion, national or ethnic background, sexual orientation or gender identity".
Czech Republic
The Czech legislation finds its constitutional basis in the principles of equality and non-discrimination contained in the Charter of Fundamental Rights and Basic Freedoms. From there, we can trace two basic lines of protection against hate-motivated incidents: one passes through criminal law, the other through civil law.
The current Czech criminal legislation has implications both for decisions about guilt (affecting the decision whether to find a defendant guilty or not guilty) and decisions concerning sentencing (affecting the extent of the punishment imposed). It has three levels, to wit:
a circumstance determining whether an act is a crime – hate motivation is included in the basic constituent elements. If hate motivation is not proven, a conviction for a hate crime is not possible.
a circumstance determining the imposition of a higher penalty – hate motivation is included in the qualified constituent elements for some types of crimes (murder, bodily harm). If hate motivation is not proven, the penalty is imposed according to the scale specified for the basic constituent elements of the crime.
general aggravating circumstance – the court is obligated to take the hate motivation into account as a general aggravating circumstance and determines the amount of penalty to impose. Nevertheless, it is not possible to add together a general aggravating circumstance and a circumstance determining the imposition of a higher penalty. (see Annex for details)
Current criminal legislation does not provide for special penalties for acts that target another by reason of his sexual orientation, age or health status. Only the constituent elements of the criminal offence of Incitement to hatred towards a group of persons or to the curtailment of their rights and freedoms and general aggravating circumstances include attacking a so-called different group of people. Such a group of people can then, of course, be also defined by sexual orientation, age or health status. A certain disparity has thus been created between, on the one hand, those groups of people who are victimized by reason of their skin color, faith, nationality, ethnicity or political persuasion and enjoy increased protection, and, on the other hand, those groups that are victimized by reason of their sexual orientation, age or health status and are not granted increased protection. This gap in protection against attacks motivated by the victim's sexual orientation, age or health status cannot be successfully bridged by interpretation. Interpretation by analogy is inadmissible in criminal law, sanctionable motivations being exhaustively enumerated.
Denmark
Although Danish law does not include explicit hate crime provisions, "section 80(1) of the Criminal Code instructs courts to take into account the gravity of the offence and the offender's motive when meting out penalty, and therefore to attach importance to the racist motive of crimes in determining sentence." In recent years judges have used this provision to increase sentences on the basis of racist motives.
Since 1992, the Danish Civil Security Service (PET) has released statistics on crimes with apparent racist motivation.
Estonia
Under section 151 of the Criminal Code of Estonia of 6 June 2001, which entered into force on 1 September 2002, with amendments and supplements and as amended by the Law of 8 December 2011, "activities which publicly incite to hatred, violence or discrimination on the basis of nationality, race, colour, sex, language, origin, religion, sexual orientation, political opinion, or financial or social status, if this results in danger to the life, health or property of a person, are punishable by a fine of up to 300 fine units or by detention".
Finland
Finnish Criminal Code 515/2003 (enacted 31 January 2003) makes "committing a crime against a person, because of his national, racial, ethnical or equivalent group" an aggravating circumstance in sentencing. In addition, ethnic agitation () is criminalized and carries a fine or a prison sentence of not more than two years. The prosecution need not prove that an actual danger to an ethnic group is caused but only that malicious message is conveyed. A more aggravated hate crime, warmongering (), carries a prison sentence of one to ten years. However, in case of warmongering, the prosecution must prove an overt act that evidently increases the risk that Finland is involved in a war or becomes a target for a military operation. The act in question may consist of
illegal violence directed against a foreign country or its citizens,
systematic dissemination of false information on Finnish foreign policy or defense
public influence on the public opinion towards a pro-war viewpoint or
public suggestion that a foreign country or Finland should engage in an aggressive act.
France
In 2003, France enacted penalty-enhancement hate crime laws for crimes motivated by bias against the victim's actual or perceived ethnicity, nation, race, religion, or sexual orientation. The penalties for murder were raised from 30 years (for non-hate crimes) to life imprisonment (for hate crimes), and the penalties for violent attacks leading to permanent disability were raised from 10 years (for non-hate crimes) to 15 years (for hate crimes).
Georgia
"There is no general provision in Georgian law for racist motivation to be considered an aggravating circumstance in prosecutions of ordinary offenses. Certain crimes involving racist motivation are, however, defined as specific offenses in the Georgian Criminal Code of 1999, including murder motivated by racial, religious, national or ethnic intolerance (article 109); infliction of serious injuries motivated by racial, religious, national or ethnic intolerance (article 117); and torture motivated by racial, religious, national or ethnic intolerance (article 126). ECRI reported no knowledge of cases in which this law has been enforced. There is no systematic monitoring or data collection on discrimination in Georgia."
Germany
The German Criminal Code does not have hate crime legislation, instead, it criminalizes hate speech under a number of different laws, including Volksverhetzung. In the German legal framework motivation is not taken into account while identifying the element of the offence. However, within the sentencing procedure the judge can define certain principles for determining punishment. In section 46 of the German Criminal Code it is stated that "the motives and aims of the perpetrator; the state of mind reflected in the act and the willfulness involved in its commission" can be taken into consideration when determining the punishment; under this statute, hate and bias have been taken into consideration in sentencing in past cases.
Hate crimes are not specifically tracked by German police, but have been studied separately: a recently published EU "Report on Racism" finds that racially motivated attacks are frequent in Germany, identifying 18,142 incidences for 2006, of which 17,597 were motivated by right-wing ideologies, both about a 14% year-by-year increase. Relative to the size of the population, this represents an eightfold higher rate of hate crimes than reported in the US during the same period. Awareness of hate crimes in Germany remains low.
Greece
Article Law 927/1979 "Section 1,1 penalises incitement to discrimination, hatred or violence towards individuals or groups because of
their racial, national or religious origin, through public written or oral expressions; Section 1,2 prohibits the establishment of, and membership in, organisations which organise propaganda and activities aimed at racial discrimination; Section 2 punishes public expression of offensive ideas; Section 3 penalises the act of refusing, in the exercise of one's occupation, to sell a commodity or to supply a service on racial grounds." Public prosecutors may press charges even if the victim does not file a complaint. However, as of 2003, no convictions had been attained under the law.
Hungary
Violent action, cruelty, and coercion by threat made on the basis of the victim's actual or perceived national, ethnic, religious status or membership in a particular social group are punishable under article 174/B of the Hungarian Criminal Code. This article was added to the Code in 1996. Hungary is a party to the Convention on Cybercrime, but not the Additional Protocol.
Iceland
Section 233a of the Icelandic Penal Code states "Anyone who in a ridiculing, slanderous, insulting, threatening or any other manner publicly abuses a person or a group of people on the basis of their nationality, skin colour, race, religion or sexual orientation, shall be fined or jailed for up to two years." Iceland is a party to the Convention on Cybercrime, but not the Additional Protocol.
India
India does not have any specific laws governing hate crimes in general other than hate speech which is covered under the Indian Penal Code.
Ireland
The Prohibition of Incitement to Hatred Act 1989 created the offence of inciting hatred against a group of persons on account of their race, colour, nationality, religion, ethnic or national origins, membership of the Traveller community (an indigenous minority group), or sexual orientation.
Ireland does not systematically collect hate crime data.
Italy
Italian criminal law, at Section 3 of Law No. 205/1993, the so-called Legge Mancino (Mancino law), contains a penalty-enhancement provision for all crimes motivated by racial, ethnic, national, or religious bias. Italy is a party to the Convention on Cybercrime, but not the Additional Protocol.
Kazakhstan
In Kazakhstan, there are constitutional provisions prohibiting propaganda promoting racial or ethnic superiority.
Kyrgyzstan
In Kyrgyzstan, "the Constitution of the State party prohibits any kind of discrimination on grounds of origin, sex, race, nationality, language, faith, political or religious convictions or any other personal or social trait or circumstance, and that the prohibition against racial discrimination is also included in other legislation, such as the Civil, Penal and Labour Codes."
Article 299 of the Criminal Code defines incitement to national, racist, or religious hatred as a specific offense. This article has been used in political trials of suspected members of the banned organization Hizb-ut-Tahrir.
Russia
Article 29 of Constitution of the Russian Federation bans incitement to riot for the sake of stirring societal, racial, ethnic, and religious hatred as well as the promotion of the superiority of the same. Article 282 of the Criminal code further includes protections against incitement of hatred (including gender) via various means of communication, instilling criminal penalties including fines and imprisonment. Although a member of the Council of Europe, Russia is not a party to the Convention on Cybercrime.
Spain
Article 22(4) of the Spanish Penal Code includes a penalty-enhancement provision for crimes motivated by bias against the victim's ideology, beliefs, religion, ethnicity, race, nationality, gender, sexual orientation, illness or disability.
On 14 May 2019, the Spanish Attorney General distributed a circular instructing on the interpretation of hate crime law. This new interpretation includes nazis as a collective that can be protected under this law.
Although a member of the Council of Europe, Spain is not a party to the Convention on Cybercrime.
Sweden
Article 29 of the Swedish Penal Code includes a penalty-enhancement provision for crimes motivated by bias against the victim's race, color, nationality, ethnicity, sexual orientation, religion, or "other similar circumstance" of the victim.
Ukraine
The constitution of Ukraine guarantees protection against hate crime:
Article 10: "In Ukraine, free development, use and protection of Russian and other languages of ethnic minorities of Ukraine are guaranteed".
Article 11: "The State shall promote the development of the ethnic, cultural, linguistic and religious identity of all indigenous peoples and ethnic minorities of Ukraine".
Article 24 :"There can be no privileges or restrictions on the grounds of race, color of the skin, political, religious or other beliefs, sex, ethnic or social origin, property status, place of residence, language or other grounds".
Under the Criminal Codex, crimes committed because of hatred are hate crimes and carry increased punishment in many articles of the criminal law. There are also separate articles on punishment for a hate crime.
Article 161: "Violations of equality of citizens depending on their race, ethnicity, religious beliefs, disability and other grounds: Intentional acts aimed at incitement to ethnic, racial or religious hatred and violence, to demean the ethnic honor and dignity, or to repulse citizens' feelings due to their religious beliefs, as well as direct or indirect restriction of rights or the establishment of direct or indirect privileges of citizens on the grounds of race, color, political, religious or other beliefs, sex, disability, ethnic or social origin, property status, place of residence, language or other grounds" (maximum criminal sentence of up to 8 years in prison).
Article 300: "Importation, manufacture or distribution of literature and other media promoting a cult of violence and cruelty, racial, ethnic or religious intolerance and discrimination" (maximum criminal sentence of up to 5 years in prison).
United Kingdom
For England, Wales, and Scotland, the Sentencing Act 2020 makes racial or religious hostility, or hostility related to disability, sexual orientation, or transgender identity an aggravation in sentencing for crimes in general.
Separately, the Crime and Disorder Act 1998 defines separate offences, with increased sentences, for racially or religiously aggravated assaults, harassment, and a handful of public order offences.
For Northern Ireland, Public Order 1987 (S.I. 1987/463 (N.I. 7)) serves the same purposes. A "racial group" is a group of persons defined by reference to race, colour, nationality (including citizenship) or ethnic or national origins. A "religious group" is a group of persons defined by reference to religious belief or lack of religious belief.
"Hate crime" legislation is distinct from "hate speech" legislation. See Hate speech laws in the United Kingdom.
The Crime Survey for England and Wales (CSEW) reported in 2013 that there were an average of 278,000 hate crimes a year with 40 percent being reported according to a victims survey; police records only identified around 43,000 hate crimes a year. It was reported that police recorded a 57-percent increase in hate crime complaints in the four days following the UK's European Union membership referendum; however, a press release from the National Police Chief's Council stated that "this should not be read as a national increase in hate crime of 57 percent".
In 2013, Greater Manchester Police began recording attacks on goths, punks and other alternative culture groups as hate crimes.
On 4 December 2013 Essex Police launched the 'Stop the Hate' initiative as part of a concerted effort to find new ways to tackle hate crime in Essex. The launch was marked by a conference in Chelmsford, hosted by Chief Constable Stephen Kavanagh, which brought together 220 delegates from a range of partner organizations involved in the field. The theme of the conference was 'Report it to Sort it' and the emphasis was on encouraging people to tell police if they have been a victim of hate crime, whether it be based on race, religion, sexual orientation, transgender identity or disability.
Crown Prosecution Service guidance issued on 21 August 2017 stated that online hate crimes should be treated as seriously as offences in person.
Perhaps the most high-profile hate crime in modern Britain occurred in Eltham, London, on 24 April 1993, when 18-year-old black student Stephen Lawrence was stabbed to death in an attack by a gang of white youths. Two white teenagers were later charged with the murder, and at least three other suspects were mentioned in the national media, but the charges against them were dropped within three months after the Crown Prosecution Service concluded that there was insufficient evidence to prosecute. However, a change in the law a decade later allowed a suspect to be charged with a crime twice if new evidence emerged after the original charges were dropped or a "not guilty" verdict was delivered in court. Gary Dobson, who had been charged with the murder in the initial 1993 investigation, was found guilty of Stephen Lawrence's murder in January 2012 and sentenced to life imprisonment, as was David Norris, who had not been charged in 1993. A third suspect, Luke Knight, had been charged in 1993 but was not charged when the case came to court nearly 20 years later.
In September 2020 the Law Commission proposed that sex or gender be added to the list of protected characteristics.
The United Kingdom is a party to the Convention on Cybercrime, but not the Additional Protocol.
A 2021 investigation by Newsnight and The Law Society Gazette found that alleged hate crimes in which the victim was a police officer were significantly more likely to result in a successful prosecution. The investigation found that in several areas, crimes against police officers and staff constituted up to half of all hate crimes convictions, despite representing a much smaller proportion of reported incidents.
Scotland
Under Scottish Common law the courts can take any aggravating factor into account when sentencing someone found guilty of an offence. There is legislation dealing with the offences of incitement of racial hatred, racially aggravated harassment, and prejudice relating to religious beliefs, disability, sexual orientation, and transgender identity. A Scottish Executive working group examined the issue of hate crime and ways of combating crime motivated by social prejudice, reporting in 2004. Its main recommendations were not implemented, but in their manifestos for the 2007 Scottish Parliament election several political parties included commitments to legislate in this area, including the Scottish National Party, which now forms the Scottish Government. The Offences (Aggravation by Prejudice) (Scotland) Bill was introduced on 19 May 2008 by Patrick Harvie MSP, having been prepared with support from the Scottish Government, and was passed unanimously by the parliament on 3 June 2009.
Eurasian countries with no hate crime laws
Albania, Cyprus, San Marino, Slovenia and Turkey have no hate crime laws. Nonetheless, all of these except Turkey are parties to the Convention on Cybercrime and the Additional Protocol.
North America
Canada
"In Canada the legal definition of a hate crime can be found in sections 318 and 319 of the Criminal Code".
In 1996, the federal government amended a section of the Criminal Code that pertains to sentencing. Specifically, section 718.2. The section states (with regard to the hate crime):
A vast majority (84 percent) of hate crime perpetrators were "male, with an average age of just under 30. Less than 10 of those accused had criminal records, and less than 5 percent had previous hate crime involvement". "Only 4 percent of hate crimes were linked to an organized or extremist group".
As of 2004, Jewish people were the largest ethnic group targeted by hate crimes, followed by black people, Muslims, South Asians, and homosexuals (Silver et al., 2004).
During the Nazi regime in Germany, antisemitism was a cause of hate-related violence in Canada. For example, on 16 August 1933, there was a baseball game in Toronto and one team was made up mostly of Jewish players. At the end of the game, a group of Nazi sympathizers unfolded a Swastika flag and shouted "Heil Hitler." That event erupted into a brawl that pitted Jews and Italians against Anglo Canadians; the brawl went on for hours.
The first time someone was charged for hate speech over the internet occurred on 27 March 1996. "A Winnipeg teenager was arrested by the police for sending an email to a local political activist that contained the message "Death to homosexuals...it's prescribed in the Bible! Better watch out next Gay Pride Week.
Mexico
Alejandro Gertz Manero, Attorney General of Mexico, recommended in August 2020 that all murders involving women be investigated as femicides. An average of 11 women are killed every day.
Murders of LGBTQ individuals are not legally classified as hate crimes in Mexico, although Luis Guzman of the Cohesión de Diversidades para la Sustentabilidad (Codise) notes that there is a lot of homophobia in Mexico, particularly in the states of Veracruz, Chihuahua, and Michoacán. Between 2014 and May 2020, there have been 209 such murders registered.
United States
Hate crime laws have a long history in the United States. The first hate crime laws were passed after the American Civil War, beginning with the Civil Rights Act of 1871, in order to combat the growing number of racially motivated crimes which were being committed by the Reconstruction era-Ku Klux Klan. The modern era of hate-crime legislation began in 1968 with the passage of federal statute, 18 U.S.C.A. § 249, part of the Civil Rights Act which made it illegal to "by force or by threat of force, injure, intimidate, or interfere with anyone who is engaged in six specified protected activities, by reason of their race, color, religion, or national origin." However, "The prosecution of such crimes must be certified by the U.S. attorney general.".
The first state hate-crime statute, California's Section 190.2, was passed in 1978 and provided penalty enhancements in cases when murders were motivated by prejudice against four "protected status" categories: race, religion, color, and national origin. Washington included ancestry in a statute which was passed in 1981. Alaska included creed and sex in 1982, and later disability, sexual orientation, and ethnicity. In the 1990s some state laws began to include age, marital status, membership in the armed forces, and membership in civil rights organizations.
Until California state legislation included all crimes as possible hate crimes in 1987, criminal acts which could be considered hate crimes in various states included aggravated assault, assault and battery, vandalism, rape, threats and intimidation, arson, trespassing, stalking, and various "lesser" acts.
Defined in the 1999 National Crime Victim Survey, "A hate crime is a criminal offence. In the United States, federal prosecution is possible for hate crimes committed on the basis of a person's race, religion, or nation origin when engaging in a federally protected activity." In 2009, capping a broad-based public campaign lasting more than a decade, President Barack Obama signed into law the Matthew Shepard and James Byrd Jr. Hate Crimes Prevention Act. The Act added actual or perceived gender, gender identity, sexual orientation, and disability to the federal definition of a hate crime, and dropped the prerequisite that the victim be engaging in a federally protected activity. Led by Shepard's parents and a coalition of civil rights groups, with ADL (the Anti-Defamation League), in a lead role, the campaign to pass the Matthew Shepard Act lasted 13 years, in large part because of opposition to including the term "sexual orientation" as one of the bases for deeming a crime to be a hate crime.
ADL also drafted model hate crimes legislation in the 1980s that serves as the template for the legislation that a majority of states have adopted. As of the fall of 2020, 46 states and the District of Columbia have statutes criminalizing various types of hate crimes. Thirty-one states and the District of Columbia have statutes creating a civil cause of action in addition to the criminal penalty for similar acts. Twenty-seven states and the District of Columbia have statutes requiring the state to collect hate crime statistics. In May 2020, the killing of African-American jogger Ahmaud Arbery reinvigorated efforts to adopt a hate-crimes law in Georgia, which was one of a handful of states without a such legislation. Led in great part by the Hate-Free Georgia Coalition, a group of 35 nonprofit groups organized by the Georgia state ADL, the legislation was adopted in June 2020, after 16 years of debate.
According to the FBI Hate Crime Statistics report for 2006, hate crimes increased nearly 8 percent nationwide, with a total of 7,722 incidents and 9,080 offences reported by participating law enforcement agencies. Of the 5,449 crimes against persons, 46 percent were classified as intimidation, and 32 percent as simple assaults. Acts of vandalism or destruction comprised 81 percent of the 3,593 crimes against property.
However, according to the FBI Hate Crime Statistics for 2007, the number of hate crimes decreased to 7,624 incidents reported by participating law enforcement agencies. These incidents included nine murders and two rapes (out of the almost 17,000 murders and 90,000 forcible rapes committed in the U.S. in 2007).
In June 2009, Attorney General Eric Holder said recent killings showed the need for a tougher U.S. hate-crimes law to stop "violence masquerading as political activism."
Leadership Conference on Civil Rights Education Fund published a report in 2009 revealing that 33 percent of hate-crime offenders were under the age of 18, while 29 percent were between the ages of 18 and 24.
The 2011 hate-crime statistics show 46.9 percent were motivated by race, and 20.8 percent by sexual orientation.
In 2015, the Hate Crimes Statistics report identified 5,818 single-bias incidents involving 6,837 offenses, 7,121 victims, and 5,475 known offenders
In 2017, the FBI released new data showing a 17 percent increase in hate crimes between 2016 and 2017.
In 2018, the Hate Crime Statistics report showed 59.5 percent were motivated by race bias and 16.9 percent by sexual orientation.
Prosecutions of hate crimes have been difficult in the United States. Recently, state governments have attempted to re-investigate and re-try past hate crimes. One notable example was Mississippi's decision to retry Byron De La Beckwith in 1990 for the 1963 murder of Medgar Evers, a prominent figure in the NAACP and a leader of the civil rights movement. This was the first time in U.S. history that an unresolved civil rights case was re-opened. De La Beckwith, a member of the Ku Klux Klan, was tried for the murder on two previous occasions, resulting in hung juries. A mixed-race jury found Beckwith guilty of murder, and he was sentenced to life in prison in 1994.
According to a November 2016 report issued by the FBI, hate crimes are on the rise in the United States. The number of hate crimes increased from 5,850 in 2015, to 6,121 hate crime incidents in 2016, an increase of 4.6 percent.
The Khalid Jabara-Heather Heyer National Opposition to Hate, Assault, and Threats to Equality Act (NO HATE), which was first introduced in 2017, was reintroduced in June 2019 to improve hate crime reporting and expand support for victims as a response to anti-LGBTQ, anti-Muslim and antisemitic attacks. The bill would fund state hate-crime hotlines, and support expansion of reporting and training programs in law enforcement agencies.
According to a 2021 study, in the years between 1992 and 2014, white people were the offenders in 74.5 percent of anti-Asian hate crimes, 99 percent of anti-black hate crimes, and 81.1 percent of anti-Hispanic hate crimes.
Victims in the United States
One of the largest waves of hate crimes in the history of the United States took place during the civil rights movement in the 1950s and 1960s. Violence and threats of violence were common against African Americans, and hundreds of lives were lost due to such acts. Members of this ethnic group faced violence from groups such as the Ku Klux Klan, as well as violence from individuals who were committed to maintaining segregation. At the time, civil rights leaders such as Martin Luther King Jr. and their supporters fought hard for the right of African Americans to vote, as well as for equality in their everyday lives. African Americans have been the target of hate crimes since the Civil War, and the humiliation of this ethnic group was also desired by many anti-black individuals. Other frequently reported bias motivations were bias against a religion, bias against a particular sexual orientation, and bias against a particular ethnicity/national origin. At times, these bias motivations overlapped, because violence can be both anti-gay and anti-black, for example.
Analysts have compared groups in terms of the per capita rate of hate crimes committed against them to allow for differing populations. Overall, the total number of hate crimes committed since the first hate crime bill was passed in 1997 is 86,582.
Among the groups which are mentioned in the Hate Crimes Statistics Act, the largest number of hate crimes are committed against African Americans. During the Civil Rights Movement, some of the most notorious hate crimes included the 1968 assassination of Martin Luther King Jr., the 1964 murders of Charles Moore and Henry Dee, the 1963 16th Street Baptist Church bombing, the 1955 murder of Emmett Till, and the burning of crosses, churches, Jewish synagogues, and other places of worship of minority religions. Such acts began to take place more frequently after the racial integration of many schools and public facilities.
High-profile murders targeting victims based on their sexual orientation have prompted the passage of hate crimes legislation, notably the cases of Sean W. Kennedy and Matthew Shepard. Kennedy's murder was mentioned by Senator Gordon Smith in a speech on the floor of the U.S. Senate while he advocated such legislation. The Matthew Shepard and James Byrd, Jr. Hate Crimes Prevention Act was signed into law in 2009. It included sexual orientation, gender identity and expression, the disabled, and military personnel and their family members. This is the first all-inclusive bill ever passed in the United States, taking 45 years to complete.
Gender-based crimes may also be considered hate crimes. This view would designate rape and domestic violence, as well as non-interpersonal violence against women such as the École Polytechnique massacre in Quebec, as hate crimes.
Following the September 11, 2001, terrorist attacks, the United States experienced a spike in overall hate crimes against Muslim individuals. In the year before, only 28 events had been recorded of hate crimes against Muslims; in 2001, this number jumped to 481. While the number decreased in the following years, the number of Muslim hate crimes remains higher than pre-2001.
In May 2018, ProPublica reviewed police reports for 58 cases of purported anti-heterosexual hate crimes. ProPublica found that about half of the cases were anti-LGBT hate crimes that had been miscategorized, and that the rest were motivated by hate towards Jews, blacks or women or that there was no element of a hate crime at all. ProPublica did not find any cases of hate crimes spurred by anti-heterosexual bias.
Anti-trans hate crime
In 2017, shortly after President Donald Trump took office, hate crimes against transgender individuals arose. In June 2020, after the death of several African Americans at the hands of police officers - in particular, George Floyd - triggered protests around the world as part of the Black Lives Matter movement, hate crimes against the black trans community began to increase..
There are several reasons why there is limited news reporting on the deaths of the victims in the trans community:
Unreported
Misreported
Misgendered
Studies indicate the trans community experiences hate crime due to lack of family acceptance, hostile political climate, and cultural marginalization. These factors can have various effects on a trans individual, including homelessness, employment discrimination, and healthcare risks. Between 2015 and 2016, bathroom bills were passed in some communities that stated individuals could be arrested if they use the bathroom of the gender they identify with rather than the one they were assigned to at birth.
South America
Brazil
In Brazil, hate crime laws focus on racism, racial injury, and other special bias-motivated crimes such as, for example, murder by death squads and genocide on the grounds of nationality, ethnicity, race or religion. Murder by death squads and genocide are legally classified as "hideous crimes" (crimes hediondos in Portuguese).
The crimes of racism and racial injury, although similar, are enforced slightly differently. Article 140, 3rd paragraph, of the Penal Code establishes a harsher penalty, from a minimum of 1 year to a maximum of 3 years, for injuries motivated by "elements referring to race, color, ethnicity, religion, origin, or the condition of being an aged or disabled person". On the other side, Law 7716/1989 covers "crimes resulting from discrimination or prejudice on the grounds of race, color, ethnicity, religion, or national origin".
In addition, the Brazilian Constitution defines as a "fundamental goal of the Republic" (Article 3rd, clause IV) "to promote the well-being of all, with no prejudice as to origin, race, sex, color, age, and any other forms of discrimination".
Chile
In 2012, the Anti-discrimination law amended the Criminal Code adding a new aggravating circumstance of criminal responsibility, as follows: "Committing or participating in a crime motivated by ideology, political opinion, religion or beliefs of the victim; nation, race, ethnic or social group; sex, sexual orientation, gender identity, age, affiliation, personal appearance or suffering from illness or disability."
Middle East
Israel is the only country in the Middle East that has hate crime laws. Hate crime, as passed by the Israeli Knesset (Parliament), is defined as crime for reason of race, religion, gender and sexual orientation.
Support for and opposition to hate crime laws
Support
Justifications for harsher punishments for hate crimes focus on the notion that hate crimes cause greater individual and societal harm. In a 2014 book, author Marian Duggan asserts that when the core of a person's identity is attacked, the degradation and dehumanization is especially severe, and additional emotional and physiological problems are likely to result. Wider society can suffer from the disempowerment of a group of people. Furthermore, it is asserted that the chances for retaliatory crimes are greater when a hate crime has been committed. The riots in Los Angeles, California, that followed the beating of Rodney King, a black motorist, by a group of White police officers are cited as support for this argument. The beating of white truck driver Reginald Denny by black rioters during the same riot is also an example that supports this argument.
In Wisconsin v. Mitchell, the U.S. Supreme Court unanimously found that penalty-enhancement hate crime statutes do not conflict with free speech rights, because they do not punish an individual for exercising freedom of expression; rather, they allow courts to consider motive when sentencing a criminal for conduct which is not protected by the First Amendment. In the case of Chaplinsky v. New Hampshire, the court defined "fighting words" as "those which by their very utterance inflict injury or tend to incite an immediate breach of the peace."
David Brax argues that critics of hate-crime laws are wrong in claiming that hate crimes punish thoughts or motives; he asserts they do not do this, but instead punish people for choosing these reasons to commit a criminal act.
Opposition
The U.S. Supreme Court unanimously found the St. Paul Bias-Motivated Crime Ordinance amounted to viewpoint-based discrimination in conflict with rights of free speech, because it selectively criminalized bias-motivated speech or symbolic speech for disfavored topics while permitting such speech for other topics. Many critics further assert that it conflicts with an even more fundamental right: free thought. The claim is that hate-crime legislation effectively makes certain ideas or beliefs, including religious ones, illegal, in other words, thought crimes. Heidi Hurd argues that hate crimes criminalize certain dispositions yet do not show why hate is a morally worse disposition for a crime than one motivated by jealousy, greed, sadism or vengeance or why hatred and bias are uniquely responsive to criminal sanction compared to other motivations. Hurd argues that whether or not a disposition is worse than another is case sensitive and thus it is difficult to argue that some motivations are categorically worse than others.
In their book Hate Crimes: Criminal Law and Identity Politics, James B. Jacobs and Kimberly Potter criticize hate crime legislation for exacerbating conflicts between groups. They assert that by defining crimes as being committed by one group against another, rather than as being committed by individuals against their society, the labeling of crimes as "hate crimes" causes groups to feel persecuted by one another, and that this impression of persecution can incite a backlash and thus lead to an actual increase in crime. Jacobs and Potter also argued that hate crime legislation can end up only covering the victimization of some groups rather than all, which is a form of discrimination itself and that attempts to remedy this by making all identifiable groups covered by hate crime protection thus make hate crimes co-terminus with generic criminal law. The authors also suggest that arguments which attempt to portray hate crimes as worse than normal crimes because they spread fear in a community are unsatisfactory, as normal criminal acts can also spread fear yet only hate crimes are singled out. Indeed, it has been argued that victims have varied reactions to hate crimes, so it is not necessarily true that hate crimes are regarded as more harmful than other crimes. Dan Kahan argues that the "greater harm" argument is conceptually flawed, as it is only because people value their group identities that attacks motivated by an animus against those identities are seen as worse, thus making it the victim and society's reaction to the crime rather than the crime itself.
Heidi Hurd argues that hate crime represents an effort by the state to encourage a certain moral character in its citizen and thus represents the view that the instillation of virtue and the elimination of vice are legitimate state goals, which she argues is a contradiction of the principles of liberalism. Hurd also argues that increasing punishment for an offence because the perpetrator was motivated by hate compared to some other motivation means that the justice systems is treating the same crime differently, even though treating like cases alike is a cornerstone of criminal justice.
Some have argued hate crime laws bring the law into disrepute and further divide society, as groups apply to have their critics silenced. American forensic psychologist Karen Franklin said that the term hate crime is somewhat misleading since it assumes there is a hateful motivation which is not present in many occasions; in her view, laws to punish people who commit hate crimes may not be the best remedy for preventing them because the threat of future punishment does not usually deter such criminal acts. Some on the political left have been critical of hate crime laws for expanding the criminal justice system and dealing with violence against minority groups through punitive measures. Briana Alongi argues that hate crime legislation is inconsistent, redundant and arbitrarily applied, while also being partially motivated by political opportunism and media bias rather than purely by legal principle.
See also
Bashing (pejorative)
Communal violence
David Ray Hate Crimes Prevention Act
Disability hate crime
Documenting Hate
Fighting Discrimination
Hate group
Hate speech
Lynching in the United States
Mass racial violence in the United States
Racial hoax
Racism in the United States
Thoughtcrime
Violence against LGBT people
References
External links
Hate crimes information, by Dr. Gregory Herek
Alexander Verkhovsky Criminal Law on Hate Crime, Incitement to Hatred and Hate Speech in OSCE Participating States – The Hague: SOVA Center, 2016 - 136 pages.
Hate Crime Survey, annual Human Rights First report on the prevalence of hate crimes in the Organization for Security and Co-operation in Europe region.
Hate Crime Statistics, annual FBI/U.S. Department of Justice report on the prevalence of hate crimes in the United States. Required by the Hate Crime Statistics Act.
A Policymaker's Guide to Hate Crimes, a publication by the National Criminal Justice Reference Service, part of the U.S. Department of Justice. Many parts of this article have been adapted from this document.
Peabody, Michael "Thought & Crime," Liberty Magazine, March/April 2008, review of recently proposed hate crime legislation and criminal intent issues.
"Hate Crime." Oxford Bibliographies Online: Criminology.
OSCE Hate Crime Reporting website
Abuse
LGBT rights by issue
Racism
Aggression
Bullying |
13588 | https://en.wikipedia.org/wiki/History%20of%20Egypt | History of Egypt | The history of Egypt has been long and wealthy, due to the flow of the Nile River with its fertile banks and delta, as well as the accomplishments of Egypt's native inhabitants and outside influence. Much of Egypt's ancient history was a mystery until Egyptian hieroglyphs were deciphered with the discovery and help of the Rosetta Stone. Among the Seven Wonders of the Ancient World is the Great Pyramid of Giza.
Ancient Egyptian civilization coalesced around 3150 BC with the political unification of Upper and Lower Egypt under the first king of the First Dynasty, Narmer. Predominantly native Egyptian rule lasted until the conquest by the Achaemenid Empire in the sixth century BC.
In 332 BC, Macedonian ruler Alexander the Great conquered Egypt as he toppled the Achaemenids and established the short-lived Macedonian Empire, which gave rise to the Hellenistic Ptolemaic Kingdom, founded in 305 BC by one of Alexander's former generals, Ptolemy I Soter. The Ptolemies had to fight native rebellions and were involved in foreign and civil wars that led to the decline of the kingdom and its final annexation by Rome. The death of Cleopatra ended the nominal independence of Egypt, resulting in Egypt's becoming one of the provinces of the Roman Empire.
Roman rule in Egypt (including Byzantine) lasted from 30 BC to 641 AD, with a brief interlude of control by the Sasanian Empire between 619 and 629, known as Sasanian Egypt. After the Muslim conquest of Egypt, parts of Egypt became provinces of successive Caliphates and other Muslim dynasties: Rashidun Caliphate (632-661), Umayyad Caliphate (661–750), Abbasid Caliphate (750–935), Fatimid Caliphate (909–1171), Ayyubid Sultanate (1171–1260), and the Mamluk Sultanate (1250–1517). In 1517, Ottoman sultan Selim I captured Cairo, absorbing Egypt into the Ottoman Empire.
Egypt remained entirely Ottoman until 1867, except during French occupation from 1798 to 1801. Starting in 1867, Egypt became a nominally autonomous tributary state called the Khedivate of Egypt. However, Khedivate Egypt fell under British control in 1882 following the Anglo-Egyptian War. After the end of World War I and following the Egyptian revolution of 1919, the Kingdom of Egypt was established. While a de jure independent state, the United Kingdom retained control over foreign affairs, defense, and other matters. British occupation lasted until 1954, with the Anglo-Egyptian agreement of 1954.
The modern Republic of Egypt was founded in 1953, and with the complete withdrawal of British forces from the Suez Canal in 1956, it marked the first time in 2500 years that Egypt was both fully independent and ruled by native Egyptians. President Gamal Abdel Nasser (president from 1956 to 1970) introduced many reforms and created the short-lived United Arab Republic (with Syria). His terms also saw the Six-Day War and the creation of the international Non-Aligned Movement. His successor, Anwar Sadat (president from 1970 to 1981) changed Egypt's trajectory, departing from many of the political, and economic tenets of Nasserism, re-instituting a multi-party system and launching the Infitah economic policy. He led Egypt in the Yom Kippur War of 1973 to regain Egypt's Sinai Peninsula, which Israel had occupied since the Six-Day War of 1967. This later led to the Egypt–Israel Peace Treaty.
Recent Egyptian history has been dominated by events following nearly thirty years of rule by the former president Hosni Mubarak. The Egyptian revolution of 2011 deposed Mubarak and resulted in the first democratically elected president in Egyptian history, Mohamed Morsi. Unrest after the 2011 revolution and related disputes led to the 2013 Egyptian coup d'état, Morsi's imprisonment and the election of Abdel Fattah al-Sisi as president in 2014.
predynastic Egypt (pre-3150 BC)
There is evidence of petroglyphs along the Nile terraces and in desert oases. In the 10th millennium BC, a culture of hunter-gatherers and fishermen was replaced by a grain-grinding culture. Climate changes and/or overgrazing around 6000 BC began to desiccate the pastoral lands of Egypt, forming the Sahara. Early tribal peoples migrated to the Nile River, where they developed a settled agricultural economy and more centralized society.
By about 6000 BC, a Neolithic culture rooted in the Nile Valley. During the Neolithic era, several predynastic cultures developed independently in Upper and Lower Egypt. The Badari culture and the successor Naqada series are generally regarded as precursors to dynastic Egypt. The earliest known Lower Egyptian site, Merimda, predates the Badarian by about seven hundred years. Contemporaneous Lower Egyptian communities coexisted with their southern counterparts for more than two thousand years, remaining culturally distinct, but maintaining frequent contact through trade. The earliest known evidence of Egyptian hieroglyphic inscriptions appeared during the predynastic period on Naqada III pottery vessels, dated to about 3200 BC.
dynastic Egypt (3150–332 BC)
Early Dynastic Period and the Old Kingdom
A unified kingdom was formed in 3150 BC by King Menes, leading to a series of dynasties that ruled Egypt for the next three millennia. Egyptian culture flourished during this long period and remained distinctively Egyptian in its religion, arts, language and customs.
The first two ruling dynasties of a unified Egypt set the stage for the Old Kingdom period (c. 2700–2200 BC), which constructed many pyramids, most notably the Third Dynasty pyramid of Djoser and the Fourth Dynasty Giza Pyramids.
First Intermediate Period, the Middle Kingdom and the Second Intermediate Period
The First Intermediate Period ushered in a time of political upheaval for about 150 years. Stronger Nile floods and stabilization of government, however, brought back renewed prosperity for the country in the Middle Kingdom c. 2040 BC, reaching a peak during the reign of Pharaoh Amenemhat III. A second period of disunity heralded the arrival of the first foreign ruling dynasty in Egypt, that of the Semitic-speaking Hyksos. The Hyksos migrants took over much of Lower Egypt around 1650 BC and founded a new capital at Avaris. They were driven out by an Upper Egyptian force led by Ahmose I, who founded the Eighteenth Dynasty and relocated the capital from Memphis to Thebes.
New Kingdom, Third Intermediate Period and Late Period
The New Kingdom (c. 1550–1070 BC) began with the Eighteenth Dynasty, marking the rise of Egypt as an international power that expanded during its greatest extension to an empire as far south as Tombos in Nubia, and included parts of the Levant in the east. This period is noted for some of the most well known Pharaohs, including Hatshepsut, Thutmose III, Akhenaten and his wife Nefertiti, Tutankhamun and Ramesses II. The first historically attested expression of monotheism came during this period as Atenism, although some consider Atenism to be a form of monolatry rather than of monotheism. Frequent contacts with other nations brought new ideas to the New Kingdom. The country was later ruled and invaded by Libyans, Nubians and Assyrians, but native Egyptians eventually drove them out and regained control of their country.
Achaemenid rule
In the sixth century BC, the Achaemenid Empire conquered Egypt. The entire Twenty-seventh Dynasty of Egypt, from 525 BC to 402 BC, save for Petubastis III and possibly Psammetichus IV, was an entirely Persian-ruled period, with the Achaemenid kings being granted the title of pharaoh. Amyrtaeus' successful rebellion ended the first Achaemenid rule and inaugurated Egypt's last significant phase of independence under native rulers. The Thirtieth Dynasty was the last native ruling dynasty during the Pharaonic epoch. It fell to the Persians again in 343 BC after the last native Pharaoh, King Nectanebo II, was defeated in battle.
Second Achaemenid conquest
The Thirty-first Dynasty of Egypt, also known as the Second Egyptian Satrapy, was effectively a short-living province of the Achaemenid Empire between 343 BC to 332 BC. After an interval of independence, during which three indigenous dynasties reigned (the 28th, 29th and 30th dynasty), Artaxerxes III (358–338 BC) reconquered the Nile valley for a brief second period (343–332 BC), which is called the Thirty-first Dynasty of Egypt, thus starting another period of pharaohs of Persian origin.
A team led by Johannes Krause managed the first reliable sequencing of the genomes of 90 mummified individuals in 2017. Whilst not conclusive, because of the non-exhaustive time frame and restricted location that the mummies represent, their study nevertheless showed that these Ancient Egyptians "closely resembled ancient and modern Near Eastern populations, especially those in the Levant, and had almost no DNA from sub-Saharan Africa. What's more, the genetics of the mummies remained remarkably consistent even as different powers—including Nubians, Greeks, and Romans—conquered the empire".
Greek rule
Ptolemaic Kingdom
The Ptolemaic Kingdom was a powerful Hellenistic state extending from southern Syria in the east, to Cyrene to the west, and south to the frontier with Nubia. Alexandria became the capital city and a center of Greek culture and trade. To gain recognition by the native Egyptian populace, they named themselves as the successors to the Pharaohs. The later Ptolemies took on Egyptian traditions, had themselves portrayed on public monuments in Egyptian style and dress, and participated in Egyptian religious life.
The last ruler from the Ptolemaic dynasty was Cleopatra, who committed suicide following the burial of her lover Mark Antony, who had died in her arms (from a self-inflicted stab wound) after Augustus had captured Alexandria and her mercenary forces had fled.
The Ptolemies faced rebellions of native Egyptians, often caused by an unwanted regime, and were involved in foreign and civil wars that led to the decline of the kingdom and its annexation by Rome. Nevertheless, Hellenistic culture continued to thrive in Egypt well after the Muslim conquest. The native Egyptian/Coptic culture continued to exist as well (the Coptic language itself was Egypt's most widely spoken language until at least the 10th century).
Roman Egypt
Roman province of Egypt
Egypt quickly became the Empire's breadbasket supplying the greater portion of the Empire's grain in addition to flax, papyrus, glass and many other finished goods. The city of Alexandria became a key trading outpost for the Roman Empire (by some accounts, the most important for a time). Shipping from Egypt regularly reached India and Ethiopia among other international destinations. It was also a leading (perhaps the leading) scientific and technological center of the Empire. Scholars such as Ptolemy, Hypatia, and Heron broke new ground in astronomy, mathematics, and other disciplines. Culturally, the city of Alexandria at times rivaled Rome in its importance.
Diocese of Egypt
Christianity reached Egypt relatively early in the evangelist period of the first century (traditionally credited to Mark the Evangelist). Alexandria, Egypt and Antioch, Syria quickly became the leading centers of Christianity. Diocletian's reign marked the transition from the classical Roman to the Late antique/Byzantine era in Egypt, when a great number of Egyptian Christians were persecuted. The New Testament had by then been translated into Egyptian. After the Council of Chalcedon in AD 451, a distinct Egyptian Coptic Church was firmly established.
Sassanid Conquest of Egypt
Sasanian Egypt (known in Middle Persian sources as Agiptus) refers to the brief rule of Egypt and parts of Libya by the Sasanian Empire, which lasted from 619 to 629, until the Sasanian rebel Shahrbaraz made an alliance with the Byzantine emperor Heraclius and had control over Egypt returned to him.
Early Islamic Egypt
The Byzantines were able to regain control of the country after a brief Persian invasion early in the 7th century, until 639–642, when Egypt was invaded and conquered by the Arab Islamic Empire. The final loss of Egypt was of incalculable significance to the Byzantine Empire, which had relied on Egypt for many agricultural and manufactured goods.
When they defeated the Byzantine armies in Egypt, the Arabs brought Sunni Islam to the country. Early in this period, Egyptians began to blend their new faith with their Christian traditions as well as other indigenous beliefs and practices, leading to various Sufi orders that have flourished to this day. These earlier rites had survived the period of Coptic Christianity.
Late Medieval Egypt
Muslim rulers nominated by the Islamic Caliphate remained in control of Egypt for the next six centuries, with Cairo as the seat of the Caliphate under the Fatimids. With the end of the Kurdish Ayyubid dynasty, the Mamluks, a Turco-Circassian military caste, took control about AD 1250. By the late 13th century, Egypt linked the Red Sea, India, Malaya, and East Indies. The Greek and Coptic languages and cultures went into a steep decline in favor of Arabic culture (though Coptic managed to last as a spoken language until the 17th century and remains a liturgical language today).
The Mamluks continued to govern the country until the conquest of Egypt by the Ottoman Turks in 1517, after which it became a province of the Ottoman Empire. The mid-14th-century Black Death killed about 40% of the population of Egypt.
Ottoman Egypt
After the 15th century, the Ottoman invasion pushed the Egyptian system into decline. The defensive militarization damaged its civil society and economic institutions. The weakening of the economic system combined with the effects of the plague left Egypt vulnerable to foreign invasion. Portuguese traders took over their trade. Egypt suffered six famines between 1687 and 1731. The 1784 famine cost it roughly one-sixth of its population.
The brief French invasion of Egypt led by Napoleon Bonaparte began in 1798. The campaign eventually led to the discovery of the Rosetta Stone, creating the field of Egyptology. Despite early victories and an initially successful expedition into Syria, Napoleon and his Armée d'Orient were eventually defeated and forced to withdraw, especially after suffering the defeat of the supporting French fleet at the Battle of the Nile.
Muhammed Ali Dynasty
The expulsion of the French in 1801 by Ottoman, Mamluk, and British forces was followed by four years of anarchy in which Ottomans, Mamluks, and Albanians — who were nominally in the service of the Ottomans – wrestled for power. Out of this chaos, the commander of the Albanian regiment, Muhammad Ali (Kavalali Mehmed Ali Pasha) emerged as a dominant figure and in 1805 was acknowledged by the Sultan in Istanbul as his viceroy in Egypt; the title implied subordination to the Sultan but this was in fact a polite fiction: Ottoman power in Egypt was finished and Muhammad Ali, an ambitious and able leader, established a dynasty that was to rule Egypt until the revolution of 1952. After 1882 the dynasty became a British puppet.
Ali's primary focus was military: he annexed Northern Sudan (1820–1824), Syria (1833), and parts of Arabia and Anatolia; but in 1841 the European powers, fearful lest he topple the Ottoman Empire itself, forced him to return most of his conquests to the Ottomans, but he kept the Sudan and his title to Egypt was made hereditary. A more lasting result of his military ambition is that it required him to modernize the country. Eager to adopt the military (and therefore industrial) techniques of the great powers, he sent students to the West and invited training missions to Egypt. He built industries, a system of canals for irrigation and transport, and reformed the civil service.
The introduction in 1820 of long-staple cotton, the Egyptian variety of which became notable, transformed its agriculture into a cash-crop monoculture before the end of the century. The social effects of this were enormous: land ownership became concentrated and many foreigners arrived, shifting production towards international markets.
British Protectorate (1882–1952)
British indirect rule lasted from 1882, when the British succeeded in defeating the Egyptian Army at Tel el-Kebir in September and took control of the country, to the 1952 Egyptian revolution which made Egypt a republic and when British advisers were expelled.
Muhammad Ali was succeeded briefly by his son Ibrahim (in September 1848), then by a grandson Abbas I (in November 1848), then by Said (in 1854), and Isma'il (in 1863).
Abbas I was cautious. Said and Ismail were ambitious developers, but they spent beyond their means. The Suez Canal, built in partnership with the French, was completed in 1869. The cost of this and other projects had two effects: it led to enormous debt to European banks, and caused popular discontent because of the onerous taxation it required. In 1875, Ismail sold Egypt's 44% share in the canal to the British Government.
Ismaiel also tried to conquer the Ethiopian Empire and was defeated twice at Gundet in 1875 and again at the Battle of Gura in 1876.
Within three years this led to the imposition of British and French controllers who sat in the Egyptian cabinet, and, "with the financial power of the bondholders behind them, were the real power in the Government."
Local dissatisfaction with Ismail and with European intrusion led to the formation of the first nationalist groupings in 1879, with Ahmad Urabi a prominent figure. In 1882 he became head of a nationalist-dominated ministry committed to democratic reforms including parliamentary control of the budget. Fearing a reduction of their control, Britain and France intervened militarily, bombarding Alexandria and crushing the Egyptian army at the battle of Tel el-Kebir. They reinstalled Ismail's son Tewfik as the figurehead of a de facto British protectorate.
In 1914, the Protectorate was made official, and the Ottoman Empire no longer had a role. The title for the head of state, which in 1867 had changed from pasha to khedive, was changed again to sultan. Abbas II was deposed as khedive and replaced by his uncle, Hussein Kamel, as sultan.
In 1906, the Dinshaway Incident prompted many neutral Egyptians to join the nationalist movement. After the First World War, Saad Zaghlul and the Wafd Party led the Egyptian nationalist movement to a majority at the local Legislative Assembly. When the British exiled Zaghlul and his associates to Malta on 8 March 1919, the country arose in its first modern revolution. The revolt led the UK government to issue a unilateral declaration of Egypt's independence on 22 February 1922.
The new government drafted and implemented a constitution in 1923 based on a parliamentary system. Saad Zaghlul was popularly elected as Prime Minister of Egypt in 1924. In 1936, the Anglo-Egyptian Treaty was concluded. Continued instability due to remaining British influence and increasing political involvement by the king led to the dissolution of the parliament in a military coup d'état known as the 1952 Revolution. The Free Officers Movement forced King Farouk to abdicate in support of his son Fuad.
British military presence in Egypt lasted until 1954.
Republican Egypt (since 1953)
On 18 June 1953, the Egyptian Republic was declared, with General Muhammad Naguib as the first President of the Republic. Naguib was forced to resign in 1954 by Gamal Abdel Nasserthe real architect of the 1952 movementand was later put under house arrest.
Nasser era
Nasser assumed power as president in June 1956. British forces completed their withdrawal from the occupied Suez Canal Zone on 13 June 1956. He nationalized the Suez Canal on 26 July 1956, prompting the 1956 Suez Crisis.
In 1958, Egypt and Syria formed a sovereign union known as the United Arab Republic. The union was short-lived, ending in 1961 when Syria seceded, thus ending the union. During most of its existence, the United Arab Republic was also in a loose confederation with North Yemen (the Mutawakkilite Kingdom of Yemen) known as the United Arab States.
In the 1967 Six-Day War, Israel invaded and occupied Egypt's Sinai Peninsula and the Gaza Strip, which Egypt had occupied since the 1948 Arab–Israeli War. Three years later (1970), President Nasser died and was succeeded by Anwar Sadat.
Sadat era
Sadat switched Egypt's Cold War allegiance from the Soviet Union to the United States, expelling Soviet advisors in 1972. He launched the Infitah economic reform policy, while clamping down on religious and secular opposition.
In 1973, Egypt, along with Syria, launched the October War, a surprise attack against the Israeli forces occupying the Sinai Peninsula and the Golan Heights. It was an attempt to regain part of the Sinai territory that Israel had captured six years earlier. Sadat hoped to seize some territory through military force, and then regain the rest of the peninsula by diplomacy. The conflict sparked an international crisis between the US and the USSR, both of whom intervened. The second UN-mandated ceasefire halted military action. While the war ended with a military stalemate, it presented Sadat with a political victory that later allowed him to regain the Sinai in return for peace with Israel.
Sadat made a historic visit to Israel in 1977, which led to the 1979 peace treaty in exchange for Israeli withdrawal from Sinai. Sadat's initiative sparked enormous controversy in the Arab world and led to Egypt's expulsion from the Arab League, but it was supported by most Egyptians. On 6 October 1981, Sadat and six diplomats were assassinated while observing a military parade commemorating the eighth anniversary of the October 1973 War. He was succeeded by Hosni Mubarak.
Terrorist insurgency
In 1980s, 1990s, and 2000s, terrorist attacks in Egypt became numerous and severe, and began to target Copts and foreign tourists as well as government officials. Some scholars and authors have credited Islamist writer Sayyid Qutb, who was executed in 1967, as the inspiration for the new wave of attacks.
The 1990s saw an Islamist group, al-Gama'a al-Islamiyya, engage in an extended campaign of violence, from the murders and attempted murders of prominent writers and intellectuals, to the repeated targeting of tourists and foreigners. Serious damage was done to the largest sector of Egypt's economy—tourism—and in turn to the government, but it also devastated the livelihoods of many of the people on whom the group depended for support.
Victims of the campaign against the Egyptian state from 1992 to 1997 exceeded 1,200 and included the head of the counter-terrorism police (Major General Raouf Khayrat), a speaker of parliament (Rifaat el-Mahgoub), dozens of European tourists and Egyptian bystanders, and over 100 Egyptian police. At times, travel by foreigners in parts of Upper Egypt was severely restricted and dangerous. On 17 November 1997, 62 people, mostly tourists, were killed near Luxor. The assailants trapped the people in the Mortuary Temple of Hatshepsut. During this period, Al-Gama'a al-Islamiyya was given support by the governments of Iran and Sudan, as well as al-Qaeda. The Egyptian government received support during that time from the United States.
Civil unrest (2011–14)
Revolution
In 2003, the Kefaya ("Egyptian Movement for Change"), was launched to oppose the Mubarak regime and to establish democratic reforms and greater civil liberties.
On 25 January 2011, widespread protests began against Mubarak's government. The objective of the protest was the removal of Mubarak from power. These took the form of an intensive campaign of civil resistance supported by a very large number of people and mainly consisting of continuous mass demonstrations. By 29 January, it was becoming clear that Mubarak's government had lost control when a curfew order was ignored, and the army took a semi-neutral stance on enforcing the curfew decree.
On 11 February 2011, Mubarak resigned and fled Cairo. Vice President Omar Suleiman announced that Mubarak had stepped down and that the Egyptian military would assume control of the nation's affairs in the short term. Jubilant celebrations broke out in Tahrir Square at the news. Mubarak may have left Cairo for Sharm el-Sheikh the previous night, before or shortly after the airing of a taped speech in which Mubarak vowed he would not step down or leave.
On 13 February 2011, the high level military command of Egypt announced that both the constitution and the parliament of Egypt had been dissolved. The parliamentary election was to be held in September.
A constitutional referendum was held on 19 March 2011. On 28 November 2011, Egypt held its first parliamentary election since the Mubarak regime fell. Turnout was high and there were no reports of violence, although members of some parties broke the ban on campaigning at polling places by handing out pamphlets and banners. There were, however, complaints of irregularities.
Morsi's presidency
The first round of a presidential election was held in Egypt on 23 and 24 May 2012. Mohamed Morsi won 25% of the vote and Ahmed Shafik, the last prime minister under deposed leader Hosni Mubarak, 24%. A second round was held on 16 and 17 June. On 24 June 2012, the election commission announced that Mohamed Morsi had won the election, making him the first democratically elected president of Egypt. According to official results, Morsi took 51.7 percent of the vote while Shafik received 48.3 percent.
On 8 July 2012, Egypt's new president Mohamed Morsi announced he was overriding the military edict that dissolved the country's elected parliament and called lawmakers back into session.
On 10 July 2012, the Supreme Constitutional Court of Egypt negated the decision by Morsi to call the nation's parliament back into session. On 2 August 2012, Egypt's Prime Minister Hisham Qandil announced his 35-member cabinet, including 28 newcomers, of whom four came from the influential Muslim Brotherhood while six and the former interim military ruler Mohamed Hussein Tantawi as the Defence Minister came from the previous Government.
On 22 November 2012, Morsi issued a declaration immunizing his decrees from challenge and seeking to protect the work of the constituent assembly drafting the new constitution. The declaration also requires a retrial of those accused in the Mubarak-era killings of protesters, who had been acquitted, and extends the mandate of the constituent assembly by two months. Additionally, the declaration authorizes Morsi to take any measures necessary to protect the revolution. Liberal and secular groups previously walked out of the constitutional constituent assembly because they believed that it would impose strict Islamic practices, while Muslim Brotherhood backers threw their support behind Morsi.
The move was criticized by Mohamed ElBaradei, the leader of Egypt's Constitution Party, who stated "Morsi today usurped all state powers & appointed himself Egypt's new pharaoh" on his Twitter feed. The move led to massive protests and violent action throughout Egypt. On 5 December 2012, Tens of thousands of supporters and opponents of Egypt's president clashed, hurling rocks and Molotov cocktails and brawling in Cairo's streets, in what was described as the largest violent battle between Islamists and their foes since the country's revolution. Six senior advisors and three other officials resigned from the government and the country's leading Islamic institution called on Morsi to stem his powers. Protesters also clamored from coastal cities to desert towns.
Morsi offered a "national dialogue" with opposition leaders but refused to cancel a 15 December vote on a draft constitution written by an Islamist-dominated assembly that has ignited two weeks of political unrest.
A constitutional referendum was held in two rounds on 15 and 22 December 2012, with 64% support, and 33% against. It was signed into law by a presidential decree issued by Morsi on 26 December 2012. On 3 July 2013, the constitution was suspended by order of the Egyptian army.
On 30 June 2013, on the first anniversary of the election of Morsi, millions of protesters across Egypt took to the streets and demanded the immediate resignation of the president. On 1 July, the Egyptian Armed Forces issued a 48-hour ultimatum that gave the country's political parties until 3 July to meet the demands of the Egyptian people. The presidency rejected the Egyptian Army's 48-hour ultimatum, vowing that the president would pursue his own plans for national reconciliation to resolve the political crisis. On 3 July, General Abdel Fattah el-Sisi, head of the Egyptian Armed Forces, announced that he had removed Morsi from power, suspended the constitution and would be calling new presidential and Shura Council elections and named Supreme Constitutional Court's leader, Adly Mansour as acting president. Mansour was sworn in on 4 July 2013.
After Morsi
During the months after the coup d'état, a new constitution was prepared, which took effect on 18 January 2014. After that, presidential and parliamentary elections have to be held in June 2014. On 24 March 2014, 529 Morsi's supporters were sentenced to death, while the trial of Morsi himself was still ongoing. Having delivered a final judgement, 492 sentences were commuted to life imprisonment with 37 death sentences being upheld. On 28 April, another mass trial took place with 683 Morsi supporters sentenced to death for killing 1 police officer. In 2015, Egypt participated in the Saudi Arabian-led intervention in Yemen.
El-Sisi Presidency
In the elections of June 2014 El-Sisi won with a percentage of 96.1%. Under President el-Sisi, Egypt has implemented a rigorous policy of controlling the border to the Gaza Strip, including the dismantling of tunnels between the Gaza strip and Sinai.
During the 2020-2021 Tigray War, Egypt was also involved.
On 19 December 2020, an EEPA report stated, based on testimonials of three Egyptian officials and one European diplomat, that the UAE used its base in Assab (Eritrea) to launch drones strikes against Tigray. The investigative platform Bellingcat confirmed the presence of Chinese-produced drones at the UAE's military base in Assab, Eritrea. Egyptian officials were concerned about strengthening ties between the UAE and Israel. They fear that both countries will collaborate in the construction of an alternative to the Suez Canal, starting from Haifa in Israel.
On 19 December 2020, Egypt was reportedly encouraging Sudan to support the TPLF in Tigray. It wants to strengthen a joint position in relation to negotiations on the GERD Dam, which impacts both countries downstream.
See also
Cairo#History
History of Alexandria
List of Egyptian inventions and discoveries
Population history of Egypt
Timeline of Alexandria
Timeline of Cairo
References
Further reading
Botman, Selma. Egypt from Independence to Revolution, 1919-1952 (Syracuse UP, 1991).
Daly, M.W. The Cambridge History of Egypt Volume 2 Modern Egypt, from 1517 to the end of the twentieth century (1998) pp 217–84 on 1879–1923. online
Goldschmidt, Jr., Arthur, ed. Biographical Dictionary of Modern Egypt (Boulder, CO: Lynne Rienner, 1999).
Goldschmidt, Jr., Arthur. ed. Historical Dictionary of Egypt (Scarecrow Press, 1994).
Petry, Carl F. ed. The Cambridge History of Egypt, Vol. 1: Islamic Egypt, 640-1517 (1999) online
Shaw, Ian. The Oxford History of Ancient Egypt (2003)
Tignor, Robert L. Modernization and British colonial rule in Egypt, 1882-1914 (Princeton UP, 2015).
Tucker, Judith E. Women in nineteenth-century Egypt'' (Cambridge UP, 1985).
History of Egypt by period |
13595 | https://en.wikipedia.org/wiki/Heathrow%20Airport | Heathrow Airport | Heathrow Airport (), originally called London Airport until 1966 and now known as London Heathrow , is a major international airport in London, England. With Gatwick, City, Luton, Stansted and Southend, it is one of six international airports serving London. The airport facility is owned and operated by Heathrow Airport Holdings. In 2020, it was the third busiest airport in the world by international passenger traffic, the twenty-second busiest airport in the world by total passenger traffic, and the third busiest airport in Europe by passenger traffic.
Heathrow was founded as a small airfield in 1929, but was developed into a much larger airport after World War II. The airport, which lies 14 miles (23 km) west of Central London on a site that covers , gradually expanded over the next seventy-five years, and now has two parallel east–west runways along with four operational passenger terminals, and one cargo terminal. The airport is the primary hub for British Airways and the primary operating base for Virgin Atlantic; in 2020, it handled 22.1 million passengers, a 72.4% drop from 2019, as well as 207,070 aircraft movements.
Location
Heathrow is west of central London,. It is located west of the town of Hounslow, 3 miles south of Hayes, and 3 miles north-east of Staines-upon-Thames.
The airport is surrounded by the villages of Sipson, Harlington, Harmondsworth, and Longford to the north and the neighbourhoods of Cranford and Hatton to the east. To the south lie Feltham, Bedfont and Stanwell while to the west Heathrow is separated from Wraysbury, Horton and Windsor in Berkshire by the M25 motorway. Heathrow falls entirely within the boundaries of the London Borough of Hillingdon, and under the Twickenham postcode area, with the postcode TW6. The airport is located within the Hayes and Harlington parliamentary constituency.
As the airport is located west of London and as its runways run east–west, an airliner's landing approach is usually directly over the conurbation of London when the wind is from the west, which is most of the time.
The airport forms part of a travel to work area with Slough, the west part of Greater London, and the north part of Surrey.
Along with Gatwick, Stansted, Luton, Southend and London City, Heathrow is one of six airports with scheduled services serving the London area.
History
Heathrow Airport originated in 1929 as a small airfield (Great West Aerodrome) on land south-east of the hamlet of Heathrow from which the airport takes its name. At that time the land consisted of farms, market gardens and orchards; there was a "Heathrow Farm" approximately where the modern Terminal 2 is situated, a "Heathrow Hall" and a "Heathrow House." This hamlet was largely along a country lane (Heathrow Road), which ran roughly along the east and south edges of the present central terminals area.
Development of the whole Heathrow area as a much larger airport began in 1944. It was stated to be for long-distance military aircraft bound for the Far East; by the time the airfield was nearing completion, World War II had ended, and the UK Government continued to develop the airport as a civil airport. The airport was opened on 25 March 1946 as London Airport and was renamed Heathrow Airport in 1966. The layout for the airport was designed by Sir Frederick Gibberd, who designed the original terminals and central area buildings, including the original control tower and the multi-faith Chapel of St George's.
Operations
Facilities
Heathrow Airport is used by over 80 airlines flying to 185 destinations in 84 countries. The airport is the primary hub of British Airways and is a base for Virgin Atlantic. It has four passenger terminals (numbered 2 to 5) and a cargo terminal. Of Heathrow's 78 million passengers in 2017, 94% were international travellers; the remaining 6% were bound for (or arriving from) places in the UK. The busiest single destination in passenger numbers is New York, with over 3 million passengers flying between Heathrow and JFK Airport in 2013.
In the 1950s, Heathrow had six runways, arranged in three pairs at different angles in the shape of a hexagram with the permanent passenger terminal in the middle and the older terminal along the north edge of the field; two of its runways would always be within 30° of the wind direction. As the required length for runways has grown, Heathrow now has only two parallel runways running east–west. These are extended versions of the two east–west runways from the original hexagram. From the air, almost all of the original runways can still be seen, incorporated into the present system of taxiways. North of the northern runway and the former taxiway and aprons, now the site of extensive car parks, is the entrance to the access tunnel and the site of Heathrow's unofficial "gate guardian". For many years the home of a 40% scale model of a British Airways Concorde, G-CONC, the site has been occupied by a model of an Emirates Airbus A380 since 2008.
Heathrow Airport has Anglican, Catholic, Free Church, Hindu, Jewish, Muslim and Sikh chaplains. There is a multi-faith prayer room and counselling room in each terminal, in addition to St. George's Interdenominational Chapel in an underground vault adjacent to the old control tower, where Christian services take place. The chaplains organise and lead prayers at certain times in the prayer room.
The airport has its own resident press corps, consisting of six photographers and one TV crew, serving all the major newspapers and television stations around the world.
Most of Heathrow's internal roads are initial letter coded by area: N in the north (e.g. Newall Road), E in the east (e.g. Elmdon Road), S in the south (e.g. Stratford Road), W in the west (e.g. Walrus Road), C in the centre (e.g. Camborne Road).
Flight movements
Aircraft destined for Heathrow are usually routed to one of four holding points.
Air traffic controllers at Heathrow Approach Control (based in Swanwick, Hampshire) then guide the aircraft to their final approach, merging aircraft from the four holds into a single stream of traffic, sometimes as close as apart. Considerable use is made of continuous descent approach techniques to minimize the environmental effects of incoming aircraft, particularly at night. Once an aircraft is established on its final approach, control is handed over to Heathrow Tower.
When runway alternation was introduced, aircraft generated significantly more noise on departure than when landing, so a preference for westerly operations during daylight was introduced, which continues to this day. In this mode, aircraft take off towards the west and land from the east over London, thereby minimizing the impact of noise on the most densely populated areas. Heathrow's two runways generally operate in segregated mode, whereby landings are allocated to one runway and takeoffs to the other. To further reduce noise nuisance to people beneath the approach and departure routes, the use of runways 27R and 27L is swapped at 15:00 each day if the wind is from the west. When landings are easterly there is no alternation; 09L remains the landing runway and 09R the takeoff runway due to the legacy of the now rescinded Cranford Agreement, pending taxiway works to allow the roles to be reversed. Occasionally, landings are allowed on the nominated departure runway, to help reduce airborne delays and to position landing aircraft closer to their terminal, reducing taxi times.
Night-time flights at Heathrow are subject to restrictions. Between 23:00 and 04:00, the noisiest aircraft (rated QC/8 and QC/16) cannot be scheduled for operation. Also, during the night quota period (23:30–06:00) there are four limits:
A limit on the number of flights allowed;
A Quota Count system which limits the total amount of noise permitted, but allows operators to choose to operate fewer noisy aircraft or a greater number of quieter planes;
QC/4 aircraft cannot be scheduled for operation.
A voluntary agreement with the airlines that no early morning arrivals will be scheduled to land before 04:30.
A trial of "noise relief zones" ran from December 2012 to March 2013, which concentrated approach flight paths into defined areas compared with the existing paths which were spread out. The zones used alternated weekly, meaning residents in the "no-fly" areas received respite from aircraft noise for set periods. However, it was concluded that some residents in other areas experienced a significant disbenefit as a result of the trial and that it should therefore not be taken forward in its current form. Heathrow received more than 25,000 noise complaints in just three months over the summer of 2016, but around half were made by the same ten people.
In 2017, Heathrow introduced "Fly Quiet & Green", a quarterly published league table (currently suspended due to the Covid pandemic) that awards points to the 50 busiest airlines at the airport, ostensibly based on their performance relative to each other across a range of 7 environmental benchmarks, such as NOx emissions. Heathrow has acknowledged, but not attempted to refute, ongoing criticism over discrepancies and a lack of transparency around the way in which the figures are manipulated. The airport has always refused to publish a breakdown showing how many "Fly Quiet points" each performance benchmark has contributed towards the total score it awards to an airline, thereby putting obstacles in the way of any independent auditing of the published results. Among other criticisms of the league table are the unexplained omission of some of the poorer performers among the 50 busiest airlines and the emphasis on relative rather than absolute performance, so an airline could well improve its "Fly Quiet" score quarter-on-quarter even if its environmental performance had in fact worsened over the period.
Arrival stacks
Inbound aircraft to London Heathrow Airport typically follow one of a number of Standard Arrival Routes (STARs). The STARs each terminate at one of four different RNAV waypoints, and these also define four "stacks" where aircraft can be held, if necessary, until they are cleared to begin their approach to land. Stacks are sections of airspace where inbound aircraft will normally use the pattern closest to their arrival route. They can be visualised as invisible helter skelters in the sky. Each stack descends in 1000 ft (300 m) intervals from 16,000 ft (4,000m) down to 8000 ft (2,100m). Aircraft hold between 7,000 feet and 15,000 feet at 1,000 foot intervals. If these holds become full, aircraft are held at more distant points before being cleared onward to one of the four main holds.
The following four stacks are currently in place:
The Bovingdon stack (BNN) is for arrivals from the north west. It extends above the village of Bovingdon and the town of Chesham, and uses the RNAV waypoint BNN, which is situated on the former RAF Bovingdon airfield.
The Biggin Hill stack (BIG) on the south east edge of Greater London is for arrivals from the south east. It uses the RNAV waypoint BIG, which is situated on London Biggin Hill Airport.
The Lambourne stack (LAM) in Essex is for arrivals from the north east. It uses the RNAV waypoint LAM, which is situated adjacent to Stapleford Aerodrome.
The Ockham stack (OCK) in Surrey is for arrivals from the south west. It uses the RNAV waypoint OCK, which is situated on the former Wisley Airfield.
Third runway
In September 2012, the Government of the United Kingdom established the Airports Commission, an independent commission chaired by Sir Howard Davies to examine various options for increasing capacity at UK airports. In July 2015, the commission backed a third runway at Heathrow, which the government approved in October 2016. However, the England and Wales Court of Appeal rejected this plan for a third runway at Heathrow, on the basis that the government failed to consider climate change and the environmental impact of aviation. On 16 December 2020, the U.K. Supreme Court lifted the ban on the third runway expansion, allowing the construction plan to go ahead.
Regulation
Until it was required to sell Gatwick and Stansted Airports, Heathrow Airport Holdings held a dominant position in the London aviation market and has been heavily regulated by the Civil Aviation Authority (CAA) as to how much it can charge airlines to land. The annual increase in landing charge per passenger was capped at inflation minus 3% until 1 April 2003. From 2003 to 2007 charges increased by inflation plus 6.5% per year, taking the fee to £9.28 per passenger in 2007. In March 2008, the CAA announced that the charge would be allowed to increase by 23.5% to £12.80 from 1 April 2008 and by inflation plus 7.5% for each of the following four years. In April 2013, the CAA announced a proposal for Heathrow to charge fees calculated by inflation minus 1.3%, continuing until 2019. Whilst the cost of landing at Heathrow is determined by the CAA and Heathrow Airport Holdings, the allocation of landing slots to airlines is carried out by Airport Co-ordination Limited (ACL).
Until 2008, air traffic between Heathrow and the United States was strictly governed by the countries' bilateral Bermuda II treaty. The treaty originally allowed only British Airways, Pan Am and TWA to fly from Heathrow to the US. In 1991, Pan Am and TWA sold their rights to United Airlines and American Airlines respectively, while Virgin Atlantic was added to the list of airlines allowed to operate on these routes. The Bermuda bilateral agreement conflicted with the Right of Establishment of the United Kingdom concerning its EU membership, and as a consequence, the UK was ordered to drop the agreement in 2004. A new "open skies" agreement was signed by the United States and the European Union on 30 April 2007 and came into effect on 30 March 2008. Shortly afterward, additional US airlines, including Northwest Airlines, Continental Airlines, US Airways and Delta Air Lines started services to Heathrow.
The airport has been criticised in recent years for overcrowding and delays; according to Heathrow Airport Holdings, Heathrow's facilities were originally designed to accommodate 55 million passengers annually. The number of passengers using the airport reached a record 70 million in 2012. In 2007 the airport was voted the world's least favourite, alongside Chicago O'Hare, in a TripAdvisor survey. However, the opening of Terminal 5 in 2008 has relieved some pressure on terminal facilities, increasing the airport's terminal capacity to 90 million passengers per year. A tie-up is also in place with McLaren Applied Technologies to optimize the general procedure, reducing delays and pollution.
With only two runways, operating at over 98% of their capacity, Heathrow has little room for more flights, although the increasing use of larger aircraft such as the Airbus A380 will allow some increase in passenger numbers. It is difficult for existing airlines to obtain landing slots to enable them to increase their services from the airport, or for new airlines to start operations. To increase the number of flights, Heathrow Airport Holdings has proposed using the existing two runways in 'mixed mode' whereby aircraft would be allowed to take off and land on the same runway. This would increase the airport's capacity from its current 480,000 movements per year to as many as 550,000 according to British Airways CEO Willie Walsh. Heathrow Airport Holdings has also proposed building a third runway to the north of the airport, which would significantly increase traffic capacity.
Security
Policing of the airport is the responsibility of the aviation security unit of the Metropolitan Police, although the army, including armoured vehicles of the Household Cavalry, has occasionally been deployed at the airport during periods of heightened security. Full body scanners are now used at the airport, and passengers who object to their use after being selected are required to submit to a hand search in a private room. The scanners display passengers' bodies as a cartoon-style figure, with indicators showing where concealed items may be.
For many decades Heathrow had a reputation for theft from baggage by baggage handlers. This led to the airport being nicknamed "Thiefrow", with periodic arrests of baggage handlers. Following widespread disruption caused by reports of drone sightings at Gatwick Airport, and a subsequent incident at Heathrow, a drone detection system was installed airport-wide to attempt to combat possible future disruption caused by the illegal use of drones.
Terminals
Terminal usage during COVID-19 pandemic
Heathrow Airport has 5 terminals with total of 115 gates, with 66 of these being able to support wide body aircraft, and 24 gates being able to support an Airbus A380. Heathrow saw a vast reduction in services, and announced that as of 6 April 2020, the airport would be transitioning to single runway operations and that it would be temporarily closing Terminals 3 and 4, moving all remaining flights into Terminals 2 or 5. Dual runway operations were restored in August 2020. Heathrow returned to single runway operations on 9 November 2020. On 11 December 2020, Heathrow announced Terminal 4 would be shut until the end of 2021. Terminal 3 was reopened for use by Virgin Atlantic and Delta on 15 July 2021.
Terminal 2
The airport's newest terminal, officially known as the Queen's Terminal, was opened on 4 June 2014, and has 24 gates. Designed by Spanish architect Luis Vidal, it was built on the site that had been occupied by the original Terminal 2 and the Queens Building. The main complex was completed in November 2013 and underwent six months of testing before opening to passengers. It includes a satellite pier (T2B), a 1,340-space car park, and a cooling station to generate chilled water. There are 52 shops and 17 bars and restaurants.
Terminal 2 is used by all Star Alliance members which fly from Heathrow (consolidating the airlines under Star Alliance's co-location policy "Move Under One Roof"). Aer Lingus, Eurowings and Icelandair also operate from the terminal. The airlines moved from their original locations over six months, with only 10% of flights operating from there in the first six weeks (United Airlines' transatlantic flights) to avoid the opening problems seen at Terminal 5. On 4 June 2014, United Airlines became the first airline to move into Terminal 2 from Terminals 1 and 4 followed by All Nippon Airways, Air Canada and Air China from Terminal 3. Air New Zealand, Asiana Airlines, Croatia Airlines, LOT Polish Airlines, South African Airways, and TAP Air Portugal moved in on 22 October 2014. On 12 August 2021, JetBlue began operating flights out of this terminal.
The original Terminal 2 opened as the Europa Building in 1955 and was the airport's oldest terminal. It had an area of and was designed to handle around 1.2 million passengers annually. In its final years, it accommodated up to 8 million. A total of 316 million passengers passed through the terminal in its lifetime. The building was demolished in 2010, along with the Queens Building which had housed airline company offices.
Terminal 3
Terminal 3 opened as the Oceanic Terminal on 13 November 1961 to handle flight departures for long-haul routes for foreign carriers to the United States, Asia and other Far Eastern destinations. At this time the airport had a direct helicopter service to Central London from the gardens on the roof of the terminal building. Renamed Terminal 3 in 1968, it was expanded in 1970 with the addition of an arrivals building. Other facilities added included the UK's first moving walkways. In 2006, the new £105 million Pier 6 was completed to accommodate the Airbus A380 superjumbo; Emirates and Qantas operate regular flights from Terminal 3 using the Airbus A380.
Redevelopment of Terminal 3's forecourt by the addition of a new four-lane drop-off area and a large pedestrianised plaza, complete with canopy to the front of the terminal building, was completed in 2007. These improvements were intended to improve passengers' experience, reduce traffic congestion and improve security. As part of this project, Virgin Atlantic was assigned its own dedicated check-in area, known as 'Zone A', which features a large sculpture and atrium.
, Terminal 3 has an area of with 28 gates, and in 2011 it handled 19.8 million passengers on 104,100 flights. Terminal 3 is home to Oneworld members (with the exception of Iberia and American's JFK flights, which use Terminal 5 and Malaysia Airlines, Royal Air Maroc and Qatar Airways, all of which use Terminal 4), SkyTeam members Air France, Delta Air Lines, KLM and Middle East Airlines, all new airlines, and a few unaffiliated carriers.
Terminal 4
Opened in 1986, Terminal 4 has 22 gates and is situated to the south of the southern runway next to the cargo terminal and is connected to Terminals 2 and 3 by the Heathrow Cargo Tunnel. The terminal has an area of and is now home to the SkyTeam alliance, with the exception of Air France, Delta Air Lines, KLM and Middle East Airlines, which use Terminal 3, Oneworld carriers Malaysia Airlines and Qatar Airways, Gulf Air and to most unaffiliated carriers. It has undergone a £200m upgrade to enable it to accommodate 45 airlines with an upgraded forecourt to reduce traffic congestion and improve security. Most flights that go to Terminal 4 are flights coming from Central Asia, North Africa and the Middle East as well as a few flights to Europe. An extended check-in area with renovated piers and departure lounges and a new baggage system were installed, and two new stands were built to accommodate the Airbus A380; Etihad Airways, Korean Air, Malaysia Airlines and Qatar Airways operate regular A380 flights. Gulf Air and El Al operate regular Boeing 787 flights.
Terminal 5
Terminal 5 lies between the northern and southern runways at the western end of the Heathrow site and was opened by Queen Elizabeth II on 14 March 2008, some 19 years after its inception. It opened to the public on 27 March 2008, and British Airways and its partner company Iberia have exclusive use of this terminal, which has 50 gates, including 3 hardstands. The first passenger to enter Terminal 5 was a UK ex-pat from Kenya who passed through security at 04:30 on the day. He was presented with a boarding pass by the British Airways CEO Willie Walsh for the first departing flight, BA302 to Paris. During the two weeks after its opening, operations were disrupted by problems with the terminal's IT systems, coupled with insufficient testing and staff training, which caused over 500 flights to be cancelled. Until March 2012, Terminal 5 was exclusively used by British Airways as its global hub; however, because of the merger, on 25 March Iberia's operations at Heathrow were moved to the terminal, making it the home of International Airlines Group. On 7 July 2020, American moved to terminal 5, to allow for easier connections from American's transatlantic flights to British Airways flights during the pandemic. However all American's flights, with the exception of JFK, have returned to Terminal 3.
Built at £4.3 billion, the terminal consists of a four-story main terminal building (Concourse A) and two satellite buildings linked to the main terminal by an underground people mover transit system. Concourse A has dedicated British Airways's narrowbody fleet for flights around the UK and the rest of Europe, the first satellite (Concourse B) includes dedicated stands for BA and Iberia's widebody fleet except for the Airbus A380, and the second satellite (Concourse C), includes 7 dedicated aircraft stands for the A380. It became fully operational on 1 June 2011. Terminal 5 was voted Skytrax World's Best Airport Terminal 2014 in the Annual World Airport Awards.
The main terminal building (Concourse A) has an area of while Concourse B covers . It has 60 aircraft stands and capacity for 30 million passengers annually as well as more than 100 shops and restaurants. It is also home to British Airways' Flagship lounge, the Concorde Room, alongside four further British Airways branded lounges. One of those lounges is the British Airways Arrivals Lounge which is located land-side.
A further building, designated Concourse D and of similar size to Concourse C, may yet be built to the east of the existing site, providing up to another 16 stands. Following British Airways' merger with Iberia, this may become a priority since the combined business will require accommodation at Heathrow under one roof to maximise the cost savings envisaged under the deal. A proposal for Concourse D featured in Heathrow's most recent capital investment plan.
The transport network around the airport has been extended to cope with the increase in passenger numbers. New branches of both the Heathrow Express and the Underground's Piccadilly line serve a new shared Heathrow Terminal 5 station. A dedicated motorway spur links the terminal to the M25 (between junctions 14 and 15). The terminal has a 3,800 space multi-storey car park. A more distant long-stay car park for business passengers is connected to the terminal by a personal rapid transit system, the Heathrow Pod, which became operational in the spring of 2011. Within the terminal complex, an automated people mover (APM) system, known as the Transit, is used to transport passengers between the satellite buildings.
Terminal assignments
As of July 2020, Heathrow's four passenger terminals are assigned as follows:
Following the opening of Terminal 5 in March 2008, a complex programme of terminal moves was implemented. This saw many airlines move to be grouped in terminals by airline alliance as far as possible.
Following the opening of Phase 1 of the new Terminal 2 in June 2014, all Star Alliance member airlines (with the exception of new member Air India which moved in early 2017) along with Aer Lingus and Germanwings relocated to Terminal 2 in a phased process completed on 22 October 2014. Additionally, by 30 June 2015 all airlines left Terminal 1 in preparation for its demolition to make room for the construction of Phase 2 of Terminal 2. Some other airlines made further minor moves at a later point, e.g. Delta Air Lines merging all departures in Terminal 3 instead of a split between Terminals 3 and 4.
Former terminals
Terminal 1
Terminal 1 opened in 1968 and was inaugurated by Queen Elizabeth II in April 1969. Terminal 1 was the Heathrow base for British Airways' (BA) domestic and European network and a few of its long haul routes before Terminal 5 opened. The acquisition of British Midland International (BMI) in 2012 by BA's owner International Airlines Group meant British Airways took over BMI's short-haul and medium-haul destinations from the terminal. Terminal 1 was also the main base for most Star Alliance members though some were also based at Terminal 3.
Terminal 1 closed at the end of June 2015, the site is now being used to extend Terminal 2 which opened in June 2014. A number of the newer gates used by Terminal 1 were built as part of the Terminal 2 development and are being retained. The last tenants along with British Airways were El Al, Icelandair (moved to Terminal 2 25 March 2015) and LATAM Brasil (the third to move in to Terminal 3 on 27 May 2015). British Airways was the last operator in Terminal 1. Two flights of this carrier, one departing to Hanover and one arriving from Baku, marked the terminal closure on 29 June 2015. British Airways operations have been relocated to Terminals 3 and 5.
Airlines and destinations
Passenger
The following airlines operate regular scheduled passenger flights at London Heathrow Airport:
Cargo
Due to the COVID-19 pandemic Heathrow has seen a large increase in cargo-only flights, not only by already established carriers at the airport operating cargo-only flights using passenger aircraft, but also a number of cargo-only airlines.
Traffic and statistics
Overview
When ranked by passenger traffic, Heathrow is the sixth busiest internationally, behind Hartsfield–Jackson Atlanta International Airport, Beijing Capital International Airport, Dubai International Airport, Chicago's O'Hare International Airport, and Tokyo Haneda Airport, for the 12 months ending December 2015.
In 2015, Heathrow was the busiest airport in Europe in total passenger traffic, with 14% more passengers than Paris–Charles de Gaulle Airport and 22% more than Istanbul Atatürk Airport. Heathrow was the fourth busiest European airport by cargo traffic in 2013, after Frankfurt Airport, Paris Charles de Gaulle and Amsterdam Airport Schiphol.
In 2020, Heathrow's passenger numbers dropped sharply by over 72%, (a decrease of 58 million travelers compared to 2019), due to the impact caused by restrictions and/or bans on travel caused by the global COVID-19 pandemic.
Annual traffic statistics
Overview
In table
Busiest routes
Heathrow Airport processed 80,884,310 passengers in 2019. New York's John F. Kennedy International Airport was the most popular route with 3,192,195 passengers. The table below shows the 10 busiest international routes at the airport in 2019.
Other facilities
The head office of Heathrow Airport Holdings (formerly BAA Limited) is located in the Compass Centre by Heathrow's northern runway, a building that previously served as a British Airways flight crew centre. The World Business Centre Heathrow consists of three buildings. 1 World Business Centre houses offices of Heathrow Airport Holdings, Heathrow Airport itself, and Scandinavian Airlines. Previously International Airlines Group had its head office in 2 World Business Centre.
At one time the British Airways head office was located within Heathrow Airport at Speedbird House before the completion of Waterside, the current BA head office in Harmondsworth, in June 1998.
To the north of the airfield lies the Northern Perimeter Road, along which most of Heathrow's car rental agencies are based, and Bath Road, which runs parallel to it, but outside the airport campus. This is nicknamed "The Strip" by locals, because of its continuous line of airport hotels.
Access
Public transport
Train
Heathrow Express: a non-stop service direct to London Paddington; trains leave every 15 minutes for the 15-minute journey (21 minutes to and from Terminal 5). Trains depart from Heathrow Terminal 5 station or Heathrow Central station (Terminals 2 & 3). A Heathrow Express transfer service operates between Terminal 4 and Heathrow Central to connect with services from London and Terminal 5.
TfL Rail: a stopping service to Paddington calling at up to five stations en route – trains leave every 30 minutes for the 27-minute journey. Calls at Hayes & Harlington for connecting trains to Reading. It will be extended in 2022 to Abbey Wood and Shenfield via the Elizabeth line. It was operated by Heathrow Connect until May 2018.
London Underground (Piccadilly line): four stations serve the airport: Terminal 2 & 3, Terminal 4 and Terminal 5 serve the passenger terminals; Hatton Cross serves the maintenance areas. The usual journey time from Heathrow Central to Central London is around 40–50 minutes.
Bus and coach
Many buses and coaches operate from the large Heathrow Central bus station serving Terminals 2 and 3, and also from bus stations at Terminals 4 and 5.
Inter-terminal transport
Terminals 2 and 3 are within walking distance of each other. Transfers from Terminals 2 and 3 to Terminal 4 and 5 are provided by Heathrow Express trains and the London Underground Piccadilly line. Direct transfer between Terminals 4 and 5 is provided by London Buses routes 482 and 490.
Transit passengers remaining airside are provided with free dedicated transfer buses between terminals.
The Heathrow Pod personal rapid transit system shuttles passengers between Terminal 5 and the business car park using 21 small, driverless transportation pods. The pods are battery-powered and run on-demand on a four-kilometre track, each able to carry up to four adults, two children, and their luggage. Plans exist to extend the Pod system to connect Terminals 2 and 3 to remote car parks.
An underground automated people mover system known as the Transit operates within Terminal 5, linking the main terminal with the satellite Terminals 5B and 5C. The Transit operates entirely airside using Bombardier Innovia APM 200 people mover vehicles.
Hotel access
The Hotel Hoppa bus network connects all terminals to major hotels in the area.
Taxi
Taxis are available at all terminals.
Car
Heathrow is accessible via the nearby M4 motorway or A4 road (Terminals 2–3), the M25 motorway (Terminals 4 and 5) and the A30 road (Terminal 4). There are drop-off and pick-up areas at all terminals and short- and long-stay multi-storey car parks. All the Heathrow forecourts are drop-off only. There are further car parks, not run by Heathrow Airport Holdings, just outside the airport: the most recognisable is the National Car Parks facility, although there are many other options; these car parks are connected to the terminals by shuttle buses.
Four parallel tunnels under the northern runway connect the M4 Heathrow spur and the A4 road to Terminals 2–3. The two larger tunnels are each two lanes wide and are used for motorised traffic. The two smaller tunnels were originally reserved for pedestrians and bicycles; to increase traffic capacity the cycle lanes have been modified to each take a single lane of cars, although bicycles still have priority over cars. Pedestrian access to the smaller tunnels has been discontinued, with the free bus services being used instead.
Bicycle
There are (mainly off-road) bicycle routes to some of the terminals. Free bicycle parking places are available in car parks 1 and 1A, at Terminal 4, and to the North and South of Terminal 5's Interchange Plaza. Cycling is not currently allowed through the main tunnel to access Terminals 2 and 3 (Terminal 1 closed in 2015).
Incidents and accidents
On 3 March 1948, Sabena Douglas DC-3 OO-AWH crashed in fog. Three crew and 19 of the 22 passengers on board died.
On 31 October 1950, BEA Vickers Viking G-AHPN crashed at Heathrow after hitting the runway during a go-around. Three crew and 25 passengers died.
On 16 January 1955, a BEA Vickers Viscount (registered as G-AMOK) crashed into barriers whilst taking off in fog from a disused runway strip parallel to the desired runway. There were two injuries.
On 22 June 1955, a BOAC de Havilland Dove (registration: G-ALTM) crashed just short of the runway during a filming flight when the pilot shut-down the incorrect engine. There were no casualties.
On 1 October 1956, XA897, an Avro Vulcan strategic bomber of the Royal Air Force, crashed at Heathrow after an approach in bad weather. The Vulcan was the first to be delivered to the RAF and was returning from a demonstration flight to Australia and New Zealand. The pilot and co-pilot ejected and survived, but the four other occupants were killed.
On 7 January 1960, Vickers Viscount G-AOHU of BEA was damaged beyond economic repair when the nose wheel collapsed on landing. A fire then developed and burnt out the fuselage. There were no casualties among the 59 people on board.
On 27 October 1965, BEA Vickers Vanguard G-APEE, flying from Edinburgh, crashed on Runway 28R while attempting to land in poor visibility. All 30 passengers and six crew on board died.
On 8 April 1968, BOAC Flight 712 Boeing 707 G-ARWE, departing for Australia via Singapore, suffered an engine fire just after take-off. The engine fell from the wing into a nearby gravel pit in Staines, before the plane managed to perform an emergency landing with the wing on fire. However, the plane was consumed by fire once on the ground. Five people – four passengers and a flight attendant – died, while 122 survived. The flight attendant, Barbara Harrison, who helped with the evacuation, was posthumously awarded the George Cross.
On 3 July 1968, the port flap operating rod of G-AMAD, an Airspeed Ambassador operated by BKS Air Transport failed due to fatigue, thereby allowing the port flaps to retract. This resulted in a rolling movement to port which could not be controlled during the approach, causing the aircraft to contact the grass and swerve towards the terminal building. It hit two parked British European Airways Hawker Siddeley Trident aircraft, burst into flames and came to rest against the ground floor of the terminal building. Six of the eight crew died, as did eight horses on board. Trident G-ARPT was written off, and Trident G-ARPI was badly damaged, but subsequently repaired, only to be lost in the Staines crash in 1972.
On 18 June 1972, Trident G-ARPI, operating as BEA548, crashed in a field close to the Crooked Billet Public House, Staines, two minutes after taking off. All 118 passengers and crew on board died.
On 5 November 1997, an Airbus 340-300 (G-VSKY) operated by Virgin Atlantic made an emergency landing from Los Angeles after trying to shake free the main landing gear. It failed to do so. The plane landed but undersides of engines 1, 2, and 4 were damaged. The plane broke runway lights as well as causing damage to the runway and the right landing gear was torn off the plane. Seven people sustained minor injuries in the evacuation but no more injuries were reported.
On 17 January 2008, a British Airways Boeing 777-236ER, G-YMMM, operating flight BA038 from Beijing, crash-landed at Heathrow. The aircraft landed on grass short of the south runway, then slid to the edge of the runway and stopped on the threshold, leading to 18 minor injuries. The aircraft was later found to have suffered a loss of thrust caused by fuel icing.
Terrorism and security incidents
On 8 June 1968, James Earl Ray, the man convicted of the 4 April 1968 assassination of Martin Luther King Jr., was captured and arrested at Heathrow Airport while attempting to leave the United Kingdom for Rhodesia (now Zimbabwe) on a false Canadian passport.
On 6 September 1970, El Al Flight 219 experienced an attempted hijack by two PFLP members. One hijacker was killed and the other was subdued as the plane made an emergency landing at Heathrow Airport.
On 19 May 1974, the IRA planted a series of bombs in the Terminal 1 car park. Two people were injured by the explosions.
On 26 November 1983, the Brink's-Mat robbery occurred, in which 6,800 gold bars worth nearly £26,000,000 were taken from a vault near Heathrow. Only a small amount of the gold was recovered and only two men were convicted of the crime.
On 17 April 1986, semtex explosives were found in the bag of a pregnant Irishwoman attempting to board an El Al flight. The explosives had been given to her by her Jordanian boyfriend and father of her unborn child Nizar Hindawi. The incident became known as the Hindawi Affair.
On December 21, 1988, Pan Am Flight 103 exploded mid-air over the town of Lockerbie, killing all 259 onboard and eleven people on the ground. The flight originated from Frankfurt as a feeder flight with a change of aircraft at Heathrow and was on its transatlantic leg to New York's JFK airport at the time of the incident. An unaccompanied suitcase containing a boombox radio/cassette player which housed the explosive, was checked in at Malta and forwarded as interline baggage for this flight at Frankfurt, wherein it made its way to the transatlantic leg.
In 1994, over a six-day period, Heathrow was targeted three times (8, 10, and 13 March) by the IRA, which fired 12 mortars. Heathrow was a symbolic target due to its importance to the UK economy, and much disruption was caused when areas of the airport were closed over the period. The gravity of the incident was heightened because the Queen was being flown back to Heathrow by the RAF on 10 March.
In March 2002, thieves stole US$3,000,000 that had arrived on a South African Airways flight. Just a few weeks earlier, a similar amount of money was stolen from a British Airways flight that arrived from Bahrain.
In February 2003, the British Army was deployed to Heathrow along with 1,000 police officers in response to intelligence reports suggesting that al-Qaeda terrorists might launch surface-to-air missile attacks at British or American airliners.
On 17 May 2004, Scotland Yard's Flying Squad foiled an attempt by seven men to steal £40,000,000 in gold bullion and a similar quantity of cash from the Swissport warehouse at Heathrow.
On 25 February 2008, Greenpeace activists protesting against the planned construction of a third runway managed to cross the ramp and climb atop a British Airways Airbus A320, which had just arrived from Manchester Airport. At about 09:45 GMT the protesters unveiled a "Climate Emergency – No Third Runway" banner over the aircraft's tailfin. By 11:00 GMT four arrests had been made.
On 13 July 2015, thirteen activists belonging to the climate change protest group Plane Stupid managed to break through the perimeter fence and get onto the northern runway. They chained themselves together in protest, disrupting hundreds of flights. All were eventually arrested.
Other incidents
On 18 December 2010, 'heavy' (nine cm, according to the Heathrow Winter Resilience Enquiry) snowfall caused the closure of the entire airport, causing one of the largest incidents at Heathrow of all time. Some 4,000 flights were cancelled over five days and 9,500 passengers spent the night at Heathrow on 18 December following the initial snowfall. The problems were caused not only by snow on the runways, but also by snow and ice on the 198 parking stands which were all occupied by aircraft.
On 12 July 2013, the ELT on an Ethiopian Airlines Boeing 787 Dreamliner parked at Heathrow airport caught fire due to a short circuit. There were no passengers aboard and no injuries.
From 12 September 2019, the climate change campaign group, Heathrow Pause attempted to disrupt flights into and out of Heathrow Airport in London by flying drones in the airport's exclusion zone. The action was unsuccessful at disrupting flights and nineteen people were arrested.
Future expansion and plans
Runway and terminal expansion
There is a long history of expansion proposals for Heathrow since it was first designated as a civil airport. Following the cancellation of the Maplin project in 1974, a fourth terminal was proposed but expansion beyond this ruled out. However, the Airports Inquiries of 1981–83 and the 1985 Airports Policy White Paper considered further expansion and, following a four-year-long public inquiry in 1995–99, Terminal 5 was approved. In 2003, after many studies and consultations, the Future of Air Transport White Paper was published which proposed a third runway at Heathrow, as well as a second runway at Stansted Airport. In January 2009, the Transport Secretary at the time, Geoff Hoon announced that the British government supported the expansion of Heathrow by building a third runway and a sixth terminal building. This decision followed the 2003 white paper on the future of air transport in the UK, and a public consultation in November 2007. This was a controversial decision which met with widespread opposition because of the expected greenhouse gas emissions, impact on local communities, as well as noise and air pollution concerns.
Before the 2010 general election, the Conservative and Liberal Democrat parties announced that they would prevent the construction of any third runway or further material expansion of the airport's operating capacity. The Mayor of London, then Boris Johnson, took the position that London needs more airport capacity, favouring the construction of an entirely new airport in the Thames Estuary rather than expanding Heathrow. After the Conservative-Liberal Democrat coalition took power, it was announced that the third runway expansion was cancelled. Two years later, leading Conservatives were reported to have changed their minds on the subject.
Another proposal for expanding Heathrow's capacity was the Heathrow Hub, which aims to extend both runways to a total length of about 7,000 metres and divide them into four so that they each provide two, full length runways, allowing simultaneous take-offs and landings while decreasing noise levels.
In July 2013, the airport submitted three new proposals for expansion to the Airports Commission, which was established to review airport capacity in the southeast of England. The Airports Commission was chaired by Sir Howard Davies who, at the time of his appointment was in the employ of GIC Private Limited (formerly known as Government Investment Corporation of Singapore) and a member of its International Advisory Board. GIC Private Limited was then (2012), as it remains today, one of Heathrow's principal owners. Sir Howard Davies resigned these positions upon confirmation of his appointment to lead the Airports Commission, although it has been observed that he failed to identify these interests when invited to complete the Airports Commission's register of interests. Each of the three proposals that were to be considered by Sir Howard Davies's commission involved the construction of a third runway, either to the north, northwest or southwest of the airport.
The commission released its interim report in December 2013, shortlisting three options: the north-west third runway option at Heathrow, extending an existing runway at Heathrow, and a second runway at Gatwick Airport. After this report was published, the government confirmed that no options had been ruled out for airport expansion in the South-east and that a new runway would not be built at Heathrow before 2015. The full report was published on 1 July 2015, and backed a third, north-west, runway at Heathrow. Reaction to the report was generally negative, particularly from London Mayor Boris Johnson. One senior Conservative told Channel 4: "Howard Davies has dumped an utter steaming pile of poo on the Prime Minister's desk." On 25 October 2016, the government confirmed that Heathrow would be allowed to build a third runway; however, a final decision would not be taken until winter of 2017/18, after consultations and government votes. The earliest opening year would be 2025.
On 5 June 2018, the UK Cabinet approved the third runway, with a full vote planned for Parliament. On 25 June 2018, the House of Commons voted, 415–119, in favour of the third runway. The bill received support from most MPs in the Conservative and Labour parties. A judicial review against the decision was launched by four London local authorities affected by the expansion—Wandsworth, Richmond, Hillingdon and Hammersmith and Fulham—in partnership with Greenpeace and London mayor Sadiq Khan. Khan previously stated he would take legal action if it were passed by Parliament.
In February 2020, the Court of Appeal ruled that the plans for a third runway were illegal since they did not adequately take into account the government's commitments to the Paris climate agreement. However, this ruling was later overturned by the Supreme Court in December 2020.
New transport proposals
Currently, all rail connections with Heathrow airport run along an east–west alignment to and from central London, and a number of schemes have been proposed over the years to develop new rail transport links with other parts of London and with stations outside the city. This mainline rail service is due to be extended to central London and Essex when the Elizabeth line, currently under construction, opens.
A 2009 proposal to create a southern link with via the Waterloo–Reading line was abandoned in 2011 due to lack of funding and difficulties with a high number of level crossings on the route into London, and a plan to link Heathrow to the planned High Speed 2 (HS2) railway line (with a new station, ) was also dropped from the HS2 plans in March 2015.
Among other schemes that have been considered is a rapid transport link between Heathrow and Gatwick Airports, known as Heathwick, which would allow the airports to operate jointly as an airline hub; In 2018, the Department for Transport began to invite proposals for privately funded rail links to Heathrow Airport. Projects being considered under this initiative include:
the Western Rail Approach to Heathrow, a proposal for a spur from the Great Western Main Line to link Heathrow to , , the South West, South Wales and the West Midlands;
Heathrow Southern Railway, a similar scheme to the abandoned Airtrack proposal, which would connect Terminal 5 station with or , , , Guildford and ;
HS4Air, a proposal for a new high-speed railway line which would link HS2 to the High Speed 1 line and the Channel Tunnel via a southern route, with stations at Heathrow and Gatwick Airports.
See also
Airports of London
Heathrow Worldwide Distribution Centre
List of airports in the United Kingdom and the British Crown Dependencies
Notes
References
Citations
Bibliography
Cotton, Jonathan; Mills, John & Clegg, Gillian. (1986) Archaeology in West Middlesex. Uxbridge: London Borough of Hillingdon
Gallop, Alan. (2005) Time Flies: Heathrow at 60. Stroud: Sutton Publishing
Helpenny, Bruce B. (1992) Action Stations Vol.8: Military Airfields of Greater London.
Le Blond, Paul. (2018) Inside London's Airports Policy: Indecision, decision and counter-decision, ICE Publishing,
Sherwood, Philip. (1990) The History of Heathrow. Uxbridge: London Borough of Hillingdon
Sherwood, Philip (editor). (1993) The Villages of Harmondsworth. West Middlesex Family History Society,
Sherwood, Philip. (1999) Heathrow: 2000 Years of History. Stroud: Sutton Publishing
Sherwood, Philip. (2006) Around Heathrow Past & Present. Sutton Publishing
(Contains many pairs of photographs, old (or in one case a painting), and new, each pair made from the same viewpoint.)
Sherwood, Philip. (2009) Heathrow: 2000 Years of History. Stroud: The History Press
Sherwood, Philip. (2012) Around Heathrow Through Time. Amberley Publishing,
Sherwood, Tim. (1999) Coming in to Land: A Short History of Hounslow, Hanworth and Heston Aerodromes 1911–1946. Heritage Publications (Hounslow Library)
Smith, Graham. (2003) Taking to the Skies: the Story of British Aviation 1903–1939. Countryside
Smith, Ron. (2002) British Built Aircraft Vol.1. Greater London: Tempus
Sturtivant, Ray. (1995) Fairey Aircraft: in Old Photographs. Alan Sutton
Taylor, H.A. (1974) Fairey Aircraft since 1915. Putnam .
Taylor, John WR. (1997) Fairey Aviation: Archive Photographs. Chalford
External links
Heathrow Community Engagement Board
Airports in the London region
Airports established in 1946
Heathrow Airport Holdings
Buildings and structures in the London Borough of Hillingdon
Public inquiries in the United Kingdom
Transport in the London Borough of Hillingdon
Proposed transport infrastructure in London
Tourist attractions in the London Borough of Hillingdon
1946 establishments in England
Airports in England |
13625 | https://en.wikipedia.org/wiki/Holden | Holden | Holden, formerly known as General Motors-Holden, was an Australian automobile marque owned by General Motors and as well a former automobile manufacturer, which manufactured cars in Australia before switching to importing cars under the Holden brand. It was headquartered in Port Melbourne.
The company was founded in 1856 as a saddlery manufacturer in South Australia. In 1908, it moved into the automotive field before later becoming a subsidiary of the United States–based General Motors (GM) in 1931, when the company was renamed General Motors-Holden's Ltd. It was renamed Holden Ltd in 1998, adopting the name GM Holden Ltd in 2005.
In the past, Holden has offered badge-engineered models due to sharing arrangements with Chevrolet, Isuzu, Nissan, Opel, Suzuki, Toyota, and Vauxhall Motors. In previous years, the vehicle lineup consisted of models from GM Korea, GM Thailand, GM North America, and self-developed models like the Holden Commodore, Holden Caprice, and the Holden Ute. Holden also distributed the European Opel brand in Australia in 2012 until its Australian demise in mid-2013.
Holden briefly owned assembly plants in New Zealand during the early 1990s. The plants had belonged to General Motors from 1926 until 1990 in an earlier and quite separate operation from GM's Holden investment in Australia. From 1994 to 2017, all Australian-built Holden vehicles were manufactured in Elizabeth, South Australia, and engines were produced at the Fishermans Bend plant in Melbourne. Historically, production or assembly plants were operated in all mainland states of Australia. The consolidation of final assembly at Elizabeth was completed in 1988, but some assembly operations continued at Dandenong, Victoria until 1994.
Although Holden's involvement in exports has fluctuated since the 1950s, the declining sales of large cars in Australia led the company to look to international markets to increase profitability . From 2010, Holden incurred losses due to the strong Australian dollar, and reductions of government grants and subsidies. This led to the announcement, on 11 December 2013, that Holden would cease vehicle and engine production by the end of 2017. On 20 October 2017, the last existing vehicle plant, located in Elizabeth, was closed as the production of the Holden Commodore ended. On 17 February 2020, General Motors announced that the Holden brand would be retired by 2021. It has been replaced by GM Specialty Vehicles (GMSV), which imports the Chevrolet Silverado and will also import the Chevrolet Corvette.
History
Early history
In 1852, James Alexander Holden emigrated to South Australia from Walsall, England, and in 1856 established J. A. Holden & Co., a saddlery business in Adelaide. In 1879 J. A. Holden's eldest son Henry James (H. J.) Holden, became a partner and effectively managed the company. In 1885, German-born H. A. Frost joined the business as a junior partner and J. A. Holden & Co became Holden & Frost Ltd. Edward Holden, James' grandson, joined the firm in 1905 with an interest in automobiles. From there, the firm evolved through various partnerships, and in 1908, Holden & Frost moved into the business of minor repairs to car upholstery. The company began to re-body older chassis using motor bodies produced by F. T. Hack and Co from 1914. Holden & Frost mounted the body, and painted and trimmed it. The company began to produce complete motorcycle sidecar bodies after 1913. After 1917, wartime trade restrictions led the company to start full-scale production of vehicle body shells. H. J. Holden founded a new company in late 1917, and registered Holden's Motor Body Builders Ltd (HMBB) on 25 February 1919, specialising in car bodies and using the former F. T. Hack & Co facility at 400 King William Street in Adelaide before erecting a large four-storey factory on the site.
By 1923, HMBB were producing 12,000 units per year. During this time, HMBB assembled bodies for Ford Motor Company of Australia until its Geelong plant was completed. From 1924, HMBB became the exclusive supplier of car bodies for GM in Australia, with manufacturing taking place at the new Woodville plant. These bodies were made to suit a number of chassis imported from manufacturers including Austin, Buick, Chevrolet, Cleveland, Dodge, Essex, Fiat, Hudson, Oakland, Oldsmobile, Overland, Reo, Studebaker, and Willys-Knight.
In 1926, General Motors (Australia) Limited was established with assembly plants at Newstead, Queensland; Marrickville, New South Wales; City Road, Melbourne, Victoria; Birkenhead, South Australia; and Cottesloe, Western Australia using bodies produced by HMBB and imported complete knock down chassis. In 1930 alone, the still independent Woodville plant built bodies for Austin, Chrysler, DeSoto, Morris, Hillman, Humber, Hupmobile, and Willys-Overland, as well GM cars. The last of this line of business was the assembly of Hillman Minx sedans in 1948. The Great Depression led to a substantial downturn in production by Holden, from 34,000 units annually in 1930 to just 1,651 units one year later. In 1931, GM purchased HMBB and merged it with General Motors (Australia) Pty Ltd to form General Motors-Holden's Ltd (GM-H). Its acquisition of Holden allowed General Motors to inherit an Australian identity, which it used to cultivate nationalist appeal for the firm, largely through the use of public relations, a then novel form of business communication which was imported to Australia through the formation of General Motors (Australia) Limited. Throughout the 1920s, Holden also supplied 60 W-class tramcar bodies to the Melbourne & Metropolitan Tramways Board, of which several examples have been preserved in both Australia and New Zealand.
1940s
Holden's second full-scale car factory, located in Fishermans Bend (Port Melbourne), was opened on 5 November 1936 by Prime Minister Joseph Lyons, with construction beginning in 1939 on a new plant in Pagewood, New South Wales. However, World War II delayed car production with efforts shifted to the construction of vehicle bodies, field guns, aircraft, and engines. Before the war ended, the Australian government took steps to encourage an Australian automotive industry. Both GM and Ford provided studies to the Australian government outlining the production of the first Australian-designed car. Ford's proposal was the government's first choice, but required substantial financial assistance. GM's study was ultimately chosen because of its low level of government intervention. After the war, Holden returned to producing vehicle bodies, this time for Buick, Chevrolet, Pontiac, and Vauxhall. The Oldsmobile Ace was also produced from 1946 to 1948.
From here, Holden continued to pursue the goal of producing an Australian car. This involved compromise with GM, as Holden's managing director, Laurence Hartnett, favoured development of a local design, while GM preferred to see an American design as the basis for "Australia's Own Car". In the end, the design was based on a previously rejected postwar Chevrolet proposal. The Holden was launched in 1948, creating long waiting lists extending through 1949 and beyond. The name "Holden" was chosen in honour of Sir Edward Holden, the company's first chairman and grandson of J. A. Holden. Other names considered were "GeM", "Austral", "Melba", "Woomerah", "Boomerang", "Emu", and "Canbra", a phonetic spelling of Canberra. Although officially designated "48–215", the car was marketed simply as the "Holden". The unofficial usage of the name "FX" originated within Holden, referring to the updated suspension on the 48–215 of 1953.
1950s
During the 1950s, Holden dominated the Australian car market. GM invested heavily in production capacity, which allowed the company to meet increased postwar demand for motor cars. Less expensive, four-cylinder cars did not offer Holdens the ability to deal with rugged rural areas. Holden 48–215 sedans were produced in parallel with the 50-2106 coupé utility from 1951; the latter was known colloquially as the "ute" and became ubiquitous in Australian rural areas as the workhorse of choice. Production of both the utility and sedan continued with minor changes until 1953, when they were replaced by the facelifted FJ model, introducing a third panel van body style. The FJ was the first major change to the Holden since its 1948 introduction. Over time, it gained iconic status and remains one of Australia's most recognisable automotive symbols. A new horizontally slatted grille dominated the front end of the FJ, which received various other trim and minor mechanical revisions. In 1954, Holden began exporting the FJ to New Zealand. Although little changed from the 48–215, marketing campaigns and price cuts kept FJ sales steady until a completely redesigned model was launched. At the 2005 Australian International Motor Show in Sydney, Holden paid homage to the FJ with the Efijy concept car. Commercial success underpinned the rise of Holden as a cultural icon, as the Holden car became synonymous with the 'Australian way of life', coming to symbolise the stability of post-war Australian capitalism.
Holden's next model, the FE, launched in 1956, offered in a new station wagon body style dubbed "Station Sedan" in the company's sales literature. In the same year, Holden commenced exports to Malaya, Thailand, and North Borneo. Strong sales continued in Australia, and Holden achieved a market share of more than 50% in 1958 with the revised FC model. This was the first Holden to be tested on the new Holden Proving Ground based in Lang Lang, Victoria. In 1957, Holden's export markets grew to 17 countries, with new additions including Indonesia, Hong Kong, Singapore, Fiji, Sudan, the East Africa region, and South Africa. Indonesian market cars were assembled locally by P.T. Udatin. The opening of the Dandenong, Melbourne, production facility in 1956 brought further jobs; by 1959, Holden employed 19,000 workers country-wide. In 1959, complete knock-down assembly began in South Africa and Indonesia.
1960s
In 1960, Holden introduced its third major new model, the FB. The car's style was inspired by 1950s Chevrolets, with tailfins and a wrap-around windscreen with "dog leg" A-pillars. By the time it was introduced, many considered the appearance dated. Much of the motoring industry at the time noted that the adopted style did not translate well to the more compact Holden. The FB became the first Holden that was adapted for left-hand drive markets, enhancing its export potential, and as such was exported to New Caledonia, New Hebrides, the Philippines, and Hawaii.
In 1960, Ford unveiled the new Falcon in Australia, only months after its introduction in the United States. To Holden's advantage, the Falcon was not durable, particularly in the front suspension, making it ill-suited for Australian conditions. In response to the Falcon, Holden introduced the facelifted EK series in 1961; the new model featured two-tone paintwork and optional Hydramatic automatic transmission. A restyled EJ series came in 1962, debuting the new luxury oriented Premier model. The EH update came a year later, bringing the new Red motor, providing better performance than the previous Grey motor. The HD series of 1965 had the introduction of the Powerglide automatic transmission. At the same time, an "X2" performance option with a more powerful version of the six-cylinder engine was made available. In 1966, the HR was introduced, including changes in the form of new front and rear styling and higher-capacity engines. More significantly, the HR fitted standard front seat belts; Holden thus became the first Australian automaker to provide the safety device as standard equipment across all models. This coincided with the completion of the production plant in Acacia Ridge, Queensland. By 1963, Holden was exporting cars to Africa, the Middle East, Southeast Asia, the Pacific Islands, and the Caribbean.
Holden began assembling the compact HA series Vauxhall Viva in 1964. This was superseded by the Holden Torana in 1967, a development of the Viva ending Vauxhall production in Australia. Holden offered the LC, a Torana with new styling, in 1969 with the availability of Holden's six-cylinder engine. In the development days, the six-cylinder Torana was reserved for motor racing, but research had shown a business case existed for such a model. The LC Torana was the first application of Holden's new three-speed Tri-Matic automatic transmission. This was the result of Holden's A$16.5 million transformation of the Woodville, South Australia, factory for its production.
Holden's association with the manufacture of Chevrolets and Pontiacs ended in 1968, coinciding with the year of Holden's next major new model, the HK . This included Holden's first V8 engine, a Chevrolet engine imported from Canada. Models based on the HK series included an extended-length prestige model, the Brougham; and a two-door coupé, the Monaro. The mainstream Holden Special was rebranded the Kingswood, and the basic fleet model, the Standard, became the Belmont. On 3 March 1969, Alexander Rhea, managing director of General Motors-Holden's at the time, was joined by press photographers and the Federal Minister of Shipping and Transport, Ian Sinclair as the two men drove the two-millionth Holden, an HK Brougham, off the production line. This came just over half a decade since the one-millionth car, an EJ Premier sedan, rolled off the Dandenong line on 25 October 1962. Following the Chevrolet V8 fitted to the HK, the first Australian-designed and mass-produced V8, the Holden V8 engine debuted in the Hurricane concept of 1969 before fitment to facelifted HT model. This was available in two capacities: and . Late in HT production, use of the new Tri-Matic automatic transmission, first seen in the LC Torana was phased in as Powerglide stock was exhausted, but Holden's official line was that the HG of 1971 was the first full-sized Holden to receive it.
Despite the arrival of serious competitors—namely, the Ford Falcon, Chrysler Valiant, and Japanese cars—in the 1960s, Holden's locally produced large six- and eight-cylinder cars remained Australia's top-selling vehicles. Sales were boosted by exporting the Kingswood sedan, station wagon, and utility body styles to Indonesia, Trinidad and Tobago, Pakistan, the Philippines, and South Africa in complete knock-down form.
1970s
Holden launched the new HQ series in 1971. At this time, the company was producing all of its passenger cars in Australia, and every model was of Australian design; however, by the end of the decade, Holden was producing cars based on overseas designs. The HQ was thoroughly re-engineered, featuring a perimeter frame and semimonocoque (unibody) construction. Other firsts included an all-coil suspension and an extended wheelbase for station wagons, while the utilities and panel vans retained the traditional coil/leaf suspension configuration. The series included the new prestige Statesman brand, which also had a longer wheelbase, replacing the Brougham. The Statesman remains noteworthy because it was not marketed as a "Holden", but rather a "Statesman".
The HQ framework led to a new generation of two-door Monaros, and despite the introduction of the similar-sized competitors, the HQ range became the top-selling Holden of all time, with 485,650 units sold in three years; 14,558 units were exported and 72,290 CKD kits were constructed. The HQ series was facelifted in 1974 with the introduction of the HJ, heralding new front-panel styling and a revised rear fascia. This new bodywork was to remain, albeit with minor upgrades, through the HX and HZ series. Detuned engines adhering to government emission standards were brought in with the HX series, whilst the HZ brought considerably improved road handling and comfort with the introduction of radial-tuned suspension. As a result of GM's toying with the Wankel rotary engine, as used by Mazda of Japan, an export agreement was initiated in 1975. This involved Holden exporting with powertrains, HJ, and later, HX series Premiers as the Mazda Roadpacer AP. Mazda then fitted these cars with the 13B rotary engine and three-speed automatic transmission. Production ended in 1977, after just 840 units sold.
Development of the Torana continued in with the larger mid-sized LH series released in 1974, offered only as a four-door sedan. The LH Torana was one of the few cars worldwide engineered to accommodate four-, six-, and eight-cylinder engines. This trend continued until Holden introduced the Sunbird in 1976, essentially the four-cylinder Torana with a new name. Designated LX, both the Sunbird and Torana introduced a three-door hatchback variant. A final UC update appeared in 1978. During its production run, the Torana achieved legendary racing success in Australia, achieving victories at the Mount Panorama Circuit in Bathurst, New South Wales.
In 1975, Holden introduced the compact Gemini, the Australian version of the "T-car", based on the Opel Kadett C. The Gemini was an overseas design developed jointly with Isuzu, GM's Japanese affiliate; and was powered by a 1.6-litre four-cylinder engine. Fast becoming a popular car, the Gemini rapidly attained sales leadership in its class, and the nameplate lived on until 1987.
Holden's most popular car to date, the Commodore, was introduced in 1978 as the VB. The new family car was loosely based on the Opel Rekord E body shell, but with the front from the Opel Senator grafted to accommodate the larger Holden six-cylinder and V8 engines. Initially, the Commodore maintained Holden's sales leadership in Australia. However, some of the compromises resulting from the adoption of a design intended for another market hampered the car's acceptance. In particular, it was narrower than its predecessor and its Falcon rival, making it less comfortable for three rear-seat passengers. With the abandonment of left-hand drive markets, Holden exported almost 100,000 Commodores to markets such as New Zealand, Thailand, Hong Kong, Malaysia, Indonesia, Malta and Singapore.
During the 1970s, Holden ran an advertising jingle "Football, Meat Pies, Kangaroos, and Holden cars", a localised version of the "Baseball, Hot Dogs, Apple Pies, and Chevrolet" jingle used by GM's Chevrolet division in the United States.
Holden discontinued the Torana in 1979 and the Sunbird in 1980. After the 1978 introduction of the Commodore, the Torana became the "in-between" car, surrounded by the smaller and more economical Gemini and the larger, more sophisticated Commodore. The closest successor to the Torana was the Camira, released in 1982 as Australia's version of GM's medium-sized "J-car".
1980s
The 1980s were challenging for Holden and the Australian automotive industry. The Australian Government tried to revive the industry with the Button car plan, which encouraged car makers to focus on producing fewer models at higher, more economical volumes, and to export cars. The decade opened with the shut-down of the Pagewood, New South Wales production plant and introduction of the light commercial Rodeo, sourced from Isuzu in Japan. The Rodeo was available in both two- and four-wheel drive chassis cab models with a choice of petrol and diesel powerplants. The range was updated in 1988 with the TF series, based on the Isuzu TF. Other cars sourced from Isuzu during the 1980s were the four-wheel drive Jackaroo (1981), the Shuttle (1982) van and the Piazza (1986) three-door sports hatchback. The second generation Holden Gemini from 1985 was also based on an Isuzu design, although, its manufacture was undertaken in Australia.
While GM Australia's commercial vehicle range had originally been mostly based on Bedford products, these had gradually been replaced by Isuzu products. This process began in the 1970s and by 1982 Holden's commercial vehicle arm no longer offered any Bedford products.
The new Holden WB commercial vehicles and the Statesman WB limousines were introduced in 1980. However, the designs, based on the HQ and updated HJ, HX and HZ models from the 1970s were less competitive than similar models in Ford's lineup. Thus, Holden abandoned those vehicle classes altogether in 1984. Sales of the Commodore also fell, with the effects of the 1979 energy crisis lessening, and for the first time the Commodore lost ground to the Ford Falcon. Sales in other segments also suffered when competition from Ford intensified, and other Australian manufacturers: Mitsubishi, Nissan and Toyota gained market share. When released in 1982, the Camira initially generated good sales, which later declined because buyers considered the 1.6-litre engine underpowered, and the car's build and ride quality below-average. The Camira lasted just seven years, and contributed to Holden's accumulated losses of over A$500 million by the mid-1980s.
In 1984, Holden introduced the VK Commodore, with significant styling changes from the previous VH. The Commodore was next updated in 1986 as the VL, which had new front and rear styling. Controversially, the VL was powered by the 3.0-litre Nissan RB30 six-cylinder engine and had a Nissan-built, electronically controlled four-speed automatic transmission. Holden even went to court in 1984 to stop local motoring magazine Wheels from reporting on the matter. The engine change was necessitated by the legal requirement that all new cars sold in Australia after 1986 had to consume unleaded petrol. Because it was unfeasible to convert the existing six-cylinder engine to run on unleaded fuel, the Nissan engine was chosen as the best engine available. However, changing currency exchange rates doubled the cost of the engine and transmission over the life of the VL. The decision to opt for a Japanese-made transmission led to the closure of the Woodville, South Australia assembly plant. Confident by the apparent sign of turnaround, GM paid off Holden's mounted losses of A$780 million on 19 December 1986. At GM headquarters' request, Holden was then reorganised and recapitalised, separating the engine and car manufacturing divisions in the process. This involved the splitting of Holden into Holden's Motor Company (HMC) and Holden's Engine Company (HEC). For the most part, car bodies were now manufactured at Elizabeth, South Australia, with engines as before, confined to the Fishermans Bend plant in Port Melbourne, Victoria. The engine manufacturing business was successful, building four-cylinder Family II engines for use in cars built overseas. The final phase of the Commodore's recovery strategy involved the 1988 VN, a significantly wider model powered by the American-designed, Australian-assembled 3.8-litre Buick V6 engine.
Holden began to sell the subcompact Suzuki Swift-based Barina in 1985. The Barina was launched concurrently with the Suzuki-sourced Holden Drover, followed by the Scurry later on in 1985. In the previous year, Nissan Pulsar hatchbacks were rebadged as the Holden Astra, as a result of a deal with Nissan. This arrangement ceased in 1989 when Holden entered a new alliance with Toyota, forming a new company: United Australian Automobile Industries (UAAI). UAAI resulted in Holden selling rebadged versions of Toyota's Corolla and Camry, as the Holden Nova and Apollo respectively, with Toyota re-branding the Commodore as the Lexcen.
1990s
The company changed throughout the 1990s, increasing its Australian market share from 21 percent in 1991 to 28.2 percent in 1999. Besides manufacturing Australia's best selling car, which was exported in significant numbers, Holden continued to export many locally produced engines to power cars made elsewhere. In this decade, Holden adopted a strategy of importing cars it needed to offer a full range of competitive vehicles. During 1998, General Motors-Holden's Ltd name was shortened to "Holden Ltd".
On 26 April 1990, GM's New Zealand subsidiary Holden New Zealand announced that production at the assembly plant based in Trentham would be phased out and vehicles would be imported duty-free—this came after the 1984 closure of the Petone assembly line due to low output volumes. During the 1990s, Holden, other Australian automakers and trade unions pressured the Australian Government to halt the lowering of car import tariffs. By 1997, the federal government had already cut tariffs to 22.5 percent, from 57.5 percent ten years earlier; by 2000, a plan was formulated to reduce the tariffs to 15 percent. Holden was critical, saying that Australia's population was not large enough, and that the changes could tarnish the local industry.
Holden reintroduced its defunct Statesman title in 1990—this time under the Holden marque, as the Statesman and Caprice. For 1991, Holden updated the Statesman and Caprice with a range of improvements, including the introduction of four-wheel anti-lock brakes (ABS); although, a rear-wheel system had been standard on the Statesman Caprice from March 1976. ABS was added to the short-wheelbase Commodore range in 1992. Another returning variant was the full-size utility, and on this occasion it was based on the Commodore. The VN Commodore received a major facelift in 1993 with the VR—compared to the VN, approximately 80 percent of the car model was new. Exterior changes resulted in a smoother overall body and a "twin-kidney" grille—a Commodore styling trait that remained until the 2002 VY model and, as of 2013, remains a permanent staple on HSV variants.
Holden introduced the all-new VT Commodore in 1997, the outcome of a A$600 million development programme that spanned more than five years. The new model featured a rounded exterior body shell, improved handling and many firsts for an Australian-built car. Also, a stronger body structure increased crash safety. The locally produced Buick-sourced V6 engine powered the Commodore range, as did the 5.0-litre Holden V8 engine, and was replaced in 1999 by the 5.7-litre LS unit.
The UAAI badge-engineered cars first introduced in 1989 sold in far fewer numbers than anticipated, but the Holden Commodore, Toyota Camry, and Corolla were all successful when sold under their original nameplates. The first generation Nova and the donor Corolla were produced at Holden's Dandenong, Victoria facility until 1994. UAAI was dissolved in 1996, and Holden returned to selling only GM products. The Holden Astra and Vectra, both designed by Opel in Germany, replaced the Toyota-sourced Holden Nova and Apollo. This came after the 1994 introduction of the Opel Corsa replacing the already available Suzuki Swift as the source for the Holden Barina. Sales of the full-size Holden Suburban SUV sourced from Chevrolet commenced in 1998—lasting until 2001. Also in 1998, local assembly of the Vectra began at Elizabeth, South Australia. These cars were exported to Japan and Southeast Asia with Opel badges. However, the Vectra did not achieve sufficient sales in Australia to justify local assembly, and reverted to being fully imported in 2000.
2000s
Holden's market surge from the 1990s reversed in the 2000s decade. In Australia, Holden's market share dropped from 27.5 percent in 2000 to 15.2 percent in 2006. From March 2003, Holden no longer held the number one sales position in Australia, losing ground to Toyota.
This overall downturn affected Holden's profits; the company recorded a combined gain of A$842.9 million from 2002 to 2004, and a combined loss of A$290 million from 2005 to 2006. Factors contributing to the loss included the development of an all-new model, the strong Australian dollar and the cost of reducing the workforce at the Elizabeth plant, including the loss of 1,400 jobs after the closure of the third-shift assembly line in 2005, after two years in operation. Holden fared better in 2007, posting an A$6 million loss. This was followed by an A$70.2 million loss in the 2008, an A$210.6 million loss in 2009, and a profit of A$112 million in 2010. On 18 May 2005, "Holden Ltd" became "GM Holden Ltd", coinciding with the resettling to the new Holden headquarters on 191 Salmon Street, Port Melbourne, Victoria.
Holden caused controversy in 2005 with their Holden Employee Pricing television advertisement, which ran from October to December 2005. The campaign publicised, "for the first time ever, all Australians can enjoy the financial benefit of Holden Employee Pricing". However, this did not include a discounted dealer delivery fee and savings on factory fitted options and accessories that employees received. At the same time, employees were given a further discount of 25 to 29 percent on selected models.
Holden revived the Monaro coupe in 2001. Based on the Commodore VX architecture, the coupe attracted worldwide attention after being shown as a concept car at Australian auto shows. The VX Commodore received its first major update in 2002 with the VY series. A mildly facelifted VZ model launched in 2004, introducing the High Feature engine. This was built at the Fishermans Bend facility completed in 2003, with a maximum output of 900 engines per day. This has reportedly added A$5.2 billion to the Australian economy; exports account for about A$450 million alone. After the VZ, the High Feature engine powered the all-new Holden Commodore (VE). In contrast to previous models, the VE no longer used an Opel-sourced platform adapted both mechanically and in size, but was based on the GM Zeta platform that was earmarked to become a "Global RWD Architecture", until plans were cancelled due to the 2007/08 global financial crisis.
Throughout the 1990s, Opel had also been the source of many Holden models. To increase profitability, Holden looked to the South Korean Daewoo brand for replacements after acquiring a 44.6 percent stake—worth US$251 million—in the company in 2002 as a representative of GM. This was increased to 50.9 percent in 2005, but when GM further increased its stake to 70.1 percent around the time of its 2009 Chapter 11 reorganisation, Holden's interest was relinquished and transferred to another (undisclosed) part of GM.
The commencement of the Holden-branded Daewoo models began with the 2005 Holden Barina, which based on the Daewoo Kalos, replaced the Opel Corsa as the source of the Barina. In the same year, the Viva, based on the Daewoo Lacetti, replaced the entry-level Holden Astra Classic, although the new-generation Astra introduced in 2004 continued on. The Captiva crossover SUV came next in 2006. After discontinuing the Frontera and Jackaroo models in 2003, Holden was only left with one all-wheel drive model: the Adventra, a Commodore-based station wagon. The fourth model to be replaced with a South Korean alternative was the Vectra by the mid-size Epica in 2007. As a result of the split between GM and Isuzu, Holden lost the rights to use the "Rodeo" nameplate. Consequently, the Holden Rodeo was facelifted and relaunched as the Colorado in 2008. Following Holden's successful application for a A$149 million government grant to build a localised version of the Chevrolet Cruze in Australia from 2011, Holden in 2009 announced that it would initially import the small car unchanged from South Korea as the Holden Cruze.
Following the government grant announcement, Kevin Rudd, Australia's Prime Minister at the time, stated that production would support 600 new jobs at the Elizabeth facility; however, this failed to take into account Holden's previous announcement, whereby 600 jobs would be shed when production of the Family II engine ceased in late 2009. In mid-2013, Holden sought a further A$265 million, in addition to the A$275 million that was already committed by the governments of Canberra, South Australia and Victoria, to remain viable as a car manufacturer in Australia. A source close to Holden informed the Australian news publication that the car company is losing money on every vehicle that it produces and consequently initiated negotiations to reduce employee wages by up to A$200 per week to cut costs, following the announcement of 400 job cuts and an assembly line reduction of 65 (400 to 335) cars per day. From 2001 to 2012, Holden received over A$150 million a year in subsidy from Australian government. The subsidy from 2007 was more than Holden's capital investment of the same period. From 2004, Holden was only able to make a profit in 2010 and 2011.
2010s
In March 2012, Holden was given a $270 million lifeline by the Australian federal government along with the South Australian and Victorian state governments. In return, Holden planned to inject over $1 billion into car manufacturing in Australia. They estimated the new investment package would return around $4 billion to the Australian economy and see GM Holden continue making cars in Australia until at least 2022.
Industry Minister Kim Carr confirmed on 10 July 2013 that talks had been scheduled between the Australian government and Holden. On 13 August 2013, 1,700 employees at the Elizabeth plant in South Australia voted to accept a three-year wage freeze to decrease the chances of the production line's closure in 2016. Holden's ultimate survival, though, depended on continued negotiations with the Federal Government—to secure funding for the period from 2016 to 2022—and the final decision of the global headquarters in Detroit, US.
Following an unsuccessful attempt to secure the extra funding required from the new Liberal/National coalition government, on 11 December 2013, General Motors announced that Holden would cease engine and vehicle manufacturing operations in Australia by the end of 2017. As a result, 2,900 jobs would be lost over four years. Beyond 2017 Holden's Australian presence would consist of a national sales company, a parts distribution centre and a global design studio.
In May 2014, GM reversed their decision to abandon the Lang Lang Proving Ground and decided to keep it as part of their engineering capability in Australia.
In 2015, Holden again began selling a range of Opel-derived cars comprising the Astra VXR and Insignia VXR (both based on the OPC models sold by Vauxhall) and Cascada. Later that year, Holden also announced plans to sell the European Astra and the South Korean Cruze alongside each other from 2017.
In December 2015, Belgian entrepreneur Guido Dumarey commenced negotiations to buy the Commodore manufacturing plant in Elizabeth, with a view to continue producing a rebadged Zeta-based premium range of rear and all-wheel drive vehicles for local and export sales. The proposal was met with doubt in South Australia, and it later came to nothing. On 20 October 2017, Holden ceased manufacturing vehicles in Australia with the closure of the Elizabeth plant. Afterwards, Holden became an importer of rebadged cars from various GM subsidiaries located in the United States, Canada, Germany, Thailand, and South Korea.
2020s
On 17 February 2020, General Motors announced that the Holden brand would be retired by 2021, after GM stated it would no longer make right-hand drive vehicles globally, leaving the Australia and New Zealand market altogether.
Vehicles
Holden-designed models
Holden Brougham (1968-1971)
Holden Camira (1982-1989)
Holden Statesman/Caprice (1990-2017)
Holden Commodore/Berlina/Calais (1978-2017)
Holden Belmont/Kingswood/Premier (1968-1984)
Holden Monaro (1968-1977; 2001-2005)
Holden Standard/Special/Premier (1953-1968)
Holden Sunbird/Torana (1967-1980)
Statesman (1971-1984)
Chevrolet-based models
Holden Astra Sedan (2017–2019)
Holden Barina (2011-2018)
Holden Colorado (2008–2020)
Holden Colorado 7/Trailblazer (2012–2020)
Holden Cruze (2009–2016)
Holden Malibu (2013–2016)
Holden Spark (2009–2020)
Holden Suburban (1998–2001)
Holden Trax (2013–2020)
Holden Volt (2012–2015)
Holden Equinox (2018-2020)
Daewoo-based models
Holden Barina (2005–2011)
Holden Captiva (2006–2018)
Holden Epica (2007–2011)
Holden Viva (2005–2009)
GMC-based models
Holden Acadia (2018-2020)
Isuzu-based models
Holden Camira (1984–1987), only in New Zealand
Holden Frontera (1995–2004)
Holden Gemini (1975-1986)
Holden Jackaroo/Monterey (1981–2002)
Holden Piazza (1986–1988)
Holden Rodeo (1981–2008)
Holden Shuttle (1982-1990)
Nissan-based models
Holden Astra (1984–1989)
Opel-based models
Holden Astra (1996–2009, 2015–2020)
Holden Barina (1994–2005)
Holden Calibra (1991–1998)
Holden Cascada (2015–2017)
Holden Combo (1996–2012)
Holden Commodore (2018–2020)
Holden Insignia (2015–2017)
Holden Tigra (2005–2007)
Holden Vectra (1997–2006)
Holden Zafira (2001–2005)
Suzuki-based models
Holden Barina (1985–1994)
Holden Cruze (2002–2006)
Holden Drover
Holden Scurry
Toyota-based models
Holden Apollo (1989–1996)
Holden Nova (1989–1996)
Corporate affairs and identity
On 8 May 2015, Jeff Rolfs, Holden's CFO, became interim chairman and managing director. Holden announced on 6 February 2015 that Mark Bernhard would return to Holden as chairman and managing director, the first Australian to hold the post in 25 years. In 2010, Holden sold vehicles across Australia through the Holden Dealer Network (310 authorised stores and 12 service centres), which employed more than 13,500 people.
In 1987, Holden established Holden Special Vehicles (HSV) in partnership with Tom Walkinshaw, who primarily manufactured modified, high-performance Commodore variants. To further reinforce the brand, HSV introduced the HSV Dealer Team into the V8 Supercar fold in 2005 under the naming rights of Toll HSV Dealer Team.
Holden's logo, of a lion holding a stone, was introduced in 1928. Holden's Motor Body Builders appointed Rayner Hoff to design the emblem, which refers to a fable in which observations of lions rolling stones led to the invention of the wheel. With the 1948 launch of the 48–215, Holden revised its logo. It commissioned another redesign in 1972 to better represent the company. The emblem was reworked once more in 1995.
Exports
Holden began to export vehicles in 1954, sending the FJ to New Zealand. Exports to New Zealand continued, but to broaden their export potential, Holden began to cater their Commodore, Monaro and Statesman/Caprice models for both right- and left-hand drive markets. The Middle East was Holden's largest export market, with the Commodore sold as the Chevrolet Lumina from 1998, and the Statesman from 1999 as the Chevrolet Caprice. Commodores were also sold as the Chevrolet Lumina in Brunei, Fiji and South Africa, and as the Chevrolet Omega in Brazil. Pontiac in North America also imported Commodore sedans from 2008 through to 2009 as the G8. The G8's cessation was a consequence of GM's Chapter 11 bankruptcy resulting in the demise of the Pontiac brand.
Sales of the Monaro began in 2003 to the Middle East as the Chevrolet Lumina Coupe. Later that year a modified version of the Monaro began selling in the United States (but not in Canada) as the Pontiac GTO, and under the Monaro name through Vauxhall dealerships in the United Kingdom. This arrangement continued through to 2005 when the car was discontinued. The long-wheelbase Statesman sales in the Chinese market as the Buick Royaum began in 2005, before being replaced in 2007 by the Statesman-based Buick Park Avenue. Statesman/Caprice exports to South Korea also began in 2005. These Korean models were sold as the Daewoo Statesman, and later as the Daewoo Veritas from 2008. Holden's move into international markets proved profitable; export revenue increased from A$973 million in 1999 to just under $1.3 billion in 2006.
From 2011, the WM Caprice was exported to North America as the Chevrolet Caprice PPV, a version of the Caprice built exclusively for law enforcement in North America and sold only to police. From 2007, the HSV-based Commodore was exported to the United Kingdom as the Vauxhall VXR8.
In 2013, Chevrolet announced that exports of the Commodore would resume to North America in the form of the VF Commodore as the Chevrolet SS sedan for the 2014 model year. The Chevrolet SS Sedan was also imported to the United States (but again, not to Canada) for 2015 with only minor changes, notably the addition of Magnetic Ride Control suspension and a Tremec TR-6060 manual transmission. For the 2016 model year the SS sedan received a facelift based on the VF Series II Commodore unveiled in September 2015. In 2017, production of Holden's last two American exports, the SS and the Caprice PPV was discontinued.
Leadership
Edward Holden (1917–1934)
Laurence Hartnett (1934–1946)
Harold E. Bettle (1946–1953)
Earl C. Daum (1953–1959)
Harlow C. Gage (1959–1962)
David L. Heglund (1962–1966)
Max C. Wilson (1966–1968)
Alexander D. Rhea (1968–1970)
A. C. "Bill" Gibbs (1970–1973)
Damon Martin (1973–1976)
Charles S. "Chuck" Chapman (1976–1987)
John G. Bagshaw (1987–1990)
William J. Hamel (1990–1997)
James R. Wiemels (1997–1999)
Peter Hanenberger (1999–2003)
Denny Mooney (2003–2007)
Chris Gubbey (2007–2008)
Mark Reuss (2008–2009)
Alan Batey (2009–2010)
Michael Devereux (2010–2014)
Gerry Dorizas (2014–2014)
Jeff Rolfs (Interim chairman and managing director) (2014–2015)
Mark Bernhard (2015–2018)
Dave Buttner (2018–2019)
Kristian Aquilina (2019–2020) [Acting Chairman and Managing Director]
Sales
Whilst previously holding the number one position in Australian vehicle sales, Holden has sold progressively fewer cars during most of the 21st century, in part due to a large drop in Commodore sales.
Motorsport
Holden has been involved with factory backed teams in Australian touring car racing since 1968. The main factory-backed teams have been the Holden Dealer Team (1969–1987), the Holden Racing Team (1990–2016) and Triple Eight Race Engineering (2017–2020). Holden won the Bathurst 1000 34 times, more than any other manufacturer, and has won the Australian Touring Car and Supercars Championship title 21 times. Brad Jones Racing, Team 18, Erebus Motorsport, Matt Stone Racing, Tekno Autosports and Walkinshaw Andretti United also run Holden Commodores in the series.
See also
The Death of Holden
List of Holden vehicles by nameplate
Notes
References
Books
Internet
Part One, Part Two, Part Three (PDF).
Mendelssohn, Joanna (28 June 2017), Celebrating the feminist Holden, The Conversation.
Wagner, David Paul, Canowindra Motors Holden Museum. australiaforvisitors.com. Photographic record of this Holden museum that closed in 2016.
Magazines
External links
Early history of Holden
Car manufacturers of Australia
Vehicle manufacturing companies established in 1856
General Motors marques
Former General Motors subsidiaries
Australian brands
Saddle manufacturers
Australian companies established in 1856
Australian companies disestablished in 2020
Manufacturing plants in Australia
Defunct manufacturing companies of Australia
Vehicle manufacturing companies disestablished in 2020 |
13644 | https://en.wikipedia.org/wiki/Hawkwind | Hawkwind | Hawkwind are an English rock band known as one of the earliest space rock groups. Since their formation in November 1969, Hawkwind have gone through many incarnations and have incorporated many different styles into their music, including hard rock, progressive rock and psychedelic rock. They are also regarded as an influential proto-punk band. Their lyrics favour urban and science fiction themes.
Many musicians, dancers and writers have worked with the band since their inception. Notable musicians who have performed in Hawkwind include Lemmy, Ginger Baker, Robert Calvert, Nik Turner and Huw Lloyd-Langton. However, the band are most closely associated with their founder, singer, songwriter and guitarist Dave Brock, who is the only remaining original member.
Hawkwind are best known for the song "Silver Machine", which became a number-three UK hit single in 1972, but they scored further hit singles with "Urban Guerrilla" (another Top 40 hit) and "Shot Down in the Night". The band had a run of twenty-two of their albums charting in the UK from 1971 to 1993.
History
1969: formation
Dave Brock and Mick Slattery had been in the London-based psychedelic band Famous Cure, and a meeting with bassist John Harrison revealed a mutual interest in electronic music which led the trio to embark upon a new musical venture together. Seventeen-year-old drummer Terry Ollis replied to an advert in a music weekly, while Nik Turner and Michael "Dik Mik" Davies, old acquaintances of Brock, offered help with transport and gear, but were soon pulled into the band.
Gatecrashing a local talent night at the All Saints Hall, Notting Hill, they were so disorganised as to not even have a name, opting for "Group X" at the last minute, nor any songs, choosing to play an extended 20-minute jam on the Byrds' "Eight Miles High". BBC Radio 1 DJ John Peel was in the audience and was impressed enough to tell event organiser, Douglas Smith, to keep an eye on them. Smith signed them up and got them a deal with Liberty Records on the back of a deal he was setting up for Cochise.
The band settled on the name "Hawkwind" after briefly being billed as "Group X" and "Hawkwind Zoo".
An Abbey Road session took place recording demos of "Hurry on Sundown" and others (included on the remasters version of Hawkwind), after which Slattery left to be replaced by Huw Lloyd-Langton, who had known Brock from his days working in a music shop selling guitar strings to Brock, then a busker.
1970–1975: United Artists era
Pretty Things guitarist Dick Taylor was brought in to produce the 1970 debut album Hawkwind. Although it was not a commercial success, it did bring them to the attention of the UK underground scene, which found them playing free concerts, benefit gigs, and festivals. Playing free outside the Bath Festival, they encountered another Ladbroke Grove based band, the Pink Fairies, who shared similar interests in music and recreational activities; a friendship developed which led to the two bands becoming running partners and performing as "Pinkwind". Their use of drugs, however, led to the departure of Harrison, who did not partake, to be replaced briefly by Thomas Crimble (about July 1970–March 1971). Crimble played on a few BBC sessions before leaving to help organise the Glastonbury Free Festival 1971; he sat in during the band's performance there. Lloyd-Langton also quit, after a bad LSD trip at the Isle of Wight Festival led to a nervous breakdown.
Their follow-up album, 1971's In Search of Space, brought greater commercial success, reaching number 18 on the UK album charts. This album offered a refinement of the band's image and philosophy courtesy of graphic artist Barney Bubbles and underground press writer Robert Calvert, as depicted in the accompanying Hawklog booklet, which would be further developed into the Space Ritual stage show. Science fiction author Michael Moorcock and dancer Stacia also started contributing to the band. Dik Mik had left the band, replaced by sound engineer Del Dettmar, but chose to return for this album giving the band two electronics players. Bass player Dave Anderson, who had been in the German band Amon Düül II, had also joined and played on the album but departed before its release because of personal tensions with some other members of the band. Anderson and Lloyd-Langton then formed the short-lived band Amon Din. Meanwhile, Ollis quit, unhappy with the commercial direction the band were heading in.
The addition of bassist Ian "Lemmy" Kilmister and drummer Simon King propelled the band to greater heights. One of the early gigs the band played was a benefit for the Greasy Truckers at The Roundhouse on 13 February 1972. A live album of the concert, Greasy Truckers Party, was released, and after re-recording the vocal, a single, "Silver Machine", was also released, reaching number three in the UK charts. This generated sufficient funds for the subsequent album Doremi Fasol Latido Space Ritual tour. The show featured dancers Stacia and Miss Renee typically performing either topless or wearing only body paint, mime artist Tony Carrera and a light show by Liquid Len and was recorded on the elaborate package Space Ritual. At the height of their success, in 1973, the band released the single "Urban Guerrilla", which coincided with an IRA bombing campaign in London, so the BBC refused to play it and the band's management reluctantly decided to withdraw it fearing accusations of opportunism, despite the disc having already climbed to number 39 in the UK chart.
Dik Mik departed during 1973 and Calvert ended his association with the band to concentrate on solo projects. Dettmar also indicated that he was to leave the band, so Simon House was recruited as keyboardist and violinist playing live shows, a North America tour and recording the 1974 album Hall of the Mountain Grill. Dettmar left after a European tour and emigrated to Canada, whilst Alan Powell deputised for an incapacitated King on that European tour, but remained giving the band two drummers.
At the beginning of 1975, the band recorded the album Warrior on the Edge of Time in collaboration with Michael Moorcock, loosely based on his Eternal Champion figure. However, during a North American tour in May, Lemmy was caught in possession of amphetamine crossing the border from the US into Canada. The border police mistook the powder for cocaine and he was jailed, forcing the band to cancel some shows. Fed up with his erratic behaviour, the band dismissed the bass player replacing him with their long-standing friend and former Pink Fairies guitarist Paul Rudolph. Lemmy then teamed up with another Pink Fairies guitarist, Larry Wallis, to form Motörhead, named after the last song he had written for Hawkwind.
1976–1978: Charisma era
Calvert made a guest appearance with the band for their headline set at the Reading Festival in August 1975, after which he chose to rejoin the band as a full-time lead vocalist. Stacia chose to relinquish her dancing duties and settle down to family life. The band changed record company to Tony Stratton-Smith's Charisma Records and, on Stratton-Smith's suggestion, band management from Douglas Smith to Tony Howard.
Astounding Sounds, Amazing Music is the first album of this era. On the eve of recording the follow-up "Back on the Streets" single, Turner was dismissed for his erratic live playing and Powell was deemed surplus to requirements. After a tour to promote the single and during the recording of the next album, Rudolph was also dismissed, for allegedly trying to steer the band into a musical direction at odds with Calvert and Brock's vision.
Adrian "Ade" Shaw, who, as bass player for Magic Muscle, had supported Hawkwind on the Space Ritual tour, came in for the 1977 album Quark, Strangeness and Charm. The band continued to enjoy moderate commercial success, but Calvert's mental illness often caused problems. A manic phase saw the band abandon a European tour in France, while a depression phase during a 1978 North American tour convinced Brock to disband the group. In between these two tours, the band had recorded the album PXR5 in January 1978, but its release was delayed until 1979.
On 23 December 1977 in Barnstaple, Brock and Calvert had performed a one-off gig with Devon band Ark as the Sonic Assassins, and looking for a new project in 1978, bassist Harvey Bainbridge and drummer Martin Griffin were recruited from this event. Steve Swindells was recruited as keyboard player. The band was named Hawklords, (probably for legal reasons, the band having recently split from their management), and recording took place on a farm in Devon using a mobile studio, resulting in the album 25 Years On. King had originally been the drummer for the project but quit during recording sessions to return to London, while House, who had temporarily left the band to join a David Bowie tour, elected to remain with Bowie full-time, but nevertheless contributed violin to these sessions. At the end of the band's UK tour, Calvert, wanting King back in the band, dismissed Griffin, then promptly resigned himself, choosing to pursue a career in literature. Swindells left to record a solo album after an offer had been made to him by the record company ATCO.
1979–1986: Bronze, RCA and independents
In late 1979, Hawkwind reformed with Brock, Bainbridge and King being joined by Huw Lloyd-Langton (who had played on the debut album) and Tim Blake (formerly of Gong), debuting at the first Futurama (The World's First Science Fiction Music Festival) on 9 September in Leeds, and then embarking upon a UK tour despite not having a record deal or any product to promote. Some shows were recorded and a deal was made with Bronze Records, resulting in the Live Seventy Nine album, quickly followed by the studio album Levitation. However, during the recording of Levitation King quit and Ginger Baker was drafted in for the sessions, but he chose to stay with the band for the tour, during which Blake left to be replaced by Keith Hale.
In 1981 Baker and Hale left after their insistence that Bainbridge should be dismissed was ignored, and Brock and Bainbridge elected to handle synthesisers and sequencers themselves, with drummer Griffin from the Hawklords rejoining. Three albums, which again saw Moorcock contributing lyrics and vocals, were recorded for RCA/Active: Sonic Attack, the electronic Church of Hawkwind and Choose Your Masques. This band headlined the 1981 Glastonbury Festival and made an appearance at the 1982 Donington Monsters of Rock Festival, as well as continuing to play the summer solstice at Stonehenge Free Festival.
In the early 1980s, Brock had started using drum machines for his home demos and became increasingly frustrated at the inability of drummers to keep perfect time, leading to a succession of drummers coming and going. First, Griffin was ousted and the band tried King again, but, unhappy with his playing at that time, he was rejected. Andy Anderson briefly joined while he was also playing for The Cure, and Robert Heaton also filled the spot briefly prior to the rise of New Model Army. Lloyd Langton Group drummer John Clark did some recording sessions, and in late 1983 Rick Martinez joined the band to play drums on the Earth Ritual tour in February and March 1984, later replaced by Clive Deamer.
Turner had returned as a guest for the 1982 Choose Your Masques tour and was invited back permanently. Further tours ensued with Phil "Dead Fred" Reeves augmenting the line-up on keyboards and violin, but neither Turner nor Reeves would appear on the only recording of 1983–84, The Earth Ritual Preview, however there was a guest spot for Lemmy. The Earth Ritual tour was filmed for Hawkwind's first video release, Night of the Hawk.
Alan Davey was a young fan of the band who had sent a tape of his playing to Brock, and Brock chose to oust Reeves moving Bainbridge from bass to keyboards to accommodate Davey. This experimental line-up played at the Stonehenge Free Festival in 1984, which was filmed and release as Stonehenge 84. Subsequent personal and professional tensions between Brock and Turner led to the latter's expulsion at the beginning of 1985. Clive Deamer, who was deemed "too professional" for the band, was eventually replaced in 1985 by Danny Thompson Jr (son of folk-rock bassist Danny Thompson), a friend of Alan Davey, and remained almost to the end of the decade.
Hawkwind's association with Moorcock climaxed in their most ambitious project, The Chronicle of the Black Sword, based loosely around the Elric series of books and theatrically staged with Tony Crerar as the central character. Moorcock contributed lyrics, but only performed some spoken pieces on some live dates. The tour was recorded and issued as an album Live Chronicles and video The Chronicle of the Black Sword. The band also performed at the Worldcon (World Science Fiction Convention) in Brighton.
In August 1985, The band performed at Crystal Palace Bowl, with several other rock bands, for a benefit concert for Pete Townshend's Double-O anti-heroin charity. Lemmy and Stacey were reunited with the band for this event. Vera Lynn closed the show.
1986–1999: GWR through to EBS
A headline appearance at the 1986 Reading Festival was followed by a UK tour to promote the Live Chronicles album which was filmed and released as Chaos. In 1988 the band recorded the album The Xenon Codex with Guy Bidmead, but all was not well in the band and soon after, both Lloyd-Langton and Thompson departed.
Drummer Richard Chadwick, who joined in the summer of 1988, had been playing in small alternative free festival bands, most notably Bath's Smart Pils, for a decade and had frequently crossed paths with Hawkwind and Brock. He was initially invited simply to play with the band, but eventually replaced stand in drummer Mick Kirton to become the band's drummer to the present day.
To fill in the gap of lead sound, lost when Lloyd-Langton left, violinist House was re-instated into the line-up in 1989 (having previously been a member from 1974 until 1978), and, notably, Hawkwind embarked on their first North American visit in eleven years (since the somewhat disastrous 1978 tour), in which House did not partake. The successfully received tour was the first of several over the coming years, in an effort by the band to re-introduce themselves to the American market.
Bridget Wishart, an associate of Chadwick's from the festival circuit, also joined to become the band's one and only singing front-woman, the band had been fronted in earlier days by Stacia but only as a dancer. This band produced two albums, 1990's Space Bandits and 1991's Palace Springs and also filmed a one-hour appearance for the Bedrock TV series with dancer Julie Murray-Anderson, who performed with Hawkwind between 1988 and 1991.
1990 saw Hawkwind tour North America again, the second instalment in a series of American visits made at around this time in an effort to re-establish the Hawkwind brand in America. The original business plan was to hold three consecutive US tours, annually, from 1989 to 1991, with the first losing money, the second breaking even, and the third turning a profit, ultimately bringing Hawkwind back into recognition across the Atlantic. Progress, however, was somewhat stunted, due to ex-member Nik Turner touring the United States with his own band at the time, in which the shows were often marketed as Hawkwind.
Still supporting Space Bandits, 1991 commenced with perhaps the most surprising Hawkwind tour in the band's history, without Dave Brock. Brock's temporary replacement was former Smart Pils guitarist Steve Bemand (who had played with Chadwick and Wishart in the Demented Stoats). The tour began in Amsterdam on 12 March and took in Germany, Greece, Italy and France before wrapping up in Belgium on 10 April after 24 dates.
In 1991 Bainbridge, House and Wishart departed and the band continued as a three piece relying heavily on synthesisers and sequencers to create a wall-of-sound. The 1992 album Electric Tepee combined hard rock and light ambient pieces, while It is the Business of the Future to be Dangerous is almost devoid of the rock leanings. The Business Trip is a record of the previous album's tour, but rockier as would be expected from a live outing. The White Zone album was released under the alias Psychedelic Warriors to distance itself entirely from the rock expectancy of Hawkwind.
A general criticism of techno music at that time was its facelessness and lack of personality, which the band were coming to feel also plagued them. Ron Tree had known the band on the festival circuit and offered his services as a front-man, and the band duly employed him for the album Alien 4 and its accompanying tour which resulted in the album Love in Space and video.
In 1996, unhappy with the musical direction of the band, bassist Davey left, forming his own Middle-Eastern flavoured hard-rock group Bedouin and a Motörhead tribute act named Ace of Spades. His bass playing role was reluctantly picked up by singer Tree and the band were joined full-time by lead guitarist Jerry Richards (another stalwart of the festival scene, playing for Tubilah Dog who had merged with Brock's Agents of Chaos during 1988) for the albums Distant Horizons and In Your Area. Rasta chanter Captain Rizz also joined the band for guest spots during live shows.
1999–2007: Anniversaries, disputes and Voiceprint
Hawkestra—a re-union event featuring appearances from past and present members—had originally been intended to coincide with the band's 30th anniversary and the release of the career spanning Epocheclipse – 30 Year Anthology set, but logistical problems delayed it until 21 October 2000. It took place at the Brixton Academy with about 20 members taking part in a more than 3-hour set, which was filmed and recorded. Guests included Samantha Fox who sang "Master of the Universe". However, arguments and disputes over financial recompense and musical input resulted in the prospect of the event being re-staged unlikely, and any album or DVD release being indefinitely shelved.
The Hawkestra had set a template for Brock to assemble a core band of Tree, Brock, Richards, Davey, Chadwick and for the use of former members as guests on live shows and studio recordings. The 2000 Christmas Astoria show was recorded with contributions from House, Blake, Rizz, Moorcock, Jez Huggett and Keith Kniveton and released as Yule Ritual the following year. In 2001, Davey agreed to rejoin the band permanently, but only after the departure of Tree and Richards.
Meanwhile, having rekindled relationships with old friends at the Hawkestra, Turner organised further Hawkestra gigs resulting in the formation of xhawkwind.com, a band consisting mainly of ex-Hawkwind members and playing old Hawkwind songs. An appearance at Guilfest in 2002 led to confusion as to whether this actually was Hawkwind, sufficiently irking Brock into taking legal action to prohibit Turner from trading under the name Hawkwind. Turner lost the case and the band began performing as Space Ritual.
An appearance at the Canterbury Sound Festival in August 2001, resulting in another live album Canterbury Fayre 2001, saw guest appearances from Lloyd-Langton, House, Kniveton with Arthur Brown on "Silver Machine". The band organised the first of their own weekend festivals, named Hawkfest, in Devon in the summer of 2002. Brown joined the band in 2002 for a Winter tour which featured some Kingdom Come songs and saw appearances from Blake and Lloyd-Langton, the Newcastle show being released on DVD as Out of the Shadows and the London show on CD as Spaced Out in London.
In 2005 a new album Take Me to Your Leader was released. Recorded by the core band of Brock/Davey/Chadwick, contributors included new keyboardist Jason Stuart, Arthur Brown, tabloid writer and TV personality Matthew Wright, 1970s New Wave singer Lene Lovich, Simon House and Jez Huggett. This was followed in 2006 by the CD/DVD Take Me to Your Future.
The band were the subject of an hour-long television documentary entitled Hawkwind: Do Not Panic that aired on BBC Four as part of the Originals series. It was broadcast on 30 March 2007 and repeated on 10 August 2007. Although Brock participated in its making he did not appear in the programme, it is alleged that he requested all footage of himself be removed after he was denied any artistic control over the documentary. In one of the documentary's opening narratives regarding Brock, it is stated that he declined to be interviewed for the programme because of Nik Turner's involvement, indicating that the two men have still not reconciled over the xhawkwind.com incident.
December 2006 saw the official departure of Alan Davey, who left to perform and record with two new bands: Gunslinger and Thunor. He was replaced by Mr Dibs, a long-standing member of the road crew. The band performed at their annual Hawkfest festival and headlined the US festival Nearfest and played gigs in PA and NY. At the end of 2007, Tim Blake once again joined the band filling the lead role playing keyboards and theremin. The band played 5 Christmas dates, the London show being released as an audio CD and video DVD under the title Knights of Space.
2008–2016: Atomhenge and Eastworld
In January 2008 the band reversed its anti-taping policy, long a sore-point with many fans, announcing that it would allow audio recording and non-commercial distribution of such recordings, provided there was no competing official release. At the end of 2008, Atomhenge Records (a subsidiary of Cherry Red Records) commenced the re-issuing of Hawkwind's back catalogue from the years 1976 through to 1997 with the release of two triple CD anthologies Spirit of the Age (anthology 1976–84) and The Dream Goes On (anthology 1985–97).
On 8 September 2008 keyboard player Jason Stuart died due to a brain haemorrhage. In October 2008, Niall Hone (former Tribe of Cro) joined Hawkwind for their Winter 2008 tour playing guitar, along with returning synth/theremin player Tim Blake. In this period, Hone also occasionally played bass guitar alongside Mr Dibs and used laptops for live electronic improvisation.
In 2009, the band began occasionally featuring Jon Sevink from The Levellers as guest violinist at some shows. Later that year, Hawkwind embarked on a winter tour to celebrate the band's 40th anniversary, including two gigs on 28 and 29 August marking the anniversary of their first live performances. In 2010, Hawkwind held their annual Hawkfest at the site of the original Isle of Wight Festival, marking the 40th anniversary of their appearance there.
On 21 June 2010, Hawkwind released a studio album entitled Blood of the Earth on Eastworld Records. During and since the Blood of the Earth support tours, Hone's primary on-stage responsibility shifted to bass, while Mr. Dibs moved to a more traditional lead singer/front man role.
In 2011, Hawkwind toured Australia for the second time.
April 2012 saw the release of a new album, Onward, again on Eastworld. Keyboardist Dead Fred rejoined Hawkwind for the 2012 tour in support of Onward and has since remained with the band. In November 2012, Brock, Chadwick and Hone — credited as "Hawkwind Light Orchestra" — released Stellar Variations on Esoteric Recordings.
2013 marked the first Hawkeaster, a two-day festival held in Seaton, Devon during the Easter weekend. A US tour was booked for October 2013, but due to health issues, was postponed and later cancelled.
In February 2014, as part of a one-off Space Ritual performance, Hawkwind performed at the O2 Shepherd's Bush Empire featuring an appearance by Brian Blessed for the spoken word element of Sonic Attack; a studio recording of this performance was released as a single in September 2014. Later in the year, former Soft Machine guitarist John Etheridge joined the live line-up of the band, though he had departed again prior to early 2015 dates.
Following Hawkeaster 2015, Hawkwind made their debut visit to Japan, playing two sold-out shows in Tokyo. Hawkwind performed two Solstice Ritual shows in December 2015, with Steve Hillage guesting, and Haz Wheaton joining Hawkwind on bass guitar. Wheaton is a former member of the band's road crew who had previously appeared with Technicians of Spaceship Hawkwind, a "skeleton crew" spin off live band. Additionally, he had guested on bass for Dave Brock's solo album Brockworld released earlier in the year.
2016: Cherry Red projects
The band released The Machine Stops on 15 April 2016, a concept album based on E.M. Forster's short story of the same name. Brock and Chadwick were joined on the recording by Hone, Dibs and Wheaton sharing bass duties, while Hone and Dead Fred contributed one solo piece each. The album entered the UK album chart at number 29. Dead Fred's last live appearance was at Eastbourne Winter Gardens on 1 April; Hone took on keyboard and synth duties until Blake returned for the summer shows.
The trio of Brock, Chadwick and Wheaton recorded the album Into the Woods, released on 5 May 2017, with additional contributions from Dibs, Magnus Martin (whose band Tarantism had supported Hawkwind on many occasions) and Big Bill Barry. Martin and saxophonist Michał Sosna (from Polish group hipiersoniK) joined the band for a 16-date UK promotional tour in the same month, and festival appearances at Hellfest, Clisson, France in June and Bluedot Festival at Jodrell Bank Observatory, Cheshire in July. The Roundhouse gig, with a guest appearance from Phil Campbell, was released as Hawkwind At The Roundhouse on 8 December in 2CD/DVD and 3LP formats.
For the Into The Woods tour the group had performed an opening acoustic set before the main set, and they decided to capture some acoustic performances of their 1970s repertoire in the studio. A chance meeting with Mike Batt by Brock at the US Embassy brought him into the project contributing production, arrangement and additional orchestrations. The album Road to Utopia was released on 14 September 2018. There was a guest appearance from Eric Clapton, who Brock had performed with as a duo in the 1960s prior to his rise to fame in The Yardbirds. Batt conducted a series of concerts titled In Search of Utopia - Infinity and Beyond featuring the band and Docklands Sinfonia Orchestra in October and November, with Arthur Brown guesting. After the recording of the album but before the shows, both Wheaton and Dibs left, while Hone rejoined on bass. Wheaton went on to join Electric Wizard, and Dibs stated "irreconcilable differences" on the Hawkwind fans Facebook page, Brock claiming "we propped the fella up and kept him in the band longer than he should have been, because we were genuinely concerned... about his state of mind."
In October 2019 the group released All Aboard the Skylark, marketed as a return to their space rock roots. This was the first album with the line-up of Brock, Chadwick, Hone and Martin. Accompanying the CD version, and sold as a separate vinyl LP, was Acoustic Daze which included tracks from the Road to Utopia minus the additions of Batt and Clapton. The album was promoted with a 15 date tour of Britain in November, culminating in a final show at London's Royal Albert Hall. The group were augmented by keyboard player Blake, with guest appearances from Phil Campbell and Clapton. A record of the live show titled 50th Anniversary Live, with the guest appearance from Campbell, is released on 4 December 2020 by Cherry Red in 3LP and 2CD formats.
Brock had started work on new material in his home studio with some contributions from Chadwick and Martin when the COVID-19 pandemic spread curtailing any further band activity. Brock would continue work with remote contributions from Martin, and the album Carnivorous (an anagram of coronavirus) was released in October 2020 under the name Hawkwind Light Orchestra to reflect the reduced personnel.
When the group returned to live performances post-COVID in late 2021, the line-up featured Brock, Chadwick, Martin and new members Thighpaulsandra on keyboards and Doug MacKinnon on bass, replacing Blake and Hone respectively. A new Hawkwind album, Somnia, was released in September 2021.
Influence and legacy
Hawkwind have been cited as an influence by artists such as Al Jourgensen of Ministry, Monster Magnet, the Sex Pistols (who covered "Silver Machine"), Henry Rollins and Dez Cadena of Black Flag, Siobhan Fahey, Ty Segall, The Mekano Set, and Ozric Tentacles.
Hard rock musician Lemmy of the band Motörhead gained a lot from his tenure in Hawkwind. He has remarked, "I really found myself as an instrumentalist in Hawkwind. Before that I was just a guitar player who was pretending to be good, when actually I was no good at all. In Hawkwind I became a good bass player. It was where I learned I was good at something."
King Gizzard & the Lizard Wizard told Total Guitar that they were "...were listening to Hawkwind a lot" (while making their space rock album Nonagon Infinity).
Members
Current members
Dave Brock – vocals, guitars, keyboards, synthesisers (1969–present)
Richard Chadwick – drums, vocals (1988–present)
Magnus Martin – guitars, vocals, keyboards (2016–present)
Thighpaulsandra - keyboards, synthesizers (2021–present)
Doug MacKinnon - bass (2021–present)
Discography
Hawkwind (1970)
In Search of Space (1971)
Doremi Fasol Latido (1972)
Hall of the Mountain Grill (1974)
Warrior on the Edge of Time (1975)
Astounding Sounds, Amazing Music (1976)
Quark, Strangeness and Charm (1977)
25 Years On – Released as Hawklords (1978)
PXR5 (1979)
Levitation (1980)
Sonic Attack (1981)
Church of Hawkwind – Released as Church of Hawkwind (1982)
Choose Your Masques (1982)
The Chronicle of the Black Sword (1985)
The Xenon Codex (1988)
Space Bandits (1990)
Electric Tepee (1992)
It Is the Business of the Future to Be Dangerous (1993)
White Zone – Released as Psychedelic Warriors (1995)
Alien 4 (1995)
Distant Horizons (1997)
In Your Area (1999)
Spacebrock (2000)
Take Me to Your Leader (2005)
Take Me to Your Future (2006)
Blood of the Earth (2010)
Onward (2012)
Stellar Variations – Released as Hawkwind Light Orchestra (2012)
The Machine Stops (2016)
Into the Woods (2017)
The Road to Utopia (2018)
All Aboard the Skylark (2019)
Carnivorous – Released as Hawkwind Light Orchestra (2020)
Somnia (2021)
Videography
1984 – Night of the Hawks – 60min concert
1984 – Stonehenge – 60min concert with The Enid and Roy Harper
1984 – Stonehenge – 60min concert
1985 – The Chronicle of the Black Sword – 60min concert
1986 – Bristol Custom Bike Show – 15min concert with Voodoo Child
1986 – Chaos – 60min concert
1989 – Treworgey Tree Fayre – 90min concert
1990 – Nottingham – 60min TV concert
1990 – Bournemouth Academy – 90min concert
1992 – Brixton Academy – 123min concert
1995 – Love in Space – 90min concert
2002 – Out of the Shadows – 90min concert
2008 – Knights of Space – 90min concert
2014 – Space Ritual Live – 140min concert
References
Sources
Further reading
Kris Tait – This is Hawkwind: Do Not Panic (1984, published by the band and now only available second hand)
Ian Abrahams – Sonic Assassins (Published by SAF publishing; )
Carol Clerk – The Saga of Hawkwind (Publisher: Music Sales Limited, 2004, )
Nik Turner, Dave Thompson – The Spirit of Hawkwind 1969–1976 (2015, Cleopatra Records, )
External links
Acid rock music groups
Atco Records artists
English psychedelic rock music groups
Charisma Records artists
English hard rock musical groups
English progressive rock groups
Musical groups established in 1969
Musical groups from London
Protopunk groups
RCA Records artists
EMI Records artists
Space rock musical groups
United Artists Records artists
Cherry Red Records artists
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13645 | https://en.wikipedia.org/wiki/Horse | Horse | The horse (Equus ferus caballus) is a domesticated, odd-toed, hoofed mammal. It belongs to the taxonomic family Equidae and is one of two extant subspecies of Equus ferus. The horse has evolved over the past 45 to 55 million years from a small multi-toed creature, Eohippus, into the large, single-toed animal of today. Humans began domesticating horses around 4000 BC, and their domestication is believed to have been widespread by 3000 BC. Horses in the subspecies caballus are domesticated, although some domesticated populations live in the wild as feral horses. These feral populations are not true wild horses, as this term is used to describe horses that have never been domesticated. There is an extensive, specialized vocabulary used to describe equine-related concepts, covering everything from anatomy to life stages, size, colors, markings, breeds, locomotion, and behavior.
Horses are adapted to run, allowing them to quickly escape predators, possessing an excellent sense of balance and a strong fight-or-flight response. Related to this need to flee from predators in the wild is an unusual trait: horses are able to sleep both standing up and lying down, with younger horses tending to sleep significantly more than adults. Female horses, called mares, carry their young for approximately 11 months, and a young horse, called a foal, can stand and run shortly following birth. Most domesticated horses begin training under a saddle or in a harness between the ages of two and four. They reach full adult development by age five, and have an average lifespan of between 25 and 30 years.
Horse breeds are loosely divided into three categories based on general temperament: spirited "hot bloods" with speed and endurance; "cold bloods", such as draft horses and some ponies, suitable for slow, heavy work; and "warmbloods", developed from crosses between hot bloods and cold bloods, often focusing on creating breeds for specific riding purposes, particularly in Europe. There are more than 300 breeds of horse in the world today, developed for many different uses.
Horses and humans interact in a wide variety of sport competitions and non-competitive recreational pursuits, as well as in working activities such as police work, agriculture, entertainment, and therapy. Horses were historically used in warfare, from which a wide variety of riding and driving techniques developed, using many different styles of equipment and methods of control. Many products are derived from horses, including meat, milk, hide, hair, bone, and pharmaceuticals extracted from the urine of pregnant mares. Humans provide domesticated horses with food, water, and shelter, as well as attention from specialists such as veterinarians and farriers.
Biology
Specific terms and specialized language are used to describe equine anatomy, different life stages, and colors and breeds.
Lifespan and life stages
Depending on breed, management and environment, the modern domestic horse has a life expectancy of 25 to 30 years. Uncommonly, a few animals live into their 40s and, occasionally, beyond. The oldest verifiable record was "Old Billy", a 19th-century horse that lived to the age of 62. In modern times, Sugar Puff, who had been listed in Guinness World Records as the world's oldest living pony, died in 2007 at age 56.
Regardless of a horse or pony's actual birth date, for most competition purposes a year is added to its age each January 1 of each year in the Northern Hemisphere and each August 1 in the Southern Hemisphere. The exception is in endurance riding, where the minimum age to compete is based on the animal's actual calendar age.
The following terminology is used to describe horses of various ages:
Foal
A horse of either sex less than one year old. A nursing foal is sometimes called a suckling, and a foal that has been weaned is called a weanling. Most domesticated foals are weaned at five to seven months of age, although foals can be weaned at four months with no adverse physical effects.
Yearling
A horse of either sex that is between one and two years old.
Colt
A male horse under the age of four. A common terminology error is to call any young horse a "colt", when the term actually only refers to young male horses.
Filly
A female horse under the age of four.
Mare
A female horse four years old and older.
Stallion
A non-castrated male horse four years old and older. The term "horse" is sometimes used colloquially to refer specifically to a stallion.
Gelding
A castrated male horse of any age.
In horse racing, these definitions may differ: For example, in the British Isles, Thoroughbred horse racing defines colts and fillies as less than five years old. However, Australian Thoroughbred racing defines colts and fillies as less than four years old.
Size and measurement
The height of horses is measured at the highest point of the withers, where the neck meets the back. This point is used because it is a stable point of the anatomy, unlike the head or neck, which move up and down in relation to the body of the horse.
In English-speaking countries, the height of horses is often stated in units of hands and inches: one hand is equal to . The height is expressed as the number of full hands, followed by a point, then the number of additional inches, and ending with the abbreviation "h" or "hh" (for "hands high"). Thus, a horse described as "15.2 h" is 15 hands plus 2 inches, for a total of in height.
The size of horses varies by breed, but also is influenced by nutrition. Light riding horses usually range in height from and can weigh from . Larger riding horses usually start at about and often are as tall as , weighing from . Heavy or draft horses are usually at least high and can be as tall as high. They can weigh from about .
The largest horse in recorded history was probably a Shire horse named Mammoth, who was born in 1848. He stood high and his peak weight was estimated at . The record holder for the smallest horse ever is Thumbelina, a fully mature miniature horse affected by dwarfism. She was tall and weighed .
Ponies
Ponies are taxonomically the same animals as horses. The distinction between a horse and pony is commonly drawn on the basis of height, especially for competition purposes. However, height alone is not dispositive; the difference between horses and ponies may also include aspects of phenotype, including conformation and temperament.
The traditional standard for height of a horse or a pony at maturity is . An animal 14.2 h or over is usually considered to be a horse and one less than 14.2 h a pony, but there are many exceptions to the traditional standard. In Australia, ponies are considered to be those under . For competition in the Western division of the United States Equestrian Federation, the cutoff is . The International Federation for Equestrian Sports, the world governing body for horse sport, uses metric measurements and defines a pony as being any horse measuring less than at the withers without shoes, which is just over 14.2 h, and , or just over 14.2 h, with shoes.
Height is not the sole criterion for distinguishing horses from ponies. Breed registries for horses that typically produce individuals both under and over 14.2 h consider all animals of that breed to be horses regardless of their height. Conversely, some pony breeds may have features in common with horses, and individual animals may occasionally mature at over 14.2 h, but are still considered to be ponies.
Ponies often exhibit thicker manes, tails, and overall coat. They also have proportionally shorter legs, wider barrels, heavier bone, shorter and thicker necks, and short heads with broad foreheads. They may have calmer temperaments than horses and also a high level of intelligence that may or may not be used to cooperate with human handlers. Small size, by itself, is not an exclusive determinant. For example, the Shetland pony which averages , is considered a pony. Conversely, breeds such as the Falabella and other miniature horses, which can be no taller than , are classified by their registries as very small horses, not ponies.
Genetics
Horses have 64 chromosomes. The horse genome was sequenced in 2007. It contains 2.7 billion DNA base pairs, which is larger than the dog genome, but smaller than the human genome or the bovine genome. The map is available to researchers.
Colors and markings
Horses exhibit a diverse array of coat colors and distinctive markings, described by a specialized vocabulary. Often, a horse is classified first by its coat color, before breed or sex. Horses of the same color may be distinguished from one another by white markings, which, along with various spotting patterns, are inherited separately from coat color.
Many genes that create horse coat colors and patterns have been identified. Current genetic tests can identify at least 13 different alleles influencing coat color, and research continues to discover new genes linked to specific traits. The basic coat colors of chestnut and black are determined by the gene controlled by the Melanocortin 1 receptor, also known as the "extension gene" or "red factor," as its recessive form is "red" (chestnut) and its dominant form is black. Additional genes control suppression of black color to point coloration that results in a bay, spotting patterns such as pinto or leopard, dilution genes such as palomino or dun, as well as graying, and all the other factors that create the many possible coat colors found in horses.
Horses that have a white coat color are often mislabeled; a horse that looks "white" is usually a middle-aged or older gray. Grays are born a darker shade, get lighter as they age, but usually keep black skin underneath their white hair coat (with the exception of pink skin under white markings). The only horses properly called white are born with a predominantly white hair coat and pink skin, a fairly rare occurrence. Different and unrelated genetic factors can produce white coat colors in horses, including several different alleles of dominant white and the sabino-1 gene. However, there are no "albino" horses, defined as having both pink skin and red eyes.
Reproduction and development
Gestation lasts approximately 340 days, with an average range 320–370 days, and usually results in one foal; twins are rare. Horses are a precocial species, and foals are capable of standing and running within a short time following birth. Foals are usually born in the spring. The estrous cycle of a mare occurs roughly every 19–22 days and occurs from early spring into autumn. Most mares enter an anestrus period during the winter and thus do not cycle in this period. Foals are generally weaned from their mothers between four and six months of age.
Horses, particularly colts, sometimes are physically capable of reproduction at about 18 months, but domesticated horses are rarely allowed to breed before the age of three, especially females. Horses four years old are considered mature, although the skeleton normally continues to develop until the age of six; maturation also depends on the horse's size, breed, sex, and quality of care. Larger horses have larger bones; therefore, not only do the bones take longer to form bone tissue, but the epiphyseal plates are larger and take longer to convert from cartilage to bone. These plates convert after the other parts of the bones, and are crucial to development.
Depending on maturity, breed, and work expected, horses are usually put under saddle and trained to be ridden between the ages of two and four. Although Thoroughbred race horses are put on the track as young as the age of two in some countries, horses specifically bred for sports such as dressage are generally not put under saddle until they are three or four years old, because their bones and muscles are not solidly developed. For endurance riding competition, horses are not deemed mature enough to compete until they are a full 60 calendar months (five years) old.
Anatomy
Skeletal system
The horse skeleton averages 205 bones. A significant difference between the horse skeleton and that of a human is the lack of a collarbone—the horse's forelimbs are attached to the spinal column by a powerful set of muscles, tendons, and ligaments that attach the shoulder blade to the torso. The horse's four legs and hooves are also unique structures. Their leg bones are proportioned differently from those of a human. For example, the body part that is called a horse's "knee" is actually made up of the carpal bones that correspond to the human wrist. Similarly, the hock contains bones equivalent to those in the human ankle and heel. The lower leg bones of a horse correspond to the bones of the human hand or foot, and the fetlock (incorrectly called the "ankle") is actually the proximal sesamoid bones between the cannon bones (a single equivalent to the human metacarpal or metatarsal bones) and the proximal phalanges, located where one finds the "knuckles" of a human. A horse also has no muscles in its legs below the knees and hocks, only skin, hair, bone, tendons, ligaments, cartilage, and the assorted specialized tissues that make up the hoof.
Hooves
The critical importance of the feet and legs is summed up by the traditional adage, "no foot, no horse". The horse hoof begins with the distal phalanges, the equivalent of the human fingertip or tip of the toe, surrounded by cartilage and other specialized, blood-rich soft tissues such as the laminae. The exterior hoof wall and horn of the sole is made of keratin, the same material as a human fingernail. The end result is that a horse, weighing on average , travels on the same bones as would a human on tiptoe. For the protection of the hoof under certain conditions, some horses have horseshoes placed on their feet by a professional farrier. The hoof continually grows, and in most domesticated horses needs to be trimmed (and horseshoes reset, if used) every five to eight weeks, though the hooves of horses in the wild wear down and regrow at a rate suitable for their terrain.
Teeth
Horses are adapted to grazing. In an adult horse, there are 12 incisors at the front of the mouth, adapted to biting off the grass or other vegetation. There are 24 teeth adapted for chewing, the premolars and molars, at the back of the mouth. Stallions and geldings have four additional teeth just behind the incisors, a type of canine teeth called "tushes". Some horses, both male and female, will also develop one to four very small vestigial teeth in front of the molars, known as "wolf" teeth, which are generally removed because they can interfere with the bit. There is an empty interdental space between the incisors and the molars where the bit rests directly on the gums, or "bars" of the horse's mouth when the horse is bridled.
An estimate of a horse's age can be made from looking at its teeth. The teeth continue to erupt throughout life and are worn down by grazing. Therefore, the incisors show changes as the horse ages; they develop a distinct wear pattern, changes in tooth shape, and changes in the angle at which the chewing surfaces meet. This allows a very rough estimate of a horse's age, although diet and veterinary care can also affect the rate of tooth wear.
Digestion
Horses are herbivores with a digestive system adapted to a forage diet of grasses and other plant material, consumed steadily throughout the day. Therefore, compared to humans, they have a relatively small stomach but very long intestines to facilitate a steady flow of nutrients. A horse will eat of food per day and, under normal use, drink of water. Horses are not ruminants, they have only one stomach, like humans, but unlike humans, they can utilize cellulose, a major component of grass. Horses are hindgut fermenters. Cellulose fermentation by symbiotic bacteria occurs in the cecum, or "water gut", which food goes through before reaching the large intestine. Horses cannot vomit, so digestion problems can quickly cause colic, a leading cause of death. Horses do not have a gallbladder; however, they seem to tolerate high amounts of fat in their diet despite lack of a gallbladder.
Senses
The horses' senses are based on their status as prey animals, where they must be aware of their surroundings at all times. They have the largest eyes of any land mammal, and are lateral-eyed, meaning that their eyes are positioned on the sides of their heads. This means that horses have a range of vision of more than 350°, with approximately 65° of this being binocular vision and the remaining 285° monocular vision. Horses have excellent day and night vision, but they have two-color, or dichromatic vision; their color vision is somewhat like red-green color blindness in humans, where certain colors, especially red and related colors, appear as a shade of green.
Their sense of smell, while much better than that of humans, is not quite as good as that of a dog. It is believed to play a key role in the social interactions of horses as well as detecting other key scents in the environment. Horses have two olfactory centers. The first system is in the nostrils and nasal cavity, which analyze a wide range of odors. The second, located under the nasal cavity, are the Vomeronasal organs, also called Jacobson's organs. These have a separate nerve pathway to the brain and appear to primarily analyze pheromones.
A horse's hearing is good, and the pinna of each ear can rotate up to 180°, giving the potential for 360° hearing without having to move the head. Noise impacts the behavior of horses and certain kinds of noise may contribute to stress: A 2013 study in the UK indicated that stabled horses were calmest in a quiet setting, or if listening to country or classical music, but displayed signs of nervousness when listening to jazz or rock music. This study also recommended keeping music under a volume of 21 decibels. An Australian study found that stabled racehorses listening to talk radio had a higher rate of gastric ulcers than horses listening to music, and racehorses stabled where a radio was played had a higher overall rate of ulceration than horses stabled where there was no radio playing.
Horses have a great sense of balance, due partly to their ability to feel their footing and partly to highly developed proprioception—the unconscious sense of where the body and limbs are at all times. A horse's sense of touch is well-developed. The most sensitive areas are around the eyes, ears, and nose. Horses are able to sense contact as subtle as an insect landing anywhere on the body.
Horses have an advanced sense of taste, which allows them to sort through fodder and choose what they would most like to eat, and their prehensile lips can easily sort even small grains. Horses generally will not eat poisonous plants, however, there are exceptions; horses will occasionally eat toxic amounts of poisonous plants even when there is adequate healthy food.
Movement
All horses move naturally with four basic gaits:
the four-beat walk, which averages ;
the two-beat trot or jog at (faster for harness racing horses);
the canter or lope, a three-beat gait that is ;
the gallop, which averages , but the world record for a horse galloping over a short, sprint distance is .
Besides these basic gaits, some horses perform a two-beat pace, instead of the trot. There also are several four-beat 'ambling' gaits that are approximately the speed of a trot or pace, though smoother to ride. These include the lateral rack, running walk, and tölt as well as the diagonal fox trot. Ambling gaits are often genetic in some breeds, known collectively as gaited horses. These horses replace the trot with one of the ambling gaits.
Behavior
Horses are prey animals with a strong fight-or-flight response. Their first reaction to a threat is to startle and usually flee, although they will stand their ground and defend themselves when flight is impossible or if their young are threatened. They also tend to be curious; when startled, they will often hesitate an instant to ascertain the cause of their fright, and may not always flee from something that they perceive as non-threatening. Most light horse riding breeds were developed for speed, agility, alertness and endurance; natural qualities that extend from their wild ancestors. However, through selective breeding, some breeds of horses are quite docile, particularly certain draft horses.
Horses are herd animals, with a clear hierarchy of rank, led by a dominant individual, usually a mare. They are also social creatures that are able to form companionship attachments to their own species and to other animals, including humans. They communicate in various ways, including vocalizations such as nickering or whinnying, mutual grooming, and body language. Many horses will become difficult to manage if they are isolated, but with training, horses can learn to accept a human as a companion, and thus be comfortable away from other horses. However, when confined with insufficient companionship, exercise, or stimulation, individuals may develop stable vices, an assortment of bad habits, mostly stereotypies of psychological origin, that include wood chewing, wall kicking, "weaving" (rocking back and forth), and other problems.
Intelligence and learning
Studies have indicated that horses perform a number of cognitive tasks on a daily basis, meeting mental challenges that include food procurement and identification of individuals within a social system. They also have good spatial discrimination abilities. They are naturally curious and apt to investigate things they have not seen before. Studies have assessed equine intelligence in areas such as problem solving, speed of learning, and memory. Horses excel at simple learning, but also are able to use more advanced cognitive abilities that involve categorization and concept learning. They can learn using habituation, desensitization, classical conditioning, and operant conditioning, and positive and negative reinforcement. One study has indicated that horses can differentiate between "more or less" if the quantity involved is less than four.
Domesticated horses may face greater mental challenges than wild horses, because they live in artificial environments that prevent instinctive behavior whilst also learning tasks that are not natural. Horses are animals of habit that respond well to regimentation, and respond best when the same routines and techniques are used consistently. One trainer believes that "intelligent" horses are reflections of intelligent trainers who effectively use response conditioning techniques and positive reinforcement to train in the style that best fits with an individual animal's natural inclinations.
Temperament
Horses are mammals, and as such are warm-blooded, or endothermic creatures, as opposed to cold-blooded, or poikilothermic animals. However, these words have developed a separate meaning in the context of equine terminology, used to describe temperament, not body temperature. For example, the "hot-bloods", such as many race horses, exhibit more sensitivity and energy, while the "cold-bloods", such as most draft breeds, are quieter and calmer. Sometimes "hot-bloods" are classified as "light horses" or "riding horses", with the "cold-bloods" classified as "draft horses" or "work horses".
"Hot blooded" breeds include "oriental horses" such as the Akhal-Teke, Arabian horse, Barb and now-extinct Turkoman horse, as well as the Thoroughbred, a breed developed in England from the older oriental breeds. Hot bloods tend to be spirited, bold, and learn quickly. They are bred for agility and speed. They tend to be physically refined—thin-skinned, slim, and long-legged. The original oriental breeds were brought to Europe from the Middle East and North Africa when European breeders wished to infuse these traits into racing and light cavalry horses.
Muscular, heavy draft horses are known as "cold bloods", as they are bred not only for strength, but also to have the calm, patient temperament needed to pull a plow or a heavy carriage full of people. They are sometimes nicknamed "gentle giants". Well-known draft breeds include the Belgian and the Clydesdale. Some, like the Percheron, are lighter and livelier, developed to pull carriages or to plow large fields in drier climates. Others, such as the Shire, are slower and more powerful, bred to plow fields with heavy, clay-based soils. The cold-blooded group also includes some pony breeds.
"Warmblood" breeds, such as the Trakehner or Hanoverian, developed when European carriage and war horses were crossed with Arabians or Thoroughbreds, producing a riding horse with more refinement than a draft horse, but greater size and milder temperament than a lighter breed. Certain pony breeds with warmblood characteristics have been developed for smaller riders. Warmbloods are considered a "light horse" or "riding horse".
Today, the term "Warmblood" refers to a specific subset of sport horse breeds that are used for competition in dressage and show jumping. Strictly speaking, the term "warm blood" refers to any cross between cold-blooded and hot-blooded breeds. Examples include breeds such as the Irish Draught or the Cleveland Bay. The term was once used to refer to breeds of light riding horse other than Thoroughbreds or Arabians, such as the Morgan horse.
Sleep patterns
Horses are able to sleep both standing up and lying down. In an adaptation from life in the wild, horses are able to enter light sleep by using a "stay apparatus" in their legs, allowing them to doze without collapsing. Horses sleep better when in groups because some animals will sleep while others stand guard to watch for predators. A horse kept alone will not sleep well because its instincts are to keep a constant eye out for danger.
Unlike humans, horses do not sleep in a solid, unbroken period of time, but take many short periods of rest. Horses spend four to fifteen hours a day in standing rest, and from a few minutes to several hours lying down. Total sleep time in a 24-hour period may range from several minutes to a couple of hours, mostly in short intervals of about 15 minutes each. The average sleep time of a domestic horse is said to be 2.9 hours per day.
Horses must lie down to reach REM sleep. They only have to lie down for an hour or two every few days to meet their minimum REM sleep requirements. However, if a horse is never allowed to lie down, after several days it will become sleep-deprived, and in rare cases may suddenly collapse as it involuntarily slips into REM sleep while still standing. This condition differs from narcolepsy, although horses may also suffer from that disorder.
Taxonomy and evolution
The horse adapted to survive in areas of wide-open terrain with sparse vegetation, surviving in an ecosystem where other large grazing animals, especially ruminants, could not. Horses and other equids are odd-toed ungulates of the order Perissodactyla, a group of mammals that was dominant during the Tertiary period. In the past, this order contained 14 families, but only three—Equidae (the horse and related species), Tapiridae (the tapir), and Rhinocerotidae (the rhinoceroses)—have survived to the present day.
The earliest known member of the family Equidae was the Hyracotherium, which lived between 45 and 55 million years ago, during the Eocene period. It had 4 toes on each front foot, and 3 toes on each back foot. The extra toe on the front feet soon disappeared with the Mesohippus, which lived 32 to 37 million years ago. Over time, the extra side toes shrank in size until they vanished. All that remains of them in modern horses is a set of small vestigial bones on the leg below the knee, known informally as splint bones. Their legs also lengthened as their toes disappeared until they were a hooved animal capable of running at great speed. By about 5 million years ago, the modern Equus had evolved. Equid teeth also evolved from browsing on soft, tropical plants to adapt to browsing of drier plant material, then to grazing of tougher plains grasses. Thus proto-horses changed from leaf-eating forest-dwellers to grass-eating inhabitants of semi-arid regions worldwide, including the steppes of Eurasia and the Great Plains of North America.
By about 15,000 years ago, Equus ferus was a widespread holarctic species. Horse bones from this time period, the late Pleistocene, are found in Europe, Eurasia, Beringia, and North America. Yet between 10,000 and 7,600 years ago, the horse became extinct in North America and rare elsewhere. The reasons for this extinction are not fully known, but one theory notes that extinction in North America paralleled human arrival. Another theory points to climate change, noting that approximately 12,500 years ago, the grasses characteristic of a steppe ecosystem gave way to shrub tundra, which was covered with unpalatable plants.
Wild species surviving into modern times
A truly wild horse is a species or subspecies with no ancestors that were ever domesticated. Therefore, most "wild" horses today are actually feral horses, animals that escaped or were turned loose from domestic herds and the descendants of those animals. Only two wild subspecies, the tarpan and the Przewalski's horse, survived into recorded history and only the latter survives today.
The Przewalski's horse (Equus ferus przewalskii), named after the Russian explorer Nikolai Przhevalsky, is a rare Asian animal. It is also known as the Mongolian wild horse; Mongolian people know it as the taki, and the Kyrgyz people call it a kirtag. The subspecies was presumed extinct in the wild between 1969 and 1992, while a small breeding population survived in zoos around the world. In 1992, it was reestablished in the wild due to the conservation efforts of numerous zoos. Today, a small wild breeding population exists in Mongolia. There are additional animals still maintained at zoos throughout the world.
The question of whether the Przewalski's horse was never domesticated was challenged in 2018 when DNA studies of horses found at Botai culture cites revealed captured animals with DNA markers of an ancestor to the Przewalski's horse. The study concluded that the Botai animals appear to have been an independent domestication attempt involving a different wild population from all other domesticated horses. However, the question of whether all Przewalski's horses descend from this domesticated population is unresolved, as only one of seven modern Przewalski’s horses in the study shared this ancestry.
The tarpan or European wild horse (Equus ferus ferus) was found in Europe and much of Asia. It survived into the historical era, but became extinct in 1909, when the last captive died in a Russian zoo. Thus, the genetic line was lost. Attempts have been made to recreate the tarpan, which resulted in horses with outward physical similarities, but nonetheless descended from domesticated ancestors and not true wild horses.
Periodically, populations of horses in isolated areas are speculated to be relict populations of wild horses, but generally have been proven to be feral or domestic. For example, the Riwoche horse of Tibet was proposed as such, but testing did not reveal genetic differences from domesticated horses. Similarly, the Sorraia of Portugal was proposed as a direct descendant of the Tarpan based on shared characteristics, but genetic studies have shown that the Sorraia is more closely related to other horse breeds and that the outward similarity is an unreliable measure of relatedness.
Other modern equids
Besides the horse, there are six other species of genus Equus in the Equidae family. These are the ass or donkey, Equus asinus; the mountain zebra, Equus zebra; plains zebra, Equus quagga; Grévy's zebra, Equus grevyi; the kiang, Equus kiang; and the onager, Equus hemionus.
Horses can crossbreed with other members of their genus. The most common hybrid is the mule, a cross between a "jack" (male donkey) and a mare. A related hybrid, a hinny, is a cross between a stallion and a jenny (female donkey). Other hybrids include the zorse, a cross between a zebra and a horse. With rare exceptions, most hybrids are sterile and cannot reproduce.
Domestication
Domestication of the horse most likely took place in central Asia prior to 3500 BC. Two major sources of information are used to determine where and when the horse was first domesticated and how the domesticated horse spread around the world. The first source is based on palaeological and archaeological discoveries; the second source is a comparison of DNA obtained from modern horses to that from bones and teeth of ancient horse remains.
The earliest archaeological evidence for the domestication of the horse comes from sites in Ukraine and Kazakhstan, dating to approximately 4000–3500 BC. By 3000 BC, the horse was completely domesticated and by 2000 BC there was a sharp increase in the number of horse bones found in human settlements in northwestern Europe, indicating the spread of domesticated horses throughout the continent. The most recent, but most irrefutable evidence of domestication comes from sites where horse remains were interred with chariots in graves of the Sintashta and Petrovka cultures c. 2100 BC.
A 2021 genetic study suggested that most modern domestic horses descend from the lower Volga-Don region. Ancient horse genomes indicate that these populations influenced almost all local populations as they expanded rapidly throughout Eurasia, beginning about 4200 years ago. It also shows that certain adaptations were strongly selected for because of riding, and that equestrian material culture, including Sintashta spoke-wheeled chariots spread with the horse itself.
Domestication is also studied by using the genetic material of present-day horses and comparing it with the genetic material present in the bones and teeth of horse remains found in archaeological and palaeological excavations. The variation in the genetic material shows that very few wild stallions contributed to the domestic horse, while many mares were part of early domesticated herds. This is reflected in the difference in genetic variation between the DNA that is passed on along the paternal, or sire line (Y-chromosome) versus that passed on along the maternal, or dam line (mitochondrial DNA). There are very low levels of Y-chromosome variability, but a great deal of genetic variation in mitochondrial DNA. There is also regional variation in mitochondrial DNA due to the inclusion of wild mares in domestic herds. Another characteristic of domestication is an increase in coat color variation. In horses, this increased dramatically between 5000 and 3000 BC.
Before the availability of DNA techniques to resolve the questions related to the domestication of the horse, various hypotheses were proposed. One classification was based on body types and conformation, suggesting the presence of four basic prototypes that had adapted to their environment prior to domestication. Another hypothesis held that the four prototypes originated from a single wild species and that all different body types were entirely a result of selective breeding after domestication. However, the lack of a detectable substructure in the horse has resulted in a rejection of both hypotheses.
Feral populations
Feral horses are born and live in the wild, but are descended from domesticated animals. Many populations of feral horses exist throughout the world. Studies of feral herds have provided useful insights into the behavior of prehistoric horses, as well as greater understanding of the instincts and behaviors that drive horses that live in domesticated conditions.
There are also semi-feral horses in many parts of the world, such as Dartmoor and the New Forest in the UK, where the animals are all privately owned but live for significant amounts of time in "wild" conditions on undeveloped, often public, lands. Owners of such animals often pay a fee for grazing rights.
Breeds
The concept of purebred bloodstock and a controlled, written breed registry has come to be particularly significant and important in modern times. Sometimes purebred horses are incorrectly or inaccurately called "thoroughbreds". Thoroughbred is a specific breed of horse, while a "purebred" is a horse (or any other animal) with a defined pedigree recognized by a breed registry. Horse breeds are groups of horses with distinctive characteristics that are transmitted consistently to their offspring, such as conformation, color, performance ability, or disposition. These inherited traits result from a combination of natural crosses and artificial selection methods. Horses have been selectively bred since their domestication. An early example of people who practiced selective horse breeding were the Bedouin, who had a reputation for careful practices, keeping extensive pedigrees of their Arabian horses and placing great value upon pure bloodlines. These pedigrees were originally transmitted via an oral tradition. In the 14th century, Carthusian monks of southern Spain kept meticulous pedigrees of bloodstock lineages still found today in the Andalusian horse.
Breeds developed due to a need for "form to function", the necessity to develop certain characteristics in order to perform a particular type of work. Thus, a powerful but refined breed such as the Andalusian developed as riding horses with an aptitude for dressage. Heavy draft horses were developed out of a need to perform demanding farm work and pull heavy wagons. Other horse breeds had been developed specifically for light agricultural work, carriage and road work, various sport disciplines, or simply as pets. Some breeds developed through centuries of crossing other breeds, while others descended from a single foundation sire, or other limited or restricted foundation bloodstock. One of the earliest formal registries was General Stud Book for Thoroughbreds, which began in 1791 and traced back to the foundation bloodstock for the breed. There are more than 300 horse breeds in the world today.
Interaction with humans
Worldwide, horses play a role within human cultures and have done so for millennia. Horses are used for leisure activities, sports, and working purposes. The Food and Agriculture Organization (FAO) estimates that in 2008, there were almost 59,000,000 horses in the world, with around 33,500,000 in the Americas, 13,800,000 in Asia and 6,300,000 in Europe and smaller portions in Africa and Oceania. There are estimated to be 9,500,000 horses in the United States alone. The American Horse Council estimates that horse-related activities have a direct impact on the economy of the United States of over $39 billion, and when indirect spending is considered, the impact is over $102 billion. In a 2004 "poll" conducted by Animal Planet, more than 50,000 viewers from 73 countries voted for the horse as the world's 4th favorite animal.
Communication between human and horse is paramount in any equestrian activity; to aid this process horses are usually ridden with a saddle on their backs to assist the rider with balance and positioning, and a bridle or related headgear to assist the rider in maintaining control. Sometimes horses are ridden without a saddle, and occasionally, horses are trained to perform without a bridle or other headgear. Many horses are also driven, which requires a harness, bridle, and some type of vehicle.
Sport
Historically, equestrians honed their skills through games and races. Equestrian sports provided entertainment for crowds and honed the excellent horsemanship that was needed in battle. Many sports, such as dressage, eventing and show jumping, have origins in military training, which were focused on control and balance of both horse and rider. Other sports, such as rodeo, developed from practical skills such as those needed on working ranches and stations. Sport hunting from horseback evolved from earlier practical hunting techniques. Horse racing of all types evolved from impromptu competitions between riders or drivers. All forms of competition, requiring demanding and specialized skills from both horse and rider, resulted in the systematic development of specialized breeds and equipment for each sport. The popularity of equestrian sports through the centuries has resulted in the preservation of skills that would otherwise have disappeared after horses stopped being used in combat.
Horses are trained to be ridden or driven in a variety of sporting competitions. Examples include show jumping, dressage, three-day eventing, competitive driving, endurance riding, gymkhana, rodeos, and fox hunting. Horse shows, which have their origins in medieval European fairs, are held around the world. They host a huge range of classes, covering all of the mounted and harness disciplines, as well as "In-hand" classes where the horses are led, rather than ridden, to be evaluated on their conformation. The method of judging varies with the discipline, but winning usually depends on style and ability of both horse and rider.
Sports such as polo do not judge the horse itself, but rather use the horse as a partner for human competitors as a necessary part of the game. Although the horse requires specialized training to participate, the details of its performance are not judged, only the result of the rider's actions—be it getting a ball through a goal or some other task. Examples of these sports of partnership between human and horse include jousting, in which the main goal is for one rider to unseat the other, and buzkashi, a team game played throughout Central Asia, the aim being to capture a goat carcass while on horseback.
Horse racing is an equestrian sport and major international industry, watched in almost every nation of the world. There are three types: "flat" racing; steeplechasing, i.e. racing over jumps; and harness racing, where horses trot or pace while pulling a driver in a small, light cart known as a sulky. A major part of horse racing's economic importance lies in the gambling associated with it.
Work
There are certain jobs that horses do very well, and no technology has yet developed to fully replace them. For example, mounted police horses are still effective for certain types of patrol duties and crowd control. Cattle ranches still require riders on horseback to round up cattle that are scattered across remote, rugged terrain. Search and rescue organizations in some countries depend upon mounted teams to locate people, particularly hikers and children, and to provide disaster relief assistance. Horses can also be used in areas where it is necessary to avoid vehicular disruption to delicate soil, such as nature reserves. They may also be the only form of transport allowed in wilderness areas. Horses are quieter than motorized vehicles. Law enforcement officers such as park rangers or game wardens may use horses for patrols, and horses or mules may also be used for clearing trails or other work in areas of rough terrain where vehicles are less effective.
Although machinery has replaced horses in many parts of the world, an estimated 100 million horses, donkeys and mules are still used for agriculture and transportation in less developed areas. This number includes around 27 million working animals in Africa alone. Some land management practices such as cultivating and logging can be efficiently performed with horses. In agriculture, less fossil fuel is used and increased environmental conservation occurs over time with the use of draft animals such as horses. Logging with horses can result in reduced damage to soil structure and less damage to trees due to more selective logging.
Warfare
Horses have been used in warfare for most of recorded history. The first archaeological evidence of horses used in warfare dates to between 4000 and 3000 BC, and the use of horses in warfare was widespread by the end of the Bronze Age. Although mechanization has largely replaced the horse as a weapon of war, horses are still seen today in limited military uses, mostly for ceremonial purposes, or for reconnaissance and transport activities in areas of rough terrain where motorized vehicles are ineffective. Horses have been used in the 21st century by the Janjaweed militias in the War in Darfur.
Entertainment and culture
Modern horses are often used to reenact many of their historical work purposes. Horses are used, complete with equipment that is authentic or a meticulously recreated replica, in various live action historical reenactments of specific periods of history, especially recreations of famous battles. Horses are also used to preserve cultural traditions and for ceremonial purposes. Countries such as the United Kingdom still use horse-drawn carriages to convey royalty and other VIPs to and from certain culturally significant events. Public exhibitions are another example, such as the Budweiser Clydesdales, seen in parades and other public settings, a team of draft horses that pull a beer wagon similar to that used before the invention of the modern motorized truck.
Horses are frequently used in television, films and literature. They are sometimes featured as a major character in films about particular animals, but also used as visual elements that assure the accuracy of historical stories. Both live horses and iconic images of horses are used in advertising to promote a variety of products. The horse frequently appears in coats of arms in heraldry, in a variety of poses and equipment. The mythologies of many cultures, including Greco-Roman, Hindu, Islamic, and Norse, include references to both normal horses and those with wings or additional limbs, and multiple myths also call upon the horse to draw the chariots of the Moon and Sun. The horse also appears in the 12-year cycle of animals in the Chinese zodiac related to the Chinese calendar.
Therapeutic use
People of all ages with physical and mental disabilities obtain beneficial results from an association with horses. Therapeutic riding is used to mentally and physically stimulate disabled persons and help them improve their lives through improved balance and coordination, increased self-confidence, and a greater feeling of freedom and independence. The benefits of equestrian activity for people with disabilities has also been recognized with the addition of equestrian events to the Paralympic Games and recognition of para-equestrian events by the International Federation for Equestrian Sports (FEI). Hippotherapy and therapeutic horseback riding are names for different physical, occupational, and speech therapy treatment strategies that utilize equine movement. In hippotherapy, a therapist uses the horse's movement to improve their patient's cognitive, coordination, balance, and fine motor skills, whereas therapeutic horseback riding uses specific riding skills.
Horses also provide psychological benefits to people whether they actually ride or not. "Equine-assisted" or "equine-facilitated" therapy is a form of experiential psychotherapy that uses horses as companion animals to assist people with mental illness, including anxiety disorders, psychotic disorders, mood disorders, behavioral difficulties, and those who are going through major life changes. There are also experimental programs using horses in prison settings. Exposure to horses appears to improve the behavior of inmates and help reduce recidivism when they leave.
Products
Horses are raw material for many products made by humans throughout history, including byproducts from the slaughter of horses as well as materials collected from living horses.
Products collected from living horses include mare's milk, used by people with large horse herds, such as the Mongols, who let it ferment to produce kumis. Horse blood was once used as food by the Mongols and other nomadic tribes, who found it a convenient source of nutrition when traveling. Drinking their own horses' blood allowed the Mongols to ride for extended periods of time without stopping to eat. The drug Premarin is a mixture of estrogens extracted from the urine of pregnant mares (pregnant mares' urine), and was previously a widely used drug for hormone replacement therapy. The tail hair of horses can be used for making bows for string instruments such as the violin, viola, cello, and double bass.
Horse meat has been used as food for humans and carnivorous animals throughout the ages. Approximately 5 million horses are slaughtered each year for meat worldwide. It is eaten in many parts of the world, though consumption is taboo in some cultures, and a subject of political controversy in others. Horsehide leather has been used for boots, gloves, jackets, baseballs, and baseball gloves. Horse hooves can also be used to produce animal glue. Horse bones can be used to make implements. Specifically, in Italian cuisine, the horse tibia is sharpened into a probe called a spinto, which is used to test the readiness of a (pig) ham as it cures. In Asia, the saba is a horsehide vessel used in the production of kumis.
Care
Horses are grazing animals, and their major source of nutrients is good-quality forage from hay or pasture. They can consume approximately 2% to 2.5% of their body weight in dry feed each day. Therefore, a adult horse could eat up to of food. Sometimes, concentrated feed such as grain is fed in addition to pasture or hay, especially when the animal is very active. When grain is fed, equine nutritionists recommend that 50% or more of the animal's diet by weight should still be forage.
Horses require a plentiful supply of clean water, a minimum of to per day. Although horses are adapted to live outside, they require shelter from the wind and precipitation, which can range from a simple shed or shelter to an elaborate stable.
Horses require routine hoof care from a farrier, as well as vaccinations to protect against various diseases, and dental examinations from a veterinarian or a specialized equine dentist. If horses are kept inside in a barn, they require regular daily exercise for their physical health and mental well-being. When turned outside, they require well-maintained, sturdy fences to be safely contained. Regular grooming is also helpful to help the horse maintain good health of the hair coat and underlying skin.
See also
Glossary of equestrian terms
Lists of horse-related topics
References
Sources
Further reading
External links
"Ancient horse bone yields oldest DNA sequence"
Animal-powered transport
Mammals described in 1758
Taxa named by Carl Linnaeus
Equus (genus)
Herbivorous mammals
Horse subspecies
Livestock
National symbols of Burkina Faso
National symbols of Lesotho
National symbols of Mongolia
National symbols of Nigeria
National symbols of Turkmenistan
Pack animals
Symbols of New Jersey |
13658 | https://en.wikipedia.org/wiki/House%20of%20Lords | House of Lords | The House of Lords, formally The Right Honourable the Lords Spiritual and Temporal of the United Kingdom of Great Britain and Northern Ireland in Parliament assembled, also known as the House of Peers,is the upper house of the Parliament of the United Kingdom. Membership is by appointment, heredity or official function. Like the House of Commons, it meets in the Palace of Westminster located in London, England.
The House of Lords scrutinises bills that have been approved by the House of Commons. It regularly reviews and amends Bills from the Commons. While it is unable to prevent Bills passing into law, except in certain limited circumstances, it can delay Bills and force the Commons to reconsider their decisions. In this capacity, the House of Lords acts as a check on the more powerful House of Commons that is independent from the electoral process. While members of the Lords may also take on roles as government ministers, high-ranking officials such as cabinet ministers are usually drawn from the Commons. The House of Lords does not control the term of the prime minister or of the government. Only the lower house may force the prime minister to resign or call elections.
While the House of Commons has a defined number of members, the number of members in the House of Lords is not fixed. Currently, it has sitting members. The House of Lords is the only upper house of any bicameral parliament in the world to be larger than its lower house, and is the second-largest legislative chamber in the world behind the Chinese National People's Congress.
The Queen's Speech is delivered in the House of Lords during the State Opening of Parliament. In addition to its role as the upper house, until the establishment of the Supreme Court in 2009, the House of Lords, through the Law Lords, acted as the final court of appeal in the United Kingdom judicial system. The House also has a Church of England role, in that Church Measures must be tabled within the House by the Lords Spiritual.
History
Today's Parliament of the United Kingdom largely descends, in practice, from the Parliament of England, through the Treaty of Union of 1706 and the Acts of Union that ratified the Treaty in 1707 and created a new Parliament of Great Britain to replace the Parliament of England and the Parliament of Scotland. This new parliament was, in effect, the continuation of the Parliament of England with the addition of 45 Members of Parliament (MPs) and 16 Peers to represent Scotland.
The House of Lords developed from the "Great Council" (Magnum Concilium) that advised the King during medieval times. This royal council came to be composed of ecclesiastics, noblemen, and representatives of the counties of England and Wales (afterwards, representatives of the boroughs as well). The first English Parliament is often considered to be the "Model Parliament" (held in 1295), which included archbishops, bishops, abbots, earls, barons, and representatives of the shires and boroughs.
The power of Parliament grew slowly, fluctuating as the strength of the monarchy grew or declined. For example, during much of the reign of Edward II (1307–1327), the nobility was supreme, the Crown weak, and the shire and borough representatives entirely powerless.
During the reign of Edward II's successor, Edward III, Parliament clearly separated into two distinct chambers: the House of Commons (consisting of the shire and borough representatives) and the House of Lords (consisting of the archbishops, bishops, abbots and peers). The authority of Parliament continued to grow, and during the early 15th century both Houses exercised powers to an extent not seen before. The Lords were far more powerful than the Commons because of the great influence of the great landowners and the prelates of the realm.
The power of the nobility declined during the civil wars of the late 15th century, known as the Wars of the Roses. Much of the nobility was killed on the battlefield or executed for participation in the war, and many aristocratic estates were lost to the Crown. Moreover, feudalism was dying, and the feudal armies controlled by the barons became obsolete. Henry VII (1485–1509) clearly established the supremacy of the monarch, symbolised by the "Crown Imperial". The domination of the Sovereign continued to grow during the reigns of the Tudor monarchs in the 16th century. The Crown was at the height of its power during the reign of Henry VIII (1509–1547).
The House of Lords remained more powerful than the House of Commons, but the Lower House continued to grow in influence, reaching a zenith in relation to the House of Lords during the middle 17th century. Conflicts between the King and the Parliament (for the most part, the House of Commons) ultimately led to the English Civil War during the 1640s. In 1649, after the defeat and execution of King Charles I, the Commonwealth of England was declared, but the nation was effectively under the overall control of Oliver Cromwell, Lord Protector of England, Scotland and Ireland.
The House of Lords was reduced to a largely powerless body, with Cromwell and his supporters in the Commons dominating the Government. On 19 March 1649, the House of Lords was abolished by an Act of Parliament, which declared that "The Commons of England [find] by too long experience that the House of Lords is useless and dangerous to the people of England." The House of Lords did not assemble again until the Convention Parliament met in 1660 and the monarchy was restored. It returned to its former position as the more powerful chamber of Parliament—a position it would occupy until the 19th century.
19th century
The 19th century was marked by several changes to the House of Lords. The House, once a body of only about 50 members, had been greatly enlarged by the liberality of George III and his successors in creating peerages. The individual influence of a Lord of Parliament was thus diminished.
Moreover, the power of the House as a whole decreased, whilst that of the House of Commons grew. Particularly notable in the development of the Lower House's superiority was the Reform Bill of 1832. The electoral system of the House of Commons was far from democratic: property qualifications greatly restricted the size of the electorate, and the boundaries of many constituencies had not been changed for centuries.
Entire cities such as Manchester had not even one representative in the House of Commons, while the 11 voters living in Old Sarum retained their ancient right to elect two MPs. A small borough was susceptible to bribery, and was often under the control of a patron, whose nominee was guaranteed to win an election. Some aristocrats were patrons of numerous "pocket boroughs", and therefore controlled a considerable part of the membership of the House of Commons.
When the House of Commons passed a Reform Bill to correct some of these anomalies in 1831, the House of Lords rejected the proposal. The popular cause of reform, however, was not abandoned by the ministry, despite a second rejection of the bill in 1832. Prime Minister Charles Grey, 2nd Earl Grey advised the King to overwhelm opposition to the bill in the House of Lords by creating about 80 new pro-Reform peers. William IV originally balked at the proposal, which effectively threatened the opposition of the House of Lords, but at length relented.
Before the new peers were created, however, the Lords who opposed the bill admitted defeat and abstained from the vote, allowing the passage of the bill. The crisis damaged the political influence of the House of Lords but did not altogether end it. A vital reform was effected by the Lords themselves in 1868, when they changed their standing orders to abolish proxy voting, preventing Lords from voting without taking the trouble to attend. Over the course of the century the powers of the upper house were further reduced stepwise, culminating in the 20th century with the Parliament Act 1911; the Commons gradually became the stronger House of Parliament.
20th century
The status of the House of Lords returned to the forefront of debate after the election of a Liberal Government in 1906. In 1909 the Chancellor of the Exchequer, David Lloyd George, introduced into the House of Commons the "People's Budget", which proposed a land tax targeting wealthy landowners. The popular measure, however, was defeated in the heavily Conservative House of Lords.
Having made the powers of the House of Lords a primary campaign issue, the Liberals were narrowly re-elected in January 1910. The Liberals had lost most of their support in Lords, which was routinely rejecting Liberals' bills. Prime Minister H. H. Asquith then proposed that the powers of the House of Lords be severely curtailed. After a further general election in December 1910, and with a reluctant promise by King George V to create sufficient new Liberal peers to overcome Lords' opposition to the measure if necessary, the Asquith Government secured the passage of a bill to curtail the powers of the House of Lords. The Parliament Act 1911 effectively abolished the power of the House of Lords to reject legislation, or to amend it in a way unacceptable to the House of Commons: most bills could be delayed for no more than three parliamentary sessions or two calendar years. It was not meant to be a permanent solution; more comprehensive reforms were planned. Neither party, however, pursued the matter with much enthusiasm, and the House of Lords remained primarily hereditary. The Parliament Act 1949 reduced the delaying power of the House of Lords further to two sessions or one year. In 1958 the predominantly hereditary nature of the House of Lords was changed by the Life Peerages Act 1958, which authorised the creation of life baronies, with no numerical limits. The number of Life Peers then gradually increased, though not at a constant rate.
The Labour Party had, for most of the 20th century, a commitment, based on the party's historic opposition to class privilege, to abolish the House of Lords, or at least expel the hereditary element. In 1968 the Labour Government of Harold Wilson attempted to reform the House of Lords by introducing a system under which hereditary peers would be allowed to remain in the House and take part in debate, but would be unable to vote. This plan, however, was defeated in the House of Commons by a coalition of traditionalist Conservatives (such as Enoch Powell), and Labour members who continued to advocate the outright abolition of the Upper House (such as Michael Foot).
When Michael Foot became leader of the Labour Party in 1980, abolition of the House of Lords became a part of the party's agenda; under his successor, Neil Kinnock, however, a reformed Upper House was proposed instead. In the meantime, the creation of hereditary peerages (except for members of the Royal Family) has been arrested, with the exception of three creations during the administration of the Conservative Margaret Thatcher in the 1980s.
Whilst some hereditary peers were at best apathetic, the Labour Party's clear commitments were not lost on Merlin Hanbury-Tracy, 7th Baron Sudeley, who for decades was considered an expert on the House of Lords. In December 1979 the Conservative Monday Club published his extensive paper entitled Lords Reform – Why tamper with the House of Lords? and in July 1980 The Monarchist carried another article by Sudeley entitled Why Reform or Abolish the House of Lords?. In 1990 he wrote a further booklet for the Monday Club entitled The Preservation of the House of Lords.
Lords reform
First admission of women
There were no women sitting in the House of Lords until 1958, when a small number came into the chamber as a result of the Life Peerages Act 1958. One of these was Irene Curzon, 2nd Baroness Ravensdale, who had inherited her father's peerage in 1925 and was made a life peer to enable her to sit. After a campaign stretching back in some cases to the 1920s, another twelve women who held hereditary peerages in their own right were admitted by the Peerage Act 1963.
New Labour Era
The Labour Party included in its 1997 general election manifesto a commitment to remove the hereditary peerage from the House of Lords. Their subsequent election victory in 1997 under Tony Blair led to the denouement of the traditional House of Lords. The Labour Government introduced legislation to expel all hereditary peers from the Upper House as a first step in Lords reform. As a part of a compromise, however, it agreed to permit 92 hereditary peers to remain until the reforms were complete. Thus all but 92 hereditary peers were expelled under the House of Lords Act 1999 (see below for its provisions), making the House of Lords predominantly an appointed house.
Since 1999, however, no further reform has taken place. The Wakeham Commission proposed introducing a 20% elected element to the Lords, but this plan was widely criticised. A parliamentary Joint Committee was established in 2001 to resolve the issue, but it reached no conclusion and instead gave Parliament seven options to choose from (fully appointed, 20% elected, 40% elected, 50% elected, 60% elected, 80%, and fully elected). In a confusing series of votes in February 2003, all of these options were defeated, although the 80% elected option fell by just three votes in the Commons. Socialist MPs favouring outright abolition voted against all the options.
In 2005, a cross-party group of senior MPs (Kenneth Clarke, Paul Tyler, Tony Wright, George Young and Robin Cook) published a report proposing that 70% of members of the House of Lords should be elected — each member for a single long term — by the single transferable vote system. Most of the remainder were to be appointed by a Commission to ensure a mix of "skills, knowledge and experience". This proposal was also not implemented. A cross-party campaign initiative called "Elect the Lords" was set up to make the case for a predominantly elected Second Chamber in the run up to the 2005 general election.
At the 2005 election, the Labour Party proposed further reform of the Lords, but without specific details. The Conservative Party, which had, prior to 1997, opposed any tampering with the House of Lords, favoured an 80% elected Second Chamber, while the Liberal Democrats called for a fully elected Senate. During 2006, a cross-party committee discussed Lords reform, with the aim of reaching a consensus: its findings were published in early 2007.
On 7 March 2007, members of the House of Commons voted ten times on a variety of alternative compositions for the upper chamber. Outright abolition, a wholly appointed house, a 20% elected house, a 40% elected house, a 50% elected house and a 60% elected house were all defeated in turn. Finally the vote for an 80% elected chamber was won by 305 votes to 267, and the vote for a wholly elected chamber was won by an even greater margin: 337 to 224. Significantly this last vote represented an overall majority of MPs.
Furthermore, examination of the names of MPs voting at each division shows that, of the 305 who voted for the 80% elected option, 211 went on to vote for the 100% elected option. Given that this vote took place after the vote on 80% – whose result was already known when the vote on 100% took place – this showed a clear preference for a fully elected upper house among those who voted for the only other option that passed. But this was nevertheless only an indicative vote and many political and legislative hurdles remained to be overcome for supporters of an elected second chamber. The House of Lords, soon after, rejected this proposal and voted for an entirely appointed House of Lords.
In July 2008, Jack Straw, the Secretary of State for Justice and Lord Chancellor, introduced a white paper to the House of Commons proposing to replace the House of Lords with an 80–100% elected chamber, with one third being elected at each general election, for a term of approximately 12–15 years. The white paper stated that as the peerage would be totally separated from membership of the upper house, the name "House of Lords" would no longer be appropriate: it went on to explain that there is cross-party consensus for the new chamber to be titled the "Senate of the United Kingdom"; however, to ensure the debate remains on the role of the upper house rather than its title, the white paper was neutral on the title of the new house.
On 30 November 2009, a Code of Conduct for Members of the House of Lords was agreed by them; certain amendments were agreed by them on 30 March 2010 and on 12 June 2014. The scandal over expenses in the Commons was at its highest pitch only six months before, and the Labourite leadership under Janet Royall, Baroness Royall of Blaisdon determined that something sympathetic should be done.
In Meg Russell's article "Is the House of Lords already reformed?", she states three essential features of a legitimate House of Lords. The first is that it must have adequate powers over legislation to make the government think twice before making a decision. The House of Lords, she argues, currently has enough power to make it relevant. (During Tony Blair's first year, he was defeated 38 times in the Lords—but that was before the major reform with the House of Lords Act 1999) Secondly, as to the composition of the Lords, Meg Russell suggests that the composition must be distinct from the Commons, otherwise it would render the Lords useless. The third feature is the perceived legitimacy of the Lords. She writes, "In general legitimacy comes with election."
2010–present
The Conservative–Liberal Democrat coalition agreed, after the 2010 general election, to outline clearly a provision for a wholly or mainly elected second chamber, elected by proportional representation. These proposals sparked a debate on 29 June 2010. As an interim measure, appointment of new peers would reflect the shares of the vote secured by the political parties in the last general election.
Detailed proposals for Lords reform, including a draft House of Lords Reform Bill, were published on 17 May 2011. These included a 300-member hybrid house, of whom 80% would be elected. A further 20% would be appointed, and reserve space would be included for some Church of England archbishops and bishops. Under the proposals, members would also serve single non-renewable terms of 15 years. Former MPs would be allowed to stand for election to the Upper House, but members of the Upper House would not be immediately allowed to become MPs.
The details of the proposal were:
The upper chamber shall continue to be known as the House of Lords for legislative purposes.
The reformed House of Lords should have 300 members of whom 240 are "Elected Members" and 60 appointed "Independent Members". Up to 12 Church of England archbishops and bishops may sit in the house as ex officio "Lords Spiritual".
Elected Members will serve a single, non-renewable term of 15 years.
Elections to the reformed Lords should take place at the same time as elections to the House of Commons.
Elected Members should be elected using the Single Transferable Vote system of proportional representation.
Twenty Independent Members (a third) shall take their seats within the reformed house at the same time as elected members do so, and for the same 15-year term.
Independent Members will be appointed by the Queen after being proposed by the Prime Minister acting on advice of an Appointments Commission.
There will no longer be a link between the peerage system and membership of the upper house.
The current powers of the House of Lords would not change and the House of Commons shall retain its status as the primary House of Parliament.
The proposals were considered by a Joint Committee on House of Lords Reform made up of both MPs and Peers, which issued its final report on 23 April 2012, making the following suggestions:
The reformed House of Lords should have 450 members.
Party groupings, including the Crossbenchers, should choose which of their members are retained in the transition period, with the percentage of members allotted to each group based on their share of the peers with high attendance during a given period.
Up to 12 Lords Spiritual should be retained in a reformed House of Lords.
Deputy Prime Minister Nick Clegg introduced the House of Lords Reform Bill 2012 on 27 June 2012 which built on proposals published on 17 May 2011. However, this Bill was abandoned by the Government on 6 August 2012, following opposition from within the Conservative Party.
House of Lords Reform Act 2014
A private members bill to introduce some reforms was introduced by Dan Byles in 2013. The House of Lords Reform Act 2014 received Royal Assent in 2014. Under the new law:
All peers can retire or resign from the chamber (prior to this only hereditary peers could disclaim their peerages).
Peers can be disqualified for non-attendance.
Peers can be removed for receiving prison sentences of a year or more.
House of Lords (Expulsion and Suspension) Act 2015
The House of Lords (Expulsion and Suspension) Act 2015 authorised the House to expel or suspend members.
Lords Spiritual (Women) Act 2015
This act makes provision to preferentially admit archbishops and bishops of the Church of England who are women to the Lords Spiritual in the 10 years following its commencement.
In 2015, Rachel Treweek, Bishop of Gloucester, became the first woman to sit as a Lord Spiritual in the House of Lords. As of 2019, five women bishops sit as Lords Spiritual, four of them due to this act.
In 2019, a seven-month enquiry by Naomi Ellenbogen QC found that one in five staff of the house had experienced bullying or harassment which they did not report for fear of reprisals. This was proceeded by several cases, including Liberal Democrat Anthony Lester, Lord Lester of Herne Hill, of lords who used their position to sexually harass or abuse women.
Proposed move
On 19 January 2020, it was announced that House of Lords may be moved from London to a city in Northern England, likely York, or Birmingham, in the Midlands, in an attempt to "reconnect" the area. It is unclear how the Queen's Speech would be conducted in the event of a move. The idea was received negatively by many peers.
Size
The size of the House of Lords has varied greatly throughout its history. The English House of Lords—then comprising 168 members—was joined at Westminster by 16 Scottish peers to represent the peerage of Scotland—a total of 184 nobles—in 1707's first Parliament of Great Britain. A further 28 Irish members to represent the peerage of Ireland were added in 1801 to the first Parliament of the United Kingdom. From about 220 peers in the eighteenth century, the house saw continued expansion. From about 850 peers in 1951/52, the size further rose with the increasing numbers of life peers after the Life Peerages Act 1958 and the inclusion of all Scottish peers and the first female peers in the Peerage Act 1963. It reached a record size of 1,330 in October 1999, immediately before the major Lords reform (House of Lords Act 1999) reduced it to 669, mostly life peers, by March 2000.
The chamber's membership again expanded in the following decades, increasing to above eight hundred active members in 2014 and prompting further reforms in the House of Lords Reform Act that year.
In April 2011, a cross-party group of former leading politicians, including many senior members of the House of Lords, called on the Prime Minister David Cameron to stop creating new peers. He had created 117 new peers since becoming prime minister in May 2010, a faster rate of elevation than any PM in British history. The expansion occurred while his government had tried (in vain) to reduce the size of the House of Commons by 50 members, from 650 to 600.
In August 2014, despite there being a seating capacity of only around 230 to 400 on the benches in the Lords chamber, the House had 774 active members (plus 54 who were not entitled to attend or vote, having been suspended or granted leave of absence). This made the House of Lords the largest parliamentary chamber in any democracy. In August 2014, former Speaker of the House of Commons Betty Boothroyd requested that "older peers should retire gracefully" to ease the overcrowding in the House of Lords. She also criticised successive prime ministers for filling the second chamber with "lobby fodder" in an attempt to help their policies become law. She made her remarks days before a new batch of peers were due to be created and several months after the passage of the House of Lords Reform Act 2014, enabling peers to retire or resign their seats in the House, which had previously been impossible.
In August 2015, following the creation of a further 45 peers in the Dissolution Honours, the total number of eligible members of the Lords increased to 826. In a report entitled Does size matter? the BBC said: "Increasingly, yes. Critics argue the House of Lords is the second largest legislature after the Chinese National People's Congress and dwarfs upper houses in other bicameral democracies such as the United States (100 senators), France (348 senators), Australia (76 senators), Canada (105 appointed senators) and India (250 members). The Lords is also larger than the Supreme People's Assembly of North Korea (687 members). [...] Peers grumble that there is not enough room to accommodate all of their colleagues in the Chamber, where there are only about 400 seats, and say they are constantly jostling for space – particularly during high-profile sittings", but added, "On the other hand, defenders of the Lords say that it does a vital job scrutinising legislation, a lot of which has come its way from the Commons in recent years".
In late 2016, a Lord Speaker's committee formed to examine the issue of overcrowding, with fears membership could swell to above 1,000, and in October 2017 the committee presented its findings. In December 2017, the Lords debated and broadly approved its report, which proposed a cap on membership at 600 peers, with a fifteen-year term limit for new peers and a "two-out, one-in" limit on new appointments. By October 2018, the Lord Speaker's committee commended the reduction in peers' numbers, noting that the rate of departures had been greater than expected, with the House of Commons's Public Administration and Constitutional Affairs Select Committee approving the progress achieved without legislation.
By April 2019, with the retirement of nearly one hundred peers since the passage of the House of Lords Reform Act 2014, the number of active peers had been reduced to a total of 782, of whom 665 were life peers. This total however, remains greater than the membership of 669 peers in March 2000, after implementation of the House of Lords Act 1999 removed the bulk of the hereditary peers from their seats; it is well above the proposed 600-member cap, and is still larger than the House of Commons's 650 members.
Functions
Legislative functions
Legislation, with the exception of money bills, may be introduced in either House.
The House of Lords debates legislation, and has power to amend or reject bills. However, the power of the Lords to reject a bill passed by the House of Commons is severely restricted by the Parliament Acts. Under those Acts, certain types of bills may be presented for Royal Assent without the consent of the House of Lords (i.e. the Commons can override the Lords' veto). The House of Lords cannot delay a money bill (a bill that, in the view of the Speaker of the House of Commons, solely concerns national taxation or public funds) for more than one month.
Other public bills cannot be delayed by the House of Lords for more than two parliamentary sessions, or one calendar year. These provisions, however, only apply to public bills that originate in the House of Commons, and cannot have the effect of extending a parliamentary term beyond five years. A further restriction is a constitutional convention known as the Salisbury Convention, which means that the House of Lords does not oppose legislation promised in the Government's election manifesto.
By a custom that prevailed even before the Parliament Acts, the House of Lords is further restrained insofar as financial bills are concerned. The House of Lords may neither originate a bill concerning taxation or Supply (supply of treasury or exchequer funds), nor amend a bill so as to insert a taxation or Supply-related provision. (The House of Commons, however, often waives its privileges and allows the Upper House to make amendments with financial implications.) Moreover, the Upper House may not amend any Supply Bill. The House of Lords formerly maintained the absolute power to reject a bill relating to revenue or Supply, but this power was curtailed by the Parliament Acts.
Relationship with the government
The House of Lords does not control the term of the prime minister or of the government. Only the lower house may force the prime minister to resign or call elections by passing a motion of no-confidence or by withdrawing supply. Thus, the House of Lords' oversight of the government is limited.
Most Cabinet ministers are from the House of Commons rather than the House of Lords. In particular, all prime ministers since 1902 have been members of the lower house. (Alec Douglas-Home, who became prime minister in 1963 whilst still an earl, disclaimed his peerage and was elected to the Commons soon after his term began.) In recent history, it has been very rare for major cabinet positions (except Lord Chancellor and Leader of the House of Lords) to have been filled by peers.
Exceptions include Peter Carington, 6th Lord Carrington, who was the Secretary of State for Defence from 1970 to 1974, Secretary of State for Energy briefly for two months in early 1974 and Secretary of State for Foreign and Commonwealth Affairs between 1979 and 1982, Arthur Cockfield, Lord Cockfield, who served as Secretary of State for Trade and President of the Board of Trade, David Young, Lord Young of Graffham (Minister without Portfolio, then Secretary of State for Employment and then Secretary of State for Trade and Industry and President of the Board of Trade from 1984 to 1989), Valerie Amos, Baroness Amos, who served as Secretary of State for International Development, Andrew Adonis, Lord Adonis, who served as Secretary of State for Transport and Peter Mandelson, who served as First Secretary of State, Secretary of State for Business, Innovation and Skills and President of the Board of Trade. George Robertson, Lord Robertson of Port Ellen was briefly a peer whilst serving as Secretary of State for Defence before resigning to take up the post of Secretary General of NATO. From 1999 to 2010 the Attorney General for England and Wales was a member of the House of Lords; the most recent was Patricia Scotland.
The House of Lords remains a source for junior ministers and members of government. Like the House of Commons, the Lords also has a Government Chief Whip as well as several Junior Whips. Where a government department is not represented by a minister in the Lords or one is not available, government whips will act as spokesmen for them.
Former judicial role
Historically, the House of Lords held several judicial functions. Most notably, until 2009 the House of Lords served as the court of last resort for most instances of UK law. Since 1 October 2009 this role is now held by the Supreme Court of the United Kingdom.
The Lords' judicial functions originated from the ancient role of the Curia Regis as a body that addressed the petitions of the King's subjects. The functions were exercised not by the whole House, but by a committee of "Law Lords". The bulk of the House's judicial business was conducted by the twelve Lords of Appeal in Ordinary, who were specifically appointed for this purpose under the Appellate Jurisdiction Act 1876.
The judicial functions could also be exercised by Lords of Appeal (other members of the House who happened to have held high judicial office). No Lord of Appeal in Ordinary or Lord of Appeal could sit judicially beyond the age of seventy-five. The judicial business of the Lords was supervised by the Senior Lord of Appeal in Ordinary and their deputy, the Second Senior Lord of Appeal in Ordinary.
The jurisdiction of the House of Lords extended, in civil and in criminal cases, to appeals from the courts of England and Wales, and of Northern Ireland. From Scotland, appeals were possible only in civil cases; Scotland's High Court of Justiciary is the highest court in criminal matters. The House of Lords was not the United Kingdom's only court of last resort; in some cases, the Judicial Committee of the Privy Council performs such a function. The jurisdiction of the Privy Council in the United Kingdom, however, is relatively restricted; it encompasses appeals from ecclesiastical courts, disputes under the House of Commons Disqualification Act 1975, and a few other minor matters. Issues related to devolution were transferred from the Privy Council to the Supreme Court in 2009.
The twelve Law Lords did not all hear every case; rather, after World War II cases were heard by panels known as Appellate Committees, each of which normally consisted of five members (selected by the Senior Lord). An Appellate Committee hearing an important case could consist of more than five members. Though Appellate Committees met in separate committee rooms, judgement was given in the Lords Chamber itself. No further appeal lay from the House of Lords, although the House of Lords could refer a "preliminary question" to the European Court of Justice in cases involving an element of European Union law, and a case could be brought at the European Court of Human Rights if the House of Lords did not provide a satisfactory remedy in cases where the European Convention on Human Rights was relevant.
A distinct judicial function—one in which the whole House used to participate—is that of trying impeachments. Impeachments were brought by the House of Commons, and tried in the House of Lords; a conviction required only a majority of the Lords voting. Impeachments, however, are to all intents and purposes obsolete; the last impeachment was that of Henry Dundas, 1st Viscount Melville, in 1806.
Similarly, the House of Lords was once the court that tried peers charged with high treason or felony. The House would be presided over not by the Lord Chancellor, but by the Lord High Steward, an official especially appointed for the occasion of the trial. If Parliament was not in session, then peers could be tried in a separate court, known as the Lord High Steward's Court. Only peers, their wives, and their widows (unless remarried) were entitled to such trials; the Lords Spiritual were tried in ecclesiastical courts. In 1948, the right of peers to be tried in such special courts was abolished; now, they are tried in the regular courts. The last such trial in the House was of Edward Russell, 26th Baron de Clifford, in 1935. An illustrative dramatisation circa 1928 of a trial of a peer (the fictional Duke of Denver) on a charge of murder (a felony) is portrayed in the 1972 BBC Television adaption of Dorothy L. Sayers' Lord Peter Wimsey mystery Clouds of Witness.
The Constitutional Reform Act 2005 resulted in the creation of a separate Supreme Court of the United Kingdom, to which the judicial function of the House of Lords, and some of the judicial functions of the Judicial Committee of the Privy Council, were transferred. In addition, the office of Lord Chancellor was reformed by the act, removing his ability to act as both a government minister and a judge. This was motivated in part by concerns about the historical admixture of legislative, judicial, and executive power. The new Supreme Court is located at Middlesex Guildhall.
Membership
Lords Spiritual
Members of the House of Lords who sit by virtue of their ecclesiastical offices are known as Lords Spiritual. Formerly, the Lords Spiritual were the majority in the English House of Lords, comprising the church's archbishops, (diocesan) bishops, abbots, and those priors who were entitled to wear a mitre. After the English Reformation's highpoint in 1539, only the archbishops and bishops continued to attend, as the Dissolution of the Monasteries had just disproved of and suppressed the positions of abbot and prior. In 1642, during the few Lords' gatherings convened during English Interregnum which saw periodic war, the Lords Spiritual were excluded altogether, but they returned under the Clergy Act 1661.
The number of Lords Spiritual was further restricted by the Bishopric of Manchester Act 1847, and by later Acts. The Lords Spiritual can now number no more than 26; these are the Archbishops of Canterbury and York, the Bishops of London, Durham and Winchester (who sit by right regardless of seniority) and the 21 longest-serving archbishops and bishops from other dioceses in the Church of England (excluding the dioceses of Sodor and Man and Gibraltar in Europe, as these lie entirely outside the United Kingdom). Following a change to the law in 2014 to allow women to be ordained archbishops and bishops, the Lords Spiritual (Women) Act 2015 was passed, which provides that whenever a vacancy arises among the Lords Spiritual during the ten years following the Act coming into force, the vacancy has to be filled by a woman, if one is eligible. This does not apply to the five archbishops and bishops who sit by right.
The current Lords Spiritual represent only the Church of England. Archbishops and bishops of the Church of Scotland historically sat in the Parliament of Scotland but were finally excluded in 1689 (after a number of previous exclusions) when the Church of Scotland became permanently Presbyterian. There are no longer archbishops and bishops in the Church of Scotland in the traditional sense of the word, and that Church has never sent members to sit in the Westminster House of Lords. The Church of Ireland did obtain representation in the House of Lords after the union of Ireland and Great Britain in 1801.
Of the Church of Ireland's ecclesiastics, four (one archbishop and three bishops) were to sit at any one time, with the members rotating at the end of every parliamentary session (which normally lasted about one year). The Church of Ireland, however, was disestablished in 1871, and thereafter ceased to be represented by Lords Spiritual. Archbishops and bishops of Welsh sees in the Church of England originally sat in the House of Lords (after 1847, only if their seniority within the church entitled them to), but the Church in Wales ceased to be a part of the Church of England in 1920 and was simultaneously disestablished in Wales. Accordingly, archbishops and bishops of the Church in Wales were no longer eligible to be appointed to the House as archbishops and bishops of the Church of England, but those already appointed remained.
Other ecclesiastics have sat in the House of Lords as Lords Temporal in recent times: Chief Rabbi Immanuel Jakobovits was appointed to the House of Lords (with the consent of the Queen, who acted on the advice of Prime Minister Margaret Thatcher), as was his successor Chief Rabbi Jonathan Sacks. Julia Neuberger is the senior rabbi to the West London Synagogue. In recognition of his work at reconciliation and in the peace process in Northern Ireland, the Archbishop of Armagh (the senior Anglican archbishop in Northern Ireland), Robin Eames, was appointed to the Lords by John Major. Other clergy appointed include Donald Soper, Timothy Beaumont, and some Scottish clerics.
There have been no Roman Catholic clergy appointed, though it was rumoured that Cardinal Basil Hume and his successor Cormac Murphy O'Connor were offered peerages by James Callaghan, Margaret Thatcher and Tony Blair respectively, but declined. Hume later accepted the Order of Merit, a personal appointment of the Queen, shortly before his death. O'Connor said he had his maiden speech ready, but Roman Catholics who have received holy orders are prohibited by canon law from holding major offices connected with any government other than the Holy See.
Former Archbishops of Canterbury, having reverted to the status of a regular bishop but no longer diocesans, are invariably given life peerages and sit as Lords Temporal.
By custom at least one of the archbishops or bishops reads prayers in each legislative day (a role taken by the chaplain in the Commons). They often speak in debates; in 2004 Rowan Williams, the Archbishop of Canterbury, opened a debate into sentencing legislation. Measures (proposed laws of the Church of England) must be put before the Lords, and the Lords Spiritual have a role in ensuring that this takes place.
Lords Temporal
Hereditary peers
Since the Dissolution of the Monasteries, the Lords Temporal have been the most numerous group in the House of Lords. Unlike the Lords Spiritual, they may be publicly partisan, aligning themselves with one or another of the political parties that dominate the House of Commons. Publicly non-partisan Lords are called crossbenchers. Originally, the Lords Temporal included several hundred hereditary peers (that is, those whose peerages may be inherited), who ranked variously as dukes, marquesses, earls, viscounts, and barons (as well as Scottish Lords of Parliament). Such hereditary dignities can be created by the Crown; in modern times this is done on the advice of the Prime Minister of the day (except in the case of members of the Royal Family).
Holders of Scottish and Irish peerages were not always permitted to sit in the Lords. When Scotland united with England to form Great Britain in 1707, it was provided that the Scottish hereditary peers would only be able to elect 16 representative peers to sit in the House of Lords; the term of a representative was to extend until the next general election. A similar provision was enacted when Ireland merged with Great Britain in 1801 to form the United Kingdom; the Irish peers were allowed to elect 28 representatives, who were to retain office for life. Elections for Irish representatives ended in 1922, when most of Ireland became an independent state; elections for Scottish representatives ended with the passage of the Peerage Act 1963, under which all Scottish peers obtained seats in the Upper House.
In 1999, the Labour government brought forward the House of Lords Act removing the right of several hundred hereditary peers to sit in the House. The Act provided, as a measure intended to be temporary, that 92 people would continue to sit in the Lords by virtue of hereditary peerages, and this is still in effect.
Of the 92, two remain in the House of Lords because they hold royal offices connected with Parliament: the Earl Marshal and the Lord Great Chamberlain. Of the remaining ninety peers sitting in the Lords by virtue of a hereditary peerage, 15 are elected by the whole House and 75 are chosen by fellow hereditary peers in the House of Lords, grouped by party. (Hereditary peerage holder given a life peerage becomes a member of the House of Lords without a need for a by-election.) The exclusion of other hereditary peers removed Charles, Prince of Wales (who is also Earl of Chester) and all other Royal Peers, including Prince Philip, Duke of Edinburgh; Prince Andrew, Duke of York; Prince Edward, Earl of Wessex; Prince Richard, Duke of Gloucester; and Prince Edward, Duke of Kent.
The number of hereditary peers to be chosen by a political group reflects the proportion of hereditary peers that belonged to that group (see current composition below) in 1999. When an elected hereditary peer dies, a by-election is held, with a variant of the Alternative Vote system being used. If the recently deceased hereditary peer had been elected by the whole House, then so is his or her replacement; a hereditary peer elected by a specific political group (including the non-aligned crossbenchers) is replaced by a vote of the hereditary peers already elected to the Lords belonging to that political group (whether elected by that group or by the whole house).
Lords of Appeal in Ordinary
Until 2009, the Lords Temporal also included the Lords of Appeal in Ordinary, more commonly known as Law Lords, a group of individuals appointed to the House of Lords so that they could exercise its judicial functions. Lords of Appeal in Ordinary were first appointed under the Appellate Jurisdiction Act 1876. They were selected by the Prime Minister of the day, but were formally appointed by the Sovereign. A Lord of Appeal in Ordinary had to retire at the age of 70, or, if his or her term was extended by the government, at the age of 75; after reaching such an age, the Law Lord could not hear any further cases in the House of Lords.
The number of Lords of Appeal in Ordinary (excluding those who were no longer able to hear cases because of age restrictions) was limited to twelve, but could be changed by statutory instrument. By a convention of the House, Lords of Appeal in Ordinary did not take part in debates on new legislation, so as to maintain judicial independence. Lords of Appeal in Ordinary held their seats in the House of Lords for life, remaining as members even after reaching the judicial retirement age of 70 or 75. Former Lord Chancellors and holders of other high judicial office could also sit as Law Lords under the Appellate Jurisdiction Act, although in practice this right was only rarely exercised.
Under the Constitutional Reform Act 2005, the Lords of Appeal in Ordinary when the Act came into effect in 2009 became judges of the new Supreme Court of the United Kingdom and were then barred from sitting or voting in the House of Lords until they had retired as judges. One of the main justifications for the new Supreme Court was to establish a separation of powers between the judiciary and the legislature. It is therefore unlikely that future appointees to the Supreme Court of the United Kingdom will be made Lords of Appeal in Ordinary.
Life peers
The largest group of Lords Temporal, and indeed of the whole House, are life peers. there are 682 life peers eligible to vote in the House. Life peerages rank only as barons or baronesses, and are created under the Life Peerages Act 1958. Like all other peers, life peers are created by the Sovereign, who acts on the advice of the Prime Minister or the House of Lords Appointments Commission. By convention, however, the Prime Minister allows leaders of other parties to nominate some life peers, so as to maintain a political balance in the House of Lords. Moreover, some non-party life peers (the number being determined by the Prime Minister) are nominated by the independent House of Lords Appointments Commission.
In 2000 the government announced that it would set up an Independent Appointments Commission, under Dennis Stevenson, Lord Stevenson of Coddenham, to select fifteen so-called "people's peers" for life peerages. However, when the choices were announced in April 2001, from a list of 3,000 applicants, the choices were treated with criticism in the media, as all were distinguished in their field, and none were "ordinary people" as some had originally hoped.
Qualifications
Several different qualifications apply for membership of the House of Lords. No person may sit in the House of Lords if under the age of 21. Furthermore, only United Kingdom, Irish and Commonwealth citizens may sit in the House of Lords. The nationality restrictions were previously more stringent: under the Act of Settlement 1701, and prior to the British Nationality Act 1948, only natural-born subjects qualified.
Additionally, some bankruptcy-related restrictions apply to members of the Upper House. Subjects of a Bankruptcy Restrictions Order (applicable in England and Wales only), adjudged bankrupt (in Northern Ireland), or a sequestered estate (in Scotland) are not eligible to sit in the House of Lords. Individuals convicted of high treason are prohibited from sitting in the House of Lords until completion of their full term of imprisonment. An exception applies, however, if the individual convicted of high treason receives a full pardon. Note that an individual serving a prison sentence for an offence other than high treason is not automatically disqualified.
Women were excluded from the House of Lords until the Life Peerages Act 1958, passed to address the declining number of active members, made possible the creation of peerages for life. Women were immediately eligible and four were among the first life peers appointed. However, hereditary peeresses continued to be excluded until the passage of the Peerage Act 1963. Since the passage of the House of Lords Act 1999, hereditary peeresses remain eligible for election to the Upper House; until her resignation on 1 May 2020, there was one (Margaret of Mar, 31st Countess of Mar) among the 90 hereditary peers who continue to sit. Barbara Wootton, the first woman peer, requested that she not be referred to as "peeress", believing that the term failed to distinguish female peers from the mere wives of peers.
Cash for peerages
The Honours (Prevention of Abuses) Act 1925 made it illegal for a peerage, or other honour, to be bought or sold. Nonetheless, there have been repeated allegations that life peerages (and thus membership of the House of Lords) have been made available to major political donors in exchange for donations. The most prominent case, the 2006 Cash for Honours scandal, saw a police investigation, with no charges being brought. A 2015 study found that of 303 people nominated for peerages in the period 2005–14, a total of 211 were former senior figures within politics (including former MPs), or were non-political appointments. Of the remaining 92 political appointments from outside public life, 27 had made significant donations to political parties. The authors concluded firstly that nominees from outside public life were much more likely to have made large gifts than peers nominated after prior political or public service. They also found that significant donors to parties were far more likely to be nominated for peerages than other party members.
Removal from House membership
Traditionally there was no mechanism by which members could resign or be removed from the House of Lords (compare the situation as regards resignation from the House of Commons). The Peerage Act 1963 permitted a person to disclaim their newly inherited peerage (within certain time limits); this meant that such a person could effectively renounce their membership of the Lords. This might be done in order to remain or become qualified to sit in the House of Commons, as in the case of Tony Benn (formerly the second Viscount Stansgate), who had campaigned for such a change.
The House of Lords Reform Act 2014 made provision for members' resignation from the House, removal for non-attendance, and automatic expulsion upon conviction for a serious criminal offence (if resulting in a jail sentence of at least one year). In June 2015, under the House of Lords (Expulsion and Suspension) Act 2015, the House's Standing Orders may provide for the expulsion or suspension of a member upon a resolution of the House.
In November 2020, Nazir Ahmed, Lord Ahmed retired from the House of Lords, having seen a Lords Conduct Committee report recommending he be expelled. In December the same year, Ken Maginnis was suspended from the House for 18 months.
Officers
Traditionally the House of Lords did not elect its own speaker, unlike the House of Commons; rather, the ex officio presiding officer was the Lord Chancellor. With the passage of the Constitutional Reform Act 2005, the post of Lord Speaker was created, a position to which a peer is elected by the House and subsequently appointed by the Crown. The first Lord Speaker, elected on 4 May 2006, was Helene Hayman, Baroness Hayman, a former Labour peer. As the Speaker is expected to be an impartial presiding officer, Hayman resigned from the Labour Party. In 2011, Frances D'Souza, Baroness D'Souza was elected as the second Lord Speaker, replacing Hayman in September 2011. D'Souza was in turn succeeded by Norman Fowler, Lord Fowler in September 2016, who served as Lord Speaker till his resignation in April 2021. He was succeeded as Lord Speaker by John McFall, Lord McFall of Alcluith, who is the incumbent Lord Speaker.
This reform of the post of Lord Chancellor was made due to the perceived constitutional anomalies inherent in the role. The Lord Chancellor was not only the Speaker of the House of Lords, but also a member of the Cabinet; his or her department, formerly the Lord Chancellor's Department, is now called the Ministry of Justice. The Lord Chancellor is no longer the head of the judiciary of England and Wales. Hitherto, the Lord Chancellor was part of all three branches of government: the legislative, the executive, and the judicial.
The overlap of the legislative and executive roles is a characteristic of the Westminster system, as the entire cabinet consists of members of the House of Commons or the House of Lords; however, in June 2003, the Blair Government announced its intention to abolish the post of Lord Chancellor because of the office's mixed executive and judicial responsibilities. The abolition of the office was rejected by the House of Lords, and the Constitutional Reform Act 2005 was thus amended to preserve the office of Lord Chancellor. The Act no longer guarantees that the office holder of Lord Chancellor is the presiding officer of the House of Lords, and therefore allows the House of Lords to elect a speaker of their own.
The Lord Speaker may be replaced as presiding officer by one of his or her deputies. The Chairman of Committees, the Principal Deputy Chairman of Committees, and several Chairmen are all deputies to the Lord Speaker, and are all appointed by the House of Lords itself at the beginning of each session. By custom, the Crown appoints each Chairman, Principal Deputy Chairman and Deputy Chairman to the additional office of Deputy Speaker of the House of Lords. There was previously no legal requirement that the Lord Chancellor or a Deputy Speaker be a member of the House of Lords (though the same has long been customary).
Whilst presiding over the House of Lords, the Lord Chancellor traditionally wore ceremonial black and gold robes. Robes of black and gold are now worn by the Lord Chancellor and Secretary of State for Justice in the House of Commons, on ceremonial occasions. This is no longer a requirement for the Lord Speaker except for State occasions outside of the chamber. The Speaker or Deputy Speaker sits on the Woolsack, a large red seat stuffed with wool, at the front of the Lords Chamber.
When the House of Lords resolves itself into committee (see below), the Chairman of Committees or a Deputy Chairman of Committees presides, not from the Woolsack, but from a chair at the Table of the House. The presiding officer has little power compared to the Speaker of the House of Commons. He or she only acts as the mouthpiece of the House, performing duties such as announcing the results of votes. This is because, unlike in the House of Commons where all statements are directed to "Mr/Madam Speaker", in the House of Lords they are directed to "My Lords"; i.e., the entire body of the House.
The Lord Speaker or Deputy Speaker cannot determine which members may speak, or discipline members for violating the rules of the House; these measures may be taken only by the House itself. Unlike the politically neutral Speaker of the House of Commons, the Lord Chancellor and Deputy Speakers originally remained members of their respective parties, and were permitted to participate in debate; however, this is no longer true of the new role of Lord Speaker.
Another officer of the body is the Leader of the House of Lords, a peer selected by the Prime Minister. The Leader of the House is responsible for steering Government bills through the House of Lords, and is a member of the Cabinet. The Leader also advises the House on proper procedure when necessary, but such advice is merely informal, rather than official and binding. A Deputy Leader is also appointed by the Prime Minister, and takes the place of an absent or unavailable leader.
The Clerk of the Parliaments is the chief clerk and officer of the House of Lords (but is not a member of the House itself). The Clerk, who is appointed by the Crown, advises the presiding officer on the rules of the House, signs orders and official communications, endorses bills, and is the keeper of the official records of both Houses of Parliament. Moreover, the Clerk of the Parliaments is responsible for arranging by-elections of hereditary peers when necessary. The deputies of the Clerk of the Parliaments (the Clerk Assistant and the Reading Clerk) are appointed by the Lord Speaker, subject to the House's approval.
The Gentleman or Lady Usher of the Black Rod is also an officer of the House; they take their title from the symbol of his office, a black rod. Black Rod (as the Gentleman/Lady Usher is normally known) is responsible for ceremonial arrangements, is in charge of the House's doorkeepers, and may (upon the order of the House) take action to end disorder or disturbance in the Chamber. Black Rod also holds the office of Serjeant-at-Arms of the House of Lords, and in this capacity attends upon the Lord Speaker. The Gentleman or Lady Usher of the Black Rod's duties may be delegated to the Yeoman Usher of the Black Rod or to the Assistant Serjeant-at-Arms.
Procedure
The House of Lords and the House of Commons assemble in the Palace of Westminster. The Lords Chamber is lavishly decorated, in contrast with the more modestly furnished Commons Chamber. Benches in the Lords Chamber are coloured red. The Woolsack is at the front of the Chamber; the Government sit on benches on the right of the Woolsack, while members of the Opposition sit on the left. Crossbenchers sit on the benches immediately opposite the Woolsack.
The Lords Chamber is the site of many formal ceremonies, the most famous of which is the State Opening of Parliament, held at the beginning of each new parliamentary session. During the State Opening, the Sovereign, seated on the Throne in the Lords Chamber and in the presence of both Houses of Parliament, delivers a speech outlining the Government's agenda for the upcoming parliamentary session.
In the House of Lords, members need not seek the recognition of the presiding officer before speaking, as is done in the House of Commons. If two or more Lords simultaneously rise to speak, the House decides which one is to be heard by acclamation, or, if necessary, by voting on a motion. Often, however, the Leader of the House will suggest an order, which is thereafter generally followed. Speeches in the House of Lords are addressed to the House as a whole ("My Lords") rather than to the presiding officer alone (as is the custom in the Lower House). Members may not refer to each other in the second person (as "you"), but rather use third person forms such as "the noble Duke", "the noble Earl", "the noble Lord", "my noble friend", "The most Reverend Primate", etc.
Each member may make no more than one speech on a motion, except that the mover of the motion may make one speech at the beginning of the debate and another at the end. Speeches are not subject to any time limits in the House; however, the House may put an end to a speech by approving a motion "that the noble Lord be no longer heard". It is also possible for the House to end the debate entirely, by approving a motion "that the Question be now put". This procedure is known as Closure, and is extremely rare. Six closure motions were passed on 4 April 2019 to significant media attention as part of consideration of a private member's bill concerning the United Kingdom's withdrawal from the European Union.
Once all speeches on a motion have concluded, or Closure invoked, the motion may be put to a vote. The House first votes by voice vote; the Lord Speaker or Deputy Speaker puts the question, and the Lords respond either "content" (in favour of the motion) or "not content" (against the motion). The presiding officer then announces the result of the voice vote, but if his assessment is challenged by any Lord, a recorded vote known as a division follows.
Members of the House enter one of two lobbies (the content lobby or the not-content lobby) on either side of the Chamber, where their names are recorded by clerks. At each lobby are two Tellers (themselves members of the House) who count the votes of the Lords. The Lord Speaker may not take part in the vote. Once the division concludes, the Tellers provide the results thereof to the presiding officer, who then announces them to the House.
If there is an equality of votes, the motion is decided according to the following principles: legislation may proceed in its present form, unless there is a majority in favour of amending or rejecting it; any other motions are rejected, unless there is a majority in favour of approving it. The quorum of the House of Lords is just three members for a general or procedural vote, and 30 members for a vote on legislation. If fewer than three or 30 members (as appropriate) are present, the division is invalid.
Special arrangements were made during the 2020 COVID-19 pandemic to allow some duties to be carried out online.
Disciplinary powers
By contrast with the House of Commons, the House of Lords has not until recently had an established procedure for imposing sanctions on its members. When a cash for influence scandal was referred to the Committee of Privileges in January 2009, the Leader of the House of Lords also asked the Privileges Committee to report on what sanctions the House had against its members. After seeking advice from the Attorney General for England and Wales and the former Lord Chancellor James Mackay, Lord Mackay of Clashfern, the committee decided that the House "possessed an inherent power" to suspend errant members, although not to withhold a writ of summons nor to expel a member permanently. When the House subsequently suspended Peter Truscott, Lord Truscott and Tom Taylor, Lord Taylor of Blackburn for their role in the scandal, they were the first to meet this fate since 1642.
Recent changes have expanded the disciplinary powers of the House. Section 3 of the House of Lords Reform Act 2014 now provides that any member of the House of Lords convicted of a crime and sentenced to imprisonment for more than one year loses their seat. The House of Lords (Expulsion and Suspension) Act 2015 allows the House to set up procedures to suspend, and to expel, its members.
Regulation of behaviour in the chamber
There are two motions which have grown up through custom and practice and which govern questionable conduct within the House. They are brought into play by a member standing up, possibly intervening on another member, and moving the motion without notice. When the debate is getting excessively heated, it is open to a member to move "that the Standing Order on Asperity of Speech be read by the Clerk". The motion can be debated, but if agreed by the House, the Clerk of the Parliaments will read Standing Order 32 which provides "That all personal, sharp, or taxing speeches be forborn". The Journals of the House of Lords record only four instances on which the House has ordered the Standing Order to be read since the procedure was invented in 1871.
For more serious problems with an individual Lord, the option is available to move "That the noble Lord be no longer heard". This motion also is debatable, and the debate which ensues has sometimes offered a chance for the member whose conduct has brought it about to come to order so that the motion can be withdrawn. If the motion is passed, its effect is to prevent the member from continuing their speech on the motion then under debate. The Journals identify eleven occasions on which this motion has been moved since 1884; four were eventually withdrawn, one was voted down, and six were passed.
Leave of absence
In 1958, to counter criticism that some peers only appeared at major decisions in the House and thereby particular votes were swayed, the Standing Orders of the House of Lords were enhanced. Peers who did not wish to attend meetings regularly or were prevented by ill health, age or further reasons, were now able to request Leave of Absence. During the granted time a peer is expected not to visit the House's meetings until either its expiration or termination, announced at least a month prior to their return.
Attendance allowance
Via a new financial support system introduced in 2010, members of the House of Lords can opt to receive an attendance allowance per sitting day of currently £313 (as of 2019; initially it was £300 in 2010), plus limited travel expenses. Peers can choose to receive a reduced attendance allowance of £157 per day instead, or none at all.
Prior to 2010, peers from outside London could claim an overnight allowance of £174.
Committees
Unlike in the House of Commons, when the term committee is used to describe a stage of a bill, this committee does not take the form of a public bill committee, but what is described as Committee of the Whole House. It is made up of all Members of the House of Lords allowing any Member to contribute to debates if he or she chooses to do so and allows for more flexible rules of procedure. It is presided over by the Chairman of Committees.
The term committee is also used to describe Grand Committee, where the same rules of procedure apply as in the main chamber, except that no divisions may take place. For this reason, business that is discussed in Grand Committee is usually uncontroversial and likely to be agreed unanimously.
Public bills may also be committed to pre-legislative committees. A pre-legislative Committee is specifically constituted for a particular bill. These committees are established in advance of the bill being laid before either the House of Lords or the House of Commons and can take evidence from the public. Such committees are rare and do not replace any of the usual stages of a bill, including committee stage.
The House of Lords also has 15 Select committees. Typically, these are sessional committees, meaning that their members are appointed by the House at the beginning of each session, and continue to serve until the next parliamentary session begins. In practice, these are often permanent committees, which are re-established during every session. These committees are typically empowered to make reports to the House "from time to time", that is, whenever they wish. Other committees are ad-hoc committees, which are set up to investigate a specific issue. When they are set up by a motion in the House, the motion will set a deadline by which the Committee must report. After this date, the Committee will cease to exist unless it is granted an extension. One example of this is the Committee on Public Service and Demographic Change. The House of Lords may appoint a chairman for a committee; if it does not do so, the Chairman of Committees or a Deputy Chairman of Committees may preside instead. Most of the Select Committees are also granted the power to co-opt members, such as the European Union Committee. The primary function of Select Committees is to scrutinise and investigate Government activities; to fulfil these aims, they are permitted to hold hearings and collect evidence. Bills may be referred to Select Committees, but are more often sent to the Committee of the Whole House and Grand Committees.
The committee system of the House of Lords also includes several Domestic Committees, which supervise or consider the House's procedures and administration. One of the Domestic Committees is the Committee of Selection, which is responsible for assigning members to many of the House's other committees.
Current composition
There are currently sitting members of the House of Lords, of which 682 are life peers (as of 8 December 2020). An additional Lords are ineligible from participation, including eight peers who are constitutionally disqualified as members of the Judiciary.
The House of Lords Act 1999 allocated 75 of the 92 hereditary peers to the parties based on the proportion of hereditary peers that belonged to that party in 1999:
Conservative Party: 42 peers
Labour Party: 2 peers
Liberal Democrats: 3 peers
Crossbenchers: 28 peers
Of the initial 42 hereditary peers elected as Conservatives, one, David Verney, 21st Lord Willoughby de Broke, defected to UKIP, though he left the party in 2018.
Fifteen hereditary peers are elected by the whole House, and the remaining hereditary peers are the two royal office-holders, the Earl Marshal and the Lord Great Chamberlain, both of whom are currently on leave of absence.
A report in 2007 stated that many members of the Lords (particularly the life peers) do not attend regularly; the average daily attendance was around 408.
While the number of hereditary peers is limited to 92, and that of Lords spiritual to 26, there is no maximum limit to the number of life peers who may be members of the House of Lords at any time.
Government leaders and ministers in the Lords
Leaders and chief whips
The Baroness Evans of Bowes Park – Leader of the House of Lords and Lord Keeper of the Privy Seal (Cabinet member)
The Earl Howe – Deputy Leader of the House of Lords (unpaid)
The Lord Ashton of Hyde – Chief Whip of the House of Lords and Captain of the Honourable Corps of Gentlemen-at-Arms
The Earl of Courtown – Deputy Chief Whip of the House of Lords and Captain of the Queen's Bodyguard of the Yeomen of the Guard
Other ministers
The Lord Goldsmith of Richmond Park – Minister of State for the Pacific and the International Environment
The Baroness Goldie – Minister of State for Defence
The Lord Ahmad of Wimbledon – Minister of State for South and Central Asia, North Africa, United Nations and the Commonwealth
The Baroness Williams of Trafford – Minister of State for Home Affairs
The Lord Stewart of Dirleton – Advocate General for Scotland
The Lord True – Minister of State for the Cabinet Office
The Lord Grimstone of Boscobel – Minister of State for Investment
The Lord Greenhalgh – Minister of State for Building Safety and Fire
The Baroness Barran – Parliamentary Under-Secretary of State for School System
The Baroness Vere of Norbiton – Parliamentary Under-Secretary of State for Transport
The Lord Offord of Garvel – Parliamentary Under-Secretary of State for Scotland
The Lord Benyon – Parliamentary Under Secretary of State for Rural Affairs and Biosecurity
The Baroness Stedman-Scott – Parliamentary Under-Secretary of State for Work and Pensions
The Lord Callanan – Parliamentary Under-Secretary of State for Business, Energy and Corporate Responsibility
The Lord Parkinson of Whitley Bay –Parliamentary Under-Secretary of State for Arts
The Lord Kamall – Parliamentary Under-Secretary of State for Technology, Innovation and Life Sciences
The Lord Wolfson of Tredegar – Parliamentary Under-Secretary of State for Justice
The Lord Caine – Parliamentary Under-Secretary of State for Northern Ireland
Other whips (Lords and Baronesses-in-Waiting)
The Lord Parkinson of Whitley Bay
The Baroness Bloomfield of Hinton Waldrist
The Viscount Younger of Leckie
The Baroness Scott of Bybrook
The Baroness Penn
The Lord Sharpe of Epsom
See also
Gunpowder Plot
Constitution Committee
History of reform of the House of Lords
House of Lords Library
Introduction (House of Lords) ceremony
Lord-in-waiting
List of Acts of the Parliament of the United Kingdom enacted without the House of Lords' consent
Parliament in the Making
Parliamentary Archives
Reform of the House of Lords
Relocation of the Parliament of the United Kingdom
Overseas counterparts
Extant
House of Ariki of the Cook Islands
House of Elders (Somaliland)
Dewan Negara (Malaysia)
Senate (Lesotho), composed of 22 hereditary tribal chiefs and 11 King's nominees
Senate of Zimbabwe, with 18 of 80 seats reserved for tribal chiefs
Defunct
Irish House of Lords (existed 1297–1800)
New Zealand Legislative Council
Chamber of Peers (France)
Chamber of Peers (Portugal)
Chamber of Peers (Spain)
House of Peers (Japan)
Prussian House of Lords
House of Lords (Austria)
Senate of the Kingdom of Italy
References
Notes
Bibliography
Ballinger, Chris. The House of Lords 1911–2011: a century of non-reform (Bloomsbury, 2014).
Close, David H. "The Collapse of Resistance to Democracy: Conservatives, Adult Suffrage, and Second Chamber Reform, 1911–1928." Historical Journal 20.4 (1977): 893–918. online
Dorey, Peter, and Alexandra Kelso. House of Lords reform since 1911: Must the Lords go? (Springer, 2011).
Jones, Clyve, and David L. Jones, eds. Peers, Politics and Power: House of Lords, 1603–1911 (A&C Black, 1986).
Mell, Andrew; Radford, Simon; Thevoz, Seth Alexander (2015). Is there a market for peerages? Oxford University Department of Economics discussion paper, No.744
Norton, Philip. Reform of the House of Lords (Manchester UP, 2020).
Radford, Simon; Mell, Andrew; Thevoz, Seth Alexander (2019). "‘Lordy Me!’ Can donations buy you a British peerage? A study in the link between party political funding and peerage nominations, 2005–2014", British Politics –
Russell, Meg. The contemporary House of Lords: Westminster bicameralism revived (Oxford UP, 2013).
Smith, Ernest Anthony. The House of Lords in British politics and society, 1815–1911 (Longman, 1992).
External links
Official House of Lords publications website
Archives of the House of Lords
British House of Lords people from www.C-SPAN.org
United Kingdom |
13667 | https://en.wikipedia.org/wiki/Hawar%20Islands | Hawar Islands | The Hawar Islands (; transliterated: Juzur Ḥawār) are an archipelago of desert islands owned by Bahrain, situated off the west coast of Qatar in the Gulf of Bahrain of the Persian Gulf.
Description
The islands used to be one of the settlements of the Bahraini branch of the Dawasir who settled there in the early 19th century. The islands were first surveyed in 1820, when they were called the Warden's Islands, and two villages were recorded. They are now uninhabited, other than a police garrison and a hotel on the main island; access to all but Hawar island itself is severely restricted. Local fishermen are allowed to fish in adjacent waters and there is some recreational fishing and tourism on and around the islands. Fresh water has always been scarce; historically it was obtained by surface collection and even today, with the desalinisation plant, additional supplies have to be brought in.
Geography
Despite their proximity to Qatar (they are only about from the Qatari mainland whilst being about from the main islands of Bahrain), most of the islands belong to Bahrain, having been a part of a dispute between Bahrain and Qatar which was resolved in 2001. The islands were formerly coincident with the district or Minṭaqat Juzur Ḥawār (مِنْطَقَة جُزُر حَوَار) and are now administered as part of the Southern Governorate of Bahrain. The land area of the islands is approximately 52 km2 (20 sq. mi.).
Although there are 36 islands in the group, many of the smaller islands are little more than sand or shingle accumulations on areas of exposed bedrock molded by the ongoing processes of sedimentation and accretion.
The application named 8 major islands (see table hereafter), which conforms to the description of the islands when first surveyed as consisting of 8 or 9 islands.
It has often been described as an archipelago of 16 islands. Janan Island, to the south of Hawar island, is not legally considered to be a part of the group and is owned by Qatar.
Flora and fauna
The islands are home to many bird species, notably Socotra cormorants. There are small herds of Arabian oryx and sand gazelle on Hawar island, and the seas around support a large population of dugong.
Conservation
The islands were listed as a Ramsar site in 1997. In 2002, the Bahraini government applied to have the islands recognised as a World Heritage Site due to their unique environment and habitat for endangered species; the application was ultimately unsuccessful.
Administration
The islands were formerly coincident with the region or Minṭaqat Juzur Ḥawār (مِنْطَقَة جُزُر حَوَار) and are now administered as part of the Southern Governorate of Bahrain.
Tourism
In 2014, a Best Western hotel with 140 rooms replaced a much smaller Hawar Islands Resort. However, the resort closed in mid-2016.
List of islands
Hawar archipelago
By far the largest island is Hawar, which accounts for more than 41 km2 (15 sq. mi.) of the 54.5 km2 (21 sq. mi.) land area. Following in size are Suwād al Janūbīyah, Suwād ash Shamālīyah, Rubud Al Sharqiyah, Rubud Al Gharbiyah, and Muhazwarah (Umm Hazwarah).
The following were not considered as part of the Hawar islands in the International Court of Justice (ICJ) judgment, being located between Hawar and the Bahrain Islands and not disputed by Qatar, but have been included in the Hawar archipelago by the Bahrain government as part of the 2002 World Heritage Site application.
Janan Island
Janan Island, a small island south of Hawar island, was also considered in the 2001 judgment. Based on a previous agreement when both Qatar and Bahrain were under British protection, it was judged to be separate from the Hawar islands and so considered by the court separately. It was awarded to Qatar.
References
External links
Decision of the International Court of Justice on the Hawar dispute (2001)
Maps
Basic map with island names and features, p. 3
Topographical map
Geological map
Navigation chart, Bahrain & Hawar
Aerial photograph
Media
Bahrain Desert Birds, BBC Planet Earth. Taken from "Shallow Seas" (2006).
Populated places in Bahrain
Islands of Bahrain
Islands of Qatar
Former municipalities (regions) of Bahrain
Foreign relations of Bahrain
Disputed territories in the Persian Gulf
Disputed islands
Archipelagoes of Asia
Archipelagoes of the Indian Ocean
Territorial disputes of Bahrain
Territorial disputes of Qatar
Bahrain–Qatar border
Ramsar sites in Bahrain |
13669 | https://en.wikipedia.org/wiki/Hans-Dietrich%20Genscher | Hans-Dietrich Genscher | Hans-Dietrich Genscher (21 March 1927 – 31 March 2016) was a German statesman and a member of the liberal Free Democratic Party (FDP), who served as Federal Minister of the Interior from 1969 to 1974, and as Federal Minister for Foreign Affairs and Vice Chancellor of Germany from 1974 to 1992 (except for a two-week break in 1982, after the FDP had left the Third Schmidt cabinet), making him the longest-serving occupant of either post and the only person to have held one of these positions under two different Chancellors of the Federal Republic of Germany. In 1991 he was chairman of the Organization for Security and Co-operation in Europe (OSCE).
A proponent of Realpolitik, Genscher has been called "a master of diplomacy". He is widely regarded as having been a principal "architect of German reunification". In 1991, he played a pivotal role in international diplomacy surrounding the breakup of Yugoslavia by successfully pushing for international recognition of Croatia, Slovenia and other republics declaring independence, in an effort to halt "a trend towards a Greater Serbia". After leaving office, he worked as a lawyer and international consultant. He was President of the German Council on Foreign Relations and was involved with several international organisations, and with former Czech President Václav Havel, he called for a Cold War museum to be built in Berlin.
Biography
Early life
Genscher was born on 21 March 1927 in Reideburg (Province of Saxony), now a part of Halle, in what later became East Germany. He was the son of Hilda Kreime and Kurt Genscher. His father, a lawyer, died when Genscher was nine years old. In 1943, he was drafted to serve as a member of the Air Force Support Personnel (Luftwaffenhelfer) at the age of 16. At age 17, close to the end of the war, he and his fellow soldiers became members of the Nazi Party due to a collective application (Sammelantrag) by his Wehrmacht unit. He later said he was unaware of it at the time.
Late in the war, Genscher was deployed as a soldier in General Walther Wenck's 12th Army, which ostensibly was directed to relieve the siege of Berlin. After the German surrender he was an American and British prisoner of war, but was released after two months. Following World War II, he studied law and economics at the universities of Halle and Leipzig (1946–1949) and joined the East German Liberal Democratic Party (LDPD) in 1946.
Political career
In 1952, Genscher fled to West Germany, where he joined the Free Democratic Party (FDP). He passed his second state examination in law in Hamburg in 1954 and became a solicitor in Bremen. During these early years after the war, Genscher continuously struggled with illness. From 1956 to 1959 he was a research assistant of the FDP parliamentary group in Bonn. From 1959 to 1965 he was the FDP group managing director, while from 1962 to 1964 he was National Secretary of the FDP.
In 1965 Genscher was elected on the North Rhine-Westphalian FDP list to the West German parliament and remained a member of parliament until his retirement in 1998. He was elected deputy national chairman in 1968. From 1969 he served as minister of the interior in the SPD-FDP coalition government led by Chancellor Willy Brandt.
In 1974 he became foreign minister and vice chancellor, both posts he would hold for 18 years. From 1 October 1974 to 23 February 1985 he was Chairman of the FDP. It was during his tenure as party chairman that the FDP switched from being the junior member of social-liberal coalition to being the junior member of the 1982 coalition with the CDU/CSU. In 1985 he gave up the post of national chairman. After his resignation as Foreign Minister, Genscher was appointed honorary chairman of the FDP in 1992.
Federal Minister of the Interior
After the federal election of 1969 Genscher was instrumental in the formation of the social-liberal coalition of chancellor Willy Brandt and was on 22 October 1969 appointed as federal minister of the interior.
In 1972, while minister for the interior, Genscher rejected Israel's offer to send an Israeli special forces unit to Germany to deal with the Munich Olympics hostage crisis. A flawed rescue attempt by German police forces at Fürstenfeldbruck air base resulted in a bloody shootout, which left all eleven hostages, five terrorists, and one German policeman dead. Genscher's popularity with Israel declined further when he endorsed the release of the three captured attackers following the hijacking of a Lufthansa aircraft on 29 October 1972.
In the SPD–FDP coalition, Genscher helped shape Brandt's policy of deescalation with the communist East, commonly known as Ostpolitik, which was continued under chancellor Helmut Schmidt after Brandt's resignation in 1974. He would later be a driving factor in continuing this policy in the new conservative-liberal coalition under Helmut Kohl.
Vice Chancellor and Federal Foreign Minister
In the negotiations on a coalition government of SPD and FDP following the 1976 elections, it took Genscher 73 days to reach agreement with Chancellor Helmut Schmidt.
As Foreign Minister, Genscher stood for a policy of compromise between East and West, and developed strategies for an active policy of détente and the continuation of the East–West dialogue with the USSR. He was widely regarded a strong advocate of negotiated settlements to international problems. As a popular story on Genscher's preferred method of shuttle diplomacy has it, "two Lufthansa jets crossed over the Atlantic, and Genscher was on both".
Genscher was a major player in the negotiations on the text of the Helsinki Accords. In December 1976, the General Assembly of the United Nations in New York City accepted Genscher's proposal of an anti-terrorism convention in New York, which was set among other things, to respond to demands from hostage-takers under any circumstances.
Genscher was one of the FDP's driving forces when, in 1982, the party switched sides from its coalition with the SPD to support the CDU/CSU in their Constructive vote of no confidence to have incumbent Helmut Schmidt replaced with opposition leader Helmut Kohl as Chancellor. The reason for this was the increase in the differences between the coalition partners, particularly in economic and social policy. The switch was controversial, not least in his own party.
At several points in his tenure, he irritated the governments of the United States and other allies of Germany by appearing not to support Western initiatives fully. "During the Cold War, his penchant to seek the middle ground at times exasperated United States policy-makers who wanted a more decisive, less equivocal Germany", according to Tyler Marshall. Genscher's perceived quasi-neutralism was dubbed Genscherism. "Fundamental to Genscherism was said to be the belief that Germany could play a role as a bridge between East and West without losing its status as a reliable NATO ally." In the 1980s, Genscher opposed the deployment of new short-range NATO missiles in Germany. At the time, the Reagan Administration questioned whether Germany was straying from the Western alliance and following a program of its own.
In 1984, Genscher became the first Western foreign minister to visit Tehran since the Iranian Revolution of 1979. In 1988, he appointed Jürgen Hellner as West Germany's new ambassador to Libya, a post that had been vacant since the 1986 Berlin discotheque bombing, a tragedy which U.S. officials blamed on the government of Muammar Gaddafi.
Genscher's proposals frequently set the tone and direction of foreign affairs among Western Europe's democracies. He was also an active participant in the further development of the European Union, taking an active part in the Single European Act Treaty negotiations in the mid-1980s, as well as the joint publication of the Genscher-Colombo plan with Italian Minister of Foreign Affairs Emilio Colombo which advocated further integration and deepening of relations in the European Union towards a more federal Europe. He later was among the politicians who pushed hard for monetary union alongside Edouard Balladur, France's finance minister, and Giuliano Amato, circulating a memorandum to that effect.
Genscher retained his posts as foreign minister and vice chancellor through German reunification and until 1992 when he stepped down for health reasons.
Reunification efforts
Genscher is most respected for his efforts that helped spell the end of the Cold War, in the late 1980s when Communist eastern European governments toppled, and which led to German reunification. During his time in office, he focused on maintaining stability and balance between the West and the Soviet bloc. From the beginning, he argued that the West should seek cooperation with Communist governments rather than treat them as implacably hostile; this policy was embraced by many Germans and other Europeans.
Genscher had great interest in European integration and the success of German reunification. He soon pushed for effective support of political reform processes in Poland and Hungary. For this purpose, he visited Poland to meet the chairman of Solidarity Lech Wałęsa as early as January 1980. Especially from 1987 he campaigned for an "active relaxation" policy response by the West to the Soviet efforts. In the years before German reunification, he made a point of maintaining strong ties with his birthplace Halle, which was regarded as significant by admirers and critics alike.
When thousands of East Germans sought refuge in West German embassies in Czechoslovakia and Poland, Genscher held discussions on the refugee crisis at the United Nations in New York with the foreign ministers of Czechoslovakia, Poland, East Germany and the Soviet Union in September 1989. Genscher's 30 September 1989 speech from the balcony of the German embassy in Prague was an important milestone on the road to the end of the GDR. In the embassy courtyard thousands of East German citizens had assembled. They were trying to travel to West Germany, but were being denied permission to travel by the Czechoslovak government at the request of East Germany. He announced that he had reached an agreement with the Communist Czechoslovak government that the refugees could leave: "We have come to you to tell you that today, your departure ..." (German: "Wir sind zu Ihnen gekommen, um Ihnen mitzuteilen, dass heute Ihre Ausreise ..."). After these words, the speech was drowned in cheers.
With his fellow foreign ministers James Baker of the United States and Eduard Shevardnadze of the Soviet Union, Genscher is widely credited with securing Germany's subsequent peaceful unification and the withdrawal of Soviet forces. He negotiated the German reunification in 1990 with his counterpart from the GDR, Markus Meckel. On 12 September 1990 he signed the Treaty on the Final Settlement with Respect to Germany on behalf of West Germany. In November 1990, Genscher and his Polish counterpart Krzysztof Skubiszewski signed the German-Polish Border Treaty on the establishment of the Oder–Neisse line as Poland's western border. Meanwhile, he strongly endorsed the plans of the Bush Administration to assure continued U.S. influence in a post-Cold War Europe.
Post-reunification
In 1991, Genscher successfully pushed for Germany's recognition of the Republic of Croatia in the Croatian War of Independence shortly after JNA entered Vukovar. After Croatia and Slovenia had declared independence, Genscher concluded that Yugoslavia could not be held together, and that republics that wanted to break from the Serbian-dominated federation deserved quick diplomatic recognition. He hoped that such recognition would stop the fighting. The rest of the European Union was subsequently pressured to follow suit soon afterward. The UN Secretary-General Javier Pérez de Cuéllar had warned the German Government, that a recognition of Slovenia and Croatia would lead to an increase in aggression in the former Yugoslavia.
At a meeting of the European Community's foreign ministers in 1991, Genscher proposed to press for a war crimes trial for President Saddam Hussein of Iraq, accusing him of aggression against Kuwait, using chemical weapons against civilians and condoning genocide against the Kurds.
During the Gulf War, Genscher sought to deal with Iraq after other Western leaders had decided to go to war to force it out of Kuwait. Germany made a substantial financial contribution to the allied cause but, citing constitutional restrictions on the use of its armed forces, provided almost no military assistance. In January 1991, Germany sent Genscher on a state visit to Israel and followed up with an agreement to provide the Jewish state with $670 million in military aid, including financing for two submarines long coveted by Israel, a battery of Patriot missiles to defend against Iraqi missiles, 58 armored vehicles specially fitted to detect chemical and biological attacks, and a shipment of gas masks. When, in the aftermath of the war, a far-reaching political debate broke out over how Germany should fulfill its global responsibilities, Genscher responded that if foreign powers expect Germany to assume greater responsibility in the world, they should give it a chance to express its views "more strongly" in the United Nations Security Council. He also famously held that "whatever floats is fine, whatever rolls is not" to sum up Germany's military export policy for restless countries – based on a navy's unsuitability for use against a country's own people.
In 1992, Genscher, together with his Danish colleague Uffe Ellemann-Jensen, took the initiative to create the Council of the Baltic Sea States (CBSS) and the EuroFaculty.
More than half a century after Nazi leaders assembled their infamous exhibition "Degenerate Art", a sweeping condemnation of the work of the avant-garde, Genscher opened a re-creation of the show at the Altes Museum in March 1992, describing Nazi attempts to restrict artistic expression as "a step toward the catastrophe that produced the mass murder of European Jews and the war of extermination against Germany's neighbors." "The paintings in this exhibition have survived oppression and censorship", he asserted in his opening remarks. "They are not only a monument but also a sign of hope. They stand for the triumph of creative freedom over barbarism."
On 18 May 1992, Genscher retired at his own request from the federal government, which he had been member of for a total of 23 years. At the time, he was the world's longest-serving foreign minister and Germany's most popular politician. He had announced his decision three weeks earlier, on 27 April 1992. Genscher did not specify his reasons for quitting; however, he had suffered two heart attacks by that time. His resignation took effect in May, but he remained a member of parliament and continued to be influential in the Free Democratic Party.
Following Genscher's resignation, Chancellor Helmut Kohl and FDP chairman Otto Graf Lambsdorff named Irmgard Schwaetzer, a former aide to Genscher, to be the new Foreign Minister. In a surprise decision, however, a majority of the FDP parliamentary group rejected her nomination and voted instead to name Justice Minister Klaus Kinkel to head the Foreign Ministry.
Activities after politics
Ahead of the German presidential election in 1994, Genscher proclaimed his lack of interest in the position, but was nonetheless widely considered a leading contender. After a poll taken for Stern magazine showed him to be the favored candidate of 48 percent of German voters, he reiterated in 1993 that he would "in no case" accept the presidency.
Having finished his political career, Genscher remained active as a lawyer and in international organizations. In late 1992, Genscher was appointed chairman of a newly established donors' board of the Berlin State Opera. Between 1997 and 2010, Genscher was affiliated with the law firm Büsing, Müffelmann & Theye. He founded his own consulting firm, Hans-Dietrich Genscher Consult GmbH, in 2000. Between 2001 and 2003, he served as president of the German Council on Foreign Relations. In 2001, Genscher headed an arbitration that ended a monthlong battle between German airline Lufthansa and its pilots' union and resulted in an agreement on increasing wages by more than 15 percent by the end of the following year.
In 2008, Genscher joined former Czech President Václav Havel, former United States Ambassador to Germany John Kornblum and several other well-known political figures in calling for a Cold War museum to be built at Checkpoint Charlie in Berlin. In 2009 Genscher expressed public concern at Pope Benedict XVI's lifting of excommunication of the bishops of the Society of Saint Pius X. Genscher wrote in the Mitteldeutsche Zeitung: "Poles can be proud of Pope John Paul II. At the last papal election, we said We are the pope! But please—not like this." He argued that Pope Benedict XVI was making a habit of offending non-Catholics. "This is a deep moral and political question. It is about respect for the victims of crimes against humanity", Genscher said.
On 20 December 2013, it was revealed that Genscher played a key role in coordinating the release and flight to Germany of Mikhail Khodorkovsky, the former head of Yukos. Genscher had first met Khodorkovsky in 2002 and had chaired a conference at which Khodorkovsky blasted Russian President Vladimir Putin's pursuit of his oil company. Khodorkovsky asked his lawyers during a 2011 prison visit to let Genscher help mediate early release. Once Putin was re-elected in 2012, German Chancellor Angela Merkel instructed her officials to lobby for the president to meet Genscher. The subsequent negotiations involved two meetings between Genscher and Putin – one at Berlin Tegel Airport at the end of Putin's first visit to Germany after he was re-elected in 2012, the other in Moscow. While keeping the chancellor informed, Khodorkovsky's attorneys and Genscher spent the ensuing months developing a variety of legal avenues that could allow Putin to release his former rival early, ranging from amendments to existing laws to clemency. When Khodorkovsky's mother was in a Berlin hospital with cancer in November 2013, Genscher passed a message to Khodorkovsky suggesting the prisoner should write a pardon letter to Putin emphasizing his mother's ill health. Following Putin's pardoning of Khodorkovsky "for humanitarian reasons" in December 2013, a private plane provided by Genscher brought Khodorkovsky to Berlin for a family reunion at the Hotel Adlon.
Genscher signed on in 2014 to be a member of the Southern Corridor Advisory Panel, a BP-led consortium which includes former British Prime Minister Tony Blair and Peter Sutherland, chairman of Goldman Sachs International. The panel's purpose is to facilitate the expansion of a vast natural-gas field in the Caspian Sea and the building of two pipelines across Europe. The $45 billion enterprise, championed by the Azerbaijani president, Ilham Aliyev, has been called by critics "the Blair Rich Project".
Death
Genscher died at his home outside Bonn in Wachtberg on 31 March 2016 from heart failure, one week and three days after his 89th birthday.
Other activities (selection)
CARE Deutschland-Luxemburg, Chairman of the Board of Trustees
Club of Budapest, Honorary Member
German-Azerbaijani Forum, Honorary Chairman
German-Polish Society (DPG), Deputy Chairman of the Board of Trustees
Baltic Development Forum, Member of the Honorary Board
Deutsche Gesellschaft für die Vereinten Nationen, Member of the Board of Trustees
Dimitris Tsatsos Institute for European Constitutional Law at the FernUniversität Hagen, Member of the Board of Trustees
EastWest Institute, Chairman Emeritus
ELSA Deutschland, Member of the Advisory Board (1993–2008)
Foundation Wittenberg-Center for Global Ethics, Member of the Board of Trustees
Bonner Akademie für Forschung und Lehre praktischer Politik (BAPP), Member of the Board of Trustees
Ilsenburg Abbey, Patron
Martin Luther University of Halle-Wittenberg, Honorary Chairman of the Board of Trustees
University of Bonn, Member of the Board of Trustees
A Soul for Europe initiative, Member of the Board of Trustees
Gedächtnis der Nation project, Member of the Board of Trustees
Recognition (selection)
Genscher has been awarded honorary citizenship by his birthplace Halle (Saale) (in 1991) and the city of Berlin (in 1993).
1973 and 1975 – Order of Merit of the Federal Republic of Germany
1986 – Grand Cross of the Legion of Honour
1987 – Grand Cross of the Ordem do Mérito
1987 – Honorary Citizen of Costa Rica
1990 – Prince of Asturias Award
1992 – Order of Merit of the Republic of Poland
1992 – Order of Merit of the Republic of Hungary
1996 – Order of Duke Trpimir (Croatia)
2002 – Honorary doctorate of the University of Szczecin
2003 – Honorary doctorate of Leipzig University
2004 – Erich-Kästner-Preis
2006 – Peace Prize of the Friedrich Naumann Foundation
2007 – Order of Merit of North Rhine-Westphalia
2008 – Walther Rathenau-Preis
2010 – Order of Merit of Saxony-Anhalt
2010 – Millennium Bambi Award
2015 – Henry A. Kissinger Prize of the American Academy in Berlin (along with Giorgio Napolitano)
2015 – The National German Sustainability Award
2020 – The 20th Hanno R. Ellenbogen Citizenship Award along with Markus Meckel, Ivan Havel and Ivan Chvatik commemorating the 30th Anniversary of the fall of the Iron Curtain (jointly awarded by The Prague Society and Global Panel Foundation)
Selected works
Die Rolle Europas im Kontext der Globalisierung, in: Robertson-von Trotha, Caroline Y. (ed.): Herausforderung Demokratie. Demokratisch, parlamentarisch, gut? (= Kulturwissenschaft interdisziplinär/Interdisciplinary Studies on Culture and Society, Vol. 6), Baden-Baden 2011,
(Hrsg.): Nach vorn gedacht … Perspektiven deutscher Aussenpolitik. Bonn Aktuell, Stuttgart 1987, .
Zukunftsverantwortung. Reden. Buchverlag Der Morgen, Berlin 1990, .
Unterwegs zur Einheit. Reden und Dokumente aus bewegter Zeit. Siedler, Berlin 1991, .
Wir wollen ein europäisches Deutschland. Siedler, Berlin 1991, Goldmann 1992 .
Politik aus erster Hand. Kolumnen des Bundesaußenministers a. D. Hans-Dietrich Genscher in der Nordsee-Zeitung Bremerhaven. Nordwestdeutsche Verlags-Gesellschaft, Bremerhaven 1992, .
Kommentare. ECON-Taschenbuch-Verlag, Düsseldorf/Wien 1994, .
Erinnerungen. Siedler, Berlin 1995, ; Goldmann, München 1997, .
Sternstunde der Deutschen. Hans-Dietrich Genscher im Gespräch mit Ulrich Wickert. Mit sechs Beiträgen. Hohenheim, Stuttgart/Leipzig 2000, .
Die Chance der Deutschen. Ein Gesprächsbuch. Hans-Dietrich Genscher im Gespräch mit Guido Knopp. Pendo, München 2008, .
Die Rolle Europas im Kontext der Globalisierung, in: Caroline Y. Robertson-von Trotha (Hrsg.): Herausforderung Demokratie. Demokratisch, , gut? (= Kulturwissenschaft interdisziplinär/Interdisciplinary Studies on Culture and Society, Bd. 6), Baden-Baden 2011, .
Zündfunke aus Prag. Wie 1989 der Mut zur Freiheit die Geschichte veränderte, mit Karel Vodička. dtv, München 2014, .
Meine Sicht der Dinge. Im Gespräch mit Hans-Dieter Heumann. Propyläen, Berlin, 2015, .
See also
Politics of Germany
History of Germany since 1945
References
Further reading
Wilsford, David, ed. Political leaders of contemporary Western Europe: a biographical dictionary (Greenwood, 1995) pp. 155–64.
Literature
Bresselau von Bressensdorf, Agnes: Frieden durch Kommunikation. Das System Genscher und die Entspannungspolitik im Zweiten Kalten Krieg 1979–1982/83. Berlin, De Gruyter Oldenbourg 2015, .
Brauckhoff, Kerstin, Schwaetzer, Ingrid (Hrsg.): Hans-Dietrich Genschers Außenpolitik. Springer VS, Wiesbaden 2015, .
Heumann, Hans-Dieter: Hans-Dietrich Genscher. Die Biografie. Schöningh, Paderborn 2012, .
Lucas, Hans-Dieter (Hrsg.): Genscher, Deutschland und Europa. Nomos-Verlag, Baden-Baden 2002, .
Mittag, Jürgen: In: 60 Jahre Europäische Bewegung Deutschland, Berlin 2009, S. 12–28.
Gerhard A. Ritter: Hans-Dietrich Genscher, das Auswärtige Amt und die deutsche Vereinigung. Beck, München 2013, .
External links
1927 births
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People from Halle (Saale)
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13682 | https://en.wikipedia.org/wiki/Herbert%20Hoover | Herbert Hoover | Herbert Clark Hoover (August 10, 1874 – October 20, 1964) was an American politician and engineer who served as the 31st president of the United States from 1929 to 1933 and a member of the Republican Party, holding office during the onset of the Great Depression. Before serving as president, Hoover led the Commission for Relief in Belgium, served as the director of the U.S. Food Administration, and served as the third U.S. secretary of commerce.
Hoover was born to a Quaker family in West Branch, Iowa, but he grew up in Oregon. He took a position with a London-based mining company after graduating from Stanford University in 1895. After the outbreak of World War I, he became the head of the Commission for Relief in Belgium, an international relief organization that provided food to occupied Belgium. When the U.S. entered the war, President Woodrow Wilson appointed Hoover to lead the Food Administration, and Hoover became known as the country's "food czar". After the war, Hoover led the American Relief Administration, which provided food to the inhabitants of Central and Eastern Europe. Hoover's wartime service made him a favorite of many progressives, and he unsuccessfully sought the Republican nomination in the 1920 presidential election.
President Warren G. Harding appointed Hoover as Secretary of Commerce in 1920, and he continued to serve under President Calvin Coolidge after Harding died in 1923. Hoover was an unusually active and visible Cabinet member, becoming known as "Secretary of Commerce and Under-Secretary of all other departments". He was influential in the development of air travel and radio. He led the federal response to the Great Mississippi Flood of 1927. Hoover won the Republican nomination in the 1928 presidential election, and defeated Democratic candidate Al Smith in a landslide. In 1929 Hoover assumed the presidency during a period of widespread economic stability. However the economy would take a drastic turn when the stock market crashed. The Wall Street Crash of 1929 marked the beginning of the Great Depression. The Great Depression dominated Hoover's presidency and he pursued a variety of policies in an attempt to lift the economy. Hoover strongly opposed directly involving the federal government in relief efforts.
In the midst of the economic crisis, Hoover was decisively defeated by Democratic nominee Franklin D. Roosevelt in the 1932 presidential election. Hoover's retirement was over 31 years long, one of the longest presidential retirements. He authored numerous works and became increasingly conservative in retirement. He strongly criticized Roosevelt's foreign policy and New Deal domestic agenda. In the 1940s and 1950s, public opinion of Hoover improved largely due to his service in various assignments for presidents Harry S. Truman and Dwight D. Eisenhower, including chairing the influential Hoover Commission. Nevertheless, Herbert Hoover is often regarded as a below-average U.S. president, and most polls of historians and political scientists rank him as one of the worst presidents in US history.
Early life
Herbert Hoover was born on August 10, 1874, in West Branch, Iowa. His father, Jesse Hoover, was a blacksmith and farm implement store owner of German, Swiss, and English ancestry. Hoover's mother, Hulda Randall Minthorn, was raised in Norwich, Ontario, Canada, before moving to Iowa in 1859. Like most other citizens of West Branch, Jesse and Hulda were Quakers. Around age two "Bertie", as he was called during that time, contracted a serious bout of croup, and was momentarily thought to have died until resuscitated by his uncle, John Minthorn. As a young child he was often referred to by his father as "my little stick in the mud" when he repeatedly got trapped in the mud crossing the unpaved street. Herbert's family figured prominently in the town's public prayer life, due almost entirely to mother Hulda's role in the church. As a child, Hoover consistently attended schools, but he did little reading on his own aside from the Bible. Hoover's father, noted by the local paper for his "pleasant, sunshiny disposition", died in 1880 at the age of 34. Hoover's mother died in 1884, leaving Hoover, his older brother, Theodore, and his younger sister, May, as orphans. Hoover lived the next 18 months with his uncle Allen Hoover at a nearby farm.
In November 1885, Hoover was sent to Newberg, Oregon, to live with his uncle John Minthorn, a Quaker physician and businessman whose own son had died the year before. The Minthorn household was considered cultured and educational, and imparted a strong work ethic. Much like West Branch, Newberg was a frontier town settled largely by Midwestern Quakers. Minthorn ensured that Hoover received an education, but Hoover disliked the many chores assigned to him and often resented Minthorn. One observer described Hoover as "an orphan [who] seemed to be neglected in many ways". Hoover attended Friends Pacific Academy (now George Fox University), but dropped out at the age of thirteen to become an office assistant for his uncle's real estate office (Oregon Land Company) in Salem, Oregon. Though he did not attend high school, Hoover learned bookkeeping, typing, and mathematics at a night school.
Hoover was a member of the inaugural "Pioneer Class" of Stanford University, entering in 1891 despite failing all the entrance exams except mathematics. During his freshman year, he switched his major from mechanical engineering to geology after working for John Casper Branner, the chair of Stanford's geology department. During his sophomore year, to reduce his costs, Hoover co-founded the first student housing cooperative at Stanford, "Romero Hall". Hoover was a mediocre student, and he spent much of his time working in various part-time jobs or participating in campus activities. Though he was initially shy among fellow students, Hoover won election as student treasurer and became known for his distaste for fraternities and sororities. He served as student manager of both the baseball and football teams, and helped organize the inaugural Big Game versus the University of California. During the summers before and after his senior year, Hoover interned under economic geologist Waldemar Lindgren of the United States Geological Survey; these experiences convinced Hoover to pursue a career as a mining geologist.
Mining engineer
Bewick, Moreing
When Hoover graduated from Stanford in 1895, the country was in the midst of the Panic of 1893, and he initially struggled to find a job. He worked in various low-level mining jobs in the Sierra Nevada Mountains until he convinced prominent mining engineer Louis Janin to hire him. After working as a mine scout for a year, Hoover was hired by Bewick, Moreing & Co., a London-based company that operated gold mines in Western Australia. Hoover first went to Coolgardie, then the center of the Eastern Goldfields. Though Hoover received a $5,000 salary (), conditions were harsh in the goldfields. Hoover described the Coolgardie and Murchison rangelands on the edge of the Great Victoria Desert as a land of "black flies, red dust and white heat".
Hoover traveled constantly across the Outback to evaluate and manage the company's mines. He convinced Bewick, Moreing to purchase the Sons of Gwalia gold mine, which proved to be one of the most successful mines in the region. Partly due to Hoover's efforts, the company eventually controlled approximately 50 percent of gold production in Western Australia. Hoover brought in many Italian immigrants to cut costs and counter the labour movement of the Australian miners. During his time with the mining company, Hoover became opposed to measures such as a minimum wage and workers' compensation, feeling that they were unfair to owners. Hoover's work impressed his employers, and in 1898 he was promoted to junior partner. An open feud developed between Hoover and his boss, Ernest Williams, but company leaders defused the situation by offering Hoover a compelling position in China.
Upon arriving in China, Hoover developed gold mines near Tianjin on behalf of Bewick, Moreing and the Chinese-owned Chinese Engineering and Mining Company. He became deeply interested in Chinese history, but gave up on learning the language to a fluent level. He publicly warned that Chinese workers were inefficient and racially inferior. He made recommendations to improve the lot of the Chinese worker, seeking to end the practice of imposing long-term servitude contracts and to institute reforms for workers based on merit. The Boxer Rebellion broke out shortly after Hoover arrived in China, trapping the Hoovers and numerous other foreign nationals until a multi-national military force defeated Boxer forces in the Battle of Tientsin. Fearing the imminent collapse of the Chinese government, the director of the Chinese Engineering and Mining Company agreed to establish a new Sino-British venture with Bewick, Moreing. After Hoover and Bewick, Moreing established effective control over the new Chinese mining company, Hoover became the operating partner of Bewick, Moreing in late 1901.
As operating partner, Hoover continually traveled the world on behalf of Bewick, Moreing, visiting mines operated by the company on different continents. Beginning in December 1902, the company faced mounting legal and financial issues after one of the partners admitted to having fraudulently sold stock in a mine. More issues arose in 1904, after the British government formed two separate royal commissions to investigate Bewick, Moreing's labor practices and financial dealings in Western Australia. After the company lost a suit Hoover began looking for a way to get out of the partnership, and he sold his shares in mid-1908.
Sole proprietor
After leaving Bewick, Moreing, Hoover worked as a London-based independent mining consultant and financier. Though he had risen to prominence as a geologist and mine operator, Hoover focused much of his attention on raising money, restructuring corporate organizations, and financing new ventures. He specialized in rejuvenating troubled mining operations, taking a share of the profits in exchange for his technical and financial expertise. Hoover thought of himself and his associates as "engineering doctors to sick concerns", and he earned a reputation as a "doctor of sick mines". He made investments on every continent and had offices in San Francisco; London; New York City; Paris; Petrograd; and Mandalay, British Burma. By 1914, Hoover was a very wealthy man, with an estimated personal fortune of $4 million (equivalent to $ million in ).
He co-founded the Zinc Corporation to extract zinc near the Australian city of Broken Hill, New South Wales. The Zinc Corporation developed the froth flotation process to extract zinc from lead-silver ore and operated the world's first selective ore differential flotation plant. Hoover worked with the Burma Corporation, a British firm that produced silver, lead, and zinc in large quantities at the Namtu Bawdwin Mine. He also helped increase copper production in Kyshtym, Russia, through the use of pyritic smelting. He also agreed to manage a separate mine in the Altai Mountains that, according to Hoover, "developed probably the greatest and richest single body of ore known in the world".
In his spare time, Hoover wrote. His lectures at Columbia and Stanford universities were published in 1909 as Principles of Mining, which became a standard textbook. The book reflects his move towards progressive ideals, as Hoover came to endorse eight-hour workdays and organized labor. Hoover became deeply interested in the history of science, and he was especially drawn to the De re metallica, an influential 16th century work on mining and metallurgy by Georgius Agricola. In 1912, Hoover and his wife published the first English translation of De re metallica. Hoover also joined the board of trustees at Stanford, and led a successful campaign to appoint John Branner as the university's president.
Marriage and family
During his senior year at Stanford, Hoover became smitten with a classmate named Lou Henry, though his financial situation precluded marriage at that time. The daughter of a banker from Monterey, California, Lou Henry decided to study geology at Stanford after attending a lecture delivered by John Branner. Immediately after earning a promotion in 1898, Hoover cabled Lou Henry, asking her to marry him. After she cabled back her acceptance of the proposal, Hoover briefly returned to the United States for their wedding. They would remain married until Lou Henry Hoover's death in 1944. Though his Quaker upbringing strongly influenced his career, Hoover rarely attended Quaker meetings during his adult life. Hoover and his wife had two children: Herbert Hoover Jr. (born in 1903) and Allan Henry Hoover (born in 1907). The Hoover family began living in London in 1902, though they frequently traveled as part of Hoover's career. After 1916, the Hoovers began living in the United States, maintaining homes in Palo Alto, California, and Washington, D.C.
World War I and aftermath
Relief in Europe
World War I broke out in August 1914, pitting Germany and its allies against France and its allies. The German plan was a quick victory by marching through neutral Belgium to capture Paris. That failed but the Germans did control nearly all of Belgium for the entire war. Hoover and other London-based American businessmen established a committee to organize the return of the roughly 100,000 Americans stranded in Europe. Hoover was appointed as the committee's chair and, with the assent of Congress and the Wilson administration, took charge of the distribution of relief to Americans in Europe. Hoover later stated, "I did not realize it at the moment, but on August 3, 1914, my career was over forever. I was on the slippery road of public life." By early October 1914, Hoover's organization had distributed relief to at least 40,000 Americans.
The German invasion of Belgium in August 1914 set off a food crisis in Belgium, which relied heavily on food imports. The Germans refused to take responsibility for feeding Belgian citizens in captured territory, and the British refused to lift their blockade of German-occupied Belgium unless the U.S. government supervised Belgian food imports as a neutral party in the war. With the cooperation of the Wilson administration and the CNSA, a Belgian relief organization, Hoover established the Commission for Relief in Belgium (CRB). The CRB obtained and imported millions of tons of foodstuffs for the CNSA to distribute, and helped ensure that the German army did not appropriate the food. Private donations and government grants supplied the majority of its $11-million-a-month budget, and the CRB became a veritable independent republic of relief, with its own flag, navy, factories, mills, and railroads.
Hoover worked 14-hour days from London, administering the distribution of over two million tons of food to nine million war victims. In an early form of shuttle diplomacy, he crossed the North Sea forty times to meet with German authorities and persuade them to allow food shipments. He also convinced British Chancellor of the Exchequer David Lloyd George to allow individuals to send money to the people of Belgium, thereby lessening workload of the CRB. At the request of the French government, the CRB began delivering supplies to the people of German-occupied Northern France in 1915. American diplomat Walter Page described Hoover as "probably the only man living who has privately (i.e., without holding office) negotiated understandings with the British, French, German, Dutch, and Belgian governments".
U.S. Food Administration
War upon Germany was declared in April 1917 and American food was essential to Allied victory. With the U.S. mobilizing for war, President Wilson appointed Hoover to head the U.S. Food Administration, which was charged with ensuring the nation's food needs during the war. Hoover had hoped to join the administration in some capacity since at least 1916, and he obtained the position after lobbying several members of Congress and Wilson's confidant, Edward M. House. Earning the appellation of "food czar", Hoover recruited a volunteer force of hundreds of thousands of women and deployed propaganda in movie theaters, schools, and churches. He carefully selected men to assist in the agency leadership—Alonzo Taylor (technical abilities), Robert Taft (political associations), Gifford Pinchot (agricultural influence), and Julius Barnes (business acumen).
World War I had created a global food crisis that dramatically increased food prices and caused food riots and starvation in the countries at war. Hoover's chief goal as food czar was to provide supplies to the Allied Powers, but he also sought to stabilize domestic prices and to prevent domestic shortages. Under the broad powers granted by the Food and Fuel Control Act, the Food Administration supervised food production throughout the United States, and the administration made use of its authority to buy, import, store, and sell food. Determined to avoid rationing, Hoover established set days for people to avoid eating specified foods and save them for soldiers' rations: meatless Mondays, wheatless Wednesdays, and "when in doubt, eat potatoes". These policies were dubbed "Hooverizing" by government publicists, in spite of Hoover's continual orders that publicity should not mention him by name. The Food Administration shipped 23 million metric tons of food to the Allied Powers, preventing their collapse and earning Hoover great acclaim. As head of the Food Administration, Hoover gained a following in the United States, especially among progressives who saw in Hoover an expert administrator and symbol of efficiency.
Post-war relief in Europe
World War I came to an end in November 1918, but Europe continued to face a critical food situation; Hoover estimated that as many as 400 million people faced the possibility of starvation. The United States Food Administration became the American Relief Administration (ARA), and Hoover was charged with providing food to Central and Eastern Europe. In addition to providing relief, the ARA rebuilt infrastructure in an effort to rejuvenate the economy of Europe. Throughout the Paris Peace Conference, Hoover served as a close adviser to President Wilson, and he largely shared Wilson's goals of establishing the League of Nations, settling borders on the basis of self-determination, and refraining from inflicting a harsh punishment on the defeated Central Powers. The following year, famed British economist John Maynard Keynes wrote in The Economic Consequences of the Peace that if Hoover's realism, "knowledge, magnanimity and disinterestedness" had found wider play in the councils of Paris, the world would have had "the Good Peace". After U.S. government funding for the ARA expired in mid-1919, Hoover transformed the ARA into a private organization, raising millions of dollars from private donors. He also established the European Children's Fund, which provided relief to fifteen million children across fourteen countries.
Despite the opposition of Senator Henry Cabot Lodge and other Republicans, Hoover provided aid to the defeated German nation after the war, as well as relief to famine-stricken Russian Soviet Federative Socialist Republic. Hoover condemned the Bolsheviks, but warned President Wilson against an intervention in the Russian Civil War, as he viewed the White Russian forces as little better than the Bolsheviks and feared the possibility of a protracted U.S. involvement. The Russian famine of 1921–22 claimed six million people, but the intervention of the ARA likely saved millions of lives. When asked if he was not helping Bolshevism by providing relief, Hoover stated, "twenty million people are starving. Whatever their politics, they shall be fed!" Reflecting the gratitude of many Europeans, in July 1922, Soviet author Maxim Gorky told Hoover that "your help will enter history as a unique, gigantic achievement, worthy of the greatest glory, which will long remain in the memory of millions of Russians whom you have saved from death".
In 1919, Hoover established the Hoover War Collection at Stanford University. He donated all the files of the Commission for Relief in Belgium, the U.S. Food Administration, and the American Relief Administration, and pledged $50,000 as an endowment (). Scholars were sent to Europe to collect pamphlets, society publications, government documents, newspapers, posters, proclamations, and other ephemeral materials related to the war and the revolutions that followed it. The collection was renamed the Hoover War Library in 1922 and is now known as the Hoover Institution Library and Archives. During the post-war period, Hoover also served as the president of the Federated American Engineering Societies.
1920 election
Hoover had been little known among the American public before 1914, but his service in the Wilson administration established him as a contender in the 1920 presidential election. Hoover's wartime push for higher taxes, criticism of Attorney General A. Mitchell Palmer's actions during the First Red Scare, and his advocacy for measures such as the minimum wage, forty-eight-hour workweek, and elimination of child labor made him appealing to progressives of both parties. Despite his service in the Democratic administration of Woodrow Wilson, Hoover had never been closely affiliated with either the Democrats or the Republicans. He initially sought to avoid committing to any party in the 1920 election, hoping that either of the two major parties would draft him for president at their national conventions. In March 1920, he changed strategy and declared himself a Republican; he was motivated in large part by the belief that the Democrats had little chance of winning. Despite his national renown, Hoover's service in the Wilson administration had alienated farmers and the conservative Old Guard of the GOP, and his presidential candidacy fizzled out after his defeat in the California primary by favorite son Hiram Johnson. At the 1920 Republican National Convention, Warren G. Harding emerged as a compromise candidate after the convention became deadlocked between supporters of Johnson, Leonard Wood, and Frank Orren Lowden. Hoover backed Harding's successful campaign in the general election, and he began laying the groundwork for a future presidential run by building a base of strong supporters in the Republican Party.
Secretary of Commerce (1921–1928)
After his election as president in 1920, Harding rewarded Hoover for his support, offering to appoint him as either Secretary of the Interior or Secretary of Commerce. Secretary of Commerce was considered a minor Cabinet post, with limited and vaguely defined responsibilities, but Hoover decided to accept the position. Hoover's progressive stances, continuing support for the League of Nations, and recent conversion to the Republican Party aroused opposition to his appointment from many Senate Republicans. To overcome this opposition, Harding paired Hoover's nomination with that of conservative favorite Andrew Mellon as Secretary of the Treasury, and the nominations of both Hoover and Mellon were confirmed by the Senate. Hoover would serve as Secretary of Commerce from 1921 to 1929, serving under Harding and, after Harding's death in 1923, President Calvin Coolidge. While some of the most prominent members of the Harding administration, including Attorney General Harry M. Daugherty and Secretary of Interior Albert B. Fall, were implicated in major scandals, Hoover emerged largely unscathed from investigations into the Harding administration.
Hoover envisioned the Commerce Department as the hub of the nation's growth and stability. His experience mobilizing the war-time economy convinced him that the federal government could promote efficiency by eliminating waste, increasing production, encouraging the adoption of data-based practices, investing in infrastructure, and conserving natural resources. Contemporaries described Hoover's approach as a "third alternative" between "unrestrained capitalism" and socialism, which was becoming increasingly popular in Europe. Hoover sought to foster a balance among labor, capital, and the government, and for this he has been variously labeled a corporatist or an associationalist. A high priority was economic diplomacy, including promoting the growth of exports, as well as protection against monopolistic practices of foreign governments, especially regarding rubber and coffee.
Hoover demanded, and received, authority to coordinate economic affairs throughout the government. He created many sub-departments and committees, overseeing and regulating everything from manufacturing statistics to air travel. In some instances he "seized" control of responsibilities from other Cabinet departments when he deemed that they were not carrying out their responsibilities well; some began referring to him as the "Secretary of Commerce and Under-Secretary of all other departments". In response to the Depression of 1920–21, he convinced Harding to assemble a presidential commission on unemployment, which encouraged local governments to engage in countercyclical infrastructure spending. He endorsed much of Mellon's tax reduction program, but favored a more progressive tax system and opposed the treasury secretary's efforts to eliminate the estate tax.
Radio regulation and air travel
Between 1923 and 1929, the number of families with radios grew from 300,000 to 10 million, and Hoover's tenure as Secretary of Commerce heavily influenced radio use in the United States. In the early and mid-1920s, Hoover's radio conferences played a key role in the organization, development, and regulation of radio broadcasting. Hoover also helped pass the Radio Act of 1927, which allowed the government to intervene and abolish radio stations that were deemed "non-useful" to the public. Hoover's attempts at regulating radio were not supported by all congressmen, and he received much opposition from the Senate and from radio station owners.
Hoover was also influential in the early development of air travel, and he sought to create a thriving private industry boosted by indirect government subsidies. He encouraged the development of emergency landing fields, required all runways to be equipped with lights and radio beams, and encouraged farmers to make use of planes for crop dusting. He also established the federal government's power to inspect planes and license pilots, setting a precedent for the later Federal Aviation Administration.
As Commerce Secretary, Hoover hosted national conferences on street traffic collectively known as the National Conference on Street and Highway Safety. Hoover's chief objective was to address the growing casualty toll of traffic accidents, but the scope of the conferences grew and soon embraced motor vehicle standards, rules of the road, and urban traffic control. He left the invited interest groups to negotiate agreements among themselves, which were then presented for adoption by states and localities. Because automotive trade associations were the best organized, many of the positions taken by the conferences reflected their interests. The conferences issued a model Uniform Vehicle Code for adoption by the states, and a Model Municipal Traffic Ordinance for adoption by cities. Both were widely influential, promoting greater uniformity between jurisdictions and tending to promote the automobile's priority in city streets.
Hoover's image building
Phillips Payson O'Brien argues that Hoover had a Britain problem. He had spent so many years living in Britain and Australia, as an employee of British companies, there was a risk that he would be labeled a British tool. There were three solutions, all of which he tried in close collaboration with the media, which greatly admired him. First came the image of the dispassionate scientist, emotionally uninvolved but always committed to finding and implementing the best possible solution. The second solution was to gain the reputation of a humanitarian, deeply concerned with the world's troubles, such as famine in Belgium, as well as specific American problems which he had solved as food commissioner during the world war. The third solution to was to fall back on that old tactic of twisting the British tail. He employed that solution in 1925–1926 in the worldwide rubber crisis. The American auto industry consumed 70% of the world's output, but British investors controlled much of the supply. Their plan was to drastically cut back on output from British Malaya, which had the effect of tripling rubber prices. Hoover energetically gave a series of speeches and interviews denouncing the monopolistic practice, and demanding that it be ended. The American State Department wanted no such crisis and compromised the issue in 1926. By then Hoover had solved his image problem, and during his 1928 campaign he successfully squelched attacks that alleged he was too close to British interests.
Other initiatives
With the goal of encouraging wise business investments, Hoover made the Commerce Department a clearinghouse of information. He recruited numerous academics from various fields and tasked them with publishing reports on different aspects of the economy, including steel production and films. To eliminate waste, he encouraged standardization of products like automobile tires and baby bottle nipples. Other efforts at eliminating waste included reducing labor losses from trade disputes and seasonal fluctuations, reducing industrial losses from accident and injury, and reducing the amount of crude oil spilled during extraction and shipping. He promoted international trade by opening overseas offices to advise businessmen. Hoover was especially eager to promote Hollywood films overseas. His "Own Your Own Home" campaign was a collaboration to promote ownership of single-family dwellings, with groups such as the Better Houses in America movement, the Architects' Small House Service Bureau, and the Home Modernizing Bureau. He worked with bankers and the savings and loan industry to promote the new long-term home mortgage, which dramatically stimulated home construction. Other accomplishments included winning the agreement of U.S. Steel to adopt an eight-hour workday, and the fostering of the Colorado River Compact, a water rights compact among Southwestern states.
Mississippi flood
The Great Mississippi Flood of 1927 broke the banks and levees of the lower Mississippi River in early 1927, resulting in the flooding of millions of acres and leaving 1.5 million people displaced from their homes. Although disaster response did not fall under the duties of the Commerce Department, the governors of six states along the Mississippi River specifically asked President Coolidge to appoint Hoover to coordinate the response to the flood. Believing that disaster response was not the domain of the federal government, Coolidge initially refused to become involved, but he eventually acceded to political pressure and appointed Hoover to chair a special committee to help the region. Hoover established over one hundred tent cities and a fleet of more than six hundred vessels, and raised $17 million (equivalent to $ million in ). In large part due to his leadership during the flood crisis, by 1928, Hoover had begun to overshadow President Coolidge himself. Though Hoover received wide acclaim for his role in the crisis, he ordered the suppression of reports of mistreatment of African Americans in refugee camps. He did so with the cooperation of African-American leader Robert Russa Moton, who was promised unprecedented influence once Hoover became president.
Presidential election of 1928
Hoover quietly built up support for a future presidential bid throughout the 1920s, but he carefully avoided alienating Coolidge, who was eligible to run for another term in the 1928 presidential election. Along with the rest of the nation, he was surprised when Coolidge announced in August 1927 that he would not seek another term. With the impending retirement of Coolidge, Hoover immediately emerged as the front-runner for the 1928 Republican nomination, and he quickly put together a strong campaign team led by Hubert Work, Will H. Hays, and Reed Smoot. Coolidge was unwilling to anoint Hoover as his successor; on one occasion he remarked that, "for six years that man has given me unsolicited advice—all of it bad". Despite his lukewarm feelings towards Hoover, Coolidge had no desire to split the party by publicly opposing the popular Commerce Secretary's candidacy.
Many wary Republican leaders cast about for an alternative candidate, such as Treasury Secretary Andrew Mellon or former secretary of state Charles Evans Hughes. However, Hughes and Mellon declined to run, and other potential contenders like Frank Orren Lowden and Vice President Charles G. Dawes failed to garner widespread support. Hoover won the presidential nomination on the first ballot of the 1928 Republican National Convention. Convention delegates considered re-nominating Vice President Charles Dawes to be Hoover's running mate, but Coolidge, who hated Dawes, remarked that this would be "a personal affront" to him. The convention instead selected Senator Charles Curtis of Kansas. Hoover accepted the nomination at Stanford Stadium, telling a huge crowd that he would continue the policies of the Harding and Coolidge administrations. The Democrats nominated New York governor Al Smith, who became the first Catholic major party nominee for president.
Hoover centered his campaign around the Republican record of peace and prosperity, as well as his own reputation as a successful engineer and public official. Averse to giving political speeches, Hoover largely stayed out of the fray and left the campaigning to Curtis and other Republicans. Smith was more charismatic and gregarious than Hoover, but his campaign was damaged by anti-Catholicism and his overt opposition to Prohibition. Hoover had never been a strong proponent of Prohibition, but he accepted the Republican Party's plank in favor of it and issued an ambivalent statement calling Prohibition "a great social and economic experiment, noble in motive and far-reaching in purpose". In the South, Hoover and the national party pursued a "lily-white" strategy, removing black Republicans from leadership positions in an attempt to curry favor with white Southerners.
Hoover maintained polling leads throughout the 1928 campaign, and he decisively defeated Smith on election day, taking 58 percent of the popular vote and 444 of the 531 electoral votes. Historians agree that Hoover's national reputation and the booming economy, combined with deep splits in the Democratic Party over religion and Prohibition, guaranteed his landslide victory. Hoover's appeal to Southern white voters succeeded in cracking the "Solid South", and he won five Southern states. Hoover's victory was positively received by newspapers; one wrote that Hoover would "drive so forcefully at the tasks now before the nation that the end of his eight years as president will find us looking back on an era of prodigious achievement".
Hoover's detractors wondered why he did not do anything to reapportion congress after the 1920 United States Census which saw an increase in urban and immigrant populations. The 1920 Census was the first and only Decennial Census where the results were not used to reapportion Congress, which ultimately influenced the 1928 Electoral College and impacted the Presidential Election.
Presidency (1929–1933)
Hoover saw the presidency as a vehicle for improving the conditions of all Americans by encouraging public-private cooperation—what he termed "volunteerism". He tended to oppose governmental coercion or intervention, as he thought they infringed on American ideals of individualism and self-reliance. The first major bill that he signed, the Agricultural Marketing Act of 1929, established the Federal Farm Board in order to stabilize farm prices. Hoover made extensive use of commissions to study issues and propose solutions, and many of those commissions were sponsored by private donors rather than by the government. One of the commissions started by Hoover, the Research Committee on Social Trends, was tasked with surveying the entirety of American society. He appointed a Cabinet consisting largely of wealthy, business-oriented conservatives, including Secretary of the Treasury Andrew Mellon. Lou Henry Hoover was an activist First Lady. She typified the new woman of the post–World War I era: intelligent, robust, and aware of multiple female possibilities.
Great Depression
On taking office, Hoover said that "given the chance to go forward with the policies of the last eight years, we shall soon with the help of God, be in sight of the day when poverty will be banished from this nation". Having seen the fruits of prosperity brought by technological progress, many shared Hoover's optimism, and the already bullish stock market climbed even higher on Hoover's accession. This optimism concealed several threats to sustained U.S. economic growth, including a persistent farm crisis, a saturation of consumer goods like automobiles, and growing income inequality. Most dangerous of all to the economy was excessive speculation that had raised stock prices far beyond their value. Some regulators and bankers had warned Coolidge and Hoover that a failure to curb speculation would lead to "one of the greatest financial catastrophes that this country has ever seen," but both presidents were reluctant to become involved with the workings of the Federal Reserve System, which regulated banks.
In late October 1929, the Stock Market Crash of 1929 occurred, and the worldwide economy began to spiral downward into the Great Depression. The causes of the Great Depression remain a matter of debate, but Hoover viewed a lack of confidence in the financial system as the fundamental economic problem facing the nation. He sought to avoid direct federal intervention, believing that the best way to bolster the economy was through the strengthening of businesses such as banks and railroads. He also feared that allowing individuals on the "dole" would permanently weaken the country. Instead, Hoover strongly believed that local governments and private giving should address the needs of individuals.
Early policies
Though he attempted to put a positive spin on Black Tuesday, Hoover moved quickly to address the stock market collapse. In the days following Black Tuesday, Hoover gathered business and labor leaders, asking them to avoid wage cuts and work stoppages while the country faced what he believed would be a short recession similar to the Depression of 1920–21. Hoover also convinced railroads and public utilities to increase spending on construction and maintenance, and the Federal Reserve announced that it would cut interest rates. In early 1930, Hoover acquired from Congress an additional $100 million to continue the Federal Farm Board lending and purchasing policies. These actions were collectively designed to prevent a cycle of deflation and provide a fiscal stimulus. At the same time, Hoover opposed congressional proposals to provide federal relief to the unemployed, as he believed that such programs were the responsibility of state and local governments and philanthropic organizations.
Hoover had taken office hoping to raise agricultural tariffs in order to help farmers reeling from the farm crisis of the 1920s, but his attempt to raise agricultural tariffs became connected with a bill that broadly raised tariffs. Hoover refused to become closely involved in the congressional debate over the tariff, and Congress produced a tariff bill that raised rates for many goods. Despite the widespread unpopularity of the bill, Hoover felt that he could not reject the main legislative accomplishment of the Republican-controlled 71st Congress. Over the objection of many economists, Hoover signed the Smoot–Hawley Tariff Act into law in June 1930. Canada, France, and other nations retaliated by raising tariffs, resulting in a contraction of international trade and a worsening of the economy. Progressive Republicans such as Senator William E. Borah of Idaho were outraged when Hoover signed the tariff act, and Hoover's relations with that wing of the party never recovered.
Later policies
By the end of 1930, the national unemployment rate had reached 11.9 percent, but it was not yet clear to most Americans that the economic downturn would be worse than the Depression of 1920–21. A series of bank failures in late 1930 heralded a larger collapse of the economy in 1931. While other countries left the gold standard, Hoover refused to abandon it; he derided any other monetary system as "collectivism". Hoover viewed the weak European economy as a major cause of economic troubles in the United States. In response to the collapse of the German economy, Hoover marshaled congressional support behind a one-year moratorium on European war debts. The Hoover Moratorium was warmly received in Europe and the United States, but Germany remained on the brink of defaulting on its loans. As the worldwide economy worsened, democratic governments fell; in Germany, Nazi Party leader Adolf Hitler assumed power and dismantled the Weimar Republic.
By mid-1931, the unemployment rate had reached 15 percent, giving rise to growing fears that the country was experiencing a depression far worse than recent economic downturns. A reserved man with a fear of public speaking, Hoover allowed his opponents in the Democratic Party to define him as cold, incompetent, reactionary, and out-of-touch. Hoover's opponents developed defamatory epithets to discredit him, such as "Hooverville" (the shanty towns and homeless encampments), "Hoover leather" (cardboard used to cover holes in the soles of shoes), and "Hoover blanket" (old newspaper used to cover oneself from the cold). While Hoover continued to resist direct federal relief efforts, Governor Franklin D. Roosevelt of New York launched the Temporary Emergency Relief Administration to provide aid to the unemployed. Democrats positioned the program as a kinder alternative to Hoover's alleged apathy towards the unemployed, despite Hoover's belief that such programs were the responsibility of state and local governments.
The economy continued to worsen, with unemployment rates nearing 23 percent in early 1932, and Hoover finally heeded calls for more direct federal intervention. In January 1932, he convinced Congress to authorize the establishment of the Reconstruction Finance Corporation (RFC), which would provide government-secured loans to financial institutions, railroads, and local governments. The RFC saved numerous businesses from failure, but it failed to stimulate commercial lending as much as Hoover had hoped, partly because it was run by conservative bankers unwilling to make riskier loans. The same month the RFC was established, Hoover signed the Federal Home Loan Bank Act, establishing 12 district banks overseen by a Federal Home Loan Bank Board in a manner similar to the Federal Reserve System. He also helped arrange passage of the Glass–Steagall Act of 1932, emergency banking legislation designed to expand banking credit by expanding the collateral on which Federal Reserve banks were authorized to lend. As these measures failed to stem the economic crisis, Hoover signed the Emergency Relief and Construction Act, a $2 billion public works bill, in July 1932.
Budget policy
After a decade of budget surpluses, the federal government experienced a budget deficit in 1931. Though some economists, like William Trufant Foster, favored deficit spending to address the Great Depression, most politicians and economists believed in the necessity of keeping a balanced budget. In late 1931, Hoover proposed a tax plan to increase tax revenue by 30 percent, resulting in the passage of the Revenue Act of 1932. The act increased taxes across the board, rolling back much of the tax cut reduction program Mellon had presided over during the 1920s. Top earners were taxed at 63 percent on their net income, the highest rate since the early 1920s. The act also doubled the top estate tax rate, cut personal income tax exemptions, eliminated the corporate income tax exemption, and raised corporate tax rates. Despite the passage of the Revenue Act, the federal government continued to run a budget deficit.
Civil rights and Mexican Repatriation
Hoover seldom mentioned civil rights while he was president. He believed that African Americans and other races could improve themselves with education and individual initiative. Hoover appointed more African Americans to federal positions than Harding and Coolidge had combined, but many African-American leaders condemned various aspects of the Hoover administration, including Hoover's unwillingness to push for a federal anti-lynching law. Hoover also continued to pursue the lily-white strategy, removing African Americans from positions of leadership in the Republican Party in an attempt to end the Democratic Party's dominance in the South. Though Robert Moton and some other black leaders accepted the lily-white strategy as a temporary measure, most African-American leaders were outraged. Hoover further alienated black leaders by nominating conservative Southern judge John J. Parker to the Supreme Court; Parker's nomination ultimately failed in the Senate due to opposition from the NAACP and organized labor. Many black voters switched to the Democratic Party in the 1932 election, and African Americans would later become an important part of Franklin Roosevelt's New Deal coalition.
As part of his efforts to limit unemployment, Hoover sought to cut immigration to the United States, and in 1930 he promulgated an executive order requiring individuals to have employment before migrating to the United States.
Prohibition
On taking office, Hoover urged Americans to obey the Eighteenth Amendment and the Volstead Act, which had established Prohibition across the United States. To make public policy recommendations regarding Prohibition, he created the Wickersham Commission. Hoover had hoped that the commission's public report would buttress his stance in favor of Prohibition, but the report criticized the enforcement of the Volstead Act and noted the growing public opposition to Prohibition. After the Wickersham Report was published in 1931, Hoover rejected the advice of some of his closest allies and refused to endorse any revision of the Volstead Act or the Eighteenth Amendment, as he feared doing so would undermine his support among Prohibition advocates. As public opinion increasingly turned against Prohibition, more and more people flouted the law, and a grassroots movement began working in earnest for Prohibition's repeal. In January 1933, a constitutional amendment repealing the Eighteenth Amendment was approved by Congress and submitted to the states for ratification. By December 1933, it had been ratified by the requisite number of states to become the Twenty-first Amendment.
Foreign relations
According to Leuchtenburg, Hoover was "the last American president to take office with no conspicuous need to pay attention to the rest of the world". Nevertheless, during Hoover's term, the world order established in the immediate aftermath of World War I began to crumble. As president, Hoover largely made good on his pledge made prior to assuming office not to interfere in Latin America's internal affairs. In 1930, he released the Clark Memorandum, a rejection of the Roosevelt Corollary and a move towards non-interventionism in Latin America. Hoover did not completely refrain from the use of the military in Latin American affairs; he thrice threatened intervention in the Dominican Republic, and he sent warships to El Salvador to support the government against a left-wing revolution. Notwithstanding those actions, he wound down the Banana Wars, ending the occupation of Nicaragua and nearly bringing an end to the occupation of Haiti.
Hoover placed a priority on disarmament, which he hoped would allow the United States to shift money from the military to domestic needs. Hoover and Secretary of State Henry L. Stimson focused on extending the 1922 Washington Naval Treaty, which sought to prevent a naval arms race. As a result of Hoover's efforts, the United States and other major naval powers signed the 1930 London Naval Treaty. The treaty represented the first time that the naval powers had agreed to cap their tonnage of auxiliary vessels, as previous agreements had only affected capital ships.
At the 1932 World Disarmament Conference, Hoover urged further cutbacks in armaments and the outlawing of tanks and bombers, but his proposals were not adopted.
In 1931, Japan invaded Manchuria, defeating the Republic of China's National Revolutionary Army and establishing Manchukuo, a puppet state. The Hoover administration deplored the invasion, but also sought to avoid antagonizing the Japanese, fearing that taking too strong a stand would weaken the moderate forces in the Japanese government and alienate a potential ally against the Soviet Union, which he saw as a much greater threat. In response to the Japanese invasion, Hoover and Secretary of State Stimson outlined the Stimson Doctrine, which held that the United States would not recognize territories gained by force.
Bonus Army
Thousands of World War I veterans and their families demonstrated and camped out in Washington, DC, during June 1932, calling for immediate payment of bonuses that had been promised by the World War Adjusted Compensation Act in 1924; the terms of the act called for payment of the bonuses in 1945. Although offered money by Congress to return home, some members of the "Bonus Army" remained. Washington police attempted to disperse the demonstrators, but they were outnumbered and unsuccessful. Shots were fired by the police in a futile attempt to attain order, and two protesters were killed while many officers were injured. Hoover sent U.S. Army forces led by General Douglas MacArthur to the protests. MacArthur, believing he was fighting a Communist revolution, chose to clear out the camp with military force. Though Hoover had not ordered MacArthur's clearing out of the protesters, he endorsed it after the fact. The incident proved embarrassing for the Hoover administration and hurt his bid for re-election.
1932 re-election campaign
By mid-1931 few observers thought that Hoover had much hope of winning a second term in the midst of the ongoing economic crisis. The Republican expectations were so bleak that Hoover faced no serious opposition for re-nomination at the 1932 Republican National Convention. Coolidge and other prominent Republicans all passed on the opportunity to challenge Hoover. Franklin D. Roosevelt won the presidential nomination on the fourth ballot of the 1932 Democratic National Convention, defeating the 1928 Democratic nominee, Al Smith. The Democrats attacked Hoover as the cause of the Great Depression, and for being indifferent to the suffering of millions. As Governor of New York, Roosevelt had called on the New York legislature to provide aid for the needy, establishing Roosevelt's reputation for being more favorable toward government interventionism during the economic crisis. The Democratic Party, including Al Smith and other national leaders, coalesced behind Roosevelt, while progressive Republicans like George Norris and Robert La Follette Jr. deserted Hoover. Prohibition was increasingly unpopular, and wets offered the argument that states and localities needed the tax money. Hoover proposed a new constitutional amendment that was vague on particulars. Roosevelt's platform promised repeal of the 18th Amendment.
Hoover originally planned to make only one or two major speeches, and to leave the rest of the campaigning to proxies, as sitting presidents had traditionally done. However, encouraged by Republican pleas and outraged by Democratic claims, Hoover entered the public fray. In his nine major radio addresses Hoover primarily defended his administration and his philosophy of government, urging voters to hold to the "foundations of experience" and reject the notion that government interventionism could save the country from the Depression. In his campaign trips around the country, Hoover was faced with perhaps the most hostile crowds ever seen by a sitting president. Besides having his train and motorcades pelted with eggs and rotten fruit, he was often heckled while speaking, and on several occasions, the Secret Service halted attempts to hurt Hoover, including capturing one man nearing Hoover carrying sticks of dynamite, and another already having removed several spikes from the rails in front of the president's train.
Hoover's attempts to vindicate his administration fell on deaf ears, as much of the public blamed his administration for the depression. In the electoral vote, Hoover lost 59–472, carrying six states. Hoover won 39.7 percent of the popular vote, a plunge of 26 percentage points from his result in the 1928 election.
Post-presidency (1933–1964)
Roosevelt administration
Opposition to New Deal
Hoover departed from Washington in March 1933, bitter at his election loss and continuing unpopularity. As Coolidge, Harding, Wilson, and Taft had all died during the 1920s or early 1930s and Roosevelt died in office, Hoover was the sole living ex-president from 1933 to 1953. Hoover and his wife lived in Palo Alto until her death in 1944, at which point Hoover began to live permanently at the Waldorf Astoria hotel in New York City. During the 1930s, Hoover increasingly self-identified as a conservative. He closely followed national events after leaving public office, becoming a constant critic of Franklin Roosevelt. In response to continued attacks on his character and presidency, Hoover wrote more than two dozen books, including The Challenge to Liberty (1934), which harshly criticized Roosevelt's New Deal. Hoover described the New Deal's National Recovery Administration and Agricultural Adjustment Administration as "fascistic", and he called the 1933 Banking Act a "move to gigantic socialism".
Only 58 when he left office, Hoover held out hope for another term as president throughout the 1930s. At the 1936 Republican National Convention, Hoover's speech attacking the New Deal was well received, but the nomination went to Kansas Governor Alf Landon. In the general election, Hoover delivered numerous well-publicized speeches on behalf of Landon, but Landon was defeated by Roosevelt. Though Hoover was eager to oppose Roosevelt at every turn, Senator Arthur Vandenberg and other Republicans urged the still-unpopular Hoover to remain out of the fray during the debate over Roosevelt's proposed Judiciary Reorganization Bill of 1937. At the 1940 Republican National Convention, Hoover again hoped for the presidential nomination, but it went to the internationalist Wendell Willkie, who lost to Roosevelt in the general election.
World War II
During a 1938 trip to Europe, Hoover met with Adolf Hitler and stayed at Hermann Göring's hunting lodge. He expressed dismay at the persecution of Jews in Germany and believed that Hitler was mad, but did not present a threat to the U.S. Instead, Hoover believed that Roosevelt posed the biggest threat to peace, holding that Roosevelt's policies provoked Japan and discouraged France and the United Kingdom from reaching an "accommodation" with Germany. After the September 1939 invasion of Poland by Germany, Hoover opposed U.S. involvement in World War II, including the Lend-Lease policy. He was active in the isolationist America First Committee. He rejected Roosevelt's offers to help coordinate relief in Europe, but, with the help of old friends from the CRB, helped establish the Commission for Polish Relief. After the beginning of the occupation of Belgium in 1940, Hoover provided aid for Belgian civilians, though this aid was described as unnecessary by German broadcasts.
In December 1939, sympathetic Americans led by Hoover formed the Finnish Relief Fund to donate money to aid Finnish civilians and refugees after the Soviet Union had started the Winter War by attacking Finland, which had outraged Americans. By the end of January, it had already sent more than two million dollars to the Finns.
During a radio broadcast on June 29, 1941, one week after the Nazi invasion of the Soviet Union, Hoover disparaged any "tacit alliance" between the U.S. and the USSR, stating, "if we join the war and Stalin wins, we have aided him to impose more communism on Europe and the world... War alongside Stalin to impose freedom is more than a travesty. It is a tragedy." Much to his frustration, Hoover was not called upon to serve after the United States entered World War II due to his differences with Roosevelt and his continuing unpopularity. He did not pursue the presidential nomination at the 1944 Republican National Convention, and, at the request of Republican nominee Thomas E. Dewey, refrained from campaigning during the general election. In 1945, Hoover advised President Harry S. Truman to drop the United States' demand for the unconditional surrender of Japan because of the high projected casualties of the planned invasion of Japan, although Hoover was unaware of the Manhattan Project and the atomic bomb.
Post–World War II
Following World War II, Hoover befriended President Harry S. Truman despite their ideological differences. Because of Hoover's experience with Germany at the end of World War I, in 1946 Truman selected the former president to tour Allied-occupied Germany and Rome, Italy to ascertain the food needs of the occupied nations. After touring Germany, Hoover produced a number of reports critical of U.S. occupation policy. He stated in one report that "there is the illusion that the New Germany left after the annexations can be reduced to a 'pastoral state.' It cannot be done unless we exterminate or move 25,000,000 people out of it." On Hoover's initiative, a school meals program in the American and British occupation zones of Germany was begun on April 14, 1947; the program served 3,500,000 children.
Even more important, in 1947 Truman appointed Hoover to lead the Commission on Organization of the Executive Branch of the Government a new high level study. Truman accepted some of the recommendations of the "Hoover Commission" for eliminating waste, fraud and inefficiency, consolidating agencies, and strengthening White House control of policy. Though Hoover had opposed Roosevelt's concentration of power in the 1930s, he believed that a stronger presidency was required with the advent of the Atomic Age. During the 1948 presidential election, Hoover supported Republican nominee Thomas Dewey's unsuccessful campaign against Truman, but he remained on good terms with Truman. Hoover favored the United Nations in principle, but he opposed granting membership to the Soviet Union and other Communist states. He viewed the Soviet Union to be as morally repugnant as Nazi Germany and supported the efforts of Richard Nixon and others to expose Communists in the United States.
In 1949, New York Governor Thomas E. Dewey offered Hoover the Senate seat vacated by Robert F. Wagner. It was a matter of being senator for only two months and he declined.
Hoover backed conservative leader Robert A. Taft at the 1952 Republican National Convention, but the party's presidential nomination instead went to Dwight D. Eisenhower, who went on to win the 1952 election. Though Eisenhower appointed Hoover to another presidential commission, Hoover disliked Eisenhower, faulting the latter's failure to roll back the New Deal. Hoover's public work helped to rehabilitate his reputation, as did his use of self-deprecating humor; he occasionally remarked that "I am the only person of distinction who's ever had a depression named after him." In 1958, Congress passed the Former Presidents Act, offering a $25,000 yearly pension () to each former president. Hoover took the pension even though he did not need the money, possibly to avoid embarrassing Truman, whose precarious financial status played a role in the law's enactment. In the early 1960s, President John F. Kennedy offered Hoover various positions; Hoover declined the offers but defended Kennedy after the Bay of Pigs invasion and was personally distraught by Kennedy's assassination in 1963.
Hoover wrote several books during his retirement, including The Ordeal of Woodrow Wilson, in which he strongly defended Wilson's actions at the Paris Peace Conference. In 1944, he began working on Freedom Betrayed, which he often referred to as his "magnum opus". In Freedom Betrayed, Hoover strongly critiques Roosevelt's foreign policy, especially Roosevelt's decision to recognize the Soviet Union in order to provide aid to that country during World War II. The book was published in 2012 after being edited by historian George H. Nash.
Death
Hoover faced three major illnesses during the last two years of his life, including an August 1962 operation in which a growth on his large intestine was removed. He died on October 20, 1964, in New York City following massive internal bleeding.
Though Hoover's last spoken words are unknown, his last known written words were a get well message to his friend Harry Truman, six days before his death, after he heard that Truman had sustained injuries from slipping in a bathroom: "Bathtubs are a menace to ex-presidents for as you may recall a bathtub rose up and fractured my vertebrae when I was in Venezuela on your world famine mission in 1946. My warmest sympathy and best wishes for your recovery." Two months earlier, on August 10, Hoover reached the age of 90, only the second U.S. president (after John Adams) to do so. When asked how he felt on reaching the milestone, Hoover replied, "Too old." At the time of his death, Hoover had been out of office for over 31 years ( days all together). This was the longest retirement in presidential history until Jimmy Carter broke that record in September 2012.
Hoover was honored with a state funeral in which he lay in state in the United States Capitol rotunda. President Lyndon Johnson and First Lady Ladybird Johnson attended, along with former presidents Truman and Eisenhower. Then, on October 25, he was buried in West Branch, Iowa, near his presidential library and birthplace on the grounds of the Herbert Hoover National Historic Site. Afterwards, Hoover's wife, Lou Henry Hoover, who had been buried in Palo Alto, California, following her death in 1944, was re-interred beside him. Hoover was the last surviving member of the Harding and Coolidge Cabinets. John Nance Garner (he was Speaker of the House during the second half of Hoover's term) was the only person in Hoover's United States presidential line of succession he did not outlive.
Legacy
Historical reputation
Hoover was extremely unpopular when he left office after the 1932 election, and his historical reputation would not begin to recover until the 1970s. According to Professor David E. Hamilton, historians have credited Hoover for his genuine belief in voluntarism and cooperation, as well as the innovation of some of his programs. However, Hamilton also notes that Hoover was politically inept and failed to recognize the severity of the Great Depression. Nicholas Lemann writes that Hoover has been remembered "as the man who was too rigidly conservative to react adeptly to the Depression, as the hapless foil to the great Franklin Roosevelt, and as the politician who managed to turn a Republican country into a Democratic one". Polls of historians and political scientists have generally ranked Hoover in the bottom third of presidents. A 2018 poll of the American Political Science Association's Presidents and Executive Politics section ranked Hoover as the 36th best president. A 2017 C-Span poll of historians also ranked Hoover as the 36th best president.
Although Hoover is generally regarded as having had a failed presidency, he has also received praise for his actions as a humanitarian and public official. Biographer Glen Jeansonne writes that Hoover was "one of the most extraordinary Americans of modern times," adding that Hoover "led a life that was a prototypical Horatio Alger story, except that Horatio Alger stories stop at the pinnacle of success". Biographer Kenneth Whyte writes that, "the question of where Hoover belongs in the American political tradition remains a loaded one to this day. While he clearly played important roles in the development of both the progressive and conservative traditions, neither side will embrace him for fear of contamination with the other."
Views of race
Hoover was known to hold racist attitudes towards black and mixed-race people. Many of his black contemporaries considered him a racist with W. E. B. Du Bois charging him as an "undemocratic racist who saw blacks as a species of 'sub-men'".Memorials
The Herbert Hoover Presidential Library and Museum is located in West Branch, Iowa next to the Herbert Hoover National Historic Site. The library is one of thirteen presidential libraries run by the National Archives and Records Administration. The Hoover–Minthorn House, where Hoover lived from 1885 to 1891, is located in Newberg, Oregon. His Rapidan fishing camp in Virginia, which he donated to the government in 1933, is now a National Historic Landmark within the Shenandoah National Park. The Lou Henry and Herbert Hoover House, built in 1919 in Stanford, California, is now the official residence of the president of Stanford University, and a National Historic Landmark. Also located at Stanford is the Hoover Institution, a think tank and research institution started by Hoover.
Hoover has been memorialized in the names of several things, including the Hoover Dam on the Colorado River and numerous elementary, middle, and high schools across the United States. Two minor planets, 932 Hooveria and 1363 Herberta, are named in his honor. The Polish capital of Warsaw has a square named after Hoover, and the historic townsite of Gwalia, Western Australia contains the Hoover House Bed and Breakfast, where Hoover resided while managing and visiting the mine during the first decade of the twentieth century. A medicine ball game known as Hooverball is named for Hoover; it was invented by White House physician Admiral Joel T. Boone to help Hoover keep fit while serving as president.
Other honors
Hoover was inducted into the National Mining Hall of Fame in 1988 (inaugural class). His wife was inducted into the hall in 1990.
Hoover was inducted into the Australian Prospectors and Miners' Hall of Fame in the category Directors and Management.
Hoover was awarded an honorary doctorate by the Charles University in Prague and University of Helsinki in March 1938. The ceremonial sword is today on display in the lobby of the Hoover tower.
See also
Great Depression in the United States
List of presidents of the United States
Progressive Era
Roaring Twenties
Notes
References
Citations
Works cited
Originally published as
Book 1 in The Life of Herbert Hoover Series.
Further reading
Biographies
Best, Gary Dean. The Politics of American Individualism: Herbert Hoover in Transition, 1918–1921 (1975)
Best, Gary Dean. The Life of Herbert Hoover: Keeper of the Torch, 1933–1964. Palgrave Macmillan, 2013.
Clements, Kendrick A. The Life of Herbert Hoover: Imperfect Visionary, 1918–1928 (2010).
Edwards, Barry C. "Putting Hoover on the Map: Was the 31st President a Progressive?" Congress & the Presidency 41#1 (2014) pp 49–83 online
Hatfield, Mark. ed. Herbert Hoover Reassessed (2002)
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Jeansonne, Glen. The Life of Herbert Hoover: Fighting Quaker, 1928–1933. Palgrave Macmillan; 2012.
Lloyd, Craig. Aggressive Introvert: A Study of Herbert Hoover and Public Relations Management, 1912–1932 (1973).
Nash, George H. The Life of Herbert Hoover: The Engineer 1874–1914 (1983); in-depth scholarly study
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Nash, Lee, ed. Understanding Herbert Hoover: Ten Perspectives (1987); essays by scholars
Smith, Richard Norton. An Uncommon Man: The Triumph of Herbert Hoover, (1987), biography concentrating on post 1932.
Walch, Timothy. ed. Uncommon Americans: The Lives and Legacies of Herbert and Lou Henry Hoover Praeger, 2003.
West, Hal Elliott. Hoover, the Fishing President: Portrait of the Man and his Life Outdoors (2005).
Scholarly studies
Arnold, Peri E. "The 'Great Engineer' as Administrator: Herbert Hoover and Modern Bureaucracy." Review of Politics 42.3 (1980): 329–348. .
Barber, William J. From New Era to New Deal: Herbert Hoover, the Economists, and American Economic Policy, 1921–1933. (1985)
Brandes, Joseph. Herbert Hoover and Economic Diplomacy: Department of Commerce Policy, 1921-1928. (U of Pittsburgh Press, 1970).
Britten, Thomas A. "Hoover and the Indians: the Case for Continuity in Federal Indian Policy, 1900–1933" Historian 1999 61'(3): 518–538. .
Clements, Kendrick A. Hoover, Conservation, and Consumerism: Engineering the Good Life. University Press of Kansas, 2000
Dodge, Mark M., ed. Herbert Hoover and the Historians. (1989)
Fausold Martin L. and George Mazuzan, eds. The Hoover Presidency: A Reappraisal (1974)
Goodman, Mark, and Mark Gring. "The Radio Act of 1927: progressive ideology, epistemology, and praxis". Rhetoric & Public Affairs 3.3 (2000): 397–418.
Hawley, Ellis."Herbert Hoover and the Historians—Recent Developments: A Review Essay" Annals of Iowa 78#1 (2018) pp. 75–86 DOI
Hawley, Ellis. "Herbert Hoover, the Commerce Secretariat, and the Vision of an 'Associative State', 1921–1928". Journal of American History, (June 1974) 61#1: 116–140.
Jansky Jr, C. M. "The contribution of Herbert Hoover to broadcasting." Journal of Broadcasting & Electronic Media 1.3 (1957): 241–249.
Lee, David D. "Herbert Hoover and the Development of Commercial Aviation, 1921–1926." Business History Review 58.1 (1984): 78-102.
Lichtman, Allan J. Prejudice and the Old Politics: The Presidential Election of 1928 (1979)
Lisio, Donald J. The President and Protest: Hoover, MacArthur, and the Bonus Riot, 2d ed. (1994)
Lisio, Donald J. Hoover, Blacks, and Lily-whites: A Study of Southern Strategies (1985)
Parafianowicz,Halina. 'Herbert C. Hoover and Poland: 1919–1933. Between Myth and Reality'
Polsky, Andrew J., and Olesya Tkacheva. "Legacies Versus Politics: Herbert Hoover, Partisan Conflict, and the Symbolic Appeal of Associationalism in the 1920s." International Journal of Politics, Culture, and Society 16.2 (2002): 207–235. online
Short, Brant. "The Rhetoric of the Post-Presidency: Herbert Hoover's Campaign against the New Deal, 1934-1936" Presidential Studies Quarterly (1991) 21#2 pp. 333–350 online
Sibley, Katherine A.S., ed. A Companion to Warren G. Harding, Calvin Coolidge, and Herbert Hoover (2014); 616pp; essays by scholars stressing historiography
Wueschner, Silvano A. Charting Twentieth-Century Monetary Policy: Herbert Hoover and Benjamin Strong, 1917–1927. Greenwood, 1999
Primary sources
Myers, William Starr; Walter H. Newton, eds. (1936). The Hoover Administration; a documented narrative.
Hawley, Ellis, ed. (1974–1977). Herbert Hoover: Containing the Public Messages, Speeches, and Statements of the President'', 4 vols.
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Herbert Hoover National Historic Site, National Park Service
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13706 | https://en.wikipedia.org/wiki/Hero | Hero | A hero (heroine in its feminine form) is a real person or a main fictional character who, in the face of danger, combats adversity through feats of ingenuity, courage, or strength. Like other formerly solely gender-specific terms (like actor), hero is often used to refer to any gender, though heroine only refers to women. The original hero type of classical epics did such things for the sake of glory and honor. Post-classical and modern heroes, on the other hand, perform great deeds or selfless acts for the common good instead of the classical goal of wealth, pride, and fame. The antonym of hero is villain. Other terms associated with the concept of hero may include good guy or white hat.
In classical literature, the hero is the main or revered character in heroic epic poetry celebrated through ancient legends of a people, often striving for military conquest and living by a continually flawed personal honor code. The definition of a hero has changed throughout time. Merriam Webster dictionary defines a hero as "a person who is admired for great or brave acts or fine qualities". Examples of heroes range from mythological figures, such as Gilgamesh, Achilles and Iphigenia, to historical and modern figures, such as Joan of Arc, Giuseppe Garibaldi, Sophie Scholl, Alvin York, Audie Murphy, and Chuck Yeager, and fictional "superheroes", including Superman, Spider-Man, Batman, and Captain America.
Etymology
The word hero comes from the Greek ἥρως (hērōs), "hero" (literally "protector" or "defender"), particularly one such as Heracles with divine ancestry or later given divine honors. Before the decipherment of Linear B the original form of the word was assumed to be *, hērōw-, but the Mycenaean compound ti-ri-se-ro-e demonstrates the absence of -w-. Hero as a name appears in pre-Homeric Greek mythology, wherein Hero was a priestess of the goddess Aphrodite, in a myth that has been referred to often in literature.
According to The American Heritage Dictionary of the English Language, the Proto-Indo-European root is *ser meaning "to protect". According to Eric Partridge in Origins, the Greek word hērōs "is akin to" the Latin seruāre, meaning to safeguard. Partridge concludes, "The basic sense of both Hera and hero would therefore be 'protector'." R. S. P. Beekes rejects an Indo-European derivation and asserts that the word has a Pre-Greek origin. Hera was a Greek goddess with many attributes, including protection and her worship appears to have similar proto-Indo-European origins.
Antiquity
A classical hero is considered to be a "warrior who lives and dies in the pursuit of honor" and asserts their greatness by "the brilliancy and efficiency with which they kill". Each classical hero's life focuses on fighting, which occurs in war or during an epic quest. Classical heroes are commonly semi-divine and extraordinarily gifted, such as Achilles, evolving into heroic characters through their perilous circumstances. While these heroes are incredibly resourceful and skilled, they are often foolhardy, court disaster, risk their followers' lives for trivial matters, and behave arrogantly in a childlike manner. During classical times, people regarded heroes with the highest esteem and utmost importance, explaining their prominence within epic literature. The appearance of these mortal figures marks a revolution of audiences and writers turning away from immortal gods to mortal mankind, whose heroic moments of glory survive in the memory of their descendants, extending their legacy.
Hector was a Trojan prince and the greatest fighter for Troy in the Trojan War, which is known primarily through Homer's Iliad. Hector acted as leader of the Trojans and their allies in the defense of Troy, "killing 31,000 Greek fighters," offers Hyginus. Hector was known not only for his courage, but also for his noble and courtly nature. Indeed, Homer places Hector as peace-loving, thoughtful, as well as bold, a good son, husband and father, and without darker motives. However, his familial values conflict greatly with his heroic aspirations in the Iliad, as he cannot be both the protector of Troy and a father to his child. Hector is ultimately betrayed by the deities when Athena appears disguised as his ally Deiphobus and convinces him challenge Achilles, leading to his death at the hands of a superior warrior.
Achilles was a Greek hero who was considered the most formidable military fighter in the entire Trojan War and the central character of the Iliad. He was the child of Thetis and Peleus, making him a demi-god. He wielded superhuman strength on the battlefield and was blessed with a close relationship to the deities. Achilles famously refused to fight after his dishonoring at the hands of Agamemnon, and only returned to the war due to unadulterated rage after Hector killed his close friend Patroclus. Achilles was known for uncontrollable rage that defined many of his bloodthirsty actions, such as defiling Hector's corpse by dragging it around the city of Troy. Achilles plays a tragic role in the Iliad brought about by constant de-humanization throughout the epic, having his menis (wrath) overpower his philos (love).
Heroes in myth often had close, but conflicted relationships with the deities. Thus Heracles's name means "the glory of Hera", even though he was tormented all his life by Hera, the Queen of the Greek deities. Perhaps the most striking example is the Athenian king Erechtheus, whom Poseidon killed for choosing Athena rather than him as the city's patron deity. When the Athenians worshiped Erechtheus on the Acropolis, they invoked him as Poseidon Erechtheus.
Fate, or destiny, plays a massive role in the stories of classical heroes. The classical hero's heroic significance stems from battlefield conquests, an inherently dangerous action. The deities in Greek mythology, when interacting with the heroes, often foreshadow the hero's eventual death on the battlefield. Countless heroes and deities go to great lengths to alter their pre-destined fates, but with no success, as none, neither human or immortal can change their prescribed outcomes by the three powerful Fates. The most characteristic example of this is found in Oedipus Rex. After learning that his son, Oedipus, will end up killing him, the King of Thebes, Laius, takes huge steps to assure his son's death by removing him from the kingdom. When Oedipus encounters his father when his father was unknown to him in a dispute on the road many years later, Oedipus slays him without an afterthought. The lack of recognition enabled Oedipus to slay his father, ironically further binding his father to his fate.
Stories of heroism may serve as moral examples. However, classical heroes often didn't embody the Christian notion of an upstanding, perfectly moral hero. For example, Achilles's character-issues of hateful rage lead to merciless slaughter and his overwhelming pride lead to him only joining the Trojan War because he didn't want his soldiers to win all of the glory. Classical heroes, regardless of their morality, were placed in religion. In classical antiquity, cults that venerated deified heroes such as Heracles, Perseus, and Achilles played an important role in Ancient Greek religion. These ancient Greek hero cults worshipped heroes from oral epic tradition, with these heroes often bestowing blessings, especially healing ones, on individuals.
Myth and monomyth
The concept of the "Mythic Hero Archetype" was first developed by Lord Raglan in his 1936 book, The Hero, A Study in Tradition, Myth and Drama. It is a set of 22 common traits that he said were shared by many heroes in various cultures, myths, and religions throughout history and around the world. Raglan argued that the higher the score, the more likely the figure is mythical.
The concept of a story archetype of the standard monomythical "hero's quest" that was reputed to be pervasive across all cultures, is somewhat controversial. Expounded mainly by Joseph Campbell in his 1949 work The Hero with a Thousand Faces, it illustrates several uniting themes of hero stories that hold similar ideas of what a hero represents, despite vastly different cultures and beliefs. The monomyth or Hero's Journey consists of three separate stages including the Departure, Initiation, and Return. Within these stages there are several archetypes that the hero of either gender may follow, including the call to adventure (which they may initially refuse), supernatural aid, proceeding down a road of trials, achieving a realization about themselves (or an apotheosis), and attaining the freedom to live through their quest or journey. Campbell offered examples of stories with similar themes such as Krishna, Buddha, Apollonius of Tyana, and Jesus. One of the themes he explores is the androgynous hero, who combines male and female traits, such as Bodhisattva: "The first wonder to be noted here is the androgynous character of the Bodhisattva: masculine Avalokiteshvara, feminine Kwan Yin." In his 1968 book, The Masks of God: Occidental Mythology, Campbell writes, "It is clear that, whether accurate or not as to biographical detail, the moving legend of the Crucified and Risen Christ was fit to bring a new warmth, immediacy, and humanity, to the old motifs of the beloved Tammuz, Adonis, and Osiris cycles."
Slavic fairy tales
Vladimir Propp, in his analysis of Russian fairy tales, concluded that a fairy tale had only eight dramatis personæ, of which one was the hero, and his analysis has been widely applied to non-Russian folklore. The actions that fall into such a hero's sphere include:
Departure on a quest
Reacting to the test of a donor
Marrying a princess (or similar figure)
Propp distinguished between seekers and victim-heroes. A villain could initiate the issue by kidnapping the hero or driving him out; these were victim-heroes. On the other hand, an antagonist could rob the hero, or kidnap someone close to him, or, without the villain's intervention, the hero could realize that he lacked something and set out to find it; these heroes are seekers. Victims may appear in tales with seeker heroes, but the tale does not follow them both.
Historical studies
No history can be written without consideration of the lengthy list of recipients of national medals for bravery, populated by firefighters, policemen and policewomen, ambulance medics, and ordinary have-a-go heroes. These persons risked their lives to try to save or protect the lives of others: for example, the Canadian Cross of Valour (C.V.) "recognizes acts of the most conspicuous courage in circumstances of extreme peril"; examples of recipients are Mary Dohey and David Gordon Cheverie.
The philosopher Hegel gave a central role to the "hero", personalized by Napoleon, as the incarnation of a particular culture's Volksgeist, and thus of the general Zeitgeist. Thomas Carlyle's 1841 work, On Heroes, Hero Worship and the Heroic in History, also accorded a key function to heroes and great men in history. Carlyle centered history on the biography of a few central individuals such as Oliver Cromwell or Frederick the Great. His heroes were political and military figures, the founders or topplers of states. His history of great men included geniuses good and, perhaps for the first time in historical study, evil.
Explicit defenses of Carlyle's position were rare in the second part of the 20th century. Most in the philosophy of history school contend that the motive forces in history may best be described only with a wider lens than the one that Carlyle used for his portraits. For example, Karl Marx argued that history was determined by the massive social forces at play in "class struggles", not by the individuals by whom these forces are played out. After Marx, Herbert Spencer wrote at the end of the 19th century: "You must admit that the genesis of the great man depends on the long series of complex influences which has produced the race in which he appears, and the social state into which that race has slowly grown...[b]efore he can remake his society, his society must make him." Michel Foucault argued in his analysis of societal communication and debate that history was mainly the "science of the sovereign", until its inversion by the "historical and political popular discourse".
Modern examples of the typical hero are, Minnie Vautrin, Norman Bethune, Alan Turing, Raoul Wallenberg, Chiune Sugihara, Martin Luther King Jr., Mother Teresa, Nelson Mandela, Oswaldo Payá, Óscar Elías Biscet, and Aung San Suu Kyi.
The Annales school, led by Lucien Febvre, Marc Bloch, and Fernand Braudel, would contest the exaggeration of the role of individual subjects in history. Indeed, Braudel distinguished various time scales, one accorded to the life of an individual, another accorded to the life of a few human generations, and the last one to civilizations, in which geography, economics, and demography play a role considerably more decisive than that of individual subjects.
Among noticeable events in the studies of the role of the hero and great man in history one should mention Sidney Hook's book (1943) The Hero in History. In the second half of the twentieth century such male-focused theory has been contested, among others by feminists writers such as Judith Fetterley in The Resisting Reader (1977) and literary theorist Nancy K. Miller, The Heroine's Text: Readings in the French and English Novel, 1722–1782.
In the epoch of globalization an individual may change the development of the country and of the whole world, so this gives reasons to some scholars to suggest returning to the problem of the role of the hero in history from the viewpoint of modern historical knowledge and using up-to-date methods of historical analysis.
Within the frameworks of developing counterfactual history, attempts are made to examine some hypothetical scenarios of historical development. The hero attracts much attention because most of those scenarios are based on the suppositions: what would have happened if this or that historical individual had or had not been alive.
Modern fiction
The word "hero" (or "heroine" in modern times), is sometimes used to describe the protagonist or the romantic interest of a story, a usage which may conflict with the superhuman expectations of heroism. A good example is Anna Karenina, the lead character in the novel of the same title by Leo Tolstoy. In modern literature the hero is more and more a problematic concept. In 1848, for example, William Makepeace Thackeray gave Vanity Fair the subtitle, A Novel without a Hero, and imagined a world in which no sympathetic character was to be found. Vanity Fair is a satirical representation of the absence of truly moral heroes in the modern world. The story focuses on the characters, Emmy Sedley and Becky Sharpe (the latter as the clearly defined anti-hero), with the plot focused on the eventual marriage of these two characters to rich men, revealing character flaws as the story progresses. Even the most sympathetic characters, such as Captain Dobbin, are susceptible to weakness, as he is often narcissistic and melancholy.
The larger-than-life hero is a more common feature of fantasy (particularly in comic books and epic fantasy) than more realist works. However, these larger-than life figures remain prevalent in society. The superhero genre is a multibillion-dollar industry that includes comic books, movies, toys, and video games. Superheroes usually possess extraordinary talents and powers that no living human could ever possess. The superhero stories often pit a super villain against the hero, with the hero fighting the crime caused by the super villain. Examples of long-running superheroes include Superman, Wonder Woman, Batman, and Spider-Man.
Research indicates that male writers are more likely to make heroines superhuman, whereas female writers tend to make heroines ordinary humans, as well as making their male heroes more powerful than their heroines, possibly due to sex differences in valued traits.
Psychology
Social psychology has begun paying attention to heroes and heroism. Zeno Franco and Philip Zimbardo point out differences between heroism and altruism, and they offer evidence that observer perceptions of unjustified risk play a role above and beyond risk type in determining the ascription of heroic status.
Psychologists have also identified the traits of heroes. Elaine Kinsella and her colleagues have identified 12 central traits of heroism, which consist of brave, moral integrity, conviction, courageous, self-sacrifice, protecting, honest, selfless, determined, saves others, inspiring, and helpful. Scott Allison and George Goethals uncovered evidence for "the great eight traits" of heroes consisting of wise, strong, resilient, reliable, charismatic, caring, selfless, and inspiring. These researchers have also identified four primary functions of heroism. Heroes give us wisdom; they enhance us; they provide moral modeling; and they offer protection.
An evolutionary psychology explanation for heroic risk-taking is that it is a costly signal demonstrating the ability of the hero. It may be seen as one form of altruism for which there are several other evolutionary explanations as well.
Roma Chatterji has suggested that the hero or more generally protagonist is first and foremost a symbolic representation of the person who is experiencing the story while reading, listening, or watching; thus the relevance of the hero to the individual relies a great deal on how much similarity there is between them and the character. Chatterji suggested that one reason for the hero-as-self interpretation of stories and myths is the human inability to view the world from any perspective but a personal one.
In the Pulitzer Prize-winning book, The Denial of Death, Ernest Becker argues that human civilization is ultimately an elaborate, symbolic defense mechanism against the knowledge of our mortality, which in turn acts as the emotional and intellectual response to our basic survival mechanism. Becker explains that a basic duality in human life exists between the physical world of objects and a symbolic world of human meaning. Thus, since humanity has a dualistic nature consisting of a physical self and a symbolic self, he asserts that humans are able to transcend the dilemma of mortality through heroism, by focusing attention mainly on the symbolic self. This symbolic self-focus takes the form of an individual's "immortality project" (or "causa sui project"), which is essentially a symbolic belief-system that ensures that one is believed superior to physical reality. By successfully living under the terms of the immortality project, people feel they can become heroic and, henceforth, part of something eternal; something that will never die as compared to their physical body. This he asserts, in turn, gives people the feeling that their lives have meaning, a purpose, and are significant in the grand scheme of things. Another theme running throughout the book is that humanity's traditional "hero-systems", such as religion, are no longer convincing in the age of reason. Science attempts to serve as an immortality project, something that Becker believes it can never do, because it is unable to provide agreeable, absolute meanings to human life. The book states that we need new convincing "illusions" that enable people to feel heroic in ways that are agreeable. Becker, however, does not provide any definitive answer, mainly because he believes that there is no perfect solution. Instead, he hopes that gradual realization of humanity's innate motivations, namely death, may help to bring about a better world. Terror Management Theory (TMT) has generated evidence supporting this perspective.
Mental and physical integration
Examining the success of resistance fighters on Crete during the Nazi occupation in WWII, author and endurance researcher C. McDougall drew connections to the Ancient Greek heroes and a culture of integrated physical self-mastery, training, and mental conditioning that fostered confidence to take action, and made it possible for individuals to accomplish feats of great prowess, even under the harshest of conditions. The skills established an "...ability to unleash tremendous resources of strength, endurance, and agility that many people don’t realize they already have.”
McDougall cites examples of heroic acts, including a scholium to Pindar’s Fifth Nemean Ode: “Much weaker in strength than the Minotaur, Theseus fought with it and won using pankration, as he had no knife.” Pankration is an ancient Greek term meaning "total power and knowledge,” one "...associated with gods and heroes...who conquer by tapping every talent.”
See also
Action hero
List of female action heroes and villains
Antihero
Byronic hero
Carnegie Hero Fund
Culture hero
Folk hero
Germanic hero
Hero and Leander
Hero of Socialist Labour
Heroic fantasy
List of genres
Randian hero
Reluctant hero
Romantic hero
Space opera
Tragic hero
Youxia
References
Further reading
Carlyle, Thomas (1840) On Heroes, Hero Worship and the Heroic in History
Craig, David, Back Home, Life Magazine-Special Issue, Volume 8, Number 6, 85–94.
Hook, Sydney (1943) The Hero in History: A Study in Limitation and Possibility
Lidell, Henry and Robert Scott. A Greek–English Lexicon. link
(Republished 2003)
External links
The British Hero — online exhibition from screenonline, a website of the British Film Institute, looking at British heroes of film and television.
Listen to BBC Radio 4's In Our Time programme on Heroism
"The Role of Heroes in Children's Lives" by Marilyn Price-Mitchell, PhD
10% — What Makes A Hero directed by Yoav Shamir
Epic poetry
Good and evil
Fantasy tropes
Jungian archetypes
Literary archetypes
Mythological archetypes
Mythological characters
Protagonists by role |
13746 | https://en.wikipedia.org/wiki/Hydrostatic%20shock | Hydrostatic shock | Hydrostatic shock is the controversial concept that a penetrating projectile (such as a bullet) can produce a pressure wave that causes "remote neural damage", "subtle damage in neural tissues" and/or "rapid incapacitating effects" in living targets. It has also been suggested that pressure wave effects can cause indirect bone fractures at a distance from the projectile path, although it was later demonstrated that indirect bone fractures are caused by temporary cavity effects (strain placed on the bone by the radial tissue displacement produced by the temporary cavity formation).
Proponents of the concept argue that hydrostatic shock can produce remote neural damage and produce incapacitation more quickly than blood loss effects. In arguments about the differences in stopping power between calibers and between cartridge models, proponents of cartridges that are "light and fast" (such as the 9×19mm Parabellum) versus cartridges that are "slow and heavy" (such as the .45 ACP) often refer to this phenomenon.
Martin Fackler has argued that sonic pressure waves do not cause tissue disruption and that temporary cavity formation is the actual cause of tissue disruption mistakenly ascribed to sonic pressure waves. One review noted that strong opinion divided papers on whether the pressure wave contributes to wound injury. It ultimately concluded that no "conclusive evidence could be found for permanent pathological effects produced by the pressure wave".
Origin of the hypothesis
An early mention of "hydrostatic shock" appeared in Popular Mechanics in April 1942.
In the scientific literature, the first discussion of pressure waves created when a bullet hits a living target is presented by E. Harvey Newton and his research group at Princeton University in 1947:
Frank Chamberlin, a World War II trauma surgeon and ballistics researcher, noted remote pressure wave effects. Col. Chamberlin described what he called "explosive effects" and "hydraulic reaction" of bullets in tissue. ...liquids are put in motion by 'shock waves' or hydraulic effects... with liquid filled tissues, the effects and destruction of tissues extend in all directions far beyond the wound axis. He avoided the ambiguous use of the term "shock" because it can refer to either a specific kind of pressure wave associated with explosions and supersonic projectiles or to a medical condition in the body.
Col. Chamberlin recognized that many theories have been advanced in wound ballistics. During World War II he commanded an 8,500-bed hospital center that treated over 67,000 patients during the fourteen months that he operated it. P.O. Ackley estimates that 85% of the patients were suffering from gunshot wounds. Col. Chamberlin spent many hours interviewing patients as to their reactions to bullet wounds. He conducted many live animal experiments after his tour of duty. On the subject of wound ballistics theories, he wrote:
Other World War II era scientists noted remote pressure wave effects in the peripheral nerves. There was support for the idea of remote neural effects of ballistic pressure waves in the medical and scientific communities, but the phrase "hydrostatic shock" and similar phrases including "shock" were used mainly by gunwriters (such as Jack O'Conner) and the small arms industry (such as Roy Weatherby, and Federal "Hydra-Shok.")
Arguments against
Dr. Martin Fackler, a Vietnam-era trauma surgeon, wound ballistics researcher, a Colonel in the U.S. Army and the head of the Wound Ballistics Laboratory for the U.S. Army's Medical Training Center, Letterman Institute, claimed that hydrostatic shock had been disproved and that the assertion that a pressure wave plays a role in injury or incapacitation is a myth. Others expressed similar views.
Dr. Fackler based his argument on the lithotriptor, a tool commonly used to break up kidney stones. The lithotriptor uses sonic pressure waves which are stronger than those caused by most handgun bullets, yet it produces no damage to soft tissues whatsoever. Hence, Fackler argued, ballistic pressure waves cannot damage tissue either.
Dr. Fackler claimed that a study of rifle bullet wounds in Vietnam (Wound Data and Munitions Effectiveness Team) found "no cases of bones being broken, or major vessels torn, that were not hit by the penetrating bullet. In only two cases, an organ that was not hit (but was within a few cm of the projectile path), suffered some disruption." Dr. Fackler cited a personal communication with R. F. Bellamy. However, Bellamy's published findings the following year estimated that 10% of fractures in the data set might be due to indirect injuries, and one specific case is described in detail (pp. 153–154). In addition, the published analysis documents five instances of abdominal wounding in cases where the bullet did not penetrate the abdominal cavity (pp. 149–152), a case of lung contusion resulting from a hit to the shoulder (pp. 146–149), and a case of indirect effects on the central nervous system (p. 155). Fackler's critics argue that Fackler's evidence does not contradict distant injuries, as Fackler claimed, but the WDMET data from Vietnam actually provides supporting evidence for it.
A summary of the debate was published in 2009 as part of a Historical Overview of Wound Ballistics Research.
Distant injuries in the WDMET data
The Wound Data and Munitions Effectiveness Team (WDMET) gathered data on wounds sustained during the Vietnam War. In their analysis of this data published in the Textbook of Military Medicine, Ronald Bellamy and Russ Zajtchuck point out a number of cases which seem to be examples of distant injuries. Bellamy and Zajtchuck describe three mechanisms of distant wounding due to pressure transients: 1) stress waves 2) shear waves and 3) a vascular pressure impulse.
After citing Harvey's conclusion that "stress waves probably do not cause any tissue damage" (p. 136), Bellamy and Zajtchuck express their view that Harvey's interpretation might not be definitive because they write "the possibility that stress waves from a penetrating projectile might also cause tissue damage cannot be ruled out." (p. 136) The WDMET data includes a case of a lung contusion resulting from a hit to the shoulder. The caption to Figure 4-40 (p. 149) says, "The pulmonary injury may be the result of a stress wave." They describe the possibility that a hit to a soldier's trapezius muscle caused temporary paralysis due to "the stress wave passing through the soldier's neck indirectly [causing] cervical cord dysfunction." (p. 155)
In addition to stress waves, Bellamy and Zajtchuck describe shear waves as a possible mechanism of indirect injuries in the WDMET data. They estimate that 10% of bone fractures in the data may be the result of indirect injuries, that is, bones fractured by the bullet passing close to the bone without a direct impact. A Chinese experiment is cited which provides a formula estimating how pressure magnitude decreases with distance. Together with the difference between strength of human bones and strength of the animal bones in the Chinese experiment, Bellamy and Zajtchuck use this formula to estimate that assault rifle rounds "passing within a centimeter of a long bone might very well be capable of causing an indirect fracture." (p. 153) Bellamy and Zajtchuck suggest the fracture in Figures 4-46 and 4-47 is likely an indirect fracture of this type. Damage due to shear waves extends to even greater distances in abdominal injuries in the WDMET data. Bellamy and Zajtchuck write, "The abdomen is one body region in which damage from indirect effects may be common." (p. 150) Injuries to the liver and bowel shown in Figures 4-42 and 4-43 are described, "The damage shown in these examples extends far beyond the tissue that is likely to direct contact with the projectile." (p. 150)
In addition to providing examples from the WDMET data for indirect injury due to propagating shear and stress waves, Bellamy and Zajtchuck expresses an openness to the idea of pressure transients propagating via blood vessels can cause indirect injuries. "For example, pressure transients arising from an abdominal gunshot wound might propagate through the vena cavae and jugular venous system into the cranial cavity and cause a precipitous rise in intracranial pressure there, with attendant transient neurological dysfunction." (p. 154) However, no examples of this injury mechanism are presented from the WDMET data. However, the authors suggest the need for additional studies writing, "Clinical and experimental data need to be gathered before such indirect injuries can be confirmed." Distant injuries of this nature were later confirmed in the experimental data of Swedish and Chinese researchers, in the clinical findings of Krajsa and in autopsy findings from Iraq.
Autopsy findings
Proponents of the concept point to human autopsy results demonstrating brain hemorrhaging from fatal hits to the chest, including cases with handgun bullets. Thirty-three cases of fatal penetrating chest wounds by a single bullet were selected from a much larger set by excluding all other traumatic factors, including past history.
An 8-month study in Iraq performed in 2010 and published in 2011 reports on autopsies of 30 gunshot victims struck with high-velocity (greater than 2500 fps) rifle bullets. The authors determined that the lungs and chest are the most susceptible to distant wounding, followed by the abdomen. The study noted that the "sample size was so small [too small] to reach the level of statistical significance". Nevertheless, the authors conclude:
Inferences from blast pressure wave observations
A shock wave can be created when fluid is rapidly displaced by an explosive or projectile. Tissue behaves similarly enough to water that a sonic pressure wave can be created by a bullet impact, generating pressures in excess of .
Duncan MacPherson, a former member of the International Wound Ballistics Association and author of the book, Bullet Penetration, claimed that shock waves cannot result from bullet impacts with tissue. In contrast, Brad Sturtevant, a leading researcher in shock wave physics at Caltech for many decades, found that shock waves can result from handgun bullet impacts in tissue. Other sources indicate that ballistic impacts can create shock waves in tissue.
Blast and ballistic pressure waves have physical similarities. Prior to wave reflection, they both are characterized by a steep wave front followed by a nearly exponential decay at close distances. They have similarities in how they cause neural effects in the brain. In tissue, both types of pressure waves have similar magnitudes, duration, and frequency characteristics. Both have been shown to cause damage in the hippocampus. It has been hypothesized that both reach the brain from the thoracic cavity via major blood vessels.
For example, Ibolja Cernak, a leading researcher in blast wave injury at the Applied Physics Laboratory at Johns Hopkins University, hypothesized, "alterations in brain function following blast exposure are induced by kinetic energy transfer of blast overpressure via great blood vessels in abdomen and thorax to the central nervous system." This hypothesis is supported by observations of neural effects in the brain from localized blast exposure focused on the lungs in experiments in animals.
Physics of ballistic pressure waves
A number of papers describe the physics of ballistic pressure waves created when a high-speed projectile enters a viscous medium. These results show that ballistic impacts produce pressure waves that propagate at close to the speed of sound.
Lee et al. present an analytical model showing that unreflected ballistic pressure waves are well approximated by an exponential decay, which is similar to blast pressure waves. Lee et al. note the importance of the energy transfer:
The rigorous calculations of Lee et al. require knowing the drag coefficient and frontal area of the penetrating projectile at every instant of the penetration. Since this is not generally possible with expanding handgun bullets, Courtney and Courtney developed a model for estimating the peak pressure waves of handgun bullets from the impact energy and penetration depth in ballistic gelatin. This model agrees with the more rigorous approach of Lee et al. for projectiles where they can both be applied. For expanding handgun bullets, the peak pressure wave magnitude is proportional to the bullet's kinetic energy divided by the penetration depth.
Remote cerebral effects of ballistic pressure waves
Goransson et al. were the first contemporary researchers to present compelling evidence for remote cerebral effects of extremity bullet impact. They observed changes in EEG readings from pigs shot in the thigh. A follow-up experiment by Suneson et al. implanted high-speed pressure transducers into the brain of pigs and demonstrated that a significant pressure wave reaches the brain of pigs shot in the thigh. These scientists observed apnea, depressed EEG readings, and neural damage in the brain caused by the distant effects of the ballistic pressure wave originating in the thigh.
The results of Suneson et al. were confirmed and expanded upon by a later experiment in dogs
which "confirmed that distant effect exists in the central nervous system after a high-energy missile impact to an extremity. A high-frequency oscillating pressure wave with large amplitude and short duration was found in the brain after the extremity impact of a high-energy missile..." Wang et al. observed significant damage in both the hypothalamus and hippocampus regions of the brain due to remote effects of the ballistic pressure wave.
Remote pressure wave effects in the spine and internal organs
In a study of a handgun injury, Sturtevant found that pressure waves from a bullet impact in the torso can reach the spine and that a focusing effect from concave surfaces can concentrate the pressure wave on the spinal cord producing significant injury. This is consistent with other work showing remote spinal cord injuries from ballistic impacts.
Roberts et al. present both experimental work and finite element modeling showing that there can be considerable pressure wave magnitudes in the thoracic cavity for handgun projectiles stopped by a Kevlar vest. For example, an 8 gram projectile at 360 m/s impacting a NIJ level II vest over the sternum can produce an estimated pressure wave level of nearly 2.0 MPa (280 psi) in the heart and a pressure wave level of nearly 1.5 MPa (210 psi) in the lungs. Impacting over the liver can produce an estimated pressure wave level of 2.0 MPa (280 psi) in the liver.
Energy transfer required for remote neural effects
The work of Courtney et al. supports the role of a ballistic pressure wave in incapacitation and injury. The work of Suneson et al. and Courtney et al. suggest that remote neural effects can occur with levels of energy transfer possible with handguns, about . Using sensitive biochemical techniques, the work of Wang et al. suggests even lower impact energy thresholds for remote neural injury to the brain. In analysis of experiments of dogs shot in the thigh they report highly significant (p < 0.01), easily detectable neural effects in the hypothalamus and hippocampus with energy transfer levels close to . Wang et al. reports less significant (p < 0.05) remote effects in the hypothalamus with energy transfer just under .
Even though Wang et al. document remote neural damage for low levels of energy transfer, roughly , these levels of neural damage are probably too small to contribute to rapid incapacitation. Courtney and Courtney believe that remote neural effects only begin to make significant contributions to rapid incapacitation for ballistic pressure wave levels above (corresponds to transferring roughly in of penetration) and become easily observable above (corresponds to transferring roughly in of penetration). Incapacitating effects in this range of energy transfer are consistent with observations of remote spinal injuries, observations of suppressed EEGs and apnea in pigs and with observations of incapacitating effects of ballistic pressure waves without a wound channel.
Other scientific findings
The scientific literature contains significant other findings regarding injury mechanisms of ballistic pressure waves. Ming et al. found that ballistic pressure waves can break bones. Tikka et al. reports abdominal pressure changes produced in pigs hit in one thigh. Akimov et al. report on injuries to the nerve trunk from gunshot wounds to the extremities.
Hydrostatic shock as a factor in selection of ammunition
Ammunition selection for self-defense, military, and law enforcement
In self-defense, military, and law enforcement communities, opinions vary regarding the importance of remote wounding effects in ammunition design and selection. In his book on hostage rescuers, Leroy Thompson discusses the importance of hydrostatic shock in choosing a specific design of .357 Magnum and 9×19mm Parabellum bullets. In Armed and Female, Paxton Quigley explains that hydrostatic shock is the real source of "stopping power." Jim Carmichael, who served as shooting editor for Outdoor Life magazine for 25 years, believes that hydrostatic shock is important to "a more immediate disabling effect" and is a key difference in the performance of .38 Special and .357 Magnum hollow point bullets. In "The search for an effective police handgun," Allen Bristow describes that police departments recognize the importance of hydrostatic shock when choosing ammunition. A research group at West Point suggests handgun loads with at least of energy and of penetration and recommends:
A number of law enforcement and military agencies have adopted the 5.7×28mm cartridge. These agencies include the Navy SEALs and the Federal Protective Service branch of the ICE. In contrast, some defense contractors, law enforcement analysts, and military analysts say that hydrostatic shock is an unimportant factor when selecting cartridges for a particular use because any incapacitating effect it may have on a target is difficult to measure and inconsistent from one individual to the next. This is in contrast to factors such as proper shot placement and massive blood loss which are almost always eventually incapacitating for nearly every individual.
The FBI recommends that loads intended for self-defense and law enforcement applications meet a minimum penetration requirement of in ballistic gelatin and explicitly advises against selecting rounds based on hydrostatic shock effects.
Ammunition selection for hunting
Hydrostatic shock is commonly considered as a factor in the selection of hunting ammunition. Peter Capstick explains that hydrostatic shock may have value for animals up to the size of white-tailed deer, but the ratio of energy transfer to animal weight is an important consideration for larger animals. If the animal's weight exceeds the bullet's energy transfer, penetration in an undeviating line to a vital organ is a much more important consideration than energy transfer and hydrostatic shock. Jim Carmichael, in contrast, describes evidence that hydrostatic shock can affect animals as large as Cape Buffalo in the results of a carefully controlled study carried out by veterinarians in a buffalo culling operation.
Dr. Randall Gilbert describes hydrostatic shock as an important factor in bullet performance on whitetail deer, "When it [a bullet] enters a whitetail’s body, huge accompanying shock waves send vast amounts of energy through nearby organs, sending them into arrest or shut down." Dave Ehrig expresses the view that hydrostatic shock depends on impact velocities above per second. Sid Evans explains the performance of the Nosler Partition bullet and Federal Cartridge Company's decision to load this bullet in terms of the large tissue cavitation and hydrostatic shock produced from the frontal diameter of the expanded bullet. The North American Hunting Club suggests big game cartridges that create enough hydrostatic shock to quickly bring animals down.
See also
Blast injury
Shock (fluid dynamics)
Stopping power
Table of handgun and rifle cartridges
References
External links
Terminal Ballistics Research
Ballistics |
13772 | https://en.wikipedia.org/wiki/History%20of%20Poland | History of Poland | The history of Poland spans over a thousand years, from medieval tribes, Christianization and monarchy; through Poland's Golden Age, expansionism and becoming one of the largest European powers; to its collapse and partitions, two world wars, communism, and the restoration of democracy.
The roots of Polish history can be traced to ancient times, when the territory of present-day Poland was settled by various tribes including Celts, Scythians, Germanic clans, Sarmatians, Slavs and Balts. However, it was the West Slavic Lechites, the closest ancestors of ethnic Poles, who established permanent settlements in the Polish lands during the Early Middle Ages. The Lechitic Western Polans, a tribe whose name means "people living in open fields", dominated the region, and gave Poland - which lies in the North-Central European Plain - its name.
The first ruling dynasty, the Piasts, emerged in the 10th century AD. Duke Mieszko I is considered the de facto creator of the Polish state and is widely recognized for his adoption of Western Christianity in 966 CE. Mieszko's dominion was formally reconstituted as a medieval kingdom in 1025 by his son Bolesław I the Brave, known for military expansion under his rule. The most successful and the last Piast monarch, Casimir III the Great, presided over a period of economic prosperity and territorial aggrandizement before his death in 1370 without male heirs. The period of the Jagiellonian dynasty in the 14th–16th centuries brought close ties with the Lithuania, a cultural Renaissance in Poland and continued territorial expansion as well as Polonization that culminated in the establishment of the Polish–Lithuanian Commonwealth in 1569, one of Europe's largest countries.
The Commonwealth was able to sustain the levels of prosperity achieved during the Jagiellonian period, while its political system matured as a unique noble democracy with an elective monarchy. From the mid-17th century, however, the huge state entered a period of decline caused by devastating wars and the deterioration of its political system. Significant internal reforms were introduced in the late 18th century, such as Europe's first Constitution of 3 May 1791, but neighboring powers did not allow the reforms to advance. The existence of the Commonwealth ended in 1795 after a series of invasions and partitions of Polish territory carried out by the Russian Empire in the east, the Kingdom of Prussia in the west and the Habsburg Monarchy in the south. From 1795 until 1918, no truly independent Polish state existed, although strong Polish resistance movements operated. The opportunity to regain sovereignty only materialized after World War I, when the three partitioning imperial powers were fatally weakened in the wake of war and revolution.
The Second Polish Republic was established in 1918 and existed as an independent state until 1939, when Nazi Germany and the Soviet Union invaded Poland, marking the beginning of World War II. Millions of Polish citizens of different faiths or identities perished in the course of the Nazi occupation of Poland between 1939 and 1945 through planned genocide and extermination. A Polish government-in-exile nonetheless functioned throughout the war and the Poles contributed to the Allied victory through participation in military campaigns on both the eastern and western fronts. The westward advances of the Soviet Red Army in 1944 and 1945 compelled Nazi Germany's forces to retreat from Poland, which led to the establishment of a satellite communist country, known from 1952 as the Polish People's Republic.
As a result of territorial adjustments mandated by the Allies at the end of World War II in 1945, Poland's geographic centre of gravity shifted towards the west and the re-defined Polish lands largely lost their historic multi-ethnic character through the extermination, expulsion and migration of various ethnic groups during and after the war. By the late 1980s, the Polish reform movement Solidarity became crucial in bringing about a peaceful transition from a planned economy and a communist state to a capitalist economic system and a liberal parliamentary democracy. This process resulted in the creation of the modern Polish state, the Third Polish Republic, founded in 1989.
Prehistory and protohistory
In prehistoric and protohistoric times, over a period of at least 600,000 years, the area of present-day Poland was intermittently inhabited by members of the genus Homo. It went through the Stone Age, Bronze Age and Iron Age stages of development, along with the nearby regions. The Neolithic period ushered in the Linear Pottery culture, whose founders migrated from the Danube River area beginning about 5500 BC. This culture was distinguished by the establishment of the first settled agricultural communities in modern Polish territory. Later, between about 4400 and 2000 BC, the native post-Mesolithic populations would also adopt and further develop the agricultural way of life.
Poland's Early Bronze Age began around 2400–2300 BC, whereas its Iron Age commenced c. 750–700 BC. One of the many cultures that have been uncovered, the Lusatian culture, spanned the Bronze and Iron Ages and left notable settlement sites. Around 400 BC, Poland was settled by Celts of the La Tène culture. They were soon followed by emerging cultures with a strong Germanic component, influenced first by the Celts and then by the Roman Empire. The Germanic peoples migrated out of the area by about 500 AD during the great Migration Period of the European Dark Ages. Wooded regions to the north and east were settled by Balts.
According to some archaeological research, Slavs have resided in modern Polish territories for only 1,500 years. However, recent genetic studies determined that people who live in the current territory of Poland include the descendants of the people who inhabited the area for thousands of years, beginning in the early Neolithic period. And according to other archaeological and linguistic research, early Slavic peoples were likely present in parts of Poland much earlier, and may have been associated with the ancient Przeworsk and Zarubintsy cultures of the 3rd century BC, though some Slavic groups may have arrived from the east in later periods. It has been suggested that the early Slavic peoples and languages may have originated in the region of Polesia, which includes the area around the Belarus–Ukraine border, parts of Western Russia, and parts of far Eastern Poland.
The West Slavic and Lechitic peoples as well as any remaining minority clans on ancient Polish lands were organized into tribal units, of which the larger ones were later known as the Polish tribes; the names of many tribes are found on the list compiled by the anonymous Bavarian Geographer in the 9th century. In the 9th and 10th centuries, these tribes gave rise to developed regions along the upper Vistula, the coast of the Baltic Sea and in Greater Poland. The latest tribal undertaking, in Greater Poland, resulted in the formation of a lasting political structure in the 10th century that became the state of Poland.
Piast period (10th century–1385)
Mieszko I
Poland was established as a state under the Piast dynasty, which ruled the country between the 10th and 14th centuries. Historical records referring to the Polish state begin with the rule of Duke Mieszko I, whose reign commenced sometime before 963 and continued until his death in 992. Mieszko converted to Christianity in 966, following his marriage to Princess Doubravka of Bohemia, a fervent Christian. The event is known as the "baptism of Poland", and its date is often used to mark a symbolic beginning of Polish statehood. Mieszko completed a unification of the Lechitic tribal lands that was fundamental to the new country's existence. Following its emergence, Poland was led by a series of rulers who converted the population to Christianity, created a strong kingdom and fostered a distinctive Polish culture that was integrated into the broader European culture.
Bolesław I the Brave
Mieszko's son, Duke Bolesław I the Brave (r. 992–1025), established a Polish Church structure, pursued territorial conquests and was officially crowned the first king of Poland in 1025, near the end of his life. Bolesław also sought to spread Christianity to parts of eastern Europe that remained pagan, but suffered a setback when his greatest missionary, Adalbert of Prague, was killed in Prussia in 997. During the Congress of Gniezno in the year 1000, Holy Roman Emperor Otto III recognized the Archbishopric of Gniezno, an institution crucial for the continuing existence of the sovereign Polish state. During the reign of Otto's successor, Holy Roman Emperor Henry II, Bolesław fought prolonged wars with the Kingdom of Germany between 1002 and 1018.
Piast monarchy under Casimir I, Bolesław II and Bolesław III
Bolesław I's expansive rule overstretched the resources of the early Polish state, and it was followed by a collapse of the monarchy. Recovery took place under Casimir I the Restorer (r. 1039–58). Casimir's son Bolesław II the Generous (r. 1058–79) became involved in a conflict with Bishop Stanislaus of Szczepanów that ultimately caused his downfall. Bolesław had the bishop murdered in 1079 after being excommunicated by the Polish church on charges of adultery. This act sparked a revolt of Polish nobles that led to Bolesław's deposition and expulsion from the country. Around 1116, Gallus Anonymus wrote a seminal chronicle, the Gesta principum Polonorum, intended as a glorification of his patron Bolesław III Wrymouth (r. 1107–38), a ruler who revived the tradition of military prowess of Bolesław I's time. Gallus' work remains a paramount written source for the early history of Poland.
Fragmentation
After Bolesław III divided Poland among his sons in his Testament of 1138, internal fragmentation eroded the Piast monarchical structures in the 12th and 13th centuries. In 1180, Casimir II the Just, who sought papal confirmation of his status as a senior duke, granted immunities and additional privileges to the Polish Church at the Congress of Łęczyca. Around 1220, Wincenty Kadłubek wrote his Chronica seu originale regum et principum Poloniae, another major source for early Polish history. In 1226, one of the regional Piast dukes, Konrad I of Masovia, invited the Teutonic Knights to help him fight the Baltic Prussian pagans. The Teutonic Order destroyed the Prussians but kept their lands, which resulted in centuries of warfare between Poland and the Teutonic Knights, and later between Poland and the German Prussian state. The first Mongol invasion of Poland began in 1240; it culminated in the defeat of Polish and allied Christian forces and the death of the Silesian Piast Duke Henry II the Pious at the Battle of Legnica in 1241. In 1242, Wrocław became the first Polish municipality to be incorporated, as the period of fragmentation brought economic development and growth of towns. New cities were founded and existing settlements were granted town status per Magdeburg Law. In 1264, Bolesław the Pious granted Jewish liberties in the Statute of Kalisz.
Late Piast monarchy under Władysław I and Casimir III
Attempts to reunite the Polish lands gained momentum in the 13th century, and in 1295, Duke Przemysł II of Greater Poland managed to become the first ruler since Bolesław II to be crowned king of Poland. He ruled over a limited territory and was soon killed. In 1300–05 King Wenceslaus II of Bohemia also reigned as king of Poland. The Piast Kingdom was effectively restored under Władysław I the Elbow-high (r. 1306–33), who became king in 1320. In 1308, the Teutonic Knights seized Gdańsk and the surrounding region of Pomerelia.
King Casimir III the Great (r. 1333–70), Władysław's son and the last of the Piast rulers, strengthened and expanded the restored Kingdom of Poland, but the western provinces of Silesia (formally ceded by Casimir in 1339) and most of Polish Pomerania were lost to the Polish state for centuries to come. Progress was made in the recovery of the separately governed central province of Mazovia, however, and in 1340, the conquest of Red Ruthenia began, marking Poland's expansion to the east. The Congress of Kraków, a vast convocation of central, eastern, and northern European rulers probably assembled to plan an anti-Turkish crusade, took place in 1364, the same year that the future Jagiellonian University, one of the oldest European universities, was founded. On 9 October 1334, Casimir III confirmed the privileges granted to Jews in 1264 by Bolesław the Pious and allowed them to settle in Poland in great numbers.
Angevin transition
After the Polish royal line and Piast junior branch died out in 1370, Poland came under the rule of Louis I of Hungary of the Capetian House of Anjou, who presided over a union of Hungary and Poland that lasted until 1382. In 1374, Louis granted the Polish nobility the Privilege of Koszyce to assure the succession of one of his daughters in Poland. His youngest daughter Jadwiga (d. 1399) assumed the Polish throne in 1384.
Jagiellonian dynasty (1385–1572)
Dynastic union with Lithuania, Władysław II Jagiełło
In 1386, Grand Duke Jogaila of Lithuania converted to Catholicism and married Queen Jadwiga of Poland. This act enabled him to become a king of Poland himself, and he ruled as Władysław II Jagiełło until his death in 1434. The marriage established a personal Polish–Lithuanian union ruled by the Jagiellonian dynasty. The first in a series of formal "unions" was the Union of Krewo of 1385, whereby arrangements were made for the marriage of Jogaila and Jadwiga. The Polish–Lithuanian partnership brought vast areas of Ruthenia controlled by the Grand Duchy of Lithuania into Poland's sphere of influence and proved beneficial for the nationals of both countries, who coexisted and cooperated in one of the largest political entities in Europe for the next four centuries. When Queen Jadwiga died in 1399, the Kingdom of Poland fell to her husband's sole possession.
In the Baltic Sea region, Poland's struggle with the Teutonic Knights continued and culminated in the Battle of Grunwald (1410), a great victory that the Poles and Lithuanians were unable to follow up with a decisive strike against the main seat of the Teutonic Order at Malbork Castle. The Union of Horodło of 1413 further defined the evolving relationship between the Kingdom of Poland and the Grand Duchy of Lithuania.
The privileges of the szlachta (nobility) kept expanding and in 1425 the rule of Neminem captivabimus, which protected the noblemen from arbitrary royal arrests, was formulated.
Władysław III and Casimir IV Jagiellon
The reign of the young Władysław III (1434–44), who succeeded his father Władysław II Jagiełło and ruled as king of Poland and Hungary, was cut short by his death at the Battle of Varna against the forces of the Ottoman Empire. This disaster led to an interregnum of three years that ended with the accession of Władysław's brother Casimir IV Jagiellon in 1447.
Critical developments of the Jagiellonian period were concentrated during Casimir IV's long reign, which lasted until 1492. In 1454, Royal Prussia was incorporated by Poland and the Thirteen Years' War of 1454–66 with the Teutonic state ensued. In 1466, the milestone Peace of Thorn was concluded. This treaty divided Prussia to create East Prussia, the future Duchy of Prussia, a separate entity that functioned as a fief of Poland under the administration of the Teutonic Knights. Poland also confronted the Ottoman Empire and the Crimean Tatars in the south, and in the east helped Lithuania fight the Grand Duchy of Moscow. The country was developing as a feudal state, with a predominantly agricultural economy and an increasingly dominant landed nobility. Kraków, the royal capital, was turning into a major academic and cultural center, and in 1473 the first printing press began operating there. With the growing importance of szlachta (middle and lower nobility), the king's council evolved to become by 1493 a bicameral General Sejm (parliament) that no longer represented exclusively top dignitaries of the realm.
The Nihil novi act, adopted in 1505 by the Sejm, transferred most of the legislative power from the monarch to the Sejm. This event marked the beginning of the period known as "Golden Liberty", when the state was ruled in principle by the "free and equal" Polish nobility. In the 16th century, the massive development of folwark agribusinesses operated by the nobility led to increasingly abusive conditions for the peasant serfs who worked them. The political monopoly of the nobles also stifled the development of cities, some of which were thriving during the late Jagiellonian era, and limited the rights of townspeople, effectively holding back the emergence of the middle class.
Early modern Poland under Sigismund I and Sigismund II
In the 16th century, Protestant Reformation movements made deep inroads into Polish Christianity and the resulting Reformation in Poland involved a number of different denominations. The policies of religious tolerance that developed in Poland were nearly unique in Europe at that time and many who fled regions torn by religious strife found refuge in Poland. The reigns of King Sigismund I the Old (1506–1548) and King Sigismund II Augustus (1548–1572) witnessed an intense cultivation of culture and science (a Golden Age of the Renaissance in Poland), of which the astronomer Nicolaus Copernicus (1473–1543) is the best known representative. Jan Kochanowski (1530–1584) was a poet and the premier artistic personality of the period. In 1525, during the reign of Sigismund I, the Teutonic Order was secularized and Duke Albert performed an act of homage before the Polish king (the Prussian Homage) for his fief, the Duchy of Prussia. Mazovia was finally fully incorporated into the Polish Crown in 1529.
The reign of Sigismund II ended the Jagiellonian period, but gave rise to the Union of Lublin (1569), an ultimate fulfillment of the union with Lithuania. This agreement transferred Ukraine from the Grand Duchy of Lithuania to Poland and transformed the Polish–Lithuanian polity into a real union, preserving it beyond the death of the childless Sigismund II, whose active involvement made the completion of this process possible.
Livonia in the far northeast was incorporated by Poland in 1561 and Poland entered the Livonian War against Russia. The executionist movement, which attempted to check the progressing domination of the state by the magnate families of Poland and Lithuania, peaked at the Sejm in Piotrków in 1562–63. On the religious front, the Polish Brethren split from the Calvinists, and the Protestant Brest Bible was published in 1563. The Jesuits, who arrived in 1564, were destined to make a major impact on Poland's history.
Polish–Lithuanian Commonwealth
Establishment (1569–1648)
Union of Lublin
The Union of Lublin of 1569 established the Polish–Lithuanian Commonwealth, a federal state more closely unified than the earlier political arrangement between Poland and Lithuania. The union was run largely by the nobility through the system of central parliament and local assemblies, but was headed by elected kings. The formal rule of the nobility, who were proportionally more numerous than in other European countries, constituted an early democratic system ("a sophisticated noble democracy"), in contrast to the absolute monarchies prevalent at that time in the rest of Europe.
The beginning of the Commonwealth coincided with a period in Polish history when great political power was attained and advancements in civilization and prosperity took place. The Polish–Lithuanian Union became an influential participant in European affairs and a vital cultural entity that spread Western culture (with Polish characteristics) eastward. In the second half of the 16th century and the first half of the 17th century, the Commonwealth was one of the largest and most populous states in contemporary Europe, with an area approaching and a population of about ten million. Its economy was dominated by export-focused agriculture. Nationwide religious toleration was guaranteed at the Warsaw Confederation in 1573.
First elective kings
After the rule of the Jagiellonian dynasty ended in 1572, Henry of Valois (later King Henry III of France) was the winner of the first "free election" by the Polish nobility, held in 1573. He had to agree to the restrictive pacta conventa obligations and fled Poland in 1574 when news arrived of the vacancy of the French throne, to which he was the heir presumptive. From the start, the royal elections increased foreign influence in the Commonwealth as foreign powers sought to manipulate the Polish nobility to place candidates amicable to their interests. The reign of Stephen Báthory of Hungary followed (r. 1576–1586). He was militarily and domestically assertive and is revered in Polish historical tradition as a rare case of successful elective king. The establishment of the legal Crown Tribunal in 1578 meant a transfer of many appellate cases from the royal to noble jurisdiction.
First kings of the Vasa dynasty
A period of rule under the Swedish House of Vasa began in the Commonwealth in the year 1587. The first two kings from this dynasty, Sigismund III (r. 1587–1632) and Władysław IV (r. 1632–1648), repeatedly attempted to intrigue for accession to the throne of Sweden, which was a constant source of distraction for the affairs of the Commonwealth. At that time, the Catholic Church embarked on an ideological counter-offensive and the Counter-Reformation claimed many converts from Polish and Lithuanian Protestant circles. In 1596, the Union of Brest split the Eastern Christians of the Commonwealth to create the Uniate Church of the Eastern Rite, but subject to the authority of the pope. The Zebrzydowski rebellion against Sigismund III unfolded in 1606–1608.
Seeking supremacy in Eastern Europe, the Commonwealth fought wars with Russia between 1605 and 1618 in the wake of Russia's Time of Troubles; the series of conflicts is referred to as the Polish–Muscovite War or the Dymitriads. The efforts resulted in expansion of the eastern territories of the Polish–Lithuanian Commonwealth, but the goal of taking over the Russian throne for the Polish ruling dynasty was not achieved. Sweden sought supremacy in the Baltic during the Polish–Swedish wars of 1617–1629, and the Ottoman Empire pressed from the south in the Battles at Cecora in 1620 and Khotyn in 1621. The agricultural expansion and serfdom policies in Polish Ukraine resulted in a series of Cossack uprisings. Allied with the Habsburg Monarchy, the Commonwealth did not directly participate in the Thirty Years' War. Władysław's IV reign was mostly peaceful, with a Russian invasion in the form of the Smolensk War of 1632–1634 successfully repelled. The Orthodox Church hierarchy, banned in Poland after the Union of Brest, was re-established in 1635.
Decline (1648–1764)
Deluge of wars
During the reign of John II Casimir Vasa (r. 1648–1668), the third and last king of his dynasty, the nobles' democracy fell into decline as a result of foreign invasions and domestic disorder. These calamities multiplied rather suddenly and marked the end of the Polish Golden Age. Their effect was to render the once powerful Commonwealth increasingly vulnerable to foreign intervention.
The Cossack Khmelnytsky Uprising of 1648–1657 engulfed the south-eastern regions of the Polish crown; its long-term effects were disastrous for the Commonwealth. The first liberum veto (a parliamentary device that allowed any member of the Sejm to dissolve a current session immediately) was exercised by a deputy in 1652. This practice would eventually weaken Poland's central government critically. In the Treaty of Pereyaslav (1654), the Ukrainian rebels declared themselves subjects of the Tsar of Russia. The Second Northern War raged through the core Polish lands in 1655–1660; it included a brutal and devastating invasion of Poland referred to as the Swedish Deluge. The war ended in 1660 with the Treaty of Oliva, which resulted in the loss of some of Poland's northern possessions. In 1657 the Treaty of Bromberg established the independence of the Duchy of Prussia. The Commonwealth forces did well in the Russo-Polish War (1654–1667), but the result was the permanent division of Ukraine between Poland and Russia, as agreed to in the Truce of Andrusovo (1667). Towards the end of the war, the Lubomirski's rebellion, a major magnate revolt against the king, destabilized and weakened the country. The large-scale slave raids of the Crimean Tatars also had highly deleterious effects on the Polish economy. Merkuriusz Polski, the first Polish newspaper, was published in 1661.
In 1668, grief-stricken at the recent death of his wife and frustrated by the disastrous political setbacks of his reign, John II Casimir abdicated the throne and fled to France.
John III Sobieski and last military victories
King Michał Korybut Wiśniowiecki, a native Pole, was elected to replace John II Casimir in 1669. The Polish–Ottoman War (1672–76) broke out during his reign, which lasted until 1673, and continued under his successor, John III Sobieski (r. 1674–1696). Sobieski intended to pursue Baltic area expansion (and to this end he signed the secret Treaty of Jaworów with France in 1675), but was forced instead to fight protracted wars with the Ottoman Empire. By doing so, Sobieski briefly revived the Commonwealth's military might. He defeated the expanding Muslims at the Battle of Khotyn in 1673 and decisively helped deliver Vienna from a Turkish onslaught at the Battle of Vienna in 1683. Sobieski's reign marked the last high point in the history of the Commonwealth: in the first half of the 18th century, Poland ceased to be an active player in international politics. The Treaty of Perpetual Peace (1686) with Russia was the final border settlement between the two countries before the First Partition of Poland in 1772.
The Commonwealth, subjected to almost constant warfare until 1720, suffered enormous population losses and massive damage to its economy and social structure. The government became ineffective in the wake of large-scale internal conflicts, corrupted legislative processes and manipulation by foreign interests. The nobility fell under the control of a handful of feuding magnate families with established territorial domains. The urban population and infrastructure fell into ruin, together with most peasant farms, whose inhabitants were subjected to increasingly extreme forms of serfdom. The development of science, culture and education came to a halt or regressed.
Saxon kings
The royal election of 1697 brought a ruler of the Saxon House of Wettin to the Polish throne: Augustus II the Strong (r. 1697–1733), who was able to assume the throne only by agreeing to convert to Roman Catholicism. He was succeeded by his son Augustus III (r. 1734–1763). The reigns of the Saxon kings (who were both simultaneously prince-electors of Saxony) were disrupted by competing candidates for the throne and witnessed further disintegration of the Commonwealth.
The Great Northern War of 1700–1721, a period seen by the contemporaries as a temporary eclipse, may have been the fatal blow that brought down the Polish political system. Stanisław Leszczyński was installed as king in 1704 under Swedish protection, but lasted only a few years. The Silent Sejm of 1717 marked the beginning of the Commonwealth's existence as a Russian protectorate: the Tsardom would guarantee the reform-impeding Golden Liberty of the nobility from that time on in order to cement the Commonwealth's weak central authority and a state of perpetual political impotence. In a resounding break with traditions of religious tolerance, Protestants were executed during the Tumult of Thorn in 1724. In 1732, Russia, Austria and Prussia, Poland's three increasingly powerful and scheming neighbors, entered into the secret Treaty of the Three Black Eagles with the intention of controlling the future royal succession in the Commonwealth. The War of the Polish Succession was fought in 1733–1735 to assist Leszczyński in assuming the throne of Poland for a second time. Amidst considerable foreign involvement, his efforts were unsuccessful. The Kingdom of Prussia became a strong regional power and succeeded in wresting the historically Polish province of Silesia from the Habsburg Monarchy in the Silesian Wars; it thus constituted an ever-greater threat to Poland's security.
The personal union between the Commonwealth and the Electorate of Saxony did give rise to the emergence of a reform movement in the Commonwealth and the beginnings of the Polish Enlightenment culture, the major positive developments of this era. The first Polish public library was the Załuski Library in Warsaw, opened to the public in 1747.
Reforms and loss of statehood (1764–1795)
Czartoryski reforms and Stanisław August Poniatowski
During the later part of the 18th century, fundamental internal reforms were attempted in the Polish–Lithuanian Commonwealth as it slid into extinction. The reform activity, initially promoted by the magnate Czartoryski family faction known as the Familia, provoked a hostile reaction and military response from neighboring powers, but it did create conditions that fostered economic improvement. The most populous urban center, the capital city of Warsaw, replaced Danzig (Gdańsk) as the leading trade center, and the importance of the more prosperous urban social classes increased. The last decades of the independent Commonwealth's existence were characterized by aggressive reform movements and far-reaching progress in the areas of education, intellectual life, art and the evolution of the social and political system.
The royal election of 1764 resulted in the elevation of Stanisław August Poniatowski, a refined and worldly aristocrat connected to the Czartoryski family, but hand-picked and imposed by Empress Catherine the Great of Russia, who expected him to be her obedient follower. Stanisław August ruled the Polish–Lithuanian state until its dissolution in 1795. The king spent his reign torn between his desire to implement reforms necessary to save the failing state and the perceived necessity of remaining in a subordinate relationship to his Russian sponsors.
The Bar Confederation (1768–1772) was a rebellion of nobles directed against Russia's influence in general and Stanisław August, who was seen as its representative, in particular. It was fought to preserve Poland's independence and the nobility's traditional interests. After several years, it was brought under control by forces loyal to the king and those of the Russian Empire.
Following the suppression of the Bar Confederation, parts of the Commonwealth were divided up among Prussia, Austria and Russia in 1772 at the instigation of Frederick the Great of Prussia, an action that became known as the First Partition of Poland: the outer provinces of the Commonwealth were seized by agreement among the country's three powerful neighbors and only a rump state remained. In 1773, the "Partition Sejm" ratified the partition under duress as a fait accompli. However, it also established the Commission of National Education, a pioneering in Europe education authority often called the world's first ministry of education.
The Great Sejm of 1788–1791 and the Constitution of 3 May 1791
The long-lasting session of parliament convened by King Stanisław August is known as the Great Sejm or Four-Year Sejm; it first met in 1788. Its landmark achievement was the passing of the Constitution of 3 May 1791, the first singular pronouncement of a supreme law of the state in modern Europe. A moderately reformist document condemned by detractors as sympathetic to the ideals of the French Revolution, it soon generated strong opposition from the conservative circles of the Commonwealth's upper nobility and from Empress Catherine of Russia, who was determined to prevent the rebirth of a strong Commonwealth. The nobility's Targowica Confederation, formed in Russian imperial capital of Saint Petersburg, appealed to Catherine for help, and in May 1792, the Russian army entered the territory of the Commonwealth. The Polish–Russian War of 1792, a defensive war fought by the forces of the Commonwealth against Russian invaders, ended when the Polish king, convinced of the futility of resistance, capitulated by joining the Targowica Confederation. The Russian-allied confederation took over the government, but Russia and Prussia in 1793 arranged for the Second Partition of Poland anyway. The partition left the country with a critically reduced territory that rendered it essentially incapable of an independent existence. The Commonwealth's Grodno Sejm of 1793, the last Sejm of the state's existence, was compelled to confirm the new partition.
The Kościuszko Uprising of 1794 and the end of Polish–Lithuanian state
Radicalized by recent events, Polish reformers (whether in exile or still resident in the reduced area remaining to the Commonwealth) were soon working on preparations for a national insurrection. Tadeusz Kościuszko, a popular general and a veteran of the American Revolution, was chosen as its leader. He returned from abroad and issued Kościuszko's proclamation in Kraków on March 24, 1794. It called for a national uprising under his supreme command. Kościuszko emancipated many peasants in order to enroll them as kosynierzy in his army, but the hard-fought insurrection, despite widespread national support, proved incapable of generating the foreign assistance necessary for its success. In the end, it was suppressed by the combined forces of Russia and Prussia, with Warsaw captured in November 1794 in the aftermath of the Battle of Praga.
In 1795, a Third Partition of Poland was undertaken by Russia, Prussia and Austria as a final division of territory that resulted in the effective dissolution of the Polish–Lithuanian Commonwealth. King Stanisław August Poniatowski was escorted to Grodno, forced to abdicate, and retired to Saint Petersburg. Tadeusz Kościuszko, initially imprisoned, was allowed to emigrate to the United States in 1796.
The response of the Polish leadership to the last partition is a matter of historical debate. Literary scholars found that the dominant emotion of the first decade was despair that produced a moral desert ruled by violence and treason. On the other hand, historians have looked for signs of resistance to foreign rule. Apart from those who went into exile, the nobility took oaths of loyalty to their new rulers and served as officers in their armies.
Partitioned Poland (1795–1918)
Armed resistance (1795–1864)
Napoleonic wars
Although no sovereign Polish state existed between 1795 and 1918, the idea of Polish independence was kept alive throughout the 19th century. There were a number of uprisings and other armed undertakings waged against the partitioning powers. Military efforts after the partitions were first based on the alliances of Polish émigrés with post-revolutionary France. Jan Henryk Dąbrowski's Polish Legions fought in French campaigns outside of Poland between 1797 and 1802 in hopes that their involvement and contribution would be rewarded with the liberation of their Polish homeland. The Polish national anthem, "Poland Is Not Yet Lost", or "Dąbrowski's Mazurka", was written in praise of his actions by Józef Wybicki in 1797.
The Duchy of Warsaw, a small, semi-independent Polish state, was created in 1807 by Napoleon in the wake of his defeat of Prussia and the signing of the Treaties of Tilsit with Emperor Alexander I of Russia. The Army of the Duchy of Warsaw, led by Józef Poniatowski, participated in numerous campaigns in alliance with France, including the successful Austro-Polish War of 1809, which, combined with the outcomes of other theaters of the War of the Fifth Coalition, resulted in an enlargement of the duchy's territory. The French invasion of Russia in 1812 and the German Campaign of 1813 saw the duchy's last military engagements. The Constitution of the Duchy of Warsaw abolished serfdom as a reflection of the ideals of the French Revolution, but it did not promote land reform.
The Congress of Vienna
After Napoleon's defeat, a new European order was established at the Congress of Vienna, which met in the years 1814 and 1815. Adam Jerzy Czartoryski, a former close associate of Emperor Alexander I, became the leading advocate for the Polish national cause. The Congress implemented a new partition scheme, which took into account some of the gains realized by the Poles during the Napoleonic period.
The Duchy of Warsaw was replaced in 1815 with a new Kingdom of Poland, unofficially known as Congress Poland. The residual Polish kingdom was joined to the Russian Empire in a personal union under the Russian tsar and it was allowed its own constitution and military. East of the kingdom, large areas of the former Polish–Lithuanian Commonwealth remained directly incorporated into the Russian Empire as the Western Krai. These territories, along with Congress Poland, are generally considered to form the Russian Partition. The Russian, Prussian, and Austrian "partitions" are informal names for the lands of the former Commonwealth, not actual units of administrative division of Polish–Lithuanian territories after partitions. The Prussian Partition included a portion separated as the Grand Duchy of Posen. Peasants under the Prussian administration were gradually enfranchised under the reforms of 1811 and 1823. The limited legal reforms in the Austrian Partition were overshadowed by its rural poverty. The Free City of Cracow was a tiny republic created by the Congress of Vienna under the joint supervision of the three partitioning powers. Despite the bleak from the standpoint of Polish patriots political situation, economic progress was made in the lands taken over by foreign powers because the period after the Congress of Vienna witnessed a significant development in the building of early industry.
Economic historians have made new estimates on GDP per capita, 1790–1910. They confirm the hypothesis of semi-peripheral development of Polish territories in the 19th century and the slow process of catching-up with the core economies.
The Uprising of November 1830
The increasingly repressive policies of the partitioning powers led to resistance movements in partitioned Poland, and in 1830 Polish patriots staged the November Uprising. This revolt developed into a full-scale war with Russia, but the leadership was taken over by Polish conservatives who were reluctant to challenge the empire and hostile to broadening the independence movement's social base through measures such as land reform. Despite the significant resources mobilized, a series of errors by several successive chief commanders appointed by the insurgent Polish National Government led to the defeat of its forces by the Russian army in 1831. Congress Poland lost its constitution and military, but formally remained a separate administrative unit within the Russian Empire.
After the defeat of the November Uprising, thousands of former Polish combatants and other activists emigrated to Western Europe. This phenomenon, known as the Great Emigration, soon dominated Polish political and intellectual life. Together with the leaders of the independence movement, the Polish community abroad included the greatest Polish literary and artistic minds, including the Romantic poets Adam Mickiewicz, Juliusz Słowacki, Cyprian Norwid, and the composer Frédéric Chopin. In occupied and repressed Poland, some sought progress through nonviolent activism focused on education and economy, known as organic work; others, in cooperation with the emigrant circles, organized conspiracies and prepared for the next armed insurrection.
Revolts of the era of the Spring of Nations
The planned national uprising failed to materialize because the authorities in the partitions found out about secret preparations. The Greater Poland uprising ended in a fiasco in early 1846. In the Kraków uprising of February 1846, patriotic action was combined with revolutionary demands, but the result was the incorporation of the Free City of Cracow into the Austrian Partition. The Austrian officials took advantage of peasant discontent and incited villagers against the noble-dominated insurgent units. This resulted in the Galician slaughter of 1846, a large-scale rebellion of serfs seeking relief from their post-feudal condition of mandatory labor as practiced in folwarks. The uprising freed many from bondage and hastened decisions that led to the abolition of Polish serfdom in the Austrian Empire in 1848. A new wave of Polish involvement in revolutionary movements soon took place in the partitions and in other parts of Europe in the context of the Spring of Nations revolutions of 1848 (e.g. Józef Bem's participation in the revolutions in Austria and Hungary). The 1848 German revolutions precipitated the Greater Poland uprising of 1848, in which peasants in the Prussian Partition, who were by then largely enfranchised, played a prominent role.
The Uprising of January 1863
As a matter of continuous policy, the Russian autocracy kept assailing Polish national core values of language, religion and culture. In consequence, despite the limited liberalization measures allowed in Congress Poland under the rule of Tsar Alexander II of Russia, a renewal of popular liberation activities took place in 1860–1861. During large-scale demonstrations in Warsaw, Russian forces inflicted numerous casualties on the civilian participants. The "Red", or left-wing faction of Polish activists, which promoted peasant enfranchisement and cooperated with Russian revolutionaries, became involved in immediate preparations for a national uprising. The "White", or right-wing faction, was inclined to cooperate with the Russian authorities and countered with partial reform proposals. In order to cripple the manpower potential of the Reds, Aleksander Wielopolski, the conservative leader of the government of Congress Poland, arranged for a partial selective conscription of young Poles for the Russian army in the years 1862 and 1863. This action hastened the outbreak of hostilities. The January Uprising, joined and led after the initial period by the Whites, was fought by partisan units against an overwhelmingly advantaged enemy. The uprising lasted from January 1863 to the spring of 1864, when Romuald Traugutt, the last supreme commander of the insurgency, was captured by the tsarist police.
On 2 March 1864, the Russian authority, compelled by the uprising to compete for the loyalty of Polish peasants, officially published an enfranchisement decree in Congress Poland along the lines of an earlier land reform proclamation of the insurgents. The act created the conditions necessary for the development of the capitalist system on central Polish lands. At the time when most Poles realized the futility of armed resistance without external support, the various sections of Polish society were undergoing deep and far-reaching evolution in the areas of social, economic and cultural development.
Formation of modern Polish society under foreign rule (1864–1914)
Repression and organic work
The failure of the January Uprising in Poland caused a major psychological trauma and became a historic watershed; indeed, it sparked the development of modern Polish nationalism. The Poles, subjected within the territories under the Russian and Prussian administrations to still stricter controls and increased persecution, sought to preserve their identity in non-violent ways. After the uprising, Congress Poland was downgraded in official usage from the "Kingdom of Poland" to the "Vistula Land" and was more fully integrated into Russia proper, but not entirely obliterated. The Russian and German languages were imposed in all public communication, and the Catholic Church was not spared from severe repression. Public education was increasingly subjected to Russification and Germanisation measures. Illiteracy was reduced, most effectively in the Prussian partition, but education in the Polish language was preserved mostly through unofficial efforts. The Prussian government pursued German colonization, including the purchase of Polish-owned land. On the other hand, the region of Galicia (western Ukraine and southern Poland) experienced a gradual relaxation of authoritarian policies and even a Polish cultural revival. Economically and socially backward, it was under the milder rule of the Austro-Hungarian Monarchy and from 1867 was increasingly allowed limited autonomy. Stańczycy, a conservative Polish pro-Austrian faction led by great land owners, dominated the Galician government. The Polish Academy of Learning (an academy of sciences) was founded in Kraków in 1872.
Social activities termed "organic work" consisted of self-help organizations that promoted economic advancement and work on improving the competitiveness of Polish-owned businesses, industrial, agricultural or other. New commercial methods of generating higher productivity were discussed and implemented through trade associations and special interest groups, while Polish banking and cooperative financial institutions made the necessary business loans available. The other major area of effort in organic work was educational and intellectual development of the common people. Many libraries and reading rooms were established in small towns and villages, and numerous printed periodicals manifested the growing interest in popular education. Scientific and educational societies were active in a number of cities. Such activities were most pronounced in the Prussian Partition.
Positivism in Poland replaced Romanticism as the leading intellectual, social and literary trend. It reflected the ideals and values of the emerging urban bourgeoisie. Around 1890, the urban classes gradually abandoned the positivist ideas and came under the influence of modern pan-European nationalism.
Economic development and social change
Under the partitioning powers, economic diversification and progress, including large-scale industrialisation, were introduced in the traditionally agrarian Polish lands, but this development turned out to be very uneven. Advanced agriculture was practiced in the Prussian Partition, except for Upper Silesia, where the coal-mining industry created a large labor force. The densest network of railroads was built in German-ruled western Poland. In Russian Congress Poland, a striking growth of industry, railways and towns took place, all against the background of an extensive, but less productive agriculture. The industrial initiative, capital and know-how were provided largely by entrepreneurs who were not ethnic Poles. Warsaw (a metallurgical center) and Łódź (a textiles center) grew rapidly, as did the total proportion of urban population, making the region the most economically advanced in the Russian Empire (industrial production exceeded agricultural production there by 1909). The coming of the railways spurred some industrial growth even in the vast Russian Partition territories outside of Congress Poland. The Austrian Partition was rural and poor, except for the industrialized Cieszyn Silesia area. Galician economic expansion after 1890 included oil extraction and resulted in the growth of Lemberg (Lwów, Lviv) and Kraków.
Economic and social changes involving land reform and industrialization, combined with the effects of foreign domination, altered the centuries-old social structure of Polish society. Among the newly emergent strata were wealthy industrialists and financiers, distinct from the traditional, but still critically important landed aristocracy. The intelligentsia, an educated, professional or business middle class, often originated from lower gentry, landless or alienated from their rural possessions, and from urban people. Many smaller agricultural enterprises based on serfdom did not survive the land reforms. The industrial proletariat, a new underprivileged class, was composed mainly of poor peasants or townspeople forced by deteriorating conditions to migrate and search for work in urban centers in their countries of origin or abroad. Millions of residents of the former Commonwealth of various ethnic groups worked or settled in Europe and in North and South America.
Social and economic changes were partial and gradual. The degree of industrialisation, relatively fast-paced in some areas, lagged behind the advanced regions of Western Europe. The three partitions developed different economies and were more economically integrated with their mother states than with each other. In the Prussian Partition, for example, agricultural production depended heavily on the German market, whereas the industrial sector of Congress Poland relied more on the Russian market.
Nationalism, socialism and other movements
In the 1870s–1890s, large-scale socialist, nationalist, agrarian and other political movements of great ideological fervor became established in partitioned Poland and Lithuania, along with corresponding political parties to promote them. Of the major parties, the socialist First Proletariat was founded in 1882, the Polish League (precursor of National Democracy) in 1887, the Polish Social Democratic Party of Galicia and Silesia in 1890, the Polish Socialist Party in 1892, the Marxist Social Democracy of the Kingdom of Poland and Lithuania in 1893, the agrarian People's Party of Galicia in 1895 and the Jewish socialist Bund in 1897. Christian democracy regional associations allied with the Catholic Church were also active; they united into the Polish Christian Democratic Party in 1919.
The main minority ethnic groups of the former Commonwealth, including Ukrainians, Lithuanians, Belarusians and Jews, were getting involved in their own national movements and plans, which met with disapproval on the part of those Polish independence activists who counted on an eventual rebirth of the Commonwealth or the rise of a Commonwealth-inspired federal structure (a political movement referred to as Prometheism).
Around the start of the 20th century, the Young Poland cultural movement, centered in Austrian Galicia, took advantage of a milieu conducive to liberal expression in that region and was the source of Poland's finest artistic and literary productions. In this same era, Marie Skłodowska Curie, a pioneer radiation scientist, performed her groundbreaking research in Paris.
The Revolution of 1905
The Revolution of 1905–1907 in Russian Poland, the result of many years of pent-up political frustrations and stifled national ambitions, was marked by political maneuvering, strikes and rebellion. The revolt was part of much broader disturbances throughout the Russian Empire associated with the general Revolution of 1905. In Poland, the principal revolutionary figures were Roman Dmowski and Józef Piłsudski. Dmowski was associated with the right-wing nationalist movement National Democracy, whereas Piłsudski was associated with the Polish Socialist Party. As the authorities re-established control within the Russian Empire, the revolt in Congress Poland, placed under martial law, withered as well, partially as a result of tsarist concessions in the areas of national and workers' rights, including Polish representation in the newly created Russian Duma. The collapse of the revolt in the Russian Partition, coupled with intensified Germanization in the Prussian Partition, left Austrian Galicia as the territory where Polish patriotic action was most likely to flourish.
In the Austrian Partition, Polish culture was openly cultivated, and in the Prussian Partition, there were high levels of education and living standards, but the Russian Partition remained of primary importance for the Polish nation and its aspirations. About 15.5 million Polish-speakers lived in the territories most densely populated by Poles: the western part of the Russian Partition, the Prussian Partition and the western Austrian Partition. Ethnically Polish settlement spread over a large area further to the east, including its greatest concentration in the Vilnius Region, amounted to only over 20% of that number.
Polish paramilitary organizations oriented toward independence, such as the Union of Active Struggle, were formed in 1908–1914, mainly in Galicia. The Poles were divided and their political parties fragmented on the eve of World War I, with Dmowski's National Democracy (pro-Entente) and Piłsudski's faction assuming opposing positions.
World War I and the issue of Poland's independence
The outbreak of World War I in the Polish lands offered Poles unexpected hopes for achieving independence as a result of the turbulence that engulfed the empires of the partitioning powers. All three of the monarchies that had benefited from the partition of Polish territories (Germany, Austria and Russia) were dissolved by the end of the war, and many of their territories were dispersed into new political units. At the start of the war, the Poles found themselves conscripted into the armies of the partitioning powers in a war that was not theirs. Furthermore, they were frequently forced to fight each other, since the armies of Germany and Austria were allied against Russia. Piłsudski's paramilitary units stationed in Galicia were turned into the Polish Legions in 1914 and as a part of the Austro-Hungarian Army fought on the Russian front until 1917, when the formation was disbanded. Piłsudski, who refused demands that his men fight under German command, was arrested and imprisoned by the Germans and became a heroic symbol of Polish nationalism.
Due to a series of German victories on the Eastern Front, the area of Congress Poland became occupied by the Central Powers of Germany and Austria; Warsaw was captured by the Germans on 5 August 1915. In the Act of 5th November 1916, a fresh incarnation of the Kingdom of Poland (Królestwo Regencyjne) was proclaimed by Germany and Austria on formerly Russian-controlled territories, within the German Mitteleuropa scheme. The sponsor states were never able to agree on a candidate to assume the throne, however; rather, it was governed in turn by German and Austrian governor-generals, a Provisional Council of State, and a Regency Council. This increasingly autonomous puppet state existed until November 1918, when it was replaced by the newly established Republic of Poland. The existence of this "kingdom" and its planned Polish army had a positive effect on the Polish national efforts on the Allied side, but in the Treaty of Brest-Litovsk of March 1918 the victorious in the east Germany imposed harsh conditions on defeated Russia and ignored Polish interests. Toward the end of the war, the German authorities engaged in massive, purposeful devastation of industrial and other economic potential of Polish lands in order to impoverish the country, a likely future competitor of Germany.
The independence of Poland had been campaigned for in Russia and in the West by Dmowski and in the West by Ignacy Jan Paderewski. Tsar Nicholas II of Russia, and then the leaders of the February Revolution and the October Revolution of 1917, installed governments who declared in turn their support for Polish independence. In 1917, France formed the Blue Army (placed under Józef Haller) that comprised about 70,000 Poles by the end of the war, including men captured from German and Austrian units and 20,000 volunteers from the United States. There was also a 30,000-men strong Polish anti-German army in Russia. Dmowski, operating from Paris as head of the Polish National Committee (KNP), became the spokesman for Polish nationalism in the Allied camp. On the initiative of Woodrow Wilson's Fourteen Points, Polish independence was officially endorsed by the Allies in June 1918.
In all, about two million Poles served in the war, counting both sides, and about 400–450,000 died. Much of the fighting on the Eastern Front took place in Poland, and civilian casualties and devastation were high.
The final push for independence of Poland took place on the ground in October–November 1918. Near the end of the war, Austro-Hungarian and German units were being disarmed, and the Austrian army's collapse freed Cieszyn and Kraków at the end of October. Lviv was then contested in the Polish–Ukrainian War of 1918–1919. Ignacy Daszyński headed the first short-lived independent Polish government in Lublin from 7 November, the leftist Provisional People's Government of the Republic of Poland, proclaimed as a democracy. Germany, now defeated, was forced by the Allies to stand down its large military forces in Poland. Overtaken by the German Revolution of 1918–1919 at home, the Germans released Piłsudski from prison. He arrived in Warsaw on 10 November and was granted extensive authority by the Regency Council; Piłsudski's authority was also recognized by the Lublin government. On 22 November, he became the temporary head of state. Piłsudski was held by many in high regard, but was resented by the right-wing National Democrats. The emerging Polish state was internally divided, heavily war-damaged and economically dysfunctional.
Second Polish Republic (1918–1939)
Securing national borders, war with Soviet Russia
After more than a century of foreign rule, Poland regained its independence at the end of World War I as one of the outcomes of the negotiations that took place at the Paris Peace Conference of 1919. The Treaty of Versailles that emerged from the conference set up an independent Polish nation with an outlet to the sea, but left some of its boundaries to be decided by plebiscites. The largely German-inhabited Free City of Danzig was granted a separate status that guaranteed its use as a port by Poland. In the end, the settlement of the German-Polish border turned out to be a prolonged and convoluted process. The dispute helped engender the Greater Poland Uprising of 1918–1919, the three Silesian uprisings of 1919–1921, the East Prussian plebiscite of 1920, the Upper Silesia plebiscite of 1921 and the 1922 Silesian Convention in Geneva.
Other boundaries were settled by war and subsequent treaties. A total of six border wars were fought in 1918–1921, including the Polish–Czechoslovak border conflicts over Cieszyn Silesia in January 1919.
As distressing as these border conflicts were, the Polish–Soviet War of 1919–1921 was the most important series of military actions of the era. Piłsudski had entertained far-reaching anti-Russian cooperative designs in Eastern Europe, and in 1919 the Polish forces pushed eastward into Lithuania, Belarus and Ukraine by taking advantage of the Russian preoccupation with a civil war, but they were soon confronted with the Soviet westward offensive of 1918–1919. Western Ukraine was already a theater of the Polish–Ukrainian War, which eliminated the proclaimed West Ukrainian People's Republic in July 1919. In the autumn of 1919, Piłsudski rejected urgent pleas from the former Entente powers to support Anton Denikin's White movement in its advance on Moscow. The Polish–Soviet War proper began with the Polish Kiev Offensive in April 1920. Allied with the Directorate of Ukraine of the Ukrainian People's Republic, the Polish armies had advanced past Vilnius, Minsk and Kiev by June. At that time, a massive Soviet counter-offensive pushed the Poles out of most of Ukraine. On the northern front, the Soviet army reached the outskirts of Warsaw in early August. A Soviet triumph and the quick end of Poland seemed inevitable. However, the Poles scored a stunning victory at the Battle of Warsaw (1920). Afterwards, more Polish military successes followed, and the Soviets had to pull back. They left swathes of territory populated largely by Belarusians or Ukrainians to Polish rule. The new eastern boundary was finalized by the Peace of Riga in March 1921.
The defeat of the Russian armies forced Vladimir Lenin and the Soviet leadership to postpone their strategic objective of linking up with the German and other European revolutionary leftist collaborators to spread communist revolution. Lenin also hoped for generating support for the Red Army in Poland, which failed to materialize.
Piłsudski's seizure of Vilnius in October 1920 (known as Żeligowski's Mutiny) was a nail in the coffin of the already poor Lithuania–Poland relations that had been strained by the Polish–Lithuanian War of 1919–1920; both states would remain hostile to one another for the remainder of the interwar period. Piłsudski's concept of Intermarium (an East European federation of states inspired by the tradition of the multiethnic Polish–Lithuanian Commonwealth that would include a hypothetical multinational successor state to the Grand Duchy of Lithuania) had the fatal flaw of being incompatible with his assumption of Polish domination, which would amount to an encroachment on the neighboring peoples' lands and aspirations. At the time of rising national movements, the plan thus ceased being a feature of Poland's politics. A larger federated structure was also opposed by Dmowski's National Democrats. Their representative at the Peace of Riga talks, Stanisław Grabski, opted for leaving Minsk, Berdychiv, Kamianets-Podilskyi and the surrounding areas on the Soviet side of the border. The National Democrats did not want to assume the lands they considered politically undesirable, as such territorial enlargement would result in a reduced proportion of citizens who were ethnically Polish.
The Peace of Riga settled the eastern border by preserving for Poland a substantial portion of the old Commonwealth's eastern territories at the cost of partitioning the lands of the former Grand Duchy of Lithuania (Lithuania and Belarus) and Ukraine. The Ukrainians ended up with no state of their own and felt betrayed by the Riga arrangements; their resentment gave rise to extreme nationalism and anti-Polish hostility. The Kresy (or borderland) territories in the east won by 1921 would form the basis for a swap arranged and carried out by the Soviets in 1943–1945, who at that time compensated the re-emerging Polish state for the eastern lands lost to the Soviet Union with conquered areas of eastern Germany.
The successful outcome of the Polish–Soviet War gave Poland a false sense of its prowess as a self-sufficient military power and encouraged the government to try to resolve international problems through imposed unilateral solutions. The territorial and ethnic policies of the interwar period contributed to bad relations with most of Poland's neighbors and uneasy cooperation with more distant centers of power, especially France and Great Britain.
Democratic politics (1918–1926)
Among the chief difficulties faced by the government of the new Polish republic was the lack of an integrated infrastructure among the formerly separate partitions, a deficiency that disrupted industry, transportation, trade, and other areas.
The first Polish legislative election for the re-established Sejm (national parliament) took place in January 1919. A temporary Small Constitution was passed by the body the following month.
The rapidly growing population of Poland within its new boundaries was three-fourths agricultural and one-fourth urban; Polish was the primary language of only two thirds of the inhabitants of the new country. The minorities had very little voice in the government. The permanent March Constitution of Poland was adopted in March 1921. At the insistence of the National Democrats, who were concerned about how aggressively Józef Piłsudski might exercise presidential powers if he were elected to office, the constitution mandated limited prerogatives for the presidency.
The proclamation of the March Constitution was followed by a short and turbulent period of constitutional order and parliamentary democracy that lasted until 1926. The legislature remained fragmented, without stable majorities, and governments changed frequently. The open-minded Gabriel Narutowicz was elected president constitutionally (without a popular vote) by the National Assembly in 1922. However, members of the nationalist right-wing faction did not regard his elevation as legitimate. They viewed Narutowicz rather as a traitor whose election was pushed through by the votes of alien minorities. Narutowicz and his supporters were subjected to an intense harassment campaign, and the president was assassinated on 16 December 1922, after serving only five days in office.
Land reform measures were passed in 1919 and 1925 under pressure from an impoverished peasantry. They were partially implemented, but resulted in the parcellation of only 20% of the great agricultural estates. Poland endured numerous economic calamities and disruptions in the early 1920s, including waves of workers' strikes such as the 1923 Kraków riot. The German–Polish customs war, initiated by Germany in 1925, was one of the most damaging external factors that put a strain on Poland's economy. On the other hand, there were also signs of progress and stabilization, for example a critical reform of finances carried out by the competent government of Władysław Grabski, which lasted almost two years. Certain other achievements of the democratic period having to do with the management of governmental and civic institutions necessary to the functioning of the reunited state and nation were too easily overlooked. Lurking on the sidelines was a disgusted army officer corps unwilling to subject itself to civilian control, but ready to follow the retired Piłsudski, who was highly popular with Poles and just as dissatisfied with the Polish system of government as his former colleagues in the military.
Piłsudski's coup and the Sanation Era (1926–1935)
On 12 May 1926, Piłsudski staged the May Coup, a military overthrow of the civilian government mounted against President Stanisław Wojciechowski and the troops loyal to the legitimate government. Hundreds died in fratricidal fighting. Piłsudski was supported by several leftist factions who ensured the success of his coup by blocking the railway transportation of government forces. He also had the support of the conservative great landowners, a move that left the right-wing National Democrats as the only major social force opposed to the takeover.
Following the coup, the new regime initially respected many parliamentary formalities, but gradually tightened its control and abandoned pretenses. The Centrolew, a coalition of center-left parties, was formed in 1929, and in 1930 called for the "abolition of dictatorship". In 1930, the Sejm was dissolved and a number of opposition deputies were imprisoned at the Brest Fortress. Five thousand political opponents were arrested ahead of the Polish legislative election of 1930, which was rigged to award a majority of seats to the pro-regime Nonpartisan Bloc for Cooperation with the Government (BBWR).
The authoritarian Sanation regime ("sanation" meant to denote "healing") that Piłsudski led until his death in 1935 (and would remain in place until 1939) reflected the dictator's evolution from his center-left past to conservative alliances. Political institutions and parties were allowed to function, but the electoral process was manipulated and those not willing to cooperate submissively were subjected to repression. From 1930, persistent opponents of the regime, many of the leftist persuasion, were imprisoned and subjected to staged legal processes with harsh sentences, such as the Brest trials, or else detained in the Bereza Kartuska prison and similar camps for political prisoners. About three thousand were detained without trial at different times at the Bereza internment camp between 1934 and 1939. In 1936 for example, 369 activists were taken there, including 342 Polish communists. Rebellious peasants staged riots in 1932, 1933 and the 1937 peasant strike in Poland. Other civil disturbances were caused by striking industrial workers (e.g. events of the "Bloody Spring" of 1936), nationalist Ukrainians and the activists of the incipient Belarusian movement. All became targets of ruthless police-military pacification. Besides sponsoring political repression, the regime fostered Józef Piłsudski's cult of personality that had already existed long before he assumed dictatorial powers.
Piłsudski signed the Soviet–Polish Non-Aggression Pact in 1932 and the German–Polish declaration of non-aggression in 1934, but in 1933 he insisted that there was no threat from the East or West and said that Poland's politics were focused on becoming fully independent without serving foreign interests. He initiated the policy of maintaining an equal distance and an adjustable middle course regarding the two great neighbors, later continued by Józef Beck. Piłsudski kept personal control of the army, but it was poorly equipped, poorly trained and had poor preparations in place for possible future conflicts. His only war plan was a defensive war against a Soviet invasion. The slow modernization after Piłsudski's death fell far behind the progress made by Poland's neighbors and measures to protect the western border, discontinued by Piłsudski from 1926, were not undertaken until March 1939.
Sanation deputies in the Sejm used a parliamentary maneuver to abolish the democratic March Constitution and push through a more authoritarian April Constitution in 1935; it reduced the powers of the Sejm, which Piłsudski despised. The process and the resulting document were seen as illegitimate by the anti-Sanation opposition, but during World War II, the Polish government-in-exile recognized the April Constitution in order to uphold the legal continuity of the Polish state.
Between 1932 and 1933 Piłsudski and Beck initiated several incidents along the borders with Germany and Danzig, both to test whether Western powers would protect the Versailles arrangements (on which Polish security depended), and as preparation for a preventative war against Germany. At the same time they sent emissaries to London and Paris, looking for their support in stopping Germany's rearmament effort. An invasion to Danzig by Poland was scheduled for April 21, 1933, but the amassing of troops was discovered and the invasion was postponed. At the time an invasion by Poland would have posed a serious military threat to Germany, but with the British rejecting the idea (in favor of the Four-Power Pact), and with wavering support from the French, the Poles had eventually reneged on the idea of invasion. Between 1933 and 1934 Germany would increase its armament expenditures by 68%, and by January 1934 the two powers would sign a ten-year non-aggression pact.
When Marshal Piłsudski died in 1935, he retained the support of dominant sections of Polish society even though he never risked testing his popularity in an honest election. His regime was dictatorial, but at that time only Czechoslovakia remained democratic in all of the regions neighboring Poland. Historians have taken widely divergent views of the meaning and consequences of the coup Piłsudski perpetrated and his personal rule that followed.
Social and economic trends of the interwar period
Independence stimulated the development of Polish culture in the Interbellum and intellectual achievement was high. Warsaw, whose population almost doubled between World War I and World War II, was a restless, burgeoning metropolis. It outpaced Kraków, Lwów and Wilno, the other major population centers of the country.
Mainstream Polish society was not affected by the repressions of the Sanation authorities overall; many Poles enjoyed relative stability, and the economy improved markedly between 1926 and 1929, only to become caught up in the global Great Depression. After 1929, the country's industrial production and gross national income slumped by about 50%.
The Great Depression brought low prices for farmers and unemployment for workers. Social tensions increased, including rising antisemitism. A major economic transformation and multi-year state plan to achieve national industrial development, as embodied in the Central Industrial Region initiative launched in 1936, was led by Minister Eugeniusz Kwiatkowski. Motivated primarily by the need for a native arms industry, the initiative was in progress at the time of the outbreak of World War II. Kwiatkowski was also the main architect of the earlier Gdynia seaport project.
The prevalent in political circles nationalism was fueled by the large size of Poland's minority populations and their separate agendas. According to the language criterion of the Polish census of 1931, the Poles constituted 69% of the population, Ukrainians 15%, Jews (defined as speakers of the Yiddish language) 8.5%, Belarusians 4.7%, Germans 2.2%, Lithuanians 0.25%, Russians 0.25% and Czechs 0.09%, with some geographical areas dominated by a particular minority. In time, the ethnic conflicts intensified, and the Polish state grew less tolerant of the interests of its national minorities. In interwar Poland, compulsory free general education substantially reduced illiteracy rates, but discrimination was practiced in a way that resulted in a dramatic decrease in the number of Ukrainian language schools and official restrictions on Jewish attendance at selected schools in the late 1930s.
The population grew steadily, reaching 35 million in 1939. However, the overall economic situation in the interwar period was one of stagnation. There was little money for investment inside Poland, and few foreigners were interested in investing there. Total industrial production barely increased between 1913 and 1939 (within the area delimited by the 1939 borders), but because of population growth (from 26.3 million in 1919 to 34.8 million in 1939), the per capita output actually decreased by 18%.
Conditions in the predominant agricultural sector kept deteriorating between 1929 and 1939, which resulted in rural unrest and a progressive radicalization of the Polish peasant movement that became increasingly inclined toward militant anti-state activities. It was firmly repressed by the authorities. According to Norman Davies, the failures of the Sanation regime (combined with the objective economic realities) caused a radicalization of the Polish masses by the end of the 1930s, but he warns against drawing parallels with the incomparably more repressive regimes of Nazi Germany or the Stalinist Soviet Union.
Final Sanation years (1935–1939)
After Piłsudski's death in 1935, Poland was governed until (and initially during) the German invasion of 1939 by old allies and subordinates known as "Piłsudski's colonels". They had neither the vision nor the resources to cope with the perilous situation facing Poland in the late 1930s. The colonels had gradually assumed greater powers during Piłsudski's life by manipulating the ailing marshal behind the scenes. Eventually they achieved an overt politicization of the army that did nothing to help prepare the country for war.
Foreign policy was the responsibility of Józef Beck, under whom Polish diplomacy attempted balanced approaches toward Germany and the Soviet Union, unfortunately without success, on the basis of a flawed understanding of the European geopolitics of his day. Beck had numerous foreign policy schemes and harbored illusions of Poland's status as a great power. He alienated most of Poland's neighbors, but is not blamed by historians for the ultimate failure of relations with Germany. The principal events of his tenure were concentrated in its last two years. In the case of the 1938 Polish ultimatum to Lithuania, the Polish action nearly resulted in a German takeover of southwest Lithuania, the Klaipėda Region (Memel Territory), which had a largely German population. Also in 1938, the Polish government opportunistically undertook a hostile action against the Czechoslovak state as weakened by the Munich Agreement and annexed a small piece of territory on its borders. In this case, Beck's understanding of the consequences of the Polish military move turned out to be completely mistaken, because in the end the German occupation of Czechoslovakia markedly weakened Poland's own position. Furthermore, Beck erroneously believed that Nazi-Soviet ideological contradictions would preclude their cooperation.
At home, increasingly alienated and suppressed minorities threatened unrest and violence. Extreme nationalist circles such as the National Radical Camp grew more outspoken. One of the groups, the Camp of National Unity, combined many nationalists with Sanation supporters and was connected to the new strongman, Marshal Edward Rydz-Śmigły, whose faction of the Sanation ruling movement was increasingly nationalistic.
In the late 1930s, the exile bloc Front Morges united several major Polish anti-Sanation figures, including Ignacy Paderewski, Władysław Sikorski, Wincenty Witos, Wojciech Korfanty and Józef Haller. It gained little influence inside Poland, but its spirit soon reappeared during World War II, within the Polish government-in-exile.
In October 1938, Joachim von Ribbentrop first proposed German-Polish territorial adjustments and Poland's participation in the Anti-Comintern Pact against the Soviet Union. The status of the Free City of Danzig was one of the key bones of contention. Approached by Ribbentrop again in March 1939, the Polish government expressed willingness to address issues causing German concern, but effectively rejected Germany's stated demands and thus refused to allow Poland to be turned by Adolf Hitler into a German puppet state. Hitler, incensed by the British and French declarations of support for Poland, abrogated the German–Polish declaration of non-aggression in late April 1939.
To protect itself from an increasingly aggressive Nazi Germany, already responsible for the annexations of Austria (in the Anschluss of 1938), Czechoslovakia (in 1939) and a part of Lithuania after the 1939 German ultimatum to Lithuania, Poland entered into a military alliance with Britain and France (the 1939 Anglo-Polish military alliance and the Franco-Polish alliance (1921), as updated in 1939). However, the two Western powers were defense-oriented and not in a strong position, either geographically or in terms of resources, to assist Poland. Attempts were therefore made by them to induce Soviet-Polish cooperation, which they viewed as the only militarily viable arrangement.
Diplomatic manoeuvers continued in the spring and summer of 1939, but in their final attempts, the Franco-British talks with the Soviets in Moscow on forming an anti-Nazi defensive military alliance failed. Warsaw's refusal to allow the Red Army to operate on Polish territory doomed the Western efforts. The final contentious Allied-Soviet exchanges took place on 21 and 23 August 1939. The regime of Joseph Stalin was the target of an intense German counter-initiative and was concurrently involved in increasingly effective negotiations with Hitler's agents. On 23 August, an outcome contrary to the exertions of the Allies became a reality: in Moscow, Germany and the Soviet Union hurriedly signed the Molotov–Ribbentrop Pact, which secretly provided for the dismemberment of Poland into Nazi- and Soviet-controlled zones.
World War II
Invasions and resistance
On 1 September 1939, Hitler ordered an invasion of Poland, the opening event of World War II. Poland had signed an Anglo-Polish military alliance as recently as the 25th of August, and had long been in alliance with France. The two Western powers soon declared war on Germany, but they remained largely inactive (the period early in the conflict became known as the Phoney War) and extended no aid to the attacked country. The technically and numerically superior Wehrmacht formations rapidly advanced eastwards and engaged massively in the murder of Polish civilians over the entire occupied territory. On 17 September, a Soviet invasion of Poland began. The Soviet Union quickly occupied most of the areas of eastern Poland that were inhabited by a significant Ukrainian and Belarusian minority. The two invading powers divided up the country as they had agreed in the secret provisions of the Molotov–Ribbentrop Pact. Poland's top government officials and military high command fled the war zone and arrived at the Romanian Bridgehead in mid-September. After the Soviet entry they sought refuge in Romania.
Among the military operations in which Poles held out the longest (until late September or early October) were the Siege of Warsaw, the Battle of Hel and the resistance of the Independent Operational Group Polesie. Warsaw fell on 27 September after a heavy German bombardment that killed tens of thousands civilians and soldiers. Poland was ultimately partitioned between Germany and the Soviet Union according to the terms of the German–Soviet Frontier Treaty signed by the two powers in Moscow on 29 September.
Gerhard Weinberg has argued that the most significant Polish contribution to World War II was sharing its code-breaking results. This allowed the British to perform the cryptanalysis of the Enigma and decipher the main German military code, which gave the Allies a major advantage in the conflict. As regards actual military campaigns, some Polish historians have argued that simply resisting the initial invasion of Poland was the country's greatest contribution to the victory over Nazi Germany, despite its defeat. The Polish Army of nearly one million men significantly delayed the start of the Battle of France, planned by the Germans for 1939. When the Nazi offensive in the West did happen, the delay caused it to be less effective, a possibly crucial factor in the victory of the Battle of Britain.
After Germany invaded the Soviet Union as part of its Operation Barbarossa in June 1941, the whole of pre-war Poland was overrun and occupied by German troops.
German-occupied Poland was divided from 1939 into two regions: Polish areas annexed by Nazi Germany directly into the German Reich and areas ruled under a so-called General Government of occupation. The Poles formed an underground resistance movement and a Polish government-in-exile that operated first in Paris, then, from July 1940, in London. Polish-Soviet diplomatic relations, broken since September 1939, were resumed in July 1941 under the Sikorski–Mayski agreement, which facilitated the formation of a Polish army (the Anders' Army) in the Soviet Union. In November 1941, Prime Minister Sikorski flew to the Soviet Union to negotiate with Stalin on its role on the Soviet-German front, but the British wanted the Polish soldiers in the Middle East. Stalin agreed, and the army was evacuated there.
The organizations forming the Polish Underground State that functioned in Poland throughout the war were loyal to and formally under the Polish government-in-exile, acting through its Government Delegation for Poland. During World War II, hundreds of thousands of Poles joined the underground Polish Home Army (Armia Krajowa), a part of the Polish Armed Forces of the government-in-exile. About 200,000 Poles fought on the Western Front in the Polish Armed Forces in the West loyal to the government-in-exile, and about 300,000 in the Polish Armed Forces in the East under the Soviet command on the Eastern Front. The pro-Soviet resistance movement in Poland, led by the Polish Workers' Party, was active from 1941. It was opposed by the gradually forming extreme nationalistic National Armed Forces.
Beginning in late 1939, hundreds of thousands of Poles from the Soviet-occupied areas were deported and taken east. Of the upper-ranking military personnel and others deemed uncooperative or potentially harmful by the Soviets, about 22,000 were secretly executed by them at the Katyn massacre. In April 1943, the Soviet Union broke off deteriorating relations with the Polish government-in-exile after the German military announced the discovery of mass graves containing murdered Polish army officers. The Soviets claimed that the Poles committed a hostile act by requesting that the Red Cross investigate these reports.
From 1941, the implementation of the Nazi Final Solution began, and the Holocaust in Poland proceeded with force. Warsaw was the scene of the Warsaw Ghetto Uprising in April–May 1943, triggered by the liquidation of the Warsaw Ghetto by German SS units. The elimination of Jewish ghettos in German-occupied Poland took place in many cities. As the Jewish people were being removed to be exterminated, uprisings were waged against impossible odds by the Jewish Combat Organization and other desperate Jewish insurgents.
Soviet advance 1944–1945, Warsaw Uprising
At a time of increasing cooperation between the Western Allies and the Soviet Union in the wake of the Nazi invasion of 1941, the influence of the Polish government-in-exile was seriously diminished by the death of Prime Minister Władysław Sikorski, its most capable leader, in a plane crash on 4 July 1943. Around that time, Polish-communist civilian and military organizations opposed to the government, led by Wanda Wasilewska and supported by Stalin, were formed in the Soviet Union.
In July 1944, the Soviet Red Army and Soviet-controlled Polish People's Army entered the territory of future postwar Poland. In protracted fighting in 1944 and 1945, the Soviets and their Polish allies defeated and expelled the German army from Poland at a cost of over 600,000 Soviet soldiers lost.
The greatest single undertaking of the Polish resistance movement in World War II and a major political event was the Warsaw Uprising that began on 1 August 1944. The uprising, in which most of the city's population participated, was instigated by the underground Home Army and approved by the Polish government-in-exile in an attempt to establish a non-communist Polish administration ahead of the arrival of the Red Army. The uprising was originally planned as a short-lived armed demonstration in expectation that the Soviet forces approaching Warsaw would assist in any battle to take the city. The Soviets had never agreed to an intervention, however, and they halted their advance at the Vistula River. The Germans used the opportunity to carry out a brutal suppression of the forces of the pro-Western Polish underground.
The bitterly fought uprising lasted for two months and resulted in the death or expulsion from the city of hundreds of thousands of civilians. After the defeated Poles surrendered on 2 October, the Germans carried out a planned destruction of Warsaw on Hitler's orders that obliterated the remaining infrastructure of the city. The Polish First Army, fighting alongside the Soviet Red Army, entered a devastated Warsaw on 17 January 1945.
Allied conferences, Polish governments
From the time of the Tehran Conference in late 1943, there was broad agreement among the three Great Powers (the United States, the United Kingdom, and the Soviet Union) that the locations of the borders between Germany and Poland and between Poland and the Soviet Union would be fundamentally changed after the conclusion of World War II. Stalin's view that Poland should be moved far to the west was accepted by Polish communists, whose organizations included the Polish Workers' Party and the Union of Polish Patriots. The communist-led State National Council, a quasi-parliamentary body, was in existence in Warsaw from the beginning of 1944. In July 1944, a communist-controlled Polish Committee of National Liberation was established in Lublin, to nominally govern the areas liberated from German control. The move prompted protests from Prime Minister Stanisław Mikołajczyk and his Polish government-in-exile.
By the time of the Yalta Conference in February 1945, the communists had already established a Provisional Government of the Republic of Poland. The Soviet position at the conference was strong because of their decisive contribution to the war effort and as a result of their occupation of immense amounts of land in central and eastern Europe. The Great Powers gave assurances that the communist provisional government would be converted into an entity that would include democratic forces from within the country and active abroad, but the London-based government-in-exile was not mentioned. A Provisional Government of National Unity and subsequent democratic elections were the agreed stated goals. The disappointing results of these plans and the failure of the Western powers to ensure a strong participation of non-communists in the immediate post-war Polish government were seen by many Poles as a manifestation of Western betrayal.
War losses, extermination of Jews and Poles
A lack of accurate data makes it difficult to document numerically the extent of the human losses suffered by Polish citizens during World War II. Additionally, many assertions made in the past must be considered suspect due to flawed methodology and a desire to promote certain political agendas. The last available enumeration of ethnic Poles and the large ethnic minorities is the Polish census of 1931. Exact population figures for 1939 are therefore not known.
According to the United States Holocaust Memorial Museum, at least 3 million Polish Jews and at least 1.9 million non-Jewish Polish civilians were killed. According to the historians Brzoza and Sowa, about 2 million ethnic Poles were killed, but it is not known, even approximately, how many Polish citizens of other ethnicities perished, including Ukrainians, Belarusians, and Germans. Millions of Polish citizens were deported to Germany for forced labor or to German extermination camps such as Treblinka, Auschwitz and Sobibór. Nazi Germany intended to exterminate the Jews completely, in actions that have come to be described collectively as the Holocaust. The Poles were to be expelled from areas controlled by Nazi Germany through a process of resettlement that started in 1939. Such Nazi operations matured into a plan known as the Generalplan Ost that amounted to displacement, enslavement and partial extermination of the Slavic people and was expected to be completed within 15 years.
The majority of Poles remained indifferent to the Jewish plight, and neither assisted nor persecuted Jews. Of those who have helped rescue, shelter and protect Jews from the Nazi atrocity, Yad Vashem and the State of Israel have recognized 6,992 individuals as Righteous Among the Nations.
In an attempt to incapacitate Polish society, the Nazis and the Soviets executed tens of thousands of members of the intelligentsia and community leadership during events such as the German AB-Aktion in Poland, Operation Tannenberg and the Katyn massacre. Over 95% of the Jewish losses and 90% of the ethnic Polish losses were caused directly by Nazi Germany, whereas 5% of the ethnic Polish losses were caused by the Soviets and 5% by Ukrainian nationalists. The large-scale Jewish presence in Poland that had endured for centuries was rather quickly put to an end by the policies of extermination implemented by the Nazis during the war. Waves of displacement and emigration that took place both during and after the war removed from Poland a majority of the Jews who survived. Further significant Jewish emigration followed events such as the Polish October political thaw of 1956 and the 1968 Polish political crisis.
In 1940–1941, some 325,000 Polish citizens were deported by the Soviet regime. The number of Polish citizens who died at the hands of the Soviets is estimated at less than 100,000.
In 1943–1944, Ukrainian nationalists associated with the Organization of Ukrainian Nationalists (OUN) and the Ukrainian Insurgent Army perpetrated the Massacres of Poles in Volhynia and Eastern Galicia. Estimates of the number of Polish civilian victims vary greatly, from tens to hundreds of thousands.
Approximately 90% of Poland's war casualties were the victims of prisons, death camps, raids, executions, the annihilation of ghettos, epidemics, starvation, excessive work and ill treatment. The war left one million children orphaned and 590,000 persons disabled. The country lost 38% of its national assets (whereas Britain lost only 0.8%, and France only 1.5%). Nearly half of pre-war Poland was expropriated by the Soviet Union, including the two great cultural centers of Lwów and Wilno.
The policies of Nazi Germany have been judged after the war by the International Military Tribunal at the Nuremberg trials and Polish genocide trials to be aimed at extermination of Jews, Poles and Roma, and to have "all the characteristics of genocide in the biological meaning of this term".
Changing boundaries and population transfers
By the terms of the 1945 Potsdam Agreement signed by the three victorious Great Powers, the Soviet Union retained most of the territories captured as a result of the Molotov–Ribbentrop Pact of 1939, including western Ukraine and western Belarus, and gained others. Lithuania and the Königsberg area of East Prussia were officially incorporated into the Soviet Union, in the case of the former without the recognition of the Western powers.
Poland was compensated with the bulk of Silesia, including Breslau (Wrocław) and Grünberg (Zielona Góra), the bulk of Pomerania, including Stettin (Szczecin), and the greater southern portion of the former East Prussia, along with Danzig (Gdańsk), pending a final peace conference with Germany which eventually never took place.
Collectively referred to by the Polish authorities as the "Recovered Territories", they were included in the reconstituted Polish state. With Germany's defeat Poland was thus shifted west in relation to its prewar location, to the area between the Oder–Neisse and Curzon lines, which resulted in a country more compact and with much broader access to the sea. The Poles lost 70% of their pre-war oil capacity to the Soviets, but gained from the Germans a highly developed industrial base and infrastructure that made a diversified industrial economy possible for the first time in Polish history.
The flight and expulsion of Germans from what was eastern Germany prior to the war began before and during the Soviet conquest of those regions from the Nazis, and the process continued in the years immediately after the war.
8,030,000 Germans were evacuated, expelled, or migrated by 1950.
Early expulsions in Poland were undertaken by the Polish communist authorities even before the Potsdam Conference (the "wild expulsions" from June to mid July 1945, when the Polish military and militia expelled nearly all people from the districts immediately east of the Oder–Neisse line), to ensure the establishment of ethnically homogeneous Poland. About 1% (100,000) of the German civilian population east of the Oder–Neisse line perished in the fighting prior to the surrender in May 1945, and afterwards some 200,000 Germans in Poland were employed as forced labor prior to being expelled. Many Germans died in labor camps such as the Zgoda labour camp and the Potulice camp. Of those Germans who remained within the new borders of Poland, many later chose to emigrate to post-war Germany.
On the other hand, 1.5–2 million ethnic Poles moved or were expelled from the previously Polish areas annexed by the Soviet Union. The vast majority were resettled in the former German territories. At least one million Poles remained in what had become the Soviet Union, and at least half a million ended up in the West or elsewhere outside of Poland. However, contrary to the official declaration that the former German inhabitants of the Recovered Territories had to be removed quickly to house Poles displaced by the Soviet annexation, the Recovered Territories initially faced a severe population shortage.
Many exiled Poles could not return to the country for which they had fought because they belonged to political groups incompatible with the new communist regimes, or because they originated from areas of pre-war eastern Poland that were incorporated into the Soviet Union (see Polish population transfers (1944–1946)). Some were deterred from returning simply on the strength of warnings that anyone who had served in military units in the West would be endangered. Many Poles were pursued, arrested, tortured and imprisoned by the Soviet authorities for belonging to the Home Army or other formations (see Anti-communist resistance in Poland (1944–1946)), or were persecuted because they had fought on the Western front.
Territories on both sides of the new Polish-Ukrainian border were also "ethnically cleansed". Of the Ukrainians and Lemkos living in Poland within the new borders (about 700,000), close to 95% were forcibly moved to the Soviet Ukraine, or (in 1947) to the new territories in northern and western Poland under Operation Vistula. In Volhynia, 98% of the Polish pre-war population was either killed or expelled; in Eastern Galicia, the Polish population was reduced by 92%. According to Timothy D. Snyder, about 70,000 Poles and about 20,000 Ukrainians were killed in the ethnic violence that occurred in the 1940s, both during and after the war.
According to an estimate by historian Jan Grabowski, about 50,000 of the 250,000 Polish Jews who escaped the Nazis during the liquidation of ghettos survived without leaving Poland (the remainder perished). More were repatriated from the Soviet Union and elsewhere, and the February 1946 population census showed about 300,000 Jews within Poland's new borders. Of the surviving Jews, many chose to emigrate or felt compelled to because of the anti-Jewish violence in Poland.
Because of changing borders and the mass movements of people of various nationalities, the emerging communist Poland ended up with a mainly homogeneous, ethnically Polish population (97.6% according to the December 1950 census). The remaining members of ethnic minorities were not encouraged, by the authorities or by their neighbors, to emphasize their ethnic identities.
Polish People's Republic (1945–1989)
Post-war struggle for power
In response to the February 1945 Yalta Conference directives, a Polish Provisional Government of National Unity was formed in June 1945 under Soviet auspices; it was soon recognized by the United States and many other countries. The Soviet domination was apparent from the beginning, as prominent leaders of the Polish Underground State were brought to trial in Moscow (the "Trial of the Sixteen" of June 1945). In the immediate post-war years, the emerging communist rule was challenged by opposition groups, including militarily by the so-called "cursed soldiers", of whom thousands perished in armed confrontations or were pursued by the Ministry of Public Security and executed. Such guerillas often pinned their hopes on expectations of an imminent outbreak of World War III and defeat of the Soviet Union. The Polish right-wing insurgency faded after the amnesty of February 1947.
The Polish people's referendum of June 1946 was arranged by the communist Polish Workers' Party to legitimize its dominance in Polish politics and claim widespread support for the party's policies. Although the Yalta agreement called for free elections, the Polish legislative election of January 1947 was controlled by the communists. Some democratic and pro-Western elements, led by Stanisław Mikołajczyk, former prime minister-in-exile, participated in the Provisional Government and the 1947 elections, but were ultimately eliminated through electoral fraud, intimidation and violence. In times of severe political confrontation and radical economic change, members of Mikołajczyk's agrarian movement (the Polish People's Party) attempted to preserve the existing aspects of mixed economy and protect property and other rights. However, after the 1947 elections, the Government of National Unity ceased to exist and the communists moved towards abolishing the post-war partially pluralistic "people's democracy" and replacing it with a state socialist system. The communist-dominated front Democratic Bloc of the 1947 elections, turned into the Front of National Unity in 1952, became officially the source of governmental authority. The Polish government-in-exile, lacking international recognition, remained in continuous existence until 1990.
Under Stalinism (1948–1955)
The Polish People's Republic (Polska Rzeczpospolita Ludowa) was established under the rule of the communist Polish United Workers' Party (PZPR). The name change from the Polish Republic was not officially adopted, however, until the proclamation of the Constitution of the Polish People's Republic in 1952.
The ruling PZPR was formed by the forced amalgamation in December 1948 of the communist Polish Workers' Party (PPR) and the historically non-communist Polish Socialist Party (PPS). The PPR chief had been its wartime leader Władysław Gomułka, who in 1947 declared a "Polish road to socialism" as intended to curb, rather than eradicate, capitalist elements. In 1948 he was overruled, removed and imprisoned by Stalinist authorities. The PPS, re-established in 1944 by its left wing, had since been allied with the communists. The ruling communists, who in post-war Poland preferred to use the term "socialism" instead of "communism" to identify their ideological basis, needed to include the socialist junior partner to broaden their appeal, claim greater legitimacy and eliminate competition on the political Left. The socialists, who were losing their organization, were subjected to political pressure, ideological cleansing and purges in order to become suitable for unification on the terms of the PPR. The leading pro-communist leaders of the socialists were the prime ministers Edward Osóbka-Morawski and Józef Cyrankiewicz.
During the most oppressive phase of the Stalinist period (1948–1953), terror was justified in Poland as necessary to eliminate reactionary subversion. Many thousands of perceived opponents of the regime were arbitrarily tried and large numbers were executed. The People's Republic was led by discredited Soviet operatives such as Bolesław Bierut, Jakub Berman and Konstantin Rokossovsky. The independent Catholic Church in Poland was subjected to property confiscations and other curtailments from 1949, and in 1950 was pressured into signing an accord with the government. In 1953 and later, despite a partial thaw after the death of Stalin that year, the persecution of the Church intensified and its head, Cardinal Stefan Wyszyński, was detained. A key event in the persecution of the Polish Church was the Stalinist show trial of the Kraków Curia in January 1953.
In the Warsaw Pact, formed in 1955, the Polish Army was the second largest, after the Soviet Army.
Economic and social developments of the early communist era
In 1944, large agricultural holdings and former German property in Poland started to be redistributed through land reform, and industry started to be nationalized. Communist restructuring and the imposition of work-space rules encountered active worker opposition already in the years 1945–1947. The moderate Three-Year Plan of 1947–1949 continued with the rebuilding, socialization and socialist restructuring of the economy. It was followed by the Six-Year Plan of 1950–1955 for heavy industry. The rejection of the Marshall Plan in 1947 made aspirations for catching up with West European standards of living unrealistic.
The government's highest economic priority was the development of heavy industry useful to the military. State-run or controlled institutions common in all the socialist countries of eastern Europe were imposed on Poland, including collective farms and worker cooperatives. The latter were dismantled in the late 1940s as not socialist enough, although they were later re-established; even small-scale private enterprises were eradicated. Stalinism introduced heavy political and ideological propaganda and indoctrination in social life, culture and education.
Great strides were made, however, in the areas of employment (which became nearly full), universal public education (which nearly eradicated adult illiteracy), health care and recreational amenities. Many historic sites, including the central districts of Warsaw and Gdańsk, both devastated during the war, were rebuilt at great cost.
The communist industrialization program led to increased urbanization and educational and career opportunities for the intended beneficiaries of the social transformation, along the lines of the peasants-workers-working intelligentsia paradigm. The most significant improvement was accomplished in the lives of Polish peasants, many of whom were able to leave their impoverished and overcrowded village communities for better conditions in urban centers. Those who stayed behind took advantage of the implementation of the 1944 land reform decree of the Polish Committee of National Liberation, which terminated the antiquated but widespread parafeudal socioeconomic relations in Poland. The Stalinist attempts at establishing collective farms generally failed. Due to urbanization, the national percentage of the rural population decreased in communist Poland by about 50%. A majority of Poland's residents of cities and towns still live in apartment blocks built during the communist era, in part to accommodate migrants from rural areas.
The Thaw and Gomułka's Polish October (1955–1958)
In March 1956, after the 20th Congress of the Communist Party of the Soviet Union in Moscow ushered in de-Stalinization, Edward Ochab was chosen to replace the deceased Bolesław Bierut as first secretary of the Polish United Workers' Party. As a result, Poland was rapidly overtaken by social restlessness and reformist undertakings; thousands of political prisoners were released and many people previously persecuted were officially rehabilitated. Worker riots in Poznań in June 1956 were violently suppressed, but they gave rise to the formation of a reformist current within the communist party.
Amidst the continuing social and national upheaval, a further shakeup took place in the party leadership as part of what is known as the Polish October of 1956. While retaining most traditional communist economic and social aims, the regime led by Władysław Gomułka, the new first secretary of the PZPR, liberalized internal life in Poland. The dependence on the Soviet Union was somewhat mollified, and the state's relationships with the Church and Catholic lay activists were put on a new footing. A repatriation agreement with the Soviet Union allowed the repatriation of hundreds of thousands of Poles who were still in Soviet hands, including many former political prisoners. Collectivization efforts were abandoned—agricultural land, unlike in other Comecon countries, remained for the most part in the private ownership of farming families. State-mandated provisions of agricultural products at fixed, artificially low prices were reduced, and from 1972 eliminated.
The legislative election of 1957 was followed by several years of political stability that was accompanied by economic stagnation and curtailment of reforms and reformists. One of the last initiatives of the brief reform era was a nuclear weapons–free zone in Central Europe proposed in 1957 by Adam Rapacki, Poland's foreign minister.
Culture in the Polish People's Republic, to varying degrees linked to the intelligentsia's opposition to the authoritarian system, developed to a sophisticated level under Gomułka and his successors. The creative process was often compromised by state censorship, but significant works were created in fields such as literature, theater, cinema and music, among others. Journalism of veiled understanding and varieties of native and Western popular culture were well represented. Uncensored information and works generated by émigré circles were conveyed through a variety of channels. The Paris-based Kultura magazine developed a conceptual framework for dealing with the issues of borders and the neighbors of a future free Poland, but for ordinary Poles Radio Free Europe was of foremost importance.
Stagnation and crackdown (1958–1970)
One of the confirmations of the end of an era of greater tolerance was the expulsion from the communist party of several prominent "Marxist revisionists" in the 1960s.
In 1965, the Conference of Polish Bishops issued the Letter of Reconciliation of the Polish Bishops to the German Bishops, a gesture intended to heal bad mutual feelings left over from World War II. In 1966, the celebrations of the 1,000th anniversary of the Christianization of Poland led by Cardinal Stefan Wyszyński and other bishops turned into a huge demonstration of the power and popularity of the Catholic Church in Poland.
The post-1956 liberalizing trend, in decline for a number of years, was reversed in March 1968, when student demonstrations were suppressed during the 1968 Polish political crisis. Motivated in part by the Prague Spring movement, the Polish opposition leaders, intellectuals, academics and students used a historical-patriotic Dziady theater spectacle series in Warsaw (and its termination forced by the authorities) as a springboard for protests, which soon spread to other centers of higher education and turned nationwide. The authorities responded with a major crackdown on opposition activity, including the firing of faculty and the dismissal of students at universities and other institutions of learning. At the center of the controversy was also the small number of Catholic deputies in the Sejm (the Znak Association members) who attempted to defend the students.
In an official speech, Gomułka drew attention to the role of Jewish activists in the events taking place. This provided ammunition to a nationalistic and antisemitic communist party faction headed by Mieczysław Moczar that was opposed to Gomułka's leadership. Using the context of the military victory of Israel in the Six-Day War of 1967, some in the Polish communist leadership waged an antisemitic campaign against the remnants of the Jewish community in Poland. The targets of this campaign were accused of disloyalty and active sympathy with Israeli aggression. Branded "Zionists", they were scapegoated and blamed for the unrest in March 1968, which eventually led to the emigration of much of Poland's remaining Jewish population (about 15,000 Polish citizens left the country).
With the active support of the Gomułka regime, the Polish People's Army took part in the infamous Warsaw Pact invasion of Czechoslovakia in August 1968, after the Brezhnev Doctrine was informally announced.
In the final major achievement of Gomułka diplomacy, the governments of Poland and West Germany signed in December 1970 the Treaty of Warsaw, which normalized their relations and made possible meaningful cooperation in a number of areas of bilateral interest. In particular, West Germany recognized the post-World War II de facto border between Poland and East Germany.
Worker revolts, reforms of Gierek, the Polish pope and Solidarity (1970–1981)
Price increases for essential consumer goods triggered the Polish protests of 1970. In December, there were disturbances and strikes in the Baltic Sea port cities of Gdańsk, Gdynia, and Szczecin that reflected deep dissatisfaction with living and working conditions in the country. The activity was centered in the industrial shipyard areas of the three coastal cities. Dozens of protesting workers and bystanders were killed in police and military actions, generally under the authority of Gomułka and Minister of Defense Wojciech Jaruzelski. In the aftermath, Edward Gierek replaced Gomułka as first secretary of the communist party. The new regime was seen as more modern, friendly and pragmatic, and at first it enjoyed a degree of popular and foreign support.
To revitalize the economy, from 1971 the Gierek regime introduced wide-ranging reforms that involved large-scale foreign borrowing. These actions initially caused improved conditions for consumers, but in a few years the strategy backfired and the economy deteriorated. Another attempt to raise food prices resulted in the June 1976 protests. The Workers' Defence Committee (KOR), established in response to the crackdown that followed, consisted of dissident intellectuals determined to support industrial workers, farmers and students persecuted by the authorities. The opposition circles active in the late 1970s were emboldened by the Helsinki Conference processes.
In October 1978, the Archbishop of Kraków, Cardinal Karol Józef Wojtyła, became Pope John Paul II, head of the Catholic Church. Catholics and others rejoiced at the elevation of a Pole to the papacy and greeted his June 1979 visit to Poland with an outpouring of emotion.
Fueled by large infusions of Western credit, Poland's economic growth rate was one of the world's highest during the first half of the 1970s, but much of the borrowed capital was misspent, and the centrally planned economy was unable to use the new resources effectively. The 1973 oil crisis caused recession and high interest rates in the West, to which the Polish government had to respond with sharp domestic consumer price increases. The growing debt burden became insupportable in the late 1970s, and negative economic growth set in by 1979.
Around 1 July 1980, with the Polish foreign debt standing at more than $20 billion, the government made yet another attempt to increase meat prices. Workers responded with escalating work stoppages that culminated in the 1980 general strikes in Lublin. In mid-August, labor protests at the Gdańsk Shipyard gave rise to a chain reaction of strikes that virtually paralyzed the Baltic coast by the end of the month and, for the first time, closed most coal mines in Silesia. The Inter-Enterprise Strike Committee coordinated the strike action across hundreds of workplaces and formulated the 21 demands as the basis for negotiations with the authorities. The Strike Committee was sovereign in its decision-making, but was aided by a team of "expert" advisers that included the well-known dissidents Jacek Kuroń, Karol Modzelewski, Bronisław Geremek and Tadeusz Mazowiecki.
On 31 August 1980, representatives of workers at the Gdańsk Shipyard, led by an electrician and activist Lech Wałęsa, signed the Gdańsk Agreement with the government that ended their strike. Similar agreements were concluded in Szczecin (the Szczecin Agreement) and in Silesia. The key provision of these agreements was the guarantee of the workers' right to form independent trade unions and the right to strike. Following the successful resolution of the largest labor confrontation in communist Poland's history, nationwide union organizing movements swept the country.
Edward Gierek was blamed by the Soviets for not following their "fraternal" advice, not shoring up the communist party and the official trade unions and allowing "anti-socialist" forces to emerge. On 5 September 1980, Gierek was replaced by Stanisław Kania as first secretary of the PZPR.
Delegates of the emergent worker committees from all over Poland gathered in Gdańsk on 17 September and decided to form a single national union organization named "Solidarity".
While party–controlled courts took up the contentious issues of Solidarity's legal registration as a trade union (finalized by November 10), planning had already begun for the imposition of martial law. A parallel farmers' union was organized and strongly opposed by the regime, but Rural Solidarity was eventually registered (12 May 1981). In the meantime, a rapid deterioration of the authority of the communist party, disintegration of state power and escalation of demands and threats by the various Solidarity–affiliated groups were occurring. According to Kuroń, a "tremendous social democratization movement in all spheres" was taking place and could not be contained. Wałęsa had meetings with Kania, which brought no resolution to the impasse.
Following the Warsaw Pact summit in Moscow, the Soviet Union proceeded with a massive military build-up along Poland's border in December 1980, but during the summit Kania forcefully argued with Leonid Brezhnev and other allied communists leaders against the feasibility of an external military intervention, and no action was taken. The United States, under presidents Jimmy Carter and Ronald Reagan, repeatedly warned the Soviets about the consequences of a direct intervention, while discouraging an open insurrection in Poland and signaling to the Polish opposition that there would be no rescue by the NATO forces.
In February 1981, Defense Minister General Wojciech Jaruzelski assumed the position of prime minister. The Solidarity social revolt had thus far been free of any major use of force, but in March 1981 in Bydgoszcz three activists were beaten up by the secret police. In a nationwide "warning strike" the 9.5-million-strong Solidarity union was supported by the population at large, but a general strike was called off by Wałęsa after the 30 March settlement with the government. Both Solidarity and the communist party were badly split and the Soviets were losing patience. Kania was re-elected at the Party Congress in July, but the collapse of the economy continued and so did the general disorder.
At the first Solidarity National Congress in September–October 1981 in Gdańsk, Lech Wałęsa was elected national chairman of the union with 55% of the vote. An appeal was issued to the workers of the other East European countries, urging them to follow in the footsteps of Solidarity. To the Soviets, the gathering was an "anti-socialist and anti-Soviet orgy" and the Polish communist leaders, increasingly led by Jaruzelski and General Czesław Kiszczak, were ready to apply force.
In October 1981, Jaruzelski was named first secretary of the PZPR. The Plenum's vote was 180 to 4, and he kept his government posts. Jaruzelski asked parliament to ban strikes and allow him to exercise extraordinary powers, but when neither request was granted, he decided to proceed with his plans anyway.
The martial law, Jaruzelski's rule and the end of communism (1981–1989)
On 12–13 December 1981, the regime declared martial law in Poland, under which the army and the ZOMO special police forces were used to crush Solidarity. The Soviet leaders insisted that Jaruzelski pacifies the opposition with the forces at his disposal, without Soviet involvement. Almost all Solidarity leaders and many affiliated intellectuals were arrested or detained. Nine workers were killed in the Pacification of Wujek. The United States and other Western countries responded by imposing economic sanctions against Poland and the Soviet Union. Unrest in the country was subdued, but continued.
During martial law, Poland was ruled by the so-called Military Council of National Salvation. The open or semi-open opposition communications, as recently practiced, were replaced by underground publishing (known in the eastern bloc as Samizdat), and Solidarity was reduced to a few thousand underground activists.
Having achieved some semblance of stability, the Polish regime relaxed and then rescinded martial law over several stages. By December 1982 martial law was suspended and a small number of political prisoners, including Wałęsa, were released. Although martial law formally ended in July 1983 and a partial amnesty was enacted, several hundred political prisoners remained in jail. Jerzy Popiełuszko, a popular pro-Solidarity priest, was abducted and murdered by security functionaries in October 1984.
Further developments in Poland occurred concurrently with and were influenced by the reformist leadership of Mikhail Gorbachev in the Soviet Union (processes known as Glasnost and Perestroika). In September 1986, a general amnesty was declared and the government released nearly all political prisoners. However, the country lacked basic stability, as the regime's efforts to organize society from the top down had failed, while the opposition's attempts at creating an "alternate society" were also unsuccessful. With the economic crisis unresolved and societal institutions dysfunctional, both the ruling establishment and the opposition began looking for ways out of the stalemate. Facilitated by the indispensable mediation of the Catholic Church, exploratory contacts were established.
Student protests resumed in February 1988. Continuing economic decline led to strikes across the country in April, May and August. The Soviet Union, increasingly destabilized, was unwilling to apply military or other pressure to prop up allied regimes in trouble. The Polish government felt compelled to negotiate with the opposition and in September 1988 preliminary talks with Solidarity leaders ensued in Magdalenka. Numerous meetings that took place involved Wałęsa and General Kiszczak, among others. In November, the regime made a major public relations mistake by allowing a televised debate between Wałęsa and Alfred Miodowicz, chief of the All-Poland Alliance of Trade Unions, the official trade union organization. The fitful bargaining and intra-party squabbling led to the official Round Table Negotiations in 1989, followed by the Polish legislative election in June of that year, a watershed event marking the fall of communism in Poland.
Third Polish Republic (1989–today)
Systemic transition
The Polish Round Table Agreement of April 1989 called for local self-government, policies of job guarantees, legalization of independent trade unions and many wide-ranging reforms. The current Sejm promptly implemented the deal and agreed to National Assembly elections that were set for 4 June and 18 June. Only 35% of the seats in the Sejm (national legislature's lower house) and all of the Senate seats were freely contested; the remaining Sejm seats (65%) were guaranteed for the communists and their allies.
The failure of the communists at the polls (almost all of the contested seats were won by the opposition) resulted in a political crisis. The new April Novelization to the constitution called for re-establishment of the Polish presidency and on 19 July the National Assembly elected the communist leader, General Wojciech Jaruzelski, to that office. His election, seen at the time as politically necessary, was barely accomplished with tacit support from some Solidarity deputies, and the new president's position was not strong. Moreover, the unexpected definitiveness of the parliamentary election results created new political dynamics and attempts by the communists to form a government failed.
On 19 August, President Jaruzelski asked journalist and Solidarity activist Tadeusz Mazowiecki to form a government; on 12 September, the Sejm voted approval of Prime Minister Mazowiecki and his cabinet. Mazowiecki decided to leave the economic reform entirely in the hands of economic liberals led by the new Deputy Prime Minister Leszek Balcerowicz, who proceeded with the design and implementation of his "shock therapy" policy. For the first time in post-war history, Poland had a government led by non-communists, setting a precedent soon to be followed by other Eastern Bloc nations in a phenomenon known as the Revolutions of 1989. Mazowiecki's acceptance of the "thick line" formula meant that there would be no "witch-hunt", i.e., an absence of revenge seeking or exclusion from politics in regard to former communist officials.
In part because of the attempted indexation of wages, inflation reached 900% by the end of 1989, but was soon dealt with by means of radical methods. In December 1989, the Sejm approved the Balcerowicz Plan to transform the Polish economy rapidly from a centrally planned one to a free market economy. The Constitution of the Polish People's Republic was amended to eliminate references to the "leading role" of the communist party and the country was renamed the "Republic of Poland". The communist Polish United Workers' Party dissolved itself in January 1990. In its place, a new party, Social Democracy of the Republic of Poland, was created. "Territorial self-government", abolished in 1950, was legislated back in March 1990, to be led by locally elected officials; its fundamental unit was the administratively independent gmina.
In October 1990, the constitution was amended to curtail the term of President Jaruzelski. In November 1990, the German–Polish Border Treaty, with unified Germany, was signed.
In November 1990, Lech Wałęsa was elected president for a five-year term; in December, he became the first popularly elected president of Poland. Poland's first free parliamentary election was held in October 1991. 18 parties entered the new Sejm, but the largest representation received only 12% of the total vote.
Democratic constitution, NATO and European Union memberships
There were several post-Solidarity governments between the 1989 election and the 1993 election, after which the "post-communist" left-wing parties took over. In 1993, the formerly Soviet Northern Group of Forces, a vestige of past domination, left Poland.
In 1995, Aleksander Kwaśniewski of the Social Democratic Party was elected president and remained in that capacity for the next ten years (two terms).
In 1997, the new Constitution of Poland was finalized and approved in a referendum; it replaced the Small Constitution of 1992, an amended version of the communist constitution.
Poland joined NATO in 1999. Elements of the Polish Armed Forces have since participated in the Iraq War and the Afghanistan War. Poland joined the European Union as part of its enlargement in 2004. However, Poland has not adopted the euro as its currency and legal tender, but instead uses the Polish złoty.
In April 2010, Polish president Lech Kaczynski and dozens of the country's top political and military leaders died in the Smolensk air disaster.
After the election of the conservative Law and Justice party in 2015, the Polish government repeatedly clashed with EU institutions on the issue of judicial reform and was accused by the European Commission and the European Parliament of undermining "European Values" and eroding democratic standards. However, the Polish government headed by the Law and Justice party maintained that the reforms were necessary due to the prevalence of corruption within the Polish judiciary and the continued presence of holdover Communist era judges.
In October 2019, Poland's governing Law and Justice party (PiS) won parliamentary election, keeping its majority in the lower house. The second was centrist Civic Coalition (KO). The government of Prime Minister Mateusz Morawiecki continued. However, PiS leader Jaroslaw Kaczynski was considered the most powerful political figure in Poland although not a member of government. In July 2020, President Andrzej Duda, supported by PiS, was re-elected.
See also
Historia narodu polskiego
History of Europe
History of the Jews in Poland
List of Polish monarchs
List of heads of state of Poland
List of prime ministers of Poland
History of the Polish Army
Polish hussars
Politics of Poland
Notes
a.Piłsudski's family roots in the Polonized gentry of the Grand Duchy of Lithuania and the resulting perspective of seeing himself and people like him as legitimate Lithuanians put him in conflict with modern Lithuanian nationalists (who in Piłsudski's lifetime redefined the scope and meaning of the "Lithuanian" identity), and, by extension, with other nationalists including the Polish modern nationalist movement.
b.In 1938, Poland and Romania refused to agree to a Franco-British proposal that in the event of war with Nazi Germany, Soviet forces would be allowed to cross their territories to aid Czechoslovakia. The Polish ruling elites considered the Soviets in some ways more threatening than the Nazis.
The Soviet Union repeatedly declared intention to fulfill its obligations under the 1935 treaty with Czechoslovakia and defend Czechoslovakia militarily. A transfer of land and air forces through Poland and/or Romania was required and the Soviets approached about it the French, who also had a treaty with Czechoslovakia (and with Poland and with the Soviet Union). Edward Rydz-Śmigły rebuked the French suggestion on that matter in 1936, and in 1938 Józef Beck pressured Romania not to allow even Soviet warplanes to fly over its territory. Like Hungary, Poland was looking into using the German-Czechoslovak conflict to settle its own territorial grievances, namely disputes over parts of Zaolzie, Spiš and Orava.
c. In October 1939, the British Foreign Office notified the Soviets that the United Kingdom would be satisfied with a postwar creation of small ethnic Poland, patterned after the Duchy of Warsaw. An establishment of Poland restricted to "minimal size", according to ethnographic boundaries (such as the lands common to both the prewar Poland and postwar Poland), was planned by the Soviet People's Commissariat for Foreign Affairs in 1943–1944. Such territorial reduction was recommended by Ivan Maisky to Vyacheslav Molotov in early 1944, because of what Maisky saw as Poland's historically unfriendly disposition toward Russia and the Soviet Union, likely in some way to continue. Joseph Stalin opted for a larger version, allowing a "swap" (territorial compensation for Poland), which involved the eastern lands gained by Poland at the Peace of Riga of 1921 and now lost, and eastern Germany conquered from the Nazis in 1944–1945. In regard to the several major disputed areas: Lower Silesia west of the Oder and the Eastern Neisse rivers (the British wanted it to remain a part of the future German state), Stettin (in 1945 the German communists already established their administration there), "Zakerzonia" (western Red Ruthenia demanded by the Ukrainians), and the Białystok region (Białystok was claimed by the communists of the Byelorussian SSR), the Soviet leader made decisions that favored Poland.
Other territorial and ethnic scenarios were also possible, generally with possible outcomes less advantageous to Poland than the form the country assumed.
d.Timothy D. Snyder spoke of about 100,000 Jews killed by Poles during the Nazi occupation, the majority probably by members of the collaborationist Blue Police. This number would have likely been many times higher had Poland entered into an alliance with Germany in 1939, as advocated by some Polish historians and others.
e.Some may have falsely claimed the Jewish identity hoping for permission to emigrate. The communist authorities, pursuing the concept of Poland of single ethnicity (in accordance with the recent border changes and expulsions), were allowing the Jews to leave the country. For a discussion of early communist Poland's ethnic politics, see Timothy D. Snyder, The Reconstruction of Nations, chapters on modern "Ukrainian Borderland".
f.A Communist Party of Poland had existed in the past, but was eliminated in Stalin's purges in 1938.
g.The Soviet leadership, which had previously ordered the crushing of the Uprising of 1953 in East Germany, the Hungarian Revolution of 1956 and the Prague Spring in 1968, in late 1970 became worried about potential demoralizing effects that deployment against Polish workers would have on the Polish army, a crucial Warsaw Pact component. The Soviets withdrew their support for Gomułka, who insisted on the use of force; he and his close associates were subsequently ousted from the Polish Politburo by the Polish Central Committee.
h.East of the Molotov-Ribbentrop line, the population was 43% Polish, 33% Ukrainian, 8% Belarusian and 8% Jewish. The Soviet Union did not want to appear as an aggressor, and moved its troops to eastern Poland under the pretext of offering protection to "the kindred Ukrainian and Belorussian people".
i.Joseph Stalin at the 1943 Tehran Conference discussed with Winston Churchill and Franklin D. Roosevelt new post-war borders in central-eastern Europe, including the shape of a future Poland. He endorsed the Piast Concept, which justified a massive shift of Poland's frontiers to the west. Stalin resolved to secure and stabilize the western reaches of the Soviet Union and disable the future military potential of Germany by constructing a compact and ethnically defined Poland (along with the Soviet ethnic Ukraine, Belarus and Lithuania) and by radically altering the region's system of national borders. After 1945, the Polish communist regime wholeheartedly adopted and promoted the Piast Concept, making it the centerpiece of their claim to be the true inheritors of Polish nationalism. After all the killings and population transfers during and after the war, the country was 99% "Polish".
j."All the currently available documents of Nazi administration show that, together with the Jews, the stratum of the Polish intelligentsia was marked for total extermination. In fact, Nazi Germany achieved this goal almost by half, since Poland lost 50 percent of her citizens with university diplomas and 35 percent of those with a gimnazium diploma." According to Brzoza and Sowa, 450,000 of Polish citizens had completed higher, secondary, or trade school education by the outbreak of the war. 37.5% of people with higher education perished, 30% of those with general secondary education, and 53.3% of trade school graduates.
k.Decisive political events took place in Poland shortly before the Hungarian Revolution of 1956. Władysław Gomułka, a reformist party leader, was reinstated to the Politburo of the PZPR and the Eighth Plenum of its Central Committee was announced to convene on 19 October 1956, all without seeking a Soviet approval. The Soviet Union responded with military moves and intimidation and its "military-political delegation", led by Nikita Khrushchev, quickly arrived in Warsaw. Gomułka tried to convince them of his loyalty but insisted on the reforms that he considered essential, including a replacement of Poland's Soviet-trusted minister of defense, Konstantin Rokossovsky. The disconcerted Soviets returned to Moscow, the PZPR Plenum elected Gomułka first secretary and removed Rokossovsky from the Politburo. On 21 October, the Soviet Presidium followed Khrushchev's lead and decided unanimously to "refrain from military intervention" in Poland, a decision likely influenced also by the ongoing preparations for the invasion of Hungary. The Soviet gamble paid off, because Gomułka in the coming years turned out to be a very dependable Soviet ally and an orthodox communist.
However, unlike the other Warsaw Pact countries, Poland did not endorse the Soviet armed intervention in Hungary. The Hungarian Revolution was intensely supported by the Polish public.
l.The delayed reinforcements were coming and the government military commanders General Tadeusz Rozwadowski and Władysław Anders wanted to keep on fighting the coup perpetrators, but President Stanisław Wojciechowski and the government decided to surrender to prevent the imminent spread of civil war. The coup brought to power the "Sanation" regime under Józef Piłsudski (Edward Rydz-Śmigły after Piłsudski's death). The Sanation regime persecuted the opposition within the military and in general. Rozwadowski died after abusive imprisonment, according to some accounts murdered. Another major opponent of Piłsudski, General Włodzimierz Zagórski, disappeared in 1927. According to Aleksandra Piłsudska, the marshal's wife, following the coup and for the rest of his life Piłsudski lost his composure and appeared over-burdened.
At the time of Rydz-Śmigły's command, the Sanation camp embraced the ideology of Roman Dmowski, Piłsudski's nemesis. Rydz-Śmigły did not allow General Władysław Sikorski, an enemy of the Sanation movement, to participate as a soldier in the country's defense against the Invasion of Poland in September 1939. During World War II in France and then in Britain, the Polish government-in-exile became dominated by anti-Sanation politicians. The perceived Sanation followers were in turn persecuted (in exile) under prime ministers Sikorski and Stanisław Mikołajczyk.
m.General Zygmunt Berling of the Soviet-allied First Polish Army attempted in mid-September a crossing of the Vistula and landing at Czerniaków to aid the insurgents, but the operation was defeated by the Germans and the Poles suffered heavy losses.
n.The decision to launch the Warsaw Uprising resulted in the destruction of the city, its population and its elites and has been a source of lasting controversy. According to the historians Czesław Brzoza and Andrzej Leon Sowa, orders of further military offensives, issued at the end of August 1944 as a continuation of Operation Tempest, show a loss of the sense of responsibility for the country's fate on the part of the underground Polish leadership.
o.One of the party leaders Mieczysław Rakowski, who abandoned his mentor Gomułka following the 1970 crisis, saw the demands of the demonstrating workers as "exclusively socialist" in character, because of the way they were phrased. Most people in communist Poland, including opposition activists, did not question the supremacy of socialism or the socialist idea; misconduct by party officials, such as not following the provisions of the constitution, was blamed. From the time of Gierek, this assumed standard of political correctness was increasingly challenged: pluralism, and then free market, became frequently used concepts.
p.The Polish Sanation authorities were provoked by the independence-seeking Organization of Ukrainian Nationalists (OUN). OUN engaged in political assassinations, terror and sabotage, to which the Polish state responded with a repressive campaign in the 1930s, as Józef Piłsudski and his successors imposed collective responsibility on the villagers in the affected areas. After the disturbances of 1933 and 1934, the Bereza Kartuska prison camp was established; it became notorious for its brutal regime. The government brought Polish settlers and administrators to parts of Volhynia with a centuries-old tradition of Ukrainian peasant rising against Polish land owners (and to Eastern Galicia). In the late 1930s, after Piłsudski's death, military persecution intensified and a policy of "national assimilation" was aggressively pursued. Military raids, public beatings, property confiscations and the closing and destruction of Orthodox churches aroused lasting enmity in Galicia and antagonized Ukrainian society in Volhynia at the worst possible moment, according to Timothy D. Snyder. However, he also notes that "Ukrainian terrorism and Polish reprisals touched only part of the population, leaving vast regions unaffected" and "the OUN's nationalist prescription, a Ukrainian state for ethnic Ukrainians alone was far from popular". Halik Kochanski wrote of the legacy of bitterness between the Ukrainians and Poles that soon exploded in the context of World War II. See also: History of the Ukrainian minority in Poland.
q.In Poland, officials of central government (the provincial office of wojewoda) can overrule elected territorial and municipal local governments. However, in such cases wojewoda decisions have sometimes been invalidated by courts.
r.Foreign policy was one of the few governmental areas in which Piłsudski took an active interest. He saw Poland's role and opportunity as lying in Eastern Europe and advocated passive relations with the West. He felt that a German attack should not be feared, because even if this unlikely event were to take place, the Western powers would be bound to restrain Germany and come to Poland's rescue.
s.According to the researcher Jan Sowa, the Commonwealth failed as a state because it was not able to conform to the emerging new European order established at the Peace of Westphalia of 1648. Poland's elective kings, restricted by the self-serving and short-sighted nobility, could not impose a strong and efficient central government with its characteristic post-Westphalian internal and external sovereignty. The inability of Polish kings to levy and collect taxes (and therefore sustain a standing army) and conduct independent foreign policy were among the chief obstacles to Poland competing effectively on the changed European scene, where absolutist power was a prerequisite for survival and became the foundation for the abolition of serfdom and gradual formation of parliamentarism.
t.Besides the Home Army there were other major underground fighting formations: Bataliony Chłopskie, National Armed Forces (NSZ) and Gwardia Ludowa (later Armia Ludowa). From 1943, the leaders of the nationalistic NSZ collaborated with Nazi Germany in a case unique in occupied Poland. The NSZ conducted an anti-communist civil war. Before the arrival of the Soviets, the NSZ's Holy Cross Mountains Brigade left Poland under the protection of the German army. According to the historians Czesław Brzoza and Andrzej Leon Sowa, participation figures given for the underground resistance are often inflated. In the spring of 1944, the time of the most extensive involvement of the underground organizations, there were most likely considerably fewer than 500,000 military and civilian personnel participating, over the entire spectrum, from the right wing to the communists.
u.According to Jerzy Eisler, about 1.1 million people may have been imprisoned or detained in 1944–1956 and about 50,000 may have died because of the struggle and persecution, including about 7,000 soldiers of the right-wing underground killed in the 1940s. According to Adam Leszczyński, up to 30,000 people were killed by the communist regime during the first several years after the war.
v.According to Andrzej Stelmachowski, one of the key participants of the Polish systemic transformation, Minister Leszek Balcerowicz pursued extremely liberal economic policies, often extraordinarily painful for society. The December 1989 Sejm statute of credit relations reform introduced an "incredible" system of privileges for banks, which were allowed to unilaterally alter interest rates on already existing contracts. The exceedingly high rates they instantly introduced ruined many previously profitable enterprises and caused a complete breakdown of the apartment block construction industry, which had long-term deleterious effects on the state budget as well. Balcerowicz's policies also caused permanent damage to Polish agriculture, an area in which he lacked expertise, and to the often successful and useful Polish cooperative movement.
According to Karol Modzelewski, a dissident and critic of the economic transformation, in 1989 Solidarity no longer existed, having been in reality eliminated during the martial law period. What the "post-Solidarity elites" did in 1989 amounted to a betrayal of the old Solidarity base, and the retribution was only a matter of time.
w.Led by Władysław Anders, the Polish II Corps fought in 1944–1945 in the Allied Italian Campaign, where the corps' main engagement was the Battle of Monte Cassino.
x.The Piast Concept, of which the chief proponent was Jan Ludwik Popławski (late 19th century), was based on the claim that the Piast homeland was inhabited by so-called "native" aboriginal Slavs and Slavonic Poles since time immemorial and only later was "infiltrated" by "alien" Celts, Germanic peoples, and others. After 1945, the so-called "autochthonous" or "aboriginal" school of Polish prehistory received official backing and a considerable degree of popular support in Poland. According to this view, the Lusatian Culture, which flourished between the Oder and the Vistula in the early Iron Age, was said to be Slavonic; all non-Slavonic tribes and peoples recorded in the area at various points in ancient times were dismissed as "migrants" and "visitors". In contrast, the critics of this theory, such as Marija Gimbutas, regarded it as an unproved hypotheses and for them the date and origin of the westward migration of the Slavs were largely uncharted; the Slavonic connections of the Lusatian Culture were entirely imaginary; and the presence of an ethnically mixed and constantly changing collection of peoples on the North European Plain was taken for granted.
y.According to the count presented by Prime Minister and Internal Affairs Minister Felicjan Sławoj Składkowski before the Sejm committee in January 1938, 818 people were killed in police suppression of labor protests (industrial and agricultural) during the 1932–1937 period.
z.John II Casimir Vasa is known for his remarkable and accurate prediction of the Partitions of Poland, made over a century before the event's occurrence.
a1.According to war historian Ben Macintyre, "The Polish contribution to allied victory in the Second World War was extraordinary, perhaps even decisive, but for many years it was disgracefully played down, obscured by the politics of the Cold War."
b1.Piłsudski left the Polish Socialist Party in 1914 and severed his connections with the socialist movement, but many activists from the Left and of other political orientations presumed his continuing involvement there.
c1.Woodrow Wilson's Fourteen Points program was subsequently weakened by internal developments in the US, Britain, France, and Germany. In the last case, Poland was denied the city of Danzig on the Baltic coast.
d1.The government of Soviet Russia issued in August 1918 a decree strongly supportive of the independence of Poland, but at that time no Polish lands were under Russian control.
References
Citations
Works cited
Bibliography
More recent general history of Poland books in English
Biskupski, M. B. The History of Poland. Greenwood, 2000. 264 pp. online edition
Dabrowski, Patrice M. Poland: The First Thousand Years. Northern Illinois University Press, 2016. 506 pp.
Frucht, Richard. Encyclopedia of Eastern Europe: From the Congress of Vienna to the Fall of Communism Garland Pub., 2000 online edition
Halecki, Oskar. History of Poland, New York: Roy Publishers, 1942. New York: Barnes and Noble, 1993,
Kenney, Padraic. "After the Blank Spots Are Filled: Recent Perspectives on Modern Poland," Journal of Modern History Volume 79, Number 1, March 2007 pp 134–61, historiography
Kieniewicz, Stefan. History of Poland, Hippocrene Books, 1982,
Kloczowski, Jerzy. A History of Polish Christianity. Cambridge U. Pr., 2000. 385 pp.
Lerski, George J. Historical Dictionary of Poland, 966–1945. Greenwood, 1996. 750 pp. online edition
Leslie, R. F. et al. The History of Poland since 1863. Cambridge U. Press, 1980. 494 pp.
Lewinski-Corwin, Edward Henry. The Political History of Poland (1917), well-illustrated; 650pp online at books.google.com
Litwin Henryk, Central European Superpower, BUM , 2016.
Pogonowski, Iwo Cyprian. Poland: An Illustrated History, New York: Hippocrene Books, 2000,
Pogonowski, Iwo Cyprian. Poland: A Historical Atlas. Hippocrene, 1987. 321 pp.
Radzilowski, John. A Traveller's History of Poland, Northampton, Massachusetts: Interlink Books, 2007,
Reddaway, W. F., Penson, J. H., Halecki, O., and Dyboski, R. (Eds.). The Cambridge History of Poland, 2 vols., Cambridge: Cambridge University Press, 1941 (1697–1935), 1950 (to 1696). New York: Octagon Books, 1971 online edition vol 1 to 1696, old fashioned but highly detailed
Roos, Hans. A History of Modern Poland (1966)
Sanford, George. Historical Dictionary of Poland. Scarecrow Press, 2003. 291 pp.
Wróbel, Piotr. Historical Dictionary of Poland, 1945–1996. Greenwood, 1998. 397 pp.
Zamoyski, Adam. Poland: A History. Hippocrene Books, 2012. 426 pp.
Published in Poland
History of Poland, Aleksander Gieysztor et al. Warsaw: PWN, 1968
History of Poland, Stefan Kieniewicz et al. Warsaw: PWN, 1979
An Outline History of Poland, by Jerzy Topolski. Warsaw: Interpress Publishers, 1986,
An Illustrated History of Poland, by Dariusz Banaszak, Tomasz Biber, Maciej Leszczyński. Poznań: Publicat, 2008,
Poland: History of Poland, by Stanisław Kołodziejski, Roman Marcinek, Jakub Polit. Kraków: Wydawnictwo Ryszard Kluszczyński, 2005, 2009,
External links
Movie (on-line)
Animated history of Poland, (PARP, Expo 2010 Shanghai China)
Borders of Poland, A.D. 990–2008
Other
Looking at Poland's History Through the Prism of Art
History of Poland, in paintings
History of Poland on Historycy.org forum
History of Poland: Primary Documents
Commonwealth of Diverse Cultures: Poland's Heritage
"Poland, Christianity in" The New Schaff-Herzog Encyclopedia of Religious Knowledge (1910) vol 9 pp. 104–8
Maps
Poland and West-Slavs 800–950
Poland 990–1040
Poland 1040–1090
Poland 1090–1140
Poland 1140–1250
Poland 1250–1290
Poland 1290–1333
Poland 1333–1350
Poland 1350–1370
Poland 1773
Poland 2004 |
13806 | https://en.wikipedia.org/wiki/History%20of%20Malaysia | History of Malaysia | Malaysia is located on a strategic sea lane that exposes it to global trade and various cultures. Strictly, the name "Malaysia" is a modern concept, created in the second half of the 20th century. However, contemporary Malaysia regards the entire history of Malaya and Borneo, spanning thousands of years back to prehistoric times, as its own history, and as such, it is treated on this page.
An early western account of the area is seen in Ptolemy's book Geographia, which mentions a "Golden Khersonese," now identified as the Malay Peninsula. Hinduism and Buddhism from India and China dominated early regional history, reaching their peak during the reign of the Sumatra-based Srivijaya civilisation, whose influence extended through Sumatra, West Java, East Borneo and the Malay Peninsula from the 7th to the 13th centuries.
Although Muslims had passed through the Malay Peninsula as early as the 10th century, it was not until the 14th century that Islam first firmly established itself. The adoption of Islam in the 14th century saw the rise of several sultanates, the most prominent were the Sultanate of Malacca and the Sultanate of Brunei. Islam had a profound influence on the Malay people but has also been influenced by them. The Portuguese were the first European colonial powers to establish themselves on the Malay Peninsula and Southeast Asia, capturing Malacca in 1511, followed by the Dutch in 1641. However, it was the English who, after initially establishing bases at Jesselton, Kuching, Penang and Singapore, ultimately secured their hegemony across the territory that is now Malaysia. The Anglo-Dutch Treaty of 1824 defined the boundaries between British Malaya and the Dutch East Indies (which became Indonesia). On the other hand, the Anglo-Siamese Treaty of 1909 defined the boundaries between British Malaya and Siam (which became Thailand). The fourth phase of foreign influence was an immigration of Chinese and Indian workers to meet the needs created by the colonial economy in the Malay Peninsula and Borneo.
Japanese invasion during World War II ended British rule in Malaya. The subsequent occupation of Malaya, North Borneo and Sarawak from 1942 to 1945 unleashed a wave of nationalism. After the Japanese surrender from Malaya due to being defeated by the Allies, Malayan Union was established in 1946 by the British administration but following opposition by the ethnic Malays, the union was reorganized as the Federation of Malaya in 1948 as a protectorate state until 1957. In the Peninsula, the Malayan Communist Party took up arms against the British and the tension led to the declaration of emergency rule for 12 years from 1948 to 1960. A serious military response to the communist insurgency as well as the Baling Talks in 1955 led to the establishment of independence for Malaya on 31 August 1957 through diplomatic negotiation with the British. Tunku Abdul Rahman became the first Prime Minister of Malaysia. In 1960, the termination of emergency occurred as the communist threat decreased and their withdrawal to the borders between Malaya and Thailand.
On 16 September 1963, The Federation of Malaysia was formed following the merger of the Federation of Malaya, Singapore, Sarawak and North Borneo (Sabah). Approximately two years later, the Malaysian parliament passed a bill without the consent of signatories of the Malaysia Agreement 1963 to separate Singapore from the Federation. A confrontation with Indonesia occurred in the early-1960s. Race riots in 1969 brought to the imposition of emergency rule, the parliament suspension, the establishment of the National Operations Council (NOC), and the proclamation of Rukun Negara by NOC in 1970 which became the national philosophy in promoting unity among the citizens. New Economic Policy was also adopted in 1971 that was used until 1991 which sought to eradicate poverty and restructure society to eliminate the identification of race with economic function. This policy was continued with the National Development Policy from 1991 to 2000.
Since 1970, the Barisan Nasional coalition headed by United Malays National Organisation (UMNO) had governed Malaysia until its defeat in the 2018 Malaysian general election to Pakatan Harapan coalition.
In 2015, Malaysia's then-Prime Minister Najib Razak was accused of channelling over RM (approximately US$) into his personal bank accounts from 1Malaysia Development Berhad (1MDB), a government-run strategic development company masterminded by Low Taek Jho. Dismissal of charges triggered widespread outrage among Malaysians, with many calling for Najib Razak's resignation. Among Najib's critics was politician Mahathir Mohamad, who later defeated Najib in the 2018 general election and returned to power.
In February 2020, the recent political crisis in Malaysia started when the Pakatan Harapan coalition fell as BERSATU, BN, PAS, GPS, and GBS party members come together to form a government named Perikatan Nasional led by BERSATU leader Muhyiddin Yassin.
Prehistory
Stone hand-axes from early hominoids, probably Homo erectus, have been unearthed in Lenggong. They date back 1.83 million years, the oldest evidence of hominid habitation in Southeast Asia. The earliest evidence of modern human habitation in Malaysia is the 40,000-year-old skull excavated from the Niah Caves in today's Sarawak, nicknamed "Deep Skull". It was excavated from a deep trench uncovered by Barbara and Tom Harrisson (a British ethnologist) in 1958. this is also the oldest modern human skull in Southeast Asia. The skull probably belongs to a 16-to 17-year-old adolescent girl. The first foragers visited the West Mouth of Niah Caves (located southwest of Miri) 40,000 years ago when Borneo was connected to the mainland of Southeast Asia. The landscape around the Niah Caves was drier and more exposed than it is now. Prehistorically, the Niah Caves were surrounded by a combination of closed forests with bush, parkland, swamps, and rivers. The foragers were able to survive in the rainforest through hunting, fishing, and gathering molluscs and edible plants. Mesolithic and Neolithic burial sites have also been found in the area. The area around the Niah Caves has been designated the Niah National Park.
A study of Asian genetics points to the idea that the original humans in East Asia came from Southeast Asia. The oldest complete skeleton found in Malaysia is 11,000-year-old Perak Man unearthed in 1991. The indigenous groups on the peninsula can be divided into three ethnicities, the Negritos, the Senoi, and the proto-Malays. The first inhabitants of the Malay Peninsula were most probably Negritos. These Mesolithic hunters were probably the ancestors of the Semang, an ethnic Negrito group who have a long history in the Malay Peninsula.
The Senoi appear to be a composite group, with approximately half of the maternal mitochondrial DNA lineages tracing back to the ancestors of the Semang and about half to later ancestral migrations from Indochina. Scholars suggest they are descendants of early Austroasiatic-speaking agriculturalists, who brought both their language and their technology to the southern part of the peninsula approximately 4,000 years ago. They united and coalesced with the indigenous population.
The Proto Malays have a more diverse origin and had settled in Malaysia by 1000 BC as a result of Austronesian expansion. Although they show some connections with other inhabitants in Maritime Southeast Asia, some also have an ancestry in Indochina around the time of the Last Glacial Maximum about 20,000 years ago. Anthropologists support the notion that the Proto-Malays originated from what is today Yunnan, China. This was followed by an early-Holocene dispersal through the Malay Peninsula into the Malay Archipelago. Around 300 BC, they were pushed inland by the Deutero-Malays, an Iron Age or Bronze Age people descended partly from the Chams of Cambodia and Vietnam. The first group in the peninsula to use metal tools, the Deutero-Malays were the direct ancestors of today's Malaysian Malays, and brought with them advanced farming techniques. The Malays remained politically fragmented throughout the Malay archipelago, although a common culture and social structure was shared.
Early Indianised Hindu-Buddhist kingdoms
In the first millennium CE, Malay became the dominant ethnicity on the peninsula. The small early states that were established were greatly influenced by Indian culture, as was most of Southeast Asia. Indian influence in the region dates back to at least the 3rd century BCE. South Indian culture was spread to Southeast Asia by the south Indian Pallava dynasty in the 4th and 5th centuries.
Early Malay trade with India/China
In ancient Indian literature, the term Suvarnadvipa or the "Golden Peninsula" is used in Ramayana, and some argued that it may be a reference to the Malay Peninsula. The ancient Indian text Vayu Purana also mentioned a place named Malayadvipa where gold mines may be found, and this term has been proposed to mean possibly Sumatra and the Malay Peninsula. The Malay Peninsula was shown on Ptolemy's map as the "Golden Khersonese". He referred to the Straits of Malacca as Sinus Sabaricus.
Trade relations with China and India were established in the 1st century BC. Shards of Chinese pottery have been found in Borneo dating from the 1st century following the southward expansion of the Han Dynasty. In the early centuries of the first millennium, the people of the Malay Peninsula adopted the Indian religions of Hinduism and Buddhism, religions which had a major effect on the language and culture of those living in Malaysia. The Sanskrit writing system was used as early as the 4th century.
Indianised Hindu Malay kingdoms (3rd to 7th centuries)
There were numerous Malay kingdoms in the 2nd and 3rd centuries, as many as 30, mainly based on the Eastern side of the Malay peninsula. Among the earliest kingdoms known to have been based in the Malay Peninsula is the ancient kingdom of Langkasuka, located in the northern Malay Peninsula and based somewhere on the west coast. It was closely tied to Funan in Cambodia, which also ruled part of northern Malaysia until the 6th century. In the 5th century, the Kingdom of Pahang was mentioned in the Book of Song. According to the Sejarah Melayu ("Malay Annals"), the Khmer prince Raja Ganji Sarjuna founded the kingdom of Gangga Negara (modern-day Beruas, Perak) in the 700s. Chinese chronicles of the 5th century CE speak of a great port in the south called Guantoli, which is thought to have been in the Straits of Malacca. In the 7th century, a new port called Shilifoshi is mentioned, and this is believed to be a Chinese rendering of Srivijaya.
Gangga Negara
Gangga Negara is believed to be a lost semi-legendary Hindu kingdom mentioned in the Malay Annals that covered present day Beruas, Dinding and Manjung in the state of Perak, Malaysia with Raja Gangga Shah Johan as one of its kings. Gangga Negara means "a city on the Ganges" in Sanskrit, the name derived from Ganganagar in northwest India where the Kambuja peoples inhabited. Researchers believe that the kingdom was centered at Beruas. Another Malay annal Hikayat Merong Mahawangsa known as Kedah Annals, Gangga Negara may have been founded by Merong Mahawangsa's son Raja Ganji Sarjuna of Kedah, allegedly a descendant of Alexander the Great or by the Khmer royalties no later than the 2nd century.
The first research into the Beruas kingdom was conducted by Colonel James Low in 1849 and a century later, by H.G. Quaritch Wales. According to the Museum and Antiquities Department, both researchers agreed that the Gangga Negara kingdom existed between 100 – 1000 CE but could not ascertain the exact site. For years, villagers had unearthed artefacts believed to be from the ancient kingdoms, most of which are at present displayed at the Beruas Museum. Artefacts on display include a 128 kg cannon, swords, kris, coins, tin ingots, pottery from the Ming Dynasty and various eras, and large jars. They can be dated back to the 5th and 6th centuries. Through these artefacts, it has been postulated that Pengkalan (Ipoh), Kinta Valley, Tanjung Rambutan, Bidor and Sungai Siput were part of the kingdom. Artifacts also suggest that the kingdom's centre might have shifted several times. Gangga Negara was renamed to Beruas after the establishment of Islam there.
Kedah
Ptolemy, a Greek geographer, astronomer, and astrologer, had written about Golden Chersonese, which indicates trade with India and China has existed since the 1st century AD.,
As early as the 1st century AD, Southeast Asia was the place of a network of coastal city-states, the center of which was the ancient Khmer Funan kingdom in the south of what is now Vietnam. This network encompassed the southern part of the Indochinese peninsula and the western part of the Malay archipelago. These coastal cities had a continuous trade as well as tributary relations with China from a very early period, at the same time being in constant contact with Indian traders. They seem to have shared a common indigenous culture.
Gradually, the rulers of the western part of the archipelago adopted Indian cultural and political models e.g. proof of such Indian influence on Indonesian art in the 5th century. Three inscriptions found in Palembang (South Sumatra) and on Bangka Island, written in a form of Malay and in an alphabet derived from the Pallava script, are proof that the archipelago had definitely adopted Indian models while maintaining their indigenous language and social system. These inscriptions reveal the existence of a Dapunta Hyang (lord) of Srivijaya who led an expedition against his enemies and who curses those who will not obey his law.
Being on the maritime route between China and South India, the Malay peninsula was involved in this trade The Bujang Valley, being strategically located at the northwest entrance of the Strait of Malacca as well as facing the Bay of Bengal, was continuously frequented by Chinese and south Indian traders. Such was proven by the discovery of trade ceramics, sculptures, inscriptions and monuments dated from the 5th to 14th centuries CE.
The Bujang Valley was continuously administered by different thalassocratical powers including Funan, Srivijaya, and Majapahit before the trade declined.
In Kedah there are remains showing Buddhist and Hindu influences which have been known for about a century now from the discoveries reported by Col. Low and has recently been subjected to a fairly exhaustive investigation by Dr. Quaritch Wales. Dr. Wales investigated no fewer than thirty sites roundabout Kedah.
An inscribed stone bar, rectangular in shape, bears the ye-dharmma formula in Pallava script of the 7th century, thus proclaiming the Buddhist character of the shrine near the find-spot (site I) of which only the basement survives. It is inscribed on three faces in Pallava script of the 6th century, possibly earlier.
Except for the Cherok Tokkun Inscription which was engraved on a large boulder, other inscriptions discovered in Bujang Valley are comparatively small in size and probably were brought in by Buddhist pilgrimage or traders.
Indianised Hindu-Buddhist Malay kingdoms as vassal of Srivijaya empire (7th – 13th century)
Between the 7th and the 13th century, much of the Malay peninsula was under the Buddhist Srivijaya empire. The site of Srivijaya's centre is thought be at a river mouth in eastern Sumatra, based near what is now Palembang. For over six centuries the Maharajahs of Srivijaya ruled a maritime empire that became the main power in the archipelago. The empire was based around trade, with local kings (dhatus or community leaders) swearing allegiance to the central lord for mutual profit.
Relationship of Srivijaya empire with Indian Tamil Chola empire
The relation between Srivijaya and the Chola Empire of south India was friendly during the reign of Raja Raja Chola I but during the reign of Rajendra Chola I the Chola Empire invaded Srivijaya cities (see Chola invasion of Srivijaya).
In 1025 and 1026, Gangga Negara was attacked by Rajendra Chola I of the Chola Empire, the Tamil emperor who is now thought to have laid Kota Gelanggi to waste. Kedah—known as Kadaram Tamil word (கடாரம்), Cheh-Cha (according to I-Ching) was in the direct route of the invasions and was ruled by the Cholas from 1025. A second invasion was led by Virarajendra Chola of the Chola dynasty who conquered Kedah in the late 11th century. The senior Chola's successor, Vira Rajendra Chola, had to put down a Kedah rebellion to overthrow other invaders. The coming of the Chola reduced the majesty of Srivijaya, which had exerted influence over Kedah, Pattani and as far as Ligor. During the reign of Kulothunga Chola I Chola overlordship was established over the Srivijaya province kedah in the late 11th century. The expedition of the Chola Emperors had such a great impression to the Malay people of the medieval period that their name was mentioned in the corrupted form as Raja Chulan in the medieval Malay chronicle Sejarah Melaya. Even today the Chola rule is remembered in Malaysia as many Malaysian princes have names ending with Cholan or Chulan, one such was the Raja of Perak called Raja Chulan.
Pattinapalai, a Tamil poem of the 2nd century CE, describes goods from Kedaram heaped in the broad streets of the Chola capital. A 7th-century Indian drama, Kaumudhimahotsva, refers to Kedah as Kataha-nagari. The Agnipurana also mentions a territory known as Anda-Kataha with one of its boundaries delineated by a peak, which scholars believe is Gunung Jerai. Stories from the Katasaritasagaram describe the elegance of life in Kataha. The Buddhist kingdom of Ligor took control of Kedah shortly after. Its king Chandrabhanu used it as a base to attack Sri Lanka in the 11th century and ruled the northern parts, an event noted in a stone inscription in Nagapattinum in Tamil Nadu and in the Sri Lankan chronicles, Mahavamsa.
Decline of Srivijaya empire and inner fights of breakup vassal states (12th – 13th century)
At times, the Khmer kingdom, the Siamese kingdom, and even Cholas kingdom tried to exert control over the smaller Malay states. The power of Srivijaya declined from the 12th century as the relationship between the capital and its vassals broke down. Wars with the Javanese caused it to request assistance from China, and wars with Indian states are also suspected. In the 11th century, the centre of power shifted to Malayu, a port possibly located further up the Sumatran coast near the Jambi River. The power of the Buddhist Maharajas was further undermined by the spread of Islam. Areas which were converted to Islam early, such as Aceh, broke away from Srivijaya's control. By the late 13th century, the Siamese kings of Sukhothai had brought most of Malaya under their rule. In the 14th century, the Hindu Java-based Majapahit empire came into possession of the peninsula.
An excavation by Tom Harrisson in 1949 unearthed a series of Chinese ceramics at Santubong (near Kuching) that date to the Tang and the Song dynasties in the 8th to 13th centuries AD. It is possible that Santubong was an important seaport in Sarawak during the period, but its importance declined during the Yuan dynasty, and the port was deserted during the Ming dynasty. Other archaeological sites in Sarawak can be found inside the Kapit, Song, Serian, and Bau districts.
After decades of Javanese domination, there were several last efforts made by Sumatran rulers to revive the old prestige and fortune of Malay-Srivijayan Mandala. Several attempts to revive Srivijaya were made by the fleeing princes of Srivijaya. According to the Malay Annals, a new ruler named Sang Sapurba was promoted as the new paramount of Srivijayan mandala. It was said that after his accession to Seguntang Hill with his two younger brothers, Sang Sapurba entered into a sacred covenant with Demang Lebar Daun, the native ruler of Palembang. The newly installed sovereign afterwards descended from the hill of Seguntang into the great plain of the Musi river, where he married Wan Sendari, the daughter of the local chief, Demang Lebar Daun. Sang Sapurba was said to have reigned in Minangkabau lands.
In 1324, a Srivijaya prince, Sri Maharaja Sang Utama Parameswara Batara Sri Tribuwana (Sang Nila Utama), founded the Kingdom of Singapura (Temasek). According to tradition, he was related to Sang Sapurba. He maintained control over Temasek for 48 years. He was recognized as ruler over Temasek by an envoy of the Chinese Emperor sometime around 1366. He was succeeded by his son Paduka Sri Pekerma Wira Diraja (1372–1386) and grandson, Paduka Seri Rana Wira Kerma (1386–1399). In 1401, the last ruler, Paduka Sri Maharaja Parameswara, was expelled from Temasek by forces from Majapahit or Ayutthaya. He later headed north and founded the Sultanate of Malacca in 1402. The Sultanate of Malacca succeeded the Srivijaya Empire as a Malay political entity in the archipelago.
Rise of Muslim states
Islam came to the Malay Archipelago through the Arab and Indian traders in the 13th century, ending the age of Hinduism and Buddhism. It arrived in the region gradually, and became the religion of the elite before it spread to the commoners. The syncretic form of Islam in Malaysia was influenced by previous religions and was originally not orthodox.
Malaccan Sultanate
Establishment
The port of Malacca on the west coast of the Malay Peninsula was founded in 1400 by Parameswara, a Srivijayan prince fleeing Temasek (now Singapore), Parameswara in particular sailed to Temasek to escape persecution. There he came under the protection of Temagi, a Malay chief from Patani who was appointed by the king of Siam as regent of Temasek. Within a few days, Parameswara killed Temagi and appointed himself regent. Some five years later he had to leave Temasek, due to threats from Siam. During this period, a Javanese fleet from Majapahit attacked Temasek.
Parameswara headed north to found a new settlement. At Muar, Parameswara considered siting his new kingdom at either Biawak Busuk or at Kota Buruk. Finding that the Muar location was not suitable, he continued his journey northwards. Along the way, he reportedly visited Sening Ujong (former name of present-day Sungai Ujong) before reaching a fishing village at the mouth of the Bertam River (former name of the Melaka River), and founded what would become the Malacca Sultanate. Over time this developed into modern-day Malacca Town. According to the Malay Annals, here Parameswara saw a mouse deer outwitting a dog resting under a Malacca tree. Taking this as a good omen, he decided to establish a kingdom called Malacca. He built and improved facilities for trade. The Malacca Sultanate is commonly considered the first independent state in the peninsula.
In 1404, the first official Chinese trade envoy led by Admiral Yin Qing arrived in Malacca. Later, Parameswara was escorted by Zheng He and other envoys in his successful visits. Malacca's relationships with Ming granted protection to Malacca against attacks from Siam and Majapahit and Malacca officially submitted as a protectorate of Ming China. This encouraged the development of Malacca into a major trade settlement on the trade route between China and India, Middle East, Africa and Europe. To prevent the Malaccan empire from falling to the Siamese and Majapahit, he forged a relationship with the Ming dynasty of China for protection. Following the establishment of this relationship, the prosperity of the Malacca entrepôt was then recorded by the first Chinese visitor, Ma Huan, who travelled together with Admiral Zheng He. In Malacca during the early 15th century, Ming China actively sought to develop a commercial hub and a base of operation for their treasure voyages into the Indian Ocean. Malacca had been a relatively insignificant region, not even qualifying as a polity prior to the voyages according to both Ma Huan and Fei Xin, and was a vassal region of Siam. In 1405, the Ming court dispatched Admiral Zheng He with a stone tablet enfeoffing the Western Mountain of Malacca as well as an imperial order elevating the status of the port to a country. The Chinese also established a government depot (官廠) as a fortified cantonment for their soldiers. Ma Huan reported that Siam did not dare to invade Malacca thereafter. The rulers of Malacca, such as Parameswara in 1411, would pay tribute to the Chinese emperor in person.
The emperor of Ming dynasty China was sending out fleets of ships to expand trade. Admiral Zheng He called at Malacca and brought Parameswara with him on his return to China, a recognition of his position as legitimate ruler of Malacca. In exchange for regular tribute, the Chinese emperor offered Melaka protection from the constant threat of a Siamese attack. Because of its strategic location, Malacca was an important stopping point for Zheng He's fleet. Due to Chinese involvement, Malacca had grown as key alternative to other important and established ports.The Chinese and Indians who settled in the Malay Peninsula before and during this period are the ancestors of today's Baba-Nyonya and Chitty community. According to one theory, Parameswara became a Muslim when he married a Princess of Pasai and he took the fashionable Persian title "Shah", calling himself Iskandar Shah. Chinese chronicles mention that in 1414, the son of the first ruler of Malacca visited the Ming emperor to inform them that his father had died. Parameswara's son was then officially recognised as the second ruler of Melaka by the Chinese Emperor and styled Raja Sri Rama Vikrama, Raja of Parameswara of Temasek and Malacca and he was known to his Muslim subjects as Sultan Sri Iskandar Zulkarnain Shah or Sultan Megat Iskandar Shah. He ruled Malacca from 1414 to 1424. Through the influence of Indian Muslims and, to a lesser extent, Hui people from China, Islam became increasingly common during the 15th century.
Rise of Malacca
After an initial period paying tribute to the Ayutthaya, the kingdom rapidly assumed the place previously held by Srivijaya, establishing independent relations with China, and exploiting its position dominating the Straits to control the China-India maritime trade, which became increasingly important when the Mongol conquests closed the overland route between China and the west.
Within a few years of its establishment, Malacca officially adopted Islam. Parameswara became a Muslim, and because Malacca was under a Muslim prince, the conversion of Malays to Islam accelerated in the 15th century. The political power of the Malacca Sultanate helped Islam's rapid spread through the archipelago. Malacca was an important commercial centre during this time, attracting trade from around the region. By the start of the 16th century, with the Malacca Sultanate in the Malay peninsula and parts of Sumatra, the Demak Sultanate in Java, and other kingdoms around the Malay archipelago increasingly converting to Islam, it had become the dominant religion among Malays, and reached as far as the modern-day Philippines, leaving Bali as an isolated outpost of Hinduism today.
Malacca's reign lasted little more than a century, but during this time became the established centre of Malay culture. Most future Malay states originated from this period. Malacca became a cultural centre, creating the matrix of the modern Malay culture: a blend of indigenous Malay and imported Indian, Chinese and Islamic elements. Malacca's fashions in literature, art, music, dance and dress, and the ornate titles of its royal court, came to be seen as the standard for all ethnic Malays. The court of Malacca also gave great prestige to the Malay language, which had originally evolved in Sumatra and been brought to Malacca at the time of its foundation. In time Malay came to be the official language of all the Malaysian states, although local languages survived in many places. After the fall of Malacca, the Sultanate of Brunei became the major centre of Islam.
16th-17th century Politics in the Malayan Peninsula
From the 15th century onwards, the Portuguese started seeking a maritime route towards Asia. In 1511, Afonso de Albuquerque led an expedition to Malaya which seized Malacca with the intent of using it as a base for activities in southeast Asia. This was the first colonial claim on what is now Malaysia. The son of the last Sultan of Malacca, Sultan Alauddin Riayat Shah II fled to the southern tip of the peninsula, where he founded a state that which became the Sultanate of Johor. Another son created the Perak Sultanate to the north. By the late 16th century, the tin mines of northern Malaya had been discovered by European traders, and Perak grew wealthy on the proceeds of tin exports. Portuguese influence was strong, as they aggressively tried to convert the population of Malacca to Catholicism. In 1571, the Spanish captured Manila and established a colony in the Philippines, reducing the Sultanate of Brunei's power.
After the fall of Malacca to Portugal, the Johor Sultanate on the southern Malay peninsula and the Sultanate of Aceh on northern Sumatra moved to fill the power vacuum left behind. The three powers struggled to dominate the Malay peninsula and the surrounding islands. Meanwhile, the importance of the Strait of Malacca as an east–west shipping route was growing, while the islands of Southeast Asia were themselves prized sources of natural resources (metals, spices, etc.) whose inhabitants were being further drawn in the global economy.
In 1607, the Sultanate of Aceh rose as the powerful and wealthiest state in the Malay archipelago. Under Iskandar Muda's reign, the sultanate's control was extended over a number of Malay states. A notable conquest was Perak, a tin-producing state on the Peninsula. In Iskandar Muda's disastrous campaign against Malacca in 1629, the combined Portuguese and Johor forces managed to destroy all the ships of his formidable fleet and 19,000 troops according to a Portuguese account. Aceh forces were not destroyed, however, as Aceh was able to conquer Kedah within the same year and took many of its citizens to Aceh. The Sultan's son-in-law, Iskandar Thani, the former prince of Pahang later became Iskandar Muda's successor. The conflict over control of the straits went on until 1641, when the Dutch (allied to Johor) gained control of Malacca.
In the early 17th century, the Dutch East India Company (Vereenigde Oost-Indische Compagnie, or VOC) was established. During this time the Dutch were at war with Spain, which absorbed the Portuguese Empire due to the Iberian Union. The Dutch expanded across the archipelago, forming an alliance with Johor and using this to push the Portuguese out of Malacca in 1641. Backed by the Dutch, Johor established a loose hegemony over the Malay states, except Perak, which was able to play-off Johor against the Siamese to the north and retain its independence. The Dutch did not interfere in local matters in Malacca, but at the same time diverted most trade to its colonies on Java.
Johor Sultanate
The Johor Sultanate was founded by Sultan Alauddin Riayat Shah II of Malacca in 1528, the son of Sultan Mahmud Shah of Malacca. Johor was part of the Malaccan Sultanate before the Portuguese conquered the port town of Malacca in 1511. At its height, the sultanate controlled modern-day Johor, several territories by the Klang and Linggi rivers, Singapore, Bintan, Riau, Lingga, Karimun, Bengkalis, Kampar and Siak in Sumatra. The Portuguese and Johor were frequently in conflict in the 16th century, conflict erupted most notably in the 1587 siege of Johor. In the so-called "Triangular war", Aceh launched multiple raids against both Johor and Portuguese forces to tighten its grip over the straits. The rise and expansion of Aceh encouraged the Portuguese and Johor to sign a truce to divert their attention to Aceh. The truce, however, was short-lived and with Aceh severely weakened, Johor and the Portuguese had each other in their sights again. During the rule of Sultan Iskandar Muda, Aceh attacked Johor in 1613 and again in 1615.
In the early 17th century, the Dutch reached Southeast Asia. At that time the Dutch were at war with the Portuguese and allied themselves to Johor. Two treaties were signed by Admiral Cornelis Matelief de Jonge on behalf of the Dutch Estates General and Raja Bongsu (Raja Seberang) of Johor in May and September 1606. The combined Johor-Dutch forces ultimately failed to capture Malacca in 1606. Finally in 1641, the Dutch and Johor headed by Bendahara Skudai, defeated the Portuguese in the Battle of Malacca. The Dutch took control of Malacca and agreed not to seek territories or wage war with Johor. By the time the fortress at Malacca surrendered, the town's population had already been greatly decimated by famine and disease.
With the fall of Portuguese Malacca in 1641 and the decline of Aceh due to the growing power of the Dutch, Johor started to re-establish itself as a power along the Straits of Malacca during the reign of Sultan Abdul Jalil Shah III (1623–1677). During the triangular war, Jambi also emerged as a regional economic and political power in Sumatra. Initially there was an attempt of an alliance between Johor and Jambi by way of a promised marriage. However, the alliance broke down and a 13-year war then ensued between Johor and the Sumatran state beginning in 1666. After the sacking of Batu Sawar in 1673, the capital of Johor was frequently moved to avoid the threat of attack from Jambi. The Sultan escaped to Pahang and died four years later. His successor, Sultan Ibrahim (1677–1685), then engaged the help of the Bugis in the fight to defeat Jambi. Johor would eventually prevail in 1679, but also ended in a weakened position as the Bugis refused to return to Makassar where they came from. On top of this, the Minangkabaus of Sumatra also started to assert their influence.
In the 1690s the Bugis, who played an important role in defeating Jambi two decades earlier, had a huge influence in Johor. Both the Bugis and the Minangkabau realised how the death of Sultan Mahmud II in 1699 had provided them with the chance to exert power in Johor. The Minangkabau introduced a Minangkabau prince, Raja Kecil from Siak who claimed he was the posthumous son of Sultan Mahmud II. Raja Kecil then installed himself as the new Sultan of Johor (Sultan Abdul Jalil Rahmat Shah) without the knowledge of the Bugis. Dissatisfied with Raja Kecil's accession, Raja Sulaiman, asked Daeng Parani of the Bugis to aid him in his quest to reclaim the throne. In 1722, Raja Kecil was dethroned by Raja Sulaiman's supporters with the assistance of the Bugis. Raja Sulaiman became the new Sultan of Johore, but he was a weak ruler and became a puppet of the Bugis.
Perak Sultanate
Based on Salasilah Raja-Raja Perak (Perak Royal Genealogy), the Perak Sultanate was formed in the early 16th century on the banks of the Perak River by the eldest son of Mahmud Shah, the 8th Sultan of Malacca. He ascended to the throne as Muzaffar Shah I, first sultan of Perak, after surviving the capture of Malacca by the Portuguese in 1511 and living quietly for a period in Siak on the island of Sumatra. He became sultan through the efforts of Tun Saban, a local leader and trader between Perak and Klang. There had been no sultan in Perak when Tun Saban first arrived in the area from Kampar in Sumatra. Most of the area's residents were traders from Malacca, Selangor and Sumatra.
Perak's administration became more organised after the Sultanate was established. In democratic Malacca, government was based on the feudal system. With the opening up of Perak in the 16th century, the state became a source of tin ore. It appears that anyone was free to trade in the commodity, although the tin trade did not attract significant attention until the 1610s.
Throughout the early 17th century, the Sultanate of Aceh subjected most parts of the Malay Peninsula to continual harassment. Although Perak did fall under the authority of the Acehnese Sultanate, it remained entirely independent of Siamese control for over two hundred years from 1612, in contrast with its neighbour, Kedah, and many of the Malay sultanates in the northern part of the Malay Peninsula, which became tributary states of Siam.
When the last and 9th sultan of Perak of Malaccan lineage, Sultan Sallehuddin Riayat Shah died without an heir in 1635, a state of uncertainty prevailed in Perak. This was exacerbated by a deadly cholera epidemic that swept through the state, killing many royal family members. Perak chieftains were left with no alternative but to turn to Aceh's Sultan Iskandar Thani, who sent his relative, Raja Sulong, to become the new Perak Sultan Muzaffar Shah II.
Arrival of the Dutch
Aceh's influence on Perak began to wane when the Dutch East India Company (VOC) arrived, in the mid–17th century. When Perak refused to enter into a contract with the VOC as its northern neighbours had done, a blockade of the Perak River halted the tin trade, causing suffering among Aceh's merchants. In 1650, Aceh's Sultana Taj ul-Alam ordered Perak to sign an agreement with the VOC, on condition that the tin trade would be conducted exclusively with Aceh's merchants. By the following year, 1651, the VOC had secured a monopoly over the tin trade, setting up a store in Perak. Following long competition between Aceh and the VOC over Perak's tin trade, on 15 December 1653, the two parties jointly signed a treaty with Perak granting the Dutch exclusive rights to tin extracted from mines located in the state.
A fort was built on Pangkor Island in 1670 as a warehouse to store tin ore mined in Perak. but was destroyed in further attacks in 1690 by local natives. It was then repaired when the Dutch returned with reinforcements. In 1747, Sultan Muzaffar Riayat Shah III, who held power in the area of Upper Perak, signed a treaty with Dutch Commissioner Ary Verbrugge under which Perak's ruler recognised the Dutch monopoly over the tin trade, agreed to sell all tin ore to Dutch traders, and allowed the Dutch to build a new warehouse fort on the Perak River estuary.
Pahang Sultanate
The Old Pahang Sultanate centred in modern-day Pekan was established in the 15th century. At the height of its influence, the Sultanate was an important power in Southeast Asian history and controlled the entire Pahang basin, bordering the Pattani Sultanate and the Johor Sultanate. The sultanate has its origins as a vassal to the Malaccan Sultanate. Its first Sultan was a Malaccan prince, Muhammad Shah, himself the grandson of Dewa Sura, the last pre-Malaccan ruler of Pahang. Over the years, Pahang grew independent from Malaccan control and at one point even established itself as a rival state to Malacca until the latter's demise in 1511. In 1528, when the last Malaccan Sultan died, Pahang joined forces with his successor, Alauddin Riayat Shah II who established himself in Johor to expel the Portuguese from the Malay Peninsula. Two attempts were made in 1547 at Muar and in 1551 at Portuguese Malacca. However, in the face of superior Portuguese arms and vessels, the Pahang and Johor forces were forced to retreat on both occasions.
During the reign of Sultan Abdul Kadir (1560–1590), Pahang enjoyed a brief period of cordial relations with the Portuguese. However, in 1607, following a visit by Admiral Matelief de Jonge of the Dutch Empire, Pahang cooperated with them in an attempt to get rid of the Portuguese. There was an attempt to establish a Johor-Pahang alliance to assist the Dutch. However, a quarrel erupted between Sultan Abdul Ghafur of Pahang and Alauddin Riayat Shah III of Johor, resulted in Johor declaring war on Pahang in 1612. With the aid of Sultan Abdul Jalilul Akbar of Brunei, Pahang eventually defeated Johor in 1613. In 1615, the Acehnese under Iskandar Muda invaded Pahang, forcing Alauddin Riayat Shah, son of Sultan Abdul Ghafur to retreat into the interior of Pahang. He nevertheless continued to exercise some ruling powers. His reign in exile is considered officially ended after the installation of a distant relative, Raja Bujang to the Pahang throne in 1615, with the support of the Portuguese following a pact between the Portuguese and Sultan of Johor. Sultan Abdul Jalil Shah was eventually deposed in the Acehnese invasion of 1617, but restored to the Pahang throne and also installed as the new Sultan of Johor following the death of his uncle, Abdullah Ma'ayat Shah in 1623. This event led to the union of the crown of Pahang and Johor, and the formal establishment of Johor Empire.
Selangor Sultanate
During the 17th century Johor-Jambi war, the Sultan of Johor engaged the help of Bugis mercenaries from Sulawesi to fight against Jambi. After Johor won in 1679, the Bugis decided to stay and asserted their power in the region. Many Bugis began to migrate and settled along the coast of Selangor such as the estuaries of Selangor and Klang rivers. Some Minangkabaus may have also settled in Selangor by the 17th century, perhaps earlier. The Bugis and the Minangkabaus from Sumatra struggled for control of Johor; Raja Kecil, backed by the Minangkabaus, invaded Selangor but were driven off by the Bugis in 1742. To establish a power base, the Bugis led by Raja Salehuddin founded the present hereditary Selangor Sultanate with its capital at Kuala Selangor in 1766. Selangor is unique as the only state on the Malay Peninsula that was founded by the Bugis.
Bruneian Empire
Brunei has a long continuous history. Before its conversion to Islam, the oldest records of Brunei in Arabic sources name it as "Sribuza". The Arabic author Al Ya'akubi writing in 800 recorded that the kingdom of Musa (Muja, which is old Brunei) was in alliance with the kingdom of Mayd (Either Ma-i or Madja-as in the Philippines), against the Chinese Empire which they waged war against. In the aftermath of the Indian Chola invasion of Srivijaya, Datu Puti lead some dissident datus from Sumatra (Pannai) and Borneo (Vijayapura or Srivijayan-Borneo), in a rebellion against Rajah Makatunao who was a Chola appointed local Rajah as recounted in the epic of Maragtas (Narrating the founding of the Kedatuan of Madja-as as a successor/loyalist-state of Srivijaya, in the Philippines in the Visayas islands) as the warriors Labaodungon and Paybare sacked Odtojan in Brunei and the party of Datu Puti founded new towns in the Philippines. One of the earliest Chinese records of an independent kingdom in Borneo is the 977 AD letter to the Chinese emperor from the ruler of Boni, which some scholars believe to refer to Borneo. The Bruneians regained their independence from Srivijaya due to the onset of a Javanese-Sumatran war. In 1225, the Chinese official Zhao Rukuo reported that Boni had 100 warships to protect its trade, and that there was great wealth in the kingdom. Marco Polo suggested in his memoirs that the Great Khan or the ruler of the Mongol Empire, attempted and failed many times in invading "Great Java" which was the European name for Bruneian controlled Borneo. In the 1300s the Chinese annals, Nanhai zhi, reported that Brunei invaded or administered Sarawak and Sabah as well as the Philippine kingdoms of: 蒲端 Butuan, سلطنة سولك Sulu, Ma-i 麻逸 (Mindoro), Malilu 麻裏蘆/षेलुरोङ् (present-day Manila), Shahuchong 沙胡重 (present-day Siocon), Yachen 啞陳 (Oton, once part of the Madja-as Kedatuan), and 文杜陵/سلطنة ماجينداناو Wenduling (present-day Mindanao), which would regain their independence at a later date. It eventually evolved to be called Pon-i and it was a vassal-state to the Javanese-centered Majapahit Empire. When it was controlled by Hindu Javanese Majapahit, Brunei's provinces in the Philippines rebelled and became independent, the Sulu kingdom even invaded Borneo and occuped Poni by colonizing the coast of Sabah and sequestering two Sacred Royal Pearls before the Javanese drove them away. By the 15th century, the empire became a Muslim state, when the King of Brunei converted to Islam, brought by Muslim Indians and Arab merchants from other parts of Maritime Southeast Asia, who came to trade and spread Islam. During the rule of Bolkiah, the fifth Sultan, the empire controlled the coastal areas of northwest Borneo (present-day Brunei, Sarawak and Sabah) and reached the Philippines at Seludong (present-day Manila), Sulu Archipelago and included parts of the island of Mindanao which Brunei incorporated via royal intermarriage with the rulers of Sulu, Manila and Maguindanao. In the 16th century, the Brunei empire's influence also extended as far as Kapuas River delta in West Kalimantan.
Other sultanates in the area had close relations with the Royal House of Brunei, being in some cases effectively under the hegemony of the Brunei ruling family for periods of time, such as the Malay sultans of Pontianak, Samarinda and as far as Banjarmasin who treated the Sultan of Brunei as their leader. The Malay Sultanate of Sambas in present-day West Kalimantan and Sultanate of Sulu in Southern Philippines in particular, and even the Muslim Rajahs of precolonial Manila had developed dynastic relations with the royal house of Brunei. The Sultanate of Sarawak (covering present day Kuching, known to the Portuguese cartographers as Cerava, and one of the five great seaports on the island of Borneo), though under the influence of the Brunei, was self-governed under Sultan Tengah before being fully integrated into the Bruneian Empire upon the Tengah's death in 1641.
The Bruneian empire began to decline during the arrival of western powers. Spain sent several expeditions from Mexico to invade Brunei's territories in the Philippines. They conquered the Bruneian colony of Islamic Manila and Christianized its people, they did this with the aid of the Animist and Hindu Filipinos from Dapitan, Madja-as, Butuan and Cebu, who resisted Brunei's Islamizing influence and Brunei's Muslim allies in the Philippines, which were: Sulu, Maguindanao and Lanao. Eventually the Spanish, their Visayan allies and their Latin-American recruits assaulted Brunei itself during the Castilian War. Though there were rapes, sacks and pillaging, the invasion was only temporary as the Spanish then retreated.
However, Brunei was unable to regain the territory it lost in the Philippines. Yet, it still maintained sway in Borneo. The Bruneian-descended aristoracy of Manila was deported to Guerrero, Mexico which became a center of the Mexican war of independence against Spain while Chavacanos who were partially descended from Peruvian settlers, where they had brief a Revolutionary State called the Republic of Zamboanga (La Republica de Zamboanga), extended to their reach to eastern Sabah, at Semporna, destination of a few Chavacano migrants. By the early 19th century, Sarawak had become a loosely governed territory under the control of the Brunei Sultanate. The Bruneian Empire had authority only along the coastal regions of Sarawak held by semi-independent Malay leaders. Meanwhile, the interior of Sarawak suffered from tribal wars fought by Iban, Kayan, and Kenyah peoples, who aggressively fought to expand their territories.
Following the discovery of antimony ore in the Kuching region, Pangeran Indera Mahkota (a representative of the Sultan of Brunei) began to develop the territory between 1824 and 1830. When antimony production increased, the Brunei Sultanate demanded higher taxes from Sarawak; this led to civil unrest and chaos. In 1839, Sultan Omar Ali Saifuddin II (1827–1852), ordered his uncle Pengiran Muda Hashim to restore order. It was around this time that James Brooke (who would later become the first White Rajah of Sarawak) arrived in Sarawak, and Pengiran Muda Hashim requested his assistance in the matter, but Brooke refused. However, he agreed to a further request during his next visit to Sarawak in 1841. Pangeran Muda Hashim signed a treaty in 1841 surrendering Sarawak to Brooke. On 24 September 1841, Pengiran Muda Hashim bestowed the title of governor on James Brooke. This appointment was later confirmed by the Sultan of Brunei in 1842.
In 1843, Pengiran Muda Hashim became the Sultan of Borneo. After the disturbances in Sarawak were successfully quelled, James Brooke met Hashim in Kuching to ensure his promises were kept. Pengiran Muda Hashim agreed to honour his promise. The ceding of Kuching to Brooke marked the beginning of further cessation of territories to James Brooke and later, the North Borneo Company. The very same year, Brooke effectively became the Rajah of Sarawak and founded the White Rajah Dynasty of Sarawak.
Interactions with Kingdoms in the Philippines
In the precolonial era, before Portugal then the United Kingdom conquered Malaysia and before Spain then the United States conquered the Philippines, the Malaysian and Philippine kingdoms had Datus, Rajahs and Sultans who intermarried with each other and were related. In the Philippines, the Kedatuan of Madja-as were founded by Datus from the collapsing Malaysia and Sumatra centered Srivijaya Empire which extended even to Brunei, was a rump state of Srivijaya in the Visayas islands at the Philippines; the Rajahnate of Cebu, otherwise known as the Hindu nation of Sokbu (束務) in ancient Chinese records, which had a Sanskrit-Tamil named capital: "Singhapala" (சிங்கப்பூர்) meaning "Lion-City" which is the same rootword as Malaysia's neighbor, Singapore, was founded by a half Malay and half Tamil from Sumatra named Sri Lumay; while the founder of the Sultanate of Maguindanao (کسلطانن ماڬيندناو), Sharif Kabungsuwan, who ruled in the Philippines, was born from what is now the Malaysian state of Johor ( کسلطانن جوهر ); The Sultans and Rajahs of Malacca, Johor, Brunei, Banjar, and Sambas in what is now Malaysia and the Sultans of Sulu, Maguindanao, Lanao and Manila, as well as the Rajahs of Cebu and Butuan at the Philippines, also intermarried each other. Migration wasn't one-way though, Malaysia also had Filipino immigrants, some of whom were called Luzones/Luções and they had administrative positions and commercial networks, as in the case of Regimo Diraja who was a Governor/Temenggong (تمڠݢوڠ) in the Sultanate of Malacca, another Filipino, was Surya Diraja who was a shipping magnate based in Malaccca that sent 175 tons of pepper to China annually. There were lively commercial and population exchanges between what is now the Philippines and Malaysia during the precolonial period, however, despite being neighbors, there were times when Filipinos (Luções) and Malays (Malaccans) where at opposition with each other, Fernando Pinto noted that at Mjmjam in Northwest Malaysia (Perak), two separate settlements by Luções and Malaccans were often "at variance" or in rivalry with each other. Likewise, many Muslim settlers and traders from Malacca had encountered Luções opposition especially from the Hindu or Animist ones, when they settled in the Philippines. The onset of Western colonization broke the trade and political links between the nations of the two areas as Malaysia fell under Portuguese and then British Imperialism via British-India while the Philippines fell to Spanish rule through Spanish-Mexico. Nevertheless, the subsequent independence movement by India inspired Indians living in Malaysia to militate for Independence and likewise the Latin American Wars of Independence also inspired the Filipino, Andres Novales to revolt in the Philippines, a revolt supported by discontented former Latino officers "americanos", composed mostly of Mexicans with a sprinkling of Creoles and mestizos from the now independent nations of Colombia, Venezuela, Peru, Chile, Argentina and Costa Rica, since they grew disenfranchised due to demotions from their military positions and replacement with Peninsulars from Spain, as a result of the loss of faith of the Spaniards against the Latin Americans in the Philippines due to the said Latin American Wars of Independence.
European colonisation and struggles for hegemony
The weakness of the small coastal Malay states led to the immigration of the Bugis, escaping from Dutch colonisation of Sulawesi, who established numerous settlements on the peninsula which they used to interfere with Dutch trade. They seized control of Johor following the assassination of the last Sultan of the old Melaka royal line in 1699. Bugis expanded their power in the states of Johor, Kedah, Perak, and Selangor. The Minangkabau from central Sumatra migrated into Malaya, and eventually established their own state in Negeri Sembilan. The fall of Johor left a power vacuum on the Malay Peninsula which was partly filled by the Siamese kings of the Ayutthaya Kingdom, who made the five northern Malay states—Kedah, Kelantan, Patani, Perlis, and Terengganu — their vassals. Johor's eclipse also left Perak as the unrivalled leader of the Malay states.
The economic importance of Malaya to Europe grew rapidly during the 18th century. The fast-growing tea trade between China and United Kingdom increased the demand for high-quality Malayan tin, which was used to line tea-chests. Malayan pepper also had a high reputation in Europe, while Kelantan and Pahang had gold mines. The growth of tin and gold mining and associated service industries led to the first influx of foreign settlers into the Malay world – initially Arabs and Indians, later Chinese.
Siamese Expansion into Malaya
Kedah
After the Fall of Ayutthaya in 1767, the Northern Malay Sultanates were freed from Siamese domination temporarily. In 1786, British trader Francis Light managed to obtain a lease of Penang Island from Sultan Abdullah Mukarram Shah on behalf of East India Company in exchange for military support against the Siamese or Burmese. However, Siam re-exerted control over Northern Malay Sultanates and sacked Pattani. Francis Light, however, failed to secure military assistance for the Malay states against Siam and Kedah came under Siamese suzerainty. King Rama II of Siam ordered Noi Na Nagara of Ligor to invade Kedah Sultanate in 1821. Under the Burney Treaty of 1826, the exiled Kedah Sultan Abdullah Mukarram Shah was not restored to his throne. He and his armed supporters then fought in a series of war known as Perang Musuh Bisik for his restoration over twelve years (1830–1842).
When the Siamese army invaded and occupied Kedah between 1821 and 1842, local Arab families supported the Sultan's efforts to lead resistance efforts to persuade the Siamese to regain the state's independence. In 1842, Sultan Mukarram Shah finally agreed to accept Siamese terms and was restored to his throne of Kedah. The following year, Sayyid Hussein Jamal Al-Layl was installed by the Siamese as the first Raja of Perlis, after the Sultan of Kedah gave his endorsement for the formation of Perlis, Siam separated Perlis into a separate principality directly vassal to Bangkok.
Kelantan
Around 1760, Long Yunus, an aristocratic warlord of Patani origin succeeded in unifying the territory of present-day Kelantan and was succeeded in 1795 by his son-in-law, Tengku Muhammad Sultan Mansur of Terengganu. The enthronement of Tengku Muhammad by Terengganu was opposed by Long Yunus' sons, thus triggering a war against Terengganu by Long Muhammad, the eldest son of Long Yunus. The pro-Terengganu faction was defeated in 1800 and Long Muhammad ruled Kelantan with the new title of Sultan as Sultan Muhammad I. However, in the Burney Treaty of 1826, the treaty acknowledged Siamese claims over several northern Malay states Kedah, Kelantan, Perlis, Terengganu—the future Unfederated Malay States—and Patani. The treaty further guaranteed British possession of Penang and their rights to trade in Kelantan and Terengganu without Siamese interference. Unfortunately, the five Malay-ethnic states were not represented in the treaty negotiation. In 1909 the parties of the agreement signed a new treaty that superseded the Burney Treaty and transferred four of the five Malay states from Siamese to British control, except for Patani. As Patani was not included in the Anglo-Siamese Treaty of 1909 and remained under Siamese rule, this led Patani to be excluded from the Federation of Malaya in 1957.
British influence
English traders first visited the Malay Peninsula in the 16th century. Before the mid-19th-century British interests in the region were predominantly economic, with little interest in territorial control. Already the strongest European power in India, the British were looking towards southeast Asia for new territories. The growth of the China trade in British ships increased the East India Company's desire for bases in the region. Various islands were used for this purpose, but the first permanent acquisition was Penang, leased from the Sultan of Kedah in 1786. This was followed soon after by the leasing of a block of territory on the mainland opposite Penang (known as Province Wellesley). In 1795, during the Napoleonic Wars, the British with the consent of the French-occupied Netherlands occupied Dutch Melaka to forestall possible French encroachment in the area.
When Malacca was handed back to the Dutch in 1815, the British governor, Stamford Raffles, looked for an alternative base, and in 1819 he acquired Singapore from the Sultan of Johor. The exchange of the British colony of Bencoolen for Malacca with the Dutch left the British as the sole colonial power on the peninsula. The territories of the British were set up as free ports, attempting to break the monopoly held by the Dutch and French at the time, and making them large bases of trade. They allowed Britain to control all trade through the straits of Malacca. British influence was increased by Malayan fears of Siamese expansionism, to which Britain made a useful counterweight. During the 19th century the Malay Sultans aligned themselves with the British Empire, due to the benefits of associations with the British and their fear of Siamese or Burmese incursions.
In 1824, British control in Malaya (before the name Malaysia) was formalised by the Anglo-Dutch Treaty, which divided the Malay archipelago between Britain and the Netherlands. The Dutch evacuated Melaka and renounced all interest in Malaya, while the British recognised Dutch rule over the rest of the East Indies. By 1826 the British controlled Penang, Malacca, Singapore, and the island of Labuan, which they established as the crown colony of the Straits Settlements, administered first under the East India Company until 1867, when they were transferred to the Colonial Office in London.
Colonial Era
British in Malaya
Initially, the British followed a policy of non-intervention in relations between the Malay states. The commercial importance of tin mining in the Malay states to merchants in the Straits Settlements led to infighting between the aristocracy on the peninsula. The destabilisation of these states damaged the commerce in the area, causing the British to start to intervene. The wealth of Perak's tin mines made political stability there a priority for British investors, and Perak was thus the first Malay state to agree to the supervision of a British resident. The Royal Navy was employed to bring about a peaceful resolution to civil disturbances caused by Chinese and Malay gangs employed in a political fight between Ngah Ibrahim and Raja Muda Abdullah. The Pangkor Treaty of 1874 paved the way for the expansion of British influence in Malaya. The British concluded treaties with some Malay states, installing residents who advised the Sultans and soon became the de facto rulers of their states. These advisors held power in everything except to do with Malay religion and customs.
Johor was the sole remaining state to maintain its independence, by modernising and giving British and Chinese investors legal protection. By the turn of the 20th century, the states of Pahang, Selangor, Perak, and Negeri Sembilan, known together as the Federated Malay States, had British advisors. In 1909 the Siamese kingdom was compelled to cede Kedah, Kelantan, Perlis and Terengganu, which already had British advisors, over to the British. Sultan Abu Bakar of Johor and Queen Victoria were personal acquaintances who recognised each other as equals. It was not until 1914 that Sultan Abu Bakar's successor, Sultan Ibrahim, accepted a British adviser. The four previously Thai states and Johor were known as the Unfederated Malay States. The states under the most direct British control developed rapidly, becoming the largest suppliers in the world of first tin, then rubber.
By 1910, the pattern of British rule in the Malay lands was established. The Straits Settlements were a Crown colony, ruled by a governor under the supervision of the Colonial Office in London. Their population was about roughly 50% Chinese-Malaysian, but all residents, regardless of race, were British subjects. The first four states to accept British residents, Perak, Selangor, Negeri Sembilan, and Pahang, were termed the Federated Malay States: while technically independent, they were placed under a Resident-General in 1895, making them British colonies in all but name. The Unfederated Malay States (Johore, Kedah, Kelantan, Perlis, and Terengganu) had a slightly larger degree of independence, although they were unable to avoid listening the wishes of their residents for long. Johor, as Britain's closest ally in Malay affairs, had the privilege of a written constitution, which gave the Sultan the right to appoint his own Cabinet, but he was generally careful to consult the British first.
British in Borneo
During the late 19th century the British also gained control of the north coast of Borneo, where Dutch rule had never been established. Development on the Peninsula and Borneo were generally separate until the 19th century. The eastern part of this region (now Sabah) was under the nominal control of the Sultan of Sulu, who later became a vassal of the Spanish East Indies. The rest was the territory of the Sultanate of Brunei. In 1841, British adventurer James Brooke helped the Sultan of Brunei suppress a revolt, and in return received the title of raja and the right to govern the Sarawak River District. In 1846, his title was recognised as hereditary, and the "White Rajahs" began ruling Sarawak as a recognised independent state. The Brookes expanded Sarawak at the expense of Brunei.
In 1881, the British North Borneo Company was granted control of the territory of British North Borneo, appointing a governor and legislature. It was ruled from the office in London. Its status was similar to that of a British Protectorate, and like Sarawak it expanded at the expense of Brunei. Until the Philippine independence on 1946, seven British-controlled islands in the north-eastern part of Borneo named Turtle Islands and Cagayan de Tawi-Tawi were ceded to the Philippine government by the Crown colony government of North Borneo. The Philippines then under its irredentism motive since the administration of President Diosdado Macapagal laying claim to eastern Sabah in a basis the territory was part of the present-defunct Sultanate of Sulu's territory. In 1888, what was left of Brunei was made a British protectorate, and in 1891 another Anglo-Dutch treaty formalised the border between British and Dutch Borneo.
Race relations during colonial era
In the pre-colonial period and in the first few decades after the imposition of formal colonial rule in British Malaya, 'Malay' was not a racial or even a fixed identity in the modern sense of these terms. The construct of race was imposed by the British on their colonial subjects.
Unlike some colonial powers, the British always saw their empire as an economic concern, and its colonies were expected to turn a profit for shareholders in London. The colonial capitalist ideas of development were largely based on unlimited greed for profit and the subordination of all other interests to this. Initially, British colonisers were attracted by the Malay archipelago's tin and gold mines. But British planters soon began to experiment with tropical plantation crops—tapioca, gambier, pepper, and coffee. And, in 1877, the rubber plant was introduced from Brazil. Rubber soon became Malaya's staple export, stimulated by booming demand from European industry. Later, rubber was joined by palm oil as an export earner. All these industries required a large labour force, so the British sent people from the longer-established British colony in India, consisting mainly of Tamil-speakers from South India, to work on plantations as indentured labourers. A small group of Malabaris were brought from the current place called Kerala to help with the rubber plantations, resulting in the small Malabari population seen in Malaysia today. The mines, mills and docks also attracted a flood of immigrant workers from southern China. Soon towns like Singapore, Penang, and Ipoh were majority Chinese, as was Kuala Lumpur, founded as a tin-mining centre in 1857. By 1891, when Malaya's first census was taken, Perak and Selangor, the main tin-mining states, had Chinese majorities.
Workers were often treated violently by contractors, and sickness was frequent. Many Chinese labourers’ debts increased through addictions to opium and gambling, which earned the British colonial government significant revenue, while Indian labourers’ debts were increased through addiction to drinking toddy. Workers’ debts acquired in this way meant that they were tied to their labour contracts for much longer.
Some Chinese immigrant workers were connected with networks of mutual aid societies (run by "Hui-Guan" 會館, or non-profit organisations with nominal geographic affiliations from different parts of China). In the 1890s Yap Ah Loy, who held the title of Kapitan China of Kuala Lumpur, was the richest man in Malaya, owning a chain of mines, plantations and shops. Malaya's banking and insurance industries were run by the Chinese from the start, and Chinese businesses, usually in partnership with London firms, soon had complete control of the Malayan economy. Chinese bankers also lent money to the Malay Sultans, which gave the Chinese political as well as economic leverage. At first the Chinese immigrants were mostly men, and many intended to return home when they had made their fortunes. Many did go home, but many more stayed. At first they married Malay women, producing a community of Sino-Malayans or baba people, but soon they began importing Chinese brides, establishing permanent communities and building schools and temples.
An Indian commercial and professional class emerged during the early 20th century, but the majority of Indians remained poor and uneducated in rural ghettos in the rubber-growing areas.
Traditional Malay society was greatly harmed by the loss of political sovereignty to the British colonisers. The Sultans, who were seen as collaborators with both the British and the Chinese, lost some of their traditional prestige, but the mass of rural Malays continued to revere the Sultans. A small class of Malay nationalist intellectuals began to emerge during the early 20th century, and there was also a revival of Islam in response to the perceived threat of other imported religions, particularly Christianity. In fact few Malays converted to Christianity, although many Chinese did. The northern regions, which were less influenced by western ideas, became strongholds of Islamic conservatism, as they have remained.
The British gave elite Malays positions in the police and local military units, as well as a majority of those administrative positions open to non-Europeans. While the Chinese mostly built and paid for their own schools and colleges, importing teachers from China, the British aimed to control the education of young Malay elites and establish colonial ideas of race and class hierarchies, so that elite subjects would wish to both run the country and serve their colonisers. The colonial government opened Malay College in 1905 and created the Malay Administrative Service in 1910. (The college was dubbed "Bab ud-Darajat" – the Gateway to High Rank.) A Malay Teachers College followed in 1922, and a Malay Women's Training College in 1935. All this reflected the official policy of the colonial administration that Malaya belonged to the Malays, and that the other races were but temporary residents. This view was increasingly out of line with reality, and resulted in the formation of resistance movements against British Colonial rule.
The Malay teacher's college had lectures and writings that nurtured Malay nationalist sentiments. Due to this it is known as the birthplace of Malay nationalism. In 1938, Ibrahim Yaacob, an alumnus of Sultan Idris College, established the Kesatuan Melayu Muda (Young Malays Union or KMM) in Kuala Lumpur. It was the first nationalist political organisation in British Malaya, advocating for the union of all Malays regardless of origin, and advocating for the cause of Malays separate from the Indians and Chinese. A specific ideal the KMM held was Panji Melayu Raya, which called for the unification of British Malaya and the Dutch East Indies.
In the years before World War II, the colonial government were concerned with finding the balance between a centralised state and maintaining the power of the Sultans in Malaya. There were no moves to give Malaya a unitary government, and in fact, in 1935 the position of Resident-General of the Federated States was abolished, and its powers decentralised to the individual states. The colonial government regarded the Chinese as clever but dangerous—and indeed during the 1920s and 1930s, reflecting events in China, the Chinese Nationalist Party (the Kuomintang) and the Communist Party of China built rival clandestine organisations in Malaya, leading to regular disturbances in the Chinese towns. The colonial government saw no way that Malaya's disparate collection of states and races could become a single colony, let alone an independent nation.
World War II and the state of emergency
Although a belligerent as part of the British Empire, Malaya saw little action during World War I, except for the sinking of the Russian cruiser Zhemchug by the German cruiser SMS Emden on 28 October 1914 during the Battle of Penang.
The outbreak of war in the Pacific in December 1941 found the British in Malaya completely unprepared. During the 1930s, anticipating the rising threat of Japanese naval power, they had built a great naval base at Singapore, but never anticipated an invasion of Malaya from the north. Because of the demands of the war in Europe, there was virtually no British air capacity in the Far East. The Japanese were thus able to attack from their bases in French Indo-China with impunity, and despite stubborn resistance from British, Australian, and Indian forces, they overran Malaya in two months. Singapore, with no landward defences, no air cover, and no water supply, was forced to surrender in February 1942. British North Borneo and Brunei were also occupied.
The Japanese colonial government regarded the Malays from a pan-Asian point of view, and fostered a limited form of Malay nationalism, which gained them some degree of collaboration from the Malay civil service and intellectuals. (Most of the Sultans also collaborated with the Japanese, although they maintained later that they had done so unwillingly.) The Malay nationalist Kesatuan Melayu Muda, advocates of Melayu Raya, collaborated with the Japanese, based on the understanding that Japan would unite the Dutch East Indies, Malaya and Borneo and grant them independence. The occupiers regarded the Chinese, however, as enemy aliens, and treated them with great harshness: during the so-called sook ching (purification through suffering), up to 80,000 Chinese in Malaya and Singapore were killed. Chinese businesses were expropriated and Chinese schools either closed or burned down. Not surprisingly the Chinese, led by the Malayan Communist Party (MCP), became the backbone of the Malayan Peoples' Anti-Japanese Army (MPAJA), a force similar to the Soviet-supported Partisan rebel forces led by local Communist parties in the Eastern European theatre. With British assistance, the MPAJA became the most effective resistance force in the occupied Asian countries.
Although the Japanese argued that they supported Malay nationalism, they offended Malay nationalism by allowing their ally Thailand to re-annex the four northern states, Kedah, Perlis, Kelantan, and Terengganu that had been transferred to British Malaya in 1909. The loss of Malaya's export markets soon produced mass unemployment which affected all races and made the Japanese increasingly unpopular.
During occupation, ethnic tensions were raised and nationalism grew. The Malayans were thus on the whole glad to see the British back in 1945, but things could not remain as they were before the war, and a stronger desire for independence grew. Britain was bankrupt and the new Labour government was keen to withdraw its forces from the East as soon as possible. Colonial self-rule and eventual independence were now British policy. The tide of Asian nationalism sweeping through Asia soon reached Malaya. But most Malays were more concerned with defending themselves against the MCP which was mostly made up of Chinese, than with demanding independence from the British; indeed, their immediate concern was that the British not leave and abandon the Malays to the armed Communists of the MPAJA, which was the largest armed force in the country.
In 1944, the British drew up plans for a Malayan Union, which would turn the Federated and Unfederated Malay States, plus Penang and Malacca (but not Singapore), into a single Crown colony, with a view towards independence. The Bornean territories and Singapore were left out as it was thought this would make union more difficult to achieve. There was however strong opposition from the Malays, who opposed the weakening of the Malay rulers and the granting of citizenship to the ethnic Chinese and other minorities. The British had decided on legalised equality between all races as they perceived the Chinese and Indians as more loyal to the British during the war than the Malays. The Sultans, who had initially supported it, backed down and placed themselves at the head of the resistance.
In 1946, the United Malays National Organisation (UMNO) was founded by Malay nationalists led by Dato Onn bin Jaafar, the Chief Minister of Johor. UMNO favoured independence for Malaya, but only if the new state was run exclusively by the Malays. Faced with implacable Malay opposition, the British dropped the plan for equal citizenship. The Malayan Union was thus established in 1946, and was dissolved in 1948 and replaced by the Federation of Malaya, which restored the autonomy of the rulers of the Malay states under British protection.
Meanwhile, the Communists were moving towards open insurrection. The MPAJA had been disbanded in December 1945, and the MCP organised as a legal political party, but the MPAJA's arms were carefully stored for future use. The MCP policy was for immediate independence with full equality for all races. The Party's strength was in the Chinese-dominated trade unions, particularly in Singapore, and in the Chinese schools, where the teachers, mostly born in China, saw the Communist Party of China as the leader of China's national revival. In March 1947, reflecting the international Communist movement's "turn to left" as the Cold War set in, the MCP leader Lai Tek was purged and replaced by the veteran MPAJA guerrilla leader Chin Peng, who turned the party increasingly to direct action. These rebels, under the leadership of the MCP, launched guerrilla operations designed to force the British out of Malaya. In July, following a string of assassinations of plantation managers, the colonial government struck back, declaring a State of emergency, banning the MCP and arresting hundreds of its militants. The Party retreated to the jungle and formed the Malayan Peoples' Liberation Army, with about 13,000 men under arms, all Chinese.
The Malayan Emergency as it was known, lasted from 1948 to 1960 and involved a long anti-insurgency campaign by Commonwealth troops in Malaya. The British strategy, which proved ultimately successful, was to isolate the MCP from its support base by a combination of economic and political concessions to the Chinese and the resettlement of Chinese squatters into "New Villages" in "white areas" free of MCP influence. From 1949 the MCP campaign lost momentum and the number of recruits fell sharply. Although the MCP succeeded in assassinating the British High Commissioner, Sir Henry Gurney, in October 1951, this turn to terrorist tactics alienated many moderate Chinese from the Party. The arrival of Lt.-Gen Sir Gerald Templer as British commander in 1952 was the beginning of the end of the Emergency. Templer helped create the modern techniques of Counter-insurgency warfare in Malaya and applied them against the MCP guerillas. Although the insurgency was defeated Commonwealth troops remained with the backdrop of the Cold War against the Soviet Union. Against this backdrop, independence for the Federation within the Commonwealth was granted on 31 August 1957, with Tunku Abdul Rahman as the first prime minister.
Emergence of Malaysia
Struggle for independent Malaysia
Chinese reaction against the MCP was shown by the formation of the Malayan Chinese Association (MCA) in 1949 as a vehicle for moderate Chinese political opinion. Its leader Tan Cheng Lock favoured a policy of collaboration with UMNO to win Malayan independence on a policy of equal citizenship, but with sufficient concessions to Malay sensitivities to ease nationalist fears. Tan formed a close collaboration with Tunku (Prince) Abdul Rahman, the Chief Minister of Kedah and from 1951 successor to Datuk Onn as leader of UMNO. Since the British had announced in 1949 that Malaya would soon become independent whether the Malayans liked it or not, both leaders were determined to forge an agreement their communities could live with as a basis for a stable independent state. The UMNO-MCA Alliance, which was later joined by the Malayan Indian Congress (MIC), won convincing victories in local and state elections in both Malay and Chinese areas between 1952 and 1955.
The introduction of elected local government was another important step in defeating the Communists. After Joseph Stalin's death in 1953, there was a split in the MCP leadership over the wisdom of continuing the armed struggle. Many MCP militants lost heart and went home, and by the time Templer left Malaya in 1954, the Emergency was over, although Chin Peng led a diehard group that lurked in the inaccessible country along the Thai border for many years.
During 1955 and 1956 UMNO, the MCA and the British hammered out a constitutional settlement for a principle of equal citizenship for all races. In exchange, the MCA agreed that Malaya's head of state would be drawn from the ranks of the Malay Sultans, that Malay would be the official language, and that Malay education and economic development would be promoted and subsidised. In effect, this meant that Malaya would be run by the Malays, particularly since they continued to dominate the civil service, the army and the police, but that the Chinese and Indians would have proportionate representation in the Cabinet and the parliament, would run those states where they were the majority, and would have their economic position protected. The difficult issue of who would control the Education system was deferred until after independence. This came on 31 August 1957, when Tunku Abdul Rahman became the first Prime Minister of independent Malaya.
This left the unfinished business of the other British-ruled territories in the region. After the Japanese surrender the Brooke family and the British North Borneo Company gave up their control of Sarawak and North Borneo respectively, and these became British Crown Colonies. They were much less economically developed than Malaya, and their local political leaderships were too weak to demand independence. Singapore, with its large Chinese majority, achieved autonomy in 1955, and in 1959 the young leader Lee Kuan Yew became Prime Minister. The Sultan of Brunei remained as a British client in his oil-rich enclave. Between 1959 and 1962 the British government orchestrated complex negotiations between these local leaders and the Malayan government.
On 24 April 1961, Lee Kuan Yew proposed the idea of forming Malaysia during a meeting to Tunku Abdul Rahman, after which Tunku invited Lee to prepare a paper elaborating on this idea. On 9 May, Lee sent the final version of the paper to Tunku and then deputy Malayan Prime Minister Abdul Razak. There were doubts about the practicality of the idea but Lee assured the Malayan government of continued Malay political dominance in the new federation. Razak supported the idea of the new federation and worked to convince Tunku to back it. On 27 May 1961, Abdul Rahman proposed the idea of forming "Malaysia", which would consist of Brunei, Malaya, North Borneo, Sarawak, and Singapore, all except Malaya still under British rule. It was stated that this would allow the central government to better control and combat communist activities, especially in Singapore. It was also feared that if Singapore became independent, it would become a base for Chinese chauvinists to threaten Malayan sovereignty. The proposed inclusion of British territories besides Singapore was intended to keep the ethnic composition of the new nation similar to that of Malaya, with the Malay and indigenous populations of the other territories canceling out the Chinese majority in Singapore.
Although Lee Kuan Yew supported the proposal, his opponents from the Singaporean Socialist Front (Barisan Sosialis) resisted, arguing that this was a ploy for the British to continue controlling the region. Most political parties in Sarawak were also against the merger, and in North Borneo, where there were no political parties, community representatives also stated their opposition. Although the Sultan of Brunei supported the merger, the Parti Rakyat Brunei opposed it as well. At the Commonwealth Prime Ministers Conference in 1961, Abdul Rahman explained his proposal further to its opponents. In October, he obtained agreement from the British government to the plan, provided that feedback be obtained from the communities involved in the merger.
The Cobbold Commission, named after its head, Lord Cobbold, conducted a study in the Borneo territories and approved a merger with North Borneo and Sarawak; however, it was found that a substantial number of Bruneians opposed merger. North Borneo drew up a list of points, referred to as the 20-point agreement, proposing terms for its inclusion in the new federation. Sarawak prepared a similar memorandum, known as the 18-point agreement. Some of the points in these agreements were incorporated into the eventual constitution, some were instead accepted orally. These memoranda are often cited by those who believe that Sarawak's and North Borneo's rights have been eroded over time. A referendum was conducted in Singapore to gauge opinion, and 70% supported merger with substantial autonomy given to the state government. The Sultanate of Brunei withdrew from the planned merger due to opposition from certain segments of its population as well as arguments over the payment of oil royalties and the status of the sultan in the planned merger. Additionally, the Bruneian Parti Rakyat Brunei staged an armed revolt, which, though it was put down, was viewed as potentially destabilising to the new nation.
After reviewing the Cobbold Commission's findings, the British government appointed the Landsdowne Commission to draft a constitution for Malaysia. The eventual constitution was essentially the same as the 1957 constitution, albeit with some rewording; for instance, giving recognition to the special position of the natives of the Borneo States. North Borneo, Sarawak and Singapore were also granted some autonomy unavailable to the states of Malaya. After negotiations in July 1963, it was agreed that Malaysia would come into being on 31 August 1963, consisting of Malaya, North Borneo, Sarawak, and Singapore. The date was to coincide with the independence day of Malaya and the British giving self-rule to Sarawak and North Borneo. However, Indonesia and the Philippines strenuously objected to this development, with Indonesia claiming Malaysia represented a form of "neocolonialism" and the Philippines claiming North Borneo as its territory. The opposition from the Indonesian government led by Sukarno and attempts by the Sarawak United People's Party delayed the formation of Malaysia. Due to these factors, an eight-member UN team was formed to re-ascertain whether North Borneo and Sarawak truly wanted to join Malaysia. Malaysia formally came into being on 16 September 1963, consisting of Malaya, North Borneo, Sarawak, and Singapore. In 1963 the total population of Malaysia was about 10 million.
Challenges of independence
At the time of independence, Malaya had great economic advantages. It was among the world's leading producers of three valuable commodities; rubber, tin, and palm oil, and was also a significant iron ore producer. These export industries gave the Malayan government a healthy surplus to invest in industrial development and infrastructure projects. Like other developing nations in the 1950s and 1960s, Malaya (and later Malaysia) placed great stress on state planning, although UMNO was never a socialist party. The First and Second Malayan Plans (1956–60 and 1961–65 respectively) stimulated economic growth through state investment in industry and repairing infrastructure such as roads and ports, which had been damaged and neglected during the war and the Emergency. The government was keen to reduce Malaya's dependence on commodity exports, which put the country at the mercy of fluctuating prices. The government was also aware that demand for natural rubber was bound to fall as the production and use of synthetic rubber expanded. Since a third of the Malay workforce worked in the rubber industry it was important to develop alternative sources of employment. Competition for Malaya's rubber markets meant that the profitability of the rubber industry increasingly depended on keeping wages low, which perpetuated rural Malay poverty.
Foreign objection
Both Indonesia and the Philippines withdrew their ambassadors from Malaya on 15 September 1963, the day before Malaysia's formation. In Jakarta the British and Malayan embassies were stoned, and the British consulate in Medan was ransacked with Malaya's consul taking refuge in the US consulate. Malaysia withdrew its ambassadors in response, and asked Thailand to represent Malaysia in both countries.
Indonesian President Sukarno, backed by the powerful Communist Party of Indonesia (PKI), chose to regard Malaysia as a "neocolonialist" plot against his country, and backed a Communist insurgency in Sarawak, mainly involving elements of the local Chinese community. Indonesian irregular forces were infiltrated into Sarawak, where they were contained by Malaysian and Commonwealth of Nations forces. This period of Konfrontasi, an economic, political, and military confrontation lasted until the downfall of Sukarno in 1966. The Philippines objected to the formation of the federation, claiming North Borneo was part of Sulu, and thus the Philippines. In 1966 the new president, Ferdinand Marcos, dropped the claim, although it has since been revived and is still a point of contention marring Philippine-Malaysian relations. There is massive migration of Chavacanos (Spanish Creole speaking Peruvian-Filipinos from the brief rebel-state of the Republic of Zamboanga), Tausugs, and Sama-Bajaus (Of the Sultanate of Sulu) from the Philippines to Sabah, Malaysia, especially at Semporna, due to them being refugees of the Moro conflict, a war in the Philippines which is primarily supported by the government of Malaysia. This war was waged to counteract reconquest attempts from the Philippine Sultanate of Sulu. Among the Philippine armed attempts include the 2013 Lahad Datu standoff.
Racial strife
The Depression of the 1930s, followed by the outbreak of the Sino-Japanese War, had the effect of ending Chinese emigration to Malaya. This stabilised the demographic situation and ended the prospect of the Malays becoming a minority in their own country. At the time of independence in 1957, Malays comprised 55% of the population, Chinese 35% and Indians 10%. This balance was altered by the inclusion of the majority-Chinese Singapore, upsetting many Malays. The federation increased the Chinese proportion to close to 40%. Both UMNO and the MCA were nervous about the possible appeal of Lee's People's Action Party (then seen as a radical socialist party) to voters in Malaya and tried to organise a party in Singapore to challenge Lee's position there. Lee in turn threatened to run PAP candidates in Malaya at the 1964 federal elections, despite an earlier agreement that he would not do so (see PAP-UMNO Relations). Racial tensions intensified as PAP created an opposition alliance aiming for equality between races. This provoked Tunku Abdul Rahman to demand that Singapore withdraw from Malaysia. While the Singaporean leaders attempted to keep Singapore as a part of the Federation, the Malaysian Parliament voted 126–0 on 9 August 1965 in favour of the expulsion of Singapore.
The most vexed issues of independent Malaysia were education and the disparity of economic power among the ethnic communities. The Malays felt unhappy with the wealth of the Chinese community, even after the expulsion of Singapore. Malay political movements emerged based around this. However, since there was no effective opposition party, these issues were contested mainly within the coalition government, which won all but one seat in the first post-independence Malayan Parliament. The two issues were related since the Chinese advantage in education played a large part in maintaining their control of the economy, which the UMNO leaders were determined to end. The MCA leaders were torn between the need to defend their own community's interests and the need to maintain good relations with UMNO. This produced a crisis in the MCA in 1959, in which a more assertive leadership under Lim Chong Eu defied UMNO over the education issue, only to be forced to back down when Tunku Abdul Rahman threatened to break up the coalition.
The Education Act of 1961 put UMNO's victory on the education issue into legislative form. Henceforward Malay and English would be the only teaching languages in secondary schools, and state primary schools would teach in Malay only. Although the Chinese and Indian communities could maintain their own Chinese and Tamil-language primary schools, all their students were required to learn Malay, and to study an agreed "Malayan curriculum". Most importantly, the entrance exam to the University of Malaya (which moved from Singapore to Kuala Lumpur in 1963) would be conducted in Malay, even though most teachings at the university was in English until the 1970s. This had the effect of excluding many Chinese students. At the same time, Malay schools were heavily subsidised, and Malays were given preferential treatment. This obvious defeat for the MCA greatly weakened its support in the Chinese community.
As in education, the UMNO government's unspoken agenda in the field of economic development aimed to shift economic power away from the Chinese and towards the Malays. The two Malayan Plans and the First Malaysian Plan (1966–1970) directed resources heavily into developments that would benefit the rural Malay community, such as village schools, rural roads, clinics, and irrigation projects. Several agencies were set up to enable Malay smallholders to upgrade their production and to increase their incomes. The Federal Land Development Authority (FELDA) helped many Malays to buy farms or to upgrade ones they already owned. The state also provided a range of incentives and low-interest loans to help Malays start businesses, and government tendering systematically favoured Malay companies, leading many Chinese-owned businesses to "Malayanise" their management. All this certainly tended to reduce the gap between Chinese and Malay standards of living, although some argued that this would have happened anyway as Malaysia's trade and general prosperity increased.
Crisis of 1969 and Communist insurgency
The collaboration of the MCA and the MIC in these policies weakened their hold on the Chinese and Indian electorates. At the same time, the effects of the government's affirmative action policies of the 1950s and 1960s had been to create a discontented class of educated but underemployed Malays. This was a dangerous combination, and led to the formation of a new party, the Malaysian People's Movement (Gerakan Rakyat Malaysia) in 1968. Gerakan was a deliberately non-communal party, bringing in Malay trade unionists and intellectuals as well as Chinese and Indian leaders. At the same time, an Islamist party, the Islamic Party of Malaysia (PAS) and a Democratic socialist party, the Democratic Action Party (DAP), gained increasing support, at the expense of UMNO and the MCA respectively.
Following the end of the Malayan Emergency in 1960, the predominantly ethnic Chinese Malayan National Liberation Army, armed wing of the Malayan Communist Party, had retreated to the Malaysian-Thailand border where it had regrouped and retrained for future offensives against the Malaysian government. The insurgency officially began when the MCP ambushed security forces in Kroh–Betong, in the northern part of Peninsular Malaysia, on 17 June 1968. Instead of declaring a "state of emergency" as the British had done previously, the Malaysian government responded to the insurgency by introducing several policy initiatives including the Security and Development Program (KESBAN), Rukun Tetangga (Neighbourhood Watch), and the RELA Corps (People's Volunteer Group).
At the May 1969 federal elections, the UMNO-MCA-MIC Alliance polled only 48% of the vote, although it retained a majority in the legislature. The MCA lost most of the Chinese-majority seats to Gerakan or DAP candidates. The victorious opposition celebrated by holding a motorcade on the main streets of Kuala Lumpur with supporters holding up brooms as a signal of its intention to make sweeping changes. Fear of what the changes might mean for them (as much of the country's businesses were Chinese-owned), a Malay backlash resulted, leading rapidly to riots and inter-communal violence in which about 6,000 Chinese homes and businesses were burned and at least 184 people were killed, although Western diplomatic sources at the time suggested a toll of close to 600, with most of the victims are Chinese. The government declared a state of emergency, and a National Operations Council, headed by Deputy Prime Minister Tun Abdul Razak, took power from the government of Tunku Abdul Rahman, who, in September 1970, was forced to retire in favour of Abdul Razak. It consisted of nine members, mostly Malay, and wielded full political and military power.
Using the Emergency-era Internal Security Act (ISA), the new government suspended Parliament and political parties, imposed press censorship and placed severe restrictions on political activity. The ISA gave the government power to intern any person indefinitely without trial. These powers were widely used to silence the government's critics, and have never been repealed. The Constitution was changed to make illegal any criticism, even in Parliament, of the Malaysian monarchy, the special position of Malays in the country, or the status of Malay as the national language.
In 1971 Parliament reconvened, and a new government coalition, the National Front (Barisan Nasional), was formed in 1973 to replace the Alliance party. The coalition consisted of UMNO, the MCA, the MIC, Gerakan, PPP, and regional parties in Sabah and Sarawak. The PAS also joined the Front but was expelled in 1977. The DAP was left outside as the only significant opposition party. Abdul Razak held office until his death in 1976. He was succeeded by Datuk Hussein Onn, the son of UMNO's founder Onn Jaafar, and then by Tun Mahathir Mohamad, who had been Education Minister since 1981, and who held power for 22 years.
During these years policies were put in place which led to the rapid transformation of Malaysia's economy and society, such as the controversial New Economic Policy, which was intended to increase proportionally the share of the economic "pie" of the bumiputras as compared to other ethnic groups—was launched by Prime Minister Tun Abdul Razak. Malaysia has since maintained a delicate ethno-political balance, with a system of government that has attempted to combine overall economic development with political and economic policies that promote equitable participation of all races.
Modern Malaysia
In 1970 three-quarters of Malaysians living below the poverty line were Malays, the majority of Malays were still rural workers, and Malays were still largely excluded from the modern economy. The government's response was the New Economic Policy of 1971, which was to be implemented through a series of four five-year plans from 1971 to 1990. The plan had two objectives: the elimination of poverty, particularly rural poverty, and the elimination of the identification between race and prosperity. This latter policy was understood to mean a decisive shift in economic power from the Chinese to the Malays, who until then made up only 5% of the professional class.
Poverty was tackled through an agricultural policy which resettled 250,000 Malays on newly cleared farmland, more investment in rural infrastructure, and the creation of free trade zones in rural areas to create new manufacturing jobs. Little was done to improve the living standards of the low-paid workers in plantation agriculture, although this group steadily declined as a proportion of the workforce. By 1990 the poorest parts of Malaysia were rural Sabah and Sarawak, which lagged significantly behind the rest of the country. During the 1970s and '80s rural poverty did decline, particularly in the Malayan Peninsula, but critics of the government's policy contend that this was mainly due to the growth of overall national prosperity (due in large part to the discovery of important oil and gas reserves) and migration of rural people to the cities rather than to state intervention. These years saw rapid growth in Malaysian cities, particularly Kuala Lumpur, which became a magnet for immigration both from rural Malaya and from poorer neighbours such as Indonesia, Bangladesh, Thailand and the Philippines. Urban poverty became a problem for the first time, with shanty towns growing up around the cities.
The second arm of government policy, driven mainly by Mahathir first as Education Minister and then as Prime Minister, was the transfer of economic power to the Malays. Mahathir greatly expanded the number of secondary schools and universities throughout the country, and enforced the policy of teaching in Malay rather than English. This had the effect of creating a large new Malay professional class. It also created an unofficial barrier against Chinese access to higher education, since few Chinese are sufficiently fluent in Malay to study at Malay-language universities. Chinese families therefore sent their children to universities in Singapore, Australia, Britain or the United States – by 2000, for example, 60,000 Malaysians held degrees from Australian universities. This had the unintended consequence of exposing large numbers of Malaysians to life in Western countries, creating a new source of discontent. Mahathir also greatly expanded educational opportunities for Malay women – by 2000 half of all university students were women.
To find jobs for all these new Malay graduates, the government created several agencies for intervention in the economy. The most important of these were PERNAS (National Corporation Ltd.), PETRONAS (National Petroleum Ltd.), and HICOM (Heavy Industry Corporation of Malaysia), which not only directly employed many Malays but also invested in growing areas of the economy to create new technical and administrative jobs which were preferentially allocated to Malays. As a result, the share of Malay equity in the economy rose from 1.5% in 1969 to 20.3% in 1990, and the percentage of businesses of all kinds owned by Malays rose from 39 percent to 68 percent. This latter figure was deceptive because many businesses that appeared to be Malay-owned were still indirectly controlled by Chinese, but there is no doubt that the Malay share of the economy considerably increased. The Chinese remained disproportionately powerful in Malaysian economic life, but by 2000 the distinction between Chinese and Malay business was fading as many new corporations, particularly in growth sectors such as information technology, were owned and managed by people from both ethnic groups.
Malaysia's rapid economic progress since 1970, which was only temporarily disrupted by the Asian financial crisis of 1997, has not been matched by change in Malaysian politics. The repressive measures passed in 1970 remain in place. Malaysia has had regular elections since 1974, and although campaigning is reasonably free at election time, it is in effect a one-party state, with the UMNO-controlled National Front usually winning nearly all the seats, while the DAP wins some Chinese urban seats and the PAS some rural Malay ones. Since the DAP and the PAS have diametrically opposed policies, they have been unable to form an effective opposition coalition. There is almost no criticism of the government in the media and public protest remains severely restricted. The ISA continues to be used to silence dissidents, and the members of the UMNO youth movement are deployed to physically intimidate opponents.
Mahathir administration
Mahathir Mohamad was sworn in as prime minister on 16 July 1981, at the age of 56. One of his first acts was to release 21 detainees held under the Internal Security Act, including journalist Samad Ismail and a former deputy minister in Hussein's government, Abdullah Ahmad, who had been suspected of being an underground communist. He appointed his close ally, Musa Hitam, as deputy prime minister.
The expiry of the Malaysian New Economic Policy (NEP) in 1990 allowed Mahathir to outline his economic vision for Malaysia. In 1991, he announced Vision 2020, under which Malaysia would aim to become a fully developed country within 30 years. The target would require average economic growth of approximately seven per cent of gross domestic product per annum. One of Vision 2020's features would be to gradually break down ethnic barriers. Vision 2020 was accompanied by the NEP's replacement, the National Development Policy (NDP), under which some government programs designed to benefit the Bumiputera exclusively were opened up to other ethnicities. The NDP achieved success out one of its main aims, poverty reduction. By 1995, less than nine per cent of Malaysians lived in poverty, and income inequality had narrowed. Mahathir's government cut corporate taxes and liberalised financial regulations to attract foreign investment. The economy grew by over nine per cent per annum until 1997, prompting other developing countries to emulate Mahathir's policies. Much of the credit for Malaysia's economic development in the 1990s went to Anwar Ibrahim, appointed by Mahathir as finance minister in 1991. The government rode the economic wave and won the 1995 election with an increased majority.
Mahathir initiated a series of major infrastructure projects in the 1990s. One of the largest was the Multimedia Super Corridor, an area south of Kuala Lumpur, in the mould of Silicon Valley, designed to cater for the information technology industry. However, the project failed to generate the investment anticipated. Other Mahathir projects included the development of Putrajaya as the home of Malaysia's public service and bringing a Formula One Grand Prix to Sepang. One of the most controversial developments was the Bakun Dam in Sarawak. The ambitious hydro-electric project was intended to carry electricity across the South China Sea to satisfy electricity demand in peninsular Malaysia. Work on the dam was eventually suspended due to the Asian financial crisis.
In 1997, the Asian financial crisis, which began in Thailand in mid-1997, threatened to devastate Malaysia. The value of the ringgit plummeted due to currency speculation, foreign investment fled, and the main stock exchange index fell by over 75 per cent. At the urging of the International Monetary Fund (IMF), the government cut government spending. It raised interest rates, which only served to exacerbate the economic situation. In 1998, in a controversial approach, Mahathir reversed this policy course in defiance of the IMF and his own deputy, Anwar. He increased government spending and fixed the ringgit to the US dollar. The result confounded his international critics and the IMF. Malaysia recovered from the crisis faster than its Southeast Asian neighbours. In the domestic sphere, it was a political triumph. Amidst the economic events of 1998, Mahathir had dismissed Anwar as finance minister and deputy prime minister. He could now claim to have rescued the economy despite Anwar's policies.
At UMNO's general assembly in 2002, Mahathir announced that he would resign as prime minister, only for supporters to rush to the stage and convince him tearfully to remain. He subsequently fixed his retirement for October 2003, giving him time to ensure an orderly and uncontroversial transition to his anointed successor, Abdullah Badawi. Having spent over 22 years in office, Mahathir was the world's longest-serving elected leader when he retired.
Abdullah administration
Abdullah Ahmad Badawi freed Anwar, which was seen as a portent of a mild liberalisation. At the 2004 election, the National Front led by Abdullah had a massive victory, virtually wiping out the PAS and Keadilan, although the DAP recovered the seats it had lost in 1999. This victory was seen as the result mainly of Abdullah's personal popularity and the strong recovery of Malaysia's economy, which has lifted the living standards of many Malaysians to almost first-world standards, coupled with an ineffective opposition. The government's objective is for Malaysia to become a fully developed country by 2020 as expressed in Wawasan 2020. It leaves unanswered, however, the question of when and how Malaysia will acquire a first-world political system (a multi-party democracy, a free press, an independent judiciary and the restoration of civil and political liberties) to go with its new economic maturity.
In November 2007, Malaysia was struck by two anti-government rallies. The 2007 Bersih Rally which was attended by 40,000 people was held in Kuala Lumpur on 10 November 2007, to campaign for electoral reform. It was precipitated by allegations of corruption and discrepancies in the Malaysian election system that heavily favour the ruling political party, Barisan Nasional, which has been in power since Malaysia achieved its independence in 1957. Another rally was held on 25 November 2007, in Kuala Lumpur led by HINDRAF. The rally organiser, the Hindu Rights Action Force, had called the protest over alleged discriminatory policies favouring ethnic Malays. The crowd was estimated to be between 5,000 and 30,000. In both cases, the government and police tried to prevent the gatherings from taking place. On 16 October 2008, HINDRAF was banned when the government labelled the organisation as a threat to national security.
Abdullah faced growing criticism, largely for his failure to curtail corruption, and in October 2008, he announced his intention to resign the following March. Abdullah was succeeded in office by his Deputy Prime Minister, Najib Razak (son of Abdul Razak), in April 2009.
Najib administration
Najib Razak entered office as Prime Minister with a focus on domestic economic issues and political reform. On his first day as Prime Minister, Najib announced the lifting of bans on two opposition newspapers, Suara Keadilan and Harakahdaily, run by the People's Justice Party of Datuk Seri Anwar Ibrahim and the Malaysian Islamic Party, respectively, as well as the release of 13 people detained under the Internal Security Act 1960 (ISA). Among the released detainees were two ethnic Indian activists who were arrested in December 2007 for leading an anti-government campaign, three foreigners and eight suspected Islamic militants. He also pledged to conduct a comprehensive review of the much-criticised law which allows for indefinite detention without trial. This review resulted in the repeal and replacement of the Internal Security Act 1960 (ISA) by the Security Offences (Special Measures) Act 2012 which had been passed by Parliament and given royal assent on 18 June 2012.
Malaysia Day, celebrating the formation of Malaysia on 16 September 1963, was declared a public holiday in 2010 in complement to the existing 31 August celebration of Hari Merdeka.
In early 2013, there was an incursion in Lahad Datu which was a military conflict that started when 235 militants, some of whom were armed, arrived by boats in Lahad Datu District, Sabah, Malaysia from Simunul island, Tawi-Tawi, in the southern Philippines. Malaysian security forces launched a major operation to repel the militants, resulting in decisive Malaysian victory.
Two flight incidents involving Malaysian airlines occurred in 2014 during Najib Razak's second term. On March 8, 2014, Malaysia Airlines Flight 370 vanished en route from Kuala Lumpur to Beijing. The 239 passengers and crew on board were presumed dead. Just four months later, 298 people were killed when Malaysia Airlines Flight 17 was shot down by a surface-to-air missile while flying over territory controlled by Russian-backed militants in Eastern Ukraine.
In April 2015, Najib Razak passed a controversial 6 percent tax on goods and services. Later that year his administration was engulfed in scandal when Najib Razak and other officials were implicated in a multibillion-dollar embezzlement and money-laundering scheme involving 1Malaysia Development Berhad (1MDB), a state-owned investment fund, triggering widespread calls from most Malaysians including the opposition parties for Najib's resignation. In September 2016, Mahathir submitted a request to the King requesting Najib be dismissed, although no action was taken on this.
Najib has also been criticised for the extravagant life of his wife Rosmah Mansor. On 21 January 2012, in the 'Private Sydney' section of the Australian daily Sydney Morning Herald, columnist Andrew Hornery called Rosmah the “first lady of shopping”, allegedly for spending A$100,000 (RM325,000) at a Sydney boutique. Quoting Sydney designer Carl Kapp, the columnist reported that Kapp’s “biggest customer” had spent the astounding amount during a “private holiday” there “a little more than a fortnight ago”. On 30 March 2016, the Wall Street Journal, Time and several other news agencies reported that Najib and Rosmah had spent $15 million on luxury goods and extravagant travel expenses. During Najib's golf diplomacy with U.S. President Barack Obama on 24 December 2014, Malaysian investigation documents show that Rosmah had purchased items amounting to $130,625 at a Chanel store in Honolulu, Hawaii. The allegation was confirmed when a store employee at the Chanel store in the upscale Ala Moana Center recalls Rosmah shopping there just before 25 December 2014.
Second Mahathir administration
Mahathir Mohamad, who left UMNO in 2016 and formed his own political party, the Malaysian United Indigenous Party which teamed up with three other political parties to form Pakatan Harapan, was sworn in as the Prime Minister of Malaysia after winning the election on 10 May 2018. He defeated Najib Razak who led Barisan Nasional, the political party that had previously ruled Malaysia for 61 years since 1957. The ongoing 1Malaysia Development Berhad scandal, the 6% Goods and Services Tax, and the high cost of living were all the factors in Najib's loss.
The unpopular tax was reduced to 0% on 1 June 2018. The government of Malaysia under Mahathir tabled for the first reading Bill to repeal GST in Parliament on 31 July 2018 (Dewan Rakyat). GST was successfully replaced with Sales Tax and Service Tax starting 1 September 2018.
On 28 September 2018, Mahathir addressed the United Nations General Assembly that his government would promise to ratify the International Convention on the Elimination of All Forms of Racial Discrimination (ICERD). However, after weeks of receiving racially and religiously charged demonstrations against the convention, particularly from Bumiputras, fearing that it may jeopardise the constitution, the Pakatan Harapan government chose not to accede to the ICERD on November 23, 2018.
Muhyiddin administration
On 29 February 2020, a week after the country was thrown into a political crisis, Muhyiddin Yassin was appointed as the 8th Prime Minister by the king, following the abrupt resignation of Mahathir Mohamad five days before. He is the first person appointed to the position while holding both a parliamentary and state seat at the same time. During his administration, COVID-19, which had originated in Wuhan, China, spread throughout the nation. In response, Muhyiddin implemented the Malaysian movement control order (MCO) on 18 March 2020 to prevent the disease from spreading throughout Malaysia.
In mid-January 2021, King Abdullah of Pahang declared a national state of emergency until at least 1 August in response to rising COVID-19 cases and political infighting within Prime Minister Muhyiddin's Perikatan Nasional government. Under this state of emergency, parliament and elections was suspended while the Malaysian government was empowered to introduce laws without approval.
Muhyiddin Yassin commenced the country's vaccination programme against COVID-19 in late February 2021, with he became the first individual in Malaysia to receive the Pfizer–BioNTech COVID-19 vaccine when it was broadcast live nationwide.
Muhyiddin officially resigned as Prime Minister on August 16, 2021, after losing majority support due to the country's political crisis, as well as calls for his resignation due to economic stagnation and the government's failure to prevent a record rise in COVID-19 infections and deaths in late 2020 and 2021. He was afterwards appointed back as caretaker Prime Minister by the Yang di-Pertuan Agong until a replacement can be selected.
Ismail Sabri administration
Former Deputy Prime Minister to Muhyiddin Yassin, Ismail Sabri Yaakob has been appointed as the 9th Prime Minister of Malaysia by Yang di-Pertuan Agong after being satisfied which he had commanded the confidence of the majority in Parliament, with a total of 114 from 220 members of the Dewan Rakyat nominated for him under Article 40(2)(a) and Article 43(2)(a) of the Federal Constitution. He was sworn in as the next Prime Minister at the Istana Negara on August 21, 2021.
See also
The formation of Malaysia
History of Singapore
History of Brunei
History of the Philippines
History of Southeast Asia
Japanese occupation of Malaya
Japanese occupation of British Borneo
Notes
References
Further reading
Andaya, Barbara Watson, and Leonard Y. Andaya. (2016) A history of Malaysia (2nd ed. Macmillan International Higher Education, 2016).
Baker, Jim. (2020) Crossroads: a popular history of Malaysia and Singapore (4th ed. Marshall Cavendish International Asia Pte Ltd, 2020) excerpt
Goh, Cheng Teik (1994). Malaysia: Beyond Communal Politics. Pelanduk Publications. .
Hack, Karl. "Decolonisation and the Pergau Dam affair." History Today (Nov 1994), 44#11 pp. 9–12.
Hooker, Virginia Matheson. (2003) A Short History of Malaysia: Linking East and West (2003) excerpt
Kheng, Cheah Boon. (1997) "Writing Indigenous History in Malaysia: A Survey on Approaches and Problems", Crossroads: An Interdisciplinary Journal of Southeast Asian Studies 10#2 (1997): 33–81.
Milner, Anthony. Invention of Politics in Colonial Malaya (Melbourne: Cambridge University Press, 1996).
Musa, M. Bakri (1999). The Malay Dilemma Revisited. Merantau Publishers. .
Roff, William R. Origins of Malay Nationalism (Kuala Lumpur: University of Malaya Press, 1967).
Shamsul, Amri Baharuddin. (2001) "A history of an identity, an identity of a history: the idea and practice of 'Malayness' in Malaysia reconsidered." Journal of Southeast Asian Studies 32.3 (2001): 355–366. online
Ye, Lin-Sheng (2003). The Chinese Dilemma. East West Publishing. .
External links
Economic History of Malaysia
"Malaysia" entry at Library of Congress |
13808 | https://en.wikipedia.org/wiki/History%20of%20Israel | History of Israel | The Land of Israel, also known as the Holy Land or Palestine, is the birthplace of the Jewish people, the place where the final form of the Hebrew Bible is thought to have been compiled, and the birthplace of Judaism and Christianity. It contains sites sacred to Judaism, Samaritanism, Christianity, Islam, Druze and the Baháʼí Faith. The region has come under the sway of various empires and, as a result, has hosted a wide variety of ethnicities. The adoption of Christianity by the Roman Empire in the 4th century led to a Greco-Roman Christian majority which lasted not just until the 7th century when the area was conquered by the Arab Muslim Empires, but for another full six centuries. It gradually became predominantly Muslim after the end of the Crusader period (1099-1291), during which it was the focal point of conflict between Christianity and Islam. From the 13th century it was mainly Muslim with Arabic as the dominant language and was first part of the Syrian province of the Mamluk Sultanate and after 1516 part of the Ottoman Empire until the British conquest in 1917-18.
A Jewish national movement, Zionism, emerged in the late-19th century (partially in response to growing antisemitism), as part of which Aliyah (Jewish return from diaspora) increased. During World War I, the British government publicly committed to create a Jewish National Home and was granted a Mandate to rule Palestine by the League of Nations for this purpose. A rival Arab nationalism also claimed rights over the former Ottoman territories and sought to prevent Jewish migration into Palestine, leading to growing Arab–Jewish tensions. Israeli independence in 1948 was accompanied by an exodus of Arabs from Israel, the Arab–Israeli conflict and a subsequent Jewish exodus from Arab and Muslim countries to Israel. About 43% of the world's Jews live in Israel today, the largest Jewish community in the world.
In 1979, an uneasy Egypt–Israel Peace Treaty was signed, based on the Camp David Accords. In 1993, Israel signed Oslo I Accord with the Palestine Liberation Organization, followed by establishment of the Palestinian National Authority and in 1994 Israel–Jordan peace treaty was signed. Despite efforts to finalize the peace agreement, the conflict continues to play a major role in Israeli and international political, social and economic life.
In its early decades, the economy of Israel was largely state-controlled and shaped by social democratic ideas. In the 1970s and 1980s, the economy underwent a series of free market reforms and was gradually liberalized. In the past three decades, the economy has grown considerably, but GDP per capita has increased faster than the increase in wages.
Periodisation
The periodisation is subject to the progress of research, to regional, national, and ideological interpretation, as well as personal preference of the individual researcher. For an overview of a mainstream periodisation system for the wider region, see List of archaeological periods (Levant). Periodisation organized by the seat of the controlling state is shown below:
Prehistory
Between 2.6 and 0.9 million years ago, at least four episodes of hominine dispersal from Africa to the Levant are known, each culturally distinct. The oldest evidence of early humans in the territory of modern Israel, dating to 1.5 million years ago, was found in Ubeidiya near the Sea of Galilee. The flint tool artefacts have been discovered at Yiron, the oldest stone tools found anywhere outside Africa. Other groups include 1.4 million years old Acheulean industry, the Bizat Ruhama group and Gesher Bnot Yaakov.
In the Carmel mountain range at el-Tabun, and Es Skhul, Neanderthal and early modern human remains were found, including the skeleton of a Neanderthal female, named Tabun I, which is regarded as one of the most important human fossils ever found. The excavation at el-Tabun produced the longest stratigraphic record in the region, spanning 600,000 or more years of human activity, from the Lower Paleolithic to the present day, representing roughly a million years of human evolution. Other notable Paleolithic sites include caves Qesem and Manot. The oldest fossils of anatomically modern humans found outside Africa are the Skhul and Qafzeh hominids, who lived in northern Israel 120,000 years ago. Around 10th millennium BCE, the Natufian culture existed in the area.
Bronze and Iron Ages
Canaanites (Bronze Age)
During the 2nd millennium BCE, Canaan, part of which later became known as Israel, was dominated by the New Kingdom of Egypt from c.1550 to c. 1180.
The earliest recorded battle in history took place in 1457 BCE, at Megiddo (known in Greek as Armageddon), between Canaanite forces and those of Pharoh Thutmose III. The Canaanites left no written history, but Thutmose's scribe, Tjaneni, recorded the battle.
Early Israelites (Iron Age I)
The first record of the name Israel (as ) occurs in the Merneptah stele, erected for Egyptian Pharaoh Merneptah (son of Ramses II) c. 1209 BCE, "Israel is laid waste and his seed is not." William G. Dever sees this "Israel" in the central highlands as a cultural and probably political entity, more an ethnic group rather than an organized state.
Ancestors of the Israelites may have included Semites native to Canaan and the Sea Peoples. McNutt says, "It is probably safe to assume that sometime during Iron Age I a population began to identify itself as 'Israelite'", differentiating itself from the Canaanites through such markers as the prohibition of intermarriage, an emphasis on family history and genealogy, and religion.
The archeological evidence indicates a society of village-like centres, but with more limited resources and a small population. Villages had populations of up to 300 or 400, which lived by farming and herding, and were largely self-sufficient; economic interchange was prevalent. Writing was known and available for recording, even in small sites.
First Hebrew texts and religion
The first use of grapheme-based writing originated in the area, probably among Canaanite peoples resident in Egypt. This evolved into the Phoenician alphabet from which all modern alphabetical writing systems are descended. The Paleo-Hebrew alphabet was one of the first to develop and evidence of its use exists from about 1000 BCE (see the Gezer calendar), the language spoken was probably Biblical Hebrew.
Monotheism, the belief in a single all-powerful law-giving God is thought to have evolved among the Hebrew speakers gradually, over the next few centuries, from a number of separate cults, leading to the first versions of the religion now known as Judaism.
Israel and Judah (Iron Age II)
The Hebrew Bible describes constant warfare between the Israelites and the Philistines whose capital was Gaza. The Phillistines were Greek refugee-settlers who inhabited the southern Levantine coast. The Bible states that King David founded a dynasty of kings and that his son Solomon built a temple. Both David and Solomon are widely referenced in Jewish, Christian and Islamic texts. Standard Biblical chronology suggests that around 930 BCE, following the death of Solomon, the kingdom split into a southern Kingdom of Judah and a northern Kingdom of Israel. The Bible's Books of Kings state that soon after the split, Pharoh "Shishaq" invaded the country, plundering Jerusalem. An inscription over a gate at Karnak in Egypt recounts such an invasion by Pharoh Sheshonq I.
The archeological evidence for this period is extremely sparse, leading some scholars to suggest that this section of the Hebrew Bible, which includes texts written two centuries later, exaggerates the importance of David and Solomon. The earliest references to the "House of David" have been found in two inscriptions, on the Tel Dan Stele and the Mesha Stele; the latter is a Moabite stele, now in the Louvre, which describes an 840 BCE invasion of Moab by Omri, king of Israel. Jehu, son of Omri, is referenced by Assyrian records (now in the British Museum). Modern archeological findings show that Omri's capital city, Samaria, was large and Finkelstein has suggested that the Biblical account of David and Solomon are an attempt by later Judean rulers to ascribe Israel's successes to their dynasty.
Assyrian invasions
In 854 BCE, according to Assyrian records (the Kurkh Monoliths), an alliance between Ahab of Israel and Ben Hadad II of Aram Damascus managed to repulse the incursions of the Assyrians, with a victory at the Battle of Qarqar. This is not included in the Bible which describes conflict between Ahab and Ben Hadad. Around 750 BCE, the Kingdom of Israel was destroyed by Assyrian king Tiglath-Pileser III. The Philistine kingdom was also destroyed. The Assyrians sent most of the population of the northern Israelite kingdom into exile, thus creating the "Lost Tribes of Israel". The Samaritans claim to be descended from survivors of the Assyrian conquest. An Israelite revolt (724–722 BCE) was crushed after the siege and capture of Samaria by the Assyrian king Sargon II.
Modern scholars believe that refugees from the destruction of Israel moved to Judah, massively expanding Jerusalem and leading to construction of the Siloam Tunnel during the rule of King Hezekiah (ruled 715–686 BCE). The tunnel could provide water during a siege and its construction is described in the Bible. A Hebrew plaque left by the construction team still exists.
Sargon's son, Sennacherib, tried and failed to conquer Judah, during Hezekiah's reign. Assyrian records say that Sennacherib levelled 46 walled cities and besieged Jerusalem, leaving after receiving extensive tribute. The Bible also refers to tribute, and suggests that Hezekiah was aided by Taharqa, king of Kush (now Sudan), in repulsing the Assyrians. The Twenty-fifth Dynasty of Egypt were Nubian Pharohs and they probably defeated the Assyrians. Sennacherib had a 12 meter by 5-metre frieze erected in his palace in Nineveh (now in Iraq) depicting his victory at Lachish, the second largest city in Judah.
The Bible describes a tradition of religious men ("prophets") exercising some form of free speech and criticizing rulers. The most famous of these was Isaiah, who witnessed the Assyrian invasion and warned of its consequences.
Under King Josiah (ruler from 641 – 619), the book of Deuteronomy was either rediscovered or written. The Book of Joshua and the accounts of the kingship of David and Solomon in the book of Kings are believed to have the same author. The books are known as Deuteronomist and considered to be a key step in the emergence of monotheism in Judah. They emerged at a time that Assyria was weakened by the emergence of Babylon and may be a committing to text of pre-writing verbal traditions.
Babylonian, Persian, and Hellenistic periods (586–37 BCE)
In 586 BCE King Nebuchadnezzar II of Babylon conquered Judah. According to the Hebrew Bible, he destroyed Solomon's Temple and exiled the Jews to Babylon. The Phillistines were also driven into exile. The defeat of Judah was recorded by the Babylonians (see the Babylonian Chronicles). Babylonian and Biblical sources suggest that the Judean king, Jehoiachin, switched allegiances between the Egyptians and the Babylonians and that invasion was a punishment for allying with Babylon's principal rival, Egypt. The exiled Jews may have been restricted to the elite. Jehoiachin was eventually released by the Babylonians. Tablets which seem to describe his rations were found in the ruins of Babylon (see Jehoiachin's Rations Tablets). According to both the Bible and the Talmud, the Judean royal family (the Davidic line) continued as head of Babylonian Jewry, called the "Rosh Galut" (head of exile). Arab and Jewish sources show that the Rosh Galut continued to exist (in what is now Iraq) for another 1,500 years, ending in the eleventh century.
In 538 BCE, Cyrus the Great of Persia conquered Babylon and took over its empire. Cyrus issued a proclamation granting subjugated nations (including the people of Judah) religious freedom (for the original text see the Cyrus Cylinder). According to the Hebrew Bible 50,000 Judeans, led by Zerubabel, returned to Judah and rebuilt the temple. A second group of 5,000, led by Ezra and Nehemiah, returned to Judah in 456 BCE although non-Jews wrote to Cyrus to try to prevent their return. Modern scholars believe that the final Hebrew versions of the Torah and Books of Kings date from this period, that the returning Israelites adopted an Aramaic script (also known as the Ashuri alphabet), which they brought back from Babylon; this is the current Hebrew script. The Hebrew calendar closely resembles the Babylonian calendar and probably dates from this period.
The Persians also conquered Egypt, posting a Judean military garrison on Elephantine Island near Aswan. In the early 20th century 175 papyrus documents were discovered, recording activity in this community, including the "Passover Papyrus", a letter instructing the garrison on how to correctly conduct the Passover feast.
In 333 BCE, the Macedonian ruler Alexander the Great defeated Persia and conquered the region. After Alexander's death, his generals fought over the territory he had conquered and Judah became the frontier between the Seleucid Empire and Ptolemaic Egypt, eventually becoming part of the Seleucid Empire in 200 BCE at the battle of Panium (fought near Banias on the Golan Heights). The first translation of the Hebrew Bible, the Greek Septuagint was made in 3rd Century BCE Alexandria, during the rule of Ptolemy II Philadelphus, for the Library of Alexandria.
Hasmonean dynasty (140–37 BCE)
In the 2nd century BCE, Seleucid ruler Antiochus IV Epiphanes tried to eradicate Judaism in favour of Hellenistic religion. This provoked the 174–135 BCE Maccabean Revolt led by Judas Maccabeus (whose victory is celebrated in the Jewish festival of Hanukkah). The Books of the Maccabees describe the uprising and the end of Greek rule, these books were not added to the sacred Jewish canon and as a result the Hebrew originals were lost (Greek translations survived).
A Jewish party called the Hasideans opposed both Hellenism and the revolt, but eventually gave their support to the Maccabees. Modern interpretations see the initial stages of the uprising as a civil war between Hellenised and orthodox forms of Judaism.
The Hasmonean dynasty of Jewish priest-kings ruled Judea with the Pharisees, Sadducees and Essenes as the principal Jewish social movements. As part of the struggle against Hellenistic civilization, the Pharisee leader Simeon ben Shetach established the first schools based around meeting houses. This led to Rabbinical Judaism. Justice was administered by the Sanhedrin, which was a Rabbincal assembly and law court whose leader was known as the Nasi. The Nasi's religious authority gradually superseded that of the Temple's high priest, who under the Hasmoneans was the king himself.
The Hasmoneans continually extended their control over much of the region. In 125 BCE the Hasmonean ethnarch John Hyrcanus subjugated Edom and forcibly converted its population to Judaism.
Hyrcanus' son Alexander Jannaeus established good relations with the Roman Republic, however there was growing tension between Pharisees and Sadducees and a conflict over the succession to Janneus, in which the warring parties invited foreign intervention on their behalf.
Roman period (64 BCE–4th century CE)
In 64 BCE the Roman general Pompey conquered Syria and intervened in the Hasmonean civil war in Jerusalem, restoring Hyrcanus II as High Priest and making Judea a Roman vassal kingdom. During the siege of Alexandria in 47 BCE, the lives of Julius Caesar and his protégé Cleopatra were saved by 3,000 Jewish troops sent by Hyrcanus II and commanded by Antipater, whose descendants Caesar made kings of Judea.
Herodian dynasty and Roman province
From 37 BCE to 6 CE, the Herodian dynasty, Jewish-Roman client kings, descended from Antipater, ruled Judea. Herod the Great considerably enlarged the temple (see Herod's Temple), making it one of the largest religious structures in the world. At this time, Jews formed as much as 10% of the population of the entire Roman Empire, with large communities in North Africa and Arabia. Despite the fame of the temple, Rabbinical Judaism, led by Hillel the Elder, began to assume popular prominence over the Temple priesthood. The Romans gave the Jewish Temple in Jerusalem permission not to display an effigy of the emperor, the only religious structure in the Roman Empire that was exempt. Special dispensation was granted for Jewish citizens of the Roman Empire to pay a tax to the temple.
Augustus made Judea a Roman province in 6 CE, deposing the last Jewish king, Herod Archelaus, and appointing a Roman governor. There was a small revolt against Roman taxation led by Judas of Galilee and over the next decades tensions grew between the Greco-Roman and Judean population centered on attempts to place effigies of the Emperor Caligula in Synagogues and in the Jewish temple.
According to the Christian scriptures, Jesus was born in the last years of Herod's rule, probably in the Judean city of Bethlehem. Jesus is thought to have been a Galilean Jewish reformer (from Nazareth), and was executed in Jerusalem by the Roman governor Pontius Pilate between 25 and 35 CE. All his key followers, the Twelve Apostles, were Jews including Paul the Apostle (5–67 CE) who took critical steps towards creating a new religion, defining Jesus as the "Son of God". In the year 50 CE, the Council of Jerusalem led by Paul, decided to abandon the Jewish requirement of circumcision and the Torah, creating a form of Judaism highly accessible to non-Jews and with a more universal notion of God. Another Jewish follower, Peter is believed to have become the first Pope.
In 64 CE, the Temple High Priest Joshua ben Gamla introduced a religious requirement for Jewish boys to learn to read from the age of six. Over the next few hundred years this requirement became steadily more ingrained in Jewish tradition.
Jewish–Roman wars
In 66 CE, the Jews of Judea rose in revolt against Rome, naming their new state as "Israel". The events were described by the Jewish leader and historian Josephus, including the defence of Jotapata, the siege of Jerusalem (69–70 CE) and the desperate last stand at Masada under Eleazar ben Yair (72–73 CE).
The Temple and most of Jerusalem was destroyed. During the Jewish revolt, most Christians, at this time a sub-sect of Judaism, removed themselves from Judea. The rabbinical/Pharisee movement led by Yochanan ben Zakai, who opposed the Sadducee temple priesthood, made peace with Rome and survived. After the war Jews continued to be taxed in the Fiscus Judaicus, which was used to fund a temple to Jupiter. An arch commemorating the victory was erected in Rome and still exists.
Tensions and attacks on Jews around the Roman Empire led to a massive Jewish uprising against Rome from 115 to 117. Jews in Libya, Egypt, Cyprus and Mesopotamia fought against Rome. This conflict was accompanied by large-scale massacres of both sides. Cyprus was so severely depopulated that new settlers were imported and Jews banned from living there.
In 131, the Emperor Hadrian renamed Jerusalem "Aelia Capitolina" and constructed a Temple of Jupiter on the site of the former Jewish temple. Jews were banned from living in Jerusalem itself (a ban that persisted until the Arab conquest), and the Roman province, until then known as Iudaea Province, was renamed Palaestina, no other revolt led to a province being renamed. The names "Palestine" (in English) and "Filistin" (in Arabic) are derived from this.
From 132 to 136, the Jewish leader Simon Bar Kokhba led another major revolt against the Romans, again renaming the country "Israel" (see Bar Kokhba Revolt coinage). The Bar Kochba revolt probably caused more trouble for the Romans than the better documented revolt of 70. Christians refused to participate in the revolt and from this point the Jews regarded Christianity as a separate religion. The revolt was eventually crushed by Emperor Hadrian himself. During the Bar Kokhba revolt a rabbinical assembly decided which books could be regarded as part of the Hebrew Bible: the Jewish apocrypha and Christian books were excluded. As a result, the original text of some Hebrew texts, including the Books of Maccabees were lost (Greek translations survived).
A rabbi of this period, Simeon bar Yochai, is regarded as the author of the Zohar, the foundational text for Kabbalistic thought. However, modern scholars believe it was written in Medieval Spain.
After the 136 CE Jewish defeat
After suppressing the Bar Kochba revolt, the Romans exiled the Jews of Judea, but not those of Galilee. The Romans permitted a hereditary Rabbinical Patriarch (from the House of Hillel, based in Galilee), called the "Nasi" to represent the Jews in dealings with the Romans. The most famous of these was Judah haNasi, who is credited with compiling the final version of the Mishnah (a massive body of Jewish religious texts interpreting the Bible) and with strengthening the educational demands of Judaism by requiring that illiterate Jews be treated as outcasts. As a result, many illiterate Jews may have converted to Christianity. Jewish seminaries, such as those at Shefaram and Bet Shearim, continued to produce scholars. The best of these became members of the Sanhedrin, which was located first at Sepphoris and later at Tiberias. Before the Bar Kochba uprising, an estimated 2/3 of the population of Galilee and 1/3 of the coastal region were Jewish. In the Galillee, many synagogues have been found dating from this period, and the burial site of the Sanhedrin leaders was discovered in 1936. There was a notable rivalry between Palestinian and Babylonian academies. The former thought that leaving the land in peaceful times was tantamount to idolatry and many would not ordain Babylonian students for fear they would then return to their Babylonian homeland, while Babylonian scholars thought that Palestinian rabbis were descendents of the 'inferior stock' putatively returning with Ezra after the Babylonian exile. An economic crisis and heavy taxation to finance the wars of imperial succession that affected the Roman empire in the 3rd century led to further Jewish migration from Syria Palaestina to the more tolerant Persian Sassanid Empire, where a prosperous Jewish community with extensive seminaries existed in the area of Babylon.
Rome adopts Christianity
Early in the 4th century, the Emperor Constantine made Constantinople the capital of the East Roman Empire and made Christianity an accepted religion. His mother, Helena made a pilgrimage to Jerusalem (326–328) and led the construction of the Church of the Nativity (birthplace of Jesus in Bethlehem), the Church of the Holy Sepulchre (burial site of Jesus in Jerusalem) and other key churches that still exist. The name Jerusalem was restored to Aelia Capitolina and it became a Christian city. Jews were still banned from living in Jerusalem, but were allowed to visit and worship at the site of the ruined temple. Over the course of the next century Christians worked to eradicate "paganism", leading to the destruction of the classical Roman traditions and eradication of its temples. By the end of the 4th Century, anyone caught worshipping "pagan" gods was executed and their property confiscated.
In 351–2, another Jewish revolt in the Galilee erupted against a corrupt Roman governor. In 362, the last pagan Roman Emperor, Julian the Apostate, announced plans to rebuild the Jewish Temple. He died while fighting the Persians in 363 and the project was discontinued.
In 380 Emperor Theodosius I, the last Emperor of a united Roman Empire, made Christianity the official religion of the Roman Empire.
Byzantine period (390–634)
The Roman Empire split in 390 CE and the region became part of the (Christian) East Roman Empire, known as the Byzantine Empire. Byzantine Christianity was dominated by the (Greek) Eastern Orthodox Church whose massive land ownership has extended into the present. In the 5th century, the Western Roman Empire collapsed leading to Christian migration into the Roman province of Palaestina Prima and development of a Christian majority. Jews numbered 10–15% of the population, concentrated largely in the Galilee. Judaism was the only non-Christian religion tolerated, but restrictions on Jews slowly increased to include a ban on building new places of worship, holding public office or owning Christian slaves. In 425, following the death of the last Nasi, Gamliel VI, the Sanhedrin was officially abolished and the title of Nasi banned. Several Samaritan Revolts erupted in this period, resulting in the decrease of Samaritan community from about a million to a near extinction. Sacred Jewish texts written in Palestine at this time are the Gemara (400), the Jerusalem Talmud (500) and the Passover Haggadah.
In 495 Mar-Zutra II (the Exilarch), set up an independent Jewish city-state in what is now Iraq. It lasted seven years and after its fall, his son Mar-Zutra III moved to Tiberias where he became head of the local religious academy in 520.
The Jewish Menorah, which the Romans took when the temple was destroyed, was reportedly taken to Carthage by the Vandals after the sacking of Rome in 455. According to the Byzantine historian, Procopius, the Byzantine army recovered it in 533 and brought it to Constantinople.
In 611, Khosrow II, ruler of Sassanid Persia invaded the Byzantine Empire. He was helped by Jewish fighters recruited by Benjamin of Tiberias and captured Jerusalem in 614. The "True Cross" was captured by the Persians. The Jewish Himyarite Kingdom in Yemen may also have provided support. Nehemiah ben Hushiel was made governor of Jerusalem. Christian historians of the period claimed the Jews massacred Christians in the city, but there is no archeological evidence of destruction, leading modern historians to question their accounts. In 628, Kavad II (son of Kosrow), returned Palestine and the True Cross to the Byzantines and signed a peace treaty with them. Following the Byzantine re-entry, Heraclius massacred the Jewish population of Gallilee and Jerusalem and renewed the ban on Jews entering Jerusalem. Benjamin of Tiberias was converted to Christianity.
Early Muslim period (634–1099)
According to Muslim tradition, on the last night of his life in 620, Muhammed was taken on a journey from Mecca to the "farthest mosque", whose location many consider to be the Temple Mount, returning the same night.
In about 635, an Arab army led by Muawiyah I conquered Palestine and the entire Levant, making it a province of the new Medina-based Arab Empire. The Byzantine ban on Jews living in Jerusalem came to an end and Palestine gradually came to be dominated politically and socially by Muslims, though the dominant religion of the country down to the Crusades may still have been Christian.
In 661, Muawiyah was crowned Caliph in Jerusalem, becoming the first of the (Damascus-based) Umayyad dynasty. In 691, Umayyad Caliph Abd al-Malik (685–705) constructed the Dome of the Rock shrine on the Temple Mount (where the Jewish temple had been located). A second building, the Al-Aqsa Mosque, was also erected on the Temple Mount in 705. Both buildings were rebuilt in the 10th century following a series of earthquakes.
Jews consider the Temple Mount (Muslim name Noble Sanctuary) to contain the Foundation Stone (see also Holy of Holies), which is the holiest site in Judaism. Jews believe it is the site where Abraham tried to sacrifice his son, Isaac, while Muslims believe that Abraham tried to sacrifice his son, Ishmael, in Mecca.
A new city, Ramlah, was built as the Muslim capital of Jund Filastin, (the name given to the province). In 750, Arab discrimination against Non-Arab Muslims led to the Abbasid Revolution and the Umayyads were replaced by the Abbasid Caliphs who built a new city, Baghdad, to be their capital.
During the 8th century, the Caliph Umar II introduced a law requiring Jews and Christians to wear identifying clothing: Jews were required to wear yellow stars round their neck and on their hats. Christians had to wear Blue. Clothing regulations were not always enforced, but did arise during repressive periods and were sometimes designed to humiliate and persecute non-Muslims. A poll tax was imposed on all non-Muslims by all Islamic rulers and failure to pay could result in imprisonment or worse. Non-Muslims were banned from travelling unless they could show a tax receipt. There were also bans on construction of new places of worship and repair of existing places of worship. The system of requiring Jews to wear yellow stars was subsequently adopted also in parts of Christian Europe.
In 982, Caliph Al-Aziz Billah of the Cairo-based Fatimid dynasty conquered the region. The Fatimids were followers of Isma'ilism, a branch of Shia Islam and claimed descent from Fatima, Mohammed's daughter. Around the year 1,010 the Church of Holy Sepulchre (believed to be Jesus burial site), was destroyed by Fatimid Caliph al-Hakim, who relented ten years later and paid for it to be rebuilt. In 1020 al-Hakim claimed divine status and the newly formed Druze religion gave him the status of a messiah.
Between the 7th and 11th centuries, Jewish scribes, called the Masoretes and located in Galilee and Jerusalem, established the Masoretic Text, the final text of the Hebrew Bible.
Crusades and Mongols (1099–1291)
In 1099, the First Crusade took Jerusalem and established a Catholic kingdom, known as the Kingdom of Jerusalem. During the conquest, both Muslims and Jews were indiscriminately massacred or sold into slavery. Jews encountered as the Crusaders travelled across Europe were given a choice of conversion or murder, and almost always chose martyrdom. The carnage continued when the Crusaders reached the Holy Land. Ashkenazi Orthodox Jews still recite a prayer in memory of the death and destruction caused by the Crusades.
Around 1180, Raynald of Châtillon, ruler of Transjordan, caused increasing conflict with the Ayyubid Sultan Saladin (Salah-al-Din), leading to the defeat of the Crusaders in the 1187 Battle of Hattin (above Tiberias). Saladin was able to peacefully take Jerusalem and conquered most of the former Kingdom of Jerusalem. Saladin's court physician was Maimonides, a refugee from Almohad (Muslim) persecution in Córdoba, Spain, where all non-Muslim religions had been banned. This was the end of the golden age of Jewish culture in Spain and Maimonides possessed extensive knowledge of Greek and Arab medicine. His religious writings (in Hebrew and Judeo-Arabic) are still studied by Orthodox Jews. Maimonides was buried in Tiberias. A Crusader city-state at Acre survived for another century.
The Christian world's response to the loss of Jerusalem came in the Third Crusade of 1190. After lengthy battles and negotiations, Richard the Lionheart and Saladin concluded the Treaty of Jaffa in 1192 whereby Christians were granted free passage to make pilgrimages to the holy sites, while Jerusalem remained under Muslim rule. In 1229, Jerusalem peacefully reverted into Christian control as part of a treaty between Holy Roman Emperor Frederick II and Ayyubid sultan al-Kamil that ended the Sixth Crusade. In 1244, Jerusalem was sacked by the Khwarezmian Tatars who decimated the city's Christian population, drove out the Jews and razed the city. The Khwarezmians were driven out by the Ayyubids in 1247. In 1258, the Mongols destroyed Baghdad, killing hundreds of thousands. For the next 30 years, the area was the frontier between Mongol invaders (occasional Crusader allies) and the Mamluks of Egypt. The conflict impoverished the country and severely reduced the population. Sultan Qutuz of Egypt eventually defeated the Mongols in the Battle of Ain Jalut ("Goliath's spring" near Ein Harod), ending the Mongol advances, and his successors eliminated the Crusader states. The last Crusader state, the Kingdom of Acre, fell in 1291, ending the Crusades.
Mamluk period (1291–1517)
The Mamluks ruled Palestine until 1516, regarding it as part of Syria. In Hebron, Baibars banned Jews from worshipping at the Cave of the Patriarchs (the second-holiest site in Judaism); the ban remained in place until its conquest by Israel 700 years later. The Egyptian Mamluk sultan Al-Ashraf Khalil conquered the last outposts of Crusader rule in 1291.
The Mamluks, continuing the policy of the Ayyubids, made the strategic decision to destroy the coastal area and to bring desolation to many of its cities, from Tyre in the north to Gaza in the south. Ports were destroyed and various materials were dumped to make them inoperable. The goal was to prevent attacks from the sea, given the fear of the return of the Crusaders. This had a long-term effect on those areas, which remained sparsely populated for centuries. The activity in that time concentrated more inland.
The collapse of the Crusades was followed by increased persecution and expulsions of Jews in Europe. Expulsions began in England (1290) and were followed by France (1306). During the 14th century Jews were blamed for the Black Death in Europe and the communities of Belgium, Holland, Switzerland and Germany were massacred or expelled (Black Death Jewish persecutions). The largest massacres of Jews took place in Spain where some tens of thousands were killed and about half the Jews in the country were forcibly converted. By the end of the 14th century, significant European Jewish communities only existed in Spain, Italy and Eastern Europe.
In January 1492, the last Muslim state was defeated in Spain and six months later the Jews of Spain (the largest community in the world) were required to convert or leave without their property. 100,000 converted with many continuing to secretly practice Judaism, for which the Catholic church's inquisition (led by Torquemada) now mandated a sentence of death by public burning. 175,000 left Spain. On the day set as the last day for Jews to legally reside in Spain, Columbus sailed to America. In return for a large payment, about 100,000 Spanish Jews were allowed into Portugal, however five years later, their children were seized and they were given the choice of conversion or departing without them. Most converted but continued to practice in secret. The economic success of the converts in Spain and Portugal and suspicion of their sincerity led to laws restricting the rights of Christians of Jewish origin. Escaping Jews were often maltreated by those shipping them and refused entry to various ports around the Mediterranean by communities afraid of being swamped. Expulsions also took place in Italy, affecting survivors of the original expulsion.
Many secret Jews chose to move to the New World, where they were temporarily able to practice Judaism freely (see History of the Jews in Latin America). Other Spanish Jews moved to North Africa, Poland and the Ottoman Empire, especially Thessaloniki (now in Greece) which became the world's largest Jewish city. Some headed for Israel, which was also controlled by the Ottomans. In Italy, Jews living in Venice were required to live in a ghetto, a practice which spread to the papal states (see Cum nimis absurdum) and was adopted across Catholic Europe. Jews outside the Ghetto often had to wear a yellow star. Secretly practicing Jews could not revert to Judaism inside Europe as this carried a death sentence. The last compulsory Ghetto was administered by the Vatican in Rome and abolished in the 1880s.
In 1523, David Reubeni tried to persuade Emperor Charles V to participate in a plan to raise a Jewish army to conquer Judea and set up a Jewish kingdom, using Jewish warriors from India and Ethiopia. He managed to meet with a number of royal leaders but was eventually executed by the inquisition.
Ottoman period (1516–1917)
Under the Mamluks, the area was a province of Bilad a-Sham (Syria). It was conquered by Turkish Sultan Selim I in 1516–17, becoming a part of the province of Ottoman Syria for the next four centuries, first as the Damascus Eyalet and later as the Syria Vilayet (following the Tanzimat reorganization of 1864).
Old Yishuv
The Ottoman Sultans encouraged Jews fleeing the inquisition in Catholic Europe to settle in the Ottoman Empire. Suleiman the Magneficent's personal physician was Moses Hamon, an inquisition survivor. Jewish businesswomen dominated communication between the Harem and the outside world (see Esther Handali). Between 1535 and 1538 Suleiman the Magnificent (ruled 1520 – 1566) built the current city walls of Jerusalem; Jerusalem had been without walls since the early 13th century. The construction followed the historical outline of the city, but left out a key section of the City of David (today part of Silwan) and what is now known as Mount Zion.
In 1558 Selim II (1566–1574), successor to Suleiman, whose wife Nurbanu Sultan was Jewish, gave control of Tiberias to Doña Gracia Mendes Nasi, one of the richest women in Europe and an escapee from the inquisition. She encouraged Jewish refugees to settle in the area and established a Hebrew printing press. Safed became a centre for study of the Kabbalah. Doña Nasi's nephew, Joseph Nasi, was made governor of Tiberias and he encouraged Jewish settlement from Italy.
Jewish population was concentrated in Jerusalem, Hebron, Safed and Tiberias, known in Jewish tradition as the Four Holy Cities. Further migration occurred during the Khmelnytsky Uprising in Ukraine, which was accompanied by brutal massacres of tens of thousands of Jews.
In 1660, a Druze revolt led to the destruction of Safed and Tiberias. In 1663 Sabbatai Zevi settled in Jerusalem, and was proclaimed as the Jewish messiah by Nathan of Gaza. He acquired a large number of followers before going to Istanbul in 1666, where Sultan Suleiman II forced him to convert to Islam. Many of his followers converted, forming a sect that still exists in Turkey, known as the Dönmeh. In the late 18th century a local Arab sheikh Zahir al-Umar created a de facto independent Emirate in the Galilee. Ottoman attempts to subdue the Sheikh failed, but after Zahir's death the Ottomans restored their rule in the area.
In 1799 Napoleon briefly occupied the country and planned a proclamation inviting Jews to create a state. The proclamation was shelved following his defeat at Acre. In 1831, Muhammad Ali of Egypt, an Ottoman ruler who left the Empire and tried to modernize Egypt, conquered Ottoman Syria and tried to revive and resettle much of its regions. His conscription policies led to a popular Arab revolt in 1834, resulting in major casualties for the local Arab peasants, and massacres of Christian and Jewish communities by the rebels. Following the revolt, Muhammad Pasha, the son of Muhammad Ali, expelled nearly 10,000 of the local peasants to Egypt, while bringing loyal Egyptian peasants and discharged soldiers to settle the coastline of Ottoman Syria. Northern Jordan Valley was settled by his Sudanese troops.
In 1838 there was another revolt by the Druze. In 1839 Moses Montefiore met with Muhammed Pasha in Egypt and signed an agreement to establish 100–200 Jewish villages in the Damascus Eyalet of Ottoman Syria, but in 1840 the Egyptians withdrew before the deal was implemented, returning the area to Ottoman governorship. In 1844, Jews constituted the largest population group in Jerusalem. By 1896 Jews constituted an absolute majority in Jerusalem, but the overall population in Palestine was 88% Muslim and 9% Christian.
Birth of Zionism
During the 19th century, Jews in Western Europe were increasingly granted citizenship and equality before the law; however, in Eastern Europe, they faced growing persecution and legal restrictions, including widespread pogroms in which thousands were murdered, raped or lost their property. Half the world's Jews lived in the Russian Empire, where they were severely persecuted and restricted to living in the Pale of Settlement. National groups in the Empire, such as the Poles, Lithuanians and Ukrainians were agitating for independence and often regarded the Jews as undesirable aliens. The Jews were usually the only non-Christian minority and spoke a distinct language (Yiddish). An independent Jewish national movement first began to emerge in the Russian Empire and the millions of Jews who were fleeing the country (mostly to United States) carried the seeds of this nationalism wherever they went.
In 1870, an agricultural school, the Mikveh Israel, was founded near Jaffa by the Alliance Israelite Universelle, a French Jewish association. In 1878, "Russian" Jewish emigrants established the village of Petah Tikva, followed by Rishon LeZion in 1882. "Russian" Jews established the Bilu and Hovevei Zion ("Lovers of Zion") movements to assist settlers and these created communities that, unlike the traditional Ashkenazi-Jewish communities, sought to be economically self-reliant. Existing Ashkenazi-Jewish communities were concentrated in the Four Holy Cities, extremely poor and relied on donations (halukka) from groups abroad. The new settlements were small agricultural communities, heavily funded by the French Baron, Edmond James de Rothschild, who sought to establish economic enterprises. In Jaffa, a vibrant commercial community developed in which Ashkenazi and Sephardi Jews inter-mingled. Many early migrants left due to difficulty finding work. Despite the difficulties, more settlements arose and the community grew.
The new migration was accompanied by a revival of the Hebrew language and attracted Jews of all kinds; religious, secular, nationalists and left-wing socialists. Socialists aimed to reclaim the land by becoming peasants or workers and forming collectives. In Zionist history, the different waves of Jewish settlement are known as "aliyah". Pogroms in the Dnieper Ukraine of the Russian Empire inspired some of the earliest ideas propagating the idea of emigration to Palestine. After pogroms broke out in 1881, as remedial measures also set new restrictions on Russian Jews, 1.98 million emigrated from the Russian Empire, 1.5 million to the United States and a small number to Palestine, both forming the prospective new centers of Jewish life, though there was strong opposition to the latter option. During the First Aliyah, between 1882 and 1903, approximately 35,000 Jews moved to Palestine. After the Ottoman conquest of the central region of their country, from 1881 onwards Yemenite Jews were enabled by new transportation facilities and greater access to knowledge of the outside world, to emigrate to Palestine, often driven by Messianism. By 1890, Jews were a majority in Jerusalem, although the country as a whole was populated mainly by Muslim and Christian Arabs.
In 1896 Theodor Herzl published Der Judenstaat (The Jewish State), in which he asserted that the solution to growing antisemitism in Europe (the so-called "Jewish Question") was to establish a Jewish state. In 1897, the Zionist Organisation was founded and the First Zionist Congress proclaimed its aim "to establish a home for the Jewish people in Palestine secured under public law." However, Zionism was regarded with suspicion by the Ottoman rulers and was unable to make major progress.
Between 1904 and 1914, around 40,000 Jews settled in the area now known as Israel (the Second Aliyah). In 1908 the Zionist Organisation set up the Palestine Bureau (also known as the "Eretz Israel Office") in Jaffa and began to adopt a systematic Jewish settlement policy. Migrants were mainly from Russia (which then included part of Poland), escaping persecution. The first Kibbutz, Degania, was founded by nine Russian socialists in 1909. In 1909 residents of Jaffa established the first entirely Hebrew-speaking city, Ahuzat Bayit (later renamed Tel Aviv). Hebrew newspapers and books were published, Hebrew schools, Jewish political parties and workers organizations were established.
World War I
During World War I, most Jews supported the Germans because they were fighting the Russians who were regarded as the Jews' main enemy. In Britain, the government sought Jewish support for the war effort for a variety of reasons including an antisemitic perception of "Jewish power" in the Ottoman Empire's Young Turks movement which was based in Thessaloniki, the most Jewish city in Europe (40% of the 160,000 population were Jewish). The British also hoped to secure American Jewish support for US intervention on Britain's behalf.
There was already sympathy for the aims of Zionism in the British government, including the Prime Minister Lloyd George. Over 14,000 Jews were expelled by the Ottoman military commander from the Jaffa area in 1914–1915, due to suspicions they were subjects of Russia, an enemy, or Zionists wishing to detach Palestine from the Ottoman Empire, and when the entire population, including Muslims, of both Jaffa and Tel Aviv was subject to an expulsion order in April 1917, the affected Jews could not return until the British conquest. Shortly after the British Army drove the Turks out of Southern Syria, and the British foreign minister, Arthur Balfour, sent a public letter to the British Lord Rothschild, a leading member of his party and leader of the Jewish community. The letter subsequently became known as the Balfour Declaration. It stated that the British Government "view[ed] with favour the establishment in Palestine of a national home for the Jewish people". The declaration provided the British government with a pretext for claiming and governing the country. New Middle Eastern boundaries were decided by an agreement between British and French bureaucrats.
A Jewish Legion composed largely of Zionist volunteers organized by Ze'ev Jabotinsky and Joseph Trumpeldor participated in the British invasion. It also participated in the failed Gallipoli Campaign. The Nili Zionist spy network provided the British with details of Ottoman plans and troop concentrations.
Interregnum (1917–1920)
After pushing out the Ottomans, Palestine came under martial law. The British, French and Arab Occupied Enemy Territory Administration governed the area shortly before the armistice with the Ottomans until the promulgation of the mandate in 1920.
British Mandate of Palestine (1920–1948)
First years
The British Mandate (in effect, British rule) of Palestine, including the Balfour Declaration, was confirmed by the League of Nations in 1922 and came into effect in 1923. The territory of Transjordan was also covered by the Mandate but under separate rules that excluded it from the Balfour Declaration. Britain signed a treaty with the United States (which did not join the League of Nations) in which the United States endorsed the terms of the Mandate.
The Balfour declaration was published on the 2nd of November 1917 and the Russian revolution took place a week later. The revolution led to civil war in the Russian Empire in which all the participants attacked Jews, who they identified with the Communists. The exception was the Bolsheviks, whose Red Army was commanded by Leon Trotsky whose parents were Jewish (although he rejected all religion).
One estimate places the number of pogroms in the Ukraine between 1918 and 1919 at 1,200: figures of those murdered or maimed range upwards of 100,000. Between 1919 and 1923, another 40,000 Jews arrived in Palestine in what is known as the Third Aliyah. Many Greek Jews arrived, mainly from Thessalonika, fleeing the Greco-Turkish War (1919–1922).
Many of the Jewish immigrants of this period were Socialist Zionists and supported the Bolsheviks, who granted Jews equal rights and had many leaders of Jewish origin. The socialist migrants became known as pioneers (halutzim), experienced or trained in agriculture who established self-sustaining communes called Kibbutzim. Malarial marshes in the Jezreel Valley and Hefer Plain were drained and converted to agricultural use. Land was bought by the Jewish National Fund, a Zionist charity that collected money abroad for that purpose. A mainly socialist underground Jewish militia, Haganah ("Defense"), was established to defend outlying Jewish settlements.
After the French victory over the Arab Kingdom of Syria and the Balfour Declaration, clashes between Arabs and Jews took place in Jerusalem during the 1920 Nebi Musa riots and in Jaffa the following year. The Jewish Agency issued the British entry permits and distributed funds donated by Jews abroad. Between 1924 and 1929, over 80,000 Jews arrived in the Fourth Aliyah, fleeing Poland and Hungary, for a variety of reasons: anti-Semitism; in protestation at the heavy tax burdens imposed on trade; and the United States Immigration Act of 1924 which severely limited immigration from Eastern and Southern Europe. The new arrivals were mainly middle-class families who moved into towns and established small businesses and workshops—although lack of economic opportunities meant that approximately a quarter later left. The first electricity generator was built in Tel Aviv in 1923 under the guidance of Pinhas Rutenberg, a former Commissar of St Petersburg in Russia's pre-Bolshevik Kerensky Government. In 1925 the Jewish Agency established the Hebrew University in Jerusalem and the Technion (technological university) in Haifa. British authorities introduced the Palestine pound (worth 1000 "mils") in 1927, replacing the Egyptian pound as the unit of currency in the Mandate.
From 1928, the democratically elected Va'ad Leumi (Jewish National Council or JNC) became the main institution of the Palestine Jewish community (Yishuv) and included non-Zionist Jews. As the Yishuv grew, the JNC adopted more government-type functions, such as education, health care and security. With British permission, the Va'ad raised its own taxes and ran independent services for the Jewish population. From 1929 its leadership was elected by Jews from 26 countries.
In 1929 tensions grew over the Kotel (Wailing Wall), the holiest spot in the world for Judaism, a narrow alleyway where the British banned Jews from using chairs or curtains: Many of the worshippers were elderly and needed seats; they also wanted to separate women from men. The Mufti claimed it was Muslim property and deliberately had cattle driven through the alley. He alleged that the Jews were seeking control of the Temple Mount. This (and general animosity) led to the August 1929 Palestine riots. The main victims were the (non-Zionist) ancient Jewish community at Hebron, who were massacred. The riots led to right-wing Zionists establishing their own militia in 1931, the Irgun Tzvai Leumi (National Military Organization, known in Hebrew by its acronym "Etzel").
Zionist political parties provided private education and health care: the General Zionists, the Mizrahi and the Socialist Zionists, each established independent health and education services and operated sports organizations funded by local taxes, donations and fees (the British administration did not invest in public services).During the interwar period, the perception grew that there was an irreconciliable tension between the two Mandatory functions, of providing for a Jewish homeland in Palestine, and the goal of preparing the country for self-determination. The British rejected the principle of majority rule or any other measure that would give the Arab population, who formed the majority of the population, control over Palestinian territory.
Increase of Jewish immigration
In 1933, the Jewish Agency and the Nazis negotiated the Ha'avara Agreement (transfer agreement), under which 50,000 German Jews would be transferred to Palestine. The Jews' possessions were confiscated and in return the Nazis allowed the Ha'avara organization to purchase 14 million pounds worth of German goods for export to Palestine and use it to compensate the immigrants. Although many Jews wanted to leave Nazi Germany, the Nazis prevented Jews from taking any money and restricted them to two suitcases so few could pay the British entry tax and many were afraid to leave. The agreement was controversial and the Labour Zionist leader who negotiated the agreement, Haim Arlosoroff, was assassinated in Tel Aviv in 1933. The assassination was used by the British to create tension between the Zionist left and the Zionist right. Arlosoroff had been the boyfriend of Magda Ritschel some years before she married Joseph Goebbels. There has been speculation that he was assassinated by the Nazis to hide the connection but there is no evidence for it.
Between 1929 and 1938, 250,000 Jews arrived in Palestine (Fifth Aliyah). 174,000 arrived between 1933 and 1936, after which the British increasingly prevented immigration, mostly due to the outbreak of the 1936-1939 Arab Revolt. Migrants were mainly from Germany and included professionals, doctors, lawyers and professors. German architects of the Bauhaus school made Tel-Aviv the world's only city with purely Bauhaus neighbourhoods and Palestine had the highest per-capita percentage of doctors in the world.
Fascist regimes were emerging across Europe and persecution of Jews increased. In many countries (most notably the 1935 German Nuremberg laws), Jews reverted to being non-citizens deprived of civil and economic rights, subject to arbitrary persecution. Significantly antisemitic governments came to power in Poland (the government increasingly boycotted Jews and by 1937 had totally excluded all Jews), Hungary, Romania and the Nazi created states of Croatia and Slovakia, while Germany annexed Austria and the Czech territories.
Arab revolt and the White Paper
Jewish immigration and Nazi propaganda contributed to the large-scale 1936–1939 Arab revolt in Palestine, a largely nationalist uprising directed at ending British rule. The head of the Jewish Agency, Ben-Gurion, responded to the Arab Revolt with a policy of "Havlagah"—self-restraint and a refusal to be provoked by Arab attacks in order to prevent polarization. The Etzel group broke off from the Haganah in opposition to this policy.
The British responded to the revolt with the Peel Commission (1936–37), a public inquiry that recommended that an exclusively Jewish territory be created in the Galilee and western coast (including the population transfer of 225,000 Arabs); the rest becoming an exclusively Arab area. The two main Jewish leaders, Chaim Weizmann and David Ben-Gurion, had convinced the Zionist Congress to approve equivocally the Peel recommendations as a basis for more negotiation. The plan was rejected outright by the Palestinian Arab leadership and they renewed the revolt, which caused the British to appease the Arabs, and to abandon the plan as unworkable.
Testifying before the Peel Commission, Weizmann said "There are in Europe 6,000,000 people ... for whom the world is divided into places where they cannot live and places where they cannot enter." In 1938, the US called an international conference to address the question of the vast numbers of Jews trying to escape Europe. Britain made its attendance contingent on Palestine being kept out of the discussion. No Jewish representatives were invited. The Nazis proposed their own solution: that the Jews of Europe be shipped to Madagascar (the Madagascar Plan). The agreement proved fruitless, and the Jews were stuck in Europe.
With millions of Jews trying to leave Europe and every country in the world closed to Jewish migration, the British decided to close Palestine. The White Paper of 1939, recommended that an independent Palestine, governed jointly by Arabs and Jews, be established within 10 years. The White Paper agreed to allow 75,000 Jewish immigrants into Palestine over the period 1940–44, after which migration would require Arab approval. Both the Arab and Jewish leadership rejected the White Paper. In March 1940 the British High Commissioner for Palestine issued an edict banning Jews from purchasing land in 95% of Palestine. Jews now resorted to illegal immigration: (Aliyah Bet or "Ha'apalah"), often organized by the Mossad Le'aliyah Bet and the Irgun. With no outside help and no countries ready to admit them, very few Jews managed to escape Europe between 1939 and 1945. Those caught by the British were mostly imprisoned in Mauritius.
World War II and the Holocaust
During the Second World War, the Jewish Agency worked to establish a Jewish army that would fight alongside the British forces. Churchill supported the plan but British Military and government opposition led to its rejection. The British demanded that the number of Jewish recruits match the number of Arab recruits, but few Arabs would fight for Britain, and the Palestinian leader, the Mufti of Jerusalem, allied with Nazi Germany.
In June 1940, Italy declared war on the British Commonwealth and sided with Germany. Within a month, Italian planes bombed Tel Aviv and Haifa, inflicting multiple casualties. In May 1941, the Palmach was established to defend the Yishuv against the planned Axis invasion through North Africa. The British refusal to provide arms to the Jews, even when Rommel's forces were advancing through Egypt in June 1942 (intent on occupying Palestine) and the 1939 White Paper, led to the emergence of a Zionist leadership in Palestine that believed conflict with Britain was inevitable. Despite this, the Jewish Agency called on Palestine's Jewish youth to volunteer for the British Army (both men and women). 30,000 Palestinian Jews and 12,000 Palestinian Arabs enlisted in the British armed forces during the war. In June 1944 the British agreed to create a Jewish Brigade that would fight in Italy.
Approximately 1.5 million Jews around the world served in every branch of the allied armies, mainly in the Soviet and US armies. 200,000 Jews died serving in the Soviet army alone. Many of these war veterans later volunteered to fight for Israel or were active in its support.
A small group (about 200 activists), dedicated to resisting the British administration in Palestine, broke away from the Etzel (which advocated support for Britain during the war) and formed the "Lehi" (Stern Gang), led by Avraham Stern. In 1943, the USSR released the Revisionist Zionist leader Menachem Begin from the Gulag and he went to Palestine, taking command of the Etzel organization with a policy of increased conflict against the British. At about the same time Yitzhak Shamir escaped from the camp in Eritrea where the British were holding Lehi activists without trial, taking command of the Lehi (Stern Gang).
Jews in the Middle East were also affected by the war. Most of North Africa came under Nazi control and many Jews were used as slaves. The 1941 pro-Axis coup in Iraq was accompanied by massacres of Jews. The Jewish Agency put together plans for a last stand in the event of Rommel invading Palestine (the Nazis planned to exterminate Palestine's Jews).
Between 1939 and 1945, the Nazis, aided by local forces, led systematic efforts to kill every person of Jewish extraction in Europe (The Holocaust), causing the deaths of approximately 6 million Jews. A quarter of those killed were children. The Polish and German Jewish communities, which played an important role in defining the pre-1945 Jewish world, mostly ceased to exist. In the United States and Palestine, Jews of European origin became disconnected from their families and roots. As the Holocaust mainly affected Ashkenazi Jews, Sepharadi and Mizrahi Jews, who had been a minority, became a much more significant factor in the Jewish world. Those Jews who survived in central Europe, were displaced persons (refugees); an Anglo-American Committee of Inquiry, established to examine the Palestine issue, surveyed their ambitions and found that over 95% wanted to migrate to Palestine.
In the Zionist movement the moderate Pro-British (and British citizen) Weizmann, whose son died flying in the RAF, was undermined by Britain's anti-Zionist policies. Leadership of the movement passed to the Jewish Agency in Palestine, now led by the anti-British Socialist-Zionist party (Mapai) led by David Ben-Gurion. In the diaspora, US Jews now dominated the Zionist movement.
Illegal Jewish immigration and insurgency
The British Empire was severely weakened by the war. In the Middle East, the war had made Britain conscious of its dependence on Arab oil. British firms controlled Iraqi oil and Britain ruled Kuwait, Bahrain and the Emirates. Shortly after VE Day, the Labour Party won the general election in Britain. Although Labour Party conferences had for years called for the establishment of a Jewish state in Palestine, the Labour government now decided to maintain the 1939 White Paper policies.
Illegal migration (Aliyah Bet) became the main form of Jewish entry into Palestine. Across Europe Bricha ("flight"), an organization of former partisans and ghetto fighters, smuggled Holocaust survivors from Eastern Europe to Mediterranean ports, where small boats tried to breach the British blockade of Palestine. Meanwhile, Jews from Arab countries began moving into Palestine overland. Despite British efforts to curb immigration, during the 14 years of the Aliyah Bet, over 110,000 Jews entered Palestine. By the end of World War II, the Jewish population of Palestine had increased to 33% of the total population.
In an effort to win independence, Zionists now waged a guerrilla war against the British. The main underground Jewish militia, the Haganah, formed an alliance called the Jewish Resistance Movement with the Etzel and Stern Gang to fight the British. This alliance was dissolved after the King David bombings. In June 1946, following instances of Jewish sabotage, the British launched Operation Agatha, arresting 2,700 Jews, including the leadership of the Jewish Agency, whose headquarters were raided. Those arrested were held without trial.
On 4 July 1946 a massive pogrom in Poland led to a wave of Holocaust survivors fleeing Europe for Palestine. Three weeks later, Irgun bombed the British Military Headquarters of the King David Hotel in Jerusalem, killing 91 people. In the days following the bombing, Tel Aviv was placed under curfew and over 120,000 Jews, nearly 20% of the Jewish population of Palestine, were questioned by the police. In the US, Congress criticized British handling of the situation and considered delaying loans that were vital to British post-war recovery.
Between 1945 and 1948, 100,000–120,000 Jews left Poland. Their departure was largely organized by Zionist activists in Poland under the umbrella of the semi-clandestine organization Berihah ("Flight"). Berihah was also responsible for the organized emigration of Jews from Romania, Hungary, Czechoslovakia and Yugoslavia, totalling 250,000 (including Poland) Holocaust survivors. The British imprisoned the Jews trying to enter Palestine in the Atlit detainee camp and Cyprus internment camps. Those held were mainly Holocaust survivors, including large numbers of children and orphans. In response to Cypriot fears that the Jews would never leave (since they lacked a state or documentation) and because the 75,000 quota established by the 1939 White Paper had never been filled, the British allowed the refugees to enter Palestine at a rate of 750 per month.
By 1947 the Labour Government was ready to refer the Palestine problem to the newly created United Nations.
United Nations Partition Plan
On 2 April 1947, the United Kingdom requested that the question of Palestine be handled by the General Assembly. The General Assembly created a committee, United Nations Special Committee on Palestine (UNSCOP), to report on "the question of Palestine". In July 1947 the UNSCOP visited Palestine and met with Jewish and Zionist delegations. The Arab Higher Committee boycotted the meetings. During the visit the British Foreign Secretary Ernest Bevin ordered that passengers from an Aliyah Bet ship, 1947, to be sent back to Europe. The Holocaust surviving migrants on the ship were forcibly removed by British troops at Hamburg, Germany.
The principal non-Zionist Orthodox Jewish (or Haredi) party, Agudat Israel, recommended to UNSCOP that a Jewish state be set up after reaching a religious status quo agreement with Ben-Gurion regarding the future Jewish state. The agreement granted an exemption from military service to a quota of yeshiva (religious seminary) students and to all orthodox women, made the Sabbath the national weekend, guaranteed Kosher food in government institutions and allowed Orthodox Jews to maintain a separate education system.
The majority report of UNSCOP proposed "an independent Arab State, an independent Jewish State, and the City of Jerusalem", the last to be under "an International Trusteeship System". On 29 November 1947, in Resolution 181 (II), the General Assembly adopted the majority report of UNSCOP, but with slight modifications. The Plan also called for the British to allow "substantial" Jewish migration by 1 February 1948.
Neither Britain nor the UN Security Council took any action to implement the recommendation made by the resolution and Britain continued detaining Jews attempting to enter Palestine. Concerned that partition would severely damage Anglo-Arab relations, Britain denied UN representatives access to Palestine during the period between the adoption of Resolution 181 (II) and the termination of the British Mandate. The British withdrawal was finally completed in May 1948. However, Britain continued to hold (formerly illegal) Jewish immigrants of "fighting age" and their families on Cyprus until March 1949.
Civil War
The General Assembly's vote caused joy in the Jewish community and discontent among the Arab community. Violence broke out between the sides, escalating into civil war. From January 1948, operations became increasingly militarized, with the intervention of a number of Arab Liberation Army regiments inside Palestine, each active in a variety of distinct sectors around the different coastal towns. They consolidated their presence in Galilee and Samaria. Abd al-Qadir al-Husayni came from Egypt with several hundred men of the Army of the Holy War. Having recruited a few thousand volunteers, he organized the blockade of the 100,000 Jewish residents of Jerusalem. The Yishuv tried to supply the city using convoys of up to 100 armoured vehicles, but largely failed. By March, almost all Haganah's armoured vehicles had been destroyed, the blockade was in full operation, and hundreds of Haganah members who had tried to bring supplies into the city were killed.
Up to 100,000 Arabs, from the urban upper and middle classes in Haifa, Jaffa and Jerusalem, or Jewish-dominated areas, evacuated abroad or to Arab centres eastwards. This situation caused the US to withdraw their support for the Partition plan, thus encouraging the Arab League to believe that the Palestinian Arabs, reinforced by the Arab Liberation Army, could put an end to the plan for partition. The British, on the other hand, decided on 7 February 1948 to support the annexation of the Arab part of Palestine by Transjordan. The Jordanian army was commanded by the British.
David Ben-Gurion reorganized the Haganah and made conscription obligatory. Every Jewish man and woman in the country had to receive military training. Thanks to funds raised by Golda Meir from sympathisers in the United States, and Stalin's decision to support the Zionist cause, the Jewish representatives of Palestine were able to purchase important arms in Eastern Europe.
Ben-Gurion gave Yigael Yadin the responsibility to plan for the announced intervention of the Arab states. The result of his analysis was Plan Dalet, in which Haganah passed from the defensive to the offensive. The plan sought to establish Jewish territorial continuity by conquering mixed zones. Tiberias, Haifa, Safed, Beisan, Jaffa and Acre fell, resulting in the flight of more than 250,000 Palestinian Arabs. The situation was one of the catalysts for the intervention of neighbouring Arab states.
On 14 May 1948, on the day the last British forces left from Haifa, the Jewish People's Council gathered at the Tel Aviv Museum and proclaimed the establishment of a Jewish state in Eretz Israel, to be known as the State of Israel.
State of Israel (1948–present)
War of Independence
Immediately following the declaration of the new state, both superpower leaders, US President Harry S. Truman and Soviet leader Joseph Stalin, recognized the new state. The Arab League members Egypt, Transjordan, Syria, Lebanon and Iraq refused to accept the UN partition plan and proclaimed the right of self-determination for the Arabs across the whole of Palestine. The Arab states marched their forces into what had, until the previous day, been the British Mandate for Palestine, starting the first Arab–Israeli War. The Arab states had heavy military equipment at their disposal and were initially on the offensive (the Jewish forces were not a state before 15 May and could not buy heavy arms). On 29 May 1948, the British initiated United Nations Security Council Resolution 50 declaring an arms embargo on the region. Czechoslovakia violated the resolution, supplying the Jewish state with critical military hardware to match the (mainly British) heavy equipment and planes already owned by the invading Arab states. On 11 June, a month-long UN truce was put into effect.
Following independence, the Haganah became the Israel Defense Forces (IDF). The Palmach, Etzel and Lehi were required to cease independent operations and join the IDF. During the ceasefire, Etzel attempted to bring in a private arms shipment aboard a ship called "Altalena". When they refused to hand the arms to the government, Ben-Gurion ordered that the ship be sunk. Several Etzel members were killed in the fighting.
Large numbers of Jewish immigrants, many of them World War II veterans and Holocaust survivors, now began arriving in the new state of Israel, and many joined the IDF.
After an initial loss of territory by the Jewish state and its occupation by the Arab armies, from July the tide gradually turned in the Israelis' favour and they pushed the Arab armies out and conquered some of the territory that had been included in the proposed Arab state. At the end of November, tenuous local ceasefires were arranged between the Israelis, Syrians and Lebanese. On 1 December King Abdullah announced the union of Transjordan with Arab Palestine west of the Jordan; only Britain recognized the annexation.
Armistice Agreements
Israel signed armistices with Egypt (24 February), Lebanon (23 March), Jordan (3 April) and Syria (20 July). No actual peace agreements were signed. With permanent ceasefire coming into effect, Israel's new borders, later known as the Green Line, were established. These borders were not recognized by the Arab states as international boundaries. Israel was in control of the Galilee, Jezreel Valley, West Jerusalem, the coastal plain and the Negev. The Syrians remained in control of a strip of territory along the Sea of Galilee originally allocated to the Jewish state, the Lebanese occupied a tiny area at Rosh Hanikra, and the Egyptians retained the Gaza strip and still had some forces surrounded inside Israeli territory. Jordanian forces remained in the West Bank, where the British had stationed them before the war. Jordan annexed the areas it occupied while Egypt kept Gaza as an occupied zone.
Following the ceasefire declaration, Britain released over 2,000 Jewish detainees it was still holding in Cyprus and recognized the state of Israel. On 11 May 1949, Israel was admitted as a member of the United Nations. Out of an Israeli population of 650,000, some 6,000 men and women were killed in the fighting, including 4,000 soldiers in the IDF (approximately 1% of the population). According to United Nations figures, 726,000 Palestinians had fled or were expelled by the Israelis between 1947 and 1949. Except in Jordan, the Palestinian refugees were settled in large refugee camps in poor, overcrowded conditions and denied citizenship by their host countries. In December 1949, the UN (in response to a British proposal) established an agency (UNRWA) to provide aid to the Palestinian refugees. It became the largest single UN agency and is the only UN agency that serves a single people.
1948–1955: Ben-Gurion I; Sharett
A 120-seat parliament, the Knesset, met first in Tel Aviv then moved to Jerusalem after the 1949 ceasefire. In January 1949, Israel held its first elections. The Socialist-Zionist parties Mapai and Mapam won the most seats (46 and 19 respectively). Mapai's leader, David Ben-Gurion, was appointed Prime Minister, he formed a coalition which did not include Mapam who were Stalinist and loyal to the USSR (another Stalinist party, non-Zionist Maki won 4 seats). This was a significant decision, as it signaled that Israel would not be in the Soviet bloc. The Knesset elected Chaim Weizmann as the first (largely ceremonial) President of Israel. Hebrew and Arabic were made the official languages of the new state. All governments have been coalitions—no party has ever won a majority in the Knesset. From 1948 until 1977 all governments were led by Mapai and the Alignment, predecessors of the Labour Party. In those years Labour Zionists, initially led by David Ben-Gurion, dominated Israeli politics and the economy was run on primarily socialist lines.
Within three years (1948 to 1951), immigration doubled the Jewish population of Israel and left an indelible imprint on Israeli society. Overall, 700,000 Jews settled in Israel during this period. Some 300,000 arrived from Asian and North African nations as part of the Jewish exodus from Arab and Muslim countries. Among them, the largest group (over 100,000) was from Iraq. The rest of the immigrants were from Europe, including more than 270,000 who came from Eastern Europe, mainly Romania and Poland (over 100,000 each). Nearly all the Jewish immigrants could be described as refugees, however only 136,000 who immigrated to Israel from Central Europe, had international certification because they belonged to the 250,000 Jews registered by the allies as displaced after World War II and living in displaced persons camps in Germany, Austria and Italy.
In 1950 the Knesset passed the Law of Return, which granted to all Jews and those of Jewish ancestry (Jewish grandparent), and their spouses, the right to settle in Israel and gain citizenship. That year, 50,000 Yemenite Jews (99%) were secretly flown to Israel. In 1951 Iraqi Jews were granted temporary permission to leave the country and 120,000 (over 90%) opted to move to Israel. Jews also fled from Lebanon, Syria and Egypt. By the late sixties, about 500,000 Jews had left Algeria, Morocco and Tunisia. Over the course of twenty years, some 850,000 Jews from Arab countries (99%) relocated to Israel (680,000), France and the Americas. The land and property left behind by the Jews (much of it in Arab city centres) is still a matter of some dispute. Today there are about 9,000 Jews living in Arab states, of whom 75% live in Morocco and 15% in Tunisia. Vast assets, approximately $150 billion worth of goods and property (before inflation) were left behind in these countries.
Between 1948 and 1958, the population of Israel rose from 800,000 to two million. During this period, food, clothes and furniture had to be rationed in what became known as the Austerity Period (Tkufat haTsena). Immigrants were mostly refugees with no money or possessions and many were housed in temporary camps known as ma'abarot. By 1952, over 200,000 immigrants were living in tents or prefabricated shacks built by the government. Israel received financial aid from private donations from outside the country (mainly the United States). The pressure on the new state's finances led Ben-Gurion to sign a controversial reparations agreement with West Germany. During the Knesset debate some 5,000 demonstrators gathered and riot police had to cordon the building. Israel received several billion marks and in return agreed to open diplomatic relations with Germany.
At the end of 1953, Ben-Gurion retired to Kibbutz Sde Boker in the Negev.
In 1949, education was made free and compulsory for all citizens until the age of 14. The state now funded the party-affiliated Zionist education system and a new body created by the Haredi Agudat Israel party. A separate body was created to provide education for the remaining Palestinian-Arab population. The major political parties now competed for immigrants to join their education systems. The government banned the existing educational bodies from the transit camps and tried to mandate a unitary secular socialist education under the control of "camp managers" who also had to provide work, food and housing for the immigrants. There were attempts to force orthodox Yemenite children to adopt a secular life style by teachers, including many instances of Yemenite children having their side-curls cut by teachers. The Yemenite children affair led to the first Israeli public inquiry (the Fromkin Inquiry), the collapse of the coalition, and an election in 1951, with little change in the results. In 1953 the party-affiliated education system was scrapped and replaced by a secular state education system and a state-run Modern Orthodox system. Agudat Israel were allowed to maintain their existing school system.
In its early years Israel sought to maintain a non-aligned position between the super-powers. However, in 1952, an antisemitic public trial was staged in Moscow in which a group of Jewish doctors were accused of trying to poison Stalin (the Doctors' plot), followed by a similar trial in Czechoslovakia (Slánský trial). This, and the failure of Israel to be included in the Bandung Conference (of non-aligned states), effectively ended Israel's pursuit of non-alignment. On 19 May 1950, in contravention of international law, Egypt announced that the Suez Canal was closed to Israeli ships and commerce. In 1952 a military coup in Egypt brought Abdel Nasser to power. The United States pursued close relations with the new Arab states, particularly the Nasser-led Egyptian Free Officers Movement and Ibn Saud of Saudi Arabia. Israel's solution to diplomatic isolation was to establish good relations with newly independent states in Africa and with France, which was engaged in the Algerian War.
In the January 1955 elections Mapai won 40 seats and the Labour Party 10, Moshe Sharett became prime minister of Israel at the head of a left-wing coalition. Between 1953 and 1956, there were intermittent clashes along all of Israel's borders as Arab terrorism and breaches of the ceasefire resulting in Israeli counter-raids. Palestinian fedayeen attacks, often organized and sponsored by the Egyptians, were made from (Egyptian) occupied Gaza. Fedayeen attacks led to a growing cycle of violence as Israel launched reprisal attacks against Gaza. In 1954 the Uzi submachine gun first entered use by the Israel Defense Forces. In 1955 the Egyptian government began recruiting former Nazi rocket scientists for a missile program.
Archaeologist and General Yigael Yadin purchased the Dead Sea Scrolls on behalf of the State of Israel. The entire first batch to be discovered were now owned by Israel and housed in the Shrine of the Book at the Israel Museum.
Sharett's government was brought down by the Lavon Affair, a crude plan to disrupt US–Egyptian relations, involving Israeli agents planting bombs at American sites in Egypt. The plan failed when eleven agents were arrested. Defense Minister Lavon was blamed despite his denial of responsibility. The Lavon affair led to Sharett's resignation and Ben-Gurion returned to the post of prime minister.
1955–1963: Ben-Gurion II
In 1955 Egypt concluded a massive arms deal with Czechoslovakia, upsetting the balance of power in the Middle East. In 1956, the increasingly pro-Soviet President Nasser of Egypt, announced the nationalization of the (French and British owned) Suez Canal, which was Egypt's main source of foreign currency. Egypt also blockaded the Gulf of Aqaba preventing Israeli access to the Red Sea. Israel made a secret agreement with the French at Sèvres to co-ordinate military operations against Egypt. Britain and France had already begun secret preparations for military action. It has been alleged that the French also agreed to build a nuclear plant for the Israelis and that by 1968 this was able to produce nuclear weapons. Britain and France arranged for Israel to give them a pretext for seizing the Suez Canal. Israel was to attack Egypt, and Britain and France would then call on both sides to withdraw. When, as expected, the Egyptians refused, Anglo-French forces would invade to take control of the Canal.
Israeli forces, commanded by General Moshe Dayan, attacked Egypt on 29 October 1956. On 30 October Britain and France made their pre-arranged call for both sides to stop fighting and withdraw from the Canal area, and for them to be allowed to take up positions at key points on the Canal. Egypt refused and the allies commenced air strikes on 31 October aimed at neutralizing the Egyptian air force. By 5 November the Israelis had overrun the Sinai. The Anglo-French invasion began that day. There was uproar in the UN, with the United States and USSR for once in agreement in denouncing the actions of Israel, Britain and France. A demand for a ceasefire was reluctantly accepted on 7 November.
At Egypt's request, the UN sent an Emergency Force (UNEF), consisting of 6,000 peacekeeping troops from 10 nations to supervise the ceasefire. This was the first ever UN peacekeeping operation. From 15 November the UN troops marked out a zone across the Sinai to separate the Israeli and Egyptian forces. Upon receiving US guarantees of Israeli access to the Suez Canal, freedom of access out of the Gulf of Aqaba and Egyptian action to stop Palestinian raids from Gaza, the Israelis withdrew to the Negev. In practice the Suez Canal remained closed to Israeli shipping. The conflict marked the end of West-European dominance in the Middle East.
Nasser emerged as the victor in the conflict, having won the political battle, however the Israeli military learnt that it did not need British or French support in order to conquer Sinai and that it could conquer the Sinai peninsula in a few days. The Israeli political leadership learnt that Israel had a limited time frame within which to operate militarily after which international political pressure would restrict Israel's freedom of action.
In 1956, two modern-orthodox (and religious-zionist) parties, Mizrachi and Hapoel HaMizrachi, joined to form the National Religious Party. The party was a component of every Israeli coalition until 1992, usually running the Ministry of Education. Mapai was once again victorious in the 1959 elections, increasing its number of seats to 47, Labour had 7. Ben-Gurion remained Prime Minister.
In 1959, there were renewed skirmishes along Israel's borders that continued throughout the early 1960s. The Arab League continued to widener its economic boycott and there was a dispute over water rights in the River Jordan basin. With Soviet backing, the Arab states, particularly Egypt, were continuing to build up their forces. Israel's main military hardware supplier was France.
Rudolph Kastner, a minor political functionary, was accused of collaborating with the Nazis and sued his accuser. Kastner lost the trial and was assassinated two years later. In 1958 the Supreme Court exonerated him. In May 1960 Adolf Eichmann, one of the chief administrators of the Nazi Holocaust, was located in Argentina by the Mossad, later kidnapping him and bringing him to Israel. In 1961 he was put on trial, and after several months found guilty and sentenced to death. He was hanged in 1962 and is the only person ever sentenced to death by an Israeli court. Testimonies by Holocaust survivors at the trial and the extensive publicity that surrounded it has led the trial to be considered a turning point in public awareness of the Holocaust.
In 1961 a Herut no-confidence motion over the resurfaces Lavon affair led to Ben-Gurion's resignation. Ben-Gurion declared that he would only accept office if Lavon was fired from the position of the head of Histadrut, Israel's labour union organization. His demands were accepted and Mapai won the 1961 election (42 seats keeping Ben-Gurion as PM) with a slight reduction in its share of the seats. Menachem Begin's Herut party and the Liberals came next with 17 seats each. In 1962 the Mossad began assassinating German rocket scientists working in Egypt after one of them reported the missile program was designed to carry chemical warheads. This action was condemned by Ben-Gurion and led to the Mossad director, Isser Harel, resignation. In 1963 Ben-Gurion quit again over the Lavon affair. His attempts to make his party Mapai support him over the issue failed. Levi Eshkol became leader of Mapai and the new prime minister.
1963–1969: Eshkol
In 1963 Yigael Yadin began excavating Masada. In 1964, Egypt, Jordan and Syria developed a unified military command. Israel completed work on a national water carrier, a huge engineering project designed to transfer Israel's allocation of the Jordan river's waters towards the south of the country in realization of Ben-Gurion's dream of mass Jewish settlement of the Negev desert. The Arabs responded by trying to divert the headwaters of the Jordan, leading to growing conflict between Israel and Syria.
In 1964, Israeli Rabbinical authorities accepted that the Bene Israel of India were indeed Jewish and most of the remaining Indian Jews migrated to Israel. The 2,000-strong Jewish community of Cochin had already migrated in 1954. Ben-Gurion quit Mapai to form the new party Rafi, he was joined by Shimon Peres and Moshe Dayan. Begin's Herut party joined with the Liberals to form Gahal. Mapai and Labour united for the 1965 elections, winning 45 seats and maintaining Levi Eshkol as Prime Minister. Ben-Gurion's Rafi party received 10 seats, Gahal got 26 seats becoming the second largest party.
Until 1966, Israel's principal arms supplier was France, however in 1966, following the withdrawal from Algeria, Charles de Gaulle announced France would cease supplying Israel with arms (and refused to refund money paid for 50 warplanes). On 5 February 1966, the United States announced that it was taking over the former French and West German obligations, to maintain military "stabilization" in the Middle East. Included in the military hardware would be over 200 M48 tanks. In May of that year the US also agreed to provide A-4 Skyhawk tactical aircraft to Israel. In 1966 security restrictions placed on Arab-Israelis were eased and efforts made to integrate them into Israeli life.
In 1966, Black and white TV broadcasts began. On 15 May 1967, the first public performance of Naomi Shemer's classic song "Jerusalem of Gold" took place and over the next few weeks it dominated the Israeli airwaves. Two days later Syria, Egypt and Jordan amassed troops along the Israeli borders, and Egypt closed the Straits of Tiran to Israeli shipping. Nasser demanded that the UNEF leave Sinai, threatening escalation to a full war. Egyptian radio broadcasts talked of a coming genocide. On 26 May Nasser declared, "The battle will be a general one and our basic objective will be to destroy Israel". Israel considered the Straits of Tiran closure a Casus belli. Egypt, Syria, Jordan and Iraq signed defence pacts and Iraqi troops began deploying to Jordan, Syria and Egypt. Algeria also announced that it would send troops to Egypt. Between 1963 and 1967 Egyptian troops had tested chemical weapons on Yemenite civilians as part of an Egyptian intervention in support of rebels.
Israel responded by calling up its civilian reserves, bringing much of the Israeli economy to a halt. The Israelis set up a national unity coalition, including for the first time Menachem Begin's party, Herut, in a coalition. During a national radio broadcast, Prime Minister Levi Eshkol stammered, causing widespread fear in Israel. To calm public concern Moshe Dayan (Chief of Staff during the Sinai war) was appointed Defence Minister.
On the morning before Dayan was sworn in, 5 June 1967, the Israeli air force launched pre-emptive attacks destroying first the Egyptian air force, and then later the same day destroying the air forces of Jordan and Syria. Israel then defeated (almost successively) Egypt, Jordan and Syria. By 11 June the Arab forces were routed and all parties had accepted the cease-fire called for by UN Security Council Resolutions 235 and 236. Israel gained control of the Sinai Peninsula, the Gaza Strip, the Golan Heights, and the formerly Jordanian-controlled West Bank of the Jordan River. East Jerusalem was arguably annexed by Israel. Residents were given permanent residency status and the option of applying for Israeli citizenship. The annexation was not recognized internationally (the Jordanian annexation of 1950 was also unrecognized except for the UK, Iraq, and Pakistan). Other areas occupied remained under military rule (Israeli civil law did not apply to them) pending a final settlement. The Golan was also annexed in 1981.
The result of the 29 August 1967 Arab League summit was the Khartoum Resolution, which according to Abd al Azim Ramadan, left only one option -a war with Israel. On 22 November 1967, the Security Council adopted Resolution 242, the "land for peace" formula, which called for the establishment of a just and lasting peace based on Israeli withdrawal from territories occupied in 1967 in return for the end of all states of belligerency, respect for the sovereignty of all states in the area, and the right to live in peace within secure, recognized boundaries. The resolution was accepted by both sides, though with different interpretations, and has been the basis of all subsequent peace negotiations.
After 1967 the Soviet block (except Romania) broke off relations with Israel. Antisemitic purges encouraged the remnants of Polish Jewry to move to Israel.
For the first time since the end of the British Mandate, Jews could visit the Old City of Jerusalem and pray at the Western Wall (the holiest site in Judaism), to which they had been denied access by the Jordanians in contravention of the 1949 Armistice agreement. The four-meter-wide public alley beside the Wall was expanded into a massive plaza and worshippers were allowed to sit, or use other furniture, for the first time in centuries. In Hebron, Jews gained access to the Cave of the Patriarchs (the second most holy site in Judaism) for the first time since the 14th century (previously Jews were only allowed to pray at the entrance). A third Jewish holy site, Rachel's Tomb, in Bethlehem, also became accessible. The Sinai oil fields made Israel self-sufficient in energy.
In 1968 Moshe Levinger led a group of Religious Zionists who created the first Jewish settlement, a town near Hebron called Kiryat Arba. There were no other religious settlements until after 1974. Ben-Gurion's Rafi party merged with the Labour-Mapai alliance. Ben-Gurion remained outside as an independent. In 1968, compulsory education was extended until the age of 16 for all citizens (it had been 14) and the government embarked on an extensive program of integration in education. In the major cities children from mainly Sephardi/Mizrahi neighbourhoods were bused to newly established middle schools in better areas. The system remained in place until after 2000.
In March 1968, Israeli forces attacked the Palestinian militia, Fatah, at its base in the Jordanian town of Karameh. The attack was in response to land mines placed on Israeli roads. The Israelis retreated after destroying the camp, however the Israelis sustained unexpectedly high casualties and the attack was not viewed as a success. Despite heavy casualties, the Palestinians claimed victory, while Fatah and the PLO (of which it formed part) became famous across the Arab world. In early 1969, fighting broke out between Egypt and Israel along the Suez Canal. In retaliation for repeated Egyptian shelling of Israeli positions along the Suez Canal, Israeli planes made deep strikes into Egypt in the 1969–1970 "War of Attrition".
1969–1974: Meir
In early 1969, Levi Eshkol died in office of a heart attack and Golda Meir became Prime Minister with the largest percentage of the vote ever won by an Israeli party, winning 56 of the 120 seats after the 1969 election. Meir was the first female prime minister of Israel and the first woman to have headed a Middle Eastern state in modern times. Gahal retained its 26 seats, and was the second largest party.
In December 1969, Israeli naval commandos took five missile boats during the night from Cherbourg Harbour in France. Israel had paid for the boats but the French had refused to supply them. In July 1970 the Israelis shot down five Soviet fighters that were aiding the Egyptians in the course of the War of Attrition. Following this, the US worked to calm the situation and in August 1970 a cease fire was agreed.
In September 1970 King Hussein of Jordan drove the Palestine Liberation Organization out of his country. On 18 September 1970, Syrian tanks invaded Jordan, intending to aid the PLO. At the request of the US, Israel moved troops to the border and threatened Syria, causing the Syrians to withdraw. The centre of PLO activity then shifted to Lebanon, where the 1969 Cairo agreement gave the Palestinians autonomy within the south of the country. The area controlled by the PLO became known by the international press and locals as "Fatahland" and contributed to the 1975–1990 Lebanese Civil War. The event also led to Hafez al-Assad taking power in Syria. Egyptian President Nasser died of a heart attack immediately after and was succeeded by Anwar Sadat.
Increased Soviet antisemitism and enthusiasm generated by the 1967 victory led to a wave of Soviet Jews applying to emigrate to Israel. . Most Jews were refused exit visas and persecuted by the authorities. Some were arrested, becoming known as Prisoners of Zion. During 1971, violent demonstrations by the Israeli Black Panthers, made the Israeli public aware of resentment among Mizrahi Jews at ongoing discrimination and social gaps. In 1972 the US Jewish Mafia leader, Meyer Lansky, who had taken refuge in Israel, was deported to the United States.
At the 1972 Munich Olympics, two members of the Israeli team were killed, and nine members taken hostage by Palestinian terrorists. A botched German rescue attempt led to the death of the rest along with five of the eight hijackers. The three surviving Palestinians were released by the West German authorities eight weeks later without charge, in exchange for the hostages of hijacked Lufthansa Flight 615. The Israeli government responded with an air raid, a raid on the PLO headquarters in Lebanon (led by future Prime Minister, Ehud Barak) and an assassination campaign against the organizers of the massacre.
In 1972 the new Egyptian President Anwar Sadat expelled the Soviet advisers from Egypt. This and frequent invasion exercises by Egypt and Syria led to Israeli complacency about the threat from these countries. In addition the desire not to be held responsible for initiating conflict and an election campaign highlighting security, led to an Israeli failure to mobilize, despite receiving warnings of an impending attack.
The Yom Kippur War (also known as the October War) began on 6 October 1973 (the Jewish Day of Atonement), the holiest day in the Jewish calendar and a day when adult Jews are required to fast. The Syrian and Egyptian armies launched a well-planned surprise attack against the unprepared Israeli Defense Forces. For the first few days there was a great deal of uncertainty about Israel's capacity to repel the invaders. Both the Soviets and the Americans (at the orders of Henry Kissinger) rushed arms to their allies. The Syrians were repulsed by the tiny remnant of the Israeli tank force on the Golan and, although the Egyptians captured a strip of territory in Sinai, Israeli forces crossed the Suez Canal, trapping the Egyptian Third Army in Sinai and were 100 kilometres from Cairo. The war cost Israel over 2,000 dead, resulted in a heavy arms bill (for both sides) and made Israelis more aware of their vulnerability. It also led to heightened superpower tension. Following the war, both Israelis and Egyptians showed greater willingness to negotiate. On 18 January 1974, extensive diplomacy by US Secretary of State Henry Kissinger led to a Disengagement of Forces agreement with the Egyptian government and on 31 May with the Syrian government.
The war was the catalyst for the 1973 oil crisis, a Saudi-led oil embargo in conjunction with OPEC against countries trading with Israel. Severe shortages led to massive increases in the price of oil, and as a result, many countries broke off relations with Israel or downgraded relations, and Israel was banned from participation in the Asian Games and other Asian sporting events.
State funding was introduced for elected parties. The new system made parties independent of wealthy donors and gave Knesset members more power over party funding, however it also made them less dependent on existing party structures and able to take their funding elsewhere. Prior to the December 1973 elections, Gahal and a number of right-wing parties united to form the Likud (led by Begin). In the December 1973 elections, Labour won 51 seats, leaving Golda Meir as Prime Minister. The Likud won 39 seats.
In May 1974, Palestinians attacked a school in Ma'alot, holding 102 children hostage. Twenty-two children were killed. In November 1974 the PLO was granted observer status at the UN and Yasser Arafat addressed the General Assembly. Later that year the Agranat Commission, appointed to assess responsibility for Israel's lack of preparedness for the war, exonerated the government of responsibility, and held the Chief of Staff and head of military intelligence responsible. Despite the report, public anger at the Government led to Golda Meir's resignation.
1974–1977: Rabin I
Following Meir's resignation, Yitzhak Rabin (Chief of Staff during the Six Day War) became prime minister. Modern Orthodox Jews (Religious Zionist followers of the teachings of Rabbi Kook), formed the Gush Emunim movement, and began an organized drive to settle the West Bank and Gaza Strip. In November 1975 the United Nations General Assembly, under the guidance of Austrian Secretary General Kurt Waldheim, adopted Resolution 3379, which asserted Zionism to be a form of racism. The General Assembly rescinded this resolution in December 1991 with Resolution 46/86. In March 1976 there was a massive strike by Israeli-Arabs in protest at a government plan to expropriate land in the Galilee.
In July 1976, an Air France plane carrying 260 people was hijacked by Palestinian and German terrorists and flown to Uganda, then ruled by Idi Amin Dada. There, the Germans separated the Jewish passengers from the non-Jewish passengers, releasing the non-Jews. The hijackers threatened to kill the remaining, 100-odd Jewish passengers (and the French crew who had refused to leave). Despite the distances involved, Rabin ordered a daring rescue operation in which the kidnapped Jews were freed. UN Secretary General Waldheim described the raid as "a serious violation of the national sovereignty of a United Nations member state" (meaning Uganda). Waldheim was a former Nazi and suspected war criminal, with a record of offending Jewish sensibilities.
In 1976, the ongoing Lebanese Civil War led Israel to allow South Lebanese to cross the border and work in Israel. In January 1977, French authorities arrested Abu Daoud, the planner of the Munich massacre, releasing him a few days later. In March 1977 Anatoly Sharansky, a prominent Refusenik and spokesman for the Moscow Helsinki Group, was sentenced to 13 years' hard labour.
Rabin resigned in April 1977 after it emerged that his wife maintained a dollar account in the United States (illegal at the time), which had been opened while Rabin was Israeli ambassador. The incident became known as the Dollar Account affair. Shimon Peres informally replaced him as prime minister, leading the Alignment in the subsequent elections.
1977–1983: Begin
In a surprise result, the Likud led by Menachem Begin won 43 seats in the 1977 elections (Labour got 32 seats). This was the first time in Israeli history that the government was not led by the left. A key reason for the victory was anger among Mizrahi Jews at discrimination, which was to play an important role in Israeli politics for many years. Talented small town Mizrahi social activists, unable to advance in the Labour party, were readily embraced by Begin. Moroccan-born David Levy and Iranian-born Moshe Katzav were part of a group who won Mizrahi support for Begin. Many Labour voters voted for the Democratic Movement for Change (15 seats) in protest at high-profile corruption cases. The party joined in coalition with Begin and disappeared at the next election.
In addition to starting a process of healing the Mizrahi–Ashkenazi divide, Begin's government included Ultra-Orthodox Jews and was instrumental in healing the Zionist–Ultra-Orthodox rift.
Begin's liberalization of the economy led to hyper-inflation (around 150% inflation) but enabled Israel to begin receiving US financial aid. Begin actively supported Gush Emunim's efforts to settle the West Bank and Jewish settlements in the occupied territories received government support, thus laying the grounds for intense conflict with the Palestinian population of the occupied territories.
In November 1977, Egyptian President Anwar Sadat broke 30 years of hostility with Israel by visiting Jerusalem at the invitation of Israeli Prime Minister Menachem Begin. Sadat's two-day visit included a speech before the Knesset and was a turning point in the history of the conflict. The Egyptian leader created a new psychological climate in the Middle East in which peace between Israel and its Arab neighbours seemed possible. Sadat recognized Israel's right to exist and established the basis for direct negotiations between Egypt and Israel. Following Sadat's visit, 350 Yom Kippur War veterans organized the Peace Now movement to encourage Israeli governments to make peace with the Arabs.
In March 1978, eleven armed Lebanese Palestinians reached Israel in boats and hijacked a bus carrying families on a day outing, killing 38 people, including 13 children. The attackers opposed the Egyptian–Israeli peace process. Three days later, Israeli forces crossed into Lebanon beginning Operation Litani. After passage of United Nations Security Council Resolution 425, calling for Israeli withdrawal and the creation of the United Nations Interim Force in Lebanon (UNIFIL) peace-keeping force, Israel withdrew its troops.
In September 1978, US President Jimmy Carter invited President Sadat and Prime Minister Begin to meet with him at Camp David, and on 11 September they agreed on a framework for peace between Israel and Egypt, and a comprehensive peace in the Middle East. It set out broad principles to guide negotiations between Israel and the Arab states. It also established guidelines for a West Bank–Gaza transitional regime of full autonomy for the Palestinians residing in these territories, and for a peace treaty between Egypt and Israel. The treaty was signed 26 March 1979 by Begin and Sadat, with President Carter signing as witness. Under the treaty, Israel returned the Sinai peninsula to Egypt in April 1982. The final piece of territory to be repatriated was Taba, adjacent to Eilat, returned in 1989, after third-party arbitration determined it fell on the Egyptian side of the border. The Arab League reacted to the peace treaty by suspending Egypt from the organization and moving its headquarters from Cairo to Tunis. Sadat was assassinated in 1981 by Islamic fundamentalist members of the Egyptian army who opposed peace with Israel. Following the agreement Israel and Egypt became the two largest recipients of US military and financial aid (Iraq and Afghanistan have now overtaken them).
In December 1978 the Israeli Merkava battle tank entered use with the IDF. In 1979, over 40,000 Iranian Jews migrated to Israel, escaping the Islamic Revolution there. On 30 June 1981, the Israeli air force destroyed the Osirak nuclear reactor that France was building for Iraq. Three weeks later, Begin won again, in the 1981 elections (48 seats Likud, 47 Labour). Ariel Sharon was made defence minister. The new government annexed the Golan Heights and banned the national airline from flying on Shabbat. By the 1980s a diverse set of high-tech industries had developed in Israel.
In the decades following the 1948 war, Israel's border with Lebanon was quiet compared to its borders with other neighbours. But the 1969 Cairo agreement gave the PLO a free hand to attack Israel from South Lebanon. The area was governed by the PLO independently of the Lebanese Government and became known as "Fatahland" (Fatah was the largest faction in the PLO). Palestinian irregulars constantly shelled the Israeli north, especially the town of Kiryat Shmona, which was a Likud stronghold inhabited primarily by Jews who had fled the Arab world. Lack of control over Palestinian areas was an important factor in causing civil war in Lebanon.
In June 1982, the attempted assassination of Shlomo Argov, the ambassador to Britain, was used as a pretext for an Israeli invasion aiming to drive the PLO out of the southern half of Lebanon. Sharon agreed with Chief of Staff Raphael Eitan to expand the invasion deep into Lebanon even though the cabinet had only authorized a 40 kilometre deep invasion. The invasion became known as the 1982 Lebanon War and the Israeli army occupied Beirut, the only time an Arab capital has been occupied by Israel. Some of the Shia and Christian population of South Lebanon welcomed the Israelis, as PLO forces had maltreated them, but Lebanese resentment of Israeli occupation grew over time and the Shia became gradually radicalized under Iranian guidance. Constant casualties among Israeli soldiers and Lebanese civilians led to growing opposition to the war in Israel.
In August 1982, the PLO withdrew its forces from Lebanon (moving to Tunisia). Bashir Gemayel was elected President of Lebanon, and reportedly agreed to recognize Israel and sign a peace treaty. However, Gemayal was assassinated before an agreement could be signed, and one day later Phalangist Christian forces led by Elie Hobeika entered two Palestinian refugee camps and massacred the occupants. The massacres led to the biggest demonstration ever in Israel against the war, with as many as 400,000 people (almost 10% of the population) gathering in Tel Aviv. In 1983, an Israeli public inquiry found that Israel's defence minister, Sharon, was indirectly but personally responsible for the massacres. It also recommended that he never again be allowed to hold the post (it did not forbid him from being Prime Minister). In 1983, the May 17 Agreement was signed between Israel and Lebanon, paving the way for an Israeli withdrawal from Lebanese territory through a few stages. Israel continued to operate against the PLO until its eventual departure in 1985, and kept a small force stationed in Southern Lebanon in support of the South Lebanon Army until May 2000.
1983–1992: Shamir I; Peres I; Shamir II
In September 1983, Begin resigned and was succeeded by Yitzhak Shamir as prime minister. The 1984 election was inconclusive, and led to a power sharing agreement between Shimon Peres of the Alignment (44 seats) and Shamir of Likud (41 seats). Peres was prime minister from 1984 to 1986 and Shamir from 1986 to 1988. In 1984, continual discrimination against Sephardi Ultra-Orthodox Jews by the Ashkenazi Ultra-Orthodox establishment led political activist Aryeh Deri to leave the Agudat Israel party and join former chief Rabbi Ovadia Yosef in forming Shas, a new party aimed at the non-Ashkenazi Ultra-Orthodox vote. The party won 4 seats in the first election it contested and over the next twenty years was the third largest party in the Knesset. Shas established a nationwide network of free Sephardi Orthodox schools. In 1984, during a severe famine in Ethiopia, 8,000 Ethiopian Jews were secretly transported to Israel. In 1986 Natan Sharansky, a famous Russian human rights activist and Zionist refusenik (denied an exit visa), was released from the Gulag in return for two Soviet spies.
In June 1985, Israel withdrew most of its troops from Lebanon, leaving a residual Israeli force and an Israeli-supported militia in southern Lebanon as a "security zone" and buffer against attacks on its northern territory. Since then, the IDF fought for many years against the Shia organization Hezbollah, which became a growing threat to Israel. By July 1985, Israel's inflation, buttressed by complex index linking of salaries, had reached 480% per annum and was the highest in the world. Peres introduced emergency control of prices and cut government expenditure successfully bringing inflation under control. The currency (known as the old Israeli shekel) was replaced and renamed the Israeli new shekel at a rate of 1,000 old shkalim = 1 new shekel. In October 1985, Israel responded to a Palestinian terrorist attack in Cyprus by bombing the PLO headquarters in Tunis. Growing Israeli settlement and continuing occupation of the West Bank and Gaza Strip led to the first Palestinian Intifada (uprising) in 1987, which lasted until the Oslo accords of 1993, despite Israeli attempts to suppress it. Human rights abuses by Israeli troops led a group of Israelis to form B'Tselem, an organization devoted to improving awareness and compliance with human rights requirements in Israel.
In August 1987, the Israeli government cancelled the IAI Lavi project, an attempt to develop an independent Israeli fighter aircraft. The Israelis found themselves unable to sustain the huge development costs, and faced US opposition to a project that threatened US influence in Israel and US global military ascendancy. In September 1988, Israel launched an Ofeq reconnaissance satellite into orbit, using a Shavit rocket, thus becoming one of only eight countries possessing a capacity to independently launch satellites into space (two more have since developed this ability). The Alignment and Likud remained neck and neck in the 1988 elections (39:40 seats). Shamir successfully formed a national unity coalition with the Labour Alignment. In March 1990, Alignment leader Shimon Peres engineered a defeat of the government in a non-confidence vote and then tried to form a new government. He failed and Shamir became prime minister at the head of a right-wing coalition.
In 1990, the Soviet Union finally permitted free emigration of Soviet Jews to Israel. Prior to this, Jews trying to leave the USSR faced persecution; those who succeeded arrived as refugees. Over the next few years some one million Soviet citizens migrated to Israel. Although there was concern that some of the new immigrants had only a very tenuous connection to Judaism, and many were accompanied by non-Jewish relatives, this massive wave of migration slowly transformed Israel, bringing large numbers of highly educated Soviet Jews and creating a powerful Russian culture in Israel.
In August 1990, Iraq invaded Kuwait, triggering the Gulf War between Iraq and a large allied force, led by the United States. Iraq attacked Israel with 39 Scud missiles. Israel did not retaliate at request of the US, fearing that if Israel responded against Iraq, other Arab nations might desert the allied coalition. Israel provided gas masks for both the Palestinian population and Israeli citizens, while Netherlands and the United States deployed Patriot defence batteries in Israel as protection against the Scuds. In May 1991, during a 36-hour period, 15,000 Beta Israel (Ethiopian Jews) were secretly airlifted to Israel. The coalition's victory in the Gulf War opened new possibilities for regional peace, and in October 1991 the US president, George H.W. Bush, and Soviet Union Premier, Mikhail Gorbachev, jointly convened a historic meeting in Madrid of Israeli, Lebanese, Jordanian, Syrian, and Palestinian leaders. Shamir opposed the idea but agreed in return for loan guarantees to help with absorption of immigrants from the former Soviet Union. His participation in the conference led to the collapse of his (right-wing) coalition.
1992–1996: Rabin II; Peres II
In the 1992 elections, the Labour Party, led by Yitzhak Rabin, won a significant victory (44 seats) promising to pursue peace while promoting Rabin as a "tough general" and pledging not to deal with the PLO in any way. The left Zionist party Meretz won 12 seats, and the Arab and communist parties a further 5, meaning that parties supporting a peace treaty had a full (albeit small) majority in the Knesset. Later that year, the Israeli electoral system was changed to allow for direct election of the prime minister. It was hoped this would reduce the power of small parties to extract concessions in return for coalition agreements. The new system had the opposite effect; voters could split their vote for prime minister from their (interest based) party vote, and as a result larger parties won fewer votes and smaller parties becoming more attractive to voters. It thus increased the power of the smaller parties. By the 2006 election the system was abandoned.
On 25 July 1993, Israel carried out a week-long military operation in Lebanon to attack Hezbollah positions. On 13 September 1993, Israel and the Palestine Liberation Organization (PLO) signed the Oslo Accords (a Declaration of Principles) on the South Lawn of the White House. The principles established objectives relating to a transfer of authority from Israel to an interim Palestinian Authority, as a prelude to a final treaty establishing a Palestinian state, in exchange for mutual recognition. The DOP established May 1999 as the date by which a permanent status agreement for the West Bank and Gaza Strip would take effect. In February 1994, Baruch Goldstein, a follower of the Kach party, killed 29 Palestinians and wounded 125 at the Cave of the Patriarchs in Hebron, which became known as the Cave of the Patriarchs massacre. Kach had been barred from participation in the 1992 elections (on the grounds that the movement was racist). It was subsequently made illegal. Israel and the PLO signed the Gaza–Jericho Agreement in May 1994, and the Agreement on Preparatory Transfer of Powers and Responsibilities in August, which began the process of transferring authority from Israel to the Palestinians. On 25 July 1994, Jordan and Israel signed the Washington Declaration, which formally ended the state of war that had existed between them since 1948 and on 26 October the Israel–Jordan Treaty of Peace, witnessed by US President Bill Clinton.
Prime Minister Yitzhak Rabin and PLO Chairman Yasser Arafat signed the Israeli–Palestinian Interim Agreement on the West Bank and the Gaza Strip on 28 September 1995 in Washington. The agreement was witnessed by President Bill Clinton on behalf of the United States and by Russia, Egypt, Norway and the European Union, and incorporates and supersedes the previous agreements, marking the conclusion of the first stage of negotiations between Israel and the PLO. The agreement allowed the PLO leadership to relocate to the occupied territories and granted autonomy to the Palestinians with talks to follow regarding final status. In return the Palestinians promised to abstain from use of terror and changed the Palestinian National Covenant, which had called for the expulsion of all Jews who migrated after 1917 and the elimination of Israel.
The agreement was opposed by Hamas and other Palestinian factions, which launched suicide bomber attacks at Israel. Rabin had a barrier constructed around Gaza to prevent attacks. The growing separation between Israel and the "Palestinian Territories" led to a labour shortage in Israel, mainly in the construction industry. Israeli firms began importing labourers from the Philippines, Thailand, China and Romania; some of these labourers stayed on without visas. In addition, a growing number of Africans began illegally migrating to Israel. On 4 November 1995, a far-right-wing religious Zionist opponent of the Oslo Accords assassinated Prime Minister Yitzhak Rabin. In February 1996 Rabin's successor, Shimon Peres, called early elections. In April 1996, Israel launched an operation in southern Lebanon as a result of Hezbollah's Katyusha rocket attacks on Israeli population centres along the border.
1996–2001: Netanyahu I; Barak
The May 1996 elections were the first featuring direct election of the prime minister and resulted in a narrow election victory for Likud leader Binyamin Netanyahu. A spate of suicide bombings reinforced the Likud position for security. Hamas claimed responsibility for most of the bombings. Despite his stated differences with the Oslo Accords, Prime Minister Netanyahu continued their implementation, but his prime ministership saw a marked slow-down in the Peace Process. Netanyahu also pledged to gradually reduce US aid to Israel.
In September 1996, a Palestinian riot broke out against the creation of an exit in the Western Wall tunnel. Over the subsequent few weeks, around 80 people were killed as a result. In January 1997 Netanyahu signed the Hebron Protocol with the Palestinian Authority, resulting in the redeployment of Israeli forces in Hebron and the turnover of civilian authority in much of the area to the Palestinian Authority.
In the election of July 1999, Ehud Barak of the Labour Party became Prime Minister. His party was the largest in the Knesset with 26 seats. In September 1999 the Supreme Court of Israel ruled that the use of torture in interrogation of Palestinian prisoners was illegal. On 21 March 2000, Pope John Paul II arrived in Israel for an historic visit.
On 25 May 2000, Israel unilaterally withdrew its remaining forces from the "security zone" in southern Lebanon. Several thousand members of the South Lebanon Army (and their families) left with the Israelis. The UN Secretary-General concluded that, as of 16 June 2000, Israel had withdrawn its forces from Lebanon in accordance with UN Security Council Resolution 425. Lebanon claims that Israel continues to occupy Lebanese territory called "Sheba'a Farms" (however this area was governed by Syria until 1967 when Israel took control). The Sheba'a Farms provided Hezbollah with a pretext to maintain warfare with Israel. The Lebanese government, in contravention of the UN Security Council resolution, did not assert sovereignty in the area, which came under Hezbollah control. In the Fall of 2000, talks were held at Camp David to reach a final agreement on the Israel/Palestine conflict. Ehud Barak offered to meet most of the Palestinian teams requests for territory and political concessions, including Arab parts of east Jerusalem; however, Arafat abandoned the talks without making a counterproposal.
Following its withdrawal from South Lebanon, Israel became a member of the Western European and Others Group at the United Nations. Prior to this Israel was the only nation at the UN which was not a member of any group (the Arab states would not allow it to join the Asia group), which meant it could not be a member of the Security Council or appoint anyone to the International Court and other key UN roles. Since December 2013 it has been a permanent member of the group.
In July 2000, Aryeh Deri was sentenced to 3 years in prison for bribe taking. Deri is regarded as the mastermind behind the rise of Shas and was a government minister at the age of 24. Political manipulation meant the investigation lasted for years. Deri subsequently sued a Police Officer who alleged that he was linked to the traffic-accident death of his mother-in-law (a key witness), who was run over in New York by a driver who had once been in the employ of an associate of Deri.
On 28 September 2000, Israeli opposition leader Ariel Sharon visited the Al-Aqsa compound, or Temple Mount, the following day the Palestinians launched the al-Aqsa Intifada. David Samuels and Khaled Abu Toameh have stated that the uprising was planned much earlier. In October 2000, Palestinians destroyed Joseph's Tomb, a Jewish shrine in Nablus.
The Arrow missile, a missile designed to destroy ballistic missiles, including Scud missiles, was first deployed by Israel. In 2001, with the Peace Process increasingly in disarray, Ehud Barak called a special election for Prime Minister. Barak hoped a victory would give him renewed authority in negotiations with the Palestinians. Instead opposition leader Ariel Sharon was elected PM. After this election, the system of directly electing the Premier was abandoned.
2001–2006: Sharon
The failure of the peace process, increased Palestinian terror and occasional attacks by Hezbollah from Lebanon, led much of the Israeli public and political leadership to lose confidence in the Palestinian Authority as a peace partner. Most felt that many Palestinians viewed the peace treaty with Israel as a temporary measure only. Many Israelis were thus anxious to disengage from the Palestinians. In response to a wave of suicide bomb attacks, culminating in the Passover massacre (see List of Israeli civilian casualties in the Second Intifada), Israel launched Operation Defensive Shield in March 2002, and Sharon began the construction of a barrier around the West Bank. Around the same time, the Israeli town of Sderot and other Israeli communities near Gaza became subject to constant shelling and mortar bomb attacks from Gaza.
Thousands of Jews from Latin America began arriving in Israel due to economic crises in their countries of origin. In January 2003 separate elections were held for the Knesset. Likud won the most seats (27). An anti-religion party, Shinui, led by media pundit Tommy Lapid, won 15 seats on a secularist platform, making it the third largest party (ahead of orthodox Shas). Internal fighting led to Shinui's demise at the next election. In 2004, the Black Hebrews were granted permanent residency in Israel. The group had begun migrating to Israel 25 years earlier from the United States, but had not been recognized as Jews by the state and hence not granted citizenship under Israel's Law of Return. They had settled in Israel without official status. From 2004 onwards, they received citizen's rights.
The Sharon government embarked on an extensive program of construction of desalinization plants that freed Israel of the fear of drought. Some of the Israeli desalinization plants are the largest of their kind in the world.
In May 2004, Israel launched Operation Rainbow in southern Gaza to create a safer environment for the IDF soldiers along the Philadelphi Route. On 30 September 2004, Israel carried out Operation Days of Penitence in northern Gaza to destroy the launching sites of Palestinian rockets which were used to attack Israeli towns. In 2005, all Jewish settlers were evacuated from Gaza (some forcibly) and their homes demolished. Disengagement from the Gaza Strip was completed on 12 September 2005. Military disengagement from the northern West Bank was completed ten days later.
In 2005 Sharon left the Likud and formed a new party called Kadima, which accepted that the peace process would lead to creation of a Palestinian state. He was joined by many leading figures from both Likud and Labour.
Hamas won the 2006 Palestinian legislative election, the first and only genuinely free Palestinian elections. Hamas' leaders rejected all agreements signed with Israel, refused to recognize Israel's right to exist, refused to abandon terror, and occasionally claimed the Holocaust was a Jewish conspiracy. The withdrawal and Hamas victory left the status of Gaza unclear, as Israel asserted it was no longer an occupying power but continued to control air and sea access to Gaza although it did not exercise sovereignty on the ground. Egypt insisted that it was still occupied and refused to open border crossings with Gaza, although it was free to do so.
In April 2006 Ariel Sharon was incapacitated by a severe hemorrhagic stroke and Ehud Olmert became Prime Minister.
2006–2009: Olmert
Ehud Olmert was elected Prime Minister after his party, Kadima, won the most seats (29) in the 2006 Israeli legislative election. In 2005 Mahmoud Ahmadinejad was officially elected president of Iran; since then, Iranian policy towards Israel has grown more confrontational. Israeli analysts believe Ahmadinejad has worked to undermine the peace process with arms supplies and aid to Hezbullah in South Lebanon and Hamas in Gaza, and is developing nuclear weapons, possibly for use against Israel. Iranian support for Hezbollah and its nuclear arms program are in contravention of UN Security Council resolutions 1559 and 1747. Iran also encourages Holocaust denial. Following the Israeli withdrawal from Lebanon, Hezbollah had mounted periodic attacks on Israel, which did not lead to Israeli retaliation. Similarly, the withdrawal from Gaza led to incessant shelling of towns around the Gaza area with only minimal Israeli response. The failure to react led to criticism from the Israeli right and undermined the government.
On 14 March 2006, Israel carried out an operation in the Palestinian Authority prison of Jericho in order to capture Ahmad Sa'adat and several Palestinian Arab prisoners located there who assassinated Israeli politician Rehavam Ze'evi in 2001. The operation was conducted as a result of the expressed intentions of the newly elected Hamas government to release these prisoners. On 25 June 2006, a Hamas force crossed the border from Gaza and attacked a tank, capturing Israeli soldier Gilad Shalit, sparking clashes in Gaza.
On 12 July, Hezbollah attacked Israel from Lebanon, shelled Israeli towns and attacked a border patrol, taking two dead or badly wounded Israeli soldiers. These incidents led Israel to initiate the Second Lebanon War, which lasted through August 2006. Israeli forces entered some villages in Southern Lebanon, while the air force attacked targets all across the country. Israel only made limited ground gains until the launch of Operation Changing Direction 11, which lasted for 3 days with disputed results. Shortly before a UN ceasefire came into effect, Israeli troops captured Wadi Saluki. The war concluded with Hezbollah evacuating its forces from Southern Lebanon, while the IDF remained until its positions could be handed over to the Lebanese Armed Forces and UNIFIL.
In 2007 education was made compulsory until the age of 18 for all citizens (it had been 16). Refugees from the genocide in Darfur, mostly Muslim, arrived in Israel illegally, with some given asylum. Illegal immigrants arrived mainly from Africa in addition to foreign workers overstaying their visas. The numbers of such migrants are not known, and estimates vary between 30,000 and over 100,000.
An American billionaire casino owner, Sheldon Adelson, set up a free newspaper Israel Hayom with the express intention of reducing the influence of the dominant (centre-left) newspaper Yediot Ahronot and accelerating a right-ward shift in Israeli politics by supporting Netanyahu.
In June 2007 Hamas took control of the Gaza Strip in the course of the Battle of Gaza, seizing government institutions and replacing Fatah and other government officials with its own. Following the takeover, Egypt and Israel imposed a partial blockade, on the grounds that Fatah had fled and was no longer providing security on the Palestinian side, and to prevent arms smuggling by terrorist groups. On 6 September 2007, the Israeli Air Force destroyed a nuclear reactor in Syria. On 28 February 2008, Israel launched a military campaign in Gaza in response to the constant firing of Qassam rockets by Hamas militants. On 16 July 2008, Hezbollah swapped the bodies of Israeli soldiers Ehud Goldwasser and Eldad Regev, kidnapped in 2006, in exchange for the Lebanese terrorist Samir Kuntar, four Hezbollah prisoners, and the bodies of 199 Palestinian Arab and Lebanese fighters.
Olmert came under investigation for corruption and this led him to announce on 30 July 2008, that he would be stepping down as Prime Minister following election of a new leader of the Kadima party in September 2008. Tzipi Livni won the election, but was unable to form a coalition and Olmert remained in office until the general election. Israel carried out Operation Cast Lead in the Gaza Strip from 27 December 2008 to 18 January 2009 in response to rocket attacks from Hamas militants, leading to a decrease of Palestinian rocket attacks.
2009–2021: Netanyahu II
In the 2009 legislative election Likud won 27 seats and Kadima 28; however, the right-wing camp won a majority of seats, and President Shimon Peres called on Netanyahu to form the government. Russian immigrant-dominated Yisrael Beiteinu came third with 15 seats, and Labour was reduced to fourth place with 13 seats. In 2009, Israeli billionaire Yitzhak Tshuva announced the discovery of huge natural gas reserves off the coast of Israel.
On 31 May 2010, an international incident broke out in the Mediterranean Sea when foreign activists trying to break the maritime blockade over Gaza, clashed with Israeli troops. During the struggle, nine Turkish activists were killed. In late September 2010 took place direct negotiations between Israel and the Palestinians without success. As a defensive countermeasure to the rocket threat against Israel's civilian population, at the end of March 2011 Israel began to operate the advanced mobile air defence system "Iron Dome" in the southern region of Israel and along the border with the Gaza Strip.
On 14 July 2011, the largest social protest in the history of Israel began in which hundreds of thousands of protesters from a variety of socio-economic and religious backgrounds in Israel protested against the continuing rise in the cost of living (particularly housing) and the deterioration of public services in the country (such as health and education). The peak of the demonstrations took place on 3 September 2011, in which about 400,000 people demonstrated across the country.
In October 2011, a deal was reached between Israel and Hamas, by which the kidnapped Israeli soldier Gilad Shalit was released in exchange for 1,027 Palestinians and Arab-Israeli prisoners. In March 2012, Secretary-general of the Popular Resistance Committees, Zuhir al-Qaisi, a senior PRC member and two additional Palestinian militants were assassinated during a targeted killing carried out by Israeli forces in Gaza. The Palestinian armed factions in the Gaza Strip, led by the Islamic Jihad and the Popular Resistance Committees, fired a massive amount of rockets towards southern Israel in retaliation, sparking five days of clashes along the Gaza border.
In May 2012, Prime Minister Benjamin Netanyahu reached an agreement with the Head of Opposition Shaul Mofaz for Kadima to join the government, thus cancelling the early election supposed to be held in September. However, in July, the Kadima party left Netanyahu's government due to a dispute concerning military conscription for ultra-Orthodox Jews in Israel.
In June 2012, Israel transferred the bodies of 91 Palestinian suicide bombers and other militants as part of what Mark Regev, spokesman for Netanyahu, described as a "humanitarian gesture" to PA chairman Mahmoud Abbas to help revive the peace talks, and reinstate direct negotiations between Israel and the Palestinians. On 21 October 2012, United States and Israel began their biggest joint air and missile defence exercise, known as Austere Challenge 12, involving around 3,500 US troops in the region along with 1,000 IDF personnel, expected to last three weeks. Germany and Britain also participated. In response to over a hundred rocket attacks on southern Israeli cities, Israel began an operation in Gaza on 14 November 2012, with the targeted killing of Ahmed Jabari, chief of Hamas military wing, and airstrikes against twenty underground sites housing long-range missile launchers capable of striking Tel Aviv. In January 2013, construction of the barrier on the Israeli-Egyptian border was completed in its main section.
Benjamin Netanyahu was elected Prime Minister again after the Likud Yisrael Beiteinu alliance won the most seats (31) in the 2013 legislative election and formed a coalition government with secular centrist Yesh Atid party (19), rightist The Jewish Home (12) and Livni's Hatnuah (6), excluding Haredi parties. Labour came in third with 15 seats. In July 2013, as a "good will gesture" to restart peace talks with the Palestinian Authority, Israel agreed to release 104 Palestinian prisoners, most of whom had been in jail since before the 1993 Oslo Accords, including militants who had killed Israeli civilians. In April 2014, Israel suspended peace talks after Hamas and Fatah agreed to form a unity government.
Following an escalation of rocket attacks by Hamas, Israel started an operation in the Gaza Strip on 8 July 2014, which included a ground incursion aimed at destroying the cross-border tunnels. Differences over the budget and a "Jewish state" bill triggered early elections in December 2014. After the 2015 Israeli elections, Netanyahu renewed his mandate as Prime Minister when Likud obtained 30 seats and formed a right-wing coalition government with Kulanu (10), The Jewish Home (8), and Orthodox parties Shas (7) and United Torah Judaism (6), the bare minimum of seats required to form a coalition. The Zionist Union alliance came second with 24 seats. A wave of lone-wolf attacks by Palestinians took place in 2015 and 2016, particularly stabbings.
On 6 December 2017, President Donald Trump formally announced United States recognition of Jerusalem as the capital of Israel, which was followed by the United States recognition of the Golan Heights as part of Israel on 25 March 2019. In March 2018, Palestinians in Gaza initiated "the Great March of Return," a series of weekly protests along the Gaza–Israel border.
In April 2020, amid the coronavirus pandemic and after three consecutive elections in less than a year, Netanyahu and Benny Gantz were able to establish a unity government with rotating prime ministership where Netanyahu would serve first and later be replaced by Gantz. In late 2020, Israel normalised relations with four Arab League countries: the United Arab Emirates and Bahrain in September (known as the Abraham Accords), Sudan in October, and Morocco in December. In May 2021, after tensions escalated in Jerusalem, Israel and Hamas traded blows in Gaza for eleven days.
2021–present: Bennett; Lapid
After the unity government collapsed over the budget and new elections took place in 2021, Naftali Bennett signed a coalition agreement with Yair Lapid and different parties opposed to Netanyahu on the right, center and left whereby Bennett would serve as Prime Minister until September 2023 and then Lapid would assume the role until November 2025. An Israeli Arab party, Ra'am, was included in the government coalition for the first time in decades.
Demographics
See also
Archaeology of Israel
Hebrew calendar
History of the Arab–Israeli conflict
History of the Israel Defense Forces
History of Jerusalem
History of the Jews and Judaism in the Land of Israel
History of the Middle East
History of Palestine
History of Zionism
Jewish history
Jewish military history
Levantine archaeology
LGBT history in Israel
List of Israeli museums
List of Jewish leaders in the Land of Israel
List of years in Israel
Politics of Israel
Postage stamps and postal history of Israel
Time periods in the Palestine region
Timeline of Israeli history
Timeline of the history of the region of Palestine
References
Further reading
Berger, Earl The Covenant and the Sword: Arab–Israeli Relations, 1948–56, London, Routledge K. Paul, 1965.
Bregman, Ahron A History of Israel, Houndmills, Basingstoke, Hampshire; New York: Palgrave Macmillan, 2002 .
Butler, L. J. Britain and Empire: Adjusting to a Post-Imperial World I.B. Tauris 2002
Caspit, Ben. The Netanyahu Years (2017) excerpt
Darwin, John Britain and Decolonisation: The Retreat from Empire in the Post-War World Palgrave Macmillan 1988
Davis, John, The Evasive Peace: a Study of the Zionist-Arab Problem, London: J. Murray, 1968.
Eytan, Walter The First Ten Years: a Diplomatic History of Israel, London: Weidenfeld and Nicolson, 1958
Feis, Herbert. The birth of Israel: the tousled diplomatic bed (1969) online
Gilbert, Martin Israel: A History, New York: Morrow, 1998 .
Horrox, James A Living Revolution: Anarchism in the Kibbutz Movement, Oakland: AK Press, 2009
Herzog, Chaim The Arab–Israeli Wars: War and Peace in the Middle East from the War of Independence to Lebanon, London: Arms and Armour; Tel Aviv, Israel: Steimatzky, 1984 .
Israel Office of Information Israel's Struggle for Peace, New York, 1960.
Klagsbrun, Francine. Lioness: Golda Meir and the Nation of Israel (Schocken, 2017) excerpt .
Laqueur, Walter Confrontation: the Middle-East War and World Politics, London: Wildwood House, 1974, .
Lucas, Noah The Modern History of Israel, New York: Praeger, 1975.
Morris, Benny 1948: A History of the First Arab–Israeli War, Yale University Press, 2008. .
O'Brian, Conor Cruise The Siege: the Saga of Israel and Zionism, New York: Simon and Schuster, 1986 .
Oren, Michael Six Days of War: June 1967 and the Making of the Modern Middle East, Oxford: Oxford University Press, 2002 .
Pfeffer, Anshel. Bibi: The Turbulent Life and Times of Benjamin Netanyahu (2018).
Rabinovich, Itamar. Yitzhak Rabin: Soldier, Leader, Statesman (Yale UP, 2017). excerpt
Rubinstein, Alvin Z. (editor) The Arab–Israeli Conflict: Perspectives, New York: Praeger, 1984 .
Lord Russell of Liverpool, If I Forget Thee; the Story of a Nation's Rebirth, London, Cassell 1960.
Sachar, Howard M. A History of Israel, New York: Knopf, 1976 .
Samuel, Rinna A History of Israel: the Birth, Growth and Development of Today's Jewish State, London: Weidenfeld and Nicolson, 1989 .
Schultz, Joseph & Klausner, Carla From Destruction to Rebirth: The Holocaust and the State of Israel, Washington, D.C.: University Press of America, 1978 .
Segev, Tom The Seventh Million: the Israelis and the Holocaust, New York: Hill and Wang, 1993 .
Shapira Anita. ‘'Israel: A History'’ (Brandeis University Press/University Press of New England; 2012) 502 pages;
Sharon, Assaf, "The Long Paralysis of the Israeli Left" (review of Dan Ephron, Killing a King: The Assassination of Yitzhak Rabin and the Remaking of Israel, Norton, 290 pp.; and Itamar Rabinovich, Yitzhak Rabin: Soldier, Leader, Statesman, Yale University Press, 272 pp.), The New York Review of Books, vol. LXVI, no. 17 (7 November 2019), pp. 32–34.
Shatz, Adam, "We Are Conquerors" (review of Tom Segev, A State at Any Cost: The Life of David Ben-Gurion, Head of Zeus, 2019, 804 pp., ), London Review of Books, vol. 41, no. 20 (24 October 2019), pp. 37–38, 40–42. "Segev's biography... shows how central exclusionary nationalism, war and racism were to Ben-Gurion's vision of the Jewish homeland in Palestine, and how contemptuous he was not only of the Arabs but of Jewish life outside Zion. [Liberal Jews] may look at the state that Ben-Gurion built, and ask if the cost has been worth it." (p. 42 of Shatz's review.)
Shlaim, Avi, The Iron Wall: Israel and the Arab World (2001)
Stager, Lawrence, "Forging an Identity: The Emergence of Ancient Israel"
Talmon, Jacob L. Israel Among the Nations, London: Weidenfeld & Nicolson, 1970 .
Wolffsohn, Michael Eternal Guilt?: Forty years of German-Jewish-Israeli Relations, New York: Columbia University Press, 1993 .
External links
Facts About Israel: History at the Israel Ministry of Foreign Affairs
Israel profile – Timeline at the BBC News Online
History of Israel at the Knesset website
Official website of the Israel State Archives
Israel, history of |
13813 | https://en.wikipedia.org/wiki/History%20of%20Afghanistan | History of Afghanistan | The history of Afghanistan as a state began in 1823 as the Emirate of Afghanistan after the fall of the predecessor, the Afghan Durrani Empire, considered the founding state of modern Afghanistan. The written recorded history of the land presently constituting Afghanistan can be traced back to around 500 BCE when the area was under the Achaemenid Empire, although evidence indicates that an advanced degree of urbanized culture has existed in the land since between 3000 and 2000 BCE. Bactria dates back to 2500 BCE. The Indus Valley Civilisation stretched up to large parts of Afghanistan in the north. Alexander the Great and his Macedonian army arrived at what is now Afghanistan in 330 BCE after the fall of the Achaemenid Empire during the Battle of Gaugamela. Since then, many empires have established capitals in Afghanistan, including the Greco-Bactrians, Kushans, Indo-Sassanids, Kabul Shahi, Saffarids, Samanids, Ghaznavids, Ghurids, Kartids, Timurids, Hotakis and Durranis.
Afghanistan (meaning "land of the Afghans" or "Afghan land") has been a strategically important location throughout history. The land served as " a center of the ancient Silk Road in central Asia, a gateway to Indian subcontinent, connecting China to western Asia and Europe, which carried trade from the Mediterranean to China". Sitting on many trade and migration routes, Afghanistan may be called the 'Central Asian roundabout' since routes converge from the Middle East, from the Indus Valley through the passes over the Hindu Kush, from the Far East via the Tarim Basin, and from the adjacent Eurasian Steppe.
The Iranian languages were developed by one branch of these people; the Pashto language spoken today in Afghanistan by the ethnic Pashtuns, is one of the Eastern Iranian languages. Elena E. Kuz'mina argues that the tents of Iranic-speaking nomads of Afghanistan developed from the light surface houses of the Eurasian steppe belt in the Bronze Age.
The Islamic conquest of Afghanistan influenced the culture of Afghanistan, and its pre-Islamic period of Zoroastrian, Buddhist and Hindu past has long vanished. Muslim dynasties like Tahirids, Saffarids, Ghaznavids, Samanids, and Ghurids rose from Afghanistan and stablished their dominion on central asia specially on Great Khorasan and paved the way for islamization of north of the Indian subcontinent in what is now called Pakistan.
Mirwais Hotak followed Ahmad Shah Durrani unified Afghanistan's tribes such as Pashtuns, Tajiks, Hazaras, and Uzbeks and Turkmens under one banner and founded the last Afghan Empire in the early 18th century CE. Afghanistan is inhabited by many and diverse peoples: the Pashtuns, Tajiks, Hazaras, Uzbeks, Turkmen, Qizilbash, Aimak, Pashayi, Baloch, Pamiris, Nuristanis, and others.
Prehistory
Excavations of prehistoric sites by Louis Dupree and others at Darra-e Kur in 1966 where 800 stone implements were recovered along with a fragment of Neanderthal right temporal bone, suggest that early humans were living in what is now Afghanistan at least 52,000 years ago. A cave called Kara Kamar contained Upper Paleolithic blades Carbon-14 dated at 34,000 years old. Farming communities in Afghanistan were among the earliest in the world. Artifacts indicate that the indigenous people were small farmers and herdsmen, very probably grouped into tribes, with small local kingdoms rising and falling through the ages. Urbanization may have begun as early as 3000 BCE. Zoroastrianism predominated as the religion in the area; even the modern Afghan solar calendar shows the influence of Zoroastrianism in the names of the months. Other religions such as Buddhism and Hinduism flourished later, leaving a major mark in the region. Gandhara is the name of an ancient kingdom from the Vedic period and its capital city located between the Hindukush and Sulaiman Mountains (mountains of Solomon), although Kandahar in modern times and the ancient Gandhara are not geographically identical.
Early inhabitants, around 3000 BCE were likely to have been connected through culture and trade to neighboring civilizations like Jiroft and Tappeh Sialk and the Indus Valley Civilization. Urban civilization may have begun as early as 3000 BCE and it is possible that the early city of Mundigak (near Kandahar) was a part of Helmand culture. The first known people were Indo-Iranians, but their date of arrival has been estimated widely from as early as about 3000 BCE to 1500 BCE. (For further detail see Indo-Aryan migration.)
Indus Valley Civilization
The Indus Valley Civilisation (IVC) was a Bronze Age civilization (3300–1300 BCE; mature period 2600–1900 BCE) extending from present-day northwest Pakistan to present-day northwest India and present-day northeast Afghanistan. An Indus Valley trading colony has been found on the Oxus River at Shortugai in northern Afghanistan. Apart from Shortughai, Mundigak is another known site. There are several other smaller IVC sites to be found in Afghanistan as well.
Bactria-Margiana
The Bactria-Margiana Archaeological Complex became prominent between 2200 and 1700 BCE (approximately). The city of Balkh (Bactra) was founded about this time (c. 2000–1500 BCE).
Ancient period (c. 1500 – 250 BCE)
Gandhara Kingdom (c. 1500 – 535 BCE)
The Gandhara region centered around the Peshawar Valley and Swat river valley, though the cultural influence of "Greater Gandhara" extended across the Indus river to the Taxila region in Potohar Plateau and westwards into the Kabul and Bamiyan valleys in Afghanistan, and northwards up to the Karakoram range.
Kamboja Kingdom (c. 1200 – 299 BCE)
The Kambojas were an Iranic and possibly Indic group that resided and ruled over the Hindukush region.
One capital of Kamboja was probably Rajapura (modern Rajauri) whilst the main heartland capital was Kapisi (modern day Kapisa). The Kamboja region survived and evolved through many periods. From the Vedic Mahajanapada age of Sanskrit texts to zoroastrian periods and Buddhist period described in Pali scriptures. The Buddhist traditions refers to this region as Kapiśi. The latest mentions of Kambojas was in late 10th century when they attacked India and formed the Kamboja-Pala dynasty.
The Kambojas entered into conflict with Alexander the Great as he invaded Central Asia. The Macedonian conqueror made short shrift of the arrangements of Darius and after over-running the Achaemenid Empire he dashed into today's eastern Afghanistan and western Pakistan. There he encountered resistance from the Kamboja Aspasioi and Assakenoi tribes. The Region of the Hindukush that was inhabitanted by the Kambojas has gone through many rules such as Vedic Mahajanapada, Pali Kapiśi, Indo-Greeks, Kushan and Gandharans to Paristan and modern day being split between Pakistan and Eastern Afghanistan.
The descendants of Kambojas have mostly been assimilated into newer identities, however, some tribes remain today that still retain the names of their ancestors. The Yusufzai Pashtuns are said to be the Esapzai/Aśvakas from the Kamboja age. The Kom/Kamoz people of Nuristan retain their Kamboj name. The Ashkun of Nuristan also retain the name of Aśvakas. The Yashkun Shina dards are another group that retain the name of the Kamboja Aśvakans. The Kamboj of Punjab are another group that still retain the name however have integrated into new identity. The country of Cambodia derives its name from the Kamboj.
Medes
There have been many different opinions about the extent of the Median kingdom. For instance, according to Ernst Herzfeld, it was a powerful empire, which stretched from central Anatolia to Bactria, to around the borders of nowadays India. On the other side, Heleen Sancisi-Weerdenburg insists that there is no real evidence about the very existence of the Median empire and that it was an unstable state formation. Nevertheless, the region of nowadays Afghanistan came under Median rule for a short time.
Achaemenid Empire
Afghanistan fell to the Achaemenid Empire after it was conquered by Darius I of Persia. The area was divided into several provinces called satrapies, which were each ruled by a governor, or satrap. These ancient satrapies included: Aria: The region of Aria was separated by mountain ranges from the Paropamisadae in the east, Parthia in the west and Margiana and Hyrcania in the north, while a desert separated it from Carmania and Drangiana in the south. It is described in a very detailed manner by Ptolemy and Strabo and corresponds, according to that, almost to the Herat Province of today's Afghanistan; Arachosia, corresponds to the modern-day Kandahar, Lashkar Gah, and Quetta. Arachosia bordered Drangiana to the west, Paropamisadae (i.e. Gandahara) to the north and to the east, and Gedrosia to the south. The inhabitants of Arachosia were Iranian peoples, referred to as Arachosians or Arachoti. It is assumed that they were called Paktyans by ethnicity, and that name may have been in reference to the ethnic Paṣtun (Pashtun) tribes; Bactriana was the area north of the Hindu Kush, west of the Pamirs and south of the Tian Shan, with the Amu Darya flowing west through the center (Balkh); Sattagydia was the easternmost regions of the Achaemenid Empire, part of its Seventh tax district according to Herodotus, along with Gandārae, Dadicae and Aparytae. It is believed to have been situated east of the Sulaiman Mountains up to the Indus River in the basin around Bannu.[ (Ghazni); and Gandhara which corresponds to modern day Kabul, Jalalabad, and Peshawar.
Alexander and the Seleucus
Alexander the Great arrived in the area of Afghanistan in 330 BCE after defeating Darius III of Persia a year earlier at the Battle of Gaugamela. His army faced very strong resistance in the Afghan tribal areas where he is said to have commented that Afghanistan is "easy to march into, hard to march out of." Although his expedition through Afghanistan was brief, Alexander left behind a Hellenic cultural influence that lasted several centuries. Several great cities were built in the region named "Alexandria," including: Alexandria-of-the-Arians (modern-day Herat); Alexandria-on-the-Tarnak (near Kandahar); Alexandria-ad-Caucasum (near Begram, at Bordj-i-Abdullah); and finally, Alexandria-Eschate (near Kojend), in the north. After Alexander's death, his loosely connected empire was divided. Seleucus, a Macedonian officer during Alexander's campaign, declared himself ruler of his own Seleucid Empire, which also included present-day Afghanistan.
Mauryan Empire
The territory fell to the Maurya Empire, which was led by Chandragupta Maurya. The Mauryas further entrenched Hinduism and introduced Buddhism to the region, and were planning to capture more territory of Central Asia until they faced local Greco-Bactrian forces. Seleucus is said to have reached a peace treaty with Chandragupta by giving control of the territory south of the Hindu Kush to the Mauryas upon intermarriage and 500 elephants.
Having consolidated power in the northwest, Chandragupta pushed east towards the Nanda Empire. Afghanistan's significant ancient tangible and intangible Buddhist heritage is recorded through wide-ranging archeological finds, including religious and artistic remnants. Buddhist doctrines are reported to have reached as far as Balkh even during the life of the Buddha (563 BCE to 483 BCE), as recorded by Husang Tsang.
Classical Period (c. 250 BCE – 565 CE)
Greco-Bactrian Kingdom
The Greco-Bactrian Kingdom was a Hellenistic kingdom, founded when Diodotus I, the satrap of Bactria (and probably the surrounding provinces) seceded from the Seleucid Empire around 250 BCE.
The Greco-Bactria Kingdom continued until c. 130 BCE, when Eucratides I's son, King Heliocles I, was defeated and driven out of Bactria by the Yuezhi tribes from the east. The Yuezhi now had complete occupation of Bactria. It is thought that Eucratides' dynasty continued to rule in Kabul and Alexandria of the Caucasus until 70 BCE when King Hermaeus was also defeated by the Yuezhi.
Indo-Greek Kingdom
One of Demetrius I's successors, Menander I, brought the Indo-Greek Kingdom (now isolated from the rest of the Hellenistic world after the fall of Bactria) to its height between 165 and 130 BCE, expanding the kingdom in Afghanistan and Pakistan to even larger proportions than Demetrius. After Menander's death, the Indo-Greeks steadily declined and the last Indo-Greek kings (Strato II and Strato III) were defeated in c. 10 CE. The Indo-Greek Kingdom was succeeded by the Indo-Scythians.
Indo-Scythians
The Indo-Scythians were descended from the Sakas (Scythians) who migrated from southern Siberia to Pakistan and Arachosia from the middle of the 2nd century BCE to the 1st century BCE. They displaced the Indo-Greeks and ruled a kingdom that stretched from Gandhara to Mathura. The power of the Saka rulers started to decline in the 2nd century CE after the Scythians were defeated by the south Indian Emperor Gautamiputra Satakarni of the Satavahana dynasty. Later the Saka kingdom was completely destroyed by Chandragupta II of the Gupta Empire from eastern India in the 4th century.
Indo-Parthians
The Indo-Parthian Kingdom was ruled by the Gondopharid dynasty, named after its eponymous first ruler Gondophares. They ruled parts of present-day Afghanistan, Pakistan, and northwestern India, during or slightly before the 1st century AD. For most of their history, the leading Gondopharid kings held Taxila (in the present Punjab province of Pakistan) as their residence, but during their last few years of existence the capital shifted between Kabul and Peshawar. These kings have traditionally been referred to as Indo-Parthians, as their coinage was often inspired by the Arsacid dynasty, but they probably belonged to a wider groups of Iranic tribes who lived east of Parthia proper, and there is no evidence that all the kings who assumed the title Gondophares, which means "Holder of Glory", were even related. Christian writings claim that the Apostle Saint Thomas – an architect and skilled carpenter – had a long sojourn in the court of king Gondophares, had built a palace for the king at Taxila and had also ordained leaders for the Church before leaving for the Indus Valley in a chariot, for sailing out to eventually reach Malabar Coast.
Kushans
The Kushan Empire expanded out of Bactria (Central Asia) into the northwest of the subcontinent under the leadership of their first emperor, Kujula Kadphises, about the middle of the 1st century CE. They came from an Indo-European language speaking Central Asian tribe called the Yuezhi, a branch of which was known as the Kushans. By the time of his grandson, Kanishka the Great, the empire spread to encompass much of Afghanistan, and then the northern parts of the Indian subcontinent at least as far as Saketa and Sarnath near Varanasi (Benares).
Emperor Kanishka was a great patron of Buddhism; however, as Kushans expanded southward, the deities of their later coinage came to reflect its new Hindu majority.
They played an important role in the establishment of Buddhism in the Indian subcontinent and its spread to Central Asia and China.
Historian Vincent Smith said about Kanishka:
The empire linked the Indian Ocean maritime trade with the commerce of the Silk Road through the Indus valley, encouraging long-distance trade, particularly between China and Rome. The Kushans brought new trends to the budding and blossoming Gandhara Art, which reached its peak during Kushan Rule.
H. G. Rowlinson commented:
By the 3rd century, their empire in India was disintegrating and their last known great emperor was Vasudeva I.
Sassanian Empire
After the Kushan Empire's rule was ended by Sassanids— officially known as the Empire of Iranians— was the last kingdom of the Persian Empire before the rise of Islam. Named after the House of Sasan, it ruled from 224 to 651 AD. In the east around 325, Shapur II regained the upper hand against the Kushano-Sasanian Kingdom and took control of large territories in areas now known as Afghanistan and Pakistan. Much of modern-day Afghanistan became part of the Sasanian Empire, since Shapur I extended his authority eastwards into Afghanistan and the previously autonomous Kushans were obliged to accept his suzerainty.
From around 370, however, towards the end of the reign of Shapur II, the Sassanids lost the control of Bactria to invaders from the north. These were the Kidarites, the Hephthalites, the Alchon Huns, and the Nezaks: The four Huna tribes to rule Afghanistan. These invaders initially issued coins based on Sasanian designs.
Huna
The Hunas were peoples who were of a group of Central Asian tribes. Four of the Huna tribe conquered and ruled Afghanistan: the Kidarites, Hepthalites, Alchon Huns and the Nezaks.
Kidarites
The Kidarites were a nomadic clan, the first of the four Huna people in Afghanistan. They are supposed to have originated in Western China and arrived in Bactria with the great migrations of the second half of the 4th century.
Alchon Huns
The Alchons are one of the four Huna people that ruled in Afghanistan. A group of Central Asian tribes, Hunas or Huna, via the Khyber Pass, entered India at the end of the 5th or early 6th century and successfully occupied areas as far as Eran and Kausambi, greatly weakening the Gupta Empire. The 6th-century Roman historian Procopius of Caesarea (Book I. ch. 3), related the Huns of Europe with the Hephthalites or "White Huns" who subjugated the Sassanids and invaded northwestern India, stating that they were of the same stock, "in fact as well as in name", although he contrasted the Huns with the Hephthalites, in that the Hephthalites were sedentary, white-skinned, and possessed "not ugly" features.
Song Yun and Hui Zheng, who visited the chief of the Hephthalite nomads at his summer residence in Badakshan and later in Gandhara, observed that they had no belief in the Buddhist law and served a large number of divinities."
The White Huns
The Hephthalites (or Ephthalites), also known as the White Huns and one of the four Huna people in Afghanistan, were a nomadic confederation in Central Asia during the late antiquity period. The White Huns established themselves in modern-day Afghanistan by the first half of the 5th century. Led by the Hun military leader Toramana, they overran the northern region of Pakistan and North India. Toramana's son Mihirakula, a Saivite Hindu, moved up to near Pataliputra to the east and Gwalior to central India. Hiuen Tsiang narrates Mihirakula's merciless persecution of Buddhists and destruction of monasteries, though the description is disputed as far as the authenticity is concerned. The Huns were defeated by the Indian kings Yasodharman of Malwa and Narasimhagupta in the 6th century. Some of them were driven out of India and others were assimilated in the Indian society.
Nezak Huns
The Nezaks are one of the four Huna people that ruled in Afghanistan.
Middle Ages (565–1504 CE)
From the Middle Ages to around 1750 the eastern part of Afghanistan was recognized as being a part of India while its western parts parts were included in Khorasan. Two of the four main capitals of Khorasan (Balkh and Herat) are now located in Afghanistan. The countries of Kandahar, Ghazni and Kabul formed the frontier region between Khorasan and the Indus. This land, inhabited by the Afghan tribes (i.e. ancestors of Pashtuns), was called Afghanistan, which loosely covered a wide area between the Hindu Kush and the Indus River, principally around the Sulaiman Mountains. The earliest record of the name "Afghan" ("Abgân") being mentioned is by Shapur I of the Sassanid Empire during the 3rd century CE which is later recorded in the form of "Avagānā" by the Vedic astronomer Varāha Mihira in his 6th century CE Brihat-samhita. It was used to refer to a common legendary ancestor known as "Afghana", grandson of King Saul of Israel. Hiven Tsiang, a Chinese pilgrim, visiting the Afghanistan area several times between 630 and 644 CE also speaks about them. Ancestors of many of today's Turkic-speaking Afghans settled in the Hindu Kush area and began to assimilate much of the culture and language of the Pashtun tribes already present there. Among these were the Khalaj people which are known today as Ghilzai.
Kabul Shahi
The Kabul Shahi dynasties ruled the Kabul Valley and Gandhara from the decline of the Kushan Empire in the 3rd century to the early 9th century. The Shahis are generally split up into two eras: the Buddhist Shahis and the Hindu Shahis, with the change-over thought to have occurred sometime around 870. The kingdom was known as the Kabul Shahan or Ratbelshahan from 565 to 670, when the capitals were located in Kapisa and Kabul, and later Udabhandapura, also known as Hund for its new capital.
The Hindu Shahis under Gurjar ruler Jayapala, is known for his struggles in defending his kingdom against the Ghaznavids in the modern-day eastern Afghanistan region. Jayapala saw a danger in the consolidation of the Ghaznavids and invaded their capital city of Ghazni both in the reign of Sebuktigin and in that of his son Mahmud, which initiated the Muslim Ghaznavid and Hindu Shahi struggles. Sebuktigin, however, defeated him, and he was forced to pay an indemnity. Jayapala defaulted on the payment and took to the battlefield once more. Jayapala however, lost control of the entire region between the Kabul Valley and Indus River.
Before his struggle began Jaipal had raised a large army of Punjabi Hindus. When Jaipal went to the Punjab region, his army was raised to 100,000 horsemen and an innumerable host of foot soldiers. According to Ferishta:
However, the army was hopeless in battle against the western forces, particularly against the young Mahmud of Ghazni. In the year 1001, soon after Sultan Mahmud came to power and was occupied with the Qarakhanids north of the Hindu Kush, Jaipal attacked Ghazni once more and suffered yet another defeat by the powerful Ghaznavid forces, near present-day Peshawar. After the Battle of Peshawar, he committed suicide because his subjects thought he had brought disaster and disgrace to the Shahi dynasty.
Jayapala was succeeded by his son Anandapala, who along with other succeeding generations of the Shahiya dynasty took part in various campaigns against the advancing Ghaznavids but were unsuccessful. The Hindu rulers eventually exiled themselves to the Kashmir Siwalik Hills.
Islamic conquest
In 642 CE, Rashidun Arabs had conquered most of West Asia from the Sassanids and Byzantines, and from the western city of Herat they introduced the religion of Islam as they entered new cities. Afghanistan at that period had a number of different independent rulers, depending on the area. Ancestors of Abū Ḥanīfa, including his father, were from the Kabul region.
The early Arab forces did not fully explore Afghanistan due to attacks by the mountain tribes. Much of the eastern parts of the country remained independent, as part of the Hindu Shahi kingdoms of Kabul and Gandhara, which lasted that way until the forces of the Muslim Saffarid dynasty followed by the Ghaznavids conquered them.
Ghaznavids
The Ghaznavid dynasty ruled from the city of Ghazni in eastern Afghanistan. From 997 to his death in 1030, Mahmud of Ghazni turned the former provincial city of Ghazni into the wealthy capital of an extensive empire which covered most of today's Afghanistan, eastern and central Iran, Pakistan, parts of India, Turkmenistan, Tajikistan, and Uzbekistan. Mahmud of Ghazni (Mahmude Ghaznavi in local pronunciation) consolidated the conquests of his predecessors and the city of Ghazni became a great cultural centre as well as a base for frequent forays into the Indian subcontinent. The Nasher Khans became princes of the Kharoti until the Soviet invasion.
Ghorids
The Ghaznavid dynasty was defeated in 1148 by the Ghurids from Ghor, but the Ghaznavid Sultans continued to live in Ghazni as the 'Nasher' until the early 20th century. The empire was established by three brothers from Ghor region of Afghanistan Qutb al-Din, Sayf al-Din, Baha al-Din which all them fought against Ghaznavid emperor Bahram Shah of Ghazni but were not successful and killed in the process. Initially Ala al-Din Husayn, the son of Baha al-Din defeated the Ghazanavid ruler Bahram Shah and to take revange of his father and umcle's death ordered the city to be sacked. The Ghorids or Ghurids lost their lost the northern territory of Transoxiana and northern Great Korasan especially their capital Ghor province due to the invasion of Seljucks but Sultan Ala al-Din's successors consolidated their power in Indian by defeating the remainder of Ghaznavid rulers. At their largest extent they ruled east of Iran, much of the Indian subcontinent like Pakistan, and north and central part of modern India.
Mongol invasion
The Mongols invaded Afghanistan in 1221 having defeated the Khwarazmian armies. The Mongols invasion had long-term consequences with many parts of Afghanistan never recovering from the devastation. The towns and villages suffered much more than the nomads who were able to avoid attack. The destruction of irrigation systems maintained by the sedentary people led to the shift of the weight of the country towards the hills. The city of Balkh was destroyed and even 100 years later Ibn Battuta described it as a city still in ruins. While the Mongols were pursuing the forces of Jalal ad-Din Mingburnu they besieged the city of Bamyan. In the course of the siege a defender's arrow killed Genghis Khan's grandson Mutukan. The Mongols razed the city and massacred its inhabitants in revenge, with its former site known as the City of Screams. Herat, located in a fertile valley, was destroyed as well but was rebuilt under the local Kart dynasty. After the Mongol Empire splintered, Herat eventually became part of the Ilkhanate while Balkh and the strip of land from Kabul through Ghazni to Kandahar went to the Chagatai Khanate. The Afghan tribal areas south of the Hindu Kush were usually either allied with the Khalji dynasty of northern India or independent.
Timurids
Timur (Tamerlane) incorporated much of the area into his own vast Timurid Empire. The city of Herat became one of the capitals of his empire, and his grandson Pir Muhammad held the seat of Kandahar. Timur rebuilt most of Afghanistan's infrastructure which was destroyed by his early ancestor. The area was progressing under his rule. Timurid rule began declining in the early 16th century with the rise of a new ruler in Kabul, Babur.
Timur, a descendant of Genghis Khan, created a vast new empire across Russia and Persia which he ruled from his capital in Samarkand in present-day Uzbekistan. Timur captured Herat in 1381 and his son, Shah Rukh moved the capital of the Timurid empire to Herat in 1405. The Timurids, a Turkic people, brought the Turkic nomadic culture of Central Asia within the orbit of Persian civilisation, establishing Herat as one of the most cultured and refined cities in the world. This fusion of Central Asian and Persian culture was a major legacy for the future Afghanistan. Under the rule of Shah Rukh the city served as the focal point of the Timurid Renaissance, whose glory matched Florence of the Italian Renaissance as the center of a cultural rebirth. A century later, the emperor Babur, a descendant of Timur, visited Herat and wrote, "the whole habitable world had not such a town as Herat." For the next 300 years the eastern Afghan tribes periodically invaded India creating vast Indo-Afghan empires. In 1500 CE, Babur was driven out of his home in the Ferghana valley. By the 16th century western Afghanistan again reverted to Persian rule under the Safavid dynasty.
Modern era (1504–1973)
Mughals, Uzbeks, and Safavids
In 1504, Babur, a descendant of Timur, arrived from present-day Uzbekistan and moved to the city of Kabul. He began exploring new territories in the region, with Kabul serving as his military headquarters. Instead of looking towards the powerful Safavids towards the Persian west, Babur was more focused on the Indian subcontinent. In 1526, he left with his army to capture the seat of the Delhi Sultanate, which at that point was possessed by the Afghan Lodi dynasty of India. After defeating Ibrahim Lodi and his army, Babur turned (Old) Delhi into the capital of his newly established Mughal Empire.
From the 16th century to the 17th century CE, Afghanistan was divided into three major areas. The north was ruled by the Khanate of Bukhara, the west was under the rule of the Iranian Shia Safavids, and the eastern section was under the Sunni Mughals of northern India, who under Akbar established in Kabul one of the original twelve subahs (imperial top-level provinces), bordering Lahore, Multan and Kashmir (added to Kabul in 1596, later split-off) and short-lived Balkh Subah and Badakhshan Subah (only 1646–47). The Kandahar region in the south served as a buffer zone between the Mughals (who shortly established a Qandahar subah 1638–1648) and Persia's Safavids, with the native Afghans often switching support from one side to the other. Babur explored a number of cities in the region before his campaign into India. In the city of Kandahar, his personal epigraphy can be found in the Chilzina rock mountain. Like in the rest of the territories that used to make part of the Indian Mughal Empire, Afghanistan holds tombs, palaces, and forts built by the Mughals.
Hotak dynasty
In 1704, the Safavid Shah Husayn appointed George XI (Gurgīn Khān), a ruthless Georgian subject, to govern their easternmost territories in the Greater Kandahar region. One of Gurgīn's main objectives was to crush the rebellions started by native Afghans. Under his rule the revolts were successfully suppressed and he ruled Kandahar with uncompromising severity. He began imprisoning and executing the native Afghans, especially those suspected in having taken part in the rebellions. One of those arrested and imprisoned was Mirwais Hotak who belonged to an influential family in Kandahar. Mirwais was sent as a prisoner to the Persian court in Isfahan, but the charges against him were dismissed by the king, so he was sent back to his native land as a free man.
In April 1709, Mirwais along with his militia under Saydal Khan Naseri revolted. The uprising began when George XI and his escort were killed after a banquet that had been prepared by Mirwais at his house outside the city. Around four days later, an army of well-trained Georgian troops arrived in the city after hearing of Gurgīn's death, but Mirwais and his Afghan forces successfully held the city against the troops. Between 1710 and 1713, the Afghan forces defeated several large Persian armies that were dispatched from Isfahan by the Safavids, which included Qizilbash and Georgian/Circassian troops.
Southern Afghanistan was made into an independent local Pashtun kingdom. Refusing the title of king, Mirwais was called "Prince of Qandahár and general of the national troops" by his Afghan countrymen. He died of natural causes in November 1715 and was succeeded by his brother Abdul Aziz Hotak. Aziz was killed about two years later by Mirwais' son Mahmud Hotaki, allegedly for planning to give Kandahar's sovereignty back to Persia. Mahmud led an Afghan army into Persia in 1722 and defeated the Safavids at the Battle of Gulnabad. The Afghans captured Isfahan (Safavid capital) and Mahmud briefly became the new Persian Shah. He was known after that as Shah Mahmud.
Mahmud began a short-lived reign of terror against his Persian subjects who defied his rule from the very start, and he was eventually murdered in 1725 by his own cousin, Shah Ashraf Hotaki. Some sources say he died of madness
. Ashraf became the new Afghan Shah of Persia soon after Mahmud's death, while the home region of Afghanistan was ruled by Mahmud's younger brother Shah Hussain Hotaki. Ashraf was able to secure peace with the Ottoman Empire in 1727 (See Treaty of Hamedan), winning against a superior Ottoman army during the Ottoman-Hotaki War, but the Russian Empire took advantage of the continuing political unrest and civil strife to seize former Persian territories for themselves, limiting the amount of territory under Shah Mahmud's control.
The short lived Hotaki dynasty was a troubled and violent one from the very start as internecine conflict made it difficult for them to establish permanent control. The dynasty lived under great turmoil due to bloody succession feuds that made their hold on power tenuous. There was a massacre of thousands of civilians in Isfahan; including more than three thousand religious scholars, nobles, and members of the Safavid family. The vast majority of the Persians rejected the Afghan regime which they considered to have been usurping power from the very start. Hotaki's rule continued in Afghanistan until 1738 when Shah Hussain was defeated and banished by Nader Shah of Persia.
The Hotakis were eventually removed from power in 1729, after a very short lived reign. They were defeated in the October 1729 by the Iranian military commander Nader Shah, head of the Afsharids, at the Battle of Damghan. After several military campaigns against the Afghans, he effectively reduced the Hotaki's power to only southern Afghanistan. The last ruler of the Hotaki dynasty, Shah Hussain, ruled southern Afghanistan until 1738 when the Afsharids and the Abdali Pashtuns defeated him at the long Siege of Kandahar.
Afsharid Invasion and Durrani Empire
Nader Shah and his Afsharid army arrived in the town of Kandahar in 1738 and defeated Hussain Hotaki subsequently absorbing all of Afghanistan in his empire and renaming Kandahar as Naderabad. Around this time, a young teenager Ahmad Khan joined Nader Shah's army for his invasion of India.
Nadir Shah was assassinated on 19 June 1747 by several of his Persian officers, and the Afsharid empire fell to pieces. At the same time the 25-year-old Ahmad Khan was busy in Afghanistan calling for a loya jirga ("grand assembly") to select a leader among his people. The Afghans gathered near Kandahar in October 1747 and chose Ahmad Shah from among the challengers, making him their new head of state. After the inauguration or coronation, he became known as Ahmad Shah Durrani. He adopted the title padshah durr-i dawran ('King, "pearl of the age") and the Abdali tribe became known as the Durrani tribe after this. Ahmad Shah not only represented the Durranis but he also united all the Pashtun tribes. By 1751, Ahmad Shah Durrani and his Afghan army conquered the entire present-day Afghanistan, Pakistan, and for a short time, the Khorasan and Kohistan provinces of Iran, along with Delhi in India. He defeated the Maratha Empire in 1761 at the Battle of Panipat.
In October 1772, Ahmad Shah retired to his home in Kandahar where he died peacefully and was buried at a site that is now adjacent to the Shrine of the Cloak. He was succeeded by his son, Timur Shah Durrani, who transferred the capital of their Afghan Empire from Kandahar to Kabul. Timur died in 1793 and his son Zaman Shah Durrani took over the reign.
Zaman Shah and his brothers had a weak hold on the legacy left to them by their famous ancestor. They sorted out their differences through a "round robin of expulsions, blindings and executions," which resulted in the deterioration of the Afghan hold over far-flung territories, such as Attock and Kashmir. Durrani's other grandson, Shuja Shah Durrani, fled the wrath of his brother and sought refuge with the Sikhs. Not only had Durrani invaded the Punjab region many times, but had destroyed the holiest shrine of the Sikhs – the Harmandir Sahib in Amritsar, defiling its sarowar with the blood of cows and decapitating Baba Deep Singh in 1757. The Sikhs, under Ranjit Singh, eventually wrested a large part of the Kingdom of Kabul (present day Pakistan, but not including Sindh) from the Afghans. In 1837, the Afghan army descended through the Khyber Pass on Sikh forces at Jamrud killed the Sikh general Hari Singh Nalwa but could not capture the fort.
Barakzai dynasty and British influence
The Emir Dost Mohammed Khan (1793–1863) gained control in Kabul in 1826 and founded () the Barakzai dynasty. Rivalry between the expanding British and Russian Empires in what became known as "The Great Game" significantly influenced Afghanistan during the 19th century. British concern over Russian advances in Central Asia and over Russia's growing influence in West Asia and in Persia in particular culminated in two Anglo-Afghan wars and in the Siege of Herat (1837–1838), in which the Persians, trying to retake Afghanistan and throw out the British, sent armies into the country and fought the British mostly around and in the city of Herat. The first Anglo-Afghan War (1839–1842) resulted in the destruction of a British army; causing great panic throughout British India and the dispatch of a second British invasion army. The Second Anglo-Afghan War (1878–1880) resulted from the refusal by Emir Shir Ali (reigned 1863 to 1866 and from 1868 to 1879) to accept a British diplomatic mission in Kabul. In the wake of this conflict Shir Ali's nephew, Emir Abdur Rahman, known as "Iron Emir",
came to the Afghan throne. During his reign (1880–1901), the British and Russians officially established the boundaries of what would become modern Afghanistan. The British retained effective control over Kabul's foreign affairs. Abdur Rahman's reforms of the army, legal system and structure of government gave Afghanistan a degree of unity and stability which it had not before known. This, however, came at the cost of strong centralisation, of harsh punishments for crime and corruption, and of a certain degree of international isolation.
Habibullah Khan, Abdur Rahman's son, came to the throne in 1901 and kept Afghanistan neutral during World War I, despite German encouragement of anti-British feelings and of Afghan rebellion along the borders of India. His policy of neutrality was not universally popular within the country; however, and Habibullah was assassinated in 1919, possibly by family members opposed to British influence. His third son, Amanullah (), regained control of Afghanistan's foreign policy after launching the Third Anglo-Afghan War (May to August 1919) with an attack on India. During the ensuing conflict the war-weary British relinquished their control over Afghan foreign affairs by signing the Treaty of Rawalpindi in August 1919. In commemoration of this event Afghans celebrate 19 August as their Independence Day.
Reforms of Amanullah Khan and civil war
King Amanullah Khan moved to end his country's traditional isolation in the years following the Third Anglo-Afghan war. After quelling the Khost rebellion in 1925, he established diplomatic relations with most major countries and, following a 1927 tour of Europe and Turkey (during which he noted the modernization and secularization advanced by Atatürk), introduced several reforms intended to modernize Afghanistan. A key force behind these reforms was Mahmud Tarzi, Amanullah Khan's Foreign Minister and father-in-law — and an ardent supporter of the education of women. He fought for Article 68 of Afghanistan's first constitution (declared through a Loya Jirga), which made elementary education compulsory. Some of the reforms that were actually put in place, such as the abolition of the traditional Muslim veil for women and the opening of a number of co-educational schools, quickly alienated many tribal and religious leaders, which led to the revolt of the Shinwari in November 1928, marking the beginning of the Afghan Civil War (1928–1929). Although the Shinwari revolt was quelled, a concurrent Saqqawist uprising in the north eventually managed to depose Amanullah, leading to Habibullāh Kalakāni taking control of Kabul.
Reigns of Nadir Khan and Zahir Khan
Mohammed Nadir Khan became King of Afghanistan in 15 October 1929 after he took control of Afghanistan by defeating the Habibullah Kalakani. He then executed him in 1 November of same year. He began consolidating power and regenerating the country. He abandoned the reforms of Amanullah Khan in favour of a more gradual approach to modernisation. In 1933, however, he was assassinated in a revenge killing by a student from Kabul.
Mohammad Zahir Shah, Nadir Khan's 19-year-old son, succeeded to the throne and reigned from 1933 to 1973. The Afghan tribal revolts of 1944–1947 saw Zahir Shah's reign being challenged by Zadran, Safi and Mangal tribesmen led by Mazrak Zadran and Salemai among others. Until 1946 Zahir Shah ruled with the assistance of his uncle Sardar Mohammad Hashim Khan, who held the post of Prime Minister and continued the policies of Nadir Khan. In 1946, another of Zahir Shah's uncles, Sardar Shah Mahmud Khan, became Prime Minister and began an experiment allowing greater political freedom, but reversed the policy when it went further than he expected. In 1953, he was replaced as Prime Minister by Mohammed Daoud Khan, the king's cousin and brother-in-law. Daoud looked for a closer relationship with the Soviet Union and a more distant one towards Pakistan. However, disputes with Pakistan led to an economic crisis and he was asked to resign in 1963. From 1963 until 1973, Zahir Shah took a more active role.
In 1964, King Zahir Shah promulgated a liberal constitution providing for a bicameral legislature to which the king appointed one-third of the deputies. The people elected another third, and the remainder were selected indirectly by provincial assemblies. Although Zahir's "experiment in democracy" produced few lasting reforms, it permitted the growth of parties on both the left and the right. This included the communist People's Democratic Party of Afghanistan (PDPA), which had close ideological ties to the Soviet Union. In 1967, the PDPA split into two major rival factions: the Khalq (Masses) was headed by Nur Muhammad Taraki and Hafizullah Amin who were supported by elements within the military, and the Parcham (Banner) led by Babrak Karmal.
Contemporary era (1973–present)
Republic of Afghanistan and the end of the monarchy
Amid corruption charges and malfeasance against the royal family and the poor economic conditions created by the severe 1971–72 drought, former Prime Minister Mohammad Sardar Daoud Khan seized power in a non-violent coup on July 17, 1973, while Zahir Shah was receiving treatment for eye problems and therapy for lumbago in Italy. Daoud abolished the monarchy, abrogated the 1964 constitution, and declared Afghanistan a republic with himself as its first President and Prime Minister. His attempts to carry out badly needed economic and social reforms met with little success, and the new constitution promulgated in February 1977 failed to quell chronic political instability.
As disillusionment set in, in 1978 a prominent member of the People's Democratic Party of Afghanistan (PDPA), Mir Akbar Khyber (or "Kaibar"), was killed by the government. The leaders of PDPA apparently feared that Daoud was planning to exterminate them all, especially since most of them were arrested by the government shortly after. Nonetheless, Hafizullah Amin and a number of military wing officers of the PDPA's Khalq faction managed to remain at large and organize a military coup.
Democratic Republic and Soviet war (1978–1989)
On 28 April 1978, the PDPA, led by Nur Mohammad Taraki, Babrak Karmal and Amin Taha overthrew the government of Mohammad Daoud, who was assassinated along with all his family members in a bloody military coup. The coup became known as the Saur Revolution. On 1 May, Taraki became head of state, head of government and General Secretary of the PDPA. The country was then renamed the Democratic Republic of Afghanistan (DRA), and the PDPA regime lasted, in some form or another, until April 1992.
In March 1979, Hafizullah Amin took over as prime minister, retaining the position of field marshal and becoming vice-president of the Supreme Defence Council. Taraki remained General Secretary, Chairman of the Revolutionary Council and in control of the Army. On 14 September, Amin overthrew Taraki, who was killed. Amin stated that "the Afghans recognize only crude force." Afghanistan expert Amin Saikal writes: "As his powers grew, so apparently did his craving for personal dictatorship ... and his vision of the revolutionary process based on terror."
Once in power, the PDPA implemented a Marxist–Leninist agenda. It moved to replace religious and traditional laws with secular and Marxist–Leninist ones. Men were obliged to cut their beards, women could not wear a chador, and mosques were placed off limits. The PDPA made a number of reforms on women's rights, banning forced marriages and giving state recognition of women's right to vote. A prominent example was Anahita Ratebzad, who was a major Marxist leader and a member of the Revolutionary Council. Ratebzad wrote the famous New Kabul Times editorial (May 28, 1978) which declared: "Privileges which women, by right, must have are equal education, job security, health services, and free time to rear a healthy generation for building the future of the country ... Educating and enlightening women is now the subject of close government attention." The PDPA also carried out socialist land reforms and moved to promote state atheism. They also prohibited usury. The PDPA invited the Soviet Union to assist in modernizing its economic infrastructure (predominantly its exploration and mining of rare minerals and natural gas). The USSR also sent contractors to build roads, hospitals and schools and to drill water wells; they also trained and equipped the Afghan army. Upon the PDPA's ascension to power, and the establishment of the DRA, the Soviet Union promised monetary aid amounting to at least $1.262 billion.
At the same time, the PDPA imprisoned, tortured or murdered thousands of members of the traditional elite, the religious establishment, and the intelligentsia. The government launched a campaign of violent repression, killing some 10,000 to 27,000 people and imprisoning 14,000 to 20,000 more, mostly at Pul-e-Charkhi prison. In December 1978 the PDPA leadership signed an agreement with the Soviet Union which would allow military support for the PDPA in Afghanistan if needed. The majority of people in the cities including Kabul either welcomed or were ambivalent to these policies. However, the Marxist–Leninist and secular nature of the government as well as its heavy dependence on the Soviet Union made it unpopular with a majority of the Afghan population. Repressions plunged large parts of the country, especially the rural areas, into open revolt against the new Marxist–Leninist government. By spring 1979 unrests had reached 24 out of 28 Afghan provinces including major urban areas. Over half of the Afghan army would either desert or join the insurrection. Most of the government's new policies clashed directly with the traditional Afghan understanding of Islam, making religion one of the only forces capable of unifying the tribally and ethnically divided population against the unpopular new government, and ushering in the advent of Islamist participation in Afghan politics.
To bolster the Parcham faction, the Soviet Union decided to intervene on December 27, 1979, when the Red Army invaded its southern neighbor. Over 100,000 Soviet troops took part in the invasion, which was backed by another 100,000 Afghan military men and supporters of the Parcham faction. In the meantime, Hafizullah Amin was killed and replaced by Babrak Karmal.
The Carter administration started providing limited assistance to rebels before the Soviet invasion. After the Soviet occupation of Afghanistan, the U.S. began arming the Afghan mujahideen, thanks in large part to the efforts of Charlie Wilson and CIA officer Gust Avrakotos. Early reports estimated that $6–20 billion had been spent by the U.S. and Saudi Arabia but more recent reports state that the U.S. and Saudi Arabia provided as much as up to $40 billion in cash and weapons, which included over two thousand FIM-92 Stinger surface-to-air missiles, for building up Islamic groups against the Soviet Union. The U.S. handled most of its support through Pakistan's ISI.
Scholars such as W. Michael Reisman, Charles Norchi and Mohammed Kakar, believe that the Afghans were victims of genocide by the Soviet Union. Soviet forces and their proxies killed between 562,000 and 2 million Afghans and Russian soldiers also engaged in abductions and rapes of Afghan women. About 6 million fled as Afghan refugees to Pakistan and Iran, and from there over 38,000 made it to the United States and many more to the European Union. The Afghan refugees in Iran and Pakistan brought with them verifiable stories of murder, collective rape, torture and depopulation of civilians by the Soviet forces. Faced with mounting international pressure and great number of casualties on both sides, the Soviets withdrew in 1989. Their withdrawal from Afghanistan was seen as an ideological victory in the United States, which had backed some Mujahideen factions through three U.S. presidential administrations to counter Soviet influence in the vicinity of the oil-rich Persian Gulf. The USSR continued to support Afghan leader Mohammad Najibullah (former head of the Afghan secret service, KHAD) until 1992.
Foreign interference and civil war (1989–1996)
Pakistan's spy agency Inter-Services Intelligence (ISI), headed by Hamid Gul at the time, was interested in a trans-national Islamic revolution which would cover Pakistan, Afghanistan and Central Asia. For this purpose the ISI masterminded an attack on Jalalabad in March 1989, for the Mujahideen to establish their own government in Afghanistan, but this failed in three months.
With the crumbling of the Najibullah-regime early in 1992, Afghanistan fell into further disarray and civil war. A U.N.-supported attempt to have the mujahideen parties and armies form a coalition government shattered. Mujahideen did not abide by the mutual pledges and Ahmad Shah Masood forces because of his proximity to Kabul captured the capital before Mujahideen Govt was established. So the elected prime minister and warlord Gulbuddin Hekmatyar, started war on his president and Massod force entrenched in Kabul. This ignited civil war, because the other mujahideen parties wouldn't settle for Hekmatyar ruling alone or sharing actual power with him. Within weeks, the still frail unity of the other mujahideen forces also evaporated, and six militias were fighting each other in and around Kabul.
Sibghatuallah Mojaddedi was elected as Afghanistan's elected interim president for two months and then professor Burhanuddin Rabbani a well known Kabul university professor and the leader of Jamiat-e-Islami party of Mujahiddin who fought against Russians during the occupation was chosen by all of the Jahadi leaders except Gulbuddin Hekmatyar. Professor Rabbani reigned as the official and elected president of Afghanistan by Shurai Mujahiddin Peshawer (Peshawer Mujahiddin Council) from 1992 until 2001 when he officially handed over the presidency post to Hamid Karzai the next US appointed interim president. During Rabbani's presidency some parts of the country including a few provinces in the north such as Mazar e-Sharif, Jawzjan, Faryab, Shuburghan and some parts of Baghlan provinces were ruled by general Abdul Rashid Dostum.
During Rabbani's first five years illegal term before the emergence of the Taliban, the eastern and western provinces and some of the northern provinces such as Badakhshan, Takhar, Kunduz, the main parts of Baghlan Province, and some parts of Kandahar and other southern provinces were under the control of the central government while the other parts of southern provinces did not obey him because of his Tajik ethnicity. During the 9 year presidency of Burhanuddin Rabani, Gulbuddin Hekmatyar was directed, funded and supplied by the Pakistani army. Afghanistan analyst Amin Saikal concludes in his book Modern Afghanistan: A History of Struggle and Survival:
There was no time for the interim government to create working government departments, police units or a system of justice and accountability. Saudi Arabia and Iran also armed and directed Afghan militias. A publication by the George Washington University describes:
According to Human Rights Watch, numerous Iranian agents were assisting the Shia Hezb-i Wahdat forces of Abdul Ali Mazari, as Iran was attempting to maximize Wahdat's military power and influence. Saudi Arabia was trying to strengthen the Wahhabite Abdul Rasul Sayyaf and his Ittihad-i Islami faction. Atrocities were committed by individuals of the different factions while Kabul descended into lawlessness and chaos as described in reports by Human Rights Watch and the Afghanistan Justice Project. Again, Human Rights Watch writes:
The main forces involved during that period in Kabul, northern, central and eastern Afghanistan were the Hezb-i Islami of Gulbuddin Hekmatyar directed by Pakistan, the Hezb-i Wahdat of Abdul Ali Mazari directed by Iran, the Ittehad-i Islami of Abdul Rasul Sayyaf supported by Saudi Arabia, the Junbish-i Milli of Abdul Rashid Dostum backed by Uzbekisten, the Harakat-i Islami of Hussain Anwari and the Shura-i Nazar operating as the regular Islamic State forces (as agreed upon in the Peshawar Accords) under the Defence Ministry of Ahmad Shah Massoud.
Meanwhile, the southern city of Kandahar was a centre of lawlessness, crime and atrocities fuelled by complex Pashtun tribal rivalries. In 1994, the Taliban (a movement originating from Jamiat Ulema-e-Islam-run religious schools for Afghan refugees in Pakistan) also developed in Afghanistan as a politico-religious force, reportedly in opposition to the tyranny of the local governor. Mullah Omar started his movement with fewer than 50 armed madrassah students in his hometown of Kandahar. As Gulbuddin Hekmatyar remained unsuccessful in conquering Kabul, Pakistan started supporting the Taliban. Many analysts like Amin Saikal describe the Taliban as developing into a proxy force for Pakistan's regional interests. In 1994 the Taliban took power in several provinces in southern and central Afghanistan.
In 1995 the Hezb-i Islami of Gulbuddin Hekmatyar, the Iranian-backed Hezb-i Wahdat as well as Rashid Dostum's Junbish forces were defeated militarily in the capital Kabul by forces of the interim government under Massoud who subsequently tried to initiate a nationwide political process with the goal of national consolidation and democratic elections, also inviting the Taliban to join the process. The Taliban declined.
Taliban and the United Front (1996–2001)
The Taliban started shelling Kabul in early 1995 but were defeated by forces of the Islamic State government under Ahmad Shah Massoud. Amnesty International, referring to the Taliban offensive, wrote in a 1995 report:
On September 26, 1996, as the Taliban, with military support by Pakistan and financial support by Saudi Arabia, prepared for another major offensive, Massoud ordered a full retreat from Kabul. The Taliban seized Kabul on September 27, 1996, and established the Islamic Emirate of Afghanistan. They imposed on the parts of Afghanistan under their control their political and judicial interpretation of Islam, issuing edicts forbidding women from working outside the home, attending school or leaving their homes unless accompanied by a male relative. Physicians for Human Rights (PHR) said:
After the fall of Kabul to the Taliban on September 27, 1996, Ahmad Shah Massoud and Abdul Rashid Dostum, two former enemies, created the United Front (Northern Alliance) against the Taliban, who were preparing offensives against the remaining areas under the control of Massoud and Dostum. The United Front included beside the dominantly Tajik forces of Massoud and the Uzbek forces of Dostum, Hazara factions and Pashtun forces under the leadership of commanders such as Abdul Haq, Haji Abdul Qadir, Qari Baba or diplomat Abdul Rahim Ghafoorzai. From the Taliban conquest in 1996 until November 2001 the United Front controlled roughly 30% of Afghanistan's population in provinces such as Badakhshan, Kapisa, Takhar and parts of Parwan, Kunar, Nuristan, Laghman, Samangan, Kunduz, Ghōr and Bamyan.
According to a 55-page report by the United Nations, the Taliban, while trying to consolidate control over northern and western Afghanistan, committed systematic massacres against civilians. UN officials stated that there had been "15 massacres" between 1996 and 2001. They also said, that "[t]hese have been highly systematic and they all lead back to the [Taliban] Ministry of Defense or to Mullah Omar himself." The Taliban especially targeted people of Shia religious or Hazara ethnic background. Upon taking Mazar-i-Sharif in 1998, about 4,000 civilians were executed by the Taliban and many more reported torture. Among those killed in Mazari Sharif were several Iranian diplomats. Others were kidnapped by the Taliban, touching off a hostage crisis that nearly escalated to a full-scale war, with 150,000 Iranian soldiers massed on the Afghan border at one time. It was later admitted that the diplomats were killed by the Taliban, and their bodies were returned to Iran.
The documents also reveal the role of Arab and Pakistani support troops in these killings. Osama Bin Laden's so-called 055 Brigade was responsible for mass-killings of Afghan civilians. The report by the United Nations quotes eyewitnesses in many villages describing Arab fighters carrying long knives used for slitting throats and skinning people.
Pakistani President Pervez Musharraf – then as Chief of Army Staff – was responsible for sending thousands of Pakistanis to fight alongside the Taliban and Bin Laden against the forces of Massoud. In total there were believed to be 28,000 Pakistani nationals fighting inside Afghanistan. 20,000 were regular Pakistani soldiers either from the Frontier Corps or army and an estimated 8,000 were militants recruited in madrassas filling regular Taliban ranks. The estimated 25,000 Taliban regular force thus comprised more than 8,000 Pakistani nationals. A 1998 document by the U.S. State Department confirms that "20–40 percent of [regular] Taliban soldiers are Pakistani." The document further states that the parents of those Pakistani nationals "know nothing regarding their child's military involvement with the Taliban until their bodies are brought back to Pakistan." A further 3,000 fighter of the regular Taliban army were Arab and Central Asian militants. From 1996 to 2001 the Al Qaeda of Osama Bin Laden and Ayman al-Zawahiri became a state within the Taliban state. Bin Laden sent Arab recruits to join the fight against the United Front. Of roughly 45,000 Pakistani, Taliban and Al Qaeda soldiers fighting against the forces of Massoud only 14,000 were Afghan.
According to Human Rights Watch in 1997 Taliban soldiers were summarily executed in and around Mazar-i Sharif by Dostum's Junbish forces. Dostum was defeated by the Taliban in 1998 with the fall of Mazar-i-Sharif. Massoud remained the only leader of the United Front in Afghanistan.
In the areas under his control Ahmad Shah Massoud set up democratic institutions and signed the Women's Rights Charter. Human Rights Watch cites no human rights crimes for the forces under direct control of Massoud for the period from October 1996 until the assassination of Massoud in September 2001. As a consequence many civilians fled to the area of Ahmad Shah Massoud. National Geographic concluded in its documentary Inside the Taliban:
The Taliban repeatedly offered Massoud a position of power to make him stop his resistance. Massoud declined for he did not fight to obtain a position of power. He said in one interview:
and
Massoud wanted to convince the Taliban to join a political process leading towards democratic elections in a foreseeable future. Massoud stated that:
In early 2001 Massoud employed a new strategy of local military pressure and global political appeals. Resentment was increasingly gathering against Taliban rule from the bottom of Afghan society including the Pashtun areas. Massoud publicized their cause "popular consensus, general elections and democracy" worldwide. At the same time he was very wary not to revive the failed Kabul government of the early 1990s. Already in 1999 he started the training of police forces which he trained specifically to keep order and protect the civilian population in case the United Front would be successful.
In early 2001 Massoud addressed the European Parliament in Brussels asking the international community to provide humanitarian help to the people of Afghanistan. He stated that the Taliban and Al Qaeda had introduced "a very wrong perception of Islam" and that without the support of Pakistan the Taliban would not be able to sustain their military campaign for up to a year.
NATO presence, the Emergency Loya Jirga, Taliban takeover and Panjshir uprising
On 9 September 2001, Ahmad Shah Massoud was assassinated by two Arab suicide attackers inside Afghanistan. Two days later about 3,000 people became victims of the September 11 attacks in the United States, when Afghan-based Al-Qaeda suicide bombers hijacked planes and flew them into four targets in the Northeastern United States. Then US President George W. Bush accused Osama bin Laden and Khalid Sheikh Mohammed as the faces behind the attacks. When the Taliban refused to hand over bin Laden to US authorities and to disband al-Qaeda bases in Afghanistan, Operation Enduring Freedom was launched in which teams of American and British special forces worked with commanders of the United Front (Northern Alliance) against the Taliban. At the same time the US-led forces were bombing Taliban and al-Qaeda targets everywhere inside Afghanistan with cruise missiles. These actions led to the fall of Mazar-i-Sharif in the north followed by all the other cities, as the Taliban and al-Qaeda crossed over the porous Durand Line border into Pakistan. In December 2001, after the Taliban government was toppled and the new Afghan government under Hamid Karzai was formed, the International Security Assistance Force (ISAF) was established by the UN Security Council to help assist the Karzai administration and provide basic security to the Afghan people. The majority of Afghans supported the American invasion of their country.
While the Taliban began regrouping inside Pakistan, the rebuilding of war-torn Afghanistan kicked off in 2002 (see also War in Afghanistan (2001–2021)). The Afghan nation was able to build democratic structures over the years by the creation of an emergency loya jirga to set up the modern Afghan government, and some progress was made in key areas such as governance, economy, health, education, transport, and agriculture. NATO had been training the Afghan armed forces as well its national police. ISAF and Afghan troops led many offensives against the Taliban but failed to fully defeat them. By 2009, a Taliban-led shadow government began to form in many parts of the country complete with their own version of mediation court. After U.S. President Barack Obama announced the deployment of another 30,000 soldiers in 2010 for a period of two years, Der Spiegel published images of the US soldiers who killed unarmed Afghan civilians.
In 2009, the United States resettled 328 refugees from Afghanistan. Over five million Afghan refugees were repatriated in the last decade, including many who were forcefully deported from NATO countries. This large return of Afghans may have helped the nation's economy but the country still remains one of the poorest in the world due to the decades of war, lack of foreign investment, ongoing government corruption and the Pakistani-backed Taliban insurgency. The United States also accuses neighboring Iran of providing small level of support to the Taliban insurgents. According to a report by the United Nations, the Taliban and other militants were responsible for 76% of civilian casualties in 2009, 75% in 2010 and 80% in 2011.
In October 2008 U.S. Defense Secretary Gates had asserted that a political settlement with the Taliban was the endgame for the Afghanistan war. "There has to be ultimately – and I'll underscore ultimately – reconciliation as part of a political outcome to this," Gates stated. By 2010 peace efforts began. In early January, Taliban commanders held secret exploratory talks with a United Nations special envoy to discuss peace terms. Regional commanders on the Taliban's leadership council, the Quetta Shura, sought a meeting with the UN special representative in Afghanistan, Kai Eide, and it took place in Dubai on January 8. It was the first such meeting between the UN and senior members of the Taliban. On 26 January 2010, at a major conference in London which brought together some 70 countries and organizations, Afghan President Hamid Karzai said he intends to reach out to the Taliban leadership (including Mullah Omar, Sirajuddin Haqqani and Gulbuddin Hekmatyar). Supported by NATO, Karzai called on the group's leadership to take part in a loya jirga meeting to initiate peace talks. These steps have resulted in an intensification of bombings, assassinations and ambushes. Some Afghan groups (including the former intelligence chief Amrullah Saleh and opposition leader Dr. Abdullah Abdullah) believe that Karzai plans to appease the insurgents' senior leadership at the cost of the democratic constitution, the democratic process and progress in the field of human rights especially women's rights. Dr. Abdullah stated:
Afghan President Hamid Karzai told world leaders during the London conference that he intends to reach out to the top echelons of the Taliban within a few weeks with a peace initiative. Karzai set the framework for dialogue with Taliban leaders when he called on the group's leadership to take part in a "loya jirga" – or large assembly of elders – to initiate peace talks. Karzai also asked for creation of a new peacemaking organization, to be called the National Council for Peace, Reconciliation and Reintegration. Karzai's top adviser on the reconciliation process with the insurgents said that the country must learn to forgive the Taliban. In March 2010, the Karzai government held preliminary talks with Hezb-i-Islami, who presented a plan which included the withdrawal of all foreign troops by the end of 2010. The Taliban declined to participate, saying "The Islamic Emirate has a clear position. We have said this many, many times. There will be no talks when there are foreign troops on Afghanistan's soil killing innocent Afghans on daily basis." In June 2010 the Afghan Peace Jirga 2010 took place. In September 2010 General David Petraeus commented on the progress of peace talks to date, stating, "The prospect for reconciliation with senior Taliban leaders certainly looms out there...and there have been approaches at (a) very senior level that hold some promise."
After the May 2011 death of Osama bin Laden in Pakistan, many prominent Afghan figures began being assassinated, including Mohammed Daud Daud, Ahmad Wali Karzai, Jan Mohammad Khan, Ghulam Haider Hamidi, Burhanuddin Rabbani and others. Also in the same year, the Pakistani-Afghan border skirmishes intensified and many large scale attacks by the Pakistani-based Haqqani network took place across Afghanistan. This led to the United States warning Pakistan of a possible military action against the Haqqanis in the Federally Administered Tribal Areas. The U.S. blamed Pakistan's government, mainly Pakistani Army and its ISI spy network as the masterminds behind all of this.
The U.S. ambassador to Pakistan, Cameron Munter, told Radio Pakistan that "The attack that took place in Kabul a few days ago, that was the work of the Haqqani network. There is evidence linking the Haqqani Network to the Pakistan government. This is something that must stop." Other top U.S. officials such as Hillary Clinton and Leon Panetta made similar statements. On October 16, 2011, "Operation Knife Edge" was launched by NATO and Afghan forces against the Haqqani network in south-eastern Afghanistan. Afghan Defense Minister, Abdul Rahim Wardak, explained that the operation will "help eliminate the insurgents before they struck in areas along the troubled frontier". In November 2011, NATO forces attacked Pakistani soldiers in the Pakistan border region. In 2014, Ashraf Ghani was elected to be the president of Afghanistan.
In 2021, the United States forces and allies withdrew from Afghanistan, which allowed the Taliban to intensify their insurgency. On 15 August 2021, as the Taliban entered Kabul, President Ghani fled to Tajikistan, and the U.S.-backed Afghan government collapsed. Despite the Taliban taking Kabul, the Islamic Republic of Afghanistan still exists as a rump state. Anti-Taliban forces formed the National Resistance Front of Afghanistan and launched an uprising from the Panjshir Valley.
On 7 September 2021 Taliban announced an interim government headed by Mohammad Hassan Akhund, although the government remained unrecognized internationally.
Western countries have suspended most humanitarian aid to Afghanistan following the Taliban's takeover of the country in August 2021. The United States has frozen about $9 billion in assets belonging to the Afghan central bank, blocking the Taliban from accessing billions of dollars held in U.S. bank accounts. In October 2021, more than half of Afghanistan's 39 million people faced an acute food shortage. On 11 November 2021, the Human Rights Watch reported that Afghanistan is facing widespread famine due to collapsed economy and broken banking system. The UN World Food Program has also issued multiple warnings of worsening food insecurity.
See also
Fall of Kabul (2021)
Invasions of Afghanistan
List of Pashtun empires and dynasties
List of heads of state of Afghanistan
Politics of Afghanistan
Timeline of Kabul
Timeline of Herat
References
Further reading
Adamec, Ludwig W. Historical dictionary of Afghanistan (Scarecrow Press, 2011).
Adamec, Ludwig W. Historical dictionary of Afghan wars, revolutions, and insurgencies (Scarecrow Press, 2005).
Adamec, Ludwig W. Afghanistan's foreign affairs to the mid-twentieth century: relations with the USSR, Germany, and Britain (University of Arizona Press, 1974).
Banting, Erinn. Afghanistan the People. Crabtree Publishing Company, 2003. .
Barfield, Thomas. Afghanistan: A Cultural and Political History (Princeton U.P. 2010) excerpt and text search
Bleaney, C. H; María Ángeles Gallego. Afghanistan: a bibliography. Brill, 2006. .
Caroe, Olaf (1958). The Pathans: 500 B.C.–A.D. 1957. Oxford in Asia Historical Reprints. Oxford University Press, 1983. .
Clements, Frank. Conflict in Afghanistan: a historical encyclopedia. ABC-CLIO, 2003. .
Dupree, Louis. Afghanistan. Princeton University Press, 1973. .
Dupree, Nancy Hatch. An Historical Guide to Afghanistan. 2nd Edition. Revised and Enlarged. Afghan Air Authority, Afghan Tourist Organization, 1977.
Ewans, Martin. Afghanistan – a new history (Routledge, 2013).
Fowler, Corinne. Chasing tales: travel writing, journalism and the history of British ideas about Afghanistan. Rodopi, 2007. Amsterdam and New York. .
Griffiths, John C. (1981). Afghanistan: a history of conflict. Carlton Books, 2001. .
Gommans, Jos J. L. The rise of the Indo-Afghan empire, c. 1710–1780. Brill, 1995. .
Gregorian, Vartan. The emergence of modern Afghanistan: politics of reform and modernization, 1880–1946. Stanford University Press, 1969.
Habibi, Abdul Hai. Afghanistan: An Abridged History. Fenestra Books, 2003. .
Harmatta, János. History of Civilizations of Central Asia: The development of sedentary and nomadic civilizations, 700 B.C. to A.D. 250. Motilal Banarsidass Publ., 1999. .
Hiebert, Fredrik Talmage. Afghanistan: hidden treasures from the National Museum, Kabul. National Geographic Society, 2008. .
Hill, John E. 2003. "Annotated Translation of the Chapter on the Western Regions according to the Hou Hanshu." 2nd Draft Edition.
Holt, Frank. Into the Land of Bones: Alexander the Great in Afghanistan. University of California Press, 2006. .
Hopkins, B. D. 2008. The Making of Modern Afghanistan. Palgrave Macmillan, 2008. .
Jabeen, Mussarat, Prof Dr Muhammad Saleem Mazhar, and Naheed S. Goraya. "US Afghan Relations: A Historical Perspective of Events of 9/11." South Asian Studies 25.1 (2020).
Kakar, M. Hassan. A Political and Diplomatic History of Afghanistan, 1863-1901 (Brill, 2006)
online
Malleson, George Bruce (1878). History of Afghanistan, from the Earliest Period to the Outbreak of the War of 1878. Elibron Classic Replica Edition. Adamant Media Corporation, 2005. .
Olson, Gillia M. Afghanistan. Capstone Press, 2005. .
Omrani, Bijan & Leeming, Matthew Afghanistan: A Companion and Guide. Odyssey Publications, 2nd Edition, 2011. .
Reddy, L. R. Inside Afghanistan: end of the Taliban era?. APH Publishing, 2002. .
Romano, Amy. A Historical Atlas of Afghanistan. The Rosen Publishing Group, 2003. .
Runion, Meredith L. The history of Afghanistan. Greenwood Publishing Group, 2007. .
Saikal, Amin, A.G. Ravan Farhadi, and Kirill Nourzhanov. Modern Afghanistan: a history of struggle and survival (IB Tauris, 2012).
Shahrani, M Nazif, ed. Modern Afghanistan: The Impact of 40 Years of War (Indiana UP, 2018)
Siddique, Abubakar. The Pashtun Question The Unresolved Key to the Future of Pakistan and Afghanistan (Hurst, 2014)
Tanner, Stephen. Afghanistan: a military history from Alexander the Great to the war against the Taliban (Da Capo Press, 2009).
Wahab, Shaista; Barry Youngerman. A brief history of Afghanistan. Infobase Publishing, 2007.
Vogelsang, Willem. The Afghans. Wiley-Blackwell, 2002. Oxford, UK & Massachusetts, US. .
Primary sources
"Durand's Curse: A Line Across the Pathan Heart" by Rajiv Dogra, Publisher: Rupa Publications India
Green, Nile, ed. Afghan History Through Afghan Eyes (Oxford University Press, 2016) online edition for libraries:
Elliot, Henry Miers. The history of India, as told by its own historians: The Muhammadan period. Elibron.com, 1952. Volume 8.
Elphinstone, Mountstuart. 1819. An account of the kingdom of Caubul, and its dependencies in Persia, Tartary, and India: Comprising a view of the Afghaun nation, and a history of the Dooraunee monarchy. Printed for Longman, Hurst, Rees, Orme, and Brown, and J. Murry, 1819.
Hill, John E. 2004. The Peoples of the West from the Weilue 魏略 by Yu Huan 魚豢: A Third Century Chinese Account Composed between 239 and 265 CE. Draft annotated English translation.
Levi, Peter. 1972. The light garden of the angel king: journeys in Afghanistan. Collins, 1972. .
Wood, John (1872). A Journey to the Source of the River Oxus. New Edition, edited by his son, with an essay on the "Geography of the Valley of the Oxus" by Henry Yule. John Murray, London. Gregg Division McGraw-Hill, 1971, .
External links
A Country Study: Afghanistan – Library of Congress Country Studies
Video on Afghan-Soviet War from the Peter Krogh Foreign Affairs Digital Archives
Encyclopædia Britannica – History of Afghanistan
Afghanistan (Southern Khorasan / Arachosia)
Afghanistan's Importance From the Perspective of the History by Abdul Hai Habibi
An Historical Guide to Kabul by Nancy Hatch Dupree
Afghanistan Online – History of Afghanistan
British Museum Lecture: An Introduction to the History of Afghanistan by Bijan Omrani
Ten Myths about Afghanistan—The Guardian
Articles containing video clips
History of Central Asia
Kabul Shahi |